United States
             Environmental Protection -
             Agency
Office of Water        March 1975
Program Operations (WH-547)   430/9-74-001
Washington, DC 20460
             Water
&EPA     Wastewater Treatment Ponds
                                  MCD-14

-------
                         Disclaimer Statement

This report has been reviewed by the Environmental  Protection Agency and
approved for publication.  Approval does not signify that the contents
necessarily reflect the views and policies of the Environmental  Protection
Agency, nor does mention of trade names or commercial products constitute
endorsement or recommendation for use.
                                 NOTES

To order this publication, MCD-14, "Wastewater Treatment Ponds," write
to:

               General Services Administration (8BRG)
               Centralized Mailing List Services
               Building 41, Denver Federal Center
               Denver, Colorado  80225

Please  indicate  the MCD number and title of publication.

-------
                  US ENVIRONMENTAL PROTECTION AGENCY
                          TECHNICAL BULLETIN

                      WASTEWATER TREATMENT PONDS
                  (Supplement to Federal Guidelines:
                  Design, Operation and Maintenance
                  of Wastewater Treatment Facilities)
1.   PURPOSE:         ...'--                                   '

     This Bulletin presents technical information which will be used
by US EPA Regional Administrators to review grant applications involving
wastewater treatment ponds.

2.   RELATED PUBLICATIONS:

     This Bulletin supplements the Federal  Guidelines Design, Operation,
and Maintenance of Municipal Wastewater Treatment Plants.   Additional
design information can be found in EPA Technology Transfer publications:

     1.   Upgrading Lagoons, EPA-625/4-73-0016, Aug.  1973   (1)

     2.   Performance and Upgrading of Wastewater Stabilization Ponds,
          US EPA Technology Transfer Design Seminars, 1977 (3)

     3.   Process Design Manual:  Wastewater Treatment Facilities for
          Sewered Small Communities, EPA-625/1-77-009, Oct.  1977 (42)

     4.   Process Design Manual:  Design of Municipal  Wastewater
          Stabilization Ponds (in preparation,  ERIC,  US EPA,
          Cincinnati, OH)

     Operation and maintenance information can  be found in:

          5.   Operations Manual  - Stabilization Ponds, EPA-430/9-77-012,
               August 1977

3.   TERMINOLOGY:

     A wide variety of often conflicting terms  is used to  describe
wastewater treatment ponds. .For the purpose of this  Bulletin a waste-
water treatment (stabilization) pond is defined as a  basin within
which natural stabilization processes occur. The oxygen necessary to
sustain some of these processes can come from photosynthetic and/or
mechanical sources.  Ponds are also characterized by  the hydraulic flow
pattern in use.  The following terminology is used for the ponds
discussed in the Bulletin:

-------
A.   Oxidation Pond - A pond which is aerobic throughout.   The
     depth is shallow to permit light penetration to support the
     photosynthetic activity of contained algae.   The oxygen
     sources to support aerobic stabilization are from algae
     activity and wind action at the liquid surface.

B.   Facultative Pond - A pond having an aerobic  zone near the
     surface with a gradient to anaerobic conditions near  the
     bottom.  Oxygen sources are the same as described for
     oxidation ponds, but the oxygen provided cannot maintain total
     aerobic conditions in the deeper facultative pond. These  are
     the most common types of domestic waste stabilization ponds  in
     the U.S.

C.   Aerated/Partial Mix Pond - A pond designed for mechanical
     aeration as the oxygen source.  The mixing intensity  is not
     sufficient to keep all solids in suspension.  As a result,
     there will be some sludge deposition and related anaerobic
     zones at or near the pond bottom.  The incomplete mixing also
     permits light penetration and can result in  significant algae
     growth at times.  Algae and turbulence at the liquid  surface
     will provide some dissolved oxygen (DO), but the design is
     usually based on mechanical aeration as the  sole oxygen source.

D.   Aerated/Complete Mix Pond  - A pond designed for mechanical
     aeration as the oxygen source, and also with sufficient mixing
     intensity to keep solids in suspension.  Algae will generally
     not be a factor due to the turbulent conditions and lack of
     light penetration.

     Many complete mix ponds are actually designed as a variation
     of the activated sludge process including clarification and
     sludge recycle.  Such complete mix systems must continue to
     satisfy the basic secondary treatment requirements of 40 CFR,
     Part 133.  However, pond systems that might  have a complete/
     mix aeration cell (for odor control or partial oxidation of
     strong wastes) followed by partial mix or facultative cells
     could be subject to the suspended solids criteria presented  in
     this bulletin.

E.   Continuous Discharge Pond  - A pond designed without  imposed
     constraints on discharge.  The actual discharge may be inter- •
     mittent due to low seasonal flow or seasonal evaporation,  etc.,
     but the design would permit continuous unrestricted discharge.
     All of the ponds described above (A, B, C, D) can be  designed
     for this mode of operation.

-------
     F.    Controlled Discharge Pond -  A pond designed  to  retain  the
          wastewater without discharge for a significant  period  of time
          (6 months to one year).   Discharge is  then planned for a
          relatively short period  (1-3 weeks)  when pond characteristics
          are compatible with receiving water conditions.   It might  be
          possible to design any of the ponds defined  above (A,  B, C, D)
          for this mode of operation.   However,  the long  detention
          period reduces the need  for  mechanical  aeration so this mode
          of operation is most commonly found with facultative ponds.

     G.    Complete Retention Pond  - A  pond designed for evaporation
          and/or seepage as the hydraulic pathway so there is no
          discharge to surface waters.  The method may be acceptable in
          locations having suitable climatic conditions and with proper
          regard for ground water  protection, odor control, and  water
          rights.  These ponds would be similar  in configuration to  the
          previously described oxidation type having a shallow depth and
          large surface area to provide maximum  potential  for evapora-
          tion.  Another type of "no discharge"  pond would be a  component
          in a land treatment system.   These are discussed in a  later
          section of this Bulletin.

     Typical design factors for these  different  types  of  ponds are
summarized in Table 2.

4.   USE OF THE CRITERIA:

     Projects involving waste treatment ponds proposed for Federal
financial assistance from EPA will be  based on the criteria contained in
this Technical Bulletin.  Approval can be given  to different designs if
reasonable assurance can be given  to the EPA Regional'Administrator  that
satisfactory performance will be achieved.

     The criteria in this Technical Bulletin are intended to provide a
typical  baseline of engineering practice, and must be  applied with
engineering judgment on a case-by-case basis. The EPA Regional  Admini-
strator will review each project to identify and resolve  additional  .
factors important to the design of a specific project. Responsibility
for satisfactory performance, however, remains with the grant applicant.

     It is the policy of EPA to encourage the use of innovative  technol-
ogy.  Such technology may be eligible  for an increased percentage of
federal  funding as defined by section  202(a)(2)  of the Clean Water Act
of 1977 (P.L. 95-217).  EPA Regional Administrators will  give full
consideration to innovative technologies which may not be included  in
this Bulletin.

-------
5.   PERFORMANCE REQUIREMENTS:

     The Federal Water Pollution Control Act Amendments of 1972 (PL 92-
500) established the minimum performance requirements for publicly
owned treatment works.  Section 301(b)(l)(B) of that Act requires that
such treatment works must, as a minimum, meet effluent limitations based
on secondary treatment as defined by the EPA Administrator.  The EPA
published information on secondary treatment in August 1973 in 40 CFR
Part 133.(4).  This contained criteria for biochemical oxygen demand
(BOD), suspended solids (SS), fecal coliform bacteria and pH.  Sub-
sequently, the requirements for fecal coliform were deleted from 40 CFR
Part 133 on July 25, 1976, leaving BOD, SS, and pH as originally defined.

     Wastewater treatment ponds have historically been accepted as a
secondary treatment process and have been particularly advantageous for
smaller communities.  Treatment performance with respect to BOD removal
has been generally acceptable if ponds were conservatively designed and
properly operated.  Treatment performance with respect to suspended
solids is often complicated by the presence of algae cells in the pond
effluent.  After considerable study and discussion the EPA published
revised suspended solids limitations for wastewater treatment ponds on
October 7, 1977.

     The effluent criteria currently applicable to wastewater treatment
ponds are:

     (a)  BODs - The arithmetic mean for 30 consecutive days shall  not
          exceed 30 mg/1  or 85% removal, whichever results in the lesser
          effluent concentration.

          The arithmetic mean of the values for 7 consecutive days  shall
          not exceed 45 mg/1.

     (b)  Suspended Solids - Wastewater treatment ponds which are the
          sole process for secondary treatment and with maximum facility
          design capacity of 2 MGD or less and which meet the BOD
          limitations as prescribed by 40 CFR 133.102(a), are required
          to meet an effluent limitation for suspended solids in accord-
          ance with values set by the state or appropriate EPA Regional
          Office.  The current values set by the States and Regional
          Offices are listed below.  These values correspond to a 30 day
          consecutive average or an average over the period of discharge
          when the duration of the discharge is less than 30 days.   In
          some cases States have developed additional  values, such  as
          weekly averages  or daily maximums for compliance monitoring
          purposes.  These additional  values are not indicated in the
          chart below.

-------
                                TABLE  1
     Location
Alabama
Alaska                           ;
Arizona
Arkansas
California
Colorado
     Aerated. Ponds
     All others
Connecticut
Delaware
District of Columbia
Florida
Georgia
Guam
Hawaii
Idaho                  T
Illinois
Indiana                     .
Iowa              •••".".
     Controlled Discharge, 3 cell
     All others

Kansas
Kentucky
Louisiana
Maine
Maryland.
Massachusetts
Michigan
     Controlled Seasonal Discharge
       Summer
       Winter
Minnesota
Mississippi
Missouri.  -. " .
Montana
Nebraska                      .  -
Suspended Solids Limit
       (mg/1)

         90  :•••-.-'
         70 •"
         90
         90      : ..
         95

         75
        105
  -       NIC.
         N.C. .
         N.C.
         N.C.
         90     •.-•'•
         N.C.              .
         N.C.      ••.••-..
      .   N.C.
     ,    37
         70

case-by-case but not greater
 than, 80       .

         80    '

         80
         N.C.
         90       ••-..-.
         45
       "90
        - N.C.     '  '      :.  •
         70
         40
         N.C.
         90
         80
        100
         80

-------
                              River
                              River
North Carolina
North Dakota
     North & East of Missouri
     South & West of Missouri
Nevada
New Hampshire
New Jersey
New Mexico
New York
Ohio
Oklahoma
Oregon
     East of Cascade Mts.
     West of Cascade Mts.
Pennsylvania
Puerto Rico
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
     East of Blue Ridge Mts.
     West of Blue Ridge Mts.
     Eastern slope counties
       Loudoun, Fauquier, Rappahannock
                Green, Albemarle, Nelson
                Bedford, Frank!in.
       Madison;
       Amherst.
Virgin Islands
Washington
West Virginia
Wisconsin
Wyoming
Trust Territories

          Notes:
Patrick
                  & N. Marianas
         90

         60
        100
         90
         45
         N.C.
         90
         70
         65
         90

         85
         50
         N.C.
         N.C.
         45
         90
        110
        100
         90
         N.C.
         55

         60
         78
case-by-case
 application of 60/78
 limits

         N.C.
         75
         80
         60
        100
         N.C.
          1.   N.C. - no change from existing criteria

          2.   The values set for Iowa and Virginia incorporate  a
               specific case-by-case provision;  however,  in  accordance
               with 40 CFR 133.103(c), adjustments of the suspended
               solids limitations for individual  ponds in all  states  are
               to be authorized on a case-by-case basis.

-------
     3.   The values tabulated above can be considered as interim.
  :•       Further revision and refinement will be possible as additional
          data becomes available.

     4.   Wastewater treatment ponds with a maximum facility design
          capacity in excess of 2 MGD will have to satisfy the basic
          suspended solids requirements of 40 CFR Part 133 (i.e.:  30
          mg/1 or 85% removal on a 30 day average and, 45 mg/1 on  a
          7 day average).   Other ponds that are not eligible for an
          adjustment in suspended solids limitations include: basins or
          ponds used as a  final polishing step for other secondary
        .  treatment systems and ponds which include complete-mix
          aeration and sludge recycle since these systems are in essence
          a variation of the activated sludge process.

     (c)  pH - The effluent values for pH shall remain within the  range
          of 6.0 to 9.0, unless variations are due to natural causes
          (i.e.: natural pH of wastewater and/or phenomena resulting
          from biological  activity in the pond).  Adjustment of pH is
          only required where inorganic chemicals are added for treat-
          ment or contributions from industrial sources cause the  pH    .'
          to be outside the range of 6.0 to 9.0.                •

     More stringent performance requirements than defined above may be
necessary to meet other criteria such as State water quality standards,
including disinfection requirements.  In such cases the criteria
contained in this Bulletin will have to be adjusted accordingly.
   • "        ~  -  /           .   '            '    _.   ..,..'..       •
6.   BACKGROUND:                                       ;      '.

     There are more than 5,000 publicly owned wastewater treatment ponds
in the United States.  Generally, these ponds are located in small  com-
munities and are designed  for flows less than 2 MGD.,  Ponds have been
used where land is available because operation is simple and operating
costs are small.  The low energy requirements of these systems are
particularly attractive.  The great majority of the existing systems are
continuous flow facultative or oxidation ponds.

     There is a wide variation in the design of these systems; and until
recently comprehensive performance data were lacking.  An extensive
evaluation of four facultative and five aerated ponds supported by the
EPA has provided considerable information on the capabilities of these
studies and is available from the Municipal Environmental Research
Laboratory, US EPA, Cincinnati, Ohio 45268.  A brief .summary of these
studies can be found in the reference (3) previously cited.

-------
     Regarding the ability of continuous flow facultative and oxidation
ponds to meet secondary treatment requirements the data indicate that:

     (a)  The BOD level in general is satisfactory and could be achieved
          in all cases by improved design.  Natural oxygen sources  (i.e.:
          algae, surface turbulence) are reduced or eliminated during the
          winter in ice covered ponds.  The BOD levels would not be met
          under these conditions for short detention time systems.

     (b)  The suspended solids level is generally not achieved because
          of the algae in the effluent.

     (c)  The pH of the effluent varies markedly depending on alkalinity
          C02 relationships.  The variation is, however,  rarely sufficient
          to require pH adjustment.

     Aerated ponds with properly designed suspended solids separation can
meet the adjusted requirements.  Since partial-mix systems permit some
algae growth, suspended solids can be high at times.

     Controlled discharge ponds have been used in northern climates
and can meet the requirements if properly operated.  Such ponds and
other long retention, multiple cell systems achieve significant reduc-
tions in fecal coliform levels.  A fecal coliform concentration of
approximately 200/100 ml can be achieved without disinfection if ade-
quate hydraulic residence times are provided.

     As indicated above, the responsible factor for suspended solids
performance in the general case was algae.  Algae are naturally present
in wastewater treatment ponds and the non-aerated types are specifically
designed to rely on photosynthetic oxygenation.  Algae cells, which are
an integral part of the treatment system, do not settle readily and may
be carried out of the pond as suspended solids in the effluent.  Methods
for removing algae from pond effluents have been developed and are
described in a later section.

     Each state had the options to retain current values, to determine
an adjusted value for the entire state, or to determine several values
for appropriate contiguous geographical areas.  As shown in Table 1,
all three options were utilized by various states.  The basic proce-
dures to determine these adjusted values were conducted by the states,
with the assistance of the applicable EPA Regional Office if needed.
Only those ponds meeting the BOD requirements were eligible for
inclusion in the statistical analysis.  The new suspended solids value
was to be equal to the effluent concentration achieved 90% of the time.

-------
In some cases the data base for the analysis was quite limited and in .
all cases additional data are being collected.   A periodic re-evaluation
of this expanding data base could result in further changes so the
values are considered "interim."

7.   DESIGN FEATURES:            •      ..-.'.;.-....

     Typical design parameters for continuous flow ponds are given in .
Table 2.           1    .

     Most existing wastewater ponds were designed within the range of
parameters listed in Table 2.  There are many local modifications  ,
employed.  It is not uncommon for state agencies and EPA regions to have
specific criteria for pond design.  Several attempts have been made to
develop a more rational basis for facultative pond design and are
available in the engineering literature (31,29,38).  None of these can
be used to consistently predict performance of actual ponds in a variety
of settings.  The probable cause is the variations in hydraulic residence
times that occur in actual systems.  Until  methods are available to more
accurately define hydraulic residence time, pond design will probably
remain an empirical procedure based on successful past experience.

     The unique features of controlled discharge ponds are long term
retention and periodic, controlled discharge usually once or twice a
year.  Ponds of this type have operated satisfactorily in the north central
U.S. using the following design criteria:

     Overall organic loading: 20-25 pounds  BODs/acre.

     Liquid depth: not more than 6 feet for the first cell, not more
     than 8 feet for subsequent cells.
     Hydraulic detention:  At least 6 months above
     level (including precipitation), but not less
     ice cover.
the 2 foot liquid
than;the period of
     Number of cells:  At least 3 for reliability, with piping
     flexibility for parallel or series operation.

     The design of the controlled discharge pond must include an analysis
showing that receiving stream water quality standards will be maintained
during discharge intervals, and that the receiving watercourses can
accomodate the discharge rate from the pond.  The design must also include
a recommended discharge schedule.

-------
                    O)
                            «=C Q.
                                O    -P
                                •r-     re
                                •p    -P
                                re    r—

                                5     3    "-
                                x     re
                                o    u.
                                                      u.
                                                      o
                                                      o
                                                      i-D

                                                      (U
                                      o
                                      jQ
                             E S-    «C
      O
      O
      IO
      o
      CM
      CO
      o
      CM
      CO
                   •o
                    O)
                   •p
                    re

                    
-------
     Selecting the optimum day and hour for release of the pond contents
is critical to the success of this method.  The operation and main-
tenance manual must include instructions on how to correlate pond dis-
charge with effluent and stream quality.  The pond contents and stream
must be carefully examined, before and during the release of the; pond
contents.                         •'••"'      "'  " ''       ;    .    -•"•.••/.•    .

     In a typical program, discharge of effluents follows a consistent
pattern for all ponds.  The following steps are usually taken:

     (a)  Isolate the cell to be discharged, usually the final one in
          the series, by valving-off the inlet line from the preceding
     .   . • cell. .  *           •   .  • •     .-.._    ...  ,..•.;.-:•  ..,           .  ...

     ;(b)  Arrange to analyze samples for BOD, suspended solids, volatile
          suspended solids, pH, and other parameters which may be
          required for a particular location.

     (c)  Plan to work so as to spend full time on control of the dis-
          charge throughout the period.

     (d)  Sample contents of the cell to be discharged for dissolved
          oxygen, noting turbidity, color, and any unusual conditions.

     (e)  Note conditions in the stream to receive the effluent.

     (f)  Notify the state regulatory agency of results of these obser-
          vations and plans for discharge and obtain approval.

     (g)  If discharge is approved, commence discharge and continue so
•          long as weather is favorable, dissolved oxygen is near or above
          saturation values and turbidity is not excessive following the
          prearranged discharge flow pattern among the cells.  Usually
          this consists of drawing down the last two cells in the series
          (if there are three or more) to about 18-24 inches after isola-
          tion; interrupting the discharge for a week or more to divert
          raw waste to a cell which has been drawn down and resting the
          initial cell before its discharge.  When this first cell is
          drawn down to about 24 inches depth, the usual series flow
          pattern, without discharge, is resumed.  During discharge to
          the receiving waters samples are taken at least three times
          each day near the discharge pipe for immediate dissolved oxygen
          analysis.  Additional testing may be required for suspended
          solids.              ••'--•-      ,                         ..'.'"•
                                     11

-------
     Experience with these ponds is limited to northern states with
seasonal and climatic influences on algae growth.  The concept will be
quite effective for BOD removal in any location and, if suspended solids
are within the limits given in Table 1, it should be effective in warmer
climates.  The process will also work with a more frequent discharge
cycle than semi-annually, depending on receiving water conditions and
requirements.  Operating the isolation cell on a fill and draw batch
basis is similar to the "phase isolation" technique discussed in a later
section for pond upgrading.

     The design of partial mix aerated ponds is commonly based on first
order reaction rate equations for completed mixed flow even though by
definition the ponds are not completely mixed.  As indicated in Table 1
at least 3 cells are usually provided.  The aeration is usually tapered
with higher intensity near the inlet of the first cell and a quiescent
zone near the end of the final cell.

     The detention time or pond volume is based on the low temperature
winter time reaction rates.  The oxygen requirements are based on the
higher temperature summer reaction rates.  No allowance is made for
photosynthetic oxygenation even though algae will be present.  An
allowance must be made for sludge accumulation and for winter ice forma-
tion in northern climates.  In Alaska, which might represent the worst
case, an allowance of 5% is made for sludge storage and 15% for ice forma-
tion in calculating total pond volume.  The total depth of the pond is
then based on the requirements for the type of aeration equipment
chosen.  Special attention is required for design of surface aerators in
cold climates because of ice problems.

     Partial-mix ponds may have high suspended solids on an infrequent
basis due to algae.  If these values exceed the limits given in Table 1
it may be possible to operate the final cell  in an intermittent discharge
mode during algae blooms.

     Complete retention ponds may be feasible in locations with low cost
land and high evaporation rates.  Many existing complete retention
systems probably depend to a greater degree than is desirable on seepage.
Many states are adopting increasingly stringent seepage requirements for
wastewater pond systems.

     Design features common to most pond systems include earthen dikes
and inlet and outlet works.  Designs can usually be based on a balanced
cut and fill  so that most of the excavated material  can be used in dike
construction.  Outside slopes of dikes are usually 3:1 or flatter to
permit grass mowing.  Inside slopes are steeper, ranging from 2:1  to
3:1.  When the size of pond cells are much greater than 10 acres or if
                                   12

-------
the system is in a particularly windy location the inside slopes of the :
dikes should be protected from wave erosion.  Membrane liners are easily
punctured and some are sensitive to solar radiation so it is common     •
practice to. overlay at least the above water portion with soil and rip
Tap.  , -          '"'''-:           '      :     '      -••'•''•. •..-'.-•••;•• ' .:".:.' ; '  -

     The inlet structure for small ponds is generally at the center.
For large ponds the use of inlet diffusers with multiple outlet; ports is
desirable to distribute suspended solids over a larger area.  Transfer
and outlet structures should permit lowering the .water/level at a rate
of less than 1 foot per week when the facility is receiving its normal
load.  Manhole type structures are commonly used with either valved
piping or adjustable "stop log" type overflow gates used ,tp control
depth.                   "        ;

8.   GENERAL CONSIDERATIONS:              ;  .

     The following criteria apply to the waste treatment ponds covered
in this Bulletin.                       ... .. ...... ,     ...   ,

    , (a)  Pathogen Control            .  '                  '   ;  "

               Natural die-off of pathogens is very effective in long
        ..retention time facultative and controlled discharge ponds.
 .:        Fecal col iform concentrations of approximately 20.0/100 ml can  ..-
          be achieved without disinfection if adequate hydraulic residence
          times are provided.  A positive disinfection technique may  be
         ^ necessary for ponds to comply with site specific  discharge
          requirements.  Chlorination can achieve the required : fecal
          coli form reductions.   A mathematical model designed to be
          applicable to most pond systems, along with monographs which
          can.be  used to calculate  chlorine dosages to yield adequate
          residuals without lysing  algae cells, is presented in  reference
      (b)   Control  of  Short  Circuiting

           •     Short  circuiting  of  flow occurs  to  varying  degrees  in most
           existing ponds.   In  a  study  of a  multiple  cell system, it was
           found that  the actual  detention time  in  the  cells  varied from
           25 to 89 percent  of  the theoretical design detention  time,  (27).

                The use of multiple  cells operated  in series  and multiple
      :..    port inlet  structures  is  effective in reducing short  circuit-
           ing.  In-basin baffles can also ^be effective but special
           attention is required. in  northern climates to avoid problems
                                   13

-------
          with  ice.  Multiple  cells are probably the most effective
          approach.  No  less than  3 cells will be provided for ponds
          covered  by this  Bulletin.

      (c)  Seepage  Control

                Lining of the pond  bottom and inner dike surfaces may be
          necessary if compaction  of the in-situ soils does not produce
          an acceptable  level  of impermeability.  In general, all of the
          states in the  U.S. require protection of the beneficial use of
          ground water beneath a pond.  Only a few states define a specific
          seepage  limitation.  Most states do not have a specific value
          but decide on  a  case-by-case basis for protection of ground water.
          Lining materials range from locally available clays, bentonite,
          asphalt, concrete, soil  cement, and various membranes.  Some
          of the low seepage rates required would be difficult to achieve
          with  soil stabilization  techniques so constructed liners or
          membranes might  be necessary.  Reference (28) describes in
          complete detail  techniques for pond lining.

      (d)  Sludge Accumulation

                Sludge will accumulate to varying degrees on the bottom
          of all of the  ponds covered by this Bulletin.  Most of the
          accumulation will occur at or near the inlet structures.
          Decomposition of these benthic sludge deposits is via anaero-
          bic processes.  This sludge can in time exert a significant
          oxygen demand on the system.   The problem is particularly
          critical  in northern temperate climates where a temperature
          induced "turnover" of pond contents can occur in the spring
          and fall  of each year.  This  "turnover" can resuspend some of
          the benthic material  and result in odor as well  as  temporary
          effluent quality problems.

               Sludge will  accumulate at faster rates in ponds in cold
          climates  since the low winter temperatures inhibit  the anaero-
          bic reactions.  In Alaska, which is probably the worst case,  it
          is common practice to reserve up to 5% of the design volume
          for sludge accumulation.

9.   UPGRADING TECHNIQUES:

     Algae removal  may still  be necessary for:  ponds greater  than 2  mgd
capacity, ponds not meeting the BOD requirements  and ponds discharging
to water quality limiting stream segments.   A number of techniques for
upgrading have been studied in  recent years.
                                  14

-------
(a)   Land Application

          Land application of pond effluents  is  an  excellent
     technique for final  treatment.   Reference (22)  discusses  in
     detail  the basic land treatment modes  and variations.
     Wastewater treatment ponds and/or treatment storage pond
     combinations are often the most cost effective way to  achieve
     the preapplication treatment levels recommended by EPA prior
     to the final land treatment step.

(b)   Conversion to Controlled Discharge

          An existing continuous discharge pond can be converted
     to a controlled discharge pond if the previously outlined
     conditions are met.   Usually additional  land area will be
     required to obtain the volume required for controlled
     discharge.

(c)   Intermittent Sand Filtration

          Experimental research and practical operation of  full
     scale facilities has demonstrated the effectiveness of inter-
     mittent sand filtration for upgrading lagoon effluents.  As
     with all wastewater treatment systems, performance is  dependent
     on proper operation and maintenance.  However, less operator
     skill and manpower is required for operation of intermittent
     sand filters than with most other upgrading systems.  Experience
     indicates that a high quality effluent may be achieved at a
     relatively  low cost.  Intermittent sand filtration is  not a
     new technique.  Rather, it is the application of an old
     technique to the problem of upgrading lagoon effluents.
     Intermittent sand filtration is  similar to the practice of
     slow sand filtration in potable  water treatment or the slow
     sand filtration of raw sewage which was practiced during the
     early 1900's.   Intermittent sand filtration of lagoon effluents
     is  the application of lagoon effluent on a periodic or inter-
     mittent basis to a sand filter bed.  As the wastewater passes
     through the sand filter bed, suspended solids and organic
     matter are  removed through a combination of physical straining
     and biological  degradation processes.  The particulate matter
     collects  in the top  5 to 7.5 cm  (2 to 3 inches) of the sand
     filter bed.  This buildup of organic matter eventually clogs
     the top 5 to 7.5 cm  (2 to. 3 inches) of the sand filter bed and
     prevents  the passage of the effluent through the sand filter.
     The sand  filter is then taken out of service and the top layer
     of  clogged  sand is removed.  The sand filter is then put back
     into service and the spent sand  is either discarded or washed  .
     and used  as replacement sand for the sand filter.
                               15

-------
          The development of intermittent sand filtration to
     upgrade lagoon effluents has been demonstrated with pilot
     scale and full scale systems treating effluents from facul-
     tative, aerated, and anaerobic ponds.  Typical design criteria
     for full scale systems are given in Table 3.  References (3),
     (14) should be consulted for details.
Table 3.  Design Criteria for Full
          Systems at Mount Shasta,
          and Ailey, Georgia
Scale Intermittent Sand Filter
California; Moriarty,  New Mexico;
Parameter
Design Q (mgd)
Lagoon Type
Filter Area (acre)
No. Filters
Hydraulic Loading (mgad)
Effective Size (mm)
Uniformity Coeff.
Mount
Shasta
1.2
Aerated
0.5
6
0.7
0.37
5.1
Mori arty
0.4
Partial mix aerated
0.082
8
0.6
0.20
4.1
Ai 1 ey
0.08
Facultative
0.14
2
0.4
0.50
4.0
(d)  Rock Filter

          The rock filter is essentially a porous  rock embankment
     at the end of a pond system through which the pond effluent is
     allowed to flow.   Suspended solids  settle out on  the  rock
     surfaces and in the void spaces and then are  biologically
     degraded.  Typical  filter construction uses rocks greater  than
     1  inch and less than 5 inches  in diameter with most of  the
     rocks approximately a 2 inch size.   Recommended hydraulic
     loadings range from 9 gallons/ft3/day in warm weather to 3
     gallon/ft3/day in cold weather.  Reference (3) should be
     consulted for details.

(e)  Chemical Treatments

          Chemical  treatments for coagulation-flocculation and
     settling of suspended solids have been tried  with pond  systems
     with success.   Both external mechanical  treatments  and  in-pond
     treatments have been demonstrated.
                               16

-------
          Coagulation  followed by sedimentation, and possibly
     filtration,  has been  used extensively for the removal of
   .  suspended  and  colloidal material from water.  In the case of
     the  chemical treatment of wastewater treatment pond effluents
     the  data are not  comprehensive  (12).  Lime, alum, and ferric
     salts are  the  most  commonly used/coagulating agents.  Because
     of the many  variables, a pilot  testing  program will usually be
     necessary  to ensure proper operation of the system.  There
     must be a  satisfactory method of ultimate disposition of .  .•
     resultant  sludges.  Unless designed for constant flow, close
     control of the process is required to obtain satisfactory    :
     performance.   Depending on the  alkalinity of .the wastewater,
     the  operating  cost  of the chemicals for this method can be
     relatively high.  Additional information is contained in
     references; (1),  (2),  (18), (12), (24),  and  (25).          •    "

          In-pond chemical treatment in a controlled discharge pond
     has  been sucessfully  demonstrated in Canada.  Techniques using  '
     high concentrations of chlorine with a  long contact time
     followed by  settling  and filtration have also been shown to
     reduce algae suspended solids.

(f)   Natural  In-Pond Removal                                       :

          A technique  called  "phase  isolation" for algae removal
     has  been studied.  It was developed in  the  pond system serving
     the  city of  Woodland, CA., and  consists of  a batch fill,and
     draw operation with a detention time of two to three weeks.
     The  results  of studies on the Woodland  system indicated that
     the  process  was  not consistent. Wind action resuspended
     bottom deposits at\times and in late summer and early.fall
     different  types of  algae developed that would not settle.
     Suspended  solids  in the  effluents ranged from less than 30
     mg/1 to  over 60 mg/1. ,   •

          Other natural  approaches include the use of filter-feeding
     fish for algae removal and other techniques in the emerging
     aquaculture  technology.  The use of aquatic plants such as     >
     hyacinths  and  duckweed has been shown to control algae deve-
     lopment.   The  mechanism  is the  shading  effect of these floating
     plants which restricts the light transmission needed for algae
     growth.  Supplemental aeration  is then  usually required to
     maintain desired  oxygen  levels  in the pond. '-•":   V
                              17

-------
      (g)   Mechanical  Removal

                Techniques  in  this  category  would  include centrifugation,
           microstraining with a  1  micron  polyester  fabric, dissolved air
           flotation and granular media  filtration.  All have been
           successfully demonstrated.  References  (3),  (27) contain specific
           details.

 10.   FUTURE  ACTION:

      The  information  contained in  this  Bulletin will be modified as
 additional field experience becomes available.  Those  having such
 information  are encouraged to  submit it to  the Director, Municipal
 Construction Division  (WH-547),  Office  of Water Program Operations,
 Environmental Protection Agency, Washington, D.C. 20460.

 11.   BIBLIOGRAPHY:


 (1)   Upgrading Lagoons, by D.  H. Caldwell, S. D. Parker, and W.R. Uhte.
      Prepared for the  EPA Technology Transfer Program.   August 1973.

 (2)   Upgrading Existing Lagoons, by R.   F.  Lewis and J.  M.  Smith.
      Prepared for the  EPA Technology Transfer Program.   October 1973.

 (3)   Performance and Upgrading of Wastewater Stabilization  Ponds  by
      E. J. Middlebrooks, J. H. Reynolds, and C. H. Middlebrooks.
      Prepared for the  EPA Technology Transfer Program.   January 1977.

 (4)   Secondary Treatment Information,  40 CFR Part 133,  38 FR  22298
     August 17,  1973;  amended 41  FR 30786, July 26,  1976; amended
     42 FR 54664, October 7,  1977.

 (5)  Waste Treatment Lagoons  - State of  the  Art,  by  Missouri  Basin
     Engineering Health Council.   EPA Research  Report 17090 EHX 07/71
     July 1971.
(6)  Wastewater Engineering,  by Metcalf and Eddy,  Inc.
     Book Company.   1972.
McGraw-Hill
(7)   Technical  Bulletin:   Design  Criteria  for Mechanical,  Electric, and
     Fluid System and Component Reliability, Office  of Water  Program
     Operations.   EPA Publication 430-99-74-001.   1973.

(8)   Echelberger, W.  F.,  J.  L.  Pavoni,  P.  C. Singer, and M. W. Tenney,
      Disinfection of Algae  Laden Waters," Journal of the  Sanitary
     Engineering  Division, ASCE,  Vol. 97,  No. SA 5.  October  1971
                                   18

-------
 (9)  Horn, L., "Ch1 orination of Waste Pond Effluent," 2nd International
     Symposium for Waste Treatment Lagoons, edited by Ross E. McKinney
     for Missouri Basin Engineering Health Council.  1970.

'(10) Waste Stabilization Lagoon Micro-organism Removal Efficiency and
     Effluent Disinfection With Chlorine, by B. A. Johnson, J: L.
     Wright, D. S. Bowles, J. H. Reynolds, and E.J.* Middlebrooks.
     Contract Number 68-03-2151, Municipal Environmental Research
     Laboratory, U.S. Environmental Protection Agency, Cincinnati,
     Ohio 45268.

 (11) Removal of Algae from Waste Stabilization:Pond Effluents - A State
     of  the Art, by V. Kothandaraman and R. L. Evans.  Illinois State
     Water Survey Circular 108, Urbana, Illinois.  1972.

 (12) Evaluation of Techniques for Algae Removal from Wastewater
     Stabilization Ponds by E. J. Middlebrooks, D. B. Porcells, R. A.
     Gearheart, G. R. Marshall, J. H. Reynolds, and W. J, Grenny.  Utah
     Water Research Laboratory, Utah State University, Logan, Utah.
     January 1974.                                          :

 (13)  Intermittent Sand Filtration to Upgrade Existing Wastewater Treat-
     ment Facilities, by G. R. Marshall and E. J. Middlebrooks.  Utah
     Water Research Laboratory, Utah State University, Logan, Utah.
      February 1974.

 (14)  Separation of Algae Cells from Wastewater Lagoon Effluenting
      Volume  I,  Intermittent Land Filtration to Upgrade Waste Stabili-
      zation  Lagoon Effluent,  by S. E. Harris,  D.  S. Filip, J. H.
      Reynolds and  E. J. Middlebrooks.  Contract Number 68-03-0281,
      Municipal  Environmental  Research Laboratory, US  Environmental
      Protection Agency, Cincinnati, Ohio  45268.
 (15)
Separation of Algae Cells From Wastewater Lagoon  Effluents, Volume
II, Effect of Sand Size on the Performance of Intermittent Sand
Filters, by B. Tupyi, D. S. Filip,  J.  H.  Reynolds,,and  E. J.
Middlebrooks. , Contract Number 68-03-0281.Municipal  Environmental
                        Environmental  Protection  Agency, Cincinnati
      Research Laboratory,
      Ohio 45268.
US
 (16) Sewage Treatment Plant Design,  ASCE Manual  of Engineering  Practice
      No. 36/WPCF Manual of Practice  No.  8.   1959.

 (17) Survey of Facilities Using Land Application of Wastewater,  by  R.  H.%
      Sullivan, M. M. Cohn, and S.  S. Baxter.   Prepared for  Office of
      Water Program Operations.  EPA  Publication  430-9-73-006a.   July 1973.
                                    19

-------
(18) Wastewater Treatment and Reuse by Land Application, by C.  E.  Pound
     and R. W. Crites.  EPA Research Report 660/2-73-006A.   August 1973.
                                                            f
(19) Land Treatment of Municipal Wastewater Effluents:  Design  Factors  -
     I, by C. E. Pound, R. W. Crites, and D. A. Griffes.  Prepared for
     the EPA Technology Transfer Program.  January 1976.

(20) Land Treatment of Municipal Wastewater Effluents:  Design  Factors  -
     II, by 6. M. Powell.  Prepared for the EPA Technology Transfer
     Program.  January 1976.

(21) Land Treatment of Municipal Wastewater Effluents:  Case Histories.
     Prepared for the EPA Technology Transfer Program.   January 1976.

(22) Process Design Manual for Land Treatment of Municipal  Wastewater,
     by Metcalf & Eddy, Inc., Prepared for Environmental Research
     Information Center, Technology Transfer, Office of Water  Program
     Operations, U.S. Environmental Protection Agency;  U.S. Army Corps
     of Engineers, U.S. Department of Agriculture.   EPA Publication 625/
     1-77-008.  October 1977.

(23) Al-Layla, M.A. and E. J. Middlebrooks, "Effect of  Temperature on
     Algae Removal from Wastewater Stabilization Ponds  By Alum
     Coagulation," Water Research, 9,, 10, 1975.

(24) Shindala, A. and J. W. Stewart, "Chemical  Coagulation  of  Effluents
     from Municipal Waste Stabilization Ponds," Water and Sewage Works,
     118, 4, 100-103, 1971.

(25) Reed, S. C., A. B. Hais  Cost Effective Use of Municipal Waste-
     water Treatment Ponds, Proceedings ASCE Annual  Convention,  1978.

(26) Christiansen, C. D., H. J.  Coutts, Performance of  Aerated  Lagoons
     in Northern Climates, EPA-600/3-79-003, 1979.

(27) Middlebrooks, E. J. et al,  Performance and Upgrading of Waste-
     water Stabilization Ponds,  Proceedings of a Conference at  Utah
     State University, EPA-600/9-79-011,  1979.

(28) Middlebrooks, E. J., et. al,  Wastewater Stabilization  Pond
     Linings, USA CRREL Special  Report 18-3, Reprint by US  EPA  OWPO,
     #MCD-54, 1979.

(29) Benjes, H.  H.  Small  Communities Wastewater Treatment  Facilities -
     Biological  Treatment Systems.   Section II, Design  Seminar  Handout,
     Small  Wastewater Treatment  Facilities, ERIC, US EPA.   Jan.  1978.
                                   20

-------
(30)  Bowles,  D.  S.,  E.  0.  Middlebrooks,  J.  H.  Reynolds.^  Coliform
     Decay Rates in  Waste  Stabilization  Ponds.   Presented at WPCF
     annual conference, October 1977.   .

(31)  Bowen, S.  P.   Performance Evaluation of Existing  Lagoons,
     Peterborough, N.H.  EPA 600/2-77-085,  MERL, US  EPA Aug. 1977.

(32)  Gloyna,  E.  F.  Facultative Waste  Stabilization  Pond  Design.   Ponds
     as a Wastewater Treatment Alternative.  Univ. Texas, Austin.
 '    June 1975.  ..,.".'.           t    -....' \ •    :

(33)  Hill, D. 0., A. Shindala.  Performance Evaluation of Kilmichael
     Lagoon.   EPA 600/2-77-T09.  MERL,  US EPA Aug. 1977.

(34)  Marais,  6.  V. R.  Dynamic Behavior of Oxidation Ponds,  2nd
     International Symposium for Waste Treatment Lagoons.  June 1970.

(35)  McKinney, R. E.  Performance Evaluation of An  Existing Lagoon
     System at Eudora, Kansas.  EPA 600/2-77-167, MERL, US  EPA.  Sept.
 .    1977.                           •'••-',;,  '•-.-:                  :

(36)  MetcaTf & Eddy, Inc.   Wastewater Engineering,  McGraw Hill, N.Y.,
     N.Y. 1977.

(37)  Middlebrooks, E. J., H. H. Reynolds, C. H. Middlebrooks.
     Performance and Upgrading of Wastewater Stabilization Ponds.
     Section I, Design Seminar Handout, Small Wastewater Treatment
     'Facilities.  ERIC, US EPA, Jan. 1978.

(38) Oswald, W. J.etal.  Designing Ponds  to Meet Water Quality
     Criteria Second International Symposium for Waste Treatment
     Lagoons. June 1970.                         \

(39) Pierce, D. M.-  Performance of Raw Waste Stabilization Lagoons in
     Michigan With Long Period Storage Before Discharge.  Proceedings
     Symposium  Upgrading Wastewater Stabilization Ponds Meet New
     Discharge  Standards Utah State University  PRM 6159-1, Nov. 1974..

 (40) Reynolds.  J. H.,  et al.  Performance  Evaluation of an Existing
     Seven Cell Lagoon  System, EPA 600/2-77-086, MERL, US EPA, Aug. 1977.

 (41) Thirumurthi, D.   Design  Criteria for  Waste Stabilization Ponds.
     J.W.P.C.F. 46  (9)  2094-2106  (1974)

 (42) US  EPA  Process  Design  Manual - Wastewater  Treatment Facilities
     for Sewered  Small  Communities.  EPA-625/1^77-009,   ERIC, US EPA.
     October 1977.                        "   '"   •'••'
                                   21

-------

-------
•APPENDIX"

-------

-------
                 FRIDAY, AUGUST 17, 1973
                 WASHINGTON, D.C.

                 Volume 38 « Number 159


                 PART II
                 ENVIRONMENTAL
                    PROTECTION
                      AGENCY
                   WATER PROGRAMS

                    Secondary Treatment
                        Information
No. 159—Ft. II	1

-------
  £2298
       RULES  AND  REGULATIONS
     Title 40—Protection of Environment
      CHAPTER  t—ENVIRONMENTAL
          PROTECTION AGENCY
     SUBCHAPTER D—WATER PROGRAMS
   PART 133—SECONDARY TREATMENT
             INFORMATION
   On April 30,1973, notice was published
 in  the FEDERAL REGISTER that the En-
 vironmental Protection Agency was pro-
 posing information on secondary treat-
 ment pursuant to section 304(d) (1) of
 the  Federal Water  Pollution Control
 Act Amendments of 1972  (the  Act).
 Reference should be  made to the .pre-
 amble of the proposed rulemaking for a
 description of the purposes and intended
 use of the regulation.
   Written  comments  on  the proposed
 rulemaking  were Invited  and  received
 from Interested parties. The Environ-
 mental  Protection  Agency has  care-
 fully considered all comments received.
 All written comments are on file with the
 Agency.
   The  regulation has been reorganized
 and rewritten   to  improve  clarity.
 Major changes that were made as a re-
 sult  of  comments received are  sum-
 marized below:
   (a)  The  terms   "1-week" . and  "1-
 montti" as used In § 133.102 (a) and
 (b)  of the  proposed  rulemaking  have
 been changed to 7 consecutive days and
 30 consecutive  days  respectively  (See
 § 133.102 (a), (b), and  (c) ).
   (b) Some comments indicated that the
 proposed rulemaking  appeared to re-
 quire 85 percent removal of biochemical
 oxygen demand and  suspended  solids
 only In cases when a treatment works
 •would treat a substantial portion of ex-
 tremely high strength industrial  waste
 (See § 133.102(g) of the proposed rule-
 making) . The intent was that in no case
 should  the percentage removal of bio-
 chemical oxygen demand and suspended
 solids in a 30 day period be less than 85
 percent. This has been clarified in the
 regulation. In addition, it has been ex-
 pressed as percent remaining rather than
 percent  removal calculated  using the
 arithmetic means of the values for in-
 fluent and effluent samples collected in
 a  30 day period (See  §  133.102 (a)  and
 (b)).
   (c) Comments were made as to the
 difficulty of achieving 85 percent removal
 of biochemical oxygen  demand and sus-
 pended  solids during  wet weather  for
 treatment  works receiving flows  from
 combined sewer systems.  Recognizing
 this,  a paragraph  was  added which
 will  allow waiver or adjustment of that
 requirement  on  a  case-by-case  basis
 (See 1133.103 (a)).
  (d) The definition of a 24-hour  com-
 posite sample (See  § 133.102 (o) of the
proposed rulemaking) was  deleted from
 the  regulation. The sampling require-
 ments for  publicly owned  treatment
works will be established in guidelines
 issued pursuant  to sections 304 (g)  and
402 of the Act.
  (e) In § 133.103 of the proposed  rule-
making, it was recognized that secondary
 treatment processes are subject to upsets
 over which little or no control may be
 exercised. This provision has been de-
 leted. It is no longer considered necessary
 in this regulation since  procedures for
 notice  and  review of upset incidents will
 be included in discharge permits issued
 pursuant to section 402 of the Act.
   (f)  Paragraph (f) of § 133.102 of the
 proposed rulemaking, wl?ich relates to
 treatment works which receive substan-
 tial portions of high strength  industrial
 wastes, has been rewritten for clarity. In
 addition, a provision  has been added
 which  limits the use of the upwards ad-
 justment provision to only those cases in
 which the flow or loading from an indus-
 try  category exceeds 10  percent of the
 design  flow or loading of the treatment
 works.  This intended to reduce or elimi-
 nate the administrative  burden which
 would  be involved in making insignifi-
 cant adjustments in  the biochemical
 oxygen demand and suspended solids
 criteria (See § 133.103 (b)).
   The   major  comments  for  which
 changes were  not made are  discussed
 below:
   (a) Comments  were received which
 recommended  that   the  regulation be
 written to allow effluent limitations to be
 based on the treatment necessary to meet
 water quality standards. No change has
 been made in the regulations because the
 Act  and its legislative  history clearly
 show that the  regulation is to be based
 on the  capabilities of secondary treat-
 ment technology and not  ambient water
 quality  effects.
   (b) A number of  comments were re-
 ceived which pointed out that waste sta-
 bilization ponds alone are not  generally
 capable of achieving the proposed efflu-
 ent quality in terms of suspended solids
 and fecal conform bacteria. A few com-
 menters expressed the opposite view. The
 Agency  is of the opinion that with proper
 design (including solids separation proc-
 esses and disinfection in some cases)  and
 operation, the  level of effluent quality
 specified can be achieved  with waste
 stabilization ponds. A technical bulletin
 will be published in the near future which
 will provide guidance on the design  and
 operation of waste stabilization ponds.
   (c) Disinfection must be employed in
 order to achieve the  fecal coliform bac-
 teria levels specified. A few  commenters
 argued that  disinfectant is not a second-
 ary treatment process and therefore the
fecal  coliform  bacteria  requirements
 should be deleted. No changes were made
because disinfection is considered by the
Agency  to be an important element of
secondary treatment which is necessary
for protection  of public health  (See
 1133.102 (c)).
  Effective date. These regulations shall
 become  effective on August 17,1973.
                    JOHN QTTARLES,
               Acting Administrator
  AUGUST 14,1973.
   Chapter I of  title 40 of the Code of
 Federal Regulations Is amended by add-
 ing a new Part 133 as follows:
 Sac.
 133.100
 133.101
 133.102
 133.103
 133.104
Purpose.
Authority.
Secondary treatment.
Special considerations.
Sampling and test procedures.
   AUTHOSITY: Sees. 304()(1), S01(t>) (1) (B),
 Federal Water Pollution Control Act Amend-
 ments, 1D72, Pi. 92-500.
 § 133.100  Purpose.
   This part provides information on the
 level   of   effluent   quality  attainable
 through the  application  of secondary
 treatment.
 § 133.101  Authority.
   The  information  contained in  this
 Part  is provided pursuant to sections
 304(d) (1) and 301 (b) (1) (B) of the Fed-
 eral  Water  Pollution   Control   Act
 Amendments of  1972, PL 92-500 (the
 Act).

 § 133.102  Secondary treatment.
   The following paragraphs describe the
 minimum level of effluent quality attain-
 able by  secondary treatment in terms of
 the parameters biochemical oxygen de-
 mand, suspended solids, fecal coliform
 bacteria and pH. All requirements for
 each parameter shall be achieved except
 as provided for in § 133.103.
   (a)  Biochemical oxygen demand (.five-
 day).  (1)  The arithmetic mean of the
 values for effluent samples  collected In a
 period of 30 consecutive days  shall not
 exceed 30 milligrams per liter.
   (2)  The arithmetic mean of the val-
 ues for  effluent  samples collected  in  a
 period of  seven  consecutive days shall
 •not exceed 45 milligrams per liter.
   (3)  The arithmetic mean of the val-
 ues for  effluent  samples collected  in  a
 period of 30 consecutive days shall not
 exceed 15 percent of the arithmetic mean
 of  the values for influent  samples col-
 lected at approximately the same times
 during the same period (85 percent re-
 moval) .
  (b)  Suspended solids. (1)  The  arith-
 metic  mean of the values for effluent
 samples  collected In a period of 30 con-
 secutive  days shall not exceed  30 milli-
 grams per liter.
  (2)  The arithmetic mean of the  val-
 ues  for  effluent samples collected in a
 period of seven  consecutive days shall
 not exceed 45 milligrams per liter.
  (3) The arithmetic mean of the  val-
 ues for  effluent samples collected in a
 period of 30 consecutive days shall not
 exceed 15 percent of the arithmetic mean
 of the values for influent samples  col-
 lected  at approximately the same times
 during the same  period (85  percent re-
 moval).
  (c) Fecal caliform-bacteria.  (1) The
 geometric mean of the value for effluent
camples collected in a period of 30 con-
secutive  days shall not exceed  200  per
 100 milliliters.
                               FEDERAL REGISTER, VOL. 38,'NO. 159—FRIDAY, AUGUST 17,  1973

-------
                                            RULES AND  REGULATIONS
                                                                      22299
  (2) The geometric mean of the values
for effluent samples collected in a period
of seven consecutive days shall not ex-
ceed 400 per 100 milliliters.
  (d) pH. The effluent values for pH shall
remain within the limits of 6.0 to 9.0.
§ 133.103  Special considerations.
  (a)  Combined   sewers,   Secondary
treatment may not be capable of meet-
ing the percentage removal requirements
of  paragraphs  (a) (3)   and  (b) (3)  of
§ 133.102 during wet weather in treat-
ment works  which receive  flows  from
combined sewers (sewers which are de-
signed to transport both storm water
and sanitary sewage). For such treat-
ment works,.the decision must be made
on  a case-by-case basis' as  to whether
any attainable percentage removal level
can be denned, and if so, what that level
should be.
  (b) Industrial wastes. For certain in-
dustrial categories, the discharge to nav-
igable waters of biochemical oxygen de-
mand  and suspended solids permitted
under sections 30 Kb) (1) (A) (i) or 306 of
the Act may be less stringent than the
values  given  in paragraphs (a) (1). and
(b) (1)  of § 133.102. In cases when wastes
would be introduced from such an indus-
trial category into  a publicly  owned
treatment works, the values for biochemi-
cal oxygen demand and suspended solids
in paragraphs (a) (1)  and  (b) (1)  of
§ 133.102 may be adjusted upwards pro-
vided that: (1) the permitted discharge
of such  pollutants, attributable to the
industrial category, would not be greater
than that  which  would  be permitted
under  sections 301 (b) (1) (a) (i)  or 306
of the Act if such industrial category
were to discharge directly into the navi-
gable waters, and (2) the flow or loading
of such pollutants introduced by the in-
dustrial category exceeds 10 percent of
the design flow or loading of the publicly
owned treatment works. When such ari
adjustment is made, the values for bio-
chemical oxygen demand or  suspended
solids in paragraphs (a) (2) and (b) (2)
of § 133.102 should  be adjusted propor-
tionally.                      '..'.:'.
§ 133.104  Sampling and test procedures.
  (a)  Sampling  and test procedures for
pollutants listed in  § 133.102 shall be in
accordance with guidelines promulgated
by the Administrator pursuant to sec-
tions 304(g)  and 402 of the Act.
  (b)  Chemical  oxygen demand (COD)
or total organic carbon (TOO may be
substituted for  biochemical oxygen -de-
mand  (BOD) when a long-term BOD:
COD or BOD:TOG correlation has been
demonstrated.
  [FR Doc.73-17194 Piled &-10-73;8:45 am]
                               FEDERAL REGISTER, VOL.  38, NO. 159—FRIDAY, AUGUST 17, 1973

-------

-------
WEDNESDAY, NOVEMBER 15, 1978
 ENVIRONMENTAL
    PROTECTION
     AGENCY
    WASTEWATER
  TREATMENT PONDS
  Suspended Solids Limitations

-------
                                                     NOTICES
 [6560-01-M]

    FNVIRONMENTAL PROTECTION
              AGENCY

             [FRL-1008O

   SECONDARY TREATMENT INFORMATION
             REGULATION

  Suspended Solidi limitations for Waitewater
            Treatment Pondt

  On October  7, 1977,  the Environ-
 mental Protection Agency  (EPA) pub-
 lished in the FEDERAL REGISTER (42 PR
 54666) a final amendment to the sec-
 ondary treatment information regula-
 tion applicable to the suspended solids
 limitations   for  certain   municipal
 wastewater treatment ponds. The sec-
 ondary treatment information regula-
 tion, 40 CPR  133,  contains  effluent
 limitations  in  terms  of  biochemical
 oxygen demand, suspended solids and
 pH which must be achieved by munici-
 pal wastewater treatment plants.
  The amendment added a new para-
 graph (c) to § 133.103 of 40 CFR  133.
 This allows a case-by-case  adjustment
 in  suspended  solids limitations  for
 publicly  owned waste  stabilization
 ponds, if: The  pond has a design ca-
 pacity of 2  million gallons per day or
 less; ponds are the sole process for sec-
 ondary  treatment;  and,  the  pond
 meets the biochemical oxygen demand
 limitations  as prescribed by 40  CFR
 133.102(a). Ponds that are  not eligible
 for this adjustment  include: Basins or
 ponds used as a final polishing step for
 other secondary treatment systems,
 and ponds, which include complete-mix
 aeration and sludge recycle or return
 since these systems are  in essence  a
 variation of the activated sludge proc-
 ess. Aerated ponds without sludge re-
 cycle, however, are eligible for adjust-
 ments provided  the other  specific re-
 quirements are met.
  The amended  suspended  solids  limi-
 tations were determined  by statistical
 analysis of available data. The accept-
 able limit was defined as that concen-
 tration  achieved 90 percent of  the
 time by waste stabilization  ponds that
 are achieving the biochemical oxygen
 demand   limitations  of   40  CFR
 133.102(a). Each  State was considered
 separately as well as appropriate con-
 tiguous  geographic  areas  .within  a
 State or group of States. The analysis
 was done by the States or the applica-
 ble EPA regional office in cooperation
 with the States.
  A  considerable amount  of latitude
was allowed in developing these values
 to account  for varying conditions af-
fecting  pond use  and  performance
across the  country. Categorizations
within States based on factors such as
 geographic location, seasonal variation
 and the type of pond were permitted.
 In some instances, the values present-
 ed below reflect these factors.
  In accordance with the amended reg-
 ulation,  a single value corresponding
 to  the  concentration  achievable 90
 percent of the time may be used to es-
 tablish the  suspended  solids  limita-
 tions for ponds within  a State.  The
 concentration achievable 90 percent of
 the time  has been generally  accepted
 as corresponding to a 30 consecutive
 day average  (or an average value  over
 the period of discharge  when  entire
 duration of the discharge is less than
 30 days). This interpretation is consist-
 ent with the analysis which was used
 as the basis  for the other suspended
 solids and biochemical oxygen demand
 limitations contained in 40 CFR  133.
  For this reason, a single suspended
 solid  concentration has  been  listed
 below  for ponds  (or subcategory of
 ponds) within a State. In some cases,
 however, the States and EPA regional
 offices  have  agreed  upon additional
 values,  such  as weekly  averages or
 daily  maximums, which will  be used
 for compliance monitoring purposes
 within those  States.
  In some cases the data base for the
 analysis  was quite  limited and  in all
 cases additional data are being collect-
 ed. A periodic reevaluation of this ex-
 panding  data base will be conducted
 and could result in further changes in
 the suspended solids limitations listed
 below. Several  EPA regional offices
 have already indicated their intent to
 conduct a reevaluation within 2 years
 or less. Even though publication of
these values  is not a formal rulemak-
ing procedure,  public comments  are
welcome and will be considered in  any
revisions. Comments should be submit-
ted to Director,  Municipal Construc-
tion Division (WH-547),' Environmen-
tal  Protection Agency,  Washington,
D.C. 20460.

 FOR   FURTHER   INFORMATION
 CONTACT:

  Sherwood Reed.or Alan Hals, Munic-
  ipal  Construction  Division  (WH-
  547), Office of Water Program  Oper-
  ations,   Environmental  Protection
  Agency,  Washington,  D.C.  20460,
  202-426-8976.

  Dated October 27, 1978.

             THOMAS C. JORLING,
       Assistant Administrator for
      Water and Waste Management.
                           FEDERAL REGISTER, VOL. 43, NO. 721—WEDNESDAY, NOVEMBER 15, 1978

-------
55280
[I505-01-C]
N(

[NVIROWltSTAL PROT.tCTlOtj AGt.'lCY
Suspended Solids Limitations for
Location
Alabama
Alaska
Arizona
Arkansas
California
Colorado
Aerated Ponds
All others
Connecticut
Delaware
District of Columbia
Florida
Georgia
fiuan
Hawaii
Idaho '_
Illinois
Ind-iana
Iowa
Controlled Discharge, 3 cell
All others
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Controlled'Seasonal Discharge
Suimer
Winter
Minnesota
Mississippi
Missouri
Montana
Nebraska
North Carolina
North Dakota
North 4 East of Missouri River
South 8 West of/Missouri River
Wastewater Treatment Ponds**
Suspended Solids Limit*
90
70
90 '
90
95

75 .'-..'.
105
N.C.
N.C.
N.C.
N.C.
90 . .
N.C.
N.C.
N.C.
37
70 _ . .. ,__._ _ ...... ..

case-by-case but 'not greater
than 80
80- '
80
N.C.
90
45 .
90.- ..'. .
N.C.


70
• 40
N.C.
: 90
80
100
80
90 •

60
100 •
                                 NQTJCES
                                              Suii-fndcd  Solids  LimitJl)or.< "for W.i>trw.iU'r Iri-atmciit
                                                                       (tontlnufd)
     Location          ....

Nevada
New Hampshire         -'.
New Jersey
New Mexico
New York
Ohio
Oklahoma
Orogori
     fast of Cascade Mts.
     West of Cascade Hts.
Pennsylvania                              .
Puerto Rico
P.hode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Verrant  '
Virginia            '              '    '
     East of Blue Ridge Mts.
     West of Blue Ridge Hts.
     Eastern slope counties
       Loudoun, Fauquier, Rappahannock
       Madison, Green, Albemarle, Nelson
       Amherst, Bedford, franklin, Patrick
Virgin Islands
Washington :-      .            .     -  "
West Virginia    '   '  ,
Wisconsin             .
Wyoming
Trust Territories 8 N. Marianas

NOTCS:   ' -•                 •     ;..      :'••'.
N.C. - no change from existing criteria

  *    thirty consecutive day average  or average over the period
       of discharge when the duration  of the discharge is less than
       30 days
 **    The values set for Iowa  and Virginia incorporate a specific case-
       by-case provision; however, in  accordance with 40 CfR 133.103{c).
       adjustments of the suspended  solids limitations for individual
       ponds  in all states are  to be authorized on a case-by-case basis.
                                                                                Suspt-mlcd Solids Limit*
                                                                                        (mg/1)

                                                                                          90
                                                                                          45
                                                                                          N.C.
                                                                                          90
                                                                                          70
                                                                                          65
                                                                                          90

                                                                                          85
                                                                                          50
                                                                                          N.C.
                                                                                          N.C.
                                                                                          45
                                                                                          90  -
                                                                                         110
                                                                                         100
                                                                                          90
                                                                                          N.C.
                                                                                        -  55      •'  '.  .

                                                                                          60
                                                                                          78
                                                                                     case-by-case
                                                                                      application of 60/78
                                                                                      limits
                                                                                          N.C.
                                                                                          75
                                                                                          80
                                                                                          60
                                                                                         100
                                                                                          N.C.
FEDERAL REGISTER, VOL.  43. NO.  228—MONDAY, NOVEMBER 27,  1978

-------

-------
  MONDAY, JULY 26, 1976
PART II:
ENVIRONMENTAL
   PROTECTION
     AGENCY
  WATER PROGRAMS
  Secondary Treatment Information

-------
 30786
      RULES AND REGULATIONS
    Title 40—Protection of Environment
      CHAPTER I—ENVIRONMENTAL
          PROTECTION AGENCY
     SUBCHAPTER D—WATER PROGRAMS
              [ERIi 510-7]
  PART 133—SECONDARY TREATMENT
             INFORMATION
  Biochemical Oxygen Demand, Suspended
              Solids and pH
  On. August 15, 1975, notice was pub-
 lished, in the FEDERAL REGISTER that the
 Environmental  Protection  Agency was
 proposing the amendment of the Second-
 ary Treatment  Information regulation
 contained in 40 CFR Part 133 and pro-
 mulgated on August 17, 1973 pursuant to
 sections 301 and 304 of the Federal Water
 Pollution Control  Act  Amendments  of
 1972 (Pub. L. 92-500, the Act). The pro-
 posed amendment was for the deletion of
 1133.102(c)  (limitations for fecal coli-
 form bacteria) and the addition of § 133.-
 103 (c) ("Special Consideration" for clar-
 ification of the pH  limitations contained
 in  § 133.102 (d)). Published  in the FED-
 ERAL REGISTER concurrently with the pro-
 posed amendment  of 40 CFR Part  133
 was a supplementary statement of EPA
 policy on the disinfection of municipal
 wastewater.
  Written comments on the proposed
 rulemaking and statement of policy were
 invited and received from interested par-
 ties.  The  Environmental   Protection
 Agency has carefully considered all com-
 ments received. All written comments are
 on file with the Agency.
  Virtually all of the comments  on the
 proposed rule changes concerned the in-
 tent and  effect  of the deletion  of the
 fecal collform bacteria limitations from
 40 CFR Part 133 and the limiting of the
 pH requirements to processes using inor-
 ganic chemicals and/or  those receiving
 significant industrial contributions.
  The majority of the responses received
 Indicated support for either  one or both
 of the proposed amendments. The pro-
 posed amendment  for  deletion  of the
 fecal coliform limitations from 40 CFR
 Part 133 specified reliance on State water
 quality  standards  for  establishment of
 minimum disinfection requirements for
 publicly    owned   treatment   works
 (POTW's). A significant majority of the
 responding State agencies (i.e., the agen-
cies responsible  for setting  and  imple-
 menting water quality standards) sup-
 ported the amendment for deletion of the
fecal coliform limits from 40 CFR Part
 133.
  The other principal comments received
 and. the responses to them are summa-
rized below:
  (a) Several comments indicated sup-
port of an amendment to 40 CFR Part
 133 to achieve flexibility in establishment
 of disinfection requirements but advo-
 cated alternatives  other than  the one
proposed  (i.e., deletion of the fecal coli-
form bacteria limitations from the Sec-
 ondary Treatment Regulations). The al-
ternatives suggested were: (1) Retaining
the limits on fecal  coliform bacteria in
40 CFR Part 133 but allowing a variance
 procedure to permit case-by-case excep-
 tions, (2) raising the numerical limits on
 fecal coliform bacteria in 40 CFR Part
 133, and (3) adopting a control param-
 eter other than fecal coliform bacteria
 (e.g., total coliform bacteria or minimum
 chlorine residual).
   Reliance on water quality standards
 for establishment of disinfection require-
 ments for POTW's in lieu of limitations
 in 40 CFR Part 133 was selected by the
 Agency  because the regulatory scheme
 established by the Act specifies the use
 of water quality standards for control of
 those  pollutants which are not  limited
 by uniformly applied effluent standards
 or for which more stringent limitations
 than those required by minimum  effluent
 standards are required to achieve specific
 water quality  needs. Development and
 implementation of water quality stand-
 ards  pursuant  to  the  requirements  of
 Pub. L. 92-500 are currently being car-
 ried out by the States so that transition
 to reliance on water quality standards
 for establishment of disinfection require-
 ments for POTW's can be handled with
 a minimum amount of disruption.
   The Agency also believes that because
 of the potential problems associated with
 the unnecessary use of disinfectants and
 the variable need for disinfection from
 one area of the country to another or one
 season to another, it is best to set disin-
 fection requirements for  POTW's on  a
 case-by-case basis. By deleting the fecal
 coliform  bacteria  limitations  from  40
 CFR Part 133, the States will have the
 flexibility  to establish  disinfection re-
 quirements for POTW's  in accordance
 with local needs. Accordingly, one of the
 alternate regulatory schemes suggested
 for control of disinfection practices, such
 use of total coliform bacteria as  an in-
 dicator or less  stringent limits on fecal
 coliform bacteria, may be appropriate for
 specific water quality needs and  imple-
 mented locally. In other areas where dis-
 infection  of municipal  wastewater dis-
 charges will be widely required in accord-
 ance with local water quality and public
 health needs, a general provision for dis-
 infection  with  specific case-by-case ex-
 ceptions may be appropriate.
   (b) A number of comments disagreed
 with the proposed amendment for dele-
 tion of the fecal coliform bacteria limi-
 tations from 40 CFR Part 133 because it
 would shift the responsibility for  imple-
 mentation of disinfection  requirements
 to the States and because the Agency had
 not supplied sufficient guidance  to the
 States in the area of wastewater disinfec-
 tion.
  As indicated  in the FEDERAL REGISTER
 notice of August 15, 1975, virtually every
 State and territory has water quality re-
 lated standards pertaining to wastewater
 disinfection. Because the requirements of
Pub. L. 92-500 are in the process of being
implemented and  control of municipal
wastewater disinfection is in  a transi-
 tional stage, State standards continue to
dominate  disinfection practices in most
 areas. Protection of public health from
disease has been and continues to be a
primary objective under the present sys-
 tem of control of disinfection of munici-
 pal wastewater by means of State stand-
 ards. As nofed previously, the majority
 of the  State  agencies  responsible for
 establishment and implementation of dis-
 infection requirements which responded
 with comments supported the proposed
 amendment.  Several States submitted
 proposals for State disinfection require-
 ments which were being considered for
 implementation  in anticipation of the
 final amendment of 40 CFR Part 133 for
 deletion  of the  fecal coliform  bacteria
 limitations.
   Disinfection requirements for POTW's
 are and will continue to be enforceable
 conditions of permits issued under the
 authority of the National Pollutant Dis-
 charge  Elimination  System  (NPDES).
 The Agency has prepared guidance for
 implementing the change in disinfection
 requirements for POTW's  in  NPDES
 permits. This guidance was prepared with
 the intent of simplifying the procedure
 for assigning effluent limitations for in-
 dicator organisms for municipal waste-
 water discharges so that the transition
 from effluent based disinfection require-
 ments to water quality based require-
 ments will be both efficient and effective.
   The Agency has recently published in
 draft   form,  "Quality  Criteria   for
 Water" with the stated objective of pro-
 viding the basis  of judgment in several
 EPA and State programs that are as-
 sociated  with water  quality considera-
 tions. Included  in "Quality Criteria for
 Water"   are  chapters  which  provide
 guidance  on  standards for  coliform
 bacteria and chlorine.
   Also available  to provide background
 guidance on municipal wastewater dis-
 infection practices is the  final "Task
 Force  Report—Disinfection  of  Waste-
 water." The report is available from the
 General Services Administration  (8FY),
 Centralized Mailing Lists Services, Build-
 ing 41,  Denver Federal Center,  Denver,
 Colorado 80225. The title and number of
 the report are:  "Disinfection of Waste-
 water—Task Force  Report," MCD-21:
 No. EPA-430/9-75-012.
   (c) Several comments were received
 which questioned:  (1) The impact  of
 the deletion  of  the fecal coliform  bac-
 teria limitations  from 40 CFR Part 133
 on the  use of  chlorine and alternative
 disinfectants; (2) the potential inconsist-
 ency of  the proposed rule change  with
 section 101 (a) (2) of the Act which speci-
 fies as an interim a national goal, wher-
 ever attainable, fishable and swimmable
 waters by 1983; and (3) the effect of the
 proposed deletion of  the fecal coliform
 bacteria  limits from 40 CFR Part 133 on
 reducing the potential hazard associated
 with  the formation of  carcinogenic
 compounds  as  a result  of municipal
 wastewater disinfection. Similarly, other
 responses were  received which com-
 mented that the FEDERAL REGISTER no-
 tices may jeopardize  the protection of
 public health from disease because the
 notices appear to de-emphasize the im-
portance  of municipal wastewater  dis-
infection.
                               FEDERAL REGISTER, VOL. 41, NO. 144—MONDAY, JULY 26, 1976

-------
                                             RULES AND REGULATIONS
                                                                       30787 .
  The  position  of  the Environmental
Protection Agency has  been and con-
tinues to be that the overriding criterion,
with respect to decisions concerning the
practice of municipal wastewater disin-
fection,  is protection of public health
from  infectious disease.  The  Agency,
however, also recognizes that protection
of  public  health from  disease  can be
maintained without continuous disinfec^
tion of  all  municipal wastewater  dis-
charges.  Because  chlorination  is  the
wastewater disinfection process which is
presently available  for  widespread ap-
plication, retention of the fecal coliform
bacteria limitations in 40 CFR Part 133
as originally promulgated would signifi-
cantly increase the use of chlorine for
wastewater disinfection  in this country.
The potential for problems such as tox-
icity to human and aquatic environments
and excessive expenditure of valuable
energy and  monetary resources is in-
creased  unnecessarily as a result of a
regulation which requires disinfection hi
certain instances where it is not neces-
sary for the protection of public health
from disease.  It is the finding of the
Agency that public health can be main-
tained  in  the future without inadver-
tently contributing to these problems.
  The  increase in the  use of  chlorine
for  sanitation purposes (including mu-
nicipal wastewater disinfection)  in this
country prior to the implementation  of
Pub. L.  92-500 has been approximately
the same as the annual rate of increase
in the amount of wastewater discharged
from POTW's—four percent. It is pro-
jected that the use of chlorine for mu-
nicipal wastewater  disinfection would
increase by an average of approximately
10  percent per year during  the period
that Pub. L. 92-500 is being implemented
(1973-1983)  if continuous disinfection
of municipal wastewater discharges re-
mains as a.requirement of  40 CFR Part
133. The  difference in  the amount  of
chlorine used for municipal wastewater
disinfection,  assuming  an  annual in-
crease of 10 percent as opposed to 4 per-
cent, wo_uld be 184,000 tons per  year by
1983 which is greater than the estimated
total use of chlorine for municipal waste-
water disinfection in 1974. Furthermore,
it is likely that the annual increase  in
the  use of chlorine will be less than 4
percent per  year as the effluent quality
of discharges from POTW's improve (i.e.,
less disinfectant is generally required to
achieve  the same  level of disinfection
as effluent quality increases), as opera-
tional procedures for control of disinfec-
tion processes improve,  and  as  the use
.of alternate.disinfectants increases.
  Concerning the use of alternate dis-
infection processes, the Agency  has an
extensive,  on-going  research  and devel-
opment program for the development and
demonstration of alternate disinfection
processes and improved control of chlori-
nation processes. The "Task  Force Re-
port—Disinfection of Wastewater" sum-
marizes the pertinent information con-
cerning alternative  processes for disin-
fection (including reliability,  safety and
cost) and describes the Agency's research
and development program in the area
of wastewater disinfection.
  With regard to the use of chlorine for
wastewater disinfection, the Agency rec-
ognizes the continuing need for the pro-
tection of public health from disease and
does not believe there is .conclusive evi-
dence  to warrant the prohibition of the
use of chlorine for wastewater disinfec-
tion at the  present time. The  cost of
chlorination/dechlorination  should  be
compared  to  that  of alternative disin-
fection processes when  the need for dis-
' infection, and protection of  aquatic life
co^exist.  Comparison of the  costs for
alternative disinfection processes to de-
termine cost-effectiveness is  required by
law for projects involving the  construc-
tion of disinfection facilities funded with
construction  grants  under  Title if-of
Pub.  L. 92-500. Serious  consideration
should be  given to use  of: alternate dis-
infection processes in those areas where
organic compounds which can react with
chlorine to form potentially toxic  cbm^
pounds are known to exist in the waste-
water.  However, it is  recognized  that
chlorination processes  will generally be
the  most  cost effective at the  present
time. It is for this reason, in part,  that
establishment of   disinfection  require-
ments  for POTW's  on a case-by-case-
basis in' accordance with specific water
quality criteria is important.
  Other responses  commented that the
deletion of the fecal coliform limitations
from 40  CFR Part 133, is inconsistent
with the goal of Pub.  L. 92-500 for at-
tainment  of fishable  and  swimmable
waters by 1983 and may jeopardize the
integrity of that requirement of the Act.
  Water quality standards define condi-
tions necessary to' meet the 1983  goal
uses of Pub. L. 92-500. Deleting the ef-
fluent limitations from 40 CFR Part 133
does not preclude the achievement of the
1983 goal  because  water quality stand-
ards are established, in part, to protect
public health and allow recreation in and
on the water. In cases where water qual-
ity standards do not describe conditions..
necessary for fishable/swimmable water,
the EPA Regional Administrator, in ac-
cordance with section 302 of the Act, can
establish  effluent limitations on  a  case-,
by-case basis after a public hearing on
the costs and benefits of achieving those
limits. As achievement of nshable/swim-
mable waters becomes imminent, we will
be in a better position to re-evaluate the
disinfection requirements for municipal
wastewater discharges  in  consideration
of the improved water quality at  that
time. In the interim, time will be avail-
able for  investigation  of  cost-effective
alternate  disinfection  processes   and
analysis of more conclusive data on the
potential hazards associated with waste-
water disinfection.
  (d)  Several comments were received
which indicated .opposition to the  pro-
posed  amendment for deletion of the
fecal Coliform bacteria  limitations'from
40 CFR Part 133 because bacteriological
monitoring is  important for protection
of public  health.  Other comments ex-
pressed either support  for or opposition
to the  continued  use of fecal coliform
bacteria as an indicator  of the pathogenic
contamination of  water or wastewater.
Comments  were  also  received which
questioned the retaining of disinfection
requirements for POTW's as enforce-
able conditions of NPDES permits.
  Opposition to the deletion of the fecal
coliform  bacteria  limitations  from 40
CFR Part 133 on the basis of discontinu-
ance of  bacteriological monitoring or
retention  of disinfection  requirements
in permits is apparently based on a mis-
understanding of the purpose of the Sec-
ondary Treatment  Regulation.  In ac-
cordance with the provisions of  Pub. 3j.
92-500,  secondary  treatment   is  the
minimum level  of treatment required
for POTW's; 40 CFR Part 133  defines
that  level  of treatment  hi  "terms of
effluent  quality.  The  fecal  coliform"
bacteria limitations in 40 CFR Part 133
were, in essence, a requirement for "con-
tinuous  disinfection  of  wastewater ef-
fluents from POTW's and fecal coliform
bacteria were the measure of the effec-
tiveness of the disinfection process. As
such, the limitations on fecal coliform
bacteria in 40 CFR Part 133 are  not ac-
tual- permit conditions  for .monitoring
and effluent quality, although  they will
obviously affect the permit requirements
for POTW's.
  Monitoring requirements and  effluent
limitations for municipal wastewater ef-
fluents are set in accordance with the
pollutant parameters for-which  control
is necessary. Iii those instances where
disinfection  .is required 'and coliform
limitations  are  established,   obviously
bacteriological  monitoring and  effluent
limitations pertaining to disinfection will
be  necessary and shall be required as
NPDES permit .conditions.' Iri  those in-
stances  where  bacteriological  monitor-
ing  is hot required as a permit condi-
tion, it shall have been  previously de-
termined that ^disinfection and  effluent
limitations  for  coliform  bacteria are'
not  necessary at  that particular  time
for that  particular discharge.
  Concerning  the "use of fecal coliform
bacteria  as  an indicator of pathogenic
contamination, it is recognized that just
as there is not an ideal disinfection proc-.
ess  presently  available,  there .also  is
not  an  ideal indicator  of pathogenic
contamination at the present, time. The
EPA is  presently  conducting  several
studies for the development of new mi-
crobiological indicators for water  and
wastewater  examination.  However, the
.use of coliform bacteria has historically
proven to be  a valuable  and practical
indicator of  the relative disease  causing
potential of water and wastewater. The
Agency believes the continued use of the
available microbiological indicators (in-
cluding  total  and fecal Cpliform bac-
teria)  is  essential for the protection of
the public from disease.
   (e)  Comments were  received which
recommended limits on residual chlorine
either  for  protection  of  aquatic life
 (maximum chlorine residual) or to en-
sure  adequate disinfection (minimum
chlorine  residual). The  comment  was
also received that maintenance of a mini-
mum chlorine residual is not an accurate
indication of the effectiveness of the dis-
infection process,                  l
  Limits   on  the maximum  chlorine
residual in wastewater effluents are. con-
                                FEDERAL REGISTER, VOl. 41, NO,  144—MONDAY, JULY 26,  1976

-------
 30788
      RULES AND REGULATIONS
 sidered  necessary in some areas where
 protection of aquatic life from toxicity is
 Important.  Several States have estab-
 lished standards limiting the amount of
 chlorine allowable  in wastewater  dis-
 charges to certain types of waters. Also,
 as indicated previously, "Quality Criteria
 for Water" has a chapter which suggests
 criteria for  total chlorine residual  for
 protection of  salmonid fish  and other
 freshwater and marine organisms. Limi-
 tations on residual chlorine in municipal
 wastewater effluents obviously  must be
 an integral part of water quality con-
 siderations and such limitations will be
 established on a case-by-case basis in ac-
 cordance with the degree of protection
 necessary.
   Specification of a minimum  chlorine
 residual in wastewater effluents to ensure
 adequate disinfection has not been the
 approach used by the Agency because it
 is process related and precludes the use
 of alternative disinfection processes. Al-
 though the Agency does not intend to
 dictate the effluent parameter  used to
 measure the effectiveness of disinfection
 processes for FOTW's after deletion of
 the  fecal coliform  bacteria limitations
 from 40 CFR Part 133, support of non-
 process related indicators, such as coli-
 form bacteria, is maintained for the same
 reasons that fecal coliform bacteria were
 originally  selected  as  a  measure  of
 effluent quality for 40 CFR Part 133. The
 use of a minimum  chlorine residual is,
 however, recognized as  a valuable  pa-
 rameter for process control of well de-
 signed chlorination facilities. If chlorine
 residual is considered for use as a process
 control for chlorination facilities, it is
 recommended that a range of chlorine
 concentrations  (maximum and  mini-
 mum) be specified  to not only ensure
 effective disinfection, but  also to limit
 the amount of chlorine used and remain-
 ing at the time of discharge.
   (f) Some commenters  expressed  the
 opinion that deletion of the fecal coli-
 form limitations  from 40 CFR Part 133
 and   reliance  on State water   quality
 standards will  jeopardize water  quality
 and  the protection  of public health in
 Interstate waters. 40 CPU  130.17 (c) (4)
 (Policies and Procedures for Continuing
 Planning Process-Water Quality  Stand-
 ards) requires that "The State shall take
 Into  consideration  the  water   quality
 standards of  downstream  waters and
 shall assure that Its water quality stand-
 ards provide for attainment of the water
 standards of downstream waters." The
 Administrator  must approve  or disap-
 prove any State water quality standards
 In accordance with section 303 of Pub. L.
 92-500, and thus has the authority to rule
 In cases where State water quality stand-
 ards for  interstate water are in conflict.
   (g) A  number  of  comments were re-
 ceived which recommended that both the
 amendments for deletion  of  the fecal
 coliform bacteria limitations from  40
 CFR Part 133 and the clarification of the
pH limitations  be extended to apply to
Industrial effluent limitations.  Section
304(d) (1) of Pub. L.  92-500 requires that
the EPA "publish information *  * * on
the degree of effluent reduction attainable
 through  the application of secondary
 treatment." The basis which is to be con-
 sidered as a minimum for effluent limita-
 tions for industrial dischargers (Section
 304(b)  of Pub. L. 92-500) is, in part, the
 limits of available technology. In con-
 sideration of these statutory differences,
 effluent limitations for municipal and in-
 dustrial  discharges  will logically vary
 with regard to the control of one or more
 pollutant parameters.
   (h) A number of commenters disagreed
 with the  amendment concerning the pH
 limitations because they  believed that
 acidic or basic discharges from biological
 treatment processes  can be harmful to
 receiving waters in the same way that
 discharges  from  chemical  treatment
 processes or processes with significant in-
 dustrial  contributions   can.  Similarly,
 other comments indicated that, even  if
 the pll of the  effluent falls within the
 range of  6-9, discharges from any type
 of municipal wastewater treatment plant
 can adversely affect receiving waters de-
 pending on the characteristics of the wa-
 ter body. Still other comments cited in-
 formation which indicates that the pH of
 wastewater effluents generally has no sig-
 nificant effect on  receiving waters be-
 cause of  the natural buffering capacity
 of  most waters. For this  reason, these
 comments  recommended that  the pH
 limitations be entirely  deleted from 40
 CFR Part 133.
  No changes in the amendment for pH
 limitation have been made in response to
 these comments. Pub. L. 92-500  and its
 legislative history clearly shows that the
 Secondary Treatment Regulation is to be
 based on the capabilities  of secondary
 treatment technology and not ambient
 water quality effects (S. Rep. 92-12361
 Leg. Hist. 309; S. Rep. 92-414, Leg. Hist.
 1461). In accordance with this principle,
 neutralization has historically been con-
 sidered  a component part of those sec-
 ondary treatment processes which use in-
 organic chemicals for the treatment of
 wastewater (e.g.,  lime  precipitation  or
 mineral  addition  processes) and those
 processes  which receive significant in-
 dustrial flows that have not  been pre-
 treated  for neutralization of acidic  or
 basic wastes. Neutralization prior to dis-
 charge,  however, has generally not been
 considered an integral part of the process
 in secondary treatment  facilities  which
 incorporate strictly physical and biologi-
 cal treatment methods.
  In cases where control of pH within
 the range of 6-9 is  not sufficient to pro-
 tect receiving waters  or  where dis-
 charges not subject to the pH limitations
 of 40 CFR Part 133 will adversely affect
 receiving  water  quality,  effluent limita-
 tions for pH based on water quality re-
 quirements will apply on a case-by-case
basis. "Quality Criteria for Water" con-
 tains information  and possible criteria
for establishment of water quality stand-
 ards for pH. As is the case with all-water
 quality based standards, effluent limita-
 tions for  pH  which are established to
achieve  specific water quality objectives
may be  more  stringent  than or require
limits on pollutant  parameters not con-
trolled by  effluent limited  (technology-
based)  standards such as 40 CFR Part
 133.
   (i) Comments were made that the pro-
 posed amendment for the pH limitations
 was unclear with  respect to its  appli-
 cability in situations  where inorganic
 chemicals, such as disinfectants and floc-
 culants,  are  added  to   supplement
 physical/biological secondary treatment
 processes.  The amendment  for the pH
 limitations has been reorganized  as in-
 dicated below. The provisions pertaining
 to pH are now set forth in their entirety
 in  § 133.102(c).
  In consideration of the foregoing, Part
 133 of Chapter I of Title 40  of the Code
 of Federal Regulations is amended as set
 forth below.
 (Sec. 304(d)(l)  and 301(b)(l)(B) of the
 Federal Water Pollution Control Act Amend-
 ments of 1972 (33 TT.S.C. 1342, 1345 &  1361) )

  Dated: July 16,1976.

                 RUSSELL  E. TRAIN,
                       Administrator.
  1. Section  133.102 is revised to read as
 follows:

 § 133.102  Secondary treatment.

  The following paragraphs describe the
 minimum level of effluent quality attain-
 able by secondary treatment in terms of
 the parameters—biochemical oxygen de-
 mand, suspended solids and  pH. All re-
 quirements for each parameter shall be
 achieved  except  as  provided  for  in
 § 133.103.
  (a) Biochemical Oxygen Demand (.five-
 day).  (1)  The arithmetic  mean of the
 values for effluent samples  collected in a
 period of 30  consecutive days shall not
 exceed 30 milligrams per liter.
  (2) The arithmetic mean of the values
 for effluent samples collected in a period
 of 7 consecutive days shall  not exceed 45
 milligrams per liter.
  (3) The arithmetic mean of the values
 for effluent samples collected in a period
 of 30 consecutive days  shall not exceed
 15 percent of the arithmetic mean of the
 values for  influent samples collected at
 approximately the same times during the
 same period  (85 percent removal).
  (b) Suspended solids. (1)  The arith-
 metic mean  of the values for  effluent
 samples collected in a period of  30 con-
 secutive days shall not exceed 30  milli-
 grams per liter.
  (2) The arithmetic mean of the values
 for effluent samples collected  in a period
 of 7 consecutive days shall  not exceed
 45 milligrams per liter.
  (3) The arithmetic mean of the values
for effluent samples collected  in a period
of 30 consecutive days shall  not exceed
 15 percent of the arithmetic mean of the
values  for influent  samples collected  at
approximately the same times during the
same period  (85 percent removal).
  (c) pH.  The  effluent values  for pH
shall be maintained within the limits of
 6.0 to 9.0 unless the publicly owned treat-
ment works demonstrates that:
  (1) Inorganic chemicals are not added
to the waste stream as part of the treat-
ment process; and
  (2) Contributions  from  industrial
sources do not cause  the pH  of the
effluent  to  be less  than 6.0  or  greater
than 9.0.
  [PR Doc.76-21249 Piled 7-23-76;8:46 am]
                               FEDERAL REGISTER, VOL.  41, NO. 144—MONDAY, JULY 26, 1976

-------
                                                      NOTICES
                                                                        30789
  ENVIRONMENTAL PROTECTION
              AGENCY
              [FRL 510-8]

MUNICIPAL WASTEWATER DISINFECTION
          Secondary Treatment
  The Environmental Protection Agency
has amended  the  Secondary Treatment
Information regulation contained in 40
CFR Part 133  and  promulgated pursuant
to section 304(d) (1) of the Federal Water
Pollution Control Act  Amendments of
1972 (the Act). Section 301 (b) (1) (B) of
the Act requires the  effluent limitations
based   on  secondary   treatment,   be
achieved for  all publicly  owned  treat-
ment works in existence on July 1, 1977,
or  approved  for  a construction  grant
prior to June 30,  1974  (for which con-
struction must be  completed within four
years of approval). The amendment, pub-
lished concurrently with  this notific^-
tion, deletes the fecal colifprm bacteria
limitations from the definition of  sec-
ondary treatment.
  At the time that 40 CFR Part 133  was
first promulgated, limitations on fecal
coliform bacteria  were included in the
definition of secondary treatment on the
basis that disinfection is  necessary for
the protection of public health. In recog-
nition of more recent information,  it is
now felt that it is environmentally sound
to establish disinfection requirements for
domestic.wastewater discharges in ac-
cordance with water quality standards
promulgated pursuant to section 302 and
303  of the Act and associated  public
health needs.  In this manner, the neces-
sary protection of public health can be
assured, while achieving adequate safe-
guards against the adverse effects which
could result from the excessive use of dis-
infectants.    ,
  In January 1974,  an Environmental
Protection  Agency  Task Force  was
formed to review  EPA  policy on waste-
water disinfection and the use of chlo-
rine. The Task Force recognized  that
chlorine and  chlorine-based compounds
are presently  receiving essentially exclu-
sive use for  the  disinfection of waste-
water. While  chlorine is an effective dis-
infectant  with respect to meeting bac-
teriological standards and is adequately
protecting public health, there are po-
tential dangers associated with the use
of chlorine. Disinfection of  wastewater
with chlorine can result in the formation
of halogenated organic compounds which
have been identified as potential carcino-
gens.  Considerable data also  exist to in-
dicate that chlorination of  wastewater
can result in a  residual chlorine level
that is toxic  to  aquatic life. The Task
Force concluded that in view of the fact
that  present  policy  inadvertently en-
courages the use of chlorine, a regulation
which in  certain instances requires dis-
infection  unnecessarily  further   com-
pounds the potential problems associated
with the chlorinatipn of wastewater.
  Prior to the enactment of  Pub.  L. 92-
500,  domestic wastewater   disinfection
practice was, for the most  part, con-
trolled locally by the States. In proposing
the deletion of the .disinfection require-
ments from 40 CFR Part 133  and recom-
mending reliance on water quality stand-
ards, the EPA made an assessment of the
State standards  relating to  wastewater
disinfection. It was determined that vir7
tually all of the States  and Territories
have  water quality related  regulations
pertaining to the disinfection of waste-
water and that public health was ade-
quately being maintained. In many in-
stances, other than continuous  disin-
fection was being practiced where the
possibility of human contact with the
receiving waters  was remote.
  Disinfection requirements have been
and must continue to be directed at pro-
tecting the  public health. Water quality
standards which establish the need for
disinfection must, as a minimum, include
the following:
   (1)  Protection  of  public  water sup-
plies.
   (2)  Protection of fisheries and shell-
fish, waters.        ,
   (3)  Protection of irrigation and agri-
cultural waters.
   (4)  Protection of waters where human
contact is likely.
   (5)  Protection of interstate waters to
which the above criteria apply.
  The Agency published in draft form
on October 10, 1975, Quality Criteria for
Waters which is intended to be used as
the basis for State water quality stand-
ards. Criteria for fecal coliform bacteria
and chlorine are included. These criteria
are available for use by the States in the
development of water quality standards
and the related disinfection requirements
for publicly owned treatment works.
  The benefits, achieved by disinfection
should be weighed against the environ-
mental risks and costs. It is intended that
the use of chlorine disinfection would be
considered only when there are public
health hazards to be controlled. The ex-
clusive use  of chlorine for disinfection
should not be continued where protection
of aquatic life is of primary considera-
tion. Alternate means of disinfection and
disinfectant   control   (dechlorination)
must be considered where  public health
hazards and potential adverse impact on
the  aquatic  and  human environments
co-exist.  Disinfection should not be re-
quired in  those instances where benefits
are not present.
  The final Task Force Report provides
a compilation of  the existing technical
and scientific data related to the issues
raised by wastewater disinfection.  The
report is divided into four main parts—
Summary,  Conclusions  and  Recom-
mendations; Public Health Effects  and
Considerations;   Toxic Effects on  the
Aquatic Environment; and Disinfection
Process Alternatives. Also included in the
report is a summary of the Agency's on-
going research  and  development pro-
gram iri the area of wastewater disinfec-
tion and alternate means of "disinfection.
  The report is available from the Cen-
tralized failing Lists Services, Building
41, Denver Federal Center, Denver, Colo-
rado 80225.  The title  and number of the
report are "Disinfection of Wastewater—
Task Force Report;" MCD-21; No. EPA-
430/9-75-012.                      -
                  RUSSELL E. TRAIN,
                      Administrator.
  JtTLY 16,1976.
  [FB Doo.76-21250 Piled 7-23-76;8:4S am]
                                 FEDERAL REGISTER, VOL. 41, NO.  144—MONDAY, JULY 26, 1976

-------

-------

  FRIDAY, OCTOBER 7, 1977
       PART III
ENVIRONMENTAL
   PROTECTION
    AGENCY
   WASTEWATER
 TREATMENT PONDS

  Suspended Solids Limitations

-------
54664
     RULES AND REGULATIONS
[ 6560-01 ]
   Title 40—Protection of Environment
     CHAPTER I—ENVIRONMENTAL
        PROTECTION AGENCY
    SUBCHAPTER D—WATER PROGRAMS
              [FBL 769-4]

  PART 133—SECONDARY TREATMENT
            INFORMATION
     Suspended Solids Limitations for
      Waste water Treatment Ponds
AGENCY:  Environmental  Protection
Agency.
ACTION: Final rule.

SUMMARY: This rule amends the Sec-
ondary Treatment Information regula-
tion to allow less stringent  suspended
solids limitations for .wastewater  treat-
ment ponds. The amendment is based on
the fact that properly designed and oper-
ated wastewater treatment ponds are a
form of secondary treatment which may
not  be capable  of achieving the sus-
pended solids limitations  contained  in
the  Secondary Treatment Information
regulation  without supplemental  treat-
ment processes for removal of suspended
solids (primarily algae).

EFFECTIVE DATE:  November 7, 1977.

FOR FURTHER INFORMATION CON-
TACT:

  Alan Hais, Municipal Construction Di-
  vision (WH-547), Office of Water Pro-
  gram Operations, Environmental Pro-
  tection   Agency,   Washington,  D.C.
  20460 (202-426-8976).
SUPPLEMENTARY   INFORMATION:
On September 2, 1976, notice was pub-
lished  in the FEDERAL REGISTER that the
Environmental Protection Agency was
proposing the amendment of the Second-
ary  Treatment Information  regulation
(41  FR 37222).  The Secondary Treat-
ment  Information regulation contains
effluent limitations in terms of biochemi-
cal oxygen  demand, suspended solids and
pH which must be achieved by municipal
wastewater treatment plants (publicly
owned treatment works) in  accordance
with section 301(b) (1) (B) of the Federal
Water Pollution  Control  Act Amend-
ments of 1972 (FWPCA). The Secondary
Treatment Information regulation was
promulgated pursuant to section 304 (d)
(1)  of the FWPXJA  on August  17, 1973
(38 FR 22298), and amended for deletion
of the fecal colifonn  bacteria limitations
and clarification of the pH requirement
on July 26,1976 (41 FR 30786).
  Fifty-five (55) of the sixty (60) com-
ments received in response to the pro-
posed  amendment supported adjusting
the  suspended  solids  limitations  for
wastewater treatment ponds. The final
amendment is substantially the same as
proposed,   with   the  only   significant
change noted below. A number of the
commenters, while agreeing in principle
with the proposal, requested clarifica-
tion on certain points. The responses to
these and the other major comments are
also discussed below.
   DISCUSSION OP MAJOR COMMENTS

  MAXIMUM FACILITY DESIGN CAPACITY
  The  proposed amendment  (§ 133.103
(c)   (special  considerations)  indicated,
in part, that the suspended solids limita-
tions could be adjusted for wastewater
treatment ponds with a maximum facil-
ity design capacity of one million gallons
per day  (mgd)  or  less.' This provision
was included because the Agency believes
that the  supplemental  treatment meth-
ods,  which are often needed to achieve
the  suspended  solids  limitations  of
§ 103.102 (b)  with wastewater  treatment
ponds, unavoidably add to the complexity
of designs and may strain the operational
capabilities of small communities where
the vast  majority of wastewater treat-
ment ponds are used.  The one million
gallons per day maximum facility design
capacity  was based on a population of
10,000 and an average wastewater flow
of 100 gallons per capita per day. A
number  of  comments were  received
which indicated specific instances where
wastewater flows to. wastewater treat-
ment ponds  in communities  of 10,000
population or less exceed one mgd. In
recognition of the fact that there may
be valid reasons for wastewater flows to
exceed 100 gallons  per capita per day,
the final rule has been changed to in-
dicate  that the suspended limitations
may be adjusted for wastewater treat-
ment ponds  with  a maximum facility
design capacity of two mgd or less.
  A  number of comments  were also re-
ceived which requested a clarification of
the  term "maximum  facilities design
capacity." As the term implies,  it is the
flow rate which is  used as the design
basis for sizing wastewater  treatment
facilities. In  most instances design ca-
pacities are expressed in terms of annual
average'flows, even though there may be
seasonal  variations  in  flow rates which
obviously must be accounted  for in the
sizing of  treatment facilities.

     APPLICABILITY OP THE REGULATION

  A number of  comments  questioned
whether  the suspended solids  require-
ments for privately or Federally owned
ponds treating sanitary wastewater could
be adjusted as a result of the change
to 40 CFR 133. It is clear that section
304(d) (1) of the FWPCA  requires pro-
mulgation of standards directly appli-
cable to publicly owned treatment works
only and therefore 40 CFR 133 is not
directly applicable to private or Federal
wastewater treatment  ponds. However,
EPA has authority under section 402 of
the  Act  to  issue  permits  where no
effluent limitation standards have  been
promulgated  and to fashion  conditions
on  a case-by-case  basis  premised on
EPA's best technical judgment. In fash-
ioning such conditions, EPA  may  con-
sider any available information. Accord-
ingly, the provisions of § 133.103(c) may
be considered as guidance in conjunction
with other information in determining
individual NPDES permit  requirements
for  privately  and  Federally  owned
sewage treatment plants which are not
subject to effluent limitation guidelines
proposed or promulgated under sections
30.1, 304, and 306 of the FWPCA.

    COMMENTS WHICH DID NOT SUPPORT
           THE RULE CHANGE

  One  commenter  stated  that  the
amendment  is. not consistent  with the
FWPCA because section 304 (d) contem-
plates secondary  treatment limitations
that do not vary for different treatment
processes. Two  of  the comments which
objected  to  the rule  change  indicated
that the  amendment is not needed be-
cause technology is available  to  enable
small communities to comply  with the
existing  requirements  of  40  CFR 133.
Two comments also stated an  objection
to. the amendment on the grounds that
some small communities already comply
or are in the process of complying with
the original requirements.
  The legislative history of the FWPCA
indicates that secondary treatment may
be considered to represent a range of re-
movals  (H.  Rep.  92-911,  p.  101, Leg.
Hist. p.  788). Based on this concept  of
range, there are different  subcategories
of treatment  technologies within the
broad category of  secondary treatment.
In this  instance which is clearly sup-
ported  by  historical,  technical  and
economic data; EPA is exercising its au-
thority to  define  secondary treatment
through   categorization.  Wastewater
treatment ponds, without supplementary
suspended solids removal processes, have
traditionally been  considered a form  of
secondary  treatment  for small  com-
munities.  Moreover,  wastewater  treat-
ment ponds have been extensively used
by small communities in such applica-
tions primarily because of their low cost
and operational simplicity.
  As stated in the preamble to the pro-
posed rulemaking, methods for remov-
ing excessive suspended solids (algae)
from wastewater  treatment pond efflu-
ents have been developed  but  have not
been widely demonstrated in all climatic
regions of the country. The Agency was
faced with the fact that there  was a
lack of confidence both in the capabilities
of conventional pond systems and in the
use  of  supplementary  devices  which
would effectively rule out the continued
use of wastewater treatment ponds  to
achieve   the  secondary treatment re-
quirements  in  many  sections of the
country.  The Environmental Protection
Agency believes that wastewater treat-
ment ponds  play  a vital role in the
Nation's water pollution control strategy
and  that, because of their advantages
of simplicity, low cost and minimal ener-
gy requirements,  ponds should be re-
tained as an option for smaller com-
munities. The  Agency  also  recognizes
that suspended solids due to live algae
in pond effluents have fundamentally and
substantially  different  characteristics
than sewage solids or  solids from other
treatment processes. It is for these rea-
sons  the final rulemaking  is  being
adopted   substantially  as   proposed.
Viewed in other terms, adoption  of the
amendment  for ponds will  result  in
                               FEDERAL REGISTER, VOL. 42, NO. 195—FRIDAY, OCTOBER 7, 1977

-------
                                             RULES AND  REGULATIONS
                                                                       54665
 significant economic benefits, particu-
 larly for small communities.  It is esti-
 mated  that  the  projected savings  in
 capital construction costs alone will be
 in excess of  one billion  dollars nation-
 wide.                .
  In promulgating this  amendment  to
 40 CPR 133 for small wastewater treat-
 ment ponds,  however, the Environmen-
 tal Protection Agency does not intend
 to imply that  supplemental  treatment
 devices such  as rock filters or intermit-
 tent  sand filters  are  not  acceptable
 methods for  upgrading  pond perform-
 ance. In many  instances where  ponds
 presently do not meet discharge require-
 ments pursuant to specific quality stand-
 ards, upgrading can be economically ac-
 complished while generally  preserving
 the basic concept of simplified operation.
 The Agency  strongly believes that any
 large scale approach to replace  ponds
 with  mechanical  plants would be ill-
 advised  because  the previously  men-
 tioned  advantages of ponds  for small
 communities  must be sacrificed.
 RELATIONSHIP TO INDUSTRIAL  EFFLUENT
             LIMITATIONS
  Comments  were received which sup-
 ported  the position that less stringent
 suspended-solids limitations should also
 be  applied   to  industrial .wastewater
 treatment ponds.  Section 304(d) (1)  of
 the FWPCA  requires that EPA  "pub-
 lish information * * * on the degree of
 effluent  reduction  attainable  through
 application of secondary treatment." The
 factors  to be  considered in setting efflu-
 ent limitations for industrial discharges
pursuant to section 304(b) of the PWPCA
 are distinct from the section 304Cd) (1)
 criteria. In consideration of these  stat-
 utory differences,  EPA clearly has au-
 thority to establish different effluent lim-
 itations  for  municipal  and  industrial
 discharges with regard  to the control
 of one or more pollutant parameters.
 ADJUSTMENT OF THE BIOCHEMICAL OXYGEN
 DEMAND  (BOD)  LIMITATIONS  FOR  PONDS
  A  number  of  comments   suggested
 that an adjustment of the BOD limita-
 tions of 40 CPB 133 should also be al-
 lowed for wastewater treatment ponds.
 An. equal number of commenters  sup-
 ported the position that the  suspended
 solids limitation of 40 CFB 133 is the only
 parameter that  properly designed and
 operated ponds  cannot  meet.
  While  there  is.  not  an   extensive
 amount  of   routine  monitoring  data
 available to precisely define wastewater
 treatment pond performance, the ma-
 jority of the State Agencies  with re-
 sponsibilities  in this area expressed the
 belief  during the development of the
 amendment that wastewater treatment
 ponds are generally capable of meeting
 the BOD requirements of 40 CPR 133.102.
 The  Agency  believes that  adoption of
 the amendment, as proposed, will effec-
 tively ensure the continued acceptabil-
 ity  of wastewater treatment as a sec-
 ondary  treatment process. It  is impor-
 tant to recognize, however,  that  many
 of these facilities will .still have  to  be
 upgraded to meet the BOD limitations
 of 40 CPB 133, which remain unchanged.
 THE  USE  OF SUSPENDED  SOLIDS  AS  A
   REGULATORY PARAMETER FOR WASTEWATER
   TREATMENT PONDS

   Comments  received from four  State
 Agencies' indicated that suspended sol-
 ids limitations should be eliminated en-.
 tirely as a  regulatory  parameter  for
 wastewater treatment ponds. The  Envi-
 ronmental Protection Agency recognizes
 that, because suspended solids limita-
 tions set in  accordance with  § 133.103
 (c)  are  to be based on a  sampling  of
 ponds which meet  the BOD require-
 ments of  40 CFB  133, BOD removal
 capability will be the major factor used
 in determining the adequacy of waste-
 water treatment  pond  designs.  How-
 ever, the statutory history of the FWPCA
 has   been interpreted to  require that
 standards for publicly owned treatment
 works include limitations on both BOD
 and suspended solids. Furthermore, EPA
 considers suspended solids to be a pol-
 lutant parameter  for which regulatory
 control is important.

    AVAILABILITY OF SUSPENDED SOLIDS
           MONITORING DATA
   Several  comments   were   received
which supported the view that there is
 insufficient suspended solids monitoring
data available to  reliably  establish al-
 ternative limitations  for ponds in ac-
 cordance with § 133.103(c). A number  of
 other  commenters   provided  actual
monitoring data or indicated that such
data is currently  available. During the
period of time since the amendment was
 proposed, the EPA Regional Offices have
 been requested to  begin compiling data
which could  be  used to establish sus-
pended solids limitations for ponds  in
accordance with § 133.103(c). Efforts  to
date have indicated that sufficient data
is available.  Furthermore,  preliminary
determinations have  demonstrated  a
reasonable degree of consistency nation-
wide.

      REQUESTS FOR CLARIFICATION
  Comments  were received which re-
quested clarification of the following as-
pects of the rule change:
   (1) What types  of  wastewater treat-
ment ppnds are covered by § 133.102 (c) ?
As indicated in § 133.102(c), adjustment
of the suspended solids limitations may
be made  in cases where waste stabiliza-
tion ponds are the sole process.used for
secondary treatment. Determination  of
the types of facilities to which § 133.103
 (c) can be applied will be in accordance
with the  terminology section of the EPA
technical bulletin, "Wastewater Treat-
ment  Ponds"  (EPA   430/9-74-011).
Specifically included are  photosynthetic
and  aerated ponds. The  amendment  is
not  applicable to  polishing or holding;
ponds which are preceded by other bio-
logical or physical/chemical treatment
processes capable  .of secondary treat-
ment.
   (2) Do the  provisions of  § 133.103(c)
apply to new facilities? Yes, the sus-
 pended solids limitations for new waste-
 water treatment ponds can be set in ac-
 cordance with the provisions of § 133.-
 103(c). It must be recognized, however,
 design standards for new  wastewater
 treatment ponds may be more stringent
 than  those used  in  the  determination
 of "best waste stabilization  pond tech-
 nology" in cases where the States or the
 EPA  Regional  Offices determine  that
 such design standards are important for
 the overall reliability of new pond sys-
 tems in that area.
   (3)  Does the amendment apply to the
 criteria for best practicable waste treat-
 ment  technology? Yes, the  criteria for
 best practicable waste treatment tech-
 nology contained in  Alternative Waste
 Management Techniques for Best Prac-
 ticable Waste Treatment  (EPA 430/9-
 75-013, October 1975), states that "pub-
 licly owned treatment works employing
 treatment and discharge into navigable
 waters shall, as a minimum,  achieve the
 degree of treatment  attainable  by the
 application of secondary treatment  as
 defined in 40 CPB 133." Unless specific
 revisions  to the  best practicable waste
 treatment criteria  are  published-,  or
 other applicable, regulations are promul-
 gated, the  standards contained in  40
 CFB 133, including the provisions of this
 amendment, will continue as the mini-
 mum  requirements for treatment and
 discharge alternatives.
   (4)  Will specific guidance on imple-
 mentation of the rule change be issued?
 As indicated  previously,  the EPA Be-
 gional Offices have been working on pre-
 liminary  determinations for  establish-
 ment of suspended solids limitations for
 wastewater treatment ponds in accord-
 ance with the  proposed  provisions  of
 § 133.103(c). In most  cases these efforts
 have been coordinated with  the appro-
 priate State Agencies. Draft guidance
 on procedures for actual  implementa-
 tion of the rule change has been circu-
 lated to the Begional  Offices and will be
 finalized upon adoption of the amend-
 ment.
   In consideration of the foregoing, Part
 133 of Chapter I of Title 40 of the Code
 of Federal Regulations is amended as set
 forth below (section 304 (d) (1) and 301
 (b) (1) OB)  of  the Federal Water Pollu-
 tion Control Act Amendments of 1972
 (33 U.S.C. 1342, 1345 and 1361)).
  Dated: September 28, 1977.
               DOUGLAS M. COSTLE,
                      Administrator.
   1. Section 133.103 is amended by add-
 ing paragraph (c)  as  follows:
 § 133.103  Special considerations.
   (c) The Regional Administrator (or, if
 appropriate, the State subject to EPA
 approval) is authorized to adjust the
 minimum levels of effluent quality set
 forth in paragraphs (b) (1), (b) (2), and
 (b) (3) of § 133.102 for treatment works
subject to this part, to conform to the
 suspended solids cpncentrations achiev-
able with best waste  stabilization pond
technology, providedTthat: (1) waste sta-
bilization ponds are the sole process used
                               FEDERAL REGISTER, VOL. 42, NO. 195—FRIDAY, OCTOBER 7, 1977

-------
54666
      RULES AND REGULATIONS

for secondary treatment; (2)  the maxi-
mum facility design capacity is two mil-
lion gallons per day or less; and (3) op-
eration and maintenance data indicate
that the requirements of paragraphs (b)
(1), (b) (2), and (b) (3)  of § 133.102 can-
not be  achieved. The term "best  waste
stabilization pond technology" means a
suspended solids value, determined  by
the Regional Administrator (or, if ap-
propriate, the State Director  subject to
EPA  approval), which  is  equal to the
effluent concentration achieved  90 per-
cent of the time within a State or ap-
propriate  contiguous  geographical area
by  waste  stabilization  ponds that are
achieving the levels of effluent quality
established for biochemical oxygen de-
mand in § 133.102(a).
  [PR Doc.77-29316 Piled 10-6-77:8:45  amj
                             FEDERAL REGISTER, VOL.  42, NO. 195—FRIDAY, OCTOBER 7, 1977
                                                                            U.S. GOVERNMENT PRINTING OFFICE: 1980 — 677-094/U05

-------

-------
n
03 O
      T3
      5
      'U
      -
      P
 .
 o

-------