United States
Environmental
Protection Agency
EPA 510-F-95-001
June 1995
Solid Waste and Emergency Response (5403W)
&ERA Risk-Based
Decision-Making
A New Approach to
UST Corrective Action

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The UST Corrective Action Program
Under Subtitle I of the Resource Conservation
and Recovery Act, Congress directed the U.S. Envi-
ronmental Protection Agency (EPA) to establish
regulators' programs that would prevent, detect, and
clean up releases from underground storage tank
systems (USTs) containing petroleum or hazardous
substances. The UST regulations that EPA issued in
1988 established a number of corrective action require-
ments for UST owners and operators, including the
requirement to clean up soil ami groundwater as
needed to protect human health and the environment.
EPA developed the UST regulations to be
flexible and to be implemented by state ami local
agencies. To give states the latitude to tailor their
corrective action programs to meet their needs and
circumstances, EPA's regulations do not specify
cleanup levels or administrative procedures that state
must follow. Instead, the regulations provide only that
state or local cleanup programs must be protective of
human health and the environment, allowing states to
make choices about how they will design and conduct
their corrective action programs.
UST Corrective Action Challenges
fa order to start corrective action programs
quickly, many UST implementing agencies decided to
adopt cleanup requirements already in place for other
purposes and apply them uniformly to UST release
sites. Many of these cleanup requirements are based
on generic numerical standards Over the years,
however, it has become clear that applying such

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numerical standards without considering the actual and
potential risk that the UST release poses to human
health and the environment is Mather an effective way
to protect human health and the environment nor an
efficient way to manage and oversee UST cleanups.
These problems have become more apparent as
the number of UST sites requiring corrective action has
increased. As of Spring 1995, states reported over
280.000 confirmed releases. The work of overseeing
so many cleanups can be overwhelming to state and
local staff-who might be managing 40-500 cleanup
cases at any given time-and to administrative systems.
Adding to the challenge, EPA expects the number of
confirmed UST releases to increase as the 1998 dead-
line for upgrading, replacing, or closing UST systems
approaches and, in the course of their compliance
activities, UST owners and operators discover addi-
tional contamination
To meet these challenges, EPA is committed to
helping state and local agencies make cleanups faster,
tes expensive, and more effective. EPA is working
with state to help them streamline their administrative
processes and to encourage the use of expedited site
assessment and alternative cleanup technologies. The
Agency is also encouraging state and local agencies to
incorporate risk-based decision-making into their
corrective action programs.
What Is Risk-Based Decision-Making?
Risk-based decision-making is a process that
UST implementing agencies can use to:

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•	Focus site assessment data gathering,
•	Categorize or classify sites,
•	Determine what, if any, further action is necessary
to remediate a site,
•	Help establish cleanup goals, and
•	Decide on the level of oversight provided to
cleanups conducted by UST owners and opera-
tors.
Risk-based decision-making takes into account "
the relative risk UST releases may pose to human
health and the environment. Employing tools such as
exposure assessment and risk assessment, risk-based
decision-making considers the current and potential
risks posed by an UST release and uses this knowledge
to make decisions about corrective action processes
and site management. Knowing actual or potential risk
provides UST implementing agencies a sound basis for
determining necessary and appropriate corrective
action. For example, based on known or anticipated
risk, appropriate action might include site closure,
monitoring and data collection, active or passive
remediation, containment, or institutional controls.
Knowing actual and potential risk can also help imple-
menting agencies determine how closely they should
oversee the activities of UST owners and operators
performing the cleanups.
Several states are already using risk-based
approaches in their corrective action programs, and the
American Society for Testing and Materials (ASTM)
Subcommittee on Storage Tanks has issued an emer-
gency standard entitled Guide For Risk-Based Correc-
tive Action Applied At Petroleum Release Sites [ES-
38-94], The ASTM standard is one example of how
risk-based decision-making can be incorporated into

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UST corrective action programs in a manner consistent
with EPA policies and regulations. EPA is telling
implementing agencies that the ASTM standard may be
a good starting point for the development of a risk-
based process tailored to applicable state and local laws
and regulator} practices.
What Is EPA Doing To Encourage
Risk-Based Decision-Making?
EPA's Office of Underground Storage Tanks,
within the Office of Solid Waste and Emergency
Response (OSWER), has been working with EPA
regional offices and state and local UST programs for
some time to promote the use of risk-based decision-
making. To provide tangible evidence of EPA's sup-
port for the use of risk-based decision-making and to
provide guidance on implementing risk-based correc-
tive action processes, OSWER has issued Directive
9610.17: Use Of Risk-Based Decision-Making In
UST Corrective Action Programs.
The Directive provides additional information
about the use of risk-based decision-making, including
descriptions of what it is and is not, guidance on
implementing risk-based decision-making processes,
and descriptions of risk-based processes already being
used by a number of states.
In addition, EPA is working with the American
Society for Testing and Materials Subcommittee on
Storage Tanks and the American Petroleum Institute to
develop and deliver training on risk-based decision-
making. The training is currently focused at state and
local regulators implementing the underground storage

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tank program, however, this training will eventually be
offered to the consulting community and others to
ensure widespread understanding of the risk-based
decision-making approach to UST cleanups.
The training is presented in three modules:
Module 1 provides an introduction to risk-based
decision-making for streamlining cleanup of soil and
water contaminated by releases from USTs; Module 2
reviews aspects of ride assessment and contaminant
fate-and-transport used in the risk-based decision-
making framework; and Module 3 provides a detailed
review of the tools (such as worksheets and spread-
sheets) developed to assist states k implementing risk-
based decision-making. In what has been referred to as
"Module 4" or the implementation phase, the training
culminates in the design of a stale-specific process for
risk-based decision-making that a state can actually put
into practice. EPA is committed to assisting states in
this process.
For More Information
For additional information on risk-based
decision-making training activities or a copy of
OSWER Directive 9610.17, contact EPA's RCRA/
Superfund Hotline, Monday through Friday, 8:30 a.m.
to 7:30 p,m, EST. The national toll-free number is 800
424-9346; for the hearing impaired, the number is
TDD 800 553-7672.

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