UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                     GUIDANCE FROM HOTLINE COMPENDIUM
                                                                            WSGH50
                                                            Date Issued: December 1999

SUBJECT:   Point-of-Entry (POE) Devices to Comply with the Total Coliform Rule, Surface
             Water Treatment Rule (SWTR) and Interim Enhanced Surface Water Treatment
             Rule (IESWTR)

SOURCE:    Clive Davies, OGWDW
             (202)260-1421

       The Total Coliform Rule, SWTR, and IESWTR apply to public water systems; i.e.,
systems serving at least 15 service connections or 25 people per day.  Individual households may
use POE devices at their own discretion and have no requirements to meet the Safe Drinking
Water Act. Though generally not recommended, POE devices may in some circumstances be
used in lieu of centralized treatment to comply with the Total Coliform Rule, SWTR, or
IESWTR,  or as a condition for obtaining an exemption.  Exemptions are time delays for meeting
the criteria of a National Primary Drinking Water Regulation (NPDWR). Exemptions may be
granted by the State depending upon the circumstances of a system. Exemptions for systems
with 500 or fewer service connections can be renewed indefinitely if applicable criteria are met.

       Section 141.100, Subpart J of the NPDWR (enclosed) specifies conditions which must be
met for POE devices to be used to comply with a Maximum Contaminant Level (MCL) such as
the Total Coliform Rule.  Though not stated in Section 141.100, these conditions are also
appropriate for determining if POE devices may be used for complying with a treatment
technique requirement such as the SWTR and IESWTR.  In addition, the SWTR and IESWTR
require that alternative filtration technologies such as POE devices,  in accordance with Section
1412 (b)(4)(E), must be "owned, controlled, and maintained" by the PWS and cannot use POU
devices for microbial control. These devices must also be demonstrated to the satisfaction of the
State that,  in combination with disinfection, they are capable of achieving at least 99.9 and 99.99
percent removal and/or inactivation of Giardia cysts and viruses, respectively.  Also, for systems
serving more than 10,000 people, the IESWTR requires that POE devices achieve 99.0 percent
removal of Cryptosporidium cysts.  The characteristics of the POE device and the maintenance
program will determine the amount of monitoring which is appropriate to ensure that adequate
treatment is being provided on an ongoing basis.

         The SWTR and IESWTR allow for continuous turbidity monitoring with periodic
validation  in lieu of grab sample monitoring.  If continuous monitoring is used, measurements
are to be read  from a recorder at four-hour intervals to determine compliance. For alternative
filtration technologies (which would include POE devices), the SWTR allows the State to reduce
turbidity monitoring to one representative sample of the filtered water per day, depending upon
the characteristics of the technology. If the performance of one POE device cannot be relied on
to reflect the performance of the other POE devices, at least one sample per day from each device
should be required.  In some cases it may be possible, depending upon the design of the POE
device  and the maintenance program in place, that representative monitoring can be achieved
with one sample from a different POE device each day.
       Regarding disinfection with ultraviolet light, the SWTR and IESWTR do not allow for

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             UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                     GUIDANCE FROM HOTLINE COMPENDIUM
                                                                              WSGH50
                                                             Date Issued: December 1999
this technology to be used alone for providing disinfection.  Ultraviolet light is not known to be
effective for inactivating Giardia cysts and it does not provide a disinfectant residual.  However,
ultraviolet light is effective for inactivating viruses in non-turbid waters.  It appears that a POE
device which removes at least 99.9 percent of Giardia cysts followed by disinfection with
ultraviolet light, which achieves with filtration at least 99.99 percent removal and inactivation of
viruses, could be an effective means of providing adequate treatment for individual households.
EPA is considering use of ultraviolet light in the forthcoming disinfection requirements for
ground water systems that EPA plans to propose in early 2000.  Additionally, recent data
indicate that ultraviolet light may be effective  against Cryptosporidium.

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