EPA/540/G-87/005
                                        (OSWER Directive 9355.1 -02)
                                        September 1987 •
                 The RPM Primer

An introductory Guide to the Role and Responsibilities
  of the Superfund Remedial Project Manager (RPM)
                       September 1987
               U.S. Environmental Protection Agency
             Office of Emergency and Remedial Response
                      401 M Street, SW
                   Washington, D.C.  20460

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                       NOTICE
This document has been reviewed in accordance with U.S.
Environmental Protection Agency policy and approved for
publication. Mention of trade names or commercial products
does not constitute endorsement or recommendation for use.

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 Preface

 The purpose of this document is to familiarize new Remedial Project Mangers (RPMs) with their roles and
 responsibilities in the Superfund remedial program.  It also can serve as an orientation to the Superfund
 remedial program for EPA program staff, and the public. It is not intended to be a training document  EPA
 has developed other materials and conducts courses specifically for training purposes  (See Attachment A
 for a selected course listing.)


 The Acme Waste Disposal Co. site, the people, and the events described in this document are hypothetical
 and were created to depict the cleanup of an abandoned hazardous waste site. This example illustrates
 typical Superfund remedial  response activities and was written to demonstrate specifically the important
 role of the RP in managing site cleanup and in coordinating the various participants. Key terminoioqv and
 concepts appear in bold face.                                                          ,    yy


 For simplicity,  the example depicted in the Primer is a Fund-financed, Federal-lead project from start to
finish.  In reality, a project may switch from Fund- to Enforcement-lead, and from Federal- to State-lead
°.un"9 t|ie.remed|a|  Process- thereby altering roles of the participants. In addition, the example portrays
the RPMs involvement with only one site, when an RPM actually may be  involved with several concurrent
projects.


References for detailed information on the various aspects of the Superfund program are provided in an
annotated bibliography (Attachment B).  It is important to note that these documents are frequently up-
Q3IGQ.

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                                        Contents
                                                                               Page
 List of Exhibits	       Vj
 Acknowledgement  	.	vjj
 Acronyms  	                 jx
 Site Background	               -j
 Your Assignment	    -j
 Background of the Superfund Program	1
 The Remedial Response Process	1
 Removals	               3
 Enforcement and Legal Counsel  	  3
 Community Relations	                   4
 Other Program Participants	     .              4
 Project Management Concepts	                      4
 Project Kickoff	          5
 Phased RI/FS		              8
 Initial Site Visit and Site Planning	 8
 Technical Advisory Committee	  g
 Site Management Plan	         -j 1
 Work Plan Review	                   12
 Rl Phase I	                  14
 FS Phases I and II	          15
 Rl Phase II	            16
 FS Phase III	         16
 TAG Meeting and  Remedy Selection		           17
 Public Comment Period	              18
 Transition to Design	            18
 ROD Approval	,	                    18
 State Assurances	                     19
 Remedial Design	                    ig
 Remedial Action	                            20
 Operation and Maintenance	        20

Attachment A:  RPM Training Course	             A.-(

Attachment B:  Information Sources and Selected OSWER Directives	 B-1

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                                   List of Exhibits
Exhibit Number

1  Fund-Financed, Federal-Lead Remedial
       Response Process	
2  Map of Acme Waste Disposal Co. Site

3  Site Management Plan for Acme
       Waste Disposal Co. Site 	
4  Generic Schedule for Federal-Lead RI/FS
                                                                             Page
 10

.13
                                             vi

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                               ACKNOWLEDGEMENT


This document was prepared for EPA's Hazardous Site Control Division - Russel Wyer; Director under the
direction of Paul Nadeau and Don White, both of HSCD. The EPA Project Coordinators were Steve Hooper
and Caroline Roe. Additional support was provided by other EPA Headquarters and Regional personnel.


Booz, Allen & Hamilton, Inc., Bethesda,  Maryland,  prepared the Primer (EPA Contract No. 68-01-7376)
The Booz, Allen Project Managers were Raymond Rose and Robert Kravitz.


The camera-ready copy was prepared by Ebon Research Systems, 1173 Spring Centre South Boulevard
Altamonte Springs, Florida  32714. (EPA Contract No. 68-03-3507).
                                            vn

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                                       ACRONYMS
A/OSWER
   Assistant Administrator for the Office of Solid
   Waste and Emergency Response
A/E
   Architectural/Engineering
ARARs
   Applicable or Relevant and Appropriate Re-
   quirements
ATSDR
   Agency for Toxic  Substances and  Disease
   Registry
CERCLA
    Comprehensive   Environmental   Response,
    Compensation, and Liability Act of 1980
CLP
    Contract Laboratory Program

CRP
    Community Relations Plan

DQOs
    Data Quality Objectives

EE/CA
    Engineering Evaluation/Cost Analysis
EPA
    U.S. Environmental Protection Agency

ERA
    Expedited Response Action

ERGS
    Emergency Response Cleanup Services
 ESD
FEMA
   Federal Emergency Management Agency
                                               FIT
   Field Investigation Team

HRS
   Hazard Ranking System

HSWA
   Hazardous and Solid Waste Amendments
                                               IAG
    Interagency Agreement
IFB
    Invitation for Bid

NCP
    National Oil and Hazardous Substances Pollu-
    tion Contingency Plan (40 CFR Part 300)

NEPA
    National Environmental Policy Act

NPDES
    National Pollution Discharge Elimination
    System

NPL
    National Priorities List

O&M
    Operation and Maintenance


ORC
    Office of Regional Counsel

osc
    On-Scene Coordinator
    Environmental Services Division
                                             ix

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PA/SI
    Preliminary Assessment / Site Inspection

PR
    Procurement Request

PRPs
    Potentially Responsible Parties

QAO
    Quality Assurance Officer

RA
    Remedial Action

RCRA
    Resource Conservation and Recovery Act

RD
    Remedial Design

RI/FS
    Remedial Investigation / Feasibility Study

ROD
    Record of Decision

RPM
    Remedial Project Manager
RSCRC
RPO
    Regional  Superfund  Community  Relations
    Coordinator
SARA
    Superfund Amendments and  Reauthorization
    Act of 1986
SCAP
    Superfund Comprehensive  Accomplishments
    Plan
ssc
    Superfund State Contract
TAG
   Technical Advisory Committee

TAT
   Technical Assistance Team

USGS
   U.S. Geological Survey

VOCs
   Volatile Organic Compounds
   Regional Project Officer

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Site Background

  The Acme Waste Disposal Co. site received both
municipal and  industrial wastes for 15 years until
the owners declared bankruptcy 5 years ago and
abandoned the facility. Two years ago, a fishkill in
nearby Lazy Creek prompted State and local health
officials to  investigate.    They  found  partially
covered, corroded, and leaking drums at the site,
along with  eroded  berms and trails of discolored
soil in areas around two unlined waste ponds on
the 55-acre property.  Testing of 12 nearby private
water  wells  revealed  low  levels of   several
suspected carcinogens.

  The   U.S.  Environmental  Protection  Agency
(EPA) sent an  EPA On-Scene Coordinator (OSC),
assisted by the Technical Assistance Team (TAT)
contractor, to  inspect the  site.   Based  on the
results,  EPA mobilized the Emergency Response
Cleanup Services (ERGS) contractor to conduct a
removal action that  included removing  leaking
drums at the surface, stabilizing berms around two
waste ponds, erecting a security fence around the
property, and supplying the 12 affected residences
with bottled drinking water.

  Following the removal  action, EPA assigned the
Field Investigation Team  (FIT) contractor  to per-
form a preliminary assessment and site inspection
(PA/SI) to  evaluate the need for further long-term
response.   The PA/SI results were used to assign
the site a  numerical  ranking based on potential
hazard,  using the Hazard Ranking System (HRS).
EPA then placed the site on the National Priorities
List (NPL), making it eligible for Fund-financed
remedial response actions.  Acting in accord with
community concerns and Regional priorities, EPA
budgeted funds for initiating a remedial response
project in October, the beginning of the fiscal year.

Your Assignment

  It's now August.  You have just begun work with
the Waste  Management  Division in your  Region.
You have been on the job 1 week when things get
really busy.  You  are called into your  Section
Chief's office, where she tells you, "I'm assigning
you to the Acme site.  You will be the RPM and it's
your responsibility  to  manage the site cleanup.
Funds are budgeted on the coming year's SCAP
for an Ri/FS.  Pull the site file. Find out what you
can from the OSC.  Also,  we will need  a  CRP
ASAP."
  It's a  great  opportunity for  you...and a  big
responsibility.  There's  much to become familiar
with—tasks,  tools, terminology.  Fortunately, you
have some valuable  resources available to  help
you in completing this important assignment.

Background of the Superf und Program

  There  are  many  inactive,  abandoned sites
throughout the  nation, like the Acme site, where
hazardous wastes  have been inadequately or care-
lessly disposed of in the past.  These sites  are
releasing,  or threaten to release, hazardous sub-
stances that endanger human health and the en-
vironment. The Superfund program was created to
address the potentially hazardous conditions at
these sites.

  The  original  Comprehensive Environmental
Response,  Compensation,  and  Liability   Act
(CERCLA),  Public Law 96-510, was enacted in
December 1980.   Under  this law, the Federal
Government was given  the authority to clean up
hazardous waste sites and to respond to spills of
hazardous substances with money from the Hazar-
dous Substances Response Trust Fund (commonly
called the "Fund").  In addition, the Federal govern-
ment was given the authority to compel those
responsible  for the  hazardous waste  problem,
through judicial action, if necessary, to conduct or
finance  the  cleanup.   The Superfund Amend-
ments and Reauthorization Act (SARA), enacted
in October  1986, strengthened the  authorities
under CERCLA for responding to hazardous waste
sites and  significantly increased the size of  the
Fund. EPA is responsible for managing the Super-
fund program.

  The guidelines and procedures for implementing
CERCLA (as amended by SARA) are delineated in
a regulation  called the  National Oil and Hazar-
dous  Substances Pollution Contingency Plan
(NCP), 40 CFR Part 300.  The NCP provides fac-
tors  to  consider  in  determining  the  extent  of
cleanup that is appropriate for  a  particular  site.
The NCP also describes the process for conduct-
ing a remedial response (Exhibit 1).

The Remedial Response Process

  Once a site is proposed for or placed on the NPL
it is eligible for a Fund-financed remedial response.
Remedial  response  activities  are  aimed at  im-
plementing long-term permanent remedies at NPL
sites.  Initial site planning  defines the roles  and

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                                               Exhibit 1
             FUND-FINANCED, FEDERAL-LEAD REMEDIAL RESPONSE PROCESS
             PRE-REMEDIAL
              ACTIVITIES
               REMEDIAL
               PLANNING
               REMEDIAL
            IMPIEMENTATION
                 1
                                               SITE DISCOVERY
                                                    OR
                                                NOTIFICATION
                                                PRELIMINARY
                                                ASSESSMENT
REMOVAL '
                                                    SITE
                                                 INSPECTION
                                                APPLY HAZARD
                                               RANKING SYSTEM
X
x

j

L
1

|

1

1


1
LEAD: FUND OR\-
ENFORCEMENT: \
FEDERAL OR _^
. STATE _^^
jT
FUND-FINANCED,
FEDERAL-LEAD

REMEDIAL
INVESTIGATION
(PHASES 1,11)
FEASIBILITY STUDY
(PHASES 1, II, III)
1
RECORD OF
DECISION
I
REMEDIAL
DESIGN
i
REMEDIAL
ACTION


OPERATION &
MAINTENANCE
I ENFORCEMENT2
1



1 EXPEDITED
J RESPONSE
	 1 ACTION f







(COST RECOVERY


 Removals may occur at any point in the remedial process. If the lead agency determines that there is a threat to human health or the
environment, the lead agency may take a removal action to abate, minimize, stabilize, mitigate, or eliminate the release or threat of
release.
      e the responsible parties are known, efforts are made, to the extent practicable, to have them perform the response actions.
Enforcement negotiations commonly occur just prior to the RI/FS and again just prior to the RD/RA.

a
 Expedited Response Action (ERAs) are taken at NPL sites by the remedial program using removal program authorities. ERAs must
comply with the policies, procedures, and regulations of the removal program. Like removals, ERAs may occur at any point during the
remedial process.

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responsibilities  of  the  response program  par-
ticipants and outlines a course of action.  EPA, the
State, contractors, other  Federal agencies, and the
public, including parties responsible for creating or
contributing to the problem, all play a role in carry-
ing out remedial  response activities.   EPA, the
State, or the responsible  parties  may be  desig-
nated as the lead  organization for planning and
conducting remedial response activities.

   Following initial planning, the lead organization
conducts a remedial investigation /  feasibility
study (RI/FS).  For the Acme site, EPA is the lead
organization.   The Rl focuses  on collecting  data
and  characterizing  the  site in order to assess
threats or potential threats to human health and the
environment posed by the  site.  The FS provides a
detailed evaluation of remedial alternatives  using
environmental, engineering, and economic factors
in accordance with the NCP and CERCLA. The Rl
and  FS are conducted as interdependent phases
so that the  data gathered during the Rl  support the
evaluation  needs  of the FS.   The phased  RI/FS
results  in  a  recommendation  and selection of
remedial action,  which  EPA  documents  in  a
Record of Decision (ROD).  Together, the RI/FS
and  ROD  process typically takes 22 months to
complete.

   A remedial design (RD) is the next step.  During
RD,   detailed  engineering  plans, drawings, and
specifications  are  prepared.  These are used to
solicit competitive bids to  implement the remedial
action (RA).  Site cleanup is conducted during the
RA,  as specified in the  engineering design.  This
may involve treatment,  disposal,  and/or contain-
ment of the hazardous waste and cleanup, restora-
tion, or replacement of the affected resources. The
final step in the remedial process  is operation and
maintenance (O&M), designed to ensure continued
functioning and  effectiveness of  the remedial
response  action.  The  total  remedial  response
process may take 4 to  6 years, or more, to com-
plete and may cost millions of dollars.

Removals

   Removals are another type of  response action
that   may be  conducted   under   Superfund.
 Removals are conducted to reduce or stop hazard-
 ous substance releases  or potential releases to the
 environment.  In general,  removal actions require
less detail in  planning  than remedial  actions be-
cause the  emphasis is on finding  a relatively rapid
and short-term solution, consistent with long-term
remedial action, to a problem having some degree
of urgency.    Removals  may  be  time critical
(response needs to be initiated within 6 months of
discovery) or non-time  critical, depending on the
urgency of the situation.

  CERCLA  sets  cost  and  duration limits  on
removal actions; they may not exceed $2 million or
last more than 1 year. EPA can waive these limita-
tions, however,  under certain situations and with
appropriate approval.

  EPA On-Scene Coordinators (OSCs) direct and
coordinate Fund-financed,  Federal-lead  removal
activities.  In some cases, a U.S. Coast Guard rep-
resentative may serve as the OSC.  OSCs receive
support from governmental entities—for example,
EPA's  Environmental Response Team-and from
EPA  contractors,   such   as  the  Emergency
Response Cleanup Services (ERGS) and the Tech-
nical Assistance Team (TAT).  At sites, where both
removal and remedial activities are undertaken, the
OSC and  RPM  must coordinate closely.  The Su-
perfund Removal Procedures (OSWER  Directive
9360.0-3A)  provides  guidance  on  conducting
removal activities.

Enforcement and Legal Counsel

  For  all  Superfund sites, EPA and  the States
make  significant  efforts  to  identify  potentially
responsible parties  (PRPs) and to compel them,
through legal action, if necessary, to undertake the
required cleanup activities.  If EPA cannot compel
PRPs to  undertake the necessary response  ac-
tions, EPA will proceed with the cleanup and will at-
tempt to recover the costs later. Thus, maintaining
complete and detailed  records of site activities is
essential for the purposes of enforcement activities.

   During  a Superfund  remedial response, legal
questions often arise.   EPA's Office  of General
Counsel and Office of Regional  Counsel provide
legal interpretation and direction to program par-
ticipants.  The  RPM is encouraged to coordinate
closely with the Office of Regional Counsel, par-
ticularly  in  the identification of  applicable  or
relevant and appropriate requirements (ARARs)
and in determining applicability  of State cleanup
standards.

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 Community Relations

   Community relations activities also are an impor-
 tant part of the  Superfund program.  Conducted
 from the beginning of all Superfund responses, ef-
 fective community relations encourages two-way
 communication between the government agencies
 involved and the local residents on site-related is-
 sues.  The  overall objectives of Superfund com-
 munity relations activities are to:

 •  Gather information about the local  community
    to Identify how citizens would like to be in-
    volved in the Superfund process
 *  Give citizens the opportunity to comment on
    and to  provide input to technical response
    decisions
 •  Inform  the public of  planned  or ongoing ac-
    tions
 •  Focus and resolve conflict

  These  objectives guide the planning and im-
 plementation of community relations efforts in each
 Superfund response project.

  Each Regional office has a trained Regional Su-
 perfund   Community    Relations  Coordinator
 (RSCRC) to work with the RPM to meet these ob-
 jectives at each site.  Community Relations in Su-
perfund:  A Handbook (OSWER Directive 9230.0-
 3A)  provides additional  guidance on the  com-
 munity relations program.

 Other Program Participants

  Many organizations assist EPA in responding to
 the nation's hazardous waste problems.  For ex-
 ample, States are encouraged to take responsibility
 for planning and managing site cleanups under
 agreement  with  the  Federal Government  (State-
 lead projects).  In remedial actions for which the
 Federal Government has lead responsibility, the
 U.S. Army Corps of Engineers often manages the
 remedial design and implementation for EPA. The
 Federal Emergency Management Agency (FEMA)
 assists EPA if a Superfund response involves the
 relocation of residents. Under CERCLA, the Agen-
 cy  for Toxic Substances and  Disease Registry
 (ATSDR)  conducts health assessments at Super-
fund  sites  to supplement EPA's public  health
 evaluations. The Coast Guard assists with hazard-
ous waste spills that occur in coastal areas. EPA
also can call on other  Federal  agencies  (e.g.,
 Department of Interior, National Oceanic and  At-
 mospheric Administration) to  provide support, as
 appropriate.

 Project Management Concepts

   The RPM, acting  on  EPA's behalf,  manages
 remedial activities. This individual is accountable
 for the technical quality, schedule, and cost of the
 work.  As in most real  management situations,
 however, the RPM does not have the authority or
 control over external factors to "require" that the
 project proceed according to plan.  Instead, the
 RPM must develop a good management approach
 and draw on interpersonal skills to facilitate needed
 coordination and  communication among the  or-
 ganizations and individuals on the project.  Form-
 ing and leading a project team are critical  to the
 success of Superfund projects.

   The RPM must  bring together individuals,  or-
 ganizations, and resources with a well formulated
 plan to accomplish effectively and efficiently a set
 of objectives. The RPM ensures success by:
 (1) planning,  monitoring, and controlling  the
 project
 (2) directing, coordinating, and communicating
 with project participants.

   Soon after being assigned  to a site,  the RPM
 must plan the project by:

 •   Establishing scope-determining  project  ob-
    jectives and identifying discrete tasks needed
    to achieve them.
 •   Scheduling-identifying time frames for each
    task and the total project. The RPM may use
    project scheduling systems such as, milestone
    charts,  bar  charts, and critical path method
    (CPM) diagrams to aid in scheduling.
 •   Budgeting-assigning costs to individual tasks
    and the total project as outlined  in the  scope
    and schedule.
    Organizing-arranging personnel and  other
    resources to achieve the project objectives.

   Monitoring and  controlling involves observing
technical performance and taking corrective  ac-
tions, as  needed.  The RPM's primary method for
 monitoring  activities is by comparing actual and
 planned  performance.    The  RPM  should use
 progress review  meetings  in conjunction with
regular reports on project status.  In  addition, the
RPM  should conduct  on-site field  inspections
during key field  activities.   Variances from  the

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planned project can be avoided or controlled by
taking one or more of the following actions:
have established a file on the Acme site.  Several
basic observations about the site are apparent:
•   Anticipatory Actions— modify external factors
    so that project variances do not occur.
•   Work-Around Strategies— respond to an exist-
    ing negative variance to accommodate chan-
    ges, but with no impact to overall project plan.
•   Plan  Modifications— accommodate  variances
    by altering project, schedule, or scope.

  Tto control and manage a project effectively, the
RPM  must  develop  strong  leadership, com-
munication, and coordination skills.  The RPM
must direct EPA contractors in the technical and
administrative  aspects of the remedial  response.
For example, the RPM must ensure that environ-
mental regulations and  policies affecting  a  par-
ticular site are understood by the contractor as well
as by other program participants.

  To avoid  project delays, the RPM must coor-
dinate project activities with programs, organiza-
tions, and individuals both internal and external to
EPA, including for example:

•   State and local officials.
«   The affected community.
•   Programs  providing  services to the project
    (e.g., analytical data reviews).
•   Offices  responsible  for other  environmental
    laws  (e.g., the Resource  Conservation  and
    Recovery Act).
•   Organizations external to EPA (e.g., ATSDR).
                                   •*'
  Finally,  regular communication  with  fellow
RPMs and supervisors  is  an  important activity.
These  individuals  can often suggest  innovative
solutions  to  complex problems previously en-
countered at other sites.

  For additional information on program manage-
ment concepts, the reader should consult the Su-
perfund Federal-lead  Remedial Project Manage-
ment Handbook (OSWER  Directive 9355.1-1), com-
monly referred to as the RPM Handbook. The RPM
Handbook also provides a list of project manage-
ment references.

Project Kickoff

  After a month with the program you are feeling a
bit more knowledgeable.  You have obtained valu-
able information about the Superfund program (see
Attachment B  for an annotated bibliography) and
•  Two unlined waste ponds on the site contain
   unspecified waste materials.
•  The site contains a 30-acre landfill.
•  Volatile organic compounds (VOCs), probably
   from  the site,  have been detected  in local
   drinking water wells.

Exhibit 2 is a map of the Acme site.

                  Exhibit 2
         MAP OF ACME WASTE
           DISPOSAL CO. SITE
               Lazy Creek

               Unnamed Creek
               Access Road
        ACME WASTE DISPOSAL SITE
      :: :Unlined Waste Ponds
J.C. Michaels, a veteran RPM whom you have iden-
tified as a potential "mentor", suggests that you as-
sign a remedial response contractor to the project
as soon as possible.  He explains that the contrac-
tor will provide valuable assistance in conducting

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Initial planning for the remedial response project.
J.C. also suggests that you schedule  a  project
kickoff meeting.

  With a somewhat clearer picture of what needs
to be done, you contact the Regional Project Of-
ficer (RPO)  responsible for the remedial contract
serving your Region.  The RPO explains how to ob-
tain assistance from  the remedial contractor. He
also supplies you with a copy of Work Assignment
Procedures   for  Remedial  Contracts  (OSWER
Directive 9242.3-3A).

  EPA selects remedial response contractors for
their expertise in conducting hazardous waste site
engineering  studies and design. The contractor is
responsible for planning and conducting the RI/FS
and is accountable to EPA for its contracted role.

  As  the RPM,  you have other responsibilities.
You must oversee the remedial response, act on
EPA's behalf In the project, and direct the contrac-
tor to keep the project on course and  within
schedule  and  budget.     You   monitor  the
contractor's  progress  in achieving project mile-
stones  and  coordinate with  the  contractor to
develop preventive or corrective actions in order to
keep work on target as problems arise.

  Your first step in getting the contractor underway
is to develop a Work Assignment Package, which
consists of:

•  A Work Assignment Form
•  An interim Statement of Work
•  A complete  Statement of Work for the total
    work assignment, and
•  A Procurement Request (PR) (EPA Form
    1900-8)

You develop the Work Assignment Package by fol-
lowing an example package supplied by the RPO.
You coordinate with the RPO to ensure that the
package Is complete  and accurate.  You  also verify
that sufficient funding  is available  on the  Super-
fund  Comprehensive Accomplishments  Plan
(SCAP).*

  * Tha SCAP is the official document from the Assistant Ad-
ministrator for the Office of Solid Waste and  Emergency
Response (AA/OSWER) identifies funding needs for proposed
Suparfund activities. Activities must be on the approved SCAP
to receive funding. In this example, the Acme Site was on the
SCAP prior to the RPMs involvement.
  After completing the Work Assignment Package,
you forward it to the RPO for approval.  The RPO
transmits the completed package to the Contract-
ing Officer, with a copy for the Project Officer. The
Contracting Officer then issues a work assignment
to the  contractor, who must prepare a Work Plan
Memorandum for your approval within 10 days.
This is a 5-10 page plan for the interim tasks to be
completed,   the   technical  level-of-effort  and
schedule,  and  the name  of the  proposed Site
Manager.  In this case, interim tasks would include
a project  kickoff meeting,  an initial site visit,  Rl
scoping, development of general response objec-
tives,  site  survey  /  topographic mapping,  sub-
contracting, and preparation of a Site Management
Plan and a final Work Plan. The expenditure limit
indicated on the Work Assignment Form is based
on the tasks in the interim Statement of Work.

  With these administrative tasks completed/.you
arrange a project kickoff meeting. This meeting will
provide an opportunity to introduce the key par-
ticipants for the project  and  define their  various
roles and responsibilities. You invite the following
participants:

•   Contractor's Site Manager
•   State Project Officer
•   EPA's OSC for the completed removal effort
•   EPA's  Regional  enforcement program repre-
    sentative
•   EPA's Office of Regional Counsel (ORC) repre-
    sentative
•   EPA's  Regional  Superfund  Community Rela-
    tions Coordinator (RSCRC)

You prepare and distribute informational packages
and an agenda prior to the  meeting to ensure that
all participants are prepared.  You also  speak with
all invited participants to confirm their receipt of the
information and agenda, and to identify  specific
subjects that they should be prepared to discuss.

  The meeting runs smoothly. You begin by intro-
ducing everyone and presenting a schedule for in-
itiating the project.  The schedule includes an initial
site  visit  (for which the  contractor   is  already
developing an  interim  Health and Safety Plan),
development  of an overall Site Management Plan,
and development of the contractor Work Plan. The
Site Management Plan will  serve as an in-house
planning tool that lays out  a  schedule  of site ac-
tivities  from start to finish—from field investigation
and alternatives analysis through implementation of

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 the remedy and eventual O&M.  The plan incor-
 porates activities, schedules, and resources and is
 used in managing site activities.

   Next, you announce that  you will  establish a
 Technical  Advisory  Committee  (TAC)  for  the
 Acme site.   The TAC will be  composed of the in-
 dividuals present at the meeting,  plus technical
 specialists  and other interested parties who  will
 meet  at  key points in the remedial  process to
 review and discuss site issues and progress,  You
 welcome suggestions for other TAC members from
 the group.


   As the meeting proceeds, each participant offers
 his or her thoughts on the project:

 •  The OSC describes removal actions conducted
    at the Acme site and supplies you with copies
    of important documents from the site file, in-
    cluding  the  final  Removal Summary Report
    prepared by the TAT contractor.
 •  The RSCRC provides a brief history of com-
    munity relations activities conducted during the
    removal action  and identifies any significant
    community concerns associated with the site.
    A  site-specific Community Relations  Plan
    (CRP) was  developed,  as the removal lasted
    more than 120 days. Also, during the removal
    action an information repository  was estab-
    lished at the local library  and will continue to
    serve as a  repository for the Administrative
    Record for the Acme site*. The RSCRC sug-
    gests that it would be wise to have a meeting
    with community leaders and the  local press
    before the initial site visit is conducted.  At this
    meeting, the RPM can be introduced to com-
    munity leaders and can discuss the initiation of
    remedial activities at the site.  The RSCRC
    notes that communities are sometimes con-
    fused when  the  remedial  process  begins,
    believing that EPA's  prior removal action was
    intended to  eliminate all problems associated
  * The Administrative Record contains all information upon
which  EPA bases  the selection of a remedial  response
(OSWER Directive 9833.3 Administrative Records for Decisions
on Selection of CERCLA Response Actions). The record must
be availiable to the public at or near the facility, so that the
community can participate in its development and have ac-
cess to important information.  Additionally, a duplicate ad-
ministratiive record must be maintained at EPA's Regional
office.
     with the site.  Also, communities frequently do
     not recognize the extensive study that is re-
     quired before actual cleanup work begins.
 •   The Regional enforcement program and ORC
     representatives discuss the enforcement status
     of the site. Acme Waste Disposal Co/declared
     bankruptcy 5 years ago; however, EPA is pur-
     suing enforcement actions against other poten-
     tially responsible parties (PRPs) who allegedly
     wastes to Acme for  disposal.   These  parties
     have declined to perform the RI/FS. The cur-
     rent  enforcement  strategy,  therefore,  is to
     negotiate an agreement with PRPs to conduct
     the RD/RA. If such an agreement cannot  be
     achieved within the mandated period of time**,
     EPA will proceed with the cleanup and attempt
     to recover costs after  completion.
 •   The State Project Officer expresses the State's
     willingness to cooperate in  the cleanup effort
     and desire to  participate in technical  meetings,
     technical  document   reviews,  and  remedy
     selection.  Because they have  been involved
     with the site since it was identified 2 years ago,
     the State adds a historical perspective to the
     project.  The  State Project  Officer  notes that
     the  Intergovernmental  Review  has  taken
     place and that the State is satisfied with EPA's
     responses to their concerns.  The State also is
     in the process of identifying any contaminant-
     or location-specific State ARARs which may
     apply to the Acme site.  In addition,  the State
     Project Officer indicates that the State will  be
     submitting an  application to  amend its current
     Multi-Site Cooperative Agreement with EPA
     in order  to receive funds for its management
     assistance activities (e.g., meeting attendance,
     document reviews) for the Acme site.

Your planning paid off.  Not only was the meeting
informative to participants and well  organized, but
you have  time at the end  of the day to meet with
J.C. Michaels and  Art Becket, the contractor's Site
Manager.  The three of you discuss the more tech-
nical aspects of the site and the scope of the initial
tasks of the phased Ri/FS.
  ** PRPs have 60 days to respond to EPA's enforcement
notice. If EPA receives a "good faith" proposal from the PRPs,
the negotiations window may be extended  up to 120 days
from the date they receive the notice receipt.

-------
Phased Rl/FS

  A phased Rl/FS approach uses the close inter-
dependecy of the Rl and FS activities to make the
remedial process more efficient. In this approach,
RPMs and  contractors identify potential remedial
approaches and technologies prior to developing
sampling strategies so that the Rl can focus specifi-
cally on the data needs of the FS.

  J.C. explains  that previous  RIs and FSs were
planned as two distinct steps with only one major
sampling period. During the Rl, EPA contractors
would  analyze  numerous  soil,  air,  and  water
samples. However, the data did not  always allow
for  thorough   evaluation   and  development  of
remedial alternatives during the FS. In such cases,
additional,  unscheduled sampling was necessary,
requiring added time and expense.

  By conducting the Rl/FS  in phases, EPA now in-
corporates schedule- and activity-related  decision
points into the Rl/FS process. This allows future ef-
forts  to be redirected,  rescheduled and/or  re-
scoped, as necessary,  in  response  to important
new information. During the phased Rl/FS, data
quality objectives (DQOs) are established prior to
sampling and analysis, sampling episodes are rela-
tively small In scope, and  field screening techni-
ques are used  to limit the number of analyses.
Mobile  laboratories are commonly used for quick
analyses. In addition, treatability data are often col-
lected expressly for assessing the feasibility of an
alternative.   Each  phase  may take only 2 or  3
months. The types of decisions that must be made
at the end of each phase include:

 *  Is the Rl meeting the data requirements of the
    FS?  If not, how will the  Rl be  redirected to
    provide the data?
 •  Can the scope and/or schedule of the Rl be
    reduced and still achieve the technical objec-
    tives of the Rl/FS?
 •  Have sufficient types and amounts of validated
    data been generated to terminate the Rl and
    still complete the FS?
 •  Have the nature and extent of contamination
    been adequately defined?

 The  phased approach allows the RPM to exert
 more control over the project.  In a phased Rl/FS,
 funds are approved incrementally (i.e., through the
 expenditure limit on the Work Assignment Form) to
 correspond with resource needs for each phase of
 the project.  Because the decision  points are in-
tegrated  into the  planning  for the  phased  ap-
proach, the budget and schedule for the total Rl/FS
are likely to change.  The phased  Rl/FS approach
should lead to savings in both time and money.

Initial Site Visit and Site Planning

  The initial site visit will provide a good oppor-
tunity to observe the integrity of the waste pond
berms that were stabilized during  the removal ac-
tion. The contractor's Health and Safety Officer in-
forms  you that  protective  boots are  the only
precautionary measure necessary for this initial site
visit assuming you remain at least 15 feet from the
waste  ponds.  If you want to inspect the  ponds
more closely, a self-contained breathing apparatus
is required.

  The local residents should not be surprised to
see you at the site.   You  and Art met with com-
munity leaders last week, and the  local newspaper
ran an article describing EPA's field  investigation
plans.

  The first stop on your site tour is the waste
ponds.  The berms  seem to be  holding up well.
There are  no signs of breaches or erosion.  The
pond levels,  however, are quite elevated from the
recent rains.

   At the next stop, where the unnamed creek bor-
ders the site  on the west, you make a new and im-
 portant observation.  There  are stained strata and
 stressed vegetation in an area along the embank-
 ment providing evidence of intermittent seepage of
 contaminated  leachate.    Art  proposes  taking
 several grab  samples along the bank and analyzing
 them  for  priority pollutants.   Quick turnaround
 analyses will be needed to allow project  scoping
 activities to proceed  on schedule. Depending on
 the results,  another removal action  may  be war-
 ranted to  provide short-term control of  surface-
 water contamination.

    You move on  to  the designated  landfill area.
 Using site maps, you identify where the ERGS con-
 tractor removed the drums and the visibly con-
 taminated soils.  Information from site files indi-
 cates that other  portions  of  the landfill received
 only municipal wastes.

    This initial site visit was useful. You and Art are
 now more familiar with the site layout and with
 potential problem areas.  You can now prepare a

-------
more realistic Site Management Plan. The first step
in developing this plan  is defining project objec-
tives. The long-term objective, of course, is clean-
ing up the site. The shorter-term objectives are to:

•  Control on-going contamination of the
    creek
•  Define the extent of ground-water
    contamination
«  Define the source of the ground-water
    contamination
•  Assess risk to human health and the
    environment
•  Evaluate alternatives to remedy site
    problems

To assist in planning response actions, you and Art
divide the site cleanup into conceptual  "operable
units."  Operable units help you think of the overall
cleanup as discrete efforts that will be undertaken
to decrease a release, threat of release, or pathway
of exposure.  You envision two  initial operable
units:

•  Operable Unit 1 — Evaluate  source  control
    measures by characterizing the pond wastes
    and assessing various options for removing the
    probable source of ground-water and surface-
    water contamination.
•  Operable Unit  2—Characterize ground-water
    contamination and evaluate remedial  alterna-
    tives.

Work can proceed on both operable units concur-
rently.

   Based on progress in conceptualizing your ap-
proach to needs at the site, you develop an overall
Site Management  Plan  (Exhibit  3),  keeping it
general, in order to have the larger  picture in  mind.
As work progresses  and more  information  be-
comes  available,  you  can  update and further
develop the plan.  For example, results from initial
field investigations may indicate  the  need  for a
removal  action to supply affected residents with a
permanent uncontaminated drinking water source.
Also, short-term relief  may need to  be provided for
the  apparent periodic contamination of the  un-
named creek from seepage observed in the initial
site visit.
Technical Advisory Committee

  You're now a month into the project, and it's
time for the first meeting of the TAG.  You never
realized how difficult it could  be to coordinate
everyone's schedule in addition to your own. You
did not anticipate being out of the office for 3 days
to attend contract administration training,  but a slot
opened up and your Section Chief selected you to
attend.  The training  was well-timed for your new
responsibilities. It gave you a good understanding
of the contracting process and your critical  role in
contract administration, particularly your authority
in obligating government resources.   However,  it
also made preparation for the first TAG meeting a
little hectic.

  The TAG for the Acme site consists of a core
.group  of  individuals  that includes  your Section
Chief, the contractor's Site Manager, the enforce-
ment program  representative,  the RSCRC, the
State Project Officer  and yourself.  The TAG may
be  supplemented by various specialists and other
interested parties whose time and extent of par-
ticipation will depend on the particular  stage of the
project and the specific  technical  expertise re-
quired.  Present at this first meeting are the core
group plus the Regional Quality Assurance Officer
(QAO) from the Environmental Services Division
(ESD),  a  U.S.  Geological Survey  (USGS)  repre-
sentative,  and a ground-water specialist from the
Region's Water Division.  Also on  the TAG is  a
private  consultant, hired by the community under
an EPA Technical Assistance Grant, who will act as
a spokesman for the  community and  report back
on  project issues.  Invited, but not able  to  attend
the first TAG meeting, were representatives from
ATSDR and the Corps. ATSDR did indicate in a let-
ter, however, that the  data from the site inspection
would be  sufficient to develop a preliminary health
assessment. ATSDR anticipates no special data re-
quirements  beyond   those normally  generated
during an Rl.  In order to do the final assessment,
however, ATSDR will  need the Rl reports as they
become available.

  Your Section  Chief begins  the  meeting  by
reiterating  EPA's commitment  to  achieving site
cleanup. She is encouraged to see the appropriate
involvement of other programs both inside and out-
side EPA.
                                                    You describe your site visit  and your plan to
                                                  divide the site into two operable units: source con-
                                                  trol measures  aimed at the on-site waste ponds

-------
                                          Exhibit 3
        SITE MANAGEMENT PLAN FOR ACME WASTE DISPOSAL CO. SITE
                                        Project Year
                                           Months
Activity
Operable units 1 & 2:
Source Control;
GW Remediation
Pre-RI/FS Planning
RI/FS
ROD
Remedial Design
Remedial Action
O&M
1
f ? ?
-'hs
^ISMonths




2
f f ?
^•n
3 Months
^


3
? f ?


l^onths
^^^^^^^^^^^^^^H
•i

4
• ? f ?



•iiiliiiiiJiciZ::
5
? f ?
	


HI
? Months ^^
 Legend
 GW
 Rt/FS
 ROD
 O&M
Ground Water
Remedial Investigation / Feasibility Study
Record Of Decision
Operation and Maintenance
and  ground-water activities  aimed at evaluating
and, if necessary, cleaning up the contaminated
aquifer.

  You also recommend an Expedited Response
Action (ERA) to  stop the threat of surface-water
contamination from the seepage area observed at
the Initial site visit. The grab samples taken at the
unnamed creek embankment show elevated levels
of heavy metals,  including chromium, and other
priority pollutants, such as vinyl chloride.  You ex-
plain that the  ERA should focus on preventing
seepage from flowing into the unnamed creek and
suggest that the 12 affected residents be supplied
with a permanent source of drinking water.
                                   To prevent further contamination of the creek,
                                 the contractor's  Site Manager suggests that the
                                 flow be intercepted and diverted  away from the
                                 creek into a holding area.  The collected leachate
                                 could then be treated on-site and discharged to the
                                 creek.  The batch treatment facility also can be
                                 used for future ground-water treatability studies.
                                 Your Section Chief notes that permits are not re-
                                 quired for Superfund response activities  involving
                                 on-site actions, however, the substantive require-
                                 ments of a National Pollution Discharge Elimination
                                 System (NPDES) permit should be met.

                                   The ERA also will address the drinking water
                                 problem of the 12  affected  residents.   These
                                 residences, currently using bottled water, will be
                                 permanently connected  to the town's water dis-
                                 tribution system which is uncontaminated. You will
                                              10

-------
need to meet with the RSCRC and the contractor
to discuss the technical, budget, and scheduling is-
sues associated with this operation, including com-
munity relations activities.

  The on-site waste ponds also were assessed for
inclusion in the ERA.   However, lack of an  im-
mediate threat and statutory limits of $2 million and
1 year timeframe precluded pond  cleanup as an
ERA.  Early estimates for the pond cleanup far ex-
ceeded the $2  million  statutory  limit.  Thus,  the
ponds  will  be addressed as an operable unit for
source control.

  You  explain that in order, to initiate an ERA, a
threat or potential threat to the public or the en-
vironment  must exist.  In fact, an ERA is officially
a removal action  and therefore must comply with
the regulations,  procedures,  and policies of  the
removal program.  One major distinction from a
removal  action though,  is that EPA's  remedial
program and remedial contractors carry out  the
ERA.   You and Art believe that the contaminant
levels in the  seepage,  and the  potential for con-
taminants to migrate as a  result of rainfall, con-
stitute  the  degree of threat required for an ERA.
The degree of threat is not so significant,  however,
to warrant a time-critical removal, which would be
conducted  by a removal contractor.

  The  ERA plan  will begin with an Engineering
Evaluation / Cost  Analysis (EE/CA),  which is
similar to a feasibility  study  although smaller in
scope.  The EE/CA  must consider all Federal and
State ARARs and should stress the  use of per-
manent  solutions  and  alternative treatment
technologies to the   maximum extent  prac-
ticable. In addition, the EE/CA must meet National
Environmental Policy Act (NEPA) equivalency and,
therefore, must undergo a public comment period
and include a  responsiveness summary.  Like a
removal, the EPA Regional Administrator  must  offi-
cially approve an Action Memorandum for the ERA.

   After formal presentations at  the TAG meeting,
you open the floor to discussion.  Everyone agrees
that your plans seem reasonable. The USGS rep-
resentative indicates that the area had been  sur-
veyed  recently and that he would gather and pass
along this data.  The hydrogeologist from the Water
Division notes that the site overlays an aquifer cur-
rently  used for drinking water, and thus requires
protection  under the Safe Drinking Water Act.  The
State Project Officer also notes that State drinking
water standards are  more stringent than Federal
standards for certain  contaminants.   Both the
Federal and State requirements will need to be ap-
propriately considered in planning and conducting
the remedial response.

  Data quality is a major concern in conducting
remedial activities, and in discussion of this impor-
tant subject the Regional QAO provides some valu-
able  guidance  on  developing  DQOs  for the
remedial response project. He explains that to en-
sure  that data  generated during  the  remedial
response at the Acme site are adequate to support
EPA's decisions, the project planning process must
clearly define the objective  and the method by
which decisions will  be made.    This  is ac-
complished  through  the development  of  site-
specific DQOs, which are qualitative and  quantita-
tive statements made to ensure that data of known
quality are obtained.

  The QAO  goes on to explain the three-stage
process of developing DQOs:

•   Identify decision types
•   Identify data users and needs
•   Design a data collection program

This is a lot to absorb at one meeting. Fortunately,
Data  Quality  Objectives  for  Remedial Response
Activities,  Volumes I and II  (OSWER  Directive
9355.0-7B) are available for you to study, and the
QAO will provide further consultation as needed.

  Generally, the first TAG meeting was very infor-
mative. The next time the TAG gets together it will
discuss the contractor's draft Work Plan, which
should be available for review in about 6 weeks.  In
addition to drafting the Work Plan, the contractor
will also be working on the EE/CA for the ERA and
a CRP update.  You amend the interim  scope of
work activities to include preparation of the EE/CA.
This is done via approval of an interim amendment
on the Work Assignment Form.

Site Management Plan

  You've  just reviewed the  contractor's detailed
Site Management Plan outlining the many tasks in-
volved in  cleaning up  a hazardous waste site;  it
looks pretty good. Of course, most of the detail is
devoted to the immediate tasks,  the interim RI/FS
tasks and the ERA involving leachate collection /
treatment and permanent water supply connection.
Since you are new to the program, you decide to
                                               11

-------
confer with senior RPM J.C. Michaels again.  He
suggests that you look at some of his old files to
compare schedules  and  unit costs for various
tasks.  You also want to meet with Art Beckett to
discuss the Site Management Plan before the con-
tractor drafts the final Work Plan.

  In the Site Management Plan, there is a potential
problem with the schedule.  It calls for the ERA to
be  implemented toward the end of winter.  This
may be a problem if it  includes construction ac-
tivities that cannot be performed under conditions
of cold temperatures  and possible snow.  You and
Art  must consider weather impacts on the schedule
and develop appropriate anticipatory actions and
contingency plans.

  The Superfund  program will  be conducting
studies  at  many  other  sites  this  spring.    For
Federal-lead sites, samples  are usually sent to the
Contract Laboratory Program (CLP) for analyses.
This may strain the CLP's capacity in the spring. In
order to expect reasonable turnaround time on
analyses, you should plan  to avoid the seasonal
log  jam.  The  Regional Sample  Control  Center
Coordinator for the CLP offers some advice:

•   Schedule early if you  plan to  use the  CLP
    during the busy season
•   Limit analyses to those truly needed to meet Rl
    objectives
•   Use field screening to limit sample numbers
•   Use unvalidated data, with caution, to continue
    project work and adjust, as necessary, when
    validation is complete

  These are all good  ideas assuming that they fit in
with your project objectives and DQOs.

  After discussing the Site  Management Plan, Art
describes the automated system recently brought
on-line in the Region to  monitor and control site
progress. With the  software available (both the
Region and the contractor have copies), you can
enter site  data  (task,   schedule,  budget,  and
responsibility) and generate critical path  analyses,
progress reports, resource requirements  analyses,
and other project management  functions.   This
computer program helps monitor site progress and
anticipate future events such as schedule slippages
and cost overruns. The data to be entered into the
program can  be taken from the  contractor's
monthly progress reports and other communica-
tions,   (Exhibit 4 shows an example of  the
software's output.) You  recognize, of course, that
you cannot just sit behind a computer terminal and
make things happen.   This  automated  system,
however, can prove to be an excellent tool, if used
effectively.

Work Plan Review

  The contractor has just submitted the draft Work
Plan, the Sampling and Analysis Plan, and an  up-
dated CRP for the initial phases of the RI/FS. You
had seen portions of these plans earlier.  Now your
job is to review the plans for approval.  You may
use specialists to help with the reviews, but you
must  coordinate  their  involvement to  prevent
schedule slippages.  These specialists may include
the Regional QAO and other RPMs'with particular
expertise  in  chemistry,  biology,  toxicology,  or
hydrogeology.  The TAG members: also will  be
reviewing these plans.  In addition,  you  may want
to consider asking  J.C. Michaels to briefly look at
the plans. You've allowed 3 weeks for review,  fol-
lowed by a meeting to  discuss  any comments.
J.C.  suggests that  you  involve the Corps  now,
since EPA  has selected them to be the lead  for
design and construction activities.  This is handled
through a  site-specific  Interagency Agreement
(IAG) for technical assistance. You will need to
prepare the IAG paperwork and obtain approvals in
the Region.

  Meanwhile, the contractor is well into the EE/CA
portion of the ERA.  A problem with the diversion
system requires additional grading to stabilize  the
slope. This will add $50,000, bringing the ERA cost
to $450,000.  The total cost for  the  previous
removal action plus the ERA is below the $2 million
statutory ceiling for removal actions. The response
time, however, will likely exceed 1 year,  which  will
require approval  of an exemption request by  the
Regional Administrator.

  You confer with  another RPM  experienced in
civil  engineering before approving  the  additional
work. You also check the SCAP to ensure that suf-
ficient funds are available. The diversion system is
designed to collect and treat an estimated 95 per-
cent of the leachate discharging to the creek. With
the EE/CA  complete and  the  public  comment
period underway, you develop an Action Memoran-
dum for the Regional Administrator to sign. Once
this memo  is signed, you can issue funds and a
work assignment amendment to instruct the con-
tractor to prepare plans and engineering specifica-
                                              12

-------
                                               Exhibit 4
                    GENERIC SCHEDULE FOR FEDERAL-LEAD RI/FS
                                          Year!                      Year 2                        Years
                    • -   .    .                 Jul Sep Nov Jan Mar May Jul  Sep  Nov Jan Mar May Jul
                                    Status .
 Work Planning / Mobilization            C
 WP Memo Submitted                  P
 Draft WP CRP & Supp. Plans Submit.      P
 WP, CRP & Supp. Plan Review
 Final Plans Submitted                  P
 WP, CRP & Supp. Plan Approval         C
 Public Info Meeting
 Field Investigation                     C
 Sample Analysis / Validation             PC
 Analysis & Rl Report                   PC
 Rl Report Submitted                   C
 Tech Assist. Funds to Corps             C
 Rl Report Review                      C
 Analysis & FS Report                  C
 Draft FS Submitted                    p
 FS Review
 Prepare ROD                         C
 Final FS Submitted                    p
 FS to Public                          C
 Public Comment Period                 C
 Pre-design Activities
 PRP Negotiations                     C
 Design Assist. Funds to Corps            P
 A/E Selection for RD (Corps)             C
 Public Meeting                        p
 Prepare IAG for RD
 Prep. Responsiveness Summary         C
 Draft ROD Circ. for Comment            PC
 ROD Briefing Period                   C
 State Concurrence                     p
 ROD Signature                        C
  nn
    M
         M
          M
          M
                                  M
                                             M
                                                 M
                                                  Mi
                                                    M
D   -  Done
C   -  Critical
R   -  Resource Conflicts
P   —  Partial Dependency
Task                 Um 	I Slack Time
Started Task           kiMIHH Resource Delay
M   -  Milestone                 -  Conflict
Scale:   Each character equals 1 week
TIME LINE Gantt Chart Report
This Is a generic schedule for a Federal-lead RI/FS. Specific RtfFSs may have different tasks and schedules.
                                                  13

-------
tions for the ERA. The contractor subsequently will
select a construction sub-contractor and manage
construction of the ERA.

Rl Phase I

  The RI/FS Work Plan and  the Sampling and
Analysis Plan for the first phase of the RI/FS are on
target Only a few minor adjustments are neces-
sary.  You also question some of the level-of-effort
allocations.  The contractor makes the necessary
revisions and resubrnits  the Work Plan 2 weeks
later for approval. You then approve the Work Plan
and Increase the expenditure limit to authorize the
Rl Phase I.

  The first phase of  sampling and analysis is a
screening effort aimed at  defining where further
work should be directed.  In this case, you want to
determine the  nature  and extent of ground-water
contamination and identify the  constituents in the
two on-site ponds.  With this information, you can
establish Initial  cleanup  goals, characterize con-
centration  ranges  and  profiles, and  determine
waste types,  mixtures, and volumes. The data also
will be used to analyze contaminant transport and
determine  danger to  human  and environmental
receptors.  During this phase, you will evaluate and
refine DQOs to ensure meeting the needs for  en-
vironmental, treatability, and health effects data.

   Identifying the various  constituents in the ponds
will be a tricky job since apparently several discrete
layers of materials are present.  The job will require
sophisticated sampling.  You  think it would be  a
good idea to arrange for J.C.  Michaels, a senior
RPM,  to accompany you to observe the  first
several days of sampling.

   Only limited hydrogeologic sampling is required
since Rl scoping revealed that a few years earlier
the USGS had collected data on ground water flow
and subsurface strata in  the area. Based on your
review of USGS data, ground water appears to flow
In a northwesterly direction under the site. The first
monitoring phase calls for six wells-four along the
site's northwestern boundary and two upgradient
from the site.   The 12 contaminated local wells,
which are no longer  used for  drinking water,  will
also be sampled. The need for further wells will be
determined from initial sampling results.  The con-
tractor also  plans  to  use a volatile  organics
analyzer to assess the presence of VOCs in the un-
saturated zone as an indicator of potential con-
tamination in the ground water below.
  Initial field samples will  be analyzed  in  the
contractor's  mobile  laboratory.     Subsequent
samples will be sent to a CLP laboratory for or-
ganic and  inorganic analyses.  Because of prior
scheduling of the CLP analyses with the Regional
Sample Control  Center Coordinator, you should
receive validated  data 6 weeks after submitting
samples.

  The field investigation seems to be off to a good
start.  However,  just as you are  congratulating
yourself,   Art   Beckett,  the   contractor's   Site
Manager,  informs you that ground-water sampling
will be delayed a week or two. Evidently, the sub-
contractor hired to drill the  monitoring wells  had
limited hazardous waste experience. The individual
scheduled to operate the drilling rig would not take
seriously the clothing requirements  in the Health
and Safety Plan and refused  to wear proper safety
gear.  It may take a week to mobilize a qualified
drilling team.                             ;

  You wish you  had taken  a closer look at the
subcontractor's qualifications.  However, it is the
contractor's job to screen  qualifications of sub-
contractors before assigning tasks to them.   You
note this  oversight in your logbook.  It will be in-
cluded in your Performance Evaluation  Report of
the contractor during the next trimester Award Fee
Determination,  in accordance with  the  Regional
Award Fee procedures.

   Your immediate concern  though, is  how the
delay will affect your scheduled CLP analyses.  You
inform the Regional Sample Control  Center Coor-
dinator of the problem.  He no longer can guaran-
tee  a 6-week turn-around for analysis and valida-
tion. You hope your earlier discussion and well-in-
tentioned efforts  to plan and coordinate with the
CLP through the Sample Control Center will have a
positive influence on turn around time.

   If not, you do. have a contingency plan. You and
Art  had previously discussed the option of using
data produced  by the laboratory but not validated
by the ESD. Another option is to have  your con-
tractor prepare for the next phase Of sampling (if
needed)  while  the   data   is  being   validated.
Previously you thought the benefits of saving a few
weeks would not outweigh the risks of proceeding
with unvalidated  data.  Now, however, you  con-
sider the risk worth taking to  get back on schedule.
                                                14

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FS Phases I and II

  While the Rl activities are underway, you begin
the process of developing alternatives for cleaning
up the site.  In this first phase of the FS, you want
to  identify   potential   remedial   technologies,
prescreen them for application at the site, and as-
semble technology and/or  disposal combinations
into alternatives.

  The contractor has been doing some preliminary
work  on  potential remedies.  You ask Art to
prepare a preliminary list with general descriptions.
You schedule a  meeting with the TAG to discuss
possible alternatives, and to identify their preferen-
ces and concerns.

  The TAG meeting is being held at the Regional
Office.  In attendance are the Regional Coordinator
from  EPA Headquarters, the RSCRC, a Regional
representative from the Resource  Conservation
and  Recovery Act  (RCRA)  program,  the  State
Project Officer,   the  Corps'  representative, the
ATSDR Regional liaison, and the contractor.

   You begin by describing the types of alternatives
being considered.  At  a  minimum, alternatives
should range from remedies  that  eliminate the
need   for   long-term   management   (including
monitoring) at the site to those that involve treat-
ment and that reduce toxicity, mobility,  or volume
of waste as their principal element. Although alter-
natives may involve different technologies (that will
most  often address toxicity and  mobility) for dif-
ferent types of waste, they will vary mainly  in the
degree to which they rely on long-term manage-
 ment of treatment residuals or low-concentration
wastes. In addition to the range of treatment alter-
 natives, containment options involving  little or no
 treatment and a no-action alternative should also
 be developed.

    The Corps' representative  notes his concern
 about using  remedies involving  alternative tech-
 nologies such as chemical and/or physical fixation
 of pond  wastes.   Preliminary evidence suggests
 that these are not feasible alternatives for the Acme
 site.   You indicate that treatability testing will  be
 conducted to fully assess these alternatives.

    The State Project Officer is also concerned that
 the selected remedy attains State drinking water
 standards for lead and chromium.  You explain that
 under CERLCA, EPA must meet State ARARs, or
obtain a waiver.   You stress the importance of
achieving  both  the drinking water standards and
other standards related to health and the environ-
ment for additional media such as soil and air.  In
addition, you indicate that the contractor will be as-
sessing any action-specific ARARs for the remedies
under consideration.  These  include any require-
ments stemming from the remedial actions being
considered (e.g., thermal destruction and removal
efficiencies  or  land ban restrictions under the
RCRA Hazardous  and Solid  Waste Amendments
[HSWA]).

   The RSCRC reports on the community relations
activities to date and the public's  attitude toward
the  site cleanup.   Generally, the  citizens seem
satisfied with site progress. They are, of course,
concerned that the contamination of ground water
and Lazy  Creek be stopped.  Several citizens have
expressed their appreciation for receiving routine
updates on site progress. Typically, these updates
include site  fact  sheets,  community interviews,
public  meetings,  and telephone  communication
with key community representatives.

   There has been some negative public response
as well.  The RSCRC reports that several citizens
have  called  her complaining of  project delays,
especially in obtaining hook-ups  to  town water.
The RSCRC also  learned that the delivery of the
bottled water to these twelve families has been late
on several occasions.  The  RSCRC believes that
 resolution of that problem will reassure citizens of
 EPA's concern for their health.

   You instruct the contractor  to inquire  about
water deliveries.   Upon  verification of the delays,
 the RSCRC will telephone the affected residents to
 acknowledge the  problem and explain the correc-
 tive  actions that will be taken.   You note these
 problems in  your logbook for future  reference
 when evaluating contractor performance.

    At the conclusion of the TAG meeting, you out-
 line the next steps for completing the RI/FS.  Prior
 to releasing the FS Report for public comment, you
 plan to reconvene the TAG to receive internal com-
 ments on the report and to plan  for the selection of
 remedy  process.  This  process culminates in the
 development and  approval of the ROD which forms
 the  basis for  future administrative and legal ac-
 tivities.
                                                15

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   With the meeting  concluded,  you instruct the
 contractor to continue work on developing and
 screening alternatives and agree  to  a tentative
 schedule for drafting the FS Report.

 Ri Phase II

   You and Art meet to discuss the second phase
 of the RI.  The first phase indicated ground-water
 contamination from the site and a slow rate of con-
 taminant  migration.   However, the  extent of the
 plume and specific source(s) of contamination can-
 not  be defined sufficiently from the data.   The
 ponds are a likely source since some of the same
 hazardous substances were  found in both  the
 ground water and the ponds. Based on results
 from the first phase of sampling, however, it  could
 not be determined if materials buried in the landfill
 also were contributing to the ground-water  con-
 tamination.  In Phase II, your goal is to develop
 data that Is sufficient to clearly define sources and
 to make a remedy decision.

   Sampling of the ponds from the first phase of the
 RI revealed four distinct layers:

 •  A bottom layer consisting of  a  highly viscous
    sludge containing heavy metals, including lead
    and   chromium,   paint  sludges,  long-chain
    hydrocarbons, and an assortment of other or-
    ganics
 •  A second  layer of organics with high specific
    gravities
 •  A third layer of organics soluble in water
 •  A top layer of low specific gravity organics in-
    soluble in water

 During  the first RI  phase,  you  identified the
 materials in the ponds, but gathered little informa-
 tion  on the best way to handle them. A couple of
 remedial alternatives  under consideration are in-
 situ  chemical fixation and thermal destruction.
 Characteristics such as heats of combustion, vapor
 pressure  versus  temperature profiles,  and vis-
 cosities need to  be  defined  in order to evaluate
 various  options  for treating  and/or disposing of
 these wastes. The CLP does not routinely conduct
 such physical analyses, thus you will need to make
 special arrangements for these analytical services.

  You recommend that, during RI  Phase II, the
 contractor initiate bench-scale tests to determine
the  effectiveness of  these  alternatives and to
provide  cost  estimates.   This  information will
enable you and the contractor to evaluate in detail
 the various treatment and/or disposal options. The
 results also can be used to develop performance
 standards to be included in the jlnvitation for Bid
 (IFB) package for remedial action.  This second
 phase of sampling also should determine the full
 extent of the contaminant plume and whether the
 landfill area is a contributing source of ground-
 water contamination.


   You approve the second phase of the RI by issu-
 ing a  Technical Direction  Memorandum that in-
 creases the expenditure limit for the work assign-
 ment and approves the more detailed scope of ac-
 tivities. You also decide to have the contractor up-
 date the Work Plan at this time and develop a fact
 sheet to inform the local community of progress
 achieved and future plans.

   You revise your Site Management Plan accord-
 ingly and schedule a meeting with your Section
 Chief to brief her on  the project and to obtain  her
 input.  As a courtesy and to continue good  com-
 munications, you also prepare a short report  to in-
 form  key  parties  (State,   the  JGorps,  ATSDR,
 RSCRC,  and  Regional  Coordinator)   of   site
 progress and the planned course of action.

 FS Phase III

   The  second phase of sampling was completed
 and analytical results validated.  It was clear that
 the ponds were the major source \ of ground-water
 contamination in the  area.  The contaminants ap-
 parently are leaching from under and around the
 unlined waste  ponds,  entering the aquifer,  and
 migrating  under the landfill and! beyond to the
 northwest.  With this information irj hand, you con-
 fer with the contractor and decide to discontinue
 further sampling.


   During the third phase of the FS, the contractor
 evaluates  in  further  detail  the  alternatives that
 passed through the initial screening in FS Phases I
 and II.  The alternatives are analyzed against a
 range of factors and a comparative analysis is con-
 ducted.  The major factors considered are effec-
tiveness, implementability, and cost.

   Under  effectiveness, the alternatives  must  be
evaluated for their protectiveness of human health
and the  environment (compliance  with ARARs).
Preference  also is  given to alternatives that per-
manently and  significantly  reduce the  toxicity,
mobility, or volume of contaminants.  When as.-
                                               16

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 sessing the implementability of alternatives, EPA
 must consider the technical feasibility, administra-
 tive feasibility,  and  availability  of the  various
 remedies.  Finally, EPA must evaluate the alterna-
 tives in terms  of short-term (capital) and long-term
 (operation and maintenance) costs. These are all
 key factors in the final selection of remedy.

   As RPM, this is also an appropriate time for you
 to submit  a ROD delegation request and  briefing
 package to EPA Headquarters  for the Acme site.
 The briefing package describes the site,  and iden-
 tifies significant  issues, waivers,  and  Regional
 recommendations.  The ROD delegation transfers
 remedy selection authority from the AA/OSWER to
 the Regional Administrator.


   Generally, these next few months are going to
 be busy. Among the activities upcoming are:

 •  Development of the  draft FS report and
    Proposed  Plan
 •  Public comment period on the FS, including
    a public meeting
 •  Intergovernmental review of the proposed ac-
    tion
    Enforcement negotiations with PRPs
    Updating the Administrative Record
    ROD preparation, briefing to the RA,  and ROD
    signature
    IAG with the Corps for remedial  design
    Pre-selection of design contractor by  the
    Corps
 •  Transfer of information between the contractor
    and the Corps
 •  RI/FS closeout

 It will take all of your planning, communication, and
 coordination   skills   to  keep  things  on  track.
 However,  if you can overlap these various  ac-
 tivities, you can save 3 to 6 months.


   EPA's  Regional  enforcement  program will be
 negotiating with  PRPs to reach an agreement to
 conduct the RD/RA.   EPA has set a 60- to 120-day
 enforcement window, which usually begins no later
than with release of the  FS Report.  If there is no
agreement with  PRPs by the end  of that  period,
 cleanup will proceed as a Fund-lead project, and
the enforcement  program will pursue cost recovery
actions with the PRPs at the end of the cleanup.
 TAG Meeting and Remedy Selection

   Within a matter of weeks you receive a draft FS
 Report from the contractor.   You  had  seen a
 preliminary draft about a month earlier so there are
 no surprises. You distribute this version to the TAG
 for review. After a 3-week review period,  the TAG
 meets to  discuss the draft FS Report and outline
 the next steps and responsibilities in the remedial
 process.  In general, the committee has no major
 problems with the report.  The contractor had been
 responsive to everyone's concerns. You note this
 in your logbook as a reminder for when it is time to
 evaluate the contractor's performance.


   The report outlines five  basic alternatives, some
 with various options that would alter the degree of
 cleanup. The options address both operable units,
 source control, and ground-water cleanup.

 1)  In-situ fixation of pond wastes, construction of a
    slurry wall around the ponds, construction of an
    impermeable clay cap over the site, and off-site
    monitoring.


 2)  Thermal destruction of pond wastes and
    underlying soils, land disposal of treatment
    residues, and off-site monitoring.

 3)  Same as No. 1, plus on-site pumping and
    reatment of ground water.

 4)  Same as No. 2, plus' on-site pumping and
    reatment of ground water.

 5)  No action alternative.

   The TAG  is leaning towards alternative No. 4,
 believing that in-situ fixation is too risky and would
 not receive public support. Also, alternative No. 4
 includes  thermal  destruction of portions  of the
 pond wastes, which is consistent with EPA's policy
 of  using alternative  treatment technologies and
 selecting permanent remedies to the maximum ex-
tent practicable.  Thermal destruction residues and
 nonburnable wastes  will  be landfilled at an ap-
 proved facility as needed.  The State Project Officer
also prefers alternative No.  4.


  Originally, both you and Art  thought it was un-
necessary to pump and treat ground water after
removing the source and minimizing the migration
routes.   Initial  modeling  efforts  indicated  that
                                              17

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natural dilution and  other natural  chemical  and
biological processes would reduce contaminants
to acceptable levels beyond the site boundaries
once  the major  source of  contamination  was
removed.   However, the  time-frame  in  which
natural attenuation would occur is not acceptable
In terms  of the immediate public health  concerns.
The option of pumping and treating the ground
water will reduce contaminants to an acceptable
level In a reasonable period and will restore the
ground water to  its original beneficial  use as a
drinking  water source, and  help  prevent  further
contamination of adjacent surface waters. Ground-
water monitoring will also be initiated to track the
change in contaminant levels in response to pump-
Ing and treatment.

  With the TAG in agreement, EPA can develop a
proposed plan for public comment. The proposed
plan Is a companion to the FS and the administra-
tive  record.   It describes the alternatives  con-
sidered In the detailed evaluation. Most important-
ly It Identifies, describes, and explains the rationale
for selecting the preferred remedy.  EPA also  must
publish a notice and brief analysis of the proposed
plan in a major local newspaper and make the plan
available to the public. You plan to enlist the sup-
port of the RSCRC and ask the contractor to assist
you in preparing these documents.

 Public Comment Period

   During the public comment period, a number of
 activities must be accomplished, one of which in-
 cludes drafting as much of the ROD as possible.
 At this point, the ROD will include any background
 information,   RI/FS  data,  and a  summary of
 remedial alternatives considered. At the end of the
 comment period, the RSCRC will work with you to
 prepare the  Responsiveness Summary, which
 documents the public's substantive comments and
 EPA's responses.  You will  have a better feel for
 what this will entail following the  public meeting
 scheduled In 4 weeks.

   To prepare for the public meeting, you meet with
 the RSCRC  to go over the meeting agenda.  The
 RSCRC will  lead the meeting and discuss the Su-
 perfund  remedial response process  in  general
 terms.  She also  will discuss community relations
 activities that have occurred and  how the public
 contributes to EPA's remedy selection decision.
  You will then discuss the technical points of the
project including the Rl,  the ERA, and any sig-
nificant project delays / changes (why they were
necessary and how you corrected them).  You will
devote most of your presentation to providing  an
overview of the  various  alternatives  considered,
highlighting the advantages and disadvantages of
each. Finally, you will discuss the preferred alter-
native and your reasons for choosing it.  A week
before the meeting, you and the RSCRC plan to
rehearse your presentations to  improve them and
learn of any problems in delivery.

  The meeting will conclude with  a question and
answer session, which the RSCRC will moderate.
To prepare for this and the press interviews that will
follow, you and the RSCRC try  to anticipate ques-
tions that are likely to be asked.
                                 [
Transition to Design

  Since PRP negotiations do not seem to be going
well, you can issue a Phase I design work assign-
ment to the Corps to develop  a1 short list  of
qualified architectural / engineering  (A/E) firms.
This could have been done earlier, however, since
the  negotiating window with the  PRPs was  still
open and their intentions were not cigar, you chose
not to proceed at that time.

   All of these activities should go smoothly  be-
cause all parties were involved early ;in the process.
The Corps should have a good understanding of
the  site and, therefore, should  be able to develop
an appropriate short list of A/E firms. The State is
 expected to concur in writing  oh  the remedy
 selected since the State helped to develop the al-
ternatives and had the opportunity to voice its con-
 cerns earlier.

 ROD Approval

   The  ROD is  now  prepared  and authority  has
 been delegated to  the  Region for  its  approval.
 Now you must brief the Regional  Administrator,  to
 obtain approval of the ROD. You're slightly nerv-
 ous about this.   Public speaking was never your
 strong point; however, you did a very credible job
 at the public meeting. This is also an excellent op-
 portunity for you to demonstrate your abilities  to
 your supervisors.  To prepare, you attend several
 ROD briefings for other sites in the Region.
                                               18

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   Since the Regional Administrator will decide if an
appropriate remedy has been selected, he normal-
ly asks  for a  brief comparison of  alternatives,
paying particular attention to community concerns
compliance with  ARARs,  and cost-effectiveness.
You also note that the Regional  Administrator  re-
quires that the  ROD specify performance levels.
Performance  levels  provide   a  baseline   for
demonstrating  remedy  effectiveness and   com-
pliance with other environmental regulations.  They
also provide criteria for future decisions regarding
deletion of sites from the NPL.

   Your  planning  and preparation pay off again.
The ROD  briefing  goes  extremely  well.   The
Regional Administrator has a few tough questions,
but you  handle them well.  The past four months
were certainly hectic, but you obtain the Regional
Administrator's  signature  on  the  ROD—a sig-
nificant achievement in the remedial process.

State Assurances

   During all phases of the RD/RA, you must con-
tinue to coordinate with the State.  Specifically, you
must negotiate a Superfund State Contract (SSC)
for the remedial action during RD and execute it
when the RD is completed.  The SSC is a legally
binding document in which the  State agrees to
provide:

•  An off-site treatment / disposal facility, if neces-
    sary
•  A share of the costs for the response
•  Post-remedial O&M

Since the selected remedy for the Acme site invol-
ves  disposal of residues from the treated pond
wastes, you must ensure that the off-site facility
chosen   complies with  applicable RCRA regula-
tions.  You consult  EPA's policy and Procedures
for Planning and Implementing Off-Site Response
Actions (OSWER Directive 9330.2-1) and also meet
with Regional RCRA program personnel.  Although
CERCLA  requires  that  the State  ensure  the
availability  of an off-site facility as needed, this is
normally done by  the  construction contractor
through the bidding process. During bidding the
contractor  will  identify and select such  a facility
based on marketplace conditions  and availability of
a facility in compliance with RCRA regulations.

   Under CERCLA, the State must provide a per-
centage of  the cleanup costs.  In this case, since
the site was privately-owned at the time of disposal,
the State must contribute at least 10 percent of RA
costs.  For a State-operated site, the State would
be  responsible for at least 50 percent of both the
planning (i.e., RI/FS, RD) and the RA costs.  In
either case, the State's cost share is not due until
the RA begins.

  The  State  must  make assurances to provide
O&M for the Acme site following the RA.  O&M en-
sures continued functioning and effectiveness of
the RA. As the RA begins to wind  down, you will
have to execute a Cooperative Agreement for
O&M, the mechanism for transferring Federal funds
to a State.  For now, however, you need only the
State's assurance in the SSC.

  The State also is responsible, to the extent of its
legal ability, for obtaining access to the site for the
RD/RA if necessary. This was not a problem for the
RI/FS, since the State condemned the property fol-
lowing Acme's bankruptcy. However,  you should
consider any additional  access rights needed for
off-site drilling.  None are anticipated, but it would
be  wise to check on this.  Site  access problems
have delayed many response actions at other sites.

Remedial Design

  With the ROD  signed, you should execute the
site-specific IAG with the Corps for design procure-
ment and contractor oversight to  initiate design ac-
tivities.  Although the Corps will  be managing the
RD/RA for EPA,  as EPA's representative you still
have oversight responsibility for the project.  You,
therefore,  must  monitor project  activities and
provide timely and meaningful  input to the Corps.
You also will continue to be involved with com-
munity relations efforts, such  as developing fact
sheets for key milestones of the RD/RA.

  As outlined in the Superfund Remedial Design
and Remedial Action Guidance (OSWER Directive
9355.0-4A), several items require  your attention
during RD.  Once you have started the design, you
will be reviewing design plans and specifications at
various  stages  of  development.  Your  primary
focus during  these reviews is  to ensure that the
plans and specifications are consistent with EPA
regulations, policies, and the approved ROD.  You
will also review the design value engineering study,
if one is prepared for the site, for consistency with
the intent  of  the  selected remedy.  In value en-
gineering, plans and specifications are reviewed for
potential cost savings through the replacement or
modification of high-priced design items.  For ex-
                                              19

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ample, it may be possible to use on-site rather than
off-site  materials  as fill for the emptied  ponds
without reducing the effectiveness of the remedy.

  When cost estimates for construction are avail-
able, you  should  contact the enforcement repre-
sentative  working on  the  cost  recovery case
against the PRPs.  EPA will need this information
when presenting their case to the Department of
Justice.

Remedial Action

  Once the RD package has been completed and
approved  by the Corps, and the EPA and the State
have concurred, you should execute the SSC with
the State.  Also, you will need to prepare and ex-
ecute a site-specific IAG with the Corps to procure
a construction contractor.  The Corps then issues
the bid package and invites contractors to bid for
the construction  project.    Again,  although  the
Corps has the lead for the RA, you must remain in-
volved to provide EPA oversight and guidance.
Your  participation may include  attending review
meetings, inspecting construction,  and reviewing
progress reports.

  As  the  RPM, you also  may get  involved with
these procurement / contractor issues:

 •   Bid protests, which  are written complaints
    filed by parties with a direct financial interest
    that is affected by the Corps' procurement ac-
    tion.  Complaints typically concern the solicita-
    tion or the actual  award  of contracts.  The
    Corps is responsible for handling bid protests.
    Your  main concern,  however,  is that  any
    protest be resolved quickly to avoid excessive
    project delays.
 *   Change orders, which  are written orders is-
    sued  by the Corps authorizing an addition to,
    deletion  from, or revision of a contract for
    either engineering  or  construction services.
    They  are usually issued in response  to a re-
    quest from  the contractor.  Change orders may
    be necessary during any phase of the remedial
    response.  However, they are most likely to be
    needed during construction, when there  is a
    greater chance  of  encountering unforeseen
    site conditions,  changes in estimated quan-
    tities, or other potential problems impacting
    contractor  performance. The Corps is respon-
    sible  for managing  change order  requests.
    Each remedial project has a construction con-
    tingency of 8 to 10 percent of total  project
   costs.  The Corps has the authority to approve
   any change order that totals up to 20 percent
   of the  project contingency fund.  Any change
   order exceeding 20 percent requires EPA/RPM
   approval.  The Corps may continue to approve
   such change orders until 75 percent of the total
   contingencies has been depleted. Thereafter,
   EPA/RPM also must approve. In Addition, the
   RPM must ensure that any needed revisions to
   agreements with the State or modifications to
   EPA management systems (e.g., SCAP) result-
   ing from the change order are  made.   (State
   cost share also applies to  RA change  orders
   and claims.) Of course, if the change order
   significantly modifies the scope of work, the
   RPM must get involved with evaluating impacts
   on the project.
•  Claims, which  are demands or written asser-
   tions by a contractor seeking, as a matter of
   right, changes to the contract which the Corps
   has originally  rejected  through  the  change
   order  process.  As  with change orders, the
   Corps has lead responsibility for managing the
   claim.

  Once the Corps completes the RA, they will con-
duct a final inspection and prepare a report certify-
ing completion of the  RA.  The  Regional  Ad-
ministrator then shall provide written notice to the
Corps of  EPA's acceptance  of the completed
project. You also must coordinate with EPA enfor-
cement staff in order to pass along final cost data
for the project and revised O&M estimates for cost
recovery purposes.

Operation and Maintenance

  The Corps'/EPA's acceptance of the completed
RA indicates  that the project  has  been built as
designed and is operating and functioning proper-
ly. This also  is the point at which the State takes
over O&M responsibilities.

   As the  RPM, you must work with the State to
develop a  Cooperative Agreement for that phase of
O&M involving EPA funds.  EPA shares (90 or 50
percent) in that phase of response necessary to
ensure that the remedy is operational and function-
al for up to 1 year.  After that, the State must as-
sume full responsibility for O&M under a Coopera-
tive Agreement with EPA.  This agreement should
be in place when  EPA and the State accept the
remedy as complete.  Consult State Participation in
                                               20

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the Superfund Program, Volume I (OSWER Direc-
tive 9375.1-4) for details on executing a Coopera-
tive Agreement. .

  You will need to negotiate with the State to work
out the details for the transition from RA to O&M, in
particular,  defining  when  RA  ends  and  O&M
begins.  This is important when the RA involves on-
site treatment such as the systems for pumping
and treating ground water at the Acme site. Under
GERCLA, up  to 10 years of ground-water or sur-
face-water treatment may be considered part of the
RA.

  Finally, as the RA nears completion, you must in-
itiate the NPL deletion process.  Deletion signifies
that EPA has completed what is considered to be
appropriate and necessary actions at the site and
that the site no longer presents a threat to human
health and the environment. It is the culmination of
the remedial  response.   Detailed procedures for
deleting sites from the NPL are given in Guidance
on Deletion of Sites from the National Priorities List
(NPL) (OSWER Directive 9320.2-3).
A remedial project may take 4 to 6 years, or more,
and cost millions of dollars.  The process involves
many participants representing a variety of inter-
ests.  In addition, each site has unique characterise
tics, both technical and administrative.
  As a new RPM 5 years ago, you had little or no
experience with planning, budgeting, and schedul-
ing projects of this  magnitude.   You  were ap-
prehensive about public speaking.  Now, you have
proven your abilities  in  all of these areas.  New
RPMs are now approaching you for advice.

  You have learned that  a key element to being an
effective RPM is establishing clear and open com-
munications with program participants, particularly
with the public.  By effectively using and coordinat-
ing available resources (contractors and technical
specialists) you were able to complete the remedial
project on time and under budget.

  You recognize that the ability to anticipate and
respond to obstacles  is another key factor in keep-
ing the project moving towards completion.  You
anticipated and resolved such problems as poor
weather conditions, inexperienced well drillers, and
irate citizens.  In addition, you  have successfully
worked within a system of changing regulatory and
administrative requirements.

  As a result of your successes, you have gained
valuable knowledge,  experience, and confidence
that will help advance your career.  The article in
the local newspaper  complimenting EPA's efforts
at the Acme site  certainly caught  your Section
Chiefs eye.  In fact, she has nominated you for a
cash award for outstanding achievement.
   Taken as a whole, the RPM's job is varied and
challenging.  It requires a unique blend of technical
and managerial  skills,  many of which  can  be
learned only on the job.
                                               21  ,

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    Attachment A
RPM Training Courses

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RPM TRAINING COURSES
The following training courses are available to EPA
RPMs:
    CERCLA Orientation
    OSC/RPM Basic Course
    Personnel Protection and Safety
    Remedial Investigation and Feasibility Study
    Contracts Administration
    Risk Assessment in Superfund
    Basic Ground-Water Course
    Hazardous Materials Cleanup Technologies
    Corrective   Actions  for  Containing  and
    Controlling Ground-Water Contamination
    Community Relations in Superfund:
    Concepts and Skills
    Management of Construction in the Superfund
    Program
CERCLA ORIENTATION
(3 Days)

  This introductory course is designed to intro-
duce  new employees to the Superfund Program.
Course presents an overview of the CERCLA and
RCRA legislation, the National Contingency Plan,
program  implementation and policy implications,
community relations, and the removal, remedial,
enforcement  and  support  programs.   Includes
classroom  lectures, group discussion, problem
solving, case studies, and student exercises.  Par-
ticipants  will  be offered insights into the actual
"nuts and bolts" of these programs.

OSC/RPM BASIC COURSE
(41/2 Days)

  This introductory course is designed to intro-
duce new OSCs or  RPMs to their roles and respon-
sibilities  and  to   provide  interaction   among
employees from various Regions.

  Presents an overview of the tasks new OSCs and
RPMs perform,  including  notification,  evaluation
and planning, and  removal operations for OSCs;
and site plan development, RI/FSs, RODs, RD/RAs
for  RPMs.  Consists of classroom lectures, group
discussion, case studies, and student exercises.
PERSONNEL PROTECTION AND
SAFETY (165.2)
(5 Days)

  This course is for relatively inexperienced per-
sonnel who respond to accidents involving hazard-
ous substances or investigate uncontrolled hazard-
ous waste sites. Topics include: fundamentals of
respiratory protection; types of respiratory protec-
tion apparatus; use  and limitation of  equipment;
selection  of  respiratory  protection  equipment;
protective clothing; air monitoring; and safety pro-
cedures for conducting response operations.

  Course familiarizes personnel with general con-
cepts,  principles,  and procedures for protecting
themselves from the harmful  effects of hazardous
materials.

  Segments require  wearing  of respiratory equip-
ment  which precludes the use of glasses.  Par-
ticipation may be limited for students  who are
severely restricted without glasses.  Portions of this
course and course 165.5, Hazardous Materials Inci-
dent Response Operations,  are redundant.  Per-
sons  considering application  to  both courses
should confer with the registrar.

REMEDIAL INVESTIGATION AND
FEASIBILITY STUDY
(3 Days)

  This introductory course is primarily intended for
Regional   and  State  program   management
employees and for technical and enforcement staff
members.    Provides  extensive  discussion  of
remedial investigations,  feasibility  studies,  and
program management.

  Some topics for the remedial investigation  in-
clude purpose and objectives and how to plan an
investigation.   Topics for the feasibility study are
purpose, available criteria, alternatives, and  con-
ceptual design.  Consists primarily of classroom
lectures and discussions.
                                             A-1

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CONTRACT ADMINISTRATION
(3 Days)

   This course is designed to provide EPA Project
Officers, Work Assignment Managers, and Delivery
Order Officers with a better understanding of the
contract administration process and their  critical
rotes in the process.  Consists of combination of
lecture, video presentation, and active student par-
ticipation.   Includes an open-book examination at
the end of the course.

   The text  for the course is Contract Administra-
tion: A Guide for Project Officers, which serves as
a handy, desk-top reference long after completion
of the course.

RISK ASSESSMENT IN SUPERFUND
(2 Days)

   This beginning course is intended for Federal
and State employees responsible for reviewing, su-
pervising or facilitating the work of consultants or
technical  experts in performing risk assessments.
Consists of lectures, discussions, and practical ex-
ercises. Topics  include an overview of chemical
risk assessment, hazard  identification and dose-
response assessment, exposure assessment and
risk characterization,  and risk  communication.
Day 2 provides an  overview  of the  Superfund
Public Health Evaluation Process, including an in-
ensh/e case study exercise.

   After completing the course, students will  have a
better  understanding  of toxicology for  use in
recommending or reinforcing  site safety  proce-
dures, supervising or reviewing site activities, and
presenting  site related toxicological data  to the
public as well  as direct experience in utilizing the
Superfund Public Health Evaluation Process.

BASIC GROUND-WATER COURSE
(3 Days)

   This introductory course is intended for all EPA
and State employees who require a  better  under-
standing of ground-water issues.  Offers a general
overview of basic hydrogeology and  ground-water
movement,   contaminant transport,  ground-water
Investigations,  aquifer  restorations  and ground-
water modeling.  Consists  of lectures, demonstra-
tions, and classroom discussions.  Upon comple-
tion of the  course, students will have a better un-
derstanding of basic hydrogeology,  ground-water
movement,  and related subjects.
HAZARDOUS MATERIALS CLEANUP
TECHNOLOGIES
(2 Days)

   This introductory course is intended for State
and Regional CERCLA program management staff.
Offers an in-depth review of the fuii range of haz-
ardous  cleanup technologies  applicable to  the
variety of Superfund sites on the National Priority
List.   Consists of lectures, discussions and case
studies.   Topics  include  hazardous  materials
cleanup technologies  and a   methodology  for
selecting appropriate  technologies.   Course  ex-
amines  costs  for  each technology,  institutional
constraints, and other pros and cons.

   After completing the course, students will have a
better understanding of the available hazardous
material cleanup technologies and the appropriate-
ness of those technologies to a particular site.

CORRECTIVE ACTIONS FOR
CONTAINING AND CONTROLLING
GROUND-WATER CONTAMINATION
(3 Days)

   This  is   an  intensive  introductory  course
developed by the National Water Wells Association
to provide training in containing ground water pol-
lution.  Emphasis is on practical aspects and  ap-
plications with a minimum of theoretical discussion.
Course  is directed toward EPA, State and local
employees with RCRA or CERCLA responsibilities,
especially those involved in cleanup of leaking un-
derground storage tanks.

   Participants  will  develop an  understanding of
regulations governing the application of corrective
actions, proper application of available tech-
nologies,  and   effectiveness of  technologies in
specific situations.  Topics include hydrogeologic
considerations  in corrective action planning, inves-
tigative  techniques  for  defining   contaminant
plumes, exhumation and waste removal, caps and
cover design and installation, remedial actions in
the vadose zone, active physical containment, pas-
sive  physical containment with low permeability
barriers, field applications, treatment technologies,
physical recovery of petroleum hydrocarbons, and
in-situ aquifer restoration.
                                             A-2

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COMMUNITY RELATIONS IN
SUPERFUND: CONCEPTS AND SKILLS
(2 Days)

  This course is intended for Regional and State
Program  Management and Technical staff.  The
course involves  skill development  in dealing with
citizens and local officials, building  good media
relations,  and conflict management.  Case studies
are used in the course for instruction  as well as for
discussion purposes.

MANAGEMENT OF CONSTRUCTION
IN THE SUPERFUND PROGRAM
(3 Days)

  This course provides an introduction to manage-
mentof construction in the Superfund program.  It
is intended  to  help provide  Regional  and State
managers with a perspective on what is needed to
plan, schedule and control a Superfund construc-
tion project.  The course addresses the manage-
ment issues to be considered in the construction
activity, and provides a foundation from which at-
tendees will grow in their technical and administra-
tive competence.

  Course topics  include  successful management
practices, the bidding process, procurement prac-
tices, project  design, management of change or-
ders and  claims, and construction inspections.
Training is provided by means of classroom lec-
ture, case studies, and group discussion.

  Upon completion of this course, participants will
be able to act more effectively as managers in the
Superfund program.   Participants will be more
familiar with  construction management  and  will
have a clearer understanding of  authorities and
responsibilities of all parties involved in construc-
tion.
                                             A-3

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     Attachment B
 Information Sources and
Selected OSWER Directives

                z~r

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                             INFORMATION SOURCES
An annotated bibliography of documents specifically related to Superfund site remedial processes follows.
These documents are accessible through the EPA library network as part of the Hazardous Waste Collec-
tion. The referenced documents are frequently updated.

The Hazardous Waste Collection

The EPA library network has a hazardous waste library collection consisting  of EPA Reports,  OSWER
policy and guidance directives, books, periodicals, and a listing of commercial databases containing haz-
ardous waste information. Hard copies of these documents are available in the Headquarters and Regional
libraries, the National Enforcement Investigations Center, and some EPA laboratory libraries.

dBASE III Access

The entire hazardous waste collection is accessible on a database using an IBM PC/AT.  EPA reference
librarians search the database at  no charge to EPA staff. The database provides automated search and
retrieval capability by the following access points:

       Keyword/subject heading
       Abstract
       Title
       Author
       Sponsoring organization/office
       Project manager's name
       Contact number.

The data base collection is organized into three areas:

    •  Periodicals
    •  Monographs: books; non-EPA reports; EPA reports; OSWER policy and guidance directives
    •  Commercial databases.
                                             B-1

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             SUBJECT INDEX TO SELECTED OSWER DIRECTIVE
SUBJECT
OSWER: DIRECTIVE
1.   Remedial Project Management

2.   Remedial Investigation / Feasibility Study (RI/FS)

           General
           Alternatives development
              and evaluation

           Compliance with other
             environmental laws
           Contracts (REM)
           Health and safety
           Public health assessment
           Site characterization
9355.1-1, 9355.2-1
9355.0-5C, 9355.0-6B
9355.0-8, 9355.0-10,
9355.0-13, 9380.0,
9280.0,  9283.1-2,  9380.2-3
9234.0-2, 9234.0-3,
9347.0-1
9242.3
9285.1-18, 9285.2
9285.4,  9285.5, 9295.1
9240.0-1, 9285.2,
9355.0-7A, 9355.0-14
3.   Record of Decision (ROD)
           General
           Functional NEPA equivalency

4.  Remedial Design / Remedial Action (RD/RA)
9340.2-1
9318.0
           General
           Off-Site response actions
9355.0-4A
9330.2
5.  Site Closeout
           NPL deletion
           Operation and maintenance
9320.2
9355.0-4A
6.   Other
           Community relations
           Enforcement
           Federal facilities
           Interagency agreements

           Removal / remedial interface
           State participation
9230.0-3, 9320.4
9234.01-1, 9340.1
9272.0
9295.1, 9295.2,
9295.3, 9295.5
9360.0-3A, 9360.0-6A
9375.1-4, 9375.1-5
                                         B-2

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                         Abstract of Selected Oswer Publications
9230.0-3    Community Relations in Superfund:
           A Handbook

    Provides program guidance for  conducting
    community relations activities in the Superfund
    program. Offers specific guidance for EPA and
    State staff on how to design and implement an
    effective  community,   relations   program.
    Describes community relations activities during
    both  removal  and remedial  actions.  (March
    1986)

9234.0-1    CERCLA Compliance/Enforcement
           Policy Compendium

    Compiles all currently enforceable guidance
    relating to  CERCLA compliance enforcement
    activities. (February 1984)

9234.0-2    CERCLA Compliance With Other
           Environmental Statutes
    Describes policy on applicability of standards,
    criteria, advisories, and guidance of other State
    and Federal  environmental and public  health
    statutes to actions taken pursuant to Sections
    104 and  106 of  CERCLA.  Addresses con-
    siderations for on-site and off-site actions taken
    under CERCLA. (J.W. Porter, October 2,1985)
    (also included in NCP [50 FR 47912], Novem-
    ber 20,  1985) (See also 9234.0-3 and 9330.2-1).

9234.0-3    Draft Guidance on CERCLA Compliance
           With Other Environmental Statutes
           (RCRA Requirements)


    Expands CERCLA Compliance With Other En-
    vironmental Statutes (9234.0-2). Current draft
    addresses only the requirements of RCRA that
    may be applicable or relevant and appropriate
    for CERCLA  response actions.  Other Federal
    public health and environmental statutes will be
    addressed  subsequently.   (December  16,
    1985)
9240.0-1    User's Guide to the Contract Laboratory
           Program

Describes procedures for using the CLP. Outlines
organic, inorganic, and dioxin analytical program
requirements, and analytical procedures of CLP
protocols. (October, 1984)

9242.3-3A  Work Assignment Procedures for
           Remedial Contracts

    Outlines various steps and stages of a work as-
    signment from inception through completion.
    Includes a streamlined Work Plan Memoran-
    dum package and provides several scenarios,
    including phased approval and execution, and
    a strong emphasis on more Regional manage-
    ment control.   (November 1986)

9242.3-5   REMII Contract Award Fee Performance
           Evaluation Plan

    Describes REM II award fee procedures, which
    are   essentially  the same  as  the   revised
    REM/FIT procedures. The one exception is the
    need  for   each  Region   to  assess   the
    contractor's  Regional management activities.
    Describes  specific   procedures  and  review
    schedules. (July 25,1984)

9272.0-1    Implementation of CERCLA Strategy at
           Federal Facilities

    Describes  implementation  phase of Federal
    Facility CERCLA Strategy (Memorandum, April
    2, 1984, J. Cooper, AAfor External Affairs, to L.
    Thomas, AA, OSWER).

9272.0-2   Initial Guidance on Federal Facilities
           CERCLA Sites

    Outlines status and direction of OSWER efforts
    to   implement   hazardous   site  cleanup  at
    Federal facilities. Divides primary responsibility
    for national management of Superfund Federal
    facility programs between  OWPE and  OERR.
    (L Thomas, Decembers, 1984)
                                             B-3

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9272.0-3   Responsibilities for Federal Facilities

    Clarifies responsibilities of OWPE and  OERR
    on Federal  facilities.   (Memorandum, August
    19,  1985, G.  Lucero,  Director OWPE,  to W.
    Hedeman, Director OERR)

9272.0-4   Federal Facilities

    Clarifies responsibilities and direction of  efforts
    within  OWPE  for  Federal  facility  activities.
    (Memorandum, August 19,1985, G. Lucero)

9272.0-5   Responsibilities for Federal Facilities

    Provides  transition for the OERR Facilities
    Program.   Describes  manual  development
    responsibilities  that  OWPE  assumed and
    clarifies responsibilities between OERR and
    OWPE  for Federal  facilities.   (Memorandum,
    August  26,  1985,  W.  Hedeman,  Director,
    OERR, to G. Lucero, Director, OWPE).

9280.0-1    Flood Plain Requirements

    Adopts policy that CERCLA actions must meet
    the requirements of the Flood Plains Manage-
    ment Executive Order (E.O. 11988) and EPA
    Implementing regulations (40 CFR 6 Appendix
    A).  (W. Hedeman,  November 14, 1983) (Sup-
    plemented by 9280.0-2)

9280.0-2   Po//cy on Flood Plains and Wetlands
           Assessments

    Discusses situations that require preparation of
    a flood plains or wetlands assessment, and the
    factors which should be considered in prepar-
    ing an assessment for response actions  under-
    taken pursuant to CERCLA  sections 104 and
    106. (W. Hedeman, August 6, 1985) (Supple-
    ments 9280.0-1)

9283.1-2   Guidance on Remedial Actions for Con-
           taminated Ground Water at Super-
           fund Sites

    Focuses on key decision-making issues in the
    development,  evaluation,  and  selection  of
    ground-water remedial  actions at Superfund
    sites.  Outlines key considerations during the
    selection of a ground-water remedy, provides a
    consistent   approach  to  cost-effectiveness
    decisions, and presents case studies of proper
    ground water cleanup decision making proces-
    ses.   Does  not  discuss in  detail  technical
    aspects    of   ground-water   investigation,
    evaluation, and cleanup.  (October 1986)

9285.1 -1B Standard Operating Safety Guide Manual

    Revises guidance on health and safety to com-
    plement   professional   judgment  and  ex-
    perience, and to supplement existing Regional
    safety criteria.  Reflects  additional experience
    EPA personnel have gained  in responding to
    environmental incidents  involving hazardous
    substances. Not meant to be a comprehensive
    safety manual for incident response.
    (W. Hedeman, November 19,1984)

9285.2    Field Standard Operating Procedures
           (FSOP) Manual

    Provides additional guidance in a cookbook
    format on  health and safety to complement
    professional judgment and experience and to
    supplement existing Regional  safety criteria.
    [Not a manual on its own — made up of the fol-
    lowing FSOPs.]
                              .
9285.2-1    FSOP #4 - Site Entry  [

    Provides  site  entry procedures  that field
    response personnel can use to minimize risk of
    exposure to hazardous substances.  (January
    1985)

9285.2-2    FSOP #7 - Decontamination of Response
           Personnel

    Provides  decontamination  procedures that
    field response personnel can use to minimize
    risk of exposure  to hazardous substances.
    (January 1985)             >

9285.2-3    FSOP #8 - Air Surveillance

    Provides air monitoring  procedures that field
    response  personnel can  use to obtain data
    needed to minimize risk of exposure to hazard-
    ous substances. (January 1985)
                                             B-4

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9285.2-4    FSOP #6 - Work Zones
9295.1 -1    MOU Between the ATSDR and EPA
    Provides  procedures  for  establishing  work
    zones for control of hazardous materials and to
    minimize risk of exposure of field response per-
    sonnel. (April 1985)

9285.2-5    FSOP #9 - Site Safety Plan

    Establishes requirements  for  protecting the
    health and safety of field response personnel
    during all activities conducted at an  incident.
    Contains safety information, instructions, and
    procedures.  (April 1985)

9285.4-1    Draft - Superfund Public Health
           Evaluation Manual

    Establishes a framework for analyzing public
    health risks at Superfund sites and for develop-
    ing  design  goals  for remedial alternatives
    based  on  applicable or  relevant  and ap-
    propriate requirements of  other laws, where
    available, or risk analysis where those require-
    ments  are not available.   [Procedures are
    designed to conform with EPA's proposed risk
    assessment  guidelines (49 FR  46294-46331,
    November 23, 1984, and  50 FR  1170-1176,
    January 9,1985)].  (December 18,1985)

9285.5-1    Draft - Superfund Exposure
           Assessment Manual,

    Outlines framework for a comprehensive, con-
    sistent, and appropriate assessment of human
    exposure associated with uncontrolled hazard-
    ous  waste  sites.    Presents  an  integrated
    methodology designed to guide the  three
    major component  analyses of such assess-
    ments:   (1) analysis of  toxic  contaminants
    released from a site, (2) determination of en-
    vironmental fate of such contaminants, and (3)
    evaluation of nature and magnitude of human
    population  exposure to such  contaminants.
    (January 14,1986)
    Establishes  policies and  procedures for con-
    ducting response and non-response health ac-
    tivities related to releases of hazardous sub-
    stances. (J. McGraw, April 25, 1985, and D. R.
    Hoper,May28,1985)

9295.2-3    Interagency Agreement Between the U.S.
           Army Corps of Engineers and the USEPA
           in Executing P.L. 96-510, CERCLA

    Defines the assistance the U.S. Army Corps of
    Engineers will provide to  EPA in implementing
    EPA Fund-lead, State Fund-lead, and EPA en-
    forcement-lead projects.   (J. McGraw  and R.
    Dawson, Decembers, 1984)

9295.3-1    MOU Between DOD and EPA for the
           Implementation of P.L. 96-510, CERCLA

    Clarifies Department of Defense/EPA respon-
    sibilities and commitments for conducting and
    financing response  actions  authorized  by
    CERCLA and specifically delegated by E.O.
    12088.  Clarifies respective  operational  roles,
    responsibilities and procedures.  (L Korb and
    L  Thomas, August  12,  1983).  (Expired  on
    December 1, 1985, - has now been extended
    until December  1, 1986 OR  until Reauthoriza-
    tion of Superfund.)

9295.5-1    MOU Between FEMA and EPA for the
           Implementation of CERCLA Relocation
           Activities under P.L. 96-510, CERCLA

    Describes major responsibilities and outlines
    areas  of mutual support  and cooperation be-
    tween EPA  and Federal  Emergency Manage-
    ment Agency relating to relocation activities as-
    sociated with response  actions pursuant to
    CERCLA; Executive Order  12316; and the
    NCP,  40 CFR  Part 300.   (J. W.  McGraw,
    March 29,  1985,  and  S. W. Speck, April 5,
    1985,  effective until April 1989)
                                              B-5

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9295.5-2   Implementation of EPA/FEMA MOU on
           CERCLA Relocations
9320.2-1    Interim Procedures for Deleting Sites
           from the NPL
    Forwards  EPA/FEMA  MOU  on   CERCLA
    Relocations   (9295.5-1)   to  Regional  Ad-
    ministrators.  Provides guidance in establishing
    Regionai/Headquarters/FEMA relocation con-
    tacts and  following  standards  established  in
    the MOU.  (J. McGraw, June 14,1985)
    Sets forth criteria and interim procedures for
    deleting sites from  the NPL to indicate sites
    that have been cleaned up or that have been
    determined not to present a Hazard to health,
    welfare or environment.  (L Thomas, March 27,
    1984)
9318.0-1    Interim Policy for Compliance with
           the National Environmental Pol Icy Act
9320.2-2    Guidance on Deletion of Sites from the
           National Priorities List NPL
    Addresses policy under NEPA for remedial ac-
    tions, or long-term actions consistent with per-
    manent cleanup of a site.  Also requires that
    design of remedies be the result of weighing al-
    ternatives and be cost-effective.  (M.  Cook,
    May 18,1981) (Supplemented by 9318.0-2)

9318.0-2    Guidance on Superfund NEPA Policy:
          Areas of Responsibility

    Identifies areas of responsibility  of Superfund
    staff for  preparation of Environmental Impact
    Statements to ensure compliance with NEPA
    for Superfund remedial action projects.  (M.
    Cook and  W. Hedeman,  August  17,  1981)
    (Supplements 9318.0-1)

9318.0-3    CERCLA Remedial Actions and NEPA/EIS
          Functional Equivalency

    Urges RA's to develop close working relation-
    ship between OSWER, Office of Federal Ac-
    tivities and Regions to ensure that reviews for
    remedial actions under CERCLA are functional-
    ly  equivalent to  the  Environmental  Impact
    Statement  requirements of section 102(2)(C).
    (L Thomas and J. Cooper, August 22, 1984)
    (Supplemented by 9318.0-4)

9318.0-4    Coordination between Regional
          Superfund Staffs and OFA Regional
           Counterparts on CERCLA Actions
    Revises  procedures and  criteria  for making
    deletions to the NPL to indicate sites that have
    been cleaned up or that have been determined
    not to present a hazard to health, welfare, or
    environment. (September 1986)

93204-1     Interim Information Release Policy

    Provides  interim  policy for NPL  information
    release.  For use by the Regions to prepare a
    coordinated response to Public Citizen  FOIA
    Requests.  (W. Hedeman, April 18,1985)

9330.2-1    Procedures for Planning and Imple-
           menting Off-Site Response Actions

    Addresses procedures for a response action
    involving  off-site  storage, treatment, or dis-
    posal of hazardous substances selected under
    CERCLA  and  RCRA;  also, discusses proce-
    dures for selecting any  off-site facility for
    management of hazardous substances  under
    CERCLA. Prohibits use of RCRA facility for off-
    site management of Superfund hazardous sub-
    stances if it has significant RCRA violations or
    other  environmental  conditions  that  affect
    satisfactory operation. Also addresses require-
    ments for analyzing and selecting response ac-
    tions that involve permanent  methods  of
    managing hazardous substances. (J. McGraw,
    May 6,  1985) (Supplemented by 9330.2-2 and
    9330.2-3)
    Encourages   coordination    between   the
    Regional Superfund staffs and Office of Federal
    Activities Regional counterparts in carrying out
    CERCLA actions. (W. Hedeman and A. Hirsch,
    October 29,1984) (Supplements 9318.0-3)
                                             B-6

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9330.2-3    Guidance on Procedures for Planning
           and Supplementing Off-Site Response
           Actions

    Provides follow-up to off-site disposal  policy
    (see 9330.2-1).  Explains actions OSWER has
    or will take to implement this policy. (Novem-
    ber 1986)

9340.1 -1    Participation of Potentially Responsible
           Parties in Development of Remedial
           Investigations and Feasibility Studies
           under CERCLA


    Sets forth policy and procedures governing
    participation of PRPs in development of RI/FS
    under CERCLA.  Discusses circumstances  in
    which RI/FS may be conducted by PRPs; pro-
    cedures for notifying PRPs when Agency has
    identified target sites for development of RI/FS;
    and principles governing PRP participation  in
    Agency-financed RI/FS.  (L. Thomas, March 20,
    1984)

 9340.2-1   Preparation of Decision Documents for
           Approving Fund-Financed and
           Potentially Responsible Party. Remedial
           Actions Under CERCLA


    Assists Regional Offices  in  preparation  of
    decision documents required for approval  of
    Fund-financed and  PRP remedial actions.  A
    Record of  Decision,  Enforcement Decision
    Document or Negotiation Decision Document
    is required  for all remedial  actions financed
    from the Fund. Documents Agency's decision-
     making process and demonstrates that the  re-
     quirements of CERCLA  and  the NCP  have
     been met.  Procedure  provides basis for any
     future cost-recovery action.   (J.  McGraw,
     February 27,1985)

 9347.0-1    Interim RCRA/CERCLA Guidance on
            Non-Contiguous Sites and On-Site
            Management of Waste Residue

     Addresses several RCRA/CERCLA interface is-
     sues at MOTCO, Texas site, which have broad
     implications for remedial actions at many other
     Superfund  sites.   Lays out  EPA policy  on
     several issues including combined treatment of
     CERCLA waste from noncontiguous locations,
     limitations on construction of hazardous waste
    incinerators for on-site CERCLA use, and on-
    site disposal of treatment residue.  (March 26,
    1986)

9355.0-4A  Superfund Remedial Design and
           Remedial Action Guidance

    Assists agencies and  parties who plan, ad-
    minister and manage remedial design (RD) and
    remedial action (RA) at Superfund sites.  Per-
    tains to Fund-financed RD/RA (i.e. Federal-lead
    and State-lead) and  responsible party  RD/RA,
    and provides  procedural guidance to  ensure
    that RD/RA are performed properly, consistent-
    ly, and expeditiously. (June 1986)

9355.0-5C  Guidance on Feasibility Studies Under
           CERCLA

    Provides a more detailed structure for identify-
    ing, evaluating, and selecting remedial action
    alternatives under CERCLA and the NCP (40
    CFR 300).  (Junex  1985)  (Supplemented by
    9355.0-7B and 938d.O-3)

9355.0-6B   Guidance on Remedial Investigations
            Under CERCLA

    Describes remedial  investigations to obtain
    data to evaluate and select measures to con-
    trol specific problems caused by  uncontrolled
    hazardous waste sites.   For  use by other
    Federal agencies and PRPs when undertaking
    remedial response pursuant to the NCP and
    CERCLA Section  104 or section 107.  Com-
    pliance with this guidance will help meet NCP
    requirements. (June 1985) (Supplemented by
    9355.0-7B and 9380.0-3)

 9355.0-7B  Data Quality Objectives for Remedial
            Response Activities, Volumes I and II

    Volume I  guides  user through  process  of
    developing data quality objectives for generic
     remedial  response activities.   Volume II il-
    lustrates how the DQO development process
    would  be applied  to a  remedial investiga-
    tion/feasibility study at a site with contaminated
     soils and ground water.  (March 1987)  (Sup-
     plements 9355.0-5C and 9355.0-6B)
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 9355.0-8   Modeling Remedial Actions at
            Uncontrolled Hazardous Waste Sites

     Provides  guidance on  selection  and use of
     models for evaluating effectiveness of remedial
     actions at uncontrolled hazardous waste sites.
     Provides a comprehensive set of guidelines to
     regulatory officials for incorporation of models
     into  remedial  action   planning   process at
     Federal and State Superfund sites. (April 1985)

 9355.0-10  Remedial Action Costing Procedures
            Manual

     Provides guidance to project managers  and
     decision makers in government and industry
     for preparation of  detailed feasibility cost es-
     timates of remedial action alternatives required
     under revised NCP. (September 1985)

 9355.0-14  Quality Assurance/Field Operations
           Methods Manual

     Provides  Remedial  Project  Managers  and
    quality assurance officers with a consolidated,
    ready reference  of existing field  methods to
    guide remedial field activities.  Primary objec-
    tives are to promote quality and consistency in
    field work and to help streamline project plan-
    ning process, particularly preparation of sam-
    pling and analysis plans and Quality Assurance
    Project Plans.  Once approved, Compendium
    will be used by the EPA  remedial contractors,
    and also can be made available to States and
    private parties. The Compendium supplement
    the Rl and FS Guidance documents  and the
    DQO guidance.  (April 1986)

9355.1 -1   Superfund Federal-Lead Remedial
           Project Management Handbook

    Assists EPA Remedial  Project Managers  in
    managing   Federal-lead   remedial  response
    projects.  Describes in detail responsibilities of
    the RPM during planning, design, construction,
    operation,  and close-out  of remedial response
    projects.  Provides  information on procedures
    for conducting Federal-lead remedial projects
    from pre-RI/FS activities through site close-out.
    (December 1986) (Supplements 9355.2-1)
 9355.2-1    Superfund State-Lead Remedial
            Project Management Handbook

    Assists   EPA  Remedial  Project  Managers
    (RPMs)   in  managing  State-lead  remedial
    response projects. Describes in detail respon-
    sibilities of the RPM during planning, design,
    construction,  operation  and   close-out  of
    remedial response projects. (December 1986)
    (Supplements 9355.1-1)


 9360.0-3A  Superfund Removal Procedures


    Provides EPA  response  officials with uniform,
    Agency-wide,  guidance  on removal actions.
    Guidance provided  is essentially procedural
    and focuses on implementation of the hazard-
    ous  substances  removal program  for  multi-
    media  releases  from facilities  and  vessels
    within    EPA's   area   of    responsibility.
    (March 1986)


9360.0-6A  Relationship of the Removal and
           Remedial Program Under the
           Revised NCP


    Outlines  revisions to the NCP  that redefine
    removal   and  remedial  actions to  expedite
    cleanup activities.  Addresses management is-
    sues that may arise between the two programs
    in  Headquarters  and the  Regions.   (March
    1986)  (Supercedes 9360.0-6)

9375.1 -4   State Participation in the Superfund
          Program,  Volume I


    Describes State participation  in implementing
    approved remedial response activities at NPL
    sites in accordance with the NCP and options
    now available to States for expediting cleanup
    activities.  (February 1984) (Being reissued by
    OSWER Directive  9375.1-2 and 9375.1-2A on a
    chapter by chapter and appendix by appendix
    basis.)
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9375.1 -5    State Participation in the Superfund
           Program, Volume II

    Explains salient points of EPA's general regula-
    tions that apply to all  State procurement under
    Superfund Cooperative Agreement; discusses
    procurement of A/E services,  and the type of
    activities these firms can manage on behalf of
    the State throughout  response (RI/FS, RD, RA
    and  O&M);  discusses procurement  of  con-
    struction services, subagreement administra-
    tion,  and claims management.  (March 1986)

9380.0-2    Slurry Trench Construction for
            Pollution Migration Control

   •^Provides in-depth  guidance on use of slurry
    walls for control  of  subsurface  pollutants.
    .(February 1984)

 9380.0-3    Guidance Document for Cleanup of
            Surface Tank and Drum Sites

     Provides guidance on carrying out concurrent
     remedial  planning activities and  accelerating
     project implementation for  cleanup of surface
     tanks and drums containing hazardous waste.
     Provides systematic  approach to remedial ac-
     tion for hazardous wastes stored in tanks and
     drums.  (May 1985)   (Supplements 9355.0-5C
     and 9355.0-6B)

 9380.0-4   Remedial Action at Waste Disposal
            Sites Handbook (Revised)

     Provides basic  reference for  understanding
     remedial technologies; selecting potentially ap-
     plicable technologies for a  given waste site,
     and planning for remedial action.
     (October 1985)

  9380.0-5    Leachate Plume Management

      Provides an overview of the  fundamental con-
      cepts, procedures,  and technologies used in
      leachate  plume  management.   Discusses
      plume generation dynamics and delineation.
      Evaluates  plume  control  technologies  and
      defines selection criteria. (November 1986)
9380.0-6   Guidance Document for Cleanup of
           Surface Impoundment Sites

    Assists on-scene Federal, State, or local offi-
    cials and private firms to develop remedial ac-
    tions at NPL sites with one or more surface im-
    poundments  containing   hazardous  waste.
    Provides detailed guidance for  conducting  a
    limited remedial  investigation and a  limited
    feasibility study for the purpose of selecting an
    appropriate remedy.  (June 1986)

 9380.2-3   Superfund Innovative Technology Eval-
           uation (SITE) Strategy and Program Plan

    Presents EPA's strategy for implementing the
    SITE program.  Primary purpose of SITE is to
    enhance  development and demonstration,
    thereby    establishing   the    commercial
    availability, of innovative technologies at Su-
    perfund sites.  (December 1986)

 9833.3     Administrative Records for Decisions on
            Selection of CERCLA Response Actions

    Outlines requirements  for establishing an ad-
    ministrative record  and lists significant docu-
    ments to be included in the  record.   (May
     1987)

    Mobile Treatment Technologies for Superfund
     Wastes, EPA Report No. 540/2-86-003F

     Addresses the use of established and develop-
     ing mobile systems to treat Superfund wastes.
     Discusses capabilities and limitations of five
     broad treatment categories:  thermal,  immobi-
     lization,  chemical,  physical,   and  biological
     treatment. (September 1986)
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