Tuesday
 February 8, 1983
Part  HI

Environmental
Protection
Hazardous Waste Permit Program;
Standards Applicable to Owners and
Operators of Hazardous: Waste
Management Facilities; Proposed Rule

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5872
Federal Register / Vol. 48, No. 27 / Tuesday, February 8. 1983 / Prpposedj.ules_
ENVIRONMENTAL PROTECTION
AGENCY

40 CFR Parts 122,123 and 264

[SW FRL 2039-2]

Hazardous Waste Management
System; the Hazardous Waste Permit
Program; Standards Applicable to
Owners and Operators of Hazardous
Waste Management Facilities

AGENCY: Environmental Protection
Agency.
ACTION: Proposed rule.	

SUMMARY: On February 26,1080 and
May 19,1980, the Environmental
Protection Agency (EPA) published
regulations which established a system
to manage hazardous waste. Those
regulations provide  that permits issued
by EPA (and States with authorization to
issue permits under the Resource
Conservation and Recovery Act (RCRAJ
for hazardous waste treatment, storage
and disposal facilities will be effective
 for a fixed term not  to exceed 10 years.
 During the fixed term, EPA and
 authorized States have limited
 opportunities for reopening a permit to
 make changes in permit conditions.
   EPA is today proposing to amend the
 regulations to provide that RCRA
 permits will be effective for the
 designated operating life of each facility,
 and the period of post-closure care for
 land disposal facilities. Under this
 proposal, EPA and authorized States .
 would have increased opportunities for
 teopening permits during their terms.
 EPA is proposing this change in an effort
 to streamline the RCRA permitting   '  -
 procedure, reduce paperwork,  and to
 respond to settlement negotiations in a
 lawsuit involving the  RCRA regulations.
    EPA anticipates that protecton of
 human health and the environment
 would not be affected by this section.
 EPA also estimates that this action
 would result in a savings to the
 regulated community of approximately
 $88.5 million if EPA promulgates this   ,
 rule and if States with authorization to
 issue RCRA permits elect to issue those
 permits effective for the designed
 operating life  of each facility plus the
 post-closure period.
 DATES: EPA will accept public
  comments on the proposed amendment
  until April 11,1983.
  ADDRESSES: Comments should be
  addressed to the Docket Clerk, Office of
  Solid Waste (WH-562), U.S.
  Environmental Protection Agency,
  WashingtonrD.C. 20460.
  Communications should identify the
                      regulatory docket number as "Section
                      122.9—Duration of Permits".
                        The public docket for this proposed
                      rule is located in Room S-269C, U.S.
                      Environmental Protection Agency, 401 M
                      Street, SW, Washington, D.C., and'is
                      available for viewing from 9:00 a.m. to
                      4:00 p.m. Monday through Friday
                      excluding holidays.
                      FOR FURTHER INFORMATION CONTACT:
                      Amy Mills, Office of Solid Waste (WH-
                      563), U.S. Environmental Protection
                      Agency, Washington, D.C. 20460, or call
                       (202) 382-4755, or the RCRA Hotline at
                       (800) 424-9346 or (202) 382-3000.
                      SUPPLEMENTARY INFORMATION:

                       I. Background
                         On February 26,1980 and May 19,
                       1980, EPA promulgated regulations
                       pursuant to the Solid Waste Disposal
                       Act, as amended by the Resource
                       Conservation and Recovery Act of 1976
                       (RCRA), as amended, 42 U.S.C. 6901 et
                       seq. The regulations establish a system
                       to manage hazardous waste, and include
                       provisions under which EPA issues
                       permits to owners or operators of
                       facilities that treat, store or dispose of
                       hazardous waste (40 CFR Part 122, 45 FR
                       33418).' Section 122.9 of those
                       regulations specifies that permits issued
                       to hazardous waste management
                       facilities will be effective for a fixed
                       term of 10 years or less. At the end of
                       each permit term, the permittee must
                       apply for and receive a nevv permit if he
                       plans to continue his operation. The
                       purpose of this requirement is to assure
                       changes in regulations or available
                       technology are integrated into permits
                       on  a periodic basis.
                         The May 19 rule also contains a
                       provision which gives EPA the
                       opportunity to revise permit conditions
                       during the term of the permit (§ 122.15).
                       For most of the allowable causes" for
                       permit modifications, EPA may initiate a
                       change with or without the consent of
                       the permittee (§ 122.15(a) (1), (2), and (5)
                       and 122.15(b))." However, in an attempt
                       to provide permittees with greater
                       certainty during the terms of their
                       permits, the May 19 regulations limited
                       the cause for permit modifications
                       resulting from changes to EPA
                       regulations to instances when
                          VThe RCRA permitting requirements are
                        contained in EPA's consolidated permit regulations,
                        originally promulgated on May 19,1980 and codified
                        in 40 CFR Parts 122-124. These regulations have
                        been continuously supplemented and amended, Th,e
                        most important amendments occurred on January
                        12,1981, when EPA promulgated permitting
                        regulations for storage and treatment facilities (46
                        FR 2802); on January 23,1981, when EPA
                        promulgated permitting regulations for incinerators
                        (46 FR.766S); and July 26,1982, when EPA
                        promulgated permtting regulations for land disposal
                        facilities (47 FR 32274).    ,
 modification is requested by the
 permittee (§ 122.15(a)(3)).
   EPA has re-examined the .maximum
 10-year permit term and its implications
 for both the regulated community and
 the Agency. The subject arose in recent
 negotiations in a lawsuit involving the
 consolidated permit regulations. (NRDC |
 vEPA, No. 80-1607 and consolidated
 cases, D.C. Cir., filed June 2,1980).'The
 petitioners in that case claim that the
 current regulations unreasonably requirel
 EPA to repeatedly  review an entire
 facility's operation every 10 years or
 less, and reopen and re-evaluate all of
 the issues which were resolved when
 the initial permit was issued. Some
 facilities are designed to operate 30  • /
 years or more; thus, under the current
 regulations an entire facility may be re-
 evaluated three or  more times during its
 operating life. These extensive re-
 evaluations would proceed regardless of J
 whether there'had been any substantive
 changes in the facility's design or
 operation, or in the regulations on which
 its initial permit had-been based.
   The petitioners further claim that
 repeating the permit application process
 every 10 years or less can lose a
 significant burden to the regulated
 community. First, there can be a
 substantial monetary burden associated
 with the extensive paperwork  involved
 in applying for a permit. Second, the 10-
 year permit presents disadvanteges to
 the facility owner  who may plan to
 operate for more than 10 years but can
 only obtain approval for his facility for
 10 years at a time.
   EPA  agrees'that the curent limit to
 permit  duration can pose certain
 disadvantages to the regulated
 community. The Agency also finds that
 the procedures for issuing permits, i.e.,
, reviewing each permit application,
 preparing a draft permit, providing an
  opportunity for public hearing, and
 preparing a final permit, can be very
  time-consuming and resource-intensive  •
 for the  Agency. Under the current
 .regulations, EPA would have to repeat
  these procedures at least once every 10
  years for each facility.
    EPA wishes to avoid the unnecessary
  expiration and reissuance of permits at
  arbitrary intervals of 10 years or less
  and the attendant costs andpaperwoik
  burdens, At the same time, the Agency
  believes it must maintain some oversight
  of the operation of a facility during  the
  term of its permit. Therefore, EPA is
  today proposing an approach  which
    'For further explanation of the procedural
  aspects of the NRDC v EPA suit, see the preamble
  to the technical amendments to 40 CFR Parts 122  .
  and 124 in the April 8,1982 Federal Register (47 FR
  15304).

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                Federal Register  / •VgL',4& No.  27 / Tuesday/^efouary 8, J983  ?  Proposed Riiles
 accomplishes both goals and; which also
 would resolve the issue to the
 satisfaction of the NRDG petitioners.,

 II.'Lifetime Permits
   Rather than issuing permits effective
| for ug to 10 years, EPA is today
 proposing to issue "lifetime" permits,
 i.e., permits effective for the designed
 operating life of each facility, and for the
 post-closure care period and ground-
 water monitoring compliance period for
I Jand disposal facilities. The advantage to
 this approach is that a permit need only-
 he issued once for a facility. A permit
 would be issued for less than the
 designed operating life of a facility only
 "if the permit applicant so requests.
 When and if this- system goes into effect,
 the initial permit for a facility currently
 operating with interim status would be
 written to cover the remainder of the
 facility's designed operating life, as'well
 as the post-closure care period and
 ground-water monitoring compliance
 period for land disposal facilities. For
 facilities which have already been
 issued a permit, the next permit would  ,'
 be written to cover the remainder of the
 facility's designed operating life (and the
 post-closure care period and ground-
 water monitoring compliance period), or
 the owner or operator could request a
 modification of his current permit,3

 A. Designed Operating Life

 .  The designed operating life of a
 facility is the period of time, estimated
 by the owner or operator and approved
 by EPA, for which the facility is
  designed to operate, and during which
 operation is expected to .continue. It is
  the same estimate used to establish the
  date of final closure in a facility's
  closure plan, and to establish a pay-in
  period for closure and post-closure trust
  funds.            '           .
    Designed; operating life can be
  determined by considering several'
  factors. For instance, the manufacturer's
  warranty or estimated service life of'the
  materials used in the construction of the
  facility may affect designed operating
  life. Consideration must also- be given to
  the weakening effect of some hazardous
  wastes on the materials of construction,
  particularly in the case of corrosive
  wastes. The volume of waste to be
  handled may also contribute to the rate
  of wear. The age of the construction
  materials should also be considered,
  especially when a permit is sought for
  an existing facility operating with
  partially worn equipment.   •
 •   'A permit could be modified for this causeunder
  § 122.15(a)(3) because the standards on which the
  permit was based were changed by promulgafion.pf
  new standards after the permit was issued.
  The designed operating life may also
vary with the type of processes used at
the facility. Landfills and surface
impoundments may have predictable fill
rates; therefore"the designed operating:
life may simply be determined by
estimating when the, facility's capacity
will be reached. On the other hand, the
owner or operator of a storage facility
with tanks may plan to replace each
tank as its service life; expires [e.g., after
20 or 30 years) but continue the general
operation of the facility for a total of 60
years.           :
  In some cases, the operating life of the
facility may be underestimated when
the permit is written, and the permit
may therefore expire before the facility
is ready fop closure;. The owner or
operator may then seek modificaiion or
,reissuance of his permit.
  Some facilities may contain two or
more units which have designed
operating lives of differing length's. For
instance, one facility may contain a
storage tank which is designed to
operate for 20 years, and a container
storage area designed to operate for 5
years. In that case, EPA could issue a
permit effective for the designed
operating life of the unit expected to be
in operation the longest (i.e., the tank),
but condition" the permit so that a
second unit (i.e., the container storage
area) may be operated only until its
designed operating life expires. The
Agency invites comments from the
public on how to handle situations
involving multiple; units with different
designed operating lives.            .
   Some owners and operators of
hazardous waste management facilities
may have difficulty estimating, the
operating life of their facilities.        v
Particularly in the case of a new"facility,
the owner or operator may plan to
continue operation indefinitely. In
anticipation of such instances, it may be
appropriate for EPA to set an upper limit
or cap on the duration of all RCRA
permits of, for example, 50 or 70 years.
The Agency requests comments and
suggestions on whether a cap should be
established in this rule for "lifetime"
permits, and if so, what length of time
would be reasonable.
B. Post-Closure Period and Ground-
 Water Monitoring Compliance Period
   EPA is proposing that the "lifetime"
permit cover the period of post-closure
care and compliance with ground-water
monitoring  standards for land disposal
facilities. The post-closure care period
for a land disposal facility is generally
30 years. [See § 264.117:), The permit for
any facility that includes a land disposal
unit, e.g.. a landfill or disposal surface -
impoundment, weiuld be issued for the
term of the designed operating life of the
facility plus the pipst-closure period. The
permit conditions applicable after the
end of the designed operating life of the
facility would be those relating to post-
closure care of the facility.
  In the Federal Register of July 26,1982,
EPA published permitting Standards for
land disposal facilities that impose post-
closure responsibilities concerning
ground-water protection (47 FR 32349).  .
Compliance with the ground-water
protection standards in those
regulations will require an owner or
operator to conduct ground-water
monitoring andt in some cases, take
corrective action measures to remedy
ground-water contamination after      ,
facility closure1. Accordingly, the  •
duration of a permit for a land disposal
facility would extend as long as would
be necessary to assure compliance with
the ground-water! protection standards  ..
in the land disposal regulations.

///. Increased OpportunitieSffoK
Modifications to Permits,
  Today's proposal also broadens the
set of circumstances under which a  ;- •
permit may be modified during its; term.
As discussed abcive, § 122.15 currently
provides that a.permit can be modified
during its term to conform to newly
promulgated regulations or judicial
decisions* only if the permittee requests
such a modification. EPA is proposing to
amend § 122.15Ca)(;3> to allow the
Agency, as well as the permittee, to
initiate a permit modification when the
standards or regulations on which.the
permit is based have been changed due
to either promulgation of new
regulations or a judicial decision. If EPA
promulgated the lifetime permit rule but
did not make thisi corresponding change
to § 122.15, EPA would have no;
mechanism for bnnging an existing;
facility into compliance with regulations
promulgated after the issuance of a
permit. However; with this change to
§ 122.15, as the eiiirrent standards- for  ,
hazardous waste management facilities
are changed in the future, the Agency
would be able toiincorporate those new
standards into existing permits when
'appropriate.    |             -
  Under today's proposal, EPA would
have the ability tp initiate modifications
to a permit if nev' standards are
promulgated or a judicial decision is. •
made  which affects the basis of the
permit. This may raise concerns among
the regulated community as to whether
existing facilities will be required to
undergo extensive retrofitting in the
future, as EPA amends its Part 264;
regulations. Section 3004 of RCRA


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 5874
Federal Register / Vol. 48, 'No."27 "j Tuesday; Febma'ry 8, .1983 /Proposed Rules
 directs EPA to distinguish, where
 appropriate, between new and existing
 facilities when promulgating regulations
 applicable to hazardous waste
 management facilities. Accordingly,
 EPA will specify the applicability of
 future standards to either new or
 existing facilities or both in proposed
 and final regulations. If today's
 proposed rule is promulgated in final
 form, EPA will consider initiating
 modifications to an existing permit
 when standards for existing facilities
 are promulgated which, affect the basis
 of that permit.
   Today's proposed rule would also
 amend § 122.15(a)(7) to allow for
 modification of a permit if the permit
 fails to include any applicable
 requirement under RCRA which is in
 effect prior to the date of permit
 issuance. This amendment would ensure
 that if a regulatory requirement is
 inadvertently overlooked in the
 preparation of a permit, the permit can
 be reopened and modified to reflect that
 requirement. Under the present
 permitting system,  such an error in a
 permit can only be corrected when the
 permit is periodically reissued. With
 lifetime permits, however, there would
 be no such periodic opportunity for
 making a correction, and some permits
 may be effective for periods much longer
 than 10 years (the current maximum).
 Therefore, the Agency proposes to allow
 for corrections to a permit during its
 effective term. A modification under this
 provision could be initiated by the
 permittee or the Agency.4
   EPA intends to make a second change
 to § 122.15(a)(7) to correct a
 typographical error in § 122.15{a)(7)(ii)
 made in the January 12,1981 Federal
 Register (46 FR 2889). As printed on
 January 12, that section provides that
 the Director may make certain
 modifications to permits when he
 determines that they are  "unwarranted".
 This word obviously should have been
 "warranted" (46 FR 2841). EPA will
 correct this error either when today's
 amendments are published in final form
 or in a separate technical amendment.
 IV. Regulatory Effect of Lifetime Permit
 Proposal
  The proposed change to permit
 duration would limit EPA's ability to
 issue permits for less than the designed
 operating life of a facility, and would
 reduce the ability of the public to
 periodically scrutinize aspects of a
 facility's operation.  However, this loss
 would be counter-balanced by the
                         Agency's increased ability to reopen
                         permits under the proposed changes to
                         § 122,15(a)(3) and § 122.15(a)(7). The
                         Agency also would continue to have
                         authority to initiate permit modifications
                         if there are alterations to a facility
                         (§ 122.15(a)(l)) or if the Director receives
                         information pertinent to the facility
                         which was not available when the
                         permit was issued (§ 122.15(a)(2)). Thus,
                         EPA would have several avenues for
                         effecting necessary changes to the
                         operation of a facility during the
                         duration of its permit.
                          In addition,' EPA would still have the
                         ability to terminate a facility's permit for
                         cause under § 122.16. Also, EPA
                         continues to have authority, under
                        .Section 7003 of RCRA. to bring suit
                         against any owner or operator whose
                         facility "may present an imminent and
                         substantial endangerment to health or
                         the environment." EPA has additional
                         authority under Section 3013 of RCRA to
                         require an owner or operator to conduct
                        .monitoring, testing, and analysis when
                         the presence or release of waste "may
                         present a substantial hazard to human
                         health or the environment." With these
                         safeguards, the Agency believes it will
                         have sufficient means to protect human
                        health and the environment while
                         streamlining the permit program.
                        Financial Requirements
                          Conforming amendments to the
                        financial requirements in
                         §§ 264.143(a)(3) and 264.145(a)[3) are
                        also being proposed today. These
                        amendments would modify the
                        maximum pay-in period for closure and
                        post-closure trust funds for permitted
                        facilities to reflect the  changes in permit .
                        duration being proposed today.
                          Under the current regulations, the
                        maximum pay-in period for trust funds
                        during Interim status is 20 years or the
                        remaining operating life as estimated in
                        the closure plan,5 whichever period is
                        shorter. The maximum pay-in period for
                        permitted facilities is currently the term
                        of the initial permit (i.e., up to 10 years),
                        or the remaining operating life as
                        estimated in the closure plan, whichever
                        period is shorter. Under the proposed
                        amendments, the pay-in period for
                        permitted facilities would be the'term of
                        the initial RCRA permit, or the
                        remaining operating life of the facility as
                        estimated in the closure plan, or 20
                        years, whichever is shorter.
                          For the reasons  set forth in the
                        December 30,1980 Background
                        Document for the financial
                        requirements, EPA determined that
  *Th« Agency may use information supplied by a
third party, such as an interested citizen, to initiate
• permit change.
                         5 Under the closure plan requirements in
                        §§ 264.112 and 265.112, the expected year of closure
                        must be specified and the plan must be kept current.
  there should be a maximum pay-in
  period for closure and post-closure trust
  funds, and selected 20 years as that
  period. In establishing the current
  financial requirements, EPA further
  limited the pay-in period for permitted
  facilities to the term of the initial permit
  so that trust funds would be fully funded
  when the initial permits expire.
  However, if the proposed amendment to
  § 122.9 (duration of permits) is
  promulgated in final form, and
  thenceforth EPA issues "lifetime"
  permits, the maximum trust pay-in
  period for permitted  facilities as
  determined under the present financial
  requirements (which allow the period to
  extend for the permit term) would be
  extended from a maximum of 10 years to
  40 or more years in many cases. As
  noted above, EPA has determined that
  20 years is the maximum allowable pay-
  in period. Therefore, if the proposed
  amendment regarding duration of
  permits is adopted, the Agency proposes
  that an accompanying amendment to the
  financial requirements in Part 264 limit
  the pay-in period for trust funds for
  permitted facilities to the term of the
  initial RCRA permit operating life, or 20
  years, whichever period is shorter.
    The amendment to Part 264 would
  further provide that if a trust were
  established during interim status, its'
  pay-in period would not be extended by
  the awarding of a permit, i.e., for no
  facility would the pay-in period extend
  beyond 20"years. The proposed language
  states that the pay-in period will be as
,  established in the interim status
  standards, or the term of the initial
 RCRA permit, whichever period is
 shorter.

 State Program Requirements

   Conforming amendments to the State
 Program Requirements in Part 123 are
 also being proposed as part of today's
 action. EPA is proposing to provide that
 States which are authorized to issue
 RCRA permits may issue those permits
 effective for the designed operating life
 of each facility and the post-closure care
 period.  .             .
   Part 123 of the May 19,1980,    '
 regulations set forth the criteria under
 which State governments may obtain
 authorization to implement the RCRA
 program in lieu of the Federal
 government. States may receive
 "interim" authorization by establishing
 a regulatory program for hazardous
 waste management that EPA approves
 as being "substantially equivalent" to
 the Federal program.6 Phasell of interim

  •For a'.discussion of State authorization ot the
 RCRA program, see the preamble to 40 CFP Part

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                Federal Register / Vol. 48, No. 27 / Tuesday^ February 8. 1983  / Proposed Rules
                                                                         5875
authorization includes authorization of
States to issue RCRA permits.
  EPA established in § 123.129(d) that
States applying for Phase II interim
authorization must have' requirements
for permitting that are substantially   .
equivalent to EPA's, including the
requirements for the duration'of permits
in § 122.9 In paragraph (e) of § 123.129,
EPA further defines substantial  <
equivalence to the Federal standards  for
permit duration by requiring that States
with Phase II interim authorization not
issue RCRA permits that are  effective
for longer than ten years. The Agency
could have adopted a more flexible
interpretation of substantial equivalence
to the Federal program, but for policy
reasons, defined substantial equivalence
to the Federal standards for the duration
of permits quite narrowly.
  As explained earlier in this preamble,
EPA is proposing to amend the
permitting standards for Federally-
issued RCRA permits, including
 § § 122.9,122.15, 264.143 and 265.143;
This regulatory action is partially in.
response to the settlement reached
between EPA and the petitioners who
 raised RCRA-related issues in NRDC v
EPA, No. 80-1607 and consolidated
 cases, (D.C. Cir., filed June 2,1980'.) The
 settlement agreement also stipulates
 that EPA will propose to revise  ,
 § 123.129(e) to provide that States: with
 interim authorization may issue permits
 effective for the designed operating life
, of each facility. EPA proposes to
- accomplish this by deleting § 123.129(e)
 from the regulations. The limit for permit
 duration would thus be removed.
   With the removal of § 123.129Ce)l*   .
 States with Phase II interim '
 authorization would not be limited to
 ten-year permit terms, but under
 § 123.129(d), they still would be required
 to  establish requirements for permits
 that are "substantially equivalent" to
 the provisions listed in § 123.7, including^
 § § 122.9 and 122.15v For the purpose of
 State authorization, EPA would consider
 State requirements similar to either a
 combination o"£ the, current standards
 under |§ 122.9 and 122.15 or a
 combination of the proposed standards
 under those sections to be substantially
 equivalent to the Federal standards.
 Currently,  § 122.9 limits permit terms to
 ten years, and 122.15 provides limited
 opportunities, for EPA to reopen permits
 and make changes to permit conditions.
 In comparison,  the proposed amendment
 to § 122.9 would provide for  "lifetime"
 123, in the May 19,1980, Federal Register [45 FR
 33386), and the preamble discussion accompanying
 the January 26,1981 amendments to those
 regulations (46 FR 8298). The State authorization
 requirements also were amended on July 26,1982
 (47 FR 32373).                      ,
permits, and the proposed amendment
to § 122:15 would increase EPA's
opportunities for reopening those    ..
permits. If today's proposal is
promulgated, States applying for Phase
II interim authorization could use either ...
approach to establish substantial.
equivalence to the Federal requirements.
Further, States authorized to issue
RCRA permits could thereby choose
which permitting method is most
practical to implement in their particular
State.           '              ;
  As set forth in § 122.21(d) of EPA's
land disposal regulations, land disposal'
facilities must have RCRA permits
•during the period of post-closure care
(47 FR 32369, July 26,1982). Accordingly,,
in today's' proposed amendment to  • ".
§ 122.9, EPA is proposing that the
"lifetime" permit cover Ihe post-closure
period as well as the designed operating
life of land disposal facilities. If today's
proposal is promulgated, States which
elect to adopt lifetime permits would
need to demonstrate to EPA that their
permit durations for land disposal
facilities cover the post-closure period.
States which elect to issue permits to
land disposal facilities with a term of
ten years or less must demonstrate that
their programs provide for the issuance
of term permits during the, post-closure
period.
   States receiving'final authorization
under RCRA must, in accordance with
§ 123.7(a), establish provisions at least
as stringent as those in §.§ 122.9 and
122.15. The "Note" in § 123.7(a), as
promulgated May 19,1980, requires that
the stringency of each provision be
considered separately, and prohibits,
any "tradeoff of the degree of        ,
stringency between one provision and
another. Therefore, if the proposed
amendments to  § 122.9 and 122.15 are
promulgated in final form, and the
"Note" remains unchanged^. States.
applying for final authorization would
not be required to issue lifetime permits
(i.e., States could be more stringent than
the Federal program by issuing permits
for shorter durations), but they would be
required to have the permit reopening
abilities specified in §• 122.15 (i.e., the
State regulations would have to contain;
causes for reopening permits that are at
least as stringent as those causes in
 § 122.15).
   However, the purpose of the         -
aforementioned regulatory change to
 § 123.129 is to allow States with interim
 authorization to make a trade-off
between  the duration of RCRA permits
.and the State's ability to reopen permits
 during their terms. EPA believes.that
States with final authorization should
have the  same option. Consequently,
EPA is today proposing;to amend the
Note in§ 123.7(a) to clarify that States
with final authorization to implement
RCRA may have provisions which, in
combination, ;are at least as stringent as ',
a combination of §•§ 122.9 and 122.15. If
today's proposal is promulgated. States
applying for final authorization could
adopt an approach similar either to the
current standards under § § 122.9 and
122.15  or to the proposed standards
.under those sections in order to
establish equivalence with Federal
standards.7  i

Request for Comments      -.-.'.

  The  Agency invites comments on all
aspects of theise proposed regulations,
including all issues  raised in the
preamble.  Several of these proposed
amendments to the  RCRA permitting
system are pEirt of the settlement
reached betweert EPA and the     '
petitioners wlSio raised RCRA-related
issues in NRDC vEPA, No. 80-1607 and
consolidated eases  (D.C. Cir., filed June
2,1980). EPA ^anticipates that
firializatiori of today's proposal will
provide part of the basis for the  •
settlement of this litigation. However,
EPA will carefully consider all timely
public comments on this proposal before
making its final decision.

Effective Date

  Section 301p(b) of RCRA provides that
EPA's hazardous wa'ste regulations and
revisions thereto take .effect six months
after their promulgation. In addition, 5
U.S.C. 553(d);of the Administrative - _•
Procedure Act require* that substantive
rules not bec6me effective until at least
30 days after promulgation. The purpose
of these requirements is to allow
persons affected by the rulemaking
sufficient lead time to prepare to comply
with major now regulatory requirements.
However, for, the amendments proposed
today, the Agency believes that delaying
the effective date for any period of time:
would cause substantial andx
unnecessary tusruptibtfin the
implementation of the regulations and
would be contrary to the public interest.
  These amendments, if promulgated in ,.
final form, would allow EPA and
authorized States to issue RCRA permits
for the designed operating life of each
facility, thus relieving owners and
operators of hazardous waste
management facilities from having to
reapply for a RCRA permit every 10
 - 'It should also; be noted that under il23.37(d)
 permits issued: by States prior to the approval of
 final authorization may need to be modified'after
 final authorization is granted to ensure that the
 conditions, of th& permits comply with RCRA
 requirements.   |      .•     >   , , •

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 5876
Federal Register / Vol. 48  No.  27 / Tuesday, February  8, 1983  / Proposed Rules
 years or less. The Agency believes that
 this is not the type of regulation revision
 that Congress had in mind when it
 provided a delay between the
 promulgation and the effective date of
 revisions to regulations. Therefore, the
 Agency plans to make these
 amendments  effective immediately K
 and when they are promulgated in final
 form, but requests comments on whether
 such action would cause hardship for
 the regulated community or otherwise
 be inappropriate.
 Compliance With Executive Order 12291
   Under Executive Order 12291, EPA
 must judge whether a regulation is
 "major" and therefore subject to the
 requirement of a Regulatory Impact
 Analysis. This proposed regulation is
 not major because it will not result in an
 effect on the economy of $100 million or
 more, nor will it result in an increase in
 costs or prices to industry. There would
 be no adverse impact on the ability of
 U.S.-bnsed enterprises to compete with
 foreign-based enterprises in domestic or
 export markets. Because this
 amendment is not a major regulation, no
 Regulatory Impact Analysis is being
 conducted.
   These amendments were submitted to
 the Office of Management and Budget
 for review as required by Executive
 Order 12291. Any comments from OMB
 to EPA and any response to those
 comments  are available for viewing at
 the Office of Solid Waste docket, Room
 S-26flC, U.S, E.P.A., 401 M St. SW,
 Washington, D.C. 20460.
 President's Task Force on Regulatory
 Relief
   The President's Task Force on
 Regulatory Relief designated the
 Consolidated Permit Regulations (40
 CFR Parts 122-124) for review by EPA.
 This proposal supports the goals of the
 Task force by reducing burden on the
 regulated community. This proposal also
 fulfills EPA's obligations in the
 settlement of industry litigation on the
 Consolidated Permit Regulations. In
 addition  to settling the litigation, the
 Agency also plans to:
   • Propose other substantive changes
 to further streamline the Agency's
 permitting process, and
   • Deconsolidate the regulations to
 make them more easily usable by the
public.
As a result of deconsolidation, there will
bo some reorganization of the
regulations. Thus, this proposed
amendment may be finalized in a.
different  format and location than it
appears in the current regulations and
Uie settlement  agreement.
                         Regulatory Flexibility Act

                          Under the Regulatory Flexibility Act, 5
                         U.S.C. 601 et seq., Federal agencies must
                         prepare a regulatory flexibility analysis
                         for all proposed rules to assess their
                        "impact on small entities. No regulatory
                         flexibility analysis is required, however,
                         where the head of the  agency certifies
                         that the rule will not have a significant
                         economic impact on a substantial
                         number of small entities.
                          The economic impact of this
                         regulation would be to reduce the costs
                         of complying with EPA's hazardous
                         waste management regulations for
                      .   owners and operators  of hazardous
                         waste management facilities (including
                         those which are small  entities).
                        Accordingly, I hereby certify, pursuant
                        to 5 U.S.C. 601(b), that this proposed rule
                        would not have a significant economic
                        impact on a substantial number of small
                        entities.

                        List of Subjects

                        40 CFR Part 122

                          Administrative practice and '
                        procedure, Air pollution control,
                        Confidential business information,
                        Hazardous materials, Reporting and
                        recordkeeping requirements, Waste
                        treatment and disposal, Water pollution
                       . control, Water supply.

                        40 CFR Part 123

                          Confidential business information,
                        Hazardous materials, Indian lands,
                        Intergovernmental relations, Penalties,
                      , Reporting and recordkeepihg
                        requirements, Waste treatment and
                        disposal, Water pollution control, Water
                        supply.

                        40 CFR Part 264

                          Hazardous materials, Insurance,
                        packaging and containers, Reporting
                        and recordkeeping requirements,
                        Security measures, Surety bonds, Waste
                        treatment and disposal.
                         Dated: January 28,1983.
                        Anne M. Gorsuch,
                       Administrator.
                         It  is  proposed that Title 40 of the Code
                        of Federal Regulations be'amended as
                       follows:

                       PART  122—EPA ADMINISTERED
                       PERMIT PROGRAMS: THE
                       HAZARDOUS WASTE PERMIT
                       PROGRAM

                         1.  The authority citation for Part 122
                       reads as follows:
                         Authority: Resource Conservation and
                       Recovery Act, as amended, (RCRA), 42 U.S.C.
                       6901 etseg.i Safe Drinking Water Act, 42
                       U.S.C. 300f et seq.; Clean Water Act, 33
  U.S.C. 1251 etseq.; Clean Air^Act, 42 U.S.C.
  1857etseg.     ,                    "

   2. Section 122.9 is amended by
  revising paragraphs (b) and (e) to read
  as follows:

- § 122.9  Duration of permits.
  *    *    *    *    * -
   (b) RCRA. Except as provided in
  paragraph (e) of this section and
  § 122.30, RCRA permits shall be,
  effective for thfe fixed term of the
  designed operating life of the facility (in
  the case of an new facility) or the
  remainder of the designed operating life
  of the facility (in the case of an existing
  facility). For land disposal facilities, the
  term of RCRA permits shall include the
  post-closure care period or compliance
  period, whichever is longer, in addition
  to the designed operating life of the
  facility. The designed operating life of
  tRe facility is the period of time,
  estimated by the owner or operator and
  approved by EPA, for which the facility
 is designed to operate, and during which
 operation is expected to continue.'The
 estimate should reflect consideration of
 the  construction materials,of the facility,
 the  volume and type of waste the facility
 expects to handle, and the processes the
 facility will employ.
 *    *    *     *    . *
   (e) The Regional Administrator may
 issue any NPDES, UIC or 404 permit for
 a duration that is less than the full
 allowable term under this section; for
 RCRA permits only, the Regional
 Administrator may issue a permit for a
 duration that is less than the full
 allowable term under this section only
 when the permit applicant so requests.
  3. Section 1.22.15 is amended in
 paragraph (a)(3) by revising the
 introductory text and paragraph
 (a)(3)(i)(A) and adding paragraph
 (a)(7)(ix) to read as follows:

 § 122.15  Modification or revocation and
 reissuance of permits.
 . (a)* *'*           .  •  •
  (3) New Regulations. The standards or
regulations on which the permit was
based have been changed by
promulgation of new or amended
standards or regulations or by judicial
decision after the permit was issued.
Permits for RCRA facilities and UIC
Class II or III wells may be modified
during their terms for this cause without'
following the conditions of paragraphs
(a)(3)(i) and (ii) of this section. All other
permits may be modified for this cause
only as follows:
  (i) For promulgation of amended
standards or regulations, when:
  (A) The permit condition requested to
be modified was based on a

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                                      .  V        "   y     -:  .    '      ,    • •     	    '      Vr'..».-   •
                Federal  Register / Vol. 48, No. 27 /, Tuesday, February 8, 1983  / K-oposed Rules
promulgated Part 146 (UIC) regulation,
or a promulgated effluent limitation
guideline or EPA approved or
promulgated water quality standard
(NPDES); and      *
*    *    *     *     *
   (7) For RCRA only, the Director may
modify a permit:        .'         .
 *    *    * -    *     *
   (ix) When the permit fails to include .
any applicable requirement under RCRA
which is in effect prior to the date of
permit issuance.

PART 123—STATE PROGRAM
REQUIREMENTS
   1. The authority citation for Part 123
reads as follows:
   Authority: Resource Conservation and
 Recovery Act, as amended, 42 U.S.G. 6901 el
.seq; Safe Drinking Water Act, 42 U.S.C. 300f
 et seq.; Clean Water Act, 33 U.S.G. 1251 et
seq.    ...     -   ..               .    -
   2. Section 123.7 is amended by
 revising the note following paragraph (a)
 to read as follows:

 §123.7 Requirements for permitting.
   (a)* * *•   .            '.-'_'"
   Note.—States need not implement
 provisions indentical to the above listed
 provisions or the provisions listed in
 §§ 123,7(b)-(d). Implemented provisions, must,
 however, establish requirements at least as
 stringent as the corresponding listed
 provisions. While States may impose more
 stringent requirements, they may not make
 one requirement more.lenientias a tradeoff
• for making another requirement more
 stringent; for example, by requiring that
 public hearings be held prior to issuing any
 permit while reducing the amount of advance
 notice of such a hearing. However, for
 provisions (5] and (10),« tradeoff may be
 made between the duration of RCRA permits
 and the ability of States to'reopen RCRA
 permits during their terms if the combined
 regulatory effect of the two provisions is
 equivalent to that of Federal program.
   State programs may, if they have adequate
 legal authority, implement any of the
 provisions of Parts 122 and 124. See for '
 example, § 122.5(d) (continuation of permits]
 and § 124.4 (consolidation of permit
 processing).     '                '    •
 §123.129  [Amended]
   3. In § 123.129, paragraph (e) is
 removed.

 PART 264—STANDARDS FOR
 OWNERS AND OPERATORS OF
 HAZARDOUS WASTE MANAGEMENT
 FACILITIES
   1. The authority citation for Part 264
 reads as follows:
   Authority: Sec. 1006, 2002, and 3004,. of the
 Solid Waste Disposal Act, as amended by the
 Resource Conservation and Recovery Act of
 1976, as airiended, 42 U.S.C. 6905,. 6912(a) and
 6924.             "•   '"-''..-"•'.      '
   2, Section 264.143 is amended by
 revising paragraph (a)(3) to read as
 follows:             ,     ,

 § 264.143 Financial assurance for closure.
   M* * *        ...      '-'  "..";-
   (3) Payments into the trust fund must
 be made annually by the owner or
 operator until the value of the trust fund
 equals the current closure cost estimate.
 The period  over which annual payments
, are required is hereafter referred to as
 the "pay-in period." The payments into
 the trust fund must be made as follows:
   (i) For a new facility, the pay-in period
 is the term of the initial RCRA permit, or
 the remaining operating life of the
 facility as estimated in the closure plan,
 or 20 years  beginning with the effective
 date of the permit, whichever period is
 shorter. The first payment must be made
 before the initial receipt of hazardous
 waste at the facility for treatment,
 storage, or disposal. A receipt from the
 trustee for this payment must be
 submitted by the owner or operator to
 the Regional Administrator before this
 initial receipt of hazardous waste. The
 first payment must be at least equal to
 the current  closure cost estimate, except
 as provided in § 264.143(g), divided by._
 the number of years in the pay-in period.
 Subsequent payments must be made no '
 later than 30 days after each
 anniversary date of the first payment.
 The amount of each subsequent
 payment must be determined by this
 formula:

 Next payment= ^Tr"    .


 Where CE is the current closure cost
 estimate, CV is the current value of the
 trust fund,;and Y is the number of  years
 remaining in the pay-in period.

   (ii) For existing facilities, if an owner
 or operator establishes a trust fund as
 specified in § 265.143(a) of this chapter,
 and the value of that  trust fund is less   .
 than the current.closure cost estimate
 when a permit is awarded for the
 facility, the amount of the current   -
 closure cost estimate still to be paid into
 the trust fund must be paid over the time
 remaining in the pay-in period as
 established under § 265.143(a)(3), or the
 term of the  initial RCRA permit,
 whichever period is shorter. Payments
 must continue to be made no later than
 30 days after each anniversary date.of
 the first payment made pursuant to Part
 265 of this chapter. The amount of each
 payment must be determined by this
 formula:             • • . .  •

 Next payment=CE~CY.   ,    .       . - .
                 Y      '."•.-.
. where CE is the current closure cost:
estimate, CV is the current value of the
trust fund, and Y is the number of years ~
remaining in the pay-in period.
 *    *     *  'i   *•    *
  ,**•*         i  -   "
   3. Section 2134.145 is amended by
 revising paragraph (a)(3) to read as   .
 follows:     i    /• • -.  .

 §264.145  Financial assurance for post-
 closure care, j'

   (a)* *_*•  jv* '.'.;.- ••• -   :;    '•'-,.
   [3) Payments into the trust fund must
 be made annually by the owner or
-operator until the value of the trust fund
 equals the current post-closure cost
 estimate. The period over which annual
' payments are ^required is hereafter
 referred to as the "pay-in period."  the
 payments into the trust fund must be
, made as jfollows:
   (i) For a new facility, the pay-period is
 the term of this "initial RCRA permit, or
 the remaining operating Jife of the
 facility as estimated in the closure plan,
 or 20 years beginning with the effective
 date of the permit,  whichever period is
 shorter. The first payment must be made
 before the initial receipt of hazardous
 waste at the facility for disposal. A :
 receipt from the trustee for this payment
 must be submitted by the owner or
 operator to the Regional Administrator
 before this initial receipt of hazardous
 waste. The first payment must be at
 least equal to the current post-closure
 cost estimate, except as provided in
 § 264.145(g), divided by the number of
' years in the pay-in period. Subsequent
 payments must be made no later than 30
 days after each anniversary date of the
 first payment. The amount of each.
 subsequent payment must be
 determined by this formula:
 Next payment =-^-$r-     —
             .j •'.,...--.       .        .

 •where CE is the current post-closure
 cost estimate, CV is the current value of
 the trust fund,1 and Y is the number of
 years remaining in the pay-in period.
   (ii) For existing.facilities, if an owner
 or operator establishes a trust fund as
 specifiedin § 265.145(a) of this chapter,
 and the value of that trust fund is less  .
 than the current post-closure cost
 'estimate when a permit is awarded for
 the' facility, the amount of the current
 post-closure cost estimate still to be
 paid into the trust fund must be paid
 over the time remaining in-the pay-in
 period as established under
 § 265.145(a)(3J, or the term of the initial
 RCRA permit.-whichever period is
 shorter. Payments must continue to be
 made no later., than 3.0 days after each

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5871*
Arista!  Register / Vol. 48.  NoJT/ Tuesday. February 8, 1983  / Proposed Rules
anniversary date of the first payment
made- pursuant to Part 265 of this
chapter. The amount of each payment
must be determined by this formula:
Next payment=CE"CV

where CE is the current post-closure
cost fislimate, CV is the current value of
the trust fund, and Y is the number of
years remaining in the pay-in period.
|FK Doo 93-KKH Filed Z-7-03; &« ani|
          sssa-so-M   *•

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United Statos
Environmental Protection
Agency
Official Business
Penalty for Private Use
$300
Washington DC 20460

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