United States
                      Environmental Protection
                      Agency
          Solid Waste and
          Emergency Response
          (5204G)
                   9200.5-222FS
                EPA 540-F-97-001
                   PB 97 963205
                   January 1997
     &EPA      Technical  Assistance  Grants (TAG):
                     How to  Find,  Choose and Hire a
                     Technical Advisor
Office of Emergency and Remedial Response
Community Involvement and Outreach Center
                                  Quick Reference Fact Sheet
     The Superfund Technical Assistance Grant (TAG) Program was created to provide grants to
     eligible groups of citizens living near Superfund sites for the purpose of hiring independent
     technical advisors. The technical advisor can interpret site-related information that citizens'
     groups can share with the entire community. TAG recipients help communities become more
     active participants in the Superfund process. This fact sheet provides an outline of some of the
     questions often asked by TAG recipients about finding and choosing a technical advisor.
    What can a technical advisor do for my
    TAG group?
    Your group determines the role of the techni-
    cal advisor based on your community's needs
    and concerns. Possible activities include:
    •  Reviewing and interpreting site-related
       documents and data.
    •  Meeting with your group to explain
       technical information about the site.
    •  Participating in public meetings to help
       clarify site information.
    •  Assisting your group in
       communicating your concerns
       and preferences to EPA, state
       agencies and polluting
       parties.
    •  Participating in
       site visits to gain a
       better under-
       standing of cleanup
       activities.
    •  Attending meetings
       and hearings directly
       related to site
       conditions.
    •  Participating in health and
       safety training.
    Grant funds may not be used to
    finance litigation or underwrite
 State &
local health
departmen
      Where can I
        find
        a good
       Technical
       Advisor?
Professional
& technical
 societies
legal actions, such as paying attorneys or
technical advisors to participate in any legal
action or proceeding regarding or affecting
the site.

    Who are potential technical advisors?
     Your group should choose a technical
     advisor who will provide you with an
     unbiased, independent review of site-
     related information. Potential advisors
     may be experts in chemistry, engineer-
           ing, toxicology, epidemiology,
                 hydrology, soil science,
               limnology or meteorology.
                  Your group selects the
                 technical advisor whose
                     expertise best suits
                      the needs of your
                           community.
                     Advisors should be
                           qualified in
                    disciplines related to
                            the type of
                  contamination at your
                   site. For example, at a
                 site with water contam-
               ination, a technical advisor
                     with experience in
                 hydrology or limnology
                  would be appropriate.

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What qualifications should I look for in a
technical advisor?
The technical advisor should have the fol-
lowing qualifications:

• A demonstrated knowledge of
  hazardous or toxic waste issues.
• Academic training in a field relevant to
  your group's interests.
• The ability to translate technical
  information into plain English.
• A satisfactory performance record.
• A state license in his or her field.
• Not debarred or suspended as a federal
  contractor.
• Adequate accounting or auditing
  procedures to control funds.
• A willingness to comply with civil rights
  and equal opportunity law.
What is the process for hiring a technical
advisor?
You must use the competitive selection
method unless there is only one qualified
candidate. If only one qualified candidate
can be located, you can use the non-com-
petitive procurement method. Also, the
competitive selection procedures vary de-
pending on the dollar value of your pur-
chase or contract. The basic differences in
the requirements of the two methods are
outlined in the table below and discussed in
more detail on the following pages. Your
TAG Coordinator can provide you with the
booklet entitled Superfund  Technical Assis-
tance Grant (TAG) Handbook: Procurement—
Using TAG Funds, which explains the pro-
cess further.
    SUMMARY OF REQUIREMENTS FOR THE TWO PROCUREMENT METHODS
      THE COMPETITIVE SELECTION METHOD
      (Used when two or more qualified candidates exist)
      • For purchases or contracts over $25,000 but less than $50,000:
        solicit written proposals from three or more qualified sources.

      • For purchases or contracts over $1,000 and up to $25,000:
        solicit oral quotes from two or more qualified sources.
      • For purchases or contracts of $1,000 or less:
        simply discuss your needs with a qualified candidate; no oral or written
        quotes are necessary.
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                      THE COMPETITIVE SELECTION METHOD
Use this method when there are two or more qualified candidates from which to choose.
     The competitive selection method varies depending on the dollar value of your
        group's purchase or contract as described in the three boxes on this page.
  For purchases or contracts over $25,000 but less than
  $50,000
  Example: You need the services of a technical
  advisor or environmental consulting firm with
  expertise in hydrogeology, engineering,
  chemistry, the health sciences, and toxicology
  to review technical documents generated by
  the cleanup -process at your site; attend
  meetings; prepare summary memos and
  reports; review your group's written
  comments to be submitted during the public
  comment period; and make presentations to
  group members and others.

  1. Identify your needs.
  2. Solicit written proposals from three or
    more qualified sources.
  3. Evaluate all proposals.
  4. Check with your Regional TAG
    Coordinator to be sure the candidates
    are not on the master list of suspended
    or debarred contractors.
  5. Prepare the contract.
  6. Provide EPA an opportunity to review
    your selection process and the contract.
  7. Have the technical advisor complete a
    Certification Regarding Debarment,
    Suspension, and Other Responsibility
    Matters (EPA Form 5700-49).
  8. Sign the contract.
For purchases or contracts over $1,000 but
less than $25,000

Example: The environmental consulting firm you
hired has the hydrogeologists, engineers, and
chemists you need at your site. However, the firm
does not offer expertise in the health sciences or
toxicology, and you now need to have the risk
assessment from the site reviewed. You want to hire
a toxicologist for the sole task of reviewing the risk
assessment.

1. Identify your needs.
2. Solicit oral quotes from two or more
   qualified sources.
3. Evaluate all quotes.
4. Check with your Regional TAG Coordinator
   to be sure the candidates are not on the
   master list of suspended or debarred
   contractors.
5. Prepare the contract.
6. Provide EPA an  opportunity to review your
   selection process and the contract.
7. Sign the contract.
             For purchases or contracts of $1,000 or less

             Example: Your group has prepared a newsletter and needs to hire a print shop to design and
             reproduce copies.

             1. Identify your needs.
             2. Identify potential technical advisors.
             3. Discuss your needs with candidates.
             4. Discuss with the candidates any potential conflicts of interest.
             5. Check with your Regional TAG Coordinator to be sure candidates are not on the
               master list of suspended or debarred contractors.
             6. Determine that the proposed costs are reasonable.
             7. Negotiate with the candidates, if you wish, and select the best one.
             8. Document, in 200 words or less, your reasons for selecting one candidate over the
               rest.

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                THE NON-COMPETITIVE SELECTION METHOD
             Use this method when only one qualified candidate exists.
                      The requirements are described below.

 For purchases or contracts of $50,000 or less

 Example: You needed to hire a technical advisor, so you began by locating possible sources of technical
 advisors with the skills you need. You checked universities, professional societies, and small, minority-
 owned, and women-owned businesses but were able to locate only one qualified candidate.

 1.  Identify your needs.
 2.  Contact your Regional TAG Coordinator to discuss the possibility of using this
    method.
 3.  Obtain written authority from the award official.
 4.  Discuss with the potential contractor the kinds of services you need and EPA's
    requirements.
 5.  Ask the candidate to give you an oral or written quote for performing the services.
 6.  Discuss with the candidate any potential conflicts of interest.
 7.  Check with your Regional TAG Coordinator to be sure the candidate is not on the
    master list of suspended or debarred contractors.
 8.  Negotiate with the candidate as necessary.
 9.  Document for the files why the proposed costs are acceptable.
 10. Prepare the contract.
 11. Provide EPA an opportunity to review your selection process and the contract.
 12. Have the technical advisor complete a Certification Regarding Debarment,
    Suspension, and Other Responsibility Matters (EPA Form 5700-49) if the contract or
    purchase is for $25,000 or more.
 13. Sign the contract.
 Helpful Tips on Hiring a Technical Advisor
 • Start the process of locating a technical advisor early—it may take some time.
 • Make positive efforts to seek out small, female, and minority-owned businesses.
 • Maintain records of your group's selection activities.
 • Contact your Regional TAG Coordinator if you have any questions.
The RCRA, Superfund, and Underground Storage Tank Hotline
This toll-free hotline is a source of further information on the TAG Program
• If calling from outside the Washington, DC area: 800-424-9346
• If calling from within the Washington, DC area: 703-412-9810
• For the hearing impaired: TDD 800-553-7672

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