SURFACE IMPOUNDMENT ASSESSMENT

          NATIONAL REPORT



          OFFICE OF WATER
      OFFICE OF DRINKING WATER

U.S. Environmental Protection Agency

       Washington, D.C. 20460
           December 1983

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                            FOREWORD
     Preliminary studies conducted in the early 1970's  indicated
that the storage, treatment and disposal of liquid wastes  in
surface impoundments could be a significant source of contamination
to ground water.  Moreover, it was anticipated that  as  Federal
and State laws governing air and water pollution were implemented,
the volume of waste liquids and sludges disposed in  impoundments
would increase.  During the same period, Congress, in passing
the Safe Drinking Water Act, expressed concern about the potential
effect impoundments might have on ground water.  In  response
to this growing body of knowledge and Congressional  concerns,
EPA decided in 1977 to inventory impoundments and assess
their potential to contaminate ground water.  The Surface
Impoundment Assessment (SIA) was the outcome of this decision.

     The reader should note that the information which  forms
the basis of this report was collected by the States in 1978,
1979, and 1980.  Accordingly, much of the information is dated.
In particular, the discussions describing State programs
reflects their status at the time the information was gathered;
much has changed since.  Ground water has been given increased
attention in both Federal and State programs and new laws and
regulations are being implemented which bring this practice
under stricter controls.  At the Federal level, for example,
the development and implementation of the Resource Conservation
and Recovery Act (RCRA) and the Comprehensive Environmental
Damages, Compensation, and Liability Act (Superfund)  provided
national controls over the most dangerous segment of impoundments—
those handling hazardous waste.

     Throughout the report, we use the term "potentially hazardous
waste", or "waste hazard potential."  The use of "hazardous" and
similar terms in this study is not identical to designated
hazardous waste as used in the Resource Conservation and Recovery
Act (RCRA).  The SIA rating system was developed before
regulations under RCRA were promulgated, and SIA waste ratings
were assigned based on general industry characteristics, or on
standard industrial classification codes.  A more complete
discussion of the SIA rating system is included as Appendix A.

     Although the information is dated, the report is a valuable
addition to our knowledge.  It is perhaps the broadest look at
the use of impoundments, and how that use may affect ground
water quality.  The descriptions of State programs provides an
accurate picture of how States managed impoundments in the
past, and provides a benchmark against which we may measure
improvement.

     The reader will also note that we have refrained from
identifying specific facilities.  The SIA does not provide

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                              -11-

meaningful data on a site specific basis.  The study was designed
to be a first-round approximation of contamination potentials
and the assessment methodology uses secondary sources of data
to perform desk-top analysis of an impoundment's potential to
contaminate ground water.  The data are designed to provide
only a relative ranking of sites.  Accurate conclusions can
only be made when the data are used in aggregates that are
sufficiently large to provide statistical validity.  Thus,
the report confines itself to general observations based on
summary data.

     Finally, the results of this study have been used to make
a preliminary ranking of contamination potential to help the
new hazardous waste protection programs assign priorities to
site investigations.  The data are also helping States to assess
problems related to other types of impoundments which need to
be addressed to protect ground water quality.

     The data, which have been available since 1979, have been
used extensively by both the Office of Solid Waste and the
Superfund program.  The Office of Solid Waste has used the data
to cross check the results of the hazardous waste facilities
notification, to identify non-notifiers, and to set permitting
and enforcement priorities.  The Superfund program used selected
SIA data as a source of information for site identification,
screening and investigation.  More recently, the Superfund
program has been seeking to assure the accuracy and
comprehensiveness of its data base, and has been using data
from the SIA as one tool in this effort.

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                        TABLE OF CONTENTS
CHAPTER                                            PAGE


       FOREWORD                                       ii

I.     EXECUTIVE  SUMMARY                             1

II.    OVERVIEW                                       8

III.   STATE REGULATORY CONTROLS                     21
       AGENCY ORGANIZATION AND AUTHORITY

IV.    LOCATION AND  COUNT                            34

V.     ANALYSIS OF DATA                              67

VI.    CASE STUDIES  OF  GROUND WATER                  92
       CONTAMINATION FROM SURFACE IMPOUNDMENTS

VII.   STATE FINDINGS                              105

VIII.  CONCLUSIONS                                  111

APPENDICES

A.     MANUAL FOR EVALUATING CONTAMINATION
       POTENTIAL  OF  SURFACE IMPOUNDMENTS

B. I.     LOCATED ACTIVE SITES AND IMPOUNDMENTS

   II.    ASSESSED ACTIVE SITES AND IMPOUNDMENTS

   III.   LOCATED ABANDONED SITES AND IMPOUNDMENTS

   IV.    ASSESSED ABANDONED SITES AND IMPOUNDMENTS

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                         LIST OF TABLES


Table                                                  Page

1.1 Located Active Surface Impoundment Sites	      3

3 .1 State Authorities	     23

3 . 2 Institutional Approaches	     30

4.1 Located Sites	»	     35

4 . 2 Assessed Sites	     36

4 . 3 Agricultural Sites	     40

4.4 Municipal Sites	     42

4.5 Industrial Sites	     45

4.6 Mining Sites	     50

4 .7 Purpose of Impoundments	     54

4 .8 Impoundment Size	«	     55

4.9 Industrial Impoundments (Age vs. Liner)	     62

5.1 Rating of the Unsaturated Zone	     68

5.2 Rating of the Saturated Zone	     71

5.3 Rating of the Ground Water Quality	     74

5.4 Ground Water Quality Ratings by Category	     75

5 .'5 Waste Hazard Potential Rating	     78

5.6 Rating Endangerment to Potential Water  Supplies.     84

5.7 Characteristics of the Potential Endangerment to
    Water Suppl ies	 .     85

5.8 Endangerment to Water Supplies  from Sites most
    likely to Contaminate Ground Water	     87

6 .1 Causes of Contamination	     97

6.2 Summary of Remedial Action Employed at  Case
    Study Sites	     101

8.1 Elements of Selected State Programs	     113

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                               -VI-





Table




B.I Located Active Sites and  Impoundments




B.2 Assessed Active Sites and  Impoundments




B.3 Located Abandoned sites and Impoundments




B.4 Assessed Abandoned Sites and Impoundments

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                             -Vll-


Figure                                                Page

2.1   Surface Impoundment Assessment Schedule	    11

2.2   Responsibility of the Grantee....	..    12

2.3   Educational Composition of SIA Teams	    12

2.4   Percent of Located Sites Assessed...	    14

2.5   Percent of Located Impoundments Assessed	    14

2.6   Percent of Total Impoundments in  Existence
      which were Assessed	    15

2.7   Evaluation Scheme	    16

2.8   Sources of Data	 .    17

2.9   Verfication Methods	    17

4.1   Relative Importance of Different  Categories...    37

4.2   Agricultural Sites	    39

4.3   Municipal Sites	    41

4.4   Industrial Sites	    44

4.5   Oil and Gas Sites	    46

4.6   Mining Sites	    48

4.7   Type of Mining Activity	    49

4.8   Distribution of Abandoned Sites by Category...    51

4.9   Assessed Sites	    53

4.10  Use of Liners  in the Agricultural Category....    57

4.11  Use of Liners  in the Mining Category	    58

4.12  Use of Liners  in the Industrial Category	    59

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                             -Vlll-
Figure
Paqe
4.13  Industrial Category, Use of Liner vs. SIC
      Codes	    61

4.14  Monitoring Wells, Municipal Category	    63

4.15  Monitoring Wells, Industrial Category	    64

4.16  Use of Monitoring Wells in the Industrial
      Category	    65

5.1   Characteristics of the Unsaturated Zone	    70

5.2   Characteristics of the Saturated Zone	    72

5.3   Hydrogeologic Characteristics of Assessed
      Sites	    77

5.4   Characteristics of the Waste Hazard Potential.    79

5.5   Industrial Category, Sites with High Waste
      Potential	    81

5.6   Step 5 Scores	    82

5.7   Characterization of the Potential Endangerment
      to Water Supplies	    86

5.8   Use of Liner vs. Characteristics of the
      Unsaturated Zone	    89

5.9   Use of Liners vs. Waste Hazard Potential	    90

5.10  Use of Liners vs. Hydrogeology	    91

6.1   Location of Case Studies	    93

6,2   Summary of Case Studies by Category	    94

6.3   Distribution of Step 5 Scores for Case Studies    96

6.4   Methods of Detection	    99

6.5   Mode, Mean, Range:   Step 5 Scores of
      Contamination Cases	   104

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                           CHAPTER I

                       EXECUTIVE SUMMARY
In 1978 the Environmental Protection Agency (EPA) began a
study in collaboration with the States of the magnitude and
potential effects of surface impoundments on ground water
quality.  This effort was designed to carry out Section
1442(b)(3)(c) of the Safe Drinking Water Act (SDWA).  The
Agency knew that increased emphasis on air and water pollution
controls resulted in an increase in sludge and waste water
generation and disposal, but it had little information on the
numbers, location and construction of surface impoundments or
their potential for groundwater contamination.  The Agency
developed the Surface Impoundments Assessment (SIA) to provide
more information on these issues.

Since the time the study began in 1978, several new Federal
programs have come into effect with authority to protect ground
water quality.  The Resource Conservation and Recovery Act
(RCRA) provides controls over the most important kind of
impoundments, those handling designated hazardous wastes..
Under this legislation, increased Federal grants have assisted
many States to expand programs in this area.  In addition, the
enactment of the Comprehensive Environmental Damages,
Compensation, and Liability Act of 1980 (Superfund) will
provide resources with which to control the worst of the
abandoned hazardous waste disposal sites.  Although these
Federal programs do not provide coverage over all impoundments,
many States have expanded programs to protect ground water and
to manage instances in which contamination has been detected.
The findings of this study must be viewed in historical
perspective.  The data was collected in 1978 to  1980 and predated
the increased public interest in ground water protection which
began later, and the major programs initiated after 1980 as
EPA and the States moved toward implementation of RCRA.

In conducting the SIA, EPA attempted to:  1) increase the
Nation's data base concerning impoundments; 2) determine numbers,
location and potential effects of surface impoundments on
groundwater quality; 3) solicit information on existing State
approaches to groundwater protection from these  facilities;
and 4) provide EPA with information to allow for a review of
Agency programs regarding groundwater protection and surface
impoundments.

The Assessment, with a few exceptions, was essentially a "desk-
top study;" States used mainly secondary sources of data such
as USGS maps, information from permit files, well drillers
reports and other such sources in conducting both the inventory

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                               _ f\ _
 and  assessment.   Information on waste characteristics,  for
 instance,  was  often inferred from standard industrial
 classification (SIC)  codes rather than actual  knowledge of the
 waste  contained.   In  most instances,  the  data  were  not  field
 verified by  the  States  (or in a few States by  contractors)
 which  collected  the data.  The quality of the  information,
 therefore, varies  considerably from State to State.  Nevertheless,
 the  data,  when used in  sufficiently large aggregates and not
 applied to site-specific  situations,  characterizes  the  total
 population of  surface impoundments and their potential  impact
 on ground  water  quality.

 The  results  of the study  confirmed the concerns  which led  to
 its  initiation.  Surface  impoundments, without proper siting,
 design, construction  and  operation,  can threaten ground water
 quality.  On a national level,  Federal regulations  and  most
 States did not adequately address  this problem in the past,
 although several States,  including New York, California,  New
 Mexico, New  Jersey and  Pennsylvania  had or were  developing
 aggressive ground  water prptection programs.

 The  data from  this study  have  been useful  to States and EPA in
 providing an inventory  of surface  impoundments and  a preliminary
 ranking of contamination  potentials  with  which to establish
 meaningful priorities for the  new  hazardous waste protection
 programs.  The data will  also  help States  to assess problems
 related to other types of impoundments which need to be addressed
 to protect ground-water quality.

 The  Hazardous  Waste Enforcement  Task  force has used the data
 to identify  high priority sites  for  field  investigations and
 the  Superfund  Program used  them  as a  source of information for
 site identification,  screening and investigations.  Finally,
 the  Office of  Solid Waste used the data to cross check  the
 results of the Hazardous  Waste facilities  notification,  to
 identify non-notifiers and  to  set  permitting and enforcement
 priorities.

 Briefly, the study was designed  to locate  and  count as  many
 impoundments as possible  and to  assess  the ground water
 contamination potential of  a significant number of the  located
 sites.  Table  1.1  provides  a summary  of the active sites and
 impoundments located  in the  inventory,  as  well as the number
of sites assessed.  They  are presented  in  five major categories:
 Industrial, Municipal, Agricultural,  Mining, and Oil and Gas.
A small number of  sites have been  assigned to  a category termed
 "Other" because they do not fit  any established category.  For
example, some States collected information on  facilities which
went beyond  the definition of impoundment  used in the national
study.  These "others" include such facilities as industrial
septic systems, multi-family septic systems, safety impoundments
around bulk storage tanks, and farm ponds used for stock watering.

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                              -3-
                           TABLE 1.1

                       Summary Statistics
          for Located Active Surface Impoundment Sites
Category
Industrial
Municipal
Agricultural
Mining
Oil & Gas
Brine Pits
Other
Located
Sites*
11,760
19,746
14,850
7,364
24,990*
1,553
Assessed
Sites*
8,662
10,822
6,646
1,552
3,354
350
Located
Impoundments*
27,912
37,185
19,437
25,038
65,488
5,913
TOTAL
80,263
31,386
180,973
        SIA site numbers for the mining and oil & gas brine
        pit sites are usually related to lease or field data,
        not 'to actual ownership and should not be referred
        to as the actual number of legal sites.  The number of
        located impoundments would be a closer approximation
        for these two categories.

        Located sites:  Total number of facilities identified
                        in the inventory.

        Assessed sites: Total number of facilities evaluated
                        in the inventory.

        Located impoundments: Total number of  impoundments
                              identified in the inventory.
                              The number is larger than located
                              sites since many facilities had
                              more than one impoundment.

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                              -4-
METHODOLOGY

The SIA used an evaluation methodology developed specifically to
assess the potential effects of surface impoundments on ground water
quality.  This method assigned ratings to a site based on the
following factors:

     1.   the permeability and thickness of the earth material
          above the water table (a measure of the relative rate at
          which liquid waste could migrate through the ground to
          reach the ground water);

     2.   the quantity of ground water available (the permeability
          and thickness of the aquifer);

     3.   the quality of the ground water (combining Step 2 and
          Step 3 provides a rating of the usability of the aquifer);

     4.   the potential hazard or toxicity of the waste (based on
          general industry waste characteristics-the term "hazard"
          and "hazardous" is not equivalent to designated "hazardous
          waste" under RCRA since RCRA definitions were developed
          after the study began);

     5.   the overall potential for ground water contamination
          (the sum of the first four steps); and

     6.   the potential for a nearby water supply well or
          surface water body to become contaminated (this
          involves the estimation of the flow path of contaminated
          ground water and whether it would intersect a well or
          surface water).

In addition to conducting an inventory of all known surface
impoundments and conducting assessments, States provided
information on impoundment bottom liners and ground water
quality monitoring.  States also submitted representative case
studies of contamination caused by impoundments, and descriptions
of their State programs.

FINDINGS

The major findings of the study are outlined below:

     Site Selection

     0    Unsaturated Zone;

          Nearly 50 percent of all sites are located over
          unsaturated zones that are either very thin or very
          permeable.  Such siting, given improper design,
          6onstruction and/or operation, may allow leachate to

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                         -5-
     attenuation of contaminants.  For industrial sites,
     over 50 percent are so sited.

0    Saturated Zone;

     Approximately 70 percent of all sites are located
     over thick and very permeable  aquifers that allow
     relatively rapid movement of any plumes that may
     develop-.  For the industrial category, the percentage
     rises to nearly 80 percent.

0    Total Hydrogeologic Setting;

     Approximately 30 percent of the sites are located in
     areas that have thin or permeable unsaturated zones,
     and overlie highly transmissive aquifers containing
     water that is currently used or of high quality.
     These sites provide the least natural protection to
     ground water quality.  For the municipal and industrial
     categories, the percentage of sites so located rises
     to approximately 40 percent.  Only about 7 percent
     of all sites appear to be located in areas which have
     hydrogeologic settings that offer the maximum protection
     from ground water contamination.

0    Proximity.to Potential Water Supplies;

     Less than 2 percent of the sites are located in areas
     where there is no drinking water within 1 mile, or
     where the water contains in excess of 10,000 parts per
     million total dissolved solids  (>10,000 ppm TDS) .

Waste Characteristics

 0    Approximately  15 percent of all sites (excluding oil
     and gas related facilities) contain waste which may
     be-considered  hazardous as the  term is used in the
     SIA  (e.g. hazard rating in excess of  6.  See Appendix
     A  for an  explanation  of the rating system.).  In the
     industrial category,  about a third of the sites
     contain potentially  "hazardous  waste." The  SIA used
     general  industry waste  characteristics or SIC codes
     to assign waste ratings.   Thus,  "hazardous," as  used
     in the  SIA, does not  correspond directly to designated
     "hazardous waste"  under RCRA.

 Ground-Water  Protection

 0    As previously mentioned, nearly half  of  the sites
     assessed  are  located  over  unsaturated  zones that
     afford  little protection to ground water supplies.

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                               -6-
      0     Approximately 30 percent of the industrial sites are
           lined.   There is little or no apparent correlation
           between the type of waste, the siting characteristics
           and  the use of liners.

      0     In addition,  data on monitoring show little apparent
           correlation between the potential  for aquifer
           contamination and the use of monitoring  wells.

      State Programs

      The  State  staff  conducting the SIA provided informatiori
      on the State programs and, in most instances,  conclusions
      and  recommendations relative to the programs.   it  is
      important  to note  that these conclusions  primarily reflect
      State staff  opinions,  and not necessarily official State
      views.  Moreover,  these  data represent  the status  of
      State programs at  the  time of the assessment  which began
      in 1978, and many  States have revised ground  water related
      programs since that time.  The information and  data submitted
      to EPA, show the following findings:

      0     Most  States derived their statutory  authority from a
           prohibition against "polluting the waters  of  the
           State."  Although this  includes ground water, the  laws
           are generally  surface water  oriented.

      0     State regulations concerning surface  impoundments
           generally covered only  the treatment  and/or discharge
           of waste to surface  waters,  not ground water.

      0     Only  six States had  developed  regulations  which
           specifically address  ground  water contamination from
           surface  impoundments  at  the  time the  study was
           conducted.

      0     Despite the fact  that oil and  gas pits are strictly
           regulated and  their  use  limited to emergency  and mud
           pits, oil and gas pits accounted for more  impoundments
           than any other category  (approximately 65,000).

CONCLUSIONS

The study  leads to the following conclusions:

     0    Without proper design and siting, impoundments have
          a high potential  for contaminating ground water.

     0    Treatment, storage and disposal of liquids in surface
           impoundments is a common practice.   There were over
          180,000 impoundments located in the inventory.

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                    -7-
In general, impoundments have historically been
sited and constructed without apparent regard for
the protection of ground water quality.

In the past, the practice has been virtually
unregulated by the Federal government and many States
from the perspective of ground-water protection.
However, with the implementation  of RCRA, and increased
attention at the State level, sites handling designated
hazardous wastes will be more strictly controlled in
the future.  Beyond regulatory controls, the Federal
programs are providing the States with resources to
help administer programs to control designated hazardous
wastes and generally expand programs to protect ground
water quality.

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                              -8-



                           CHAPTER II

                      OVERVIEW OF THE SIA
The Environmental Protection Agency decided to conduct the
Surface Impoundment Assessment (SIA) because of the findings
of several preliminary studies, and as a result of Congressional
concerns reflected in §1442 of the Safe Drinking Water Act.
The preliminary studies indicated that the storage, treatment,
and disposal of liquid wastes in surface impoundments (pits,
ponds, and lagoons) may be a significant source"of contamination
to ground water and that the extent of the problem was unknown.

The Agency determined that an inventory and assessment of
surface impoundments was required, one that was comprehensive
and in line with Congressional intent as expressed in both the
Safe Drinking Water Act (SDWA) and the Resource Conservation
and Recovery Act (RCRA).

SCOPE OF THE SIA

The Surface Impoundment Assessment (SIA) is a one time only
inventory and hydrogeologic evaluation of the ground water
pollution potential of waste pits, ponds, and lagoons funded
under the SDWA.

The goals of. the SIA were to study the magnitude and potential
effects of" surf ace impoundments on ground water.  In order to
carry out these goals, five objectives were established.  These
objectives were:

     (1)  To inventory (locate and count) the number of surface
          impoundments in existence in the United States and
          its territories.

     (2)  To provide a first-round approximation of the ground
          water pollution potential of these practices.

     (3)  To assist the States and EPA in developing a better
          understanding of the problems caused by surface
          impoundments.

     (4)  To provide a data base on which EPA and the States
          may develop a strategy to control or regulate pollution
          from these sources.

     (5)  To provide data for review of State and Federal
          authorities and to recommend legislative programs to
          address the problem, if necessary.

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                              -9-
As part of determining the pollution potential, a hydrogeologic
evaluation of ground water contamination which used existing
data was devised.  Evaluations were performed on as many randomly
selected sites as time and resources permitted.  The system was
based in part on the system developed by Harry Le Grand.  The
rating gives a numerical score which indicates the relative
potential for ground water contamination.  .Appendix A gives a
detailed explanation of the rating methodology.

To provide for consistency of coverage nationwide, it was
necessary to develop a uniform definition of "impoundment" and
to list exclusions that were not to be included in the assessment.

The definition of a surface impoundment as used in this study
is:

     A natural topographic depression, artificial excavation,
     or dike arrangement with the following characteristics:

     (1)  it is used primarily for storage, treatment, or
          disposal of wastes -in the form of fluids;

     (2)  it may be constructed above, below, or partially in
          the ground;

     (3)  it may or may not have a permeable bottom and/or
          sides potentially.allowing contamination of ground
          water by infiltration of its contents.

     (4)  it has a surface dimension greater than its depth.

The list, of exclusions consists of the following:

     Farm ponds used for stock watering or for fisheries;
     product storage tanks; ponds related to sand and gravel
     operations; swimming pools; natural lakes and ponds; furrow
     irrigation fields; rice paddies; irrigation re-use pits;
     sediment control basins; borrow pits resulting in sand pit
     lakes; storm water basins; individual and residential
     septic systems; well drilling mud pits; emergency pits;
     steel and/or concrete wastewater treatment unit process
     impoundments.

These exclusions are listed because they are deemed "non-problems"
or contain fluids only intermittently on an emergency basis or
are so numerous as to make it unrealistic to inventory.   In certain
cases and for compelling reasons, some of these have been included
by certain States in the "Other" category.

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                               -10-
 METHODOLOGY OF THE SIA

 EPA Funding for the SIA

 EPA made available $5,000,000 in grants to the States for the
 conduct of the SIA.  These grant funds, made under §1442(b)(3)(C)
 of the Safe Drinking Water Act,  P.L.  93-523, were distributed
 among the States by a formula which took into account ground
 water use, population, number of manufacturing establishments,
 area, oil and gas sites,  and mining sites.  The institutions
 that were granted funds to conduct the SIA are outlined below:

      0    EPA awarded funds for  conduct of the SIA to:

                contractors or universities in six States and
                Territories

                State agencies in 49 States and Territories.

      0    Of the 49 State agencies which took grants,  the  SIA
           was :

                conducted  either  partially or totally  by
                subagreements with...

                     another State  or  Federal agency in  13  States

                     a university in five States

                     a consultant in nine States

                conducted  totally by the  Grantee agency  in  22
                States.

The  timetable for  the activities of the  study  is  included  in
Figure  2.1.

State  SIA Organization

State  SIA grantees  organized  their  functional  units and  teams
to suit  their own  needs.   The  following  describes how the
State  SIA teams  were  organized and  how they  functioned.

Figure  2.2 shows the  functional  responsibilities of the
grantees.  It demonstrates  that  the responsibility for
conducting the SIA  rested  with a State agency  rather than a
consultant or university  in the  vast majority of the States.

The educational composition of the  SIA teams is represented
nationally by the bar graph in Figure 2.3.  Although the
educational backgrounds of the people who worked on the SIA
involve many fields,  the majority were in the fields of geology
and hydrology.

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                                                SURFACE IMPOUNDMENT ASSESSMENT  SCHEDULE
FEDERAL REGISTER NOTICE OF S.I.A.
GRANT AVAILABILITY (317/78)
S.I.A. GRANT APPLICATION PERIOD
(3-7-78  TO 6-7-78)
OFFICIAL  S.I.A. PROJECT PERIOD
(7-1-78 TO 12-31-79)
STATE S.I.A. REPORTS DUE
(PROGRESS: 1(1(79 AND  7(1(79)
(FINAL: 12(i31|79  TO 4(30(79)
i     i .... I,     ii i—i  ' •	•" ' '"i-1""" '
S.I.A. TRAINING  SESSIONS
 S.I.A. NATIONAL  MEETING WITH
 STATES (4(10(79)
 END OF FORMAL INPUT TO S.I.A.
 DATA BASE  (3125180)
                                           A
                                                       1978
                                                      PROGRESS
                                                                                   1979


                                                                            PROGRESS A
                                                                                                FINAL
                                                   A PHILA.
                                                      A DENVER
                                                       A OAKLAND
                                                         A ATLANTA  j
                                                           A ST- PAUL
                                                              A KANSAS CITY
                                                                           A WASHINGTON, D.C.
                                                                             A DALLAS
                                                                                                                   1980
                                                                                                                                      81
                                                                                                           A
                                                                Figure  2.1

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                 STATE PUBLIC HEALTH AGENCY

STATE ENVIRONMENTAUNATURAL RESOURCE AGENCY

                  STATE  SOLID WASTE AGENCY

                        OTHER STATE AGENCY

                               CONSULTANT
   Figure  2.2

FUNCTIONAL RESPONSIBILITY
    OF THE GRANTEE *
                                UNIVERSITY
                      20
                                   31
           NUMBER OF STATES
          GEOLOGY/HYDROLOGY

CIVILIENV./SANITARY ENGINEERING

     SOIL SCIENCE/AGRICULTURE

           BIOLOGY/CHEMISTRY

            OTHER TECHNICAL

              NON-TECHNICAL
   Figure  2.3
EDUCATIONAL COMPOSITION
   OF THE S.I.A. TEAMS
14
                     Hal
                                            NUMBER Of PERSONS
 *The  total  exceeds  the  number of  States and  territories
   since/  in  some  instances,  more  than one  State  agency
   worked  on  the  SIA  in  a State.

-------
                              -13-
SIA TRAINING

To standardize the data collected, the SIA Work Group developed
and administered training courses for the people who were to
conduct the SIA in the States.  This three-day training course
was given seven times during the period June 1978 through
February 1979 .                             ,

Coverage of the SIA

There was a random selection of the inventoried sites to identify
sites to be assessed.  Then within each site, a random selection
was made of all impoundments to determine which impoundment
should be evaluated.  This random selection procedure was
repeated for each category.  Thus, not all sites or all
impoundments within a given site were assessed.  Some States
assessed all sites located; other assessed every impoundment
located.  As a result, it is difficult to make meaningful
comparisons between States on a national level on the total
number of impoundments.  Figure 2.4 shows the percentage of
located sites which are assessed.

When considering impoundments alone, independent of sites, it
is significant to note the reasonably wide distribution of
assessed impoundments as a percentage of located impoundments.
Figure 2.5 shows the statistics on percentage of located
impoundments which were assessed.  Nationally, 80,263 sites
were located and 39 percent or 31,386 of them were assessed.
However, 180,973 impoundments were located and 21 percent or
38,089 of them were assessed.  The Location and Count phase
consisted of "finding" and "inventorying" as many surface
impoundments as was reasonably possible by any legal means
available to the State SIA Teams.  The sources of data varied
from State to State as did the State's best estimate of what
percentage of all sites were located (see Figure 2.6).

HYDROGEOLOGIC EVALUATION METHODOLOGY

One of the primary objectives of the SIA was to provide a
first-round approximation of the ground water pollution potential
of surface impoundments.  The system was not designed to discover
if contamination had indeed actually occurred.  Such detailed
studies could logically follow the SIA with priority given to
those sites having high contamination potentials.  The steps
used in this system are outlined in Figure 2.7.  The SIA Manual
for Evaluating Contamination of Potential of Surface Impoundments
is reprinted in Appendix A.
of data used in this study.
sources listed as "Other":
Figure 2.8 illustrates the sources
Here are some of the more common
          Well Drillers Logs

          County. Governments - i.e. Sanitarians

-------
  % OF LOCATED
   SITES WHICH
  WERE ASSESSED
Figure 2.4
91-100
81-90
71-80
61-70
51-60
41-50
31-40
21-30
11-20
1-10
0
21
-11
51
21 -
6
6
>l
31

                                    NUMBER OF STATES
  % OF LOCATED
  IMPOUNDMENTS
   WHICH WERE
    ASSESSED
Figure  2.5
91-100
81-90
71-80
61-70
51-60
41-50
31-40
21-30
11-20
1-10
0
.91

.31

'6
6
5
Kl


                             NUMBER OF STATES,

-------
% OF TOTAL IMPOUNDMENTS
 IN EXISTENCE WHICH WERE
  LOCATED AND COUNTED*
        100
       95-99
       85-94
       50-84
       25-49
LESS THAN 25
                                 ni
M
                                          NUMBER OF STATES
   *Not all  States estimated  the  % of  total  impoundments
     located
                              Figure  2.6

-------
                    -16-
             EVALUATION SCHEME
STEP 1:   Rate the Unsaturated Zone



STEP 2:   Rate the Ground Water Availability



STEP 3:   Rate the Ground Water Quality



STEP 4:   Rate the Waste Hazard Potential



STEP 5:   Sum Up Overall Ground Water Comtamination




         Potential



         Step 1 + Step 2 -t- Step 3 + Step 4



STEP 6:   Rate the Potential Kndangerment to Water




         Supplies
                  Figure  2.7

-------
     EXISTING PERMIT FILES

 CONTAMINATION  CASE FILES

            GENERAL FILES

       TOPOGRAPHIC MAPS

          REMOTE SENSING

      FIELD INVESTIGATIONS

              INTERVIEWS

     EXISTING INVENTORIES

   INDUSTRIAL DIRECTORIES

          QUESTIONNAIRES

     PUBLIC PARTICIPATION

                 OTHERS


   Figure  2.8
  SOURCES OF DATA
       33
        NUMBER OF STATES
     USING THESE DATA  SOURCES
COMPARISON  OF  FILES  AND RECORDS
TO TOPOGRAPHIC MAPS

COMPARISON  OF  FILES  AND RECORDS
TO REMOTE SENSING

      REVIEW BY KEY STATE STAFF

               FIELD VERIFICATION

                          OTHER
                    i


  Figure  2.9

  VERIFICATION METHODS
                   JH
       NUMBER OF STATES
USING THESE VERIFICATION METHODS

-------
                              -18-
          U.S. Geological Survey Reports

          Soil Conservation Service Reports/Soil Surveys

          River Basin Plans

          Dairy Inspectors

          Chambers of Commerce
     0    "208" Reports and Surveys

     0    Consultant Reports

Since the data sources were largely "desk top," many States
employed verification methods to confirm the data collected.
Figure 2.9 illustrates the methods used.

DATA HANDLING

EPA made the decision to develop a centralized ADP system at
Washington which could handle all of the States' data at no
cost to them.  EPA developed the Surface impoundment Assessment
Information System (SIAIS) on IBM System 2000 software.

Limitations of the Study

The SIA was designed to provide a first round approximation of
the contamination potential of surface  impoundments.  The
methodology, funding, and rating system were not designed to
provide data that would prove valid on a site-specific basis.
Nevertheless, the data, when used in sufficiently large aggregates,
can establish the nature and extent of the potential impact on
ground water from surface impoundments.

Funding limitations dictated that priorities be established for
the inventory and assessments.  Consequently, the comprehensiveness
and accuracy of the data vary across categories.

Phase I, the Location and Count of Surface Impoundments, was
given the highest priority.  At a minimum, the State SIA Teams
were to exhaust all reasonable possibilities to locate and
count surface impoundments.

Phase II, the Hydrogeologic Evaluation of Surface Impoundments,
was to be conducted after completion of Phase I with whatever
funds remained.  Under Phase II, if it was presumed that there
would be more impoundments to evaluate than could be paid for
with the remaining funds, then the State was to conduct
hydrogeologic evaluations on one randomly selected impoundment
at randomly selected sites.  Funds were to be divided among the
several categories of impoundments as follows:

-------
                               -19-
      (1)   The  evaluation of  oil  and gas sites should not receive
           more than  5  percent  of the remaining funds;

      (2)   The  evaluation of  mining  sites should receive not
           more than  5  percent  of the remaining funds;

      (3)   The  evaluation of  industrial  sites  should  receive at
           least 50 percent but not  oiore than  80 percent of the
           remaining  funds;

      (4)   The  evaluation of  municipal sites should receive a
           minimum of 10  percent  of  the  remaining funds;

      (5)   The  evaluation of  agricultural sites should  receive
           a minimum of 10 percent of the remaining funds.

The rating system emphasized existing data sources and  is
essentially a  desk top study.  Depending on the State,  there
was little or  no field verification of  the data collected.
Accordingly, when viewed on  an individual site basis,
inconsistencies occur such'as  waste ratings which either
underrate  or overrate the waste  hazard  potential, or
identification  of sites  as active that  are closed or abandoned.

Although there  was a training  program developed and  guidances
issued on  a continual basis, the States  varied their approach
to the study.   To the degree that the rating  system  and training
allowed for subjective interpretation,  efforts between  individual
States were not consistent in  their waste rating scores, in
the priority they assigned to  assessing  the various  categories
of impoundments, or in the sources  and  interpretations  used  to
conduct the hydrogeologic evaluation.  Moreover, the quality
of State ground water programs varies considerably,  and the
availability and comprehensiveness  of the data vary  accordingly.
This limited the uses to which the  data  could  be put.

The waste  hazard score,  as used  in  the SIA, is  an approximation
of the hazard potential  that, is  based either on  Standard
Industrial Classification Codes  (SIC) or a general waste
identification.  It is important to  note that  this method of
classifying waste,  while reliable for large numbers  of  sites
viewed in  aggregate,  can result  in  errors on a  site  specific
basis.  For example,  an  impoundment  at a facility with  SIC code
classification of 28  (chemical products) without further
analysis would receive a relatively  high hazard rating.  However,
it is conceivable that upon further  investigation such  an
impoundment might be  found to contain cooling  water,  not chemical
wastes.  Because the  study was a first round approximation
conducted without extensive field verification, it was  not
always possible to  determine what waste an individual impoundment
contained.  The limited  field verification that was performed
suggests that while the extent may vary from State-to-State,
such "misscores" are  the exception,   not the rule.

-------
                              -20-
The term "hazardous," as used in the SIA, is not synonomous with
"hazardous waste" as used in RCRA since that definition was
developed after this study.  In addition, wastes were assigned
hazard values based on five parameters:  toxicity, mobility,
persistence, 'volume, and concentration.  As a result, facilities
which produce extremely high volumes of waste, such as mining
operations, could receive a waste hazard rating equal to a site
which produces relatively little waste of a higher toxicity.

-------
                              -21-


                          CHAPTER III

                   STATE REGULATORY CONTROLS

               AGENCY ORGANIZATION AND AUTHORITY
 INTRODUCTION

 One of the objectives of the SIA was to collect information
 on State programs dealing with surface impoundments in
 particular and ground water in general.  Accordingly,  EPA
 asked States to describe their laws, regulations,  institutions,
 funding, and the general efficacy of their programs and
 regulatory activities that affect surface impoundments.  This
 chapter is based on the  results .of these self-assessments.
 Although the information that follows represents  the status
 of State programs as described by State personnel,  there  were
 often differences of opinion within individual  State agencies
 concerning the effectiveness of programs.  As a result, the
 characterizations of programs provided in this  chapter may
 not reflect  official State views.

 In addition, many changes in State programs have resulted
 since the  time of the study (1978-1979)  due to  the  increased
 concern about  ground water protection at the State  level  and
 the passage  and  implementation of  Federal programs  under
 RCRA,  the  Superfund  and  the Safe  Drinking Water Act.

 LEGISLATIVE  BASIS

 At  the  time of  the  study  few States  had  laws relating
 specifically to  ground-water  contamination  from surface
 impoundments.  More  often,  States  derive  their  statutory
 authority  from broad  mandates  against  polluting the  "waters
 of  the  State."  in the majority  of  instances, State  laws were
 formulated primarily  with  surface  water  protection  in mind.
 In  some  cases  States  had  laws which  specifically related  to
 only one type of  impoundment or. laws  that provided different
 levels  of control for different types of  impoundments.

 For example, one  State had  six  different  agencies empowered
 under distinct acts which assigned authority over various types
 of operations.  California, on  the other  hand,   uses the Porter-
 Cologne Act as the primary basis for establishing specific
 standards for water quality control plans, waste discharge,
 and disposal of liquid waste.  A single State agency, the
 State Water Resources Control Board  (in conjunction with  the
 9 Regional Water Quality Control Boards) had the primary
responsibility for administering this and other  ground water-
 related legislation.

-------
                             -22-
Several States indicated they were in the process of developing
new, more stringent legislation that addressed ground water
specifically.  This was largely a result of recent Federal
legislation and increased demand for good quality water.
Hawaii, for example, was developing a State water code which
requires the following: (1) review of all water quality
programs, (2) establish agency responsibilities, (3) streamlined
regulatory processes, (4) establish guidance on water rights.

Table 3.1 is an overview of State authorities at the time of
the survey.  With regard to enabling legislation, most State
programs did not specifically address ground water pollution
from surface impoundments.  As discussed earlier, States
derived their statutory authority from broad mandates against
polluting the "waters of the State."  Where legislation
addressed surface impoundments, it generally focused on point
source discharges to surface water rather than seepage and
non-point pollution.                              t

STATE REGULATORY PROGRAMS

A majority of the States surveyed had some sort of regulatory
program involving a permitting system for waste impoundments
under either State or Federal programs.  In the States which
practice permitting and licensing (see Table 3.1) of surface
impoundments, the focus of the program was frequently directed
on  the treatment phase of the entire facility, or on the
direct discharge of wastes to surface water through the NPDES
program and  not on ground water contamination.  However, a
few State programs  (New Mexico, Connecticut, New Jersey, New
York, Pennsylvania, and California) concerned themselves directly
with the discharge of wastes to the ground water.

However, most State programs—whether they addressed facility
standards and direct discharges or whether they were empowered
to  permit indirect dischargers—reported that they were not
adequately staffed and funded to provide the comprehensive
plan reviews, regular inspections, effective monitoring programs,
and consistent, timely enforcement actions required to assure
compliance with permit conditions.

Enforcement  of permit requirements and pollution controls,  for
example, was subject to  the effects of limited  resources.
Approximately half  the States reviewed construction plans prior
to  issuing a permit, but only nine states regularly inspected
facilities,  and even these inspections were reported to be
sporadic due to time and staff constraints.

Over 50% of  the States could require a new operator to monitor
his facility in some manner.  However, again  resource constraints
limited both the number  of sites at which monitoring was actually
required and the efficiency of any State review of monitoring

-------
                                                             -23-


                                                           TABLE 3.1

                                                       STATE AUTHORITIES
               LEAD
STATE          AGENCY(S)

Alabama        Alabama Geological
                 Survey
               Water Improvement Gomm.
               Dept. of Public Health
               State Oil & Gas Board

Alaska         Dept. of Env. Conser.

American       Degt. of Health,
  Samoa        Dept. of Public Works

Arizona        Dept. of Health Services
               (11 Other Agencies
               included)

Arkansas       Dept. of Pollution Control
                 and Ecology
               State Health Dept.

California     Resources Agency DWR,
                 WRCB, RWQB

Colorado       Water Quality Control
               O&G Conservation Goran.
               Div. of Mined Land
                 Reclamation
               Dept. of Natural
                 Resources

Connecticut    Dept. of Environmental
                 Protection
Statutory  Rules/     License/ Plan
  Law     Regulations Permit   Review Inspection AGR  MUN   IND  OAG  MNG
   X
   X

   X
   X
   X
   X
               X
X

X
X
                                 X
X      X



X      X





X      X

X
                                                                       X
X
X
                                    XXX
                                    XXX
X            XXX


             X

X       X    X    X    X    X



        X    X    X    X    X

             X


X       X    X    X    X    X

             X              X
                       X



                            X


        XXX

-------
                                                             -24-

                                                      TABLE 3.1 (Cont'd)

                                                       STATE AUTHORITIES
STATE
Delaware


District of
Columbia
Florida
Georgia
Hawaii
Idaho
LEAD
AGENCY(S)
Div. of Env. Control-
Dept. of Health & Social
Services


Dept. of Env. Regulation
Dept. of Natural Resources,
Environmental Prot. Div.
Dept. of Health
Dept. of Health & Welfare
Statutory
Law

X



X
X
X

Rules/
Regulations

X



X
X
X

License/ Plan
Permit Review Inspection AGR MUN IND OAG

XX XX



XX X XXX
X XXX
XX XXX

MNC





X
X


                 Div. of Environment                 X

               Dist. Health Dept.
               Dept. of Water Resources
               Soil Conservation Com.
               Dept. of Lands

Illinois       Env. Protection Agency                X
               Dept. of Mines & Minerals             X

Indiana        Board of Health
                 Stream Pollution Control Board      X
                   Water Pollution Control Div.
                   Water Supply Section
                   General Sanitation section
                   Solid Waste Management Section
               Dspt. of Natural Resources            X

                   Reclamation Division
                   Oil and Gas Division
                  X
           X
X
X
X
X
X
X
X
           X
           X
X
X
X
X
X
X
         X
X
X
X
X
X
X
                 XXX

                 X    X

                 X              X
        X
X
X
X
     X
X
                                                  X
                            X
          X

-------
                                                             -25-

                                                      TABLE 3.1 (Cont'd)

                                                       STATE AUTHORITIES
STATE.

Kansas



Kentucky .


Louisiana



Maine

Maryland



Massachusetts


Michigan


Minnesota


Mississippi



Montana
LEAD
AGENCY(S)

Dept. of Health &
  Environment
  Div. of Environment

Dept. of Natural Resources
  & Environmental Protection

Office of Env. Affairs
Dept. of Natural Resources
Dept. of Agriculture

Dept. of Env. Protection

State Water Res. Adm.
Env. Health Adm.
Maryland Bureau of Mines

Water Resources Commission
Dept. of Env. Quality

Dept. of Natural Resources
Dept. of Public Health

Pollution Control Agency
Dept. of Natural Resources

Dept. of Natural Resources
Oil and Gas Board
Board of Health

Dept. of Health & Env.
  Sciences
Oil & Gas Conservation Div.
Dept. of State Lands
Statutory  Rules/     License/ Plan
  Law     Regulations Permit   Review Inspection AGR  MUN  IND  OAG  MNG
               X
X      X
X    X    X    X    X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X

X XX
X X


X XX
X

X
X

X XX
X XX
X
X
X X


X X
X
X X
X X
X X

X
X
X X
X


X X
X X
X X
X XX

X X


X


X X
X
X

X X
X



X X
X X

X

X
X
X
X
X



X




X

X
X


X



X

X

-------
                                                             -26-

                                                      TABLE 3.1 (Cbnt'd)

                                                       STATE AUTHORITIES

STATE
Nebraska

Nevada
New
Hampshire


New Mexico


LEAD
AGENCY(S)
Dept. of Env. Control
O&G Conservation Comm.
Dept. of Env. Protection

Water Supply & Pollution
Control Commission
Dept. of Health & Welfare
Env. Improvement Division
Oil Conservation Division
Coal Surface Mining
Statutory
Law
X
X
X


X
X

X
X
Rules/
Regulations
X
X





X
X
X
License/
Permit
X
X
X


X
X
X
X

Plan
Review
X




X

X



Inspection AGR
X

X


X

X
X


MUN
X

X


X
X
X



IND OAG
X
X
X


X
X
X X
X


MNC







X

X
New York

North
  Carolina
North .
  Dakota
Ohio


Oklahoma
New Jersey
                 Bureau
Dept. of Env. Conservation
Dept. of Natural Resources
  & Community Development
Dept. of Hunan Resources
Dept. of Health
Geological Survey
Public Service Commission

EPA
Dept. of Natural Resources.,

Corporation Commission
Dept. of Health
Water Resource Board
Dept. of Agriculture
Dept. of Mines

Dept. of Env. Protection
Dept. of Water Resources
            X
           X
       X
         X
                                                     X
                                                     X
X
X
X
X
X
X
X
X
                                                     X
X

X

X
X

X
X
X
            X
X
X
X

X

X
                                       X
                                                                            X
                                                                            X
     X
                                               XXX         X
                                                         X
XXX
                        X    X
                        X
                        X    X
                        X
          X
                           X
                           X
X    X



X    X

X
                  X
                             X    X

-------
 STATE

 Oregon



 Pennsylvania
Puerto Rico
 LEAD
 AGENCY(S)

 Dept.  of  Env.  Quality
 Dept.  of  Geology &
   Mineral Ind.

 Bureau of Water Quality
   Management
 Bureau of  Surface Mine
   Reclamation
 Bureau of  Topographic
   &  Geologic Survey

 Aqueduct  & Sewer Auth
 Env. Quality Board
 Dept.  of  Health
Rhode Island   Dept. of Env. Management
South
  Carolina
South
  Dakota

Tennessee
Texas


Utah

Vermont
Dept. of Health & Env.
  Control
Office of Water Quality

Div. of Water Quality Control
Div. of Solid Waste Mgmt.

.Dept. of Water Resources
Railroad Conm.

State Dept. of Health

Agency of Env. Conservation
           -27-

    TABLE 3.1 (Cont'd)

     STATE AUTHORITIES

Statutory  Rules/     License/ Plan
  Law     Regulations Permit   Review Inspection AGR  MUN  IND  OAG  MNG
   X

   X


   X

   X

   X

   X
   X
   X

   X



   X
   X
   X

   X
  X

  .X
                                                                 X
                                                  X
X

X
X

X
            X

            X


            X
                                                              X
                                                                                    X
                   X
                                                                                   X
                                 X
                                                                            X
X

X
                                          X
                                          X
                                    X
                                                                                                     X
                                                  X
                 X
                       X
                                                                                                          X
                                                                                                          X
                                                                                                          X
                                                                                                          X
X

X


X


X

X
                            X
                            X
                            X

                            X
                                                                                                X
                                                                                                               X
                                                                                                               X
                                              X

                                              X
X

X
                                                                                                                         X

                                                                                                                         X
X
X

X

-------
       -28-



TABLE 3.1 (Cont'd)




 STATE AUTHORITIES

STATE
Virginia

Washington
West
Virginia

Wisconsin
Wyoming



LEAD
AGENCY(S)
State Water Control Board
State Dept. of Health
Dept. of Ecology
Div. of Water Resources
Env. Health Division
Div. of Reclamation
Dept. of Natural Resources
Dept. of Env. Quality
O&G Conservation Ccmm.
Office of Ind. Siting
Mm.
Statutory
Law
X
X
X
X
X

X
X



Rules/
Regulations
X
X



X


X

X
License/
Permit
X

X
X


X
X
X


Plan
Review Inspection AGR


X


X
X
X X


X

MUN
X
X
X

X

X
X




IND OAG
X X

X
X


X
X
X

X

MTC





X
X
X




-------
                              -29-
data.  Frequently, facilities which existed before regulations
became effective were not subject to monitoring requirements
and, in many States these laws and regulations are relatively
recent.  As a result, many older facilities are not subject to
monitoring requirements even where such requirements exist.

A few States had developed computerized data bases that were
sampled for selected parameters periodically.  The ultimate aim
of these programs was to establish background quality so that
changes can be detected.

INSTITUTIONAL FRAMEWORK

The organization within States having responsibility for control
of surface impoundments covers a broad spectrum of practices at
the time of the study.  In general, institutional approaches
employed by the States may be characterized as single agency,
lead agency with cooperating agencies, or multi-agency.  Table
3.2 illustrates the percentage of States in these categories.
It appears that the majority of States fall into the multi-agency
category, i.e. have several agencies involved in regulating
impoundments, with no specific agency taking the lead.  It is
difficult to make other conclusions on a nationwide basis from
this table since some States did not include sufficient information
to adequately characterize their program.

Many States indicated that having several agencies involved in
water pollution control in general, and surface impoundment
controls in particular, can cause problems.  The surface
impoundment survey revealed voids and overlaps in management
authority, probably resulting from the involvement of several
agencies.  The State agencies often competed for limited resources
to accomplish similar goals.

At the time the study was conducted the legislature in Maine
had authorized a Ground Water Protection Commission, and regulations
were being drafted for control of hazardous waste.  In Colorado,
a ground-water quality task force responded to the passage of
the Safe Drinking Water Act by promulgating State rules which
will serve to regulate surface impoundments.  With increasing
attention to the control of designated hazardous waste under
RCRA, many additional States are currently considering actions
to improve coordination among agencies involved in ground-water
protection.

Impoundments in the Agricultural category were the most
consistently unregulated facilities.  Most States had no program
pertaining to these, other than voluntary construction requirements
established by the Soil Conservation Service (SCS).  After
agricultural impoundments, oil and gas sites were the least
regulated, particularly in the producing States in the East and
Midwest.  Even in the West and Southwest, where regulations

-------
                      -30-
            INSTITUTIONAL APPROACHES
                            NUMBER OF
                             STATES
           PERCENT
Single Agency

Lead Agency-with
  Cooperating Agencies

Multi-Agency

No Data
11


 9

19

11
22%


18%

38%

22%
                   Table 3.2

-------
                              -31-
either prohibit or severely limit the use of oil and gas
impoundments, the large number of such sites in the inventory
indicated that regulations were not strictly enforced.

PERSONNEL AND FUNDING

The issue most critical to the effectiveness of State programs
and most frequently mentioned by the States was funding and, as
a result, staffing.  In general, the States found current funding
and staffing inadequate.  A few States indicated that
funding and staffing were taxed just to maintain present programs.
Several States noted unfilled positions due to lack of funding
or hiring constraints, and lack of qualified candidates.

Staffing qualifications varied from State to State but most
positions dealing with ground-water contamination in general,
and surface impoundments in particular, require training in
hydrology or geology.  However, most States had difficulty
finding candidates with adequate training.

Ohio was training existing staff in ground water science and
policies and was hiring persons with some ground water background.
In many States, the staff had training in sanitary engineering
and water chemistry, but few had specific hydrogeologic
expertise.  This may reflect the bias towards surface water
quality.  States reported that the most critical issue to
hiring qualified staff obtaining adequate funding and
identifying competent candidates.

TECHNICAL DESIGN CRITERIA

Most States had established some type of technical design
criteria for siting, constructing, or operating surface
impoundments.  Here again there was a wide disparity between
States as to what was required, and often considerable difference
in technical requirements between agencies of a single State.
Most States applied design criteria on a case-by-case basis
depending on hydrogeologic conditions, type of waste and category
of impoundment, and aquifer quality and use.  The technical
requirements most commonly employed by the States included
liners, buffer zones  in the vicinity of production wells, and
the use of water quality standards.

The most common technical requirement was the use of  liners  to
prevent seepage.  Liners were usually required to meet a certain
maximum permeability.  The use of liners as a requirement often
depended on  waste  type.  Many States also used buffer zones  in the
vicinity of  production wells.  Essentially this type of
requirement  is not designed to protect ground water,  itself,
but it does  isolate areas of aquifers used as drinking water
supplies from  potential sources of contamination.  Isolation
zones prohibit siting of disposal facilities within  a given

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                               -32-
distance  from  a  well.   In most  cases,  the  distance  is  determined
by  the  type  of well  and hydrogeologic  conditions  in the  vicinity
of  the  well.   Distances varied  considerably,  with one  State
requiring  as little  as  a 200  ft.  buffer  and another a  buffer  in
excess  of  2000 ft.   While a number  of  States  were moving towards
ground-water standards, at the  conclusion  of  the  study only nine
(California, Florida, Maryland, New Jersey, New York,  New
Mexico, Nebraska, Utah, Virginia) had  done so.

Several more States  were in the process  of developing  new
regulations, or  legislation which would  authorize them.   Still
other States were developing  aquifer classification schemes
based on use patterns and ground  water quality.   Many  States
were developing  minimum standards for  impoundments  which were
part of a  treatment  chain, but  since this  focuses primarily on
surface features, such  an approach  may not significantly affect
ground  water contamination.

STATE ASSESSMENTS OF FEDERAL  PROGRAMS

The principal  Federal programs which the States discussed were
the ones implemented under the Resource  Conservation and  Recovery
Act (RCRA); the  Clean Water Act (CWA); Safe Drinking Water Act
(SDWA) which authorized the Underground  Injection Control
Program, the SIA, and the Sole Source  Aquifer Program; and the
Toxic Substances Control  Program.   There were a variety  of
attitudes  on these programs.

For example, California found that  Federal legislation and
programs have  had little  effect on  State programs because
Federal guidelines were no more stringent  that those of  the
State programs.  Delaware, on the other  hand, noted  improvement
in the State program directly attributable to Federal  initiatives.
Arkansas suggested that a ground-water protection program be
developed  in each State.  On the  other hand, Indiana stated that
while both State and Federal programs  are  weak, EPA oversight
is excessive.  Kentucky cited excessive  reporting requirements.
Vermont noted  a  need for  Federal  research  into the  long  range
effects of hazardous materials on the environment and the
development of uses  and markets for  these  wastes.

The most frequent comment made by the States was  the need for
Federal programs to  be  more flexible and to acknowledge  local
needs of the States.  South Dakota expressed a desire to see
Federal programs place  greater emphasis on local  governments
and their part in controlling ground water pollution.  Several
States, including Nebraska and Louisiana,  noted that Federal
programs do not always  apply from region to region and from
State to State due to variations  in  geology, hydrology, climate
and other geographical  features.  Arizona pointed out a need
for programs under CWA, SDWA, and RCRA to be coordinated and
integrated so  that the  programs support one another and avoid
duplication of effort.  Several States noted that control is

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                              -33-
best achieved through existing or modified State programs but
most required Federal funding to staff adequately and operate
some existing programs and any new ones.  Idaho noted that
improved auditing of Federally-funded State programs to assure
proper management and implementation could be the Federal
government's "most valuable contribution to ensuring strong
and uniform State enforcement policy."

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                               -34-


                            CHAPTER IV

                        LOCATION AND COUNT
 As  stated  in  Chapter II,  a total of 80,263  active and abandoned
 sites  has  been located and inventoried in the course  of the SIA.
 These  sites  contain a total of  180,973*  impoundments.

 The inventoried sites,  both active and abandoned  are  distributed
 among  six  categories designated as:

     Municipal
     Agricultural
     Mining
     Oil & Gas
     and Other

 Table  4.1  shows the nationwide  distribution  of  sites  and
 impoundments among  these categories.   Of  the 80,263 sites,
 31,386 were  randomly chosen to  be assessed as shown in Table
 4.2.   A State-by-State  distribution  of assessed sites  is  shown
 in  Appendices  I-IV.   The assessment  is described  in Appendix A;
 it  consists  generally of ratings  based on characteristics of
 the 'unsaturated zone,  the  saturated  zone, the transmissivity of
 the aquifer, and the waste.

 LOCATION AND COUNT

 Active Sites

 To  provide for nationwide  consistency  in  presenting and
 analyzing  the  results of the SIA,  we reorganized  some  of the
 data provided  by some States to get  a  uniform categorization
 of  the sites.   We based the reorganization on Standard  Industrial
 Classification  (SIC)  codes  to sort the data  according  to the
 original SIA instructions  or the  prevalent interpretation by
 the States.  This was necessary only where States  did  not
 assign a given  industrial  group to the proper SIC  code and, in
 general, States did  an adequate job  in identifying the correct
 classification  code.

 The relative importance, in terms of numbers, for  each category
 is  shown in Figure  4.1.  Thirty-one percent  of  all sites, and
 37% of all impoundments belong to the  oil and gas  category,
making it the most  important, -in  terms of numbers, in  the data
 base.  The municipal and agricultural  categories come  next  in
 terms of number of  located sites.  The number of assessed
*A11 numbers and percentages presented in this chapter reflect
 the numbers in the data base and represent only an approximation
 of the actual numbers of sites and impoundments in the various
 categories of data presented.

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                         -35-
                    LOCATED SITES
            Active     Active      Abandoned    Abandoned
            Sites   Impoundments     Sites     impoundments
Agricultural
Municipal
Industrial
Mining
Oil & Gas
Other
TOTAL
14,677
19,116
10,819
7,100
24,527
1,500
77,739
19,167
36,179
25,749
24,451
64,951
5,745
176,242
173
630
941
264
463
53
2,524
270
1,006
2,163
587
537
168
4,731
Total Located Sites 80,263
Total Located Impoundments 180,973
                      Table 4.1

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                               -36-
                          ASSESSED SITES
                Active      Active      Abandoned    Abandoned
                Sites    Impoundments     Si,tes     Impoundments
Agricultural
Municipal
Industrial
Mining
Oil & Gas
Other
TOTAL
6,597
10,675
8,193
1,448
3,304
327
30,544
7,133
13,626
10,664
2,045
3,330
327
37,125
49
147
469
104
50 :
23
842
49
152
578
105
54
26
964
Total Assessed Sites 31,386
Total Assessed Impoundments 38,089
                           Table 4.2

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   OC

LLJ O
^$$^$$$$$^^^^
                                                                  I
                                                                                            CO.
                                                                                    •*

                                                                                     0)

                                                                                     D
                                                                                            CO
                                                                                            "J

                                                                                            53
                                                                                            UJ
                 O

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                               -38-
 sites reflects the greater emphasis placed on municipal and
 industrial sites, while the mining and oil and gas category
 were given less consideration.  The study specified this approach
 since mining, oil and gas sites, and agricultural sites are
 generally located in more remote areas and therefore have a
 lower potential for adverse impact on large numbers of people.

 Agricultural Category

 Included in the agricultural category are all impoundments
 associated with farming, crop production and animal husbandry.
 Specifically excluded are slaughterhouses and other animal
 processing facilities which belong in the industrial category.

 The location of the agricultural sites,  depicted in Figure 4.2,
 shows a high concentration of these sites in the Midwest and*
 the central and southeastern United States.   Heaviest
 concentrations are in Minnesota, Missouri,  Kansas,  Nebraska,
 South Carolina, Georgia, Michigan, and Illinois.  The  States
 of Louisiana and Nevada chose not to inventory agricultural
 sites.

 A  breakdown by SIC codes is  contained  in Table 4.3  and  shows
 that general livestock and dairy farms comprise the  greatest
 number  of  sites,  followed  by hog farms and cattle  feedlots.

 Municipal- Category

 Three types  of facilities  make  up the  municipal category.

      1  - All  domestic  waste  treatment  facilities regardless of
         ownership,  including municipal  sewage treatment plants
         and  privately owned  facilities  located at hotels,
         restaurants,  mobile  homes,  parks and  subdivisions (SIC
         code  4952) .

      2 - Impoundments  associated  with  water  treatment facilities
         (SIC  code 4941) .

      3 - Impoundments  used to collect  seepage  and run off at
         ^landfills  (SIC  code  4953).

The  location of the municipal sites  is depicted  in Figure 4.3,
and  shows a higher concentration  in the eastern  half of the*
nation.  The location  of these sites is evidently tied to the
population centers.  The apparently higher concentration in
Florida is deceptive since septic tank drainfields were included
by this State  in the inventory of municipal impoundments.

A breakdown by SIC codes is contained in Table 4.4, and shows
that the majority of sites in this category are the sewage
treatment plants and other domestic waste treatment facilities.

-------
AGRICULTURAL SITES
                                                    --•^
    Figure 4.2
                             Note: Louisiana and Nevada did not
                                   inventory agricultural sites

-------
       -40-
SIC CODE BREAKDOWN
        OF
AGRICULTURAL SITES
SIC
Code
01
0211
0213
021, 0212,
0214, 0291
0241
025
027
029
0921
Type
Facility
Crop Production
Cattle Feedlot
Hogs
Livestock
General
Dairy Farms
Poultry Farms
Other Fur Bearing
Animals
General farms
Fish Hatcheries
Located
Sites
90
1,599
2,528
4,402
4,141
515
215
1,112
18
Located
Impoundments
190
2,974
3,492
5,333
4,732
717
336
1,208
95
Assessed
Sites
81
413
1,062
2,049
2,058
284
132
504
14
    Table 4.3

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MUNICIPAL SITES
   Figure 4.3

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                              -42-
                       SIC CODE BREAKDOWN
                               OF
                        MUNICIPAL SITES
SIC
Code
4941
  Type
Facility
Located
 Sites
Water Treatment
  Plant                  768

Sewage Treatment
  Plant               17,467

Municipal Sanitary
  Landfill               179
  Located       Assessed
Impoundments      Sites
                                               1,307


                                              32,856


                                                 446
                                 483


                               9,740


                                 149
                           Table  4.4

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                              -43-
The small number of sites in the sanitary landfill category is
probably due to general lack of knowledge about these sites and
may not be a true representation for this type of impoundment.

Industrial Category

The industrial category includes all impoundments used in the
processing, storage or disposal of industrial waste but excludes
impoundments used for raw or processed material storage or in
the manufacturing process.  The location of the industrial
sites is depicted in Figure 4.4, and shows a higher concentration
in the eastern part of the nation and along the West Coast.

A breakdown by SIC codes is contained in Table 4.5 and shows
that impoundments are widely used throughout industry.  The
most important users of impoundments are the food processing
industry (2,087 sites and 4,960 impoundments) and the chemical
industry (1,414 sites and 4,377 impoundments).  Other industries
accounting for more than 1,000 impoundments each are the petroleum
refineries; power plants; paper and allied'products; stone,
clay and glass products; primary metals; and fabricated metals.

Oil and Gas Category

The oil and gas category is comprised strictly of impoundments
associated with oil and gas extraction, commonly known as brine
pits.  Two types of brine pits are found in the oil fields—
disposal pits, which most States discourage except where they
do not endanger ground water, and emergency pits, where generally
the brine should not be held for more than 24 to 72 hours.
Because they are used extensively and sometimes on a continuous
basis, emergency pits, normally excluded from the SIA, were
included by most States for this category.  Well drilling mud
pits were excluded and refinery wastes are included in the
industrial category.

There are 24,527 oil and gas sites in the data base with a
total of 64,951 impoundments, and 3,302 sites which have been
assessed.  A geographic breakdown of the sites is provided in
Figure 4.5.  Because of the high concentration of these brine
pits in very localized areas, these sites are most often not
representative of ownership or of single facilities as in the
other categories.  In Arkansas each oil field was considered a
site; in the small fields, each impoundment was counted, but
in the larger fields, the total count was extrapolated from
the count in one portion of the field.  New York assumed one
impoundment per lease and used well coordinates for the
impoundment location.  Pennsylvania assumed one impoundment
per well.  In Texas the impoundments were grouped by oil field
or by 5 minute quadrant.  Coordinates for the center of the
oil field or of the 5 minute quadrant were used as site
coordinates.  In New Mexico, all impoundments within a given

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INDUSTRIAL  SITES
   F,igure 4.4

-------
      -45-
INDUSTRIAL SITES
SIC
Code
1389
07
20
21
22
23
24
25
26
27
28
29
30
31
32

33
34
35
36
37
38
39
40-47
491
492
493
496
4953
517
Type Located
Facility Sites
Oil Field Services
Agric. Services
Food 2
Tobacco
Textile Mills
Apparel
Lumber and wood
Furniture & Fixtures
Paper & Allied
Printing & Publishing
Chemical & Allied 1
Petroleum & Allied
Rubber & Misc. Plastics
Leather Products
Stone, Clay & Glass
Products
Primary Metals
Fabricated Metals
Machinery
Electric & Electronic
Transportation Equip.
Instruments
Misc. Manufacturing
Transportation
Power Plants
Gas Production & Dist.
Combination Elec/Gas
Steam Suply
Industrial Refuse Sites
Petroleum Bulk Terminal
554 Service Stations
721
7542
Cleaning Establishments
Car washes
266
93
,087
6
. 258
10
348
23
371
18
,414 ••',.
•671
156
34

698
574
661
174
200
217
47
235
310
543
240
39
17
199
65
50
251
59
Located
Impoundments
764
167
4,960
11
536
13
781
35
1,249
24
4,377
1,884
252
104

1,243
1,380
1,316
294
391
487
92
359
516
1,671
543
81
35
602
141
65
381
72
Assessed
Sites
97
83
1,608
5
210
10
294
20
288
15
1,176
537
129
31

580
444
513
141
177
152
36
120
239
442
63
37
14
162
47
45
130
49
   Table 4.5

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SHIIS SV3 QKV 110

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                               -47-
 36  square mile  township  range  were  given  the  coordinate  of  the
 center  of the range,  which  explains the regular  pattern  observed
 in  that State.

 Mining  Sites

 The mining category  includes impoundments  associated  with ore
 extraction and  on  site activities such as  washing,  crushing
 and sorting of  ore,  as well as  treatment of mine wastewater.
 It does not include milling and processing wastes which  are
 included in the  industrial  category.

 The geographic  distribution of mining sites is illustrated of
 Figure  4.6 and  shows  a higher  concentration of sites  in
 Pennsylvania, Ohio and West Virginia, associated mostly  with
 coal mining.  Some ore mining  activity takes  place  in almost
 every State except Maine, New  Hampshire, Rhode Island,
 Massachusetts and  Delaware.

 The type of mining activities going on in each State  is
 illustrated in  Figure 4.7.  Table 4.6 which is a breakdown of
mining  sites by  SIC code, shows that the majority of sites and
 impoundments are associated with bituminous coal and lignite
mining.

 As in the oil and gas category, the sites do  not necessarily
 represent ownership or facilities.  For example, in Ohio, the
 count includes  "strip pits" grouped by 7.5 mn quadrangle with
 each quarter of  the quadrangle counted as a site.

 In Pennsylvania, the State assumed each deep mine permitted
 after January 1, 1966 had at least one impoundment  located
 near the mine portal, and each surface mine permitted after
January  1, 1972 was also assumed to have one  impoundment.
This method did not distinguish between active and  abandoned
 sites.

Abandoned Sites

Most States only recorded data on abandoned sites as they were
 found during the inventory of active sites.  Some States did
not inventory them at all; therefore, the data on abandoned
sites are not complete and cannot be used to draw any conclusions
on a nationwide basis since there are not enough facilities to
provide  a statistically valid data set.

The inventory of abandoned sites is presented in Appendix B.ll.
Abandoned sites account for 6 percent of all located sites in
the data base.   A distribution by category is shown in Figure
4.8 and  is a reflection of the emphasis  placed by the States
on diverse categories rather than a true representation of the
abandoned sites population.  Most abandoned sites inventoried
and most of the ones assessed fall in the  industrial category.

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MINING  SITES
Figure 4.6

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  TYPE OF MINING ACTIVITY
                                         10 =  METALS
                                         11 =  ANTHRACITE
                                         12 =  BITUMINOUS  COAL AND LIGNITE
                                         14 =  NON METALLIC MINERALS
                                         UNDERLINED NUMBERS INDICATE
                                         PREVALENT ACTIVITIES
Figure 4 .7

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                              -50-
                       SIC CODE BREAKDOWN
                              FOR
                          MINING SITES
SIC
Code
    Type
  Facility
Located   Located    Assessed
 Sites  Impoundments  Sites
10

11

12


14
Metals              501      1,754

Anthracite          350        459

Bituminous Coal
 and Lignite      5,038     19,891

Non-Metallic
 Minerals         1,187      2,272
                       247

                         7


                       830


                       369
                           Table 4.6

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OF ABANDONED  POPULATION
      601-
      50
      40
      30
      20
      10

                                    n
                                             DISTRIBUTION  OF  ABANDONED SITES
                                                      BY CATEGORY
                                                            AGRICULTURAL

                                                            MUNICIPAL

                                                            INDUSTRIAL

                                                            MINING

                                                            OIL & GAS

                                                   j      j OTHER
                                                    n
                   LOCATED SITES
LOCATED IMPOUNDMENTS
                                                                                   ASSESSED SITES

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                              -52-
CHARACTERISTICS OF IMPOUNDMENTS

The data collected on the randomly chosen "assessed sites"
consist of two parts, data on the characteristics of the
impoundments (purpose, age, size, construction features) and
the hydrogeologic assessment of the site.  The impoundment
characteristics will be discussed here, with the hydrogeologic
assessment discussed in the following chapter.

A distribution of the assessed sites is shown in Figure 4.9.
A majority of the located industrial sites (75 percent) were
assessed, representing 41 percent of the impoundments in this
category.  Approximately half of the agricultural and municipal
sites (45 percent and 56 percent respectively) were assessed,
representing 37 percent of the agricultural impoundments and
38 percent of the municipal impoundments.

In contrast only 20 percent of the located mining sites and 13
percent of the located oil and gas sites were assessed.  This
represents 8 percent of the mining impoundments and 5 percent
of the oil and gas impoundments, making detailed analysis of
the data in these two categories less meaningful.

Purpose of Impoundments

A summary of the primary purposes of the impoundments is
contained in Table 4.7.  In the municipal category, the primary
purpose is treatment.  Impoundments associated with water
treatment plants are most often used for settling of sludges.
At sewage treatment plants, the most common uses are settling
of raw and treated sewage, and oxidation and stabilization of
primary and secondary effluent.

Impoundments in the industrial category serve a multitude of
purposes; 52 percent of the impoundments are used for treatment
of the waste:  settling, anaerobic or aerobic digestion, pH
adjustment, equalization, polishing, etc.  Fifty-five percent
of the impoundments in the agricultural category are used for
waste storage, usually prior to land application.  In the
mining category, the primary use is treatment which generally
consists of settling prior to discharge into streams.  In the
oil and gas category the primary use (67 percent) is disposal;
29 percent of the oil and gas impoundments in the data base are
storage, (i.e. emergency pits), and 4 percent are used for treatment
prior to discharge, (usually oil skimming).

Size of Impoundments

The size distribution of the impoundments in the various
categories is shown in Table 4.8.  In the agricultural category,
most of the impoundments (87 percent) cover less than one acre in
surface area with the largest reported agricultural impoundment
665 acres.

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                                ASSESSED SITES
20 -
10 -
                                                   ||  SITES
                                                            IMPOUNDMENTS
        AGR            MUN
MNG            OAG     CATEGORY
                                 Figure  4.9

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                              -54-
                    PURPOSE OF IMPOUNDMENTS
                          (By Percent)
                      Storage
             Disposal
                                                    Treatment
Agricultural
Municipal
Industrial
Mining
Oil & Gas
55
 5
17
18
29
26
31
31
27
67
19
64
52
56
 4
                            Table 4.7

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% Sites
                              -55-








                         IMPOUNDMENT  SIZE




                             (Acres)
                                       5-<10    10-<100    >100
Agricultural
Municipal
Industrial
Mining-Metals
Mining-Coal
& Lignite
Mining-Other
Non-Metals
Oil & <3as
20
20
29
10
24
5
46
67
37
40
26
60
21
29
10
30
20
22
6
22
23
1
6
5
6
4
11

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                              -56-
In the municipal category, most of the impoundments are less
than five a.cres (87 percent), with a slight predominance of
impoundments in the 0.1 and 1 acre range.  The larger municipal
impoundments (largest reported is 850 acres) are usually oxidation
ponds and sludge disposal lagoons.

The picture is similar in the industrial category where 89 percent
of the impoundments are less than five acres.  However, some 20
industrial impoundments have been reported which exceed 1,000
acres with the largest impoundment reported covering 5,300
acres.  Most of these larger impoundments are located at power
plants (cooling lakes), paper mills and copper refineries.

Because the practices included in the mining category vary
widely in their use of impoundments, this category has been
divided according to the SIC codes.  Impoundments associated
with coal mining are generally small; 84 percent are less
than one acre.

They are larger in the other two categories.  In the non-metal
mining 52 percent of the impoundments are greater than five acres.
Largest reported sizes are 299 acres in the coal mining category,
1,990 acres in the metals mining and 1,229 acres in the non-metal
mining category.

Finally oil and gas impoundments are usually very small; 46 percent
are less than 0.1 acres and 98 percent are less than five acres.  The
largest reported size is 79 acres.

Characteristics of Impoundments - Liners

The data show that 16 percent of agricultural impoundments are lined.
This number increases to 23 percent in the municipal category and
28 percent in the industrial category.  For the mining and oil
and gas categories, the percentage of lined impoundments is
17 percent and 10 percent respectively.  It should be noted
that for the purpose of the national report, impoundments
which used soil amendments (such as bentonite mixed with native
soil) or compacted soils to reach a low permeability were
considered to be lined.  In some instances, States did not
count such as lined.  A complete discussion of the liner categories
is provided in Appendix A.

The distribution of lined impoundments varies from State to
State as shown in Figures 4.10, 4.11 and 4.12 for the agricultural,
municipal and industrial categories.  Some States are consistently
higher than the national average (Idaho, Nevada, Oregon,
Illinois, Pennsylvania, and Kentucky).  While this is indicative
of a generally stronger water protection program, it is in
some cases a result of the hydrogeologic settings or specific
industrial practices in the State.  In some States certain
categories are given more emphasis than others.  In addition

-------
 USE  OF  LINER IN  THE
AGRICULTURAL CATEGORY
                                 100-500  SITES
                                 500-1000 SITES
                                 >1000  SITES
                              NA  -   DATA AVAILABLE  ON < 10% OF THE SITES
                              18  - % SITES LINED
                                0  - <1% LINED
Figure  4.10

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    USE OF LIHER IN THE
    MUNICIPAL CATEGORY
                       	  <100
                       I     I 100-500
                             500-100
                              >1000
                       NA  - DATA AVAILABLE ON
                       42  - % SITES LINED
                        0 -<1% OF SITES LIMED
<10% OF THE SITES
F:gure 4.11

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USE OF  LINER IN THE

INDUSTRIAL  CATEGORY
                           <50

                           50'250
                           250-500


                     NA - DATA AVAILABLE ON < 10% OF THE SITES

                     24 - % SITES  LINED

-------
                               -60-
 to the States listed above,  50 percent or more  of  the industrial
 impoundments  are lined in Texas,  Nebraska, Kansas,  and Alaska.
 In Minnesota  50  percent or more of the agricultural impoundments  are
 lined, and  more  than 50 percent of municipal  impoundments  are  lined
 in Wisconsin.  In contrast,  less  than 10  percent of impoundments  are
 lined  in  every category in Indiana,  Ohio,  South Carolina,
 Florida,  Mississippi and Montana.

 Because a small  percentage of  impoundments were assessed  in  the
 mining and  oil and gas categories, the data in  these  categories
 do not Tend themselves to State by State  breakdowns.   However,
 there  was a sufficient amount  of  data to  establish  that in the
 oil and gas category,  only 3 percent of the disposal  pits  are  lined
 while  18  percent of the storage,  i.e. emergency pits  are.

 In the municipal category, impoundments located at  landfill
 sites  are lined  more often than the  other  types of  impoundments
 (30 percent to 21  percent).  Figure  4.13  shows  that in the
 industrial  category there is a slight relationship  between the
 use of liners and  the  SIC codes (e.g.,  SIC codes that  are
 associated  with  potentially hazardous waste have a  slightly
 higher percentage  of lined impoundments)  and more particularly
 between the type of liner used and the  SIC code.  For  example,
 in SIC code 36—electric and electronic,  which  includes battery
 manufacturing —more than half the liners  are synthetic, while
 in SIC code 24—lumber and wood products—most  liners  are
 naturally occurring soil materials.   There is also  a  relationship
 between the age  of  the impoundments  and the use of  liners
 (Table  4.9).   Generally the younger  impoundments are  lined
 more often  than  the older ones, reflecting an increased awareness
 of the  need to protect ground  water.

 Impoundment Surveillance - Monitoring Wells

 When the  data  on monitoring wells  were  entered  in the  computer,
 the difference between "unknown" and  "no monitoring wells" was
 lost and  the  only hard  data now retrievable are the number of
 sites  with monitoring  wells.   A total of 1,564  sites are monitored:
 725 of  these  fall  in the  industrial  category and 634  in the
municipal category.

 The distribution of  known monitoring  wells, by  State,  for  the
municipal and  industrial  categories  is  shown in Figure 4.14
 and 4.15.   Monitoring,  like lining,  is more prevalent  in some
 States  than others.  Florida,  Pennsylvania, Texas and  California
 account for 44 percent  of the  sites known  to be monitored  in the
 industrial category, and  Florida and  California account for
 64 percent of the sites  known  to be monitored in the municipal
category.    In the industrial category monitoring is more prevalent
 in certain SIC codes.  The distribution of monitoring by SIC
codes  is shown in Figure  4.16.   These data  show that 32 percent of
 the industrial refuse  sites and 20 percent of the sites in the

-------
               o
               n
FOOD
TEXTILE

LUMBER &
WOOD

PULP &
PAPER

CHEMICAL

PETROLEUM
REFINERIES

STONE, CLAY
&  GLASS

PRIMARY
METALS

FABRICATED
METALS

MACHINERY

ELECTRIC  &
ELECTRONICS

TRANSPORTATION
EQUIPMENT

MISC.
MANUFACTURING

ELECTRIC
UTILITIES

IND.
REFUSE
                                                                       o o f* o 3 x>
                                                                       r- O CO O m =°
                                                                       ^1 3!?i3
                                                                         S *s is
                                                                         " -" =j 5 >
                                                                         en
                                                                         o
                                                                                 GO

-------
              -62-








         COMPARISON OF




    INDUSTRIAL  IMPOUNDMENTS




         Age vs.  Liner
  AGE
% LINED
 1-5




 6-10




11 - 15




16 - 20




21 - 30




   >30
  36




  30




  23




  25




  17




  18
           Table 4.9

-------
 MONITORING WELLS
MUNICIPAL CATEGORY
                                        14 = NUMBER OF  SITES MONITORED

-------
 MONITORING WELLS
INDUSTRIAL CATEGORY
                                    7 = NUMBER OF SITES MONITORED
 Figure  4.15

-------
                                  USE OF MONITORING  WELLS IN  THE
                                        INDUSTRIAL  CATEGORY
07   - AGRICULTURAL SERVICES

20   - FOOD INDUSTRY

22   - TEXTILE MILLS

24   - LUMBER & WOOD

26   - PAPER &  ALLIED

28   - CHEMICAL &  ALLIED

29   - PETROCHEMICAL

30   - RUBBER & MISC. PLASTICS

32   - STONE, CLAY & GLASS

33   - PRIMARY  METALS

34   - FABRICATED METALS

35   - MACHINERY

36   - ELECTRIC  & ELECTRONIC (BATTERIES)

39   - MISC. MANUFACTURING

491  - POWER PLANTS

4953 - INDUSTRIAL REFUSE
                                                                                                    MONITORED
                                          Figure  4.16

-------
                              -66-
agricultural services category are being monitored; more than
10 percent of the sites are monitored in the Paper and Allied,
Chemical and Allied and Electric and Electronic categories;
and nearly 20 percent of the impoundments located at power'
plants are monitored.

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                              -67-



                           CHAPTER V

                        ANALYSIS OF DATA
In this chapter, we will examine the results of the assessment
and attempt to use the data to draw correlations that provide
an insight on the potential impact of surface impoundments on
ground water.  Only the categories where the data can ±>.e considered
valid on a nationwide basis will be used; these are data in the
agricultural, municipal, industrial, mining and oil and gas
categories.  Excluded are the "abandoned" categories which are
too incomplete, and the "other" category, which some States
used to store data not directly related to the SIA, such as
industrial septic systems and impoundments which were excluded
by definition from the SIA.  As in the preceding chapter, the
numbers and percentages reflect the data base and are an
approximation of the actual numbers.

RESULTS OF THE ASSESSMENT

Step 1, The Unsaturated Zone                              	

Step 1 is intended as a measure of the ability of the unsaturated
zone to impede or retard the downward movement of the waste
contained in the impoundments.  The score is based both on the
thickness and lithology of the unsaturated zone.

A summary of the ratings for the unsaturated zone is shown in
Table  5.1.  This table shows a fairly even distribution of
sites  among the different types of earth materials, except for
the very impermeable materials (k =10~7 cm/sec) where only 7
percent of the sites are located.

The numerical component of Step 1, which ranges from 1 to 9 can
be used to divide the sites in three broad groups representing
varying degrees of contamination potential.

Group  I - A score of less than 3 represents sites located in
          thick and relatively impermeable unsaturated zones
          which would provide good protection to underlying
          aquifers.

Group  II - A score of 3 to 6 represents sites where moderate
           protection to underlying aquifers is provided by a
           fairly  impermeable or fairly thick unsaturated zone.   -

Group  III -  A  score of greater than 6  indicates sites with
             a  very thin or very permeable unsaturated zone
             affording  little protection to underlying aquifers.

-------
STEP 1 - RATING OF THE UNSATORATED ZONE


EARTH MATERIAL





Permeability cm/sec
No. (%) Sites
Thickness
(m)
>30
>10 £30
>10 <30
XL <_ 3
>0 £1
Gravel,
Medium to
Coarse Sand

Cavernous or
Fractured
Limestone ,
Evaporites,
Basalt Lava
Fault Zones

>l(r2
6,236 (20)
Score Nb.
9 1,017
9 892
9 1,398
9 1,386
9 1,543
Fine to Very
Fine Sand


Fractured
Igneous and
Metamorphic
(Except Lava)
Sandstone
(Poorly
Cemented)
io-£io-2
5,675 (18)
Score No.
6 843
7 760
8 833
9 1,002
9 2,237
Sand with
<15% clay,
silt

Sandstone
(Moderately
Cemented)
Fractured
Shale


io-5-io-4
6,623(21)
Score No.
4 775
5 1,053
6 2,039
7 1,864
9 892
Sand with
>15% but
<50% clay
« •£
Sandstone
(Hell
Cemented)


>10-5
4,720 (15)
Score No .
2 544
3 959
4 2,118
5 778
9 321
Clay with
<50% Sand


Siltstone




>10~6
6,148 (19)
Score No.
0 693
1 1,635
2 2,239
3 1,319
9 262
Clay


Unfractured
Shale,
Igneous and
Metamorphic
Rocks


>10~7
2,093 (7)
Score No.
0 384
0 422
0 648
1 385
9 254
              Table 5.1

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                              -69-
An analysis of Figure 5.1 shows that nearly 50 percent of the
sites fall in Group III.  This percentage is highest in the
municipal and industrial categories where 56 percent and 50
percent of sites respectively are located in areas where they
threaten underlying aquifers.  Thirty percent of the sites
fall in Group II.  The percentage of agricultural sites found
in this group is significantly higher (43 percent) than for
sites in the other categories.

Finally, 22 percent of all sites are located in areas where the
unsaturated zones afford good protection to underlying aquifers.
This percentage is highest in the oil and gas category (47 percent)
and lowest in the municipal category (16 percent).

Step 2, The Saturated Zone

The Step 2 score is based on the saturated thickness and lithology,
or the permeability of the saturated zone, and is a measure of
the transmissivity of the aquifer.  Table 5.2 shows that a
majority of the sites (55 percent) are located over highly permeable
aquifers, with only ten percent located over fairly impermeable
formations (k >10~° cm/sec).  Using the. same rationale as in Step
1, the sites can be divided in three groups:

     Group I -  A score of less than 3 indicates aquifers with
                very low transmissivity where contaminants
                would move slowly.

     Group IT - Sites where Step 2=3 are located over thin or
                moderately permeable aquifers.

     Group III - A step 2 score greater than 3 indicates sites
                 located in ares where thick and very permeable
                 aquifers would allow a widely dispersed
                 contaminant plume.

An analysis of Figure 5.2 shows that the data are definitely
skewed towards Group III.  Seventy-one percent of all sites
fall in this group.  The industrial category has the greatest
percentage (78 percent), while the mining category has the lowest
(47 percent).

Approximately 20 percent of all sites fall in Group II, with
the mining category leading the ranks in this group (32 percent).

Only 11 percent of all  sites  fall  in Group I.  Mining and oil
and gas sites appear more frequently in this group  (21 percent  and
18 percent respectively) than the  other categories.

-------
                 3D
                 O
                 C
                 •o
                                                                                                                                     CJI
                                                                                                                                     O
                                                                                                                                                              CO
                                                                                                                                                              a
                                                                                                                                                              CO
                                                                                                                                                                 o
 H-
OQ

 l-i
 ft>
                                         CO
                                         25
                                                                                                                                                                 m
                                                                                                                                                                 a

                    ^^^$^^^
                  C/3
I
I
                  00
                  O

                                                                                  Qo

-------
                                -71-
             STEP 2 - RATING OF THE SATURATED ZONE
                Gravel or
                sand
              Sand with
              >50% clay
Clay with
>50% sand
EARTH MATERIAL
                Cavernous or
                Fractured Rock,
                Poorly Cemented
                Sandstone,
                Fault Zones
              Moderately
              Well  Cemented
              Sandstone,
              Fractured
              Shale
Siltstone,
Unfractured
Shale and
other
Impervious
Rock
Permeability
  (cm/sec)
1-4
                                                       <10
                                                          ~6
NO.
(%) Sites
Thickness (m)



>30
3-30
<3
17,
298
Score
6
5
3
9,
6,
1,
(55)
No.
653
535
110
11,
069
Score
4
3
1
6,
4,

(35)
No.
235
408
426
3,
087
Score
2
1
0
1
1

(10
No.
,402
,261
424
)




                              Table 5.2

-------
                                   CHARACTERISTICS OF THE*   SATURATED ZONE
% OF SITES
80
70
60
40
30
20
10
1
ST
•• ui


ill




GROUP 1
EP 2 < 3
                                                 GROUP  II
                                               STEP 2=3
  GROUP III
STEP 2 >
                                                                                                     -  STEP  2  SCORE
                                                  F i
-------
                              -73-
Step 3, Ground Water Quality

Step 3 is a rating of Ground Water Quality based on current
usage and total dissolved solids (TDS).  Table 5.3 shows that
almost 87 percent of the sites are located over aquifers currently
used as a source of drinking water, while less than 2 percent are
located in areas where there is no ground water or where it is
extremely saline (>10,000 mg/1 TDS).  These proportions are
constant throughout the different categories, as shown in Table
5.4, with the mining and oil and gas sites having a slightly
lower percentage of sites located on drinking water aquifers
(80 percent) and the industrial category having the highest
percentage (89 percent).

The Hydrogeologic Setting

Another way to look at the data provided in the first three
steps of the assessment is to combine the scores to obtain a
general picture of the hydrogeologic characteristics of the
sites assessed.  Two groups clearly emerge:  sites with a low
potential to contaminate an aquifer (Group I) and sites with a
high potential to contaminate ground water (Group III).
Between these two extremes are .all other sites (Group II).

     Group I - Low Endangerment Potential.

               This group is comprised of sites which fall in
               Group,! for Steps I and II (i.e. are located in
               areas where the unsaturated zone is very thick
               or very impermeable and the aquifer has low
               transmissivity) and where the ground water is
               not currently used and of poor quality (>J3,000
               mg/1 TDS) or where there is no ground water.

     Group II - Moderate Endangerment Potential

                This group contains sites where a good aquifer
                is protected by a thick unsaturated zone, or
                sites where the ground water is not currently
                used but is of good quality:  in other words,
                sites where potential endangerment is moderate,
                since seepage is somewhat mitigated by natural
                conditions.

     Group III - High Endangerment Potential

                 This group is comprised of sites which fall
                 in Group III for Step I and II  (i.e. located
                 in areas where highly transmissive aquifers
                 are poorly protected by thin or very permeable
              '   unsaturated zones) and where the ground water
                 is currently used or of high quality 1,000
                 mg/1 TDS).

-------
                               -74-
               RATING  OF  THE  GROUND WATER QUALITY
Ground Water Quality
  TDS mg/1
No. of Sites (%)
Located Over Aquifers
Used As a Supply
<500 or current drinking water

>500 - £1,000

>1,000 - £30,000

>3,000 - £10,000

>10,000

No ground water
37,464 (86.7)

 1,629 (  5.1)

 1,347 (  4.2)

   629 (  2.0)

   289 (  0.9)

   276 (  0.9)
                           Table  5.3

-------
            -75-









GROUND WATER QUALITY RATINGS




        by CATEGORY
Ground Water Quality
(TDS mg/1)
£500 or
water
>500 -
>1,000
>3,000
>10,000
No grou
drinking
source
<1,000
- £3,000
- £10,000

.nd water pres
AGR
%Sites
88
3
2
4
0
ent 1
;1
.6
.2
.0
.8
.6
MUN
%Sites
88
4
4
1
1
0
.4
.4
.2
.9
.1
.5
IND
%Sites
88
5
3
1
1
0
.7
.8
.0
.2
.2
.7
MNG
%Sites
80
7.
8.
2.
0.
1.

9
5
4
5
7
OAG
%Sites
80
7
10
0
0
1
.1
.5
.3
.6
.1
.1
           Table  5.4

-------
                               -76-
 Figure 5.3 is a graph of the data grouped in this manner and
 shows that the majority of sites fall in Group II.  Very few
 sites, 7 percent in all, can be discounted as presenting no
 threat to ground-water users based on their hydrogeologic
 characteristics.  This proportion is slightly higher in the
 mining category (11 percent).

 In the municipal and industrial categories, 41 percent and 39
 percent of the sites respectively are in Group III,  i.e. they
 have a higher potential to contaminate ground water, -while
 only 8 percent or the oil and gas sites fall in that group.

 Step 4, Waste Hazard Potential

 In Step 4, the waste contained in the impoundments is assessed
 to determine  its "hazard potential"  and given a score of 1 to
 9.   Table 5.5 shows the results of step 4 in all  but the oil
 and gas category where the uniform nature of the  waste—brine—
 resulted in a score of 7 in 87 percent of the assessments.

 The guidance  for the SIA suggested a scoring range in the
 agricultural  category of 1 - 2 for crops and 2-5 for livestock.
 Table  5.5 shows  that the score is heavily skewed  towards the
 upper  end of  the range,  probably because in most  instances,
 livestock operations are more frequently associated  with
 impoundments.  Pits used to dispose  of pesticides  or herbicides,
 and impoundments,  such as dipping vats,  account for  the  sites
 which  scored  higher than five in this category.

 In  the  municipal category,  the suggested range  for rating the
 waste  hazard  was 2  to  5  and the  scores are  fairly  evenly
 distributed within  that  range.   The  sites scoring  higher than 5
 are probably  associated  with facilities  where  there  is a heavy
 contribution  of  industrial  waste.

 Scores  in  the  industrial  category are  fairly evenly  distributed
 between 2  and  9,  while  in the mining  category, most  sites fall
 within  the  range  of  2  to  7,  with  the  emphasis  towards  the  upper
 end  of  the  scale.
Figure 5.4 shows that overall
which, while they can degrade
low end of the rating (score
may be considered hazardous (
sites are predominant in the
The reason that mining wastes
because of their toxicity but
involved.  Since volume was a
rating, mining sites received
, 25 percent of the sites contain wastes
 water quality, appeared at the
<4), while 15 percent contain waste which
score >7).  Mining and industrial
potentially hazardous category.
 rank so high is not so much
 because of the high volumes
 consideration in the waste hazard
 a high score.

-------
                                            HYDROGEOLOGIC CHARACTERISTICS
                                                 OF ASSESSED SITES
  OF SITES
80
GO
40
20

         I
                                                    ALL


                                                    AGRICULTURAL


                                                    MUNICIPAL


                                                    INDUSTRIAL


                                                    MINING


                                                    OIL & GAS



I
n
                 GROUP I
GROUP II
GROUP III
                                             Figure  5.3

-------
                        -78-
           WASTE HAZARD POTENTIAL  RATING
Score
AGR
                        MNN
                    IND
MNG
1
2
3
4
5
6
7
8
9
14
97
301
2,333
3,625
15
28
10
91
24
1,236
2,997
2,278
3,035
809
163
230
38
19
913
1,251
993
935
1,277
927
1,141
767
3
210
51
55
112
348
659
8
11
                     Table 5.5

-------
% OF SITES
100
 80
 60
40
20
                  LOW
              STEP 4 =  1-3
                                         CHARACTERIZATION OF THE
                                         WASTE  HAZARD  POTENTIAL
   MEDIUM
STEP 4 =  4-6
                                                                    \»l A
    HIGH
STEP 4 =  7-9
                        WASTE  HAZARD
                          POTENTIAL
                                              Figure  5.4

-------
                              -80-
The waste rating was based either on the SIC code of the facility
or the nature of the waste. .In the agricultural, municipal,
mining and oil and gas categories, the nature of the waste is
almost always clearly related to the SIC code and little variation
except for degree of treatment can be expected within each SIC
code.

Within the industrial category, there is greater variation in
the waste streams for industrial sites, and the scores may
misrepresent the true hazard potential when SIC codes are used
to determine the rating.  However, in 44 percent of the cases, the
assessments are based on the waste identification, not the SIC
code, and thus any potential for misrepresentation is somewhat
mitigated.

Figure 5.5 shows how the various SIC codes differ in degree of
hazard.  In the chemical and petroleum refining categories, as
well as fabricated metals manufacturers and industrial refuse
sites, more than 60 percent of the sites contain potentially
hazardous waste.  At the other end of the spectrum are the
food processors and stone, clay, glass and concrete products
industry, where less than 10 percent of the waste is hazardous.

Step 5

The step 5 score is the sum of the scores obtained in steps 1,
2, 3 and 4.  Figure 5.6 shows the range, mean and mode of step
5 for each category.  The step 5 score is most meaningful at
each end of the range.  If a site ranks lower than 14, it is
probably not posing a threat to ground water, while a site
that ranks higher than 26 must contain potentially hazardous
waste and be located above a vulnerable aquifer.  Between
these two extremes, the scores can•represent a variety of
conditions and they should not be considered alone.  For
example, a score of 23 can represent an impoundment located on
a very vulnerable aquifer but containing fairly innocuous
waste (Step 1 = 9.' Step 2 = 6_, Step 3 = 6_, Step 4 = j2) or an
impoundment containing potentially hazardous waste (Step 4 =
7) located on a good aquifer (Step 2=6, Step 3=5) protected
by less than 3 meters of clayey sand (Step 1 = 5D).  For this
reason, the step 5 score is most meaningful when the individual
steps are considered in evaluating the total score.

Step 6, Potential Endangerment to Human Health

Step 6 looks at the potential for a site to endanger human
health by assessing its proximity, and therefore its potential
impact, on a water supply.

By using 7.5" topographic maps or other available information,
a determination was made of:

-------
                                            INDUSTRIAL CATEGORY
                                   SITE WITH HIGH WASTE  HAZARD POTENTIAL
 20   - FOOD INDUSTRY

 22   - TEXTILE MILLS

 24   - LUMBER & WOOD

 26   - PAPER & ALLIED

 28   - CHEMICAL &  ALLIED

 29   - RUBBER & MISC PLASTICS

 32   - STONE, CLAY, GLASS

 33   - PRIMARY METALS

 34   - FABRICATED METALS

 35   - MACHINERY

 36   - ELECTRIC &  ELECTRONICS

 37   - TRANSPORTATION EQUIPMENT

 39   - MISC  MANUFACTURING

491   - POWER PLANTS

4953 - INDUSTRIAL REFUSE
                                                                                               SITES WHERE STEP 4  > 6
                                           Figure  5.5

-------
                                   STEP 5 SCORE
CATEGORY MEAN
AGRICULTURAL
MUNICIPAL
INDUSTRIAL
MINING
OIL & GAS
19.2
19.6
20.2
19.4
19.1
RANGE
1 5 10 15 20 25 29
i i i i I i i i i 1 i i i i 1 i i i i 1 i i i i 1 i i i i






MODE
                                  Figure 5.6

-------
                              -83-
      (1)  the anticipated  flow direction of seepage  from  the
          site

      (2)  whether a potential plume of contamination would  first
          intersect a water well supply or a surface water
          supply, and the  distance of this water supply from
          the site.

Where no hard data were available, the States were to assume that
any stream other than intermittent was a potential water  supply
and that any well shown on the topographic maps was  a drinking
water well.  Furthermore,  in rural areas any house was assumed
to use a water well.

Table 5.6 shows that 26 percent of all sites assessed would have a
potential impact, primarily on ground-water supplies, while in
the majority of cases (60  percent), the impact of any seepage would
affect primarily a surface water supply via ground-water
discharge into that surface water.

These percentages are fairly constant in each category, as
illustrated in Table 5.7,  with the proportion of surface  water
supply to ground-water supply slightly higher in the mining
and oil and gas category,  and lowest in the industrial category.
These proportions vary from State to State as illustrated in
Figure 5.7 which shows areas of the country where surface
water supply would be the  primary affected entity (>60 percent
of the site potentially affect a surface water supplier)  and
those areas in which ground water supplies would be the primary
affected entity (>60 percent of the sites potentially affect a
ground water supply).

As discussed above, sites  in the "Group III" hydrogeologic
setting are the ones most  likely to contaminate ground water.
Table 5.8 shows that 31 percent of these sites are likely to
impact primarily a ground-water supply while 57 percent are
likely to impact a surface water supply.  The proportion  in
each category is similar to those of the population as a whole,
except in the municipal and industrial categories where the
ratio of ground water supply to surface water supply is slightly
higher for the "Group III" sites.

GROUND-WATER PROTECTION

The Use of Liners

The determining factors in whether or not a site is lined
should be the nature of the unsaturated zone (Step 1) and/or
the nature of the waste (Step 4).  This last factor is
particularly important in the industrial category.

-------
                                 -84-



                 RATING OF THE ENDANGERMENT TO

                    POTENTIAL WATER SUPPLIES
Distance from
potentially
affected water
supply (m).
# Sites
with Water
well down
dip
# Sites
with Surface
water down
dip
# Sites
with well
water up
dip
# Sites
with no
nearby
water
source
<200

200 - 400

400 - 800

800 - 1,600


TOTAL
3,508

1,956

1,572

1,070
10,529

 4,750

 2,186

 1,416
8,106 26%    18,881 60%
717

421

695

539


2,372 8%
                           1,942 6%
                              Table  5.6

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                                  -85-



            CHARACTERISTICS  OF  THE  POTENTIAL ENDANGERMENT

                    TO WATER SUPPLIES  (ALL SITES)
% Sites
AGR     MUN     IND     MNG     OAG
A. Potentially
   affecting a
   water well

B. Potentially
   affecting a
   Surface water

C. No water
   source down
   dip

D. No water
   source within
   1 mile
 28      27      29      17
 61      58      56      64
         10
17
68
                         11      10
                              Table 5.7

-------
CHARACTERIZATION OF THE POTENTIAL EMDANGERMENT TO
               WATER SUPPLIES
                    Fiyure 5.7
                                                                    >60% OF SITES
                                                                    POTENTIALLY AFFECT
                                                                    GROUND WATER
                                                              1     l>60% OF SITES
                                                                    POTENTIALLY AFFECT
                                                                    SURFACE WATER

                                                                    >60%  of Sites
                                                                    potentially

                                                                    affect surface
                                                                    and  ground
                                                                    water

-------
                                 -87-



         CHARACTERISTICS OF THE POTENTIAL  ENDANGERMENT

                       TO WATER SUPPLIES

          (SITES IN "GROUP III" HYDROGEOLOGIC  SETTING)
Category % Sites
AGR    MUN    IND    MNG    OAG   ALL
A. Potentially
   affecting
   a water well

B. Potentially
   affecting
   a surface water *

C. No1water
   source
   down dip

D. No water
   source
   within one mile
 29
 61
32
55
        10
33
57
23
63
16    31
64    57
                             12
*Although surface water is the primary supply that may be  affected
in B, ground water between the waste source and surface  water  supply
would also be adversely affected.
                              Table 5.8

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                              _Q Q_
                               o o
An attempt to establish a correlation between liners and Step 1
rating is shown in Figure 5.8.  The figure indicates that no
correlation exists.

Approximately 30 percent of the industrial sites, 22 percent of
the municipal sites and 16 percent of the agricultural sites are
lined, regardless of the nature of the unsaturated zone.
Furthermore, the type of liner does not seem to be influenced
by the siting.  Clay and compacted soil liners are as prevalent
in sand and gravel areas as in the tighter formations.

Similarly, Figure 5.9 shows very little correlation between the
presence of a liner and the hazard potential estimated for the
waste.  In the mining, industrial and municipal categories, the
hazard potentials of the waste cover a broad range and should
have some influence over frequency of liner use.  Only in the
municipal category is there a significant difference between
the percentage of sites lined when the waste rating is >7
(22 percent) or >7 (35 percent lined).  The types of liner used
do not vary however, and clay or compacted soil from the majority
of liners.

The industrial category shows a slight increase in the use of
artificial liners in impoundments containing wastes with a
higher hazard potential, but little difference in the percentage
of impoundments lined.

Finally, a comparison of lined and unlined sites in the different
hydrogeologic groups shown in Figure 5.10, illustrates that
there is no correlation between the natural setting and the use of
liners.

Use of Monitoring Wells

The limited amount of data available on monitoring wells and
the problems with the validity of the data explained in Chapter
IV, make it difficult to derive any correlations.  However,
none could be found between the hydrogeology of the sites and
the use of monitoring wells.  In other words, the sensitivity
of the aquifer to contamination appears to have little to do
with whether it is monitored.

-------
                                          USE  OF LINERS VS.  CHARACTERISTIC
                                             OF THE UNSATURATED ZONE
                                                                                                  ARTIFICIAL
                                                                                                  MEMBRANES
                                                                                                  CONCRETE
                                                                                                  ASPHALT METAL
                                                                                                  COMPACT SOIL,
                                                                                                  CLAY
  LINED
                 INDUSTRIAL
30
20
10
                              III
MUNICIPAL
AGRICULTURAL
                                                  GROUP I  =  STEP 1  < 3
                                                  GROUP II  = STEP 1  =  3~.fi
                                                  GROUP III = STEP 1 > S
                                                                                                       STEP I  GROUP
                                            III
                                                    Figure 5.8

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% OF SITES
  LINED
  40
   30
  20
  10
                      MUN
                                    USE OF LINERS  VS. WASTE HAZARD  POTENTIAL
                               IND
                                                                                   MNG

                                                                             ARTIFICIAL
                                                                             MEMBRANES
                                                                             CONCRETE
                                                                             ASPHALT METAL
                                                                             COMPACT SOIL,
                                                                             CLAY

                                                                               LOW STEP 4  <  4
                                                                             MEDIUM STEP 4  =  4-6
                                                                                HIGH STEP 4  >6
            LOW
MED      HIGH
LOW      MED      HIGH
                                                                          LOW
                                                             MED
HIGH
                                                                                                        STEP  4  SCORE

-------
                                    USE OF LINERS  VS. HYDROGEOLOGY
% LINED
30
20
10
            AGR
MUN
                                            ^^n
                   ;v
IND
                                                 m
MNG
                               I
OAG
                                                    ARTIFICIAL
                                                    MEMBRANES
                                                    CONCRETE
                                                    ASPHALT METAL
                                             Spjfj  COMPACT SOIL,
                                             Siiiiij  CLAY
        I     II     III       I     II     III      I     II    III       I     II    III      I      II
                                                                       HYDROGEOLOGIC
                                                                          GROUP
                                                   t'iyure  5.10

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                              -92-


                           CHAPTER VI

           CASE STUDIES OF GROUND WATER CONTAMINATION

                   FROM SURFACE IMPOUNDMENTS
 INTRODUCTION

 This chapter presents summary information on incidences of
 ground water contamination from surface impoundments.   The
 data on which this summary is based were provided by the
 States as part of their final SIA Report.  The nature  of the
 information provided showed considerable disparity in  both
 quality and detail,  since the level of investigation performed
 by the States in gathering the data varied.   However,  in
 nearly all instances. States were careful to include only
 documented case studies that could clearly be attributed to
 surface impoundments.  In the few instances  where this was
 not the case, they carefully indicated the situation.

 The data here are illustrative rather  than comprehensive.
 Indeed,  the case studies cited by the  States are  merely
 representative and in most cases  include only a small  number
 of the known cases of ground water contamination  from  surface
 impoundments, and do not consider contamination from other
 sources.

 SUMMARY  OF INFORMATION PROVIDED

 A  total  of 416  case  studies  were  discussed in some detail  in
 the State  Reports.   Several  states reported  an additional  143
 cases  but  these  are' not  included  in the  analysis  that  follows
 since  they did  not contain sufficient  information.   Within
 the data base,  there  are  an  additional  115 sites  that  have
 not been developed as  case studies,  since  sufficient detail  is
 not available to  characterize  them.  However, the  information
 is  discussed  briefly  at  the  end of  the chapter.   Seven  States
 provided no  case  studies  at  all.   Figure  6.1  shows the  geographic
 distribution  of  the 416  sites  as  reported  by  the  States.

 In  general,  States included  information on four major areas:
 cause  of contamination, method of detection,  affected supplies
 and  remedial  action taken.   These  topics are  discussed  in  the
 sections that follow.

 Figure 6.2 provides a  breakdown of  the sites  by category,
 with the industrial category further delineated by SIC  codes.
Over^O percent of the sites fall  into the industrial category and
within this, over 30 percent are  in  "Chemical and Allied Products."
This trend may not necessarily reflect poor design and  siting

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LOCATION  OF CASE STUDIES
                                     6  = No.  of  contamination  cases




                                     ND = No  Data




                                    'ADDITIONAL SUSPECTED SITES




                                     CASES OF KNOWN WELL CONTAMINATION
    Figure 6.1

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                                         SUMMARY OF CASE STUDIES
                                               BY CATEGORY
 MUNICIPAL

 INDUSTRIAL

 20    FOOD
 22    TEXTILE MILLS
 24    LUMBER & WOOD
 26    PAPER & ALLIED PRO.
 28    CHEMICAL &  ALLIED PRO.
 29    PETROLEUM  & ALLIED PRO.
 30    RUBBER & PLASTICS
 32    STONE, CLAY, GLASS
 33    PRIMARY METALS
 34    FABRICATED METALS
 35    MACHINERY
 36    ELECTRIC &  ELECTRONICS
 37    TRANSPORTATION EQUIP.
 40-47  TRANSPORTATION
 491   POWER PLANTS
 4953  COMMERCIAL  REFUSE

 OIL  &  GAS

 MINING

AGRICULTURAL
                                                        40
     60
NO.  OF SITES
                                                                                    80
100
120
                                              Fiyure  6.2

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                             -95-
Dn the part of the industrial sector; rather it may result
from the fact that State programs tend to focus on industrial
facilities.  Of the remaining sites, just over 17 percent of
the case studies are in the municipal category, 10 percent
are in mining, 7 percent in oil and gas and just under 4
percent are in the agricultural category.

ASSESSMENTS OF CASE STUDIES

Of the 416 case studies reported, 208 were assessed using the
SIA rating scheme.  A comparison of their Step 5 (ground-
water contamination potential, see Figure 6.3) score shows
that the average score for case studies was 24.4, while the
average score for the entire industrial sector was 20.2.  In
ranking sites for further study/ a Step 5 score of 22 was
considered to indicate a high potential for contamination.
In view of the scores for the case studies evaluated, it
would appear that the case studies indicate that the rating
system does discriminate potentially dangerous sites from
relatively safer sites, but the system may not be sensitive
enough to provide more detailed analysis.

While this is to some extent true, there are some important
limitations in such an assumption.   In many instances, the
investigations which led to these sites being  identified as
case studies were prompted by the SIA score itself.  Thus,  it
is possible that the investigation and discovery of contamination
in cases was not random and it favored sites with high scores.

Second, the variation in enforcement procedures and efficacy
found from State to State was frequently accompanied by
concommitant variations in the conduct of the  SIA.  Necessarily,
the rating system allows some subjectivity in  site evaluations.
As a result, a State that conducted  an aggressive inventory
and assessment program frequently assigned relatively higher
scores and at the same time identified more case studies than
other States.  This could have the effect of tipping the
results in favor of higher scores for case study sites.
Nevertheless, the average Step 5 score for case studies
evaluated  is sufficiently greater than the same score for the
system as  a whole that  it is  supportive of the rating system.

CAUSES OF  CONTAMINATION

Information provided  in the State reports pointed to four
primary causes of contamination.  Table  6.1 outlines the
frequency  with which  a particular cause  was cited as contributing
to contamination.

Of course, defining  the cause of contamination is a complex
task  that  often  involves extensive  investigations conducted
over  a  long  time  throughout  large areas.   In  some cases,  the

-------
                                          NO. OF CASE STUDIES
H-
02
C
                                                                                                  i
                                                                                                  en
                                        ALC INDUSTRIAL SITES

-------
                   -97-
         CAUSES OF CONTAMINATION
Cause

Seepage

Dike Failure/Overflow

Liner Failure

Catastrophic Collapse

Other
Frequency
(Percent)

  78.7

  10.1

   7.6

   1.6

   2.0
                 Table 6.1

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                              -98-
 State reports reflected investigations of this depth; in
 others, either the level of detail provided or the depth of
 the initial study was not as comprehensive.  Furthermore,
 just 277 of the 416 sites had data on causes of contamination.
 Thus, this table is valid for a general overview of causes
 contributing to ground water contamination but should not be
 viewed as definitive.

 Seepage, as used in this table, refers to the direct
 percolation of liquids to the water table from the impoundment
 itself.  Overflow and liner failure, which also involve
 seepage, are viewed separately for the purpose of this analysis
 Catastrophic collapse refers here to situations where the
 contents contributed to enlarging solution channels or to
 furthering sink hole development.

 A variety of causes that did not fit a particular category
 have been termed "other."   This category included sites in
 which the contents  were in direct contact with ground water
 (and thus did not involve  seepage) ,  sites which were located
 over boreholes which acted as a conduit for contaminants, and
 other miscellaneous causes.

 Of particular significanc  in Table  6.1 is the  incidence  of
 liner failure.   The total  number of  case  study sites which
 are lined is not known,  but  just under 8  percent  of the  case
 studies  involved liners.   Leaks due  to loss  of liner integrity
 was the  primary cause  of liner  failure,   other problems
 included improper installation  (allowing  seepage  through the
 dikes  or liner  seams)  displacement of  membrane  liners
 (presumably due  to  hydrostatic  pressure),  and  inadequate
 design standards  for clay  liners which allowed  seepage of
 contents through  the liner  (despite  apparent liner  integrity).
 This  clearly indicates the need  for  careful design,  inspection,
 and other  quality control measures when relying on  liners.

 METHOD OF  DETECTION

 The reported means of  detecting  contamination  reveal a pattern
 of  inadequate monitoring and  surveillance.  Figure  6.4
 illustrates  the means  which  led  to discovery of ground water
 contamination.  Just under 45 percent  of  the cases  were  not
 discovered  until  they  had adversely affected water  quality  in
 supply wells and  often more  than one well was affected from  a
 single instance.  One  case caused more than 50 domestic  wells
 to  be closed.  Twelve  percent of the cases either caused  injury
 to  crops, wildlife, or livestock, or contaminated surface
 water.

Although about 30 percent of the cases were detected by
monitoring wells, many were not monitored until percolation
was suspected.  Moreover, less than 16 percent of the sites  in

-------
                                                METHODS OF DETECTION
a.
a.
 DETECTED  IN
 DOMESTIC  WELLS

 DETECTED  IN
 ON-SITE WELLS

 DETECTED  IN
 MUNICIPAL WELLS

 DETECTED  IN
 IRRIGATION WELLS
<>
 DETECTED  IN
 MONITORING  WELLS

 DETECTED  IN
 SURFACE WATER OR
 OTHER VISUAL DETECTION

 INJURY TO CROPS,
 LIVESTOCK, OR
 WILDLIFE

 PERMIT REVIEW OR
 APPLICATION

 ESTIMATE  OF
 MASS BALANCE!
 WATER BUDGET

 OTHER
                                                   Figure 6.4

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                              -100-
  the data base  as  a  whole  are  known  to  be monitored,  and  the
  efficacy of many  monitoring programs  (particularly those located
  in aquifers composed  of crystalline or soluble  rock)  is  open
  to question.   Nevertheless, these figures  indicate site  monitoring
  is effective in identifying pollution  at an early stage.

  Review of existing  permits and new  applications together with
  rough estimates of  water  budgets based  on  available  data were
  used as a method  of detection in just  4.6  percent of  the  cases.
  Thus, contamination from  unmonitored sites was  identified bv
  active intervention by authorities  preceding obvious  damage
  in less than 5 percent of the cases.

  REMEDIAL ACTION

 The following options were used most frequently in sites which
 practiced remedial action:

           Closing the impoundment or the facility

           Monitoring the problem with further actions studied

           Improved design  or engineering (such as lining or
           relining)                                     y

           Containing or intercepting the plume

      0     Treating or replacing  ground  water

      0     Pretreating  the  waste

      0     Reuse/Recycle

Only about one  third of  the  416  case studies contained data on
remedial action.   The  remaining  sites either have done nothing
or have no data.   Operators  seldom used  only one measure  for
remedial action, but more  often used a  combination of  actions
such as closure, counter pumping, and replacement of  the  affected
water supply    Table 6.2 illustrates the frequency with which
the given methods  were used.

Closure, which  was employed at 28 percent of the sites, for the
purposes of this study includes a variety of measures  ranging
from simple abandonment to detailed  engineering plans  that
incorporate waste  removal  and treatment, filling, gradina
capping, seeding and fencing.                     y^umg,

Of the 17 percent of the sites that  lined or relined
           f-  °^fy W3S USSd m°St fre<3uently> followed by membrane
           f;?all£ asPhalt °r cement liners.  in some  instances,
           attempted to seal the impoundment while full

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                             -101-


                  SUMMARY OF REMEDIAL ACTION

                 EMPLOYED AT CASE STUDY  SITES
Remedial Action

Closure*

Line or Reline Impoundment(s)

Interceptor Wells,  Counter  Pumping
   Well Points, Slurry  Trench etc.

Treat or Replace  Affected  Supply

Monitor and/or Ongoing Study

Treat or Pretreat Waste

Construct  New impoundments

Litigation

Recycle/Reuse
Frequency of Use (%)

         28%

         17%


         15%

         13%

          9%

          8%

          6%

          2%

          2%
                                                  100%**
 *Refers to closure of impoundment(s), not necessarily company
  or facility.
**Only one third of the sites contained information on remedial
  action.
                           Table 6.2

-------
                              •102-
 using bentonite or other fine-grained admixtures; however,
 the majority of the sites had to interrupt operations and
 install the liners using conventional measures.

 A surprisingly large percentage, 15 percent of the sites,
 used some means of intercepting or containing the plume.
 These can be viewed essentially as active or passive management
 approaches.  Counter pumping, interceptor wells, barrier
 wells etc., represent active measures that require significant
 expenditures for operating and maintenance.  Passive approaches
 include cutoff walls, french drains and intercept trenches
 that rely primarily on gravity and that may involve significant
 initial capital expenditures, but usually do not require
 extensive costs for operating and maintenance.  with both
 systems, some provision is necessary for treating or disposing
 of the affected ground water.

 Treating or replacing the affected water supply was used by
 13 percent of the  sites.   Treatment included Granulated  Activated
 Carbon (GAC), chlorination,  and  other techniques and alternative
 water supplies included deeper wells, increased pumping  from
 remaining wells in municipal systems, and connection to  city
 supplies for  affected domestic supply wells.

 In 9  percent  of the cases, although remedial  action  was  either
 planned  or required,  no specific course  of action was  possible
 without  further study and increased monitoring.   The  reason
 for this was  frequently the  possibility  of litigation, or the
 presence of complex hydrogeologic  conditions  that precluded
 obvious  assessments of  damage and  simple remedial solutions.

 Waste  treatment or pretreatment,  used  in 8 percent of  the
 remedial actions,  consisted  of lime treatment,  activated
 carbon and granulated activated  carbon,  reverse  osmosis,  ion
 exchange and  other treatment  methods.  Closely  related to
 treatment/pretreatment  were  alterations  in -the manufacturing
 process  designed to reuse what had  been  waste and/or to
 recover  and market waste  products  (used  for upgrading at  2
 percent  of the  sites).

 Of  the remaining 8 percent,  6 percent constructed new, usually
 lined, impoundments and closed existing  impoundments; 2%  were
 in  some  stage of litigation.  The later  figure may be somewhat
misleading, however, since two-thirds of the case studies
 contained no data  on remedial action and these sites may  be
 involved in some form of litigation.

OTHER INSTANCES OF CONTAMINATION

As part of the assessment, States identified 183  instances
where monitoring wells showed evidence of contamination.
There is some overlap of the data presented here and the
 information extracted from the case studies provided in the

-------
                            -103-
State reports which formed the basis for the analyses presented
earlier in this chapter.  Specifically, 68 listings, or just
over 37 percent of these sites, were included in the preceding
analyses.

Figure 6.5 presents the range, mean, and mode of the overall
contamination scores (Step 5) for these sites by category.
Industrial sites, which comprised 65 percent of this subset of data,
had the highest mean score (24) while agricultural sites,
comprising 7 percent of the data subset, had the lowest (18.4).
Since these sites represent actual cases of contamination, it
appears that the rating scheme emphasizes more the potential
for adverse health effects than simply loss of ground water
as a resource due to contamination.  While this is valid for
rating the hazard strictly from a health perspective, it
tends to minimize the energy, economic, and resource impacts
of damage to water supplies.  The result may be that ratings
which constitute a high potential for contaminating water
supplies may not be consistent across categories.  The primary
problem appears to be the waste hazard rating.

-------
       MODE, MEAN  AND  RANGE:
STEP 5 SCORES OF CONTAMINATION CASES
CATEGORY
AGRICULTURAL 7%
MUNICIPAL 18%
INDUSTRIAL 65%
MINING 3%
OIL & GAS 7%
ALL SITES 100%
RANGE
, 12 , ',* , 1,6 , ',' , 2,° , ? , 2< . » , 2,8 ,
I S-1M- 1 A
1 * = 22'5 t A
x = 24
If = 21.4
7 = 22.8
If = 23.3

       STEP  5 SCORE
       Figure "6 . 5

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                            -105-


                         CHAPTER VII

                        STATE FINDINGS
States presented conclusions and recommendations in addition
to the data on active and abandoned surface impoundments.  In
some cases the conclusions and recommendations address a wide
range of issues related to "ground water quality and are not
directly related to the findings of the SIA.  The conclusions
and recommendations presented in this chapter represent the
views (written in 1979-80) of the individuals responsible for.
conducting the SIA and not necessarily the policy of the
State.                          ,

The State-identified issues generally predate the passage and
implementation of Federal, initiatives such as RCRA, Superfund
and the UIC program.  Since these programs have been initiated,
the most threatening segment of impoundments (those containing
designated hazardous wastes) are beginning to be addressed.
Moreover, as mentioned in Chapter 3, State programs were
changing at the time the SIA was conducted, and today the
problems related to ground water contamination are more widely
recognized.

In this chapter, the major and often-recurring conclusions
and recommendations are summarized.  Not all States addressed
all issues and in some cases the responses were indirect.
Thus, some interpretation was necessary.  Nevertheless this
report attempts to reflect State positions accurately.

Ground Water Contamination From Surface Impoundments

Ground water contamination has occurred from surface impoundments

# of States Addressing Issue   % in Agreement   % Disagreeing

            44                       93               7.

There is a high potential for ground water contamination from
surface impoundments.
                                                % Disagreeing

                                                      7
# of States Addressing Issue  , ,% in Agreement

            43                       93

Surface impoundments are often poorly sited.

# of States Addressing Issue   % in Agreement   % Disagreeing

            39                      -90          ,   .  10

-------
                            -106-
Design and construction practices  are  inadequate.

f of States Addressing Issue    % in Agreement    % Disagreeing

            30                       90                10

Operation, maintenance and monitoring  practices  are  inadequate.

# of States Addressing Issue    % in Agreement    % Disagreeing

            33                       89                11

The vast majority of States indicated  that surface impoundments
have already polluted ground water, and that the potential for
further contamination is high.  in those States  indicating
that contamination had not occurred or that the potential for
contamination was not high, none practiced extensive monitoring
of impoundments.

The problems identified by the  States  covered every phase—
from site selection, to monitoring.  Again, the majority of
States indicated that current practices were not adequate,
while a small percentage stated that impoundment practices
were, in general, sound, although most of the latter acknowledge
individual abuses.

Effectiveness of State Laws and Regulations

Legislative authority is adequate.

# of States Addressing Issue    % in Agreement

            36                       81

Rules and Regulations are adequate.

# of States Addressing Issue    % in Agreement

            40                       35

Monitoring and Enforcement are  adequate.

# of States Addressing Issue    % in Agreement

            40                       28
                 % Disagreeing

                       19



                 % Disagreeing

                       65



                 % Disagreeing

                       72
Programs suffer from jurisdictional fragmentation and/or
inadequate resources.
# of States Addressing Issue

            30
% in Agreement

      70
% Disagreeing

      30

-------
                            -107-
The majority of the States believed that existing legislation
was sufficiently comprehensive to establish effective programs.
However, most of the,States indicated that lack of adequate
funds and a patchwork organization severely limited the
effectiveness of existing programs.  They cited other problems
such as a bias towards surface water quality in regulations
and a lack of inspection capabilities.

In those States citing jurisdictional fragmentation as a
problem, the most common complaints were that agencies
frequently competed for resources, that voids and duplication
were often present in regulatory programs, and that communication
between agencies was sparce when it occurred at all.
                                                         i
Impoundments in the agricultural and oil and gas category
were the least regulated facilities.

Effectiveness of Federal Programs

Federal funding is necessary to existing programs and necessary
for any improvements in programs.
# of States Addressing Issue

            26
% in Agreement

      96
% Disagreeing

       4
Federal legislation is fragmented and/or does not adequately
address groundwater contamination.
t of States Addressing Issue

            23
  in Agreement

      70
% Disagreeing

      30
State criticism of federal programs reflected many of the
same issues as their evaluation of their own programs.  They
cited fragmentation, strong bias towards surface water quality,
and the presence of voids  in certain types of impoundments
(non-hazardous) as major problems.  They also cited  the
inflexible approach of  the Federal programs and described the
administrative requirements as burdensome.  Several  States
indicated that excessive reporting and public participation
requirements were counter  productive, often siphoning off
resources that could be applied to ground water protection.
Some also believed that the relative inflexibility of many of
the Federal programs did not enable the States adequately to
address problems that were unique to their own circumstance,
problems that emanated  from specific localized hydrogeologic
conditions, for example.

The most frequently mentioned programs in their critique of
the Federal role were those funded under RCRA, the Clean
Water Act (especially the  208 program) and the Safe  Drinking

-------
                             -108-
 Water Act.  While they were critical of the Federal role,
 most did not favor additional Federal legislation, and nearly
 all the States indicated that programs could not be run
 without Federal funds.

 Recommendations Regarding State Programs

 New programs should be developed or existing programs improved.

 # of States Addressing Issue   % in Agreement   % Disagreeing

             40                       70               30

 Site Selection Criteria or standards should be developed for
 surface impoundments.
 #  of  States  Addressing  Issue

             31
%  in Agreement

      90
% Disagreeing

       10
 Design  Criteria  should  be  developed  or improved  for surface
 impoundments.
 f of  States Addressing  issue

            32
% in Agreement

      91
% Disagreeing

       9
Routine monitoring  should  be  required  either  for  all  impoundments
or at least  for the high risk impoundments.
  of States Addressing  Issue

            32
% in Agreement

      97
% Disagreeing

       3
More resources and/or better trained personnel are required
to conduct an effective program.
# of States Addressing Issue

            31
% in Agreement

      93
% Disagreeing

       7
A permanent data base should be established for the SIA data and
made available to the States.
  of States Addressing Issue

            28
% in Agreement

     100
% Disagreeing

       0
The majority of the States felt that new or revised programs
were needed to adequately regulate surface impoundments.  The
specific actions needed were the establishment of criteria
and standards for siting, designing, operating, maintaining

-------
                            -109-
and monitoring impoundments, and the reorganization of
institutions to streamline regulatory efforts.  However, in
order to effect these changes, the States felt that additional
staff and funds were necessary.

Conclusions Regarding the SIA

The SIA assessment methodology yielded an accurate first
round approximation of the ground water contamination potential
of surface impoundments.
# of States Addressing Issue

            37
% in Agreement

      78
% Disagreeing

      22
The assessment can be used to prioritize sites for further
study.

# of States Addressing Issue   % in Agreement   % Disagreeing

            37                       95                5

The assessment methodology contained elements that distorted
the accuracy of the rating.

tt of States Addressing Issue   % in Agreement   % Disagreeing

            38                       53               47

The majority of the States commenting felt that there were
some problems with the rating system; however, most felt that
the rating system was adequate to develop a first-round cut
at defining the contamination potential of surface impoundments.
The specific areas in which many States felt that the rating
system needed improvement was the waste rating scheme (step
4) which was characterized by some as not sensitive enough,
and as inaccurate by others.  Other States noted that scores
for the overall contamination potential (step 5) were
consistently at the higher end of the scale, which they
interpreted as being insufficiently sensitive to discriminate
accurately between extremely hazardous sites and relatively
safe sites.  Many States felt, for example, that the system
did not allow for discrimination between sites which posed a
threat to health, and those that threatened the ground water
quality, but had only minimal or no health impacts.

Nevertheless, most of the States felt that the methodology
was sufficiently accurate to be useful in ranking sites and
determining roughly the first round approximation of the
contamination potential of surface impoundments.  It was
recommended that the assessment be field verified and the
methodology refined if necessary.

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                            -110-
In summary, it is evident that the majority of States believe
that existing State laws are adequate to develop an effective
program.

However, in general the States characterized regulations,
funding and staffing as major problem areas.  Specifically,
design criteria and monitoring were the features mentioned
most frequently as areas that required improvement.

While most States clearly wanted Federal involvement, there
was no consensus on what form it should take.  However, most
favored a role that accented funding, technical assistance
and research assistance, rather than additional mandatory
requirements.

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                             -111-


                          CHAPTER VIII

                          CONCLUSIONS
 CONCLUSIONS:   STATE  PROGRAMS

 With  a  very  few exceptions, State  laws  have  not  historically
 addressed  the  specific  problem of  ground  water contamination
 from  surface  impoundments; however,  they  do  in general  provide
.adequate authority.   in most  cases,  enabling legislation  is
 general in nature  and focuses primarily on surface  water
 contamination.   Such authority as  does  exist is  derived by
 interpreting  "waters of the State"  to include ground  water.

 Regulations governing surface impoundments at the time  of
 this  study reflect this bias  towards surface water  protection.
 Although the majority of States require some sort of  permit
 for most surface impoundments,  the  focus  of  the  permit
 historically was primarily on direct discharges  or  on the
 surface impoundment  as  part of  a treatment chain and  not on
 seepage.   A few States  have established ground-water  quality
 standards, monitoring requirements,  specific siting standards,
 and other  technical  requirements,  such  as liner  use,  but even
 in these cases  application of these  requirements has  often
 been  sporadic  or applicable only to  new facilities.

 Based on the data  provided, in  most  cases the institutional
 framework  for  administering regulations is shared by  several
 agencies,  often without a formal coordinating mechanism.
 State reports  said that this  often  resulted  in interagency
 competition for resources, duplication  of effort, and voids
 in responsibility  and coverage.

 One of  the primary limitations  to effective  regulation  of
 impoundments,  even in cases where effective  regulations and
 institutions are present, is  the low priority and lack  of
 qualified  personnel  in  this area.   States were nearly unanimous
 in citing  this  as  a  problem.  They mentioned  both lack  of
 funds and  lack  of  available qualified ground-water  experts as
 problems in hiring adequate staff.   However,  increases  in
 Federal grants  related  to the hazardous waste program under
 RCRA and other  ground water protection  programs  such  as the
 UIC program under  the SDWA and  the Superfund  should help with
 this problem.

 It is interesting  to  note the characteristics of State  programs
 that had high  incidences of lined sites at the time of  data
 collection.  While there are  a  number of  other variables
 which may  influence  the incidence of lined sites (i.e.  local
 geology, type of industry, age  of impoundments,  etc.) the

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                            -112-
efficacy of the State programs probably played a role in the
frequency of lined sites.  Pennsylvania, California, and
Texas showed the highest percentage of lined industrial
impoundments for States having data on more than 500 sites
(See Chapter IV, Figure 4.12).  The key elements of their
programs are outlined in Table 8.1.

These three States exhibit clearly defined areas of responsibility
for the institutions that are charged with regulating impoundments,
They are developing and have established technical requirements
(such as siting requirements, ground water quality standards,
monitoring requirements, and maximum permeabilities).  They may
permit both direct discharges and indirect discharges, and they
have established some form of waste classification (See Table
8.1).  The latter may be an important component of their programs
because it allows these States to rank sites and use limited
resources more efficiently.  Although the majority of States
indicated that Federal funding was required to run effective,
adequately staffed programs, there was no consensus on how
constructive Federal legislation, regulations, and programs
have been.  Three common themes were expressed in State
assessments of Federal programs:

     0    Most. States rely heavily on Federal funds to administer
          programs.

     0    Federal programs are characterized by many States as
          inflexible and sometimes burdensome.

     0    The existing Federal programs must be integrated and
          a more coordinated approach between programs is
          desirable.

The States mentioned RCRA, the SDWA, and the CWA as the Federal
programs having the greatest impact on regulation of surface
impoundments.  As a result of these Acts and an increased
awareness of the importance of ground water as a supply source,
many States are considering further legislation or are upgrading
existing regulations to better address the problem of ground
water contamination.

CONCLUSIONS:  LOCATION AND COUNT

Inventory

The data from the location and count phase of the SIA indicate
that oil and gas sites are the most numerous category, followed
by municipal, agricultural, industrial and mining.  Municipal
and industrial sites tend to be in close proximity to population
centers and also have more impoundments per site on the average.
Accordingly, their potential impact, in terms of the number of
people who could be affected by any contamination that occurs,
may be greater than other categories.

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r
                                                             -IB-
                                                  ELEMENTS OF SELECTED STATE PROGRAMS
          California —   Lead Agency:   WQCB with  Empowered to protect
                         Regional Boards.  Areas  "Waters of the
                         of Responsibility are    State"; includes by
                                                  definition ground-
                                                  water.  Permits both
                                                  direct and indirect
                                                  discharges.
          Texas -
clearly defined.
Two:  Texas Division of  Empowered to protect
                         Water Resources (TDWA)
                         and Texas Railroad
                         Commission (TRRC).
                         Distinct areas of
                         responsibility.
          Pennsylvania - Lead Agency:   Bureau
                         Water Quality
                         Management with Oil and
                         Gas under a second
                         Agency.
                         "Waters of the
                         State" includes by
                         definition Ground-
                         water.  Permits both
                         direct and non-
                         discharging
                         impoundments

                         Empowered to protect
                         "Waters of the
                         State" includes by
                         definition Ground-
                         water.  Permits all
                         facilities above a
                         minimum capacity.
Ground water quality  standards;
waste classification; siting
(maximum permeability); may require
lining and monitoring.
Distinct requirements based on
waste type; siting requirements
10-7 on/s; may require monitoring
or lining; extensive statewide
monitoring network.
Currently developing Ground water
quality standards; distinct
requirements based on waste type;
siting standards, (maximum
permeability)
                                                                                      Annual  Inspection
                                                                                      of Permitted
                                                                                      Facilities.
Field Inspection
for Selected
Facilities.
Semi-Annual
Inspection
                                                               Table  8.1

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                             -114-
Data on the quality and quantity of the influent and effluent
fluids were sometimes unavailable and States generally indicated
a low confidence rating on the validity of such information.
They thought data on impoundment size was somewhat more valid,
and on the average, mining and industrial impoundments tended
to be larger.

Ground Water Protection

Less than 30 percent of the industrial impoundments are lined and
fewer are lined in other categories.  Similarly, monitoring is
conducted at very few sites on a national level, although a few
States require monitoring more frequently.

The study indicated that the main correlation that existed
between increased use of liners and monitoring reflected
variations of requirements in State programs, rather than the
relative danger of the practice.  For example, liner use should
increase in sites that are located over usable aquifers within
thin or permeable unsaturated zones.  Similarly, more liners
should be used when the waste is relatively more hazardous.
However, the data showed no correlation between the hydrogeology
of a site and the frequency of liner use and only a slight
correlation between the waste hazard rating and liner use.

One factor that influenced the frequency of liner use was the
relative age of the impoundment.  Newer impoundments were more
likely to be lined than older ones.  Presumably this reflects
the impact of recent legislation, as well as an increasing
reliance on ground water as a water supply.  In general, States
which had a relatively higher percentage of impoundments lined
also had more monitoring at sites.  (Florida is an exception,
with relatively few sites lined, but a high number of sites
monitored.)

CONCLUSIONS:  ANALYSES OF DATA

The analyses indicate that surface impoundments are often sited
in a way that allows percolation of wastes to the ground water.
In addition, they often are lacking in design safeguards and
monitoring, and are located in close proximity to water supplies.
The use of siting and design safeguards shows little or no
correlation with waste hazard potential or sensitive hydrogeologic
settings.  Indeed, patterns for both liner use and frequency of
monitoring showed a greater correlation to State boundaries
than to technical criteria which indicates little past attention
to potential impacts on ground water.

Viewed from the perspective of specific categories, the industrial
category shows the greatest contamination potential, with a
mean Step 5 score of 20.4.  Municipal sites followed with a
mean score of 19.6.  Moreover, municipal and industrial sites

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                             -115-
are generally located  in proximity  to both population  centers
and water supply systems.  Beyond this, about  35 percent of  the
industrial sites contain waste which scored greater  than 6 on
the hazard potential rating.
potentially hazardous waste
data reveal the following:

Site Selection
This rating is indicative of
Summarizing these analyses, the
          Nearly 50 percent of all sites are located on
          unsaturated zones that are either very thin or very
          permeable.  For industrial categories, more than 50
          percent are so sited.

          Approximately 70 percent of all sites are located
          over thick and very permeable aquifers that allow
          rapid movement of plumes.  For the industrial category
          the percentage rises to nearly 80 percent.

          Over 30 percent of all sites are located in areas
          that have thin or permeable unsaturated zones, overlie
          highly transmissive aquifers containing water that is
          currently used or of high quality.  For the municipal
          and industrial category, the percentages rise to
          approximately 40 percent.  Less than 10 percent of
          all sites are located in a manner that poses little
          threat of ground water contamination.
Waste Characteristics
          Over 15 percent of all sites (excluding oil and gas)
          contain waste which received waste rating scores that
          indicate a high potential for noxious or toxic waste.
          In the industrial category, about a third of the
          sites contain potentially toxic waste.
Proximity to Water Supplies
          Approximately 85 percent of all sites are located within
          one mile of a potential surface or ground water
          source.
Gound Water Protection
          Approximately 30 percent of the industrial sites are
          lined, 20 percent of the municipal sites are lined,
          and 15 percent of the agricultural sites are lined.
          There is little or no correlation between the waste
          hazard, the siting characteristics and the use of
          liners.

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                              -116-
      0    Data on monitoring also show little correlation
           between the sensitivity of the aquifer to contamination
           and the use of monitoring wells.

 CONCLUSIONS:  CASE STUDIES

 Analysis of the case studies points to the following:  surface
 impoundments—whether they are termed evaporation ponds, holding
 ponds, etc.—have contaminated ground water when careful siting,
 design and operation were not practiced.  Analysis of the causes
 of contamination shows, further, that liners and other design
 measures,-by themselves, are no assurance that an impoundment
 will perform satisfactorily.  There should be a well planned
 program of inspections, maintenance, and monitoring in order
 to assure satisfactory performance and adequate protection.

 Use of monitoring practices seems to be inadequate, with
 detection occuring only as a result of contamination of the
 water supply in 45 percent of the cases.  Moreover, in some
 cases when monitoring wells are employed, there is no assurance
 that detection will be adequate to prevent contamination of
 supply wells.  Beyond this, the case studies indicate that
 remedial approaches, while practiced, require extensive study
 and often involve difficult legal determinations.

 Finally, the Step 5 scores indicate that the rating system used
'in the SIA may be generally valid for its stated purpose:  a
 first-round approximation of the contamination potential that
 can be useful in large aggregates but that cannot be applied to
 site-specific situations.  It appears, however, that the rating
 system could be improved by increasing its sensitivity.  The
 difference in overall contamination sources between industrial
 sites known to contaminate ground water and the mean score for
 all sites was only 3.8 out of a possible 29.

 CONCLUSIONS:  STATE FINDINGS

 It is evident that the majority of States believe that existing
 State laws are adequate to develop an effective program.

 However, in general the States characterized regulations,
 funding and staffing as major problem areas.  Specifically,
 design criteria and monitoring were the features mentioned most
 frequently as areas that required improvement.

 While most States clearly wanted Federal  involvement,  there  was
 no consensus on what form it should take.   However,  most favored
 a  role that accented funding, technical assistance  and research
 assistance rather than additional mandatory requirements.

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APPENDIX A

-------
                                PREFACE


     The Manual for Evaluating Contamination Potential of Surface

Impoundments was prepared specifically for implementing a standardized

evaluation system for the EPA Office of Drinking Water Surface

Impoundment Assessment (SIA) and serves as the training manual for that

assessment.  The SIA evaluation system set forth in the manual is based

upon the previous work by Harry E. LeGrand who began over 15 years ago to

develop a standardized, consistent approach to the selection of proper

waste disposal sites.  This system departs from the LeGrand system in

order to accommodate certain philosophical differences concerning

ground-water protection and specific technical aspects related to

surface impoundments.  In no way does this detract from the importance

of the LeGrand system in serving as the basis for the SIA evaluation

system.


     This manual also was prepared with the assistance of the SIA work

group who made many valuable suggestions.   The work group members are:


          Jack Keeley
          Ground Water Research Branch
          Kerr Environmental Research
            Laboratory/EPA
          Ada, Oklahoma

          Charles Kleeman
          Ground Water Protection Section
          EPA/Region III

          Richard Bartelt
          Ground Water Protection Section
          EPA/Region V

          James K.  Channell
          Hazardous Materials Branch
          EPA/Region IX

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          George Garland,
          Toby  Goodrich
          Office of  Solid Waste
          EPA/Headquarters

          Jane  Ephremides,
          Larry Graham,
          Ted Swearingen,
          Lyle  Silka
          Office of  Drinking Water
          EPA/Headquarters


     The Office of Drinking Water also extends its appreciation to the

following"for their assistance in reviewing early drafts of this manual;

          Bruce F. Latta
          Oil Field and Environmental. Geology Section
          Kansas State Department of'Health & Environment
          John Dudley
          Water Quality Division
          New Mexico Environmental Improvement Agency

          Robert M. Sterrett
          Virginia Water Control'Board

          Donald G. Williams
          Water Quality Bureau
          Montana Department of Health and Environment

          Ronald G, Hansen
          Water Pollution Control
          Alaska Department of'Environmental Conservation

          Paul Beam
          Bureau of Water Resources Management
          Florida Department of Environmental Regulation

          Robert Wall
          Division of Water Pollution'Control'
          Nebraska Department of Environmental Control

          Leonard Wood
          USGS/Water Resources Division
          Reston, VA
                                 3.1.3.

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     Jay H. Lehr
     Tyler E. Gass
     National Water Well Association

     John Osgood
     Pennsylvania Department of Environmental Resources

     James Geraghty, David Miller and Nat Perlmutter
     Geraghty and Miller, Inc.

     Bob Kent
     Texas Department of Water Resources
     We also take this opportunity to thank the following for

assisting Messrs. Silka and Swearingen in collecting case studies

and field testing the evaluation system in the early phases of its

development.

     John Scribner and Ronald G. Hansen
     Alaska Department of Environmental Conservation

     Mead Sterling and Lyndon Hammond
     Arizona Department of Health

     Tom Bailey and Alvin L. Franks
     California State Water Resources Control Board

     Orville Stoddard
     Colorado State Health Department

     Dick Woodhall
     Connecticut State Health Department

     Paul Beam and Frank Andrews
     Florida Department of Environmental Regulation

     Rauf Piskiii
     Illinois Environmental Protection Agency

     Bruce Latta and Bill Bryson
     Kansas State Department of Health and Environment

     Charles Bishop
     Louisiana Department of Health and Human Resources
                              iv

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Cheater Harvey and Fred Eyer
Michigan Department of Natural Resources

Donald G. Williams
Montana Department of Health and Environmental Sciences

Bob Wall, Clark Haberman, Jon Atkinson and Dennis Heitman
Nebraska Department of Environmental Control

Wendall McCurry
Nevada Division of Environmental Protection

Patrick A. Clancy and Jon 0. Nowlin
USGS/Water Resources Division
Nevada

Joe Pierce, Maxine Goad, Mike Snavely and John Dudley
New Mexico Environmental Improvement Agency

Dan Serrell
New York Department of Health

Norman Peterson
North Dakota State Health Department

Mark Coleman and Dick Jones
Oklahoma State Department of Health

Harold Sawyer
Qregon Department of Environmental Quality

Jerry Mullican and Bob Kent
Texas Department of Water Resources

Charles Ratte
Vermont Agency of Environmental Conservation

R.M. Sterrett, Eugene Siudyla and Virginia Newton
Virginia Water Control Board

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                      TABLE  OP  CONTENTS

                                                           Page

Introduction	  1

Step 1—Guidance for Rating  the Unsaturated  Zone  	8

Step 2—Guidance for Rating  Ground-Water Availability  	  33
Step 3—Guidance for rating the Ground-Water Quality  	

Step 4—Guidance for Rating the Waste Hazard Potential  ...

Step 5—Determination of the Site's Overall Ground-
        Water Contamination Potential 	
36

39


50
Step 6—Determination of the Potential Endangerment
        to Current Water Supplies	52

Step 7—Determining the Investigator's Degree of
        Confidence 	56
Step 8—Miscellaneous Identifiers

Step 9—Record the Final Score ..

Appendices 	
61

62

64
                              vi

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                       LIST OP FIGURES
Figure
1
2
3
4
5
6
7
Title
Flow Chart of the Surface Impoundment assessment
Generalized sequence of steps involved in the
SIA evaluation system
Guide of the determination of the depth to the
saturated zone
Well hydrographs of a water well at Maywood,
Illinois
Well hydrograph of the Ainsworth, Nebraska
water supply well
Common driller's terms
Earth material categories and their approximate
Page
2
6
11
12
14
17
-, o
9

10


11


12



13


14


15


16
Unified Soil Classification System equivalents

Hypothetical flow paths of waste fluids seeping
from a surface impoundment through unsaturated
sands containing clay lenses

Poultry Processing Plant site plan

Portion of the 7-5 minute quadrangle topographic
map of the Poultry Processing Plant

Portion of driller's report on the water supply
well drilled at the Poultry Processing Plant

Portion of the geologic map from the County
Geologic Report containing the location of the
Poultry Processing Plant

Portion of the geologic cross-section from the
County Geologic Report

Portion of driller's report on the water supply
well drilled at the Poultry Processing Plant

Driller's logs of test boring beneath the waste
treatment lagoon at the Poultry Processing Plant

Initial ratings of hazard potential range for
common sources and types of ground-water
contaminants
20

24


25


26



29


30


31


32



46
                              vii

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                        LIST OP TABLES
 Table      Title
           Step  1.   Rating of the Unsaturated Zone
                                                 Page
                                                    9
 II
 Step  2.   Rating  of the  Ground-Water
          Availability
III       Step  3'.  Rating  the  Ground-Water  Quality
                                                   37
IV
Contaminant Hazard  Potential Rankings  of
Waste, Classified by Source
V
Contaminant Hazard Potential Rankings of
Waste, Classified by'Type
                                                          45-46
VI
Step 6.  Rating the Potential Endangerment
         to a Water Supply
                                                            54
VII
Rating of the Ground Water Pollution
Potential
                                                            63
                             viii

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                     LIST OF APPENDICES
Appendix A - Typical Sources and Types of Data Useful
             in Applying the Assessment System
Appendix B - Measuring Unit Conversion Table


Appendix C - Glossary


Appendix D - Selected References

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                     INTRODUCTION





   An objective of the surface impoundment assessment (SIA)



program (see Figure 1) is to rate the contamination potential of ground



water from surface impoundments and to develop practices for the



evaluation of different surface impoundments (elsewhere referred



to as pits, ponds, and lagoons).  One of the activities conducted



under the SIA program is the application of the evaluation system



described in the present manual.  This evaluation system applies



a numerical rating scheme to different impoundments that yields



a first round approximation of the relative ground-water contamination




potential of these impoundments.



   The basis of this system was developed by Harry E. LeGrand



in 1964.   LeGrand and Henry S. Brown expanded and improved



the system in 1977 under contract to the Office of Drinking Water.



The present system described in this manual has been modified



by the Office of Drinking Water through consultation with LeGrand



and Brown to reflect its ground-water protection philosophy.



Before the selection of the present evaluation system,  other



standardized systems were considered (Cherry, et. al., 1975; Finder,



et. al., 1977; Phillips, 1976) but were not deemed as suitable for the



purposes of the assessment.  The system is designed to provide an

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      POTEHTIAl
      DAHGERMEKT
      SITE
      HYDROGEOLOGY
      WASTE
      HAZARD
      CONSTRUCTION I"~
      OF         U-
      IMPOUNOMEHT
      OPERATION OF
      IMPOUNDMENT

      GROUND-WATER
      MONITORING
      REPORTED
      CONTAMINATION
      CASE STUDIES


      AOUIFER MAPS

      STATE PROGRAM
      DESCRIPTION

     STATE
     RECOMMENDATION
Figure  1.   Flow  chart  of the Surface Impoundment  Assessment.
             evaluation  system described in this manual.
The outlined portion  is the

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approximation of the ground-water contamination potential of



impoundments at a minimum cost.  Precise,  in-depth investi-



gations of actual ground-water contamination from surface impound-



ments  (i. e.,  drilling, etc.) would be too costly and time-consuming



and are not involved in this first-round site evaluation.  The specific



site investigations into actual contamination would begin after this



assessment is finished in order to optimize expenditures.   Those



sites identified as high contamination potential would be addressed



first.



    The philosophy guiding the development of this  surface impound-



ment evaluation system is that underground drinking water sources



must be protected for both present and future users as intended



by Congress in the Safe Drinking Water Act, 1974.  Ground-water



pollution occurs when contaminants reach the water table (saturated



zone) beneath the site.  This is contrary to the commonly held



view that ground-water contamination cannot legally be determined



until the contaminated ground water crosses the property boundaries



of the facilities. EPA believes that in order to protect the nation's



ground-water resources it is necessary to identify potential contamin-



ation at the source where preventive measures may be initiated.



The purpose of this evaluation system is to rank impoundments

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in terms of their relative ground-water contamination potential.
The evaluation system considers several hydrogeologic parameters
in the rating of the site.  There are numerous parameters that
may be used in evaluating a site. However, many of these para-
meters are related and their simultaneous consideration would be
redundant.  Thus, only selected parameters representative of
different processes, have been included.  The present evaluation
system provides a standardized methodology which will ensure more
consistent national results.
    The parameters used in the present SIA. system have been separated
into two distinct groups which correspond to the two phases of the
evaluation, i. e.,  1) the rating of the ground water contamination
potential itself and 2) the rating of the relative magnitude of potential
endangerment to current users of underground drinking water sources.
The parameters considered unique in rating the ground-water contamin-
ation potential are 1) the  thickness of the unsaturated zone and the
type of earth material of that zone,  2) the relative hazard of the
waste, and 3) the quantity and quality of the underground drinking
water source beneath the site. The parameters considered unique
in determining the rating for the potential for endangerment of
currently used water resources  include: 1) the type of water source,
i. e.  ground water or surface water, 2) whether that water source
is in the anticipated flow  direction of the contaminated ground water

-------
(if such contamination occurred); and 3) the distance between the
potential contamination source and the water source.   These para-
meters account for the basic processes and factors which determine
the contamination potential of the site and which indicated the relative
threat to underground drinking water sources.
    The level of contamination of ground water is subject to varying
degrees of attenuation as the water flows through the unsaturated
zone and on through the aquifer; however, the evaluation focuses
on the potential for contamination of underground water sources.
Attenuation mechanisms are very complex,  varying with the type of
waste, earth material,  and physico-chemical environment.  A general
site evaluation system concerned with an approximation of the contamin-
ation potential cannot consider the specific attenuative capabilities
of different earth materials for different wastes, particularly since
there exists a vast variety of complex wastes possible.  This evaluation
system therefore treats attenuation in an indirect manner by considering
it in combination with permeability.
    The evaluation is performed in a sequence  (see Figure 2).  The
first four steps involve the evaluation of the potential for ground water
to be contaminated by rating the site's hydrogeology and waste character.
The fifth step then determines the site's overall contamination potential
relative to other rated sites by combining the first four steps. It must be
stressed that this overall rating will express only a site's hydrogeologic

-------
                           Step 1
                Rating the Unsaturated Zone
                           Step 2
             Rating the Ground Water Availability
                           Step 3
               Rating the Ground Water Quality-
                           Step 4
              Rating the Waste Hazard Potential
                            I
                           Step 5
         Overall Ground Water Contamination Potential
               Step 1 + Step 2 + Step 3 + Step 4
                            1
                          Step 6
           Rating the Potential Endangerment to Water
                          Supplies
Figure 2. Generalized sequence of steps involved in the SIA.
          evaluation system.

-------
conditions relative to those conditions for all possible sites, and
does not relate to  a site's absolute degree of ground-water contamin-
ation. Such determination of actual contamination involving ground-
water monitoring and sampling procedures must be made following
site specific investigations.  This system allows the investigator to
assign priorities to sites on the basis of contamination potential so
that the investigator could then concentrate resources upon the further
investigation of these sites that rank highest in terms  of their conta-
mination potential.
   Precise data is not necessary for the application of the
SIA evaluation system.  Performing precise measurements of the
the depth to the water table,  the character of the earth materials
underlying the site, the hydrogeology at the site, etc., can be costly
and time consuming. It must be remembered that this evaluation
system  is a first-round approximation and therefore estimates based
on the best available information will be used with the expectation that
they will provide satisfactory results for first-round evaluations.

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                             STEP1



     GUIDANCE FOR RATING THE UNSATURATED ZONE





    The earth material characteristics of the unsaturated zone



underlying the surface impoundment are rated to determine the



potential for contaminants to reach the water table.  This step



involves the combined rating of a) the thickness of the unsaturated



zone, and b) earth material (both consolidated and unconsolidated



rock) in the unsaturated zone (see Table I).





Step 1, Part A, Determination of the depth to the saturated zone for Step 1



    Contaminants attenuate to varying degrees as they migrate down



through the unsaturated zone,  depending upon the thickness and the



type of  earth material.  Therefore, more favorable conditions exist



where the water table is deeper.  The depth to the saturated zone is



the depth from the base of the surface impoundment to the water table.



This depth may be measured to the water table in unconfined aquifers



(See Site 1 in Figure 3) or,  in the case of a confined aquifer,  to



the top of the confined aquifer (See Site 2 in Figure 3).  Where a



perched water table is known to occur, the depth may be measured

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GUIDELINES  FOR DETERMINING CATEGORY
Thickness of the
Unsaturated Zone (in
Deters)
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-------
to it rather than the underlying regional water table (See Site 3
in Figure 3).  The investigator will decide whether to measure
the depth to the perched water table or ignore it and measure
to the regional water table.  This decision should be based on
the extent and thickness of the perched water table and its usefulness
as a drinking water source.  If the perched water table is currently
being utilized as a drinking water source, the depth should be
measured to it.
    Water tables fluctuate on a diurnal, seasonal and annual basis
due to natural and artificial causes.  For this assessment system
the depth to the water table should be determined on the basis
of the seasonal high water table elevation. As is shown in Table I,
the depth determination does not have to be exact since the
intervals are large.   Illustrations of possible well hydrographs
are shown in Figures 4 and 5. Figure 4a depicts a hydrograph
of a well in Illinois which is only affected by  seasonal climatic
variation.  The depth to water table would be taken as approximately
five feet (1.6 meters).  In Figure 4b the well hydrograph illustrates
a water table which is affected by seasonal pumping variation.
Pumping is  greatest and, as  a result,  the water table is lowest
during May through September,  the hot season when consumption
                              10

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                          SITE 1
           Unsaturated
           Zone
                    Water
                           Thickness
Table
           Aquifer
                      SITE 2
            Aquifer
          Unsaturated    Perched
          Zone
                        Regional
                       Water Table
Figure  3.  Guide for the  determination  of the depth  to  the
           saturated zone (water table  in the unconfined case
           or  top of confined aquifer)  for completion  of Step.1
                               11

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          1942 1943 1944 1945 1946  1947 1918 1949 1950  1951 1952  1953 1954  1955 1956 1957 1953 1959 I960
                             Figure  4A
                                            COK 39N !2E-ll.7f
                                                (MAYWOOD)
           JAN
                FEB
                     MAR   APR  MAY   JUN   JUI_   AUG   SEP   OCT    NOV  DEC
                            Figure
Figure  A.   Well hydrographs of  a  water well  at Maywood,  Illinois,
            showing,  in Figure ^A, seasonal  fluctuations  in  a well
            remote  from pumping  well  influences; and in Figure kQ,
            fluctuations in a well close to  a ground water pumping
            area  (from Walton, 1970,  p. 106).
                                     12

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is greatest.  During the winter months of November through March
the demand decreases and the ground-water table recovers.  In this
case the depth to the water table would be computed at the highest
level,  at 168 feet (51.2 meters) of elevation rather than the summer
levels of 142 feet (43. 3 meters).
    Figure 5 shows a long period of record for a well hydrograph
located in Ainsworth, Nebraska,  in which annual and longer term
fluctuations exist.  Although the maximum change in water level
amounts to only about 6 or 7 feet (2 meters), other  areas of,the
country do experience much greater variation and should be
considered. However, in this example, the water level used in
determining the depth to the water table should be the higher level
of 34 feet (10.4 meters) below the surface.  Note that in all these
examples,  the more conservative estimate is used for depth to
the water table.
    In the situation where a confined (artesian) aquifer isi encountered
below a disposal site and an unconfined (water table) aquifer does not
exist,  the depth is measured to the top of that confined aquifer.
Due to the nature of the confined aquifer, the net hydrostatic head
of the system may decrease the possibility of contamination.  However,
conditions are not steady-state and other phenomena may affect the
                              13

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       )MM« IXC t rmli or^t
                                     HIHSHORIH BECOBOER (€LL
    BTOUN comnr
      90K21M I9CC I tr«lT2 OTZI
                                     RINSWORTH RECORDER WELL
                                                            iiiiiiiiiii|miiiiiHi|iHuiiiui|iiiiiHiiii|iiiiiiimuiiiuiiiui|Hiiiiimi|a79-'''1
                                                                                          M77.W ;

                                                                                          aro.m d
                     -V
 i"
am.wi

J473.V4
Figure 5.    Well hydrograph  of the Ainsworth,  Nebraska, water supply well
              showing annual and longer  term ground water  level  fluctuations
               (from  Ellis  and  Pederson,  1977, p.  67).

-------
net hydrostatic head of the confined aquifer.  With the reductions



of head which can be experienced (as in many irrigated areas of



the country), confined aquifers may become vulnerable to contamination



from surface sources through over pumping.





Step 1, Part B, Determination of the earth material category for Step 1



    The type of earth material must be identified in order to complete



Step 1. Table I contains an ordinal ranking of the general categories



of earth materials based upon permeability, secondarily upon sorption



character.  The inclusion of sorption is based on the general



relationships between grain size/surface area arid permeability/sorption.



Grain size (or pore size) is proportional to permeability and inversely



proportional to surface area which is an important factor in sorption



mechanisms.  As grain size is inversely proportional to sorption



capacity,  sorption capacity is inversely proportional to permeability.



Thus, going from left to right across the earth material categories



in Table I, permeability decreases while sorption generally tends



to increase.  The categories take into account whether the permeability



of the material is primary (properties existing at the time of formation



such as the pore spaces) or secondary (properties  of the material



imposed upon it sometime after formation such as  joints,  fractures,
                              15

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faults and solution channels). Secondary permeability is usually



much greater than primary permeability due to the larger pathways.



This distinction is very important in the categorization of earth



materials as the presence of secondary permeability increases



the flow of water and decreases attenuation. Fractures, joints,



and faults are caused by earth movement and generally become



closed and tighter with depth (generally within a hundred meters)



because of increased pressures and decreased weathering effects.



Faults often have an associated zone of crushed rock (fault breccia)



which may be highly permeable.



    The classification of the earth material should follow the



guidelines of Table I and of Figures 6 and 7 which supply further



assistance in the classification.   Figure 6 gives a fairly compre-



hensive list of driller's terms found in driller's logs and the



equivalent classification for Table I.  Some groups of terms are



assigned to more than one category,  in which case the investigator



must make a judgement. In Figure 7, the equivalent Unified Soil



Classification System codes are shown.
                              16

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I
Gravel, Sand, Sand and Gravel, and Similar Materials
Specific yield 25 O«r cent
Boulders Gravel and sand
Coarse gravel Gravel and sandrock
Coarse sand Medium sand
Cobbles Rock and grave*
Ccbotc ttcnes Running send
Dpycravel tiffctaovewater Sand
teuie Sand, water
Flee: rocks Sand end boulders
Free sand Sand and cobbles
Oravpl Sand and fine grave.)
Loose gravel Sand and oravel
Loos* sano Sandy gravel
Rocks Water gravel




II or III
Fine Sand. TtpMSand.TightGravel.andStmilarMateriats
Specific yield TO percent
Sand and clsy Sandy loam
Sand and clay strata (traces) Sandy loam, send, end clay
Sand and din Sandy silt
Sand and hardpan • Sandy soil
Sand and hard sand Surface and fine send
Sand and lava
Sand end pack sand Cloggy sand
Sand eno sandy clay Coarse pack sand
Sand end soapstone Compacted send and sltt
Sand and soil Dead send
Sena end some clay Dirry send
Sand, clay. and water Fine pack sand
Sand crust FineQuicksandwlThetkalisveek
SandHtnle water Fine sand
Sand, mud. and water Fine sand, loos*
Sand (some water) Hard peck sand
Sand streaks, balanceclay Hard send
Sand, streaks of clay Hard sand and streaks of
Sand with cemented sandy cley
streaks
Sand withthinstreaksof Herd send rock end some water
° *V Hard sand, soft streak*
Coarse, and sandy Loamy fine sand
Loose sandy clay Medium muddy sand
Meoium sandy Milk sand
Sandy More or less sand
Sandy and sandy clay Muddy sand
Sandy clay, sand, and Peck sand
clav Poor water Band
Sandy clay —water Powder send
bearing Pumice sand
Sandy clay with streaks Quicksand
of ssnd Sand, mucky or dirty
Sandy formation Set sand
Sandy muck Sitiy sand
Sandy sediment Sloppy send
Very sandy cley Sticky sand
Sueeksf ine end coarse send
Boulders, cemented sand Surface sand and clay
Cement, gravet.send, and Tight sand
rocks
Clay and gravel, water
bearmg Brittle clay and sand
Ciay Arock, some looserock Cley end send
Ctay, sand end gravel Clay, sand, and water
Clay, silt, sand, andgrevel Clay with sand
Conglomerate, gravel, and Clay with sand streaks
bouloers More or less cley, hard a»nd
Conptomerete,stickycley. end boulder*
sand and gravel Mud end sand
Dirty prevet Mud,sand,andwater
Fine c-evel, hard Sand and mud with chunks
Graveiandhardpanrrrata Of clay
Gravel, cemented sand Silt and fine sand
Grevelwithstreaksof clay Silt end sand .
Hard crevel Soil, sand, and
Hard sand and gravel clay
P*cfced gravel Topsoil and light
Packed Sfcnd and gravel sand
Quicksand end cobbles Water sand sprinkled whh
Rock sand and clay clay
Sano and gravel. cemented
streaks Float rock tstona)
Send and silt, many gravel Laminated
Sanevciayandgravel Seep water
Set gravel Soft sandstone
SilTysendandgravel Strong seepage
(cobbles)
Tight pravel







IV or V
Clay and Gravel, Sandy Clay, and Similar Material*
Specific yield S percent
Cemented pravel (cobbles) Clay and sandy clay
Cemented g»evel find cley Clay and silt
Cem*nte£ grevcl, hard Clay, cemented sand
Cementend rocks (cobbles) Clay, compact loam and send
Clay end pravel (rock) Cley to coarse sand
Clay and boulders (cobbles) Cley, sir eats of hard packed tend
Clay, peck sond. and gravel Clay, streaks of sandy clay
Cobbles in cley Clay, water
Conglomerate Clay with sandy pocket
Drygravel (be low \veter Clay with small streeks of
tacte) sand
Gravel and clay Clay with some sand
Gravel (cement) Oay with streaks of fin* tend
Gravel and sandy clay Clay with thin streaks of sand
Gravel and tough shale Porphyry clay
Gravelly ctcy Quicksand y clay
Rocks in clay Sand-clay
Rorten cement Sand shelf
Rorxenconcretemixture Shale and sand
Sencstonc*nd fleet rock Solid clay with strata of cemented sand
Sitt and gravel Sticky sand and clay
Soil and boulders Tight muddy sand
Very fine tight muddy sand
Cementedsandandclay Dry sandy »itt
Clay send Fine sandy loam
Dry htrd sacked srrtd Fine sandy slrt
Dry sandf&fitow Ground surface
water table! Loam
Dry sand and dirt Loam end clay
Fine muddy sand Sandy clay loam
Fine send, streaks of cley Sediment
Fine ticht muddy sund Silt
Hard pAckedsand, streaks Silt and clay
of clay Si try clay foam
Hard s*nd and clay Silty loam
Herdsettandandclay Soft loam
Muddy sand and clay Soil
Packed sand and clay Soil and clay
Pecked sand andsnale Soil and mud
Sand and clay mix Soil and sandy thai*
Sand end tough shale Surface formation
Sand rock Top hardpan soil
Sandstone Topsoil
Sandstone and lava Topsoil andsandytltt
Set send and clay Topsol1-«ftt
Set sand, streaks of clay
Cemented sandy clay
Hard sandy clay (tight) Decomposed hardpan
Sandy clay Hardpan and sandstone
Sandy clay with small sand Hsrdpsn and tandy day
streak:, very fine Herdpan and sandy she)*
Sancy shsie Hartjpan and sandy strata*
Set sancy ciay Hard rock (alluvial)
Silty ciay Sandy hardpan
Soft sondy clsy Semi-harcpen
Clay and fine sand Washboard
Ctay an o pu m ice streaks
Ash Herd pumte*
Caliche Porphyry
Chalk Seepage soft clev
Hard lava formation Volcanic ash


1
V or VI


Clay and ReUled Materiel
Specific yield 3 percent
Adobe Lava
Brittle clay Loose sha4*
Caving clay Muck
Cement Mud
Cement ledge Packed clay
Choppy clay Poor clay
Clay Shale
Cley. occasional rock Shell
Crumbly clay Slush
Cuba cley Soapston*
Decomposed granite Soapstone float
Dirt Soft clay
Good cley Squeeze clay
Gumbo ciay Sticky
Hard clay Sticky clay
Hardpan (H.P.) Tiper clay
Herdpan shalft Tight clev
Hard shale Tule mud
Hard shell Variable cley
Joint clay Volcanic rock

VI
Crystalline Bedrock (freth)
Specific yield xere
Granite Hard rock
Hard boulders Graphite and rocks
Hard granite Rock (If In area of known
crystalline rocks)
Figure 6.   Common driller's terms used in estimating specific yield
           (from Todd,  1970, p.  205)  and the equivalent evaluation
           system earth material  categories.
                                    17

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          Step 1
     Earth Material Category
    (and Step 1 Designation)
Unified Soi1
Class!fi cation
System Designation
  Permeabi1i ty
  Range  (cm/sec)
Gravel (I)

Medium to Coarse Sand (l)

Fine to Very Fine Sand (II)
   GW, GP

   SW, SP

   SW, SP
  Permeable

  > 10"^ cm/sec
Sand with £15% Clay, Silt  (III)    GM, SM, SC

Sand with >15* but£50% Clay  (IV)  GM, SM, ML
                      Semi-permeable

                         7      -6
                      10   to 10   cm/sec
Clay with <50% Sand  (V)

Clay  (VI)
   OL, MH

   CL, CH, OH
  Relatively imperme-
  able
< 10~° cm/sec
Figure  7.   Earth material  categories and  their approximate Unified Soil
             Classification  System equivalents.
                                    18

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    The geologic conditions beneath the site can be a very complex
 layering of clays, sands and gravels or consolidated sedimentary
 rocks such as sandstone, limestone and shale.  In these layered
 situations the rating may be accomplished by considering the probable
 hydrology of the system. Where the different layers have similar
 hydrologic properties, the layers may be considered a single hydrologic
 unit for rating purposes.  Where contrasting layers are encountered,
 best judgement must be exercised in rating the  site.  For example,
 if an impermeable shale overlies permeable sandstone rate only
 the thickness of shale.  The investigator must be cautioned,  however,
 that in rating a case where hydrologic ally unlike layers alternate,
 the waste is more likely to move through the more permeable zones
 and avoid the impermeable layers. As an example, a sand containing
 clay lenses should be  rated as if only sand were present (See Figure 8).
 Similarly, where secondary permeability is present (i. e. fractures,
joints and faults) the major path of waste movement is through
the large conduits of secondary permeability rather than the  interstices
of primary permeability.  This results in a short circuit of any
attenuation capability present in the material.  In such cases, the
earth material would be rated as the more permeable categories.
                              19

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                                Imp oundment
                                                 TUnsatura'ted*
                                           * . •    'Sands'  '
                  ClayLenses     }'   '  '
                  »••    *    *     "   *
                  »••    *   I *
                '    *     '  n '^  '
                   Water  Tab^e •  .   (  — *
                     .   •.«.»•
                              •Saturated Sands
Figure  8.     Hypothetical flow paths of waste fluids seeping from a
               surface impoundment through unsaturated sands containing
               clay lenses.
                                    20

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 Step 1, Part C, The Scoring of Step 1.
    After the thickness of the unsaturated zone and the type of earth
 material in the unsaturated zone have been determined,  refer to the
 Step 1 matrix (in Table 1) and record the appropriate score for the
 particular values of thickness and material.

 Sources of information for completing Step 1.
    Many data sources exist for the depth to the water table and
 the geologic  material beneath a  site.   The site may have specific
 data available from State files if the site is permitted.  The owner/
 operator may have data on shallow bedrock and soils available
 from borings or trenches made for the impoundment or nearby
 building foundations.  Nearby water wells may provide data on
 the geology and ground-water levels,  and adjacent road cuts can
 provide additional information on the  subsurface.
    General information is  available from State agency reports
 such as the State geological survey, State departments of transpor-
tation  soil borings,  water resources agencies or universities with
departments concerned with geology and ground-water resources.
The United States Geological Survey also publishes reports and
                              21

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maintains files on ground water occurrence in each State.  The
U. S. Department of Agriculture,  Soil Conservation Service,
publishes county soils reports and maps with information on local
soil profiles and bedrock, depth to the water table and depth to
unweathered bedrock or parent material of the soil.

Example for determining the score for Step 1.
    To score a site for Step 1,  information is needed on: 1) the
depth to the saturated zone and 2) the earth material of the unsat-
urated zone.  The following example illustrates the method of
scoring a site and will be utilized in all steps of the evaluation
system.
    A poultry processing plant, located in the Appalachian Valley
and Ridge Province of a Mid-Atlantic State, operates a two acre waste
treatment lagoon (about 8000 m ) for disposal of poultry processing
waste water.  The waste treatment lagoon is shown in the site plan of
Figure 9; Figure 10 gives the  site location in relation to local
topography.

Example Step 1,  Part A.  Determine the depth to the water table to
establish the thickness of the unsaturated zone.  In this example the
                               22

-------
 depth to the water table may be obtained from the driller's log



 of the plant water well.  Figure 11 shows the driller's report which



 indicates that the depth to the static water table is 33 feet (about



 10 meters).  This static  water table level is not the seasonal high



 water table at this site.  The seasonal high water table would be



 expected to occur around 25 feet (7. 5 meters).



    The depth to the water table could also be estimated by studying



 the topographic map in Figure 10 if no well data was available.



 The elevation of the lagoon bottom is estimated to be about 1020



 feet (311 meters) Mfean Sea Level as the site is located between



 two 1020 foot contours. The river is about 100 feet  (30 meters)



 to the west and, in the humid eastern climate,  the water table



 can be assumed to be the river level at the river.  Since the lagoon



 is close to the river, the water table is estimated to be about



 the same elevation as the river, i. e., 990 feet (302 meters).  This



 is determined by noting that the 980 foot (299 meters)  elevation



 crosses the river about 1 mile (1.6 kilometers) downstream and



the 1000 foot (305 meters)  elevation crosses about 1 mile upstream.



Interpolation between 980 and 1000 gives a river elevation of 990



feet.  By estimating the lagoon elevation (1020 feet) and adjacent
                               23

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Figure 9.   Poultry Processing Plant site plan.

-------
                                   SCALE 1:24000
                                         o
                                                                             1 MILE
             1000
                           1000    2000    3000    4000    5000     6000     7000 FEET
                                                                1 KILOMETER
                             CONTOUR INTERVAL 20 FEET

                                DATUM IS MEAN SEA LEVEL
Figure  10.  Portion of  the 7.5 minute quadrangle  topographic map of
             the  Poultry -Processing Plant  (Marked  by  arrow).
                                       25

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                                  IWATER  ooNDi.Ti.onal
                                        DEPTH
                  STATIC WATER LEVEI
                  WATER ZONES  (fissures or formations supplying  water)
                       (from)         (to)         (from)        (to) '
                             -ft.-
                             -ft-
                                                      -ft-
                                         -ft-
                                 QUANTITY  OF  WATER
                  WELL PUMPED  (or bailed) at _ IS- — Gal, per Min. with
                   lldQ fpet pR AW DOWN of ter _Z _ HOURS PUMPING.
                  FLOW (natural) _ G.PM.    HEAD - ft. (above ground)
                                 IS GPfft
                                v' QUALITY OF. WATER/:
                                       _ - TASTED-
                  ANALYSIS: AVAILABLE-Y«. Q  NoO:  ATTACHED
                  TEMPERATURE;  •    —   !    '   •  .   , ..,,.•
                         . .                       (from)    ,.    "°l   ..
                        •	 WATER	_	1	ft,	,-==Jt.
                   (jolt, brocVuh, Iron, sulfur,ocid, olhtr)     '2Si2
                 ,USE OF WATER!  Oom.ttlea  Town/^i^StfTM^Fofm D PublleD
                                   CONST RUG TIP N
                            r method)—;	3—,-. _
                   .....   ..        (rotary", cable, bored, drivl
                  DATE! Started JS^J4=^4!*—;  Completed.
                  ;TOTAL DEPTH(^^—ft,
                  BED ROCK '• fit ^~7?    	ft-'
                               GROUTING  INFORMATION.
                  'METHOtJ USED.
                  GROUTING  MATERIAL-^
                                    •f U^lejfLl.
                  hEPTH OF GROUTJNG-	 SO
(diorn)
' ff)

HOLE SIZE..
(from) (to)
!„ fi fl
f) *>&

1 ..'".' & i: i r i j
CASING SIZE
(diom) (from) (to)
u « 	 fl
/* '•''<: £'• -<7 ' f
•*"*"

                             SCREEN  (or  perforations)
                    (diomj    (from)     M    v      (oDeninj sue)
                         '"*"       t<-      ~
Figure  11.
Portion of the  driller's  report  on the water supply  well_
drilled at the  Poultry  Processing Plant  showing  the  static
ground-water  level.
                                          26

-------
river elevations (990 feet), the water table depth is estimated at
                                                               £»
30 feet (about 9 meters).  This estimate is fairly close to the

measured static water level in the well.  This method of estimating

ground-water levels is useful only for perennial streams and is

not reliable in the arid western United States where streams are

intermittent. In such cases the ground-water level is often deeper

than the stream bed and may have no relationship to the stream

level or topography.


Example Step 1, Part B.  The second part of completing Step 1

is to estimate the composition of the earth material of the unsaturated

zone.  For the Poultry Processing Plant, there is a substantial

amount of data available from a county geologic report, the driller's

report for the water well at the site and, several test borings

conducted at the lagoon site.   Figure 12 and 13 show the surface

bedrock configuration and the structural cross-section of the

area.  The bedrock at the site is the Edinburg Formation composed

of shale and limestone layers tilted at about 70 degrees to the

west.  The Driller's report containing the well log (Figure 14)

indicates that about 16 feet (about 5 meters) of unconsolidated

clay and gravel overlie a considerable thickness of variable lime-

stone down to 424 feet (129 meters).
                             27

-------
   The logs of the test borings shown in Figures 15 indicate
a quite variable thickness of sand and gravel (from 12 to 60 feet,
or 3 to 18 meters) above limestone.  It would be expected in this
area of steeply tilted limestone and shale layers to have a rough,
variable bedrock surface as a result of differential weathering.

Example,  Step 1,  Part C.  After determining the thickness  of
the unsaturated zone (7. 5 meters) and the type of earth material
in the unsaturated zone, the Step 1 score can be determined from
the Step 1 matrix in Table I for the following parameters:
   Thickness of the unsaturated zone = 7. 5 meters
   Material of the unsaturated zone = 3 meters of sand and gravel
                                    4. 5 meters of limestone
   As the sand,  gravel and limestone are of similar hydrologic
character and in the same earth material category of Step 1,
their thickness can be combined so that the Step 1 score would
be determined for 7. 5 meters of category "I" material rated at
9C.  (The presence of a liner would be noted by recording the
appropriate code in the reporting form.)
                               28

-------
                                                                  Edinburg formation
                                                          Dark graptolite bearing  shale, dense
                                                          black limestone, and nodular weather-
                                                          ing limestone.
                                                          New Market and Lincolnshire limestone
                                                          Dense light gray limestone and dark,
                                                          medium-coarse, cherty limestone.
                                                                Beekmantown formation
                                                          Thick-bedded, gray,  medium-grained
                                                          dolomite and some blue limestone; much
                                                                 Chepultepec limestone
                                                          Gray and blue dense limestone,  some
                                                          dolomite.
Fugure  12.   Portion of  the geologic map from the County Geologic Report
              containing  the location of  the  Poultry Processing  Plant
              (marked by  an X  and  an arrow).
                                             29

-------
                                                    SCALE 1:62500
                          Chiefly shale and silty shale; greenish
                          sandstone commonly at top.
                                 Edinburg formation
                          Dark graptolite  bearing shale, dense
                          black limestone, and nodular weather-
                          ing limestone.
                                                                New Market and Lincolnshire limestone
Dense light gray limestone and dark,
medium-coarse, cherty limestone.
      Beekmantown formation
Thick-bedded,  gray,  medium-grained
dolomite and some blue limestone; much
chert.
Figure 13.   Portion  of a  geologic cross-section  from the  County Geologic Report depicting the
              general  subsurface  geologic structure around  the  Poultry Processing Plant  (marked
              by  the arrow).

-------
            mow
 0

¥

13
           7?
           16?
                    TO
           L/l?
                  s
                  13
                  23
1*
log
                  /f?
                  34?

                  tj/t
                 r. 01 ! OIL OR IUH-K PENR HATED
               (grovel, cloy, etc., hordnors, color, etc)
fa
-------
(JO
ro
                     Depth
                     ^
                       10.5

                      .12.5^

                       12.7.

                       15.5.
                      .30.0
Material Description
                              Sand and Gravel
Suspected Residual Clay
Hard Limestone
Mudseam  (Stiff)
                               Hard Limestone
Hole Terminated at

30.0 Feet
Depth
Feet
                                      15.a
                                                                   -60.5
                                      .64.Q

                                       65.a
• 70.0
Material Description
                                                                             Sand and Gravel
                                              Sand and Silt with

                                              Occasional Gravel
                                                                             Hard Limestone
                                                                             Mudseam
Hard Limestone
Hole Terminated  at

70.0 Feet
                    Figure  15.   Driller's  logs of test borings beneath the waste treatment lagoon  at

                                the Poultry Processing Plant.

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                              STEP 2



              GUIDANCE FOR RATING GROUND WATER



                           AVAILABILITY



Determining the ground-water availability ranking.



    The ability of the aquifer to transmit ground water depends



upon the permeability and saturated thickness of the aquifer.



Step 2 provides the guidance to determine the ground-water



availability rating of the aquifer.  Since this evaluation system is



a first-round approximation, the ground-water  availability rating



is not exact, but an approximation.  The categories of earth material



which make up the saturated zone are the same categories as used



in Step 1 but have been combined into good, fair and poor aquifer




material categories (Table II).



    Estimate the aquifer's saturated thickness (in meters) and the



type of earth material in the saturated zone as done for Step 1.



Choose the appropriate  ranking in the matrix of Step 2  (Table



II) from the respective saturated thickness and  earth material



category.  The letter accompanying the ranking is for the purpose



of identifying what the rankingTs derivation is if, at sometime in



the future, there is reason to verify the number.



Sources of information for completing Step 2 .



    Sources of information in determining the parameters of Step 2



are similar to those of Step 1.
                            33

-------
                               TABLE  I I




Step 2.   Rating of the Ground Water Availability



>-
cc
c
li.

<
13

O£
LU
1-
Uj
o
C£
O
b.
irt
UJ
z
_i
ii i
o
0






Earth
Material
Category
Unconsol i dated
Rock


Consolidated
tock




Representative
Permeabi 1 i ty

2
in gpd/ft

n cm/sec


1
Gravel or sand


Cavernous or
Fractured Rock,
Poorly Cemented
Sandstone,
Fault Zones







>2
-k
>10


1 1
Sand with <50%
clay


Moderately to
Wei 1 Cemented
Sandstone,
Fractured Shale







0.02 - 2
-6 -4
10 -10


1 1 1
Clay with <50%
sand


Si 1 tstone,
Unf ractured
Shale and other
Impervious Rock







< 0.02
-6

RATING MATRIX
Thickness Jj 30
of Saturated
Zone 3-30
Meters)
£3
6A

5A

3A
kc

3C

1C
2E

1E

OE

-------
Example, Step 2.
    The type of earth material of the saturated zone can be
determined from the county geologic map and cross-section
(Figures 11 and 12) and the driller's log of Figure 13.  Generally,
the material down to greater than 400 feet (122 meters) below
the surface is limestone with shale interbeds.  From the drillers'
report of the pump test (shown in Figure 10) the water supply well
near the surface impoundment had 400 feet of drawdown at 15 gpm
(57 liters per minute) after 2  hours pumping. From this data the
limestone is very tight with little permeability and very little
development of open fractures.  The category in Step 2 for rating
this material would be category n as the saturated zone is capable
of producing water but only at moderate to low quantites.  From
the above sources of information the thickness of the saturated
zone is estimated to be several hundred feet. The score for the
ground-water availability ranking would be determined for earth
material category II and greater than 30 meters thickness,  i. e.,
the Step 2 ranking is "4C. "

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                               STEPS



                GUIDANCE FOR RATING THE GROUND-



                           WATER QUALITY



    Ground-water quality is a determinant of the ultimate usefulness



of the ground water.  Waste disposal sites situated in an area of



poor quality ground water unsuitable as a drinking water supply would



not present the same degree of pollution potential to ground water as



the same site situated in an area having very good quality ground



water.  Step 3 (Table m) is used to determine the  ranking of



the aquifer's ground-water quality.   The ranking is based upon



the criteria that has been set forth in the proposed Underground



Injection Control Regulations (40 CFR Part 146) of the Safe Drinking



Water Act of 1974  (P. L. 93-523). The descriptions are to be



used as basic guidelines to assist the investigator  in arriving



at the appropriate  rating of ground-water  quality.  Consideration



of only the background water quality of the aquifer is intended.





Determine the Aquifer Quality Ranking



    Determine the total  dissolved solids content of the ground water



and apply it to the  appropriate rating in Step 3, Table  HE.  If the ground



water is presently a drinking water supply, the ranking would be a



"5" regardless of its total dissolved solids content.
                            36

-------
                               Table II I
Step 3.   Rating the Ground-Water Quality
     Rating
     Qua 1 i ty
        3

        2

        1

        0
< 500 mg/1 IDS or a current drinking water
source

>500 -  £1000 mg/1 IDS

>1000 -  53000 mg/1 IDS

>3000 -  £.10,000 mg/1 IDS

 >10,000 mg/1 IDS

No ground water present^
                                  37

-------
 Sources of information for completing Step 3 .
    Ground-water quality data for the determination of the Step
 3 rating may be obtained from several sources.  If the aquifer
 is presently used by individuals or communities, no further docu-
 mentation is required.  If industries or agriculture use the ground
 water, but not currently for human consumption, further quality
 data may be required for the rating.  Many State agencies (i. e.,
 geological surveys, health departments, water boards or commissions
 and State engineers) and the U. S.  Geological Survey have consider-
 able water quality data on file, in published reports and as maps
 outlining the ground-water quality in the States by aquifer.

 Example, Step 3.
    The quality of the ground water beneath the Poultry Processing
 Plant site would be rated "5" since the aquifer does supply drinking
water, and in addition based upon  driller's report,  general State
files and published reports, the aquifer has an overall good quality
with very low total dissolved solids.
                            38

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                              STEP 4
   GUIDANCE FOR RATING THE WASTE HAZARD POTENTIAL

   Contaminants that may enter ground water have been evaluated
by their potential for causing harm to human health (Hazard
Potential).  The hazard potential rankings for contaminants range
from 1 to 9 with 1 being least hazardous and 9 being most hazardous.
   Contaminants and their hazard potential rankings are classified
in two ways: (1) by contaminant source  (Table IV), and (2) by
contaminant type (Table V).  Standard Industrial Classification (SIC)
numbers are used  to classify sources.  Common sources and types
of contaminants and their hazard potential ranges are illustrated in
Figure 16.
    There are many variables that influence a substance as it enters
the ground-water environment such that its true hazard potential as
a ground-water contaminant is not likely to be the same as its
apparent hazard potential.  Most such  variables tend to reduce
hazard potentials.  The hazard potential rankings considered the
following factors and their interactions.
TOXICITY - The ability of a substance to produce harm in or on the
body of living organisms is extremely  important in ranking the
hazard potential of that substance.  While some substances are highly
toxic they may possess low mobility and thus be assigned  a lower
hazard potential ranking than a less toxic but highly mobile substance.
                              39

-------
                                        TABLE  IV

                 CONTAMINANT HAZARD POTENTIAL  RANKINGS OF'WASTE CLASSIFIED
                 BY SOURCE FOR STEP k.
SIC
Number
Description of Waste Source
Hazard Potential
	 Initial Rating
 01           AGRICULTURAL PRODUCTION =• CROPS

 02           AGRICULTURAL PRODUCTION - LIVESTOCK
        021        Livestock,  except  Dairy,  Poultry and
                   Animal Specialties
        024        Dairy Farms
        025        Poultry and Eggs
        027        Animal Specialties
        029        General Farms,  Primarily  Livestock

 10           METAL MINING
        101        Iron  Ores
        102        Copper Ores
        103        Lead  and Zinc Ores
        104        Gold  and Silver Ores
        105        Bauxite and other Aluminum Ores
        106        Ferroalloy  Ores Except Vanadium
        103        Metal Mining Services
       1092        Mercury Ore
        1094        Uranium-Radium-Vanadium Ores
        1099        Metal Ores  not elsewhere classified

11           ANTHRACITE MINING

12           BITUMINOUS COAL'AND LIGNITE MINING

13           OIL AND GAS EXTRACTION
       131        Crude Petroleum and Natural Gas
       132        Natural Gas Liquids
       1381       Drilling Oil and Gas Wells
       1382       Oil and Gas Field Exploration Services
       1389       Oil and Gas Field Services not elsewhere
                  classified

14           MINING AND QUARRYING OF NON-METALLIC MINERALS,
             EXCEPT FUELS
       141        Dimension Store
       142        Crushed and Broken Stone,  Including Riprap
       144        Sand and Gravel
       145        Clay,  Ceramic,  and  Refractory Minerals
       147        Chemical and Fertilizer Mineral Mining
       148        Nonmetallic  Minerals  Services
       149        Miscellaneous Non-metallic Minerals,
                  except Fuels
 1-2
 (5 for Feedlots)
 4
 4
 2-4
 2
 4
 6
 5
 6
 5
 5
 4
 6
 7
 5
7
7
6
1
Variable depending on
 Activity
2
2
2
2-5
4-7
1-7

2-5

-------
  (TABLE  IV continued)
SIC
Number

16
                  Description of Waste Source
Hazard Potential
Initial Rating
             CONSTRUCTION OTHER THAN BUILDING CONSTRUCTION
       1629       Heavy Construction, not elsewhere classified
                  (Dredging, especially in salt water)          4

20           FOOD AND KINDRED PRODUCTS
       201        Meat Products                                 3
       202        Dairy Products                                2
       203        Canned and Preserved Fruits and Vegetables    4
       204        Grain Mill Products                           2
       205        Bakery Products                               2
       206        Sugar and Confectionery Products              2
       207        Fats and Oils                                 3
       208        Beverages                                     2-5
       209        Misc. Food Preparation and Kindred Products   2

22           TEXTILE MILL PRODUCTS, ALL EXCEPT LISTINGS
             BELOW
       223        Broad Woven Fabric'Mills, Wool (including     6
                  dyeing and finishing)
       226        Dying and Finishing Textiles, except          6
                  Wool Fabrics and Knit Goods
       2295       Coated Fabrics, Not Rubberized                6

24           LUMBER AND WOOD PRODUCTS, EXCEPT FURNITURE
       241        Logging Camps and Logging Contractors         2
       242        Sawmills and Planing Mills                    2
       2435       Hardwood Veneer and Plywood                   4
       2436       Softwood Veneer and Plywood                   4
       2439       Structural Wood Members, not elsewhere        3
                  classified (laminated wood-glue)
       2491       Wood Preserving                               5
       2492       Particle Board                                4
       2499       Wood Products, not elsewhere classified       2-5

26           PAPER AND ALLIED PRODUCTS
       261        Pulp Mills                                    6
       262        Paper Mills Except Building Paper Mills       6
       263        Paperboard Mills                              6

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     (TABLE  IV continued)
SIC
Number
Description of Waste Source
Hazard Potential
Initial  Retlng_
 28           CHEMICALS AND ALLIED PRODUCTS
        2812       Alkalies and Chlorine                         7-9
        2813       Industrial Gases
        2816       Inorganic Pigments                            3-8
        2819       Industrial Inorganic Chemicals,
                   not elsewhere classified                      3-9
        2821       Plastic Materials, Synthetic Resins,  and
                   Nonvulcanizable Elastomers                     6-8
        2822       Synthetic Rubber (Vulcanizable Elastomers)     6-8
        2823       Cellulose Man-Made Fibers                      6-8
        2824       Synthetic Organic Fibers, except Cellulosic    6-8
        2831       Biological Products                           6-9
        2833       Medicinal Chemicals and  Botanical Products     3-8
        2834       Pharmaceutical Preparations                    6-9
        2841       Soap and Other Detergents, except
                   specialty cleaners                            4-6
        2842       Specialty Cleaning, Polishing and
                   Sanitation Preparation                        3-8
        2843       Surface Active Agents, Finishing Agents,
                   Sulfonated Oils and Assistants                 6-8
        2844       Perfumes,. Cosmetics, and other Toilet
                   Preparations                                  3-6
        2851       Paints,  Varnisher, Lacquers,  Enamels, and
                   Allied Products                               5-8
        2861       Gum and Wood Chemicals                         5-8
        2865       Cyclic (coal tar)  Crudes, and Cyclic
                   Intermediates,  Dyes and  O.rganic Pigments
                   (Lakes and Toners)                            6-9
        2869       Industrial Organic Chemicals, not elsewhere
                   listed                                        3-9

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     (TABLE IV continued)
SIC
Number
Description of Waste Source
Hazard Potential
Initial Rating
          2873       Nitrogenous Fertilizers         .              7-8
          2874       Phosphatic Fertilizers                        7-8
          2875       Fertilizer Mixing  Only                        5
          2879       Pesticides and Agricultural Chemicals,
                     Not  Elsewhere Listed                          5-9
          2891       Adhesives and Sealants                        5-8
          2892       Explosives                                    6-9
          2893       Printing Ink                                  2-5
          2895       Carbon Black                                  1-3
          2899       Chemicals and Chemical Preparations, not
                     Elsewhere Listed                              3-9

   29           PETROLEUM REFINING AND  RELATED  INDUSTRIES
          291        Petroleum Refining                           8
          295        Paving and Roofing Materials                  7
          299        Misc. Products of  Petroleum and Coal          7

   30           RUBBER AND MISCELIANEOUS PLASTICS  PRODUCTS
          301        Tires and Inner Tubes                         6
          302        Rubber and Plastic Footwear                   6
          303        Reclaimed Rubber                              6
          304        Rubber and Plastics Hose and  Belting          4
          306        Fabricated Rubber  Products, not Elsewhere
                     Classified                                    4

   31           LEATHER AND LEATHER PRODUCTS
          311        Leather Tanning and Finishing                8
                     (Remaining Three-Digit  Codes)                1-3
   32           STONE,  CLAY, GLASS,  AND CONCRETE PRODUCTS
          321        Flat Glass
          322        Glass and Glassware,  Pressed or Blown
          324        Cement, Hydraulic
          3274       Lime
          3291       Abrasive Products
          3292       Asbestos
          3293       Gaskets, Packing, and Sealing Devices

   33           PRIMARY METAL INDUSTRIES (EXCEPT AS NOTED  BELOW)
          3312       Blast Furnaces, Steel Works, and
                     Rolling and Finishing Mills
          333        Primary Smelting and  Refining of
                     Nonferrous Metals
                                                 4
                                                 4
                                                 3
                                                 3
                                                 3
                                                 3
                                                 3

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(TABLE  IV continued)
SIC
Number
  Description of Waste Source
Hazard Potential
Initial Rating
  34
 35

 36
 37

 38
 39

 49
         347
         3482
         3483

         3489

         349
        3691
        3692
        386
        491
        492
 FABRICATED METAL PRODUCTS,  EXCEPT MACHINERY
 AND TRANSPORTATION EQUIPMENT  (EXCEPT AS NOTED      5
 BELOW)
      Coating,  Engraving,  and Allied Services       8
      Small Arms  Ammunition                         7
      Ammunition, Except for Small Arms
      not Elsewhere Classified                      7
      Ordnance  and Accessories, not Elsewhere
      Classified                                    7
      Misc.  Fabricated Metal Products               3-6

 MACHINERY,  EXCEPT ELECTRICAL                       5-7

 ELECTRICAL AND ELECTRONIC MACHINERY, EQUIPMENT
 AND  SUPPLIES (EXCEPT AS NOTED BELOW)               5-7
      Storage Batteries                             8
      Primary Batteries, Dry and Wet                8

 TRANSPORTATION EQUIPMENT                           5-8

 MEASURING, ANALYZING, AND CONTROLLING INSTRUMENTS;
 PHOTOGRAPHIC, MEDICAL, AND  OPTICAL GOODS; WATCHES  4-6
AND CLOCKS  (EXCEPT AS NOTED BELOW)
      Photographic Equipment and Supplies           7
MISCELLANEOUS MANUFACTURING INDUSTRIES

ELECTRIC, GAS, AND SANITARY SERVICES
     Electric Services
     Gas Production and Distribution
    3-7
   3-5
   3
        494        Water Supply                                  2
        4952       Sewerage Systems                              2-5
        4953       Refuse Systems (except Municipal Landfills)    2-9
        496        Steam Supply                                  2-4

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                       TABLE  V
CONTAMINANT HAZARD POTENTIAL RANKINGS OF WASTES, CLASSIFIED
BY TYPE1 FOR STEP 4
Hazard Potent iaj ID
Description Initial Rating Number *
A. SOLIDS
Ferrous Metals
Non-Ferrous Metals
Resins, Plastics and Rubbers
Wood and Paper Materials (except as noted below)
- Bark
Textiles and Related Fibers
Inert Materials (except as noted below)
- Sulfide Mineral-Bearing Mine Tailings
- Slag and other Combustion Residues
- Rubble, Construction & Demolition Mixed
Waste
Animal Processing Wastes (Except as noted below)
- Processed Skins, Hides and Leathers
- Dai ry Wastes
- Live Animal Wastes-Raw Manures (Feed lots)
- Composts of Animal Waste
- Dead Animals
Edible Fruit and Vegetable Remains -
Putrescables
B. LIQUIDS
Organic Chemicals (Must be chemically Classified)
- Aliphatic (Fatty) Acids
- Aromatic (Benzene) Acids
- Resin Acids
- Alcohols
- Aliphatic Hydrocarbons (Petroleum
Derivatives
- Aromatic Hydrocarbons (Benzene Derivatives
- Sulfonated Hydrocarbons
- Halogenated Hydrocarbons
- Alkaloids
- Aliphatic Amines and Their Salts
- Arii 1 ines
- Pyridines
- Phenols
- Aldehydes
- Ketones
- Organic Sulfur Compounds (Sul fides,
Mercaptans)
- Organometa 1 1 i c Compounds
- Cyanides
- Thiocyanides
• - Sterols
- Sugars and Cellulose
- Esters

I-42
1-72
2
2
4
2
2
6
5

3
2-4
6
4
5
2-4
5
2-3


2
3-5
7-8

5-7

4-6
)6-8
7-8
7-9
7-9
1-4
6-8
2-6
7-9
6-8
6-8

7-9
7-9
7-9
2-6

1-4
6-8

1100
1200
1300
1400
1401
1500
1600
1601
1602

1603
1700
1701
1702
1703
1704
1705
1800


2000
2001
2002
2003
2004

2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015

2016
2017
2018
2019
2020
2021
2022

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      Description
Hazard Potential
Initial  Rating
      Inorganic Chemicals (Must be Chemically Classified)2
           - Mineral  and Metal  Acids                     5-8
           - Mineral  and Metal  Bases                     5-8
           - Metal  Salts, Including Heavy Metals         6-9
           - "Oxides                                     5-8
           - Sulfides                                   5-8
           - Carbon or Graphite                         1-3
      Other Chemical  Process  Wastes Not Previously  Listed
       (Must be Chemically  Classified)2
           - Inks                                        2-5
           - Dyes                                        3-8
           - Paints                                     5-8
           - Adhesives                                  5-8
           - Pharmaceutical Wastes                       6-9
           - Petrochemical  Wastes                        7-9
           - Metal  Treatment  Wastes                     7-9
           - Solvents                                   6-9
           - Agricultural Chemicals (Pesticides,
              Herbicides, Fungicides, etc.)              7-9
           - Waxes  and Tars                              4-7
           - Fermentation and Culture Wastes             2-5
           - Oils,  including  Gasoline,  Fuel Oil, etc.    5-8
           - Soaps  and Detergents                        4-6
           - Other  Organic  or Inorganic Chemicals,
              includes  Radioactive  Wastes                2-9
      Conventional  Treatment  Process Municipal Sludges   4-8
           - From Biological  Sewage Treatment            4-8
           - From Water  Treatment and Conditioning
              Plants  (Must  be Chemically  Classified)2    2-5
 ID
 Number*

 2100
 2101
 2102
 2103
 2104
 2105
 2106

 2200
 2201
 2202
 2203
 2204
 2205
 2206
 2207
 2208

 2209
 2210
 2211
 2212
 2213

 2214
 2300
2301

2302
 * ID Number is  for  identification of waste type in the Reporting  Form.
      Classification based on material in Environmental Protection Agency
Publication, 670-2-75-024, pages 79-85, Prepared by Arthur D. Little. Inc.
and published in 1975-,
      For individual material ranking refer to solubi1ity-toxici ty tables
prepared by Versar, Inc. for the Environmental Protection, Agency.
                                   46

-------
MOBILITY - The material must be able to enter the ground-water



environment arid travel with the ground water.  Certain substances



are essentially immobile (eg., asbestos fibers) while others are



highly mobile with most substances falling between these extremes.



PERSISTENCE - Some substances such as halogenated hydrocarbons



decay or degrade very slowly and receive a higher hazard potential



ranking than other equally toxic materials that decay more rapidly.



VOLUME - Some substances, such as tailings or slimes from



mining operations, are only moderately toxic but because they



are produced in enormous quantities are given a somewhat



higher hazard potential ranking.



CONGENTRAT ION - Substances entering  the ground-water



environment in concentrations which could potentially endanger human



health are ranked.  Concentration may decrease with dilution and



attenuation but the amount of decrease at  a given place depends, in



part, on waste mobility,  waste interaction with soils and aquifer




material, etc.





Determining the Waste Hazard Potential for Step 4 .



    Wastes may be simple in composition, but most are complex



and the hazard potential rankings given in Tables IV and V are



maximum values based on the most hazardous substance present  in



the contaminant.  Such rankings are, of necessity, generalizations



because of the unknown interactions that occur between substances



and the variables of the ground-water environment.




                             47

-------
    For those substances or sources that show a hazard potential
 ranking range (e. g.,  5-8) additional information concerning the specific
 nature of the source or contaminant is required for assigning a
 specific ranking.  Specific rankings in such cases must be personal
 judgements by the assessor. Additional information for determining a
 specific ranking may be available from the source of the contaminant,
 i. e., the  industry may be able to supply specific information about
 the contaminant.  In the event specific information is not available
 from the source, additional information may be obtained from an
 examination of descriptions of average contaminant characteristics
 listed in several publications cited below.  For cases when there is
 considerable pretreatment of the waste, the ranking may be lowered
 to the bottom of its range.  If no additional information is  available,
 the first round approximation ranking must assume  the worst case
 and a low confidence rating be given the ranking.
    If sufficient information exists about the material (i. e.,  exact
 composition, concentration, volume, treatment prior to coming in
 contact with the ground,  etc.) the rating may be lowered.  In considering
whether to lower the rating, some compounds degrade aerobic ally or
 anaerobically and the products of degradation are more hazardous
than the parent chemical. Initial rankings may be modified downward
provided:

-------
    1.  The hazardous material in question has been effectively
    treated to lower its hazard potential as a ground-water pollutant.
    Several references describe best available methods for treating
    contaminants to reduce their toxic ity, for  example see:
       -  Sax,  1965, Dangerous Properties of Industrial Materials.
       -  Identification of Potential contaminants of underground
          water sources from land spills,  by Versar,  Inc. (Task
          H of EPA contract No.  68-01-4620.
       -  EPA,  1973, Report to Congress on Hazardous Waste
          Disposal
       -  Powers,  1976,  How to Dispose of Toxic Substances and
          Industrial Wastes.
    2.  It can be shown that the hazardous material in question has
    low mobility in  the specific site it is contaminating. Most solid
    and inert substances have low mobility.  Substances with high
    solubilities tend to be most mobile.  Mobility depends on a
    complex interplay of many factors and only a few substances
    have been studied sufficiently to predict with any degree of
    confidence their specific mobilities at a specific site.
    3.  The volume  and/or concentration of the hazardous material
    is so small that there is a good probability that it will be diluted
    to safe (drinking water standard) levels at the point  of concern.

Example for Determining the Score for Step 4 .
    The waste in thePoultryProcessing Plant lagoon is  a meat
product waste,  SIC  number 201 and would receive a "3" rating.
                              49

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                           STEP 5

DETERMINATION OF THE SITE'S OVERALL GROUND-WATER
                CONTAMINATION POTENTIAL
   After the site has been rated on Steps 1, 2, 3 and 4,  the overall

ground-water contamination potential of the site can be determined by

totalling these scores. This overall score allows a comparison of one

site with other rated sites by indicating the general, overall contamin-

ation potential.  Sites may be rated identically, yet be very different

in one or several of the parameters included in the overall score; thus

the overall score of Step 5 should be used with caution in assessing

a particular site's potential to allow ground-water contamination.  In

addition, this overall score cannot be used to assess the actual amount

of ground-water contamination at the site.  The score is only for relative

comparison with other sites.  An actual determination of ground-water

contamination requires an intensive on-site investigation.

   EPA has not formulated an interpretation of the overall ground water

contamination score other than as a relative means to prioritize sites.


Step 5.  Determination of the Site's Ground-Water Contamination

        Potential Rating.

The site's ground-water contamination potential rating is the addition

of the rating scores for the first four steps:

Contamination Potential = Step 1 + Step 2 + Step 3 + Step  4.
                               50

-------
The highest ground-water contamination potential rating a site



can receive is "29" while the lowest is "1. "





Example for determining the score for Step 5.



   The overall ground-water contamination potential score for the



Poultry Processing Plant lagoon is determined in Step  5 by adding



the scores from Steps 1, 2, 3,  and 4:







   Step 5 Rating = Step 1 + Step 2  + Step 3 + Step 4



                 = 9 + 4 +  5 + 3 =  21
                               51

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                          STEP 6





           DETERMINATION OF THE POTENTIAL



      ENDANGERMENT TO CURRENT WATER SUPPLIES







    The distance from the impoundment to a ground or surface water



source of drinking water and the determination of anticipated flow



direction of the waste plume are used to ascertain the potential endanger-



ment to current water supplies presented by the surface impoundment.



 For many assessments this step can be accomplished by measuring the



horizontal distance on a 7. 5 topographic map, or similar scale. In order



 to use this step,  the anticipated direction of ground water flow within



1600 meters (1 mile) of the impoundment must be determined.  Ground-



water movement depends upon natural ground-water flow direction,



variations due to pumping wells, mounding of the grounc water beneath



the site and other factors influencing flow direction, such as faults,



fractures and other geologic features.



    In the case of artesian wells, the anticipated flow direction of the



waste plume generally would not be in the direction of the artesian well  ,



intake. Artesian wells are located in confined aquifers separated



hydraulically from the surface sources of contamination by relatively



impermeable confining layers, and wells tapping the confined zone



generally will not be drawing ground  water from upper zones.

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    Artesian wells should not be considered in this step unless there is an
indication that the anticipated flow direction of the contaminated ground
water would be in the direction of that well.  To score Step 5, prioritized
cases (cases A-D) have been established for rating the site according to
the potential magnitude of endangerment to current sources. These
priorities are detailed in Step 6 (Table VI).   To score a site when a
water table is nearly flat and the flow direction is indeterminable,  a circle
with a 1600 meter radius should be drawn around the site for designating
the area of concern.  In this situation the evaluator would use the same
criteria, in sequential order, begining with Case A, Case B, and then
Case D, eliminating Case C.
    After the distance has been determined, use the Step 6 rating matrix
to determine the rating under the column of the appropriate case.

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                               TABLE VI
Step 6.  Rating the Potential Endangerment to a Water Supply
Case A
Case B
Case C
Case D
                Highest  Priority:  Rate the closest water well within
                1600 meters of the site that  is  in the anticipated
                direction of waste plume movement.

                Second Priority:   If there is no well satisfying Case A,
                rate the closest surface water within 1600 meters of the
                site that is in the anticipated direction of the waste
                p1ume movemen t.

                Third Priority:  If no surface water or water well
                satisfying Case A or B exists, rate the closest water
                supply well or surface water supply within 1600 meters
                of the site that Is not in the anticipated direction of
               waste plume movement.

                Lowest Priority:   If there are no surface waters or water
               wells within 1600 meters of the site in any direction,
                rate the site as "OD."
Select the appropriate rating for the given distance and case:
Distance
(Meters)
               Case A
Case B
Case C
Case D
     <200

>200, SAOO

>*»00, £800

>800, ^1600

>1600
                 9A

                 7A

                 5A

                 3A
  8B

  6B



  2B
  7C

  5C

  3C

  1C
                                                              OD

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 Example for determining the score for Step 6.




      The potential health hazard to existing water supply sources which the




Poultry Processing Plant presents is found by determining what



types of water supplies are present and their distances from the



lagoon.   The drilled well described in  Figure 11 is for industrial



water supply. Surface water (a river) is within about 30 meters of the



lagoon as shown in Figure 9.  Step 6 requires an estimation of the



anticipated flow direction. In this example, the anticipated flow of the



waste plume  is to the river.  The rating of Step 6 would be based on



Case B,  and  would be scored "8B".
                                55

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                              STEP 7





  DETERMINING THE INVESTIGATOR'S DEGREE OF CONFIDENCE





The evaluation of a surface impoundment's ground-water contamination



potential involves three steps and about twice ae many separate variables.



In many situations the investigator will not have comprehensive information



concerning the variables and will have to evaluate the site on the basis



of estimation or approximation. For this reason a rating of the investigator's



confidence in scoring each step will be made. The following outline



is intended to  assist the investigator in rating the confidence of the



data for each step,  with "A" the highest confidence,  "C" the lowest.





Step 1 confidence rating for determining the earth material of the



unsaturated zone.



    Rating                    Basis for Determination of Rating



      A                   Driller's logs containing  reliable geologic



                          descriptions and water level data;



                          U. S.  Department of Agriculture soil survey



                          used in conjunction with large scale, modern



                          geologic maps.



                          Published ground-water reports on the site.








      B                   Soil surveys or geologic maps used alone.
                              56

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                    General ground-water reports.



                    Drillers' logs with generalized descriptions.


                    Drillers logs or exposures such as deep road cuts near


                    the site of contamination allowing interpolation


                    within the same general geologic unit.


     C              On site examination with no subsurface data and no


                    exposures of subsurface conditions nearby.


                    Estimation of water levels or geology based on


                    topography and climate.


                    Extrapolations of well logs, road cuts,  etc.


                    where local geology is not well known.


                    Estimation based on generalized geologic maps.


                    Estimations based on topographic analysis.


Step 2 confidence rating for determining the ground-water availability


ranking.



    This step involves the earth material categorization and thickness of the


aquifer's saturated zone.  The confidence rating for Step 2, Part A follows


the same basis as Step 1, Part B above.




Step 3  confidence rating for  determining background ground-water quality.
                i                                      •

    Rating                       Basis for Determination of Rating


      A              Water quality analyses indicative of background


                     ground-water quality from wells at the site or



                     nearby wells or springs  or known drinking water


                     supply wells in vicinity.


                                    57

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      B               Local,  county, regional and other general hydro-



                      geology reports published by State or Federal



                      agencies on background water quality.



                      Interpolation of background grourid-water quality



                      from base flow water quality analyses of nearby



                      surface streams.



      C               Estimates of background ground-water quality from
                                                                      i


                      mineral composition of aquifer earth material.



Step 4 confidence rating for waste character.



    Rating                   Basis for Determination of Rating



      A               Waste character rating based on specific



                      waste type.



      B               Waste character rating based on SIC category.




Step 6 confidence rating for determination of the anticipated direction



of waste plume movement.
   Rating



     A
       Basis for Determination of Rating



Accurate measurements of elevations of



static water levels in wells, springs, swamps,



and permanent streams in the area immediately



surrounding the site in question.



Ground-water table maps from published State



and Federal reports.
                               58

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     B              Estimate of flow direction from topographic maps
                     in non cavernous area  having
                     permanent streams and humid climate.
                     Estimate of flow direction from topographic maps
                     in arid regions of low relief containing some
                     permanent streams.
     C              Estimate of flow direction from topographic
                     maps in cavernous, predominantly limestone
                     areas (karst terrain).
                     Estimate of flow direction from topographic
                     maps in arid regions of highly irregular
                     topography having no permanent surface
                     streams.

Example for determining the confidence rating for each step.
   Based upon the guidance just presented, the confidence ratings for the
Poultry Processing Plant are:
                                   Confidence Rating
   Step 1                   A—Based upon measurement in on site
                           well.
   Step 2                  A—Based upon well logs of on site well.
   Step 3                  A—Based upon water well analyses.
                              59

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Step 4
Step 6
B—Based upon SIC category.
B—Estimate of flow direction from
topographic map in humid region.
                        60

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                               STEPS



                   MISCELLANEOUS IDENTIFIERS



   This step allows the evaluator to identify any additional



significant variable not noted in the rating system.  Such para-




meters are:



Identifier



  R   -    The site is located in a ground-water recharge area,



  D   -    The site is located in a ground-water discharge area,



  F   -    The site is located in a flood plain and is  susceptable to



          flood hazard,



  E   -    The site is located in an earthquake prone area,



  W  -    The site is located in the area of influence of a pumping water



          supply well,



  K   -    The site is located in karst topography or fractured,



          cavernous limestone region.



  C   -    The ground water under the site has been contaminated



          by man-made causes (i. e., road salt, feed lot, industrial



          waste).



  M  -   Known ground-water mound exists beneath the site.



  I   -    Interceptor wells or other method employed to inhibit



           contaminated ground-water migration  (endangerment  to



           water supply wells may be reduced).
                              61

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                              STEP 9
                    RECORD THE FINAL SCORE

In order to present the rating  scores from the previous nine steps
of the evalution system in a logical manner, Step 9 provides
a systematic format in which the evaluation of the site can be
recorded.  The nine steps are not recorded in numerical order as
the focus of the evaluation is on the ground-water pollution potential
score of Step 5.   Thus, Step 5  is listed first,  followed by Steps 1,  2, 3, 4,
6 and 8.  The example of the Poultry Processing Plant waste treatment
lagoon has been listed on page  63 on the following sample reporting
form.   The confidence scores of Step 7 have been distributed
among the appropriate steps.
                             62

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                          TABLE VI I
RATING OF THE GROUND WATER POLLUTION POTENTIAL:
9 C
a)
c
O
M
.
4-J
03
tn
c
^

A


0
c
 >-

03 —

»— •—
(U 4->
o c
in a)
X 2

                          63

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                         APPENDIX A

       TYPICAL SOURCES AND TYPES OF DATA USEFUL IN
              APPLYING THE ASSESSMENT SYSTEM
Type of Data
Typical Sources
Useful in determining
     Steps

     1   2&3  4   6
Property survey


Well drillers logs
Water level measure
  ments
Topographic Maps


Air Photos


County Road Maps

Ground Water Reports


Soil Surveys of Counties


Geologic Maps


Waste Character
 County Records, property
 owner

 Well Driller, property
 owner, state records

 Well owners' observations,
 well drillers' logs, topo-
 graphic maps, ground water
 maps (reports)

 U. S.  Geological Survey and
 designated state sales offices

 U. S.  Dept of Agriculture,
 U. S.  Forest Service,  etc.

 State agencies

 U.S.  Geological Survey,
 State agencies

 U. S.  Department of
 Agriculture

 U. S.  Geological and State
 Surveys

 Owner/operator, State or
 Federal permits, SIC  Code
     X
           X
          X
     X    X
              X
                  X
*

X


X


X
               X
*  - Source of data may be especially useful

X  - Source of data may be of slight use or may be used indirectly

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           APPENDIX B




MEASURING UNIT CONVERSION TABLE
inch (in)
centimeter
feet (ft)
meter
mile (mi)
kilometer
U. S. gallon (gal)
cubic meter
cubic feet (ft 3)
cubic meter
acre -foot (ac-ft)
cubic meter
hectare
square meter
hectare
acre
Hydraulic Conductivity
gpd/ft2
cm/sec
Darcy
Darcy
X
X
X
X
X
X
,x
X
X
X
X
X
X
X
X
X
X
X
X
X
2.54
0. 3937
0. 3048
3. 2808
1.609
0.621
0.0038
264. 17
0, 0283
35.314
123. 53
0. 0008
10, 000. 0
0. 0001
2.471
0. 4047
-5
4. 72 x 10
3
21. 2 x 10
18.2
-4
8. 58 x 10
= centimeter (cm)
= inch
= meter (m)
= feet
= kilometer (km)
= mile
«3
= cubic meter (m )
= U.S. gallon
= cubic meter
= cubic feet
= cubic meter
= acre -feet
= square meter ( m )
= hectare
= acre
= hectare
= cm/sec
= gpd/ft2
= gpd/ft2
= cm/sec
             65 -

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                          APPENDIX C

                           GLOSSARY
Aquifer - a formation, group of formations or part of a formation that
    contains sufficient saturated permeable material to yield significant
    quantities of water to wells  and springs.

Artesian ground water - synonymous with confined ground water which
    is a body of ground water overlain by material sufficiently impervious
    to sever free hydraulic connection with  overlying ground water.
    Confined ground water is under pressure great enough to cause water
    in a well tapping that aquifer to rise above the top of the confined
    aquifer.

Discharge area - geographic region in which ground water discharges
    into surface water such as at springs and  seeps and subsurface seepage
    into streams, lakes and oceans (referred  to as base flow in streams).

Karst topography - geologic region typified by the effects of solution of
    rocks by water.  Rock types most likely effected are limestone
    dolostone, gypsum and salt beds.  Features produced are caverns,
    collapse features on the surface (sink holes), underground rivers
    and zones of lost circulation for well drillers.

Perched water table - unconfined ground water separated from an underlying
    body of ground water by an unsaturated zone.  Its water table is a
    "perched water table" and is sustained by  a "perching bed" whose
    permeability is so low that water percolating downward through it is
    not able to bring water in the underlying unsaturated zone above
    atmospheric  pressure.

Plume of contaminated ground water - as contaminants seep or leach into
    the subsurface and enter the ground water, the flow of the ground
    water past the site of contamination causes the contaminated ground
    water to move down gradient.   This action results in the creation of
    a "plume" shaped body of ground water containing varying concentrations
    of the contaminant, extending down gradient from place of entry.   The
    shape of the plume of contaminated ground water is affected by
    attenuation of the specific contaminants  and, to a lesser extent, by
    dispersion.

Primary permeability - permeability due to openings or voids existing
    when the rock was formed, i. e. , intergranular interstices.
                            66

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Rechafrge area - geographic region in which surface waters infiltrate
   yfAo the ground, percolate to the water table and replenish the ground
   water.  Recharge areas may be well defined regions such as lime-
   stone outcrops or poorly defined broad regions.

Saturated Zone - the zone in the subsurface in which all the interstices
   are filled with water.

Secondary permeability - permeability due to openings in rocks formed
   after the formation of the rock, i. e., joints, fractures, faults,
   solution channels and caverns.

Unsaturated zone - formerly the "zone of aeration" or "vadose zone".
   It is the zone between the land surface and the water table, including
   the "capillary fringe".

Water table - that surface in an uncorifined ground-water body at which
   the pressure is atmospheric.  Below the water table is the
   saturated zone and above is the unsaturated zone.

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                           APPENDIX D

                     SELECTED REFERENCES
 Alexander, Martin, 'The Breakdown of Pesticides in Soils, in Brody,
   N. C. ," Agriculture and the Quality of Our Environment, Plimpton
   Press,  Norwood, Massachusetts, pp  331-342, 1967.

Belter,  W. G., "Ground Disposal:  Its Role in the U. S. Radioactive
   Waste Management Operations,: in Comptes Rendus, Collogue
   International sur la Retention et la Migration de Jons Radioactifs
   dans les Sols, Centre dfEtudes Nucleaires, Saclay,  France, pp
   3-10,- 1963.

Bredehoeft, J. D.,  and G. F. Pinder, "Mass Transport in Flowing
   Groundwater," Water Resources Research, Vol 9, No. 1,  pp 194-
   210, 1973.

Born, S. M., and D. A. Stephenson,  "Hydrogeologic Considerations in
   Liquid Waste Disposal," Journal of Soil and Water Conservation,
   Vol 24,  No. 2,  pp  52-55, 1969.

Brown,  R.  E., Hydrologic Factors Pertinent to Ground-Water Contami-
   nation,  Public Health Service Technical Report W61-5, pp 7-20, 1961.

Brown,  R. H., andJ.R. Raymond, "The Measurements of Hanford's
   Geohydrologic Features Affecting Waste Disposal," in Proceedings
   of the Second Atomic Energy Commission Working Meeting - Ground
   Disposal of Radioactive Waste, Chalk River,  Canada,  U. S. Department
   of Commerce TID  7628, pp 77-98, 1962.

Carlston, C. W., "Tritium - Hydrologic Research: Some Results of the
   U. S. Geological Survey Research Program," Science  143  (3608),
   pp 804-806, 1964.

Cartwright,  K.,  and F. B. Sherman, "Evaluating Sanitary Landfill Sites
   in Illinois," Illinois State Geological Survey Environmental Geology
   Note No. 27,  15 pp, August 1969.

Cherry, J.A., G.E. Grisak, andR.E. Jackson,  "Hydrogeological
   Factors in Shallow Subsurface Radioactive-Waste Management in
   Canada," Proceedings International Conference on Land For Waste
   Management, Ottawa,  Canada,  October  1-3, 1973.

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Clark, D.A. andJ.E. Moyer, 1974, An Evaluation of Tailings Ponds
   Sealants, EPA-660/2-74-065.

Cole, J.A. (ed.), Groundwater Pollution in Europe, Water Information
   Center, Port Washington, New York, 347 pp,  1975.

DaCosta, J. A. , and R. R. Bennett,  'The Pattern of flow in the Vicinity of
   a Recharging and A Discharging Pair of Wells in an Aquifer Having
   Area! Parallel Flow," International Union Geodesy and Geophysic,
   International Association Committee Subterranean Waters, 196IT

Davis, S.N. andR.J.M.  DeWiest,  1966, Hydrogeology, John Wiley and
   Sons, Inc. , New York.

DeBuchannanne, G.D. , and P. E. LaMoreaux,  Geologic Control Related
   to Ground Water Contamination,  Public Health Service Technical
   Report W61-5, pp 3-7, 1961.

Deutsch, M.,  Groundwater Contamination and Legal Controls in Michigan,
   Public Health service Technical Report W61-5, pp 98-110. , 1961.

Ellis, M.J. andD.T. Pederson, 1977, Groundwater Levels in Nebraska,
   1976,  Conservation and Survey Division,  University of Nebraska-
   Lincoln.

Engineering-Science, Inc. , "Effects of Refuse Dumps on Groundwater
   Quality," Resources Agency California State Water Pollution Control
   Board, Pub. 211, 1961.

Geswein,  A. J. and 1975, Liners for Land Disposal Sites—An Assessment,
   EPA/530/SW-137.

Giddings, M.T., 'The Lycoming County, Pennsylvania,  Sanitary  Landfill:
    State-of-the-Art  in Ground-Water Protection," Ground Water, Vol 2,
    Special Issue, pp 5-14, 1977.

Haxo, H.E. , Jr., andR.M. White, 1976,  Evaluation of Liner Materials
    Exposed to Leachate, Second Interim Report, EPA-600/2-76-255.

Haxo, R. S. andR.M. White, 1977,  Liner Materials Exposed to Hazardous
    and Toxic Sludges, First interim Report, EPA-600/2-77-081.

Hughes, J. L., Evaluation of Ground-Water Degradation Resulting From
    Waste Disposal to Alluvium Near Bar stow,  California, U.S. Geological
    Survey Prof.  Paper 878, 33 pp, 1975.
                             69

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 Hughes, G.M., and K. Cartwright,  "Scientific and Administrative
    Criteria for Shallow Waste Disposal," Civil Engineering-ASCE,
    Vol 42, No. 3, pp 70-73,  1972.       "	

 Hughes, G.M. , R.A.  Landon, andR.N. Farvolden, Hydrogeology of
    Solid Waste Disposal Sites in Northeastern Illinois, U. S.
    Environmental Protection Agency, Report SW-122, 154 pp, 1971.

 LeGrand, H. E., "System for Evaluating the Contamination Potential
    of Some Waste Sites," American Water Works Association Journal,
    Vol 56, No. 8, pp 959-974, l964a.   	

 LeGrand, H.E. , "Management Aspects of Ground-Water Contamination,"
    Journal Water Pollution Control  Federation, Vol 36, No. 9, pp
    1133-1145, I964b.	

 LeGrand, H. E. , "Patterns of Contaminated Zones of Water in the Ground,"
    Water Resources Research, Vol  1, No. 1, pp 83-95, 1965.

 LeGrand, H.E., "Monitoring the Changes in Quality of Ground Water,"
    Ground Water, Vol 6, No. 3, pp  14-18, 1968.

 Lieber, Maxim, N.M.  Perlmutter, and H. L.  Frauenthal, "Cadmium and
    Chromium in Nassau County Groundwater," Journal American Water
    Works Association, Vol 56, No.  6, p 742,  ISM]

Meyer, C.F.  (ed.), Polluted Groundwater: Some Causes, Effects, Controls
    and Monitoring, U. S. Environmental Protection Agency, Report No.
    EPA-600/4-73-OOlb, Washington, D. C., 325 pp, June 1974.

Miller, D.W., F.A. Deluca, andT.L. Tessier, Ground Water Contamination
    in the Northeast States, U. S.  Environmental Protection Agency, Report
    No.  EPA-660/2-74-056, Washington, D. C. , 325 p, June 1974.

Miller,  D.W. (editor),  Waste Disposal Practices and Their Effects on
    GroundWater,  U. S. Environmental Protection Agency, Report No.
    EPA-570/9-77-001, Final Report to Congress, 1977.

Morrison, W.R.,  R.A. Dodge, J. Merriman,  C.M. Ellsperman,
    Chungming Wong, W. F.  Savage,  W.W. Rinne and C. L. Granses, 1970,
    Pond Linings for Desalting Plant  Effluents, U.S. Dept. of the
    Interior, Office of Saline Water,  Research and Development Progress
    Report No. 602.
                            70

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Palmquist, R.,  andL.V.A. Sendlein, TThe Configuration of Contami-
   nation Enclaves from Refuse Disposal Sites on Floodplains,
   Ground Water, Vol 13, No. 2, pp 167-181, 1975.

Panel on Land Burial, Committee on Radioactive Waste Management, The
   Shallow Land Burial of Low-Level Radioactively Contaminated Solid
   Waste, National Research Council, National Academy of Sciences,
   Washington, D. C., 150 pp 1976.

Papadopolos, S. S. , and I. J. Winograd, Storage of Low-Level Radioactive
   Wastes in the Ground Hydrogeologic and Hydrochemical Factors with
   an Appendix on the Maxey Flats, Kentucky, Radioactive Waste Storage
   Site;  Current Knowledge and Data Needs for a Quantitative Hydrogeologic
   Evaluation,  U. S.  Environmental Protection Agency, Report No. EPA-
   520/3-74-009, Reston, Virginia, 40 pp, 1974.

Parsons,  P. J.  , "Underground Movement of Radioactive Wastes at Chalk
   River," in Proceedings of the Second Atomic Energy Commission
   Working Meeting  - Ground Disposal of Radioactive Wastes, Chalk River,
   Canada, U.S. Department of Commerce, TIP 7628, pp 17-64, 1962.

Perlmutter, N M., M. Lieber, and H. L.  Frauenthal, "Waterborne
   Cadmium and Hexavalent Chromium Wastes in South Farmingdale, Nassau
   County, Long Island, New York," U. S. Geological Survey Prof. Paper
   475-C, pp 179-184, 1963.

Peters, J. A., 1968,  Ground Water Course,  State of California, The
   Resources Agency, Dept.  of Water Resources, Sacramento, Calif.,
   pp. 5-7.

Pettyjohn, W. A., "Water Pollution in Oil  Field Brines and Related
   Industrial Wastes in Ohio," in Water Quality in a Stressed Environment,
   Burgess Publishing Company, Minneapolis, Minnesota, pp 166-180, 1972.

Phillips,  C.R., Development of a Soil-Waste Interaction Matrix, Canada,
   Environmental Protection Service, Solid Waste Management Report
   EPS-EX-76-10, 89 pp, 1976.

Pinder,  F. F.,  "A Galekin -Finite Element Simulation of Groundwater
    Contamination on Long Island, New York," Water Resources Research,
   Vol.  9, No. 6, pp 1657-1669, 1973.

Pirider,  G. G., W. P. SaukinandM. Th. Van Genuchten, 1976, Use of
    Simulation for Characterizing Transport in Soils Adjacent to Land
    Disposal Sites, Research Report 76-WR-6, Water Resources Program,
    Department of Civil Engineering, Princeton University.
                             71

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 Robson, S. G., and J. D.  Bredehoeft, "Use of a Water Quality Model for
    the Analysis of Ground Water Contamination at Barstow, California,"
    Geological Society of America Abstracts with Programs, Annual
    Meetings, Vol 4, No.  7, pp 640-641, 1972.

 Romero, J. C.,  "The Movement of Bacteria and Viruses through Porous
    Media," Ground Water, Vol 8,  No.  2, pp 37-48,  1970.

 Sendlein,  L.V.A., andR.C. Palmquist, "Strategic Placement of Waste
    Disposal Sites in Karst Regions,: in Karst Hydrology, Memoirs of
    the 12th Congress of the International Association of Hydrogeologists,
    published by University of Alabama at Huntsville Press, pp 328-335
    1977.

 Simpson, E. S. ,  Transverse Dispersion in Liquid Flow through Porous
    Media, U. S. Geological Survey Prof. Paper  411-C, 30 pp,  1962.—

 Theis, C. V. , "Notes on Dispersion in Fluid Flow by Geological Factors,"
    in Proceedings of the Second Atomic Energy  Commission Working
    Me"et!hg, Ground Disposal of Radioactive Wastes, Chalk River, Canada,
    U.S. Department of Commerce TID 7628, pp 166-178,  1962.

 Thomas, Henry, "Some Fundamental Problems in the Fixations of
    Radioisotopes in Solids," Proceedings U.N.  International Conference:
    Peaceful Uses Atomic Energy,  18, pp 37-42, 1958.

 Todd, D. K.,  1959, Ground Water Hydrology, John Wiley and Sons, Inc. ,
    New York, p. 53.

              , 1970, The Water Encyclopedia, The Water Information
    Center Inc. , 559 pp.

Todd, D. K.,  andE.E. McNulty, Polluted Groundwater:  A Review of the
    Significant Literature, U. S.  Environmental Protection Agency, Report
    No.  EPA-680/4-74-001, Washington, D. C. , 215 pp,  March 1974.

Todd, D.K.,  R.M. Tinlin, K.D. Schmidt, and L. G. Everett, Monitoring
    Groundwater Quality;  Monitoring Methodology, U.S.  Environmental
    Protection Agency, Report No. EPA-600/4-76-026, Las Vegas,
    Nevada, 154 pp, June 1976.

Vogt, J.E., "Infectious Hepatitis Outbreak in Posen, Michigan," in
    Ground Water Contamination, Proceedings of 1961 Symposium, pp
    87-91, 1961.                    ~	—
                          72

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Walton, W. C. ,  1970, Ground Water Resource Evaluation, McGraw-
   Hill Book Co. , New York, p.  36.

Waltz, J. P., "Methods of Geologic Evaluation of Pollution Potential at
   Mountain Homesites," Ground Water, Vol 10,  No.  1, pp 42-47,
   1972.

Walz, D. H. , andK.T.  Chestnut, "Land Disposal  of Hazardous Wastes:
   An Example from Hopewell, Virginia," Ground Water, Vol 15, No. 1,
   pp 75-79, 1977.

Wenzel, L.K.,  Methods for Determining Permeability of Water-Bearing
   Materials, U. S. Geological Survey Water Supply Paper 887, 1942.
                             73

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APPENDIX B

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            APPENDIX B-I




LOCATED ACTIVE SITES & IMPOUNDMENTS
State
AK
AL
AR
AS
AZ
CA
CO
CT
DE
FL
GA
oyi
HI
IA
ID
IL
IN
KS
Agricultural
Sites Imps
11
404
204

52
190
221
18
5
312
733
6
43
576
38
171
578
1020
12
409
236

86
394
392
19
10
509
748
31
50
721
67
246
766
1816
Municipal
Sites imps
107
378
346
2
374
839
443
120
14
2527
430
34
30
759
134
978
480
422
142
562
490
2
980
3390
823
359
35
3505
513
48
44
1268
311
2142
666
833
Industrial
Sites Imps
10
249
163
2
135
523
263
162
33
747
158
10
21
100
50
380
213
107
22
628
322
3
336
1596
939
372
86
1306
293
80
202
194
110
974
492
245
Mining oil & Gas
Sites Bnps Sites Imps
1
33
16

79
81
78
5

58
42
19

6
31
132
146
3
3
96 1 1
29 132 5729

211 1 2
183 117 2014
216 262 1261
8

290
86
37

13
50
264 2810 3051
264 480 490
5 418 429
Other Total
Sites Bnps Sites Imps
129
1065
861
4
641
1750
1267
305
52
3644
1363
33 38 102
94
343 343 1784
253
4471
1897
1970
179
1696
6806
5
1615
7577
3631
758
131
5610
1640
234
296
2539
538
6677
2678
3328

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LOCATED ACTIVE
State
KY
LA
MA
MD
v ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
: MM
NV
NY
OH
OK
OR
Agricultural
Sites Imps
61

8
79
28
557
1404
2006
421
85
100
248
619
15
3
88
3
71
154
330
58
131

20
97
33
659
1530
2123
476
129
132
285
1139
22
8
142
11
56
184
429
74
Municipal
Sites Imps
199
72
210
79
56
689
381
1318
476
227
256
363
360
107
74
337
87
395
458
749
211
262
113
1811
122
111
1063
866
2035
533
466
352
748
702
202
185
863
259
684
727
1316
396
Industrial
Sites Imps
147
213
122
124
48
891
112
282
399
61
339
8
81
30
219
293
24
299
854
224
90
259
865
377
248
175
1648
211
436
640
233
542
26
227
50
670
732
82
645
1528
422
214
SITES & IMPOUNDMENTS
Mining Oil & Gas Other Total
Sites Imps Sites Bnps Sites Imps Sites Imps
124
3
1
161

50
55
51
5
31
14
25
1

15
86
102
28
541
85
11
152 109 118
8 696 1818
3
369

135
60
89
10 5 8
107 264 331
25
85 23 24
1 570 1183

33
836 12097 15173
189
119 277 333
12753 1280 1345
138 1547 2233
30
640
984
341
443
132
2187
1952
3657
1306
668
709
667
1 2 1632
152
311
12901
216
1070
3287
2935
370
922
2804
2211
836
319
3505
2733
4683
1667
1266
1051
1168
3254
274
896
17746
541
1837
16537
4538
714

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LOCATED ACTIVE SITES & IMPOUNDMENTS
State
PA
PR
RI
SC
SD
TN
TT
TX
UT
VA
VI
VT
WA
WI
WV
WY
Agricultural
Sites Imps
249
300
9
1068
279
271

510
6
393

128
133
392
13
6
339
302
17
1107
343
368

1181
8
557

130
174
427
16
8
Municipal
Sites Imps
404
4
8
595
276
143
3
761
42
399
7
64
168
301
322
88
761
4
24
753
487
177
5
1658
182
546
7
96
360
644
408
138
Industrial
Sites Imps
668
23
27
203
20
211

612
30
254
2
21
91
323
104
44
1680
78
92
397
51
484

2272
78
507
10
45
468
635
348
99
Mining
Sites Imps
4331


2
4
121

47
3
166

1
11
6
249
40-
5611


2
14
296

144
10
365

3
47
14
1089
139
Oil & Gas Other Total
Sites Imps Sites Imps Sites Imps
571 20471 1123 5362 7346
327
44
1868
27 31 606
746
3
1742 5485 3672
130 2067 211
1212
9
214
403
1022
688
968 1354 1146
34224
384
133
2259
926
1325
5
10740
2345
1975
17
274
1049
1720
1861
1738

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                                         APPENDIX B-II




                              ASSESSED ACTIVE SITES & IMPOUNDMENTS
Agricultural    Municipal      Industrial      Mining
Oil & Gas        Other          Total
State
AK
AL
AR
AS
AZ
CA
CO
CT
DE
FL
GA
GM
HI
LA
ID
IL
IN
KS
Sites
6
201
46

5
172
35
14
5
311
251
6
42
57
38
170
569
100
Imps
6
201
46

• 5
194
35
14
10
508
251
6
46
57
38
170
569
100
Sites
38
169
146

43
796
68
107
14
2523
141
32
30
74
128
204
477
42
Mps
38
169
146

43
1087
68
107
36
3487
141
32
37
74
129
204
477
42
Sites
7
83
153

92
475
36
158
32
740
117
10
21
80
46
379
206
49
Imps
7
83
153

92
613
37
158
85
1299
117
10
41
80
46
379
206
49
Sites t
1
14
14

18
79
10
5

57
28
18


30
130
146

Bnps Sites Imps i
2
14
14 131 131

18
97 107 117
10 40 41
5 "

289
28
18


30
130 183 183
146 473 473
20 20
Sites Dnps Sites
52
467
490
0
158
1629
189
284
51
3631
537
33 33 99
93
211
242
1066
1871
211
Imps
53
467
490
0
158
2108
191
284
131
5583
537
99
124
211
243
1066
1871
211

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ASSESSED ACTIVE SITES & IMPOUNDMENTS
State
KY
LA.
MA
MD
ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
NM
NV
NY
Agricultural
Sites Imps
60

3
68
28
82
673
827
157
18
76
248
30
15
2
4
2
14
130

3
69
28
82
751
827
157
18
76
287
30
22
2
4
2
14
Municipal
Sites Imps
186
70
138
79
56
117
378
652
189
33
241
360
48
107
39
98
14
43
250
70
139
79
56
117
844
652
189
33
241
739
48
202
39
98
16
43
Industrial
Sites Imps
141
204
75
122
48
167
110
272
363
39
327
8
70
30
126
40
12
92
255
204
75
122
48
167
279
272
365
39
327
26
71
59
172
40
15
93
Mining Oil & Gas Other Total
Sites Imps Sites Imps Sites Imps Sites Imps
121
2

128

23
5
45
5
14
13
25
1

7
73
9
1
151 109 118
2 41 41

128

23
8
45
555
14 48 48
13
65 23 23
1 22 22

7
73
9
1 20 20
617
317
216
397
132
389
1166
1796
719
152
657
664
171
152
174
215
37
170
904
317
217
398
132
389
1882
1796
721
152
657
1140
172
283
220
215
42
171

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ASSESSED ACTIVE SITES & IMPOUNDMENTS
State
OH
OK
OR
PA
PR
RI
SC
SD
TN
TT
TX
UT
VA
VI
VT
WA
WI
WV
W
Agricultural
Sites Imps
128
49
55
242
102
9
921
278
41

50
5
20

127
17
200
12
6
128
50
55
243
102
17
955
334
41

51
7
21

129
22
200
14
6
Municipal
Sites Imps
430
63
207
398
2
8
579
267
20
3
110
39
34
7
61
25
199
314
29
430
63
213
401
2
24
731
475
20
3
110
169
34
- 7
93
57
199
394
29
Industrial
Sites Imps
806
145
90
652
16
27
200
18
147

610
29
87
2
19
85
202
99
29
807
148
90
1021
16
88
390
50
148

610
79
87
2
41
446
202
326
29
Mining . Oil & Gas
Sites Bnps Sites Imps
133
35
11
124


2
4
17

28
3
11

1
2
5
37
13
134 1200 1200
36 151 151
11
129 116 116


2
14 27 31
17

28 103 103
10 128 128
11

3
10
5
274
14 357 359
Other Total
Sites Imps Sites Imps
2697
443
363
294 294 1826
120
44
1702
594
225
3
901
204
152
9
208
129
606
462
434
2699
448
369
2204
120
129
2078
904
226
3
902
393
153
9
266
535
606
1008
437

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State

  AK

  AL

  AR

  AS

  AZ

  CA

  CD

  CT

  DE

  FL

  GA

  GM

  HI

  IA

  ID

  IL

  IN

  KS
                                         APPENDIX B-III

                             LOCATED ABANDONED SITES & IMPOUNDMENTS


Agricultural    Municipal      Industrial      Mining        Oil & Gas        Other          Total
Sites   Imps   Sites   Imps   Sites   Imps   Sites   Imps   Sites   Imps   Sites   Imps   Sites   Imps
                  26     30
                   2     10      10     14
    1      8      13     33

    3      5      10     37
                  16     63      65    121
   12     12      49     50
                  88    134      69    139      16     28     413    438
                                                           27     31
                                                           12     24
               67                                    20     48

49       1      5      12     19       1     26      31    101
                                                           83    188
                                                           65     70
                                                          591    745

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                             LOCATED ABANDONED SITES & IMPOUNDMENTS
Agricultural    Municipal
Industrial
Mining
Oil & Gas
Other
State Sites
KY
LA
MA 1
MD
ME 3
MI 2
MN 2
MO 4
MS 47
MT
NC 1
MD
NE
NH
NJ 3
MM 2
NV
NY
Imps Sites

1
6 18
1
3 13
2 6
2 11
4 250
52 5

. 1 6


1
5 6
3 18

7
Imps

1
142
1
16
10
13
250
'6

6


1
24
47

8
Sites

20
8
12
23
63
18
221


15


1
37
9
4
33
Imps

39
25
24
111
114
29
221


15


3
100
32
264
44
Sites




2

104
4


4




7
6
'
                                                      116

                                                        4
                                                       10

                                                      118
                                                               28
                                       37
                                       24
                                               28
                                                                                      35
                                       28
   Total
Sites   Bnps
49
33
13
41
76
135
507
52
26
2
46
39
10
40
77
208
25
133
135
160
507
58
30
4
129
116
382
52

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                             lOCATED ABANDONED SITES & IMPOUNDMENTS
Agricultural    Municipal      Industrial      Mining        Oil & Gas        Other          Total
State Sites Imps Sites Imps Sites Imps Sites Bnps Sites
OH
OK
OR
PA 7 17 18 30 130 395 60 97 6
PR
RI 3 13
SC
SD
TN 9 12 1 1 47 136 11 1
TT
TX 60 120 31 54 79 191
UT
VA 4 4 13 19 8 15 5 24
VT
VT 1 1 4 4 5 12
WA
WE 22 2 2 42 67 3 11
WV 2 3 14 14 8 19 42 150
WY
Imps Sites Imps Sites Imps



18 13 70 234 627

3 13


1 59 151

170 365

30 62

10 17

49 82
66 186


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Agricultural
State Sites Imps
AK
AL
AR
AS:
AZ
CA 33
GO
CT 1 1
DE
PL
GA 11
GM
HI
IA
ID
IL 5 5
IN
KS
APPENDIX B-IV
ASSESSED ABANDONED SITES & IMPOUNDMENTS
Municipal Industrial Mining Oil & Gas , Other Total
Sites Imps Sites Imps Sites ' Imps Sites Bnps Sites Imps Sites Imps
55 55

2 2 10 10 12 12


10 13 33 1 1 10 14 1 3 28 37

16 16 62 63 1 1 80 81
44 44

111111 44




21 21 69 69 16 16 30 30 141 141
'
• '

-------
                                    ASSESSED ABANDONED SITES & IMPOUNDMENTS
State   Sites

  KY
Agricultural    Municipal
        Imps   Sites   Baps
                                       Industrial
                 Mining
Oil & Gas
Other
Sites   Imps   Sites   Imps   Sites   Imps   Sites   Imps   Sites
Total
                                     Imps
IA
MA
MD
ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
NM
NV
NY
1
1 1 13
1
3 3 13
3
2 2 11

14 14 4

116


1
223
5

1
1
13
1
13
3
13

4

6


1
3
5

1
19
6
4
22
27
18



15


1
25
4
2
2
19
6
4
22 2 2
27
29 14 14



15 4 4


3
25
444
334
2
33 23
6 6 26
5
40
4 4 34
45

• 18

26


2
30
11 14
5
3
23
26
5
40
34
58

18

26


4
30
14
7
3

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                                    ASSESSED ABANDONED SITES & IMPOUNDMENTS
State

  OH

  OK

  OR

  PA

  PR

  RI

  SC

  SD

  TN

  TT

  TX

  UT

  VA

  VI

  VT

  WA

  WI

  WV

 WY
Agricultural    Municipal      Industrial      Mining        oil & Gas        Other
Sites   imps   Sites   Imps   Sites   Imps   Sites   imps   Sites   Mps   Sites   Mps
    7       7
   1      1
                  17
      17
8      8
4      4
128    197
                                        13
 11      11
  5      12
56
                                                       56
   11       1      1      20     20       2      2

                                 6     14
                                                            12     13
                                                                           Total
                                                                        Sites   imps
                                                                                            226    296
                                                                                              3     13
                                                                                             26
                                                                          10



                                                                          24

                                                                           6
                                                                                  26
                                                                    17



                                                                    24

                                                                    14

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-------