F% 11004
 FRIDAY, FEBRUARY 16,1979
       PART V
 ENVIRONMENTAL
   PROTECTION
     AGENCY
PUBLIC PARTICIPATION IN
 PROGRAMS UNDER THE
      RESOURCE
 CONSERVATION AND
  RECOVERY ACT, THE
 SAFE DRINKING WATER
 ACT AND THE CLEAN
     WATER ACT

     Final Regulations

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  10286

   Till* 40—Protection of Environment

     CHAPTER I—ENVIRONMENTAL
         PROTECTION AGENCY

              tPRL 1041-1]

  PART 25—PUBLIC PARTICIPATION IN
    PROGRAMS UNDER THE RESOURCE
    CONSERVATION  AND  RECOVERY
    ACT, THE  SAFE DRINKING WATER
    ACT, AND THE CLEAN WATER ACT

           Final Regulations

 AGENCY: Environmental  Protection
 Agency.
 ACTION: Rule.
 SUMMARY:  These regulations are in-
 tended to encourage, provide for,  and
 assist  public  participation  under  the
 Resource Conservation and Recovery
 Act, the Safe Drinking Water Act,  and
 the Clean Water Act. They replace ex-
 isting regulations for public participa-
 tion in water programs and  interim
 final regulations for public participa-
 tion in solid  waste management. The
 regulations Include general provisions
 which require open  processes of gov-
 ernment and  efforts to promote public
 awareness in  the course of making de-
 cisions  in programs  and  activities
 under  the three  Acts.  Also  included
 are requirements which apply to spe-
 cific public participation mechanisms.
 such as public hearings and  advisory
 groups. These regulations do  not re-
 quire  the use of  the specific mecha-
 nisms. The mechanisms must be used
 only if they  are required in program
 regulations. Public participation regu-
 lations for one covered program  are
 being   promulgated   simultaneously
 with these regulations. They are regu-
 lations' governing  public participation
 in  the Municipal Wastewater Treat-
 ment  Facility  Construction  Grants
 Program under the Clean Water Act.
 T«,ose regulations appear elsewhere in
 this Issue of the FEDERAL REGISTER.
 DATES: These regulations  are effec-
 tive on February  16.  1979,  except as
 otherwise specified in § 25.2.
 ADDRESSES: Comments  submitted
 on  these regulations may be inspected
 at  the  Public Information  Reference
 Unit, EPA Headquarters, Room  2922,
 Waterside Mall. 401  M Street.  SW.,
 Washington, D.C.  between  8:00 a.m.
 and 4:30 p.m. on business days.
 FOR   FURTHER   INFORMATION
 CONTACT:
  Lee Daneker, Office of Water and ,
  Waste Management (WH 556), Envi-
  ronmental Protection Agency. 401 M
  Street,   S.W.,  Washington,   D.C.
  20460, telephone 202-755-7638.
SUPPLEMENTARY INFORMATION:
EPA has received a significant volume
       RULES AND REGULATIONS

  of thoughtful criticism of its perform-
  ance in  implementing its legal public
  participation mandates and its more
  general  responsibility to involve  the
  public in significant governmental de-
  cisions. This criticism has been stimu-
  lated in part by  the  desire  of citizens'
  to be active in  shaping government
  programs which  affect their lives and
  also by the growing  need for govern-
  mental units at all levels to participate
  in the programs  of other governmen-
  tal  entities.  Government  decision-
  makers  have   become   increasingly
  aware of the capability of citizens to
  make constructive use of opportunities
  for involvement.  This new  awareness
  has  been accompanied by increased
  practical  experience  in  using   ap-
  proaches  and techniques to facilitate
  citizen involvement.
   In response,to the circumstances dis-
  cussed briefly  above, the  EPA  per-
  ceived a  new opportunity  to  better
  define  public  participation require-
  ments, to  eliminate  unnecessary  re-
  quirements, and to assure consistency
 of requirements  under the Resource
 Conservation and Recovery  Act, the
 Safe  Drinking  Water Act,  and  the
 Clean Water Act.  This effort is intend- -
 ed to foster improved public imvolve-
 ment in  governmental decisions  by
 clarifying the rights  and responsibil-
 ities   of  potential  participants  and
 those  responsible for  administering
 public participation   programs.  This
 will lead  to better decisions, more sat-
 isfactory opportunities for  citizens to
 encourage  economy   in  government,
 and greater  public confidence in gov-
 ernment  because  "decisions  have been
 made with participation by interested
 citizens. It will  also encourage  better
 relations  among units of government
 which often  find themselves in a dual
 role  of participating  in programs of
 other agencies as well as administering
 participation programs of their own.
  EPA developed  a   set of concept
 papers for improved public participa- ,
 tion  requirements under the  three
 Acts  and made  them  public  in early
 March 1978. These   concept  papers
 were  circulated to  approximately 7,000
 interested parties  including more than
 3.000 who were mailed draft Construc-
 tion   Grants  Program  regulations
 dated March 3, 1978. The Agency held
 two  public meetings  to receive com-
 ment on the concept papers,  met with
 EPA  staff in all ten EPA regions, re-
 ceived  numerous  verbal  comments
 telephoned  to the Agency,  and met
 with several outside interest groups in-
 cluding  representatives  of  several
 States  and municipalities  and with
 representatives of the Association  of
 State and Interstate Water Pollution
 Control Agencies.
  As a result of these outreach activi-
ties, the EPA received more  than 300'
written comments on  the  concept
  papers.  After, .t considering  all  com-
  ments,   EPA  revised   the   concept
  papers,  and published ,them  in  the
  FEDERAL REGISTER on August 7, 1978,
  aJs proposed regulations. The Agency
  provided 60 days for public commtent,
  held a public meeting  to receive com-,
  nients in San Francisco on September '
  21, 1978, held a_public hearing on the
  proposed regulations  in Washington,
  D.C. on September 26, arid provided 56
  hours of toll-free telephone time to fa-
  cilitate  the submission of , comments
  from individuals from all parts of the
  Nation.
   BPA instituted the toll-free line for
  submitting comments as an alternative
  to holding hearings or meetings on the
  proposed regulations in other parts of
  the  country. Many  commenters  ex-
  pressed strong approval of  the  toll-
  free line, especially those who lacked
  the  resources  to  travel readily  and
  therefore would have been unlikely to
  attend hearings in other cities. Some
  criticism of our failure to hold hear-
  ings throughout the country was also
 expressed.
   EPA received more than  300 com-
 ments by October 6, 1978, the date on
 which the official record closed. Ap-
 proximately 125 of these were received
 over the  toll-free line.  Fifteen  wit-
 nesses  testified at the September 26
 public hearing. Additional  comments
 received  after October  resulted in a
 total of more than 500 comments. A
 review of the comments by affiliation
 indicates that the public involvement
 effort succeeded in stimulating a  bal-
 anced and diverse record. Major  segr
 ments of the public which were well
 represented  include States,  substate
 agencies and units of government, eco-
 nomic interests, planners,  engineers,
 private citizens,  public interest groups,
 and environmental groups.
  All comments, including  those  re-
 ceived shortly after October 6, were
 reviewed and considered in developing
, the final regulation.
  Virtually all commenters supported
 the intent of the EPA effort  and  the
 objectives of the regulations. In gener-
 al,  those who  commented  primarily
 from the perspective of former, cur-
 rent  or  prospective  participants  in
 EPA programs were supportive of  the
 proposed  regulations but  critical  of
 the Agency  for relaxing the regula-
 tions relative to the March  concept
 papers.  In  many cases  these com-
 menters  called  for a  return to  the
 more stringent  approach of  the con-
cept papers,  for more  specificity and
additional requirements,  and for limi-
tations  on discretion and flexibility.
Many of these commenters cited prob-
lems which they had experienced with
the public participation  performance
of EPA and units of government  at
other levels. They pointed  out that
the establishment of clear,  firm  re-
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                                            RULES AND REGULATIONS
                                                                                                           10287
quirements would be one of the most
effective  actions  which  EPA  could
take to generate  public interest and
participation.  In contrast,  many,  al-
though not all, of those  commenting
as  representatives  of  implementing
agencies expressed concern that the
regulations were too rigid and detailed
and would offer too many  opportuni-
ties to stop projects or to  take legal
action  on minor  procedural issues.
These commenters called for a further
relaxation of  requirements,  elimina-
tion of detail,  and provision of addi-
tional flexibility.  In many instances,
these   commenters  recognized  the
flexibility which had been  introduced
relative to the March concept papers,
but indicated that the changes were
not   sufficient.   Some  commenters
called for EPA to eliminate all require-
ments and instead to limit itself  to set-
ting objectives ("performance  stand-
ards")  which   could   be   fulfilled
through a variety  of mechanisms. In
support  of  performance  standards,
many elected officials or their  repre-
sentatives commented' that the  more
general  performance  standard   ap-
proach would  maintain  and protect
the authority, of State  and local offi-
cials from Federal encroachment.
  EPA  agrees that  the  regulations
should  provide maximum  flexibility
and discretion to implementing  agen-
cies and should not infringe improper-
ly upon the authority of other govern-
mental units. The Agency is also sensi-
tive to those who accurately pointed
out the strong  positive relationship be-
tween  firm   requirements,  credible
public participation  efforts,  and the
willingness  of the  public  to partici-
pate.  In revising the proposed Part 25,
EPA has attempted to provide flexibil-
ity wherever  it  would  not interfere
with  public involvement. In a limited
number of instances where it appeared
necessary and justified,  EPA has opted
for more specific requirements. In gen-
eral, the final Part 25 moves in the di-
rection of fewer specific requirements
than  the proposed version. The follow-
ing is a list of changes in the final reg-
ulation which have provided increased
flexibility and discretion  relative to
the proposed Part 25, existing Part 105
(Public Participation in Water  Pro-
grams) and interim final  Part  249
(Public Participation in  Solid  Waste
Management):
   1. EPA non-policy rulemaking was
covered in proposed Part 25. It  is spe-
cifically excluded from final Part 25.
   2. Activities covered by Part 105 but
excluded, except as discretionary ele-
ments, from the public  participation
requirements of final Part 25  are as
follows: 40 CFR Part  33  (Subagree-
ments). Part 39 (Loan Guarantees for
Construction  of  Treatment Works),
Part  40 (Research and Development
Grants), Part 45 (Training Grants and
Manpower  Forecasting) and Part 46
(Fellowships).
  3. Final   Part  25  eliminates  the
annual State report on public partici-
pation required by Part 105.3.
  4. Part 105.3 (a) and (c) require that
informational materials be mailed di-
rectly  to  persons on  each  agency's
mailing list. Part 249.4 (b)  and (c) re-
quired periodic  dissemination of infor-
mational materials. Final Part  25.4(b)
requires only that notice of the 'avail-
ability  of materials be mailed,  rather
than the materials themselves or sum-
maries  of the materials.
  5. Part 105.4(d), Part  249.4(e) and
proposed Part 25.3(c) required notices
and informational materials to be sent
to the entire agency mailing list. Final
Part 25.4(b)(5)  permits segmenting of
the list and mailing notices of events
(or of availability of materials) only to
appropriate portions of the list.
  6. The requirement  of Part 105.4(b)
.and Part 249.4(d), for each agency to
have "standing  arrangements" for con-
sultation with  the public,  is deleted
from final  Part 25; although Part 25
continues  to require  consultation on
significant decisions.
  7. The requirement of Part 105.4(e),
that copying facilities  be available at
information depositories, is changed to
a  recommendation  in   final   Part
25.4(b)(3).   Part 249.4  (f) and  (i) re-
quired  that information  oh the avail-
ability  of  copying facilities at conve-
nient locations  and at reasonable cost
to  the  public  be available. This re-
quirement is deleted.
  8. The recommendation in proposed
Part 25.3(b), that agencies target in-
formational materials to specific seg-
ments  of  the  public,  is  changed in
final Part  25.4(b)(2) to a recommenda-
tion to consider  preparing targeted
materials?
  9.  Proposed  Part 25.3(b) required
that "relevant" documents be  placed
in   .information   depositories.   Part
249(f) required  that agencies shall pro-
vide, either directly or through  others,
in  convenient locations,  one or more
public collections of Solid and Hazard-
ous Waste  Management reports perti-
nent to the geographic area. Final
Part 25.4(b)(3) limits  the  documents
 that must be placed in depositories to
 those relating to significant decisions.
  10.   The  requirement    of   Part
 105;7(d), that  public  meeting  notices
 be mailed  as soon as  the meeting  is
 scheduled,  is deleted from  the  final
 Part 25.
  11. The requirement of Part 105.7(d)
 and Part 249.7(d), that public hearing
 notices be mailed as soon as the hear-
 ing is  scheduled, is deleted  from the
 final Part 25.
  12. The requirement of Part 105.7(g)
 and Part 249.7(g) to publish the hear-
 ing  agenda in  the  public  hearing
notice is deleted from the  final Part
25.
  13. Part 105.7(c) requires  that cases
of doubt over whether to hold a public
hearing be resolved in favor of holding
a hearing. Part 249.7(c) requires that a
hearing be held if the/e is any public
interest. These requirements are de-
leted from the final Part 25.
  14. Final Part 25.5(b) gives Regional
Administrators the authority to waive
public hearing notice requirements in
emergency situations.
  15.  Final  Part 25.5(c)  permits the
agency holding a  public  hearing to
prepare a tape recording or other com-
plete  record of the hearing instead of
a transcript and make  it available to
the public.
  16.  The requirement  for financial
disclosure by advisory group members,
proposed  Part  25.3(d)(iii)(D), is de-
leted  from the final Part 25.
  17.  Final Part 25.7(c) provides  new
flexibility in advisory group member-
ship requirements and permits EPA to
waive those requirements for grantees
which cannot meet the requirements
after  making active, good faith efforts
to do so. Proposed Part 25  included a
less flexible membership  requirement
and made no provision for a waiver.
  18.  Final Part 25.10 permits modifi-
cation of the public participation work
plan  with the agreement of the Re-
gional Administrator. No provision for
modifying the work plan was included
in the proposed Part 25.
  19.  Public Participation Summaries
are deleted from the final  Part  25 in
favor  of  Responsiveness  Summaries
(see final Part 25.11).
  20.  Final Part 25.7(e) provides an in-
creased State  and local agency role in
advisory group training. No State and
local  rule was  provided  in proposed
Part 25.
  EPA believes the balance which the
final   regulations   achieve  between
flexibility and  specificity  recognizes
the public's expressed desire for  firm
requirements  yet  responds  effectively
to the legitimate concern of potential
implementing agencies that they have
the freedom to tailor their programs
to specific local, regional  or Statewide
needs.   •      •          •

   SUMMARY OF RESPONSE TO PUBLIC
         .. ,   COMMENT

  The  following sections  respond to
other major points raised in comments
by the public made in writing, over the
toll-free line,  at the public meeting,
and at the public hearing.
  1. Application of proposed Part 25 to
all EPA programs. In the preamble to
the proposed  regulations,  EPA  ques-
tioned whether they should be applied
to all programs administered by EPA.
Public response to this was strongly in
favor of  consistent requirements for
the entire Agency. Comments indicat-
                               FEDERAL REGISTER, VOL 44, NO. 34—FRIDAY, FEBRUARY 16,  1979

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10288
     RULES  AND REGULATIONS
cd  that  Inconsistent  requirements
were  a. significant  factor  impeding
public involvement  in Agency  pro-
grams, EPA Is responding to  this by
the development of an Agency-wide
policy on public participation. This
policy will require each program to de-
velop  regulations or guidance imple-
menting it. The Agency will monitor
program  performance  under this  ap-
proach to determine whether it is suc-
cessful in achieving consistent public
participation requirements and oppor-
tunities for those seeking to  become
Involved in Agency programs.
  2. Requirements will not guarantee a
successful public participation effort.
Many commenters stated that require-
ments were not sufficient to assure ef-
fective public Involvement. Some com-
menting agencies further stated that,
since  requirements would not in them-
selves be effective, EPA appeared to be
depending too  heavily  upon them.
EPA  recognizes that  requirements,
while necessary, are only one part of
making public participation successful.
Equally important  is the conduct of
effective programs of public education
as well as the  attitude, energy, and
creativity  with  which  Implementing
agencies,  including  EPA,  undertake
their  public participation responsibil-
ities.  Another significant factor is the
availability of agency staff knowledge-
able about public participation tech-
niques. EPA is taking action  to meet
this last need by developing and carry-
Ing out a training program in public
participation to enhance the capabili-
ties of EPA, State and local agency
staff.
  3. Relationship of Part 25  to  pro-
gram  regulations and guidance. Many
commenters Indicated their belief that
Part 25 established new requirements
that  advisory groups be formed and
public hearings  held. This is  not  the
case.  As  explained  In  the new intro-
ductory section 25.1,'  Part  25 estab-'
lishes general requirements for open
processes   of  government  through
public information, public notification,
and public consultation prior to  sig-
nificant decisions, but it does not man-
date the use of specific public partici-
pation mechanisms, such as advisory
groups, meetings, and hearings. These
are required only when mandated in
program  regulations  or specified  at
the discretion of a responsible official.
The final section of this preamble in-
cludes a listing  of other EPA regula-
tions  which have been or will be re-
vised  to Implement the requirements
of Part 25.
  The role of program regulations, or
EPA  policy guidance memoranda, in
implementing the Part 25 regulations
Is to emphasize the applicability of the
general Part 25 public information, no-
tification  and   consultation  require-
ments to  significant decisions in  the
affected programs. In some instances
program regulations or guidance will
also  Identify significant decisions or
processes where specific requirements
will apply (e.g., holding  a public meet-
ing or hearing). The use of additional
specific mechanisms  at  these decision
points or at other decisions not refer-
enced by EPA  requirements is discre-
tionary with the implementing agency.
If public participation  is  carried out
under EPA grant, all reasonable costs
will be grant eligible if  identified in a
public participation work plan or oth-
erwise approved by EPA.
  Other EPA "guidance" will be in the
form  of handbooks or manuals for im-
plementing  agency  staff  or  for the
participating public.  These are intend-
ed to assist the public and implement-
ing agency staff  by  providing sugges-
tions  for ways to meet requirements,
samples  or  models  of work  which
meets requirements, and examples of
successful public participation efforts.
  4.  Application  of  Part 25  to  pro-
grams under the  Safe Drinking Water
Act.  The  public  participation  regula-
tions  are intended to encourage public
involvement  in  the decision-making
process in programs under  the Re-
source  Conservation  and  Recovery
Act,  the Clean Water  Act,  and the
Safe  Drinking Water  Act.  However,
not all sections are  relevant to every
program. For instance,  several States'
comments reflected a concern that the
advisory group requirements  in the
proposed  regulations  would  require
the establishment of such committees
in programs  under the  Safe Drinking
Water Act. This concern is unfounded.
The   advisory  group section   applies
only where committees are required in
program regulations. No requirement
for such committees appears  in the
regulatidhs   implementing the  Safe
Drinking Water Act; nor is such a re-
quirement contemplated.
  The regulations allow flexibility and
discretion  in implementation  within
each  covered program.  The guidance
and regulation which will be developed
by the  drinking  water  program, and
other programs,  will reflect  options
which are  compatible with each pro-
gram's capabilities and  the opportuni-
ties within the program for meaning-
ful public participation.
  5. Application to approved State pro-
grams. Each of the  three Acts desig-
nates certain programs which  can be
administered by a State, instead of by
EPA,  if the State program meets crite-
ria established in the  law  and EPA
regulations. The  proposed Part 25 in-
dicated that EPA was required to pro-
vide   for public  participation  in the
process of making a determination to
approve such State  programs.  It also
provided  that,  after   approval,  the
gtate would be  responsible for meeting
the public participation requirements
which  had been the responsibility of
EPA. Like the proposed regulations,
final Part 25 requires EPA to provide
for public involvement in the process
of making its determination regarding
approval of all State programs.  How-
ever, the final  Part  26 indicates that •
public  participation  requirements for
the  NPDES  Permit  Program,  the
State Hazardous Waste Program, the
Dredge and Pill Permit Program, and
the  Underground Injection Control
Program are contained in the Consoli-
dated Permit Program regulations (40
CPR  Part  123).  These regulations
embody the requirements of Part 25.
Public participation  requirements for
the Construction  Grants Program are
found in 40 CFR Part 35, Subparts E
and F.  States  which undertake Con-
struction  Grants  Program  functions
after approval by EPA. are responsible
for meeting applicable public partici-
pation . requirements of these regula-
tions, including requirements of Part
25  which are  incorporated by  refer-
ence.
  One  State expressed concern  that
the  regulations would apply  to all
State activities which were adminis-
tered under the annual State program
administration  •  grants    authorized
under section 106  of the Clean Water
Act, including State-initiated activities
which  are  not  required by  the  Clean
Water Act, which are not delegated to
the State by EPA, and which are not
funded by EPA  grant. While  public
participation in purely State activities
of this type may be desirable, such
participation is at the discretion of the •
State and  would not be required by
these regulatlon&i
  6.  Public participation   objectives.
Virtually  all  commenters  supported
the public participation  objectives  of
the proposed Part 25: however, several
commenters felt that promoting sup-
port for environmental laws was not a
proper  role for administrative  agen-
cies. EPA agrees and has changed this
objective to read,  "to encourage public
Involvement in implementing environ-
mental laws."
  7. Public information requirements.
Most commenters  recognized and sup-
ported the need for public information
as a prerequisite  to effective  public
participation;  however,  many  stated
that the proposed requirements were
not clear and, in some cases, were po-
tentially burdensome. In response  to
comments  of this nature,  EPA has
made the  following modifications  to
the public information provisions  of
the regulations: permitted segmenting
mailing lists by geographic or interest
area and specified that only the appro-
priate  portion of  the list need receive
agency  mailings;  specified  that only
summaries and notices of availability
need be sent to the list (or appropriate
segment)  rather   than  entire   docu-
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                                           RULES  AND REGULATIONS
                                                                   10289
ments; specified that documents avail-
able in depositories need include only
those relating to significant or contro-
versial issues; clarified the term "rea-
sonable costs"  of copying charges by
reference  to  prevailing  commercial
rates.
  8.  Public   hearing  notice  require-
ments.  Comment  on the  proposed
public hearing  notice requirements
was sharply divided between State and
local agencies which generally opposed
any increase  in the 30 days  required
by existing regulations and potential
participants   (including private  citi-
zens,  public  interest'groups, and eco-
nomic interests) which supported the
45 day notice requirement included in
the proposed regulations.  The  record
of citizen comment  indicates clearly
that  30  days  has  often  been  inad-
equate to  allow notices to be circulat-
ed, documents obtained and reviewed,
and testimony  prepared.  Accordingly,
the final regulations retain 45 days as
the standard  public hearing notice re-
quirement; however, EPA has respond-
ed to  the  comment by State and local
agencies  by  including a  provision to
reduce the notice requirement, to not
less than  30  days,  where EPA finds
that the longer notice is not needed to
encourage public  participation in  a
particular hearing.
  9.  Emphasis on  advisory  groups.
Many commenters expressed concern
that the regulations placed excessive
emphasis  on  the  use  of   advisory
groups. We do not believe this concern
is justified. Part 25 does  not  require
the formation of any advisory groups.
Such  groups  must be formed only
when required  by program  regula-
tions. Advisory groups have been a re-
quirement in  the Water Quality Man-
agement (section 208) program for sev-
eral  years. New program regulations
for the Construction Grants Program
will require  advisory  groups, but in
only 30 percent of facilities plans. No
advisory group requirements  are con-
templated for  the Clean  Lakes Pro-
gram, Underground Injection Control
Program,  Public Water Supply Pro-
gram,  State  Hazardous  Waste Pro-
gram, or the NPDES Permit Program.
The  question  of whether  they would
be required under State  Solid  Waste
Management  Program grants is  still
open. Given  this record,  we  do not
agree that the Agency places excessive
emphasis  on  the  use  of   advisory
groups.
  10. Role of advisory groups. The pro-
posed regulations stated that advisory
groups were intended to provide advice
and recommendations to  elected deci-
sionmakers and to encourage an inter-
change among the interests represent-
ed on the group.  Some commenters
felt that the final decision-making role
of elected officials should be empha-
sized  more strongly.  We  agree,  and
have added language to the advisory
group section further emphasizing this
point.
  11.  Advisory   group  membership.
Comments from most State and local
agencies and public officials indicated
that the advisory group membership
requirements of proposed Part 25 pro-
vided them too little flexibility in con-
stituting such groups. They expressed
particular  objection to  the require-
ment that  a majority of  advisory
group members be private citizens and
public  interest group  members  who
had no  substantial economic interest
in the grant activity. Some agencies in-
dicated  that they would be unable  to
locate  many  individuals  without an
economic interest in the grant acitiv-
ity who would be willing to serve on
advisory groups.  Some commenting
agencies and public officials indicated
that no single segment of the public
should constitute a majority  on the
advisory group.  Other commenting
agencies a.nd  officials  expressed ap-
proval of the changes in the advisory
group  requirements that had  been
made relative to the March concept
papers—especially the  increased em-
phasis  on the role of  public officials
and the change allowing economic in-
terests to be represented on advisory
groups. Some of these commenters in-
dicated  that, with these changes, the
advisory group  membership require-
ments were satisfactory. Others indi-
cated that the requirements were still
too demanding and inflexible,  stated
that they could  not meet them, and
called for additional changes and in-
creased flexibility.
  A large majority of private citizen
and public interest  group commenters
expressed approval of the  advisory
group  membership  requirements  of
proposed Part 25. Many of these com-
menters  described  their  experiences
indicating that non-economic interests
were  under-represented on  advisory
groups.  These commenters supported
carefully  structured  advisory  group
membership  requirements,  especially
the proposed requirement for a major-
ity of private citizens and public inter-
est group  members. Most of these
commenters indicated that this meas-
ure would go far to remedy the prob-
lem of under  representation for non-
economic interests. However,  some
called upon EPA to require an even
longer  proportion of individuals  who
were interested in the grant supported
activity  solely from an environmental
or taxpayer perspective.
  EPA agrees that there must be flexi-
bility in the requirements for advisory
group membership. The final regula-
tions require that the  advisory group
be composed of four segments in sub-
stantially equal proportion. These are
private citizens, public interest group
members,  economic   interests,   and
public officials. In response to com-
menters  who requested EPA  to  ex-
plain the term "private citizen,"  the
regulations  indicate  that  this term
refers to  individuals  with  no greater
interest in the grant  activity than an
average taxpayer, ratepayer,  or con-
sumer.
  The provision that segments need be
bTnly "substantially equal"  in propor-
tion is intended to provide  grantees
with flexibility to implement the regu-
lations while at the  same  time re-
sponding  to those commenters  who
called upon EPA to carefully specify
the balance of interests on the group.
This language- allows some imbalance
among the categories of. membership.
For example,  on a 20 person advisory
group, the requirements would be met
if two categories had only  four mem-
bers whileH;he other two had six mem-
bers.  However, if one or more catego-
ries  had  only three  members  while
others had  six or seven, the  require-
ment that the  categories  be in sub-
stantially   equivalent  proportions
wouldihot be met.
  Many agency commenters expressed
concern that they could not meet advi-
sory group requirements because they
could not locate  private  citizens or
public interest group representatives
who 'would be willing  to serve on advi-
sory groups. To respond to-these com-
menters, the final regulations provide
that" grantees who have carried out an
aggressive effort to recruit members to
meet the  requirements but cannot do
so will be considered in compliance
with the regulations, id. a case such as
this,  EPA will 4PProve  tne  advisory
group composition which has resulted
from the grantee^ recruitment efforts
provided EPA  is^ satisfied  that those
efforts-meet the performance standard
set forth in the regulations.
  12. Financial disclosure by advisory
group members. Many commenters in-
dicated ".that a financial disclosure re-
quirement would discourage participa-
tion  of .many  prospective  advisory.
group members. We agree, and accord;
ingly we have deleted the financial dise
closure  requirements from the final
regulations. We do, however, believe it
is useful for advisory group members
to know, in  general, the type of inter-
est which each member has in a plan
or project under development. For ex-
ample, individuals on  the  ad.yisory
group should indicate to one another
whether  tliey ^are representing etoi-
ronmental interests;  economic-intfe>-
ests  such asxagriculture, silvaculture,
or real estate^ recreational interests;
consumer interests or others.  •
  13. Grantee  artd advisory group re-
sponsibilities.  Many commenters indi-
cated the responsibilities of  thfe-adviso-
ry groups should be stated in detail in
the  final regulations. In support of
this   recommendation,   these  com-
                             FEDERAL REGISTER, VOL 44, NO. 34—FRIDAY, FEBRUARY 16, 1979

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10290

mentors  cited  examples  of advisory
groups that were formed  but not uti-
lized effectively. EPA does not believe
It Is proper to  include-a  detailed dis-
cussion of the responsibilities of gran-
tees and advisory groups in the regula-
tions, it  Is, however,  appropriate  to
expand somewhat upon  the descrip-
tion of responsibilities and authorities
Included  in the proposed regulations,
and this has been done  in  the  final
regulations.
  14. Use of existing advisory groups
to meet public participation require-
ments. Some State and substate agen-
cies -which have established advisory
groups, boards or commissions  ques-
tioned whether these groups could  be
used to satisfy  the advisory group re-
quirements. EPA wishes to  encourage
coordination of public participation re-
quirements  and activities   wherever
possible,  phis   is  clearly  stated  in
§25.13, Coordination and nonduplica-
tion. Consistent with this, existing ad-
visory  groups  may  be used if  they
meet the requirements of § 25.7 or are
modified to meet those requirements.
  15. Support for advisory group par-
ticipation.  In the preamble to the pro-
posed  regulations,  EPA  questioned
Whether  reimbursement  of advisory
group out-of-pocket expenses would be
helpful in  encouraging public partici-
pation and whether it would pose  an.
administrative  burden to   grantees.
Many comments were received on this
Issue as well as other matters pertain-
ing to advisory  group logistics, such as
budget and staff for advisory groups.
Many commenters indicated that re-
imbursement   of  out-of-pocket  ex-
penses would encourage participation.
Several public interest groups suggest-
ed that citizens should be paid for the
time they  devote  to  advisory group
participation;  others  urged a  more
cautious approach emphasizing volun-
teerlsm. Several commenting agencies
Indicated they  already operate  reim-
bursement  programs for  normal out-
of-pocket expenses,  but would be op-
posed to extending reimbursement  to
additional  expenses  such  as payment
for time expended in participation.
  Since many  agencies   are already
conducting  reimbursement  programs
and since  many  commenters  agree
that reimbursement does  encourage
participation,  EPA  has  determined
that grantees shall  make reasonable.
out-of-pocket  costs  of  participation
available to advisory group members.
EPA will provide information on reim-
bursement   systems  to  assist  any
agency  which  needs  to  establish  a
system.
  Some  commenters  recommended
that reimbursement be available only
to private citizens and other advisory
group members who do not represent
economic interests. In fairness, we be-
lieve  that  reimbursement of reason-
      RULES AND REGULATIONS

 able out-of-pocket expenses should be
 available to all group members; howev-
 er, we  recognize that many advisory
 group members are eligible for reim-
 bursement  from the interests which
 they represent. In the interest of econ-
 omy,  we  encourage  those  advisory
 group members  to consider  not  re-
 questing  reimbursement  from   the
 grantee. In accord with OMB Circular
 74-4, travel costs of elected  officials
 are  not currently eligible for reim-
 bursement.
  Many commenters indicated that ad-
 visory  groups  probably  would  be
 unable to carry out their  responsibil-
ities  without  their  own staff  and
 budget.  Most  agencies objected that
 requiring an independent .staff for the
 advisory group conflicted with  their
 status as advisors and could duplicate
 the efforts  of the agency staff. Many
 agencies indicated that their staff was
 available to assist the advisory group
 where needed.
  EPA recognizes the need for staff to
 assist advisory groups. But we agree
 that providing staff assistance should
 be the responsibility of the  grantee.
 The  final, regulations  require  the
 grantee to inform the advisory group
 of staff available to assist it. The  regu-
 lations also require the grantee to pro-
 vide the advisory group with an  oper-
 ating  budget which  can  be  used to
 carry out their liaison with the gener-
 al public and to assist the group in un-
 derstanding the  activity  carried out
 under grant. The budget may be used
 for mailing, expert advice and other
 functions as agreed upon between the
 advisory groups and the grantee.
  16.   Public' participation  program
 staff. Many private citizens arid public
 interest groups   recommended  that
 EPA require grantees to contract with
 local citizen groups to carry out public
 participation   functions.  Comments
 from agencies  on the wisdom of this
 approach were mixed; however,  agen-
 cies felt strongly  that  this  decision
 should be  discretionary.  We agree,
 and, as a result,  no such requirement
 appears in the final regulations.  How-
 ever, grantees  are free to use this ap-
 proach if they believe it  will be the
 most effective in their situation. .
  Several commenters indicated that
 EPA  should establish the qualifica-
 tions of public participation  staff in
 regulations. In general, we believe that
 the following characteristics will con-
 tribute to successful accomplishment
 of public participation responsibilities:
 familiarity  with  the affected  area;
 knowledge of at least some of- the par-
 ties likely to be interested or affected;
 experience  in  the  skills  needed to
 carry  out  a public participation pro-
 gram  including  organizing meetings,
 providing  staff  support  to  advisory
 groups, and other skills; arid sufficient
 knowledge of the technical and proce-
 dural aspects of the grant activity to
 be able to explain them to the adviso-
 ry group and other members of the
 public. EPA believes that these needed
 characteristics  will  be I apparent to
 grantees. They will be stated in EPA
 guidance. However, we do not believe
 they should be specified in regulation,.
 Accordingly, the final regulation does
• not specify the qualifications of public
 participation staff.
   One State  questioned  whether the
 public participation  staff contact for
 statewide activities could be located in
•the State agency office. The answer .to
 this question is yes.
   17.  Advisory  group   training.  A
 number of State and substate agencies
 indicated that EPA should conduct ad-
 visory group  training in cooperation
 with the grantee.  We agree, and the
 regulations have been modified to in-
 dicate  that advisory group training
 should be carried out cooperatively by
 EPA, the State,  and any applicable
 substate agency.
   Several  agencies  commented that
 training should be provided for their
 staff  as  well  as for advisory  group
 members. Again we agree. The regula-
 tions indicate that agencies may in-
 clude members of their staff 'in the
 training sessions for advisory group.
   18.  Advisory group  subcommittees.
 and technical advisory  groups. Many
 commenting    agencies   questioned
 whether  the  advisory  group require-
 ments   applied  to  other   advisory
 bodies, such as groups of technical exr
 perts.  'Other   agencies   questioned
 whether subcommittees  established by
 advisory  groups need have  the same
 composition as the  primary advisory
 group. The regulations do not inhibit
 agencies  from establishing technical
 panels or similar groups; however it is
 recommended that these groups be es-
 tablished as subcommittees of the pri.-
 mary advisory group or at least coordi-
 nated closely with  that  group.  Any,
 recommendations of technical groups
 should be reviewed by the primary ad-
 visory group,  and any comments made
 by  the advisory group should be for-
 warded to the grantee or decisionmak-
 ing officials along with the technical
 group's recommendations.
   Several  public interest group com-
 menters  indicated that  any subcom-
 mittees should be Required to have the
 same membership  composition  as,the
 primary advisory group. EPA believes
 this would be unnecessarily restrictive.
 An.''agricultural subcommittee  would
 logically  be composed largely of indi-
 viduals earning a living through farm-
 ing, ranching, or Velated  activities.. A
 "severely affected parties'* subcommit-
•tee might be composed almost entirely
 of individuals residing  within a short
 distance of the proposed construction
 site. Even in cases where subcontract-
 tees have sharply focused areas of ih-
                              FEDERAl REGISTER, VOL. 44, NO. 34—FRIDAY, FEBRUARY 16, 1979

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                                           RULES AND REGULATIONS
                                                                    10291
terest, efforts should be made to in-
clude  individuals who  can  express
other; more  general, points of view.
Generally subcommittees should con-
tain some members of the full adviso-
ry  group, but not all  subcommittee
members need be members of the pri-
mary advisory group. Reimbursement
need not  be made available for sub-
committee participation; although this
may be done at the discretion of the
responsible agency.
  19. Paperwork—Public participation
work plans  for  grant activities.  The
proposed regulations specified the in-
formation about planned public par-
ticipation  activities which should be
included in  grant applications.  Com-
ment on this section was generally fa-
vorable; although some  agencies felt
that  the  public  participation  work
plans were not needed.  Final Part 25
indicates  the   information  which
should be included in a  public partici-
pation work plan. These plans should
be brief. They are needed by EPA as a
basis for award of funds for public par-
ticipation activities.
  The submission of this type of infor-
mation with grant applications is not a
new  requirement. It is  already re-
quired for the  Construction Grants
Program (under  40 CFR 35.917-5), for
grant funded activities under the Re-
source Conservation and Recovery Act
(under 40 CFR 249.5) and in the water
Quality  Management  Program  by
guidance. The final regulation merely
standardizes this requirement and em-
phasizes the brief nature  of the re-
quired information.
  Some  agency  commenters  pointed
out that there was no provision for re-
vising the work  plan. They expressed
concern that this would place them in
technical  violation if  they  departed
from the schedule in the work plan in
even minor respects. We agree. Minor
departures from the  schedule would
not be a violation of requirements. If
more substantial changes are expect-
ed,  the  work  plan should be revised.
Provision  for revision is  included in
the final regulations.
  20. Paperwork—Responsiveness Sum-
maries  (modified) and Public Partici
pation  Summaries  (deleted).  Many
commenters  indicated that  the  pro-
posed regulations, although  an im-
provement over the  concept papers,
still failed to distinguish adequately
between the  use and content of Re-
sponsiveness  Summaries  and  Public
Participation Summaries. Some com-
menters expressed the  opinion  that
the two requirements were duplicative.
We  agree, and  we  have  eliminated
Public Participation Summaries from
the final regulation. The requirements
for   Responsiveness  Summaries  are
more clearly stated.
  Responsiveness Summaries  are in-
tended  to appear immediately  after
specific  decision  points  to  indicate
briefly  to the  public  how  decision-
makers have responded to their par-
ticipation. They must be prepared for
rulemaking and where required by
program  regulations  or by  an  ap-
proved public participation work plan.
Responsiveness    Summaries   were
strongly  endorsed  by  many  com-
menters as a major step forward in
fostering   responsive   government,
public understanding of governmental
decisions,  and  public  confidence  in
government. In many instances where
a Responsiveness Summary is required
in program regulations, it replaces the
existing public participation reporting
requirements  of Part  105.5  or Part
249.5.
  Part 25 requires no new reports.  Ex-
isting  Part 105  calls  for  an annual
public participation report by all agen-
cies carrying out responsibilities under
the Clean Water Act, including EPA
Headquarters program offices and di-
visions, EPA regional offices, States
and interstate agencies. All  of  these
annual   reporting  requirements  are
eliminated by final Part 25.
  Parts 105.5 and 249.5 contained re-
quirements for reports associated with
particular activities, such as the sub-
mission of  applications  for  financial
assistance and the submission of plans
prepared with such assistance. All of
these  requirements  are  eliminated
from the new Part 25. In some cases,
the better defined, briefer, and more
useful public participation work plans
or Responsiveness Summaries will be
required  in  program  regulations  at
comparable activity points. The net re-
porting requirements are thereby re-
duced while making the remaining re-
ports briefer and more sharply focused
on important decisions.
  21. Assuring compliance with public
participation   requirements.   Many
public interest group and private citi-
zen commenters objected to the dele-
tion from the proposed regulations of
the description  of  optional sanctions
which EPA could apply where the Re-
gional Administrator determined that
grantees had  not carried out public
participation requirements as reflected
in their approved public participation
work plans. Other commenters called
for stronger mandatory action in in-
stances of noncompliance. Many com-
menting agencies expressed  concern
that minor technical violations beyond
the control of their agencies would be
cause for action by EPA.
  EPA deleted the descriptions of the
optional sanctions  in favor of refer-
ences to the sections  of the regula-
tions which provide EPA authority to
enforce grant agreements. The Agency
believes that to  state the full text of
these  sections in the public participa-
tion  regulations would  be  redundant
and  unnecessary. However,  for the
sake of clarity and in order to be con-
sistent with the practice followed else-
where in final Part 25, the titles of the
cited sections have been included in
the regulation.
  As indicated above, we have included
provision for modifying the work plan
to  reflect  major changes. Grantees
may make minor departures from the
work plan schedule at their discretion
provided they do not infringe upon re-
quired periods of document availabil-
ity or public notice.
  We do not agree with those com-
menters who called for more stringent,
mandatory   sanctions.   Accordingly,
mandatory EPA action upon a finding
of noncompliance remains the same as
in  the  proposed  regulations—more
careful  monitoring  of  future  public
participation performance.

PUBLIC   EDUCATION  AND ASSISTANCE
  UNDER RESOURCE CONSERVATION  AND
  RECOVERY ACT

  Section 8003 of the Resource Con-
servation and Recovery Act requires
EPA to develop information on a com-
prehensive list of topics pertaining to
environmental  protection   through
solid waste management. Interim final
40 CFR Part 249.4(c) indicated  that
EPA  would assist State'and substate
agencies in carrying out their public
information and education responsibil-
ities under the Resource Conservation
and  Recovery Act by  making, these
agencies among the first recipients of
information developed by EPA to meet
the requirements of section 8003. Al-
though  interim final Part 249 will be
deleted  from the Code of Federal Reg-
ulations with the promulgation of the
new Part 25, EPA will meet the com-
mitment, stated  in  Part 249.4(c), to
assist  State  agencies  by  providing
them with informational materials.
  Section 249.4(c) also indicated that
each EPA Regional Office would des-
ignate a public participation officer to
coordinate  public, participation activi-
ties  relating to solid waste manage-
ment within EPA and to assist State
and   substate  agencies  with  their
public  participation  responsibilities
under the Resource Conservation and
Recovery Act. The requirement to des-
ignate regional public participation of-
ficers and  the commitment to  assist
other agencies with their public par-
ticipation programs remains in effect
although Part 249 will be deleted from
the Code of Federal Regulations.

  AGENCY EVALUATION AND "SUNSET"
 POLICY FOR REPORTING REQUIREMENTS

  EPA is committed to evaluating this
regulation within three years from  the
date of  publication. This will be done
by the  Offi    of Water and -Waste
Management in  conjunction with  the
Office of Public Awareness and  the
Administrator's  Public   Participation
                             FEDERAL REGISTER, VOL. 44, NO. 34— FRIDAY, FEBRUARY 16, 1979

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10292

Task  Force.  The  evaluation  will in-
clude such factors as effectiveness of
requirements, enforceability, resource
expenditure, alternative public partici-
pation methods, public reaction, and
reporting requirements. The evalua-
tion will also address the  issue  of
whether the increased flexibility in-
troduced into the regulations has had
a  positive or  a negative  effect on
public participation performance.
  Under EPA's new "sunset" policy for
reporting requirements in regulations,
the reporting requirements in this reg-
ulation will  automatically  expire on
(five years from the date of promulga-
tion)  unless  EPA  takes  action  to
extend them. A new provision (§ 25.14)
has  been added  to  the regulation
which automatically  terminates  the
reporting requirements at that time.

  REVISION OP PROGRAM REGULATIONS
    FOR CONSISTENCY WITH PART 25

  The following paragraphs  identify
specific  program  regulations   which
have  been or will be revised to bring
them Into conformance with Part 25.

           CLEAN WATER ACT

  1.    Amendments   to    Municipal
Wastewater  Treatment Works  Con-
struction Grants Program regulations
(40 CPR Part 35, Subpart E) which im-
plement the requirements of Part 25
are promulgated- in this  issue of the
FEDERAL REGISTER.
  2. Revised regulations (40 CFR Part
35, Subpart G) Implementing water
quality  planning  and  management
under sections  106  and 208, and re-
flecting  the  provisions  of  proposed
Part 25 were published in the FEDERAL
REGISTER for comment on September
12, 1978. The final regulations, includ-
ing changes made in response to public
comment and revisions to Part 25, will
be promulgated early in 1979.
  3. Revised regulations implementing
the   National  Pollutant  Discharge
Elimination  System  Permit Program
requirements of section  402, and re-
flecting the  provisions  of  proposed
Part  25, were published for comment
on August 21, 1978. The  final regula-
tions, Including changes  made in re-
sponse to public comment and the re-
visions to proposed  Part 25,  will be
promulgated early In 1979.
  4.  Regulations   implementing  the
Clean Lakes Program under  section
314 and  reflecting  the provisions of
Part 25 will be proposed In February
 1979. EPA will accept public comment
on the  proposed regulations for 60
days  following  the  proposal  date.
Those wishing to receive additional in-
formation or a copy of the proposed
regulations should write to Kenneth
Mackenthun,  Director, Criteria  and
Standards Division  (WH '585), United
Statea   Environmental    Protection
     RULES AND REGULATIONS

Agency, 401 M Street. SW.. Washing-
ton, D.C. 20460.

 RESOURCE CONSERVATION AND RECOVERY
                ACT

  1.  State Solid  Waste  Management
Plan  Guidelines  (40  CFR Part 256)
under section 4002(b) were proposed
for comments on August 28, 1978. The
proposed  regulations included  provi-
sions implementing the  requirements
of proposed Part 25. EPA will  revise
the proposed regulations to respond to
public comments and changes in Part
25 and promulgate final regulations in
June 1979.
  2.  Regulations for  State Programs
for Hazardous  Waste  under section
3006  were proposed for comment  on
February 1, 1978. EPA will revise these
regulations in response to public com-
ment and the requirements of Part 25,
repropose them in early 1979, and pro-
vide  60  days for public  comment.
Those who wish to receive additional
information or a copy of the proposed
regulations should contact Geraldine
Wyer, Office of Solid Waste (WH 562),
United States Environmental Protec-
tion Agency, 401 M Street, SW., Wash-
ington, D.C. 20460.
  3. Regulations for Permit Programs
for Hazardous  Waste  under section
3005  will  be  proposed  in February
1979. EPA will accept public comment
on the regulation for 60 days following
the date of proposal.  The  proposed
regulations will reflect the provisions
of Part 25. Those who wish to receive
additional information or a  copy of
the regulations should contact  Geral-
dine Wyer, Office of Solid Waste (WH
562),  United  States Environmental
Protection Agency, 401 M Street. SW.,
Washington, D.C. 2046J).

       SAFE DRINKING WATER ACT

  1. Regulations for  grants to  States
for implementing Underground  Water
Source Protection Programs (40 CFR
Part 35.650 through 35.680) were pro-
posed for comment on August 31, 1976.
Final regulations,  reflecting  public
comment  and the provisions of Part
 25, will be promulgated in 1979.
  NOTE.—The   Environmental   Protection
 Agency has determined that this  document
 does not contain a major proposal requiring
 preparation of  an Economic Impact Analy-
 sis Statement  under  Executive  Orders
 11821, 11949, and 12044 and OMB circular
 A-107.
  Dated: February 8, 1979.
               DOUGLAS M. COSTLE,
                     Administrator.
 (Sec. 101(e) of the Clean  Water  Act,  as
 amended, 33 U.S.C. 1251(e):  section  7004(b)
 of the Resource Conservation and Recovery
 Act, 42 U.S.C. 6974(b>: sec. 1450(a)U) of the
 Safe  Drinking  Water Act, as amended, 42
 U-S.C. 300J9.)
  1. 40 CFR  is amended by adding a
new Part 25 reading as follows:

PART 25—PUBLIC PARTICIPATION IN
  PROGRAMS UNDER THE RESOURCE
  CONSERVATION AND  RECOVERY
  ACT, THE  SAFE DRINKING  WATER
  ACT, AND  THE CLEAN WATER ACT

Sec.
25.1  Introduction.
25.2  Scope.
25.3  Policy and objectives.
25.4  Information, notification and consul-
   tation responsibilities.
25.5  Public hearings.
25.6  Public meetings.
25.7  Advisory  groups.
25.8  Responsiveness summaries.
25.9  Permit enforcement.
25.10  Rulemaking.
25.11  Work elements in financial assistance
   agreements.
25.12  Assuring compliance with public par-
   ticipation requirements.
25.13  Coordination and non-duplication.
25.14  Termination  of reporting require-
   ments.
  AUTHORITY:  Sec.  101(e)  of  the  Clean
Water Act, as  amended. 33 U.S.C. 1251(e):
sec. 7004(b) of the Resource Conservation
and Recovery  Act, 42 U.S.C. 6974(b); sec.
1450(a)(l) of the Safe Drinking Water Act.
as amended, 42 U.S.C. 300J9.

§ 25.1 Introduction.
  This part  sets  forth minimum re-
quirements  and  suggested  program
elements for  public participation in ac-
tivities  under the Clean Water Act
(Pub. L. 95-217), the Resource Conser-
vation and Recovery Act (Pub. L. 94-
580), and the Safe Drinking Water Act
(Pub. L. 93-523). The  applicability of
the requirements of this part is as fol-
lows:
  (a) Basic requirements and  suggest-
ed program elements for public infor-
mation, public notification, and public.
consultation   are  set forth in  §25.4.
These requirements are  intended  to
foster public awareness and open proc-
esses of government decisionmaking.
They are applicable to all covered ac-
tivities  and   programs  described  in
§ 25.2(a).
  (b) Requirements and suggested pro-
gram elements which govern the struc-
ture of particular public participation
mechanisms   (for  example,   advisory
groups and responsiveness summaries)
are set forth in §§ 25.5, 25.6, 25.7, and
25.8. This part does not mandate the
use of these  public participation mech-
anisms. It does, however, set require-
ments which those responsible for im-
plementing   the  mechanisms   must
follow if the mechanisms are  required
elsewhere in this chapter.
  (c) Requirements which apply  to
Federal financial assistance programs
(grants and   cooperative agreements)
under the three acts are set  forth in
§§ 25.10 and 25.12(a).
                              FEDERAL REGISTER. VOL. 44, NO. 34—FRIDAY, FEBRUARY 16, 1979

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                                           RULES AND REGULATIONS
                                                                    10293
  (d) Requirements for public involve-
ment which apply to specific activities
are set forth in § 25.9 (Permit enforce-
ment),  §25.10   (Rulemaking),  and
§ 25.12 (Assuring compliance with re-
quirements).

§ 25.2  Scope.
  (a) The  activities under  the three
Acts which are covered  by this part
are:
  (1)  EPA  rulemaking,  except  non-
policy rulemaking Cfor example publi-
cation  of  funding allotments  under
statutory  formulas);  and State  rule-
making under  the Clean Water Act
and  Resource  Conservation and Re-
covery Act;
  (2) EPA issuance and modification of
permits, and enforcement  of permits
as delineated by § 25.9;
  (3) Development by EPA of  major
informational  materials,  such as citi--
zen guides or  handbooks,  which are
expected to be used over several years
and which are intended  to  be widely
distributed to the public;
  (4) Development by EPA of strategy
and policy guidance memoranda when
a -Deputy Assistant Administrator de-
termines, it to be appropriate;
  (5)  Development and  implementa-
tion of plans,  programs,   standards,
construction, .and other activities sup-
ported with EPA  financial  assistance
(grants  and cooperative agreements)
to State, interstate, regional and local
agencies  (herein  after referred to  as
"State, interstate, and substate agen-
cies");
  (6) The process by which EPA makes
a determination regarding approval of
State administration of the Construc-
tion Grants program in lieu  of Federal
administration;  and  the administra-
tion of the Construction Grants Pro-
gram by the State after EPA approval;
  (7) The process by which EPA makes
a determination regarding approval of
State administration  of  the following
programs  in lieu of Federal adminis-
tration: The State Hazardous Waste
Program;   the  NPDES  Permit  Pro-
gram; the Dredge and Fill Permit Pro-
gram; and the Underground Injection
Control Program;
  (8) Other activities which the Assist-
ant  Administrator  for  Water and
Waste Management, the  Assistant Ad-
ministrator for Enforcement, or any
EPA  Regional  Administrator deems
appropriate in view of the Agency's re-
sponsibility to involve  the public  in
significant decisions.
  (b) Activities which are not covered
by this part, except as otherwise pro-
vided under (a)(8) or (c) of this sec-
tion,  are  activities  under  Parts  33
(Subagreements).  39 (Loan Guaran-
tees for   Construction of  Treatment
Works),  40 (Research  and Develop-
ment Grants),  45 (Training  Grants
and  Manpower  Forecasting)  and  46
(Fellowships) of this chapter.
  (c) Some programs covered by these
regulations contain further provisions
concerning public participation. These
are found elsewhere in this chapter in
provisions which apply to the program
of interest. Regulations which govern
the use and release of public informa-
tion  are set forth  in part 2 of this
chapter.
  (d)   Specific   provisions  of  court
orders  which conflict  with  require-
ments of this part, such as court-estab-
lished timetables,  shall  take prece-
dence over the provisions in this Part.
  (e)  Where  the  State  undertakes
functions in the construction grants
program, the State shall be responsi-
ble for meeting these requirements for
public. participation, and any  applica-
ble public  participation  requirements
found elsewhere in this chapter, to the
same extent as EPA.
  (f)  Where  the  State  undertakes
functions in those programs specifical-
ly cited in  § 25.2(a)(7), the State shall
be responsible for meeting the require-
ments for public participation includ^
ed in the applicable  regulations gov-
erning those State  programs.  The re-
quirements for public participation in
State  Hazardous  Waste   Programs,
Dredge and Fill Permit programs, Un-
derground Injection Control programs
and   NPDES  permit  programs  are
found in Part  123 of this chapter.
These regulations  embody the .sub-
stantive requirements of .this part.
  (g)  These regulations  apply to  the
activities of all agencies receiving EPA
financial assistance which is awarded
after [the effective date  of final regu-
lations], and to all other covered activ-
ities of EPA, State, interstate, and sub-
state agencies which  occur after that
date.  These regulations  will apply to
ongoing grants or other covered activi-
ties upon any significant change in the
activity (for example, upon a signifi-
cant  proposed  increase  in  project
scope of a construction  grant).  Parts
105 (Public Participation in Water Pol-
lution Control)  and 249 (Public Par-
ticipation  in  Solid  Waste  Manage-
ment) will  no  longer appear in  the
Code of Federal Regulations; however,
they will remain applicable, in uncodi-
fied  form,  to grants awarded  prior to
the effective date of  this part and to
all other ongoing activities.

§ 25.3  Policy and objectives.
  (a)  EPA, State, interstate, and sub-
state agencies carrying  out activities
described in § 25.2(a) shall  provide for,
encourage, and assist the participation
of the public. The  term, "the public"
in  the  broadest   sense   means  the
people as a whole, the general  popu-
lace.  There are  a number of  identifi-
able "segments of  the public" which
may  have  a particular  interest  in a
given program or decision. Interested
and  affected segments of the public
may be affected directly by a decision,
either beneficially or  adversely; they
may be  affected  indirectly; or they
may have some other concern about
the  decision.  In addition to private
citizens,  the   public   may   include,
among others, representatives of con-
sumer, environmental, and  minority
associations; trade, industrial, agricul-
tural, and labor organizations; public
health, scientific, and  professional so-
cieties; civic associations; public  offi-
cials; and  governmental  and  educa-
tional associations.
  (b) Public participation is that part
of   the   decision-making   process
through  which  responsible  officials
become aware  of  public attitudes by
providing ample opportunity for inter-
ested and affected parties to communi-
cate their views. Public participation
includes  providing access  to the deci-
sion-making  process,  seeking  input
from and conducting dialogue with the
public, assimilating public viewpoints
and  preferences,  and  demonstrating
that those viewpoints and preferences
have been considered by the decision-
making official. Disagreement on  sig-
nificant issues is to be ^expected among,
government agencies and the diverse
groups interested in and affected by
public policy decisions. Public agencies
should encourage  full  presentation of
issues  at an early stage so  that they
can  be resolved and  timely decisions
can  be made.  In the course of this
process,  responsible  officials  should
make special efforts to encourage and
assist participation by citizens repre-
senting  themselves   and  by  others
whose resources and  access  to deci-
sion-making may be relatively limited.
  (c) The following are the objectives
of EPA, State, interstate, and substate
agencies in carrying out activities cov-
ered by this part:
  (1) To assure that the public has the
opportunity to understand official pro-
grams and  proposed actions, and that
the  government fully considers  the
public's concerns;
  (2) To assure that the government
does not make any significant decision
on any activity covered by this  part
without consulting interested and af-
fected segments of the public;
  (3)  To  assure  that  government
action is as responsive as possible to
public concerns;
  (4) To encourage public involvement
in implementing environmental laws;
  (5) To keep  the  public informed
about  significant issues and proposed
project or  program  changes  as they
arise;             .
  (6) To foster a spirit of openness and
mutual trust among EPA, States, sub-
state agencies and the public; and
  (7) To use  all feasible  means  to
create opportunities for public partici-
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     RULES AND REGULATIONS
pation, and to stimulate  and support
participation.

§25.4  Information, notification, and con-
    sultation responsibilities.
  (a)  General. EPA, State,  interstate,
and substate agencies shall conduct a
continuing program for public infor-
mation and participation in the devel-
opment and implementation of activi-
ties covered by this part. This program
shall meet the following requirements:
  (b)  Information and assistance re-
quirements. (1) Providing information
to the public is a necessary prerequi-
site to meaningful,  active  public in-
volvement. Agencies shall design infor-
mational  activities to encourage and
facilitate  the public's participation in
all  significant decisions  covered by
§25.2(a).  particularly where alterna-
tive courses of action are proposed.
  (2)  Each agency shall  provide the
public with  continuing  policy,  pro-
gram, and technical  information and
assistance beginning at  the earliest
practicable time. Informational mate-.
rials shall highlight significant issues
that will  be  the subject of decision-
making. Whenever possible, consistent
with  applicable  statutory  require-
ments, the social, economic, and envi-
ronmental consequences  of proposed
decisions  shall  be clearly  stated in
such material. Each agency  shall iden-
tify segments of the public likely to be
affected   by   agency  decisions  and
should consider targeting  information-
al materials toward them (in addition
to the materials directed toward the
general public).  Lengthy documents
and complex technical materials that
relate to  significant  decisions should
be  summarized for public and  media
uses. Fact sheets, news releases, news-
letters, and other similar publications
may.be used to provide notice that ma-
terials are available and  to facilitate-
public understanding of more complex
documents, but shall not be a substi-
tute for public access to the full docu-
ments.
  (3) Each agency shall provide one or
more  central  collections of reports,
studies, plans,  and  other documents
relating to controversial issues or sig-
nificant decisions in a convenient loca-
tion  or   locations,  for   example, in
public libraries. Examples of such doc-
uments are  catalogs of documents
available from the agency, grant appli-
cations, fact sheets  on  permits and
permit applications, permits, effluent
discharge information, and compliance
schedule reports. Copying facilities at
reasonable cost should be available at
the depositories.
  (4) Whenever possible, agencies shall
provide copies  of documents of inter-
est  to  the  public  free of charge.
Charges for copies should not exceed
prevailing commercial .copying costs.
EPA  requirements governing charges
for information and documents pro-
vided to the public in response to re-
quests made under the Freedom of In-
formation Act are set forth in Part 2
of this  chapter. Consistent with the
objectives of § 25.3(b), agencies may re-
serve their  supply of free copies for
private  citizens and others whose re-
sources  are limited.
  (5)  Each  agency shall develop and
maintain a list of  persons and  organi-
zations who have expressed an interest
in or may, by the  nature of their pur-
poses, activities or members, be affect-
ed by or have an  interest in any cov-
ered activity. Generally, this  list will
be most useful where subdivided by
area  of  interest  or geographic  area.
Whenever possible, the list should in-
clude representatives  of the  several
categories  of interests  listed  under
§ 25.3(a). Those on the list, or relevant
portions if the list is subdivided, shall
receive  timely  and  periodic notifica-
tion of the availability of materials
under §  25.4(b)(2).
  (c) Public notification. Each agency
shall notify interested  and affected
parties,  including appropriate portions
of  the  list required by  paragraph
(b)(5) of this section, and the media in
advance of times at which major deci-
sions not covered by notice  require-
ments for public  meetings or  public
hearings are being considered. Gener-
ally, notices should include the timeta-
ble in which a decision will be reached,
the issues under consideration, any al-
ternative courses of action or tentative'
determinations which  the agency has
made, a brief listing of the applicable
laws or regulations, the location where
relevant documents  may be reviewed
or obtained, identification of any asso-
ciated public participation opportuni-
ties  such as workshops or meetings,
the name of an individual to contact
for additional  information,  and any
other appropriate  information. All ad-
vance notifications  under this para-
graph must be provided far enough in
advance of agency  action to  permit
time  for public   response; generally
this should not be  less than 30 days.
  (d) Public consultation. For the pur-
poses of this part,  "public consulta-
tion" means an exchange of veiws be-
tween governmental agencies and in-
terested or affected persons and orga-
nizations in order to meet the objec-
tives set forth in § 25.3. Requirements
for three common forms of public con-
sultation   (public   hearings,   public
meetings, and advisory groups) are set
forth in §§25.5, 25.6, and 25.7. Other
less  formal consultation mechanisms
may  include but  are not limited to
review groups, ad hoc committees, task
forces, workshops, seminars and infor-
mal personal communications with in-
dividuals and groups. Public consulta-
tion must be preceded by timely distri-
bution of information and  must occur
 sufficiently  in advance of  decision-
 making to allow the agency to assimi-
 late public views into agency action.
 EPA,  State,  interstate, and substate
 agencies  shall provide  for  early "and
 continuing public consultation in any
 significant  action   covered by  this
 part.  Merely  conferring   with  the
 public  after  an  agency decision does
 not meet this requirement. In addition
 te holding hearings and meetings  as
 specifically required in this  chapter, a
 hearing or meeting shall be held if
 EPA, the State, interstate,- or substate
 agency determines  that there  is sig-
 nificant public interest or that a hear-
 ing or meeting would be useful.
   (e) Public  information concerning
 legal proceedings.  EPA, State, inter-
 state,  and substate  agencies shall pro-
 vide  full  and  open  information   on
 legal proceedings to the extent not  in-
 consistent  with court  requirements,
 and where such disclosure would not
 prejudice the conduct of the litigation.
 EPA actions  with regard to affording
 opportunities for   public  comment
 before the Department of Justice con-
 sents  to  a proposed  judgment in  an
 action  to enjoin discharges  of pollut-
 ants  into the  environment shall  be
 consistent  with  the  Statement   of
 Policy  issued by the Department  of
 Justice (see Title 28, Code  of Federal
 Regulations, Chapter 1, § 50.7).

 § 25.5  Public hearings.
   (a) Applicability.  Any non-adjudica-
 tory public hearing, whether manda-
 tory or discretionary, under the three
 Acts  shall meet  the following  mini-
 mum  requirements.  These require-
 ments  are subordinate to   any  more
 stringent  requirements found  else-
 where in this chapter or otherwise im-
 posed by EPA, State,  interstate,  or
 substate  agencies.  Procedures  devel-
 oped  for adjudicatory  hearings   re-
 quired by this chapter shall be consist-
 ent with the public participation  ob-
 jectives of this part, to the  extent
 practicable.
   (b) Notice.  A notice of each hearing
 shall be well  publicized, and shall also
 be mailed to  the-appropriate portions
 of the list of interested and affected
 parties required by  § 25.4(b)(5). Except
 as otherwise specifically provided else-
 where  in  this chapter, these actions
 must occur at least 45 days prior  to
 the date  of the   hearing.  However,
 where EPA determines that there  are
 no substantial documents which must
 be reviewed  for effective hearing par-
 ticipation and that  there are no com-
 plex or controversial matters, to be ad-
 dressed by the hearing, the noUcv  re-
 quirement may be  reduced  to no less
 than 30 days. EPA may further reduce
' or waive the hearing notice require-
 ment  in  emergency situations  where
 EPA determines that there is an immi-
 nent danger  to public health. To the
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                                            RULES AND REGULATIONS
                                                                    10295
extent  not duplicative,  the  agency
holding the hearing shall also provide
informal notice to  all interested per-
sons or organizations that request it.
The notice shall identify the matters
to be  discussed  at  the hearing and
shall include or be accompanied by a
discussion of the agency's tentative de-
termination on  major issues (if any),
information on the availability  of a
bibliography of relevant materials (if
deemed appropriate), and. procedures
for obtaining further information. Re-
ports, documents and data relevant to
the  discussion at the public hearing
shall be available to the public at least
30  days before the hearing.  Earlier
availability  of materials relevant to
the  hearing will further assist public
participation and is  encouraged where
possible.
  (c) Locations  and  time.  Hearings
must be  held  at  times  and places
which, to the maximum extent feasi-
ble,   facilitate  attendance   by  the
public. Accessibility of public transpor-
tation, and use of  evening and week-
end hearings,  should be considered. In
the  case of actions with Statewide in-
terest, holding more than one hearing
should be considered.
  (d) Scheduling  presentations. The
agency  holding the  hearing  shall
schedule  witnesses  in advance, when
necessary, to ensure maximum partici-
pation and allotment .of adequate time
for all speakers. However, the agency
shall reserve  some time for unsched-
uled testimony and may consider re-
serving blocks of time for major cate-
gories of witnesses.
  (e) Conduct of hearing. The agency
holding the hearing shall inform the
audience  of the issues involved in the
decision  to  be  made, the  consider-
ations the  agency will  take into  ac-
count, the agency's tentative determi-
nations (if any), and the information
which  is particularly  solicited  from
the public. The agency should consid-
er  allowing  a  question  and answer
period. Procedures shall not unduly in-
hibit free expression of views (for ex-
ample, by onerous  written statement
requirements or qualification of wit-
nesses  beyond  minimum  identifica-
tion).
  (f) Record.  The agency  holding the
hearing shall prepare a transcript, re-
cording  or other complete  record  of
public hearing proceedings and  make
it available at  no  more than cost to
anyone who requests it. A copy of the
record shall  be available  for public
review.

§ 25.6  Public meetings.     j
  Public  meetings  are  any assemblies
 or gathering, (such as conferences, in-
 formational sessions, semmars,  work-
 shops, or,other activities) which  the
 responsible agency  intends to be open
 to  anyone wishing to attend. Public
meetings are less formal than public
hearings. They do not require formal
presentations, scheduling of presenta-
tions and a record of proceedings. The
requirements of § 25.5 (b) and (c) are
applicable to public meetings, except
that the agency  holding the meeting
may reduce the notice "to not less than
30 days if there is good reason that
longer notice cannot be provided.

§ 25.7  Advisory groups.
  (a) Applicability. The requirements
of  this section  on  advisory  groups
shall be met whenever provisions of
this chapter require use of an advisory
group  by State, interstate, or substate
agencies involved in activities support-
ed by  EPA financial  assistance under
any of the three Acts.
  (b) Role. Primary  responsibility for
decision-making in environmental pro-
grams is vested  by law in the elected
and appointed officials who" serve on
public bodies and agencies  at various
levels of government. However, all seg-
ments of the public must have the op-
portunity to  participate in  environ-
mental quality planning. Accordingly,
where EPA identifies a need for con-
tinued attention of an informed core
group  of citizens in relation to activi-
ties conducted with EPA financial as-
sistance,  program  regulations  else-
where in  this chapter will  require an
advisory group to be  appointed by the
financially assisted agency^ Such advi-
sory groups will not be the sole mecha-
nism for public  participation, but will
complement  other mechanisms.  They
are  intended to  assist  elected or  ap-
pointed officials with  final  decision-
making responsibility by making rec-
ommendations to such officials on im-
portant issues.  In addition,  advisory
groups should foster  a constructive in-
terchange among the various interests
present on the group and enhance the
prospect of community  acceptance  of
agency action.
  (.c) Membership. (1) The  agency re-
ceiving   financial    assistance   shall
assure that the advisory group reflects
a balance of interests in the affected
area.  In  order  to meet  this require-
ment, the assisted agency  shall take
positive action,  in  accordance  with
paragraph (c)(3), to establish an advi-
sory group which consists of substan-
tially  equivalent proportions of the
following four groups:
  (i) Private citizens. No person may
be  included in this portion of the advi-
sory group who  is likely to incur a fi-
 nancial gain or loss greater than that
 of an  average homeowner, taxpayer or
 consumer as a  result of any action
 likely to  be taken  by  the  assisted
 agency.
  (ii) Representatives of public'interest
 groups. A "public interest group" is an
 organization which reflects a general
 civic,  social,, recreational, environmen-
tal or public health perspective in the
area and which does not directly re-
flect  the  economic  interests of  its
membership.
  (iii) Public officials.
  (iv) Citizens or representatives of or-
ganizations with substantial economic
interests in the plan or project.
  (2) Generally, where the activity has
a particular geographic focus, the ad-
visory group shall be made up of per-
sons who  are  residents of that geo-
graphic area.
  (3)  In order to meet the  advisory
group  membership  requirements  of
paragraph  (c)(l), the  assisted agency
shall:
  (i) Identify  public interest  groups,
economic interests, and public officials
who are interested in or affected by
the assisted activity.
  (ii)  Make active efforts to inform
citizens in  the affected area,  and the
persons  or groups  identified  under
paragraph  (c)(3Xi), of this opportuni-
ty for  participation  on the  advisory
group. This may include such actions
as placing notices or announcements
in the  newspapers  or other media,
mailing written notices to interested
parties.'contacting organizations or in-
dividuals directly, requesting organiza-
tions to notify their members through
meetings, newsletters; or other means.
  (iii) Where the membership compo-
sition set forth in paragraph (c)(l) is
not met after the above actions, the
assisted agency shall identify the cau-
sative problems and make additional
efforts  to  overcome  such problems.
For example,  the agency should make
personal contact with prospective par-
ticipants to invite their participation.
  (iv) Where problems in meeting the
membership  composition  arise,  the
agency  should .request advice and as-
sistance from EPA.
  (d) The  assisted agency shall record
the  names and mailing addresses  of
each member  of  the advisory group,
with the attributes of each in relation
to the  membership  requirements  set
forth in paragraph .(cXI), provide a
copy to EPA, and make the list availa-
ble to the  public. In  the event that the
membership requirements  set forth in
paragraph (c)(l) are not met, the as-
sisted .agency shall append to  the list a
description of its efforts to comply
with those requirements and an expla-
nation of the problems which prevent-
ed compliance. EPA shall review the
agency's efforts to  comply  and  ap-
prove "the  advisory group composition
or, if the  agency's efforts were inad-
equate,  require additional actions  to
achieve the required membership com-
position.            -  .   .
  (e) Responsibilities of the  assisted
agency.  (1) The assisted agency .shall
designate  a staff contact who will be
responsible for  day-to-day  coordina-
tion  among the advisory group, the
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      RULES  AND REGULATIONS
 agency, and any agency contractors or
 consultants. The financial assistance
 agreement shall include a budget item
 for this staff contact. Where substan-
 tial portions  of the assisted  agency's
 responsibilities will be met under con-
 tract, the agency shall require a simi-
 lar designation, and budget specifica-
 tion, of its contractor. In the latter
 event, the  assisted agency does not
 have to designate a separate staff con-
 tact on its  own staff, if the Regional
 Administrator  determines  that  the
 contractor's designation will-result  in
 adequate  coordination. The staff con-
 tact  shall be located  in the project
 area.
  (2) The assisted agency has such re-
 sponsibilities as providing the advisory
 group with information, identifying
 issues for the advisory group's consid-
 eration, consulting with  the  advisory
 group throughout the project, request-
 ing the advisory group's recommenda-
 tions prior  to major decisions, trans-
 mitting advisory group recommenda-
 tions to decision-making officials, and
 making  written  responses  to  any
 formal recommendation by the adviso-
 ry group. The agency shall make any
 such written responses available to the
 public. To the maximum  extent feasi-
 ble, the assisted agency shall involve
 the advisory group In the  development
 of the public participation program.
  (3) The assisted agency shall identi-
 fy professional and clerical staff time
 which the advisory group may depend
 upon for  assistance,  and provide the
 advisory  group  with  an  operating
 budget which may be used for techni-
 cal  assistance  and  other  purposes
 agreed  upon  between the advisory
 group and the agency.
  (4) The assisted agency shall estab-
 lish a system to make costs of reason-
 able out-of-pocket expenses of adviso-
 ry  group participation available  to
 group members. Time away from work
 need  not be reimbursed; however, as-
 sisted  agencies  are  encouraged  to
 schedule meetings at times and places
 which will  not require members  to
 leave their Jobs to attend.
  (f)  Advisory group  responsibilities
 and duties.  The advisory group may
select its  own chairperson, adopt its
 own rules of order, and schedule and
 conduct its own meetings. Advisory
 group meetings shall  be announced
well in advance and shall be  open to
 the public. At all meetings, the adviso-
 ry group shall provide opportunity for
public comment. Any minutes of advi-
sory group meetings and recommenda-
 tions  to the assisted agency shall be
available to the public. The advisory
group should monitor  the progress of
the project  and become familiar with
issues relevant to project development.
In the event the assisted agency and
 the advisory group agree that the ad-
visory group will assume public par-
 ticipation  responsibilities,  the group
 should undertake those  responsibil-
 ities  promptly.  The  advisory group
 should make written recommendations
 directly to the assisted agency and to
 responsible  decision-making  officials
 on major decisions (including approval
 of the public participation program)
 and respond to any requests from the
 agency or decision-making officials for
 recommendations. The advisory group
 should remain aware of community at-
 titudes and responses to issues as they
 arise. As part of this effort, the adviso-
 ry group may, within the  limitations
 of available resources, conduct public
 participation  activities in conjunction
 with  the assisted agency; solicit out-
 side advice; and establish, in conjunc-
 tion with the assisted agency, subcom-
 mittees, ad hoc groups, or task forces
 to investigate and develop' recommen-
 dations on particular issues  as they
 arise. The advisory group should un-
 dertake  its responsibilities fully  and
 promptly in accordance with the poli-
 cies and  requirements  of  this  part.
 Nothing shall preclude  the right of
 the advisory  group from  requesting
 EPA to perform an evaluation of the
 assisted agency's compliance with the
 requirements of this part.
  (g)  Training  and assistance.  EPA
 will  promptly  provide  appropriate
 written guidance and project informa-
 tion to  the  newly formed advisory
 group and  may provide advice  and as-
 sistance to the group throughout the
 life of the project. EPA will develop
 and, in conjunction with the State or
 assisted agency, carry out a program
 to  provide a training session for the
 advisory group, and appropriate assist-
 ed agency representatives, promptly
 after  the advisory group is  formed.
 The assisted agency shall provide addi-
 tional  needed information or assist-
 ance to the advisory group.

 § 25.8  Responsiveness summaries.
  Each agency which conducts  any ac-
 tivities required under this part shall
 prepare a Responsiveness Summary at
 specific decision points as specified in
 program regulations  or  in the  ap-
 proved public participation work plan.
 Responsiveness Summaries are  also re-
 quired for rulemaking activities under
§ 25.10.  Each  Responsiveness  Sum-
mary shall identify the public partici-
 pation activity conducted; describe the
matters on which the public was con-
sulted; summarize the public's -views,
significant  comments,  criticisms and
suggestions; and set forth the agency's
specific responses in terms  of modifi-
cations of the proposed  action or an
explanation for rejection of proposals
made by the public. Responsiveness
Summaries prepared  by agencies re-
ceiving EPA financial assistance shall
also include evaluations by the  agency
of the  effectiveness of the public par-
 acipation  program. Assisted  agencies
 shall  request  such evaluations  from
 any advisory group and provide an op-
 portunity for other participating mem-
 bers of the public to contribute to the
 evaluation. (In the case of programs
 with multiple responsiveness summary
 requirements,  these  analyses  need
 only be prepared and submitted with
 the final summary required.) Respon-
 siveness summaries shall be forwarded
 to the appropriate decision-making of-
 ficial and  shall be made available to,
 the public. Responsiveness Summaries
 shall be used as part of evaluations re-
 quired under this part or elsewhere in
 this chapter.

 § 25.9  Permit enforcement.
  Each agency administering a permit
 program shall develop internal proce-
 dures for receiving evidence submitted
 by citizens about permit violations and
 ensuring that it is properly considered.
 Public  effort  in  reporting violations
 shall be encouraged, and the_ agency
 shall make available information on
 reporting  procedures.   The   agency
 shall  investigate  alleged  violations
 promptly.

 § 25.10   Rulemaking.
  (a) EPA  shall  invite  and consider
 written comments on proposed and in-
 terim regulations from  any interested
 or affected persons and organizations.
 All such comments shall be part of the
 public record, and a copy of each com-
 ment shall be  available  for public in-,
 spection. EPA  will maintain a docket
 of comments received and any Agency
 responses.  Notices of proposed and in-
 terim rulemaking, as well as final  rules
 and regulations, shall be distributed in
 accordance with § 25.4(c) to interested
 or  affected  persons promptly  after
 publication. Each notice shall include
 information as to the  availability of
 the full  texts of rules and regulations
 (where these are not set forth in the
 notice  itself) and places where copying
 facilities' are available  at reasonable
 cost to  the public.  Under  Executive
 Order  12044 (March 23, 1978), further
 EPA guidance  will be issued concern-
 ing public  participation  in EPA  rule-
 making.  A  Responsiveness  Summary
 shall be published as part of the pre-
 amble to interim and final regulations.
 In addition to providing' opportunity
 for written comments on proposed and
 interim regulations,  EPA may  choose
 to hold a public hearing.
  (b)  State rulemaking specified  in
 § 25.2(a)(l) shall be in accord with the
 requirements of  subparagraph (a) of
 this paragraph or with the State's ad-
ministrative  procedures  act,  if  one
exists.  However, in the  event of  con-
flict between a provision of paragraph
(a) and a provision of a State's admin-
istrative procedures act,  the  State's
law shall apply.
                              FEDERAL REGISTER, VOL. 44, NO. 34—FRIDAY, FEBRUARY 16, 1979

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                                            RULES AND REGULATIONS
                                                                    10297
§25.11  Work elements in financial assist-
    ance agreements.

  (a) This section is  applicable  to ac-
tivities  under  § 25.2(a)(5) except  as
otherwise provided in Parts 30 or 35.
  (b) Each applicant for EPA financial
assistance shall set forth in the appli-
cation a public participation work plan
or work element which reflects how
public  participation will  be  provided
for,  encouraged, and assisted  in ac-
cordance with  this part.  This work
plan or element shall cover the project
period. At a minimum, the work plan
or element shall include:
  (1) Staff  contacts  and  budget re-
sources to be devoted to public partici-
pation by category;
  (2) A  proposed schedule for  public
participation  activities   to   impact
major decisions,  including consultation
points where responsiveness  summar-
ies will be prepared;
  (3) An identification of consultation
and  information mechanisms  to  be
used;
  (4) The segments of the public tar-
geted for involvement.
  (c) All reasonable costs of public par-
ticipation incurred by assisted agen-
cies  which  .are  identified in an ap-
proved public participation work plan
or element,  or which are otherwise ap-
proved by EPA, shall be eligible for fi-
nancial assistance.
  (d) The work  plan or  element may
be revised as necessary throughout the
project  period  with  approval  of  the
Regional Administrator.

§ 25.12  Assuring  compliance with  public
    participation requirements.

  (a) Financial  assistance programs.
(1) Applications. EPA shall review the
public participation work plan  (or,  if
no work plan is required by this chap-
ter for the  particular financial  assist-
ance agreement, the public participa-
tion element) included in the applica-
tion to determine consistency with all
policies and requirements of this part.
No financial assistance shall be award-
ed unless EPA  is  satisfied  that  the
public  participation  policies  and re-
quirements  of this part and. any appli-
cable  public participation   require-
ments found elsewhere in this chapter.
will be met.
  (2) Compliance, (i)  Evaluation. EPA
shall evaluate compliance with  public
participation requirements  using the
work plan,  responsiveness  summary.
and other available  information. EPA
will judge the adequacy of the public
participation effort  in relation to the
objectives and requirements of § 25.3
and § 25.4 and other  applicable  re-
quirements. In conducting this evalua-
tion, EPA may  request additional in-
formation from the assisted  agency,
including records  of  hearings  and
meetings, and may invite  public com-
ment on the  agency's  performance.
The evaluation will  be  undertaken as
part of  any  mid-project  review  re-
quired in various programs under this
chapter;  where  no  such review is re-
quired the review shall be conducted
at an approximate mid-point  in con-
tinuing EPA oversight activity. EPA
may, however, undertake such  evalua-
tion at any point in the project period.
and will do  so whenever it  believes
that an assisted  agency  may  have
failed to meet public participation re-
quirements.
  (ii) Remedial  actions.   Whenever
EPA determines  that  an  assisted
agency has  not fully met public par-
ticipation requirements,   EPA  shall
take actions which  it deems appropri-.
ate to -mitigate the adverse effects of
the failure and assure that the failure
is not repeated. For ongoing projects^
that action  shall include, at a mint-
mum,  imposing  more stringent  re-
quirements on the assisted agency for
the next budget period or other peridd
of the project (including such  actions
as more  specific output requirements
and milestone schedules  for  output
achievement: interim EPA review of
public participation  activities and ma-
terials  prepared by the  agency,  and
phased release of funds based on com-
pliance   with  milestone  schedules.)
EPA may terminate or suspend part or
all financial assistance for  non-compli-
ance with public participation require-
ments, and may take any further ac-
tions that it determines to be. appro-
priate in accordance with Parts 30 and
35 of this chapter (see, in particular,
§§ 30.340, Noncompliance and 30.615-3.
Withholding of Payments, and Sub-
part H of Part  30,  Modification. Sus-
pension, and Termination).
  (b) State programs approved in lieu
of Federal programs. State compliance
with applicable public participation re-
quirements  in  programs  specified in
sections 25.2(a) (6) and (7) and admin-
istered by approved States shall be
monitored by EPA  during the annual
review of  the State's  program,  and
during any financial or program audit
or review of these programs. EPA may
withdraw an approved-program from a
State for failure to comply with appli-
cable  public   participation   require-
ments.
  (e) Other covered programs. Assuring
compliance  with, these  public "partici-
pation requirements for programs not
covered by  paragraphs  (a) and (b) of
this section is the responsibility of the
Administrator  of EPA.  Citizens with
information  concerning alleged fail-
ures to comply with the public-partici-
pation requirements should notify the
Administrator. The Administrator will
assure that instances of alleged non-
compliance  are promptly investigated
and that corrective  action  is taken
where necessary.
§'25.1.'!  Coordination and  non-duplication.

  The public  participation  activities
and materials that are required under
this part should be  coordinated or
combined with those of closely related
programs or  activities  wherever  this
will enhance the economy, the effec-
tiveness,  or  the  timeliness  of  t.h«
effort;  enhance the  clarity  of  l.he
issue;  and not be detrimental to par-
ticipation   by  the  widest   possible
public. Hearings and meetings on (.he
same matter may be held jointly by
more than one agency where this does
not  conflict with the  policy  of  (his
paragraph.  Special  efforts  shall  ho
made  to coordinate public participa-
tion procedures  under  this  part  and
applicable   regulations   elsewhere  in
this chapter  with  environmental  as-
sessment  and   analysis  procedures
under 40 CFR Part 6. EPA encourages
interstate agencies  in particular to de-
velop  combined  proceedings for  the
States concerned.

§25.14  Termination  of reporting; rrtjuiix*-
    ments.

  All reporting requirements  speHfi-
cally-established by this part will ter-
minate on (5 years from date of publi-
cation) unless EPA acts to extend the
requirements beyond that date.

        PART 105 [REVOKED]

        PART 249 [REVOKED]

  2.  40 CFR  is amended by  deleting
Parts 105 and 249.
  CFR Doc. 79-5017 Filed 2-15-79: 8:45 am]
                              FEDERAL REGISTER, VOL. 44, NO. 34—FRIDAY, FEBRUARY 16, 1979

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