United States
Environmental Protection
Agency
Solid Waste and
Emergency Response
(5305)
EPA530-R-94-015
    July 1994
Setting Priorities for
Hazardous Waste
Minimization
                    Recycled/Recyclable
                    Printed on recycled paper that contains at
                    least 50% post-consumer recycled fiber

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                              ACKNOWLEDGEMENTS
      This document was developed by USEPA's Office of Solid Waste (OSW).  Mark Ralston
of OSW's Waste Minimization Branch was the Work Assignment Manager.  ICF Incorporated
assisted OSW in the development of this document in fulfillment of Contract No. 68-W2-0008,
Work Assignment 61.

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                                TABLE OF CONTENTS
                                                                                 Page
EXECUTIVE SUMMARY	ES-1
       E.S.1  Introduction	ES-1
             E.S.1.1       Waste Minimization and Combustion Strategy	  ES-1
             E.S.1.2       Draft RCRA Waste Minimization National Plan	  ES-2
             E.S.1.3       Review Process	ES-2
       E.S.2  Methodology	  ES-4
             E.S.2.1       Methodology for Identifying Combusted Hazardous Wastes
                          Containing Metals and/or Halogenated Organics	ES-4
             E.S.2.2       Methodology for Prioritizing Wastestreams and Industrial
                          Processes	ES-5
       E.S.3  Draft Results	ES-7
             E.S.3.1       Draft Results: Combusted Hazardous Wastes Containing
                          Metals and/or Halogenated Organics	,	ES-7
             E.S.3.2       Draft Results: Prioritization of Wastestreams and Industrial
                          Processes	ES-9
       E.S.4  Limitations	ES-11

CHAPTER 1  INTRODUCTION	 1-1
       1.1    Overview of Waste Minimization and Combustion Strategy and Draft
             RCRA Waste Minimization National Plan  	 1-1
             1.1.1   Waste Minimization and Combustion Strategy	 1-1
             1.1.2   Draft RCRA Waste Minimization National Plan	 1-2
       1.2    Review Process for Draft Prioritization Methodology and Results and
             Submission of Comments 	 1-3
             1.2.1   Review Process	 1-3
             1.2.2   Submission of Comments	 1-5
       1.3    Organization of Document	 1-5

CHAPTER 2  IDENTIFYING COMBUSTED HAZARDOUS WASTES CONTAINING
             METALS AND  HALOGENATED ORGANICS	 2-1
       2.1    METHODOLOGY	 2-1
             2.1.1   Biennial Reporting System (BRS) Data Structure	2-1
             2.1.2   Identifying Combusted Wastes and Their Origins	2-4
             2.1.3   Identifying Constituents and Concentrations  	 2-6
       2.2    DRAFT RESULTS 	  2-12
             2.2.1   Overview of Combusted Wastes  		  2-12
             2.2.2   Characteristics and Origins of Routinely Generated, Primary
                    Combusted Wastes	  2-12
             2.2.3   Characteristics of the Top 100 Combusted  Wastestreams Containing
                    Metals and/or Halogenated Organics	  2-18
       2.3    LIMITATIONS  	  2-26

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                           TABLE OF CONTENTS (continued)
                                                                               Page


 CHAPTER 3  PRIORITIZING WASTESTREAMS AND THE INDUSTRIAL
              PROCESSES GENERATING THEM	                          3.!
       3.1    METHODOLOGY  	.'.'.'.'.'.'.".'.'.'.'.'  3-1
              3.1.1   Considerations Relevant to the Prioritization System	3-1
              3.1.2   Balancing the Considerations	  3_2
              3.1.3   Review of Existing Screening, Ranking, and Prioritization Systems  ...  3-4
              3.1.4   Prioritization System Developed Based on the HRS                  3-5
       3.2 DRAFT RESULTS	'.'.'.'.'.'. ' 3-10
              3.2.1   Scores and Ranks for Wastestream Combinations	 3-10
              3.2.2   Scores and Ranks Based on Waste Origins  	 3-18
              3.2.3   Summary	                       3_jg
       3.3 LIMITATIONS	..........!......'...' 3-24

APPENDICES (Bound separately)

Appendix 1.   Sample BRS Data Forms

Appendix 2.   BRS Code Descriptions

Appendix 3.   Matching Process - WR/GM

Appendix 4.  Documents Used as Sources of Concentration Data

Appendix 5.  Retrieval from GENSUR

Appendix 6.  Waste Characterizations for Top 150 Routinely Generated Combusted Waste
             Stream Combinations

Appendix 7.  Summary of Prioritization Systems

Appendix 8.   HRS Hazard Data and Pathway Scores from Superfund Chemical Data Matrix

Appendix 9.   States and Regions in Which Top 100 Ranked Wastestream Combinations are Generated

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                                  EXECUTIVE SUMMARY
       The purpose of this draft methodology document is two-fold:  (1) to describe the work
that the U.S. Environmental Protection Agency (EPA) has conducted to date in developing a
methodology to set priorities in determining which combusted hazardous wastes EPA, States,
industry, and other stakeholder groups should focus on regarding waste minimization, and (2) to
present draft prioritization results.

       Section E.S.1 provides the context for EPA's work on setting  priorities for minimization of
hazardous wastes and describes the review process for the draft methodology document.  Section
E.S.2 summarizes the Agency's methodology for identifying combusted hazardous wastes
containing metals and/or halogenated organics and then  presents the  hazard-based methodology
used to rank hazardous wastestreams and industrial processes.  Section E.S.3 presents draft
results. Finally, Section E.S.4 presents limitations of the analysis.
E.S.1  Introduction
       E.S.1.1
Waste Minimization and Combustion Strategy
       Although the Agency has devoted significant effort to evaluation and promotion of waste
minimization in the past,1 the Hazardous Waste Minimization and Combustion Draft Strategy2
recently provided a significant impetus to this effort. The Draft Strategy had several components,
among which was reducing the amount of hazardous waste generated in the United States.  Other
components of the Draft Strategy included strengthening controls on emissions from combustion
units; enhancing public participation in facility permitting; conducting risk assessments as part of
permitting; and enforcing regulatory and permit requirements.

       Among the Draft Strategy's primary goals were establishing a strong preference for source
reduction over waste management, and better addressing public participation in setting a national
source reduction agenda.3  In promoting waste minimization, the Agency will focus primarily on
promoting source reduction for hazardous wastes and will promote environmentally sound
recycling only where source reduction is not feasible.

       To facilitate public dialogue on both waste minimization and combustion, EPA held a
National Roundtable during November 1993 and a series of Regional Roundtables during the
spring of  1994.  At these Roundtables, public interest groups, citizens, industry, State and Federal
regulators, and technical experts in pollution prevention were invited to discuss a broad range of
    1  For example, EPA prepared a report to Congress, Minimization of Hazardous Wastes (October
 1986), that summarized existing waste minimization activities and evaluated options for promoting waste
 minimization.

    2 U.S. EPA, May 1993.

    3 The Hazardous and Solid Waste Amendments (1984) to the Resource, Conservation, and Recovery
 Act (RCRA) together with the Pollution Prevention Act of 1990 identified a hierarchy of waste
 management options where reduction at the source was the preferred option, followed in turn by
 environmentally sound recycling, treatment, and finally disposal.

                                            ES-1

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 issues. The messages heard at the Roundtables are the building blocks for EPA's efforts to
 promote source reduction and recycling. These messages included: setting priorities based on risk;
 adopting a multi-media approach, considering risks via all media; focusing on persistent, toxic,
 bioaccumulative constituents in wastestreams; and encouraging movement up the waste
 management hierarchy.
        E.S.1.2
Draft RCRA Waste Minimization National Plan
        The Draft RCRA Waste Minimization National Plan (RWMNP)4 is divided into two
 phases.  Phase I of the RWMNP is the primary vehicle for promoting source reduction and
 recycling under the Waste Minimization and Combustion Strategy. Phase II of the RWMNP will
 then move beyond wastes managed in combustion units to promote source reduction and recycling
 for wastes managed by other practices, applying the messages heard and lessons learned during
 Phase I. As shown in Exhibit 1-1, the process of setting priorities is one of the building blocks for
 the RWMNP.
        E.S.L3
Review Process
       The messages heard from stakeholder groups at the National and Regional Roundtables
 formed the foundation for development of the RWMNP and the prioritization methodology.
 Informal guidance on prioritization methodology development was provided by staff from a variety
 of Agency program offices during review of potential methodologies and development of
 wastestream data. The Agency also discussed comments on the RWMNP and prioritization
 methodology with representatives of some stakeholder groups (e.g., States and industry trade
 associations). Finally, EPA briefed the Science Advisory Board on the methodology and received
 some comments during a brief, informal consultation in June 1994.

       The Agency plans to solicit and respond to comments on the prioritization methodology
 and results in several ways prior to Onalizing Phase I of the RWMNP.  The Agency will review
 and summarize the public comments provided both on the RWMNP and on this methodology
 document. The Agency will also be establishing a formal Agency workgroup to develop the final
 Phase I RWMNP, and one of the subcommittees on the workgroup will focus on reviewing and
 revising the prioritization methodology based on both internal EPA and stakeholder group
 comments. In addition, a focus group meeting is planned for September 1994 to formally obtain
 comment from stakeholder groups on the Draft RWMNP; part of this meeting will serve as a
 forum to obtain comment on details of the prioritization methodology.

 E.S.2  Methodology

       E.S.2.1       Methodology for Identifying Combusted Hazardous Wastes Containing
                    Metals and/or Halogenated  Organics

       To characterize the universe of combusted hazardous wastes, EPA  employed 1991 data
from the Biennial Reporting System (BRS), the most comprehensive national data available in
   4 U.S. EPA, May 23, 1994.
                                         ES-2

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                                  Exhibit 1-1.
                  Summary of the Key Components of the
              Draft RCRA Waste Minimization National  Plan
                               ESTABLISH GOALS

 Reduce quantity and toxicity of hazardous waste through source reduction and then recycling

                                   '  '   I   •
               ________ _^—^^^^-^^—^--.^^—^^-^^^^.^^^^^^^^^^^f^^^^^^^^^^^^^^mm^m^*mm^^mfmm^^^l^f^^l^f^mfm^m^mttf^mtti^if^^^^^i>^^^-^^^^
           SET PRIORITIES FOR SOURCE REDUCTION AND RECYCLING

 •      Rank wastestreams based on multi-media hazard and exposure potential, then
 •      Rank industrial processes based on hazard of wastestreams they generate
 •      Select priorities among industrial sectors, processes, wastestreams, and/or constituents

_ I _ _ _ _

   IDENTIFY/EVALUATE SOURCE REDUCTION AND  RECYCLING OPPORTUNITIES

 With the ultimate goal of optimizing source reduction above other methods, when feasible.

 Consider:
 •      Technical and economic feasibility
 •      Economic impacts
 •      Cross-media transfers                                  '
   ARRAY MECHANISMS FOR EFFECTING SOURCE REDUCTION AND RECYCLING

 Non-regulatory vs. regulatory mechanisms.

 Consider:
 «     Other EPA initiatives that are relevant
 •     Which option(s) will result in the greatest environmental benefits
 •     Resource constraints for effective outreach/implementation
 • _ Our sphere of influence _ _ ___ _

                                        1
                            IMPLEMENT MECHANISMS

 Employ regulatory development, guidance, permitting, voluntary challenge programs, and
 coordinate with Regions, States, technical assistance centers to both implement and develop
 measures of success.
                                        i
                        MEASURE PROGRESS BEING MADE
                                       ES-3

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 early 1994 on the generation and management of hazardous wastes in the United States.5  EPA
 first estimated the quantities of hazardous wastes managed by combustion facilities  (i.e.,
 incinerators and burners and industrial furnaces (BIFs)).  To focus on those combusted wastes
 affording the best initial opportunities for source reduction  and recycling, EPA excluded
 combusted wastes that are not routinely generated (i.e., wastes from remediation, spill cleanup,
 and equipment decommissioning).  "Secondary" hazardous wastes (i.e., residuals from treatment,
 disposal, and/or recycling of hazardous wastes) were also excluded, to avoid double  counting
 between the hazardous wastes  that were treated/disposed/recycled and their residuals.

        Once the universe of combusted wastes had been identified, the BRS was used to
 determine the origins of these wastes (i.e., the industrial sectors and processes generating the
 wastes).  The Agency is particularly interested in determining the origins of combusted wastes,
 since this information forms the foundation of later efforts in the RWMNP to identify, evaluate,
 and promote source reduction and recycling alternatives.  Tracing the origins  of wastes received'at
 off-site combustion facilities proved to be particularly difficult, because it involved linking data
 from BRS reporting forms filed by the generators of wastes with corresponding data from forms
 filed separately by the combustion facilities receiving those wastes. Several specific  factors made
 it difficult to link generation to off-site combustion:

        •      In many cases, the BRS records are missing facility  identification numbers or other
               key data needed to make the link between generating and receiving facilities.

        •      Generating facilities tend to report quantities on an annual basis, whereas the
               receiving facilities often report quantities on the basis of the amount in individual
               shipments, and thus quantities often do not match well.

        •      Some of these wastes have a complex path from "cradle" to "grave." Much of the
               waste that is ultimately burned off site is first collected and commingled at
               intermediary facilities (such as fuel blenders) prior to combustion.

 EPA was able to identify the origin of about 40 percent of the wastes managed off-site.

        The Agency also used the BRS data as a starting point in assessing waste characteristics,
 since the BRS included information on the form of the waste (e.g., inorganic liquid or organic
 sludge) and, in some cases, on the constituents (i.e., chemicals) present in the waste  that were
 reported under the Toxics Release Inventory.  However, two of the most  important data elements
 in assessing the potential hazard associated with wastestreams also are among the most difficult to
 characterize: the constituents present in the waste and their  concentrations.**
      The Agency recognizes that there have been some significant changes in waste generation and
management since 1991. Nevertheless, the 1991 BRS data provide a useful and comprehensive basis for
characterizing combusted hazardous wastes.

      These data elements are also important in measuring progress being made in minimizing hazardous
wastes. Waste quantity provides only a partial picture of progress, since the concentrations and toxicities
of constituents could increase at the same time that waste quantity decreased.  (It should be noted that
other factors are also important in measuring progress, such as economic conditions.)

                                            ES-4

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       EPA devoted significant effort to identifying constituents in combusted hazardous
wastestreams and estimating approximate constituent concentrations. The Agency focused in
particular on wastestreams containing metals and/or halogenated organics. Although the
characterization effort was limited to wastestreams containing metals and/or halogens, the Agency
identified other constituents (i.e., constituents that were not metals or halogens) also present in
these wastestreams. To facilitate waste characterization, EPA grouped combusted wastestreams
that were identical in terms of four key attributes: RCRA hazardous waste codes, industrial sector
of the generator (i.e., based on the four-digit Standard Industrial Classification code), waste
source, and waste form. The top 100 of these "wastestream combinations," in terms of quantity,
were characterized; these top 100 wastestream combinations account for approximately 50 percent
of all combusted wastestreams.  In order to assess how representative these top 100 combinations
are of the entire universe of combusted wastes, EPA compared the top 100 combinations with all
remaining combusted wastestreams in terms of predominant waste forms, management locations,
quantities, and other characteristics.

       In characterizing the top 100 wastestream combinations, EPA assembled the best data that
were readily available (e.g., data from technical background documents for hazardous waste
listings and best demonstrated available technology  (BDAT) determinations, and the 1986
Generator Survey). Not all information sources were available for each wastestream combination,
so EPA had to apply judgement on when to use the sources and when to make assumptions to
bridge data gaps.

       E.S.2.2        Methodology for Prioritizing Wastestreams and Industrial Processes

       A number of different EPA and State ranking methodologies were reviewed and evaluated
against a set of key EPA considerations, in order to assess their applicability to  scoring hazardous
wastes.  These considerations included:

       •      applicability to the goal of the RWMNP to reduce the quantity and toxicity of
              hazardous waste (indicating an approach focusing on the hazard of the wastes as
              generated (i.e., prior to management));

       •      consistency with the focus of Phase I of the RWMNP on combusted hazardous
              wastestreams (indicating an approach focusing on the hazard of wastes as
              managed);

       •      consistency with messages heard during the November 1993 Roundtable;

       •      ability to be quickly implemented with readily-available data;

       •      level of peer review; and

       •      appropriateness for national screening purposes and adaptability for Regional or
              State use based on their priorities.

       The Agency attempted to balance these sometimes competing considerations in developing
a national screening methodology that would serve  as a first step in setting priorities for waste
minimization. In reviewing potentially-applicable prioritization methodologies, the Agency

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 focused first on approaches that would rank wastes based on their hazard as generated, in keeping
 with the broad goal o' the RWMNP to reduce the quantity and toxicity of hazardous wastes.  In
 examining the hazarc   wastes as generated, the Agency's objective was to identify and promote
 source reduction for ;-.isles that are the most pervasive, toxic, mobile, persistent, and/or
 bioaccumulative, considering the major environmental pathways of contaminant transport and
 exposure (air, surface water, ground water, soils, and the foodchain). This approach would
 potentially reduce not only the generation of hazardous wastes, but the release of toxic
 constituents tp all media and the subsequent exposures of workers, the general public, and the
 environment.

        A secondary consideration in developing EPA's system for prioritizing wastes was to
 identify wastes that would potentially pose the greatest risks when burned in combustion units, in
 keeping with the focus of Phase I of the RWMNP on combusted hazardous wastes. EPA did not
 attempt to actually estimate releases, exposures, and risk/hazard from combustion units (i.e.,
 risk/hazard from wastes as managed) for the purpose of ranking wastestreams due to: the
 significant data requirements and apparent lack of screening methodologies to do this; the
 ambitious schedule for Phase I of the RWMNP: and  the fact that Regions and/or States would
 potentially be better able and more suited to conduct these analyses. Instead,  the Agency decided
 to focus on the characteristics  of combusted wastestreams, focusing in particular on wastestreams
 containing metals and/or halogenated organic compounds.            :
                                           j                    '  *
       A number of participants at the National Roundtable expressed "particular concern about
 combustion of wastes containing metals and halogenated organic compounds.  Metals are a
 concern since they are not destroyed during combustion and typically end up in ash, releases to
 air, and/or products (e.g., cement). All metals are persistent, and some are toxic and/or
 bioaccumulative. Some metals (e.g., copper) are also believed to act as catalysts in the synthesis
 of dioxins during combustion.  Halogenated organic compounds are a concern since they may
 contribute to formation of dioxins during combustion.  Aside from the potential for reduced risks
 from combustion, there  may be other multimedia benefits  from reducing generation of
 halogenated organic-containing wastestreams, since some halogenated compounds have been
 associated with depletion of stratospheric ozone and others have been linked with special ground
 water remediation problems. Furthermore, some halogenated organics do not degrade readily in
 the environment and tend to exhibit high human and ecological toxicities.  Halogenated organics
 are also prominent on lists of "persistent bioaccumulators" that have been derived for various
 prioritization purposes.

       Based on these and other considerations, the Agency selected a methodology relying
 primarily on a set of modified waste characteristics scoring algorithms from the Superfund Hazard
 Ranking System (HRS). Among the advantages of this methodology are the following: it includes
 a number of hazard-related prioritization criteria (i.e^, waste quantity, constituent concentration,
 human and ecological toxicity, mobility, persistence, and bioaccumulation potential) and considers
 four primary pathways of potential contaminant transport and exposure (i.e., air, surface water,
ground water, and soils); it could be quickly implemented with limited modification  and with
readily-available data; and it has been extensively peer-reviewed.

       The basic steps involved in scoring and ranking a given wastestream include: (1) estimating
the mass of each constituent in the wastestream by multiplying waste volume times constituent
                                           ES-6

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concentration; (2) selecting the highest pathway score7 for each constituent, reflecting the
pathway by which the constituent presents the greatest hazard; (3) calculating the constituent
hazard score for each constituent by multiplying constituent mass times pathway score; and (4)
selecting the highest among the constituent hazard scores to represent the wastestream score.

       The methodology was used to score the top 100 wastestream combinations identified
earlier.  Wastestream scores were then used to rank industrial processes (i.e., sources) by
apportioning each wastestream score among the industrial processes generating it on a quantity
basis.

E.S3  Draft Results

       E.S .3.1        Draft Results: Combusted Hazardous Wastes Containing Metals and/or
                     Halogenated Organics
                                ft               .  ''                        ' .    •       '    ,
       Overview of Combusted Wastes
                               f?_                                            *
       In 1991, approximately 310 million tons of hazardous waste was reported in the BRS to be
managed in units subject to RCRA requirements.  Of this amount, approximately 3.6 million tons
(or 1.2 percent) was managed by combustion. To  focus on combusted wastes affording the best
initial opportunities for source reduction and recycling, EPA excluded non-routinely-generated
wastes and secondary wastes, leaving about 3.0 million tons of combusted waste for further
analysis.  Approximately two thirds of this total was combusted at on-site facilities, while the
remaining third was sent off site for combustion at commercial or non-commercial facilities.

       Characteristics and Origins of Combusted Wastes

       Of the 3.0 million tons of routinely-generated primary hazardous waste combusted in 1991,
approximately 55 percent was managed in incinerators and 45 percent in BIFs. The bulk of this
quantity was liquids: approximately half was classified as organic liquid and one-fourth as inorganic
liquid. Sludges and solids accounted for one eighth of the quantity, and the remainder was of
unknown form.

       Three specific source categories contributed over 50 percent of the combusted waste
quantity: product distillation (23 percent), spent process liquids removal (17 percent),  and by-
product processing (11 percent). For 28 percent of the quantity, the source could not be
identified.

       Although close to 400 industries (as defined by 4-digit SIC code) generated wastes
destined for combustion in  1991, much of the quantity was concentrated in a few sectors. These
sectors included:  industrial organic chemicals (SIC 2869) with 40 percent of the quantity,
pesticides and agricultural chemicals (SIC 2879) with 9 percent, and plastic materials and resins
(SIC 2821) with 6 percent.
   7 The pathway score corresponds to the taxicity/combined factor value in the HRS.

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        Combustion facilities in EPA Region 6 generated and managed close to 50 percent of
 combusted wastes in 1991. Regions 7, 5, and 2 each had approximately 10 percent of the
 quantity. Among states, Texas generated and managed about 40 percent of the combusted waste,
 followed by Missouri, Louisiana, Indiana and New Jersey, each with less than 10 percent.

        Characteristics and Origins of Top 100 Wastestream Combinations

        As discussed above, EPA determined which constituents were present in large-volume
 "wastestream combinations" and identified the top 100 of these combinations containing metals
 and/or halogenated organics. These top 100 combinations, representing approximately 50 percent
 of routinely-generated primary combusted wastes, were used as the basis for setting priorities for
 hazardous waste minimization.

        The Agency characterized the top 100 wastestream combinations in a number of ways. In
 addition, EPA compared them with the remaining 18,922 wastestream combinations, to assess how
 representative the top 100 combinations were of combusted hazardous wastes generally.

        The predominant waste forms, both among the top 100 wastestream combinations and for
 the remaining set, were organic liquids  (47 percent and 54 percent, respectively) and inorganic
 liquids (35 percent and 14 percent, respectively).  Waste form was not reported (or had an invalid
 entry) for about 5 percent of the top 100 combinations, and almost 20 percent of the remaining
 wastes.
                                                                 •«'
        On-site management was more common for the top 100 wastestream combinations than
 for the remaining wastestreams. Approximately 75 percent of the top 100 were managed on site,
 whereas 57 percent of the remaining wastestreams were managed on  site. This finding comports
 with the fact that the top 100 combinations represent much larger waste quantities, on average,
 than the remaining wastestreams.  In general, the larger the wastestream, the more likely it is to
 be managed on site due to  economies of scale in waste management.

        For the top  100 wastestream combinations, two-thirds  of the 1.1 million tons managed on
 site in 1991 was  managed in incinerators (with the rest managed in BIFs), while for the 380
 thousand tons managed off site, less than 10 percent was managed in  incinerators.  Commercial
 facilities managed about two-thirds of the 380 thousand tons that went off site; BIFs accounted
 for most of this commercial management.

       Two industry groups generated 52 percent of the waste in the top 100 wastestream
 combinations: industrial organic chemicals (SIC 2869) with 37 percent and agricultural chemicals
 (SIC 2879) with  15 percent. No other industry accounted for more than 7 percent of the
 quantity. A similar pattern emerged for the remaining wastestreams, where industrial organic
 chemicals generated 38 percent, agricultural chemicals generated 4 percent, and no other  industry
generated a significant portion of the quantity.

       The sources  of wastes were nearly identical for the top 100 wastestream combinations and
for the remaining wastestreams. In both cases, the source generating  the largest quantity was
product distillation, followed by spent process liquids  removal and by-product processing.
                                          ES-8

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       EPA has considerable experience in developing waste minimization strategies for
routinely-generated wastes where the source is -a well-defined, integral part of the production
process.  However, there are several categories of wastes among the top 100 wastestream
combinations that are not well-defined (e.g., due to missing data) or where sources are not part of
production processes (e.g., pollution control devices).  These wastes, which represent about 35
percent of the total quantity for the top 100 combinations, would require further study (and
potentially a better understanding of "upstream" processes) in order to evaluate waste
minimization opportunities.  These waste types include: process blank, unknown, or "other" (24
percent of total quantity); still bottoms (6 percent); and wastes from waste treatment and "other"
pollution control (5 percent).

       E.S.3.2        Draft Results:  Prioritization of Wastestreams and Industrial Processes

       EPA presents the draft results from the scoring and ranking analysis first in terms of
wastestream combinations, and then aggregated based on origins of the wastes.  Note that the
numeric hazard scores do not correspond to any absolute measure of the magnitude of hazard or
risk; only the relative difference between the wastestream combination scores is significant.

       The range of scores for each of the top 100 wastestream combinations is quite broad, from
about 5.1E+06 to 7.1E+13,8 and the total hazard score (summed across all wastestream
combinations) is 1.9E+14.  The draft results indicated that:

       (1)    Most of the hazard - almost 85 percent of the total hazard score - is accounted
              for by the top five wastestream combinations. Three of these five wastestream
              combinations belong to SIC 2869 (Industrial Organic Chemicals) and Source Code
              A33 (Product Distillation);

       (2)    Although there is  a very large range in the scores (almost seven orders of
              magnitude), 73 of the 100 fall within a two order of magnitude range, between
              1E+10 to 1E+12. Thus, as measured by the scoring system,  there is a fairly large
              set of. wastes with a similar degree of hazard, and smaller sets of relatively high-
              hazard and low-hazard wastes that are distinctly different;

        (3)    The hazard of a given wastestream combination is not driven by waste quantity
              alone, but reflects both the waste quantity and the hazard of  the waste
              constituents. The components of the scoring system driven by constituent
              properties (e.g., toxicity,  persistence, bioaccumulation potential) appear to be at
              least as important as waste quantity in determining the score.

        The scores for the individual wastestream combinations can be summed across factors they
have in common, i.e., waste form, source of the waste,  and SIC of the generator. The results
discussed below, which indicate trends in total hazard potential, compare the sum of hazard scores
for a given factor to the total hazard score summed across all wastestream combinations.
    8 For scientific notation, this report uses a convention used frequently in computer programming, i.e.,
 the digits following a capital E represent the exponent to the power of 10. For example, 2E+02
 represents 2 x 102, or 200.

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         Three waste forms - "other" organic liquids, concentrated aqueous solutions of other
  organics, and resins - comprise almost 92 percent of the total hazard score (primarily because
  they are associated with the top five wastestream combinations). Non-halogenated and
  halogenated solvents comprise most of the remaining share of the total hazard score.

         EPA also summed the hazard scores across all of the SIC/source combinations. About 85
  percent of the total hazard score is contributed by three combinations:

         •      SIC Code 2869 (Industrial Organic Chemicals)/Source Code A33 (Product
               Distillation);

         •      SIC Code 2833 (Medicinal Chemicals and Botanical Products)/Source Code A32
               (Product Filtering); and

         •      Non-classifiable SIC Code/Unspecified Source Code.

 These constitute the combinations representing the top five wastestream combinations. The next
 combination, unknown SIC and unknown source, primarily comprises non-halogenated solvents
 (the seventh ranked wastestream combination) and waste oils (the tenth ranked wastestream
 combination).

        Most of the ten top-ranked wastestream combinations represent a small number of BRS
 records of wastestreams at a few facilities, as shown below.
Wastestream
Combination
Rank
No. of BRS
Records of
Wastestreams
No. of Facilities
Place of
Management
Region
State



1

H^BH
3


1
on-
site
VI
TX



2

••••
1


1
on-
site
I
CT



3

•m^^Hi
•••^^H
1


1
on-
site
m
PA



4

^_____
{^••M
2


1
on-
site
VI
TX



5

•MM^^H
MI^HI
1


1
off-
site
V
IN



6

«^^___
•••
2


1
on-
site
VI
TX



7


12


12
off-site

uun
CT,MA,
NJ,NY,
PA.VA,
WV
8


1


1
on-
site
IV
KY



9


1


1
on-
site
ra
VA



10


450


450
both

many
many



The nine top-ranking wastestream combinations are focused in 20 or fewer facilities; slightly less
than half of these facilities manage their wastes on site. This indicates that for the nine highest-
hazard wastestream combinations, there is an opportunity to focus the next phase of the
prioritization and waste minimization effort within a relatively small set of facilities. This may
                                          ES-10

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allow for site-specific data collection and evaluation of waste minimization potential. The tenth-
ranked wastestream combination, waste oils, is generated by a much larger set of facilities, many
of whom ship wastes off-site.

       The draft results indicate that a majority of the nine top-ranking wastestream
combinations are focused primarily in the States of Texas, Connecticut, Pennsylvania, and
Virginia  Three of these states account  for a  large percentage of the total hazard score across all
wastestream combinations, i.e., Texas (* 53 percent), Connecticut (* 20 percent), and
Pennsylvania (= 13 percent).


E.S.4  Limitations

       The results described in this report are subject to a number of important limitations. The
Agency emphasizes that the draft results must be viewed in the context of these limitations. The
concluding sections of Chapters 2 and 3 describe them; a brief summary follows.

       Limitations in Identifying and Characterizing Combusted Wastes

       •       The most recent comprehensive data available on waste generation and
               management are  from 1991.

       •       Data used in this analysis do not reflect recent State updates.

       •       Data were missing for some key data fields in the BRS.

       •       Constituent content and concentration estimates are rough approximations.

               The Generator Survey and other sources used to characterize wastes may not be
               current.

        •      Generator Survey data are likely to be more accurate for metals than for organics.

        Limitations in Prioritizing Wastestreams  and the Industrial Processes Generating Them

        •      Hazard scores are subject  to the  uncertainty in the underlying waste
               characterization/constituent concentration data.

        •      The method incorporates assumptions and limitations of the HRS.

        •      The approach does not  account for hazards related to corrosive and
               ignitable/flammable nature of some hazardous wastestreams.

        •      The method does not directly address releases and exposures, particularly post-
               combustion  releases and exposures.

        •      The method does not correspond directly to a measure of "absolute" risk.
                                            ES-11

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       As a practical matter, any method that seeks to simulate complex environmental processes,
but is founded on simple scoring algorithms and uncertain data, will always carry with it important'
limitations. Some of these limitations may become less constraining as the approach is  refined
and improved. The Agency looks forward to receiving comments on the proposed approach for
setting priorities for waste minimization, and will carefully consider all information it receives.
                                         ES-12

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                                       CHAPTER 1
                                    INTRODUCTION
       The purpose of this draft methodology document is two-fold: (1) to describe the work that
the U.S. Environmental Protection Agency (EPA) has conducted to date in developing a
methodology to set priorities in determining which combusted hazardous wastes EPA, States,
industry, and other stakeholder groups should focus on regarding waste minimization, and (2) to
present draft prioritization results.

       This chapter provides the context for EPA's work on setting priorities for minimization of
hazardous wastestreams. Section 1.1 provides an overview of the Hazardous Waste Minimization
and Combustion Draft Strategy and the related Draft RCRA Waste Minimization National Plan,
which provided the impetus for development of the prioritization system.  Section 1.2 discusses
the review process for the draft prioritization methodology and results. Finally, Section 1.3
provides an overview of the remaining chapters and appendices.


11    OVERVIEW OF HAZARDOUS WASTE MINIM NATION AND COMBUSTION DRAFT
       STRATEGY AND DRAFT RCRA WASTE MINIMIZATION NATIONAL PLAN

       1.1.1   Waste Minimization and Combustion Strategy

       Although the Agency has devoted significant effort to evaluation and promotion of waste
minimization in the past,1 the Hazardous Waste Minimization and Combustion Draft Strategy2
(referred to throughout this  document as the "Draft Strategy") recently provided a significant
impetus to this effort.  The Draft Strategy was designed, among other things, to reduce the
amount of hazardous waste generated in the United States.  Other components of the  Draft
Strategy included: strengthening federal controls governing hazardous waste incinerators and
boilers and industrial furnaces (BIFs); enhancing public participation  at the time of and prior to
permitting a facility; conducting full risk assessments at each combustion facility to be permitted
and taking that assessment into consideration at the time of permitting; and ensuring that
regulatory and permit requirements are vigorously enforced.

       Among the Draft Strategy's primary goals were establishing a strong preference for source
reduction over waste management and better addressing public participation in setting  a national
source reduction agenda.3 In promoting waste minimization, the Agency will focus primarily on
promoting source reduction  for hazardous wastes and promote environmentally sound recycling
only where source reduction is not feasible.
    1 For example, EPA prepared a report to Congress, Minimization of Hazardous Wastes (October
 1986), that summarized existing waste minimization activities and evaluated options for promoting waste
 minimization.

    2 U.S. EPA, May 1993.

    3 The Hazardous and Solid Waste Amendments (1984) to the Resource, Conservation, and Recovery
 Act (RCRA) together with the Pollution Prevention Act of 1990 identified a hierarchy of waste
 management options where reduction at the source was the preferred option, followed in turn by
 environmentally sound recycling, treatment, and finally disposal.

                                            1-1

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       To facilitate public dialogue on both waste minimization and combustion, EPA held a
National Roundtable during November 1993 and a series of Regional Roundtables during the
spring of 1994. At these Roundtables, public interest groups, citizens, industry, State and Federal
regulators, and technical experts in pollution prevention were invited to discuss a broad range of
issues. Some key messages related to waste minimization that came out of these Roundtable
discussions included:

       •      Emphasize the multi-media aspects of pollution prevention. Focus on pollution
              prevention in all aspects of waste management, and assure  that we really get
              source reduction, rather than a shifting of. pollutants from one environmental
              media to another.

       •      Reinforce the waste management hierarchy that has been stated in RCRA, the
              Pollution Prevention Act, and reiterated in Administrator Browner's memo on
              EPA's Pollution Prevention Policy. Demonstrate a strong preference for source
              reduction by bold action, including resource shifts from end-of-pipe activities to
              source reduction initiatives.

       •      Allow flexibility to both States and industry to undertake efforts that will achieve
              real reductions in pollution and generation of wastes.

       •      Prioritize all efforts in pollution prevention based on the highest risks.

       •      Establish expectations, accountability, and recognition of continuous improvement
              in both the private and public sectors. Develop objective, measurable indicators of
              success.

       •      Empower the public.  Involve the public more effectively in shaping EPA's
              pollution prevention policies.

       These messages are the building blocks for EPA's efforts to promote source reduction and
environmentally-sound recycling.

       1.1.2   Draft RCRA Waste Minimization National Plan

       The Draft RCRA Waste Minimization National Plan (RWMNP)4 is divided into two
phases. Phase I of the RWMNP is the primary vehicle for promoting source reduction and
recycling under EPA's Hazardous Waste Minimization and Combustion Draft Strategy; as part of
this phase, EPA identified hazardous wastes containing metals and halogenated organics as a
priority.  Phase II of the RWMNP will then move beyond wastes managed in combustion units to
promote source reduction and recycling for wastes managed by other practices, applying the
messages heard and lessons learned during Phase I.

       As shown in Exhibit 1-1, the process of setting  priorities is one of the key building blocks
for the RWMNP.  This process involves ranking hazardous wastestreams based on their hazard
and then ranking industrial processes (or sources) based on the wastestreams they generate.
   4 U.S. EPA, May 23, 1994.
                                            1-2

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                                EXHIBIT 1-1.
           SUMMARY OF THE KEY COMPONENTS OF THE
       DRAFT RCRA WASTE MINIMIZATION NATIONAL PLAN


                              ESTABLISH GOALS

 Reduce quantity and toxicity of hazardous waste through source reduction and then recycling

             '    •  '   •	       i           	

           SET PRIORITIES FOR SOURCE REDUCTION AND RECYCLING

 •      Rank wastestreams based on multi-media hazard and exposure potential, then
 •      Rank industrial processes based on hazard of wastestreams they generate
 •      Select priorities among industrial sectors, processes, wastestreams. and/or constituents

	i      	

   IDENTIFY/EVALUATE SOURCE REDUCTION AND RECYCLING OPPORTUNITIES

 With the ultimate goal of optimizing source reduction above other methods, when feasible.

 Consider:
 •      Technical and economic feasibility
 •      Economic impacts
 •      Cross-media transfers	      • 	

     	i	

   ARRAY MECHANISMS FOR EFFECTING SOURCE REDUCTION AND RECYCLING

 Non-regulatory vs. regulatory mechanisms.

 Consider:
 •      Other EPA initiatives that are relevant
 •      Which option(s) will result in the greatest environmental benefits
 •      Resource constraints for effective outreach/implementation
 •	Our sphere of influence	

    •	•	               i	       .

                          IMPLEMENT MECHANISMS

 Employ regulatory development, guidance, permitting, voluntary challenge programs, and
 coordinate with Regions, States, technical assistance centers to both implement and develop
 measures of success.	_^_	

	i	'	

                       MEASURE PROGRESS BEING MADE
                                      1-3

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         The next step is to identify source reduction and recycling opportunities for priority
  wastestreams and industrial processes and then evaluate their technical and economic feasibility,
  economic impacts, and  potential adverse environmental effects.  This effort will involve a number
  of parties, including EPA's Office of Research and Development and Office of Solid Waste,
  industry, technical assistance centers, and universities.

         Where source reduction and environmentally-sound recycling appear to be feasible
  alternatives, the effectiveness of different voluntary and regulatory mechanisms for promoting
  them will be examined.  EPA will then encourage all stakeholders to identify the roles they can
  play in further developing and implementing these mechanisms.  The last step in the RWMNP is
  measuring the progress  being made.

         The Agency is currently soliciting public comment on the Draft RWMNP. In addition,
  EPA plans to conduct a focus group discussion during September 1994 to obtain public comment
  on the different components of the RWMNP, including the prioritization methodology.5


  1.2    PROCESS FOR REVIEWING DRAFT PRIORITIZATION METHODOLOGY AND
        RESULTS

        As discussed above, the messages heard from stakeholder groups  at the November 1993
  National Roundtable and the spring 1994 Regional Roundtables  formed  the foundation for
  development of the RWMNP and the prioritization methodology. Informal guidance on
  methodology development was provided by staff from a variety of Agency program offices during
  review of potential methodologies and development of wastestream data.  The Agency also
  discussed comments on the RWMNP and prioritization methodology with representatives of some
 stakeholder groups (e.g., States and industry trade associations).  Finally,  EPA briefed the Science
 Advisory Board on the methodology and received some comments during a brief informal
 consultation in June 1994.

        The Agency plans to solicit and respond to  comments on  the prioritization methodology
 and results in several ways prior to finalizing Phase I of the RWMNP.  The Agency will review
 and summarize the public comments provided both on the RWMNP and  on this methodology
 document. The Agency will also be establishing a formal Agency  workgroup to  develop the final
 Phase I RWMNP, and one of the subcommittees on the workgroup will focus on reviewing and
 revising the pnontization methodology based on both internal EPA and stakeholder group
 comments. In addition, a focus group meeting is planned for September 1994 to formally  obtain
 comment from stakeholder groups on the Draft RWMNP; part of this meeting will serve as a
 forum to obtain comment on details of the prioritization methodology.
     The draft RWMNP discussed an earlier version of the prioritization methodology and presented
some initial pnontization results for the purpose of illustration.  Attachment 1 to the RWMNP, which
showed a preliminary summary of high-ranking industry/source combinations, illustrated the level of detail
that could be provided in identifying industrial sources of hazardous waste generation. However
significant changes have been made to the underlying waste characterization data, and ranking results have
changed.  See Chapter 3 for the revised ranking results
                                           1-4

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13    ORGANIZATION OF DOCUMENT

       Chapter 2 discusses the methodology used to identify the universe of combusted hazardous
wastes containing metals and/or halogenated organics and presents an overview of the results of
this process. Chapter 3 then discusses the selection of a hazard-based prioritization methodology
and the results of scoring wastestreams and industrial processes based on this methodology.

       A series of appendices provide more detailed information on the prioritization
methodology and results:

              Appendix 1 provides sample Biennial Reporting System (BRS) data forms.

       •      Appendix 2 describes the codes used in the BRS.

              Appendix 3 explains the process by which EPA linked information on waste
              generation to information on off-site waste management.

       •      Appendix 4 identifies sources of .information the Agency used to characterize
              waste composition.

              Appendix 5 explains EPA's assumptions in matching wastes reported in the 1991
              BRS to wastes described and characterized in the 1987 Generator Survey.

       •      Appendix 6 provides detailed waste characterization data for the highest-quantity
              combusted wastestreams.                          .

        •      Appendix 7 comprises a set of summaries, developed by EPA, of prioritization
              systems.  ,

        •      Appendix 8 lists hazard data and pathway scores from the Superfund Chemical
              Data Matrix, used in the Hazard Ranking System (HRS) and adapted for use in
              this report.

        •      Appendix 9 lists the states and regions in which the top 100 combusted
              wastestreams occur.
                                            1-5

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                                       CHAPTER 2
                   IDENTIFYING COMBUSTED HAZARDOUS WASTES
                CONTAINING METALS AND HALOGENATED ORGANICS


       This chapter summarizes EPA's methodology for identifying hazardous wastes containing
metals and/or halogenated organics managed in incinerators and in boilers and industrial furnaces
(BIFs). The first section of this chapter details the specific approach used to identify these
wastes; at the end of this section, several specific issues are listed on which EPA invites comment.
The second section presents a summary of results, and the last section presents limitations of the
methodology and the data.


2.1    METHODOLOGY

       The methodology for identifying waste minimization priorities requires wastestream-
specific information on waste generation and management.  The Biennial Reporting System
(BRS) data for 1991 represent the most comprehensive data available as of early 1994 to
characterize national waste  generation and management1. Thus, the methodology relies heavily
on the BRS data. Section 2.1.1 describes the structure of the BRS, and some of the techniques
used to manipulate the data.

       EPA analyzed the BRS data to determine the universe of combusted hazardous wastes,
that is, wastes managed in incinerators and BIFs.  The overall purpose of this analysis is to
develop waste minimization priorities, which will serve as the basis for evaluating specific waste
minimization  opportunities  at the  industry and process level. Thus, the analysis involved
identifying combusted wastes arid evaluating the origins of these wastes, as described in Section
2.1.2.

       Within the universe of combusted wastes, the Agency decided to focus on those wastes
containing metals and/or halogenated organics. This  decision was based on input from
participants in a series of national and regional Waste Minimization Roundtables, as well as
several factors related to human health and ecological risk.  To characterize these combusted
wastes, it was necessary to identify the constituents present and to estimate their concentrations.
Section 2.1.3 describes this  step, which is the final prerequisite to developing and applying a
hazard-based scoring system for setting waste minimization priorities.

        2.1.1   Biennial Reporting System (BRS) Data Structure

        The primary data used in the analysis were obtained from EPA's BRS database, which
contains information collected from the  1991 Hazardous Waste Reports. Every two years the
 Agency collects data on hazardous waste from generators and treatment, storage, and disposal
 facilities under the authority of Sections 3002 and 3004 of the Resource Conservation and
 Recovery Act (RCRA), as  amended by the Hazardous and Solid Waste Amendments (HSWA) of
    1 The Agency is aware of the revisions made to the BRS data during June 1994, based on the Capacity
 Assurance Plans (CAPs) submitted by the States, and plans to revise the analysis based on the updated
 information.

                                            2-1

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  1984. The data are entered into an electronic data management system by the States.  The
  system is maintained by the Agency on the' EPA IBM mainframe cluster.

         BRS data are stored in several relational database files.  A relational database file system
  is analogous to a simplified family tree. In this system there is one parent per child; parents can
  have multiple children, and their children can have multiple children, and so on. In the relational
  database system, there are parent records, child records, and grandchild records. For the purpose
  of this document, the terms database, file, and table are synonymous, and are used
  interchangeably for describing the BRS data.

         The 1991 Hazardous Waste Report contains six forms:

         (1)     Form 1C (Identification and Certification) - All sites that are required to submit
                the 1991 Hazardous Waste Report completed this form;

        '(2)     Form GM (Waste Generation and Management) - All facilities subject to the
                reporting requirements that generated or shipped off site RCRA hazardous waste
                during 1991 completed this form;

        (3)     Form WR  (Waste Received From Off Site) - All sites that received RCRA
                hazardous waste from off site during 1991 completed this form;

        (4)     Form PS (Waste Treatment, Disposal, or Recycling Process System) - All sites that
               had an on-site hazardous waste treatment, disposal, or recycling process system
               during 1991 completed this form, including sites with new units for which there
               were firm plans, or closing units in the closure process;

        (5)     Form WM  (Waste Minimization) - All large quantity generators and facilities with
               treatment, disposal, or recycling units completed this form; and

        (6)     Form OI (Off-site Identification) - An optional form to be completed  by  the sites,
               based on their State's requirements.
    ^n        2~l Shows that ^ IC Form * the "eldest" fonn 0"-e-> Parent to all other forms) in
    A  5? Sy$tem>  The IC Form contains one record for each facility uniquely identified by the
 EPA ID number. All other forms (i.e., GM, WR, PS, and WM Forms) are children of the 1C
  ?^^ 6aCh IC Form (Le-' each facility) can have several of the children forms, each type
 of child defines a new table in the 1C Form.
  u- u         2"2 Presents some of the key da*a elements used in the analysis and identifies
which of the BRS Forms contained those data elements. Sample BRS Data Forms are presented
m Appendix 1. Please note that the Agency has not yet analyzed data from Form WM  EPA
expects to compile and analyze data from this fonn in examining waste minimization
opportunities.

       The BRS has been used to analyze waste minimization opportunities, treatment and
disposal capacity generation patterns, and recycling.  As discussed later in the limitations section,
EPA recognizes that there have been some significant changes in waste generation and
                                           2-2

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             EXHIBIT 2-1. RELATIONSHIPS BETWEEN BRS FORMS
                                          Form 1C
                                Identification and certification of
                               generators and treatment, storage,
                                     and disposal facilities
                                       36,000 records1
                    FormGM
         Waste generation and management
                 220,000 records*
                           Form WR
                   Wastes received from off-site
                            facilities
                        700,000 records*
      Section II
Wastes managed on-site
    16,200 records*
      Section 111
Wastes managed off-site
   200,000 records*
     1 Number of records is for all sites required to submit Hazardous Waste Reports in 1991.
     2 Number of records is for all hazardous wastes generated and/or managed in 1991.
                                      2-3

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                      EXHIBIT 2-2. KEY DATA ELEMENTS IN THE BRS
                       Data Element
                Constituents reported to the Toxics Release Inventory (TRI).

                Waste Origin refers to a description of the process or activity that was the source of the waste.
                      '  Ne:ertheless« the 1»1 BRS data are the most recent data available and
        a useful and comprehensive basis for characterizing and enumerating combusted


       2.1.2   Identifying Combusted Wastes and Their Origins
            T ^ B*!bil "• °ne °f the data elements in the BRS is the management system

                       ' °m nae thC We-                EPA defined comb
                         t                -               -   T° focus on those "n
wastes which afford the best initial opportunities for source reduction and recycling EPA

                                                                                     or
                                          2-4

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       •  Remediation wastes (source codes A61-A69); and

       •  Spill cleanup, equipment decommissioning, and other remedial activity wastes (origin
         code 2).

EPA also excluded residuals from on-site treatment, disposal, and recycling of hazardous waste
(i.e., secondary hazardous wastes) (origin code 5), in order to avoid double-counting between the
hazardous wastes that were treated/disposed/recycled and their residuals. Thus, EPA's
prioritization scheme is focussed on those primary hazardous wastes that are routinely generated.

       For identifying wastes combusted on site, data from the on-site management section
(Section II) of the GM Form were used.  For identifying wastes combusted o/f site, data reported
in the WR Form rather than data reported in the off site management section (Section III) of the
GM Form were used. The reason for using WR data rather than GM data is that WR data are
believed to provide a more reliable picture of how the waste was managed (for purposes of this
analysis, whether the waste was combusted or not).  Even though generators may have better
knowledge of their wastestreams, they sometimes speculate on its management off site when
filling out the GM Form.  For  several reasons, the receiver would determine the exact properties
(and quantity) and appropriate management of the waste prior to treating it:

       • To determine the appropriate treatment system;

       • To determine the cost of treating the wastestreara; and

       • To avoid liability resulting from not having treated the waste to land disposal restriction
          (LDR) standards.

Using the GM Form to identify wastes combusted on site, and the WR Form to identify wastes
combusted off site, the Agency determined the respective quantities to be 2.00 million tons and
1.04 million tons, for a total of about 3.04 million tons/year of routinely generated combusted
wastes.

       Although the WR Form  reliably identifies the management method for wastes sent off
site, it does not provide information on waste origins, as indicated by Exhibit 2-2.  Because
information on the origins of the wastes is essential for identifying waste minimization
opportunities, the Agency developed a technique to merge data from the WR and GM forms (i.e.,
to identify waste source information from the GM Form for the wastes reported as combusted in
the WR Form).

       This technique relied primarily on matching the GM and WR records based on their
common elements - generator and management facility identification numbers, RCRA waste
codes, management system type, and waste form codes. The process yielded relatively few exact
 matches; only about 8 percent of the WR Form data (on a waste quantity basis) corresponded
 perfectly to GM Form data. Initially, this left a large gap in the origins information for those
 wastes managed off site. The Agency carefully investigated each of the top 50 records by waste
 volume (as reported in the WR  Forms) that remained unmatched; at this point, those records
 comprised 50 percent of the total unmatched quantity.  EPA was able to locate GM  records that
 corresponded to some of these WR records. This exercise provided insights that were used to set
 up decision rules for a final computerized matching process, using relaxed matching criteria (e.g.,
 allowing matches where waste quantities were  within 25 percent of each other - see Appendix 3

                                             2-5

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  for a detailed description of the matching process). After completion of the process about 60
  percent of the quantity of waste combusted off site (or about 20 percent of the total combusted
  waste) could not be matched with corresponding GM data on waste origins.
  c  ...         of the remaining "unmatched" quantity is associated with BRS records where the
  facility identification numbers of other key data are missing.  Another factor making it difficult to
  match the GM and WR records is that the generating facilities tend to report quantities on an
  annual basis whereas the receiving facilities  often report quantities on the basfa of the amount in
  individual shipments  FmaUy, it is difficult to track origins for some of these wastes became they
  have a complex path from "cradle" to "grave." Much of the waste that is ultimately burned off sL
  is first routed from a generating facility to a  fuel blending facility, where it may be proo2seS"n a
  way that results in changes in the RCRA codes and regulatory status.3 For the purLTo7?h£
  initial examination of combusted wastes, EPA did not attempt to match WR records back through
  fue :  blenders to generators, nor did it account for other situations where there are intermedSe
  facilities that store or treat wastes prior to off-site combustion. Thus, while wastes routed through
  intermediaries to incinerators or BIFs are included in EPA's estimate of total combusted waste
  the origins of these wastes are currently unknown.

        2.13   Identifying Constituents and  Concentrations

        Having identified the universe of wastes managed in combustion units and their origins
 the next step in the methodology was to determine which of those wastes contain metals and/or
 halogenated organics.  As explained in more detail in Chapter 3 of this report, the Agency
 decided to emphasize wastes bearing metals and halogenated organics in its initial priority-setting
 for three principal reasons:                                                  r    J  ^«ms

        • A number of participants in a series of National and  Regional Waste
          Minimization Roundtables recommended focusing on these wastes.

        • Preliminary data  suggest that metals arid halogens in combustor feed streams
         contribute to emissions of metals and may contribute to the formation of
         some toxic products  of incomplete combustion (PICs), including dioxins and
         furans.

       • Metals and halogenated organic constituents are generally toxic,
         bioaccumulative, and persistent.

Therefore  to determine whether combusted wastes contain metals and halogenated organics it
wa^ essential to identify which constituents are likely to be present in the wSes^ams'     '
Moreover, the metoodology for ranking wastestreams  is based not only on the presence of
        11*'                  355'  MaSS * the Product of waste 1uan% and concentration;

                      lf31!? CXhibiting thC tOXicity characte"stic may be treated so that it no longer
                                                     <"  T* renting b,ended
                                           2-6

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       Given the difficulty and effort involved in identifying constituents and estimating
concentrations, EPA decided to limit its initial waste characterization effort to the top 100 unique
groups of wastestreams, by volume, that contained metals and/or halogenated organics.  The
combusted wastes were initially aggregated based on four key attributes: RCRA waste code set4,
standard industrial classification (SIC) code of the generator, source code of the process
generating the waste (e.g., spent process liquids removal, code A37), and form code for the waste
(e.g., concentrated solvent-water solution, code B201). All combusted wastestreams that were
identical in terms of the four attributes were grouped together. These aggregated wastes were
termed "wastestream combinations," and were ranked based on volume. EPA reviewed the
composition of the  150 largest-quantity wastestream combinations to identify the top 100
containing metals and/or halogenated organics. The top 100 wastestream combinations that
contain either metals or halogenated organics accounted for 1.52 million tons in 1991, or
approximately 50 percent of the total quantity of routinely generated, primary combusted
wastes.5

       Information Sources

       The primary sources of information for identifying constituents were the Chemical
Abstract Service (CAS) numbers, RCRA codes, and waste descriptions given in the BRS. The
Agency also used several other supplementary sources to identify constituents and estimate
concentrations. Not all information sources were available  for each wastestream, so EPA had to
apply professional judgement on when to use the sources, and when to make assumptions to
bridge data gaps.  The major information sources are described below, in approximate order of
preference.

       • CAS numbers of Toxic Release Inventory (TRI) constituents. When a waste contains
         constituents  for which the generator has submitted a TRI report, the generator must
         identify those TRI constituents in its biennial report. Most of the metals and
         halogenated organics of concern to EPA are included in the list of TRI constituents.
         The BRS contains  this information where it was reported by  the generator, but it does
         not provide information on constituent concentrations.

       • RCRA codes.  As described above, RCRA codes provide some information on the
         constituents  present in wastestreams. The toxicity characteristic (TC) RCRA codes,
         D004 through D043, identify constituents present and also indicate that concentrations
         exceed the set of corresponding regulatory levels  (expressed as concentrations measured
         by  a leaching procedure). The P- and U-wastes (off-specification products, spill
         residues, and related wastes) also identify specific constituents that are present,  and
   4In the BRS, all relevant RCRA waste codes (e.g., D001 [characteristic of ignitabilityj, F001 [spent
halogenated solvents from degreasing]) that apply to a waste are reported.  In some cases, 20 or more
individual codes can be reported in a "code set," although it is more typical to have five or fewer codes.
EPA truncated code sets at ten individual codes.

   5Note that the Agency defines "wastes that contain metals and/or halogenated organics" to be wastes
where one or more of constituents in these groups was identified as being present, regardless of the
concentration.  Some information sources provided information on trace constituents of wastes. For this
reason, some wastes with extremely low concentrations are defined as containing metals or halogenated
organics. However, hazard rankings for these wastes will reflect  the low concentrations, since hazard score
is directly proportional to concentration.

                                             2-7

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           generally connote wastes with relatively high concentrations (unless mixed with other
           wastes).  The K-waste (industry-specific process waste) and F-waste (generic process
           waste) codes can provide an indication of which constituents are present - EPA's
           original waste listing decisions and its determinations of best demonstrated available
           technology (BOAT) for the wastes' treatment cite the constituents which are of primary
           concern from a risk or treatability standpoint A list of documents providing
           concentration data for some of the RCRA wastes evaluated for this project appears in
           Appendix 4.                                                      J     vv

         • Waste descriptions.  For the biennial reports, generators are asked to provide
           descriptions for each waste they report.  In some cases, these descriptions provide
           insight on waste constituents, although they rarely provide concentrations.

         • Waste form codes.  The BRS also contains a series of waste form codes that provide an
           indication of the physical form of the waste.  These codes fall into several broad
           categories, including inorganic liquids, organic liquids, inorganic solids, organic solids
           inorganic sludges, and organic sludges. As explained later, EPA made several
           assumptions on concentrations of constituents in various waste forms.

         '  Retrievals from the Generator Survey fGENSTTE)  in 1937, EPA performed an
           extensive  survey of hazardous wastes managed as of 1986.  One of the questions posed
           in this survey asked for information on constituents and concentrations.  Although EPA
           recognizes that there may have been major changes in waste generation  and
           management patterns since 1986, the GENSUR data still provide some useful
           information  on waste composition, especially where there was a good match between
           the waste  attributes reported in the BRS and those in the GENSUR.

          Like the Biennial Report, the GENSUR collected information on RCRA code set,
          waste form, the activity or process generating the waste, and the SIC of the generator
           u/2Sc^deS 3nd S°Urce Codes in the BRS do not correspond directly with those in
          the GENSUR, so EPA developed a cross-reference between the two data sets. The
          Agency also  developed decision logic to match wastestreams from the BRS with those
          from the GENSUR, and retrieved data from  the GENSUR to help inform the
          estimates of waste composition. A description of the protocol EPA used to retrieve
          information from the GENSUR is provided in Appendix 5.

          In addition to the GENSUR retrievals made specifically for this project, EPA used
          several earlier analyses of GENSUR data  on D001 through D003 wastes.6  These
          codes occur very frequently among the combusted wastestreams.
«.,n0t S0rt concentratio«s °f the ignitable (D001), corrosive (D002), and
reactive (D003) wastes by SIC, form code, or activity code, and thus provide a coarser degree of resolution
      '      "T" ^ENSUR retrieValS- Nevertheless' w»>ere no match could be made on SIC, form or
           used results from these analyses, which appear in two memoranda from ICF Incorporated to
                                           2-8

-------
       Approach

       Using, these information sources, EPA made its estimates of waste composition by applying
the following methods and assumptions. The initial step involved determining which hazardous
constituents are most likely to be present. Although the Agency is initially focusing its priority-
setting efforts on metals and halogenated organics, for each of the top 100 combusted wastes that
contain one or more of these constituents, EPA sought to identify all other important hazardous
constituents as well.

       Identifying constituents.  The sequence for identifying hazardous constituents follows.

       1)     The TRI constituents and waste descriptions reported in the BRS were the
              preferred basis for identifying hazardous constituents.  If the reported constituents
              could plausibly account for all of the RCRA codes reported, EPA assumed that no
              additional hazardous constituents were present.

       2)     Otherwise, the next step was to evaluate all RCRA codes in the code set, to
              determine which constituents were likely to be present. For the D004-D043 TC
              wastes, and the P- and U-wastes this was straightforward.  For the listed process
              wastes  (F- and K-wastes), this involved reviewing the documents listed in Appendix
              4.

       3)     GENSUR data were used to identify some of the less obvious constituents,
              particularly if it was possible to match the BRS and GENSUR data closely, and if
              constituent and concentration data were available for the GENSUR match.

       4)     If D001,  D002, and/or D003 were reported in the code set, but were not
              accounted for based on the constituents identified as likely to be present, EPA
              assumed  that

          -   for D001, toluene, xylene, cadmium, lead,  and chromium were present; these
              constituents were reported to be present most frequently (i.e., in more than 35
              percent of all D001 wastes) across the GENSUR;

          -   for D002, corrosivity was due to hydrochloric acid;

          —   for D003, reactivity was due to sulfides (unless  the form code indicated presence
              of reactive cyanides).

       Estimating concentrations. The next step involved estimating concentrations. The
 primary indicators of concentration were the waste description, form code, and source code. In
 general,  the Agency assumed that organic liquids had the highest concentrations of constituents
 (usually on the order  of 90% organics) and aqueous liquids had the lowest concentrations (total
 concentration of individual constituents usually on the order of 10,000 ppm or lower). Many of
 the listing and BDAT documents listed in Appendix 4 provide information on compositional
 analyses of wastes; EPA often used these sources to estimate concentrations.  EPA also used the
 GENSUR data, especially when  there was a good  match, i.e., the RCRA codes and form codes
 matched well.
                                            2-9

-------
   attributes:
EPA applied some assumptions to account for several of the most commonly occurring
             H the RCRA code set included D002 (corrosivity characteristic), and none of the sped
             fie constituents likely to be present accounted for corrosivity, it was generally assumeT
             that corrosivity was due to hydrochloric acid at a concentration of abolt 500 ppm

             Similarly if the RCRA code set included D003 (reactivity characteristic) and this was
             not attributable to any of the specific constituents that had been identiffe   the Agency

               er    ""           ^ feaCtiVit                     Sulfide at a
            If the RCRA code set included toxicity characteristic constituents, and if there was no
            indication that their concentrations were relatively high, EPA assumed hat the
            concentrations were 200 times their respective regulatory levels.7
  key atteft                            °f *" characterization eff°*-  ™s attachment lists the

                                                                             ^


  characterization. An example of the information provided in Appendix 6 appears in Exhibit 2-3.
       Issue #1:
      Issue #2:
      Issue #3:
                                              —=^	^^^^^^^^^^^^^^^   —
          The Agency recognizes that the characterization of wastestream
          constituents and concentrations in this document is based on highly
          uncertain data, and embodies significant professional judgement  EPA
          invites comment from reviewers on the specific waste characterization
          assumptions shown in Appendix 6. Are there other readily-available
          sources of waste characterization data (e.g., collected by state
          regulatory agencies or technical assistance centers) that could be
          employed for hazard ranking?

          How might future waste characterization data be collected most
          efficiently, both for the purpose of setting waste minimization priorities
          and for measuring progress?  Are there innovative approaches (e.g.,
          partnerships with treatment, storage, and disposal facilities) that could
          oe employed?

          It is difficult to track wastes that are processed by fuel blenders and
          subsequently combusted. Are data available on the composition of
          these wastes and of the blended fuels that are derived from them?
ppm werJ!£££                   ^^^ Wgh benzene """^tions, °" the order of 100,000
                                           2-10

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EXHIBIT 2-3. CONSTITUENT AND CONCENTRATION INFORMATION FOR EXAMPLE WASTESTREAM COMBINATIONS
RANK

1







2











RCRAwaik«4«

V







v1











D001D002U006
U113






D002 D021 D028
F003FOOS










SICCrft

J







•J











2869







2879











S»m»
C»tt




















A3}







A37











tarn
(Mt
»•



















B101







B10I











Qiull*

189.524







130,948











*
ws
1







1











*
r.c
i







i











C«utUl»U CMC. (»»•)

Acrylic acid 750
Ethyl acryiau; 50,000
Acrolein 750
n-BuUnol 50
Chromium 1
Formaldehyde 750
Malefc anhydride 50
Ptalhalic anhydride 50
Methyteiw chloride 20,000
Elbylenc dichloride 10,000
Methyl Uobutyl ketone 10,000
Toluene 2.000
Chlorobenzene 50,000
Hydrochloric add 500






CmtilMl S»in«

RCRA codes
RCRA codes
Gen. Survey
Gen. Survey
Gen. Survey
Gen. Survey
Gen. Survey
Gen. Survey
BRS CAS number!
BRS CAS number,
BRS CAS numbers
BRS CAS numbers
RCRA wiste code
None






K
-------
  Z2     DRAFT RESULTS

         This section summarizes the characteristics of combusted wastes containing metals and/or
  halogenated organics. Section 2.2.1 provides perspective at a very broad scale, placing combusted
  wastes within the overall hazardous waste universe, and briefly describing some of the
  characteristics of the combusted waste universe (i.e., routinely generated primary waste and non-
  routinely generated secondary waste).  Characteristics and origins of routinely generated primary
  combusted wastes are discussed in Section 2.2.2. Finally, in Section 2.2.3 the Agency describes
  the set  of wastes that are evaluated in Chapter 3 - the top 100 combusted wastestream
  combinations that contain metals and/or halogenated organics.

         2.2.1  Overview of Combusted Wastes

         About 306 million tons of hazardous waste are managed in units subject to the permitting,
  design,  operating and maintenance, and closure  requirements of Subtitle C.  As shown in Exhibit'
  2-4, the total quantity managed in on-site and off-site incinerators and BIFs was about 3.57
  million  tons/year.  About 0.53 million tons (or 15 percent of the total combusted wastes) are the
  wastes generated from the remediation and other processes as "secondary" or "one-time" wastes.
  Thus, after excluding secondary and one-time wastes, about 3.04 million tons of routinely
 generated, primary wastes are combusted at on-site and off-site facilities.

                                       EXHIBIT 2-4

                    QUANTITY OF COMBUSTED HAZARDOUS WASTE
               BY PLACE OF MANAGEMENT AND GENERATION PATTERN
Place of Management
On site
Off site
Total Wastes Combusted
at RCRA-permitted units
Quantity (million tons)
Routinely Generated
Primary Waste
2.00
1.04
3.04
One-time and
Secondary Waste
0.38
0.15
0.53
Total
2.38
1.19
3.57
       2.2.2  Characteristics and Origins of Routinely Generated, Primary Combusted Wastes

       This project focusses on setting waste minimization priorities for the set of routinely
generated, primary combusted wastes, hereinafter referred to as "combusted wastes". Some of the
principal characteristics of these wastes, and their origins, are summarized below.

       Place  of Management and Type of System

       Exhibit 2-4 above shows that about two-thirds of combusted wastes were managed on site
in 1991.  Slightly more wastes were incinerated than burned in energy recovery systems - the
proportions are 55 percent and 45 percent, respectively. In both categories, liquids (which may
                                          2-12

-------
include pumpable sludges) dominated the quantities managed.  Liquid incineration accounted for
44.2 percent of combustion; energy recovery from liquids accounted for 40.2 percent; and thus
close to 85 percent of the wastes were managed by liquid-injection based combustion systems.
Sludges and solids  accounted for virtually all of the remaining 15 percent

       In the two  largest categories of combustors, liquid incineration and liquid energy recovery
systems, information on the physical form of the wastes burned indicates  that there is probably a
distinction in  the energy content of the wastes.

       •  Within the largest category of combustors, liquid incineration, aqueous waste with low
          solvents  (B101) was the dominant waste form, comprising almost 40 percent of the
          liquid incineration volume. Virtually all (99 percent) of the aqueous waste solvents that
          are combusted are burned in liquid incineration units.

       •  In the other major combustor category, liquid energy recovery systems (i.e., BIFs
          burning liquids), the most common form of waste was unspecified organic liquids, which
          constituted almost one-third of the volume managed by these units. The other waste
          forms occurring most  frequently in the liquid-burning BIFS are waste oils (12 percent)
          and halogenated/non-halogenated solvent mixtures (10 percent).

       Waste source

       The BRS contains information on the types of processes which generate each
wastestream.  Major categories of sources of combusted wastes in 1991 included cleaning and
degreasing, surface preparation  and finishing, processes other than surface preparation, and
several other categories.  As shown in Exhibit 2-5, three specific source categories comprised
more than 50 percent of combusted wastes:

       •  Product  distillation (A33) - 22.6 percent
       •  Spent process liquid removal (A37) - 16.9 percent
       •  By-product processing (A35) -10.9 percent

There  is a marked decrease in the quantities generated by other processes — the fourth largest
process accounted for only  about 2.8 percent, and an additional 19.7 percent was made up by 54
different processes. For the remaining 28 percent, the source code was not entered or could not
be identified.

       Waste Form

       Fifty percent of the wastes combusted in 1991 were classified as organics liquids. One-
fourth of the wastes were inorganic liquids.  Sludges and solids accounted for most of the
remaining wastes where waste form is known (12.5 percent).

       Two specific waste forms dominated the combusted wastes — "other organic liquids" (B219)
with 18.3  percent and "aqueous  waste with low solvents" (B101) with 17.8 percent.  These two
waste forms accounted for 36 percent of the total combusted wastes. Exhibit 2-6 lists the
proportions of combusted wastes represented by other specific form codes.
                                            2-13

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                                      EXHIBIT 2-5

                  SOURCES GENERATING COMBUSTED WASTES
                                                                  Volume
                                                                  (tons)
Cum. %
of
Volume
Source Code Description
       Product distillation
       Spent process liquids removal
       By-product processing
       Product filtering
       Product solvent extraction
       Discarded of: oec material
  8   Other pollution control or waste treatment
      Wastewater treatment
      Clean out process equipment
      Product rinsing
      Other non-surface preparation processes
      Incineration/Thermal treatment
      Other production-derived l-time and intermit
      processes
      Solvents recovery
      Other cleaning and degreasing
      Filtering/screening
20   Air pollution control devices
     All other source codes
                                        2-14

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            EXHIBIT 2-6




PHYSICAL FORM OF COMBUSTED WASTES
Volume
Rank
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30


Form Code Description
Other organic liquids
Aqueous waste with low solvents
Unknown
Halogenated/non-halogenated solvent mixture
Concentrated aqueous solution of other organics
Waste oil
Non-halogenated solvent
Halogenated solvent
Aqueous waste with low other toxic organics
Still bottoms of non-halogenated solvents
Concentrated solvent-water solution
Caustic aqueous waste
Resins
Reactive or polymerizable organic liquid
Other halogenated organic solids
Other non-halogenated organic solids
Acidic aqueous waste
Halogenated pesticide solid
Solid resins or polymerized organics
Lime sludge with metals/metal hydroxide sludge
Oil-water emulsion or mixture
Oilv sludge
Concentrated phenolics
Still bottoms of halogenated solvents
Other waste inorganic solids
Paint thinner or petroleum distillates
Mixed lab packs
Aqueous waste with reactive sulfides
Soil contaminated with organics
Organic paint or ink sludge
All other form codes
Total
Form
Code
B219
..B101
Unk.
B204
B207
B206
B203
B202
B102
B602
B201
B110
B606
B212
B407
B409
BIOS
B401
B403
B503
B20S
B603
B208
B601
B319
B211
BOOS
Bill
B301
B604


Volume
(tons)
555,704
541.130
378,429
216,867
181,638
152,777
152.582
110,706
92,907
86.802
71,891
65.893
38,123
34,650
34,522
33,728
30,625
27,031
23,150
22.221
20,386
18,885
18,639
16,273
14,374
11,752
7,651
7,511
7,385
7,205
56,430
3,037,866
%of
Volume
18.29
17.81
1X46
7.14
5.98
5.03
5.02
3.64
3.06
2.86
2.37
2.17
1.25
1.14
1.14
1.11
. 1.01
0.89
0.76
0.73
0.67
0.62
0.61
0.54
0.47
0.39
0.25
0.25
0.24
0.24
1.86
100.00
Cum. % of
Volume
18.29
36.11
48.56
55.70
61.68
66.71
71.73
75.38
78.43
81.29
83.66
85.83
87.08
88.22
89.36
90.47
91.48
92.37
93.13
93.86
94.53
95.15
95.77
96.30
96.78
97.16
97.41
97.66
97.91
98.14
100.00

                2-15

-------
         Industrial Sectors

         Overall, close to 400 industries (as defined by four-digit SIC codes) generated waste
  destined for combustion in 1991.  However, as with most of the other attributes of combusted
  waste, much of the quantity was concentrated in a few sectors. The dominant individual sector
  was industrial organic chemicals (SIC Code 2869), which generated about 40 percent of the
  combusted waste in 1991 (see Exhibit  2-7).  The next two sectors for which information was
  available - pesticides and agricultural  chemicals (2879) and plastic materials and resins  (2821) -
  accounted for 15 percent of the quantity, and the remaining codes accounted for less than 23
  percent in aggregate.

  m      At the broad industrial category (two-digit SIC) level, the chemical and allied product
  industry generated (SIC code 28) almost two-thirds of total .combusted wastes  The next two
  industries generating the most wastes were petroleum and coal (2.6 percent) and electric, gas and-
  sanitary service (1.3 percent).  The SIC was unknown for about 25 percent of the volume

        RCRA Waste Codes

        Each wastestream is defined by all applicable RCRA waste codes. Among the combusted
 wastes, there were about 9,500 different combinations of RCRA codes (i.e., "RCRA code sets") in
  1991. More than 450 unique RCRA waste codes occurred within these 9,500 code sets. About 8
 percent of the total  combustion wastes  did not have a RCRA waste code.

        The top five code sets  accounted for about 28 percent of the total combusted quantity
 The most commonly occurring individual codes were D001 (ignitable) and D002 (corrosive).

        Location

        Facilities located in EPA Region 6 generated and managed close to 50 percent of the
 combusted wastes in 1991.  Regions 7, 5, and 2, which managed close to 10 percent each, were
 the other top three regions managing waste.

       Within Region 6, Texas generated and managed approximately 40 percent of the total
 waste combusted in the nation, or close to 80 percent of the wastes generated and managed in
 Region 6.  No other state generated or  managed more than 10 percent of the total combusted
 T^ J^SOUri-(MO)' L0™*™ (LA), to**™ (IN), and New Jersey (NJ) each managed more
 than 100,000 tons of waste, and took second to fifth places in that order for both waste
 generation  and management

       Size Distribution of Combustion Facilities

       A total of 430 facilities combusted wastes in 1991.8 The top five facilities, each managing
more  than 100,000 tons, burned close to 25 percent of the combusted wastes.  The top 25
facilities managed 60 percent of the wastes. Three out of the top five facilities manarine the
waste were  located in Texas.
   p
    As of 1994, the universe of combustion facilities was smaller.


                                          2-16

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                  EXHIBIT 2-7




INDUSTRIAL SECTORS GENERATING COMBUSTED WASTES
Volume
Rank
I
2
3
4
'5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25

SIC Code Description
Industrial Organic Chemicals, N.E.C.
Unknown
Pesticides and Agricultural Chemicals, N.E.C.
Plastics Materials, Synthetic Resins, and
Nonvulcanizable Elastomers
Pharmaceutical Preparations
Medicinal Chemicals and Botanical Products
Cyclic Organic Crudes and Intermediates, and
Organic Dyes and Pigments
Petroleum Refining
Industrial Inorganic Chemicals, N.E.C.
Refuse Systems
Business Services, N.E.C.
Photographic Equipment and Supplies
Chemicals and Chemical Preparations, N.E.C.
Nonclassifiable. Establishments
Synthetic Rubber (Vulcanizable Elastomers)
Glass Containers
Electric Services
Paints, Varnishes, Lacquers, Enamels, and
Allied Products
Chemicals and Allied Products, N.E.C.
Services, N.E.C.
Manmade Organic Fibers, Except Cellulosic
Manufacturing Industries, N.E.C.
Wood Household Furniture, Upholstered
Ammunition, Except for Small Arms
National Security
All other SIC codes
Total
SIC
Code
2869
Unk.
2879
2821
2834
2833
2865
2911
2819
4953
7389
3861
2899
9999
2822
3221
4911
2851
5169
8999
2824
3999
2512
3483
9711


Volume
(tons)
1,147,907
752,693
287,214
172,634
114,390
98,137
85,652
78,700
53,271
31,083
24,705
21,642
20,065
17,370
12,289
9,038
7,579
5,788
5,559
4,706
4,584
4,454
4,341
3,658
3,603
66,825
3,037,866
%of
Volume
37.79
24.78
9.45
5.68
3.77
3.23
2.82
2J59
1.75
1.02
0.81
0.71 ,
0.66
0.57
0.40
0.30
0.25
0.19
0.18
0.15
0.15
0.15
0.14
0.12
0.12
2.20
100.00
Cum. % of
Volume
37.79
62.56
72.02
77.70
81.47
84.70
87.52
90.11
91.86
92.88
93.70
94.41
95.07
95.64
96.05
96.34
96.59
96.78
96.97
97.12
97.27
97.42
97.56
97.68
97.80
100.00

                      2-17

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         2.23 Characteristics of the Top 100 Combusted Wastestreams Containing Metals and/or
            Halogenated Organics

         Employing the techniques described in Section 2.1.3. EPA determined which constituents
  were present m large-volume wastestream combinations, and identified the top 100 (bv quantity!
  that contain metals and/or halogenated organics: It is this set of 100 wastestream combinations
  that is earned through to the priority-setting procedure described in Chapter 3.

         EPA's waste characterization effort indicates that a wide variety of constituents are
  present m these top 100 wastestream combinations. As discussed earlier, the primary focus was
  on identifying specific metals and halogenated organics likely to be present but EPA also
  attempted to identify other toxic constituents as well. Exhibit2-8 lists the metals, halogenated
  organics, and other constituents identified in the top 100 wastestream combinations.
  f   ,        identified the characteristics of the top 100 combusted wastestream combinations
  (ranked by amount of waste generated) that contain metals or halogenated organics  To
  determine the extent to which these wastestream combinations represent the universe of
  combusted wastes, the Agency also compared the top 100 combinations with all other combusted
  wastestream combinations in the BRS database (a set of 18,922). For both tasks (identifying the
  characteristics of the top 100 wastestream combinations, and making the comparison with other
  wastestreams) EPA considered (1) quantity of waste generated (in tons), (2) the form of the
  waste  as indicated by the form code,  (3) whether the wastes are managed on site or off site  (4)
  the industry group generating the waste, as indicated by the SIC code, (5) the source of the waste,
  as shown by the source code, and (6)  the RCRA waste codes represented.
 -^   -a      deveI°Ped a computer program in SAS (a statistical analysis software package) to
 identify the characteristics of the top 100 wastestream combinations and to compare this group
 with the remaining combusted wastestreams. The SAS outputs provide the frequency of each
 form code, SIC code, etc. in (I) the top 100 wastestreams, and (2) the remaining wastestreams
 The frequencies were calculated in two ways, unweighted and weighted.  The unweighted
 frequencies do not account for the amount of waste represented by each wastestream  The   *
 weighted frequencies give more weight to instances where a given form code, SIC code, etc is
 associated with a large-volume wastestream.

       The analysis of the frequencies of RCRA waste codes is slightly more complex because
 many wastestreams contain more than one RCRA waste code. The frequency of a given RCRA
 waste code m the top 100 wastestream combinations is defined as (1) the number of wastestreams
 rnlS1-   n6 ?T wast^de occurs> divided by (2) the total number of occurrences of all waste
 codes in all of the top 100 wastestream combinations.  The frequency of each waste code in the
 remaining wastestreams was calculated in the same manner.
EPA'S
                                         are described below' for each of the characteristics
       Amount of Waste Generated
                   wa^;esutream combinations that contain metals or halogenated organics
BRSd            °f *U the quantity of routinely generated primary combusted wastes in the
BRS database. Specifically, the top 100 wastestreanrcombinations accounted for 1.52 million tons
                                          2-18

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                                                  EXHIBIT 2-8

       LIST OF CONSTITUENTS  IN THE TOP 100 WASTESTREAM COMBINATIONS
Metals
 Antimony
 Arsenic
 Barium
 Beryllium
 Cadmium
 Chromium
 Copper
 Lead
 Mercury
 Nickel
 Selenium
 Silver
 Thallium
 Vanadium
 Zinc
Halogenated  Organics
 1-chloro, 2,3-epoxy propane
 1.1 -Dichloroethane
 1,1-Dichloroethylene
 1,1,1-Trichloroethane
 1,1,1,2-Tetrachloroethane
 1,1,2-Trichloroethane
 1,1,2,2-Tetrachloroethane
 1,2-Dichloro benzene
 1,2-Oichloroethane
 1,2-Dichloropropane
 1,2,3-Trichloropropane
 1,3-Dichloropropylene
 l,4-Dichloro-2-butene
 1,4-Dichlorobenzene
 2-Chloro-l,3-butadiene
 2,3,7,8-Tetrachlorodibenzo
 (p)dioxin
 2,4-Dichlorophenoxy acetic
 acid  ,
 2,4-Dichlorophenoxyacetic
 acid
 2.4,5-Trichlorophenol
 3-Chloropropene4,4-methyl
 ene bis(2-chloroaniline)
 Acetyl chloride
 Allyl chloride
 Benzal chloride
 Benzo trichloride
 Bis (2-chloroethyt) ether
 Carbon tetrachloride
 Chlorobenzene
 Chloroethane
 Chloroform
 Chloroprene
 Chloropyridine
 Cis 1,3-dichloropropene
 Dichloro benzene
 Dichlorodifluoromethane
 Dichloropropene
 Epichlorohydrin
 Ethylidine
 dichlorideHexachloro benzene
 Hexachlorobutadiene
 Hexachlorocyclopentadiene
 Hexachloroethane
 Methyl chloride
 Methylene chloride
 o-Dichlorobenzene
 p-Dichlorobenzene
 PCBs
 Tetrachlorobenzene
 Tetrachloroethylene
 Trans 1,2-dichloroethene
 Trans 1,3-dichloropropene
 Trichloroethylene
 Trichlorofluoromethane
 Trichlorotrifluoroethane
 Vinyl chloride
Other Constituents
a-Methyl styrene
1,2,4-Trimethylbenzene
1,4-Diethylene oxide
2,4-Dimethyl phenol
2,4-Toluene diamine
2,6-Toluene diamine
2,6-Dimethyl phenol
Acenaphthalene
Acenaphthene
Acetaldehyde
Acetic acid
Acetone
Acetonitrile
Acetophenone
Acrolein
Acrylamide
Acrylic acid
Acrylonitrile
Ammonia
Aniline
Anthracene
Benz(c)acridine
Benzene
Benzo(a)anthracene
Benzo(a)pyrene
Benzo(j)flaoranthene
Bis (2-ethylhexyl) phthalate
Butanol
Butyl acrylate
Butyl benzal phthalate
Butyl benzyl phthalate
Carbon disulfide
Chrysene
Cresols
Cumene
Cumyi phenol
Cyanide
Cyclohexane
Cyclohexanone
Dibenz(a,h)anthracene
Diethyl sulfate
Oiethylhexyl phthalate
Dimethyl phthalate
Diphenyl amine
Diphenylamine
Ethanol
Ethyl acetate
Ethyl acrylate
Ethyl ether
Ethylbenzene
Ethylene glycol
Ethylene grycol monoethyl
 ether
Ethylene oxide
Ethyleneimine
Fluoranthene
Fluorene
Fluorine
Formaldehyde
Hydrazine
Hydrochloric acid
Hydrocyanic acid
Hydrogen sulfide
Isobutanol
Isobutyraldehyde
Isoheptane
Isopropanol
 Ketocarbamate
 Limonene
 Maleic anhydride
 Methanol
 Methyl acetate
 Methyl ethyl ketone
 Methyl isobutyl ketone
 Methyl methacrylate  .
 Morpholine
 n-Butanol
 Naphthalene
 Nitrobenzene
 Octamethylpyrophosphoramide
 Pentane
 Phenanthrene
 Phenol
 Phorate
 Phosphoroamidothioate
 Phosphorodithioic acid esters
 Phosphorothioic acid esters
 Phthalic anhydride
 Propanol
 Pyrene
 Pyridine
 Styrene
 Sulfuric acid
 Toluene
Toluene-2,4-diisocyanate
Toluene-2,6-diisocyanate
Toluene diisocyanate
Vinyl acetate
Xylene
                                                      2-19

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 of waste, whereas the total amount of waste in all of the combusted wastestreams combined was
 3.04 million tons.

        Predominant Waste Forms

        The BRS waste forms can be evaluated in terms of broad categories (e.g., organic liquids;
 inorganic liquids), or at a very specific level (e.g., concentrated solvent-water solution; metal scale,
 filings, or scrap). The predominant waste forms among the broad categories, both for the top 100
 •wastestream combinations and for the remaining set, were organic liquids and inorganic liquids
 (see Exhibit 2-9).
                                       EXHIBIT 2-9

                   WASTE QUANTITY BY CATEGORY OF WASTE FORM
                             (Percent of Total Waste Quantity)
Waste Form
Organic liquids (B201-B219)
Inorganic liquids (B101-
B119)
Organic sludges (B601-B609)
Unknown or invalid data
Organic solids (B401-B409)
Inorganic sludges (B501-
B519)
Inorganic solids (B301-B319)
Lab packs (B001-B009)
Organic gases (B801)
Inorganic gases (B701)
Total:
Top 100
Wastestream
Combinations
46.8
35.2
8.4
5.3
3.0
1.3
0.0
0.0
0.0
0.0
100
All Other
Wastestreams
54.1
14.3
2.8
19.7
5.7
0.5
2.1
0.7
<0.1
<0.1
100
       At the level of the specific waste form, the predominant forms hi the top 100 wastestreara
combinations were substantially different from those in the remaining wastestreams. The most
common in the top 100 wastestream combinations, aqueous waste with low solvents (B101),
accounted for 32 percent of the quantity of these wastestreams, but only 3 percent of the
remaining wastestreams. The next most common waste form in the top 100 wastestream
combinations, other organic liquids (B219), accounted for 23 percent of the quantity of these
wastestreams, but a substantially lower proportion (13 percent) of the remaining wastestreams.
                                          2-20

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 The third most common waste form in the top 100 wastestream combinations, halogenated/
 nonhalogenated solvent mixtures (B204), accounted for 9 percent of these wastestreams, but only
 5 percent of the remaining wastestreams.

       Two waste forms were common in the remaining wastestreams that were not common in
 the top 100 wastestream combinations. Concentrated aqueous solutions of other organics (B207)
 accounted for 10 percent of the remaining wastestreams, as opposed to only 2 percent of the top
 100 wastestream combinations.  Non-halogenated solvents (B203) accounted for 9 percent of the
 remaining wastestreams but only 1 percent of the top 100 wastestream combinations.

       The waste form was unknown for 5 percent of the top 100 wastestream combinations and
 for 20 percent of the remaining wastestreams.

       On-Site vs. Off-Site Management

       On-site waste management was more common for the top 100 wastestream combinations
 than for the remaining wastestreams, as shown in Exhibit 2-10. This is because generators of
 large quantities of waste can often take advantage of economies of scale and invest in the
 necessary equipment to manage their own wastes. For generators of smaller quantities of wastes,
 it is often  more cost-effective  to ship wastes off site for management.
                                     Exhibit 2-10
                         On-Site Vs. Off-Site Management
Location of
Waste Management
On site
Off site
Top 100
Wastestream combinations
75 percent
25 percent
Remaining
Wastestreams
57 percent
43 percent
       A more detailed presentation of the waste management options selected by the generators
of the top 100 wastestream combinations is presented in Exhibit 2-11. As this exhibit shows, two-
thirds of wastes managed on site were incinerated, with the remainder combusted in BIFs. Of the
wastes managed off site, over 90% were combusted in BIFs.

       Inorganic liquids managed on site were far more common in the top 100 wastestream
combinations (accounting for 35 percent of waste quantity) than in the remaining wastestreams
(where they account for only 13 percent of the wastes).  Only a small amount of inorganic liquids
in either set of wastestreams was managed off site.  Wastes other than inorganic liquids comprised
60 percent of the top 100 wastestream combinations and 66 percent of the remaining
wastestreams.  In both sets, about two-thirds of the wastes other than inorganic liquids were
managed on site.
                                          2-21

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                                      EXHIBIT 2-11
  SUMMARY OF QUANTITY OF TOP 100 COMBUSTED WASTESTREAM COMBINATIONS
      BY PLACE, TYPE, AND COMMERCIAL STATUS OF MANAGEMENT FACILITIES
Place of
Management
On site
Off site

Commercial
Status
Commercial
Non-
commercial
Type of
Management
Incineration
Incineration
BIF
Total:
Tptal:
Commercial
Non-
commercial
Incineration
BIF
Total:
Incineration
BIF
Total:
Total:
Waste Quantity
(millions of tons)
4,565
756,958
382,565
1,139,523
1,144,088
24,492
232,351
256,843
6,239
117,374
123,613
380,456
Percent of
Total Wastes
0.3
49.6
25.1
74.7
75.0
1.6
15.2
16.8
0.4
7.7
8.1
24.9
       Industrial Sectors Generating the Most Waste

       Two industry groups accounted for 52 percent of waste quantity from the top 100
•wastestream combinations, and 42 percent of the waste from the remaining wastestreams. Fully
37 percent of the waste in the top 100 wastestream combinations is generated by the industrial
organic chemical industry (SIC code 2869).. This industry generates, a nearly identical proportion
(38 percent) of the remaining wastestreams.  Fifteen percent of the waste in the top 100
wastestream combinations is generated by the agricultural chemicals industry (SIC code 2879).
This industry, however, is only responsible for four percent of the waste generated in the
remaining wastestreams. No other SIC code accounts for more than 7 percent of either the top
100 or the remaining wastestreams.  The SIC code was unknown for 20 percent of the top 100
wastestream combinations and for 30 percent of the remaining wastestreams.

       Predominant Sources of Wastes

       The predominant source codes, and their rankings, were the same for both the top 100
wastestream combinations and the remaining wastestreams.  The most common source was
product distillation (source code A33), accounting for 29 percent of the top 100 wastestream
combinations and 16 percent of the remaining wastestreams.  The next most common source was
spent process liquids removal (source code A37), accounting for 22 percent of the top 100
                                         2-22

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 wastestream combinations and 12 percent of the remaining wastestreams.  The third most
 common source was by-product processing (source code A35), accounting for 14 percent of the
 top 100 wastestream combinations and 8 percent of the remaining wastestreams. No other waste
 source accounted for more than 5 percent of either set of wastestreams.  The waste source was
 unknown for 23 percent of the top 100 wastestream combinations and for 33 percent of the
 remaining wastestreams.

        RCRA Waste Codes

       The most common RCRA waste codes were the same in both the top 100 wastestream
 combinations and the remaining wastestreams, with one exception. The most common waste
 codes, and their respective percentages for the top 100 wastestream combinations and the
 remaining wastestreams, are as follows:

       •  D001, ignitable waste (20 percent and 27 percent),
       •  D002, corrosive waste (13 percent and 10 percent),
       •  F002, certain  spent halogenated solvents and still bottoms (7 percent and 3 percent),
       •  F003, certain  spent non-halogenated solvents and still bottoms (6 percent and 8
          percent), and
       •  F005, certain spent non-halogenated solvents and still bottoms (6 percent and 4
          percent).

 The one RCRA waste code that was significantly more common in the remaining wastestreams is
 D018, toxicity characteristic for benzene, which accounted for only 2 percent of the top 100
 wastestream combinations but represented 8 percent of the remaining wastestreams.9

       Locations

       Exhibit 2-12 shows the quantities of wastes in the top 100 wastestream combinations
 generated in each state.  As the exhibit shows, two states (Texas and Missouri) account for more
 than half of these wastes (43 percent and  14 percent respectively).

       Wastes Requiring Further  Study

       EPA has experience in developing waste minimization strategies for routinely generated
wastes where the source is a well-defined, integral part of a production process.  There  are
several types of wastes among the  top 100 that are either not well-defined (e.g., there are missing
data) or are not part of production processes where waste minimization opportunities involve
direct intervention  or modification in the process.  These include:

       •  Waste treatment residues (source code A75)
       •  Air pollution control device residues (source code A78)
       •  Other pollution control or waste treatment residues (source code A89)
       •  Other source (source code A99)
       •  Source code not listed
       •  Still bottoms of halogenated solvents or other organic liquids (B601)
   9 The wastestreams in the top 100 wastestreams that contain benzene also contain a metal or
  oeenated organic waste.
halogenated organic waste.

                                           2-23

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                            EXHIBIT 2-12
TOP 100 COMBUSTED WASTESTREAM QUANTITIES BY REGION AND STATE
           (for states with generation exceeding 1,000 tons in 1991)
Region
1
2
3
4
5
6
7
9


State
CT
MA
NJ
NY
PR
DE
MD
PA
VA
WV
AL
FL
GA
KY
NC
TN
IL
IN
MI
OH
WI
AR
LA
TX
MO
CA
Other states
Total:
Quantity
(tons/yr)
3,785
1,401
70,227
14,949
32,115
3,513
2,786
51,551
23,538
5,328
12,907
7,521
6,897
20,009
; 4,501
23,040
5,817
88,354
60,144
63,347
21,045
16,491
87,510
681,063
173,125 .
40,781
1,776
1,523,521
%of
Total
0.20
0.10
4.60
1.00
2.10
0.20
0.20
3.40
1.50
0.30
0.80
0.50
0.50
1.30
0.30
1.50
0.40
5.80
3.90
4.20
1.40
1.10
5.70
44.70
11.40
2.70
0.12
100.00
                               2-24

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        • Still bottoms of non-halogenated solvents or other organic liquids (B602)

 To the extent that these wastes could be identified as high-priority wastes for minimization, they
 would require more detailed study (and potentially a better understanding of "upstream"
 processes) than most other waste categories.

        Exhibit 2-13 identifies the quantities and percentages of these wastes in the top 100
 combusted wastestream combinations containing metals and/or halogenated organics.  As this
 exhibit indicates, 35 percent (by quantity) of the top  100 combusted wastes would require
 additional study in order to evaluate waste minimization.  The dominant category within this set is
 "Blank or Unknown Process," corresponding to BRS  records where the process was not identified
 by the generator or could  not be tracked based on the linking of the GM and WR data sets.
                                      EXHIBIT 2-13

                         WASTES REQUIRING FURTHER STUDY
Waste Category
Waste treatment (A75)
Air pollution control devices (A78)
Other pollution control or waste
treatment (A89)
Still bottoms of non-halogenated
solvents or other organic liquids
(B602)
Still bottoms of halogenated solvents
or other organic liquids (B601)
Other (A99)
Blank or Unknown process
Subtotal
Subtotal other wastes
Total "Top 100" Combusted
Wastestream Combinations
Quantity
(tons)
33,892
0
42,805
71,545
13,073
18,000
353,478
532,793
990,728
1,523,521
Percent of Top 100
Combusted Wastestream
Combinations
2.2
0
2.8
4.9
0.9
1.2
23.2
35.0
65.0
100.0
       Summary of Comparison

       EPA compared the top  100 wastestream combinations with all other wastestreams in order
to assess whether the top 100 were representative of combusted wastes generally. EPA found
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 that there were some potentially significant differences between these two groups of wastes, which
 could indicate directions for follow-up waste characterization work.  In sum, the characteristics of
 the top 100 wastestream combinations differ from the characteristics of the remaining combusted
 wastestreams, in that the top 100 wastestream combinations have

        •  a much higher average quantity per wastestream;

        •  a much higher proportion managed on site;
                                                 Issue #4:  EPA solicits comments from
                                                 reviewers on whether certain types of
                                                 combusted wastes should be the focus of
                                                 future waste characterization efforts. If
                                                 so, for which types of wastes? How could
                                                 this data be most efficiently collected?
a lower proportion of organic
liquids and higher proportion of
inorganic liquids.  In particular, the
top 100 have a much higher
proportion of aqueous waste with
low solvents (B101), a substantially
higher volume of "other" organic
liquids (B219), and a substantially
lower volume of (1) concentrated
aqueous solutions of other organics (B207) and (2) non-halogenated solvents (B203);
and

more complete data (i.e., fewer blanks and unknowns in the data set) ~ this difference
means that all of the above comparisons are subject to uncertainty, particularly if there
may be a systematic bias such that wastestreams with certain characteristics may have
been more likely to have missing data.
23    LIMITATIONS
analysis.
       This section lists and briefly discusses some of the limitations of the data used for this
       Biennial Reporting System Data Limitations:

       • Most recent comprehensive data available on waste generation and management are
         from 1991. Significant changes in waste management practices are believed to have
         taken place since 1991.  Using 1991 data does not address the potentially significant
         changes in waste management practices between 1991 and 1994 due to: land disposal
         restrictions (LDRs) for Third Third wastes, Phase  1, and Phase 2 wastes; expiration of
         capacity variances; other federal regulations;  changes in economic conditions; and
         increasing awareness of environmental liabilities. As one example of an important
         change, the quantity of wastes exhibiting the  toxicity characteristic (TC) for organics,
         and managed in incinerators or BIFs, would have increased since 1991 because of
         LDRs. As a result, the characterization of the universe of combusted wastestreams is a
         rough approximation.

       • Data used in this analysis do not reflect recent State updates. EPA wanted to make the
         Phase I methodology document available for  public review as quickly as possible.
         Consequently, revised 1991 data submitted by States  in June 1994 as part of the
                                           2-26

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       Capacity Assurance Planning process could not be reflected in the document. EPA
       plans to utilize the updated State data when finalizing the Phase I document.

       Data were missing for some kev data fields.   Data were missing for some of the key
       data fields used in the analysis. Missing data  for these elements, along with unreported
       generator and/or receiver facility IDs for facilities, made it difficult to map data from
       the GM Forms to the WR Forms. This limited EPA's ability to determine the origins
       of the wastes, and also made it difficult to characterize constituents and concentrations.
       The quantity of waste for which key information was missing or invalid is as  follows:

           Waste Quantities with Missing  or Invalid Information, by Attribute
 Attribute
Source/Process Code
Percent of Waste Quantity with Missing Data
                            All Combusted Wastes
           28.1
           Top 100 Wastestream
Combinations with Metals and/or
           Halogenated Organics

                          23.2
SIC Code
                                            24.8
                                                                              19.9
Form Code
                                            12.5
                                                                               5.3
Waste Code
            8.2
                                                                               6.1
Missing one or more
Codes
           35.6
                                              0.0
      Note that process code and SIC code are the elements missing most frequently. This is
      due primarily to the large set of "unmatched" off-site wastes.

   Constituent Concentration Data Limitations

   •  Constituent content and concentration estimates are rough approximations. There is
      significant variability in the constituent content and concentrations of specific hazardous
      wastestreams over time and across generators within an industrial sector.  EPA has
      developed point estimates of wastestream concentrations, for national screening
      purposes, which can only roughly approximate the true range of concentrations for
      particular wastestreams,

   •  Generator Survey and other sources may not be current.  EPA used the most recent
      constituent content  and concentration data available.  However, many of the sources of
      data (e.g., the Generator Survey and some of the listing background documents) are at
      least five years old.  Consequently, the wastestreams characterized and their constituent
      content and concentrations may not correspond completely to current waste
      characteristics.  The extent and direction of this error is unknown.  The Agency
     welcomes any data from commenters that would help to update the waste
     characterization data used here.
                                       2-27

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Generator Survey data likely to be more accurate for metals than for organics.  The
Generator Survey was designed to capture information on both metals and organics,
however, the survey format made it harder for respondents to supply information on
organics.  In general, the Generator Survey data are probably more accurate for metals
than for other constituents.  Wastestream combinations where the Generator Survey
was used as an information source for identifying constituents may overstate the
occurrence of metals, and understate the occurrence of organics.
                                  2-28

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                                        CHAPTERS
                          PRIORITIZING WASTESTREAMS AND
                   THE INDUSTRIAL PROCESSES GENERATING THEM


        This chapter presents the methodology and results of EPA's effort to prioritize hazardous
 wastestreams and the industrial processes generating these wastestreams.  The first section of this
 chapter discusses in detail the development of the hazard-based prioritization system. The second
 section presents a summary of the results from the prioritization exercise, and the final section
 outlines limitations of the system and the data used for the analysis. Highlighted throughout this
 chapter are certain key issues pertaining to the prioritization methodology; the Agency is soliciting
 comments from reviewers on  these issues.
3.1    METHODOLOGY

       3.1.1   Considerations Relevant to the Prioritization System

       A number of the considerations that were important in developing the system for
prioritizing hazardous wastes are discussed below.

       Addressing the goal of RCRA Waste Minimization National Plan rRWMNPI. As
discussed in Chapter 1, the stated goal of the RWMNP is to reduce the quantity and toxiciry of
hazardous waste through source reduction and then recycling (where source reduction is not
feasible).  This goal indicates a focus on the hazard of wastes as generated (i.e., prioritization
based primarily on the characteristics of the waste prior to management).

       Focusing on combusted wastestreams as part of Phase I of the,RWMNP.  Phase I of the
RWMNP  addresses hazardous wastes managed in combustion units.1 This indicates a focus on
the hazard of wastes as managed (e.g., examining the releases from combustion units and
potential exposures).

       Addressing recommendations made during the November 1993 National Roundtable
discussions on waste minimization and combustion. Relevant recommendations included setting
priorities based on risk; adopting a multi-media approach that considers risks via all media;
focusing on persistent, toxic, and bioaccumulative constituents in wastestreams (e.g., metals and
halogenated organics); and encouraging movement up the waste management hierarchy (with a
clear preference  for source reduction).

       Meeting an ambitious schedule for Phase I of RWMNP. Phase I of the RWMNP (which
coincides with the waste minimization portion of the Hazardous Waste Minimization and
Combustion Draft Strategy) is scheduled to begin implementation this fall. This meant that an
   1 Phase II of the RWMNP will go beyond hazardous wastes managed in combustion units to set
priorities for wastes managed by other practices.

   2 The waste management hierarchy, described in the Hazardous and Solid Waste Amendments
(HSWA) and elsewhere, lists source reduction as the most preferred management option, followed  by
environmentally sound recycling, treatment, and, finally, disposal.

                                           3-1

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 approach had to be developed quickly, preferably using an existing methodology that had
 undergone some level of peer review. Furthermore, the approach had to be hnplementable using
 readily-available data.

        Selecting from a broad array of potential criteria that could be included in a prioritizatinn
 system.  There are a significant number of prioritization criteria that could be considered,
 including the following:
             Risk/hazard-based criteria

         Waste quantities
         Waste characteristics (e.g., constituent
         concentrations and physical/chemical
         properties)
         Waste management practices (e.g.,
         combustion)
         Constituent releases
         Fate and transport
         Human and ecological exposure
         Human and ecological toxicity
S
S
       Other criteria

Protection of natural resources
(e.g., stratospheric ozone and
ground water)
Demand for waste management
capacity
Environmental justice concerns
Environmental compliance record
Technical/economic feasibility of
promoting waste minimization
Quality of life
 In addition, there are different ways of aggregating and weighting the criteria.  EPA desired to
 develop an approach that would be suitable for national screening purposes and that would be    '
 applicable not only to combusted wastestreams, but to wastestreams managed by other practices as
 well.

        Developing a national screening tool that could potentially be understood and adapted for
 use by EPA regions and state environmental agencies. EPA's national screening of wastestreams
 can be viewed as just the first step in a continuing  process of identifying and refining priorities for
 waste minimization. Regions and states will likely refine wastestream rankings based on better
 data and their own priorities.

       3.1.2  Balancing the Considerations

        EPA attempted to balance the considerations discussed above in developing a system for
 prioritizing hazardous wastes. In reviewing potentially applicable EPA and State prioritization
 methodologies (discussed in the next section), the Agency focused first on approaches that would
 rank wastes based on their hazard as generated, in  keeping with the broad goal of the RWMNP
 to reduce the quantity and toxicity of hazardous wastes.  In examining the hazard of wastes  as
 generated, the Agency's objective was to identify and promote source reduction for wastes that
 are the most pervasive, toxic, mobile, persistent, and/or bioaccumulative, considering the major
 environmental pathways of contaminant  transport and exposure (air, surface water, ground water,
soils, and the food chain).  This approach would potentially reduce not only the generation  of
 hazardous wastes, but the release of toxic constituents to all media and the subsequent exposures
of workers, the general public, and ecological receptors.

       A secondary consideration in developing EPA's system for prioritizing wastes was to
identify wastes that would potentially pose the greatest risks when burned in combustion units, in
keeping with the  focus of Phase I of the RWMNP on combusted hazardous wastes.  EPA did not
attempt to actually estimate releases, exposures; and risk/hazard from combustion units (i.e.,
risk/hazard from wastes as managed) for  the purpose of ranking wastestreams due to the following
                                            3-2

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 reasons: the significant data requirements and apparent lack of screening methodologies to do
 this; the short schedule for Phase I of the RWMNP; and the fact that regions and/or states would
 potentially be better able and more suited to conduct these analyses. Instead, the Agency decided
 to focus on the characteristics of combusted wastestreams, focusing in particular on wastestreams
 containing metals and/or halogenated organic compounds.

        A number of participants at the National Roundtable expressed particular concern about
 combustion of wastes containing metals and halogenated organic compounds. Metals are a
 concern because they are not destroyed during combustion and typically end up in ash, releases to
 air, and/or products (e.g., cement).  All metals are persistent, and some are toxic and/or
 bioaccumulative. Some metals (e.g., copper) are also believed  to act as catalysts in the synthesis
 of dioxins during combustion. Halogenated organic compounds are a concern since they may
 contribute to formation of dioxins during combustion. Aside from the potential for reduced risks
 from combustion, there may be other multimedia benefits from reducing the generation of
 halogenated organic-containing wastestreams, since some halogenated organics have been
 associated with depletion of stratospheric ozone and others have been liked with special ground-
 water remediation problems.  Furthermore, some halbgenated organics do not degrade  readily in
 the environment and tend to  exhibit high human and ecological toxicities. Halogenated organics
 are also prominent on lists of "persistent bioaccumulators" that  have been derived for various
 prioritization purposes.

        As mentioned above,  another important consideration in examining potentially-applicable
 prioritization methodologies included developing an approach quickly ~ preferably using an
 existing methodology that had undergone some level of peer review. Finally, given that many
current regional and state ranking systems are based on just a few prioritization criteria (e.g.,
waste quantity, constituent toxicity, and/or waste management capacity shortfalls), the Agency
wanted to limit the number of criteria considered and the complexity of the  methodology.  Some
of the key issues related to the. development of the prioritization scheme are listed in the
following text box.
          Issue #5: Considerations and prioritization criteria relevant to developing .a prioritization
   methodology. EPA solicits comments from reviewers on which considerations or prioritization
   criteria should be emphasized in developing a prioritization system.

          Issue #6: Emphasis on hazard of wastes as generated. EPA also requests comments on the
   appropriateness of emphasizing the hazard of wastes as generated in developing a national-level
   screening methodology for prioritizing hazardous wastes.

          Issue #7: Focus on combusted wastestreams containing metals and/or halogenated
   organics. Should the focus of the methodology, for Phase I of the RWMNP, be on setting priorities
   for combusted wastestreams containing metals and/or halogenated organics?  Should combusted
   wastestreams containing neither metals nor halogens be  addressed as well?

          Issue #8: Applicability of as-generated, hazard-based methodology to combusted
   wastestreams containing metals and/or halogenated organics.  Given that metals are not destroyed
   by combustion (and typically exit the combustion unit in ash, air releases, or product), is an as-
   generated, hazard-based methodology appropriate for national screening of wastestreams containing
   metals? Is it appropriate for wastestreams containing halogenated organics, or should the
   methodology be modified to better reflect the hazard of  these compounds as managed (e.g., through
   applying a destruction and removal efficiency (ORE) factor to halogenated organics concentrations
   m wastes, prioritizing based on percent halogen in waste feedstocks, focusing  on wastestreams
   containing dioxin precursors, or using another approach)?  Should the approach be complemented
   by addressing releases/transfers  reported in the Toxics Release Inventory (TRI)?
                                            3-3

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       3.13  Review of Existing Screening, Ranking, and Prioritization Systems
       As a first step toward developing a prioritization system suitable for the RWMNP, EPA
reviewed find summarized 13 existing systems or methods for screening, ranking, and/or
prioritizing chemicals, wastes, or problem areas (see Exhibit 3-1). Following the review and
summary, EPA evaluated the purposes of the various systems and their suitability for use in
support of prioritization for waste minimization.

       This section briefly discusses the purposes of these  13 existing screening, ranking, and/or
prioritization methods, and their suitability for use in  EPA's waste minimization prioritization
process.  Summaries of these methods are provided in Appendix 7.

       Purposes of the Methods Reviewed.  The 13 screening, ranking and/or prioritization
methods were selected for review because they prioritized chemicals, wastes, or problem areas
based on potentially-applicable criteria. Each of these methods was developed for a distinct
purpose, and accordingly, each considered a different subset of chemicals, wastes, or problem
areas.  The purposes of the various methods ranged from prioritizing treatment, storage, and
disposal facilities for possible corrective actions (National Corrective Action Prioritization System)
to targeting 17 chemicals for a pollution prevention challenge program (the EPA 33/50 program).

       Applicability to the Waste Minimization Prioritization Process. The various methods, in
addition to having different purposes, also considered slightly different sets of screening/ranking
criteria, were based on different levels of scientific rigor, and relied on different types of data.
After reviewing these methods, EPA concluded that none is suitable for use as  the prioritization
system for the RWMNP without some modifications.  Most of the methods were screened out for
one or more reasons;  examples of why methods were screened out include the following:

       •      The Numerical Hazard Ranking Scheme for Waste Scheduling does not consider
              waste quantity or ecological toxicity;

       •      The Existing Chemicals Screening Program  approach is resource-intensive and is
              based on the consensus of experts regarding the riskiest chemicals rather than a
              quantitative analysis that could be extended to additional constituents; and

       •      The Risk-Based Enforcement Strategy does not consider exposure potential as a
              criterion in scoring  and ranking.
       On balance, based on the considera-
tions discussed earlier, EPA determined that
the Superfund Hazard Ranking System, or
HRS, is the most suitable existing scoring/
ranking method to be adapted for use as a
waste minimization prioritization system for
RWMNP.3   The HRS has three major
advantages:  (1) it addresses numerous hazard-
related criteria in four pathways to develop an
       Issue # 9: Other applicable
prioritization systems. Are there other
methodologies in use in the United States or
in other countries that could be readily
applied to prioritizing hazardous
wastestreams?
    3 The final HRS model has been published in 40 CFR Part 300 Hazard Ranking System; Final Rule, 55
Federal Register 51532, December 14, 1990.
                                            3-4

-------
                                          Exhibit 3-1
                  Existing Screening, Ranking, Prioritization Systems Reviewed
                      System

   Arizona Waste Minimization Project Screening
   Process

   Chemical Use Clusters Scoring Methodology

   EPA 33/50 Program Targeting Process

   EPA Regional Comparative Risk Ranking
   Program

   Existing Chemicals Screening Program

   Industrial Pollution Prevention Opportunities for
   the 1990's Screening Process

   National Corrective Action Prioritization System
   (NCAPS)

   Nonhazardous Industrial Waste Targeting and
   Pollution Prevention Project

   Numerical Hazard Ranking Scheme for Waste
   Scheduling

   Risk-Based  Enforcement Strategy (RBES)


  Superfund Hazard Ranking System (HRS)


  Toxics Release Inventory (TRI) Environmental
  Indicators Methodology
                 Agency/Office

 EPA Office of Waste Programs Enforcement
 (Region IX)

 EPA Office of Pollution Prevention and Toxics

 EPA Office of Pollution Prevention and Toxics

 EPA Office of Policy Planning and Evaluation


 EPA Office of Pollution Prevention and Toxics

 EPA Office of Research and Development


 EPA Office of Solid Waste


 Minnesota Office of Waste Management


 EPA Office of Solid Waste
EPA Office of Health and Environmental
Assessment

EPA Office of Solid Waste and Emergency
Response

EPA Office of Pollution Prevention and Toxics
  Toxics Release Inventory Risk Screening Guide     EPA Office of Pollution Prevention and Toxics
assessment of threats to humans and the environment; (2) it is among the most carefully
developed and most widely applied targeting schemes that is relevant to wastes; and (3) it is the
most thoroughly peer-reviewed targeting scheme among those reviewed (having been reviewed by
the EPA Science Advisory Board and the National Academy of Sciences). Furthermore, EPA
determined that the HRS could be applied quickly because it required limited modifications and
relied on readily-available data (e.g., hazard-related data had already been compiled in the
Superfund Chemical Data Matrix or SCDM).

       3.1.4  Prioritization System Developed Based on the HRS

       EPA determined  that, at a minimum, the desired prioritization system had to reflect
hazard-based rankings of the wastestreams; therefore, it needed to consider both  inherent toxicity
and potential for exposure, i.e., each wastestream had to be scored based on  criteria related to
toxicity and exposure potential. For waste minimization prioritization, the toxicity criterion is
meant to measure the inherent threat of a particular  wastestream, i.e., the potential for its
                                            3-5

-------
 constituents to cause adverse effects to human and ecological receptors in the event of exposure
 (e.g., during handling or through combustion emissions). The exposure potential criteria are
 meant to measure the extent to which the waste's constituents may be released to the
 environment (reflected by waste quantity) and the potential for its constituents to be mobile, to
 persist in the environment, and to accumulate in plant and animal tissue, potentially leading to
 exposures.

       The Agency determined that the waste characteristics factor category of the HRS provided
 a suitable foundation for modeling the human and ecological toxicity and exposure potential of
 hazardous wastes via several pathways.  EPA modified the HRS waste characteristics factor
 category slightly in developing the methodology for prioritizing wastestreams for waste
 minimization (referred to as the "modified HRS approach" below), in order to better discriminate
 between hazardous wastestreams. Differences between the modified HRS approach and the HRS
 waste characteristics factor category (the "original HRS approach") are discussed below after
 presentation of the modified HRS approach.

       Modified HRS Approach for Scoring and Ranking Wastestreams

       Steps in the modified approach for scoring wastestreams can be summarized as follows:

       Step 1: Estimate Constituent Mass. Based on concentration of each constituent (in ppm)
 and the volume of the wastestream, estimate the mass of each constituent in units of pounds.

       Step 2: Determine Constituent Pathway Score.  Select the highest pathway score for the
 constituent, reflecting the most hazardous pathway or threat. The pathways and factors used to
 derive the pathway scores are shown in Exhibit 3-2.

       Step 3: Calculate Constituent Hazard Score, using the following formula:
                Constituent     =   Constituent
                hazard score        mass
x    Constituent pathway
     score
       Step 4: Determine Wastestream Hazard Score.  Select the highest among the constituent
hazard scores as the wastestream hazard score.

       Relationship of Modified HRS Approach to Original HRS Approach

       EPA's modified approach relies on the factors and pathway scores that have been
developed as part of the HRS algorithm.  In its complete form, the HRS model is used for
scoring abandoned hazardous waste sites by evaluating four pathways, i.e., ground water migration,
surface water migration, and soil exposure.  (The surface water and soil pathways consist of
"subpathways" or "threats" that are scored where relevant.)  Each of these pathways is scored
based on three primary criteria called "factor categories," one of which is waste characteristics.4
Individual scores are assigned to each of these factor categories based on a number of subcriteria,
   4 Two other factor categories - likelihood of exposure/release and targets - were not employed in EPA's
modified approach for prioritizing wastestreams.
                                            3-6

-------

Exhibit 3-2

Factors Used to Calculate Pathway Scores
Pathway
Ground Water Migration
Pathway
Surface Water Migration
Pathway




Soil Exposure Pathway
Air Migration Pathway
Factors for Calculating Pathway Score3
»• Toxicity * Mobility
Drinking Water Threat
»• Toxicity * Persistence
> Toxicity * Persistence
Human Food Chain Threat
> Toxicity * Persistence
»• Toxicity * Persistence
Environmental Threat
> Ecosystem Toxicity *
>• Ecosystem Toxicity *
Bioaccumulation
>• Toxicity
>• Toxicity * Mobility

* Mobility19

* Bioaccumulation
* Mobility15 * Bioaccumulation

Persistence * Bioaccumulation
Mobility5 * Persistence *


a The term "pathway score" corresponds to the toxicity/combined factor value derived in the original HRS.
b Mobility is included whenever a ground water-to-surface water pathway is relevant.


called "factors".  The waste characteristics factor category includes the following factors:

       •      Hazardous waste quantity factor
       •      Human or ecological toxicity factors
       •      Mobility, persistence, and/or bioaccumulation (or ecosystem bioaccumulation)
              potential factors.

The hazardous waste quantity factor is evaluated and used individually.  The remaining factors,
although evaluated individually, can be combined mathematically to obtain "combined" factor
values.  For example, although toxicity, mobility, and persistence are evaluated individually, the
factor values can be combined mathematically to obtain a toxicity/combined factor value.

       The relationship between the elements in EPA's. modified HRS approach and the
elements in the  original HRS approach is indicated below, along with key differences:
                                             3-7

-------
  This element in
  EPA's modified
  approach...
    is analogous to this element in the original HRS approach
  Constituent mass
Hazardous waste quantity factor. The hazardous waste quantity factor
value in the original HRS is based on the mass of all constituents
combined; the value is assigned based on which range of mass values (as
determined from a table in  the HRS) the,combined mass falls in.
  Pathway score
Toxicity/combined factor value.  The toxicity/combined factor value is
used without modification as the constituent pathway score in EPA's
modified HRS approach.
  Constituent hazard
  score
There is no direct analog in the original HRS, which estimates hazard
based on total mass across constituents and highest pathway value
rather than calculating a value for each constituent.
  Wastestream
  hazard score
Waste characteristics factor category value.  The waste characteristics
factor category value in the original HRS approach is calculated by
multiplying the hazardous waste quantity factor value times the highest
toxicity/combined factor value across all constituents  in the waste (i.e.,
the combined mass of all constituents in the waste is  multiplied times
the highest pathway score for any constituent in the waste).  EPA
modified this approach for prioritizing hazardous wastestreams so that
constituents with very high toxicity/combined factor scores but very low
mass (e.g., mercury) would not tend to artificially dominate wastestream
rankings.
       In both the modified approach and the original HRS approach, each of the factors (i.e.,
[human] toxicity, ecosystem toxicity, persistence, mobility, bioaccumulation potential, and
ecosystem bioaccumulation potential) are evaluated individually based on a constituent's
properties. Procedures for evaluating the factors and the types of data considered are explained
in the HRS Final Rule;5 a brief summary is presented in Exhibit 3-3. Factor values derived
based on constituent properties can then be combined mathematically to obtain combined factor
values.  HRS pathway scores that EPA used for the prioritization approach  ace listed in
Appendix 8.

       Scoring and Ranking Industrial Processes

       EPA also modified the HRS-based scoring approach to score and rank industrial processes
generating  the priority hazardous wastestream combinations. EPA calculated a score for each
wastestream combination, defined by a unique combination of RCRA code set, waste form, SIC
of generator,  and source. The Agency then summed the hazard scores for each individual SIC
Code/Source  Code combination to derive the SIC/source hazard score. Then, EPA ranked the
unique SIC Code/Source Code combinations according to the derived scores. In essence, the
     40 CFR Part 300 Hazard Ranking System; Final Rule, 55 Federal Repster 51532, December 14, 1990.

                                            3-8

-------
                                         EXHIBIT 3-3

                          DERIVING FACTOR VALUES IN THE HRS


Toxicity

»•       The human toxicity factor values for hazardous constituents are established based on cancer
        slope factors (SFs) and the carcinogenic weight-of-evidence classification, noncancer reference
        doses (RfDs), and where appropriate, acute LC50s and LD50s (see Table 2-4 in 55 Federal
        Register 51532 for values to be assigned to the toxicity factor).

»•       The ecosystem toxicity factor value is assigned for the constituent from Table 4-19 in 55 Federal
        Regster 51532 based on the following data hierarchy:

        •      EPA chronic Ambient Water Quality Criteria (AWQC);
        •      EPA chronic Ambient Aquatic Life Advisory Concentrations  (AALAC);
               EPA acute AWQC;
               EPA acute AALAC; or
        •      Lowest LC50 value for the constituent.

Mobility, Persistence, and Bioaccumulation/Ecosystem Bioaccumulation Potential

*•       A ground water mobility factor value is assigned to  each constituent (for the specific type of
        aquifer being  evaluated) based  on its water solubility and  distribution coefficient  (Kj).
        (Inorganic constituents are evaluated based on KjS only.) Table 3-8 in 55 Federal Register
        51532 lists mobility factor values that correspond to the water solubility and Kd values. An air
        mobility factor value for gaseous hazardous substances is derived based on vapor pressure (see
        Table 6-11 in 55 Federal Register 51532 for assigning the air mobility factor values).

*•       The persistence factor is assigned a value based primarily on  the half-life  of the hazardous
        constituent in surface water and secondarily on the sorption of the constituent onto sediments
        (see Table 4-10 in 55 Federal Register 51532 for correspondence between half-lives and the
        persistence factor score). The half-life in surface water is defined as the time required to reduce
        the  initial concentration in surface water by one-half as a  result of the combined decay
        processes of biodegradation, hydrolysis, photolysis, and volatilization.

*•       The human bioaccumulation potential factor value is  derived for each constituent based on the
        following data hierarchy: (a) bioconcentration factor (BCF) data;  (b) log K^ data; or (c)
        water solubility data. Only data relevant to aquatic food chain organisms are used.  The factor
        value is assigned according to Table 4-15 in 55 Federal Register 51532.

+       The ecosystem  bioaccumulation  potential factor  is  evaluated  in  the same way as  the
        bioaccumulation potential factor, with two exceptions:

        •       BCF data for all aquatic organisms (not just aquatic human foodchain organisms) are
               used; and
        •       BCF  data  that correspond to  the type  of water  body  in  which the sensitive
               environments are located are used.
                                             3-9

-------
score for each SIC Code/Source Code combination reflects the hazard of all the wastestream
combinations (that are assigned hazard scores in the preceding exercise) that it generates.


3.2  DRAFT RESULTS

        This section describes the draft results from the scoring and ranking analysis, Grst on the
basis of wastestream combinations, and then aggregated based on origins of the wastes.  Note that
hazard scores are represented by very large numbers (e.g., the highest score is  7.1 x 1013). The
numeric hazard scores do not correspond to any absolute measure of the magnitude of hazard or
risk: only the relative difference between the scores is significant (see also the  limitations
discussion).

        3.2.1  Scores and Ranks for Wastestream Combinations

        The list of top 100 wastestream combinations, ranked by their hazard scores is presented
in Exhibit 3-4. For each wastestream combination, the exhibit also shows the constituent on
which  the hazard score is based ("hazard-driving constituent"), and the rank for each wastestream
combination based on waste quantity alone. The range of scores is quite broad, from about
5.1E+06 to 7.1E+13,6 and the total hazard score (i.e.,  the sum of the wastestream hazard scores
across  all 100 wastestream combinations) is  1.9E+14.  The results in Exhibit 3-4 illustrate three
key points:

        (1)    Most of the hazard - almost 85 percent of the total hazard score — is accounted
              for by the top five wastestream combinations.  Three of these five wastestream
              combinations belong to SIC 2869 (Industrial Organic Chemicals) and Source Code
              A33 (Product Distillation);7              ;

        (2)    Although there is a very large range in the scores (almost seven orders of
              magnitude), 73 of the 100 fall within a two order of magnitude range, between
              1E+10 to 1E+12.8 Thus,  as.measured by the scoring system, there is a fairly large
              set of wastes with a similar degree of hazard, and smaller sets of relatively high-
              hazard and low-hazard wastes that are distinctly different;

        (3)    The hazard of a given wastestream combination is not driven by waste quantity
              alone, but reflects both the waste quantity and the hazard of the waste
              constituents.  The "volume rank" column in Exhibit 3-4 shows that the five top-
              ranked wastestream combinations are not the top "volume-drivers," and the highest
              quantity wastestream combination ranks as No. 17 in terms of hazard.
     For scientific notation, this report uses a convention used frequently in computer programming, i.e., the
digits following a capital E represent the exponent to the power of 10. For example, 2E+02 represents 2 x
10* or 200.

   7 Appendix 2 presents BRS code descriptions for all codes used in the BRS data forms.

   8 In  fact, the scores appear to exhibit a log-normal distribution, with  the geometric mean close to the
median score (8.7E+10).

                                            3-10

-------
                       EXHIBIT 3-4
TOP 100 WASTESTREAM COMBINATIONS, RANKED BY HAZARD SCORES
Rank
1
2
9
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
. 31
32
:33
34
- ; 35
36
37
38
39
40
41
Wasteatream Combination
D001 F001 FQ02FQQ3 rmMJ|ii«98*MP03 UQ19 U028
0002 0006
K022 . . :••-.
0001 D002 0019 0032 0033 0034 D039 F002
0001 D007 0008 D018 0022 0026 DD27 0028 0033 0036
0001 0002 0003 F002 F020 F024 KOI 7 K018 K020 K028
F003F005 • "". ' ..YYY7:>:*:V:,Yv.;.:Y: . 1 Y 7
0001 0008 F003 F005
0001 DQ02 : • , ; ••••• -Y-:-.0-'v .••:,-
Unknown
00010002 ...: :. :
0001 001 8 001 9 0039 F024
D001D028F037F038
K002
0001 0005 0006 0007 0008 0018 0026 P035 F001 F002
0019 0022 0032 0039 0043 KOI 8 K020
0001 0002 U008U1 13
D001K013U003
0001 F001 FOQ2 F003 -:.••'•
0001 0008
K048K049K051 : .
F003 F005
D001F003F005 : :
0001 0004 0005 0006 0007
0001 0002 F002 F003 F005 U002 U012 U031 U044 U080 ::
0001 0002 0003 0008 0018 0023 0024 0025 0026
0001 0010 DQ19 P022 0028 : :
K051
0001 0002 0007 001 8 0081 FQ02 F003 F005 : ;
0001 0002 0003 0018 0026 0035 F002 F003 F004 F005
D001 0004 0005 0006 DQQ7 OP08 D009 00)0 OQ11 P016
0001 F003 F005
0001 D002 • :l: i
K049
0001 0004 0005 0006 0007 0008 0009 0010 001 1 0018
0001 0005 0006 0007 0008
001 8 F037 F038 K048 K049 K050 K051
0001 0004 0005 0006 0007 0008 0009 0010 0016 F001
0001 0002 0003 0004 0005 0006 0007 0008 0009 0010
0001 0004 0005 0006 0007 0008 0010 001 1 0018 0035
0001 D002 0007 001 8 0021 F002 F003 F005
SIC
Code
2869
2833
2869
2869
9999
2821
Unkwn
4953
2869
Unkwn
2869
2869
2911
2865
Unkwn
2869
2069
2869
Unkwn
2821
Unkwn
2819
Unkwn
Unkwn
2834
2869
2869
2911
2065
2869
Unkwn
Unkwn
2019
2911
Unkwn
7389
2911
7389
4953
2899
2865
Source
Code
A33
A32
A33
A33
A99
A37
Unkwn
A73
A31
Unkwn
A35
A74
A89
A33
Unkwn
A33
A33
A33
Unkwn
A33
Unkwn
A
Unkwn •
Unkwn
A37 -
A33
A3? »
A89
A31
A33
Unkwn
Unkwn
A37
A75
Unkwn
A89
A75
A71
A99
A89
A34
Form
Code
8219
B207
8606
B219
8219
8219
8219
B203
B20r
B206
8219
8202
8205
B203
8219:
8219
8101
B219
B204
B602
Unkwn
B
B203
B204
B2Q1;
B219
B202
8603
0204
8219
B202,:::
B204
8219
B202
8202
8204
B603
B219
81 14
B204
8204
Volume
(Tons)
14,217
3.724
23.281
3,866
7.001
48,039
17,218
4.080
3.073
84.191
95,042
26,708
6.785
6,554
31.348
3.132
189,624
5,554
10,782
13,395
3,393
6,101
5,692
22.251
:4,163
10.025
8,416
6.217
4.701
14,194
6,691
8,747
15,997
3,316
5.565
10,883
10,580
4.743
4.564
4.531
4.315
Hazard -Driving
Constituent
Bfc (2~ethylhexyt) phthajate
Cadmium
Fluoranthene
Hexachlorobutadiene (hexachloro-1 ,3-buta
Hexachlarobutadiene(hexachlara-Tl.3-buta
Tetrachlorobenzene
Mercury '•:••-.
Lead
Hexachlorocyclopantadiena
BenzD(a)anthracene
Aniline ;
Hexachlorobutadiene (hexachloro-1 ,3-buta
Benzo(a)anthreceno ;
Lead
Cadmium ;• •- •••• ::.v . ; •'••;-;- -._.': •'.•••
Hexachlorobenzene
Acrolvln . : :..._,:.•• . .,-.•.•.
Acrolein
Selenium .: : ..-., .... : •.'
Lead
Mercury . ...
Lead
Uad- - ...-_.: . - .. , '
Cadmium
AniHne • , ; .
Benzene
Benzene :..;£••:.,•; :' -: -. -•
Lead
Benzene
Benzene
MeroUfy
Lead
Aniline ,
Bto (2-ethylhexyl) phthalate
Benzene ; " . .
Cadmium
Benzene
Mercury
Mercury
Mercury
Benzene
Wastestream '
Combination Cum.
Score Percent
7,09E*13
3.72E+13
2,32E'»'t3
1.93E+13
1.05E+13
4.79E+12
2.58E-H2
2.43E+12
1.93E-J-1?
1.68E+12
1.42E+12
1.33E+12
6.77e+11
6.54E+11
6.26E-H1
6.256+11
5.67E-H1
5.54E+11
8,886+11
5.35E+11
5.08E+11
4.57E+11
: 4.54E+11
4.44E+11
4.15E+11
3.76E+11
3.36E+11
2.92E+11
2.86E+11
2.83E-H1
2.03E+11
2.62E+11
2,396^11
2.32E+11
2,22E. •- 1
93
-v .•: «S
44
-,-::•. 134
84
'••..f:.- 90
25
116
27
62
83
• 102
:••: . F?f*
42
79
60
37
135
92
" 53
57
103
106
107
11|
                          3-11

-------
                    EXHIBIT 3-4 (continued)




TOP 100 WASTESTREAM COMBINATIONS, RANKED BY HAZARD SCORES
Rank
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
. 69
70
71
72
73
74
75
76
77
78
79
80
81
82
W»ttestream Combination
D001 D007D008D018
D001 0005 0006 0007 DQ09; ^ > * A r •"•-•
0001 0018 K048 K049 '
Unknown • "••'•• :Xx^. •;:••.; .'•.:=.•.- --'••
D001 F024
K048 - ',•.*,: ' •;.,> .::;> , •- • . .-
D001 0004 D005 D006 0007
D001D002 : ' :S;^./-:::'^C^..;4 /. .'. •. .. :,-^
D005 D006 0008 F001
D018D038K022K083.? ,< ;;. : : ;f. . V ;;;
0001 D005 0006 0007
00010011 00180021 0022 .
0001 F001 F003 F005
000100020007
0001 0005 0006 0007 0008 F001 F002 F003 F004 F005
0001 0005 0006 0007 0008 F003 F005
0001 0002 0005 0006
0001 0002 0019 0022 0027 DQ28 0029 0032 0033 DQ34,w
0001 0006 0008 F002
F001FQ02FQ03F005 :
0001 0005 0006 0007 0008 0011 0022 0035 0039 F001
0001 0002 D007 0008 0018 D035 F001 F003 FQ05 UOQ9 : /
0001 F001 F002 F005
0008 Ji;v.:.U':v ^- =.. :
0001 F004
0001 0007 POOS FOOt Fp02F003Fq05 . :
K022
KQ22 - ..:- :•:.:,':•;; v.- :, • :-.:••• \>,-. --^::-v
0001 0002 0007
D001F001F002F003
0001 0002 F003 F005 K038 P094
0001 0002 0003 DOQ4 D005 D006 D007 0008 0009 D010
K017K019K020
0001 : ->:••_-• . ; ..::..-:.:.:-- ?'. •. . ' ,— . •:•,£•:
0001 0018 0043 F001 F002 F003 F004 F005
F001F002F003 • :
K022
D001F003FOD5 .. :
0002 0021 0028 F003 F005
0001 : ••^•:--. •: ;,:
0001
SIC
Code
2911
Unkwn
2911
3221 '
2819
2911.
Unkwn
2869:.
4953
2865:
Unkwn
3861:
Unkwn
2869.:;
7389
2821
4953
2869
Unkwn
Unkwn
Unkwn
2869
Unkwn
Unkwn
2821
9999
2865
2869
2869
2899V
2879
2869 :
2869
2512
Unkwn
Unkwn
2865
30.53
2879
2869
2869
Sourc*
Code
A89
Jnkwn
Unkwn
A54 •;.-.
A33
A75
Unkwn
A33 -=
Unkwn
* "'. .- '•:;.;•"
Unkwn
A.49:;i;-.
Unkwn
AS3;;v.v
A71
A73,
Unkwn
A9.9 , •
Unkwn
Unkwn
Unkwn
A37 :
Unkwn
Unkwn:
A33
Unkwn
A33 .
A33 .
A33
A89
A37
A33
A33
A92
Unkwn
Unkwn
A35
A56
A37
A35
A35
"orm
Code
B204
B407
B204
B206
B219
B503
B407
B2JI9,:
B204
6?":;;
B204
B204;i:,
B204
eeoa
B206
8602 , .
B204
B494,:
B403
8204,,
Unkwn
B219
B204
Unkwn
B602
B202r
B602
B219
B219
B204:
B101
BIOS
B601
B403
B204
Unkwn
B602
B403 :
81 01
B207
B606
Volume
(Tons)
8,564
7,826
3.669
7,914
14,893
19,996
4,509
7,412
4,348
17.303
3.775
: 9.390
5,956
36.709
3,518
: 3.410
3.295
6,435
3.168
6,975
3.124
5,979
10.929
^5,357
3,990
: 4.866
9,432
10.946
16.099
5.825
35,136
13,182
13,073
4,322
15,509
4,822
4.609
3,465
130.948
;tP^82
3.175
rlazord- Driving
Constituent
Benzene
Cndmium
Benzene
U«d
1 ,3-Oichloropropene
B«nzo(a)pyr«n9 : :. .
Cadmium
Benzene •- =:.
Cadmium
Phenol ::.-;':...' .. •-, '-•-'•
Cadmium
Benzene ..: . ... .
Selenium
Xyltne • .-.:.: '.- . . • •.;.:•
Benzo(a)anthracene
Cadmium ".: '.-.:•:.. : , : ..
Cadmium
Hexftchlorqbutadisne (hexachtorp-l ,3^but«
Cadmium
S«lfnKim.-y^--v:':.;i,s;-:\...... .';*'.. .-.. . •• •
Cadmium
U»d:S-k -..-.. ';.-.'.:•-;. ;:;:-:-- ,:-
Acrylonitrile
U«K»^::V::^ -; ?•';•'••*. !«:-•• .'. •-. . .'
Phenol
U»d V--.:":?-:-.i--'> .' . ' . - .- i •
Phenol
Phenol: ,-.;-i>;; ,,*>.--• . .,..
Xylene
SsJeniHmV: : : .
Xylene
Xylen*
1,1,2-Trfchloroethane
\*rt.. "•"•••<•'" ->: • - .
Carbon tetrachlorlde
Selenium: £:: ;:;::.- •
Phenol
Xylen*_:. :-.: - -•: : ' •• ' -.--•;
Chlorobenzene
Wit* :..k- ; .
Banzene
Wastestraam
Combination
Score
1.71E+11
i.$«e*ii
1.46E+11
1.186*11
1.04E+11
9.98E-f10
9.00E+10
8.87E+10
8.68E+10
8.63E+10
7.53E-f10
7.49E-MO
7.43E+10
7.32E+10
7.02E+10
6.80E+10
6.57E+10
6.42E-HO
6.32E+10
6.266+10
6.23E+10
5.67E+10
5.45E+10
5.34E+1D
5.18E+10
4.85E*10
4.71 E+ 10
94MS-I-10
3.21 E+ 10
8,915*10
2.80E+10
2,63E*10
2.61E+10
a,596*10
2.48E+10
2.416*10
2.30E+10
2.28E+10
2.22E+10
2.14E+10
1.27E+10
3um.
Percent
98.73%
:"^$'Mll%-.
98.88%
• -m$$*
99.00%
':M$%
99.10%
v>?^i5%
99.19%
: 99.24%
99.28%
99.32%
99.35%
,89.39%
99.43%
•s 99.46%
99.50%
::-.: '99-63%
99.57%
•• :: 99.60%
99.63%
99.65%
99.69%
•/; 99,72%
99.74%
99,77%
99.79%
99,81%
99.83%
\:-99,84%
99.86%
99.87%
99.89%
; 99.90%
99.91%
99,93%
99.94%
. 89.99%
99.96%
99.97%
99.98%
Volume
Rank
61
^Kf 68
126
v^ '67
39
•**, -! 26
108
.;>?:••; .,..70
ill
.•:••:• qa
: :' •:«• W
124
**-^ ..59
86
•- '• 14
129
J,,v .:133
136
:/t . 80
138
•::4.,:'73
140
•'•.S.'-.: 91
52
•f.-:;; 95
119
A:'-.- • 99
58
":^::- 84
36
:^.: 89
15
:>-\: 45
46
'fv>:,. -.112
38
* 101
105
; 131
2
66
137
                            3-12

-------
                                                    EXHIBIT 3-4 (continued)

                         TOP 100 WASTESTREAM COMBINATIONS, RANKED BY HAZARD SCORES
Rank
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100

Wastestream Combination
D001 ';.. /:.:.:•; :/.•
D001 F001 F002 F003 F005
0001 0002 -Vs.: -I;:,-;;,: :.,.'.:-•
D001 F002 F003 F005
DOQ1FD02FQ03FOQ5 : i; :: : : :
0001 D022
FQQ2F005 . f^:':^-'^*': afe: • ••• . -•-- -
D001 0002 0003
0002 -:". - ' ' •/•:};-•••- ::./" •:-:.-:••>:.:• . : , '• -,
0001
0001 0002 D003 0018 D02J 0023 0024 0025 0026 0035
K027
DD01 0002 0003 DOQS D018 D021 0023 0024 0025 0026
0001 0002 F003
K027
0001 F002 F003
F002
F002 F003 F005

SIC
Code
Unkwn
Unkwn
Unkwn
2384
2833
2869
2834
2879
2869
2869
2869
2865
2869
2819
2865:
2833
2879
2384

Sourca
Cod*
Unkwn
Unkwn
Unkwn
A37
A35
A37
A37
A37
A09 i
A35
A33
A33
Unkwn
A
A33
A35
A35
A37

Form
Cod*
Unkwn
B202
Unkwn
B101
6101
B202
B101
B102
B207
B219
B219
B409
Unkwn
B
B403
B101
8101
B101

Volume
(Tons)
25.371
5,922
3.477
18.747
26,264
3,414
28,640
27,247
8.001
12,842
: 7.418
11,123
6.075
5,323
4,457
18,154
37,447
6,414

Hazard -Driving
Constituent
1,2-Ofchloropropane
Carbon tetrochloride
Xylene
Benzene
Toluene
Chbroform
Xylene
Selenium
Copper
Mercury
Chbrobenzene
Ethyl benzene
Chbrobenzene
Mercury
Ethyl benzene
Methylene chloride
Methytene chloride
1 ,1 ,2-Trichloroethane

Wastestream
Combination
Score
1.01E-MO
9.45E+09
6 94E+09
5.61E+09
21ftf?JU(lQ
1.16E+09
1.14E409
8.16E+08
7.98E+08
6.41E+08
5.03E+OS
4.44E+08
4,12E+08
1.06E+08
8.89E+07
5.43E+07
t,79E+07
5.12E+06
1.909E+14
Cum.
Percent
99,98%
99.99%
9fl99%
100.66%
imi nnM.
100.00%
100.00%
100.00%
100.00%
100.00%
100.00%
100.00%
100.00%
100.00%
100.00%
100.00%
100.00%
100.00%

Volume
Rank
23
87
1
-------
        Because much of the total score is dominated by the top five wastestream combinations,
 and the subsequent discussion of waste origins is driven by the scores of these wastestream
 combinations, some of their principal characteristics are described below.

               D001  F001 F002 F003 F005 U001 U002 U003 U019 UQ28: "other" organic liquid:
               from product distillation in the industrial organic chemicals industry.  Based on the
               waste codes, EPA characterized the top-ranked wastestream combination as
               consisting primarily of off-specification commercial products and spent solvents.
               The Agency determined that 13 different constituents, including eight halogenated
               organics,  were likely to be present in the wastestream combination in
               approximately equal concentrations (assumed to be 50,000  ppm for each
               constituent). Of these, bis 2-(ethylhexyl) phthalate received the highest
               constituent hazard score.

        •      D002  D006: concentrated aqueous solution of other organics: from product
               filtering; from the medicinal chemicals and botanical products industry.  EPA
               characterized the number two-ranked wastestream combination based on the
               constituents and concentrations reported in the GENSUR, for an identical set of
               RCRA codes and waste form. The composition of this wastestream combination
               included cadmium at a concentration of  100,000 ppm, as reported in GENSUR;
               cadmium  received the highest constituent hazard score.

        •       K022:  organic sludge containing resins, tars, or tanv sludge: from product
               distillation in the industrial organic chemicals industry. The RCRA code for this
              wastestream combination indicates  "distillation bottom tars from the production of
               phenol/acetone from cumene." Based on constituent data from GENSUR for the
              same RCRA code and SIC, EPA characterized this wastestream combination as
              containing about 30 constituents. Based on the waste form — tarry sludge — the
              Agency estimated that the polynuclear aromatic hydrocarbons (PAHs) present
              would  have  relatively high concentrations, on the order of 10,000 ppm each.9 Of
              the 30 organic and metal constituents, the highest hazard score was assigned to
              fluoranthene, one of the PAHs.

              D001 D002  D019 D032 D033 D034 D039 F002: "other organic liquid: from
              product distillation in the industrial organic chemicals industry.  This wastestream
              combination includes five toxicity characteristic codes, as well as a halogenated
              solvent code (F002). Based on the waste codes, the BRS notation that the
              wastestream combination was  the subject of a Toxics Release Inventory (TRI)
              report  that it contained chloropyridine, and GENSUR data, EPA characterized
              this wastestream combination  as containing 11 hazardous constituents  plus
              hydrochloric acid (assumed to impart the corrosivity characteristic).  Chlct  ;vndine
              was assumed to have a concentration of 150,000 ppm; the other seven
     Note that two other K022 wastestreams were among the top 100.  One of them, generated by the same
SIC but in the form of an organic liquid, was assumed to have the exact concentrations reported in the
GENSUR (this wastestream has a rank of 69 in Exhibit 3-4). The other is generated by a different SIC, which
matched with another wastestream reported in the GENSUR, and was characterized based on constituents and
concentrations reported for the other SIC. It appears at rank 68 in Exhibit 3-4.
                                           3-14

-------
              present were assumed to have concentrations of 50,000 ppm each. The hazard-
              driving constituent is hexachlorobutadiene.

       •      D001 D007 D008 D018 D022 D026 D027 D028 D033 DQ36: "other organic liquid:
              from an unspecified process in the "nonclassifiable establishments" SIC.  This
              wastestream combination includes nine toxicity characteristic codes.  Based on the
              waste codes and the waste form, EPA characterized this wastestream combination
              as containing the nine TC hazardous constituents, and assumed that ignitability was
              imparted by one or more of these constituents. The organics present were
              assumed to have concentrations of 15,000 ppm each.  As with the fourth-ranked
              wastestream combination, the hazard-driving constituent is hexachlorobutadiene.

       The scores of the five top-ranked wastestream combinations are driven by constituents
that are non-halogenated organics (bis 2-(ethylhexyl) phthalate, fluoranthene),  metals (cadmium),
or halogenated organics (hexachlorobutadiene).  Exhibit 3-5 further illustrates this point, i.e., that
the top hazard-driving constituents belong to all  three classes (non-halogenated organics, metals,
and  halogenated organics).10 The hazard-driving constituents are ranked in Exhibit 3-5
according to their total hazard score, summed across all 100  ranked wastestream combinations.
Bis 2-(ethylhexyl) phthalate appears to account for almost 40 percent of the total hazard score;
this is consistent with the fact that it is the hazard-driving constituent for the top-ranked
wastestream combination, which has a high hazard score relative to all other wastestream
combinations.  Again, the results indicate that about 86 percent of the total hazard score is due to
just four of the top-ranking constituents.

       The hazard scores for 65 of the 100 wastestream combinations were derived based on two
HRS pathways:  (1) surface water/environmental threat pathway, and (2) surface water/human
food chain threat pathway (both for the overland flow/flood component). Together, these two
"hazard-driving pathways," i.e., pathways for which the hazard-driving constituent received the
maximum score, account for about 96 percent of the total hazard score, across  all wastestream.
combinations.  Constituents are assigned pathway scores for the surface water environmental or
human food chain threat pathways based on ecological/human toxicity, persistence, and
bioaccumulation potential.

       Exhibit 3-6 shows how the form codes rank according to the hazard score.  Three waste
forms — "other" organic liquids, concentrated aqueous solution of other organics, and resins —
comprise almost 92 percent of the total hazard score (primarily because they are associated with
the top five wastestream combinations).  Non-halogenated and halogenated solvents  comprise
most of the remaining share of the total hazard score.
    10 Note that, by definition, the top 100 wastestream combinations were selected because they contained
metals and/or halogenated organics. In addition to these constituents, the wastestreams may also contain non-
halogenated organic constituents. Depending on their relative hazard, the non-halogenated organics can
appear as the "hazard-driving constituents".

                                            3-15

-------
                       EXHIBIT 3-5
HAZARD-DRIVING CONSTITUENTS, RANKED BY HAZARD SCORES
            (for Top 100 Wastestream Combinations)
OBS
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28

Constituent
Bis (2-ethylhexyl) phthalate
Cadmium
Hexachlorobutadiene
(hexachloro-l,3-butadiene
Fluoranthene
Lead
Tetrachlorobenzene
Mercury
Benzo(a)anthracene
Benzene
Aniline
Hexachlorocyclopentadiene
Acrolein
Selenium
Hexachlorobenzene
Phenol
Xylene
1,3-Dichlpropropene
Benzo(a)pyrene
Acrylonitrile
Carbon tetrachloride
1, 1,2-Trichloroethane
Chlorobenzene
1,2-Dichloropropane
Toluene
Chloroform
Copper
Ethyl benzene
Methylene chloride

Key
Other Constituent
Metal
Halogenated Organic
Other Constituent
Metal
Halogenated Organic
Metal
Other Constituent
Other Constituent
Other Constituent
Halogenated Organic
Other Constituent
Metal
Halogenated Organic
Other Constituent
Other Constituent
Halogenated Organic
Other Constituent
Other Constituent
Halogenated Organic
Halogenated Organic
Halogenated Organic
Halogenated Organic
Other Constituent
Halogenated Organic
Metal
Other Constituent
Halogenated Organic
Total
Hazard
Score
7.12e-H3
3.91e+13
3.12e+13
2.326+13
5.39e+12
4.796+12
3.906 + 12
2.43e+12
2.39e+12
2.086+12
1.93e+12
1.12e+12
7.296+11
6.25e+ll
2.416+11
2.126+11
1.04e+ll
9.986+10
5.45e+10
3.426+10
2.616+10
2.316+10
1.01e+ 10
'2.10e+09
I.16e+09
7.98e+08
5.33e+08
7.236+07
1.916+14
% of Hazard
Score
37.28
20.49
16.33
12.17
2.82
2.51
2.04
1.27
1.25
1.09
1.01
0.59
0.38
0.33
0.13
0.11
0.05
0.05
0.03
0.02
0.01
0.01
0.01
0.00
0.00
0.00
0.00
0.00
99.98
Cum. % of
Hazard Score
37.28
57.77
74.10
86.27
89.09
91.60
93.64
94.91
96.16
97.25
98.26
98.85
99.23
99.56
99.69
99.80
99.85
99.90
99.93
99.95
99.96
99.97
99.98
99.98
99.98
99.98
99.98
99.98

                          3-16

-------
             EXHIBIT 3-6




FORM CODES, RANKED BY HAZARD SCORES
Hazard
Rank
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
Form Code Description
Other organic liquids
Concentrated aqueous solution of other organics
Resins
Non-halogenated solvent
Halogenated/non-halogenated solvent mixture
Halogenated solvent
Waste oil
Unknown
Still bottoms of non-halogenated solvents
Oil-water emulsion or mixture
Aqueous waste with low solvent
Oily sludge
Concentrated solvent-water solution
Other halogenated organic solids
Other aqueous waste with low dissolved solids
Solid resins or polymerized organics
Lime sludge with metals/metal hydroxide sludge
Unknown
Acidic aqueous waste
Still bottoms of halogenated solvents
Aqueous waste with low other toxic organics
Other non-halogenated organic solids
Form
Code
B219
B207
B606
B203
B204
B202
B206
Unk.
B602
B205
B101
B603
B201
B407
B114
B403
BS03
B494
B105
B601
B102
B409
Hazarc
Score
1.13e+14
3.91e+13
2.32e+13
3.54e+12
2.97e+12
2.446+12
1.87e+12
1.21e+12
7.98e+ll
6.77e+ll
6.26e+ll
5.036+11
4.156+11
Z46e+ll
1.82e+ll
1.12e+ll
9.98e+10
6.42e+10
2.63e+10
2.61e+10
8.16e+08
4.44e+08
%0f
59.05
20.49
12.18
1.86
1.55
1.28
0.98
0.63
0.42
0.35
0.33
0.26
0.22
0.13
0.10
0.06
0.05
0.03
0.01
0.01
0.00
0.00
Cum % o:
59.05
79.54
91.72
93.57
95.13
96.41
97.39
98.02
98.44
98.79
99.12
99.39
99.60
99.73
99.83
99.89
99.94
99.97
99.99
100.00
100.00
100.00
              3-17

-------
        3.2.2  Scores and Ranks Based on Waste Origins

        Exhibit 3-7 shows how the SIC Code/Source Code combinations rank in terms of their
 hazard scores. Again, about 85 percent of the total hazard score (sum of scores across all SIC
 Code/Source Code combinations) is contributed by three combinations:

        •      SIC Code 2869  (Industrial Organic Chemicals)/Source Code A33 (Product
               Distillation);

        •      SIC Code 2833  (Medicinal Chemicals and Botanical Products)/Source Code A32
               (Product Filtering); and

        •      Non-classifiable SIC Code/Unspecified Source Code.

 These constitute the combinations representing the top five wastestream combinations. The next
 combination, unknown SIC and unknown source, primarily comprises non-halogenated solvents
 (the seventh-ranked wastestream combination) and waste oils (the tenth-ranked wastestream
 combination).

        Exhibits 3-8 and 3-9 indicate how the hazard scores apportion to the SIC Codes and
 Source Codes individually.  These exhibits again show that overall wastestream combination
 hazard  is being dominated by just a handful of $IC Code and Source Code combinations.

        Finally, most of the ten  top-ranked wastestream combinations represent a small number of
 BRS records of wastestreams at a few facilities, as shown in Exhibit 3-10.  The nine top-ranking
 wastestream combinations are focused in 20 or fewer facilities; slightly less than half of these
 facilities manage their wastes on site.  This indicates that for the nine highest-hazard wastestream
 combinations,  there is an opportunity to focus the next phase of the prioritization and waste
 minimization effort within a relatively small set of facilities.  This may allow for site-specific data
 collection and evaluation of waste minimization potential. The tenth-ranked wastestream
 combination, waste oils, is generated by a much larger set of facilities, many of whom ship waste?
 off site.

        Also, the draft results indicate  that a  majority of the nine top-ranking wastestream
 combinations are focused primarily in the States of Texas, Connecticut, Pennsylvania,  and
 Virginia. Three of these states  account for a large percentage of the total hazard score across all
 wastestream combinations, i.e., Texas (=53 percent), Connecticut (» 20 percent), and
 Pennsylvania (3 13 percent); see Exhibit 3-11. A detailed listing of states and regions
 corresponding to the top 100 ranked wastestream combinations is provided in Appendix 9.

       3.23 Summary

       EPA emphasizes that this report presents draft results, and views this effort as a work in
progress rather than a final analysis. The Agency is interested in receiving comments  on how the
methodology for prioritization can be improved and how better data for use in the scoring and
ranking can be obtained.  The draft results in this report should be viewed in light of the
following points:

       •      EPA's primary objective in developing the prioritization methodology is to create a
              useful overall framework for national-level screening analysis, that while initially
                                           3-18

-------
                       EXHIBIT 3-7




SIC CODE/SOURCE CODE COMBINATIONS, RANKED BY HAZARD SCORES
1 lazard
Rank
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
SIC Code Description
Industrial Organic Chemicals, N.E.C
Medicinal Chemicals and Botanical Products
Nonclassifiable Establishment*
Unknown
Plastics Materials, Synthetic Resins, and Nonvulcanizable Elastomers
Refuse Systems
Industrial Organic Chemicals, N.E.C.
Industrial Organic Chemicals, N.E.C.
Industrial Organic Chemicals, N.E.C.
Petroleum Refining
Cyclic Organic Crudes and Intermediates, and Organic Dyes and Pigments
Plastics Materials, Synthetic Resins, and Nonvulcanizable Elastomers
Petroleum Refining
Industrial Inorganic Chemicals, N.E.C.
Pharmaceutical Preparations
Industrial Organic Chemicals, N.E.C.
Cyclic Organic Crudes and Intermediates, and Organic Dyes and Pigments
Business Services, N.E.C.
Industrial Inorganic Chemicals, N.E.C.
Business Services, N.E.C.
Chemicals and Chemical Preparations, N.E.C.
SIC
Code'
2869
2833
9999
Unk.
2821
4953
2869
2869
2869
2911
2865
2821
2911
2819
2834
2869
2865
7389
2819
7389
2899
Source Code Description
Product distillation
Product filtering
Other
Unknown
Spent process liquids removal
Solvents recovery
Product rinsing
By-product processing
Incineration/Thermal treatment
Other pollution control or waste treatment
Product distillation
Product distillation
Wastewater treatment
Unknown
Spent process liquids removal
Spent process liquids removal
Product rinsing
Filtering/screening
Spent process liquids removal
Other pollution control or waste treatment
Other pollution control or waste treatment
Source
Code
A33
A32
A99
Unk
A37
A73
A31
A35
A74
A89
A33
A33
A75
Unk
A37
A37
A31
A71
A37
A89
A89
Hazard
Score
1.16e+14
3.72c+13
1.05e+13
8.34e+12
4.79e+12
2.43e+12
l'.93e+12
1.46e+12
1.33e+12
1.14e+12
7.01e+ll
5.86e+ll
5.42e+ll
4.57e+ll
4.22e+ll
3.94e+ll
2.86e+ll
2.59C+11
2.39e+ll
2.17e+ll
2.10e+ll
%of
Hazard
60.85
19.47
5.49
437
2.51
1.28
1.01
0.76
0.70
0.60
0.37
0.31
0.28
0.24
0.22
0.21
0.15
0.14
0.13
0.11
0.11
Cum % of
Hazard
60.85
80.32
85.81
90.18
92.69
93.%
94.98
95.74
96.44
97.03
97.40
97.71
97.99
98.23
98.45
98.66
98.81
98.95
99.07
99.19
99.30
                          3-19

-------
                    EXHIBIT 3-7 (continued)




SIC CODE/SOURCE CODE COMBINATIONS, RANKED BY HAZARD SCORES
Hazard
Rank
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
SIC Code Description
Refuse Systems
Cyclic Organic Crudes and Intermediates, and Organic Dyes and Pigments
Refuse Systems
Petroleum Refining
Glass Containers
Industrial Inorganic Chemicals, N.E.C.
Cyclic Organic Crudes and Intermediates, and Organic Dyes and Pigments
Photographic Equipment and Supplies
Plastics Materials, Synthetic Resins, and Nonvulcanizable Elastomers
Industrial Organic Chemicals, N.E.C.
Pesticides and Agricultural Chemicals, N.E.C.
Nonclassifiable Establishments
Wood Household Furniture, Upholstered
Cyclic Organic Crudes and Intermediates, and Organic Dyes and Pigments
Gaskets, Packing, and Sealing Devices
Medicinal Chemicals and Botanical Products
Industrial Organic Chemicals, N.E.C.
Industrial Organic Chemicals, N.E.C.
Pesticides and Agricultural Chemicals, N.E.C.
SIC
Code
4953
2865
4953
2911
3221
2819
2865
3861
2821
2869
2879
9999
2512
2865
3053
2833
2869
2869
2879
Source Code Description
Other
Product solvent extraction
Unknown
Unknown
Oil changes
Product distillation
Unknown
Other non-surface preparation processes
Solvents recovery
Other
Spent process liquids removal
Unknown
Routine cleanup wastes
By-product processing
Discontinue use of process equipment
By-product processing
Clean out process equipment
Unknown
By-product processing
Source
Code
A99
A34
Unk
Unk
A54
A33
Unk
A49
A73
A99
A37
Unk
A92
A35
A56
A35
A09
Unk
A35
Hazard
Score
1.82e+ll
1.72e+ll
1.53e+ll
1.46e+ll
l.lSe+11
1.04e+ll
8.63C+10
7.49e+10
6.80e+10
6.42e+10
S.lle+10
4.85e+10
Z59e+10
2.30C+10
2.28e+10
2.15e+09
7.98e+08
4.i2e+08
1.79e+07
%of
Hazard
0.10
0.09
0.08
0.08
0.06
0.05
0.05
0.04
0.04
0.03
0.03
0.03
0.01
0.01
0.01
0.00
0.00
0.00
0.00
Cum % of
Hazard
9939
99.48
99.56
99.64
99.70
99.75
99.80
99.84
99.87
99.91
99.94
99.96
99.97
99.99
100.00
100.00
100.00
100.00
100.00
                            3-20

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           EXHIBIT 3-8




SIC CODES, RANKED BY HAZARD SCORE
Hazard
Rank
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
SIC Code Description
Industrial Organic Chemicals, N.E.C.
Medicinal Chemicals and Botanical Products
Nonclassifiablc Establishments
Unknown
Plastics Materials, Synthetic Resins, and Nonvulcanizable Elastomers
Refuse Systems
Petroleum Refining
Cyclic Organic Crudes and Intermediates, and Organic Dyes and Pigments
Industrial Inorganic Chemicals, N.E.C.
Business Services, N.E.C.
Pharmaceutical Preparations
Chemicals and Chemical Preparations, N.E.C
Glass Containers
Photographic Equipment and Supplies
Pesticides and Agricultural Chemicals, N.E.C.
Wood Household Furniture, Upholstered
Gaskets, Packing, and Sealing Devices
SIC
Code
2869
2833
9999
Unk.
2821
4953
2911
2865
2819
7389
2834
2899
3221
3861
2879
2512
3053
Hazard
Score
1.216+14
3.72e+13
1.05e+13
8.34e+12
5.45e+12
2.77C+12
1.83e+12
1.27e+12
8.00C+11
4.77e+ll
4.22C+11
2.10e+ll
l.lSe+ll
7.49e+10
5.11C+10
2.59e+10
Z28e+10
%of
Hazard
63.56
19.47
5.52
4.37
2.85
1.45
0.96
0.67
0.42
0.25
0.22
0.11
0.06
0.04
0.03
0.01
0.01
Cum % of
Hazard
63.56
83.03
88.55
92.92
95.77
97.22
98.18
98.85
99.27
99.52
99V74
99.85
99.91
99.95
99.97
99.99
100.00
              3-21 .

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              EXHIBIT 3-9




SOURCE CODES, RANKED BY HAZARD SCORES
Hazard
Rank
1
2
3
4
5
6
7
8
9
W
11
12
13
14
15
16
17
18
Source Code Description
Product distillation
Product filtering
Other
Unknown
Spent process liquids removal
Solvents recovery
Product rinsing
Other pollution control or waste treatment
By-product processing
Incineration/Thermal treatment
Wastewater treatment
Filtering/screening
Product solvent extraction
Oil changes
Other non-surface preparation processes
Routine cleanup wastes
Discontinue use of process equipment
Clean out process equipment
Source
Code
A33
A32
A99
Unk
A37
A73
A31
A89
A35
A74
A75
A71
A34
A54
A49
A92
A56
A09
Hazard
Score
1.18e+14
3.72e+13
1.07e-fl3
9.23e+12
5.90e+12
2.50e+12
2.22e+12
1.57e+12
1.48e+12
1.33e+12
5.42e+ll
2.59e+ll
1.72e+ll
l.lSe+11
7.49e+10
2.59e+10
2.28e+10
7.98e+08
%of
Hazard
61.58
19.47
5.62
4.84
3.09
1.31
1.16
0.82
0.78
0.70
0.28
0.14
0.09
0.06
0.04
0.01
0.01
0.00
Cum. % of
Hazard
61.58
81.05
86.66
91.50
94.59
95.90
97.07
97.89
98.66
9936
99.65
99.78
99.87
99.93
99.97
99.99
100.00
100.00
                  3-22

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                EXHIBIT 3-10

GENERATION AND MANAGEMENT PATTERNS FOR THE
  TOP TEN-RANKED WASTESTREAM COMBINATIONS
Wastestream
Combination Rank
No. of BRS Records of
Wastestreams.
No. of Facilities
Place of Management

Region
State



1
3

1
on
site
VI
TX



2
1

1
on
site
I
CT



3
1

1
on
site
III
PA



4
2

1
on
site
VI
TX



5
1

1
off
site
V
IN



6
2

1
on
site
VI
TX



7
12

12
off site

I,II,III
CT.MA,
NJ.NY,
PA.VA,
wv
8
1

1
on
site
IV
KY



9
1

1
on
site
III
VA



10
450

450
both

many
many



                    3-23

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                           EXHIBIT 3-11




TOP 100 COMBUSTED WASTESTREAM HAZARD SCORES BY REGION AND STATE
Region
I
2
3
4
5
6


7



State
CT
MA
NJ
NY
PA
VA
AL
FL
GA
KY
TN
IL
IN
Ml
OH
WI
AR
LA
TX
MO
Other States
Total:

Hazard Score
3.72e+13
2.046+11
3.30e+12
3.17e+ll
2.38e+13
2.006+12
3.27e+ll
4.446+11
4.666+11
S.Ole+12
6.756+11
2.676+11
1.076+13
1.15e+ 12
1.22e+12
2.05e+ll
6.05e+ll
2.94e+ 12
l.Ole+14
3.20e+ll
3.336+11
1.91e+14

%of 1
Total
1950
0.10
1.70
0.20
12.50
1.00
0.20
0.20
0.20
1.60
0.40
0.10
5.60
0.60
0.60
0.10
0.30
1.50
53.10
0.20
0.17
100.00

Note: @ - States with hazard score percentages less than 0.1 percent are not listed.
                             3-24

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               focused on combusted hazardous wastes, could also potentially be applied to
               wastes managed by other practices.

               EPA recognizes that factors other than hazard may also be important in setting
               priorities for waste minimization. Some examples include:

               —     technical and economic feasibility of waste minimization alternatives
               —     potential to build on other ongoing pollution prevention activities
               —     waste treatment/management capacity
               —     environmental justice concerns
               -     potential for wastes to cause difficult remediation problems (e.g., dense
                     non-aqueous phase liquids are particularly difficult to remediate when they
                     contaminate ground water).

               EPA will continue refining the prioritization methodology'and investigating
               alternative data sources based on comments received.
3.3 LIMITATIONS

       Most of the limitations associated with the scoring and ranking methodology fall into one
of two categories: (1) limitations due to the uncertainty of the underlying waste characterization
data; or (2) limitations inherent to the scoring method. A key limitation in the first category is
briefly described below:

       •      Hazard scores are subject to the uncertainty in the underlying waste
              characterization/constituent concentration data.  As discussed in Chapter 2, there is
              significant uncertainty associated with the constituent content and concentrations
              that were estimated for each wastestream combination. For example, due to the
              nature of the data sources used, constituent content and concentration estimates
              may not correspond completely to current waste characteristics, and may not
              reflect the variability of waste characteristics over time and across generators.
              Because the scoring methodology relies directly on the constituent content and
              concentration, the hazard scores are limited by the same uncertainty that is
              inherent in the underlying data.

       Limitations in the second category include those that are common to most screening-level
scoring and ranking approaches, those that apply to the HRS, and those associated with using
components of the HRS for this specific application, i.e., ranking wastestream combinations.

       •      Method incorporates assumptions and limitations of the HRS.  Because it is a
              screening-level scoring and ranking approach, the HRS incorporates certain
              simplifying assumptions.  For example, ecosystem hazard is evaluated using an
              aquatic ecosystem model only;  terrestrial ecosystems are not accounted for.
              Furthermore, human toxicity is not differentiated by route of exposure.  The effect
              of these simplifying assumptions is thus indirectly conveyed to the wastestream
              scores and ranks.  (For more discussion of the assumptions and their rationale in
              the  HRS, see 55 Federal Register 51532.)
                                           3-25

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        •      Approach does not account for hazards related to corrosive and
               ignitable/flamtnahle nature of some hazardous wastestreams. Some of the
               hazardous wastestreams contain constituents that render the wastestreams
               ignitable, corrosive, or reactive. The hazard scoring methodology does not factor
               into the final scores, the types of acute hazards to humans or ecosystems that these
               wastestreams may pose.

        •      Method does not directly address releases and exposures, particularly post-
               combustion releases and exposures. The scoring methodology accounts for
               constituent  properties that relate to the potential for exposure; however, the
               methodology contains no mechanism to account for direct releases and exposures
               (or system controls that prevent or reduce releases).  Therefore, unique aspects of
               Subtitle C waste management to which the wastestreams are subject (e.g.,
               destruction  and removal in combustion) and site-specific characteristics (size of
               population that could potentially be exposed if releases occur) are not considered
               in this screening-level scoring methodology.

        •       Method does not correspond directly to a measure of "absolute" risk.  The scoring
               system is intended to provide an indication of the relative hazard of different
              wastestreams. It does not, however, indicate whether the risks posed by
              combustion  of the wastes are in the range that EPA typically considers significant

       As a practical matter, any method that  seeks to simulate complex environmental processes,
but is founded on simple scoring algorithms and uncertain data, will always carry with it severe
limitations. Some of these  limitations may become less constraining as the  approach is refined
and improved.  The Agency looks forward to receiving comments and data  on the proposed
approach for setting priorities for waste minimization, and will carefully consider all information it
receives.
                                           3-26

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