Thursday
November 17, 1988
Part V


Environmental

Protection  Agency

40 CFR Part 253
Guideline for Federal Procurement of
Retread Tires; Final Rule
           Printed on Recycled Paper

-------

-------
   46558
Federal Register / Vol. 53.-No. 222  /  Thursday. November17.  1988 / Rules and Regulations
   ENVIRONMENTAL PROTECTION
   AGENCY  .

   40 CFR Part 253

   [SWH-FRL FR 3467-8]

   Guideline for Federal Procurement of
   Retread Tires

   AGENCY: U.S. Environmental Protection
, -  Agency.
   ACTION; Final rule.

   SUMMARY: The Environmental Protection
   Agency (EPA) today is issuing a
   guideline for Federal procurement of
   retread tires. The guideline implements
   section 6002(e) of the Resource
   Conservation and Recovery Act of 1976,
   as amended (RCRA), which requires
   EPA (1) to designate items which can be
   produced with recovered materials and
   (2) to prepare guidelines to assist.
   procuring agencies in complying with
   the requirements of section 6002. Once
  EPA has designated a procurement item,
. section 6002 requires that any procuring
  agency using Federal funds to procure
  that item must purchase such items
  containing the highest percentage of
  recovered materials practicable.
    The guideline issued today designates
  tires as products for which the
 procurement requirements of section
 6002 apply. The guideline also contains
 recommendations for implementing the
 section 6002 procurement requirements
 as well as the requirements for revising'
 specifications.
 EFFECTIVE DATES: The guideline is  /   -  '"
 ' effective November 17,1988. Prbcurmg '
 agencies must implement the
 requirements: of RCRA section 6002 with •
 respect to procurement of tires
 according to the following schedule:
   Completion of specification revisions
 and development of affirmative
 procurement programs: November 17,
 1989.
   Commencement of procurement of
 tires in accordance with RCRA section
 6002: November 17,1989.
 ADDRESS: The piibJic docket is available
 for viewing in Room LG-100, U.S.
 Environmental Protection Agency, 401 M
 Street SW., Washington, DC from 9:00
a.m. to 4:00 p.m., Monday through
Friday, excluding holidays. To review
docket materials, the public must make
an appointment by calling (202) 475-
9327. Materials may be copied from any
regulatory docket at a cost of 15 cents
per page. Copying totaling less than $15
is  free.
FOR FURTHER INFORMATION CONTACT:
RCRA Hotline, toll free, at (800) 424-
9346 or at (202) 382-3000. For technical
information, contact William Sanjour,
                               Office of Solid Waste, OS-330, U.S.
                               EPA, 401M Street, SW., Washington,
                               DC 20460, telephone: (202) 382-4502	
                               SUPPLEMENTARY INFORMATION: L-,  f.

                               Preamble Outline        '      .".''"   ;'"!
                               I. Authority

                               n. Introduction                -  -'': '•'.
                               A. Purpose and Scope         , •  ''_-"'."
                               B. Requirements of Section 6002     •*•'".
                               C. Rationale for Selecting Tires for a     T'"':
                                  Procurement Guideline       . -'.-' ^
                               D. Background Information on Tire ". 1:V V*
                                  Retreading               -.'•'"•'
                               E. Current Retread Tire Procurement  •••'••
                                  Procedures               .      .
                                1. Procurement of Services    -"..'."  ..".'
                                2. Procurement of Products    :-:'   '_-"'' '•
                              IIL Contents of the Guideline   .'•''•-  : "•»••-
                              A. Purposes and Scope     ... ... :.''  ...   .-.f;'
                                1. Airplane Tires       •--"   '•'"'""-"  .-'•'".'
                                2. Original Equipment Tires       .  . ~''
                                3. Tires Manufactured with Recovered- • •
                                  Rubber               .   • /  . . . j  V
                              B.Applicability            •'   .....  ,-
                                1. Procuring Agencies
                                2. Direct Purchases          .       '/•  '
                                3. Indirect Purchases
                                4. The $10,000 Threshold        .   '  • "
                              C. Definitions                  " "•-'"•'
                              D. Requirements vs. Recommendations
                           •   E. Specifications
                                1. Federal Agencies
                              •  2. Procuring Agencies           '•     '_._
                                3. Public Comments on the Proposed
                                 Specifications Provisions
                                 a. EPA recommendations for ".
                                 specification revisions
                            •' "'•  b'. Impact of NHTSA regulations "  ;••:'"-*"•
                                 c. Use of a single specification for new
                                 and retread tires        .
                                 d.Miscellaneous^comments  !"'•'.'
                               4. Sources of Specifications     ;
                            -  • 5. Exclusions • •                   ' .   ;
                             F. Affirmative Procurement Program"
                              ' 1. Recovered Materials Preference Program
                               -•  a. Proposed recommendations for  a'  •
                                preference program
                                b. Final recommendations for a
                                preference program
                                c. Other preference program -
                                recommendations '                 .
                                d. Other procurement approaches
                                considered
                               2. Promotion Program
                               3. Estimates, Certification, and Verification
                                a. Estimation
                                b. Certification             ..  .  '   •
                                c. Verification               .  .
                               4. Annual Review and Monitoring
                            IV. Price, Competition, Availability, and
                            Performance
                            A. Price                      -   .
                            B. Competition and Availability
                            C. Performance ,
                            V. Miscellaneous Comments

                            VI. Implementation

                            VII. Regulatory Analyses
                            A. Environmental and Energy Impacts
                            B. Executive Order No. 12291
                            C. Regulatory Flexibility Act
 _., L Authority

~.*~:. This guideline is issued under the
r.T.  authority of sections 2002(a) and 6002 of
". ,s the Solid Waste Disposal Act, as
  ' amended by the Resource Conservation
    and Recovery Act of 1976, as amended.
  •:  42 U.S.C. 6912(a) and 6962.
.-'•  n. Introduction

.' .  A, Purpose and Scope
 -,;.-".-. The Environmental Protection Agency
--'•  (EPA) today is issuing one in a series of
    guidelines designed to encourage the use
.;-.  of products containing materials
  •  recovered from solid waste, section 6002
-; :..;pf the Solid Waste Disposal Act, as
;'". .amended by the Resource Conservation
--.and Recovery Act (RCRA or the Act), as
.:\. amended, 42 U.S.C. 6962, states that if a
  -. Federal, State, or local procuring agency
   uses Federal funds to procure certain
-•;-•; designated items, such items must be
.-  composed of the highest percentage of
   recovered materials practicable. EPA is
   required to designate these items and to
   prepare guidelines to assist procuring
 .  agencies in complying with the
   requirements of Section 6002.
     EPA issued the first of these
  guidelines, for cement and concrete
:.  containing fly ash, on January 28,1983
  ,(48 FR 4230; 40  CFR Part 249). EPA
  issued a guideline for paper and paper
  products containing recovered materials
  on October 6,1987 (52 FR 37293; 40 CFR
  Pai125°] with concurrently proposed
.;. amendments (52 FR 37335). A revised
  final paper guideline was" promulgated
  on June 22,1988 (53 FR 23546). EPA
. promulgated a final guideline for
  lubricating oils  containing re-refined oil
-.on June 30,1988 (53 FR 24699; 40 CFR
  Part 252). A guideline for asphalt
  materials containing ground tire rubber
  was proposed on February 20,1986 (51
  FR 6202), a guideline for retread tires
  was proposed on May 2,1988 (53 FR
  15624), and a guideline for building
  insulation products was proposed on
  August 2,1988 (53 FR 29165). Today.
  EPA is promulgating the final retread
  tires guideline.
    This preamble describes the
  requirements of section 6002, explains
  the basis for designating tires as a
  procurement item subject  to section
  6002, discusses EPA's recommendations
•  for implementing section 6002 with
  respect to procurement of tires, and
  responds to comments on  the proposed
 guideline. It also provides information
 regarding the price, availability, and
 performance of retread tires.

 B. Requirements of Section 6002

    Section 6002 of RCRA, "Federal
 Procurement," directs all procuring

-------
         Federal Register /  Vol.  53. No. 222 / Thursday. November 17. 1988 / Rules  and Regulations   46559
agencies which use Federal funds to
procure items composed of the highest
percentage of recovered materials
practicable, considering competition,
availability, technical performance, and
cost. Two factors trigger this
requirement. First, EPA must designate
the items to which this requirement
applies. Second, the requirement only
applies when the purchase price of the
item exceeds $10,000 or when the
quantity of such items or of functionally
equivalent items purchased or acquired
Jn the course of the preceding fiscal year
was $10,000 or more.
  Section 6002(c) requires procuring
agencies to obtain from suppliers an
estimate of and certification regarding
the percentage of recovered materials
contained in their products.
  Federal agencies responsible for
drafting or reviewing specifications for
procurement items were required under
section 6002(d)(l) to review and revise
the specifications by May 8,1988 in
order to eliminate both exclusions of •
recovered materials and requirements
that items be manufactured from virgin
materials. In addition, within one year
after the date of publication of a
procurement guideline by EPA, the
Federal agencies must revise their
specifications to require the use of
recovered materials in such items to the
maximum extent possible without
jeopardizing the intended end use of the
item.
  Section 501 of the Hazardous and
Solid Waste Amendments of 1984 (Pub.
L. 98-616) added paragraph (i) to section
C002 of RCRA. This provision requires
procuring agencies to develop an
affirmative procurement program for
purchasing items designated by EPA.
The program must assure that items
composed of recovered materials will be
purchased to the maximum extent
practicable, be consistent with
applicable provisions of Federal
procurement law, and contain at least
four elements:
  (1) A recovered materials "preference
program:
  (2) An agency promotion program;
  (3) A program for requiring estimates,
certification, and verification of
recovered material content; and
  (4) Annual review and monitoring of
the effectiveness of the procurement
program.
  Under section 6002(e), EPA is required
to Issue guidelines for use' by procuring
agencies in complying with the
requirements of section 6002. The EPA
guidelines must designate those items
which can be produced with recovered
materials and whose procurement by
procuring agencies will fulfill the
objectives of section 6002. They also
must provide recommendations for
procurement practices and information
on availability, relative price, and
performance.
  Section 6002 is designated to promote
materials conservation and thereby to
reduce the quantity of materials in the
solid waste stream. By using products
containing recovered materials. Federal
procurement can demonstrate their
technical and economic viability. In
addition. Federal procurement
guidelines can provide guidance to state
and local governments interested in
procuring products containing recovered
materials, and Federal procurement of
such products is expected to result in
increased procurement of them by these
o ther groups as well.
C. Rationale for Selecting Tires for a
Procurement Guideline
  In the preamble to the fly ash
guideline, EPA established criteria for
the selection of procurement items for
which guidelines will be prepared. •
However, section 6002(e) of RCRA, as
amended by the Hazardous and Solid
Waste Amendments of 1984, specifically
directs the EPA Administrator to issue
procurement guidelines for tires. The
portion of the Conference Committee
report describing the amendments to
section 6002 explains that the term
"tires" includes "the use of retreaded
tires." [H.R. 2867 Conference Report, p.l,
Cong. Rec. H11138 (October 3,1984).]
Since Congress already has selected
tires as an appropriate subject for a
procurement guideline, it is not
necessary for EPA to demonstrate that
tires satisfy the EPA criteria for
selectingprocurement items.
  However, commenters on the
proposed retread tires guideline stressed
to EPA that by providing information on
the environmental benefits of using
retread tires, EPA would help to'
convince buyers to purchase retread
tires. EPA agrees-and is providing the , •
following summary of information on
tires as a solid waste disposal problem.
  In 1988,220 million tires were .
discarded. Passenger car and light truck
tires account for approximately 80
percent of the total number of tires .  --,
scrapped, the remainder being bus,-.  ••
truck, and off-road tires (e.g.,
construction equipment and agricultural
equipment tires).  While scrap tires often
can be retreaded, sold as used tires, or
otherwise reused or recycled, they
generally wind up in landfills, tire  .
stockpiles, and along roadsides or
waterways.       *
  Tires cannot be easily managed in
landfills. They do not biochemically  . .
degrade and tend to rise or float to the
surface after burial, create voids in the .
landfills, and provide a home for rodents
and insects. Some landfills have
equipment to shred or slice tires prior to
burial, but shredding is a costly process.
As a result, many landfills will not
accept tires at all or charge additional
tipping fees for tires, often at a level
high enough to discourage tires from
being brought to the facility.
  Scrap tires  often are disposed of on
private property in tire stockpiles.The
tire industry estimates that there are
between 2 and 3 billion tires in piles
scattered throughout the United States
and that these piles are increasing by
150 to 200 million tires per year. Efforts
to regulate or to eliminate these piles
have been largely unsuccessful. While
some of these tires will be recycled into
crumb rubber or used as fuel, the  .
majority of the tires have no known use.
  The tire piles pose a serious threat to
both public health and the environment
as a home for rodents and insects and
as fuel for fires.  For example, a'4 million
tire pile ignited in Winchester,'Virginia
in 1983. It took eight months and the
combined efforts of the Federal, State,
and county governments to contain the
fire, which ultimately burned itself out.
EPA alone spent $1.2 million of
Superfund monies to contain and
remove the oily residue generated by the
burning tires.
  Thus, it is desirable to encourage a -
reduction in used tire disposal, and tire
retreading is one means of
accomplishing this end.

D. Background Information on Tire
Retreading
  The retreading industry was started in
the 1910s. Today there are
approximately 2,600 retreading plants in
the United States. They retread tires for
aircraft (commercial and military),
agricultural equipment, automobiles,
light- and heavy-duty trucks, buses
(school and mass transportation), off-  '
road, vehicles (i.e.; earthmovers,'
graders, loaders, and dozers) and racing
cars.
  Tire retreading is the application of a
new tread to a worn tire. The tire
retreading process involves the
following steps:
  • Inspection and selection of tires
suitable for retreading.
  • Removal  of the old tire tread  .
through a buffing process.
  • Repair of the tire casing,'if
necessary. .   .'  '  '   '
  • Application of rubber cement.
  • Application of a hew tread.
  • Curing.                 -     ;   •
  • Inspection of the retreaded tire.
  There are two methods for applying a
new tread: the mold-cured process, u;   .

-------
   46560   FederarRegster^/ Vol. 53V No.' 222" /-Thiirsday, November 17. 1988_/ Jules and Regulations
   which an uncured rubber tread is
   applied, and the pre-cured process, in
   which a pre-cured, pre-molded rubber
   tread is applied.
     During the mold-cured process,
   uncured (i.e., nonvulcanized) rubber is
   applied to the tire. The tire then is
   placed in a mold to form the tread
   pattern, the tire is internally pressurized,
   and the mold is heated. The   .
   combination of heat and air pressure
   applied for an appropriate period of time
   vulcanizes the rubber and bonds it to
   the tire body.
     During the pre-cure process, a thin
   layer of uncured rubber (the bonding
   layer) is applied to the tire body. The
   pre-cured, pre-molded rubber tread is
   applied over the bonding layer. The tire
   is then placed in an autoclave to bond
   the tread to the tire body. Again, the
   combination of heat and air pressure
   applied over time vulcanizes the
   bonding layer and bonds it and the tread
  to the tire body.
    Two U.S. manufacturers use a bead-
  to-bead process, which involves
  replacing the sidewall and shoulder
  rubber  in addition to the tread. These
  processes, which are also known as
  remolding or remanufacturing, are used
  to manufacture passenger car tires and
  ligh truck tires.
    A properly retreaded tire can provide
  the same mileage as a new tire, thus
  substantially extending a tire's useful
  life. Tires also can be retreaded multiple
  times. Truck tires, for example, are often
.  retreaded two or three times.,
  E. Current Retread Tire Procurement
  Procedures
   Procuring agencies can procure either
  a service—tire retreading—or a
  product—retread tires. Agencies
 currently use different methods for
 procuring retreading services than for
 procuring retread tires as a product.
 These approaches are described below.
   1. Procurement of Services. The U.S.
 General Services Administration (GSA)
 awards contracts for tire retreading
 services. Retreading contracts are
 awarded by the GSA regional offices.
 The regional offices then issue a supply
 schedule, Federal Supply Schedule No.
 753II, Tire Retreading and Repairing,
 identifying the vendors  of tire retreading
 services  within the GSA region. The
 individual Federal agencies ' can bring
 their tires to these vendors for
retreading. The vendor retreads the tire
and returns it to the procuring agency. If
the tire is not retreadable (e.g., the
  1 The Department of Defense uses Schedule No.
7S3H for retreading of tactical equipment and
heavy-duty truck tires, as well as for administrative
and light-duty vehicle tires.
   casing is damaged), the vendor returns it
   to the agency for disposal.
    Vendors retread tires in accordance  ,
   with GSA Specification ZZ-T-441,   •
   which details the retreading procedures
   to be followed, including inspection of
   the worn tire casing for suitability for
   retreading, and inspection of the
   finished product. It applies to both the
   mold-cured and pre-cured retreading
   processes and to tire repairs. It covers
   four groups of tires: (1) Passenger car
   and cycles, (2) light truck and high speed
   industrial, (3) truck, bus and trailer, and
   (4) special service (including military,
   agricultural, off-highway, and slow
   speed industrial).
    The specification also requires that
  the retreader receive a mandatory pre-
  award facility certification of approval.
  According to the specification, there are
  two acceptable approaches that a
  retreader may use to have his facility
  certified: either a GSA inspector can
  perform the retreading facility
  inspection or the retreader can provide
  evidence that within the previous 12
  months the facility has received an
  approved certification from a nationally
  recognized retread tire trade
  association. While the specification
  does not identify any particular
  association, EPA knows of two such
  organizations, the National Tire Dealers
  and Retreaders Association (NTDRA)
  and the American Retreaders
  Association (ARA). '
   With the exception of the Department
  of Defense, very few Federal
  government agencies have central motor
  pools to maintain and repair vehicles.
  Nor are tires stockpiled in Federal
 government warehouses or depots.
 Instead, replacement tires are obtained
 from the  commercial marketplace.
   For example, replacement tires for
 GSA Interagency Fleet Management
 System vehicles are, for the most part,
 obtained from retail tire distribution
 outlets. In a limited number of locations
 where GSA has in-house maintenance
 and repair facilities, a small number of
 replacement tires may be stored.
 Operators of GSA fleet vehicles contact
 one of eleven GSA maintenance control
 centers for authorization of maintenance
 and repairs, including tire replacement.
 GSA automotive  technicians, using
 established criteria on minimum tread
 depth, and in conjunction with other
 relevant information provided by the
 operator, make the decisions on tire
 replacement. Retread tires may be
 purchased depending on the type of
 vehicle (non-passenger carrying), the
 intended vehicle use, cost, and the
availability of retread tires through the
retail distribution system.
    GSA has issued two policy statements
  regarding use of retread tires, which
  provide vehicle operators with some
  criteria to use in making the decision to
  procure a new tire or a tire retreading
  service * GSA does not monitor
  procuring agencies' use of the retreading
  contracts, however.
    Several states also procure tire
  retreading services. Some states use
  prison retreading facilities, while others
  use contractors. For example, the State
  of Vermont procures retreading services
  for truck and aircraft tires. The state
  uses a specification which identifies the
  retreading process to be used (mold-
  cured), retread size, and tread design. It
  requires that the retreader use the
  state's casings. The state invites bids to
  supply retreading services in
  accordance with the specification and
  awards one-year contracts with two
  options to renew.
    Vermont has a central motor pool
  which warehouses replacement parts,
  including a mix of new and retreaded
  tires. The motor pool staff are trained in
  tire inspection procedures. Each tire
  casing is inspected to determine
  whether it can be retreaded; if it is
  suitable for retreading, it is sent to the
  contract retreader.
    2. Procurement of Products. Several
  methods can be used to procure retread
  tires as products. They generally are
  purchased through open competition
.  (although the Federal Government does
  not use this method of procurement for
  retread tires). The procuring agency
 invites bids from both vendors of new
 toes and vendors of retread tires. The
 contract is awarded to the lowest-priced
 responsible bidder.
   One method is to invite bids to sell a
 mix of new and retread tires, in which
 agencies identify particular types or
 sizes of tires that they wish to purchase
 as retreads. Vendors then bid against
 the mixed list.
   Another method of procuring retread
 tires as a product is through mileage
 guarantees. The tire specification
 requires the contractor to guarantee an
 average mileage and to submit a
  ' GSA't written policies provide that truck, bus
and heavy equipment tires should be examined for
retreadability. Tires of 6 ply or greater with a
minimum remaining tread depth of at least ^32"
should be submitted to a government retread
contractor for possible retreading. Retreads are
recommended for use-on low speed (25 miles per
hour or less) on- and off-road vehicles. GSA
recommends that retreads not be used on steering
axles of high speed, over-the-road vehicles. Further.
GSA policies prohibit use of retreads on passenger
carrying vehicles or on the steering axle of any
Interagency Fleet Management Vehicle used on
public highways but allows use of retreads on the
rear wheels of large trucks, truck tractors, trailers.
and off-road vehicles.

-------
         Federal Register / Vol. 53. No. 222 /
                     November 17,  1968 / Rules  and Regulations   46561
performance bond. The price of each tire
is divided by the guaranteed mileage to
obtain a guaranteed cost per mile. If the
tire does not perform for the guaranteed
mileage, the cost per mile is used to
adjust the price of the tire. The
difference between the actual tire price
and the adjusted price is the amount the
contractor must reimburse the procuring
agency. Both vendors of new tires and
vendors of retread tires can submit bids
using this type of procurement
specification.
III. Contents of the Guideline
  This portion of the preamble explains
each section of the final guideline.
A. Purposes and Scops
  The purposes of this guideline are (1)
to designate tires as an item subject to
the procurement requirements of section
6002 of RCRA and (2) to recommend
procedures for complying with section
6002.
  This guideline applies to purchases of
the following types of tires: Passenger
car tires, light- and heavy-duty truck  '
tires, high speed industrial tires, bus
tires, and special service tires (including
Military, agricultural, off-the-road, and
slow speed industrial). Commenters
questioned several exclusions from the
scope of the guideline as discussed .
below.                 "     •   -
  1. Airplane Tires. The guideline does
not apply to airplane tire's. In the
proposed guideline, EPA explained that
because agencies that procure airplane
tires already use retread  tires
extensively, it did not believe that
designating airplane tires would result
In increased use of re treaded airplane
tires. EPA further staled that when
Congress directed EPA to issue a
procurement guideline  for tires, it
intended EPA to focus on automobile,
truck, and other vehicle tires because
they are a significant solid waste
problem; the bulk of the tires in the solid
waste stream are automobile tires and,
to a lesser extent, truck and other
vehicle tires.        '        •     .
  Several commenters stated that EPA
should include airplane tires within the
scope of the guideline. These
commenters argued that airplane .tires
might not be retreaded to the maximum
extent practicable, that including them
In the guideline would insure their
continued use, and that there is no data
showing that airplane tires are not a
significant solid waste  disposal problem.
None  of the commenters submitted data
supporting their arguments.
  EPA has data, which has been placed
in the docket for this guideline,
demonstrating'that airplane tires are not
a significant solid waste disposal
 problem. In addition, EPA believes that
 if an item is already extensively
 recycled, so that an EPA procurement
 guideline will not have a significant
 impact on recycling, it is preferable to
 use EPA's resources to develop
 guidelines which will have a significant
 impact on recycling. For these reasons,
 EPA is not including airplane tires
 within the scope of the final guideline
 issued today. If EPA receives
 information indicating that issuing a
 guideline would have an impact on
 retreading of airplane tires or that the
 volume of airplane tire retreading is
 decreasing, then EPA will consider the
 feasibility of a guideline for this item.
  In the proposed guideline, § 253.3(d)(3)
 provided that the guideline did not apply
 to purchases of airplane tires. Since
 exclusion of these tires is really a scope
 issue, EPA has placed the exclusions in
 § 253.2 of the final guideline and deleted
 § 253.3(d)(3)..
  2. Original Equipment Tires, In the
 proposed guideline, EPA noted that
 RCRA section 6002{i) provides that
 affirmative procurement programs
 should be consistent with applicable
 provisions of Federal procurement law,
 that Federal procurement law requires
 Federal procuring agencies to purchase -
 commercial products and to use
 commercial distribution systems
 whenever such products or systems are
 adequate to meet the government's
 needs, and that new vehicles are
 purchased in accordance with this
 requirement. Because new vehicle
 manufacturers are required by National
 Highway Traffic Safety Administration .
 (NHTSA) regulations to use new tires
 (49 CFR 571.110 and 571.120), the
 vehicles purchased by Federal procuring
 agencies will be equipped with new
 tires. Therefore, EPA concluded that
 requiring retread tires would be contrary
 both to the NHTSA regulations and the
 FAR, and thus contrary to the
 requirement of RCRA section 6002(i)(l)
 that procuring agencies must comply
 with applicable Federal laws.
  Several commenters questioned EPA's
 conclusion. They maintained that the '
 NHTSA regulations do not require the
 use of new tires on new motor vehicles
 but, rather, are performance standards
 which could be met equally well by
 retread tires or new tires. EPA has
 reexamin'ed this issue and reconfirmed
 that the NHTSA requirements foreclose
 EPA from including original equipment
 tires on new motor vehicles within the
 scope of the guideline.
  The NHTSA regulations require that
npw motor vehicles'must meet either
Federal Motor Vehicle Safety Standard
 (FMVSS) 109, "New Pneumatic Tires-
Passenger Cars." or FMVSS No. 119,
 "New Pneumatic Tires for Vehicles
 Other Than Passenger Cars."
 Discussions with NHTSA verified EPA's
 earlier conclusion that these standards
 require that new passenger vehicles be
 equipped with new tires and do not
 allow the use of retread tires. It is
 NHTSA's position that manufacturers
 who supplied new motor vehicles with
 retread tires would be in violation of the
 National Traffic and Motor Vehicles
 Safety Act of 1966 and consequently
 subject to fines. •
  RCRA section 6002(dJ(l) requires
 Federal agencies with the responsibility
 for drafting "specifications for
 procurement items" to eliminate from
 the specifications any exclusion of
 recovered materials and any
 requirement that items be manufactured
 from virgin material. A commenter has
 suggested that the NHTSA standards
 are discriminatory specifications
 prohibited by section 6002(d). EPA,
 however, has determined that the
 NHTSA standards are not procurement
 specifications. NHTSA promulgated its
 Federal Motor Vehicle Safety Standards
 under express Congressional direction.
 Safety, not procurement, is the
 "overriding consideration in the
 issuance of standards" under the
 National Traffic and Motor Vehicle
 Safety Act of 1966. [Senate Rep. No.
 1301, 89th Cong.. 2d Sess. 6 (1966).]
  Certain commenters submitted
 evidence that some' retread tires could
 meet the NHTSA standards prescribed
 for new tires. EPA urges these
 commenters to petition NHTSA to revise
 its regulations so as to allow a
 manufacturer to equip new motor
 vehicles with qualifying retread tires. If
 the NHTSA standards are revised,
 Federal agencies which write
 procurement specifications must then
 assure that these specifications meet  the
 requirements of section B002(d) and do
 not exclude the procurement of motor
 vehicles equipped with retread  tires.
 However, until NHTSA standards
 permit this, EPA will not, under section
 6002(i), recommend to procuring
 agencies an affirmative procurement
 program which would direct them to
revise their motor vehicles
 specifications.to require retread tires  on
new vehicles.'
  Because the NHTSA standards ban
 the use of retread tires on new
passenger vehicles, it is unnecessary for
EPA to exclude tires on new cant from
the guideline. Moreover, in the event the
NHTSA standards are changed so as  to
permit the use of retread  tires on new
motor vehicles, the exclusion would be
inappropriate/Therefore, S 253.3(d)(l) of
 the proposed guideline has been deleted

-------
  ..46562    Federal-Register-/..Vol.53. No. 222 /.Thursday. November 17.  1988 / Rules and Regulations
  . in the filial guideline, and § 253.2, •   .-
   Designation, no longer specifically
 -  excludes original equipment tires.
    .3. Tires Manufactured With
 .- Recovered Rubber. A commenter stated
   that the guideline should apply to-
   procurement of tires manufactured with
   recovered rubberi EPA plans lo study
   the feasibility of a procurement
   guideline for this item and will consider
   issuing a separate guideline when the
   feasibility study is completed.

   B. Applicability
  ~- Many of the requirements of section
   6002 apply to "procuring agencies,"
   which is defined by RCRA section
   1004(17) as "any Federal agency, or any
   State agency or agency of a political
   subdivision of a State which is using
  appropriated Federal funds for such
  procurement, or any person contracting
  with any such agency with respect to
  work performed under such contract"
  Under'section 6002(a), the procurement
  requirements apply to any purchase by a
  procuring agency of an item costing
  $10,000 or more or when the procuring .
  agency purchased $10,000 worth of the
  item or of a functionally equivalent item
  during the preceding Fiscal year. Both
  direct and indirect purchases are
  covered.
    ^Procuring Agencies. Commenters
  asked EPA to include in this guideline
  the discussion of the applicability of
  section 6002 to procuring agencies  that
  was included in EPA's other
  procurement guidelines. EPA agrees that
  the discussion is germane to this
. guideline.
   The statutory definition of procuring
 agency identifies three types of
 agencies: (I) Federal agencies, (2) State
 or local agencies using appropriated
 Federal funds, and (3) contractors.
 Federal agencies should note that under
 this definition, the requirements of
 section 6002 apply to them whether or
 not appropriated Federal funds are used
 for procurement of items designated by
 EPA. Section 253.3(a)(2) has been added
 to the final guideline to clarify this point.
   In  addition, the requirements of
 section 6002 apply to each Federal
 agency as a whole; see § 253.3(a)(2)(iii)
 of the final guideline. This point  is
 particularly important in determining
 whether the $10,000 threshold has been
 reached. For example, GSA, as a whole,
 purchases more than $10,000 worth of
 tires during each fiscal year, therefore,
 the requirements of section 6002 will
 apply to all of GSA's tire procurements,
including procurements by individual
regional offices, even if a regional office
procured less than $10,OOO worth  of tires.
  2. Direct Purchases. This guideline
applies to tire purchases made directly
  - by a procuring agency or by a
   government contractor for use in
   government vehicles and equipment
   Direct purchases by a contract would
   include-purchases for .maintaining a
   government fleet8        - .
     A commenter suggested  that EPA
   provide guidance, such as
   recommending use of ratios, to
   contractors who do work which is
   funded by commingled Federal and non-
   Federal funds. Nothing in section 6002
   and its legislative history suggests that
   Congress contemplated use of ratios to
   determine the applicability of section
   6002 to procuring agencies, including
   contractors. In fact, Congress simply
  , stated that the procurement
   requirements apply to any purchase or
   acquisition. EPA further believes that
  the use of ratios would be unnecessarily
  burdensome. EPA has concluded that
  determining the applicability of section
  6002 to a procuring agency in a given
  instance should be simple end-direct. If
  a State or local procuring agency or a
  contractor is using Federal funds, even if
  such funds are commingled with non-
  Federal funds, then the requirements of
  section 6002 apply. See § 253.3(a)(2)(ii)
  of the final guideline.
    3. Indirect Purchases. The definition
  of "procuring agency" in RCRA section
  1004(17) makes it dear that  the
  requirements  of section 6002 apply to
  "indirect purchases," i.e., purchases by a
  State or local  agency using appropriated
  Federal funds or by contractors. Thus, .
  the guideline applies to tire purchases
  meeting the $10,000 threshold made by
  States and their localities or their
  contractors, subcontractors, grantees, or
  other persons  which are funded by "
 grants, loans, or other forms of
 disbursements of monies from Federal
 agencies.
   In the proposed guidelines, EPA stated
 that the guideline does not apply to tire
 purchases by State and local procuring
 agencies or contractors if they are
 unrelated to or incidental to  the Federal
 funding, i.e., not the direct result of the
 grant loan, or funds disbursement.
 Several commenters disagreed with
 EPA's interpretation, noting that RCRA
 section 6002(a) states simply that
 section 6002 applies to "any purchase or
 acquisition of a procurement  item"
 (emphasis added) when the $10,000
 threshold is reached. These commenters
 raise an issue of general applicability to
  • The term "government fleet" includes (1)
vehicles owned by a procuring agency and operated
or maintained on behalf of the agency by a
contractor. (2) vehicles owned by a contractor or a
third party and leased to or used by a.procuring
agency, and (3) vehicles owned by a contractor and
used by the contractor with respect to work
performed under contract to a procuring agency.
   all the procurement guidelines. The
   Agency plans further review and
   consideration of this issue and will
•   publish detailed guidance on this subject
   within the near term. However, at this
   time, EPA is retaining the proposed
   language (in 5 253.3(c) of the final
   guideline) which provided that the
   guideline did not apply to purchases that
   were not the direct result of a Federal
   grant loan,'or funds disbursement.
    EPA solicited comments on whether
   this guideline should exempt block
   grants from  the section 6002
   procurement requirements or exempt
   block grants only when it is not possible
   to account separately for such funds. A
   commenter suggested that EPA require
  •all Federal grants to have specific line
 • item allocations for any item designated
  under section 6002(e) or that procuring
  agencies apply the ratio of Federal to
  non-Federal funding to each individual
  product category covered by a
  procurement guideline. EPA believes
  that both of these suggestions go beyond
  the scope of RCRA section 6002. Section
  6002(e) clearly gives EPA authority to
  recommend guidelines but not to require
  compliance with them. As discussed
  above, nothing in section 6002 and its
  legislative history suggest that Congress
  contemplated use of ratios to determine
  the applicability of .the procurement
  requirements to procuring agencies.
   Thus, EPA believes that the guidelines
  should apply whenever Federal monies,
  including block grants, are used,
  whether or not they are commingled
  with non-Federal  funds. In other words,
  if any Federal funds are used, then the '
  requirements of section 6002 apply.
   4. The $10,000 Threshold. RCRA
  section 6002(a) provides that the
  requirements of section 6002 apply (1)
  when the purchase price of an item
  exceeds $10,000 or (2) when the quantity
  of such items or of functionally
 equivalent items purchased during the
 preceding fiscal year was $10,000 or
 more. Section 253.3(a)(l) of the guideline
 provides  that procuring agencies should
 consider all sizes and types of tires to be
 functionally equivalent items, thus,
 when determining if the $10,000
 threshold has been reached, procuring
 agencies should tally the cost of all tires
 purchased, rather than each size or
 category of tire (e.g., truck tires,'
 automobile tires) purchased. EPA
 believes that restricting the applicability
 of section 6002 based upon a narrow,
 technical definition of functional
equivalency would limit the
effectiveness of the guideline in meeting
the objectives of RCRA, because an
agency may purchase less than $10,000
of each size or category of tire. EPA

-------
          Federal Register	/	Vol.	53.	No.	222 /Tlwsday.^NovemberlT.lgSS / Rules and Regulations   46563
 recommended a similar approach in the
 guideline for procurement of lubricating
 oil containing re-refined oil, 53 FR 24705
 (jur.e 30.1988).
   A corr-menter stated that EPA should
 tsquire procuring agencies to consider
 ell sizes and types of tires to be
 functionally equivalent, noting that it is
 EPA's job (o flesh out the statutory
 requirements. While EPA agrees  that it
 has the authority to flesh out the
 statutory  requirements, such authority is
 found in RCRA section 6002(e}(2), which
 provides that EPA guidelines shall "set
 forth recommended practices"
 (emphasis added). The commenter has
 failed to cite any statutory provision
 which empowers EPA to require a given
 practice. In addition, the commenter is
 incorrect  in  stating that EPA's final
 paper and lubricating oils guidelines
required a procuring agency to  consider
 its paper or lubricating oil purchases as
 functionally equivalent for purposes of
 determining the guidelines' applicability;
 both guidelines state that specified
 items should, not must, be considered to
 be functionally equivalent. (See 53 FR
 23551, June 22.1988, and 53 FR 24705.
 June 30.1S88.)
   EPA noted in the preamble to the
 lubricating oil procurement guideline
 that while RCRA section 6002(a)
 provides that Section 6002 and EPA
 guidelines apply whenever a procuring
 agency purchases $10,000 or more worth
 of an item in the course of the preceding
 fiscal year, it does not provide that the
 procurement requirements are triggered
 when the  quantity of items purchased
 during the current fiscal year is $10.000
 or more (emphasis added) (53 FR  24705,
 June 30,1988). In other words, Congress
 did not intend to require procuring
 agencies to keep a running tally during
 the current year of procurements of
 items designated by EPA. Section 6002
 clearly sets out a two-step procedure for
 determining whether the S10.000
 threshold  has been reached. First, a
 procuring agency must determine
 whether it purchased $10.000 worth of
 an item or of functionally equivalent
 Herns during the preceding fiscal year.
 Second, if a procuring agency did not
procure $10,000 worth of an'item during
 the preceding fiscal year, it is not
 subject to section 6002 unless it makes a'
$10,000 purchase of the item in the
current fiscal year. The requirements of
 section 6002 then apply to the S10.000
purchase of the item; to all subsequent
purchases of the item made during the
current fiscal year, regardless of size;
and to all  procurements of the item
made in the following fiscal year (Ibid.).
 * However, it has been brought to EPA's
attention that the regulation portion of
 the lubricating oil, paper, and retread
 tires procurement guideline do not
 reflect this interpretation. EPA has
 corrected § 253.3(a)(l) in the final
 guideline issued today and will be
 issuing corrections to the lubricating oil
 and paper guidelines to remove any
 ambiguity on this issue.
   Finally. EPA notes that the FAR
 contains a $25.000 small procurement
 provision, 48 CFR Part 13. This provision
 should not be confused with the $10,000
 threshold because their purposes are
 different. The $10,000 threshold
 determines when the affirmative
 procurement provisions of RCRA section
 6002  apply, whereas the $25,000
 threshold triggers-small procurement
 procedures. Procuring agencies must use
 the $10,000 threshold when determining
 the applicability of RCRA section 6002
 and the final guideline issued today.

 C. Definitions
  No comments were received on the
 proposed definitions, and EPA is issuing
 them as proposed.
 D. Requirements vs. Recommendations
  RCRA section 6002 requires procuring
 agencies and contracting officers to
 perform certain activities, such as
 revising specifications for procurement
 items. It also requires EPA to prepare
 "guidelines for the use of procuring
 agencies in complying with" section
 6002.  EPA has incorporated the section
 6002 requirements into the guidelines for
 the benefit of procuring agencies. As a
 result, the guidelines contain two types
 of provisions: Requirements  (mandated
 by Congress  in section 6002) and
 recommendations (EPA's guidance for
 complying with the requirements of
 section 6002). As used in this guideline,
 the verbs "shall" and "must" indicate
 section 6002 requirements, while verbs
 such as "recommend," "should," and  •
 "suggest" indicate recommendations for
 complying with those requirements.
  Procuring agencies are required to
 comply with the requirements of section
 6002,  whereas EPA's recommendations
 for meeting those statutory requirements
 are advisory  in nature. Procuring
 agencies may choose to use other
 approaches which satisfy the section
 6002 requirements. However, EPA
 believes that  if a procuring agency
 chooses to follow EPA's
recommendations, that agency will be in
compliance with the section 6002
requirements.

E. Specifications   j
 ' 1. Federal Agencies. RCRA section .
6002(d) contains two requirements for
revising specifications for procurement
items. As discussed above, Federal
 agencies that have the responsibility for
 drafting or reviewing specifications for
 procurement items procured by Federal
 agencies were required to revise their
 specifications by May 8,1988, to
 eliminate exclusions of recovered
 materials and requirements that items
 be manufactured from virgin materials
 [section 6002(d)(l)].« Second,' within one
 year after the date of publication of a
 guideline as  a final rule, Federal
 agencies must assure that their
 specifications require the use of
 recovered materials to the maximum
 extent possible without jeopardizing the
 intended end use of the  item [section
 6002(d)(2)].
   Section 253.10 of the guideline
 contains these requirements as they
 apply to retread tires. Section 253.21(a)
 provides that by May 8,1986, Federal
 agsncies were required  to eliminate
 from their specifications exclusions of
 retread tires  and any requirement that
 tires be manufactured from virgin
 materials. Section 253.10(b) provides
 that agencies must assure that their
 specifications require the use of retread
 tires to the maximum extent possible
 without jeopardizing the intended end
 use of the item. In addition, in response
 to coments, EPA has added to
 ! 253.10(b) a  recommendation that
 specifications indicate the functional
 requirements of tires to  be procured,  -
 including the performance criteria, any
 desired mileage guarantees, and the size
 and type of tire required. By identifying
 functional requirements, rather than
 limiting the applicability of a
 specification to new tires or to retread
 tires, such specifications will allow
 retread tires  and new tires to compete
 on an equitable basis.
  EPA believes that the second
 specification  requirement in RCRA
 section 6002(d) is more extensive than
 the first requirements. Simply
 eliminating discriminatory provisions, as
 required by section 6002(d)(l), is not
 sufficient to meet all of the obligations
 of section 6002(d). EPA believes,
 however, that compliance with the
 affirmative procurement requirements of
 section 6002(i), coupled with use of
 specifications identifying functional
 requirements, will fulfill the section
 6002(d)(2) requirements because an
 affirmative procurement program should
 result in procurement to  the maximum
 extent practicable.
  EPA has not reviewed all of the new
 tire specifications used by Federal
procuring agencies. EPA believes that
  * In the case of tires, specifications must not
require that only virgin rubber can be used nor must
they specify that reclaimed rubber cannot be uoed.

-------
46564   Federal
                            / Vol. 53. No. 222 / Thursday,, November 17. 1988  / Rules and Regulations
 the ones that it has reviewed violate
• RCRA section 6002 because they
 exclude retread tires! Specifically, EPA
 believes that GSA would be required to
 revise its. specifications for new tires so
 that they apply both to new tires and to -
 retread tires. There may be other
 specifications  of which EPA is unaware
. that do not violate section 6002; it is the
 responsibility  of the procuring agencies
 that prepare these specifications to
 review them and to determine whether
 they are in compliance with RCRA.
    2. Procuring Agencies. EPA believes
 that the second specification revision   •
 requirement also applies to non-Federal
• procuring agencies which procure tires
• with appropriated Federal funds. Unless
 their specifications are revised to
 require the use of retread tires, these
 agencies will be unable to implement
 the affirmative procurement
 requirements of RCRA section 6002(c)(l)
 and (i). For this reason, § 253.10(b) of the
 guideline provides that all procuring
 agencies (rather than "Federal agencies"
 as provided in the Act) must assure that
 their specifications require the use of
 retread tires to the maximum extent
 possible without jeopardizing the
 intended use of the item.
    3. Public Comments on the Proposed
 Specifications Provisions. Commenters
 primarily discussed whether EPA should
 recommend specification revisions,
 whether NHTSA regulations precluded
 development of specifications for
 certain uses of retread tires, and
 whether one specification could be
 developed for  new and retread tires.
 EPA also received miscellaneous -
 comments pertaining to the1
 specifications  portion of the proposed
 guideline.
    a. EPA recommendations for
 specification revisions. A commmter
 did not agree that EPA should be
 recommending specification revisions to
 GSA. stating that EPA should only
 specify the end result and leave the
 method of achieving this result  to the
 procuring agencies. EPA disagrees. EPA
 is required by  statute to "set forth
 recommended  practices with respect to
 the procurement of recovered materials"
 (section 6002{e)(2) of RCRA). EPA thus
 believes that Congress intended for EPA
 to do more than merely reiterate the
 content of the statute, including
 suggesting specification revisions, as
 appropriate.
   b. Impact of NHTSA regulations. The
 GSA Interagency Fleet Management
 System has strongly urged EPA  to
 "advise Federal agencies that retread
 tires are not required by NHTSA to meet
 the standards for tire endurance or high-
 speed performance. This will ensure that
 Federal agencies have relevant
                                       information available to them in  .
                                       designing their procurement program."
                                       In addition, a commenter has strongly
                                       ' urged EPA  to reconsider making the    '
                                       guideline apply to passenger carrying
                                       vehicles or steering axles of other
                                       vehicles'engaged in high-speed, over-
                                       the-road operations, in light of the fact
                                       that NHTSA does not require retread
                                       tires to meet tire endurance or high-
                                       speed performance requirements which
                                       apply to new tires.
                                         EPA concurs that tires which do not
                                       meet standards for endurance or high-
                                       speed performance should not be used
                                       for those purposes. EPA notes, however,
                                       that GSA has not provided any
                                       documentation showing that retread
                                      • tires cannot meet these performance
                                       standards, and RCRA section 6002(d)(2)
                                       requires agencies to assure that
                                       specifications require the sue  of
                                       recovered materials to the maximum
                                       extent possible without jeopardizing the
                                       intended end use of the item. EPA
                                       therefore urges procurement agencies to
                                       develop standards, in conjunction with
                                       GSA and the retreading industry, that
                                       can be used to test the endurance and
                                       high-speed performance capabilities of
                                       retread tires. The NHTSA standard for
                                       new tires, 49 CFR 571.109, could serve as
                                       a starting point. EPA is aware that at
                                       least one retreader has successfully
                                       tested its tires in accordance with the
                                       new tire endurance and high-speed
                                       performance standards in § 571.109, so it
                                       is possible that these performance
                                       standards either can be used for retread
                                       tires or can be adapted for retread tire
                                       use. Furthermore, EPA knows of no
                                       NHTSA regulation which prohibits
                                       procuring agencies from doing so.
                                         A commenter suggested that the
                                       absence of NHTSA standards for a
                                       particular end use (e.g., high speed
                                       retread tires) precludes that use. On the
                                       contrary, EPA believes that the absence
                                       of a NHTSA standard for a particular
                                       use cannot be used by a procuring
                                       agency as a reason for not developing
                                       its own specifications for that use.
                                       Specification revision or specification
                                       development must be in accordance
                                       with RCRA section 6002(d)(2). In other
                                       words, a determination that use of
                                       recovered materials (e.g., retread tires)
                                       will jeopardize the intended end use
                                       (e.g., high speed) should be supported by
                                       test data.
                                        c. Use of a single specification for
                                      new and retread tires. A commenter
                                      stated the belief that retread tires and
                                      new tires are two different products
                                      requiring two different specifications.
                                      EPA believes that one performance
                                      standard identifying the properties and/
                                      or performance requirements of tires can
                                      and should be developed. It is .not
  necessary that one specification be
  developed, however, as long as the
  performance standard in each
  specification is the same. The issue of
  concern is that there be one
  performance standard against which
  both new and retread tires can compete
  on an equitable basis! For example, at
  least one major American retailer uses
  the same performance requirements for
  retread tires as for new tires. The tires
  also are sold with die same warranties
  as new tires. Thus, as discussed above,
  EPA is recommending in | 253.21(b) of
  the final guideline that specifications
  identify the functional requirements of
  tires to be procured.
   d. Miscellaneous comments. Section
  253.10(a) of the guideline states that
  Federal agencies were required to
  eliminate any exclusion of retread tires
  from their specifications by May 3,1986.
  A commenter objected to EPA's use of
  "retread tires" rather than "recovered
  materials" as used in RCRA section
  6002(d)(l). One purpose of EPA
  guidelines is to inform procuring
  agencies as to what the law requires
  them to do. In the case of tires, the law
  requires them to eliminate exclusions of
  products manufactured with recovered
  materials, including retread tires;
  therefore, it is appropriate for EPA to
  use the term "retread tires."
   Section 253.10(b) of the guideline
  provides that procuring agencies must
  revise their specifications to require the
  use of retread tires to the maximum
  extent possible "without jeopardizing
 . the intended end use of these items,"
  which is the limitation on use permitted
  fay RCRA section 6002(d)(2). A
  commenter stated that by using the
  statutory language, EPA is implying that
  there may be problems with retread
  tires. EPA is implying nothing about the
  performance of retread tire's; instead,
  EPA is informing procuring agencies that
  they may restrict use of retread tires if
  such use will jeopardize the intended
  end use of the tires. (Exclusions of
  retread tires are discussed further
  below.)
   A commenter stated that a procuring
  agency is not free merely to cite its own
  specifications as a reason, under RCRA
  section 6002(c)(l), for failing to buy
  retread  tires unless the specifications
  have been revised to require the use of
  retread  tires to the maximum extent
  practicable. EPA agrees. Procuring
'  agencies may not continue to use
  discriminatory specifications when
 purchasing tires, nor may they cite such
  discriminatory specifications as the
 basis for their failure to purchase
 retread  tires, unless and until the basis
 for the restrictive provisions in such

-------
         Federal Register / Vol. 53, No. 222 / Thursday, November 17. 1986 / Rules  and Regulations
                                                                       46565
specifications has been reviewed and
found to be justified. In the final
guideline issued today, EPA has revised
§ 253,21(d)(3) accordingly.
  4. Sources of Specifications. The
retreading industry has developed
standards which can be obtained by
contacting the industry trade
associations. The addresses and
telephone numbers of the associations
are as follows:
American Retreaders Association, Inc.,
  P.O. Box 17203, Louisville, KY 40217,
  (502) 361-9219.
National Tire Dealers and Retreaders
  Association. Inc., Suite 400,12501
  Street NW., Washington, DC 20005,
  (202) 789-2300.
Tread Rubber Manufacturers' Group,
  120019th Street NW., Washington. DC
  20038, (404) 548-0221.
  The American Retreaders*
Association, Inc. has prepared a booklet
on bid specifications, How to prepare
bid specifications for retread and
repaired tires, which outlines in some
detail major areas that should be
considered when preparing bid
specifications. A copy of the booklet has
been placed in the docket for this
guideline and is available from the ARA.
  5. Exclusions. Under section 6002(d)(2)
of RCRA, specifications need not be
revised  if the agency determines that,
for technical reasons, a product
containing recovered materials will
jeopardize the end use of the product.
EPA recommends that such
determinations be documented, be
based on technical performance
information, and identify any
performance criteria that cannot be
satisfied by retread ures. (See § 253.11
of the guideline.) If the agency
subsequently issues a restrictive
specification, the basis for the
restriction should be documented when
the specification is issued.
  Although RCRA section 6002(d)(2)
permits an agency to limit the use  of an
item containing recovered materials,
there must be a legitimate, factual basis
for such limitation. Use cannot be
limited without reason or based simply
on prejudice, whim, or speculation. For
this reason. § 253.11 of the final
guideline provides that procuring
agencies should document the basis for
any limitations.
  In the proposed guideline. EPA
provided the following example of a
specification that would satisfy RCRA
section  8002(d)2): Draft Army Regulation
(AR) 750-33. which contains the Army's
policy and procedures for use of retread
tires, excludes use of retread tires  on the
front wheels of buses and on emergency
 vehicles and heavy-lift vehicles.5
 Commenters objected to the restrictions
 in this regulation for a variety of
 reasons. EPA was not endorsing this
 regulation. Rather, EPA's purpose in
 citing it was to provide an example of
 the type of specification that would
 conform to RCRA section 6002(d)(2) if
 and only if there is a justificable basis
 for such limitations.

 F. Affirmative Procurement Program
   RCRA section 6002(i) requires
 procuring agencies to adopt an
 affirmative procurement program to
 ensure that retread tires  are purchased
 to the maximum extent practicable. The
 program must contain four elements: (1)
 A recovered materials preference
 program; (2) a promotion program; (3)
 procedures for estimation, certification,
 and verification of recovered materials
 content; and (4) procedures for annual
 review and monitoring of the program's
 effectiveness. The program must be
 established within one year of the date
 of publication of this guideline as a final
 rule.
   Federal procuring agencies should
 note that while GSA executes tire
 contracts, it is not responsible for actual
 procurement by other agencies and
 therefore is not responsible for
. development and implementation of
 affirmative procurement programs under
 RCRA section 6002 for any agency other
 than itself. Individual procuring agencies
 must develop, implement, and monitor
 their own affirmative procurement
 programs. EPA has added § 253.20(b) to
 the final guideline to make this clear.
   The following sections  explain EPA's
 recommendations for each element of an
 affirmative procurement program for
 retread tires.
   1. Recovered Materials Preference
 Program. Under section 6002(i)(3),
 procuring agencies have three options
 for implementing the preference
 program. They can employ a case-by-
 case approach, adopt minimum content
 standards,  or choose an approach that is
 substantially equivalent to the preceding
 approaches. In general, the minimum
 content standard approach is
 appropriate when the quantify of
 recovered material used can vary. For
 example, the quantity of recycled paper
 used in manufacturing paper and paper
 products can be varied. In the case of
 retread tires, where the recovered
 material Is  the used tire casing, the
 quantify of recovered material used
•  • The Army ha» informed EPA that Draft AR 750-
,38 was not Issued. Retread fees are now included In
AR 7SO-1 which, among other things, identifies
limitations oo me of ntnad*. EPA believe* that the
basia for tbesa limitations aiould be documented.
 does not vary. For this reason, minimum
 content standards are inapplicable to
 retread tire procurement
   a. Proposed recommendations for a
 preference program. In the proposed
 guideline, EPA recommended two
 approaches to procurement of retread
 tires: procurement of tire retreading
 services and procurement of retread
 tires as a product EPA recommended
 that agencies procuring retreading
 services record specified information for
 each procurement of new tires and each
 procurement of retreading services. This
 information would be reviewed as part
 of the statutorily mandated annual
 review and would be used to identify
 unjustifiable resistance to use of tire
 retreading contracts. EPA further
 recommended that agencies procuring
 retread tires as a product use case-by-
 case procurement through  open
 competition between vendors of retread
 tires and vendors of new tires. In the
 case of a tie bid, all other factors being
 equal, preference would be given to the
 vendor of retread tires.
   After reviewing the public comments
 on the proposed  guideline and further
 researching state and commercial tire
 procurement EPA has concluded that
 procuring agencies should use a
 combination of the two recommended
 approaches. For  example, a commenter
 stated that use of retreading services, by
 itself, does not satisfy an agency's
 obligations under section 6002 to
 procure retread tires to the maximum
 extent practicable because only a
 portion of an agency's tires can be
 retreaded and the agency will, therefore,
 be required to procure some
 replacement tires, which could be
 retread tires. EPA agrees. Agencies
 should procure retreading services for
 their used carcasses" one/procure retread
 tires as  a product. '
  EPA recognizes, however, that it might
 not always be practical or possible for a
 procuring agency to purchase retread
 tires or  retreading services in all cases.
 As described below, the final guideline
 also addresses procurement using one
 but not  both components in such cases.
  b. Final recommendations for a
preference program. EPA recommends
 that procuring agencies establish
 preference programs consisting of two
 components: (1) Procurement of
 retreading services for the agencies'
 used carcasses and (2) procurement of
 retread  tires as a product In addition,
 EPA recommends that procuring
 agencies establish a tire procurement
policy that gives priority to retreading
 the agencies' used tires. In other words,
 under the policy,  a procuring agency will
 first procure tire retreading services to

-------
 46566   Federal Register / Vol. 53. No. 222 / Thursday. November 17, 1988 / Rules and  Regulations
• the maximum extent practicable. If
 retreading services are not practicable,
 for example because the tire carcass is
 notretreadable, then the procuring
 agency will obtain a replacement tire  •
 from the product vendor.
   If a procuring agency finds that it is
 unable to implement one of these'
 components, then it must document the  ,
 basis for this and continue to implement
 the other component. The basis for not
 implementing one of the components
 must be one of the reasons provided in
 RCRA section 6002(c)—i.e., '.-.-•
 unsatisfactory competition,
 unreasonable availability, failure to
 meet performance standards or
 specifications, or unreasonable price. In
 addition, the procuring agency must
 continue to attempt to implement the •
 component that it is unable to
 implement at this time.
   As explained in section II.E.2 of this
 preamble, procuring agencies purchasing
 retread tires as products can solicit bids
 from both vendors of new tires and
 vendors of retread tires. The decision to
 purchase retread tires is made on a
 caserby-case basis, and the contract is
 awarded to the lowest-priced
 responsible bidder. EPA recommends
 that this component of the preference
 program include a preference to the
 vendor offering to  supply the greatest
 number of retread tires in the event that
 tie bids are submitted by a vendor of
 retread tires and a vendor of new tires,
 all other factors being equal. Section
 253.21(a)(2) of the final guideline
 recommends that procuring agencies
 adopt such a preference.
   A commenter stated that the proposed
 tie bid provision was ambiguous in light
 of the equal low bids provision of FAR
 14.407-6 and requested clarification. It is
 EPA's view that RCRA section 6002 did
 not authorize procuring agencies, in
 their preference programs, to supersede
 applicable provisions of Federal
 procurement law, including the FAR. .
 EPA believes, however, that the
 recovered materials preference
 authorized by RCRA section 6002 should
 be incorporated into the preferences
 established in the equal low bids
 provision of the' FAR. Therefore, EPA
 recommends that Federal entities
 responsible for periodic revision of the
 FAR consider modifying the provision  at
 48 CFR 14.407-6 to integrate a
 preference for vendors offering to
 provide procurement items which have
 been designated by EPA under RCRA
 section 6002(e).
   In the final paper and lubricating oil
 guidelines, EPA noted that it believed
 that a case-by-case program might not
 satisfy the section 6002(i) requirement
 for an affirmative procurement program
 because it would only award contracts
 to ths product containing a higher  '
 ' percentage'of recovered materials in the
 event of a tie. [See 52 FR 37299, 27302
 (October 6,1987),  and £2 FR 38844
 (October 19,1987).] In light of these
 previous statements by EPA, several
 commenters objected to EPA's
 recommendation to use the case-by-case
 approach for procuring tires as products
 because it would have little or no effect
 on the procurement'of retread tires.
   EPA has concluded that the case-by-
 case approach can be used successfully
 to procure retread tires and should be
 used as one component of a preference
 program. As long as retread tires
 provide similar service to new tires—as •
 promoters of their use, including the
 commenters, maintain that they will—at
 a lower cost,  procuring agencies must
 procure them.
   Because RCRA  section 6002(i)
 requires the procurement program to be
 affirmative, and because procuring
 agencies must promote their programs,
 agencies using the case-by-case
 approach are required to seek out
 vendors of retread tires. Clearly, this
 will be a change in the status quo, in
 which most procuring agencies neither
 consider using retread tires nor seek out
 vendors of retread tires. As a result, the
 case-by-case approach can have a
 significant impact on retread tire  •
 procurement. •          '
- •  A commenter stated that it is not
 feasible to allow a retread tire to be bid
 against a new tire because of cost and
 requirement differences, although the   ,
 commenter failed to explain how and
 why this is true. In fact, EPA believes
 that requirements can be the same for
 new and retread tires, an example being
 the use of mileage guarantees. In
 addition, EPA notes that one of the
 purposes of RCRA Section 6002 and
 procurement guidelines is to require
 procuring agencies to treat products
 made from virgin materials and products
 made from recovered materials in the
 same manner to the  extent consistent
 with the intended end use. EPA believes
 that it is possible to  meet this goal by
 developing an affirmative procurement
 program that treats new and retread
 tires alike even while acknowledging
 that there are differences between them.
 Therefore. EPA has retained the case-
 by-case recommendation in the final
 guideline.
   A commenter suggested that EPA
 revise "the preference program provision
 to recommend that a procuring agency
 show that its  procurement satisfies the
 statutory requirements, including use of
 non-discriminatory specifications. In
 response, EPA is adding § 253.21(c) to
 the final guideline to recommend that
procuring agencies document which of
the statutory limitations is the reason for
not procuring retreading services.6
  While GSA prepares tire
specifications and awards contracts to
tire vendors, the individual Federal
operator, in conjunction with GSA's
Fleet Management, decides whether to
purchase retreading services or to buy a
new tire. Except for Department of
Defense activities, the agencies do not
maintain records on procurement of new
tires or tire retreading services. EPA
believes that recordkeeping is necessary
to obtain information on cost savings,
performance of retread tires, and use of
retread tire or tire retreading services
contracts. Therefore, EPA recommends
that as part of the preference program,
agencies institute the practice of
monitoring tire procurement by agency
subgroups or individuals by requiring
them to record their decisions to procure
replacement tires and lire retreading
services. The record should identify the
type and quantity of tires procured;
whether new-tires,, retread  tires, or
retreading services were procured; the
cost per tire; and if new tires are
procured, the reasons for riot procuring
retreading services or retread tires. This
recommendation is in § 253.21(d) of the
final guideline.
  A commenter objected to the
proposed recordkeeping
recommendation on the grounds that it
would mean two separate actions for
every tire purchase, would increase the
administrative workload, and would be
very difficult to control or manage. EPA
disagrees. First, when a replacement tire
is needed, a decision is made whether to
procure a new tire or retreading
services; EPA's recommendation simply
is that the decision be documented so
that procurement can be reviewed
annually as required  by section 6002.
Second, because the recommended
documentation is minimal, EPA does not
believe that the administrative workload
will be more than minimal, nor that it
will be very difficult to control or
manage. EPA also notes that the
affirmative procurement provisions of
RCRA section 6002 clearly envision at
least some increases in the
administrative workload; for example,
administrative effort is needed in order
to implement the estimation,
certification, verification, and annual
review requirements.
  • As discussed above in section HI.E. of the
preamble, a procuring agency cannot cite its
specifications as a reason for failing to procure
retreads unless the specifications have been
reviewed and revised in accordance with RCRA
section 6002(d) and Subpart B of the guideline.

-------
          Federal Register / Vol.  53. No. 222 / Thursday,  November 17,  1988 / Rules and  Regulations   46567
   Very few Federal agencies operate
 central motor pools, and the civilian
 agencies no longer store replacement
 automotive parts, including tire's, in
 warehouses. Instead, vehicle
 maintenance and replacement parts are
 purchased from commercial
 establishments on an as needed basis.
 GSA contracts with vendors to provide .
 parts and services. A commenter stated
 that in light of this lack of central motor
 pools, it would be impossible for most
 agencies to obtain tire retreading
 services.
   EPA believes that procurement of
 retreading services is possible without
 government warehousing. For example,
 GSA can require that contract
 retreadera store used government tires
 until there is a predetermined.
 economically feasible quantity to be
 retreaded,T The retreader can also store
 the retreaded government tires and
 provide them to the government vehicle
 operator on an as-needed basis. Some
 retreaders operate wholesale or retail
 outlets for tires in addition to their
 re&eadlng operations and thus might be
 willing to enter into such warehousing
 arrangements.
  c< Other preference program
 rcssamendations. A commenter
 Indicated to EPA that GSA's use of
 small business procurement procedures
 for procurement of tire retreading
 services contributes to quality
 assurance problems. EPA believes  that
 such procurement practices constitute
 specifications and must be reviewed
 and revised by procuring agencies, as
 necessary. EPA previously stated in the
 lubricating oils guideline that the term
 'specifications" in RCRA section
 0002(dJ refers to all procurement  •
 practices related to specifying what a
 procuring agency intends to purchase, 53
 FR 24710 (June 30,1988). Therefore, as
 part of developing a lubricating oil
 procurement program under section
 G002(i), procuring agencies were  .
 required to examine their procurement
 practices and revise thosa which inhibit
 or preclude procurement of products
 containing recovered materials. EPA
 believes that this is equally applicable
 to procurement of retread tires. EPA.
 therefore, has added § 253.21(e) to the
 final guideline to inform procuring
 agencies that they must review and
 revise any procurement practices which
 inhibit or preclude procurement of
 retread tires or tire retreading services. -
  The Federal (i.e., GSA) approach to
 using retread tires employs a
  combination of (1) a retreading facilities
  specification describing the procedures
  to be used for retreading and (2) policies
  limiting the use of retread tires. GSA's
  written policies recommend that retread
  tires not be used on the steering axles of
  high speed, over-the-road vehicles and
  prohibit use of retreads on passenger-
  carrying vehicles or on the steering axle
  of any Interagency Fleet Management
  vehicle used on public highways. Use of
  retread tires is recommended on the rear
  wheels of large traucks, truck tractors-,
, trailers, and off-road vehicles.
   Commenters stated that there are no'
  means at GSA's disposal to assure the
  quality of retread tires. According to the
  commenters, barriers to quality
  assurance include the standard
  operating procedures of the retreading
  industry, lack of government and/or
  industry test methods,  and infeasibility
  of using batch testing on retread tires.
  The commenters also stated that these
  factors precluded development of one
  specification to be used for both new
  and retread tires.
   EPA discussions with the retreading  •
 industry and tire retailers have
 uncovered retreading programs that
 employ both production quality control
 and performance quality control. The
 performance quality control involves
 performance testing that is the same as
 or similar to testing required by
 government specifications for new tires.
 Batch testing using random sampling
 also is used. These manufacturers
 produce passenger car  tires which are
 intended to be sold for the same usage
 as new tires (e.g., there are no
 limitations on their nse on steering axles
 or at highway speeds).  Regular, high
 performance, and speed-rated tires are
 produced. At least one  major American
 retailer sells these tires with the same
 warranties as new tires. In light of these
 programs, EPA has concluded that it is
 possible for GSA to develop
 specifications and procurement
 practices that assure tire quality.*
   In this regard, a commenter stated
 that the Federal government is
 encumbered by a myriad of Federal
 statutes and a variety of Federal
 Procurement Regulations which
 preclude procurement of high quality
 retread tires. EPA points out that one of
 the underlying purposes of section 6002
 is to require procuring agencies to revise
 their procedures so that they can .
 procure items containing recovered
 materials.
  * Currtr.l CSA contract* require agencies lo
r,%.T,tl a b«ldb at too Urea for retreading .This
qjtfilily e«n b« rtsfecei however, EPA knowt of i
S.aie that vipphu tutcbe* of 25 tires for retreading.
  •.The baiU for EPA'» conclusion U described in
Background Document for Final Retread Tires
Procurement Guideline (EH. Pechan a Associates,
Inc., September 1968). which has been placed In the
docket For thb ralemaking.
    d. Other procurement approaches
  considered. In the final paper guideline
  52 FR 37298-37299 (October 6,1987),
  EPA discussed the section 6002(i)
  requirement that any affirmative
  procurement program be consistent with
  applicable provisions of Federal
  procurement law. From time to time,
  Congress has established preferential
  procurement programs in order to attain
  socioeconomic goals. Among those are
  the Small Business, Labor Surplus Area,
  and Minority Business procurement
  programs. EPA considered applying
  either or both of the mechanisms used in
  those programs—price preferences and
  set-asides—to this guideline. A price
  preference allows the procuring agency
  to pay a higher price, if necessary, for a •
•  specified product from preferred
  vendors. A set-aside requires the
  procuring agency to award a certain
  percentage of its contracts to preferred
  vendors of a product regardless of price.
  Price preferences and setasides are
  currently being used in some state
  programs for the procurement of paper
  and paper products containing     •
  recovered materials. As of January 1988,
  five states and two cities use price
  preference programs in which products
  containing recovered materials may cost
  from 5 to 10 percent more than virgin
  materials. Two states have set-aside
  programs, one for paper and paper
  products, the other for all types of
  products. These states report that they
  successfully procure products containing
  recovered materials.
   EPA has considered recommending
  these programs at the Federal level
 However, in the case of existing Federal
 preferential procurement programs that
 allow a price preference or set-aside, the
 Agency found that each had been
 established under explicit statutory  .
 authority or a specific Executive Order.
 Neither the statutory language nor the .
 legislative history of Section 6002 seems
 to contemplate the adoption of either
 price preferences or set-asides, and
 doing so would conflict with existing "
 Federal procurement law. Therefore,
 rather than recommending price
 preferences or set-asides, EPA is •
 recommending that procuring agencies
 use the procurement mechanisms
 provided in RCRA section 6002(i)(3).   .
   2. Promotion Program. The second  • •
 requirement of the affirmative
 procurement program ia a promotional
 effort by procuring agencies. The
 guideline recommends several methods
 for procuring agencies to use for
 disseminating information about their
 preference programs, such as placing
 statements in invitations to bid,  •
 discussing the program at bidders'

-------
46568. ,,.Federd
< Vol.
                                                                       17, 1988 / Rules and Regulations
conferences, and informing industry  .
trade associations about the program.- -
No comroenters suggested revisions to .
this section of the guideline.'.  •
  3. Estimates, Certification, and .•-,.,
Verification. The third requirement of
the affirmative procurement program set
forth in section 6002(i) concerns  . ,
estimates, certification, and verification.
Many questions have been raised about
the certification and estimation of; . •
recovered material content, such as
when they should be provided, who is to
provide them, how the information is to
be obtained, and how it is to be verified.
To clarify this subject, it is necessary to
review the requirements of the law.
  a. Estimation. RCRA sections - .
6002(c)(3)(B) and 6002(i)(2)(C) require  ,
that after the effective date of an EPA
guideline, contracting officers must
require vendors who supply Federal
procuring agencies with items covered
by the guideline to provide an estimate
of the total percentage of recovered .
materials contained  in the items. EPA
believes that this requirement is for the
purpose of gathering statistical
information on price, recovered material
content, and availability, and applies
regardless of whether the procurement
solicitation specifies that recovered
materials can or must be used.
  In the case of tires, procuring agencies
either purchase a product containing
recovered tire casings, or contract for a
retreading service for government.    _
casings, rather than purchasing a
product containing a certain percentage
of recovered materials. In the proposed
guideline, EPA stated that the statistical
information that procuring agencies
need to obtain the number of retread
tires to be a supplied by the vendor. A
commenter pointed out, however, that
when a procuring agency purchases tire
retreading services using an indefinite
quantity contract it would be
impossible for the vendor to estimate the
quantity  of tires to be supplied EPA
agrees and has concluded that the
estimation provision does not apply hi
this limited situation. EPA has revised
§253.23(a) accordingly.
  For all other procurements of retread
tires or tire retreading services,
however, the contracting officer must
require the vendor to estimate the
number of retread tires to be supplied.
EPA is recommending that procuring
agencies  retain these data for three
years from the date  they are received.
  b. Certification. RCRA section
6002(i)(2)(C) provides that contracting
officers must require vendors to supply
certifications of recovered materials
content, where appropriate. EPA
believes that, in general, written
certifications are inappropriate for
retread tire procurement because
          . retreaders already use another
           certification procedure which is required
           by Department of Transportation     v
           regulations. Newly retreaded tires are  •
           inspected to determine that they are free
           of defects and that they comply with;
           Fe'deral Motor Vehicle Safety Standards.
           Tires passing the retreaders' inspection
           are certified by stamping the retreading
           plant's identification number and the
           symbol DOT-R on the sidewalL The
           identification number indicates that the
           plant is a retreading operation. This is in
           accordance with section 114 of the
           National Traffic and Motor Vehicle
           Safety Act of 1966 and 49 CFR 571.117
           and 574.5.
             EPA recognizes, however, that  .
           vendors offering tires'as a product might
           offer to supply a set number of retread
           tires or to supply retread tires as a set
           percentage of the total number of tires to
           be supplied. In this instance, a
           certification of the quantity or
           percentage to be supplied is needed.
           Therefore, EPA has added a certification
           recommendation in the final guideline;
           see S 253.23(b).
             A commenter stated that vendors
           should be required to supply the
           certification number (i.e., the retreader's
           DOT identification number) on their
           bids as a means of meeting the/
           certification requirement EPA
           disagrees, because the relevant
           information needed by a procuring
           agency is the quantity of tires to be
           supplied, and the DOT identification
           number will not provide this
           information. Therefore, EPA has not
           included the commenter'a recommended
           revision in the final guideline.
             c. Verification. Section 6002(i) also
           requires procuring agencies to establish
           reasonable procedures to verify the
           estimates and certification. For retread
           tires, verification will be relatively easy
           because the certification number
           stamped on the sidewall of the tire
           identifies the tire as a retread. Procuring
           agencies need only to spot check these
           numbers to verify that a retread tire has
           been supplied.
             4. Annual Review and Monitoring.
           The fourth requirement of the
           affirmative procurement program is an
           annual review and monitoring of the
           effectiveness of the program. EPA
           recommends that the review include an
           estimate of the number of retread tires
           purchased during the year, assessment
           of the effectiveness of the agency
           preference program, and an assessment
           of remaining barriers to procurement of
           retread tires.
             In other procurement guidelines, EPA
           has recommended that procuring
           agencies keep specified records in order
           to monitor the progress of their
           affirmative procurement programs.
                                                                             Through an inadvertent oversight, EPA
                                                                             failed to include this recommendation in
                                                                             the proposed retread tires guideline.
                                                                             Several commenters asked EPA to
                                                                             include the recordkeeping
                                                                             recommendations. EPA'agrees that this
                                                                             provision should be added to the retread
                                                                             tires guideline. EPA notes that the
                                                                             recommendations were available for
                                                                             public comment during development of
                                                                             the final paper and lubricating oil
                                                                             guideline and the proposed building •
                                                                             insulation products guideline.  See 52 FR
                                                                             37335, October 6,1987; 52 FR 38838,
                                                                             October 19,1987; and 53 FR 29185,
                                                                             August 2,1988. Therefore, hi the final
                                                                             guideline issued today, EPA has revised
                                                                             5 253.24 to incorporate the
                                                                             recordkeeping recommendations. The
                                                                             following discussion explains  the
                                                                             recommendations.
                                                                               EPA has concluded that one purpose
                                                                             of the requirement that vendors provide
                                                                             estimates is to provide information to
                                                                             procuring agencies that can be used in
                                                                             future procurements. Further, procuring
                                                                             agencies need to keep up-to-date on
                                                                             changes in recycling practices and
                                                                             availability of products containing
                                                                             recovered materials. EPA believes that
                                                                             unless a procuring agency compiles such
                                                                             data, it will not be fulfilling its statutory
                                                                             obligations.
                                                                               A program for gathering statistics  '
                                                                             need not be elaborate to be effective.
                                                                             However, agencies should monitor their
                                                                             procurements to compile data on the
                                                                             following:           •         ..
                                                                               (a) Comparative price information on
                                                                             competitive procurements;
                                                                               (b) The quantity of each item procured
                                                                             over a fiscal year;
                                                                               (c) The availability of retread tires or
                                                                             tire retreading services to procuring
                                                                             agencies;
                                                                               (d) Type Of performance tests
                                                                             conducted, together with the categories
                                                                             of retread tires that failed the  tests, the
                                                                             percentage of all new tires and retread
                                                                             tires procured, respectively, that failed
                                                                             each test and the nature of the failure;
                                                                               (e) Agency experience with the
                                                                             performance of the procured products.
                                                                              EPA recommends that each procuring
                                                                             agency prepare a report on its annual
                                                                             review and monitoring of the
                                                                             effectiveness of its procurement
                                                                             program. As part of the report agencies
                                                                             should demonstrate that their preference
                                                                             program results in procurement of
                                                                             retread tires or tire retreading services
                                                                             to the maximum extent practicable. The
                                                                             basis for these determinations should be
                                                                             a review of the data compiled on price,
                                                                             availability, and performance, as well as
                                                                             a comparison of estimates and
                                                                             certifications provided by the  vendors.
                                                                             Agencies should also document

-------
         Federal Register / VoL S3. No. 222  / Thursda^QvemberJ17,J.^^
specification revisions made during the
reporting period.
  EPA believes that this information
will be useful to the public. EPA notes
that this guideline will apply to State
and local procuring agencies and
contractor!, as explained in Section JUS
of the preamble. Information drawn
from the experience of Federal procuring
agencies about purchases of retread
tires and tire retreading services would
therefore be useful to State and local
purchasing officials and contractors.
Accordingly! EPA encourages Federal
procuring agencies to make their reports
available to the public.*
  Finally, EPA notes that while the
annual review and monitoring
requirements of RCRA Section 6002
apply to State  and local procuring
agencies and to contractors, EPA's
recommendation for recordkeeping and
reporting Is less pertinent for these
persons than for Federal agencies. Most
EPA recommendations are germane to
Implementing section 6002. In the case of
the recordkeeping and reporting
recommendations, however, the
recommendations are more germane to
the Federal agencies, which are required
to report to the Office of Federal
Procurement Policy regarding
Implementation of section 6002. In
addition, reports generated by the  •
Federal agencies  are available to the
public through Freedom of Information
Act requests, and the experience of   •
Federal agencies  will serve as an
 Important teaching tool for non-Federal
 agencies hying to Implement affirmative
 procurement programs.
   In the case of non-Federal procuring
 agencies and contractors, there is no
 reporting requirement in section 6002,
 and the Freedom of Information Act
 does not extend to their documents
 (although there might be a similar state
 provision). EPA believes that reporting
 Is less relevant when the report is  , v<
 unavailable unless the agency or ^ • ,'•
 contractor chooses to make it available.
 Therefore, EPA continues to recommend
 recordkeeping and reporting but
 acknowledges that these  .
 recommendations do not apply equally
 to non-Federal agencies and contractors.
. IV. Price, Competition, Availability, and
 Performance   ..        '     .
   Section 6002(c)(l) of RCRA provides
 that a procuring  agency may decide not
   • Ofeoum. report* generated by Federal
  utndes tit available to the public through the
  fedora of Information Act EPA believef that ,   ,
  Federal uendti jhould take affirmative itep> to
  make tit rtporti readily available, itich as1 making
  the report* available for purchaia from the
  Government Printing Office or the National
  Technical Information Service.
to purchase an item designated by EPA
if it determines that (1) the item is
available only at an unreasonable price,
(2) a satisfactory level of competition
cannot be maintained. (3) the item is not
reasonably available within a
reasonable period of time, or (4) the item
fails to meet the applicable
specifications. This portion of the
preamble discusses the effect of these
limitations on retread tire procurement
  Commenters asked EPA to compile
information on availability, price
(including relative price of retread tires
by geographic regions], and performance
of retread tires and to distribute this
information to all Federal agencies that
purchase tires and to every state. They
also asked EPA to sponsor seminars to
share this information with interested
persons. EPA agrees that further
guidance will need to be provided to
procuring agencies and vendors   _'  .
regarding the implementation of this as
well as the other procurement
guidelines. Therefore, the Agency will
be developing a plan for educating the
various procuring agencies and vendors.'
  A commenter objected to EPA's
placing information on availability,
price, and performance of retread tires
in the docket supporting the guideline
instead of in the guideline itself. While
EPA acknowledges that the docket is
not readily accessible to persons located
outside of the Washington, DC area,
EPA disagrees that additional
information should be placed in the
guideline: First, the Federal Register is
not necessarily readily available to
persons needing retread tires
Information. Second, EPA expects the
information to be constantly changing,
rendering the information published in
 the Federal Register obsolete. Third, the
process for updating the information
 through notices fa the Federal Register is
not as cost-effective as other'
 mechanisms. As a result EPA plans to
 use other, less formal, highly available
 mechanisms to disseminate and update
 price, performance, and availability
 information.     '         •'    •

 A. Price   . '        .     -   '  :
   Section 6002 provides that a procuring
 agency may not purchase a designated
• .item if the price is "unreasonable."
, Commenters on several of the
 procurement guidelines stated that a
 "reasonable price" includes price
 preference's. However, as EPA stated in
 the paper guideline, 52 FR 37298-37299
 (October 6,1987), RCRA section 6002
 does not provide explicit authority to
 EPA to authorize or recommend   .
 payment of a price preference or to     •
  create a set-aside. Therefore, unless an
  agency has an independent authority to
provide a price preference or to create a
set-aside, EPA believes that a price is
"unreasonable" if it is greater than the
price of a competing product made of
virgin material.
  A commenter stated that EPA's
interpretation of the unreasonable price
provision is a decision not to buy
recycled products fa every instance
except those fa which the price is either
lower than that for a virgin product or fa
which there is a tie between the virgin
and recycled product. The commenter is
incorrect A recycled product might not
be purchased fa every case, even using
price premiums as the commenter
proposes, due to unavailability or lack
of satisfactory competition. A recycled
product also might not be purchased fa
every instance due to unreasonable
discrimination, which is the problem
that RCRA section 6002 and EPA's
procurement guidelines are intended to
eliminate. In attempting to overcome
this problem, however, EPA cannot
require or recommend that procuring
agencies use price premiums^
  A commenter disagreed with EPA's  .
interpretation of "unreasonable" and
noted that the legislative materials upon
which EPA relies for this interpretation
post-date by several years the original  .
enactment of RCRA, do not indicate any
intention on the part of Congress that
section 6002 only apply fa the rare
situation of a tie bid, and only refer to
recycled paper. While the commenter
has correctly characterized the
legislative materials, EPA disagrees that
one should thus conclude that Congress
intended for procuring agencies to pay a
premium price for products procured •
pursuant to section 6002. EPA believes
that if Congress had meant to  authorize
price premiums, then Congress would
have explicitly said so fa section 6002"
and/or the legislative history.  In the
absence of this explicit authority, EPA
can neither require nor recommend that
procuring agencies pay a premium price.
   Several commenters stated that
procuring agencies should use life-cycle
costing and factor in the avoided cost of
tire disposal. These commenters failed
either to suggest how this should be
done'or to supply any mechanism or . .
methodologies for life-cycle costing in
the context of procurement of tire
retreading services and tires. EPA has
researched the issue, which proved to be
a complex problem. EPA has not been
able to develop at this time a
satisfactory methodology for
determining life-cycle costing  fa this  .
 case. Therefore; EPA has not added a '' .
 life-cycle costing recommendation to the
• final guideline. -

-------
   .46570
Federal,Register / Vol.,$3. ffp. 222_^ Thursday, November17,
                                                                            1988 /.Rules and.Regulations
   B. Competition and Availability
  .-:.EPABelieves that there will be a •;••
  "satisfactory level of competition and
   availability of retread tires. Currently/
   there is an abundant supply of worn •
   tires in the waste stream that are
   candidates for retreading, and there are
   approximately 2,600 retreading plants
   located across the country. Therefore,
   there should be a satisfactory level of
 • competition and availability. •
  '   The Federal retreading services
  contracts are awarded on a regional
 '• basis through'small business set-aside
  procurements. A commenter stated that
  it would be impossible for the retreading
  industry at this small business level and
  even at the larger business level to
  handle the volume of demand that
  would be generated by all government
  agencies that are currently supplied with
  new tires; this commenter did not
  provide any documentation to support
  this assertion, however. EPA notes that
  procuring agencies are responsible for
  reviewing this type of procurement
  practice and revising it if it has a
  negative impact on procurement of
  retread tires or tire retreading services.
  EPA has added a recommendation to
  § 253.21 of the final guideline with
  respect to procurement practices. In
  addition, if retread tires or tire
  retreading services are not available.
  then procuring agencies are not required .
  to buy them.
    Several commenters asked EPA to
 provide a list of retreaders in the final
 guideline. EPA believes that it is
 inappropriate to do so. First, the Federal
 Register is not readily available to all
 procuring agencies affected by this
 guideline. Second, the list would require
 constant updating. EPA plans to   -
 establish other less formal, highly
 available mechanisms  for disseminating
 this information, such as a telephone
 hotline. In the meantime, procuring
 agencies can contact the industry trade
 associations for assistance in identifying
 retreaders serving their geographic area;
 the addresses and telephone numbers of
 the associations can be found in section
 HI.E.3. of the preamble.
 C. Performance
  As discussed elsewhere in this'
 preamble, GSA's retread facility
 specification requires that retreaders
 have their production facilities certified
 either by GSA or by a nationally  -
 recognized retreader association. Once
 the plant is certified, it is periodically
 recertified to ensure that it is
 maintaining satisfactory operating
 procedures. In addition, newly retreaded
tires are inspected by the retreader to
determine that they are  free of defects
                              and that they comply with the Federal
                            •  Motor Vehicle Safety Standards. These
                              inspection arid certification procedures
                              help to assure the performance of.   v
                              retread tires, just as new tire inspection
                              and certification procedures do.
                            •   A commenter stated that retread tires
                              are not equivalent to new tires for all
                              applications and all tire designs. This
                              commenter also noted that the use of
                              retread or unmatched tires on
                              government vehicles decreases the
                              value of the vehicles at the time of
                             resale. Since this commenter did not
                             provide any data, it is impossible for
                             EPA to respond directly to these
                             comments. EPA does note, however,
                             that procuring agencies can prepare
                             specifications that limit the use of
                             retread tires where there is a factual,
                             documented basis for such limitation. If
                             unmatched tires is a concern, then
                             agency specifications should require
                           . matched tires, whether they be new or
                            Tetread tires.
                               A commenter also objected to use of
                            retread tires of tire retreading services
                            because retread tires do not carry a
                            mileage guarantee, as new tires do. This
                            is not correct. EPA knows of retreaders
                            that provide mileage guarantees and/or
                            warranties similar to or identical to new
                            tire warranties. Procuring agencies
                           • interested in mileage guarantees or  •
                            warranties should require them as part
                           .,. of their specifications.. .
                              Commenters also criticized the .
                           . retread facility inspection and
                            certification programs required by
                            Federal specifications as inadequate to
                            assure performance of retread tires. EPA
                            believes that this criticism is unfounded.
                            The inspection and certification
                            provisions in the Federal specifications
                            are required by GSA, the Federal agency
                            charged with responsibility for
                            developing specifications to assure tire
                            performance. They were developed by
                            GSA, in conjunction with  the retreading
                           industry as a means of assuring
                           performance.
                              A commenter questioned the strength
                           of used tire carcasses as compared to   ' "
                           new tires. Information has been
                           submitted to EPA  by the American
                           Retreaders Association documenting the
                           burst strength of both passenger car
                           tires and truck tires compared to similar
                           new tires. EPA has placed the test
                           reports, The Study of Burst Strength
                           New Versus Worn Radial Passenger
                           Tires {ARA, 1988)  and The Study of
                           Burst Strength New Versus Worn Steel
                           Radial Truck Tires (ARA,  1988) in the
                           docket for this guideline. Both studies
                           are available from the ARA, EPA
                           recommends that agencies concerned
   with used tire carcass strength obtain •
•  "and evaluate these reports..;.. .;    -•
     Finally) some commenters   .
 •  documented performance problems with
 .  use of retread tires. As EPA has
   discussed above and under the
 -. discussion of specifications, RCRA
   section 6002{d) provides that procuring  .
   agencies must revise their specifications
   to maximize use of retread tires without
  • jeopardizing the intended end use of the
   tires. Use of retread tires can thus be
   limited as long as there is a factual,
   justifiable basis for the limitation.
   V. Miscellaneous Comments
    A commenter stated that the use of
   retread tires wiH only have a temporary
   affect on disposal of used tires. EPA  •
   does not follow the logic of this
   argument. Since retreading extends the
   life of a tire and allows the tire to be
   used again as a tire, it will not be
 .  necessary for the user to purchase a
   new replacement tire. Therefore, there
 :  will ultimately be fewer tires requiring
   disposal.
    Commenters also argued that
  retreading will not address the long term
  problem with tire disposal and that EPA
  should address other uses of scrap tires.
  EPA is actively considering other means
  of recycling scrap tires, is studying the
  feasibility of procurement guidelines for
  them, and will decide whether to pursue
  guidelines after the feasibility study is
  completed.    .    • .
   .A commenter suggested that EPA
  obtain information on the
  implementation of the guideline from
  other agencies to be used to revise the
  guideline from time to time.lSPA plans
  to do this.
   - Section 253.21(d) of the proposed  -
 -guideline recommended .that procuring
  agencies make determinations regarding
  competition, availability, and price in
  accordance with applicable provisions
  of the FAR and other applicable Federal
  law. Commenters suggested that this
  provision should be deleted as   -  -•
 unnecessary and possibly
 .counterproductive.  After
 reconsideration, EPA agrees with the
 commenters and has deleted this
 provision.

 VI. Implementation

   Different parts of section 6002 refer to
 different dates by which procuring
 agencies must have completed or
 initiated a required activity: (1) May 8,
 1986 (Le,, 18 months after enactment of
.HSWA), (2) one year after the date of
 publication of an EPA guideline, and (3)
 the date specified in an EPA guideline.
 As a result, there is  some confusion with
.respect to which activities must be

-------
Federal Register / Vol. 53. No. 222
                                                            November 17.1988/ Rules and Reulations.46571
completed or initiated by each date.
This jectlon of the preamble explains
these deadlines.
  First, under section 6002(d)(l), Federal
agencies that have the responsibility for
drafting or reviewing specifications for
procurement items must eliminate from
such specifications any exclusion of
recovered materials and any
requirements that items be
manufactured from virgin materials.
This activity was to be completed by
May 8.1986.
  Second, procuring agencies must
assure that their specifications'for  •
procurement items designated by EPA
require the use of recovered materials to
the maximum extent possible without
Jeopardizing the intended end use of the
item [section 6002(d)(2)]. In addition,
procuring agencies must develop an
affirmative procurement program for
purchasing items designated by EPA, in
this Instance, retread tires [section
6002(i)(l)]. Both of these activities must
be completed within one year after the
date of publication of this guideline as a
final rule.
  Third, procuring agencies which
procure items designated by EPA must
begin procurement of such items
containing  the highest percentage of
recovered materials practicable [section
6002(c)(l)). In addition, contracting
officers must require vendors to submit
estimates and certifications of recovered
materials content [section 6002(c){3)].
Both of these activities must begin after
the date specified by EPA in the
applicable  guideline.
  EPA believes that procuring agencies
should begin to procure retread tires or
tire retreading services as soon as the
specification revisions have been
completed  and the affirmative
procurement programs have been
developed. Since these latter activities
must be completed within one year after
publication of this guideline as a final
rule, affirmative procurement should
begin no later than one year from
publication as well. Section 253.26
specifies this implementation date.
  EPA expects cooperation from  .
affected procuring agencies in
implementing this guideline. Under
section 6002(g) of RCRA. the Office of
Federal Procurement Policy (OFPP), in
cooperation with EPA,  is responsible for
overseeing implementation of the
requirements.of section 6002 and for
coordinating it with other Federal
procurement policies. OFPP is required
to report to Congress on actions taken
by Federal agencies to implement  •
section 6002.
                              VTI. Regulatory Analyses

                              A. Environmental and Energy Impacts
                                The environmental and energy
                              impacts of the retread tires guideline are
                             . discussed in Background Document for
                              the Guideline for Federal Procurement
                              of Retread Tires (E.H. Pechan &
                              Associates,  Inc., July 1987), which was
                              included in the docket for the proposed
                              guideline. In response to comments
                              asking EPA  to discuss the impacts in the
                              guideline, the following summary of
                              information in the background document
                              is provided.
                                Each tire that is retreaded is one less
                              tire disposed of in a landfill or tire pile  .
                              or otherwise discarded. In addition,
                              because a retread tire substitutes for a
                              new replacement tire, there are
                              ultimately less tires requiring disposal.
                              Although not all scrap tires can be
                              successfully retreaded, the initial
                              acceptance rate of casings for retreading
                              is between 40 and 50 percent, indicating
                              that at least twice as many tires could
                              be retreaded each year as are currently
                              retreaded.            "    •
                                As discussed hi section n.C of the •
                              preamble, tires are difficult to landfill,
                              and both tires in landfills and tires in
                              piles present threats to human health
                              and the environment. The tires become
                              home to mosquitos and vermin. They
                              also settle unevenly in the landfill,
                              creating problems for future
                              development of the  landfill site. They
                              also are a potential  fire hazard; the fires
                              are expensive to control or contain and
                              result in both air pollution and potential
                              water pollution from run-off of oily
                              residues.
                                While tire retreading operations
                              generate some pollutants, there is a net
                              environmental gain when tires are
                              retreaded instead of discarded.
                                Tire retreading uses significantly less
                              energy than manufacturing of new tires.
                              For exa'mple, for each new tire
                              produced, between 7 and 10 gallons of
                              crude oil are required; tire retreading
                              requires approximately 30 to 35 percent
                              of this amount because of the bulk of the
                              crude oil used in new tire manufacturing
                              goes into the fabrication of the casing.
                                Similarly, production of a new tire  -.
                              requires about 14.7 thousand British  -.
                              thermal units (Btus) per pound versus
                              about 2.2 Btus per'pound for production
                              of a retread tire. Each retread tire
                              produced, therefore, is capable of
                              reducing energy consumption by more
                              than 12 thousand Btu/pound, or,
                              assuming an average weight of 25 to 30
                              >pounds for a passenger tire, between 310
                              .and 375 thousand Btus of domestic
                              energy consumption can be saved per  ,
                              retread passenger tire. The per-tire Btu
saving is even greater for truck tires
because of their heavier weight.

B. Executive Order No. 12291
  Under Executive Order No. 12291,
EPA must determine whether a
regulation is major or nonmajor. This
guideline is not a major rule because it
is unlikely to result in:  ,
  (1) An annual effect on the economy
of $100 million or more; •
  (2) A major increase in costs or prices
for consumers, individual industries,
Federal, state or local government
agencies, or geographic regions; or
  (3) Significant adverse effects on
competition, employment, investment,
productivity, innovation, or on the
ability of United States-based
enterprises to compete with foreign-
based enterprises in domesetic or export
markets.
  Increased usage of retread tires and
tire retreading services addressed by
this guideline is not expected to produce
recurring annual effects of $100 million
or more on the economy. The Federal
Procurement Data Center reported.
Federal tire purchases of $39,400,000 for
1985, which represented less than Va of 1
percent of the estimated tire production
for the year. The majority of DOD tire
procurements are for speciality, heavy-
truck, and military equipment vehicles.
DOD actively procures retreading
services for this equipment already. The
impact of this guideline would,
therefore, primarily involve the GSA
schedule purchases of other agencies.
The 1986 GSA tire procurements were
approximately $4,000,000. If all of these
new replacement  tires were replaced by
using retreading services, the economic
effect would be less than 10 percent of
the $100,000,000 criteria of Executive
Order No. 12291.
  An expanded potential market for
retread tires by increased government
procurement is not expected to increase
costs of retreading services or prices of
retread tires. The  retread tire industry is
currently characterized by intense cost
competitiveness and excess production
capacity. Therefore, an increase in
prices for retreading services will be
expected to result in market share losses
and decreased profits. Increased prices .
to government agencies may similarly
mean loss of that  market share..
  The current goal of the declining
retreading industry is to increase  net
profits through the reduction of
operating expenses. Simply increasing
sales will not increase net profits in this
industry. A commenter asked EPA to
define the circumstances under which
profits would increase for the retreading
industry. EPA cannot provide this

-------
/ Vol.
                                                                         17. 198a / Rules arid Regulations
.. information. It la outside the scope of; •
  EPA's responsibility, but even if it we're
  not, the factors must be determined by
  the Industry itself, which is most  '  -
  familiar with its operating expenses and
  procedures-. —'.:..
    In conclusion, the guideline by itself
  will have neither adverse effects nor be
  significantly advantageous in terms of
  competitiveness, employment levels.
  capitalization, productivity or-  -
  innovation in this industry. The •
  guideline is consistent with the cost-'
  benefit standard of E.O.12291.
    This rule was submitted to the Office
  of Management and Budget for review
  as required by Executive Order No.
  12291. .••.,.-..
  C. Regulatory Flexibility Act
    Pursuant to the Regulatory Flexibility
  Act, 5 U.S.C. 601 etseq., whenever an
  agency publishes a general notice of
  ruJemaking for any proposed or final
  rule, it must prepare and make-available
  for public comment a regulatory
  flexibility analysis that describes the
  impact of the rule on small entities (i.e.,
  small businesses, small organizations,
  small governmental jurisdictions),
  unless the Administrator certifies mat
  the rule will not have a significant
  economic impact on a substantial
  number of small entities.
   As described in th background
  document prepared for this guideline,
  the economic impact on both small
 businesses and small governmental
 jurisdiction's is expected to be in some
 cases, negligible and in other instances,
 beneficial, because there will be no net
 change in the number of small .
 businesses supplying tires to procuring
 agencies and most  small govenment
 jurisdictions use non-Federal funds to
 procure tires. An extremely limited
 number of business and governmental
 entities are affected at all by the
 guideline. Therefore, the guideline is not
 expected to have significant economic
 impact on a substantial number of small
 entities.
   For the above reasons, EPA certifies
 that this guideline will not have a
 significant economic impact on a
 substantial number of small entities. As
 a result the guideline does not require  a
 Regulatory Flexibility Analysis.
 List of Subjects in 40 CFR Part 253
  Government, procurement, Recycling,
 Resource recovery.  Retreading. Tires.
  Dated: November 9,1988.
 Lee M. Thomac,
Administrator.
  For the reasons set out in the
preamble. Title 40 of the Code of Federal
           Regulations is amended by adding a-,-"
           new Part 253 to read as follows: •

           PART 253r-GUIDELJNE FOR FEDERAL
           PROCUREMENT OF RETREAD TIRES

           SubpertA—General -   .
           Sec.      "      ...
           253.1 Purpose.  ' • '
           253.2 Designation.
           253.3 Applicability. .   '  '
           253.4 Definitions. •
           Subpart B—Specifications
           253.10 Revisions. -
           253.11 Exclusions.         •-•"-..    '  .
           Subpart C—Affirmattv* Procurement
           Program     .'.-...-'
           253.20 General,
           253.21 Preference program.
           253.22 Promotion program.
           253.23 Estimation, certification, and
              verification.
           253.24 Annual review and monitoring.
          - 253.25 Implementation.  -
            Authority: 42 U.S.C. 6912(a) and 6362.

           Subpart A—General

           §253.1  Purpose.
            (a) The purposes of this guideline are:
            (1) To assist procuring agencies in  '.
           complying with the requirements of
           section 6002 of the Solid Waste Disposal
           Act, as amended by the Resource
           Conservation and Recovery Act (RCRA
           or the Act), as amended. 42 U.S.C. 6962,
           as that section applies to procurement of
           tires and
            (2) To designate tires as a
           procurement item subject to RCRA
           section 6002.
            (b) This guideline contains
           recommendations for use in
           implementing the requirements of
           section 6002, including revision of
           specifications and development of an
           affirmative procurement program.  -
            (c) The Environmental Protection
           Agency (EPA) believes that adherence
           to the recommendations in the guideline
           constitutes compliance with section
           6002. However, procuring agencies may
           adopt other types of procurement
          programs consistent with section 6002.

          §253.2  Designation.
            EPA designates tires as items which
          are or can be produced with recovered
          materials (i.e., used tire casings) and
          whose procurement by procuring
          agencies will carry out the objectives of
          section 6002 of RCRA. For purposes of
          this guideline, the term "tires" does not
          include airplane tires.

          §253.3 Applicability.
            (a)(l) This guideline applies to all
          procuring agencies and to all
          procurement actions involving tires
          when the procuring agency makes a
  purchase. In the current fiscal year,
•  worth $10,000 or more, or when the cost
  of such items or of functionally
  equivalent items purchased during the
  preceding fiscal year was $10,000 or.
  more. For purposes of the $10,000
  threshold, all sizes'and types of tires
  should be considered to be "functionally
  equivalent"
    (2) This guideline applies to Federal
  agencies, to State or local agencies using
  appropriated Federal funds, and to
  persons contracting with any such
  agencies with respect to work performed
  under such contracts.
    (i) Federal agencies should note' that
  the requirements of RCRA section 6002
  apply to them whether or not      .
  appropriated Federal funds are used for
  procurement of items designated by
  EPA.    .              ^
    (ii) This guideline also applies to State
-  and local agencies and to contractors
  whenever commingled Federal and non-
  Federal funds are used to procure tires,
    pii) The $10,000 threshold applies to
  procuring agencies as a whole rather
  than to agency subgroups such as
  regional offices or subagericies.
    (b) The term "procurement actions"
  includes purchases made directly by a
  procuring agency and purchases made
  by any person directly in support of
 work being performed for a procuring
  agency (e.g., by a contractor).
   {c) This guideline does not  apply to
 purchases which are not the direct result
 of a contract grant loan, funds
 disbursement, or agreement with a
 procuring agency.

 §253.4  Definitions.
   As used in this guideline:
   "Act"  or "RCRA" means the Solid
 Waste Disposal Act as amended by the
 Resource Conservation and Recovery
 Act as amended, 42 U.S.C. 6901 et seq.
   "Fe'deral agency" means  any
 department agency or other
 instrumentality of the Federal
 Government, any independent agency or
 establishment of the Federal
 Government including any Government
 corporation, and the Government
Printing Office.
   "Person" means an individual, trust
firm, joint stock company, corporation
(including a government corporation),'
partnership, association. Federal
agency. State, municipality, commission,
political subdivision of a State, or any
interstate body.
   "Practicable" means capable of being
used consistent with: performance in
accordance with applicable
specifications, availability at a
reasonable price, availability within a
reasonable period of time, and

-------
Federal  Register / Vol. 53, No. 222  / Thursday, NovemberlT. .......... 1988 ...... /
                                                                                                             4S573
 maintenance of a satisfactory level of   -
 competition.
   "Procurement item" means any
 device, good, substance, material,
 product, or other item, whether real or
 personal property, which is the subject
 of any purchase, barter, or other
 exchange made to procure such item.
   "Procuring agency" means any
 Federal agency, or any State agency or
 agency of a political subdivison of a
 State which is using appropriated
 Federal funds for such procurement, or
 any person contracting with any such
 agency with respect to work performed
 under such contract.
   "Retread tire" means a worn
 automobile, truck, or other motor vehicle
 tire whose tread has been replaced.  .
   "Specification" means a description of
 the technical requirements for a .
 material, product, or service that
 includes the criteria for determining
 whether these requirements are met. In
 general, specifications are in the form of
 written sommercial designations,
 industry standards, and other
 descriptive references.
   'Tire" means the following types of
 tires: passenger car tires, light- and
 heavy-duty truck tires, high speed
 industrial tires, bus tires, and special
 service tires (including Military,
 agricultural, off-the-road, and slow
 speed industrial).

 Subpart B—Specifications

 1253.10 Revision*.'
   (a) By May 8,1988, Federal agencies
 were required to eliminate from their
 specifications any exclusion of retread
- tires and any requirement that tires be
 manufactured from virgin materials
 unless there is a technical basis for such
 exclusion or requirement.
   (b) Within one year after the date of
 publication of this guideline, each
 procuring agency must assure that its
 specifications require the use of retread
 tires to the maximum extent possible
 without Jeopardizing the intended end
 use of these items. Specifications should
 indicate the functional requirements of
 tires to be procured, including the
 performance criteria (e.g., high speed
 tires), any desired mileage guarantees,
 and the size and type of tire required.

 §253.11  Exclusions.          .   . •  ,
   Any procuring agency which prepares
 a specification which excludes retread
 tires should document its determination
 that use of retread tires will jeopardize •
 the intended end use ofihe tire. Such
 determinations should be based on •
 technical performance information and ..
 identify any performance criteria.that
 cannot be satisfied by retread tires.
                              Subpart C—Affirmative Procurement
                              Program

                              §253.20 General.
                                (a) Within one year after the date of
                              publication of this guideline as a final  •
                              rule, each procuring agency which
                              procures tires must establish an
                              affirmative procurement program for
                              procuring retread tires to the maximum
                              extent practicable. The program must
                              meet the requirements of section 8002(i)
                              of RCRA, including the establishment of
                             • a preference program; a promotion
                             . program; procedures for estimation,
                              certification, and verification; and
                              procedures for conducting an annual
                              review of the affirmative procurement
                              program. This subpart provides
                              recommendations for implementing
                              section 6002(i).
                                (b) Federal agencies should note that
                              while the U.S. General Services
                              Administration executes tire contracts,
                              it is not responsible for developing and
                              implementing an affirmative
                              procurement program under RCRA ,
                              section 6002 for any agency but itself.
                              Each Federal agency is responsible for
                              its own section 6002 affirmative
                              procurement program.'

                             • § 253.21 Preference program.
                                (a) EPA recommends that procuring
                              agencies establish preference programs
                             , consisting of two components:
                                (1) Procurement of tire retreading
                             • services for the agencies' used
                              carcasses, such as from persons
                              identified on the U.S. General Services
                              Administration's Federal Supply
                              Schedules.
                               ' (2) Procurement of tires through
                             • competition between vendors of new
                              "tires and vendors of retread tires.
                              Procuring agencies should provide a
                              preference to the vendor offering to
                             . supply the greatest number of retread
                              tires in the event that identical low bids
                              are received in response to a
                              solicitation, all other factors being
                              equal.
                                (b) EPA further recommends that
                              procuring agencies establish a tire .
                              procurement policy stating that the
                              agency will first procure retreading
                             . services for its used tires to the
                              maximum extent practicable and, if such
                             ' services are not practicable, obtain
                              replacement tires from the vendor(s)
                             •awarded the contract(s) to supply tires. •
                                (c) EPA recommends that a procuring
                             ••agency that is unable toimplernent one
                              of the components listed in paragraph .
                              .(a) of this section document that it is  •.
                             . unable to purchase retread tires or tire
                              re-reading services due to ona or more
                              of the following limitations:
   (1) Unsatisfactory level of
 competition;
   (2) Unavailability within a reasonable
 period of time;
   (3) Inability to meet the specifications
 in the invitation for bids, provided that
 such specifications satisfy RCRA
 section 6002(d) and Subpart B of this
 part
   (4) Unavailability at a reasonable
 price.
 The agency also must continue to
 attempt to implement the component
   (d) EPA recommends that procuring
 agencies record the following
 information for each procurement:
   (1) Type and quantity of tires,
   (2) Whether new tires, retread tires, or
 retreading services were procured,
   (3) Cost per tire, and
   (4) If new tires are procured, the
 reason for not procuring retreading
 services or retread tires.
   (e) Procuring agencies must review
 their procurement practices and
 eliminate those which would inhibit or
 preclude use of retread tires.

 § 253.22  Promotion program.
   Procuring agencies must develop a
•promotion program to promote the
 preference program. EPA recommends
 that procuring agencies use the
 following methods, at a minimum, to
 promote their preference programs:
   (a) Place a statement in procurement
. invitations in the Commerce Business
 Daily describing the preference
 program.
   (b) Describe the preference program in
 tire procurement solicitations or
 invitations to bid.
   (c) Discuss the preference program at
 bidders' conferences.
   (d) Inform industry trade associations
 about the preference program.

 § 253.23  Estimation, certification, and
 verification.
   (a)(l) Except as provided in paragraph
 (a)(2) of this section, contracting officers
• must require vendors who supply tires
 to procuring agencies to estimate the
 number of retread tires to be supplied.
 EPA recommends that procuring
 agencies retain these estimates for three
 years from the date they are received.
   (2) The  estimation requirement does
 not apply when a procuring agency
 purchases tire retreading services using
• an indefinite quantity-contract.
   (b) EPA recommends that as part of a
 solicitation for tires as products,
 procuring agencies require vendors to
 certify the number of retread tires to be
 supplied or the percentage of the total
.tires to be supplied that will be retread
 tires.

-------
 46574   Federal Register /Vol.-. 53; No; 222 / Thursday, November 17. 1988  / Rules'and Regulations
   (c) Procuring agencies must establish
 reasonable procedures to. verify the - -'
 estimates; EPA recommends that    -
 procuring agencies randomly check the
 numbers stamped on tire sidewalls to
 verify that retread tires have been -
 supplied. (In accordance with U.S.
 Department of Transportation
 regulations, the tire will be stamped
 with the symbol DOT-R.)

 § 253.24  Annual review and monitoring.
  (a) Each procuring agency must    •
 conduct an annual review and •
 monitoring of the effectiveness of its
 affirmative procurement program. EPA
 recommends that the annual review
 include the following items: '
  (1) An estimate of the number of
retread tires purchased.
  (2) An assessment of the effectiveness
of the preference program.
  (3) An assessment of remaining
barriers to procurement of retread tires
to determine whether they are internal
(e.g., resistance to use) or external (e.g.,
unavailability) barriers.
   (4) A program to gather statistics.
 Procuring agencies should monitor their
 procurements to provide data on the
 following:                   _  «
   (i) Comparative price information on
 competitive procurements; "
   (ii) The quantity of each item procured
 over a fiscal yean   '           : •
   (iii) The availability of retread tires or
 tire retreading services to procuring
 agencies;          •          "   .. ~
   (iv) Type of performance tests' -  •  "-
 conducted, together with the type of '
 retread tires that failed the tests, the"
 percentages of all new tires and retread.
 tires procured, respectively, that failed
 each test and the nature of the failure; '
   (v) Agency experience with the  "
 performance of the procured products.
   (b) Procuring agencies should prepare
 a report on their annual review and
 monitoring of the effectiveness of their
procurement programs and make these
reports available to the public. The
reports should contain the following
information:                   •  .
  (1) A discussion of how  the procuring
agency's approach procures retread tires
.  or tire retreading services to the
  maximum extent practicable. The basis
  for this discussion should be a review of
  the data compiled on price, availability,
  and performance, as well as a
  comparison of estimates and .
  certifications provided by the vendors.
   (2) Documentation of specification
  revisions made during the year.

  §253.25  Implementation.

   (a) Federal agencies were required to
  review and revise their specifications,
  as set forth in § 253.10(a), by May 8,
  1988.
   (b) Procuring agencies are required to
 revise their specifications as set forth in
  § 253.10(b), and to establish affirmative
 procurement programs, as set forth in
 Subpart C, by November 17,1989.
   (c) Procuring agencies must begin
 procurement of retread tires, in
 compliance with this guideline by
 November 17,1989.
 [FR Doc. 88-26422 Filed 11-18-88; 8:45 am]
 BILLING CODE

-------

-------