United States
            Environmental Protection
            Agency
Office of
Solid Waste and
Emergency Response
             DfRECTIVE NUMBER:

             TITLE. state UST,Program Grant Guidance V


                        SEP 29 1994    ii
             APPROVAL DATE:

             EFFECTIVE DATE:  SEP 2 9 1994

             ORIGINATING OFFICE:0ffice of Underground Storage Tank

             Q FINAL
                                  j;

             D DRAFT

              STATUS:               i


                                  \    •
             REFERENCE (other documents):
 OSWER     OSWER      OSWER
'E    DIRECTIVE   DIRECTIVE    Dl

-------
                               United Stale* Environmental
                    OSWER Directive initiation Request    9530.10
                                                                       1. Directive Number
        Name of Contact Person
         Amy Haseltine
        3. TtUe
                                     2. Originator Information
Mail Code
 5402W
                                            Office
                                            OUST/OSWER
Telephone Code
  703-308-8898
              State UST Program Grant Guidance
        4. Summary of Directive (include brief statement of purpose)          ~      ^~—	~~

        This guidance provides the criteria and procedures for allocation of grant funds for State!
         Underground Storage Tank (UST) program activities.   As" a supplement to the grant regula-
        tions .under 40 CFR Sections 31 and 35, this guidance is to te used in developing and8
        reviewing grant applications, awarding grants, and monitoring grant activities.
[pyant*  oiijr^arjr'
-------
              UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                         WASHINGTON, D.C. 20460
                            SEP 2 9
MEMORANDUM
 t
SUBJECT:  Revised State UST Program Gr,ant Guidance

FROM:
          Lisa Lund,  Acting
          Office of Underground
                                      ge Tanks
                                                            OFFICE OF
                                                       SOLID WASTE AND EMERGENCY
                                                            RESPONSE
TO:
          UST  Regional Program Managers
 !    Thank you for your input and comments  on the revised UST
Program Grant Guidance.  Attached is a copy of the Guidance,
which is OSWER Directive 9630.10.  The following areas were
either added  or modified in the revised Guidance:  Corrective
AJction, State Program Approval,  Environmental Justice,
Comprehensive State Ground Water Protection Program,  1998
Deadline, Regional Strategic Overview  (RSO)  Process,  and Leak
detection Compliance and Enforcement Measures.   Other editorial
changes were  also made to the document.

     The UST  Guidance is written to cover State grant
negotiations  in FY95 and beyond, however, if the publication of
the guidance  falls after your Region completes its FY95 grant
negotiations, please use the UST guidance for future State
negotiations  beginning in FY96.  If you have any questions or
comments concerning the guidance, please contact Josh Baylson at
(703) 308-8887 or Amy Haseltine at  (703) 308—8898.  Thank you
again for your participation in revising the State UST Program
Grant Guidance.                         -
 '                                    ,            !   •      '
 :                       '          '               -'i
Attachment
 !       '            •                            • ,|
cc:  OUST Management Team
     Lisa Hunter                                j
 :    OUST Desk Officers
                                                       Recycled/Recyclable
                                                       Printed with Soyteanola Ink on paper that
                                                       contains at least 50% recycled fiber

-------
                                                        OSWER DIRECTIVE 9630.10          .:•

                    STATE UST PROGRAM GRANT GUIDANCE                             |

I.     PURPOSE OF GRANT GUIDANCE                                                     7

       This guidance provides the criteria and procedures for allocation of grant funds for              If
State Underground Storage Tank (UST) program activities. Instead of sending out guidance             |
every year, this guidance will serve for all future UST Grant awards, unless it is superseded       ;    t|;
by an amendment or another document. As a supplement to the grant regulations under 40              > 4
CFR Sections 31 and 35, this guidance is to be used in developing and reviewing grant                4:
applications, awarding grants, and monitoring grant activities.                                       ft

       EPA Regional offices are responsible for negotiating grant agreements with States in         ., • Jl
accordance with national guidance adapted to individual State situations in order  to stimulate           .||
and assist State program development (if needed) and implementation, monitor progress, and          -If
evaluate grant fund expenditures. In the interest of streamlining, the Regions are encouraged          '::||
to award multi-year grants to the States by setting up two- to threeryear performance periods         ' -||
and amending budget periods annually.                                                        :l$
                                                                                            •-£
       Additional implementation guidance may be found in: 1) OSWER Directive 9650.13
"Streamlined Implementation of UST Corrective Action Requirements;" 2) "UST/LUST
Program Draft Strategic Framework11 (March 1993); 3) OSWER Directive 9610.5 "FY 1989-
1990 Transition Strategy for the UST Program;"  and 4) OSWER Directive 9610.5-1
"Transition Tasks List."
H.     PURPOSE OF STATE UST PROGRAM GRANTS                                   :

       The purpose of the UST grant program is to assist States in implementing effective       •£
State-run UST regulatory programs for the prevention, detection, and correction of leaking      ^
underground storage tanks containing petroleum and hazardous substances.                     ^     ^§1

       It should be noted that Congress intended that Federal grant funds in the UST      :     v •"''v?|f
> -
program be used as "seed" money to assist States with the development and implementation
of State programs. Many States have already developed or are developing alternative or          l    - ill
supplemental funding mechanisms (e.g., tank fees or gas taxes) to provide a consistent       ~  :~,L;  -SI
funding base for their prevention programs.                       ,               ,       .  E  ^  5|1
      In addition to State program grants, EPA has and continues to develop a variety of
implementation tools for use by States, and hosts an annual national forum for States to share
information and experiences concerning their UST programs. EPA is also providing Leaking
Underground Storage Tanks (LUST) Trust Fund monies to States to assist in the oversight
and clean up of contamination caused by leaking petroleum tanks. States that have not yet
                                                          I.  ••'       •"   r
                                                          ":-••'••     '• '      •    -.  '• '  *±T'-..--iVr:"
-------
                                                                                            • s

                                                                                            .;-"f
                                -                        OSWER DIRECTIVE 9630.10
    I-           •        .     .        "      -    :.•','.'  -•'••'••.        •   •
applied for State Program Approval are expected to make reasonable progress toward
submitting a completed application to EPA for approval of their UST prevention, corrective
action, and financial responsibility programs under Section 9004 of RCRA. A Region may
decide to reward a State's success in receiving State Program Approval with funds from the
LUST Trust Fund.
    i.          •'•'•.'        •      '       ',"      •       .""•-.     ••
    i  The solution to the problem of leaking USTs is for States to implement prevention
programs and to streamline their cleanup programs which, over time, will, result in a drastic           .-$
reduction in  the number of leaking USTs. The emphasis of EPA's long-term implementation           f'^f
strategy is to develop strong State and local programs. EPA focuses its resources and efforts  ,         ..'-J
on building and improving State programs while providing flexibility in approaches and               :S
striving  for constant improvement.  EPA will work in  tandem with Stales to improve                 ''^f
performance, streamline procedures, promote Total Quality Management and ensure                  if
environmental justice in specific program areas such as enforcement, inspections, site                 4
assessments, and corrective actions.                              j                              it

    :         '     .            '    '                '".-'.'   \''," ; '         •   '    ' .    .• '• .  '---;*"
HI.   NATIONAL PRIORITIES.  GOALS.  AND FUND/*" " "™«"»•*                            -1

A. National Priorities

    j  EPA has identified four priority areas that are  critical to successful implementation of
the national UST program. These priority areas highlight activities thalt States should
conduct. The four priorities are: Corrective Action Streamlining, Leak Detection Compliance
and Enforcement,  State Program Approval, and early compliance with the 1998 Upgrading
Deadline. The goals and fundable tasks for each of the priority areas are discussed below^

    j  The Office of Underground Storage Tanks  (OUST) and EPA Regions will continue to
hold annual strategic planning discussions on the status of State programs, and progress in
the priority areas.  These discussions  will result in a document called the "regional strategic
overview" (RSO). The RSO, along with this guidance, are expected to provide the basis for
granj: negotiations  with States.      .                        ••-.-_   !

B. Goals    ' ,_    •  '. ,•' '  "•   ,r ''.   • .'  '~   ;   ...   '  ;',;   "• >.\,:-' ,"•'/.  ..-'  '-•:'•_  \> rSI !

1) Corrective Action Streamlining    .    •           ,    -,  ,.'--'     ' "•                    ;X->^^ ,

    S  To promote scientifically-sound, rapid, and cost-effective action at all UST sites                >!l ;
    I  requiring corrective action through the use of streamlined processes, effective   ,          :•'  .:'^ I
    i  technologies,  and improved  cross-program coordination.    ,  L                   , ^i    t::^
    f         *^         *           f-.&                : .../-"'.•..,-.       '"•!•'•••"   ~-;.-'" "'  * -.-".*£
Note: OUST recognizes that accomplishment of the streamlining corrective action goal will
                                                                                           '"^
                                                                                         •••'f^t-
                                                                                          • :..-:*
                                                                                           •SI
                                                                                         *  -"fi
                                                                                         -.; .-^-c; .
                                                                                         . |" \-K: - :

-------
                                                                                            • •^.•tf'l-g
                                                                                            .-%•$
                                                                                            ' ;£&
                             .  .                          OSWER DIRECTIVE 9630.10

 be addressed primarily under the LUST Trust Fund cooperative agreements because of a
 greater level of resources available from the fund. Corrective action quality improvements
 include streamlining administrative and field processes, promoting the use of alternative
 technologies to traditional pump and treat and excavation, employing risk-based decision
 making in the corrective action process, and building strong state assurance funds. While
 these activities are eligible activities under an UST grant, they will not be addressed
 specifically in this guidance. Nevertheless, corrective action quality improvement activities
 are in concert with prevention program activities and wiU augment the growth and
 effectiveness of State UST prevention programs.                           -

 2) Leak Detection Compliance and Enforcement
                                                              • >'   • .       ' L -  '.
       To ensure owners and operators routinely and correctly monitor all regulated tanks
       and piping for leaks in accordance with the regulations.

 3) State Program Approval

       To encourage and ensure that all State programs develop sufficient authorities and
       enforcement capabilities (to apply for approval from EPA) to operate in lieu of the     «
       Federal program.                                                               ,    --.:~.v^
                          .                          -       .-•.'.',. •..'.-•"'V:^
                                 • • '              •         -   •,->•    •        '          ''    -,  '<•»«%,.» *'-•*%
4) Encouraging Early Compliance with  199?; Re^iirpmen^                                ;  :  i  ^|
                                                            '•••-•.        "••'.••-•  ~?"?$ju
                                                    • •   '       - r;    •     '.   '      .     .     •'£•• -
       To encourage owners and operators to upgrade or replace their tanks well in advance    - ^^S
       of the December  1998 deadline.                                  .                  fe- -isl
                        .".....    .-• ••''•-'      '•••• •-• •     -•:'•   ..''--.:..-  •   ".'•--•' .^s,;it;
C. Fundable Tasks   - '  '  .;  .;  '•      ...        . ;-.-'•.,;• /    ;•;'/  /f  \°;'; ^:  -.^/"HS'-^H
       TO        '   .      •       ;;.     '    "•".-  - •-   '  '.:-;-.' .  "-  •: ••"  -k:, •'-'.  :-;;^^?S
       EPA recognizes that completion of many of these tasks is a process requiring a  multir   W13
year effort. For each task specific outputs for individual States will be determined by         •-^•^f
negotiations between the State and the EPA Regional Office.  Required activities are only  : "'  f^?^^
those actually negotiated between an EPA Region and State. Negotiated tasks will take into  ^
account the nature and extent of program needs in each State and the national priorities. The  "
following tasks are eligible uses of UST grant funds.     .    ,  .          _._-••  ,:>;.;;
                                                                     v; .'"'"/• :•- V:L-' -:?V-- ^&£3jg
                                                                                        •;. «g«i;
                                                                                        - "r^:^*'S
Corrective Action Streamlining       -:v            -. .   ft
    - develop adequate statutory and regulatory authorities   ,    / '.;•:'•..'.'•I'••' J?~'"•'„';•• --.'.V'
    - establish cleanup policies and write clear guidance for owners and operators
    - streamline corrective action procedures          ,     .<                    '
    - establish mechanisms to determine and process high, medium and low-risk sites
    - consider environmental justice as a qualitative factor in developing priority ranking
    systems for state-lead cleanup and enforcement strategies

-------
                                                         OSWER DIRECTIVE 9630.10

       - maintain data management system for notification information and STARS reporting
       - conduct outreach (e.g., training/technical assistance) for State and local personnel,
       consultants, owners and operators
       - conduct formal and informal corrective action enforcement
       - track the solvency ofState funds (refer to document "Monitoring the Financial
       Soundness of Approved State Assurance Funds," OSWER Dif ective 9650.14)
       - identify need for streamlining and opportunities for nbn-tradilional technologies and
       risk based approaches
    j   - consider the use of qualified minority contractors and consultants on state-lead
    i   cleanups

2) lieak Detection Compliance and Enforcement                                ,
    :•  - develop adequate authorities and procedures               I
       - identify, investigate, and enforce State/Federal regulations   j
    I   - establish a well-trained field presence                     ]    ;
    ;   - develop and use alternative compliance mechanisms (e.g., field citations)
    j   - establish and maintain a leak detection compliance tracking system
    ,   - maintain a data management system for notification information and STARS
       reporting                                             ,
    ;   - develop and use an enforcement targeting scheme
  -  I   - consider environmental justice in developing compliance/enforcement strategies
    j   - conduct effective outreach (e.g., training and technical assistance) to local agencies
    ',   and owners and operators                                                      '
       - streamline enforcement procedures

3) State Program Approval
       - implement transition tasks (for States that have notyet received State program
    i   approval)                              ,
    ;   - develop/revise State authorities and regulations to meet Federal standards
       - establish enforcement capabilities and procedures     :     j           .       :  :..v
    i   •> develop draft State Program Approval application   ,        j   -               ••*•-..
    I   - complete final State Program Approval application   ;;     l
       - investigate additional mechanisms to fund State programs    ~\        "       ,

4> Encouraging Early Compliance with 1998 Requirements  ^   A':         ;     ,

    !   - Obtain statutory authority and develop and promulgate regulations necessary to
    {   monitor and enforce compliance with State or Federal requirements (whichever are
    |   applicable) to  upgrade or replace UST systems by December 1998-including         •
    i   authority and regulations under which substantial penalties can !be imposed for failure
    !   to meet the deadline   .                     .           '-.-.-f        V';           •'•"

-------
                                    .                    OSWER DIRECTIVE 9630.10           f;

      - Design programs to monitor and enforce compliance with the upgrade/replace                /,;
      requirements—including programs involving cooperation with State agencies                    <
      responsible for enforcing compliance with other health, environmental, and consumer           ;£
      protection requirements applicable to UST owners and operators                              ;£
                                                  _         i -          •   • „ -  '   v   ....,- '"^f
      - Conduct outreach activities (either alone or in collaboration with trade associations           J.'*J-
      serving UST owners and operators, equipment vendors, and other stakeholders) to       .     .,,-1^
      ensure that UST owners and operators are aware of the upgrade/replace requirements,          ;|
      help them understand what they must do and what options they have, and encourage            ^
      them to come into compliance as early as possible at all facilities, including those in            -|
      environmental justice communities          .                                      ;        .1

      - Build or improve State capability to track compliance with the upgrade/replace               ;ff
      requirements, maintain complete and accurate data on compliance, and use the data to       ;;."•'.-'11
      periodically summarize and assess the status of compliance state-wide.                         f&-
                                                                                             '. C <*
      - Explore the potential value and feasibility of setting up State financial assistance             ; ji
      programs for upgrading or replacement of UST systems                                    'Cf

      - Design programs to ensure that UST systems that are not upgraded or replaced are           tj
      properly closed                                                                       ".-"'•?%

Other Tasks-       '     "     '..      ;•     -      ...•      ,',; •  ••.	  '. ,  .    ....  .,„_. .,   ',,.,„, «VfM

      The national program supports efforts on the State level to integrate Comprehensive     : ^ * ';-'|||
State Groundwater Protection Program efforts with UST prevention program activities. The -•' v " /  A|
primary goal of this plan is to avoid duplication of effort.and identify common information   %    ,:U.^
needs.    ,        ,   .-,•'.'     ....         -••'."   -.-••  .••. .'••    ":, \   , •  •   :. • ""   •,; • y. • ""s *? "I'J'jjsFsi
   .      .'     .•'•""      ' •• ::  '  "  •'-•-: "••  '•  :  '  ."   "''••-  ;      '•'  '.-'.  ""  "••'•••--•:..:.'.'/; ^."S\Sil"
      The national program also supports State efforts to achieve environmental justicejby  r,  ; j^g
developing outreach materials and  targeting programs to low income and minority      j   .     " r^
communities.         •     •'  • •  .   , •    .. .-\ '  ' ' •    .      '   "•••    •   ',  '::   ./'>.";  ':~'  :':.":x,4^


IV.   ALLOCATION OF STATE GRANT FUNDS   .;.. - •>• *,- _  ^  .'.'.:   ,  T -^ ^-..' -.4  r^%$^

      For planning purposes, assume that the total State grant allocations remain at $9 r      r -;   H*;|
million a year. If this changes in tliis year or in future years, a memorandum regarding
Regional UST grant allocations will be sent to the Regional Program Managers.        r

      Assuming $ 9 million is the total allocation, the grant funds will be allocated to the
Regions at the rate of $162.5 thousand per State (plus Puerto Rico and the District of

-------
    I                                                     OSWERDIRECItVE9630.10

 Columbia) and $137.5 thousand for the Virgin Islands and Pacific Trust Territories. Regions
 have the ability to move funds among their States and territories.  The; following table
 illustrates how much each Region will be allotted based upon this formula.
                      Regional Allotments for State UST Program Grants
Region 1
Region 2
Region 3
Region 4
RegionS
Region 6
Region 7
Region 8
Region 9
Region 10
Total
— I
$975k
625k
975k i
1300k
975k
812.51k
650k
975k
1062.5k
650k
$9000k
V.  '   STATE MATCH                              -            !
                   "••-«  .      .  "    .                            '!          :
    I  •  ;    .' ••  .•   '   ....  •    '  ;;•  • ". • .-•'  -     ;  :; .•  -.  -.•   v r*v. - •  ...r--: •••• •'
    ;   State UST program grants will continue to require a minimum of 25 % grant match
from the States. Of course,  the State match may include in-kind contributions.  States are
encouraged to provide information on the size of their commitment of total resources to the
program, even when this exceeds 25%.                            i      _;
VI.    GRANT ADMINISTRATION

          • •   \ -                    ,
Grant Anolication ,     :
    j  The State or Region may initiate the grant process. A State may submit a draft grant
application to the Region, or the Region may provide a draft work plan to its States for
consideration.                              .  ;  '    -     .    ,     /    .      >..,,•
^
                                                                                             - • .53

-------
                                                         OSWER DIRECTIVE 9630.10

Grant Negotiations

       Specific activities funded under each State's grant work plan will be determined
through negotiations with the Region. In accordance with the Agency's policy on
performance-based grants, each State will be expected to make specific task and resource
commitments as part of its grant agreement. Commitments should reflect the priorities stated
in the RSO and in this guidance.
                                                                                              .3
                                                                                              3
                                                                                            -*-:1*
       Designated State agencies may enter into intergovernmental agreements with sub-state            |
or local government agencies and thereby provide funds for the performance of specific tasks      ,      ^
(40 CFR Section 31.36). The designated State agency retains the ultimate responsibility for
ensuring that such funds are expended properly, in accordance with Federal requirements.
Sub-state agencies that intend to contract out for services must comply with applicable
procurement requirements (40 CFR Part 31), and should also consider the use of qualified
minority contractors and consultants.

(grant Awards                                                               .

       All available grant funds should be obligated to the State in the fiscal year in which
the grant is awarded. States should make every effort to use grant monies during the allotted,   ,
period. Otherwise, carryover funds may be awarded at the Regional Administrator's
discretion, but only for the purposes specified in this guidance.

       UST program grant funds may be used only for eligible activities, e.g., those which
are: (1) necessary to develop and implement an approvable State UST program, and (2)
activities which are allowable for funding (see OMB circular A-87 and CFR 31.22).
                                                                                             .-M
      When a State does not seek program approval or make sufficient progress toward         ' -t ;  l|
State Program Approval, the Regional Administrator may use funds not awarded or           - :~t ; k-1
committed to that State to supplement awards to other States or to support a Federal program
to be conducted in a state in which an acceptable State program does not exist.               "*
                                                                                           r ,•«--. • ,«
                                                                                         .•.'••;,. •£$*• »sfe

-------
                                                         OSWER DIRECTIVE 9630.10
 Suggested Grant Award Schedule (may vary by Region)
 As scheduled
 by the Region
    i
 April-June
August

By Sept. 30
    i   - . ,.  '
October
Hold RSO discussions with HQ

Develop draft grant applications (Regions and States)

Regions begin grant .negotiations with States

States submit final grant applications

Regions have processed grant up to point of award

Regions begin to award grants
Grant Oversight
    !    '.-       '  .          '  '   ' " ;  -.     .  ••  -  -     ...'•.    i  -
    j   In accordance with Agency policy, the Region must conduct at least one on-site
review. Regions should plan a mid-year and/or end-of-year review wilh each State, and
forward to OUST/HQ a copy of each State's performance evaluation final report. Regions
may arrange for more frequent reviews with States.                      .

    I   The comprehensive program review for each State should discuss progress toward
completion of funded tasks.  Reviews should identify:

    |   1. areas of success including approaches that could be shared v/ith other States;
       2. areas for improvement in the UST program;
      ^3. areas where EPA  assistance could be helpful, including a plan for action;
    !   4. areas where EPA  or other Federal agencies are a barrier or icreate problems for the
    |   State program, creating a need for EPA to address, such areas, j
    j       '•    '•."'.'••              :      •             •      i:   ..•'....'•
    i   Copies of all State program evaluation reports and end-of-year grant reports should be
sentjto Dana Tulis, Chief, Operations Branch, OUST, within 30 days of completion of the
report.'     .              .'     •  .    .;.  •     ,       . V  :.   <  .;         '..      •-  .

State Reporting Requirements and Schedule      ' _"'       '       j  :.         .;
    !          '                          '      "      ..",.  -„   '' ^"'•„„' i-'C',1   " '•"   -•"•'..•-.-

    |   States  must report  required program activities to the Regions (see Attachments 1 &
2). In addition, all states are to report in a timely and accurate fashion the data needed for
quarterly activities reports and the STARS reports for the EPA UST program. Regions will
need to relay  this data to OUST/HQ within 10 working days of the end of each fiscal
                                          8

-------

                                                         OSWER DIRECTIVE 9630.10

quarter. Regions and States must develop reporting schedules that allow them to meet these
deadlines. Regions shall request that States add annual data concerning total number of
petroleum tanks and number of hazardous substance tanks (existing and closed) to the
quarterly activities report.  States only need to report the information concerning the number          -. j
of tanks (G-4) once a year on the second quarter report.             ,

       OUST is requesting that Regions validate that States are updating their UST database       ..; J;-^
information, including the total number of federally-regulated tanks and the number of                 .
hazardous substance USTs, prior to submittal of STARS  data.  Please refer to February 19,          J
1993 memorandum: "Follow-up to the IG Audit on the National Tank Inventory" for further          '-J'*
details.
                                                                                             ., i v-•**;!*
                                                                                             '-...'•ff.'g
                                                                                            •^;»;si
                                                         \   V    .'••"'.'-..'    .  ,•  •'   •- ••"•,•,•".-,:$
                                                                                              '•"^•jCfilfe
                                                                                                'jf

-------
                                            OSWER DIRECTIVE 9630.10
State
                          ATTACHMENT 1          I
                              .        •           -I  •
        UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
              OFFICE OF UNDERGROUND STORAGE TANKS
                          STARS REPORT
Region
Quarter
                                                Corrections
                                                Ip previous
                                                data
G-l
' 1 ,
G-2
G-4
TF-1
t
TF-2
TF-3
t
\
TF-3
TF-3
TF-5
USTrlA
UST-1B



UST-2A1
UST-2A2
UST-2A3
UST-2C1
States submitting
complete applications
for State program
approval.
Number of states with
authorized programs.
Number of closed
tanks.
Number of reported
confirmed releases.
Number of emergency
responses taken.
LUST cleanups
initiated: petroleum,
Responsible Party
lead.
LUST cleanups
initiated: petroleum,
State lead with TF
money.
LUST cleanups
initiated: petroleum,
State lead with State
money.
Site cleanups
completed: petroleum,
Responsible party
lead.


,













; . *

1
" 1 ' •





1
1 ^







'

                                                                         4
                                                                        • >:$
                                                                         ,; j&~
                                                                         '•3
                                                                         •(
                                                                         '••:*
                                                                       '.'• 'I
                                                                         ",'•*
                                10
                                              V

-------
                                                                          OSWER DIRECTIVE 9630.10
1F-S
•EF-5
TF-5
UST-2C2
UST-2C3
Site cleanups
completed: petroleum,
State lead with TF
money.
Site cleanups
completed: petroleum,
State lead with  State
money.
               Sites with
               enforcement actions.
                                                     Cumulative
                                                    last quarter
                                                        Actions
                                                        this
                                                       •quarter
                                                      Corrections
                                                      to previous
                                                      data
Cumulative
total
                                                                                                                            ,.855

                                                                                                                           I'A-
                                                                                                                     ••' "...at
                                                                                                                      *-^if|
                                                                                                                      •..-•awi.-iH&li
                                                                                                                      -••>.af
                                                                                                                    -wi* ^jS^twS*!^
               "5,   "
                                                           .

                                              --':'^"""''" '"tv-"--^"""^"'"
                                              ' -"i.V'-iiTV*"'"" ^'"'^'l/'^:;


                                              ' •  ,.->^''-A*'-V''";«~'
                                                         '•-.'•^•iv.;''"-^.*^:-^?*^"^ * "W,-. -*>:».' ,.-r«^ .*&'.«:.,v.-/:
                                                              ,'- •• -r- (•"**' .'  '". r, ^t.

-------
                                         ATTACHMENT 2           ^          .
                                        "             ','."         ."     '  if"'
                         U.S. ENVIRONMENTAL PROTECTION AGENCY
                         OFFICE OF UNDERGROUND STORAGE TANKS
              LEAK DETECTION COMPLIANCE AND ENFORCEMENT REPORTING
 Fiscal Quarter
1234
Region
State:
MEASURES
I
Number of Leak Detection
Inspections
Number of Infonnal Enforcement
Cases !
Number of Fonnal Enforcement
Cases j
Corrected numbers for last
quarter
• • ... • - ,'

- " v; '•'-:- ':"' " "•
Actions taken this quarter
• . 'r '••>•".
•\
'! J '• ,
                                                                                                     ' '
Items of note                                             .   '".          ',r....":.
»• Count actions which occurred during the current quarter.              '     |-
»• Regional and State information will be reported separately - States continue to report to the Regions,
which will then forward separate Regional and State totals to OUST.      ,;   _        .    ..
                                                                                                        •<*
LP Measures* Definitions:                                       "   v
1. Number of Leak Detection Inspections: An inspection is defined as a visit to a single facility by a State
employee or designated State agent who checks equipment performance and condition, as well as the quality
of records management.  Count general compliance inspections as long as leak detection methods and records
are checked.  Count installation inspections if leak detection systems are checked as part of the inspection.
Do not count inspections for piping only.  Count the number of facilities inspected, not the number of UST
systems. (Must be used by all States and Regions).     .    .-               L;
        I '     '     .  ".   .      •  . ;• ,...-.   .-'•  •.-.•'""••••'.•";'.;-.•»-•  --••••"• •&;•?..•.;?""••_'.•.-; -->/'-- .  "•   ••"'/,.
2. Number of Infonnal Enforcement Cases: These are any series of actions  that sire taken to notify an
owner/operator (O/O) of the O/O's responsibilities after the State has made  a preliminary determination that
an UST iystem(s) is out of compliance. These may cite a punitive authority or potential penalty, but do not
actually exercise mat authority to require the O/O to return to compliance.  Generally these infonnal cases
may include a series of: warning letters, field citations without penalties, show-caiuse meetings, re-inspections,
etc. For! the Regions, these informal cases include warning letters, NOV's,  and QQQ5 Information Request
Letters;  all other tools should be considered fonnal. If this infonnal case is later escalated to become a
fonnal enforcement case (as defined below), it should be counted twice: once as informal and once as formal.
(Must be used by all Regions, States may either use or negotiate a modified definition with the Region,
which must be submitted to HQ in writing).        ,-,.      v.    ^.  ,.Ls  -                            >
                                                                                 ••3
                                                                                 .
3. Number of Formal Enforcement Cases: These are any series of formal administrative, civil, or criminal
notices or regulatory actions (depending on the State's authority) that rely on punitive authority (e.g. penalty,
arrest, permit revocation, etc.) to require an Q/O to return to compliance.  Generally, these formal cases may
include a series of: notices of violation, administrative complaints, field citations with penalties, formal     .
referral to State counsel, arrest, etc. (Must be used by all Regions, States may either use or negotiate a
modified definition with the Region, which must be submitted to HQ in writing).  '
REPORTS DUE TO OUST- Within 10 working days of the end ofjgach fiscal quarter.       "-'---        -
        |                           '                       •«* ' ***•<; -T
                                                12

-------

-------