Printed  Wiring  Board
Industry and  Use  Cluster Profile
          Designt for the Environment Program
      Economics, Exposure and Technology Division
        Office of Pollution Prevention and Toxics
         U.S. Environmental Protection Agency
                Washington, DC  20460
    This document was produced under grant # X 823856-01-0 from
        EPA's Environmental Technology Initiative program.

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                                ACKNOWLEDGMENTS

     This report was prepared by Microelectronics and Computer Technology Corporation and The
Institute for Interconnecting and Packaging Electronic Circuits as part of a multi-stakeholder,
collaborative, Design for the Environment project. The EPA Project Officers were Kathy Hart and
Debbie Boger of the Design for the Environment Staff of the Office of Pollution Prevention and Toxics.
The report was constructed by Christopher Rhodes of the IPC and Greg Pitts of MCC, with valuable
assistance in the preparation and review provided by: George Cushnie and Mark Eelman of CAI, Inc.;
Steve Bold of Continental Circuits; Gary Roper of HR  Industries; and Fritz Fehrer and Ted Smith of
the Silicon Valley Toxics Coalition. Acknowledgment is also given to the members of the project Core
Group, not mentioned above, who provided guidance and feedback throughout the preparation of the
report, including: Michael Kerr of Circuit Center; John Lott of E.I. DuPont de Nemours; and Lori
Kincaid of the University of Tennessee. Thanks also to Star Summerfield of the IPC and Jana Hellier
of MCC for incorporating comments, editing, and formatting the report.

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                                 Table of Contents
EXECUTIVE SUMMARY	4	ES-1

PART ONE: PWB INDUSTRY PROFILE

I.    INTRODUCTION AND OVERVIEW	1-1
     A.   WhatisaPWB?	1-1
     B.   Independent vs. Captive Production	1-1
     C.   General Nature of Industry	1-2

II.   COMPANIES AND FACILITIES	1-3
     A.   Number of Companies and Facilities	1-3
     B.   Size of Companies	1-3

HI.  FINANCIAL ANALYSIS OF INDUSTRY	1-5
     A.   Profitability	1-5
     B.   Operating and Financial Ratios	1-5

IV.  MARKET ANALYSIS OF INDUSTRY	1-6
     A.   World Market Summary	1-6
     B.   Domestic Market History/Overview	1-6
     C.   Imports/Exports	1-10
     D.   Major Domestic Markets and Trends	1-10
     E.   Analysis of Laminates and Process Consumables for Rigid Boards	1-11

V.   TECHNOLOGY TRENDS ANALYSIS OF INDUSTRY	1-13
     A.   Multilayer Technology	1-13
     B.   Surface Mount	1-14
     C.   Fine-Pitch	1-15
     D.   Density and Hole Sizes	1-15
     E.   Plating and Coating	1-16
     F.   Multichip Modules	1-18

PART TWO: PWB USE CLUSTER PROFILE

I.    OVERVIEW	2-1
     A.   Introduction	2-1
     B.   Use Cluster Profile	2-1
     C.   Overview of PWB Types and Manufacturing Methods	2-1
         1.   Single-sided Manufacturing Overview	2-2
         2.   Double-sided Manufacturing Overview	2-2
         3.   Multilayer Manufacturing Overview	2-4
         4.   Flexible PWB Manufacturing Overview	2-4
         5.   Subtractive Overview	.%	2-4
         6.   Additive Overview	.%	2-5
         7.   Additive Metallization Techniques	2-6
              a.    Solid Systems	2-6
              b.    Screen Printing	2-7
              c.   Liquid	2-7
              d.    Sequential Build	2-8

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                            Table of Contents (continued)
PART TWO: USE CLUSTER PROFILE OF THE PWB INDUSTRY (continued)

II.   CLUSTERS FOR RIGID MULTILAYER PWB MANUFACTURING	2-10
     A.  Data Acquisition and Computer-aided Design (CAD)	2-10
     B.  Inner Layer Image Transfer	2-11
         1.   Overview	2-11
         2.   Conventional Print-and-Etch	2-11
              a.   Photo-tool Creation	2-12
              b.   Material Preparation	2-13
              c.   Imaging	2-14
              d.   Etching	2-15
              e.   Resist Stripping	2-16
              f.   Oxide	2-16
         3.   Image Transfer Options	2-16
              a.   Directlmaging	2-16
              b.   Pre-treated Materials.....	2-17
     C.  Lamination	2-17
     D.  Drilling	2-18
         1.   Overview	2-18
         2.   Conventional CNC Drilling	2-19
              a.   Introduction	2-19
              b.   Entry Material	2-19
              c.   Back-up Material	2-19
              d.   Drill Bits and Process	2-19
         3.   Laser Ablation	2-20
     E.  Hole Cleaning	2-21
         1.   Overview	2-21
         2.   Wet Chemical Desmear and Etehback..	2-22
              a.   Wet Chemical Methods	2-22
              b.   Plasma Etchback	2-23
     F.  Making Holes Conductive	2-24
         1.   Overview	.	2-24
         2.   Electroless Copper	2-26
              a.   Cleaning	2-26
              b.   Activation and Acceleration.....	2-26
              c.   Copper Deposition	2-26
              d.   Process Waste Streams	2-28
         3.   Carbon-based Alternatives	2-28
         4.   Graphite-based Alternative	2-29
              a.   Cleaning and Conditioning	2-29
              b.   Graphite	2-29
              c.   Micro-etch	2-29
              d.   Anti-tarnish	2-30
              e.   Process Waste Streams	2-30
         5.   Palladium-based Alternatives	2-30
              a.   Cleaner/Conditioner	2-30
              b.   Micro-etch	2-31
              c.   Drying	2-31
              d.   Process Waste Streams	2-31
                                          11

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                            Table of Contents (continued)
PART TWO: PWB USE CLUSTER PROFILE (continued)

II.   CLUSTERS FOR RIGID MULTILAYER PWB MANUFACTURING (continued)
     G.   Outer Layer Image Transfer	2-31
          1.   Overview	:2-31
          2.   Image, Pattern Plate, and Etch	2-33
              a.   Imaging	2-33
              b.   Pattern Plating Copper..	2-33
              c.   Pattern Plating Etch-resist	2-35
              d.   Photoresist Stripping	2-36
              e.   Outer Layer Etching.....	2-36
              f.   Tin and Tin-Lead Stripping	2-36
          3.   Panel-Plate, Print, and Etch ("Tent-and-Etch")	2-36
     H.   Surface Finish	2-37
          1.   Overview		4	2-37
          2.   Solder Mask Over Bare Copper (SMOBC), Hot Air Solder Level (HASL)	2-38
              a.   Solder Mask	2-38
              b.   Hot Air Solder Level (HASL)	2-38
          3.   Reflowed Tin-Lead	2-39
          4.   Nickel/Gold	2-39
              a.   Hard Gold	2-39
              b.   Soft Electrolytic Gold	2-39
              c.   Electroless Nickel/Immersion Gold	2-39
     I.    Final Fabrication	2-40

III.  SUPPORT OPERATIONS..	2-41
     A.   Waste Treatment	2-41
     B.   Waste Streams	,	2-41
          1.   Solvents	2-41
          2.   Process Baths	2-41

IV.  SELECTING A USE-CLUSTER FOR A Dffi PROJECT	2-43
     A.   Cleaner Technology Substitute Assessment	2-43
     B.   Use Cluster Scoring System	2-43
     C.   Use Cluster Selection in the DfE PWB Project	2-43
     D.   Future Design for Environment Projects	2-44

REFERENCES	R-l


APPENDIX

A.   Glossary of Terms	A-l

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                                    List of Tables

1-1  Distribution of PWB Manufacturing Facilities, 1994	.	1-3
1-2  U.S. Independent PWB Manufacturers: Number and Size of Company by Sales	1-4
1-3  Quantity and Value of Domestic PWB Production	1-8
1-4  Domestic Rigid PWB and Laminate Production by Type of Substrate Used	1-12
2-1  Lasers Available for Via Formation in PWB Fabrication	2-20
2-2  PlasmaEtchbackParameters	2-24
                                           IV

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                                      List of Figures
 1-1  U.S. Independent PWB Manufacturers: Market Share by Size of Company	1-4

 1-2  U.S. Dollar Denominated Share of World Rigid PWB Market for Selected
     Countries/Regions	1-6

 1-3  U.S. Dollar Denominated Production of World Rigid PWB Market by Type of Substrate	1-7

 1-4  Historical World Market Share for Rigid and Flexible Circuits	1-7

 1-5  Comparison: Multilayers (including high-performance multilayers) vs. All Other
     Rigid PWBs (excluding flex)....	1-8

 1-6  Historic Trends of Make vs. Buy for PWB Production in the U.S	1-9

 1-7  Market for PWBs in the United States in 1993	1-11

 1-8  Sales of Various Process Consumables for RigidBoards in 1993	1-12

 1-9  Historical Trends for Layer Count in Multilayer PWBs	1-14

 1-10 Historical Trends on Surface Mount Applications in PWB Production	1-14

 1-11 Use of Fine-pitch Technology	1-15

 1-12 Density of PWB Production Based on Dollar Value of Production:
     OEM vs. Independents	1-16

 1-13 Percent of Production for Various Hole Sizes Based on Dollar Value of Production
     for 1993	1-17

 1-14 PercentUsageof<0.019"Holesfroml985 through 1993 Based on Dollar Value
     of Production	1-17

 1-15 Historical Trends in PWB Surface Finish Techniques Based on Dollar Value
     of Production	1-18

 1-16 Historical Trends in PWB Protective Coating Techniques	1-18

 1-17 Worldwide 1C Packaging Methods	1-19

2-1  The Basic Manufacturing Flow for the Fabrication of Rigid Multilayer PWBs	2-3

2-2  The Simplified Subtractive Process for Manufacturing Inner Layers of Rigid Multilayers,
     and a Cross-Section of Two Inner Layer Cores within a Multilayer Structure *,	2-5

2-3  The Simplified Full-Build Additive Process for Manufacturing Inner Layers of Rigid
     Multilayers, and a Cross-Section of a Multilayer Structure	2-6
                                            v

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2-4  Typical Process Flow for PWB Manufacture	2-10



2-5  Inner Layer Image Transfer Use Cluster	2-12



2-6  Schematic Drawing of an Exposure Tool for Inner Layers	2-12



2-7  Typical Oxide Process Line	2-16



2-8  Drill Holes Use Cluster	2-18



2-9  Clean Holes Use Cluster	2-22



2-10 Typical Desmear Process Line	2-23



2-11 Make Holes Conductive Use Cluster	2-25



2-12 Typical Electroless Copper Plating Line	2-27



2-13 Outer Layer Image Transfer Use Cluster	2-32



2-14 Typical Pattern Plate, Etch-resist, Photoresist Strip Process Line	2-34



2-15 Typical Ammoniacal Etch Process	2-36



2-16 Surface Finish Use Cluster	2-37













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                                             VI

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                                EXECUTIVE  SUMMARY

     This report presents a profile of the printed wiring board (PWB) industry, and defines and de-
scribes the typical manufacturing steps or "use clusters" in the manufacture of multilayer rigid PWBs.


INTRODUCTION

     PWBs serve to interconnect the devices and components in the vast majority of electronic prod-
ucts. Without this critical component, most electronic products either could not function or would be
significantly more expensive if constructed with other interconnect technologies.  PWBs play a crucial
role in the advancement of electronic packaging and interconnections because improvements in PWBs
reduce the size and cost of electronic devices while boosting performance. Progress in PWB technol-
ogy and manufacturing drives U.S. competitiveness in both existing products and new technologies.
The U.S. Department of Defense (DoD), the U.S. Department of Commerce (DoC), the Japanese Min-
istry of International Trade and Industry (MITI), and the European Community (EC) all include elec-
tronic systems and components on their critical technology lists.


BACKGROUND

     A March 1993 report published by MCC (the Microelectronics and Computer Technology Cor-
poration) entitled, Environmental Consciousness: A Strategic Competitiveness Issue for the Electronics
and Computer Industry, identified key environmental technology needs in electronics systems manu-
facturing. The study concluded that effective collaboration between government, industry, academia,
and the public is vital for developing and implementing environmentally conscious products and pro-
cesses.  Industry and government programs in environmental technology should encourage such col-
laboration and focus on specific pilot projects.

     The study effort stimulated a collaborative effort to develop a roadmap for the electronics indus-
try. The final roadmap document, released in December of 1994, was produced through a collaborative
process that collectively involved more than 100 organizations, including the Advanced Research Pro-
jects Agency (ARPA), DoE and the Environmental Protection Agency (EPA), and several prominent
trade associations.  The Institute for Interconnecting and Packaging Electronic Circuits (IPC) was in-
strumental in developing the information on PWBs through its Environment, Health,  and Safety Com-
mittee.  The EPA Design for the Environment PWB Project was stimulated in part by both of these ac-
tivities.

DESIGN FOR THE ENVIRONMENT PROJECT

     This profile report was prepared in support of the U.S. EPA Design for the Environment PWB
Project. The Project is a cooperative effort between the EPA, IPC, MCC, industry, research institu-
tions, and public interest stakeholders to identify and assess environmentally safer substitute materials,
processes, and technologies for the PWB industry. This report—a profile of the industry (Part 1) and
description of the major industry processes (Part 2)—is one step in the overall assessment.  The in-
formation contained in this report contributes to the selection of specific materials, processes, and tech-
nologies to be investigated further.


PART  1:  INDUSTRY PROFILE

     The total world market for all PWBs is approximately $21 billion, of which U.S. production ac-
counts for about one quarter (>$5 billion). U.S. domination of this world market eroded from 1980 to
                                           ES-1

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1990, but has come back slightly in recent years. However, like a commodity industry, the PWB in-
dustry is characterized by highly competitive global sourcing with very low profit margins.

     There are approximately 700 to 750 independent PWB manufacturing facilities hi the U.S. In ad-
dition, there are approximately 70 captive printed wiring board facilities.  The states with the highest
number of PWB manufacturing facilities are California, Minnesota, Texas, Illinois, Massachusetts, and
Arizona. However, there are PWB manufacturing facilities in virtually all 50 states and territories.  In
sheer numbers, the vast majority of PWB manufacturers are small to medium enterprises with annual
sales under $10 million.  In the U.S., the majority of PWBs (>75%) are produced by independent
manufacturers. Many original equipment manufacturers (OEMs) have shut down their PWB operations
and now buy their PWBs from independent manufacturers.

     Since 1980, rigid multilayer PWBs have grown to dominate the domestic production value of all
PWBs.  Rigid multilayer boards now account for approximately 66% of the domestic market. One-
quarter of the market is double-sided rigid boards, and the remainder are single-sided and flexible cir-
cuits. The market for multilayer boards has grown from approximately $700 million in 1980, to almost
$3.4 billion in 1993. The PWB industry directly employs approximately 75,000 people. Of this num-
ber, about 68% of employment is concentrated hi production jobs—the highest ratio of production jobs
for U.S. electronic manufacturing.

     IPC estimates that a minimum of 2% of PWB revenues in  1991 went to pay for pollution con-
trols.  In comparison, the average net profit for the PWB industry in 1991 was about 2.2% of sales.
The cost of waste treatment (estimated at over $140 million hi 1990 for major merchant PWB manufac-
turers) and the additional regulatory burdens of recordkeeping, manifesting, and inventory reporting
constitute a significant cost to the PWB manufacturers in this country. The fundamental processes,
however, have remained the same and many pollution prevention efforts have reached their cost-ef-
fective limits. Part 2 of this document will describe the PWB manufacturing process and identify al-
ternative technologies that may be evaluated in a design for the environment effort, thereby decreasing
cost and environmental impact simultaneously.


PART  2:  USE  CLUSTER  PROFILE

     PWB manufacturing is a highly technical, complicated operation requiring large equipment invest-
ments and over fifty processes.  The manufacturing processes described hi Part 2 are organized and de-
scribed hi "use clusters." A use cluster is a set of chemicals, processes, and technologies that can sub-
stitute for one another to perform a specific function. A use cluster profile of the industry, therefore,
describes alternate chemicals, processes, or technologies that may be used  to complete each step or
function hi the entire PWB manufacturing process.

     This PWB use-cluster profile describes the fabrication processes for the largest product segment
of the industry, the rigid multilayer PWB. The use cluster profile is intended to aid in the selection of a
use cluster for assessment hi a DfE project.  The profile identifies different processes in the PWB
industry (e.g., laminating, making holes conductive) and steps within those processes (e.g., imaging,
etching, plating).  The process steps are described in flow chart form with a description of each step.
Next, the chemicals, processes, and technologies used in each step are briefly described.  The profile
may also mention commonly accepted alternatives to these practices and areas that are recognized to
have especially high environmental impacts.  Information on the risk and releases of these materials can
then be investigated to target areas for further work but is not within the scope of this report.
                                           ES-2

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      PART ONE:
PWB INDUSTRY PROFILE

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I.    INTRODUCTION AND OVERVIEW

      This industry profile refers to the printed wiring board (PWB) industry, SIC 3672.


      A.   What is a PWB?

           A printed wiring board (PWB) is the foundation—both literally and figuratively—for virtu-
ally all electronics in the world.  It is the platform upon which electronic components such as integrated
circuit chips and capacitors are mounted.  The PWB, or printed circuit board (PCB) provides both the
physical structure for mounting and holding electronic components as well as the electrical intercon-
nection between components. A PWB consists of a non-conducting substrate (typically fiberglass with
epoxy resin) upon which a conductive pattern or circuitry is formed. Copper is the most prevalent con-
ductor, although  nickel, silver, tin,  tin-lead, and gold may also be used as etch-resists or top-level
metal.  There are three types of PWBs:  single-sided, double-sided, and multilayer.  Single-sided
boards have a conductive pattern on one side only, double-sided boards have conductive patterns on
both faces, and multilayer boards consist of alternating layers of conductor and insulating material
bonded together.  The conductive layers are connected by plated through-holes, which are also used to
mount and electrically connect components. PWBs may also be either rigid, flexible, or a combination
of the two (rigid-flex).

      When the electronic components have been mounted on the PWB, the combination of PWB and
components is an electronic assembly, also called a printed wiring assembly (PWA). This assembly is
the basic building block for all larger electronic systems, from toys to toasters to telecommunications.

      These electronic systems, in turn, support every other critical technology in the United States.  To
quote the Council on Competitiveness from their 1991 Gaining New Ground report, "Electronic com-
ponents are playing an especially important role in driving improvements in information and communi-
cation technologies, which in turn are enabling advances in all manufacturing and service industries."

      PWBs play a crucial role in these improvements because advances in electronic packaging and in-
terconnections reduce the size and cost of electronic devices while boosting performance. Progress in
PWB technology and manufacturing drives U.S. competitiveness in both existing products and new
technologies. The U.S. Department of Defense, the U.S. Department of Commerce, the Japanese Min-
istry of International Trade and Industry, and the European Community all include electronic systems
and components on their critical technology lists.

     Electronics drive productivity in almost every industry—one electronics job determines the com-
petitive strength of seven jobs in other industries.  Electronics are critical in medical systems, defense
technologies, information processing, intelligent manufacturing, propulsion, and materials processing.
In addition, a number of new, emerging industries depend on advancing the technical capability of the
PWB industry. These include artificial intelligence, biotechnology, digital imaging technology, high-
density data storage, high-performance computing, medical devices and diagnostics, opto-electronics,
and more. U.S. competitiveness in these new technologies will depend upon advanced PWB technol-
ogy and manufacturing capability in the United States.


     B.   Independent vs. Captive Production

          PWBs are produced by two types of manufacturers:  independent and captive.  An indepen-
dent or merchant manufacturer produces PWBs for sale on the open market, to be used  in electronic
products such as TVs, computers, and so forth. Independent PWB manufacturers are thus competing
                                            1-1

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with each other in a global market to secure orders or contracts from customers. Typically, indepen-
dent PWB manufacturers bid on their ability to make a product as specified by the customer; the PWBs
or electronic interconnection products are almost always custom designed.

     A captive manufacturer is also known as an Original Equipment Manufacturer or OEM. These
companies manufacture PWBs for use internally in their own electronic products. Texas Instruments
and AT&T are examples of OEMs. Some OEMs, such as IBM, which in the past have been exclusive-
ly captive manufacturers, have recently entered the merchant market as well.

     In the United States, the majority of PWBs are produced by independent manufacturers. Many
OEMs have shut down their PWB operations and now buy their PWBs from independent manufac-
turers. Unfortunately, as OEMs shut down their PWB manufacturing, they also discontinue research
and development on new PWB manufacturing technology, processes, and materials. Because the aver-
age independent PWB manufacturer is orders-of-magnitude smaller than most OEMs, the independent
PWB manufacturer lacks sufficient resources to conduct research on any scale approaching what the
OEMs used to accomplish.  Thus, PWB technology development hi the United States has slowed down
considerably.


     C.   General Nature of Industry

          PWB manufacturing is a highly technical, complicated operation requiring large equipment
investments and over fifty process steps.  Because PWBs are designed for individual, specific applica-
tions, the PWB manufacturing industry is not considered a commodity industry.  However, like a com-
modity industry, the PWB  industry is characterized by highly competitive global sourcing with very
low profit margins. Designs for specific PWBs can be transmitted electronically virtually anywhere in
the world for fabrication.

     In the United States, unlike some other areas of the world, the PWB industry has made substan-
tial investments in pollution prevention and control, and is continuing to spend an average of 2.1% and
as much as five percent of sales on regulatory compliance and pollution prevention. These investments
have paid off with significant pollution prevention successes. For example, the Institute for Intercon-
necting and Packaging Electronic Circuits (IPC) and several IPC members won EPA Stratospheric
Ozone Protection Awards for research on eliminating ozone-depleting substances from PWB manufac-
turing and assembly.  Several IPC members have also won EPA 33/50 Pollution Prevention Awards
for their aggressive work on preventing pollution, and many IPC members have won state or local
awards for their proactive pollution reduction efforts.
                                            1-2

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II.  COMPANIES AND FACILITIES

     A.   Number of Companies and Facilities

          There are approximately 700 to 750 independent PWB manufacturing facilities in the U.S.
In addition, there are approximately 70 captive printed wiring board facilities. The geographic distribu-
tion is shown in Table 1-1.  The states with the highest PWB manufacturing are California, Minnesota,
Texas, Illinois, Massachusetts, and Arizona. However, there are PWB manufacturing facilities in vir-
tually all 50 states and territories.
Region Description
Area
New England
Mid- Atlantic
South Atlantic
Southeast
South Central
Mid-Central
North Central
East Central
Mountain States
Northwest
No. California
So. California
Canada
States
VT, NH, MA, CT, ME, RI
PA, NY, NJ
VA, WV, MD, DE, NC, SC
TN, MS, AL, GA, FL, PR
TX, OK, AR, LA
DL, KS, MO, NE
MT, ND, SD, MN, IA, WI
MI, IN, OH, KY
WY, CO, UT, NV, AZ, NM
OR, WA, AK, HI


AB, MB, ON, QU, BC, SA
Total
# of PWB Facilities
Captive
9
6
6
7
6
4
8
5
7
4
0
6
2
70
Independent
65
68
26
49
45
53
62
48
43
21
85
134
48
747
       Source: Kirk-Miller Associates, 1994.

                 Table 1 -1.  Distribution of PWB Manufacturing Facilities, 1994.

     B.   Size of Companies

          In sheer numbers, the vast majority of PWB manufacturers are small to medium enterprises
with annual sales under $10 million. The breakdown of the number of companies by size is shown in
Table 1-2. These numerous smaller companies control only about 20% to 25% of the market dollar
volume, while the largest 40 or so companies with annual sales over $20 million control about 55% of
the dollar volume of the PWB market. A breakdown of market share by size of company is shown in
Figure 1-1.

     The PWB industry directly employs approximately 75,000 people. Of this number, about 68%
of employment is concentrated in production jobs—the highest ratio of production jobs for U.S. elec-
tronic manufacturing. Approximately 50% is the average for other electronic sectors. These employ-
ment figures do not include jobs generated by the related PWB material and equipment suppliers of the
industry, nor the OEMs that produce PWBs for internal use.
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Annual Sales
Over $50 Million
$20 to $50 Million
$10 to $20 Million
$5 to $10 Million
Under $5 Million
Totals
Number of
Companies
14
30
40
85
500 or more
Over 650
Average
Shipments per
Company
$95
$31
$14
$7
$<1

Total
Shipments
$1,330
$1,116
$672
$595
$349
$4,062
    Source: IPC Technology Marketing Research Council, June 1994.
Table 1-2.  U.S. Independent PWB Manufacturers: Number and Size of Company by Sales
                                 (all dollars are in millions).
                              500 companies
                              with sales under
                                $5 million
                                   (8%)
85 companies with sales
between $5-$10 million
       (12%)
14 companies with sales
   over $50 million
       (34%)
      40 companies with sales
      between $10-$20 million
             (17%)
                                30 companies with sales between
                                      $20-$50 million
                                          (28%)
  Figure 1-1. U.S. Independent PWB Manufacturers:  Market Share by Size of Company.
            Source: IPC Technology Marketing Research Council, June 1994.
                                         1-4

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III. FINANCIAL ANALYSIS OF INDUSTRY

     Printed wiring board manufacturing is a highly competitive global industry. Although PWBs are
not a commodity item, many of the competitive pressures and sourcing patterns are typical of a com-
modity market.


     A.   Profitability

          Profitability in the industry varies from year to year, but generally falls in the range from 0
to 3%. Extremely stiff foreign competition and adequate global capacity keep the profit range narrow.
The net profit after taxes for the domestic PWB industry in 1992 was 1.6%, and in 1993 was 2.9%.
While these trends vary annually, in general the largest companies outperform the smallest in terms of
profitability, while the mid-size companies fluctuate more between extremes.  The reasons for this trend
are not entirely clear, but as PWB manufacturing becomes more expensive and capital-intensive, the
largest companies may benefit from greater resources and economies of scale.


     B.   Operating and Financial Ratios

          With respect to operating and financial ratios, the following is a summary of typical figures
for the industry:

    •   Pre-tax return on  assets: 3% to 5%
    •   Net sales per employee: $60,000 to $110,000
                                            1-5

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IV. MARKET  ANALYSIS  OF INDUSTRY

     A.   World Market Summary

          The total world market for all PWBs is approximately $21 billion.1  The United States and
Japan are the dominant leaders, although the four tigers (Hong Kong, Singapore, Taiwan, and Korea)
have been increasing market share in recent years. The distribution of production for rigid PWBs by
selected countries and regions is shown in Figure 1-2. The breakdown of the world market for rigid
PWBs by type of substrate is shown hi Figure 1-3 and, as can be seen, multilayer boards dominate the
world market.

     A historical perspective on the world market share (in U.S. dollars) for PWBs is shown in Figure
1-4. U.S. domination of this world market eroded from 1980 to 1990, but has come back slightly in
recent years. Japan and the four tigers have been the predominant competitors who have captured the
world market share lost by the United States. Japan is now seeing its own market dominance erode as
the four tigers continue to capture market share.


     B.   Domestic Market History/Overview

          Since 1980, rigid multilayer PWBs have grown to dominate the domestic production value
of all PWBs. Rigid multilayer boards now account for approximately 66% of the domestic market.
One-quarter of the market is double-sided rigid boards, and the remainder are single-sided and flexible
circuits.  The market for multilayer boards has grown from approximately $700 million in 1980, to
almost $3.4 billion in 1993. Figure 1-5 shows the history of this growth in the multilayer market.
       Figure 1-2. U.S. Dollar Denominated1 Share of World Rigid PWB Market for Selected
       Countries/Regions. Source: IPC Technology Marketing Research Council, June 1994.
   Exchange rates play a major factor in analyzing the world market. Growth and market share depend on which curren-
   cy is used to measure the markets and the current exchange rate . All world market data in this report are measured in
   U.S. dollars based upon the exchange rate as of 31 December 1993.


                                            1-6

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               Figure 1-3. U.S. Dollar Denominated1 Production of World Rigid
                             PWB Market by Type of Substrate.
                     U.S.
                     Japan
                     Europe
                     All Others
   15.0%
10.0%
 5.0%
    0.0%
Figure 1-4. Historical World Market Share for Rigid and Flexible Circuits (based on U.S. dollars).1
                                           1-7

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                            Multilayers
All Other Rigid
   4000

   3500
        1980 1981  1982  1983  1984 1985 1986  1987  1988  1989 1990 1991  1992  1993
         Figure 1-5. Comparison: Multilayers (including high-performance multilayers) vs.
                 All Other Rigid PWBs (excluding flex). All Dollars in Millions.
                Source:  IPC Technology Marketing Research Council, June 1994.


     Although multilayer rigid boards dominate the dollar volume of production, single-sided PWBs
by far dominate the number of circuit boards produced in the United States. Of the approximately 1.3
million PWBs produced in the United States in 1993, almost 900,000 were single-sided and only
150,000 were multilayer boards. However, the average cost for a single-sided board is 580, while the
average cost for a multilayer board is about $22 (Table 1-3).

     Another historical shift over the past ten years has been outsourcing PWB manufacturing. In
1980, captive OEM operations accounted for about 50% of the PWB market.  Independent or merchant
PWB manufacturers accounted for the other half. As  is clear from Figure 1-6, captive houses have
been shutting down their PWB manufacturing operations and instead purchasing PWBs from the
smaller independent manufacturers.
Type of PWB
Multilayer
Double-sided
Single-sided
Totals
Total Value of
Production
$3.350 billion
$1.186 billion
$0.521 billion
$5.057 billion
Average Cost
per Board
$21.74
$5.65
$0.58

No. of PWBs
(in millions)
154,000
210,000
890,000
1,254,000
         Source: IPC Technology Marketing Research Council, June 1994

                   Table 1-3. Quantity and Value of Domestic PWB Production.
                                            1-8

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       1979

       1980

       1981

       1982

       1983

       1984

       1985

       1986

       1987

       1988

       1989

       1990

       1991

       1992

       1993
'Tv-tt^,,,,
                       D  Make (OEMs)
Buy (Independents)
  Figure 1-6. Historic Trends of Make vs. Buy for PWB Production in the U.S. (by dollar volume).
                Source:  IPC Technology Marketing Research Council, June 1994.


     Now, only one quarter or less of the PWB manufacturing is done by captive houses.  The re-
maining 75% to 80% is produced by independent PWB manufacturers. The reason for this shift is that
OEMs are focusing on their core business—assembling the final consumer products—rather than man-
ufacturing all the intermediate components  such as PWBs or cathode ray tubes (CRTs).  Thus, the
OEMs now frequently purchase components (including PWBs, CRTs, subassemblies, drives, etc.) that
can be readily out-sourced. Boards are purchased from independent PWB  manufacturers who special-
ize only in PWB production, rather than try to maintain the hefty costs, expensive equipment, person-
nel, and technical expertise required for in-house PWB  production.  The introduction of computer-
                                           1-9

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aided design (CAD) has also facilitated the transfer of design information, and therefore, the outside
manufacture of PWBs.


     C.   Imports/Exports

          Import and export data on the PWB market is extremely difficult to estimate, primarily be-
cause the nomenclature and codes used by the International Trade Commission and the U.S. Depart-
ment of Commerce are confused by printed wiring assembly and printed wiring board importers and
exporters. Printed wiring assemblies are printed wiring boards on which electronic components such
as integrated circuits, capacitors, and resistors have been mounted.  With such valuable components
mounted on them, the value of PWAs are clearly much greater than bare PWBs.

     By combining the U.S. Department of Commerce data with their market research, the IPC esti-
mates that domestic PWB imports are approximately $500 to $600 million annually. The largest single
importer is Taiwan with about 30% to 35% of the import market.  Japan, Hong Kong, Korea, and
Thailand each have about 10% of the import market. With respect to exports, it is estimated that total
domestic PWB exports amounted to about $100 million dollars in 1993 (2%  to 3% of total domestic
production). This estimate does not include PWBs exported by OEMs in their equipment.
     D.   Major Domestic Markets and Trends

          The seven basic markets for printed wiring boards are described below.

    •   Automotive: engine and drive performance, convenience and safety, entertainment (radios),
       and other applications for diagnostic display and security.
    •   Communication: mobile radio, touch tone, portable communication, pagers, data transmis-
       sions, microwave relay, telecommunications and telephone switching equipment, and naviga-
       tion instruments.
    •   Consumer electronics:  watches, clocks, portable calculators, musical instruments, electronic
       games, large appliances,  microwave ovens, pinball/arcade games, television, home entertain-
       ment, video records, and smoke and intrusion detection systems.
    •   Computer/business equipment: mainframe computers, mini computers, broad level processors,
       add-on memory, input/output devices, terminals, printers, copy machines, facsimile machines,
       word processors, cash registers, teaching machines, gas pumps, and taxi meters.
    •   Govemment/military/aerospace:  radar, guidance and control systems, communication and navi-
       gation, electronic warfare, ground support, sonar ordinance, missiles, and satellite and related
       systems.
    •   Industrial electronics: machine and process control, production test and measurement, material
       handling, machining equipment, pollution, energy and safety equipment, numerical controls,
       power controls, sensors, and weighing equipment.
    •   Instrumentation: test and measurement equipment, medical instruments and medical testers,
       analytical, nuclear, lasers, scientific instruments, and implant devices.

     A summary of the market share for these various groups is shown hi Figure 1-7. By far the
largest market is computers and business equipment, followed by communications and automotive.
Automobiles will use increasing amounts of electronics, and communications demand will continue
strong growth.  Computer and business equipment may be leveling off, while government and military
electronic demand is expected to remain weak in the face of Congressional budget cuts.  Since the ma-
jority of consumer electronics products (e.g., TV, stereo, VCR) sold in the United States are produced


                                           1-10

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 off-shore with off-shore PWBs, changes in the domestic consumer market will probably have little
 effect on domestic PWB production. These trends are expected to continue for at least the near future.
                                                               Communication
                                                                  (22.4%)
                          Computer/Business
                               (38.6%)
                    Figure 1-7. Market for PWBs in the United States in 1993.
                Source: IPC Technology Marketing Research Council, June 1994.


     E.   Analysis of Laminates and Process Consumables for Rigid Boards

          The printed wiring board product market is normally broken down in one of two ways: ei-
ther by the type of substrate used (glass, paper, composite) or the type of board produced (single-
sided, double-sided, multilayer).  Table 1-4 shows the U.S. market summary for PWB production bro-
ken down by type of substrate used for rigid PWBs. Glass substrates compose the largest market seg-
ment by far. In addition to rigid PWBs, the United States also produces approximately $400 million of
flexible circuitry.

     As part of the 236 million square feet of laminate used in 1993, the PWB industry consumed ap-
proximately 587 million square feet of copper foil and 52 million pounds of epoxy resin.  The industry
also consumed approximately 60 million pounds of fiberglass yarns used in 322 million square feet of
pre-preg.  Pre-preg is un-cured epoxy-fiberglass material used to separate and electrically insulate the
layers of circuitry in a multilayer PWB. Figure 1-8 summarizes the sales of various process consum-
ables in 1993,  such as drill bits, brushes, and  tapes.  These process consumables exclude laminates as
well as other chemicals. The value of chemicals used in the industry was approximately $520 million.
The primary chemicals used include the following:

    •   Plating chemistries (additive, electroless, electrolytic, etchback/desmear, oxide);
    •   Solder mask (dry film, photoimagible liquid, screen-defined);
    •   Etchants (ammoniacal, peroxide sulfuric, solder neutralizer);
    •   Imaging products (dry film, photoimagible liquid, screen defined, resist);
                                            1-11

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      Imaging chemicals (aqueous and insolvent developers and strippers); and
      Other chemicals (fluxes, metal strippers, cleaners, anti-tarnish, waste treatment chemistries).
Type of Substrate
Glass, 1-sided
Glass, 2-sided
Glass, thin
High-performance
Paper, 1 -sided
Paper, 2-sided
Composite, 1 -sided
Composite, 2-sided
Totals for Rigid PWBs
PWB Dollar
Volume
$110.2
$1,115.0
$2,892.3
$458.0
$8.0
$0.0
$425.2
$48.8
$5,057.6
Laminate FT2
6.03
64.08
118.0
7.0
1.0
0.0
38.0
2.0
236.0
          Source: IPC Technology Marketing Research Council, June 1994

       Table 1-4. Domestic Rigid PWB and Laminate Production by Type of Substrate Used
                       (all dollars in millions/all square feet in millions).
             Drill Bits
                and
              Routers
Photo
Tools
 Drill
Entry/
Backup
Brushes
Tapes
 Press
 Room
Supplies
Figure 1-8. Sales of Various Process Consumables for Rigid Boards in 1993 (all dollars in millions).
                Source: IPC Technology Marketing Research Council, June 1994.
                                           1-12

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V.  TECHNOLOGY TRENDS ANALYSIS OF INDUSTRY

     PWB technology continually evolves—the major trends have focused on reducing the size and in-
creasing the capacity of the PWB. These changes are often accomplished through advances in the fol-
lowing technologies:  multilayer, surface mounting, fine-pitch, hole density, hole size, and multichip
modules.

     Using multilayer PWBs (especially high-layer count PWBs) increases capacity and reduces size
by allowing more circuitry to be built into one PWB. Each layer has its own circuit pattern.  Similarly,
using surface-mount technology allows components to be placed on both sides of the PWB instead of
just one side, as is the case with through-hole technology. With through-hole mounting, the pins or
leads on the component are inserted through holes in the PWB and come out the other side, thereby
using up space on that side of the PWB.  With surface-mounted components, the pins or leads are
attached to pads or lands on one surface of the PWB, so the opposite side of the PWB remains free for
either other components or circuitry. A pad or land is the end of a circuit line or trace intended as the
connection point for a component.  Typically, the pad or land is significantly wider than the rest of the
circuit trace in order to approximately match the width of the component lead that will be attached to it.

     Pitch refers to the distance from a pokit on a particular feature to the same point on the adjacent
feature. Pitch, as used by the PWB industry, frequently defines the distance from the center of a circuit
line (also called "trace") to the center of the adjacent line. The thinner the line and space (or finer the
pitch), the more lines can be placed on the PWB.  Similarly,  density refers to the percentage of the
PWB covered by conductors or by components. To save routing space with large-pitch components,
PWB designers run circuit lines in-between adjacent pads on which the component leads are mounted.
High-density PWBs may have three or more conductors between the pads.

     Another technique to reduce size and boost performance is to decrease the size of the vias or holes
used to  conduct electricity from one side of the PWB to the other or to an inner layer. Finally, another
technology for increasing performance while decreasing size is multichip modules (MCMs). For most
applications, the bare integrated  circuit (1C) chip is sealed in a hermetic or plastic package before being
mounted on the PWB. This package protects the 1C from moisture and other hazards, but takes up
space and increases weight. MCMs consist of multiple bare 1C chips mounted directly on a substrate,
often quite similar to a small  PWB. This MCM can then be coated for protection and used as is as a
special type of PWB or mounted on another PWB as part of a larger PWA.


     A.   Multilayer Technology

           The following information on trends in multilayer technology, as shown in Figure 1-9, re-
fers to the number of different layers used as a percent of all multilayer boards sold.  Multilayer PWBs
account for about 66% of the market, as discussed in Section IV.B.  As evident from Figure 1-9, the
relative distribution of three- to four-layer boards has been relatively steady for several years, while that
of multilayer boards with nine or more layers has risen slightly over the past three years. In general,
however,  the production of two- to four-layer boards has declined over the past ten years from ap-
proximately 48% of the market in 1984 to 33% of the market in 1993. That decline has been matched
by a rise in production of nine plus multilayer boards. The largest markets for multilayer PWBs are
computers and communications  where size and performance are critical. Consumer products use many
single-sided PWBs because cost is paramount, while size and weight are less critical. For this same
reason,  the market uses many 1- and 2-sided PWBs.
                                             1-13

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     B.   Surface Mount

          Surface-mount applications (as opposed to through-hole components) save space and allow
increased component density on the printed wiring assembly.  A history of the growth of surface-
mount applications for independent PWB manufacturers is shown in Figure 1-10. In addition to rising
surface-mount applications, the percentage of boards with surface-mount applications on both sides of
                  3 to 4 Layers
         5 to 6 Layers
                 7 to 9 Layers
Over 9 Layers
               Rgure 1-9. Historical Trends for Layer Count hi Multilayer PWBs.
                Source: IPC Technology Marketing Research Council, June 1994.
                                                                       61.9%
                                                                                66.2%
     0.0%
                                          Percentage of Dollar Value of Panels
                                       Produced with Surface-Mount Applications
         1986     1987
1988
1989     1990    1991     1992    1993
         1994
        Figure 1-10. Historical Trends on Surface Mount Applications hi PWB Production.
                Source: IPC Technology Marketing Research Council, June 1994.
                                          1-14

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 the boards has also been increasing steadily for at least the past seven years, which allows increased
 performance and decreased size. Of the percentage of all panels with surface-mount applications, the
 fraction with surface-mount applications on both sides of the panel has increased from about 6% in
 1987 to around 21% in 1994. In addition, the percentage of PWBs with 100% surface-mount patterns
 (i.e., no through-hole components) has increased from about 4% of all panels in 1988 to around 10%
 of all panels in 1994.


      C.   Fine-Pitch

      Fine-pitch technology is generally defined as boards with 15 to 25 mils (thousandths of an inch)
 applications.  If the pitch is over 25 mils, the PWB is not a fine-pitch PWB.  Ultra-fine-pitch
 applications generally refer to applications under 15 mils. The use of fine-pitch technology generally
 can be traced two ways: historically, and by type of PWB manufacturer (OEM vs. independent). With
 reference to the former, fine-pitch and ultra-fme-pitch applications have been increasing steadily since
 the industry began collecting data hi 1989.  Now, approximately 20% of all PWBs produced have fine-
 pitch applications, and 45%  of surface-mount  PWBs have fine-pitch applications.   This is
 approximately double the percentages of five years ago. In addition, ultra-fine-pitch technology is used
 in about 2% all boards and 4% of surface-mount boards (Figure 1-11).  Two factors drive increasing
 fine- and ultra-fine-pitch technology:  the demand for higher performance with reduced size, and
 increasing technological capabilities that allow fine-pitch PWBs to be produced more reliably.
                                        Fine-pitch
                                       Technology
                                          (20%)
               Pitch > 25 mils
                   (78%)
Ultra-fine-pitch
  Technology
     (2%)
                          Figure 1-11. Use of Fine-pitch Technology.


     D.   Density and Hole Sizes

          For this report, the criteria used to measure density applications is the volume of PWB pro-
duction with a certain number of conductors between lands on 100-mil (0.100") centers (center refers
to the center of the land). Density, in this instance, refers to the number of conductors between lands.
Thus, a board with no conductors between 100-mil lands is very low density. The data on density pro-
duction in 1993 is shown in Figure 1-12.

     The majority of PWBs produced are medium to high density, with two or three conductors, re-
spectively, between lands. As is often the case, demand for higher performance and smaller size drive
higher densities, while cost constraints drive lower densities. High-density PWBs are usually more ex-
                                            1-15

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pensive to produce because of the yields and the greater level of testing that is required (e.g., optical
testing of inner layers prior to lamination).  The historical trend for density can be summarized as fol-
lows: low-density applications (0 to 1 conductors between 100 mil centers) have been steadily declin-
ing for approximately 10 years, medium-density boards (2 conductors between 100 mil centers) have
remained steady at around 26% to 32%, and high-density applications (3 or more conductors between
100 mil centers) have been steadily increasing over the same time. Thus, the performance/size de-
mands are slowly winning over the cost constraints. At the same time, the technology for producing
high-density PWBs has been improving.
                                                             39.2%
   H

   1

   I
                                                                    32.6%
   H
   CM
   O
•  OEMs
D  Independents
                     No
                 Conductors
                  One
               Conductor
   Two
Conductors
   Three
Conductors
    Other
High Density
      Figure 1-12. Density of PWB Production Based on Dollar Value of Production: OEM vs.
          Independents. Source: IPC Technology Marketing Research Council, June 1994.


     With respect to hole sizes, an overview of percent of production for various hole sizes in 1993
based on dollar value of production is shown in Figure 1-13. In general, use of smaller holes (0.019"
or less) has been steadily increasing over the past 10 years from approximately 7% in 1985 to over
40% in 1993 (Figure 1-14). Once again, smaller holes are generally more difficult and expensive to
produce, but they do save space.


     E.   Plating and Coating

           Platings and coatings on PWBs are primarily used during fabrication for the following pur-
poses: as an etch-resist (typically tin-lead plating); to ensure solderability, typically tin-lead plating or
flowed-on solder through HASL (Hot Air Solder Leveling); to protect against moisture or oxidation
(often a conformal coating or solder mask); or to mask (cover) certain parts of the PWB against being
plated with solder (solder mask).  Following are two historical charts on the various types of surface
finish and plating or coating techniques used by the PWB industry for the past four years (Figures 1-15
and 1-16).
                                             1-16

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     The use of liquid film solder mask and photoimagible dry film solder mask has been generally de-
clining, while the use of photoimagible liquid solder mask has been generally increasing. In addition,
for the past four years, the industry has been trying to reduce lead consumption by eliminating tin-lead
plating on boards, substituting instead tin plating or organic coatings.
     40.0% -

     35.0% -

  |  30.0%-
  15
  ,g  25.0%-

  £  20.0%-
     15.0%-
  P*
  *%  10.0% H
      5.0% -
      0.0%
37.5%
                     38.9%
                              28.8%
                                                        OEMs
                                                        Independents
                                     23.1%
                     20.0%
                                              17.7% 16>7%
                                                             3.2%
                                                                                  1.3%
               0.030" or
                Greater
                0.029" to
                  0.020"
0.019" to
 0.015"
0.014" to
 0.011"
0.010" and
  Under
 Figure 1-13. Percent of Production for Various Hole Sizes Based on Dollar Value of Production for
             1993.  Source:  IPC Technology Marketing Research Council, June 1994.
                                                                                 41.1%
              1985    1986    1987     1988    1989     1990    1991     1992    1993

  Figure 1-14.  Percent Usage of < 0.019" Holes from 1985 through 1993 Based on Dollar Value of
Production. Source: IPC Technology Marketing Research Council Technology Trends Report, 1993.
                                           1-17

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                                                                            1990
                                                                            1991
                                                                            1992
                                                                            1993
                   Copper
           Tin Lead
                AUOther
    Figure 1-15. Historical Trends in PWB Surface Finish Techniques Based on Dollar Value of
          Production. Source:  IPC, Technology Marketing Research Council, June 1994.
               Protective
Liquid Film
Photo Image
 Dry Film
Photo Image
   Liquid
              Figure 1-16. Historical Trends in PWB Protective Coating Techniques.
                Source:  IPC Technology Marketing Research Council, June 1994.
     F.   Multichip Modules

          The traditional and still most widely used methods for packaging ICs or "chips" are either
surface-mount packages or plated through-hole (PTH) packages. However, in recent years new pack-
aging/assembly methods have been developed, including bare chip attachment methods such as chip-
                                           1-18

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on-board (COB) and MCMs. Although MCMs are still not widely used, this packaging/assembly
method is expected to increase in the near future as shown in Figure 1-17.
                1985
1987
1990
1992
1995
1997      2000
                    • ICs on Multichip Modules
                    H 1C as Chip-on-Board
                    B 1C on Hybrids
                    D 1C in Surface-Mount Package
                    0 1C in Plated Through-Hole Package
                       Figure 1-17. Worldwide 1C Packaging Methods.

    The advantages of multichip modules include the following:
      Interconnect a variety of bare, high-pin-count chips;
      Substantially reduce substrate area and signal delays;
      Reduce second level interconnection density;
      Improve electrical performance and heat extraction;
      Reduce system costs and design time;
      Mix digital, analog, and optical chips; and
      Incorporate discreet components in the substrate.

    The three basic MCM types are defined by the type of substrate used and are as follows:

      Ceramic multichip modules (MCM-C), which use ceramic materials as a substrate;
      Deposited dielectric multichip modules (MCM-D), which use deposited dielectric films and met-
      al conductors, similar to integrated circuit technology; and
      Laminate multichip modules (MCM-L), which use existing PWB materials, technologies, and
      facilities. MCM-L assemblies are smaller PWBs with a high packaging density and fine lines
      and spaces of interconnect.
                                          1-19

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1-20

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                PART TWO:
PRINTED WIRING BOARD USE CLUSTER PROFILE

-------

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I.   OVERVIEW

     A.  Introduction

          Printed wiring boards (PWBs) form the basis for interconnecting the devices and compo-
nents in the vast majority of electronic products.  Without this critical component, most electronics
products could not function or would be significantly more expensive if constructed with other inter-
connect technologies. This use-cluster profile will describe the PWB fabrication process for the largest
product segment of the industry, the rigid multilayer PWB.  The profile focuses on the  "subtractive"
process, as it is the only broadly implemented approach to fabricating PWBs.  Fully "additive" ap-
proaches are under development, which would radically change the overall process flow and are de-
scribed briefly in the Sections I.C.5 and I.C.6.


     B.  Use Cluster Profile

          A use cluster is a set of chemicals, processes, and technologies that can substitute for one
another to perform a specific function. A use cluster profile of the PWB industry, therefore, describes
alternate chemicals, processes, and technologies that may be used to complete each step or function hi
the entire PWB manufacturing process.

     This use cluster profile is intended to aid in the selection of a use cluster for assessment in a De-
sign for the Environment (DfE) project. The profile identifies different processes in the PWB industry
(e.g., laminating, making holes conductive) and steps within those processes (e.g., imaging, etching,
plating). The process steps are described in flow chart form with a description of each step.  Next, the
chemicals, materials, and technologies used in each step are briefly described.  The profile may also
mention commonly accepted alternatives to these practices, and processes or materials that are recog-
nized to have especially high environmental impacts. Information on the risk and releases of these ma-
terials can then be used to target areas for further work.
     C.   Overview of PWB Types and Manufacturing Methods

          Printed wiring boards are categorized in several ways. When overall complexity is being
considered, they are often categorized in terms of layer-counts, or the number of circuit layers present
on a single PWB. PWBs are usually broken down along layer-count lines into three categories: multi-
layer, double-sided, and single-sided.  Multilayer PWBs contain more than two layers of circuitry, i.e.,
at least one layer is imbedded in the substrate beneath the surface of the board. A multilayer board may
consist of 20 or more interconnected layers, but more common are 4, 6, and 8 layers.  Double-sided
boards have two interconnected layers and are generally easier to produce than multilayer PWBs, while
single-sided PWBs have only one layer of circuitry.
     PWBs are also categorized by substrate, or base material, type and fall into three basic categories.
is a trend toward thinner PWBs). Flexible (or flex) circuits are manufactured on polyimide and poly-
ester substrates that remain flexible at finished thicknesses—ribbon cables are common flexible circuits.
A third category of PWBs consist of boards that are essentially combinations or assemblies of the first
two: rigid-flex combinations of one or more rigid PWBs that have one or more flexible circuits lam-
inated to them during the manufacturing process. Three-dimensional circuit assemblies can be created
with rigid-flex combinations.
                                            2-1

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     Manufacturing methods can be boiled down to two types, although hybrid methods exist.  Most
common is subtractive processing, in which copper is selectively removed from a PWB to form a cir-
cuit. Within this process, however, copper and other metals are also added during plating steps. The
term "subtractive" refers to the method of image transfer from a photo-tool or image file to a copper cir-
cuit on a PWB.  Additive processing refers to a process in which an image is formed by selectively
adding copper (electrolessly plating onto a substrate an image of a ckcuit). In a fully additive process
no etching, or removal of copper, occurs.

     As part of an industry driven activity, the 1994 Electronics Industry Environmental Roadmap2 de-
scribed a generic PWB process, developed in conjunction with the IPC, with comments from technical
experts participating in the process (Figure 2-1). Representative of the highest value segment of the
PWB market, this process flow is indicative of the manufacture of rigid multilayers.  This process
description was used as a baseline for selection and definition of the use clusters in this analysis.


           1.    Single-sided Manufacturing Overview

                Single-sided PWBs continue to be manufactured in high quantities  in term of units
(71% of PWBs manufactured in the U.S.), but represent only 10% of the total value of U.S. produc-
tion.  Single-sided PWBs are comparatively easy to produce and the market is highly competitive, as
demonstrated by the fact that a single-sided PWB costs only about one-tenth that of a double-sided
PWB.

      Several critical manufacturing steps are not included in the typical single-sided manufacturing se-
quence and no process is unique to single-sided production.  Therefore, any manufacturer of double-
sided or multilayer PWBs can produce single-sided ones as well. Few shops produce single-sided
panels exclusively, but instead include single-sided PWBs as part of their overall product mix.  Many
shops do not produce single-sided panels at all due to the market conditions mentioned above.

      The most common sequence of single-sided production is drill, print-and-etch, surface finish, and
final fabrication.  No inner-layer processing is required, and desmear is also eliminated. Furthermore,
only in rare cases are plated through-holes required, therefore, the entire cluster of making holes con-
ductive is not applicable to single-sided manufacturers. The holes instead provide mechanical stability
for through-hole panels. Drilling may be completely eliminated on single-sided PWBs if the compo-
nents are all surface-mounted. Alternative methods of single-sided manufacturing are available.  For
example, for prototyping, single-sided PWBs can be created by selectively milling or routing copper
with an NC machine, thereby forming a circuit without using wet processes at all.  Other table-top
prototype systems have also been devised.


           2.   Double-sided Manufacturing Overview

                Not unlike single-sided, double-sided PWB manufacturing is also a subset of the mul-
tilayer process described in Section II.  The inner layer image transfer, lamination, and hole cleaning
clusters are not performed.  Therefore, any multilayer manufacturer can easily produce double-sided
panels and most do so.  Double-sided PWBs do require electroless copper or other methods of making
holes conductive, since the top and bottom sides of the board require interconnection.
 2  Pedersen, Pitts, et al., Electronics Industry Environmental Roadmap. MCC, 1994, p. 39.


                                              2-2

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      Figure 2-1. The Basic Manufacturing How for the Fabrication of Rigid Multilayer PWBs.3
3   Pedersen, Pitts, et al., Electronics Industry Environmental Roadmap. MCC, 1994, p. 39.





                                                2-3

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          3.   Multilayer Manufacturing Overview

Single- and double-sided manufacturing processes are subsets of the multilayer process. Thus, it is
logical to use the multilayer process as the focus of this profile.  In addition, multilayer boards
represent two-thirds of the overall value of U.S. production dollars, even though they are produced in
lower  numbers than single-  or double-sided PWBs.  The rigid  multilayer process (rigid PWBs
represent about 95% of U.S. production) is discussed in detail in Section II.


          4.   Flexible PWB Manufacturing Overview

               A flexible circuit is manufactured on materials that allow for the bending or flexing of
the PWB to create a three-dimensional effect. Flex circuits may be designed to be bent into shape once
or a few times, or to withstand thousands of flexing cycles.  They  are found in printers, disk drives,
automobile electronics, and a wide range of other common products.

     Although similar to rigid manufacturing in many respects, the flexible circuit manufacturing pro-
cess deals with unique materials and surface finishes, and the process is not integrated into a rigid PWB
shop without considerable effort.  Therefore, few rigid manufacturers have  expanded into the flex mar-
ket.  On the other hand, because an important portion of the flex market is rigid-flex combinations or
assemblies, manufacturers of predominantly flex substrates often  produce rigid boards as well.
Because flexible  substrates have larger  dimensional tolerances than rigid ones, multilayer flexible
circuits are more difficult to manufacture and are less common than rigid multilayer PWBs.

     Image transfer, drilling, and through-hole plating are performed hi  a similar, but not identical
manner. Hex substrates are thin and are unlike standard rigid materials—some common flex materials
are polyimide and polyester, although many others are in use. Thicknesses  of only a few mils are com-
mon compared with inner-layer rigid material thicknesses of up to 31 mils, and double-sided thick-
nesses of 62 or more mils. Additionally, tooling and surface finish processes for flexible circuits are
quite different from those of rigid PWBs. A cover sheet of similar material to the base film is applied
over typical flex circuitry rather than a solder mask and is press laminated over the circuitry. The cover
sheet is pre-punched  to expose appropriate areas  of the circuit for soldering of components and
connectors. Not all flex circuits require solder; those that do are hot-air or hot-oil solder-coated. Nick-
el-gold is also a common finish.


           5.   Subtractive Overview

               The fabrication of PWBs through the years has relied mainly on a subtractive print and
etch process for forming copper conductors.  The process flow shown in Figure 2-1 describes such a
subtractive approach.  In a subtractive process for rigid multilayer PWBs, metal is removed from a
solid foil to form the desired interconnect pattern for the inner layers, as shown in Figure 2-2 and de-
scribed below. The label subtractive comes from the typical processes used for making these inner lay-
ers, encompassed in step 2 of the overall process shown in Figure 2-1.

     As shown in Figure 2-2, the subtractive process begins with copper-clad laminate, composed of a
thin copper foil covering both sides of the epoxy-glass core material (a). The laminate is coated with a
sacrificial photopolymer material that acts as a resist in subsequent steps (b). The resist is photoimaged
(exposed/developed) to expose the copper to be removed (c).  The board is  then etched, after which the
resist material is stripped and disposed in a fabrication waste stream, leaving the desired interconnect
pattern in copper on the exposed laminate (d). hi a multilayer structure, each of the inner layers is con-
structed independently, then laminated together using a B-stage epoxy in between each inner layer core
                                             2-4

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 faZZS *? T£raU structurf .(e>- ™s non-sequential process of building multilayers is essentially in-
 dependent of the number of inner layers laminated together and is used to build PWB structures with
 any number of layers.
       subtractiye
      cross-section
                      copper-clad
                        laminate
        subtractive
         top view
laminate with
 photoresist
                           a.
                         laminated
                        cross-section
photoresist exposed      etched
  and developed      interconnect
                                                               c.
                              inner layer core
                              bondply adhesive
                              inner layer core
                                                     e.
  Figure 2-2. The Simplified Subtractive Process for Manufacturing Inner Layers of Rigid Multilayers
    (a through d), and a Cross-Section of Two Inner-Layer Cores within a Multilayer Structure (e).
           6.    Additive Overview

*       ™     Futt-build additive approaches for double-and single-sided boards have been in use
for over 20 years. Processes that use full build to make multilayer boards have only recently been un-
der development in this country, and none are in widespread use. Since the additive deposition of seed
layers is used for electroplating at certain steps within a subtractive process flow, the full-build descrip-
tor is intended to describe a process where the metal deposition is fully additive, eliminating all etching
steps. The intent of these novel approaches is to take advantage of the PWB industry's current capabil-
ities in pnotoimagmg and printing as used in subtractive processes, while overcoming the limitations
and expense of plating, etching, and lamination, as well as eliminating the drilling of vias to form the
vertical interconnect between layers.                                                ooiuiwmuie
          i      isxbuilt Vpon the Previous one> so this type of additive approach is also known as a
sequential build.  As such, there is no lamination step required. Yield considerations become more
critical in sequential processing, because an irreparable flaw in the final layer destroys the entire struc-
    aU  • U^tractlve Processing' ^ mner layers can be inspected prior to lamination to ensure a higher
                                            2-5

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     As shown in Figure 2-3, the additive process for rigid boards begins with a bare catalyzed lami-
nate with no metal on the surfaces (a).  Alternatively, with some processes, the first layers on either
side of the core laminate are etched to form power and ground planes and may already have plated
through-holes. The laminate is coated with a permanent photodielectric material that acts as the dielec-
tric separating the metal layers (b), thus replacing the subsequent core and B-stage layers in the sub-
tractive approach. The dielectric is imaged and developed to form the vias, then a second layer is ap-
plied to form the interconnect pattern (c). The board is then selectively plated or metallized by other
means, forming the desired interconnect pattern (d). In a multilayer structure, steps (b), (c), and (d) are
repeated to form the overall structure (e). In contrast to the conventional subtractive process described
previously, this process requires no lamination, with the unreinforced layers built sequentially on the
initial rigid core.
        additive
      cross-section
                     bare laminate
laminate with
  dielectric
dielectric exposed
  and developed
                                                           plated
                                                         interconnect
        additive
        top view



m
                           a.
                                  multilayer
                                 cross-section
    Figure 2-3  The Simplified Full-Build Additive Process for Manufacturing Inner Layers of Rigid
             Multilayers (a through d), and a Cross-Section of a Multilayer Structure (e).


            7.    Additive MetalliTation Techniques

                 Several methods are under consideration for deposition of the circuit traces and vias in
 an additive structure  None of these methods have been broadly commercialized due to either the ma-
 turity, the economics, or outstanding technical challenges. Current research is addressing all  of these
 issues.


                 a.   Solid Systems

                      The most conventional approach to additive elecrroless copper plating is to cat-
 alyze the entire surface of a bare laminate board by preparing it with liquid solutions containing a latent
 oxidizer such as ionic tin. Colloidal palladium is applied to the surface and oxidized to the catalytic pal-
                                               2-6

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 ladium form. The catalyzed surface is masked using either a temporary or permanent resist. The re-
 maining exposed surface is then plated electrolessly, with the copper adhering only to the exposed cat-
 alyzed areas. In some cases photosensitive materials are used to coat a dielectric and then dried to form
 a catalytic coating. The coating is made selectively catalytic to electroless plating by exposure to light.

      The disadvantage of these approaches is that the latent catalyst is left buried under subsequent
 layers or under any type of permanent resist or dielectric that is used to planarize the circuits. The latent
 catalyst is a potential source of ionic contamination and possible metal migration and dendritic growth.

      In another additive approach, a permanent dry film material is used to build double-sided boards
 using laminate material with a special catalyst layer. The dry film is laminated, exposed, and developed
 in the conventional manner and then cured on the board. The exposed catalytic layer is conditioned to
 expose the catalytic material hi it and to provide a better surface for metal adhesion.  This is followed by
 the electroless bath.  A process patented and demonstrated by DuPont uses the adhesive characteristics
 of photopolymers to selectively adhere to metal particles hi unexposed areas.  The metal particles then
 catalyze the surface for electroless plating.


                b.   Screen Printing

                     One method for image transfer in the fully additive process is screen printing.
 Screen printing is limited to applications where trace lines are large (>0.008"). In this method, perma-
 nent plating resist is printed onto a laminate that either has been or can be made catalytic to electroless
 plating.  The  plating resist is screen printed in the reverse image of the circuit lines and copper is plated
 on the exposed catalyzed laminate.  The plating resist is not later etched, but remains as a permanent
 dielectric. In addition to the fact that this method uses fewer steps and generates less waste, it has the
 additional advantages of:

    •   Leaving a planar surface after metallization, and
    •   Leaving a surface where solder is attracted to conductors and repelled from the smooth dielectric
       material. The second point allows for some degree of self-alignment during surface mount.

      The disadvantages of using a screen-printed liquid resist are the following:

    •   Multiple passes may be required to build up sufficient thickness to match the thickness of the
       lines to be plated, and
    •   Most  screen-printable resists contain significant amounts of volatile organic compounds which
       must be captured and either recycled or incinerated  (oxidized).

      Other methods  of image transfer used for additive processing include screen printing of conduc-
 tive polymers and screen printing sinterable metal particles suspended hi a polymer matrix. In both of
 these cases, trace line resistivity is more than one order of magnitude above that of pure copper.
                c.
                     Liquid materials can be used to transfer the actual circuit lines themselves.  In
these processes, a plating catalyst is bound to a photosensitive material. There are examples of both
positive and negative working photosensitive materials systems, although none have been put into vol-
ume production. For example, D'Arnico and DeAngelo have developed a process called photosensitive
                                             2-7

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metal decomposition (PSMD).4 In this case, stannous oxide (SnO) takes one of two reaction paths,
depending on whether or not it is exposed to UV light.  If exposed, SnO is oxidized to form stannic
oxide (SnO2). SnO2 cannot reduce Pd+2 to its metallic form.  However, if UV light is not present, then
SnOa in a caustic environment reduces palladium chloride (Pd+2) to palladium (Pd°).  Pd° is a catalyst
for electroless copper deposition. Since light is used to prevent catalyst formation and signal line
deposition, this process is negative working. As such, it is prone to unwanted copper deposition and
shorting due to factors such as particles on the laminate surface or photo-tooling.

     IwakL has developed a process called "photochemical circuits."5 In this process,  a silver salt is
decomposed using ultraviolet light, leaving small sights of reduced silver metal.

                                        R»Ag + h(J, -» Ag + R

     This process is positive working since light is used to form the catalyst for electroless metal de-
position where exposed. Positive working processes tend to have a higher yield than negative ones.
This has been demonstrated in the fabrication of integrated circuits. However, silver is  highly mobile
and can cause other yield problems because of its  mobility.  It is  also expensive and can form highly
unstable salts.

     Frisch developed a positive working process called photo formation (PF).6  Here, copper metal
salt in the form of cupric acetate (CuXX) can be reduced to Cu° by exposure to UV light. The reaction
requires a UV-sensitive reducing agent to be present. The reducing agent, diazoquinone, is also used
in photoresists for integrated circuit processing.

      Mansfeld and Jans developed a process called physical development-reduction (PDR)J  In this
process, titanium dioxide (TiO2) particles disbursed into the adhesive are the light-activated reducing
agent. A thin layer of Pd+2 is coated over the adhesive. When exposed to UV light, TiO2 is  further
oxidized and releases electrons that reduce Pd+2 ions to metal form.
                                           hp, -» TiOx + 2e-

                                   2e- + PdCl2 -> Pd°  + 2C1-

      Printron, Inc., developed a process called the Printron Process.8  In this approach, image transfer
can be done via either screen printing (low-density, low-cost) or electrophoretic deposition (high-
density and higher costs). This is a positive process where fine solid metal particles are suspended in a
proprietary "ink." After the image is transferred in a mode compatible with the cost and density goals,
the metal particles are melted using electromagnetic fields.  In this way, only the metal is heated.
Though promising, this method has not become a dominant product in the market.


                 d.    Sequential Build

                      One concept under development utilizes a photoimagible dielectric to produce the
pattern for vias and interconnect traces.  This approach eliminates the need for a separate dielectric and
 4  J. F. D'Amico and M.A. DeAngelo, J. Electrochemical Soc., Vol. 120, No. 11, 1973, p. 1469.
 5  A. Iwaki et al., Photographic Science Engineering, Vol. 20, No. 6, 1976, p. 246.
 6  D.F. Frisch, Electronic Packaging and Production, February 1985, pp. 194-203.
 7  J.F. Mansfeld and J.M. Jans, Plating and Surface Finishing, Vol. 66, No. 1,1979, p. 14.
 8  K. Krubsack, Guide to the PWB Marketplace. Ed. by C. Lane & G. Mancuso, 1993, Chapter 37, pp. 37.1-37.3.


                                              2-8

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clad metal layer that requires either etching or a combination of plating and etching to produce a circuit.
It also eliminates the resist deposition and stripping previously required to define that circuit.

     No additional drilling is required to form the vertical interconnect between layers. The connection
between layers is formed during the sequential steps described.  Any vias desired through the starting
core material are formed by conventional drilling and plating techniques prior to the sequential build of
interconnect layers.
                                              2-9

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II.  CLUSTERS FOR RIGID MULTILAYER PWB MANUFACTURING

     For purposes of this use cluster profile, the fabrication of rigid multilayer PWBs has been broken
down into nine process steps (see Figure 2-4). These steps form a generic process flow, with many
processes and potential alternative processes within each function.  Each process step and its associated
use cluster is described below, identifying the most common processes, alternatives (where appropri-
ate), and the general technology trends.
     Circuit Design/
    Data Acquisition
  Inner Layer
Image Transfer
                                                                           Make Holes
                                                                           Conductive
                                                                           Outer Layer
                                                                          Image Transfer
                                                                             Surface
                                                                              Finish
                                                                              Final
                                                                           Fabrication
                    Figure 2-4. Typical Process Flow for PWB Manufacture.

      A.   Data Acquisition and Computer-aided Design (CAD)

           The method by which PWB shops receive circuit images and other data has changed dra-
 matically over the past 15 years. As late as 1980, manual methods of circuit layout were not uncom-
 mon.  These included the familiar hand-tape method, whereby a layout artist would apply strips or
 doughnuts of black tape onto a mylar sheet. The resulting ckcuit artwork, usually on a 2: or 4:1 scale,
 would be submitted either to a photographic service bureau or the PWB shop for photographic reduc-
 tion. Photo-tools were created from contact prints of the reduction. Paper plots from early computer-
 aided design (CAD) systems were also photographically reduced. Drilling data was often a diagram or
 plot of the ckcuit image, with letter codes placed beside hole locations to signify hole size.

      The wide use of vector photo plotters had  a significant, but not revolutionary, effect on the front-
 end of PWB manufacturing.  These plotters,  for the  most  part now obsolete, consisted of a light
 source, aperture wheel, and moving table.  Film was exposed trace by trace. Rather than creating art-
 works, 1-1 film plots were generated and the reduction step eliminated. Vector plotters were generally
 too slow to be employed for imaging large, step-and-repeated, ready-to-use photo-tools.  For example,
 an 18 x 24-inch image could have taken several hours per layer to plot on a vector plotter.  Therefore,
 PWB shops were still requked to manually create photo-tools by making contact prints of the photo-
 plotted original and registering them to the hole pattern of a drilled panel.
                                            2-10

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     Personal computing equipment, inexpensive circuit layout software, and laser photo plotters have
eliminated manual methods of circuit layout. Currently, virtually all circuit layout is done on computers
and the output—image files—are sent to laser photo-plotting service bureaus or PWB shops with laser
photo plotters. Since these machines are much faster than their vector predecessors, it became practical
to manipulate the image data (and the associated drill and route data) prior to photo-plotting.  CAD
software became available and performed simple editing of image files, such as step-and-repeating,
adding borders, vents, or text—even adding, changing, or deleting circuit features.  The image file sent
to the photo-plotter would return as a ready-to-use photo-tool.

     In the modern PWB shop, data is received by modem or magnetic media.  The circuit image files
(usually "Gerber" files, so named for the company that created the format for its vector photo-plotters),
along with drill and route programs, are displayed for sales, quoting, and overall manufacturability pur-
poses. Thereafter, the image files are manipulated and edited to produce the image files for a custom-
ized photo-tool. The department responsible for this data processing, usually referred to as the CAD
department, may also perform design checks and other engineering functions.  Higher-end software
packages include design-rule check modules to automatically search the image and drill files for viola-
tions such as power-to-ground shorts, trace and space widths or annular ring sizes.


     B.   Inner Layer Image Transfer

          1.    Overview

                The function of this large use cluster is to transfer an image of a circuit layer from a
film photo-tool (or directly from data, in the case of direct imaging) to the copper foil of PWB base
laminate (Figure 2-5). Two basic strategies, subtractive and additive, exist. Subtractive inner layer im-
age transfer is accomplished through a series of processes that together are referred to as "print-and-
etch," and is by far the predominant method. Additive methods of multilayer circuit manufacturing are
covered in Section I.C.6—therefore, only one broad technology exists in this cluster. Several sec-
ondary clusters exist within this use cluster—one is associated with imaging. Direct imaging looms as
a major advancement to conventional photo-tool imaging, but has failed to make significant Inroads.

     Etching is another  secondary cluster with two major chemistries as alternatives. Inner layer base
material selections can be made that eliminate some of the wet processing in this cluster. We have in-
cluded in this cluster steps not generally thought of as part of image transfer. These include the material
preparation processes of shearing and surface cleaning, photo-plotting, and oxide treatment.  In each
case it will be seen that specific print-and-etch regimes can be employed to eliminate one or all of these
steps making their inclusion logically desirable.


          2.    Conventional Print-and-Etch

                Print-and-etch is a series of process steps that accomplish the goal of image transfer
for inner layers from photo-tool to copper (print-and-etch may also be used for outer layers, although
complicated somewhat by the need  for through-hole plating). During the "print" step, photoresist is
applied to the surface copper of PWB material.  Photoresist is a light-sensitive organic coating that can
be imaged with a photo-tool and  a light source.  When exposed and developed, the circuit image is
transferred to the photoresist (Figure 2-6).  During the etch step, copper that is not protected by the
photoresist (which now becomes the etch-resist), is etched away and only the image of the circuit
remains. The photoresist is then stripped, revealing the copper circuit remaining beneath it. Print-and-
etch is a subtractive process—there is much less copper on the layer after the process than before.
                                            2-11

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   Circuit Design/
  Data Acquisition
Image
  Laminate
Inner Layers
                         Print and Etch
     Conventional
     Print and Etch
                                                   Make Holes
                                                    Conductive
 Direct Image
 Print and Etch
Pre-treated Material
   Print and Etch
 Outer Layer
Image Transfer
                                                                              Surface
                                                                              Finish
                                                                               Final
                                                                            Fabrication
                      Figure 2-5. Inner Layer Image Transfer Use Cluster.
                                                        Light source


                                                         Tooling pins
                                                         Photo-tool
                Copper
                coating
                                 Resist coat
                                 Inner layer starting
                                 material
              Figure 2-6. Schematic Drawing of an Exposure Tool for Inner Layers.


               a.   Photo-tool Creation

                    Image transfer begins with photo-tool preparation. The photo-tool functions like
a negative in photographic printing—the image of the circuit is created on the photo-tool. A photo-tool
is usually a film image (the film may be mounted on glass or the image transferred to glass) of the cir-
cuit layer.  It is placed between the light source and the resist-coated panel during the exposing (or
printing) process. The line drawn between data acquisition and photo-tool creation is blurred by the
fact that photo-tools are "created" virtually at computer workstations, then physically by laser photo-
plotters. Prior to the widespread use of laser photo-plotters, photo-tool creation was largely a conven-
tional photographic process handled by the graphics arts (or "camera") department. This department,
                                            2-12

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 now obsolete, was responsible for photo-tool creation. Now, photo-tools are laid out by the CAD de-
 partment, then photo-plotted.

      Presently, all PWB shops have in-house laser photo-plotting or have access to laser plotting ser-
 vice bureaus. Furthermore, concurrent with the advent of laser photo-plotting has been the develop-
 ment of inexpensive CAD software. Complex manipulation of image files, such as rotation, mirroring,
 or the addition of vents, identification marks, tooling marks or targets, and so on, is done on computer
 workstations in the CAD department. The resulting photo-plots may be directly used as photo-tools for
 initial production runs.  Film developing is usually done in a three- or four-chambered conveyorized
 developer that includes developer, stop, fix, and drying steps. Silver is present in the small amount of
 waste water generated. The presence of silver necessitates a method of silver removal (since this waste
 stream is regulated), although most shops do not approach the limit in their combined waste stream
 since the total mass of silver discharged from this one process is very small.

      Film photo-tools are usually precision punched to match holes punched in the interior layers of
 the PWB  or to match tooling phis preset in exposing frames. Tooling regimes vary from shop to shop
 but all are designed to preserve layer-to-layer registration. Film photo-tools are inspected for defects by
 eye or by automated optical inspection devices.  These machines are capable of flagging defects in the
 plotted image due to handling, dust, or other causes.


                b.    Material Preparation

                     The PWB base material, or "laminate," consists of a dielectric material sand-
 wiched by copper foils.  Both the copper foil and the dielectric core are manufactured in various sizes.
 Foil thickness is stated in ounces/ft2.  Core thicknesses range from 3 to 47 mils (1 mil = 0.001 inches)
 for inner layer manufacture.  Most PWBs are manufactured on glass-woven epoxy-based materials,
 with the most common resin system being FR-4 (flame retardant-4). Other materials are selected for
 specific electrical, physical, performance, or cost characteristics.  Two examples of alternative materials
 include: high-temperature stable/low-dielectric constant polyimide and very low-cost phenolic paper.
 The  core material is sheared to panel size, then cleaned mechanically, chemically, or by a combination
 of both. The purpose of this cleaning step, referred to as "pre-clean" or "chem-clean" is to remove sur-
 face contamination, including any anti-tarnish coating present and to condition the surface copper to-
 pography so as to promote the subsequent adhesion of photoresist.

     Mechanical scrubbing methods include abrasive brush scrubbing and pumice scrubbing. Brush
 scrubbing removes a thin layer of surface copper, thus ensuring a clean surface, but tends to impart
 stress to thin core material by deforming it during the scrub. Brush scrubbing can  also produce a sur-
 face  not compatible with fine-line circuit designs. Pumice or aluminum oxide scrubbing imparts less or
 no stress to the material and produces a favorable surface for photoresist lamination, but is known to be
 ineffective at removing anti-tarnish coatings applied by laminate manufacturers.  Thus, pumice scrub-
 bing is often accompanied by at least some chemical cleaning components.

     Chemical cleaning is usually accomplished in a conveyorized spray chamber. Two chemistries
 are sprayed onto the surface of the panel.  The first is usually a proprietary product designed to remove
 anti-tarnish coatings. The second is a micro-etchant such as potassium persulfate, which is applied to
 further clean the surface and leave a desirable surface finish. A third chamber may include a mild anti-
 oxidizer.

     A minority of shops have eliminated the cleaning step by purchasing pre-treated material, often
referred to as "double-treat" material.  The laminate is purchased with an oxide coating already present
and the sheared panels (the laminate may be purchased already sheared to panel size to reduce handling)
                                            2-13

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are immediately ready for resist application. While this laminate is generally more expensive, two wet
processing steps are eliminated (cleaning and oxide). Lower discharge and fewer process lines make
this alternative attractive, especially to smaller shops. Although economies of scale are realized when
material manufacturers treat the surface copper, the overall efficiency of this alternative is clouded by
the fact that most of the surface copper on an inner layer is etched away.  Thus, most of the resources
spent treating the surface copper prior to etching is wasted.  Ultimately, the solution to this problem
could focus on reducing the amount of materials put onto the laminate temporarily. For example, dkect
imaging of copper could reduce the need for copper etching. Double-treat material is not used on outer
layers because the oxide coating on the copper lines prevents the deposition of nickel, gold and solder
onto the copper circuitry.  These metals are required for assembly.


               c.    Imaging

                     The term "imaging" usually refers to three process steps: photoresist coating
(sometimes referred to as "lamination"), exposing (or "printing"), and developing.  When completed,
the panel is ready for etching, with the imaged photoresist now ready to act as the etch-resist. The most
common photoresist in use today is dry film. Prior to the rapid conversion to dry film, which occurred
in the early 1980s, etch-resists were screened onto panels. The performance benefit and ease of use of
dry film ensured the virtual revolution. Other photoresist schemes exist—liquid resists can be sprayed
or applied by dipping, or even electrostatically deposited. The continuing improvement of dry film
performance (0.003-inch traces and spaces are routinely achieved with various dry films) has, howev-
er, left little room for the alternatives.  Furthermore, modern dry film resists for common print-and-etch
functions are fully aqueous and are developed in a simple carbonate solution.

      Dry film photoresists can be purchased in a variety of thicknesses, ranging from less than 1 to 3
mils, and a range of products with subtle performance differences are available. Dry film resist is typi-
cally packaged in rolls and is applied  with heat and pressure to the surface of the panel, usually with a
hot roll or cut-sheet laminator.  The photo-polymer film layer is sandwiched between a separator sheet
that is automatically peeled away  by  the lamination equipment, and a mylar cover sheet, which may
remain atop the resist layer until development when it is removed by hand. Dry film used by the PWB
industry is negative-acting film, i.e., that portion of the resist layer which is exposed to an appropriate
light source will polymerize and will not develop, whereas the remaining areas of resist will remain
soluble and develop away hi a suitable developing solution. Thus, the photo-tool for inner layer print-
and-etch should be a negative film; the circuit area should be transparent to light, while the non-circuit
areas should be opaque.  This will result in a resist image of the circuit remaining atop the copper layer
after development.

      Exposure (printing) is accomplished by placing the panel and its photo-tools in a vacuum frame
and directing a light source for the appropriate time at the panel.  Exposing equipment consists of one
or two light sources and a drawer that holds the vacuum frame. Numerous  photo-tool registration
strategies exist. The most common is to mount the top and bottom photo-tools onto a glass frame that
can be adjusted to bring the two layers into registration. Panels are placed into the frame, which is then
closed, a vacuum is drawn, the light source is switched on, and both sides of the laminate are exposed
simultaneously.

      The development of fully aqueous film resists is performed in a warm sodium or potassium car-
bonate solution. Concentrations of less then 2% are common. Developing is done in conveyorized
spray chambers that have a developer module along with one or more rinse modules. Both sides of the
laminate are developed together. The use of semi-aqueous or solvent-developing dry films is no longer
common for any application and  is very rare for inner layer parts. The spent developing solution,
                                            2-14

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 which contains the carbonate and dissolved resist, is one of the largest (in terms of volume) spent pro-
 cess fluid waste streams in the PWB shop.


                d.    Etching

                     Panels approaching the etcher have exposed copper and a resist image of the cir-
 cuit pattern. Etchant, sprayed onto the surfaces of the panel, removes the exposed copper, but cannot
 significantly dissolve the copper residing under the resist.  In this way, a copper circuit is formed.
 Etching is performed with conveyorized equipment that typically includes a main spray chamber, an
 etchant flood rinse, and several cascading water rinses. Long conveyorized units that include develop-
 ing, etching, and film stripping are common only in large production shops. Acidic cupric chloride and
 alkaline ammoniacal are the most common etchants (sulfuric-peroxide, a common microetchant, is also
 employed as a primary etchant). Chromic acid and ferric chloride, dominant in the past, are now rarely
 found.  A complex array of issues surround the choice between the remaining chemistries, and the
 decision is tied to downstream process material choices as well as economic considerations.

     For example, cupric chloride is generally incompatible with the metallic resists (tin or tin-lead)
 which are commonly applied to outer layers, but may be selected for inner layers based on performance
 (for fine-line etching), pollution prevention (ease of on-site regeneration and copper recovery), or other
 issues.  In this example, two etching systems are required, cupric chloride for inner layers and ammo-
 niacal for outer layers.  Etching, a one-step conveyorized process, is not often a production bottleneck
 and two etching systems may be difficult to justify. For this reason, many small shops employ the
 more versatile ammoniacal etchant for both inner and outer layers. Cupric chloride etchants consist of
 cupric chloride (CuCl2) and hydrochloric acid.  The simple etch reaction is driven by copper's two oxi-
 dation states:

                                   Cu + CuCl2 -» Cu2Cl2

     Since no metal complexer is present and the reaction is reversible chemically by chlorination,
 oxidation with peroxide or other oxidizer, or electrolytically, cupric chloride is far easier to regenerate
 on-site than ammoniacal etchants.  Several closed-loop regeneration systems have been developed that
 reoxidize cuprous chloride and maintain total copper content at desirable levels (usually in the  15 to 20
 ounce/gallon range). Chlorination, the most common method, is  performed in a closed-loop arrange-
 ment in which spent etchant is circulated through the chlorinator and back to the etcher sump.  Copper
 oxide waste is produced. Furthermore, since this etchant is acidic, no attack on the alkaline-sensitive
 dry film resists occur. Cupric chloride has a similar etch rate to ammoniacal but is not, as mentioned
 above, compatible with many metal resists.

     Ammoniacal etchant is popular due to ease of use and general compatibility with most resists.
 Ammoniacal etchant systems are comprised mainly of ammonium hydroxide and ammonium chloride.
 Other ingredients are present to a lesser degree and serve a variety of functions. As with cupric chlo-
 ride etchant, the etching reaction is driven by the cupric (Cu++) ion:

                            Cu + (Cu(NH3)4)+2 -» (2Cu(NH3)4)+l

    . Ammoniacal etchants are maintained for continuous operation with a feed-and-bleed arrangement
based on baume or specific  gravity measurements.  In this arrangement, a pump is connected to a
baume-activated switch.  When the baume of the etchant in the sump rises due to the increasing copper
concentration, the pump is switched on.  Copper rich etchant is removed from the sump while fresh
etchant is introduced. In this way, a steady concentration of copper (critical in maintaining a steady
etching rate) is maintained. Spent ammoniacal etchant is not commonly regenerated or recycled on-site,
                                           2-15

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rather, it is usually pumped into barrels or tanks and shipped off-site for recycle and metal recovery. At
least one ammoniacal etchant regeneration system, based on solvent extraction, is commercially avail-
able for on-site regeneration. The system incorporates electrolytic copper recovery in addition to etch-
ant regeneration.  The spent ammoniacal etchant stream is the largest stream shipped off-site by PWB
shops.


               e.    Resist Stripping

                     After etching, film stripping is performed. Stripping may be done in-line with
etching as simply another spray chamber at the end of the conveyorized etch line or hi a tank. For dry
film resists, a wide array of strippers exist. The simplest is hot potassium hydroxide (KOH). Simple
aqueous strippers tend to remove resist hi strips that do not fully dissolve, making them generally in-
appropriate for spray operations. Monoethanolamine (20% by volume in an alcohol solvent) is fre-
quently the chemistry of choice for many applications. Other proprietary formulations abound. Methy-
lene chloride is declining hi use, and is unnecessary for fully aqueous films.


               f.    Oxide

                     Oxide treatment, common in the plating industry as a paint base, is used hi PWB
manufacture to promote copper-to-epoxy adhesion in multilayer manufacture. The oxide process line
usually contains four or five process tanks and three or four rinse systems (Figure 2-7).  The process
tanks consist of a hot alkaline cleaner, a micro-etch, and the oxide bath itself, which may include a
dilute pre-dip for drag-in protection.  The micro-etch may be persulfate- or peroxide-based. Oxide
chemistries are usually proprietary—a common oxidizer is sodium chlorite with sodium hydroxide.
Other ingredients vary from vendor to vendor. The oxide bath must be quite hot, usually 140 to 150°F
or hotter. The process takes 15 to 30 minutes to complete.
          Cleaner
          H
Drag-
 out
Rinse
Rinse
Rinse
Counter
Flowing
 Rinse
Rinse
                                 Alkaline
                                  Pre-dip*
                                 '
                                 Rinse
                                Counter
                                Flowing
                                 Rinse
                            Figure 2-7.  Typical Oxide Process Line.


           3.   Image Transfer Options

                a.   Direct Imaging

                     There are two approaches to direct imaging, an option that eliminates the need
 for photo-tooling. In the first approach, the inner layer is coated with photoresist as in conventional
 imaging, but the pattern is generated by direct exposure of the resist with a laser rather than through a
 patterned film. In the second approach, no photoresist is applied. The dielectric layer is coated with a
                                             2-16

-------
  bound plating catalyst material that is photo-sensitive (either positive- or negative-working)
  itive-working actinic catalyst, ultraviolet (UV) light in the presence of an aromatic cUa^ompo
       / fTh  1S      l° 'educ* th5.Cf 2 ion to its metallic state. Unexposed areas remainnon-cSn
              T00688- 1S descnbed m further detail in Action I.A.7, Additive Metallizations.) Further
           11   fT USmf S°me f°^-0f electroless PlatinS to build adequate copper thickness/Because
  o thk nn± °Th   feSUltlnf **?* lmeS ^'o^ned in this process, there are design limitations
  to this option. This process has been successfully demonstrated on ceramic materials.
 thi, n       "^®?S Pl-?^ers haV? b^n available for a decade or more, but few shops currently employ
 this method. High capital costs for direct imaging equipment are a barrier for medium to small shops
 Furthermore, exposure times are 2 or 3 times longer than with conventional imaging. Ironically, it is
 frn^?- Ptmf U a°S-f fS' leastable to make Purchases of this magnitude, that could benefit most
 from this technology. Film usage m prototype shops is much higher per unit of manufactured PWBs
 than in large production houses (where a single photo-tool may be used to expose hundreds of panels)
 and m some cases, prototype manufactures may be able to better tolerate the longer print times.

      In addition to the potential cost-savings in a high-mix, low volume shop, elimination of photo-
 tools may also increase yields in all shops by improving alignment between layers. Film photo-tools
 SS ^°m- dlmen,slonal ^stability and great care and expense are required to control the environment
 of the plotting and print area. Film stretch (or shrinkage) may reach several mils in the corners of 24-
 inch photo-tools and m many cases it is the largest contributor to the overall registration tolerance of the
 SrSfT8  pfocfss- Wlth direct imaging, only the positional tolerance of the imager (usually
 claimed to be under 1 mil over 24 inches) contributes to misregistration
                b.   Pre-treated Materials

                     Post-metal etch oxide treatment can be eliminated by purchasing material that is
 akeady oxuhzed or otherwise treated (such as double-treat copper).  An oxide line conlSSonsider?
 able energy and water and can include as many as 12 to 15 process and rinse tanks (if all of the rinse
 systems are two-stage counterflowing). Obviation of this process step is particularly attractive to small
 or quick-turn prototype shops.  On the other hand, pre-oxidized material may be eliminated as an option
 in some shops that use automated optical inspection  (AOI)  to search for defects.  The oxidized copper
 surface, black or dark brown in color, is unacceptable for many AOI units  that depend on reflected


      C.   Lamination

 *  •  T  /    Lamination is the process of putting together the various layers. While some variety of ma-
 terials (such as release sheets) exists, this process is quite uniform between manufacturers Some pro-
 duction shops have used off-site lamination of 4- and 6- layer boards, enabling them to produce multi-
 layer circuits without investing in lamination and other multilayer equipment. As higher layer counts
 have become more common, most shops have been forced to create in-house multilayer lamination de-
 partments, including lamination presses, oxide and desmear pressed lines, and other multilaver-lamina-
 tion departments.

     Lamination may be divided into several steps. First, the multilayer inner layers and ancillary ma-
terials are assembled m a stack in preparation for lamination.  At this point,  the circuit patterns have
been generated on each layer of copper/dielectric laminate.  The stack is held in registration by tooling
pins. A typical circuit stack will include copper foil, B-stage (substrate material with semi-cure epoxy
also referred to as prepreg) and the etched inner layers. B-stage styles are selected to provide the multi-
layer circuit with the specified overall thickness,  and  several sheets may be placed between successive
                                            2-17

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inner layers. Several ckcuit boards may be pressed in one stack or "book" and they are separated by
coated aluminum sheets or other release materials. Cleanliness is essential during the lay-up operation;
however, not all manufacturers perform this process in a cleanroom environment.  Dust and other con-
taminants can degrade the bondline between copper and epoxy.

     During the press cycle, heat and pressure are applied. Modern presses have platens that are en-
closed in a vacuum chamber, because vacuum greatly enhances overall performance by removing air
and volatiles from the panels as the B-stage cures.  Press cycles are usually computer-controlled. The
specific cycle is dictated by the substrate employed; for FR-4, temperatures of 350 F («176 C) and
pressures of 150 to 350 psi are common, and the cycle requires more than 1 hour to complete.  Press
platens may be heated with stream or electricity.


     D.    Drilling

           1.   Overview

               Vias (holes drilled through a PWB for the purposes of layer-to-layer interconnection)
are drilled into the PWB to connect the inner and outer layers (Figure 2-8). The etched copper pattern
of the inner layers extends to certain hole locations.  After drilling, the inner layer foil extends to the
barrel of the hole and is available for interconnection when the hole barrel is metallized.  This drilling of
PWBs is performed almost universally with computer numerical control (CNC) drilling equipment and
tungsten-carbide  drills.  Most variation between manufacturers occurs in the selection of entry and
back-up materials, where a number of options exist—these are discussed below. Laser ablation, an al-
ternative drilling technology, has generated considerable interest. Laser ablation is particularly good at
removing organic materials but removes copper at a much slower rate.
    Circuit Design/
   Data Acquisition
  Inner Layer
Image Transfer
•  Laminate
Inner Layers
                         Conventional Carbide
                           Tool CNC Drilling
                              Laser
                            Ablation
                                                                             Make Holes
                                                                             Conductive
                                                                             Outer Layer
                                                                           Image Transfer
                                                                               Surface
                                                                               Finish
                                                                                Final
                                                                             Fabrication
                               Figure 2-8. Drill Holes Use Cluster.
                                             2-18

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            2.    Conventional CNC Drilling

                 a.    Introduction

                      Common CNC drilling equipment consists of a table, which moves along two
 axes, and one or more drill spindles that move in the z-axis. The machine is controlled by a computer
 that reads a list of commands referred to as the drill program. These programs are created nearly ready
 to use, by circuit layout software and are then step-and-repeated along with the image files for optimum
 panel usage.  Basic commands found in all drill programs direct the machine to move the table to a
 specified location, cause the spindle assembly to drill a hole, or effect a tool change. Other commands
 set the feeds and speeds" or the vertical and rotational speed of the drill as it enters and exits the PWB
 material. In operation, the drill machine will drill holes at a rate of a few per second, depending on the
 distance between the consecutive drilled holes and the entry, and  withdrawal speeds of the drill High-
 end CNC drilling equipment include features  such as large tool trays that hold 100 or more tools and
 facilitate automated tool-use management, broken tool detection, automatic stacking, loading, and un-
                b.   Entry Material

  I"TU  m*™     j The toP layer that the drill enters before PWBs are drilled is called "entry materi-
   A u I FWBs are dnlkd m stacks that consist of a sheet of entry material, one or more circuit panels
 and back-up or exit material. Entry material is required to reduce or eliminate exit burring and to reduce
 drill wander, which is the tendency of the drill to briefly skate on the surface before penetrating  A
 variety of entry materials exist.  The most common are paper-phenolic (10 to 24 mils thick) paper-
 melamine (10 to 24 mils thick), aluminum (7  to 15 mils thick), and an aluminum-clad material consist-
 ing ot a phenolic, melamme, simple paper, cellulose, or other core.  Entry material is discarded for re-
 cycle or disposal after use.
                c.
Back-up Material
                     The drill bit terminates its downward stroke with the point penetrating the back-
 up material in order to complete the drilling of the bottom panel in the stack. Back-up materials are gen-
 erally 0.062  or 0.093 inches thick.  Common materials  are pressed wood products (pulp or fiber)
 paper-phenolic-clad with a wood product core, or aluminum-clad with a wood product core  Since the
 drill penetrates only halfway through back-up material, it is generally flipped over and used a second
 time before being discarded.
               d.   Drill Bits and Process

 ,.        .    .      Drills used by the PWB industry range in size from 0.005 to 0.250 inches in
diameter.  As circuit densities have increased, hole sizes have decreased in an effort to conserve space
Common via sizes today are in the 0.015 to 0.025 inch range, while the leading technology is demand-
ing considerably smaller holes. The basic improvement in conventional drilling equipment to accom-
modate the small hole demand has been the air-bearing spindle, which is capable of the high rotational
i£nn  (fieater than 100,000 rpm) demanded by the delicate small tools.  New drills are capable of
1000 to 5000 hits  before becoming unacceptably dull. Drills are usually resharpened 2 to 4 times be-
fore being discarded.
                                           2-19

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          3.   Laser Ablation

               Lasers can be used as an alternative to mechanical drilling to form holes (vias). They
are especially well-suited to blind via formation—when a via is drilled from the surface of a PWB that
terminates within the substrate to provide interconnection for some, but not all, of the layers ot a
multilayer PWB—but can do a very good job at through-hole and buried via formation. Buried vias are
drilled through the inner layers prior to lamination and provide interconnection for a pair of inner layers
(such as layers 2 and 3 of a 4-layer PWB)—when the PWB is laminated, the via is buried bythe sur-
face layers.  Research has been done in blind via formation by groups researching MCMs at IBM and
MCC9 as well as by equipment vendors such as Litel and ESI. Table 2-1 shows some of the different
laser drilling options and their respective advantages and disadvantages.
Technique
CO2 laser
IR/Argon lon/Nd: YAG laser
Frequency quadrupled YAG
laser (UV wavelength)
Excimer shadow mask
Excimer projection (Litel
Instruments)
Advantage
Low equipment cost
Low equipment cost,
smaller features than CC>2
Modest equipment cost,
small features possible
Small features possible
Small features possible,
high throughput, simple
optics
Disadvantage
Miriimum geometry limited by
wavelength to >30 p,m, thermal
ablation requires cleanup, serial
drilling process (one hole at a time).
Serial drilling process (one hole at a
time), requires cleanup.
Frequency quadrupling not robust,
serial drilling process (one hole at a
time).
Low throughput (most energy
wasted), need for in situ masking,
laser sources expensive.
Expensive laser, large features
difficult, potential via density
limitations.
                 Table 2-1. Lasers Available for Via Formation hi PWB Fabrication.

      Because of the intriguing cost-performance potential of the Litel projection technique relative to
 other options, MCC's efforts were focused on demonstration of projection excimer (short wavelength/
 high energy) machining in MCM applications. The Litel technique involves proprietary tooling that
 serves to concentrate a flood illumination excimer beam source to the areas requiring machining. Shad-
 ow mask techniques  reflect back laser energy from all areas but the features (vias) to be machined.
 Since for most applications the net via area is small compared to the part, the majority of the excimer
 energy is lost and throughput is very low.  In contrast, the Litel technique collects energy spatially and
 concentrates it at the areas to be machined, vastly improving energy density at the surface and improv-
 ing throughput dramatically. In addition, non-contact tooling is used with the Litel approach rather than
 either contact tooling or. in situ masking characteristic of the shadow mask approach. Because of the
 proprietary nature of Litel's technique, further details of the approach should be acquired from Litel. w

      MCC and Litel did a series  of experiments to explore the use of lasers for drilling laminate mate-
 rials  In the first experiment, an array of greater than  100,000 vias having diameters less than 1 mil
 (<25 Jim) and spread over an area less than  10 sq. inches were drilled simultaneously in a spin-coated
 9   D. Carey, M. Breen, et al., "Low Cost Interconnect 1 Final Report," MCC Technical Report #HVE-161-92(Q), pp.
     127-130.
 10  San Diego, CA, Phone: (619)546-3788.
                                              2-20

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high-temperature thermoset plastic dielectric material. The pitch was as small as 2 mils. Researchers
found that:

    Positive
    «  Drilling of all holes was finished in less than one minute.
    •  Vias of less than 1 mil diameter were fabricated on a 2-mil pitch (one via of 1 mil diameter every
       2 mils of linear spacing).  This is good for high density interconnect.
    •  Via placement was accurate over the whole drilling area.
    Negative
    •  Stray energy from the laser created surface damage in the areas adjacent to the via areas.

      A second experiment was done to investigate the applicability  of laser drilling for high-end
PWBs.  In this experiment, several thousand 2- to 3-mil diameter holes were drilled simultaneously in a
1- to 2-mil thickness  of polyimide film (Upilex®).  The design chosen for the experiment had two
layers of circuitry in the x-y plane and two via layers (connections normal to the z-axis). The vias were
larger and more widely spaced than in the previous experiment.

      Both wafer and laminate samples showed excellent results. Holes were accurately machined on-
center (locally) and corner to corner (globally) over the sample area. Drilling took less than 30 seconds
per site in the second experiment. According to the MCC technical report, standard drilling costs are
approximately 0.5 to  1.00/hole.  Laser drilling has the potential to lower drilling costs substantially
(capital + labor + materials).11  In addition to the potential cost benefits, laser drilling could have envi-
ronmental advantages over mechanical drilling.  Since vias can be accurately placed and their dimen-
sions controlled, the routing density per layer can be higher. In many cases, this would allow manu-
facturers to achieve the same level of connectivity with fewer layers and the associated environmental
costs.


      E.   Hole Cleaning

          1.   Overview

               Hole cleaning generally refers to a process called desmear and/or the closely related
process of etchback (Figure 2-9). Desmearing holes refers to the removal of a small amount ofepoxy-
resin from the hole barrel—-including any that may have been smeared across  the copper interface dur-
ing drilling.  The smear on the copper surface, if not removed, would prevent interconnection between
it and the electroless copper which is to be plated in the hole barrel. Etchback, performed less fre-
quently on standard materials due to the advances in the performance of desmear chemistries and the
subsequent relaxation of most specifications, is the removal of a significant amount of epoxy-resin and
glass fibers (as much as 1 to 3 mils) that leaves the copper interface protruding into the hole.  The pro-
truding copper surface allows a large surface area for the interconnection with the subsequent copper
plating and the surfaces exposed by the removal of epoxy cannot have  been  smeared during drilling.
Most of the demand for etchback stems from military specifications. The necessity, even the advisabil-
ity, of a 3-mil etchback has been frequently called into question and, for the most part, specifications
covering this process have been relaxed.

     Deburring and scrubbing are processes performed immediately prior or after desmear or etchback.
During drilling, copper burrs may be raised on both sides of the panel by the action of the drill entering

11  D. Carey, M. Breen, et al., "Low Cost Interconnect 1 Final Report," MCC Technical Report #HVE-161-92(Q) pp
   23 and 127-130.
                                            2-21

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and exiting the material. The burrs are sanded smooth on a deburring machine, which consists of a
sanding wheel and a conveyor. In wet deburrers, copper dust is carried off hi a waste stream. Dry ma-
chines usually are outfitted with vacuum units. Deburring is more correctly considered a surface prepa-
ration step rather than hole-cleaning. Scrubbing is performed as a surface preparation step prior to elec-
troless copper (and during other stages, such as before solder mask).  Scrubbing may be performed
similarly to deburring except a much less aggressive surface abrasion occurs. Pumice or aluminum
oxide scrubbers, which direct a high-pressure spray of abrasive particles at the PWB are also used for
surface preparation.
   Ckcuit Design/
   Data Acquisition
  Inner Layer
Image Transfer
 Laminate
Inner Layers
                                       Deburr and
                                          Scrub
                                                  Make Holes
                                                  Conductive
                                        Etchback/
                                        Desmear
                                                  Outer Layer
                                                 Image Transfer
                             I
                          Wet Etch
                                  1
                              Dry Etch
                               Plasma
                                Surface
                                Finish
        Permanganate
           Desmear
                                            1
            Other Etchback/
               Desmear
                                 Final
                              Fabrication
                             Figure 2-9. Clean Holes Use Cluster.

      This cluster has seen considerable change over recent years. Wet chemical methods have been re-
 fined and permanganate seems to have been settled on as the desmear oxidizer of choice. Electrolytic
 regeneration systems are now commonly applied to permanganate baths to greatly extend their life and
 make overall control of the process quite simple. Plasma desmear/etchback has become a common al-
 ternative. Originally, high capital costs  proved to be a barrier for wide acceptance of this technology.
 Used equipment and the availability of somewhat less expensive models have increased overall use.
 Also driving the popularity of plasma desmear/etchback is the elimination of the wet process line oth-
 erwise required, and the fact that it can produce both epoxy-resin and glass etchback.


           2.    Wet Chemical Desmear and Etchback

                a.    Wet Chemical Methods

                     Currently, the  most widely used chemistry is  sodium or potassium perman-
 ganate when significant etchback is not required or specified. Permanganate-based systems remove a
 thin layer of epoxy-resin (typically less than 1 mil) and smear and are quite adequate for desmear-only
 applications.
                                            2-22

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      The permanganate desmear line consists of three process baths (Figure 2-10).  The first is a
 solvent conditioner designed to swell and facilitate the subsequent removal of the epoxy-resin smear.
 The constituents of this bath are usually proprietary, some include n-methyl pyrrolidone (NMP).  The
 second bath is usually the permanganate itself. The make-up is 8 to 10 ounces/gallon of permanganate
 in a sodium hydroxide solution. The bath is generally heated to 160°F or higher. Concentration, tem-
 perature, and dwell time are all varied to arrive at an optimum epoxy removal.  Dwell times are quite
 long—20 minutes or more is not uncommon. By-products, consisting of the reduced manganate ion
 (MnO4-2) and other manganese compounds, develop rapidly in the heated bath and are usually removed
 by filtration. Frequent analysis and permanganate adds are necessary. Electrolytic regeneration units,
 consisting of a ceramic porous pot, cathode, anode, and rectifier, have  been developed and are de-
 signed to anodically re-oxidize the manganate ion back to permanganate (MnCV). These units can be
 calibrated to effect a steady concentration of the permanganate ion over long periods of time, eliminat-
 ing the need for frequent analysis while reducing sludge formation and extending overall bath life.  The
 final bath is a neutralization step, designed to remove permanganate from the holes and surface of the
 panel. Sulfuric acid based chemistry is common.
      tiojier
               Rinse
Counter
Flowing
 Rinse
Counter
Flowing
 Rinse
                                                                       Rinse
Counter
Flowing
 Rinse
                          Figure 2-10. Typical Desmear Process Line.

     Other systems have been largely discarded for various reasons. Originally, chromic acid was the
chemistry of choice, but health and waste disposal issues have eliminated it as an option.

     Concentrated sulfuric acid (usually 93%) is still in use, but generally requires a permanganate step
for final hole cleaning, making it a significantly longer and more expensive process than permanganate
alone.  It still finds application, however, when etchback is required because it is more aggressive than
permanganate and it remains as the only viable wet chemistry option. Handling the concentrated acid
and operation of the line has proved to be a problem in many shops. The amount of epoxy-resin re-
moval is controlled by the dwell time hi the sulfuric bath, which must be precisely monitored. Sulfuric
acid does not etch glass, however, and a second step is required to perform the glass fiber etch. Glass
etchants include hydrofluoric acid (rarely used), hydrochloric acid, and ammonium bifluoride.


               b.   Plasma Etchback

                    Plasma etchback can be used to remove both epoxy resin and glass. By varying
the parameters of the etch chamber, responses such as etch rate, throughput, and selectivity of glass
fiber to epoxy etch can  be controlled. The cost of plasma etch systems appropriate for PWB applica-
tions could be below $100,000 for certain applications.  Very little process gases are used hi the plasma
etchback process [typically 100 standard cubic centimeters/minute (seem) or ~400 gallons/day running
at 100%]. In the integrated circuit fabrication industry, it is common practice to vent these unregulated
inert gases to the atmosphere, although hi some cases they are scrubbed with other gases. Inside the
etch chamber, plasma etching is a six-stage process including the following steps:

   •   Forming reactive species,
   •   Transferring reactive species to PWB surface,
   •   Adsorption,
                                           2-23

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   •   Reaction,
   •   Transferring reacted species away from PWB surface, and
   •   Removal of reacted gases from process chamber.

     Critical parameters for the etch process include:  etch gases, chamber power, pressure, and gas
flow rate. Table 2-2 shows where some of these parameters might be set:
Parameter
Etch gas
Power
Pressure
Flow rate
Epoxy Etch Settings
O2, 02 + CF4, O2 + SF6
200 to 2000 Watts
200 to 1500 mTorr
10 to 200 seem
Glass Etch Settings
CF4, SF6, O2 + CF4, O2 + SF6
200 to 2000 Watts
200 to 1500 mTorr
10 to 200 seem
                            Table 2-2. Plasma Etchback Parameters.

     Oxygen is required to etch organic materials like epoxy or polyimide.  It also increases the etch
rate of glass when combined with fluorine-containing gases. Plasma etching can be done on multiple
substrates either as a batch process or on one substrate at a time. Batch processing can usually be com-
pleted hi a few minutes; however, etch uniformity is usually somewhat better on substrates that are pro-
cessed one at a time.  Large substrate size is not a fundamental problem, but increasing the chamber
size also increases equipment cost. Etch rates between 0.1 urn to 1.0 Jim/minute are typical. CF4 with
O2 are commonly used to simultaneously etch glass and epoxy. Possible by-products from this pro-
cess include some fluorocarbon molecules.


     F.   Making Holes Conductive

           1.   Overview

                For holes to serve their intended purpose of creating layer-to-layer interconnection,
they must be coated, or plated through with a conductive substance (Figure 2-11).  Since  PWB
substrate material is not conductive, electroplating copper directly to the substrate is not possible.  First,
a seed layer of copper or other conductive material must be plated or coated onto the hole walls, or
barrels.  After the seed layer is applied, electroplating of a relatively thick (0.001") layer of copper is
possible.

      The next step in PWB fabrication is to provide electrical connection of the various layers of the
PWB through the holes created during drilling or laser ablation. We have called this part of the process
"making holes conductive." This is accomplished by depositing metal along the sidewalls of the holes
(vias).  This is usually done with electroless copper plating. Other methods that may offer improved
cost and environmental performance are emerging to challenge the existing practice. Until the latter half
of the previous decade, all shops were using electroless copper to metallize hole barrels and create the
interconnect between circuit layers.  The general strategy has been to plate  a thin layer of electroless
copper to make the conductive surface that is required for electrolytic copper plating.  This mature tech-
nology has produced reliable interconnects for decades. However, the industry has sought alternatives
to electroless copper, and this search intensified during the 1980s. While none of the chemistries pre-
sent in the electroless copper line are particularly expensive (with the possible exception of the palla-
dium-based catalyst), the typical line is long (17 or more tanks, depending on rinse configurations) and
may have 8 or more process baths. The electroless copper line is also a major source of chelated, or
                                             2-24

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     Circuit Design/
    Data Acquisition
                             Inner Layer
                           Image Transfer
               Laminate
             Inner Layers
        I
    Electroless
      Copper
                    Carbon-
                     based
Graphite-
  based
Palladium-
  based
                  Drill
                  Holes
                        Figure 2-11. Make Holes Conductive Use Cluster.
Clean
Holes
                                                                               Outer Layer
                                                                             Image Transfer
                                                                                Surface
                                                                                 Finish
                                                                                 Final
                                                                              Fabrication
 to be                        "    adK' *?* b.f1C altematives were emerging, and still others remain
 ^Sf^'^nr  -^       Vf^^-0n~b^Gd Pr°Prietary Pr°duct called Blackhole®, has gained re-
 spectebihty and provides several definitive advantages over the conventional electrons coppe? process
 Jh^n±f§eS       C n° Chelated metal SOUrces (in fact' "^ from the conventionalS?Sch
 chemistry, no copper sources exist at all), no formaldehyde, and a much simpler process  The
is a group of products that avoid the use of electroless copper by heavily seeding the holes with a palla-
dium activator. These processes remain relatively complex (one product has nine nrnrp
-------
     Despite the commercial availability of the aforementioned three alternatives, electroless copper re-
mains entrenched as the dominant process.  Many shops have waited for second or third generation
products and do not feel compelled to change. Nevertheless, the industry appears poised to move away
from electroless copper during the remainder of this decade.


          2.   Electroless Copper

               The electroless copper process consists of four basic segments: cleaning, activation,
acceleration, and deposition (Figure 2-12). An anti-tarnish bath is common after deposition. Virtually
all shops purchase a series of proprietary chemistries from a single vendor that are used as the ingre-
dients for the several process baths in the electroless copper process line. Only the micro-etch, its
associated sulfuric dip, and the anti-tarnish baths are likely to be non-proprietary chemistries.


                a.    Cleaning

                     The cleaning segment begins with a cleaner-conditioner designed to remove or-
ganics and condition (in this case swell) the hole barrels for the subsequent uptake of catalyst, followed
by a micro-etch step.  The cleaner-conditioners are typically proprietary formulations, and mostly
comprised of common alkaline solutions. Micro-etching, found on many PWB process lines is itself a
cluster of three chemistry alternatives: sulfuric acid-hydrogen peroxide (consisting of 5% sulfuric acid
and 1% to 3% peroxide) is most common, followed by sulfuric acid-potassium (or sodium) persulrate
(5% sulfuric, 8 to 16 ounces/ gallon persulfate), and ammonium persulfate.  In each case, the micro-
etch bath is followed by a sulfuric acid dip, which serves to remove any remaining oxidizer.  Ine
sulfuric-peroxide bath has some advantages, including high copper capacity (3 to 4 ounces/gallon) and
easy waste treatment (chilling to <40°F causes copper sulfate crystallization).  Ammonium persuliate is
uncommon due to high waste treatment costs.


                b.   Activation and Acceleration

                     Activation, through use of a catalyst, consists of two process tanks. A pre-dip,
 for the drag-in protection of the expensive activation (also called catalyst) bath, usually contains
 hydrochloric acid and possibly tin or sodium  chloride.  The activation bath itself consists of
 hydrochloric acid, tin chloride, and palladium chloride. The Sn+2 ion reduces the Pd+2 to Pd, which is
 deposited on the panel. The remaining Sn+2 and Sn+4 are selectively removed from the hole barrels by
 the accelerator (also called the post-activator). Fluoboric acid is a common accelerator, as is sultunc
 acid with hydrazine.


                c.    Copper Deposition

                      Electroless copper baths can be divided into two types: heavy deposition baths
 (designed to produce 75 to 125 micro-inches of copper) and light deposition baths (20 to 40 micro-
 inches). Light deposition must be followed immediately by electrolytic copper plating. The more com-
 mon heavy deposition can survive the outer layer imaging process and copper electroplating occurs
 thereafter.  The main constituents of the electroless copper chemistry are sodium hydroxide, rormalde-
 hyde EDTA (or other chelater), and a copper salt.  In the complex reaction, catalyzed by palladium,
 formaldehyde reduces the copper ion to metallic copper. Formaldehyde (which is oxidized), sodium
 hydroxide  (which is broken down), and copper (which is deposited) must be replenished frequently.
                                             2-26

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Figure 2-12.  Typical Electroless Copper Plating Line.




                       2-27

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Most heavy deposition baths have automatic replenishment schemes based on in-tank colorimeters.
Light deposition formulations may be controlled by analysis.  Formaldehyde is present in light depo-
sition baths in a concentration of 3 to 5 grams/liter, and as high as 10 grams/liter in heavy deposition
baths.

     When light deposition is applied, the next process step must be electrolytic copper plate.  This is
either a full panel plate (the typical 1 mil is plated in the holes and on the surface) or a "flash  panel
plate designed only to add enough copper to the hole barrels to survive the imaging process.  Flash-
plated  panels return to copper electroplating after imaging to be plated up to the required thickness.
This double plating step has made heavy deposition the more common electroless copper process.


                d.   Process Waste Streams

                     The electroless copper line typically contributes a significant portion of a PWB
shop's overall waste. Water use is high due to the critical rinsing required between nearly all of the
process steps  Copper is introduced into the waste water stream due to drag-out from the cleaner-con-
ditioner, micro-etch, sulfuric, accelerator, and deposition baths.  Much of this copper is complexed
with EDTA and requires special waste treatment consideration. Furthermore, waste process fluid gen-
eration is high  Micro-etch baths are exhausted when 2 to 4 ounces/gallon of copper is dissolved and
this bath life is usually measured in days. While the electroless copper bath is relatively long-lived
(usually several weeks or months),  a  considerable bail-out stream  (including formaldehyde) is
generated (several gallons of concentrated bath chemistry per day in production shops).


           3.   Carbon-based Alternatives

                The only carbon-black dispersion process (Blackhole® by MacDermid) became com-
mercially available in 1989.  The advantages of this type of process versus conventional electroless
plating are numerous, if one assumes  that overall performance is similar (performance parity has not
been established). Production rates are higher for Blackhole® since it is applied in about half the time
required for electroless copper, formaldehyde is not a constituent of any of the process formulations,
 and copper is dragged into the wastewater  stream from only the micro-etch bath. Furthermore, overall
 water use is reduced.  Although it has become more common in larger shops, this process is still an
 unusual choice for small shops with sales of less than $5,000,000/year, which account for the majority
 of PWB facilities in the country. Capital costs for the Blackhole® conveyorized process line are much
 higher than for an electroless copper tank line, and represent a barrier of entry for small shops. Pay-
 back from production time savings and waste reduction are likely to be quite long for small manufac-
 turers.

      Although originally designed for either batch immersion or continuous conveyorized spray appli-
 cation refinements in the carbon-black dispersion process have eliminated the immersion option.  The
 conveyor consists of 11 chambers, 5  process baths, 4 rinses, and 2 dryers. The cleaning and condi-
 tioning processes are plumbed to share rinse water—fresh water is used for the conditioner rinse and
 then re-used for the cleaning rinse before being discharged from the system. The carbon-black disper-
 sion bath itself foUows. The carbon deposition layer is dried and then removed selectively from the
 surface copper foil by a conventional persulfate micro-etchant. A conventional anti-tarnish is  the final
 step in the process. The anti-tarnish and micro-etch processes are also plumbed to share rinse water.

       Processed panels proceed to either imaging or panel plating.  No special considerations or down-
 stream process changes are required. The carbon layer is rapidly coated with copper during electrolytic
                                             2-28

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 copper panel or pattern plating and the resulting through-hole interconnection has passed industry stan-
 dard performance testing (such as MIL-P-55110D).
           4.   Graphite-based Alternative
                The only available graphite-based process (Shadow® by Electrochemicalsj is very
 similar to the carbon-based alternative discussed above. In this case, graphite particles suspended in a
 colloid are dispensed onto the surface and act as conductive pathway for electroplating. The graphite
 solution is proprietary.  Four specific process steps are required:  cleaning/conditioning, graphite
 (Shadow®) application, micro-etch, anti-tarnish. Graphite application can be done on conveyorized
 equipment or with an immersion (vertical) process. One pass through the graphite application step is
 sufficient to prepare holes for copper deposition.  The vendor claims to be able to run this process from
 cleaning to lamination in less than 15 minutes. 13 Graphite particles adhere well to the laminate surfaces
 and can tolerate mechanical scrubbing. The micro-etch solution is usually based on persulfate. Some
 facilities do not use anti-tarnish coatings on the copper surface if the dry film lamination process is done
 in-line immediately following graphite application.
                a.   Cleaning and Conditioning
                     Panels can be cleaned using conventional methods or in the conveyor line.
Cleaning solutions used are similar to systems employed for electroless copper.  As noted above, the
cleaner-conditioner step is designed to remove organics and condition hole barrels for the subsequent
uptake of catalyst or graphite in this case. Wet chemical and dry etch methods for cleaning and con-
ditioning are discussed in Section H.E.2.
                b.   Graphite
                     The graphite is applied in the form of colloidal graphite. The particles are sus-
pended in a slightly caustic colloidal solution (pH = 9).  In the conveyorized process, up to 200 18" x
24" boards come out of the cleaning step and are dipped through a liquid colloid-containing graphite.
Surface activation is rapid and solution that runs off the boards can be reused.  In an immersion (ver-
tical) setup, conventional process tanks are used to apply graphite. In this case, some efficiency is lost
but existing equipment can be used. Following the graphite application, the panels must be dried to fix
the graphite on dielectric surfaces.  This step is critical for obtaining good copper adhesion during sub-
sequent copper plating. Drying is done with air knives followed by a short bake (170°C).  The air
knives used are run at close to room temperature; their principal function is to knock excess solution off
the panels. As such, these air knives consume far less energy than ones used for hot air solder leveling
(HASL). Very little waste is generated during graphite deposition because panels are dipped through a
graphite-containing solution.  No rinse is required.
                c.    Micro-etch
                     Micro-etch follows graphite application. The drying step does a good job at re-
moving colloid material from the field area of the panel. However, simply drying the solution does not
remove graphite particles from exposed copper. The vendor recommends spraying a persulfate solu-
13 P. Goldman, "The Economics of Replacing Electroless Copper," Circuitree, February 1994.


                                            2-29

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tion onto the panel surface. A filter below the panels prevents graphite from entering waste streams.
Also, the graphite captured at the micro-etch step is returned to the process at the graphite step.


               d.   Anti-tarnish

                    Following micro-etch, the exposed copper is subject to oxidation. Because of
this, an optional "anti-tarnish" step can be done. The system vendor recommends using a benzothiad-
zole-containing solution to protect copper surfaces. Some PWB manufacturers skip this step, in which
case it is recommended that image transfer films be laminated onto the panels directly following micro-
etch. Skipping the anti-tarnish step should reduce chemical use, cost, waste, and cycle time. Effects
on reliability were not reported but some commercial vendors use this approach. 14


               e.   Process Waste Streams

                    The quantity of  waste water produced by a typical horizontal conveyorized
graphite application system is less than 5 gallons/minute. Also, wastewater is only produced when the
system is running, rather than constantly, as in the rinse tanks used for electroless copper plating.  In
short,  the graphite system seems to reduce both waste streams from PWB manufacturing and PWB
manufacturing costs. There are five principal environmental benefits from using the graphite process
instead of electroless copper. These include:

    •  Reduction in chelated copper and metal waste,
    •  Elimination of formaldehyde,
    •  Reduced water use,
    •  Reduced treatment chemical use, and
    •  Reduced sludge disposal.


           5.   Palladium-based Alternatives

                Another alternative to electroless copper is palladium-based, which has the benefits of
 completely removing formaldehyde from the process, reducing the amount of water consumed to make
 drilled holes conductive, and reducing the amount of wastewater generated from such a process. It can
 also be run with conveyor equipment to increase throughput and lower cost. Like the graphite process
 discussed above, panels can be sent directly from a palladium-based process to a dry film laminator.


                a.   Cleaner/Conditioner

                     The first stage of cleaning/conditioning is the "sensitizer" step. Two things must
 be accomplished:  first, through-holes must be cleaned, and second, a charged polymeric material must
 be applied to the inside dielectric surface of holes. This charged material can then receive a catalyst dur-
 ing subsequent processing. Cleaning is accomplished with the desmear chemicals discussed in Section
 II.E.2. Chemical use and waste water produced in the cleaning step of the palladium-based process is
 similar to volumes used for the carbon- and graphite-based processes. However, each step must be
 followed by a rigorous rinse to prevent  contamination of the following steps.
 14 Direct Metallization - Overview, Technical Bulletin 9410, DuPont Electronic Materials.

                                             2-30

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       Pre-dip: During pre-dip, a base salt version of the catalyst (which does not contain catalyst
       metal) is applied to the panels.
       Activator:  After pre-dip, the catalyst (activator) is applied. In this case the catalyst is palladium/
       tin in a colloidal solution. The catalyst adheres well to glass/epoxy laminates.
       Accelerator (Enhancement):  After the activator step, panels are rinsed with a caustic soda (ac-
       celerator or enhancer). The accelerator removes stannous tin (Sn+2) or reduces it to a metallic
       form (Sn).  Also during this step, metallic palladium is converted to palladium sulfide (PdS).
       Stabilization
       Alkaline Rinse
                b.   Micro-etch

                     Micro-etch is done with hydrogen peroxide (H2O2) and sulfuric acid (H2SO4).
This step removes excess palladium sulfide from exposed copper surfaces without oxidizing the cop-
per. This step enhances adhesion between exposed copper and electroplated copper added later without
degrading adhesion between laminate materials and plated copper.


                c.    Drying

                     After micro-etch, the panels are dried to prepare them for lamination.


                d.    Process Waste Streams

                     There are two principal process waste stream considerations: first, formalde-
hyde is completely eliminated from the process of making holes conductive; and second, the amount of
water used (and waste water produced) is greatly reduced when compared to conventional electroless
plating.  According to Shipley, the maker of one palladium-based process, the cost of this process is
competitive with electroless copper plating.


     G.   Outer Layer Image Transfer

           1.    Overview

                This large cluster includes outer layer imaging, copper plating, etch-resist plating or
application, etching, and etch-resist stripping (Figure 2-13).  The cluster includes copper electroplating,
a function not normally associated with image-transfer copper-plating. Although arguably an indepen-
dent function, copper electroplating is performed in a sequence determined by the overall image transfer
strategy. Furthermore, with copper sulfate being the overwhelming choice of PWB shops, a cluster of
alternatives does not actually exist (pyrophosphate baths, the other chemistry, have vanished).  With
the exception of process material improvements such as dry film photoresist, plating chemistries (cop-
per sulfate vs. pyrophosphate, in particular), or the substitution of tin-only etch-resist for tin-lead, this
cluster has remained essentially unchanged for many years. It also forms the core of double- and
single-sided processing,  thus many of the processes described here predate multilayer manufacturing.

     Two major subtractive options, starting with copper  clad laminant, are available to the PWB man-
ufacturer. The first sequence, print, pattern-plate, and etch, is the most common. While copper pat-
tern-plating is a uniform process shop-to-shop, the etch-resist metal plated over the copper is not and
                                            2-31

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forms an interesting and important second level cluster. Etching is theoretically a cluster of two chem-
istry options, but with most metallic etch-resists, only ammoniacal is possible.  In the other sequence,
panel plate print, and etch is less common.  Here, copper is plated to full thickness over the entire pan-
el prior to imaging. The photoresist imaged during the "print" process serves as the etch-resist precise-
ly as in inner layer image transfer.
    Circuit Design/
   Data Acquisition
  Inner Layer
Image Transfer
 Laminate
Inner Layers
                                                                              Make Holes
                                                                               Conductive
                 Print, Pattern
                  Plate, Etch
                                                      I
                       Panel Plate,
                       Print, Etch
                                  Surface
                                  Finish
                                                                                  Final
                                                                               Fabrication
                       Figure 2-13. Outer Layer Image Transfer Use Cluster.

      It can be seen that the panel plate, print, and etch process (also referred to as "tent-and-etch"
 because the drilled holes are tented over and protected from the etchant by dry-film photoresist) elim-
 inates process steps required in the more common pattern-plate process.  There is no etch-resist plating
 (the photoresist serves as the etch-resist) or metal stripping  Therefore, the tin or tin-lead problem is
 obviated  Furthermore, cupric chloride etching is an option when dry-film photoresist is the etch-
 resist.  Unfortunately, it is the inefficiency of panel plating, along with certain technical limitations of
 this process, that prevent its widespread use. Most of the copper on a typical circuit panel is etched
 away thus most of the plated-on copper of this process is promptly removed during etching, unlike the
 cooper added during pattern plating. Furthermore, the panel-plated copper can cause difficulty in etch-
 ing particularly fine-line etching.  The thicker the copper to be etched, the greater the undercut.  This
 problem has dampened the enthusiasm for tent-and-etch. On the other hand, layout design changes can
 easily rehabilitate tent-and-etch. One method, referred to as "pads-only outer layers" eliminates diffi-
 culty of fine-line etching on outer layers (along with eliminating the need for solder mask) at the ex-
 pense of requiring two extra layers of inner layer circuitry.

      It should be pointed out that several of the process options listed here and in Section H.H are not
 true options, but rather, alternative methods required in some cases by customer specification and end-
 product performance.  Although tin  and tin-lead perform identically as etch-resists, shops that are
 otherwise anxious to remove lead plating are unable to do so. A small number of parts continue to re-
 quire reflow (a finish necessitating tin-lead plating) rather than hot-air-solder-level (HASL) (a finish tor
 which tin can be substituted for tin-lead).
                                              2-32

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            2.   Image. Pattern Plate, and Ffrnh

                 a.   Imagin
  anH h*c A -11 ,1 1, i    K°??r- layer i™8^ is l° fvoldTc°PPer or to**8*1 "mushrooming" over the top of the resist. Resists other than  dry
  rilm are extremely uncommon for outer layer imaging.                                           3
                    be done with first-generation photo-plotted photo-tools or with diazo, a reddish
                -       IT ?f m?Ua re?istration-  With a diazo photo-tool, an operator can see
            H? "S? Oftth reraains on the circuit and is
 part ot the finished product  Second, immediately after copper electroplating, a metallic etch-resist is
 plated over the copper, usually tin, tin-lead or nickel-gold.

      Although a few copper electroplating chemistries exist, nearly all modern PWB  shops use simple
 copper sulfate  The bath has an extremely long life (measured in years) and is generally easy to main-
 tain and control. The bath is typically made with 10 ounces/gallon of copper sulfate, 25 to 40 ounces/
 gallon of sulfunc acid, and a small amount of hydrochloric acid to provide a chloride concentration of
 30 to 90 ppm.  Proprietary organic additives, usually referred to as brighteners, distinguish one ven-
 dor s bath from another. The pre-plate line consists of an acid cleaner (dilute phosphoric acid is a com-
 mon constituent), a micro-etch, and a sulfuric pre-dip.

      High-performance copper plating is reliably performed at a current density range of 20 to 35 am-
 peres/ft^  Manufacturers generally plate from 0.0013 to 0.0017 inches of copper to ensure that all hole
 barrels  meet the minimum of 0.001 inches in all areas of the panel. Dwell times depend on current
 density and target thtckness, but generally range from 30 minutes to somewhat more than one hour
 Although a source of copper in the waste water stream, the copper sulfate plating process lends itself to
 several recovery schemes.  A drag-out tank immediately following the plating bath can be electro-
 winned (an electrolytic recovery process) while in service to maintain a low copper concentration there-
 in (reducing copper dragout to the flowing rinses), while recovering dragged-out copper in metallic
 form. Some have employed ion exchange to produce a closed-loop.  In this arrangement, waste water
is purified and reused as rinse water and the cation regenerant is returned to the copper sulfate bath
                                            2-33

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Figure 2-14. Typical Pattern Plate, Etch-Resist, Photoresist Strip Process Line.




                                    2-34

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                 c.   Pattern Plating Rtr.h-T
  conn^r  Tin I^H i,               after copper pattern plating, an etch-resist metal is plated over the
  copper.  Tin-lead has been the most common etch-resist for the simple reason that in cases where the
  surface finish is reflowed solder, tin-lead efficiently serves as both etoh-resTs^d finTsh  WiS lh?rise
      e soldf -mask-over-bare-copper (SMOBC) surface finish method, tin-lead plating L become un-
                           Sh°Pt faC^g Prohibitive le*d discharge limits haverapidly embraced tin-
                             e the P™317 altemative' While Ae regulatory status of tin varies from
                           u  Say  hat tm CMlcentration receives considerably less scrutiny than lead
                   rtV,fr' be?n reluctant to eliminate tin4ead Platin§ due to *e fact that a certain per-
  tin     refln^ltn^r68-^6 >°Wed ^ ^ ^ary Ipecifications continue to c3lfar
  tin-lead rerlow so tin-lead plating is quite common in shops serving military clients  Still other shons
  S3?£S Sf mHai£tain b°th ^ and tin-lead Plating baths toLisf/rheir ! Some? bie  Is S
  etcn-resist, there is no difference in the performance of tin or tin-lead.

      Two tin-lead plating chemistries currently exist.  The fluoborate bath is most common  This bath
  consists of fluobonc acid, tin and lead fluoborate, and proprietary organic additi™ Stannous tin
  (Sn+2) is maintained at 2 to 4 ounces/gallon and lead at 1 to 2 ounces/gallon. Thfother

                                                     acid (MSA>
 concentration to gradually fall. Tin sulfate, however, has become the tin bath of choke  T^is plated
 for etch-resist purposes only-a 0.0002 inch thickness is adequate. The sulfate bath consSs of 20%
 sulfunc acid and enough stannous sulfate to provide 2 to 3 ounces/gallon of stannous ti^
 soft p           2 ds°Pat!fni Plated electrolytically as an etch-resist and surface finish.  Electrolytic
 soft gold is the surface finish of choice for certain performance considerations, including high corro-

 IvtTc SS ±M±v S"T HTStanCe (3lthOUgh Wear resiStanCC is P°°r>' «* *** shelf-IfrEleSo-
 lytic pure gold may be called for on circuits requiring wire bonding. The nickel-gold plating line con-
 SSn  V1^/ Pre;dlP'.the nickel plating bath, a gold pre-dip, and the gold plating bS The nickel
 plating chemistry of choice is nickel sulfamate or nickel sulfate. Nickel is quSe concentrated meite
 ba h and reaches 17 ounces/gallon in typical nickel sulfate formulations. Unlike many other process

 ca^lSl &T,deCad^1^ ?ating formulati<™ ^d d° not purchase PmprSyPcS-
 cals. Nickel is plated to any specified thickness, usually in the range of 50 to 500 micro-inches Gold

              SIy t?Iaf f °rihe,nidSu ^/^ Cyanide ^^^ ** most common andSe
       h A     ldfntical, to the hard gold baths designed for edge connector plating. Sulfite-based al-
 kaline baths are also in use. Gold is generally plated to  a thickness under 100 micro-inches, and for
 many applications 10 to 30 micro-inches will suffice.  Both the nickel and gold plating baths are quiS
 long-lived— barring unusual events, each may be maintained for  several years.             » requite

 f.rm °ther etch-resists include tin-nickel and tin-lead over tin-nickel, well-known to have certain per-
 formance advantages over conventionally processed boards, but are rarely found. Metals such as
vSmi°r,Si?  ^ bC,plaied sele^velv over Certain areas  of a circuit, then masked off and a con-
S£   etch-resist » Plated over the remainder. Rhodium is the metal of choice for maximum wear
resistance .
                                            2-35

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               d.   Photoresist Stripping

                    Photoresist is stripped from the outer layers in the same chemistry (often in the
               e.
                    Outer Laver Etching
                    Ammoniacal etchant is the only etchant used for outer layerpanels plated with a
metallic etch-resist (Figure 2-15). The etchant is generally inert to both tin and lead although some


ammoSacal etchant is a major waste stream and is usually transported to recycling plants.


Fresh Etchant
\


Spent Etchant



Main Etch
Spray
Chamber
H,F
Fresh (C
Etchant
Rin


u-free)
Rood
se

Cascading Spray Rinse Chambers
(1 to 5 separate chambers)
direction of conveyor ^


Dryer

                         Figure 2-15. Typical Ammoniacal Etch Process.
                f.   Tin and Tin-T^ad Stripping
 face, the spent process fluid from this bath is the major source of waste lead.


            3.    Panel-Plate. Print. andEfr* ("Tent-and-Etch")

                 With the exception of the additional panel plating (so named because the entire panel is
 nlat^  not iust the circuit image) step, this process precisely tracks the inner layer pnnt-and-etch


 etched, etching can be performed in cupric chloride or ammomacal systems.
                                              2-36

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      One major drawback of tent-and-etch is the difficulty of etching through the plated-on and base-
 laminate copper layers. With circuit densities steadily increasing, circuit features have become smaller
 and smaller. Most shops are required to produce patterns of trace widths that measure less than 10 mils
 across.  Fine-line etching is quite difficult if the sum of the copper residing on a panel is 2 to 3 mils
 thick, which is the typical sum of 0.5 ounce/ft2 base laminate copper and the panel plating A second
 problem arises when SMOBC is not the surface finish required.  Electrolytic gold and tin-lead must be
 pattern plated in most cases. Thus, a shop faced with a variety of requirements cannot use tent-and-
 etch exclusively.


      H.  Surface Finish

           1.   Overview

 .  .,.      ,,   For most Parts* the functions of the surface finish are to prevent copper oxidation
 facilitate solderability, and prevent defects during the assembly process.  Other surface finishes ate dic-
 tated by the environment in which the part will reside or by specific performance criteria.  It is in outer
 layer finishing that the greatest variety of manufacturing options and processes exist (Figure 2-16)
 Furthermore, the exact sequence of the processes in this cluster may vary from shop to shop  For
 example, gold edge-connector plating may occur either before or after solder mask application
    Circuit Design/
   Data Acquisition
         Inner Layer
       Image Transfer
                Laminate
              Inner Layers
                                                                              Make Holes
                                                                              Conductive
                                                                             Outer Layer
                                                                            Image Transfer
    SMOBC,
     HASL
Reflow
Electrolytic
  Ni-Au
Electroless
  Ni-Au
Other
                                                             Final
                                                          Fabrication
                           Figure 2-16. Surface Finish Use Cluster.

     Solder-mask-over-bare-copper (SMOBC) with hot-air-solder-leveling (HASL) has become the
industry-wide standard finish, replacing tin-lead reflow, which is now an unusual finish for multilayer
parts. Nickel-gold is a significant alternative finish. Nickel-gold coatings may be electrolytically plated
as an etch-resist (a direct substitute for tin or tin-lead) or they may be applied electrolessly after solder
mask application (a direct substitute for HASL). Organic, "pre-flux" coatings, which prevent oxidation
and facilitate subsequent soldering, are gaining in popularity. Beyond these finishes are a wide variety
                                            2-37

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of combinations that vary from shop to shop—selectively plated combinations of gold, tin-lead, and
even rhodium.  Shops have produced SMOBC, tin-lead reflow panels by plating tin-lead as an etch-
resist, then after etching, selectively stripping it in all area except pads and hole barrels. After solder
masking, the panels are reflowed.


           2.    Solder Mask Over Bare Copper (SMQBCD. Hot Air Solder Level (HASU

                This method predominates for several reasons. Copper is a surface that lends itself to
rigorous cleaning, which is essential for solder mask adhesion. Tin-lead under solder mask will liq-
uefy during soldering and may cause the mask to blister and peel.  The hot air solder leveling process
generally produces less waste water and introduces less lead into the waste water stream than tin-lead
plating and reflow. Despite these advantages, well-known disadvantages also exist.  The shell-lite ot
hot air solder leveled ckcuits is short and solder thicknesses on pads and hole barrels is notoriously dif-
ficult to control. For these reasons, a small minority of specifications continue to call for tin-lead plate
and reflow or other alternatives. The overall process consists of a solder-mask pre-clean, usually a me-
chanical or pumice scrub.  Solder mask is then applied, followed by hot air solder leveling, nomen-
clature screening, and finally, gold edge plating if necessary.


                a.   Solder Mask

                     The purpose of solder mask is to mask off and insulate physically and electri-
cally those portions of the circuit to which no solder or soldering is required. Increasing density and
surface mount technology have increased the need for solder mask to the point that, with the exception
of "pads only"  designs, nearly all parts require it.  Manufacturers have had some autonomy in selecting
masks. Many specifications do not call out a specific product or product type and this has allowed the
manufacturer to choose masks based on processing as well as performance issues.

      Three basic type of masks are commonly applied: thermally cured screen printed masks, dry
film  and liquid photoimagible (LPI). Thermal masks have predominated for decades but are gradually
being replaced by LPI, despite being the lowest cost alternative.  Dry film has some specific advan-
tages, such as ease of application, but its use seems poised to decline as well in the face of improving
LPI formulations.


                b.   Hot Air Solder Level (HASP

                     The HASL process consists of a pre-clean, fluxing, hot air leveling, and a post-
 clean  Pre-cleaning is usually done with a micro-etch.  However, the usual persulfate or peroxide mi-
 cro-etch is not common in the process. Dilute ferric chloride or a hydrochloric-based chemistry is ta-
 vored for compatibility with the fluxes that are applied in the next step.

      Hot air level machines consist of a panel transport mechanism that carries the panel into a reser-
 voir of molten solder, then rapidly past jets of hot air. All areas of exposed copper are coated with sol-
 der and masked areas remain solder-free. Boards are then cleaned in hot water, the only step in the
 SMOBC process where lead may enter the waste water stream, albeit in very small quantities.  Once
 cleaned, the panels may again enter the screening area for optional nomenclature screening, or proceed
 directly to the routing process.
                                              2-38

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           3.    Reflowed Tin-T.ead

     .   _  ,     The reflow process, once the predominate method, uses the tin-lead etch-resist to cre-
 ate the final surface finish, thereby creating some efficiency when compared to the plate-etch-strip
 sequence of SMOBC. It is not uncommon in lower-technology designs. Some military specifications
 require reflow and explicitly exclude the SMOBC/HASL method. Tin-lead is required, however and
 this has contributed some to the demise of reflow.  Distinct performance issues have also played a
 role— tin-lead is difficult to clean, is a poor surface for solder mask, and will liquefy during wave sol-
 dering, causing defects downstream. The basic function of the reflow process step is to fully encapsu-
 late the copper on the panel (after etching, copper is exposed along the vertical flanks of circuit features)
 and to create a more durable surface.

 u   u Tw,°- ^P68 of reflowing> or filing. methods exist. The oldest is hot oil reflow.  In this process
 the board is fluxed, then immersed in a pot of hot oil long enough to heat the tin-lead plate to its melting
 point  Infra-red reflow,  a somewhat more modern approach, is done in a conveyorized machine that
 includes a fluxing station, an infra-red oven chamber, and a cool-down chamber.
           4.   Nickel/Gold

                Nickel-gold finishes may cover an entire circuit or be selectively plated onto certain
 areas of a circuit.  Furthermore, nickel-gold formulations produce hard (cobalt or other metal is co-de-
 posited in small amounts for hardness) or soft deposits (pure gold).  And, nickel-gold can be either
 electrolytically or electrolessly deposited.


                a.   Hard Gold

 .                    Hard g°ld is electrolytically plated. The most common application of hard gold
 is edge connectors, but hard gold may also be plated over circuit areas as well.  Automated edge plating
 machines are common since manual plating is quite labor-intensive. Typically, a plater's tape is applied
 to the board, masking off all of the circuit above the edge connector area. The panel is then processed
 through a nickel-gold plating line, with just the edge connectors immersed in the plating fluid Nickel
 is plated first and Watts or sulfamate nickel is common. Cyanide gold is the most common gold elec-
 troplating chemistry.                                                                  to


                b.   Soft Electrolytic Gold

                     Soft gold is a pure gold over nickel deposit. It may be plated over the entire cir-
 cuit or selectively over certain portions of a circuit (excluding edge connectors, which require hard
 gold).  Selective electroplating requires a combination of masking and bussing (providing current to the
 portion of the circuit being electroplated). Selective gold applications include contact points (which
 may require hard gold), press pads, wire bond sites, or portions of a board that may reside in a cor-
 rosive environment.  Selective gold plating can be labor-intensive and is not frequently specified for
 production lots (all gold plating is often substituted; the labor savings offset the extra gold)
                c.
Electroless Nickel/Immersion Gold
                     This method of applying soft gold has received considerable attention. Electro-
less plating can be conveniently performed after etching because no bussing is required. Therefore,
                                            2-39

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these all-gold boards can be processed with a standard tin etch-resist and processed identically as
SMOBC, except the gold plating step replaces the HASL step. This process has advantages over
SMOBC/HASL and electrolytic gold plating. When compared to SMOBC/HASL, electroless all-gold
circuits have a much longer shelf life. The flat surface profile of the electrolessly plated surface-mount
pad and overall excellent solderability make electroless nickel/gold ideal for surface-mount technology.
When compared to electrolytic gold, electroless has the advantage of full copper encapsulation because
plating is performed after etching, not before, as with electrolytic gold plating.  Selective gold plating is
made somewhat easier by the electroless plating method since no electrical bussing is required. Cost is
the main disadvantage.  Immersion gold and electroless nickel process baths are short-lived compared
to electrolytic formulations and maintenance and control of these baths  is more difficult. The mam
application of electroless nickel-gold coatings is chip-on-board technology, where component leads are
ultrasonically or thermosonically bonded to gold pads rather than  soldered.


      I.    Final Fabrication

           During the final fabrication process, non-plated through-holes and other tooling features
may be added to the circuit, and the ckcuit itself is completely or partially depanelized. Depanelization
is accomplished with numeric controlled routers that are quite similar to drilling machines.  With com-
plete depanelization, the circuit is routed out of the panel.  With partial depanehzation, common with
production lots, most of the ckcuit profile is routed, but it remains tabbed to the panel during testing
and assembly. In this way , several ckcuits can be tested and assembled at once.  After assembly, the
individual ckcuits of a panel can be conveniently snapped, or broken, out  of the panel.  Such panels are
often referred to as "breakaways" or "snaps."  Tool-and-die depanelization methods are not common
with multilayer ckcuits.
                                              2-40

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  III. SUPPORT OPERATIONS

       A.   Waste Treatment
  al of waste S^^f"1 "^ ^T m. °f grcat ^P0*3^ in the treatment and dispos-
  al or waste water Copper, lead, silver, tin, and chromium are toxic in varying degrees to microorsan-
                                teeaaCmti  ** ttaf°re n^fe tlkenlnto
                                       ,                                       o mcroorsan-
  ted^S^S!±T teea^YaCmti^ ** ttaf°re n^fe tkennto co^SSi
  hrtraWri™ «f A   f^18-  Some publicly-owned waste treatment facilities have been upset by the
  introduction of these ions, because microorganisms were killed and their ability to clean water ceased
  In sludge digesters copper is toxic at a concentration of 100 miUigrams/liter chromium and nicfeTare
  toxic at concentrations of 500 miUigrams/liter, and sodium is als Ttoxic aK^SSSote
  SSSS10"! T1^ f0taSSiT and aramonium at 4000 milligrams/liter. Some toxk ^ SHnclu^S
                  1   ' m ** ^^ ln PWB WaStC StreamS' ^ese TO found Particular   £ 3
      Treatment of waste streams at the manufacturing site requires capital investment but it is
 by governmental regulations. Federal statutes of this type include the Clean WatS Act (CWA)     he
 Resource Conservation and Recovery Act (RCRA). Over the last 30 years, the number of Tederd laws
 wSl  / e™,?un,tal iSS,UeSuhaS g°ne from less than 10 to mor« than 40.^6 A pmaciv? polcyof
 waste reduction will help make the industry robust to variations in the regulatory envkonmen!
      B.   Waste Streams

           1.   Solvents
 iv/i™  A   i   .So^venfs a16 used to strip dry-film laminates and for other cleaning applications
 Monoethanolamme is often the chemistry of choice for removing dry-film lanunates  Othi proDriS^
           2.   Process Baths
 mannfartnr;™  ^lefctroles? «?PP» lmes contribute a large portion of the overall waste from PWB
 manufacturing.  Water use is high due to the critical rinsing required between nearly all of the process
 steps Rinse water waste from electrons copper lines is problematic in several ways  Copper is
 duced into the waste water stream due to drag-out from the cleaner-conditioner ^croSsul
 accelerator, and deposition baths. This copper is usually complexed with

                °nl
    n         recn-                             is ^ but
able material to recover is low.
               recn                                                                    u
       terial to recover is low. Since the waste generated does not have very high value as a recla-
       T *?  ' f5War4S f°r ^eneration are relatively low. Micro-etch bath/are SS wherf 2to
4 ounces/gallon of copper is dissolved, and this bath life is usually measured in days  ^Ue the elec

 SS rs°?ep±S ?sse± r1!3; long;Uved ^^^ ™^<* *^*^^^i
stream is generated (several gallons of concentrated bath chemistry per day in production shops).


15 Metcalf and Eddy, Wastewater Engineering: Treatment Disposal. Re..SP. 2nd Ed., McGraw-Hill series in water
   resources and environmental engineering, 1979, p. 102-104.
16 fn/?' R\Fe"°°e' et ^ "Environmental Consciousness: A Strategic Competitiveness Issue for the Electronics
   ?nta°mPH    ^^fT11^ Rep°rt)>" * Industryl«d Study Sponsored in part by The US  DeparSTof
   Energy and coordinated by The Microelectronics and Computer Technology Corporation (MCC) March 1993 p 2
                                          2-41

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     In addition to waste water, the electroless copper plating process also generates significant vol-
umes of formaldehyde, which is one of the most hazardous chemicals used in PWB  manufacturing
(formaldehyde is very volatile and requires sufficient ventilation to minimize worker exposure).
Concentrations of 3 to 10 grams/liter are common in electroless plating baths. Formaldehyde enters the
waste stream through drag-out from electroless plating, and it is oxidized in the plating process and
must be replenished with new additions. By switching to a process (such as carbon or graphite alter-
natives) that does not use electroless copper plating to make holes conductive, two important environ-
mental benefits can be obtained: first, formaldehyde is completely eliminated from the process of mak-
ing holes conductive, and second, the water used (and waste water produced) is greatly reduced when
compared to conventional electroless plating.
                                             2-42

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  IV.  SELECTING A USE-CLUSTER FOR A DfE PROJECT
       A-   Cleaner Technologies Substitutes Assessment

  «•   c K ,-fn,a DAffi pWb PTOJ^ a use cluster is selected to become the focus of a Cleaner Technolo-
  gies Substitutes Assessment (CTSA). The CTSA is a flexible format for systematically comparing
  £5? ~±iSSUei associated Wlth traditional and alternative chemicals, processes, and technoS^o?
  each chemical, process, or technology, the cost, performance, environmental  and health risks
  SrfSeCTSA T' rrf lmpaC?' and/f OUfCe conse™*i°* implications areTvaluated  The
  Ituation                      m mformed decision about which alternative is best for a particular
      B.   Use Cluster Scoring System

 «.r   •    BP.A' • °-f-e °f Pollution Prevention and Toxics (OPPT) has developed a system for use in
 screening and prioritizing use clusters, referred to as the Use Cluster Scoring System (UCSS)TrS
 uied to oi£TaenS?,d ? T^? °f ^^ ™d <"*y**8 '^crs of chemicals that can be
 used to perform a particular task, such as those described in this report.  By screening and scoring
 wffhetl,CiUStHrS' effortS may b^m°re directly focused uP°n effe<*ve riskredSn Arougl wo?k
 with targeted mdustnes or users.  The UCSS also assists other public and private sector organfzations
       '^^



                                    St^h^ interest-  This inforraation is
                                 orioxicity ""ting SCOTes are calculated for each chemical within a
 scor     e then ue                ^ ^f °graramed scoring algorithms.  The individual chemical
 scores are then used to calculate an overall cluster score, which is an indicator of potential risk and
                           for the use cluster- OPPT uses this risk score to                   '
     c-   Use Cluster Selection in the DfE PWB Project

hnlfWc   f- *e b#!!nin.g °f *e DfE PWB Pr°Ject' four use clusters were defuied by industry stake-
holders as being of high priority for evaluation in a CTSA. The four use clusters were:

    1 .  Inner layer etching
    2.  Outer layer etching and plating
    3 .  Making holes conductive
    4.  Hot air solder leveling

     These four use clusters were evaluated by EPA for their potential environmental risk and pollution
prevention potential using  the UCSS.  The lowest possible score (least risk) i^4 and^e
possible score (greatest risk) is 24.  The scores for each use cluster were
                                          2-43

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     1. Inner layer etching                  12.3
     2. Outer layer etching and plating       12.7
     3. Making holes conductive            11.2
     4. Hot air solder leveling               12.1

     It was determined that there is no statistical difference between these scores; all fall in the "medi-
um" range That is, they have the potential to pose moderate risk to both humans and the environment.
Use cluster scores are one of several criteria that are considered in the selection of a use cluster. The
similarity  in the scores, however, led to an increased emphasis on other criteria in making the selection
for the PWB Project.

     Because the objective of the CTSA is to evaluate alternatives, it is very important to select a use
cluster with several viable alternatives. Other criteria, such as occupational health risk, industry inter-
est, and regulatory cost/burden, should also be considered.

     The first use cluster selected for evaluation in the DfE PWB Project was making holes conduc-
tive Ten alternatives, the greatest number found for any of the potential use clusters, were identified
for this cluster during the information gathering phase of the project. Also, the  project participants
believed that there were a number of relatively easily addressed environmental issues associated with
the making holes conductive use cluster. Another reason that making holes conductive is a good initial
use cluster for a CTSA is that some of the alternatives promise production rate benefits.  The processes
could  be  conveyerized, the production cycles could be decreased, the pre-treatment rinses could be
simplified and waste production could be reduced. In addition, simple pollution prevention practices
could  be  implemented in the baths.  While information is being gathered about new and emerging
technologies, some of the current processes are undergoing revision and enhancements. The ClbA is
a convenient place to assess these enhancements.


     D.   Future Design for the Environment Projects

           This profile document has already served its original purpose in assisting the Design for the
Environment PWB Project to select the first use cluster for further analysis in a CTSA. It is anticipated
that the profile document will be  useful in future Design for the Environment Project activities and to
other interested parties wishing to use  this information for their own analyses.
                                              2-44

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                                     REFERENCES

           The following is a general list of references used in the preparation of this text,
                       but not specifically cited in the body of the report.


Coombs, Clyde R, Printed Circuits Handbook. McGraw-Hill, 1988.

Folsom, D. W., Gavaskar, A. R., Jones, J. A., and Olfenbuttel, R. F., "Carbon Black Dispersion
Pre-Plating Technology for Printed Wire Board Manufacturing," U.S. EPA Risk Reduction Labora-
tory, Cincinnati, Ohio.

Pitts, Greg, et al., "Environmental Consciousness: A Strategic Competitiveness Issue for the Electron-
ics and Computer Industry," MCC, et al., March, 1993.

Rivera, Carlos, and Declue, Gary,  "Ammoniacal Etchant Regeneration and Copper Recovery," 7th An-
nual AESF/EPA Conference on Environmental Control for the Surface Finishing Industry, 1986.

U.S. EPA, "Emissions From PWB Manufacturing, Draft Report," Scientific Consulting Group, Inc.,
March, 1995.
                                           R-l

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Electroless Plating: Plating that proceeds without an external electricity source. A reduction of
metal ions is accomplished with a chemical reducing agent (such as formaldehyde in electroless cop-
per).

Electrowinning: A common metal recovery technology.  Essentially electroplating, electrowinning
is employed to electrolytically recover metal from wastewater through electrolysis.  Large cathodes, and
other design strategies are employed to win metal ions from dilute waste streams.  Metal is recovered
on cathodes for reuse or sold as scrap. The most common application is on drag-out tanks, where the
fluid is continuously recycled through the electrowinner and a low concentration of metal is maintained
(rather than the steadily rising concentration that would otherwise occur in a still rinse).

Etchback: A process by which an amount of printed wiring board substrate material (glass and
epoxy, but not copper) is dissolved or otherwise removed from the walls of drilled holes. The purpose
of etchback is to expose a greater inner layer copper surface area for interconnection with subsequently
plated copper.

Etchant: In printed wiring board manufacture, a chemical that oxidizes metallic copper. Etchants are
used to remove relatively thick layers (0.7 to 2.8  or more mils) of copper.

Etch-resist: A substance Unaffected by an etchant that is selectively applied over copper to protect the
copper from the etchant.  After etching, only the copper under the etch-resist remains on the board.
Etch-resists may be organic (photoresists) or metallic (tin, tin-lead, nickel-gold).

FR-4: A designation for a flame retardant that contains bromide.

Image Transfer:  The series of processes by which an image of a circuit layer is transferred from
film, glass, or data files to a copper layer of a printed wiring board. Image transfer is accomplished
differently for both inner and outer layers. For inner layers, print-and-etch is most common, while for
outer layers, print-pattern plate-etch is typical. Other methods exist.

Immersion Plating: Similar to electroless plating except that the reduction of metal ions in the plat-
ing solution is accomplished by the oxidation of the metal on the part being plated, rather than by a re-
ducing agent in the solution. With immersion plating, therefore, the metal on the part is  displaced—not
coated—by metal ions in the solution and the process is  self-limiting. When none of the original metal
on the part remains in contact with the solution, the process stops. Only thin metal layers  can be so
plated, for example, for immersion gold, only a few microinches is possible.

Lamination:  In printed wiring board manufacturing, lamination usually refers to the assembling of
the layers of a multilayer panel in a press.

Land:  A pad or land is the end of a circuit line or trace. A circuit feature designed to  allow for
 component attachment (typically soldering), such as surface mount lands (usually rectangular) or lands
 surrounding plated through holes (usually circular). Typically, the pad or land is significantly wider
than the rest of the circuit trace in order to approximately match the width of the component lead that
 will be attached to it.

 Micro-etchant:  In printed wiring board manufacturing, a chemical that oxidizes metallic copper.
 Micro-etchants remove 5 to  50 microinches of surface copper as a surface preparation or cleaning step.

 MCM:  Multichip Module.  Multichip modules consist of multiple bare 1C chips mounted directly on a
 substrate, often quite similar to a small printed wiring board. This MCM can then be coated for protec-
                                              A-2

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 tion from moisture and other hazards and used as is or is mounted on another printed wiring board as
 part of a larger printed wiring assembly.

 Multilayer: A circuit with more than two layers of interconnected circuitry. In addition to the top and
 bottom surface layers, one or more layers are embedded within the substrate.

 OEM: Original Equipment Manufacturer. These companies manufacture printed wiring boards for use
 internally in their own electronic products.

 Pad:  A pad or land is the end of a circuit line or trace.  A circuit feature  designed to allow for
 component attachment (typically soldering), such as surface mount lands (usually rectangular) or lands
 surrounding plated through holes (usually circular). Typically, the pad or land is significantly wider
 than the rest of the circuit trace in order to approximately match the width of the component lead that
 will be attached to it.

 Panel Plating: Term used to describe the copper plating of an entire printed wiring board panel No
 mask or plating resist is applied.

 Pattern Plating:  Term used to describe the copper (or other metals) plating of a printed wiring board
 panel that has areas not included in the final circuit masked off with plating resist.

 Pitch: Pitch refers to the distance from a point on a particular feature to the same point on the adjacent
 feature.  Pitch, as used by the PWB industry, frequently defines the distance from the center of a circuit
 line (also called "trace") to the center of the adjacent line. The thinner the line and space (or finer the
 pitch), the more lines can be placed on the PWB.

 Plated Through-Hole: A via or other drilled hole that is plated with copper. Since a printed wiring
 board substrate is not conductive (it consists of glass fibers and epoxy-resin), an electroless copper or
 other seed layer must be plated first before electrolytic copper can be applied.  Copper is plated to a
 thickness of 0.001" on the walls of the hole, and this plating serves as a conductive pathway from layer
 to layer.                                                                           J        J

 PWA: Printed Wiring Assembly. When electronic components have been mounted on the PWB the
 combination of PWB and components is called a printed wiring assembly. This assembly is the basic
 building  block for all larger electronic systems, from toys to toasters to telecommunications.

 PWB: Printed Wiring Board, also called PCB for Printed Circuit Board.

 Single-sided: A printed wiring board with only one layer of circuitry.  Since no interconnection be-
 tween layers is necessary,  the electroless copper and other process steps are not necessary when man-
 ufacturing single-sided printed wiring boards.

 Use Cluster:  A use cluster is a set of chemicals, processes, and technologies that can substitute for
 one another  to perform a specific function.

Via: Term used to describe holes drilled through a printed wiring board for the purposes of layer-to-
layer interconnection.  The conductive pathway between layers is completed by plating vias with cop-
per. It is customary to refer to holes drilled only for the purposes interconnection as vias; other holes
that may also provide interconnection but are also used for support of component leads or for tooling
purposes are not generally called vias.
                                            A-3

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