£EPA
            •Jnitec Stares
            Environmental Protection
            Agency
              OW (WH-553)
              OPPE (PM-221)
August '989
(EPA 506,2-89,003)
Selecting  Priority
Nonpoint  Source Projects
You Better Shop Around
             SEVERITY
               OF
            IMPAIRMENT
                                           Printea on Recycled Paper

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SELECTING PRIORITY NONPOINT SOURCE
 PROJECTS: YOU BETTER SHOP AROUND
                     by

       K.J. Adler, U.S. Environmental Protection Agency
           M.D. Smolen, N.C. State University
                 August 7, 1989

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                                 REVIEWERS
                   Sarah Brichford
                   Anne Weinberg
                   Russell Bowen
                   Tom Davenport
                   Peter Mack
                   Donna Sefton
                   Elizabeth Scott
                   Lynn Wagner
Steve Coffey
Robert Steiert
Elbert Moore
John Youger
Jim Paitt
Gregory Parsons
Lynn Carlson
Bill Painter
                                DISCLAIMER
Mention of any trade names in this report does not imply an endorsement by the US
Environmental Protection Agency or North Carolina State University
  For additional copies of this report contact:
                                 Jim Meek
                      Nonpoint Sources Branch, WH-585
                     U.S. Environmental Protection Agency
                           Washington, D.C., 20460
                               (202) 382-7085

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1 Water
 4
       Conclusions for Selecting NPS  Demonstration Projects


      aualitv managers should use ranking methodologies to help form a
 onsenTus  opTnbn9on a state's  priority  NPS water bodies based  on a
combination of objective water quality,  economic and political criteria. We
bTeve maTforrn°ng a consensus is more useful than the final scores assigned
each water booY While developing consensus may take more time ,n,tially, it
provides for much more efficient implementation over the long term.

Rankina svstems should be used to identify potential NPS projects that could
SSIr^rodudng the greatest public benefit-given available resources.
None cfthesPe systems, however, are capable of removing all uncertaintyjom
 HP nrc
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                             TABLE OF CONTENTS
Conclusions .......... ..............


                                      Section
Preface   ............... ................................ .........  v\
Introduction [[[  1
    State Priority Ranking Systems ................ . . . .  ..................  1
    Priority Ranking Criteria  .................... ......................  2
       Severity or Threat of Impairment .....................................  2
       Public Value of the Water Bodies  ....................................  2
       Resolvability of NPS Impairment .....................................  3
       Availability and Quality of Asssessment Information  .......  ..................  3
    Role of Priority Ranking in NPS Programs ............ '..'.'.'. ............  3
       Priority Ranking and EPA NPS Program ................................  3
       The State Clean Water Strategy  .... ............ ' ....................  4
       Priority Criteria for Section 319 (h) Grants  ...............................  4
       Identification of Water Bodies Lacking Reliable Data  .........................  5
       Public Notice and Opportunity for Public Comment  . . ................... ....  5
    Setting State Level Priorities ...................... '.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.  6
       Concerns and Interests of Participating Agencies . ........................     6
       Assess Institutional Resources and Capabilities  ...  ..........................  6

                                      Section  II

Illinois Lake Priority System  ..........................................  7
    Introduction   ................ ...................... '.'.'.'.'.'.'.' .....  7
    Current Water Quality Evaluation   .................... ..... '.'.'.'.'.'.'.'.'.'.  7
      Trophic State  Index  ..........................................      7
      Use Impairment from Sediment ....................................     g
       Use Impairment from Aquatic Macrophytes  .........................       10
    Potential Water Quality Evaluation   ..." ................... ...........  10
      Watershed Area/Lake Surface Area Ratio ......... ......................  10
       Mean Depth  ......................................               11
       Water Retention Time  ...  ....................................      1 1
       Lake Size ..........................................            1 1
    Public Benefits Evaluation  ............................... ...'.'..    12
       Public Ownership/ Access ...................................        12
       Amount of Recreational Use  ......................................  12
       Proximity to a Standard Metropolitan Statistical Area (SMSA) ......... . . . . .....  12
       Availability of Other Publicly Owned Lakes ..............................  12
       Public Water  Supply Usage  .......................................  13
       Recreational Facilities  ....................... .............          13
       Environmental Uniqueness  ........... . .....................          13

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                                                                          ......  15
 Ohio Waterbody Priority System  	• •  • • •  • •	,  ;      15
     Introduction  	     
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    Beneficial Uses		   35
       Number of Beneficial Uses Affected	   35
       Severity of Nonpoint Source Impacts to Beneficial Uses  	   35
       State and National Priority Water Bodies	   36
    Potential for Restoration	   36
       Likelihood of Success  	   36
       Demonstration Value of Proposed Project	   37

References	   38

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                                          PREFACE
Section 319 of the 1987 Water Qufy Act proves local state ^d ^j-^^
opportunity to restore the beneficial uses of stream , l^Vg tian                  ^^ ^ ^^
(SPS) pollution. The Act also V^^^^^f^ meet state designated uses for drinking
bodies. Approxmiately 25  percent of the Rations waters       u          ked ^ the cause of impairment


«»^^

                                                                    the ™« tour years to addrsss '
 highest priority problems.


 Con^ auchorhed S«, .illio. ^^^^ i*»gj ^ £          i-
  Management Program.

                                         -__          A^onAc nn Vinu/ efficiently available resources are
  A very critical step in the success of state NFS programs depends on how e^c   J^ ^^ thdr ^5

  targeted to priority water bodies. This manual provides f^^^^^ Centrai to4the selection processes

  projects to seek  maximum public benefits from hmi e  P            2)'   blic value of the water body  3)

  reviewed is the consideration of: 1)  severity or  threat of mip™™ ^ information. Statqs use a variety

  resolvability of NFS impairment and 4' availabdity^and quality 01^a          Adaptation of these processes,
  of indices and indicators to evaluate these four cntenaror tneir                          refle?t accurately







  spent.
    VI

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                                            Introduction
 This manual presents six examples of how states identify their priorities for treatment of impaired or threatened
 water bodies  These case studies are intended to help you as a water quality manager to develop or refine your
 rrheTto^rJS^S S^^^^^: ™f — d- - P'^e 'cookbS?
 State and federal water quality managers are encouraged to use or adapt these examples to their state NPS
 management programs where appropriate so that selected projects: 1) restore the greatest beneficLl uses at a
           C°St>       mCreaSe th£ likelih°°d °f 3 SUCCeSSfUl NPS P"**-^ avdhble resources and program
    bl™       "           because sufficient Public fund* do not currently exist to address all significant NPS
 F^ovememsTu Sg EPA^°? T^ "*" b°d? imPr°Ve?.the chan<* of producing visible^ater quality
 improvements (U.S. EPA, 1987b). In turn, demonstrated water quality mprovements can helo eenerate addiHnnal
 public support, which is one of the key ingredients for long-term support of WS abatemenf


                               State Priority Ranking Systems

 About 35 states currently ^use a formal process for prioritizing their water quality or natural resource programs
 (not necessarily in their NPS program). The six systems (IL, OH, NY, NM, RI  and CO) discussed here weTe
        n         ' CaQ ^^ NPS P°11Utipn Pr°blemS and rePreSCnt the "ni<>ue ^ of the other
        processes.
 Priority ranking systems vary substantially in their complexity and in the amount of data required to employ
 them. Some states, like New York, have an extensive collection of water quality and water use data  and ffi
 rPP  if 'M  "Ir-   >6 sophf lcatlon to u/e these data- ^ere data collection is less complete, using a dec sion
               C     may    m°re Uful beCUSe k aBows                                  g
       r i         ™                                       r ^     mana8ers " P°"  » water bodes
with far less data. White mos  systems discussed in this manual rank water bodies for protection or restoration
SrTn^rZ  T ?° rank8.w»ter bodieus % additional information collection. New Mexico focLs esouS
for information collection on those water bodies that could produce the largest public benefit.
resoulrSe5^ 1^ °f the.^sttms reported here that use numerical ^ores to rank their lake
resources These scores depend on specific characteristics of the water body such as suspended solids  mean
alake' ?5 nl^to^' ""^ ^'cance, a"d many more. In the case of suspended solids, Illinofs ksTigns
SiJSSr  ^7 Mexicoxruses a decision tree .approach to rank its' water bodies (see Figure 1 page
28). Instead of numerical scores, New Mexico ranks its water bodies based on a series of quesfions  Thefe
questions include: 1) are there frequent standards violations; 2) is the resource of high value- and 3) are the re
 h^erboTTsTn^ V° addr£SS ^ Pr°blem' * '* » P°SSible l° anSWer "^'tO each °"hese quesS
a n^ericS %nk is ^    H HP ^T* ^ Protectl°n or restoration efforts. After all questions are answered,
a numerical rank is assigned depending on the number of questions answered with a "yes."

                        56 ^ !ist,of Pri°rity water bod™. In New York, this review process occurs annually
                  M         and inAdudes the Regional Water Engineer, the Regional Fisheries Manager, and
                     Jv"ng a°d Afessment Bureau.  The regional representatives provide  knowledge and
                                     BUrCaU DireCt°r — —^ Unifor^ » ^e process. Mother

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waterbody  prioritization.

                                   Priority Ranking Criteria
 water quality restoration or protection efforts.


        1) severity or threat of impairment;
        2} public value of the water body;
                                          *— th
 water bodies.

 Severity or Threat of Impairment








  drinking water, cold water fisheries, or swimming.







   sediments or degrade the trophic state of lakes.
     Public Value of the Water Bodies


                       f m=,hods to ...


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 also use related indicators such as proximity to population centers, public access, and uniqueness of the water
 body. Some states use their use classifications, e.g., drinking, swimming, fishing, assigned to a water body to
 quantify potential resource value. None of the state ranking processes that we reviewed assigned a monetary
 value to their water bodies.                                                                            }

 The value of an impaired water body is also evaluated by some states in terms of the public and political support
 for clean-up. Public support is important because it helps insure access to the long-term funding necessary for
 most NFS projects.  In  addition,  it signals the willingness  of area residents to  make changes in their land
 use/management activities that contribute to NFS pollution.
 Resolvability of NFS Impairment
 Resolvability refers to: 1) whether the critical NPS pollutants can be controlled with the available management
 m* P°l2 0™h|rf the ""Paired w*er body will recover in a timely fashion following control of pollutants
 ( ,  u ?* •  P, r      generally score projects higher if appropriate management tools are available and the
 water body is likely to respond to control efforts.

 Availability and Quality of Assessment Information

 Information to establish priority for a NFS-impaired water body is frequently limited or not available To help
 solve this problem, New Mexico uses a method to prioritize data collection efforts for these water bodies Under
 the  New Mexico system, water bodies with  greater resource value and impending threats  are given 'greater
 priority for water quality data collection and analysis. Most state ranking processes we reviewed did not evaluate
 water bodies to establish priority for the collection and analysis of additional data. Where appropriate, states can
 adapt the New Mexico process to fit their information needs.


                         Role of Priority Ranking in NPS  Programs


 Priority Ranking and EPA NPS Program

 Under section 319 of the 1987 Clean Water Act  (CWA), EPA has  issued NPS guidance that explains the role
 of priority ranking in state NFS Management Programs (U.S. EPA,  1987d). This guidance recommends that
 states select their  highest priority NPS problem  areas for the development  and implementation of  NPS
 Management Programs. According to the guidance:

        The guiding principles  in evaluating a State's waters are to maximize environmental benefits
        by devoting resources and efforts to  water resources in a  priority order that recognizes the
        values of the waterbody in question,  the benefits to be realized from various control actions
        (including  evidence of local public  interest and  support),  and  the controllability of  the
        problem(s) (emphasis added).

 Water bodies are ranked to decide which NPS impaired or threatened water body should be treated first  The
 ranking process  is based on a set of parameters that are  indicators of the degree and type of water quality
 problem, the difficulty involved in restoration and/or preservation, and the type and approximate value  of
 expected benefits of restoration. Each state uses its own ranking process.
          PA-™      «> u      W3ter b°dies is °ne part of a lar&er Prioritv settini Proce<* known as
targeting  EPA s Office of Water has made targeting an integral component of its NPS policy and has issued a
technical publication titled Setting Priorities: The Key to NPS Control (U.S. EPA, 1987b). This publication explains
how to develop a  targeted NPS program and set priorities at the state and watershed  levels  (the manual's
suggestions for setting priorities at the state level are briefly reviewed in the next chapter).

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The State Clean Water Strategy

                 ^^s^^?^^^c " (SMt      ''  '
                            ^^^
 quality problems.

 K?4£=^^
 pri rity water bodies are summarized in Box 1.
                                          Box 1
                     Targeting Criteria for the State Clean Water Strategy

     1  What water bodies are currently or potentially most valuable from various perspectives-aquatic
        habitat, recreation and water supply for example?
     2. What water bodies are subject to adverse effects from both  pollution and aquatic habitat
        destruction (wetlands)?
     3. What tools are available to address the identified problems?
     4. What areas are most likely to be improved through governmental action?

     5. Which problems are most amenable to the available tools and controls?

      6.. What is the degree  of public support  (local or statewide) to protect  a particular aquatic
         resource?
      7.  How willing  are other governmental agencies to take steps to use their tools and resources
         to help address the problem?
      8.  Where would "combined actions' offer the greatest benefit relath/e to the value of the aquatic
         resource?
   Priority Criteria for Section 319(h) Grants




   (U.S. EPA, 1987d).

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                                               Box 2
                             Priority Grant Criteria for Section 319 Funds

      1.  control particularly difficult or serious nonpoint source pollution problems, includinq but
         not limited to, problems resulting from mining activities;

     2.  implement Innovative methods or  practices for  controlling nonpoint sources of pollution
         including regulatory (e.g. enforcement) programs where the Administrator deems appropriate;

     3.  control interstate nonpoint source problems;

     4.  carry out  ground-water quality protection activities which the AdrrAiistrator determines are
         part of a comprehensive nonpoint source pollution control program;

     5.  address nationally significant, high risk NFS problems;

     6.  address surface/ground-water (cross-media) issues;

     7.  integrate Federal, state, and local programs;

     8.  provide for monitoring/evaluation of program effectiveness;

     9.  comprehensively integrate CWA requirements;

    10.  demonstrate a long-term commitment to building  of institutions necessary for effective NFS
         management and the continuation of such institutions beyond the authorization period; or

    11.  EPA Regions may have additional criteria or priorities for delegating funds.
   (Emphasis added)
 Identification of Water Bodies Lacking Reliable Data
                                 or threatened water bodies can place a large burden on state resources. As
                                     encourages states to develop a strategy for the collection of additional
        The State should clearly identify navigable waters where available information does not support
        reliable assessment, and  provide a strategy and timetable for completing the assessment of
               V      W3terS m e'ther the'r Assessment ReP°rt or Management Program (emphasis
This strategy should focus data collection and evaluation efforts on water bodies where NFS management is
expected to produced the greatest public benefits. Some of the ranking processes discussed in this report can help
states identify high priority water bodies for which they lack the necessary information to fulfill section 319
assessment requirements.

Public Notice and Opportunity for Public Comment

EPA strongly encourages states to involve other groups with water quality interests in the development of State
Management Programs and the selection of NPS priority water bodies. The involvement of local groups  can be
particularly valuable where the lack of reliable  data precludes the identification of priority water bodies. Most
of the case studies reported here provide  opportunity for public input.

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                              Setting State Level  Priorities
                    ,   «v Jmnaired water bodies for NFS control actions, states should consider a number
In developing a process tc, rank£ng«d ^J2~iibiittai of efforts and funds including, ^concerns and
of additional factors necessary to achieve an_°l™  d    bilities of participating institutions. In the following
^^^S^^S^S^^ Cities at?he sta'te le^el from the Setting Pnon^s
manual (U.S. EPA, 1987b).
Concerns and Interests of Participating Agencies




 SSJSi;  S S^^1!^^^ TdshoeuusmDAke sure that the NPS      8
 also reflects the priorities of the cooperating agencies,  including USDA.
 Assess Institutional Resources and Capabilities

 -\«=^^^^
 k important for maintaining public and legislative enthusiasm.

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                                               Contact:  Donna Sefton
                                                        Illinois Environmental Protection Agency
                                                        Division of Water Pollution Control
                                                        2200 Churchill Rd., P.O. Box 19276
                                                        Springfield, IL 62794-9276
                                                        (217) 782-3362
                  ILLINOIS  LAKE PRIORITY  SYSTEM
                                           Introduction

The state of Illinois has established a four tier targeting process for selection of rural NFS abatement projects.
This process allows federal,  state,  and  local agencies to participate in  the  planning, implementation, and
evaluation of rural NFS projects. The Illinois lake classification system information is utilized as input in this
process.

The Illinois lake classification system is used to screen and evaluate lakes for funding under the U.S. EPA Clean
Lakes Program (CLP).  Many of the CLP's priorities parallel section 319 priorities. As a result, the  Illinois
priority ranking mechanism can help states select NFS impaired or threatened water bodies for their  NFS
Management Program. The Illinois State Watershed Priorities Committee uses  the  program  to prioritize
watershed land treatment projects  for funding. Since this mechanism is  designed primarily to screen lakes,
application to streams will require some modification.

Illinois EPA's Division of Water Pollution Control (DWPC) assesses lakes for the following evaluation categories:
1) current water quality, 2) potential water quality or improvement/maintenance potential; and 3) public benefits.
Within each category, lakes are evaluated based on measurements and indicators of water quality, hydrology,
watershed characteristics, and lake use. Lakes with greater priority for rehabilitation or management receive a
higher score. Possible scores  for each category are shown in Table 1.


                                              Table 1
                           Lake Evaluation Categories and Possible Scores

               Evaluation Category                                      Possible Points

               Current Water Quality                                       40 . 100
               Potential Water Quality                                      0-100
               Public Benefits                                             0-150
                              Current Water Quality Evaluation

Current water quality is evaluated according to the following factors:   1) Carlson's Trophic State Index; 2)
severity of use impairment from sediment; and 3) severity of use impairment from aquatic macrophytes. Possible
scores  for current water quality range from 40 to 100 points (the higher score means greater impairment and
greater priority for clean-up efforts). Scores for each water quality factor are shown in Table 2.

Trophic State Index

Carlson's Trophic State Index  (TSI) gauges lake  eutrophic conditions and provides  a  uniform measure for
comparing lakes. The TSI is commonly used by state agencies and provides a  uniform basis for comparing

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trophic condition, aero. states and region,  The 1SI is re- ,ewed in Box 3, "Measuring Carlson, Trophic

State Index."

TSI scores for each ,ake are — j^,^^
1 (Mean Tropic State ^) Jj^dK mSS^faother words, hypereutrophic lakes are considered
and hypereutrophic lakes should receive> »eJ*   J ° £  , k ^ h  TSI score above 70 was not given greater
                                              Box 3
                              Measuring Carlson's Trophic State Index



    TSI can be calculated from Secchi disc transparency  in meters,  chlorophyll ajn ugA and  total
    phosphorus ta S/LThe following equations are used to calculate the .ndex number.
         Secchi Disc

         Chlorophyl a

         Total Phosphorus
TSISD
         60 - 14.41 InSD


         9-81 InCHLA + 30.6


TSIjp   = 14.42 InTP + 4.15 ' ,
     sarnpling data are not available LANDSAT data are used.

     When interpreting TSI calculations, DWPC explains that it is important to consider a ;number of

     Carlson's assumptions.
           1     Secchi transparency is a function of phytoplankton biomass;
     In the case of Illinois and other lakes, these assumptions may not be valid where:
                                                                                      crop ,rom
                            ^"Though largl amounts of phosphorus may be present


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                  Evaluation Factor

                  1. Mean Tropic State
                    Index (Carlson, 1977)
                 2. Use Impairment from
                    Sediment
                 3. Use Impairment from
                    Aquatic Macrophytes
            table 2
Current Water Quality Evaluation
   (Possible score: 40 -100 points)

            Weighting Criteria

             a. >7Q
             b. >.60 <70
             c. >50  <60
             d. <50

             a. Substantial1
             b. Moderate
             c. Slight
             d. Minimal

             a. Substantial
             b. Moderate
             c. Slight
             d. Minimal
  See text for discussion of weighting criteria.
 Use Impairment from Sediment
Points

 70
 60
 50
 40

 15
 10
 5
 0

 15
 10
 5
 0
 Illinois Environmental Protection Agency's initial water quality management planning efforts documented the
 most severe agricultural NFS related problem in Illinois, which was soil erosion resulting in lake sedimentation
 Suspended or deposited sediment is  a major  cause of use impairment in Illinois lakes.   Based  on field
 observations and examination of sampling data, qualitative sediment impairment ratings have been developed
 by Illinois EPA staff and Department of Conservation field biologists, and are shown in Table 3.  The criteria
 used to evaluate use impairment from sediment are total suspended solids, secchi disc transparency, and annual
 loss in lake capacity  The mean score of these criteria, from Table 3, is used to  calculate the DWPC sediment
 Jece vmo   ' t                    ng substantial ™Pairment receive 15 points, while minimally impaired lakes
                                                 Table 3
                                    Use Impairment from Sediment1

                                                 Weight
             1.  Total Suspended
                Solids (mg/l)
            2.  Secchi Disc
                Transparency (in.)
            3.   Annual Loss in
                Capacity (%)
a. Substantial
b. Moderate
c. Slight
d. Minimal
a. Substantial
b. Moderate
c. Slight
d. Minimal
a. Substantial
b. Moderate
c. Slight
d. Minimal
>25
>15 <25
>5 <15
<5
<24
>24 <48
>48 <79
>79
>0.75
>0.50 <0.75
>0.25 <0.50
<0.25
                                           Points

                                            15
                                            10
                                            5
                                            0

                                            15
                                            10
                                            5
                                            0

                                            15
                                            10
                                            5
                                            0
1™.
 This table is summarized in Table 2.

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Use Impairment from Aquatic Macrophytes
Lakes are also evaluated for use i

range from IfTpoints for lakes with substantial macrophyte i
for minimally unpaired lakes (less than 25% coverage).
                                                                        coverage or more), to 0 pomts
                                               Table 4
                              Use Impairment from Aquatic Macrophytes
         Criteria

         Littoral Area
         Covered by
         Macrophytes (%)
                                               Weight

                                               a. Substantial
                                               b. Moderate
                                               c. Slight
                                               d. Minimal
>75
>50 25 <50
<25
Points,

15
10
 5
 0
  This table is summarized in Table 2.
  DWPC cvaluaus a,»atic »ac,oph,,e tapataen,,
                               Potential Water  Quality Evaluation
  aquatic macrophytes.
  DWPC uses four factors to rate each lake's potential water qualUy



                               Sa'SIS^b.^TU score for thele set of factors ranges

  from 0 to 100 points.

  Watershed Area/Lake Surface Area Ratio

  The ratio of watershed area to lake surface — «£*



   a significant effect where these loadings are channeled into a small water body.
   Studies of Illinois lakes showed that the highest quality








                            ^^
    Table 5).
    10

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                                                Table 5
                          Potential Water Quality Evaluation Factors and Scores
                                        (Possible Score: 0 to 100 points)
                 Evaluation Factor

              1.  Ratio of Watershed
                 Area to Lake Surface
                 Area
             2.   Mean Depth (feet)
             3.   Retention Time (years)
             4.   Lake Size (acres)
 Weighting Criteria

 a. <20:1
 b. >20:1 ,<50:1
 c. >50:1 <. 100:1
 d.
 a. >15
 b. >10 <.15
 c. > 5 <10
 d. <5

 a. >1.0
 b. >0.50 <.1.0
 c. > 0.25 .< 0.50
 d. <0.25

 a. > 100 .<500
 b. > 40 .< 100 or
  >500.<1000
d. .<40 or
  >1000
Points

 30
 20
 10
 0

 30
 20
 10
 0

 30
 20
 10
 0

 10

 5

 0
 Mean Depth












Water Retention Time
                                                                      ,
volume divided by volume of watershed runoff     J?   i ¥ '   ^ LRetentlon time « calculated as lake
relatively greater volumes ^^^^^^^^^^"^ "^ rfetenti°n time receive
 r
                                                                              S.-SSSS1S
                                                                                                11

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Lake Size

A<  lake size  increases  the control of nutrients  and sediments  becomes more difficult  requiring  a  greater
toeSeJTrfSSS From the sport fisheries management perspective, lakes between 100 and 500 acres are
A^^StK^tSlplcm^oa of a management strategy (Paladino, 1983).  These lakes Deceived 10
points, the highest score for this category (see Table 5). Lakes smaller than 40 acres received 0 points because
they are generally not capable of supporting a diverse sport fishery.


                                  Public Benefits Evaluation


              lakes most important to the public, DWPC conducts a public benefit evaluation of Illinois' lakes
         es with thereate?t current or potential public benefit are deemed candidates for the expenditure of
         ds for oroteSSn or rehabilitation. The seven factors utilized in the public benefits evaluation are listed
 ,n  4ao>c ofafon^ She weighting criteria and  possible scores. Higher scores reflect greater public benefits.
 For each lake, the potential benefit score ranges  from 0 to 150 points.

 Public Ownership/Access

 DWPC considers public ownership and the availability of public access two of the °°*  ™|£"a^/eSsTsee
 evaluating a lakes' public benefits. Four levels of  public ownership/access  are used to evaluate benehts (see
 Table 6).

  1)     The entire lake bottom is publicly owned and the entire shoreline is accessible to the>  public,
         or, the lake is dedicated to public use and the entire shoreline is accessible to the public.

  2)     The entire lake  bottom  is publicly owned but the shoreline is not entirely  accessible, to the
         public; or, the lake is dedicated to public use and most of the shoreline is  accessible to the
         public.

  3}    The lake is partially owned by the public and there is partial public access to Che shoreline;
         or, a limited portion of the lake is dedicated to public use and access.

   4)    The lake is either not publicly owned and not  dedicated to public use or there is no public
         access.

  Amount of Recreational Use
  The magnitude of public benefits increases as the number  of recreatiomsts increase (U.S. EPA, 1980b)
  EsL™e?of usage frequency were obtained from lake managers, Illinois Department of Conservation staff or
  HHnS EPA field s affq Lates with very heavy use (>200,000 visitors/year) receive the maximum score of 15
  poims  while  lakes with light use (<25,000 visitors/year) receive 0 points, as shown m  Table 6.

  Proximity to a Standard Metropolitan Statistical Area (SMSA)

  In general SMSAs are large metropolitan areas and their adjacent communities with a population greater than
  50,000. The location of SMSAs is available from U.S. Bureau  of Census.


  ^/;»s^«^
  maloTfactS the number ofTse^s and amount of benefits (U.S. EPA, 1980b). Scores for this factor are shown
  in Table 6.
   12

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 Availability of Other Publicly Owned Lakes

 In prioritizing lakes, the Illinois Department of Conservation considers the supply of lakes in the area versus
 the existing or potential demand.  Greater priority is given to  areas where high quality lakes  are scarce and
 user demands are large. Availability of other publicly owned lakes is measured as the acres of  publicly owned
 lakes in a county divided by the county  population. Where availability is low, lakes are assigned  a higher score,
 as shown in Table 6.

 Public Water Supply Usage

 Lakes that serve as  a primary or alternative public water supply were considered to provide additional public
 benefits.  Primary water supplies received 20 points, while alternative  water supplies received  10 points (see
 Table 6).

 Recreational Facilities

The existence of recreational facilities  helps increase the public benefits associated with a lake. Recreational
facilities considered in  this evaluation  are: beach, boat ramp,  picnic area, camping area, park, boat rental,
concession, marina,  and bicycle trail. Lakes with more facilities  received a higher score,  as shown in Table 6.'

Environmental Uniqueness

Lakes that represent a unique or uncommon natural resource, and that provide a unique  or uncommon natural
setting have "immeasurable public benefit," according to DWPC. Unique or "unmatched"  lake resources receive
an additional 50 points. The criteria for identifying these lakes  are: 1) oligotrophic water quality; 2) capability
to support year-round cold water fisheries; 3) capability to support rare or endangered species highly valued by
Illinois  residents; and, 4) provide a unique one-of-a-kind environmental setting for Illinois.

Uncommon lake resources receive 25 additional points.  The criteria for identifying these lakes is less rigid and
includes: 1)  mesotrophic water quality;  2) capability to support  a put-and-take trout fishery; 3)  natural glacial
lakes with undeveloped shorelines and natural surroundings or which are part of a chain-of-lakes; 4) artificial
lakes in urban areas  which have unusual, natural, undeveloped surroundings; and, 5) artificial lakes in rural area
which are deep with steep watershed  terrains and  rock outcroppings in addition  to  natural, undeveloped
surroundings.  These scores are also shown in Table 6.


                              Overall Lake Classification Rating


The overall classification rating for each lake is obtained by summing the points received in the three evaluation
categories. The higher the total rating on a scale of 40-350, the better candidate the lake for Clean Lakes
funding or implementation of protection, restoration, or management measures. The classification list serves as
an initial  screening  tool for determining  those  projects which are  best  candidates for  implementation of
protection, restoration, or management measures.  It does not restrict the order that projects may be submitted
for assistance or funded. Factors such as local priorities, local interest, resource commitment, and readiness to
proceed are  also evaluated  in conjunction with  this rating when developing the  final priority ranking of
applications for various  program authorities each year.
                                                                                                     13

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         Fualuation Factor

1. Public Ownership/Access
2. Amount of recreational
   use associated with lake
                     Table 6
Public Benefits Evaluation Factors and Scores


                     Weighting Criteria1

     a Entire lake bottom publicly owned and entire shoreline public access; or,
      ' dedicated to public us« and entire shoreline public access.
     b. Entire lake bottom publicly owned but entire shoreHne notpubhc ' access.
       or dedicated to public use and most of shoreline public access.
     c  PartlanyTubliclyowned and partially public assess; or, a limited  port.on

                                                 to public use; or, no Pub,ic
  access.

a Verv heavy
b Heavv
c Moderate
d Light
                      (> 200,000 visitors per year)
                       > 100,000 <2QO.OOO visitors per year)
                      (> 25.000 <.100,000 visitors per year)
                      (<. 25.000 visitors per year)
 3.  Proximity to Standard Metropolitan  a. Within SMSA (0 miles)
                                      b. > 0 .<25 miles
 4.  Availability of other
    publicly owned lakes (expressed as
    Public Lake Surface  Area/County
    Population)

 5. Public water  supply usage
 6. Recreational facilities
  7. Environmental uniqueness
 a. <0.01 acres per capita
 b. >0.01 .<0.1 acres per capita
 c. >0.1 acres per capita


 a. Primary public water supply
 b. Alternate public water supply
 c. Not a public water supply

 a. Facilities to support four or more recreational uses, or
   facilities for swimming.
 b Facilities to support two or three recreational uses.
 c. Facilities to support only one recreational use.

 a Unique (unmatched) natural or aquatic resource and
   environmental setting for Illinois.              .  nm(,nlai
 b. Uncommon natural or aquatic resource and environmental
    setting for Illinois.
 c. Not a unique or uncommon natural or aquatic resource or
    environmental setting for Illinois.
                                                                                                           Points
                                                                       30

                                                                       20

                                                                        10
 15
 10
 5
 0

 15
 10
 5
 0

 10
 5
. 0
                                                                              20
                                                                              10
                                                                              0
                                                                                                               10
                                                                                                               5
                                                                                                               0
                                                                                                               50

                                                                                                               25

                                                                                                                0
   1 See text for discussion of weighting criteria.
   Reference

   Springfield: February 1984.
    14

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                                                     Contact: John Youger
                                                             Ohio EPA
                                                             1800 Water Mark Dr.
                                                             Columbus, OH 43266
                                                             (614) 644-2893
                                OHIO  WATERBODY
                                PRIORITY SYSTEM
                                          Introduction
In response to the Clean Lakes Program, Ohio Environmental Protection Agency developed a ranking process
to prioritize their lakes for restoration and protection.  Ohio's ranking process is divided into four parts to
consider separately: 1) public benefits, 2) water quality and ecological value, 3) lake morphology and watershed
characteristics, and 4) local funding criteria.


                                        Public Benefits

Proximity of Lake to  Major Population Center

Under this criteria, lakes located closer to major population centers are given greater priority  (see Table 7).
Cities with a population greater than 20,000 are considered a major population center. Proximity to major
population centers is  considered less biased than actual  lake attendance  estimates  because it accounts for
potential utilization. Where several smaller cities are located near a lake, their populations are summed.
                                             Table 7
                                Proximity to Major Population Center*

                       Weighting Criteria                              Score

                       ,<5 miles                                     10 points
                       >5 <.10 miles                                 5 points
                       > 10 <25 miles                                 2 points
                       > 25 miles                                     0 points
 Major population center is defined as city with a population greater than 20,000.
Proximity to Other Public Recreational Lakes
A lake is given greater priority when alternative recreational lakes are not available to the public (see Table
8). The purpose of this criteria is to increase lake recreational opportunities where they do not currently exist.
                                                                                               15

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                                                 Table 8
                              Proximity to Other Public Recreational Lakes
                        Weighting Criteria
                          .   miles
                         >10  <2Q miles
                         > 20 40 miles
Public Ownership of Shoreline

Public ownership of lake shoreline is use
a. lake restoration or protection project
that when private ownership of the shor
                             Score

                              0 points
                              3 points
                              5 points
                             10 points
; a surrogate measure of the potential public benefits derived from
.  Table 9). According to Ohio EPA, it has been their experience
.  is high, public access is frequently restricted.
                                                  Table 9
                                       Public Ownership of Shoreline
                         Weighting Criteria

                         <_10 percent
                         >10 <30 percent
                         >30 <70 percent
                         >70 percent
                              Score

                               2 points
                               4 points
                               7 points
                              10 points
 "percent of lake publicly owned.
 Existing and/or Potential Uses and Recreational Opportunities

 A lake is a*  .ded five points for each available use or recreational activity listed in Table 10. Points are also
 Awarded liberally for potential recreational opportunities." Lakes may only meet the criteria for Public: access
 clearly marked" where public access is currently marked. Currently used public drinking water reservoirs are
 always awarded points.  Potential water supply reservoirs must be of significant volume and in close proximity
 to a user population.
                                                  Table 10
                        Existing and/or Potential Uses and Recreational Opportunities
                     Activity

                     Rshing opportunity
                     Boating opportunity
                     Swimming opportunity
                     Public ac-* -°> clearly marked
                     Lake wis-  •  * mile of public transportation
                     lake is c    . : be used as a public water supply
                                         Score

                                         5 points
                                         5 points'
                                         5 points
                                         S points
                                         5 points
                                         J> points
  *Alake may receive a total of 30 :   -j for this criteria.
  16

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                               Water Quality and Ecological Value

 Trophic State

 Lakes that score lower on Carlson's Trophic State Index (TSI)--are less eutrophic--are given greater priority
 for protection or restoration (Carlson, 1977).  Ohio EPA believes that the enhancement or protection of less
 eutrophic lakes is more cost-effective.

 The TSI is based on summer chlorophyll a,, summer secchi disk transparency, and total phosphorus For a more
 complete discussion of TSI calculations see Box 3 in the Illinois case study.



                                                 Table 11
                                       Trophic Level Classification

                         Weighting Criteria                 TSI*             Score

                         Hypereutrophic                    >210            3 points
                         Eutrophic                         >.149 <210       7 points
                         Mesotrophic-Oligotrophic            <149 .           10 points
 *
  As defined using Carlson's Trophic State Index
 Unique Ecological Characteristics

 Lakes that contain unique aquatic habitats, or plant or annual species of special significance are given additional
 priority for protection or restoration (see Table 12).
                                                Table 12
                                    Unique Ecological Characteristics

                Weighting Criteria                                         Score

                Lake contains a unique ecological habitat or plants
                and/or animals of special significance.                         15 points

                Other lakes                                               0 points
                        Potential for Lake Protection  or Restoration

Lake morphology and watershed characteristics play an important role in determining lake water quality and
the potential  for long-term water  quality improvements.   To evaluate the potential for lake protection or
restoration, Ohio EPA assesses for each  lake: 1) the ratio of drainage area to lake surface area, 2) drainage
basin sediment yield, and 3) mean lake depth.                                                   '       ^

Drainage Area to Lake Surface Area

The ratio of watershed drainage area to lake surface area is one factor that determines the quantity of sediment
nutrients and other pollutants  entering a lake and the difficulty involved in controlling them. In addition  lakes'
with high drainage area to surface area ratios may flush pollutants very quickly. As a  result, Ohio EPA gives
greater priority to lakes with low drainage area to surface area ratios (see Table 13).


                                                                                                     17

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                                               Table 13
                         Watershed Drainage Area to Lake Surface Area Ratio


                        Weighting Criteria                                Score

                        >200 to 1                                  .0 P°ints
                        >_100<200to1                                  2 points
                        2.50 < 100 to 1                                   4 points
                        >20 <50to 1                                    6 points
                        ~5  < 20 to 1                                     8 points
                        ~S to 1                                        10 P°ints
Drainage Basin Sediment Yield

Restoration and protection efforts in lakes  located in basins with  lower sediment yields are more likely to
produce longer term benefits. Ohio EPA gives these lakes  greater priority (see Table 14). Sediment yield
estimates for each lake were based on the publication Sediment in Ohio (Anttila and Tobm, 1978).

Mean Lake Depth

Based on work by Vollenweider and Dillon (1974), shallow lakes are  more likely to become eutrophic than deep
lakes receiving the same nutrient loadings. Therefore, Ohio EPA gives greater preference to deep lakes because
they can be more easily protected from eutrophication (see Table 15).


                                                Table 14
                                     Drainage Basin Sediment Yield

                        Weighting Criteria*                               Score
                        l_ow                                           10 points
                        Moderately low                                  7 points
                        Moderate                                       5 points
                        Moderately high                                  2 points
                        High                                           0 points
 *Basodon sediment yield map in Anttila and Tobin, 1978.
                                                , Table 15
                                            Mean Lake Depth

                         Weighting Criteria                                Score

                         <2 maters                                      0 points
                         >2 <5 meters                                   2 points
                         >5 <10 meters                                  5 points
                         >10~meters                                    10 points
  18

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                                        Local  Funding Criteria
 After numerical scores have been determined, potential lake projects are reviewed to evaluate the availability
 of local matching funds, and placed in  one of the three groups listed in Table 16.  Within  each of these
 categories, projects are ranked according to their numerical scores. The purpose of these funding groups is to
 increase the priority of lakes with low numerical scores but strong local monetary support. Only lakes in group
 A receive state support. If local funds do  become available, projects in group B or C can be moved to group A.
                                                 Table 16
                                           Local Funding Criteria
                 In this group are those lakes for which local matching funds acf available
                 or might be available in the near future, and for which Phase I and Phase II*
                 applications are believed to be forthcoming.

                 In this group are those lakes where there is a viable interest in applying for '
                 Phase I or Phase II funding, but where local matching funds are unavailable.

                 In this group are those lakes recommended for inclusion on the prioritization
                 list but for which active local support has not been identified.
                                                                                           Group
 Phase I applications are for feasibility studies and Phase II are for funds for restoration.
Reference

Ohio EPA. Report on Ohio's Priority Lakes for Restoration or Protection, by John D.  Youger.   Division  of
Surveillance and Standards. Columbus: January 1982.
                                                                                                        19

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                                            Contact:  Peter Mack
                                                   Monitoring and Assessment Bureau
                                                   NY State Department of Environmental Conservation
                                                   50 Wolf Road, Albany, NY 12233
                                                   . (518) 457-3495
                         NEW  YORK  WATERBODY

                               PRIORITY SYSTEM


                                         Introduction

New York issues a "Priority Problem Water List" to help guide the expenditure of water program resources
and document workload for federal grants and loans. This list covers approximately 3,500 miles of rivers and
their associated lakes, 1,500 square miles of estuaries and bavs,  and the Great Lakes bordering New York.

Stream segments, which includes lakes, where  designated uses are impaired from either .point or nonpoint
sources of pollution are included on the list. Each stream  segment is evaluated according to its type, degree
and aerial extent of impairment. Critical pollutants and their sources are also considered, along with waterbody
value, stream flow and state water quality classification. Omitted from this assessment are legal mandates,
feasibility, and remediation or protection costs.                                          .

The priority list is revised biannually by a panel convened at each  of the nine  Department of Conservation
(DEC) Regional Offices. Participants in the panel include the Regional Water Engineer, the Regional Fisheries
Manager, and the Director of the Monitoring and Assessment Bureau. The regional representatives provide
knowledge of research studies, monitoring data, and public perception of use impairment in their area, while
the Bureau Director assures statewide uniformity in the process.

In 1988, DEC initiated a program to elicit greater public input from New York citizens who  fish, swim, sail, or
live at the edge of state waters. Many of these people have intimate knowledge about the use!of the state's water
bodies. The state will distribute this public input to each of the nine Regional Offices. Public complaints and
concerns can be used to modify the list of priority water bodies.

                                     The Scoring  System

Only stream segments that have demonstrated water quality impairment are placed on the priority list. Stream
segments are prioritized according to: 1) water classification, which is based on the best possible use for that
segment (types of use considered include drinking water, swimming, afld fishing);  2)  severity of the problem,
which is based on the frequency of use impairment; 3) flow; and, 4) potential resource value, which for freshwater
is based on the segment's public access, uniqueness, and size. Potential resource value for marine waters is based
on shellfish productivity and presence of migratory passageway for anadromous fish.

A priority score  is computed for each impaired stream segment according to the following equation:

                       Priority Score = PrW, + P2W2+ P3W3+  P4

         where

                       P1 = Stream Classification Factor = 35 points
                       P2 = Problem Severity Factor            = 30 points
                       P3 = Flow Factor                      = 10 points
                        P4 = Potential Resource Value          = 0 to 25 points


 20

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         and
                                               Maximum Score = 100 points
                        W1 = Stream Classification Weighing Factor
                        W2 = Problem Severity Weighing Factor
                        W3 = Flow Weighing Factor
 Scores for stream classification (^W,),problem severity (P2W2),and flow (P3W3)will vary according to the
 weighing factors (W,. 3),which are expressed in fractional values (0.1 to 1.0)  Unlike P1  P?pTeCfs edas

 Ba'Ton tKr"1 reS°UrC; V3lUe ^^ ThC maXlmUm SC°re a ^-segment may^e'ceive ilW potts
 Table 1°             imP     Stfeam SegmCntS  ^   e° given a high' medium' or low P"ority, as shown in
                                              Table 17
                                    Priority Ranking Classification
                               Rank

                               High

                               Medium

                               Low
                                                              Score

                                                              80-100 points

                                                              60 - 79 points

                                                              <60 points
Stream Classification Priority Score

The maximum score for stream classification is 35 points if the stream classification weighing factor (W, ) equals
0; ^ Jn    1S aSSlgD   ? fresh7ter streams in ft* "^tural" state and saline watersTat support sllfXg
         vT.,rSFge r? °r anadromo.us fish (see Tabl« 18)- Classifications for less beneficial use ircgSSl
    New V± Sta^W,5 e^n T? " ^^ WJr according to the segment's "best use" as determfieTbJ
    New York State Water Classification. These classifications and W, value are shown in Table 18.
Problem Severity Priority Score (P2W2)

InT
ana
                                     ^^^^
                                                                           StrMm
relationhin rnh ,« ' f f    ,         er°S1OD'
however  Chan± £5 ™ threfttened Stream
     undated TSdSl rf ^    ^
          vies
                        tc^           h
                       stream segments  show intermittent or  marginal use restrictions  and

                              65       Siti°n'   6^' °f P°PUlat£n- T^^^
                                                      k b not Possible to determine a cause and effect
                                                 the water quality currently supports use and ecosystem
                                                 ^P™™* or ecosystem disruptions. Table 19 has no
                                              Categ°rieS bCCaUSe DEC has not ««Wned these categories
ue
use
                               °bse™tl™ andother information sources are considered when evaluating
                     managers are consulted for information on consumption advisories, anomalies, and fish
                                                                                               21

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     in addition to ammonia and/or chlorine toxicity from wastewater treatment facilities. State and local health
£*; tments report beach closings and restrictions, and water supply restncuons. Pub^oClaintS
are reviewed. Information of non-complying landfills and hazardous waste sites are also
                                                      Table  18
                                     Stream Classification  Weighing Factors
 Best Uses
 Freshwater
 Natural Water1
 (This water is in its
 natural condition)
                                                      Best Use Impairment
Point source discharge identified.
Inadequate filtration by lateral
soil travel identified.
                                                                                                  Weighing Factor (
                                                                                                   1.0
 Drinkable Water
 Primary Contact Recreation
 Secondary Contact Recreation
 (Swimming, fishing, boating)
Water declared non-potable.
Failure to meet water quality
standards.
                                                                                                   0.9
  Primary Contact Recreation
  Secondary Contact Recreation
  (Swimming, fishing, boating)
Bathing beach closed or swimming
prohibited
No bathing warnings posted for 2
to 3 days following heavy rainfall
                                                                                                   0.7*
  Secondary Contact Recreation
  (Fishing and boating)
 Fish not edible due to toxic
 concentration.
 Rshing prohibited/restricted.
 Fishkill
                                                                                                   0.5
  Secondary Contact Recreation
  (Fishing and boating, however,
  aquatic habitat will not support
  lish propagation or balanced
  fish population.)
                                              Fishing prohibited/restricted.
                                                                                                   0.4
  Saline Water
  Shellfish
  (Includes primary and
  secondary recreation)
                                              Shellfishing lands closed.
                                                                                                    1.0
   Primary Contact Recreation
   Secondary Contact Recreation
   (Swimming, finishing, but no
   shelifishing.)
 Saline bathing beach closed or
 swimming prohibited
 No bathing warnings posted for 2
 to 3 days following heavy rainfall
                                                                                                    0.7
   Secondary Contact Recreation
   (Finishing, but no swimming
   or shelifishing. Includes
   support of viable fishing and
   wildlife habitat.)
 Rshing prohibited/restricted.
 Fish species impaired/loss.
 Rshkill
                                                                                                    0.5
   Primarily Non-Recreational
   (Saline uses other than
   fishing and recreation.)
                                               Rshkill
                                                                                                    0.4
   llncludes best uses in lower classes.
   2Add 0.1 if stream or lake supports trout propagation or put and take trout fishing.

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  Severe
  Moderate
 Slight1
                                  Table 19
                     Problem Severity Weighing Factors


 A water segment is rated as having a severe problem when a designated
 use is precluded or not supported by the water quality of the segment
 This may include beach closures or a ban on fishing.

 A water segment is given a problem severity rating of moderate when a
 classified use is frequently impaired.  The designated uses of the segment
 are partially supported by the water quality of the segment, however
 full use of the segment is not attained. Beaches that  are closed by a
 moderately sized storm 25 to 50 percent of the time, or waters that have
 an advisory warning people not to eat the fish are considered moderatelv
 impaired.                                                     '

A water segment is rated as having a slight problem when a classified
use is occasionally impaired.  Typically, these segments have very
localized problems. The designated uses of the segment are basically
supported by the water quality of the segment.
                                                                                       Weighing Factor
                                                                                                 1.0
                                                                                                       0.6
                                                                                                      0.2
                  °mit thlS Cat690ry in fUtUre assessments and *> ««d two new categories, stressed and threatened. See text for
 Flow (P3W3)
                                              ot concm '° flshe'me"
                                                   Table 20
                                            Flow Weighing Factor
                          Row (MA7CD/10)1

                          Over 150 cfs, Lakes, and Estuary

                          150to20cfs

                          Under 20 cfs
                                                 Weighing Factor

                                                        1.0

                                                        0.7

                                                        0.2
Potential Resource Value Priority Score (P4)


A freshwater stream's potential resource value is measured as the sum of three  factors- 1)  public access  2^



mree cntena, potential resource value is measured as the sum of these different factors.
   TaWeTl
Scents

                       tenM °f  ° Percenta8e of
                                    *
                                                                         shoreline accessible to the public, as

                                                                                COnStitUteS
     Minimum average 7 consecutive day/10 year flow.
                                                                                                          23

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The Uniqueness Factor provides four categories for  evaluating stream segments.  "Unique statewide fishery
resource" includes very high quality trout streams and lakes with excellent walleye fishing.  ^Potentially unique
or historically significant" includes water bodies that have been selected for the states Wild and Scenic river
program. Areal Extent of Impairment Factor, like Public Access Factor, is measured coarsely and is not intended
to be scientifically accurate.

Potential resource value for saline waters, as shown in Table 21, is based largely on the existence of shellfish
beds and migratory passageways for anadromous fish  (striped bass).  According to DEC, high priority is given
to these resources because  of intense public interest and concern (Mack, 1988).

Resolvability

Resolvability refers  to whether a water  quality impairment can be corrected with  the available resources,
expertise, and program authority.  While resolvability  is not included in the priority scoring system, DEC does
consider this factor hi a later stage of   ":ir water quality planning process.  The list of factors DEC considers
is shown in Table 22.
                                    Rat.
         Table 21
is for Potential Resource Value
                                  CRITERIA
                                                  .POINTS (P4)'
         Freshwater
         Public Access  Factor
                                  a. >5Q%
                                  b. >10% <49%
                                  c.
         Uniqueness Factor
                                  a. Unique Statewide fishery resource
                                  b. Potentiaf-  jnique or historically siqnificant
                                  c. Similar   .--ureas within county
                                  d. Similar' • ources available [cca...
         Areal Extent of Impairment
                                                     12
                                                     10
                                                      8
                                                      6
                                  a. > 5 miles of streams
                                     >100 acres of lakes
                                  b. > 1 <5 miles of streams
                                     > 10 ^.100 acres of lakes
                                  c. < 1 mile of streams
                                     <10 acres of lakes
         Saline Waters
 1*
            a.    Segment includes shellfish areas which are among the most productive in the state
                  for any one of following: surf clam, hard clam, oyster, bay scallop, blue mussel; or,
                  Segment includes migratory passageway for anadromous fish.
            b.    Segment includes productive or potentially productive shellfish beds.
            c.    Segment supports commercial  use (for food or recreation) of fishery resources.
            d.    All other segments except (e).
            o.    Segments consist of a man-made backwater and is not part of a stream or rivor.
     -di^r.ing factor is used for scoring potential resource value.
                                                     25
                                                     25
                                                     21
                                                     18
                                                     15
                                                     10
 24

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 a. Manageable by Regional Office

 b. Requires Central Office Management



 c. Needs study and a Management Plan



 d. Strategy Exists, Funding Needed


 e. Impairment not resolvable



f. Condition needs verification
                                                    Tabl'^22
                                          Five Classes of Resolvability
 Region has all the tools available in-house to manage the situation.

 Region must look to Central Office for significant actions to manage the
 issue, e.g. Clean Lakes resources, facility causing impairment is located
 in another state.

 Issue cannot be resolved until its solution is identified through formal
 study and development of management actions tailored specifically to
 the issue.

 An agency or person is needed to accept financial responsibility and
 provide the needed funds.

 Technical, legal, social, and political  concerns preclude impairment
 resolution for the foreseeable future, e.g. lead runoff from the exhaust
of vehicles using leaded gasoline.

The condition is suspected but there is no or poor
documentation, or the condition may have abated but
not re-evaluated.
Reference

New York Department of Environmental Conservation. 1988 Priority Water Problem List Division of Water
Albany: April 1988.
                                                                                                             25

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                                             Contact: Jim Piatt
                                                    Mew Mexico Environmental Improvement Division
                                                    1190 Saint Francis Dr.
                                                    Sante Fe, NM  87503
                                                    (505)  827-2828
                        NEW  MEXICO  WATERBODY

                               PRIORITY  SYSTEM


                                          Introduction

New Mexico's Environmental Improvement Division (EID) has identified and  ranked priority water bodies
since 1983.  In 1987, a major change was made in their priority ranking system to assess NFS arid point source
management needs more accurately. New Mexico changed from a numerical ranking system, which was based
on mathematical formulas, to a decision tree approach (see Figure 1). Prior to 1987, up to one-quarter of the
total priority points were assigned on the basis  of the need for point source regulatory control. The  new system
recognizes the need to address both the impacts of points source and NFS pollution when assigning categories
of priority.  Furthermore, the new ranking system considers whether water quality management tools and
information are available to assess and correct the problem. This study focuses on New Mexico's new decision
tree approach.


                                    Indication of Problem

In the first step, EID develops  a list of candidate water bodies that are impaired or are threatened  with
impairment based on either documented information or best professional judgement. Criteria for inclusion on
this list include  water quality standards violations, use impairment,  and rapid watershed development that
threatens water quality.

In the second step, the impaired or threatened water bodies are evaluated to determine if sufficient information
exists to identify pollutant sources and assess water quality impairment. Where data are adequate, water bodies
are analyzed  further to determine their priority for implementation of water  quality controls. The evaluation
criteria for these water bodies are illustrated on the top limb of the decision tree in Figure 1. Where data are
inadequate, water bodies are prioritized for the collection and  analysis of water quality data. These criteria are
illustrated on the bottom limb of Figure 1.


                        Ranking Water Bodies for Control Action

Frequent or Infrequent Standards Violations

EID considers standards  Violations to include violations of both numeric and narrative standards, as  well  as
impairment or threatened impairment of designated uses. Standards violations are defined as frequent if, during
the previous  five years, 20 percent of the samples taken from a fixed monitoring station violate water quality
standards.  Where five years of monitoring data are not available, short-term intensive monitoring  efforts may
provide sufficient information to assess the frequency of violations. In these cases, EID re lies'on their water
quality experts to determine whether the short-term monitoring effort is equivalent to the criteria established for
fixed monitoring stations.
 26

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Even if standards violations are infrequent the water body could still be a candidate for management action.
As can be seen in Figure 1, this depends on the waterbody's value and  the existence of management tools to
address the problem.

Waterbody Value

Impaired or threatened water bodies are given greater priority if they have a higher waterbody value. Water
bodies with any of the following attributes are considered higher value:

         o      domestic water supply;
         o      wild and scenic river;
         o      more than 5000 angler days per year;
         o      endangered species habitat;
         o      habitat for reproducing salmonoid population; or,
         o      other significant recreational or ecological value.


Water bodies with infrequent standards violations  and low resource value -(see Figure 1) arc-«iimtttated-from
consideration.  EID has found that two  levels for resource value may be too crude a measure and that an
additional level is needed, however, this has not  yet been developed.

Availability of Management Tools

Greater priority  is given to water bodies where problems  can be addressed by the funds, best management
practices, and  program authority available to EID. The tools EID needs to correct a water quality problem
depend on the degree and type of waterbody problem; the type, magnitude and distribution of NFS and point
source pollution; and, the regulatory and non-regulatory mechanisms for addressing the problem.  Treatment
feasibility will  also be a function of the biological and physical complexity of the water body and surrounding
watershed.


                Ranking Water Bodies  for Data Collection  and Analysis

A water body  may show signs of impairment, however, there may be insufficient information to evaluate the
frequency of water quality violations, and  to evaluate the type and quantity of management tools needed to
address the problem. Where this information is  lacking, the New Mexico priority ranking system helps focus
information collection and analysis funds on water bodies most likely to respond to NFS control at a reasonable
cost.

The lower limb of the decision tree in Figure 1 illustrates the evaluation criteria. Resource value is evaluated in
the same manner as other candidates. In the second step, the water body is evaluated to determine whether the
problem is expected to increase or decrease. Greater priority is given to water bodies where problems are
expected to get worse. Criteria to consider include increased population growth or increased land use activities
that disturb soil cover.


Reference

New Mexico Environmental Improvement Division. Priority  Water Bodies for Water Quality Management. Sante
Fe: September 30,  1988.
                                                                                                  27

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                                          Figure 1
                                  Priority Decision Tree
Problem
Indicated
            data adequate
            to evaluate
            problem
                            frequent
                            standards
                            violations
                            infrequent
                            standards
                            violations
higher value
water

lower value
water
higher value
water

lower value
water
H
^
H
H
 Mgt. Tools

 available
 unavailable

 available
'unavailable

 available
 unavailable

 no ranking
            data inadequate
            to evaluate
            problem     ~~"
                            higher value
                            water
                           lower value
                           water
problem expected to increase

problem not expected to
increase

problem expected to increase
problem not expected to
increase
Priority for WQ
Control Actions

      1
      4

      2
      5

      3
      6
                                    Priority for Data
                                    Collection and
                                    Analysis
                          1

                          2


                          3

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                                         Contact: Elizabeth Scott
                                               Rhode Island Department of
                                               Environmental Management
                                               Nonpoint Source Program Coordination
                                               83 Park Street
                                               Providence, RI 02903
                                               (401) 277-3434
             RHODE ISLAND WATERBODY
                      PRIORITY SYSTEM
                              Introduction

                                           
1) Protection of waters that provide the greatest public benefit or have tie highest ecological value,


                             """ ~" 'he •""" =»™— "'al/public health risk or pose
3)  Implementation of best management practices that offer the greatest benefits with resnect to their
   evaluated nonpomt sources of pollution, to Rhode Island's wSers and have a ^ probabiSy of
o drinking water supply;
o bathing and recreation resource; and
o fishery and habitat resource

                                                                           29

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The six lists developed as a result of RIDEM's prioritizatipa procedure (i.e., drinking water supply/threatened
water  drinking water supply/impaired water, etc.) contain numerical rankings of water bodies based on public
use?esour« value and "the level of nonpoint source pollution problems. With the exception of one category
(drinking water supply/impaired water which uses the top 40th percentile ranking), water bodies in the top 25th
percentile of their categories are identified as high priority waters. These hsts serve as a first cut in targeting
water bodies'for future nonpoint source management efforts.
                                           Public Benefits
 Drinking Water Supply

 Water bodies designated as drinking water supplies  are assessed according to their degree  of public value.
 Existing water supplies receive more poincs than proposed supplies  and primary water supplies receive more
 points than secondary water supplies. Higher priority is assigned to resources that serve larger populations (see
 Table 23).
                                                 Table 23
                           Drinking Water Supply Evaluation Factors and Scores

                                        ft

                         Evaluation Factor          -                          £Si2!S

                         1. Existing water supply

                            Primary                                           1°°
                            Secondary                                         5°

                           Proposed water supply                                8°

                         2. Population served

                            >250,000                                         1°°
                            >2,500 <250,000                                   8°
                            <2,500                                           5°
  Bathing and Recreation

  The evaluation factors for bathing and recreation assign greater priority to those water bodies that provide
  creator access and facilities for the public. Higher scores are assigned to water bodies with ;more facilities tor
  swimming, boating, fishing, camping and parking. Furthermore, publicly owned facilities are assigned higher
  scores than private, restricted access facilities, as shown in Table 24.
  30

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            3.
                                                    Table 24
                             Bathing and Recreation Evaluation Factors and Scores
                  Evaluation Factor

             1.    Beach Facilities




             2.    Boat Ramps, Marinas, and Piers
                                   State
                                   Town
                                   Private
                                   No beach facilities
State or town facilities with parking for ^.20 cars
                                   >J5 < 20 cars
                                   < 5 cars
Private boat ramp, marina, pier, or boat livery
No boat ramp, marina, pier, or boat livery

Shore Access, Parks, Campgrounds, Management Areas, or Open Space

State or town facilities with parking for _>20 ears
                                   >JS < 20 cars
                                   <5cars
Non-designated public area
Private facilities
No shore access or facilities
Points

 100
 80
 40
  0
                                                                                      80
                                                                                      60
                                                                                      40
                                                                                      30
                                                                                      0
                                                                                      70
                                                                                      50
                                                                                      30
                                                                                      20
                                                                                      30
                                                                                      0
Fishery and Habitat

Fisheries and habitats are evaluated for the aquatic life they support. In stocked freshwater fisheries, "put and
g ow receives a tugner score than  put and take" or those fresh water fi«hpn'p« i-hat am nnt ^tn^L-^j  /->~u
natural freshwater Oshcries a,= given higher priority ,han wara SttoteH^S^^lS'S

^~^=3^TS^J^^-.5S^
        Evaluation Factor

     1. Stocked Freshwater Fishery



     2. Natural Freshwater Fishery


     3. Unique Habitat



     4. Marine Finfish Resource
     5.  Shellfish and Crustacean
        Resources
                                                  Table 25
                             Fishery and Habitat Evaluation Factors and Scores
                        Put and grow cold water fishery               100
                        Put and take cold water fishery
                        Not stocked

                        Cold water fishery or habitat          100
                        Warm water fishery

                        Oligotrophic waters, endangered species, anadromous
                        fish, migratory waterfowl habitat, etc
                        No unique habitat

                        Commercial
                        Non-commercial
                        Breeding ground

                        Shellfish Management Area Designation
                         Commercially Valuable Resource
                         Unique Shellfish Resource
                        Other areas of shellfish harvesting
                        Shellfish breeding grounds
                        Crustacean  harvesting/habitat
                                                                          Points
       90
       0
       80
      150
       0

      100
      80
      90
                                                                                           100
                                                                                           90
                                                                                           80
                                                                                           90
                                                                                           100
                                                                                                         31

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                                   Water Quality  Potential
         factor.
                           S£ by the categorization of threatened and impaired waters tobe he pM when
choosing nonpoint source control projects. Efforts to protect threatened waters are SM
than restoration projects and thus may be more readily implemented when fundmg is a

Protection of Threatened Water Bodies

Threatened water bodies that have a high risk of pollution are assigned a higher numerical

**nt°±ge^S^^^
pollution that could degrade water quality, or a documented water quality problem.
The expected response to nonpoint source controls is also an important factor for evaluation  Surfa«
±fc?K
percentage of undisturbed shoreline.
                                              Table 26
                       Evaluation Factors and Scores for Threatened Water Bodies
                Evaluation Factor

             1.  Percent Change in Building Permits Issued by a Town, 1980-1987

                        21-30%
                        11-20%
                        6-10%
                        0-5%

             2.  Documented NPS Pollution Sites or Problems
                Unknown

             3.  Documented Water Quality Problem
                Unknown

             4. Percentage of Shoreline in Undisturbed State

                         100%
                         <100%.>50%
                         <50% >25%
                         <25%
                                                                             Points
100
80
70
50

100
50

100
50
150
100
 50
  0
  Restoration of Impaired Water Bodies
   32

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                                                  Table 27
                             Impaired Waterbody Evaluation Factors and Scores

                 Evaluation Factor                                                    Points

             1.   Designated Use Impairment

                         Partial support                                              100
                         Non-support                                                50

             2.   Population Density (population/mi2)

                         <500/mi2                                                  10o
                         >500 <25QO/mP                                            80
                         >.2500/mi2                                                 50

             3.   NPS Controls Sufficient to Improve Water Quality

                         No point sources or in-place sources (sediments or ambient
                         pollutant concentrations) of pollutant causing impairment
                         present                                                    100

                         Point sources or in-place pollution sources present and are
                         estimated to contribute the following percentage of pollutants
                         causing impairment:

                                 <50%                                             80
                                 >50%                                             40
                                 Unknown                                           70
Reference

Rhode Island Department of Environmental Management, Office of Environmental Coordination. Rhode Island's
Nonpoint Source Management Plan (Preliminary Final). Providence: October 1988.
                                                                                                       33

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                                                           Contact:   Gregory A. Parsons \
                                                                     Nonpoint Sources Coordinator
                                                                     Colorado Department of Health
                                                                     Water Quality Control Division
                                                                   "  4210 E. llth Avenue  \
                                                                     Denver, Colorado 80220
                                                                     (303) 331-4756    :
                          COLORADO WATERBODY

                                 PRIORITY SYSTEM

                                          Introduction

The Water -.'uality Control Division (WQCD) of the Colorado Department of Health developed this nonpolnt
source priority mechanism in 1988 to meet the requirements of Section 319 of the 1987 Water Quality Act.
Colorado's program prioritizes projects for funding,  weighing tangible and intangible benefits, with the goal of
directing funds towards the protection of high priority water bodies.

Projects are only ranked if they are listed in the Colorado Nonpoint Assessment Report and recommended for
a management program. In addition, four requirements must also be met before projects are ranked:

   o    Matching funds must be available from another source, and a commitment for their use on the
        project must be documented. It  is WQCD  policy to limit state funding of any project to 50
        percent;

   o    There must be a project  implementation plan, noting the problem, lead  agency for project
        implementation, and anticipated  results;                                           .

   o    Problem assessment data must be credible, emphasizing monitored or "hard" data as opposed
        to evaluated or "soft" data; and

   o    A maintenance agreement, insuring that the project owners or managers will arrange for life
        maintenance of the improvements, is required.

Projects that satisfy these threshold requirements are ranked for funding consideration. Water bodies are first
divided into two groups; projects with :otal costs greater than $50,000 are separated from those with total costs
less than $50,000. This  two tier system is intended to assure a mix of projects not favoring either high or low
cost projects.

The ranking procedure gives two  NFS priority lists, one for fundable and one for contingency projects. The
fundable list contains those projects that  have their  funds and are ready to proceed. The contingency list has
projects that will proceed if additional funds become available.

Projects are presented  to WQCD and ranked once a year. If a project has not started  within the year, it is
reranked and may change priority depending on current criteria or competition. The yearly prioritization exercise
provides an ongoing evaluation of statewide nonpoint source  needs.

Project rank is ^ased on the waterbody"s beneficial uses and potential for  restoration. The beneficial uses
category determines how many beneficial uses are impaired, the  severity of impairment, and whether it is a
state  or  national  priority water body. The potential for restoration category has two areas of review:  the
likelihood of success and the demonstration value of the project. Sixty points are available  under each category,
with a total of 120 points available to NFS projects.  Final state funding priorities are determined  by WQCD.

34

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                                            Beneficial Uses
 Number of Beneficial Uses Affected
 Priority is assigned to water bodies based upon the number of beneficial uses (agriculture, aquatic life  water
 supply, and recreation) that are impaired by nonpoint sources. Table 28 presents the number of points a project
 receives for each waterbody use that is affected                                                     fmcu.
Table 28
Number of Beneficial Uses Affected
Evaluation Factor
One Use
Two Uses
Three Uses
Four Uses
mmmmmmmmmmmmm m*mi i 	 ini,«1

Points
4
6
8
10
Severity of Nonpoint Source Impacts on Beneficial Uses

The severity of impact on beneficial uses is quantified based on the number of miles of stream or the surface
acres of lake or reservoir affected by the nonpoint source and the degree of impact (see Table 29) While a
number of beneficial uses might be affected, only the most severely impaired use is evaluated
                                                Table 29
                                Severity of NPS Impact to Beneficial Use
                  Evaluation Factor

                 1. Low Impact-
                  little evident impact
                  to beneficial uses
 Weighting Criteria

 a. <5 miles or 200 acres
  effected
 b. 5-10 miles or 200-2000
  acres
 c. > 10 miles or 2000 acres
Points

 1

 3

 5
                2. Moderate Impact-
                  some impact to
                  beneficial uses,
                  not severe
a. <5 miles or 200 acres
  affected
b. 5-10 miles or 200-2000
  acres
c. > 10 miles or 2000 acres
10

15

25
               3. High Impact-
                  beneficial use
                  severely impacted
a. <5 miles or 200 acres
  effective
b. 5-10 miles or 200-2000
  acres
c. > 10 miles or 2000 acres
30

35

40
                                                                                                      35

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State and National Priority Water Bodies

The state and national  priority evaluation provides recognition of the special status  of certain waters or the
special  uses those waters provide.  Waters of national priority  must  provide habitat  for a threatened or
endangered species, be located in a Wilderness Area, or be a Wild and Scenic River. State priority water bodies
include Gold Medal Fisheries or Wild Trout Streams, State Parks or Recreation Areas, or waters classified by
WQCD as high quality water bodies (see Table 30). It is possible that one water body could receive points for
the national and state categories.
                                                 Table 30
                                        State and National Priorities
                         Evaluation Factor

                         National Priority

                         State Priority
                        Points

                         5

                         5
                                      Potential for Restoration
 Likelihood of Success

 WQCD reviews each project implementation plan to evaluate the likely effectiveness of the proposed project.
 The expected degree of effectiveness is the basis for prioritization, distinguishing between waters with low,
 medium and high severity of impairment from nonpoint sources, as shown in Table 31.
                                                  Table 31
                                 Likelihood of Success if BMPs are Installed
                   Evaluation Factor  •

                  1. Minor improvements
                   or beneficial uses
                   maintained

                  2. Partial restoration
                   of use or reduction
                   of severity

                  3. Substantial restora-
                   tion of use or reduc-
                   tion of severity
Weighting Criteria

a. low severity waters
b. medium severity waters
c. high severity waters

a. low severity waters
b. medium severity waters
c. high severity waters

a. low severity waters
b. medium severity waters
c. high severity waters
Points

  4
  8
  12

  10
  20
  30

  15
  30
  45
 36

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 Demonstration Value of Proposed Project

 JvhleJinCati0nal Vap* °f thC rOP,OSed Pr°ject t0 °ther ^ sites in Color*d° is considered by WQCD in the
 evaluat10n process. Pnontv is^ based upon transferability of a project's technology. As shown in TabTeSZ p rTonty
                           . transferability is limited, moderate, or extensive.
                                                Table 32
                                Demonstration Value of Proposed Project
                         Evaluation Factor
                         Limited use of project technology may result
                         Moderate use of project technology may result
                         Extensive use of project technology may result
Points
 5
 10
 15
Reference

                                                                                                    37

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                                       REFERENCES

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Boland   DHP  et al.  Trophic classification of selected Illinois water bodies: Lake
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Carlson, R.E. "A Trophic State Index for Lakes." Limnol. Oceanogr. Vol. 22, No. 2 (1977).
Coffey, S. "Water Quality Indices" (Preliminary Draft). North Carolina State University, Water Quality Group.
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Colorado Water Quality Control Division, in association with the Colorado Nonpoint Source Task Force.
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 Dillon  PJ. "The PO4 budget of Cameron Lake, Ontario: The importance of flushing rate to the degree of
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 New Mexico Environmental Improvement Division. Priority Water Bodies for Water Quality Management. Sante
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 New York Department of Environmental Conservation. 1988 Priority Water Problem List. Division of Water.
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 Omernik  J.M. "Ecoregions  of the Conterminous  United States."  Annals of the Association of American .
         Geographers. Vol. 77, No. 1 (1987).
 Painter, William and William Ely. "Priority Setting Methodologies for Waterbodies" (Draft). U.S. EPA, Office
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 Personal Communication  with Lynn Carlson, Rhode Island Department of Environmental Management (1989).

 Personal Communication with Peter Mack, NY Department of Environmental Conservation (1988).

  Personal Communication with Palladino, Illinois Department of Environment Conservation Division, Fish and
         Wildlife. Springfield: 1983.
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  Personal Communication with Jim Piatt, NM Environmental Improvement Division (1988).

  Personal Communication with John Youger, Ohio EPA (1988).
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          Nonpoint Source Management Plan (Preliminary Final). Province: October 1988.


  38

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 Sefton, D.F. Assessment and classification of Illinois lakes. Vol. I, II. Illinois EPA. Springfield: 1978.

 Sefton, D.F., M.H. Kelly, and M.Meyer. Limnology of 63 Illinois lakes, 1979. Division of Water Pollution Control
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Youger, J.D. Report  on  Ohio's Priority Lakes for Restoration or Protection.  Ohio  Environmental  Protection
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                                                                                                 39

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c/EPA
     United States
     Environmental Protection
     Agency
     Washington. DC 20460

     Official Business
     Penally for Private Use
     S300

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