New England Interstate Water Pollution Control Commission Boott Mills South 1OO Foot of John Street Lowell, Massachusetts 01852-1124 Bulletin 38 June 2OO1 LUST. A Report On Federal & State Programs To Control Leaking Underground Storage Tanks LIVE ANH LEARN With Federal UST Regulations More Than 15 Years Old, It's High Time to Heed What We've Learned in the Meantime' by Marcel Moreau, Patricia Ellis, Ellen Frye T m r he 1998 deadline for removing, replacing, or upgrad- ing substandard USTs was such an all-consuming push for regulators that some of the other particulars of the tank program (e.g., leak detection and operation and maintenance) enjoyed considerable freedom from attention. But oh oh oh, when the tank regulation folks finally came up for air after the 1998 deadline passed, a troubling UST reality set in— those puppies were still leak- ing! And finding methyl tertiary-butyl ether (MTBE) cruising through the groundwater nether regions did nothing to help matters, except to focus our attention on the fact that USTs are still a problem—one that many, including state and federal legislators, were getting ready to consider over and done with. While the fact that UST systems leak has not come as a major surprise to UST regula- tors, a certain amount of dismay and frustra- tion tugs at their hearts and minds just the same. "How much more can we do," they ask, "when our resources have already been stretched beyond the beyond? How can we be effective at addressing changes in technology when the federal rule seems to have drifted into a state of stifling stagnation? How will we ever get this complicated set of rules across to a regulated community that relies on a continuously revolving and disinter- ested workforce to carry out day-to-day oper- ations and maintenance?" • continued on page 2 ASTM's Standard Guide to Microbial Contamination in Fuels ispensing Wisdom The Sense of Secondary Containment Prescription for Identifying a Facility's Release Detection Method The Human Side of UST Enforcement Maine's New UST Siting and Inspection Laws California Research on 1998 UST Upgrade Effectiveness Indoor Air Pathway Risks An Innovative Approach for Meeting Training Needs PFP in Florida PFP in Vermont New Report on Ethanol in Gasoline ------- WSTLine Bulletin 38 • Live and Learn continued from page 1 Don't get us wrong, the 1998 deadline accomplished some very important milestones with regard to USTs. Besides bringing substandard UST systems up to improved opera- tional speed, it helped permanently close approximately 1.5 million of them, leaving us with that many fewer tank systems to worry about. Now we can focus on the remaining estimated 693,107 tank systems sub- ject to federal regulation and the innumerable heating oil tanks, aboveground storage tanks, and "what not" tanks that are not subject to federal regulations. Keeping in mind that no tank is too small to cause a big headache, the headaches are bound to persist. in Light of the GAO Report The May 2001 General Accounting Office (GAO) report, Improved Inspec- tions and Enforcement Would Better LUSTLine Ellen Frye, Editor Ricki Pappo, Layout Marcel Moreau, Technical Advisor Patricia Ellis, Ph.D., Technical Advisor Ronald Poltak, NEIWPCC Executive Director . Lynn DePont, EPA Project Officer LUSTLine is a product of the New England Interstate Water Pollution Control Commis- sion (NEIWPCC). It is produced through a cooperative agreement (SCT825782-01-0) between NEIWPCC and the U.S. Environmental Protection Agency. LUSTLine is issued as a communication service for the Subtitle IRCRA Hazardous & Solid Waste Amendments rule promulgation process. LUSTLine is produced to promote information exchange on LIST/LUST issues. - The opinions and information stated herein are tfiose of the authors and do not neces- . sarily reflect the opinions of NEIWPCC. This publication may be copied. Please give credit to NEIWPCC. NEIWPCC was established by an Act of Congress in 1947 and remains the oldest agency in the Northeast United States concerned with coordination of die multi- media environmental activities of the states of Connecticut, Maine, Massachusetts, New Hampshire, New York, Rhode Island, and Vermont. NEIWPCC Boott Mills South, 100 Foot of John Street Lowell, MA 01852-1124 Telephone: (978) 323-7929 Fax:(978)323-7919 lustline@neiwpcc.org (g» LUSTLine Is printed on Recycled Paper Ensure the Safety of Underground Stor- age Tanks, (www.gao.gov/cgi-bin/ getrpt?gas-01-464 or www.gao. gov/ new.items/d01464.pdf) does a nice job of characterizing the UST dilemma. The report was under- taken in response to concerns expressed by members of Congress that the UST program is not effec- tively preventing leaks and that USTs continue to pose risks. The report is surprisingly discerning, due in large part to the fact that those who conducted the survey on which the report is based asked good questions and, more impor- tantly, actually listened to the answers provided by state and fed- eral UST program managers. Based on state and EPA responses to the survey, the report estimates that about 89 percent of the total number of federally regu- lated tanks were upgraded by Sep- tember 2000. It also estimates that about 29 percent of the regulated tanks were, as of the survey, not being operated or maintained prop- erly, increasing the risk of soil and groundwater contamination. Clearly, our problems with USTs have not gone away, and as the GAO report points out unequivocally, inspection and enforcement effec- tiveness is in serious need of improvement. According to the report, "22 states do not inspect all of their tanks on a regular basis, and therefore, some tanks may never be inspected." These states typically target tanks for inspection based on factors such as a tank's potential risk to the environment, proximity to groundwater, or the number of com- plaints lodged against it. Clearly, any such improvement in inspection and enforcement requires increased resources—the eternal stumbling block. Those who hold the purse strings seem to have a preference for spending more money to clean up contamination than for spending less money up front to prevent it from occurring in the first place. Then again, we must also acknowledge that the technical and operational compliance require- ments for this program are humdingers to enforce. EPA esti- mates that a qualified inspector can visit 200 facilities in one year. (Report to Congress on a Compliance Plan for the Underground Storage Tank Pro- gram, June 2000, EPA 510-R-00-001.) However, based on the time it takes to perform a complete inspection and the follow-up involved, many program managers feel that this number is optimistic. Another enforcement frustration that the report noted more than once is that most states and EPA lack authority to use the most effective enforcement tools, such as prohibit- ing fuel delivery to noncompliant tanks, and many state officials acknowledged that simplified enforcement tools and resources are needed to ensure tank compliance. Another serious drawback with the tank program that was identified in the report is the lack of informa- tion on the extent and causes of the leaking tank problem, the effective- ness of current equipment and tech- nology, and the effectiveness of existing standards. Amazingly, in the 13 years since the federal regulations went into effect, precious little has been done to collect appropriate data and to evalu- ate and modify the rules. As one of its four UST program initiatives, the U.S. EPA Office of Underground Storage Tanks has undertaken a nationwide effort to assess the ade- quacy of existing equipment require- ments to prevent releases. Anecdotal Pearls Heaven knows, those of us who have lived and breathed USTs over the years that the tank program has been chugging along have amassed tank pits full of opinions. And we can only hope that the pearls of wis- dom—the down and dirty tank experiences that have accrued dur- ing these years—finally have some value. When the rules were devel- oped in the mid-1980s, regulators had no tank history of their own from which to draw; they relied almost entirely on industry input. We'd like to take this opportu- nity to add some of our history and our opinions to the story. (Altogether, the three of us who are authoring this article have over 45 years of UST history.) We'll tell it as we see it and then open up the podium to a broader group of distinguished and sagacious UST regulators, who will dispense their thoughts on what they ------- LUSTLine Bulletin 38 • Live and Learn continued from page 3 understanding of the technologies they were buying.' To compound the problem, most UST owners who went the upgrad- ing route were primarily motivated by the need to beat the deadline '98 while spending as little money as possible. As a result, there is wide- spread regulatory concern that much of the upgrading work may have been substandard to downright shoddy. Though the data are sparse, there are indications that the upgrad- ing technologies may not fare as well as the designers of the federal rule had hoped. Spill Containment (D) Spill containment has no doubt had some effect in containing small spills associated with fuel deliveries, but it has also posed a major maintenance headache for owners and operators. Because of inadequate design, poor installation practices, and abuse dur- ing use, keeping spill containment manholes functional has proven to be a distasteful chore that is most often ignored. The engineering challenge of cre- ating a spill container lid that is liq- uid tight, easy to remove and replace, and capable of operating at or near the ground surface has not yet been met. It is clear, as well, that spill containment manholes do not age gracefully, particularly in the rust belt where the corrosive action of road salt and the destructive activ- ity of snowplows contribute to a short life expectancy. Unfortunately, the regulatory program has no provi- sion to evaluate these systems over time so that they can be replaced in a timely fashion. Overfill Prevention (F) Prevention of spills from tank over- fill events is an important element in reducing petroleum contamination. But regulatory efforts to address the problem have been compromised by a failure to consider the entire deliv- ery system. Attempting to solve the overfill problem by installing equip- ment in the tank without considera- tion for the effects on the delivery operator or the workings of the delivery truck has lead to solutions that are perhaps worse than the problem. (See LUSTLme #21 article _ on overfill prevention.) The equip- ment industry also bears some blame here for failing to design overfill devices that work. It seems that a complete revamp- ing of the approach to overfill pre- vention is necessary for this source of spills to be effectively controlled. (See LUSTLine bulletin #31, "If Only Overfill Prevention Worked.") • DETECTION (D-) Leaks are an embarrassment that nobody in the UST-owning commu- nity wants to talk about. The major flaw in the leak detection strategy of the federal rule is that it assumes that tank owners will voluntarily come forward and confess their leaks to the regulators. This assumption fails to take into account that humans hate to confess their mistakes. To regulators who have a hard time understanding this We are in a position now to step *i hack and look at all we have learhefl and honestly assess what has been accomplished and what remains ~ to he done. attitude, next time you are driving and notice that you have exceeded the speed limit, stop in at the next police station and turn yourself in at the desk. The abysmal failure of leak detection (at least as far as regulators can tell) is due in some significant measure to the lack of compliance with regulatory reporting require- ments. But lack of reporting is only part of the problem. Too many tank owner/operators have little to no understanding of the leak detection equipment they own or the leak detection procedures required of them. Too many of them believe that with the investments they have made for new equipment and/or upgrading, they are protected against any and all leaks for the fore- seeable future. To some extent, this attitude has been fostered by equip- ment salespeople who are anxious to make a sale and unwilling to acknowledge the limitations of their devices. We need look no further than the widespread occurrence of MTBE in the environment to demonstrate that the goal of contamination-free UST systems is still far from being real- ized. One of the most daunting tasks facing regulators today is disabusing the regulated community, of the fan- tasy that their storage system wor- ries are behind them. And to top it all off, there is uncertainty (within the regulatory community, at least) of the real- world effectiveness of many of today's leak detection technologies. While anecdotal evidence of the fail- ure of leak detection abounds, to date, little hard data have been gath- ered to document how well leak detection hardware is actually per- forming. Without substantial efforts to gather such data, it will be virtu- ally impossible to change the status quo for the simple reason that the regulated community wants to believe that everything is working. • REMEDIATION (B+) Because the remediation prong of the federal rule had fewer technical specifications, leaving it up to the states to set cleanup standards and strategies, cleanup technologies have had the chance to evolve based on trial and error. As a result, we have learned an awful lot and have at our disposal a toolbox of technologies to help us do a much better job than we could have 10 years ago. "It was summer of '86 when I climbed into my first excavation pit in Vermont," recalls Alaska DEC's Ben Thomas. "Back then my stan- dard issue of equipment was a hard hat, buck knife, and H-NU meter. I would be lowered into the pit in a backhoe bucket, stab at the side walls with my pocket knife, sniff for soil vapors, and tell the backhoe operator where to dig. Those were the days when we closed out hundreds of sites based on vapor readings alone. Later, I was given an explosion meter, just in case." Early remediation emphasis was mostly on source removal or free product removal. We typically didn't look for dissolved BTEX plumes or determine the direction of groundwa- ter flow. Site characterization was lim- ited to the few wells that were installed, and pump and treat was the only game in town. (Actually, it works better for our current MTBE problem than it did for BTEX constituents.) ------- LUSTLine Bulletin 38 have learned about USTs. Let's begin at the beginning. Once Upon a Time, There Was a Problem... It was that time around 1984 to 1988, a heady time at EPA. A new, impor- tant, and challenging program was being born. It was being crafted vir- tually from scratch. It was attempt- ing to regulate a problem on a scale never before attempted. It's dynamic leadership was focussed on a single goal: Let's build a program that works. Anything was possible, so long as it was grounded in the reality that there were more than two million underground storage systems in use, and more than a quarter of them may have been leaking toxic and flamma- ble substances into the ground. The architects of the UST pro- gram were young, committed, ideal- istic, and human. They sought and considered the advice and counsel of industry, other regulators, and equipment manufacturers. They spent lavishly on research to create defensible data on which to base decisions. They gradually became invested and enamored with the pro- gram that they'd crafted, a program that many of them felt could not fail. Prevention, Detection, Remediation The program had three major prongs: prevention, detection and remediation. The prevention prong dealt with those areas that had been identified as the primary villains in the tank world: corrosion and delivery spillage. The antidote would include the installation of corrosion-pro- tected new systems and the elimina- tion of systems that were unprotected against corrosion by 1998. Spill containment and overfill prevention were to be implemented on newly installed systems immedi- ately and added to all pre-1988 sys- tems by the end of 1998. The detection prong was a back- up to the prevention prong. It was intended to stand vigil on the storage system and detect problems that might occur on existing systems before they were upgraded and that might still (though infrequently) occur on new systems. The strategy was to reliably detect leaks soon after they occurred. The size of leak to be detected was set at the limits of the volumetric detection technology of the time. The established frequency of detection was one that was thought to be suffi- cient to catch leaks before they cre- ated large problems without creating an undue burden on storage system operators. The remediation prong was intended as the measure that would deal with all preexisting problems and would also be the final barrier between future leaks and the protec- tion of human health and the envi- ronment. I When the rules were developed in > the mid-1980s, regulators had no \ tank history of their own from which •,••...«•..,.,-;.. v.^ ,, , , i to draw; they relied almost entirely on industry input. ! Remediation standards were left vague, with the intention that states would fill in the blanks, but the door was explicitly left open so that site- specific standards could be set for cleanup. When fully opened, this doorway would eventually lead to risk-based decision making. The unveiling of the final UST system regulations, though widely anticipated, caused remarkably little stir in the regulated community. Most people with knowledge of the status of the tank population recog- nized that the need to take measures to address the problem was overdue and noted that the rules relied heav- ily on existing industry practices. The timetable for implementation was ambitious, but 1998 seemed a long way off in 1988. There were a few murmurs of discontent, but, by and large, the industry set out to do what needed to be done. A Report Card So now that we have lived this bold plan for 13 years, what have we learned? Did the plan work as intended? Did it work in unintended ways? Did it fail in ways unforeseen and/or unforeseeable? Does hind- sight reveal some serious flaws in the vision? There are, no doubt, many views on this. Here are ours—grades and all. • PREVENTION Reducing the UST Population (A+) As stated earlier, there is little ques- tion that the most wildly successful aspect of the national tank program has been the enormous reduction in storage system numbers. The better than 60 percent reduction in storage systems points to the vast number of nonessential storage systems that were in place in the 1980s (recogniz- ing that many USTs have become ASTs with their own set of problems, but that is another story...). The only UST that is guaranteed not to leak or spill is the UST that doesn't exist. Corrosion Protection for New UST Systems (A) The regulatory program accom- plished virtually overnight via the "interim prohibition," which went into effect on May 7,1985, what man- ufacturers of corrosion-protected UST systems had struggled in vain to achieve for 15 years—the routine installation of corrosion-protected systems. By and large, these tech- nologies have performed very well, though it remains to be seen how gracefully they perform in the long term. Upgrading of Existing UST Systems (C-) The upgrading requirements for protecting existing systems from cor- rosion have been somewhat problem- atic. The rules do not require the outright replacement of noncorro- sion-protected UST systems, instead they allow existing systems to be "upgraded" via cathodic protection or internal lining technologies. While perhaps realistic in terms of making the program more affordable, the program erred in establishing a sin- gle date by which all systems needed to be upgraded rather than phasing in the requirement over several years. The single-date deadline cou- pled with a lack of effective incen- tives to accomplish the upgrading work early, led to a massive demand for upgrading services in a short time frame. This was an invitation to entrepreneurs to prey on a popula- tion of tank owners that had little • continued on page 4 ------- LUSTLine Bulletin 38 State funds had a lot to do with changing the remediation dynamic. In the early 1990s, a considerable number of state assurance funds were created as means to cleanup sites and provide financial assurance to UST owners and operators. Within a relatively short window of time, state funds became the primary financial responsibility mechanism used by tank owners and operators. The funds effectively dealt with a huge number of cleanups. To pre- serve fund resources and deal with the overwhelming backlog of conta- minated sites, EPA and the states began to focus on the need for cleaner, faster, cheaper remediation alternatives, encouraging the explo- ration of innovative technologies. LUST cleanups had initially been the consultant's dream come true—pro- tracted and lucrative. The problem was that many sites that went beyond standard dig-and- dump procedures had become vic- tims of years of ineffective pump and treat cleanup efforts or endless moni- toring without any closure on the horizon.' At the behest of EPA, many regu- lators adopted the industry view that contamination in the ground is okay as long as it doesn't hurt anybody. This cleanup approach, originally called risk-based corrective action (RBCA) and more recently risk-based decision making (RBDM), helped direct resources to the higher risk sites. States viewed this approach as a way to move sites to active remedia- tion or close them out due to the lack of environmental risk—eliminating the endless monitoring. The new phi- losophy was directed less toward how much you could cleanup and more toward how much you could safely leave behind. Monitored nat- ural attenuation became the new mantra. But now that remediation tech- nologies have improved tremen- dously, we have the capability of doing a better job of cleaning up sites and still keeping the costs down—so let's do it. We need to stress source reduc- tion and rapid response in cleanups. We've got new tools for site charac- terization that allow us to perform on-the-fly plume delineation with direct-push technology and field labs. No more multiple rounds of monitoring well installation and weeks or months between each drill rig mobilization. At a minimum, we should attack residual contamination in the source area. Using our technology toolbox, we can perform source area and plume remediation where needed, then let natural attenuation do the rest. We don't need to leave impaired properties behind. None of us have a crystal ball to tell us what a site will be used for five years from now. Must we emphasize human health and safety and forget about the envi- ronment? Finally, let's remember the root cause of the UST problem—it was cheaper to leak than not to leak. If state funds pick up the cleanup tab and leave the tank owner/operator free of compliance responsibility or financial repercussions, leaks will continue. The UST problem will not be solved until it becomes more expensive to leak than not to leak. Stepping Back and Going Forward The UST program is an enormous balancing act in which many factors and outcomes must be considered. The program has had notable suc- cesses, and the overall storage sys- tem population is much healthier today than 20 years ago. But we are in a position now to step back and look at all we have learned and hon- estly assess what has been accom- plished and what remains to be done. The goal of this article is not to provide answers but to spark discus- sion and perhaps movement so that the dreams of the founders of the UST program may ultimately come to fruition. • If you have any comments or responses to this article, please let us know. In an effort to encourage dialogue on where we are going with the UST/LUST pro- gram, we will publish your thoughts in the next issue of LUSTLine. ASTM's Standard Guide to Microbial Contamination in Fuels and Fuel Systems Available Uncontrolled microbial contamination in fuels and fuel systems remains a largely unrecognized but costly problem at all stages of the petroleum indus- try from crude oil production through fleet operations and consumer use. Microbes growing in fuel systems can cause system component damage, degrade fuel quality, or both. We plan to cover this subject in more detail in the next issue of LUSTLine. Meanwhile, check out a new American Society of Testing Materials (ASTM) document, "D 6469 Standard Guide to Microbial Contamination in Fuels and Fuel Systems," available from ASTM's Web site: www.ASTM.org. This guide provides those who have a limited microbiological back- ground with basic information on the symptoms, occurrence, and conse- quences of chronic microbial contamination. Most importantly, it provides personnel responsible for fuel and fuel system stewardship with the back- ground necessary to make informed decisions regarding the possible eco- nomic and/or safety impact of microbial contamination in their products or systems. It also addresses the conditions that lead to fuel microbial contami- nation and biodegradation and the general characteristics of and strategies for detecting and controlling microbial contamination. The information in the guide applies primarily to gasoline, diesel, avia- tion turbine, marine, industrial gas turbine, kerosene, gasoline, and aviation gasoline fuels (specifications D396, D910, D975, D1655, D2069, D2880, D3699, D4814 and D6227) and fuel systems. However, the principals dis- cussed also apply generally to crude oil and all liquid petroleum fuels. The guide complements and amplifies information provided in ASTM Practice D 4418 on handling gas-turbine fuels. • ------- LUSTLine Bulletin 38 Dispensing Wisdom We checked in with some state folks around the country who have been with the UST/LUST pro- gram far ten years or more to ask them what they've learned about USTs. In -particular, we asked them to think about what we know now that we didn't necessarily know when the program began. Of course, we also asked them to condense their wisdom to as few words as possible. Here's what we they came up ioith—an interesting selection of opinions. The dates in parentheses indicate when they started working ivith the UST program. Marshall Mott-Smith (1983) - Florida DEP There is no substitute for secondary containment and an active field inspection presence. The number one incentive for compliance with our rules is fear of getting caught. Also, we can't ignore above- ground storage systems. Jeff Kuhn (1987) - Montana DEQ It's Time to Change, or Wither We've come a long way since the infancy of the UST/UST program, and we still have a ways to go. At most conferences I've attended in the last several years, we enshrine the early days of the federal UST/LUST program as if they were sacred. Most of us agree that EPA's first Office of Underground Storage Tanks (OUST) Director, Ron Brand, did a marvelous job of getting the program off the ground and that he established the course for all that was to come. How- ever, we, the federal and state regula- tors, have been left with the job of making it work. If we fail to act responsibly, our programs will wither and fade to ineffectuality. Operational Compliance Is the Key Of the current initiatives being dri- ven by OUST, the most important is operational compliance. We must communicate the real need here— that facilities are not remaining in compliance and that we are hard pressed to really address the problem of preventing releases. We must shift the focus of our programs to leak pre- vention. Since that was the original focus of the UST/LUST program, if s fair to say we've come full circle in the last 14 years. State Funds: Is Money the Root of All Evil? From the perspective of many state funds, money really is the root of all evil. Many of the problems discussed by state fund administrators seem to be almost universal and are caused by the insatiable human desire for more money. Some state funds have learned how to cope with greed by establishing strict guidelines, using pay-for-performance approaches, and eliminating coverage for third- party costs. States and territories need to establish these types of cost- control approaches and stick to them. No-Fault Consulting With the help of regulators some con- sultants quickly learned how to max- imize profit. Having worked as an environmental consultant, I have the utmost respect for those hard work- ing souls who are committed to excellence, no matter what the situa- tion. But lef s face it, we're all human, and if s easier to do "C" work most of the time. In consulting it frequently pays more to do a bad job than to do a good job. Many states fail to recog- nize this and end up paying substan- tially more in time and money when consultants submit a work plan, receive approval, and then immedi- ately start a series of change orders in the field—the hope is to get the regu- lators frustrated enough that they just tell the consultant exactly what they should do. The result? "No-fault consulting," where the consultant bears no responsibility for greatly inflated project costs. State regulatory agencies face an uphill battle with consultants that target LUST sites for profit purposes only. Even consultant certification is limited in controlling work product quality problems. The type of certifi- cation that seems to help the most is one specific to the LUST Program, rather than an all encompassing "professional geologist" or "environ- mental scientist" certification pro- gram. The "C" work philosophy does have its downside—eventually con- sultants employing this approach alienate most of their regulatory counterparts, and find the trust level has severely diminished. In the long run, good consulting begets more work and more profit. Consultants and regulators have a lot to learn from each other. Their goals do not have to be mutually exclusive. Environmental Cleanup Is "Patriotic" My mother in law, who grew up dur- ing the depression, always reminds me of how "patriotic" it is to recycle. I was surprised when she said this to me one day. So I had to stop and think about why she said it. During the depression and especially WWII, metals and other raw materials were in short supply. There were signifi- cant scrap drives to gather and recy- cle metals "for the war effort." ------- LUSTLine Bulletin 38 Having grown up in the 1960s and '70s I never had a sense that cleaning up pollution was "patri- otic." But it was instilled in me that environmental cleanup was the right thing to do, was an expression of our stewardship of the earth, and helped preserve something for future gener- ations. And when it comes right down to it, it is "patriotic" to take care of the environment we live in. This is my home, my town, my coun- try, and I care deeply about preserv- ing it for my children and their children. A Few More Words • Good decisions beget good results and respect from the public. • How you do things really mat- ters—quick, poorly thought out solutions usually lead to poor results that set precedents that are hard to overcome on other cleanup sites in the future. • Bad legal precedents are like rip- ples on a pond, the effects can go on for a long, long, time. Chuck Schwer (1985) - Vermont DEC I have learned that to meet the challenges of cleaning up over 2,000 leaking underground storage tank sites in Vermont, the program has had to be adaptable to respond to changes in technology, gasoline composition, and political forces. To be stagnant is to fail! Also, I have learned to never for- get your stakeholders. Shahla Farahnak (1990) - California SWRCB As regulators we can succeed in achieving our goal of protecting the environment by constructive and critical thinking. By that I mean we must constantly evaluate our program and its ele- ments to determine what direction to take and where to focus our lim- ited resources—while remembering our past successes. This approach allows us to maintain a positive per- spective while striving to make things better. The MTBE problem has taught us the value of being proactive and not reactive, and I hope that we can carry that lesson into the era of widespread use of ethanol blends. We need to focus on communi- cation, training, and inspections before focusing on enforcement. It is our job to make sure that the regu- lated community knows what we are asking them to do and why. We should also seek out ways to help them stay in compliance. I also strongly believe it is essen- tial that we work cooperatively with the members of industry, owners and operators, and inspectors to gain a better understanding of the effec- tiveness of equipment at operating stations. We can then use that infor- mation to guide ourselves through the development of any future requirements. Ben Thomas (1986) - Alaska Department of Environmental Conservation Everything I know about tanks systems I learned work- ing with "mom and pop" operators. Some of the key lessons include: • Can we detect a problem? Leak detection doesn't detect leaks, it simply frustrates operators. Tank pulls are still the most reliable method of leak detection. • The rules are too complicated. Today's leak detection options use high-tech systems for low-tech operators, meaning most opera- tors cannot do leak detection cor- rectly because the requirements are simply too difficult to main- tain. • Diligence detects leaks, not equipment. Leak detection is only as good as the diligence of those who are watching for leaks. • Streamline the program. The reg- ulations are simply too compli- cated for operators to manage. I vote to simplify the program in the following ways: 1) Mandatory double-walled tanks with continu- ous, not monthly, monitoring; 2) Mandatory suction piping, and 3) All deliveries monitored by both operator and driver. Phase out single-walled tanks and pres- surized piping over a 10-year period. Field inspections forever. Assum- ing the streamline approach sug- gested in the previous bullet is not realistic to implement, then the best thing we can do now is man- date periodic inspections to increase the national field pres- ence of inspectors and use effec- tive incentives, such as tags, to discourage complacency. A state's ability to do both will best define whether or not they have safe tanks. Lynn Woodard (1988) - New Hampshire DES What have I learned about UST systems? They leak! In 1985 we were fortunate to be able to require double-walled containment for all new UST sys- tems. That probably was the best thing we could have done, along with establishing a cleanup fund. But you have to have a strong enforcement program to make a cleanup fund work, otherwise you'll be wasting money because owners and operators will tend not to comply. All of the money spent on improving the UST infrastruc- ture for the 1998 deadline will be for naught if we don't have compli- ance. With regard to tank installation, the contractors were killing us— cut- ting corners and changing specified products. We had to train them. We started to review plans and to be on site prior to backfilling of the system to make sure that construction was in accordance with the approved design. We had to make believers of the contractors. They had to know we were serious. We'would halt pro- jects until necessary changes were made. Because of this, I think we got a better product. Herb Meade (1978) - Maryland Department of the Environ- ment What immediately comes to mind is that containment sumps should be mandatory for under the dispenser and on the tank top. The key is to come up with a design that keeps the water out! Also, we need • continued on page 8 ------- LUSTLiiie Bulletin 3S m Dispensing Wisdom continued from page 7 double-walled piping. In Mary- land, 60 percent or more of our fail- ures are piping. Double-walled tanks are also a good option, but there is a very good single-walled, fiberglass-clad steel tank that we have never seen fail, and the technology has been around since about 1981. I'd want to see that option remain. In terms of tank upgrading, tank lining certainly hasn't worked in this state. Impressed current cathodic protection was hastily installed, and tank owners are now paying the price for that with ongoing tank fail- ure and releases into the environ- ment. One really good thing we did in Maryland was to require tank installer and remover certification. It got a lot of the fly-by-nighters out of the loop and notched up the profes- sionalism of the companies that do the work. 55ES Clark Conklin (1986) - Nebraska Fire Marshal's Office Looking back over the years, there are several matters that I wish we had handled differently: • Tank upgrading should either have not been allowed or more oversight should have been required. It appears that there have been a number of upgrade contractors who may have been too hurried to get to the next job, thus leaving the last one without the quality control we had all hoped for. • The decision to not require inter- nal inspections of tank linings when cathodic protection (CP) was added (in the upgrade process) was, in my opinion, irre- sponsible. This released all lining contractors from virtually any lia- bility for failed linings. The CP contractors are going to take the fall (at least initially) for tank fail- ures. • Generally, the independent (mom and pop) tank owner has been removed from most compliance issues as they do not have tike time 8 or the technical expertise to fully understand the requirements (at least here in rural America). While most of the regulatory dialog is between the regulator and the contractor, all of the responsibility for compliance falls on the owner. It wouldn't surprise me if owners might think that there is some kind of a conspiracy between the regulators and the contractors, based on the fact that the regula- tor directs him to comply with something he doesn't understand and his contractor makes him pay for it. • Then there are the state cleanup funds. Because of the high cost of remediation, the funds allow the cleanup of contaminated sites to actually occur. Many tank owners, such as those I've just been talking about, do not have the resources or the insurance coverage to pay the bill for site cleanup. However, think about this for a minute. The tank owner has a leak. The regula- tors rush in and require hoards of outside contractors to repair, eval- uate, drill, calculate, and propose fixes that are based on MCLs, RBSLs, and other unexplained acronyms. The regulator then arrives on the scene, checkbook in hand, and pays for the cleanup. Where is the incentive for tank owners when the government and the contractors are in control of the-entire process? • Contractors do the work, but when it's done incorrectly or not at all the tank owner is penalized. Some regulatory responsibility needs to be shared by tike contrac- tors if they are playing such a large part in this process. • There are many problems with leak detection techniques. The UC Davis study (Field Verification of UST System Leak Detection Perfor- mance) bears this out. Many folks feel that secondary containment is the best solution to cure leak detection's many ills. I'm not nec- essarily convinced that this is always true. Tighter (^develop- ment of third-party protocols and stricter enforcement of leak detec- tion requirements would go a long way in helping detect releases. New regulations will not answer all the questions and will certainly cause new questions to be asked. What we really need is to diligently enforce the requirements through field actions and more of a hands-on approach. Inspectors need more time in the field with the tank owners, less paper trail loop holes, stricter enforcement strategies, and better training. Face to face inspection, enforcement, investigation, and train- ing is what we need. David McCaskill (1986) - Maine DEP In my experience, to have an effective UST program you must have siting requirements, sec- ondary containment, and a certified installer program. In other words, location matters, no tank has the right to leak. And for Pete's sake, doesn't it make sense that you need a license to install a system that contains the most toxic and flam- mable substance that the general public will routinely be exposed to? Gary Blackburn (1979) - Kansas DHE One of my responsi- bilities when I first started working at the Kansas Department of Health and Environment was to investigate complaints regarding fuel contami- nation of water wells, sewers, and other structures. This was before UST regulations, and we performed most of the work using a small drill rig the agency owned. As a geolo- gist it was a great experience to travel around the state drilling out sites. I learned through this work that most UST sites have had releases to some extent. Often the source of this contamination was obvious, but other times it appeared to be from an accumulation of spills or a past release. Release Prevention In recent years, there has been much discussion on whether the new release detection technologies for tanks are detecting leaks as intended. This concern stems from the fact that new releases are still being discov- ered. In reality, I believe most of the ------- LUSTLine Bulletin 38 release detection systems probably meet their design specifications of either .1 or .2 gallons per hour when the systems are actually used. Based on those release detection standards, a tank system can theoretically release between 876 and 1,752 gal- lons per year and still comply with the regulations. Add to this the fact that a considerable number of UST facility employees who are responsi- ble for operating the systems are not well trained. So it is easy to see that we haven't worked ourselves out of a job yet. The performance standards established by EPA are a huge step in the right direction, but I don't think those who developed them ever thought these regulations would eliminate tank releases com- pletely. They were only the first step in a program that will require us to continue to monitor systems and to respond to the releases that we dis- cover. I don't believe that it is reason- able to ask tank owners to again invest in more advanced systems than what have been installed under the current laws. I am not convinced that an affordable system exists or can be developed that could com- pletely eliminate releases. We should first employ methods to determine if all of the active systems have been upgraded to the current standards and that the required release detec- tion activities are being performed. I am confident that the vast majority of active UST facilities in Kansas have been upgraded with the equipment required by the 1998 stan- dard. This confidence comes from our UST permitting program and licensing of installation contractors. To complement the permitting, we had a targeted inspection program to check all of the systems that were not upgraded to ensure that they were taken out of service. During the 2000 and 2001 permitting process, Kansas has required that tank owners who perform a monthly monitoring method of release detection submit evidence that the system is actually being operated properly. They must submit copies of their tank monitor- ing or SIR reports with their annual registration. Corrective Action The other element that has been incorporated into the Kansas pro- gram is a realization that the active UST facilities will continue to create contamination, even when operating according to the program require- ments. With this in mind, Kansas has used a priority ranking system since 1992 to determine the appropriate corrective action for each site. For example, it makes little sense to perform a $100,000 cleanup at an active fuel dispensing facility that poses no risk to the public. The site is most likely going to cause additional contamination after the cleanup is complete. A more practical approach is to install a monitoring system and perform monitoring with free prod- uct recovery to manage the facility as a contaminated site with the goal of preventing the plume from migrat- ing to a receptor. This type of site management is possible because Kansas uses a state-managed trust fund as a financial responsibility method. The sunset date for the Kansas fund has been extended to 2014. Where a site poses a risk to water supplies or other receptors, the site will obviously need a more compre- hensive remedial response. The Kansas program has focused on per- forming source area remedial mea- sures to remove the largest mass of contamination with the least effort and cost. Rather than trying to cap- ture plumes by chasing them with pump-and-treat or elaborate air sparging systems, we require exten- sive monitoring around threatened water supplies so that treatment sys- tems can be installed where neces- sary. If possible, the well owners are encouraged not to use the wells until the cleanup is complete. Where areas are served by private wells, the response is often to extend public water to the threatened parties. The move many states have made to RBCA-based standards is a step in the right direction. However, closing sites where active tanks are in use may not be a sound decision if you believe, as I do, that the UST sys- tems are likely to release fuel again in the future. This contamination may not be from the UST system per se but may result from surface spills. In many cases, we have been leav- ing most of the monitoring wells and remedial system piping in place at facilities where a future release is likely. The suggestion has also been made that UST owners should install soil vapor extraction (SVE) piping with their new tanks and lines. Since the tank systems must be installed in granular material, the SVE systems should work very well if needed in the future. If the SVE pump is installed, periodic operation would allow for testing of the effluent to determine if a release has occurred and can provide ongoing vapor removal if operated on a regular basis. The number of releases discov- ered across the nation remains high for several reasons. Many of the releases reported to Kansas are dis- covered from the systems that were taken out of service prior to the new rules. Much of the concern about con- tamination being detected around new tank systems may actually be that the prior systems leaked and the environmental assessment did not detect the release when the old tanks were removed. In Kansas, the vast majority of assessments have been performed by agency staff, who have confirmed a very high percentage of releases. I am convinced that a large number of contaminated sites from historical USTs will continue to be discovered as real estate develop- ment takes place. Risk Management for Tanks All of the state and local agencies are limited by budgetary concerns, so limited resources must be used where the maximum benefit can be realized. The UST programs should be operated with a risk management focus. To accomplish this, the first step is to determine where the most significant risks are within your state and then to work with all of the stakeholders to manage those risks. A real priority should be to determine where fuel is stored in high risk locations, such as near pub- lic water supply wells, and then to direct more resources toward reduc- ing those potential risks. Each state should work within its system to establish the safeguards that work best with the local geology and politics. I don't believe that new national regulations are the answer to the continuing releases from tanks. I think it's time for the states to fine-tune their programs to meet the overall goal of public safety. What are your thoughts? • ------- WSTLine Bulletin 3S The Sense of Secondary Containment by Wayne Geyer "\ TaS8^lS revelations ofMTBE in groundwater have undermined the tenets of I \ I gasoline behavior in the environment and set off a flurry of activity among JL \ UST regulators and state and federal legislators. How could we get into this position when so much time and effort went into upgrading underground storage tank (UST) systems? And while a great deal of attention has been directed toward the effec- tiveness and proper design of leak detection to meet federal requirements, there is still concern that the leak detection equipment that is in place may not be operated or main- tained properly. As a result, many UST systems may operate as if they had no leak detection. One solution to this problem is to install equipment that will passively contain a release before it can permeate into the environment. Clearly, secondary containment tank and piping systems have performed this function effectively and continue to rep- resent the state of the art for containing petroleum releases. Secondary containment makes good sense from both an environmental and a business standpoint. Both fiberglass reinforced plastic (FRP) and steel double-walled tanks are now well established in the market place, but single-walled systems are still out there in abundance. STI records indicate that over 60 percent of new tanks bearing the STI label are of single-ivalled construction. I'd like to take this opportunity to stroll down secondary containment lane. As a representative of the steel tank industry, I'll discuss the sense of secondary containment using steel tank examples (of course). Dual-Wall Tanks Secondary containment tanks first appeared in the United States in the early 1980s, when certain local and state jurisdictions were beginning to investigate and promulgate rules for hazardous wastes and chemical stor- age. Secondary containment was one of the solutions. In California, the first secondary containment steel tanks were termed Type II double-walled tanks. The two walls of steel were physically sepa- rated with angles or channels to cre- ate an annular interstice of several inches. The goal of this design was to create an enclosure that would hold 110 percent containment of the pri- mary tank capacity. But these systems were costly and bulky, and the industry needed a more cost-effective design. The industry soon realized that there was no need to contain 110 percent of the tank's capacity—100 percent was sufficient. Later, with the introduc- tion of fill-limiting devices designed to stop incoming deliveries to 90 or 95 percent of the tank capacity, sec- ondary containment tanks with 95 10 percent containment were also accepted. In 1984, the Steel Tank Institute (STI) introduced the first national construction standard for secondary containment tanks. It provided a design for a Type I, intimate wrap steel secondary containment tank, with several alternative construction methods for enabling the interstice to be monitored for releases (i.e., liquid or pressure sensors). The standard even allowed for a simple gauge stick to be lowered into a monitoring pipe. The STI standard was based on German technology. In Germany, secondary containment had already been in use for a number of years. As a matter of fact, the Germans really didn't regulate corrosion protection at that time. As long as secondary containment was in place to prevent a release, the time to replace a system that failed due to corrosion was merely an economic decision and not an environmental concern. STI adapted the German construction methods to American tank produc- tion methods in order to create the Dual-Wall Tank Standard. A year later, changes were initi- ated to incorporate secondary con- tainment into Underwriters Laboratories (UL) listing UL 58, the primary steel UST construction stan- dard. Several UL listings for dual- wall tanks had already been issued prior to 1985 for both the steel and FRP tank industries. The Jacketed Tank Around 1987, nonmetallic secondary containment on steel tanks emerged as a popular concept. A thick poly- ethylene material was wrapped over the tank, and a polyethylene spacer created the interstice between the two materials. The idea of using plas- tic over a steel tank was actually con- ceived many years earlier for the purpose of corrosion protection, not containment. Around 1970, many steel tanks were wrapped with thin, overlapping plastic sheets sealed together by duct tape in the field. One such system was called Poly- Wrap. By keeping soil and water away from the steel surface, corro- sion could be successfully impeded. The Poly-Wrap system did inhibit corrosion in many cases, but lost popularity because it required installation under less than perfect field conditions, making it particu- larly dependent on installer care and expertise. It eventually faded from the market, to be replaced by more sophisticated corrosion control sys- tems. The newer poly- ethylene material used to provide secondary containment was much thicker than Poly- Wrap. The sheets of plastic were fused together ------- LUSTLine Bulletin 38 with, a plastic welding machine at the factory to make it testable and capa- ble of containing releases. By 1989, it became a viable product in the mar- ketplace. In that same year, Underwriters Laboratories published their UL 1746 standard. The third part of the stan- dard provided a test protocol for nonmetallic containment of steel tanks and coined the term "jacketed tank." STI tested several prototypes for secondary containment of steel USTs. We tried coated fabric material that had to be sewn together. When filled with air it looked like a zeppelin. When emptied of air it turned into a wrinkled baggie. Strike one! We tested different coatings that were sprayed through various forms of geotechnical reinforcement materi- als. Great ideas, since they could be used in conjunction with existing coating equipment in the shop. But we just couldn't permanently seal the system. Strike two! How about using FRP? Compos- ite tanks had already been accepted in the market by buyers and were allowed in the 40 CFR Part 280 envi- ronmental regulations (ACT-100). Historically, an FRP coating had been shown to be an effective method for corrosion control (originating in the 1968 STI specification for STI-LIFE tanks). Instead of bonding the FRP to the steel to form a coating, however, we decided to separate the two and create an interstice to contain releases. The interstice could be monitored for releases while also assuring corrosion control. Home Run! By 1990, several companies had begun testing their products through UL to acquire a listing for an FRP- jacketed steel tank. Getting Better All the Time The jacketed tank and the dual-wall steel tank rely on the primary or inner steel tank for structural integrity to hold the product in an underground environment. The outer containment must be strong enough to be handled at the job site and in the soil without losing its integrity. With the jacketed tank, the material must withstand various chemical/soil environments. All of the tanks must be testable and able to communicate a release to a monitoring device. Approximately IE. The truth of the matter is that as long as the human element is involved, mistakes can still be made. Secondary containment adds ^ a reliable measure to protect the environment against such occurrencjes. one of three STI-labeled secondary containment USTs are of jacketed construction and two of three are dual wall steel. Today, new materials continue to evolve and to be developed for use as secondary containment. Usually, the first step into the marketplace is to pass the UL 1746, Part III test proce- dure. While fewer than 10 states man- date secondary containment for reg- ulated USTs, use of the technology continues to grow—nearly 50 per-, cent of all steel USTs made in the USA today are believed to be sec- ondary containment tanks. When the EPA regulations were first promul- gated in 1988, this number was closer to 15 percent. Even greater strides have been made outside the United States. In many countries, tank buyers have leaped from buying unpro- tected steel tanks to buying corrosion-protected sec- ondary containment tanks. Mexico is nearly complete with its secondary contain- ment tank system upgrade program. The most popular STI-labeled tank installed in Mexico is the dual wall sti-P3 tank. The European Commu- nity issued a series of laws that apply to all member countries, similar to the man- ner in which the U.S. EPA UST program is applied to all states. One of these laws is through the Construction Products Directive (CPD). One way to ensure compliance with essential CPD requirements is to build prod- ucts to harmonized standards. The European Standards body, CEN, recently published a harmo- nized standard EN 12285-1 for the construction details of underground steel storage tanks. An appendix lists all the "water-polluting liquids" nor- mally stored underground and includes a determination of whether the liquid is considered dangerous enough to mandate a double-walled tank with leak detection. Gasoline is considered dangerous and therefore all European Community partici- pants' tanks that store gasoline must be of double-walled construction with leak detection. The province of Ontario in Canada is about to adopt a sec- ondary containment mandate. Yet in the United States, nearly one of every two steel tanks built and sold is of single-walled construction. Where the Sense Comes In I can think of four key reasons why the use of secondary containment for petroleum storage should be a patent no brainer. It provides the following: • Containment to prevent a release into soil and all the undesirable elements that go with a release— report writing, cleanup, lawsuits, business interruptions; • An extra insurance policy, just in case the tank was improperly installed or maintained; • Peace of mind; and • State-of-the-art technology. STEEL SECONDARY CONTAINMENT TANKS Percentage of STI-labeled USTs since 1990, representing over one billion gallons of storage capacity installed. Secondary Containment 34.6% Representing one segment of the petroleum equipment manufacturing industry, our industry likes to think that our systems are infallible. But the truth of the matter is that as long as the human element is involved, mis- takes can still be made. Secondary containment adds a reliable measure • continued on page 23 11 ------- It Can Do That? Florida's Prescription for Identifying a Facility's Release Detection Method and Having Some Confidence That It Actually Works by Ernest Roggelin and Joseph Sowers "ft is another hot and humid morning in Pinellas County, Florida. The UST inspector strides to the counter of a convenience I store. He identifies himself and explains that he is there to conduct the routine annual compliance inspection. He then moves JL outside to complete tasks that include visually inspecting dispenser interiors, subsurface piping areas, spill containment buck- ets. He takes the customary peek into the drop tube to ensure that no gauging stick has been strategically stored there. Now that the "physical" portion of the inspection is done, the inspector turns his focus to recordkeeping requirements and the automatic tank gauge (ATG) system, which the facility has reported as its primary method of release detection its USTs. The inspec- tor inquires as to the location of the ATG controller. "You mean the box that prints out the little slips? " replied the clerk. "It's in the back here." As the inspector approaches the unit he notes that it must be Christmas in July. Not only is the green power indicator lit but the yelloio warning and red alarm indicators are flashing. Hanging from the box is a slip of thermal paper with the word "FAIL" - the result of the static test for Tl (read as Tank 1) completed the previous weekend. Back to the counter. "Did you realize that the unit in the back is in alarm?" asks the inspector. "You mean the flashing lights?" answers the clerk. "Been like that for weeks now. It also has an irritating buzzer that goes off every morning, but that's pretty easy to turn off." "Do you understand that 'the box' is indicating that Tank 1 has a leak? " says the inspector. "Really?" says the clerk with amazement. "I didn't know it could do that!" The Reality of Rules The above scenario is repeated more than any regulator would like, and definitely more often than owner/ operators are willing to admit. There are many owner/operators out there who don't know the capabilities of their release detection equipment or whose "clerks" who don't know what to do when the lights and buzzers go off—or both! With the inception of a revised rule in July of 1998, the State of Florida made an attempt to limit this. But before we get to that, a little background. Since the inception of the Florida Department of Environmental Pro- tection's (DEP's) storage tank system rules in 1984, there have been requirements for owner/operators to provide and monitor their varying forms of release detection. In the early years of the program, most owner/operators chose groundwa- ter-monitoring wells as their method of leak detection. The options have changed with the technological advances in both storage tank sys- tems and monitoring methods. _ Currently, about half of the USTs in Florida have secondary contain- ment with interstitial monitoring, the other half must have secondary con- tainment by 2010. Facilities with sin- gle-walled petroleum storage systems in Florida can select from the following leak detection options: sta- tistical inventory reconciliation with 3-year tank precision tightness test- ing, continuous automatic tank gaug- ing (ATG), static ATG with three-year tank precision tightness testing, vacuum/sensor/visual mon- itoring, annual system tightness testing with daily inventory reconcili- ation, groundwater or vapor moni- toring wells, manual tank gauging, and either mechanical or electronic line leak detectors. The basic tenet of Florida's tank program has been to eliminate, or more realistically to reduce, the pres- ence and associated effects of petro- leum in and on the environment. Florida classifies petroleum releases into incidents (suspicion) and dis- charges (confirmation), requiring reporting procedures that generate a timely "contain, remove, and abate" response. The compliance inspector in essence charts facility history and, through an ongoing educational process, helps the owner/operator understand what is required to achieve and maintain compliance. Occasionally a stronger nudge via the enforcement process is necessary to encourage compliance. No More Excuses During the period spanning 1984 through early 1998, compliance inspectors observed interesting release detection field conditions and listened to a variety of excuses dur- ing the course of their inspections. Findings and excuses included the inability to find all the wells, locks rusted shut, submerged sensors, no keys to the dispenser, burnt out panel lights, "it's been like that for weeks," units hidden behind the stacked soda cases, no tapes, silenced alarms, "it always flashes," or no concept of what constitutes a valid release detection method. But again, the inspector is an "after the fact" ------- LUSTLine Bulletin 38 examiner of release detection history. With the July 13,1998, update to Florida's storage tank system rule, facilities now have to provide a Release Detection Response Level (RDRL) document. The rule requires that "A RDRL shall be described in writing for each method or combina- tion of methods of release detection used for a storage tank system." No longer are the excuses "I didn't know what to do" or "What does that mean?" valid for the owner/operator. The RDRL can range from a simple checklist to a more complex response action docu- ment. For each facility, owners and operators must provide the following information about release detection: what method they have, what it does, and when they are supposed to do something. A generic checklist was initially developed by the Hillsborough County Environmental Protection Commission tank staff and later adopted by the DEP as a tool for the field inspector to give to a facility owner/operator. The checklist can be as simple as: method - visual moni- toring of sumps; action - observation of water above the piping penetra- tion level or the presence of free product. Or, it could be as sophisti- cated as the Amerada Hess Corpora- tion's "Leak Detection Monitoring Procedures." These laminated cards provide classifications for 34 differ- ent release detection combinations in Hess's Florida UST systems, describe tank and piping construction, list the pertinent leak detection method, and on a daily/weekly/monthly basis, list the responsibilities of facility staff, along with required documentation and reporting obligations. On to Repair, Operation, and Maintenance Once owners and operators suppos- edly knew how their release detec- tion systems worked and when they are supposed to initiate a response, Florida began to focus on the mechanical/electronic portions of these systems—do they actually work as intended, or not? In the Repair, Operation, and Maintenance section of the rule, there is a require- ment that: "All release detection devices shall be tested annually to ensure proper operation. The test shall be Did you realize that the unit in the back is in alarm? conducted according to manufac- turer's specifications and shall include, at a minimum, a determi- nation of whether the device oper- • ates as designed." In Pinellas County, we have interpreted this requirement to mean that the owner/operator of the facil- ity must demonstrate that the sensor or detector actually functions versus simply receiving a "pass" test report. On a monthly basis, an owner/oper- ator may be testing an alarm horn, a panel light, or reading an ATG-con- troller history report. For the annual test, we want to see the owner/operator place the sys- tem into alarm and have the compo- nent detect the condition. It can be as simple as observing facility personnel invert a float sensor and noting that the ATG-panel went into alarm on- site or at a remote location. Recently, Tanknology, Inc. has begun using a detailed Monitoring System Certifica- tion form, based on a California reporting requirement. The multi- page form provides for an equipment inventory, as well as a step-by-step results-of-testing checklist. There has been some controversy regarding the phrase "according to manufacturer's specifications." Spe- cifically, an ATG-controller manufac- turer indicated to the DEP that annual testing is not required for its equipment. They assured the agency that nonauthorized personnel han- dling of the equipment might void the warranty. The Florida DEP's legal section responded by stating that the rule requires annual testing, regard- less of the manufacturer's claims. If no specified method exists, then a test method must be developed by the facility. Have Our Requirements Helped? Hmm, sort of, maybe, yes? The RDRL requirement has made it clearer to the inspector what the primary release detection method or methods are for a facility. It has also caused owner/operators to think through their release detection options and formulate a "check list" that shows personnel what to look at and when further action is required. Granted • continued on page 14 ------- LUSTLiue Bulletin 38 m It Can Do That? continued from page 13 this requirement is more effective for the conscientious owner/operator. Alas, there are still instances when "alarms" have gone off, and store personnel still have made no attempt to take appropriate action. With regard to the annual testing of release detection devices, we have an increased level of comfort that the systems are functioning. All of this leads to additional recordkeeping requirements, and we can state with heartfelt certainty that record reviews continue to be the bane of the UST inspection. How much detail do you want to see—per tank, per product, daily, weekly, monthly, annual, back to the last inspection, or for the past two years? Records also continue to be a significant part of the noncom- pliance problem. For example, during the period of July 1999 through March 2000, Pinel- las County performed 567 annual compliance inspections out of a total of 727 inspections. This timeframe began one year after the rule revision took effect. Total noncompliance items written numbered 1,835. The prominent noncompliance categories were incomplete records availability (22%), no demonstration of financial responsibility (8%), no RDRL (5%), lack of annual release detection test- ing (5%), lack of monthly visual exam (4%), liquids in sump/liners (4%), incomplete monthly release detection (4%), lack of line-leak detector testing (3%), incomplete repairs (3%), inci- dents not reported (2%), and failure to upgrade (1%). Then there is Florida's shift away from the state-funded reimburse- ment program for discharges reported on/after January 1, 1999. Corrective action coverage is now handled as part of the petroleum lia- bility insurance package that the facility must possess. Has this change in funding put a damper the owner/operator's incentive to report a discharge? Owners know that reporting a release leads to site assessment and remediation tasks. The discovery of an incident simi- larly leads to an investigation, all with a financial burden on the facil- ity. In contrast, failure to file an inci- dent report represents a minor violation, not a significant threat of 14 penalty to insure timely reporting by the facility. During the period of January 2000 through April 2001, Pinellas County received 235 incident notifi- cations. Of that number, 22 were con- firmed to represent a discharge event (2 AST overfills, 14 closures, 3 con- tractor accidents, 1 line failure, 1 AST siphon event, and 1 unknown). The remaining incidents included 43 SIR failure or consecutive inconclusive results, 63 visual or sensor liquid- presence alarms in sumps or dis- penser liners,. 12 tank interstice alarms, 3 overfills, 2 PLLD alarms, 4 failed tightness tests, 75 ATG-alarms for failed leak rate, 18 closure-related, and 13 other. '-,'•' It still boils down in the end to t education. While we might like to think that it is easier to takejhe 1 "traffic cop approach" — it is their n business and they should have i ) ; known better—the fact is, we are I not traffic cops, and enforcement is "much more complicated and time M I I III ' f J I11 | n m liiin consuming than merely I 1 writing a ticket. What does all of this represent? A cynical view would be that nothing has changed and that the inspectors are still noting the same issues. The types of records have changed. We now. have electronics, the supposed cure-all for continuously monitoring the status of a system. There is just more to go wrong now. There are more records to look at, and there is another level of quality assurance to be confirmed by the facility. On the plus side, there are a lot more secon- darily protected systems, and release detection is picking up events (e.g., product/liquid in sump and dis- penser liners, water/mud in tank interstice)—the 213 incidents that did not result in a discharge are signifi- cant in their own right. Still Boils Down to Education With all our requirements and the sophistication/diversity of release detection equipment, it still boils down in the end to education. While we might like to think that it is easier to take the "traffic cop approach" — it is their business and they should have known better—the fact is, we are not traffic cops, and enforcement is much more complicated and time consuming than merely writing a ticket. Let's remember that there are some basic truths associated with the UST world: • Many owners who have no prior business experience, let alone petroleum storage experience, continue to purchase facilities. • Release detection systems can be complex. • Reading and comprehending our rules can be daunting, to say the least. • Education reflects the true mis- sion of our jobs—protecting the ground and surface waters of our state. • The effort to educate fosters the perception that we as regulators are there to help and not just to "hammer." • Educating owners, for the most part, brings the facility into com- pliance and makes next year's inspection "easier." So given our UST requirements, the myriad of release detection options, and the relentless turnover in facility personnel, it seems fairly certain that the inspecting agency will continue to be (depending on your point of view) charged or saddled with the job of either providing the training or being the impetus for the facility to improve its level of training and per- formance. • Ernest M. Roggelin is an Environmen- tal Manager over Pinellas County's Storage Tank Compliance and Petro- leum Cleanup programs. Joseph A. Sowers is an Environmental Specialist III performing CIS/Enforcement Tracking/Technical Support, along with inspector-training for the Florida DEP. The Environmental Engineering Division of the Pinellas County Health Department contracts with the Florida DEP to inspect 777 facilities with 2,084 UST/ASTs. There are three field inspectors. ------- LUSTL1N KlRTS Back of shirt Short sleeve shirt new WACKY designs created by LUSTLine cartoonist, HankAho TWO colors... red and black TWO versions... long and short sleeve Front of shirt Long sleeve $17.00 Short sleeve $13.00 Sizes: M, L, X, XXL TO ORPKRJ Send check or money order (drawn on U.S. banks only) to: NEIWPCC Boott Mills South, 100 Foot of John Street, Lowell, MA 01852-1124 Tel: (978) 323-7929 • Fax: (978) 323-7919 LUSTLINE ORDER FORM Q One-year subscription. $1 8.00. Q Federal, state, or local government. Exempt from fee. (If you wish to have LUSTLine sent to your home, please submit your request on agency letterhead.) Q Please take my name off your mailing list. Q Please send me back issues of LUSTLine. Fill out name and address — no P.O. boxes. Back issues cost $3.00 per issue or $50.00 for a complete set. If ordering back issues, please indicate LUSTLine issue #"s _ Q Please send me a LUSTLine Index. Name _ _ Company/Agency _ Address Please enclose a check or money order (drawn on a U.S. bank) made payable to NEIWPCC. Send to: New England Interstate Water Pollution Control Commission Boott Mills South, 100 Foot of John Street, Lowell, MA 01852-1124 Phone: (978) 323-7929 • Fax: (978) 323-7919 • lustline@neiwpcc.org • www.neiwpcc.org We welcome your comments and suggestions on any of our articles. ------- ------- LUSTLine Bulletin 38 Enforcement Selling the Healthy Choice The Human Side of UST Enforcement by Jackie Poston Editor's note: This article is based on a presentation Jackie gave at the 2001 UST/LUST National Conference in Albuquerque, New Mexico. That presen- tation was an appetizer of sorts for the "Full Meal Deal" panel on Operations and Maintenance (O&M). One of the biggest challenges regulators face is getting the attention of tank owners. A typical UST owner/operator faces an ever-changing kaleidoscope of regu- lations from a multitude of agencies at local, state, and federal levels. In reality, we live in a busy and compli- cated society, one in which business owners, like it or not, have to adapt. As regulators, we need to be cog- nizant of this uniquely human dilemma, because, like it or not, we're bobbing around in the same boat. To illustrate my point about our mutual humanness, I offer this quiz: • Look at the time. Are you wearing a watch? Can you recite and/or produce the warranty and techni- cal information that came with it? • Have you read a copy of your vehicle manual in the past couple of years, and have you had all the recommended periodic mainte- nance performed? • How about the details of your car - insurance? Do your know your deductibles and amounts of cov- erage? • Do you know the details of you homeowner's policy? If you didn't keep paperwork and warranty for the watch, you have a lot in common with many tank owners. You probably figured it would operate for a long time, cer- tainly for the warranty period. Or you may have felt that if it did give out, the cost wouldn't outweigh the risk of not sending in the warranty card—something like the thinking of many an UST owner. How about your insurance pre- mium? Do you know the terms and details of your coverage? Do you trust the insurance expert to provide you with the coverage you requested? Most of us do. How many owners and operators have invested in equipment and trusted the installer to provide them with what- ever the regulations require? Now you may say, "Yes, but a tank system is a much bigger invest- ment than a watch or an insurance policy." I agree, but not reading the fine print is, well, all too human. But then again, I've found, and studies have shown, that once people are informed and "get it" and under- stand the consequences, they're more likely to comply. The percentage of people wearing seatbelts demon- strates this concept. The Full-Meal Deal So how does a regulator go about the business of enforcement today? With federal regulations in effect now for over 10 years, owner/operator "hand-holding" may not be as crucial as it was in the past. However, it is imperative that as we enforce the reg1 ulations, we do so in a considerate yet effective manner. Inspectors in today's world need to be able to "hold-hands" by shaking with their left hand and writing a citation with their right hand. It's a social art akin to that of delivering hot coffee on a high wire. So how do we do this? As regulators, we need to focus on how we go about selling, yes, sell- ing, our product—operational com- pliance. To do this we must begin to think about how we do what we do in our encounters with the regulated community during inspections and other interactions. Whether we "reg- ulate" through education and assis- tance or by taking enforcement actions, we are selling a product, and we can only succeed if the regulated community "buys!" To get our teeth around the busi- ness of UST inspections, let's try thinking in terms of food—the "full- meal deal." The basic elements of the full meal deal are: • Regulations and associated guid- ance, • Communication, and • Guiding principles. Knowledge of regulations and associated guidance is critical, and you must be fluent enough in this area to go on "auto-pilot." It's not imperative that we know every detail of all regulations, policies, and so forth, but we should be familiar enough with them to be able to navi- gate our way through appropriate reference materials. This represents the main menu—the burger and the fries. Communication is the vehicle that brings the regulations and guid- ance to life. It's the grill on which the food is cooked! It's the tool used to convey the rules and regulations— the outreach publications and docu- ments. But it's the presentation that really counts— serving up the food and bringing it to the table. The prin- ciples that guide our delivery are the elements necessary for making the burger and fries so appealing that the customer can't wait to dive in. We all know how "bad service" in a restau- rant can result in a negative dining experience—food is never quite as appetizing as it might have been and guests are less inclined to return. As regulators, we too need to serve up • continued on page 16 15 ------- LUSTLine Bulletin 33 • The Healthy Choice continued from page 15 our agenda in such a way that people feel positive and want to comply. I understand the difficulties inherent in balancing compassion with consequence and compliance assistance with enforcement. Deliver- ing the right mix is unique to each sit- uation—there will always be circumstances that require nothing less than standard enforcement. The Sales Pitch So, how can we reach owners and operators? How can we make them care? And what are we trying to achieve with operational compli- ance? Is it about taking people out of the equation or having them take responsibility? For this program to really work, I think the answer must be the latter. As our technocracy busily tries to develop the most fool- proof UST technology to operate independently of people, I firmly believe that we must work harder to involve people. Operational compliance is all about changing UST owner/operator behavior to ensure that their facility's environmental safeguards function. Individuals will comply either because they want to or because they have to. Does it matter which? I think it does. Ideally, compliance should be born from the clear understanding that it is highly desirable to prevent releases! It's up to us to provide a com- pelling argument, or "sales pitch" if you will, so that when an owner/operator approaches the "Full Meal Buffet," he/she makes "healthy choices!" What can we do to effectively market the operational compliance of USTs? Lef s dissect the steps mentioned earlier a bit more. Communication and guiding principles consist of the following stages: * Listen and observe. • Speak so you are heard. • Deliver your message. • Perform your duties. • Speak to effect change. The successful combination of communication and guiding princi- ples begins passively through the art of listening and observing. Who is _ this person? How does he communi- cate (e.g., is the vocabulary simple or sophisticated?)? Express himself emotionally (e.g., ho-hum, anger about some government regulation, personal struggles)? What are her personal values? Does she "get" the environmental connection? Is profit the bottom-line and the only line? Is he an all-business, straight-to-the- point type or more light-hearted? As far as you are concerned, it's not about who you are, but who they need you to be. Next, take what you've learned and speak so the tank owner/opera- tor hears. Approach the conversation in a "language" that he or she can relate to. When people are made to feel comfortable, they are more likely to listen to what you have to say. „. Individuals will comply either if" * because they want to or because r they have to. Does it matter which? "I " think it does. Ideally, compliance - should be born from the clear _ i * understanding that it is highly *"1 h desirable to prevent releases! i i i' i i s. «_. Once you have their attention, then you can deliver your key-under- lying message, a message designed to foster a personal desire to care, assume responsibility, and take action. The essence of tills message is that leak prevention is about protect- ing human health and the environ- ment. It's about the air we breathe, the water we drink, and the world we leave for the generations to come. If you think this will all sound too hokey for the tank owner, then work on your delivery, because the mes- sage is too important. Promoting Change In the process of performing your duties, be they inspecting, conduct- ing compliance assistance visits, speaking at workshops, or negotiat- ing settlement agreements, always speak to effect change. Put yourself in the position of the doctor examin- ing the patient, diagnosing an illness, and prescribing a cure—chronic leak detection violations where a leak has not yet occurred. How you commu- nicate the potential seriousness of this to the patient is critical. Empathy helps. The punishment approach can be counterproductive. Can you imag- ine informing a patient who's over- indulged in a few too many full meals that they should have known the consequences because, for heaven's sake, the studies have been out and well-publicized for over 10 years now? Informing tank owners that they've missed the boat and taking enforcement action says a lot. The compliance orders we issue will also seek corrective measures. But let's challenge ourselves to go beyond, to hope that we've inspired a change in attitude that will survive beyond the life of the inspection, seminar, or enforcement action. Emphasis on the manner in which we deliver our enforcement actions has been notably absent in state and federal regulatory staff training. What is typically missing in all this is the "human factor." In many cases it's intuitive, but training can always enhance our awareness. We need to start by talking about it. We, as regulators, would be very well served to break free from the bureau- cratic mold and would benefit by availing ourselves of every opportu- nity to do so. Challenge Yourself! Try out some new techniques during future inspections and other encoun- ters with the regulated community. And don't be afraid to ask for feed- back. Send out a survey to people that you've inspected to find what they have to say about their experi- ence. The only way to gain an honest perspective on how well we're doing is to ask our customers. The future success of our regula- tory framework lies not in scientific or technical advances nor in the Code of Federal Regulations, it lies in our abil- ity to acknowledge and accommodate humanity. I'd ask that each of us think hard about the meanings and the responsibilities that we have as ambas- sadors, not of a government entity, but as protectors of the environment for today and for the future. • Jacqueline Poston is U.S.EPA Region 10 Enforcement Coordinator. She can be reached at poston.jacqueline@epa.gov. ------- LUSTLine Bulletin 38 ueak Prevention by W. David McCaskill David McCaskill is an Environmental Engineer with the Maine Department of Environmental Protection. Tanks Down East is a regular feature o/LUSTLine. David can be reached at David.Mccaskill@state.me.us. As always, we welcome your comments. There Ought to be a Law! Maine's New UST Siting and Inspection Laws For the past couple of years I've been pontificating on the issue of siting and proper operation of UST facilities. (See "Convenience Is Nice, But UST Systems Aren't Potato Chips, " LUSTLine # 32 and "The Tank That Never Leaked, Isn't it High Time We Made Sure USTs Don't End Up Where They Don't Belong", LUSTLine #35.) There are endless examples nationwide of releases that have resulted from owner/operator inattention to their UST systems coupled with an appar- ent lack of knowledge on how to use the release prevention equipment that they've purchased. Many assume that compliance can be achieved conveniently through the purchase of black box leak detection systems. Active management of the thousands of gallons of toxic and flammable liquids located at their businesses is not the preferred option. It would be nice to think that some day soon we'll see the success- ful marriage of diligent tank owners and trouble-free tank systems. In the meantime, if we have to live with our compliance conundrum, then at least there ought to be a law to reduce the risk of releases in and around sensi- tive groundwater resource areas. I mean look at the picture on page 18. Is that right? Should the homeowners (assuming they were there first) have to worry about a high-risk groundwater contamina- tion source located across the street from their home and water source? Well, I am happy to report that in Maine we finally have an UST siting law, PL 2001-302, An Act to Protect Sensitive Geologic Areas from Oil Contamination, that addresses this issue. It took public outcry, political fortitude (a lot of staff time), and, unfortunately, a number of large releases to make it all happen, but it did. The law consists of two parts: a provision to protect existing water supplies (i.e., public and private wells) and another that calls for the development of regulations to pro- tect future water supplies (i.e., sand and gravel aquifers). It has always been clear to staff at the Maine Department of Environ- mental Protection (DEP) that there are places where there should absolutely not be any gas stations or UST bulk plants. This motherhood and apple pie concept became more apparent to our legislative committee this session (especially when they heard from a few mothers!). One other UST-related thing our legislature did during this session was to pass a law requiring owners and operators of existing UST facili- ties to obtain certification of compli- ance with our current requirement for annual facility inspections. More about that later. What Are We Protecting? Our new siting law protects public and private water supplies and sand and gravel aquifers. Under the fed- eral Safe Drinking Water Act (SDWA), a public drinking water supply is any well or other source of water that furnishes water to the public for human consumption for at least 15 connections, regularly serves an average of at least 25 individuals daily at least 60 days out of the year, or supplies bottled water for sale. There are three types of public drinking water supplies: community (e.g., municipal water districts, mobile home parks, nursing homes), non-community transit (e.g., motels, restaurants, campgrounds), and non- community non-transit (e.g., schools and business with 25 employees or more). One of the requirements of the 1996 SDWA Amendments is for water suppliers to delineate (map) the area that contributes recharge water to their well. These areas are referred to as source water protection areas (SWPAs). In this state, the Department of Human Services has mapped these areas using a formula based either on usage or actual pump tests supplied by the water supplier. As for the sand and gravel aquifers, the Maine Geological Sur- vey has mapped the significant sand and gravel aquifers in the state using a combination of aerial surveys, well pump test data, and field work. These aquifer maps delineate areas with less than 50-gallons per minute (gpm) yields and areas with more than 50-gpm yields. The determina- tion of the aquifers yielding greater than 50 gpm is based primarily on well pump test data of existing pri- vate or community drinking water supplies. The UST Siting Law The new law prohibits, after Septem- ber 30, 2001, the siting of new UST • continued on page 18 17 ------- LUSTUttc Bulletin 38 m Tanks Down East continued from page 17 facilities within the mapped source water protection area or within 1,000 feet (which ever is greater) of a com- munity water supply or school well, or within 300 feet of a private well. A variance to the prohibition will only be granted if the applicant proves that there is no hydrogeological con- nection between the UST system and the well(s). Protection of community water supply wells is fairly straightfor- ward; schools are included because kids not only spend a lot of time at school but are also a more contami- nant-sensitive population. The most powerful of these prohibitions, how- ever, is the setback provision for pri- vate drinking water wells. Replacing private wells that have been contam- inated with petroleum has been the bread and butter of the remediation work in our UST program. A few exceptions are identified in the law. These include replacing or expanding an existing UST facility, converting tanks at an existing facil- ity from aboveground storage tanks to USTs, tanks that are used solely for on-site heating, and facilities where the well is located on the same prop- erty as the tanks and serves only the users of the property (i.e., you can mess your own nest, but we won't pay for a replacement water supply). As for the non-community non- transit (excluding school wells) and non-community transit wells, any proposed facilities sited within the mapped SWPA or 1,000 feet of these wells may receive a variance based on extraordinary engineering and monitoring measures proposed by the applicant. Such measures must exceed regulatory requirements and effectively minimize a release. What kind of measures are these you ask? Some that we will consider can be found in Marcel Moreau's arti- cle, "Plugging the Holes in Our UST Systems," in LUSTLine #37. Quite frankly, some of these measures, such as dispenser sumps with monitors and 15- to 25-gallon capacity spill buckets, should be requirements for all tanks regardless of location, and we may be considering such require- ments at a later date. 18 The Rulemaking Part The second part of the law requires that the DEP develop rules for the sit- ing of USTs over mapped sand and gravel aquifers. The rules are to include variances for certain circum- stances. DEP scheduled two stake- holders meeting to solicit input prior to the formal rulemaking process. The stakeholders include industry and business representatives, as well as town officials, environmental groups, consultants, other state agencies (i.e., the Drinking Water Program and Department of Trans- portation), water utilities, and tank installers. Input from the first stakeholders meeting reflected our thinking that perhaps there should be a three- tiered model for the siting of USTs over mapped sand and gravel aquifers, based on their potential as a future public drinking water sup- plies. These tiers could be set up in the following manner: • No additional requirements for UST siting over areas of the aquifer that have existing contam- ination or are already heavily developed, • Additional engineering and moni- toring measures to prevent dis- charges for USTs sited in aquifers capable of yielding less than 50 gpm, and • An all out UST prohibition in areas of the aquifer that are capa- ble of yielding more than 50 gpm—aquifers or portions of aquifers of high potential as a water supply. The Inspection Law The other UST law that passed this legislative session requires that tank owner/operators obtain certification of compliance with our annual facil- ity inspection requirement. Since 1991, all owners and operators of UST facilities have been required to have their leak detection, spill and overfill prevention, and corrosion protection checked for proper opera- tion on an annual basis by a certified tank installer or other qualified per- sons. For the past six years, DEP has offered training and issued annual reminders concerning this require- ment. Last year, we undertook a study to evaluate the compliance rates with our annual equipment inspec- tions. Using a randomly selected 10 percent sample (262) of active oil UST facilities, the study found that more than 25 percent of the facilities had not had the required annual equip- ment inspections. Of those that had the inspections, 29 percent had prob- lems with equipment. The most com- mon problems found were with spill and overfill prevention equipment, tank interstitial probes, and line leak detectors for pressurized piping sys- tems. The real kicker is that of those facilities with problems, 35 percent of the time the owners failed to have the problems corrected! The new law will require owner/operators to submit a certifi- cate to DEP, signed by a certified installer or inspector, stating that the leak detection, spill and overfill pre- vention systems, and stage I vapor recovery systems have been inspected and that any deficiencies discovered during the inspections have been corrected. The first certifi- cate is due by July 1,2003, and certifi- cation is required annually thereafter. The law also gives DEP additional enforcement powers to require the owner/operator to cease deliveries of oil until the inspection is completed and/or deficiencies are corrected. Finally, there is a prohibition on delivery of oil to nonconforming (bare steel) tanks after May 1, 2002. We hope that this will help provide motivation for the removal of those last 300 (more or less) remaining bare steel home heating oil USTs. ------- LUSTLine Bulletin 38 fear and Loathing... They say never wish too hard for what you want because it may come true. DEP tank staff have dreamed of these tools, but now comes the heavy lifting to implement them. You fel- low regulators are probably reading this and conjuring up in your minds some of the devilish details that await us. With respect to the siting bill, we have a little less than a year to develop regulations for the siting of UST facilities over mapped sand and gravel aquifers, but the prohibitions against siting close to public and pri- vate wells go into effect this October. We will need to develop guidance on what we mean by engineering and monitoring measures and what we will require for proof of no hydrogeo- logical connection between UST facil- ities and drinking water wells. My worst fear is about what will happen when that property owner who wants to build his American dream, small business, mom and pop variety store with "gas pumps" out front (to attract buyers of beer, ciga- rettes, ice, and picnic supplies) comes in for a variance. When told that he has to hire a hydrogeologist to deter- mine whether there is a hydrogeolog- ical connection between his site and the neighbor's drinking water well 200 feet away, what's he is going to say? "You mean to tell me that you can't tell me that? You mean I have to gamble $10,000 for you to tell me whether or not I can sell gas on my land?" Hopefully education and out- reach to industry, tank installers, municipal code enforcement officers, and banks will provide buffer against such a scenario. We have some pow- erful tools now in our quiver and a lot of work ahead, but in the end, this is bound to help prevent future nightmare cleanups. As for the inspection certification requirement, well, it builds on an existing requirement. So for us, it is a matter of developing a database and an enforcement plan and then educat- ing tank owners that the require- ments become effective in two years. Another one of my fears on this one is that the 25+ percent of owner/opera- tors who have never had their sys- tems checked will wait until the last minute to fix their problems. • Are 1998 UST Upgrades Effective? California's Field-Based Research Project Looks for Answers This article is reprinted, with permission, from the autumn 2000 edition of the Cal- ifornia State Water Resources Control Board's newsletter Just UST News. In January 1999, a State Water Resources Control Board (SWRCB) Advisory Panel deter- mined that more research needs to be conducted to evaluate the effec- tiveness of the 1998 UST system upgrades. As a result of the panel's recommendation, the California leg- islature passed a bill mandating that the SWRCB conduct field-based research to evaluate the effectiveness of new and upgraded UST systems in California. University of California at Davis (UCD) is under contract with the SWRCB to conduct the project. Six county test areas were selected, based on their wide range of UST system types, construction materials, and construction techniques, and they were able to provide UST permit data in an electronic format. Under contract with UCD, Tracer Research Corporation plans to test a total of 180 facilities in the test areas over a two-year period. To test the UST systems, Tracer is installing 25 to 35 soil vapor probes in the tank pit backfill and along the piping trench. The tank is then inoculated with an inert tracer compound. Seven to 14 days later, Tracer returns to collect vapor samples from the probes and analyze them for the inoculant. If any inoculant is detected, the owner/ operator must make repairs to the system. Then Tracer comes back and adds a different inoculant to the tank for a second round of testing. This second test is to determine whether the repairs were adequate to stop leaks from the UST system. If inoculant is not detected in either the first or second sampling event, then Tracer presumes that the tank system is tight. If inoculant is detected in the second round, then the system is presumed not to be liquid and/or vapor tight. Information from this follow-up test will help the owner make decisions about further repairs or excavation efforts. Tracer will pro- vide the UST owner with a report of its findings. After completing this research, the SWRCB will better understand where leaks are most likely to develop in an UST system and if there is a difference between the integrity of single-walled compo- nents and double-walled compo- nents of UST systems. • For more information, contact Shahla Famhnak at (916)341-5668, or Erin Ragazzi at (916) 341-5863. 19 ------- LUSTLine Bulletin 38 tjgatioi, ancj RemediatirQn Indoor Air Pathway Risks1 What is the Impact on UST Cleanup Sites? by Michael Anderson, Steve Bainbridge, Henning Larsen, Paula Lyon, Hun Seak Park, and Bruce Wicherski Prior to 1995, many state LUST programs based their cleanup requirements solely on the risk of exposure to BTEX2 contamination from ingestion of groundwater. With the advent of the American Society of Testing Material's (ASTM's) Stan- dard Guide for Risk-Based Corrective Action Applied at Petroleum Release Sites (RBCA) (ASTM, 1995) and the subsequent encouragement of its use in EPA's OSWER Directive 9610.17 (EPA, 1995), states began to incorpo- rate risk-based decision-making (RBDM) into their LUST programs. To accomplish this, we had to expand site investigations to include: analysis of samples for additional constituents (e.g., polynuclear aro- matic hydrocarbons (PAHs)) and evaluation of exposures by addi- tional pathways (e.g.., volatilization to indoor air). As a result, just when we thought that RBCA might help us close some sites that didn't meet the low part- per-billion (ppb) level benzene groundwater standard, we found that it now kept many sites open that didn't meet the low ppb level benzene volatilization-from-soil-to- indoor air standard.3 As states began to use the ASTM RBCA guidance as the model for revising their LUST cleanup pro- grams and for setting new soil and groundwater cleanup levels, it became clear that training was needed to help UST program staff understand and implement some of the new aspects of this approach. Though we had experience with soil and groundwater assessments, think- ing in terms of a conceptual site risk model and incorporating air path- ways were new tools for many of us. Some of the questions that arose in this regard included: • Is the indoor air pathway really a concern, or is it just a false alarm resulting from the application of overly conservative generic mod- els? • If indoor air exposure is a potential threat, how do we estimate poten- tial impacts or measure real impacts? • How well will indoor-air pathway models work •when applied to sites with good site-specific input val- ues? As mentioned in the companion article ("Region 10 Takes an Innova- tive Approach to Meet Indoor Air Training Needs"), UST program staff from the Region 10 states and EPA Region 10 worked together to de- velop a training course on this sub- ject. This article describes the nature and background of the problem and discusses some of the lessons learned in that course. The Conceptual Site Model Prior to RBDM, the main questions asked during a LUST site investiga- tion and the development of a correc- tive action plan were: • Where is the contamination located today? • Can I dig out the contaminated soil? • Can I pump out the free product or contaminated groundwater? Risk was not totally ignored, but it was primarily limited to concerns about impacts on groundwater used as drinking water. Vapors were usu- ally only a concern in the early stages of a release—are vapors in a building reaching explosive levels, or are there noticeable odors that might create nuisance conditions or health con- cerns? If vapor levels were well below lower explosive limits and there were no complaints about odors, vapors were not thought to be a problem. With the advent of a more rigor- ous application of risk at LUST sites, we had to perform a more thorough examination of how human and eco- logical receptors could be at risk due to the release of petroleum products. Because risk = toxicity x exposure, one necessary element is to assess all of the reasonably likely exposure pathways at a typical LUST site. In addition to some of the more obvious pathways, such as coming into contact with contaminated soil or drinking contaminated water, indirect pathways where contami- nants are transported to the receptor must also be considered. The concep- tual site model (CSM), which describes all of the current and poten- tial future ways that receptors may become exposed to contaminants, is the key component that bridges the gap between the information gath- ered during the site investigation and the development of an effective and protective risk-based remedy. Since petroleum products, espe- cially gasoline, contain fairly volatile constituents, we need to consider not only where vapors might be located today, but also where they might show up in the future as they con- tinue to volatilize from contaminated soil and groundwater. (See Figure 1.) Therefore, achieving a protective remedy for the indoor-air pathway depends on our ability to ensure that the concentrations we leave behind in soil and groundwater will elimi- nate any current unacceptable con- centrations of volatiles in indoor air and prevent future unacceptable con- centrations from developing. One way to estimate this is to use expo- sure equations4 to calculate accept- able air concentrations for the contaminants of interest. Then a transport model can be applied to estimate the concentration of conta- minants in air that might result from given initial concentrations in soil or groundwater.5 These results are then combined to predict acceptable con- centrations for the contaminants in soil and groundwater. This approach is often used to develop generic "screening levels" or even site-specific "target levels" or "cleanup goals." For screening levels, 20 ------- LUSTLine Bulletin 38 Connective Transport FIGURE 1 VAPOR FLUX MODELING - CONCEPTUAL MODEL Mixing in Breathing Zone Biodegradation Diffusive Transport Impacted Soil or Groundwater Partitioning to Soil Vapor (Adapted from a figure developed by Robbie Ettinger, Equilon Enterprises LLC. Used with permission.) a set of conservative conditions (e.g., shallow groundwater and permeable soils) are used in the model so that the results can be safely applied to sites with a wide range of actual con- ditions. For site-specific work, appro- priate site data are used in place of generic parameters to calculate the target levels. The Transport Model A number of models exist for simu- lating the flux of gases and vapors from the ground into structures (EPA, 1992). Early interest in this problem was directed at the infiltra- tion of radon into buildings. The model most commonly used today for estimating the potential impact to indoor air from volatile organics in underlying soil or groundwater was developed by Paul Johnson and Rob- bie Ettinger (Johnson and Ettinger, 1991)6. Their model simulates all of the factors illustrated in Figure 1 except for biodegradation. Volatile contaminants at the source (either contaminated soil or groundwater) volatilize into the available overlying air-filled pore space. The contami- nants then diffuse upward until they are close to the building. At that point, reduced indoor air pressure generates a convective flow that sweeps the volatiles through cracks in the building foundation where they mix with the indoor air. In their 1991 paper, Johnson and Ettinger (J&E) not only develop the full equation for this system, they also present simplified equations for limiting conditions, such as when transport is diffusion limited or con- vection limited. ASTM used the dif- fusion-limited version of the J&E model for the 1995 RBCA guidance. With ASTM's set of generic site para- meters, the diffusion-limited equa- tion predicts an acceptable soil-vapor to indoor-air screening level for ben- zene of 5 ppb (assuming an accept- able excess carcinogenic risk level of 1 x 10~6). This value generated considerable concern among state regulators. Is benzene really an unac- ceptable risk at such low concentra- tions, is the model incorrect, or are ASTM's generic parameters too con- servative? Field studies have been carried out to assess the severity of the indoor-air pathway risk. A study of 168 sites by Massachusetts (45% BTEX sites and 55% chlorinated sites) found that although the model- derived screening levels were conser- vative for BTEX, they were not conservative for chlorinated hydro- carbons (Fitzpatrick and Fitzgerald, 1996). This could be due to the more rapid biodegradation rates of BTEX versus chlorinated hydrocarbons. The results of a study at a refin- ery site showed that surface fluxes were affected by source concentra- tions, depth to the source, and source depletion. It also showed that aerobic degradation, could have a significant impact on the surface flux of volatile aromatic compounds. Soil moisture was also a significant factor because of its ability to retard diffusion. So, although the J&E model does appear to be somewhat conservative, especially when applied to com- pounds that are likely to undergo significant biodegradation, it is still a useful generic screening tool and can also be a reasonable site-specific screening tool when realistic values are used for the input parameters. Model predictions can be improved by collecting data on soil moisture content, porosity, and bulk density. Results are sensitive to the stratigra- phy and can be influenced signifi- cantly by "dominant layers" (i.e., layers that strongly influence trans- port). Field Tests Although screening and site-specific models are very useful, what should be done when a site exceeds the screening levels predicted by such models? Two answers that usually come to mind are (1) clean up the site, or (2) collect some indoor air samples to see if contaminants actu- ally exceed risk-based standards. Both of these approaches, how- ever, have inherent problems. First, a screening level is intended to screen out those sites that are obviously not an unacceptable risk. If a site meets screening levels, you should be able to close it without much concern. However, if a site exceeds screening levels, that does not necessarily mean that it exceeds acceptable risk levels. It simply means that more investiga- tion may be needed to determine if the risk is acceptable or not. Second, studies have shown that most indoor air contains measurable levels of many constituents, includ- ing benzene. If you collect an indoor air sample and detect benzene, how are you to determine what part, if" any, of that benzene is coming from the petroleum release? Unless conditions at the site are such that interim remedial measures or indoor air monitoring are neces- sary, the next step for sites that exceed screening levels would be to measure soil gas profiles close to or under the building(s) in question. Soil gas data may be useful for a H continued on page 22 21 ------- LUSTLine Bulletin 3S m Indoor Air Pathway Risks continued from page 21 more realistic source concentration in a site-specific model, or it may be used with generic attenuation factors derived from radon gas studies to estimate potential indoor air impacts. In some cases it might be appropriate to install dedicated sampling points to monitor changes over time. Care must be taken, however, to collect representative samples. Short-circuit- ing may result from applying too high a vacuum or from leaks in the system. If indoor air sampling is neces- sary, there are a number of options to consider. Active sampling can be employed where gas flow is induced into a syringe or canister. Passive sampling, which employs a flux chamber or sorbent materials, may also be used. Active sampling methods are generally more expensive but often preferred for risk assessments. Pas- sive sampling is less costly but may be difficult to interpret. If there are concerns about fluctuations in con- centrations over the course of a day, it may be useful to collect samples over a longer period of time (e.g., 8 or 24 hours) to get an integrated result. Massachusetts and New Jersey have developed guidance documents for indoor air sampling that may be helpful if you are considering this at your site7. Remedies Before the advent of RBDM there was really only one remedy for a LUST site—clean it up to the acceptable cleanup levels. RBDM, however, pro- vides owners of contaminated prop- erty with the option of managing the risk. Risk management usually falls into the categories of engineering controls or institutional controls. For risks associated with vapor intrusion into buildings, the most common engineering controls are using seals and barriers to prevent the vapors from entering the building or installing improved ventilation sys- tems to keep the concentrations below acceptable levels. In some cases, a combination of the two may be needed. At a dichloroethylene pCE) site in Colorado, concentrations mea- sured in indoor air correlated 22 strongly to the DCE concentrations in the underlying groundwater plume. Since DCE is not commonly found as a background constituent in indoor air, the indoor air impacts could be tied directly to the groundwater source. Of 170 homes tested, over 60 homes required some type of mitiga- tion to reduce contaminant concen- trations to acceptable levels. The use of membranes and sub- slab ventilation systems were found to be effective for these homes. In most cases, concentrations dropped to below action levels within days of installation. In many cases, institutional con- trols are also applied to a site to maintain the engineering controls. These legal controls may be used to require the operation and mainte- nance of the remedies, or they may be used to prevent additional construc- tion in areas where vapors are known to be a problem. Risk management may result in remedies that are less costly and more quickly imple- mented than traditional cleanups, while still maintaining adequate pro- tection from unacceptable risk. How- ever, property owners may find it more difficult to sell a piece of prop- erty that has additional regulatory strings attached. In Summary • Volatile contaminants in soil and groundwater can generate indoor air concentrations that exceed acceptable risk levels. • The Johnson and Ettinger model may be conservative for contami- nants that are readily biodegrad- able, but when applied properly, they can provide reasonable esti- mates of screening levels for the indoor-air pathway. • Model predictions can be improved by collecting site-spe- cific data on soil moisture content, porosity, and bulk density. • Soil gas sampling should be con- sidered for sites that exceed model-derived screening levels. The results can be used as improved source estimates for additional modeling or with radon-based attenuation factors to estimate potential indoor air impacts. • Indoor air monitoring may be needed to further evaluate sites but should be applied with cau- tion to try to relate it to specific sources. • Engineering controls such as membranes and ventilation are useful remedies for vapor impacts on indoor air. • Note: This article does not necessarily reflect specific policies of the Region 10 states. It sim- ply summarizes the nature of the indoor air pathway "problem" and the issues discussed by attendees at EPA training on the topic. Michael Anderson is with the Oregon Department of Environmental Quality. He can be reached at anderson.michael.r@deq.state.or.us. Steve Bainbridge is with the Alaska Department of Environmental Conservation; Henning Larsen is with the Oregon Department of Environmental Quality; Paula Lyon is with the Idaho Department of Environmental Quality; Hun Seak Park is with the Washington Department of Ecology; and Bruce Wicherski is with the Idaho Department of Environmental Quality. 1 Information not specifically referenced in footnotes is taken from Nichols and Ettinger, 2001. 2 BTEX = benzene, toluene, ethylbenzene, and total xylenes. 3 The benzene-in-groundwater standard was based on the use of groundwater as drinking water and EPA's maximum contaminant level (MCL) for benzene. The benzene-in-soil standard was based on an acceptable excess cancer risk of 1-in-a-million and default assumptions and equations used in the 1995 ASTM RBCA standard for the soil-to-indoor- air pathway. 4 These are typically standard exposure equa- tions such as those found in Risk Assessment Guidance for Superfund (EPA, 1991). 5 The ratio of the air concentration to the soil or water concentration is often referred to as a "Volatilization Factor." See, for example, ASTM, 1995. 6 The Johnson and Ettinger Model, and other indoor air models, can be downloaded from EPA's Web site at http://www.epa.gov/ superfund/progtams/risk/airmodel/john- son_ettinger.htm. 7 Massachusetts has a draft document posted on the Internet at http://www.state.ma.us/ dep/ors/orspubs.htm . New Jersey's Indoor Air Sampling Guide for Volatile Organic Conta- minants can be ordered for $5.00 from the Maps and Publications Sales Office in Tren- ton, NJ, 609-777-1038. References ASTM, 1995, Standard Guide far Risk-Based Cor- rective Action Applied at Petroleum Release Sites, ASTM E1739-95, American Society for Testing and Materials, Philadelphia, PA. ------- LUSTLine Bulletin 38 EPA, 1991, Ri'sfc Assessment Guidance for Super- fund: Volume I - Human Health Evaluation Manual (Part B, Development of Risk-Based Pre- liminary Remediation Goals), Office of Emer- gency and Remedial Response, Washington, DC, EPA/540/R-92/003. EPA, 1992, Air/Superfund National Technical Guidance Series: Assessing Potential Indoor Air Impacts for Superfund Sites, Office of Air Qual- ity Planning and Standards, Research Trian- gle Park, NC. EPA, 1995, Use of Risk-Based Decision-Making in UST Corrective Action Programs, Office of Solid Waste and Emergency Response, Office of Underground Storage Tanks, Directive Number 9610.17. Fitzpatrick, Nancy A., and John J. Fitzgerald, 1996, "An Evaluation of Vapor Intrusion Into Buildings Through a Study of Field Data," 11* Annual Conference on Contaminated Soils, University of Massachusetts at Amherst. Johnson, Paul C, and Robert A. Ettinger, 1991, "Hueristic Model for Predicting the Intrusion Rate of Contaminant Vapors into Buildings," Environmental Science and Technology, 25(8): 1445-1452. Nichols, Eric, and Robbie Ettinger, 2001, Course notes for "Indoor Air Pathway & Risk Based Decision Making," February 28 - March 3, 2001, Portland, Oregon. • Secondary Containment... continued from page 11 to protect the environment against such occurrences. Federal regulations do not man- date tanks to be removed and replaced after a certain life. Although I firmly believe that today's storage sys- tems can last 30 or more years, I wouldn't bet my life savings on a per- fect batting average because of the human element. As with the roof job on my home and every major appliance I own, I know that someday it will need replacement. (My expensive 36" tele- vision set just bit the dust after only four years!) But I can also see these things every day, unlike a buried UST. Just 20 years ago tanks with sec- ondary containment did not even exist. Today, the technology is there for the taking, yet the regulations have not caught up. One reason we suffered a tank crisis to begin with was because tanks were routinely buried and forgotten. I'd like to think that soon we'll get our tank house in order, once and for all, by requiring secondary containment for all petro- leum storage tanks and piping. It just makes sense. • Wayne Geyer is Executive Vice-Presi- dent of the Steel Tank Institute. He can be reached at wgeyer@steeltank.com. Region 1O Uses Innovative Approach to Meet Training Needs Indoor Air Pathway Workshop a Success by Michael Anderson, Steve Bainbridge, Henning Larsen, Paula Lyon, Hun Seak Park, and "Bruce Wicherski If you want the job done, some- times you have to do it yourself. That was the approach taken by those of us from various environ- mental offices in Alaska, Idaho, Ore- gon, and Washington (Region 10 states), with support from the U.S. EPA Office of Underground Storage Tanks (OUST), when we realized we needed training on evaluating the potential impacts of volatile contami- nants on indoor air exposures at leaking underground storage tank (LUST) sites. As there was no such training available, we also realized that we would need to make it hap- pen, and we did. As a result, approx- imately 35 project managers, policy writers, and technical staff recently had the opportunity to gather in Portland, Oregon, to learn about and discuss the latest in: • Modeling the transport of volatile contaminants from soil and ground water to indoor air; • Methods for collecting and ana- lyzing air samples; and • Strategies for managing risk from exposure to volatiles entering buildings. Workshop participants received a high quality course conducted by two recognized experts in the field. (See the companion article, "Indoor Air Pathway Risks," on page 20 to find out what was covered in the course.) This course is an offshoot of an earlier course on MTBE Manage- ment and Assessment provided by the Georgia Institute of Technology through a cooperative agreement with EPA/OUST. Federal resource constraints hin- dered delivery of the Indoor Air Pathway Risk course to multiple state locations. However, at the 2000 UST/LUST national conference, interested states were informed as to how they could obtain courses by working directly with Georgia Tech (outside OUST's cooperative agree- ment). The ultimate objective of the Georgia Tech training is to provide cost-effective, quality training to states. The Process After some initial discussions about our training needs with our EPA Region 10 point-of-contact, Wally Moon, we learned that if this course were to take place in the form we wanted, we, the states, would have to take the initiative to create it. Wally organized a team of pro- ject managers and technical and pol- icy staff from the Region 10 states to brainstorm about what a course like this should cover. Through a series of conference calls and e-mails over sev- eral months, the team developed a two-day course agenda and course outline. This information was forwarded to Georgia Tech, which then issued a nationwide request for proposals to search for qualified people to develop and deliver the course. We received a consolidated qualifications list of parties interested in providing this training. After reviewing the qualifications, the team got together on a final conference call to discuss the necessary mix of skills that we thought would best meet our training needs and then forwarded this infor- mation to Georgia Tech. Georgia Tech selected the train- ers, who then coordinated with the Region 10 states' project team to dis- cuss potential enhancements to the course and to provide a detailed agenda with their preferred order of presentation, list of subtopics, and allocated times for each topic. The project team then reviewed the pro- posed detailed agenda and made additional suggestions to help the trainers better understand and respond to the states' training needs. Communications with the trainers continued throughout the develop- • continued on page 24 23 ------- LUSTLine Bulletin 38 m Region 10 Training Needs continued from page 23 ment of the course materials, and the team was provided an opportunity to evaluate the materials as they were put together. Just prior to the course, a private Intranet site was set up to facilitate review of the nearly complete train- ing materials. Draft versions were posted on the site and were available for downloading. By distributing materials in this way, we were able to view the most up-to-date material available at that time. This innovative process gave us the opportunity to design and assist in the development of training that was structured to meet our state-spe- cific needs. The Trainers The trainers for this course were not paid for the time and effort associ- ated with course modifications or time spent in discussion with the pro- ject team. The opportunity to work directly with a coalition of state regu- lators to develop the course, com- bined with the opportunity to deliver the course, provided ample incentive for these trainers. Georgia Tech retains the rights to market this course as part of its general course offerings. Georgia Tech also provides continuing education units for select courses offered through the institu- tion. From a pool of very qualified candidates, Georgia Tech selected Robbie Ettinger, Equilon Enterprises LLC, and Eric Nichols, LFR/Levine- Fricke, to develop and deliver the course. Robbie Ettinger has degrees in Chemical Engineering and is Senior Research Engineer in the Soil and Groundwater Department at Equilon. He has worked on many remediation projects and has researched fate and transport of chemicals in the subsurface environ- ment since joining Shell Develop- ment Company in 1989. The Johnson-Ettinger model that ASTM uses for the volatilization-to-indoor- air pathway in its RBCA standard was developed by Robbie and Paul Johnson1. Eric Nichols, PE, is a Principal Engineer with LFR/Levine-Fricke. He provides senior review for model- ing and exposure assessment on a 24 variety of federal and private-sector environmental restoration and water resources projects. Eric also teaches courses in modeling, risk assessment, groundwater hydrology, and site assessment. As LFR's Manager of Quantitative Services, Eric leads the subsurface modeling and risk assess- ment practice for the company. The Course The course was held in Portland on February 28 - March 1, 2001. Al- though we experienced a rather inter- esting interruption by an earthquake on February 28, we were able to cover a significant amount of mater- ial, including: • The risk-based process, • Fate and transport mechanisms, • Vapor migration modeling, • Field methods for air sampling, • Parameter estimation and mea- surement, • Indoor air risk management options, and • Case studies and field validation. Despite the amount of material covered, ample time was allowed for questions and discussion. Sharing experiences with our cohorts from the other states in Region 10 was an equally valuable part of the training. The information presented at this workshop will assist policy staff in the development of future guidance and field staff in the evaluation of indoor air impacts at LUST sites. The Aftermath All in all, the participants were extremely pleased with the course content, the trainers, and the format of the workshop. Those who partici- pated in the planning and develop- ment felt that it was well worth the effort. The trainers, Talisman Part- ners (Georgia Tech's contractor), and EPA did an excellent job of develop- ing materials and coordinating their efforts to stage the event. In addition to the binder of printed course notes and reference materials handed out at the workshop, each attendee received a CD containing electronic copies of notes and additional sup- plementary materials. This should prove to be a handy reference as we use the information from the work- shop to develop state-specific guid- ance and training materials. Finally, the application of this innovative approach turned out to be a very cost-effective use of state and regional resources. The most surpris- ing part of all is that it was only a lit- tle over a year from the first suggestion of developing the course to the actual presentation. Since this was the first presenta- tion of the course, the following are examples of suggestions that have been made that we think will improve the course for future partici- pants: • Include a representative from a qualified laboratory to provide hands-on access to sampling equipment; and • Use state-specific sites for the case studies to better reinforce the lessons and encourage their appli- cation in the field. If you would like to have this training made available in your region, or if you would like to develop training on another topic and want to ask questions about our experiences, feel free to contact Wally Moon, EPA Region 10, at (206) 553- 6903 or at moon.wally@epa.gov. • Acknowledgments Despite the opening sentence of this article, we obviously did not do this by ourselves. We would like to express our appreciation to all of the LUST staff from the Region 10 states who reviewed and commented on the course outline and draft materi- als. And, we want to specifically acknowledge the efforts of: Wally Moon, EPA Region 10, Seattle, WA (facilitator and logistics coordina- tor); Steven "Striving to Improve the Process" McNeely, EPA OUST, Wash- ington, DC; Jacqueline Rast, Talisman Partners, Ltd. (Georgia Tech's contractor); Robbie Ettinger, Equilon Enterprises LLC; Steve Nichols, LFR/Levine-Fricke; and Georgia Institute of Technology, Clif- ford H. Stern. 1 Johnson, Paul C, and Robert A. Ettinger, "Hueristic Model for Predicting the Intru- sion Rate of Contaminant Vapors into Build- ings," Environmental Science and Technology, 25(8): 1445-1452,1991. ------- LUSTLine Bulletin 38 More PFP Stories PFP's Emphasis on Success Helped Detect a Leak When All Else Failed by Brian Dougherty B Jased on an experi- ence at one of our pay-for-performance (PFP) cleanup sites, we've discovered that PFP cleanups can unintentionally result in detection of UST leaks that would otherwise have gone undetected. The key to this story is that under PFP, the cleanup contractor gets paid as contamination levels decline and meet a series of "milestone" levels. If the contamination does not decline, the contractor does not get paid. So what happens if there is a leak from another UST at the site? Such a circum- stance could prevent the cleanup contractor from reach- ing these milestones and getting paid. That's what happened at one of our PFP cleanup sites. The cleanup system had worked great when first turned on, but then contamination levels stopped declining and even began to rise at some points. Meanwhile, none of the USTs at the site showed any evidence of a release, and they all tested tight. Furthermore, the responsible party was reluctant to double-check his leak-detection system results because a new release at his site at that time would require payment of a $10,000 deductible and a relatively low cap on state funding (the existing release had no deductible and no cap on state funding). This situation put the PFP cleanup contractor between a rock and a hard place. He would take an indefinite loss on the cleanup work unless he could show that the failure of contamination levels to go down was not the result of unsuccessful cleanup work on his part. The owner/operator remained reluctant to acknowl- edge the problem, and so the PFP contractor reported his suspicions to the state. The Florida Department of Environ- mental Protection authorized the contractor to look for leaks coming from the other parts of the system. This investigation was paid for by the state outside of the PFP agreement. Indeed, a fairly substantial leak with free prod- uct was discovered to be coining from one of the pipelines. Had it not been for the incentive that PFP gave the contractor to find and report the new leak at the site, the leak would have gone undetected, and product would have continued to be release into the environment. If the cleanup had been undertaken on customary time-and- materials terms, it would have gone on for a very long time and cost a lot, without reducing the contamination to environmentally acceptable levels. It's not fair to a PFP contractor to have to continue futile work (e.g., when there's been a new leak) within the fixed price and time limits that were set before a new leak has been discovered. Standard practice in such circum- stances is to release the contractor from the PFP contract with no financial penalty. In this case, the contractor was released. Typically, the PFP will be renegotiated or rebid to take the new leak into account. In this case, a different contractor was hired to do the work and has not been will- ing to perform the work under PFP. The message here is that thanks to the PFP cleanup contract, the state found a leak that would otherwise have gone undiscovered, and the cleanup contractor was treated fairly too. • Brian Dougherty is an Environmental Administrator with the Florida Department of Environmental Protection. He can be reached at Brian.Dougherty@dep.state.fl.us. A Funny Thing Happened on the Way to the PFP Cleanup by Chuck Schwer and Richard Spiese V: "ermont headed down the PFP cleanup road for leaking under- ground storage tank sites in late 1999. We believed there were some important advantages to changing from the time-and-materials tradition to a PFP arrangement. We liked the shift in risk from the state cleanup fund to the consultant, and with this risk also comes the best incen- tive—cash—to cleanup the site in a timely manner. We liked the thought of getting away from the time-and- materials mentality for which ever-changing site condi- tions necessitate ever-changing scopes of work and budgets. We also liked the idea that PFP offers a tremen- dous reduction in the amount of paperwork needed for submitting claims against the cleanup fund. No longer would we need detailed monthly invoices that require of us such tasks as comparing the submitted invoices with the preapproved workplan, checking for • continued on page 26 25 ------- LUSTLiiif Bulletin 38 m PFP Stories continued from page 25 proper documentation of subcontractor work, and check- ing for proof of payment. This would mean that our tech- nical people could spend more time on science and less on accounting. Vermont currently has ten PFP agreements signed: seven were negotiated and three were bid. So far, all the projects seem to be progressing very well with one site already having reached all but the last milestone. We found that negotiating was more time consuming than we originally planned, but with experience, the process has been improving. We're feeling very positive about going down the PFP road, especially since we discovered two rewards that we weren't anticipating—clearer goals and better remedial systems. Clearer Goals In our negotiation of the seven agreements reached so far, considerable time was spent on establishing clear cleanup goals. Although it can be argued that we had clear goals under time-and- Immfmm^^^g,,^ materials cleanups, there is no ques- p| T]; ^ : : tion that PFP has forced both our staff and the consultant to be much more specific about the goals, and for good reason—payment is based on reaching these goals. In a few instances we had to rethink a goal when it became clear that the cost to attain the goal out- weighed the benefit. The result is a much more focused cleanup with a dearly defined endpoint. 1 We're feeling very positive about going down the PFP road, especially since we discovered two rewards that we weren't anticipating— \clearergoalsandbetter \ remedial systems. Better Remedial Systems The second reward of PFP that we didn't expect has been the quality of the remedial systems installed to date. The remedial systems at the PFP sites have been some of the most well thought out and designed systems we have ever seen. We are seeing a new order of system flexibility and remote monitoring capabilities. The consultants have really put their minds to the task. If s their risk, and they want to make sure they do the absolute most they can do to minimize it. How About This? In the case of one site, the Moretown General Store, the consultant built in many features to the remedial system (a soil vapor extraction/air sparging system) to maximize system flexibility. For example, he put in twice as many remediation wells than the feasibility study indicated were needed. In this way he could focus on a "hot spot" of contamination with a maximum of remedial resources. He used two 2-horse and one 4-horse power vapor extraction blowers instead of one 5-horse power blower. He put the eleven sparge well points on timers, using one small blower to operate the system (instead of one large 15- horse power blower operating all spargers at once, which is more typical). He set up a 300-standard cubic feet minute catalytic oxidizer to allow replacement with car- bon. 26 The strategy is to allow flexibility of the system to remove or replace system components with less expensive components or to allow the system to use less power dur- ing system remediation, thereby decreasing the overall cost of system operation. Other improvements of this PFP system over other systems include: • Putting all remedial components that need to be explo- sion proof (because of the possibility of coming into contact with petroleum vapors) on one side of the remedial shed (the XP side of the shed) and putting nonexplosion-proof equipment, such as switching and controls (much cheaper than the explosion proof ones), on the other side of the shed. • Clearly labeling each and every part of the remedial system so that whoever responds to the site to perform maintenance knows exactly which system component he or she is working on. (Under time and materials it really doesn't matter if consultant technicians respond- ing to the site can't fix a problem or take several extra hours to complete system mainte- ^^^^=35=, nance, they get paid. Under PFP, this is money out of the consultant's pocket). Putting system operation lights on the outside of the shed, so that if one of these lights is on, the facility operator knows to call the consul- tant and report which lights are on. In this way the consultant has some idea before reaching the site what the problem might be. - -••.*• • • '•••"I • Using a field GC to monitor the progress of the remedial system. For milestone success to be shown, the PFP agreement requires lab analysis. However, the consultant often took samples and had them analyzed by the field GC to see how to improve system perfor- mance and to determine when to take milestone sam- ples before the required quarterly sampling rounds. • Scheduling site monitoring to coincide with other jobs in the area. In this way, travel, man-hour, and equip- ment costs are shared reducing the overall cost of mon- itoring. All of these system construction and operation improvements may not have happened were it not for PFP. The desire and motivation of the consultants to improve system performance, thereby maximizing prof- its, seem to bring forward innovative ideas at every PFP site. Overkill you think? If you are satisfied with the price for the cleanup, do you care? Priority one is getting the site cleanup completed, and, so far, the remedial systems in Vermont under PFP are kicking butt! • Chuck Schwer and Richard Spiese are with the Vermont department of Environmental Conservation's Sites Manage- ment Section. Chuck can be reached at chucks@dec.anr.state.vt.us, Richard at richards@dec.anr.state.vt.us. ------- LUSTLine Bulletin 38 Driving Down the Ethanol Road New England States Work Together to Identify Potential Pitfalls The New England Interstate Water Pollution Control Com- mission (NEIWPCC) and the Northeast States for Coordinated Air Use Management (NESCAUM) have recently completed a three-volume report on Health, Environmental, and Economic Impacts of Adding Ethanol to Gasoline in the 'Northeast States. The two organizations were asked by the New England Governor's Confer- ence (NEGC), Committee on the Environment to assess the potential public health, environmental, regula- tory, and economic impacts of a gasoline oxygenate shift from methyl tertiary-butyl ether (MTBE) to eth- anol. NEIWPCC was specifically requested to address alternatives with respect to water impacts. As detections of MTBE in soil and groundwater continue to occur with increasing frequency, many states are viewing this gasoline addi- tive with increasing alarm and have been considering or instituting leg- islative or regulatory actions to ban or reduce its use in gasoline. For its part, the NEGC wanted the North- east states to be in a position of hav- ing evaluated potential alternatives to MTBE prior to the widespread introduction of a new substance into the region's gasoline supplies. In the near term, at least, ethanol is gener- ally acknowledged to be the most likely alternative to MTBE nation- wide. NEIWPCC's document (Volume 3, "Water Resources and Associated Health Impacts") was prepared by a committee made up of representa- tives from state water, health, under- ground storage tank (UST), and site remediation programs. The NESCAUM document, Volume 2, addresses ethanol in gasoline from the economic, air quality, and health perspective. Volume 1 is a summary of the two documents. The NEIWPCC Report The NEIWPCC committee focused its evaluation on the potential health and environmental impacts of a release of ethanol and ethanol- blended (E-blend) gasoline. Alter- native oxygenates other than ethanol were reviewed briefly with an eye toward the possibility of a more thorough evaluation at a future date. Focus groups worked on key areas of concern associated with *£---.'" • .... ......,."..; . 't The uncertainties and recommendations set forth in this * ^report provide an essential jumping- jgioff point tor future studies directed |T toward better understanding the implications of the widespread use of ethanol in gasoline. The report can be found at -, .. .; , .::.. • . •. ..-"; ;.. . . I t www.neiwpcG.org/ethanol.htmI. ethanol: Health Effects, Aquatic Impacts, Storage and Handling, Envi- ronmental Impacts, and Other Alter- natives. The goals for the focus groups were to: • Identify available information on ethanol with respect to health effects, aquatic effects, storage and handling issues, environmental impacts associated with ground and surface water resources, and, to a lesser extent, alternatives other than ethanol; • Ascertain what is known and not known regarding the issues of concern; and • Prepare a series of summary reports that: - Clearly characterize the issues and any associated uncertain- ties, — Present conclusions regarding findings, — Make recommendations as to what information is needed to adequately understand and address concerns about ethanol, and - Identify, where possible, steps that should be taken to mitigate potential problems if ethanol is widely introduced into the Northeast gasoline supply. Covering the Bases The health effects section of the report presents a summary analysis of ethanol's neurologic and develop- mental effects, while also considering the evidence for its carcinogenic effects and internal organ (particu- larly liver) damage. In preparing this analysis, key studies on toxicity of ethanol were identified. This infor- mation is put into a risk context for the drinking water pathway compar- ative to health risks from MTBE. Ethanol storage and handling were reviewed with regard to the life cycle of pure (neat) ethanol and ethanol-gasoline blend (E-blend)— from feedstock production to end user (e.g., automobile, lawnmower). Chemical compatibility of storage components and the environmental impact of producing and transport- ing ethanol to the Northeast were evaluated. Ethanol, both as a pure product and blended with gasoline, intro- duces different problems for tank and piping components than MTBE- blended gasoline. However, much is known about these problems and their solutions. The report placed concerns associated with storing ethanol and E-blend fuels into four categories: • Compatibility with storage system components, • Phase separation, causing ethanol to preferentially dissolve in water, • continued on back page 27 ------- • Ethanol Report continued from page 27 • Wear of various storage system components, due to the scouring internal surfaces with suspended particles, and • Corrosion of various metal com- ponents due to the electrical con- ductivity of ethanol and E-blend. Using the life cycle of E-blend to identify potential sources of releases, environmental impacts were evalu- ated from the standpoint of: • Neat ethanol and E-blend gaso- line releases, * The potential pathways (i.e., sur- face runoff, infiltration into soil, groundwater transport) of ethanol/E-blend once released into the environment, • The behavior (fate and transport) of such releases in the soil, groundwater, and surface water environments and in contrast with MTBE, • Drinking water impacts, and • The remediation of neat ethanol and E-blend releases into the environment and associated costs in comparison with MTBE. A Call to Fill In the Blanks A key reason why MTBE has grown into the groundwater contamination phenomenon that it has is because it entered the gasoline scene as an air quality solution without going through the necessary water quality impact evaluation hoops. In an effort not to duplicate this omission, the NEIWPCC focus groups carried out their work with due diligence, turn- ing over as many stones as they could find in conducting their inves- tigation. It was the stones they could not find, the uncertainties, however, that left the participants hesitant to welcome ethanol with open arms. For example, on the basis of rela- tive toxicity and comparison across possible drinking water guidelines, replacement of MTBE with ethanol is not expected to increase the public health risks associated with gasoline spills into groundwater. However, this toxicological assessment does not take into consideration all of the exposure factors that might affect conclusions regarding relative risks. The report lists several uncertainties that affect the degree of confidence we can have that ethanol will not cre- ate significant health risks if spilled into groundwater and provides rec- ommendations on areas where fur- ther health effects research is needed. With regard to ethanol in the environment, while the use of E- blend gasoline instead of MTBE gaso- line will result in a significant decrease in well contamination caused by small spills, for significant and continuous E-blend gasoline spills the focus group felt that it is premature to predict the effect on well contamination. The report strongly emphasizes the need for field experiments to understand the true extent of the behavior of ethanol in the environment and confirm modeling studies. The kinds of stud- ies needed are listed in the report. The uncertainties and recom- mendations set forth in this report provide an essential jumping-off point for future studies directed toward better understanding the implications of the widespread use of ethanol in gasoline. All three vol- umes of the NEIWPCC/NESCAUM effort can be found at www.neiw- pcc.org/ethanol.html • New England Interstate Water Pollution Control Commission Boott Mills South 100 Foot of John Street Lowell, MA 01852-1124 Forwarding and return postage guaranteed. Address correction requested. ------- |