Wednesday
  September 23, 1987
 Part VI
    ** - • •

 Environmental
 Protection  Agency
 40 CFR Parts 262 and 271
 (Exception Reporting for Smafl Quantity
      s of Hazardous Waste Final
Ruf*

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 35894 Federal Register / Vol. 52. No. 184  /  Wednesday. September 23. 1987  /  Rules and  Regulations
 ENVIRONMENTAL PROTECTION
 AGENCY

 40 CFR Parts 262 and 271

 [SWH-FRL-3249-1]

 Exception Reporting for Small
 Quantity Generators of Hazardous
 Waste

 AGENCY: U.S. Enviro:nmental Protection
 Agency.
 ACTION: Final rule.	

 SUMMARY: On March 24.1988, the U.S.
 Environmental Protection Agency (EPA)
 promulgated final reflations for
 generators of between 100 and 1000
 kilograms of hazardous waste in a
 calendar month (i.e., generators of 100-
 1000 kg/mo) under the Resource
 Conservation and Recovery Act
 (RCRA), as amended, by the Hazardous
 and Solid Waste Amendments of 1984
 (HSWA). In the final regulations, the
 Agency exempted these generators from
 the requirement to file an exception
 report in those instances where the
 generator did not receive confirmation
 of delivery of his hazardous waste
 shipment to the designated facility. As a
 result of this exemption, the
 Environmental Defense Fund (EDF)
 challenged the final rule. Based on the
 arguments raised by EDF, the Agency
 proposed to reinstate the exception
 reporting requirement in a modified form
 on May 1,1987.
  After considering public comments on
 the proposal, EPA i> today promulgating
 in final form the exception reporting
 requirement as proposed.
 DATE: This regulation applies to
 hazardous waste shipments by
 generators of between 100 and 1000 kg
 of hazardous waste per calendar month
 initiated after March 23.1988.
 ADDRESSES: The public docket for this
 rulemaking is located in Room LG-100,
 U.S. Environmental Protection Agency,
 401M Street. SW.. Washington. DC
 20460. The EPA RCRA Docket is open
 from 3:00 a.m. to 4:00 p.m.. Monday
 through Friday, excluding Federal
 holidays. To review docket materials.
 the public must make an appointment by
 calling (202) 475-9327'. The docket has
 been assigned code number F-87-ESQP-
 FFFFF. A maximum of 50 pages of
 material may be copied from any
 regulatory docket at no cost. Additional
copies cost S0.20/page.
FOR FURTHER INFORMATION CONTACT:
For general information, contact the
RCRA/Superfund Hotline, toll free at
(800) 424-9348 (in Washington. DC, call
382-3000), or the Small Business Hotline.
(800) 368-5888. For information on
 specific aspects of today's notice,
 contact Paul Mushovic. Office of Solid
 Waste (WH-562B). U.S. Environmental
 Protection Agency, 401M Street SW.,
 Washington. DC 20460, (202) 475-7736.
 SUPPLEMENTAL INFORMATION:

 Preamble Outline
 I. Background and Summary
 II. Major Comments and EPA's Responses
 A. The Need for Exception Reporting
  1. General policy for developing standards
    for small quantity generators    •  •:•-
  2. Exception reporting as part of 4* ••': :-'
    manifest system                . _•
  3. Usefulness of the exception report in- •  . ••
    enforcement cases
 B. Burdens of Exception Reporting
  1. Report preparation and submmiea
  2. Recordkeeping
 C. Regulatory Changes and Educatfaaal
    Efforts
 D. Requirement to Locate Lost Shipment*
 III. State Authority
 A. Applicability in Authorized States
 B. Effect on State Authorization*
 IV. Executive Order No. 12291
 V. Regulatory Flexibility Act
 VI. Paperwork Reduction Act
 VII. Supporting Document

 I. Background and Summary
  On August 1,1985, the U.S.
 Environmental Protection Agency {EPAf
 proposed regulations under the
 Resource Conservation and Recovery
 Act (RCRA}. as amended by the
 Hazardous and Solid Waste
 Amendments of 1984 (HSWA), that
 would be applicable to generator* of
 between 100 and 1000 kg of hazardous
waste in a calendar month ("180-4068
 kg/mo generators"). The proposedn&M,
 based in large measure on the existing
 hazardous waste regulatory program.
 represented the Agency's effoit»~tB  •
balance the statutory mandate toprotecf-
human health and the environment with
 the statutory directive  to keep  - •   .
burdensome regulation of smafl'-  -
businesses to a minimum. Ameag ofhae-r
 things. EPA proposed to exempt
generators of between 100 and 1000 k§/
mo from the full hazardous waste
manifest system as well as the
requirement to file exception reports.
Under the proposed rules, there would
have been only a single copy of the
manifest; therefore, there would be no
manifest copies for return to the
generator, and, hence, no basis/ for
 exception reporting.
  In the final rule issued on March 24.
1986 (see 51FR10146). EPA determined
 that the full, multiple-copy manifest
system was necessary to protect
health and the environment and
use would not impose a significant
burden on 100 to 1000 kg/mo generators.
See 51 FR 10155-10156. The Agency aba
concluded, however, that the
 administrative burden associated with
 the exception reporting requirement
 outweighed the incremental
 environmental benefits that may be
 gained. See 51 FR 10159-160.
 Subsequently, on June 6,1986, the
 Environmental Defense Fund (EDF) filed
 a petition in the United States Court of
 Appeals for the District of Columbia
 Circuit (Environmental Defense Fund v.
 Thorns, No. 86-1334) for review of
 EPA's decision to exempt 100 to 1000
 kf/mo generators from the exception
 reporting requirement. On December 17,
 1986, EPA and EDF agreed to defer the
 litigation pending EPA's reconsideration
 of the decision made in the final rule
 and additional rulemaking on the
 exception reporting exemption.
   As a result of EPA's reconsideration
 of this issue, the Agency proposed to
 reinstate the exception reporting
 requirement for generators of between
 100 and 1000 kg of hazardous waste per
 month, but in  a modified form designed
 to reduce any burden associated with
 Ae full reporting requirement. (See 52
 PR 16158; May 1,1987.) The Agency also
 requested comment on a number of
 alternative approaches to the existing
 exception reporting requirement that
 were not considered hi the March 24,
" t988, rulemaking. The comment period
 on the May 1,1987, proposal closed on
 June 1,1987.
   EPA has reviewed the public
 comments submitted in response to the
 May t proposal and has decided to
 promulgate the modified exception
 reporting rule as proposed. The Agency
 arrived at this decision based on our
 conclusion that the modified exception
 reporting requirement adequately
 protects human health and the
 environment without placing undue
 burdens on small businesses.
 .  The remainder of this preamble
 discusses the major comments received
• and the .Agency's response to those
 comments, the applicability of the final
 rule in authorized and nonauthorized
 States, and EPA's consideration of
 impacts, as required by Executive Order
 No, 12291, the Paperwork Reduction Act.
 and th« Regulatory Flexibility Act.
   The reader should  note that the
 sections affected by today's rules (40
 CFR 262.42 and 262.44) have been
 modified slightly from the proposal to
 clarify the requirements; these changes
 are nonsubstantive. First, in the May 1
 proposal, EPA limited the full exception
 reporting requirements of § 262.42 (a)
 iuui{bito generators of greater than
 1000 kg/mo by adding a new paragraph
 (ef&ff generators of between 100 and
 1000leg/mo. In the final rule, we simply
 condensed old paragraphs (a) and (b)  in

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    § 262.42 into a new paragraph (a), and
    placed the requirements for generators
    o. between 100 and iOOO kg/mo in a new
    paragraph {b) (i.e., now paragraph (a)
    applies to generators of greater than
    1000 kg/mo, and paragraph (b) to
    generators of between 100 and 1000 kg/
    mo). Second. EPA has added a "note" to
    the end of § 262.42(b) to clarify that
    when a generator of between 100 and
    1000 kg of hazardous waste per aeatJi-
    must notify EPA of a oaueturaed
    manifest. Aena(ie0«u be
           .  enae0«u e 4»«u
   a han&wittaa or typed «*ate«eS«B
   copy of the subject manias* or an an
   of the May 1,1987, proposal indicated
   that this was EPA's intent (52 FR 1B15M.
   but we now have concluded that a note
   m the actual regulation will make
   communication of the intent easier asd
   prevent any confusion over what is
   actually required. FinaUy, EPA has
   amended § 268.44. Previously, this
   section read that generators of between
   180 and 1000 kg/mo are exeapt from
  Part 262, SufapartO, "except for
  paragraphs (a), (c) and {d) in $ 28249
  and.  . . §§282.42 and 262.43." The
  "except for" language was somewhat
  confusing, so § 262.44 now simply lists
  requirements ia the subpart that apply
  to generators of between MO and 1O»
  kg/mo,

  II. Major Comments and EPA's
  Responses

   This section of the preamble
  addresses the major issues raised in
  comments received on the May 1,1987.
  proposal. Any comments not addressed
  here are addressed in a response-to-
  comment document available ia the
 public docket.
   As an overview, the proposal was
 generally well	=—' fry rmssauuhu..
 Of the 11 coBBnents recttvni. iwam -
 favorable, fa fact. 7 of the » •<: .<
 commenters stated simply tkatttejr
 agreed with the proposal t*. thaMh»
 modified exception repartmg
 requirement would be beneficial to
 public health and the environment
 without causing undaa burdens on small
 businesses. Those commenting
 favorably included firms representing
 the chemical and petrolewn industries
 as well as several trade associations
 representing both large and some small
 businesses; the other faroraWe comment
 was from a State eoviroraneetai control
 agency. OR the other haad. the National
Automotive Dealer's Association
(NAOAji—»'«-. TT« -   .. _   .  •
    would impose additional burdens on
    small business (see discuss-on below).

    4 The Need for Exception Reporting
     The National Automotive Dealer's
    Association (NADA) and the U.S. Small
    Business Administration (SBA)
    questioned the need for exception
    reporting. These commenters argue that
    very few exception reports have been
    tiled since the requirement waa imposed
   for large quantity genaratort in 198%
   ana* that when exception reports ars
   filed the cause is usually * clerical wmr,
   not an illegal or misdirected shipment
   Conunenters further daim thai State
   enforcement agencies rarefy fbJfew up
   on reports that do receive, and that any
   cases brought for illegal waste transport
   are discovered not through the manifest
   system, but through other means. NADA
   and SBA also claim the EPA has not
   demonstrated exception reporting is
   necessary to protect human health and
   environment. NADA further argues that
   EPA has not met the statutory test of
   RCRA Section 3001(d). and both NADA
   and SBA argue that exception reporting
  is simply an unnecessary bucdear
  imposed by EPA on small business. EPA
  will address the question of -burden in
  Section Il.a The following is EPA's -
  response to the claims'tha* exception-
  reporting is unnecessary to protect
  human health and the environment
  1. General Policy for Developing
  Standards for SmalT Quantity
  Generators
representini small bosraem, commented
that the exception reporting
requirements were unneces
                         ary and
   RCRA section 3001(dJ reads that
 the Administrator shaH pcomidaote rtandai'A.
 under sectiom 3002,.3083. amd 3804 fee  -
 hazardous waste gaaerated by a gewuatar ia
 a total quantity of hazardous waste greater.
 than OTO hundred kilograms but less man on*
 'rtvr?* '"l°8*attw daring a calendar month.
   ™f™?standard*. . .mayvaryfrom-the
 atanAuds appbcsfafo to hrtrrinttKil W«g>u •
 generated by tegeryiaiUMf ^am.u»un. bar
 sucfc otaadard* riuii be ralSae** pr»toct
 human health and tbe«ovwoMuxit
 EPA has interpreted section- 36Olfd) as   '
 requiring a balancing between the two
 competing goals inherent in that
 section—protecting human health and
 the environment and avoiding
 unreasonable burdens on  the large
 number of small businesses affected by
 the standards. In assuring protection of
 human health and the environment, the
 Agency deemed it appropriate and
 consistent to consider the  relative risk
 posed by the small aggregate amounts of
 waste generated by the 1DQ atd 1000 kg/
nw generators. Given tfeiawer Miatftw
nsk «feat these genentoro pots       •
compared to larger generators m ternw
of quantity of waste, it is poss&le mat
the standards applicable to large
    quantity generators can be modified
    while stil! meeting ths aist^or, aiUsi'iw.
    that the small generator standards
    protect human health and the
    environment.
     EPA has determined that retaining the
    round trip manifest system for small
    quantity generators is-necessary to
    protect human health and the
    environment See 51 FR X015&-56 {Maach
   24,1988). It has also determined in
   Py*?? "feihafonsa that exoeptfon-
   f"P«'®'«Pn»1»*8s-attn1iportant fink in
   tne  traeSdng"rTOflionofmerotrrufrrrp
   manifest system, and therefore, is
   necessary to protect human health and
   me environment. (See 45 FR 12731;
   February 28,1580.)
    EPA is not required by section 3001(d)
   to reexamine whether each generator
   standard is necessary to protect human
   health and the environment;  rather, it is
   directed to vary lie standards to the
   extentpoasihle to reduce unreasonable
   burdens while still retaining their
   protectiveness.
    Even when viewing saa&generators-
  waste as presenting a lower relative
  risk, EPA is unable to determine that
  eliminating the exception nooning for
  these generators would stfllbe
  protective of human health and the
  enviMBiaeat. Although EPA made such
  a finding in the March 24.1986, final
  rote, it had failed to consider  a number
  of relevant factors. First it had failed to
  consider that the relative risk associated
  with the illegal disposal of any given
  shipment of haaardoas waste may be
  the same for large and small quantity
  generators since transporters often
  consolidate small quantity shipments  for
  transport to TSD's. Therefore, although
  the small quantity shipped by a SQG
 may pose a minimal ask. actual shipping
 practices which -consolidate shipments
 will increase the asks associated with a
 lost or illegally disposed of truckload.
 Second, the Agency failed to consider
 ways to reduce any unreasonable
 burdens imposed on snail quantity
 generators by exception reporting while
 retaining the bask requirement. Under
 the balancing approach mentioned
 above, if the requirement can be
 modified to reduce burdens, there is no
 authority under section 3001{d) to
 elkainate a standard that has otherwise
 beea found to be necessary to protect
 haaaa haaUh and the «nvironment.
   A« EPA harpraposed a means of
 reducing tha^rdeovof exception
 repartng-wniie retaining the necessary
 Iwri of protKtiveats* 
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   35896
j-ederal Register / Vol. 52. No. 184 / Wednesday.  September 23. 1987  /  Rules and RpP..|aHnn«
   directive. Thus. EPA disagrees with
   NADA's and SBA's comments.
     The remainder of (this section goes on
   Jo explain in detail that exception
   reporting is an important part of the
   hazardous waste manifest system, and
   discusses the issue of using exception
   reports in RCRA enforcement cases.

   2. Exception Reporting  as Part of the
   Manifest System

     SBA argues that the RCRA multiple-
   copy manifest itself, without exception
   reporting, is an adequate means to
  prevent improper transport and
  disposal EPA does not agree. As
  explained below,  exception reporting is
  an important part of (the manifest
  system, and the system is not adequate
  without some form of exception
  reporting.
    EPA discussed the need for a
  hazardous waste mamfest system, and
  Congress's intent than EPA institute such
  a system, on February 26,1980 (45 FR
  12748-12744). In large part, the reader
  may ascertain Congress' intent from
  RCRA section 3002(a)(5), in which EPA
  is directed to:
  . . . establish requirements respecting. . . (5)
  use of a manifest system and any other
  reasonable means necessary to assure that
  all such hazardous waste generated is
  designated for treatment, storage, or disposal
  In. and arrives at. treatment, storage, or
  disposal facilities. .  . for which a permit has
.  been Issued. . . (emphauis added).

 That is, the purpose off the manifest is to
 ensure that hazardous, waste is not only
 designated for. but is actually delivered
 to a properly permitted facility.
   A basic principle supporting the
 utilization of the hazardous waste
 system is that the generator of a waste
 is responsible for ensuring delivery of
 his waste to a properly permitted
 facility, and that the generator is the .
 person in the best position to monitor
 the tracking system to ensure his waste
 is properly delivered. (Id. at 12728 and
 12731.) The failure of a generator to
 receive a signed and returned copy ef
 the manifest is  a signal or warning that
 a shipment may have been misdelivered
 or even illegally diverted to an
 unauthorized facility. The requirement
 to notify EPA of nonreceipt allows EPA
 (or State enforcement officials) the
opportunity to begin an investigation to
determine whether a violation has been
committed. Additionally,  the knowledge
that  generators must notify EPA when a
manifest is not returned puts
transporters and facility owners and
operators on notice  that manifests must
be relumed promptly, and so exception
reporting helps maintain the manifest as
a "self-policing" system. (Id. at 12731.)
                                3. Usefulness of the Exception Report in
                                Enforcement Cases

                                   Both NADA and SBA argue that few,
                                if any, enforcement cases have been
                                brought via exception reporting for large
                                quantity generators, and therefore the
                                requirement is virtually useless. EPA
                                acknowledges that based on the
                                information we have available at this
                                time, it appears that very few
                                enforcement cases for illegal transport
                                or disposal have been initiated via the
                                exception report However, EPA does
                                not concur with commenters who argue
                                that because exception reporting has
                                apparently resulted in few enforcement
                                cases, EPA should therefore continue to
                                exempt 100 to 1000 kg/mo generators
                                from the requirement Commenters
                                presented two studies which supposedly
                                support their contentions. It should be
                                noted that the two studies provided by
                                commenters covered only 5 States, but
                                even in examining that limited universe,
                                one study (performed by the U.S.
                                General Accounting Office (GAO),
                                entitled "Illegal Waste Shipments:
                                Difficult to Detect and Deter," Feb.
                                1985), did identify one enforcement case
                                that was in fact brought as a result of
                                the generator's failure to file an
                                exception report. (See page 27 of the
                                GAO report, footnote 1.)
                                 Further, EPA believes that exception
                                reporting has a deterrent value that is
                               hard to quantify or measure in any
                               study. The knowledge that generators
                               must report the nonreturn of manifest
                               copies acts as a self-policing  check
                               between the parties involved.1 Also.
                               transporters or facility owners or
                               operators who wish to evade regulation
                               must either collude with generators or
                               go to greater lengths to cover their
                               tracks than if exception reporting is not
                               required (e.g., in the GAO report, cases
                               of transporters forging facility operator's
                               signatures were uncovered).
                                In summary, EPA believes exception
                               reporting is an important part of the
                               manifest system, is sometimes used in
                               enforcement cases, and is necessary for
                               protection of human health and the
                               environment

                               B. Burdens of Exception Reporting
                                As explained in the May 1.1987,
                               proposal, EPA considered ways in
                               which burdensome requirements could

                                1 SBA suggested in their comments (hal EPA
                               should obtain information from States which have
                               been regulating generators of less than 1000 kg/mo
                               previous to EPA's regulation. Presumably, a
                               comparison could lie made between States with and
                               without exception importing to see if there was more
                               illegal disposal in States without. Such a study is
                               impossible to conduct Due to its very nature, illegal
                              disposal is Impossible to accurately measure, so any
                              comparison* between States would be meaningless.
  be reduced on 100 to 1000 kg/mo
  generators while still retaining the
  protective value provided by an
  exception reporting mechanism. (52 FR
  16159-16160.) The option proposed was
  a modification of the requirement that
  applies to large quantity generators. The
  proposed option varied from the large
  generator requirement  in that when a
  manifest is not returned, 100 to 1000 kg/
  mo generators are not required to
  attempt to locate lost shipments.
  Further, in lieu of a.report to EPA, 100 to
  1000 kg/mo generator could simply
  submit a copy of the unreturned
  manifest accompanied  by a note (either
  typed or hand written on the manifest
  itself, or on an attached piece of paper)
  stating that the return copy was not
  received from the facility owner or
  operator. Finally, a 100 to 1000 kg/mo
  generator would be allowed 60 days
  before a report is to be  submitted to EPA
  as compared to 45 days allowed for
  large quantity generators. EPA is
  adopting the proposed option in today's
  final rule to reduce any burdens that
  may be associated with exception
  reporting.
   Most commenters, including several
  comments from associations
  representing small quantity generators,
-  agreed that EPA had given due
  consideration to small business impacts
 and that the proposed requirements
 were reasonable. SBA and NADA
 claimed, however, that the requirements
 would still impose unreasonable
 burdens. In response to  these comments.
 the following  sections address each
 aspect of the reporting and
 recordkeeping burdens associated with
 the proposal.

 1. Report Preparation and Submission
  EPA estimated thattm average a 100
 to 1000 kg/mo generator would only
 initiate between 2 and 4 manifests per
year. This is because under the rules
promulgated on March 24,1986, these
generators may store waste on-site for
up to 180 days (or in some cases 270
days) without a permit* (See 52 FR
16160; May 1,1987.) EPA further
estimated that given such infrequent
shipments, an exception report would
only be required, on average, once in 10
years. (Id.)  EPA estimated the actual
cost of preparing and submitting an
exception report to be $19 (Id.) The
commenters have provided no data .to
indicate costs  would be any higher than
  2 Note that many generators who ship more
frequently than this, e.g» vehicle maintenance
facilities with spent solvents and spent lead acid
batteries, are eligible for an exemption from the
entire manifest system under 40 CFR 282.20(e) and
40 CFR Part 288. Subpart G. '

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           Federal
    these estimates, and given the relative
    mfrequency of the reports and the
    modified reporting format. EPA
    concludes that such costs of reporting
    do not impose significant burdens on
    small businesses or on small quantity
    generators in general.

    2. Recordkeeping

     SBA pointed out that 100 to MOO kg/
    mo generators woosdhave toJceap
    records to know if aaianifc*t had not
    been returned within tfat all
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  35898 Federal_Register  /  Vol.  52. No. 184 / Wednesday. September 23. 1987 / Rules and  Regulations
  so. White States must still adopt HSWA
  provisions as State law to retain final
  authorization, the HSWA requirements
  apply in authorized States in the interim.
   Today's final rule is promulgated
  pursuant to section 3001(d) of RCRA, a
  provision added by HSWA. Therefore, it
  is being added to Table 1 in § 271.1Q),
  which identifies the Federal program
  requirements that are promulgated
  pursuant to HSWA and that take effect
  in all States, regardless of their
  authorization status. States may apply
  for either interim or final status for the
  HSWA provisions identified in Table 1,
  as discussed in the fallowing section of
  this preamble.

 B. Effect on State Authorizations
   As noted above, EPA will implement
 the standards in authorized States until
 they revise their programs to adopt
 these rules and the modification is
 approved by EPA. Because the rule is
 promulgated pursuant to HSWA, a State
 submitting a program modification may
 apply to receive either interim or final
 authorization under section 3006(g)(2) or
 3006(b). respectively, on the basis of
 requirements that are substantially
 equivalent to EPA's. The procedure? and
 schedule for State program
 modifications for either interim or final  •
 authorizaton are described in 40 CFR
 271.21. It should be noted that all HSWA
 interim authorizations will expire
 January 1,1993. (See §i 271.24(c).)
   40 CFR 271.2ire)(2) requires that
 States that have final authorization must
 modify their programs to reflect Federal
 program changes, and must
 subsequently submit the modification*
 to EPA for approval. The deadline by
 which a State must modify its program*
 to adopt today's rule is July I. 1991 (or
 July 1,1992 if a statutory change ia
 needed.) These deadlines can be
 extended in certain cases. (See 40 CFR.
 271.2l(e)(3).) Once EPA approves the
 modification, the State requirement*
 become RCRA Subtitle C requirement*..
  It should be noted that States with
 authorized RCRA progprams may already
 have requirements similar to those in
 today's rule. These State regulations
 have not been assessed against the
 Federal regulations being promulgated
 today to determine whether they meet
 the tests for authorization. Thus, a State
 is not authorized to implement these
 requirements in lieu of EPA until the
 State program modification is approved.
 Of course. States with existing
 standards may continue to administer
 and enforce them as a matter of State
 law. In implementing the Federal
 program, EPA will work with States
 under cooperative agreements to
minimize duplication of efforts. In many
 cases, EPA will be able to defer to
 States in their efforts to implement their
 programs rather than take separate
 action under Federal authority.
   States that submit their official
 applications for final authorization less
 than 12 months after the effective date
 of these standards are not required to
 include standards equivalent to these
 standards in their application. However,
 the State must modify it* program- by the
 deadlines cat forth in f 271.21(e]. States
 that submit official application* for final
 authorization 12 months after the
 effective date of thes* standards must
 include standards equivalent to these in
 their application. 40 CFR 271.3 sets forth
 the requirements a State must meet
 when submitting its final authorization
 application,

 IV. Executive Order No. 12291 .
   Under Executive Order No. 12291,
 EPA must judge whether a regulation is
 "major" and, therefore,  subject to the
 requirement to perform  a Regulatory
 Impact Analysis. Today's rules would
 require that 100 to 1000  kg/mo
 generators report potentially lost
 shipments- of hazardous waste to EPA or
 the appropriate State authority.
 However, because of the infrequent
 need  to file such a report and the very
 low costs  involved, I have determined
 that the rule would not constitute a
 major rule subject to the Regulatory
 Impact Analysis requirements of
 Executive Order No. 12291.

 V. Regulatory Flexibility Act
  Under the Regulatory Flexibility Act 5
 U.S.C. 601 et seq,, EPA must prepare a
 regulatory flexibility analysis for all
 rule*, unless the Administrator certifies
 that the nil* will not have a significant
 impact on « substantial  number of ""all
 entities. Today's rule will affect a* many
 as 1QCVOQO *™^n. hnftipesscB, but will not
 resmlt in significantly increased
 complianc* cost* for these businesses. .
 This is because an exception report,
 costing less than $19/reporU wifl moat
 likely only be required, on average, once
 every 10 years. Further,  during a 10-year
 period, generators would, on average,
 only have-to track 20-40 manifests in
 total
  Therefore, I hereby certify, pursuant
 to 5 U.S.C. 601(b). that this final rule will
 not have a significant impact on a
 substantial number of small entities.

 VI. Paperwork Reduction Act
  The information collection
requirements contained  in this rule have
been approved by the Office of
Management and Budget (OMBJ under
the Paperwork Reduction Act of 1980,44
U.S.C. 3501 et .«eo.. and have been
  assigned the OMB control number 2050-
  0039 (Manifest Exception Reporting).

  VII. Supporting Document

    A background document in which
  EPA responds to any comments not
  addressed in this preamble, entitled
  Summary and EPA Responses to Public
  Comments on the May 1. 2987. Proposed
  Rule Governing Exception Reporting for
  100 to 1000 kg/mo Generators of
  Hazardous Waste, dated September
  1987, is available in the RCRA Docket at
  EPA (LG-100), 401M Street SW.,
  Washington. DC 20460. The docket
  number for this rulemaking is F-8'7-
  ESQP-FFFFF. The docket is open from
  9:00 a.m. to 4:00 p.m. Monday through
  Friday, except for Federal holidays. The
  public must make an appointment to
  review docket materials by calling (202)
  475-9327. The public may copy a
  maximum of 50 pages of material from
  any one regulatory docket at no cost.
  Additional copies cost $0.20 per page.

  List of Subjects

  40 CFR Part 262

   Hazardous materials transportation.
  Hazardous waste. Imports, Labeling,
  Packaging and containers, Reporting
-  and recordkeeping requirements, IfFaste
  minimization.

 40 CFR Part 271

   Administrative practice and
 procedure, Confidential business
 information. Hazardous materials
 transportation, Hazardous waste, Indian
 lands. Intergovernmental relations,
• Penalties, Reporting and recordkeeping
 requirements. Water pollution control.
 Water supply.
   Dated: September 17,1987.
 Lae M. Tbtunaa,
 Administrator.
   For the reasons set out in the
 preamble, Title 40 of the Code of Federal
 Regulations is amended as follows:

 PART 262—STANDARDS APPLICABLE
 TO GENERATORS OF HAZARDOUS
 WASTE

   1. The authority citation for Part 262 is
 revised to read as follows:
   Authority: 42 U.S.C. 6906,6912. 6922. 6923.
 6924, 6925, and 6937.

   2. Section 262.42 is revised to read as
 follows:

 §262.42 Exception reporting.
   (a)(l) A generator of greater than 1000
 kilograms of hazardous waste in a
 calendar month who does not receive a
 copy of the manifest with the
handwritten signature of the owner or

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                       —	       ^	
  operator of the designated facility
  within 35 days of the date the waste was
  accepted by the initial transporter must
  contact the transporter and/or the
  owner or operator of the designated
  facility to determine the status of the
  hazardous waste.
    (2) A generator of greater than 1000
  Kilograms ofhazardous waste in a
  calendar month must submit an
  Exception Report to the EPA Regional
  Administrator for the Region in which
  the generator is located if he has not
  received a copy of the manifest with the
  handwritten signature of the owner or
  operator of the designated facility
  within 45 days of the date the waste was
  accepted by the initial transporter.
   The Exception Report must include:
   (i) A legible copy of the manifest for
 which the generator does not have
 confirmation of delivery;
   (ii) A cover letter signed by the
 generator or his authorized
 representative explaining the efforts
 taken  to locate the hazardous waste and
 the results of those efforts.
  (b) A generator of greater than 100
 kilograms but less  than 1000 kilograms
 of hazardous waste in a calendar month
 who does not receive a copy of the
 manifest with the handwritten signature
of the owner or operator of the
designated facility  within 60 days of the
                                        1987  /  Rules and Regulations  35899
  date the waste was accepted by the
  initial transporter must submit a legible
  copy of the manifest, with some
  indication that the generator has not
  received confirmation of delivery, to the
  EPA Regional Administrator for the
  Region in which the generator is located.
    Note.—The submission to EPA need only be
  a handwritten or typed note on the manifest
  itself, or on an attached sheet of paper
  stating that the return copy was not received.
  {The information requirements in this section
  have been nnnmvoH K«/ mun .... i	s	•
 control number 2050-0039]!
   3. Section 282.44 is revised to read as
 follows:

 §262.44  Special requirements for
 generator* of between 100 and 1000 kg/
 mo.

   A generator of greater than 100
 kilograms but less than 1000 kilograms
 of hazardous waste in a calendar month
 is subject only to the following
 requirements in this Subpart:
   (a}§262.40(a},(c);and(d),
 recordkeeping;
   {b) § 262.42(b), exception reporting;
 find
  (c) 5 262.43, additional reporting.
(The information requirements in this section
have been approved by OMB and assigned
control number 2050-0039)
  ™ 271-*EQUIREMENTS FOR
  AUTHORIZATION OF STATE
  HAZARDOUS WASTE PROGRAMS

    4. The authority citation for Part 271 is
  revised to read as follows:
   Authority: 42 U.S.C. 8905. 6912(a). and 6926.
   5. Section 27l.l(j) is amended by
  adding the following entry to Table 1 in
  chronological order by date of
  publication:

 8271.1  PurpoMandKop*.
 *    *    •    «     *
   GT* *  *

 TABLE I.-REGULATIONS IMPLEMENTING THE
   HAZARDOUS  AND  Souo WASTE AMEND-
   MENTS OF 1984
   item
            Tide of
           (•nutation
Effective
 date
September  Exception      sa FH...
 23.1987.    Reporting far
           Smis
           Quantity
           Generators of
           Hazardoue
                             . March 23,
                                1988.
[FR DOG. 87-21940 Filed 9-22- 85^8:45 am]
«UWO CODE 6M04MI

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