EPA-450/3-79-006
         Control Techniques
for Carbon Monoxide Emissions
         Emission Standards and Engineering Division
          U.S. ENVIRONMENTAL PROTECTION AGENCY
             Office of Air, Noise, and Radiation
          Office of Air Quality Planning and Standards
          Research Triangle Park, North Carolina 27711
                   June 1979

-------
This report has been reviewed by the Emission Standards and Engineering Division of the Office of
Air Quality Planning and Standards, EPA, and approved for publication. Mention of trade names or
commercial products is not intended to constitute endorsement or recommendation for use. Copies of
this report are available through the Library Services Office (MD-35), U.S. Environmental Protection
Agency, Research Triangle Park, N.C. 27711, or from the National Technical Information Services,
5285  Port Royal Road, Springfield, Virginia 22161.
                            Publication No. EPA-450/3-79-006
                                           11

-------
                           TABLE OF CONTENTS


                                                                      PAGE





1.     Introduction and Summary


2.     Characterization of Carbon Monoxide Emissions                   2'1

                                                                      2-1
      2.1  Formation of Carbon Monoxide

                                                                      2-3
      2.2  Sources of Carbon Monoxide Emissions

                                                                      2-5
      2.3  Carbon Monoxide Emission Estimates and



           Emission  Factors


      2.4  Carbon Monoxide Emission Trends  and  Projections            2-5


                                                                      2-20
      2.5  Sampling  and  Analytical Methods


                     .  4.  i                                            3-1
 3.    Mobile Source  Control


       3.1   Background -  Engine Design Variables                       3-4


       3.2   Description of Light Duty Vehicle, Light Duty              3-10


            Truck, and Heavy Duty Truck Industry


       3.3  Description of the Aircraft Industry                       3-16


       3.4  Vehicle  CO Emission  Standards                              3"20

                                                                       3-22
       3.5   In-Use Experience

                                                                       3-29
       3.6   CO  Emission  Factors


             3.6.1  The Effect  of Cold Weather on  CO Emissions          3-42


       3.7   Carbon Monoxide  Control for  New Mobile Sources             3-43


             3.7.1  Types of  CO Controls  for New Mobile Sources        3-45


             3.7.2  Carbon Monoxide Emission Reduction Benefits         3-48


             3.7.3  Costs for New Mobile  Source  Controls                3-48


             3.7.4  Energy Requirements for New Mobile Source           3-51



                ;'    Control s

-------
                     TABLE OF CONTENTS
                                                                PAGE
     3.7.5  High Altitude Control for New Mobile                3-54
            Sources
     3.7.6  Environmental Impact of New Model Source            3-55
            Controls
3.8  Carbon Monoxide Controls Applied to Vehicles After         3-56
     Sale and Other Measures Available to States and/or
     Local Governments
     3.8.1  Inspection/Maintenance Control Techniques           3-57
            3.8.1.1  Types of I/M Control Strategy              3-57
                     Approaches
            3.8.1.2  Costs for I/M Programs                     3-58
            3.8.1.2  Benefits of I/M Programs                   3-61
            3.8.1.4  Energy Requirements for I/M Program        3-66
     3.8.2  Transportation Control  Programs                     3-66
            3.8.2.1  Transportation Control Strategy            3-69
                     Approaches
            3.8.2.2  Emission Reduction Benefits of Trans-      3-74
                     portation Control  Programs
            3.8.2.3  Costs of Transportation Control             3-76
                     Programs
            3.8.2.4  Energy Requirements of Transportation      3-77
                     Control  Programs

-------
                            TABLE OF CONTENTS


                                                                     PAGE






                 3.8.2.5  Environmental Impact of Transporta-        3-77



                          tion Control Programs


                                                                     3  77
     3.9  Special Bibliography for  Chapter 3

                                                                     3-79
          3.9.1  Types  of Control Techniques

                                                                     3-79
          3.9.2  Emission Reduction Benefits

                                                                      3-80
          3.9.3  Costs

                                                                      3-80
          3.9.4  Energy Requirements

                                                                      3-80
           3.9.5   Environmental  Impacts


4.    Stationary  Internal Combustion Source Control                   4-1

                                                                      4-1
      4.1  Process  Description

                      -   n   •                                         4-1
           4.1.1   Engine Design

                                                                      4-3
           4.1.2  Engine Applications

                                                                      4-5
      4.2  Emission  Sources

                                                                      4-7
           4.2.1  Gas Turbine Engines

                                                                       4-9
           4.2.2  Spark Ignition Engines


           4.2.3  Compression  Ignition Engines


       4.3  Emission Factors and Nationwide CO Emissions               4-15


                                                                       4-15
            4.3.1   Gas Turbine Engines


            4.3.2  Reciprocating Internal  Combustion Engines           4-17


                        , .                                             4-17
       4.4  Control  Techniques


            4.4.1  Oxidation of  CO  in  the Exhaust  Gas                   4-20


            4.4.2  Design Changes and  Operating  Adjustments             4-22
                                     m

-------
                              TABLE OF CONTENTS
                                                                      PAGE
      4.5  Economic, Environmental, and Energy Impacts of             4-23
           Control Techniques
5.     Stationary External Combustion Source Control                   5-1
      5.1  Utility and Large Industrial Boilers                       5-1
           5.1.1  Process Description                                 5-1
           5.1.2  Process Emission Sources and Factors                5-3
           5.1.3  Control Techniques                                  5-4
                  5.1.3.1  Automatic Excess Air Rate Control          5-7
                  5.1.3.2  Proper Firing Rate                         5-7
                  5.1.3.3  Burner Maintenance                         5-7
                  5.1.3.4  Reduced Fuel Consumption                   5-7
           5.1.4  Cost of Controls                                    5-8
           5.1.5  Impact of Controls                                  5-8
                  5.1.5.1  Emission Reduction                         5-8
                  5.1.5.2  Environment                                5-9
                  5.1.5.3  Energy Requirements                        5-11
      5.2  Industrial  Boilers                                         5-11
           5.2.1   Process Description                                 5-11
           5.2.2  Process Emission Sources and Factors                5-14
           5.2.3  Control  Techniques                                  5-14
           5.2.4  Cost of Controls                                    5-14
           5.2.5  Impact of Controls                                  5-16
                  5.2.5.1   Emission Reduction                         5-16

-------
                        TABLE OF CONTENTS


                                                                PAGE
                                                                5-16
            5.2.5.2   Environment

                                                                5-17
            5.2.5.3   Energy Requirements


5 3  Residential, Commercial, and Institutional Heaters         5-17

                                                                5-17
     5.3.1  Process Descriptions

                                                                5-17
            5.3.1.1  Residential Heating

                                                                5-18
5.3.1.2  Commercial and Institutional Heating
                                                                 5-18
      5.3.2   Process  Emission  Sources  and  Factors

                                                                 5-23
      5.3.3   Control  Techniques

                                                                 5-24
             5.3.3.1   Effect of  Maintenance

                                                                 5-25
             5.3.3.2  Fuel Substitution

                                                                 5-26
      5.3.4  Cost of Controls

                                                                 5-27
      5.3.5  Impacts of Controls

                                                                 5-27
             5.3.5.1  Emissions Reduction

                                                                 5-27
             5.3.5.2  Environment

                                                                  5-28
             5.3.5.3 Energy  Requirements

                                                                  5-29
  5.4  Solid Waste Incinerators

                                                                  5-29
       5.4.1 Municipal  Incinerators

                                                                  5-30
              5.4.1.1  Process Description


              5.4.1.2  Process Emission Sources and Factors       5-31

                                                                  5-32
              5.4.1.3  Control Techniques

                                                                  5-33
              5.4.1.4  Cost of Controls

                                                                  5-33
              5.4.1.5  Impact of Controls

-------
                              TABLE OF CONTENTS
                                                                      PAGE

           5.4.2  Commercial/Industrial Incinerators                  5-34
                  5.4.2.1  Process Descriptions                       5-35
                  5.4.2.2  Process Emission Sources and Factors       5-36
                  5.4.2.3  Control Techniques                         5-37
                  5.4.2.4  Cost of Controls                           5-38
                  5.4.2.5  Impact of Controls                         5-38
6.    Industrial Process Source Control Systems                       6-1
      6.1   Incinerators                                               6-1
           6.1.1  Equipment and Design Parameters for Thermal
                  Incinerators                                        6-2
           6.1.2  Equipment and Design Parameters for Catalytic       6-9
                  Incineration
           6.1.3  Incinerator Control Efficiency                      6-15
           6.1.4  Applicability                                       6-16
           6.1.5  Energy Requirements                                 6-16
           6.1.6  Environmental Impact                                6-25
           6.1.7  Costs (Mid-1978 Dollars)                            6-26
      6.2   Carbon Monoxide Boilers                                    6-33
           6.2.1  Equipment and Design Parameters for Carbon          6-33
                  Monoxide Boilers
           6.2.2  Control Efficiency                                  6-34
           6.2.3  Applicability                                       6-34

-------
                               TABLE OF CONTENTS



                                                                     PAGE





                                                                     fi  OC

           6.2.4  Energy Requirements

                                                                     r  OC

           6.2.5  Environmental  Impact



           6.2.6  Costs  (Mid-1978 Dollars)                            6-36


                                                                      6-36
      6.3  Flares an* Plume Burners



7.    Industrial  Process Source Control



      7.1  Carbon Black Industry

                                                                      7-2
           7.1.1   Process Description



           7.1.2  Process Emission Sources and Factors                7~3



           7.1.3  Control Techniques



                  7.1.3.1   CO  Boilers                                 7"


                                                                      7 8
                  7.1.3.2   Flares



                  7.1.3.3   Thermal Incinerator                       7"8



                  7.1.3.4   Pellet Dryers



                   7.1.3.5   Catalytic Incinerator






                                                                        7-10
       7.1.3.4  Pellet Dryers                              7"9


                                                           7-9



                                                           7-9
7.1.4  Cost of Controls
            7.1.5  Impact of Controls


                   7.1.5.1  Emissions Reduction



                   7.1.5.2  Environment


                   7.1.5.3  Energy  Requirements                         7-11



        7.2  Charcoal  Industry

                                                                        7-13
            7.2.1  Process  Description


                   7.2.1.1   Batch Process                              7"13

-------
                       TABLE OF CONTENTS
                                                                PAGE

            7.2.1.2  Continuous Process                         7-15
     7.2.2  Process Emission Sources and Factors                7-19
     7.2.3  Control Techniques                                  7-20
            7.2.3.1  Control of Batch Processes                 7-20
            7.2.3.2  Control of Continuous Processes            7-22
     7.2.4  Cost of Controls                                    7-22
     7.2.5  Impact of Controls                                  7-24
            7.2.5.1  Emission Reductions                        7-24
            7.2.5.2  Environment                                7-24
            7.2.5.3  Energy Requirements                        7-24
7.3  Organic Chemical Industry                                  7-25
     7.3.1  Acrylonitrile                                       7-26
            7.3.1.1  Process Description                        7-26
            7.3.1.2  Process Emission Sources and Factors       7-28
            7.3.1.3  Control Techniques                          7-29
            7.3.1.4  Cost of Controls                           7-31
            7.3.1.5  Impact of Controls                         7-33
     7.3.2  Formaldehyde                                        7-35
            7.3.2.1  Process Description                        7-35
            7.3.2.2  Process Emission Sources and Factors       7-37
            7.3.2.3  Control Techniques                         7-40
            7.3.2.4  Cost of Controls                           7-42

-------
                       TABLE OF CONTENTS
                                                               PAGE

           7.3.2.5  Impact of Controls                         7"42
    7.3.3  Maleic Anhydride                                    7~44
           7.3.3.1  Process Description                        7~46
           7.3.3.2  Process Emission Sources and Factors       7-48
           7.3.3.3  Control Techniques                         7~49
           7.3.3.4  Cost of Controls                           7"49
           7.3.3.5  Impact  of  Controls                         7-50
     7.3.4  Phthalic Anhydride                                  7"51
           7.3.4.1  Process Description                        7~51
           7.3.4.2  Process Emission  Sources and  Factors       7-55
           7.3.4.3  Control  Techniques                         7"55
           7.3.4.4  Cost of Controls                           7~58
           7.3.4.5   Impact of Controls                         7~58
7.4  Iron and Steel                                             7"60
     7.4.1   Basic Oxygen Furnace                               7~61
            7.4.1.1   Process Description                        7~62
            7.4.1.2  Process Emission Sources and Factors       7-62
            7.4.1.3  Control Techniques                         7-63
            7.4.1.4  Cost of Controls                           7~63
            7.4.1.5  Impact of Controls                         7~66
     7.4.2  Blast Furnace                                       7"66
            7.4.2.1  Process Description                        7"67

-------
                    TABLE  OF  CONTENTS
                                                            PAGE
        7.4.2.2   Process Emission  Sources  and  Factors        7-68
        7.4.2.3   Control Techniques                          7-68
        7.4.2.4   Cost  of Controls                            7.70
        7.4.2.5   Impact of Controls                          7.70
7.4.3   Submerged  Electric Arc  Furnace                       7-70
        7.4.3.1   Process Description                         7.71
        7.4.3.2   Process Emission  Sources  and  Factors        7-71
        7.4.3.3   Control Techniques                          7-72
        7.4.3.4   Cost  of Controls                            7-80
        7.4.3.5   Impact of  Controls                          7-30
7.4.4   Direct Electric Arc Furnace                          7-8!
        7.4.4.1  Process Description                         7-31
        7.4.4.2  Process Emission Sources and Factors        7-82
        7.4.4.3  Control Techniques                          7-32
        7.4.4.4  Cost of Controls                            7.34
       7.4.4.5  Impact of Controls                          7.34
7.4.5  Gray Iron Cupola                                     7.35
       7.4.5.1  Process Description                         7.35
       7.4.5.2  Process Emission Sources and Factors       7-86
       7.4.5.3  Control  Techniques                         7-36
       7.4.5.4  Cost of Controls                           7.37
       7.4.5.5  Impact of  Controls                         7.33

-------
                       TABLE OF CONTENTS



                                                               PAGE




                                                               7-89
    7.4.6  Sintering Furnace

                                                               7 ftQ
           7.4.6.1  Process Description                        '"^


           7.4.6.2  Process Emission Sources and Factors       7-89



           7.4.6.3  Control Techniques                         7'90


           7.4.6.4  Cost  of Controls                           7"91


           7.4.6.5   Impact  of Controls                         7'91


                                                               7-93
7.5  Petroleum Refining

                                                               7-QA
     7.5.1   Catalytic  Cracking


            7.5.1.1   Process Description and Emissions           7-94



            7.5.1.2  Control Techniques                         7-103



            7.5.1.3  Cost of Controls                           7"104


            7.5.1.4  Impact of Controls                         7"106



     7.5.2  Fluid Coking                                        7"108


            7.5.2.1  Process  Description and Emissions          7-108



            7.5.2.2  Control  Techniques                         7""m


                                                                7-11?
            7.5.2.3  Cost of  Controls                           '  "*

                                                                7  119
            7.5.2.4   Impact of Controls                         '~n£-

                                                                7  11 ^
      7.5.3 Sulfur  Plants                                      '  MJ


             7.5.3.1   Process  Description and  Emissions          7-113



             7.5.3.2  Control  Techniques                        7'120


             7.5.3.3  Cost of  Controls                           7"121


             7.5.3.4  Impact of Controls                        7-121
                               XI

-------
                        TABLE OF CONTENTS
                                                                PAGE

7.6  Primary Aluminum Industry                                  7-123
     7.6.1   Process Description                                 7-123
            7.6.1.1  Prebake Anode Cell                          7-126
            7.6.1.2  Soderberg Cells                            7-127
     7.6.2   Emission Sources and Factors                        7-130
            7.6.2.1  Potline Emissions                          7-130
            7.6.2.2  Anode Bake Furnaces                        7-134
            7.6.2.3  Miscellaneous Sources                      7-135
     7.6.3   Control Techniques                                  7-135
            7.6.3.1  Thermal Incinerators                       7-136
            7.6.3.2  Potline Off Gas Recycle                    7-136
     7.6.4   Cost of Controls                                     7-137
     7.6.5   Impact of Controls                                  7-137
             7.6.5.1   Emissions Reduction                       7-137
             7.6.5.2  Environment                               7-137
             7.6.5.3  Energy Requirements                       7-138
 7.7  Pulp  and Paper Industry                                   7-138
      7.7.1   Process  Description and Emission  Factors            7-138
             7.7.1.1   Process Description -  Kraft  Pulping        7-138
             7.7.1.2   Emissions                                 7-143
      7.7.2   Control  Techniques                                 7-145
                             xn

-------
                   TABLE OF CONTENTS


                                                           PAGE



                                                           7-146
7 7.3  Cost  of Controls

                                                           7-147
7.7.4  Impact of Controls

                           n A  4.-                          7~147
       7.7.4.1   Emissions Reduction

                                                           7-147
       7.7.4.2   Energy  Requirements

                                                           7-147
       7.7.4.3   Environment
                          xm

-------
                              LIST  OF TABLES
                                                                        PAGE
 2-1     Dissociation  of  C02  to CO                                        2-2
 2-2     Bond  Energies of Some  Simple  Chemical  Substances                 2-3
 2-3     Summary  of  1977  Nationwide  Carbon Monoxide  Emissions             2-6
        From  All  Sources - 106 Metric Tons  Per Year
 2-4     Summary  of  1977  Nationwide  Carbon Monoxide  Emissions             2-7
        From  Transportation  Sources - 103 Metric Tons  Per Year
 2-5     Summary  of  1977  Nationwide  Carbon Monoxide  Emissions             2-8
        From  Vehicles  -  103  Metric  Tons Per Year
 2-6     Summary  of  1977  Nationwide  Carbon Monoxide  Emissions             2-9
        From  Combustion  Sources - 103  Metric Tons Per  Year
 2-7     Summary  of  1977  Nationwide  Carbon Monoxide  Emissions             2-11
        From  Industrial  Sources - 103  Metric Tons Per  Year
 2-8     Summary  of  1977  Nationwide  Carbon Monoxide  Emissions             2-13
        From  Solid  Waste Disposal and  Wildfires - 103  Metric
        Tons  Per Year
 2-9     EPA Uncontrolled Carbon Monoxide Emission Factors for            2-14
        Selected Stationary Sources
 2-10    Carbon Monoxide Emission Trends, 1970-1977                       2-19
 3-1     Light Duty Vehicle, Light Duty Truck and Heavy Duty              3-12
       Vehicle Factory Sales From U.S. Plants
3-2    New Vehicle Registrations                                       3_14
3-3    Motor Vehicles in Use by Age as of July 1,  1977                 3-15
                                   xiv

-------
                           LIST OF TABLES
                                                                       PAGE

                                                                       O TO
3-4    Summary of Aircraft Engine Regulations
3-5    Commercial Aircraft Source CO Emissions as a Percentage         3-19
       of Total Air Quality Control Region Emissions
3-6    Federal Vehicle Exhaust Emission  Standards for CO               3-23
3-7    California Vehicle  Exhaust  Emission Standards for               3-24
       Light  Duty Vehicles
3-8    Federal Vehicle Exhaust Emission  Standards for CO:               3-25
       Heavy  Duty Gasoline and Diesel  Vehicles
3-9    California Vehicle Exhaust Emission  Standard for CO:             3-25
       Heavy-Duty Gasoline and Diesel  Vehicles
3-10  U.S.  Vehicle Exhaust Emission Standards  for Motor-              3-26
        cycles -  50  States
 3-11   Comparison of Exhaust Emission Levels Between the 49-           3-26
        State, Low-Altitude Vehicles in the Restorative Main-
        tenance and Emission Factors Programs
 3-12   Effect of Engine Component Operation on Emissions               3-30
 3-13   Exhaust Emission Rates for All Areas Except                     3-32
        California  and High-Altitude  - Light  Duty  Vehicles
 3-14   Idle  Emission Rates  for  All  Areas Except California             3-32
        and High-Altitude  - Light Duty Vehicles
 3-15   Exhaust  Emission  Rates for All Areas  Except                    3-33
        California  and High-Altitude - Light Duty Trucks
                                     xv

-------
                             LIST OF TABLES
                                                                        PAGE
 3-16   Idle Emission Rates for All  Areas Except California             3-34
        and High-Altitude - Light Duty Trucks
 3-17   Exhaust Emission Rates for All  Areas Except California          3-35
        and High-Altitude - Heavy Duty Gasoline Fueled Vehicles
 3-18   Idle Emission Rates for All  Areas Except California             3-35
        and High-Altitude - Heavy Duty Gasoline Fueled Vehicles
 3-19   Exhaust Emission Rates for All  Areas Except California          3-36
        and High-Altitude - Heavy Duty Diesel  Fueled Vehicles
 3-20   Idle Emission Rates for All  Areas Except California             3-36
        and High-Altitude - Heavy Duty  Diesel  Fueled Vehicles
 3-21    Exhaust Emission Rates for All  Areas Except California          3-37
        and High-Altitude - Motorcycles
 3-22    Idle Emission  Rates for All  Areas Except California             3-37
        and High-Altitude - Motorcycles
 3-23    Carbon  Monoxide  Control  Techniques  for  New  Mobile  Sources        3-46
 3-24    Light Duty Vehicle  Emission  Control  Component  Retail  Cost        3-49
 3-25    CO  Control Costs  for Different  Federal  Levels  of Control         3-52
        for  New Gasoline  Fueled  Power Plants
 3-26    Federal Regulations for  Light-Duty  Vehicle  Fuel Economy          3-53
 3-27   Characteristics of  Idle Mode and  Loaded  Mode Testing             3-59
3-28   Distribution of the Types of Repairs Required  for                3-60
       Vehicles Failing  Inspection
                                   xvi

-------
LIST OF TABLES
                                         PAGE
                                         3-65
3-29   CO FTP Emission Levels and Emission Reductions in 1987
       Due to I/M Program Implemented in 1982
3.30   Illustrative Transportation-Related Air Pollution Problems      3-70
3-31   Summary of Estimated  Impacts for the  Localized Prototype        3-72

       Scenarios
 3-32   Sugary of Estimated  Impacts  for the  Regional  Prototype         3-73

        Scenarios
 4_!    Applications of Stationary Reciprocating 1C Engines             4-6
        and Energy Production by Fuel Use Category
 4.2    CO Emissions From Spark Ignition Reciprocating Engines          4-11

        at Rated Load
 4.3    CO Emissions  From Compression  Ignition Reciprocating            4-13
         Engines at  Rated Conditions
 4.4     Composite CO  Emission Factors  for the 1971  Population          4-15
         of Electric Utility Gas Turbines
  4.5    Composite CO Emission Factors  for the 1971  Population           4-16
         of Electric Utility Gas Turbines on a Fuel  Basis
  4.6    CO Emission Factors for Reciprocating Internal Combustion       4-18

         Engines
  4.7    Estimated  1975 Nationwide CO  Emissions  from Installed           4-19
         Reciprocating 1C Engines
   4-8     Percent  of Total 1975 Nationwide Emissions of  NOX, CO,          4-24
          and Hydrocarbons for Stationary Internal  Combustion
          Engines
         xvii

-------
                               LIST OF TABLES
                                                                        PAGE
 5-1       CO Emission Factors for Utility and Large                     5-5
          Industrial  Boilers
 5-2       Summary of  1977 Nationwide Carbon Monoxide Emissions          5-6
          From Utility and Large Industrial Boilers
 5-3       Representative  Effects of N0x Controls on CO                  5-10
          Emissions  From  Utility Boilers
 5-4       Carbon  Monoxide Emission Factors for Industrial                5-15
          Boilers With Capacities of 3-30 MW
 5-5       Carbon  Monoxide Emission Factors for Residential,              5-19
          Commercial,  and Institutional  Heating
 5-6       Estimated 1977  Nationwide Carbon Monoxide Emission             5-20
          From  Residential  and  Commercial/Institutional  Heaters
 5-7       Estimated Annual  Average Composition of Municipal              5-30
          Refuse
 5-8       Carbon  Monoxide  Emission Factors  for Selected  Commercial/      5-36
          Industrial  Incinerators
 5-9       Estimated 1977  Carbon Monoxide  Emissions  From                  5-37
          Commercial/Industrial  Incinerators
 6-1      Sample Annualized Cost  Calculations  for Thermal                6-31
          Incineration (Mid-1978  Dollars)
6-2      Annualized Cost Bases                                          6-32
7-1      Typical  Vent Gas Composition for Carbon Black                  7-5
         Furnace  Oil  Process
                                  xvm

-------
                               LIST OF TABLES
                                                                       PAGE

7-2      Characteristics of Off-Gases From a Herreshoff                7-23
         Furnace Charcoal Plant
7-3      Mass Emission Estimates for Carbon Monoxide From              7-26
         Four Organic Chemical Processes, 1977
7-4      Composition of Main Process Vent Gas From Acrylonitrile       7-32
         Production via the Sohio  Process
7-5      Energy Requirements for CO  Emission Controls  in               7-34
         Acrylonitrile  Production
7-6      Absorber Vent  Gas Composition  in the Mixed  Oxide              7-39
         Catalyst Process  for  Formaldehyde
7-7      Absorber Vent  Gas Composition  in the Silver Catalyst          7-40
         Process for  Formaldehyde
7-8      Model  Plant  Data  for  Formaldehyde  Production With            7-43
         the Silver Catalyst  and Mixed  Oxide Catalyst Processes
         of Formaldehyde Production
 7-9       Energy Requirements  for CO Emission Controls in               7-45
          Formaldehyde Production
 7-10     Product Recovery Condenser Vent Gas Composition               7-48
          in Maleic Anhydride Production
 7-11     Typical Main Process Vent Gas Composition From                7-57
          0-Xylene Based Phthalic Anhydride Production
 7-12     Typical Main Process Vent Gas Composition From                7-57
          Naphthalene-Based Phthalic Anhydride Production
                                    xix

-------
                                LIST OF TABLES
                                                                        PAGE

 7-13     Energy Requirements for CO Emission Controls in               7-60
          Phthalic Anhydride Production
 7-14     Mass Emission Estimates for Carbon Monoxide From              7-61
          the Iron and Steel Industry, 1977
 7-15
          Thermal  Incineration Costs in Sinter Plants, 1978             7-92
 7-16     Domestic Catalytic Cracking Capacity,  1978                    7-94
 7-17     EPA Estimated 1977 Uncontrolled  CO Emissions From             7-98
          U.S.  Catalytic Cracking Units
 7-18     Typical  Operating  Conditions  for Fluid  Catalytic               7-101
          Cracking
 7-19     Emission Rates From FCC  Unit  Regenerators,  Before             7-104
          and After CO  Boiler
 7-20     Current  Domestic Fluid  Catalytic  Cracker Regeneration          7-105
          Techniques  (August  1978)
 7-21      Effect of Controls  on CO Emissions  From FCC                    7-106
          Regenerators
 7-22     Typical  Fluid  Coker Operating Conditions                       7-110
 7-23     CO Controls on Domestic Fluid Coking Units                     7-111
 7-24     Typical Claus Tail  Gas Compositions                            7_H6
7-25     Representative Tail Gas Compositions for the Beavon            7-119
         Sulfur Removal Process
                                   xx

-------
                            LIST  OF  TABLES


                                                                       PAGE
                                                                       7 1 ^1
7-26     Carbon Monoxide Emissions From Primary Aluminum


         Production

                           .  .                                        7-132
7-27     Average Potline Emissions

                             .   .                                       7-134
7-28     Anode Furnace CO Emissions

7-29     Reported  Compositions  of  Exhaust Gases  From Two  Gas-          7-145


         Fired Lime  Sludge Kilns
                                      xxi

-------
                              LIST OF FIGURES
                                                                      PAGE
2-1      Stationary Manmade Sources of Carbon Monoxide                2-4
2-2      Grab Sampling System for CO Collection                       2-21
2-3      EPA Integrated Sampling Train for Carbon Monoxide            2-22
2-4      Nondispersive Infrared Gas Analyzer                          2-23
3-1      Relationships of CO, N0x, and HC Emission Concentrations     3-2
         and Air-Fuel Ratio
3-2      Estimates of Aircraft Source CO Emissions at Major           3-21
         National Airports
3-3      Pass/Fail Outcomes of the Initial Test on 1975 and           3-28
         1976 Vehicles
3-4      Past and Projected CO Emissions From Motor Vehicles          3-40
3-5      Past and Projected U.S. Vehicle Travel                       3-41
3-6      Relative CO  Violations Vs. Mean Temperature                 3-44
3-7      Estimated Impacts for Nine Regional Scenarios in a           3-78
         Large Urban Area:  Regional Highway Fuel Consumption
4-1      Specific Emissions of CO as a Function of Load for Gas       4-8
         Turbine-Powered Generators, Composite of Several Makes
         and Models
4-2      Effect of Air/Fuel Ratio on Emissions From a Gasoline        4-10
         Engine
4-3      Diesel Engine Part-Load Carbon Monoxide Emissions            4-14
5-1      Watertube Boiler                                             5-12
                                   xxn

-------
                              LIST OF FIGURES
                                                                      PAGE

5-2    Firetube Boiler                                                5~13
5-3    General Trend of Smoke, Gaseous Emissions, and Efficiency      5-22
       Versus the Percent Excess Air for Oil-Fired Residential
       Heaters
6-1    Steps Required for Successful Incineration of Dilute Fumes     6-6
6-2    Coupled Effects of Temperature and Time on Rate of             6-7
       Pollutant Oxidation
6-3    Schematic Diagram of Catalytic Afterburner Using Torch-        6-10
       Type Preheat Burner with Flow of Preheated Waste Stream
       Through Fan to Promote Mixing
6-4    Volume of Catalyst/Volumetric Flow Rate of Waste Stream        6-12
6-5    Effect of Temperature on Catalytic CO Conversion               6-13
6-6    Effect of Exchanger Recovery  Factor  and Waste Gas              6-19
       Temperature on Inlet Temperature to  Thermal  Incinerator
6-7    Thermal Incinerator Energy  Requirements With No Heat           6-20
       Recovery Oxygen  From Outside  Air
6-8    Thermal Incinerator Energy  Requirements With No Heat           6-21
       Recovery Oxygen  From Waste  Gas
6-9    Effect of Exchanger Recovery  Factor  and Waste Gas              6-22
       Temperature on Inlet Temperature To  Catalytic Incinerator
6-10   Catalytic Incinerator  Energy  Requirements With  No  Heat        6-23
       Recovery Oxygen  From Waste  Gas
                                   xxm

-------
                              LIST OF FIGURES
                                                                      PAGE

6-11   Catalytic Incinerator Energy Requirements With No Heat         6-24
       Recovery Oxygen From Outside Air
6-12   Installed Capital Costs for Thermal Incinerators               6-27
6-13   Installed Capital Costs for Catalytic Incinerators             6-28
6-14   Annualized Costs for Thermal Incinerators                      6-29
6-19   Annualized Costs for Catalytic Incinerators                    6-30
6-16   Installed Equipment Cost for Carbon Monoxide Boilers           6-37
6-17   Annual Costs for Carbon Monoxide Boilers                       6-38
7-1    Flow Diagram for a Furnace Type Carbon Black Plant             7-4
7-2    Typical Missouri-Type Charcoal Kiln With Multiple              7-14
       Exhaust Stacks
7-3    Typical Beehive Kiln                                           7-16
7-4    Exterior View of a Herreshoff Multiple Hearth Furnace          7-17
7-5    Cross Sectional View of a Herreshoff Multiple Hearth           7-18
       Furnace, With Plume Burning
7-6    Flow Diagram for Acrylonitrile Production Via the Sohio        7-27
       Process
7-7    Schematic Diagram for a Combination By-Product  Incinerator/    7-30
       Absorber Vent Gas Thermal Oxidizer System
7-8    Flow Diagram for Silver Catalyst Process for  Formaldehyde      7-36
       Production
                                    xxiv

-------
                             LIST OF FIGURES
                                                                      PAGE

7-9      Flow  Diagram for Mixed  Oxide  Catalyst  Process  for            7-38
         Formaldehyde Production
7-10     Flow Diagram for Production of Maleic Anhydride From         7-47
         Benzene
7-11     Flow Diagram for 0-Xylene Based Phthalic Anhydride           7-54
         Process
7-12     Basic Oxygen Furnace With Open Hood and Gas-Cleaning         7-64
         and Storage System
7-13     Basic Oxygen Furnace with Closed Hood and Gas-Cleaning       7-65
         System
7-14     Schematic Diagram of a Blast Furnace                         7-69
7-15     Open Furnace Controlled by a Venturi Scrubber                7-74
7-16     Semi-Enclosed Furnace  Controlled by a Venturi Scrubber       7-75
7-17     Sealed Furnace Controlled by Venturi Scrubber                7-76
7-18     Roof Hood                                                    7-78
7-19     Side Draft and Direct  Evacuation Hoods                       7-79
7-20     Direct Shell Evacuation (DSE) System Open Roof               7-83
7-21     Fluid Catalytic Cracking Unit                                7-96
7-22     Thermoflor Moving-Bed  Catalytic Cracker                      7-97
7-23     Fluid Coking Process                                         7-109
7-24     Claus Sulfur Plants                                          7-115
7-25     Major Processing Phases in Primary Aluminum Reduction        7-124
                                  xxv

-------
                              LIST OF FIGURES
                                                                      PAGE

7-26     Prebake Reduction Cell, Schematic Arrangement                7-128
7-27     HSS Soderberg Cell, Schematic Arrangement                    7-129
7-28     Flow Diagram for Primary and Secondary Emission              7-133
         Control Systems
7-29     Kraft Pulping and Recovery Process                           7-140
                                   xxvn

-------
                          1.   INTRODUCTION AND SUMMARY

      The  document  "Control Techniques for Carbon Monoxide Emissions from

 Stationary  Sources  (AP-65),"  was published by the U.S. Environmental Protec-

 tion  Agency in March  1970.   It was one of a series of documents which sum-

 marized control  technique  information for criteria air pollutants.  Section

 108(b) of the Clean Air Act,  as amended, 42 USC paragraph 7401 et. seq.,

 instructs the Administrator  to issue information on air pollution control

 techniques  simultaneously  with the issuance of new or revised air quality

 criteria, as follows:

      "... the Administrator  shall, after consulation with appropriate
      advisory committees  and  federal departments and agencies, issue
      to the States  and appropriate air pollution control agencies
      information on air pollution control techniques, which  informa-
      tion shall  include data  relating to the cost of installation
      and  operation, energy requirements, emission reduction  benefits,
      and  environmental impact of the emission control technology.
      Such information shall  include such data as are available on
      available technology  and alternative methods of prevention and
      control of  air pollution.  Such information shall also  include
      data on alternative  fuels, processes, and operating methods
      which  result  in  elimination or significant reduction of emissions."

This control techniques  document  was  written  in  compliance  with  Section  108(c),

which requires  the Administrator  to  review,  and  where  appropriate,  modify

and reissue any air quality criteria  or  information  on  control  techniques.

Thus, this document represents an  updated  and  expanded  version of AP-65.
                                     1-1

-------
It includes information on significant stationary sources  of carbon monoxide
emissions as well  as available methods for control  of carbon monoxide emis-
sions from mobile sources.
     This document characterizes carbon monoxide emission  sources and controls
for use by states in revising State Implementation Plans (SIP's).  It is
intended for use by state and local air pollution control  engineers to pro-
vide basic available information on carbon monoxide emissions from mobile
sources, stationary combustion sources, and industrial process sources.
Both demonstrated and feasible control strategies are presented for each
source.  Information is also provided on emission reduction benefits, energy
requirements of controls, and annualized and operating costs of controls.
     Chapter 2 of this document presents background  information on carbon
monoxide formation  and lists significant sources of  CO.  Recent estimates
of  carbon  monoxide  emissions and current emission factors are listed.  This
chapter  also includes  a brief discussion of sampling and analytical methods
for carbon monoxide.
      Chapter 3  summarizes current  measures to  control  carbon monoxide emissions
 from mobile sources.   Information  is  included  which  will  assist  states in  devel-
 oping transportation  measures  for  CO  control  through State  Implementation  Plans
      Chapter 4  (internal  combustion)  and  Chapter 5  (external  combustion) dis-
 cuss methods for  control  of carbon monoxide emissions from  combustion sources.
      Chapter 6  describes  the techniques  employed to  control  carbon monoxide
 emissions  from  industrial sources  and gives information on  the energy require-
 ments, costs and environmental  aspects of these techniques.
      Chapter 7  describes  the techniques  used  for control  of specific indus-
 trial  sources  and gives information on energy, cost, and  environmental aspects.

                                     1-2

-------
     The control  methods described in this document represent information
from many technical  fields.   The proper choice of a method of controlling
carbon monoxide emissions from a specific source depends on several factors
other than source characteristics.  No attempt has been made in this docu-
ment to review all the possible combinations of control techniques that may
be used.
                                    1-3

-------

-------
              2.   CHARACTERIZATION OF CARBON MONOXIDE EMISSIONS

     Most of the material  presented in this section provides background infor-
mation on manmade carbon monoxide sources and emissions.   Information on
natural sources of carbon monoxide is given in a companion document "Air
Quality Criteria for Carbon Monoxide," revised 1979.  Also included is infor-
mation on the formation of carbon monoxide and a description of standard
methods for analysis of source and ambient CO concentrations.
2.1  FORMATION OF CARBON MONOXIDE
     Carbon monoxide is formed as an intermediate product of reactions between
carbonaceous fuels and oxygen.1  When less than the theoretical amount of
oxygen required for complete combustion is supplied, CO is a final product of
the reaction.  Under these conditions, CO concentrations may exceed 50,000 ppm,
     Formation of the oxides of carbon is a simple process only when pure
carbon and pure oxygen are involved.  The burning of carbonaceous fuels, in
general, is a very complicated process involving formation of CO before C02
is formed.1  If the temperature of combustion is high enough, dissociation of
the C02 begins:
          C0           *  CO + 0
                                     2-1

-------
     Table 2-1  shows the percentage dissociation of C02 to CO as a function
of temperature.
                                 TABLE 2-1
                          DISSOCIATION OF C02 TO CO
        TEMPERATURE
     727°C
    1127°C  (2,060°F)
    1527°C  (2,780°F)
    1627°C  (2,960°F)
    1727°C
                                          PERCENTAGE  DISSOCIATION
  2 x 10
1.5x10
5.5 x 10
  1 .0
                                               5.0
                                                     -5
                                                     -2
-1
    Source:   Reference 2

     Actually, CO is  a  very stable substance at high temperature, as indi-
 cated  by Table 2-1.   In order for a chemical reaction to take place, chemical
 bonds  must be broken  and formed.  Bond energies are a measure of the diffi-
 culty  in breaking a chemical bond.  Table 2-2  indicates a higher bond energy
 for  CO than  for  acetylene, which is notorious  for  its stability at electric
 arc  temperatures; CO  is indeed  known to  be  stable  at very high temperature.
 Conversely,  propane is  easily cracked or decomposed at moderate temperatures,
 and  the bond energy is  seen to  be low.   The bond energy for  C02 is moderately
 low, and experience shows  that  it is not difficult to remove an atom of  oxy-
 gen  from C02 by  dissociation to form CO.  For  these reasons  then, a second
 mechanism of CO  formation  is high-temperature  dissociation of C02, or
                                     2-2

-------
hindering of the combination of CO and oxygen by virtue of temperature.   Thus,
raising the temperature increases the concentration of CO in the thermodynamic

sense.
                                   TABLE  2-2
              BOND  ENERGIES  OF  SOME SIMPLE  CHEMICAL SUBSTANCES

      SUBSTANCE                   BOND               BOND ENERGY,  Kcal/mol
                                                             n t~fi ~l
    Carbon monoxide              C-0
    Carbon dioxide                0 — C-0                    128
    Propane                      C3H7-H                       9
    Acetylene                    HC == CH
    Source:  Reference 3
      The reaction rates increase with temperature.   Increase of oxygen con-
 centration tends to decrease the CO concentration by affording a greater
 chance for collision of CO and oxygen molecules (actually, hydroxyl  radicals)
 to form C02-1
 2.2  SOURCES OF CARBON MONOXIDE EMISSIONS
      There are numerous manmade sources of carbon monoxide emissions.  These
 sources can be categorized  into two  broad groups-mobile  and  stationary.
 Figure  2-1 shows  a  breakdown  of the  stationary sources of carbon monoxide
 which are  investigated  in this  report.  Chapter  3 discusses  in  detail  the
 sources of CO within  the mobile  category.  Chapters  4, 5, and 7 investigate
 the  sources within  the stationary  source  category.   These sources were
 chosen  based  upon their contribution to the  total yearly  tonnage of carbon
 monoxide  emissions  in the  U.S.
                                       2-3

-------
 External combustion
 Solid waste incineration-
 Reciprocating  internal
 combustion  engines
 Carbon black  industry
Charcoal  industry
Chemical industry
Iron and steel industry
Petroleum refining
Primary aluminum industry
Pulp and paper industry-
 Utility & large industrial boilers
 Industrial boilers
 Residential & commercial heaters

 Municipal incinerators
 Industrial/commercial  incinerators
Acrylonitrile
Formaldehyde
Maleic anhydride
Phthalic anhydride

Basic oxygen furnaces
Blast furnaces
Electric arc furnaces
Grey iron cupolas
Sintering plants

Catalytic cracking
Fluid coking
Sulfur plants
Sulfur recovery furnaces
Lime kilns
FIGURE 2-1.  STATIONARY MANMADE SOURCES OF CARBON MONOXIDE
                             2-4

-------
2.3  CARBON MONOXIDE EMISSION ESTIMATES AND EMISSION FACTORS
     EPA estimates of 1977 nationwide CO emissions are given in Tables 2-3
through 2-8.  As these tables indicate, a wide variety of transportation,
combustion, industrial, and solid waste disposal sources contribute to the
total mass emissions of carbon monoxide.  Table 2-3 shows that about 83 per-
cent of all nationwide CO emissions are from transportation sources.  As
shown in Table 2-4, about 90 percent of the CO emissions from transportation
sources are from motor vehicles.  CO emissions from gasoline powered passen-
ger cars comprise about 63 percent of the CO emissions from motor vehicles
(Table 2-5).  CO emissions from combustion, industrial, and solid waste dis-
posal categories are on the  order of hundreds of  thousands of metric tons as
compared with millions of metric tons from motor  vehicles.
     Table  2-9  summarizes EPA uncontrolled carbon monoxide emission factors
for  various stationary sources.  Chapter  3 includes  information on  emission
factors  for mobile  sources.
2.4  CARBON MONOXIDE  EMISSION TRENDS AND  PROJECTIONS
     Nationwide carbon monoxide  emission  estimates  have  been  made  by  the
 EPA's  Office  of Air Quality  Planning and  Standards  for the  years  1970
 through  1977.4   These estimates  are  presented in  Table 2-10.
     Although the categories are not as detailed  as the  ones  in Tables 2-3
 through  2-8,  they are sufficient to  show the  year-to-year trends  in CO emis-
 sions  for the recent past.   These estimates were  made by EPA  from internally
 consistent sets of data  based on current emissions  factors.4
      As Table 2-10 indicates, changes  in annual CO emission estimates are
 slight for the period 1970 through 1977.   Emission estimates  for highway
                                     2-5

-------
                          TABLE 2-3

      SUMMARY OF 1977 NATIONWIDE CARBON MONOXIDE EMISSIONS^
         FROM ALL SOURCES - TO6 METRIC TONS PER YEAR
                          (106 tons/yr)
    SOURCE                            CO EMISSIONS


Transportation                        85.7   ( 9^4.5)

Combustion                             1.2   (  1.3)

Industrial                             8.3   (  9.2)

Sol id Waste Disposal
  and WiIdfires                        7.5   (  8.3)

Total Emissions                      102.7   (113-3)
Source:  Reference k


   Does not include carbon monoxide from natural sources
                           2-6

-------
                                  TABLE 2-4

         SUMMARY OF 1977 NATIONWIDE CARBON MONOXIDE EMISSIONS FROM
           TRANSPORTATION SOURCES - 103 METRIC TONS PER YEAR
                                (103 tons/yr)
      SOURCE

Motor Vehicles^

Ai rcraft
   Commercial
   General Aviation
   Mi 1i tary

Rai1 roads
   Diesel and Distillate
   Residual  Oil
   Coal

Vessels
   Residual  Oil
   Diesel Oil
   Gasoline
   Coal

Off-Highway  Use  Farm
Tractors
    Gasoline
    Diesel

 Other Farm Equipment
    Gasoline
    Diesel

 Construction
    Gasoline
    Diesel

 Snowmobiles

 Smal1 Uti1ity Engines

 Heavy Duty  Engines
     Gasoline
     Diesel

 Motorcycles

 Total Mobile Source  Emissions

  *see Table  2-5  for breakdown of
  Source:  Reference 4
                                               CO EMISSIONS
 151-3  (  166.8)
 261.8  (  288.6)
 238.5  (  262.9)
 259-5  (  286.0)
   0.7  (    0.8)
  10.2  (   11.2)
   0.7 (    0.8)
  29.8 (   32.9)
       (1613-2)
       (    5.3)
2179.2 (2404.2)
 111.8 ( 123.2)
 232.4 ( 256.2)
   5.6 (   6.2)
 734.5  ( 809.6)
 223.1  ( 245.9)

 109.0  ( 120.2)

 1262.8  (1392.0)
 1125.9  (1241.1)
   51.3  (   56.6)

   87.5  (   96.5)
 emi ssions.

     2-7
77170.6 (85066.0)

  651.6 (  718.3)



  270.4 (  298.0)



  1498.8  (  1652.2)
  2291.0 (  2527.4)



   238.0 (   262.4)



   957.6 (  1055.5)



   109-0 ( -120.2)

  1262.8 ( 1392.0)

  1177.2 ( 1297.7)



    87.5 (   96.5)

  85714.5 (94486.2)

-------
                                  TABLE 2-5

                SUMMARY OF  1977 NATIONWIDE CARBON MONOXIDE
           EMISSIONS FROM VEHICLES -  103 METRIC TONS PER YEAR
                                (103  tons/yr)
   SOURCE TYPE
Gasoline

  Passenger Cars

  Light Duty Trucks

  Heavy Duty Trucks

  Motorcycles

  Total Gasoline
                  CO EMISSIONS
                             Urban
                    Rural
Total
38,315 (42,235)  10,147  (11,185)  48,462  (53,420)

 8,726 ( 9,619)   2,231  ( 2,459)  10,957  (12,078)

 9,937 (10,954)   5,973  ( 6,584)  15,910  (17,538)

   476 (   525)     163  (   180)     640  (   705)

57,455 (63,333)  18,514  (20,408)  75,969  (83,741)
Heavy Duty Trucks -
  Diesel
Total  From Motor
Vehicles
   494 (   545)     708 (   780)   1,202  ( 1,325)
57,949 (63,878)  19,221 (21,188)  77,171 (85,066)
Source:  Reference 4
                                    2-8

-------
                                 TABLE 2-6
      SUMMARY OF 1977 NATIONWIDE CARBON MONOXIDE EMISSIONS FROM
         COMBUSTION SOURCES - 103 METRIC TONS PER YEAR
                                (103 tons/yr)
       SOURCE

Anthracite Coal

   Electric Uti1ities
   Industrial
   Commercial-Insti tutional
   Resident ial

Bituminous and Lignite Coal

   Electric Uti1ities
   Industrial
   Commercial - Insti tutional
   Res ident ial

Residual Oil

   Electric  Uti1ities
   Industrial
   Commercial - Insti tutional
   Resident ial

Disti1 late Oi1

   Electric  Uti1ities
    Industrial
   Commercial - Insti tutional
   Resident ial

Natural  Gas

   Electric  Uti1i ties
   Gas Pipelines  and Plants
    Industrial
    Commercial - Institutional
    Resident ial

 Kerosene

    I ndustri al
    Heat i ng

 Liquid Propane Gas

    Industrial
    Domest i c-Commercial
                                                CO EMISSIONS
  0.6 (  0.7)
  0.5 (  0.5)
  0.1 (  0.1)
 77.6 (  85.5)
212.8 (234.6)
 26.8 ( 29.5)
  5.0 (  5.5)
 73.5 ( 81.0)
 50.7 ( 55.9)
 24.0 ( 26.5)
 20.7 ( 22.8)
    0(0)
  5.6  (  6.2)
  9.5  (  10.5)
  17.3  (  19-1)
  38.8  (  42.8)
 22
395
 52
       (  25.0)
       (436.0)
     4  (  57.8)
 24.2
 46.1
       (  26.7)
       (  50.8)
   1.5  (
   4.5  (
   3.1  (
   6.7  (
         1.6)
         5.0)
         3.4)
         7-4)
                        78.7 ( 86.8)
                       318.1 (350.6)
                        95.4  (105.2)
                         71.3  (  78.6)
                        541.0  (596.3)
                          6.0 (   6.6)
                          9.8 ( 10.8)
                                     2-9

-------
          TABLE 2-6  (Continued)
         SOURCE
CO EMISSIONS
Wood




Process Gas




Bagasse






Total





Source:  Reference 4
             41.7 ( 46.0)



              3.3 (  3.6)



              8.8 (  9.7)





           1174.1 (1294.2)
                                   2-10

-------
                                 TABLE 2-7
      SUMMARY OF 1977 NATIONWIDE CARBON MONOXIDE EMISSIONS FROM
          INDUSTRIAL SOURCES - 103 METRIC TONS PER YEAR
                               (103 tons/yr)

         SOURCE                                CO EMISSIONS

Iron Foundries                                              1020.8  (1125.2)
Petroleum Refineries                                        2425.6  (2673-8)
   FCC Units                         2384.7 (2628.7)
   TCC Units                           40.4 (  44.5)
   Fluid Coking                         0.5 (   0.6)
Process Heaters                                               24.5  (  27.0)
   Oil-Fired                            5.1 (   5-6)
   Gas-Fired                           19-4 (  21.4)
Asphalt Roofing                                               11 .9  (  13-1)
Carbon Black                                                2184.2  (2407-7)
   Gas                                442.3 ( 487.6)
   Oil                               1741.9 (1920.1)
   Channel                              0   (   0   )
   Thermal                              0(0)
Steelmaking                                                  929-7  (1024.8)
   Sintering                          624.7 ( 688.6)
   BOF                                 99-2 ( 109-4)
   Electric Arc                       205-7 ( 226.8)
Coke Production                                               43-7  (  48.2)
   Beehive                              0.4 (   0.4)
   Byproduct                           43.4 (  47-8)
Kraft Pulp and Paper                                        1105-7  (1218.8)
Charcoal                                                      97-3  (  107-2)
Petrochemicals                                               481.1  (530.3)
   Acetic Acid                          8.2 (   9-0)
   Acrylonitrile                       130.4 ( 143-7)
   Cyclohexanol                        39-0 (  43-0)
Source:  Reference 4
                                    2-11

-------
                             TABLE 2-7  (Continued)
        SOURCE

    Dimethylterephthalate
    Ethylene  Dichloride
    Formaldehyde
    Maleic Anhydride
    Phthalic Anhydride

Total Industrial Emissions
        CO EMISSIONS
 55.7 (   61.4)
 14.2 (   15.7)
 64.9 (   71.5)
117.8 (  129.9)
 50.9 (   56.1)
                                                            8324.4  (9176.1)
Source:   Reference 4
                                  2-12

-------
                            TABLE  2-8

            SUMMARY  OF  1977  NATIONWIDE  CARBON MONOXIDE
          EMISSIONS  FROM SOLID  WASTE DISPOSAL AND WILDFIRES
              103  METRIC TONS PER YEAR  (103  tons/yr)
       SOURCE                              CO EMISSIONS


Municipal Incinerators                   '55.6 ( 171-5)

Conical  Incinerators                     530.7 ( 585.0)

Other  Incinerators                       &55.0 ( 722.0)

Open Burning                            1291.6(1*23.7)

Prescribed Forest Burning               1016.0  (1120.0)

Prescribed Agricultural Burning          ^99.0  ( 550.0)

Forest Wildfires                        3255-3  (3588.M

Structure Wildfires                      135-5  (  1*9.*)


Total  Emissions                         7538.7  (8310.0)
 Source:   Reference
                                 2-13

-------
                                     TABLE  2-9
                EPA  UNCONTROLLED  CARBON  MONOXIDE  EMISSION  FACTORS
                         FOR  SELECTED STATIONARY  SOURCES
          SOURCE/FUEL TYPE

 Boilers, Heaters, and  Incineration
 Bituminous Coal
   Large Boilers [>29MW  (>100xl06 Btu/hr)]
   Intermediate Boilers
     [3-29MW (10-100xl06 Btu/hr)]
   Small Combustion Units
     [<3MW (<10xl06 Btu/hr)]
   Hand-Fired Units
   Fi replaces
 Lign ite
   Pulverized Coal  and  Cyclone Units
   Stoker Units
 Anthracite  Coal
   Pulverized  Coal
   Traveling  Grate  Stokers
   Hand-Fired Units
   Fi replaces
 Fuel Oil
   Residual-Fired Large  Boilers
    [>73MW  (>250xl06 Btu/hr)]
   Residuel-Fired Small  and
   Intermediate Boilers
    [0.15-73MW  (0.5-250xl06 Btu/hr)]
   Distillate-Fired Small and
   Intermediate Boilers
    [0.15-73MW (0.5-250xl06 Btu/hr)]
  Domestic Units [<0.15MW (<0.5xl06 Btu/hr)]
  Orchard Heaters
       EMISSION  FACTOR
 0.5 kg/metric ton  (l  Ib/ton)

 1  kg/metric ton  (2  Ib/ton)

 5  kg/metric ton  (10 Ib/ton)
 45 kg/metric ton (90  Ib/ton)
 45 kg/metric ton (90  Ib/ton)
 0.5 kg/metric ton (1  Ib/ton)
 1  kg/metric ton (2 Ib/ton)

 0.5 kg/metric ton (1  Ib/ton)
 0.5 kg/metric ton (1  Ib/ton)
 45  kg/metric  ton  (90  Ib/ton)
 45  kg/metric  ton  (90  Ib/ton)
0.63 kg/103  1iter  (5  lb/103 gal)

0.63 kg/103  liter  (5  lb/103 gal)

0.63 kg/103  liter  (5  lb/103 gal)

0.63 kg/103  liter  (5  lb/103 gal)
2.8 kg/heater/hr (6.2 1b/heater/hr)
Source:  Reference 5
                                    2-14

-------
                          TABLE 2-9  (Continued)
        SOURCE/FUEL TYPE
   EMISSION FACTOR
Boilers,  Heaters,  and Incineration (Cont'd)

Natural  Gas
  Power Plant
  Industrial Boilers
  Domestic and Commercial Units
Liquid Propane Gas
  Industrial Units
  Domestic and Commercial Units
Liquid Butane Gas
  Industrial Units
  Domestic and Commercial Units
Wood
  Wood and Bark Boilers
  Wood Stoves
  Fi replaces
  Conical  Incinerators
Solid Waste  Incineration
  Municipal  Refuse
    Multiple  Chamber

    Con Ical
 Industrial/Commercial
  Multiple Chamber
  Single Chamber

  Flue-Fed Single  Chamber

 Open  Burning
  General
  Agricultural  Waste
272 kg/106m3  (17 lb/106 ft3)
272 kg/106m3  (17 lb/106 ft3)
320 kg/106m3  (20 lb/106 ft3)

0.18 kg/103 liter (1.5 lb/103 gal)
0.23 kg/103 liter (1.9 lb/103 gal)

0.19 kg/103 liter (1.6 lb/103 gal)
0.24 kg/103 liter (2 lb/103  gal)

1-30 kg/metric ton  (2-60  Ib/ton)
130 kg/metric ton (260 Ib/ton)
60 kg/metric ton  (120  Ib/ton)
65 kg/metric ton  (130  Ib/ton)
 17.5  kg/metric  ton  charged
   (35  Ib/ton)
 65  kg/metric  ton  (130  Ib/ton)
 5  kg/metric  ton  charged  (10 Ib/ton)
 10 kg/metric ton charged
   (20  Ib/ton)
 10 kg/metric ton charged
   (20  Ib/ton)
 42  kg/metric ton (85 Ib/ton)
 16-154 kg/metric ton
   (33-309 Ib/ton)
 Source:   Reference 5
                                     2-15

-------
                          TABLE 2-9  (Continued)
          SOURCE/FUEL TYPE

 Boilers, Heaters, and Incineration (Cont'd)

 Automobile Body Burning

 Sewage Sludge Incineration
 Reciprocating Internal  Combustion Engines
 Gasoline Engines
   Small, 2-Stroke,  General  Utility
   Small, 4-Stroke,  General  Utility
   Farm Equipment  (wheeled tractor)
   Farm Equipment  (non-tractor)
   Heavy-Duty  Construction Equipment
   Industrial  Engines
 Diesel  Engines
   Farm Equipment  (wheeled tractor)
   Farm Equipment  (non-tractor)
   Heavy-Duty  Construction Equipment

   Industrial  Engines
 Natural  Gas-Fueled
   Heavy  Duty  Engines
 Electric Utility Turbines
 Gas-Fueled
 Oil-Fueled
 Industrial Process Sources
Asphalt Roofing Manufacturing
  Asphalt Blowing
    EMISSION FACTOR
 1.1  kg/automobile (2.5 1b/
   automobile)
 Negligi ble
 652  g/kWhr  (486  g/hp-hr)
 374  g/kWhr  (279  g/hp-hr)
 192  g/kWhr  (143  g/hp-hr)
 292  g/kWhr  (218  g/hp-hr)
 190-271  g/kWhr  (142-202 g/hp-hr)
 267  g/kWhr  (199  g/hp-hr)

 4.48 g/kWhr  (3.34 g/hp-hr)
 5.47 g/kWhr  (4.08 g/hp-hr)
 2.41-5.90 g/kWhr  (1.80-4.40
   g/hp-hr)
 4.06 g/kWhr  (3.03 g/hp-hr)

 7020 kg/106m3  (430 lb/106 Ft3)
1842 kg/106m3  (115 lb/106 ft3)
1.85 kg/103 liter (15.4 lb/103 gal)
0.14 kg/metric ton asphalt
  (0.27 Ib/ton)
Source:   Reference 5
                                    2-16

-------
                         TABLE 2-9  (Continued)
        SOURCE/FUEL TYPE
  EMISSION FACTOR
Industrial  Process Sources (Cont'd)


  Felt Saturation

Carbon Black Manufacturing, Furnace
Process

Charcoal  Manufacturing

Chemical  Industry

  Ad i p i c Ac i d

  Ammon i a

  Lime Manufacturing


  Phthalic Anhydride
    0-Xylene Process

    Naphthalene Process

Glass Manufacturing  (melting furnace)

Iron and Steel Production

  Basic Oxygen Furnace

  Blast Furnace

  Electric Arc Furnace

  Cupola Furnace

  Sinter Production
1.A5 kg/metric ton felt
  (2.9 Ib/ton)
 300 kg/metric ton product
  (2600 Ib/ton)
 60 kg/metric ton product
  (320 Ib/ton)
58 kg/metric ton product
  (115 Ib/ton)
100 kg/metric ton product
  (200 Ib/ton)
1  kg/metric ton product
  (2 Ib/ton)
151 kg/metric ton product
   (301 Ib/ton)
50 kg/metric ton product
   (100 Ib/ton)
0-0.2 kg/metric ton product
   (0-0.5 Ib/ton)
70 kg/metric ton steel
   (140 Ib/ton)
875 kg/metric ton pig  iron
   (1750 Ib/ton)
9  kg/metric ton steel
   (18 Ib/ton)
72.5 kg/metric ton charge
   (1^5 Ib/ton)
22 kg/metric ton product
   (kk Ib/ton)
 Source:   Reference  5
                                      2-17

-------
                       TABLE 2-9  (Continued)
      SOURCE/FUEL TYPE
   EMISSION FACTOR
Industrial  Process Sources (Cont'd)
f-atroleum Refining
  Fluid Catalytic Cracking Units
  Moving Bed Catalytic Cracking Units
Pulp and Paper Manufacturing
  Kraft Pulping
    Recovery Furnace

    Lime KiIns
39.2 kg/m3 feed (13,700 lb/103 bbl)
10.8 kg/m3 feed (3,800 lb/103 bbl)
1-30 kg/metric ton dried pulp
  (2-60 Ib/ton)
5 kg/metric ton dried pulp
  (10 Ib/ton)
Source:   Reference 5
                                    2-18

-------
                                                     PA  PA  \o
                                                                      PA—   —
                                                en  —
                                                                                            —   CM   LA
                                                                                                                         O   ' —    — '
                                                     CM   PA  v£>


                                                     —   do
                                                                                        —  CM   CN
                                                     —               ooorgrsi
                                                     —        o      o   r-   
      en
       i
      o
      en
                                                                                             —   LACO
                                                                                                             -3-   O      O  O    CT>
                                                      —   OO      OOOCNCNCN  —
                                                                                                                          —  —    r-»

                                                                                                                          do    c^
                                         LA  CM   PA  LA   PA  vO      LAOO-JLA—   OOO      CO  P-~     —   —


                                         _«r  _f   r-»  —   O  O      O  CT\  PA  CM   CM  —   -3-3      PAO      OO
                                                      J'PAvC      LACMr^.CMPAOva-3-      LAr^     •—   —    LA


                                                      —   O  O      OOOfMfMCM   —   P^-3-      PAO     OO    PA
 I

CM
00

<
       co
       CO
                                         PA  PA  O  —   O   O      OCOPMtMfM—  JTLA     JTO     OO    J"

                                         PACMsD      LAO(T>—   —  CT\CMCM      PALA     ef\   —     PSI

                                         d   d   en  —   do      ooocMrMCMOvo^o      -a-—     oo     rg

                                                                 —    TO ^   d.
                                                                        *J   .-    O   —   1/1
                                               O-i   C  —    0)   TD
                                               —    Q   ^   —   C
                                               X   2   TO   UJ   —
                                                                                     2-19

-------
vehicles have increased about 6.4 percent from 1970 to 1977.  Emission esti-
mates for other source categories have remained relatively stable.
Projections
     Future nationwide CO emissions from stationary sources will depend in
large measure upon future Federal, State, and local air regulatory action.
Since this document and concurrent air quality criteria documents will pro-
vide an important basis for determining regulatory action, it is not possible
to make meaningful predictions of future nationwide CO emissions from station-
ary sources.  The Clean Air Act, as amended in 1977, specifies a course of
action for future control of CO emissions from mobile sources.  The effect
of the Act on future emissions from mobile sources is discussed in Chapter 3.
2.5  SAMPLING AND ANALYTICAL METHODS
     Detailed information is available in the open literature on sampling
and analysis of carbon monoxide emissions.  The following is a brief review
of the subject.   Three categories of carbon monoxide monitoring are addressed;
(1) stationary source emissions, (2) mobile source emissions, and (3) ambient
air.
     Two general methods of sample collection may be used for these monitor-
ing categories,  grab (instantaneous) sampling and integrated (continuous)
sampling.   The choice of collection method must be coordinated with the
analytical  method which will be used to determine carbon monoxide content.
Grab samples for carbon monoxide measurement are typically taken using an
apparatus  such as that shown in Figure 2-2.   A certain quantity of gas is
pumped into a sample bag over a short time interval.   This represents an
                                    2-20

-------
instantaneous sample of the gas.   A more representative grab sample may be
obtained by taking several  such samples over several  intervals and combining
them.  An integrated or continuous sample can be taken using a sampling train
similar to the one shown in Figure 2-3.  This is the EPA sampling train which
incorporates a gas conditioning section to remove moisture and carbon dioxide.6
This conditioning minimizes interferences with the analytical method.  The
EPA analytical method for carbon monoxide is the non-dispersive infrared
(NDIR) analysis method.7
                                   ROTAMETER-i
                                             i
                               VALVE PI
              AIR COOLED CONDENSER
                  PROBE
               GLASS WOOL
                                                       RIGID
                                                       CONTAINER
           Figure 2-2.  Grab Sampling System for CO Collection

     Analytical methods currently used to determine the quantity of carbon
monoxide present in a sample of gas are either instrumental methods or wet
chemical methods.  Instrumental methods include non-dispersive infrared
(NDIR) and gas chromatographic analysis.
     NDIR analysis, the EPA reference method, has been used to obtain most
of the available air quality data for carbon monoxide.7  This instrument
                                    2-21

-------
relies on the principle of selective absorption of infrared radiation by car-
bon monoxide.  Infrared radiation is passed through two parallel cells, a
sample cell containing the gas to be analyzed, and a reference cell.  The
net radiation passing through the two cells is then passed into carbon monox-
ide detectors.  Carbon monoxide present in the sample cell absorbs some of
the infrared radiation, reducing the amount of radiation reaching the detector
cell.  The detector cell senses the difference in temperature and pressure
between the sample detector cell and the reference detector cell and produces
a signal  corresponding to the concentration of carbon monoxide in the sample
gas.  This system is shown in Figure 2-4.  The NDIR instruments have a typical
minimum sensitivity of 20 ppm for carbon monoxide.
                                            ICE BATH
                  ZERO
                   GAS
GAS
      Figure 2-3.   EPA Integrated Sampling Train for Carbon Monoxide
                                    2-22

-------
LIGHT
CHOPPER
x
3
ir 'i
3
-»
MMi
MWM
•*
SAMPLE SAMPLE
Jo SAMPLE CELL fl p DETECTOR
->

-»
LIGHT
SOURCES


— ,, -» -+ -^
REFERENCE CELL
*

*



h-
-«- DIAPHRAGM
        Figure 2-4.   Nondispersive Infrared Gas  Analyzer
     Gas chromatographic analysis offers greater sensitivity than  the  NDIR
method, with measurement capabilities down to 0.05 ppm.7  This  method  in-
volves separation of carbon monoxide from methane using a molecular sieve.
The carbon monoxide is then quantitatively converted to methane (typically
using hydrogen gas over a nickel  catalyst), and  analyzed using  a flame
ionization detector (FID).  Other advantages over the NDIR method  are  that
the response to carbon monoxide is linear over the entire concentration
range and the method is specific to carbon monoxide.
     Wet chemical analytical methods for carbon  monoxide analysis  depend
upon one of three classes of reactions: (1) reduction of a metal,  (2)  catalytic
oxidation to carbon dioxide, or (3) complexation.8  The reduction method  is
attractive because of its simplicity although it is limited by the low
solubility of carbon monoxide in aqueous solutions and the long reaction
time required for completion of the reduction reaction.  These factors limit
                                    2-23

-------
the use of this analytical method to grab samples.  This method is used as
the basis for carbon monoxide detector tubes.  These tubes typically contain
silica gel impregnated with reagents which undergo a chemical change upon
reaction with carbon monoxide.
     The oxidation methods of carbon monoxide analysis rely upon catalytic
oxidation to carbon dioxide.8  Two methods of analysis can be used, one
which determines the quantity of carbon dioxide produced; the other deter-
mines the quantity of species reduced by reaction with carbon monoxide.
Each of these methods requires certain species to be removed to minimize
interferences.  The major advantage of the oxidation method is that a con-
tinuous integrated sample is used, insuring a more representative sample
than a grab sample.  The drawbacks include the necessity of a complex sampl-
ing train to condition the sample gas or to remove possible interferences.
     Complexation methods for certain carbon monoxide analysis rely on two
techniques, volumetric analysis, through absorption, or blood methods rely-
ing on the carbon monoxide—hemoglobin complex.8  The absorption method most
widely used is the Orsat analysis, which gives gas concentrations on a dry
basis.  Orsat analysis relies upon an apparatus which exposes a known
quantity of gas to reagents which absorb oxygen, carbon dioxide, and carbon
monoxide.   The volumetric change resulting from the absorption of these
species is read on a scale typically graduated in 0.2 percent increments
which can be read with reasonable accuracy to 0.1  percent.9'10  All  of the
above methods lack the sensitivity necessary to measure low levels of carbon
monoxide,  i.e., below 100 ppm.   They are also limited to use on grab samples.
                                    2-24

-------
     The type of sampling technique and analytical method used for carbon
monoxide determination depends upon the category of monitoring being per-
formed, i.e., stationary sources, mobile source, or ambient, and the reason
for monitoring, i.e., compliance, background level determination, etc.
     For stationary source monitoring, the NDIR method utilizing an inte-
grated sampling train is the EPA reference method.7  Gas chromatographic
analysis may also be performed on an integrated sample with better sensi-
tivity than NDIR.  Grab samples may also be taken and analyzed by reduction
or complexation wet chemical methods, or either instrumental method.
     For mobile source monitoring, i.e., exhaust gases from vehicles, NDIR
methods are primarily used for carbon monoxide analysis.7  The samples  may
be either grab samples or integrated samples.   Gas chromatography may also
be used with either sampling technique.
     For ambient monitoring, the use of gas chromatographic analysis offers
greater sensitivity which is important if low  levels of carbon monoxide are
expected.7
                                   2-25

-------
                         REFERENCES FOR CHAPTER 2

1.   Fristrom, R.M.   The Mechanism of Combustion in Flames.   Chem.  Eng.
     News 41(41):150-160.  October 14, 1963.
2.   Control  Techniques for Carbon Monoxide Emissions from Stationary
     Sources.  Pub.  No. AP-65, U.S. Environmental Protection Agency,
     Research Triangle Park, North Carolina,  March 1970.
3.   Handbook of Chemistry and Physics, 47th  ed.  Cleveland, Ohio.   The
     Chemical Rubber Co., 1966.   1856 p.
4.   National Air Quality Monitoring and Emission Trends  Report,  1977,
     EPA-450/2-78-052, and supporting background information.   U.S.
     Environmental  Protection Agency, Research Triangle Park,  North
     Carolina, December 1978.
5.   Compilation of Air Pollutant Emission Factors, 2nd edition with
     supplements.  AP-42.  U.S.  Environmental Protection  Agency,  Research
     Triangle Park,  North Carolina.  1972 through 1977.
6.   U.S. Environmental Protection Agency.  Determination of Carbon  Monox-
     ide emissions   from stationary sources.   Fed. Reg. 38(111):15112,  1973.
7.   Stern, Arthur  C., ed.  Air  Pollution, Vol. 3, Measuring,  Monitoring,
     and Surveillance of Air Pollution, 3rd edition.   Academic, New  York,
     1976.
8.   Driscoll, John  N. Flue Gas  Monitoring Techniques.  Manual  Determination
     of Gaseous Pollutants.  Ann Arbor Science, Ann Arbor, Michigan.   1974.
                                   2-26

-------
 9.   Perry,  Robert H.  et al.,  eds.   Chemical  Engineer's  Handbook,  4th  ed.
     McGraw-Hill,  1969,  pp.  9-12.
10.   Curtin  Mathison Scientific,  Inc.   Handbook of Scientific  Instruments
     and Laboratory Supplies.   Catalogue #122-267.   1975.   p.  469.
                                    2-27

-------

-------
                         3.   MOBILE SOURCE CONTROL

      Estimates  of 1977  nationwide  emissions  from mobile  sources  are  given
 in Tables  2-3,  2-4,  and 2-5.   As  tnese tables  snow,  about 83  percent of all
 nationwide  emissions  are from  transportation sources.  About  90  percent of
 the  CO  emissions  from transportation  sources are from motor vehicles.   Table
 2-10 shows  that CO emissions from  transportation sources  have  increased
 from 80.5xl06 metric  tons (88.6x106 tons)  in 1970 to 85.7xl06 metric tons
 (94.3xl06 tons) in 1977.!
      The relationship between  CO emissions and air/fuel ratio  is shown  in
 Figure  3-1.  A simplified description  of  CO and  C02 production during the
 combustion  process is shown in the following steps:
          2C + 02 + 2CO

          2CO + 02 -> 2C02
     The first reaction  proceeds at a much greater rate than the second.
Hydrogen in the fuel  is  oxidized to H20 quite easily, provided sufficient
oxygen and  heat is available locally for combustion.   Hydrocarbons  (HC)
present in  the fuel  are  also typically oxidized faster to CO than to  C0?.
Poor distribution  and mixing of fuel  and air  (which  is more likely  when
                                    3-1

-------
                            I THEORETICAL AIR-FUEL RATIO
                               MAXIMUM CHEMICAL
                                       EFFICIENCY
FIGURE 3-1.   RELATIONSHIPS OF CO, NOX,  AND HC EMISSION
                CONCENTRATIONS AND AIR-FUEL RATIO
                              3-2

-------
 fuel droplets rather than fuel vapors are present) can result in incomplete
 combustion, and also produce CO that is emitted in the exhaust gas.
     Either a chemically correct air/fuel mixture (stoichiometric) or an ex-
 cess of air provides CO control.  When the air/fuel ratio is richer than
 chemically correct, substantial amounts of CO appear in the exhaust.  When the
 mixture is chemically correct or leaner than stoichiometric, CO concentration
 usually does not drop to zero.  This happens because of a combination of cycle-
 to-cycle and/or cylinder-to-cylinder air/fuel charge maldistribution and slow
 CO reaction kinetics.  Fuel injection, better carburetion or better overall fuel
 distribution are approaches to low CO emission from the engine.   When a
 hydrocarbon fuel is burned with an amount of air containing enough oxygen to
 oxidize it completely, the following basic chemical  reaction is assumed to
 occur:2
           1.00 CHK85 + 1.46  02  + 5.50 N2 ->

           0.925 H20 + 1.00  C02 + 5.50  NZ
 This chemical  reaction assumes:   1)  hydrocarbon fuels are accurately rep-
 resented and contain an average of 1.85 hydrogen atoms for each  carbon atom;
 2) the volume ratio of nitrogen to oxygen  in the air is 3.76:1;  3)  the fuel
 is burned completely to water and carbon  dioxide;  and 4)  nitrogen  is inert
 and does not react with any other substances in the  combustion  chamber.
Assumptions 1  and 2 are quite  true in practice, but  the formation  of HC,  CO
 and NOx in  the combustion  process indicates that assumptions 3  and  4 are  not
wholly correct.
                                    3-3

-------
     Although the overall  mixture is  stoichiometric,  local  conditions  at  any
particular point in the combustion chamber may be far fcom;stOijchiometric.
An air-rich mixture (high  air/fuel ratio)  would provide excess  air to  par-
tially offset the increased CO emissions that result  from poor  distribution
and vaporization.  A relatively large excess of air is normally found  in
stratified charge engines, diesel engines, gas turbine engines, and some turbo-
charged gasoline engines.   This accounts for the relatively low CO emissions
which can be found from these types of powerplants.  Another factor that may
contribute to increased emissions is flame quenching at the relatively
cool combustion chamber boundaries.  Quenching can occur ewen if the fuel is
perfectly vaporized and distributed throughout the combustion chamber.  Gross
malfu      i  of  the ignition or fuel induction systems can increase CO and
HC emissions from  spark-ignition  engines.  A misfire, for example, allows
an entire air/fuel charge  to  be emitted into the exhaust system.  A sticking
automatic choke  system, or a  restriction in the  air  intake system can also
have an adverse  effect  on  the air/fuel  ratio, generally increasing both CO
and  HC emissions.
3.1   BACKGROUND -  ENGINE  DESIGN  VARIABLES
      It  is  often  impossible  to isolate  the  effect  of any single design variable
or operating parameter  on  engine  emissions.   Some  of these factors for spark-
ignition  engines are  included as  follows:3
 1)  air-fuel ratio
2)  load  or power level
 3)  speed
                                     3-4

-------
 4)  spark/injection timing
 5)  exhaust backpressure
 6)  valve overlap
 7)  intake manifold pressure
 8)  combustion chamber deposit build-up
 9)  surface temperature
10)  surface to volume ratio
11)  combustion chamber design
12)  stroke to bore ratio
13)  displacement per cylinder
14)  compression ratio
      In the following discussion of these design variables,  HC and CO are
 treated together because, once formed, both can be influenced by chemical
 oxidation in either the cylinder or exhaust system if excess oxygen is
 present.   The importance of a lean air/fuel ratio for CO reduction is obvious,
 and the gain in emission reduction by operating vehicles lean suggests the
 importance of minimum carburetor/fuel injection tolerances and good manu-
 facturing control  to achieve uniform fuel distribution.   Significant after-
 reaction  can occur in the exhaust system with lean overall air/fuel  ratios
 or with air injection when the average exhaust temperature exceeds 650°C  (1200°F)
 but after-reaction might not continue to lower emissions as  the mixture be-
 comes even leaner because the exhaust temperature can become too low to
 achieve a significant reaction rate.
                                     3-5

-------
     At a fixed air/fuel  ratio there is no effect of power output on  carbon
monoxide emission concentration.   However, the mass emission of CO will  in-
crease directly with increasing power output and air consumption.   Therefore,
a smaller, lighter  vehicle may have the advantage of lower CO mass emission
due to its reduced power demand to drive the cycle, all  other things  being
equal.  However, all other things are generally not equal, especially when
the standards are based on mass.
     Increased exhaust port turbulence at higher engine  speeds promotes  ex-
haust system oxidation reactions through better mixing.   This promotes after-
oxidation of the quenched layer and one would expect mass emissions of HC to
decrease with an increase in speed; however, the decrease will be less than
expected because of the increased flow volume required to overcome higher
engine friction at higher speeds.  Speed has no effect,  however, on CO con-
centration because oxidation of CO in the exhaust is kinetically limited
rather than mixing limited at the normal exhaust temperatures.
     Spark retard has little effect on CO concentration  except at very re-
tarded timing where the lack of time to complete CO oxidation leads to in-
creased CO emissions.  In actual  operation increased throttle is required
to maintain constant power levels and thus the mass of CO emitted from the
cylinder tends to increase.  The increase is off-set to  some extent by the
higher exhaust temperatures which result  in some CO clean-up in the  exhaust
system.
                                     3-6

-------
     Increasing backpressure  increases the  amount of residual  exhaust  gas
left in the cylinder at the end of  the exhaust cycle.  If this increase  in
residual  does not increase the percentage of dilution of the fresh  charge
to a level  where the combustion is adversely affected,  the HC and probably
the CO emissions will be lowered.   The reduction arises from leaving the tail
end of the exhaust in the cylinder and subsequently oxidizing it in the  next
cycle.  At idle, dilution is  already high and combustion is usually marginal
so the engine cannot tolerate much more exhaust dilution.
     Increasing valve overlap has a similar effect to increasing the back-
pressure.  The charge is further diluted with residual  gases.  Deterioration
in combustion can result with lean mixtures as the residual is greater with
increased  valve overlap.   If the mixture ratio must be enriched to provide
stable idle and off-idle performance, then CO emissions will be increased.
There  is no effect on carbon monoxide concentration at a constant mixture
ratio, but any increase  in throttle opening to overcome the increased charge
dilution will  increase the CO as well as the HC emissions.
      Intake manifold pressure is essentially an  indicator of engine power.
Since  carburetor  and distributor  settings are variable in the vehicle,  there
is  a  change  in emission  concentration as the throttle  is varied at constant
speed.   In the  intermediate power  range, at constant speed, minimum HC  and
CO  from  the  engine  are  achievable  for lean air-fuel  calibrations.  At wide
open  throttle,  the  power valve  is  normally actuated  and  the mixture is  en-
riched.  The  resulting  enrichment forces an increase in  HC  and  CO  emissions,
                                      3-7

-------
but the increase is limited somewhat by exhaust cleanup arising from increased
exhaust temperatures.  At light loads and low manifold pressure, increased
emissions result from increased wall quenching accompanying the rich mixtures
as well as incomplete flame propagation.  Dash-pots or other throttle cracking
devices are often used to limit intake manifold vacuum during deceleration.
Another approach is to include a fuel shut-off device, commonly used with
fuel injection systems, to minimize emissions during the deceleration mode.
     Combustion chamber deposit buildup acts to increase the surface area of
the combustion chamber because of the resulting irregular, porous surface
deposits.  Deposits also act as a sponge to trap raw fuel  which remains
unburned and thus adds to the exhaust HC.  In addition, exhaust deposits tend
to increase compression ratio which also increases HC emission.  There is a
negligible effect of deposit build-up in the combustion chamber on CO emission.
     Surface temperature changes the thickness of the combustion chamber
quench layer and the degree of after-reaction.  Increased  surface temperature
decreases HC emissions by increasing fuel evaporation and  distribution, com-
bustion chamber temperature, exhaust system temperature, and therefore, ex-
haust gas reaction.   However, an increase in surface temperature by engine
modification is expected to have an adverse effect on engine octane require-
ment, volumetric efficiency and lubrication.   Hydrocarbon  emissions arise
primarily from quenching at the combustion wall  surface.
     The ratio of surface area to volume in the  combustion chamber is  useful
for interpreting the effects of many design and  operating  variables on  HC
emission concentration.   CO emission concentration,  however, is not necessarily
affected by surface-to-volume ratio changes.
                                    3-8

-------
     The combustion chamber design is an important consideration to reduce
the surface area for a given clearance volume.   For example,  a 10 centimeter (4 inch)
bore engine maintaining a fixed clearance volume, can have surface-to-volume
ratios of 8.0:1  for the pot-in-piston design, 7.2:1 for the pancake design,
6.6:1 for the hemisphere in head design, and 6.4:1 for the double-hemisphere
design.  The stroke-to-bore ratio is another design factor used to minimize
the surface-to-volume ratio by increasing the stroke-to-bore ratio.  Unfor-
tunately, this modification is opposed to modern engine design practice which
favors  short strokes  for lower friction and lower engine silhouette.
     Larger displacement per cylinder suggests the possibility that for the
same displacement, engine emissions  can be reduced by decreasing the number
of  cylinders but  increasing the displacement per  cylinder.  On the other hand,
for a  given number of cylinders,  increasing engine displacement can reduce  the
surface-to-volume  ratio, but mass emissions might increase because of  in-
creased engine  friction  and intake  charge volume.
     A large reduction  in  compression  ratio  can  also  significantly  reduce  the
 surface-to-volume ratio.   This  increases  the clearance  volume  with  little  in-
 crease in  surface area.  However,  reducing  the  compression  ratio  results in
 lower  thermal  efficiency and  reduced engine  power.   Some  of the  major  causes
 of high CO emission  are the direct result of improper maintenance  for  any
 specific engine design combination which results in  maladjusted carburetors,
                                      3-9

-------
air/fuel mixture  imbalances and general malfunction of emission control de-
vices.
3.2  DESCRIPTION  OF LIGHT DUTY VEHICLE, LIGHT DUTY TRUCK, AND HEAVY
     DUTY TRUCK INDUSTRY
     A light duty vehicle (LDV) is currently defined as a passenger car or
passenger car derivative capable of seating 12 passengers or less.4
     A light duty truck (LOT) is any motor vehicle rated at 3856 kg (8,500 Ib.)
gross vehicle weight rating (GVWR) or less and under 2720 kg (6,000 Ib.)
vehicle curb weight, has a basic vehicle frontal area of 4.27 m2 (46 ft2)
or less, and which is: a) designed primarily for purposes of transportation
of property or is a derivative of such a vehicle, or b) designed primarily for
transportation of persons having a capacity of more than 12 persons, or c)
available with special features enabling off-street or off-highway operation
and use.4
     A heavy duty vehicle (HDV) is defined as any motor vehicle that has a
vehicle curb weight of more than 2720 kg (6000 Ib.) or that is rated at more
than 3856 kg (8500 Ib.) GVWR, or that has a basic vehicle frontal  area in excess
of 4.27 m2 (46 ft*).4
     U.S. manufacture of light duty vehicles is  almost entirely done by the
five major motor vehicle manufacturers:   General  Motors Corp.,  Ford Motor
Company, Chrysler Corp., Volkswagen,  and American Motors Corp.   In  1977
factory sales of passenger cars exceeded 10.4 million of which  9.2  million
were of domestic origin.5  The major foreign importers were  Toyota,  Nissan,
Volkswagen,  Honda  and Fiat.
                                    3-10

-------
     The manufacture of light duty trucks  sold in  the  U.S.  is  primarily  ac-
complished by the major domestic passenger car producers.   General  Motors
Corporation  (Chevrolet and GMC divisions), Ford Motor Company and Chrysler
Corporation  (Dodge  Truck division) all have separate truck divisions which
produce light duty as well  as heavy duty trucks.  American Motors Corporation
operates the Jeep division which manufactures light duty trucks.
     The other major domestic manufacturer of LDT's is the International
Harvester Corporation (IHC).  International does not produce light duty pas-
senger vehicles but does produce a line of light and heavy duty trucks.
     Some LDT's sold in the U.S. are imported.  The majority of U.S. imports
of trucks come from the Canadian plants operated by U.S. domestic producers.
Some imports, primarily light pick-up trucks, under 1814 kg (4,000 Ib.)
GVWR,  come  from Japanese producers.  The major  importers are Nissan
(Datsun), Toyota,  Isuzu, and Toyo  Kogyo.
     Table  3-1 shows unit  factory  sales for light  duty  vehicles, light  duty
trucks,  and heavy  duty  vehicles  from U.S.  plants.  Most data  available  on
light  duty  trucks  are  presented  in two categories, based on GVWR.  There  is
a  0-2722 kg (0-6,000 Ib.)  and a   2722-4536 kg (6,001-10,000 Ib.) category.
Since  the new definition  of light duty  trucks includes  only trucks  up to
3856 kg (8,500  Ib.) GVWR,  some  adjustment to  the  2722-4536  kg (6,001-10,000
Ib.) category was necessary for this  analysis.  The  1975  industry  production
data available  to EPA  indicate   that  only five percent  of all  trucks with
                                     3-11

-------

       Q

       >-
       Q <
       Z _J
       < 0.
—     o:
       >- o
       h- a:
OQ
<;
        •> cc.
        j  O
       o o
       — <
       x: LU
                                        O ^
                                      U   J3
                                     -    O)—
 W "O ^O
— 4)  1
_J U O "
                                                 3   —
                                                o \o
                                                  LA O
                                                 >-OO O
                                                 >  • un
                                                 (D
                                                

  • -------
    GVWR's less than 4536 kg (10,000 Ib.)  have GVWR's of more  than  3856  kg (8,500
    lb.).  This five percent figure is used in Table 3-1 to adjust  production
    data to fit the LOT definition.
         Heavy Duty Vehicles only represent on the order of 5  to 6  percent of  the
    total annual  U.S. motor vehicle factory sales, but 70-75%  of these vehicles
    are powered by gasoline engines, most of which are derivatives  of their LDV
    engine counterparts.  The majority of these gasoline powered trucks  are used
    in GVWR classes less than 14969 kg (33,000 lb.) GVWR and the majority of
    trucks rated greater than 14969 Kg (33,000 Ib.) GVWR are powered by  diesel
    engines.   The total population of motor vehicles in these  categories is
    presented in Table 3-2.
         Table 3-3 presents data on the number of passenger cars and trucks in
    use by age.  This information, when compared to past carbon monoxide standards,
    can give an indication of the number of vehicles in the United  States subject
    to a given standard.  This is important since the air quality goal  of a
    control program based on exhaust emission standards will not be achieved
    until most vehicles are equipped with controls that can meet the standards.
    The data from Table 3-3 indicates that there are approximately 23% of the
    passenger cars in-use which are uncontrolled.  Approximately 42% of the trucks
    in-use are uncontrolled.
                                         3-13
    

    -------
                                      TABLE 3-2
    
    
    
    
                              NEW VEHICLE REGISTRATIONS
    Source
    
    
    
    
    
    
    
    
    LDV
    
    
    
    
    LOT AND HDV
    
    
    
    
    Total
    
    
    
    
    
    
    Source
    
    
    
    
    
    
    
    
    LDV
    
    
    
    
    LDT and HDV
    
    
    
    
    Total
    
    
    
    
    
    
    Excludes the State of Oklahoma
    
    
    
    
    
    
     Source:  Reference 5
          New Vehicle Registrations
    
    
    
    
        1976                     1977
     9,751,485
    
    
    
     3,058,009
    
    
    
    12,809,494
     10,751,924
    
    
    
      3,465,193
    
    
    
     14,217,117
          Total Vehicle Registrations
    
    
    
    
        1976                     1977
    10,351,327
    
    
    
    27,719,597
    
    
    
    38,070,924
    114,113,000
    
    
    
     29,230,000
    
    
    
    143,343,000
                                       3-14
    

    -------
                                      TABLE  3-3
    
                            MOTOR VEHICLES  IN  USE  BY  AGE
                                 AS  OF JULY  1,  1977
    Age in Years
    Under 1
    1 - 2
    2 - 3
    3 - 4
    4 - 5
    5 - 6
    6 - 7
    7 - 8
    8 - 9
    9-10
    10 - 11
    11 - 12
    12 - 13
    13 - 14
    14 - 15
    15 - 16
    16 and older
    Passenger
    7,
    9,
    7,
    9,
    10,
    9,
    7,
    7,
    6,
    5,
    4,
    3,
    3,
    1,
    1,
    
    2,
    Cars (1000's)
    177
    557
    477
    59^
    854
    563
    866
    449
    963
    859
    416
    887
    023
    969
    315
    818
    093
    Trucks (1000's)
    2,177
    2,746
    2,109
    2,689
    2,752
    2,291
    1,639
    1,573
    1,645
    1,267
    1,129
    1,096
    922
    736
    566
    442
    2,422
    Source:   Reference 5
                                        3-15
    

    -------
     3.3  DESCRIPTION OF THE AIRCRAFT INDUSTRY
    
          EPA has established the following classes of aircraft and corresponding
    
     power-plant classes to which different sets  of standards  would apply as
    
     determined by the technical, economic, and  safety constraints  which  are  rel-
    
     evant to each class:
     Class
    
      PI
    
    
      P2
    
    
    
      Tl
    
    
    
      T2
    
    
    
    T3J4
     T5
     APU
     Type
    
     Piston  Engines
     (excluding  radials)
    
     Turboprop engines
    Small turbojet/fan
    engines
    Large turbojet/fan
    engines intended
    for subsonic flight
    
    Special classes
    applying to specific
    engines for the purpose
    of instituting early
    smoke standards
    
    Large turbojet/fan
    engines intended for
    supersonic flight
    
    Gas turbine auxiliary
    power units
    Aircraft Application
    
    Light general aviation
    Medium to heavy general
    aviation; some commercial
    air transport
    
    General aviation jet
    aircraft; some commercial
    air transport
    
    Commercial subsonic
    transport
    Commercial subsonic
    transports
                                                    Supersonic transport
                                                    Many turbojet/turboprop
         The emissions levels permitted by the standards are described by an EPA
    
    parameter (EPAP)  which is defined in the aircraft regulations.   Briefly, it
    
    is a measure of the total emission of a particular pollutant produced by
                                        3-16
    

    -------
    an engine over a typical  landing/takeoff (LTO)  cycle  normalized with  respect
    to the total  power output of the engine  over that cycle.   As  such,  larger
    engines performing greater useful  work are permitted  proportionally larger
    amounts of total emissions over smaller  engines.
         The standards, promulgated in July  1973 for all  classes  but  T5 and  in
    July 1976 for that class, are summarized in Table 3-4.6
         In addition, there has been proposed (FR Vol. 38, N.  136, July 17,  1973,
    p. 19050) a regulation which, if promulgated, would require all  (including
    those already in service as of January 1, 1979) large i.e., > 129 kilonewtons
    (29,000 Ibs.) thrust in-use engines of the T2 class to comply with  the T2
    class standards of 1979 for HC, CO, NOX, and smoke.  As  this  would  effective-
    ly require a retrofit program for the older engines (pre-1979),  the com-
    pliance date was proposed to be January 1, 1983, thus allowing four years
    for that retrofit to be accomplished.
         On a nationwide basis, however, all aircraft are estimated  to  contribute
    only  0.63percent of the total CO as shown in Table 2-4.   This includes
    commercial transport, military and general aviation.   General aviation
    includes a wide variety of aircraft which are used for business,  training,
    and pleasure flying.  Commercial transport aircraft source CO is  shown as  a
    percentage of the total impact for different Air Quality Control  Regions in
    Table 3-5.   With the relatively small percentage of the total CO inventory
    attributable to aircraft sources, it is not meaningful  or perhaps even
    possible within the accuracy of any existing air quality computer model  to
    discuss the  impact of aircraft source CO emissions from a nationwide
                                        3-17
    

    -------
                                      TABLE 3-4
    
                       SUMMARY OF AIRCRAFT ENGINE REGULATIONS
     Newly  Manufactured  Engines
       Class
    
        Tl
        T2
        T3
        T4
        T5h
        P2 h
        APU°
         HC
    45.3
    22.7
    22.7
    22.7
    10.5
    3.0
    0.2
    (1.6)
    (0.8)
    (0.8)
    (0.8)
    (3.9)
    (4.9)
    (0.4)
                     266
                     122
                     122
                     122
                     853
                      16.
                                     3.0
    (9.4)
    (4.3)
    (4.3)
    (4.3)
    (30.1)
    (26.8)
    ( 5.0)
    105
    85
    85
    85
    255
    7
    1
    The standards for advanced engines are:
    Newly Certified Engines
      Class
    
       T2
       T5
         H£
    
    11.3  (0.4)
    28.3  (1.0)
         EPAP
          CO
     85
    221
    (3.0)
    (7.8)
     85
    142
                                           NO,
                NO,
                                     Compliance  Date
    (3.7)
    (3-0)
    (3.0)
    (3.0)
    (9.0)
    (12.9)
    (3.0)
    January 1
    January 1
    January 1
    January 1
    January 1
    January 1
    January 1
    1979
    1979
    1979
    1979
    1979
    1979
    1979
           Compliance Date
    
    (3.0)   January 1, 1981
    (5.0)   January 1, 1984
    aMicrograms of pollutant per Newton thrust seconds (pounds of pollutant per
     1000 pounds thrust hours) over the LTO except as noted.
    
     Grams of pollutant per kilowatt hour (pounds of pollutant per 1000 horsepower
     hours) over the LTO cycle.
    
    
    Source:  Reference 6
                                         3-18
    

    -------
                                 TABLE 3-5
    
               COMMERCIAL AIRCRAFT SOURCE CO EMISSIONS AS A
          PERCENTAGE OF TOTAL AIR QUALITY CONTROL REGION EMISSIONS
    
                                             Percentage of AQCR Emissions
    AQCR                                Attributable to Commercial Aircraft
    
                                                       £2.
    
    Los Angeles                                       0.22
    
    San Francisco                                     0.37
    
    NY-NJ-Conn.                                       0.32
    
    Chicago                                           0.19
    
    St. Louis                                         0.3**
    
    Cincinnati                                        0.14
    
    Baltimore                                         0.32
    
    Boston                                            0.35
    
    Houston                                           0.32
    
    S.E. Wisconsin                                    0.19
    
    Washington, D.C.                                  0.46
    
    Atlanta                                           1.08
    
    
    Source:  Reference 7
                                    3-19
    

    -------
     standpoint.8  EPA has monitored the progress of aircraft technology since
     1973 and has reviewed the impact of various types of aircraft on ambient air
     quality.  As a result, it is currently being proposed that aircraft emission
     standards for commercial turbine engines be relaxed and implementation be
     delayed considering the status of control technology and lead time considera-
     tions.7
          CO violations attributable to aircraft are occurring, however, at some
     airport terminal  boarding gate areas and at the end of the runways.  These
     situations will  require CO control  technique strategies to preclude such
     point-source violations.    A point-source violation is defined by EPA to be
     one with emissions of any pollutant greater than 100 tons/year.7   By this
     definition,  aircraft operating at  the  major commerical  airports must be
     considered as a major source of CO  as  shown in  Figure 3-2.   Yet, as shown in
     Table 3-5, commercial  aircraft contribute only  1.1  percent or less  of the
     total  CO in  any particular air quality control  region.   The general  conclu-
     sion is that the  aircraft source for CO is  significant  even though  the over-
     all  percentage contribution  may be  small.   New  data  and models  are  currently
     being  gathered and evaluated to determine  if this  conclusion  is  valid.  For
     information  on those special  cases  where  aircraft  source CO control  measures
     are  required, the  reader  is  referred to Reference   6.
    3.4  VEHICLE CO EMISSION STANDARDS
         Motor vehicle emission  standards  on passenger cars  and light duty trucks
     have been  enforced in California since  1966  and  the  remaining states since
     1968.16  CO  standards for medium- and  heavy-duty trucks  were  implemented  in
                                        3-20
    

    -------
                    18,100
                   (20,000)
                    13,600
                   (15,000)
                     9,100
                   (10,000)
                     4,500
                    (5,000)'
    Carbon Monoxide
          _l
    
    Ref.  4
                                          .  13
                                                                  Carbon Monoxide
                               Ref. 10
                                Ref. 11
                           1970
                                     1975
     18,100
    (20,000)
                             13,600
                            (15,000)
                         en cu  9,100
                         0^(10,000)
                              4,500
                             (5,000)
                                               1980
                                                               '^s.Ref.
                                                              1970
                                                                        1975
                                                                                  1980
                    18,100
                   (20,000)
                    13,600
                   (15,000)-
                     9,100  _
                   (10,000)
                     4,500  -
                    (5,000)
                        Comparison of Estimates  of Aircraft
                        Emissions at O'Hare.  1970-1980
                                        Monoxide
                                 Comparison of Estimates of Aircraft
                                 Emissions at J.F.K.,  1970-1980
                                                        3,600
                                                       (4,000)
                              2,700
                             (3,000)'
                         •H o  1,800
                         iib (2,000)'
                                900 _
                             (1,000)
                                       Carbon Monoxide
                                       	I	
                                                                     Ref. 10
                                                                      Ref. 12
                                                              1970
                                                                       1975
                                                                                  1980
                           1970
                                    1975
                                               i960
                     Comparison of Estimates  of Aircraft
                     Emissions at L.A. International,
                     1970-1980
                                Comparison of Estimates of Aircraft
                                Emissions at Washington National,
                                1970-1980
                    Source:   Reference  7
    
    FIGURE  3-2.   ESTIMATES OF AIRCRAFT  SOURCE CO EMISSIONS AT  MAJOR  NATIONAL
                                               AIRPORTS
                                                  3-21
    

    -------
    California in 1969 and for the 49 states in 1970.  Table 3-6 summarizes the
    standards for CO exhaust emissions from non-California light-duty vehicles
    and light-duty trucks.  Table 3-7 summarizes the California standards for
    light-duty vehicles, light-duty trucks, and medium-duty trucks.  Other CO
    exhaust emission standards are presented in Tables 3-8, 3-9 and 3-10.  These
    tables apply to non-California heavy-duty vehicles (HDV), California HDV's,
    and motorcylces, respectively.  For detailed descriptions of testing proce-
    dures and methodologies, refer to the Special  Bibliography at the end of
    this chapter.
    3.5  IN-USE EXPERIENCE
         Results from a 1973 surveillance program17, the In-Use Compliance Pro-
    gram, indicated that seven classes of 1973 and 1974 model year vehicles were
    significantly exceeding the emission standards in use.  Subsequently, it was
    found from the analysis of the Fiscal Year 1974 (FY74) Emission Factor Pro-
    gram (EFP) that 63 percent of the 1975 model year (MY) vehicles that were
    tested failed to meet the standards for one or more pollutants.18  Of 587
    1975 MY vehicles tested, 52 percent failed because of high CO levels only or
    in combination with other pollutants.  The FY75 EFP results for 1976 MY
    vehicles were not statistically different from the 1975 MY vehicles tested
    in the 1974 EFP in terms of mean HC and CO emissions,19  Another study, called
    the Restorative Maintenance Project was initiated to better evaluate why such
    a  large percentage of vehicles had excessive emissions and to determine if
    normal  emissions could be restored.20
                                        3-22
    

    -------
                                     TABLE 3-6
    
                 Federal Vehicle Exhaust Emission Standards for CO
         Model  Year
    
    Light Duty  Vehicles
    
    Pre-1968
    
    1968 - 1969
    1970 - 1971
    1972°
    1973 - 1974^
    1975 - 1976°
    1977,- 1979
    1980d
    1981 and later
    
    Light Duty Trucks
    
    Less than 2720 kg (6000 Ib) GVWR
    
    Pre-1975    ,
    1975 - 1978°
    1979,- 1982°
    1983
    
    2720-3856 kg  (6001-8500 Ib) GVWR
    
    pre-1979
    
    1979,- 1982d
    1983d
             CO Standard
     No  standard
    
     a2.3% by volume  for 820-1639  cc
      displacement (50-100 CIDJ
    a2.0% by volume for 1640-2294 cc
      displacement (100-140 CID)
    a!.5% by volume for >2294 cc
      displacement (>140 CID)
     14.3 g/km
     24.2
    9.3
    9-3
    4.3
    2.1
          g/km
          g/km
          g/km
          g/km
          g/km
    (23  g/mi)
    (39  g/mi)
    (39  g/mi)
    (15  g/mi)
    (15  g/mi)
    (7.0 g/mi)
    (3.4 g/mi)e
     Same standard as automobiles
     12.4 g/km        (20 g/mi)
     11.2 g/km        (18 g/mi)
     to be determined
     Same standard as heavy duty
     gasoline vehicles  (see Table 3~8)
     11-2 g/km        (10 g/mi)
     to be determined
    aEmission standard varied with vehicle's volumetric displacement using
     7-mode driving cycle test
    by-mode Test Procedure
    cCVS-72 Test Procedure
    dCVS-75 Test Procedure
    eA waiver of the 2.19 g/km  (3-4 g/mi) CO standard  is possible for 1981 and
     1982 at a  level not to exceed 4.35 g/km (7 g/mi).
    
    Source:  Title 40 CFR
                                        3-23
    

    -------
                                      TABLE 3-7
             MODEL YEAR                                 CO STANDARD
    
    Automobi les
    
    1966 - 1967                            1.5% by volume
    1968 - 1969                            Same as U.S. standard
    1970 - 1971                            14.3 g/kmc (23 g/mi)
    1972                                   14.3 g/kmc or 24.2 g/kmd (23 g/mi or  39 g/mi)
    1973 - 1974                            2k. 2 g/kmd (39 g/mi)d
    1975 - 1980                            5-6 g/kme (9-0 g/mi)e
    1981 b                                  4.3 g/kmc or 2.1  g/kme (7-0 g/mi^or
                                                                   3.4 g/mi  )
    1982 and later                         4.3 g/kme (7.0 g/mi)e
    
    Light Duty Trucks
    
    
    Less than 1814 kg (4000 1b) GVWR and 1815-2722 kg (4001-6000 lb)  GVWR
    
    Pre-1975                               Same as automobiles
    1975                                   12.4 g/kme (20 g/mi)
    1976 - 1978                            10.6 g/kme (17 g/mi)
    1979 and later                         5-6 g/kme (9-0 g/mi)
    
    Medium Duty Trucks
    
    2723 - 3856 kg (6001 - 8500 lb) GVWR
    
    1969 - 1977                            Same as Heavy Duty Standards
    1978 - 1980                            10.6 g/kme (17 g/mi)e
    1981 and later                         5-6 g/kme (9-0 g/mi)e
    
    
    aStandard applies to passenger cars and light duty trucks through 1974.
     After 1975, standards apply only to passenger cars.
    
    
    b4.3 g/km  (7-0 g/mi) CO and 0.43 g/km (0.7 g/mi) NOX or 2.1  g/km (3.4 g/mi)
     CO and 0.62 g/km (1.0 g/mi) NOX [0.93 g/km (1.5 g/mi) NOX optional with
     161,000 km (100,000 mile) durability]
    
    
     7-mode test procedure
    
    dCVS-72
    
    
    eCVS-75
    Source:  Title 13> California Administrative Code
    
    
                                        3-24
    

    -------
                                      TABLE 3-8
    
                 FEDERAL VEHICLE EXHAUST EMISSION STANDARDS FOR CO:
                       HEAVY DUTY GASOLINE AND DIESEL VEHICLES
    
          Model  Year                                     CO Standard
    
         Pre-19708                           No standard
         1970 -  1973a                        1.5% by volume            ,
         1974 -  1978                         53-6 g/kw hr (40 g/BHP-hr)^
         1979 -  1982                         33.5 g/kw hr (25 g/BHP-hr)
         1983 and later                      New standard and test procedure
                                             being developed
     Gasoline Only
     Brake  horsepower-hour
    
    Source:   Title 40 CFR
                                     TABLE 3-9
    
                CALIFORNIA VEHICLE EXHAUST EMISSION STANDARD FOR CO:
                       HEAVY-DUTY GASOLINE AMD DIESEL VEHICLES
    
          Model  Year                                     CO Standard
    
         1969 -  1971a                        1.5% by volume
         1972                                1.0% by volume
         1973 -  1974                         53.6 g/kw-hr (40 g/BHP-hr)
         1975 -  1976                         40.2 g/kw hr (30 g/BHP-hr)
         1977 and later                      33.5 g/kw hr (25 g/BHP-hr)
     From 1969 - 1972,  standards apply to gasoline-powered vehicles  only.
     After 1973, standards apply both to gasoline- and diesel-powered vehicles
    
    Source:   Title 13,  California Administrative Code
                                        3-25
    

    -------
                                    TABLE 3-10
    
                      U.S. VEHICLE EXHAUST EMISSION STANDARDS
                            FOR MOTORCYCLES - 50 STATES
          Model Year
         Pre-1978
         1978--  1979
         1980 and  later
                                           CO  Standard
    
                                       No  standard
                                       17  g/km  (27.4 g/mi)
                                       12  g/km  (19.3 g/mi)
         Source:  Title 40 CFR
                                    TABLE 3-11
    
           COMPARISON OF EXHAUST EMISSION LEVELS BETWEEN THE 49-STATE
              LOW-ALTITUDE VEHICLES IN THE RESTORATIVE MAINTENANCE
                           AND EMISSION FACTORS PROGRAMS
    Model Year   Program
    1975/1976
    
    
    1976
    
    
    1975
    RM
    EF
    EF
    1975/1976 Federal
      Standards
    N
    300
    515(
    587
    _
    Average
    Mi leage
    12,900 km
    (8,000 mi)
    18,500 km
    11 ,500 mi)
    14,200 km
    (8,800 mi)
    _
    HC
    g/km
    fa/mi)
    0.81
    (1.3)
    0.81
    (1.3)
    0.81
    (1.3)
    0.93
    (1.5)
    CO
    g/km
    (q/mi)
    12.6
    (20.3)
    11.4
    (18.3)
    14.2
    (22.9)
    9.3
    (15)
    NO*
    g/km
    (d/mi )
    1.74
    (2.8)
    1.62
    (2.6)
    1 .49
    (2.4)
    1.93
    (3-D
    % Meeting
    Standards
    42
    45
    37
    
    Source:   Reference 20
                                        3-26
    

    -------
          A  summary  of  exhaust emission  results  from  the  initial test on  the
     300  vehicles of the  1975 and  1976 model years  in Chicago, Detroit, and
     Washington, D.C. is  shown in  Table  3-11.20  These values are compared to the
     performance of  1975  and 1976  models tested  in  the Emission Factor programs
     as well as to 1975/1976 Federal Standards.
          Table 3-11  indicates that this sample  of  Restorative Maintenance vehi-
     cles  is similar  to the Emission Factors fleet  in terms of the initial test
     with  regard to emission levels and pass/fail performance.  Although  the
     average levels of HC and N0v  are below the  standards, the scatter of the
                               X
     individual data  points combined with an average value of CO which was above
     the standard, allowed only 42 percent of the total  fleet to meet the standards
     (Figure 3-3.)  The inspection which followed the initial test sequence re-
    vealed that 74 percent of the 1975 and 1976 models  which failed to meet the
    standards had some form of malperformance in their  emission control  systems.
    Although few actual defects  were discovered, many maladjustments and disable-
    ments were found.  The primary area of malperformance was in the Carburetor/
    Choke/Exhaust Heat Control  Valve System with a 66 percent failure rate over
     the entire sample.   Limiter caps were missing  or broken on 45 percent
     of the 300 vehicles; idle speed was maladjusted  (more than +_ 100 rpm from
     specification) on 25 percent  and the choke  adjustment was out of production
     tolerances on 10 percent of the vehicles tested.  The ignition system was
    the second largest area for malperformance with a 27 percent overall rate.
    Most of this was basic ignition timing maladjustment at 19 percent.   The
    remaining major area was the exhaust gas recirculation (EGR) system.
                                        3-27
    

    -------
                             Fail All 6%
                                        C0/N0x 4%
                  HC  0.5%
     Source:  Reference 20
                                                  HC/NOx  0.5%
    FIGURE 3-3.   PASS/FAIL OUTCOMES  OF THE  INITIAL  TEST
                    ON 1975 AND 1976 VEHICLES
                               3-28
    

    -------
     Fifteen  percent  of  the  vehicles were  found  to have malperformance  in this
     area.   In  testing 1977  models, fewer  vehicles (58 percent) were found  to have
     malperforming  systems although the pattern  discovered on the older vehicles
     was  still  present.
          In  general, the effect of engine component operation on CO and HC emis-
     sions  is shown in Table 3-12.  The effect on HC emissions is included here
     since  CO formation  is an  intermediate product of combustion of hydrocarbon
     fuels.
     3.6  CO  EMISSION FACTORS
         EPA has administered programs to determine how well vehicles perform in
     actual use by administering a series of exhaust emission surveillance pro-
     grams.  Test fleets of  consumer-owned vehicles within various major cities
     are  selected by model year, make, engine size, transmission and carburetor/
     fuel  injection system in such proportion as to be representative of both the
     normal production of each model year and the contribution of that model year
     to total vehicle miles  traveled.   In the case of heavy duty vehicles, fuel
     type and gross vehicle  weight are key items in the stratification scheme.
     The data collected in these programs are analyzed to provide an estimate of
     mean emissions with accumulation  of age, percentage of vehicles complying
     with standards, and to assess the effect on emissions of vehicle parameters
     (engine displacement, vehicle weight, etc.).
         These surveillance data,  along with prototype vehicle  test data, assem-
    bly line test data,  and technical  judgement form the  basis  for  the existing
    and projected mobile source emission  factors presented here.22   For localized
                                         3-29
    

    -------
                                     TABLE 3-12
                  EFFECT OF ENGINE COMPONENT OPERATION ON EMISSIONS
                                                CHANGE IN EMISSIONS
          COMPONENT
    
    
    Decreased air-fuel  ratio
    
    Decreased engine idle speed
    
    Restricted PCV valve
    
    Restricted air fi1ter
    
    Choke malfunctions
    
    Carburetor malfunctions
    
    Ignition system malfunctions
    
    Advanced spark timing
    
    Stuck heat riser valve
    
    Exhaust valve leak
    
    Intake manifold leaks
    
    Emission control device
      malfunct ion
    
    Catalytic converter malfunction
      Carbon  Monoxide
    
    
        Increase
    
        Increase
    
        I ncrease
    
        Increase
    
        Increase
    
    Large Increase
    
          NSC
    
          NSC
    
        I ncrease
    
          NSC
    
        Increase
    
    
        Increase
    
     Large Increase
      Hydrocarbon
    
    
        Increase
    
        Increase
    
        Increase
    
        Increase
    
        I ncrease
    
        Increase
    
    Large Increase
    
        I ncrease
    
           NSC
    
        Increase
    
        I ncrease
    
    
        Increase
    
     Large Increase
    NSC = No Significant Change
    Source:  Reference 21
                                       3-30
    

    -------
     pollutants such as CO, the ability of the test procedure to predict changes
     in emissions depends on the similarity of the localized driving pattern and
     associated operating conditions to those in the test procedure.  The EPA,
     therefore, has developed a series of correction factors to expand upon the
     LDV and HDV test procedures and to predict emissions from a large number of
     user-specific scenarios.   These are contained in Reference 22.  Data required
     to develop these correction factors have been generated using statistical
     studies with consumer-owned vehicles.
          The base CO exhaust  and idle emission  factors for LDV's,  LDT's, MDT's,
     and HDV's and motorcycles  are  shown in Tables 3-13 through  3-22 and  represent
     the mean emission  factors  for  July of any particular calendar  year.   The
     emissions testing  for  light-duty vehicles,  light-duty trucks and medium-duty
     trucks  is performed according  to the 1975 Federal  Test  Procedure (FTP) as
     stipulated in  the  Federal  Register (Vol.  137,  No.  211,  November 15,  1972).
     Light-duty trucks  in the range  of  0-2720  kilograms  (0-6000  Ibs.)  Gross Vehicle
     Weight  Rated  (GVWR) and 2721-3856  kilograms  (6001-8500  Ibs.) GVWR are also
     tested  according to the 1975 FTP.  However,  until  the 1979 model year (MY),
     the trucks  in the 2721-3856 kilogram (6001-8500 Ibs.) GVWR range were certi-
     fied under  the less stringent Heavy-Duty Truck procedures.
         EPA  test programs for determining in-use heavy-duty vehicle (HDV) emis-
     sion factors use both the heavy-duty FTP, which is a steady state engine
     dynamometer procedure, and an actual urban road test, referred to as  the San
    Antonio Road Route (SARR).   The SARR is  a 11.65-kilometer  (7.24-mile) test
    course and includes arterial  and local/collector highway segments.   The
                                         3-31
    

    -------
                                    TABLE 3-13
    
                        EXHAUST EMISSION RATES FOR ALL AREAS.
                         EXCEPT CALIFORNIA AND HIGH-ALTITUDE'
    
                                Light Duty Vehicles
    Pollutant
    
       CO
       CO
       CO
       CO
       CO
    Model Year
    
    Pre-1968
    1968-1974
    1975-1979
    1980
    1981 +
       A q/km (q/mi)
       New Vehicle
      Emission Rate
    
      42.44 (68.30)
      19.35 (31-1*0
      11.56 (18.60)
       1.86 ( 3-00)
       0.87 ( 1.40)
          B g/km  (g/mi)
        Deterioration Rate
     Per 16,100 km (10,000 mi)
    
            1.90  (3.06)
            3.82  (6.15)
            1.74  (2.80)
            1.43  (2.30)
            1.24  (2.00)
     The Exhaust Emission Factor is calculated from the  linear equation C = A + BY,
     where C is the exhaust emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/l6,100  (M/10,000)
    Source:  Reference 22
                                    TABLE 3-14
    
                         IDLE EMISSION RATES FOR ALL AREAS
                        EXCEPT CALIFORNIA AND HIGH-ALTITUDE'
    
                               Light Duty Vehicles
    Pollutant
    
       CO
       CO
       CO
       CO
       CO
    Model Year
    
    Pre-1968
    1968-1974
    1975-1979
    1980
    1981 +
     A g/km (g/mi
      New Vehicle
    Emission Rate
    
    10.20 (16.42)
     7.91 (12.73)
     3-37 (  5.43)
     0.55 (  0.88)
     0.25 (  0.41)
          B g/km  (g/mi)
       Deterioration Rate
    Per 16,100 km (10,000 mi)
    
           1.58 (2.55)
           1.81 (2.92)
           0.52 (0.83)
           0.42 (0.67)
           0.37 (0.59)
     The Idle Emission Factor is calculated from the linear equation C = A + BY,
     where C is the idle emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/l6,100 (M/10,000)
    Source:   Reference 22
                                        3-32
    

    -------
                                      TABLE  3-15
    
                         EXHAUST  EMISSION  RATES  FOR ALL AREAS
                          EXCEPT  CALIFORNIA  AND  HIGH-ALTITUDE8
    
                     Light  Duty Trucks:  Both  Weight Categories
    Pollutant
    
        CO
        CO
        CO
        CO
        CO
        CO
    Model Year
    
    Pre-1968
    1968-1969
    1970-1974
    1975-1978
    1979-1982
    1983+
     A g/km (g/mi)
      New Vehicle
     Emission Rate
    
     43.73  (70.38)
     26.15  (42.08)
     19.56  (31.^8)
     14.57  (23.44)
      9.01  (14.50)
      2.40  ( 3.87)
         B g/km  (g/mi)
       Deterioration Rate
    Per 16,100 km (10,000 mi)
           1.90 (3.06)
           3.38 (5.44)
           3.82 (6.15)
           3.54 (5.70)
           3.32 (5.34)
           1.24 (2.00)
       CO
       CO
       CO
       CO
       CO
                          Light Duty Trucks 0-2720 kg  (0-6000 Ib) GVWR
    Pre-1968
    1968-1974
    1975-1978
    1979-1982
    1983+
    42.44 (68.30)
    19.35 (31.14)
    10.00 (16.10)
     9.01 (14.50)
     2.40 ( 3.87)
           1.90 (3.06)
           3.82 (6.15)
                (5.34)
                (5.34)
                (2.00)
    3.32
    3-32
     .24
       CO
       CO
       CO
       CO
                          Light Duty Trucks 2721-3856 kg  (6001-8500  Ib) GVWR
    Pre-1970
    1970-1978
    1979-1982
    1983+
    48.90 (78.70)
    20.13 (32.40)
     9.01 (14.50)
     2.40 ( 3.87)
           1.90 (3.06)
           3.82 (6.15)
           3.32 (5.34)
           1.24 (2.00)
     The Exhaust Emission Factor is calculated from the linear equation C = A + BY,
     where C is the exhaust emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/16,100 (M/10,000)
    Source:   Reference 22
                                        3-33
    

    -------
                                     TABLE 3-16
    
                         IDLE EMISSION RATES FOR ALL AREAS
                        EXCEPT CALIFORNIA AND HIGH-ALTITUDE3
    
                      Light Duty Trucks, Both Weight Categories
    Pollutant
    
       CO
       CO
       CO
       CO
       CO
       CO
    Model Year
    
    Pre-1968
    1968-1969
    1970-1974
    1975-1978
    1979-1982
    1983+
    A g/km (g/mi)
     New Vehicle
    Emission Rate
    
    10.30 (16.58)
     8.56 (13.77)
     8.90 (14.32)
     5.90 ( 3.k3)
     1.13 ( 1.82)
     0.30 ( 0.49)
         B g/km (g/mi)
       Deterioration Rate
    Per 16,100 km (10,000 mi)
             58
             76
             81
         (2.55)
         (2.83)
         (2.92)
    1.35 (2.17)
    0.97 (1-56)
    0.16 (0.25)
       CO
       CO
       CO
       CO
       CO
                            Light Duty Trucks 0-2720 kg (Q-6000  Ib) GVWR
    Pre-1968
    1968-1974
    1975-1978
    1979-1982
    1983+
    10.20 (16.42)
     7-91 (12.73)
     1.26 ( 2.02)
     1.13 ( 1-82)
     0.30 ( 0.49)
           1.58 (2.55)
           1.81 (2.92)
                (1.56)
                (1.56)
                (0.25)
    0.97
    0.97
    0.16
       CO
       CO
       CO
       CO
                            Light Duty Trucks   2721-3856 kg  (6001-8500  Ib)  GVWR
    Pre-1970
    1970-1978
    1979-1982
    1983+
    10.71 (17-24)
    11.57 (18.62)
     1 .13 ( 1.82)
     0.30 ( 0.49)
           1.58 (2.55)
           1.81 (2.92)
           0.97 (1.56)
           0.16 (0.25)
     The Idle Emission Factor is calculated from the linear equation C = A + BY,
     where C is the idle emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/l6,100  (M/10,000)
    Source:  Reference 22
                                        3-34
    

    -------
     Pollutant
    
        CO
        CO
        CO
        CO
        CO
                                     TABLE 3-17
                        EXHAUST EMISSION RATES FOR ALL AREAS
                         EXCEPT CALIFORNIA AND HIGH-ALTITUDE3
    
                          Heavy Duty Gasoline Fueled Vehicles
     Model  Year
    
     Pre-1970
     1970-1973
     1974-1978
     1979-1982
     1983+
     A  g/km (g/mi)
     New  Vehicle
     Emission  Rate
                    B g/km (g/mi)
                  Deterioration Rate
               Per 16,100 km (10,000 mi)
     169.6
     132.2
     136.0
     119.2
    (272.9)
    (212.7)
    (218.8)
    (191.9)
      9.56  (  15.38)
     1.90  (  3.06)
     3.82  (  6.15)
     3.82  (  6.15)
     3.82  (  6.15)
     6.55  (10.54)
      The  Exhaust  Emission  Factor  is  calculated  from the linear equation C = A + BY,
      where  C  is  the  exhaust  emission factor  for a  vehicle with cumulative mileage
      M, A and  B are  the  factors  listed  in  the above table, and Y = M/l6,100 (M/10,000)
     Source:   Reference  22
    Pollutant
    
       CO
       CO
       CO
       CO
       CO
                                    TABLE  3-18
    
                          IDLE EMISSION  RATES  FOR ALL AREAS
                        EXCEPT CALIFORNIA  AND HIGH-ALTITUDE;
    
                        Heavy Duty Gasoline Fueled Vehicles
    Model Year
    
    Pre-1970
    1970-1973
    1974-1978
    1979-1982
    1983+
    A g/km (g/mi)
     New Vehicle
    Emission Rate
    
    15.30 (24.63)
     9.76 (15.70)
    13.62 (21.92)
    11.95 (19.23)
     0.96 (  1.54)
                   B g/km  (g/mi)
                 Deterioration  Rate
              Per  16,100 km  (10,000 mi)
                      1.58  (2.55)
                      1.81  (2.92)
                           (2.92)
                           (2.92)
                           (5.00)
    1.81
    1.81
    3.11
     The Idle Emission Factor is calculated from the linear equation C = A + BY,
     where C is the idle emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/16,100 (M/10,000)
    Source:   Reference 22
                                       3-35
    

    -------
    Pollutant
    
       CO
       CO
       CO
       CO
                                    TABLE 3-19
                       EXHAUST EMISSION RATES FOR ALL AREAS.
                        EXCEPT CALIFORNIA AND HIGH-ALTITUDE'
    
                        Heavy Duty Diesel Fueled Vehicles
    Model Year
    
    Pre-197**
    1974-1978
    1979-1982
    1983+
    A g/km (g/mi)
     New Vehicle
    Emission Rate
    
    21.81 (35.10)
    16.78 (27.00)
    16.78 (27.00)
    16.78 (27.00)
         B g/km (g/mi)
       Deterioration Rate
    Per 16,100 km (10,000 mi)
     The Exhaust Emission Factor is calculated from the linear equation C = A + BY,
     where C is the exhaust emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/l6,100 (M/10,000)
    Source:   Reference 22
                                    TABLE 3-20
    
                         IDLE EMISSION RATES FOR ALL AREAS
                        EXCEPT CALIFORNIA AND HIGH-ALTITUDE'
    
                         Heavy Duty Diesel Fueled Vehicles
    Tollutant
    
       CO
       CO
       CO
       CO
    Model Year
    
    Pre-197**
    1974-1978
    1979-1982
    1983+
    A g/km (g/mi)
     New Vehicle
    Emission Rate
    
    0.82  (1.32)
    0.41  (0.66)
    0.41  (0.66)
    0.41  (0.66)
         B g/km (g/mi)
       Deterioration Rate
    Per 16,100 km (10,000 mi)
     The Idle Emission Factor is calculated from the linear equation C = A + BY,
     where C is the idle emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/l6,100  (M/10,000)
    Source:  Reference 22
                                        3-36
    

    -------
    Pollutant
    
       CO
       CO
       CO
       CO
                                    TABLE 3-21
                       EXHAUST EMISSION RATES FOR ALL AREAS.
                        EXCEPT CALIFORNIA AND HIGH-ALTITUDE'
    
                                    Motorcycles
    Model Year
    
    Pre-1978
    1978-1979
    1980-1982
    1983+
    A g/km (g/mi)
     New Vehicle
    Emission Rate
    
    21.38 (34.40)
    12.60 (20.27)
     9-23 (14.86)
     1.68 ( 2.71)
         B g/km (g/mi)
       Deterioration Rate
    Per 16,100 km (10,000 mi)
    
           0.96 (1.54)
           2.49 (4.00)
           2.49 (4.00)
           1.24 (2.00)
     The Exhaust Emission Factor is calculated from the linear equation C = A +  BY,
     where C is the exhaust emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/l6,000  (M/10,000)
    Source:  Reference 22
                                    TABLE 3-22
    
                         IDLE EMISSION RATES FOR ALL AREAS
                        EXCEPT CALIFORNIA AND HIGH-ALTITUDE'
    
                                    Motorcycles
    Pollutant
    
       CO
       CO
       CO
       CO
    Model Year
    
    Pre-1978
    1978-1979
    1980-1982
    1983+
    A g/km (g/mi)
     New Vehicle
    Emission Rate
    
    5.14  (8.27)
    3.03  (4.87)
    2.22  (3.57)
    0.40  (0.65)
         B g/km (g/mi)
       Deterioration Rate
    Per 16,100 km (10,000 mi)
    
           0.80 (1.28)
           0.70 (1.12)
           0.70 (1.12)
           0.30 (0.48)
     The Idle Emission Factor is calculated from the linear equation C = A + BY,
     where C is the idle emission factor for a vehicle with cumulative mileage
     M, A and B are the factors listed in the above table, and Y = M/l6,100 (M/10,000)
    Source:  Reference 22
                                        3-37
    

    -------
    average speed is around 32 km/hr (20 mi/hr) with about 20 percent of the time
    spent at idle.  Since emissions from the steady state dynamometer tests are
    generally not easy to convert to on-the-road emissions, regression equations
    were developed so that on-the-road emissions (SARR) could be predicted.  It
    is not known, however, whether the SARR accurately represents the average
    HDV  driving patterns.  Preliminary analysis of Los Angeles urban truck
    operation data indicates an average speed of around 42 km/hr (26 mi/hr),
    10 km/hr (6 mi/hr)  higher than the  SARR average speed.   However,  the  road
    route does  have similar characteristics to the  representative light duty
    driving schedule with respect to average road speed and percent time  at idle.
    Since traffic is likely to be the major constraint within urban environment,
    it is not surprising that truck and car schedules  would be similar, but the
    SARR (and the current LDV FTP) makes no attempt to account for the time that
    trucks spend idling as a result of  deliveries,  special  operations (buses,
    garbage trucks, etc.), auxiliary power equipment,  etc.
         Since  operational data have not been completely analyzed and trucks have
    not been fully tested on transient  cycles developed from the operational data,
    the projected emission factors for  heavy-duty vehicles  shown in Tables 3-17
    to 3-20 are based on the SARR driving schedule.  The data for the HDV tables
    were assembled from emission factors contracts  involving the testing  of 35
    gasoline and ten diesel in-use heavy duty trucks by chassis dynamometer
    versions of the FTP as well as over the SARR, and a sensitivity study of
    18 gasoline and 12 diesel  in-use heavy-duty trucks.
         Motorcycles have become more popular and their numbers have been increas-
    ing in recent years.  The majority  of motorcycles  are powered by either 2-
                                         3-38
    

    -------
     stroke  cycle  or  4-stroke  cycle  air-cooled engines.  Currently, the nationwide
     population  of motorcycles  is approximately 49 percent 2-stroke and 51 percent
     4-stroke.22  Emission  rates given  in Tables 3-21 and 3-22 are composites of
     six  different categories  of motorcycles  (small, medium, and large for 2- and
     4-stroke  cycle).  Composite exhaust emission factors are calculated according
     to the  1975 FTP  as stipulated in the Federal Register (Vol. 40, No. 205,
     October 22, 1975).
         These  mean  composite  exhaust  emission rates for the different vehicles
     reflect the national average mileage accumulation rates of greater than
     16,100  kilometers (10,000  miles) per year for newer vehicles and decreasing
     mileage accumulation as vehicles age.  An additional series of correction
     factors to  predict specific scenarios to reflect such variables as temperature,
     average speed, air-conditioning, vehicle loading, trailer towing, inspection/
     maintenance credits, etc.  are covered in greater detail  in Reference 22,
     entitled Mobile Source Emission Factors For Low-altitude Areas Only, EPA
     400/9-78-006, March 1978.
         Carbon monoxide emission factors for mobile sources provide useful  infor-
     mation  for projecting the CO impact on ambient air quality from mobile sources.
     The results of one such study are shown in Figure 3-4.   The curve is based
     upon current and proposed CO standards as well  as upon  a control  program for
     new vehicles.   It is not known  whether the effects of vehicle and control
     equipment degradation were considered in this  study.  Figure 3-5 presents  the
     results of another study which  projected the total  number of vehicle kilo-
    meters  (miles) traveled through  1990.   In the  development of these curves,
                                        3-39
    

    -------
       o
       o
    Q >>
      to
    i- -O
    
    -------
        \
                                                                        o
                                                                        .CT>
                                                                        cn
    cn o
    •— o
    oo o
     r\  T\
    CO CM
                                                                        o
                                                                        00
                                                                        cr>
                                                                            -
                          <* o
                          i— O
                          «=3- LO
                            f\  rv
    
                          CvJ i—
    O O
    i— O
    vo o
    LO o
    o o
    co i-n
                      o
                                                                                       CM
    
                                                                                       CO
                                                                                       u
                                                                                       c
                                                                                       O)
    
                                                                                       O)
                                                                                       M-
                                                                                       O)
                                                                                       Qi
    CO
    U
    S-
    3
    o
    00
                                                                                              LU
                                                                                              00
                                                                                              O
                                                                                              UJ
                                                                                              o
                                                                                              o
                                                                                              C£
                                                                                              D_
    
                                                                                              O
                                                                                              00
                                                                                              <
                                                                                              Q_
                                                                                                     Lf)
                                                                                                      I
                                                                                                     CO
    
    
                                                                                                     UJ
    SUOLLU8
                      (S9L.LW)
                                                3-41
    

    -------
    it was assumed that the average passenger car is driven 15,100 kilometers
    (9400 miles) per year.  Although this curve was generated in 1963, its pre-
    diction of 1976 passenger car vehicle kilometers (miles) traveled deviates
    from the actual number by only 3 percent.
    3.6.1  The Effect of Cold Weather on CO Emissions
         The Federal Test Procedure (FTP) employed by the EPA to determine com-
    pliance with specific model year emission standards specified that vehicle
    temperature be stabilized in a temperature environment of 20 - 25.6°C (68 -
    78°F) prior to the test.  While the starting-up and running of these vehicles
    for the first part of the test cycle constitutes a "cold start" with respect
    to engine coolant temperature, the cold start typically experienced under
    ambient temperature and considered a "cold start" by most people is not, in
    fact, simulated under the FTP conditions.
         EPA has studied the effects of colder ambient temperatures on CO emis-
    sions.  Quantitative information is included in References 22 through 26 listed
    at the end of this chapter.  The emissions of CO are shown to increase signi-
    ficantly under non-FTP, low ambient temperatures.  For example, in one study
    where 84 vehicles were selected for Tow temperature tests, 87 percent pro-
    duced more CO in the low temperature FTP than in the norraa-1  FTP.?6  The first
    group of 14 vehicles tested at temperatures from -8.9 to -3.9°C (-5QC  average)
    [16°F to 25°F (23°F average)] showed an 82 percent increase in CO; the second
    group of 26 vehicles tested at temperatures from -3.3 to 1.7°C (0°C average)
    [26°F to 35°F (32°F average)] showed a 74 percent increase in CO; and the
    third group of 13 vehicles tested at temperatures from  7.8  to  12.8°C  (10°C
                                         3-42
    

    -------
     average) [46°F to 55°F (50°F average)] showed a 21  percent increase from the
     normal  23.9°C (75°F) average FTP.2^
          Some vehicles of course are more sensitive than others.   For example,
     a 1976  model  year vehicle from one study produced 1.74 g/km (2.89 g/mi)  when
     tested  according to standard FTP conditions  [approximately 25°C  (77°F) cold
     soak],  but when  tested under non-FTP  cold soak conditions  of  -12.2 to -3.9°C
     (10°F to 25°F) produced CO emissions  of  11.29 q/km  (18 q/mi).24
          It is not surprising then,  that  the National Ambient  Air Quality Standard
     (NAAQS)  for CO is  violated during  cold weather conditions.  Figure 3-6 shows
     the  relative  CO  violations versus  mean temperature.   EPA is working to refine
     the  results shown  in  Figure  3-6  and is also  considering whether  control  of CO at
     temperature conditions  other than  those  represented  by the  current FTP is
     warranted.
          In  addition to temperature, the  type of  driving  cycle also  affects  CO
     emissions.  EPA  is studying  this effect  as well, but  currently some of the
     driving  cycle effects are  less quantified than are the temperature effects.
     What  is  known is that if vehicles are  operated in higher engine  speed/load
    modes that  are not well represented on the EPA tests, the emissions of CO and
    other pollutants can be higher than would be  indicated from the  Federal Test
    Procedure  (FTP) results.  Work is underway to quantify the magnitude of these
    effects  on CO and other pollutants.
    3-7  CARBON MONOXIDE CONTROL FOR NEW MOBILE SOURCES
         The control  of CO emissions from  new mobile sources provides an impor-
    tant and effective approach to improving  air  quality with  respect to CO.
                                        3-43
    

    -------
                                                                    00
                                                        00
                                                         o
    
                                                         00
                                                   m
    
    
                                                   CM
    CO
    
    o
                                                                                              co en
                                                                                               i   i
                                                                                              o m
                                                                                              co oo
                                                                                              CM oo
                                                                                               i   I
                                                                                              -3- m
                                                                                              CM r-
                                                                                                  co -3-
                                                                                                  CM r^
                                                                                                   I   I
                                                                                                  CTi IT)
                                                                                                         CXL
                                                                                                         «=C
                                                                                                         cm
                                                                                                         LU
                                                                                                         Q.
                                                                                                         21
                                                                                                               O
                                                                                                               O
                                                                                                                   •o
                                                                                                                    Q)
    
                                                                                                                    O
                                                                                                                   to
                                                                                                                   -o
                                                                                                                   O
                                                                                                               CD
                                                                                                               Q.
                                                                   i-
                                                                   O)
                                                                   -Q
                                                                                              OO
                                                                                                   I   I
                                                                                                  ro m
                                                                                                     O
                                                                                                    O
                                                                                                         LU  CO
                                                                                                         cm  •>•
                                                                                                         *
                                                                                                         oo
                                                                                               i  i
                                                                                              CM m
                                                                                                CO
                                                                                                   I  I
    
                                                                                                   I CM
                                                                                                         o
                                                                                                         o
                                                                                                         
                                                                                                               CO
                                                                                                              -a
                                                                                                               o
                                                                                                              •r~
                                                                                                               s-
                                                                                                               O)
                                                                                                               Q.
                                                                                                                   s-
                                                                                                                   O)
                                                                                                                  -Q
                                                                                                                   E
                                                                                                                   ZJ
                                                                                                                   c:
                                                                                                               O
    
                                                                                                              *
    o
    m
            m
                              co
                                            o
                                            CO
    m
    CM
    o
    CM
                                (%)  SNOI1V10IA 3AIlV13d
                                                   3-44
    

    -------
      Control of new mobile sources has received significant developmental efforts
      in  recent years.  The driving force for this has been the implementation and
      enforcement of increasingly stringent CO exhaust emission standards.  The
      objective of this section is to identify and to provide information on con-
      trol techniques applicable to the reduction of CO from new mobile sources.
     The information on the controls is general  in nature.  More detailed dis-
     cussions may be found in the references listed in the Special  Bibliography
     at the end of this chapter.
     3.7.1   Types  of CO Controls  for New Mobile  Sources
          The literature reports  that there are  basically four alternative  approaches
     for controlling carbon monoxide  emissions from new  mobile sources.   The  first
     and currently  one  of  the more  effective  methods  is  treatment of  the  engine
     exhaust gases  for  the removal  of the CO.  The  second method is to reduce  the
     formation  of CO  in  the vehicle engine  by improving  fuel/air mixture  distri-
     bution  and control.   The third is  to replace the  conventional premixed charge
     spark-ignition gasoline-fueled engines with alternative types of engines which
     produce  less CO.  The fourth method is the use of alternative fuels, such as
     liquid  petroleum gas  (LPG), liquid natural gas (LNG), hydrogen, etc.  Table
     3-23 contains a list of  specific controls under each of these general methods
     and summarizes the status of development of each.  The following sections
     briefly discuss the emission reduction benefits, costs, energy requirements,
     and environmental impacts associated with the application of these controls.
    The Special Bibliography  at the end of this  chapter lists sources containing
    more detailed  information on  new mobile source controls.
                                         3-45
    

    -------
                                     TABLE 3-23
    
                         CARBON MONOXIDE CONTROL TECHNIQUES
                               FOR NEW MOBILE SOURCES
         Type of Control
    
    Fuel/Air Mixture
         Improved fuel metering
         Cold-Start Control  Approaches
         Quick chokes, exhaust heated
         intake charge, improved cold
         start vaporization/distribu-
         tion, start catalysts, etc.
    
         Air Injection
    
         Improved EGR*
         Electronic control  for spark
         timing,  EGR,  cold enrichment,
         idle speed, etc.
    
    Exhaust Gas Treatment
         3-way catalyst
         Oxidation catalyst
         3-way plus oxidation catalyst
         Thermal  reactors
         Status of Development
    Extensive efforts currently underway
    by virtually every auto manufacturer;
    for example, bypass feedback carburetion
    and feedback fuel injection
    
    A key part of a  system to control CO
    since much of the CO is emitted during
    the first few minutes of vehicle opera-
    tion after startup.  Active development
    work by all manufacturers.
    
    Has been in use  for several years.
    
    Ford, GM and Chrysler are all developing
    electronic EGR systems.  Not primarily a
    CO control  technique, but this can be
    used to improve  CO performance.
    
    Systems are currently in use on some
    vehicles and will be used nearly across
    the board by 1983.
    Currently available and receiving con-
    siderable development work.
    
    Currently available and receiving con-
    siderable development work.
    
    Currently available and receiving con-
    siderable development work.
    
    Currently used in some exhaust control
    systems.
                                       3-46
    

    -------
                                  TABLE 3-23  (Cont'd)
          Type of Control
    
     Al ternat ive Enq ines
          Stratified charge
          "Fast Burn" (May "Fireball",
          MCA-JET, NAPS-Z)
    
          Diesel
    
          Gas turbine
    
    
          Steam engine
    
          Electric
    
    
     Alternate  Fuels
          Status of Development
     One variation is currently available
     through Honda and other types are cur-
     rently receiving extensive development
     work (Ford PROCO and and Texaco TCCS).
    
     Several  manufacturers are considering
     "fast  burn" concepts.
    
     Numerous  models  available.
    
     Currently  undergoing extensive  develop-
     ment by  several  major manufacturers.
    
     Has  been  tested  by  several  investigators.
    
     Currently  available  via  special produc-
     t ion.
    
     Liquified  gaseous and gaseous fuels are
     considered  to have practical problems
     like storage and availability.  Some
    advanced research is ongoing, however,  on
    hydrogen generators.  The use of ethanol/
    gasoline blends  ("gasohol") is currently
    receiving widespread attention.
    "Exhaust gas recirculati
                            ion
    Source:   References 16 and 27
                                        3-47
    

    -------
     3.7.2  Carbon Monoxide Emission  Reduction  Benefits
          The CO emission  reduction potential for  those  controls  listed  in
     Table 3-23  are variable.   The literature,  however,  does  not  quantify the
     CO emission reductions for individual  control  elements.  The effectiveness  of
     a vehicle's control system depends  upon  numerous  factors including  specific
     engine design characteristics and the  target  emission  standard.  The reader
     is referred to the Special  Bibliography  for reports  containing more detailed
     discussions on emission reduction benefits of  the various CO controls for new
     vehicles.
     3.7.3  Costs  for New Mobile Source  Controls
          Costs  are available for many of the LDV emission  control subsystems and
     components  listed in Table 3-23.  These are shown in Table 3-24.  The actual
     costs  associated with  CO control for a given motor vehicle,  however, depend
     upon  such factors as the particular design characteristics of the vehicle and
     its engine, the actual control technology used, the type and rate of produc-
     tion  of  the components, and the target emission standard.  With the vari-
     ability  from  one engine to the next, as well  as the available CO control
     options, more  definitive costing is beyond the scope of this chapter.   The
     cost  attributable to CO control  alone is difficult to determine.   There are
     several  reasons for this.   First, emission control systems  are typically de-
     signed to meet emission standards that include HC, CO, and  NO  requirements.
    Therefore, the system  is designed to provide  acceptable control  of  all  three
    pollutants.   Second,  some  components and subsystems  control  more  than just
    one pollutant.  For example, an  oxidation catalyst can control both  CO  and
                                         3-48
    

    -------
                              TABLE 3-24
                  LIGHT DUTY VEHICLE EMISSION CONTROL
                         COMPONENT RETAIL COST
    
          Component/Subsystem                         Consumer Cost3
     Feedback Controlled Carburetor                       49~75
     Electronic Fuel Injection System                     95~550
     Mechanical Fuel Injection System                     ^70
     Electronic Ignition System                           22-30
     Air Injection System                                 45-120
     Aspirator System                                     3.23
     Closed  Loop Control  System                           133-172
     Electronic Control  Unit (ECU)                         32-84
     Oxygen  Sensor                                        16-35
     Throttle Position  Sensor                              1_y
     Coolant  Temperature  Sensor                            2-5
     Crankshaft  Position  Sensor                            yb
     MAP/BAP  Sensor0                                      15
     Inlet Air  Temperature  Sensor                          5
     Wiring Harness  for Electronic Controls                19-21
     Oxidation  Catalyst                                    58-140
     3-way Catalyst                                        113-200
     Heat Shield for 3~way  Catalyst                        8
     Deceleration System                                   21
     Idle/Deceleration System                              4
    
     8 Dollar basis  (e.g.  1978 dollars)  was generally not  specified.
      Includes requisite engine modifications.
      Manifold Absolute Pressure/Barometric  Atmospheric Pressure Sensor
    
    Source:Reference  27
                                3-49
    

    -------
     HC  emissions, and the cost for just CO control could range from the entire
     cost  of  the catalyst (all the cost apportioned to CO control) and zero (all
     the cost apportioned to HC control).  Extending the relative apportioning
     ranges to other components will yield a large overall range of costs for con-
     trol  of  any given pollutant, including CO.  An alternative procedure could be
     to  take  the entire cost of the emission control system and apportion it
     equally  to all the pollutants.  For a system which is designed to control
     three pollutants (HC, CO, N0x) the entire system cost would be divided by
     three.   It is realized that the major advantage of this approach is simplicity,
     Fourth,  the components and subsystems used on vehicles, in addition to con-
     trolling pollutants, may also be used for other purposes; for example, drive-
     ability  and/or performance and/or fuel economy improvements.  An example of
     this  is  fuel  injection, which in addition to providing emission control bene-
     fits may be able to provide driveability/performance/fuel economy benefits.
     Unfortunately, as is the case with emission control  components and subsystems,
     there is no universally accepted way to apportion these costs.  An example of
     the issues involved in  a cost analysis for a given pollutant can be found in
     the Rulemaking Docket for EPA's revision of the oxidant (ozone)  standard.
    During the rulemaking on this standard mobile source costs to control  oxidants
    was an issue.   In a memorandum from EPA's Office of Mobile Source Air  Pol-
     lution Control  Program  to EPA's Office of Air Quality Planning and Standards
    dated 19 December 1978, the apportioning of the cost for all  mobile sources
    to oxidant control  is treated.   This  document can  be found in the Rulemaking
    Docket on the  revised oxidant standard as Docket Number OAQPS 78-8 and  it is
                                        3-50
    

    -------
     included as Reference 28 in the list of references for Chapter 3.  Using
     the same method, cost apportionment for mobile source CO controls on a per
     vehicle or per engine basis are shown in Table 3-25, for gasoline fueled
     power plants.   Cost estimates for new arid in-use gas turbine aircraft for
     point source episodes are more complex and the reader is referred to Ref-
     erence 40 for  appropriate cost information.   Other references to cost infor-
     mation are included as References 27 through 39 at the end of this chapter.
     3.7.4  Energy  Requirements  for New Mobile Source Controls
          The energy requirements  for new mobile  source controls are measured as
     either an increase  or decrease in vehicle fuel  economy.   The impact  on  fuel
     economy due to control of one  or more than one  exhaust pollutant is  a func-
     tion  of the level of control,  the technology used,  the lead time,  the
     emphasis  given to fuel economy by the designers,  etc.  etc.   Therefore,
     apportioning the changes  in fuel  economy  (either  positive  or negative)  to
     control  of  a pollutant or pollutants  is difficult.   For example  the  average
     new-car  fleet  fuel  economy for model  year 1974 was  about  5.95 kilometers
     per litre  (14  MPG)  and the CO  emission standard  (1975  FTP  basis) was
     about  14.3  g/km  (23  g/mi) CO.   In  model year  1975 the  average new-car fuel
     economy was over 6.38 kilometers  per  litre (15 MPG) and the  CO emission  stan-
     dard was  9.32  g/km  (15 g/mi) CO.   Considering only  the CO difference and
     the fuel economy difference might lead to the conclusion that tighter CO
    control results in fuel economy improvements.  However, because of the
    other factors noted  above, it would not be appropriate to take credit for
    fuel  economy improvements  due to emission control.
                                      3-51
    

    -------
          Another  factor which must  be  taken  into  account  in evaluating  fuel
    
       economy/emissions interactions is  that fuel economy is not a free variable.
    
       Fuel economy is now regulated under the Energy Policy and Conser-
    
       vation Act, and car and light truck manufacturers have to meet fleet fuel
    
       economy standards that were in effect  for model years 1978 and 1979 and will
    
       become increasingly stringent for  model years 1980  through 1985.  Table
    
       3-26 summarizes these regulations.  It appears now  that if the appropriate
    
       technical approaches are used, both the fuel economy standards and the
    
       emission  standards can be met, thereby making the  positive or negative
    
       impacts of emission control on fuel economy a moot question.
    
                                     TABLE 3-25
                   CO CONTROL COSTS  FOR  DIFFERENT FEDERAL LEVELS
                  OF CONTROL FOR NEW GASOLINE FUELED  POWER PLANTS
    
     LDc  ! LDI r   ,              Progressive  A Cost  Increase Over Uncontrolled  Engines
       Federal Standard               $  (1978 basTil             ~~	
       2k.2 g/km  (39 g/mi)            	f3	
       9-32 g/km  (15 g/mi)a               +55.32
       4.35 g/km  (7 g/mi)                 +72.32
       2.11 g/km  (3.4 g/mi)               +88.66
    
     HDV
       Federal Standard
       1.5% by volume                     I 8
       53.6 g/kwhr (40 g/bhp-hr)       '    +5.82
       33.5 g/kwhr (25 g/bhp-hr)          +3-99
    
    Motorcycles
       17 g/km (27.4 g/mi)                 15 25
       12 g/km (19-3 g/mi)                +4.5
    
    
    3 LOT only
    Source:   References  20 and  28
                                        3-52
    

    -------
                                      TABLE 3-26
    
                FEDERAL REGULATIONS FOR LIGHT-DUTY VEHICLE FUEL ECONOMY
    
    
                Mode1  Year                Minimum Fuel  Economy
                                     Kilometers/Litre (Miles/Gallon)
                                    Combined  Urban and  Highway Cycle
    
                   J978                        7.59 (18.0)
                    979                        8.01  (19.0)
                                               8.43 (20.0)
                                               9.27 (22.0)
                   983                         n.O  (26.0)
                                               n.*»  (27.0)
                                               11.6  (27.5)
    Source:  Energy Policy and Conservation Act.
          It should  be  pointed  out  that  CO control  and  its  effects  on  fuel
    
     economy has  been a  less  controversial  subject  than  either  HC or NO   con-
                                                                      X
     trol.   This  is  because many of the  techniques  used  to  control  CO  from the
    
     engine  tend  to  be directionally the same as those that improve fuel  econ-
    
     omy.  For example, the CO control approaches to reduce cold start emissions
    
     are directionally positive for fuel  economy since when the engine is run-
    
     ning rich and producing a large quantity of CO on cold start, it is also
    
    running richer than may be considered  desirable from the fuel  economy
    
    standpoint.   However, as  discussed above,  this  approach and others,  such
                                      3-53
    

    -------
    as operation with high charge dilution, are not specifically credited with
    fuel economy benefits.  Several manufacturers have demonstrated the capa-
    bility to improve fuel economy while achieving very low exhaust emission
    levels.27  The benefits of electronic emission control systems have not
    been adequately quantified yet, but their adaptation may also be utilized
    to support combustion with highly dilute mixtures and lean air/fuel ratios
    which complement effective CO control.  The Special Bibliography contains
    references which provide more detailed information on energy requirements
    for control alternatives.
    3.7.5  High Altitude Control  for New Mobile Sources
         For 1979 and 1980 only eleven manufacturers have reported that they
    will offer high altitude compensation systems and several have stated that
    these will be offered only as options on a limited number of engine/vehicle
    combinations at extra costs.27  Consequently, there is a great potential
    that many of the new models will be sold with low altitude calibrations
    during model years 1979 and 1980.   The Clean Air Act (CAA) amendments pro-
    vide that EPA may promulgate  proportional  reduction standards for high alti-
    tude during the 1981 to 1983  model years.   EPA anticipates proposing light
    duty vehicle high altitude proportional  reduction standards for these model
    years of about 0.30 g/km (0.48 g/mi) HC, 3.1 g/km (5.0 g/mi) CO and 0.62 g/km
    (1.09 g/mi) N0x.  A great deal of work will be necessary in the near future
    for many of the manufacturers to develop appropriate control  technology
    for control  of CO at high altitude.
                                      3-54
    

    -------
     3.7.6  Environmental Impact of New Model Source Controls
          Three of the new mobile source CO control alternatives have potentially
     adverse secondary emissions.  These are the oxidation catalyst, the three-
     way catalyst, and the diesel engine.   Oxidation catalysts can oxidize a por-
     tion of the sulfur dioxide in the exhaust to sulfuric acid.  Although the
     quantity of sulfuric acid formed is relatively small, it may be possible to
     have high localized levels of sulfuric acid along heavily traveled roads.
     Extensive work sponsored by the EPA and major auto manufacturers has been
     done to examine this problem.   More definitive actions await health effects
     data from EPA's Office  of Research  and Development,  which has  been studying
     the problem for several  years.   Unfortunately,  definitive answers  have  not
     been generated.   In  addition, work  is  continuing  by  EPA and the auto manu-
     facturers  to  evaluate other unregulated emissions  from catalyst equipped
     vehicles.   The  Special  Bibliography contains  sources  which  present the
     results of  much  of this  work.
          Three-way  catalysts  can produce reduced  species  if  operated in  a rich
     air/fuel mode.   Reduced  species such as HCN have been  studied by EPA and
     no  specific action is contemplated  at this point in time.  Ammonia  (NH3)
     emissions have also been  studied.   If a system containing a 3-way catalyst
     operates too lean, the environmental concerns are similar to those of the
     oxidation catalyst, discussed above.
         Diesel engines are a source of airborne particulates.  Diesel  particu-
     lates are currently being investigated by EPA.  Tests conducted to date
    show that diesel engines discharge many times the  amount of particulates
                                       3-55
    

    -------
    generated by comparably sized gasoline engines.  The Special Bibliography
    contains sources which discuss this problem in more detail.
    3.8  CARBON MONOXIDE- CONTROLS APPLIED TO VEHICLES AFTER SALE AND OTHER
         MEASURES AVAILABLE TO STATES AND/OR LOCAL GOVERNMENTS
         Inspection and Maintenance (I/M) Programs and Other Transportation
    Control Measures are two examples of approaches to apply controls to
    vehicles after their initial  sale.  I/M Programs are discussed separately
    from other Transportation Control Programs for two reasons:  (1)  I/M pro-
    grams are treated in a general manner in the Clean Air Act compared to
    other Transportation Control, and (2) The office within EPA that is respon-
    sible for I/M Programs is different from the office that is responsible for
    other Transportation Control  Measures.
         Section 172(b)(ll) of the Clean Air Act gives three requirements for
    a state to meet, if the state wishes to obtain a delay (from 1982 to 1987)
    in meeting the National Ambient Air Quality Standards.   One of these is a
    requirement that the state establish a specific schedule for implementation
    of an I/M Program.
         I/M Programs, therefore, have been given special  consideration by
    Congress.  Since carbon  monoxide is primarily a mobile source pollutant,
    I/M Programs can be considered an important control technique, and EPA is
    committed to assist states in the design, development, implementation, and
    evaluation of I/M Programs.
         The discussion of I/M Programs in this Chapter provides a general over-
    view of the subject of I/M.  Since each I/M Program will be to some extent
                                      3-56
    

    -------
      unique,  specific details of all possible  I/M  Programs cannot be  included.
      However  EPA will provide technical assistance to states in their efforts
      to implement I/M Programs, to ensure that the most effective benefits are
      obtained, and that the programs are tailored for any specific local situa-
      tions that may exist.
          Assistance in the I/M area can be obtained from:
                 Director, Emission Control  Technology Division
                 Attention:  I/M Staff
                 U.S.  Environmental Protection Agency
                 Motor Vehicle Emission Laboratory
                 2565  Plymouth Road
                 Ann Arbor, Michigan   48105
     3-8-1   Inspection/Maintenance  Control Techniques
          This section  focuses on  inspection/maintenance  (I/M)  techniques  and
     provides  information  on  the emission  reduction approaches,  costs, benefits,
     energy  requirements,  and  environmental  impacts.
     3.8.1.1   Types of  I/M Control  Strategy  Approaches
         There are five recognized inspection  alternatives for  an inspection/
     maintenance program.21  They are:
         1)   idle mode test conducted at state inspection stations,
         2)   idle mode test conducted at inspection stations operated by a
    contractor to the state,
         3)  idle mode test conducted at privately owned service stations
    and garages,
         4)   loaded  mode  test conducted at state  inspection  stations,  and
                                       3-57
    

    -------
         5)  loaded mode test conducted at inspection stations operated by
    a contractor to the state.
         Table 3-27 summarizes the characteristics of idle and loaded mode test-
    ing procedures.21  EPA and private research organizations have found idle
    mode testing to be virtually as effective as the loaded mode test in identi-
    fying gross HC and CO emitters, and thus a viable inspection technique.
         The maintenance phase of an I/M program involves the repair of those
    vehicles which were identified during inspection as high emitters.  The
    average quantity of repair work required on those vehicles failing inspec-
    tion depends on the emission standards and the level  of preventive mainte-
    nance provided by vehicle owners.   Information compiled by existing I/M
    programs indicates the major causes of high carbon monoxide exhaust emis-
    sion are:
         1)  carburetor out of adjustment,
         2)  air/fuel mixture imbalances, and
         3)  malfunction or disablement of emission control devices.
         Table 3-28 contains information reported by the  Portland, Oregon I/M
    program on the types of maintenance required for vehicles failing inspec-
    tion.  Reference 21 contains more  detailed information regarding maintenance
    and its role in a successful I/M program.
    3.8.1.2  Costs for I/M Programs
         There are two kinds of costs  for an I/M program:
         1)  the initial investment and operating costs for the inspection
    facilities, and
                                       3-58
    

    -------
    
    
    
    
    
    d>
    c
    D
    
    Loaded Mode:
    Transient Test
    Engine operated
    0,
    1
    L.
    
    C
    TO
    -Q
    L.
    ZJ
    •a
    d>
    TO
    — a)
    E 73
    in o
    i
    O
    75
    0)
    -a
    
    o
    a
    0
    4-1
    0)
    4-1
    O
    d>
    a.
    X
    LU
    Q_
    h-
    U_
    -C
    4-1
    •~
    
    est correlation
    
    TJ
    C
    
    
    TO
    4J
    L.
    d)
    C
    X)
    TO
    TO
    1
    TO
    C
    -o
    
    power absorption
    meter required
    4-1
    O
    <4-
    14—
    TJ
    d>
    O
    U
    cn
    c
    >
    o
    d)
    cn
    TO
    • ~ L.
    >• d)
    
    c u
    c
    TO 4-1
    O in
    O
    •M E
    in
    d) c
    
    
    O
    u_
    Computer needed 1
    jx
    TO TO
    C —
    TO 4-J
    TO C
    
    TO
    "O -C
    CO
    c XT
    1
    c 
    " H
    d)
    -0 d>
    0 4-J
    3! TO
    4-1
    TJ CO
    0)
    TJ >J
    TO TJ|
    0 TO
    4-J 1
    CO
    
    
    in
    1 C
    3 O
    — 4-J
    in —
    i_ c
    <1J O
    -a o
    c
    u 
    4-J
    
    TO
    C
    O
    4-J
    
    TO
    
    1—
    rt)
    cr JZ
    cc o
    -o
    4-1
    TO
    U
    ,n
    ^
    Q.
    T3
    0)
    -Q
    
    4-J
    0
    c
    c
    TO
    O
    
    ^ 1
    in
    0)
    h-
    in
    (!)
    
    4-J
    |
    • «.
    0
    TO
    14-
    L.
    
    TO
    Q.
     0)
    L- C
    -C *c
    o —
    — TO
    -C L.
    in
    4-1
    c
    d)
    4-J
    in
    • — i
    Carburetor a
    4-J
    in
    d>
    4-1
    cn
    c
    T3
    d)
    -a
    TO
    d>
    -Q
    C
    TO
    O
    d>
    cr
    c
    d)
    d)
    0
    in
    14-
    O
    in
    in
    O
    c
    cn
    TO
    0
    )
    
    c
    TO
    in
    4-J
    c in
    d) c
    E 0
    4-J —
    in 4-J
    rj o
    — i C
    "O Z)
    TO <4-
    TO TO
    E E
    1_
    d)
    JZ
    4-J
    *v.
    ^*
    -Q
    -a
    d>
    4->
    TO
    jj
    Q.
    C
    TO
    O
    ist systems
    • \u
    d)
    4-J
    TO
    >
    Q.
    O
    a_
    d)
    E
    4-J
    4-1
    in
    d)
    4-J
    TO
    E
    
    
    
    c £
    — a)
    E E
    Q.
    in —
    d> D
    L- cr
    — d)
    cr-o
    d) C
    a: ro
    
    o
    u
    O
    c
    TO
    O
    in
    c
    O
    4-1
    U
    c
    14-
    TO
    21
    in -Q
    c d)
    O 4-J
    — O
    4-1 d)
    — 4-J
    "O d)
    c -o
    o
    O d)
    -Q
    -a
    "o o
    TO C
    O
    TO
    J- E
    d)
    _^_J ^..J
    C C
    ZJ TO
                                                                                         (U
                                                                                        cc
                                                            LA
    O
    CO
                                         3-59
    

    -------
         2)  the repair costs incurred for those vehicles which do not meet
    
    the emission standards.
    
    
         The costs of inspection facilities vary significantly according to the
    
    sophistication of the program and the type of safety program existing in
    
    the area.  These costs are borne by the state or, if a contractor approach
    
    is selected, by the private firm.  The operating costs and repayment of the
    
    initial investment would be covered by revenues derived from a fee charged
    
    the owner when the vehicle is inspected.   Experience has shown that most
    
    inspections cost between $4 and $10, with the higher figure including both
    
    emissions and safety inspection.21
    
    
    
                                   TABLE 3-28
    
                      DISTRIBUTION OF THE TYPES OF REPAIRS
                    REQUIRED FOR VEHICLES FAILING  INSPECTION
    
    
                 Repair Needed             Percent Undergoing Repair
    
            Carburetor adjustment                     78
    
            Tune-up                                   ]k
    
            Engine overhaul                             1
    
            Valves                                     1
    
            Other                                      6
    
    
    
            TOTAL                                    100
            Source:   Reference 21
                                       3-60
    

    -------
           In addition to the inspection fee, those individuals whose vehicles
      do not meet the emission standards will incur repair costs.  The average
      cost of repair has been reported for several existing I/M programs.  In
      New Jersey, the average cost of repairs has been $32.40; for Arizona,
      $23.40; and for Oregon, $16.00.21   The actual  number of vehicles requiring
      maintenance as well  as the  cost is determined  by the stringency of the  emis-
      sion  standards established  by the  state.
      3.8.1.3  Benefits  of  I/M Program
           In order  to obtain full  benefits  from  an  I/M program certain minimal
      requirements must be met:
           1)  all vehicles  for which emission reductions are claimed must receive
     regular, periodic inspections
          2)  to ensure that failed vehicles receive the maintenance necessary
     to achieve compliance with  the inspection standards, they should be
     required to pass a  retest following maintenance
          3)   quality control measures,  such as  routine  maintenance,  calibra-
     tion  and inspection of all  I/M equipment, and routine auditing of inspec-
     tion  results, must  be  followed to ensure  the reliability  of  the  inspection
     system and  accuracy of  the equipment.
         Beyond  the minimum requirements, various other facets of  an  I/M program
     can influence the emissions  reductions to be achieved.
    Type of  Inspection
         While currently available data  indicate no  overall difference in the
    CO or HC emission reductions  obtained through the  use of loaded or idle
                                      3-61
    

    -------
    mode testing, loaded mode testing is considered to be a better indicator
    of the actual emissions of the vehicle in-use and it provides better
    diagnostic information.
    Inspection
         Various engine component and emission control devices can deteriorate
    or be disabled and have no noticeable effect on the way a car drives or
    on its fuel consumption.  The performance of periodic inspection provides
    a suitable deterrent to either maladjustment or disablement because of the
    threat of not meeting the required standards.
    Mechanics Training
         The air quality benefit from an  I/M program is dependent, in part, on
    the ability of the service industry to properly perform the repair work
    necessary to lower emissions.  Some savings  in repair costs may also result
    from the proper training since the mechanics would be more familiar with
    the problems and the best solutions for them.
    Vehicle Exemptions
         The total emission reductions that result from an I/M program are
    directly dependent on  the number and  types of vehicles inspected and the
    requirement  that maintenance be performed.   In some cases, it may be
    desirable  to exempt  vehicles that include different control  technology
    (diesels,  Stratified charge, LPG/LNG, etc.).   In  some cases,  it may also
    be  desirable to exempt  vehicles when  the estimated repair cost is a major
    percentage of the vehicle value.
                                       3-62
    

    -------
      Frequency of Testing
           Most existing I/M programs require annual inspection.  This frequency
      is justified on the basis that it minimizes costs and maximizes public
      acceptance while maintaining a reasonably high level of emission reduction.
      When annual  inspection is required for vehicle registration it helps enforce-
      ment of an I/M program.   A semi-annual  program would involve substantially
      higher program costs  arising from the need for a  greater number of  inspect-
      tion lanes,  as  compared  to an annual  inspection program.   A biennial  program,
      while certainly providing some emission  benefits, will  lose some of the
      effectiveness of an annual  program because cars may  be  allowed  to deteriorate
      to a  higher  level.
      Emission Standards
          Most importantly, the I/M emission standards, or "cut points," deter-
     mine the overall emission reduction potential of the program.  The cut
     point is the level  of emissions which distinguishes  between those vehicles
     requiring emissions-related maintenance and those  that do not.   The  cut
     points that are selected  define a  "stringency factor" which is  a measure
     of  the rigor  of the program based  on  the  estimated fraction of  the vehicle
     population  whose emissions would exceed cut points for carbon monoxide  in
     the absence of an I/M  program.
         There are two  basic concerns that constrain the  selection of I/M emis-
     sion standards to determine the emission reduction potential.  While I/M
     standards or  "cut points"  should be set to achieve a  desired emission
     reduction, the cut point should be limited to a level  that will  be accept-
    able to both the general public and the repair industry.   As experienced
                                       3-63
    

    -------
    by other programs, negative public sentiments may result if an excessive
    volume of vehicles do not comply with I/M standards at first inspection.
    Further difficulties will arise if the total  of the noncomplyinq vehicles
    exceed the available capacity of the repair industry.   The necessary
    vehicle maintenance will be compromised under these conditions.  Cut points
    must be set at a level where potential emission reduction benefits are
    maximized while impacts to the public are minimized.  As stated above, emis-
    sion reductions achieved with any particular I/M program are a result of a
    combination of the emission reductions obtained through the optimal selec-
    tion of various options.  Table 3-29 lists credits for CO in percent emis-
    sion reductions that  can be achieved in 1987 through an inspection/mainte-
    nance program which was  implemented  in 1982.  The  "basic" reductions  (i.e.,
    those that are achieved  through an annual  inspection of light-duty vehicles)
    are broken down by Technology  I and  Technology  II  vehicles  and by Technology
    III and Technology  IV vehicles.
         Technology I vehicles  include those  light-duty vehicles  subject  to pre-
    1975 federal emission standards;  Technology  II  vehicles are subject to  1975
    and later model year  federal exhaust emission  standards; Technology III and
    Technology IV vehicles  are  subject to  1980 and  1981 federal exhaust emission
    standards, respectively.   A review of  these  data  indicates  that  a  20  percent
    stringency factor I/M program  implemented on all  light-duty vehicles  (LDVs)
    would  achieve the policy required 25 percent reduction  in  CO  for LDVs,  and
    that  larger  emission  reductions  are  possible with  mechanic's  training.   (The
    reader is  referred  to the  proposed  revision  of Appendix N  of  Reference  41
                                         3-64
    

    -------
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    en
    CM
    OO
    LU
    _J
    CQ
    t_
    f^
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    tn
    — Q
    < -J
    
    
    
    03
    CO CM
    Z OO
    o en
    K- "~~ >
    o z —
    
    Q to
    LU Q
    C£ LU —
    h- —
    Z Z — m
    O LU >
    <" LU cnfj
    co — i o
    — D_ , —
    21 ^ Q
    LU — C
    Q Z u
    Z < jj
    < a: |_
    CD
    CO O
    _i a:
    LU CL j
    uj 2: .i
    
    — ' "^ 4
    z~ - i
    oo — -j
    ' — c
    CO t*5 a
    CO LU
    — ID —
    Z a in
    LU >- > ^~
    r>» CDQ —
    Q- OO O — 1 E
    I- en --  — 0 E
    H- vs
    O
    
    
    >
    O
    c
    A - cnoo o
    vo en i — , -3" -3-
    LA -3- -3- -3- -3-
    — • — •— , — _
    — o en o LA
    r*v CA i— o en
    en en en cnoo
    
    
    
    
    VO vo vo
    r^ CM LA r**. oo
    — CM CM CM CM
    
    
    
    
    — vo en r^. o
    o o CM CM r^»
    r^ \o LA -3- -3-
    
    r**^ oo o r^ oo
    LA en LA co —
    o en en oo en
    
    
    
    
    
    ^_
    o o o o o
    — CM OO -3" LA
    
    
    
    O CD
    — c
    c •—
    03 C
    r- _t- .—
    •M O OJ
    •— : .i
    L- Q. r^x D t
    c co CM' "E .-
    O — — -3 f
    ~^ c
    "~ C u
    I/I 1— (/)
    w 1 — w a
    — LU — ,
    Ei i — *•
    — 1 L- -C L
    LU — O 4J -
    CO 4-1 ?
    o o c is
    ' 2Z OJ O
    f^ "+- (L
    00 E T3 2.
    cn oj c '- CD
    L. (/) 5 
    => 0  0)
    • a:
    i
    ) -o
    > c
    OJ
    
    
    1^
    0
    o
    1
    CO
    i
    cn
    Q
    O
    -3"
    1
    <
    CL
    LU
    
    ^
    CO
    
    cn
    4_»
    
    _
    CD
    3
    "^
    
    
    
    3-65
    

    -------
    for a more detailed discussion.)  The final  revised Appendix N should be
    consulted when it appears as a final rule in the Federal Register.
    Warranty Provisions
         The Emission Control System Performance Warranty contained in Section
    207(b) of the Clean Air Act provides warranty coverage to motorists in areas
    having an I/M program.  The Emission Performance Warranty, upon promulgation
    of a regulation by EPA, will require the automobile manufacturer to bear the
    cost of repair of any properly maintained and operated vehicle which fails
    an EPA established emissions test within 24 months or 38,600 kilometers
    (24,000 miles), whichever occurs first, of the original sale to the ulti-
    mate purchaser.  After this period, the warranty applies only to  catalytic
    converters, thermal reactors or other components installed on or  in a
    vehicle for the sole or  primary purpose of reducing vehicle emissions.
    These warranty provisions are thus  an additional benefit to individuals
    residing  in areas with an I/M program.
    3.8.1.4   Energy Requirements for  I/M Program
         A slight energy benefit is likely  to result from the application of
    an  I/M program rather  than  an energy penalty, particularly  if mechanics
    have  been trained  in emission oriented  maintenance.   Fuel savings can
    result on those vehicles that are  in need of  repair or  in a state of
    maladjustment.  The extent  of such benefits have recently been  quantified
    by  EPA.42
    3.8.2  Transportation  Control Programs
          In  addition  to  I/M  programs,  there are several other Transportation
    Control  Measures  that  could possibly be used  by state and/or  local
                                        3-66
    

    -------
       authorities  to  control motor  vehicle-related  carbon monoxide emissions.
           A  list  of  some of these  measures can be  found in Section 108(f) of
       the Clean Air Act:
           1)  programs to control  vapor emissions from fuel transfer and
       storage operations and operations using solvents;
           2)  programs for improved public transit;
           3)  programs to establish exclusive bus and carpool  lanes  and areawide
      carpool  programs;
          4)   programs to  limit portions  of  road  surfaces or certain  sections
      of the  metropolitan areas  to the  use  of  common carriers,  both as to  time
      and place;
          5)  programs  for long-range  transit improvements involving new  trans-
      portation policies and transportation facilities or major changes  in exis-
      ting facilities;
          6)  programs to control on-street parking;
          7)  programs to construct  new parking facilities  and  operate existing
     parking facilities for the  purpose of park  and  ride lots and fringe parking;
         8)   programs to  limit  portions of road surfaces or certain  sections of
     the metropolitan  area  to the use of nonmotorized vehicles  or pedestrian us,,
     both as  to time and places;
         9)   provisions for employer participation  in programs to encourage
     carpool ing, vanpooling, mass  transit,  bicycling, and walking;
         10}  programs for secure  bicycle storage facilities and other facili-
     ties, including bicycle lanes, for the convenience and  protection of
    bicyclist, in both public  and private  areas;
                                       3-67
    

    -------
        11)   programs  of staggered  hours  of  work;
        12)   programs  to institute  road user charges,  tolls,  or  differential
    rates to discourage single occupancy  automobile  trips;
        13)   programs  to control  extended idling of  vehicles;
        14)   programs  to reduce emissions by improvements  in  traffic flow;
        15)   programs  for the conversion  of  fleet vehicles  to cleaner engines
    or fuels, or to otherwise control  fleet  vehicle  operations;
        16)   programs  for retrofit of emission devices or  controls on vehicles
    and engines, other than light-duty vehicles, not subject  to  regulations
    under section 202  of Title II of this Act; and
        17)   programs  to reduce motor vehicle emissions which are caused by
    extreme cold start conditions.
         EPA is in the process of preparing reports, in conjunction with the
    U.S. Department of Transportation, that cover each of these areas.  At the
    time of the preparation of this document, only one has been completed:
    report  EPA 400/2-78-002a, Air Quality Impacts of Transit Improvements, Pref-
    erential Lane, and Carpool/Vanpool Programs.
         Questions about the  status of other reports on the above-listed
    subjects, and requests for information  and  assistance in this general sub-
    ject area can be  directed to the EPA office listed below:
              Director
              Office  of Transportation and  Land Use Planning (AN-445)
              U.S. Environmental Protection Agency
              401 M.  St.,  S.W.
              Washington,  D.C.   20460
                                       3-68
    

    -------
      3-8.2.1  Transportation Control Strategy Approaches
          Transportation-related air quality problems can be either localized or
      regional.   Localized problems generally result in CO concentrations exceeding
      either the  one-hour, or more likely, the eight-hour CO National Ambient Air
      Quality Standard.  Localized violations of the standards are usually asso-
      ciated with high traffic volumes and congested traffic conditions frequently
      found in densely populated urban areas.  Regional transportation-related air
      quality problems are typically a result of vehicle and stationary source
      hydrocarbon and nitrogen oxide emissions reacting in the atmosphere to pro-
      duce oxidant pollutants.  Transportation-related  air pollution problems of
      localized and regional  types are illustrated  in Table 3-30.
          The  distinction  between the pollutants CO and  oxidant  is  important.
     Transportation  control  programs  designed  for  localized  problems are dif-
     ferent  than  those for regional air  quality problems.   For example,  a trans-
     portation systems management (TSM)  program to  implement a reserved  lane for
     carpools and buses on a  particular  freeway may reduce CO emissions  in the
     vicinity of  the  freeway, but is  unlikely to have  a noticeable  impact on
     regional oxidant  emissions.  Similarly, a regional car pool  program may
     contribute to a  reduction in hydrocarbon and nitrogen oxide emissions, but
     generally may have less impact on localized CO concentrations.
         Four transportation control  programs have been identified as having
    the greatest potential  for controlling localized violations  of the CO
    standards in a cost-effective manner.^  These programs were identified
    through  a  comprehensive  review of both operational and proposed transporta-
    tion control  programs.    They are:
                                       3-69
    

    -------
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    0
    1
    00
    
    UJ
    CO
    
    1—
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    CO
    
    UJ
    
    CO
    0
    a:
    0.
    
    z
    o
    1—
    
    0
    Q_
    a:
    Q
    UJ
    h-
    <^
    _J
    UJ
    cd
    z
    O
    
    h-
    
    1—
    
    O
    Q_
    CO
    •y
    <£
    fY*
    |—
    
    UJ
    >
    <
    
    1-
    co
    ^3
    _J
    _J
    __
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
     E
    i- 
    03 cn
    L. C
    
    4-1
    •a "3
    a) jo
    
    U l-
    0) 4-<
    — c
    (U O
    co o
     — 03
    U-
    JZ M- D.
    cn 03 O
    ._ 1_ 4-J
    X h- CO
    
    • •
    
    
    
    
    
    4-J
    
    o
    03
    a.
    E
    03
    r- 0)
    03 1-
    0 <
    Q.
    h-
    C.
    o
    03
    C TJ
    O <
    4-1 in
    0 c
    (U O
    in —
    V- 4-J
    <1) 03
    4J O
    c O
    
    • •
    
    
    
    oo
    L.
    >^
    4-J
    — T3
    . — L.
    03 03
    D TD
    0* C
    03
    U 4-J
    — CO
    
    
    •— Nfc
    cn
    c
    —
    
    T3
    
    
    •>
    «
    cn
    •
    (U
    ^-^
    
    in
    2
    0
    F—
    u_
    
    
    
    
    
    
    
    
    T3
    C
    03
    in
    to Freeway
    Arterial s
    
    
    
    
    
    "O
    i_
    (U
    
    
    
    
    
    
    L.
    03
    ^~
    3
    0
    •—
    f~
    0)
    >
    
    jr
    cn
    •—
    X
    
    •
    
    
    
    
    
    03
    (1)
    C
    03
    JO
    03
    L.
    0)
    o
    
    •
    
    
    
    
    
    
    
    
    
    
    
    m
    0)
    E
    ZI
    — in
    o -o
    >  03 ^^
    c 03 in
    O L- ~0 C
    4-J (1) O
    -o c »- —
    (U d) 3 4-J
    in o in 03
    03 C 03 O
    CO O 0) O
    -— o z: _j
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    4-J 4-J OO
    Q)
    E
    ~^^
    cn
    ^— ;
    s~~^
    »- o 2; »-
    Zf 0 0- 3
    O 0 0- O
    x " x
    o cr\
    OO r— *— ' —
    
    0)
    T)
    •—
    4-J
    C
    03
    4-1
    
    _
    0
    a.
    X
    o
    c
    o
    
    c
    o
    JO
    ^_
    03
    O
    
    
    -a
    M- E
    o a)
    r^.
    0) JO
    Q. 0
    
    \— O-
    Q)
    N
    •—
    . —
    03
    O
    O
    
    0)
    E
    ^v.
    cn
    
    y
    0 0_
    O Q-
    0
    
    O ro
    Mr s-x
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    L.
    Z!
    O
    X
    
    •~"
    
    
    
    >—
    03
    0
    •—
    E
    
    _c
    O
    O
    4-1
    o
    JZ
    o_
    
    
    
    •—
    03
    C
    o
    •—
    cn
    0)
    ct:
    1_
    (1)
    4-J s-**
    a) 2:
    E Q.
    \ o_
    cn
    71 CO
    0
    0 •
    vD O
    •~
    
    
    
    
    
    
    
    
    
    ^J
    c
    03
    -o
    
    X
    0
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    OO
    -3-
    (!)
    U
    C
    O
    i—
    
    -------
           1)  freeway priority treatment for high occupancy vehicles;
           2)  arterial priority treatment for high occupancy vehicles; and
           3)  areawide carpool and vanpool programs
           4)  transit service improvement programs.
           In order to quantitatively  assess  the  air  quality and related  impacts
     of interest, 20 prototype scenarios were analyzed.43  These prototype sce-
     narios were  designed  to  provide representative findings on  the  range of
     travel,  air  quality/emission,  fuel  consumption,  cost and economic  impacts  of
     TSM programs which appear to have  potential  for  localized or regional  air
     quality  improvement.   These scenarios  are presented  in  Tables 3-31 and 3-32
     respectively for localized and regional  prototypes.   The strategies
     considered have  the potential  for  achieving  improvements in  regional  air-
     quality  -- especially  when considerations of strategies  which include  strong
     incentives and nonincentives  (e.g., auto restricted  zones,  limited idle/engine
     off, pricing,  etc.) not within the  scope of  this report  are  included  in the
     total transportation plan.  The strategies which appear  to have the greatest
     potential for  achieving improvements in localized CO air quality in a cost
     effective manner include:1*3
          1)  with-flow freeway lanes  reserved for buses and carpools;
          2)  contraflow bus lanes on  freeways;
          3)  metered freeway access ramps with  bus by-pass lanes;
          4)   contraflow bus lanes on  major one-way arterial pairs;
          5)   provision of high level  express bus service with  reduced fares,
    operating in  mixed traffic on  major arterials or  freeways;
                                        3-71
    

    -------
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    CO
    O
    
    ,**,
    0
    o
    c o
    
    
    in X
    
    O i/i
    U L-
    It
    in —
    g —
    lu O
    17>
    O VC
    a. cr>
    
    —
    C 4>
    
    4_)
    It 1-
    1- 4>
    41 O-
    
    0 ""'
    
    
    
    
    a>
    c
    _ i'L
    It — C
    Q. 4) 4) 0
    It C — —
    u o^ a *j
    a:
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    CO
    CO
    
    LU
    CO
    <£
    
    
    
    
    
    
    
    
    
    LU
    O
    CO
    
    LU
    a.
    
    *^
    \—
    2
    o
    QX
    a.
    
    o
    1 i 1
    LJU
    M
    t—t
    _J
    
    O
    O
    LU
    a:
    h—
    a:
    o
    
    CO
    
    o
    ^jl^
    a.
    I-H
    
    O
    LU
    •
    r—
    ^p-»
    
    
    in
    41 C
    o 0
    4> in
    u in
    O «) —
    o >*• E
    
    J4j i"
    < „.
    ^ m •—
    It E U
    41 ^ It
    a. cnu.
    • ^ -o
    . — *j
    < u
    in 41
    c c u-
    0 .2 <
    
    u it E
    Impa
    Concent r
    ptor Fro
    5
    cc
    
    
    L.
    
    c
    a. O
    — (ft
    It 1-
    O 4)
    Q. I/I
    K"O
    
    
    sJ
    3
    
    51
    
    
    4)
    3
    It
    4)
    in
    it
    CD
    
    
    
    
    T-,
    
    J§
    Typical
    Dispersi
    
    
    -
    el
    1\
    o|
    
    1
    it
    X
    It
    CO
    
    
    J<
    V
    °" 0 1
    • TS 3
    . T "5
    0 *
    0 —
    u O
    o o !c
    It X 4)
    I *
    u
    41 Ol
    U C
    I- It
    41 £.
    
    
    
    It
    
    3 3
    ui X* "3
    it >
    CO
                                                                                 2
    oo
    O
    
    >-
    CO
                                     g I
                                     41 .-
    
    
                                     Q.U-
    
                                     X It
                                     0) 1-
                                       4^
    
    
                                    "S X
                                               £
    O>
    C
    It
    
    
    in
    in
    it
    a
    
    X
    _o
    
    in
    3
    JD
    
    T3 in
    C w
    It U
    It
    It
    ^V
    I-
    E it
    
    o» o
    a: w_
    L. 4--
    U is>
    4-1 QJ .
    
    C 0
    
    t..
    in
    t. 41
    • it
    41 —
    C
    it in
    — in
    it
    — a
    2 '
    0 X
    a -Q
    in in
    ii
    T3 T)
    Oi c in
    > It *J
    1- U
    01 - 
    E it
    
    l"
    it in
    L. 4)
    .s
    01 —
    C
    it in
    — in
    it
    — a
    5 '
    o x
    a -o
    •^
    in in
    3 3
    -a J3
    •D "D
    4> C in
    > It 4-1
    u U
    41 - It
    m 01 a.
    41 -D
    
    
    •C It
    4) "O  *J
       C  U
     - It  It
    
    2  -I
    It 01  —
    — o
       .-  o
    i/l >  —
    3 V-  JD
    JD 4)  It
                                                                                                                        4)  	
                                                                                                                       •O  in —
                                                                                                                        c  4^ a
                 —  3 >»  —
                 «- XI **  ^1
                                  01  it
    
                                  S  I
                                                                                                                                        I  O
    
                                                                                                                                        —  it
     S r
     3 l.  D.  (t
     u —  e
       It — T>
     JO.     C
     O    11  3  0)
    
    £ 0 2 .0  2
     It    It  *J  fl)
     u in  i-  3  _
     « 4)  O O  .-
                                                                           3-72
    

    -------
    co
    o
    UJ
    
    O_
    O
    OL
                              < o  a:
                              l- 2  <
                              2 —  LU
                              LU >-  >-
                              C£ LU LU
    
                              <_> Q- Q-
                              20^-
                           O» LU  LU —
    
                           < 2  _l
    
                           0 O  0,
         O 2 CO  CO CO
    
    
    < -J t- — LU  O O
    
    
    t3 U. O — Zj  Ij <
    
    z   2 r u.  r °
         O 2 O ^- u.
         <_) —      o
                                            •!:      ^
                                                   I •—    LA —
                                                                                                O O"1
    
    
                                                                                                — CM
    OO CM
    
    
    PA JT
    CM UJ
    f^\ Z
    1 h-
    
    o:
    uj o
    oo
     **
    < ae o o
    £ K 0, — LA
    !S > < ° *~
    DC
    £1 E.
    UJ LU LU <
    23 oe o K LA
    < LU K X
    X 0, > _
    co o
    <
    
    
    PROTOTYPE SCENARIO
    BRIEF TITLE*
    Carpool/Vanpool Program, Medium
    Size City; Favorable Impacts
    
    PA
    CO
    
    
    
    
    
    o
    LA
    1
    
    
    
    
    **
    LA
    —
    
    
    
    
    Carpool/Vanpool Program, Large
    City; Favorable Impacts
    
    PA
    d
    
    
    
    
    
    00
    d
    i
    
    
    
    **
    LA
    CM
    d
    
    
    
    z
    Reserved Bus/Pool Lanes, Ramp
    Metering, and Bus By-Pass Lanes <
    All Appropriate Freeway; Modest
    Impacts
    
    LA
    CM
    
    
    
    
    
    LA
    1
    
    
    
    
    u
    01 -D
    L. 1)
    .cenarios except #11 are for a "la
    a t ! on ) .
    lated at 75°F assuming uninterrupt
                                                                                                                                                —  a  'Z
                                                                       3-73
    

    -------
           6)   provision of  high  level  express  bus  service  (possibly with  reduced
     fares), combined with a reserved  lane  for  buses and carpools on the appro-
     priate freeway  facility; and
           7)   provision of  high  level  express  bus  service  (possibly with  reduced
     fares), combined with a reserved  median lane for buses and bus preemption of
     traffic signals on an appropriate arterial.
     3.8.2.2  Emission Reduction Benefits of Transportation Control Programs
           The  freeway-based localized  prototype scenarios  (Scenarios 1-8, Table
     3-30)  are  likely to achieve reductions on  overall peak hour corridor  traffic
     volumes ranging between  1.5 percent and 7  percent.  The arterial scenarios
     analyzed (Scenarios 9 and 10) can  also promote 4 to 15 percent reductions in
     peak hour  vehicular volumes.  As  is true for the freeway scenarios, the
     attainment of such reductions is  highly dependent upon the specific setting
     in which such strategies may be implemented.  However, the percentage reduc-
     tions  in vehicular volumes for arterials are based on smaller base volumes
     and are not fully comparable to the corridor volumes in the freeway scenarios.
          Generally the relative reductions in peak hour CO concentrations (under
     typical,  good dispersion conditions) shown in Table 3-31  are several  percen-
     tage points higher than the corresponding  reductions in peak hour corridor
     vehicle volumes but are generally several  percentage points lower than the
     corresponding reductions in peak direction freeway vehicle volumes.  In Scenarios
    6 and 7,  CO concentrations  are estimated to increase relative to the  base condi-
    tions.   The increase  in CO  concentrations  in several  contraflow reserved freeway
     lane scenarious reflect the travel and meteorological  conditions assumed in  those
    scenarios.   The results  do  not indicate that contraflow lanes,  per se, have
                                        3-74
    

    -------
     undersirable air quality effects,  but rather illustrate the importance of
     carefully analyzing the potential  air quality effects  of implementing  a
     contraflow lane  on  freeways  carrying  heavy  traffic  volumes  in  the  "off-peak"
     direction.
           Scenarios  13  through 17  (Table  3-32)  which  involve the implementation
     of reserved lanes on  multiple  radial  freeways or  arterials  in  a  region,
     generally resulted  in total  regional  and work trip  vehicle  miles traveled
     (VMT)  reductions of less  than  0.5  percent and 1.5 percent,  respectively.
     The  small  reductions  in  VMT  are  in  large part related  to the limited size of
     the  peak  period  radially-oriented  central business  district (CBD) travel
     market  in most large  urban areas.   For example,   home  to work  trips and VMT
     comprise  approximately 20 percent and 30 percent  of total weekday regional
     person  trips and VMT, respectively.  Travel  survey  data  suggest  that only
     15 percent  of home  to work trips are oriented  to  the CBD of urban areas
     exceeding 1 million population.  However, those urban areas with especially
     large percentages of CBD-oriented travel could experience higher reductions
     in VMT than those estimated in this study.
          Despite their limitations in reducing regional air pollution emissions,
    the freeway reserved lane strategies show considerable potential  for reducing
    peak period travel  congestion along radial  travel  corridors when  applied
    under appropriate travel conditions.  These strategies can contribute to
    reductions in CO  concentrations along  heavily traveled freeways and can also
    contribute to reductions of vehicular  travel with  CBD's.
                                        3-75
    

    -------
    3.8.2.3  Costs of Transportation Control Programs
          Table 3-31 presents the estimated capital and annual operating costs for
    the localized scenarios.  They represent order of magnitude estimates based on
    costs published in the 1iterature.43
          The largest individual cost item for all of the scenarios is for improve-
    ments to express bus service.  Generally, the geographic coverage and the fre-
    quency of express bus service were assumed to increase significantly in order
    to complement the reserved high occupancy vehicles (HOV) lanes and attract
    large numbers of auto travelers.  The annual cost of bus service shown in
    Table 3-31 represents the incremental cost of providing bus service above that
    assumed in the base case (i.e., "before" case).
          The costs of implementing ramp metering and park-and-ride facilities
    are also significant.  With regard to the cost of park-and-ride lots, two
    conditions are assumed.   If use can be made of existing parking facilities
    at shopping centers or other locations, the capital  cost of such facilities
    would be negligible.   However, such arrangements may not be feasible in many
    locations, so the full  capital cost of constructing the park-and-ride facili-
    ties is also presented.   For both of these conditions, the cost of operating
    and maintaining the park-and-ride lots is assumed to be a public cost.
          Based on analyses  of express bus operations in Minneapolis and Seattle,
    annual  operating revenues  may only offset approximately 50 percent to 66 per-
    cent of the annual  operation and maintenance costs of express  bus  service
    shown in Table 3-32.   Consequently,  sizeable annual  operating  subsidies  may
    be required to operate express bus services  such as  those assumed  in the
                                         3-76
    

    -------
     localized scenarios.  If fare reductions are implemented, the subsidy require-
     ments are likely to be even more significant.  The economic impacts of the
     regional scenarios are likely to be small.  More details on the economic
     impacts and the nature and magnitude of the impacts are contained in Reference
     43.
     3.8.2.4  Energy Requirements of Transportation Control  Programs
           Transportation control programs by their very nature promote lower fuel
     consumption for the areas where they are implemented.   Actual  quantification
     of this decrease is not  available for the localized prototype  scenarios  shown
     in Table 3-31.   Estimated impacts for nine of the regional  scenarios in  a
     large urban area are shown  in  Figure 3-7 with the most  significant gains being
     accomplished with carpool/vanpool  program variations  (7.2 to 14.2  million gal-
     lons  per weekday saved in highway fuel  consumption).
     3.8.2.5   Environmental Impact  of  Transportation  Control  Programs
           The only  potential  adverse  environmental impact associated with  imple-
     mentation of the  scenarios  listed  in  Tables 3-30  and 3-31 would be  increased
     particulate  emissions and odor problems  associated  with  the use of  Diesel -
     powered  vehicles, i.e., buses.  Diesel engine discharge  much larger  quantities
     of  particulates than gasoline engines.   Odor  is another  problem resulting from
     diesel engines.  See Reference 22 for a more detailed discussion of  diesel
     engine emissions.
     3.9   Special Bibliography for Chapter 3
          The objective of this bibliography is to furnish more detailed
    and basic information on  each of the topics covered in this chapter.  The
                                 /
    reference numbers refer to the references for Chapter 3.
    
                                       3-77
    

    -------
          2.0%-
                                                                                        (-14.2 10«
                                                                                         GALLONS)
                  ^ESTIMATED ABSOLUTE REGIONAL CHANGE IN ANNUAL HIGHWAY FUEL CONSUMPTION FOR
                   PROTOTYPE URBAN REGION OF APPROXIMATELY 2,500,000.  3,000,000 SMSA POLLU-
                   TION AND A BASE ANNUAL HIGHWAY FUEL CONSUMPTION OF 4955 MILLION LITRES
                   (1.309 MILLION GALLONS) FULL 365 DAYS, INCLUDING WEEKENDS AND HOLIDAYS)
                     Source:   Reference 43
    
    FIGURE  3-7   ESTIMATED IMPACTS FOR NINE  REGIONAL  SCENARIOS IN  A LARGE
                   URBAN AREA:   REGIONAL HIGHWAY FUEL CONSUMPTION
                                            3-78
    

    -------
    3.9.1  TYPES OF CONTROL TECHNIQUES
    3.9.1.1  New Mobile Source Controls
             References 3, 16, and 27
    3.9.1.2  In-Use Mobile Source Controls
             References 2, 3, 20, 21, 27, and 43
    3.9.1.3  Inspection/Maintenance Programs
             Reference 21
    3.9.1.4  Transportation Control Programs
             Reference 43
    3.9.2  EMISSION REDUCTION BENEFITS
    3.9.2.1  New Mobile Source Controls
             References 3, 16, and 27
    3.9.2.2  In-Use Mobile Source Controls
             References 2, 3, 20, 21, 22, 27, 41, 42, and 43
    3.9.2.3  Inspection/Maintenance Programs
             Reference 21
    3.9.2.4  Transportation Control Programs
             Reference 43
                                        3-79
    

    -------
     3.9.3  COSTS
    
    
    
    
     3.9.3.1   New Mobile Source Controls
    
    
    
    
              References 18 through 29
    
    
    
    
     3.9.3.2   In-Use Mobile Source Controls
    
    
    
    
              References 21,  27,  and 43
    
    
    
    
     3.9.3.3   Inspection/Maintenance Programs
    
    
    
    
              Reference  21
    
    
    
    
     3.9.3.4   Transportation  Control  Programs
    
    
    
    
              Reference  43
    
    
    
    
     3.9.4  ENERGY REQUIREMENTS
    
    
    
    
     3.9.4.1   New Mobile Source Controls
    
    
    
    
              Reference  27
    
    
    
    
     3.9.4.2   In-Use Mobile Source  Controls
    
    
    
    
              References  21 and 43
    
    
    
    
     3.9.4.3   Inspection/Maintenance  Programs
    
    
    
    
              Reference  21
    
    
    
    
     3.9.4.4  Transportation Control  Programs
    
    
    
    
             Reference 43
    
    
    
    
    3.9.5  ENVIRONMENTAL IMPACTS
                                        3-80
    

    -------
    3.9.5.1  New Mobile Source Controls
    
    
    
    
             References 17, 18, 19,  21, 27,  and 43
    
    
    
    
    3.9.5.2  In-Use Mobile Source Controls
    
    
    
    
             References 17, 18, 19,  21, 27,  and 43
    
    
    
    
    3.9.5.3  Inspection/Maintenance  Programs
    
    
    
    
             Reference 21
    
    
    
    
    3.9.5.4  Transportation Control  Programs
    
    
    
    
             Reference 43
                                       3-81
    

    -------
                            REFERENCES  FOR CHAPTER 3
    
     1.    National  Air  Quality  and  Emission Trends Report,  1976.   EPA  450/1-7-002.
          U.S.  Environmental  Protection Agency,  Research  Triangle  Park,  North
          Carolina,  December 1977.
     2.    Control Techniques  for  CO,  N0x  and  HC  Emissions from Mobile  Sources.
          Publication No. AP  66,  U.S. Environmental Protection Agency, Research
          Triangle  Park, North  Carolina,  March 1970.
     3.    D.J.  Patterson, N.A.  Henein,  Emissions  From Combustion Engines and
          Their Control.  U.S.  Environmental  Protection Agency, Ann Arbor, Michigan,
          1974
     4.    Title 40 Code of Federal  Regulations, Protection of Environment,
          July  1, 1977.
     5.    Motor  Vehicle Manufacturers Association, Motor Vehicle Facts and
          Figures, Detroit, Michigan, 1978.
     6.    Aircraft Technology Assessment Status of the Gas Turbine Program,
          U.S.  Environmental  Protection Agency, Ann Arbor, Michigan, December 1976.
     7.    Review of Past Studies Addressing the Potential  Impact of CO, HC, and
          NOX Emissions from Commercial  Aircraft on Air Quality, Technical  Sup-
          port Report for Regulatory Action, U.S. Environmental  Protection  Agency,
         Ann Arbor, Michigan, March 1978.
    8.   An Assessment of the Potential Air Quality Impact  of General  Aviation
         Aircraft Emissions, U.S. Environmental  Protection  Agency, Research
         Triangle Park, North Carolina, June 1977.
                                        3-82
    

    -------
      9.   The  Potential  Impact  of Aircraft  Emissions  Upon  Air  Quality,  U.S.
          Environmental  Protection Agency,  Ann Arbor, Michigan,  December  1971.
     10.   Aircraft  Emissions,  Impact  on Air Quality and  Feasibility of  Control,
          U.S.  Environmental  Protection Agency, Ann Arbor, Michigan,  1972.
     11.   D.M.  Rote, et. al., Argonne  National Laboratory, Energy and Environ-
          mental  Systems Division,  Airport  Vicinity Air  Pollution Study,  Report
          No.  FAA-RD-73-113,  December  1973.
     12.   I.T.  Wang, et. al., Argonne  National Laboratory, Energy and Environ-
          mental  Systems Division,  Airport  Vicinity Air  Pollution Study -
          Model Application and Validation  and Air Quality Impact Analysis at
          Washington National Airport, July  1974.
     13.   Technical Support Report  - Aircraft Emissions at Selected Airports
          1972  -  1975, Report No. AC 77-01,  U.S.  Environmental  Protection Agency,
          Ann Arbor, Michigan, January 1977.
     14.   Study of Jet Aircraft Emissions and Air Quality in the Vicinity of the
          Los Angeles International Airport, Air  Pollution Control  District,
          County of Los Angeles, Contract CPA 22-69-137,  April  1971.
     15.   Howard M.  Segal,  Boeing Company, Pacific Northwest International
         Section - Air Pollution Control  Association, Paper No.  73-AP-48,
         November 30,  1973.
    16.  Stern, Arthur C., ed., Air Pollution, Vol.  5, Air Quality Management,
         3rd edition,  New  York, Academic, 1977.
    17.  Automobile Exhaust Emission  Surveillance Analysis of  the  FY'73 Program,
         EPA 460/3-75-007, U.S. Environmental  Protection Agency, Ann  Arbor,
         Michigan,  July  1975.
                                        3-83
    

    -------
    18.  Automobile Exhaust Emission Surveillance Analysis of the FY'74 Program.
         EPA 460/3-76-019, U.S. Environmental Protection Agency, Ann Arbor,
         Michigan, September 1976.
    19.  Automobile Exhaust Emission Surveillance Analysis of the FY'75 Program,
         EPA 460/3-77-022, U.S. Environmental Protection Agency, Ann Arbor,
         Michigan, December 1977.
    20.  John T. White, III, An Evaluation of Restorative Maintenance of Exhaust
         Emissions From In-Use Automobiles, SAE Technical Paper #780082, pre-
         sented at the SAE Congress and Exhibition, February 27 - March 3, 1978.
    21.  Information Documents On Automobile Emissions Inspection and Maintenance
         Programs, Final Report, EPA 400/2-78-001, U.S. Environmental Protection
         Agency, Ann Arbor, Michigan, February 1978.
    22.  Mobile Source Emission Factors (For Low-Altitude Areas Only), Final
         Report.  EPA 400/9-78-006, U.S. Environmental Protection Agency,
         Washington, D.C., March 1978.
    23.  Ambient Temperature and Vehicle Emissions, EPA 460/3-74-028, U.S.
         Environmental Protection Agency,  Ann Arbor, Michigan, October 1974.
    24.  CO Hot Spot Preliminary Investigation,  TAEB77-13, U.S. Environmental
         Protection Agency, Ann Arbor,  Michigan, December 1977.
    25.  Emissions Under Non-FTP Temperature and Speed Conditions,  U.S.  Environ-
         mental  Protection Agency, Ann  Arbor, Michigan, July 1978.
    26.  Effects of Low Ambient Temperature on the Exhaust Emissions and Fuel
         Economy of 84 Automobiles in Chicago, U.S. Environmental  Protection
         Agancy, Ann Arbor, Michigan, October 1978.
                                        3-84
    

    -------
     27.  Automobile Emission Control - The Developmental Status, Trends, and
          Outlook as of January 1978.  U.S. Environmental Protection Agency,
          Ann Arbor, Michigan.
     28.  Memorandum from Environmental Protection Agency, Office of Mobile
          Source Air Pollution Control Program to the Office of Air Quality
          Planning and Standards, Regulatory Analysis Review Group (RARG) Review
          of Proposed Revision to the National Ambient Air Quality Standard for
          Oxidants.
     29.  Analysis of Technical  Issues Relating to:   California's  Request for
          Waiver of Federal  Preexemption  with  Respect to Exhaust Emission Stan-
          dards  and  Test  Procedures  for 1981 with Subsequent  Model  Years Light-
          Duty  Vehicles,  Environmental  Protection Agency,  Ann Arbor,  Michigan,
          March  1973.
     30.   Cost  Estimations for Emission Control  Related  Components/Systems and
          Cost Methodology Description, EPA 460/3-78-002,  U.S.  Environmental
          Protection Agency, Ann Arbor, Michigan,  March  1978.
     31.   Manufacturability and Costs  of Proposed  Low-Emissions  Automotive
          Engine Systems, Consultant Report to  the: Committee on Motor Vehicle
          Emissions, Commission on Sociotechnical  Systems, National Research
          Council, September 1974.
    32.   Revised Evaporative Emission Regulations for the 1978 Model Year,
         Environmental  and Economic Impact Statement, U.S. Environmental Protec-
         tion Agency, Ann Arbor,  Michigan.
    33.   Revised Evaporative Emission Regulations for 1981  and Later Model
         Year Gasoline-Fueled Light-Duty  Vehicles and Trucks,  Environmental
                                        3-85
    

    -------
         and Economic Impact Statement, U.S. Environmental Protection Agency,
         Ann Arbor, Michigan, August 1978.
    34.   Draft Environmental and Economic Impact Statement for 1981-1983 High
         Altitude Emission Standards,  U.S. Environmental Protection Agency,
         Ann Arbor, Michigan, September 1978.
    35.   Draft Report to Congress in Response to Section 206(f)(2) of the
         Clean Air Act as Amended in August, 1977,  U.S. Environmental Protec-
         tion Agency, Ann Arbor, Michigan, October 1978.
    36.   Revised Gaseous Emission Regulations for 1983 and Later Model Year
         Heavy-Duty Engines,  Draft Environmental and  Economic Impact Statement,
         U.S. Environmental Protection Agency, Ann Arbor, Michigan, October 1978.
    37.   Draft Environmental Impact Statement for Gasoline-Fueled, Heavy-Duty
         Vehicles - Notice of Proposed Rulemaking,  U.S. Environmental Protection
         Agency, Ann Arbor, Michigan, October 1978.
    38.   Exhaust and Crankcase Regulations for the 1978 and Later Model  Year
         Motorcycles,   Environmental and Economic Impact Statement, U.S. Environ-
         mental  Protection Agency, Ann Arbor, Michigan, December 1976.
    39.   Cost-Effectiveness Analysis of the Proposed Revisions in the Exhaust
         Emission Standards for New and In-Use Gas Turbine Aircraft Engines
         Based on EPA's  Independent Estimates,  Technical Support Report  for
         Regulatory Action, U.S. Environmental  Protection Agency, Ann Arbor,
         Michigan, December 1976.
    40.  Cost-Effectiveness Analysis of the Proposed Revisions in the Exhaust
         Emission Standards for New and In-Use Gas Turbine Aircraft Engines
                                        3-86
    

    -------
          Based on  EPA's  Independent  Estimates,  U.S.  Environmental  Protection
          Agency, Ann Arbor, Michigan, February  1978.
    41.   Appendix  N - Emission Reduction Achievable  Through Inspection and Main-
          tenance of Light-Duty Vehicles, Motorcycles, and Light and Heavy-Duty
          Trucks.    Proposed Rule.  Federal Register,  24(84):  22177-22183, Monday,
         May 2, 1977.
    42.   Effects  of Inspection and Maintenance Programs on Fuel Economy, U.S.
         Environmental  Protection Agency, Ann Arbor, Michigan, March 1979.
    43.  Air Quality Impacts  of Transit  Improvements, Preferential  Lane,  and  Carpool/
         Vanpool  Programs,  Final  Report,  U.S.  Environmental  Protection  Agency,
         Office of  Transportation  and Land  Use Policy,  in  Cooperation with  U.S.
         Department of Transportation, EPA  400/2-78-002a,  March  1978.
                                      3-87
    

    -------
    

    -------
                      4.  STATIONARY INTERNAL COMBUSTION SOURCE CONTROL
     4.1  PROCESS DESCRIPTION
     4.1.1  Engine Design
          One of the oldest forms of combustion engines is the gas turbine which
     pre-dates, by far,  the reciprocating piston engine.   The main components  of
     the gas turbine consist of a compressor,  a turbine,  and  a combustion  chamber.
     In operation, air is drawn into the compressor,  compressed,  and  then  passed,
     in part,  through the combustion chamber.   The  high temperature gases  leaving
     the combustion  chamber mix with the main  body  of air  flowing  around the
     combustor.   This hot gas,  with  greatly  increased volume,  is  led  to a  nozzle
     ring  where  the  pressure  is decreased and  the velocity  is  increased.   The  high
     velocity  gas  is  directed against the turbine wheel and the kinetic energy of
     the gas is  utilized  in turning  the  drive  shaft,  which also drives the com-
     pressor.1   The gas turbine  can  be operated at much higher speeds than other
     engines because  of the absence  of reciprocating  parts.  This continuous flow
     system, as  contrasted to the intermittent flow of the piston engine,  produces
     a high specific  power output from a small  machine.  The sizes of gas  turbines
     can range from about 150 to 60,000 kilowatts (200 to  80,000 horsepower)  all
    operating at high speeds.
                                        4-1
    

    -------
         Reciprocating (piston) engines produce power by combustion of a fuel/
    air mixture confined in a small space between the head of a piston and the
    surrounding cylinder.  Expansion of the high pressure combustion gases
    pushes the piston producing a linear force which is converted to rotary
    torque by a crank shaft.  Fuel/air mixtures are ignited in reciprocating
    engines by either compression ignition (CI) or by spark ignition (SI).  Com-
    pression ignition engines usually burn diesel fuel or dual fuel (diesel fuel
    plus natural gas).  Ignition occurs spontaneously when the fuel is injected
    into the cylinder containing compression-heated air or an air/gas mixture.
    Spark ignition engines usually burn gasoline, liquid petroleum gas (LPG),
    or natural gas, and combustion is initiated by the spark of an electrical
    discharge in the combustion chamber.  Reciprocating engines are character-
    ized by their:  (1) cylinder arrangement and number of cylinders, (2) dis-
    placement, (3) method of ignition, (4) fuel type, (5) number of piston
    strokes per power cycle, (6) compression ratio, (7) rated speed and output
    (8) method of cooling, (9) method of aspiration, and (10) fuel metering
    method.
         Air can be introduced either by natural aspiration or under pressure.
    In natural aspiration, air is forced into the cylinder by the vacuum created
    by the moving piston.  The pressurized method of air introduction is called
    supercharging or turbocharging.  In the type of supercharging called turbo-
    charging, an exhaust gas-driven turbine powers a compressor which boosts the
    pressure of the inlet charge.   This allows more fuel  to be processed through
    the engine in a given amount of time, and since the combustion is usually not
    impaired, more power results.   Since air temperature increases with an increase
                                        4-2
    

    -------
     in pressure, the air charge is often cooled to offset charge density losses
     from heating during compression and/or to prevent premature autoignition
     (called intercooling).   Although the Roots-type blowers, typically used on
     2-stroke cycle blower scavenged engines, supply air at higher pressure than
     atmospheric, the main reason for their use is for exhaust gas scavenging.
     Higher cylinder inlet charge densities, therefore, can be obtained with
     other types of supercharging such as turbocharging or turbocharging in
     series with Roots-type  blowers.
          Spark-ignition engines are  usually of the open chamber design although
     some  spark-ignition engines may  be  of the divided chamber or pre-combustion
     chamber type (e.g., the  Honda  CVCC).   Carburetion or port injection are
     typically  used  in  spark  ignition  engines  although direct  fuel  injection may
     also  be used (e.g., the  Ford PROCO  and  Texaco  TCCP stratified  charge  combus-
     tion  systems).   For compression-ignition  engines,  direct  fuel  injection is
     commonly used with  open-chamber engines and  indirect  fuel  injection (injec-
     tion  into  the secondary  chamber)  is commonly used  with divided chamber  engines,
     Examples of  divided chamber  engines are the pre-chamber,  swirl-chamber  and
     energy  cell  or  La Nova  chamber engines.
     4.1.2   Engine Applications
         Stationary gas  turbine  and reciprocating  internal combustion engines
     are widely used by  the oil and gas industry for production and pipeline
    applications, in electric power generation, and in industrial and
    agricultural applications.  Gas turbine engines are more commonly used  in
    electric utility power plants and as a standby source of electric power
    generation  and in pipeline transport systems.
                                    4-3
    

    -------
         The applications of spark ignition engines depend on engine size (horse-
    power) and fuel type.  Small gasoline engines in the range of 1 to 8 kw (1 to
    10 hp) are used for domestic, agricultural, and commercial power tools and
    equipment (power saws, lawn mowers, and portable compressors, pumps, and
    electric generators).  Medium-size gasoline engines in the range of 40 to
    150 kw (50 to  200 hp) are found in commercial and construction site compres-
    sors, pumps, blowers, lift trucks, and electric power generator units.  Medium-
    large spark-ignition engines in the range of 150 to 750 kw (200 to 1000 hp)
    are usually fueled by natural gas.  Most are of the naturally-aspirated
    type.   They are used for heavy-duty,  medium-speed applications such as gas
    compressors or standby power generators.   Large spark-ignition engines of
    750 kw and up  (1000 hp and up)  are always operated on gaseous fuels and
    are both 4- and 2-stroke cycle,  low-speed (300 to 400 rpm) engines.  They are
    used for compressor drives,  gas  recompression (in transmission lines), gas
    plant compressors,  refinery  process compressors,  water pumping,  sewage
    pumping,  and electric power  generator drives for  continuous operation.  The
    total  number of gasoline and natural  gas-fueled spark ignition engines in use
    is much larger than the  number of  diesel  and dual  fuel  (compression ignition)
    engines.2
         Diesel  engines are  widely used in electric power generation,  oil  and gas
    production and transport, and in operation of small  electric  power and pump-
    ing stations.   Electric  utilities  employ  diesel  engines  as prime movers  of
    continuous and peaking-power generators and in standby power  installations.
    The transmission line and process  compressors used in the  petroleum industry
    are usually powered by diesel  engines. They are  frequently used to drive oil
                                        4-4
    

    -------
     and gas well drilling and pumping equipment, water pumps, and electric
     generators.  Municipalities and commercial firms use diesel engines to supply
     part of their electric power needs and to power total energy systems and
     water and sewage pumping units.
          Large low-speed diesel engines above 750 kw (1000 hpj are designed for
     continuous operation.  Medium, 75 to 750 kw (100 to 1000 hp), and small,
     below 75 kw (100 hp), stationary diesel engines are usually derivatives of
     engines developed for motor vehicle use.2  They are used mairrly for general
     industrial and  agricultural  applications.
          Table 4-1  summarizes the  applications of stationary reciprocating engines
     by fuel  category.  It shows  the average rated power of  engines  in each fuel use
     category and  gives  the estimated energy production  in kwhr/yr and shows
     that  natural  gas-fueled  engines account for  70  percent,  diesel  and dual-
     fuel  engines  account  for  20  percent,  and  gasoline engines  produce 10 percent,
     of total  reciprocating  1C engine stationary  energy  production.  The energy
     production estimates  in Table 4-1 are based  on  average power, load factors,
     operating  hours  (duty  cycles),  and engine  population  data  for engines  in each
              •3
     category.
     4.2  EMISSION SOURCES
         CO is emitted in internal   combustion engine exhaust due to incomplete
     combustion.  CO formed in the combustion process is converted to  C0? by
     combustion with oxygen at temperatures above 625°K (1160°F,.  But  conversion
    of CO to C02 is  inhibited if there is insufficient oxygen present  during or
    after combustion  (fuel-rich combustion zones), or if the combustion products
    cool to temperatures below 625°K (1160°F) before CO  oxidation is complete.
                                      4-5
    

    -------
    CJ
    O
    z
    CO
    LU
    z
    — 05
    C3  >-
    Z  OC
    LU  O
                                         O \O  O LA O
                                         O oo  \D r*- i""*
                                         CO  O  — -3- —
                                                    CSI CM \O  —
     O  LU
     C3  O
         to
    -3-      O
             O  -J
    I I I      lV  ILJ
    _J      Q_  ZD
    CD      —  U.
    ^      O
    I—      LU  >-
             al  OQ
    
             5-  -Z.
              — O
                                         oo LA — mo
                                         LA LA \A CO
    
                                         i~-\ — — J- OO
                                         o o o o o
                                         O LA O LA LA
                                         O «"^ LA P^ r^-
                                         o o o o o
                                         O sO O VC vO
                                         LA CM CA LA LA
                                                                                                                    tf\ ff\    O  O      •—
                                                                                                            O LA    O  O
                  en LA
    
                  — en
    
                  — j-
                                                                                                                                         §   ^
      CO
      Z
      o
      <
      o
      Q_
      Q_
                                                             —  3 —
                                                              3  U II
                                                              O  *J J
                                                             —  Q.  41 —
                                                              re  3  in in
                                                             ._  in  3 L.
                                                              i-       O
                                                           in  *->  w.  41 in
                                                           w  i/i  41  c in
                                                           41  3  *-> — 4>
                                                           in -Q  re  L. L.
    
                                                   41  41  3 — c
                                          ._ .	41  41
                                                   c  c •"-< *J re
                                                                           —    o  LU
                                                                                                          L. *J  in    —
                                                                                                      —     C  3
                                                                                                    3  Q) O  CD Oi
                                                                                                    L.  .—  re — •—  o
          41 -o
          C C
          41 re
          o>
    •D
     c    — in
                                                                                                                                          4)    •—'41
                                                                                                                                         —  C  3  in
                                                                                                                                                    —  re  o "O  L.
    
                                                                                                                                                     u  4)  re  41  m
                                                                                                                                                    —  c  L.  i  c
                                                                           4-6
    

    -------
           CO emission rates from gas turbines are extremely low above 50% of
      rated  power.  CO emission rates from reciprocating internal combustion
      engines are quite variable.  The rates depend on both engine design and how
      the engine is operated.  Important design factors include the number of
      strokes per power cycle, combustion chamber design, the methods of air
      charging (aspirated, turbocharged, blower-scavenged), and the method of fuel
      charging (direct and indirect injection and carburetion).  Significant
      operating variables include fuel  type,  ignition, air/fuel ratio, engine
      speed and load,  and maintenance practices.
          The following sections discuss the effects  of engine design and operating
     variables on CO  emissions from gas turbines, spark ignition, and compression
     ignition engines.  Mass emission rates are given for specific engine designs,
     sizes,  and fuels at  rated and reduced load and speed.  Then average emission
     factors are presented, and these are used to estimate total  nationwide emis-
     sions of CO from stationary engines.
     4.2.1  Gas Turbine Engines
         CO emissions from gas turbine engines,  used in electric utility service,
     expressed in terms of energy,  are shown to be very low when  the gas turbine
     is operated under load, as shown in Figure 4-1.   It has been postulated that
     the average load factor for gas turbine engines  during operation is about
    86.8 percent based on 1196 hours of operation per year,  or about 4.8 hours
    per operating  day.   It is further  assumed  that  time spent  at off-design
    conditions  includes  15 percent at  zero  load,  and  2 percent each  at  25  percent,
    50 percent  and  75 percent load.  Then  the  percentages  of operating  time at
                                        4-7
    

    -------
     CO
     C
     O
     •H
     W
     w
     •H
    
     I
    
     O
     u
               Source:
                   50        75
    
               % $ RATED LOAD
    
    
           Reference 4
                                                    100
    125
    FIGURE 4-1.
    SPECIFIC EMISSIONS OF CO AS A FUNCTION  OF  LOAD
    FOR GAS TURBINE-POWERED GENERATORS,  COMPOSITE
            OF SEVERAL MAKES AND MODELS
                                  4-8
    

    -------
     rated load (100 percent) and peak load  (assumed to be 125 percent of rated
     load) can be calculated to produce an 86.6 percent load factor.  These
     percentages turn out to be 19 percent at peak and 60 percent at rated load.
     CO emission factors developed for electric utility gas turbines are presented
     in Section 4.3.
     4.2.2  Spark  Ignition Engines
           Spark ignition engines  burn gasoline or natural gas, and CO emissions
     from gasoline engines are an  order of magnitude higher than  those from gas
     engines.   The air/fuel  (A/F)  ratio of the combustible mixture is the most
     important variable.   Figure 4-2  shows the effect of the  air/fuel ratio on
     N0x,  HC,  and  CO emissions  from gasoline  engines.3   It shows  that when the
     air/fuel  ratio  is  adjusted  to produce low engine out  CO  emissions,  the  NO
                                                                              A
     emissions produced  by the  engine  can  range  from  relatively high  to  relatively
     low  values.
          Since gaseous  fuels typically allow stable combustion  at  leaner air/fuel
     ratios, the CO  emissions from gaseous  fueled  spark  ignition  engines  are
     considerably  lower than they  are  from  gasoline-fueled spark  ignition  engines.
          Table 4-2 summarizes  data on CO  emissions  from  heavy duty, 4-stroke,
     naturally aspirated  gasoline  engines and medium  and large gas engines of
     different designs.2   It shows the effects of engine design, fuel type, and
     air/fuel  ratio on emission rates  at rated loads.  Emissions are  given for
     continuous duty (steady state) operating conditions and as composite  (modal)
     values.   The composite values  are the  result of standard test cycles at
    specified  load/speed modes of  operation.
                                   4-9
    

    -------
      CO
      I-J
      w
      S3
      O
      h-l
      CO
      CO
      W
      i-J
      W
         10
    12
    14      16      18
    
      AIR-TO-FUEL RATIO
    20
    22
               Source:  Reference 3
    FIGURE  4-2.  EFFECT OF AIR/FUEL RATIO  ON EMISSIONS FROM
                            A GASOLINE ENGINE
                                 4-10
    

    -------
          Q
          <
          O
          <
          o:
          <
    
          CO
    CM
     I
          O
          o:
          a.
         O
    
         I-
         z
         CJ
         a:
         O_
         CO
         O
         a:
         u_
    
         oo
         •z.
         O
    
         I/)
         CO
    I
         QJ
    
    
         O
                                    •T-S
                                    Jt  C
                                    o ~
                                    *••  >.
                o —
                *-•  >»
                        v -o    . en
    
    
    
     ra .c
     I- O
     3 0
    •u -O
     1C 3
    Z t-
    
     II  II
                                                                      4-11
    

    -------
         While detailed  emission  data for smaller gasoline engines are not
    included in Table  4-2,  average emission factors are presented later in this
    section.
    4.2.3  Compression Ignition Engines
         CO is formed by the same mechanisms  in compression ignition engines  as
    in spark  ignition engines, but in compression ignition engines  fuel  is
    injected  independently of air so fuel/air mixtures are more heterogenous.
    Fuel distribution can be controlled by injector design, and thus wall
    quenching  effects can be minimized.  Compression ignition engines are usually
    unthrottled and are designed to  operate fuel  lean (high excess  air)  so CO
    emissions are relatively low.
         CO emissions from compression  ignition engines are more clearly
    dependent on engine design and variations in emission rates are quite large.
    The lowest CO emissions are produced by large,  low speed engines, and smaller
    engines usually have higher emission rates.  Divided chamber turbocharged
    diesel  engines produce the lowest emissions.  Table 4-3 summarizes data on
    CO emissions from compression ignition diesel engines of different designs
    and sizes  at rated conditions.4  Average emissions vary from 0.3-14.6 g/kwhr
    (0.2 to 10.9 g/hphr) depending on engine design.2
         Emissions from compression ignition engines are dependent on engine load
    and speed.  Figure 4-3 shows normalized data variations in CO emissions against
    engine  load at rated speed.2  The data are expressed in terms of CO/CO  as a
    percent of rated  power (mass emissions at reduced power output divided by
                                         4-12
    

    -------
    CO
    <
           CD
           z
           o
           o
           O
           LU
              CO
           Z  Z
           o  o
    Z Q
    CD Z
    — O
       O
    Z
    O Q
    — UJ
    CO h-
    co <
    LU o:
    a:
    a. h-
    2: <
    o
    O CO
          o  —
          oc  CD
          CO
          z
          o
    
          CO
          CO
                                                    —    m
                                                  O O
    
                                                  r^ so
                                                    —    -T
          O
          CJ
                                                                              a o
                                                                            a>  —
                                                                            en i   4-1
    < 1-
    Z 0)
    J3
    - E
    0 U
    4-> C
    in 0)
    I Q.
    -3- O
    (_> u
    1— 0)
    .a
    <0 
    -T T!
    .a
    TJ
    j:
    u
    (U
    O D
    i- -a
    4J • —
    Ifl >
    1 —
    -3- T3
    to
    CQ
    O
    i/i
    CNI
                                                             4-13
    

    -------
      o
     o
     o
     M
     H
     55
     O
     M
     CO
     CO
     M
    
     §
    
     CO
     CO
     CJ
     M
     Fn
     M
     CJ
     W
     PM
     CO
    
     O
     O
         3.5
         3.0 '
         2.5
         2.0 -
    1.5 -
    1.0 -
         0.5 H
            O Four-stroke, naturally  aspirated,  open chamber
    
            QFour-stroke, turbocharged,  open  chamber
    
            A Four-stroke, naturally  aspirated,  divided  chamber
    
            O Four-stroke, turbocharged,  divided chamber
    
            QTwo-stroke, blower  scavenged
    
            BTwo-stroke, turbocharged
              0    30
                     I
                    40
    50
     I
    
    60
     i
    
    70
                                                        80
                                                          90
                                         100
                            PERCENTAGE OF RATED POWER
    
    
                      SOURCE:  Reference 2
    FIGURE 4-3.   DIESEL ENGINE PART-LOAD CARBON  MONOXIDE EMISSIONS
                                    4-14
    

    -------
    emissions at full load) for six engine designs.  In general, CO emissions
    decrease as load is reduced, but they tend to increase as the load is reduced
    to less than about 60 percent of rated power.  When engine speed is reduced
    as well as load, CO emission rates can be reduced by as much as 50 percent.3
    4.3  EMISSION FACTORS AND NATIONWIDE CO EMISSIONS
    4.3.1  Gas Turbine Engines
          Emission factors developed for electric utility gas turbines are pre-
    sented in such a form as to yield mass emissions in pounds of mass per unit
    time.4  CO emission factors are assumed to be uniform for the different types
    of turbines because of the limited amount of information that is available.
    Factors for CO are found in Table 4-4.
                                      TABLE 4-4
                     COMPOSITE CO EMISSION FACTORS FOR THE 1971
             POPULATION OF ELECTRIC UTILITY GAS TURBINES ON A FUEL BASIS
                              GRAMS PER CUBIC METRE       GRAMS PER LITRE
                                (lb/106 ft3)  gas         (lb/103 gal)  oil
        Composite                1.84    (115)              1.85  (15.4)
         E.F.
         Source:   Reference 4
                                       4-15
    

    -------
          Other useful emission factors for electric utility gas turbines are shown
     in Table 4-5.  These factors can be used to estimate nationwide CO emissions
     by multiplying the composite emission factor and the total rated capacity  (MW)
     of all U.S. gas turbines and assuming both gas and oil-fueled turbines operate
     75 percent of the time.  On a national basis, electric utility turbine sources
     account for less than 1/2 of 1% of the CO contribution from all sources.
     Although CO emissions from electric utility turbines are not a large part  of
     the national or even regional impact, this source of CO can be a major source
     in urban or heavily populated areas and therefore may require CO control
     measures.
                                     TABLE k-5
                    COMPOSITE CO EMISSION FACTORS FOR THE 1971
                    POPULATION OF ELECTRIC UTILITY GAS TURBINES
    Electrical
    Output
    % Rated
    Power
    0*
    25
    50
    75
    100
    125
    
    CO
    Kg/Hr per
    
    
    Emi ss
    
    ions
    MW Rated Capacity
    (ib/hr per
    3.
    1.
    0.
    0.
    0.
    0.
    9
    5
    k
    k
    5
    5
    MW
    (8
    (3
    (0
    (0
    (1
    (1
    Rated Capacity)
    .6)
    .2)
    .8)
    .9)
    .0)
    .0)
    
    
    
    
    
    Wei
    Wei ght ing
    Factor
    0
    0
    0
    0
    0
    0
    .15
    .02
    .02
    .02
    .60
    .19
    (Ib/hr
    
    0.
    0.
    0.
    0.
    0.
    
    
    ghted
    Kg/Hr
    per
    59
    03
    01
    01
    27
    09
    MW
    (1
    (0
    (0
    (0
    (0
    (0
    
    
    CO Emissions
    per MW
    Rated
    .29)
    .06)
    .02)
    .02)
    .60)
    .19)
    
    Capaci ty )
    
    
    
    
    
    
                                                     .00
    1.00  (2.18)
    Composite E.F.
    
    Source:   Reference
    "Spinning reserve
                                         4-16
    

    -------
     4.3.2  Reciprocating Internal  Combustion Engines
          CO emissions from reciprocating engines  can vary from less than one to
     hundreds of g/kwhr depending  on engine design,  operating conditions, and
     fuel.   Engine population  data  are available by  fuel  and rated  power, but
     not by engine design.   There  are also wide  variations in CO emission rates
     among engines in  the same fuel-size  categories.   All  of these  factors make
     it  very difficult to define accurate emission factors for reciprocating
     internal  combustion  engines.   Table  4-6 summarizes  "brake-specific"  fac-
     tors.2»3»5   The emission  factors are based  on engine  application,  fuel,  and
     rated  power.   Annual  emissions  can be calculated from the product  of the
     emission  factor,  the number of  hours per year of operation,  the rated power,
     and the load  factor  (output produced divided by  output  available).
          Selected  emission  factors  combined  with the data in  Table  4-1 were
     used  to estimate  nationwide annual CO emissions  from  stationary reciprocat-
     ing internal  combustion engines.  Table  4-7 summarizes  the estimate  and
     shows  that  reciprocating  internal combustion engine emissions are  3.6 mil-
     lion metric tons/year  (4 million  tons/year).
     4.4  CONTROL TECHNIQUES
         CO control techniques for  stationary internal combustion engines are
     in  the  developmental stages.   There  are  few techniques currently in  routine
     use to  control CO emissions.   CO control technology has been developed for
    mobile  applications in response to California and Federal limits on vehicular
    emissions.  The techniques are now being considered for stationary engines.
    Differences in duty cycles, engine size and weight, and fuels for stationary
    engines mean that  testing  is  required to demonstrate how the techniques can
                                       4-17
    

    -------
          Z
          o
          CO
          ID
          CD
          ^.
          O
          O
                                                                                       0)  *J
                                                                                       3  O
    
                                                                                       TO
                                                                                       >   -
                                                                                          C
                                                                                       0)  O
    
                                                                                       ro  ij
    
                                                                                       0) —
                                                                                                                                 cn a
                                                                                                                                 en c
                                                                                                                                 <  a
          CD
          Z
          O
          O
          a:
    -J    a.
    CQ    —
    LU
          a:
    
    
          o
          u.
    
          CO
          OL
          O
          h-
          o
    
          u_
    
          Z
          o
    
          co
          CO
         o
         o
                             )   — —    — .-   — ._
                                                                          TO tj  I
                                                                          o TO «-
                                                                         •— L. «-
                                                                         —' W  O
                                                                  TO    (D 3  (0 u  3
                                                                  i-    ai cr k. u  i.
                                                                  ^   X 0>  •*-• If  4-J
                                                                                                     3 ^-    3 -^
                                                                                                                                                 4)  &>
                                                                    4-18
    

    -------
                                    TABLE  4-7
    
              ESTIMATED 1975 NATIONWIDE CO EMISSIONS FROM INSTALLED
                            RECIPROCATING  1C ENGINES
                            RANGE OF RATED POWER
        FUEL
    
    
    Diesel
    
    
    
         Subtotal
    
    
    Natural Gas
    
    
         Subtotal
    
    
    Dual Fuel
    
         Subtotal
    
    
    Gasoline
    
    
    
         Subtotal
    
    
    TOTAL
    
    
    Percent of all  sources
                               (kW)
    
    
                              15-75
                              76-370
                                >370
                                <370
                                >370
                               All
                                 >75
     (hp)
    
    
    20-100
    01-500
      >500
      <500
      >500
      Al
      5-99
      >100
       EMISSIONS
    O3 Metric tons/yr
     (103 tons/yr)
      30.7  (33.8)
      47.6  (52.5)
      16.9  (18.6)
    
      95.2 (104.9)
     113.0 (125.0)
     242.0 (267.0
    
     355.0 (392.0)
    
    
      21.1  (23.3)
    
      21.1  (23.3)
    
    1940.0 (2140.0)
     856.0 (994.0)
     328.0 (362.0)
    
    3124.0 (3446.0)
    
    3595.3 (3966.2)
    
         3.4
    Source:   Reference 3
                                       4-19
    

    -------
      be successfully transferred.   Stationary engines do not have the space and
      weight limitations of mobile engines.   Since they usually operate at steady-
      state conditions, it is easier to optimize some operating and design param-
      eters for emission control.
           Selection of control  techniques for internal  combustion engines is  a
      very complex problem.   Engine size and design,  fuel,  and duty cycle  as well
      as the desired level  of reduction must be considered.   The effects of con-
      trol  methods on fuel  consumption, engine maintenance  requirements, durability
      of engine components,  performance, and emissions  of other pollutants such  as
      NOX,  hydrocarbons,  and fine  particulates are also  important.
           In  general,  there are four ways  to  reduce  CO  emissions  from stationary
      reciprocating  internal  combustion engines:   exhaust gas  treatment to oxidize
      CO to  C02;  adjustments to the  fuel/air mixture  controls;  replacement of  the
     engine with alternative engines; and use  of alternative fuels.  This  general
     discussion  of control methods complements  the more detailed presentation in
     Chapter 3.
     4.4.1  Oxidation of CO  in the Exhaust Gas
         Exhaust  manifold air injection, thermal reactors,  and catalytic converters
     all control CO emissions by oxidizing CO in the exhaust to C02.  The gas
     temperature,  oxygen concentration,  catalyst parameters  and CO concentration
     are the important operating variables.  Secondary air injection and temperature
     control are often required.   Two kinds of thermal reactors have been  developed
     for automotive (gasoline spark ignition) engines:  the  Rich Thermal Reactor  (RTR)
     for fuel rich air/fuel  ratios  and  the Lean Thermal  Reactor (LTR)  for  lean  ratios.
    The thermal reactor is  a container  which,  by its  size and configuration,
                                        4-20
    

    -------
    increases the residence time and turbulence of exhaust gases, thereby provid-
    ing a chamber for the high-temperature oxidation reaction.  High temperatures
    are maintained by the exothermic oxidation of CO and HC in the exhaust gas?
    The rich thermal reactor operates at temperature from 870 to 1040°C (1600 to
    1900°F) and is designed for fuel rich operation.  At rich air/fuel ratios of
    11-12 to 1, N0x emissions are reduced to less than 6 g/kwhr (4.5 g/hphr),
    but fuel consumption penalties are incurred,  Secondary air injection is
    normally injected into the thermal  reactor for complete oxidation, and con-
    struction materials such as Inconel 601  are needed for the inner core, baffles
    and port liners.  Temperature control devices are required to protect the
    reactor construction materials against overtemperature.
         The lean thermal reactor operates at higher air/fuel ratios (17-19 to 1)
    and lower operating temperatures, 760-870°C (1400 to 1600°F), than the rich
    thermal reactor.  Secondary air-injection is not usually required and con-
    struction materials have less severe durability requirements than do the
    materials for rich thermal reactors.   Oxidation catalysts and 3-way catalysts
    are being used extensively in the control of CO from automotive engines.
    This CO control strategy can be equally  effective in the control  of CO from
    stationary engine sources.  Recent  literature describes a patented platinum
    catalyst on a ceramic honey comb support that has withstood 50,000 hours  of
    stationary engine testing.   The catalytic converter has also been used  for
    small Diesel, LP gas, and gasoline  engines in sizes  up  to 13.1  litres  (800
    cubic inches) displacement and is applicable to 2- and  4-cycle  naturally
    aspirated or turbocharged engines.   Applications include Diesel  powered
    mining and tunneling equipment,  locomotives,  loaders,  forklift  trucks
    operated in enclosed spaces,  and electric generators located near
    
                                        4-21
    

    -------
     air-conditioning intakes.  For oxidation catalysts to be an effective means
     of controlling CO and HC emissions, the engine must be properly tuned and
     unleaded fuel must be used.   Also, the control  system should ideally be
     adjusted to preclude the formation of sulfate emissions which can  be formed
     in the catalyst due to excess oxynen in the exhaust gases  and sulfur content
     of the fuel.  Alternatively, sulfur can be  removed from the  fuel.   In  the
     case of 3-way catalysts, rich mixtures  are  conducive to the  formation  of
     HCN and ammonia.
          Air injection into the exhaust manifold can reduce CO emissions by a
     factor of 55 percent from baseline emissions on some engines with modifica-
     tions to the air/fuel ratio, compression ratio, and spark ignition timing
     schedule.2
     4.4.2     Design Changes and Operating  Adjustments
          The air/fuel  ratio is  the operating variable that determines  CO emis-
     sions, and it has  a significant effect  on N0x emissions.  Operation at
     air/fuel  ratios that produce low CO emissions can produce  high or  low NO
    emissions depending on the exact value of the air/fuel  ratio  used.   Since  NO
    emissions from stationary reciprocating  internal combustion engines are con-
    sidered more of a problem than CO emissions, design and operating changes
    are expected to be made in these sources primarily for  NO  control.  Care must
                                                             X
    be taken to ensure that the entire emission control system provides adequate
    control of all emissions that need to-be controlled.  This sometimes leads to
    more sophisticated systems.   Derating, turbocharging, and improved fuel
    injection nozzles can be used to control CO emissions from compression
    ignition engines.  The addition of a turbocharger is normally used to
    increase specific power output but it also can increase the air/fuel ratio
                                     4-22
    X
    

    -------
    in the power modes of operation.  This usually improves specific fuel consump-
    tion but also causes an increase in NO  emissions.  Retarded injection timing
                                          X
    (diesel) and/or intercooling the boosted inlet air charge can be used to
    offset the N0v penalty.  Improved diesel fuel injectors (e.g., low sac
                 X
    nozzles) can be used to reduce CO and HC emissions but, again, NOV emissions
                                                                     X
    may increase due to more efficient and higher temperature combustion.
         Measures that could be used to increase the air/fuel ratio for gasoline
    spark ignition engines include charge homogenation and air/fuel stratifica-
    tion.  Both approaches are under consideration and may provide some potential
    for lowered CO emissions.  In general, adjustments to increase the air/fuel
    ratio for gasoline engines will require design changes to insure a uniform
    air/fuel mixture in each cylinder and to achieve stable engine operation.
    
    4.5   ECONOMIC,  ENVIRONMENTAL, AND ENERGY  IMPACTS OF CONTROL  TECHNIQUES
          The only existing regulations for  CO  emissions from  internal combustion
    sources are  the California and  Federal  standards for  automotive engines  (see
    Chapter 3).  As a  result of these standards, most  CO  control  technology  has
    been developed  for automotive  engines.   Suggested  standards  of performance
    for new stationary engines  do  not now require CO control  so  there  is  little
    incentive  for developing  stationary  engine CO controls.6   Catalytic  (oxida-
    tion)  converters  are currently marketed  for small  engines, mostly  on  wheeled
    equipment  used  in  enclosed  spaces.   This is the  only example of a  CO  control
    technique  currently available  for application to a  "stationary" engine.   Some
    testing has  been done,  however,  to determine the applicability of  automotive
    engine controls  to stationary  engines.2
                                        4-23
    

    -------
         Since CO control methods for stationary engine sources are still in
     the developing stages, there is no quantitative information on cost CO reduc-
     tion efficiencies for controls applied to classes of stationary engines, or
     environmental and energy impact.  The status of development for different
     control techniques and qualitative information on environmental and energy
     impacts for new mobile sources are summarized in Chapter 3.  Many of these
     CO control techniques are also applicable to the stationary source powerplants.
         Internal combustion engines also produce significant emissions of
     nitrogen oxides, hydrocarbons, odorous organic compounds, and fine particu-
     lates (smoke).  Table 4-8 shows that internal combustion engines contribute
    quite significantly to the nationwide emissions of N0x, CO, and hydrocarbons.3
    The N0x and reactive hydrocarbon emissions due to the application of CO  con-
    trol  techniques are important because these pollutants participate in oxidant-
    forming reactions.  In developing  standards of performance for new internal
    combustion engines,  more emphasis  has been placed on controlling NO  emis-
    sions  than CO or hydrocarbons.   This  is  relevant because control  techniques
    usually influence the emissions  of NO  and hydrocarbons as well  as CO.
                                    TABLE 4-8
             PERCENT OF TOTAL  1975 NATIONWIDE EMISSIONS OF NO  , CO,
             AND  HYDROCARBONS  FOR STATIONARY  INTERNAL COMBUSTION ENGINES
                                   NOX        CO        TOTAL HYDROCARBONS
      Percent of all sources       8.4       3.4               3.8
      Source:  Reference 3
    
                                       4-24
    

    -------
         There are some changes in engine design  or operating variables  that
    
    
    
    result in lower CO emissions,  but in some cases those reductions  are achieved
    
    
    
    at conditions which produce increased NO  emissions.   Since  controlling NO
                                            X                                 X
    
    
    emissions from internal  combustion engines has  a higher priority  than con-
    
    
    
    trolling CO emissions, there are probably few situations in  which CO emis-
    
    
    
    sions would be controlled at the expense of increasing NO emissions.
                                                             X
    
    
    Consequently, aftertreatment devices such as  catalytic systems  would appear
    
    
    
    to be one of the control  approaches that would  be considered if both NO
                                                                          X
    
    
    and CO are to be controlled to the lowest levels.
                                        4-25
    

    -------
                             REFERENCES FOR CHAPTER 4
    
    1.   Obert, Edward F., Internal Combustion Engines, Third Edition,
         December, 1968.
    2.   Assessment of the Applicability of Automotive Emission Control
         Technology to Stationary Engines, EPA-650/2-74-051, U.S. Environmental
         Protection Agency, Washington, D.C., 1974.
    3.   Standard Support Document and Environmental Impact Statement - Stationary
         Reciprocating Internal Combustion Engines.  Aerotherm Project 7152.
         Contract 68-02-1318, U.S. Environmental  Protection Agency, Research
         Triangle Park, North Carolina, 1976.
    4.   Exhaust Emissions From Uncontrolled Vehicles and Related Equipment Using
         Internal Combustion Engines,  Part 6 Gas  Turbine Electric Utility Power
         Plants, AR 940, U.S. Environmental  Protection Agency, Ann Arbor,
         Michigan, February,  1974.
    5.   Compilation  of Air Pollutant  Emission Factors Including Supplements
         Through No.  8, U.S.  Environmental Protection Agency,  Research Triangle
         Park, North  Carolina,  February,  1977.
    6.   Engelhard Industries,  PPC Purifier  to Control  Engines'  Exhaust Fumes,
         EM-A-168 Rev.  4/78;  PTX Purifier to Control  Diesel Engine Exhaust Fumes,
         EM-A-131  Rev.  4/78;  PTX Diesel  Catalytic Purifiers Cut  Harmful  Air
         Pollution, EM 11459.
                                        4-26
    

    -------
                 5.  STATIONARY EXTERNAL COMBUSTION SOURCE CONTROL
    
         This chapter describes carbon monoxide emissions and controls from sig-
    nificant stationary combustion sources.  Combustion sources discussed include
    utility and industrial boilers, residential and commercial heaters, and
    solid waste incinerators.  Process descriptions are given in enough detail
    to indicate where emissions are produced, and emission quantities are esti-
    mated for each source.  Currently applied control  technology and feasible
    control methods are discussed, as are control efficiencies, energy require-
    ments, costs, and environmental impacts.
    
    5.1  UTILITY AND LARGE INDUSTRIAL BOILERS
         This category includes the majority of the utility and industrial elec-
    tric power generating boilers.  The thermal input of boilers in this category
    ranges from 30 MW (100 x 106 Btu/hr) up to 3500 MW (120 x 108 Btu/hr).
    5.1.1  Process Description
         Utility and large industrial boilers may be fueled with coal, oil, or
    gas.  The principle distinction between these boilers is the type of fuel
    fired and the firing mode, although such factors as furnace volume, operating
    pressure, and configuration of internal heat transfer surface differ as well.
    Firing mode includes the type of firing equipment, the fuel handling equip-
    ment, and the placement of the burners on the furnace walls.  The major types
    of firing modes are:
                                        5-1
    

    -------
          1.   single-  or opposed-wall  fired,
          2.   tangentially fired,
          3.   turbo fired,
          4.   cyclone  fired,  and
          5.   stoker fired.
          Each of  the  major firing modes except stoker  fired can be  used  in boil-
     ers  burning gas,  oil, or  pulverized coal.  However, the cyclone mode  is
     usually designed  to  fire  coal as  the principal fuel.
          In single- or  opposed-wall fired furnaces, the burners are mounted
     horizontally  on the  walls of the  combustion chamber.  These units can burn
     gas,  oil,  pulverized coal, or a combination of these fuels.  Opposed-wall
     firing is  used  in larger  units and capacities generally exceed 1200 MW
     (4 x  109  Btu/hr)  heat input.1 Turbo fired units are similar to horizontally
     opposed units except that the burners are set at an angle in the vertical
     plane.  The intermixing of the opposing streams produce highly turbulent
     conditions and virtually complete combustion takes place below the furnace
     throat.2
         Tangential fired units have a furnace characterized by a square cross-
     sectional   shape with  burners mounted in two or more corners.   The burners
     are fired  tangentially to a small, imaginary circle in the center of the
     furnace so that the  flames exhibit a rotating or spinning motion.1*2
         In cyclone fired units, fuel  and air are introduced circumferentially
     into a water-cooled cylindrical  combustion chamber.  Cyclone  burners were
    originally designed to burn crushed, low ash-fusion temperature coals.  How-
    ever, because  of difficulties  in obtaining suitable low sulfur coals and  the
     inability  of this  design  to adapt to low NOX  operation, cyclone furnaces  are
                                          5-2
    

    -------
    no longer being constructed.  Many existing cyclone units have been convert.
    to burn fuels other than coal.2*3
         Vertical fired furnaces were developed for pulverized coal burning
    prior to the advent of water-walled combustion chambers.  These units pro-
    vide long residence times and burn low volatile content coals such as anthr
    cite.  Vertical fired units are no longer sold and relatively few of these
    units are found in the field.3
         Stoker-fired boilers are designed to burn solid fuels in a bed.  This
    bed is either a stationary grate through which ash falls, or a moving grate
    which dumps the ash into a hopper.  The two most common types of stoker r' -
    signs are underfeed (single and multiple retort) and overfeed (spreader)
    stokers.  In the underfeed designs both fuel and air move in the same rela-
    tive direction.  Rams force the new fuel into the furnace from beneath the
    fuel bed as ash is pushed aside and collected.1'3  Spreader stokers are over-
    feed designs which distribute the fuel by projecting it evenly over the fuel
    bed.  A portion of the coal burns in suspension.  The upper limit of spreader
    stoker size is about 180 MW (600 x 106 Btu/hr) heat input.1*  All larger si/^d
    units are pulverized coal or cyclone designs.  Either pulverized coal or
    spreader stoker-type units are used in the size range of 30-180 MW (100-600
    x 106 Btu/hr) heat input depending upon local economics and customer pref-
    erence.5
    5.1.2  Process Emission Sources and Factors
         The formation of carbon monoxide in boilers and subsequent emission in
    the flue gas results primarily from the partial oxidation of the fuel.   In
    some cases, however, high temperature dissociation may contribute to the emis-
    sions of Cu in boiler flue gas, particularly if the unit is being operated
                                     5-3
    

    -------
    above design load.  Improperly operated stoker boilers may also emit ex-
    cessive amounts of CO by the reduction of COz.  This occurs when the fuel
    bed is allowed to build too deep, creating a reduction zone where the CO is
    formed.
         Estimates of 1977 fuel consumption were obtained from an inventory of
    combustion-related emissions from stationary sources, published by the EPA.1
    These estimates were based in part on data contained in the National Emis-
    sions Data Service file and agree with data obtained from other references.3
    CO emissions were estimated from the fuel data using AP-42 emission factors
    as listed in Table 5-1.6  EPA estimates of 1977 CO emissions for utility
    boilers and large industrial boilers are given in Table 5-2.  The total es-
    timated emissions from both utility and large industrial boilers are 405,600
    metric tons/yr (447,200 tons/yr).7  These sources contribute slightly more
    than 2 percent of the total estimated CO Emissions from all stationary
    sources.
    5.1.3  Control  Techniques
         Control strategies for reducing CO emissions from utility and large in-
    dustrial boilers can be divided into two groups:
         1)  Control strategies which reduce CO concentrations in boiler
             flue gas, and
         2)  Control strategies which reduce CO emissions by decreasing
             boiler fuel  consumption through increased unit efficiency.
    It should be noted, however, that CO emissions from well-operated units are
    usually quite low (less than 50 ppm) so that implementation of further con-
    trols in many cases offers very little potential  for further reduction.8
    The following is a summary of the various control techniques.
                                         5-4
    

    -------
    
    
    
    CO
    LU
    _J
    O
    CD
    i
    
    —
    J-
    CO
    ~~^
    Q
    Z
    LU
    C3
    o:
    «^
    	 1
    
    Q
    •z.
    <
    
    x»
    1—
    — •
    _J
    —
    1—
    ID
    
    o:
    o
    LO-
    
    CO
    Cd
    O
    h—
    O
    
    v^
    O
    o
    
    -Q
    f— .
    
    r—
    N— '
    
    C
    O
    4-1
    
    o
    ._
    u.
    4_)
    CL)
    E
    "v^
    0
    O
    
    cn
    
    LA
    •
    o
    TO 4->
    — CL
    L— d)
    4-1 O
    in X
    U <\)
    ~o
    c —
    ._ r—
    TO
    (U ^~-
    cn
    TO TO
    — o
    U
    TJ
    C 1
    TO -—«
    I/) (/)
    >, L. l_
    4-J 0) 0)
    • — c— _i£
    — — o
    — O -M
    4-1 JD m
    ^
    
    
    
    
    
    
    vO
    cr\
    
    
    
    
    
    
    
    
    
    , — ^
    c
    O
    
    x^
    0
    o
    
    -Q
    i—
    
    CM
    N — '
    
    C
    O
    4-J
    
    O
    ._
    i_
    4-1
    ~ U.
    4-J 0)
    • — r—
    F— .—
    — O
    4-J _Q
    ^
    
    
    
    
    
    
    l^v. v£>
    CM CO
    
    
    
    
    
    
    ^ —
    TO TO
    cn cn
    
    ro ro
    0 0
    
    x^ x^
    0 0
    o o
    
    jQ -Q
    F— r—
    
    Lf\ LA
    "— ' *~-s
    
    in in
    
    ^_
    en cn
    .*: ^:
    ro co
    vO vO
    
    o o
    
    i
    
    in
    i_
    (1)
    >— i—
    •— .—
    O O
    -Q
    1
    t/1 TO
    1_ •—
    CL) 1-
    • — 4_)
    — i/l
    O D
    -D "D
    C
    >~ •—
    4-J
    • — 
    O
    
    \
    o
    o
    
    -Q
    
    
    p^.
    ,_
    %_^
    
    on
    E
    •Z.
    10
    O
    
    \
    cn
    •^
    CM
    
    CM
    TO
    — TJ
    I- C
    4-J TO
    l/l
    3 l/)
    TJ TO
    c cn
    ._
    ^_
    CD TO
    cn L.
    TO -M
    — TO
    C l/>
    T3 TO
    c i cn
    TO
    in i/>
    >» J- in
    4-J 0) (L)
    — r— 0
    r— .- O
    — o ^~
    •M -Q QL
    ID
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    vO
    
    CL)
    O
    C
    s_
    
    M-
    d>
    
    
    
    , .
    CL)
    0
    L-
    ^
    0
    CO
    5-5
    

    -------
               TABLE 5-2.   SUMMARY OF  1977  NATIONWIDE  CARBON MONOXIDE
                            EMISSIONS FROM UTILITY AND  LARGE  INDUSTRIAL  BOILERS
                                                         CO  Emissions
             Fuel Type
    103  metric tons/yr
    103  tons/yr
         Anthracite Coal
           Electri c Uti1i ties
           Industrial  Boilers
    
         Bituminous Coal and Lignite
           Electric Utili ties
           Industrial  Boilers
    
         Residual Oil
           Electric Uti1i ties
           Industrial  Boilers
    
         Disti1 late Oi1
           Electric Uti1i ties
           Industrial  Boilers
    
         Natural  Gas
           Electric Uti M ties
           Industrial Boilers
    
         TOTAL
             0.6
             0.5
           212.8
            26.8
            50.7
            2k.Q
             5.6
             9.5
            22.7
            52.4
    
          405.6
        0.7
        0.5
      234.6
       29.5
       55.9
       26.5
        6.2
       10.5
      25.0
      37.8
    
     447.2
    Source:   Reference 7
                                       5-6
    

    -------
    5.1.3.1  Automatic Excess Air Rate Control
         In normal boiler operation, it is often necessary to operate at excess
    air rates somewhat higher than what is necessary for complete combustion.
    This is to provide a "cushion" against minor variations in process conditions
    such as fuel heating value, steam pressure, ambient temperatures, etc.   With-
    out such a cushion, fluctuations in the air/fuel ratio can result in periodic
    smoke and/or high CO emissions.8  By employing automatic excess air control,
    the boiler can be operated at low excess air rates, resulting in less fuel
    consumption and reduced NOX emissions, while still  assuring that CO emissions
    are held to a minimum.
    5.1.3.2  Proper Firing Rate
         Components of the combustion system should be  chosen to handle any
    future increases in load requirements.  Firing in excess of design capacity
    can result in premature cooling of combustion gases by decreasing the resi-
    dence time of these gases within the combustion zone.   A similar quenching
    effect is observed if the flames are allowed to impinge on any relatively
    cold surfaces within the combustion chamber.  Cooling of the combustion gases
    by these mechanisms can result in increased emissions  of smoke and CO.
    5.1.3.3  Burner Maintenance
         Damaged or clogged burners can result in high  CO  emissions by disturbing
    proper air/fuel distribution.   Both proper installation and maintenance of
    burners and other combustion equipment is  required  for clean and efficient
    operation and minimum CO emissions.
    5.1.3.4  Reduced Fuel  Consumption
         Devices for improving the thermal efficiency of a boiler system, such  as
    added insulation, low excess air burners,  air preheaters,  soot blowers, and
    
                                         5-7
    

    -------
    load management techniques, can be implemented to reduce CO emissions.  A
    decrease in fuel consumption will usually result in a proportional decrease
    in CO emissions.
    5.1.4  Cost of Controls
         Many of the CO control techniques mentioned above involve operations or
    maintenance-related functions, such that capital cost requirements are low
    or negligible.  In many cases increased maintenance costs due to CO control
    efforts are offset by fuel savings through more efficient operation.
         Sophisticated combustion control systems, such as the automated excess
    air control mentioned above, can be quite expensive to implement.   Costs
    vary substantially depending on the complexity of the system.  However, a
    control system which controls excess air rates at a minimum will result in
    overall fuel savings, which can help offset high first costs.
    5.1.5  Impact of Controls
    5.1.5.1  Emission Reduction
         Total  CO emissions from utility and large industrial boilers  are esti-
    mated at 405,600 metric tons/yr (447,200 tons/yr).7  The potential for sig-
    nificant reduction of these emissions by the applications of additional CO
    control techniques is not large.   Factors which contribute to this are:
         1.  CO emissions from most utility and large industrial  boilers  are
             quite low (generally lower than 50 ppm in  the flue gas).8
         2.  Oil and coal-fired units will  usually emit smoke or soot
             when the amount of excess air is decreased.   Conditions
             which result in smoke formation are avoided,  resulting  in
             corresponding low CO levels.3
                                        5-8
    

    -------
          3.  Several of  the  common NOX control techniques result in
             increased CO emissions.  In general, a NO   control method
                                                      /\
             is applied  until flue gas CO levels reach 200 ppm.  Further
             application is  then curtailed.3  Table 5-3  illustrates the
             change in CO emissions which results from application of
             NOX control measures to several boilers.
          4.  CO emissions from coal-fired units are usually higher than
             those from oil  or gas-fired units.6  Many utilities are
             converting their oil and gas units to coal, reflecting
             anticipated shortages of these fuels.  Hence, CO emissions
             can be expected to increase accordingly.
    5.1.5.2  Environment
          Reducing CO emissions from combustion sources usually involves tech-
    niques which improve combustion.   Examples of such techniques include
    checking oil burners for proper fuel  atomization or improved control over
    excess air levels.   These same techniques are also useful  in reducing the
    level of combustible particulates.9
         Sulfur dioxide emissions are not directly affected by CO control
    techniques  as most  all  of the sulfur in the fuel  exits with the flue gas.
    There is some evidence, however,  which  suggests  that lowering excess air
    levels (by  using a  better combustion  control  system,  for example)  can result
    in reduced  sulfate  emissions.3   Total  sulfur emissions,  though, can be de-
    creased proportionately by any efficiency improving technique which results
    in lower fuel  consumption rates.
                                        5-9
    

    -------
                TABLE 5-3.  REPRESENTATIVE EFFECTS OF NOX CONTROLS  ON
                            CO EMISSIONS FROM UTILITY BOILERS
                                                    CO Emissions  (ppm  at  3%  02)
          NOV Control
    Low Excess Ai r
    Staged Combustion
    Flue Gas Recirculation
    Fuel
    Natural Gas
    
    
    
    Oil
    
    
    
    Coal
    
    
    
    
    Natural Gas
    
    
    
    Oil
    
    
    
    Coal
    
    
    
    Natural Gas
    Oil
    Basel ine
    14
    86
    12
    p
    0
    14
    19
    85
    15
    19
    42
    20
    2k
    27
    27
    14
    86
    12
    14
    19
    85
    15
    28
    2k
    27
    17
    31
    175
    21
    With NOX Control
    68
    7k
    61
    }k
    k2
    53
    20
    19
    93
    60
    283
    81
    225
    16
    67
    13
    }k
    21
    85
    21
    37
    20
    26
    40
    45
    65
    9
    Source:   Reference 3
                                       5-10
    

    -------
     5.1.5.3  Energy Requirements
          Generally, approaches to CO control  involve maximizing fuel  efficiency.
     Consequently, implementation of most CO control  measures results  in a net
     fuel savings.
     5.2  INDUSTRIAL BOILERS
          The industrial  boilers discussed in  this  section  differ from the utility
     and large industrial  boilers described .in Section 5.1,  in that  the thermal
     input of these boilers  is  smaller [3-30 MM (10-100 x 10s Btu/hr)],  the de-
     signs are less complicated, and  the  fuels consumed are  more  varied.   In
     general, operation of industrial  boilers  is  less  controlled  than  that of
     utility boilers.
     5.2.1   Process Description
          Industrial boilers with  3-30  MW  (10  x 106 - 100 x 106  Btu/hr)  capacities
     are  either  field-erected or package units.3  Usually, field-erected units
     have  larger capacities and  are similar in  design  to the  boilers described in
     Section  5.1.
          Packaged  boilers (shipped complete with fuel-burning equipment) are
     mainly watertube or firetube designs, although other types such as cast
     iron  or  shell  designs are occasionally used in applications where low pres-
     sure steam is  all  that is needed.  In watertube boilers, hot gas passes over
    water- or steam-filled tubes which line the combustion  chamber walls (Fig-
     ure 5-1).  In  firetube boilers, hot gas flows directly  through tubes which
    are submerged  in water (Figure 5-2).
         Most packaged boilers  with capacities greater than 8.8 MW (30 x 106 Btu/
    hr) are watertube  boilers.3   Upper pressure limits on firetube boilers range
                                       5-11
    

    -------
    FIGURE 5-1.   WATERTUBE BOILER
                  5-12
    

    -------
                                LU
                                                 O
                                                 CD
                                                 CO
                                                 CM
    
                                                 to
                                                 LiJ
                                                 o:
    5-13
    

    -------
    from 1.1  - 1.8 megapascals (150-250 psig).5  Small  watertube boilers have
    been built for operation at up to 4.2 megapascals (600 psig).5
         Packaged boilers of both types are primarily single-burner fired, using
    either natural gas or fuel oil.  About 15 percent of packaged boilers were
    reportedly stoker-fired in 1975.3  Boiler firing modes are discussed in
    greater detail in Section 5.1.1.
    5.2.2  Process Emission Sources and Factors
         The factors that contribute to carbon monoxide production in utility
    boilers (Section 5.1.2) also contribute to CO formation in industrial boilers
    Although industrial boilers have less sophisticated combustion monitoring
    systems than  larger utility boilers, carbon monoxide emissions may be slight-
    ly less because industrial boilers are generally fired with greater amounts
    of excess air.3
         Reported carbon monoxide emission factors for industrial boilers are
    given in Table 5-4.6  The total 1977 carbon monoxide emissions from both
    large and small industrial boilers were estimated at 117,800 metric tons
    (129,900 tons).7 Emissions from industrial boilers contributed approxi-
    mately 0.8 percent of the carbon monoxide emitted from stationary sources
    in 1977.7
    5.2.3  Control Techniques
         Methods  of controlling  carbon monoxide emissions  from  industrial
    boilers are  similar  to  those  discussed for utility boilers  in Section  5.1.3.
    5.2.4  Cost  of  Controls
         The  carbon monoxide  control  techniques applicable to industrial  boilers
    are  based  primarily  on  maintenance and operational procedures.   Capital
                                        5-14
    

    -------
    
    
    
    
    
    CO
    LU
    _J
    O
    CO
    _l
    J
    (U
    c
    D
    C
    O
    4-J
    O
    L.
    4-1
    cu
    E
    •v^
    cn
    •—
    
    
    
    C
    o
    4-J
    \
    -Q
    
    	
    T3
    0)
    C
    -Q
    C
    O
    4-J
    O
    l_
    4-1
    CU
    \
    cn
    "7
    0
    
    
    
    c
    o
    4-1
    \
    -Q
    
    	
    -a
    c
    XI
    c
    o
    4-J
    U
    L.
    4-J
    cu
    \
    cn
    LA
    o
    
    
    
    03
    ro
    0
    
    ^s
    x»
    LA
    
    CU
    C
    XI
    CO
    s_
    0)
    4-1
    ^_
    0
    \
    cn
    £
    o
    
    
    
    03
    cn
    ro
    O
    
    x»
    LA
    
    0)
    C
    XI
    CO
    1_
    
    E
    ID
    O
    cn
    CM
    CM
    
    
    
    03
    cn
    ro
    O
    Vs^
    XI
    LA
    ^Z.
    T3
    C
    1
    XI
    (L)
    4-J
    
    ro
    O
    cn
    oo
    o
    
    
    
    03
    cn
    ro
    O
    ^"
    XI
    ^
    C3-
    -a
    
    
    
    1/1
    0)
    L.
    03
    5>
    
    
    CO
    0)
    s_
    03
    •^=>
    DQ
    <
    
    
    0) 03
    a. o
    >- o
    4-1
    CO
    (U O
    =3 C
    'E
    
    4-J
    CO
    
    
    
    03
    O
    U
    Cl)
    4-J
    o
    03
    x:
    4-J
    c
    <
    
    
    03
    T3
    CO
    V
    
    —
    O
    , —
    
    -------
    costs for CO control in these units are therefore negligible.   Maintenance
    costs can possibly be recovered by the fuel savings resulting from more
    efficient boiler operation.  Control costs are discussed in more detail in
    Section 5.1.4.
    5.2.5  Impact of Controls
    5.2.5.1  Emission Reduction
         Because the potential for carbon monoxide emissions reduction from in-
    dustrial boilers is small, it is doubtful that the estimated 117,800 metric
    tons (129,900 tons) of CO emitted per year can be substantially reduced.
    Contributing factors to this situation are similar to those discussed in
    Section 5.1.5.
         1.  Carbon monoxide in the flue gas signifies decreased fuel
             combustion efficiency.  Therefore, most industrial boilers
             are operated to keep CO emissions at a minimum.
         2.  Smoke emissions resulting from low excess air firing occur
             before significant CO emissions are produced.  Operating
             with too low excess air can therefore be easily diagnosed
             and corrected before CO emissions become excessive.
    5.2.5.2  Environment
         Environmental effects of carbon monoxide emissions reduction from in-
    dustrial boilers are similar to the effects described for utility boilers in
    Section 5.1.5.  However, specific data regarding the trade-offs between NOX
    and CO controls were not available for industrial boilers.
                                        5-16
    

    -------
     5.2.5.3  Energy Requirements
          Excessive carbon monoxide emissions  are an indication  of inefficient
     boiler operation and therefore poor fuel  usage. The application  of CO  con-
     trols, which generally improve boiler fuel  combustion,  will  result in  in-
     creased unit efficiency.   Specific data  to  estimate energy  savings were
     unavailable.
     5.3  RESIDENTIAL,  COMMERCIAL,  AND INSTITUTIONAL HEATERS
          Small-scale combustion  units consume a  considerable amount  of the
     total  fuel  burned  in the  United States.  These  combustion sources  include
     forced air,  hot water,  and steam space heating  systems  as well as  hot water
     heaters.   The majority  of these sources are  fired with  gas and oil  although
     some  coal  burning  equipment, primarily the coal  stoker, is still in use.
          Total  CO emissions from these  sources have  been estimated at  314,500
     metric tons  per year (346,700  tons/yr)?  Residential fuel burning  accounts
     for about 79  percent of this total  while the remainder  is composed of emis-
     sions  from  the  commercial/institutional sector.3' 6' 10
     5.3.1   Process  Descriptions
     5.3.1.1  Residential  heating
         There were  an estimated 60 million fuel burning residential  heating
     plants  in operation  in 1974.*  These units consumed an  estimated 8.2 x  1018
     Joules/yr (7.8 x 1015 Btu/yr) of fuel.3'  10
         The firing capacity of these units is  quite low with maximum firing
     rates seldom exceeding 117 kilowatts (400,000 Btu/hr).3   The most common
     fuels used for residential heating include  natural  gas  and  distillate fuel
    oil which account for roughly 69 and 28 percent, respectively, of the total
                                         5-17
    

    -------
    fuel  consumption for this category.   The use  of coal  in  residential  heating
    units has been declining since 1945  due to the availability of cleaner,
    more readily utilized fuels.11  As a result,  coal  accounts  for less  than  3
    percent of the total amount of fuel  consumed  in these units.3   Small  amounts
    of other fuels including LPG and wood are also used.
    5.3.1.2  Commercial and Institutional Heating
         Commercial and institutional systems are used for space heating and  hot
    water generation.  The equipment consists mainly of oil  and gas fired warm
    air  furnaces and firetube boilers.3  The firing capacities  of these units
    range from 88 kilowatts  (300,000 Btu/hr) to 3 megawatts  (1  x 107 But/hr).
         The total amount of fuel used for commercial  and institutional  space
    heating in 1974 has  been estimated to be 4.9 x 1018 Joules/yr (4.6 x 1015
    But/yr).3'10  Fuels burned in commercial and institutional  heaters include
    residual and distillate  fuel oil, natural gas, and occasionally coal.  Re-
    sidual  fuel oil  use is  generally  limited to larger units.
    5.3.2   Process Emission  Sources  and  Factors
         Carbon monoxide emission factors  for small combustion sources are listed
    in Table 5-5.5   EPA emission estimates  for residential, commercial, and insti-
    tutional heaters are shown in Table  5-6.
         Carbon monoxide is  formed  as an intermediate product  of reactions be-
    tween  carbonaceous  fuels and  oxygen.   If  the  conditions necessary for com-
    plete  combustion are not provided,  CO  will be  included  in  the  combustion
    products.12   In  general, the  conditions  required  for  complete  combustion
    are:
                                         5-18
    

    -------
           TABLE 5-5.  CARBON MONOXIDE  EMISSION FACTORS  FOR  RESIDENTIAL,
                       COMMERCIAL, AND  INSTITUTIONAL HEATING
           Fue
          Emission Factor
    Bituminous coal
         Stokers
         Hand fi red
    Anthracite coal
         Stokers
         Hand fi red
    Fuel Oil
    Natural gas
    LPG
         Butane
         Propane
    Wood
     5 kg/metric ton
     5 kg/metric ton
    0.5 kg/metric ton
    45 kg/metric ton
    0.63 kg/103 liters
    320 kg/106 Nm3
    (10 Ib/ton)
    (90 Ib/ton)
    (  1  Ib/ton)
    (90  Ib/ton)
    (  5  lb/103  gal)
    (20  lb/106  scf)
    0.24 kg/103 liters   ( 2 lb/103 gal)
    0.23 kg/103 liters   (1.9 lb/103 gal)
    60-130 kg/metric ton (120-260 Ib/ton)
    Source:  Reference 6
                                        5-19
    

    -------
       TABLE 5-6.   ESTIMATED 1977 NATIONWIDE CARBON MONOXIDE EMISSION
                   FROM RESIDENTIAL AND COMMERCIAL/INSTITUTIONAL HEATERS
                                                        CO Emissions
          Fuel/Heater Type
    
    Anthracite Coal
         Res idential
         Commercial/Institutional
    Bituminous Coal and Lignite
         Res i dential
         Commercial/Institutional
    Residual Oil
         Res idential
         Commercial/Institutional
    Disti1 late Oi1
         Res idential
         Commercial/Institutional
    Natural  Gas
         Res idential
         Commercial/Insti tutional
    Keros ine
         Res idential
    Liquid  Propane Gas
         Residential/Commercial
    
         TOTAL
    metric tons/yr
    
         77.6
          0.1
    
         73.5
          5.0
    
          0
         20.7
    
         38.8
         17.3
    
         46.1
         2k. 2
          6.7
    
        314.5
     tons/yr
    
    
     85.5
      0.1
    
     81.0
      5.5
    
      0
     22.8
    
     42.8
     19.1
    
     50.8
     26.7
    
      5.0
    
      7.4
    346.7
    Source:  Reference 7
                                         5-20
    

    -------
          1.  High combustion temperatures,
          2.  Proper excess air levels  for the fuel  being  fired,
          3.  Rapid mixing of the fuel  and the combustion  air,  and
          4.  Sufficient residence time of the combustion  gases within
              the combustion chamber.
          CO emissions  are sensitive  to the amount of  combustion air supplied
     to the burner.   Figure 5-3 shows the  general trend  of CO,  smoke, NO  , and
                                                                       X
     fuel  efficiency as  a  function of the  excess air level for  a typical oil
     burning unit.   As  excess  air is  increased from theoretical, emissions of
     smoke,  CO,  and  unburned hydrocarbons  pass  through a minimum while fuel
     efficiency  and  N0x  emissions  pass  through  a maximum.3  As  indicated in the
     diagram,  proper excess  air levels  can  result in high  fuel efficiency and
     low CO  and  smoke emissions.   At excess  air levels below this point, CO
     and smoke emissions increase  because the  concentration of oxygen at the
     flame is  too low to permit  complete combustion during the residence time
     provided.   Too  much excess  air results  in increasing CO and hydrocarbon
     emissions because the additional  combustion air cools the flame to tempera-
     tures below that required  for complete combustion.  Improperly adjusted
     excess  air  levels are one of  the major causes  of CO and  smoke  emissions  from
     small  combustion sources.13s1'"1  5
         Before any fuel can be burned, it must be  mixed with combustion  air.
    This is accomplished in oil burning units by atomization  of the fuel.   Fuel
    is delivered under pressure to the  burner nozzle where it is atomized  into
    fine droplets.   In larger units,  steam or air may  be used to aid in fuel
    atomization.  The combustion air  is introduced through swirl vanes located
                                        5-21
    

    -------
        (0.002)
         1.50
    ^ (0.0015)
    0)
    0»
    ^   1.00
    01  (0.001)
                               Optimum setting for
                               minimum emissions and
                               maximum efficiency
         0.50
       (0.0005)
         0.00
                                Percent Excess Aira
        Values  vary for various  fossil  fuels and combustion unit
        characteristics
    
              Source:  Reference 3
     FIGURE  5-3.   GENERAL TREND  OF  SMOKE, GASEOUS  EMISSIONS, AND EFFICIENCY
                   VERSUS THE PERCENT EXCESS AIR FOR  OIL-FIRED RESIDENTIAL
                   HEATERS
                                         5-22
    

    -------
     in the burner throat.   The swirl  vanes  promote  rapid  mixing  between  the  air
     and the atomized fuel.   Uneven fuel/air distribution  can  lead  to  high  CO
     emissions.   This most  often occurs  because  of improper  fuel  pressure or  a
     worn, damaged,  or clogged burner  nozzle.
          High CO emissions  may be  encountered when  burning  coal  if the coal  is
     not evenly  distributed  on the  grate.  Since coal  is a solid, it is more
     difficult to obtain  good fuel/air mixing.   Hence,  the excess air  levels  re-
     quired for  coal  burning are higher  than  those used for  either  oil or
     natural  gas.11
          Unlike utility  and industrial  boilers,  many  residential and  commercial
     heaters  are fired in cycles  and CO  emissions during burner startup and shut-
     down can be very high.   This is because air  continues to  flow  through the
     combustion  chamber due  to natural draft during  the burner off  period.  At
     burner startup,  the  cold  combustion chamber walls  cool  the combustion gases
     before complete  combustion  can occur.16  Besides cooling the combustion
     chamber,  the  heat carried away by the air contributes to a decrease in ovar-
     all  fuel  efficiency.17
         A source of post burn emissions for oil fired equipment is fuel  leakage
     from the  nozzle.14  The nozzle absorbs heat from the hot refractory causing
     increased CO emissions.16  In coal fired stokers, the coal bed  continues
     to smolder  during the off cycle.   Since  only a limited amount of air  (that
     supplied by natural draft) is present, high  CO and/or smoke emissions
     usually result.ll
     5.3.3  Control Techniques
         The following paragraphs discuss  the principles  used  in  reducing  CO
    emissions from residential, commercial,  and  institutional  heaters. It  is
    
                                         5-23
    

    -------
    recommended that the measures  discussed be  implemented  by  qualified  service
    personnel  who are specially trained and who are  experienced with  the com-
    bustion system.   Sources for verifying the  expertise  of service personnel
    are 1) the vendor of the combustion system, 2) building safety regulatory
    agencies,  and 3) local  fuel vendors.
         The most practical  technique for reducing CO emissions from  residential,
    commercial, and institutional  heaters is proper  unit  maintenance.  Several
    studies have shown that old, worn out, poorly constructed, or maladjusted
    burners are responsible for unnecessarily high levels of air pollutant
    emissions.
         Other methods of reducing CO emissions are:
         1.  Reduce unit fuel consumption by improving steady  state
             and cyclic efficiency,
         2.  Prevent the cooling off of the combustion chamber in
             between heating cycles by dampers,
         3.  Equip new heaters with combustion  modification designs
             such as flame retention burners and flue gas recirculation,
             and
         4.  Fuel substitution.
    5.3.3.1  Effect of Maintenance
         Guidelines for proper maintenance and  tuning of  residential  and commer-
    cial heating units are available from many  sources including government
    agencies,  equipment manufacturers, and various trade  groups.13'14'15  In
    summary, these guidelines recommend the following maintenance procedures
    for oil and gas fired residential and commercial  heaters:
                                        5-24
    

    -------
          1.  Clean burner and heat transfer surfaces
          2.  Clean fuel delivery system
          3.  Set excess air.
          In addition to minimizing CO emissions, a burner tune-up such as de-
     scribed above can improve fuel efficiency.  An annual tune-up is recommended
     by burner manufacturers to maintain good operation.16
          Improvements in the heating system fuel efficiency can result in lower
     total emissions of all pollutants as less fuel is consumed to supply a given
     heating load.  A variety of techniques is available which can result in
     modest improvement in efficiency.  Some of these techniques are listed below:
          1.  Flame retention burners
          2.  Added insulation
          3.  Flue gas recirculation
          4.  Reduced firing rates.
     Reduced firing rates have the added benefit of reducing spike (or sharply
     increased) CO emissions.  At reduced firing rates, cycle fired equipment
     tends to run a greater percentage of the time, thus reducing off-cycle heat
     losses and reducing the number of cold start-ups.  Since the quenching effect
    of combustion gases touching cold areas in the combustion area upon  start-up
    is a major contributor to spike emissions, any decrease in off-cycle  heat
    losses will  have the tendency of reducing these emissions.
    5.3.3.2  Fuel  Substitution
         As indicated in Table  5-5, CO emissions from small  coal-fired units
    are significantly higher than CO  emissions from oil  or  gas  units.  Therefore,
    substitution of oil- or gas-fired equipment  for small coal-fired  equipment
                                       5-25
    

    -------
    could result in substantial  reductions in total  CO  emissions  from that equip-
    ment.
         Although modern coal  burning units  are  designed  to  reduce  routine main-
    tenance and achieve efficiencies  approaching that  of  oil-fired  equipment,  CO
    and smoke emissions are still  quite high, particularly during the  units  off-
    cycle. X1
    5.3.4  Cost of Controls
         The most effective technique for reducing CO  emissions  is  proper mainte-
    nance of the heating unit.16  A general  tune-up of an oil-fired residential
    furnace including nozzle cleaning or replacement,  changing the  filters,  and
    adjustment of the proper excess air level costs in the  range of $60 to  $80
    (1978 dollars).18  The cost for tuning a gas-fired furnace is somewhat  less;
    no information was available on maintenance  costs  for coal-fired heaters.
    Unit efficiency generally increases with tuning and savings  in  fuel costs  can
    often offset the tuning cost.   In addition,  increased unit life and trouble
    free operation act as incentives to keep these units  properly  tuned.  Burner
    sales and service organizations recommend that these units be  tuned once per
    year, preferably at the start of the heating season.  13>16
         New burners may be required in units for which normal maintenance
    procedures fail to reduce emissions or improve efficiency.  New flame
    retention burners can be installed in these units  for around 250 to 300
    dollars in 1978.18  Since these burners  can operate at lower excess air
    levels  than  conventional high pressure burners, the resulting improvement
    in efficiency can result in substantial  fuel savings.18
                                         5-26
    

    -------
     5.3.5   Impact of Controls
     5.3.5.1  Emissions Reduction
         Several studies have shown that old, worn out, or damaged burners are
     responsible for unnecessarily high CO emission levels.  In the residential
     heating sector, the number of units which would require replacement due to
     low efficiency, high smoke or CO emissions, or other poor performance char-
     acteristics, has been estimated to be in the range of 9 to 30 percent.16'19
         Tuning or replacing the burners in commercial and institutional heating
     units can also reduce CO emissions.  The actual reduction in emissions
     resulting from these measures was not determined.  However, their effect is
     probably less significant than for residential heaters because CO emissions
     from commercial  heating units are typically lower than those from residential
     heaters due to more frequent maintenance and more efficient design.
         As mentioned previously, a number of techniques are available which can
     provide modest increases in fuel  efficiency.  The application of these tech-
     niques can result in substantial  fuel  savings while simultaneously reducing
     total CO emissions.
         Even though coal  accounts for less than 3 percent of the total amount
     of fuel  burned in small  combustion sources, CO emissions from coal  burning
     equipment represent over 70 percent of the total  estimated TO emissions.
     Hence, a reduction in  the use of coal  could provide a  significant reduction
     in total CO emissions  from these  sources.
     5.3.5.2  Environment
         The application of controls  for CO emissions  from small  combustion
    sources  will  have both  positive  and negative impacts with  respect to other
                                        5-27
    

    -------
    pollutant discharges.   Many of the control  techniques  discussed  above  result
    in improvements in the combustion characteristics  of the  system.  As a  re-
    sult, these same techniques often provide  a reduction  in  the  emission  rates
    of other combustibles  such as  smoke and unburned  hydrocarbons.
         Sulfur dioxide emissions  are not directly affected by  CO control  tech-
    niques as most all of the sulfur in the fuel  exits with the flue gas.   Total
    sulfur emissions, however, can be reduced  by any  technique  which results
    in improvements in fuel  efficiency.
         Increased NO  emissions may result from the  application  of  CO  controls.
                     X
    Those techniques which produce an increase in combustion  intensity  generally
    result in higher flame temperatures with increased NO  production.3
                                                        X
         A considerable amount of  effort has been directed toward developing
    techniques which reduce NO  emissions from combustion  sources.   In  general,
                              X
    these techniques depend on reducing the maximum flame  temperature,  limiting
    the availability of oxygen at  the flame, or a combination of  these  factors.
    Unfortunately, these techniques may result in increased CO  emissions.3
    5.3.5.3  Energy Requirements
         The energy impacts of applying CO control  techniques to  small  combustion
    systems occur primarily through effects on fuel efficiency  rather than  the
    energy requirements of the control  method  itself.   The most promising  CO
    control techniques (i.e., tuning, replacement of  poor  units,  firing rate
    reductions, and flame  retention burners) can all  result in  improved effi-
    ciency and reduced fuel  consumption.  These improvements  in efficiency
    result from decreased  losses of combustibles such  as smokes  and CO and a
    decrease in both on- and off-cycle stack heat losses.
                                         5-28
    

    -------
     5.4   SOLID WASTE  INCINERATORS
          Incinerators, combustion systems that burn waste materials, are used
     to reduce the weight, volume, and volatile contents of refuse.  Because re-
     fuse  characteristics vary widely, methods of incineration must be adjusted
     to fit specific types of waste material.  In general, refuse differs from
     fossil fuels in that refuse grate-loading rates are much lower, and ex-
     cess  air rates are higher.
          Carbon monoxide is a significant pollutant from most incineration pro-
     cesses.  The greatest CO emissions are produced by municipal, industrial,
     and commercial incinerators.20  Although emission rates from residential
     incinerators are high, total carbon monoxide emissions are low because of
     the low volume of waste burned in residential  units.6
          The following sections give process/design descriptions for different
     types of municipal, industrial, and commercial  solid waste incinerators.
     Process emission sources and factors are included, as are discussion of
     control techniques, control costs, and the impact of controls on carbon
     monoxide emission reduction, the environment,  and energy requirements.
     5.4.1  Municipal  Incinerators
         Municipal  incinerators are designed to  dispose of combustible  wastes
     from residential,  commercial,  and industrial  sources which do not maintain
     their own waste disposal facilities.  (Heavy industrial,  agricultural,  and
    oversize bulky wastes are not  usually treated  in municipal  incinerators.)
    Municipal  incinerator capacities  range from  45  to 900 metric tons/day  (50-
    1000 tons/day).21   The estimated  average composition of municipal incinera-
    tor feed is  shown  in  Table 5-7.
                                        5-29
    

    -------
                  TABLE 5-7.  ESTIMATED ANNUAL AVERAGE COMPOSITION
                              OF MUNICIPAL REFUSE
             Component                          Mean Weight Percent
         Glass                                          9-9
         Metal                                         10-2
         Paper                                         51.6
         Plastics                                       I-1*
         Leather and  rubber                             1-9
         Textiles                                       2-7
         Wood                                           3.0
         Food wastes                                   19-3
    
                                                       100.0
     Source:   Reference  21
    
    5.4.1.1  Process Description
         Municipal waste is usually transported to the incinerator via  truck.
    After being weighed, the waste is dumped into storage bins  or charging hop-
    pers.  At times the waste is shredded prior to incineration.   Refuse is
    either batch-fed or continuous-fed into the furnace.   Process combustion
    control is improved when continuous firing is employed.
         A variety of furnace types are currently used in U.S.  municipal incin-
    erators.  Nearly all municipal incinerators are multiple-chambered.  Most
    municipal batch-fed incinerators consist of vertical  cylindrical  or rec-
    tangular chambers, into which refuse is charged at regular intervals.  The
    charging doors in vertical batch incinerators are located directly above
    the grates; in rectangular batch furnaces the doors are in the rear of the
    roof, and refuse travels from rear to front as it burns.
         Underfire air is  forced up through the incinerator grates, while over-
    fire air is introduced through furnace wall ports in the primary combustion
                                        5-30
    

    -------
     chamber. The amount of overfire air must be controlled to maintain combus-
     tion  temperatures of about 980°C-1090°C (1800°F-2000°F) to avoid quenching.22
     Flue  gases pass from the primary combustion chamber to the secondary chamber,
     where oxidation is completed.  Gases from the secondary combustion chamber
     usually flow to a particulate emission control system.
          In continuous-fed incinerators, refuse moves from the charging hopper
     down  the feed chute into the primary combustion chamber.  Fresh refuse en-
     tering the primary chamber is ignited by the burning waste and hot combus-
     tion  gases.  Continuous-fed incinerators are similar to batch-fed incinera-
     tors with the exception of their charging mechanism.  In both types of in-
     cinerators, furnace temperatures range from 650°C to 870°C (1200°F-1600°F),22
     Flue gases usually remain in the secondary chamber at 870°C (1600°F) for
     approximately two seconds.22  Flue gases are cooled by one or a combination
     of three methods:  (1) direct injection and vaporization of water; (2) with
     a heat exchanger (waterwall  or convection boiler, air-cooled refractory, or
     air preheater); (3)  direct dilution and mixing with cool  atmospheric air.
     Flue gases exit the stack at temperatures of 315°C-370°C (650°F-700°F),22
     5.4.1.2  Process Emission Sources  and Factors
         Carbon monoxide is emitted from municipal  incinerator stacks. Emissions
    of CO result from improper incinerator design or operating conditions, in-
    sufficient secondary combustion chamber temperatures,  and disruptions  in
    burning conditions  (e.g., during start-up and shutdown,  or after charging
    in a batch-fed  incinerator).6'23  No carbon monoxide emission  control  de-
    vices are  currently  applied  to  municipal  incinerators.   Uncontrolled emis-
    sions of carbon monoxide  from mutliple chamber  municipal  incinerators  have
                                        5-31
    

    -------
    been estimated at 17.5 kilograms  per  metric  ton  of refuse  charged  (35 Ib/ton).
    
    
    
    Emissions vary with refuse composition  and  furnace operating  conditions.
    
    
    
         EPA estimates of total  CO emissions  from  multiple  chamber municipal in-
    
    
    
    cinerators were 155,600 metric tons  (171,500 tons) in 1977.7  Another source
    
    
    
    gave a much higher estimate of 265,000  metric  tons (292,000 tons),  calculated
    
    
    
    from published emission factors and  the amount of solid waste processed.21*
    
    
    
    5.4.1.3  Control  Techniques
    
    
    
         The CO content of incinerator flue gas  is reduced  through control  of  the
    
    
    
    combustion process.  Incinerator furnace  design  and operation must be care-
    
    
    
    fully controlled so that exhaust gas  residence time,  furnace  temperature,
    
    
    
    and turbulence are sufficient to achieve  complete combustion  of  CO in the
    
    
    
    exhaust gas.2*5  Although afterburners would reduce CO emissions, this type
    
    
    
    of system is not applied to municipal incinerators.  The incinerator  furnace
    
    
    
    should be designed so that exhaust gas  residence times  in  the secondary com-
    
    
    
    bustion chamber are sufficient to achieve oxidation of  carbon monoxide.  If
    
    
    
    the incinerator is not operated at a  high enough temperature  [760°C (1400°F)],
    
    
                                       25
    increased CO emissions will result.
    
    
    
    
    
    
         Sufficient combustion air is necessary to achieve  optimum  incineration
    
    
    
    conditions.  The underfire air system should provide at least 150 percent  of
    
    
    
    stoichiometric air requirements and the overfire air jets  should be able to
    
    
    
    supply approximately 100 percent of stoichiometric air  requirements.25'26
    
    
    
    Jets must be positioned so that full  penetration of the furnace  gases and
    
    
    
    uniform mixing are achieved.  It has been reported that sidewall jets are
    
    
    
    more effective than roof jets in promoting maximum mixing.25   Thorough  mix-
    
    
    
    
                                         5-32
    

    -------
     ing ensures that sufficient oxygen for complete combustion is available in
     all parts of the furnace.  Cold gases from the burnout zone of the furnace
     must be mixed with hot gases from the burn zone to prevent gas stratifica-
     tion and quenching.  Controlled underfire air, forced up through the furnace
     grate, produces turbulence in the burning refuse bed and thus ensures a more
     uniform ignition of the waste.2-1
         Continuous-fed incinerators are more easily operated within design
     parameters than batch-fed incinerators because the characteristics of refuse
     reaching the furnace are more uniform. If too much fresh charge is loaded
     into a batch-fed incinerator, the gases from the burning refuse already in
     the furnace may be quenched, thus producing high levels of carbon monoxide.
     Excessive charge may also increase the rate of burning exceeding air supply
     capabilities.  When this occurs, carbon monoxide emissions increase because
     residence time in the secondary combustion chamber is insufficient and be-
     cause there is not enough air for combustion of CO in the exhaust gas.
     5.4.1.4  Cost of Controls
         No additional  equipment, labor,  or fuel  is used to control  carbon
     monoxide emissions  from municipal  incinerators.  Therefore,  no capital or
     operating costs are incurred.
     5.4.1.5  Impact of Controls
         Emission Reduction—Carbon monoxide emissions from municipal  incinera-
     tors are minimal  if the incinerators  are operated according  to design speci-
     fications.  Although CO emissions would be reduced by more careful  control
    of combustion conditions, it is not known how much CO emissions  can be re-
    duced by improving  operating practices.   It is estimated that afterburners
                                        5-33
    

    -------
    would reduce CO emissions by as much as  90 percent  for cases  where  combus-
    tion temperatures would otherwise be less  than 760  C  (1400  F).
         Environment--0peration of municipal  incinerators so that carbon  monox-
    ide emissions are controlled would not affect the emission  rate of  nitrogen
    oxides (NOX) from the incinerator. Because incinerators operate at  rela-
    tively low temperatures, most of the nitrogen oxides  are formed by  direct
    conversion of chemically-bound nitrogen in the refuse rather than by  the
    high temperature reaction of nitrogen in the combustion air.     In  general,
    good operating practice should result in lower emissions of particulates
    and hydrocarbons as well as carbon monoxide.
         Energy Requirements—Municipal refuse has a similar heating value to
    that of peat or  lignite.27  The heat content of refuse has  been estimated  to
    range  from 9.2-10.4 megajoules/kilogram refuse (3,935-4,450 Btu/pound).
    No supplemental  fuel is necessary to maintain refuse combustion.  The carbon
    monoxide  content of the  furnace exhaust gas varies with refuse content and
    furnace operating conditions;  no  exhaust  gas heat contents were reported.
    No estimates are available  for the  energy  requirements of afterburner sys-
    tems  used on municipal  incinerators.
    5.4.2   Commercial/Industrial  Incinerators
          Many commercial and  industrial operations (e.g.,  grocery  stores, apart-
    ment  complexes,  textile  and woodworking industries)  use small  incinerators
    to  burn refuse.  Most  of the  units  are batch-fed, and  many are of  single
    chamber design.21   The following  paragraphs  describe several of  the  more
    widely used  furnaces.
                                         5-34
    

    -------
           For purposes of this discussion,  waste gas  streams  are divided  into
      two groups-those which  require  supplemental  fuel  for incineration and
      those which  do  not.   Incineration  of those  streams  which  can  support  combus-
      tion  and therefore do  not require  supplemental fuel  is straightforward.   It
      can be treated  as  a  fuel  quality stream and  burned  in a normal waste  gas
      burner.   The resulting temperature, greater  than 1200°C (2200°F), is  suf-
      ficient  to completely oxidize any  CO.1  In some cases it may  be possible to
      use the  waste gas  as fuel  in a boiler or process heater and thereby recover
      its heating value.
          The incineration of a waste gas which cannot support combustion and so
     requires supplemental fuel needs careful  design of the incinerator equip-
     ment to ensure good CO removal.   Temperature, residence time, and the degree
     of mixing all  directly influence the performance  of the afterburner.   Figure
     6-1  diagrams  the sequence of steps  required  for successful  incineration  of
     dilute waste  gases.
          Temperature and  residence time requirements  for dilute  waste  gas  incin-
     eration are discussed together since they are interchangeable  to  some  degree.
     A higher  operating  temperature allows use of  a  shorter residence time  com-
     bustion chamber  and longer  residence times allow lower temperatures.   This
     flexibility is limited due  to the strong temperature dependence of oxida-
     tion rates.  Figure 6-2 shows the general  effects of temperature and resi-
     dence time on oxidation rates in a flow-through reactor.1  These curves do
     not represent carbon monoxide specifically, but instead give an indication
    of how combustible pollutants respond to these operating variables.  After-
    burner experience shows that temperatures  of  76G-790°C (1400-1450°F)  are
                                       6-5
    

    -------
           4J
    
           C
        C  0)
        CT)  3
        CU  rH
       H  M-l
       O  4-<
    
           W
    
    
    4-1
    0
    i-i
    Retentio
    
    ^
    WD
    •H
    ffi
    
    4-1
    CO
    cn
    0)
    1
    h
    ^
    o
    4-1
    CU
    «-t
    Temperatl
    cu
    S
    •H
    H
    4-J
    r-<
    Suf ficiei
    i
         o  c
    
            •H
                                                                        oo
                                                                        UJ
                                                                        u_
    
                                                                        UJ
                                                                        h-
                                                                        ID
                                                                        _l
                                                                        i— i
                                                                        O
    
                                                                        u_
                                                                        o
    
                                                                        •z.
                                                                        o
                        4-1
                 C      -H
                 CU          >-i
                 60  fi  T3  O
                 >•>  O  CU
    
                O   4J  CU  0)
                     cn  cu  a
                            CQ  CU
                                Ml
                            cn  >>,
        c
        o
        •H
    rH  4-J
     cu  cn
       PH
     6
     o
    o
     ex B  *-i
     CU O -H
    
    
    CO         rH  X
        rH  0)   3  O
     o  cu -d   o
     4-1  3 -H  P4  B^S
        FT^  U^      ^.Q
    
     CU      4J   (U  rH
    
    
     3  O O   P
    fe  4-1 v-^ P4  V
                                                                O)
                                                                o
                                                                E
                                                                O)
                                                                t-
                                                                cu
                                                                ^-
                                                                cu
                                                                 cu
                                                                 o
                                                                 O
                                                                oo
     CU
    
     §
    rH
     ex
                                                                         co
                                                                         oo
                                                                         UJ
                                                                         o
                                                                         o
                                                                         ZD
                                                                         00
                                                                  o
                                                                  Q
                                                                  UJ
                                                                         cr
                                                                         OO
                                                                         Q_
                                                                         OO
     cu  i  cu
    T3  '  cn
    •H    3
     CO  I
     4_)    4-1
     3  I-H
    O  1^
                                           CU
                                           4-J
                                           D
                                           rH
                                           •H
                                           Q
                           6-6
    

    -------
           The combustion chamber and heat recovery equipment are the major pieces
      of equipment for an incineration system.   Auxiliary equipment  includes
      blowers, ducts,  supporting  structure,  and  de-entrainment devices.   Blowers
      are  needed  if the  waste  gas  is  at  insufficient  pressure to  move it  through
      the  ductwork  and the  combustion  chamber.   The blower may be  either  forced
      draft or induced draft.  Each type of  fan  has advantages  and disadvantages
      depending on  the specific application.
          The design and layout of the ductwork depends primarily upon the source
     of the waste gas and the location of the incinerator.   Careful  attention
     should be paid to its design for safety and economic reasons.  Long duct
     runs can cost more than the afterburner itself.   Condensation of combustible
     material can occur even in  insulated ducts, causing a fire hazard.   For those
     applications where  the waste gas is at a concentration  above 25 percent of
     the lower explosive limit (LEL)  of the gas, but  below the upper explosive
     limit (UEL), provision must  be made to  prevent flashback through the ductwork
     to  the process source.1   This is  done by providing  high  velocity sections
     where the waste gas  velocity  is  higher  than the  flame propagation velocity.1
     Another  preventive  measure is to  dilute  the waste gas with air  to below
     25  percent of  the LEL.  If concentrations are above the  UEL,  the waste gas
     may be ducted without the need for air dilution.1   It is  essential that
     air be excluded at all points between the waste gas source and the incinera-
     tor to prevent an explosive mixture from forming.1
         The  supporting structure for the afterburner represents an  important
    piece of  auxiliary equipment insofar as installation is  concerned.  If the
    system is mounted  on a concrete  pad on the ground, its weight will have
                                        6-3
    

    -------
    little influence on installation.   However,  long  duct  runs can  be avoided if
    the incinerator can be located close to  the  waste gas  source.   This  arrange-
    ment results in a safer and less expensive system.   Roof mounting is therefore
    frequently done since besides avoiding long  duct  runs  it also  saves  space
    within the building and eliminates the need for a tall stack on the  incin-
    erator.  The primary disadvantage of this location is that for roofs not
    strong enough  to take the additional load, a special  (and expensive) support-
    ing  structure  will  be required; or  if this cost  is prohibitive, lightweight
    afterburner designs or  ground  level  installation will be needed.1
          In  some applications,  the CO-containing waste gas  may contain  liquid
    or solid particulate  matter which  may significantly affect operation of an
    afterburner.   Provisions  for removal  of this must be  made in equipment
    design and selection  to ensure proper operation  of  the  incinerator.  There
     are a large number of different types of equipment  for  removing  particles
     and mists including fabric filters, electrostatic precipitators, cyclones,
     demisters, etc.  Depending upon the nature of the solid or  liquid,  suitable
     devices can be installed upstream of the afterburner.
          Operating principles - Good removal of the carbon monoxide in a  waste
     gas  simply requires contacting the gas with sufficient oxygen at high
     enough  temperature for the  CO  to be oxidized in the  time available.  There-
     fore, the three principles  of  good  combustion-time, temperature,  and
     turbulence-hold  true  for  waste gas  incineration as  well.  The difficulty
     does not  come in  recognizing  their  value, but in actually putting  them into
     practice.  The following  discussion presents information on the conditions
     necessary for proper operation of a thermal incinerator to control  carbon
     monoxide.
                                         6-4
    

    -------
                    6.  INDUSTRIAL PROCESS SOURCE CONTROL SYSTEMS
           This section examines those control systems which are used to control
      carbon monoxide emissions from industrial  process sources.   The specific
      controls examined include:
           1.    incinerators  (thermal  and catalytic)
           2.    flares  and  plume burners,  and
           3.    carbon  monoxide  boilers.
           A technical  and  economic assessment is presented for each of the controls
     listed above.  The technical assessment includes discussions on equipment and
     operating principles, control efficiencies, and feasible areas of application.
     The economic assessment includes both capital  and annualized cost curves for
     representative systems.
     6.1.   INCINERATORS
          Incineration  is  the most applicable  and efficient  control  technology for
     reducing  carbon monoxide emissions  from most industrial  process  sources.
     There  are  two  basic designs  currently used  in the  pollution  control field  for
     incinerators  (or afterburners)-thermal and catalytic.  Both have advantages
     in certain applications  and both have been used extensively to destroy com-
    bustible pollutants in waste gas streams by oxidation to C02 and water.  The
    main use of afterburners in the past has been for odor,  hydrocarbon, and
                                        6-1
    

    -------
    smoke control.   There are some applications, however, in carbon monoxide
    control.  The remainder of this section examines the application of inciner-
    ators specifically for the control of carbon monoxide emissions.
    6.1.1  Equipment and Design Parameters for Thermal Incinerators
         Equipment—Carbon monoxide emissions are controlled in thermal incinera-
    tors by heating in the presence of oxygen the CO-containing waste gas to a
    temperature sufficient to allow complete oxidation in the residence time
    available.  The incinerator itself is a steel shell, refractory-lined
    combustion chamber.  A burner  is  located at one end  through which the waste
    gas  is  introduced  into the chamber along with supplemental fuel, should it be
    needed.   Alternatively,  the fuel  may  be burned with  air and the  hot combus-
    tion gases mixed with  the waste gas just after  the  burner.  This arrangement
    is  usually used when  the waste gas does not contain  enough oxygen  to oxidize
    all  the fuel,  carbon  monoxide, and other combustible pollutants  present in
    the waste gas.
         As fuel  costs have  risen in  recent years,  the  incentive  for recovering
     available heat in  the incinerator flue gas  has  become  strong.   This  has led
     to the application of numerous heat  recovery techniques.   Recovery methods
     include heat exchange between hot flue gas  and  incoming cool  waste gas,
     recycling a  portion of the hot flue  gas  back to the process  to supply  heat
     directly, and using the heat to generate steam  for other processing or heat-
     ing loads in the plant.   Fuel savings from employing any of these  alternatives
     can usually pay for the cost of the heat recovery equipment.1
                                         6-2
    

    -------
      23.    Jahnke,  J.A.  et  al.  A  Research  Study  of  Gaseous  Emissions  from  a
            Municipal  Incinerator.  J. APCA  27(8):  747,  1977.
      24.    Achinger,  William  C. and Richard L. Baker.   Environmental Assessment
            of Municipal-scale Incinerators.  Open  File  Report SW-111.  U.S.
            Environmental Protection Agency, Research Triangle Park, North
            Carolina,  1973.
     25.    Incinerator Overfire Mixing Demonstration, Final Report.  EPA 600/2-
           75-016, PB 245 015.  U.S.  Environmental Protection Agency, Research
           Triangle Park, North Carolina, August 1975.
     26.   Mohn, C.  Michael, Richard  H.  Stephens,  and Thomas  J.  Lamb.   Applica-
           tion  of Incinerator Jets to Municipal  Incinerators.   Paper No.  73-225,
           presented at  the  66th Annual  APCA Meeting, Chicago,  Illinois.
           June  1973.
     27.    Chansky,  Steven H.  et al.   Systems Study of Air  Pollution  from Munici-
           pal Incineration, Vol. 1.   Arthur D. Little,  Inc., Cambridge,
           Massachusetts.  March 1970.
     28.    Air Pollution  Engineering Manual, 2nd ed.  AP-40, PB 225  132.  U.S.
           Environmental   Protection Agency, Research  Triangle Park, North
           Carolina.   1973.
    29.    Cross, Frank L., Jr.  Controlled Air Incinerators.   Pollution Eng.
           1973 (December), 30.
    30.   Rolke, R.W.  et al.  Afterburners Systems Study.   EPA-R2-72-062,
          PB 212 560,  U.S.  Environmental  Protection Agency, Research  Triangle
          Park,  North  Carolina,  1972.
                                       5-43
    

    -------
    

    -------
     5.4.2.1  Process Descriptions
          Flue-fed incinerators  are  single-chamber,  rectangular furnaces in
     which the stack also  serves as  a  charging  chute  for refuse.  Refuse is dried
     by gas burners  located  below the  grates.   Refuse is ignited through a charg-
     ing door above  the grates,  and  ash  is  removed through a cleanout door at the
     bottom of the furnace.   Overfire  and underfire air jets are usually installed
     in both doors.
          Conical  incinerators are used  by  some lumber, wood product, and textile
     industries  to burn wood  or  fiber  waste. Combustion control is difficult in
     this  type of  incinerator because  the addition of combustion air is not con-
     trolled.  A  typical  conical  burner consists of a cone-shaped sheet metal
     shell  with  a  mesh  screen on  top.  Refuse is charged through a door near the
     top of the  burner  and falls  to a  fuel  pile where it is ignited.  Air is
     supplied  through small tangential  inlets near the base of the burner.
          Silo incinerators are  vertical  steel  cylinders which are sometimes  lined
     with  refractory brick.  They are charged and fired  similar to conical  burners.
     but operate at higher temperatures because of the refractory-lined  chamber.
     Both  single-  and multiple-chamber  units are in current use.   Combustion  air
     is supplied through louvers  located  at  the base  of  the incinerator.
          Temperatures in the combustion  chambers  of  the above  incinerators will
     vary with the amount of combustion air, charging method,  and  type of refuse
     burned.  In general, temperatures  range from  540°C-980°C  (1000°F-1800°F) .28
     In the single chamber incinerators described  above,  turbulence  and  gas resi-
    dence time are difficult to  control  and vary  widely.
         The controlled ("starved")  air  incinerator  is  a relatively  recent de-
    velopment.  This  type  of unit is always two-chambered.  The concentration
                                       5-35
    

    -------
    of carbon monoxide-rich exhaust gas  produced  in  the  burner's  primary  chamber
    is reduced when additional  air is added in the incinerator's  secondary  cham-
    ber.  Controlled air incinerators may be batch-  or continuous-fed,  and  typi-
                                                                   28
    cally operate at temperatures of 1090°C-1200°C (2000°F-2200°F). °  Secondary
    chamber residence time is longer than in conventional  incinerators  (1.25-1.60
    seconds).29  An efficient starved air incinerator is equipped with  a  primary
    burner to initiate incineration and with a secondary burner to oxidize  the
    combustibles in the off-gases when temperatures are less than 870°C (1600°F).
    5.4.2.2  Process Emission Sources and Factors
         Uncontrolled emission factors for various types of commercial/industrial
    incinerators are given in Table 5-8.
              TABLE 5-8.   CARBON  MONOXIDE EMISSION FACTORS  FOR  SELECTED
                          COMMERCIAL/INDUSTRIAL INCINERATORS
                                    Emission  rates (uncontrolled)
          Incinerator type       Kilograms/metric  ton     Pounds/ton
     Industri al/commercia1
      Multiple chamber                    5                    10
      Single chamber                     10                    20
      Flue-fed single chamber            10                    20
      Controlled air                 negligible            negligible
     Source:   References  6,  29
    
          Emissions estimated for 1977 are  shown  in  Table  5-9.  As  the  table  indi-
     cates, conical incinerators  produced almost  50  percent  of the  carbon  monoxide
     emitted from industrial  and  commercial  incinerators.
                                        5-36
    

    -------
                 TABLE  5-9.   ESTIMATED  1977 CARBON MONOXIDE EMISSIONS
                             FROM COMMERCIAL/INDUSTRIAL  INCINERATORS
           Incinerator type
           Conical , al1 fuels
           Other, all fuels
                TOTAL
                                                  Total Mas Emissions
    metric tons
    530,700
    655,000
    ,185,700
    tons
    585,000
    722,000
    1,307,000
     Source:  Reference 7
          Control  techniques  (e.g.,  afterburners  and  draft  controls)  are  appli-
     cable to flue-fed  incinerators  and  other  types of single- and multiple-
     chamber incinerators.
     5.4.2.3  Control Techniques
         The more simple design characteristics of most commercial/industrial
     incinerators make carbon monoxide control through good operating practices
     difficult.  In single chamber incinerators, exhaust gas mixing and residence
     times are insufficient to achieve complete combustion of CO in the exhaust
     gas. Conical and silo burners have virtually no means of combustion air
    control, so temperatures and burn rates will vary.
         Direct flame afterburners are reportedly applicable to flue-fed  incin-
    erators and other types  of commercial/industrial  incinerators,6'21  This
    type of afterburner typically operates  at temperatures  of 650-980°C (1200-
    1800°F), with residence  times ranging from 0.3-0.6  seconds.21   Control
                                        5-37
    

    -------
    efficiencies of 90 percent CO removal  can reportedly be  achieved  if  an  after-
    burner is operated at temperatures  of  at least 760°C (1400°F).28   Catalytic
    afterburners are not feasible because  exhaust gas  from burning  refuse con-
    tains substances which foul  the catalyst.
         Installation of controlled air incinerators  as  replacements  for less
    sophisticated units would result in substantial  carbon monoxide emission
    reductions.  These units can be used to combust a  variety of wastes  and are
    designed for capacities of 180-1360 kilograms/hr (400-3000 pounds/hr),29
    Emissions of CO from controlled air incinerators  have been reported  as
    negligible.29
    5.4.2.4  Cost of Controls
         Chapter 6 contains a detailed presentation of the capital  and annua-
    lized costs for thermal incinerators.   To accurately determine  the costs  for
    applying this control to refuse incinerators, flow rates and composition  of
    the flue gas are needed.  Due to the variations in operation of existing
    refuse incinerators, flow rates and composition of the flue gases from  the
    units will change significantly not only from one unit to the next but  also
    from time  to time for a given incinerator.  Data characterizing compositions,
    flow rates, and their variations were not available.  Without this informa-
    tion accurate costs cannot be determined for thermal incineration of the
    flue gas from this source.
    5.4.2.5  Impact of Controls
         Emissions Reductions — If afterburners were applied to existing commer-
    cial/industrial incinerators, or if existing units were replaced by effi-
    cient controlled air incinerators, carbon monoxide emissions from these
                                        5-38
    

    -------
     sources  would  be  substantially  reduced.  Based on 1977 emissions data, an
     emissions  reduction  of  1,207,000 metric tons  (1,331,000 tons) could be
     achieved assuming these controls had removal  efficiencies of 90 percent.
          Environment—The use of afterburners will increase the amount of nitro-
     gen  oxides  (N0x)  emissions from commercial and industrial incinerators. Un-
     less  afterburner  operating temperatures exceed 980°C (1800°F), however, NOX
     emissions will remain relatively small  (20-30 ppm).30  Sulfur oxides emis-
     sions may increase if fuel oil rather than natural gas is used as supplemen-
     tary  afterburner  fuel.  The use of better-designed incinerators, such as
     controlled air incinerators, as well as afterburners, should reduce emissions
     of combustible particulates and hydrocarbons in addition to carbon  monox-
     ide.29
          Energy Requirements—Supplementary fuel  will  be required to maintain
     combustion in afterburners applied  to incinerator  stacks.   The amount of fuel
    will  depend on the type  of refuse  burned  and the operation  of the incinera-
     tor.   Typical  afterburner fuel  requirements  are described  in Chapter 6.
     If controlled air incinerators  are  installed,  the  small  quantities  of com-
    bustion air required  results  in  reduced amounts of fuel  necessary to  fire
    the incinerator itself.29
                                        5-39
    

    -------
                               REFERENCES FOR CHAPTER 5
    
    1.    Inventory of Combustion-related Emissions from Stationary Sources,
         2nd Update.   EPA 600/7-78-100.   U.S. Environmental  Protection Agency
         Research Triangle Park, North Carolina, June 1978.
    2.    Shields, Carl D. Boilers:  Types, Characteristics,  and Functions.
         McGraw-Hill, New York. 1961.
    3.    Control Techniques for Nitrogen Oxide Emissions from Stationary
         Sources.  Final Report, 2nd edition.  EPA 450/1/78-001, U.S. Environ-
         mental Protection Agency, Research Triangle Park, North Carolina,
         January 1978.
    4.    Putnam, A.A., E.L. Kropp, and R.E. Barrett.  Evaluation of National
         Boiler Inventory, Final Report.  EPA Contract No. 68-02-1223, Task 31.
         Battelle Columbus Lab., Columbus, Ohio.  October 1975.
    5.    Stationary Watertube Boiler Sales Data, American Boiler Manufacturers
         Association, Arlington, Virginia, Updated.
    6.    U.S.  Environmental Protection Agency.  Compilation of Air Pollution
         Emission Factors.  Second Edition with supplements.  AP-42.  U.S.
         Environmental Protection Agency, Research Triangle Park, North Carolina,
         1972-1977.
    7.    National Air Quality Monitoring and Emission Trends Report,  1977,
         EPA-450/2-78-052, and  supporting background information.  U.S.
         Environmental Protection Agency, Research Triangle Park, North
         Carolina, December 1978.
                                        5-40
    

    -------
      8.    Stationary  Source  Combustion  Symposium,  Vol.  3,  Field  Testing  and
            Surveys, Proceedings.   EPA 600/2-76-152c,  PB  257  146.   U.S.  Environ-
            mental Protection  Agency, Research Triangle Park, North Csrolina,
            June 1976.
      9.    Proceedings of the Second Stationary Source Combustion Symposium,
           4 vols.  EPA 600/7-77-073a-d.  U.S. Environmental Protection Agency,
           Research Triangle Park, North Carolina, July 1977.
     10.   Source Assessment:   Overview Matrix for National  Criteria Pollutant
           Emissions.   EPA 600/2-77-107c.  U.S.  Environmental Protection Agency,
           Research  Triangle Park, North Carolina, July 1977.
     11.   Emissions From  Residential  and Small  Commercial  Stoker-Coal-Fired
           Boilers Under Smokeless Operation,  Final  Report.   EPA 600/7-76-029,
           PB  263  891.  U.S. Environmental  Protection  Agency, Research  Triangle
           Park, North  Carolina,  October  1976.
     12.    Control Techniques  for Carbon  Monoxide  Emissions  from Stationary
           Sources.  Pub. No.  AP-65, U.S.  Environmental Protection Agency,
           Research Triangle Park,  North  Carolina, March  1970.
     13.     Himmel, Robert L.,  Douglas W.  DeWerth and David W. Locklin.  Guidelines
           for Adjustment of Residential  Gas Heating Equipment for Low Emissions
          and Good Efficiency.  Paper No. 78-49-4.  Presented at the 71st Annual
          APCA Meeting, Houston, Texas.   June 1978.
    14.    Guidelines for  Residential  Oil-burner  Adjustments.  EPA 600/2-75-069a,
          PB 248-292.   U.S.  Environmental Protection Agency, Research Triangle
          Park,  North  Carolina,  October  1975.
                                        5-41
    

    -------
    15.    Guidelines for Burner Adjustments of Commercial  Oil-fired Boilers.
          EPA 600/2-76-088.   U.S.  Environmental  Protection Agency, Research
          Triangle Park, North Carolina, March 1976.
    16.    Study of Air Pollutant Emissions from Residential Heating Systems,
          Final Report.  EPA 650/2-74-003, PB 229 667.  U.S. Environmental
          Protection Agency, Research Triangle Park, North Carolina.  January 1974.
    17.   Residential Oil Furnace System Optimization—Phase I, Final Report.
          EPA 600/2-76-038, U.S. Environmental Protection Agency, Research
          Triangle  Park, North Carolina, February 1976.
    18.   Katzman,  L. and D. Weitzman.  A  Study to Evaluate the Effect of  Reduc-
          ing  Firing Rates  on  Residential  Oil Burner  Installations.  Abcor Inc.,
          Walden  Research Division, Wilmington, Massachusetts.  Undated.
    19.   Field  Investigation  of Emissions from Combustion  Equipment for  Space
          Heating,  Final Report.   EPA-R2-73-084A.   PB  223 148.  U.S. Environ-
          mental  Protection Agency, Research  Triangle  Park, North Carolina,  1973.
    20.   National  Emissions  Data  Systems  (NEDS)  by  Source Classification Code.
          National  Air Data Branch, U.S.  Environmental  Protection Agency,
          Research  Triangle Park,  North Carolina.   Feburary 24,  1978.
     21.    Field  Surveillance  and  Enforcement  Guide:   Combustion  and Incineration
           Sources,  Final Report.   APTD-1149,  PB  226 324.   U.S.  Environmental
           Protection Agency,  Research Triangle Park, North Carolina, June 1973.
     22.    Chansky,  Steven  H,  et al.   Systems  Study of Air Pollution from Municipal
           Incineration, Vol.  2.  Arthur D. Little, Inc., Cambridge, Massachusetts.
           March 1970.
                                          5-42
    

    -------
         4.  antimony
         5.  mercury
         6.  lead
         7.  zinc
         8.  tin
         9.  sulfur
        10.  halogens.
         All except sulfur and halogens form alloys with the metal catalyst and
    therefore permanently deactivate the catalyst.1  However, sulfur and halo-
    gens, in most cases, combine in a reversible chemical reaction with the
    metal.  Catalyst activity is usually restored when the sulfur or halogen-
    containing species is removed from the waste stream.1
    6.1.3  Incinerator Control Efficiency
         The control efficiency of carbon monoxide in dilute quantities in a
    waste stream by thermal incineration depends primarily upon three factors:
    residence time, temperature, and degree of mixing.  Proper design Df an
    incinerator taking these three factors into consideration can result in a
    thermal incinerator capable of consistent removal of CO at efficiencies
    exceeding 90 percent.  Higher efficiencies (greater than 95 percent) can
    be designed for at the expense of higher capital  and operating costs to
    achieve longer residence times and higher operating temperatures.
         Control  of carbon monoxide by catalytic incineration depends primarily
    upon the operating temperature and bed volume.   Properly designed and
    operated, a catalytic incineration system can consistently achieve CO
                                      6-15
    

    -------
    removal  efficiencies of greater than 90 percent.   Higher efficiencies
    (greater than 95 percent) will  require greater capital  outlays, mainly for
    increasing catalyst bed volume.  Compensation for deactivation of the
    catalyst will have to be included in the initial  design and during opera-
    tion to ensure good CO removal  over a period of time.
    6.1.4  Applicability
         Thermal incinerators are applicable to virtually all sources of carbon
    monoxide containing waste gases which are below the lower explosive (combus-
    tion limit.  (As mentioned earlier, gases which can support combustion
    would not be disposed of in an incinerator, but rather flared through a
    waste gas burner or sent to a boiler or process furnace for heat recovery.)
    Catalytic incinerators would be limited somewhat in their application to
    dilute waste gases.  This is due to the presence of catalyst poisons in
    some gases.
    6.1.5  Energy Requirements
         In general, the energy requirements for thermal or catalytic incinera-
    tors depend upon the following factors:
         1.  concentration of CO and other combustibles in the waste gas,
         2.  waste gas temperature,
         3.  oxygen content of waste gas,
         4.  incinerator operating temperature, and
         5.  amount of heat recovery employed.
         The concentration of carbon monoxide and other combustibles in the
    waste gas can have a significant effect upon energy requirements for thermal
                                       6-16
    

    -------
    or catalytic incinerators.  The heat released upon oxidation of CO at a
    concentration of 25 percent of the lower explosive limit in a waste gas is
    sufficient to raise the temperature of a normal cubic meter (0.3 scf) of that
    gas by 340°C (650°F).
         The temperature of the waste gas also affects the amount of energy
    required for its incineration.  Most if not all of the supplemental fuel con-
    sumed for thermal and catalytic incinerators is used to raise the temperature
    of the waste gas up to the design operating temperature of the unit.
         If the oxygen content of the waste gas is sufficient (16 percent or
    greater) to oxidize the supplemental fuel and combustibles in the waste gas,
    significant energy savings will result.  This is because the use of outside
    air for the oxygen will require fuel to be consumed to heat the air up to
    the operating temperature of the incinerator.
         As mentioned, the heat required to raise the waste gas (and air if
    needed) to the operating temperature of the incinerator is the primary
    energy requirement for incineration.  Therefore the incinerator operating
    temperature as well  as the waste gas temperature affect the amount of
    supplemental  fuel needed.
         Heat recovery techniques can lower the amount of supplemental  fuel
    required for incineration significantly.   The simplest and probably most
    common form of heat recovery employed in  incinerators is the use of the
    hot flue gas  from the incinerator to heat up the incoming waste gas.  This
    is referred to as primary heat exchange and a simple diagram of an  incinera-
    tion system utilizing this technique is shown in Figure 6-1.   Another heat
    recovery technique,  commonly referred to  as secondary heat recovery,
                                      6-17
    

    -------
    utilizes the remaining heat in the incinerator flue gas after primary heat
    recovery.  Application of this technique is limited to plants which have
    a use for additional heat.  Secondary recovery involves further heat
    exchange with a process stream or use of the hot gases for drying.
         To accurately estimate the energy requirements for thermal and catalytic
    incinerators, each of the above factors must be considered.  Due to the
    potential for wide variation in each, reporting a single energy requirement
    or set of requirements would not provide an accurate representation.  Plots
    are presented which should yield reasonable estimates  of the energy require-
    ments for incineration.   Figures 6-6, 6-7, and 6-8 can be  used to  determine
    the energy  requirements  for a wide variety of thermal  incinerator  applica-
    tions.   Figures  6-9,  6-10, and  6-11  can  be used  similarly  for  catalytic
     incineration.  These  plots were taken from the  Shell  Afterburner  Systems
     Study  and modified to reflect conditions representative  of incinerators
     designed to control waste gases containing carbon  monoxide.1
    
          Within the  graphs,  provisions  are  made  to  account for factors affect-
     ing  the energy requirements  for thermal  and  catalytic incinerators.   The
     operating temperatures of both types of incinerators are fixed and all  cal-
     culations are based on these temperatures.  For thermal  incinerators, the
     temperature chosen was 870°C (1600°F)  and for catalytic, 480°C (900°F).
     These temperatures should be sufficient to oxidize not only all  CO in a
     waste gas but virtually all  organics as well.
          To calculate the energy requirements for a particular application, it
     is first necessary to assume a heat exchanger recovery factor.  Typical
                                         6-18
    

    -------
        TB,°F
              1000-
               900-
              800-
              700-
              600-
              500-
              400-
              300
                                     Exchange Recovery Factor
                   90°C(200°F)
                   40°C(100'F)
                                                                        TC»870'C(1600'F)
                            20
                                                                     100
                          I	1	1	
                         40        60         80
                        Exchanger Recovery Factor
    
    Percent Reduction of Supplemental  Fuel Requirements with No Heat Recovery
    
                          Source: Reference 1
    FIGURE 6-6.   EFFECT OF  EXCHANGER  RECOVERY FACTOR AND WASTE GAS  TEMPERATURE
                                ON  INLET  TEMPERATURE  TO THERMAL  INCINERATOR
                                          6-19
    

    -------
              60
            (2020)
              50
            (1680)
              40
            (1345)
         «    30
         i  (ioio)
         •»-J
         o
               20
             (670)
               10
             (335)
                                                Operating Temperature: 870'C(1600'F)
                                                Combustion Oxygen from Outside Air
                            —T~
                            200
    400
              600
                         800
    1000
                                   Incinerator Inlet Temperature.T
                                         Source: Reference  1
    FIGURE 6-7    THERMAL  INCINERATOR  ENERGY REQUIREMENTS WITH NO  HEAT
                   RECOVERY  OXYGEN FROM OUTSIDE AIR
                                            6-20
    

    -------
                60
              (2020
                50
             (1680)
                40
             (1345)
                30
             (1010)
          *    20.
              (670)
               10
             (335)
                        Operating Temperature:  870°C(1600'F)
                        Combustion Oxygen from  Waste Gas
    2°0       400        600         800
    
         Incinerator Inlet Temperature, °F
              Source: Reference 1
                                                                     1000
    FIGURE 6-8.   THERMAL  INCINERATOR  ENERGY  REQUIREMENTS WITH NO  HEAT
                   RECOVERY  OXYGEN FROM WASTE  GAS
                                            6-21
    

    -------
           700
           600
           500-
           400-
           300-
           200-
           100-
                                     Exchange Recovery Factor
                40-C(100'F)
              0
    "T"
     20
    T
     40
    "T"
     60
    T~
     80
                                                                 100
                                                                          C   480°C(900"F)
                                    Exchanger Recovery Factor
              Percent Reduction of Supplemental Fuel Requirements  with No Heat Recovery
                                      Source: Reference 1
    FIGURE 6-9.   EFFECT OF  EXCHANGER RECOVERY  FACTOR  AND WASTE GAS
                   TEMPERATURE  ON INLET TEMPERATURE TO  CATALYTIC
                   INCINERATOR
                                            6-22
    

    -------
                           40
                        (1345)
    Operating  Temperature:  480 C(900*F)
    Combustion Oxygen from Waste Gas
                          30
                        (1010)
                                       200
                                          Incinerator Inlet  Temperature,aF
                                                Source: Reference 1
    FIGURE  6-10.
                                                                           WITH
                                                 6-23
    

    -------
                      40
                   (1345)'
               CQ
               ~     30
                   (1010)
                2.    20  .
                M   (670)
                
    -------
    \
    
    
                                                                      o
                                                                      o
                                                                                       00
                                                                                       o;
                                                                                       o
                                                                                       o
                                                                                       o
                                                                                       t— I
                                                                                O)
                                                                                O
                                                                               O)
                                                                               S_
                                                                               O)
                                                                               
    -------
          Deactivation may  occur  due  to  several mechanisms.  Thermal aging  is
     probably  the most common.  It  involves micro-structure changes  in the
     active metal or  the  porous support  and loss of active metal by  erosion,
     attrition,  and vaporization.   Proper operating temperatures can slow this
     aging and allow  satisfactory performance from a unit for three  to five
     years.1   However, thermal aging  may be accelerated by increasing bed temp-
     erature.  Upper  limits of 590°C  (1100°F) for alumina-based catalysts and
     810°C (1500°F) for all-metal catalysts are recommended by manufacturers
     for maximum bed  life.1  To keep  bed temperatures below these levels, it is
     generally recommended that catalytic incinerators be limited to waste gases
     with  combustible concentrations below 25 percent of the lower explosive
     limit.2
          A second mechanism for  deactivation is the buildup of coatings on the
     surface of  the catalyst.  These  are commonly condensed (and polymerized or
     partially charred) organic material and/or layers of inorganic particulates.
     They  deactivate the catalyst by  inhibiting contact between the gas phase and
     the catalyst surface.  Unlike thermal  aging, which is irreversible, periodic
     cleaning is usually effective in restoring up to 90 percent of the initial
     catalyst activity where surface coating is the deactivstion mechanism.1
         The final  mechanism for deactivation is poisoning by specific contami-
    nants in the waste stream.   These contaminants either combine  chemically
    with the active metal or form alloys with it.1  These poisons  include:
         1.   phosphorus
         2.   bismuth
         3.   arsenic
                                       6-14
    

    -------
      per  unit  flow  rate of waste gas.1  Temperature  is important because of its
      influence on the effective rate constant for the oxidation of carbon monox-
      ide.  The catalyst bed volume is important in that it determines the operat-
      ing  capability of the system and the overall CO removal efficiency.  Figure
      6-4  shows the relative effect of catalyst bed volumes on pollutant conver-
      sion.1  It shows that about twice the volume of catalyst is required for
      90 percent conversion as for 66 percent conversion.   And twice again is
      required to go from 90 percent to 99 percent.   This  figure is  not based on
     carbon monoxide specifically,  but the general  relationship should be repre-
     sentative of that expected for carbon monoxide.   Figure 6-5 shows the  effect
     of catalyst  bed temperature on the  conversion  efficiency of carbon  monoxide.1
     Control  efficiencies  greater  than 90  percent can be  achieved at  temperatures
     above 430°C  (800°F).1
          Besides  temperature  and bed  volume  another  factor  affecting  the CO
     oxidation  performance of  a  catalytic  incinerator is  the  deactivation of the
     catalyst with age and exposure.  This must be compensated  for  in  the initial
     design and also during subsequent operation of the system.1  This compensa-
     tion  may include:
          1.  initial overdesign in catalyst bed volume,
          2.  raising preheat temperatures as catalyst activity decreases,
          3.  cleaning the catalyst during periodic  shutdowns,
         4.  replacement of the catalyst,  or
         5.  treating the waste gas for  removal  of  potential  poisons  prior
    to feeding into the incinerator.
                                       6-11
    

    -------
       100
        60
    o
    2
        40
                       0.5
    1.0
    1.5
                                                             2.0
                                           2.5
                               Source:  Reference 1
    FIGURE 6-4.  VOLUME OF CATALYST/VOLUMETRIC FLOW RATE OF WASTE STREAM*
     *Does not apply quantitatively to  carbon  monoxide.
                                     6-12
    

    -------
      6J'2  Equipment and Design  Parameters  for Catalytic  Incineration
                     " The basic  equipment used for  a  catalytic  incineration
      system is  shown  in  Figure  6-3.   This  consists  of  a  combustion/mixing
      chamber upstream of the catalyst bed.  A preheat  burner is usually located
      in  this  chamber  to  bring the temperature of the waste stream up to
      required oxidation  temperature.  The  chamber is also designed to achieve
      a uniformly distributed mixture of the combustion gases from the preheat
      burner and the waste gas.   The catalyst bed is located at the end of the
      chamber.  It usually consists of a metal  mesh-mat, ceramic honeycomb, or
     other ceramic matrix structure with a surface deposit or coating of finely
     divided particles of platinum or other platinum family metals.   The metal
     acts as the catalyst while  the matrix structure serves to  support the
     catalyst.  The support  is designed  for high surface  area for  relatively
     small  bed volumes to maximize the number  of active sites where  the  catalyzed
     oxidation reaction can  take place.  Relatively  small  catalyst bed volumes,
     0.014  - 0.057  m3  (0.5 - 2.0 ft3), are  required  per 27  Nm3/min (1000 scfm)
     of waste  gas.1  This small  volume and  the low density  of the catalyst bed
     contribute to  relatively small sizes and light weights for catalytic versus
     thermal  units.  Heat  recovery from the flue gas out of the catalyst bed may
     be included in the overall   system design.    It will  be similar to that for
     a thermal unit; however, because of the lower operating temperatures and
     supplemental fuel  requirements, less energy can be  recovered.1"
         Design Paramete_rs_ -  Catalytic incineration of carbon  monoxide depends
    primarily upon two factors,  operating  temperature and catalyst bed volume
                                        6-9
    

    -------
                                        CLEAN, HOT GASES
                                        TO HEAT RECOVERY
                                        OR STACK
                   CATALYST
                   ELEMENTS
                                                   WASTE GAS
                                                   PREHEATER BURNER
    FIGURE 6-3.   SCHEMATIC DIAGRAM OF CATALYTIC AFTERBURNER USING TORCH-TYPE
                 PREHEAT BURNER WITH FLOW OF PREHEATED WASTE STREAM THROUGH
                 FAN TO PROMOTE MIXING
                                      6-10
    

    -------
                                                    *
                                                    •ZL
                                                    O
                                                    X
                                                    O
                                                   O
                                                   Q_
                                               OJ
                                               O
                                               E
                                               cu
                                               S-
                                               CU
                                              M-
                                               CU
                                              o
                                              oo
                                                   0.
                                                  CD
    
                                                  oo
                                                  I—
    
                                                  LU
                                                  o
                                                  LU
                                                  Q-
                                                  ZD
                                                  O
                                                  CNJ
                                                   I
                                                  CC
                                                  ID
                                                  CD
      CU
     -a
                                                             X
                                                             o
                                                             o
      O
    
      i-
    
      (J
    
      O
     4->
    
    
      >>
    
      CU
                                                            o.
                                                            Gi-
                                                            ro
     CO
     CU
     O
    o
    6-7
    

    -------
     required with an actual residence time at this temperature of 0.2-0.4
     seconds after mixing of the waste gas and the hot combustion gases.1  These
     conditions should result in nearly complete oxidation of CO.1  However, due
     to difficulties in achieving complete mixing of the gases in the combustion
     chamber temperatures of 870-980°C (1600-1800°F) and residence times of 0.5
     seconds are often designed for in actual applications to ensure good CO
     removal.l
         As just noted, incinerators with designs which achieve good mixing are
     needed not only to ensure adequate CO removal but also to allow operation of
     the system as close to the ideal (and least expensive) conditions of 760°C
     (1400°F) and 0.2-0.4 second residence times.  Operation at this lower tempera^
     ture and time requires the fuel to be burned as rapidly as possible and the
     hot gases to be thoroughly mixed with the waste gas.
         Thorough mixing can be achieved by using either distributed burners or
     discrete burners with internal  baffles.  Distributed  burners are placed
     directly in the waste gas stream and divide the flame into many individual
     jets surrounded by waste gas.   This subdivision greatly enhances the mixing
     of the waste and hot combustion gases.  Distributed burners have certain
     limitations which make them unavailable for some applications.   They are sub-
     ject to fouling, have somewhat limited turndown, can burn only gaseous sup-
     plemental  fuels, and are difficult to use when outside air is used to supply
     oxygen for combustion.1  Where distributed burners are not feasible, dis-
     crete burners are employed.   Because of their design (one burner versus
     several for the distributed design)  mixing is more difficult to achieve.
     Internal  baffles and/or longer residence times are needed for sufficient
    mixing of  the gases in the combustion chamber.1
                                       6-8
    

    -------
      heat  exchanger recovery factors  for primary heat  exchange  are 35  to  45 per-
      cent.   Higher  recovery  factors  (up  to  85  percent)  are  possible with  second-
      ary heat  exchange  if  potential exists  for utilizing  this technique at  a
      given  site.  Knowing  the waste gas  temperature  (TA)  the temperature  into
      the incinerator  (TB)  may be determined from Figure 6-6 for thermal incinera-
      tion or Figure 6-9 for  catalytic incineration.  Then, entering  the appropriate
      graph, Figure 6-7 or  6-8 for thermal, or  Figure 6-10 or 6-11  for catalytic
      at temperature TB, and  knowing the heat content of the waste  gas, the sup-
      plemental  fuel  requirement can be read.  Allowing for heat losses from the
      incinerator may add approximately 5 percent to the fuel requirement shown
     on the graph.l
     6.1.6   Environmental  Impact
          Incineration of  waste  gases  can increase emissions of  S09 and NO
                                                                  Z       X*
     The primary source  of the S02  is  the sulfur contained in  the  supplemental
     fuel used  in the  incinerator.  Depending upon specific  conditions  and sul-
     fur content of  the  fuel  and waste gas,  S02 emissions  may vary from neglig-
     ble to  over 50  ppm.  This is not considered  significant, however.
         The N0x  emissions result from the  oxidation of any nitrogen compounds
     in  the waste  gas  as well as to a limited extent the reaction  between  atmos-
     pheric nitrogen and oxygen.  However, due  to design and operation dif-
    ference, incinerators  (particularly  catalytic ones) have relatively low
    N0x emissions.  Reported levels of N0x in the flue gas from thermal after-
    burners fired with gas at temperatures up to 980°C (1800°F)  are 40-50 ppm
    and for catalytic afterburners,  15 ppm.1,?   N0x emissions from oil-fueled
                                       6-25
    

    -------
    thermal afterburners fired at the same temperatures were reported to be
    from two to three times higher.1
         Incineration of waste gases containing halogen compounds can result in
    the formation of corresponding acids, e.g. chlorine will form hydrochloric
    acid.  Provisions must be made to remove this from the incinerator flue gas.
    Usually this is done by wet scrubbing.1
    6.1.7  Costs (Mid-1978 Dollars)
         The capital and annualized costs for thermal and catalytic incinerators
    are presented in this section.  Capital costs for incinerators depend pri-
    marily upon the flow rate of the waste gas being incinerated, but also are
    affected by the presence of corrosive compounds in the waste gas which neces-
    sitate expensive construction materials.  Capital costs will vary to a lesser
    extent depending upon whether the unit is a package or custom design.  Addi-
    tional capital  expenditures will also be incurred if the system is designed
    for secondary heat recovery.  Figures 6-12 and 6-13 present installed capital
    cost estimates  for thermal and catalytic incineration systems.3  These in-
    clude costs for the basic equipment as well as all  auxiliary equipment such
    as ducts, blowers, instrumentation, demister, piping, etc., and installation
    charges.3
         Annualized costs are presented for thermal and catalytic incinerators
    in Figures 6-14 and 6-15.  These costs include operating and maintenance
    costs as well as capital-related charged.  Table 6-1 shows an example calcu-
    lation for determining the annualized costs for a thermal  incinerator.  Basis
    for the calculation is given in the table.  The installed  capital cost for
    the unit was taken from Figure 6-12.   Bases for the annualized costs are
    given in Table  6-2.1>3»u
                                       6-26
    

    -------
    3
    o
                                                                                             00
                                                                                             a:
                                                                                             o
                                                                                             uu
                                                                            2   §
                                                                            o   o   n
                      O    U   U
                      l/>    QIC
                           «/l   «
    
                          .
    
                      S    £   «
    
                      §    s   s;
                           Q.   3
                           «   O
                           O  •/>
                                                                                            LU
                                                                                            00
    
                                                                                            oo
                                                                                            o
                                                                                            o
                                                                                           00
    O
    o
    CM
                   0001$
    o;
    
    cu
                                        6-27
    

    -------
    -r
    
     §
     00
                                                   00
                                                   C£
    
                                                   O
                                   o  <*»
                                   2   c
                                    o   i-«
                                    CM
    
                                    O^
                                                   o
                                                   a:
                                                   o
                                                   00
                                                   o
                                                                         Q_
    
    
                                                                         O
    
    
                                                                         Q
                                                   00
                                                   CO
                                                   UJ
                                                   a:
                                                   e?
            0001$  *
    -icne.i3Uj.3Ui
          6-28
    

    -------
     o
     o
     oo
                                                            o
                                                            00
                                                            o
    
                                                            «—t
    
                                                            o"
     00
     a:
     o
                                                            s   i
                                                            S   n
                                                            o  4?
                                                            oo  £.
    
                                                            s  I
    o  o
    LU -o
    
    oo oo
    h- r^
    oo cr>
    o •—
                                                                       O •!-
                                                                       vo
    
                                                                       LU
                                                                       o:
    
                                                                       CD
                                           CM     rH
    0001$
                   6-29
    

    -------
    2   c
    
    S   |
        CO
                                                    o"   °
                                                    S   O
                                                    •^r   o
                                                         3
                                                                    oo
                                                                    Qi
                                                                    O
                                                                    I—
                                                                    <
                                                                    CtL
                                                                     t— CO
                                                                      cr>
                     o i—
                     C_)  I
                        -o
                     O T-
                                                                     LO
    
    
                                                                      \
                                                                     CD
    0001$  '
                             6-30
    

    -------
                                 TABLE 6-1
           SAMPLE  ANNUAL I ZED COST CALCULATIONS FOR THERMAL
                       INCINERATION  (Mid-1978 Dollars)
       Design Bases:
    
            Incinerator
                Operating temperature
                Exchanger recovery factor
                Operating time
           Waste Gas
                Flow rate
                Heating  value
    
                Temperature
          870°C (1600°F)
          0.35
          4,000 hrs/yr
          20  NmVsec  (40,000  scfm)
          555  kilojoules/Nm3
          (15  Btu/scf)
          150°C  (300°F)
             COMPONENT
    
     Operating and Maintenance
          Fuel
          Electricity
          Labor
          Maintenance
          Administrative overhead
    Fixed Costs
          Capital  recovery
         Taxes,  insurance, etc.
    Annualized Cost
        COST
     $  68,000
       Neg
       Neg
       6,200
       3,400
    
      50,500
      12,400
    $140,000
                                6-31
    

    -------
                                    TABLE  6-2
    
                              ANNUAL I ZED COST  BASES
    OPERATING AND MAINTENANCE COSTS
                                     FIXED COSTS
    Fuel
    Electricity
    $2.^0/gigajoule
    (2-50/MM Btu)
    $0.03/kWh
    Operating Labor
    
        Direct        $10/man-hour
    
        Supervision   15% of direct
    Capital  Recovery
    (10 yr life,
    interest)
                         Taxes, Insurance,
                         etc.
    16.28% of
    installed cost
                          k% of installed
                          cost
    Maintenance
    
    
    Overhead
    
        Plant
    
    
        Payrol1
    2% of installed cost
    50% of labor and
    maintenance
    
    
    20% of labor
      Source: References  1,3, and
                                       6-32
    

    -------
       6.2   CARBON MONOXIDE BOILERS
            The control of carbon monoxide emissions by oxidation in the furnace of
       a boiler represents an effective and in some cases economical control tech-
       nique.  This method is generally applied only when the CO-containing waste
       gas possesses a relatively high heating value.  The following sections pre-
      sent information on the equipment and design parameters, CO control  effi-
      ciency, applicability,  energy requirements, environmental  impact, and
      economics  of CO boilers.
      6'2'1   Equipnient  and  Design  Parameters  for Carbon  Monoxide
          A  CO  boiler  is essentially  a  typical  gas-fired  steam generating  boiler.
      A  few modifications are necessary, however, due to the potential for  large
      variations in the concentrations of combustibles and oxygen in the CO-con-
      taining waste gas.  Provisions must be made so that the amount of excess
      oxygen  leaving the unit can be determined directly. =  This may be done inter-
     mittently by an Orsat or continuously by an oxygen recorder.
          It  is  also necessary to  provide  for independent  operation of the CO
     boiler so that its operation  will  not  interfere with  that of the  process  or
     unit  which  produces the  CO.   Water-seal  tanks  are installed  to act  as  shut-
     off valves.  They  permit the  CO gases  to be  sent to the boiler or be passed
     directly to the stack  if the  boiler is down.s
          Supplemental fuel is required to ensure stable operation  of the boiler
     as well   as to provide high enough temperatures in the firebox to assure com-
    plete burning of the combustibles  in the CO-gas stream.   The following design
    criteria  have been established for proper operation  of CO boilers:'
                                       6-33
    

    -------
         1.   supplementary firing should be capable of raising the  temperature
    of the CO-gas stream to over 790°C (1450°F),  which is the minimum tempera-
    ture needed for CO ignition.
         2.   the furnace temperature should be about 980°C (1800°F) for stable
    operation.
         3.   at least two percent excess oxygen in the flue gas should be
    supplied.
         Sizes of the CO boilers may vary from those producing less than 23,000
    kg/hr (50,000 Ib/hr) of steam to those producing greater than 230,000 kg/hr
    (500,000 Ib/hr).5  The smaller units will typically be standard pre-engineered
    boilers; the larger ones will be fully field-erected customized units.
    6.2.2  Control Efficiency
         The carbon monoxide emissions from a properly operated CO boiler should
    be  below 200 ppm  in the flue gas.  Numerous applications of CO boilers in
    the refining industry  have  consistently achieved this level.5  Since the
    concentrations of the  carbon monoxide  in the gases to the CO boiler are in
    the range  of 5 to 10 volume  percent, control efficiencies of greater than
    99  percent are achievable by this method.
    6.2.3  Applicability
         The  application of CO  boilers  to  controlling  carbon monoxide  emissions
    from  industrial  sources is  limited.  These limitations are due to  the follow-
    ing reasons:
          1.   the fuel value of  the waste gas  should  be sufficient  so that
    large quantities  of supplemental  fuel  are  not  required.  A plant or process
                                        6-34
    

    -------
       will be limited in the amount of steam it can use.  Fuel consumption in
       excess of this for the purpose of incinerating low-heat waste gases is
       expensive.   Incinerators will  be able to provide adequate control  of these
       gases  at  substantially lower  costs.
           2.   the waste gas  should  be free  of species  that will  foul, attack, or
       deposit upon boiler internals.   Sodium salts,  unsaturated aromatics, potas-
       sium, vanadium, halogenated compounds, and phosphorous all can result in
      expensive construction materials, high maintenance, and formation of plumes.
           3.  the waste gas source must be able to operate independent of the
      CO boiler.
           However,  there are several  industrial  processes  which  have  had  CO
      boilers  applied  to  controlling their  waste  gases.   These  include  petroleum
      refining  fluid catalytic cracker  regenerators, fluid  cokers, and  carbon
      black plants.  These applications are discussed in  Chapter 7.
      6-2-4  Energy Requirements
          Control of CO emissions by CO boilers will  result in an energy savings
     or credit rather than a penalty.   The  magnitude  of the credit will depend
     directly  upon the temperature and  combustibles content of  the waste gas
     Assuming  a boiler efficiency of approximately 75 percent,  then  75  percent
     of the heat  content  of  the waste gas can be  recovered  in the  steam produced.
     6-2-5  Environmental  Impact
         The operation of a CO boiler will  result in about the same environmental
    lmpacts as a regular boiler.   Increased S02 emissions will  originate from
    the sulfur contained in the supplemental  fuel and increased NOX  emissions
                                        6-35
    

    -------
    will result from any nitrogen compounds in the waste gas as well as thermal
    fixation of nitrogen contained in the combustion air to the boiler.
    6.2.6  Costs (Mid-1978 Dollars)
         The installed equipment and annualized costs for carbon monoxide boilers
    are presented in Figures 6-16 and 6-17, respectively.  The installed equip-
    ment costs are based on information provided by a manufacturer of CO boil-
    ers.5  The cost curves reflect data for three separate types of units.  For
    steam flows up to 12.6 kg/sec  (100,000 Ib/hr), the unit would be a standard
    pre_engjneered boiler with combustor.  For a steam flow range of 12.6 to
    27.7 kg/sec (100,000 to 220,000 Ib/hr), the unit would be a customized pre-
    engineered boiler.  Above this capacity, the unit would be a fully field
    erected customized boiler.
         The annualized costs for  CO boilers were developed according to  EPA
    factors as shown in Table 6-2.1>3»l+'5  According to  Figure 3-19, annualized
    costs decrease (i.e., a net  savings is realized) as  the steam flow rate
    increases.  This savings results from  the  steam credit figured  into the
    costs.  Although the graph does not show it, at very low steam  rates  (cor-
    responding to relatively small CO boilers) the annual costs are expected to
    be  positive.
    6.3 FLARES AND PLUME BURNERS
         Flares and plume burners  are devices  which thermally  incinerate  waste
    gases,  in  this case carbon monoxide, with  no recovery of heat.  The primary
    distinction between a flare  and a plume burner is the amount of supplemental
    fuel necessary to maintain combustion.  A  flare requires some degree  of sup-
    plemental  fuel for continued operation, while a plume burner is completely
                                         6-36
    

    -------
                 6.0
                                            300     400
                                           (103lb/hr)
                                          Steam Flow
                                        Source:  Reference 5
    FIGURE 6-16.   INSTALLED EQUIPMENT COST FOR CARBON MONOXIDE BOILERS
                                 (mid-1978 dollars)
                                      6-37
    

    -------
    
    
    
    o
         (1.0)
         (2.0) -
         (3.0)
         (4.0)
     «    (5.0) .
         (6.0) .
         (7.0)
                       13
    25
    38      51
      kg/sec
    63
    76
                       100       200       300    400
    
    
                                     (10  Ib/hr)
    
    
                                     Steam Flow
    
    
                         Source:   Reference 1, 3,  4,  5,
                             500
                            600
       FIGURE 6-17.  ANNUAL COSTS FOR CARBON MONOXIDE  BOILERS
    
                            (mid-1978 dollars)
                                  6-38
    

    -------
     self-supporting.   In the past flares and plume burners have been most com-
     monly used as safety devices to incinerate waste gases from petroleum refin-
     ing and petrochemical manufacturing operations.  More recently other industries,
     such as carbon black manufacturing, have also been using flares and plume
     burners for disposing of waste gases.
         The effectiveness of flares or plume burners for reduction of CO emis-
     sions is uncertain because there is no data on emission control.6  This is
    because the combustion gases are discharged into  the atmosphere making it
    difficult to  sample the unconfined gases.6
                                       6-39
    

    -------
                           REFERENCES FOR CHAPTER 6
    
    1.    Rolke, R.W., et al.   Afterburner Systems Study.   EPA-R2-72-062,
         PB 212560,  U.S. Environmental  Protection Agency,  Research Triangle
         Park, North Carolina, 1972.
    2.    Control  Techniques for Volatile Organic Emissions from Stationary
         Sources, Final  Report.  EPA-450/2-78-022, U.S.  Environmental  Protection
         Agency,  Research Triangle Park, North Carolina,  May 1978.
    3.    Capital  and Operating Costs  of Selected Air Pollution Control  Systems.
         EPA 450/3-76-014, U.S. Environmental  Protection  Agency, Research
         Triangle Park,  North Carolina, May 1976.
    4.    Control  Techniques for Lead  Air Emissions.  EPA 450/2-77-012,  U.S.
         Environmental Protection Agency, Research Triangle Park, North Carolina,
         December 1977.
    5.    Babcock & Wilcox.  Steam: Its Generation and Use, 38th edition.   New
         York, 1972.
    6.    Flare Systems Study, PB-251-664, U.S. Environmental Protection Agency,
         Research Triangle Park, North Carolina, March 1976.
                                        6-40
    

    -------
                        7.   INDUSTRIAL PROCESS SOURCE CONTROL
    
          Carbon monoxide emissions and controls for industrial process sources
     are discussed in this chapter.  The industrial sources chosen for character-
     ization include carbon black production, charcoal  manufacture, the organic
     chemical industry, the iron and steel  industry, petroleum refining, primary
     aluminum smelting, and the pulp and  paper industry.   Process  descriptions
     are given in enough detail to'indicate where emissions are produced,  and
     emission quantities are estimated  for  each  source.   Currently applied con-
     trol  technology  and feasible control methods are discussed, as are control
     efficiencies,  energy  requirements, costs, and  environmental impact.
     7.1   CARBON  BLACK  INDUSTRY
          Carbon  black  is  produced  by the partial oxidation of  hydrocarbons in  a
     limited  supply of air.  The  primary use of carbon black is in  the  production
     of rubber where  it  acts as a reinforcing agent.  Currently about 95 percent
     of all carbon black produced in the U.S. is used by the rubber industry.1
     It is also used as a colorant for printing ink, paint, paper,  and plastics.1
         The most recent estimates available indicate that in 1977 about 2.2
    million metric tons (2.4 million tons)  of carbon monoxide were emitted from
    carbon black  production in the U.S.2   The following  sections  include a brief
                                        7-1
    

    -------
    process description of carbon black production and an assessment of carbon
    monoxide control technology for the carbon black industry.
    7.1.1  Process Description
         There are three basic processes used in the United States for the pro-
    duction of carbon black.  They are:  the furnace process, the channel pro-
    cess, and the thermal process.  Production from the furnace process
    accounts for about 90 percent of the total tonnage of carbon black pro-
    duced.3  Almost 10 percent is produced from the thermal process and less
    than 0.1 percent from the channel process.3
         Thermal process plants use a relatively clean feedstock and can recycle
    almost all of the off-gas to reactors to recover the energy in the gas.
    Because recycle is a part of the thermal process, carbon monoxide emissions
    from this process are insignificant.4'5
         In 1974, only one plant producing carbon black via the channel process
    was still in operation, and it was subject to a court order requiring
    gradual closure by 1979.3  Because this process has been almost totally
    phased out, carbon monoxide emissions from it are not discussed in this
    document.
         In the furnace process, mixed feeds of a light hydrocarbon gas and a
    heavy oil are used in most plants.   The best oil  to use for the production
    of modern high structure carbon blacks is highly aromatic, low in sulfur,
    contains high molecular weight resins and asphaltenes, and is substantially
    free of suspended ash and water.1   The mixed feed is preheated and injected
    with a limited supply of combustion air into the reactor or furnace.
                                       7-2
    

    -------
     Internal reactor temperatures vary from 1300-1700°C (2400-3100*F),
     depending on the grade of carbon black being produced.6
          The flue gases and entrained carbon from the reactor are cooled to 540°C
     (1000°F) by heat exchange with the furnace feed and sent to a water quench
     tower.6  The carbon black laden gas stream is then sent to a fabric filter
     unit for product recovery.   The gaseous effluent contains approximately 50
     percent water vapor and 35  percent nitrogen.   The remaining 15 percent is
     made up of CO,  C02, and H2,  with small  amounts of methane and acetylene.6
          The recovered  carbon black is sent to a  small  collecting cyclone and
     is then fed to  a micropulverizer to break  up  any hard  agglomerates present.
     The pulverized  carbon  black  is sent to  a  finishing  area where final  process-
     ing yields  a pelletized or bead product.   Figure 7-1  is a simplified flow
     diagram for the  furnace type  carbon black  process.
     7.1.2   Process  Emission Sources  and Factors
          In  the  furnace process,  the  gas  stream containing  the  carbon  black  also
     contains  significant quantities  of  carbon monoxide.  After  the carbon  black
     has  been  removed, this  stream is  usually discharged to  the  atmosphere
     through a vent stack.   This vent  is the source of the carbon monoxide  emis-
     sions from the furnace  process.   Table 7-1 contains a representative vent
     gas  composition.1  Actual vent gas composition can vary considerably from
     the  average figures shown, depending primarily upon the grade of carbon
     black being produced.  CO emissions tend to be higher for small-particle
     carbon black production.1
         The uncontrolled carbon  monoxide emission factor for the furnace pro-
    cess as  reported by  EPA is 1300 kilograms/metric ton of black produced
                                       7-3
    

    -------
                                    -
                                    CXL
                                    01
                                    O
                                    
    -------
                                     TABLE 7-1
    
    
                     TYPICAL VENT GAS COMPOSITION  FOR CARBON
                             BLACK FURNACE OIL  PROCESS
                                     RANGE  IN  COMPOSITION       TYPICAL  COMPOSITION
          COMPONENT                         MOLE  %	             MOLE  %	
    
     Hydrogen                           5.5  -  15                       5.7
    
     Carbon  Dioxide                       3-6.5                      2.5
    
     Carbon  Monoxide                      6-14                       5.5
    
     Hydrogen Sulfide                 0.01  - 0.2                      0.1
    
     Methane                            0.2  - 0.7                      0.2
    
     Acetylene                          0.1  - 1.0                      0.2
    
     Nitrogen & Argon                   65  - 80                       35-5
    
     Oxygen                               0-4.9                      0.3
    
     Nitrogen Oxides (N02)          15  -  200 ppm^                 44 ppm
    
    Water                                (b)                          49.0
        High values represent values from two plants.  Most producers
        believe actual value is toward low end of range shown.
    
    
        Dry basis.   Stream typically contains 42-50 mole % water.
    Source:   Reference 1
                                      7-5
    

    -------
     (2600 lb/ton).5  With  a  CO  boiler  or  thermal  incinerator  for  a  control
     device,  the  reported emission  factor  is  5  kg/metric  ton  (10 Ib/ton).  These
     represent efficiencies of over 99  percent  for the  boiler  or incinerator.
     There are no significant CO emissions  from the thermal process.4'5
     7.1.3 Control  Techniques
          In  1976,  29  carbon  black  plants were  operating  in the U.S.  Of that
     number,  three  were  equipped with CO boilers,  two had thermal  incinerators,
     and  two  were equipped  with  flares.7  At  that  time, three  additional plants
     were  installing CO  boilers.7   Besides  these control techniques, catalytic
     incineration represents  a feasible but undemonstrated control alternative.
     The  remainder  of  this  section  discusses  the application of these control
     techniques to  carbon black  plants.
     7.1.3.1   CO  Boilers
          The  CO  boiler  is  one method of controlling combustible gaseous emis-
     sions.   However,  the addition  of a CO boiler  to any existing carbon black
     plant would  be costly.   This is because most  plants have electric-powered
     motors to drive their  equipment and thus cannot use the generated steam
     without a large expenditure for turbine drivers.
         Approximately 50  to 60 percent of the steam generated by off-gas  com-
     bustion in a new carbon black plant can be used in  the process to drive
     steam turbines and to  supply steam for other uses.7  Consequently,  CO
     boilers are not used to generate steam beyond this  level,  unless other out-
     lets for the steam are  available.
         To ensure complete combustion  of  the CO in the vent  gas,  boilers  are
    normally designed  for combustion zone  operating temperatures  of  870-980°C
                                       7-6
    

    -------
     (1600-1800°F). 1  If all  the energy in the vent gas is not needed for steam
     production,  a CO control  system can be installed.   In typical  systems,
     part of the  vent gas is  used as CO boiler fuel and the remaining portion
     is sent to a thermal incinerator or flare.   The excess gas may also be used
     as fuel for  drying carbon pellets.
          Testing at  two carbon black plants found the  carbon monoxide emissions
     from CO boilers  ranged from 0.001  to 0.005  kg/metric  ton of carbon black
     (0.002-0.010 lb/ton).7
          Additional  problems  associated with  the application of CO boilers to
     carbon  black plants include:1
          a)  The vent  gas  is  at  low pressure, and has  a high water vapor content.
          b)  The gas stream is  corrosive.
          c)  Up  to 35  percent of the total  heating value  of  the  gas  burned
     in the  boiler must  be  added as  supplemental  fuel in order  to achieve  complete
     combustion.
          d)   Flameouts  causing safety problems are possible  due  to flame  control
     difficulty.
          e)  A dependable  steam supply may require a spare boiler.
          f)  Frequently, the type of carbon black  produced is changed.  This
     requires the complete  plant system to be purged.  During this time total
     supplemental  fuel firing  of the boiler is necessary because the vent gas
     has no  heating value.  Bringing the boiler back on  line when the new type
    of carbon black is  first  being produced is difficult.
                                       7-7
    

    -------
     7.1.3.2  Flares
          As of 1976 two domestic carbon black manufacturers  reported  the use
     of vent gas flares.7  According to the operator of one plant,  the minimum
     self-supporting heating value is about 1.87  megajoules/Nm3  (50 Btu/scf).1
     The typical  heating value for carbon black vent gas has  been reported to
     be only 1.49 megajoules/Nm3 (40 Btu/scf).1
          With  respect  to their application to carbon black plants,  flares have
     the following limitations:1
          a)  The burner could be extinguished due  to relatively small  changes
     in the  vent  gas  composition if  supplemental  fuel  and adequate  instrumenta-
     tion  are not provided.
          b)  The  CO  control effectiveness  of  a flare  cannot be measured  accurately
     because it  is  necessary to  sample  and  measure  gas  flow after the  gases
     leave the stack  outlet and  mix with  ambient  air.   (See Section  6.3.)
     7.1.3.3  Thermal Incinerator
         A thermal incinerator  which utilizes heat recovery by preheating the
     air and vent gas in a heat  exchanger with the products of combustion will
     not require supplemental fuel.1  This  is true for virtually all carbon black
     plants.
         To achieve adequate oxidation of the carbon monoxide, the  combustion
     zone temperature should be between 870-980°C  (1600-1800°F).1  These
     temperatures should result in CO removal efficiencies of over  95 percent.
         In  1976, two U.S. plants were known to use thermal incineration for
    control  of  the vent gas emissions.7  At one plant, more excess  air is used
                                        7-8
    

    -------
     than is normal (7 vs. 4 mole % 02) and there is no air preheat.  For these
     reasons, supplemental fuel  is required for this unit.
     7.1.3.4  Pellet Dryers
          Vent gas may also be used as a fuel  for drying carbon pellets.   However,
     supplemental  fuel  would be  necessary to maintain combustion.   Carbon monoxide
     concentrations of less than 10 ppm have been measured  from the exhaust of a
     pellet dryer  using vent gas as a fuel.7
     7.1.3.5  Catalytic Incinerator
          As of 1976 no carbon black plants were  using catalytic  incineration  to
     burn their process vent gases.7  However,  it has been  reported that  one
     attempt was abandoned some  years ago  because of catalyst  poisoning.1  If  a
     catalyst is used that is  not  poisoned  by sulfur,  and adequate  control  instru-
     mentation  is  employed to  prevent high  bed  temperatures, it should be possible
     to  use  a catalytic incinerator.1
          A  490°C  (900°F)  inlet  temperature  to  the catalytic bed should be  suf-
     ficient  to  oxidize almost all  carbon monoxide in  the vent gas.1  Maximum
     temperature within the  bed  should  be limited to  650°C  (1200°F)  in order to
     prevent  damage  to  the catalyst  and a resulting  loss in catalyst activity.
     As  the catalyst ages, though,  its  combustion efficiency will gradually
     decrease due to a  loss  in activity.  At the time when excessive pollutant
     concentrations begin to be discharged from the incinerator, the catalyst
     bed must be replaced.
     7.1.4  Cost of Controls
         Chapter 6 contains a more detailed presentation of capital and  annualized
    costs for the  carbon monoxide control  techniques described above.  Both types
                                       7-9
    

    -------
     of costs are presented graphically in terms of dollars per normal  cubic
     meter per second ($/scfm) with several  curves per graph showing the effect
     of the heating value of the gas being oxidized on the annualized costs.
     Therefore, given a representative flow rate and heating value  for  the  vent
     gas from a carbon black plant, various  control  costs  can be estimated.
          As mentioned earlier,  the heating  value of the vent gas is typically
     1.49 megajoules  per normal  cubic  meter  (40  Btu/scf).   A representative  vent
     gas flow rate for a 41,000  metric tons/yr  (45,000 tons/yr)  carbon  black
     plant is about 27 Nm3/sec (57,400 scfm).1   This  corresponds  to  a vent gas
     flow rate of approximately  20.9 x 103 Nm3 per  metric  ton  (0.67  x 106 scf/
     ton)  of carbon black  produced. l
     7.1.5  Impact of Controls
          The following  presents  information on  the  impact of applying  the con-
     trol  techniques  discussed earlier to  the vent  gas  stream from carbon black
     production.   Potential  reductions  in  carbon monoxide emissions, environ-
     mental  impact, and  energy requirements for  each of the controls are
     addressed.
     7.1.5.1   Emissions  Reduction
          The main  process vent is the primary source of carbon monoxide emissions
     from  carbon black plants.  As of  1976, 25 percent of the plants (7 plants)
     employed controls for this source.7  Assuming retrofit of the remainder of
     the plants with control devices such as a CO boiler or incinerator with a
     CO control efficiency of 99 percent, annual  carbon monoxide emissions  could
     be reduced from this industry by about 2.18  x 106 metric tons (2.38 x  106
    tons).
                                      7-10
    

    -------
     7.1.5.2   Environment
          The  application  of  controls  for  the  CO  emissions  from  carbon  black
     plants will  have  both positive  and  negative  impacts with  respect to other
     pollutant discharges.  The  positive impact will  include the oxidation of
     the  combustible components  other  than  CO  in  the  vent gas  (hydrogen, H2S,
     methane,  acetylene and most of  the  particulate carbon  black which  pene-
     trated the fabric filters).6
          The  negative impact will include  increased  emissions of NO  from all
     the  control  techniques described, conversion of  some S02  in the gas to S03
     in the catalytic  incinerators if  noble metals are used, and increased S02
     emissions  if oil  is used as a supplemental fuel  in the oxidation systems.
          Increased NOX emissions will depend on the  operating temperature of
     the  oxidation system  being  used.  Reported increase in the NO  levels in the
                                                                 X
     vent  gas  after being oxidized in  a  thermal incinerator is about 4.8 grams
     of N0x per Nm3 of vent gas  (3 lb/10,000 scf).1   For catalytic  incinera-
     tion it is about  1.6  grams  per  Nm3  (1  lb/10,000  scf).1  Because CO
     boilers perform the function of providing plant energy as well  as pollution
     reduction, no incremental emissions are attributed to CO boilers.   Without
     the CO boiler, energy would have to be generated elsewhere and  purchased
     by the plant.  This would result in roughly equivalent quantities  of combus-
     tion-related pollutant emissions.
    7.1.5.3  Energy Requirements
         The energy requirements associated with  the application of CO  controls
    to carbon  black plants will  vary significantly from plant  to plant  due  to
    the variations in  vent gas  composition and heating value.   Assuming a  typical
                                       7-11
    

    -------
     vent gas heating value of 1.49 megajoules/Nm3 (40 Btu/scf), energy require-
     ments for the various controls can be calculated.
          Thermal  and catalytic incinerators with heat recovery designs will
     require no supplemental  fuel.   A CO boiler fueled with vent gas  with a  heat-
     ing value of  1.49 megajoules per Mm3 (40 Btu/scf) will  require approximately
     7.9 megajoules of supplemental  fuel  per kilogram of carbon black (3,400  Btu/
     Ib) produced  at the plant.1   If the  vent gas is  sent to a  flare  stack for
     oxidation of  the CO,  approximately 42.8 megajoules of supplemental  fuel  per
     kilogram of carbon  black  (18,400 Btu/lb) will  be required.1  These calcula-
     tions  are based on  an average  vent gas  flow of 19 Nm3/kg of carbon black
     (300 scf/lb).1
     7.2  CHARCOAL  INDUSTRY
          Charcoal  is  manufactured  by the  pyrolysis (carbonization  or destructive
     distillation)  of carbon-containing materials.  Raw materials can be  almost
     any carbon-containing material  but are  principally medium  to dense  hardwoods
     such as  beech,  birch, hard maple,  hickory,  and oaks.  Wood  charcoal  is used
     primarily as a  recreational cooking fuel.
         The most  recent national emission estimates  indicate that in  1977 about
     97,300 metric  tons  (107,200 tons) of carbon monoxide were emitted from char-
                       f\
     coal manufacturing/  Calculations based on these numbers and the uncontrolled
     carbon monoxide emission factors for charcoal manufacturing indicate that
    more than seventy percent of U.S. charcoal plant  production has no carbon
    monoxide emission controls.  The following sections include a brief process
    description, identification of charcoal  plant carbon monoxide emission
                                       7-12
    

    -------
     sources, and an assessment of carbon monoxide control technology for the
     charcoal industry.
     7.2.1  Process Description
          Two basic processes exist in the charcoal  manufacturing industry:
     batch kilns and continuous multiple-hearth furnaces.   Of the total  yearly
     production of charcoal  in 1975,  approximately 55 percent was produced by
     the continuous process  and 45 percent by the batch process.8  Because the
     two differ significantly, two process descriptions are given.
     7.2.1.1   Batch Process
          The present day  batch process  incorporates  two types  of charcoal  kilns.
     The most widely used  is  the Missouri  type  shown  in Figure  7-2.
          The Missouri  type  kiln is usually constructed of concrete,  typically
     processing  45  to  50 cords  of  wood per cycle.  A  cycle includes loading  the
     kiln, carbonizing  the wood, allowing  the charcoal  to  cool, and unloading  the
     kiln.  Time requirements  for  each component  of the  cycle differ  greatly from
     plant to  plant;  however,  the  overall  time  period involved  in a normal cycle
     is  about  6 to 25 days.9
         Once started, maintaining proper conditions in the kiln is  the primary
     requirement for satisfactory  carbonization.  Sufficient heat must be gene-
     rated to first dry the wood and then to maintain temperatures necessary for
     efficient carbonization.  Combustion of a part of the  wood volatiles gene-
     rates the heat to sustain the  carbonization process.  By varying  the size
    of the air port openings providing air for the combustion of these wood
    volatiles, control of the kiln temperature is achieved.  Kiln temperatures
                                       7-13
    

    -------
                                                  00
    
                                                  o
    
                                                  I—
                                                  oo
    
                                                  I—
                                                  oo
                                                 o
                                                 CJ
                                                 CJ
                                                  I
                                                 I — i
                                                 o;
                                                 ^>
                                                 o
                                                 oo
                                                 oo
                                                DL.
    
                                                >-
                                                C\J
                                                 I
                                                o:
    7-14
    

    -------
     of  from about 840-950°C  (1540-1740°F) are required for the production
     of  good quality charcoal.
         The second type of  batch kiln used presently is the beehive kiln which
     is  shown in  Figure 7-3.  This kiln is usually constructed of concrete and
     consists of  a cylindrical wall with a dome-shaped ceiling.  The kiln struc-
     ture includes ground-level air and mid-level exhaust ports located around
     the periphery of the wall, a steel door in the side of the wall for loading
     and unloading, and an opening in the dome-shaped ceiling for loading and
     firing.  Beehive kilns typically process 50 to 90 cords of wood per cycle.
     The time period involved in a normal cycle is about 10 to 20 days.
     7.2.1.2  Continuous Process
         The Herreshoff multiple hearth furnace is the predominant continuous
     charcoal process in use today.  This process is gaining a larger share of
     the total  charcoal  production yearly.9
         The Herreshoff multiple hearth furnace consists of several hearths or
     burning chambers stacked one on top of the other as shown in Figures 7-4
     and 7-5.  The hearths are contained in a cylindrical, steel, refractory-
     lined shell, and are divided by refractory decks which function as the floor
     of one hearth and the roof of the hearth below.   Passing up through the
     center of the furnace is a shaft to which two or four rabble arms per hearth
     are attached.  As the shaft turns (usually 1  to 2 rpm), the hogged (chipped)
    material resting on the hearth floors is continually agitated,  exposing
     fresh material  to the hot gases being evolved.   Another function of the rabble
    arms is to  move material  through the furnace.   On alternate hearths the teeth
                                        7-15
    

    -------
                                        EXHAUST PORTS
                                                AIR PORTS
    FIGURE 7-3.   TYPICAL BEEHIVE KILN
                    7-16
    

    -------
    FIGURE 7-4.   EXTERIOR VIEW OF A HERRESHOFF MULTIPLE HEARTH FURNACE
                                  7-17
    

    -------
                                       EXHAUST GASES
          GAS COMBUSTION
          RABBLE ARMS
    
    
          FURNACE SHELL
          AND HEARTHS
                   PRODUCT CHARCOAL
                                   COOLING AND COMBUSTION AIR
                                                                        FEED
                                                                       MATERIAL
    FIGURE 7-5.   CROSS  SECTIONAL VIEW  OF A HERRESHOFF MULTIPLE HEARTH
                          FURNACE,  WITH PLUME BURNING
                                         7-18
    

    -------
     are canted  to  spiral  the  material  from the  shaft  toward  the  outside wall
     of the furnace or from the  outside wall  toward  the  center shaft.   Around
     the center  shaft  is  an annular  space  through  which  material  drops  on alter-
     nate hearths,  while  on the  remaining  hearths  material  drops  through holes
     in the outer periphery of the hearth  floor.   In this way, material  fed  at
     the top of  the furnace moves alternately across the hearths  at  increasing
     temperatures until it discharges from the floor of  the bottom hearth.
     Furnace temperatures  range  between 450°C and  650°C  (840°F and 1200°F).
          All off-gases exit from above the  top  hearth.  These gases are either
     flared directly to the atmosphere  through stacks  located  on  top of  the  fur-
     nace  as shown  in  Figure 7-5, or they  may be further processed to use the
     available heat for predrying the incoming feed material,  drying briquettes
     produced at an adjacent briquetting plant, or for producing  steam in an
     adjacent waste heat steam boiler.
          Multiple  hearth  furnaces require a  large and steady  source of  raw
     materials.  This  limits their use  to  areas where many  small  or a few large
     sawmills and other wood waste producers  are located.   This criteria  also
     eliminates the chance  of replacing all batch-type processes with multiple
     hearth  furnaces since most batch-type plants as well as their raw material
     sources are located in  isolated areas.
     7.2.2   Process  Emission Sources and Factors
          Large amounts of carbon monoxide are formed by the partial  oxidation
    mechanisms within both batch kilns  and continuous  operating furnaces.  An
    emission factor of 160 kilograms of CO per metric  ton  charcoal  (320 Ib/ton)
                                       7-19
    

    -------
    has been reported for carbon monoxide emissions from charcoal production.5
    No distinction is made between carbon monoxide emission rates from batch
    and continuous processes.  However, it is reasonable to expect that due to
    the higher operating temperatures in the continuous process, there will be
    lower carbon monoxide emissions per unit weight of charcoal produced.
    7.2.3  Control Techniques
         Conditions for CO control on batch processes are different than for
    continuous processes.  Gas or oil-fired thermal incinerators are the only
    methods employed for control of emissions from batch process plants.  Most
    batch process plant emissions are uncontrolled.  CO emissions from continuous
    process plants can be controlled with thermal incinerators.  At times flares
    are used.  All continuous process plants employ either one or a combination
    of these two methods.  Applications of controls to batch and continuous
    processes are discussed separately below.
    7.2.3.1   Control  of Batch Processes
         Control  of emissions from batch charcoal kilns is difficult due to
    the cyclic nature of the process and, as a result, the cyclic nature of the
    emissions.   During the carbonization cycle,  both the emission composition
    and discharge rate vary.   Typically, emission rates peak early in the cycle
    at a flow rate over 40 percent greater than  the flow rate near the end of
    the cycle.8  Variations in the type of feed  material,  the moisture content
    of the feed material, and the operating practice also  influence emission
    composition and rate.
                                        7-20
    

    -------
          A direct fired thermal incinerator is the only method used to control
     emissions from batch kilns.  Afterburner temperatures of over 750°C (1400°F)
     with a residence time of 0.2 to 0.4 seconds are required to achieve efficient
     oxidation of carbon monoxide.10
          Existing control  systems have been designed primarily to reduce visible
     emissions (particulates and hydrocarbons)  instead of CO.  In a typical  opera-
     tion, each incinerator, directly fired with natural  gas or oil,  services two
     or more kilns.   A temperature of about 650°C (1200°F)  is maintained in  the
     incinerator  during the  kiln burn by automatic  controls which cycle the  fuel
     fed to  the afterburner  on  and off.   The afterburner  is then  shut  down as
     soon as  the  kiln  burn  is complete.9  To provide  at least 90  percent effi-
     cient CO  control,  these systems  would  have  to  be  modified  to  operate at  a
     temperature  of about 980°C  (1800°F).9   This modification would increase  the
     requirement  for supplementary  fuel  and  perhaps require  incinerator  redesign.
          Problems associated with  the application of  incinerator  systems to
     batch kilns  include the following:
          a)  The design and operation of batch kilns must be modified to
     accommodate the application of incinerators.  The multiple exhaust pipes
     or ports (as shown in Figures 7-2 and 7-3)  must be converted to one large
     exhaust manifold.   Because  of this requirement, applications to beehive
     kilns would be costly.
         b)   Plants  with kilns  mounted far apart or on unlevel  land must
    install  long  lengths of costly ductwork to  connect the  kilns  to the
    incinerators.
                                        7-21
    

    -------
         c)  The control  systems consume large quantities of supplementary fuel
    during periods of the kiln burn.
    7.2.3.2  Control  of Continuous Processes
         Herreshoff furnaces generate an off-gas with a relatively constant
    composition and flow rate.  As a  result, control  of emissions is easier
    with the Herreshoff furnaces than with Missouri kilns.
         The furnace off-gas can be burned in refractory-lined stacks on top
    of the furnace by admitting combustion air through adjustable doors in the
    base of the stack, as shown in Figure 7-5.8>n  With dry feed the heating
    value of the off-gas is sufficient to maintain temperatures ranging from
    750 to 850°C (1400-1550°F).12  The most efficiently controlled plants are
    equipped with wood dryers for removing free moisture prior to the Herreshoff
    furnace.  Table 7-2 shows off-gas characteristics for a plant equipped with
    a wood dryer.  The off-gases from the Herreshoff furnace are used for both
    wood and briquette drying.  The remainder of the off-gas is discharged from
    the furnace stack.  The accuracy of the CO emission data shown are poor
    because Orsat CO analyses are inaccurate at low CO concentrations.  If a
    continuous type plant is not equipped with a wood dryer, it would be neces-
    sary to apply an afterburner to achieve the outlet temperatures shown in
    Table 7-2.
    7.2.4  Cost of Controls
         The control  technique identified for batch and continuous processing
    charcoal kilns was thermal incineration.  Chapter 6 contains a detailed
    presentation of capital and annualized costs for this control technique.
                                       7-22
    

    -------
                                        TABLE  7-2
    
    
                         CHARACTERISTICS OF OFF-GASES  FROM A
    
                          HERRESHOFF FURNACE CHARCOAL  PLANT
    
    
                       Capacity:  1.9 Kilograms of Dry Wood per
                                  Second (7.5  tons/hr)a
      CO-PPM
     Stack gas volume
    
       Actual cubic meters
       per second
    
       (ACFM)
    
    
     Stack gas velocity
    
       Actual meters per
       second
    
       (AFPM)
    
     Stack diameter
    
       Meters
    
       (Inches)
    FURNACE
    STACK
    3000-5000
    6.0-9.9
    750-850
    (1400-1550)
    WOOD
    DRYER
    STACK
    9800
    16.2
    65
    (150)
    BRIQUETTING
    MACHINE
    STACK
    o
    18-19.7
    72
    (162)
        49.6-73.1          11.0-12.0
    
    (105,000-155,000)   (23,200-25,400)
       3.28
    
       (129)
    0.86C
    
    (34)
      Feed  free moisture-50  percent  by weight
    
     Orsat analysis
    
     'Dimensions of one of two stacks
    Source:   Reference 12
                      10.6
    
                    (22,500)
    5.9-8.7
    (1160-1700)
    18.7-20.5
    (3700-4000)
    13.8
    (2700)
      1.17x0.66°
    
    (46  x  26)
                                        7-23
    

    -------
         To accurately determine the costs of applying these controls to batch
    type charcoal  plants requires data on the off-gas flow rates and composi-
    tion.  No information was found from which flow rates of batch type charcoal
    kiln off-gases could be calculated.
    7.2.5  Impact of Controls
         The following discusses potential reductions in carbon monoxide emis-
    sions from the carbon monoxide control techniques identified in Section
    7.2.3, as well as the environmental impacts and energy requirements of
    these controls.
    7.2.5.1  Emission Reductions
         The current level of control of charcoal kiln off-gases is unknown.
    Consequently, even an approximation of the potential reduction of CO
    emissions from the charcoal industry cannot be made.
    7.2.5.2  Environment
         The application of controls on charcoal plants for CO will result  in
    the  oxidation and control of virtually all hydrocarbons in the gas as well
    as most of the combustible  particulates.
         The operation of these controls, though, will result in an increase
    in NO  emissions.  However, this increase  is not expected to be substantial
    if the flame  temperatures are  kept below 980°C (1800°F).
    7.2.5.3  Energy Requirements
         The application of CO  controls to batch kilns will require fuel.   Sup-
    plementary fuel requirements vary  depending on the moisture content of  the
    raw  material  used, the type of fuel used in the  afterburner, climatic factors,
                                     7-24
    

    -------
      and operating methods.  Fuel oil consumption has been reported to average
      about 3.3 megajoules/kilogram of char (2.8 x 106 Btu/ton of char) during
      the summer and about 6.6 megajoules/kilogram of char (5.7 x 106 Btu/ton
      of char) during the winter.9
           The off-gases from continuous  charcoal  kilns  are of a high enough heat
      content so that no supplementary fuel  is  required  for their oxidation.   The
      recoverable  heat  content of  the  gas  is about  29  megajoules per  kilogram of
      charcoal  produced  (25  million Btu/ton). "'I*  This  heat  can be  used to  pre-
      dry raw  material fed to the  carbonizer or for briquette-drying.
      7.3  ORGANIC CHEMICAL  INDUSTRY
          Substantial amounts of carbon monoxide are emitted from organic chemical
      processes, which partially oxidize hydrocarbons derived primarily from petro-
      leum,  coal, and natural gas into organic  intermediates and products.   The
     processes producing the largest  amounts of CO are acrylonitrile, formal-
     dehyde,  maleic  anhydride,  and phthalic  anhydride  production.  CO is  also
     produced from incineration  of unmarketable by-products.
         Mass carbon monoxide emissions from these processes  are shown in Table
     7-3.  Smaller amounts of carbon monoxide are emitted  from many other organic
     chemical  processes  which are  not  discussed in this report.
         Carbon monoxide emissions from the four organic chemical processes
    discussed  in this section comprised about  76 percent of 1977 CO emissions
    from the U.S. petrochemical  industry,  4.4  percent of the CO emitted from
    U.S. industrial  processes,  and 2.1 percent  of the  total amount emitted  in
    the U.S.  from stationary sources.2
                                        7-25
    

    -------
                                   TABLE 7-3
           MASS EMISSION ESTIMATES FOR CARBON MONOXIDE FROM FOUR ORGANIC
                            CHEMICAL PROCESSES, 1977
                                            CARBON MONOXIDE EMISSIONS
          SOURCE
    Acrylonitrile production
    Formaldehyde production
    Maleic anhydride production
    Phthalic anhydride production
          TOTAL
    Metric tons
    130,400
    64,900
    117,800
    50,900
    364,000
    Tons
    143,700
    71,500
    129,900
    56,100
    401 ,200
    Source:  Reference 2
    7.3.1   Acrylonltrile
         Acrylonitrile is an important feedstock in the production of synthetic
    fibers and in the treatment of natural  fibers to improve their properties.
    Acrylonitrile is also used extensively in the production of low cost,  multi-
    purpose plastics, barrier resins, and nitrile rubber.
         1977 EPA estimates indicate that 130,400 metric tons (143,700 tons)
    of carbon monoxide were emitted in the United States.2  The extent and type
    of emission control varies widely within the industry.
    7.3.1.1  Process Description
         Acrylonitrile is produced in the U.S. by the Sohio fluid bed catalytic
    process.  Figure 7-6 is a simplified flow sheet of the process.  Air,
    ammonia, and propylene are fed to a reactor at 140-310 kilopascals (5-30
    psig) and 420-530°C (780-980°F) to form acrylonitrile.  The chemical  reaction
    is shown in the equation below.
              2 CH2 = CH - CH3 + 2 NH3 + 302-> 2 CH2 = CH - CN + 6 H20
                                        7-26
    

    -------
    Product
    Aurvl on i. f- T"i
    
    
    
    
    
    
    0)
    rH ,
    •H
    4J
    •H
    o
    rH
    £J
    CU
    TJ
    —
    
    CO
    ca
    i
    o c
    OJ
    c >
    •H
    O
    CJ
    
    
    
    
    
    
    4
    1
    1
    I
    !
    %
    k
    (
    
    
    
    
    X
    & ^
    i
    r
    rH
    CU 4-1
    a -H
    3 C
    ^ , -..,-, 	
    J 4J '
    CU
    
    |
    j
    ^ / ?
    w I
    f
    1
    1
    1
    1
    >k
    A
    
    
    
    .
    i
    S ' cu
    „
    
    
    
    ^^
    
    ^ ^
    
    
    
    
    ( —
    
    £
    M
    •H!
    M
    1>
    H
    J
    H '
    1-1
    1
    A
    _i
    
    
    
    
    
    
    
    
    
    O
    B
    
    
    
    
    
    
    
    ,
    A
    
    a
    n) d
    H r— I
    c >•
    I §
    rH
     O
    U
    
    4J
     a
    
    TJ
    O
    Pi
    P-I
                                              co
                                             'SH
                                              C O
                                             W o
                                          •H
                                          M
                                          4J
                                          •H
                                          C
                                          O
                                          4-1
                                          
                                         •H  O
                                          C  O
                                          o  
    -------
    No recycle is required, as the reaction is virtually complete.   Reaction
    products are recovered in a water absorber-stripper system.   Acrylonitrile
    is then separated from by-products in a series of distillations.  The first
    fractionation of crude acrylonitrile usually removes HCN as  an overhead
    stream.  The acrylonitrile is then purified to 99+ percent in further dis-
    tillation steps.  The wet acetonitrile by-product is subjected to extrac-
    tive distillation using water as the extractive solvent.
         By-product streams may be processed to recover high purity HCN and
    acetonitrile for sale.  The by-product streams which are not sold are
    incinerated.  Currently, two acrylonitrile producers market acetonitrile.15
    All of the producers market HCN.  Fifty percent of the HCN is sold, and the
    remaining 50 percent is incinerated or disposed of in deep wells.16
         There have recently been two ammoxidation catalysts in use:  Catalyst
    21 and Catalyst 41.  Although the yields are about the same for the two
    catalyst  systems, Catalyst 41 provides for better utilization of ammonia
    and requires less oxygen.  All U.S. acrylonitrile producers have switched
    to Catalyst  41.16
    7.3.1.2   Process Emission  Sources and  Factors
         The  major  source  of  CO emissions  within acrylonitrile plants  is  the
    main process vent, which  vents from  the absorber.  Currently, three  acryloni
    trile  plants out of  six  in  the U.S.  apply  CO emission control technology  to
    emissions from  their main  process vents.7  Absorber  vent  gas  composition  is
    affected  by  catalyst type,  reactor operating  conditions,  absorber  overhead
    temperature, reactor feed  rates,  and  feed  material  composition.   Catalyst
                                        7-28
    

    -------
      type  can  especially  influence  CO emission  rate.   Prior  to  1973,  uncontrolled
      CO  emissions  from  processes using Catalyst 21, a  uranium-based catalyst,
      were  estimated at  0.178  kg/kg  (0.178 Ib/lb) acrylonitrile. 'V7  When manu-
      facturers switched to Catalyst 41, a bismuth phosphomolybdate catalyst,
      emission  factors were reduced to 0.079 kg/kg (0.079 Ib/lb) acrylonitrile.17
           Controlled emission factors were derived using reported control device
      efficiencies and uncontrolled emission factors.^,17 Both thermal and cata-
      lytic incinerators used as CO control  devices have reported CO removal
     efficiencies of greater than 95 percent.is.i?  when this factor was applied
     to uncontrolled emission rates, controlled CO emissions  from the  main pro-
     cess vent were estimated to be  less  than  0.004  kg/kg (0.004 Ib/lb)  acryloni-
     trile  when Catalyst 41  was  used.
     7-3.1.3   Control Techniques
         Three U.S. acrylonitrile plants currently control CO emissions  from
     their  main process  vents.7  All use combustion devices (i.e., a catalytic
     incinerator  or a thermal  incinerator) to reduce emissions.7  These two types
     of demonstrated controls  are discussed in the following  paragraphs.
         Thermal Incinerators - A schematic diagram of one  of the three thermal
     incinerators currently used in U.S. acrylonitrile  plants is shown in Figure
     7-7.17  This device is used for combustion of by-product acetonitrile and
     hydrogen cyanide as well as main process vent gas.   The  incinerator operates
    at 870°C (1600°F)  and reportedly achieves  >95 percent combustion of CO in
    the vent gas.  Natural gas is used  as  a  supplemental  fuel because  of the
    relatively low  heating value of  the  vent gas (0.75-1.49 megajoules/m3
    [20-40  Btu/ft3]).17
                                       7-29
    

    -------
         HYDROGEN CYANIDE
             ACETONITRILE
           COMBUSTION AIR
        ABSORBER  VENT  GAS
               NATURAL GAS
                                                         870°C
    FIGURE 7-7    SCHEMATIC  DIAGRAM  FOR A COMBINATION BY-PRODUCT INCINERATOR/
                  ABSORBER  VENT  GAS THERMAL OXIDIZER SYSTEM
                                       7-30
    

    -------
          A similar thermal  incinerator could be used to control  CO emissions
    
    
    
     from the main process vent only.   Typical  main process vent  gas composi-
    
    
    
     tion is shown in Table  7-4.   Operating temperatures range up to 980°C
    
    
    
     (1800°F); more complete combustion can be  achieved with higher temperatures,
    
    
    
     but N0x emissions increase rapidly at temperatures above 980°C (1800°F).
    
    
    
          Catalytic Incinerators  —  One U.S.  acrylonitrile  producer uses  a
    
    
    
     catalytic incinerator to oxidize  off-gas from its  main process vent.17
    
    
    
     Operating parameters  for this device  have  not been reported,  but typical
    
    
    
     catalytic incinerators  operate  at temperatures  ranging from  480-650°C
    
    
    
     (900-1200°F).16   The  effectiveness of this  catalytic incinerator for
    
    
    
     reducing CO  is not  reported.  The effectiveness  of the unit  for reducing
    
    
    
     hydrocarbon  emissions is  reported to  be  42.5  percent.7
    
    
    
          Because of  their lower operating  temperatures, catalytic  incinerators
    
    
    
     use  less supplemental fuel and  tend to emit lower  levels  of NO  than  thermal
                                                                   X
    
    
     incinerators.  Their principal  drawbacks are  the moderate length  of  catalyst
    
    
    
     life, the  tendency  toward  catalyst  poisoning  by off-gas components,  and
    
    
    
     their increased operating  and maintenance costs.
    
    
    
    
     7.3.1.4   Cost  of  Controls
    
    
    
         A detailed presentation of annualized costs for the above-mentioned
    
    
    
     carbon monoxide controls is given  in Chapter 6.  The following describes
    
    
    
     how this  information can be applied to estimate the costs for controlling
    
    
    
     carbon monoxide emissions from acrylonitrile production.  This can best be
    
    
    
    accomplished by taking a model  plant and describing those parameters  which
    
    
    
    will determine the annualized costs for controlling its CO emissions.  These
                                       7-31
    

    -------
                                   TABLE 1-k
    
               COMPOSITION OF MAIN PROCESS VENT GAS FROM
             ACRYLONITRILE PRODUCTION VIA THE SOHIO PROCESS
          COMPONENT                              VOLUME PERCENT
    
    Carbon dioxide                                    2.6
    
    Carbon monoxide                                   1.5
    
    Propylene                                         0.3
    
    Propane                                           0.5
    
    Hydrogen cyanide                                 <0.1
    
    Acryloni trile                                    <0.1
    
    Acetoni trile                                      0.1
    
    Nitrogen                                         80.9
    
    Oxygen                                            0.8
    
    Water                                            13.3
    
    Nitrogen oxides                                  <0.1
    Source:  Reference 17
                                    7-32
    

    -------
     parameters are vent gas flow per unit weight of acrylonitrile produced  and
     the energy content of the vent gas.
          The model  is  based on a new plant producing 9.1  x 10^  metric  tons  (2.0
     x 108 Ib/yr)  of acrylonitrile.   Representative  flow rates for the  process
     vent gas from a plant this size have  been  reported  to be 21  Nm3/sec  (45,000
     scfm).16  The energy content of this  gas has been reported  to be within  a
     range of from 0.75-1.49 megajoules/m3 (20-40 Btu/ft3) with  0.89 megajoules/
     m3  (24 Btu/ft3) reported to be the most representative number.17   Using
     this information and the information  in Chapter 6,  annualized costs  can  be
     estimated  for the  various  applicable  control  techniques for  an individual
     plant of a  given size  or for the  entire industry.
     7.3.1.5   Impact of Controls
          Emissions  Reduction --  The main  process  vent is  the primary source  of
     carbon monoxide emissions  from  acrylonitrile  plants.   Currently, emissions
     from three  plants,  or  about  47  percent  of the U.S. acrylonitrile capacity,
     are  reportedly  controlled.16   It was  calculated that  application of  inciner-
     ators or the  other  feasible  CO controls could result  in a reduction  of
     annual carbon monoxide emissions of about 62,000 metric tons  (68,600 tons),
     if 90 percent removal  efficiency were achieved.
          Environment -- When incineration is used as a means of CO emission con-
     trol , the amount of N0x  in the incinerator flue  gas  increases.  In  general,
     higher incinerator temperatures result in  higher NO   emissions.  No data
                                                       X
    were available regarding N0v formation in  catalytic  incinerators.   NO
                               X                                         X
    emissions from this device should be  lower  than  for  thermal  incinerators
    because of the lower operating temperature.
                                       7-33
    

    -------
          At  the  present  time,  natural  gas  is  generally  used  as  supplemental
    
     incinerator  fuel.   If  future  shortages  of natural gas  require  the  use of
    
     fuel  oil  as  supplemental incinerator fuel,  an  increase in sulfur oxides
    
     (SO)  emissions would  result.   The magnitude of  the  SO  emissions  would
        X                                                   X
    
     depend on the  sulfur level  in  the  fuel  oil  and the  total quantity  of oil
    
     consumed.
    
          Energy  Requirements -- Both the demonstrated and  undemonstrated tech-
    
     niques for CO  emission control  require  the  use of supplemental fuel.  Energy
    
     content  of the main  process vent gas ranges from 0.75-1.49  megajoules/m3
    
     (20-40 Btu/ft3).16   The amount  of  supplemental fuel  needed  will vary with
    
     vent  gas  energy content and with the type of control device used.
    
          Table 7-5 lists the amount of energy needed for thermal incinerators
    
     and waste  heat boilers when used to control CO emissions from  the  main
    
     process  vent.  The calculations were based  on a  process  vent gas energy
    
     content  of 0.89 megajoules/m3  (24  Btu/ft3), from a 9.07  x 104  metric ton/yr
    
     (2.0  x 108 Ib/yr) acrylonitrile plant.17
    
    
    
                                      TABLE 7-5
    
                       ENERGY REQUIREMENTS FOR CO EMISSION CONTROLS
                            IN  ACRYLONITRILE PRODUCTION
    
                                                     / v        ENERGY REQUIRED/
       CONTROL DEVICE                ENERGY REQUIRED^          UNIT PRODUCT
    
    
    Thermal incinerator  without     5.87  megajoules/sec       1.9 megajoule/kg
    heat recovery or  waste  heat     (20 x 106  Btu/hr)        (800 Btu/lb)
    boiler
       Data from Reference 17,  based on 8000 operating hours per year.
                                        7-34
    

    -------
           No information regarding catalytic incinerator energy requirements
      was available.   However, this device uses less supplemental fuel than the
      other devices discussed above because its operating temperatures are sub-
      stantially lower.
      7.3.2  Formaldehyde
           Formaldehyde  is manufactured  by two  processes.   One  employs a  silver
      catalyst and  the other  a mixed metal  oxide catalyst.  Approximately 23  per-
      cent  of U.S.  formaldehyde capacity  is based on the mixed  oxide process  and
      77  percent  is based on  the silver catalyst process.*M9  Both processes
      are described below.20
      7.3.2.1  Process Description
          The overall reaction for making formaldehyde from methanol  with a silver
     catalyst is shown in the following chemical  equation:
               2 CH3OH  +  % 02 -> 2 CH20 + H2 + H20
    
     Figure 7-8  is  a  simplified flow diagram  of the silver  catalyst process.
          The feedstocks  are  prepared  before  they are  introduced  into  the
     reactors.   Air is washed with  caustic to remove C02  and sulfur compounds
     and  heated  to  about  80°C (180°F).  The treated air and vaporized  methanol
     are  combined and sent to a battery of catalytic reactors.  Some plants use
     a feed vs.  effluent  heat exchanger as the next step.  Otherwise,  effluent
     gases containing the formaldehyde go directly to the primary absorber for
     product recovery.  The sorbent is  an aqueous solution of formaldehyde and
    methanol,  part of which is recycled back  to the absorber.   The other portion
                                        7-35
    

    -------
                                                     Q
                                                     O
                                                     O.
                                                     UJ
                                                     Q
                                                     o:
                                                     o
                                                     GO
                                                     GO
                                                     UJ
                                                     O
                                                     o
                                                     C£
                                                     Q_
                                                     GO
                                                     >-
                                             o
                                             C\J
    
                                              O)
                                              o
                                              c.
                                              
    -------
    goes to an intermediate storage facility.  Noncondensibles and uncondensed
    vapors are sent to a secondary absorber for further product recovery.  Dis-
    tilled water is used as a sorbent.  The resulting solution of formaldehyde
    and methanol is used as makeup for the primary absorber.  Noncondensibles
    and associated vapors (methanol, formaldehyde, methyl formate, CO) from the
    secondary absorber are vented overhead.  The methanol and formaldehyde solu-
    tion from the primary absorber is fractionated to yield 99 percent methanol
    and a 37 percent (weight) solution of formaldehyde containing less than 1
    percent methanol.   The formaldehyde product may undergo additional treatment
    to remove formic acid and to prevent polymerization during storage.
         The reaction  for making formaldehyde from methanol using the mixed
    metal oxide catalyst is shown in the following chemical equation.
              CH3OH  +   % 02 + CH20 + H20
         Methanol  is mixed with air and recycled vent gas and heated to 105-
    177°C (220-350°F).  The reaction takes place in the presence of a mixed
    oxide catalyst at  temperatures between 343°C and 472°C (650°F and 880°F).
    The heat of reaction is removed by circulating coolant.  A heat exchanger
    cools the effluent gases to 105°C (220°F) before they are quenched in the
    absorber.   Water is used as a sorbent to form a 37-53 weight percent formal-
    dehyde solution.  Part of the noncondensibles are vented from the top of
    the absorber,  and  the remaining portion is recycled.   Figure 7-9 is a
    simplified flow-sheet of the mixed oxide catalyst process.
    7.3.2.2  Process Emission Sources and Factors
         The main  source of carbon monoxide emissions from both silver catalyst-
    and mixed oxide catalyst-based plants is the process  absorber vent.  In the
                                       7-37
    

    -------
                                          LU
                                          Q
                                          >-
                                          X
                                          UJ
                                          Q
                                         DC
                                         o
                                         Q.
                                                                              o
                                                                              Q
                                                                              O
                      CC
                      LLJ
                      H
                                         O
                                         I-
                                         CO
                                                                              a:
                                                                              o
    LJJ
    >
    UJ
    _J
    o
    
    o
    UJ
    DC
                                               DC
                                               UJ
                                               CD
                                               DC
                                               O
                                               CO
                                               CD
                                             y*
                                                     O
                                                  o
                                                     UJ
                                                     DC
    00
    
    O)
    o
    
    -
                                                                              LU
                                                                              Q
                                                                              i—i
                                                                              X
                                                                              o
    
                                                                              Q
                                                                              LU
                                                                              X
                                                                             o:
                                                                             o
              Q
    
              Z2
              O
                 <     i
                       x
                       H-
                       LU
                                                                              i
                                                                             r^
                                                                             LU
                                                                             oz
                                                                             ZD
                                                                             CD
                                  7-38
    

    -------
    mixed oxide-based process, absorber vent gas stream composition is dependent
    
    primarily on gas recycle ratio.  Other factors influencing absorber vent gas
    
    composition in this process are strengths of formaldehyde produced, catalyst
    
    formulation, catalyst age, and absorber operating temperature.   The carbon
    
    momoxide emissions from the mixed oxide catalyst-process have been estimated
    
    at 0.16 kg/kg (0.16 Ib/lb) 37 percent formaldehyde.18  Table 7-6 presents a
    
    representative composition for the vent gas from the mixed oxide catalyst-
    
    process.18
    
         The composition of the absorber vent gas stream from the silver catalyst
    
    process varies with catalyst age and activity.  Uncontrolled emissions of
    
    carbon monoxide from this process have been estimated at 0.018 kg/kg (0.018
    
    Ib/lb) of 37 percent formaldehyde solution.19  Controlled emissions from
    
    this process were calculated to be 10 percent of uncontrolled emissions:
    
    0.002 kg/kg (0.002 Ib/lb) of 37 percent formaldehyde solution.   Table 7-7
    
    presents a representative composition for the vent gas from the silver
    
    catalyst process.
    
    
                                      TABLE  7-6
    
                ABSORBER VENT  GAS  COMPOSITION  IN  THE  MIXED  OXIDE
                         CATALYST  PROCESS  FOR  FORMALDEHYDE
    
    
            COMPONENT                             VOLUME  PERCENT
    
          Formaldehyde                                  0.1
          Methanol                                      0.1
          Dimethyl Ether                                0.1
          Oxygen                                        7.7
          Nitrogen                                     86.4
          Carbon Dioxide                                0.1
          Carbon Monoxide                               1 .1
          Water                                         k.k
         Source:  Reference 1
                                       7-39
    

    -------
                                     TABLE  7-7
                   ABSORBER VENT GAS COMPOSITION  IN THE SILVER
                      CATALYST PROCESS  FOR  FORMALDEHYDE
    
                  COMPONENT                       VOLUME PERCENT
              Formaldehyde                            0.1
              Methanol                                0.3
              Hydrogen                               17.9
              Carbon Dioxide                          3.7
              Carbon Monoxide                         0.7
              Oxygen                                  0.3
              Nitrogen                               7^.2
              Water                                   2.8
              Source:  Reference 19
    
         EPA data indicate that carbon monoxide emissions from both formaldehyde
    processes were 64,900 metric tons (71,500 tons) in 1977.2  Process-specific
    emissions data were not available.
    7.3.2.3  Control Techniques
         The majority of U.S. formaldehyde manufacturers do not currently con-
    trol emissions of carbon monoxide from their process absorber vents.  When
    surveyed in 1975, none of the producers using the mixed oxide process
    reportedly controlled CO emissions.19  Four out of 35 plants using the silver
    catalyst process reportedly controlled CO emissions:   two incinerated the
    waste gas without heat recovery and two used the waste gas as supplemental
    boiler fuel.19  The following paragraphs describe both demonstrated and
    undemonstrated techniques for CO emission control.
                                       7-40
    

    -------
         Thermal Incinerator -- Although no performance data have been reported
    for thermal incinerators used on absorber vent gas streams, silver catalyst-
    based producers using this device have estimated carbon monoxide removal
    efficiency to be greater than 95 percent.19  The thermal incinerators in
    use have operating parameters similar to those described in Chapter 6 but
    are specially designed to sustain combustion using gas with a heat content
    of as low as 2.24 megajoules/m3 (60 Btu/ft3).19  Incinerator design details
    were considered proprietary.  No thermal incinerator has been demonstrated
    in a mixed oxide plant, but the technique is also a feasible control method
    for this process.
         The problems associated with applying thermal incineration to absorber
    vent gas streams are similar to those described in previous discussions of
    thermal  incinerators.  In addition, the relatively high hydrogen content of
    the gas in a silver oxide-based plant may pose some unique hazards.
         Boiler Firebox -- Two plants producing formaldehyde via the silver
    catalyst process reportedly use absorber vent waste gas as supplemental
    boiler fuel.19  Performance data from these plants were proprietary, but
    combustion of carbon monoxide  should be essentially complete.  A reduc-
    tion in CO emissions of more than 95 percent should be achieved.19
         It is not economically attractive to use vent gas from mixed oxide
    processes as supplemental  boiler fuel  because its energy content is very
    low [0.19 megajoules/m3 (5 Btu/ft3)].18
         Catalytic Incinerator -- Catalytic incineration may be a  feasible car-
    bon monoxide control  technique in formaldehyde manufacturing.   Since no
    plants currently employ this technique, it is not known whether catalyst
                                        7-41
    

    -------
      poisons  are  present  in the vent gas.  Estimated CO emissions reductions
      from  a catalytic  incinerator are comparable to those achieved by thermal
      incinerators.  A  more detailed description of catalytic incinerators is
      found in Chapter  6.
      7.3.2.4  Cost of  Controls
          Annualized cost information for the above mentioned carbon monoxide
      controls is presented in detail in Chapter 6.   Control  costs for the
      formaldehyde industry may be determined as described  in Section 7.3.1.4.
          Model  plant capacities,  representative absorber  vent  gas  flow rates,
     and average vent gas energy contents for the formaldehyde  industry are
     shown in  Table 7-8.   The  average  flow rate for the absorber vent gas is
     650 Mm3  per metric ton  of formaldehyde product (21,000  scf/ton)  for the
     silver catalyst  process and 1020  Nm3 per metric ton (33,000 scf/ton) for
     the mixed catalyst process.18,^   Using  this information and the information
     and graphs  in Chapter 6,  annualized  costs  for  the  control  techniques dis-
     cussed in Section  7.3.2.3 can be estimated  for an  individual plant  or for
     the formaldehyde industry as a whole.
     7.3.2.5   Impact of Controls
         Emissions Reduction  -  As of 1975, carbon monoxide emission control
     systems were operative in only four formaldehyde plants.^  Combined produc-
     tion from these plants,  all of which use the silver catalyst process, repre-
     sented 15 percent of total annual  silver and mixed-catalyst based formal-
     dehyde production.18,^,20  Therefore, approximately 85  percent of the
     industry is  uncontrolled with  respect to carbon monoxide.   The  application
    of any of the control  systems  identified earlier for formaldehyde plants
                                       7-42
    

    -------
                                  TABLE 7-8
    
    
            MODEL PLANT DATA FOR FORMALDEHYDE PRODUCTION WITH
       THE SILVER CATALYST AND MIXED OXIDE CATALYST PROCESSES OF
                          FORMALDEHYDE PRODUCTION3
                                    SILVER CATALYST
                                       PROCESS
                             MIXED OXIDE CATALYST
                                   PROCESS
    Model Plant Capacity
    4.54 x 10^ metric
    tons/yr
    (50,000 tons/yr)
    k.5k x 10^ metric
    tons/yr
    (50,000 tons/yr)
    Representative Flow Rate
    Absorber Vent Gas
    1.02 NmVsec
    (2,170 scfm)
    1.60 NmVsec
    (3,390 scfm)
    Energy Content of Gas
    2.2^ megajoules/m3
    (60 Btu/ft3)
    0.19 megajoules/m3
    (5 Btu/ft3)
     'Data from References 18 and 19
                                     7-43
    

    -------
     on the uncontrolled production capacity could potentially reduce annual
     emissions of carbon monoxide by approximately 49,700 metric tons (54,700
     tons), assuming an overall control efficiency of 90 percent.  (See Section
     7.3.2.2 for basis of estimate.)
          Environment -- The environmental  impact of the devices used to control
     carbon monoxide emissions from formaldehyde plants would be similar to that
     described in Section 7.3.1.5.
          Energy Requirements —  Energy requirements of carbon monoxide control
     devices will  vary with  the type of device  and the  manufacturing  process
     used.   The low energy content  of absorber  vent gas from the mixed  oxide
     catalyst process  requires the  use of substantial amounts of supplemental
     fuel  for all  feasible control  devices.   However, the  energy content of
     vent  gas from the silver catalyst process  is  high  enough that  specifically
     designed self-sustaining incineration devices  may  be  used.
          The amount of supplemental  fuel needed for  the control  devices  dis-
     cussed  in  Section 7.3.2.3  is shown  in Table 7-9.   Calculations for  the  mixed
     oxide catalyst process were based on a plant  producing  4.54  x  10^ metric
     tons/yr  (50,000 tons/yr)  of a 37  percent formaldehyde solution, with a  vent
     gas energy content of 0.19 megajoules/m3 (5 Btu/ft3).18  Data for the silver
     catalyst process were calculated for a plant producing 4.54 x 104 metric
     tons/yr  (50,000 tons/yr) with a vent gas energy content of 2.24 megajoules/m3
     (60 Btu/ft3).19
     7.3.3  Maleic Anhydride
         Maleic anhydride is a white crystalline solid  whose major use is in
    the formulation of polyester resins.21   It  is also  an intermediate in the
    production of fumaric acid, agricultural  pesticides, and alkyd resins.21
    
                                      7-44
    

    -------
          O
          O
          CO  O
          CO  —
          O O
    (T>    O CC
     I        Q-
    UJ
          o  uj
          U.  O
    —i        >-
    CQ    CO  X
    <    I-  LU
    I—    Z  Q
          LU  —I
          — O
          LU  Z
    0
    LU
    CC.
    — •
    ZD
    0>
    UJ
    oc
    
    >-
    o
    OL
    LU
    Z
    LU
    
    
    
    
    
    CJ
    0
    0
    cc
    Q_
    
    U_
    O
    
    u-
    "T"
    C3
    —
    LU
    ^
    
    cn
    "s^
    in
    0)
    ^-B
    3 x— x
    O -Q
    .— ^ ^—
    ro ^*»
    cn 3
    <0 4->
    E oo
    
    cn o
    -3* -^"
    • \O
    
    
    
    
    ro
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    O
    OJ
    QZ.
    —
    3D
    CD*
    LU
    CC
    
    >^
    O
    a:
    LU
    z
    LU
    o
    V
    in
    *"•«>, **~ ^
    in i—
    D -C
    i— ^v.
    3 3
    O 4-J
    .—,00
    ro
    CTXD
    0) O
    E —
    
    LA X
    (V^
    • CO
    CM '—'
    
    (U
    -o
    00
    CO
    LU
    O
    0
    C£.
    o_
    •—
    X
    o
    
    -a
    a)
    x
    ^
    0)
    o
    i- O
    o 
    LU
    a
    
    _i
    o
    a:
    z
    0
    (_)
    4-1 U.
    ro
    J_ 4-1
    <1> ro
    c (U
    — JC
    0
    C 4-J
    — 3
    O
    _ (—
    ro 4-1
    E
    L— 32
    (U
    JZ
    h-
    en
    in
    a)
    r—
    3
    0
    •™"^x^*^*
    ro JQ
    O^ '"^
    o ^^^
    E 3
    
    cn oo
    CM
    O fA
    • i—*
    O ^-"
    
    
    O X— x
    
    —
    CO
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    cn
    •Sx,
     •—
    ro ^x
    cn 3
    
    E OQ
    
    ro O
    cn o
    • -a-
    o "—•
    
    
    
    o
    a)
    in
    XN^ s~-+>
    in L.
    0) JZ
    r— "**^
    3 3
    O -M
    — ,00
    ro
    cnio
    «
    O L-
    i- 
    Q. O
    0
    O (1)
    -3" i-
    
    4-» ro
    .— D
    IS JZ
    
    
    
    cn
    *s^
    in
    0)
    r**.
    D x-^
    O ^Q
    .— ^ ^-.
    H3 ^^^
    en 3
    <1> -M
    E OQ
    
    r^\ O
    cn o
    • -3"
    O •*-"
    
    
    
    0
    a)
    U1
    •x^ ^— >.
    (/> L.
    . CM
    CO r—
    o .
    • 0
    O ^- '
    4-J
    in
    ro
    4-J
    ro
    
    
    i_
    (U
    >
    —
    CO
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    in
    
    
    en JQ
    
    -------
     7.3.3.1  Process Description20
          Maleic anhydride is produced by the catalytic oxidation of benzene.
     The reaction is shown in the following chemical equation.
                                 H
                                  \
                                   C — C
                                          P   +  2 K20 + 2 C
    I 02
                                H
     Processing variations exist within the industry;  however,  the following pro-
     cess sequence is typical.22  A mixture of benzene and air  is introduced into
     a reactor containing vanadium pentoxide and molybdenum catalyst.   Tempera-
     ture control  is  achieved  through  circulating heat transfer fluid  or  molten
     salt.   The reactor effluent is cooled  before it passes through  a  partial
     condenser and separator.   The overhead  material is  passed  through  an absorber
     for  recovery  of  the  anhydride as  maleic acid.  Maleic  acid  is generally
     dehydrated by azeotropic  distillation with  xylene.  Some producers use  thermal
     dehydration.   The  resulting  anhydride is  combined with maleic anhydride from
     the  condenser.   Purification  is accomplished by vacuum distillation.  The
     solid product  is tableted or  flaked before  packaging or storage.  The product
     may  also  be shipped  in bulk  liquid form.  Figure 7-10  is a simplified flow
     sheet of  the maleic  anhydride  process.
         There are alternative processes using butane and butene feed.  They
     are  used  by at least two U.S. producers and are used in several  other
     countries.  With the exception of raw material  storage and  some reactor
    modifications, the debased system is about the same as the benzene-based
                                       7-46
    

    -------
                o
                                  UJ
                                  LiJ
                                  00
                                  CXL
                                  O
                         O
                         C\J
    
                         CD
                         (J
                         E
                         O)
                         s-
                         OJ
                         M-
                         QJ
                         QJ
                         O
                         S-
    o
    
    
    o
    H-l
    I—
    o
    
    Q
    O
    D;
    o
    CD
    
    i—i
    Q
    
    :s
    o
                                  o:
    7-47
    

    -------
     process.   Small  amounts  of maleic  anhydride are commercially produced as  a
     by-product of phthalic anhydride production.23
    
     7.3.3.2   Process  Emission  Sources  and  Factors
          The  only source  from  which carbon  monoxide emissions  have  been  reported
     in maleic  anhydride production is  the  product recovery  condenser  vent
     gas.22»2tf   The waste  stream comes  from  the  product  recovery  scrubber which
     is used to  recover maleic  acid from separator exit  gas.
          Uncontrolled emission estimates from the recovery  condenser  vent range
     from  0.44 to  0.87 kg  CO/kg maleic  anhydride  (0.44-0.87  lb/lb.).22  Controlled
     emission factors were calculated assuming 90 percent control efficiency:
     0.087 kg/kg (0.087 lb/lb) maleic anhydride.  Table  7-10 shows a representa-
     tive composition of the vent gases  containing carbon monoxide.  Total mass
     carbon monoxide emissions from U.S. maleic anhydride production were  esti-
    mated at 117,800 metric tons (129,900 tons) in 1977.2
    
                                      TABLE 7-10
                     PRODUCT  RECOVERY  CONDENSER VENT GAS COMPOSITION
                            IN  MALEIC ANHYDRIDE PRODUCTION
    
             COMPONENT                             VOLUME  PERCENT
          Oxygen                                        ^.5
          Nitrogen                                      81.9
          Carbon dioxide                                 2.4
          Carbon monoxide                                2.0
          Benzene                                        0.1
          Source:   Reference  2k
                                       7-48
    

    -------
    7.3.3.3  Control Techniques
         Control devices for carbon monoxide emissions are reportedly employed
    in three U.S. maleic anhydride plants.24  The following paragraphs describe
    demonstrated CO control techniques as well as feasible, but undemonstrated
    CO control techniques.
         Thermal Incinerators -- One U.S. maleic anhydride plant uses a thermal
    incinerator with 30 percent heat recovery to burn waste gas from the product
    recovery condenser vent.22  The incinerator operates at 760°C (1400°F) and
    reportedly removes 95 percent of the carbon monoxide in the vent gas.24
    Approximately 25.4 megajoules/sec (86.7 x 106 Btu/hr) of supplementary fuel
    are required to maintain combustion in this device.22
         Waste Heat Boiler --  At one U.S. maleic anhydride plant the vent gas
    is used as the primary air supply for a waste heat boiler.22  Carbon monoxide
    removal efficiency for this device is reportedly greater than 95 percent.
         Catalytic Incinerator -- A catalytic incinerator similar in design and
    operating parameters to the one described in Section 7.3.1.3 is used by one
    U.S. maleic anhydride producer to control emissions.22  This device reportedly
    removes 80 to 85 percent of the CO present in the product recovery condenser
    vent stream.  The problems and advantages of catalytic incinerators are dis-
    cussed in Section 7.3.1.3.
    7.3.3.4  Cost of Controls
         Annualized cost information for the carbon monoxide control devices
    described above is presented in detail in Chapter 6.  Control costs for
    the maleic anhydride industry may be determined as described in Section
    7.3.1.4.
                                       7-49
    

    -------
          The reported flow rate for the condenser vent gas for a plant producing
     23,900 metric tons per year (26,300 tons/yr) of maleic anhydride is 18 Nm3/
     sec (38,000 scfm).22  This amounts to a flow rate of approximately 21,700
     Nm3/metric ton (693,500 scf/ton) of product.  A vent gas energy content of
     0.56 megajoules/m3 (15 Btu/scf) was estimated from reported material  balance
     data.23  Using this information and the information and graphs in Chapter 6,
     annualized costs for the control techniques discussed in Section 7.3.3.3 can
     be estimated for an individual  plant or for the maleic anhydride industry as
     a  whole.
     7.3.3.5  Impact  of Controls
          Emissions Reduction  -- As  of  1977,  only three U.S.  maleic anhydride
     plants  used  carbon monoxide emission control  systems.22   Combined produc-
     tion  from these  plants  represented  32  percent of the  total  annual  produc-
     tion  of maleic anhydride.   Therefore,  approximately 68 percent of the
     industry  is  uncontrolled  with respect  to carbon  monoxide.   Assuming appli-
     cation  of demonstrated  control  technology with 90  percent CO  removal effi-
     ciency, annual emissions  could  potentially  be reduced  by 72,100 metric tons
     (79,500 tons).
         Environment -- The environmental  impacts of carbon monoxide controls
     used in maleic anhydride plants are  similar to those discussed in Section
     7.3.1.5.
         Energy Requirements — The low energy content of the product recovery
     condenser vent gas from maleic anhydride plants requires the use of supple-
    mental fuel in carbon monoxide emission control devices.   The amount of
    energy required depends primarily on the type of device used.
                                       7-50
    

    -------
          Complete data regarding energy requirements of controls were not
     reported.  However, data for the plant using a thermal incinerator with 30
     percent heat recovery indicated that 25.4 megajoules/sec (86.7 x 106 Btu/hr)
     were necessary to maintain combustion temperatures at near-optimum levels.24
     This equivalent to 4.4 megajoules/kg (1900 Btu/lb) maleic anhydride.
          No information was available on the energy requirements for waste heat
     boilers or catalytic incinerators used as control  devices in maleic anhy-
     dride production.   It is likely that energy requirements for waste heat
     boilers would be somewhat higher than those for thermal  incinerators with
     heat recovery.   Catalytic incinerators,  however, should  require  substantially
     less supplemental  energy because of  their lower operating temperatures.  How-
     ever,  if the  plant can  use the  steam,  a  waste  heat boiler is  more  energy effi-
     cient  than  a  thermal  or  catalytic incineration  system  with  heat  recovery.
     7.3.4   Phthalic  Anhydride
          Phthalic anhydride  is  produced  by the  vapor-phase oxidation of  o-xylene
     or naphthalene.  Approximately  67  percent of domestic-produced phthalic
     anhydride is produced from  o-xylene; 33  percent is produced from naphtha-
     lene.25  Since the o-xylene process  is more economical (i.e., this process
     uses a cheaper raw material and yields slightly more product on a weight
     basis), future phthalic anhydride plants will probably be designed to use
     o-xylene as a feedstock.26
     7.3.4.1  Process Description
         There are basically two processes used for phthalic  anhydride produc-
    tion in the United States.  Processes using naphthalene as a feedstock use
                                       7-51
    

    -------
     fluidized bed reactors; whereas, o-xylene-based  plants  use  tubular  fixed
    
     bed reactors.  Except for the reactors and catalyst  handling  and  recovery
    
     facilities used, the two processes are similar.
    
          The following reaction describes the conversion of o-xylene  to phthalic
    
     anhydride.
                                          catalyst  I   0  I    Y)  + 3 H 0
                                                  ^^ V    ^K.<-> *^
            o-xylene            Oxygen                 phthalic    water
                                                      anhydride
     Naphthalene  is  converted  to phthalic anhydride via the following reaction
                       +  4% 02    catalyst
                                                               2 CO-
        naphthalene       oxygen           phthalic          carbon     water
                                           anhydride         dioxide
    
    
    In both processes, a vanadium oxide catalyst is used.  Small amounts of
    
    phthalic anhydride produced are oxidized to maleic anhydride, C02, and water
                                        7-52
    

    -------
          Figure 7-11  is  a  flow diagram for an  o-xylene based  phthalic  anhydride
     process.   In both the  o-xylene  and naphthalene-based  processes,  filtered
     air is  compressed to a range  of 170 to 200 kilopascals  (10-14  psig)  and pre-
     heated.26   Liquid o-xylene is mixed with reaction  air and  vaporized  before
     it  enters  the fixed  tubular bed reactors;  whereas,  liquid  naphthalene  is
     injected directly into a  fluidized bed reactor  and  vaporized.  Reactors in
     both  processes operate at 340-385°C (650-725°F).   A small  amount of  sulfur
     dioxide  (S02)  is  added to the reactor  feed to maintain  catalyst activity.
          Reactor effluent  is  used to generate  low pressure  steam in a waste
     heat  boiler  and then flows  through a series of  condensers  (a parallel  series
     of  tubular  condensers  which are alternately heated  and  cooled).  Crude
     phthalic anhydride is  condensed as  solid crystals on  the condenser tube
     fins.  It is  then melted,  removed  from the condenser  tubes, and sent to pre-
     treatment.    In this step,  phthalic  acid is dehydrated to the anhydride form,
     and impurities (water, maleic anhydride, and benzoic  acid) are partially
     evaporated.  The  pretreated liquid  stream  is then sent to a vacuum distilla-
     tion section where pure (99.8 percent) phthalic anhydride is obtained as a
     distillate.  The pure product may be stored in a molten state or solidified
     to flakes and bagged for shipment.
         All  future phthalic anhydride industry growth is  expected  to be based
    on o-xylene feed.   In 1977, only three of the ten phthalic anhydride plants
    in the U.S.  were naphthalene-based.25  Projected production capacity from
    naphthalene-based  plants is expected to remain the same  through 1985.26
                                       7-53
    

    -------
                           z
                           o
                           z
                           o
                           H
                           O
                           <
                           cc
                           u.
              oo
              00
              UJ
              o
              o
                                              o:
                         Z
                         UJ
                         2
                         UJ
                         c
                         H
                         UJ
                         c
                         0.
                          CO
                       z oc
                       o uj
                       t °>
                          Z
                          o
                          o
                       o eo
                          O
                       < Ul
                       O C
    O
    CNJ
    
     
    -------
     7.3.4.2  Process Emission Sources and Factors
          The major source of carbon monoxide emissions from phthalic anhydride
     plants is the main process vent which comes from the switch condensers.
     Only 50 percent of U.S.  plants control  CO emissions from this point.   Three
     plants reportedly use thermal  incinerators and two others use a combination
     thermal  incinerator/waste heat boiler to control  emissions.27
          Uncontrolled carbon monoxide emissions from the main process  vent have
     been estimated at 150 kilograms of CO per metric  ton of phthalic anhydride
     (300 Ib/ton)  in o-xylene-based plants,  and 50 kilograms of CO per  metric
     ton  of phthalic anhydride (100 Ib/ton)  in naphthalene-based plants.5   Inciner-
     ation reportedly controls CO emissions  to 0.125 g/kg (0.25 Ib/ton)  phthalic
     anhydride in  o-xylene-based plants,  and  0.05  g/kg  (0.10 Ib/ton)  phthalic
     anhydride in  plants where naphthalene is  used as a  feedstock.25
          Recent EPA data  indicated  that  carbon  monoxide  emissions  from  U.S.
     phthalic  anhydride production  were 50,900 metric tons  (56,100  tons) in
     1977.2   Process-specific  emissions data were  not available.
     7.3.4.3   Control  Techniques
         As was previously mentioned, only 50 percent of U.S.  phthalic anhydride
     plants employ carbon monoxide control devices on their main process vent
     streams.  The following paragraphs describe demonstrated CO control techni-
     ques as well  as undemonstrated  control techniques, for both o-xylene- and
     naphthalene-based processes.
         Thermal  Incinerator -- Three U.S. phthalic anhydride manufacturers use
    thermal incinerators to control carbon monoxide emissions from their main
                                       7-55
    

    -------
     process vents.  One plant is naphthalene-based and two are o-xylene based.
     Operating at 649°C (1200°F), the incinerator in one o-xylene-based plant
     reportedly removes greater than 90 percent of the CO in the switch condenser
     of gas.25  Removal efficiencies of only 80-85 percent have been reported
     for a similar incinerator used in the naphthalene-based plant.26'27
         Thermal incinerators may operate at higher temperatures than the ones
     currently in use  (760-860°C  [1400-1580°F]).  Under these conditions, CO con-
     trol efficiency could increase to 95 percent.25
         Tables 7-11 and 7-12 list typical main process vent compositions for
     o-xylene and naphthalene-based plants, respectively.   Because of the low
     energy content of the main process vent gas (0.075-0.112 megajoules/m3
     [2-3 Btu/ft3]), supplemental  fuel  is needed to achieve complete combustion
     in a thermal incinerator.25  Fuel  requirements can be reduced if vent gas
     is preheated before being incinerated by heat exchange with the incinerator
     flue gas.   However, preheating increases the danger of explosion if slugs
     of condensed phthalic anhydride are present in the vent gas.25»26>27
         Thermal Incinerator/Waste Heat Boiler -- A thermal  incinerator with a
    waste heat boiler is  used to  control  carbon monoxide  emissions from the main
     process vent in two U.S. phthalic  anhydride plants.27  This control  technique
     reportedly achieves greater than  99 percent reduction in CO emissions.27
    The vent gas is not preheated prior to incineration,  thereby avoiding the
    danger of explosion.   Using an incinerator plus  a  waste heat boiler as a
    control  technique requires more supplementary fuel  than  using an incinerator
    alone;  however,  as Table 7-13 shows,  energy is  recovered in the process
    stream produced.
                                       7-56
    

    -------
                               TABLE  7-11
          TYPICAL  MAIN  PROCESS  VENT GAS  COMPOSITION  FROM
          0-XYLENE BASED PHTHALIC ANHYDRIDE PRODUCTION
    
         COMPONENT                            VOLUME PERCENT
     Sulfur  dioxide                                <0.1
     Carbon  monoxide                               0.6
     Carbon  d ioxi de                                1.3
     Nitrogen                                      76.9
     Oxygen                                        15-7
     Phthalic anhydride                            <0.1
     Maleic  anhydride                              <0.1
     Benzoi c acid                                  <0.1
     Water                                           .4
    Source:  Reference 27
                              TABLE 7-12
       TYPICAL MAIN PROCESS VENT GAS COMPOSITION FROM NAPHTHALENE'
               BASED PHTHALIC ANHYDRIDE PRODUCTION
        COMPONENT                           VOLUME PERCENT
    Phthalic anhydride                           <0.1
    Maleic anhydride                             <0.1
    Naphthoquinone                               <0.1
    Oxygen                                       12.2
    Ni trogen                                     78.1
    Carbon d ioxide                                5.1
    Carbon monoxide                               0.4
    Water                                         4.
    Source:  Reference 27
                                 7-57
    

    -------
         Catalytic Incinerator -- Catalytic incinerators have reportedly been
    used to control carbon monoxide emissions from other chemical processes.
    Emission reductions of 99 percent have been reported.  It is not known
    whether any components which could poison the catalyst are present in the
    vent gases from phthalic anhydride plants.  Since catalytic incinerators
    operate at lower temperatures than thermal incinerators (410-525°C [800-
    1000°F]), supplemental fuel requirements are somewhat less than require-
    ments for an incinerator.
    7.3.4.4  Cost of Controls
         Annualized cost information for the above-mentioned carbon monoxide
    controls is presented in detail  in Chapter 6.  Control  costs  for the
    phthalic anhydride industry may be determined as described in Section
    7.3.1.4.
         A flow rate for the process vent gas from a model  phthalic anhydride
    plant producing 5.9 x 101* metric tons/yr (1.3 x 108 Ib/yr) is 56 Nm3/sec
    (119,000 scfm).26  An energy content of 0.112 megajoules/m3 (3 Btu/ft3) has
    been reported for vent gas containing carbon monoxide.26  Using this infor-
    mation and the information and graphs in Chapter 6, annualized costs for
    the control techniques discussed in Section 7.3.4.3 can be estimated for an
    individual  plant or for the phthalic anhydride industry as a whole.
    7.3.4.5  Impact of Controls
         Emissions Reduction -- As of 1977, carbon monoxide emission control sys-
    tems were operating in five phthalic anhydride plants in the United  States.26
    Four plants used o-xylene as a feedstock and one was naphthalene-based.26
                                        7-58
    

    -------
     Combined production from these plants represented 46 percent of the total
     annual production of phthalic anhydride.  Therefore, approximately 54 per-
     cent of the industry is uncontrolled with respect to carbon monoxide.  One
     source has estimated that if controls with at least 90 percent efficiency
     were applied industry-wide,  carbon monoxide emissions could be reduced to
     less than 1,000 metric tons/yr (1,100 tons/yr).25
          Environment -- Incinerators  operating at the upper limits of their
     temperature range will  produce more N0x  emissions than those operating at
     lower temperatures.   It has  been  reported that emissions  of NO  will  increase
     by approximately 15 percent  when  operating temperatures increase from 760-
     860°C (1400-1580°F).10   N0x  emissions from catalytic incinerators  should  be
     negligible,  since operating  temperatures  for  this type of incinerator are
     considerably less than  those of thermal  incinerators.
          If  it  becomes  necessary to use  fuel  oil  rather  than  natural gas  as
     supplementary  incinerator fuel, sulfur oxides  (S0x)  emissions  may  increase.
     The  amount of  S0x emitted will  depend on  the  sulfur  content  of the fuel oil
     and  the quantity  of oil consumed.
          Energy  Requirements --  As was previously discussed,  the low energy
     content of the main process  vent gas from  phthalic anhydride plants necessi-
     tates the use of supplementary fuel in the operation of any of the carbon
    monoxide emission control devices.  The amount of energy required will depend
    primarily on the type of control device used.
         The amount of supplemental fuel needed for several of the control
    devices is shown in Table 7-13.  The calculations were based on a plant
    producing 5.9 x 10^ metric tons/yr (1.30  x 108 Ib/yr ) phthalic anhydride
                                       7-59
    

    -------
     with a process vent gas energy content of 0.112 megajoules/m3 (3 Btu/ft3).26
    
     Supplemental fuel data for catalytic incinerators were not available; how-
    
     ever, because of their lower operating temperatures, substantially less
    
     energy would be required.
    
    
                                      TABLE 7-13
    
                    ENERGY REQUIREMENTS FOR CO EMISSION CONTROLS
                           IN PHTHALIC ANHYDRIDE PRODUCTION
    
                                                          ENERGY REQUIRED PER kg(lb)
        CONTROL DEVICE             ENERGY REQUIRED8         OF PHTHALIC ANHYDRIDE
    Thermal incinerator          19-5 megajoules/sec         9-5 megajoules/kg
    without heat recovery        (66 x 106 Btu/hr)           (4.1 x 103 Btu/lb)
    
    Thermal incinerator          55-3 megajoules/sec         27.0 megajoules/kg
    + waste heat boiler          (189 x 1O6 Btu/hr)          (11.6 x 103 Btu/lb)
    a
     Data from Reference 25, based on 8000 operating hours per year.
    
     Steam production 12.2 kilograms per second (97,000 Ib/hr) at 3.2 megapescals
     (450 PSIG) and 400°C (750°F)
    
     7.4  IRON AND STEEL
    
          Four methods  used  in  making steel  or smelting ferrous  ore  contribute
    
     heavily to the amount of carbon monoxide  emitted  from industrial  processes.
    
     These four methods  include steelmaking  with  basic oxygen  furnaces (BOF's),
    
     ferroalloy and steel  production using submerged arc  and electric  arc  fur-
    
     naces,  respectively,  ore dust  agglomeration  using sintering furnaces,  and
    
     gray iron production  from  cupolas.
    
          Table 7-14  lists mass carbon monoxide emissions  from the processes
    
     described above.   Estimated  carbon  monoxide  emissions  from  these  sources
    
     totaled  1.95  x 106  metric  tons  (2.15 x  106 tons)  in  1977.2   These emissions
                                        7-60
    

    -------
     comprised about 23 percent of the CO emitted  from industrial  processes  and
     about 11  percent of the total  amount emitted  from stationary  sources.2    The
     two major emitters of CO in the iron and  steel  industry are gray  iron cupolas
     and sintering  furnaces.   Emissions from these sources  represented about 84
     percent of the total  CO emissions from the  iron  and  steel  industry in 1977.2
    
                                      TABLE 7-14
               MASS EMISSION ESTIMATES FOR CARBON MONOXIDE FROM THE
                             IRON AND STEEL INDUSTRY, 1977
    
                                                CARBON MONOXIDE EMISSIONS
            SOURCE                           Metric Tons               Tons
      Sinter plants                           624,700                688,600
      Basic oxygen furnaces                    99,200                109,400
      Electric arc furnaces                   205,700                226,800
      Gray iron cupolas                     1,020,800              1,125,200
          TOTAI-                             1,950,400              2,150,000
      Source:   Reference 2
    
         The following sections discuss the processes, emission factors, control
    techniques, and impact of cost of controls for each of the methods listed
    above.  A discussion of blast furnace CO emissions, which are almost com-
    pletely controlled, is also included.
    7.4.1  Basic Oxygen Furnace
         The basic oxygen furnace (BOF) process,  also known as the Linz-Denowitz
    (L-D) process, is used to produce a major portion of steel in the U.S.   The
    furnace is a pear-shaped, refractory-lined vessel, open at the top for
                                       7-61
    

    -------
     charging  while  vertical  and  for  pouring  while  tilted.   This  process  is  being
     increasingly  used  because  of its  high  production  rates,  simplicity,  and
     efficient operation.
     7.4.1.1   Process Description
          The  feed metal used in  the  BOF  process  is  typically 70  percent  molten
     blast furnace iron and 30  percent  scrap.28   The furnace  is also charged with
     fluxes, such  as burnt lime,  limestone, burnt dolomite, and fluorspar.
     Oxygen  is  blown into the charge  through  a water-cooled lance under pressure
     ranging from  1.1 to 1.3 megapascals  (140 - 180  psi).28   The  process  converts
     the  hot metal into steel by  oxidation of carbon,  phosphorus, silicon, sulfur,
     and  other  impurities in the  iron.  This  reaction  occurs  at approximately
     2000°C  (3600°F) and atmospheric pressure.28  The  steel is tapped into a ladle
     where desired alloying materials may be added.  The molten steel is  usually
     poured into ingot molds.  The slag is tapped into slag pots and sent to the
     slag dump yard.
     7.4.1.2  Process Emission Sources and Factors
         Large amounts of carbon monoxide are generated by the oxidation reactions
     occurring in the BOF process.  The exhaust gas at the surface of the molten
     liquid has a carbon monoxide content ranging from 87 to 95 percent.29
     Exhaust gas flow rates range from 570 to 940 Nm3/sec (1.2 x 106 -1.99 x 106
     ft3/min).28  Typical  exit temperatures range from 1600°C - 1900°C (2900-
     3500°F).28
         Uncontrolled  carbon monoxide emissions  from the BOF process are
    estimated  to be  70  kg/metric ton  (140 Ib/ton) steel  produced.5   When control
                                        7-62
    

    -------
     methods are applied, emissions are reduced to less than 1.5 kg carbon mon-
     oxide per metric ton steel (3 lb/ton).5  Total mass CO emissions from U.S.
     basic oxygen furnaces were estimated to be 99,200 metric tons (109,400 tons)
     in 1977.2
     7.4.1.3  Control Techniques
          Most basic oxygen furnaces in the United States control  carbon monoxide
     emissions by burning the waste gases with excess air in an open  hood (Figure
     7-12).   A few U.S.  facilities inhibit combustion with a retractable closed
     hood  and flare the  off-gas.   Some  foreign facilities collect  it  as  fuel
     after cleaning (Figure 7-13).
          In  an open  hood system,  space is provided between  the furnace  and the
     hood  to  admit  air for the  combustion  of  carbon monoxide.   Closed  hood  sys-
     tems  use retractable skirts or  other  methods  to  limit the  quantity  of  air
     entering the hood.   Hoods  are water  cooled, using  either hot or cold water
     or  steam.   When  either  type of  hood  is used,  reductions in  carbon monoxide
     emissions  exceed 98  percent.5   During charging and pouring, the furnace
     and hood are disengaged.   However, most of the CO  is emitted during blowing.
     7.4.1.4  Cost of Controls
         The hooding design affects the cost of the total system.   Open hoods
    draw in air on a relatively uncontrolled basis, thus increasing the capital
    and operating costs  of the particulate collection equipment.30
         Closed hood systems are more difficult to fabricate and maintain.   In
    addition, provision  must be made for gas accumulation or flaring.   However,
    particulate collection costs less for closed  hood systems.   Economics of  the
                                        7-63
    

    -------
                                        UJ
                                        h-
                                        oo
    
    
                                        oo
    
    
                                        LU
                                        CD
    
    
    
                                        O
    
    
                                        OO
    
    
                                        Q
                                         I
    
                                        00
    
    
                                        CD
    
    
                                        Q
                                        Z
    
                                        «C
                                        o
                                        o
                                        Q_
    
                                        O
                                       x
                                       o
                                       oo
                                       <
                                       CO
                                       OsJ
    
    
                                        I
                                       o;
    7-64
    

    -------
                                                    co
                                                    >-
                                                    CO
    
                                                    CD
                                                    O
                                                     I
                                                    CO
    
                                                    CD
    
                                                    Q
                                                    Z
                                                    <
    
                                                    O
                                                    O
                                                    O
                                                    UJ
                                                    OO
                                                    O
                                                    _J
                                                    O
                                                    UJ
                                                    CD
    
                                                    X
                                                    O
    
                                                    O
                                                    I—I
                                                    CO
    
                                                    CQ
    
    
    
                                                    CO
                                                    r—
                                                     I
                                                    CD
    7-65
    

    -------
     entire process and particulate emission regulations will  determine the more
     appropriate method.
     7.4.1.5  Impact of Controls
          Emissions Reduction --  Open hood combustion reduces  CO in the furnace
     exhaust gas to less  than 1.5 kg/metric ton (3 lb/ton).2  If closed hood sys-
     tems are used, 98 percent of the carbon monoxide produced can  be recovered
     and used as waste heat boiler fuel.30
          Environment --  The industry-wide acceptance of burning waste gas  in
     steel  production via the BOF process  has  significantly  reduced CO emissions.
     Nitrogen oxide (N0x) emissions  during combustion of the waste  gas under the
     open hood are  about  180 to 500  micrograms  of  NO   per metric ton  (0.36  to
     1.0 pound per  ton) of steel  produced.30   There would probably  be lower NO
     emissions from closed hood collection since no incineration occurs.  However,
     there  would  be N0x emissions  from flaring  or  from burning  the  gases  in a
     boiler.   Particulate emissions  are also greater  with open  hoods  than with
     closed  hoods.
         Energy  Requirements  --   The energy content  of  BOF  exhaust gas is  high
     enough  so that  no supplemental  fuel is necessary  to  maintain combustion in
     an  open  hood or  flare.   When  the carbon monoxide  is  burned, about 470  kilo-
     joules/kilogram  (400,000  Btu/ton) are produced.30   If closed hoods are used
     and  the exhaust  gas  is cleaned and recovered, it may be used to produce
     steam for other  process units.
     7.4.2  Blast Furnace
         Blast furnaces are vertical, refractory-lined shaft furnaces up to
    36.6 meters  (120 feet) tall  and 8.5 meters (28 feet) in  diamter.   They
                                       7-66
    

    -------
     reduce  iron ore to molten pig  iron, most of which goes directly to steel
     furnaces.
     7.4.2.1   Process Description
         Blast furnaces are so called because air preheated from 760°C to 1150°C
     (1400°F to 2100°F) is blown into the furnace near the bottom to burn the
     coke.28   Iron ore, sinter, iron or steel scrap, coke, and flux (limestone)
     are charged into the top of the furnace.28  In 1973, an average of 1.5
     metric tons (1.7 tons) of charge was consumed per ton of pig iron produced.28
     Blast furnaces operate at pressure ranging from 170 to 580 kilopascals (10
     to 70 psi).28  When temperatures inside the furnace exceed 1450°C (2640°F),
     the combustion product, C02» reacts as follows to produce carbon monoxide:
    
                C + C02 -> 2CO
    
     The carbon monoxide is necessary to reduce the iron oxides present in the
     ores to elemental  iron.  As the metals descend, they are heated by the
     reducing gases.
         As the elemental  iron moves toward the furnace fusion zone,  it becomes
    molten and collects in the hearth (See Figure 7-14).  The limestone flux
    reacts with impurities in the ore and coke and forms a molten layer of slag
    on the pool of iron.   Periodically,  the molten iron and slag are  tapped from
    the blast furnace.   The molten pig metal  typically contains  4.1  percent
    carbon, 0.9 percent silicon,  0.026 percent sulfur, 0.30 percent phosphorus
    and 0.35 percent manganese.31
                                        7-67
    

    -------
     7.4.2.2  Process Emission Sources and Factors
          Exhaust gases leave the blast furnace at temperatures of 180°C to 280°C
     (350 F to 540°F).   The gas flow rate increases linearly with the coke feed
     rate.   One source  estimated that 2.2 to 3.5 kilograms of exhaust gas are
     generated per kilogram of pig iron produced (2.2 to 3.5 lb/lb).30  As much
     as 30  percent of the exhaust gas volume may be carbon monoxide.32  Uncon-
     trolled carbon monoxide emissions in furnace exhaust gas average 875 kilo-
     grams  of CO per metric ton of pig iron  (1750 pounds per ton).5   However,
     relatively little  carbon monoxide is vented to the  atmosphere,  since 99.9
     percent of the CO  generated is  normally collected,  cleaned,  and  used as
     process fuel.5
         Occasionally,  conditions within the  furnace such  as  "slips"  (sudden
     movements  of  the charge  into  the  furnace)  generate  high  pressures which
     open the  furnace's  pressure relief  valves.   Uncontrolled  amounts  of  carbon
     monoxide  escape through  the relief  valves  and  the furnace  charging enclosure
     during  "slips".  No  emissions estimates for  CO  have  been  reported for  "slip"
     conditions.
     7.4.2.3  Control Techniques
         The technique for controlling carbon monoxide emissions from blast
     furnaces is part of the system used to control particulate emissions.  A
     typical system is shown in  Figure 7-14.   Initially,  exhaust gas passes
     through a settling  chamber or a dry cyclone, where about 60 percent of the
    dust is removed.  Next, the gas undergoes a one- or  two-stage cleaning
    operation, in which the remaining particles are removed by a wet scrubber
                                        7-68
    

    -------
    XHOMdiXDBHO X3IU8
                                                                                «=c
                                                                                2:
                                                                                or
                                                                            CO
                                                                            CO
    
                                                                            
    -------
     or electrostatic precipitator.  The cleaned gas  is then ready to be used
     as low energy process fuel.
     7.4.2.4  Cost of Controls
          There are no additional costs for controlling carbon monoxide emissions
     from blast furnaces.  The exhaust gas is used as a fuel.
     7.4.2.5  Impact of Controls
          Emissions Reductions -- As was previously discussed,  carbon monoxide
     emission control   from blast furnaces is relatively complete throughout the
     industry.   Any remaining CO emissions result from escaping gas during high
     pressure "slips."   Improved charging techniques  and operating practices
     which  closely adhere to  furnace design specifications have significantly
     reduced  the number  of "slips."
         Environment —  Since blast furnace  gas  is used as  a fuel,  nearly  all
     the carbon  monoxide  produced  is oxidized  to  C02  before  it  reaches the
     atmosphere.32
         Energy Requirements  -- The energy content of the blast  furnace exhaust
     gas is approximately  3.73 megajoules/m3  (100 Btu/ft3).32   It  is  therefore
     economical  to use the exhaust gas for  process fuel.  About 30 percent of the
     cleaned gas is typically used to fire  the stoves  in which blast  furnace air
     is preheated.32  The  remaining  gas is  used as fuel for other in-plant
     purposes.32
     7.4.3   Submerged Electric Arc Furnace
         Submerged arc  furnaces are used in the production of ferroalloys.   The
    basic  raw materials  used  are metallic ores,  limestone, and  a reducing  agent
    (coke or  low-volatile coal).3t*  The exact composition of the charge  depends
                                        7-70
    

    -------
    on the product desired.   Iron, silicon, manganese, chromium, calcium, and
    zirconium are some of the metals which may be alloyed or reacted in the
    furnace.
    7.4.3.1  Process Description
         Submerged arc furnaces of the same general design are used throughout
    the ferroalloy industry.  The cylindrical steel furnace shell has a flat
    bottom and is supported on an open foundation that permits air cooling and
    heat dissipation.  The furnace shell's interior walls are lined with
    refractory brick.  One or more tapholes for removing slag and metal exist
    at hearth level.3k
         Graphite electrodes in electric submerged arc furnaces extend three to
    five feet into the charge.  The coke in the charge reacts with the metal
    oxides and reduces the ores to base metal.  Maximum furnace temperature
    is 1570°C (2860°F).  Most furnaces operate at atmospheric pressure.35
         Continuous power is supplied to the furnace electrodes, whose depth
    is varied during the process to maintain a uniform electrical load through-
    out the charge.   Oxidation begins to occur when molten metal begins to
    form and continues until  the entire charge is in solution.   At the end of
    the process, the electrodes are raised, and the molten product is tapped
    into ladles and further treated,  as desired.   Slag removal  may occur prior
    to or during tapping, or at the end of the tap.
    7.4.3.2  Process Emission Sources and Factors
         The composition of exhaust gas from submerged arc furnaces  varies with
    hooding practices,  slagging practices,  process stage,  and whether or not
                                       7-71
    

    -------
     oxygen lancing is used.  Major constituents of the exhaust gas include carbon
     monoxide, carbon dioxide, oxygen and nitrogen.  Fluorides and other vaporized
     metallic compounds may also be present, depending on the type of ferroalloy
     being produced.35
          Emission points in electric submerged-arc furnaces include the electrode
     ports in the furnace roof, the tapping spout, the slagging door,  and the open
     furnace top during charging.   Uncontrolled carbon monoxide emissions from
     direct electric arc furnaces  have been estimated  at 9 kilograms CO per metric
     ton of ferroalloy produced (18 lb/ton).5  Exhaust gas from a  number of facil-
     ities tested contained  between 60 and 95 percent  CO.36   Carbon monoxide con-
     centrations  of 80 to  90 percent  are common during  short periods of each
     cycle.35   Typical  gas volumes  range from 50 to 190 normal  cubic meters  per
     second  (100,000-400,000 scf/min).35
          Recent  EPA emissions  estimates indicate  that  205,700  metric  tons
     (226,800  tons) of carbon monoxide were  produced from  both  direct-  and
     submerged-arc  furnaces.2   No process-specific  data were  available.
     7.4.3.3   Control Techniques
         A number of techniques exist for controlling carbon monoxide emissions
     from electric submerged-arc furnaces.  The  following  paragraphs describe
     these techniques.
         Carbon monoxide reduction in electric arc furnaces is achieved by
     inducing air into  the exhaust hood.   In a few cases the gases  are collected,
    then burned.   There are  three hood configurations  for submerged arc fur-
    naces:  the open,  the semi-enclosed, and the sealed furnace.   The  type of
    hooding system used has  an  important effect on CO  emission  reduction.   A
                                       7-72
    

    -------
    few installations also supplement their hoods by shrouding or enclosing the
    furnace area to capture the pollutants emitted during charging and tapping
    operations.34  The CO emissions which escape the hoods are emitted in the
    exhaust from the furnace building.
         The open electric submerged arc furnace configuration (Figure 7-15)
    employs a water-cooled canopy hood 2 to 2.7 meters (6 to 8 feet) above the
    furnace rim.  Air surrounding the furnace burns the CO as it combines with
    the hot gases under the hood, diluting them by as much as 50 to I.34
         In the semi-enclosed electric submerged arc furnace (Figure 7-16) emis-
    sions are drawn from beneath a water-cooled cover that completely seals the
    furnace except for annular spaces around the three electrodes through which
    the raw materials are charged.  Because very little air enters the semi-
    enclosed furnace, gases from the furnace are concentrated in carbon monoxide
    and can be used as fuel or flared after cleaning.35
         Emissions leaking through the charging holes around the electrodes can
    be minimized by maintaining a negative pressure within the furnace.  This
    involves using a fan to draw gases into the dust-cleaning device.  The in-
    duced air also oxidizes some of the carbon monoxide,  reducing its fuel
    value and raising the gas exit temperature.35
         Another way of reducing emissions from sealed furnaces (Figure 7-17)
    is by packing seals around the electrodes and charging chutes.  In this
    case, the fuel value of the exhaust gas is preserved  because a slight posi-
    tive operating pressure is maintained, preventing leakage of air into the
    furnace.  Gases withdrawn from sealed furnaces may be as little as 2 to 5
                                       7-73
    

    -------
                                                    O
                                              CO
    
                                               QJ
                                               O
                                               c
                                               O)
                                               S-
                                               O)
                                               OJ
                                               u
                                               S-
                                               13
                                               O
                                              00
                                                          CO
                                                          CO
                                                          ID
                                                          C£
    
                                                          GO
    
                                                          t—i
                                                          CXL
                                                         >-
                                                         CQ
    O
    CXL
    O
    O
    UJ
    a.
    o
                                                        un
                                                        CD
    7-74
    

    -------
    7-75
    

    -------
    cc:
    <:
                                   o
                                   <
                                   to
                                                                               <£>
                                                                               CO
    
                                                                                O)
                                                                                O
                                                                                c
                                                                                
                                                                                o
                                                                               CO
                                                                                           CO
                                                                                           CQ
                                                                                           UJ
                                                                                           Q
                                                                                           •=c
                                                                                           LU
                                                                                           CO
                                                                                           r^
                                                                                            i
                                                                                           CD
                                                                                           I—H
                                                                                           LL.
                                               7-76
    

    -------
    percent of the volume handled in open furnaces.35  Gases from sealed fur-
    naces are flared or are used for fuel.
         Production of silicon metal or alloys containing over 75 percent silicon
    are limited to open furnaces with canopy hoods because the techniques which
    need to be used to prevent crusting and bridging of the charge and "blows"
    (jets of extremely hot gas) cannot be employed with semi-enclosed and sealed
    furnaces.35
         Some of the specific types of hood systems used are as follows:  The
    roof hood or the "plenum roof" (Figure 7-18) covers the furnace roof with
    openings for the electrodes and overhangs above the charge door and tapping
    spout.35  The direct shell evacuation or "fourth hole" system (Figure 7-19)
    (so-called due to the three electrode holes already in the furnace roof)
    ducts the exhaust gases from beneath the furnace roof.  A gap in the duct
    elbow aspirates air to burn the waste gases.  This system is totally in-
    effective when the roof ring is swung aside for charging and during tapping.
    The advantages are similar to those for sealed ferroalloy furnaces (i.e.,
    less exhaust gas).35
         The side draft hood (Figure 7-19) mounted on the furnace roof draws a
    high velocity indraft of 31 to 190 Nm3/metric ton (1000 to 6000 ft3/ton) to
    capture emissions around the electrodes.  No extra air is needed to burn
    the escaping carbon monoxide as the hood only partially surrounds the elec-
    trodes, hence the name side-draft.  However, carbon monoxide destruction
    may not be as complete as achieved in the direct shell evacuation system
    during meltdown since the side-draft hood draws in a large amount of cool
    air, possibly lowering the temperature of the exhaust draft below the
    ignition point.35
                                        7-77
    

    -------
       ^x
    FIGURE 7-18.  ROOF HOOD
              7-78
    

    -------
                            on
                         SIDE DRAFT
                                             -o-
                   v
    y
               DIRECT EVACUATION-FOURTH HOLE
    FIGURE 7-19.  SIDE DRAFT AND DIRECT EVACUATION HOODS
                            7-79
    

    -------
    7.4.3.4  Cost of Controls
         The problem of cost development for carbon monoxide emission control
    is similar to that described in Sections 7.4.1.4 and 7.4.2.4.  Since the
    ventilation and transport systems used in CO control are also part of the
    particulate control system, it is difficult to separate costs for CO con-
    trol alone.
    7.4.3.5  Impact of Controls
         Emissions Reduction -- When applied, the emission control  techniques
    described in Section 7.4.3.3 are effective methods of reducing carbon monox-
    ide emissions from electric submerged arc furnaces.  If controls were employed
    on all  submerged arc furnaces, emissions reduction of more than 90 percent
    should be achieved.35
         Environment -- No nitrogen oxides (NO ) are formed during the carbon
    reduction of oxidic ores.35  Any N0x formed as a result of carbon monoxide
    emission control would be due to fixation of atmospheric nitrogen.  If
    closed systems are used and the CO-rich exhaust gas is recovered and used
    as process fuel, N0x emissions should not be any greater than if natural
    gas were used as fuel.
         Energy Requirements -- If submerged-arc exhaust gas is burned in an
    open hood, no supplementary fuel (other than air) is necessary to maintain
    combustion.  Neither is supplementary fuel  needed if the gas is flared.
         Because the exhaust gas is 60-90 percent carbon monoxide,  it can be
    used as a process fuel.35  The energy content of the gas was calculated  to
    be approximately 10 megajoules/m3 (270 Btu/ft3).
                                        7-80
    

    -------
     7.4.4  Direct Electric Arc Furnace
          Direct electric arc furnaces are used in the production of high-alloy
     steels (e.g., carbon and stainless steels) and considerable amounts  of mild
     steel.28  Steel  production in  direct arc furnaces has  steadily increased,
     due to the increased availability of steel  scrap.37
     7.4.4.1   Process Description
          Typical  electric arc  furnaces range in  diameter from about 1  meter (3
     feet)  up to 4 meters (12 feet)  with holding  capacities  of 230 kilograms (500
     pounds)  to 23 metric tons  (25  tons),  and production rates from 115 kilograms
     (250  pounds)  to  10.9 metric tons  (12  tons.) per hour.38  Modern furnaces up
     to  5.2 meters (17  feet)  in diameter may  hold  59 metric  tons  (65 tons)  and
     have  production  rates  of over  18  metric  tons  (20  tons)  per  hour.38
          Electric arc  furnaces are  basically refractory-lined crucibles with a
     steel  shell.   In almost  all applications,  the  furnace roof can  be  swung
     aside  for  top charging.  The roof  is  also  refractory-lined, with ports  allow-
     ing the  insertion  of  three graphite electrodes into the furnace just above
     the surface of the charged metals.  Maximum furnace temperature is 1570°C
     (2860°F).  Most furnaces operate at atmospheric pressure.35
         The charge for iron or steelmaking  usually consists of steel  scrap,
     cast iron scrap, pig iron, alloying elements, and flux.    Preheating the
     steel   scrap is not a common practice when direct electric arc functions are
     used.   Addition of oxygen (oxygen lancing) during the  melting process
     reduces energy consumption and  increases production rates.
         The oxidation process in  direct arc furnaces is  similar to that  described
    for submerged arc furnaces (Section 7.4.3.1).   Similar  tapping and  slagging
    procedures are employed in both processes.
                                       7-81
    

    -------
    7.4.4.2  Process Emission Sources and Factors
         Carbon monoxide is generated by reaction of the carbon electrodes or
    carbon in the steel scrap with blown oxygen or iron oxides.  Major exhaust
    gas components include oxygen, nitrogen, carbon dioxide, carbon monoxide,
    and gaseous fluoride.28  Exhaust gas composition is influenced by the stage
    of the heating process:  typically, the CO content rises sharply at the
    beginning of the melt and again during oxygen lancing.  The exhaust gas
    leaves the furnace at temperatures of 650°C to 980°C (1200°F to 1800°F).39
         Data describing carbon monoxide emissions from direct arc furnaces are
    limited.  However, testing at one source indicated that carbon monoxide emis-
    sions may be as high as 3 kilograms per metric ton (6 Ib/ton) of steel pro-
    duced.40  Recent EPA estimates of carbon monoxide emissions from both sub-
    merged- and direct-electric arc furnaces were 205,700 metric tons (226,800
    tons) in 1977.2  No process-specific emissions data were available.
    7.4.4.3  Control Techniques
         The only known technique for controlling carbon monoxide emissions from
    direct-arc furnaces is the direct shell  evacuation system.37  This system,
    shown in Figure 7-20, withdraws all potential emissions from the furnace
    before they escape and mix with the ventilation air.  The furnace roof is
    constructed so that it can be elevated and rotated aside during top charging
    and tapping and slagging.  During furnace operation, the direct shell evacua-
    tion system maintains a negative pressure within the furnace.  As a result,
    air is drawn into the furnace around the electrodes and through a small gap
    in the roof.  It then flows through the  exhaust duct, where it not only cools
                                       7-82
    

    -------
         BUILDING
         MONITOR
                  EMISSIONS^
                         F?i
              FURNACE
                        O
                               DSE
                     n
    CLEAN AIR
    
    
    EXHAUST GAS
                                                       FABRIC FILTER
                  Source:   Reference 37
    FIGURE 7-20.   DIRECT SHELL EVACUATION  (DSE) SYSTEM  OPEN ROOF
                                 7-83
    

    -------
    the exhaust gas but also promotes combustion of large amounts of carbon monox-
    ide present in the gas.37  On small  steel  furnaces direct evacuation is not
    always a viable option because of (1) lack of space for fourth hole in the fur-
    nace roof and (2) pressure fluctuations in furnace which are too rapid for
    automatic control of dampers in the exhaust duct.41
         One source has estimated that direct shell evacuation systems achieve
    about 85 percent carbon monoxide emission reduction.37  However, these sys-
    tems cannot be used in producing some types of alloy steels.  During the
    production of some alloys, a second "reducing" slagging takes place.  Air
    will oxidize these slags and prevent their removal.37
         An additional problem with direct shell evacuation systems is their
    inability to function during top charging, tapping, and slagging.  When the
    roof is rotated during these times, much of the carbon monoxide in the
    exhaust gas is not oxidized and rises directly through the roof of the shop.37
    7.4.4.4  Cost of Controls
         As discussed in previous sections, it is difficult to separate costs
    of carbon monoxide emission controls from costs of particulate control sys-
    tems.  In almost all cases, the same ventilation and transport systems will
    be used for both pollutants.
    7.4.4.5  Impact of Controls
         Emissions Reduction -- Direct shell evacuation systems have been found
    to achieve up to 85 percent reductions in carbon monoxide emissions from
    direct arc furnaces.  When applied, these systems should substantially
    reduce total mass emissions of carbon monoxide from this source.
                                       7-84
    

    -------
          Environment -- Industry data indicate that nitrogen oxide (NO ) emis-
     sions from direct arc furnaces are less than 0.05 kilograms per metric ton
     (0.1 Ib/ton) of steel produced.37  Thus, almost all N0x formed during com-
     bustion of carbon monoxide in a direct shell evacuation system would result
     from the fixation of atmospheric nitrogen.  N0x emissions should not increase
     to significant levels as a result of carbon monoxide emissions reduction.
          Energy Requirements ~ If exhaust gas from direct arc furnaces is burned
     in a direct shell  evacuation system,  no supplementary fuel  (other than air)
     will  be necessary to maintain combustion.   Although the exhaust gas may
     contain up to 20 percent CO during parts  of the furnace cycle, average con-
     centrations  are too  low  for the  exhaust gas to  be  used as  process  fuel.37
     7.4.5  Gray Iron Cupola
     7.4.5.1   Process  Description
          Cupolas,  the most common furnaces  for  making  iron castings and ingots,
     may be water  cooled  or refractory  lined.  Air blown  through a  bed of coke
     near  the  bottom of the cylindrical furnace  rises through alternating charges
     of pig iron and scrap, limestone flux and coke.  Descending charges are pre-
     heated by rising gases which may vary between 260° and  1200°C  (500° and
     2200°F), depending on the blast air rate, the preheat  temperature, the
     charge door induced draft rate and the cycle of operation.^2  Temperatures
     of the cupola exhaust gases drop with the addition of each charge and are
     cooled considerably from cold outside air induced through the charge door.
    Molten iron and slag are tapped below the ports  which introduce the blast
    air into the furnace.  Furnaces  which  preheat the combustion air are called
    hot-blast cupolas.   The  air may be heated  from an external  source  or with
                                       7-85
    

    -------
    an off-gas heat recovery system.   One system supplies the heat by recuperat-
    ing the heat of the flue gases after combusting the CO.42
         Cupolas range in size from 70 centimeters to 395 centimeters (27 inches
    to 155 inches) in diameter producing one ton per hour in the smallest jobbing
    foundries to more than 90 metric tons per hour (100 ton/hr)  in captive foun-
    dries. k3  Blast air is usually supplied at the rate of 935 cubic meters per
    metric ton (30,000 cubic feet per ton) of melt capacity.42
    7.4.5.2  Process Emission Sources and Factors
         Exhaust gases from the cupola furnace are a significant source of CO
    emissions.  Recent EPA estimates indicate that 1,020,800 metric tons
    (1,125,200 tons) of carbon monoxide were produced in cupola  furnaces in
    1977.2  Average carbon monoxide emissions have been estimated to be 72.5
    kg/metric ton of metal charged (145 lb/ton).5  Actual carbon monoxide emis-
    sions may vary with the quality of charge material, the volume and rate of
    combustion air, and the melting zone temperature.38
    7.4.5.3  Control Techniques
         Afterburners are applied to cupola furnaces to reduce CO emissions.38
    Besides reducing carbon monoxide emissions to 4 or 5 kilograms per metric
    ton  (8 to 10 pounds per ton) of iron melted, afterburners also reduce the
    hazard of explosion and consume oil vapors and coke breeze,  minimizing
    damage and maintenance on particulate collection devices.38
         The afterburner chamber is located in the top part of the cupola stick
    above the charge door.  For best gas-flame contact without quenching, the
    off-gas, multiple burners are installed just below the charge door.  Induced
                                        7-86
    

    -------
      drafts from the charge door are essential to insuring sufficient mixing and
      providing ample combustion air.  To avoid stratification of the gas stream,
      the exhaust from the large cupolas requires a mixing aid, such as an in-
      verted cone in the afterburner chamber,  with burners angled to encourage
      swirling.
           Recent laboratory research indicates that  the  carbon monoxide  content
      of  the flue gas  may  be reduced  to  one  percent or  less without  an  afterburner,
      achieving control  efficiencies  greater than  90  percent.1*"   The  study suggests
      injecting the  proper amount of  air at  a  point in  the furnace below  the charge
      door where  temperatures are at  least 700°C  (1300°F).  More  details may be
      obtained from  Reference 44.
      7-4-5.4  Cost  of Controls  (Corrected to  1978)
          Reported installed costs for afterburners were $12,000 to $20,000,«
     depending mostly on the size of the cupola.  Fuel  for the natural  gas after-
     burners makes up the major part of the  annual operating  expense which is
     estimated at $12,000 for an average sized foundry  and may exceed $75,000
     for  the cupolas melting 45 metric tons  (50 tons) per hour or more, assuming
     32 kilojoules required  per second per metric  ton of  metal  melted (100,000
     Btu/hr/ton),  a  6,000  hour  per year  operation  and natural  gas  purchased at
     $2.50 per gigajoule  (10* Btu).   Afterburners  installed on water-cooled
     cupolas require more heat  than refractory-lined  cupolas since they maintain
     a hotter contact area.  Charging  height also affects control costs.  Increas-
     ing charging height reduces off-gas temperatures.  Consequently, larger
    afterburner systems are required which use more fuel.1*3
                                      7-87
    

    -------
          Charge door enclosures can decrease afterburner heat loads  by reducing
    the amount of cold air mixed into the stack gases.   The true value of an
    enclosure, however, depends on its reliability.   A poorly constructed enclo-
    sure may interfere with the charging mechanism,  demanding constant repairs
    and costly delays.  Installing charge door enclosures may produce other
    undesirable side effects.  Reducing the amount of induced air may affect
    afterburner efficiency by restricting combustion air under the necessary
    volume and by inhibiting stack gas mixing.  Increasing charging height in-
    creases afterburner fuel costs because more fuel must be used to compensate
    for the lower gas  temperatures.43
    7.4.5.5   Impact  of Controls
          Emissions  -- Only  four  percent of  the facilities operating  in  1975
    reportedly  controlled  carbon  monoxide emissions.3U   As mentioned  previously,
    use of an afterburner  could  reduce  carbon  monoxide  emissions  from 72.5  kilo-
    grams per ton  (145 Ib/ton)  of metal  charged to  4 to 5  kilograms  per  metric
    ton  (8-10 Ib/ton).  This reduction  would result in  estimated  national  emis-
    sions of  66,000  metric tons/yr (72,700  tons/yr),  based on  recent emissions
    data.2
           Environment --  The application of afterburners would reduce emissions
    of hydrocarbons  by combusting them along with the  CO.   The need  for supple-
    mental  fuel  introduces the possibility of S02 emissions  from the fuel  source.
     As with  any combustion device used as a control device,  N0x emissions  will  be
     increased.
           Energy Requirements  -- A range of burner  duties was reoorted at 1.5
     megajoules  per second per  cupola (5,200,000 Btu/hr/cupola) to 4.7 megajoules
                                          7-88
    

    -------
       per  second  per  cupola  (16,000,000  Btu/hr/cupola).^   Typical  cupola  produc-
       tion  data may be obtained  from  Reference 44.  The same source  indicates
       that  fuel requirements are quite varied and suggests  that in  some cases the
       CO combustion might be self-sustaining.^  Increasing charging height in-
       creases energy requirements since more fuel must be used to compensate for
       the lower temperature of the off-gases."3
      7.4.6  Sintering Furnace
           Sinter  plants  prepare  small particles  of  iron ore and  recycled  flue
      dust  for blast furnace  smelting  by  agglomerating  them  into  larger  particles
      (sinter)  suitable for blast furnace use.  In 1976, over 40 sinter  plants
      were operating in the U.S., with a  total production capacity of over  54 x
      106 metric tons  (60 x 106 tons)."
      7-4.6.1  Process Description
          The sintering process converts  fine ore concentrates, coke fines, lime-
     stone fines,  blast furnace flue dust, and miscellaneous fines  into  an agglom-
     erated product that  is  large enough  and strong  enough  to  be  charged to a
     blast  furnace.  The  mixture  is  placed on  a travelling  grate.  Combustion air
     is added  and  the  mixture  is  ignited.   Temperatures of  1300-1500°C (2400-
     2700°F) are maintained as  the mixture  burns  and forms a fused mass.  The sin-
     ter product is then cooled, crushed  and screened for use in the  blast  furnace.
     7'4'6-2  Process Emission Sources and  Factors
         The major source of carbon monoxide emissions from sintering furnaces
     is incomplete  combustion  of coke fines.  The  CO  exhausts through the wind-
    box, a  compartment under  the  sinter bed which provides  uniform distribution
                                       7-89
    

    -------
    of combustion air as it passes through the sinter bed.   Exhaust gas may
    leave the windbox at rates of 120 to 250 Nm3/sec (250 x 103 to 530 x 103
    scfm).45  Gas temperature is typically 200°C (400°F) or less.45  Uncontrolled
    emissions from this point have been estimated by one source to be 22 kilo-
    grams CO per metric ton of sinter product (44 lb/ton).5  Another more recent
    source gave a higher estimate of 26 kg/metric ton (52 lb/ton).45
         No techniques were reportedly used by U.S. sinter producers to control
    carbon monoxide emissions.  Only one state regulates carbon monoxide emis-
    sions, and none of the affected sintering plants have properly complied with
    its  control regulations.46
         A recent EPA estimate of carbon monoxide emissions from  sinter produc-
    tion indicated that total mass emissions  were 624,700 metric  tons  (688,600
    tons) in  1977.2  The amount of carbon monoxide  actually emitted from each
    plant depends on the coke content of  the  sinter charge, processing  size, and
    the  completeness of combustion.45
    7.4.6.3   Control Techniques
          Little  data were  reported regarding  carbon monoxide  controls  used in
     sinter  production.  As was  previously mentioned,  no controls  are  reportedly
     currently in use  in the U.S.   The  only  applicable control  devices  appear  to
     be afterburners  or thermal  incinerators,  although these would be  costly.
     Catalytic incinerators are  not feasible because trace  amounts of  phosphorus
     in the  exhaust gas would foul the  catalyst.45
          Carbon  monoxide  concentrations in  the windbox exhaust gas can be
     reduced by 90 percent if an incinerator  (afterburner)  combustion  chamber
                                         7-90
    

    -------
       temperature of 680-800°C  (1250-1500°F)  is  maintained"  The  energy  content  of
       the  exhaust-gas  is  too  low  to maintain  combustion  at  these  temperatures,
       so supplementary fuel is  required.
           A new  development  in sinter plant  design may  benefit the operation of
       afterburners for CO control.  This method produces a 65 to 75 percent !ower
       exhaust-draft than conventional  sintering processes."  Waste gases also
       leave the process around 340°C (650°F),  which, combined  with the lower blow
      rate, could reduce the incineration energy  load."   Further  details are
      given in  Reference  47.
      7.4.6.4   Cost of  Controls
           Control  costs for new plants have been taken from estimates for a  ther-
      mal incinerator with and without heat recuperation  installed after  gas clean-
      ing equipment."  Table 7-15 gives costs corrected  to 1978 dollars.   The
      annualized capital cost is small  compared to the annual operating cost,
      largely because of the quantity of natural  gas necessary  to heat the enor-
     mous exhaust gas flow.   Control  costs for existing facilities do not differ
     markedly  from those  given in  the  table for new plants.  As  the  table indi-
     cates, the cost  of afterburner  use is  high,  even with heat  recovery.
     7.4.6.5  Impact  of Controls
         Mssions^eduction  - If control systems with  90 percent carbon monox-
     ide removal efficiency were applied industry-wide to the sintering industry,
    annual  emissions could be reduced by 562,000  metric tons (620,000 tons).
    This reduction would result in total  annual CO  emissions of 62,500 metric
    tons (68,900 tons)  based on  1977 emissions data.
                                        7-91
    

    -------
       oo
        oo
        Q_
        OO
    1^.  OO
    
    UJ  OO
    _1  O
    CQ  O
        O
         01
    S-
    CU
    -p
    c
    •r~
    CO
    M-
    h- 0
    OO
    O C '
    CO O
    -p
    ea; o •
    | 	 r- A
    0 i- -
    \— -P
    CU
    E
    •faO-
    
    
    ^— «. X— x
    "c" ^ ^ c c c
    3 2 3 2 S B
    O r^" ^- «vf V£> LO
    ^- ^- LO CO CO LO
    c: vo <>o ^o ^ *d~ *d~ ^ 	 ^
    Q ' ^—^ ^
    S gSS S5S %
    - ^ r-: r^ ^. ^. in fc
    Q.
    1
    O
    -p
    E
    -zr
    0
    h-'c*
    5 °
    M .,-
    1— ^
    5 "^
    ^ -kf*
    > 	
    _J
    ^t 1
    Z3 OO
    Z CZ5
    z. o
    M-
    co
    00
    1^
    OO
    
    03
    to r-» r» i— LO r-- "O
    VD LO CO LO i— LO I
    000 r- r- 0 £-
    Q-
    1
    
    o
    -p
    0
    •r—
    •P
    CU
    
    CD C
    z o
    1— 1 «r-
    \— r—
    
    iii «L
    UJ 3E.
    D-
    **»**
    _J
    < 1—
    ZD OO
    •sz. o
    z o
    ^c
    E
    o
    CU
    CO
    CO
    E
    a> cr> r- LO r- LO z
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    u_
    r-^ W CXJ ,J CD r^ LO x-O
    00 r- CM r- 0 ^0
    0 0 ««*•
    Cv
    (V
    
    CU
    -p t-
    O3 O
    J 1 —
    •) 	 CO
    " T3
    0 C CO
    > 0 O S-
    0 0 03
    1_ O l£) CU CU
    u:
    2 r-
    ^-^ o
    >
    03
    T3
    •^^
    &.
    OJ
    4-
    c
    •r-
    (/
    1— 4-
    o
    i
    
    LO LO
    i ^> *'s_"* ,^ JL* ^^ ^^ 14— • • CU CO
    ^ 1 t ^ t 5 o^^i;
    ^ ^"^, \J v-/ ^** ^*^ ti^ ^ ^ «« i > . . LI 	
    ^clo"^ ctoco cos--+
    ^^*> W- *" w* T™ _. ... *— _i_\ /•
    « s § § ^ s •§ § Iii
    ,1 1 1 i i I 1 § i If si
    ^ LO « ' • OLO " « (/),,CJ
    i^jjr— r>.i— cu,_r^.n- CO-PT--I
    •oloC.C^C' j-^-s^^. a3CUOO<
    . O  cULOcocTi •>—
    - | co vo" ^ co « £ _• c
    5 5 ^ g.
    = ^ 5 o
    J T™' * T —
    J O3 CU -r- LO
    a s- E •— •*
    >. CU -r-
    U O-+-> S- CU
    3- E. cu a
    = cu ai c: c
    1) -P O S- CU
    -> E Z3 S-
    •P CU J3 CU
    -> CU "O t- M-
    3J i — T- CU CU
    — -p CO -P OtL
    C =5 CU M-
    — i Q rv cj"
    CU
    . • . • O
    M CO ^± LO i-
    O
    OO
                                                    7-92
    

    -------
            Invironment - The use of incineration  devices  for  carbon monoxide emis-
       sion control  would  increase emissions  of nitrogen  oxides  (NO  ) from sinter-
       ing  furnaces.   This increase would be  due to the large amount's of natural gas
       necessary  to  maintain combustion of the  exhaust gas.
            If it becomes  necessary to use fuel oil rather than natural  gas as sup-
       plementary incinerator fuel, sulfur oxides (SO,) emissions would  increase
       The amount of S0x emitted would depend on the sulfur content of the  fuel  oil
      and the quantity of oil  consumed.
           iCSraOe^uJrements -  An  incinerator,  operating at  90  percent efficiency
      in a  typical  900 metric  ton/day (1,000  ton/day)  sinter plant,  would require
      31.3  megajoules/sec  (1.1  x 108  Btu/hr).« Assuming an exhaust gas flow rate
      of 41  Nm3/sec  (88,000 scfm), the energy required per normal cubic  meter
      would  be 0.8 megajoules  (21  Btu/scf).   These amounts would be reduced if the
      exhaust gas was preheated.
      7.5  PETROLEUM REFINING
          Petroleum refining is the process  of converting crude oil  into salable
     products.   Currently  there are over  240  refineries in  the  United States  pro-
     cessing over 2.2  million  cubic meters (14  Dillon barrels) of crude oil  per
     day.^   Refineries  are located 1n 3g stfltes wuh t^ maJQ^ ^ ^^
     capacity found  near the coasts."  Refinery sizes vary considerably from a
     processing rate of 500 mVday (3,000 bbls/day) to more than 64,000  mVday
     (400,000 bbls/day)>8
         There are  several significant sources of  carbon  monoxide  from  petroleum
    refining.  These are catalytic cracker regenerators,  fluid  coking,  and sulfur
                                       7-93
    

    -------
    plants.   The following sections provide a brief process  description  of these
    sources  and also an assessment of carbon monoxide control  technology for
    the petroleum refining industry.
    
    7.5.1  Catalytic Cracking
    7.5.1.1   Process Description and Emissions
         Catalysts are utilized by the refining industry in the operations of
    cracking, reforming,  hydrotreating, isomerization, hydrocracking, alkyla-
    tion, and polymerization.  Of  these, cracking  catalysts are the only  types
    which require  regeneration frequently  enough to  produce significant amounts
    of CO.49
          Several  types  of catalytic cracking units are presently  in operation;
     fluid catalytic  cracking (FCC) units and moving bed  designs such  as Thermofor
     (TCC) and  Houdriflow (HCC)  cracking  units.   Table 7-16  gives  a  breakdown  of
     catalytic  cracking capacity in the United States as  of  January  1978.
    
                                      TABLE 7-16
                      DOMESTIC CATALYTIC  CRACKING CAPACITY,  1978
    UNIT
    TYPE
    FCC
    TCC
    HCC
    
    
    FRESH
    mVstream day
    742
    37
    8
    ,
    ,
    »
    700
    200
    190
    FEED
    (bbl
    (4
    
    
    
    
    /stream day)
    ,670
    (233
    (51
    ,000)
    ,800)
    ,500)
    % OF TOTAL
    FEED CAPACITY
    
    
    
    94
    4
    1
    .2
    •7
    .0
    # OF UNITS
    IN OPERATION
    123
    17
    3
    
    
    
     Source:  Reference 48
                                        7-94
    

    -------
           Figure  7-21 shows a diagram of a typical  FCC unit.50  Hot regenerated
     catalyst, mixed with hydrocarbon feed, is transported into the reactor.  The
     reactor contains a bed of powdered catalyst which is kept in a fluidized
     state by the flow of vaporized feed material and steam.  Cracking of the
     feed, which occurs in both the riser leading to the reactor and in the
     fluidized bed, causes a deposit of coke to form on the catalyst particles.
     A continuous stream of spent catalyst is withdrawn from the reactor.  The
     catalyst is steam stripped to remove hydrocarbons and is conveyed to the
     regenerator by airflow.   The hydrocarbon vapor from the reactor is fraction-
     ated into a variety of products including light hydrocarbons,  cracked gaso-
     line, and fuel  oil  while a portion  of the fractionator bottoms  is recycled
     to the reactor.50
          Additional  air is  injected into  the  regenerator to  burn off  the coke
     deposit  and  the  regenerated  catalyst  is  continuously returned to  the
     reactor.   Heat added  to  the  catalyst  during  coke  burn-off  furnishes  much of
     the  required  heat for the  cracking  reaction.51
          Thermofor and  Houdriflow catalytic cracking  units utilize  beaded or
     pelleted catalysts.   Regenerated catalyst and vaporized  feed enter the top
     of the reactor chamber and travel concurrently  downward  through the  vessel.
     The  catalyst  is purged with steam at the base of the reactor and travels  by
     gravity into  the regenerator chamber.  Combustion air is admitted at a
     controlled rate to burn off coke deposits.  From the bottom of the regene-
     rator, the catalyst is conveyed by airlift to a surge hopper above the
     reactor.   A diagram of a typical Thermoflor catalytic cracking  unit is
    given in  Figure 7-22.
                                       7-95
    

    -------
                             V) r—
                             IO -r-
                             u o
                                    o o
                                                                            o
                                                                            OJ
                                                                            O
                                                                            c
                                                                            O)
                                                                            t.
                                                                            O)
                                                                            M-
                                                                            O)
                                                                            o
                                                                            to
    o
    
    o
                                                                                     C\J
                                                                                      I
                                                                                     UJ
                                                                                     o:
    £  o>
                                   7-96
    

    -------
                                                          o
                                                          
                                                   o
                                                   o
                                                  oo
                                                         Q
    QQ
     I
    o
    —I
    u.
    o
    
    
    UJ
                                                         00
                                                         OJ
                                                          I
                                                        CD
                                                        I—H
    
                                                        U_
    7-97
    

    -------
          Carbon monoxide is  formed  when  the coke  deposits  are burned  off the
    
     cracking catalyst during regeneration.   EPA emission factors  for  conventional
    
     uncontrolled fluid catalytic cracking units and moving bed units  are 39.2
    
     and 10.8 Kg  CO/m3 of fresh feed (13,700 and  3,800 pounds CO  per  1,000 bar-
    
     rels of fresh feed), respectively.5   The exact amount  of CO produced depends
    
     on the method of regeneration employed by the refiner.  EPA estimates of
    
     total  CO emissions from  fluid and moving bed  catalytic cracking operations
    
     are given in Table 7-17.
    
                                     TABLE 7-17
               EPA ESTIMATED 1977 UNCONTROLLED CO EMISSIONS FROM
                            U.S.  CATALYTIC CRACKING UNITS
    UNIT TYPE
    
    Fluid Catalytic
    Cracker
    
    Thermoflor Cata-
    lytic Cracker
    TOTAL U.S. CAPACITY
       mVstream day
     (bbl/stream day)
    EMISSION FACTOR
     Kg CO/m3 feed
    (Ib CO/1000 bbl)
    CATALYTIC CRACKING
      CO EMISSIONS
     metric tons/year
       (tons/year)
    742,700
    (4,671 ,000)
    37,170
    (233,800)
    
    39.2
    (13,700)
    10.8
    (3,800)
    
    2,385,000
    (2,629,000)
    40,400
    (44,500)
    2,425,100
    (2,673,200)
    Source:   References 2, 5
    
    
    
          With  the advent of new catalysts,  major design  and operational  changes
    
     have been  incorporated in  fluid  catalytic cracking unit operation.   By con-
    
     trast,  no  major changes in moving  bed  type units  have  been  observed  and
    
     these units  are being phased out.48  Several  of the  operational  changes in
                                       7-98
    

    -------
     fluid catalytic cracking units that directly affect CO emissions are dis-
     cussed below.
          Conventional Fluid Catalytic Cracker Operation -- Coke is removed from
     cracking catalysts to restore their activity.  Spent catalyst contains
     roughly 6 percent coke while coke levels on the regenerated catalyst vary
     from 0.2-0.3 percent.54  The amount of air supplied to the regenerator is
     insufficient for complete combustion which results in  flue gas CO concen-
     trations of 5-10 percent.54  The  oxygen level in the flue gas is low enough
     so that combustion does not continue in the regenerator  "dilute  phase" where
     no catalyst heat sink is available.   Combustion in the dilute phase,  called
     afterburning,  can  result in damage  to  the  catalyst,  the  cyclones,  and other
     regenerator equipment due  to high temperatures.   To  avoid equipment  damage,
     the regenerator  is operated below 620°C (1150°F).53,54,55
          High Temperature Regeneration  —  Zeolite catalysts  first  appeared on
     the market  in  the  mid-1960's.  The major features  of these  catalysts  are
     summarized  below:54*56
          1)  naphthenes and  paraffins are  cracked rapidly with  excellent
     selectivity,
          2)  aromatic  nuclei crack slowly with poor selectivity,
          3)  high hydrogen transfer rates are observed,
          4)  the rate of cracking is relatively unaffected by boiling range,  and
          5)  catalyst activity is adversely affected by coke  deposits which
    limit zeolite availability.
         The use of zeolite catalysts  has accelerated the trend to more fully
    regenerate these coke  sensitive catalysts as even slight  improvements in
                                       7-99
    

    -------
     regeneration can  provide  substantial yield benefits.  Very low carbon on
     regenerated catalyst  (CRC) levels have been achieved using a technique
     called  high temperature regeneration (HTR).  The key to this process is
     complete conversion of coke to C02 within the regenerator.  This situation
     is quite different from that of conventional regeneration where conversion
     of CO to C02 is minimized.55  High temperature regeneration can be utilized
     in new  units, or  applied  as a retrofit to existing units.  The major features
     of high temperature regeneration are:
         1)  Extremely low levels of coke on the regenerated catalyst are pos-
     sible.  Typical values are 0.05-0.1 percent coke.  Amoco Oil  Company
     reported regenerated catalyst levels of 0.01 percent with their UltraCat
     regeneration technique.50'55
         2)  CO emission levels of 500 ppm in the regenerator flue gas can be
     obtained.  This level is  sufficiently low to meet federal New Source Per-
     formance Standards and most state emissions regulations.55,57,53,59
         3)  Complete regeneration increases catalyst activity which means
     a lower catalyst-to-oil  ratio is possible.   Thus, unit capacity can be
     increased if bottlenecks are removed from the rest of the process50,5^,55,56,5?
         4)  Temperatures in the regenerator vary from 540-730°C  (1000-1350°F).
    This is 40-65°C (100-150°F) higher than conventional  regeneration.   Since
    CO afterburn is possible,  flue gas temperatures in the dilute-phase can be
    several  hundred degrees  higher than the dense-bed temperature.51'55'57'58
         5)   The extremely active catalyst  produced from HTR is most effectively
    used in a short contact  time riser cracking reactor.   The advantage of
    riser cracking  over bed  cracking lies  in  avoiding secondary reactions  such
    as the recracking of gasoline.54*57
                                       7-100
    

    -------
          6)   Recovery of  thermal energy  in waste  heat  boilers.
          7)   increased catalyst selectivity and the use of  riser  cracking  can
     result in a 20 to 30  percent reduction in the amount of coke  produced.
     Therefore, the increase in combustion air required to completely burn  CO
     and coke can be offset in some cases by lower coke production such that
     overall combustion air usage can remain essentially constant.50
    
          The operating conditions for conventional fluid catalytic crackers and
     units using high temperature regeneration are compared  in Table 7-18.
    
                                      TABLE 7-18
             TYPICAL OPERATING CONDITIONS FOR FLUID CATALYTIC CRACKING
    
     Reactor Temperature,  °C (°F)                      ^70 - 550 (885 - 1025)
     Regenerator Temperature, °C (°F)
         Conventional Regeneration                     5/40 - 590 (1000 -  1100)
         High Temperature  Regeneration                 590 - 730 (1]00 -  1350)
     Coke Content of Spent Catalyst, Wt %
         Conventional Regeneration                              6
         High Temperature Regeneration                          5
     Coke Content on Regenerated Catalyst, Wt  %
         Conventional  Regeneration                           0.2 - 0.3
         High Temperature Regeneration                      0.01  -  0.1
     Source:   References  50,  57
    
         Existing fluid catalytic cracking units may be revamped to incorporate
    high temperature regeneration.   The required changes to  convert to high
    temperature regeneration depend on the design of the unit and the desired
    coke content on the regenerated catalyst.   To withstand  higher regenerator
    temperatures, steel  components within the regenerator may require replace-
    ment by components made with more heat resistant materials such as chromium-
                                       7-101
    

    -------
    nickel alloy stainless steel.  Other modifications may include an improved
    combustion air distribution system or in the installation of a riser crack-
    ing reactor.  In general, switching to high temperature regeneration in-
    creases the capacity of the process and some modifications in downstream
    equipment may be required to remove bottlenecks.58'59
         Combustion Promotion Catalysts -- The most recent development in fluid
    catalytic cracking technology is the use of "promotion" catalysts to com-
    pletely convert CO to C02.59  The first type to become available (1975) was
    a fluid catalytic cracker catalyst modified with a small  concentration of
    noble metal promoting agent.59  In 1977, a number of manufacturers began
    producing a solid promoter.  This powder is mixed with make-up catalyst,
    roughly 0.5-5 kg/metric ton (1-10 Ib/ton) of fresh catalyst.   Liquid pro-
    moters, injected directly into the regenerator, are also available.59
         The advantage of using combustion promoters is that CO is converted to
    C02 within the dense-phase of the regenerator.   This avoids the problem of
    CO afterburn in the regenerator dilute phase,  a common problem in units
    using high temperature regeneration.   Thus, in  units where temperature limi-
    tations prohibit the use of high temperature regeneration, CO emissions
    below 500 ppm can be obtained using combustion  promoting catalysts.55
    Essentially complete conversion of CO can be obtained with bed temperatures
    of 620-650°C (1150-1200°F).55>57  However, regeneration of the catalyst is
    not quite as effective at the lower temperature and selectivity of the
    catalyst is slightly poorer in that more coke  is produced.57   The thermal
    energy from the regenerator is usually recovered through  steam production.
                                      7-102
    

    -------
     7.5.1.2  Control Techniques
          There are a variety of ways to control CO emissions in the flue gas of
     catalyst regenerators.   The most widely used method is burning the flue gas
     in a carbon monoxide waste-heat boiler.   In addition to reducing CO emis-
     sions,  valuable thermal  energy is recovered from the flue gas.   The CO
     boiler  produces steam from sensible heat in the flue gas as well  as from hea
     produced by CO combustion.   Carbon monoxide emissions from a properly
     operated CO boiler can  be very low.   In  one study in which five CO boilers
     were sampled,  CO levels  in  the flue gas  of  0,  0,  5,  10 and 25 ppm were
     obtained.57 Typical  fluid  catalytic cracker regenerator flue gas composi-
     tions before and after  incineration  in a  CO boiler  are listed in  Table 7-19.
         Thermoflor and  Houdriflow catalytic  cracking unit regenerators  produce
     significantly  less flue  gas  than  fluid catalytic  cracking  unit  regenerators
     and  may  not justify  the  installation of a CO boiler.   Flue  gas  from  these
     sources  can be  incinerated  in  a process heater.57
         Another method of limiting CO emissions described  earlier  is  high
     temperature regeneration.  High temperature  regeneration can  be used with
     conventional catalysts or with combustion promotion techniques.   CO emission
     levels of less  than 500 ppm have been reported for fluid catalytic cracking
     units using this type of regeneration.57*58
         Exxon Corporation has reported using a medium temperature regeneration
     technique in their fluid catalytic cracking units to obtain the benefits
     from improved catalyst selectivity without requiring the replacement of the
    regenerator internals.  However, lower CO content in the flue gas means addi-
    tional  auxiliary fuel consumption in their CO boilers.57'59
                                       7-103
    

    -------
                                    TABLE 7-19
      EMISSION RATES FROM FCC UNIT REGENERATORS, BEFORE AND AFTER CO BOILER
        EMISSIONS
    S02, ppm
    N0x (as N02), ppm
    CO, % Vol.
    C02, % Vol.
    H20, % Vol.
    N2, % Vol.
    Hydrocarbons, ppm
    Ammonia, ppm
    Aldehydes,  ppm
    Cyanides, ppm
    Particulates, grains/scf
                 g/m3
    Temperature,  C
                 °F
                                      BEFORE CO BOILER
                                       140 - 3300
                                         8 - 394
                                       7.2 - 12.0
                                      10.5 - 11.3
                                      13-9 - 26.3
                                      78.5 - 80.3
                                        98 - 1213
                                         0 - 675
                                         3 - 130
                                      0.19 - 0.94
                                      0.08 - 1.39
                                      0.18 - 3.18
                                       538 - 645
                                      1000 - 1200
    AFTER CO BOILER'
      Up to 2700
      Up to 500
      0-14 ppm
      11 .2 - 14.0
      13-4 - 23.9
      82.0 - 84.2
      0.017 - 1.03
      0.039 - 2.36
        250 - 440
        485 - 820
      Emissions after the CO boiler will  be affected by the operating conditions
      and the type of auxiliary fuel.
      Source:   Reference  57
    
         Industry acceptance of high temperature regeneration and combustion
    promotion techniques has been very good given the short length of time that
    these methods have been available.55  The types of regeneration methods cur-
    rently employed by U.S. refiners are listed in Table 7-20.
    7.5.1.3  Cost of Controls
         Although the cost of new CO boilers is quite high, the associated fuel
    savings can make this an attractive investment, particularly if additional
    steam generating capacity can be utilized.   A typical  CO boiler, operating
    with a conventional  fluid catalytic cracking unit, can recover approximately
                                         7-104
    

    -------
      400 megajoules/m3  (60,000  Btu/bbl)  of  fresh  fluid  catalytic  cracker  feed.20
    
      Information  on  investment  and  operating costs  for  CO  boilers  is  given  in
    
      Section  6.2. In all  but small  refineries, the cost of CO  boilers  can  be
    
      recovered  in a  few years.
    
          The cost of converting a  conventional fluid catalytic cracking  unit to
    
      high temperature regeneration  or  promotion catalysts  can vary over a wide
    
      range depending on the original design of the  unit and the degree of regene-
    
      ration desired.  Insufficient  information was  available, however, to ade-
    
      quately develop capital and annualized costs for these control methods.
    
    
                                      TABLE 7-20
    
                CURRENT DOMESTIC FLUID CATALYTIC CRACKER REGENERATION
                              TECHNIQUES  (August 1978)
    REGENERATION TECHNIQUE
    
    
    Conventional regeneration
    
    High temperature
    regenerat ion
    
    Combustion promoting
    catalysts
    
    Combustion promotion,
    separate from catalyst
      % OF ALL FLUID
    CATALYTIC CRACKING
      UNITS THAT USE
      THIS TECHNIQUE
    
    
            53
    
            26
            10
                REMARKS
    
    
    Most units have CO boilers
    
    May be used in conjunction
    wi th a CO boiler
    
    May be used in conjunction
    wi th a CO boiler
    
    May be used in conjunction
    wi th a CO boiler
    Source:   Reference 60
                                        7-105
    

    -------
     7.5.1.4  Impact of Controls
          Emissions Impact -- CO emission levels from fluid catalytic cracker
     regenerators are summarized in Table 7-21.
                                     TABLE 7-21
              EFFECT  OF CONTROLS ON CO  EMISSIONS  FROM  FCC  REGENERATORS
            CONTROL TECHNIQUE
    Conventional  regeneration,
    (uncontrolled)
    Conventional regeneration,
    (CO boiler)
    High temperature regeneration
    or combustion promotion
           TYPICAL EMISSIONS LEVEL
    5-10% CO in regenerator flue gas;
    AP-42 emission factor 39.2 kg/m3
    (13,700 Ib CO/1000 bbl) feed
    <50 ppm in CO boiler flue gas
    200-2000 ppm CO in regenerator flue
    gas;  <500 ppm CO can usually be
    obtained
    Source:  Reference 57
         CO emissions from a properly operated CO boiler are nearly zero.  This
     represents a control efficiency of greater than 99.5 percent.20  The emis-
     sions from units utilizing high temperature regeneration or combustion pro-
     motion catalysts are roughly one percent of those from conventional units of
     the same feed capacity.20  Assuming that roughly 50 percent of all FCC units
     use high temperature regeneration or combustion promotion and that all the
     remaining catalytic cracking units were controlled by CO boilers or other
     forms of CO incineration, annual CO emissions from this source could be
     reduced to an estimated 47,800 metric tons per year (52,500 tons/yr).
         Environmental  Impact -- Hydrocarbon emissions are reduced by the appli-
    cation  of CO control  techniques.  Hydrocarbon levels of less than .10 ppm
                                      7-106
    

    -------
     have been reported in the flue gas of high temperature regenerators as well
    
    
    
     as from CO boilers.57  The combustion reactions seem to be rate-limited by
    
    
    
     the combustion of carbon monoxide, not the combustion of hydrocarbons.57
    
    
    
          Temperatures within the CO boiler are above 980°C (1800°F) in order to
    
    
    
     .promote complete combustion of carbon monoxide.57  This is considerably
    
    
    
     hotter than the maximum temperatures observed in high temperature regenera-
    
    
    
     tion.   Hence,  N0x emissions could be higher for fluid catalytic cracking
    
    
    
     units  that utilize CO boilers  due to production of thermal  NO .   Also,  nitro-
                                                                  X
    
    
     gen compounds  present in the auxiliary fuel  supply can also contribute  to
    
    
    
     N0x emissions.   Typical  N0x emission levels  from CO boilers are 100-300 ppm.
    
    
    
     N0x emissions  from high  temperature  regeneration units are  somewhat  lower.57
    
    
    
         The  amount of sulfur oxides  emitted  from catalytic  cracking  units  depends
    
    
    
     on  the  sulfur  content of the feed and  the  amount of coke  burned.   Adding a
    
    
    
     CO  boiler  to an existing unit  will result  in  increased SO   production due to
                                                              X
    
    
     sulfur  compounds  in the  auxiliary fuel.  A unit  utilizing high  temperature
    
    
    
     regeneration produces  a  more selective catalyst  which  can reduce  coke yield.
    
    
    
     In  addition to  reducing  total  S0x  emissions,  lower  coke yield can  result in
    
    
    
     reduced particulate emissions  as  well.57
    
    
    
         Energy Impact —  The  flue gas from uncontrolled fluid  catalytic crack-
    
    
    
     ing units contains from  5-10 percent CO which represents a  substantial energy
    
    
    
     loss if released to the atmosphere.20  This energy  is  recovered in a CO
    
    
    
     boiler by producing steam.  Often, the entire cost of a CO boiler can be
    
    
    
    justified on the basis of steam production alone.
    
    
    
         Energy recovery from high  temperature regeneration is about the same
    
    
    
    as for  CO boilers, estimated at 400 megajoules/m3 (60,000 Btu/bbl) of fresh
                                        7-107
    

    -------
     feed.20  This energy manifests itself in the increased yield of valuable
     liquid products and increased waste heat boiler steam production resulting
     from higher flue gas temperatures.20
     7.5.2  Fluid Coking
     7.5.2.1   Process Description  and  Emissions
          Coking processes  convert residual  oils, tars  and resins into  lighter,
     more valuable liquid products and coke.   Two processes,  delayed  and  fluid
     coking,  account for most  of the domestic  petroleum coke  production.   However,
     only fluid  coking  results  in  a discharge  of  carbon monoxide.k8   There are
     only five fluid cokers  currently  in  operation  in the  U.S.48
          Fluid  coking  is a  continuous  thermal cracking process that  involves the
     injection of feed  into  a  fluidized bed of hot  coke particles.  The hot oil
     is cracked  and  carbon  is deposited in thin layers  on  the coke particles.
     The  bed  is  kept fluidized  by  the  injection of  steam.   The coke particles
     travel from the reaction to a burning chamber  where approximately 25  percent
     of the coke  is  burned to provide process  heat.  The heated coke  particles
     (600-650°C,   1110-1200°F)  circulate  back  to  the reactor section.  Since more
     coke  is produced in  the reactor than is burned, a  coke product stream is
     withdrawn.  The coke produced in fluid coking  is unsuitable for most indus-
     trial uses.   Consequently, most of this coke is sold as fuel  or is used in
     the refinery to produce steam.52'61  A diagram of a fluid coking unit is
     given in Figure 7-23.
         Typical operating conditions  for fluid  coking  are presented in Table
    7-22.
                                        7-108
    

    -------
                                         CM
                                         LO
    
                                         O)
                                         O
                                         c
                                         0)
                                         S-
                                         cu
                                         M-
                                         OJ
                                         O)
                                         u
                                         S-.
                                         ^
                                         O
                                        00
     00
     00
     LU
     C_)
     O
     o:
     Q.
    
     CD
    O
    CJ)
    CO
    C\J
     I
    7-109
    

    -------
                                      TABLE 7-22
                     TYPICAL FLUID COKER OPERATING CONDITIONS
                                          REACTOR                 BURNER
    Temperature, °C
                 °F
    Pressure, kilopascals
              psig
    Bed Velocity, m/sec
                  ft/sec
    Bed Depth, m
    510
    950
    170
    10
    .30 - .91
    1 - 3
    9.1 - 15
    30 - 50
    620
    1150
    180
    11
    .61 - .91
    2 - 3
    3.0 - k.6
    10 - 15
    Source:   Reference 62
    
          Carbon  monoxide is  formed  in  the burner section  where coke is  burned
     in  limited air.   It  is estimated that CO emissions  average 86  kg/m3 (30
     pounds  per barrel) of fresh  feed.49   The energy  content  of the flue gas can
     be  recovered by  burning  in a  CO boiler,  or,  if the  CO content  is  high  enough,
     the flue  gas could be used to fire a  process  heater.   All  five domestic
     fluid cokers presently in operation utilize  one  or  the other of these
     methods.
         The  most recent  advancement in coking processes  is  Flexi coking, developed
     by  Exxon  Research and Engineering.20   Flexicoking integrates conventional
     fluid coking with coke gasification.   The gaseous products are  referred  to
     as  coke gas.   The coke gas contains considerable quantities of  carbon monox-
     ide, hydrogen, carbon dioxide and water  vapor and it may be substituted  for
     refinery  fuel gas or  natural  gas to fire process heaters or boilers.  No
     commercial Flexicokers have yet been installed in the  United States.20
                                       7-110
    

    -------
    7.5.2.2  Control Techniques
    
         Control techniques for CO emissions from fluid cokers consist of burn-
    
    ing CO in either a CO boiler or a process heater.  As summarized in Table
    
    7-23, all domestic fluid coking capacity is controlled by one or the other
    
    of these methods.
    
    
                                    TABLE 7-23
    
                  CO CONTROLS ON DOMESTIC FLUID COKING UNITS
    REFINERY
    LOCATION
    
    Exxon
      Ben ic ia, Ca.
    
    
      Bill ings,  Mont.
    
    
    Tosco
      Avon,  Ca.
    
    
      Bakersfield, Ca
    
    
    Getty
      Delaware City,
      Del .
    
    
     bbl/calendar day
    
     Source:   Reference
                       REFINERY CRUDE
                          CAPACITY,
                       mVstream day
                      (bbl/stream day)
                           16,200
                         (102,000)
                            7,300
                          (46,000)
                           20,000
                         (126,000)
                            6,360
                          (40,000)
    
                           23,850
                         (150,000)
     FLUID COKING
       CAPACITY,
     m3/stream day
    (bbl/stream day)
          3,910
        (24,600)
          1,190
         (7,500)
    
          6,680
        (42,000)
          1 ,110
         (7,000)
          7,000
        (44,000)
      CO CONTROL METHOD
    Flue gas used to fi re
    crude pipest ills
    CO boiler
    CO boiler
    
    CO boiler
    
    
    CO boiler
                                      7-111
    

    -------
     7-5.2.3  Cost of Controls
          Chapter  6 contains  a detailed  presentation  of  capital  and  annualized
     costs for  CO  boilers.  These  costs  are  presented graphically  in terms  of
     dollars per normal  cubic  meter  per  second  ($/scfm)  with  several  curves  per
     graph showing  the effect  of the  heating value of the  gas on annualized  costs
     Therefore, given a  representative flow  rate and  heating  value of the burner
     off-gas, control costs for CO boilers can  be estimated.
          The flow  rate  and heating value of the off-gas was  estimated, based
     on the  following assumptions:
          1)  coker  feed density - 1.0 g/cm3  (360 lb/bbl)62
          2)  coke  production  - 28 wt % of fresh feed62
          3)  coke  burnoff rate - 25% of total coke production62
          4)  CO production rates - 85 kg/m3  (30 lb/bbl) of fresh feed50
          Using these values,  the off-gas flow rate is estimated at 534 cubic
    meters of gas per cubic meter of fresh coker feed (3000 scf/bbl  feed).  The
    heating value of the gas  is 1.61 megajoules per normal cubic meter (43 Btu/
    scf).
    7-5.2.4  Impact of  Controls
         Emissions — At the  present time,  CO emissions from all  five domestic
    fluid coking  units  are controlled,  either by CO boilers or  by  incineration
    in a  process  heater.61
    
          Environmental   Impact -- The application of CO boilers  or  other methods
    of gas incineration to control CO emissions will  have both  positive and
    negative impacts with respect  to other pollutant discharges.   The positive
    impact includes the combustion of some of the  particulates  which escape
                                       7-112
    

    -------
     from the burner section cycle.  The negative impacts include increased
     levels of S02 and NO .
                 ^       X
          Increased S02 emissions will occur if supplemental fuel is required.
     Most of the sulfur in this fuel will be discharged as S02.
          Temperatures within the CO boilers are above 980°C (1800°F) in order
     to promote complete combustion of carbon monoxide.  At this temperature, NO
     can be formed from elemental  nitrogen and oxygen which are present during
     the combustion process.   In addition,  nitrogen  compounds in the burner off-
     gas or the supplemental  fuel  can also  form N0x.   Typical N0x emission levels
     from CO boilers  are 100-300 ppm.57
          Energy  Impact - The  burner off-gas  from fluid  coking units contains
     substantial  quantities of  CO  which would  represent a  considerable  energy
     loss  if released  to  the  atmosphere.  This  energy is  recovered in a  CO
     boiler  by  producing  steam.  Often  the  entire cost  of  a  CO  boiler can  be
     justified on the basis of  steam  production alone.
     7.5.3   Sulfur  Plants
     7.5.3.1  Process Description and Emissions
         Claus sulfur plants — Many refineries utilize a Claus sulfur plant to
     recover elemental sulfur from H2S laden gas streams produced within the
     refinery.  The first step in the process is the  oxidation of part of the
    H2S stream to S02
    -------
          As indicated in Figure 7-24,  several  flow schemes are available for
     the Claus process.6t+  In the most  common type, the "once through"  design,
     the H2S feed stream is burned in a limited amount  of air to convert one-
     third of the H2S to S02.   The Claus  reaction  is initiated in the combustion
     step and continues  in  the catalytic  reactors.   After each step, sulfur  is
     condensed and is removed as a liquid.
          In the  bypass  or  split-flow designs,  only one-third  of the feed  stream
     is  burned.   This stream  is  burned  more  completely  and  most  of the  H2S is
     converted to S02.   No  sulfur is formed  in  the  combustion  step using this
     flow scheme.   The hot  gas from the furnace is  cooled and  combined  with  the
     bypass  stream which then  enters the  reactor section.   The split flow  scheme
     is  useful  when the  H2S content of  the feed is  below  50 percent.63   Addi-
     tional  fuel  is necessary  to support  stable combustion  at  lower H2S  concen-
     trations  and the split flow design reduces fuel  consumption  by reducing
     the  amount of inert gas which  must be heated.   Most  refinery  sulfur plant
     feed  streams  contain H2S  concentrations  greater  than 50 percent and the once-
     through design is the most  prevalent.63*65
          Carbon  monoxide is formed in the combustion furnace  from small amounts
    of hydrocarbon and  carbon dioxide present  in the feed  stream.  Since only
    partial combustion  of the H2S  is desired,  not enough oxygen is supplied to
    convert all  the  CO  formed to C02.   CO produced in the combustion process
    proceeds through the reactor-condenser section and ends up in the  tail gas.
    The composition of the tail gas from a typical  Claus unit is given  in
    Table 7-24.
                                       7-114
    

    -------
             Waste Heat
               Boiler
    Catalytic
    Reactors
                                       Condensers
                                                         Tan
    STRAIGHT THROUGH CLAUS PROCESS
                                          Sulphur Pit
                                                       Liquid Sulphur
            Waste Heat
             Boiler
      Catalytic
      Reactors
    SPLIT FLOW CLAUS PROCESS
                      fan~)
                       Sulphur Pit
                                                         Liquid Sulphur
                         Source:   Reference 64
    
             FIGURE 7-24.   CLAUS SULFUR PLANTS
                                7-115
    

    -------
                                     TABLE 7-24
    
                      TYPICAL CLAUS TAIL GAS COMPOSITIONS'
    COMPONENT
    SOUR GAS FEED
      VOLUME %
    CLAUS TAIL GAS
      VOLUME %
    THERMALLY INCINERATED
          TAIL GAS
          VOLUME %
    H2S
    S02
    Sg vapor
    SB aerosol
    COS
    CS2
    CO
    C02
    02
    N2
    H2
    H20
    H.C.
    
    Temperature, C
    °F
    Pressure
    Ki lopascal s
    Psig
    Total Gas Volume
    
    89.9
    0.0
    0.0
    0.0
    0.0
    0.0
    0.0
    4.6
    0.0
    0.0
    0.0
    5.5
    0.0
    100.0
    40
    104
    
    150
    6.6
    --
    
    0.85
    0.42
    0.10 as Sj
    0.30 as $!
    0.05
    0.05
    0.22
    2.37
    0.00
    61 .04
    1 .60
    33.00
    0.00
    100.00
    140
    284
    
    110
    1.5
    3.0 x feed
    gas volume
    0.001
    0.89
    0.00
    0.00
    0.02
    0.01
    0.10
    1.45
    7.39
    71.07
    0.50
    18.57
    0.00
    100.00
    400
    752
    
    100
    0
    5.8 x feed
    gas volume
      Two catalytic  reactors - overall efficiency of 94%
    
      Gas volumes compared at standard conditions
     Source:  Reference 66
                                      7-116
    

    -------
          The  tail  gas  still  contains  substantial  quantities  of  H2S  which  can
     pose  a  serious  health  hazard.   Consequently,  most  refiners  incinerate the
     tail  gas  before discharge  to the  atmosphere.63   Incineration  converts all
     sulfur  values  to S02 and simultaneously converts CO to C02.
          Tail Gas  Cleaning --  Claus plant sulfur  removal efficiency depends on
     many  factors including the concentration of H2S  in the feed,  the number of
     reactor stages, and the level of  impurities such as C02, water  vapor,  and
     hydrocarbons in the feed.  Claus  plant efficiency can range from 90 to 97
     percent;  however,  increasingly strict state and  Federal emission regulations
     can require  up to  99.9 percent  sulfur removal.67  To achieve  this  efficiency
     tail  gas  cleaning  is required.
          Many different processes have  been developed  which  can reduce the sulfur
     level in  the tail  gas.  Several of  these use  incinerated tail gas  as  feed.
     Incineration converts sulfur species such as  elemental sulfur,  H2S, COS, and
     CS2 into  S02, which is removed  in the tail gas cleaning unit.   The Wellman
     S02 recovery process, Shell's flue  gas desulfurization process, and the SNPA
     Wet Contact Aid process are of this type.67
          Carbonyl sulfide and carbon  disulfide are produced from  side reactions
     occurring in the thermal  reactor  section of the Claus plant.64  Even with
     improved  Claus unit catalysts,  these contaminants are present in the tail
     gas and account for a sizable portion of the total  sulfur loss.   As an
    alternative to incineration,  followed by the so-called  "oxidation-scrubbing"
    systems, several tail  gas cleaning processes have been  designed  which  reduce
    all sulfur compounds  to H2S.   Examples  of  this type of  process are  the
                                     7-117
    

    -------
     Beavon, SCOT, and Clean Air processes.67  The reaction takes place at 260-
     320°C (500-610°F) over a cobalt/molybdenum catalyst with H2, H20, and CO
     as reducing agents.   Carbonyl  sulfide and carbon disulfide are removed by
     hydrolysis;
               COS + CS2  + 3 H20 £  3 H2S + 2 C02
     while S02 is hydrogenated:
               S02 + 2 H2 J  S + 2  H20
    
               S + H2 $ H2S
    
          The  same  catalyst  is effective  for  hydrolysis  of  carbon monoxide  via
     the water-gas  shift  reaction:
              CO +  H20 J H2  + C02
    
     The hydrogen produced here,  together with that initially present  in tail
     gas,  is usually  sufficient to convert all sulfur species to H2S.68  If not,
     additional  hydrogen  can  be supplied from other units or from fuel rich com-
     bustion of  natural gas ahead of the hydrogenation reactor.  The H2S is then
     removed using conventional H2S removal techniques.  For example,  the Beavon
     process consists of  a catalytic hydrogenation reactor followed by a Stretford
     H2S removal system.
         Carbon monoxide emission levels can be reduced using these "reduction-
     scrubbing"  processes.  Actual sampling data was limited; however, the devel-
    oper of the Beavon process reported that tail gas CO levels of a few hundred
    ppm were typical.69
         Tail  gas compositions for a representative Beavon unit are given in
    Table 7-25.
                                       7-118
    

    -------
                               TABLE 7-25
            REPRESENTATIVE TAIL GAS COMPOSITIONS FOR THE
                     BEAVON SULFUR REMOVAL PROCESS
                          CLAUS TAIL GAS             BEAVON PROCESS
    COMPQNENT              'NPUT,  VOL %              TAIL GAS,  VOL %
    
       H2                      2.5                        Varies
       CO                      i.o                         o.2
       C°2                    10.0                        14.0
       N2                     56.2                        80.8
       H20                    26.0                         5.0
       5                        -07                        o.O
       H2S                     2.0                         o.O
       S°2                     1.0                         o.O
       COS                     °-3                  Less  than 250 ppm
       CS2                     0.3                         0.0
    Source:  Reference 69
                                7-119
    

    -------
         Two additional  tail  gas cleanup methods, the IFF and the Sulfreen pro-
    cesses, are continuations of the Claus reaction.   Carbonyl  sulfide and car-
    bon disulfide are not removed by these processes  and the tail gas usually
    requires incineration.67
    7.5.3.2  Control Techniques
         Carbon monoxide emissions from refinery sulfur plants can be reduced
    by incinerating the tail  gas.  The incinerator is a refractory lined vessel
    with one or more burners.  Temperatures in excess of 650°C (1200 f) with
    residence times of 0.5-0.6 seconds were recommended by several manufacturers
    to assure complete conversion of H2S to S02.68  An auxiliary fuel supply
    such as natural gas or fuel oil provides the heat necessary for incineration
    as the heating value of the tail gas, estimated from the data in Table 7-24,
    is only 0.37-0.75  MJ/m3 (10-20 Btu/scf).66  Excess air levels of 20 - 30
    percent are used and the flue gas is vented through a tall stack to disperse
    S02.
         The recommended temperature and residence time given above is effective
    for conversion of H2S to S02.  However, higher temperatures, in the range  of
    870-980°C  (1600-1800°F), are  required to oxidize CO to C02.  Therefore,
    additional auxiliary fuel may be necessary to provide a sufficiently high
    temperature for complete CO oxidation.
                                       7-120
    

    -------
          The primary motivation for installing an incinerator is to remove H2S,
     not carbon monoxide.  Although other methods of gas incineration such as
     flares or existing process heater could reduce CO emissions, these methods
     are not recommended for H2S disposal because of inadequate gas residence
     time, insufficient stack height, or safety considerations.
          Some tail gas treating processes have the capacity to reduce CO levels
     in the tail  gas (see Table 7-25).   These "reduction-scrubbing" systems
     utilize CO in the tail  gas as  a reactant in the catalytic reduction of all
     sulfur species to H2S.
     7.5.3.3  Cost of Controls
          A detailed presentation of annualized  costs  for waste gas  incinerators
     is given  in  Chapter  6.   Capital  costs  are  based on  the  volume  of  gas  that
     requires  incineration.   An  estimate  of the  tail gas  volume,  calculated  from
     the  data  in  Table  7-24,  is  2.5  cubic meters per kilogram  of  sulfur  recovered
     (40  scf/lb sulfur).  The heating value  of this gas,  also  estimated  from the
     data  in Table  7-24 is 0.37-0.75 megajoules/m3  (10-20 Btu/ft3).  Using this
     information and the information in Chapter 6, annualized  costs can  be
     estimated for  Claus plant tail  gas incinerators.
     7-5.3.4   Impact of Controls
         Emissions- " Uncontrolled  CO emissions from refinery sulfur plants have
    been estimated at 28800 metric  tons per year (31700 tons/yr).™  Based on  a
    total refinery sulfur plant capacity of 8500 metric tons per day (9300 tons/
    day),™ and a tail  gas  production estimate  (calculated  from data in  Table
    7-24) of 2.5  cubic meters per kilogram of sulfur  (40 scf/lb)  the average
                                       7-121
    

    -------
    level  of CO in the tail  gas was estimated at 0.3 volume percent.   Although
    only a limited amount of actual sampling data were located, typical  CO
    levels from incinerated tail gas averaged approximately 0.1 volume percent.
    Assuming this level of CO in the incinerated tail gas with the incinerator
    fired at 25 percent excess air, controlled CO emissions from all  refinery
    sulfur plants would be 11000 metric tons per year (12100 tons/year).  This
    represents a reduction in total CO emissions of 62 percent.  Further reduc-
    tion in total CO emissions could be obtained by operating the incinerators
    at higher temperatures, although the benefits obtained would have to be
    balanced against higher fuel consumption and the possibility of increased
    N0x emissions.
         Environmental Impact -- The primary effect of Claus tail gas incinera-
    tion is to convert all sulfur species to S02 before discharge to the
    atmosphere.  Although actual sulfur emissions are not reduced, S02 is the
    least toxic of the sulfur compounds produced.
         As is the case with all combustion operations, additional pollutants
    may be generated.  Sulfur in the auxiliary fuel will oxidize to S02, adding
    to total sulfur emissions while nitrogen in the fuel, the tail gas, and
    the combustion air may be converted to N0x.  N0x emission levels of 40 - 50
    ppm have been reported from non-catalytic hydrocarbon vapor incinerators.20
    Claus incinerators are operated at higher temperatures, however, and N0x
    emissions may be slightly higher.
         Energy Requirements -- Auxiliary fuel must be used when incinerating
    Claus-unit tail gas.  Part of the cost of this fuel can be offset by
    recovering heat from the incinerator flue gas.  This heat may be utilized
                                       7-122
    

    -------
      to preheat the incinerator feed or to generate steam.  Heat recovery from
      the incinerator flue gas offers a way to reduce incinerator energy require-
      ments at the expense of increased equipment costs.   However, care must be
      taken in the design and operation of incinerators  utilizing heat recovery
      to avoid corrosion  problems  which would  occur at temperatures  below the
      dew point of the  flue gas.
      7.6  PRIMARY ALUMINUM INDUSTRY
           Aluminum is  produced from  alumina (A1203)  which  is contained  in  its
      hydrated  form in  bauxite ore.   Alumina, after  it has  been separated from
      the ore,  is  reduced electrolytically to form aluminum metal.
          Significant emissions of CO to the atmosphere result from the reduction
      process.  Estimates for 1976 were 220,000 metric tons CO emitted per year
      (242,000 tons/yr).7i  No control methods  expressly  designed for CO control
     are currently in use.
          This section  contains  a  discussion of electrolytic  reduction plant
     operation; CO emission sources;  control methods for  those  sources;  and cost,
     environmental impact,  and energy requirements  for possible  control  methods.
     7.6.1   Process Description
         The  production  of aluminum  metal from  alumina by  electrolytic  reduction
     is  shown  diagramatically in Figure 7-25.  Alumina is decomposed in  reduction
     plants  by  a continuous  current flowing through an electrolytic cell which
     contains alumina dissolved in molten cryolite (Na3AlF6).   The aluminum metal
     is deposited at the cathode, while oxygen  passes to  the carbon anode.  The
     reaction between carbon and  oxygen at the  anode is  one major source of CO
    emissions in the aluminum industry.
                                       7-123
    

    -------
                    Petroleum Coke
    Pitch
             r
    	I	
          T
    1
                                                       Calcined cocnercial
                                                       Alumina
                                                  Electrical
                                                  Supply
                                                  (Direct current)
                                                       I
                                                                          Air
                Anthracite Pitch
                      Aluminum (pig,
                      billet, ingot,
                      rod)
                                                                   Dry-Process Any
                                                                   Solids     Wet-Scrubber
                                                                  I returned  to liquor to
                                                                   cell       treatment
                                                  Spent Potliners (to cryolite recovery
                                                                          or disposal)
       FIGURE 7-25.   MAJOR  PROCESSING PHASES  IN PRIMARY ALUMINUM REDUCTION
                                            7-124
    

    -------
           A large  number of reduction  cells  are  usually  linked  together  electri-
      cally in  parallel  to form a  potline,  the  basic  production  unit of the
      reduction plant.   Potline configuration,  cell types, and cell dimensions
      vary  according to  the  design and  capacity of the individual aluminum reduc-
      tion  plants.  A typical late design potline may consist of 180 cells.  Such
      a potline  operating  at 83,000 kW would produce approximately 125 megagrams
      (275,000  pounds) of  aluminum per day.72
          The reduction cell, or pot, is a strongly reinforced steel  box, lined
     with heat  insulation and either prebaked carbon blocks or a rammed monolithic
     carbon liner inside the insulation.  The carbon liner forms the  cathode of
     the electrolytic  cell and  provides high  electrical  conductivity  and  good cor-
     rosion resistance  to the highly reactive molten  electrolyte.   The carbon
     lining contains  steel electric  current collector bars  that  extend through
     the  sides  of the steel  shell.   The collector bars are  connected to a ring
     collector  bus  which is  connected to the  main  bus.  The main bus is usually
     made of aluminum bars and  serves as the  electrical connection for a  line of
     cells  connected in  parallel.
         The anode, also  made  of carbon, is suspended over the steel   pot shell
     and is  immersed in  the molten electrolyte.  It is connected to the main
     bus system  through  flexible conductors.
         Reduction cells are of two basic types,  the prebake cell  using multiple
    prebaked carbon anodes, and the Soderberg cell using one large self-baking
    anode.
                                       7-125
    

    -------
    7.6.1.1   Prebake Anode Cell
         Modern prebake cells use a number of anodes suspended in the electro-
    lyte.  The anodes are press-formed or vibration molded from a carbon paste
    mixture of coke and pitch.  They are then baked in anode bake furnaces,
    sometimes termed "ring furnaces."  The off gases from the anode bake fur-
    naces are one source of CO emissions in the prebaked anode plants.72
         The anode bake furnaces are sunken pits with surrounding brick flues.
    Anodes are packed into the pits with a blanket of coke or anthracite filling
    the space between the anode blocks and the pit walls.  A blanket of calcined
    petroleum coke fills the top of each pit, 25 to 30 cm (10-12 in) above the
    top layer of anodes.
         The pits are heated with natural gas or oil fired manifolded burners
    for a period of about 40 hours.  The flue system of the furnace is arranged
    so that hot gas from the pits being fired is drawn through the next section
    of pits to gradually preheat the next batch of anodes.  The anodes are fired
    to approximately 1200°C  (2200°F), and the cycle of placing green anodes,
    preheating, firing, cooling, and removal is approximately 28 days.  The
    baked anodes are stripped from the furnace pits by means of an overhead
    crane which may also be  used for loading and removing the coke pit packing.
         The ring-type  furnace flues are under draft.  Most volatile hydrocarbon
    materials  released  from  the anodes during the baking cycle are drawn into the
    flue with  the combustion  gases.  These hydrocarbons burn and are a source of
    CO along with any CO formed as a result of incomplete fuel combustion.72
    Flue gases may be passed  through scrubbers and perhaps electrostatic precipi-
    tators  before exhausting  to a stack.  Typically, there are no  special  con-
    trols for  CO removal.
                                        7-126
    

    -------
          After baking in a ring furnace, the baked anode blocks are moved to a
     rodding plant where steel stub electrodes are bonded into preformed holes
     in the blocks.  Completed anode assemblies are delivered to the potlines,
     ready for the replacement of consumed anodes.  Figure 7-26 shows a sectional
     view of a typical prebake reduction cell with a hood for cell  effluent col-
     lection.   The newer design prebake cells use up to twenty-six anode assemblies
     per cell.
          The  sacrificial  carbon anodes are replaced periodically by new anode
     assemblies,  the total  operating time being dependent on the size of the
     anode blocks  and the  amperage  of the potline.
     7.6.1.2   Soderberg Cells
          There are two types  of Soderberg cells,  each  having a  single  large car-
     bon  anode, but differing  in  the method  of  anode  bus  connection  to  the  anode
     mass.  They are  termed  the  horizontal  spike  suspension  (HSS) Soderberg and
     the  vertical  spike suspension  (VSS)  Soderberg.   The  HSS  Soderberg  cells  are
     being completely modified at all three  operating plants.  No information  is
     available on  the new process at this  time.   In both, the  anode material  is
     a paste of carbon  and pitch which  is  fed periodically into the open top of
     a rectangular  steel compartment and baked by  the heat of  the cell to a solid
     coherent mass  as it moves down the casing.   This casing is mounted on the
     steel superstructure of the cell and is raised or lowered by means of powered
    jacks.  Paste  is added to the upper section to replenish the anode as it is
    consumed.   Figure 7-27 shows a  schematic design of the HSS Soderberg cell
    design.
                                       7-127
    

    -------
                ALUMINA (ORE) BIN
                     ANODE ROD
      CRUST BREAKER
     RISER BUS TO
     NEXT CELL
                                                     ANODE BUS
    rr^
    s ^
    CARBON
    ANODE
    
    yfr-.v
    
    
                                  ALUMINA INSULATION
                            STEEL CRADLE
    SIDE HOOD FOR
    VENT CONTROL
    
    
     ALUMINA
    
     CRUST
    
     CRYOLITE BATH
                                                                          CATHODE
                                                                          RING BUS
                 STEEL CATHODE
                 COLLECTOR BAR
    FIGURE 7-26.   PREBAKE REDUCTION CELL,  SCHEMATIC ARRANGEMENT
                                          7-128
    

    -------
                                     PASTE  COMPARTMENT
                                          COVER
    ALUMINA
    HOPPERS
    REMOVABLE
    CHANNELS
     ALUMINA
     CRUST
                 «AJUL*AAAAAAAAAAAAAAAAJL*AAAAAJUU^^
     STEEL SHELL
    
             INSULATION
                                                                           PASTE
                                                                        COMPARTMENT
                                                                          CASING
                   POT ENCLOSURE
                       DOOR
                                                                          ANODE STUDS
                                                                           GAS & FUME
                                                                            EVOLVING
                                                                              CATHODE
                                                                           COLLECTOR BAR
    MOLTEN ALUMINUM
        FIGURE  7-27.   HSS SODERBERG  CELL,  SCHEMATIC ARRANGEMENT
                                          7-129
    

    -------
         In both types of Soderberg cells, CO, C02, and hydrocarbons are released
    as the pitch binder of the paste mixture bakes.72  These products are a com-
    ponent of the Soderberg cell effluents and are essentially absent from those
    of the prebaked cells.  Their tarry nature requires modification of the con-
    trol treatment techniques applied to the effluents, as it interfers with
    pollutant removal devices.  With HSS Soderberg cells hydrocarbons and CO are
    collected at the cell in a hood and exit in the primary off-gases.
    7.6.2  Emission Sources and Factors
         The three significant sources of emissions of CO in the primary alumi-
    num industry as pointed out in the preceding section are:
         1)  the reaction of oxygen with carbon anodes during both types of
    cell operation,
         2)  baking of the pitch binder in Soderberg cell  operation, and
         3)  baking of the anodes for the prebaked anode cells.
    Emissions from the first two sources are found at the potlines; anode baking
    emissions occur in the baking furnace flue gases.  In addition, there are
    miscellaneous sources of smaller amounts of CO emissions within aluminum
    plants (see Section 7.6.2.3).  Limited data concerning emissions of CO from
    the primary aluminum industry are summarized in Table 7-26.
         CO emissions from potlines, from anode baking furnaces, and from mis-
    cellaneous sources are quantified in the following discussion.
    7.6.2.1  Potline Emissions
         Little CO emission data are available for potline operations.  Table
    7-27 presents data on CO emissions collected by EPA while measuring fluoride
                                       7-130
    

    -------
    emissions from several  potline operations.72  There are two emissions points
    
    from potlines:  primary and secondary as shown in Figure 7-28.  The reported
    
    primary CO emission rates for prebake cell potlines range from 250 to 960
    
    kilograms CO per metric ton of aluminum produced (500 to 1900 Ibs CO/ton Al).72
    
    No CO was detected in the primary outlet for either the VSS or HSS Soderberg
    
    cell plants.72  The validity of these data is questionable.
    
         Two types of secondary emissions v/ere reported.  CO emissions for one
    
    VSS plant were reported to be 340 kilograms CO per metric ton of aluminum
    
    produced (680 Ibs CO/ton Al).72  No CO was detected in the secondary outlet
    
    of two other plants (two measurements at one VSS plant, one measurement at
    
    an HSS plant).72  The validity of these data is questionable.
    
    
                                     TABLE 7-26
    
           CARBON MONOXIDE  EMISSIONS FROM PRIMARY ALUMINUM PRODUCTION
    
    
                                           	CO EMISSIONS3
                                           Metric 1
          PLANT TYPE
    
    
      Prebake anode
    
      Horizontal  stud
      Soderberg
    
      Vertical  stud Soderberg
    
      Anode bake  furnace
    
      Other
    
    
                  TOTAL
    Metric Tons CO
    IL
    117,000
    57,900
    28,400
    12,500
    3,600
    219,^00
    Tons CO
    yr_
    128,700
    63,700
    31 ,200
    13,800
    4,000
    241 ,400
       Based  on  1973  production  of  4,117,300  metric  tons  (4,529,000  tons)
       of  aluminum.
      Source:   Reference  72
                                       7-131
    

    -------
          fO
            oo
    CM
    
    r»-
    CO
    c —
    o o
    LJ >
           o
           Q-
            CD
            •<
            cc:
                                                         CO   CO   CO  CO
                                                                               to  oo  oo   oo
                                                        O^   CM   CM
                                           O   O   O  SO
    
                                           o   o   o  o
                                       PA  PA
    
                                       o  o
    O  O  O
    
    
    000
                          O  O   O   O   O
                          o  o   o   o   o
                          OO  CM   —   O   —
                                                    
    -------
                                                       00
                                                       00
                                                       >-
                                                       oo
                                                       O
                                                       O
                                                       OO
                                                       oo
                                                       o:
    
                                                       o
    
                                                       o
                                                       o
                                                       LJ
                                                       00
    
                                                       o
                                                       z:
                                                       «=c
    
                                                       >-
                                                       DC:
                                                       <
                                                       D_
    
    
    
    
                                                       O
                                                       CD
                                                      00
                                                      CM
                                                      ce:
    7-133
    

    -------
          Two measurements were reported for prebake plants which had no controls
    
     on the roof monitor emissions.72  In one case, no CO was detected in the
    
     roof monitor emissions.72  For the other plant, CO emissions were reported
    
     to be 6,300 kilograms CO per metric ton of aluminum produced (12,600 Ibs CO/
    
     ton Al).72  The validity of these data is also questionable.
    
          The foregoing data make it obvious that more study is needed to charac-
    
     terize primary and secondary CO emissions from both prebaked anode and Soder-
    
     berg cell  potlines.
    
     7.6.2.2  Anode Bake Furnaces
    
          CO emissions data for anode bake furnaces are also scarce.   Table 7-28
    
     presents data  collected by EPA at one anode plant.72    The CO emission factor
    
     for this plant ranged from 150 to 180 kilograms CO per metric ton (300 to 400
    
     Ib/ton)  of anode produced.   The average emission  factor was 160  kilograms CO
    
     per metric ton (320 Ib/ton)  of anode  produced.
    
    
                                      TABLE  7-28
    
                            ANODE  FURNACE CO  EMISSIONS
    
                                          TEST NUMBER
            PARAMETER                 111          AVERAGE
    
    
    Anode production:  kg/s         2.30      2.30      2.30            2 30
                       (Ib/hr)    18,200    18,200    18,200          18,200
    
    Gas flow (dry): Nm3/s           18.3      21.1      17.5            |8 6
                    (scfm)        40,000    45,000    37,000          40,000
    
    CO concentration                 ].6
    (Volume %,  dry)
    
    CO emission factor: kgCO/metric  160       180       150             160
                        ton anode
                    (Ib CO/ton anode)320       360       300             320
    Source:   Reference 72
    
                                      7-134
    

    -------
    7.6.2.3  Miscellaneous Sources
         Most aluminum reduction plants have a casthouse on-site.   The casthouse
    usually has several  reverberatory furnaces which are used for holding and
    fluxing the molten aluminum prior to casting.   These furnaces are oil- or
    gas-fired and do emit small quantities of CO in the off-gases.  All off-
    gases from the casthouse are vented uncontrolled to the atmosphere.
         Prebake plants all have a rodding room associated with the carbon plant.
    In the rodding room, the copper rods which conduct electricity to the anode
    are fastened to the carbon anode with cast iron.  The cast iron melting
    furnaces are small CO sources.
         The only CO emission data from these sources were found in the 1973
    National Emissions Data System (NEDS) file.71   The total CO emissions
    reported were 3600 metric tons CO per year (4000 tons/yr).  This translates
    to an emission factor of 0.88 kilograms CO per metric ton of aluminum (1.76
    Ib/ton Al) based on the 1973 U.S. primary aluminum production of 4,117,300
    metric tons (4,529,000 tons) per year.73  These emissions are small compared
    to those for anode bake furnaces and potlines.
    7.6.3  Control Techniques
         The primary aluminum industry does not presently use any techniques
    designed specifically for CO control.  Should CO control become necessary,
    two control alternatives might be considered for primary emissions from the
    potlines.  The first is thermal incineration of the CO present in the pri-
    mary emissions in an afterburner.  The second would be, in the case of pre-
    bake plants, recycle of the primary emissions to the anode bake furnace
    combustion air fan.
                                        7-135
    

    -------
           Low CO concentrations and huge gas volumes would make thermal or cata-
      lytic  incineration of secondary CO emissions from potlines very costly.
           Catalytic conversion of either the primary or secondary CO emissions
      might  be impractical because of catalyst sensitivity to the particulate
      and gaseous fluorides present in the gas streams.
      7.6.3.1  Thermal  Incinerators
          A thermal incinerator as described in Chapter 6 could possibly be used
     to combust CO present in the primary potline emissions.   The incinerator
     would treat the gases after they exit either the wet or dry particulate
     removal devices used at  most aluminum reduction plants.   Supplemental  fuel
     would be required to incinerate  the primary potline  emissions  because  of the
     low heating value of the gas  [38  to 76  kilojoules/m3  (1  to 2  Btu/ft3)].72
          An incinerator  operating temperature  between  870°C  and  980°C  (1600  to
     1800°F) would  be  required to  achieve  adequate CO combustion efficiencies.
     Higher temperatures would result  in more complete  CO  combustion  but NO
                                                                          X
     formation increases rapidly at temperatures  above  980°C  (1800°F).  More
     study  is needed to predict the effectiveness of thermal  incineration for
     reducing low concentration CO emissions.
     7.6.3.2  Potline  Off Gas  Recycle
         At prebake anode reduction plants, it might be possible to duct the
     primary potline off-gases to the suction of the anode bake furnace combus-
     tion air fan.  The duct length and fan size required would vary considerably
     from plant to plant.   No supplemental  fuel  would be required other than the
    fuel currently used in the anode  bake furnaces.   Trace quantities of fluo-
    rides present in the  gas  stream pose a potential fan  corrosion  problem
                                      7-136
    

    -------
    which should be investigated if this control  option is considered.72  More
    study is needed to predict the effectiveness  and cost of this technique.
    7.6.4  Cost of Controls
         As mentioned earlier, the primary aluminum industry does not presently
    use any CO control technology.  As a result,  there are no cost data for
    either thermal incinerator or potline gas recycle installations at aluminum
    reduction plants.  The size, layout, age, gas flow, and pot type all vary
    considerably between plants.  Cost estimates  would be very site specific.
    Furthermore, because of the sparse data on CO emission rates, it is not
    possible to calculate representative costs for CO control at this time.
    7.6.5  Impact of Controls
    
    7.6.5.1  Emissions Reduction
         There are not enough data to estimate the potential effectiveness of
    thermal incineration for reducing CO emissions from primary aluminum plants.
    7.6.5.2  Environment
         If incineration were used to control CO emissions, N0x emissions in the
    incinerator flue gas would increase.  N0x emissions increase as a function
    of temperature.  Both the burner flame temperature and the average incinera-
    tor operating temperature affect the quantity of N0x generated.  Average
    incinerator temperatures of 980°C (1800°F) can be expected to cause signifi-
    cant quantities of N0x to form.
         At the present time, natural gas is generally used as supplemental
    incinerator fuel.  If future shortages of natural gas necessitate the use
                                       7-137
    

    -------
      of fuel  oil  as supplemental  fuel,  an increase in  sulfur oxide emissions  (SOX)
      can be expected.   The  magnitude  of the  S0x  emissions  would  depend  on  the
      sulfur content of  the  fuel and the total  amount of fuel  consumed.
      7.6.5.3   Energy Requirements
           Because  the potline off-gases  have such  a low heating  value,  only 38
      to  76  kj/m3  (l  to  2 Btu/ft3), most  of the heat for thermal  incineration
      would  have to  be supplied by supplemental fuel.72   Approximately 4 Mm3
      natural gas/Nm3 off-gas (4 scf/scf) would be  required to incinerate potline
      off-gases.72   This represents between 46.3 and 220.1 megajoules/metric ton
     Al  (40 to 190 x 103 Btu/ton Al),  based on data from Reference 72.
     7.7  PULP AND PAPER INDUSTRY
          Although the  pulp  and  paper  industry is comprised of three distinct
     segments (pulp, primary paper and paperboard,  and  converted  paper and  paper-
     board products), the  only segment which  has  the potential  for contributing
     significant  CO emissions to the atmosphere is  the  pulping  segment.   Further-
     more, of  the  commercially used  pulping processes,  only one,  the  kraft  pro-
     cess, is  significant with respect to CO emissions.   CO emissions  from  the
     kraft process  were  estimated  by EPA  at 1,105,700 metric  tons/yr  (1,218,700
     tons/yr)  in 1977.2
     7.7.1   Process  Description and Emission Factors
     7-7.1.1  Process Description - Kraft Pulping
          In the kraft or sulfate pulping process, cellulose fibers (i.e., pulp)
    are separated from  the binding material  called lignin.   This  is accomplished
    by chemical digestion  at elevated  temperature and pressure in a "white
                                       7-138
    

    -------
    liquor" solution of sodium sulfide and sodium hydroxide.   Then the pulp is
    separated by filtration, and the spent liquor, now referred to as "black
    liquor," is sent to a chemical  recovery system along with pulp wash water.
    It is this recovery system which is the source of CO emissions of interest
    in this industry.
         A simplified flow diagram of the kraft process is presented in Figure
    7-29.  The entire process may be considered in eight parts:
         1.  Digester
         2.  Brown stock washer system
         3.  Multiple-effect evaporation
         4.  Recovery furnace system
         5.  Smelt dissolving tank
         6.  Lime kiln
         7.  Black liquor oxidation system
         8.  Condensate stripping system
         Digestion -- Digestion of the wood chips is carried  out in batch,  con-
    tinuous or, in a few cases, rotary digesters.  While usage of continuous
    units is increasing, most pulping at this time is still  carried out in
    batch digesters.  The wood chips are cooked with white liquor at about
    170-175°C (340-350°F) and 0.8-1 megapascal  (100-135 psig) for two to five
    hours.   Gases formed during digestion are periodically vented to maintain
    proper process pressure.  In batch processes, when the cooling is complete,
    the pressure is reduced to 0.7 megapascal (80 psig) and the contents are
    discharged to an atmospheric blow tank where the pulp is  drained.  The  steam
                                       7-139
    

    -------
                                                            T
                                                        Vent Gases
          	Wood —;
    
    	White Liquor  —*
        (NaOH + Na,,S)
                                   •Condensate
    DIGESTER
     SYSTEM
                                           •Pulp
    
    
    
                                              4-
              Exhaust  Gas
                        RECOVERY
                        FURNACE
                         SYSTEM
    BROWN  STOCK
      (PULP)
      WASHERS
                                                     PulD
                                                                            Water
                                     Heavy
                                    .Black ^
                                     Liquor
                                         
    -------
    and other gases released here are sent to a heat accumulator recovery unit.
    This blow of the digestor does not pertain to continuous digesters.
         Brown Stock Washer System -- Chunks of undigested wood are removed,
    and the remaining pulp is washed countercurrently in several stages.  Vacuum
    filters are used to dewater the washed pulp.
         Multiple-Effect Evaporators -- The brown stock wash water and spent
    liquor are combined to form a weak black liquor.  This stream is concentrated
    from 12-18 percent solids to 40-55 percent solids in a series of five or six
    evaporation units.  Further concentration steps may be taken to increase the
    solids content to 63 percent, which is the level needed for combustion in
    the recovery furnace.
         Recovery Furnace System -- The concentrated black liquor from the
    evaporative system is then burned in the recovery furnace.   Combustion in
    this manner allows for recovery of sodium and sulfur, production of steam,
    and disposal of unwanted dissolved wood components of the liquor.   The fur-
    nace can theoretically be divided into three zones:   drying, reducing and
    oxidizing.  The black liquor is sprayed into the drying zone where evapora-
    tion takes place.  The spray nozzles are located on  one furnace wall and
    oscillate automatically so that the sheet spray covers the  other walls.
    The frequency and extent of oscillation may be adjusted to  optimize  the
    operation and to minimize emission of objectionable  gases.   Emphasis is
    placed on minimizing reduced sulfur species, but CO  emissions are also
    affected.
         The solids fall  to the hearth, forming the char bed where combustion
    begins.   In the lower furnace (reduction) zone inorganic sulfate and other
                                       7-141
    

    -------
     sodium compounds are reduced.  These compounds, mainly sodium sulfide and
     sodium carbonate, settle out in a smelt on the furnace grate.   Organic sul-
     fur compounds are oxidized in the upper, or oxidizing zone.   Combustion air
     is supplied by a forced-draft system through lower (primary)  air ports in
     the reduction zone and through secondary and tertiary ports  in the  upper
     zone.
          There are two types of furnaces in use.   The  majority in  use at  this
     time employ a direct contact evaporator to provide an evaporation step
     necessary for concentrating the 55  percent solids  black  liquor to 63-65
     percent  solids prior to  combustion.   In this  type  of  furnace,  black liquor
     is contacted  directly with  furnace  exhaust gases.   The other type is  a  non-
     contact,  direct-fired,  "low odor" or indirect-contact system.
         Smelt Dissolving Tank  —  This  is a  large  tank  located below the
     recovery  furnace.  Molten smelt  discharged  from the furnace floor is  dis-
     solved in  water,  forming  "green  liquor"  in  the stirred tank.    A steam or
     liquid shatterjet  system  is  used to  break  up the smelt stream  before  it
     contacts  the  water.
         L1me  Kl'1" —  This unit  is a source of  CO as well  as particulate emis-
     sions.  The kiln  is a part of the closed-loop system  that converts green
     liquor to white liquor.  In the kiln calcination of the lime  mud (calcium
     carbonate which precipitates in the causticizer) is carried  out to produce
     calcium oxide for recausticizing the green liquor discharged  from the  smelt
     dissolving tank.  Large rotary kilns with capacities of 36-360 megagrams
     (40-400 tons) of quicklime per day are typically used, although there  are
    a few fluidized bed calciners also in use.74  The lime sludge  typically
                                       7-142
    

    -------
    enters as a slurry containing 55-60 percent solids.  The quicklime produced
    is then sent to a slaker to form a calcium hydroxide solution for the
    causticizing reaction.
         Black Liquor Oxidation System -- The purpose of black liquor oxidation
    is to raise the oxidation state of sodium sulfide in either weak or strong
    black liquor, thereby decreasing reduced sulfur species emissions from the
    direct contact evaporator.  Air, or in a few cases, oxygen is used to
    oxidize the sodium sulfide to sodium thiosulfate or a more oxidized form.
    The process can be carried out in sparging reactors, packed towers and bubble
    tray columns in single or multiple stages.
         Condensate Stripping System -- Condensation of off-gases from the
    digester and multiple-effect evaporators results in dissolution of some
    total reduced sulfur gases in the condensate.   To avoid odor problems,
    these compounds are stripped either by air or steam before the condensates
    are discharged to the pond.
    7.7.1.2  Emissions
         In 1977, CO emissions from the kraft process were estimated at 1,105,700
    metric tons (1,218,700 tons).2  The major reported source of CO in this pro-
    cess is the sulfite recovery system.   The conventional  recovery system con-
    sists of a furnace and a direct-contact evaporator.  Newer systems have, in
    some cases, a modified furnace and an indirect-contact evaporator.  In the
    furnace,  reduction of sulfate to sulfide takes place,  with accompanying
    formation of reduced gaseous sulfur species and carbon  monoxide.   Air is
    admitted above this reduction zone to oxidize  these combustible gases.  If
                                        7-143
    

    -------
     the  furnace  is operated within design capacity, CO emissions are very low.
     If furnaces  are operated above their design capacity, there is an insufficient
     supply of air for complete combustion of the furnace gases, causing increased
     emissions of CO.  Emissions of CO in the recovery furnace flue gas can vary
     from negligible under proper operation to nearly two volume percent with an
     inadequate air supply.1*9  EPA emission factors range from 1-30 kg/metric ton
     (2-60 Ib/ton), the higher number characterizing CO emissions from an over-
     loaded furnace.5   CO emissions measured by EPA from two recovery furnaces
     were about 1.3 kg/metric ton pulp (2.5 lb/ton).7t|
         The quantity of carbon monoxide emitted from lime kilns deoends upon
     the following factors:
         1)  kiln operating temperature,
         2)  amount of excess air, and
         3)  type of fuel used.
         Table 7-29 presents reported compositions of exhaust gases from two
     rotary kilns of comparable throughput but operating at different tempera-
     tures and excess air levels.   The type of fuel  used in the kiln also
     affects the amount of CO emitted.  When coal or coke are used, carbon monox-
     ide concentrations in the exhaust gases may range up to one volume percent.
     For kilns using natural  gas or fuel  oil, CO concentrations are much less
     and may be negligible if the  excess  air and kiln operating temperature are
     high.
         The reported CO emission factor from lime  kilns is 5 kg/metric ton
    of air-dried unbleached  pulp  (10 Ibs/ton).5
                                       7-144
    

    -------
                                     TABLE  7-29
           REPORTED  COMPOSITIONS  OF  EXHAUST GASES  FROM  TWO  GAS-FIRED  LIME
                                     SLUDGE KILNS
                                        	VOLUME %
            COMPONENT
               H20
               C02
               CO
               02
               N2
    KILN Aa
    37.1
    10.4
    0.0
    3.2
    ^9.3
    100.0
    KILN Bb
    30.0
    15.3
    0.5
    0.2
    5^.0
    100.0
          Kiln operated at very high excess air and exhaust temperature of
          210°C
          Kiln operated at less than 5% excess air and exhaust temperature
          of  175°C  (350°F)
         Source:  Reference
    7.7.2  Control  Techniques
         Currently there are not measures applied for CO control  in the pulping
    industry.  However, since the primary sources of CO emissions are recovery
    furnaces operating above design limits, the best control  would simply be
    proper operation of these furnaces.   As mentioned earlier, furnaces operat-
    ing within design limits emit little or no carbon monoxide.   Alternately,
    operation of furnaces above design capacity with low CO emissions may be
    possible with some modifications of furnace operation.   Adjusting primary
    and secondary air rates to the furnace may provide the  required amount of
    oxygen to oxidize the CO before it escapes.  However, the effectiveness of
    this control method may be limited due to the decreased residence times of
    the gases in the furnace.  CO concentrations in the off-gas will  almost
    certainly depend upon this parameter.  No data were available on  this effect
                                       7-145
    

    -------
          With increasingly strict regulation of total reduced sulfur emissions
     from the pulping industry, many plants are converting their recovery systems.
     These modifications usually include replacement of the furnace itself by one
     of more efficient design and/or conversion to an indirect-contact evaporator.
     These sulfur control measures should reduce total CO emissions.
          The energy content of the exhaust gases from the recovery furnace is
     very low, less than 37 kilojoules/Nm3 (1 Btu/scf).1*2  For this reason, incin-
     eration of such a large volume, low energy content gas would be costly.
          Lime kiln emissions of carbon monoxide can be most effectively con-
     trolled by operating the kiln at sufficient temperatures and excess air
     levels  to eliminate the CO in the exhaust gases.   However,  the effectiveness
     of this technique on the CO from kilns fired with coke or coal  is unknown.
     Based on the data reported in Table 7-29, high excess air levels and temp-
     eratures can reduce CO emissions from gas-fired kilns substantially (over
     99 percent)  compared to kilns operating with low  excess air levels  and lower
     temperatures.
     7.7.3   Cost  of  Controls
          Estimates  for  the  costs of  the controls outlined above are not available,
     Proper  operation  of  these  recovery furnaces operating above design limits
     should  result in  no  additional costs.  It may be argued, though, that this
     is in effect a  derating of the furnace.   Increasing primary and secondary
     air rates to the  furnaces operating above design limits may require the
     addition of another blower to the furnace air supply system.
         Costs for  increasing excess air levels and temperatures in lime kilns
    will consist primarily of the cost for additional  fuel to raise operating
                                       7-146
    

    -------
    temperatures.  Also, additional air supply capacity will need to be added to
    increase the excess air level in the lime kilns.
    7.7.4   Impact of Controls
    7.7.4.1  Emissions Reduction
    
         Assuming that proper operation of recovery furnaces will result in one
    kg CO/metric ton pulp (2.0 lb/ton)5 and applying this factor to total produc-
    tion (29 teragrams [32,000,000 tons] in 1974)74 results in a total annual
    emission reduction of 29 gigagrams (32,000 tons CO) per year.
    7.7.4.2  Energy Requirements
         The additional fuel required to raise lime kiln operating temperatures
    will  be the only significant energy requirement of the controls identified.
    No data were available to estimate this requirement.
    7.7.4.3  Environment
         No adverse environmental impacts are anticipated from modification of
    operating procedures for either recovery furnaces or lime kilns.
                                       7-147
    

    -------
                                REFERENCES FOR CHAPTER 7
    
     1.   Schwartz, W.A. et al.  Engineering and Cost Study of Air Pollution
          Control for the Petrochemical Industry, Vol. I:  Carbon Black Manu-
          facture by the Furnace Process, Final Report.  EPA-450/3-73-006-a,
          U.S. Environmental Protection Agency, Research Triangle Park, North
          Carolina, June 1974.
     2.   National  Air Quality Monitoring and Emission Trends 1977,  EPA-450/2-
          78-052, U.S.  Environmental  Protection Agency, Research Triangle Park,
          North Carolina,  December  1978.
     3.   Chemical  Marketing Reporter,  205(10).   March 11,  1974.
     4.   Industrial  Process Profiles for  Environmental  Use,  EPA-600/2-77-23d,
          U.S.  Environmental  Protection Agency,  Research  Triangle  Park,  North
          Carolina,  February 1977.
     5.    Compilation of Air Pollution  Emission  Factors,  AP-42,  U.S.  Environ-
          mental  Protection  Agency, Research  Triangle  Park, North  Carolina,
          May  1978.
     6.    Carbon  Black (Oil  Furnace Black).   Hydrocarbon  Processing,  November
          1977, p. 138.
     7.    U.S. Environmental Protection Agency, Emission Standards and Engineer-
          ing Division, Research Triangle Park, North Carolina.  Unpublished
         Data.  April 1976.
    8.    Moscowitz, L.M.   Source Assessment:   Charcoal Manufacturing State-of-
         the-Art.  Monsanto Research  Corporation.   Prepared for the  Office of
         Research and Development,  U.S. Environmental  Protection Agency,
         December 1977.   77pp.
                                       7-148
    

    -------
      9.   Hulman,  P.S.,  R.D.  Delleney,  S.M.  Killingsworth.  Screening Study on
          Feasibility of Standards of Performance for Wood Charcoal Manufacturing
          Radian Corporation.  Prepared for  the U.S. Environmental Protection
          Agency.  Research Triangle Park, North Carolina.  August 1978.  47 pp.
     10.   Afterburner Systems Study, EPA-R2-72-062, U.S. Environmental Protection
          Agency,  Research Triangle Park, North Carolina, August 1972.
     11.   Kroneberger, G.F.  Applications Involving Multiple Hearth Processing
          and Agglomeration of Briquetting.  Envirotech Systems, Inc.  (Presented
          at the 12th Biennial Conference of the International Briquetting Asso-
          ciation.  Vancouver, British Columbia, Canada.  August 1971)  pp 31-38.
     12.   Particulate Emission Rate and Size Study on the ACC Outlet Stack, the
          Aerodyne Cyclones, and the Briquette Dryer Vent.  Harman Engineering,
          Auburn, Alabama, June 28, 1977.
     13.   Gallagher, P.P.  Utilization of Off Gases from Herreshoff-Furnace
          Charcoal  Production.  Nichols Engineering and Research Corporation.
          (Presented at the llth Biennial  Conference of the International
          Briquetting Association.   Sun Valley, Idaho,  August 27-29,  1969).
          pp 27-29.
    14.  Rienks, J.  Charcoal  Burner and Waste Heat Systems.   Olson Lawyer
         Lumber, Inc.   (Presented  at the  Forest Products  Research Society
         Energy Workshop.   Denver, Colorado.  September 3-5,1976)   pp 104-106.
    15.  Stanford Research Institute,  Intl.   1978  Directory  of Chemical  Pro-
         ducers, U.S.A.   Menlo  Park,  California,  1973.   p 418, 427.
    16.  Source Assessment:   Acrylonitrile  Manufacture  (Air  Emissions),
         EPA-600/2-77-107J,  U.S. Environmental  Protection  Agency,  Research
         Triangle  Park,  North Carolina, February  1977.
                                       7-149
    

    -------
    17.  Engineering and Cost Study of Air Pollution Control for the Petro-
         chemical Industry, Volume 2: Acrylonitrile Manufacture, Final  Report,
         EPA-450/3-73-0065, U.S. Environmental Protection Agency, Research
         Triangle Park, North Carolina, February 1975.
    18.  Engineering and Cost Study of Air Pollution Control for the Petro-
         chemical Industry, Volume 5, Formaldehyde Manufacture with the Mixed
         Oxide Catalyst Process, Final Report, EPA-450/3-73-006e, U.S.  Environ-
         mental Protection Agency, Research Triangle Park, North Carolina,
         March 1975.
    19.  Engineering and Cost Study of Air Pollution Control of the Petro-
         chemical Industry, Volume 4, Formaldehyde Manufacture with the Silver
         Catalyst Process, Final Report, EPA-450/3-73-0061, U.S. Environmental
         Protection Agency, Research Triangle Park, North Carolina, March 1975.
    20.  Control  Techniques for Volatile Organic Emissions from Stationary
         Sources, EPA-450/2-78-022, U.S. Environmental Protection Agency,
         Research Triangle Park, North Carolina, May 1978.
    21.  Hawley,  Gessner, G., rev.  Condensed Chemical Dictionary, 8th  ed.  Van
         Nostrand-Reinhold, New York, 1971.  p.  538.
    22.  Survey Reports on Atmospheric Emissions from the Petrochemical Industry,
         Final Report, Volume 3, EPA-450/3-73-005 a-d, U.S. Environmental Pro-
         tection  Agency, Research Triangle Park, North Carolina, March  1974.
    23.  Maleic Anhydride, BASF AG.  Hydrocarbon Proc. 56 (11):  179.   1977.
    24.  Source Assessment: Maleic Anhydride Manufacture.  Monsanto Research
         Corp., Dayton, Ohio.  Prepared for EPA, Contract No.  68-02-1874.
         April 1978.
                                       7-150
    

    -------
     25.   Source Assessment:   Phthalic  Anhydride (Air Emissions).   EPA-600/2-76-
          032d,  U.S.  Environmental  Protection  Agency, Research  Triangle Park,
          North  Carolina,  December  1976.
     26.   Engineering and  Cost Study  of Air  Pollution Control for  the  Petro-
          chemical  Industry,  Volume 7:  Phthalic  Anhydride  Manufacture  from
          Ortho  Xylene,  Final  Report.   EPA-450/3-73-006-g,  U.S.  Environmental
          Protection  Agency,  Research Triangle Park,  North  Carolina, July 1975.
     27.   Phthalic  Anhydride  Plant  Air  Pollution Control,  EPA-600/2-77-188,
          U.S. Environmental  Protection Agency,  Research Triangle  Park,  North
          Carolina, September  1977.
     28.   Industrial  Process  Profiles for  Environmental Use, Chapter 24, Iron
          and Steel Industry.   EPA-600/2-77-023X, U.S. Environmental Protection
          Agency, Research Triangle Park,  North  Carolina,  February  1977.
     29.   Wheeler,  O.H.  Fume  Control in L-D Plants.   J. APCA 18 (2):  98, 1968.
     30.   Control Techniques for Nitrogen  Oxides  Emissions  from Stationary
          Sources,  2nd Edition, EPA-450/1-78-001, U.S. Environmental Protection
          Agency, Research Triangle Park,  North  Carolina, January 1978.
     31.   The Pneumatic Steelmaking Process.    In:  The Making, Shaping and Treat-
          ing of Steel, Ninth  Edition, McGannon,  H.E.  (ed.).  U.S.  Steel Company,
          Pittsburgh,  Pennsylvania,  1971.   pp.  473-479.
    32.  A Systems Analysis Study of the  Integrated  Iron and Steel Industry,
          PB 184 577,  U.S.  Environmental Protection Agency, Research Triangle
         Park,  North  Carolina, May  1969.
    33.  American Iron and Steel  Institute.   The Making  of Steel.   Washington, DC
                                        7-151
    

    -------
    34.  Cerepaka, Bruce.  An Air Pollution Compliance Analysis Report on Nine
         Industries, Executive Report, 9 Vols.  Radian Project No. 200-C45-16.
         Austin, Texas, September 1975.
    35.  Background Information for Standards of Performance:  Electric Submerged
         Arc Furnaces for Production of Ferroalloys, Vol. 1.  EPA-450/2-74-018a,
         U.S. Environmental Protection Agency, Research Triangle Park, North
         Carolina, October 1974.
    36.  Background Information for Standards of Performance:  Electric Sub-
         merged Arc Furnances for the Production of Ferroalloys.  Volume 2,
         EPA-450/2-74-018b.  U.S. Environmental Protection Agency, Research
         Triangle Park, North Carolina, October 1974.
    37.  Background Information for Standards of Performance:  Electric Arc
         Furnaces in the Steel Industry.  Volume 1, EPA-450/2-74-017a.  U.S.
         Environmental  Protection Agency, Research Triangle Park, North
         Carolina, October 1974.
    38.  Kearney, A.T.  & Co., Inc.  Air Pollution Aspects of the Iron Foundry
         Industry.  APTD 0806, PB 204-712, U.S. Environmental Protection Agency,
         Research Triangle Park, North Carolina, 1971.
    39.  Brough, J.R.  and W.A. Carter.  Air Pollution Control of an Electric
         Furnace Steel  Making Shop.    J. APCA 167-171,  March 1972.
    40.  Roy F.  Weston, Incorporated.   Source Testing Report for Plant A.
         EPA Contract  No.  68-02-0240.   January 1973.
    41.  Air Pollutant  Control Techniques for Electric  Arc Furnances in the
         Iron and Steel  Foundry Industry, EPA-450/2-78-024,  U.S.  Environmental
         Protection Agency,  Research Triangle Park, North Carolina, June 1978.
                                       7-152
    

    -------
     42.  Air Pollution Control Technology and Costs in Seven Selected Areas,
          EPA-450/3-73-010, PB 231 757, U.S. Environmental Protection Agency,
          Research Triangle Park, North Carolina, December 1973.
     43.  Letter W.B. Huelsen, American Foundry Men's Society to D.R. Goodwin,
          U.S. Environmental  Protection Agency, Research Triangle Park, North
          Carolina, January 1979.
     44.  Draper, Allen.   (Professor,  Penn State University).   Private communica-
          tion with R.  L.  Cook, Radian Corporation,  July 31,  1978.
     45.  An Investigation of the  Best Systems  of Emission Reduction for Sinter
          Plants  in the Iron  and  Steel  Industry,  Draft  Standards Support and
          Environmental  Impact Statement,  U.S.  Environmental  Protection Agency,
          Research  Triangle Park,  North  Carolina,  April  1976.
     46.   Chaterbury, Rama.   (Permit Division,  Illinois  Environmental  Protection
          Agency).   Private Communication  with  R.  L.  Cook,  Radian Corporation,
          July 11,  1978.
     47.   Ban, Thomas E.   Ore-Sintering  Process Reduces Air Pollutants.   Chem.
          Eng. 1978  (June  19),  81.
     48.   Cantrell, A. Annual   Refining Survey.  Oil and Gas Journal.  March 20,
          1978.  pp. 108-146.
     49.  Control  Techniques for Carbon Monoxide Emissions from Stationary
         Sources.  AP-65,  U.S. Environmental Protection Agency, Research
         Triangle Park, North Carolina, March 1970.
    50.  Stover,  R.D.  Control of Carbon Monoxide Emissions from FCC Units
         by UltraCat Regeneration.  In:   Ind. Proc.  Des.  Poll.  Control, Proc.
         AIChE Workshop 6:80-85,  1975.
                                        7-153
    

    -------
    51.  Gary, James H. and Glenn E. Handwerk.  Petroleum Refining, Technology
         and Economics.  Marcel Dekker, New York, 1975.
    52.  Knight, W. N. N., and M. L. Peniston-Bird.  Modern Petroleum Tech-
         nology.  Applied Science Publishers, Ltd., Essex, England, 1975.
         293 pp.
    53.  Hemler, C. L.  Developments in Fluid Catalytic Cracking.  Nafta
         (Zagreb) 27(4):207-216, 1976.
    54.  Murphy, J. R., and M. Soudek.  Modern FCC Units Incorporate Many
         Design Advances.  Oil and Gas Journal 1977 (January 17):  70-76.
    55.  Rheaume, L. et al.   New FCC Catalysts Cut Energy and Increase
         Activity.  Oil Gas J. 74(20):103-107, 110, 1976.
    56.  Murphy, J. R.  Catalyst and Design Spur FCC Revival.  Oil Gas J. 1970
         (Nov. 23):  72.
    57.  Arthur D. Little, Inc.  Screening Study to Determine Need for NSPS for
         New FCC Regenerators.  Draft Final Report.  EPA 68-02-1332, Task 22.
         Cambridge, Massachusetts, June 1976.
    58.  Bruch, H. R.   Refiners Focus on New FCC Technology.   NPRA Question
         and Answer Session.   Oil and Gas J. 1976 (March 15): 87-93.
    59.  Davis, John C.  FCC  Units Get Crack Catalysts.  Chem.  Eng. 84(12);
         77-79, 1977.
    60.  Grace, W. R., and Co.  Davison Chemical  Co.   Private Communication
         with J. B. Jarvis,  Radian Corporation,  September 1978.
    61.  Foulkes, P. B. and M. D. Harper.   Prospects  for Coking  May Brighten.
         Oil and Gas J. 1978  (March 20):  85-93.
                                        7-154
    

    -------
     62.   Busch, R.G.   Fluid Coking:  Seasoned Process Takes on New Jobs.   Oil
          and Gas J.  1970 (April  6): 102-111.
     63.   Bailleul, M.  R., P.  Berthier,  and G. Guyot.   Pollution and Sulfur
          Plants.  Tech.  Paper No.  49.   In:  Proc.  Annual  Conv. Natural  Gas
          Processors Association,  pp.  89-92.
     64.   Beers, W. D.   Characterization of Claus  Plant Emissions.   Final  Report
          EPA-R2-73-188,  PB  220 376/8,  EPA Contract No.  68-02-0242.   Processes
          Research  Inc.,  Industrial  Planning and Research,  Cincinnati, Ohio.
          April  1973.
     65.   Institute of  Gas Technology,  Illinois Institute of Technology.   LNG:
          A  Sulfur-Free Fuel for Power Generation.   Final Report.  Contract No.
          PH 22-68-58.   Chicago, Illinois,  1969.
     66.   Groenendaal,  W., and  H. C. A.  Van Meurs.   Shell Launches its Claus
          Off-Gas Desulfurization Process.  Petrol.  Petrochem.   Int. 12(9):
          54-58,  September 1972.
     67.   Barry,  Charles B.  Reduce  Claus Sulfur Emission.   Hydrocarbon Proc.
          51(4):102-106, 1972.
     68.   Hyne,  J.  B.  Methods for Desulfurization of Effluent Gas Streams.
          Oil Gas J. 1972  (August 28), 64.
    69.   Beavon, David K.  Add-On Process Slashes  Claus Tailgas Pollution.
         Chem. Eng. 78(28):71-73,  1971.
    70.  Source Assessment:   Overview Matrix for  National  Criteria Pollutant
         Emissions.  EPA 600/2-77-107c.   U.S.  Environmental Protection  Agency,
         Research Triangle Park,  North Carolina, July  1977.
                                       7-155
    

    -------
    71.  NEDS Data File, National  Air Data Branch, U.S.  Environmental  Protection
         Agency, Research Triangle Park North Carolina,  March 1979.
    72.  Primary Aluminum Draft Guidelines for Control  of Fluoride Emissions
         from Existing Primary Aluminum Plants, EPA-450/2-78-049a, U.S.  Environ-
         mental  Protection Agency, Research Triangle Park, North Carolina,
         February 1979.
    73.  U.S. Bureau of Mines.  Minerals Yearbook 1973.   Vol. I, Metals, Min-
         erals,  and Fuels.  Government Printing Office,  Washington,  D.C., 1975.
    74.  Standards Support and Environmental  Impact Statement, Volume  1:
         Proposed Standards of Performance for Kraft Pulp Mills.  EPA-450/2-
         76-014a, U.S. Environmental  Protection Agency,  Research Triangle Park,
         North Carolina.
                                       7-156
    

    -------
     1. REPORT NO.
        EPA-450/3-79-006
                                        TECHNICAL REPORT DATA
                                 (ncasc read Instructions on the reverse before competing]
                    2.
     4. TITLE ANDSUBTITLE
    
    
        Control Techniques for Carbon Monoxide Emissions
                                                  3. RECIPIENT'S ACCESSION NO.
                                                  5. REPORT DATE
                                                   June  1979
                                                                 6. PERFORMING ORGANIZATION CODE
                                                                 8. PERFORMING ORGANIZATION REPORT NO.
     9. PERFORMING ORGANIZATION NAME AND ADDRESS ~~~	
        U.S. Environmental  Protection Agency
        Office of Air  Quality Planning and  Standards
        Research Triangle  Park, North Carolina   27711
                                                  10. PROGRAM ELEMENT NO.
     12-SPONSORING AGENCY NAME AND ADDRESS
        DAA for Air Quality  Planning and Standards
        Office of Air, Noise and Radiation
        U.S.  Environmental  Protection Agency
        Research Triangle  Park,  North Carolina   27711
     15. SUPPLEMENTARY NOTES  '       "           ~~	
        This  document  is issued  per the
        Clean Air Ammendments  of 1977.
    Fl6. ABSTRACT
                                                  11. CONTRACT/GRANT NO.
                                                   68-03-2608   Task No. 43
                                                   Radian  Corporation
                                                  13 TYPE OF REPORT AND PERIOD COVERED
                                                   Final
                                                  14 SPONSORING AGENCY CODE
    
    
                                                   EPA/200/04
                          requirements of  Section 108 of the
        Contro  Techniques for  Carbon Monoxide Emissions presents recent  developments of
        control  techniques which  have become available  since preparation  of the first
        r    on  °! Control Techniques for Carbon Monoxide,  Emissions  from Stationary
        Sources  (AP-65) and those  sections of the  first edition of Contro'
        for  Carbon Monoxide Nitrogen  Oxide, and Hydrocarbon Emissions  from Mobil
       bource:
    •66)  that pertain to  Carbon  Monoxide.   This  edition presents
       	——_       -       ,    -_...  _„ „„. ~v., . .v,i ivssx i ui..    IIMCJ cuiuiun  u rebcii tb
       available data on control  techniques including  description, effectiveness
       costs,  and energy and environmental  aspects.                               '
    17.
                                    KEY WORDS AND DOCUMENT ANALYSIS
                      DESCRIPTORS
       Carbon Monoxide
       Control Techniques
       Internal Combustion-Mobile
       Internal Combustion-Stationary
       Combustion
       Costs
       Industrial Sources
     18. DISTRIBUTION STATEMENT
    
       Unlimited
    
    
     EPA Form 2220-1 (Rev. 4-77)   PREV.OUS ED.T.ON is OBSOLETE
    
    
    -------
    

    -------