Tuesday
September 13, 1988
Part II


Environmental

Protection Agency

40 CFR Parts 261 and 302
Hazardous Waste Management System;
Identification and Listing of Hazardous
Waste; and Designation, Reportabie
Quantities, and Notification; Final Rule

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 35412
Federal  Register / Vol. 53, No 177 / Tuesday.  September 13. 1988./ Rules and  Regulations
 ENVIRONMENTAL PROTECTION
 AGENCY

 40 CFR Parts 261 and 302

 [FRL-3434-2]

 Hazardous Waste Management
 System; Identification and Listing of
 Hazardous Waste; a\nd Designation,
 Reportable Quantities, and Notification

 AGENCY: Environmental Protection
 Agency.
 ACTION; Final rule.	

 SUMMARY: The Environmental Protection
 Agency (EPA) is today amending its
 regulations under the Resource
 Conservation and Recovery Act (RCRA)
 by relisting as hazardous certain wastes
 generated from metal smelting
 operations. These wastes were
 previously listed as hazardous; however,
 the listings were suspended by the
 Agency in response 'to the enactment of
 the "Seville Amendment." The Agency
 is today removing the suspensions in
 direct response to a court order.
 Specifically, the Agency is adding six
 wastes to the list of hazardous wastes
 from specific source:) (40 CFR 281.32).
 The Agency is also amending the
 regulations promulgated under the
 Comprehensive Environmental
 Response, Compensation, and Liability
 Act (CERCLA) at 40 CFR Part 302, which
 designates these wastes as CERCLA
 hazardous substances and establishes
 the reportable quantities applicable to
 these wastes.
  The effect of removing the
 suspensions and thereby relisting these
 six wastes as hazardous is to subject
 them to the hazardous waste regulation
 requirements of Parts 262 through 266,
 270,271, and  124 of this chapter, and to
 the notification requirements of section
 3010 of RCRA.
 DATES: This final rule is effective March
 13,1989.
 FOR FURTHER INFORMATION CONTACT:
 For further information on this listing
 action, contact the RCRA/Superfund
 hotline at (800) 424-9346 (toll free) or
 David Topping at (202) 382-7737.
 ADDRESSES: Copies of materials
 relevant to this rule are located hi the
 Docket at U.S. EPA, 401M Street, SW.,
 Washington. DC 204<30. The  docket
 number for this rulemaking is F-88-
 SWRF-FFFFF. The docket is located in
 the sub-basement: the public must make
 an appointment in order to review them
 by calling (202) 475-9327. The docket is
 available for inspection from 9:00 a.m. to
4;00 p.m., Monday through Friday. The
public may copy materials in the docket
at a cost of S0.15 per page.
                              SUPPLEMENTARY INFORMATION:
                              L Background
                               A. History
                               B. Court Decision
                              H. Description of and Rationale for Today's
                                 Action
                               A. 1981 Suspensions are Lifted
                               B. Primary Copper Smelting and Refining
                               C. Primary Lead Smelting
                               D. Primary Zinc Smelting and Refining
                               E. Primary Aluminum Reduction
                               F. Ferroalloys
                               G. Identification of Impact on Regulated
                                 Community
                              m. Future Action on these Listings
                              IV. State Authority
                               A. Applicability of Rules in Authorized
                                 States
                               B. Effect on State Authorizations
                              V. CERCLA Designation and Reportable
                                 Quantities
                              VI. Economic Impact Analysis
                               A. Scope and Coverage of Economic
                                 Analysis
                               B. Methodology and Data Gathering
                               C. Costs of Compliance
                               D. Economic .Impacts
                                 1. Production Costs and Prices
                               • 2. Capital Investment and Rates of
                                 Return
                                 3. Plant Closures and Employment Losses
                                 4. Compliance with Executive Order
                                 12291
                              VII. Regulatory Flexibility Act
                              Vm. Effective Date
                               A. Notice and Comment Requirements
                              ' B. Notification
                               C. Compliance Dates
                                 1. Interim Status in Unauthorized States
                                 2. Interim Status in Authorized States
                              IX. Paperwork Reduction Act
                               List of Subjects

                              I. Background

                             A. History  '
                               On December 18,1978 (43 FR 58948),
                              EPA proposed its initial regulations for
                              hazardous waste management under
                              Subtitle C of RCRA. These proposed
                              regulations, among other things,
                              identified a universe of so-called
                              "special wastes" that are generated in
                              large volumes, were thought to pose less
                              of a hazard than other hazardous
                              wastes, and were thought to not  be
                              amenable to all of the control techniques
                              proposed for other types of RCRA
                              hazardous wastes. EPA identified waste
                              materials from the "extraction,
                              beneficiation, and processing of ores
                              and minerals," i.e., mining waste, as one
                              such "special waste" under the
                             proposed regulations.
                               Then, on May 19,1980, EPA
                             promulgated the final hazardous waste
                             management regulations. In
                             promulgating these regulations, the
                             Agency did not finalize the "special
                             waste" category. The Agency's basis for
                              this was twofold: (1) The extraction
                             procedure (EP) toxicity and corrosivity
                              characteristics had been narrowed to
exclude most "special wastes" from
control and (2) the Agency was
expecting to promulgate tailored
standards for land disposal, as needed,
in future regulations. However, at the
same time and shortly thereafter, EPA
listed as hazardous (as  an interim finaf
rule) eight wastes that are generated
from primary metal smelters (45 FR
33112, May 19,1980, and 45 FR 47832,
July 16,1980), including the six waste
streams listed by today's notice.
   On October 21,1980,  Congress
enacted Pub. L 96-482,  which included
various amendments to RCRA. Section
8002 was amended to include subsection
(p), which required the Administrator to
study the adverse effects on human
health and the environment, if any, of
waste from the disposal and utilization
of "solid waste from the extraction.
beneficiation, and processing of ores
and minerals, including phosphate rock
and overburden from the mining of
uranium ore," and submit a Report to
Congress on its findings by October 21,
1983. Section 7 of these  amendments
(the "Bevill Amendment") amended
section 3001 of RCRA to exclude these
wastes from regulation  as hazardous
wastes under Subtitle C of RCRA
pending completion of the studies called
for in sections 8002 (f) and (p).
  On November 19,1980, EPA published
an interim final amendment to its
hazardous waste regulations to reflect
the mining waste exclusion. In this
notice, EPA explained that it interpreted
the exclusion to include "solid waste
from the exploration, mining, milling,
smelting, and refining of ores and
minerals"  (45 FR 76819). EPA also
indicated that it intended  to reconsider
its interpretation of the  exclusion in the
future, particularly as it applied to  .
smelting and refining wastes. The notice
also indicated that any subsequent
action to narrow the scope of the
exclusion would be through rulemaking.
  To be consistent with its
interpretation of the scope of the
exclusion expressed in the November
19,1980 notice, the Agency suspended
the listings for five smelter wastes
which it promulgated as final-final on
November 12,1980 (see  45 FR 76618); in
addition, on January 16,1981, the
Agency suspended the other wastes
which were promulgated as interim final
on July 16,1980. In suspending all of
these listings, the Agency made it clear  •
that although these wastes met the
criteria for listing in 40 CFR 261.11, they
appeared to come within the ambit of
the "Bevill" exclusion.
  In 1984, several environmental
organizations challenged EPA's failure
to complete the required studies under

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           Federal Register /  Vol. 53. No 177 / Tuesday. September 13.  1988 /  Rules and Regulations    35413
 sections 8002 (f) and (p) by the statutory
 deadline. Concerned Citizens of
 Adamstown v. EPA, Civ. No. 84-3041.
 (D.D.C.). As a result, the District Court
 ordered EPA to complete the studies and
 to take action on a planned proposed
 rulemaking reinterpreting the scope of
 the mining waste exclusion.
   On October 2,1985. under the court
 order in Adamstown. EPA proposed to
 narrow the scope of the mining waste
 exclusion (50 FR 40292). In preparing
 this proposed reinterpretation, EPA was
 unable to find any accepted standard
 definitions, ie., plain meanings, for the
 terms of the mining waste exclusion.
 particularly the term "processing."
 Therefore. EPA next looked to the
 legislative history to aid in defining the
 intended scope of the mining waste
 exclusion. The Agency's review
 indicated that the exclusion was
 intended to cover the category of wastes
 that were designated as "special
 wastes" in the proposed hazardous
 waste regulations at 43 FR 58946
 (December 18,1978). These "special
 wastes" included "solid wastes, from the
 extraction, beneficiation. and processing
 of ores and minerals." As mentioned
 earlier. EPA interpreted "special
 wastes" to be those that are generated
 in large volumes and pose less of a
 hazard than other hazardous wastes.
 EPA adopted this "high volume, low
 hazard"  concept as the  basis for the
 proposed reinterpretation. Specifically,
 EPA proposed to reinterpret the
 exclusion so that red and brown bauxite
 refining muds, phosphogypsum, slag
 from phosphorous reduction, and slag
 from primary metal smelters would be
 the only  processing wastes covered by
 the mining waste exclusion because
 EPA believed these were the only
 processing wastes that met the "special
 waste" criteria. However, EPA
 requested that commenters identify any
 other processing wastes that met the
 "special  waste" criteria and. therefore,
 should remain within the mining waste
 exclusion.
   Under this proposed reinterpretation,
 the suspension of the six smelter waste
 listings would be removed since they
 would no longer be  considered "special
 wastes". Therefore, the  notice proposed
 to relist the six smelter wastes.1
   Subsequently, on October 9,1986, the
 Agency announced  that it was
 withdrawing its proposed
reinterpretation (51  FR 36233). The
  1 The two other waste streams suspended in 1981
(K067 and K068). were not proposed for relisting in
1885 and are not relisted here today. As explained
in 198S, these two waste streams do not meet EPA's
current definition of solid waste (see 50 FR 40296-
97).                     .     .
 Agency explained that it was
 withdrawing the reinterpretation
 because the terms "high volume" and
 "low hazard" had not been quantified in
 the proposal and. therefore, the Agency
 was unable to determine the status of
 additional wastes nominated by
 commenters as "special wastes" (51 FR
 36234). While it did not view the "high
 volume, low hazard" standard as
 inherently unsound, EPA pointed to
 various definitional problems it faced in
 determining how to group and classify
 these wastes. The Agency concluded
 that its proposal had to be withdrawn
 because it failed to set out "practically
 applicable criteria for distinguishing
 processing from non-processing wastes"
 and because there was insufficient time
 to repropose a rule in light of the
 Adamstown deadline. The withdrawal
 of the proposed reinterpretation
 effectively continued the suspension of
 the  six smelter waste listings.
   Subsequently, two suits were filed
 against EPA challenging the Agency's
 decision to withdraw its proposed
 reinterpretation of the mining waste
 exclusion. The cases. Environmental
 Defense Fundv. EPA, No. 86-1584 (D.C.
 Cir.) ("EOF"] and Hazardous Waste
 Treatment Coaneil'V. EPA. No. 86-1691
 (D.C. Cir.) were decided  on July 29,1988.
 B. Court Decision
   The U.S. Court of Appeals for the D.C.
 Circuit ruled in EDF that EPA's decision
 to withdraw the proposed
, reinterpretatioiji and failure to relist the
 six smelting and refining wastes was
 arbitrary and capricious. The Court
 found that EPA's inclusion of all
 smelting and refining wastes in the
 "Bevill" exclusion for ore processing
 wastes was "impermissibly overbroad"
 and contrary to Congressional intent
 EDFv. EPA.  No. 86-1584 (D.C. Cir. July
 29,1988), slip op. at 20. While the court
 conceded that the statutory term
 "processing" is ambiguous, the Court
 nonetheless found EPA's interpretation
 to be unreasonable in light of "clear"
 legislative history  that suggested that
 Congress had intended the Bevill
 Amendment to be  limited to those ore
 processing wastes which meet EPA's
 1978 "special waste" concept, i.e., those
 solid wastes which are high volume and
 low hazard. Id. at 22, 25-26.
   The Court also rejected EPA's
 justification for withdrawal of the
 proposed reinterpretation. The Court
 noted that EPA could have asked the  .
 district court for additional time to
refine its 1985 proposal By withdrawing
 the proposed reinterpretation in its
 entirety, including the relisting of the six
 smelter wastes, EPA failed to meet its
 statutory obligation either to study
 smelting and refining wastes under
 8002(p) or to reinterpret the scope of the
 exclusion. Slip op. at 28-29.
 . In its order for relief, the Court
 directed EPA to relist the six smelter
 wastes by August 31,1988. The Court
 noted that, regardless of the status of
 an-y additional processing wastes, the
 six smelter wastes dearly would not fit
 any definition of "high volume, low
 hazard." Slip op. at 30. hi summary,  the
 Court found that the six wastes cannot,
 as a matter of law, be excluded from
 regulation under the Bevill amendment
 and must be regulated under Subtitle C
 if they meet the listing or identification
 criteria for hazardous wastes under 40
 CFR 261.10 and 261.11.
   In addition to relisting the six wastes.
 EPA must, by October 15th, propose
. which "high volume, low hazard"
 wastes from ore processing it will study
 under section 8002(p) of RCRA. EPA
 must finalize that proposal by February
 15,1989, and submit a Report to
 Congress on the large-volume processing
 wastes on the final February 15th list by
 July 31,1989. *  In a forthcoming Federal
 Register notice, EPA will propose new
 criteria for determining which ore
 processing wastes are "high volume, low
 hazard" and will designate those wastes
 which meet the criteria for study under
 section 8002(p).

 II. Description of and Rationale for
 Today's Action
 A. 1981 Suspensions are Lifted '•

   As directed by court order, EPA is
 today reinstating the hazardous waste
 listing for six wastes associated with
 smelting operations (see Table I).3
 These wastes were originally listed on
 May 19,1980, and July 16,1980, but were
 suspended from the listing regulations
 after the Bevijl Amendment was enacted
 (see 45 FR 76618, November 19,1980, 46
 FR 4615, January 16,1981, and 46 FR
 27473, May 20,1981). As a result of
 today's action, the six wastes are again
  * In its July 29 opinion, the Court initially
 mandated deadlines of August 31.1988: December
 31,1988; and January 31.1989, respectively. On
 August 23. the Court granted in part EPA's petition
 for rehearing and modified the schedule to the one
 listed above.
  3 In a letter dated August 23.1988 from counsel
 for Phelps Dodge Corporation, they suggested that
 the Agency could meet the recent order of the
 United States Court of Appeal ordering EPA to
 regulate six mineral processing wastes as
 hazardous wastes under Subtitle C of RCRA by
 simply removing these wastes from the Bevill
 exclusion and not relisting the wastes. The Agency
 wishes to clarify that its decision to list these
 wastes today is based on its evaluation of the listing
 criteria (i.e.. these wastes  are hazardous) as well as
 the court finding that these wastes are not Bevill
 wastes. For further discussion, see Section in of this
 preamble.

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35414    Federal Register / Vol.  53. No 177  /  Tuesday. September 13. 1988 / Rules and  Regulations
defined as hazardous wastes based
upon the reasons set forth in the May 19
and July IB. 1980. listings (see 45 FR
33113,45 FR 47834, and the associated
Listing Background Documents for these
waste streams).

 TABLE 1.—SMELTER WASTES LISTED AS
             HAZARDOUS
Industry
Primary copper.















. -
Primary tad _~















Primary zinc —
















Primary
aluminum.





FtrroaBoys 	





EPA
hazardous
wasta No.
K06*
















K065















K068















"
K088






K080





.





Hazardous
waste
Acid plant
blow-
down
slurry/
sludge
resulting
from the
thicken-
ing of
blow-
down
slurry
from
primary
copper
produc-
tion.
Surface
Impound-
ment
solids
con-
tained in
and
degraded
from
surface
Impound-
ments at
primary
toad
smelting
facilities.
Sludge
from
treat-
ment of
process
waste-
water
and/or
acid
plant
blow.
down
from
primary
zinc
produc-
tion.
Spent
poHiners
from
primary
alumi-
num
reduction.
Emission
control
dust or
sludge
from
ferroch-
romium-
silicon
produc-
tion.
Hazard
code1
(T)
















CO















cn
















(T)






m









TABLE 1.—SMELTER WASTES LISTED AS
       HAZARDOUS—Continued
Industry









EPA
hazardous
waste No.
K091








Hazardous
wasta
Emission
control
dust or
sludge
from
ferroch-
rormurn
produc-
tion.
Hazard
code1
m








                                         i Hazard code 'T' indicates mat the waste is
                                       listed  due to  its toxicfty (see 40 CFR 261.3(b)).

                                         In addition to listing the six wastes as
                                       hazardous at 40 CFR 261.32. EPA is
                                       amending the definition of the mining
                                       waste exclusion found at 40 CFR
                                       261.4(b)(7) to further clarify that these
                                       six wastes do not meet -the definition of
                                       "processing of ores and  minerals." In
                                       response to the Court's order, EPA will,
                                       by October 15,1988 propose additional
                                       amendments to this paragraph to
                                       specifically list only those processing
                                       wastes which do fall within the
                                       exclusion accordingly to the "high
                                       volume, low hazard" criteria which EPA
                                       is in the process of developing.

                                       B. Primary Copper Smelting and
                                       Refining: EPA Hazardous Waste No.
                                       K064—Acid Plant Slowdown Slurry/
                                       Sludge Resulting from the Thickening of
                                       Slowdown Slurry (T)

                                         Acid plant blowdown slurry/sludge,
                                       resulting from the thickening of
                                       blowdown slurry, is a waste stream
                                       generated at facilities where primary
                                       copper is smelted in a reverberatory
                                       furnace. The waste arises from the acid
                                       plant, which constitutes  the principal
                                       controller for removal of sulfur dioxide
                                       from furnace and converter off-gases.
                                       The blowdown slurry from the acid
                                       plant is often thickened  and the bulk of
                                       the solids content recycled to the
                                       reverberatory furnace. The overflow
                                       from the thickener contains both
                                       suspended and dissolved solids. The
                                       suspended solids are settled in surface
                                       impoundments and recycled to the
                                       smelter; the dissolved solids are
                                       discharged with the surface
                                       impoundment effluent, often to a tailings
                                       pond. It is the thickened slurry, the
                                       settled suspended solids from the
                                       thickener overflow, and  the sludges that
                                       form from the dissolved  solids in the
                                       thickener overflow  that are  the subject
                                       of this listing. The Agency's decision to
                                       subject these wastes to RCRA Subtitle C
                                       requirements includes consideration of
                                       the following factors:
  1. Acid plant blowdown slurry
contains high concentrations of the
heavy metals lead and cadmium.
  2. Lead and cadmium are toxic and .
are included in the list of hazardous
constituents at Appendix VTJI of 40 CFR- „
Part 261.
  3. A solubility study has indicated
that lead and cadmium can be leached
from these wastes by even a mild       *•
(distilled water) leaching medium.
Therefore, even under mild conditions,
the possibility of ground water
contamination via leaching exists if
these wastes are improperly disposed.
Further, lead and cadmium do not
degrade, so that contamination, and the
potential for contaminant contact with
living receptors will be long-term.
  These and other factors considered by
the Agency are explained in the Listing
Background Document for Primary
Copper Smelting and Refining.

C. Primary Lead Smelting: EPA
Hazardous Waste No. K065—Surface
Impoundment Solids Contained in and
Dredged from Surface Impoundments at
Primary Lead Smelting Facilities (T)

  The smelting of primary lead produces
a number of waste streams and slurries,
including acid plant blowdown, slag
granulation water, and plant washwater.
These wastewaters and slurries are sent .
to treatment and storage or disposal
impoundments to settle or precipitate
out the solids. These solids may be left
in the lagoons, or they may be
periodically dredged and disposed of or
recycled. The Agency's decision to
subject these wastes to RCRA Subtitle C
requirements includes consideration of
the following factors:
  1. These solids contain significant
concentrations of the heavy metals lead
and cadmium.
  2. Lead and cadmium are toxic and
are included in the list of hazardous
constituents at Appendix VQI of 40 CFR
Part 261.
  3. Lead and cadmium have been
shown to leach from  samples of the
waste that were subjected to an
extraction procedure designed to predict.
the release of contaminants into the
environment. If the wastes are not
properly managed, leachate could
migrate from the waste disposal site and
contaminate underlying drinking water
sources. Further, lead and cadmium do
not degrade, so that contamination, and
the potential for contaminant contact
with living receptors, will be long-term.
  These and other factors considered by
the Agency are further explained in the
Listing Background Document for
Primary Lead Smelting.

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          Federal Register / Vol.  53,  No  177 / Tuesday.  September  13. 1988 / Rules and Regulations    35415
  There is a further question relating to
relisting these surface impoundment
solids—-whether they can be classified
as "solid wastes" when they are
destined for recycling by being
reclaimed to recover contained lead
values. Based on information compiled
in 1985, it appears that large percentages
of these surface impoundment solids  are
eventually removed from surface
impoundments and reclaimed, albeit  the
period between generation and
reclamation often extended for years.
(SO FR 40297, October 2,1985.) The
Agency also anticipated that the
percentage of surface impoundment
3olids~being reclaimed could decrease
due to declining lead demand. Id.
  In response to the court's opinion in
American Mining Congress v. EPA. 824
F. 2d 1177 (P.C. Cir. 1987), EPA has
tentatively interpreted its jurisdiction
over hazardous secondary material
recycling activities to exclude those
materials that are reused .within an
industry's on-going production process.
Recycling activities involving elements
of discarding, on the other hand, can
continue to involve solid wastes. (53 FR
519, January 8,1988.) EPA also proposed
that in evaluating whether sludges (such
as the primary lead surface
impoundment solids at issue here) and
by-products being reclaimed can be
considered to be solid wastes, it would
evaluate the following factors bearing
on whether the material was being
discarded or was being used as part of a
continuous on-going manufacturing
process: (a) Whether the sludge or by-
product is typically recycled on an
industry-wide basis; (b) whether the
material is replacing a raw material and
the degree to which it is similar in
composition to the raw material; (c) the
relation of the recovery practice to the
principal activity of the facility; and (d)
whether the secondary material is
managed in a way designed to minimize
loss, plus other relevant factors. (53 FR
526.) EPA had previously proposed use
of these same factors in its discussion of
whether to list the primary lead surface
impoundment solids in the October, 1985
rulemaking. (50 FR 40, 296-297.)
  It seems clear that surface
impoundments in the primary lead
industry are not part of the primary lead
production process, and that the solids
in these impoundments are. not in-
process materials but rather are
generated incidentally in the course of
wastewater treatment The purpose of
surface impoundments in the. primary
lead industry is to provide quiescent
settling to remove pollutants from .
wastewater before discharge. (Ponds are
sometimes used to equalize wastewater
flow into treatment units as well.)
Indeed, industry characterized its
impoundments as wastewater treatment
units in all of its submittals to the
Agency during the rulemaking to
develop effluent limitations guidelines
for the industry. (The industry's
argument, in fact was that surface
impoundments are essential wastewater
treatment devices in the primary lead
industry, and could not even be replaced
with tanks.) Any recovery of the solids
that settle out. or are precipitated out of
the wastewater routed to these surface
impoundments, is thus incidental to the
principal purpose of wastewater
treatment. Consequently, these
wastewater treatment impoundments
are RCRA subtitle C regulated units.4
  Another way of ascertaining whether
these surface impoundment solids (i.e..
wastewater treatment solids) are in-
process materials or wastes is to
compare the mode of handling and
storage of these solids with the way raw
materials to the primary lead process
are handled and stored before smelting.
The surface impoundment solids are
stored for long periods of time (often
years)  under tens of millions of gallons
of water. The surface impoundments in
which  they are generated and stored are
not designed to hold these solids
securely. In fact as has long been
documented, surface impoundments are
inherently insecure storage units with a
high potential for contaminating
groundwater. (See, e.g., 50 FR 40297.) fa
contrast, normal lead ores are stored
securely for short periods of time before
being charged to the smelter; to the
Agency's knowledge they are never
stored underwater. Materials held.
insecurely underwater for long periods
of time in a manner completely unlike
the way raw materials are. normally
handled in the industry are not in-
process materials and are being
discarded, in the Agency's view.3
Indeed, these surface impoundment
solids  might also be covered by the
speculative accumulation provisions in
40 CFR 261.2(c)(4) simply due to the "'
length  of time they are accumulated.
  4 See letter from Douglas McAllister to James
Berlow. dated May 27,1983. and the memorandum
from Mark Hereth to James Berlow. dated
November 21.1983. These documents are available
in the public docket for today's notice.
  * Once these wastes are actually removed from
the impoundment and smelted, they would no
longer be subject to RCRA. assuming they are
resmelted in a primary lead process. (See. e.g.. S3 FR
31162. August 17,1988, explaining the principle that
a listed sludge or by-product can be indigenous to
certain processes and so cease being waste when it
actually is reclaimed.) Surface impoundments in
which these wastes are generated and stored.
however, remain regulated units.
  Given that the purpose of surface
impoundments in this industry is to treat
wastewater and not to serve as an
adjunct to the lead smelting process,
EPA does not need to base its decision
on the proposed factors discussed in the
October 2,1985 and January 8.1988
proposals. However, the Agency notes
that its decision to list would be the
same were it to rely on these factors.
The method in which a material is
handled before recycling is a relevant
decision factor (and was a basis for
EPA's proposed decision in 1985). and as
discussed above, storage of long
duration in insecure surface
impoundments  is not commensurate
with calling a material a valuable in-
process material which is not being
discarded.8
  Other issues  relating to whether the
materials being listed today can be
classified as solid wastes when they are
recycled are addressed in a separate
background document entitled
"Background Information for Listing of 6
Smelting Wastes—Solid Waste
Determination." This document is
contained in the public docket for
today's notice.

D. Primary Zinc Smelting and Refiningr
EPA Hazardous Waste No. K066—
Sludge from Treatment of Process.
Wastewater and/or Acid Plant
Slowdown (T)
  fa primary zinc smelting and reSning
'processes, cadmium and lead
contaminants present in the raw
materials are carried through numerous
processes. These contaminants are
subsequendy found in sludges generated
by treatment of process wastewater
and/or acid plant blowdbwn. It is these
sludges (i.e:, not the process
wastewaters) that is the subject of this
listing. The Agency's decision to subject
these wastes to RCRA Subtitle C
requirements includes consideration of
the following factors:
  * EPA notes that in its 1985 decision, it
distinguished carefully between the lead surface
impoundment wastes and two other materials
(electrolytic anode slimes/sludges and cadmium
plant leach residue) from primary zinc smelting.
.both of which EPA determined would not be solid
wastes when they are recycled. This U because the
material are recycled (normally in the process from
which they were generated) a short time after being
generated, and are stored in a manner to avoid
discarding (storage in bins or concrete basins)
before they are recycled. The Agency found that
these were indeed in-process materials that are
more commodity-like than waste-like and thus
determined not to list them. (SO FR 40297.) EPA
believes the distinction between these materials
and the primary lead surface impoundment solids
remains valid.

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 35416.  .Federal Register / Vol. 53. No 377 /. .Tuesday. September 33, 1988 / Rules and Regulations

   1. TlmT/tffMt<»mnnfntTi flignifirmnf
 concentrations-of the heavy metals
 cadmium and lead.
   2. Cadmium and lend are toxic and
 ace included in the list of hazardous
 constituents-at.Appendix VIII of 40 CFR
 Part 281.
  2. Cadmium and lend nave -been
 shown io leach from samples of these
 wastes when the samples were
 subjected to a distilled water extraction
 procedure. Therefore, even under mild
 conditions, the possibility of ground
 water contamination via leaching may
 exist if these wastes are mismanaged.
 Further, cadmium and lead do not
 degrade, so  that contamination, and the
 potential for contaminant contact with
 livingTeceptors. will be long-term.
  These and other factors considered by
 the Agency are further explained in the
 Listing Background Document for
 Primary Zinc Smelting and Refining.

 £ Primary Aluminum Reduction: EPA
 Hazardous Waste No. K08B—Spent
 Potliners from Primary Aluminum
 Redaction (TJ
  Primary aluminum metal is produced
 by the electrolytic reduction of alumina,
 an aluminum oxide. This process takes
 place in carbon-lined, cast-iron
 electrolytic cells knovra as "pots." After
 confirmed use, the carbon pot lining
 ("potliner") cracks and must be removed
 and replaced with a new potliner. The
 Agency's decision to subject these
 wastes to RCRA Subtitle C requirements
 includes consideration of the following
 factors:
  1. Spent potliners from primary
 ahoninum reduction may contain
 significant amounts of iron cyanide
 complexes. EPA has detected both iron
 cyanide complexes (expressed as
 cyanides) and free cyanide in spent •
 potliners in significant concentrations.
  2. Free cyanide is extremely toxic to
 both humans and aquatic life if ingested.
  3. Available data indicate that
 significant amounts of free  cyanide and
 iron cyanide will leach from potliners if
 the spent potliners are stored or
 disposed in unprotected piles outdoors
 and are exposed to rainwater. In fact,
 the teachability of cyanide from
 potHners is evidenced by a damage
 incident in which private wells in the
vicinity of a spent potfoner disposal
 facility were contaminated with cyanide
 (see the Listing Background Document
for Primary Aluminum Reduction). In
addition, in the presence of sunlight, the
cyanide complexes may decompose to
release highly toxic hydrogen cyanide
into the environment
  These and other factors considered by
the Agency are further explained in the
                  Document for
 Primary Aluminum Reduction.
 F. Ferroalloys: EPA Hazardous Waste
 Nos. K09O — Emission Control Dust or
 Sludge from Ferrochromiumsilicon
 Production (T); andKOSl — Emission
 Control Dust or Sludge from
 Ferrochromhim Production
   These wastes are generated when
 p articulates entrained in the reaction
 gases given off by electric furnaces
 during the smelting process are removed
 by air pollution control equipment. Dry
 collection methods generate a dust.
 while wet collection methods generate a
 sludge-like residue.7 The Agency's
 decision to subject these wastes to
 RCRA Subtitle C requirements includes
 consideration of the following factors:
   1. Emission control dust and sludges
 from ferrochromiumsilicon and
 ferrochromium production contain high
 concentrations of chromium.
   2. Chromium is toxic and is included
 in the list of hazardous constituents at
 Appendix VIE of 40 CFR Part 261.
  3. Chromium has been shown to leach
 from these wastes. Thus, ground water
 contamination could occur if these
 wastes are mismanaged. Further,
 chromium does not degrade, so that
 contamination, and the potential for
 contaminant contact "wifh Jiving
 receptors, will be long-term.
  These and other factors considered by
 the Agency are further explained in the
 Listing Background Document for
 Ferroalloys.                 '  •

 G. Identification oflmpactan Regulated
 Community
  The community to be regulated under
 this listing action is composed of
 facilities that electrolytically refine
 copper and zinc, or that are primary
 producers of lead, lead alloys, aluminum
 metal, and specific chrome-related
 ferroalloys. This community will be
 affected hi two ways by this listing:
 They must comply with EPA generator
 requirements found at 40 CFR Part 262.
 In addition, if they treat,  store, or
 dispose of their wastes in such a manner
 that  a RCRA permit is required under 40
 CFR Part 270, they must obtain a permit
 and comply with the standards found at
 40 CFR Parts 284 and 265. Finally,
 disposal of these wastes  must comply    .
 with the standards to  be  promulgated
 under the land disposal restrictions
 (LDR) program (40 CFR Part 268).
  Most of the facilities affected by
 today's rule have in the past not been
  7 The definition of sludge includes all pollution
control residue (see 40 CFR 260.10): therefore, the
residue generated by both the dry and wet
collection methods are sludges for the purposes of
the hazardous waste rules.
 subject to the RCRA hazardous waste
• requirements since-their operations
 were excluded from RCRA regulation
 under the Bevill Amendment Because
 these facilities will become generators
 of hazardous wastes, they will have to
 obtain an EPA identification number   '
 and comply with the generator
 standards contained in 40 CFR Part 282.
 hi addition, if any  of these faculties will,
 treat store, or dispose of these wastes
 in such a manner that will require them
 to obtain a permit they will need to
 submit a Part A application and notify
 pursuant to section 3010 of RCRA to
 obtain interim status for their current
 hazardous waste treatment storage, and
 disposal operations and subsequently
 apply for a -final permit under RCRA
 Part B provisions. The schedules for
 these requirements are contained in
 section vm of today's preamble.
   Completion of the Part B applications
 will require individual facilities to
 compile and develop information on
 their on-site waste management
 operations including, but not limited to:
 Ground water monitoring (if land
 management is involved); manifest
 systems, recordkeeping, and reporting;
 closure and possibly, post-closure
 requirements; and financial
 requirements. The Part B applications
 may also require development of
 engineering plans to upgrade existing
 facilities.
   In addition to being affected by the
 generator and permit requirements, as
 well as the interim status standards
 found in 40 CFR Part 265, these
 segments of the primary metals industry
 will (in the future) also be subject to the
 LDR standards. As mandated by section
 3004(g)(4) of RCRA, newly listed waste
, streams, such as those that are the
 subject of today's notice, are prohibited
 from land disposal  unless EPA develops
 standards for the treatment of each of
 the waste streams.  These standards are
 to be promulgated within six months of
 today's final rulemaking. Under EPA
 regulations, standards must require
 treatment of the wastes to a level or by
 a method that reflects the use of Best
 Demonstrated Available Technology
 before they can be  land disposed. Thus,
 one future implication will be the ban on
 the land disposal of these wastes unless
 they are suitably pretreated prior to land
 disposal. Also, facilities with existing
 permits and permit applications
 currently treating, storing,' or disposing
 of these wastes will have to amend or
modify their permits or applications to
include provisions applicable to the
management of one or more of the six
wastes which are the subject of today's  .
 rulemaking.

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            Federal Register / Vol.  53. No 177'I  Tuesday, .September  13. 1988 / Rules  and Regulations
                                                                      35417
   III. Future Action on These Listings
  .   As explained above, today's action
•   removes the suspension on the 1980
   listings of these six wastes. As a result,
   EPA's determination that these wastes
   are hazardous is based on its evaluation
   of the hazardousness of these wastes in
   1980. Since that time. EPA h£3 received
   additional information regarding these
   six wastes. Some of these data were
   received as comments to EPA's 1985
   proposed reinterpretation. Other data
  were received more recently as EPA
   was preparing an 8002(p) study and
  Report to Congress on these wastes and
  other waste streams from the lead,
   copper, zinc, aluminum, and bauxite
   sectors.8 The post-1980 data submitted
  to EPA are relevant primarily to issues
  other than the inherent hazardousness  •
  of these six wastes. They include
  revised waste generation rates, current
  waste management practices (including
  the extent to which the wastes are
  . recycled), and industry economic data.
  To a lesser degree, EPA has received
  data on the physical/chemical
  properties of these wastes  and their
  hazardousness.
    Since the issuance of the Court's
  opinion, EPA has conducted a review of
 - some of the waste characterization data
  received since 1980. While EPA did not,
  in light of the short time-frame .for
  publication of this rule, exhaustively
  evaluate all of the post-1980 waste
  characterization data submitted, the
  review that was conducted tends to
!  corroborate and confirm that the six
  waste streams meet the criteria for
  hazardousness found in section 3001 [a]
  of RCRA. EPA's review suggests that no
  data have been submitted which would
  clearly contradict EPA's 1980 decision to
  list the six smelter wastes, i.e., no data
  are available to refute the basic
  conclusion that these wastes contain
  significant concentrations of toxic
  constituents and that the constituents
  are mobile and persistent. Therefore,
  EPA continues to believe that each of
  these wastes meets the  criteria for
  listing as hazardous waste found at 40
  CFR 281.11 and sees no reason not  to
  resume the 1980 listings of these six
  wastes at this time.
    EPA nevertheless intends to
  thoroughly evaluate all  information and
  comments submitted since 1980
  regarding the hazardousness of these six
  wastes. Responses to a  number of the
  comments are included  in the docket for
  today's notice. The Agency will respond
   • In light of the Court's order to relist the six
  smelter wastes, EPA does not plan to complete and
  submit this Report to Congress. However, some of
  the information collected will be used to develop a
  new Report, as required by the Court's order.
 to the remainder of the comments within
 the next few months. EPA will treat any
 post-1930 submissions as a petition for  '
 rulemaking to reconsider these listings.
 EPA will publish a subsequent Federal
 Register notice on the results of its more
 detailed evaluation of these six wastes
 pursuant to 40 CFR 260.20. That
 evaluation will consider new data
 received in a timely manner as well as
 the currently available data.

 IV. State Authority

 A. Applicability of Rules in Authorized
 States
   Under-section 3008 of RCRA, EPA
 may authorize qualified States to
 administer and enforce the RCRA
 program within the State. (See 40 CFR
 Part 271 for the standards and
 requirements for authorization.)
 Following authorization, EPA retains
 enforcement authority under sections
 3008, 7003, and 3013 of RCRA. although
 authorized States have  primary
 enforcement responsibility.
   Prior to HSWA. a State with final
 authorization administered its
 hazardous waste program entirely in
 lieu of EPA administering the Federal
 program in that State. The Federal
 requirements no longer applied in the
 authorized State, and EPA could not
 issue permits for any facilities in die
 State that was aurnorized to permit.
 When new, more stringent Federal
 requirements were promulgated or
 enacted, the State was obliged to enact
 equivalent authority within specified
 time frames. New Federal requirements
 did not take effect in an authorized
 State until the State adopted the
 requirements  as State law.
  In contrast, under section 3006{g) of
 RCRA, 42 U.S.C. 6926(g), new
 requirements  and prohibitions imposed
 by HSWA take effect in authorized
 States at the same time  that they take
 effect in non-authorized States. EPA is
 directed to implement those
 requirements and prohibitions in
 authorized States, including the issuance
 of permits, until the State is granted
 authorization to do so. While States
 must still adopt HSWA-related
 provisions as  State law  to retain final
 authorization, the HSWA provisions
 apply in authorized States in the interim.
3. Effect on State Authorizations
  Today's final listings are not effective
in authorized States since the listings
are not being issued pursuant to the
HSWA. Thus, RCRA hazardous waste
management standards for the wastes
listed today will be applicable only in
those States that do not have interim or
final authorization by the effective date
 of this regulation. In authorized States,
 the standards will not be applicable
 until the State revises its program to
 adopt equivalent requirements under
 State law.
   40 CFR 271.21(e)(2) requires that
 States that have final authorization must
 modify their programs to reflect Federal
 program changes and must subsequently
 submit the modifications to EPA for
 approval. The deadline by which the
 State must modify its program to adopt
 today's rule is July 1,1990, if no
 statutory change is needed oris July 1.
 1991, if a statutory change is needed.
 These deadlines can be extended in
 certain cases (40 CFR 271.21(e)(3)). Once
 EPA approves the modification, the
 State requirements become Subtitle C
 RCRA requirements.
   States with authorized RCRA
 programs already may have regulations
 similar to those in today's rule. These
 State regulations have not been
 assessed against the Federal regulations
 being promulgated today to determine
 whether they meet the teats for
 authorization. Thus, a State is not
 authorized to carry out these
 requirements in lieu of EPA until the
 State program modification is submitted
 to EPA and approved. Of course. States
 with existing standards may continue to
 administer and enforce their standards
 as a matter of State law.
  States that submit official applications
 for final authorization less than 12
 months after the effective date of these
 standards are not required to include
 standards equivalent to these standards
 in their application. However, die State
 must modify its program by the
 deadlines set forth in § 271.21(e). States
 that submit official applications for final
 authorization 12 months after the
 effective date of these standards must '.
 include standards equivalent to these
 standards in their application. 40 CFR
 271.3 sets forth the requirements a State
 must meet when submitting its final
 authorization application.

 V. CERCLA Designation and Reportafale
 Quantities

  The wastes listed as hazardous in
 today's rule will,  on the effective date,
 automatically become hazardous
 substances under section 101(14)
 CERCLA. as amended. CERCLA section
 103(a) requires that persons in charge of
 vessels or facilities from which a
 hazardous substance has been released
 in a quantity that is equal to or greater
 than its reportable quantity (RQ)
immediately notify the National
Response Center  (at (800) 424-8802 or at
 (202) 426-2675) of the release.

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 35418   Federal Register / VoL 53, No 177 / Tuesday, September 13, 1988 / Rules and Regulations
   Under section 102(b) -of CERCLA, new
 RCRA hazardous waste listings that
 have not been previously designated as
 hazardous under CERCLA have tha
 atatutorily imposed RQ of one pound
 unless or until adjusted by regulation. In
 order to coordinate tbo RCRA and
 CERCLA tulemakings with respect to
 new waste listings, the Agency today is
 promulgating regulatory amendments
 under CERCLA authority in connection
 with the listing of wastes K064, K065.
 K068, K088, K090, and K091. The Agency
 is adding wastes K064, K065, KQ68, K088,
 K090, and K091 to 40 CFR 302.4. the
 codified list of CERCLA hazardous
 substances and publishing (as part of
 this lisfttgj the statnory RQ of one
 pound for each of the wastes. The
 Agency may propose to adjust the
 statutory one-pound RQ for each of
 these wastes in a future rulemaking.
 Such adjustments would be based upon
 the RQ*s of the hazardous constituents
 in each of the listed wastes.
 VI. Economic Impact Analysis
   In 1985, the Agency conducted cost
 and economic impact studies to analyze
 the potential impact of the proposed
 reinterpretation to determine whether
 the regulation would have been a major
 rulemaking (under Executive Order
 12231) or would cause significant
 impacts on small business (pursuant to
 the Regulatory Flexibility Act). Although
 EPA determined that the rule was not a
 "major" rule, detailed cost and impact
 studies were performed In 1583 for a
 substantial portion of the potentially
 affected industry sectors. Although not
 reported on separately for economic
 cost and impact purpoaes, the six waste
 streams subject to today's listing
 comprise a relatively small part of •me
 sectors and waste streams studied for
 the 1985 reinterpretation rule".
   EPA received numerous comments on
 its 1985 studies. Some commenters
 stated that the Agency had
 mischaracterized the economic impact
 of the rule. The Agency conducted a
 detailed review and made extensive
 revisions to the 1985 cost data.
 However, those revisioms would not
 cause the Agency to change its
 conclusion that the original 1985
 proposed reinterpretation is not a  •
 "major rule." Since today's rule includes
 only six listed waste streams from four
 of the affected processing sectors
 studied, it follows that today's rule
 would also not be "major."

A. Scope and Coverage of Economic
Analysis
  The Agency's 1985 economic impact
 analysis .consisted of a detailed
 compliance cost and economic impact
 analysis covering ten major primary
. metal smelting and refining sectors
 containing a total of 110 operating
 facilities producing 97 percent of the
 total U.S. nonferrous and ferroalloy
 product tnnfTflgg in 1983. These sectors
 included, among others, afl of the
 sectors with previously listed •metallic
 ore processing wastes (aluminum.
 copper, lead, zinc, and ferroalloys).
 According to ILS. Bureau of Mines and
 EPA survey data, the remaining
 nonferrous production is •contributed to
 by 26 metals sectors (over 420
 facilities)—many of them by-product
 sectors—not covered in the.detailed
 impact assessment A comprehensive
 but non-detailed evatertiim was also
 conducted for these metals.

 B. Methodology and Data Gathering
   In 1984-85, EPA conducted a series  of
 technical survey and sampling studies
 covering the major ore-processing
 industries mentioned above to
 determine the volume of wastes
 generated, identify those wastes which
 could be hazardous (because they
 exhibit one or more of the
 characteristics defined in 40 CFR
 261.20), estimate the volume of these
 hazardous wastes, and delineate the
 practices used to manage these wastes.
 The major findings are  summarized in
 the October 2,1985 Federal Register and
 referenced background documents (50
 FR. 40296^. Based on the technical survey
 and sampling results, a plant-by-plant
 waste management and compliance cost
 assessment was made in 1985 for all 110
 facilities in the sectors studied,
 including those producing the six listed
 wastes. A complete discussion of the
 methodology for the ten-sector study
 can be found in the October 2.1985,
 preamble to the ralemaking |50 FR
 40298) and in the background studies for
 that preamble.

 C. Costs of Compliance
   In the  1985 detailed, 10-sector
 analysis, EPA identified 67
 manufacturing facilities that would
 likely have incurred increased costs to
 comply with -the 1985 proposal. Of these
 67, the Agency estimates mat 44
 facilities would have incurred costs
 solely or partly due to the six listed
 wastes (among their other potentially
 hazardous wastes). See 50 FR 40299.
 From the 1985 study, the six wastes
 would have required total investment
. costs for compliance of about $92
 million, and total before tax annualized
 costs of about $4.2 million. During 1986,
 the Agency revised its estimates to
 incorporate new data received during
 the comment period, including updated
 information from industries and the U.S.
Bureau of Mines, and modified certain
of its .cost-estimating assumptions and
methods. Revised (1986) estimates for
the six listed waste streams totaled
about $12 million in before tax annnnl
revenue requirements.
  In general, it was found that
annualized compliance costs would vary
considerably, both among sectors and
among individual facilities within each  »
sector. See 50 FR 40299.

D. Economic Impacts

  Based on the compliance cost
estimates and other economic variables
for individual facilities in each of the 10
sectors studied, EPA assessed several
categories of possible economic impacts,
including efforts on production costs
and prices, .international trade, total
investment requirements, profit (return
on investment), and potential for plant
closures and job losses. See 50 FR 40299.
The 1985 economic impact analysis was
conducted on a facility-wide basis
(including all potentially affected
hazardous wastes, not just those
specifically listed. Therefore.
quantitative impact conclusions are not
available (or generally practical to
deduce) for the six specific listed
wastes.

1. Production Costs and Prices

  To assess relative effects on total
production costs, zero pass-through of
compliance costs to market prices was
assumed, whereas to assess price
changes a 100 percent pass-through of
compliance costs was assumed.
Therefore, these effects should be
regarded as mutually exclusive
estimates for purposes of presenting
extreme possibilities. For the most part,
these sectors compete in international
markets and are limited in their ability
to pass on cost changes in the form of
price increases.
  For the five sectors relevant -to  today's
rule—aluminum, copper, zinc, lead, and
ferroallys—the Agency estimated m
1986 that the average increases in
production costs and prices, due to
compliance with Subtitle C, would be
small to moderate. For zinc, which was
the most affected sector, the effect on
cost or price would have been less than
1.5 percent and for aluminum, copper, or
lead, the effect was less than 0.25
percent. Since today's rule would only
contribute a portion of these compliance
costs, the effects of today's rule, taken
alone, would be less than those
previously estimated. Because of these
relatively low effects on prices, the
study did not explore any further the
possible effect on international trade.

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            Federal Register / Vol. 53, No 177 / Tuesday, September 13, 1988 /  Rules and Regulations    35419
  2. Capital Investment and Rates of
  Return

    In its revised 1968 estimates, the
  Agency projected the average initial
  investment cost for compliance as a
  percent of normal annual capital
  expenditures- to range-from nominal
  (three to seven percent) in the
  aluminum, copper and lead sectors, to
  very large (40 to 85 percent) in the-zinc
  and ferroalloys sectors. This result may
  be partly due to the abnormally
  depressed state of capital expenditures
  in the 1979-85 base period for some  of
  these sectors. Non-growth or declining
  sectors generally can be expected to
  show very high ratios in this column due
  to low base capital investment figures.
  These estimates were also based on the
  extreme assumption of zero passthrough
  of costs to prices, a worst-case
  assumption that also tends to increase
  these ratios somewhat
    Similar reasoning may in part explain
  the 1988 estimates regarding the impact
  of this rule on rates of return on
  investment. In general, results here fell
  into two categories: The majority of
  sectors with maximum impacts on profit
  in the range of 1 to. 3 percent, with zinc
  and ferroalloys showing compliance
  costs in the range of 8 to 38 percent of
  reductions in rate of return on
  investment In part, these high
  percentages were due to higher than
  average RCRA compliance costs and in
  part due to lower than average baseline
  rates of return. Again, these results
  reflect the effect of all small volume
  processing wastes and not just the listed
  wastes for the five sectors.
   Due to many of the Agency's
  estimating assumptions,  these impact
  conclusions should be regarded as   •   •
  conservative on the high side.

 3. Plant Closures and Employment
 Losses

   Based on the Agency's 1988  analysis,
 plants in the ferroalloy subcategory
 might close as a result of removal of  the
 Bevill Amendment exemption for these
 waste streams. However, all or most  of
 these closures would be in ferroalloy
 segments other than those subject to
 today's listing for K090 (which the
 Agency estimates to have only two
 affected facilities), and none would be
 associated with KG91  (which we believe
 would not be significantly affected by
 this rule). Most of the closures  predicted
 in the 1986 analysis were associated
 with wastes (other than those being
 relisted today) that would be expected
 to be hazardous by virtue of the
•hazardous waste characteristics.
 4. Compliance With Executive Order
 12291
   Sections 2 and 3 of Executive Order
 12291 (48 FR13193; February 9.1981)
 require that a regulatory agency
 determine whether a new regulation will
 be "major" and. if so, that a Regulatory
 Impact Analysis be conducted. A major
 rule is defined as a regulation which is
 likely to result in:
   1. An annual effect on the economy of
 $100 million or more;.
   2. A major increase in costs or prices
 for consumers: individual industries;
 Federal, State, and local government
 agencies; or geographic regions; or
   3. Significant adverse effects on
 competition, employment investment,
 productivity, innovation, or on the
 ability of United States-based
 enterprises to compete with foreign*
 based enterprises hi domestic or export
 markets.
   Today's rule will have none of the
 above effects. Therefore, the Agency is
 not conducting a Regulatory Impact
 Analysis. This rule has been reviewed
 by the Office of Management and
 Budget (OMB).

 VIL Regulatory Flexibility. Analysis
   The Regulatory Flexibility Act (RFA)
 of 1980 [Pub. L 96-354) requires Federal
 regulatory agencies to Consider "small
 entities" throughout the regulatory
 process. The RFA requires an initial
 screening analysis to be performed.to
 determine whether a substantial number
 of small entities will be significantly
 affected by a regulation. If so, regulatory
 alternatives that eliminate or mitigate
 the impacts must be considered.
   This section presents the results of the
 Agency's small business screening
 analysis; based on a review of industry
 plant ownership patterns and estimated
 compliance costs, as revised in 1988
 following the October 1985 proposed
 rule. Based on this analysis, EPA
 concludes that there will not be a
 significant impact on a substantial
 number of small businesses.
   In  the nonferrous metals smelting and
 refining industry, the Small Business
 Administration (SBA) defines small
 entities based on employment levels.
 For most primary metal sectors, tha
 criterion for a small entity is fewer than
 750 employees: however, a higher
 threshold of 1,000 is used for some
 sectors. Based  on the appropriate
 definitions for each sector,  the Agency
 screened all the facilities in the ten
 industry sectors that were studied in
 detail and determined that, among these.
only  the ferroalloy sector contained
facilities owned by small business
enterprises. The 1985 analysis indicated
 further that none of the ferroalloy
 facilities owned by small businesses
 were among those projected to incur
 costs due to this remterpretation. Since
 the 1988 revision did not significantly
 alter the list of plants or waste streams
 included in the EPA data file, this
 conclusion should remain valid.

 Vm. Effective Date

 A. Notice and Comment Requirements

   Today's rule is being issued without
 additional prior notice and opportunity
 for comment. EPA is issuing this rule
 directly as  final for a number of reasons.
 First, in light of the extremely short, one-
 month  time period allowed by the court
 to relist these six wastes, EPA
 determined that a public comment
 period would be impracticable and
 would prevent EPA from meeting the-
 explicit deadline set by the court's
 order. Furthermore, EPA believes that
 public comment is unnecessary. By
 today's action, EPA is merely removing
 the suspension from the listings that
 were finalized in 1980. These listings
 have already been through full notice
 and comment procedures. When  the
 listings were suspended, EPA explained
 that the only reason for suspension was
 EPA's belief that these wastes fell
 within the scope of the Bevill exemption.
 EPA reiterated this view when it
 proposed its reinterpretation in 1985. For
 the most part, the appropriateness of
 listing of these wastes under the criteria
 of section 3001(a) of RCRA was not an
 issue in the  1985 rulemaking, only
 whether the wastes were Bevill wastes.
 The Court of Appeals has now ruled that
 the six wastes are  "clearly" not Bevill
 wastes. Thus, EPA's original 1980
 decisions to list these six wastes  is
 reinstated by today's action. EPA need
 not take public comment prior to
 reinstating the six listings. However, as
 described above in section III. EPA will
 treat any information on the hazards
 posed by these wastes submitted after
 1980 as  a petition for rulemaking on the
 listings, and will publish the results of
 its moire detailed review of this
 information  in the Federal Register.

 B. Notification

  All persons who generate, transport,
 treat, store, or dispose of wastes which
 are covered  by today's regulation must
 notify EPA or a State authorized by EPA
 to operate the hazardous waste program
 of their activities under Section 3010 of
RCRA not later than December 12.1988.
unless these persons previously have
notified EPA or an authorized State that
they generate, transport, treat, store, or
dispose  of hazardous wastes and  have

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35420    Federal Register / Vol. 53. No 177 / Tuesday.  September 13. 1988 / Rules  and Regulations
received an identification number (see
40 CFR 262.12.263.11. and 265.11).
Notification instructions are set forth in
45 FR12748. February 26, I960.9 Persons
without EPA identification numbers are
prohibited from generating, transporting,
treating, storing, or disposing of
hazardous wastes.
  The Agency views Ihe section 3010
notification requirement to be necessary
in this case because il: is believed that
many persons that mainage the wastes
being listed today have not previously
notified EPA and received an EPA
identification number.

C. Compliance Dates
1. Interim Status in Unauthorized States
   Facilities that currently treat, store, or
dispose of the wastes subject to this
rule, but that have not received a permit
pursuant to section 3005 of RCRA and
are not operating pursuant to interim
status, may be eligible for interim status
under HSWA (see section
3005(e](l)(A](ii) of RCRA, as amended).
In order to operate pursuant to interim
status, such facilities must submit a
section 3010 notice pursuant to 40 CFR
270.70(a) by December 12,1988. and
must submit a Part A permit application
by March 13,1989. Under section
3005(e)(3), land disposal faculties
qualifying for interim status under
section 3005 (e)(l)(A)(ii) must also
submit a Part B permit application and
certify that the facility is in compliance
with all applicable ground water
monitoring and financial responsibility
requirements by March 13,1990. If not,
interim status will terminate on that
date.
   All existing hazardous waste
management facilities (as defined in 40
CFR 270.2) that treat, store, or dispose of
hazardous wastes covered by today's
rule, and that are currently operating
pursuant to interim status under section
3005(e) of RCRA, muut file with EPA an
amended Part A permit application by
March 13,1989.
   Under current regulations, a
hazardous waste management facility
that has received a permit pursuant to
section 3005 may not treat, store, or
dispose of the wastes covered by
today's rule until a  permit modification
allowing such activity has been
approved in accordance with § 270.41.
However, EPA has proposed a rule
which would amend the permit
modification requirements for newly-
   • Under the Solid Waata Disposal Amendment* of
 1980, (Pub. L. 90-452) EPA wai given the option of
 waiving tha notification requirement under section
 3010 of RCRA following revision of the section 3001
 regulations. >t the discretion of the Administrator.
listed or identified wastes. For more
details on this proposal, see 52 FR 35838.

2. Interim Status in Authorized States
  Until the State is authorized to
regulate these wastes, no permit
requirements apply and facilities lacking
a permit need not seek interim status.
Any facility treating, storing or
disposing of these wastes on or before
the effective date of authorization of the
State  to regulate these wastes under
RCRA may qualify for interim status
but, in order to be no less stringent than
the Federal program, that date may not
be after the effective date of EPA's
authorization of the State to regulate
these wastes. These facilities must also
provide the required 3010 notification as
described in section VIIIB above and
must  also provide the State's equivalent
of a Part A permit application as
required by authorized State law.
  Finally, RCRA section 3005(e)(3) or
any authorized State analog will apply
to land disposal facilities qualifying for
State interim status.
IX. Paperwork Reduction Act
  The requirements of the Paperwork
Reduction Act of 1980,44 U.S.C. 3501 et
seq., were considered in developing this
regulation. This rulemaking does not
contain any information collection
requirements.

List of Subjects

40 CFR Part 261
  Hazardous waste. Waste treatment
and disposal, Recycling. Reporting and
recordkeeping requirements.

40 CFR Part 302
   Air pollution control, Chemicals,
Hazardous materials, Hazardous
materials transportation. Hazardous
substances, Intergovernmental relations,
Natural resources. Nuclear materials,
Pesticides and pests, Radioactive
materials, Reporting and recordkeeping
requirements, Superfund, Waste
treatment and disposal. Water pollution
control.
   Date: August 31.1988.
John A. Mooro,
Acting Administrator.

   For the reasons set out in the
preamble, 40 CFR Parts 261 and 302 are
amended as follows:

 PART 261—IDENTIFICATION AND
 LISTING OF HAZARDOUS WASTES

   1. The authority citation for Part 281
 continues to read as follows:
   Authority: 42 U.S.C. 6905,6912(a), 6921. and
 6922.
  2. Section 261.4(b) (7) is revised to
read as follows:

§ 281.4 Exclusions
  (7) Solid waste from the extraction,
beneficiation and procesing of ores and
minerals (including coal), including
phosphate rock and overburden from thtf
mining of uranium ore. For the purposes
of this paragraph, solid waste from the
processing of ores and minerals does not
include:
  (i) Add plant blowdown slurry /sludge
resulting from the thickening of
blowdown slurry from primary copper
production;
  (ii) Surface impoundment solids
contained in the dredged from surface
impoundments at primary lead smelting
facilities;
  (iii) Sludge from treatment of process
wastewater and/or acid plant       .>
blowdown from primary zinc
production; '
 . (iv) Spent potliriers from primary
aluminum reduction;
  (v) Emission control dust or sludge
from ferrochromiumsilicon production;
  (vi) Emission control dust or sludge
from ferrochromium production.
*****
  3. In § 261.32, add after entries for
"Iron and steel" and before entries for
"Secondary lead", die following waste
streams:

§ 261.32  Hazardous waste from specified
sources.
Industry
and EPA
hazard-
  ous
 waste
  No.
              Hazardous waste
 Primary
  copper
  K064	
 Primary
  lead:
  K06S....
 Primary
  zinc:
  K066....
 Primary
   alumi-
   num:
   KOS8...
        Acid plant blowdown sJurry/  (T)
          sludge  resulting  from trie
          thickening  of   blowdown
          slurry from primary copper
          production..
        Surface Impoundment  solids  (T)
          contained in and dredged
          from surface impoundments
          at primary lead smelting fa-
          cilities.
        Sludge  from  treatment  of (T)
          process wastewater and/or
          acid plant blowdown from
          primary zinc production.
         Spent potiinafs from primary (T)
          aluminum reduction.

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           Federal Register  /  Vol.  53,  No 177 / Tuesday, September 13. 1988 /.  Rules  and Regulations    35421

Industry
and EPA
hazard-
ous
waste
No.
Ferroal-
loys:
K09t 	

Hazardous waste H^d

.. Emission control dust or (T)
sludge from ferrochromium-
silicon production.
.. Emission control dust or (T)
sludge from ferrocnromium
production.
4. In Appendix VII— Basis for Listing
Hazardous Waste, add the following in
the appropriate numerical sequence:
Appendix VII— Basis for Listing
Hazardous Waste;
EPA hazardous waste
1 numbar
K064 	 „ 	
K065 ~~~ .
K066 	 „.__.„.—..... 	
K088 ....„„_.„„-.....................
K090 ...._.....— 	 ~~ 	
K091- - ~ .-
* * *
Hazardous constituents
for which listed
Lead, cadmium.
Do.
Do.
Cyanide (complexes).
Chromium.
Do.
• *
                                                                                      PART 302—DESIGNATION,
                                                                                      REPORTABLE QUANTITIES, AND
                                                                                      NOTIFICATION

                                                                                         1. The authority citation for Part 302
                                                                                      continues to read as follows:
                                                                                        Authority: 42 U.S.C. 9602; sees. 311 and
                                                                                      S01(a) and 33 U.S.C. 1321 and 1381.

                                                                                         2. In § 302.4(a), amend Table 302.4 by
                                                                                      adding the hazardous substances K064.
                                                                                      K065, K066, K088, K090, and K091.

                                                                                      § 302.4  Designation of hazardous
                                                                                      substances.

                                                                                        (a) *  *  *
                          TABLE 302.4.—UST OF HAZAROUS SUBSTANCES AND REPORTABLE QUANTITIES
                                                                                          Statutory
          Hazardous substance
'CASRN
Regulatory synonyms
                                                                                    RO iCode
                                                                                                                 Final RQ
                                                                     Category  Pounds (Kg)
K064			.	
Acid  plant blowdown  slurry/sludge resulting
  from thickening of blowdown slurry from pri-
  mary copper production
K065...J	
Surface impoundment solids contained in and
  dredged from surface impoundments at pri-
  mary lead smelting facilities
K066	I		
Sludge from treatment of process wastewater
  and/or acid plant blowdown from primary
  zinc production
K088	
Spent potiiners from primary aluminum reduc-
  tion           '                -  ' '
K090	
Emission control dust or sludge from ferrochro-
  miumsiltcon production
K091	
Emission control dust or sludge from ferrochro-
  mium production
                                               •1     4 K064        X




                                               •1    '4 K065        X




                                               •1     4 K066        X





                                               •1     4 K088        X


                                               •1     4; K090        X


                                               •1     4 K091        X
                                                               1 (0.454)




                                                               1 (0.454)




                                                               1 (0.454)





                                                               1 (0.454)



                                                               1 (0.454)



                                                               1 (0.454)
[FR Doc. 88-20780 Filed 9-12-88: 8:45 am]
BILLING CODE 8560-50-M

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