Friday
May 2, 1997
Part III


Environmental

Protection  Agency

40 CFR Part 60, et al.
Revised Technical Standards for
Hazardous Waste Combustion Facilities;
Proposed Rule
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Federal Register / Vol. 62. No. 85  / Friday. May 2, 1997 / Proposed Rules
  ENVIRONMENTAL PROTECTION
  AGENCY

  40 CFR Parts 60,63,260,261,264,265,
  266,270, and 271

  [FRL-5818-9J

  Revised Technical Standards for
  Hazardous Waste Combustion
  Facilities

  AGENCY: Environmental Protection
  Agency (EPA).
  ACTION: Notice of data availability and
  request for comments.

  SUMMARY: This document Is a notice of
  availability and invitation for comment
  on the following Information pertaining
  to the proposed revised standards for
  hazardous waste combustors (61 FR
  17358 (April 19.1996)): Report on the
  status of setting national emission
  standards for hazardous air pollutants
  (NESHAPS) based on the revised
  emissions database; Report on the '
  selection of pollutants and source
  categories, including area and major
  sources; report on the status of various
  implementation Issues, Including
  compliance dates, compliance
  requirements, performance testing, and
  notification and reporting requirements;
 and report on the status of permit •
 requirements, including waste
 minimization incentives.  ,
 DATES: Written comments must be
 submitted by June 2.1997.
 ADDRESSES: Commenters must send an
 original and two copies of their
 comments referencing docket number
 F-97-CS4A-FFFFF to: RCRA Docket
 Information Center, Office of Solid
 Waste (5305G). U.S. Environmental
 Protection Agency Headquarters (EPA,
 HQ), 401M Street, SW.. Washington,
 DC 20460. Deliveries of comments '
 should be made to the Arlington,
 Virginia address listed below.
 Comments may also be submitted
 electronically through the Internet to:
 rcra-docketeepamaiLepa.gov.
 Comments In electronic format should
 also be identified by the docket number
 F-97-CS4A-FFFFF. All electronic
 comments must be submitted as an
 ASCII file avoiding the use of special
 characters and any form of encryption.
 For other information regarding
 submitting comments electronically or
 viewing the comments received or
 supporting information, please refer to
 the proposed rule (61 FR 17358 (April
 19,1996)).
  Commenters should not submit
 electronically any confidential business
information (CBI). An original and two
copies of the CBI must be submitted
                                     under separate cover to: RCRA CBI  .
                                     Document Control Officer, Office of
                                     Solid Waste (5305W), U.S. EPA, 401 M
                                     Street, SW., Washington, DC 20460.
                                       Public comments and supporting
                                     materials are available for viewing in
                                     the RCRA Information Center (RIC),
                                     located at Crystal Gateway One, 1235
                                     Jefferson Davis Highway, First Floor,
                                     Arlington, Virginia. The RIC is open
                                     from 9 a.m. to 4 p.m., Monday through
                                     Friday,  except for Federal holidays. To
                                     review docket materials, the public
                                     must make an appointment by calling
                                     703-603-9230. The public may copy a
                                     maximum of 100 pages from any
                                     regulatory docket at no charge.
                                     Additional copies cost $0.15 per page.*
                                     FOR FURTHER INFORMATION CONTACT: For
                                     general  information, contact the RCRA
                                     Hotline at 1-800-424-9346 or TDD 1-
                                     800-553-7672  (hearing impaired). In
                                     the Washington metropolitan area, call
                                     703-412-9810 or TDD 703-412-3323.
                                     The RCRA Hotline is open Monday-
                                     Friday, 9 a.m. to 6 p.m., Eastern
                                     Standard Time. The RCRA Hotline can
                                     also provide directions on how to access
                                     electronically some of the documents
                                     and data referred to in this notice via •
                                     EPA's Cleanup  Information Bulletin
                                     Board System (CLU-IN). The CLU-IN
                                     modem access phone number is 301-
                                     589-8366, or Telnet to clu-in.epa.gov for
                                    Internet access. The flies posted on
                                     CLU-IN are in Portable Document
                                    Format (PDF) and can be viewed and
                                    printed using Acrobat Reader.
                                      For more detailed information on
                                    specific aspects of this notice, contact
                                    Larry Denver, Office of Solid Waste
                                    (5302W), U.S. Environmental Protection
                                    Agency,  401 M Street, SW., Washington,
                                    DC 20460,703-308-8770, e-mail
                                    address:  denyer.larry@epamail.epa.gov.
                                    SUPPLEMENTARY INFORMATION:
                                      The Agency specifically solicits
                                    comment on the following documents:
                                      (1) Draft Technical Support Document
                                    for HWC MACT Standards (NODA),
                                    Volume I: MACT Evaluations Based on
                                    Revised Database, April 1997.
                                      (2) Draft Technical Support Document
                                    for HWC MACT Standards (NODA),
                                    Volume It: Evaluation of CO/HC and
                                    DRE Database, April 1997.
                                      (3) Draft Technical Support Document
                                    for HWC MACT Standards (NODA),
                                    Volume m: Evaluation of Metals
                                    Emissions Database to Investigate
                                    Extrapolation and Interpolation Issues,
                                    April  1997.
                                     In preparing diis notice, the Agency
                                    considered comments on the proposed
                                    rule, including those listed below. EPA*
                                    is soliciting responsive comments
                                   regarding certain data and information
                                   presented in these comments:
                                                           (1) Cement Kiln Recycling Coalition
                                                           (2) Chemical Manufacturers
                                                         Association
                                                           (3) Coalition for Responsible Waste
                                                         Incineration
                                                           (4) Don Clay Associates
                                                         .  (5).The Dow Chemical Company
                                                           (6) Environmental Technology
                                                         Council
                                                           (7) Holnam Inc.
                                                           (8) Lafarge Corporation
                                                           (9) Molten Metal Technology, Inc.
                                                           (10) The Natural Resources Defense
                                                         Council, Inc.
                                                           (11) Rollins Environmental Services,
                                                         Inc.
                                                           (12) Safety-Kleen Corp.
                                                           (13) Texas Natural Resource
                                                         Conservation Commission
                                                           (14) vonRoll/WTI
                                                           Readers should note that only
                                                         comments about new information
                                                         discussed in this notice will be
                                                         considered by the Agency. Issues related
                                                         solely to the April 19,1996 proposed
                                                         rule and other subsequent notices that
                                                         are not directly affected by the
                                                         documents or data referenced in today's
                                                         Notice of Data Availability are not open
                                                         for further comment.

                                                         Glossary of Acronyms
                                                         acfm—Actual Cubic Feet per Minute
                                                         ACI—Activated Carbon Injection
                                                         APCD—Air Pollution Control Device
                                                         BIF—Boiler and Industrial Furnace
                                                         BTF—Beyond-the-Floor
                                                         CAA—Clean Air Act
                                                         CEMS—Continuous Emissions
                                                          Monitoring System
                                                         D/F—Dioxins/Furans
                                                         ESP—Electrostatic Precipitator
                                                         gr/dscf— Grains per Dry Standard Cubic
                                                          Foot
                                                         HAP—Hazardous Air Pollutant
                                                         HC—Hydrocarbons
                                                        HWC/HWI—Hazardous Waste
                                                          Combustor/Incinerator
                                                       • IWS—Ionizing Wet Scrubber
                                                        LVM—Low-volatile Metals
                                                        LWAK—Lightweight Aggregate Kiln
                                                        MACT—Maximum Achievable Control
                                                          Technology
                                                        MTEC—Maximum Theoretical Emission
                                                          Concentration
                                                        NESHAPs—National Emission
                                                          Standards for HAPs
                                                        NODA—Notice of Data Availability
                                                        NPRM—Notice of Proposed Rulemaking
                                                        NSPS—New Source Performance
                                                          Standards
                                                        PM—Paniculate Matter
                                                        RCRA—Resource Conservation and  •
                                                         Recovery,Act
                                                        SRE—System Removal Efficiency
                                                        SVM—Semi-volatile Metals
                                                       TEQ—Toxic Equivalent
                                                       Jig/dscm—Micrograms per Dry Standard
                                                         Cubic Meter

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                  Federal Register / Vol. 62, No. 85 /  Friday,  May 2, 1997 / Proposed Rules
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TABLE OF CONTENTS

Part One: Background and Overview of
Today's Notice
I. Background                  '
n. Overview of Today's Notice

Part Two: Standards For Hazardous Air
Pollutants (NESHAPs)
I. Regulation of Area Sources
 ' A. Approach to Regulate Area Sources, as
    Proposed
  B. Positive Area Source Finding for HWCs
  C. Title V Permitting Requirements for
    Area Sources
n. Revisions to Proposed Standards Using the
    Revised Emissions Database and Data
    Analysis Methods
 . A. Notice of Data Availability on the
    Revised Emissions Database
  B. I'M as a Surrogate for Non-Hg Metals
  C. Options for Controlling Emissions of
    Organic HAPs
  D. Accounting for Emissions Variability in
    Establishing Emission Standards
  E, Re-Evaluation of Proposed MACT
    Standards for Incinerators
  F. Re-Evaluation of Proposed MACT
    Standards for Cement Kilns
  G. Re-Evaluation of Proposed MACT
    Standards for Lightweight Aggregate
    Kilns

Part Three: Implementation
I. Compliance Date Considerations
  A. Definition of Compliance Date
  B. Pre-Certification of Compliance
  C. Consequences of Non-compliance
n. Compliance Requirements
  A. Compliance with CO and/or HC
    Emission Standards
 . B. Startup, Shutdown,  and Malfunction
    Plans
  C. -Metals Extrapolation and Interpolation
    Considerations
  D. Consideration of Site-Specific Variances
    for Cement Kilns and LWAKs
  E. Emissions Averaging for Cement Kilns
IE. ORE Testing Considerations
  A. Options for Ensuring Compliance with
    a DRE Standard
  B. DRE As a MACT Versus RCRA Standard
IV. Notification and .Reporting Requirement •
    Considerations
  A. Public and Regulatory Notification of
    Intent to Comply
  B. Data Compression Allowances.
V. Waste Minimization and Pollution
    Prevention
  A. Overview
  B. EPA Proposed Flexible Waste
    Minimization Incentives
  C. Comments Received
  D. Comments Requested on Additional
    Waste Minimization Incentives
VI. Permit Requirements
  A. Coordination of RCRA and CAA
    Permitting Processes
  B. Permit Process Issues
  C. Omnibus and RCRA/CAA Testing
    Coordination

Part Four: Miscellaneous Issues
I. 5000 Btu per Pound Policy for Kiln
    Products
n. Foundry Sand Thermal Reclamation Units
  A. Background
  B. Deferral and Variance Options for
    Consideration
m. Status of Gaseous Fuels Generated from
    Hazardous Waste Management Activities
IV. Regulatory Flexibility Analysis
Part One: Background and Overview of
Today's Notice
/. Background

  On April 19, 1996, EPA proposed
revised standards for three source
categories of hazardous waste
combustors (i.e., hazardous waste
incinerators and hazardous waste-
burning cement kilns and lightweight
aggregate  kilns (LWAKs)), 61 FR 17358.
After an extension, the comment period
closed on August 19,1996.
  The Agency subsequently published
two Notices of Data Availability
(NODA). The first NODA, published on
August 23,1996 (61 FR 43501) invited
comment  on information pertaining to a
peer review of three aspects of the
proposed  rule, additional analyses of
fuel oils that would be used to establish
a comparable fuels exclusion, and
information on a synthesis gas process.
The comment period on that NODA
closed on September 23,1996. The
second NODA. published on January 7,
1997 (62 FR 960) provided notice and
opportunity to comment on an updated
hazardous waste combustor database
containing the emissions and ancillary
data that the Agency plans to use to
develop the final rule. The comment
period on that NODA closed on
February 6,1997.
  EPA's proposal to revise standards for
hazardous waste incinerators and
hazardous waste-burning cement kilns
and LWAKs is under joint authority of
the Clean  Air Act, as amended, (CAA)
and the Resource Conservation and
Recovery Act, as amended (RCRA). The
proposed  emission standards were
developed under the CAA provisions
concerning die maximum level of
achievable control over hazardous air
pollutants (HAPs), taking into
consideration the cost of achieving the
emission reduction, any non-air quality;
health and .environmental impacts, and
energy requirements. These Maximum -
Achievable Control Technology (MACT)
standards, also re ferred to as National
Emission Standards for Hazardous Air
Pollutants (NESHAPs), were proposed
for the following HAPs: dioxins/furans
(D/F), mercury, two semi-volatile metals
(lead and cadmium), four low volatility
metals (antimony, arsenic, beryllium,
and chromium), particulate matter, and
hydrochloric acid/chlorine gas. Other
toxic organic emissions were addressed
by standards for carbon monoxide (CO)
and hydrocarbons (HC).
   Because of the joint authorities for
 this rule, the proposal also contained an
 implementation scheme to harmonize
 the RCRA and CAA programs to the
 maximum extent permissible by law. In
 pursuing a common-sense approach
 towards this objective, the proposal
 sought to establish a framework that: (1)
 Provides for combined (or at least
 coordinated) CAA and RCRA permitting
 of these facilities; (2) allows maximum
 flexibility for regional, state, and local
. agencies to determine which of their
 resources will be used for permitting,
 compliance, and enforcement efforts;
 and (3) integrates the monitoring,
 compliance testing, and record keeping
 requirements of the CAA and RCRA so
 that facilities will be able to-avoid two
 potentially different regulatory
 compliance schemes.
 II. Overview of Today's Notice
   The Agency received a large number
 of public comments in response to the
 proposal. The Agency evaluated the
 public comments received and their
 applicability to die proposed rule. In
 those instances where comments
 provided new information or new
 insights, the Agency has reevaluated
 certain aspects of the proposal based on
 this new information. The Agency is
 issuing this NODA in an effort to inform
 the public of: (1) Significant changes the
 Agency is considering on aspects of die .
 proposal based on public comments and
 new information; and (2) die Agency's
 own reevaluation (and to some degree
 narrowing) of MACT standard-setting
 approaches based on new data and (at
 least in part) on public comments.
 Part Two: Standards for Hazardous Air
 Pollutants (NESHAPs)
 /. Regulation of Area Sources
   In diis section, we solicit comment on
 making a positive area source finding to
 subject hazardous waste combustor area
 sources to die same MACT standards
 diat would apply to major sources and
 on whether, under such a finding, area
 sources should be subject to Title V
 permit requirements.
 A. Approach To Regulate Area Sources,
 as Proposed
  A major source is a source that has die
 potential to emit (considering controls)
 either 10 tons per year of any hazardous
 air pollutant or 25 tons of any
 combination of HAPs. Area sources are
 any sources which are not major
 sources.
 • The Agency proposed to subject area
 sources to MACT standards under
 authority of CAA section 112(c)(6). See
 61 FR at 17365. That section requires

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Federal Register / Vol. 62, No.  85 / Friday, May 2,  1997  / Proposed Rules
the Agency to subject to MACT
standards' all sources in source
categories that account for not less than
90 percent of the aggregate emissions of
each enumerated pollutant2 The
enumerated pollutants emitted by
hazardous waste combustors (HWCs)
Include mercury (Hg), D/F, and other
polycyclic organic HAPs. The Agency
explained at proposal that HWCs were
significant emitters of D/F and Hg, and
that much of the human health risk from
emissions of HAPs from HWCs comes
from these high priority HAPs, and-
D/F In particular.
  We received many comments
pertaining to this part of the proposal,
and we will address those comments in
the final rule. The area source issue is
discussed in today's notice because
commenters said that another, more
appropriate reading of section  112(c)(6)
is that this authority could be used to
apply MACT control to area sources
only for the enumerated HAPs, not the
full array of HAPs that the Agency
proposed to regulate (e.g., particulate
matter (PM). semlvolatile metals (SVM),
low volatile metals (LVM)).
Nonetheless, were EPA. to adopt this
reading, the Agency continues to believe
that area sources need to be regulated
for this full array of HAPs.
  In light of issues commenters raised,
we solicit comment on an alternative
approach that would subject area
sources to all of the MACT standards for
major sources based on the Agency
making a positive area source finding.
B. Positive Area Source Finding For
HWCs
  Area sources must be regulated by
technology-based standards3 if the area
source category is listed pursuant to
section 112(c)(3) based on the Agency's
finding that these sources (individually
or In the aggregate) present a threat of
adverse effects to human health or the
environment. Such a finding is termed
a positive area source finding. The
Agency is today soliciting comment on
whether a positive area source finding is
appropriate for hazardous waste
  ' For area sources, section J12(c)(S) requires the
Agency to establish cither MACT standards under
section 112(d) (2), or generally available control
technology (GACT) standards under section
nzy)(5). Given the similarities between major and
area source HWCs is discussed in subsequent
sections of the text, area sources should be subject
wMACT.
  =Section 112(c)(6) enumerates the following high-
priority hazardous pollutants for special regulation:
alkytofed lead compounds, polycyclic organic
matter, hexachlorobenzene, mercury,
polychlorinaeed blphcnyls, and 2.3.7,8-
tetrachlorodibenzofurans and p-dtoxin.
  »That if, MACT standards under section
11Z (d] (2) or GACT standards under section
11260(5).
                      incinerators and hazardous waste
                      burning cement kilns and lightweight
                      aggregate kilns.
                        A positive area source finding would
                      be based on the risk assessment
                      performed for the proposed rule and
                      ultimately the final rule. Even though
                      the sources modeled in support of the
                      proposed rule may have met the
                      definition of a major source, EPA
                      believes their HAP emissions, other
                      than HC1, are also representative of area
                      source emissions. This is because, as
                      discussed below, these example sources
                      may be able to reduce their HC1 '
                      emissions to become area sources
                      without reducing emissions of D/F, Hg,
                      or other metal HAPs that could pose
                      significant health risk.4
                        Many comments were submitted .on
                      the risk assessment methodology used
                      to support the proposed rule. We are
                      considering these comments in
                      development of the final rule and are
                      making appropriate  changes to the risk
                      methodology, including modeling
                      additional facilities. These changes
                      could affect the Agency's findings for
                      both major and area sources. The
                      Agency is not today reopening the
                      comment period on the risk assessment
                        1. Risks that could be posed by area
                      source incinerators.  We showed at
                      proposal that baseline emissions from
                      incinerators could pose high end
                      individual lifetime cancer risks from D/
                      F up to 9E-5. See 61 FR at 17389. In
                      addition, although the risk from low
                      volatile metals (i.e., As, Be, Cr, and Sb)
                      was not estimated to exceed 4E-6, the
                      example sites modeled were not
                      representative of the short stacks .of
                      many on-site incinerators. The direct
                      inhalation component of the individual
                      cancer risk estimates may increase when
                      incinerators with short stacks are
                      included in the risk assessment
                      supporting the final  rule.
                        2. Risks that could Be posed by area
                      source cement kilns. The Agency
                      showed at proposal that baseline
                      emissions from cement kilns could pose
                      high end individual lifetime cancer
                      risks from D/F up to 9E-5.  See 61 FR at
                      17402. Although several high D/F-
                      emitting cement kilns have recently
                      reduced their D/F emissions
                      significantly, a revised risk assessment
                      may well show that cement kilns (both
                      area and major sources) can pose
                      significant health risk at current
                      emission levels.
                        3. Risks that could Be posed by area
                      source lightweight aggregate kilns.
 Although the Agency did not show high
 baseline D/F cancer risks for LWAKs at
 proposal, the risk assessment assumed
 extremely low D/F emissions—0.04 ng
 TEQ/dscm—based on very limited data
 from a single LWAK. However, as
 discussed below in section II.G, new
 data from two additional LWAKs show
 substantially higher emission levels—up
 to 4.1 ng TEQ/dscm. At these emission
 levels, the high end individual lifetime
 cancer risk from D/F could exceed
 1E-5.
   4. Basis for a positive area source
• finding. In evaluating these estimated
 risk levels to determine whether they
 are sufficient to make a positive area
 source finding, the Agency considered
. other factors which EPA believes to be
 relevant in determining how to exercise
 its discretion regarding area source
 determinations for these sources:
   a. HWC area sources can pose the
 same hazard to human health or the
 environment as major sources. An area
 source may have the same emission
 rates of HAPs other than hydrogen
 chloride (HC1, the principal HAP that
 causes a HWC to be a major source) as
 a major source, and thus pose
 essentially the same hazard to human
 health or the environment. In other
 words, sources could have HC1
 emissions low enough to avoid a major
 source classification, but have emissions
 of D/F that could pose a health risk
 given that there is no direct correlation
 between HC1 and D/F emissions.5
   In addition, some HWCs that would
 currently be classified as major sources
 because of their HC1 emissions may be
 able to lower their HC1 emissions to
 become area sources. The Agency
 projects that all LWAKs are currently
 major sources principally because of
 their HC1 emissions, and that
 approximately 80 percent of cement
 kilns are major sources, again because of
 HC1. These HWCs may be able to lower
 their HC1 emissions to otherwise
 become area sources.6
   Sources have until the compliance
 date of the MACT standards (i.e., three
 years after publication in the Federal
                       4 From a technical perspective related to the
                     nature of common air pollution control devices,
                     reducing HC1 emissions would not generally reduce
                     emissions of other HAPs.
   5 For well-designed and operated combustion
 systems, D/F emissions are related primarily to
 post-combustion particle surface catalyzed
 reactions and the temperature of the combustion gas
 (the optimum temperature window for formation is
 450-750 0F), virtually irrespective of HC1
 concentrations in the gas.
   6 Some commercial incinerators may also be able
 to lower their allowable HC1 emission levels to
 become area sources. It could be more problematic
 for on-site incinerators to lower their emissions to
 become area sources because facility-wide HAP
 emissions must be considered when making the
 major/area source determination:  For example, on-
 site incinerators located at large chemical
 production facilities would need to reduce HAP
 emissions at a large number of sources.

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                 Federal Register / Vol. 62. No.  85 / Friday. May  2.  1997 / Proposed Rules
                                                                     24215
Register) to make a major source
determination. Many kilns spiked
chlorine in the hazardous waste feed
during compliance testing to get
approval to feed chlorine (and emit HC1/
C12) at levels ostensibly higher than
normal. Given that sources "have the
potential to emit'.' at these ostensibly
higher than normal emission rates, these
emission rates must be used for the
major source determination. See CAA
section 112(a)(l), definition of major
source. These sources may be able to
operate successfully at lower allowable
chlorine feedrates and'emission rates,
however. If so, they can elect to retest
their units and base the major/area •
source determination on potentially
lower HC1/C12 emission rates.
  b. RCRA sections 3004 (o) (2) and
3004(q) essentially command regulation
of all HWCs. Under this RCRA mandate,
the Agency has regulated all (i.e., both
major and area sources) hazardous
waste incinerators since 1981 (see 46 FR
7678 (Jan. 23,1981) as amended at 48
FR  14295 (Apr. 1,1983)) and all
hazardous waste burning cement and
lightweight kilns since 1991 (see 56 FR
7134 (Feb. 21, 1991)). Deferring
regulation of HWCs to the CAA would
not be appropriate unless all HWC
sources were covered. In addition,
although somewhat more than half of
the commercial incinerators appear to
be area sources, the majority of on-site
incinerators are likely to be major
sources.7 The public expectation is that
all HWCs would continue to be
regulated.?
  c. MACT controls are reasonable and
appropriate for both major and area
sources. The emission control
equipment (and where applicable,
feedrate control) defined as floor or
beyond-the-floor (BTF) control for each
source category is applicable and
appropriate to area sources. There is
nothing unique about the types and
concentrations of emissions of HAPs
from area sources versus major sources
that would make MACT inappropriate
for an area source.
  d. Area source HWCs contribute
significantly to D/F and Hg emissions.  . '
Both area and major source HWCs
contribute significantly to aggregate
emissions of D/F and Hg, two high
 ' Only approximately 30 percent of incinerators
appear to be major sources. This estimate is based
on only the incinerators' stack emissions, however.
Given that facility-wide emissions of HAPs are
considered when making a major source
determination, many on-site incinerators are likely
to be classified as major sources because they are
located at large petrochemical facilities.
 8 It would be particularly problematic from a
RCRA perspective for commercial incinerators that
are area sources to be exempt from MACT
standards.
priority HAPs. See CAA section
112(c)(6) and proposal eliscussion at 61
FR at 17366.
  For these reasons, the Agency is
taking comment on making positive area
source findings for each of the three
source categories covered by the
proposal. Again, the effect would be to
subject all sources within these
categories to MACT standards, which
also would be the effect of the original
proposal.
•C. Title  V Permitting Requirements for
Area Sources
  Under § 63.1 (c) (2), area sources
subject to MACT (or. GACT) are subject
to the requirement to obtain a Title V
permit unless the standard for the
source category (e.g., Subpart EEE for
HWCs) specifies that: (1) States will
have the option to exclude area sources
from Title V permit requirements; or (2)
States will have the option to defer
permitting of area sources. The Agency
has determined that if it makes a
positive area source finding and subjects
area sources to MACT standards as
discussed above, the Agency would also
consider subjecting area sources  •
immediately to Title V permitting
requirements, as provided by
§63.1(c)(2)(iii). The Agency has
determined that area source compliance
with Title V permit requirements would
not be "impracticable, infeasible, or
unnecessarily burdensome". See CAA
section 502(a). As noted above, area
sources  can be virtually identical to
major sources with respect to size, type
of combustor, and commercial versus
on-site status, except that their mass
emissions of HC1 are lower. Thus,
waiver of Title V permitting would not
be warranted.
  In addition, if the Agency were to
waive the Title V permit requirement for
area sources, we would be concerned
about the confusion it would likely
create for the regulated  community and
the public if the air emissions standards
for some hazardous waste combustors
(even in the same source category) were
addressed in the Title V permitting
process  and the air emissions standards
for others were addressed in the RCRA  .
permitting process. Since a source can
make modifications to their emissions
levels that could change their major/
area source determination, a source
could move from one permitting
program to the other, creating
difficulties for the permitting agencies
in tracking sources and for the public in
trying to participate in or follow the
permitting process. Therefore, it appears
most appropriate from an
implementation standpoint to subject
area sources to Title V permitting. In
this way, all HWCs (both major and area
sources) would be subject to the same
Title V permitting requirements.

II. Revisions to Proposed Standards
Using the Revised Emissions Database
and Data Analysis Methods.
  In this section, the Agency discusses
comments on the revised emissions
database and the revised standards that
would result from applying an
engineering evaluation and data
analysis methods to that revised
database. In addition, we discuss several
issues that are generic to the MACT
standards for all three source categories:
(1) Consideration of PM as a surrogate
for non-Hg metal HAPs; (2) options for
controlling emissions of organic HAPs;
and (3) emissions variability.

A. Notice of Data  Availability on the
Revised Emissions Database
  On January 7, 1997 the Agency
published a NODA on an updated
database of emissions and ancillary
information. See 62 FR .960. The Agency
updated the database used at proposal
to correct errors and include additional
emissions data. The NODA explained
that the updated database would be
used to identify MACT standards for the
final rule and to evaluate economic
impacts and, for RCRA purposes, risks
associated with the final MACT
standards.
  The Agency received comments on
the revised database from 16
stakeholders representing the cement
industry, lightweight aggregate industry,
and on-site and commercial
incinerators. The  database was revised
again to accommodate the comments
received on the database NODA. The
Agency then re-analyzed the database .to
determine the  MACT floor standards
discussed below.
  We received several specific
comments (i.e., as opposed to generic
and undocumented comments that for
example, the Agency's data are
inconsistent with the commenter's) that
were not accompanied with supporting
documentation. Most of these comments
pertain to miscellaneous data on
feedstream feedrates and equipment
design information that do not have a
significant impact on developing MACT
floor standards under the data analysis
methods discussed in today's NODA.
Where there was a significant possibility
that the data might affect the Agency's
determinations, references were re-
checked to determine the more accurate
number to be used.
  The Cement Kiln Recycling Coalition
(CKRC) provided an extensive run-by-
run, HAP-by-HAP comparison of the
Agency's database with theirs. While

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 24216
Federal Register / Vol. 62, No. 85 / Friday, May 2, 1997 / Proposed Rules
 potentially useful in some cases, their
 submission unfortunately did not
 distinguish between significant versus
 insignificant differences; nor did they
 verify which data were more accurate
 for the purposes in question. Within
 current time constraints, the Agency has
 identified which appear to us to be
 significant and relevant differences and
 then checked these data to determine
 which appear to be more accurate and
 has made necessary changes. The
 current database, as updated and
 revised, is appropriate and sufficient
 considering the engineering and data
 analysis methods discussed below to
 Identify MACT standards. For example,
 although there may still remain
 differences between CKRC's and the
 Agency's database regarding
 electrostatic preclpitator (ESP) and
 fabric filter design and performance
 characteristics, those characteristics are
 not germane to the engineering and data
 analysis methods for determining
 relevant MACT standards, as discussed
 below. In these situations, the Agency
 has elected not to revise inconsequential
 data, particularly where it is not clear
 which data are more accurate.
   Some overall decisions on  data
 quality issues have also been made for
 purposes of revising the database.
 Regarding assigning values to reported
 nondetects, we are assuming that
 nondetected values were present at one-
 half the detection limit We considered
 assuming nondetected values were
 present at the full detection limit, but
 found in most cases no significant
 difference in the MACT data analysis
 results. It represents a judgment by the
 Agency based on its experience that, for
 assessing standards and risk,  this more
 conservative approach increases our
 confidence that standards and risk are
 appropriate and acceptable.
  In addition, we are excluding data
 from sources no longer burning
 hazardous waste, as suggested by
 several commenters on the proposed
 rule. Although such data may well be
 indicative of the capabilities of control
 equipment and thus relevant, the
 resulting database is still large enough
 to ensure that potential final MACT
 standards can be judged to be
 achievable (or not as the case may be)
 without including these more
 controversial data. Regarding older
 emissions data when more recent data
 was available for a source, we are
 considering all data sets for sources that
 currently bum hazardous waste. Both
recent and old data are instructive in
assessing the capabilities of the control
equipment at these operating facilities.
  Finally, we screened out so-called
"normal" emissions data from the
                     MACT analyses. Although doing so may
                     appear counterintuitive at first blush,
                     one must consider that facility
                     compliance will generally be based on
                     operating limits established during the
                     MACT performance test (except if
                     compliance is based on a continuous
                     emissions monitoring system (CEMS)).i
                     During these MACT performance tests,
                     sources will likely operate under the
                     same worst-case conditions as they did
                     during trial burns and Boiler and
                     Industrial Furnace (BIF) rule
                     certification of compliance testing.
                     Operating under worst-case conditions
                     with respect to emissions and operating
                     parameters gives operators a wide
                     allowable envelope of operating limits
                     needed to efficiently and economically
                     operate the combustor and yet maintain
                     compliance. Considering normal
                     emissions data in the MACT analysis
                     could inappropriately result in the
                     Agency establishing a MACT standard
                     based on normal emissions and
                     conditions while the source would be
                     operating under worst-case conditions
                     to demonstrate compliance. Thus,
                     emissions while complying with
                     operating limits would be
                     inappropriately constrained to below
                     current normal emission levels, even for
                     sources equipped with well-designed
                     and operated MACT floor control.

                     B. PM as a Surrogate for Non-Hg Metals
                       The Agency proposed a MACT PM
                     standard as a surrogate for non-D/F
                     organic HAPs (that are adsorbed onto
                     the PM) and for the metal HAPs not
                     individually regulated under the
                     proposed metal standards (i.e., Co, Mn,
                     Ni, and Se). See 61 FR at 17376.
                       Since proposal, the Agency has
                     reconsidered in the context of this joint
                     RCRA-CAA rulemaking whether a
                     MACT PM emission standard could
                     serve as a surrogate for six non-Hg metal
                     HAPs for which the Agency did propose
                     specific standards—semivolatiles (Cd
                     and Pb) and low volatiles (As, Be, Cr,
                     and Sb). This issue arises, in part,
                     because the risk assessment at proposal
                     on the MACT standards estimated that
                     the high-end individual lifetime cancer
                     risks using 90th percentile metal
                     emission levels were well below 10~6
                     for cement kilns and LWAKs. For
                     incinerators, the highest estimated
                     cancer risks exceeded 10-6 but were
                     below 10-5.9
                       To evaluate PM as a surrogate for non-
                     Hg metals in the context of this joint
 RCRA-CAA rulemaking, questions that
 must be addressed are: (1) Would a
 MACT PM standard control the six-non-
 Hg metals to MACT emission levels in
 the special context of hazardous waste
 combustors; and (2)  would there be
 significant health risk at MACT
 emission levels that would have to be
 addressed with RCRA controls (based at
 least in part on site-specific risk
 assessments using omnibus authority)?
   Because, in the case of hazardous
 waste combustors, there are significant
 levels of metals in the hazardous waste-
 derived fuel being burned, the Agency
 has initially concluded that a MACT PM
 emission standard in this particular rule
 may not adequately control the six non-
 Hg metals to the nominal MACT
 emission levels. The residual risk that
 could result from emissions of some of
 the six non-Hg metals could be
 significant10, and regulation of these
 problematic metals under RCRA would
 therefore be warranted. From an
 implementation standpoint, this result
 of mixed statutory controls is not
 desirable. Although establishing six
 additional specific limits on the non-Hg
 metals eliminates this particular
 implementation disadvantage, this
 would add to the compliance and
 implementation burdens on facility and
 regulator alike. Consequently, it does
 not currently appear appropriate to use
 PM as a surrogate for all six toxic, non-
 Hg metals.
   In investigating this issue, however,
 we determined that antimony (Sb), one
 of the four low volatile metals, may not
 warrant direct control. That is, the
 MACT PM standard may serve as an
 adequate surrogate for Sb to ensure that
 it is not emitted at levels that pose a
 health risk.'' We also considered
 whether beryllium (Be), another LVM,
 warranted control given that it is not
 generally present in significant
 concentrations in hazardous waste, and
 baseline emissions of Be do not appear
 to be posing a health hazard. Given that
 Be is a toxic carcinogen, however, direct
 MACT controls should be provided
 even if current feedrates (and emission
 rates) are low.
   Only a preliminary analysis (see
 discussion below) was used to
 investigate whether some of the
                      'Note, however, that the example incinerators
                    modeled for the risk assessment had relatively tall
                    stacks which may not result in the higher ground
                    level concentrations (and thus higher direct
                    inhalation risk) that could result from small
                    incinerators.
  10 This is at least partly because a PM control
device alone does not give the same targeted degree
of control for individual metals that a combination
of metal feed control plus a PM control device does.
  11 Sb is a non-carcinogen with relatively low
toxicity compared with the other five non-Hg
metals, and would have to be present in hazardous
waste (and emitted PM) at extremely high levels
(perhaps over 1000 times the current levels) to pose
a health hazard. Current data suggest that metals
feedrates generally are either not increasing or
increasing at much lower rates.

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                  Federal  Register / Vol. 62, No.  85 / Friday. May 2,  1997 / Proposed Rules	24217
remaining semivolatile and low volatile
metals—Cd, Pb, As, and Cr—may
warrant only indirect control through a
PM standard for any or all of the HWC
source categories. -We continue to  •
believe that direct standards are
warranted for these four metals (either
individually or in volatility groups). For
purposes of public comment, we have
identified MACT standards for these
individual metals in case individual
standards are ultimately deemed more
appropriate than continuing to group
the metals by relative volatility.
However, we remain concerned about
the compliance and implementation
complexities that would be introduced.
(See the discussion below of revised
'SVM and LVM standards for each
source category.)
  We solicit further comment on how to
ensure appropriate and effective control
of non-Hg metal HAPs while ensuring
that the regulatory scheme and
associated compliance elements are
implementable and not unnecessarily
burdensome. Some of the pertinent
issues are highlighted below for
commenter response.
  1. Can PM serve as a surrogate for
SVM and LVM? A MACT PM standard
would provide MACT emissions control
technology (i.e., the air pollution control
device) for non-Hg metals. This is
because stack emissions of non-Hg
metals in combustion gases are
controlled by the PM control device.
Thus, MACT control (i.e., the emission
control device) for PM would also be
MACT control for non-Hg metals.
  However, emissions of non-Hg metals
from HWCs are also controlled by the
feedrate of non-Hg metals (for kilns, the
feedrate of non-Hg metals in hazardous
waste) in addition to the PM control
device. Thus, a MACT PM standard
alone may not result in control of non-
Hg metals to MACT emissions levels
because emissions of non-Hg metals will
vary at a given PM level as feedrate
varies (i.e., emissions of non-Hg metals
will be a greater percentage of PM  .
emitted as the feedrate rises).
  Some commenters have argued that
PM is not a good surrogate for non-Hg
metals emissions. When sources (within
a source category) are considered in the
aggregate, a poor correlation between
PM and non-Hg metals emissions
.appears to exist. This is because sources
have various feedrates of the metals and
because different types of PM control
devices have different collection
 efficiencies for these metals.12.13
 Nonetheless, at a given source with a
 given non-Hg metal feedrate, metal
 emissions will correlate with PM  .
 emission levels. Although the
 correlation will be different for more •
 volatile versus less volatile metals,
 emissions of these metals will increase
 as PM emissions increase.
   In summary, although there is a
 correlation between PM and non-Hg  «
 metal emissions on a facility-specific
 basis, and the MACT PM standard likely
 would ensure use of MACT emission
 control device for these metals, it may
 not ensure attainment of MACT
 emission levels of these metals. Given
 the potential for HWCs to emit high
 .levels of some of these metals, metal-
 specific emission controls—MACT
 standards—are warranted either
 individually or in volatility groups.
   2. Which non-Hg metals warrant
 specific control by establishing MACT
 emission standards? As an alternative to
 establishing MACT standards for SVM
 and LVM as proposed, we are re-
 evaluating which non-Hg metals
 warrant special control and whether to
 establish individual MACT emission
 standards for them.14 As discussed   ^
 above, our preliminary analysis
 indicates that standards may not be
 warranted for Sb. We are continuing to •
 investigate whether any of the
 remaining metals—As, Be, Cd, Cr, and
 Pb—may not warrant direct emission
 standards but may warrant only indirect
 controls via the PM standard. Further,
. we are investigating how the metal   ,.
 standards should be structured: (1)
 MACT standards for individual metals;
 or (2) MACT standards for volatility
 groupings (SVM and LVM)  if we
 determine, as currently contemplated,.
 that direct standards for all five       '
 remaining metals are warranted (i.e., as
 proposed).
   For cement kilns and LWAKs, we
 examined a comparison of potentially
 allowable emission levels for non-Hg
 metals under the BIF rule and actual
 allowable (i.e., levels emitted during
 Certificate of Compliance (CoC) testing)
 emission levels. (Note that the actual
 allowable levels are generally much
 higher than normal emission levels
 because sources spiked metals during
 CoC testing.) A wide margin exists—
  32 In addition, metal collection efficiency of the
 PM control device varies at different metal
 feedrates.
  33 See, for example, comments submitted by
 Chemical Manufacturers Association, RCRA Docket
 SF-96-RCSP-FFFFF comment SRCSP-00128.    •?
  14 Other metal HAPs (other than Hg and the six
 toxic metals covered at proposal) would be
 controlled indirectly by the PM standard and any
 individual or volatility group metal standards. Tljj^
 is essentially unchanged from the proposal.
generally an order of magnitude or
greater—between BIF potentially
allowable emission levels and CoC
allowable emission levels. This means
that: (1) Cement kilns and LWAKs are
not emitting these metals at levels
posing a risk using BIF risk assessment
procedures; and (2) cement kilns and
LWAKs are feeding these metals at rates
well below those that would be allowed
under BIF risk-based limits and, thus,
indirect PM control under MACT may
similarly keep feedrates (and emission
rates) of these metals low.
  We also examined data on the
percentage of emitted paniculate matter
that each non-Hg metal would have to
comprise to pose a health risk, assuming
BIF risk assessment procedures were
applied. Under this analysis, Pb and Sb
would have to comprise from 10-100
percent of emitted PM to pose a health
risk. Data suggest that these percentages
are not approached in today's
operations by a wide margin.
  These preliminary analyses were
performed assuming BIF risk assessment
procedures. Thus, our evaluation may
not be representative of results that will
be forthcoming shortly using updated,
more detailed procedures for evaluating
risks under the final MACT standards.
For example, the risk assessment for this
rule considers indirect exposure (i.e.,
ingestion and food-chain uptake) while
BIF procedures consider only direct
inhalation. On the other hand, BIF
direct inhalation exposure assessment
procedures are more conservative (i.e.,
result in a higher estimate of risk) than
those that will be used for the final
MACT standards because the Agency
has revised those procedures in part to
consider more realistic exposure
scenarios. Nonetheless, the analyses
discussed above are viewed as
suggestive that regulation of each and
every semivolatile and low volatile
metal as proposed may not be
warranted.
  We could not perform similar
preliminary analyses for incinerators
because we do not have dispersion .
coefficients readily available that would
be representative of the short stacks
used by many on-site incinerators.
However, a review of the emissions
database indicates that, as expected,
some incinerators—both commercial
arid on-site incinerators—emit much
higher levels of these metals than
cement kilns or LWAKs. Nonetheless,
we may find (as may be the case for
cement kilns and LWAKs) that Sb may
not warrant a direct metal-specific •
standard for incinerators as well, either
as part of the LVM group or an
individual standard.

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 24218
Federal Register / Vol. 62, No. 85 /  Friday,,May  2,  1997  /  Proposed Rules
 C. Options for Controlling Emissions of
 Organic HAPs
   Based on evaluation of the revised
 emissions database, the Agency is
 soliciting comment on options to
 control emissions of organic HAPs by:
 (1) Establishing MACT standards for
 carbon monoxide (CO) and/or HC
 emissions as surrogate indicators of
 good combustion conditions;1S and (2)
 ensuring that sources achieve 99.99
 percent destruction and removal
 efficiency ODRE).16 These options are
 presented In Part Three:
 Implementation, Sections n and HI,
 because the DRE issue has
 Implementation implications, and the
 CO/HC issue relates to the DRE issue.
 D. Accounting for Emissions Variability
 In Establishing Emission Standards
   At proposal, the Agency used a
 statistical approach to identify an
 emission level that MACT floor control
 could achieve routinely considering that
 the emissions database was comprised
 of "short-term" test data. See 61FR at
 17366. To identify an appropriate
 standard, a computed variability factor
 considering within-test condition
 emissions variability was added to the
 log-mean of the highest test condition
 average for any source using floor
 control. The log-mean of the runs for the
 standard-setting test condition is the
 "design level'—the emission level the
 source would be designed to meet to
 ensure emissions were less than the
 standard 99 percent of the time,
 assuming a source had average within-
 test condition emissions variability
 (average based on all sources using floor
 control).
   We are concerned that this computed
 variability factor approach may be
 Inappropriate in this particular
 rulemaklng.17 For example, this
 computed variability factor led to
 illogical results for the PM standards for
 Incinerators and LWAKs. In the case of
 PM, the calculated standard using the
 computed variability factor is 50 percent
 higher than the current legally-
 mandated RCRA PM limit for
 Incinerators. For LWAKs, using the
  "The Agency proposed to establish MACT
*ttnd*rds for both CO and HC but solicited
comment on whether a standard based on one
surrogate or the other may be sufficient. See 61 FR
•(17376.
  "The Agency proposed to retain DRE as a RCRA
standard became of concerns that it would be
difficult to self-Implement under MACT
Implementation procedures. See 61 FR at 17447.
The Agency is reconsidering this issue and solicits
comment on alternative approaches to ensure
compliance with the DRE standard, including
incorporating DRE as a MACT standard.
  "See. for example, proposed rule (61 FR at
17367).
                      variability factor results in a PM
                      standard of approximately 0.04 gr/dscf
                      (corresponding to a design level of 0.022
                      gr/dscf) nearly twice as high as any PM
                      emission value in the entire LWAK
                      database. Further, given that floor
                      control would be a fabric filter, our
                      engineering evaluationIs (and the
                      LWAK database itself) indicates that a
                      fabric filter can readily achieve levels.o£
                      0.022 or below, not the calculated 0.04.
                        These inappropriate and illogical
                      results may flow from either the
                      variability factor itself or the test
                      condition average identified as the
                      standard-setting test condition (to which
                      the variability factor is added). For
                      example, the variability factor itself
                      (which considers within-test conditions
                      emissions variability) could be
                      inappropriately high if there are outlier
                      runs within test conditions that are not
                      screened out. Although runs in many
                      test conditions appear to be outliers
                      (and analytical tests may show them to
                      be oudiers) it can be difficult to justify
                      screening them out unless there is a
                      specific technical explanation (e.g.,
                      unique design or operation feature or
                      inadequacy) that can be identified.
                      Unfortunately, this information is often
                      not available for many potential outlier
                      data.
                        As noted, identifying the standard-
                      setting test condition inappropriately
                      could be a factor. We have very limited
                      information on the design, operation,
                      and maintenance characteristics of the
                      emission control devices and
                      combustors. Accordingly, we have had
                      to define MACT floor control very
                      generically (e.g., ESP or fabric filter), as
                      discussed below, without attempting to
                      specify design, operation, and
                      maintenance characteristics.
                        Given these concerns and the statute's
                      direction to establish the maximum but.
                      achievable floor standard, we request
                      comment on an alternative approach to *•
                      account for emissions variability. This
                      alternative has two elements. First,
                      when a large data set from sources using
                      floor controlI9 exists,- the range of
                      emission levels from those sources
                      should adequately reflect emissions
                      variability. That is, a standard
                      established as the highest test condition
                      average for sources using floor control
                      represents an emission level that the
                      control technology is capable of
                      achieving, considering normal
 variability in cpmbustor operations,
 emission control device operations, and
 test methods. Where these data show
 that many sources using floor control
 can achieve well below the standard,
 this demonstrates that additional
 emissions variability considerations are
 not warranted. Source(s) with emission
 levels close to the standard should be
. able to determine how to emit at levels
 below the standard based on the specific
 design, operation, and maintenance  •
 information available to them,
 especially since many other sources
 with the same basic equipment are
 doing so.20 Second, where only a small
 set of data from sources using floor
 control exists, the range of emission
 levels from these sources may be less
 likely to reflect emissions variability. In
 this case, consideration of an additional
 variability factor (to be added to the
 highest test condition average for a
 MACT-control facility) may be
 appropriate.
   The impact of this alternative
 approach has been examined. We do not
 have a large data set in the expanded
 universe for two standards: D/F
 standards for incinerators equipped
 with waste heat recovery boilers and D/
 F standards for LWAKs. In each case,
 we have data from only three sources,
 and consequently floor control is based
 on the suite of controls used by all three
 sources.21 If the data set were large, we
 would identify the floor level as the test
 condition with the highest run average.
 But, given the small data set, it is
 reasonable from an engineering vantage
 point to identity the standard as the
 highest single run for the highest test
 condition (when the unit was properly
 operated).
   We discuss below engineering and
 data analysis methods and the resulting
standards for each HAP and source
category where a computed variability
factor is not used to establish emission
standards.
                       "See USEPA, "Draft Technical Support
                     Document for HWC MACT Standards (NODA),
                     Volume I: MACT Evaluations Based on Revised
                     Database", April 1997.
                       "Or, in the case of LWAKs, where the data set.
                     is essentially complete (i.e., where we have data
                     from all or most of the sources in the source
                     category).
  20 No patterns in process design or operation in
the information we have explain why some sources
thought to be using floor control had significantly
higher emissions than other sources thought to be
using floor control. Where floor control is based on
an emission control device, these high emitters are
likely not in fact using floor controls—considering
the suite of design, operation, and maintenance'
factors that affect performance of the control
equipment but on which the Agency has no data.
Where floor control is based on finite control such
as combustion gas temperature or feedrate control,
the high emitters may be experiencing emissions
during the compliance test on the high end of the
range of emissions variability.
  21 When data are available from fewer than 30
sources, MACT floor is defined as the median
emission limitation achieved by the best five
performing sources. Thus, the best performing three
sources (representing the median (and better
performers)) define MACT in this case.

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                  Federal Register / Vol.  62, No.  85 / Friday, May 2,  1997 7 Proposed Rules
                                                                       24219
  Finally, we are using an engineering
evaluation to identify a design level for
each standard for purposes of estimating
economic impacts and, for RCRA
purposes, the risk associated with the
design level for a given MACT standard.
The design level is the emission level to
which the control equipment must be
designed to ensure compliance with the
standard. For the RCRA risk analysis of
the final MACT standards, we will
analyze risks under the more realistic
assumption that a source is emitting at
the design .level on average, rather than
right at the standard all of the time.
  Based on discussions with several air
pollution control device vendors and
facility operators, a design level of 70
percent of the standard is deemed
appropriate because it is within the
range of reasonable values that may be
encountered—50 percent to 90 percent
To the extent that industry engineering
experience suggest that a different
design level assumption would be more
typical and reasonable, we invite
commenters to provide that information.
  We also considered whether the
design level as a percentage of the
standard (i.e., design factor) should vary
depending on whether the control is
finite (e.g., temperature control or
feedrate control) versus an emission
control device that is affected by various
parameters, or the type of emission
control device (e.g., metals controlled by
feedrate and an ESP or fabric filter).
However, we do not have enough
information to establish such tailored
and case-specific design factors. If
commenters supply sufficient
information, we will consider using this
approach.
  As noted, we will use the design
factor to estimate costs of retrofitting for
all sources with emissions exceeding
the standard. For these sources, we will
estimate the costs of upgrading .emission
control equipment to meet the design.
leveL For sources using floor control
(i.e., sources in the expanded universe)
that have  emissions greater than the
design level, however, we will not
attribute retrofit costs for compliance. T|
Given that these sources are using floor
control and that, as discussed above, the
large data set of sources using floor
control and meeting the floor standard
amply accounts for emissions  ,
variability, we will presume that these
relatively high emissions for such floor-
controlled sources represent the high
end of the'range of emissions variability.
In other words, when these sources
retest emissions under the same
conditions,  their emissions should meet
the standard.

E. Re-Evaluation of Proposed MACT
Standards for Incinerators

  We discuss in this section the basis
for the revised standards for incinerators
that result from applying engineering
and data analysis to the revised
emissions database. We also discuss
refinements to analytical approaches
used in the  proposal for identifying
floor controls and levels.22 A
comparison of the originally proposed
and potentially revised standards for
existing and new sources is presented in
the table below:
                      TABLE H.E.—REVISED STANDARDS FOR EXISTING AND NEW INCINERATORS 1
HAP or HAP surrogate
D/F (ng TEQ/dscm) 	 „ 	

PM (gr/dscf) 	 : 	 ....
HCI/CI2 (pptnv) 	 	 	
CO (oomv) 	 	 	 	 	 , 	 	 	
HC (ppmv) 	 	
SVM (uo/dscm) 	 „ 	
LVM (uo/dscm) 	 	 	 	 	 	
Existing sources
Proposed
standard
0.20
50
.030
280
100
12
270
210.*
Revised
standard
0.20
40
0.015
75
100
10
100
55
New sources
Proposed
standard
0.20
50
0.030
67
'100
12 .
62
60
. Revised
standard
0.20
40
0.015
75
100
. 10
100
55
 . i All emission levels are corrected to 7% O2.
  1. Subcategorlzation considerations..
Since proposal, the Agency has refined
potential options for subdividing the
incinerator source category to determine
if subdivided standards would be
appropriate: (1) Small23 versus large
sources; (2) commercial versus on-site
sources; and (3) small on-site sources
versus large on-site and commercial
sources. In large part, commenters
believed that small, on-site incinerators
should have less stringent standards to
reduce costs of compliance. However,
given that our analysis  shows that the
revised standards for the small on-site
  22 Additional details of the engineering and data
analysis evaluations performed on the revised
emissions database can be found in the Agency's
background document: USEPA, "Draft Technical
Support Document for HWC MACT Standards
(NODA), Volume I: MACT Evaluations Based on
Revised Database", April 1997.
  23 An analysis of gas flowrates in actual cubic feet
per minute (ACFM) indicated that a maximum
sources would either remain the same or
be more stringent under these options,
we continue to believe that subdividing
would be inappropriate.24
  We also received comments from the
US Department of Energy (DOE)
suggesting that DOE's mixed waste 2S
incinerators had several unique features
(discussed below) that would warrant
subcategorization.26 We are
investigating whether DOE's
incinerators pose unique
implementation and compliance
problems and  therefore are considering
several options for the final rule: (1) no
flowrate of 20,000 acfm would be within the range
of values that could be selected to designate small
versus medium incinerators. We performed a
similar analysis at proposal and selected a flowrate
of 23,127 to designate small incinerators. See 61 FR
at 17372.
 . 21 The Agency requested at proposal comments
on other means of reducing costs to small, on-site
incinerators (e.g.. waiving requirements for CEMS).
                • "
subcategorization; (2) subcategorization
for mixed waste incinerators; and (3)
deferral of MACT regulation for mixed
waste incinerators (with RCRA rules
continuing to apply).
  Under the No Suhcategorization
Option, we would find that the MACT
controls and emission standards
applicable to other incinerators are
appropriate for DOE's mixed waste
incinerators. Under this option we
could still define special compliance
requirements that account for any
unique features of mixed waste
incinerators.
We will consider all submitted comments on
options to reduce costs on these units In the final
rule.
  23 Mixture of low level radioactive waste and
hazardous waste.
  zsSee summary of DOE/EPA meeting at RCRA
Docket # F-96-RCSP-FFFFF item # S00270.

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Federal Register / Vol. 62, No. 85 / Friday, May 2, 1997 / Proposed Rules
   Under the Subcategorlzation Option,
 we would find that because of unique
 design or operating features, the MACT
 controls or emission standards
 identified for other incinerators are not
 appropriate for mixed waste
 incinerators. MACT standards unique to
 these incinerators would be developed,
 and special compliance requirements
 could be defined.
   Under the Deferral Option, we would
 'determine that we do not have the
 resources to make an appropriate MACT
 determination on mixed waste
 incinerators in time to meet the
 schedule for the HWC rulemaking (i.e.,
 the Phase I rule establishing MACT
 standards for incinerators, cement kilns,
 and LWAKs). Regulation of mixed waste
 Incinerators would be deferred to the
 Phase II rule where the Agency will
 establish MACT standards for hazardous
 waste burning boilers, halogen add
 furnaces, and sulfur recovery furnaces.
 The RCRA rules which now apply
 would continue to do so.
   DOE suggests that its mixed waste
 Incinerators have several unique
 features that would require  ,
 subcategorization and special
 compliance standards:
   • Each of DOE's four conventional
 incinerators meet the Agency's
 definition of small incinerators (i.e.,
 <20,000 acfm gas flow rate), and one is
 batch-operated  only once or twice a year
 with a gas flow rate of 3,000 acfm.
   • Several mixed waste thermal
 treatment units meeting the Agency's
 definition of an incinerator are small
 vitrification devices designed to process
 metal bearing wastes  and feed wastes
 with extremely low organic content.
   * Given that most of the mixed waste
 Incinerators are very small units, a
 mass-based emission limit would be
 more appropriate than a concentration-
 based emission limit.
   • Approximately 95 percent of the
 mixed waste that is Incinerated is
 "legacy waste" generated during
 production of nuclear weapons from
 1943 until 1989 and may contain high
 levels of mercury that cannot be
 lowered by source reduction.
  • Control of mercury emissions using
 activated carbon Injection (ACI) would
 be problematic because the spent carbon
 would be a mixed waste, and if it
 contained more than 260 ppm of
 mercury, mercury retorting would be
 required under the Agency's land
 disposal restrictions even though there
are no retorters in the country that
manage mixed waste (and so a variance
would have to be obtained under
§268.44).
  • Given that CEMS are not yet    •
demonstrated for multi-metals (and a
                     CEMS requirement for mercury alone is •
                     also problematic for the final Phase I
                     rule), compliance with MACT metal
                     emission limits would be based on
                     feedrate limits for metals in feedstreams,
                     a potentially unworkable approach for
                     mixed waste since sampling and
                     analysis of radioactive feedstreams
                     raises serious human health concerns.
                       • DOE has negotiated plans and
                     agreements with States under Site
                     Cleanup Agreements mandated by
                     RCRA section 3021 (b) and CERCLA
                     section 120(e), and such plans and      '
                     agreements would probably require
                     renegotiation (and delay) to comply
                     with the proposed MACT standards.
                      The Agency is continuing to
                     investigate these issues and will make a
                     determination regarding the appropriate
                     regulatory option in the final rule.
                      2. Dioxins andFurans (D/F) a. MACT
                     floor for existing sources. We proposed
                     a MACT floor standard of "0.20 ng TEQ/
                     dscm or gas temperature at the PM
                     control device <400°F" based on floor
                     control of temperature at the PM control
                     device. During subsequent analysis of
                     the revised database, we noticed again
                     that incinerators equipped with waste
                     heat boilers have significantly higher D/
                     F emissions than other incinerators.  ^
                     This is likely because"the heat recovery.
                     boiler precludes rapid temperature
                     quench of combustion gases to a
                     temperature of <400°F (usually with a
                     wet scrubber), which would be floor
                     control for non-waste heat boilers. Floor
                     control for waste heat boilers would be
                     rapid quench of combustion gases at the
                     exit of the boiler to a temperature of
                     <400°F.
                      Based on the revised database, the
                     floor standard for waste heat boilers
                     would be "0.20, or 12 ng TEQ/dscm and
                     a temperature of<400°F at the PM
                     control device." Given that the waste
                     heat boiler expanded universe (i.e., the
                     entire database) is comprised of only
                     three sources, the highest single run for
                     the test condition with the highest run
                     average is a reasonable floor level. (Note
                     that if this were a large data set, we
                     would define the floor level simply as
                     the highest test condition average.) Thj?.
                     floor level is 50 percent higher than the
                     highest test condition average, and thus
                     appears to be a level that waste heat
                     boilers should be able to meet routinely
                     vising floor control.
                      The floor standard for non-waste heat
                    boilers would be "0.20, or 0.40 ng TEQ/
                     dscm and a temperature of <400°F at the
                    PM control device." This standard is
                    based on arraying emission levels for
                    sources using floor control and
                    screening out four test conditions with
                    anomalously high emissions. Three of
                    these test conditions were from sources
  for which we had other test conditions
  with emissions averages well below 0.40
  ngTEQ.
    We did not originally propose
  separate standards for waste heat boilers
  because the floor standard at proposal
  was "0.20 ng TEQ/dscm or temperature
  at the PM control device of <400°F."
  Waste heat boilers could meet that
  standard, and moreover, we proposed a
  BTF standard of 0.20 ng TEQ/dscm for
  all incinerators (a preference we do not
  depart from in today's notice). Today,
  however, we are presenting the option
  of stating the standard in the form of a
  TEQ level combined with a maximum
  temperature at the PM control device.
  This form of the standard is consistent
  with the revised data, and would result
  in somewhat lower emissions. This is
  because, without the TEQ limit, some
  sources could exceed that TEQ level at
  the specified temperature.
   b. BTF considerations for existing
  sources. Incinerators can be equipped
  with ACI at temperatures S400 °F to
  achieve D/F levels below 0.20 ng TEQ/
  dscm. Given the limited application of
  the technology to control D/F emissions
  from hazardous waste incinerators and
  given that control efficiency is likely to
  decrease at D/F emission levels below
  0.20, a BTF standard of 0.20 ng TEQ/
  dscm would continue to be appropriate.
  See proposal for extended discussion,
  61 FR at 17382.
   Another option arising from the
 refinement of our original analysis is to
  establish a BTF standard for waste heat
 boilers at "0.20, or 0.40 ng TEQ/dscm
 and a temperature' of £400 °F at the PM
 control device", and to remain at the •
 floor standard for non-waste heat
 boilers. These standards would ensure
 that most, but not all, sources would
 have emissions <0.20  ng TEQ/dscm.
 Given that only a few sources would  •
 need to take additional measures to get
 their emissions below 0.20, however, it
 would be appropriate to establish a 0.20
 BTF standard, assuming this level
 remains appropriate after considering
 statutory factors- for establishing
 standards more stringent than the floor.
   c. MAGT floor for new sources. At
 proposal, we identified the same floor
 control for new sources as for existing
 sources: wet scrubbing and <400 °F at
' the PM device. This is because the
 sources with the lowest emissions used
 this control. In re-evaluating the
 database for this NODA, however, an
 engineering evaluation may be more
 appropriate to identify ACI as floor
 control because one source (i.e., the
 single best controlled source) uses it
 Even though most sources using rapid
 quench by wet scrubbing can achieve D/
 F levels less than 0.20 TEQ, some

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                  Federal Register / Vol. 62, No. 85 / Friday, May 2, 1997 /Proposed Rules
                                                                     24221
 sources using wet scrubbing have higher
 D/F levels. ACI operated at 400 °F or
 lower can universally achieve D/F levels
 of 0.20 ng TEQ/dscm or less and is thus
 the better performing technology. (Note
 that waste heat boilers cannot use rapid
 quench of combustion gases but can use
 ACI.)
   Although the source equipped with
 ACI (Waste Technologies Industries) is
 achieving D/F levels of 0.07 ng TEQ/
 dscm, we believe that it is appropriate
 to conclude that ACI can routinely
 achieve a standard of 0.20 ng TEQ/dscm
 given the limited application to date of
 the technology for hazardous waste
 incinerators and the uncertainties about
 how much ACI control efficiency is
 reduced at extremely low D/F emission
 concentrations. However, we
 specifically invite comment on the
 potential levels that can be reached with
 ACI, and  on industry-wide achievability
 of 0.07 ng TEQ/dscm as the floor for
 new sources.
   d. BTF considerations for hew
 sources. At proposal, BTF for new
 sources was based on performance of
 ACI given that floor control was based
 on performance of rapid quench. Under
 today's analysis, MACT floor for new
 sources would be based on ACI.
 Although carbon beds would be able to
 achieve lower emissions, they are not
 thought to be cost-effective (particularly
 if the floor for new sources was well
 below 0.20 ng TEQ/dscm), and a BTF
 standard  would likely not be
 appropriate.
   3. Mercury (Hg). a. MACT floor for
 existing sources. At proposal, the
, Agency identified floor control as either
 (1) feedrate control  of Hg at an
 maximum theoretical emission
 concentration (MTEC) not to exceed 19
 (ig/dscm, or (2) wet scrubbing with
 feedrate control of Hg at an MTEC not
 to exceed 51 ng/dscm. We proposed a
 floor standard of 130 jig/dscm.
   Mercury emissions from incinerators.
 are currently controlled by limiting the
 feedrate of Hg combined with some
 removal by air pollution control systems
 (APCS). There are two APCS techniques
 currently used by hazardous waste
 incinerators (HWIs) to control Hg: wet
 scrubbers and ACI.  Although primarily
 intended  for acid gas control, nearly all
 incinerators employ wet scrubbers that
 capture the soluble  forms of Hg species
 (e.g., mercury salts). ACI is used by one
 incinerator for control of Hg (and D/Fs).
 The Agency also has data from one
 additional facility using ACI; however,
 these data were generated during a
 demonstration testing program.
   Review of the updated Hg data in the
 revised database shows that feedrates
 vary substantially. Generally the higher
 feedrates are the result of Hg spiking.
 We re-evaluated the revised database for
 today's notice using a data analysis
. method similar to that used at proposal
 to determine floor levels: (1) Rank Hg
 emissions from lowest to highest; (2)
 define as floor control the air pollution
 control device (APCD) and associated
 highest Hg MTEC for the 6 percent of
 sources with the lowest emissions; and
 (3) define as the floor standard the
 highest test condition average emissions
 of any test condition operated at or
 below the Floor MTEC. Using the
 revised database, MACT control would
 be defined as wet scrubbing with a
 MTEC of 50 ng/dscin, and the revised ^
 floor standard would be 40 jig/dscm.  *'
 Nearly 60 percent of HWIs for which we
 have data are achieving this level.     t
   b. BTF considerations for existing   t
 sources. The Agency originally
 considered flue gas temperature
 reduction to 400 °F or less followed by
 ACI as the BTF option for improved Hg
 control. As discussed at proposal, EPA
 believes that ACI incinerator
 applications can achieve Hg emission
 reductions greater than 90 percent. In
 the Notice of Proposed Rulemaking
 (NPRM), the Agency proposed a BTF
 standard of 50 ug/dscm.
   As mentioned above for existing
 sources, the Agency has in its database
 Hg data from one facility (with two test
 conditions) currently employing ACI as
 a permanent application. Both test
 conditions achieved Hg removal
 efficiencies between 97 and 98 percent
 at varying Hg feedrates. The Agency also
 has data from a second facility
 generated during a demonstration test
 that show about a 98 percent         ^
 effectiveness at capturing Hg though at
 one of the highest, feedrates in the
 database. These data, in addition to ACI
 applications on full-scale municipal
 waste combustors and medical waste
 incinerators,27 support the Agency's
 assumption that ACI systems can
 readily achieve capture efficiencies of
 90 percent or more on incinerators.
   In light of the revised database, EPA
 can initially identify 4 ug/dscm as the
 potential BTF standard based on ACI *
 and flue gas temperature reduction to
 400 °F or less. This is based on a source
 achieving the floor level of 40 jig/dscm
 and then applying ACI with a 90
 percent removal efficiency. However, a
 BTF level of 4 ng/dscm will likely raise
 significant cost-effectiveness
 considerations. Given that the floor
 level discussed today would be
  » USEPA. Section 5 of "Draft Technical Support
 Document For HWC MACT Standards, Volume ffl:
 Selection of Proposed MACT Standards and  *tf
 Technologies," February. 1996.
substantially lower than the proposed
floor, a BTF standard of 4 fig/dscm
would be less cost-effective than the
BTF levels of 30 ng/dscm.and 5 jig/dscm
analyzed at proposal.
  c. MACT floor for new sources. At
proposal, the floor control for new
sources was similar as for existing
sources: wet scrubbing with feedrate
control of Hg at an MTEC not to exceed
51 ug/dscm. We proposed a floor
standard of 115 ug/dscm.
  As discussed for existing sources,
both wet scrubbing and ACI are used for
Hg control. The single best performing
source for Hg control in our database,
measured by lowest emissions, is a wet
scrubber with Hg feedrate, expressed as
a MTEC, of 50 ug/dscm. Since MACT for
new HWIs is identical to MACT for
existing sources, analysis of emissions •
using these or better controls would
result in a floor level for new .HWIs of
40 ug/dscm.
  The Agency also considered a MACT
floor based on ACI, a technology more
effective at Hg control than typical wet
scrubbing applications. The three test
conditions in the database indicate that*
ACI was effective in removing over 97
percent of Hg. However, the Hg feedrate
during the single best ACI test condition
was higher than the feedrate associated
with the single best performing wet
scrubber. In fact, Hg feedrates during the
ACI test conditions ranged from 5 to 300
times greater than the wet scrubber
MTEC level. To determine an emissions
level that ACI could routinely achieve,
we applied a capture efficiency of 90
percent to a Hg MTEC of 500 ng/dscm,
a typical feedrate identified, by a MTEC
breakpoint analysis. Thus, using the
revised database, the floor level for the
ACI evaluation would be 50 ug/dscm
which is slightly higher than the wet
scrubber floor analysis. The floor for
new sources based on the wet scrubber
evaluation appears to be more
appropriate because the floor level for
new sources should be at least as
stringent as for existing sources.
  d. BTF considerations for new
sources. At proposal, BTF for new
sources was based on ACI. Similar to
existing sources, the Agency re-
considered the use of ACI as the BTF
technology. We identified a level of 4
Hudson as a potential BTF standard for
new sources based on ACI and flue gas
temperature reduction to 400 °F or less.
As discussed for existing sources, this
BTF level based on ACI will likely raise
significant cost-effectiveness
considerations.
  4. Paniculate Matter (PM). a. MACT
floor for existing sources. At proposal,
EPA defined floor control based on
either (1) a fabric filter with an air-to-.

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Federal Register /, Vol. 62. No. 85 / Friday, May 2,  1997 / Proposed  Rules
 cloth ratio of 10 acfm/ft2, or (2) a venturi
 scrubber used with an ionizing wet
 scrubber (IWS). The resulting floor
 level, which included a statistically-
 derived variability factor, was 0.107 gr/
 dscf. Since this level is higher than the
 current federal standard of 0.08 gr/dscf,
 the Agency identified the floor level as
 0,08 gr/dscf.
   Today, in light of the revised
 database, EPA is taking comment on two
 refined engineering and data analysis
 methods to identify the PM MACT floor
 for HWIs. The evaluation technique and
 results from both analyses are presented
 below.
   For the first (and possibly EPA's
 preferred) data method, EPA would use
 the following steps to Identify the PM
 floor level: (1) Identify all PM control
 equipment currently in use within the
 HWI source category, regardless of
 measured performance; (2) Identify as
 MACT control those PM APCD
 applications used by at least 6 percent
 of sources that could be expected to
 routinely and consistently achieve
 superior PM performance relative to all
 control strategies considered; and (3)
 Identify an emissions  level that well-
 designed, operated and maintained
 MACT controls can readily achieve
 based on generally-accepted technical
 and engineering information.
   Using this approach, MACT controls
 would be fabric filter, IWS, and ESP.
 Based on the revised database, EPA's
 evaluation of the MACT floor
 performance level readily achievable by
 a well designed, operated and
 maintained MACT control device (fabric
 filter, IWS, ESP) is 0.015 gr/dscf.  Note
 that even though the PM MACT floor is
 based on fabric filter, IWS and ESP
 APCDs, a source is not required to
 employ MACT floor control but rather
 only achieve the standard.
   Approximately 75 percent of sources
 employing MACT (measured by
 available test condition data) currently
 arc achieving 0.015 gr/dscf. An
 evaluation of the remaining PM data
 exceeding 0.015 gr/dscf from sources
 ostensibly employing MACT Indicate
 that 20 to 40 percent of these data may
 be inappropriate for Inclusion (e.g., an
 Incinerator with multiple test
 conditions well below and a few above
 0.015 gr/dscf). Generally, over 50
 percent of HWIs, regardless of the PM
 control currently employed, are
 currently achieving a 0.015 gr/dscf
 level.
  The second refined data evaluation
method EPA is considering for PM Floor
analysis is similar to the standard-
setting process applied at proposal. This
evaluation is a four-step process: (1)
Rank all PM emissions data and identify
                     the MACT floor controls used by the
                     best performing 6 percent of sources; (2)
                     develop the expanded universe to
                     include all sources employing MACT
                     control, without further characterizing
                     MACT control (e.g., air-to-cloth ratio of
                     the fabric filter, specific collection area
                     for an ESP) as done in the proposal
                     because of the absence of reliable
                     detailed design, operating, and
                     maintenance information in the
                     database; (3) for each PM test condition,
                     evaluate the corresponding SVM system
                     removal efficiency (SRE) and screen out
                     sources that have relatively poor SREs
                     (i.e., outliers above a breakpoint in the
                     data array), which are indicators of poor
                     design, operation, and maintenance
                     characteristics of the MACT controls at
                     the source; and (4) Identify the MACT
                     floor equal to the highest test condition
                     average of all test conditions in the PM
                     expanded universe.
                       Using this alternative evaluation
                     approach as applied to the revised
                     database, MACT would be based on any
                     of the following PM controls: (1) Fabric
                     filter, (2) IWS, (3) ESP, or (4) venturi
                     scrubber burning liquid low ash wastes.
                     The resultant MACT floor would be
                     0.029 gr/dscf. Over 70 percent of HWIs,
                     regardless of the PM control equipment
                     employed, are currently achieving this
                     level. A potential drawback of using this
                     second alternative evaluation technique
                     is that nearly 75 percent of the availably,
                     incinerator PM data do not have
                     corresponding SVM data such that a
                     SRE could be calculated. This impacts
                     our ability to identify and screen out
                     poorer performing MACT APCDs from
                     the expanded universe, a critical step in
                     evaluating an appropriate performance *
                     level achievable by MACT control. As a
                     result, this evaluation technique may
                     not be appropriately identifying a PM
                     floor level representative of MACT. For
                     these reasons,  the first data method
                     evaluation appears to be more reliable">
                     and sound for the Agency's revised
                     database. The Agency requests
                     comments on the both data analysis
                     methods presented.                • +
                      In the NPRM, the Agency proposed ,
                     that sources maintain continuous
                     compliance with the PM standard
                     through the use of a PM CEMS. A
                     decision whether to require incinerators
                     to install a PM CEMS will be made at
                     the completion of an on-going
                     demonstration testing program to
                     determine if at least one PM CEMS can
                     meet the proposed performance
                     specifications. Since the.floor standards
                     discussed above were based on manual
                     test method data, the Agency will re-
                     evaluate at the completion of the CEMS
                     testing program whether these PM floor
                     standards would be appropriate in the
 event that the final rulemaking requires
 continuous compliance with a PM   •
 CEMS. The Agency will notice the
 results and  conclusions of the
 demonstration test program in the
 docket for the HWC rule.
   b. BTF considerations for existing
 sources. In the NPRM, the Agency
 proposed a BTF level of 0.030 gr/dscf
 and solicited comment on an alternative
 BTF level of 0.015 gr/dscf based on
 Improved PM control.
   Based on  the revised database, we can
 evaluate a reduced PM emissions level
 lower than 0.015 gr/dscf as the BTF
 standard (in conjunction with
 corresponding BTF reductions in SVMs
 and LVMs) for existing HWIs. This
 would require an improved PM
 collection technology such as the use of
 more expensive bag material for fabric'
 filters or increased plate area or power
 input to an ESP. Given that the
 alternative floor level analyses
 presented today would .be substantially
 lower than the proposed floor and BTF
 levels, significant cost-effectiveness
 considerations come into play and
 suggest that a BTF standard may not
 ultimately prove to be appropriate.
   c. MACT floor for new'sources. At
 proposal, the Agency defined floor
 control as a  fabric filter with an air-to-
 cloth ratio of less than 3.8 acfrn/ft2. The
 proposed floor level was 0.039 gr/dscf.
   Based upon our-evaluation of the
 revised database, the floor control and
 emission level discussed above for
' existing sources would also appear to be
 appropriate  for new sources. If this
 eventuates, then MACT floor control
 would be a well-designed and properly
 operated PM control device (e.g., fabric .
 filter, IWS, or ESP), and the MACT floor
 for new HWIs would be around 0.015
 gr/dscf.
   d. BTF considerations for new
 sources. At proposal, EPA proposed the
 same BTF standard of 0.030 gr/dscf
 (based on improved PM control) as that
 proposed for existing sources.
   Today, given the cost-effectiveness
 considerations discussed above for
 existing sources, the Agency is inclined
 to think that a  BTF standard beyond a
 PM floor level of 0.015 gr/dscf (and
 corresponding BTF reductions for SVMs
 and LVMs) would not ultimately prove
 to be acceptable.
   5. Semivolatile metals (SVM)
 (cadmium and lead) a. MACT floor for
 existing sources. At proposal, EPA
 defined floor control as either (1) a
venturi scrubber with a MTEC not to
exceed 170 jig/dscm,  (2) a combination
of an ESP and wet scrubber with a
MTEC not to exceed 5,800 ng/dscm, or
 (3) a combination of venturi scrubber
and IWS with a MTEC less than 49,000

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                 Federal Register / Vol. 62, No.  85 / Friday, May 2. 1997 / Proposed Rules
                                                                   24223
ug/dscm. The proposed floor level was
270 jig/dscm.
  HWIs use a combination of good PM
control and limiting hazardous waste
feedrates to control SVM emissions.
SVMs, which typically vaporize at
combustion chamber temperatures and
recondense onto small-size particulates
in the APCD, are controlled most
efficiently by technologies that are
effective at capturing fine PM. EPA's
revised database shows that SVM
emissions vary substantially from 2 to
nearly 30,000 ng/dscm.
  The refined data analysis method
used by EPA to evaluate and identify a
MACT floor would be based directly on
the results from the PM floor analyses
discussed above. As mentioned there, a
floor of 0.015 gr/dscf would appear to
represent the MACT floor for HWIs
based on good PM control. Since SVMs
are controlled, in part, by a well-
designed and operated PM control
devices, it follows that sources
achieving this PM performance level at
typical SVM feedrates should also be
controlling SVMs emissions.
   Therefore, in its refined SVM analyses
of the revised database, the Agency first
considers all SVM data when
corresponding PM measurements are.
below 0.015 gr/dscf. To identify the
SVM floor from these data, we would
determine either the highest SVM test
condition average or the level that
excludes sources achieving substantially
poorer SVM control than the majority of
sources. It is most likely appropriate to
. use the latter approach—excluding
sources with significantly poorer SVM
performance—because their higher SVM
 emissions may be the result of
 exceedingly high SVM feedrates or some
 other factor that cannot be readily
 identified with available information
 (e.g., sampling or analysis anomalies).
 An SVM emissions breakpoint analysis
 is the approach for excluding these
 poorer performing test conditions.
   Applying this evaluation technique to
 the revised HWI SVM database results
 in a MACT floor of 100 ng/dscm.
 Approximately 53 percent of all HWI
 SVM test condition data, regardless of
 PM emissions level, are currently
 achieving this emissions level.
   As discussed above for PM, the
 Agency is soliciting comment on an
 alternative evaluation of the HWI PM
 data which identified a floor of 0.029 gr/
 dscf. Conducting the same SVM floor
 analysis discussed above when PM
 measurements were below 0.029 gr/dscf
 also results in the same floor of 240 ng/
 dscm. Approximately 60 percent of all
 HWI SVM test condition data, regardless
 of PM emissions level, are currently
 achieving this emissions level.
  Finally, as discussed in an earlier
section, a preliminary analysis indicates
that MACT standards may not be
warranted for one HAP metal, antimony.
Since the number of metals being
considered for MACT standards may
change, we are investigating the
appropriate structure of metals
standards (e.g., retain the volatility
groups or establish individual metals
standards). Using the refined method
discussed above for SVM, we analyzed
the revised database with respect to Cd
and Pb data. The floor analysis
corresponding to PM measurements
below 0.015 gr/dscf would result in the
following floor levels: Cd 20 pg/dscm,
and Pb 95 ng/dscm. The alternative data
analysis method for individual metals
when corresponding PM measurement?
were below 0.029 gr/dscf would result
in the following floor levels: Cd 57 ng/
dscm, and Pb 95 ng/dscm.
  b. BTF considerations for existing
sources. In the NPRM, the Agency
considered a BTF standard for SVMs
based on improved PM control below
0.030 gr/dscf. However, the Agency
concluded that a BTF standard would
not be cost-effective given that the floor
level alone would result in an estimated
94 percent SVM reduction in emissions.
  As discussed for PM 'BTF
considerations, we also re-evaluated the
possible  appropriateness of using a
reduced PM emissions level based on
improved PM control as a BTF standard
(taking into consideration
corresponding BTF reductions in SVMs)
for existing HWIs. Given that the
alternative PM floor level analyses
presented today would be lower than
the proposed floor and BTF floor levels,
significant cost-effectiveness
considerations emerge and suggest that
a BTF standard for either SVMs or
individual Pb or Cd standards based on
improved PM control may not
ultimately prove to be cost-effective.
   If, however, the revised risk
assessment yet to be conducted would
show significant risk at a SVM floor
standard of either 100 ug/dscm or 240
Hg/dscm, which are floor levels from the
two data analysis methods discussed -*:
above, the Agency will determine
whether a BTF standard based on
control of SVM feedrate to levels below
those at the floor would be appropriate.
This feedrate limitation would in turn
reduce SVM emissions. The BTF
standard and the corresponding level of
feedrate  control would be dictated by
considerations of cost-effectiveness and
the need to establish more stringent
RCRA-related controls.
   c. MACT floor for new sources. At
proposal, the Agency defined floor
control, based on the best performing
 source, as a combination of venturi
 scrubber and IWS with a MTEC less
 than 49,000 jig/dscm. The proposed
 floor level for new HWIs was 240 ng/
 dscm.
   Based upon our re-evaluation of the
 database, the floor control and emission
 level discussed above for existing
 sources for PM and SVMs would also
 appear to be appropriate for new
 sources. In this event, MACT floor
 control would be a well-designed,
 operated and maintained PM control
 device (e.g., fabric filter, IWS, or ESP)
 achieving the PM floor level of 0.015 gr/
 dscf, and the MACT floor would be
 around 100 ug/dscm.
   As discussed above, the Agency is .
 soliciting comment on an alternative
 evaluation of the revised SVM database
 which concludes that MACT floor
 control is a well designed, operated and
 maintained PM control device (i.e.,
 fabric filter, IWS, or ESP) achieving a
 PM level of 0.029 gr/dscf. The floor
 analysis considering all revised SVM
 data when corresponding PM
 measurements are below 0.029 gr/dscf
 results in a floor for new sources of 240
 ug/dscm.
   Finally, we have evaluated what
 individual metal floor levels for new
 sources would be. When PM
 measurements are below 0.015 gr/dscf,
 the analysis would result in floor levels
 for Cd of 20 ug/dscm and for Pb 95 ng/
 dscm. Under the alternative data
 analysis method for individual metals
 when PM measurements were below
 0.029 gr/dscf, floor levels would be 57
 ug/dscm for Cd and 95 ug/dscm for Pb.
   d. BTF considerations for new
 sources. In  the NPRM, the Agency  .
 proposed a BTF level of 62 ug/dscm
 based on improved PM control below
 0.030 gr/dscf.
   As discussed for PM, a reduced PM
 emissions level based on improved PM
 control could be considered in
 evaluating a potential BTF standard
 (considering corresponding BTF
 reductions  in SVMs and LVMs) for new
 HWIs. Because the PM floor level
 presented today would be substantially
 lower than  the proposed floor and
 proposed BTF floor level, cost-
 effectiveness issues are again raised and
 suggest that a BTF standard for either
 SVMs or individual Pb or Cd standards
 based on improved PM control may
 likewise ultimately prove to be
 inappropriate.
   6. Low volatile metals (LVM) (arsenic,
 beryllium, and chromium), a. MACT
. Floor for Existing Sources. At proposal,
 EPA defined floor control as either (1)
 a venturi scrubber with a MTEC not to
 exceed 1,000 ug/dscm, or (2) an IWS
 with a MTEC less than 6,200 ug/dscm.

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Federal Register / Vol. 62, No. 85 / Friday. May 2, 1997 / Proposed Rides
  The proposed floor level was 210 ug/
  dscm, which Included antimony.
    HWIs use a combination of good PM
  control and limiting hazardous waste
  feedrates to control LVM emissions.
  LVMs are less likely to vaporize at
  combustion temperatures and therefore
  partition primarily to the residue or
  adsorb onto particles in the combustion
  gas. EPA's database shows that LVM
  emissions from HWIs vary widely from
  1 to over 130.000 ug/dscm.
    To Identify a LVM MACT floor, the
  Agency used the same data analysis
  method applied to the revised SVM
  database. As was determined in the PM
  analysis of the revised database, a floor
  of 0.015 gr/dscf represents MACT for
  HWIs based on good PM control.
  Considering all LVM data from sources
  achieving a PM level 0.015 gr/dscf or
  better, the Agency's evaluation of the
  revised HWI data results In a LVM floor
  of 55 ug/dscm (excluding sources above
  a breakpoint and therefore achieving
  substantially poorer LVM emissions
  than the majority of sources). Over 70
  percent of HWI LVM test condition data
  are currently achieving this emissions
  level.
   As discussed earlier, the Agency is
 soliciting comment on an alternative
. evaluation of the revised HWI PM data
 which Identified a floor of 0.029 gr/dscf.
 Evaluating the revised LVM data using
 this method results in a LVM floor of
  190 Ug/dscm. Approximately 90 percent
 of HWI LVM test condition data are
 currently achieving this level.
   Finally, as discussed in an earlier
 section, a preliminary analysis indicates
 that MACT standards may not be
 warranted for one HAP, antimony. Since
 the number of metals being considered
 for MACT standards may change, we are
 Investigating the appropriate structure
 of metals standards (e.g., retain the
 volatility groups or establish individual
 metals standards). Using the refined
 method discussed above for LVM, we
 analyzed the revised database with
 respect to As. Be. and Cr (hexavalent).
 The floor analysis corresponding to PM
 measurements below 0.015 gr/dscf
 results in the following floor levels: As
 21 Ug/dscm, Be 2 ug/dscm. and Cr
 (hexavalent) 3 ug/dscm. The alternative
 data analysis method for individual
 metals when corresponding PM
 measurements were below 0.029 gr/dscf
 results In the following Floor levels: As
 21 ug/dscm, Be 2 ug/dscm, and Cr
 (hexavalent) 5.5 ug/dscm.
  The Agency Is concerned that some of
the potential floor standards for some
Individual metals (e.g., Be, Cr
(hexavalent)) may be present at levels
approaching practical quantitation
limits (PQLs). PQLs are the lowest level
                     of quantification that the Agency
                     believes a competent analytical •
                     laboratory can be expected to reliably «
                     achieve. The Agency will investigate  *
                     whether this issue may need to be     ,
                     addressed in the development of any
                     individual metals standards that may be
                     considered for the final rulemaking. We
                     invite comment on the issue of PQLs
                     and LVM BTF standards.
                       b. BTF considerations for existing
                     sources. In the NPRM, the Agency
                     considered a BTF standard for LVMs
                     based on improved PM control below
                     0.030 gr/dscf. However, the Agency
                     concluded .that a BTF standard would
                     not be cost-effective given that the floor
                     level alone would result in an estimated
                     91 percent LVM reduction in emissions.
                       As discussed for PM, a reduced PM
                     emissions level based on improved PM
                     control could be considered in
                     evaluating a potential BTF standard
                     (taking into consideration
                     corresponding BTF reductions in LVMs
                     and SVMs) for existing HWIs. Because
                     the PM floor level presented today
                     would be substantially lower than the
                     proposed floor and BTF floor levels, a
                     BTF standard for either LVMs or
                     individual As, Be, and Cr (hexavalent)
                     standards based on improved PM
                     control would raise significant cost-  *i
                     effectiveness concerns and may not be
                     appropriate.                       ,
                      If, however, the revised risk
                     assessment yet to be conducted would
                    show significant  risk at a LVM floor
                    standard of either 55 ug/dscm or 190 ug/
                     dscm, which are floor levels from the
                    two data analysis methods discussed
                    above, the Agency will determine
                    whether a BTF standard based on
                    control of LVM feedrate to levels below
                    those at the floor would be appropriate.
                    This feedrate limitation would in turn
                    reduce LVM emissions. The BTF
                    standard and the  corresponding level of
                    feedrate control would be dictated by
                    considerations of cost-effectiveness and •
                    the need to establish more stringent  ~*
                    RCRA-related controls.
                      c. MACT floor for new sources. At
                    proposal, the Agency defined floor
                    control, based on the best performing
                    source, as a venturi scrubber with a
                    MTEC less than 1,000 ug/dscm. The
                    proposed floor level for new HWIs was
                    260 ug/dscm.
                     Based upon our re-evaluation of the
                    database, the floor control and emission
                    level discussed above for existing
                    sources for PM and LVMs would also
                    appear to be appropriate for new
                    sources. MACT floor control is a well-
                    designed, operated and maintained PM
                    control device (e.g., fabric filter, IWS, or
                   ESP) achieving the PM floor level of
                    0.015 gr/dscf, and analysis of the
  revised data results in a LVM MACT
  floor of 55 jig/dscm.
    As discussed above, the Agency is
 • soliciting comment on an alternative
  evaluation of the revised LVM database
  which identifies MACT floor control as
  a well-designed, operated and
  maintained  PM control device (e.g.,
  fabric filter, IWS, or ESP) achieving a
  PM level of 0.029 gr/dscf. The floor
  analysis considering all revised LVM
  data when corresponding PM
  measurements are below 0.029 gr/dscf
  results in a floor for new sources of 190
  Ug/dscm.
   Finally, individual metal floor levels
  for new sources, when PM
  measurements are below 0.015 gr/dscf,
  are: As 21 ug/dscm, Be 2 ug/dscm, and
  Cr (hexavalent) 3 ug/dscm. Under the
  alternative data analysis method for
  individual metals when PM
 measurements are below 0.029 gr/dscf,
  the floor levels are: As 21 ug/dscm, Be
  2 ug/dscm, and Cr (hexavalent) 5.5 ug/
  dscm. [Note: The same PQL concerns
 would be present here as well.]
   d. BTF considerations for new
 sources. In the NPRM, the Agency
 proposed a BTF level of 60 ug/dscm
 based on improved PM control below
 0.030 gr/dscf.
   As discussed for PM BTF
 considerations, the Agency considered a
 reduced PM  emissions level based on
 improved PM control as the BTF
 standard (taking into consideration
 corresponding BTF reductions in LVMs
 and SVMs) for new (and existing) HWIs.
 Because the alternative PM floor  level
 presented today is substantially lower
 than the proposed floor and BTF floor
 levels, a BTF standard for either LVMs
 or individual As, Be, or Cr (hexavalent)
 standards based on  improved PM
 control may be inappropriate  in light of
 the cost-effectiveness issues inherent in
 this scenario.
   7. Hydrochloric Acid and Chlorine
 (HC1/C12). a. MACT Floor for Existing
 Sources. At proposal, the Agency
 defined floor control as wet scrubbing
 with a chlorine MTEC (i.e., maximum
 theoretical emission concentration) up
 to 2.1E7 "ug/dscm and proposed a floor
 standard of 280 ppmv. While evaluating
 the revised database, we investigated
 another data analysis method whereby
 floor control would be'defined as wet
 scrubbing combined with chlorine
 feedrate control to achieve an  emission
 level of 75 ppmv.zs Under this method,
  28 Although a specific feedrate (i.e., MTEC) level
is not used to define MACT floor, feedrate control
is part of floor control to achieve the 75 ppmv
standard using wet scrubbing (i.e., a source would
probably not be able to feed chlorine at extremely
high rates and still achieve the standard using wet
scrubbing). Further, as discussed below in the text,'

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                  Federal Register / Vol.  62, No.  85 / Friday. May 2, 1997 / Proposed Rules
                                                                      24225
emissions data from sources using wet
or dry scrubbing were arrayed from
lowest to highest (without explicit
regard to chlorine feedrate) and sources
achieving substantially poorer HC1/C12
control than other sources were
screened from the analysis.
Accordingly, after five of 48 test
conditions were screened from the
analysis for anomalously high emission
rates,29 the floor standard was
established as the highest remaining test
condition average—75 ppmv.30 Nearly
90 percent of test conditions31 in the
revised database have emission levels
below 75 ppmv.
•  The Agency requests comment on
whether this alternative approach to
define floor control and a floor level
would be more appropriate than the
proposed approach.
  b. BTF considerations for existing
sources. At proposal, the Agency
determined that a BTF standard would
not be warranted. Specifically, -the
Agency noted that risk from emissions
at the floor standard would not likely
trigger the need for additional control
under RCRA.
  Although that may prove to be the
case as well for the  alternative standard
discussed in  today's notice (i.e., 75
ppmv), the risk assessment
accompanying the final rule will
consider incinerators with short stacks
and will also consider acute risk from
HC1 and C12 during short-term
exposures. The risk assessment at
proposal modeled emissions only from
incinerators with relatively tall stacks,
and did not consider acute exposure to
HC1 and C12. If, however, the revised
risk assessment yet to be conducted
shows significant risk at a floor standard
of 75 ppmv, the Agency will determine
whether a BTF standard would be
appropriate considering cost-
effectiveness of such a standard and the
need to establish more stringent controls
under RCRA. In that case, BTF control
could be based on a minimum system
removal efficiency (e.g., 99.9 percent)
and/or control of chlorine feedrate.
  c. MACT floor for new sources. At
proposal, the Agency identified floor
control for new incinerators as wet
scrubbing with an MTEC of 1.7E7 ng/
dcsm See 61 FR at 17388. Although the  ,
floor control for new sources was based
on the single best performing source and
was more stringent than floor control for
existing sources, the floor emission levej*
was the same for new and existing    t
sources: 280 ppmv.
  When evaluating the revised
emissions database considering various
data analyses methods for today's
notice, we determined that floor control
for new sources should be the same as
for existing sources: Wet scrubbing with
chlorine feedrate control to achieve an
emission level of 75 ppmv. This is state-
of-the-art control for these HAPs.
Accordingly, the floor standard for new
sources would be 75 ppmv under this .,
data analysis method.                $.
  d. BTF considerations for new
sources. The Agency proposed BTF   "
control for new incinerators as 99
percent SRE and a BTF standard of 67
ppmv. This standard was based on
applying 99 percent reduction to the test
condition in the database with the
highest average emission without an
emission control device (i.e., 1100 '
ppmv). Then, considering other factors
including a computed emissions
variability factor, the Agency
determined that a BTF standard of 67
ppmv would be appropriate.
  In retrospect, as we discussed above,
virtually all sources are already
equipped with some form of scrubber
and 90 percent are achieving emission
levels of 75 ppmv or below. Thus, this
would be an appropriate floor control
and standard for new sources. As
discussed above for existing sources, a
BTF standard appears to be
unnecessary, unless the upcoming final
risk analysis indicates that more
stringent controls under RCRA would be
warranted. A BTF standard could be
based on a minimum system removal
efficiency (e.g., 99.9 percent) and/or
control of chlorine feedrate.
  8. Carbon Monoxide (CO). As
proposed, the Agency continues to
believe that floor control for CO (as a
surrogate for organic HAPs) for both
existing and new sources would be
operation under good combustion
practices. The preponderance of the.
revised emissions data indicate that a
sources with anomalously high emissions were
screened from consideration. One reason that a
source may have anomalously high emissions is
that it may be feeding unusually high levels of
chlorine.
  29 The anomalously high emissions could have
been caused by: (1) Poor design, operation, or
maintenance of the scrubber, and thus the device
would not represent MACT (e.g., a dry scrubber was
screened from the analysis because dry scrubbers
are generally less efficient than wet scrubbers);  (2)
unusually high chlorine feedrates: or (3) sampling
or analysis anomalies.
 floor standard of 100 ppmv over an
 hourly rolling average (HRA) would be
 readily achievable. In addition, the
 Agency continues to believe that a BTF
 standard for CO based on better good
 combustion practices is likely to raise
 significant cost-effectiveness
 considerations.
   9. Hydrocarbons (HC). The Agency
 proposed that floor control for HC (as a
 surrogate for otherwise unaddressed
 organic HAPs)  for both existing and new
 sources would be operated under good
 combustion practices and that a floor
 standard of 12 ppmv over an hourly
 rolling average (HRA), would be
 appropriate. In evaluating the revised
.emission database for today's notice, we
 used the same general approach for HC
 as at proposal—the entire database was
 arrayed from the lowest to the highest
 emission levels and  assumed that test
 conditions beyond a breakpoint were
 not operated under good combustion
 practices. Based on that analysis, a floor
 level for HC of 10 ppmv, HRA, results.
 (This 10 ppmv standard does not
 include a variability factor for reasons
 discussed above, unlike the proposed
 standard of 12 ppmv that did.) Not only
 does the revised database show that the
 preponderance of the data are below 10
 ppmv, but engineering experience and
 other engineering information suggests
 that a HC level of 10 ppmv is readily
 achievable using good combustion
 practices.
   As discussed at proposal, the Agency
 continues to be concerned about cost-
 effectiveness considerations related to
 BTF controls for HC based on operating
 under better combustion practices..

 F. Re-Evaluation of Proposed MACT
 Standards for Cement Kilns

   We discuss in this section the basis
 for the revised standards for cement
 kilns that result from applying
 engineering and data analysis to the
 revised emissions database.32 A
 comparison of the proposed and
 potentially revised standards for
 existing and new sources is presented in
 the table below:
  30 The floor standard under this alternative
analysis method—75 ppmv—would be substantially
lower than the proposed floor standard—280
ppmv—even though feedrate control of chlorine $£.
would not be used explicitly to help define floor
control under this alternative method because, to
identify the proposed standard, the Agency: (1)
Selected as the standard-setting test condition the
highest test condition for sources appearing to be
using floor control without screening anomalous
test conditions; and (2) added a computed
emissions variability factor to emissions from that
standard-setting test condition.
  31 Considering approximately 50 test conditions
where emissions levels on both HC1 and C12 were
available.
  32 Additional details of the engineering and data
analysis evaluations performed on the revised
emissions database can be found in the Agency's
background document: USEPA, "Draft Technical
Support Document for HWC MACT Standards
(NODA), Volume I: MACT Evaluations Based on
Revised Database", April J997..

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Federal Register / Vol. 62, No. 85 / Friday, May 2,  1997  / Proposed Rules
                        TABLE II.F.—REVISED STANDARDS FOR EXISTING AND NEW CEMENT KILNS
HAP or HAP Surrogate
D^F (ng TEQ/dscm) 	
Ho (ualdscm) 	
PM (grAJsd) 	
HCt/Ct2 (ppmv) 	
CO foomv) 	
HC (ppmv):
Main Stack2 	
By-Pass .. 	 	 	
SVM (ug/dscm) 	 	 	 „ 	
LVMfuo/dscrrt 	 	 	 	 	
Existing sources
Proposed
standard
'0.20
50
0.030
630
100
^
20
6.7
57
130
Revised
standard
0.20
72
0.030
120
100
20
10
670
63
New sources
Proposed
standard
0.20
50
0.030
67
100
20
6.7
55
44
Revised
standard
0.20
72
0.030
120
.100
20
10
670
63
   1 All omission levels are corrected to 7% Oz.
   2 Not appBcaWa to preheater and/or prccalciner kilns.
   1. Subcategorizatton considerations.
 After analyzing comments submitted by
 the Cement Kiln Recycling Coalition
 (CKRC) on the proposed rule, including
 information on the types of cement kilns
 that are currently burning hazardous
 •waste, we considered whether the
 following subcategories would be
 appropriate: (1) Short kilns with
 separate by-pass and main stacks; (2)
 short kilns with a single stack that
 handles both by-pass and preheater or
 prccalciner emissions; (3) long dry kilns
 that use kiln gas to dry raw meal in the
 raw mill; and (4) others (i.e., wet kilns,
 and long dry kilns not using raw mill
 drying). Each of the first three categories
 Js comprised of only one cement kiln
 facility while the kilns at the remaining
 19 facilities are in the fourth category:
 wet kilns or long dry kilns that do not
 use raw mill drying. We  find that these
 subcategories should be considered
 because the unique design or operating
 features of these kirns could have a*
 significant Impact on emissions of one
 or more HAPs that the Agency proposed
 to regulate.
  To determine whether special
 standards would be appropriate for any
 of the three unique cement kiln types,
 we Identified floor control and emission
 levels considering data only for the
 other kilns (i.e., wet kilns, and long dry
 kilns not using raw mill drying). We
 then considered whether the unique
 kiln types could apply the those MACT
 controls and achieve those emission
 standards. It appears that these unique
kilns can employ the MACT controls
and achieve the corresponding emission
 levels Identified in today's notice for the
 other kilns (i.e., wet kilns, and long dry
kilns not using raw mill drying). Thus,
subcategorizatlon would  not appear to
be needed to determine achievable
MACT floors for all cement kilns
burning hazardous waste.
                       2. Dioxins andFurans (D/F). a. MACT
                     Floor for Existing Sources. At proposal,
                     the Agency identified floor control as
                     "temperature control at the inlet to the
                     ESP or fabric filter at 418 °F". The
                     proposed floor emission level was "0.20
                     ng TEQ/dscm, or temperature at the  •
                     Inlet to the ESP or fabric filter not to
                     exceed 418 °F".
                       Upon re-evaluation of the revised
                     database^ we have identified an
                     alternative data analysis method that
                     seems more appropriate to identify floor
                     control and the floor emission level.
                     Based  on an engineering evaluation of  .
                     these data and other available        •*
                     information, floor control would be
                     "temperature control at the inlet to the  ,
                     ESP or fabric filter at 400 °F". This
                     results in a floor emission level of "0.20
                     ng TEQ/dscm, or 0.40 ng TEQ/dscm and
                     temperature at the inlet to the ESP or
                     fabric filter not to exceed 400 °F".33
                       Temperature control to 400 °F or
                     lower is appropriate for floor control
                     because, from an engineering
                     perspective, it is within the range of
                     reasonable values that could have been
                     selected considering that: (1) The
                     optimum temperature window for
                     surface-catalyzed D/F formation is 450-
                     750 °F; and (2) below 350 "F, kiln gas
                     can fall below the dew point which can
                     increase corrosion in ESPs and fabric
                     filters and reduce performance of the
                     control devices. In addition,
                     approximately 20 percent of the test
                     conditions in our revised database
                     reflect  operations at temperatures of 400
                      33 The standard would be expressed in the form
                     of a TEQ level combined with a maximum
                     temperature at the PM oontrol'device. This form of
                     the standard is consistent with the revised data and
                     would result in somewhat lower emissions (i.e.,
                     because without the TEQ limit, some sources could
                     exceed that TEQ level at the specified temperature).
                     Thus, expressing the standard in this form better j^
                     achieves the statutory mandate to establish
                     standards that provide the maximum degree of
                     reduction that is achievable in practice.
 °F or below. Thus, this temperature
 level is readily achievable.
   To identify an emission level that
 terriperature control <400 °F could
 achieve, it is appropriate to pool the
 available emissions data for hazardous
 waste burning kilns with data from
 nonwaste burning kilns.34 This is
 because we are not aware of an
 engineering reason why hazardous
 waste burning would affect emissions of
 D/F. In fact, when the data sets are
 evaluated separately, the highest
 emitting HW cement kiln operating the
 ESP or fabric filter at temperatures <400
 °F had D/F emissions of 0.28 ng TEQ/
 dscm. The highest emitting nonwaste
 cement kiln operating at those
 temperatures had D/F emissions of 0.37
 ng TEQ/dscm. We believe that the
 difference in emission levels is simply
 a reflection of many design, operation,
 and maintenance factors on which we
 have little or no information, but which
 could affect D/F emission levels. An
 appropriate emission level associated
 with that operating temperature for all
 cement kilns would be 0.40 ng TEQ/
 dscm. Thus, the floor standard would
 be: "0.20 ng TEQ/dscm, or 0.40 ng TEQ/
 dscm and temperature at the inlet to the
 ESP or fabric filter not to exceed 400
 op..
  b. BTF considerations for existing  .
 sources. The Agency proposed a BTF
 standard of 0.20 ng TEQ/dscm based on
 ACI operated at a temperature of <400
  34 We considered whether nonwaste cement kiln
emission data should be pooled with HW cement
kiln data for other HAPs and determined that
.emissions of other HAPs, except for PM, could be
affected by hazardous waste burning. For example,
hazardous waste can have higher levels of chlorine
and metals such as Pb. With respect to PM,
although it appears appropriate to pool the data
sets, the better-suited data analysis method is based
on tine New Source Performance Standard, not an
analysis of the emissions database. Thus, pooling of
data would not affect the standard derived from that
data analysis method. See discussion on the PM
standard in the text.

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                 Federal Register  / Vol.  62, No. 85 / Friday. May 2,  1997 / Proposed Rules
                                                                   24227
°F. We continue to believe that this BTF
standard is appropriate given the
concerns the Agency has expressed
about the risks posed by D/F emissions,
and the Hg reductions that ACI would
also provide. See 61 FR at 17392. Only
sources emitting between 0.20 and 0.40
ng TEQ/dscm with temperature control
alone would need to take further
measures to reduce D/F levels to 0.20 ng
under the BTF standard. Although these
sources could achieve D/F emission
levels well below 0.20 ng TEQ/dscm
using ACI (i.e., ACI removal efficiency
should be in the 95-99 percent range),
a 0.20 ng TEQ/dscm appears still to be
appropriate because it may allow some
sources to meet the standard more cost-
effectively by lowering gas temperatures
at the ESP or fabric filter below 400 °F.
Further, a BTF standard of 0.20 ng TEQ/
dscm would likely avoid the need to
provide further controls under RCRA
authority.
  c. MACT floor for new sources. At
proposal, the Agency identified floor
control for new sources as "temperature
control at the inlet to the ESP or fabric
filter at 409 °F". The proposed floor
emission level was "0.20 ng TEQ/dscm,
or temperature at the inlet to the ESP or
fabric filter not to exceed 409 °F".
  Upon evaluation of the revised
database, the floor control and emission
level discussed above for existing
sources would also be appropriate for
new sources (i.e., "temperature control
at the inlet to the ESP or fabric filter at
400 °F" corresponding to an emission
level of "0.20 ng TEQ/dscm, or 0.40 ng
TEQ/dscm and temperature at the inlet
to the ESP or fabric filter not to exceed
400 °F". This is because our engineering
evaluation of available information and
facility operating experience indicates
that the best controlled source is one
that is controlling temperature control at
the inlet to the fabric filter at 400 °F.
   d. BTF considerations for new
sources. The Agency proposed ACI as
BTF control and a BTF standard of 0.20
ng TEQ/dscm. We continue to believe
that this BTF standard is appropriate for
new sources for the same reasons
discussed above in the context of
existing sources.
   3. Mercury (Hg). a. MACT floor for
existing sources. At proposal, the
Agency identified floor control as
hazardous waste feedrate control not to
exceed an MTEC of 110 p.g/dscm. EPA
proposed a floor standard of 130 jig/
dscm.
   All cement kilns employ either ESPs
and fabric filters for PM control.
However, since Hg is generally in the
vapor form in and downstream of the
combustion chamber, including the air
pollution control device, ESPs and
fabric filters do not achieve good
mercury control. Mercury emissions
from cement kilns are currently
controlled by the BIF rule which
establishes limits on the maximum
feedrate of Hg in total feedstreams (e.g.,
hazardous waste, raw materials, coal).
Thus, MACT is based on hazardous
waste feed control.
  Review of the revised database
indicate that cement kilns only
infrequently conducted Hg spiking of
the hazardous wastes (contrary to the
Agency's initial information), and thus
the Hg content in the wastes during
testing is likely representative of the Hg
content during typical operations. The
revised data also show that raw        ^
materials can represent a significant    •
source Hg input to the kiln system.
Since cement kilns do not employ a  ^
dedicated device capable of Hg control,
the Agency believes that the Hg data are
essentially "normal" even though
generated during worst case compliance
testing conditions for other parameters^-
  To evaluate these revised data for the
purpose of determining a MACT floor,
the Agency used the following data
analysis steps: (1)  Rank Hg emissions
from lowest to highest; (2) conduct a
breakpoint analysis on the ranked Hg
emissions data,  and (3) establish the
floor standard as the test condition
average of the breakpoint source. The .
breakpoint analysis reflects an
engineering-based evaluation of the data
and ensures that the few cement kilns
spiking extra Hg do not drive the floor
-level to levels higher than the
preponderance  of this "normal" data
indicates is routinely achievable. The
Agency's analysis results in a MACT
floor level of 72 jig/dscm. The revised
database indicates that approximately
80 percent of cement kilns are achieving
this floor level.
   b. BTF considerations for existing
sources. The Agency proposed a BTF
standard of 50 ng/dscm based on flue
gas temperature reduction to 400 °F or
less followed by ACI. EPA continues to
believe that ACI is an appropriate BTF
technology for cement kilns. Although
ACI is not employed for Hg control at
any full-scale HW cement kiln, the
Agency is not aware of any cement kiln^
flue gas conditions that would precludB
the applicability of ACI—which has
been demonstrated for other similar
types of combustion applications. As  -.
discussed in the NPRM, EPA assumes :
that cement kilns employing ACI to
meet a BTF standard would install the
ACI system after the existing ESP or
fabric filter, and then add on a new
fabric filter to remove the injected
carbon with the adsorbed Hg. Although
adding a new fabric filter in series is an
expensive approach, it will enable
cement kilns to continue current cement
kiln dust (CKD) recycling practices by
avoiding potential internal build-up of
Hg from CKD recycling.
  In the NPRM, the cement kiln BTF
standard was based on the assumption
that an ACI system could routinely
achieve Hg emissions reductions of 80
to 90 percent. The Agency received
public comments from, among others,
the cement manufacturing industry
questioning whether a ACI application
on a cement kiln could routinely
achieve capture efficiencies as
proposed. The commenters went on to
say that removal efficiencies of
approximately 60 percent were perhaps
more realistic. We will address these
comments specifically as part in the
final rulemaking, but for the purposes of
.today's analysis, EPA has assumed an
ACI effectiveness of 60 percent in
identifying BTF levels for cement kilns.
Thus, the BTF standard for cement kilns
would be 30 (ig/dscm based on an ACI
efficiency of 60 percent applied to the
potential floor level of 72 (xg/dscm.
   Ultimately adopting a BTF standard of
30 |ig/dscm for cement kilns will likely
involve close scrutiny of cost-
effectiveness and other factors,
including the costs of retrofits that
sources will need to undertake (e.g.,
installing the ACI system, add-on of a
new fabric filter, managing the captured
carbon) relative to the emissions
reductions achieved. Without pre-
judging this issue, the Agency's
experience to date suggests that the final
analysis may well reveal significant
drawbacks associated with the BTF
level.
   c. MACT floor for new sources. At
proposal, the Agency identified floor
control for new sources as hazardous
waste feedrate control not to  exceed an
MTEC of 28 ug/dscm. EPA proposed a
floor standard of 82 ug/dscm.
   The Agency believes that the floor
control and emission level discussed
above for existing sources would also be
appropriate for new sources. Thus, the
MACT floor for new cement kilns would
be 72 (ig/dscm based on the revised
database.
   d. BTF considerations for new
• sources. At proposal, BTF for new
sources was based on ACI and we
proposed a BTF standard of 50 ug/dscm.
   As discussed for existing sources, the
Agency is considering the use of ACI
and flue gas temperature reduction to
400 °F as the BTF technology. In   ..
evaluating the revised database, EPA
has identified a level of 30 ug/dscm as
the BTF standard for new sources based
on ACI. This is based on a source
achieving the MACT new floor level of

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Federal Register / Vol. 62, No.  85 / Friday, May 2, 1997 / Proposed Rules
 72 ng/dscm and then applying ACI with
 a 60 percent removal efficiency. For the
 same reasons identified for existing
 sources, the Agency is concerned about
 whether this BTF level based on ACI
 will ultimately prove to be cost-effective
 for new cement kiln sources.
   4. Paniculate Matter (PM). a. MACT
 floor for existing sources. At proposal,
 EPA defined floor control as a fabric
 filter with an air-to-cloth ratio of 2.3
 acfm/ft2. The floor analysis led to a level
 of 0.065 gr/dscf, but due to concerns
 with the appropriateness of using a
 statistically-derived variability factor,
 the Agency instead established the floor
 standard based on the cement kiln New
 Source Performance Standard (NSPS).
 The NSPS is a process emissions rate
 that converts to an approximate flue gas
 concentration of 0.03 gr/dscf.
   Today, EPA is taking comment on two
 data analysis methods to identify the
 PM floor standard for cement kilns. The
 first data analysis method would be to
 establish the floor standard equivalent
 to the NSPS. which is 0.3 Ibs PM per ton
 of dry raw material feed. Currently,
 approximately 20 percent of HW cement
 kilns are subject to the NSPS. Cement
 kilns achieve the NSPS with well-
 designed and properly operated ESPs or
 fabric filters.
   A second data analysis method
 considered and potentially preferred
 would be to express the NSPS as a stack
 gas concentration limit as done in the
 NPJRM. The conversion of the NSPS to
 & concentration standard will vary by
 kiln process type (e.g., wet, dry,
 preheater, preheater/precalciner)
 because the amount of flue gas
 generated per ton of raw material feed
 varies by process type. Based on typical
 factors of flue gas quantities generated
 per ton of raw material feed and flue gas
 moisture content, the NSPS equates to a
 PM concentration of approximately 0.03
 gr/dscf for wet process kilns (also the
 least energy efficient) and 0.05 gr/dscf
 for preheater kilns (the most energy
 efficient). The total HW cement kiln
 universe is comprised of 41 kilns with
 varying process types: 27 wet, 12 long
 dry, one preheater/precalciner, and one
 preheater. Of the cement kilns currently
 subject to the NSPS standard, four are
 wet, two are long dry, one preheater/
 precalclner, and one preheater.
  Notwithstanding that the
 concentration equivalent of the NSPS
 can vary by process type, establishing
 the floor standard for all cement kilns at
 0.030 gr/dscf appears to be appropriate
 regardless of manufacturing process
 utilized, for the following reasons: (1)
The majority (66 percent) of the cement
kilns are wet process kilns for which the
NSPS concentration equivalent is 0.030
                     gr/dscf. For these kilns, this floor
                     method would not differ from the initial
                     NSPS method used in the proposal. (2)
                     Our database shows non-wet process   «
                     kilns have at least one test condition (in
                     addition to three quarters  of all non-wet
                     process kiln data) achieving 0.030 gr/
                     dscf. Therefore, achievability of the
                     floor appears to be satisfied. (3) Even
                     though wet process kilns typically have  .
                     lower inlet grain loadings  than the non-
                     wet processes, non-wet kilns are
                     achieving the 0.030 gr/dscf level. Again,
                     the achievability requirement is met  ,
                     Thus,  the Agency believes that it is    ^
                     appropriate to establish the MACT floor
                     for existing sources at 0.030 gr/dscf.
                       •In the NPRM, the Agency proposed
                     that sources maintain continuous
                     compliance with the PM standard
                     through the use of a PM CEMS. A
                     decision whether to require cement
                     kilns to install a PM CEMS will be made
                     at the completion of an on-going
                     demonstration testing program to
                     determine if at least one PM CEMS can
                     meet the proposed performance
                     specifications. Since the floor standards
                     discussed above were based on manual
                     test method data, the Agency will re-
                     evaluate at the completion of the CEMS
                     testing program whether these PM floor
                     standards would be appropriate in the
                     event that the final rulemaking requires
                     continuous compliance with a PM
                     CEMS. The Agency will make available
                     the results and conclusions of the
                     demonstration test program in the
                     docket for the H WC rule.
                       b. BTF considerations for existing
                     sources. In the NPRM, the Agency   &
                     considered a BTF level of 0.015 gr/dscf
                     based on improved PM control.
                     However, we determined that such a
                     standard would not likely be cost-
                     effective. We did not have  adequate data
                     to ensure that, given the high inlet grain
                     loading caused by entrained raw
                     material, cement kilns could routinely
                     achieve 0.015 gr/dscf arid below with a
                     single fabric filter or ESP.
                      In light of the revised database, the
                     Agency again considered a BTF PM
                     emissions level based on improved PM
                     control. Because the floor level of 0.030'
                     gr/dscf presented today is the same as
                     the proposed  floor, a BTF standard
                     lower than 0.030 gr/dscf (even with
                     corresponding BTF reductions for SVMs
                     and LVMs) appears not to be cost-
                     effective based on information
                     developed at proposal.
                      ,c. MACT floor for new sources. At
                     proposal, the Agency defined floor
                     control as a fabric filter with an air-to-
                     cloth ratio of less than  1.8 acfm/ft2. The
                    floor analysis lead to a level of 0.065 gr/
                     dscf. Due to concerns with  the
                    appropriateness of the  statistically-
 • derived variability factor, the Agency
 instead established the floor standard
 based on the cement kiln NSPS. The
 NSPS is a process emissions rate that  , •
 the Agency converted to an approximate
 flue gas concentration of 0.030 gr/dscf.
   Upon evaluation of the revised
 database discussed for existing sources,
 EPA continues to believe that the floor
 standard discussed above for existing
 sources would also be appropriate for
 new sources. Therefore, MACT floor-
 control is a well-designed and properly
 operated PM control device (e.g., fabric
 filter, ESP), and the MACT floor for new
 cement kilns would be 0.030 gr/dscf.
   d. BTF considerations for new
 sources. In the NPRM, EPA considered
 a BTF standard based on improved PM
 control to be consistent with existing
 sources. However, we found that the
 BTF level would not be cost-effective.
   Today, as discussed above for existing
 source BTF considerations  and based
 upon examining the revised database in
 light of the findings at proposal, a BTF
 standard beyond a PM level of 0.030 gr/
 dscf (and corresponding BTF reductions
 for SVMs and LVMs) would not appear
 to be cost-effective.
   5. Semivolatile Metals  (SVM)
 (cadmium and lead), a. MACT Floor for
 Existing Sources. At proposal, EPA
 defined floor control as a fabric filter
 with an air-to-cloth ratio  less than 2.1
 acfm/ft? and a HW MTEC of 84,000 ng/
 dscm. The proposed floor level was 57
 Hg/dscm.
   Cement kilns use a combination of
 good PM control and limiting hazardous
 waste feedrates to control SVM
 emissions. SVMs are controlled most
 efficieritiy by technologies,  such as
 fabric filters, which are effective at
 capturing fine PM. EPA's database
 shows that SVM emissions vary
 substantially from 1 to over 6,000 ng/
 dscm.
   The engineering evaluation and data
 analysis method used by EPA to
 evaluate and identify a MACT floor
 from the revised database is an
.extension of the PM floor analyses of the
 revised database. As discussed in the
 PM analysis, a floor of 0.030 gr/dscf
 could represent MACT based on good
 PM control. Since SVMs are controlled,
 in part, by a well-designed and operated
 PM control device, it follows that
 sources achieving this PM performance
 level should also be controlling SVM
 emissions at typical SVM feedrates.
 Therefore, in its refined SVM analysis of
 the revised database, EPA would first
 consider all SVM-data when
 corresponding PM measurements are
 below 0.030 gr/dscf. To identify the
 SVM floor from these data, we would
 identify the floor at the level that

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                                                                    24229
excludes (by breakpoint analysis)
sources achieving substantially poorer
SVM control than the majority of
sources. As noted earlier in the case of
HWIs, it is appropriate to exclude
sources with significantly poorer SVM
performance because their higher SVM
emissions may be the result of
exceedingly high SVM feedrates or some
other factor that shows the test
condition did not actually reflect MACT
floor controls. The Agency does not
have available information to otherwise
screen out these non-MACT test
conditions from the expanded universe
for SVM.
  The Agency's evaluation of the
revised cement kiln SVMs data results
in a MACT floor of approximately 670
pg/dscm. Approximately 85 percent of
SVM test condition data are currently
achieving this emissions level.
  Finally, as discussed in an earlier
section, a preliminary analysis indicates
that MACT standards may not be
warranted for one HAP metal; antimony.
Since the number of metals being
considered for MACT standards may
change, we are investigating the
appropriate structure of metals
standards (e.g., retain the volatility
groups or establish individual metals
standards). Using the refined method
discussed above for SVM, we analyzed
the revised database with respect to Cd
and Pb data. The floor analysis
corresponding to PM measurements
below 0.030 gr/dscf would result in the
following floor levels: Cd 60 pg/dscm,
and Pb 560 pg/dscm.
   b. BTF considerations for existing
sources. In the NPRM, the Agency
considered a BTF standard for SVMs
based on improved PM control below
0.030 gr/dscf. However, the Agency
concluded that a BTF standard would
not be cost-effective given that the SVM
Floor level of 57 pg/dscm alone would
result in an estimated 94 percent SVM
reduction in emissions.
   As discussed for PM BTF
considerations, the Agency also re-
evaluated the possible appropriateness
of using a reduced PM emissions level
based on improved PM control as a BTF
standard (with corresponding BTF
reductions in SVMs and LVMs). Even
though the SVM floor standard is higher
than at proposal, our preliminary
judgment is that significant cost-
effectiveness considerations will likely
be encountered in a final analysis of
whether to establish a BTF standard for
either SVMs or for Pb or Cd
individually.
   If, however, the revised risk
assessment yet to be conducted would
show significant risk at a SVM floor
standard of either 670 pg/dscm, the
Agency will determirie'whether a BTF
standard based on control of HW SVM
feedrate to levels below those at the
floor would be appropriate. This
feedrate limitation would in turn reduce
SVM emissions. The BTF standard and
the corresponding level of feedrate
control would be dictated by
considerations of cost-effectiveness and
the need to establish more stringent
RGRA-related controls.
  c. MACT floor for new sources. At
proposal, the Agency defined floor
control, based on the best performing *
source, as a fabric filter with an air-to-
cloth ratio less than 2-1 acfm/ft2 and a  '
HW MTEC of 36,000 pg/dscm The,
proposed floor level for new cement
kilns was 55 pg/dscm.
  Upon evaluation of the revised
database, EPA believes that the floor
control and emission level discussed
above for existing sources for SVMs
would also be appropriate for new
sources. In this event, MACT floor
control would be a well-designed,
operated and maintained PM control
device (i.e., fabric filter or ESP)
achieving the PM floor level of 0.030 gr/
dscf. The Agency's evaluation of the
revised SVM data results in a MACT
floor of 670 pg/dscm.
  Finally, based on the revised
database, individual metal floor levels
for new sources are identical  to those for
existing sources. Thus, individual Cd
and Pb standards are: Cd 65 pg/dscm
and Pb 550 pg/dscm.
  d. BTF Considerations for new
sources. In the NPRM, the Agency
considered a SVM BTF level, but
determined that a BTF standard would
not be cost-effective.
  As discussed for existing sources, the
Agency considered a more stringent PM
emissions level for improved control of
PM, SVM and LVM emissions for new
cement kilns in light of the revised •*
database. Even though the SVM floor
standard is higher than at proposal, our
preliminary judgment is that significant
cost-effectiveness considerations will *•
likely be encountered in a final analysis
of whether to establish a BTF standard
for either SVMs or for Pb or Cd
individually. •      .
  6. Low Volatile Metals (LVM) (arsenic,
beryllium, and chromium), a. MACT
floor for existing sources. At proposal,
EPA defined floor control as either (1)
a fabric filter with an air-to-cloth ratio
less than 2.3 acfm/ftz and a HW MTEC
of 140,000 ng/dscm, or (2) an ESP with
a specific collection area of 350 ft2/
kacfm. The proposed floor level was 130
pg/dscm, which included antimony.
  .The engineering and data analysis
method used by EPA to evaluate the
revised database and identify a MACT
floor for LVMs is also related directly to
the PM floor analysis. As was
determined in the PM analysis, a floor
of 0.030-gr/dscf represents MACT for
cement kilns based on good PM control.
Considering all LVM data from sources
achieving a PM level 0.030 gr/dscf or
better, EPA's evaluation of the revised
cement kiln data would result in a LVM
floor of 63 pg/dscm (excluding sources
above a breakpoint and therefore
excluding those with substantially
poorer LVM emissions than the majority
of sources). Approximately 90 percent
of cement kiln LVM test condition data
are currently achieving this emissions
level.
  Finally, as discussed for SVMs, EPA
is continuing to investigate the
appropriate structure of metals
standards (e.g., retain the volatility
groups or establish individual metals
standards). The Agency analyzed
individual As, Be, and Cr (hexavatent)
data and established individual metal
floor Jevels consistent with the
engineering evaluation and data
analysis method. Where PM
measurements are below 0.030 gr/dscf,
the result would be: As 10 pg/dscm, Be
1.1 pg/dscm, and Cr (hexavalent) 4.6
pg/dscm.
  The Agency is concerned that some of
the potential floor standards for some
Individual metals (e.g., Be, Cr
(hexavalent)) may be present at levels
approaching practical quantitation
limits (PQLs). PQLs are the lowest level
of quantification that the Agency
believes a competent analytical
laboratory can be expected to reliably
achieve. The Agency will investigate
whether this issue may need to be
addressed in the development of any
individual metals standards that may be
considered for the final rulemaking. We
inyite comment on the issue of PQLs
and LVM BTF standards.
  b. BTF considerations for existing
sources. In the NPRM, the Agency
considered a BTF standard for LVMs
based on improved PM control below
0.030 gr/dscf. However, the Agency
concluded .that a BTF LVM standard
would not be cost-effective.
  As discussed for PM, a reduced PM
emissions level based on improved PM
control could be considered in
evaluating a potential BTF standard
(taking into consideration
corresponding BTF reductions in LVMs
and SVMs) for existing CKs. Because
both  the PM and LVM floor levels
presented today would be similar to the
proposed floor, a BTF standard for
either LVMs or individual As, Be, and
Cr (hexavalent) standards based on
improved PM control would likely raise

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Federal Register / Vol. 62, No.  85 / Friday, May 2, J.997 / Proposed Rules
   significant cost-effectiveness concerns
   and may not ultimately be appropriate.
     c, MACT floor for new sources. At
   proposal, the Agency defined floor
   control, based on the best performing
   source, as a fabric filter with an air-to-
   cloth ratio less than 2.3 acfm/ft2 and a
   HW MTEC of 25.000 ug/dscm.'The
   proposed LVM floor level for new CKs
   was 44 ug/dscm.
     Based upon our re-evaluation of the
   database, the floor control and emission
   level discussed above for existing
   sources for LVMs would also appear to
   be appropriate for new sources. MACT
   floor control Is a well-designed and
   properly operated PM control device
   (I.e., fabric filter, ESP) achieving the PM
   floor level of 0.030 gr/dscf. The
   Agency's evaluation of the LVM data
   results In a MACT floor of 63 ug/dscm.
     Finally, Individual metal floor levels
   for new sources are Identical to those for
   existing sources. Thus, the standards
   would be: As 10 ug/dscm, Be 1.1 ug/
   dscm, and Cr (hexavalent) 4.6 ug/dscm.
     d. BTF considerations for new
   sources. In the NPRM, the Agency
   considered a LVM BTF level, but
   determined that a BTF standard would
   not be cost-effective.
    As discussed for existing sources, the
   Agency considered a more stringent PM
   emissions level for Improved control of
   PM. SVM and LVM emissions for new
   CKs. Because both the alternative PM
  and LVM floor levels presented today
  are lower than the proposed floors, a
  BTF standard for either LVMs or
  individual As, Be, or Cr (hexavalent)
  standards based on Improved PM
  control may be inappropriate in light of
  the cost-effectiveness concerns Inherent
  In this scenario.
    7. Hydrochloric Add and Chlorine
'  (HO/Cfc). a. MACT floor for existing
  sources. At proposal, the Agency
  Identified floor control for total chlorine
  (i.e., HC1 + C1J as feedrate control of
  chlorine In the hazardous waste at an
  MTEC not to exceed  1.6 g/dscm, and
  proposed a floor standard of 630 ppmv.
  When we evaluated the revised database
  prior to today's notice, we used a data
  analysis method similar to that used at
  proposal. The floor control would be
  defined the same way as proposed,  but
  the floor standard would be 120 ppmv.
  This standard should be readily
  achievable given that 93 percent of the
  test conditions in the revised database
  are meeting that level.
   We used the following data analysis
 steps for both the proposed standard
 and today's alternative standard: (1)
 Rank emissions from lowest to highest;
 (?) define as floor control the highest
 hazardous waste chlorine MTEC for the
                     6 percent of sources35 with the lowest
                     emissions; and (3) define as the floor
                     standard the highest test condition
                     average emissions of any test condition
                     operated at or below the floor MTEC
                     (i.e., the expanded universe). We then
                     refined the data analysis method in two
                     respects.based on an engineering
                     evaluation of the revised database: (1)
                     We did not add a computed emissions
                     variability factor36; and (2) several test
                     conditions were deleted from the
                     expanded universe where an
                     engineering evaluation revealed that  ^
                     SREs were significantly worse than the
                     majority of other SREs.
                       In the case of total chlorine emissions
                     for CKs, it appears not to be appropriate
                     to use a breakpoint analysis to screen
                     from the expanded universe sources that
                     are not achieving an appropriate
                     removal efficiency. This is because total
                     chlorine is removed incidentally by
                     reactions with the alkaline raw
                     materials  (e.g., limestone). Thus, it is
                     difficult to reason that poor SRE is    r/
                     caused by poor design, operation, br   :'
                     maintenance of the control system.
                     Nonetheless, we believe it is still
                     appropriate to screen out clearly
                     anomalous SREs because they are likely
                     indicative of an incorrect MTEC value
                     or emission measurement. An incorrect
                    value for either could affect the floor
                    standard.3?
                      b. BTF considerations for existing
                    sources. At proposal, the Agency
                    defined BTF control as wet scrubbing
                    with a 99 percent removal efficiency,
                    but determined that a BTF standard
                    would not be cost-effective. Given that
                    the alternative floor level presented
                    today would be substantially lower than
                    the proposed floor, a BTF standard
                    would be less cost-effective. Thus, we
                    believe that our final analysis is likely
                    to conclude that a BTF standard would
                    not be warranted.
                     c. MACT floor for new sources. At *f.
                    proposal, the Agency defined floor
                    control for new sources as hazardous
                    waste feedrate control for chlorine at an
                    MTEC of 1.6 g/dscm or less. The
                    proposed floor standard was 630 ppmv,
                    the same as the floor standard for
                    existing sources.
                     35 Or where we had data from fewer than 30
                   sources, the three sources with the lowest emissions
                   (Le.. 3 represents the median of the five best
                   performing sources).
                     asSee previous discussion in the text. As we
                   discussed at proposal (61 FR at 17396), the
                   computed variability factor for this standard
                   resulted in a standard that did notcomport with
                   engineering information on the APCDs at issue,
                   engineering experience on facility performance
                   within this source category, or the emissions
                   database.
                     37The floor standard without screening the
                   anomalous SREs would have been 160 ppmv.
    Given that the alternative data
  analysis method discussed above for  •
  existing sources did not change the
  expanded universe, except to screen out
  test conditions with anomalous SREs,
  MACT floor control and the floor
  emission level would be the same as for
  existing sources: hazardous waste
  feedrate control for chlorine at an MTEC
  of 1.6 g/dscm or less, resulting in a floor
  standard of 120 ppmv (i.e., after
  screening out test conditions with
  anomalous SREs).
    d. BTF considerations for new
  sources. The Agency proposed a BTF
  standard for new sources of 67 ppmv
  based on wet scrubbing. Given that
  under the revised data analysis method
  discussed today the floor standard
  would be much lower than proposed,
  the Agency believes that the economic
  impact analysis being conducted in
  support of the final rule is likely to raise
  significant concerns about cost-
  effectiveness. In that event, the Agency
  would promulgate the 120 ppmv floor
 •standard for new sources.
   8. Carbon Monoxide (CO). The
  Agency proposed the same MACT floor
  standards for CO for existing and new
  CKs, and determined that BTF controls
  would not be cost-effective. Floor
  control was defined for kilns with by-
  pass ducts as operation under good
  combustion practices and the standard
  was 100 ppmv, HRA, measured in the
  by-pass duct For kilns without a by-
  pass duct (i.e., long wet and dry kilns),
  no CO standard was proposed given that
  CO levels in the main stack would not
 be an indicator of combustion
 efficiency. This is because CO can be-
 generated by process chemistry (i.e.,
 dissociation of CO2 to form CO) and
 evolution from trace organics in the raw
 material feedstocks, as well as from
 combustion of fuels. .
   The Agency continues to believe that
 the proposed CO standard for kilns
 equipped with a by-pass duct would be
 appropriate. However, under one option
 being considered for limiting CO (and
 HC) emissions, kilns without a by-pass
 duct would also be required to comply  -
 with a CO limit based on the level
 achieved during the performance test
 demonstrating compliance with the HC
 limit. See discussion in Part Two,
 Section II.C.
  Finally, the Agency continues to
 believe that a BTF standard for CO
 based on better combustion practices is
 likely to raise significant cost-
 effectiveness considerations.
  9. Hydrocarbons (HC). The Agency
proposed the same MACT floor .
standards for HC for existing and new
CKs, and determined that BTF controls
would not be cost-effective. Floor

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                   Federal Register / Vol.  62, No. 85 / Friday, May 2. 1997 / Proposed Rules
                                                                       24231
 control was defined for kilns with by-
 pass ducts as operation under good
 combustion practices and the standard
 was 6.7 ppmv, based on an hourly
 rolling average (HRA and measured in
. the by-pass duct. For kilns without a by-
 pass duct (i.e., long wet and dry kilns),
 floor control was defined as good
 combustion practices and use of raw
 materials with relatively low organic
 content, and the standard was 20 ppmv,
 HRA., measured in the main stack.
   In evaluating the revised database for
 today's notice, the 20 ppmv standard
 still appears to be appropriate for the
 main stack of long kilns 38. When
 considering by-pass kilns, however, the
 revised database still lacks HC
 emissions data for the only two CKs
 currently burning hazardous waste in
 units equipped with by-pass ducts.
 These two sources are complying with
the BIF rules by documenting that CO
levels are below 100 ppmv, HRA.39
Under one attractive option for
compliance with the CO and HC
standards (i.e., sources would have the
option of complying with either the CO
or HC standard; see discussion in Part
Two, Section ILC), we would expect
that these two sources would continue
to comply with the CO limit. Thus, it
may not be necessary to establish a HC
limit for them. However, given that it
may be prudent to establish a HC limit
for. these by-pass kilns, we would
transfer the good combustion practices-
based HC standard for incinerators—10
ppmv, HRA—to these kilns. This is
appropriate because: (1) Good
combustion practices is floor control for
CO and HC for these kilns as well as for
incinerators; and (2) given that the good
combustion practices-based CO      **
standard is the same for incinerators
and by-pass kilns, the good combustion
practices-based HC standard should also
be the same.
  As discussed at proposal, the Agency
continues to be concerned about cost-
effectiveness considerations related to
BTF controls for HC based on operating
under better combustion practices.
G. Re-Evaluation of Proposed MACT
Standards for Lightweight Aggregate
Kilns
  We discuss in this section the basis
for the revised standards for LWAKs
that could result from applying various
engineering evaluation and data
analysis methods to the revised
emissions database40. A comparison of
the proposed and potentially revised
standards for existing and new sources
is presented in the table below:
                          TABLE ll.G:—REVISED STANDARDS FOR EXISTING AND NEW LWAKs1
HAP or. HAP surrogate
D/F (ng TEQ/dscm) 	 '. 	

PM (gr/dscf) 	
HCI/CI2 (ppmv) 	 	 	 	 	


SVM (ug/dscm) 	
LVM (ug/dscm) 	 : 	
Existing sources
Proposed
standard
0.20
72
0.030
450
100
14
12
340
Revised
standard
0.20
47
0.022
130
100
10
76
37
New sources
Proposed
standard
0.20
72
0.030
62
100
14
5.2
55
. Revised
standard
0.20
47
0.022
43
100
10 .
76
37
   1 All emission levels are corrected to 7% Oz.
   1. Dioxins andFurans (D/F). a. MACT
 floor for existing sources. At proposal,
 the Agency had D/F emissions for only
 one LWAK and therefore pooled that
 LWAK data point with D/F data for CKs
 to identify MACT standards.
 Consequently, floor control and the
 floor emission level for LWAKs were the
 same as for CKs. The proposed floor
 control was "temperature control at the
 inlet to the fabric filter41 at 418 °F". and
 the proposed floor emission level was
 "0.20 ng TEQ/dscm, or.temperature at
 the inlet to the fabric filter not to exceed
 418 °F". The Agency reasoned that
 pooling D/F data for LWAKs and CKs
 could be appropriate because both types
   38 The Agency did not propose a HC standard for
 the main stack of a preheater or preheater/
 precalciner kiln. See FR at 17397-8. The Agency is
 currently developing MACT standards for non-
 waste burning cement kilns, however. Any
 standards that the Agency may propose that are
 applicable to the main stack of a preheater or
 preheater/precalciner. non-waste burning kiln may
 also be appropriate for the main stack of such
 hazardous waste burning kilns.
   39 The two kilns operating with by-pass ducts are
 Medusa's facility in Demopolis, AL, and Lone Star's
 facility in Cape Girardeau, MO. We note that
of devices are designed and operated
similarly with respect to factors that can
affect surface-catalyzed D/F formation,!1'"
Both LWAKs and CKs have high PM
inlet loadings comprised primarily of
entrained raw material and both are
equipped with fabric filters that operate
within the same temperature range.
  Commenters on the proposed rule,
however, argued that pooling LWAK
and CK D/F data was inappropriate for
purposes of establishing MACT
standards for LWAKs. Since proposal,
the Agency has obtained D/F emissions
data from two additional LWAK
facilities. These data are included in the
revised emissions database and are used
Holnam has a long wet kiln in Clarksville, MO that
has been retrofitted with a mid-kiln sampling port
for purposes of monitoring CO in compliance with
the BIF rule. That monitoring approach would be
acceptable under the MACT rule as well.
  40 Additional details of the engineering and data
analysis evaluations performed on the revised
emissions database can be found in the Agency's'4'
background document; USEPA, "Draft Technical
Support Document for HWC MACT Standards
(NODA), Volume I: MACT Evaluations Based on
Revised Database", April 1997.
to identify the alternative standards
presented here.
  Based upon evaluation of the revised
LWAK D/F database, our engineering
evaluation of the data and other
information on LWAK performance
suggests the floor control can be
specified as "temperature control at the
inlet to the fabric filter at 400 °F". This
would result in a floor emission level of
"0.20 ng TEQ/dscm, or 4.1 ng TEQ/
dscm and temperature at the inlet to the
fabric filter not to exceed 400 "F1.4?
Given that the entire revised database
also comprises the expanded universe
(all sources using floor control) the
highest single run for the test condition
  JI AH LWAKs currently burning hazardous waste
are equipped with fabric filters.
  42 The standard would be expressed in the form
of a TEQ level combined with a maximum
temperature at the PM control device. This form of
the standard is consistent with the revised data and
would result in somewhat lower emissions (i.e.,
because without the TEQ limit, some sources could
exceed that TEQ level at the specified temperature).
Thus, expressing the standard in this form better
achieves the statutory mandate to establish
standards that provide the maximum degree of
reduction that is achievable in practice.

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Federal Register / Vol. 62, No. 85  /  Friday, May 2, .1997 / Proposed Rules
 with the highest run average would be
 a reasonable floor level from an
 engineering perspective. (Note that if
 this were a large data set, the floor level
 could be Identified simply as the
 highest test condition average.) This
 floor level Is more than 40 percent
 higher than the highest test condition
 average (because of substantial
 variability among the runs for that test
 condition), and thus appears to be a
 level that LWAKs should be able to
 meet routinely using floor control.
   As discussed for CKs, temperature
 control to 400 °F or less Is appropriate
 for floor control because, from an
 engineering perspective, it is within the
 range of reasonable values that could
 have been selected considering that: (1)
 The optimum temperature window for
 surface-catalyzed D/F formation is 450-
 750 °F; and (2) below 350 °F, kiln gas
 can fall below the dew point which can
 Increase corrosion In fabric filters and
 reduce performance of the control
 device. In addition, more than three
 LWAKs in the revised database were
 operated at temperatures of 400 °F or
 less (even though we do not have D/F
 emissions data for them). Thus, this
 temperature level appears to be readily
 achievable.
   Although only two of the three
 LWAKs for which we have D/F
 emissions data operated the fabric filter
 at 400 °F or lower (the third operated at
 417 °F), we have fabric filter operating
 data for other LWAKs when performing
 emissions testing for other HAPs that
 document fabric filter operations at 400
 •F or lower. The LWAK whose fabric
 filter was operated at 417 °F had lower
 D/F emissions than a kiln whose fabric
 filter was operated at 400 °F. Thus, even
 though our engineering evaluation did
 not explicitly include the LWAK whose
 fabric filter operated at 417 °F, defining
 MACT floor control as "temperature
 control at the Inlet to the fabric filter at
 400 "F" did not result In a lower MACT
 floor emission level (i.e., lower than 4.1
 ng TEQ/dson). Rather, doing so ensures
 that LWAKs'wlH be operating at floor
 levels consistent with sound operational
 practices for controlling D/F.
  b. BTF considerations for existing
 sources. The Agency proposed a BTF
 standard of 0.20 ng TEQ/dscm based on
 ACI operated at a temperature of £400
 •F.
  Upon evaluation of the revised LWAK
 D/F database, LWAKs appear to be able
 to achieve a 0.20 ng TEQ/dscm standard
simply by rapidly quenching
 combustion gases at the exit of the kiln
to £400 °F, and insulating the duct-work
leading to the fabric filter to maintain
gas temperatures and avoid dew point
problems. Although the data are not'
                     conclusive, and-further testing is
                     warranted to confirm this approach, our
                     engineering evaluation of all available
                     information indicates that this approach
                     should be feasible.43 If this approach
                     proves to be less effective than  ,
                     anticipated, then ACI can be used to Jr«
                     achieve the BTF standard.
                       We continue to believe that this BTF
                     standard is appropriate given the     s
                     concerns the Agency has expressed
                     about the risks posed by D/F emissions.
                     See discussion regarding a D/F BTF
                     standard for CKs at 61 FR 17392.
                     Further, a BTF standard  of 0.20 ng TEQ/
                     dscm would preclude the need to
                     provide further controls  under RCRA
                     authority.
                       c. MACT floor for new sources. At
                     proposal, the BTF considerations for
                     new LWAKs were the same as for new
                     CKs, and the proposed standards were
                     the same.
                       Upon evaluation of the revised LWAK
                     D/F database, the floor control and
                     emission level discussed above for
                     existing sources would also appear to be
                     appropriate for new sources (i.e.,
                     "temperature control at the inlet to the
                     fabric filter at 400 °F" corresponding to
                     an emission level of "0.20 ng TEQ/
                     dscm, or 4.1 ng TEQ/dscm and
                     temperature at the inlet to the fabric
                     filter not to exceed'400 °F". Our
                     engineering evaluation indicates that *f
                     the best controlled source is one that is
                     controlling temperature control at the
                     inlet to the fabric filter at 400 °F.
                      d. BTF considerations for new
                     sources. The Agency proposed ACI as
                     BTF control and a BTF standard of 0.20
                     ng TEQ/dscm. We continue to believe
                     that this BTF standard is  appropriate for
                     new sources for the same reasons
                     discussed above in the context of
                     existing sources. Note that BTF control,
                    as for existing sources, would be
                    defined as rapid quench of kiln gas to
                    <400 °F combined with duct insulation,
                    as required, or ACI operated at £400 °F.
                      2. Mercury (Hg) a. MACT Floor for
                    existing sources. At proposal, the
                    Agency identified floor control as
                    hazardous waste feedrate control not to
                    exceed an.MTEC of 17 ng/dscm. EPA
                    proposed a floor standard of 72 ug/
                    dscm.
                      All LWAKs employ fabric filters and-,*
                    one source uses a fabric filter and
                    venturi scrubber to control mercury.
                    However, since Hg is generally in the
                    vapor form in and downstream of the
                    combustion chamber, including the air
                    pollution control device, fabric filters
                     «See USEPA. "Draft Technical Support
                    Document for HWC MACT Standards (NODA),
                    Volume I: MACT Evaluations Based on Revised
                    Database", April 1997.
 alone do not achieve good mercury
 control. Mercury emissions from
 LWAKs are currently controlled under
 the BIF rule, which establishes limits on
 the maximum feedrate of Hg in total
 feedstreams (e.g., hazardous waste, raw
 materials). Thus, MACT is based on
 hazardous waste feed control.
   Review of the updated Hg data in the
 revised database indicate that LWAKs
 did not conduct Hg spiking of the
 hazardous wastes with the exception of
 one facility, and thus the Hg content in
 the wastes during testing is likely
 representative of typical operations. The
 data from this testing also show that raw
 materials can represent a significant
 source Hg input to the kiln system:
 Since the best performing sources,
 measured by Hg emissions, do not
 employ a dedicated device capable of
 Hg control, the Agency believes that the
 Hg data are essentially "normal" even
 though generated during worst case
 compliance testing conditions for other
 parameters.
   To evaluate these revised data for the
 purpose of determining a MACT floor,
 the Agency used the following data
 analysis steps: (1) Rani; Hg emissions
 from lowest to highest; (2) conduct a
 breakpoint analysis on the ranked Hg
 emissions data, and (3) establish the
, floor standard equal to the test
 condition average of the breakpoint
 source. The breakpoint analysis reflects
 an engineering evaluation of the data
 and ensures that the one source that
 spiked elevated quantities of Hg did not
 drive the floor level upward to levels
 higher than the preponderance of this
 "normal" data indicates is routinely
 achievable. The Agency's analysis
 results in a MACT floor level of 47 ug/
 dscm. The revised database indicates
 that approximately 75 percent of
 LWAKs are achieving this floor level.
   b. BTF considerations for existing
 sources. The Agency originally
 considered a BTF standard based on
 flue gas temperature reduction to 400 °F
 or less followed by ACI, but determined
 that a BTF level would not be
 warranted.
   EPA continues to believe that flue gas
 temperature reduction to 400 °F
 followed by ACI is the appropriate BTF
 control option for improved Hg control
at LWAKs. As discussed above for •
 existing CKs, we have assumed an ACI
effectiveness of 60 percent in
identifying BTF levels for LWAKs for
the purposes of today's analysis. Thus,
the BTF standard is  15 ug/dscm which
is based on a ACI efficiency of 60
percent applied to the floor level of 33
ug/dscm. Going to a BTF standard of 15
jig/dscm for mercury is consistent with
the range examined in the proposal.

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                                                                     24233
 However, at proposal, significant cost-
 effectiveness issues were raised (and
 commented extensively on). It is likely
 that those same issues would arise here
 with respect to a BTF standard of 15 ng/
 dscm.
   c. MACT floor for new sources. At
 proposal, the Agency identified floor
 control as hazardous waste feedrate
 control not to exceed an MTEC of 17 \ig/
 dscm—the same as existing sources.
 Thus, EPA proposed an identical floor
 standard of 72 ng/dscm.
   For the same reasons discussed for
 existing LWAKs, the Agency believes
 that the most appropriate engineering
 evaluation and data analysis method to
 identify the floor level is identical to the
 analysis done for existing sources. Thus,
 the MACT Floor standard would be 47
 Jig/dscm for new LWAKs.
   d. BTF considerations for new
 sources. The Agency considered a BTF
 standard for new sources based ori ACT,
 but determined that it would not be
 cost-effective to adopt the BTF standard.
 The Agency continues to consider the
 use of ACI as the BTF technology.- In
 evaluating the revised database, EPA
 has identified a level of 15 (ig/dscm as
 the BTF standard for new sources based
 on ACI and flue gas temperature
 reduction to 400 °F or less. This is based
 on a source achieving the MACT new
 floor level of 33 ug/dscm and then
 applying ACI with a 60 percent removal
 efficiency. Again, in light of the reasons
 identified for existing sources, the
 Agency has concerns as to whether a
 BTF level based on ACI will ultimately
 be warranted for new LWAK sources.
   3. Particulate Matter (PM). a. MACT
 Floor for Existing Sources. At proposal,
 EPA defined floor control as a fabric
 filter with an air-to-cloth ratio of 2.8
 acfm/ft2. The MACT  floor was 0.049 gr/
 dscf.
   In evaluating the revised database, we
 examined a refined engineering
 evaluation and data analysis method to
 identify a MACT floor. This evaluation
 was a four-step process: (1) Rank all PM
 emissions data and identify the MACT
 floor controls used by the best.
 performing 6 percent of sources. (2)
 Develop the expanded universe to
 include all sources employing MACT
 control, without further characterizing
 MACT control (e.g., air-to-cloth ratio of
 the fabric filter) as done in the proposal
 because we do not have sufficient data
 on the detailed design, operating, and
 maintenance characteristics related to
 test conditions in the revised database.
Since all LWAKs use  fabric filters for
PM control, all test condition data are
 included in the expanded universe. (3)
For each PM test condition, evaluate the
corresponding SVM SRE and screen out
 sources that have relatively poor SREs
 (i.e., outliers above a breakpoint in the
 data array), which is an indicator of
 poor design, operation, and
 maintenance characteristics of the
 MACT controls at the source. (4)
 Identify the MACT floor equal to the
 highest test condition average of all test
 conditions in the PM expanded
 universe.
   The Agency's evaluation of the LWAK
 PM data results in a MACT floor of
 0.022 gr/dscf. All LWAK test condition
 data are achieving 0.022 gr/dscf.
   LWAKs typically operate at higher
 stack oxygen concentrations comparer
 to other combustion systems due to the
 LWAK manufacturing process (e.g.,
 excess air is forced into the kiln to aid
 in the expansion of the raw material
 into lightweight aggregate). Typical
 stack oxygen concentrations range from
 12 to 16 percent, while CKs, for
 example,  typically range from 3 to 8
 percent. Since the standards are
 expressed at 7 percent oxygen, the floor
 standard of 0.022 gr/dscf would be
 equivalent to 0.014 gr/dscf at 12 percent
 oxygen and 0.008 gr/dscf at 16 percent
 oxygen under the conditions that
 LWAKs typically operate.
   In the NPRM, the Agency proposed
 that sources maintain co'ntinuous
 compliance with the PM standard
 through the use of a PM CEMS. A
 decision whether to require LWAKs to
 install a PM CEMS will be made at the
 completion of an on-going
 demonstration testing program to     ^
 determine if at least one PM CEMS can
 meet the proposed performance
 specifications. Since the floor standard
 discussed above was based on manual
 test method data, the Agency will re-
 evaluate at the completion of the CEMS
 testing program whether these PM floor
 standards would be appropriate in the
 event that the final rulemaking requires
 continuous compliance with a PM
 CEMS. The Agency will notice the
 results and conclusions of the
 demonstration test program in the
 docket for the HWC rule.
   b. BTF considerations for existing-
 sources. In the NPRM, the Agency
 proposed a BTF level of 0.030 gr/dscf
 and solicited comment on an alternative
 BTF level  of 0.015 gr/dscf based on
 improved  PM control.
  Based on the revised database, we can
 evaluate a reduced PM emissions level
 lower than 0.022 gr/dscf as the BTF
 standard (in conjunction with BTF
 reductions in SVMs and LVMs). This
would require an improved PM
 collection technology such as the use of
more expensive fabric filter bag       *
material. Given that the alternative floor
level analysis presented today would be
 substantially lower than the proposed
 floor and BTF levels, significant cost-
 effectiveness considerations come into
 play and suggest that BTF levels may
 not ultimately prove to be warranted.
   c. MACT floor for new sources. At
 proposal, EPA defined floor control for
 new sources as a fabric filter with an air-
 to-cloth ratio of 1.5 acfm/ft2. The MACT
 floor was 0.054 gr/dscf.
   Based upon evaluation of the revised
 database, the floor control and emission
 level discussed above for existing
 sources would also appear to be
 appropriate for new sources. Therefore,
 MACT floor control is a well-designed
 and properly operated fabric filter, and
 the MACT floor for new LWAKs is 0.022
 gr/dscf.
   d. BTF considerations for new
 sources. In the NPRM, EPA proposed a
 BTF standard of 0.030 gr/dscf based on
 improved PM control, which was
 consistent with existing sources.
   Today, as discussed above for existing
 source BTF considerations and based
 upon examining the revised database in
 light of the findings at proposal, a BTF
 standard for new sources beyond 0.022
 gr/dscf (and corresponding BTF
 reductions for SVMs and LVMs) would
 not appear to be cost-effective.
   4. Semivolatile Metals (SVM)
 (cadmium and lead), a. MACT floor for
 existing sources. At proposal, EPA
 defined floor control as either (1) a
 fabric filter with an air-to-cloth ratio of
 1.5 acfm/ft2 with a hazardous waste
 (HW) MTEC less than 270,000 jig/dscm,
 or (2) a combination of a fabric filter and
 venturi scrubber with an air-to-cloth
 ratio of 4.2 acfm/ft2 and a HW MTEC
 less than 54,000 jig/dscm. The proposed
 floor level was 12 ug/dscm.
   LWAKs use a combination of good
 PM control and limiting hazardous
 waste feedrates to control SVM
 emissions. SVMs are controlled most
 efficiently by technologies which are
 effective at capturing fine PM, such as
 fabric filters which are employed by all
 LWAKs.  EPA's revised database shows
 that SVM emissions vary substantially
 from 3 to over 1600 jig/dscm with 60
 percent below 80 ug/dscm and the
 remaining 40 percent above 400 jig/
 dscm.
  The refined data analysis method
 used by EPA to evaluate and identify a
 MACT floor would be based directly on
 the results from the PM floor analyses
 discussed above. As mentioned there,
 0.022 gr/dscf would appear to represent
the MACT floor for LWAKs based on
good PM control. Since SVMs are
controlled, in part, by a well-designed
and operated PM control devices, it
follows that sources achieving this PM

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Federal Register / Vol. 62, No.  85 / Friday, May 2, 1997  /  Proposed Rules
performance level should also be
controlling SVMs emissions.
  Therefore, In Its refined SVM analyses
of the revised database, the Agency
would first consider all SVM data when
corresponding PM measurements are
below 0.022 gr/dscf. To Identify the
SVM floor from these data, we identify
either at the highest SVM test condition
average or the level  that excludes
sources achieving substantially poorer
SVM control than the majority  of
sources. It is most likely appropriate to
use the latter approach—excluding
sources with significantly poorer SVM
performance—because their higher SVM
emissions may be the result of
exceedingly high SVM feedrates or some
other factor which Is not able to be
discerned from the data available to the
Agency. An SVM emissions breakpoint
analysis Is the approach for excluding
these poorer performing test conditions.
  Applying this evaluation technique to
the revised LWAK SVM database results
In a MACT floor of 76 ug/dscm.
Approximately 62 percent of LWAK
SVM test condition  data are currently
achieving this emissions level.
  Finally, as discussed in an earlier
section, a preliminary analysis  Indicates
that MACT standards may not be
warranted for one HAP metal, antimony.
Since the number of metals being
considered for MACT standards may
change, we are investigating the
appropriate structure of metals
standards (e.g., retain the volatility
groups or establish individual metals
standards). Using the refined method
discussed above for  SVM, we analyzed
the revised database with respect to Cd
and Pb data. The floor analysis
corresponding to PM measurements
below 0.022 gr/dscf would result In the
following floor levels: Cd 53 ug/dscm,
and Pb 67 ug/dscm.
  b. BTF considerations for existing
sources. In the NPRM, the Agency
considered a BTF standard for SVMs
based on improved PM control.
However, the Agency concluded that a
BTF standard would not be cost-
effective given drat the SVM floor level
of 12 ug/dscm alone would result in an
estimated 97 percent SVM reduction in
emissions.
  As discussed for PM BTF
considerations, the Agency also re-
evaluated the possible appropriateness
of using a reduced PM emissions level
based on Improved PM control  as a BTF
standard (with corresponding BTF
reductions in SVMs  and LVMs). Even
though the alternative SVM floor
standard is higher than at proposal, our
preliminary judgement is that
significant cost-effectiveness
considerations will be nonetheless
                     encountered in a final analysis of
                     whether to establish a BTF standard for
                     SVMs or for Pb or Cd individually.
                       If, however, the revised risk
                     assessment yet to be conducted would
                     show significant risk at a SVM floor
                     standard of 76 ug/dscm, which would
                     be the floor level resulting from
                     application of die data analysis method
                     discussed above, die Agency will
                     determine whether a BTF standard
                     based on control of SVM feedrate to
                     levels below those at the floor would be
                     appropriate. This feedrate limitation
                     would in turn reduce SVM emissions.
                     The BTF standard and the
                     corresponding level of feedrate control
                     would be dictated by considerations of
                     cost-effectiveness and the need to.
                     establish more stringent RCRA-related
                     controls.
                       c. MACT floor for new sources. At
                     proposal, EPA defined floor control as a
                     fabric filter with an air-to-clotii ratio of
                     1.5 acfm/ft2 widi a hazardous waste
                     (HW) MTEC less than 270,000 ug/dscm..
                     The proposed floor level was 5.2 ug/ r
                     dscm.
                       Upon evaluation of the revised
                     database, EPA believes diat the floor
                     control and emission level discussed
                     above for existing sources for SVMs
                     would also be appropriate for new
                     sources. In this event, MACT floor
                     control would be a well-designed,
                     operated and maintained PM control
                     device (e.g., fabric filter) achieving the
                     PM floor level of 0.022 gr/dscf. The
                     Agency's evaluation of die SVM data
                     results in a MACT floor of 76 ug/dscm.
                       Finally,  based on die revised
                     database, individual metal floor levels
                     for new sources are identical to those for
                     existing sources. Thus, individual Cd
                     and Pb standards are 53 ug/dscm for Cd
                     and 67 ug/dscm for Pb.
                       d. BTF considerations for new
                     sources'. In the NPRM, the Agency
                     considered a SVM BTF level, but
                     determined diat a BTF standard would
                     not be cost-effective.
                       As discussed for existing sources, the
                     Agency considered a more stringent PM
                     emissions level for Improved control of *•
                     PM. SVM and LVM emissions for new
                     LWAKs in light of the revised database.
                     Even diough die SVM floor standard is
                     higher than at proposal, as discussed
                     above, cost-effectiveness issues are
                     again raised and suggest that a BTF
                     standard for eiflier SVMs or for Pb or Cd
                     individually based on improved PM
                     control may likewise ultimately prove to
                     be inappropriate.
                       5. Low Volatile Metals (LVM) (arsenic,
                     beryllium,  and chromium) a. MACT
                     Floor for Existing Sources. At proposal,
                     EPA defined floor control as a fabric <*
                     filter widi an air-to-cloth ratio of 1.8
acfm/ft2 widi a HW MTEC less dian
46,000 ug/dscm.
  The proposed floor level was 340 ug/
dscm, which included antimony.
  LWAKs use a combination of good
PM control and limiting hazardous
waste feedrates to control LVM
emissions. LVMs are less likely to
vaporize at combustion temperatures
and dierefore partition primarily to die
residue or adsorb onto particles in  die
combustion gas. EPA's database shows
diat LVM emissions vary from around
20 to 285 ug/dscm.
  The engineering evaluation data
analysis method used by EPA to
evaluate die revised database and
identify a MACT floor for LVMs is  also
related directly to the PM floor analysis.
As was  determined in die PM analysis, '
a floor of 0.022 gr/dscf represents MACT
for LWAKs based on good PM control.
Considering all LVM data from sources
achieving a PM level 0.022 gr/dscf or
better, EPA's evaluation of die revised
LWAK data results in a LVM floor of 37
ug/dscm (excluding sources above  a
breakpoint and therefore achieving
substantially poorer LVM emissions
dian the majority of sources).
Approximately 71 percent of LWAK
LVM test condition data are currently
achieving diis emissions level.
  Finally,'as discussed for SVMs, EPA
is continuing to investigate the
appropriate structure of metals
standards (e.g., retain the volatility
groups or establish individual metals
standards). The Agency analyzed
individual As; Be, and Cr (hexavalent)
data and established individual metal
floor levels'consistent with the
engineering evaluation and data
analysis mediod. Where PM
measurements are below 0.022 gr/dscf,
the result would be: As 22 ug/dscm, Be
3 ug/dscm, and Cr (hexavalent) 6.2 ug/
dscra.
  The Agency is concerned that some of
the potential floor standards for some
individual metals (e.g., Be, Cr  .
(hexavalent)) may be present at levels
approaching practical quantitation
limits (PQLs). PQLs are die lowest level
of quantification that the Agency
believes a competent analytical
laboratory can be expected to reliably
achieve. The Agency will investigate
whedier tiiis issue may need to be
addressed in the development of any
individual metals standards that may be
considered for die final rulemaking. We
invite comment on the issue of PQLs
and LVM BTF standards.
  b. BTF considerations for existing
sources. In the NPRM, die Agency
considered a BTF standard for LVMs
based on improved PM control.
However, die Agency concluded that a

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                                                                    24235
BTF standard would not be cost-
effective.
  As discussed for PM BTF
considerations, the Agency also re-
evaluated the possible appropriateness
of using a reduced PM emissions level
based on improved PM control as a BTF
standard (with corresponding BTF
reductions in SVMs and LVMs).
Considering that the alternative LVM
floor standard would be lower than at
proposal, our preliminary judgment is
that significant cost-effectiveness
considerations will likely be
encountered in a final analysis of
whether to establish a BTF standard for
either LVM or for As, Be, or Cr
(hexavalent) individually.
  c. MACT floor for new sources. At
proposal, EPA defined floor control as a
fabric filter with an air-to-cloth ratio of
1.3 acfm/ft2 with a hazardous waste
(HW) MTEC less than 37,000 ng/dscm.
The proposed floor level was 55 |ig/
dscm.
.  Based upon our re-evaluation of the
database, the floor control and emission
level discussed above for existing
sources for LVMs would also appear to
be appropriate for new sources. MACT
floor control is a well-designed and
properly operated PM control device   '
(i.e., fabric filter) achieving the PM floor
level of 0.022 gr/dscf. The Agency's
evaluation of the LVM data would result
in a MACT floor of 37 (ig/dscm.
  Finally, individual metal floor levels
for new sources are identical to those for
existing sources. Thus, the standards
would be: As 22 ng/dscm,.Be 3 jig/dscm,
and Cr (hexavalent) 6.2 ng/dscm.
  d. BTF considerations for new
sources. In the NPRM, the Agency
considered a LVM BTF level, but
determined that a  BTF standard would
not be cost-effective.
  As discussed for existing sources, the -
Agency considered a more stringent PM
emissions level for improved control of
PM, SVM and LVM emissions for new
LWAKs. Because the alternative PM and
LVM floor'levels presented today are
lower and approximately equivalent,
respectively, than  the proposed floors, a
BTF standard for either LVMs or
individual As, Be, or Cr (hexavalent)
standards based on improved PM
control may be inappropriate in light of
the cost-effectiveness concerns inherent
in this scenario.
  6. Hydrochloric Acid and Chlorine
(HCl/Clz) a. MACT floor for existing
sources. At proposal, the-Agency
identified floor control for total chlorine
as either: (1) Hazardous waste feedrate
control of chlorine to a MTEC of 1.5 g/
dscm or less; or (2) venturi scrubber
with hazardous waste MTEC of 14 g/
dscm or less. The proposed floor
emission level was 2100 ppmv.
  Upon evaluation of the revised
database, the data analysis method used
at proposal appears still to be
appropriate and, consequently, floor
control would be defined virtually the
same as at proposal. However, EPA no
longer thinks it appropriate to add a
computed emissions variability factor to
the standard-setting test condition for
large data sets44. Thus, the floor
emission level would be 1300 ppmv
rather than 2100 ppmv.
  b. BTF considerations for existing
sources. At proposal, the Agency
defined BTF control as wet or dry lime
scrubbing with a control efficiency of 90
percent and proposed a BTF standard of
450 ppmv.
  The Agency continues to believe that
wet or dry lime scrubbing can achieve
at least 90 percent removal of HC1/C12.
Therefore, the revised BTF standard
would be 130 ppmv assuming that the
requisite cost-effectiveness information
continues to suggest that a BTF standard
is warranted. The two LWAKs that are
equipped with wet scrubbers achieved
emission levels below 45 ppmv.
  c. MACT floor for new sources. At  .
proposal, the'Agency defined MACT
floor control for new sources as a     ^
venturi scrubber with a hazardous waste
MTEC of 14 g/dscm or less, and
identified a floor level of 62 ppmv.
  As for existing sources, the data
analysis method used at proposal for
new sources is appropriate and,
consequently, floor control for new
sources would be defined the same as at
proposal. Excluding a computed
emissions variability, the floor emission
level would be 43 ppmv rather than 62
ppmv.
  d. BTF considerations for new
sources. The Agency did not propose  a
BTF standard for new sources because
the floor standard was based on best
available control technology: wet
scrubbing. We have no new information
in the revised database that would
indicate that this conclusion at proposal
should be revisited.
  7. Carbon Monoxide (CO). The
Agency proposed a MACT standard for
CO of 100 ppmv based on a hourly
rolling average (HRA). We continue to
believe that this standard is appropriate
for the reasons expressed in the
preamble to the proposal.
  8. Hydrocarbons (HC). The Agency
proposed a HC level of 14 ppmv based
on floor control using good combustion
practices. Although we continue to
believe that floor control is good
combustion practices, our engineering
 44 See discussion in Part Two, Section U.D.
evaluation of the revised database
suggests that a floor standard of 10
ppmv, HRA, may be more appropriate.
The single LWAK facility in the revised
emissions database that could not
achieve a HC standard of 10 ppmv
(perhaps because of trace organics in the
raw material) has stopped burning
hazardous waste. Data from that facility
have been excluded in. the revised
analysis. Although the remaining
LWAKs appear to be able to meet a HC
standard on the order of 6 ppmv, it may
be more appropriate to establish the
standard at 10 ppmv. This is because we
are not aware of an engineering reason
that LWAKs using good combustion
practices should be able to achieve •
lower HC emissions than incinerators.
Given that the incinerator HC standard
would be 10 ppmv, that standard also
appears to be appropriate for LWAKs.
Fart Three: Implementation

/. Compliance Date Considerations
  The Agency proposed that all sources
subject to the final rule be in
compliance with the final standards
three years following the effective date
of the rule (61 FR 17416). The proposed
compliance period is consistent with
the CAA, which defines the maximum
compliance period for sources regulated
under the statute as three years, with the
possibility of a one-year extension for
those sources that adequately
demonstrate a need for additional time
for the installation of emission controls.
The Agency proposed the maximum
compliance period allowed by the Act
because this rule will likely require the
majority of units, currently operating
under RCRA regulations, to undergo
substantial modifications to come into
compliance with the potentially more
stringent final MACT standards.
  The general provisions of 40 CFRPart
63 do not require a demonstration of
compliance until 240 days following the
compliance date. This 240 day period
between the compliance date and the
demonstration of compliance is clearly
not appropriate for HWCs because these
devices are presently regulated under
RCRA via enforceable operating limits,
and in this interim period the -
enforceable operating limits would be
undefined (61 FR 17415).
  Therefore, to provide consistency
with the currently-applicable RCRA
regulatory compliance scheme, the
Agency departed from the general
requirements applicable to MACT
sources and proposed a revised
definition of compliance date. The
proposed definition of compliance date
would require sources to complete
installation of controls and to

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Federal Register / Vol. 62, No. 85 / Friday, May 2,  1997 /  Proposed Rules
 successfully complete performance
 testing and certify compliance within
 the three-year compliance period, not by
 a date 240 days after the three-year
 compliance period. Id. In addition to the
 revised definition of compliance date,
 the Agency also proposed a number of
 extra consequences for H WC sources
 that are not in compliance by die
 compliance date: (1) Immediate
 termination of waste-burning activities;
 (2) loss of RCRA permit or interim
 status; (3) a requirement to obtain a new
 RCRA. permit; an^i (4) compliance with
 MACT standards for new sources.
  In response to the proposal, the
 Agency received comments suggesting
 the three-year compliance period would
 be Impossible to meet due to a number
 of competing factors, and that more time
 would be necessary to comply with the
 rule. These factors Included permit
 modification, installation of controls,
 and documentation of compliance.
 Furthermore, commenters expressed
 serious concerns about combining these
 factors with the consequences of
 missing the compliance date. Industry
 commented that under this proposed
 approach facilities engaged in legitimate
 efforts to comply with the standards
 would be forced to terminate waste-
 burning activities, and be subjected to
 burdensome consequences that are
 unnecessary to protect the environment
 or ensure the public's safety.
  However, EPA has become persuaded
 by commenters concerns regarding the
 ability of HWC sources in particular to
 comply with die proposed standards by
 the compliance date. Sources will have
 to modify their RCRA^permlts. Further,
 some sources may choose to pursue
 waste minimization strategies. For these
 reasons, the Agency is considering
 certain actions that may be finalized in
 advance of die final HWC rule such as,
 the streamlined permit modification
 procedures discussed at 17455 In the
 proposal; as well as, the waste
 minimization option for extension of die
 compliance date to allow for the
 application of waste minimization
 controls to meet die final standards
 discussed at 17417. The streamlined
 permit modification procedures would
 reduce the administrative requirements
 and dme necessary to begin
 modification procedures required to
 comply with the final standards. The
 waste minimization compliance date
 extension option, which provides an
 additional avenue for facilities to
 request an extension of die .compliance
 date, would afford facilities that choose
to Institute waste minimization
measures an additional year to complete
these actions.
                       However, even widi die special
                     provisions under consideration, sources
                     may require die full amount of time
                     allowed under die CAA to comply.
                     Therefore, die Agency is also
                     considering a revised implementation
                     scheme dial will allow for a simplified
                     approach consistent widi die
                     implementation of general CAA-MACT
                     rules. This approach would provide
                     both additional relief to sources
                     complying widi the final rule, and
                     information regarding a source's
                     compliance status on die compliance
                     date for die Agency. The specifics of
                     .this new option are explained in greater
                     detail in die following paragraphs.
                     Comments are requested on diis new
                     approach to implementing die HWC
                     MACT standards.

                     A. Definition of Compliance Date
                       Today, die Agency is considering a
                     revision to die proposed definition of
                     compliance date. Under tiiis revised
                     approach, HWC sources would follow
                     die CAA-MACT schedule for
                     demonstration of compliance, through
                     MACT performance testing and
                     submission of test results, contained in
                     § 63.7. Under tiiat section, affected
                     sources must conduct performance tests
                     witiiin 180 days following die
                     compliance date, and submit die results
                     of die tests 60 days following the
                     completion of die performance test.4? >A
                     This CAA-based approach responds to
                     the comments questioning our revised
                     definition of compliance date and
                     would achieve a more consistent
                     implementation framework. However,
                     because die Agency is concerned about.
                     die compliance status of affected
                     sources on die compliance date, die
                     Agencyalso seeks comment on
                     provisions to enhance die general
                     requirements for H WCs widi a
                     requirement for die submission of a
                     "precertification of compliance" in die
                     final rule. A precertification of
                     compliance would require facilities to
                     precertify dieir compliance status on die
                     compliance date. The details of the
                     precertification of compliance are
                     described in greater detail in the
                     following paragraphs.
                     B. Pre-Certification of Compliance
                       Today the EPA is seeking comment on
                     an option which would require sources
                     to submit a notification to regulatory
                     agencies that details the operating limits
                     a unit will be operated under in the
                     interim period following the compliance
 date but before die results of die initial
 comprehensive performance test are
 submitted. This notification, die
 precertification of compliance, would
 include all of the information necessary
 to determine the compliance status of an
 affected source (e.g., automatic waste
 feed cutoff limits, feedrate limits,
 emission control  device operating
 limits, etc.) during die 240 day period
 after the compliance date. At a
 minimum, the facility would be
 required to establish-operating limits on
 all of die parameters identified in the
 proposed monitoring requirements
 found in.table V.2.1 at 17419 of the
 proposed rule. This approach is
 appropriate because these facilities are
 already regulated under RCRA. There
 should not be any ambiguity for these
 facilities in terms of being between
 regulatory regimes at any point in time.
   The operating limits in die
 precertification of compliance would be
 enforceable limits.46 However, if
 following the initial comprehensive
 performance test, die facility's
 precertification of compliance
 designated operating limits are found to
 have been inadequate to ensure
 compliance widi die MACT standards,
 die facility will not be deemed out of
 compliance widi the MACT emissions
 standards. EPA invites comment on this
 approach, and specifically invites
 comment on die necessity of
 establishing operating limits on die
 entire set of parameters identified in
 table V.2.1.

 C. Consequences of Non-compliance
  As mentioned earlier, die Agency
 proposed a number of serious
 consequences that would befall a source
 that misses die compliance date (61 FR
 17416). The Agency proposed these
 consequences to provide an incentive
 for affected sources to move swiftly to
 comply with die final standards. In
 response to die proposal, dirough
 written comments from industry and
 during round table discussions widi
                      45 In the HWC proposed rule, however, the
                     Agency allowed sources 90 days to submit test
                     results because D/F analyses can require more time
                     than traditional MACT analyses. We continue to
                     believe that this 90-day allowance is appropriate.
  46 The Agency notes that under this scheme
.facilities are still subject to the RCRA emission
limitations, and the associated operating limits and
enforcement actions until removal of the air
emission limitations from the RCRA permit
However, because on the compliance date all
facilities must be compliance with the emission
standards of the final MACT rule, the Pre-COC
operating limits, which are expected to be more
stringent than current RCRA emission standards,
take precedence over the RCRA permit limits except
where the RCRA permit limits are based on a more
stringent standard adopted under the Omnibus
provisions of RCRA section 3005. Furthermore, EPA
notes that compliance with Pre-COC operating •
limits that are based on standards that are more
stringent than RCRA emission standards assures
compliance with the RCRA based emission
standards.

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                  Federal Register / Vol. 62, No.  85 / Friday, May 2, 1997 / Proposed Rules
                                                                     24237
 affected parties, the Agency received
 information suggesting that imposition
 of these consequences through
 regulatory language was unnecessary.
 Consequently, the Agency is
 considering deleting those specific
 consequences from the regulatory
 language and relying on the regulating
 agency's policy regarding enforcement
 response to. govern the type of
 enforcement response at a facility that
 fails to meet the compliance deadline.
   Upon review of this enforcement
 process, the Agency is presently
 inclined to apply the normal CAA
 enforcement procedures to non-
 compliant sources-in the final rule for
 hazardous waste combustors.

 H. Compliance Requirements
   In this section, we discuss several
 compliance issues: (1) Compliance with
 carbon monoxide (CO) and/or HC
 emission standards; (2) compliance with
 a startup, shutdown, and malfunction
 plan when not burning hazardous
 waste; (3) metals extrapolation and
 interpolation considerations; (4) site-
 specific variances for cement kilns and
 LWAKs because of inability to meet the
 standards solely due to metals or
 chlorine in raw materials;,and (5)
 emissions averaging for cement kilns
 with unique design or operating
 features.
 A. Compliance With CO and/or HC
 Emission Standards
   The Agency proposed MACT
 emission standards for both CO and HC
 for incinerators and LWAKs as
 surrogates to control emissions of
 organic HAPs. Cement kilns would be
 required to comply with either a CO or
 HC standard because of raw material
 considerations. See 61 FR at 17375-6.
 The Agency explained that relying on
 only CO or HC alone appeared to have
 drawbacks, and thus proposed that
 incinerators and LWAKs comply with
 emissions standards for both.
 Nonetheless, the Agency acknowledged
 that requiring compliance with
 standards for both CO and HC may be
 unnecessarily redundant, and requested
 comment on the following alternative
 approaches: (1) Giving sources the
 option of complying with either CO or
 HC; or (2) establishing a MACT standard
 for either CO or HC, but not both.
   Although the Agency is continuing to
 evaluate comments and options 47 on
.  •"We are also evaluating another option whereby
 compliance with the HC limit would be required,
 and a site-specific CO limit (but not lower than 100
 ppmv, the proposed MACT standard) would also be
 established. This option would provide assurance
 that HC emissions are within allowable levels, and
 by also limiting CO, it would give the operator
 how to limit CO and/or HC to control
 organic HAPs, we invite comment on an
 additional feature of the first option
 whereby a source can elect to comply
 with either the CO or HC standard.
 Under this approach, a source that
 elects to comply with the GO standard
 (rather than the HC standard)  would be
 •required to document during the
 performance test compliance with the
 HG limit. This is necessary because we
 have some (limited) data that show a
 source can have HC levels exceeding the
 standard discussed in today's notice
 while meeting the CO limit Even
 though the vast majority of the data
 indicate that HC will be low when CCf
 levels are low, a requirement to confirm
 this relationship on a site-specific-basis
 may be warranted.
   To confirm  the relationship during
. the performance test, the source would
 use a portable HC monitor to document
 that HC levels are below the MACT
 standard. This is not expected to be a
 burdensome test Further, however, to
 ensure that the CO/HC relationship is
 maintained over the range of operating
 conditions that the facility may
 ultimately employ, we are considering
 whether to require the source  to
 establish limits on key. operating
 parameters than can affect combustion
 efficiency (and thus HC emissions). The
 limits would be established based on
 parameter values observed while
 demonstrating the CO/HC relationship
 during the performance test.
   We specifically request comment on '
 which key parameters should  be limited
 to ensure that the CO/HC relationship is
 maintained. Further, we request
 comment on whether these key
 parameters should be identified on a
 national basis or a site-specific basis  ^
 during review of the performance test
 protocol. In providing comment, note
 that the Agency has already proposed to
 establish site-specific limits on several
 combustion-related parameters to
 ensure compliance with the D/F      ;
 emission standard (e.g., minimum
 combustion chamber temperature;
 maximum waste feedrate; and for batch
 fed units, maximum batch size and
 feeding frequency, and minimum
 oxygen concentration in the combustion
 gas). In addition, note that it may be
 appropriate to identify as key
 parameters (for purposes of ensuring
 that the CO/HC relationship is
 maintained) those parameters  for which
 limits are currently established during
 destruction and removal efficiency
 (ORE) testing,  including: (1) Minimum
 advance notice of a potential increase in HC levels,
 thus helping to avoid an exceedance of the HC
 standard.
combustion temperature at each
combustion chamber or'feed location;"
(2) minimum combustion gas residence
time (i.e., maximum combustion gas
velocity, or appropriate surrogate); and
(3) minimum combustion gas oxygen
concentration. If the Agency determines
that DRE testing is not necessary for
some types of sources as discussed In
Section in below, testing to document
the CO/HC relationship would be used
to establish limits on these heretofore
DRE-limited parameters.
B. Startup, Shutdown, and Malfunction
Plans
  The Agency proposed that startup,  ' -
shutdown and malfunction plans are
not necessary for hazardous waste
combustion sources because the
allowances that such plans provide are
not appropriate for hazardous waste
combustors (61 FR 17449). Specifically,
the Agency stated that EPA did not need
information regarding how quickly a
source is able to correct a malfunction
to come back into compliance with the
standards because affected sources
cannot burn waste unless the source is
in compliance with all applicable
standards.
  However, in comments, the Agency
was informed of a few situations in
which it is appropriate for sources to
comply with a startup, shutdown, and
malfunction plan. These situations
include those in which sources
temporarily stop burning hazardous
waste but intend to resume burning
hazardous waste in the near future. The
examples presented to the Agency
Involve production units (i.e., cement
kilns, LWAKs, and possibly on-site
incinerators equipped with waste heat
boilers to generate steam or heat at a
chemical production facility) that must
continue operations following waste
feed cutoff to maintain production at the'
facility. Also, commenters cited
temporary shutdowns necessary for
planned maintenance to be performed
on the unit.
  In light of these comments, the
Agency is rethinking Its proposed
approach and requests-comment on a
requirement for sources to comply with
the provisions listed in § 63.7 regarding
startup, shutdown and malfunction
plans, including the reporting
requirements of § 63.10(d) (5) (I). These
provisions would apply at HWCs when
waste is not being fed or does not
remain in the combustor, excluding
automatic waste feed cutoff events.
  Sources would be subject to the
standards at all times, and the
malfunction plan would only apply
during times when the source is either
temporarily not burning waste or when

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Federal Register / Vol. 62, No. 85 / Friday, May 2, 1997 / Proposed Rules
waste no longer remains In the
combustor. For example, If a source Is
temporarily not burning waste arid a
malfunction occurs that Is followed by
an exceedance of an applicable
standard, the source will not be In
violation as long as It Is complying with
the procedures outlined in the
malfunction plan. On the other hand, if
a source Is burning waste and a
malfunction occurs that necessitates an
automatic waste feed cutoff followed by
an exceedence of a standard, the source
would be in violation regardless of
whether the source is complying-with
the malfunction plan.48
  Therefore, under this option, a source
may develop a malfunction plan that
details the situations in which the
source Is intentionally not feeding
waste, or that details the situations
when certain emission control devices
will not be in operation.
C. Metals Extrapolation and
Interpolation Considerations
  In the NPRM, the Agency discussed
the operating conditions under which a
source will likely operate to
demonstrate compliance with the metals
emission limits identified in the
proposed rule (61 FRat 17428-30); The
Agency also acknowledged in the
proposal that operators will likely want
to operate their units during
comprehensive performance tests close
to the edge of the operating envelope so
that they can comply with the emission
standards and still achieve the
necessary operational flexibility
required by the facility. EPA further
stated that, to achieve a sufficient level
of operational flexibility, sources could
be expected to engage in the spiking of
metals into the waste matrix, which is
a practice that concerns the Agency.
EPA's concern extends to the overall
metals loading to the environment (for
example, Hg and Pb), exposure of
facility employees, and exposure of
surrounding community to higher than
normal metals concentrations due to
testing procedures that are for the
purposes of developing waste feedrate
limits and operational flexibility.
  Therefore,  the Agency has
Investigated approaches that may
provide a method to afford additional
metals feedrate flexibility without the
need  of high  metals spiking (otherwise
necessary to identify a metals feedrate
for an associated metals emission
                      level).49 One promising approach would
                      use a statistical extrapolation
                      methodology.50
                        Under this approach a source would
                      use the metal feedrates and emission
                      rates associated with a MACT
                      performance test to extrapolate to higher
                      allowable feedrates and emission rates.
                      The Agency believes that the upward
                      extrapolation procedure developed can
                      conservatively be used to allow for
                      higher metals feedrate limits, but still
                      ensure that the facility is well within
                      any applicable MACT (or RCRA)
                      emissions limit51 Although downward
                      interpolation (i.e., between the
                      measured feedrate and emission-level
                      and zero) was also investigated, the
                      Agency is concerned that downward
                      .interpolation may not be conservative
                      primarily because system removal
                      efficiency decreases as metal feedrate
                      decreases. Thus, projected emissions at
                      lower feedrates may in fact be lower  
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                   Federal Register / Vol. 62, No. 85  / Friday, May 2,  1997  /  Proposed Rides
                                                                       24239
   CKRC notes that the Conference
 Report for the Clean Air Amendments of
 1990 S3 states that:
   For categories and subcategories of sources
 of hazardous air pollutants engaged in
 mining, extraction, beneflciation, and
 processing of nonferrous ores, concentrates,
 minerals, metals, and related process
 materials, the Administrator shall not
 consider the substitution of, or other changes
 in, metal- or mineral-bearing raw materials
 that are used as feedstocks or materials
 inputs,* * * in setting emission standards,
 work practice standards, operating standards
 or other prohibitions or requirements or
 limitations under this section for such
 categories and subcategories.
   It should be noted that this language
 is not reflected in the legislative text,
 which states without caveat that MACT
 standards may be based .on "process
 changes, substitution of materials or
 other modifications." CAA section
 112(d)(2)(A)>However, assuming that
 CKRC's request for these variances has
 merit, and if the variances are
 incorporated in the final rule, they
 would apply to LWAKs as well given
 that LWAK raw materials could also
 cause those combustors to exceed the
 standards using MACT control. We
 solicit comment on whether these
 variances are appropriate and workable,
 and on the potential issues raised
 below.55
   1. Variance for metals or chlorine in
 minerals and related process materials.
 It may be appropriate to waive any
 MACT standard for a metal or group of
 metals or the standard for HC1/C12 if the
 source documents that it cannot comply
 with the standard while using MACT
 control solely because of raw material
 feed. As examples, MACT control for Hg
 would be hazardous waste feedrate
 control at a specified MTEC. MACT
 control for SVM and LVM would also be
 feedrate control at a specified MTEC
 and compliance with the PM standard.
 A condition of the variance could be
 that the source would be required to
 document that the concentration of
 metal or chlorine (for which it is seeking
 the variance) in hazardous waste and
 any non-mineral feedstock is within the
 range of normal levels for the industry.
 This would ensure that metals and
 chlorine emissions attributable to non-
 mineral feedstreams are equivalent to
 those from sources meeting MACT.
   We therefore request comment on the
 following issues:
   • How would normal levels be
 determined? What statistics should be
 used? What should be the baseline year
 for the determination (e.g., a given year
 (2000, or the compliance date of the
 rule)?
   • Should the variance be granted only
 if the hazardous waste and/or non-
 mineral feedstreams have lower than
 normal levels of metals or chlorine?
 How much lower (e.g., 25th percentile
 levels, 40th percentile levels)?
   • Would it be necessary to establish
 the normal levels hi the rule, or should
 they be established initially, on a case-
 by-case basis?
   • Should the Agency be concerned if
 levels of metals or chlorine in mineral ^
 feedstocks decline over time thus    *•'
 enabling the source to meet the
 standard? If so, what monitoring
 approach would be appropriate to
 identify when that occurred?
   • When should variance petitions be
 submitted to the State or EPA regulatory
 officials (e.g., 120 or 180 days prior to
 the compliance date)?
   2. Variance for organics in minerals
 and related process materials.
   Although current BIF regulations
 limit HC levels in kilns to 20 ppmv
 irrespective of the source of the
 hydrocarbons56 and the Agency
 proposed to maintain that standard
 under MACT, CKRC notes that some
 sources have to operate inefficiently to
 meet the standard. For example, a
 source may have to operate back-end
 temperatures at higher than normal
 levels to oxidize enough of the  organics
 being desorbed to meet the HC standard.
 This means that more fuel than normal
 must be fired to provide the extra heat
 at the back-end.57
   CKRC has suggested approaches
 whereby a source can document that
 hazardous waste is being burned in
 compliance with either the CO limit of
 100 ppmv or the HC limit of 10 ppmv.58
 In situations where the kiln can monitor
 a representative sample of combustion
 gas at mid-kiln at least temporarily
  »H.R.Rep.No. 101-952, at p.339.101st Cong.,
2d Sess. (Oct. 26,1990).
  54 CKRC cites additional authority in its letter to
B. Holloway and F. Behan (USEPA) of March 10,
1997 addressing these issues. Available in RCRA
Docket * F-97-CS4A-FFFFF.
  s^To meet its RCRA mandate, the Agency would
continue to evaluate emissions under the omnibus
permit authority to ensure that controls were
adequate to protect human health and the
environment.
  56 The Agency has acknowledged that HC in the
main stack of a long kiln can be generated by   ^
desorpflon of trace organics in raw material    '*
feedstocks as well as from fuel combustion.
  57 Higher back-end temperatures may be
associated with Higher rates of D/F formation.
  58 Neither approach would appear to be
appropriate for kilns that feed hazardous waste at
locations other than the clinker end. The concern
is that the kiln gas that is withdrawn for testing at
the mid-kiln location for compliance with the CO
or HC limit may not be representative of hazardous
waste combustion gases (i.e., either because the
hazardous waste is being fired downstream or, if the
waste is fired at mid-kiln, the waste combustion
gases may not be thoroughly mixed at the point of
kiln gas withdrawal for CO and HC monitoring).
 during a performance test to document
 compliance with the CO limit of 100
 ppmv (or a HC limit of 10 ppmv),. limits
 on key combustion parameters would be
 established based on operations during
 the performance test. The operating
 limits would be continuously monitored
 to ensure compliance with the CO or HC
 limits. Limits on the following operating
 parameters would be established: kiln
 gas oxygen at the kiln outlet; kiln gas
 residence time using raw material
 feedrate as a surrogate; and combustion
 zone temperature, using an appropriate
 surrogate or measured at an appropriate
 location.
   CKRC also suggested that sulfur
 hexafluoride  (SF6) could  be used as a
 continuously monitored compliance
 parameter in lieu of limits on other
 parameters, except oxygen. This is
 because SF6 is recognized as a
 temperature labile compound—it is
 more stable than most any other toxic
 compound under a temperature-failure
 mode of organics destruction. SF6 is
 not, however, an indicator of oxygen-
 deficient combustion failure modes—it
 is destroyed at high temperatures
 irrespective of oxygen levels. Given that
 both adequate temperature and oxygen
 are necessary for good combustion, an
 oxygen limit as well as an SF6 feed  limit
 and emission limit would be established
 under this option based on a
 performance test documenting
 compliance with either the CO or HC
.limits at mid-kiln.
  Finally, CKRC suggested variance
 approaches for the more problematic
 situation where a kiln is not able to.
 sample kiln gas at mid-kiln for
 compliance with the CO or HC limit.
 One approach would be to allow a kiln
 to document compliance with the CO
 limit of 100 ppmv or the HC limit of 10
 ppmv in the main stack when burning
 hazardous waste but temporarily
 feeding imported, low organic raw
 material. Under this approach, as with
 the approaches discussed  above,
 operating limits on oxygen levels in kiln
gas at the kiln outlet, residence time of
 combustion gas, and combustion zone
temperature would be established based
 on a performance test using the low
organic raw material. Also, continuous
monitoring of limits on feedrates and
emission rates (based on performance
testing) of SF6 could be used in lieu of
establishing limits on residence time
and temperature.
E. Emissions Averaging for Cement
Kilns

  Several cement kilns have unique
design or operating procedures that
warrant special consideration in

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Federal Register / Vol. 62, No. 85 / Friday, May 2, 1997 / Proposed Rules
demonstrating compliance with the
MACT standards, as discussed below.
  1. PreheaterorPreheater/Precalciner
Kilns with Dual Stacks. Some preheater
or preheater/precalclner kilns are
designed with separate main and alkali
by-pass stacks. To demonstrate
compliance with the emission standards
(other than the CO/HC standards where
compliance is based on emissions In
either the main or by-pass stack), It Is
appropriate to allow such kilns to
document either that both stacks meet
the applicable emission limits, or that
the stacks meet the limits considering
flow-weighted average emissions. This
is the approach currently used for
compliance for the PM NSPS, and it Is
appropriate as well for the MACT
standards that the Agency.has proposed.
  2. Kilns that operate an in-line raw
mill. Some cement kilns vent the kiln
gas through the mill that grinds the raw
material (i.e., raw mill) to help dry the
raw material before charging to the kiln.
Such designs are referred to as "in-line
raw mills". When the raw mill is out of
service for maintenance, approximately
10% of the time annually, kiln gas by-
passes the mill and is vented to the
stack after passing through the PM
control device. (Stored milled raw
material is charged during these periods
of mill downtime.) The Cement Kiln
Recycling Coalition indicates that
emissions of HAPs that the Agency
proposed to regulate can be different
when gas is vented through the raw mill
versus periods of time when the mill is
out of service.59
  It appears appropriate to base
compliance with the MACT emission
standards for such kilns on a time-
weighted average basis. Sources would
use historical information on utilization
time for the in-line raw mill to
document the time-weighted average
and would present this information to
regulatory officials as part of the test
plan. Further, sources would be
required to conduct performance testing
under both operating conditions: with
the raw mill on-line and off-line.
JJL ORE Testing Considerations
  In the NPRM, the Agency proposed
that the 99.99 percent destruction and
removal efficiency (DRE) standard be
retained under RCRA.authority. See 61
FR at 17447. Although EPA could have
proposed the DRE requirement as part of
the MACT standards to help control
organic HAPs, the Agency explained
that doing so would have raised
significant practical implementation
concerns. This is because MACT
                      standards are generally self-
                      implemented by facilities to a large
                      degree whereas DRE testing has      f
                      historically involved a detailed and   -,
                      iterative process between a facility and
                      the regulatory agency.
                        The Agency received comments that *
                      raised other concerns, including: (1)
                      Whether it is necessary for a source to
                      actually perform a DRE test to ensure
                      .that it is achieving DRE;60 and (2) how
                      can the Agency ensure that RCRA DRE
                      testing is coordinated with MACT
                      performance testing.
                        The Agency has reconsidered DRE
                      testing issues and is today requesting
                      comment on options for ensuring
                      compliance with a DRE standard, and
                      how to coordinate DRE testing with
                      MACT performance testing.
                      A. Options for Ensuring Compliance
                      with a DRE Standard
                        The Agency has investigated whether
                      compliance with the CO or HC MACT
                      Standards would ensure that a source is
                      achieving 99.99% DRE 6I. The vast   %
                      preponderance of the data indicate that
                      when a source is achieving CO levels
                      under 100 ppmv or HC levels under 10
                      ppmv, it is virtually always also
                      achieving 99.99% DRE.62 The Agency's
                      investigation noted, however, an
 »» CKRC Comments. August 19.1996, pp 112-
113. Docket Number RCSP-0170.
                        60 The statutory minimum technology
                      requirement for incinerators (see RCRA 3004(o) (BJ)
                      requires the "attainment" of 99.99 percent
                      destruction and removal efficiency. DRE testing
                      could be replaced by an alternative that is equally
                      or more stringent (e.g., compliance with stringent
                      limits on CO or HC) to ensure attainment of 99.99
                      percent DRE.
                        41 The Agency evaluated approximately 455 DRE
                      test conditions, where CO was less than 100 ppmv
                      and 273 test conditions where HC was less than 12
                      ppmv. to determine if compliance with stringent
                      CO and HC limits would ensure that 99.99% DRE
                      was being achieved. Ten sources failed DRE even
                      though CO or HC levels were below 100 ppmv or
                      12 ppmv (on a run average basis), respectively. Nine
                      of the failures could be explained by: (1) Selecting
                      principal organic hazardous constituents (POHCs)
                      that were also common products of incomplete
                      combustion; (2) feeding low concentrations of
                      POHCs (a phenomenon of DRE testing is that it is
                      very difficult to measure 99.99% DRE when POHCs
                      are fed at low concentrations, even though emission
                      concentrations may be trivial); or (3) feeding
                      aqueous waste with such low concentrations of
                      organics that, even under poor combustion
                      conditions, the waste did not generate high levels
                      of CO or HC. See USEPA. "Draft Technical Support
                      Document for HWC MACT Standards (NODA),
                      Volume II: Evaluation of CO/HC and DRE
                      • Database", April 1997.
                        <*• It could be argued that this is due to two  ,^
                      factors: (1)  during successful DRE testing many
                      sources operated at CO or HC levels that were weU
                      below the 100/10 levels; and (2) it is not clear that
                      those sources would continue to achieve 99.99%
                      DRE at higher CO orHC levels (but not exceeding
                      the 100/10 levels). This is unlikely to be a major
                      concern, however, because combustion devices
                      operating at CO levels under 100 ppmv are
                      generally considered to be operating under good
                      combustion conditions that would ensure 99.99%
                      DRE in any event.
 atypical, failure mode for the CO/HC
 versus DRE relationship: when low
 organic content waste is fed into a
 region of a combustor other than the
 flame zone (e.g., into an unfired
 afterburner). .One test condition of the
 approximately 455 investigated failed
 the CO/HC versus DRE relationship for
 this reason. This was a highly unusual
 test condition, and does not represent
 good combustion practice. CO levels
 were likely low because flame
 combustion was not occurring, and HC
 was likely low because the waste could
. have had only trace levels of toxic
 organics that did not contribute .
 significantly to the HC loading (but
 which could nonetheless pose a health
 or environmental hazard).
   Given the general relationship
 between CO, HC, and DRE and the
 highly unusual nature of the lone
 exception, the Agency is considering
.whether DRE testing is warranted in all
 cases for sources complying with the
 MACT CO and HC standards. The DRE
 test is a complicated, expensive test. In
 addition, although It can help indirectly
 to ensure that a source is operating
 under good combustion conditions, it
 may not provide the operationally direct
 level of assurance of good combustion
•conditions that CO or HC does. The data
 show that sources can be achieving
 99.99% DRE even though CO or HC
 levels exceed values considered to
 represent good combustion (i.e., CO of
 100 ppmv, HRA, and HC of 10 ppmv,
 HRA).«
   Accordingly, the Agency is
 considering three options for reducing
 the DRE testing burden, as discussed
 below.64 Under all options where DRE
 testing would be waived, a source
 would have to be in compliance with
 the final MACT standards for CO/HC,
 which will be sufficient to show ensure
 compliance with the DRE standard as
 well."
  • ** Under an option the Agency is considering for
 establishing MACT standards for CO and HC, a
 source would be able to elect whether to comply
 with either the CO or HC standard. Although CO
 is not a direct measure of HC emissions, the Agency
 is considering requiring sources that elect to
 comply with the CO standard to document that
 their HC emissions also meet the standard.
  64 The Agency's analysis to date has focused on
 the 99.99% DRE standard. We have not investigated
 whether sources that bum "dioxin-listed waste"
 under§264.343(a)(2) and are required to ,
 demonstrate 99.9999% DRE are likely to achieve
 that DRE when operating under stringent CO and
 HC levels. Given that there are few HWCs that are
 permitted to manage such wastes and given the
 high toxidty potential of such wastes, the Agency
 is inclined to continue to require DRE testing at
 facilities handling those wastes.
  65 Long cement kilns generally cannot meet the
 stringent CO and HC limits applicable for waste
 combustion (i.e., 100/10 ppmv) because of organics
 in raw materials. Thus, the Agency proposed that

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                  Federal Register  / Vol. 62, No.  85 / Friday,  May 2, 1997 / Proposed Rules
                                                                       24241
 B. DRE As a MACT Versus RCRA
 Standard

  In Investigating approaches to ensure
 coordination of DRE testing with MACT
 performance testing, the Agency has
 reconsidered whether the DRE standard
 could be effectively implemented as a
 MACT standard (to help control organic
 HAPs). To ensure coordination of DRE
 and MACT performance testing, the
 Agency is considering extending the test
 plan review period from the proposed
 60 day period (see proposed
 § 63.1208(e) and § 63.7(b) (1)) to one year
 to allow regulatory officials time to
 consider DRE testing in context with
 MACT testing. With this opportunity for
 coordinating the testing, the Agency's
 concerns expressed.at proposal about
 the difficulty of implementing the DRE
 standard under the self-implementing
 regime of MACT may be largely
 overcome (i.e., if the Agency
 incorporates into the MACT standards
 opportunity to review and approve the
 DRE test protocol). Thus, the Agency is
 considering incorporating the DRE
 standard as a MACT standard.
  Sources wishing to perform a
 combined DRE and comprehensive
 performance test would have to submit'
 the test plan one year in advance of the
 test. If the review requires more than
 one year, the Agency can extend the
 testing date for coordination purposes
 (assuming the source has made a good
 faith effort to cooperate with regulatory
 officials to identify an appropriate test
 protocol). However, there would be no
 extensions granted for the initial
 comprehensive performance test
 because it is imperative that sources
 document compliance with the MACT
 emission standards (including those for
 the high priority HAPs, D/F, Hg) on
 schedule. Sources wishing to perform a
 combined initial comprehensive
 performance and DRE test would
 therefore have to be diligent in working
 with regulatory officials to ensure that
such kilns comply with a CO level of 100 ppmv or
a HC level of 20 ppmv. Notwithstanding the
inability to document good combustion conditions
by complying with stringent CO/HC limits, the •
Agency believes that cement kilns that fire
hazardous waste into the clinker end of the kiln
will virtually always achieve 99.99% DRE because,
to make marketable products, clinker temperatures .
must be approximately 2700° F, and combustion gas
temperatures are typically several hundred  degrees
hotter than the solids temperature. .These
temperatures are theoretically high enough  to
ensure destruction of organic compounds in the
waste. Consequently, such kilns should not be
precluded from the waivers discussed in the text.
If such a kiln were to inject hazardous waste at
nonflame zone locations such as mid-kiln or at the
raw material end of the kiln, however, we are
concerned that DRE may not always be achieved.
The kiln would not be eligible for the DRE waiver.
 the combined test protocol is developed
 and approved in a timely manner.66
   The Agency invites comment on these
 issues, including whether DRE should
 be incorporated as a MACT standard,
 and irrespective of that decision,
 whether a one-year review period
 provides adequate opportunity to
 review a combined DRE test and
 comprehensive performance test
 protocol.

 IV. Notification and Reporting
 Requirement Considerations

 A. Public and Regulatory Notification of
 Intent to Comply
   In the proposed rule, the Agency
 requested comment.on strategies to
 encourage or require affected sources to
. comply with the final emissions
 standards at the earliest possible date.
 The Agency also asked for views on
 methods that could be used to
 determine when a source could      "*'
 realistically conclude whether it will
 comply in a timely fashion with the
 final standards (61 FR at 17416). A
 number of commenters argued for the
 Agency to require a submission from
 affected sources that identifies whether
 and how the facility intends to comply
 with the final standards. This
 notification requirement was referred to
 as a "Notification of Intent to Comply."
 The purpose of the submission would
 be to identify the sources that will not
 comply'with the final standards so that
 those sources could be forced to
 terminate waste burning activities as
 soon as possible following the effective
 date of the final HWC rule.
   Other commenters, responding to our
 request for comment regarding the
 proposed permit modification options
 (61 FR at 17455), suggested that all
 facilities be  required to submit a plan
 that outlines the procedures each     *,
 facility intends to follow to comply with
 the final standards. However, the
purpose of this submission would be to
 begin an early process of
 communication between the public and
the facility through the public
 disclosure of the facility's compliance
strategy.
  The Agency has reviewed these
comments and supports the goals and
  66 The Agency also considered requiring sources
to submit draft test protocols one year prior to the
test date, regardless if the comprehensive
performance test is to be combined with a DRE
demonstration. We determined that may not be
appropriate, however, because normal
comprehensive performance tests should not
require a review process longer than provided by
the CAA-MACT general requirement. Therefore, the
one-year test review period would only apply for
those sources that wish to coordinate the
comprehensive performance (or confirmatory) test
with a DRE test.
 purposes of a requirement that compels
 sources to identify their intentions to
 comply with the final rule, and to
 describe how they will achieve that
 compliance. Furthermore, the Agency
 supports any process that promotes
 public notification and interaction with
 respect to a hazardous waste
 cbmbustor's future operations. To the
 extent that some limitations on public
 participation would be the result of a
 streamlined permit modification process
 that may be finalized ahead of the HWC
 MACT rule, promotion of early public
 notification and intervention in this part
 of the rule is appropriate and desirable
 given our general policies in that regard
 (see, e.g., RCRA Expanded Public .
 Participation Rule, 60 FR 63417 (Dec.
 12,1995)). Therefore, the Agency is
 considering a notification requirement,
 based on and growing out of ideas that
 were presented in comments, that may
 be applied to sources affected by the
 final rule. This notification requirement,
 called the Public and Regulatory
 Notification of Intent to Comply
 OPRNIC), would involve the facility
 submission and public disclosure of a
 plan that relates to whether and how the
 facility intends to  come into compliance
 with the final standards.
   However, due to enforcement and
 implementation issues, the Agency is
 concerned that it is not feasible to use
 a submission that identifies only a
 facility's future "intentions" as the legal
 basis to force a facility to terminate
 waste burning activities before the
 statutorily based compliance period of
 three years. Moreover, any official
 review and approval of such
 submissions could conceivably slow
 down the rate at which facilities come
 into compliance with the final
 standards. This would thwart the
 objectives of a streamlined permit and
 compliance process.
  The Agency believes that the most
 effective application of such a
 submission is to promote public
 awareness, as well as discussion
 between a facility and its community, ••
 which will afford them an opportunity
 to engage in discussions regarding the
 details of the facility's plans to comply
 with the final standards. However, the
 Agency does not intend for this
 submission to undergo a formal review
 by the regulatory agencies involved.
  The Agency requests comment on this
 option which requires sources to  .
prepare and submit for public comment
a notification identifying the source's
intentions to comply with the final rule
as well as the strategy they intend to
follow to assure compliance by the
compliance date. This notification
requirement would apply to all sources

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Federal Register / Vol. 62, No.  85 / Friday, May 2, 1997 / Proposed Rules
burning waste on the effective date of
the final HWC rule, and would require
sources to prepare a draft notification,
announce the availability of the draft
notification as well as a future informal
public meeting to discuss the draft
notification, hold an informal public
meeting, submit die final .notification to
all appropriate regulatory agencies, and
update the notification as necessary.
  The Agency intends for the
information contained in die draft
notification to provide enough detail so
that the public can engage in a
meaningful review of die facility's
compliance strategy. For example, if in
die draft notification a facility identifies
and describes the type(s) of control
technique® being considered, die
facility should Include, as appropriate,
waste minimization and/or pollution
control opdons that may have been
evaluated.
  EPA also requests comment on a
requirement for affected sources to hold
at least one informal meeting witii die
public before submitting die final
notification to die appropriate
regulatory agencies. The goal of tills
Informal meeting Is to provide a forum
to facilitate dialogue between die
affected source and its community. The
meeting should provide an open,
flexible and informal occasion for die
facility and die public to discuss various
aspects of die facility's compliance
strategy because It provides die public
direct input to die facility owners/
operators. In addition, die meeting
affords facility owner/operators die
opportunity to gain an understanding of
die public's expectations, which can
dien be addressed and included in die
facility's final submission. The Agency
anticipates that die facility arid die
public will share Ideas, educate each
other, and continue to establish a
framework for sound communication.
However, as suggested in comments
received from CKRC,67 die Agency
understands that die early timing of die
meeting may affect a facility's ability to
have complete or fully accurate
Information, but die Agency belie
tiiat die benefits of early public
Involvement and access to information
outweigh die drawbacks of incomplete
information. Furthermore, die time
period between die effective date of die
HWC rule and die informal meeting
announcement should provide a facility
sufficient time to collect, analyze, select,
and plan a compliance strategy.
However, comments are invited on
other appropriate time periods between
           leves
  "Memorandum, from CraJg Campbell (CKRC) to
Mitlhcw Halcjr. (EPA), regarding compliance plans
under the HWC MACT Rule, dated March 18,1997.
die public notification and die informal
public meeting, and on die time period
necessary to collect the information
required for die PRNIC.
  Another timing issue relates to when
a facility should notify the community
regarding die availability of die draft
PRNIC. At tills stage, die Agency is
considering to require that die
notification be made on or before 210
days following the effective date of die
final HWC rule. This would necessitate
tiiat an announcement of die informal
public meeting and die availability of
die draft PRNIC be made 30 days prior
to die meeting in a manner that is likely
to reach all affected members of die
community. The Agency is considering
that tiiis announcement, of the informal
public meeting and draft PRNIC      *»
availability, should be required in three
ways: As a display advertisement in a
newspaper of general circulation; as a
clearly marked sign on die facility
property; and as a radio broadcast. Each
of these notices would have to include
die date, time and location of die
meeting, a brief description of die
purpose, a brief description of die
facility, a statement asking people who
need special access to notify die facility
in advance, and a statement describing
how die draft PRNIC can be obtained.
The Agency requests comment on this
approach that requires facilities to hold
an informal public meeting prior to die
submission of die final PRNIC to die
regulatory autiiorities.
  An additional requirement of the
notification approach being considered
involves the submission, to die
appropriate regulatory agencies, of die »
final PRNIC 270 days following die
effective date of die final HWC rule. The
submission would contain the following
information: The name and location of
die owner operator; die location of die
source; a statement as to whedier die  "'
source is a major or area source; a
description of any waste minimization
and pollution control technique(s)
considered; a description of the
emission monitoring technique (s)
considered; a description of die waste
minimization and pollution control
technique(s) effectiveness; a description
of die evaluation process used to select
the waste minimization and/or  '
pollution control technique(s); and an
outiine of die key dates in die process
tiiat die facility plans to follow to
implement die selected waste
minimization and/or pollution control
technique(s). This submittal should also
capture die major comments or ideas
tiiat were discussed in die public
meeting or that were submitted in
response to die release of the draft
PRNIC.
  The final requirement of die
notification approach being considered
involves updates to the final PRNIC
following a significant change in die
facility's implementation strategy. A
significant change would be analogous
to a change diat would trigger a RCRA.
class two or class tiiree permit
modification request, and would apply
only to changes tiiat depart from die
strategy described in die final PRNIC.
Examples of some changes that may be
considered significant changes are as
follows: A change in die pollution
control technique to be implemented; a
request for permit modification; a
request for an extension of die
compliance date; or a decision to stop
or to continue burning waste  that is
contrary to die final PRNIC.
Additionally, all sources could be
required to notify the public via a
mailing to die facility's mailing list
witiiin 30 days following a
determination tiiat a significant change
has occurred in die facility's
implementation strategy. The change
would have to be described in writing
and made available to requesting parties
via placement.in an information
repository or tiirough direct transmittal.
This requirement would be in keeping
witii the spirit of die PRNIC, which is
to keep die public informed of any
significant changes in die facility's
compliance and implementation plan.
  The Agency invites comment on this
submittal and die submittal process, and
requests information on die benefits and
burden associated with such a process.
The Agency specifically invites
comment on die use of permit
modification criteria to identify a
significant change tiiat would
necessitate an update to die PRNIC.
B. Data Compression Allowances
  The Agency is considering  allowing
the use of data compression techniques
in die recording of continuously
monitored parameters under tiiis rule.
This is in response to comments on die
proposed rule regarding die additional
burden associated witii the proposed
monitoring and recording requirements
and specific requests to allow data
compression. We are also considering
revisions to parts 264, 265 and 266 tiiat
would be conforming revisions to
ensure tiiat die RCRA rules are
consistent widi similar provisions of die
proposed part 63 rules.
  Commenters raised the issue of an
additional burden by the proposed
monitoring and recording requirements.
We do not agree tiiat die proposed
requirements pose significant additional
record keeping burdens from  current
regulations (i.e., BIF rule) or existing

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                  Federal Register / Vol. 62, No.  85 / Friday, May 2, 1997 / Proposed Rules
                                                                    24243
 permit requirements under RCRA.
 However, we are interested in reducing
 the Information burden—for example,
 how much is recorded if the data is-
 automatically evaluated under an
 established set of specifications, while
 maintaining the integrity of the data for
 compliance evaluation purposes.
   Briefly, data compression is the.
 process by which a facility
 automatically evaluates whether a
 specific data point needs to be recorded..
' Data compression does not represent a
 change in the continuous monitoring  ,
 requirement proposed in rule. One-
 minute averages will continue to be
 generated. However, with data  -
 compression, each one-minute average
 will be automatically compared with a
 set of specifications to decide the need
 for recording. New data is recorded
 when the one-minute average value falls
 outside the set of specifications.
   This option should provide a good
 opportunity to the regulating agencies to
 focus their review of operating data,
 because facilities using data
 compression will record data that is
 indicative of non-steady state operations
 more frequently than steady state
 operations. This will significantly
 reduce, up to 90%, the data subject to
 review by the regulating agency as the
 facilities' self-evaluate, under a
 previously approved set of
 specifications, the data being recorded.
  The dynamics of monitored  '
parameters are not uniform across the
regulated universe, and establishing
national specifications for data
compression techniques in this rule may
not be feasible. Different data
compression techniques can be
successfully implemented for a
monitored parameter to obtain
compressed data that reflect the
performance on a facility specific basis.
As a result the Agency is considering
allowing the sources to request the
regulatory agency to use data
compression techniques that reflect site-
specific conditions of the monitored
parameters and establish data
compression specifications accordingly.
Upon approval, sources may start data
compression techniques based on the
approved set of specification.
  At a minimum, a source
implementing data compression will be
required to record a value once every
ten minutes. In combination with the
appropriate set of specifications, a     «
recorded value every ten minutes will
result in a potential data recording
reduction up to 90%.
  As a guideline, for the regulating
agencies and sources EPA has
developed a table to use as a guideline
developing site-specific specification for
data compression techniques. These are,.
the basis for the specification in the
table:
  1. Data compression limit. The closest
level to a permit limit/standard at which
reduced recording is allowed. Within
this level, minute-by-minute data
recording is required. The data
compression limit should reflect a level
at which the specific parameter is
unlikely to exceed its permit limit
within a one-minute change. The other
consideration is to seta data
compression limit at which owners and
operators can practically implement
data compression.
  2. Fluctuation limits. The permissible
deviation of new data value from
previously generated value. This
parameter is a reflection of tolerance of
the agency to allow a parameter to
change without requiring the data point
to be recorded. The considerations to
establish the fluctuation limits are (1)
The potential of the regulated parameter
to change in one minute and cause an
exceedance of the permit limit on a
rolling average basis and; (2) the
maximum variation tolerated from a
change of other related operating
parameters (i.e., fuel and temperature,
gas flow and APCD parameters).
  We invite comment on allowing data
compression under this rule, including
revising parts 264, 265 and 266, and on
the following table:
      FLUCTUATION AND DATA COMPRESSION LIMITS EXPRESSED AS PERCENTAGES OF THE PERMIT/STANDARD LIMITS
Device
OEMS 	 	 	 	
GEMS 	 	 	
OEMS 	
OEMS 	
GEMS 	 	



Activated carbon injection 	

Dioxin inhibitor 	 * 	 	
Catalytic oxidizer 	



Good combustion and APCD efficiency ...
Feed control 	 	 	



Wet scrubber 	 	 	



Ionizing wet scrubber 	

,

Drv scrubber 	
Parameter
Patiiculate matter . 	 	 ...........:..
Carbon monoxide 1 hour 	 	
Total hydrocarbon 	 	 	
Total mercury 10 hour 	
Multi-metal 10 hour 	 	 	
HCI 	 	 	
Chlorine 	
Max inlet temperature to dry PM APCD 	 ....
Min carbon injection feedrate (carbon feed through injector) ....
Min carrier fluid flowrate or nozzle pressure drop 	
Min inhibitor feedrate 	 	 ;..
Min flue gas temperature at entrance 	 	 	
Max flue gas temperature at entrance 	
Maximum waste feedrate 	 	 	 ."i. 	
Min combustion chamber temperature (exit of eacfi chamber)
Maximum flue gas flowrate or production rate 	
Maximum total metals feedrate (ail streams) 	
Maximum pumpable liquid metals feedrate 	
Maximum total ash feedrate (all streams) 	
Maximum total chlorine feedrate (all streams) 	
Minimum pressure drop across scrubber ..« 	 	 	
Min liquid feed press 	
Minimum liquid pH 	
Min blowdown (liquid flowrate) or max solid content in liquid ...
Minimum liquid flow to gas flow ratio 	
Minimum pressure drop across scrubber ...; 	 	 	
Minimum liquid feed pressure 	 	 	
Min blowdown (liquid flowrate) or max solid content in liquid ...
Minimum liquid flow to gas flow ratio 	
Min power input (kVA: current and voltage) 	
Min sorbent feedrate 	
Ructuation
limit ±
10% 	
10 DDm 	
2 DDITI . .
10% 	 	
10% 	
10% 	
10% 	
10° F 	
5% 	 	
20% 	
10% 	
20° F 	
20° F 	
10% 	
'20° F 	
10% 	 	
10% 	

10% 	
10% 	
0.5" water .
20% 	
0.5 pH unit ...
5% 	 : 	
10% 	
0.5" water ....
20% 	
5% 	
10% 	
5% 	
10% 	
Data compression
limit
60%
50 DDm.
60%
60%.
60%.
60%.
60%.
Limit -30°F.
Limit +20%.
Limit +25%.
60%.
Limit +40° F
Limit -40° F.
60%.
Limit +50° F.
60%.
60%

60%.
60%.
Limit +2".
Limit +25%.
Limit + 1 pH unit.
Limit +20%.
Limit +30%.
Limit +2" water.
Limit +25%.
Limit +20%.
Limit +30%.
Limit +20%.
Limit +30%.

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Federal Register / Vol. 62, No. 85 / Friday.  May 2, 1997  / Proposed Rules
    FLUCTUATION AND DATA COMPRESSION LIMITS EXPRESSED AS PERCENTAGES OF THE PERMIT/STANDARD LIMITS—
                                                    Continued
Device

Fabric fSter
ESP 	

Parameter'
Minimum carrier fluid flowrate or nozzle pressure drop 	 	

Min power input (kVA: current and voltage) 	

Fluctuation
limit *
10% 	
1" water 	
5% 	

Data compression
limit
Limit +30%.
Limit +2" water.
Limit +20%.

 V. Waste Minimization and Pollution
 Prevention
 A. Overview
  Amendments to RCRA In 1984, and
 the Pollution Prevention Act of 1990
 establish a clear national policy
 preference for pollution prevention and
 environmentally sound recycling as the
 nation's top priority environmental
 management methods, over treatment,
 storage and disposal. Pollution
 prevention, also referred to as source
 reduction, includes any practice that
 reduces the amount of pollutants
 entering a waste stream, prior to
 recycling, treatment or disposal. Waste
 minimization, a term particular to RCRA.
 and EPA's hazardous waste program,
 Includes pollution prevention (or source
 reduction) and environmentally sound
 recycling. Combustion for treatment or
 destruction is a form of treatment, and
 is not included in the definitions of
 pollution prevention, source reduction,
 waste minimization and/or
 environmentally sound recycling.
  Based on previous studies, stringent
 limits on pollution control devices
 generally provide a strong incentive for
 companies to pursue less costly waste
 minimization measures to achieve
 compliance. The implementation of the
 Land Disposal Restrictions program has
 shown this to be the case in the RCRA
 program. Waste minimization measures
 can, in many cases, provide companies
 with a variety of benefits, including:
 improvements in production yields,
 reduced worker exposure, reduced
 waste volumes, reduced waste
 management costs, reduced liability,
 and reduced compliance burdens. As a
 result, many companies, including those
 affected by today's rulemaking, have
 made significant progress identifying
 and installing waste minimization
 measures that result in one or more of
 these benefits. In addition, hazardous
 waste generators that transport waste
 off-site for treatment, storage or disposal
are required to certify on each
hazardous waste manifest that they have
a waste minimization program in place.
In addition, facilities that have a RCRA
permit to treat, store or dispose of
hazardous wastes are required to certify
annually that they have a waste
                     minimization program in place (See •
                     sections 3002(b) and 3005(h) of RCRA).
                       Past studies indicate that existing
                     regulations can also contain inherent
                     barriers that prevent companies from
                     identifying and installing additional
                     waste minimization measures that could
                     be cost effective and provide an
                     alternative or supplemental means to
                     achieve compliance. Potential       w
                     regulatory impediments can include:
                     Tight compliance deadlines that
                     preclude taking extra time to explore
                     waste minimization alternatives,
                     perceptions that end-of-pipe technology
                     is preferred by government agencies
                     over less well known waste
                     minimization measures to achieve
                     compliance, a tendency to continue
                     relying on pollution control technology
                     once a company has sunk available
                     capital into end-of-pipe controls, and a
                     lack of government willingness to
                     explore more flexible compliance
                     approaches.
                       During extensive interaction with
                     public stakeholders during the
                     development of EPA's Hazardous Waste
                     Minimization National Plan (released in
                     1994), some companies emphasized that
                     short compliance deadlines after the  ^
                     promulgation of end-of-pipe standards
                     are a significant impediment to fully
                     identifying and installing waste
                     minimization measures that could either
                     replace or supplement end-of-pipe
                     pollution control measures that may
                     still be necessary. As a result,
                     companies are likely to opt for installing
                     "end-of-pipe" pollution controls to meet
                     compliance deadlines, instead of
                     pursuing waste minimization and
                     pollution control measures as a
                     compliance approach. At large complex
                     manufacturing facilities (such as
                     chemical manufacturing plants), short
                     compliance deadlines are a particular
                     barrier since completing a waste
                     minimization options assessment
                     requires consideration of chemical
                     reaction redesign, testing and
                     installation. In contrast end-of-pipe
                     controls can often be installed more
                     quickly than waste minimization
                     process changes, even though they may
                     be more expensive. In addition, once
                     capital has been sunk into end-of-pipe
                     pollution controls, there is little     **
incentive for companies to then spend
money exploring pollution prevention/
waste minimization options that would
offset the need for the end-of-pipe
controls. This factor is one of the major
factors to consider in today's
rulemaking. This is discussed in more
detail below.
B. EPA Proposed Flexible Waste
Minimization Incentives
  EPA was aware, in its April 1996
proposal for this rulemaking, that
promulgating MACT standards may
contain some inherent barriers to
identifying and installing waste
minimization technologies that could be
more cost effective for meeting
environmental protection standards (in
some cases) than end-of-pipe air
pollution control equipment alone.
Consequently, EPA requested comment
on three regulatory incentives that could
partially  offset potential barriers and
provide regulated companies with an
increased opportunity to identify and
install waste minimization technologies
that reduce or eliminate hazardous
waste entering combustion feed streams
as a cost  effective approach to
compliance. EPA's objective in this
effort is to promote flexibility in the use
of waste minimization measures that
would reduce the amount aind/or
toxicity of hazardous wastes entering
combustion feed streams, either as an
alternative to end-of-pipe combustion
measures, or in combination with
combustion measures, to meet MACT
standards.
  EPA requested comment on two
approaches that use waste minimization
facility planning to identify cost
effective  waste minimization measures
dial reduce hazardous wastes entering
combustion feed streams. Waste
minimization planning has been used in
over 20 states as a method to encourage
companies, particularly those that
generate and manage wastes on site, to
identify cost effective waste
minimization measures that can be used
in place of,  or in combination with, end-
of-pipe pollution control measures. Of
the 21 commercial incinerators  and the
141 on-site hazardous waste
incinerators facilities known to be
covered by today's rule, 43-44 percent

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                  Federal Register / Vol. 62, No. 85 / Friday, May 2, 1997 / Proposed Rules
                                                                     24245
 of the facilities are in states that have
 mandatory waste minimization
 planning programs; 14 percent are in
 states that have voluntary waste
 minimization planning programs; and
 42-43 percent are in states that do not
 have formal waste minimization
. planning programs.
   The first waste minimization facility
 planning approach proposed for
 comment sought to encourage facilities
 to reduce the amount of hazardous
 waste entering combustion feed streams
 as much as possible through cost
 effective waste minimization measures.
 The proposal sought to accomplish this
 objective by requiring all facilities
 covered by this rulemaking to provide to
 the appropriate EPA .or State permitting
 authority adequate information on waste
 minimization measures that would
 reduce hazardous wastes entering
 combustion feed streams. Requiring
 facilities to formally consider cost
 effective waste minimization options
 would raise the likelihood that
 hazardous waste generation could most
 cost effectively be reduced at the source
 or recycled, as a preferred approach to
 combustion. Since many of these
 facilities are located in states that have
 mandatory or voluntary waste
 minimization planning programs,  EPA
 hoped to build on a process already in
 place. States that have mandatory waste
 minimization planning programs
 generally require facilities to provide a
 description of changes in process
 equipment, raw materials, materials
 handling, recycling, maintenance or
 other changes that would reduce the
 amount and/or toxicity of wastes that
 are treated or disposed. None of the
 existing mandatory or voluntary State
 waste minimization planning programs
 specifically address reductions of
 combusted hazardous as an objective of
 the planning process. EPA requested
 comments on this approach to
 determine if the approach could provide
 greater flexibility for facilities to build
, on requirements of existing state
 programs to achieve compliance with
 MACT standards.
   In the second waste minimization
 planning option, EPA proposed to
 provide EPA Regions and States with
 the discretionary authority to make case
 by case determinations regarding which
 facilities would be required to provide
 information on waste minimization
 alternatives to reduce hazardous wastes
 entering combustion feed streams. This
 determination could take into account
 several factors, including, for example,
 whether an existing state program had
 already accomplished the equivalent of
 this objective, the extent'to which this
 requirement may be too burdensome for.
 some states, and the extent to which
 facility specific conditions indicate
 emissions could be best controlled by ""
 feed stream management and waste
 minimization at the source.
   The third waste minimization
 incentive EPA proposed for comment
 allows facilities to apply for up to a one
 year extension to the thitee year .
 compliance period allowed under the
 CAA and 40 CFR 63.6(i)(4)(i)(A) in cases
 where facilities need additional time to
 identify and install waste minimization
 measures that would reduce hazardous
 wastes entering combustion feed
 streams as a method (either alone or in
 combination with combustion or other
 treatment technology) to achieve
 compliance. 40 CFR 63.6(i)(6)(i)
 describes the requirements for        j,
 requesting a compliance extension. A
 request m'ust include a description of
 the pollution control, process changes '*
 or process equipment to be installed, a
 compliance schedule that describes the
 dates by which these controls, process
 changes and process equipment will be
 initiated, the dates by which installation
 will be completed, and the date by
 which compliance will be achieved. The
 Administrator or a State that has an
 approved Part 70 permit program or has
 been delegated the authority to
 implement and enforce the emission
 standard for that source  may grant such
 extensions. This incentive would, at
 least in part, offset some of the time
 barriers large companies might need to
 fully explore and install waste
 minimization options in addition to any
 combustion equipment that may still be
 necessary.

 C. Comments Received
   EPA received comments on waste
 minimization from 22 commenters.
 Companies that operate on-site units
 (many of which are  large chemical
•plants) commented that, while waste
 minimization can provide a cost
 effective approach to compliance,
 neither the three year compliance
 period allowed for this rule, nor the
 three years plus a one year extension is
 sufficient time to complete the two track
 task of designing, testing and installing
 waste minimization process changes
 that reduce hazardous wastes entering
 combustion feed streams, and designing
 and installing any combustion or other
 treatment equipment that may
 nevertheless be necessary. Waste   .
 minimization is an on-going process
 that should be continually under
 investigation in all companies.
 However, EPA agrees that in cases
 where standards are promulgated that
 change the economics of how much
 pollution can be emitted to the
 environment, even on-going waste
 minimization programs may not be able
 to anticipate the best combination of
 waste minimization and treatment
 measures to achieve compliance. EPA
 agrees that in some cases, particularly at
 large complex manufacturing
 operations, the three year compliance
 period may not be sufficient time to
 consider waste minimization measures,
 and in other cases, three years plus a
 one year extension may not provide
 sufficient time.
  Commercial facilities continue to
 assert that they have few direct
 opportunities to pursue waste
 minimization since they have little
 control over the wastes generated by
 their customers. Some commercial
 companies believe EPA should
 implement "good actor" incentives for
 companies that educate their customers
 regarding available waste minimization
 resources. Such incentives could
 include reduced inspection frequencies,
.reduced performance testing, and a
 recognition program. EPA agrees that
 commercial combustors of hazardous
 waste have .little direct control over the
 wastes generated by their customers and
 therefore will experience little if any
 flexibility from any the waste
 minimization incentives proposed for
 comment. The comment to implement
 good actor incentives as an incentive for
 commercial companies to educate their
 customers on waste minimization did
 not contain sufficient information to
 determine the merits of such an
 approach. EPA does point out, however,
 that this type of concept, i.e., one in
 which private industry proposes an
 improvement in environmental
 performance through and innovative
 regulatory approach, is the type of
 approach that might be appropriate for
 further exploration at a later time.
  Three states commented. Two states
 believe EPA should encourage waste
 minimization in this rulemaking.
 However, they believe three years plus
 a one year extension may not be  enough
 time for companies to identify and
 install waste minimization measures.
The  third state said that waste
minimization Incentives should not be
necessary in this rule because
 companies have had many years to
pursue waste minimization programs
and should have already considered
waste minimization as an approach to
compliance. EPA agrees with the two
states that, in some cases, three years
plus a one year extension may not be
sufficient time to identify and install
waste minimization measures that
achieve compliance. EPA agrees with
the third state to a limited extent in that
companies have had many years to

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24246
Federal Register / Vol. 62, No. 85  / Friday,  May 2,  1T997 I Proposed Rules
Implement waste minimization
programs, and notes that most, if not all,
of the companies affected by today's
rulemaking probably have waste
minimization programs in place.
However, as noted earlier, waste
minimization is an on-going process,
and the stringent requirements of the
MACT standards for hazardous waste
burning facilities may shift the
economics for particular companies in a
way that makes certain waste
minimization measures more cost
effective than they otherwise would
have been, and companies may need
additional time, to design and install
these approaches.
  EPA's Interim Final Guidance to
Hazardous Waste Generators on the
Elements of a Waste Minimization
Program in Place (May 28,1993)
recognizes companies make these
determinations on a case by case basis.
EPA's guidance describes six general
program elements that contribute to
successful corporate waste
minimization programs. These elements
include: (1) Top management support
that emphasizes waste minimization in
its corporate policy, employee
involvement and rewards for ideas that
reduce waste generation, setting goals
for waste reduction, and other proactive
management steps; (2) characterization
of waste generation and waste
management costs, identification of
sources of waste in the production
process, how they were generated, the
value of raw materials and lost products
that are escaping as waste, and the cost
of replacing and managing wasted
materials; (3) periodic waste
minimization assessments that are tied  '
into other efforts to improve
environmental management; (4) a cost
allocation system that assigns the true
cost of generating and managing wastes
to the activities that generate the waste
in the first place; (5) encourage
technology transfer that shares ideas
and technology between parts of the
organization and with other
organizations where appropriate; and (6)
program Implementation and evaluation
that evaluates successes and failures,
and shares information with the public.
While these principles were published
in regard to RCRA's waste minimization
certification requirement, the principles
can be used as relevant guiding
principles by  companies who wish to
consider using waste minimization
measures as a method to reduce
hazardous wastes entering combustion
feed streams regulated under MACT
standards and the Clean Air Act
  One company argues in its comments
diat mandatory waste minimization
planning should be made a MACT
                     requirement so that facilities are forced
                     to consider source reduction and
                     recycling alternatives, rather than
                     simply installing end-of-the-pipe
                     equipment to control HAP emissions.
                     The company argues that this approach
                     would be particularly useful in
                     controlling combustion feed streams to
                     limit the combustion of metals and
                     other constituents that can not be,
                     adequately controlled using end-of-pip*
                     measures.
                       EPA has examined this issue closely.
                     While mandatory facility planning on
                     'the surface may appear to force facilities
                     to consider waste minimization
                     solutions, providing appropriate
                     regulatory incentives and harnessing the
                     power of public dialogue for companies
                     to identify and install waste
                     minimization measures will result in
                     more waste minimization measures.
                       Sixteen states have implemented
                     mandatory waste minimization
                     planning programs and several more
                     have implemented voluntary waste
                     minimization planning programs in an
                     effort to encourage facilities to pursue
                     waste minimization measures over end-
                     of-pipe measures. A Federal mandatory
                     and prescriptively detailed waste
                     minimization planning requirement
                     would be, at best, marginally effective in
                     causing large companies (which make
                     up the population of facilities affected
                     by today's regulation) to identify and
                     install waste minimization measures
                     beyond what they would do under
                     current requirements. Large companies
                     generally already have  the necessary
                     staff, information, and resources to
                     pursue waste minimization alternatives
                     where it makes sense to do so. Whether
                     large companies choose waste
                     minimization solutions over end-of-pipe
                     solutions depends on a variety of
                     economic and other factors that
                     outweigh attempts to identify additional
                     waste minimization alternatives. EPA
                     hopes to encourage minimizing
                     impediments to waste minimization by^
                     soliciting comments on the approaches
                     contained in today's NODA.
                     Furthermore, the remaining States have
                     chosen to not implement mandatory or
                     voluntary waste minimization planning
                     programs. Some States believe that •
                     mandatory waste minimization
                     planning does not improve waste
                     minimization results. It would not be
                     appropriate for EPA to  eitiier add
                     additional burden to State waste
                     minimization programs that already
                     exist or to States that have chosen not
                     to have waste minimization planning
                     programs.
                       EPA is, instead, asking for comment
                     on a refined approach that encourages
                     facilities to consider waste
minimization alternatives, uses public
dialogue to advance waste minimization
efforts, and provides regulatory
incentives for companies to pursue
waste minimization solutions. This
approach will achieve many of the same
ends more efficiently than a detailed
and prescriptive mandatory waste
minimization planning requirement.
D. Comments Requested on Additional
Waste Minimization Incentives
  EPA is requesting comment on a three
regulatory incentives that are intended
to encourage companies to pursue waste
minimization measures  to reduce or
eliminate hazardous wastes entering
combustion feed streams.
  The first incentive was proposed in
EPA's April 19,1996 MACT proposal,
and is being refined in today's NODA.
EPA requested comments on granting
regulated facilities the opportunity to
request a one year extension to the three
compliance period allowed under the
Clean Air Act in cases where the
additional time is clearly needed to
identify and install waste minimization
measures that would reduce the amount
of hazardous waste combusted as a
means of achieving compliance. In
today's NODA, EPA is requesting
comment on several clarifying factors
that will promote consistency while still
allowing flexibility in decision-making
among the EPA Regions and authorized
States who will make determinations on
whether or not to grant one year
extensions to facilities who apply.
  EPA is also requesting comment on
extending the agency's current audit
and penalty policies to allow some
companies to enter into a written
consent agreement or consent orders
(CA/COs) in cases where it is clear that
longer than four years (i.e., longer than
a one year extension) is  needed to
identify and install waste minimization
measures that significantly reduce
hazardous wastes entering combustion
feed streams. These two approaches are
discussed more below.
  40 CFR 63.6(i) describes the authority,
procedures and requirements for
requesting a one year compliance
extension for meeting MACT standards.
Requests must include certain
information, including:  A description of
the pollution control, process changes
or process equipment to be installed, a
compliance schedule that describes the
dates by which these controls, process
changes and process equipment, will be
initiated, the dates by which installation
will be completed, and the date by
which compliance will be achieved.
Today, EPA is requesting comment on
language that clarifies the term "process
changes" in 40 CFR 63.6(1) (6) (i)(B)

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                  Federal Register / Vol. 62, No.  85 / Friday, May 2, 1997 / Proposed Rules
                                                                     24247
 solely with respect to hazardous waste
 burning incinerators, LWAKs and
 cement kilns, to make it clear that waste
 minimization measures are included in
 the meaning of process changes for
 meeting MACT standards.
   By making this clarification, EPA
 hopes to encourage the use of waste
 minimization measures to reduce the
 amount of hazardous waste entering
 combustion feed streams as an
. alternative to or supplement to end-of-
 pipe emission controls. With respect to
 hazardous waste burning incinerators,
 LWAKs and cement kilns, EPA includes
 in the definition of "process changes"
 the following activities: equipment or
 technology  modifications, reformulation
 or redesign  of products, substitution of
 rawinaterials, improvements in work
 practices, maintenance, inventory
 control, and environmentally sound '
 recycling measures which reduce the
 amount and/or toxicity of hazardous
 waste entering feed streams of
 combustion devices. The term
 environmentally sound recycling
 includes on-site (including closed-loop
 recycling) and off-site recycling
 activities that use, reuse or reclaim
 hazardous materials in accordance with
 EPA regulations. Burning for energy
 recovery is not included in the meaning
 of "process  change" as a basis for
 requesting a one year extension for
 waste minimization purposes. This
 proposed definition would apply only
 to hazardous waste burning
 incinerators, LWAKs and cement kilns.
   The Administrator or a State that has
 an approved part 70 permit program (or
 has been delegated the authority to
 implement and enforce the emission
 standard for that source) may grant
 extensions under 40 CFR 63.6(i)(9).
 Under this approach, decisions to grant
 one year extensions will be made by
 EPA Regional offices and approved or
 delegated state programs. EPA
 recognizes that States employ a variety
 of approaches for requiring or
 encouraging the consideration of waste
 minimization measures in achieving
 compliance with regulatory
 requirements. It is not appropriate for
 EPA to supersede State approaches with
 a uniform set of criteria for evaluating
 waste minimization requests for one
 year compliance extensions: However,
 EPA believes it is appropriate to
 encourage (but not mandate)
 consistency' in how these decisions are
 made. Therefore, EPA is requesting
 comment on a proposal to include four
 factors that must, at a minimum be
 considered by EPA Regional offices and
 approved or delegated state programs in
 approving or denying requests for one
 year compliance extensions for
hazardous waste burning incinerators,
LWAKs, and cement kilns). These
factors include:         •'-'.
   • The extent to which the process
changes (including waste minimization
measures) proposed as a basis for the
extension reduce or eliminate hazardous
wastes entering combustion feed
streams and are technologically and
economically feasible.
   • Whether the magnitude of the
reductions in hazardous wastes entering
combustion feed streams through
process changes are significant enough
to warrant granting an extension.
   • A clear demonstration that
reductions of hazardous wastes entering
combustion feed streams are not shifted
as increases in pollutants emitted
through other regulated media.
   • A demonstration that the design
and installation of process changes,
which include waste minimization
measures, and other measures that are
necessary for compliance cannot
otherwise be installed within the three
year compliance period.
  These factors will provide a degree of
consistency, while still allowing
flexibility among EPA Regional offices'**
and approved States, in the use of this
innovative regulatory approach. EPA
will also provide separate guidance that
provides examples of how to apply the
factors to consider and additional
information that will be helpful to
government and regulated entities. For
example, the guidance will provide
examples that will help gauge whether
the magnitude of proposed requests to
reduce hazardous wastes entering
combustion feed streams through
process changes are significant enough
to warrant granting an extension. For
example, .companies that commit to a
25% or greater reduction in hazardous
wastes entering combustion feed
streams may be more likely to be
considered for an extension than
companies that commits to only a five
percent reduction.
  EPA anticipates that the guidance will
contain other examples on how to
evaluate cases where a low percentage
reduction may actually reflects a
significant improvement relative to
previous significant waste minimization
achievements. The guidance will
address how to evaluate shifts from
combustion feed streams to other
regulated media, such as wastewater
effluents or other pollutant sources. EPA
anticipates the guidance will address
assuring that the proposed process
changes that include waste
minimization measures are critical path
steps toward compliance, and not
process improvements that have little to
do with reductions of hazardous waste
 feed streams, and could otherwise have
 little impact on compliance. Waste
 minimization measures that are not on
 a critical path toward compliance or
 that do not have a direct impact on
 reducing or eliminating hazardous
 waste streams entering combustion feed
 streams are not good candidates for a
 one year extension. Finally, EPA
 anticipates the guidance will include a
 list of states that have approved part 70
 permit programs, a list of states (hat
 operate waste minimization technical
 assistance programs, and a list of States
 that have mandatory or voluntary waste
 minimization planning programs.
  EPA also points out that companies
 that choose to apply for a one year
 extension for waste minimization
 purposes may wish to coordinate the
 development of compliance extension
 applications with the development of
 "public regulatory notifications of intent
 to comply," contained in today's rule,
 since much of the developmental work
 for the two actions should be nearly
 identical.
  " In the comments received, several
 companies and states said that, in some
 cases, even the three year compliance
 period plus a one year extension would
 not be adequate time to design, and
 install waste minimization measures or
 additional combustion or treatment
 measures necessary to ensure
 compliance with the MACT standards.
 It may be appropriate, under the
 circumstances described below, to grant
 facilities who demonstrate that longer
 than three years plus a one year
 extension is necessary to implement
 waste minimization measures that
 significantly reduce the amount and/or
 toxicity of hazardous waste entering
 combustion feed streams additional
 time (i.e., longer than four years).
 Reducing die amount of hazardous
 waste entering combustion feed streams
 provides greater long-term levels of
 protection for public health and the
 environment than other non-waste
 minimization/pollution prevention
 measures that could be  used to comply
 with the MACT standard. Since
 facilities that need longer than three
years or the three year date plus a one
year extension to meet compliance are
 technically in violation (not including
 facilities that are granted a one year
 compliance extension and meet
 compliance within the one year
 extension period), EPA  will require
 these facilities to enter into written
 consent agreements/consent orders (CA/
 COs) to receive this additional time. The
process changes that include waste
minimization measures must clearly
 demonstrate the facility will achieve
significant reductions in the amount of

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Federal Register / Vol.  62, No. 85 / Friday, May 2, 1§97 / Proposed Rules
 hazardous wastes entering combustion
 waste streams over what would have
 otherwise have been combusted over the
 long term using combustion-based
 compliance alternatives installed within
 the three year compliance period (or
 three years plus a one year compliance
 extension). EPA encourages facilities to
 consider undertaking longer-term waste
 minimization compliance approaches,
 subject to limitations proposed today.
 EPA will consider such requests using
 Its enforcement discretion and the
 principles articulated In the Agency's
 "Policy on Encouraging Self-Policing
 and Voluntary Correction" (60 FR
 66706, December 22.1995) (i.e.. the
 "Audit Policy"). Within this context,
 EPA may, in certain cases, consider a
 reduction of penalties for  facilities that
 are able to install compliance solutions
 that demonstrate significant reductions
 in hazardous wastes entering
 combustion feed streams,  but need
 additional time beyond dial allowable
 under die regulations.
  To qualify for tills special
 consideration for additional time, a
 regulated entity would have to submit a
 written request diat contains die
 Information listed below.  Facilities must
 submit requests to the EPA Regional
 Office that has oversight for their facility
 within one year after die MACT
 standards for this rulemaklng are
 promulgated. The request would
 include:
  • An explanation  of why die facility
 cannot reasonably implement dieir
 proposed process changes that include
 waste minimization  measures wldiin
 four years from die date of die
 promulgation of die  MACT standards.
  • An explanation  of how die facility's
 proposed process changes (that include
 waste minimization measures) will
 achieve greater reductions in quantity
 and/or toxlclty of hazardous wastes
 entering combustion feed  streams. The
 proposed reductions must be
 significant EPA will make diese
 determinations on a  case-by-case basis.
  • An explanation  of how the waste
 minimization/pollution prevention
 measures are necessary to  achieve
 compliance wltii die MACT standards
 (i.e., waste minimization measures
 which reduce hazardous wastes entering
 combustion feedstreams must be shown
 to have a direct impact on die
 subsequent design, installation and
 testing of combustion or odier treatment
 measures necessary to achieve and go
 beyond compliance standards), and a
schedule for Implementation of the
 proposal.
  • A waste minimization facility plan.
This plan must follow EPA's "Pollution
Prevention Facility Planning Guide"
                     (May, 1992; NTIS #PB92-213206), or, if
                     die facility is located in a State that  .
                     requires mandatory waste minimization
                     planning, the form of waste
                     minimization planning required by that
                     State.
                       Regulated entities must demonstrate a
                     clear intent to achieve compliance in a
                     timely fashion by entering into a
                     consent agreement/compliance order <•
                     widi EPA as soon as they exceed die
                     allotted time provided by the
                     regulations (including any regulatory
                     extension). EPA would then exercise its
                     enforcement discretion to treat a
                     facility's failure to achieve compliance
                     by die regulatory deadline as a violation
                     that can receive penalty mitigation
                     under die Agency's Audit Policy. Under
                     the Audit Policy the Agency may give
                     up to a  100% reduction in the gravity
                     based component of potential penalties.
                     To qualify for eliminating the gravity-
                     based penalty a facility will have to
                     show that it has a compliance
                     management program that meets the
                     criteria for due diligence under the
                     Audit Policy. Otiierwise, die facility
                     may qualify for a 75% reduction of the  '
                     gravity  component of die penalty. EPA
                     will provide examples of past'cases in -
                     die supplemental guidance noted earlier
                     in this section.
                       EPA realizes that some waste
                     minimization compliance measures may
                     be more cost effective than combustion
                     based approaches. EPA will retain its
                     discretion to recover any economic
                     benefit gained as a result of.
                     noncompliance. This will ensure that,
                     facilities that delay compliance for a
                     specific period of time do not receive an
                     economic benefit during die period of
                     non-compliance over regulated entities
                     that do  comply within the regulatory
                     deadline. For example, EPA may
                     recover the economic benefit a company
                     receives by delaying capital
                     expenditures for modifying their
                     manufacturing process to meet the new
                     compliance standards. EPA may
                     exercise its discretion in appropriate  *•
                    • circumstances to choose the lower    ".
                     figure between:  (1) the company's  .
                     pollution prevention/waste
                     minimization expenditures, and (2)
                     expenditures the company would have
                     incurred implementing otiier methods
                     to come into compliance, when
                     calculating economic benefit during die
                     period of non-compliance with the new
                     regulatory standards. EPA will also use
                     its enforcement discretion to waive
                     recovery of insignificant amounts of any
                     economic benefit resulting from a
                     facility's delayed compliance.
                      EPA is also encouraging companies to
                     pursue waste minimization measures in
                     an expansion of die provision in die
 Clean Air Act regulations that requires
 facilities to submit an early notification
 that they intend to comply with die
 MACT standards as tiiey become
 effective (usually about 2-3 years after
 die notification is submitted). The
 expansion, called a public regulatory
 notifications of intent to comply, would
 require facilities to include substantially
 more detail in this notification on: (1)
' What diey have considered doing to
 meet the MACT standards (particularly
 widi respect to waste minimization);
 and (2) how they have decided to
 proceed. This expanded notification
 would be sent not only to the regulatory
 agency, but would also be made
 available to the local community. In
 addition, the facility would be required
 to hold an informal meeting with the
 local citizenry to discuss die
 notification. However, regulatory agency
 review and approval of the notification
 is neither mandated nor expected. This
 approach would harness die power of
 public opinion to urge facilities to
 consider waste minimization
 alternatives to end-of-pipe ways of
 meeting die MACT standards. This
 approach is described in detail
 elsewhere in today's NODA for public
 comment.
   EPA requests comment on die extent
 to which die proposed one year
 compliance extension, the proposed
 opportunity for companies to enter into
 consent agreements/consent orders for
 periods that extend beyond four years,
 and die PRNIC approach provide
 companies with appropriate incentives
 to pursue waste minimization measures
 to achieve compliance.

 VI. Permit Requirements

 A. Coordination of RCRA and CAA
 Permitting Processes
   In die NPRM, EPA proposed to place
 the final MACT standards in 40 CFR
 Part 63 and reference those standards in
 40 CFR Parts 264 and 266 (61 FR at
 17451). Under this proposal die
 standards would only be written out in
 die CAA regulations/but tiiey would
 legally be part of both the CAA and
 RCRA regulations. Thus, bodi programs
 would have an obligation to address die
 standards in permits issued under their
 authority. EPA proposed this approach
 to provide die maximum amount of
 flexibility for state permitting
 audiorities to coordinate die issuance of
 permits and enforcement activities in a
 way which most effectively addresses
 their particular situation.
  After reviewing die NPRM comments,
 diere is some question on whether the
 proposed approach will provide die
 maximum amount of flexibility to the

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                                                                    24249
 state permitting authorities. The
 proposed approach would still require
 in most cases at least two different
 permitting authorities to review the air
 emission standards in a permit Since
 under the original proposal the
, standards would be in both the RCRA
 and CAA regulations, permit writers
 from each program might be required to
 address them to some degree in a permit
 under that program, either by writing
. them directly in the permit or by
 referencing them from the other permit
 The proposed approach might not have
 given states the flexibility to implement
 the new standards under a single
 regulatory program. Thus, die proposed
 approach would result in dupficative
 permitting actions in many cases.
   Commenters had several other
 concerns with an approach where the
 air emission standards are incorporated
 into two permits. One major problem
 described by commenters is that the
 overlapping permit conditions  of the
 Title V and RCRA permits would be
 subject to two separate permit.
 modification procedures, administrative
 appeals procedures, and potentially
 separate judicial procedures as well.
 The Agency now believes that this
 outcome could be needlessly
 duplicative and unwieldy, and  therefore
 not consistent with the Agency's intent
 to simplify permitting.
   Additionally, commenters were
 concerned that the proposed approach
 would have allowed for dual
 enforcement scenarios where
 enforcement actions under both statutes
 would be brought against the facility for
 a single violation. In the NPRM, EPA
 stated that the Agency did not expect to
 enforce under both permits (61  FR at
 17452). However, commenters noted
 that this statement did not restrain the
 states from initiating dual enforcement
. actions, or citizens from initiating dual
 citizen suits.
   Codifying the MACT standards in
 only one place in the regulations (unlike
 the proposed scheme) may actually
 provide states the greatest flexibility in
 the way they issue permits and prevent
 duplication of effort Although  die
 standards would be codified under one
 statute, states could decide which
 program they want implementing the
 standards. A state would be free to
 decide, for example, to have its RCRA
 staff implement a set of CAA standards.
 Another approach would be for a state
 to decide under which state statute to
 adopt the MACT standards based on
 which part of their, program they wish
 to implement the standards. For
 example if EPA places the MACT
 standards in part 63 only (see below), a
 state could still decide to adopt those
standards under their state solid waste
statute and implement the standards
through their RCRA hazardous waste
program, depending on how their state
solid waste statute is written. The basic
premise in this approach is that it is not
significant to EPA, nor to proper
implementation of RCRA or CAA, under
what statute a state adopts a RCRA or
CAA regulation.
  EPA particularly would like to take
comment on this issue. Do states believe
they can decide under which program to
implement the MACT standards if they
are only placed in Part 63? EPA is
concerned that states be allowed to
implement the standards through either
their CAA or their RCRA program,    t*
whichever works best for their
particular situation.
  Currently, EPA is  considering placing
die MACT standards only in 40 CFR
part 63 and relying on die air program
implementation scheme, including die
Title V permitting program, to bring
facilities into compliance with die new
standards. This approach (as opposed to
die converse—placing the standards
only in the RCRA regulations) is die
only approach that appears feasible to
allow the standards to be codified in
only one place in die regulations. The
Agency would rely on the integration
provision of RCRA section 10Q6(b)(l) to
defer RCRA controls on these air
emissions to die part 63 MACT
standards. CThe CAA does not have a
similar integration provision which
would allow deferral of CAA
requirements to RCRA regulations.)
  We emphasize, however, diat under
diis approach, tiiere would still be a
need for a RCRA permit at H WC
facilities, to address any other RCRA
units on site, and to address RCRA
regulations which apply to all types of
RCRA facilities and which are not
duplicated under CAA. For example, a
permit will be required to address
hazardous waste storage units that hold
die waste prior to combustion. As with
all RCRA permits, the permit would
require compliance with die standards
in 40 CFR part 264 (including general
facility standards, preparedness and
prevention requirements, contingency
planning and emergency procedure
requirements, manifesting requirements,
recordkeeping and reporting
requirements, releases from solid waste
management units requirements, closure
and post-closure requirements, financial
requirements, corrective action
requirements, storage requirements,
materials handling requirements, and
air emissions standards for process
vents, equipment leaks, tanks, and
containers). The omnibus provision of
RCRA Section 3005 (c) (3), codified at
 §270.32(b)(2), which provides for
 additional permit conditions as
 necessary at a particular site to protect
 human healdi and die environment,
 would also need to be addressed in the
 RCRA permit, widi respect to die
 combustor and other activities at die
 facility. (This issue is discussed further
 in die next section.) Among' other
 consequences, diis means that die
 current program of processing RCRA
 HWC permits will continue until EPA
 finalizes any program changes. It
 remains a.high priority to bring all HWC
 under full Part B permits as soon as
 possible.
   Aldiough die RCRA permit would not
 need to duplicate die MACT controls
 contained in a Title V permit, there will
 typically be a number of waste
 management activities associated with
 die combustion unit that would need to
 be addressed in  die RCRA permit (and
 not die Title V permit), such as
 materials handling (feed and residues)
 and combustor-specific  (but not MACT-
 related) waste analysis requirements
 and feed restrictions. If, as under die
 original proposal, die Agency decides to
 retain the DRE standard in die RCRA
 regulations, then DRE would also need
 to be addressed in the RCRA permit.
   The discussion above describes one
 approach die Agency is  considering for
 die final rule. If diis approach were
 adopted, it would establish how EPA
 would implement die new MACT
 standards where the Agency has  -
 permitting jurisdiction. However, in
 many cases, states are delegated RCRA
 and CAA authority. It would dierefore
 be up to die state program to decide
 how best to implement die MACT
 standards given die particular
 audiorities of the state. The approach
 described today may be  better suited to
 provide greater flexibility for state
 approaches, whether die State prefers to
 .rely primarily on die MACT and Title V
 permit process or die RCRA permit
 process to impose the new standards.
   The Agency recognizes that in many
 cases facilities will already have a RCRA
 permit in place.when die MACT
 standards become effective. This
 situation raises die question of what
 happens to RCRA permit conditions
 related to combustor air emissions.
   From an overall standpoint it is
 expected that die MACT standards will.
 be more stringent than many current
 RCRA regulations and permit
 conditions. However, at some
 individual sites, certain  RCRA permit
 conditions may be more stringent than
 die corresponding MACT emissions
. standards. Some potential reasons why
 such a situation would o'ccur are •
 because die RCRA permit condition is

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Federal Register / Vol. 62, No.  85 / Friday, May 2, 1997 / Proposed Rules
based on a site-specific risk evaluation
under the BIF rule or the omnibus
provision; because the MACT standard
is in a different format than the permit
condition (e.g., a mass emission rate or
removal efficiency format in a RCRA
permit vs. a concentration-based
standard for HC1 under MACT) and at
that particular site the RCRA. format-
yields more stringent control; because,
in the case of CO limits in early
incinerator permits, the RCRA permit
limit was based on levels during the
trial bum; or because the facility was
one of the lower emitters, in the
standards development MACT pool.
  The Agency's overall intent is for the
MACT standards to replace the RCRA
air emissions standards for hazardous
waste combustors. Therefore, where the
Agency has permitting jurisdiction, the
RCRA air emissions permit limits for
HWCs, with the exception of site- '
specific risk-based limits, would be
deleted from RCRA permits when the
MACT standards become operational. In
the case of site-specific risk-based
limits, based either on the BIF metals
and HC1/C12 requirements or omnibus
authority, these limits would remain in
RCRA permits to satisfy the
protectiveness requirement of RCRA
section 3004 (a) and (q). As with EPA
Issued permits, in authorized states any
site-specific risk-based limits would
need to be retained where necessary to
satisfy RCRA protectiveness
requirements. Since authorized states'
are  allowed to be more stringent, states
will determine, in the process of
deciding whether to delete old RCRA-
based regulations and in the permitting
process, whether to keep or delete more
stringent permit conditions which are
not based on a site-specific risk finding.
  EPA would like to take comment on
the approach of placing the MACT
standards only in the .part 63
regulations, and deferring the RCRA
standards, as described above.
B. Permit Process Issues
  As discussed above, the Agency is
considering an approach  of placing the
MACT standards only in  40 CFR part 63
and using RCRA 1006(b) authority to
defer RCRA permitting to the Title V
permitting program for the air emission
standards only. This approach raises the
issues of how and when the permitting
authorities should modify existing
RCRA permits to remove the air
emission standards. The Agency's
current thinking is that the RCRA
permit should continue to apply until a
facility completes its comprehensive
performance testing and its Title V  •
permit Is issued (or its existing Title V
permit Is modified to include the MACT
                     standards). The RCRA permit would
                     then be modified to remove the air
                     emission limitations which are covered
                     in the Title V permit. Another option is»
                     to modify the RCRA permit at the time
                     the facility submits their comprehensive
                     performance test results. However, it is
                     beneficial to wait until the test results
                     are reviewed, approved, and written
                     into a Title V permit before deleting any
                     RCRA permit conditions because of the
                     greater level of Agency and public
                     review that occurs during-the permit
                     process. The Agency would like to take
                     comment on this issue. At what point
                     should the RCRA permit be modified to
                     remove air emission standards? How
                     should the switch-over to the new
                     permitting system occur? Note that
                     irrespective of when the Title V permit
                     is issued/modified, the MACT standards
                     and associated operating limits become
                     enforceable according to the schedule in
                     the final rule.
                      After the compliance date for the final
                     rule, but before the RCRA permit is
                     modified to remove any air emission .
                     limitations, there will be a period where
                     a facility will have both a RCRA permit
                     that addresses air emissions and either:
                     (1) A precertification  of compliance
                     document with applicable operating
                     conditions that they have submitted; or
                     (2) a Title V permit which also
                     addresses air emissions. Note, the RCRA
                     permit will continue to apply until such
                     time that it is modified'to  remove any^
                     air emission limitations. The
                     precertification of compliance
                     document or Title V permit will not
                     automatically supersede RCRA permit
                     conditions as a matter of law. The more
                     stringent conditions will govern.

                     C. Omnibus and RCRA/CAA Testing
                     Coordination
                      As discussed in the preamble to the
                     proposed rule (61 FRat 17371), EPA
                     currently has a national RCRA policy of
                     strongly recommending to all federal
                     and state RCRA permit writers that,
                     under the omnibus provision of RCRA
                     section 3005(c)(3), site-specific risk
                     assessments (SSRAs) generally be
                     performed as part of the RCRA* -.
                     permitting process to determine
                     whether additional conditions are
                     necessary to .protect human health and
                     the environment The results of these
                     risk assessments are then used to set
                     protective permit conditions. Under the
                     new permitting scheme that the Agency
                     is considering (placing the MACT
                     standards only in 40 CFR part 63), the
                     Agency is considering when the RCRA
                     omnibus provision would continue to
                     be used—for example, to require a site-
                     specific risk assessment—and the timing
                    . of the RCRA omnibus finding in relation
to the Title V permit issuance/
modification.
  As discussed in the NPRM, the
Agency has indicated a preference for
modifying our current policy of
recommending that a site-specific risk
assessment (SSRA) be performed during
permitting at hazardous waste
combustors in most cases (61 FR at
17372). Depending on the scope and
level of the final MACT standards, this
policy may need to be re-evaluated. For
at least some facilities, there might still
be sufficient cause to perform a SSRA
under the RCRA omnibus permitting
authority.
  Thus, the Agency is also considering
the timing issue of whether a RCRA
omnibus finding would be expected to
occur at the same time as the Title V
permitting decision (or the Title V
permitting modification decision, if this
is more appropriate,  since some of these
units will most likely already have Title .
V permits). The Agency expects that
many of the trial burns to support
SSRAs will already be completed prior
to the effective date of the MACT rule,
and would not need  to be repeated
provided none of the resulting
emissions limitations are relaxed based
on the MACT rule. For facilities where
trial burns for risk assessments have not
been performed, a RCRA omnibus
determination as to whether a SSRA is
needed can be made  in most cases
before the comprehensive test protocol
is finalized. This situation would allow
the MACT comprehensive test protocol
and RCRA trial burn  plan to be
coordinated with respect to sampling
and analysis procedures and operational
protocols. However,  the Agency does
not plan to hold up comprehensive
performance test approval or the Title V
permit process (modified or new
permits) to accommodate a RCRA
omnibus finding. -
  If it were not possible to make the
RCRA omnibus determination in
sufficient time to allow coordinated
emissions testing, then a separate RCRA
trial burn might be necessary. This
separate test event would increase the
costs to the facility and require more
oversight by the permitting authority.
After allowing for additional time to
perform a SSRA, the  findings of the risk
assessment could then be used to
establish site-specific standards which,
in turn, might require a review of the
Title V permit and its associated
operating limits/standards.
  It should also be noted that if the DRE
standard is retained under RCRA (see
discussion in Section HI.A.), these same
testing coordination  issues apply to DRE
testing. (At sites where SSRAs are to be
performed, it is expected that DRE

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                                                                      24251
 testing and testing necessary to provide
 data for SSRAs will be occurring at the
 same time.)              ,
   We invite comment on the
 workability of this approach for
 achieving maximal coordination of the
 RCRA trial burns and omnibus findings
 with the initial MACT comprehensive
 test and Title V permitting.

 Part Four: Miscellaneous Issues

 /. 5000 Btu per Pound Policy for Kiln
 Products
   Current Agency policy exempts
 cement product (clinker) from cement
 kilns burning hazardous waste from
 regulation as a hazardous waste
 provided the fuel value of the hazardous
 waste exceeds 5000 Btu per pound 6S.
 This allows cement kilns to burn high-
 Btu hazardous waste for energy recovery
 purposes and still market the clinker
 and the cement mix produced from the
 clinker as commercial product free from
 any Subtitle C concerns. The Agency
 has already provided a clarification (53
 FR 31198, August 17, 1988) that the
 regulations for "waste derived
 products" at § 266.20 do not apply to
 products from processes using
 hazardous waste (HW)  fuels, unless
 these processes also use hazardous
 wastes as "ingredients" in a product
 destined for land application (i.e., the
 product must "contain" the HW as an
 ingredient to be covered by § 266.20) or
 burn hazardous waste for destruction.
 To implement this regulation, the
 Agency has used Btu values of a waste
 as a proxy to. determine whether
 contaminants in the HW fuels will or
 will not be deemed to transfer to the
 product (i.e., become ingredients). Over
 time, many commenters have submitted
 data and have suggested that the heat
 content of a waste is an indirect and
 imprecise way of identifying whether
 materials should be subject to the
 provisions of § 266.20 (hazardous
 wastes used in a manner constituting
 disposal).
  "The Agency has been interested for
 some time in considering whether and
 how to change the existing Btu
 approach. For example, 60 ER 7376
 (February 7,1995) discusses a possible
 exclusion of clinker from the derived-
 from rule, even when cement kiln dust
  68 Wastes with energy value greater than 5000 Btu
may generally be said to be burned for energy
recovery, since this is the Btu value of low grade
fuels. 48 FR 11157-59 (March 16.1983).'However,
lower energy wastes could conceivably be burned
for energy recovery in industrial furnaces, such as
cement kilns, or in industrial boilers due to these
devices' general efficiency of combustion. Id. At
11158. Thus, the 5000 Btu level is not an absolute
measure of burning for energy recovery (i.e., a rule),
particularly when industrial furnaces and industrial
boilers are involved.
 is introduced in the feed. EPA has also
 discussed with CKRC the narrower issue
 of whether the 5000 Bui/IB energy value
 level reliably predicts whether toxic
 contaminants would more likely
 partition to the clinker and ultimately
 the cement product Some from industry
 have suggested that a facility that agrees
 to limit waste feed metals to their
 "historic average" could be exempted
 from the 5000 Btu/hr policy. The
 rationale is that even if the facility took
 lower Btu.waste, they would not be
 taking higher quantities of metal waste
 than currently, at least on the average.
 This would address EPA's concern
 about allowing an increase of metals in
 HW fuels burned by cement kilns if the
 5000 Btu restriction were abandoned.
  Today, without our endorsement at  '*
 this time, the Agency is offering this
 concept and some potential variations
•for public comment The Agency is
 interested in the possible ramifications
 and requests comment, particularly with
 respect to limiting the concentrations of
 metals in cement products from cement
 kilns burning hazardous waste. To take
 advantage of such a policy, a facility
 would have to establish a baseline of
 metals feed in .the hazardous waste (for
 example, the average of the previous  .
 three years) and then agree  to
 enforceable permit conditions limiting
 metals feedrate levels to that average
 plus one standard deviation.'
 Presumably, enforceable restrictions on
 metal feed rates should control metal
 partitioning to clinker and CKD much
 more effectively than would the Btu
 limit and ensure that these materials
 would not contain an increase in toxic
 metal constituents from the hazardous
 waste used ,as fuel. Also, metal feed   +
 limits based on a historical average
 would appear to be more stringent than
 the current BIF metal feed limits, which*
 are set on a health basis considering
 direct inhalation of metals emissions.
 (In other words, as discussed in earlier
 sections  of this notice, cement kilns are
 generally feeding metals far below
 allowable BIF limits.)
  EPA seeks comment on allowing
 cement kilns  (and LWAKs) the option of
 complying with the following, which is
 only partly based on the suggestions
 discussed with cement kiln
representatives, with some additions:
  • An owner or operator of a cement
kiln burning hazardous waste would be
allowed to burn hazardous waste with
any Btu content, provided the owner or
operator agrees to enforceable hazardous
waste feed operating limits on metals of
concern (see below);
  • These metals feed limits would be
set at levels that would ensure, at least
on an annual basis, that metals on a
 mass basis do not increase over current
 levels, which ark substantially less than
 those allowable under BIF (and sources
 would, of course, remain subject to
 stack emission standards to control the
 emission of metal HAPs);
   • Feed limits would have to be
 established for each of the following
 twelve metals: antimony, arsenic,
 barium, beryllium.'cadmium,
 chromium, cobalt, lead, nickel,
 selenium, thallium, and vanadium;
   • Sampling and analysis would be
 conducted as often as necessary to
 document that the metals  levels are  .
 below the limits and included in the
 facility's waste analysis plan required
 by 40 CFR 264.13; and
   • Results of the analysis would have
 to be available for public inspection.
   Also, the Agency is considering a
 variation of this option, under which
 kiln operators would have to achieve
 specified percentage reductions of the
 total quantity (on an aggregate basis) of
 the following metals in their wastes  •
 combusted: antimony, arsenic, barium,
 beryllium, cadmium, chromium, cobalt,
 lead, nickel, selenium, thallium, and
 vanadium. EPA chose these particular
 metals based on their potentially high
 human health and ecological risk in
 conjunction with their significant
 tendencies to persist in the environment
 and accumulate in living tissue. If
 generators reduce metals in wastes over
 time, holding kilns to the average of the
 past three years may actually allow
 increased burning of certain metal-
 bearing streams. This is because other
 streams may contain less metals. In
 contrast, commitments to reducing
 metals below baseline limits would
 ensure that progress continues in waste
 minimization. EPA requests comments
 on this option, including information
 about: (1) The prevalence and
 distribution throughout industry sectors
 of waste streams bearing these metals
 sent to combustion, and (2)
 opportunities for generators to reduce
 these metals in wastes sent to
 combustion by means of source
 reduction during generation.
   EPA requests comment on the impact
 of imposing limits on metals
 concentration on waste streams
 combusted in cement kilns. EPA raises
 these questions:
   • How much hazardous  waste now
 sent to cement kilns for energy recovery
 would be likely to meet such metal level
 limitations?
  « Of the fraction of wastes that would
 "fail" a metals limit, would generators
 of waste now sent to cement kilns
reduce metals concentrations in these
wastes, using waste minimization and
pollution prevention, so that cement

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                                                                        24253
 that might result from physical
 processing. Given that a sand appears
 Integral to foundry operations and TRUs
 can greatly Improve the efficiency of
 sand use, EPA could conclude that even
 without any rule changes, foundry
 operators may be eligible for a variance
 from the RCRA definition of solid waste
 under the variance provisions found at
 40 CFR 260.30(b), 260.31(b), and 260.33.
   Under these variance provisions, EPA
 (or an authorized State) may grant a
 variance from the definition of solid
 waste for materials that are.reclaimed
 and then used as feedstock within the
 original production process in which
 the materials were generated if the
 reclamation process is an essential part
 of the production process. This
 evaluation is guided by a number of
 criteria found at § 260.31 (b). While
 foundries certainly can and do operate -
 without thermally processing their
 sands, and so TRUs are not literally
 "essential", as summarized above the
 units do in fact greatly increase
 efficiency of sand use, which is an
 essential raw material of foundry
 operations. Also, the TRUs are
 physically proximate, and integrated
 into the foundry's operations. Emissions
 from the TRUs are often ducted into
 emission control devices used for the
 foundries' main production activities.
 As such, the Agency could view sands
 being processed In TRUs as potentially
 eligible for the variance under
 260.31 (b) ™. EPA (or the State) would
  70 The Agency notes that, typically, a variance
 from the definition of solid waste under 260.31 (b)
 •would apply at the point of generation (e.g., in this
 case, the point where the spent sands are removed
 from the casting forms). Also, typically, when such
 a variance is granted, the variance is only
 applicable to those secondary materials that meet
 the conditions of the variance (e.g., the variance
 would not include secondary materials that are not
 reused in the production process).
  The normal and efficient flow of materials at
 faculties with a TRU may involve the processing of
 all of the spentsand generated. However, after
 recovery of the sand, insubstantial amounts of
: sands that are processed by the TRU may be found
 to be unusable again as foundry sand, and so may
 be discarded. While treatment and disposal of the
 spent foundry sand is clearly not the intent of the
 TRU, "treatment and disposal" would be the
 regulatory status of any hazardous secondary
 material that is processed such that it is no longer
 hazardous and then discarded, given the most
 straightforward reading of die regulations.
  Nevertheless, the Agency believes that because
 the TRU is typically integrated into the facility's
 operation*, and the flow of spent foundry sand into
 the TRU becomes a standard operating procedure,
 the incidental discard of an insubstantial amount of
 spent foundry sand should not overshadow the
 baste purpose of § 260.31 (b) to grant a variance from
 the definition of solid waste to materials that are
 reclaimed and reused in the production process,
 where such reclamation is, in effect, an integral step
 in the Cow of production. Thus, the Agency asserts
 that, assuming all other conditions of the
 S 260.31 (b) variance are met, the fact that a
 relatively Insignificant amount of spent foundry
still have to weigh the factors in
paragraph (b) on a case-by-case basis to
determine if the variance should be
granted. For example, paragraph (b) (3)'
requires an examination of how the
sands are handled to ensure that losses
are minimized before reclamation. Also,
paragraph (b)(8) allows consideration of
"other factors" as appropriate, and in
this case, air emissions controls for the
TRU would be appropriately considered
before granting a variance. As discussed
above, controls may be installed as paijp
of the MACT process, or simply due to *
state or local air pollution laws. The
Agency would expect that as a
minimum, emissions of paniculate
matter would have to be limited to
control lead emissions, and given the
organic binder compounds being
introduced to the units, limits on and
continuous monitoring of indicators of
efficient combustion, such as CO and/or
HC, would seem appropriate. Under this
approach, the Agency might or might
not develop special standards for TRUs •
under RCRA or the CAA. The case-by-
case approach might enable EPA and
the States to oversee the units without
the need for federal standards.

III. -Status of Caseous Fuels Generated
From Hazardous Waste Management
Activities
  The proposed rule included a
proposed exclusion from subtitle C
jurisdiction for certain synthetic gas
fuels derived from hazardous waste
treatment activities (61 FR at 17465).
Some commenters stated that synthesis
gas fuels are beyond EPA's regulatory
authority because they are uncontained
gases, and further stated that EPA had rf
failed to set out any  explanation for its
potential-jurisdiction over these
synthesis gas fuels (which jurisdiction
EPA proposed to relinquish provided
the syngas met designated
specifications).
  The type of syngas discussed in the
proposal results from thermal reaction
of hazardous wastes, which reaction is
optimized to break organic bonds and
reformulate the organics into hydrogen
gas arid carbon monoxide. Id. This
resulting gas can.be used as a fuel at
manufacturing facilities.
  EPA has broad statutory authority to
regulate fuels produced from hazardous
wastes. RCRA section 3004(q)(l): see
also Horsehead Resource Development
Co. v. Browner, 16 F. 3d 1246, 1262
(D.C. Cir. 1994) (broadly construing this
authority). The fact that syngas (by
definition) is a gas, rather than a solid
 or liquid,, does not appear to raise
 jurisdictional issues. It is still produced
 from the hazardous wastes that are
 being processed thermally. See
 §261.2(c)(2)(A) and (B) (defining such
 materials as solid wastes). EPA believes
 its authority to be clear under these
 provisions, but will consider further
 comment on the issue.7.1
 TV. Regulatory Flexibility Analysis
   The Regulatory Flexibility Act (RFA)
 of 1980 requires Federal agencies to
 consider impacts on "small entities"
 throughout the regulatory process.
 Section 603 of the RFA calls for an
 initial screening analysis to be
 performed to determine whether small
 entities will be adversely affected by the
 regulation. If affected small entities are
 identified, regulatory alternatives must
 be considered to mitigate the potential
 impacts. Small entities, as described in
 the Act, are  only those "businesses,
 organizations and. governmental
 jurisdictions subject to regulation."
   In preparation of the proposed rule,
 EPA used information from Dunn &
 Bradstreet, the American .Business
 Directory and .other sources to identify
" small businesses. Based on the number
 of employees and annual sales
 information, EPA identified 13 firms
 which may be small entities. That.
 analysis also determined that the
 proposed rule was unlikely to result in
 detrimental  impacts to small businesses.
 This conclusion was derived from two
 important findings:
   First, few  combustion units are owned
 by businesses that meet the SBA
 definition. Among those that are •
 considered small (based on number of
 employees), over one-third were found
 to have gross sales in  excess of $50
 million per year. Furthermore, available
 data indicate an ongoing industry trend
 toward consolidation, or market exit'
   Second, small entities impacted by
 the rule, were found to be those that
 currently burn very little hazardous
 waste, and hence face very high cost per
 ton burned.  These on-site facilities are
 likely to discontinue burning hazardous
 waste and dispose off-site, rather than
 comply with the proposed rule. Based
 on available data, EPA found that the
 incremental cost of alternative disposal
 associated with discontinued burning of
 such waste would not exceed 0.10 to
 0.20 percent of annual corporate gross
 revenues. Furthermore, currently viable
 commercial small business facilities
 affected by the proposal were found to
 remain profitable. •
sand is discarded would not negate a variance
granted to spent foundry sand, or require a
treatment permit for the TRU.
  7i See also 50 FR 49164. 49171 (Nov. 25,1985);
 52 FR 16982,17021 (May 6,1987): and 56 FR 7134,
 7203-04 (Feb. 21,1991) which discuss this
 question, although inconclusively;

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24254
Federal Register / Vol. 62,  No. 85 / Friday, May  2,  1997 / Proposed Rules
  The above findings indicate that the
proposed rule is expected,to have
overall negligible impacts on small
entities. The Agency is currently
refining and expanding its analysis of
small entities and makes no conclusions
beyond those presented for the
Proposal.
  Dated: April 22, 1997.
Elizabeth Cotsworth,
Acting Director, Office of Solid Waste.
[FR Doc. 97-11155 Filed 5-1-97; 8:45 am]
BILLING CODE 6560-50-P

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