Development Document For
      Proposed Effluent Limitations
  Guidelines and Standards For The
     Pharmaceutical Manufacturing
          Point Source Category
            Carol M. Browner, Administrator

  Robert Perciasepe, Assistant Administrator, Office of Water

 Tudor T. Davies, Director, Office of Science and Technology

Thomas P. O'Farrell, Director, Engineering and Analysis Division

      Donald F. Anderson, Chief, Commodities Branch

           Dr. Frank H. Hund, Project Officer

        Edward D. Terry, Assistant Project Officer
                February 28, 1995
         U.S. Environmental Protection Agency
                401 M Street, S.W.
              Washington, D.C. 20460

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                             ACKNOWLEDGEMENTS
 The Agency wishes to acknowledge many important contributions to this
project.
 The development of the proposed effluent guidelines was led by the Commodities
 Branch of the Engineering and Analysis Division (BAD) of the Office of Science and
 Technology (OST). Mr. Thomas O'Farrell and Ms. Sheila Frace, Director and Deputy
 Director of BAD, respectively, provided the leadership and management support to
 complete the proposed rule within the court-ordered schedule.  Mr. Robert Perciasepe
 and Ms. Dana Minerva, Assistant Administrator and Deputy Assistant Administrator,
 respectively, of the Office of Water, and Mr. Tudor Davies, Director of the Office of
 Science and Technology, provided senior management support that was critical to the
 successful completion of this effort.  A number of BAD staff made major contributions
 to the proposed effluent guidelines.  Dr. Frank H. Hund served as the Project Officer
 and Mr. Edward Terry served as Assistant Project Officer. Mr. Donald Anderson
 provided technical direction and coordination with the Office of Air Quality Planning
 and Standards and the Office of Solid Waste.  Ms. Debra Nicoll (in the early stages of
 the project), Mr. Joe Ford and Mr.  George Zipf (both formerly of EPA), Mr. William
 Anderson, Dr. Henry D. Kahn, and Mr. Neil Patel all contributed to the economic and
 regulatory impact analyses, and to the statistical analyses supporting development of the
 effluent limitations.  Mr. Ryan  Childs (formerly of EPA), Mr. Ed Gardetto, and Mr.
 Richard Healy (Standards  and Applied Science Division) provided direction to the
 environmental assessment and benefits analysis.  Ms. CarolAnn Siciliano (in the final
 stages  of the project),  Mr. Brian Grant,  Ms. Carrie Wehling, and Ms. Susan Lepow of
 the Office of General  Counsel provided extensive legal  support and guidance.  Dr.
 William A. Telliard provided support for laboratory  analyses and analytical methods
 development. Mr. Steve Geir of the Office of Wastewater Management, Permits
 Division, assisted with implementation aspects of this proposal. Administrative and word
processing support were  provided by Ms. Cassandra Holmes and Ms. Dottie Gross
without whose tireless  efforts these products could not have been completed.

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A number of managers and staff in the Office of Air Quality Planning and Standards
made significant contributions to this effort, including Mr. Randy McDonald and Ms.
Susan Wyatt of the Organic Chemicals Group, Mr. K. C Hustvedt of the Waste and
Chemical Processes Group, Mr. Bruce Jordan, Director of the Emission Standards
Division, and Mr. John Seitz, Director of the Office of Air Quality Planning and
Standards.

Mr. Glenn Shaul and Mr. Tom Holdsworth, Risk Reduction Engineering Laboratory,
Cincinnati, and management of the Office of Research and Development (ORD)
contributed significantly during this effort. This contribution included the resources and
technical direction necessary to conduct pilot and full scale studies of steam stripping and
distillation technology, and an activated sludge biological treatment system enhanced by
powdered activated carbon. Data from these studies were critical in developing
 technology options and performance data used in establishing the proposed effluent
 limitations.
                                                 i
 Staff contributions of a number of other EPA offices were important to this effort,
 including: Ms. Chantale Wong (formerly of EPA) of the Office of the Administrator; Mr.
 Richard Kinch and Ms. Lisa Jones of the Office of Solid Waste; and Mr. Nick Bouwes
 and Ms. Jocelyn Siegel (formerly of EPA) of the Office of Pollution Prevention and
 Toxics.

  EPA wishes to acknowledge the major contributions to this project by the Radian
  Corporation under EPA Contract No. 68-CO-0032.  Staff of Radian  Corporation's
  Herndon, Virginia office,  performed many tasks with the Agency's  direction that were
  vital to the successful completion of this rulemaking within the court-ordered schedule,
  including: collecting and compiling data from the detailed questionnaire, pilot and full
  scale treatability studies and many other sources; performing engineering analyses and
  costing of wastewater control and treatment technologies; preparing the engineering and
  technical inputs to a number of other efforts and contractors supporting this rulemaking;
  and assisting in preparing this Development Document and the record (including the
  public docket) supporting this rulemaking. Among the other contractors that provided

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 assistance to this effort under the Agency's direction were: technical - ABB
 Environmental Services (formerly E.G. Jordan, Co., during early stages of this project),
 and Radian Corporation (Milwaukee office - ORD treatability studies); statistical -
 Science Applications International Corporation (SAIC); economic - Eastern Research
 Group (ERG), and Research Triangle Institute (during early stages of this project);
 environmental - Tetra Tech, and Versar (during early stages of this project); and
 analytical - DynCorp/Viar.

 The Agency also wishes to acknowledge  the contributions of the Pharmaceutical
 Research and Manufacturers of America (PhRMA - formerly PMA) and its members.
 The Agency also acknowledges the extensive contributions made by a large number of
 companies and employees in responding  to the detailed questionnaire and follow-up
requests, and graciously opening their plants to numerous visits by EPA and contractor
personnel. The data gathered through these efforts were major contributions to the
information and  data which support this proposed rulemaking.

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                  TABLE OF CONTENTS
                                                                Page

 INTRODUCTION	  M
 1.1    Legal Authority	  1_1
 1.2    Background	       j_j
       1.2.1  Clean Water Act  	'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.'.  1-1
       1.2.2  Section 304(m) Requirements	  1-4
       1.2.3  Pollution Prevention Act	  1-5
       1.2.4  Prior Regulation of the Pharmaceutical
             Manufacturing Category	  1_5
 1.3    Scope of Proposed Regulations	  1-8
 1.4    Other Provisions Considered But Not Proposed	  1-9

 SUMMARY	  2-1
 2.1    Introduction 	  2-1
 2.2    Subcategorization		  2-1
 2.3    Scope of Proposed Regulations	  2-2
 2.4    Best Practicable Control Technology Currently
       Available (BPT) 	  2-4
 2.5    Best Conventional Pollutant Control Technology
       (BCT)..	  2-5
 2.6    Best Available Technology Economically Achievable
       (BAT)  	  2-5
 2.7    New Source Performance Standards (NSPS) 	  2-6
 2.8    Pretreatment Standards for Existing Sources (PSES)  	  2-7
 2.9    Pretreatment Standards for New Sources (PSNS)	 2-8

 INDUSTRY DESCRIPTION  	  3_1
3.1    Introduction  	  3_1
3.2    Data Collection Methodology and Information Sources	  3-1
      3.2.1  Summary of Data Collection Efforts  	  3-2
      3.2.2  Follow-up Pilot-Plant Carbon Study  ....               3.5
      3.2.3  EPA's 1986 - 1991 Sampling at Selected
            Pharmaceutical Manufacturers  	  3-6
      3.2.4  Pharmaceutical Industry Questionnaires  	3-10
      3.2.5  Industry-Supplied Data	3-16
      3.2.6  Air Stripping, Steam Stripping, and Distillation
            Pilot Studies	3_18
      3.2.7  Patent Reviews	                3.19
      3.2.8  POTW Survey	 3-20
      3.2.9  Toxic Release Inventory (TRI) Data	3-20

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           TABLE OF CONTENTS (Continued)
                                                                 Page

3.3    Overview of the Industry	3"21
      3.3.1   Geographical Location of Manufacturing
             Facilities	3"21
      3.3.2   SIC Code Distribution  	3"23
      3.3.3   Value of Shipments and Number of Employees
             in the Industry  	3'23
      3.3.4   Age of Facilities	3"23
3.4   Pharmaceutical Manufacturing Processes	3-24
      3.4.1   Types of Pharmaceutical Processes and
             Products	3"2^
      3.4.2   General Process Descriptions  	3"26
             3.4.2.1      Fermentation	3'26
             3.4.2.2      Biological and Natural Extraction	3-30
             3.4.2.3      Chemical Synthesis	3-32
             3.4.2.4      Mixing, Compounding, or
                         Formulating	3-36
       3.4.3   Pharmaceutical Manufacturing'Process
             Variability  	3"38
3.5    Trends in the Industry	3~40
       3.5.1  Manufacturing Process Types  	3'40
       3.5.2Treatment Technologies in Use  	3~41
       3.5.3  Chemical Substitution	-	3'41

INDUSTRY SUBCATEGORIZATION  	  4-1
4.1    Introduction 	  4-1
4.2    Background	  4~;~
4.3    Proposed Subcategorization Basis 	  4-3
       4.3.1  Manufacturing Processes	  4"5
       4.3.2  Wastewater Characteristics and Treatability  	  4-7
       4.3.3  Product Types	  4-9
       4.3.4  Raw  Materials  	4-10
       4.3.5  Plant Size	4-11
       4.3.6  Plant Age	4-11
       4.3.7  Plant Location 	4-ll
       4.3.8  Nonwater Quality Environmental  Impacts	4-12
       4.3.9  Treatment Costs  and Energy  Requirements	4-12
 4.4   Conclusions	4-13
                             11

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            TABLE OF CONTENTS (Continued)
                                                                 Page
 WATER USE AND WASTEWATER
 CHARACTERIZATION ..................................  5^
 5.1   Introduction  .................. . ...............       5^
 5.2   Water Use and Sources of Wastewater  . .................  5.1
       5.2.1   Pharmaceutical Process Wastewater Sources  .........  5-1
       5.2.2   Other  Facility Wastewater Sources   ................ .5.3
 5.3   Wastewater Volume by Type of Discharge  ................  5.3
       5.3.1   Type of Discharge Definitions ....................  5.4
       5.3.2   Discharge Status of Pharmaceutical
              Manufacturing Facilities  ........................  5.4
       5.3.3   Flow Rates by Type of Discharge  .................  5.5
 5.4   Water Conservation Measures .........................  5_6
 5.5   Sources of Wastewater  Characterization Data  .............  5-6
       5.5.1   Data from the Detailed Questionnaire  ........ .....  5.7
       5.5.2   EPA Pharmaceutical Manufacturers  Sampling
              Program ....... .............................  5.7
 5.6    Wastewater Characterization ..........................  5.3
       5.6.1   Conventional Pollutants and COD  ................  5.3
       5.6.2  Priority Pollutants ............................. 5_H
       5.6.3  Nonconventional Pollutants .............. ........ 5-12
       5.6.4  Sampling Data  ... .....................         5. 13
       5.6.5  Sulfide/Sulfate Containing Compounds ............. 5-14

 POLLUTANTS SELECTED FOR REGULATION ..............  6-1
 6.1    Introduction  .................................. ] "  ' '  g_i
 6.2    Pollutants Considered for Regulation  ...................  6-2
 6.3    Pollutants 'Discharged by the Pharmaceutical Industry ...... '.  6-3
 6.4    Pollutant Selection Evaluation Criteria ..................  6-4
       6.4.1  Quantity Discharged  ....... ....... .............  6-5
       6.4.2  Toxicity ..................................     6_g
       6.4.3  Treatability ..................................  5.5
       6.4.4  Number of Facilities Discharging Pollutants  .......  '.'.  6-7
       6.4.5  Analytical Methods ..........................  ] "  6-7
6.5    Conventional Pollutants  Selected for Regulation ...........  6-7
6.6    Priority Pollutants Selected for Regulation ........... '.'.'.'.'.  6-7
6.7    Nonconventional Pollutants Selected for Regulation  ........  6-8
                           111

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           TABLE OF CONTENTS (Continued)
                                                                   Page
REGULATORY OPTIONS  	  7-1
7.1    Introduction  	
7.2    Pollution Prevention Measures and Wastewater
       Treatment Technologies in the Pharmaceutical
       Manufacturing Industry	  7-J
       7.2.1  Pollution Prevention	   <~L
             7.2.1.1       General Description	   /'-3
             7.2.1.2       Efforts to Incorporate Pollution
                          Prevention during the Regulatory
                          Development Process	  7-4
       7.2.2  Advanced Biological Treatment  	7-11
             7.2.2.1       General Description	/-11
             7.2.2.2       Industry Application	  7-13
       7.2.3  Multimedia Filtration	7-14
             7.2.3.1        General Description	/-14
             7.2.3.2        Industry Application	7-16
       7.2.4  Polishing Pond	7-16
             7.2.4.1        General Description	'-16
             7.2.4.2        Industry Application	7-17
       7.2.5  Cyanide Destruction	7-17
             7.2.5.1        General Description	'-1 /
             7.2.5.2        Industry Application	7-19
       7.2.6   Steam Stripping and Distillation	7-19
              7.2.6.1        General Description	7-20
              7.2.6.2       Industry Application	7-24
       7.2.7   Granular Activated Carbon Adsorption	7-24
              7.2.7.1       General Description	7-24
              7.2.7.2       Industry Application	7-26
       7.2.8  pH Adjustment/Neutralization  	7-27
              7.2.8.1       General Description	7-27
              7.2.8.2       Industry Application	7-27
       7.2.9  Equalization	7-27
              7.2.9.1       General Description	/-//
              7.2.9.2       Industry Application	7-28
        7.2.10 Air Stripping  	7-28
              7.2.10.1      General Description	'-z°
              7.2.10.2      Industry Application	7-29
        7.2.11 Incineration 	•	7-29
              7.2.11.1       General Description	'-^
              7.2.11.2      Industry Application	7-29
                              IV

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            TABLE OF CONTENTS (Continued)
                                                                  Page

 7.3    Development of Control and Treatment Options	7-30
       7.3.1  Introduction	7_30
       7.3.2  Best Practicable Control Technology Currently
             Available (BPT)	7.31
             7.3.2.1       Subcategories A and C	7-32
             7.3.2.2       Subcategories B and D	7.33
             7.3.2.3       Rationale	7.33
       7.3.3  Best Conventional Pollutant Control
             Technology (BCT)	7.34
             7.3.3.1       Subcategories A and C	7-35
             7.3.3.2       Subcategories B and D	7-35
             7.3.3.3       Rationale	7.35
       7.3.4  Best Available Technology Economically
             Achievable (BAT)   	7.35
             7.3.4.1       Subcategories A and C	7-36
             7.3.4.2       Subcategories B and D	7-38
             7.3.4.3       Rationale	7-38
       7.3.5  New Source Performance Standards  (NSPS)  	; . . 7-39
             7.3.5.1       Subcategories A and C	7-40
             7.3.5.2       Subcategories B and D	7-40
             7.3.5.3       Rationale	7-40
       7.3.6  Pretreatment  Standards for Existing Sources
             (PSES)	7-41
             7.3.6.1       Subcategories A and C	7-41
             7.3.6.2       Subcategories B and D . .	7-42
             7.3.6.3       Rationale	7-42
       7.3.7  Pretreatment  Standards for New Sources
             (PSNS)	7-43
             7.3.7.1       Subcategories A and C	7-43
             7.3.7.2       Subcategories B and D	7-44
             7.3.7.3       Rationale	7.44

PERFORMANCE OF THE CONTROL AND
TREATMENT OPTIONS	  8-1
8.1     Introduction 	  8-1
8.2     Treatment Performance Databases  	  8-2
       8.2.1   EPA Pharmaceutical Manufacturers Sampling
             Program Data	  8-2
       8.2.2   Industry-Supplied Self-Monitoring Data	  8-3

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           TABLE OF CONTENTS (Continued)
                                                                  Page
      8.2.3   EPA Treatability Studies Data  	  8-4
      8.2.4   Other Research Sources	  8-4
8.3    Evaluation of Treatment Performance Data	  8-4
      8.3.1   Advanced Biological Treatment  	  8-5
      8.3.2   Multimedia Filtration	  8-7
      8.3.3   Polishing Ponds	  '8-7
      8.3.4   Cyanide Destruction	  8-7
      8.3.5   Steam Stripping  and DistiUation	  8-9
      8.3.6   Carbon Adsorption	8-11
8.4    Evaluation of Treatment Performance Data Transfers	8-12
      8.4.1   Advanced Biological Treatment Performance
             Data Transfers	8-12
             8.4.1.1       Data Transfer Methodology	8-14
             8.4.1.2-      Alcohol Structural Group	8-15
             8.4.1.3       Aldehyde Structural Group  	8-15
             8.4.1.4       Amide Structural Group	8-16
             8.4.1.5       Amine Structural Group	8-16
             8.4.1.6       Aromatic Structural Group	8-16
             8.4.1.7       Ester Structural Group	8-17
             8.4.1.8       Ether Structural Group 	8-17
             8.4.1.9       Alkane Structural Group  	8-18
             8.4.1.10      Miscellaneous Structural Group	8-18
       8.4.2  Steam Stripping and Distillation Treatment
             Performance Data Transfers	8-18
             8.4.2.1       High Treatability Group (Steam
                          Stripping and Steam Stripping
                          with Distillation Options)	8-21
             8.4.2.2       Medium Treatability Group
                          (Steam Stripping and Steam
                          Stripping with Distillation
                          Options)   	8-21
             8.4.2.3       Low Treatability Group (Steam
                          Stripping Option)	8-22
             8.4.2.4      Low Treatability Group (Steam
                          Stripping with Distillation Option)  	8-22
       8.4.3  ASPEN Simulation Modelling to Support Steam
             Stripping with Distillation Treatment
             Performance Data Transfers	8-22
             8.4.3.1      Overview of ASPEN  	8-23
                             VI

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            TABLE OF CONTENTS (Continued)
                                                                Page
             8.4.3.2      Methodology for Data Transfer
                         Simulations  	8-24
             8.4.3.3      Strippability Groups	8-25
             8.4.3.4      Flowsheet Development	8-25
             8.4.3.5      Estimation of Key Input Variables	8-26
             8.4.3.6      Selection of Thermodynamic
                         Models	8-31
             8.4.3.7      Summary of Simulation Results 	8-32
 8.5    Long-Term Mean Development for Conventional
       Pollutant Parameters and COD	8-32
 8.6    Long-Term Mean Development for Cyanide 	8-34
 8.7    Development of Long-Term Mean Concentrations for
       Priority and Nonconventional Pollutants  . . .	8-35
       8.7.1   Statistical Development  of Long-Term Mean
             Concentrations for Priority and
             Nonconventional Pollutants	8-36
       8.7.2   Methodology Used to Develop Long-term
             Mean Treatment Performance Concentrations
             for In-plant Steam Stripping and In-plant Steam
             Stripping with Distillation Followed by
             Advanced Biological Treatment 	8-37
 8.8    Long-Term Mean Development for Ammonia	8-38

 POLLUTANT REDUCTION ESTIMATES  	 9-1
 9.1    Introduction  	   9_1
 9.2    Untreated Loads	 9_1
 9.3    Current Baseline Loads	 9-2
 9.4    End-of-Pipe Discharge Loads for Each Regulatory
       Option	                       9.3
       9.4.1   BPT	      	 9.4
       9.4.2   BAT	            	 9.5
       9.4.3   PSES	'.'.'.'.'.'.'. 9-6
9.5   Pollutant Load Reduction Estimates  ...                      9-8
      9.5.1   BPT	                        	 9.9
      9.5.2  BAT	'        	9_10
      9.5.3  PSES  	                   9_12
                          vn

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                       TABLE OF CONTENTS (Continued)
10
                                                                Page

COSTS OF TECHNOLOGY BASES FOR REGULATIONS  	10-1
10.1  Introduction  	•  • • 10-1
10.2  Costing Methodology	10"1
      10.2.1  Cost Model Structure	1Q-3
10.3  Cost Modeling  	10'6
      10.3.1  Evaluation of Existing Cost Models	10-6
      10.3.2  Model Driver	1Q-7
      10.3.3  Advanced Biological Treatment  	10-8
             10.3.3.1      Overview of Costing  Methodology  	10-9
             10.3.3.2      Design Bases and Assumptions	10-10
             10.3.3.3      Costing Methodology	10-11
       10.3.4  Multimedia Filtration	1°-13
             10.3.4.1      Overview of Costing  Methodology  	10-14
             10.3.4.2      Design Bases and Assumptions	10-15
             10.3.4.3      Costing Methodology	10-15
       10.3.5  Polishing Pond Treatment	10-17
             10.3.5.1       Overview of Costing  Methodology  	10-18
             10.3.5.2      Design Bases and Assumptions	10-19
             10.3.5.3       Costing Methodology	10-19
       10.3.6 Cyanide Destruction Treatment	10-21
             10.3.6.1      Overview of Costing Methodology  	10-22
             10.3.6.2      Design Bases and Assumptions	10-22
             10.3.6.2      Costing Methodology	10-24
       10.3.7 Steam Stripping and Distillation	10-25
             10.3.7.1      Overview of Costing Methodology  	10-26
             10.3.7.2      Design Bases and Assumptions	10-27
             10.3.7.3      Costing Methodology	10-30
       10.3.8 Activated Carbon Adsorption	10-34
             10.3.8.1      Overview of Cost Methodology	10-35
             10.3.8.2      Design Bases and Assumptions	10-35
             10.3.8.3      Cost Methodology  	• • • 10-36
       10.3.9 Contract Hauling	:...,. 10-38
             10.3.9.1      Overview of Costing Methodology 	10-38
             10.3.9.2      Design Bases and Assumptions	10-39
             10.3.9.3      Cost Methodology and
                          Assumptions  	10-39
       10.3.10 Compliance Monitoring  	10-40
              10.3.10.1     Overview of Costing Methodology 	10-41
              10.3.10.2     Cost Methodology   	10-43
 10.4  Engineering Costs by Regulatory Option	10-43
                                         Vlll

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                        TABLE OF CONTENTS (Continued)
11
12
                                                                Page

 REGULATORY OPTIONS SELECTION	H-l
 11.1   Introduction 	                          \\.\
 11.2   BPT	.'.'.'.'.....'.'.'.'.'.'.'.'.' 11-2
 11-3   BAT	n_3
       11.3.1 Subcategories A and C	11-5
       11.3.2 Subcategories B and D	         11-8
 11.4   NSPS 	11.11
       11.4.1 Subcategories A and C	11-12
       11.4.2 Subcategories B and D	            11-13
 1L5   PSES	11.15
       11.5.1 Subcategories A and C	11-16
       11.5.2 Subcategories B and D  .	           11-17
 11.6   PSNS 	H_18

 NONWATER QUALITY ENVIRONMENTAL IMPACTS	12-1
 12.1   Introduction 	12-1
 12.2   Energy Impacts	12-1
       12.2.1 Electrical Usage	12-1
       12.2.2 Energy Usage in the Generation of Steam	12-2
 12.3   Air Emission Impacts 	12-4
       12.3.1       Current Air Emissions Based on
                   Detailed Questionnaire Responses and
                   WATER? Analysis	12-6
       12.3.2 Regulatory Impact on Air Emissions	12-9
             12.3.2.1      Reduction in Air Emissions Due
                         to Proposed Regulatory Options	 12-9
             12.3.2.2      Criteria Pollutant Air  Emissions	12-10
 12.4   Solid Waste Impacts	12-11
       12.4.1  Dry Sludge Generation	12-11
       12.4.2  Waste Solvent Generation  	12-13
       12.4.3  Waste Minimization and Combustion Strategy	12-14
             12.4.3.1      Waste Minimization	12-14
             12.4.3.2      Combustion	12-15
       12.4.4  Waste Hydrogen Chloride Scrubber Liquor	 12-16
12.5  Flow Sensitivity	12-17
12.6  Preliminary Development of Air Emission  Standards  1	12-17
                                      IX

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                       TABLE OF CONTENTS (Continued)
13
14
                                                              Page

BEST PRACTICABLE CONTROL TECHNOLOGY (BPT)	13-1
13.1   Introduction 	13-1
13.2   Summary of the Proposed BPT Effluent Limitations
      Guidelines  	13-2
      13.2.1 Regulated Subcategories	13-2
      13.2.2 Regulated Pollutants	13-2
      13.2.3 The Proposed BPT Effluent Limitations
            Guidelines  	13-3
13.3   Implementation of the BPT Effluent Limitations
      Guidelines  	*3-4
      13.3.1 NPDES Permit	13'4
      13.3.2 Point of Application	13-8
      13.3.3 Monitoring and Compliance 	13-8

BEST CONVENTIONAL TECHNOLOGY	14-1
14.1   Introduction 	14"1
14.2   General Methodology for BCT Effluent Limitations
      Development  	14~2
      14.2.1 POTW Cost Test  	I4'2
      14.2.2 Industry Cost-Effectiveness Test 	14-3
      14.2.3 BCT Determination  	I4'4
14.3   BCT Effluent Limitations Guidelines Development for
      the Pharmaceutical Manufacturing Industry	14-4
      14.3.1 Regulated Subcategories	I4'4
      14.3.2 Regulated Pollutants	I4'5
      14.3.3 Application of General BCT Methodology to
            the Pharmaceutical Manufacturing Industry	14-5
             14.3.3.1      BCT Cost Test Baseline	14-5
             14.3.3.2      BCT Options	14-6
             14.3.3.3      Pharmaceutical Manufacturing
                         Cost Model	14'7
             14.3.3.4      BCT Cost Test Results	14-7
             14.3.3.5      Conclusions	14-9
 14.4  Implementation of the BCT Effluent Limitation
      Guidelines  	14~9

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                       TABLE OF CONTENTS (Continued)
 15
16
17
                                                              Page

 BEST AVAILABLE TECHNOLOGY ECONOMICALLY
 ACHIEVABLE (BAT)  	15-1
 15.1  Introduction 	15-1
 15.2  Summary of the Proposed BAT Effluent Limitations
      Guidelines	 15-2
      15.2.1 Regulated Subcategories	15-2
      15.2.2 Regulated Pollutants	15-2
      15.2.3 The Proposed BAT Effluent Limitations
            Guidelines  	15-3
 15.3  Implementation of the BAT Effluent Limitations
      Guidelines  	15-4
      15.3.1 Establishing List of Pollutants for Compliance
            Monitoring	15-4
      15.3.2 Point  of Application	15-5
      15.3.3 Permit Limitations 	15-6
      15.3.4 Monitoring and Compliance  	15-11

NEW SOURCE PERFORMANCE STANDARDS (NSPS)	16-1
16.1  Introduction	16-1
16.2  Summary of the Proposed NSPS 	16-3
      16.2.1 Regulated Subcategories	16-3
      16.2.2 Regulated Pollutants	  16-3
      16.2.3 NSPS	;	16-3
16.3  Implementation of NSPS	16-4
      16.3.1 Establishing List of Pollutants for Compliance
            Monitoring	16-5
      16.3.2 Point of Application	16-5
      16.3.3 Permit Limitations	16-6
      16.3.4 Monitoring and Compliance	 16-10

PRETREATMENT STANDARDS FOR EXISTING
SOURCES (PSES) AND PRETREATMENT STANDARDS
FOR NEW SOURCES (PSNS)	17-1
17.1  Introduction	17-1
17.2  Summary of the Proposed PSES and PSNS 	17-2
      17.2.1 Regulated Subcategories	17-2
      17.2.2 POTW Pass-Through  Analysis	17-3
      17.2.3  Regulated Pollutants	17-5
      17.2.4  PSES and PSNS	.'	',,',',[ 17-6

17.3  Implementation of the PSES and PSNS	17-7
                                     XI

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                     TABLE OF CONTENTS (Continued)
18
19
                                                           Page

      17.3.1 Establishing List of Pollutants for Compliance
           Monitoring	17-7
      17.3.2 Point of Application	17-8
      17.3.3 Permit Limitations 	17-9
      17.3.4 Monitoring and Compliance 	17-13

ANALYTICAL METHODS 	18-1
18.1   Regulatory Background	18-1
18.2   Analytical Methods Used By EPA For Data Gathering	18-2
      18.2.1       Conventional Pollutants and COD  	18-2
      18.2.2       Priority Pollutants	18-2
      18.2.3       Nonconventional Pollutants  	18-3
            18.2.3.1     Methods 1624 and 1625; Reverse
                       Search	18-3
            18.2.3.2     Method 1624; Hot Purge 	18-4
            18.2.3.3     Method 8015; Hot Purge 	18-5
18.3   Methods Proposed For Monitoring 	18-5
      18.3.1       Methods Development for Monitoring of
                 Pharmaceutical Manufacturing Industry
                 Effluents 	18-6
            18.3.1.1     Method 1665	18-7
            18.3.1.2     Method 1666	18-8
            18.3.1.3     Method 1667	18-9
            18.3.1.4     Method 1671	18-11
            18.3.1.5     Method 1673	18-12
            18.3.1.6     Modified ASTM Method D3695-88  	18-13
18.4   Tables  	18-14

GLOSSARY	I9'1

Appendix A -      GUIDANCE FOR IMPLEMENTING THE
                  PHARMACEUTICAL MANUFACTURING
                  INDUSTRY REGULATIONS	A-l

Appendix B -      BEST MANAGEMENT PRACTICES FOR THE
                  PHARMACEUTICAL MANUFACTURING
                  INDUSTRY	 B-l

Appendix C -      VARIABILITY FACTORS ASSOCIATED WITH
                  PROPOSED LIMITATIONS FOR THE
                  PHARMACEUTICAL MANUFACTURING
                  INDUSTRY	 C-l
                                     xn

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                                 LIST OF TABLES
                                                                            Page
2-1
2-2
2-3
2-4
2-5
2-6
2-7
2-8
2-9
2-10
 Proposed BPT Effluent Limitations for Subcategories A, B,
 C, and D	2-10

 Proposed BCT Effluent Limitations for Subcategories A, B,
 C, and D	2-11

 Proposed BAT Effluent Limitations for  Subcategory A -
 Fermentation Operations and Subcategory C - Chemical
 Synthesis Operations	2-12

 Proposed BAT Effluent Limitations for  Subcategory B -
 Biological and Natural Extraction Operations and
 Subcategory D - Mixing, Compounding, or Formulating
 Operations  	2-15

 Proposed NSPS for Subcategory A - Fermentation Operations
 and Subcategory C - Chemical Synthesis Operations	2-17

 Proposed NSPS for  Subcategory B - Biological and Natural
 Extraction Operations and Subcategory D - Mixing,
 Compounding, or Formulating Operations	2-19

 Proposed PSES for Subcategory A - Fermentation Operations
 and  Subcategory C - Chemical Synthesis Operations - Co-
 Proposal (1)  	2-21

Proposed PSES for Subcategory A - Fermentation Operations
and Subcategory C - Chemical Synthesis Operations - Co-
Proposal (2)  	2-23

Proposed PSES for Subcategory B - Biological and Natural
Extraction Operations and Subcategory D - Mixing,
Compounding, or Formulating - Co-Proposal(l)	2-24

Proposed PSES for Subcategory B - Biological and Natural
Extraction Operations and Subcategory D - Mixing,
Compounding, or Formulating Operations - Co-Proposal (2)   	2-26
                                       xui

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                          LIST OF TABLES (Continued)
                                                                            Page
2-11



2-12



2-13



2-14



3-1


3-2

3-3


3-4


3-5

3-6

3-7

3-8

3-9


3-10
Proposed PSNS for Subcategory A - Fermentation Operations
and Subcategory C - Chemical Synthesis Operations - Co-
Proposal (1)  	:	2'27

Proposed PSNS for Subcategory A - Fermentation Operations
and Subcategory C - Chemical Synthesis Operations - Co-
Proposal (2)  	2"29

Proposed PSNS for Subcategory B - Biological and Natural
Extraction Operations and Subcategory D - Mixing,
Compounding, or  Formulating Operations - Co-Proposal (1)  	2-30

Proposed PSNS for Subcategory B - Biological and Natural
Extraction Operations and Subcategory D - Mixing,
Compounding, or  Formulating Operations - Co-Proposal (2)  	2-32

Facilities Sampled As Part of the Pharmaceutical
Manufacturing Industry Study	3-42

Pharmaceutical Industry Geographic Distribution	3-43

Distribution of Pharmaceutical Manufacturing Facilities by .
Date of Initiation of Operations	3-47

Example Pharmaceutical Products by Manufacturing Process
and  Classification  	3-48

Solvents Used in Fermentation Operations   	3-49

Solvents Used in Biological or Natural Extraction Operations  	3-50

Solvents Used in Chemical Synthesis Operations  	3-51

Production Operation Breakdown 	3-52

Trends in Treatment Technologies Used at Pharmaceutical
Manufacturing Facilities  	3-53

Trends in Average Annual Discharges of Compounds
Between the Years  1987 and 1990	3-54
                                        xiv

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                           LIST OF TABLES (Continued)
 4-1


 4-2


 4-3


 4-4


 5-1


 5-2


 5-3

 5-4

 5-5

 5-6

 5-7

 5-8


 5-9


 5-10


5-11
                                                                            Page
 Summary of Discharge Flow Rate, Conventional Pollutants
 and COD Concentrations in Untreated Wastewater	4-15

 Summary of Priority Pollutant Concentrations in Untreated
 Wastewater	4-17

 Summary of Nonconventional Pollutant Concentrations in
 Untreated Wastewater	4-18

 Summary of Conventional Pollutants and COD Treated
 Effluent Concentrations	4-19

 Process Wastewater Generated Which Contains Organic
 Compounds	5-15

 Process Wastewater Generated Which Does Not Contain
 Organic Compounds 	5-15

 Wastewater Resulting  From Air Pollution Control	5-16

 Wastewater Resulting  From Noncontact Cooling Water	5-16

 Wastewater Resulting  From Noncontact Ancillary Water	5-17

 Sanitary Wastewater 	5-17

 Wastewater From Other Sources	5-18

 Total Amount of Wastewater Generated from
 Pharmaceutical Manufacturing Facilities  	5-18

 Water Conservation Measures Implemented For Process
 Wastewater	5-19

BOD5, COD,  and TSS  Concentrations in Untreated
Wastewater and Final Effluent  	5-20

Cyanide and Total Priority Organic Pollutant Concentrations
in Pharmaceutical Manufacturing Process Wastewater 	5-22
                                       xv

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                          LIST OF TABLES (Continued)
                                                                           Page
5-12



5-13


6-1


6-2


6-3


6-4


7-1


7-2


7-3

8-1


8-2


8-3

8-4
Ammonia and Total Nonconventional Organic Pollutant
Concentrations in Pharmaceutical Manufacturing Process
Wastewater	5-24

Pharmaceutical Manufacturing Industry Wastewater
Characterization Data Based on EPA Sampling Episodes	5-26

Pollutants Which May be Present in Pharmaceutical Industry
Wastewater	6'11

Pollutant Selection Evaluation Criteria for Pollutants
Discharged by the Pharmaceutical Manufacturing Industry	6-13

Priority Pollutants Not Selected for Regulation in the
Pharmaceutical Manufacturing Industry	6-18

Nonconventional Pollutants Not Selected for Regulation in
the Pharmaceutical Manufacturing Industry	6-19

Summary of Major Treatment Technologies Used in the
Pharmaceutical Manufacturing Industry	7-45
Pharmaceutical Manufacturing Facilities Quantity of
Chemicals Recycled/Reused (1990)	
7-46
Summary of Regulatory Options  	7-47

Advanced Biological Treatment Performance Data for BOD5,
COD, and TSS  	8-40

Advanced Biological Treatment Performance Data for
Priority and Nonconventional Pollutants	8-41

Multimedia Filtration Treatment Performance Data for TSS  	8-48

Well-Designed/Well-Operated Steam Stripping Treatment
Performance Data for Priority and Nonconventional
Pollutants  	8-49
                                       xvi

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                           LIST OF TABLES (Continued)
                                                                             Page
 8-5



 8-6

 8-7

 8-8


 8-9



 8-10

 8-11

 8-12


 8-13



 8-14



 8-15


 8-16



8-17
 Well-Designed/Well-Operated Steam Stripping with
 Distillation Treatment Performance Data for Priority and
 Nonconventional Pollutants	8-51

 Advanced Biological Treatment Performance Data Transfers	8-53

 Steam Stripping Treatment Performance Data Transfers  	8-57

 Steam Stripping with Distillation Treatment Performance
 Data Transfers  	8-61

 Strippability Groups for Regulated Compounds Established
 for Assigning Process Design Variables for Steam Stripping
 with Distillation Technology  	8-65

 Key Process Inputs for Data Transfer Simulations  	8-67

 Secondary Process Inputs for Data Transfer Simulations	 . 8-67

 Comparison of UNIFAC K-Values and Literature K-Values
 At 25°C In Water	8-68

 Simulation Results Supporting Steam Stripping with
 Distillation Treatment Performance Data Transfers
 Subcategory A and C Facilities 	8-69

 Simulation Results Supporting  Steam Stripping with
 Distillation Treatment Performance Data Transfers
 Subcategory B and D Facilities 	8-71

 Long-Term Mean Concentrations of BOD5, COD, and TSS
 for Each Regulatory Option .	8-72

 Long-Term Mean Treatment Performance Concentrations for
 Priority and Nonconventional Pollutants with Available
 Treatment Performance Data  	8-73

Long-Term Mean Treatment Performance Concentrations for
Priority and Nonconventional Pollutants (Including
Treatment Performance Data Transfers)		8-75
                                       xvu

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                          LIST OF TABLES (Continued)
                                                                            Page
8-18
8-19
9-1


9-2


9-3


9-4


9-5


9-6


9-7



9-8



 9-9
Long-Term Mean Treatment Performance Concentrations for
Priority and Nonconventional Pollutants for the Steam
Stripping Followed by Advanced Biological Treatment Train	8-78

Long-Term Mean Treatment Performance Concentrations for
Priority and Nonconventional Pollutants for the Steam
Stripping with Distillation Followed by Advanced Biological
Treatment Train	•	8'80
Estimated Untreated Pollutant Loads by Subcategory Group
and Discharge Mode	
Current Pollutant Discharge Loads by Subcategory Group
and Discharge Mode	
9-15
9-18
End-of Pipe Discharge Loads for Subcategory A and C
Facilities Under BAT Options	9-21

End-of-Pipe Discharge Loads for Subcategory B and D
FacUities Under BAT Options	9-23

End-of-Pipe Discharge Loads for Subcategory A and C
Facilities Under PSES Options  	9-24

End-of-Pipe Discharge Loads for Subcategory B and D
Facilities Under PSES Options  	9-27
 Pollutant Load Reduction Through Advanced Biological
 Treatment for Subcategory A and C and B and D Direct
 Dischargers	
 Pollutant Load Reduction Through In-Plant Steam Stripping
 Followed by End-pf-Pipe Advanced Biological Treatment for
 Subcategory A and C and B and D Direct Dischargers	
 9-28
 9-31
 Pollutant Load Reduction Through In-Plant Steam Stripping
 With Distillation Followed by End-of-Pipe Advanced
 Biological Treatment for Subcategory A and C and B and D
 Direct Dischargers	9-33
                                       xvm

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                           LIST OF TABLES (Continued)
 9-10


 9-11



 9-12
10-1


10-2

10-3



10-4

10-5


10-6


10-7


10-8


10-9


10-10
                                                                             Page
 Pollutant Load Reduction Through In-plant Steam Stripping
 for Subcategory A and C and B and D Indirect Dischargers	9-36

 Pollutant Load Reduction Through In-plant Steam Stripping
 With Distillation for Subcategory A and  C and B and D
 Indirect Dischargers	9.39

 Pollutant Load Reduction Through In-Plant Steam Stripping
 With Distillation Followed by End-of-Pipe Advanced
 Biological Treatment for Subcategory A  and C Indirect
 Dischargers	9_42

 Operation and Maintenance Unit Costs Used By the Cost
 Model	10-45

 Capital Unit Costs Used by the Cost Model	10-47

 Factors Used To Calculate Indirect and Ancillary Direct
 Capital Costs As a Percentage  of Total Purchased and
 Installed Capital Cost	10-49

 Constants and Values Used to  Model Biological  Treatment	10-50

 Operation and Maintenance  Labor Hour Calculations for
 Biological Treatment	10-51

 Steam Stripping  Strippability Groups for  All Regulated
 Compounds	10-52

 Steam Stripping with Distillation Strippability Groups  for All
 Regulated Compounds	10-53

 Steam Stripping Design Parameters Established by
Strippability Group  	10-54

Steam Stripping with Distillation Design Parameters
Established by Strippability Group	10-55

Summary of BPT, BCT, BAT, and PSES  Engineering Costs	10-56
                                       xix

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                          LIST OF TABLES (Continued)
                                                                             Page
10-11

12-1

12-2


12-3


12-4


12-5


12-6

12-7

12-8



12-9



13-1


14-1

14-2


14-3


 15-1
Summary of NSPS and PSNS Engineering Costs   	10-57

Regulatory Impact on Energy Usage	12-25

HAPs and Volatile Organic Pollutants Present in
Pharmaceutical Manufacturing Wastewaters	12-26

Estimates of Disposal Partitioning for Organic Constituents
Released to Wastewater for Direct Dischargers	12-27

Estimates of Disposal Partitioning for Organic Constituents
Released to Wastewater for Indirect Dischargers	12-28

Increase in Criteria Pollutant Emissions from Steam
Generation	12-29

Regulatory Impact on Solid Waste Generation	12-30

Flow Sensitivity Analysis Results  	12-31

Preliminary Impacts of Control Options for Subcategory A, B,
C, and D Pharmaceutical Facilities Based on Process Area
Streams	12-32
PreMminary Impacts of Control Options for Subcategory A, B,
C, and D Pharmaceutical Facilities Based on Disaggregated
Streams	

Proposed BPT Effluent Limitations Guidelines for Direct
Dischargers	
12-33
13-10
 Summary Results of BCT Cost Test	14-10

 Proposed BCT Effluent Limitations Guidelines for
 Subcategory A and C Discharges	14-11

 Proposed BCT Effluent Limitations Guidelines for
 Subcategory B and D Discharges	14-11

 Pollutants Proposed to be Regulated Under BAT  	15-14
                                         xx

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                           LIST OF TABLES (Continued)
                                                                            Page
 15-2


 15-3


 16-1

 16-2

 16-3

 17-1


 17-2


 17-3


 17-4


 17-5


 17-6


 17-7


 18-1

18-2


18-3
 Proposed BAT Effluent Limitations for Subcategory A and
 C Operations	15-15

 Proposed BAT Effluent Limitations for Subcategory B and
 D Operations	15-18

 Pollutants Proposed to be Regulated Under NSPS	16-13

 Proposed NSPS for Subcategory A and C Operations	16-15

 Proposed NSPS for Subcategory B and D Operations	16-17

 Organic Pollutants Considered for Regulation That Pass
 Through POTWs	17_16

 Pollutants Proposed to be Regulated Under PSES and PSNS
 Co-Proposal (1)	17-18

 Pollutants Proposed to be Regulated Under PSES and PSNS
 Co-Proposal (2)	17-19

 Proposed PSES for Subcategory A, B, C, and D Operations -
 Co-Proposal (1)	17-20

 Proposed PSES for Subcategory A, B, C, and D Operations -
 Co-Proposal (2)	17-22

 Proposed PSNS for Subcategory A, B, C, and D Operations -
 Co-Proposal (1)	17-23

 Proposed PSNS for Subcategory A, B, C, and D Operations -
 Co-Proposal (2)	17.25

 Pollutants Proposed for Regulation 	18-15

 Analytical Methods Used for Determination of Conventional
 Pollutants and COD  	18_18

Analytical Methods Used for Determination of Priority
Pollutants	18-19
                                      xxi

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                          LIST OF TABLES (Continued)
                                                                           Page
18-4


18-5


18-6


18-7
Analytical Methods Used for Determination of
Nonconventional Pollutants	18-20

Pollutants From the Pharmaceutical Manufacturing Industry
With Promulgated Analytical Methods	18-23

Nonconventional Pharmaceutical Manufacturing Industry
Pollutants and Proposed Analytical Methods  	18-24

Proposed and Promulgated MLs for Pharmaceutical
Manufacturing Industry Pollutants	:	18-27
                                       xxu

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                                LIST OF FIGURES
3-1


3-2


7-1

7-2

7-3

7-4

8-1

8-2


8-3

8-4
                                                                Page

Location of Operating Pharmaceutical Facilities by State (304
Facilities)	3.22

Number of Facilities in Each Combination of Pharmaceutical
Manufacturing Types	3-27

Environmental Management Options Hierarchy	  7-5

Typical Downflow Multimedia Filter Bed	7-15

Steam Stripping Column Diagram	7-22

Distillation Column Diagram	7-23

Process Schematic for a Steam Stripper with Open Steam 	8-27
Process Schematic for a Distillation Column with Open
Steam	
                                                                8-28
Simulation Block Diagram for Steam Stripper with Decanter	8-29



                                                           	8-30
Simulation Block Diagram for Distillation Column with Open
Steam	
                                      xxm

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                                    SECTION 1
                                 INTRODUCTION
1.1
Legal Authority
The Pharmaceutical Manufacturing Point Source Category Effluent Limitations
Guidelines and Standards are being proposed under the authority of Sections 301, 304,
306, 307, 308, and 501 of the Clean Water Act (the Federal Water Pollution Control Act
Amendments of 1972, 33 U.S.C.  1251 et seq., as amended by the Clean Water Act of
1977,  Pub. L. 95-217, and the Water Quality Act of 1987, Pub. L. 100-4), also referred to
as "the Act."
1.2
Background
1.2.1
Clean Water Act
The Federal Water Pollution Control Act Amendments of 1972 established a
comprehensive program to "restore and maintain the chemical, physical, and biological
integrity of the Nation's waters" (Section 101(a)). To implement the Act, EPA is to issue
effluent limitations guidelines, pretreatment standards, and new source performance
standards for industrial dischargers.  ,

These guidelines and standards are summarized briefly below:
1.
Best Practicable Control Technology Currently Available (BPT) (Section
304(b)(l)ofthe Act).
BPT effluent limitations guidelines are generally based on the average of
the best existing performance by plants of various sizes, ages, and unit
processes within the category or subcategory for control of pollutants.
                                        1-1

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2.
In establishing BPT effluent limitations guidelines, EPA considers the total
cost of achieving effluent reductions in relation to the effluent reduction
benefits, the age of equipment and facilities involved, the processes used,
process changes required, engineering aspects of the control technologies,
nonwater quality environmental impacts, and other factors as the EPA
Administrator deems appropriate (Section 304(b)(l)(B) of the Act). The
Agency considers the category- or subcategory-wide cost of applying the
technology in relation to the effluent reduction benefits. Where existing
performance is uniformly inadequate, BPT may be transferred from a
different subcategory or category.

Best Available Technology Economically Achievable (BAT)  (Sections
304(b)(2)(B) and 307(a)(2) of the Act).

In general, BAT effluent limitations guidelines represent the best existing
economically achievable performance of plants in the industrial subcategory
or category. The Act establishes BAT as the principal national means of
controlling the direct discharge of priority pollutants and nonconventional
pollutants to waters of the  United States.  The factors considered in
assessing BAT include the  age of equipment and facilities involved, the
process used, potential process changes, and nonwater quality
environmental impacts (Section 304(b)(2)(B)).  The Agency retains
considerable discretion in assigning the weight to be accorded these factors.
As with BPT, where existing performance is uniformly inadequate,  BAT
may be transferred from a different subcategory or category. BAT may
include process changes or internal controls, even when these technologies
are not common industry practice.

Best Conventional Pollutant Control Technology (BCD (Section 304(a)(4)
of the Act).

The 1977 Amendments added Section 301(b)(2)(E) to  the Act establishing
BCT for discharges of conventional pollutants from existing industrial point
sources. Section 304(a)(4) designated the following as conventional
pollutants:  biochemical oxygen demand (BOD), total suspended solids
 (TSS), fecal coliform, pH,  and any additional pollutants defined by the
Administrator as conventional.  The Administrator designated oil and
 grease as an additional conventional pollutant on July 30,  1979 (44 FR
 44501).

 BCT is not an additional limitation, but replaces BAT for the  control of
 conventional pollutants. In addition to other factors specified in Section
 304(b)(4)(B),  the Act requires that BCT limitations be established in light
 of a two-part "cost-reasonableness" test [American Paper Institute v. EPA
                                         1-2

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5.
             660 F.2d 954 (4th Cir. 1981)]. EPA must find that proposed BCT
             limitations are "reasonable" under both tests before establishing them as
             BCT. If the candidate BCT technology does not pass both tests, BCT is
             established equal to BPT.  In no case may BCT be less stringent than BPT.
             EPA's current  methodology for the general development of BCT
             limitations was issued in 1986 (51 FR 24974, July 9, 1986).

             New Source Performance Standards (NSPS1  (Section 306  of the Act).

             NSPS are based on the best available demonstrated treatment technology.
             New plants have the opportunity to install the best and most efficient
             production processes and wastewater treatment technologies.  As a result,
             NSPS should represent the most stringent numerical values attainable
             through the application of the best available control technology for all
             pollutants (i.e., conventional, nonconventional, and priority pollutants).  In
             establishing NSPS, EPA is directed to take into consideration the cost of
             achieving the effluent reduction and any nonwater quality environmental
             impacts.
Pretreatment Standards for Existing Sources (PSES)
Act).
(Section 307(b) of the
             PSES are designed to prevent the discharge of pollutants that pass through,
             interfere with, or are otherwise incompatible with the operation of publicly
             owned treatment works (POTWs). The Act requires pretreatment
             standards for pollutants that pass through POTWs or interfere with
             POTWs' treatment processes or sludge disposal methods.  The legislative
             history of the 1977 Act indicates, that pretreatment standards are to be
             technology-based and analogous to the BAT effluent limitations guidelines
             for removal of priority and nonconventional pollutants.  For the purpose of
             determining whether to promulgate national category-wide pretreatment
             standards, EPA generally determines that there is pass-through of a
             pollutant and thus a need for categorical standards if the nation-wide
             average percentage of  a pollutant removed by well-operated POTWs
             achieving secondary treatment is less than the percentage removed by the
             BAT model treatment  system.  EPA also determines that there is pass-
             through of a pollutant  if the pollutant exhibits significant volatilization
             prior to treatment by POTWs.  The transfer of the pollutant to another
             media (air) through volatilization does not constitute treatment.

             The General Pretreatment Regulations, which set forth  the framework for
             the implementation of categorical pretreatment standards, are found at 40
             CFR Part 403.  (Those regulations contain a definition of pass-through that
             addresses localized rather than national instances of pass-through and does
                                       1-3

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6.
not use the percent removal comparison test described above.  See 52 FR
1586, January 14, 1987.)
Pretreatment Standards for New Sources (PSNS) (Section 307(b) of the
Act).
Like PSES, PSNS are designed to prevent the discharges of pollutants that
pass through, interfere with, or are otherwise incompatible with the
operation of POTWs.  PSNS are to be issued at the same time as NSPS.
New indirect dischargers, like the  new direct dischargers, have the
opportunity to incorporate into their plants the best available demonstrated
technologies. The Agency considers the same factors in promulgating
PSNS that it considers in promulgating NSPS.
1.2.2
Section 304(m) Requirements
Section 304(m) of the Clean Water Act (33 U.S.C. 1314(m)), added by the Water
Quality Act of 1987, requires EPA to establish schedules for (i) reviewing and revising
existing effluent limitations guidelines and standards ("effluent guidelines"), and (ii)
promulgating new effluent guidelines.  On January 2, 1990, EPA published an Effluent
Guidelines Plan (55 FR 80), in which schedules were established for developing new and
revised effluent guidelines for several industrial categories.  In this notice, the Agency
identified the Pharmaceutical Manufacturing Point Source Category as requiring
revisions to existing guidelines and identified an estimated schedule for regulatory action.

Natural Resources Defense Council, Inc. (NRDC) and Public Citizen, Inc., challenged
the Effluent Guidelines Plan in a suit filed in U.S. District Court for the District of
Columbia fNRDC et al. v. Reillv, Civ. No. 89-2980). The plaintiffs charged that EPA's
plan did not meet the requirements  of Section 304(m). A Consent Decree in this
litigation was entered by the Court on January 31, 1992.  The Decree required, among
 other things, that EPA propose revised effluent guidelines for the Pharmaceutical
 Manufacturing Point Source  Category. On May 7, 1992, and May 18, 1994, EPA
 published updated Effluent Guidelines Biennial Plans (57 FR 19748) and (59 FR 25859),
 in which schedules were established for developing new and revised effluent guidelines
                                         1-4

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 for several industrial categories, including the Pharmaceutical Manufacturing Point
 Source Category. The May 18, 1994 plan states that EPA plans to propose effluent
 guidelines for the Pharmaceutical Manufacturing Point Source Category by August 1994,
 and take final action by February 1996.  Subsequent discussions between EPA and the
 plantiffs resulted in a revised proposal date of February 1995 and a revised promulgation
 date of August 1996.
 1.2.3
Pollution Prevention Act
In the Pollution Prevention Act of 1990 (42 U.S.C. 13101 et seq., Pub. Law 101-508,
November 5, 1990), Congress declared pollution prevention the national policy of the
United States.  The Act declares that pollution should be prevented or reduced
whenever feasible; pollution that cannot be prevented should be recycled or reused in an
environmentally safe manner wherever feasible; pollution that cannot be recycled should
be treated; and disposal or release into the environment should be chosen only as a last
resort.
1.2.4
Prior Regulation of the Pharmaceutical Manufacturing Category
EPA promulgated interim final BPT for the Pharmaceutical Manufacturing Point Source
Category on November 17, 1976 (41 FR 50676; 40 CFR Part 439 Subparts A - E).  The
BPT effluent guidelines established limitations for BODS, chemical oxygen demand
(COD), TSS, and pH for wastewaters discharged by the extraction, the mixing/
compounding and formulation, and the research subcategories and limitations for BOD5,
COD, and pH for wastewaters discharged by the fermentation and the chemical synthesis
subcategories.

On November 26, 1982, EPA proposed regulations applicable to the Pharmaceutical
Manufacturing Point Source Category (47 FR 53584) which proposed to modify and
expand upon the November 17, 1976 regulations.  EPA proposed the following:
                                       1-5

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            •     To modify the existing BPT TSS effluent limitations guidelines for
                  the extraction, mixing, compounding and formulating, and research
                  subcategories;

            •     To extend these revised BPT TSS effluent limitations guidelines to
                  the fermentation and chemical synthesis subcategories;

            •     To modify the existing BPT COD effluent limitations guidelines for
                  the fermentation, extraction, chemical synthesis, mixing/
                  compounding and formulation, and research subcategories;

            •     To propose BPT cyanide effluent limitations guidelines for the
                  fermentation, extraction, chemical synthesis, and
                  mixing/compounding and formulation subcategories;

            •     To propose BAT COD and cyanide effluent limitations guidelines
                  for the fermentation, extraction, chemical synthesis, and
                  mixing/compounding and formulation subcategories;

            •     To propose BCT BOD5, TSS and pH effluent limitations guidelines
                  for the fermentation, extraction, chemical synthesis, and
                  mixing/compounding and formulation subcategories;

            •     To propose BOD5, COD, TSS, cyanide and pH NSPS for the
                  fermentation, extraction, chemical synthesis, and
                  mixing/compounding and formulation subcategories; and

            •     To propose cyanide PSES and PSNS for the fermentation,
                  extraction, chemical synthesis,  and mixing/compounding and
                  formulation subcategories.


On October 27, 1983 (48 FR 49808), EPA promulgated portions of the November 26,
1982 proposal, proposed additional changes, and postponed portions of the proposed

rule. This final rule included the following:


             •     Promulgation of BPT TSS limitations for all subcategories equal to
                   a multiple of 1.7 times the existing BPT BOD5 limitations;

             •     Promulgation of alternative BPT BOD5  and COD concentration-
                   based limitations for the extraction, mixing/compounding and
                   formulation, and research subcategories (such alternative limitations
                                        1-6

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                   were not deemed necessary for the fermentation and chemical
                   synthesis subcategories because the available data indicated that raw
                   loads were sufficiently high at these subcategory plants that
                   limitations as low as the alternative limitations would not be
                   required under BPT);
                   Promulgation of BPT, BAT, NSPS, PSES, and PSNS for cyanide
                   based on monitoring either in-plant after cyanide  destruction or end-
                   of-pipe after cyanide destruction and biological treatment for all but
                   the research subcategory;
                   Promulgation of pH NSPS for all but the research subcategory;
                   Proposal of revised BOD5 and TSS NSPS based on end-of-pipe
                   filtration in combination with advanced biological treatment for all
                   but the research subcategory;
                   Postponement of a final decision on appropriate BAT limitations
                   and NSPS for COD until  a later date; and
                   Postponement of BCT limitations until promulgation of the general
                   methodology for determining appropriate levels of conventional
                   pollutant control under BCT.
The October 27, 1983 preamble also included a discussion of BAT effluent limitations
guidelines, NSPS, PSES, and PSNS for Toxic Volatile Organics (TVOs).  The Agency
decided, at that time, not to establish regulations controlling the discharge of volatile
priority pollutants from pharmaceutical manufacturing plants due to the provisions of
Paragraph 8 of the Settlement Agreement, lack of data documenting harmful discharges
or POTW pass-through of TVOs, and concern over the costs for treatment.  However,
the Agency obtained new data regarding the treatment of methylene chloride at a
pharmaceutical manufacturing plant during a sampling study in which both the plant and
EPA participated and began reconsidering its policy on regulating volatile priority
pollutants. On September 9, 1985 (50 FR 36638), the Agency published a Notice of
Availability and request for comments for the Pharmaceutical Manufacturing Point
Source Category; Effluent Limitations Guidelines, Pretreatment Standards, and New
Source Performance Standards (which included the new study data).  This notice
                                       1-7

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requested comments on the treatment of TVOs by steam stripping, pretreatment of
wastewaters, and any information about changes in solvent usage and facility flows and

treatment operations.


On December 16, 1986 (51 FR 45094), the Agency published a final rule for BCT BOD5,
TSS, and pH effluent limitations guidelines for all but the research subcategory. This
final rule set the BCT effluent limitations  guidelines equal to the existing BPT BOD5,

TSS, and pH effluent limitations guidelines.


In 1989, EPA withdrew the proposed NSPS for BOD5 and TSS over Office of
Management and Budget (OMB) concern for the cost-effectiveness of TSS control for

Subcategories B and D.
 1.3
Scope of Proposed Regulations
 This proposed regulation covers the fermentation, extraction, chemical synthesis, and
 mixing, compounding and formulating subcategories of the pharmaceutical manufacturing

 industry.  EPA is proposing to revise the following:


             •      BPT BOD5, COD, TSS, and cyanide effluent limitations guidelines;
             •      BCT BOD5 and TSS effluent limitations guidelines;
             •      BAT cyanide effluent limitations guidelines;
             •      NSPS for BODj, TSS, and cyanide; and
             •      PSES and PSNS for cyanide.


 Additionally, EPA is proposing to regulate selected organic constituents, COD, and

 ammonia under BAT, NSPS, PSES, and PSNS.


 These proposed effluent limitations guidelines and standards do not cover discharges
 generated from the research subcategory of the Pharmaceutical Manufacturing Point

 Source Category.
                                         1-8

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1.4
Other Provisions Considered But Not Proposed
EPA is not currently proposing any Best Management Practices (BMPs) for the
Pharmaceutical Manufacturing Category.  However, EPA is soliciting comment on
whether BMPs are applicable to the pharmaceutical industry.  A discussion of the
Agency's evaluation of potential BMPs for the pharmaceutical industry is presented in
Appendix B of this document.
                                       1-9

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                                    SECTION 2
                                    SUMMARY
2.1
Introduction
The proposed regulations for the pharmaceutical manufacturing industry include effluent
limitations guidelines and standards for the control of wastewater pollutants. This
document presents the information and rationale supporting these proposed effluent
limitations guidelines and standards.  Section 2.2 presents the proposed subcategorization
scheme, Section 2.3 describes the scope of the proposed regulations, and Section 2.4
through 2.9 summarizes the proposed effluent limitations guidelines and standards.
             Subcategorization
EPA is proposing to maintain the existing subcategorization scheme for this industry
(40 CFR Part 439). These subcategories are summarized in the following table:
Sufocategory Code (Subpart)
A
B
C
D
E
Subcategory -;
Fermentation Operations
Biological and Natural Extraction Operations
Chemical Synthesis Operations
Mixing, Compounding, or Formulating Operations
Pharmaceutical Research Operations
                                        2-1

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2.3
Scope of Proposed Regulations
These proposed regulations apply to Subcategories A through D of the pharmaceutical
manufacturing industry. Subcategory E (bench scale pharmaceutical research) operations

are not covered by the proposed regulations.  Subcategory E operations at stand-alone

facilities or at manufacturing facilities with Subcategory A, B, C, and/or D operations
will be covered by the existing BPT effluent limitations guidelines for Subcategory E.


Pharmaceutical manufacturers use many different raw materials and manufacturing

processes to create a wide range of products with therapeutic value.  Pharmaceutical
products are produced by chemical synthesis, fermentation, extraction from naturally

occurring plant or animal substances, or by refining a technical grade product.


The pharmaceutical products, processes, and activities covered by this proposal include:


             • .     Biological products covered by the 1987 SIC Code 2836 (these
                    products were formerly covered under the 1977 SIC Code 2831)
                    except diagnostic- substances.

             •      Medicinal chemicals and botanical products covered by SIC Code
                    2833.

             •      Pharmaceutical products covered by SIC Code 2834.

             •      All fermentation, biological and natural extraction, chemical
                    synthesis, and formulation products considered as pharmaceutically
                    active ingredients by the Food and Drug Administration that are not
                    covered by SIC Codes 2833, 2834, or 2836.

              •     Products with multiple end  uses which are produced by a
                    pharmaceutical manufacturing operation as a final pharmaceutical
                    product, component of a pharmaceutical formulation, or  as a
                    pharmaceutical intermediate.  The manufacture of products which
                    have nonpharmaceutical uses is also covered by these proposed
                    regulations provided that the product was primarily intended for use
                    as a pharmaceutical.
                                         2-2

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                   Products not covered by SIC Codes 2833, 2834, and 2836 if they are
                   produced by a pharmaceutical manufacturer by fermentation,
                   biological and natural extraction, chemical synthesis, or mixing,
                   compounding, or formulating operations which generate wastewaters
                   which closely correspond to those of pharmaceutical products.

                   Cosmetic preparations covered by SIC Code 2844 which function as
                   a skin treatment. (This group of preparations does not include
                   products such as lipsticks or perfumes which serve to enhance
                   appearance or to provide a pleasing odor, but do not provide skin
                   care.  In general, this excludes deodorants, manicure preparations,
                   shaving preparations, and nonmedicated shampoos which do not
                   primarily function as a skin treatment.)

                   Pilot-scale activities conducted at pharmaceutical research facilities,
                   such as  biological, microbiological, chemical research, and product
                   development activities.  (This does not include farms that breed,
                   raise, and/or hold animals for research at another site.  This also
                   does not include ordinary feedlot or farm operations utilizing feed
                   that contains pharmaceutically active ingredients.) Pilot-scale
                   pharmaceutical research and product development operations would
                   be subject to the specific manufacturing subcategory limitations and
                   standards corresponding to  the subcategory wastewater that the
                   research facility's wastewater resembles.  For example, a pilot
                   chemical synthesis operation that generates wastewater that is
                   similar to wastewater generated by chemical synthesis manufacturing
                   would be subject to the  subcategory C limitations and-standards.
Products or activities specifically excluded from the pharmaceutical manufacturing
category include:


             •      Surgical and medical instruments and apparatus covered by SIC
                   Code No. 3841.

             •      Orthopedic, prosthetic, and surgical appliances and supplies covered
                   by SIC Code No. 3842.

             •      Dental equipment and supplies covered by SIC Code No. 3843.

             •      Medical laboratories covered by SIC Code No. 8071.

             •      Dental laboratories  covered by SIC Code No. 8072.
                                        2-3

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2.4
•     Outpatient care facilities covered by SIC Code No. 8081.
•     Health and allied services, not elsewhere classified, covered by SIC
      Code No. 8091.
•     Diagnostic devices not covered by SIC Code No. 3841.
•     Animal feeds which include pharmaceutically active ingredients such
      as vitamins and antibiotics.  (The major portion of the product is
      nonpharmaceutical and the wastewater which results from the
      manufacture of feed is not characteristic of pharmaceutical
      manufacturing.)
•     Foods and beverages which are fortified with vitamins or other
      pharmaceutically active ingredients.  (The major portion of the
      product is nonpharmaceutical and the wastewater which results from
      the manufacture of these products is not characteristic of
      pharmaceutical manufacturing.)

Best Practicable Control Technology Currently Available (BPT)
EPA is proposing to revise the BPT effluent limitations guidelines for biochemical
oxygen demand (BOD5), chemical oxygen demand (COD), and total suspended solids
(TSS) for Subcategories A, B, C, and D.  Table 2-1 presents these proposed limitations,
which are based on the application of advanced biological treatment. EPA is proposing
to revise the BPT effluent limitations guidelines for cyanide for Subcategories A and C.
This proposed revision is also presented in Table 2-1 and is based on the application of
hydrogen peroxide oxidation for the treatment of cyanide bearing wastewaters.  EPA also
is proposing to repeal the BPT effluent limitations guidelines for Subcategories B and D
because EPA has determined that cyanide is not used or generated in these subcategory
operations. The existing BPT effluent limitations guideline for pH is being maintained
for all Subcategories.
                                         2-4

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 2.5
Best Conventional Pollutant Control Technology CBCT)
 EPA is proposing to revise the BCT effluent limitations guidelines for BOD5 and TSS for
 Subcategories A, B, C, and D. The proposed BCT effluent limitations guidelines are
 equal to the proposed BPT effluent limitations and are presented in Table 2-2.
2.6
Best Available Technology Economically Achievable CBAT)
EPA is proposing to revise the BAT effluent limitations guidelines for Subcategories A,
B, C, and D. For Subcategories A and C, EPA is proposing BAT effluent limitations for
cyanide at an in-plant monitoring point and limitations for ammonia (aqueous), COD,
and 53 priority and nonconventional organic pollutants at an end-of-pipe monitoring
point. EPA also is  soliciting comments and data on whether limits for the 12 most
strippable priority and nonconventional organic pollutants should be applied at an in-
plant monitoring point (e.g., following steam stripping and prior to dilution with other
process and non-process wastewaters not containing these pollutants in treatable
quantities and prior to end-of-pipe biological treatment systems). The limits EPA would
propose for this in-plant monitoring point are found in Table 2-8. For Subcategories B
and D, EPA is proposing BAT effluent limitations for COD, and 53 priority and
nonconventional organic pollutants at an end-of-pipe monitoring point. EPA also is
proposing to repeal the current BAT effluent limitations for cyanide for Subcategories B
and D.  Tables 2-3 and 2-4 present these proposed effluent limitations guidelines, which
are based on the following: application of in-plant steam  stripping and hydrogen
peroxide oxidation followed by end-of-pipe advanced biological treatment for
Subcategories A and C, and application of end-of-pipe advanced biological treatment for
Subcategories B and D.  However, as proposed, the limitations for COD  are based only
on advanced biological treatment.  EPA is soliciting comments and data on the extent to
which steam stripping also reduces COD and thus contributes to end-of-pipe
performance more stringent than proposed.
                                        2-5

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The proposed regulation for the pharmaceutical manufacturing industry presents
analytical method minimum levels in Section 439.1 (g). These values apply to those
limitations and standards set at non-detect (ND).  For ease of use, the tables presented
in this section present the analytical method minimum level in parentheses for those
limitations and standards set at ND.
2.7
New Source Performance Standards CNSPS")
EPA is proposing revised NSPS for priority and nonconventional pollutants for
Subcategories A, B, C, and D. For Subcategories A and C, EPA is proposing NSPS for
cyanide at an in-plant monitoring point based on hydrogen peroxide oxidation and
standards for ammonia (aqueous), and 53 priority and nonconventional organic
pollutants at an end-of-pipe monitoring point based on in-plant steam stripping with
distillation followed by end-of-pipe advanced biological treatment to a treatment level
achieved by the best performing facility. EPA also is soliciting comments and data on
whether limits for the 12 most strippable priority and nonconventional organic pollutants
should be applied at an in-plant monitoring point (e.g., following steam stripping and
prior to dilution with other process and non-process wastewaters not containing these
pollutants in treatable  quantities and prior to end-of-pipe  biological treatment systems).
The limits EPA would propose for this in-plant monitoring point are found in Table 2-8.
EPA also is proposing standards for COD at an end-of-pipe monitoring point based on
end-of-pipe advanced biological treatment to a treatment  level achieved by the best
performing facility. For Subcategories  B and D, EPA is proposing NSPS for 53 priority
and nonconventional organic pollutants at an end-of-pipe  monitoring point based on in-
plant steam stripping with distillation followed by end-of-pipe advanced biological
treatment to a treatment level achieved by the best performing facility.  However, as
 proposed, the limitations for COD are based only on advanced biological treatment.
 EPA is soliciting comments and data on the extent to which steam stripping also reduces
 COD and thus contributes to end-of-pipe performance more stringent than proposed.
                                        2-6

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 EPA is proposing to revise the NSPS controlling discharges of BOD5, and TSS for
 Subcategories A, B, C, and D based on advanced biological treatment to a treatment
 level achieved by the best performing facility.  Proposed NSPS for Subcategories A, B, C,
 and D are presented in Tables 2-5 and 2-6.

 The proposed regulation for the pharmaceutical manufacturing industry presents
 analytical method minimum levels in Section 439.1  (g).  These values apply to those
 limitations and standards set at non-detect (ND). For ease of use, the tables presented
 in this section present the analytical method minimum level in parentheses for those
 limitations and standards set at ND.
2.8
Pretreatment Standards for Existing Sources (PSES)
EPA is proposing to revise PSES for Subcategories A, B, C, and D. For Subcategories
A, B, C,  and D, EPA is proposing PSES based on in-plant steam stripping for 12 priority
and nonconventional organic pollutants at an in-plant monitoring point.  For
Subcategories A and C, EPA is also proposing PSES for cyanide at an in-plant
monitoring location based on hydrogen peroxide oxidation.  For ammonia and 33 priority
and nonconventional organic pollutants, EPA is proposing two different approaches.
Under co-proposal (1), EPA is proposing to establish PSES for those pollutants for
Subcategories A and/or C at an end-of-pipe monitoring point prior to discharge to the
POTW .sewer based on in-plant steam stripping. For Subcategories B and D under co-
proposal (1), EPA is proposing PSES based on in-plant steam stripping for 33 priority
and  nonconventional organic pollutants at an end-of-pipe monitoring point prior to
discharge to the POTW sewer.

Under co-proposal (2), the Agency is proposing PSES at an end-of-pipe monitoring point
for ammonia only, based on in-plant steam stripping.  The proposed ammonia PSES
would apply only to Subcategories A and C. Co-proposal (2) would not include any
                                       2-7

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standards for the remaining 33 priority and nonconventional organic pollutants (for any
subcategory). PSES are presented in Tables 2-7 through 2-10.

The proposed regulation for the pharmaceutical manufacturing industry presents
analytical method minimum levels in Section 439.1 (g). These values apply to those
limitations and standards set at non-detect (ND).  For ease of use, the tables presented
hi this section present the analytical method minimum level in parentheses for those
limitations and standards set at ND.
2.9
Pretreatment Standards for New Sources (PSNS)
 EPA is proposing to revise PSNS for Subcategories A, B, C, and D.  For all pollutants
 except cyanide, the PSNS technology basis for the proposed standards is in-plant steam
 stripping with distillation.  For Subcategories A and C, EPA is also proposing PSNS for
 cyanide at an in-plant monitoring location based on hydrogen peroxide oxidation. As
 with the proposed PSES, EPA has developed two proposals for PSNS. Under co-
 proposal (1), for all Subcategories, EPA is proposing PSNS for 27 priority and
 nonconventional organic pollutants at an in-plant monitoring point and PSNS for 18
 priority and nonconventional organic pollutants at an end-of-pipe monitoring point prior
 to discharge to the POTW sewer. For  Subcategories A and C, EPA also is proposing
 PSNS for ammonia at an end-of-pipe monitoring point prior to discharge to the POTW
 sewer.

 Under co-proposal (2),  the Agency is proposing PSNS  based on in-plant steam stripping
 with distillation for 12 priority and nonconventional  organic pollutants at an in-plant
 monitoring point for Subcategories A B, C,  and D.  The Agency also is proposing PSNS
 at an end-of-pipe monitoring point prior to discharge to the POTW sewer for ammonia
 only, for Subcategories  A and C.  Co-proposal (2) would not include any standards for
 the remaining 33 priority and nonconventional organic pollutants (for any subcategory).
 PSNS  are presented in  Tables 2-11 through  2-14.
                                        2-8

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The proposed regulation for the pharmaceutical manufacturing industry presents
analytical method minimum levels in Section 439.1 (g). These values apply to those
limitations and standards set at non-detect (ND).  For ease of use, the tables presented
in this section present the analytical method minimum level in parentheses for those
limitations and standards set at ND.
                                       2-9

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                                    Table 2-1

                    Proposed BPT Effluent Limitations for
                          Subcategories A, B,  C, and D
Subcategory
Fermentation
Operations
Biological and Natural
Extraction Operations
Chemical Synthesis
Operations
Mixing, Compounding,
or Formulating
Operations
Pollutant or Pollutant
Property
BOD5
COD
TSS
Cyanide
BOD5
COD
TSS
BOD5
COD
TSS
Cyanide
BODS
COD
TSS
Proposed BPT Effluent Limitation for End-of-Pipe
Monitoring Points (a)
Maximum for any one day
(mg/L)
137
1,100
318
0.766
37
145
80
137
1,100
318
0.766
37
145
80
Monthly Average
(mg/L)
58
628
110
0.406
11
60
27
58
628
110
0.406
11
60
27
(a)BPT standards for cyanide apply at an in-plant location (i.e., the treatment location of cyanide-bearing
wastestreams).
                                         2-10

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              Table 2-2
Proposed BCT Effluent Limitations for
    Subcategories A, B, C, and D
Subcategory
Fermentation
Operations
Biological and Natural
Extraction Operations
Chemical Synthesis
Operations
Mixing, Compounding,
or Formulating
Operations
Pollutant or Pollutant
Property
BOD5
TSS
BOD5
TSS
BOD5
TSS
BOD5
TSS
Proposed BCT Effluent Limitation for End-of-Pipe
Monitoring Points
Maximum for any one day
(mg/L)
137
318
37
80
137
318
37
80
Monthly Average
(mg/L)
58
110
11
27
58
110
11
27
               2-11

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                                   Table 2-3

                  Proposed BAT Effluent Limitations for
              Subcategory A - Fermentation Operations and
              Subcategory C - Chemical Synthesis Operations
                            Proposed BAT Effluent Limitations for la-Plant Monitoring Points
                                                              Monthly Average
Maximum for any 1 day
Pollutant or Pollutant Property
                               Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
                                                     Points
                                                               Monthly Average
  Maximum for an 1 day
 Pollutant or Pollutant Property
n-Amvl Acetate
\rnvl Alcohol
2-Butanone (MEK)
n-Butvl Alcohol
tert-Butvl Alcohol
Chemical Oxygen Demand (COD)
Chlorobenzene
 Chloromethane
 o-Dichlorobenzene
 1.2-Dichloroethane
                                        2-12

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 Table 2-3




(Continued)
Pollutant or Pollutant Property
Diethylamine
Diethyl Ether
Dimethylamine
N,N-Dimethylacetamide
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Ethylene Glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Cellosolve
Methyl Formate
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
Points
Maximum for any 1 day
PS/I
ND (50,000)
574
ND (50,000)
ND(50)
50
45
ND (20,000)
220
ND (3,180)
105
ND (100,000)
1,480
ND (100,000)
2,670
ND (10)
ND (10)
1,370
ND (200)
87
574
ND (3,180)
ND (50,000)
ND (20,000)
105
Monthly Average
«/L
ND (50,000)
244
ND (50,000)
ND (50)
50
19
ND (20,000)
94
ND (3,180)
45
ND (100,000)
623
ND (100,000)
1,140
ND (10)
ND (10)
581
ND (200)
37
244
ND (3,180)
ND (50,000)
ND (20,000)
ND (100)
    2-13

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                                         Table 2-3

                                        (Continued)
•
Pollutant or Pollutant Property
Methylene Chloride
MIBK
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
Points
Maximum for any 1 day
/«g/L
ND(10)
ND(10)
50
ND(10)
25
4,870
ND (3,180)
10
910
ND (10)
ND (10)
ND (50,000)
ND(10)
	
Monthly Average
/«g/L
ND(10)
ND (10)
50
ND (10)
14
2,070
ND (3,180)
10
264
ND (10)
ND (10)
ND (50,000)
ND (10)
"
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                              2-14

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                          Table 2-4
            Proposed BAT Effluent Limitations for
Subcategory B - Biological and Natural Extraction Operations and
Subcategory D - Mixing, Compounding, or Formulating Operations
Pollutant or Pollutant Property
Acetone
Acetonitrile
n-Amyl Acetate
Amyl Alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chemical Oxygen Demand (COD)
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Ethylene Glycol
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
Points
Maximum for any 1 day
/tg/L
413
ND (5,000)
3,000
3,980
10
40
202
500
ND(500)
3,980
145,000
ND (10)
22
206
ND (5)
ND (10)
438
ND (50,000)
4,870
ND(50)
ND (50,000)
50
45
ND (20,000)
220
ND (3,180)
3,000
ND (100,000)
Monthly Average
J»g/k
178
ND (5,000)
1,280
1,690
10
17
86
500
ND(500)
1,690
59,900
ND (10)
13
87.
ND(5)
ND (10)
152
ND (50,000)
2,070
ND(50)
ND (50,000)
50
19
ND (20,000)
94
ND (3,180)
1,280
ND (100,000)
                            2-15

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                                         Table 2-4
                                       (Continued)
p=========s======^========
Pollutant or Pollutant Property
Formaldehyde
Fonnamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Cellosolve
Methylene Chloride
Methyl Formate
MIBK
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
Points
Maximum for any 1 day
Mg/L
1,480
ND (100,000)
3,000
ND (10)
ND(10)
1,370
1,120
500
4,870
6,660
ND (50,000)
ND (20,000)
1,420
3,000
119
50
40
25
4,870
3,980
10
15,000
40
599
ND (50,000)
ND (10)
Monthly Average
«/L
623
ND (100,000)
1,280
ND (10)
ND (10)
581
476
500
2,070
ND (3,180)
ND (50,000)
ND (20,000)
357
1,280
51
50
17
14
2,070
ND (3,180)
. 10
4,350
17
322
ND (50,000)
ND (10)
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                              2-16

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                          Table 2-5
Proposed NSPS for Subcategory A - Fermentation Operations and
        Subcategory C - Chemical Synthesis Operations
Pollutant or Pollutant Property
Cyanide
Proposed NSPS for In-Plant Monitoring Points
Maximum for any 1 day
Ag/L
766
Monthly Average
/«g/L
406
Pollutant or Pollutant Property
Acetone
Acetonitrile
Ammonia
n-Amyl Acetate
Amyl Alcohol
Anilin^*.
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformanude
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Proposed NSPS for End-Of-Pipe Monitoring; Points
Maximum for any 1 day
#g/L
ND(50)
ND (5,000)
4,850
14
ND (500)
10
ND(10)
144
11
ND (500)
ND (100)
ND (10)
ND(10)
ND (50)
ND(5)
ND (10)
13
ND (50,000)
74
ND (50)
ND (50,000)
50
45
ND (20,000)
ND (50)
ND (3,180)
14
Monthly. Average
jftg/L
ND(50)
ND (5,000)
3,230
6
ND (500)
.4
ND(10)
61
ND(5)
ND (500)
ND(IOO)
ND (10)
ND (10)
ND (50)
ND(5)
ND(10)
ND (10)
ND (50,000)
ND(50)
ND(50)
ND (50,000)
• 45
19
ND (20,000)
ND (50)
ND (3,180)
ND (10)
                           2-17

-------
                                         Table 2-5
                                       (Continued)

Pollutant or Pollutant Property
Ethylene Glycol
Formaldehyde
Form amide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
MIBK
Methanol
Methylamine
Methyl Cellosolve
Methylene Chloride
Methyl Formate
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
BODj (mg/L)
COD (mg/L)
TSS (mg/L)
Proposed NSPS for End-of-Pipe Monitoring Points
Maximum for any 1 day
/*g/k
ND (100,000)
1,480
ND (100,000)
53
ND (10)
ND (10)
304
ND (200)
11
74
ND (10)
ND (3,180)
ND (50,000)
ND (20,000)
ND (10)
ND (100)
50
ND(10)
25
4,870
ND (3,180)
10
910
ND (10)
ND (10)
ND (50,000)
ND (10)
62
781
87
Monthly Average
0g/L
ND (100,000)
623
ND (100,000)
ND (50)
ND (10)
ND (10)
129
ND (200)
ND (10)
32
ND (10)
ND (3,180)
ND (50,000)
ND (20,000)
ND (10)
ND (100)
45
ND (10)
' 14
2,070
ND (3,180)
10
264
ND (10)
ND (10)
ND (50,000)
ND (10)
29
538
43
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                              2-18

-------
                          Table 2-6
                     Proposed NSPS for
Subcategory B - Biological and Natural Extraction Operations and
Subcategory D - Mixing, Compounding, or Formulating Operations
Pollutant or Pollutant Property
Acetone
Acetonitrile
n-Amyl Acetate
Amyl Alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
N,N-Dimethylacetamide
N,N-DLmethylaniline
N,N-Dimethylformamide
Dimethylamine
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Ethylene Glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Proposed NSPS for End-of-Pipe Monitoring Points
Maximum for any 1 day
W/L
ND(50)
ND (5,000)
14
ND (500)
10
ND (10)
144
11
ND (500)
ND (100)
ND(10)
ND(10)
ND (50)
ND (5)
ND (10)
13
ND (50,000)
74
ND(50)
50
45
ND (50,000)
ND (20,000)
ND (50)
ND (3,180)
14
ND (100,000)
1,480
ND (100,000)
53
ND (10)
ND (10)
Monthly Average
0gA>
ND (50)
ND (5,000)
6
ND (500)
4
ND (10)
61
ND(5)
ND(500)
ND(IOO)
ND (10)
ND(10)
ND (50)
ND (5)
ND (10)
ND (10)
ND (50,000)
ND(50)
ND(50)
45
19
ND (50,000)
ND (20,000)
ND(50)
ND (3,180)
ND(10)
ND (100,000)
623
ND (100,000)
ND(50)
ND(10)
ND (10)
                            2-19

-------
                                         Table 2-6
                                       (Continued)
==ss=ss=========
Pollutant or Pollutant Properly
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
MD3K
Methanol
Methylamine
Methyl Cellosolve
Methyl Formate
Methylene Chloride
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridrae
Tetrahydrofuran
Toluene
Trichlorofluororaethane
Triethylamine
Xylenes
BOD5 (mg/L)
COD (mg/L)
TSS (mg/L) 	
Proposed NSPS for End-of-Pipe Monitoring Points
Maximum for any 1 day
/*g/L
304
ND (200)
11
74
ND (10)
ND (3,180)
ND (50,000)
ND (20,000)
ND (100)
ND (10)
50
ND (10)
25
4,870
ND (3,180)
10
910
ND (10)
ND (10)
ND (50,000)
ND (10)
34
60
40
==========
Monthly Average
/tg/L
129
ND (200)
ND (10)

ND (10)
ND (3,180)
ND (50,000)
ND (20,000)
ND (100)
ND (10)
45
ND (10)
14
2,070
ND (3,180)
10
264
ND (10)
ND (10)
ND (50,000)
ND (10)
10
24
12
1
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                              2-20

-------
                          Table 2-7
Proposed PSES for Subcategory A - Fermentation Operations and
 Subcategory C - Chemical Synthesis Operations - Co-Proposal (1)
Pollutant or Pollutant Property
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cyanide
Cyclohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane
Xylenes
Proposed PSES for In-Plant Monitoring Points
Maximnm for any 1 day
/«g/L
796
796
ND(10)
796
766
796
796
796
ND (20,000)
809
198
796
796
Monthly Average
/*g/L
268
268
ND (10)
268
406
268
268
268
ND (20,000)
279
148
268
268
Pollutant or Pollutant Property
Acetone
Ammonia
n-Amyl Acetate
Amyl Alcohol
Aniline.
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Proposed PSES for End-of-Pipe Monitoring Points
Maximum for any 1 day
J«g/L
31,400
12,900
23,900
607,000
10,900,000
1,440,000
23,900
10,900,000
607,000
23,900
23,900
ND (50,000)
:-•'" Monthly Average
• ' : .'.."'.' ,. mfa
9,690
10,900
8,050
205,000
3,690,000
430,000
8,050
3,690,000
205,000
8,050
8,050
ND (50,000)
                            2-21

-------
                                         Table 2-7
                                       (Continued)
==========================
Pollutant or Pollutant Property
Diethyl Ether
Dimethylamine
N,N-Dimethylaniline
1,4-Dioxane
Ethanol
Ethyl Acetate
Formamide
Furfural
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Formate
MffiK
2-Methylpyridine
Petroleum Naphtha
n-Propanol
Pyridine
Tetrahydrofuran
Triethylamine
Proposed PSES for End-of-PIpe Monitoring Points
Maximum for any 1 day
Jtg/L
23,900
607,000
607,000
10,900,000
2,200,000
23,900
607,000
607,000
23,900
597,000
23,900
23,900
11,700,000
607,000
23,900
23,900
607,000
10,900,000
2,790,000
1,000
9,210
ND (50,000)
Monthly Average
*
-------
                                     Table 2-8
      Proposed PSES for Subcategory A - Fermentation Operations and
      Subcategory C - Chemical Synthesis Operations - Co-Proposal (2)
Pollutant or Pollutant Property
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cyanide
Cyclohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane
Xylenes
Proposed PSES for In-Plant Monitoring. Points
Maximum for any 1 day
>g/L
796
796
ND(10)
796
766
796
796
796
ND (20,000)
809
198
796
796
Monthly Average
P8/L
268
268
ND (10)
268
406
268
268
268
ND (20,000)
279
148
268
268
Pollutant or Pollutant Property
Ammonia
Proposed PSES for End-of-Pipe Monitoring Points
Maximum for and I day
'. •.• • ' «/L." •''. •::--?-:'v"
12,900
; Monthly Average
"; -.- ^\j'--\f$L •••'•'• .
10,900
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                        2-23

-------
                            Table 2-9
                        Proposed PSES for
   Subcategory B - Biological and Natural Extraction Operations and
Subcategory D - Mixing, Compounding, or Formulating - Co-Proposal(l)
Pollutant or Pollutant Property
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane

Proposed PSES for In-Plant Monitoring Points
Maximum for any 1 day
J*g/L
796
796
ND(10)
796
796
796
796
ND (20,000)
809
198
796
796
Monthly Average
Atg/L
268
268
ND (10)
268
268
268
268
ND (20,000)
279
148
268
268
Pollutant or Pollutant Properly
Acetone
n-Amyl Acetate
Amyl Alcohol
Aniline
2-Butanone (MEK)
'n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
Proposed PSES for End-of-Pipe Monitoring Points
Maximum for any 1 day
Pg/L
31,400
23,900
607,000
10,900,000
1,440,000
23,900
10,900,000
607,000
23,900
23,900
ND (50,000)
23.900
Monthly Average
pg/I<
9,690
8,050
205,000
3,690,000
430,000
8,050
3,690,000
205,000
8,050
8,050
ND (50,000)
8,050
                                2-24

-------
                                           Table 2-9
                                          (Continued)
Pollutant or Pollutant Property
Dimethylamine
N,N-Dimethylaailine
1,4-Dioxane
Ethanol
Ethyl Acetate
Formamide
Furfural
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Formate
MIBK
2-Methylpyridine
Petroleum Naphtha
n-Propanol
Pyridine
Tetrahydrofuran
Triethylamine
Proposed PSES for End-of-Pipe Monitoring Points
Maximum for any 1 day
A*g/L
607,000
607,000
10,900,000
2,200,000
23,900
607,000
607,000
23,900
597,000
23,900
23,900
11,700,000
607,000
23,900
23,900
607,000
10,900,000
2,790,000
1,000
9,210
ND (50,000)
Monthly Average
Hg/L
205,000
205,000
3,690,000
784,000
8,050
205,000
205,000
8,050
198,000
. 8,050
8,050
3,800,000
205,000
8,050
8,050
205,000
3,690,000
941,000
1,000
3,360
ND (50,000)
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                             2-25

-------
                                   Table 2-10

  Proposed PSES for Subcategory B -  Biological and Natural Extraction
  Operations and Subcategory D - Mixing, Compounding, or Formulating
                         Operations - Co-Proposal (2)
—
Pollutant or Pollutant Property
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cydohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane
Xylenes
Propose^ PSES for In-Plant Monitoring Points
Maximnm for any 1 day
Wi/L
796
796
ND(10)
796
796
796
796
ND (20,000)
809
198
796
	 796 	 	
Monthly Average
l*%fi'
268
268
ND(10)
268
268
268
268
ND (20,000)
279
148
268
268
' '
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                        2-26

-------
                         Table 2-11
Proposed PSNS for Subcategory A - Fermentation Operations and
Subcategory C - Chemical Synthesis Operations - Co-Proposal (1)
Pollutant or Pollutant Property
Acetone
Amyl Alcohol
Benzene
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyanide
Cyclohexane
Diethylamine
Diethyl Ether
Dimethylamine
Ethanol
Form amide
n-Heptane
n-Hexane
Isopropanol
Methanol
Methylamine
Methyl Cellosolve
Methylene Chloride
Methyl Formate
n-Propanol
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Proposed PSNS for In-Piant Monitoring Points
Maximum for any 1 day
Jtg/L
1,190
8,690
573
8,690
8,690
573
ND (10)
573,
766
573
ND (50,000)
2,230
ND (50,000)
8,690
ND (100,000)
573
573
8,690
8,320
ND (50,000)
ND (20,000)
809
2,230
8,690
184
573
ND (50,000)
573
Monthly Average
**&
600
3,220
212
3,220
3,220
212
ND (10)
212
406
212
ND (50,000)
826
ND (50,000)
3,220
ND (100,000)
212
212
3,220
ND (3,180)
ND (50,000)
ND (20,000)
279
826
3,220
135
212
ND (50,000)
212
                            2-27

-------
                                        Table  2-11

                                       (Continued)

Pollutant or Pollutant Property
Ammonia
n-Amyl Acetate
Aniline
2-Butanone (MEK)
n-Butyl Acetate
o-Dichlorobenzene
1,2-Dichloroethane
N,N-Dimethylaniline
1,4-Dioxane
Ethyl Acetate
Furfural
Isobutyraldehyde
Isopropyl Acetate
Isopropyl Ether
MIBK
2-Methylpyridine
Petroleum Naphtha
Pyridine
Tetrahydrofuran
Proposed -.PSNS for End-of-Pipe Monitoring Points
Maximum for any 1 day
Mg/L
12,900
2,230
8,690
161,000
2,230
2,230
2,230
8,690
8,690
2,230
8,690
2,230
2,230
2,230
2,230
8,690
8,690
1,000
9,210
Monthly Average
/tg/L
10,900
826
3,220
57,900
826
826
826
3,220
3,220
826
3,220
826
826
826
826
3,220
3,220
1,000
3,360
======= 1
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant.  Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                              2-28

-------
                                     Table 2-12
      Proposed PSNS for Subcategoiy A - Fermentation Operations and
      Subcategory C - Chemical Synthesis Operations - Co-Proposal (2)
Pollutant or Pollutant Property
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cyanide
Cyclohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane
Xylenes
Proposed PSNS for la-Plant Monitoring Points
Maximum for any 1 day
/tg/L
573
573
ND(10)
573
766
573
573
573
ND (20,000)
809
184
573
573
Monthly Average
W/L
212
212
ND (10)
212
406
212
212
212
ND (20,000)
279
135
212
212
Pollutant or Pollutant Property
Ammonia
Proposed PSNS for End-of-Pipe Monitoring Points
Maximum for any 1 day
•;• .. ' '• • ng/E, ' •'•' . .--.
12,900
Monthly Average
K'"' v.,:.. ...,'.. /tgjfL . ••
10,900
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                        2-29

-------
                           Table 2-13
     Proposed PSNS for Subcategory B - Biological and Natural
Extraction Operations and Subcategory D - Mixing, Compounding, or
            Formulating Operations - Co-Proposal (1)
1 1
Pollutant or Pollutant Property
Acetone
| Amyl Alcohol 	
1 Benzene 	
I n-Butyl Alcohol 	
1 tert-Butyl Alcohol
| Chlorobenzene 	 __ 	
II Chloroform
Chloromethane
I Cydohexane 	
|| Diethylaxnine
1 Diethyl Ether
Dimethylamine
IJEthanol
| Formamide 	
|| n-Heptane 	
I n-Hexane 	
[I Isopropanol
1 Methanol 	
1] Methylamine
1 Methyl Cellosolve
|| Methylene Chloride
Methyl Formate
| n-Propanol 	
1 Toluene
|| Trichlorofluoromethane
1) Triethylamine 	

Proposed PSNS for In-Plant Monitoring Points
Maximum for any 1 day
A«g/L
1,190
8,690
573
8,690
8,690
573
ND (10)
573
573
ND (50,000)
2,230
ND (50,000)
8,690
ND (100,000)
573
573
8,690
8,320
ND (50,000)
ND (20,000)
809
2,230
8,690
• 184
573
ND (50,000)
573
Monthly Average
P8/L
600
3,220
212
3,220
3,220
212
ND (10)
212
212
ND (50,000)
826
ND (50,000)
3,220
ND (100,000)
212
212
3,220
ND (3,180)
ND (50,000)
ND (20,000)
279
826
3,220
135
212
ND (50,000)
212
                               2-30

-------
                                          Table 2-13

                                         (Continued)
Pollutant or Pollutant Property
n-Amyl Acetate
Aniline.
2-Butanone (MEK)
a-Butyl Acetate
o-Dichlorobenzene
1,2-Dichloroethane
N,N-Dimetliylaniline
1,4-Dioxane
Ethyl Acetate
Furfural
Isobutyraldehyde
Isopropyl Acetate
Isopropyl Ether
MIBK
2-Methylpyridine
Petroleum Naphtha
Pyridine
Tetrahydrofuran
Proposed PSNS for End-of-Pipe Monitoring: Points
Maximum for any 1 day
MS/L
2,230
8,690
161,000 '
2,230
2,230
2,230
8,690
8,690
2,230
8,690
2,230
2,230
2,230
2,230
8,690
8,690
1,000.
9,210
Monthly Average
m/i>
826
3,220
57,900
826
826
826
3,220
3,220
826
3,220
826
826
826
826
3,220
3,220
1,000
3,360
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                             2-31

-------
                                   Table 2-14
         Proposed PSNS for Subcategory B - Biological and Natural
   Extraction Operations and Subcategoiy D - Mixing, Compounding, or
                  Formulating Operations - Co-Proposal (2)
Pollutant or Pollutant Property
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cydohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane

Proposed PSNS for In-PIant Monitoring Points
Maximum for any 1 day
jag/L
573
573
ND (10)
573
573
573
573
ND (20,000)
809
184
573
573
Monthly Average
0S/L
212
212
ND (10)
212
212
212
212
ND (20,000)
279
135
212
212
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                        2-32

-------
                                    SECTION 3
                             INDUSTRY DESCRIPTION
3.1
Introduction
This section describes the pharmaceutical manufacturing industry by presenting a
summary of the data and information EPA has gathered from previous EPA rulemaking
efforts along with data collected as part of this effort to develop revised effluent
limitations guidelines and standards for the pharmaceutical manufacturing industry.  The
following topics are discussed in this section:

             •     Section 3.2 discusses EPA's data collection methods and information
                   sources;
             •     Section 3.3 presents an overview of the industry;
             •     Section 3.4 discusses pharmaceutical manufacturing processes; and
            ' •     Section 3.5 discusses trends in the industry.
3.2
Data Collection Methodology and Information Sources
In the course of developing effluent limitations guidelines and standards for the
pharmaceutical manufacturing industry, EPA gathered and evaluated technical data from
various sources to create an industry profile with respect to manufacturing processes,
geographical distribution of facilities, and wastewater generation, treatment, and disposal.
These data have also been used to characterize the pharmaceutical manufacturing
industry's wastewater by evaluating the industry's water use, type of wastewater
discharge, and occurrence of conventional, priority, and nonconventional pollutants in the
wastewater.  This section summarizes the data collection efforts undertaken by EPA
from  1975 to the present.
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EPA announced it would collect additional information on this industry by publishing a
Federal Register Notice (50 FR 36638, September 9, 1985) indicating its intent to
reconsider whether or not to regulate methylene chloride and other volatile priority
pollutants. In that Notice, EPA declared it had received new information indicating
methylene chloride causes cancer in animals, such that the effects of methylene chloride
discharges from pharmaceutical manufacturing plants may be more harmful than
previously believed.  Additionally, the results of the 1986 Domestic Sewage Study (DSS)
(1) identified .pharmaceutical manufacturing facilities as  a significant source of organic '
pollutants, and found that discharges of organic compounds from these facilities are
largely unregulated.  Based on these data, EPA ranked this industry relatively high with
respect to other industries'in EPA's Section 304(m) plan due to environmental need
(volatile organic discharges) and utility to permits and pretreatment programs. Because
of the DSS findings, EPA decided to expand its review beyond priority pollutants to
include this industry's use and disposition of approximately 250 additional
nonconventional pollutants.

Before introducing extensive new data coUection  efforts, EPA reviewed in 1986 available
information and identified missing information that would need to be  obtained for the
review and revision of current effluent limitations guidelines and standards for this
industry.  Section 3.2.1 summarizes the data and information already available to EPA
prior to 1986.  Sections 3.2.2 through 3.2.9 describe EPA's new data collection efforts.
 3.2.1
Summary of Data Collection Efforts
 Data collection efforts conducted by EPA prior to 1986 provided substantial information
 regarding manufacturing processes, water use, wastewater characteristics, and treatment
 technologies in the pharmaceutical manufacturing industry.  Documentation of these
 efforts was reviewed in 1986 to identify data and information that would be useful to the
 effort to develop revised effluent limitations guidelines and standards for the
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pharmaceutical manufacturing industry.  This review identified the following major
sources of information:
                   308 Portfolio Survey.  The original 308 Portfolio Survey was an
                   invaluable source of information for developing an industry profile
                   and characterizing industry wastes. It provided the first detailed
                   information on conventional pollutant  parameters  in the industry's
                   wastewater and wastewater flow characteristics.  It was also the first
                   major data source on the use and/or generation of priority
                   pollutants by this industry.

                   The 308 Portfolio Survey was conducted in two phases.  In the fall
                   of 1977, EPA distributed the original questionnaire to members of
                   the Pharmaceutical Manufacturers' Association (PMA).  (Now the
                   Pharmaceutical Research and Manufacturers Association, PhRMA.)
                   The Agency then distributed a second  questionnaire to the
                   remainder of the industry in the spring of 1979.

                   PEDCo Reports.  In the late 1970s, and concurrent with the data-
                   gathering efforts of the 308 Portfolio Survey, PEDCo
                   Environmental, Inc. (PEDCo), reviewed available literature to
                   identify priority pollutants associated with the production of various
                   pharmaceutical products.(2)(3)(4)

                   OAOPS Study.  EPA's Office of Air Quality Planning and Standards
                   (OAQPS), with the assistance of the PMA, conducted a survey to
                   determine the use and disposition of the 10 largest volume volatile
                   organic pollutants that each member company purchased in
                   1975.(5)

                   In 1985, OAQPS, with the assistance of the PMA,  obtained updated
                   purchase and disposition data for selected solvents from PMA
                   member companies.(6)  These data were added to the same type
                   of industry data collected by OAQPS in 1975; both data sets are
                   discussed in more detail in Section 5.

                   Screening and Verification Sampling Program.  Beginning in 1978,
                   EPA initiated the Screening and Verification Sampling Program,
                   under which wastewater samples were collected from plants with
                   manufacturing operations representative of the industry. Process
                   and end-of-pipe wastewater samples were collected and analyzed for
                   priority, conventional, and nonconventional pollutants in a
                   two-phase program. The  first phase, called the screening phase,
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involved sampling and analyzing the effluent from 26 plants to
determine the presence of conventional, priority, and
nonconventional pollutants.  This phase was followed by a
verification phase, in which multiple samples were collected over
several days at five facilities to verify the presence of the pollutants
detected during the screening phase. Data from the Screening and
Verification Sampling  Program, augmented by data collected more
recently, were used by EPA to characterize pharmaceutical industry
wastewater.

RSKERL/ADA Study. In 1979, the Robert S. Kerr Environmental
Research Laboratory at Ada, Oklahoma (RSKERL/ADA)
conducted an applied research study entitled "Industry Fate
Study."(7) The purpose of this report was to determine the fate
of specific priority pollutants within a biological treatment system.
During the study, priority pollutants associated with the manufacture
of Pharmaceuticals were identified at two industrial facilities.

Toxic Volatile Or^anics (TVO} Questionnaire.  In 1982, EPA
distributed a survey to 15 pharmaceutical manufacturing facilities
requesting analytical information on TVO levels in their process
wastewater.  The survey was limited to volatile organic priority
pollutants only.

Steam Stripper Sampling.  In May of 1983, EPA collected influent
and effluent wastewater samples from a packed column steam
stripper and a steam distillation flash tank at Plant  12003.  The
study was conducted over a five-day period, and provided EPA with
analytical data documenting the performance of this technology
treating pharmaceutical manufacturing industry wastewaters.

Pilot-Plant Carbon Study. In 1984, U.S. EPA's Water Engineering
Research Laboratory (WERL) conducted a pilot-plant carbon study
to determine constituents contributing to high chemical oxygen
 demand (COD) in pharmaceutical manufacturing industry effluents,
 and to evaluate the ability of activated carbon adsorption technology
 to reduce COD levels.

 Domestic Sewage Study.  In 1985, EPA sampled a pharmaceutical
 manufacturing facility as part of its efforts to evaluate the discharge
 of priority and hazardous pollutants to POTWs.(l) Samples of the
 raw wastewater discharge to the local POTW were taken at Plant
 30767 during a 24-hour period.
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Data from the above sources were evaluated and summarized in 1986.  Additional data

collection efforts were then undertaken to fill the data gaps identified during the analysis

of the above data and to update or replace outdated information. The  new data

collection efforts were:
                   A follow-up (to the 1984 WERL study) pilot plant carbon study in
                   1987;

                   Sampling and analysis of wastewater at 13 pharmaceutical
                   manufacturing facilities between 1986 and 1991;

                   A screener questionnaire distributed in May 1989 and a detailed
                   questionnaire distributed in September 1991;

                   Industry self-monitoring data submitted to EPA with the Detailed
                   Questionnaire;

                   EPA bench- and pilot-scale steam stripping, air stripping, and
                   distillation treatability studies in 1991 and 1993.

                   Product patent reviews for solvent usage;

                   POTW Survey distributed in 1993 to nine POTWs receiving
                   wastewater from pharmaceutical manufacturers; and

                   Annual pollutant disposition data submitted by industry for the years
                   1987 through 1990 as part of their requirements under Section 313
                   of the Emergency Planning and Community Right to Know Act  of
                   1986 [Toxic Release Inventory (TRI) data].
Detailed discussions of these data collection efforts are presented in Sections 3.2.2
through 3.2.9.
3.2.2
Follow-up Pilot-Plant Carbon Study
EPA conducted a follow-up pilot-plant powdered activated carbon (PAC) study in 1987.

The purpose of the study was to reduce COD concentrations by using PAC in
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pharmaceutical manufacturing wastewater biological treatment systems without creating
additional mixed liquor suspended solids in the wastewater.
3.2.3
EPA's 1986 - 1991 Sampling at Selected Pharmaceutical Manufacturers
Between 1986 and 1991, EPA conducted sampling episodes at 13 pharmaceutical
manufacturing facilities to: 1) characterize the pollutants in the wastewater being
discharged at direct and indirect discharging facilities, 2) collect pollutant treatment
system performance data from facilities with well-operated biological treatment systems
(those systems attaining better than BPT annual average effluent levels), and 3) obtain
treatability data from steam stripping and distillation.

Prior to 1986, the Agency had focused on 5 conventional pollutants and 126 priority
pollutants identified in the 1977 Consent Decree. In 1986, the Agency expanded the
analysis of pharmaceutical manufacturing wastewater and wastewater treatment sludges
to determine the presence and levels of all the pollutants on the "Industrial Technology
Division (ITD) List of Analytes" (hereinafter, the "List of Analytes").

The  List of Analytes was derived from the "ITD/RCRA List of Lists" (8) using the
following criteria:

              •      All analytes on the List of Lists were included on the List of
                    Analytes, except:
                          Analytes which only appear on the "Acutely Toxic Chemicals"
                          List in EPA's Chemical Emergency Preparedness Program
                          (VTOX list);
                          Analytes which hydrolyze or are destroyed by water;
                          Analytes which are designated for analysis solely by high
                          performance liquid chromatography (HPLC);
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                          Analytes which must be analyzed by a subset of their
                          chemical structure, or derivatized (except for the phenoxy
                          acid herbicides which are analyzed by Method 615); and

                          Analytes for which no analytical standard is available.

                   For analytes which hydrolyze, the hydrolysis product is  included (if
                   an analysis type and standard are available).

                   Metal salts are included as the metal (e.g., beryllium, iron, sodium)
                   and as the anion (e.g., F-, S-, CN-).
When the List of Analytes was first assembled in 1986, it contained 377 analytes. (9)

The List of Analytes was expanded as the need to identify different analytes in the

wastewater of different industries increased. The most recent List of Analytes was

published again in 1990 and included 458 analytes.(lO)


The List of Analytes was modified in the 1986-1991 sampling programs conducted for the

pharmaceutical manufacturing industry to account for two program-specific needs:
                   After the first two sampling episodes (Nos. 1108 and llll), EPA
                   determined that it was not necessary to continue analyzing
                   pharmaceutical manufacturing wastewater and wastewater treatment
                   plant sludges for pesticides/herbicides (Method 1618) and
                   dioxins/furans (Method 1613) unless the presence of these analytes
                   was known or suspected. Pesticides/herbicides and dioxins/furans
                   were not detected during the first two sampling episodes.

                   Analysis of volatile organic pollutants not on the List of Analytes
                   was conducted on a site-specific basis after an assessment of the
                   pre-sampling site visit information (i.e., information on solvent use
                   by the pharmaceutical manufacturing facility).  Pharmaceutical
                   manufacturing industry wastewaters were characterized for
                   additional analytes such as:  ethanol, ethyl acetate, formaldehyde,
                   isopropanol, isopropyl acetate, methanol, methyl formate, and
                   petroleum naphtha.
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During the sampling program, EPA gathered analytical data to characterize the
wastewater from five direct dischargers and eight indirect dischargers. Treatment system
performance data were gathered from three advanced biological treatment systems and
two biological pretreatment systems.  Treatment unit performance data documenting the
performance of five steam stripping columns were gathered.  The performance of one
resin adsorption column and one cyanide destruction unit was also documented.  Table
3-1 summarizes the types of facilities  sampled and types of information collected.

Prior to each sampling episode, a presampling site visit was conducted to gather
information on manufacturing operations, solvent usage, wastewater treatment systems,
and possible sample point locations.  Following each visit, a site visit report was prepared
which documented the information gathered and provided recommendations regarding
sample point locations.  These site visit reports are included in the Record of this
rulemaking.

A draft sampling plan was prepared -before each sampling episode to document the
procedures to be followed by the sampling crew during that episode.  Prior to  the
sampling event, EPA sent the sampling plan to plant personnel for their review and
comment.  During the sampling episodes, sampling teams collected, preserved, and
shipped the samples to an EPA-contracted laboratory according to established protocols
defined in the sampling plan.  EPA offered to split samples with facility personnel during
all episodes.

Following each sampling episode, a sampling episode report was prepared to document
facility manufacturing operations, sampling procedures followed, and analytical results
obtained (including a QA/QC evaluation of these results),  and also to provide a
discussion of wastewater treatment plant operation and performance. Sampling plans
and reports are also included in the Record of this rulemaking.
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 QA/QC evaluations of analytical data began at EPA's Sample Control Center (SCC)

 when the data were received from the contract laboratories. The raw data from the

 laboratories were reviewed for acceptability based on predefined data quality objectives

 specified in the respective analytical methods. The following objectives were reviewed:
                    Sample completeness;
                    Holding times;
                    Calibration verification;
                    Blanks;
                    Matrix spikes;
                    Matrix spike duplicates;
                    Laboratory control samples; and
                    ICP serial dilution.
After the above-mentioned criteria were reviewed by SCC, a data quality report was

issued for each dataset. Datapoints deemed unacceptable by SCC were deleted from the

dataset. Once the analytical data review was completed, a review was conducted to

determine the following:


             •     The relative percent differences between split sample results;

             •     The ability to reproduce blind field duplicates; and

             •     Any significant deviations or upsets in process operations during the
                   sampling event that may have impacted the results obtained.


Data not meeting QA/QC objectives with respect to blind field duplicates established by

EPA for the analytical methods used were discussed in the respective sampling episode
reports, and the impacted  data were identified and deleted from the final database as
appropriate.
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3.2.4
Pharmaceutical Industry Questionnaires
The Pharmaceutical Manufacturing Industry Questionnaire distributed by EPA under
authority of Section 308 of the Clean Water Act is a major source of data and
information used in the development of effluent limitations guidelines and standards for
the pharmaceutical manufacturing industry.  This questionnaire requested information

on:


             •     Pharmaceutical products and production processes;

             •     Chemical use and disposition;

             •     Wastewater treatment system design and operation parameters;

             •     Waste minimization/pollution prevention techniques;

             •     Wastewater characterization, including long-term self-monitoring
                   data; and

             •     Financial and economic data for use in assessing economic impact
                   and achievability of regulatory options.


EPA used a two-phase questionnaire approach to collect industry information including a
screener questionnaire and a detailed questionnaire. The industry trade association
PMA (now known as PhRMA) participated in the development of these questionnaires
and both questionnaires were submitted to OMB for clearance.  The screener
questionnaire was distributed by EPA in May 1989 to 1,163 known or suspected
pharmaceutical manufacturers. The screener questionnaire  mailing list was developed

after an extensive review of these sources:
                    EPA current list of pharmaceutical manufacturers (respondents of
                    the 308 Portfolio Survey in 1977 and 1979);

                    List of pharmaceutical manufacturers maintained by Noyes Data
                    Corporation (11);
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                    List of pharmaceutical manufacturers presented in the Physician's
                    Desk Reference (12);
                    List of pharmaceutical manufacturers presented in the Merck Index
                    (13);
                    List of facilities classified under SIC  codes 2831, 2833, and 2834 in
                    Dunn and Bradstreet's "Electronic Yellow Pages" (14);
                    List of facilities classified under SIC  codes 2831, 2833, and 2834 in
                    Dunn and Bradstreet's World Marketing Directory (15);
                    List of facilities classified under SIC  codes 2831, 2833, and 2834 in
                    the EPA Permit Compliance System  (PCS);
                    List of facilities classified: 1) as pharmaceutical manufacturers, or
                   •2) under SIC codes 2831, 2833, and 2834 by state and/or regional
                    wastewater permitting authorities; and
                    List of pharmaceutical manufacturers published in the American
                    Medical Association's Drug Evaluations.(16)
The screener questionnaire was designed to identify those facilities that could possibly be
subject to the revised BPT, BAT, BCT, and PSES effluent limitations guidelines and
standards.  Detailed Questionnaires were then sent to pharmaceutical manufacturing
facilities that were identified as:  1) direct dischargers of process wastewater involved in
fermentation, natural extraction, chemical synthesis, or mixing, compounding, or
formulating operations, or  2) indirect dischargers of process wastewater that potentially
use solvents in the manufacturing process.  Indirect dischargers that indicated in the
screener that they use fermentation,  extraction, or chemical synthesis process operations
were assumed to potentially use solvents and were sent detailed questionnaires.  In
addition, the Detailed Questionnaire was sent to indirect dischargers utilizing mixing/
compoundmg/formulating  operations if the facility indicated in the screener that they
used solvents in these operations.  The Detailed Questionnaire was not sent to facilities
reporting zero discharge or research only operations in the screener questionnaire.
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EPA wanted to ensure that the questionnaire was designed to collect representative data
from the industry in the form that the industry maintains the data.  Therefore, specific
pharmaceutical manufacturers, as well as their trade association (PMA), were involved in
the development of the Detailed Questionnaire. The PMA was given copies of the
original draft of the survey, as well as subsequent drafts that included significant
revisions or modifications.

In 1989, nine plants (six PMA members and three non-PMA members) were sent the
Detailed Questionnaire as part of the pretest program.  However, one facility closed
prior to receiving the questionnaire, and a second declined to participate in the pretest
program.  Industry comments from the remaining seven facilities were incorporated into
the survey, and a revised version was prepared.

As required by the Paperwork Reduction  Act, (44 U.S.C. 3501 et seq.), EPA submitted
the Detailed Questionnaire to the Office of Management and Budget (OMB) for review,
and published a notice in the Federal Register that the questionnaire was available for
review and comment.(17) In August 1990, OMB granted clearance of the technical
section (Part A) and company-level financial information (Part B)  of the Detailed
Questionnaire.  OMB denied clearance of questions asking for facility-specific economic
information because industry claimed that this information was not readily available
because of standard accounting practices used by the industry, was highly sensitive, and
was not useful in developing effluent limitations guidelines, and therefore should not be
required.  Because the Agency considered facility-level financial data critical to the
economic analysis, EPA pursued negotiations with OMB and industry to obtain full
clearance for the questionnaire.  These negotiations resulted in an agreement and
clearance of the Part B of the questionnaire  on July 15, 1991. This agreement allowed
the questionnaire respondents to have the option of certifying certain conditions about
the economic impacts that will result from costs incurred to comply with the effluent
limitations guidelines  and standards that EPA ultimately promulgates pursuant to this
rulemaking. This facility impact certification, signed by an official of the owner  company
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with sufficient decision-making authority for this certification to be legally binding, could
be submitted to EPA in lieu of completing the facility-level financial data in the Detailed
Questionnaire.

In September 1991, EPA sent the Detailed Questionnaire to 280 facilities.  This, group
included all direct dischargers involved in fermentation, extraction, chemical synthesis, or
mixing, compounding, or formulating operations, all indirect dischargers involved in
fermentation, extraction, and chemical synthesis operations, and a statistical sampling of
indirect discharging facilities conducting mixing, compounding, or formulating operations
that used solvents in their pharmaceutical manufacturing operations.

Not all indirect dischargers that performed mixing, compounding, or formulating
operations were sent a Detailed Questionnaire because of the many similarities in
production methods, wastewater volume and strength, and treatment operations used
among this group of facilities. The variation in the questionnaire responses from this
group of facilities, was expected to be very small based on the information from the
screener questionnaire supplied by this group of facilities. Consequently, a randomly
selected subset of mixing, compounding, or formulating facilities that used solvents was
surveyed. The random sample was developed using a methodology that ensured that the
Detailed Questionnaire was distributed to facilities within four plant size groups, based
on number of employees.(18)

Of the 280 facilities sent the Detailed Questionnaire, 245 were not closed or exempted
and were deemed eligible to respond. Of the remaining 35 plants, 12 were closed and 23
were exempted from completing the  questionnaire by EPA because they certified that
they no longer manufactured pharmaceutical products and they had  no  plans to
manufacture them in the future.  EPA received responses from 244 of the 245 eligible
facilities  (a 99.6% response rate).
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The Detailed Questionnaire was designed to gather data and information to develop
revised BAT, BPT, and BCT effluent limitations guidelines and pretreatment standards
(PSES, PSNS) intended to control priority and nonconventional volatile organic
pollutants and any other  conventional, priority and nonconventional pollutants of concern
found  in significant quantities (i.e., treatable concentrations).  The Detailed
Questionnaire gathered information on pharmaceutical production, chemical use and
disposition, waste minimization and pollution prevention, wastewater generation,
collection, and conservation, wastewater treatment, steam stripping, wastewater
characteristics and economic financial data.(19)

The Agency required product-specific information to better understand the industry
discharge pattern for individual pollutants.

The section on chemical use and disposition focused on a specific list of chemicals and
compounds identified as associated with the pharmaceutical manufacturing industry.  The
specific list of 139 pollutants was created after review of the data and information
sources then available were reviewed to determine all priority and nonconventional
pollutants that were known or suspected to be used in the manufacture of
Pharmaceuticals.  The list of 139 included pollutants meeting at least one of the
following criteria:

              •     Identified by the 1975 and/or 1985 OAQPS solvent use and
                    disposition data as being discharged in pharmaceutical
                    manufacturing industry wastewaters;
              •     Identified by the pharmaceutical product patent search as potentially
                    being used in pharmaceutical manufacture;
              •     Detected in the wastewaters of the pharmaceutical manufacturing
                    industry;
              •      Identified as a volatile organic pollutant contained on the DSS list
                     of analytes;
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                    Identified as a volatile organic pollutant on the ITD List of
                    Analytes; or
                    Identified as a volatile organic pollutant that was present in
                    pharmaceutical manufacturing industry wastewaters according to the
                    TRI database.
The Agency used the information on chemical use and disposition to provide wastewater
loading estimates for various pollutants and to evaluate individual chemical usage by
pharmaceutical manufacturers. In addition, EPA's Office of Air Quality Planning and
Standards (OAQPS) evaluated the chemical emission information in support of its
development of emission standards for hazardous air pollutants as required by the Clean
Air Act. The Agency's Office of Pollution and Prevention (OPP) also evaluated the
responses to determine the extent to which individual chemicals are recycled and reused.

Pollution prevention information on  the extent to which source reduction and recycling is
practiced in the pharmaceutical industry has been incorporated into EPA's regulatory
development efforts to identify pollution prevention practices which have the potential
for success.

Responses to questions pertaining to wastewater generation and collection have been
used by EPA to characterize .wastewater generation by the industry and to develop
appropriate  plant-by-plant treatment  costs for process wastewater. EPA has used the
information  on wastewater treatment present at pharmaceutical facilities to determine
the basis for revised regulations and  to develop regulatory option costs.  The information
about the design and operating characteristics of in-place technology was also used for
establishing  technology basis of the regulatory options considered and for cost estimating
purposes. In addition,  the existing wastewater treatment information was used to
estimate air  emissions from the treatment of pharmaceutical manufacturing wastewaters.
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The Agency realizes that steam stripping technology is being used by some
pharmaceutical manufacturing facilities primarily to recover volatile organic compounds
from wastewater. Consequently, the Agency solicited data on steam strippers to
categorize as accurately as possible those units in place at pharmaceutical manufacturing
plants to identify their design and operating parameters.  The information provided on
steam stripping has been used by EPA to evaluate what constitutes  BAT level steam
stripping under the Clean Water Act, as well as MACT level steam stripping under the
Clean Air Act.

Conventional wastewater characteristics, including long-term performance averages
supported by individual data points, were used by the Agency to develop revised
limitations and standards for conventional pollutants.  The Agency requested organics
data to confirm the presence of priority and nonconventional pollutants that were
expected in discharges of pharmaceutical manufacturing processes and to provide a
source of treatment performance data for  EPA's regulatory development.

The Agency used economic and financial data collected with the questionnaire to
evaluate the economic impact of proposed regulations on the industry and to determine
whether PSNS/NSPS would create a barrier to entry for facilities wishing to enter into
pharmaceutical manufacturing.
 32.5
Industry-Supplied Data
 FacUities that discharge wastewater directly to surface waters of the United States must
 have a National Pollutant Discharge Elimination System (NPDES) permit, which
 establishes effluent limitations for various pollutants and requires the plants to monitor
 the levels of such pollutants in their effluent (see Section 402 CWA, as amended,
 implemented by 40 CFR 121-125). POTWs also require facilities to monitor pollutant
 levels hi their wastewater prior to discharge. Additionally, some facilities with treatment
 systems monitor intermediate points within the systems to check the efficiency of the
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unit.  EPA requested that copies of the effluent monitoring data collected by plants in
1990 be submitted as part of the response to the Detailed Questionnaire.  Data from
treatment systems using the technologies described in Section 7 were entered into a
database to establish the treatment performance of those technologies.

Some facilities and POTWs provided additional data in response to a specific request by
EPA or as follow-up to the data provided in their questionnaire or data gathered during
a sampling episode.  These additional data submittals are explained in the following
paragraphs.

In addition to the data submitted by Plant 30701 in their Detailed Questionnaire
response, an additional 20 months of self-monitoring data were submitted to EPA from
that direct discharger. The data were submitted by plant personnel because they felt
that the pharmaceutical production reported in their response to the 1988 pre-test
questionnaire was below normal levels. EPA statisticians analyzed the original
questionnaire data and the additional 20 months of data. Since no significant differences
between the datasets were found, the two datasets were combined, and used in the
wastewater characterization of the industry.

In 1991, under authority of Section 308 of the Clean Water Act, EPA requested that
Facility 30542 provide six months' worth of data documenting the performance of their
cyanide destruction unit.  Personnel from Plant 30542 collected and analyzed influent
and effluent samples from their batch cyanide destruction (hydrogen peroxide oxidation)
unit for six months. These data were submitted to EPA in November of 1991, and were
used in the development of effluent limitations guidelines and standards for cyanide
based on cyanide destruction technology.

In March of 1989, EPA conducted concurrent sampling episodes at Facility 30977 and
the POTW to which they discharged. After those sampling episodes, POTW personnel
provided EPA with additional priority and nonconventional pollutant data as well as data
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collected characterizing the wastewater discharged from Facility 30977. These data were
ultimately used for wastewater characterization of the pharmaceutical manufacturing
industry.

When personnel from Facility 30832 indicated that the data collected by EPA during a
sampling episode in July of 1986 were not representative of their typical effluent, EPA
requested from the POTW to which that facility discharged, copies of long-term data
collected over a 12-month period. The data submitted by the POTW were added to
EPA's database, and have been used to help characterize pharmaceutical manufacturing
wastewaters.  Based on comparison to the long-term data, the data collected during the
sampling episode were judged not to be representative of typical operations at Facility
30832, and were not used in the development of effluent limitation guidelines and
standards.
32.6
Air Stripping, Steam Stripping, and Distillation Pilot Studies
Between October and December 1991, bench-scale and pilot-scale tests were conducted
by EPA to study: 1) air stripping technology for ammonia removal from pharmaceutical
manufacturing plant final effluent, and 2) steam stripping technology for volatile organic
pollutant removal from pharmaceutical manufacturing plant process wastewaters.

The air stripping and steam stripping pilot studies were conducted at a pharmaceutical
manufacturing facility with fermentation, chemical synthesis, formulation, and research
operations. The total facility effluent was used as the feed to the pilot-scale air stripping
study. The objective of this study was to examine the feasibility of obtaining at least
90% ammonia removal using air stripping technology. The wastewater characterization
and treatment performance from the pilot-scale study are described in more detail in
Sections 5 and 8, respectively.
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 For the steam stripping study, three wastewater streams from the facility were selected
 for analysis. The objective of this study was to achieve the lowest practical
 concentrations of volatile organic contaminants in the treated effluent, and to collect
 sufficient data to document these concentrations.  On-site pilot-scale testing was
 conducted for two of the three streams.  Bench-scale testing of the third wastewater was
 conducted at a contractor's laboratory because there was insufficient wastewater volume
 available  at the facility to run the steam stripping test on a pilot-scale basis.  The
 wastewater characterization and treatment performance from the steam stripping study
 are described in more detail in Sections 5 and 8, respectively.

 In September 1993, EPA conducted an on-site treatment performance study using a
 pharmaceutical manufacturing facility's existing distillation  column that treated
 wastewaters containing methanol. The objective of the  study was to define operating
 parameters which resulted in optimum removal of methanol and compounds with similar
 volatility from wastewater and to collect sufficient data to document this removal.  Waste
 characterization and treatment performance of the distillation study are discussed in
 Sections 5 and 8, respectively.
3.2.7
Patent Reviews
To better characterize volatile organic pollutant usage in the pharmaceutical
manufacturing industry, EPA reviewed all patents identified for the approximately 1,300
pharmaceutical active ingredients identified as being manufactured. In 1987 the patents
were reviewed for solvents on the ITD List of Compounds.  The patents were reviewed
again in 1991 to identify all solvents potentially used by the industry (not just those on
the ITD List of Compounds).  These patent reviews provided information  regarding
which volatile organic pollutants were most likely used in the manufacture of
pharmaceutical products, and identified  the plants at which the volatile organic
pollutants were being used.  EPA used patent search information to support the
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development of the List of Pollutants analyzed for sampling efforts and for questionnaire
development.
3.2.8
POTW Survey
In 1993 EPA surveyed nine POTWs to investigate the effect that indirect discharging
pharmaceutical manufacturing facilities had on the POTWs that received the wastewater.
This survey contained questions about local limits or special conditions which apply to
pharmaceutical manufacturing facilities and volatile or semivolatile organics which
caused problems for POTWs. The POTWs were also asked to explain problems
connected with discharges from pharmaceutical manufacturing operations which they felt
needed to be addressed in national regulations, and to supply other information
regarding pharmaceutical manufacturing facility discharges within the sewer district that
bear on the need for pretreatment standards.

Substantive responses were received from six of the surveyed POTWs. The responding
POTWs provided EPA with a list of the pollutants frequently found in their wastewater,
details of problems that result when wastewaters containing slug loads of pollutants are
 discharged, comments on the structure of PSES, and monitoring requirements which
would be helpful to POTWs. The detailed responses to the POTW survey are included
 in the Record for this rulemaking.
 3.2.9
 Toxic Release Inventory (TRI) Data
 Faculties which manufacture or use in their process at least 25,000 pounds of a listed
 toxic chemical must submit the Toxic Chemical Release Inventory (TRI) Reporting Form
 as required by Section 313 of the Emergency Planning and Community Right-to-Know
 Act. This form, known as Form R, provides the public with information on the releases
 of listed toxic chemicals in their communities and provides EPA with information to
 determine  the need for future regulations.(20)  The quantities of both routine and
                                        3-20

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accidental releases of listed toxic chemicals must be reported, as well as the maximum
amount of the listed toxic chemical on site during the calendar year and the amount
contained in wastes transferred off site. The Agency reviewed the information provided
by the TRIs for the years 1987 through 1990 to assist in characterizing the chemical use
and wastewater discharges from the industry, and to investigate  current trends in
chemical use and disposition in the pharmaceutical manufacturing industry.
3.3
Overview of the Industry
This section provides an overview of the pharmaceutical manufacturing industry by
presenting general information on the geographical locations of facilities, Standard
Industrial Classification (SIC)  code distribution, value of shipments and number of
employees in the industry, and age of facilities.
3.3.1
Geographical Location of Manufacturing Facilities
According to the 1989 Pharmaceutical Screener Questionnaire and the 1990 Detailed
Questionnaire, there are 304 pharmaceutical facilities with solvent use which discharge
wastewater in 34 states and the Commonwealth of Puerto Rico.  This number includes
the 244 facilities which completed the Detailed Questionnaire and the 60 indirect
dischargers with mixing, compounding, or formulating operations which did not receive
the Detailed Questionnaire.  The majority of pharmaceutical manufacturing facilities are
located in the eastern half of the United States, with the highest concentration of
facilities in New Jersey,  New York, Pennsylvania, and Puerto Rico. A map of the United
States with the number of pharmaceutical  manufacturing facilities  in each state (or
commonwealth) is presented in Figure 3-1. Table 3-2 presents the number of
pharmaceutical manufacturing facilities by state and EPA region, along with the
percentage of total facilities in each state and EPA region, and the total  number of
employees in each EPA region.
                                       3-21

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 3.3.2
 SIC Code Distribution
 Standard Industrial Classification (SIC) codes, established by the U.S. Department of
 Commerce, are classifications of commercial and industrial establishments by the type of
 activity in which they engage. The primary purpose of SIC codes is to classify the
 manufacturing industries for the collection of economic data. An operating
 establishment is assigned an industry code on the basis of its primary activity, which is
 determined by its principal product or group of products.  The principal product of a
 manufacturing establishment is determined by the value of production. Pharmaceutical
 manufacturing facilities generally cover SIC codes 2833, 2834, and/or 2836 (formerly
 2831).  Other products included under the definition of pharmaceutical manufacturing
 facilities are discussed in Section 3.4.
3.3.3
Value of Shipments and Number of Employees in the Industry
The Department of Commerce provided information on the value of shipments and the
number of total employees in the pharmaceutical manufacturing industry by SIC
code.(21) In 1991, the value of product shipments  for SIC codes 2833, 2834, and
2836 were $6.25 billion, $37.4 billion, and $2.84 billion, respectively. In 1991, the total
number of employees in the pharmaceutical industry for SIC codes 2833, 2834, and 2836
were 12,500, 129,100, and 12,100, respectively.
3.3.4
Age of Facilities
Table 3-3 presents a distribution of pharmaceutical manufacturing facilities by decade
when operations began at the facility and when pharmaceutical manufacturing operations
began at the facility. The majority of facilities which currently manufacture
Pharmaceuticals began such operations after 1960.  The oldest reported pharmaceutical
manufacturing operation began in 1879, while the most recent operation reported began
in 1991.
                                       3-23

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3.4
Pharmaceutical Manufacturing Processes
The pharmaceutical manufacturing industry encompasses the manufacture, extraction,

processing, purification, and packaging of chemical materials to be used as medication
for humans and animals.  For this rulemaking, EPA has defined the pharmaceutical
manufacturing industry to include the manufacture of any of the following products:


             •     Biological products except diagnostic substances covered by the  1987
                   SIC  Code 2836 (these products were formerly covered under the
                   1977 SIC Code 2831).

             •     Medicinal chemicals and botanical products covered by SIC Code
                   2833.

             •     Pharmaceutical products covered by SIC Code 2834.

             •     All fermentation, biological and natural extraction, chemical
                   synthesis, and formulation products  considered as pharmaceutically
                   active ingredients by the Food and Drug Administration that are not
                   covered by SIC Codes 2833, 2834, or 2836.

             •     Products with multiple end uses which are produced by a
                   pharmaceutical manufacturing operation and used as a final
                   pharmaceutical product, component of a pharmaceutical
                   formulation, or as a pharmaceutical intermediate.  Products which
                   have non-pharmaceutical uses may also apply provided that the
                   product was primarily intended for use as a pharmaceutical.

              •     Products not covered by SIC Codes 2833, 2834, and 2836 if they are
                   produced by a pharmaceutical manufacturer by processes which
                    generate wastewaters which closely correspond to those of
                    pharmaceutical products.

              •      Cosmetic preparations covered by SIC Code 2844 which function as
                    a skin treatment.  (This group of preparations does not include
                    products such as lipsticks or perfumes which serve to enhance
                    appearance or to provide a pleasing odor, but do not provide skin
                    care.  In general, this excludes deodorants, manicure preparations,
                    shaving preparations, and non-medicated shampoos which do not
                    primarily function as a skin treatment.)
                                        3-24

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 Products or activities specifically excluded from the pharmaceutical manufacturing
 category are:


             •      Surgical and medical instruments and apparatus covered by SIC
                    Code 3841.

             •      Orthopedic, prosthetic, and surgical appliances and supplies covered
                    by SIC Code 3842.

             •      Dental equipment and supplies covered by SIC Code 3843.

             •      Medical laboratories covered by SIC Code 8071.

             •      Dental laboratories covered by SIC Code  8072.

             •      In vitro diagnostic substances covered by SIC Code 2835.

             •      Diagnostic devices not covered by SIC Code 3841.

             •      Animal feeds which include pharmaceutically active ingredients such
                    as vitamins  and antibiotics. (The major portion of the product is
                    nonpharmaceutical and the wastewater which results from the
                    manufacture of feed is not characteristic of pharmaceutical
                    manufacturing.)

             •      Foods and beverages which are fortified with vitamins or other
                    pharmaceutically active ingredients. (The  major portion of the
                    product is nonpharmaceutical and the wastewater which results from
                    the manufacture of these products is not characteristic of
                    pharmaceutical manufacturing.)


Pharmaceutical research conducted  at bench-scale, which does  not fall within SIC  Codes

2833, 2834, and 2836, does not appear to be a significant part of the industry from the

point of view of effluent. In addition, this activity does not involve production and

wastewater generation on a regular basis.  However, in cases where the pharmaceutical

research  activity does involve the production of active ingredients at pilot-scale by

processes generating wastewater  which are similar to those in other subcategories,  the
                                       3-25

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proposed effluent limitations guidelines contained in this development document are
proposed to be used by permit writers and other interested parties.
3.4.1
Types of Pharmaceutical Processes and Products
There are four general types of manufacturing processes used by pharmaceutical
manufacturing facilities.  The four process types are: fermentation, biological and
natural extraction, chemical synthesis, and mixing, compounding, or formulating.
Figure 3-2 presents a bar graph of the number of facilities which use each type of
manufacturing process.  Table 3-4 presents examples of typical products from each type
of manufacturing process.
 3.4.2
General Process Descriptions
 General process descriptions for each type of process operation are described in the
 following subsections. The specific processing steps on individual process lines may
 differ from these general descriptions as process operations will be tailored to the
 specific product being produced.
 3A2.1
 Fermentation
 Most antibiotics and steroids are produced by the fermentation process, which involves
 three basic steps: inoculum and seed preparation, fermentation, and product recovery.
 Production of a fermentation pharmaceutical begins in the seed preparation step with
 spores from the plant master stock. The spores are activated with water, nutrients, and
 warmth; they are then propagated through the use of agar plates, test tubes, and flasks
 until enough mass is produced for transfer to the seed tank. In some fermentations, a
 single seed tank may provide inoculum for several fermentations.  In this type of
 operation, the seed tank is never emptied completely, so the remaining seed serves as
                                         3-26

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the inoculum for the next batch. The seed tank is emptied, sterilized, and reinoculated
only when contamination occurs.

Fermentation is conventionally a large-scale batch process.  The fermentation step begins
with a water wash and steam sterilization of the fermenter vessel. Sterilized nutrient raw
materials in water are then charged to the fermenter.  Microorganisms grown from seed
to aid in the fermentation process are transferred to the fermenter from the seed tank
and fermentation begins.  During fermentation, air is sparged into the batch and
temperature is  carefully controlled.  After a period that may last from. 12 hours  to one
week, the fermenter batch whole broth is ready for filtration. Filtration removes mycelia
(i.e., remains of the microorganisms), leaving the filtered aqueous broth containing
product and residual nutrients that are ready to enter the product recovery  phase.

There are three common methods of product recovery:  solvent extraction,  direct
precipitation, and ion exchange or adsorption. Solvent extraction is a recovery process in
which an organic solvent is used to remove the pharmaceutical product from the aqueous
broth and form a more concentrated solution. With subsequent extractions, the product
is separated from any contaminants. Further removal of the product from the solvent
can be done by either precipitation, solvent evaporation, or further extraction processes.
Normally, solvents used for product recovery are recovered and reused. However, small
portions left in the aqueous phase during the solvent "cut" can appear in the plant's
wastewater stream. Based on information from the Detailed Questionnaire, the solvents
 most often used in fermentation operations are acetone, methanol, isopropanol, ethanol,
 amyl alcohol, and MffiK. Table 3-5 lists  solvents used in fermentation operations.

 Direct precipitation using heavy metal precipitating agents is another common  method of
 product recovery.  The method involves first precipitating the product as a metal salt
 from the aqueous broth, then filtering the broth, and finally extracting the  product from
 the solid residues. Copper and zinc are priority pollutant metals known to be used in
 the precipitation process.(2)
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Ion exchange or adsorption involves removal of the product from the broth, using solid
materials such as ion exchange resin, adsorptive resin, or activated carbon.  The product
is recovered from the solid phase using a solvent, then recovered from the solvent by
evaporation.

Occasionally, a fermentation batch becomes infested with a phage, a virus that attacks
microorganisms necessary to the fermentation process.  Phage infection is rare in a
well-operated plant, but when it occurs, the plant may discharge very large amounts of
wastewater in a short period of time because of the decontamination process. Typically,
the infested batch is discharged early, and its nutrient pollutant concentration is higher
than that of spent broth.

Steam is the major  sterilizing medium for most equipment. However, detergents and
disinfectants, to the extent that they are used, can contribute to waste loads.  An example
of a commonly used chemical disinfectant is phenol, a priority pollutant.  Air pollution
control equipment sometimes installed to clean fermentation waste off-gas is another
wastewater source.  The air and gas vented from the fermenters usually contain
odoriferous substances (e.g., oxides of nitrogen and sulfur) and large quantities of carbon
dioxide.  Treatment is often necessary to deodorize the gas before release to the
atmosphere.  Some  plants use incineration methods; others use liquid scrubbers. The
blowdown from scrubbers may contain absorbed chemicals, soluble organic compounds,
and insoluble organic oils and waxes.

Spent fermentation  broth contributes pollutants to wastewater from the food materials
contained in  the broth, such as sugars, starches, protein, nitrogen, phosphate, and other
nutrients. Fermentation wastes are very amenable to biological treatment. The spent
broth can be satisfactorily handled by biological treatment systems in a concentrated
form.  Equalizing the broth prior to treatment helps avoid system upsets that may occur
if the biota receive too high feed concentrations at one time.
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Data from the Detailed Questionnaire generally show that process wastewater from
fermentation plants is characterized by high BOD5, COD, and TSS concentrations;
relatively large flows; and a pH range of approximately 4.0 to 8.0.
3.4.2.2
Biological and Natural Extraction
Many materials used as pharmaceutical are derived from such natural sources as the
roots and leaves of plants, animal glands, and parasitic fungi.  These products have
numerous and diverse pharmaceutical applications, ranging from tranquilizers and
allergy-relief medications to insulin and morphine.  Also included in this group is blood
fractionation, which involves the production of plasma and its derivatives.

Despite their diversity, all extractive pharmaceutical have a common characteristic: they
are too complex to synthesize commercially. They are either very large molecules,
and/or their synthesis results in the production of several stereoisomers, only one of
which has pharmacological value. Extraction is an expensive manufacturing process
which requires coUecting and processing large volumes of specialized plant or animal
matter to produce small quantities of products. Facilities utilize extraction when there
are no other reasonable alternatives for producing a desired active ingredient.

The  extraction process consists of a series of operating steps beginning with the
processing of a large quantity of natural or biological material containing the desired
 active ingredient. After, almost every step, the volume of material being handled is
 reduced significantly.  In some processes, reductions may be in orders of magnitude, and
 complex final purification operations may be conducted on quantities of materials only a
 few thousandths of the volume handled in earlier steps. Neither continuous processing
 methods nor conventional batch methods are suitable for extraction processing.
 Therefore, a unique assembly-line, small-scale batch processing method is used.  Material
 is transported in portable containers through the plant in 75- to 100-gallon batches. A
 continuous line of containers is sent past a series of operating stations.  At each station,
                                         3-30

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 operators perform specific tasks on each batch in turn. As the volume of material being
 handled decreases, individual batches are continually combined to maintain reasonable
 operating volumes, and the line moves more slowly.  When the volume is reduced to a
 very small quantity,  the containers also become smaller, with laboratory-size equipment
 used in many cases. An extraction plant may produce one product for a few weeks; then,
 by changing the logistical movement of containers and redefining tasks to be conducted
 at each station, the plant can convert to the manufacture of a different product.

 Residual wastes from an extraction plant essentially will be equal to the weight of raw
 material, since the active ingredients extracted are generally present in the raw materials
 at very low levels. Solid wastes are the greatest source of the pollutant load; however,
 solvents  used in the  processing steps can cause both air and water pollution.  Detergents
 and disinfectants used in equipment cleaning operations are normally found in the
 wastewater.

 Priority pollutants, including methylene chloride, toluene, chloroform, 1,2-dichloroethane,
 and phenol, were identified as being used in-the manufacturing of extractive
 Pharmaceuticals in the Detailed Questionnaire.  The cations of lead and zinc are known
 to be used as precipitating agents. Phenol was identified as a disinfecting chemical.  The
 other priority pollutants found were used as processing solvents. The Detailed
 Questionnaire identified nonconventional pollutants most often used in the extractive
 manufacturing process as ethanol, methanol, n-amyl acetate, isopropanol, and acetone.
These  nonconventional pollutants may be  used as processing solvents.  Table 3-6 lists
solvents used in biological or natural extraction operations.

Solvents  are used in two ways in extraction operations.  Some  solvents are used to
remove fats and oils that would contaminate the products.  These "defatting" extractions
use an organic liquid that dissolves the fat but not the product material. Solvents are
also used to extract the product itself.  For example, when plant alkaloids are treated
                                        3-31

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with a base, they become soluble in such selected organic solvents as benzene,
chloroform, and 1,2-dichloroethane.

Ammonia is used in many extraction operations because it is necessary to control the pH
of water solutions from both animal and plant sources to separate valuable components
from waste materials.  Ammonium salts are used as buffering chemicals, and aqueous or
anhydrous  ammonia is used as an alkalinizing reagent.  The high degree of water
solubility of ammonium salts prevents unwanted precipitation of salt, and they do not
react chemically with animal or plant tissue.  Such basic materials as hydroxides and
carbonates of alkali metals do not have these advantages.

The principal sources of wastewater from biological/natural extraction operations are:
(1) spent raw materials (e.g., waste plasma fractions, spent media broth, plant residues);
(2) floor and equipment wash water; (3) chemical wastes (e.g., spent solvents); and (4)
cleanup of spills.

Wastewater from extraction plants is .generally characterized by low BOD5, COD, and
TSS concentrations; small flows; and pH values  of approximately 6.0 to 8.0.
 3.42.3
Chemical Synthesis
 Most of the active ingredients marketed and sold as drugs are manufactured by chemical
 synthesis.  Chemical synthesis is the process of manufacturing pharmaceuticals using
 organic and inorganic chemical reactions.  Since most of these compounds are produced
 in batch operations, the conventional batch reaction vessel is the major piece of
 equipment used on the process line.

 The reaction vessel is one of the most standardized equipment designs in the industry.
 Generally, it  is made of either stainless steel or glass-lined carbon-steel, and it contains a
 carbon-steel outer shell suitable for either cooling water or steam.  Inside the vessel is a
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 motor-driven agitator and a baffle.  Vessels of this type are made in many different sizes,
 with capacities ranging from 0.02 to 11.0 m3 or more.

 The basic vessels may be fitted with different attachments depending on the process
 needs of the product to be manufactured.  Baffles usually contain sensors to measure the
 temperature of the reactor contents.  Dip tubes may be used to introduce reagents into
 the vessels below the liquid surface. The vessel's agitators may be powered by two-speed
 motors or by variable-speed motor drives.  The reactor may be mounted on load cells to
 accurately weigh the reactor contents.  The batch reactors are typically installed with
 only the top heads extending above the plant operating floor to provide the operator
 with easy access for loading and cleaning.  Also, one of the top nozzles may be fitted
 with a floodlight and another with a glass cover to enable an operator to observe the
 reactor contents.

 The reactors can be modified for additional uses.  By using heating or refrigeration
 devices, the chemicals may be boiled or chilled in them, according to process needs. By
 adding reflux condensation equipment, the vessel may perform complete reflux
 operations (i.e., recycling of condensed vapors).  The vessels can also become
 evaporators if vacuum is applied. The reactors may also be used to perform solvent
 extraction operations and, by operating the agitator at a slow speed, the vessels can serve
 as crystallizers.

 Synthetic pharmaceutical manufacture consists of using  one or more of these reactor
vessels to perform, in a step-by-step fashion, the various operations necessary to make
the product.  Following a definite recipe, the operator (or, increasingly, a programmed
computer) adds reagents; increases  or decreases the flow rate of cooling water, chilled
water,  or steam; and starts and stops pumps which transfer the reactor contents to
another vessel. At appropriate steps in the process,  solutions are pumped either through
filters or centrifuges, or into solvent recovery headers or waste sewers.
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The reactor vessels with an assembly of auxiliary equipment are usually arranged into
independent process units, which are suitable for the complete or partial manufacture of
many different pharmaceutical compounds. Only with the highest volume products is the
process unit "dedicated" to manufacturing only one product. Large pharmaceutical plants
may have many such units, while smaller plants may have only one or two.

Each pharmaceutical product is usually manufactured in a "campaign," in which one or
more process units are used for a few weeks or months to manufacture enough
compound to satisfy the projected sales demand.  Campaigns are usually tightly
scheduled, with detailed coordination extending from procurement of raw materials to
packaging and labeling of the product. For a variable period of time,  a process unit
actively manufactures a specific compound.  At the end of the campaign for one product,
another is scheduled to follow. After equipment cleaning, the same equipment'is then
used to make a completely different product, using different raw materials, executing a
different recipe, and creating different wastes.

A variety of priority pollutants are used as reaction and purification solvents during
 chemical synthesis. According to the Detailed Questionnaire, priority pollutants used by
 facilities during the chemical synthesis process include benzene, chlorobenzene,
 chloroform, chloromethane, o-dichlorobenzene,  1,2-dichloroethane, methylene chloride,
 phenol, toluene, and cyanide.

 The Detailed Questionnaire identified the top five nonconventional pollutants associated
 with chemical synthesis as methanol, acetone, isopropanol, ethyl acetate, and ethanol.
 Six-member ring compounds, such as xylene, pyridine, and toluene,  are also widely used
 organic solvents because they are stable compounds that do not easily take part in
 chemical reactions. These compounds are used either in the manufacture of synthesized
 Pharmaceuticals or are produced as the result of unwanted side reactions.  Table 3-7 lists
 solvents used in chemical synthesis operations.
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 Solvents are used in chemical synthesis processes to dissolve gaseous, solid, or viscous
 reactants in order to bring all the reactants into close molecular proximity. Solvents also
 serve to transmit heat to or from the reacting molecules.  By physically separating
 molecules from each other, solvents slow down some reactions that would otherwise take
 place too rapidly, resulting in unwanted side reactions and excessive temperature
 increases.

 Some solvents are also used to control the reaction temperature.  It is common practice
 in a batch-type synthesis to select a solvent which is compatible with the reaction and
 which has  a boiling  point the  same as the desired reaction temperature. Heat is then
 applied to the reaction mass at a rate sufficient to keep the mixture boiling continuously.
 Vapors that rise from the reaction vessel are condensed, and the liquefied solvent is
 allowed to drain back into the reaction vessel.  This refluxing prevents both overheating
 and overcooling of the reactor contents, and can automatically compensate for variations
 in the rate of release or absorption of chemical energy.

 Many plants operate solvent recovery units that purify contaminated solvents for reuse.
 These units usually contain distillation columns, and may also include  solvent/solvent
 extraction operations in which a second solvent is used to separate impurities.  These
 operations may result in aqueous wastes that contain residues fully or  partially saturated
 with residual solvent.

 Wastewater is generally produced with each chemical modification that requires filling
 and emptying the batch reactors. This wastewater can contain unreacted raw materials,
 as well as some solvents, along with a large number of compounds that differ due to the
varied chemical reactions performed (e.g., nitration, amination, halogenation, sulfonation,
alkylation).  Chemical synthesis effluent generally has a high BOD5 and COD waste load.

The pollutants in chemical synthesis wastewater vary with respect to toxicity and
biodegradability.  The production steps may generate acids, bases, cyanides, metals, and
                                        3-35

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other pollutants, while the waste process solutions and vessel wash water may contain
residual organic solvents.  Occasionally, chemical synthesis wastewater is incompatible
with biological treatment systems because it is too concentrated or too toxic for the
biomass in the treatment system. Thus, it may be necessary to equalize and/or
chemically pretreat some chemical synthesis wastewater prior to biological treatment.

Primary sources of wastewater from chemical synthesis operations are:  (1) process
wastes such as spent solvents, filtrates, and  concentrates; (2) floor and equipment wash
water; (3) pump seal water; (4) wet scrubber wastewater; and (5) spills.  Wastewater
from chemical synthesis plants can be characterized as having high BOD5, COD, and
TSS concentrations; large flows; and extremely variable pH values, ranging from 1.0 to
11.0.
 3.4.2.4
Mixing, Compounding, or Formulating
 Pharmaceutically active ingredients are generally produced by batch processes in bulk
 form and must be converted to dosage form for consumer use.  Common dosage forms
 for the consumer market are tablets, capsules, liquids, and ointments. In addition, active
 ingredients can also be incorporated into patches and time release capsules.

 Tablets are formed in a tablet press machine by blending the active ingredient, filler, and
 binder. The ffller (e.g., starch, sugar)  is required to dilute the active medicinal
 ingredient to the proper concentration, and a binder (e.g., com syrup or starch) is
 necessary to bind the tablet particles together.  A lubricant (e.g., magnesium stearate)
 may be added for proper tablet machine operation. The dust generated during the
 mixing and tableting operation is coUected and usually recycled directly to the same
 batch, while broken tablets generally are collected and recycled to the granulation
 operation in a subsequent lot. Some  tablets are coated by tumbling with a coating
 material and then dried. After the tablets have been coated and dried, they are  sent to
 the packaging unit where they are bottled. Tablet-coating operations can be a significant
                                         3-36

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 source of air emissions of solvents if solvent-based coatings are used, and can contribute
 solvents to the plant wastewater if certain types of air pollution control equipment (wet
 scrubbers or activated carbon) are used to capture solvent vapors from tablet-coating
 operations.  Wastewater from the wet scrubber is  likely to be sewered as is the
 condensate from the steam used to regenerate the activated carbon.

 The first step in capsule production is to form a hard gelatine shell. The  shells are
 produced by machines that dip rows of rounded metal dowels into a molten gelatine
 solution, and then strip the capsules from the dowels after the capsules have  cooled and
 solidified. Imperfect capsules are remelted and reused, if possible, or sold for glue
 manufacture.  Most pharmaceutical companies purchase empty capsules from a few
 specialty producers. The active ingredient and filler are mixed before being poured by
 machine into the empty gelatine capsules.  The filled capsules are bottled and packaged.
 As in tablet production, some dust is generated, which is recycled to the production line.

 Liquid preparations are formulated for injection or oral use. In both cases, the liquid
 active ingredient is first weighed and then dissolved in water.  Injectable solutions are
 bulk-sterilized by heat or filtration and then poured into sterilized bottles.  Oral liquid
 preparations  can be bottled directly without the sterilization steps.  Wastewater is
 generated by general cleanup operations, spills, and breakage.

 Ointments are produced by blending an active ingredient(s) with an ointment base such
 as polyethylene glycol.  The blended product is then  poured into tubes by  machine and
 packaged. Wastewater generated from these operations are all from equipment cleaning
 operations.

The primary objective of mixing, compounding, or formulating operations is to convert
the manufactured products into a final, usable form.  The necessary production steps
typically have small wastewater flows because very few of the unit operations  generate
                                        3-37

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wastewater.  The primary use of water is in the actual formulating process, where it is
used for cooling and for equipment and floor washing.

Wastewater sources from mixing, compounding, or formulating operations are:  (1) floor
and equipment wash water, (2) wet scrubbers, and (3) spills.  The use of water to clean
out mixing tanks can periodically flush dilute wastewaters of unusual composition into
the plant sewer system.  The washouts from mixing tanks may be used to prepare the
master batches of the pharmaceutical compounds and may contain inorganic salts, sugars,
and syrup. Other sources of contaminated wastewater are dust and fumes from
scrubbers, either in building ventilation systems or on specific equipment.  In general,
this wastewater is readily treatable by biological treatment systems.

An analysis of the pollutant information in the pharmaceutical manufacturing database
shows that wastewater from mixing, compounding, or formulating plants normally has
low BOD5, COD, and TSS concentrations; relatively small flows; and pH values of 6.0 to
8.0.
3.4.3
Pharmaceutical Manufacturing Process Variability
The wastewater effluent flow and composition from a typical pharmaceutical
manufacturing facility can be highly variable. Factors contributing to such variability are:
                   Campaigning;
                   Batch processing; and
                   Wastewater commingling.
 Because many pharmaceutical products are manufactured in campaigns, most wastewater
 is generated during product changeover. The process equipment must be cleaned out to
 avoid product contamination.  The composition of the wastewater will vary according to
 the products that were manufactured on that process line.
                                       3-38

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Pharmaceuticals are manufactured by batch and continuous manufacturing operations.
Batch-type production is by far the most common manufacturing technique, as presented
in the production operation breakdown in Table 3-8.  Many pharmaceutical facilities
conduct multiple batch operations, some in series and some concurrently.  Often several
of the required batch processes are performed at the same time in separate reactors,
each with its own schedule. Each batch may have unique waste stream characteristics.
In fermentation operations, it can take a few days to several weeks to complete the
ferment, during which little or no wastewater is generated. However, during product
recovery operations, high-volume, high-strength wastewaters are generated.

It is also common practice in  the pharmaceutical manufacturing industry to commingle
organic-contaminated wastewaters. In many cases commingling is necessary to collect
sufficient wastewater volume to properly operate an economically sized treatment unit
such as a steam stripper.  Commingled wastes may be added to the treatment unit feed
tank on a variable schedule, thus altering the feed composition on a real-time basis.  In
other cases, segregating for purposes  of recovery and treatment may be appropriate  and
cost effective.

A variety of solvents are used in the pharmaceutical manufacturing industry and end up
in the industry's wastewater. Many solvents are process-specific and cannot be
interchanged in other pharmaceutical processes.  In addition, solvents must be approved
by the FDA for each process. FDA regulations require that before a change can be
made to  an approved process, industry must meet the requirements of product purity and
product efficacy as specified in the FDA approval.  Consequently, simplification of
wastestream composition by chemical substitution to a common solvent may not be
possible or desirable.  Nonetheless, EPA has worked with the Food and Drug
Administration (FDA) to incorporate pollution prevention into the proposed guidelines
and standards.  See Section 7.2.1.2 for a more detailed discussion of EPA and FDA
efforts towards pollution prevention in the pharmaceutical industry.
                                       3-39

-------
3.5
Trends in the Industry
The "Preliminary Data Summary for the Pharmaceutical Point Source Category" (22)
gives a snapshot of the pharmaceutical manufacturing industry in the late 1970s and the
early 1980s. By comparing these pre-1986 sources to the data available in the 1989
Pharmaceutical Screener Questionnaire and the 1990 Detailed Questionnaire, trends in
the manufacturing process types used by pharmaceutical manufacturing facilities, the
treatment technologies used at pharmaceutical manufacturing facilities, and the
chemicals used in their manufacturing processes were observed.  These trends are
described in the following subsections.
3.5.1
Manufacturing Process Types
Since 1986, the number of pharmaceutical manufacturing facilities engaging in
fermentation has increased, while those engaging in biological or natural extraction has
decreased.  These trends are shown in the following table.
Type of Facility
Fermentation
Biological or Natural Extraction
Chemical Synthesis
Mixing, Compounding, or
Formulating
Percentage of Facilities Using
Process Prior to 1986
7.8
17.0
29.3
80.0
Percentage of Facilities Using
Process in 1989/1990
14.5
14.5
30.3
80.0
 The total of the percentages is not 100 because any one facility may manufacture multiple process types.
                                         3-40

-------
 3.5.2
Treatment Technologies in Use
 Table 3-9 presents the trends in wastewater treatment technologies used by
 pharmaceutical manufacturing facilities.  Since 1986, the use of neutralization,
 equalization, activated sludge, primary clarification, multimedia filtration, steam
 stripping, secondary clarification, granular activated carbon, and oxidation have all
 increased, while the use of aerated lagoons, chlorination, waste stabilization ponds, and
 trickling filters have decreased slightly.  Upward or downward trends cannot be assessed
 for settleable solids removal, primary sedimentation, polishing ponds, evaporation,
 dissolved air floatation, pH adjustment, or phase separation since data were not available
 for both pre-1986 and post-1986 time frames.
3.5.3
Chemical Substitution
The pharmaceutical manufacturing industry has decreased its use of many chemicals
because of their toxiciry and contribution to air and water pollution. Use of chlorinated
compounds has decreased the most.  Based on a review of TRI data for 1987-1990 from
pharmaceutical manufacturing facilities, the average annual discharge of chloroform,
methylene  chloride, carbon tetrachloride, benzene, methyl isobutyl ketone, pyridine, and
xylene has  decreased between the years 1987 and 1990, whereas the average annual
discharge of isopropanol, methyl cellosolve, and phenol has increased.  Table 3-10
presents the amounts each compound has decreased or increased and the percent
change.
                                        3-41

-------
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                                                             3-42

-------
        Table 3-2
 Pharmaceutical Industry
Geographic Distribution (a)
Location
Number of
Plants
Percentage of
Total Plants
Total Number
of Employees in
Region
Eastern United States
EPA Region I:
Connecticut
Maine
Massachusetts
New Hampshire
Rhode Island
Vermont
EPA Region I Totals
7
0
9
0
1
0
17
2.3
0.0
3.0
0.0
0.3
0.0
5.6

7,025
EPA Region II
New Jersey
New York
Puerto Rico
Virgin Islands
EPA Region II Totals
46
28
34
0
108
15.1
9.2
11.2
0.0
35.5

60,322
EPA Region III
Delaware
Maryland
Pennsylvania
Virginia
West Virginia
District of Columbia
EPA Region HI Totals
2
3
17
4
1
0
27
0.7
1.0
5.6
1.3
0.3
0.0
8.9

14,558
          3-43

-------
 Table 3-2




(Continued)
Location
Number of
Plants
Percentage of
Total Plants
EPA Region IV
Alabama
Georgia
Florida
Mississippi
North Carolina
South Carolina
Tennessee
Kentucky
EPA Region IV Totals
0
5
2
2
11
4
7
0
31
0.0
1.6
0.7
0.7
3.6
1.3
2.3
0.0
10.2
EPA Region V
Illinois
Indiana
Ohio
Michigan
Wisconsin
Minnesota
EPA Region V Totals
Eastern U.S. Total
(EPA Regions I-V)
• 14
12
11
9
2
4
52
235
4.6
4.0
3.6
3.0
0.7
1.3
17.1
773
======
Total Number
of Employees in
Region


12,927


37,235
132,067
========
     3-44

-------
 Table 3-2




(Continued)
Location
Number of
Plants
Percentage of
Total Plants
Total Number
of Employees in
Region
Western United States
EPA Region VI
Arkansas
Louisiana
Oklahoma
Texas
New Mexico
EPA Region VI Totals
0
3
0
5
0
8
0.0
1.0
0.0
1.6
0.0
2.6

2,121
EPA Region VII
Iowa
Kansas
Missouri
Nebraska
EPA Region VII Totals
4
5
17
3
29
1.3
1.6
5.6
1.0
9.5

6,764
EPA Region VIII
Colorado
Utah
Wyoming
Montana
North Dakota
South Dakota
EPA Region VIII Totals
4
1
1
0
0
0
6
1.3
0.3
0.3
0.0
0.0
0.0
2.0

1,252
   3-45

-------
                                        Table 3-2

                                      (Continued)
Location
Number of
Plants
Percentage of
Total Plants
EPA Region IX
Arizona
California
Nevada
Hawaii
EPA Region IX Totals
1
22
0
0
23
0.3
7.2
0.0
0.0
7.6
EPA Region X
Alaska
Idaho
Oregon
Washington
EPA Region X Totals
Western U.S. Total
(EPA Regions VI-X)
U.S. Totals
0
0
0
3
3
69
304
0.0
0.0
0.0
1.0
1.0
22.7
100
Total Number
of Employees in
Region


9,520


534
20,191
152,258
(a)  Employment obtained from the 1989 Screener Questionnaire.  Facility locations obtained from the
    Detailed Questionnaire and the 1989 Screener Questionnaire.
                                             3-46

-------
                                    Table 3-3

           Distribution of Pharmaceutical Manufacturing Facilities
                     by Date of Initiation of Operations (a)
Decade
Prior to 1930s
1930s
1940s,
1950s
1960s
1970s
1980s
1990s
No Response
Total
Number of Facilities Reporting
Facility
Operations Began
19
6
14
17
26
47
50
4
61
244
Pharmaceutical Manufacturing
Operations Began
10
5
14
18
27
46
57
5
62
244
(a)Data obtained from 244 facilities responding to the Detailed Questionnaire.
                                      3-47

-------
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                                  3-48

-------
               Table 3-5
Solvents Used in Fermentation Operations
Acetone
Acetonitrile
Ammonia (aqueous)
n-Amyl acetate
Amyl alcohol
n-Butyl acetate
n-Butyl alcohol
Chloroform
N,N-Dimethylformamide
Ethanol
Ethyl acetate
Formaldehyde
n-Heptane
n-Hexane
Isopropanol
Isopropyl acetate
Methanol
Methyl cellosolve
Methylene chloride
Methyl isobutyl ketone (MIBK)
Petroleum naphtha
Phenol
Toluene
Triethylamine
                 3-49

-------
                                       Table 3-6




       Solvents Used in Biological or Natural Extraction Operations
Acetone
                                              Ethylene glycol
Acetonitrile
Formaldehyde
Ammonia (aqueous)
n-Heptane
n-Amyl acetate
                                              n-Hexane
Amyl alcohol
Isopropanol
n-Butyl alcohol
Isopropyl acetate
Chloroform
Isopropyl ether
1,2-Dichloroethane
                                              Methanol
Diethylmine
Methylene chloride
Diethyl ether
                                              Petroleum naphtha
N,N-Dimethylformamide
                                              Phenol
Dimethyl sulfoxide
n-Propanol
 1,4-Dioxane
Pyridine
 Ethanol
Tetrahydrofuran
 Ethyl acetate
                                               Toluene
                                            3-50

-------
                  Table 3-7
Solvents Used in Chemical Synthesis Operations
Acetone
Acetonitrile
Ammonia (aqueous)
n-Amyl acetate
Amyl alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
o-Dichlorobenzene (1,2-Dichlorobenzene)
1,2-Dichloroethane
Diethylamine
Diethyl Ether
N,N-Dimethyl acetamide
Dimethylamine
N,N-Di*n.ethylaniline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methylene chloride
Methyl formate
Methyl isobutyl ketone (MIBK)
2-Methylpyridine
Petroleum naphtha
Phenol
Polyethylene glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethlyamine
Xylenes

                    3-51

-------
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                                       Table 3-9

                      Trends in Treatment Technologies  Used
                  at Pharmaceutical Manufacturing Facilities (a)
Treatment Technology
Neutralization
Equalization
Activated sludge
Settleable solids removal
Primary sedimentation
Aerated lagoon
Primary clarification
Chlorination
Polishing ponds
Waste stabilization pond
Trickling filter
Multimedia filtration
Steam stripping
Evaporation
Secondary clarification
Granular activated carbon
Oxidation
Dissolved air flotation
pH adjustment
Phase separation
Percentage of Facilities Using
This Type of Treatment
Technology Prior to 1986
26.0
20.1
16.9
13.3
12.0
7.5
3.9
3.6
3.2
2.9
2.9
2.3
1.9
1.9
1.6
1.3
1.0
1.0
NA
NA
Percentage of Facilities Using
This Type of Treatment
Technology in 1989/1990
44.3
28.6
20.5
NA
NA
4.9
9.8
2.5
NA
2.5
2.0
6.1
5.7
NA
20.9
3.3
2.0
NA
50.0
12.3
The total of the percentages is not 100 because any one facility may have multiple treatment technologies
and some facilities do not have treatment in place.

NA - Not available.

(a)  Data obtained from reference 22 and the responses to the Detailed Questionnaire.
                                         3-53

-------
                Table 3-10

  Trends in Average Annual Discharges of
Compounds Between the Years 1987 and 1990
==s=^==^==
Compound
Chloroform
Methylene chloride
Carbon tetrachloride
Benzene
Methyl isobutyl ketone
Pyridine
Xylene
Isopropanol
Methyl cellosolve
Phenol
=====1: — — ^— — .^ — —
Amount Increased or Decreased
(Ibs)
-1.2 x 106
-10 x 106
-79,000
-63,000
-3 x 106
-229,000
-1 x 10s
+68,000
+640,000
+49,000
Percent Change
-68
-32
-65
-88
-58
-49
-51
+83
+ 102
+ 166
===========i
                    3-54

-------
                                  REFERENCES
1.
2.
3.
4.
5.
6.


7.

8.



9.



10.



11.


12.
U.S. EPA, Office of Water Regulations and Standards.  Report to
Congress on the Discharge of Hazardous Waste to Publicly Owned
Treatment Works. U.S. Environmental Protection Agency, Washington,
D.C., February 1986.

PEDCo Environmental. The Presence of Priority Pollutant Materials in
the Fermentation Manufacture  of Pharmaceuticals. Submitted to the U.S.
Environmental Protection Agency.

PEDCo Environmental. The Presence of Priority Pollutants in the
Extractive Manufacture of Pharmaceuticals.  Submitted to the U.S.
Environmental Protection Agency, October 1978.

PEDCo Environmental. The Presence of Priority Pollutants in the
Synthetic Manufacture of Pharmaceuticals.  Submitted to the U.S.
Environmental Protection Agency, March 1979.

U.S. EPA, Office of Air Quality Planning and Standards.  Control of
Volatile Organic Emissions from Manufacture of Synthesized
Pharmaceutical Products. 450/2-78-029, U.S. Environmental Protection
Agency, Research Triangle Park, North Carolina, December 1978.

Letter from Thomas X. White,  Pharmaceutical Manufacturers Association,
to David Beck, U.S. EPA/OAQPS, August  18,  1986.

U.S. EPA. Industry Fate Study. 600/2-79-175, August 1979.

U.S. EPA, Office of Water.  Lists Of Lists:  A Catalog Of Analytes And
Methods. 21W-4005, U.S. Environmental Protection Agency, Washington,
D.C., August 1991.

U.S. EPA, Office of Water Regulations and Standards. The 1986
Industrial Technology Division List Of Analytes.  U.S. Environmental
Protection Agency, Washington, D.C., February 25, 1986.

U.S. EPA, Office of Water Regulations and Standards. The 1990
Industrial Technology Division List Of Analytes.  U.S. Environmental
Protection Agency, Washington, D.C., May 2, 1990.

Derenzo, D J.  Pharmaceutical Manufacturers of the United States.  Noyes
Data Corporation, 1987.

Barnhart, Edward, pub.  Physicians Desk  Reference,  Forty-third Edition.
Medical Economics Co., Inc., Ovadell, NJ, 1989.
                                      3-55

-------
13.

14.

15.

16.
17.
18.

19.
20.

21.

22.
Windholz, M., ed. The Merck Index, Tenth Edition. Merck and Co., Inc.,
Railway, NJ, 1983.
Dialog Information Services, Inc.  Electronic Yellow Pages Manufacturers
Directory.  1985.
Dun and Bradstreet International.  The World Marketing Directory. New
York, NY,  1989.
American Medical Association. Drug Evaluation, Sixth Edition.  1986.
55 FR 21236, May 23, 1990.
Memorandum:  Indirect D/D/E Questionnaire Sampling, from G. Zipf to
Dr. H. Kahn, June  10, 1994.
U.S. EPA,  Office of Water Regulations and Standards. Supporting
Statement for OMB Review: Detailed Questionnaire for the
Pharmaceutical Manufacturing Industry. U.S. Environmental Protection
Agency, Washington, D.C., May 1990.
U.S. EPA,  Office of Toxic Substances.  Toxic Chemical Release Inventory
Reporting Package for 1990. U.S. Environmental Protection Agency,
Washington, D.C., January 1991.
U.S. Department of Commerce. Annual Survey of Manufactures. Bureau
of the Census Industry Division, Washington, D.C., 1993.
U.S. EPA, Office of Water Regulations and  Standards.  Preliminary Data
Summary for the Pharmaceutical Manufacturing Point Source Category.
EPA 440/1-89/084, U.S. Environmental Protection Agency, Washington,
D.C., September 1989.
                                       3-56

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                                    SECTION 4
                        INDUSTRY SUBCATEGORIZATION
4.1
Introduction
The purpose of subcategorization is to group together facilities of similar characteristics

so that effluent limitations guidelines and standards representative of each group can be

developed.  This provides each subcategory with a uniform set of effluent limitations

guidelines which take into account technological achievability and economic impacts
unique to that subcategory.


For this proposed rulemaking, EPA considered the following factors in the

subcategorization of the pharmaceutical manufacturing industry:
                   Manufacturing processes;
                   Wastewater characteristics and treatability;
                   Product types;
                   Raw materials;
                   Plant size;
                   Plant age;
                   Plant location;
                   Nonwater quality environmental impacts; and
                   Treatment costs and energy requirements.
After evaluating the above factors, the Agency determined that subcategorization of the
pharmaceutical manufacturing industry is necessary. The results of these evaluations are

presented in the following sections:
                   Section 4.2 discusses the regulatory background of subcategorization
                   in the pharmaceutical manufacturing industry;
                                        4-1

-------
                   Section 4.3 presents the proposed subcategorization basis; and
                   Section 4.4 presents conclusions.
             Background
The original subcategorization scheme for the pharmaceutical manufacturing industry
was published in the November 17, 1976 Federal Resister.CO This subcategorization
scheme was based on the operations listed below:
                   Subcategory A - Fermentation Operations
                   Subcategory B - Biological and Natural Extraction Operations
                   Subcategory C - Chemical Synthesis Operations
                   Subcategory D - Mixing, Compounding, or Formulating Operations
                   Subcategory E - Pharmaceutical Research Operations
Subsequently, EPA published proposed effluent limitations guidelines and standards for
the pharmaceutical manufacturing industry in November 1982. As discussed in the
preamble to the 1982 regulation, EPA proposed to combine Subcategories A through D
above into a single subcategory.(2) Along with comments on the November 1982
proposal, EPA received additional influent and effluent conventional and
nonconventional pollutant data.  EPA statistically analyzed both new and existing
influent and effluent conventional and nonconventional pollutant data for all direct
dischargers to determine  if the proposed change to create a single Subcategory was
appropriate.  A detailed discussion of the data sources and the statistical comparisons
used is presented in Section IV of the 1983 Final Development Document (3), and is
summarized below.

The statistical comparisons of conventional pollutants and the nonconventional pollutant
COD indicated that the subcategorization scheme should separate fermentation and
chemical synthesis operations (Subcategory A and C) from extraction and mixing,
compounding, or formulating operations (Subcategory B and  D). The analyses showed
                                        4-2

-------
that the influent and effluent conventional pollutant and COD concentrations, as well as
discharge flows, of facilities with Subcategory A and C operations are similar and that
these same characteristics are similar between facilities with Subcategory B and D
operations.  These characteristics are different, however, between the Subcategory A and
C facility group and the Subcategory B and D facility group. These differences indicated
that different effluent discharge levels of conventional pollutants and COD would be
expected when facilities in both groups used the same control technology.  However,
because the existing separate subcategories accommodated these differences and because
permitting authorities and the regulated industry were familiar with that scheme, EPA
decided to maintain the existing subcategorization scheme at that time.

Pharmaceutical research (Subcategory E) does not fall within SIC Codes 2831, 2833, or
2834 (designated to be studied by EPA in the Settlement Agreement) and does not have
wastewater characteristics warranting the development of a national regulation.   EPA is
proposing to limit  this exclusion to bench-scale research operations. Therefore, EPA
excluded Subcategory E bench-scale research from development of further regulations
beyond the 1983 BPT limitations. For the same reasons, Subcategory E bench-scale
research is not addressed by these proposed regulations.

EPA has reviewed the additional characterization data collected since the 1983 final
rulemaking to determine if the previous subcategorization  scheme is still appropriate.
The results of that review are described in Section 4.3.
4.3
Proposed Subcategorization Basis
For this rulemaking, EPA is proposing the following four subcategories:

             1)     Subcategory A -  Fermentation Operations;
             2)     Subcategory B - Biological and Natural Extraction Operations;
                                        4-3

-------
             3)    Subcategory C - Chemical Synthesis Operations; and

             4)    Subcategory D - Mixing, Compounding, or Formulating Operations.


Where the Subcategory operation definitions are as follows:


             •     Fermentation. A chemical change induced by a living organism or
                   enzyme, specifically, bacteria, or the microorganisms occurring in
                   unicellular plants such as yeast, molds, or fungi. Process operations
                   that utilize fermentation to manufacture pharmaceutically active
                   ingredients define Subcategory A.

             •     Biological and Natural Extraction. The chemical and physical
                   extraction of pharmaceutically active ingredients from natural
                   sources such as plant roots and leaves, animal glands, and parasitic
                   fungi. The process operations involving biological and natural
                   extraction define Subcategory B.

             •     Chemical Synthesis. The process(es) of using a chemical reaction or
                   a series of chemical reactions to manufacture pharmaceutically
                   active ingredients.  The chemical synthesis process operations define
                   Subcategory C.

             •     Mixing. Compounding, or Formulating.  Processes through which
                   pharmaceutically active ingredients are put in dosage forms.
                   Processes involving mixing, compounding, or formulating define
                   Subcategory D.


 This subcategorization scheme is consistent with the conclusions drawn during the

 subcategorization analysis for the  1983 final rulemaking and with characterization data

 collected since 1983 and industry profile information gathered with the Detailed

 Questionnaire.


 The following paragraphs discuss EPA's consideration of the nine factors listed in the

 beginning of this section in determining appropriate subcategories for the pharmaceutical
 manufacturing industry.  The primary bases for subcategorization of facilities in this

 industry were found to be manufacturing processes and wastewater characteristics.
                                         4-4

-------
4.3.1
Manufacturing Processes
There are four basic manufacturing operations used in the pharmaceutical manufacturing
industry:  1) fermentation, 2) biological or natural extraction, 3) chemical synthesis, and
4) mixing, compounding, and formulating. The following paragraphs present a brief
overview of each of the manufacturing operations and the sources and characteristics of
wastewater from each.  A detailed discussion of these manufacturing operations is
provided in Section 3.4.

Fermentation is the usual method for producing antibiotics and steroids. The process
involves three basic steps: inoculum and seed preparation, fermentation, and product
recovery., Most of the wastewater is generated from the fermentation and product
recovery steps.  Fermentation is typically a large-scale batch  process. Product recovery is
accomplished by solvent extraction,  direct precipitation, ion exchange, and/or adsorption.
Based on responses to the Detailed Questionnaire, the solvents most often used in
fermentation operations are acetone, methanol, isopropanol, ethanol, and amyl alcohol.
Priority pollutants used in fermentation operations include methylene chloride, toluene,
and phenol. Copper and zinc are priority pollutant metals known to be utilized where
precipitation is used for product recovery. Due to the food materials contained in spent
fermentation broth, fermentation wastewaters are very amenable to  biological treatment.
Data from responses to  the Detailed Questionnaire show that wastewater from
fermentation plants is generally characterized by high BOD5, COD,  and TSS
concentrations, large flows, and a pH range of approximately 4.0 to  8.0.

In biological and/or natural extraction manufacturing operations, pharmaceutical
products are extracted from  such' natural sources as plant material, animal glands, and
parasitic fungi through a series of volume reduction and chemical extraction steps.
These operations are usually conducted on a much smaller scale than fermentation or
chemical synthesis operations. The principal sources of wastewater from biological and
natural extraction operations are spent raw materials  (plant or animal tissue residue),
                                        4-5

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floor and equipment washes, and spent solvents.  Solvents used in purification and
extraction steps include the priority pollutants methylene chloride, toluene, chloroform,
and 1,2 dichloroethane as well as the nonconventional pollutants ethanol, methanol, n-
amyl acetate, isopropanol, and acetone.  The priority pollutant phenol is used as a
disinfecting chemical in this process.  Ammonium salts are used for pH control  during
the extraction process. Data from  responses to the Detailed Questionnaire show that
wastewater from extraction operations is generally characterized by relatively low BOD5,
COD,  and TSS concentrations, low flows, and pH values ranging from approximately 6.0
to 8.0.

Chemical synthesis is the process by which most drug compounds are manufactured.
Chemical synthesis is generally a batch process using a conventional batch reaction vessel
and involves techniques such as alkylations, carboxylation, esterifications, halogenations,
and sulfonations.  During chemical synthesis, wastewater is generally produced with each
chemical modification that requires filling and emptying of the batch reactors.  Primary
sources of wastewater from chemical synthesis operations are  process wastes (spent
solvents, filtrates, and concentrates), floor and equipment washes, pump seal water, wet
scrubber wastewater, and spills.  A wide variety of priority pollutant and nonconventional
chemicals are used as reaction and purification solvents during chemical synthesis.
Priority pollutants used during chemical synthesis include several chlorinated alkanes and
chlorinated aromatic compounds.  The major nonconventional pollutants reported in the
Detailed Questionnaire were methanol, acetone, isopropanol, ethyl acetate,  ethanol, and
the six-member ring compounds xylene, pyridine, and  toluene. Wastewater  from
chemical synthesis operations is generally characterized by relatively high BOD5, COD,
and TSS concentrations, large flows, and a wide pH range.

 Mixing, compounding, and formulating plants receive  bulk pharmaceutical active
 ingredients as raw materials and subsequently manufacture final dosage forms for
 consumer use (tablets, liquids, capsules, ointments, etc.). Mixing, compounding, and
 formulating operations typically involve few production steps  which generate wastewater.
                                         4-6

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The primary wastewater sources from these operations are floor and equipment wash
water, wet scrubbers, and spills.  Wastewater from mixing, compounding, and formulating
operations normally has low BOD5, COD, and TSS concentrations, relatively small flows,
and pH values ranging from 6.0 to 8.0.

Each type of manufacturing operation in the pharmaceutical manufacturing industry is
distinct.  Fermentation and chemical synthesis manufacturing operations are typically
large-scale batch processes characterized by large flows and relatively high BOD5, COD,
and TSS concentrations. Biological extraction and mixing, compounding, and
formulating operations are characterized by low wastewater flows and relatively low
BOD5, COD, and TSS concentrations.

Because of these distinct manufacturing operations and the related wastewater
characteristics, the Agency considered manufacturing processes as a basis for
subcategorization of this industry.
4.3.2
Wastewater Characteristics and Treatability
As discussed in Section 4.3.1, each type of manufacturing process in the pharmaceutical
manufacturing industry is distinct, and wastewaters are generated by differing unit
operations and exhibit somewhat different characteristics. This section summarizes
discharge flow and wastewater characterization data submitted by the pharmaceutical
manufacturing industry in the Detailed Questionnaire.

Tables 4-1 through 4-4 present flow, raw wastewater, and treated effluent
characterization data from responses to the Detailed Questionnaire. The tables are
arranged by subcategory (A, B, C, and D) and distinguish direct versus indirect
dischargers.  Because  many facilities have operations from more than one subcategory,
some data are presented for subcategory groups in the tables. Facilities with any
manufacturing operations from Subcategories A or C, even those with manufacturing
                                        4-7

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operations from Subcategory B and/or D, were included with the A, C, and A + C only
facilities because most of the flow and pollutant load at these facilities comes from
Subcategory A or C manufacturing operations. Additional discussion of wastewater
characterization data is presented in Section 5.0.

Table 4-1 presents discharge flow rate and BOD5, COD, and TSS concentration averages
and ranges in untreated wastewater.  The table shows similar BOD5, COD, and TSS
average concentrations between facilities with Subcategory A and C operations and   .
between facilities with Subcategory B  and D operations. The table also shows that
facilities with manufacturing operations from Subcategories A and/or C exhibit higher
relative flows and BODS, COD, and TSS concentrations than those facilities with
manufacturing operations from Subcategories B and/or D.

Tables 4-2 and 4-3 present low, high,  and average priority and nonconventional organic
pollutant concentration summary data for untreated wastewater.  Organic pollutant data
presented are the sums of individual pollutants reported as being present in the Detailed
Questionnaire. These data do not indicate significant differences in pollutant
concentrations for organics between Subcategory A and/or C wastewaters and
Subcategory B and/or D wastewaters.

Table 4-4 presents low, high, and average pollutant concentration data for BODS, COD,
and TSS in treated effluent from direct dischargers.  These data do not represent the
performance of any specific treatment technology, but are indicative of current overall
treatment performance within the industry.  These data indicate that BOD5, COD, and
TSS are generally treated to lower levels at the Subcategory B and/or D facilities.
Section 8 discusses in detail performance of specific  wastewater treatment technologies
in the pharmaceutical manufacturing industry. The data presented in Section 8 for
advanced biological treatment systems, an important treatment technology commonly
used in the pharmaceutical manufacturing industry, also indicate that Subcategory
                                         4-8

-------
 B and/or D facilities treat BOD5, COD, and TSS to lower levels than can be achieved at
 the facilities with Subcategory A and/or C manufacturing operations.

 The treatment performance data presented in Section 8 do not demonstrate any
 differentiation in treatment performance for priority and nonconventional organic
 pollutants among facilities with operations in different subcategories.

 In summary, the distinctly different manufacturing operations identified in Section 4.2.
 result in distinctly different influent flow and pollutant concentrations between facilities
 with manufacturing operations from Subcategories A and/or C and facilities with
 manufacturing operations from Subcategories B and/or D. Facilities with manufacturing
 operations from Subcategories B and/or D are able to achieve lower treated effluent
 concentrations of BOD5, COD, and TSS than facilities with operations from
 Subcategories A and/or C, using the same treatment technology.
4.3.3
Product Types
Manufacturing processes under the SIC code system in the pharmaceutical manufacturing
industry are divided into the following:
                   SIC 2833    Medicinal Chemicals and Botanical Products;
                   SIC 2834    Pharmaceutical Preparations; and
                   SIC 2836    Biological Products.
Medicinal chemicals and botanical products include three major product areas:
fermentation products, chemical synthesis products, and natural extraction products.
Fermentation products are primarily antibiotics and steroids.  Chemical synthesis
products include intermediates used to produce other chemical compounds as well as
hundreds of bulk chemical products.  Natural extraction products include such items as
gland derivatives, animal bile salts and derivatives, and herb and tissue derivatives.
Pharmaceutical preparations (formulation products) are formulated from bulk active
                                        4-9

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ingredients prior to being marketed to the public. Biological products include materials
extracted from biological materials such as vaccines, serums and various plasma
derivatives.(4)

Because product types are a function of the manufacturing process used, the Agency
concludes that the nature of the product manufactured is incorporated into the basis for
subcategorization.
4.3.4
Raw Materials
The pharmaceutical manufacturing industry draws upon worldwide sources for the
myriad of raw materials it needs to produce medicinal chemicals.  Fermentation
operations require many new raw materials falling into general chemical classifications
such as carbohydrates, carbonates, steep liquors, nitrogen and phosphorus compounds,
anti-foam agents and various acids and bases.  These chemicals are used as carbon and
nutrient sources (1), as foam control additives, and for pH adjustment in fermentation
processes.  Various solvents, acids, and bases are also required for extraction and
purification processes. Hundreds of raw materials are required for the many batch
chemical synthesis processes used by the industry. These include organic and inorganic
compounds and are used in gas, liquid, and solid forms.(4)

Plant and animal tissues are also used by the pharmaceutical manufacturing industry to
produce various biological and natural extraction products. The raw materials used in
formulation operations are the products from other manufacturing operations. These
include bulk chemicals from fermentation and chemical synthesis  operations and such
 items  as biles, blood fractions, salts, and various derivatives from biological and natural
 extraction operations.(4)

 Because such a vast number and wide variety of raw materials are used within the
 industry, it is not practical to  base subcategories directly on the raw materials used. In
                                         4-10

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 addition, the nature of raw materials used by the pharmaceutical manufacturing industry
 are related to the manufacturing process, and therefore, are indirectly accounted for in
 the proposed basis for subcategorization.
 4.3.5
 Plant Size
 The Agency has determined that plant size in terms of production has no significant or
 consistent impact on the effectiveness of treatment technologies or wastewater
 characteristics and is therefore not considering plant size as a basis for subcategorization.
4.3.6
Plant Age
The age of a pharmaceutical manufacturing plant is an indefinite parameter primarily
due to continual upgrading and modernization most facilities have undertaken in order
to remain competitive.  The cornerstone age (the age of the original facility) was
evaluated relative to raw waste load and treated effluent load without apparent
relationship.  The Agency is therefore not considering plant age as a basis for
subcategorization.
4.3.7
Plant Location
The locations of pharmaceutical manufacturing facilities are typically based on a number
of factors, including:
                   Sources of raw materials;
                   Proximity to markets for products;
                   Availability of an adequate water supply;
                   Cheap energy sources;
                   Proximity to proper modes of transportation;
                   Reasonably priced labor markets; and
                   Tax considerations.
                                        4-11

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The majority of pharmaceutical manufacturing plants are located in New Jersey, New
York, Pennsylvania, and Puerto Rico.  Based on a review of available data, plant
location does not affect the characteristics or treatability of process wastewater streams.
The Agency is therefore not considering geographic location as a basis for
subcategorization.
4.3.8
Nonwater Quality Environmental Impacts
Nonwater quality environmental impacts characteristics for the pharmaceutical
manufacturing industry include:

              •      Sludge production;
              •      Waste solvent generation;
              •      Air pollution derived from wastewater generation and treatment;
                    and
              •      Steam and electrical energy consumption due to wastewater
                    treatment.

 These factors all relate to the characteristics of the wastewater treated.  Because
 wastewater characteristics are specifically accounted for in the proposed
 subcategorization approach, the Agency considers all environmental impacts to be
 adequately addressed by the proposed subcategorization approach.
 4.3.9
 Treatment Costs and Energy Requirements
 The same treatment unit operation, such as steam stripping to remove volatile organic
 pollutants, could be utilized to treat wastewater from a variety of sources. However, the
 cost of treatment and the energy required will vary depending on flow rates and
 wastewater characteristics.  Because wastewater characteristics are specifically accounted
                                         4-12

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for in the proposed subcategorization approach, treatment costs are adequately
addressed. Therefore, while treatment costs, as discussed in Section 10, were considered
by the Agency in selecting the technology bases for this proposed regulation, the Agency
concludes that subcategorization based on treatment costs is not appropriate.
4.4
Conclusions
Based on EPA's review of industry data, as described earlier in this section, the Agency
concludes that it is appropriate to maintain the four existing subcategories based on the
different manufacturing.operations used by the pharmaceutical manufacturing industry.
The four subcategories for the pharmaceutical manufacturing industry are:
                   Subcategory A - Fermentation Operations;
                   Subcategory B - Biological and Natural Extraction Operations;
                   Subcategory C - Chemical Synthesis Operations; and
                   Subcategory D - Mixing, Compounding, or Formulating Operations.
Due to the similarities identified above between the characteristics and treatability of
wastewater from fermentation and chemical synthesis operations,  the Agency is
proposing to establish equivalent effluent limitations guidelines for Subcategories A
and C. The Agency is also proposing to establish equivalent effluent limitations
guidelines for Subcategories B and D due to the similarity in characteristics and
treatability of wastewater from biological extraction and mixing, compounding, and
formulating operations.
At facilities that conduct fermentation and/or chemical synthesis operations, as well as
biological extraction and/or mixing, compounding, or formulating operations, the vast
majority of the wastewater discharge flow and pollutant load originates from the
fermentation and chemical synthesis operations.  Most facilities with fermentation and/or
chemical synthesis operations conduct such operations at integrated facilities where other
pharmaceutical manufacturing operations are also conducted, with discharges to a
                                        4-13

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common wastewater treatment system. The Agency's treatment performance data reflect
the integrated nature of such facilities.

For the purpose of analyzing and presenting data in subsequent sections of this
development document, pharmaceutical manufacturing facilities are considered either
Subcategory A and C facilities, or Subcategory B and D facilities.  Due to the
predominance of wastewater discharge flow and pollutant load from Subcategory A and
C operations when these operations are conducted along with other pharmaceutical
manufacturing operations at the same facility, and because of the integrated nature of
such facilities, facilities with any Subcategory A or C operations are considered
Subcategory A and C facilities.  Subcategory B and D facilities are those facilities that
have Subcategory B and/or D operations only.
                                         4-14

-------





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                                        Table 4-2

                           Summary of Priority Pollutant
                     Concentrations  in Untreated Wastewater
Type of
Discharge
Direct
Indirect
Direct
Indirect
Current
Subcategory
A only
C only
A and C only
Other(a)
A only
Conly
A and C only
Other(a)
B only
D only
B and D only
B only
D only
B and D only
Cyanide or
Priority
C
P
C
P
C
P
C
P
C
P
C
P
C
P
C
P
P
P
P
P
P
P
# of Facilities
Contributing.
Data
0
0
1
4
1
4
1
6
0
0
1
17
0
1
2
32
0
3
0
1
23
2
Untreated Wastewater Cone. (mg/L)
Low

0.4
20
0.3

0.2
.
229
0

0.2

-
0.00
14.65
High

404
657
11,900

4,850

850
79,900

30

-
31,400
350
Ave.

4,850
196
1,730
306
38
2,860

5
589
619
539
3,630

10

691
1,450
182
(a)"Other subcategory" denotes facilities which manufacture products in the following subcategories or
subcategory combinations: ABD, ACD, AD, CD, ABCD, AB, BC, ABC, and BCD.
P - Priority organic pollutants.
C - Cyanide.
B/D facilities did not report any cyanide in their loads or waste streams.
                                          4-17

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                                   Table 4-3
                   Summary of Nonconventional Pollutant
                  Concentrations in Untreated Wastewater
l^peof
Discharge
Direct


Indirect
Direct
Indirect
1983
Subcategory
A only
Conly
A and C only
A and/or C
+ Other(a)
A only
Conly
A and C only
A and/or C
•+ Other (a)
B only
D only
B and D only
B only
D only
B and D only
Ammonia or
Other
Nonconventionals
N
A
N
A
N
A
N
A
N
A
N
A
N
A
N
A
N
A
N
A
N
A
N
A
N
A
N
A
#of
Facilities
Contributing
Data
0
0
5
1
4
1
8
5
2
1
21
12
2
0
52
27
0
0
7
1
1
0
7
1
54
4
9
0
Untreated Wastewater
Concentrations (mg/L)
Low

16
282
114
0.05
54
0
. 10
6,860
0
0

0
-
0
0
0.5
45
High

15,600
7,450
39,500
842
107
54,100
948
20,800
385,400
217,700

14,200
-
2,010
492,400
348
49,700
Ave.

3,270
228
3,030
21
9,930
332
81
0.05
7,530
354
13,900
12,900
8,890

3,130
0.7
6
694
16
12,900
99
9,200
(a)Facilities with combinations
and BD are included as other.
of manufacturing operations from other than Subcategories A, B, C, D, AC,
                                       4-18

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                                     Table 4-4

                Summary of Conventional Pollutants and COD
                         Treated Effluent Concentrations
Type of
Discharge
Direct











Direct








1983
Subcategory
A only


C only


A and C only


A and/or C
+ Other(a)

B only


D only


B and D only



Pollutant
BOD5
COD
TSS
BOD5
COD
TSS
BOD5
COD
TSS
BOD5
COD
TSS
BOD5
COD
TSS
BOD5
COD
TSS
BOD5
COD
TSS
Effluent Concentrations (mg/L)

Low
66
1,400
97
0
0
0
8
216
9
8
123
12
_
-
-
0
0
2
NA
NA
NA

High
189
1,700
264
15 •
923
53
211
834
232
68
679
143
_
-
-
145
1,140
34
NA
NA
NA

Ave.
128
1,550
180
8
268
33
90
530
122
35
277
71

-
-
17
123
11
4
27
16
(a)Facilifies with combinations of manufacturing operations from other than Subcategories A, B, C, D, AC,
and BD are included as other.

NA = Not available.
                                        4-19

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                                 REFERENCES
1.


2.
3.
4.
U.S. EPA. Pharmaceutical Manufacturing Point Source Category; Interim
Final Rulemaking, 41 Federal Register 50676 (November 17, 1976).

U.S. EPA. Pharmaceutical Manufacturing Point Source Category Effluent
Limitations Guidelines, Pretreatment Standards, and New Source
Performance Standards; Proposed Regulation, 47 Federal Register 53584
(November 26, 1982).

U.S. EPA, Office of Water.  Development Document for Effluent
Limitations Guidelines and Standards for the Pharmaceutical
Manufacturing Point Source Category.  EPA 440/1-83/084, U.S.
Environmental Protection Agency, Washington, D.C., September 1983.

U.S. EPA, Office of Water.  Development Document for Interim Final
Effluent Limitations and Proposed New Source Performance Standards for
the Pharmaceutical Manufacturing Point Source Category.  EPA 440/1-
75/060, U.S. Environmental Protection Agency, Washington, D.C-,
December 1976.
                                      4-20

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                                    SECTION 5
              WATER USE AND WASTEWATER CHARACTERIZATION
5.1
Introduction
The 1990 Detailed Questionnaire and the 1989 Pharmaceutical Screener Questionnaire
distributed by EPA identified 304 facilities which used solvents and discharged
wastewater from pharmaceutical manufacturing processes.  The following information,
based on questionnaire and screener responses, is presented in this section:

             •      Section 5.2 discusses water use and sources of wastewater;
             •      Section 5.3 discusses wastewater volume by type of discharge;
             •      Section 5.4 presents water conservation measures;
             •      Section 5.5 discusses sources of wastewater characterization data;
                   and
             •      Section 5.6 discusses wastewater characterization.
5.2
Water Use and Sources of Wastewater
As described in Section 3.4.1, there are four types of pharmaceutical manufacturing
operations:  fermentation; biological and natural extraction; chemical synthesis; and
mixing, compounding, or formulating.  Water use and sources of wastewater for each
process are described in more detail below.
5.2.1
Pharmaceutical Process Wastewater Sources
Process wastewater is defined by 40 CFR 122.2 as "any water which, during
manufacturing or processing, comes into direct contact with or results from the
                                        5-1

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production or use of any raw material, intermediate product, finished product, by-

product, or waste product."


Water is used and wastewater is generated in pharmaceutical manufacturing processes as

follows:

             •     Water of reaction:  water formed during the chemical reaction.

             •     Process solvent: water used to transport or support the chemicals
                   involved in the reaction process;  this water is usually removed from
                   the process through a separation stage, such as centrifugation,
                   decantation, drying, or stripping.

             •     Process stream washes:  water added to the carrier, spent acid, or
                   spent base which has been separated from the reaction mixture, in
                   order to purify the  stream by washing away the impurities.

             •     Product washes:  water added to the reaction medium to purify an
                   intermediate or final product by washing away the impurities (this
                   water is subsequently removed through a separation stage); or water
                   used to wash the crude product after it has been removed from the
                   reaction medium.

             •     Spent Acid/Caustic: spent acid and caustic streams, which may be
                   primarily water, discharged from the process during the separation
                   steps which follow the reaction step in which acid and basic reagents
                   are used to facilitate, catalyze, or participate.

             •     Condensed steam:  steam used as a sterilizing medium and in steam
                   strippers for solvent recovery and wastewater treatment.

Other sources of process wastewater associated with pharmaceutical manufacturing

operations include:


             •     Air pollution control scrubber blowdown:  water or acidic or basic
                   compounds used in air emission control scrubbers to control fumes
                   from reaction vessels, storage tanks, incinerators, and other process
                   equipment.
                                         5-2

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             *      Equipment and floor washes:  water used to clean process
                    equipment during unit shutdowns and floors during general
                    housekeeping or for spill cleanup.
             •      Pump seal water:  direct contact water used to cool packing and
                    lubricate pumps.

Table 5-1 presents the amount of process wastewater generated daily in the
pharmaceutical manufacturing industry that contains the organic pollutants of concern in
the pharmaceutical manufacturing industry (see Table 6-1). Table 5-2 presents the
amount of process wastewater generated daily which does not contain organic pollutants
of concern.  Pharmaceutical manufacturing wastewater associated directly with the
manufacturing process as well as pump seal water and water from equipment washes is
considered process wastewater in Tables 5-1 and 5-2. Table 5-3 presents the amount of
wastewater generated daily from the air pollution control devices.
5.2.2
Other Facility Wastewater Sources.
In addition to process wastewater, other types of wastewater may be generated during
pharmaceutical manufacturing.  This wastewater may include noncontact cooling water
(used in heat exchangers), noncontact ancillary water (boiler blowdowri, bottle washing),
sanitary wastewater, and wastewater from other sources (stormwater runoff).  Tables 5-4
through 5-7 present the amount of wastewater generated from these sources.  Table 5-8
presents the total amount of wastewater generated by pharmaceutical manufacturing
facilities by subcategory.
5.3
Wastewater Volume bv Tvoe of Discharge
This section discusses the types of wastewater discharges which apply to the
pharmaceutical manufacturing industry, the discharge status of the pharmaceutical
manufacturing facilities, and presents total industry discharge flow rates by type of
discharge.
                                        5-3

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5.3.1
Type of Discharge Definitions
There are three types of discharge which apply to the pharmaceutical manufacturing
industry:  direct, indirect, and zero discharge.  Definitions for these discharge types are
listed below.

Direct discharge refers to the discharge of a pollutant or pollutants directly to surface
waters of the United States (not to a POTW). Facilities that directly discharge
wastewaters do so under the NPDES permit program.

Indirect discharge refers to the discharge of pollutants indirectly to waters of the United
States, through POTWs.

Zero discharge refers  to facilities that do not discharge  their wastewaters to waters of the
United States, as a result of:  complete reuse of process water, no water use, recycle off
site or within the plant in other manufacturing processes, or disposal on or off site that
does not result in discharge to waters of the United States (e.g., by incineration,
evaporation, or deep-well injection).
 5.3.2
 Discharge Status of Pharmaceutical Manufacturing Facilities
 As discussed in Section 3.2.4, EPA received 244 responses to the Detailed Questionnaire.
 A breakdown of facility discharge status for facilities that responded to the Detailed
 Questionnaire and the 60 indirect discharging Subcategory D facilities with solvent use
 that did not receive a Detailed Questionnaire are presented in the following table.
 Seven facilities changed discharge status in the time frame between the screener
 questionnaire and the Detailed Questionnaire. These facilities reported that they
 discharged wastewater in the screener questionnaire, but they reported zero discharge in
 the Detailed Questionnaire.
                                          5-4

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Subcategory
A/C
B/D
Total
Number of Direct
Discharge Facilities
23
12
35
Number of Indirect
Discharge Facilities
88
171
259
Number of Facilities That
Have Both Direct and
Indirect Discharges
1
2
3
Total
112
185
297(a)
(a) Seven facilities reported zero discharge in the Detailed Questionnaire.

The flow rate and wastewater characterization data presented in this section are
representative of these 297 facilities.
5.3.3
Flow Rates by Type of Discharge
The total amount of process wastewater discharged from pharmaceutical manufacturing
processes to waters of the United States in 1990 was approximately 104.2 MGD,
compared to 105.5 MGD generated.  Eighty-one percent of all process wastewater
discharged was discharged directly to a receiving stream while 19% was discharged
indirectly.  Over 93% of the wastewater discharged in the pharmaceutical manufacturing
industry is from facilities with fermentation and chemical synthesis operations.  The
following table presents the volumes of pharmaceutical process wastewater discharged by
subcategory in 1990.
Subcategory
A/C
B/D
Total
Volume of Process
•. Waste water Discharged to
Surface Water (MGD)
82.78
1.44
84.20
Volume of Process
Wastewater Discharged to
POTW(MGD)
14.77
5.21
19.98
Total Process Water
Discharged (MGD)
97.55
6.65
104.20
                                         5-5

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5.4
Water Conservation Measures
Water conservation measures were implemented with regard to process wastewater by
137 of the 244 respondents to the Detailed Questionnaire.  Water conservation measures
implemented include: careful monitoring of water use, installation of automatic
monitoring and alarm systems on in-plant discharges, implementation of alternative
production processes requiring less water, conversion from barometric to surface
condensers, reuse of wastewater from other manufacturing processes, reuse of noncontact
water as process makeup water, and treatment of contact cooling water to allow reuse.
Table 5-9 presents the number of facilities which implemented these water conservation
measures.

The following table, based on the responses to the waste minimization section of the
Detailed Questionnaire, presents the number of facilities reporting a reduction in
wastewater generated (expressed as a range in gal/yr) between 1989 and 1990.
Reduction in Wastewater Quantity
(gal/yr)
1 - 9,999
10,000 - 99,999
100,000 - 499,999
500,000 - 1,000,000
> 1,000,000
Total Number of Facilities
Number of Facilities
7
7
9
0
3
26
 5.5
 Sources of Wastewater Characterization Data
 Section 3.2 described the many wastewater data collection efforts undertaken for
 development of these effluent limitations guidelines and standards.  Sources that
 produced data on raw wastewater characteristics included the Detailed Questionnaire
                                         5-6

-------
and EPA sampling at pharmaceutical manufacturing facilities.  Results of these data-
gathering efforts are described in more detail below.
5.5.1
Data from the Detailed Questionnaire
The Detailed Questionnaire was used to gather raw wastewater information from
pharmaceutical manufacturing .facilities for conventional, priority, and nonconventional
pollutants. These data are presented in Section 5.6.
5.5.2
EPA Pharmaceutical Manufacturers Sampling Program
To expand and augment the wastewater characterization data obtained in previous data-
gathering efforts, EPA conducted sampling episodes at 13 pharmaceutical manufacturing
facilities between 1986 and 1991.  Through this sampling effort, EPA verified the
presence of many of the conventional, priority, and nonconventional pollutants that were
indicated as known or believed to be present in pharmaceutical manufacturing
wastewater based on earlier data-gathering efforts.

The sampling program was designed to characterize the wastewaters from both direct
and indirect dischargers.  Direct dischargers selected for participation in the sampling
program were those that met the following criteria:

            •      The facility attained better than BPT-level annual average effluent
                   concentrations for BOD5, COD, and TSS with its biological
                   treatment system, and
            •      The facility's raw wastewater discharge contained significant
                   amounts of volatile  organic pollutants.

Indirect dischargers selected for participation in the sampling program were those that
discharged significant levels of volatile organic pollutants in their wastewater and/or
operated a wastewater pretreatment facility.  Because EPA concentrated its sampling
                                        5-7

-------
efforts at facilities with many pollutants and high concentrations of pollutants, the
facilities selected were all Subcategory A and C facilities.  Section 5.6 presents
wastewater characterization data from these sampling episodes.
5.6
Wastewater Characterization
The pharmaceutical manufacturing industry generates process wastewaters containing a
variety of pollutants.  Most of this process wastewater receives some treatment, either in-
plant at the process unit prior to commingling with other facility wastewaters or in an
end-of-pipe wastewater treatment system.  This section presents wastewater
characterization data for pharmaceutical manufacturing facilities.  Data from the
Detailed Questionnaire are presented in Sections 5.6.1  through 5.6.3 and data from
EPA's sampling program are presented in Section 5.6.4.  Section 5.6.5 presents a
discussion of sulfide and sulfate containing compounds  in pharmaceutical wastewaters.
5.6.1
Conventional Pollutants and COD
The two conventional pollutants in pharmaceutical manufacturing wastewater
characterized by data from the Detailed Questionnaire are BOD5 and TSS.

BOD5, the quantity of oxygen used in the aerobic stabilization of wastewater streams, is
the most widely used measure of general organic pollution in wastewater.  This analytical
determination involves measuring dissolved oxygen used by microorganisms to
biodegrade organic matter, and varies with the amount  of biodegradable matter that can
be assimilated by biological organisms under aerobic conditions.  The nature of specific
chemicals discharged into wastewater affects the BOD5  due to the differences in
susceptibility of different molecular structures to microbiological degradation.
 Compounds with lower susceptibility to decomposition by microorganisms or that are
 toxic to microorganisms tend to exhibit lower BOD5 values than compounds that
 biodegrade readily.  Consequently, while BODS can provide a gross indication of the
                                         5-8

-------
presence of organic pollutants, it is not a good indicator for the presence of specific toxic
organic pollutants.

Total solids in wastewater is defined as the residue remaining upon evaporation at just
above the boiling point.  TSS is the portion of the total solids that can be filtered out of
solution using a 1-micron filter.  Raw wastewater TSS content is a function of the
manufacturing processes, as well as the manner in which fine solids may be removed
during a processing step. The total solids are composed of matter which is settleable, in
suspension or in solution, and can be organic, inorganic, or a mixture of both.  Settleable
portions of the suspended solids are usually removed in a primary clarifier. Finer
materials are carried through the system, and in the case of an activated sludge system,
become enmeshed with the biomass where they are then removed with the sludge during
secondary clarification.  Some manufacturing facilities may  show an increase in TSS in
the effluent from the treatment plant.  This characteristic is usually associated with
biological systems and indicates that secondary clarification may be inefficient in
removing secondary solids.  Treatment systems that include polishing ponds or lagoons
may also exhibit this characteristic due to algae growth.

COD, a nonconventional pollutant, is also characterized in this section because it is
generally used with BOD5 as a ratio to determine the amount of pollutants in the
wastewater.  COD is a measure of organic material in wastewater that can be oxidized as
determined by subjecting the waste to a powerful chemical oxidizing agent (such as
potassium dichromate or potassium permanganate) in an acidic  medium.  Therefore, the
COD test can show the presence of organic materials that are not readily susceptible to
attack by biological microorganisms. As a result of this difference, COD values are
almost invariably higher than BOD5 values for the same sample. The COD test cannot
be substituted directly for the BOD5 test because the COD/BOD5 ratio is extremely
variable and is dependent on the specific chemical constituents in the wastewater.  In
addition, the COD test measures refractory organics, which the BOD5 test does not.  A
COD/BODS ratio for the wastewater from a single manufacturing facility with a constant
                                        5-9

-------
product mix or from a single manufacturing process may be established.  This ratio is
applicable only to the wastewater from which it was derived and cannot be used to
estimate the BOD5 of another facility's wastewater.  It is often established by facility
personnel to monitor process and treatment plant performance with a minimum of
analytical delay.  COD effluent levels remaining after existing BPT level biological
treatment of pharmaceutical wastewater are generally higher than the effluent levels
from organic chemicals, plastics, and synthetic fibers (OCPSF) and pesticide facilities
following what is considered BPT level treatment in these categories.(l)

Information gathered form the 1987 COD study described in Section  3.2.2 indicates that
pharmaceutical manufacturing wastewaters contain COD which is comprised of many
organic compounds (not all of which could be identified in the study). Aquatic toxicity
tests conducted as part of the study showed that the raw waste exhibited very high
chronic toxicity with respect to both reproduction and survival of the  species tested.

Untreated wastewater and final effluent wastewater characterization of COD, BOD5, and
TSS was obtained from a table in the Detailed  Questionnaire requesting 1990 long-term
averages (in mg/L) and flow (in GPD). Table  5-10 presents this information by
subcategory and  type of discharge.  Final effluent data represent the  characteristics of
wastewater sent to a POTW or discharged to surface water, and  do not represent any
one level or type of treatment.

Untreated wastewater concentrations and final  effluent concentrations reported are  not
paired data. Low and high concentrations for BOD5,  COD, and TSS presented in
Table 5-10 represent the range of values reported and are not from a single facility.  The
 average concentration in the table was calculated by adding the concentration data
 available from each facility and dividing by the number of facilities.
                                         5-10

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5.6.2
Priority Pollutants
Priority pollutants proposed for regulation (listed in Section 6.5) were reported as used
by 93 pharmaceutical manufacturing facilities in their responses to the Detailed
Questionnaire. According to the Detailed Questionnaire, the list of priority pollutants
used contained both volatile and  semivolatile compounds. The priority pollutants used in
the greatest quantities are methylene chloride, toluene, and chloroform. Table 5-11
presents untreated wastewater and final effluent wastewater characterization data for
these priority pollutants.  Concentrations of priority pollutants in untreated wastewater
were calculated from pollutant discharge load information and influent flow rates to the
wastewater treatment plant. The pollutant load in untreated wastewater was calculated
as the sum of the following: air emissions from wastewater prior to discharge, the
pollutant load in wastewater discharged to surface water and/or the sewer, and the
pollutant load degraded and/or destroyed in the treatment process. Concentrations of
priority pollutants  in final effluent wastewater were calculated from the pollutant load in
wastewater discharged to surface  water and/or the sewer and effluent flow rates from
the wastewater treatment  plant. Final effluent concentrations represent the
concentration of priority pollutants in the wastewater sent to a POTW or discharged to
surface water, and do not  represent any one level or type of treatment.

The total mass  of priority  pollutants in untreated wastewater and final effluent was
divided.by the respective flow rate to calculate untreated wastewater and final  effluent
concentrations at each facility.  Low and high concentrations presented in Table 5-11
represent the range of total concentration values from the facilities in the subcategory.
Average concentrations were calculated  by adding the total mass of priority pollutants
from each facility with available data and dividing by the sum of the flows  at these
facilities. Discharge loads of specific priority pollutants are presented in Section 9.
                                       5-11

-------
5.6.3
Nonconventional Pollutants
Nonconventional pollutants proposed for regulation (listed in Section 6.7) were reported
as used by 225 pharmaceutical manufacturing facilities in their responses to the Detailed
Questionnaire.  According to the respondents, the nonconventional pollutants used in the
largest quantities are methanol, ethanol, acetone, and isopropanol. Table 5-12 presents
untreated wastewater and final effluent wastewater characterization data for these
nonconventional pollutants.

The nonconventional pollutant COD is discussed in Section 5.6.1 because COD data
were collected in the same manner as BOD5 and TSS data.  In addition, COD/BOD5
ratios are used by facilities to monitor pharmaceutical manufacturing processes and
treatment plant performance.

Ammonia is shown separately hi Table 5-12 since it is not an organic compound and has
rather distinct characteristics. Analytical data were collected for both ammonia and
ammonium hydroxide.  However, ammonia is assumed to be hi equilibrium with
ammonium hydroxide hi aqueous solution.(2)
                              NH3 + H20 <=* NH4OH
                                                                 (5-1)
 Ammonium hydroxide, hi turn, is hi equilibrium with ammonium ion and hydroxide ion
 hi aqueous solution.
                              NILOH
                                                                 (5-2)
 Equuibrium hi Equation 5-1 strongly favors ammonia, while equilibrium hi Equation 5-2
 strongly favors the ions.
                                        5-12

-------
In Table 5-12, concentrations of nonconventional pollutants in untreated wastewater
were calculated from pollutant discharge load information and influent flow rates to the
wastewater treatment plant.  The pollutant load in untreated wastewater was calculated
as the sum of the following:  air emissions from wastewater prior to discharge, the
pollutant load in wastewater discharged to surface water and/or the sewer, and the
pollutant load degraded and/or destroyed in the treatment process. Concentrations of
nonconventional pollutants in final effluent wastewater were calculated from the
pollutant load in wastewater discharged to surface water and/or the sewer and effluent
flow rates from the wastewater treatment plant. Final effluent concentrations represent
the concentration of nonconventional pollutants in the wastewater sent to a POTW or
discharged to surface water, and do not represent any one level or type of treatment.

The total mass of nonconventional pollutants in untreated wastewater and final effluent
was divided by the respective flow rate to calculate untreated wastewater and final
effluent concentrations at each facility. Low and high concentrations presented in
Table 5-12 represent the range of concentration values from the facilities in the
subcategory.  Average concentrations were calculated by adding the total mass of
nonconventional pollutants from each facility with available data and dividing by the sum
of the flows at these facilities.  Discharge loads of specific nonconventional pollutants are
presented in Section 9.
5.6.4
Sampling Data
Table 5-13 summarizes untreated wastewater and final effluent wastewater
characterization data from EPA sampling episodes. Priority and nonconventional
pollutants in the table refer only to pollutants proposed for regulation in Sections 6.6 and
6.7.  Untreated wastewater data were collected from 11 of the 13 pharmaceutical
facilities sampled.  Final effluent data were collected from 8 of the 13 pharmaceutical
facilities sampled.  Final effluent wastewater characterization data do not represent any
                                       5-13

-------
one level or type of treatment. Treatment performance data for specific treatment
technologies are presented in Section 8.

Untreated wastewater concentrations and final effluent concentrations reported are not
paired data. Low and high concentrations for ammonia, COD, nonconventional organics,
and priority organics presented in Table 5-13 represent the range of values reported and
are not from a single facility. The priority organic and nonconventional organic
concentrations presented are the sum of the concentrations of individual organic
constituents detected at the respective facilities.  The average concentration was
calculated by adding the concentration data available from each facility and dividing by
the number of facilities.  Full sets of sampling characterization data can be found in the
sampling episode reports in the Record for this rulemaking.
5.6.5
Sulfide/Sulfate Containing Compounds
EPA has discussed with representatives of POTWs which receive pharmaceutical
manufacturing wastewaters concerns related to sulfide/sulfate containing compounds
discharged into POTW sewer systems.  Sulfide and sulfate containing compounds
discharged to POTW sewers are converted to hydrogen sulfide and released into the air
under low pH conditions in the sewer lines or pumping stations leading to the POTW.
The hydrogen sulfide that is produced has been measured at concentrations that create a
worker.safety concern and may also be an explosion concern. EPA is currently soliciting
additional information on the occurrence of sulfide and sulfate containing compounds in
pharmaceutical wastewaters and the treatment of these compounds to minimize worker
safety and explosion concerns.  Current treatment approaches that the Agency is aware
of to reduce hydrogen sulfide emissions from POTW sewer lines include pH monitoring
and the addition of ferrous chloride to sequester the sulfides in wastewater and also the
addition of peroxide at pumping stations  to oxidize hydrogen sulfide.
                                        5-14

-------
                Table 5-1
       Process Wastewater Generated
    Which Contains Organic Compounds
Subcategory and Discharge Mode
A and/or C Direct
A and/or C Indirect
B and/or D Direct
B and/or D Indirect
Total
Average Quantity Generated (MGD)
77.62
10.54
0.15
3.12
91.43
                Table 5-2

       Process Wastewater Generated
Which Does Not Contain Organic Compounds
Subcategory and Discharge Mode .
A and/or C Direct
A and/or C Indirect
B and/or D Direct
B and/or D Indirect
Total
Average Quantity Generated (MGD)
5.45
5.03
1.29
2.31
14.08
                   5-15

-------
                                  Table 5-3
                        Wastewater Resulting From
                           Air Pollution Control
Subcategory and Discharge Mode
A and/or C Direct
A and/or C Indirect
B and/or D Direct
B and/or D Indirect
Total
Average Quantity Generated (MGD)
1.85
2.14
0.01
0.33
433
                                  Table 5-4

                        Wastewater Resulting From
                         Noncontact Cooling Water
      Subcategory and Discharge Mode
Average Quantity Generated (MGD)
A and/or C Direct
                                                                  55.71
A and/or C Indirect
                                                                  42.36
B and/or D Direct
                                                                  10.72
B and/or D Indirect

Total
                     4.99

                   113.78
                                      5-16

-------
        Table 5-5
Wastewater Resulting From
Noncontact Ancillary Water
Subcategory and Discharge Mode
A and/or C Direct
A and/or C Indirect
B and/or D Direct
B and/or D Indirect
Total
Average Quantity Generated (MGD)
16.72
4.24
0.83
2.24
24.03
        Table 5-6
   Sanitary Wastewater
Subcategory and Discharge Mode
A and/or C Direct
A and/or C Indirect
B and/or D Direct
B and/or D Indirect
Total
Average Quantify Generated (MGD)
1.10
4.46
0.77
2.96
929
          5-17

-------
                                  Table 5-7
                     Wastewater From Other Sources
Subcategory and Discharge Mode
A and/or C Direct
A and/or C Indirect
B and/or D Direct
B and/or D Indirect
Total
Average Quantity Generated (MGD)
3.22
2.44
0.48
3.34
9.48
                                  Table 5-8
      Total Amount of Wastewater Generated from Pharmaceutical
                          Manufacturing Facilities
      Subcategory and Discharge Mode
Total Quantity Generated (MGD)
A and/or C Direct
                                                                161.67
A and/or C Indirect
                                                                 71.21
B and/or D Direct
                                                                 14.25
B and/or D Indirect
Total
                   19.29
                  266.42
                                     5-18

-------
                                     Table 5-9
                  Water Conservation Measures Implemented
                           For Process Wastewater(a)
Water Conservation Measure
Careful monitoring of water use
Installation of automatic monitoring and
alarm systems on in-plant discharges
Implementation of alternative production
processes requiring less water
Conversion from barometric to surface
condensers
Reuse of noncontact water as process
makeup water
Reuse of wastewater from other
manufacturing processes
Treatment of contact cooling water to allow
reuse
Implemented
Last 5 Years
79
36
20
6
3
6
4
Implemented
Earlier
58
20
6
12
6
3
4
Total
Responses
137
56
26
18
9
9
8
(a)Of the 244 facilities completing the Detailed Questionnaire, 137 responded that water conservation
measures were implemented with regard to process wastewater.
                                        5-19

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                               REFERENCES
1.


2.
Memorandum:  The COD of Pharmaceutical Wastewaters, from Frank
Hund to the Public Record. April 1, 1988.

Memorandum from Alan Messing, DynCorp-Viar. April 4, 1994.
                                     5-28

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                                    SECTION 6
                  POLLUTANTS SELECTED FOR REGULATION
6.1
Introduction
EPA has reviewed wastewater characterization data available from the Detailed
Questionnaire responses and EPA sampling results to determine the presence or absence
of conventional, nonconventional, and priority pollutants in pharmaceutical
manufacturing process wastewaters.  Using this information, EPA determined pollutants
likely to be present and pollutants identified as being discharged by the pharmaceutical
manufacturing industry.  This section presents the results of that study and identifies the
pollutants and pollutant parameters the Agency proposes to regulate under BPT, BCT,
and BAT effluent limitations guidelines and NSPS, PSNS, and PSES, as appropriate.

EPA is authorized to regulate conventional and priority pollutants under Sections
304(a)(4) and 301(b)(2)(C) of the Clean Water Act (CWA), respectively. The list of
toxic pollutants from Section 307 of the CWA has been expanded to include 126 priority
pollutants identified in the Settlement Agreement of NRDC vs. Train.(l) In addition,
the Agency may also regulate other nonconventional pollutants, taking into account
factors such as treatable amounts, toxicity, analytical methods, frequency of occurrence,
use of indicator pollutants, and the pass through of pollutants at Publicly Owned
Treatment Works (POTWs).

The following information is discussed in these sections:

             •     Section 6.2 discusses the pollutants considered for  regulation;
             •     Section 6.3 discusses the pollutants discharged by the pharmaceutical
                   manufacturing industry;
                                        6-1

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                   Section 6.4 presents the pollutant selection evaluation criteria;
                   Section 6.5 discusses the conventional pollutants selected for
                   regulation;
                   Section 6.6 discusses the priority pollutants selected for regulation;
                   and
                   Section 6.7 discusses the nonconventional pollutants selected for
                   regulation.
             Pollutants Considered for Regulation
Prior to 1986, the Agency's regulatory focus for the pharmaceutical manufacturing
industry was on five conventional pollutants and 126 priority pollutants.  In 1986, the
Agency expanded the analysis of the industry's wastewater to determine the presence and
levels of the Industrial Technology Division (ITD) List of Analytes, which was derived
from the ITD List of Lists, as described in Section 3.2.3.  The List of Analytes was
revised in 1990 to  include 458 analytes.  EPA conducted a study to determine which of
these 458 analytes could potentially be discharged in pharmaceutical manufacturing
wastewaters in significant  amounts.  The study included a review of the prior
pharmaceutical rulemaking and available literature, an evaluation of EPA and industry
sampling data obtained prior to 1986, data reported in the Detailed Questionnaire, data
submitted by the industry in connection with the Detailed Questionnaire, and data
obtained from EPA sampling at pharmaceutical manufacturing facilities.(2) These
data-collection efforts  are discussed in greater detail in Section 3.

The Agency's evaluation of the industry resulted in a list of  146 conventional,
nonconventional, and priority pollutants and pollutant parameters which may be present
in the industry's wastewater (see Table 6-1).  The pollutants and pollutant parameters
identified as likely to be present are predominantly volatile  and semivolatile organic
compounds.  Other parameters which may be present are ammonia and cyanide.
Although metals are used in some pharmaceutical manufacturing processes, they were
                                         6-2

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not discharged at concentrations high enough to warrant control on an industry-wide
basis.  Section 3 describes in detail the criteria used by the Agency to identity those
pollutants which may be present in the industry's wastewater.
6.3
Pollutants Discharged by the Pharmaceutical Industry
EPA requested discharge information on 143 of the 146 pollutants and pollutant
parameters which may be present in the industry's wastewater in the Detailed
Questionnaire sent to pharmaceutical manufacturing facilities in Subcategories A, B, C,
and D.  Discharge information was not collected on pH, oil and grease, and fecal
coliform.  Regulations on governing control of pH in Pharmaceutical Manufacturing
wastewater are not being revised.  Oil  and grease and fecal coliform are not significant
pollutants in this industry. The Agency used the responses to this questionnaire to
identify which of the pollutants likely to be present were being discharged by the
industry.

Responses to Section 3-1 of the Detailed Questionnaire indicated that the following 16
priority pollutants and 35 nonconventional  pollutants identified as potentially present in
the industry's wastewater were not reported as discharged  in pharmaceutical
manufacturing wastewaters or air emissions from wastewaters in 1990:
                        Priority Pollutants Not Reported as Discharged
     Acrolein
     Benzidine
     Bromoform
     Bromomethane
     Chloroethane
     p-Dichlorobenzene
     1,1-Dichloroethane
     1,1-Dichloroethene
                              1,2-Dichloropropane
                              Hexachlorocyclapentadiene
                              Hexachloroethane
                              Nitrobenzene
                              2-Nitrophenol
                              4-Nitrophenol
                              Trichloroethylene
                              Vinyl Chloride
                                           -

-------
                     Nonconventional Pollutants Not Reported as Discharged
     Acetophenone
     4-Aminobiphenyl
     Benzotrichloride
     Benzyl Bromide
     Biphenyl
     2-Bromo-Propanoylbromide
     sec-Butyl Alcohol
     Catechol
     2-Chloroacetophenone
     3-Chloro-4-Fluoroaniline
     Chloromethyl Methyl Ether
     Cresol (Mixed)
     Cumene
     1,2-Dibromoethane
     Diethyl Carbonate
     Diethyl-ortho Formate
     1,1-Dimethylhydrazine
                               Epichlorohydrin
                               Ethyl Cyanide
                               2-Hexanone
                               lodoethane
                               2-Methoxyaniline
                               Methyl Methacrylate
                               N-Nitrosomorpholine
                               n-Pentane
                               B-Propiolactone
                               1,3-Propane Sulfone
                               Propionaldehyde
                               1,2-Propyleneimine
                               Styrene
                               Tetrachloroethene
                               1,2-trans-Dichloroethene
                               2,4,5-Trichlorophenol
                               Vinyl Acetate
These 16 priority and 35 nonconventional pollutants were excluded from consideration
for regulation, leaving 92 conventional, priority, and nonconventional pollutants and
pollutant parameters reported as discharged as potential candidates for regulation.
6.4
Pollutant Selection Evaluation Criteria
Having identified those pollutants of concern being discharged by the pharmaceutical
manufacturing industry, the Agency next considered which of those pollutants should be
controlled. The NRDC Consent Decree included a defined set of criteria for selecting
pollutant parameters to be regulated.(l)  While no longer bound by the conditions of the
NRDC Consent Decree, the Agency used  a similar screening protocol for selecting
                                            6-4

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pollutants and pollutant parameters for this proposed regulation.  Pollutants were
excluded from consideration for regulation based on the following criteria:
                    The pollutant is discharged in relatively small amounts (< 3,000 Ibs
                    per year, which is < 0.05% of the total pollutant mass discharge),
                    and is neither causing nor likely to cause toxic effects;
                    The pollutant is effectively treated by treatment technologies in
                    place;
                    The pollutant is reported or detected in the effluent from a small
                    number of sources; and/or
                    The pollutant cannot be analyzed by EPA-approved or other state-
                    of-the-art established methods.
The Agency considered the available pollutant data (from existing rulemakings and
available literature, evaluation of existing data, data obtained from the Detailed
Questionnaire, data submitted by industry, and data obtained from EPA sampling at
pharmaceutical manufacturing facilities) against the selection criteria cited above.
Sections 6.4.1  through 6.4.5 summarize EPA's assessment of these evaluation criteria for
88 priority and nonconventional pollutants discharged by the pharmaceutical
manufacturing industry. The other 4 of the 92 constituents identified as being discharged
by the pharmaceutical manufacturing industry (cyanide, COD, and the conventional
pollutants BOD5 and TSS) are considered in Sections 6.5, 6.6, and 6.7.  Table 6-2
summarizes the information obtained for each of the 88 priority and nonconventional
pollutants identified as discharged by the pharmaceutical manufacturing industry.
6.4.1
Quantity Discharged
The quantity of each of the 88 priority and nonconventional pollutants discharged by the
pharmaceutical manufacturing industry in 1990 ranged from 1 Ib/yr to 15,400,000 Ibs/yr.
Table 6-2 lists these pollutants by total quantity discharged in process wastewaters and
                                        6-5

-------
air emissions from process wastewaters.  Table 6-2 also presents the percentage of total
organic loading contributed by each constituent.  Those pollutants discharged at 121,000
Ibs/yr and above represent approximately 99% of the total organic loading discharged '
1990.
                                                                     in
6.4.2
Toxicity
The Agency developed a hazard ranking score for each pollutant based on values
relating to the pollutant's freshwater acute toxicity, human health toxicity, oral
mammalian toxicity, bioconcentration potential, and persistence in water (based on the
pollutant's volatility).(3)

The hazard scores for the 88 pollutants on Table 6-2 and ammonia range from -5 to 22
(the higher the score, the greater the hazard). The highest hazard score possible for a
constituent is 49. The hazard scores are on a relative scale, and do not represent
absolute rankings.
 6.4.3
Treatability
 Pollutant treatability was evaluated for the two main technologies utilized by the
 pharmaceutical manufacturing industry, biological treatment and distillation/steam
 stripping.  Distillation/steam stripping treatability was evaluated using a pollutant's
 Henry's Law Constant.  Biological treatability was evaluated by considering available
 biotreatability rate constants (Kmax) and/or the ratio of BOD to theoretical oxygen
 demand (ThOD) (4,5).  Henry's Law and Kmax constants, as well as the BOD/ThOD
 ratio, are general indicators of treatability.  All pollutants were found to be treatable by
 either steam stripping or biological treatment.
                                          6-6

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6.4.4
Number of Facilities Discharging Pollutants
Table 6-2 lists the number of facilities reporting discharges of each pollutant.
6.4.5
Analytical Methods
Table 6-2 also presents the type of EPA-approved or established state-of-the-art
analytical methods available for analysis of each pollutant. Section 18 provides'specific
information pertaining to the analytical methods proposed for each of the pollutants
discharged by the industry.
6.5
Conventional Pollutants Selected for Regulation
Conventional pollutants include BOD5, TSS, fecal coliform, pH, and oil and grease.
These pollutants are general indicators of water quality rather than specific compounds.
BOD5, TSS, and pH are regulated by current BPT limitations; EPA is proposing to revise
the BPT limitations for BOD5 and TSS and to retain the existing BPT limitations for pH.

Oil and grease and fecal coliform were not considered for regulation in the
pharmaceutical manufacturing industry.  Although oil and grease may appear in some
plant process wastewater, it is not sufficiently widespread or discharged at concentrations
high enough to justify regulation on an industry-wide basis.  Fecal coliform is related to
sanitary discharges and not discharges from specific pharmaceutical manufacturing
process wastewaters and, therefore, was also not considered for regulation.
6.6
Priority Pollutants Selected for Regulation
Thirty-two priority pollutants were considered for regulation in the pharmaceutical
manufacturing industry (see Table 6-1).  Sixteen of these were not reported as discharged
in pharmaceutical manufacturing wastewaters or air emissions from wastewaters based
                                         6-7

-------
on the Detailed Questionnaire. Of the remaining 16 priority pollutants which were
discharged, the following 10 were identified as candidates for regulation:

                   Benzene
                   Chlorobenzene
                   Chloroform
                   Chloromethane (Methyl chloride)
                   Cyanide
                   o-Dichlorobenzene (1,2-Dichlorobenzene)
                   1,2-Dichloroethane
                   Methylene chloride
                   Phenol
                   Toluene

The Agency has previously regulated cyanide in the pharmaceutical manufacturing
industry under BPT and is proposing to revise those regulations.

The remaining six priority pollutants considered were not selected for regulation because
they were discharged on an industry-wide basis at less than 3,000 Ibs/yr. A review of
their toxicity, treatability, treatment performance data availability, number of facilities
discharging, analytical methods, and load discharged does not support the need for
regulation. Table 6-3 lists these six priority pollutants and the reasons for their exclusion
from the list of pollutants to regulate.
6.7
Nonconventional Pollutants Selected for Regulation
One hundred and nine nonconventional pollutants were considered for regulation in the
pharmaceutical manufacturing industry (see Table 6-1).  Thirty-five of these were not
reported as discharged in pharmaceutical manufacturing wastewaters or air emissions
from process wastewaters based on the Detailed Questionnaire.  Of the remaining 74
nonconventional pollutants which were discharged, the following 46  have been identified
by the Agency as candidates for regulation:
                                               6-8

-------
             Acetone
             Acetonitrile
             Ammonia
             n-Amyl acetate
             Amyl alcohol
             Aniline
             2-Butanone (MEK)
             n-Butyl acetate
             n-Butyl alcohol
             tert-Butyl alcohol
             COD (Chemical Oxygen
                    Demand)
             Cyclohexane
             Diethylamine
             N,N-Dimethylacetamide
             Dimethylamine
             N,N-Diemethylaniline
             Diethyl ether
             N,N-Dimethylformamide
             Dimethyl sulfoxide
             1,4-Dioxane
             Ethanol
             Ethyl acetate
             Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate.
2-Methyl pyridine
Methyl isobutyl ketone (MIBK)
Petroleum naphtha
Polyethylene glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
The remaining 28 nonconventional pollutants considered were not selected for regulation
for the following reasons:
                   Twenty-three pollutants were discharged on an industry-wide basis
                   at less than 3,000 Ibs/yr. A review of their toxicity, treatability,
                   treatment performance data availability, number of facilities
                   discharging, analytical methods, and load discharged does not
                   support the need for regulation.

                   Acetic acid and formic acid were excluded due to their low toxicity
                   and because they will be treated by normal pH control measures as
                   required by the pH range specified within the regulation.

                   Glycol ethers were excluded due to the lack of an available
                   analytical method. Methyl  cellosolve, the predominant glycol ether
                                       6-9

-------
                    reported as being used by the industry, has been selected for
                    regulation.

             •      Dimethyl carbamyl chloride and Bis(chloromethyl)ether were
                    excluded because they hydrolize in water and therefore do not
                    persist in water.  Formaldehyde, a hydrolysis product of Bis
                    (chloromethyl) ether,  is being selected for regulation.


Table 6-4 lists these 28 nonconventional pollutants and the reasons for their exclusion

from the list of pollutants to regulate.
                                         6-10

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                                         Table 6-1

Pollutants Which May be Present in Pharmaceutical Industry Wastewater
Conventional Pollutants
BOD5
pH
TSS
Oil & Grease
Fecal Coliform
Priority Pollutants

Acrolein
Acrylonitrile
Benzene
Benzidine
Bromoform
Bromomethane
Chlorobenzene
Chloroethane
Chloroform
Chloromethane
Cyanide
1,1-Dichloroethane
1,2-Dichloroethane
1,1-Dichloroethene
1,2-Dichloropropane
Ethylbenzene
Hexachlorocycloperitadiene
Hexachloroethane
Methylene chloride
Nitrobenzene
2-Nitrophenol
4-Nitrophenol
o-Dichlorobenzene
p-Dichlorobenzene
Phenol
1,1,2,2-Tetr achloroethane
Tetrachloromethane
Toluene
1,1,1-Trichloroethane
Trichloroethylene
1,1,2-Trichloroethane
Vinyl chloride
Nonconventional Pollutants

Acetaldehyde
Acetic acid
Acetone
Acetonitrile
Acetophenone
Allyl chloride
4-Aminobiphenyl
Ammonia
n-Amyl acetate
Amyl alcohol
Aniline
Benzaldehyde
Benzotrichloride
Benzyl alcohol
Benzyl chloride
Benzyl bromide
Biphenyl
Bis(chloromethyl)ether
2-Bromo-Propanoylbromide
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
sec-Butyl alcohol
n-Butylamine
Carbon disulfide
Catechol
Chloroacetic acid
2-Chloroacetophenone
3-Chloro-4-Fluoroaniline
Chloromethyl methyl ether
COD (Chemical Oxygen
 Demand)
Cresol (Mixed)
Cumene
Cyclohexane
Cyclohexanone
Cyclopentanone
                                            6-11

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                                         Table 6-1

                                        (Continued)
Nonconventional Pollutants (Continued)
Cyclohexylamine
1,2-Dibromoethane
1,2-trans-Dichloroethene
Diethylaniline
Diethyl ether
Diethylamine
Diethyl carbonate
Diethyl-ortho formate
Dimethylamine
1,1-Dimethylhydrazine
N,N-Dimethylacetamide
N,N-Dimethylformamide
N,N-Dimethylaniline
Dimethylcarbamyl chloride
Dimethyl sulfoxide
1,4-Dioxane
N-Dipropylamine
Epichlorohydrin
Ethanol
Ethylene oxide
Ethylamine
Ethyl bromide
Ethyl cellosolve
Ethyl acetate
Ethylene glycol
Ethyl cyanide
Formaldehyde
Formamide
Formic'acid
Furfural
Glycol ethers
n-Heptane
2-Hexanone
n-Hexane
Hydrazine
lodoethane
lodomethane
Isobutyraldehyde
Isopropyl ether
Isopropanol
Isopropyl acetate
Isobutyl alcohol
Methanol
Methyl cellosolve
Methyl amine
Methyl formate
2-Methyl pyridine
2-Methoxyaniline
Methyl methacrylate
Methyl-t-butyl-ether
Methylal
Methyl isobutyl ketone (MIBK)
N-NitrosomorphoUne
n-Octane
n-Pentane
Petroleum  naphtha
Polethylene glycol 600
1,3-Propane sulfone
n-Propanol
B-Propiolactone
Propionaldehyde
1,2-Propyleneimine
Propylene  oxide
Pyridine
Styrene
Tetrachloroethene
Tetrahydrofuran
Trichlorofluoromethane
2,4,5-Trichlorophenol
Triethylamine
Vinyl acetate
Xylenes
                                              6-12

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                                       Table 6-3

                       Priority Pollutants Not Selected for
         Regulation in the Pharmaceutical Manufacturing Industry
         Pollutant
                                                  Reason for Exclusion
Acrylonitrile
Discharged in trace amounts from one facility (1 Ib/yr)
Tetrachloromethane
Discharged in trace amounts from one facility (1 Ib/yr)
Ethylbenzene
Discharged in trace amounts from one facility (90 Ibs/yr), low toxicity
1,1,1-Trichloroethane
Discharged in trace amounts (98 Ibs/yr), low toxicity
1,1,2,2-Tetrachloroethane
Discharged in low amounts from one facility (121 Ibs/yr)
1,1,2-Trichloroethane
Discharged in low amounts from two facilities (2,954 Ibs/yr)
                                            6-18

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                       Table 6-4
       Nonconventional Pollutants Not Selected for
Regulation in the Pharmaceutical Manufacturing Industry
Pollutant
Aliyi chloride
n-Octane
Diethylaniline
Cyclohexylamine
Carbon disulfide
Propylene oxide
lodomethane
Chloroacetic acid
n-Butylamine
Cyclohexanone
Cyclopentanone
Methyl-t-butyl-ether
Methylal
Ethylamine
Ethyl bromide
Ethyl cellosolve
Benzyl chloride
Isobutyl alcohol
Hydrazine
Acetaldehyde
Acetic acid
Formic acid
Benzaldehyde
Benzyl alcohol
Ethylene oxide
Glycol ethers
Dimethyl carbamyl chloride
Bis(chloromethyl)ether
Reason for Exclusion
Discharged in trace amounts from one facility (5 Ibs/yr), low toxicity
Discharged in low amounts from one facility (2,200 Ibs/yr), low toxicity
Discharged in low amounts from one facility (1,703 Ibs/yr), low toxicity
Discharged in low amounts from one facility (1,250 Ibs/yr), low toxicity
Discharged in low amounts from one facility (1,100 Ibs/yr), low toxicity
Discharged in low amounts from one facility (1,068 Ibs/yr)
Discharged in low amounts from two facilities (996 Ibs/yr), low toxicity
Discharged in low amounts from two facilities (870 Ibs/yr), low toxicity
Discharged in low amounts from two facilities (804 Ibs/yr), low toxicity
Discharged in low amounts from one facility (738 Ibs/yr), low toxicity
Discharged in low amounts from one facility (678 Ibs/yr), low toxicity
Discharged in low amounts from two faculties (590 Ibs/yr), low toxicity
Discharged in low amounts from one facility (541 Ibs/yr), low toxicity
Discharged in low amounts from one facility (466 Ibs/yr), low toxicity
Discharged hi trace amounts from two faculties (65 Ibs/yr), low toxicity
Discharged In trace amounts from one facility (60 Ibs/yr)
Discharged in trace amounts from two facilities (50 Ibs/yr)
Discharged in trace amounts from one facility (46 Ibs/yr), low toxicity
Discharged in trace amounts from two facilities (37 Ibs/yr)
Discharged in trace amounts from one facility (33 Ibs/yr)
Addressed by pH control under BPT
Addressed by pH control under BPT
Discharged in low amounts (896 Ibs/yr), low toxicity
Discharged in low amounts (446 Ibs/yr), low toxicity
Discharged in low amounts (1,015 Ibs/yr)
No analytical method available
Hydrolysis/does not persist in water
Hydrolysis/does not persist in water
                         6-19

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                                 REFERENCES
1.
2.
3.
Natural Resources Defense Council, Inc, et al, v. Russel E. Train, 8 ERC
2120 (D.D.C. 1976) modified and Natural Resources Defense Council, Inc.,
et al, v. Douglas M. Costle, 12 ERC 1833 (D.D.C. 1979).

U.S. EPA, Office of Water Regulations and Standards.  Preliminary Data
Summary for the Pharmaceutical Manufacturing Point Source Category,
EPA 440/1-89/084, U.S. Environmental Protection Agency, Washington,
D.C.  September 1989.

Radian Corporation Memorandum Basis of Water-Related Hazard
Rankings, February 4, 1994.
                                       6-20

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                                    SECTION 7
                             REGULATORY OPTIONS
7.1
Introduction
This section presents the regulatory options considered by the Agency for proposal of
BPT, BCT, BAT, NSPS, PSES and PSNS effluent limitations guidelines and standards for
the pharmaceutical manufacturing industry. The following information is presented in
this section:
                   Section 7.2 discusses the pollution prevention measures and major
                   wastewater treatment technologies used by the industry; and
                   Section 7.3 discusses the development of control and treatment
                   options.
7.2
Pollution Prevention Measures and Wastewater Treatment Technologies in
the Pharmaceutical Manufacturing Industry
This section describes pollution prevention practices and major wastewater treatment
technologies used in the pharmaceutical manufacturing industry according to responses
to the Detailed Questionnaire. Section 7.2.1 defines pollution prevention and describes
how pollution prevention techniques are implemented in the industry. Sections 7.2.2
through 7.2.8 describe the major wastewater treatment technologies used in the industry
based on responses to the Detailed Questionnaire.  These treatment technologies
include:
                   Advanced biological treatment (Section 7.2.2):
                   Multimedia filtration (Section 7.2.3);
                   Polishing pond treatment (Section 7.2.4);
                   Cyanide destruction (Section 7.2.5);
                                       7-1

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                   Steam Stripping and Distillation (Section 7.2.6);
                   Granular activated carbon adsorption (Section 7.2.7);
                   pH adjustment/neutralization (Section 7.2.8);
                   Equalization (Section 7.2.9);
                   Air stripping (Section 7.2.10); and
                   Incineration (Section 7.2.11).
Each technology section includes a general description of how the technology works,
what types of pollutants the technology treats, and how the pharmaceutical
manufacturing industry currently uses the technology.

Table 7-1 presents the total number of facilities (out of the 244 facilities responding to
the Detailed Questionnaire) that reported using each of these major technologies.
12.1
Pollution Prevention
The Agency examined pollution prevention practices in an effort to incorporate pollution
prevention into the regulatory options developed. Although shown to be effective at
reducing pollutant loadings and volumes of wastes generated at pharmaceutical
manufacturing facilities, pollution prevention measures were not incorporated into the
various technology options considered as bases for the proposed limitations and
standards because of obstacles specific to the pharmaceutical manufacturing industry.
However, the Agency believes that numerous facilities will choose to integrate pollution
prevention practices into a cost-effective strategy to comply with the proposed effluent
limitations guidelines and standards, where site-specific circumstances allow them to do
so.  This section provides a general description of pollution prevention as it applies to
 the pharmaceutical manufacturing industry, and discusses the Agency's efforts to
 incorporate pollution prevention into the regulatory development process.
                                          7-2

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 7.2.1.1
General Description
 Pollution prevention is defined as the use of materials, processes, or practices that
 reduce or eliminate the creation of pollutants or wastes at the source. Also known as
 source reduction, pollution prevention includes practices that reduce the use of
 hazardous and nonhazardous materials, energy, water, or other natural resources.  With
 the Pollution Prevention Act of 1990, Congress established pollution prevention as a
 national policy, declaring that the creation of pollutants should be prevented or reduced
 during the production cycle whenever feasible. (1)

 Pollution prevention in the manufacturing community can be achieved by changing
 production processes to reduce or eliminate the generation of waste at the  source.
 Pollution control and waste handling measures (including waste treatment,  off-site
 recycling, volume reduction,  dilution, and transfer of constituents to another
 environmental  medium) are not considered pollution prevention because such measures
 are applied only after wastes are generated.(l)

 The Pollution Prevention Act of 1990 and EPA's 1991 Pollution Prevention Strategy
 establish an environmental management hierarchy that includes (in order of highest
 priority):  source reduction, recycling, treatment, and disposal or release.(l) Essentially,
 the environmental hierarchy establishes a set of preferences, rather than an absolute
judgment, that  source reduction is always the most desirable option.  Adoption of the
 source reduction option, for example, depends on applicable regulatory requirements,
 achievable levels of risk reduction, and cost effectiveness.  As it applies to industry, the
 environmental management hierarchy stipulates that:

             •      Pollution should be reduced at the source whenever feasible;
             •      Pollution that cannot be reduced should be recycled in an
                   environmentally safe manner whenever feasible;
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             •      Pollution that cannot be reduced or recycled should be treated in an
                   environmentally safe manner whenever feasible; and
             •      Disposal or other release into the environment should be used only
                   as a last resort and should be conducted in an environmentally safe
                   manner.

Figure 7-1 outlines the environmental management hierarchy, as applied to industry.

Examples of current pollution prevention initiatives in the pharmaceutical manufacturing
industry are documented in the U.S. EPA Pollution Prevention Information
Clearinghouse (PPIC).  Source reduction was achieved at one plant by substituting a
water-based material for an organic solvent-based material used to coat medicine tablets.
This process change reduced organic air emissions by 24 tons/year, eliminated potential
risks associated with solvent inhalation by workers, saved organic solvent purchase costs,
avoided potential costs for complying with emission standards, and resulted in a payback
period of less than one year.

Another plant used conventional separation processes to recover and reuse 70% of the
acetone contained in the plant wastewater.  Prior to recycling, the plant discharged
wastewater containing approximately 200,000 Ib/yr of acetone to a POTW.  By recycling
the acetone, the facility saves approximately $70,000 in annual treatment costs, reduces
the amount of acetone purchased, and reduces liabilities by generating less waste.

7.2.1.2      Efforts to Incorporate Pollution Prevention during the Regulatory
             Development Process

 As demonstrated in the previous examples, pollution prevention initiatives can reduce
 the toxicity and volume of a pharmaceutical manufacturing facility's waste while lowering
 liability risk and operating costs. With  such benefits in mind, EPA's Office of Water has
 been working with the Food and Drag Administration (FDA)  and EPA's Office of
                                         7-4

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I.
II.
        Source Reduction

        A.    Product Changes
              •      Design for Less Environmental Impact
              •      Increase Product Life

        B.    Process Changes

              1.     Input Material Changes
                     •      Material Purification
                     •      Substitution of Less Toxic Materials
                    Technology Changes
                           Layout Changes
                           Increased Automation
                           Improved Operating Conditions
                           Improved Equipment
                           New Technology             .        .

                    Improved Operating Practices
                           Operating and Maintenance Procedures
                           Management Practices
                           Stream Segregation
                           Material Handling Improvements
                           Production Scheduling
                          .Inventory Control
                           Training
                           Waste Segregation
        Recycling

        A.    Reuse
              Reclamation
III.

IV.
        Treatment

        Disposal
Reference: United States EPA, Office of Research and Development. Facility Pollution Prevention
Guide, EPA/600/R-92/088, May 1992.

         Figure 7-1.  Environmental Management Options Hierarchy
                                   7-5

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Pollution Prevention and Toxics (OPPT) to incorporate pollution prevention into the
proposed pharmaceutical manufacturing industry effluent limitations guidelines and
standards.

Prior to the implementation of a new drug manufacturing process, the manufacturer
must submit a new drug application to the FDA. During its review of a new drug
application, the FDA assesses the safety, efficacy, and quality of the drug.  The FDA also
examines the safety to the human environment from the manufacture and use of the
drug. This examination includes an environmental assessment, review of clinical trials
and animal trials of the drug. The FDA will also assess other factors such as the stability
of the drug (shelf life) and the extent of drug absorption into the bloodstream.

Prior to the implementation of a change in a drug manufacturing process, that has
already been approved by the FDA, a manufacturer must submit a supplement
application to the FDA. During its review of a supplement application, the FDA assesses
whether the proposed process change will produce a drug that equals or surpasses the
efficacy and quality of the drug which was produced using the initial (unaltered)
manufacturing process.

Currently,  EPA's Office of Water is working with  the FDA to explore the potential for
pharmaceutical manufacturers to reduce the use of solvents in manufacturing operations
and thereby minimize solvent loadings  in manufacturing wastewaters.  In the past, the
length of time required by FDA to review and approve supplement applications (i.e.,
applications that propose  changes to existing pharmaceutical manufacturing processes)
has deterred the implementation of pollution prevention measures. However, since the
enactment of the "Prescription Drug User Fee Act of 1992," 21 U.S.C. 379 et seq.,
Pub. L. 102-571, October  29, 1992, the FDA has committed to using the revenues
generated under that Act to expedite the prescription drug review and approval process,
 including expediting decisions on supplements relating to pollution prevention-oriented
 process changes. FDA expects to eliminate its backlog of applications,  amendments and
                                         7-6

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supplements by 1994 and to achieve, by Fiscal Year 1997, its goal of reviewing and acting
upon every complete application, amendment and supplement within six months of
submission. EPA believes  that such expeditious processing of supplements will  eliminate
impediments that presently discourage pharmaceutical plants from making process
changes necessary to achieve source reductions.  Additionally, EPA has transferred
information collected from the pharmaceutical manufacturing industry via the Detailed
Questionnaire to FDA, as stated in the August 23, 1993 Federal Register Notice
(58 FR 44519).  This information will enable FDA to develop a list of processes that
could be the subject of supplement applications.

The Office of Water also worked with OPPT to  develop Section 3b of the Detailed
Questionnaire.  This section contains questions pertaining to waste minimization/
pollution prevention efforts implemented at each facility in 1990.  Two hundred and
eighty Detailed Questionnaires were sent to pharmaceutical manufacturing facilities in
1991, and responses were received from 244 facilities. Three of the 244 facilities that
responded to the questionnaire gave no response to Section 3b. Eighty-nine of the 244
facilities indicated that they had no pollution prevention programs in place.  One
hundred and fifty-two of  the 244 facilities claimed to have a pollution prevention
program in place on site. Ninety of the 152 facilities with pollution prevention programs
in place reported that their program did not include their pharmaceutical manufacturing
processes.  Sixty-two of the 152 facilities reported that the pollution prevention program
implemented on site included their pharmaceutical manufacturing processes.

The 62 facilities that identified pollution prevention programs relevant to their
pharmaceutical manufacturing processes reported 89 specific waste minimization/
pollution prevention activities implemented at their facilities in 1990,  and described these
                                        7-7

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activities in the Detailed Questionnaire.  The types of activities undertaken are

summarized below.  .
Source Reduction
Number of
Product
Changes
3
Number of Process Changes
. Input
Material
Changes
22
Technology
Changes
16
Improved
Operating
Practices
16
Number of Recycling
Activities
Reuse/Reclamation
32
Total
Activities
89
Examples of pollution prevention activities reported by pharmaceutical manufacturing

facilities include the following:


             •      Product Changes - Eliminate product packaging, and reformulate
                    vitamin product filmcoats to remove volatile organic pollutants.

             •      Input Material Process Changes - Eliminate and/or reduce acetic
                    acid, acetone, aerosols, chloroform, methanol, methylene chloride,
                    toluene, and 1,1,1-trichloroethane from various production
                    processes.

             •      Technology Process Changes - Install solvent recovery units;
                    implement automated cleaning system for wastewater reduction;
                    design closed-loop solvent recovery units for all new processes; and
                    replace solvent-based cleaning units with water-based cleaning units.

             •      Improved Operating Practices - Separate nonquality products from
                    batches earlier in production process; improve reclamation systems
                    and distillation capabilities;  combine solvent waste streams to avoid
                    need for multiple recovery systems; and reduce overall waste solvent
                    generation.

             •      Recycling/Reuse Activities - Recycle/reuse alcohol, aqueous
                    ammonia, dicyclohexylamine, dimethylaniline, freon,  packaging
                    materials, plastics, solvents,  spent nickel catalyst wastes, steel drums,
                    treated wastewater, 1,1,2-trichloroethane, triethylamine, and wooden
                    pallets.
                                         7-8

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In addition to reporting pollution prevention activities, pharmaceutical manufacturing
facilities reported quantities of chemicals that were recycled/reused.  Table 7-2
summarizes the quantity of chemicals recycled/reused by pharmaceutical manufacturing
facilities during 1990, as  reported in the Detailed Questionnaire responses.  As shown in
the table, a total of approximately 335,000,000 pounds of 15 different chemicals were
recycled/reused at the facilities during 1990.

The diversity of reported pollution prevention activities  and recycled/reused chemicals
demonstrate the facility-specific and/or process-specific  nature of pollution prevention
initiatives. Many of the examples listed are applicable to specific manufacturing
processes and are not transferable to other operations.  As reported in Section 3b of the
Detailed Questionnaire, pollution prevention opportunities are generally site- and
process-specific in the pharmaceutical manufacturing industry.

Pollution prevention has  been shown to be an effective means of reducing pollutant
loadings and volumes of wastes generated during manufacturing processes.  Pollution
prevention initiatives, however, are not part of the technology basis of the proposed
regulatory options for the pharmaceutical manufacturing industry because of several
important constraints.  First, FDA review and approval is required before any
modifications in manufactured pharmaceutical products  or pharmaceutical manufacturing
processes are permitted.  EPA determined that it was not appropriate to include process
modifications as part of the basis for regulatory options, when such modifications would
need to be reviewed and approved by FDA on a case-by-case basis.  Second, the
pharmaceutical manufacturing industry is complex and varied, and, therefore, EPA
determined that the pollution prevention opportunities that exist are facility-, process-,
and product-specific. EPA did not identify any specific pollution prevention techniques
that  could be incorporated  into regulatory options and applied on a category- or
subcategory-wide basis.
                                        7-9

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However, in addition to evaluating opportunities for source reduction, EPA also
examined potential treatment technologies to determine whether any might promote
recovery, recycling, and reuse of process wastewater generated by pharmaceutical
manufacturing operations, such as solvents.  After evaluating the various technologies
available to treat volatile-laden wastewaters, EPA concluded that in-plant technologies
such as steam stripping/distillation offered the best opportunity for recovery of solvents
from wastewater.  Steam stripping/distillation in plant not only avoids the dilution effects
of commingling process wastewater streams  and the transfer of volatile pollutants to air
associated with other technologies, but it also allows the pharmaceutical manufacturing
operation to recover the stripped solvents from the treatment process in an efficient and
cost-effective manner from concentrated streams.  These recovered solvents can  then be
recycled back into the process from which they were removed, reused in other
manufacturing operations (e.g., in this industry or in other industries), or reused  as "clean
fuel" for boilers or other combustion devices. For a discussion of "clean fuels," see
Section 12.4.3.

Thus,  the Agency believes that the proposed regulation will foster the implementation of
pollution prevention and recycle/reuse initiatives even though pollution prevention
 measures are not specifically .part of the technologies upon which the proposed
 limitations and standards are based.  Numerous facilities would use pollution prevention
 measures that reduce pollutant loadings and volumes of waste generated as part of a
 cost-effective strategy to comply with the proposed effluent limitations guidelines and
 standards.  In addition, while not currently proposing specific best management  practices
 (BMPs), EPA is evaluating the use of BMPs for the pharmaceutical industry as  described
 in Appendix B and these activities could include pollution prevention types of activities.
                                         7-10

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7.2.2
Advanced Biological Treatment
7.2.2.1
General Description
Advanced biological treatment is used in the pharmaceutical manufacturing industry to
treat BODS, COD, TSS, and to degrade various organic constituents. The term
"advanced" is used to refer to treatment systems that consistently surpass, on a long-term
basis, 90% BOD5 reduction and 74% COD reduction in pharmaceutical manufacturing
wastewater, as required by the existing BPT effluent limitations guidelines (40 CFR Part
439). To be considered advanced, treatment systems must also provide reduction of
ammonia in the wastewater through nitrification, where necessary.

Biological systems can be divided into two basic types:  aerobic (treatment takes place  in
the presence of oxygen) and anaerobic (treatment takes place in the absence of oxygen).
According to responses to the  Detailed Questionnaire,  only two pharmaceutical
manufacturing facilities reported using anaerobic biological treatment systems. The four
most common aerobic treatment technologies in the industry are activated sludge,
aerated lagoon, trickling filter, and rotating biological contactor (RBC).

In aerobic biological treatment processes, oxygen-requiring microorganisms decompose
organic and nonmetallic inorganic constituents into carbon dioxide, water, nitrates,
sulfates, organic byproducts, and cellular biomass. The microorganisms are maintained
by adding oxygen and nutrients (usually nitrogen and phosphorous) to the system.
Activated sludge and aerated lagoon processes are suspended-growth processes in which
the microorganisms are maintained in suspension within the liquid being treated.  The
trickling filter and RBC processes are attached-growth processes in which
microorganisms grow on an inert medium (e.g., rock, wood, plastic).  Three types of
activated sludge processes were listed as choices in the  Detailed Questionnaire: single,
two-stage, and oxygen-activated sludge.  Table  7-1 lists these processes under the heading
                                        7-11

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"Biological Treatment."  As can be seen in the table, the majority of biological treatment
systems used in the industry are activated sludge systems.

An activated sludge treatment system normally consists of an equalization basin, a
settling tank (primary clarifier), an aeration basin, a secondary clarifier, and a sludge
recycle line. Equalization of flow, pH, temperature, and pollutant loads is necessary to
perform consistent, adequate treatment.  The settling tank is used to remove settleable
solids prior  to aeration. The aerobic bacterial population is maintained in the aeration
basin,  in which oxygen, recycled sludge, and nutrients are added to the system. Oxygen
is normally supplied by aerators that also provide mixing  to help keep microorganisms in
suspension.  Recycled sludge is added to keep an optimal concentration of acclimated
microorganisms in the aeration basin.  The secondary clarifier controls the amount of
suspended solids discharged, as well as provides  sludge for recycle to the aeration basin
(2). Sludge produced by these systems generally consists  of biological waste products
and expired microorganisms. This sludge may accumulate under certain operating
conditions and may therefore require periodic removal from .the aeration basin.

Generated sludge will require some type of storage, handling, and disposal. Biological
sludges are  normally treated in a two-step process prior to disposal: thickening followed
by  dewatering. Other sludge treatment may also be performed, but these processes are
the most common.  The goal for  each of these operations is to decrease the overall
volume of sludge.   Thickening of waste-activated sludge is normally performed in one of
three ways:  gravity separation, dissolved-air flotation, or centrifuging.  Generally,
thickeners will increase the solids content of sludge from 1% (typical from biological
treatment) to 4 or  5%. Sludge dewatering is normally performed using some type of
filter,  including filter presses, vacuum filters, and belt filters. These units normally can
increase the solids  content in sludge from 5% up to  15 to 30%, which greatly reduces the
shipping,  handling  and disposal costs associated  with sludge generation from a biological
treatment unit. (3)
                                         7-12

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 Ammonia treatment by nitrification is achieved in biological treatment units by
 incorporating two additional sets of autotrophic microorganisms.  The first set of
 microorganisms converts ammonia to nitrites and the second set converts nitrites to
 nitrates. These microorganisms are maintained in the treatment tank in a similar fashion
 as the microorganisms described above (addition of oxygen, nutrients, etc).

 Some key design parameters for activated sludge systems include nutrient-to-
 microorganism ratio, mixed liquor suspended solids (MLSS), sludge retention time,
 oxygen requirements, nutrient requirements, .sludge production, substrate removal rate
 constant (K), and percent BOD5 of effluent TSS.  Pharmaceutical manufacturing industry
 averages for some of these parameters are presented in the following table.
Parameter
Food to Microorganism Ratio (Ib/lb/day)
MLSS (mg/L)
Sludge Retention Time (hours)
K
%BODj0fTSS
Subcategory
A and C Average
0.561
5,521
33.0
11.14
23
Subcategory
B and D Average
0.054
3,443
22.9
2.06
24
7.2.2.2
Industry Application
Based on responses to the Detailed Questionnaire, 58 of 244 responding facilities in the
pharmaceutical manufacturing industry use some form of activated sludge treatment
process, 12 use aerated lagoons, 5 use trickling filters, and 3 use RBC treatment.  Most
of these facilities are operated at or near the facility off-site wastewater discharge point
(end-of-pipe). There are no specific data regarding whether the treatment units are used
primarily to reduce concentrations of conventional pollutants or organic constituents in
the wastewater.  However, it is likely that these systems were initially designed to treat
BODS and COD.
                                        7-13

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7.2.3
Multimedia Filtration
7.2.3.1
General Description
Multimedia filtration is used in the pharmaceutical manufacturing industry to reduce TSS
in wastewater.  This technology may also serve to treat BOD5 in wastewater by removing
BOD5 associated with particulate matter.  Multimedia filtration is performed by
introducing a wastewater to a fixed bed of inert granular media. Suspended solids are
removed from the wastewater by one or more of the following processes: straining,
interception, impaction, sedimentation, and adsorption.  This operation is continued until
there is either solids "breakthrough" (solids concentration increases to an unacceptable
level in the discharge from the bed), or the head loss across the bed becomes too great
(due to trapped solids) to operate the bed efficiently.

If either of these conditions occurs, the bed must be cleaned by backwashing before it
can be operated effectively again. Backwashing usually is accomplished by reversing the
flow to the bed and introducing a "clean" stream of wash water. Wash  water is
introduced until the bed becomes fluidized (expanded). At this point, the solids are
washed from the bed and carried away from the unit.  It is common to return the
backwashed solids stream to the biological treatment system (if applicable).

In multimedia filtration, a series of layers, each with a progressively smaller grain size
medium (travelling from inflow to outflow of the bed) are used in the filtration bed.
This design allows solids to penetrate deeper into the bed before becoming fixed, thus
 increasing the capacity of the bed and decreasing the buildup  of head loss in the unit.
Typical filtration media include garnet, crushed anthracite coal, resin beads, and sand.
Though downflow (gravity flow) systems are the most common, upflow and biflow
 (influent is introduced above and below the filter medium, and the effluent discharges
 from the center of the filter medium) filtration units can also  be used.   Figure 7-2 shows
 a cross-section of a typical downflow, multimedia filtration bed. (3)
                                         7-14

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    UNTREATED WASTEWATER
'io ^ !^D O  ^^ ^ ^^ c")
cOO_ O0 OO s(
                           O o O
       = . J = rO^ o
  BACKWASH
(INTERMITTENT)
                                  o o o o
                                    ,0
                                                   MOST COARSE
                                                   MEDIUM
                                                   INTERMEDIATE
                                                   MEDIUM
                                                   FINEST
                                                   MEDIUM


                                                   UNDER DRAIN
                               TREATED
                             WASTEWATER
          Figure 7-2.  I^pical Downflow Multimedia Filter Bed
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Some key design parameters associated with multimedia filtration units include
wastewater flow rate, hydraulic loading rate, and filter medium depth. The following
table shows ranges of values for each of these parameters for treatment units currently
operated in the pharmaceutical manufacturing industry.
     Parameter
                                           Range
                                                                   Units
     Flow Rate
     Hydraulic Loading Rate
     Depth of Medium
                            0.03 - 2.18
                             2.0 - 5.0
                             6-72
 MOD
gpm/ft2
 inches
 7.2.3.2
Industry Application
 Based on responses to the Detailed Questionnaire, 6 of 244 responding pharmaceutical
 manufacturing facilities use multimedia filtration treatment.  This treatment is generally
 performed after biological treatment (if applicable) for additional TSS removal prior to
 wastewater discharge. Multimedia filtration can also provide limited treatment of BOD5
 by removing the BOD5 load associated with suspended solids. The following is the
 breakdown of specific applications of multimedia filtration treatment in the industry:
 four facilities use multimedia filtration as a tertiary wastewater treatment, one facility
 uses it to treat noncontact cooling water prior to recycle, and one facility uses it as a
 treatment prior to granular activated carbon (GAC) treatment.
 7.2.4
 Polishing Pond
 7.2.4.1
 General Description
 Polishing ponds are used in the pharmaceutical manufacturing industry to remove TSS
 from wastewater using gravity settling. Some BOD5 removal associated with the settling
 of suspended solids may also occur.
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The wastewater is introduced at one end of the pond and ultimately flows out the other
end.  The pond is designed such that the water retention time is high enough and the
water is still enough to allow solids to fall out of suspension. If the flow is too fast, or
other mixing is added to the  system, solids may be maintained in suspension and
discharged from the pond.

To avoid anaerobic conditions in the bottom portion of the pond, these units must be
designed to be shallow, which may require a large land area if flow to the unit is  high.
Depths of polishing ponds currently used in the industry range from 2.5 to 14 feet.
Retention times range from 0.2 to 14.6 days. In the past, polishing ponds have been
designed with an earthen liner only;  however, current regulations require installation of a
minimum of two liners and a leak detection system (40 CFR 264.221) for most new
applications to this industry.  Polishing ponds will accumulate solids over time  and will
therefore require periodic cleanout.
7.2.4.2
Industry Application
Based on responses to the Detailed Questionnaire, 8 of 244 responding pharmaceutical
manufacturing facilities use polishing ponds to treat wastewater. This treatment is not
currently common in the industry, and because of increasing regulatory requirements
governing the use of ponds (surface impoundments), facilities have limited plans for
installation of more of these units. For the facilities that use polishing ponds, this
technology is generally used to treat wastewater just prior to off-site discharge.
7.2.5
Cyanide Destruction
7.2.5.1
General Description
Several cyanide destruction treatment technologies are currently used in the
pharmaceutical manufacturing industry, including alkaline chlorination, hydrogen
                                        7-17

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peroxide oxidation, and basic hydrolysis. The alkaline chlorination treatment process
involves reacting free cyanide with hypochlorite (formed by reacting chlorine gas with an
aqueous sodium hydroxide solution) to form nitrogen and carbon dioxide.  The reaction
is a two-step process and is normally performed separately in two reactor vessels.
Because treatment is normally performed in batches, it is necessary to use an additional
equalization tank to store accumulated wastewater during treatment. The reactors need
to be equipped with agitators, and both reaction steps require close monitoring of pH
and oxidation/reduction potential (ORP).  These reactions are normally performed at
ambient temperatures. (4)

Hydrogen peroxide treatment involves adding hydrogen peroxide to cyanide-bearing
wastewater to convert free cyanide to ammonia and carbonate ions.  This treatment is
normally performed batch-wise in a reaction vessel or vessels. The treatment process
consists of heating the wastewater to approximately 125 °F and adjusting the pH  in the
reaction vessel to approximately 11.  Hydrogen peroxide is added to  the vessel and is
allowed to react for approximately one hour.  Required equipment for this process
includes reaction vessel(s), storage vessels for hydrogen peroxide and a pH adjustment
compound (typically sodium hydroxide), an equalization tank, and feed systems for
hydrogen peroxide and sodium hydroxide.(4)

Hydrolysis treatment involves reacting free cyanide with water under basic conditions to
produce formate  and ammonia.  This process requires approximately one hour to
proceed and is typically performed at a temperature between 170 and 250 °C, and at a
pH of between 9 and 12. Hydrolysis is normally performed in a reactor vessel equipped
with a heat  exchanger and a system to store and  deliver sodium hydroxide  (or other basic
compound).
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7.2.5.2
Industry Application
Based on responses to the Detailed Questionnaire, 10 of 244 responding pharmaceutical
manufacturing facilities use cyanide destruction treatment.  Of these, six use alkaline
chlorination, three use hydrogen peroxide oxidation, and one uses hydrolysis.  Most of
these facilities apply the cyanide destruction technologies in the process area that
generates the cyanide-bearing wastewater, and most of the treatment units are operated
in batch mode.
7.2.6
Steam Stripping and Distillation
Steam stripping and distillation are used both in industrial chemical production (for
chemical recovery and/or recycle)  and in industrial waste treatment to remove gases
and/or organic chemicals from wastewater streams by providing steam to a tray or
packed column. Under both technologies, differences in relative volatility between the
organic chemicals  and water are used to achieve a separation.  The more volatile
components of the feed mixture  concentrate in the vapor, while the less volatile
components concentrate in the liquid residue (bottoms). Steam stripping and distillation
are effective treatment for a wide range of aqueous streams containing organics and
ammonia.  Appropriately designed and operated columns can treat a variety of waste
streams ranging from wastewaters containing a single volatile constituent to complex
organic/inorganic mixtures.  Steam stripping and distillation can be used both as in-plant
processes to recover concentrated organics from aqueous streams and as end-of-pipe
treatment to remove organics from wastewaters prior to discharge or recycle.  For most
effective wastewater treatment, columns should be placed after the process generating
the wastewater and before the wastewater is combined with other wastewater  that does
not contain the pollutants being  treated.  Wastewater with high concentration and low
flow is easier and less expensive  to treat than wastewater with high flow and/or low
concentration.  In addition, the amount of volatiles emitted to the air can be minimized
if columns  are placed prior to  exposure of the wastewater stream to the atmosphere.
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7.2.6.1
General Description
Steam stripping and distillation can be conducted as either a batch or continuous
operation in a packed tower or fractionating column (sieve tray or bubble cap) with
more than one stage of vapor-liquid contact. In a steam stripping column, the
wastewater feed enters near the top of the column and then flows downward by gravity,
countercurrent to the steam which is introduced at the bottom of the column. In a
distillation column, the wastewater feed enters lower down the column to allow for a
rectification section above the feed.  In the rectification section,  a portion of the
condensed vapors are refmxed to  the column to countercurrently contact the rising
vapors.  This process concentrates the volatile components in the overhead stream.
Steam may either be directly injected or reboiled, although direct injection is more
common. The steam strips volatile pollutants from the wastewater, which are then
included in the upward vapor flow.  As a result, the wastewater contains progressively
lower concentrations of volatile compounds as it moves toward the bottom of the
column. The extent of separation is governed by physical properties of the volatile
pollutants being stripped, the temperature and pressure at which the column  is  operated,
and the arrangement and type of equipment used.

The difference between steam stripping columns and distillation columns is the location
of the feed stream. Stripping columns have a feed stream located near the top of the
column while distillation columns have a feed stream located further down the  column.
Pollutants that phase separate from water can usually be stripped from the wastewater in
a steam stripper (a column without rectifying stages).  Pollutants that are not phase-
separable, such as methanol, need a column with rectifying stages to achieve a  high
 concentration of the pollutants in the overhead stream.

 The ancillary equipment used in  conjunction with steam stripper and distillation columns
 includes a condenser and subcooler, pumps for the feed and reflux streams, a feed
 preheater and bottoms cooler, a  decanter, a storage tank, and an air pollution  control
                                        7-20

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 device to contain any vapors from the condenser. The condenser and subcooler
 condense and cool the overhead stream to a temperature amenable for storage and
 disposal.  The pumps supply the force to move the waste stream into the column, either
 at the feed position or at a point above the feed in the case of a reflux stream. The feed
 preheater/bottoms cooler is a heat exchanger that heats the feed before it enters the
 column at the same time it cools the bottoms stream so that it can  be sent to a storage
 area or treatment system. The decanter separates the aqueous layer from the organic
 layer after the stream comes from the condenser and subcooler.  The aqueous layer can
 be refluxed back to the column while the organic layer is usually disposed of or reused.
 The storage tank provides a steady feed for the distillation column, equalizing flow and
 waste variability. An air pollution control device may be needed to contain any
 pollutants that do not condense in the condenser and would otherwise escape to the  air.
 Wet scrubbers, carbon adsorption devices, or venting to a combustion device may be
 used to control air emissions.  Figure 7-3 shows a flow diagram of a typical steam
 stripping treatment system and Figure 7-4 shows a flow diagram of  a typical distillation
 treatment system.

 The typical construction material for steam stripping and distillation columns in the
 pharmaceutical manufacturing industry is stainless steel. If a wastewater stream is highly
 corrosive, a more corrosion-resistant material, such as Hastelloy or  Teflon®-lined carbon
 steel, may be required for construction of the  column. The majority of pharmaceutical
 manufacturing facilities which currently use steam stripping and/or  distillation columns
 to treat their wastewater use stainless steel.

 Salts and other pollutants may contribute to scaling and corrosion inside the column.
Timely maintenance should be provided to deter scaling problems.  Costs of these
 measures are discussed in Section 10.

The key design parameters- for stripping columns are the steam-to-feed ratio and the
number of trays  or equilibrium stages in packed columns. These parameters are
                                       7-21

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calculated using the equilibrium ratio of the least strippable contaminant in the
wastewater stream and the removal efficiency required to treat the contaminant to the
desired concentration. Typical ranges for steam-to-feed ratios vary from 1:3 to 1:35, and
the typical number of trays or equilibrium stages vary from 2 to 20.  Generally, columns
with smaller diameters are packed while columns with larger diameters have trays.
Typical column packings are Pall rings, .Hashing rings, Berl saddles, and Intalox saddles.
7.2.6.2
Industry Application
In responses to the Detailed Questionnaire, 61 of 244 responding facilities in the
pharmaceutical manufacturing industry reported using distillation, distillation with reflux
columns, or rectification for solvent recovery operations. Fourteen facilities reported
using steam strippers for wastewater treatment. However,  a review of these 14 facilities
resulted in a determination by the Agency that only four were actually using the
technology for wastewater treatment.  While the  other ten facilities were using the
strippers for solvent recovery purposes.  Steam stripping and distillation columns are
currently used in this industry as stand-alone treatment or  as pretreatment before
biological treatment. They are also used to recover specific constituents from waste
streams. Direct dischargers tend to use steam stripping or distillation as a pretreatment
before biological treatment more frequently than as a stand-alone treatment, whereas
indirect dischargers tend to use steam stripping or distillation more as a stand-alone
treatment or to recover a  specific constituent from the  waste stream.
 7.2.7
 Granular Activated Carbon Adsorption
 7.2.7.1
 General Description
 Granular activated carbon (GAC) adsorption is used in the pharmaceutical
 manufacturing industry to treat BOD5, COD, or organic constituents in wastewater.
 Adsorption is a process in which soluble or suspended materials in water are bonded
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 onto the surface of a solid medium.  Activated carbon is an excellent medium for this
 process because of its high internal surface area, high attraction to most adsorbates (the
 constituents to be treated), and the fact that it is hydrophobic (water will not occupy
 bonding sites and interfere with the adsorption process).  Constituents in the wastewater
 bond onto the GAC grains until all surface bonding sites are occupied. At this point, the
 carbon is considered to be "spent", and requires regeneration, cleaning, or disposal.

 Activated carbon is normally produced in two standard grain sizes: powdered activated
 carbon (PAC) with diameters less than a 200 mesh, and GAC with diameters greater
 than 0.1  mm.  PAC is generally added to the wastewater, whereas GAC is normally used
 in flow-through fixed bed units.

 For treatment units, GAC is packed into one or more beds or columns. Multiple beds
 are more common, and are normally operated in series because this  design allows for
 monitoring between beds,  and therefore minimizes the risk of discharging wastewater
 from the system with concentrations above acceptable levels. Wastewater flows through
 a bed and is allowed to come in contact with all portions of the GAC.  The GAC in the
 upper layers of the bed is  spent first as bonding sites are occupied, and the GAC in
 progressively lower regions is spent over time as the adsorption zone moves down
 through the unit.  When contaminant concentrations begin to increase at the bottom of
 the bed above acceptable levels, the bed is considered to be spent and must be removed.
 The above description assumes that beds are operated in downflow mode; however, it is
 also possible to use an upflow  design for GAC systems.

 Once a bed is spent, the carbon can be treated in three ways: regeneration, backwash, or
 disposal.   Normally, it is possible to use high heat (1,500 to 1,700° F), steam, or chemical
 treatment to regenerate the spent carbon.  These processes remove contaminants from
the carbon without significantly affecting the carbon itself; however, some carbon is lost
 each time this procedure is performed, and carbon performance decreases slightly with
each regeneration. Because the bonds formed between the GAC and the adsorbate are
                                       7-25

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not generally strong, it may also be possible to backwash the carbon bed as described in
Section 7.2.3.  If the carbon cannot be regenerated or backwashed, it must be disposed
of as a solid waste.

The performance of GAC treatment units can be affected by several factors.  Three
important design criteria are saturation loading, wastewater TSS concentration, and
hydraulic loading. Saturation loading is a treatment performance  coefficient  relating
mass of contaminant adsorbed versus mass of carbon used.  If this coefficient is very low
(as is the case for highly soluble constituents), a GAC system will  not perform efficiently.
Parameters that effect solubility (i.e., pH and temperature)  must also be considered
when calculating a design saturation loading for a system.  High TSS concentrations in
wastewater will foul the GAC system. Solids will occupy bonding  sites on the carbon
and will  get plugged in the pore spaces between GAC grains. If this happens, head loss
may occur and a portion of the carbon bed will not be used for treatment. In some
cases, it  may be necessary to install some type of filtration prior to GAC treatment to
keep TSS concentrations within acceptable limits.  The amount of tune the wastewater
spends in contact with the GAC is directly related to hydraulic loading rate.  If this time
is not long enough, effluent contaminant concentrations will be higher than
expected.(2)(3)
 7.2.7.2
Industry Application
 Based on responses to the Detailed Questionnaire, 10 of 244 responding pharmaceutical
 manufacturing facilities use GAC treatment to reduce concentrations of organic
 constituents (and BOD5 and COD) hi wastewater.  This treatment is generally used
 directly after a production area or somewhere prior to the facility treatment plant. GAC
 treatment can also be used to remove organics following biological treatment.
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7.2.8
pH Adjustment/Neutralization
7.2.8.1
General Description
Because many treatment technologies used in the pharmaceutical manufacturing industry
are sensitive to pH fluctuations, pH adjustment, or neutralization, may be required as
part of an effective treatment system. A pH adjustment system normally consists of a
small tank (10 to 30 minutes retention time) with mixing and a chemical addition system.
To adjust pH to a desired value, either acids or caustics can be added in the mixing tank.
Some treatment technologies require a high or low pH to effectively perform treatment
(e.g., air stripping of ammonia requires a pH 10 to 11).  pH is generally adjusted to
between 6 and 9 prior to final discharge.
7.2.8.2
Industry Application
Based on responses to the Detailed Questionnaire, 126 of 244 responding facilities in the
pharmaceutical manufacturing industry use pH adjustment or neutralization treatment of
wastes.  Retention times for these treatment units average approximately one hour.
7.2.9
Equalization
7.2.9.1
General Description
Because many of the treatment technologies listed in this section are performed
continuously and some are sensitive to spikes of high flow or high contaminant
concentrations, it is necessary to include equalization as a part of most treatment
systems.  Equalization is normally performed in large tanks or basins designed to hold a
certain percentage of a facility's daily wastewater flow.  Equalization will equalize high-
and low-flow portions of a typical production day by allowing wastewater to be
discharged to downstream treatment operations at a constant flow rate. Equalization can
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also provide a continuous wastewater feed to operations such as biological treatment that
perform more effectively under continuous load conditions.

The mixing that occurs in an equalization basin minimizes spikes of various contaminants
in the discharged wastewater. This equalization will prevent loss of treatment
effectiveness or treatment system failures associated with these spikes.
7.2.9.2
Industry Application
Based on responses to the Detailed Questionnaire, 70 of 244 responding facilities in the
pharmaceutical manufacturing industry use equalization.  Retention times for these
treatment units average approximately 20 hours.
7.2.10        Air Stripping

7.2.10.1      General Description

Air stripping is used in the pharmaceutical manufacturing industry to remove volatile
organic constituents from wastewater.  Air stripping can also be used to remove
ammonia from wastewater. Air stripping is normally performed in a countercurrent,
packed tower or tray tower column. In these systems, the wastewater is introduced at
the top of the column and allowed to flow downward through the packing material or
trays.  Air is simultaneously delivered at the bottom of the column and blows upward
through the water stream. Volatile organics are stripped from the water stream,
transferred to the air stream, and carried out of the system at the top of the column.
Treated water discharges from the bottom of the column.  If ammonia  treatment is
desired, the pH of the waste stream would be adjusted to between 10 and 11 prior to
introduction to the column.
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7.2.10.2
Industry Application
Based on responses to the Detailed Questionnaire, 2 of 244 responding pharmaceutical
manufacturing facilities use air strippers to treat wastewater. This technology is not
common in the industry, and its use has decreased due to increasingly strict air emission
regulations.  Because the standard air stripper design simply transfers pollutants from
water to air, the Agency does not regard it as an acceptable treatment technology and is
not proposing air stripping as part of the technology bases for any of the regulatory
options.
7.2.11
Incineration
7.2.11.1
General Description
Incineration is used in the pharmaceutical manufacturing industry to treat organic and
inorganic constituents in wastewater.  This treatment is typically performed in a fixed bed
or multiple hearth incinerator equipped with an acid gas scrubber for control of
generated hydrochloric acid.  Contaminants  in the wastewater are destroyed by
combustion and the remaining water vapor is discharged to the atmosphere.
7.2.11.2
Industry Application
Based on responses to the Detailed Questionnaire,  12 of 244 responding pharmaceutical
manufacturing facilities use incinerators to treat wastewater.  Because incineration is
costly and energy-intensive when used to treat high-water content streams and does not
allow for recycle or reuse of constituents contained in wastewater, the Agency is not
proposing incineration as part of the technology bases for any of the regulatory options.
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7.3
Development of Control and Treatment Options
7.3.1
Introduction
This section describes the combinations of treatment technologies that the Agency
configured as technology options for consideration as bases for the following proposed
regulations:
                   Best practicable control technology currently available (BPT);
                   Best conventional pollutant control technology (BCT);
                   Best available technology economically achievable (BAT);
                   New source performance standards (NSPS);
                   Pretreatment standards for existing sources (PSES); and
                   Pretreatment standards for new sources (PSNS).
Treatment technologies for each option are selected from the list of technologies
presented in Section 7.2, and include advanced biological treatment, multimedia
filtration, polishing pond treatment, cyanide destruction, steam stripping, distillation, and
granular activated carbon adsorption.

These proposed regulations would establish limits on the discharge of pollutants from
industrial point sources. All  of these proposed regulations are based upon the
performance of specific technologies, but do not require the use of any specific
technology.  The proposed regulations applicable to direct dischargers (BPT, BCT, BAT,
NSPS) are effluent limitations guidelines and standards that are applied to individual
facilities through NPDES permits issued by EPA or authorized states under Section 402
 of the CWA. The proposed  regulations applicable to indirect dischargers (PSES, PSNS)
 are standards, and are  administered by local permitting authorities (i.e., the government
 entity controlling the POTW to which the industrial wastewater is discharged).  The
 proposed pretreatment standards are designed to control pollutants that pass through or
 interfere with POTWs.
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The treatment technologies that form the basis of the BPT options were selected to
provide reduction of BOD5, COD, TSS, and cyanide in pharmaceutical manufacturing
wastewater.  The treatment technologies that form the basis of the BCT options were
selected to provide reduction of BODS and TSS beyond the removals of these pollutants
achieved by BPT effluent limitations guidelines. The treatment technologies that form
the basis of BAT, PSES, NSPS, and PSNS options were selected to provide reduction of
organic constituents, ammonia, and cyanide.  Section 6 identifies the list of organic
constituents proposed to be regulated by these options.

Sections 7.3.2 through 7.3.7 provide discussions of each of the regulatory options
described above, including listing treatment technologies that form the basis of each
option, and the rationale for the development of each of the options. Technologies
included under each regulatory option vary by subcategory and are therefore presented
in separate subsections for Subcategories A and C and Subcategories B and D,
respectively.  Table 7-3 summarizes the regulatory options, identifying the treatment
technologies included under each one.
7.3.2
Best Practicable Control Technology Currently Available (BPT)
Effluent limitations guidelines based on the best practicable control technology currently
available establish quantitative limits on the direct discharge of pollutants from existing
industrial point sources.  BPT effluent limitations guidelines are based upon the average
of the best existing performance, generally in terms of treated effluent discharged by
facilities of various sizes, ages, and unit processes within an industry or subcategory.
BPT effluent limitations guidelines are most commonly developed for the control of
conventional and nonconventional pollutants, but also may be used for the control of
priority pollutants, such as cyanide for this industry.

In developing BPT, the Agency considers the total cost of applying the technology in
relation to the effluent reduction benefits  to be achieved from the technologies; the size
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and age of equipment and facilities; the processes used; the engineering aspects of
applying various types of control techniques; process changes; and nonwater quality
environmental impacts, including energy requirements.
7.3.2.1
Subcategories A and C
There are five technology options considered as BPT for Subcategories A and C.
Option 1 represents the current level of biological treatment and does not represent an
upgrade to existing systems. Option 2 consists of an advanced biological treatment
(activated sludge) system installed immediately prior to the off-site wastewater discharge
point (end-of-pipe), and cyanide treatment with an in-plant hydrogen peroxide cyanide
destruction unit (in-plant defined as being immediately downstream of the process area
generating the cyanide-bearing wastewater and prior to cornmingling with any other
process or nonprocess wastewaters).  As discussed in Section 8, advanced biological
treatment provides significant removal of BODS, COD, TSS, and ammonia and is widely
used in the pharmaceutical manufacturing industry.  Cyanide treatment based on in-plant
hydrogen peroxide oxidation is part of all BPT options.  Cyanide-bearing wastewaters are
of concern at certain pharmaceutical manufacturing facilities, and the current regulations
for cyanide discharges are based on outdated treatment methods.  The hydrogen
peroxide cyanide treatment method was selected because it has displayed comparable or
superior performance to other cyanide treatment technologies currently used in the
pharmaceutical manufacturing industry. Options 3, 4 and 5 provide the same level of
BOD5, COD, and cyanide treatment as Option 2, while progressively increasing the level
of TSS treatment. Option 3 combines the same treatment technologies as Option 2, and
adds multimedia filtration downstream of the biological treatment unit. Option 4
 combines the same treatment technologies  as Option 2, and adds polishing pond
 treatment downstream of the biological treatment unit.  Option 5 includes both
 multimedia filtration and polishing pond treatment, in that order, following biological
 treatment.
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7.3.2.2
Subcategories B and D
Three BPT options are considered for Subcategories B and D.  Option 1 represents the
current level of biological treatment and does not represent an upgrade to existing
systems. Option 2 consists of advanced biological treatment. Option 3 provides the
same level of treatment for BOD5 and COD, and adds improved TSS treatment by
adding a multimedia filtration unit downstream of the biological treatment unit.  None of
the BPT options for Subcategories B and D include cyanide treatment technology.  This
is because EPA has determined that cyanide is neither used nor generated by facilities
with Subcategory B and/or D operations. Accordingly, EPA proposes to repeal the
existing BPT limitations for Subcategories B and  D pertaining to cyanide.
7.3.2.3
Rationale
Advanced biological treatment is the basic treatment in each of the technology options
described above.  Biological, treatment is a well-established method for treating BOD5
and COD in wastewater and is the most common method in the pharmaceutical
manufacturing industry for treating BOD5.  Of the facilities in the industry that reported
using biological treatment, 74% use the activated sludge process.  Biological treatment
systems, including activated sludge systems, can be operated in nitrifying mode, thereby
achieving significant ammonia removal. The secondary clarifier, which is a standard
component of the biological treatment system, provides TSS treatment of the wastewater
prior to discharge from the system.

Because cyanide and ammonia are not present at concentrations of concern in
Subcategory B and D wastewaters, cyanide destruction and ammonia treatment
technologies are not included under the Subcategory B and D options.
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Multimedia filtration is an established technology for treating TSS in wastewater.  For
Subcategories B and D, this TSS treatment technology is included under a separate
option to fully evaluate the cost-effectiveness associated with this alternative.

The treatment performance of each of the options described above is discussed in
Section 8.
73.3
Best Conventional Pollutant Control Technology (BCT)
Effluent limitations guidelines based on the best conventional pollutant control
technology establish quantitative limits on the direct discharge of conventional pollutants
from existing industrial point sources.  In contrast to BPT guidelines that are devised as
the average of the best existing performance by a group of like facilities, BCT guidelines
are developed by identifying candidate technologies and evaluating their cost-
reasonableness.  Effluent limitations guidelines based upon BCT may not be less
stringent than BPT effluent limitations guidelines.  As such, BPT effluent limitations are
a "floor" below which BCT efficient limitations guidelines cannot be established. EPA
has developed a BCT cost test methodology to assist the Agency in determining whether
it is "cost-reasonable" for industry to control conventional pollutants at a level more
stringent than would be required by BPT effluent limitations.  This methodology is fully
described in Section 14.

In performing the BCT cost test, a BPT baseline must be developed to serve as the
starting point against which more stringent technologies are analyzed. In each
subcategory, EPA conducted the BCT analysis assuming the baseline was BPT Option 2
 (i.e., advanced biological treatment).
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7.3.3.1
Subcategories A and C
The five BCT treatment options for Subcategories A and C are the same as the BPT
options  for Subcategories A and C presented in the previous section, with the exception
of cyanide treatment, which is not included under BCT because cyanide is not a
conventional pollutant. COD, a nonconventional pollutant, is also omitted because BCT
controls conventional pollutants only.
7.3.3.2
Subcategories B and D
The three BCT treatment options for Subcategories B and D are the same as the BPT
options for Subcategories B and D presented in the previous section, except that the
BCT treatment options do not address COD.
7.3.3.3
Rationale
The rationale for the treatment technologies included under BCT is the same as that
presented for BPT (omitting references to cyanide and COD, which are not included
under BCT).
7.3.4
Best Available Technology Economically Achievable (BAT)
Effluent limitations guidelines based on the best available technology economically
achievable establish quantitative limits on the direct discharge of priority and
nonconventional pollutants to waters of the United States.  These limits are based upon
the performance of specific technologies, but they do not require the use of any specific
technology.  BAT effluent limitations guidelines are applied to individual facilities
through NPDES permits issued by EPA or authorized states under Section 402 of the
CWA. The  facility then chooses its own approach to complying with its permit
limitations.
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The technology selected by the Agency to define the BAT performance may include end-
of-pipe treatment, process changes, and internal controls, even when these technologies
are not common industry practice. BAT  performance is established for groups of
facilities with shared characteristics.  Where a group of facilities demonstrates uniformly
inadequate performance in controlling pollutants of concern, BAT may be transferred
from a different subcategory or industrial category.

A primary consideration in selecting BAT is the effluent pollutant reduction capability of
the available technologies. Implementation of the best available technology must be
economically achievable by the industry, so the cost of applying the technology is also
considered.  Other factors considered in establishing BAT include:

             •     The processes used;
             •     Engineering aspects  of the application of various types of control
                   techniques;
             •     Potential process changes;
             •     Age and size of equipment and facilities; and
             •     Nonwater quality environmental impacts, including energy
                   requirements.
 7.3.4.1
Subcategories A and C
 Four BAT technology options were considered for Subcategories A and C.  Option 1
 provides treatment of ammonia and the organic priority and nonconventional pollutants
 of concern based on an end-of-pipe advanced biological treatment (activated sludge)
 system and cyanide treatment with an in-plant hydrogen peroxide cyanide destruction
 unit (in-plant defined as being immediately downstream of the process area generating
 the cyanide-bearing wastewater and prior to commingling with any other process or
 nonprocess wastewaters). As discussed in Section 8, advanced biological treatment
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provides treatment of organic pollutants, and is widely used in the pharmaceutical
manufacturing industry. Cyanide treatment based on in-plant hydrogen peroxide
oxidation is provided as part of all BAT options because the current regulations for
cyanide discharges are based on outdated treatment methods. The hydrogen peroxide
cyanide treatment method was selected because it has displayed comparable or superior
performance compared to other treatment technologies currently used in the
pharmaceutical manufacturing industry.

Option 2 includes all of the treatment technologies from Option 1,  and provides
increased treatment of organic constituents by  adding in-plant steam stripping.  In-plant
steam stripping consists of steam stripper columns placed prior to dilution by non-process
wastewater, commingling with other treated wastestreams, and any  equalization or
treatment units that are open to the atmosphere.  This treatment is included for all
process area wastewaters that contain strippable pollutants at concentrations above the
performance levels achieved by steam stripping.

Option 3 includes all of the treatment technologies from Option 2,  and provides
increased treatment of organic constituents by  using distillation columns for harder to
strip, soluble organics such as alcohols and ketones. The use of distillation columns with
rectifying stages allows steam rates to be increased without causing a significant increase
in waste overhead organic material, because the organic material is concentrated in the
rectifying section. The increased steam rates result in lower wastewater discharge
concentrations of organics in wastewater from  the distillation columns. Under Option 3,
steam stripping is still used for easy to strip, insoluble organic constituents such as
chloroform, methylene chloride, and toluene. The use of steam stripping and distillation
technology under Option 3, depending on waste stream characteristics, is referred to
throughout the remainder of the development  document, and in the preamble to the
regulation, as "steam stripping with distillation." Steam stripping with distillation consists
of steam stripping or distillation columns placed prior to dilution by non-process
wastewater, commingling with other treated wastestreams, and any  equalization or
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treatment units which are open to the atmosphere. This treatment is included for all
process area wastestreams that contain strippable pollutants at concentrations above the
performance levels achieved by steam stripping with distillation. Throughout this
development document, when reference is made  to a specific piece of equipment, or data
for a specific piece of equipment, the terms "steam stripping" and "distillation" are used
to describe the equipment as appropriate.

Option 4 includes all of the technologies from Option 3, and provides increased
treatment of COD and specific organic constituents by adding granular activated carbon
adsorption treatment downstream of the advanced biological treatment unit.
7.3.4.2
Subcategories B and D
BAT technology options for Subcategories B and D are the same as BAT options for
Subcategories A and C, with the exception that cyanide destruction is not included.
7.3.4.3
Rationale
Advanced biological treatment is the basic treatment operation in each of the technology
options described above. Biological treatment is a proven method for treating organic
constituents in pharmaceutical manufacturing industry wastewater.  Treatment
performance data for advanced biological treatment and the other technologies included
in the BAT options are provided in Section 8. Of the facilities in the industry that
reported using biological treatment, 74% use the activated sludge process. Biological
treatment systems, including activated sludge systems, can be operated in nitrifying mode,
thereby achieving significant ammonia removal.  Options 2 and 3 include the same
technology as Option 1 with addition of in-plant steam stripping or steam stripping with
distillation.  In-plant steam stripping or steam stripping with distillation offers the
following benefits:
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                    Minimizes cross-media impacts by capturing pollutants that might
                    escape to the air during handling and biological treatment of
                    wastewater;
                    Increases the pollution prevention opportunities for a facility by
                    allowing recycle and reuse of recovered solvents;
                    Is more flexible than biological treatment in that discontinuation of
                    flow and spikes of higher pollutant concentrations are accepted
                    more easily by  the system; and
                    Provides treatment of some  constituents that are not amenable to
                    biological treatment in addition to incidental removal of ammonia.
The steam stripping with distillation component of Option 3 offers greater,pollutant,
reduction benefits than the steam stripping component of Option 2, but uses more steam
and as a result has a greater energy consumption impact.

Option 4 provides additional treatment of organics by adding GAC units. GAC
treatment is a widely used polishing technique for removing organics from wastewater
prior to discharge.

Because cyanide and ammonia are not present at concentrations of concern in
Subcategory B and D wastewaters, cyanide destruction and ammonia treatment are not
included under the Subcategory B and D options.
7.3.5
New Source Performance Standards (NSPS)
The basis for new source performance standards under Section 306 of the CWA is the
best available demonstrated technology. Industry has the opportunity to design and
install the best and most efficient processes and wastewater treatment facilities at new
facilities.  Accordingly, Congress directed EPA to consider the best demonstrated
alternative processes, process changes, in-plant control measures, and end-of-pipe
wastewater treatment technologies that reduce pollution to the maximum extent feasible.
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In response to that directive, and as with the development of options for the proposed
BAT effluent limitations guidelines, EPA considered effluent reductions attainable by the
most advanced and demonstrated process and treatment technologies at pharmaceutical
manufacturing facilities.
7.3.5.1
Subcategories A and
Two NSPS options were developed for Subcategories A and C. Option 1 consists of
cyanide treatment by an in-plant hydrogen peroxide cyanide destruction unit, in-plant
steam stripping with distillation for treatment of organic pollutants (and ammonia), and
an end-of-pipe advanced biological treatment (activated sludge) system. Option 2
includes the technologies from Option 1, and adds increased treatment of COD and
specific organic constituents by adding a granular activated carbon adsorption treatment
unit directly downstream of the biological treatment unit.
7.3.5.2
Subcategories B and D
 NSPS technology options for Subcategories B and D are the same as NSPS options for
 Subcategories A and C, with the exception that cyanide destruction is not included.
 7.3.5.3
Rationale
 Because new plants have the opportunity to install the best and most efficient wastewater
 treatment technologies, NSPS should be based on the most stringent control technology
 demonstrated for all pollutants of concern (conventional, nonconventional, and priority
 pollutants).  The two NSPS options include  the most advanced wastewater treatment
 technologies demonstrated to effectively treat pharmaceutical manufacturing industry
 wastewater.  The NSPS options address the treatment of conventional, nonconventional,
 and priority  pollutants in Subcategory A and/or C and Subcategory B and/or  D
 wastewaters. Because cyanide and ammonia are not present in wastewaters at
                                        7-40

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concentrations of concern at existing Subcategory B and D facilities, cyanide destruction
and ammonia treatments are not included under the NSPS options for Subcategories
B and D.
7.3.6
Pretreatment Standards for Existing Sources (PSES)
Pretreatment standards for existing sources establish quantitative limits on the indirect
discharge of priority and nonconventional pollutants to waters of the United States (i.e.)
PSES limit industrial discharges to POTWs.  PSES are designed to prevent the discharge
of pollutants which pass through, interfere with, or are otherwise incompatible with the
operation of POTWs. The CWA requires pretreatment for pollutants that pass through
POTWs in  amounts that would exceed direct discharge effluent limitations or limit
POTW sludge management alternatives, including the beneficial use of sludges on
agricultural lands.  Pretreatment standards are to be technology-based and analogous to
BAT for removal of priority and nonconventional pollutants.  Like effluent guidelines
limitations  and standards based on BPT, BCT, BAT, and NSPS, PSES do not require the
use of any specific technology.
7.3.6.1
Subcategories A and C
Four PSES technology options were considered for Subcategories A and C.  Option 1
provides treatment of organic constituents (and ammonia) by in-plant steam stripping,
and treatment of cyanide by an in-plant hydrogen peroxide cyanide destruction system.
Option 2 provides treatment of organic constituents (and ammonia) by in-plant steam
stripping with distillation, and treatment of cyanide by an in-plant hydrogen peroxide
cyanide destruction system.  Option 3 includes the technologies from Option 2 and
provides additional treatment of organics by adding an end-of-pipe advanced biological
treatment (activated sludge) system. Option 4 includes the technologies from Option 3
with additional treatment of COD and specific organic constituents by adding a granular
activated carbon adsorption system downstream  of  the biological treatment system.
                                       7-41

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7.3.6.2
Subcategories B and D
Three treatment options are included under PSES for Subcategories B and D. Option 1
consists of in-plant steam stripping for treatment of organic constituents.  Option 2
consists of in-plant steam stripping with distillation for treatment of organic constituents.
Option 3 combines in-plant steam stripping with distillation with subsequent granular
activated carbon adsorption treatment for increased reduction of COD and specific
organic constituents in wastewater.
7.3.6.3
Rationale
In-plant steam stripping and steam stripping with distillation are effective techniques for
the removal of priority and nonconventional pollutants of concern in pharmaceutical
manufacturing wastewater. Steam stripping and steam stripping with distillation provide
effective pretreatment of wastewater that is further treated off site by biological
treatment at a POTW.  Of the 53 pollutants in pharmaceutical manufacturing wastewater
that have been identified to pass through or interfere with POTWs, pretreatment by
steam stripping or steam stripping with distillation eliminates the pass-through problem
for 48 pollutants (the other five  pollutants are not amenable to treatment by steam
stripping or steam stripping with distillation).  With Option 3, the Agency has also
evaluated the addition of end-of-pipe advanced biological treatment for Subcategory
A and C indirect dischargers to  provide additional treatment of organics that are not
amenable to steam stripping and distillation.  As discussed previously, granular activated
carbon is an effective treatment process for reducing concentrations of COD and specific
organic constituents in wastewater, especially when used as a polishing step after other
treatment technologies. This technology is added in Option 4.

Cyanide and ammonia are not present at concentrations of concern in Subcategory
B and D wastewaters; therefore, cyanide destruction and ammonia treatment are not
included under the Subcategory B and D options. Additionally, because loadings are
                                        7-42

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much smaller at Subcategory B and D indirect dischargers (averaging 14,586 pounds per
facility) as compared to Subcategory A and C indirect dischargers (averaging 377,246
pounds per facility), it was determined that biological treatment beyond what is currently
provided at the POTW would not be appropriate treatment of wastewater from
Subcategory B and D facilities.  Therefore, all proposed options for Subcategories B and
D include in-plant steam stripping or steam stripping with distillation without any end-of-
pipe biological treatment.
7.3.7
Pretreatment Standards for New Sources (PSNS)
Pretreatment standards for new sources establish quantitative limits on the indirect
discharge of priority and nonconventional pollutants to waters of the United States.
Section 307(c) of the CWA requires EPA to promulgate PSNS at the same time it
promulgates NSPS.  New indirect dischargers, like new direct dischargers, have the
opportunity to incorporate the best available demonstrated technologies, including
process changes, in-plant controls, and end-of-pipe treatment technologies.

As discussed in Section 17, EPA determined that a broad range  of priority and
nonconventional organic pollutants, ammonia, and cyanide pass through POTWs. PSNS
are applicable to these pollutants.
7.3.7.1
Subcategories A and C
EPA considered three PSNS technology options for Subcategories A and C.  Option 1
consists of in-plant steam stripping with distillation for treatment of organics and
ammonia. Option 2 consists of in-plant distillation and end-of-pipe advanced biological
treatment (activated sludge) for treatment of organics and ammonia.  Treatment of
cyanide is based on an in-plant hydrogen peroxide cyanide destruction unit for both of
these options. Option 3 includes Option 2 treatment technologies and provides
                                       7-43

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additional treatment of COD and specific organic constituents by adding granular
activated carbon adsorption treatment downstream of the biological treatment system.
7.3.7.2
Subcategories B and D
EPA considered two options under PSNS for Subcategories B and D. Option 1 consists
of in-plant steam stripping with distillation for treatment of organic constituents. Option
2 combines in-plant steam stripping with distillation with granular activated carbon
adsorption treatment for increased reduction of COD and specific organic constituents.
EPA did not consider a technology option employing advanced biological treatment for
the same reasons EPA rejected end-of-pipe advanced biological treatment as part of the
PSES technology options.
7.3.7.3
Rationale
New indirect dischargers, like new direct dischargers, have the opportunity to incorporate
into their plants the best available wastewater treatment technologies. Therefore, the
treatment technologies included in the PSNS  options are the most advanced wastewater
treatment technologies demonstrated to effectively treat pharmaceutical manufacturing
industry wastewater. The PSNS technology options address the treatment of organics,
ammonia, and cyanide in Subcategory A and  C wastewater and organics in Subcategory
B and D wastewater.  Since cyanide and ammonia are not present in wastewater at
concentrations of concern at Subcategory B and D facilities, cyanide destruction and
ammonia treatment are not included under the Subcategory B and D options.
                                        7-44

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                                       Table 7-1

                   Summary of Major Treatment Technologies
              Used in the Pharmaceutical Manufacturing Industry
Technology
pH Adjustment/Neutralization
Equalization
Biological Treatment
Single-Stage Activated Sludge
Two-Stage Activated Sludge
Oxygen Activated Sludge
Aerated Lagoons
Trickling Filters
Rotating Biological Contactors
Multimedia Filtration
Cyanide Destruction
Alkaline Chlorination
H,02 Oxidation
Hydrolysis
Distillation Technologies
Solvent Recovery
Distillation
Distillation with, reflux
Rectification
Wastewater treatment
Steam stripping
Carbon Adsorption
Polishing Pond
Air Stripping
Incineration
Number of Facilities Using the Technology(a)
Subeategory A and C
81
44

31
2
1
7
4
2
3

6
3
1
12
28
12

4(b)
6
2
2
10
Subcategory B and D
45
26

21
2
1
5
1
1
3

0
0
0
3
5
1

0
4
6
0
1
(a)Data based on responses from the Detailed Questionnaire (244 responding facilities).
(b)In their Detailed Questionnaire responses, 14 facilities reported using steam stripping for wastewater
treatment; however, based on a review of each of these facilities, EPA determined that only four facilities
were actually using the technology for wastewater treatment.
                                          7-45

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                 Table 7-2
   Pharmaceutical Manufacturing Facilities
Quantify of Chemicals Recycled/Reused (1990)
Chemical Name
Acetone
Acetonitrile
n-Butyl acetate
1,2-Dichloroethane
Ethyl acetate
Ethyl alcohol
Heptane
Hexane
Isopropanol
Methanol
Methylene chloride
Pyridhie
Tetrahydrofuran
Toluene
Triethylamine
Number of
Facilities
Reporting
2
2
1
2
1
1
1
1
1
7
7
1
1
6
1
TOTAL
Total Quantity
Recycled/Reused (Ibs)
17,107,958
10,518,000
37,302,726
187,020
10,243,000 ,
122,304,000
5,680,400
248,082
27,441
19,027,784
92,599,587
451,000
76,666
19,185,893
29,534
334,989,091
                     7-46

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          Table 7-3
Summary of Regulatory Options
Regulation
BPT Option 1
Option 2
Option 3
Option 4
Option 5
BCT Option 1
Option 2
Option 3
Option 4
Option 5
BAT Option 1
Option 2
Option 3
Option 4
Subcategory A and C Facilities
Current Biological Treatment
In-plant Cyanide Destruction +
Advanced Biological Treatment
In-plant Cyanide Destruction +
Advanced Biological Treatment +
Effluent Filtration
In-plant Cyanide Destruction +
Advanced Biological Treatment +
Polishing Pond
In-plant Cyanide Destruction +
Advanced Biological Treatment +
Effluent Filtration + Polishing Pond
Current Biological Treatment
Advanced Biological Treatment
Advanced Biological Treatment +
Effluent Filtration
Advanced Biological Treatment +
Polishing Pond
Advanced Biological Treatment +
Effluent Filtration + Polishing Pond
In-Plant Cyanide Destruction +
Advanced Biological Treatment With
Nitrification
In-Plant Steam Stripping + In-Plant
Cyanide Destruction + Advanced
Biological Treatment
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction + Advanced Biological
Treatment
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction + Advanced Biological
Treatment + Granular Activated
Carbon Adsorption
Subcategory B and D Facilities
Current Biological Treatment
Advanced Biological Treatment
Advanced Biological Treatment +
Effluent Filtration
None
None
Current Biological Treatment
Advanced Biological Treatment
Advanced Biological Treatment +
Effluent Filtration
None
None
Advanced Biological Treatment
In-Plant Steam Stripping +
Advanced Biological Treatment
In-Plant Steam Stripping with
Distillation + Advanced Biological
Treatment
In-Plant Steam Stripping with
Distillation + Advanced Biological
Treatment + Granular Activated
Carbon Adsorption
             7-47

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 Table 7-3




(Continued)
Regulation
NSPS Option 1
Option 2
PSES Option 1
Option 2
Option 3
Option 4
PSNS Option 1
Option 2
Option 3
Subcategory A andrC Faculties
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction + Advanced Biological
Treatment
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction + Advanced Biological
Treatment + Granular Activated
Carbon Adsorption
In-Plant Steam Stripping + In-Plant
Cyanide Destruction
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction + Advanced Biological
Treatment
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction + Advanced Biological
Treatment + Granular Activated
Carbon Adsorption
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction + Advanced Biological
Treatment
In-Plant Steam Stripping with
Distillation + In-plant Cyanide
Destruction + Advanced Biological
Treatment + Granular Activated
Carbon Adsorption
Subcategory B and D Facilities
In-Plant Steam Stripping with
Distillation + Advanced Biological
Treatment
In-Plant Steam Stripping with
Distillation + Advanced Biological
Treatment + Granular Activated
Carbon Adsorption
In-Plant Steam Stripping
In-Plant Steam Stripping with
Distillation
In-Plant Steam Stripping with
Distillation + Granular Activated
Carbon Adsorption
None
In-Plant Steam Stripping with
Distillation
In-Plant Steam Stripping with
Distillation + Granular Activated
Carbon Adsorption
None
     7-48

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                     REFERENCES
U.S. EPA, Washington, D.C.  Facility Pollution Prevention Guide, May
1992.

U.S. EPA, Office of Solid Waste.  Treatment Technology Background
Document, January 1991.

Metcalf & Eddy, Inc., revised by G. Tchobanoglous.  Wastewater
Engineering:  Treatment, Disposal, and Reuse, Second Edition;
V. Te Chow, R. Eliassen, and R.K. Linsley, eds. McGraw Hill, Inc., New
York, New York, 1979.

U.S. EPA, Office of Water. Development Document for Effluent
Limitations Guidelines and Standards for the Aluminum Forming Point
Source Category. EPA 440/1-84/073, U.S. Environmental Protection
Agency, Washington, D.C., June 1984.
                         7-49

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                                   SECTION 8
        PERFORMANCE OF THE CONTROL AND TREATMENT OPTIONS
8.1
Introduction
This section discusses the treatment performance data collected and available to the

Agency for the treatment technologies discussed in Section 7 and for the constituents and

pollutant parameters proposed for regulation in Section 6. The subsections below list, by

technology, criteria applied to available datasets to determine which data corresponded

to well-designed/well-operated treatment units that could be used in developing long-

term mean (LTM) performance levels.  Those data meeting the criteria are presented in

this section.


The following information is presented in this section:
                   Section 8.2 provides an overview of the treatment performance
                   databases developed by the Agency and their sources.

                   Section 8.3 provides a technology-by-technology evaluation of
                   treatment performance data, lists the criteria used to identify data
                   associated with well-designed/well-operated systems, and
                   summarizes those datasets that meet the well-designed/well-
                   operated criteria.

                   Section 8.4 presents the Agency's rationale for the data transfers
                   developed for this regulation, including process simulation modelling
                   conducted by EPA to support transfers.

                   Section 8.5 discusses the development of LTMs for conventional
                   pollutants and COD.

                   Section 8.6 discusses the development of the LTM for cyanide.
                                       8-1

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                   Section 8.7 discusses the development of LTMs for priority and
                   nonconventional pollutants.
                   Section 8.8 discusses the development of the LTM for ammonia.
8.2
Treatment Performance Databases
There are four main sources of treatment performance data available to the Agency:
EPA sampling data; industry-supplied self-monitoring data; data gathered from EPA-
sponsored treatability studies; and data collected as part of other research efforts. These
sources are described in detail in Section 3.1.  The treatment performance data used
from these sources are discussed in greater detail below.
8.2.1
EPA Pharmaceutical Manufacturers Sampling Program Data
Beginning in 1978, EPA conducted the Screening and Verification Sampling Programs.
Under these programs, wastewater samples were collected from plants with
manufacturing operations representative of the pharmaceutical manufacturing industry.
In the screening program, in-plant and end-of-pipe wastewater samples from 26 plants
were screened for the presence of 129 priority pollutants. Typical sample collection
periods were 24 hours during the screening phase. The Agency conducted follow-up
sampling (referred to as the verification phase) at five facilities to verify the presence,
levels, frequency of discharge, and treatability of the pollutants detected during the
screening program. The typical verification sampling program was three  days in length.
 Between 1983 and 1991, EPA also conducted 15 different sampling episodes at 13
 pharmaceutical manufacturing facilities. Data were collected for all pollutants on the
 List of Analytes during these sampling efforts. These data were used to characterize the
 pollutants in the wastewater discharged by direct and indirect facilities, to generate
                                        8-2

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pollutant treatment system performance data from facilities with well-operated biological
treatment systems, and to obtain treatability data for steam stripping columns.

The treatment performance data collected from these sampling episodes were
incorporated into a sampling database. These data were evaluated against the criteria
defined in Section 8.3 to establish data representative of well-designed/well-operated
steam stripping, and biological treatment systems  for priority and nonconventional
pollutants.
8.2.2
Industry-Supplied Self-Monitoring Data
Self-monitoring data were supplied by pharmaceutical manufacturers to the Agency as
part of their response to the Detailed Questionnaire (self-monitoring data were also
submitted by the seven facilities that participated in the 1989 pretest questionnaire).  In
addition, the Agency requested self-monitoring data from Facility 30542 on the
performance of their cyanide destruction unit, which employs in-plant hydrogen peroxide
oxidation treatment. All self-monitoring treatment performance data were evaluated
against the criteria defined in Section 8.3 to establish data representative  of well-
designed/well-operated treatment units.  Those data that conformed to the  criteria were
placed into the Self-Monitoring Database. This database includes biological treatment
performance data for conventional, priority, and nonconventional pollutants as well as
cyanide  treatment performance data.

Self-monitoring data collected during 1982 and 1983 that represent the performance of
tertiary multimedia filtration at Subcategory B and D facilities are also available.  These
data were collected and presented as part of the  October 27, 1983 NSPS proposed rule
(48 FR 49808) for the pharmaceutical manufacturing industry.
                                        8-3

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 8.2.3
EPA Treatability Studies Data
 In 1984, the Agency collected granular activated carbon treatability data for total COD.
 The data collected as part of this treatability study were evaluated to establish data
' representing well-designed/well-operated GAC treatment for COD.

 In late 1991, the Agency collected steam stripping treatability data for several volatile
 organic pollutants generated at a pharmaceutical manufacturing facility using a pilot-
 scale and bench-scale steam stripper.  Additionally, the Agency collected distillation
 treatability data in September of 1993 for methanol, using an existing full-scale
 distillation column in operation at a pharmaceutical manufacturing facility.  The data
 collected as part of these treatability studies were evaluated against the criteria defined
 hi Section 8.3 to identify data representative of well-designed/well-operated steam
 stripping and distillation treatment for priority and  nonconventional pollutants.
 8.2.4
Other Research Sources
 In 1979, the Robert S. Kerr Environmental Research Laboratory at Ada, Oklahoma
 conducted an applied research study to determine the fate of specific priority pollutants
 within a biological treatment system.(l)  In the course of the study, priority pollutants
 associated with the manufacture of pharmaceuticals were identified at two industrial
 facilities.  The data collected as part of this study were evaluated against the criteria
        


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8.3.1
Advanced Biological Treatment
The Agency has defined "advanced" biological treatment at pharmaceutical
manufacturing facilities as those with better than existing BPT-level performance in the
industry for treating BOD5 and COD and as treatment systems that can reduce ammonia
in the wastewater through nitrification, where necessary. Advanced biological treatment
performance was'defined in Section 7.2.2.1 as systems that consistently surpass, on a
long-term basis,  90% BOD5 reduction and 74% COD reduction in pharmaceutical
manufacturing wastewater, as required by the existing BPT effluent limitations guidelines
(40 CFR Part 439).

These reductions in BOD5 and COD represent the initial criteria used to identify best
performer datasets for  advanced biological treatment.  For BOD5, COD, and TSS, an
additional criteria established for best performer  datasets was that the treatment system
represented by the data treat a major portion (49% or more by volume) of
pharmaceutical process wastewater in relation to  other wastewaters treated by the
system.

Table 8-1 presents the  BOD5, COD, and TSS datasets that meet the criteria listed above
for best performance.   A review of these datasets shows that each is consistently
achieving far greater reductions in BOD5, COD, and TSS discharges than the other
plants subject to the existing BPT regulations. Facilities 50002, 50003, 50004, 50005, and
50007 represent best treatment performance for conventional pollutants and COD for
Subcategory A and C facilities.  Facilities 50008 and 50011 represent best treatment
performance for conventional pollutants and  COD for Subcategory B and D facilities.

For the identification of applicable datasets for organic pollutants, the percent process
wastewater treated criteria was modified to include datasets from treatment systems
where pharmaceutical manufacturing wastewater is the predominant wastewater
discharged to the treatment system (i.e., including all wastewater from the
                                        8-5

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pharmaceutical manufacturing area of the facility, not just wastewater from

pharmaceutical manufacturing operations.) Additional review criteria included:


             •    • A search of datasets for those constituents and pollutant parameters
                   selected for regulation;

             •     A review of datasets to ensure that they are representative of
                   advanced biological treatment technology (e.g., datasets representing
                   biological treatment plus powdered activated carbon adsorption
                   were removed from consideration);

             •     An exclusion of data from facilities that supplied influent data only;
                   and

             •     A requirement that only data from facilities where the average
                   influent pollutant concentration was at least 10 times greater than
                   the analytical detection limit so that treatment being achieved could
                   be measured.


Table 8-2 presents the organic constituent datasets that meet the criteria listed above for

best performance. For organic constituents, treatment performance data from facilities

with operations in all subcategories were considered together since the treatment

performance data do  not demonstrate a difference in  treatment based on subcategory.

These data are considered representative of treatment performance for all subcategories.


Best performance data for ammonia based on a mtrifying biological treatment system are

presented below.
FacUIty
30540
Pollutant
Ammonia
(aqueous)
; Influent Gone. (mg/L)
\ Min.
25.0
Max.
46.3
Avg.
42.6
Effluent Cone. (mg/L)
Min.
1.4
. Max.;
3.7
> :Avg. •
2.5
! #of
Data
Points
9
Source
I
 I - EPA (List of Analytes) Sampling Program, Reference 3.
                                         8-6

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8.3.2
Multimedia Filtration
The Agency has obtained industry-supplied self-monitoring treatment performance data
for tertiary filtration from one Subcategory A and C pharmaceutical manufacturing
facility (Facility 50007) and from two Subcategory B and D pharmaceutical
manufacturing facilities (Facilities 12053 and 12317). TSS reductions through treatment
were calculated using these data; datasets that did not include influent concentrations
were not included in the calculations.  Table 8-3 presents the data that describe the
treatment performance of these tertiary filters.
8.3.3
Polishing Ponds
The Agency has obtained industry-supplied self-monitoring treatment performance data
describing polishing pond treatment from one Subcategory A and C pharmaceutical
manufacturing facility. TSS reductions through treatment were calculated using these
data.  The calculated reductions were used in developing the TSS LTM representing
polishing pond treatment. The table below presents this polishing pond treatment
performance data.
Facility
50007
Pollutant
TSS
Influent Gone. (mg/L)
Mia.
4.0
: Max.
158.0
Avg.
30.4
Effluent Cone. 
Min.
4.0
Max.
110.0
•: Avg.. .
24.2
;,. ''*of:,V;
: Data
: Points
462
: Source
SMD •
SMD - Self-Monitoring Database, Reference 2.
8.3.4
Cyanide Destruction
The Agency requested cyanide destruction data in the Detailed Questionnaire. Ten
facilities reported using cyanide destruction systems, including the following types of
treatment:  hydrogen peroxide oxidation, alkaline chlorination, and hydrolysis.  As
                                        8-7

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discussed in Section 3.1.4, EPA requested Facility 30542 to develop a long-term database
documenting the performance of their hydrogen peroxide oxidation cyanide destruction
unit. The faculty submitted six months of data to EPA in November 1991.  EPA also
sampled the cyanide destruction unit of this facility during an on-site sample episode.

EPA considered all of the individual datasets representative of the various cyanide
destruction technologies in  use. The dataset that represents the performance of
hydrogen peroxide oxidation technology run in batch mode with analytical sampling of
each treated batch to  ensure a treated cyanide concentration < 1.0 mg/L achieved
significantly greater and more consistent cyanide reduction than that achieved by any of
the other technologies.  Consequently, EPA is proposing hydrogen peroxide oxidation
with batch sampling to ensure treatment concentrations to below  1.0 mg/L prior to
discharge  (using U.S. EPA  Method 335.2) as the technology basis for cyanide destruction
in the pharmaceutical manufacturing industry.  The self-monitoring data submitted by
facility 30542 along with EPA-collected sampling data from this facility's system were
used to develop the proposed LTM for cyanide.

The treatment performance data for Facility 30542 were evaluated and those data points
which represent an effluent cyanide concentration in excess of 1.0 mg/L were removed
from the dataset that  represents best performance. Four of 36 effluent data points were
removed based on this criterion. These batches should have been recycled to cyanide
destruction treatment but were discharged at the time of the data collection due to a
false negative result from the faculty's internal test procedure  (S102.1) for cyanide which
did not identify the effluent concentrations above the 1.0 mg/L target.

The table below presents the cyanide destruction data identified as representing
hydrogen peroxide oxidation with batch analysis using U.S. EPA Method 335.2 to ensure
treatment concentrations below 1.0 mg/L prior to discharge.
                                        8-8

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Facility
30542
Pollutant
Cyanide
Influent Cone. (ing/L)
Min.
160.0
Max.
3,700.0
;' Avg. '•:
1,937.4
Effluent Cone. (mg/L)
Min.
0.005
Max.' '
0.720
! ' Avg.
0.25
"••# of
Data
Points
32
Source
SMD/I
SMD/I - Combined datasets from the Self-Monitoring Database and the EPA (List of Analytes) Sampling
Program at Facility 30542, References 2, 3.
8.3.5
Steam Stripping and Distillation
The Agency collected steam stripping performance data from four EPA sampling

episodes and from one EPA-sponsored pilot study.(5)(6)(7)(8)(9)  The Agency also

collected distillation performance data from one EPA-sponsored study.(lO)  The data

from these sampling episodes and treatability studies were evaluated against the
following criteria:


             •     Only those constituents proposed for regulation were included.

             •     Influent and effluent datasets from columns without trays or packing
                   were excluded from consideration (i.e., no flash tanks).

             •     Influent and effluent datasets where the  influent organic
                   concentration was not detected were excluded from further
                   consideration.

             •     Data were excluded if collected while a stripper was not at steady
                   state. Steady state for  the purpose of this comparison was defined
                   as the point where temperatures and flow rates are constant.


The treatment performance data were then evaluated under two options:
1)
Steam stripping option - under the steam stripping option all of the steam
stripping performance data meeting the initial editing criteria were
considered.  Distillation performance data and treatment performance data
showing no pollutant reduction were excluded. In addition, treatment
performance data from columns with low steam rates were excluded as
they are not representative of well designed, well operated systems.  Steam
                                        8-9

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             rate requirements are pollutant specific; steam rates were considered low if
             they were below the rates listed for each pollutant group in Table 10-8.
2)           Steam stripping with distillation - under the steam stripping with distillation
             option the Agency only considered those data for each pollutant
             representing optimum performance of steam stripping and distillation
             technology. The methanol data collected as part of the alcohol distillation
             pilot study represents optimum performance for the removals of alcohols
             and other compounds with similar strippability. In addition, treatment
             performance data for other pollutants from columns with less than
             optimum steam rates were excluded because they are not representative of
             the performance basis of this option.  Steam rate requirements are
             pollutant specific; steam rates were not considered optimum if they were
             less then rates presented for each pollutant group in Table 10-9.

Table 8-4 presents the steam stripping option data meeting the criteria listed above.
Table 8-5 presents the steam stripping with distillation option data meeting the criteria
listed above. For organic constituents, treatment performance data from facilities with
operations in all subcategories were considered together since the treatment performance
data do not indicate a difference in treatment based on subcategory.  These data are
considered representative of treatment performance for all subcategories.

The Agency has also evaluated the use of air stripping for the removal of ammonia.(9)
Since the average ammonia concentration of the plant wastewater stream for the air
stripping study was significantly less than that expected, the Agency made three test runs
at varying V/L ratios with plant wastewater spiked with ammonia. The optimum V/L
ratio for ammonia stripping in these runs was found to be 510 cfm/gpm and the
treatment performance data from this run represent well-designed/well-operated
treatment performance for ammonia removal.  The treatment performance data from
this run are presented below. The Agency is transferring this air stripping treatment
performance data to represent treatment achievable by steam, stripping  and steam
stripping with distillation. Each of these technologies are based on the  same mass
transfer principals and steam stripping and distillation are more effective treatment
technologies than air stripping since they are conducted at elevated temperatures at
                                        8-10

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which ammonia is more volatile.  Therefore, steam stripping and distillation will be as or
more effective than air stripping in removing ammonia from wastewater. The air
stripping data presented below are therefore being used to represent treatment
performance achievable by steam stripping and distillation.
Facility
30329
Pollutant
Ammonia
(aqueous)
Influent Cone. (mg/L)
Min.
123.0
Max.
128.0
'.;-' Avg,,. •
125.0
Effluent Cone. (mg/L)
Min.
8.1
Max.
11.2
• Avg. •''•
9.9
#of
Data
Points
7
Source
PILOT'
PILOT - EPA-sponsored pilot study of air stripping, Reference 9.
8.3.6
Carbon Adsorption
In 1984, EPA's Water Engineering Research Laboratory (WERL) conducted pilot-plant
activated carbon adsorption studies to determine constituents contributing to high COD
in pharmaceutical manufacturing industry effluents, and to evaluate the ability of
activated carbon adsorption to reduce COD levels.(ll) The 1984 studies evaluated
powdered activated carbon (PAC)  addition to an activated sludge system (PACT®) and
GAC treatment of pharmaceutical  manufacturing plant secondary effluent. A follow-up
study of PACT® was conducted in  1987.(12)

Data collected from the PACT® studies included raw waste and effluent pH,
temperature, TSS, Total Chemical  Oxygen Demand (TCOD), and Total Biochemical
Oxygen Demand (TBOD). The follow-up study of PACT® treatment evaluated TCOD
removal from pharmaceutical manufacturing wastewater and the efficiency of PAC in
removing specific organics. Since the Agency is proposing GAC as part of its treatment
options, PACT® treatment performance is not discussed further.  The GAC  study
evaluated, on a  pilot scale, the ability of GAC to remove TCOD from pharmaceutical
manufacturing plant effluent.
                                      8-11

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The table below presents the GAC data available to the Agency from the 1984 study on
TCOD removal. The Agency has used these TCOD data to develop a removal estimate
of COD through GAC.
Pollutant
TCOD
TCOD
Run
#
1
2
Influent Cone. (mg/L)
Min.
730
397
Max.
1120
1940
Avg.
879
917
Effluent Cone. (mg/L)
Min.
144
123
Max.
459
897
Avg.
275
432
# of
Date
Points
17
42
: %
Removal
69
53
Source
PILOT
PILOT
PILOT - EPA-sponsored pilot study of GAC, Reference 11.
8.4
Evaluation of Treatment Performance Data Transfers
The Agency does not have treatment performance data for all constituents and pollutant
parameters proposed for regulation.  The Agency is proposing to transfer treatment
performance data from constituents with data to constituents without data that are
deemed to be treated similarly. The transferred data are being used to develop
limitations and standards for pollutants for which EPA does not have data. This section
discusses the treatment performance data transfers proposed by the Agency.
 8.4.1
Advanced Biological Treatment Performance Data Transfers
 As shown in Table 8-2, EPA has performance data from advanced biological treatment
 for 29 of the organic constituents selected for regulation.  To develop a basis of transfer
 for the other 24 organic constituents selected for regulation, the Agency grouped the
 organic constituents  by structural and biodegradability groups and, in general, identified
 data transfers within these groups.

 The organic constituents selected for regulation were grouped by biodegradability,
 including "high", "medium high", "medium", and "low" biodegradability.  These
                                        8-12

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biodegradability groups were developed using Kmax values and the ratio of BOD5 to
theoretical oxygen demand (BOD5/ThOD).  The Kmax biodegradation rate is based on
Monod-type kinetics, which assumes that biodegradation of any one constituent is
independent of the concentrations of other constituents as long as no constituents are
inhibitory or toxic to the microorganisms.  Inhibition or toxicity by one constituent may
slow or halt the degradation of other constituents.  As the Kmax value increases,
biodegradability increases.  Large values of the ratio BOD5/ThOD (e.g.,  >50%) indicate
that the compound is readily biodegradable.  Low ratios (e.g., < 20%) indicate that the
compound is either slowly biodegradable or only partially biodegradable.(13)

Constituents were placed in the "high" biodegradability group if the Kmax value was
greater than 4.00 E-06 or the BOD5/ThOD ratio was greater than 50%.  Because neither
a Kmax value nor a BOD5/ThOD ratio were found for methyl formate, this constituent
was placed in the "high" group due to its similar structure to ethyl acetate which is in the
"high" group.

Constituents were placed in the "medium high" biodegradability group if there was a
broad range of BOD5/ThOD ratios such that the range included both the medium and
high categories (e.g., a BOD5/ThOD ratio  between 20% and 70%).

Constituents were placed in the "medium" biodegradability group  if the Kmax value was
greater.than 1.00 E-07 and less than 4.00 E-06, or BOD5/ThOD ratios were between 20
and 50 percent.  Because Kmax values and BOD5/ThOD ratios were not found for
diethylamine, methylamine, 2-methylpyridine, and  triethylamine, these constituents were
placed in the "medium" group,  based on the following information:
                   Literature suggests biodegradability of diethylamine, but reports it is
                   inhibitory to bacterial and algal cell division (14);
                   Literature also suggests biodegradability of methylamine, but reports
                   it is 50% inhibitory to nitrification (15);
                                       8-13

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                   2-methylpyridine is very similar in structure to pyridine, which is in
                   the "high" group; however, 2-methylpyridine was placed in the
                   "medium" group because the extra methyl group of this constituent
                   makes it less biodegradable (16); and

                   A 200 mg/L solution of triethylamine is 100% biodegraded but
                   triethylamine is also reported to be 50% inhibitory to nitrifying
                   bacteria.(15)
Constituents were placed in the "low" biodegradabiliry group if the Kmax value was les's
than 1.00 E-07 or BOD5/ThOD ratios were less than 20%.  Because Kmax values and

BOD5/ThOD ratios were not found for amyl alcohol, formamide, and
N,N-dimethylacetamide, these constituents were placed in the "low" group, based on the

following information:


             •      Very slow biodegradation has been shown for amyl alcohol. An
                   activated sludge unit demonstrated only 3.7% removal of ThoD of
                   this compound in 24 hours.(15)

             •      Very slow biodegradation has been shown for formamide.  An
                   activated sludge unit demonstrated only 11.8% removal of ThOD of
                   this compound in 24 hours.(15)

             •      N,N-Dimethylacetamide was placed in the "low" group due to its
                   structural similarity to formamide.(15)


Table 8-6 presents the structural and biodegradabiliry groups for ammonia and the

organic constituents selected for regulation.
8.4.1.1
Data Transfer Methodology
Once the biodegradability groups were assigned, appropriate data transfers were

identified whereby treatment performance data were transferred from constituents with

data to constituents for which the Agency did not have data.  In general, transfers were

made between structurally similar constituents, mostly from within the same structural
                                       8-14

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group.  Transfers were made from less treatable to more treatable constituents, based on
their biodegradability groupings and general guidelines regarding biological treatability
(i.e., decreasing biodegradability with increased branching or shortening of carbon
chains).(16)  Table 8-5 presents the proposed biological treatment performance data
transfers. For some of the constituents listed in Table 8-5, treatment performance data
were not available, and transfers of long-term means were not identified using the
general methodology outlined above.  Treatment performance data transfers were
developed for these constituents based on the following methodology:  transfers were still
based on structural similarity, although a few of the transfers were not between
constituents from the same structural group. Where more than one  constituent was  a
candidate from which to transfer a long-term mean performance level, the constituent
with the higher long-term mean was chosen. All of these transfers were between
constituents that are similar in terms of relative biodegradability. The specific rationale
supporting each data transfer is discussed below.
8.4.1.2
Alcohol Structural Group
The proposed data transfers within the alcohol structural group are from ethanol to
ethylene glycol, tert-butyl alcohol, n-propanol, and amyl alcohol.  In addition to having
similar structures, ethylene glycol was included in the high biodegradability group while
ethanol was included in the medium biodegradability group, suggesting a transfer of data
from a more treatable to a less treatable constituent. Both n-propanol and amyl alcohol
have similar structures to ethanol and have longer carbon chains, suggesting easier
biodegradability.  The  transfer from ethanol to tert-butyl alcohol is based on structural
similarity.
8.4.1.3
Aldehyde Structural Group
The proposed data transfer within the aldehyde structural group is from formaldehyde to
isobutyraldehyde.  Isobutyraldehyde has a longer carbon chain attached to the carbonyl
                                        8-15

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group, which should enhance its biodegradability.  The ratio of BOD5 to ThOD is 65%
for isobutyraldehyde compared to 60% for formaldehyde, indicating isobutyraldehyde is
as biodegradable as formaldehyde, thereby supporting this transfer.
8.4.1.4
Amide Structural Group
Within the amide structural group, the proposed data transfers are from
N,N-dimethylformamide to N,N-dimethylacetamide and formamide. For
N,N-dimethylacetarnide, the additional methyl group attached to the acetamide should
make it more biodegradable than N,N-dimethylformamide.  For formamide,
NjN-dimethylformamide is the most structurally similar constituent to  this amide for
which data are available.
8.4.1.5
Amine Structural Group
One constituent in the amine structural group, triethylamine, has best performer
biotreatment data.  However, the long-term mean for triethylamine is based on just two
data points, with the effluent concentrations at the detection limit.  Because of the
limited nature of this dataset, the treatment performance data for triethylamine was not
transferred to other pollutants. The amide, N,N-dimethylfonnarnide, is proposed as a
source of data transfer for methylamine and dimethylamine, since their structures are
very similar. Both amines are less branched than N,N-dimethylformamide and,
therefore, predicted to be more biodegradable than N,N-dimethylformamide.
 8.4.1.6
Aromatic Structural Group
 Within the aromatic structural group, data transfers are proposed from chlorobenzene to
 aniline, p-dichlorobenzene to o-dichlorobenzene, and 2-methylpyridine to
 N,N-dmemylaniline.
                                        8-16

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In the first transfer, the amino functional group in aniline is more easily biodegraded
than the chlorine group in chlorobenzene. Also, these compounds have similar
structures, and aniline, which is in the high biodegradability group, is predicted to be
more biodegradable than chlorobenzene which is in the medium biodegradability group.
Thus, with regard to the first data transfer, since chlorobenzene is less biodegradable
than aniline, this data transfer is justified.  As to the second transfer, p-dichlorobenzene
data is transferred to o-dichlorobenzene based on similar structures.  The third data
transfer is based on the fact that N,N-dimethylaniline is closest in structure to
2-methylpyridine, an aromatic constituent for which  treatment performance data  are
available.
8.4.1.7
Ester Structural Group
Data transfers are proposed in the ester structural group from isopropyl acetate to n-
butyl acetate and from ethyl acetate to n-amyl acetate and methyl formate. For all three
transfers, the constituent transferred is less complex and/or has a longer carbon chain
attached to the ester group, making the constituents transferred easier to biodegrade.
8.4.1.8
Ether Structural Group
In the ether structural group, data transfers are proposed from tetrahydrofuran to
polyethylene glycol 600, diethyl ether and isopropyl ether.  The transfer from
tetrahydrofuran to diethyl ether is based on the structural similarity of these constituents
and the more highly branched structure of tetrahydrofuran. Both constituents have the
same Kmax value, also supporting the rationale that diethyl ether should be at least as
biodegradable as tetrahydrofuran. Tetrahydrofuran was chosen as the transfer basis for
the other ethers without available treatment performance data since these constituents
have similar structures and the long-term mean for tetrahydrofuran is slightly higher than
that for 1,4-dioxane (the other ether with available treatment performance data).
                                        8-17

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8.4.1.9
Alkane Structural Group
In the alkane structural group, data transfers are proposed from n-hexane to cyclohexane
and from toluene to petroleum naphtha.  Cyclohexane and n-hexane are in the same
structural group and both are considered highly biodegradable. Toluene, an aromatic
compound, is the most structurally similar compound with performance data to
petroleum naphtha. Petroleum naphtha, while placed in the alkane structural group, is
actually a petroleum distillate fraction containing a mixture of aromatic and nonaromatic
compounds, with characteristics similar to both alkanes and aromatics.
8.4.1.10
Miscellaneous Structural Group
From the miscellaneous structural group, treatment performance data transfers are
proposed from ethanol to methyl cellosolve, from ethyl acetate to 'furfural, and from
chloromethane to dimethyl sulfoxide.  In each case, data were transferred from the most
structurally similar constituent or group of constituents for which performance data are
available.
8.4.2
 Steam Stripping and Distillation Treatment Performance Data Transfers
The Agency has treatment performance data from well-designed/well-operated steam
stripping units for ten of the organic constituents selected for regulation.  To develop a
basis of performance data transfer for the other 43 regulated organic constituents, the
Agency grouped the organic constituents into strippability groups based on their Henry's
Law Constant. Data transfers were then made within each group from the least
strippable compound to more strippable compounds.  The same methodology was
followed for the steam  stripping with distillation option where the Agency has treatment
performance data from well-designed/well-operated steam stripping and distillation units
for eight of the organic constituents  selected for regulation.
                                        8-18

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Henry's Law is used to relate the equilibrium of the vapor-phase concentration of a
solute to its liquid-phase concentration. In its traditional formulation, shown in Equation
8-1, Henry's Law expresses vapor-liquid equilibrium when the total pressure is low (less
than 2 atm) and when the solute concentration is also low (less than 1 mol%).(19)
                                  Xi x H = Yi x P

Where:      Xi = solute liquid-phase mole fraction
             H = Henry's Law Constant
             Yi = solute vapor-phase mole fraction
             P  = pressure.
(8-1)
While the solute concentration in the wastewater from facilities in the pharmaceutical
manufacturing industry may be more than 1 mol%, Henry's Law Constants still provide a
good measure of relative strippability, and can be used to rank the constituents and place
them in strippability groups.

In environmental applications, Henry's Law is often used to relate the equilibrium vapor-
phase concentration of a contaminant to its  concentration in water.  For a given
contaminant in water, the Henry's Law Constant is directly proportional to the
contaminant's vapor pressure and inversely proportional to its solubility. A contaminant
with a high vapor pressure and low solubility in water has a high Henry's Law Constant.
Conversely,  a contaminant that has  a low vapor pressure and/or is very soluble in water
has a low Henry's Law Constant. For all contaminants, the Henry's Law Constant is a
function of temperature and pressure.

These fundamental relationships allow Henry's Law Constants to be used to judge how
effective treatment  technologies that rely on liquid-to-vapor mass transfer will be and to
judge the relative effectiveness of these  technologies on different constituents. For
example, constituents with high Henry's Law Constants are easily removed from water by
                                        8-19

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steam stripping or distillation, while constituents with low Henry's Law Constants are
not.

Tables 8-7 and 8-8 present, for each regulated organic constituent and ammonia, the
Henry's Law Constant (presented in decreasing order), the structural group, and the
transfer group for the steam stripping and steam stripping with distillation options,
respectively.  In many cases, differing Henry's Law Constants for the same constituent
were reported in  differing data sources.  In cases where different values were reported,
those values presented in the EPA literature sources (20) or values from EPA's Surface
Impoundment Modeling System (SIMS) database (18) were generally chosen  as the
preferred values.  If no values were listed in any of these sources, then values were
chosen from other sources based on best engineering judgment. All reported values for
Henry's Law Constant are at 25°C and 1 atm (760 mmHg).

No Henry's Law Constants were found for polyethylene glycol 600 (PEG 600) and
petroleum naphtha.  PEG 600 is a mixture  of condensation polymers of ethylene glycol
with an average molecular weight of 600. The Henry's Law Constant for ethylene glycol,
the "building block" of this polymer, was transferred to PEG 600 due to structural
similarity. Petroleum naphtha is not a specific compound but a cut of petroleum that
distills within a certain temperature range.  Based on best engineering judgment,
petroleum naphtha was placed in the "low" strippability group.  The Henry's Law
Constant for petroleum naphtha was transferred from the constituent with the lowest
Henry's Law Constant in the "low" strippability group.

EPA has determined based on the Henry's Law constants and physical properties that
eight of the constituents  listed in Tables 8-7 and 8-8 are not strippable.  These
constituents cannot be treated by steam stripping and distillation and, therefore, do not
have treatment performance data associated with stripping treatment.  These constituents
may be regulated under  regulatory options which include biotreatment or granular
                                        8-20

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activated carbon but will not be regulated under regulatory options that include only
steam stripping or steam stripping with distillation.

Sections 8.4.2.1 through 8.4.2.3 describe the steam stripping and steam stripping with
distillation option treatment performance data transfers within each treatability group
and the basic rationale behind each data transfer.

8.4.2.1       High Treatability Group (Steam Stripping and Steam Stripping with
             Distillation Options)

Three constituents with treatment performance data are included in the high treatability
group, containing constituents which are easiest to strip.  These constituents are
chloroform, methylene chloride, and toluene. The long-term mean treatment
performance level for methylene chloride, the least  strippable of the constituents hi the
high treatability group, was transferred to the other, more strippable constituents in the
high treatability group without treatment performance data.  The long-term mean
treatment performance level for methylene chloride is 0.10 mg/L for the steam stripping
and steam stripping with distillation options.

8.4.2.2       Medium Treatability Group (Steam Stripping and Steam Stripping with
             Distillation Options)

Three constituents with treatment performance  data, acetone, 2-butanone (also referred
to as methyl ethyl ketone), and tetrahydrofuran are  included in the medium treatability
group. The long-term mean treatment performance level for acetone, the least
strippable of the constituents in the medium treatability group, was transferred to the
other, more strippable constituents in  the medium treatability group without treatment
performance data. The long-term mean treatment performance level for acetone is 3.0
mg/L under the steam stripping option, and 0.39 mg/L under the steam stripping with
distillation option.
                                        8-21

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8.4.2.3
Low Treatabilitv Group fSteam Stripping Option)
Treatment performance data are available for four constituents in the low treatability
group: isopropanol, ethanol, pyridine, and methanol.  The treatment performance data
for isopropanol was transferred to more strippable constituents in the low treatability
group for which treatment performance data is not available.  The long-term mean
treatment performance level for isopropanol is 76.3 mg/L. The treatment performance
data for ethanol was transferred to n-propanol.  The long-term mean treatment
performance data for ethanol is 351 mg/L.  Treatment performance data for methanol
was transferred to the remaining constituents in the low treatability group for which no
data were available.  The long-term mean treatment performance level for methanol is
1,370 mg/L.

8.4.2.4       Low Treatabilitv Group (Steam Stripping with Distillation  Option)

Treatment performance data are available for two constituents in the low treatability
group: pyridine and methanol. The treatment performance data for methanol, the least
strippable of the constituents in the low treatability group, was transferred to the other,
more strippable constituents in the'low treatability group for which no treatment
performance data were available. The long-term mean treatment performance level for
methanol is 1.42 mg/L.
 8.43
 ASPEN Simulation Modelling to Support Steam Stripping with Distillation
 Treatment Performance Data Transfers
 This section provides technical support for the data transfers made in developing the
 long-term mean treatment performance levels for the steam stripping with distillation
 treatment option. In particular,  this section focuses on how process modeling was used
 to support the data transfers.  Section 8.4.3.1 provides a general overview of the ASPEN
 simulation model. Section 8.4.3.2 describes the methodology used for supporting data
                                        8-22

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transfers for steam stripping with distillation. The results of the ASPEN simulations are
presented in Section 8.4.3.3.
8.4.3.1
Overview of ASPEN
Since the 1970s, the process industries (chemical, petroleum, pharmaceutical, etc.) have
increasingly relied on computer models to design and predict the performance of process
equipment. The types of models typically used in these industries for this task are not
statistical or empirical, but rely on engineering fundamentals such as the principles of
thermodynamics and unit operations.

Two process models (also called process simulators) were used to support the
development of the pharmaceutical manufacturing effluent guidelines:  ASPEN/SP™
(Version 7.0) and ASPEN Plus™ (Version 8.5), commercial process design programs
available respectively from Simulation Sciences, Inc. and Aspen Technologies, Inc. Both
programs are descendants of the original ASPEN program which was developed at MIT
during the period of 1976-1981 under the sponsorship of the Department of Energy and
55 industrial participants. Both programs give similar results and are widely accepted in
industry for modeling chemical, petroleum, and environmental processes.

Key features of process simulation packages like ASPEN/SP™ and ASPEN Plus™ include
the following:
                   A large database of compounds and their properties which allow for
                   modeling a wide range of processes;
                   An extensive library of thermodynamic models (equations of state
                   and activity coefficient models) for calculating the properties of
                   mixtures; and
                   A wide range of computer algorithms for modeling unit operations
                   such as mixers, reactors, absorbers, strippers, and distillation
                   columns.
                                       8-23

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8.4.3.2
Methodology for Data Transfer Simulations
As discussed previously, effluent data were collected on actual operating columns and

pilot columns treating pharmaceutical manufacturing wastewater.  For those pollutants

where treatment performance data were not available, data were transferred from

pollutants for which data were collected.  The approach to making data transfers was

two-part:

             1)    Transfers were made based on the physical properties that
                   determine strippability, and

             2)    The proposed transfers were checked by simulating typical stripping
                   systems using the ASPEN process simulators.


In using the ASPEN programs to  support the data transfers, a five-step methodology was

followed:


             1)    Each of the pollutants to be regulated was placed in one of seven
                   strippability categories, with Group 1 representing pollutants that
                   are most strippable and Group 7 representing pollutants that are not
                   strippable.

             2)    Simple flowsheets for typical stripper systems were developed and
                   the appropriate unit-operations models were selected.

             3)    Values were assumed for the key process variables (number of
                    equUibrium stages and liquid to  vapor (L/V) ratio). These key
                   inputs vary among strippability groups because less strippable
                   pollutants will operate at lower L/V ratios and require more stages.
                    Influent concentrations for each pollutant were based  on the
                    maximum and average loadings  reported in the Detailed
                    Questionnaire.

             4)     The thermodynamic models for  liquid-vapor equilibrium calculations
                    were selected. To model the nonideal nature of most pollutants in
                    water, an activity coefficient model was used.
                                        8-24

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             5)    The results of steps 1 through 4 were developed into simulation
                   input files.  Simulations were then run to determine if the
                   transferred long-term mean performance level could be met by each
                   pollutant assuming it was present at its maximum and average
                   loading.  If the long-term mean performance level could be met with
                   either the maximum or average influent loading, the data transfer
                   was considered acceptable. Note that in all cases the long-term
                   mean performance level  could be met at the maximum influent
                   loads by increasing the number of stages or decreasing the L/V
                   ratio assumed under step 3.
8.4.3.3
Strippability Groups
As discussed above, each of the pollutants proposed for .regulation was placed in one of
seven Strippability groups. Placement was based on published Henry's Law Constants at
25 °C and 1  atm.  Table 8-9 presents these categories and the pollutants in each group.
Note that these groups are different than the data transfer groups presented in
Table 8-6, as they have been established for a different purpose.  The data transfer
groups presented in Table 8-8 were established for the purpose of transferring direct
measurement data.  The Strippability groups discussed here were established for the
purpose of assigning key process design variables for simulation purposes, and for cost
estimating purposes, as discussed in Section 10.3.7.  However, the grouping presented in
Table 8-8 and these presented here share two important characteristics:  (1) both
grouping systems  are based on a ranking of pollutants by Henry's Law constant from
highest to lowest, and (2) pollutants considered not strippable are the same under both
grouping systems.
8.4.3.4
Flowsheet Development
Two examples of typical distillation systems were identified:  a stripper/decanter system
for treating contaminants that have low water solubility and will form a phase-separable
overhead product, and a distillation column with reflux for treating contaminants that are
                                       8-25

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highly water soluble and will not likely form a phase-separable overhead product.
Figures 8-1 and 8-2 illustrate these process configurations.

Process simulation flowsheets were developed for these configurations.  For modeling
contaminants that form a phase-separable overhead product, the flowsheet in Figure 8-3
was used. In this flowsheet, the stripper was modeled using the equilibrium-stage
distillation algorithm in ASPEN, RADFRAC. The decanter was modeled using the
three-phase flash algorithm, FLASH3. and the feed/effluent exchanger was modeled with
the heater algorithm, HEATER.

For modeling situations where the contaminants are highly water soluble, the flowsheet
shown in Figure 8-4 was used.  A reflux ratio high enough to achieve a concentrated
overhead product (contaminant weight percent >  33) was assumed.

The key  part of the ASPEN simulations is the column calculations.  The RADFRAC
model, which makes these calculations, is a general distillation model which uses the
equilibrium-stage concept.(30)  The required inputs to model a distillation column using
the RADFRAC model are the feed wastewater flow rate, the steam flow rate, the
pressure drop across the column, and the number of equilibrium stages. The algorithm
used in RADFRAC makes simultaneous mass and energy balances at each stage.  This
algorithm is based on the "inside-out" concept developed by Boston.(30) The distillation,
absorption, and stripping models used in most process simulators utilize this approach.
 8.4.3.5
Estimation of Kev Input Variables
 As previously noted, the two most important process variables which determine the
 removal efficiency of a steam stripper or a distillation column are:  1) the number of
 equilibrium stages, and  2) the L/V ratio in the column.  Table 8-10 presents the number
 of equilibrium stages and L/V ratios assumed for each strippability group.  The assumed
                                       8-26

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    Feed
 Wastewater
 Feed/Effluent
Heat Exchanger
                           Distillation
                            Column
                                               vn+l
                                                          Open Steam
                                                    Recycle
             Key Design Variables;
             Vapor-to-Liquid Ratio: Vn+1/Ln (moleAnole)
             Number of Equilibrium Stages
                                                                                  «	Chilled Water
                                                                                           Organic
                                                                                            Phase
 Aqueous Phase to
Recycle or Disposal
                                                                                       Disposal
          Figure 8-1. Process Schematic for a Steam Stripper with Open Steam
                                                 8-27

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   Feed
 Wastewater
 Feed/Effluent
Heat Exchanger
                          Distillation
                            Column
                       so
                      f.1
                      •=
                      CO
                                                                Condenser
                                                                                        Chilled Water
                                                                Accumulator
                                                          Reflux
       Pump
<—Feed Plate
                                               Vn+l
D
                        Distillate
                                                          Open Steam
               |Kev Design Variables;
               Vapor-to-Liquid Ratio:  Vn+1/Ln (mole/mole)
               Reflux Ratio:  I^/D (moleAnole)
               Number of Equilibrium Stages
           Figure 8-2. Process Schematic for a Distillation Column with Open Steam
                                                 8-28

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                                           o
                                           'S
                                           es


                                           1

                                           31
                                           £
8-29

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8-30

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stages were chosen so that the total column height would be reasonable for a packed
column assuming a height equivalent to one theoretical plate (HETP) of 2 to 3 feet.
Two rectifying stages were assumed for strippability groups 3 through 6.  The L/V ratios
were then chosen to ensure high pollutant removal efficiencies. Other process inputs
(feed water temperature, column pressure, condenser temperature, etc.) were based on
typical industry values and are shown in Table 8-11.  The values selected for these inputs
will have less impact on the simulation results than the assumed number of stages or
L/V ratio.
8.4.3.6
Selection of Thermodvnamic Models
Since pharmaceutical manufacturing waste streams are generally nonideal mixtures, the
liquid-vapor equilibrium calculations in the steam stripper simulations were performed
using the UNIversal QUAsi Chemical (UNIQUAC) activity coefficient model. The
UNIQUAC model is one of many commonly used activity coefficient models.  It is a
widely accepted tool for modeling nonideal solutions.

The UNIQUAC model uses binary interaction parameters in its calculations. These
parameters can be determined from experimental vapor-liquid equilibrium data or they
can be estimated using the UNIFAC group contribution method. With the UNIFAC
method, the binary interaction between two compounds is estimated from the
interactions between the different functional groups that make up the two compounds.
The UNIFAC database, which consists of values for the interaction parameters between
different functional groups, is available hi several references.(24,27)  For the
ASPEN/SP™ simulations performed, the binary interaction parameters for the
UNIQUAC model were taken either from the DECHEMA data series (26) or generated
using UNIFAC. The validity of using  UNIFAC was confirmed by comparing calculated
K-values (estimated with ASPEN/SP™ using UNIFAC) to published K-values for several
contaminants. Table 8-12 summarizes these results.
                                      8-31

-------
8.4.3.7
Summary of Simulation Results
Tables 8-13 and 8-14 present the results of the treatment performance data transfer
simulation runs for Subcategory A and/or C facilities and Subcategory B and/or D
facilities, respectively.  These results show that simulating the average pollutant loading
will result in an effluent concentration from steam stripping with distillation less than the
pollutant's proposed long-term mean performance level for steam stripping with
distillation. The Agency also found that in almost all cases simulating the maximum
pollutant loading would also result in  effluent concentrations less than the proposed
long-term mean performance levels.  Since transfers of experimental data were  made
from pollutants that are less strippable (i.e., a lower Henry's Law Constant) to pollutants
that are more strippable, the effluent  limitations guidelines should be attainable for all
pollutants where well-designed, well-operated steam stripping and distillation columns
are installed.
8.5
Long-Term Mean Development for Conventional Pollutant Parameters and
COD
The conventional pollutants BOD5 and TSS along with the nonconventional pollutant
COD would be controlled as follows under the regulatory options considered for the
pharmaceutical manufacturing industry.

Subcategory
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC

Discharge Status
Direct
Dkect
Dkect
Direct
Direct .
Dkect
Dkect
Dkect

Regulatory Option
BPT Option 1
BPT Option 2
BPT Option 3
BPT Option 4
BPT Option 5
BCT Option 1
BCT Option 2
BCT Option 3
Pollutant Parameters
Controlled
BOD5, COD, TSS
BOD5, COD, TSS
BOD5, COD, TSS
BOD5, COD, TSS
BOD5, COD, TSS
BOD5, TSS
BOD5, TSS
BOD5, TSS
                                        8-32

-------
Subcategory
AandC
AandC
AandC
AandC
AandC
AandC
A andC
AandC
B andD
B andD
B andD
B andD
B andD
B andD
B andD
B andD
B andD
B andD
B andD
B and D
Discharge Status
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Regulatory Option
BCT Option 4
BCT Option 5
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
NSPS Option 1
NSPS Option 2
BPT Option 1
BPT Option 2
BPT Option 3
BCT Option 1
BCT Option 2
BCT Option 3
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
NSPS Option 1
NSPS Option 2
Pollutant Parameters
Controlled
BOD5, TSS
BOD5) TSS
COD
COD
COD
COD
BOD5, COD, TSS
BOD5, COD, TSS
BOD5, COD, TSS
BOD5, COD, TSS
BOD5, COD, TSS
BOD5, TSS
BOD5, TSS
BOD5, TSS
COD
COD
COD
COD
BOD5, COD, TSS
BOD3, COD, TSS
Using the treatment performance data presented in Sections 8.3.1, 8.3.2, and 8.3.3, a
statistical analysis of the data was conducted to develop a long-term mean concentration
and variability factors for BODS, TSS, and COD under each of the regulatory options
listed above, except BPT Option 1 and BCT Option 1.  BPT Option 1 and BCT Option .1
is equivalent to current performance and no statistical analysis of this level were
performed. A detailed description of the statistical analysis and the results from this
analysis are presented hi Statistical Support Document for the Proposed Effluent
Limitations Guidelines for the Pharmaceutical Manufacturing Industry (31) (hereafter
referred to as the Statistical Support Document).
                                        8-33

-------
To develop the concentration-based long-term means and variability factors for each
pollutant parameter, EPA modeled the concentration data using a modification of the
delta-lognormal distribution.  The modified delta-lognormal distribution model assumes
that all nondetects occur at the detection limit and that the measured concentrations
follow a lognormal distribution (i.e., the logarithms of the measured data are normally
distributed).  The modified delta-lognormal distribution is identical to a lognormal
distribution if there are no nondetects in the data.

Table 8-15 presents the long-term mean treatment performance concentrations for
BODj, COD, and TSS based on the datasets identified in Section 8.2.
8.6
Long-Term Mean Development for Cyanide
Cyanide is controlled in the following regulatory options for the pharmaceutical
manufacturing industry.
Subcategoty
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
-•--'• :, /: Discharge Status ' •...;• . ' ;; •' .'. ;
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Indirect
Indirect
Indirect
Indirect
Indirect
Indirect
.: .;... : Regulatory Option
BPT Option 2
BPT Option 3
BPT Option 4
BPT Option 5
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
NSPS Option 1
NSPS Option 2
PSES Option 1
PSES Option 2
PSES Option 3
PSNS Option 1
PSNS Option 2
PSNS Option 3
                                        8-34

-------
Using the treatment performance data presented in Section 8.3.4, a statistical analysis of
the data was conducted to develop a long-term mean concentration and variability
factors for cyanide.  The long-term mean concentration developed for cyanide is 0.24
mg/L. A detailed description of the statistical analysis and the results from this analysis
are presented in the Statistical Support Document.  The proposed regulation does not
propose  cyanide limitations or standards  for subcategories B and D because cyanide is
not present in the wastewaters of those facilities.
8.7
Development of Long-Term Mean Concentrations for Priority and
Nonconventional Pollutants
Sections 6.6 and 6.7 list the priority and nonconventional pollutants selected for
regulation in the pharmaceutical manufacturing industry. Priority and nonconventional
pollutants are controlled in the following regulatory options.
Subcategory
AandC
AandC
A and C
A and C
AandC
AandC
AandC
AandC
A andC
A andC
A and C
A and C
AandC
B andD
B and D
B andD
Discharge Status
Direct
Direct
Direct
Direct
Direct
Direct
Indirect
Indirect
Indirect
Indirect
Indirect
Indirect
Indirect
Direct
Direct
Direct
Regulatory Option
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
NSPS Option 1
NSPS Option 2
PSES Option 1
PSES Option 2
PSES Option 3
PSES Option 4
PSNS Option 1
PSNS Option 2
PSNS Option 3
BAT Option 1
BAT Option 2
BAT Option 3
Technology(ies) Controlling the
Pollutant Parameters
Adv. BT
Steam Stripping + Adv. BT
SS/Distillation + Adv. BT
SS/Distillation + Adv. BT +
GAC
SS/Distillation + Adv. BT
SS/Distillation + Adv. BT +
GAC
Steam Stripping
SS/Distillation
SS/Distillation + Adv. BT
SS/Distillation + Adv. BT +
GAC
SS/Distillation
SS/Distillation + Adv. BT
SS/Distillation + Adv. BT +
GAC
Adv. BT
Steam Stripping + Adv. BT
SS/Distillation + Adv. BT
                                        8-35

-------
Subcafegory
B andD
B andD
B andD
B andD
B and D
B andD
B andD
B andD
Discharge Status
Direct
Direct
Direct
Indirect
Indirect
Indirect
Indirect
Indirect
Regulatory Option
BAT Option 4
NSPS Option 1
NSPS Option 2
PSES Option 1
PSES Option 2
PSES Option 3
PSNS Option 1
PSNS Option 2
Technology(ies) Controlling the
Pollutant Parameters
SS/Distillation + Adv. BT +•
GAG
SS/Distillation + Adv. BT
SS/Distillation + Adv. BT +
GAG
Steam Stripping
SS/Distillation
SS/Distillation + GAG
SS/Distillation
SS/Distillation + GAG
Adv. BT - Advanced Biological Treatment.
Steam Stripping = In-plant Steam Stripping
SS/Distillation - In-plant Steam Stripping with Distillation.
GAG - Granular Activated Carbon.
The statistical development of long-term mean concentrations for these priority and
nonconventional pollutants (excluding cyanide and ammonia) is presented in Section
8.7.1.' Section 8.7.2 discusses the methodology used by the Agency to develop long-term
mean concentrations for these pollutants under the treatment trains of in-plant steam
stripping followed by advanced biological treatment and in-plant steam stripping with
distillation followed by advanced biological treatment. Section 8.7.3 presents the
development of a long-term mean concentration for ammonia.
8.7.1
Statistical Development of Long-Term Mean Concentrations for Priority
and Nonconventional Pollutants
 Using the treatment performance data presented in Sections 8.3.1 and 8.3.5, the Agency
 conducted a statistical analysis of the data to develop a long-term mean and variability
 factors for those priority and nonconventional pollutants with advanced biological, steam
 stripping, and steam stripping with distillation treatment performance data. A detailed
 description of the statistical analysis and the results from this analysis are presented in
 the Statistical Support Document.  Table 8-16 presents the long-term mean
                                         8-36

-------
concentrations developed for these pollutants using the datasets identified in Tables 8-2,
8-4, and 8-5.

For priority and nonconventional pollutants without advanced biological, steam stripping,
or distillation treatment performance data, a transfer was applied as discussed in
Section 8.4. Table 8-17 presents the long-term mean treatment performance
concentrations for priority and nonconventional pollutants after application of the
treatment performance data transfers.
8.7.2
Methodology Used to Develop Long-term Mean Treatment Performance
Concentrations for In-plant Steam Stripping and In-plant Steam Stripping
with Distillation Followed by Advanced Biological Treatment
The Agency does not have end-of-pipe treatment performance data for priority and
nonconventional pollutants representative of the combined treatment train of in-plant
steam stripping at all necessary locations followed by advanced biological treatment or
in-plant steam stripping with distillation at all necessary locations followed by advanced
biological treatment. Therefore, the performance of these combined treatment trains
were calculated from available treatment performance data for steam stripping, steam
stripping with distillation, and advanced biological treatment technology.  The following
methodology was used  to develop long-term mean treatment performance concentrations
for priority and nonconventional pollutants under these treatment trains:
                   The long-term mean treatment performance concentrations for
                   steam stripping and steam stripping with distillation shown on
                   Table 8-17 were used to represent the concentration of priority and
                   nonconventional pollutants after application of in-plant steam
                   stripping and steam stripping with distillation technology;
                   Percent removals associated with each dataset listed in Table 8-2
                   were calculated for those pollutants with advanced biological
                   treatment performance  data;
                                        8-37

-------
            3.     For each pollutant, the highest advanced biological treatment
                   percent removal from the available datasets was determined;

            4.     For those pollutants without treatment performance data, percent
                   removals were transferred from those pollutants with data following
                   the treatment data transfer methodology discussed in Section 8.4.1;

            5.     The percent removal achievable through advanced biological
                   treatment established in steps 3 .and 4 were applied to the in-plant
                   steam stripping and steam stripping with distillation long-term mean
                   concentrations; and

            6.     The resulting long-term mean concentrations represent the long-
                   term mean concentrations achievable after the application of steam
                   stripping and steam stripping with distillation followed by advanced
                   biological treatment.
             Tables 8-18 and 8-19 present the results of these calculations.
8.8
Long-Term Mean Development for Ammonia
Ammonia is controlled in the following regulatory options for the pharmaceutical

manufacturing industry.
Subcategory
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
Discharge Status ,
Direct
Direct
Direct
Direct
Direct
Direct
Indirect
Indirect
Indirect
Indirect
Indirect
Indirect
Indirect
Regulatory Option
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
NSPS Option 1
NSPS Option 2
PSES Option 1
PSES Option 2
PSES Option 3
PSES Option 4
PSNS Option 1
PSNS Option 2
PSNS Option 3
                                        8-38

-------
Advanced biological treatment performance data for ammonia are presented in Section
8.3.1. Air stripping treatment performance data for ammonia are presented in Section
8.3.5; the air stripping data are being used to represent treatment achievable by steam
stripping and distillation. A detailed description of the statistical analysis of these data
and the results from this analysis are presented in the Statistical Support Document.
EPA does not propose to control ammonia for Subcategories B and D because ammonia
is not present in Subcategory B and D wastewaters at concentrations of concern.

The  long-term mean treatment performance concentration developed for ammonia
through advanced biological treatment is 2.56 mg/L. The long-term mean treatment
performance concentration for ammonia applicable to steam stripping and steam
stripping with distillation treatment is 9.91 mg/L.
                                       8-39

-------
                                   Table 8-1

             Advanced Biological Treatment Performance Data for
                             BOD5, COD, and TSS
FacUIty
50002
50003
50004
50005
50007
50008
50011

Pollutant
BODS
COD
TSS
BODj
COD
TSS
BODS
COD
TSS
BODj
COD
TSS
BOD5
COD
TSS
BOD5
COD
TSS
BODj
COD
TSS
Influent Cone. (mg/L)
Min.
10
157
-
230
526
'-
700
1,450
.
566
986
.
140
436
24.0
49.2
126
48.0
92.0
240
-
Max.
2,080
3,750
-
9,730
12,000
-
14,100
14,000
-
5,880
11,600
-
2,940
28,200
40,400
857
1,580
672
1,100
1,100
-
Avg.
971
2,030
-
2,440
4,960
-
5,750
9,190
-
2,620
5,280
-
1,220
3,420
655
323
762
214
259
548
-
Effluent Cone. (mg/L)
Min.
3.0
58.0
8.0
16.0
197
16.3
0.8
27.9
0.5
16.0
108.0
8.0
3.0
108
4.0
0.9
3.0
1.0
1.0
20.0
5.0
Max.
174
1,010
604
809
10,100
2,710
19.7
189
254
660
1,700
577
81.6
1,160
158
29.8
70.0
41.5
26.0
260
120
Avg.
40.3
374
101
74.3
744
155
4.7
98.3
18.7
77.8
883
106
20.1
416
30.4
6.7
17.1
7.7
7.7
74.6
28.4
#of
Effluent
Data
Points
354
359
107
365
365
365
356
51
356
366
366
366
228
605
951
51
63
51
42
38
42
Source
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
SMD
Source:
SMD - Self-Monitoring Database, Reference 2.
                                       8-40

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-------
                        Table 8-9
Strippability Groups for Regulated Compounds Established
        for Assigning Process Design Variables for
       Steam Stripping with Distillation Technology
Compound/Group

•:. Henry's Law Constant
(atm/gmole/m3)
Group 1
n-Heptane
n-Hexane
2.85E+00
1.55E+00
Group 2
Cyclohexane
Trichlorofluoromethane
1.93E-01
9.70E-02
Group 3
Chloromethane (Methyl chloride)
Toluene
Benzene
Xylenes
Chlorobenzene
Chloroform
Methyl cellosolve
Methylene chloride
Isopropyl ether
o-Dichlorobenzene (1,2-Dichlorobenzene)
Diethyl ether
1,2-Dichloroethane
8.14E-03
5.93E-03
5.55E-03
5.10E-03
3.93E-03
3.39E-03
2.90E-03
2.68E-03
2.24E-03
1.94E-03
1.80E-03
1.10E-03
Group 4
N-Butyl acetate
N-Amyl acetate
Ammonia (aqueous)
Isopropyl acetate
Isobutyraldehyde
Triethylamine
Ethyl acetate
Diethylamine
Tetrahydrofuran
Methyl isobutyl ketone (MIBK)
Methyl formate
4.68E-04
3.91E-04
3.28E-04
3.17E-04
1.47E-04
138E-04
1.20E-04
1.10E-04
1.10E-04
9.40E-05
8.10E-05
                          8-65

-------
 Table 8-9




(Continued)
Compound/Group
Henry's Law Constant
(atm/gmole/m3)
Group 5
2-Butanone (MEK)
Acetone
Amyl alcohol
Formamide
Dimethylamine
N,N-Dimethylaruline
tert-Butyl alcohol
Methylamine
2-Methylpyridine
Furfural
Isopropanol
n-Propanol
Ethanol
n-Butyl alcohol
Pyridine
1,4-Dioxane
Aniline
4.36E-05
3.67E-05
2.23E-05
1.92E-05
1.77E-05
1.75E-05
1.17E-05
1.11E-05
9.96E-06
8.11E-06
8.07E-06
6.85E-06
6.26E-06
5.57E-08
5.30E-06
4.88E-06
2.90E-06
Group 6
Methanol
Petroleum naphtha
2.70E-06
2.70E-06
Group 7
Phenol
Formaldehyde
Acetonitrile
N,N-Dimethylfqrmamide
Polyethylene glycol 600
Ethylene glycol
N,N-D5methylacetamide
Dimethyl sulfoxide
3.97E-07
3.27E-07
2.01E-07
1.29E-07
1.08E-07
1.08E-07
' 4.55E-08
6.00E-09
     8-66

-------
                                   Table 8-10
              Key Process Inputs for Data Transfer Simulations
Strippability
Group
1
2
3
4
5
6
Equilibrium
Stages Total
4
4
6
10
14
14
Stripping Stages
4
4
4
8
12
12
L/V
12.0
12.0
10.0
7.5
4.0
3.0
V/L.
0.083
0.083
0.100
0.133
0.250
0.333
                                  Table 8-11
          Secondary Process Inputs for Data Transfer Simulations
Input
Thermodynamics
Mass & Energy Balances
Steam Pressure
Column Pressure Drop (includes
delta P across condenser)
Approach for Feed/Effluent
HX(a) (Feed temperature of
approximately 200°F)
Value
Calculated
Calculated
40 psig
4psig
20°F
'••• " .-..'• .'.../ Basis .:
UNIQUAC/UNIFAC
Inside/Outside Algorithm by
Boston
Field Test Experience
Field Test Experience
Field Test Experience
(a) Approach for Feed/Effluent HX is the temperature difference between the inlet bottom temperature and
   the outlet temperature of the feed to the column.
                                      8-67

-------
                                  Table 8-12

         Comparison of UNIFAC K-Values and Literature K-Values
                              At 25 °C In Water
Chemical
Acetone
Chloroform
Ethanol
Isopropyl alcohol
Methanol
Methylene chloride
Methyl isobutyl ketone (MIBK)
Tetrahydrofuran (THF)
Toluene
K-Values(a)
Estimated with UNIFAC
2.2
221.0
0.5
2.1
0.1
140.0
3.4
6.4
436.7
Literature Values
2.0
188.
0.3, 1.7
0.4, 8.3
0.2, 7.5
177.2
2.8, 5.2
6.1
377.8
Reference
29
25
30/29
30/29
30/29
25
30/29
30
18
(a)The K-value of a compound in water at infinite dilution is referred to as the Henry's Law Constant of that
compound.
                                      8-68

-------
                    Table 8-13
Simulation Results Supporting Steam Stripping with
Distillation Treatment Performance Data Transfers
           Subcategory A and C Facilities
Compound
Strippability Group

Group 1
n-Heptane
n-Hexane

Group 2
Cyclohexane
Trichlorofluoromethane

Group 3
Chloromethane
(Methyl chloride)
Toluene
Benzene
Xylenes
Chlorobenzene
Chlorofonn
Methylene chloride
Isopropyl ether
1,2-Dichlorobenzene
1,2-Dichloroethane
Diethyl ether

Group 4
Tetrahydrofuran
n-Butyl acetate
n-Amyl acetate
Isopropyl acetate
Isobutyraldehyde
Triethylamine
Ethyl acetate
Diethylamine
Methyl isobutyl ketone
(MIBK)
Methyl formate
Estimated Influent
(mg/L)


242
16,600


467
5.8


252
4,760
46.2
328
106
257
3,380
19.2
8.1
575
. 4,480


1,820
828
2,870
966
67.3
3,240
16,300
1,440
9,780
276
Estimated Influent is
an Industry Average
'. . 


A
A(b)


A
A


A
A
A
A
A
A
A(b)
A
A
A
A


A
A
A
A
A
A
A
A
A
A
ASPEN Simulated
Effluent(a)
;:• 
-------
                                                 Table 8-13

                                                (Continued)
Compound
StrippabBity Group
Groups
Pyridine
2-Butanone
Acetone
Amyl alcohol
Dimethylamine
N,N-Dimethylaniline
tcrt-Butyl alcohol
Methylamine
2-Methylpyridine
Furfural
Isopropanol
n-PropanoI
Ethanol
n-Butyl alcohol
1.4-Dioxane
Aniline

Group 6
Mcthanol
Estimated Influent
(mg/L)

1,110
262
3,680
486
9,990
1,670
254
4,030
45.1
0.7
3,190
261
28,900
37,900
180
22.8


20,000
Estimated Influent is
an Industry Average :
. • . (A)

A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A


(c)
ASPEN Simulated
Effiuentfa)
(rag/it)

0.247
< 0.050
< 0.050
< 0.500
< 0.050
< 0.050
< 0.500
< 0.050
< 0.050
0.115
< 0.050
< 0.050
0.697
0.159
< 0.050
< 0.010


1.040
Proposed Long-Term
Mean Performance
Level
(mg/L)

1.00
25.8
0.39
1.52
1.52
1.52
1.52
1.52
1.52
1.52
1.52
1.52
152
1.52
1.52
1.52


\Si
(a) The < sign indicates estimated concentration is below detection limit.
(b) Simulated with concentration at solubility limit
(c) Approximate concentration during field test

Note: Simulations were not run for methyl cellosotve, formamide, and petroleum naphtha, since appropriate physical property data
were not available.
                                                       8-70

-------
                                        Table 8-14

              Simulation Results Supporting Steam  Stripping with
               Distillation Treatment Performance Data Transfers
                            Subcategory B and D Facilities
Compound/Group

Group 1
n-Hexane

Group 2
Trichlorofluoromethane

Group 3
Toluene
Chloroform
Methylene chloride
Isopropyl ether
Diethyl ether

Group 4
N-Amyl acetate
Isopropyl acetate
Triethylamine
Ethyl acetate

GroupS
Pyridine
Acetone
Isopropanol
Ethanol
n-Butyl alcohol

Group 6
Methanol
Estimated Influent
(fflg/t)


423


185


66.1
7.8
3,380
28.3
0.7


400
110
<0.1
1,070


45.0
42,700
2,650
2,920
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20,000
Estimated Influent is
an Industry Average
(A)


A


A


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A
A(b)
A
A


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A
A
A


A
A
A
A
A


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ASPEN Simulated
Effluentfa)
(mg/L)


< 0.005


<0.10


< 0.010
< 0.010
< 0.010
< 0.050
<0.050


<0.500
< 0.500
<0.050
< 0.500


0.2
< 0.050
<0.050
0.7
0.2


1.0
Proposed' Long-Tenn
Mean Performance
Level
(mg/L)


0.10


0.10


0.10
0.01
0.10
0.10
0.10


0.39
0.39
0.39
0.39


1.00
0.39
1.52
1.52
1.52


1.52
(a) The < sign indicates estimated concentration is below detection limit.
(b) Simulated with concentration at solubility limit.
(c) Approximate concentration during field test.

Note: Simulations were run for those regulated constituents with raw loads reported in the Detailed Questionnaire.
                                            8-71

-------
                  Table 8-15
       Long-Term Mean Concentrations of
BOD5, COD, and TSS for Each Regulatory Option
Regulatory Option
BPT Option 2
BPT Option 3
BPT Option 4
BPT Option 5
BCT Option 2
BCT Option 3
BCT Option 4
BCT Option 5
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
NSPS Option 1
NSPS Option 2
BPT Option 2
BPT Option 3
BCT Option 2
BCT Option 3
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
NSPS Option 1
NSPS Option 2

Subcategory/Discharge Stains
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
A and C / Direct
B and D / Direct
B and D / Direct
B and D / Direct
B and D / Direct
B and D / Direct
B and D / Direct
B and D / Direct
B and D / Direct
B and D / Direct
B and D / Direct
Long-Term Mean Concentration
<«ng/L)
BOD*
42.2
42.2
42.2
42.2
42.2
42.2
42.2
42.2
-
20.1
20.1
7.2
7.2
7.2
7.2
-
6.4
6.4
COD
486.9
486.9
486.9
486.9
-
486.9
486.9
486.9
204.5
416.0
174.7
443
44.3
-
44.3
44.3
44.3
18.6
17.1
7.2
TSS
79.4
42.9
33.4
11.9
79.4
42.9
33.4
11.9
-
30.4
30.4
18.1
6.2
18.1
6.2
-
7.7
7.7
                      8-72

-------
                       Table 8-16
Long-Term Mean Treatment Performance Concentrations for
       Priority and Nonconventional Pollutants with
          Available Treatment Performance Data
Pollutant
Code
003
015
025
027
035
037
039
051
064
067
070
071
079
084
087
094
095
097
102
105
106
114
118
Pollutant
Acetonitrile
Benzene
2-Butanone (MEK)
n-Butyl alcohol
Chlorobenzene
Chloroform
Chloromethane (Methyl chloride)
1,2-Dichloroethane
N,N-Dimethylformamide
1,4-Dioxane
Ethanol
Ethyl acetate
Formaldehyde
n-Heptane
n-Hexane
Isopropanol
Isopropyl acetate
Methanol
Methylene chloride
Methyl isobutyl ketone (MIBK)
2-Methylpyridine
Phenol
Acetone
Long-Term Mean Concentration (mg/L)
Adv. Biological
Treatment
0.005
0.010
0.051
0.250
0.010
0.010
0.052
0.064
0.011
0.055
1.00
0.755
0.343
0.005
0.005
0.281
0.500
1.00
0.089
0.030
0.050
0.010
0.113
Steam
: Stripping
-
.
121
-
-
0.010
.
.
.
.
351
-
.
-
.
76.3
-
1,370
0.100
-
.
-
3.00
Steam
Stripping with
: Distillation
-
.
25.8
.
-
0.010
.
.
.
.
-
-
.
-
.
-
-
1.52
0.100
_
-
-
0.389
                          8-73

-------
                                           Table 8-16




                                          (Continued)
Pollutant
Code
124
129
130
134
136
139
Pollutant
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Long-Term Mean Concentration: (mg/L)
Adv. Biological
Treatment
0.010
1.22
0.010
0.219
0.050
0.010
Steam
Stripping
1.00
1.54
0.100
-
-
-
Steam
Stripping with
Distillation
1.00
1.54
0.100
-
-
-
A dash indicates treatment performance data for a specific technology is not available.
                                                8-74

-------
                       Table 8-17
Long-Term Mean Treatment Performance Concentrations for
          Priority and Nonconventional Pollutants
     (Including Treatment Performance Data Transfers)
Pollutant
Code
003
009
010
Oil
012
015
025
026
027
029
035
037
039
043
048
051
055
058
060
061
062
: ' •
Pollutant
Acetonitrile
Ammonia (aqueous)
n-Amyl acetate
Amyl alcohol
Aniline.
Benzene
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
. tert-Butyl alcohol
Chlorobenzene
Chloroform
Chloromethane
(Methyl chloride)
Cyclohexane
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Diethylamine
Diethyl ether
N,N-Dunethylacetamide
Dimethylamine
N,N-Dimethylaniline
Long-Term Mean Concentration (mg/L)
Advanced Biological
Treatment
0.005
2.56
0.755
1.00
0.010
0.010
0.051
0.50
0.250
1.00
0.010
0.010
0.052
0.005
0.001
0.064
0.011
1.22
0.011
0.011
0.050
, Steam
Stripping
NS
9.91
3.00
76.3
1,370
0.100
121
3.00
1,370
76.3
0.100
0.010
0.100
0.100
3.00
3.00
3.00
3.00
NS
763
76.3
Steam
: Stripping with
Distillation
NS
9.91
0.389
1.52
1.52
0.100
25.8
0.389
1.52
1.52
0.100
0.010
0.100
0.100
0.389
0.389
0.389
0.389
NS
1.52
1.52
                          8-75 '

-------
 Table 8-17




(Continued)
Pollutant
Code
064
066
067
070
071
077
079
080
082
084
087
093
094
095
096
097
099
101
102
103
105
106
113
114

Pollutant
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methylene chloride
Methyl formate
Methyl isobutyl ketone
(MffiK)
2-Methylpyridine
Petroleum naphtha
Phenol
Long-Term Mean Concentration (mg/L)
Advanced Biological
Treatment
0.011
0.052
0.055
1.00
0.755
1.00
0.343
0.011
0.755
0.005
0.005
0.343
0.281
0.500
1.22
1.00
0.011
1.00
0.089
0.755
0.030
0.050
0.010
0.010
Steam
Stripping
NS
NS
1,370
351
3.00
NS
NS
76.3
76.3
0.100
0.100
3.00
76.3
3.00
3.00
1,370
76.3
0.100
0.100
3.00
3.00
76.3
1,370
NS
Steam
Stripping with
Distillation
NS
NS
1.52
1.52
0.389
NS
NS
1.52
1.52
0.100
0.100
0.389
1.52
0.389
0.389
1.52
1.52
0.100
0.100
0.389
0.389
1.52
1.52
NS
     8-76

-------
                                   Table 8-17




                                  (Continued)
Pollutant
Code
115
117
118
124
129
130
134
136
139
Pollutant
Polyethylene glycol 600
n-Propanol
Acetone
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Long-Term Mean Concentration (mg/L)
Advanced Biological:
Treatment
1.22
1.00
0.113
0.010
1.22
0.010
0.219
0.050
0.010
Steam
Stripping
NS
351
3.00
1.00
1.54
0.100
0.100
3.00
0.100
Steam
Stripping with
Distillation
NS
1.52
0.389
1.00
1.54
0.100
0.100
0.389
0.100
NS - Constituent b not strippable.
                                      8-77

-------
                          Table 8-18
  Long-Term Mean Treatment Performance Concentrations for
        Priority and Nonconventional Pollutants for the
Steam Stripping Followed by Advanced Biological Treatment Train
Pollutant Code
003
009
010
Oil
012
015
025
026
027
029
035
037
039
043
048
051
055
058
060
061
062
064
066
067
070
071
077
Pollutant
Acetonitrile
Ammonia (aqueous)
n-Amyl acetate
Amyl alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Chlorobenzene
Chloroform
Chloromethane (Methyl chloride)
Cyclohexane
o-Dichlorobenzene (1,2-Dichlorobenzene)
1,2-Dichloroethane
Diethylamine
Diethyl ether
NjN-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Long-Term Mean Concentration
, (mg/L)
0.005
2.56
0.026
0.168
2.20
0.010
0.170
0.022
3.30
0.168
0.0002
0.00001
0.001
0.001
0.010
0.015
0.0006
0.144
0.011
0.015
1.35
0.011
0.052
1.37
0.772
0.026
1.00
                              8-78

-------
 Table 8-18




(Continued)
Pollutant Code
079
080
082
084
087
093
094
095
096
097
099
101
102
103
105
106
IB
114
115
117
118
124
129
130
134
136
139
•'••••'• -. ' - '' '' ' .-V : •' • -
Pollutant
Formaldehyde
Form amide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methylene chloride
Methyl formate
Methyl isobutyl ketone (MIBK)
2-Methylpyridine
Petroleum naphtha
Phenol
Polyethylene glycol 600
n-Propanol
Acetone
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Long-Term Mean Concentration
•• ..•:!'"- ::.'.." ' (mg/L) '
0.343
0.015
0.671
0.0005
0.001
0.589
0.200
0.022
0.144
0.412
0.015
0.0002
0.010
0.026
0.010
1.35
0.010
0.010
1.22
0.772
0.050
0.006
0.074
0.010
0.001
50.0
0.0002
   8-79

-------
                        Table 8-19
Long-Term Mean Treatment Performance Concentrations for
      Priority and Nonconventional Pollutants for the
        Steam Stripping with Distillation Followed by
           Advanced Biological Treatment Train
Pollutant Code
003
009
010
Oil
012
015
025
026
027
029
035
037
039
043
048
051
055
058
060
061
062
064
066
067
070
071
077
079
Pollutant
Acetonitrile
Ammonia (aqueous)
n-Amyl acetate
Amyl alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Chlorobenzene
Chloroform
Chloromethane (Methyl chloride)
Cyclohexane
o-Dichlorobenzene (1,2-Dichlorobenzene)
1,2-Dichloroethane
Diethylamine
Diethyl ether
N,N-Dunethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Long-Term Mean Concentration
(mg/L>
0.005
2.56
0.003
0.003
0.002
0.010
0.036
0.003
0.004
0.003
0.0002
0.00001
0.001
0.001
0.010
0.002
0.0001
0.019
0.011
0.0003
0.027
0.011
0.052
0.002
0.003
0.003
1.00
0.343
                            8-80

-------
 Table 8-19
(Continued)
Pollutant Code
080
082
084
087
093
094
095
096
097
099
101
102
103
105
106
113
114
115
117
118
124
129
130
134
136
139
Pollutant
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methylene chloride
Methyl formate
Methyl isobutyl ketone (MEBK)
2-Methylpyridine
Petroleum naphtha
Phenol
Polyethylene glycol 600
n-Propanol
Acetone
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Long-Terra Mean. Concentration

-------
                                 REFERENCES
1.


2.


3.

4.

5.



6.



7.



8.



9.
 10.
 11.
U.S. EPA.  Industry Fate Study.  600/2-79-175, U.S. Environmental
Protection Agency, Washington, D.C., August 1979.

Self-Monitoring Database developed for the Pharmaceutical Manufacturing
Industry.

EPA (ITD, List of Analytes) Sampling Program Database.

SRI. Self-Monitoring Database.  October 27, 1983.

Wastewater Sampling Episode Report, May 23-27, 1983, Episode 857.
Prepared by E.G. Jordan Co. for the U.S.EPA Industrial Technology
Division.

Wastewater Sampling Episode Report, September 12-16, 1988, Episode
1356.  Prepared by E.G. Jordan Co. for the U.S.EPA Industrial Technology
Division.

Wastewater Sampling Episode Report, September 19-23, 1988, Episode
1623.  Prepared by E.G. Jordan Co. for the U.S.EPA Industrial Technology
Division.

Wastewater Sampling Episode Report, June 5-9, 1989, Episode 1748.
Prepared by E.G. Jordan Co. for the U.S.EPA Industrial Technology
Division.

Gardner, D.A., R.A. Osantowski, and P.A. Thompson, Radian Corporation.
Treatment of Pharmaceutical Wastewater by Steam Stripping and Air
Stripping.  Prepared for the Risk Reduction Engineering Laboratory, U.S.
Environmental Protection Agency, Office of Research and Development,
September 1992.

Gardner, D.A., P.A. Thompson,  and C.A. Beitler, Radian Corporation.
Treatment of Pharmaceutical Wastewater by Distillation -  Final Report.
Prepared for the Risk Reduction Engineering Laboratory,  U.S.
Environmental Protection Agency, Office of Research and Development,
July 28, 1994.

Osantowski, R., R. Wullschleger, Rexnord Inc.  Evaluation of Activated
Carbon for Enhanced COD Removal from Pharmaceutical Wastewater -
Final Report.  Prepared for the  Water Engineering Research Laboratory,
                                       8-82

-------
12.
13.



14.


15.



16.



17.


18.


19.


20.
21.
U.S. Environmental Protection Agency, Office of Research and
Development, 1985.

Gardner, D.A., and R.A. Osantowski, Radian Corporation. Pilot Plant
Evaluation of Biological Treatment of Pharmaceutical Wastewater With
and Without PAC Addition. Prepared for the Water Engineering Research
Laboratory, U.S. Environmental Protection Agency, Office of Research and
Development, December 1987.

Memorandum:  Biodegradability of Chemical Compounds, from Marc Gill,
Radian Corporation, to Kirsten Mahsman, Radian Corporation, January 21,
1993.

DeRenzo, D.J.  Biodegradation Techniques for Industrial Organic Wastes,
1980.

Verschueren, K. Handbook of Environmental Data on Organic Chemicals,
Second Edition, Van Nostrand Reinhold Company, New York, New York,
1983.

Lyman, W.J., W.F. Reehl, and D.H. Rosenblatt. Handbook of Chemical
Property Estimation Methods.  McGraw Hill Book Company, New York,
New York, 1982.

Windholz, M., et. al. The Merck Index, Ninth Edition. Merck and Co.,
Inc., Rahway, New Jersey, 1976.

U.S. EPA. Surface Impoundment Modeling System Database (SIMS
Database). September 1989.

Carroll, J.J.  What Is Henry's  Law? Chemical Engineering Progress.
September 1991.

U.S. EPA, Office of Air Quality Planning and Standards.  Models for
Estimating Air Emission Rates from Superfund Remedial Actions.  U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina,
March 8, 1993.

Warner, H.P., J.M. Cohen, and J.C. Ireland. Determination of Henry's
Law Constants of Selected Priority Pollutants. EPA/600/D-87/229,
Washington, D.C., July 1987.
                                      8-83

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22.
23.
24.
25.
26.
27.


28.


29.



30.
31.
U.S. EPA. Handbook of RCRA Groundwater Monitoring Constituents;
Physical Properties.  EPA/530/R-92-022, U.S. Environmental Protection
Agency, Washington, D.C., September 1992.

U.S. EPA, Office of Research and Development. Treatability Manual,
Volume 1: Treatability Data.  EPA/600/8/80/042, U.S. Environmental
Protection Agency, July 1980.

Fredenslund, A., R.L. Jones, and J.M. Prausnitz.  Group-Contribution
Estimation of Activity Coefficients in Nonideal Liquid Mixtures, AIChE
Journal, Vol. 21., No. 6, November 1975.

U.S. EPA. Hazardous Waste Treatment, Storage, and Disposal Facilities
Air Emissions Models. EPA 450/3-87-026, Washington, D.C., December
1987.

Gmehling, J. and U. Onken. Vapor-Liquid Equilibrium Data Collection
Aqueous-Organic Systems.  Chemistry Data Series, Vol. 1, Part 1.
DECHEMA Deutsche Gesellschaft fur Chemisches Apparatewesen,
Chemische Technik und Biotechnologie e.V., Frankfort, Germany, 1991.

Walas, S.M.  Phase-Equilibria in Chemical Engineering. Butterworth-
Hememann, Stoneham, MA, 1985.

Howard, P.H.  Handbook of Environmental Fate and Exposure Data for
Organic Chemicals, Vol n.  Lewis Publishers, Chelsea, MI, 1989.

Machay, D. and W.Y. Shiu.  "A Critical Review of Henry's Law Constants
for Chemicals of Environmental Interest," J. Phys. Chemical Ref. Data.
Vol. 10, No. 4, 1981.

Boston, J.F.  Inside-Out Algorithms for Multicomponent Separation
Process Calculations. Presented in Symposium on Computer Applications
to Chemical Engineering Process Design and Simulation,  I/EC Division  of
ACS,  178th National ACS Meeting, Washington D.C., 1979.

U.S. EPA. Statistical Support Document for the Proposed Effluent
Limitations Guidelines for the Pharmaceutical Manufacturing Industry.
U.S. Environmental Protection Agency, Washington, D.C., February 10,
1995.
                                      8-84

-------
                                    SECTION 9
                      POLLUTANT REDUCTION ESTIMATES
9.1
Introduction
EPA obtained data on pollutant loads generated by pharmaceutical manufacturing

processes and the ultimate fate of these loads through the Detailed Questionnaire.

Using these data and the treatment performance data presented in Section 8, the Agency

has developed estimates of untreated and current, pollutant discharge loads from the
pharmaceutical manufacturing industry. The Agency  also calculated the pollutant

discharge loads that would remain after implementation of each of the regulatory options

considered.


             The following information is presented in this section:
                   Section 9.2 presents the estimated untreated loads of pollutants in
                   process wastewaters based on responses to the Detailed
                   Questionnaire;

                   Section 9.3 presents the loads of pollutants currently being
                   discharged based on responses to the Detailed Questionnaire;

                   Section 9.4 discusses estimated end-of-pipe discharge loads for each
                   regulatory option; and

                   Section 9.5 discusses the pollutant load reductions expected through
                   steam stripping, steam stripping with distillation, advanced biological
                   treatment, and granular activated carbon treatment.
9.2
Untreated Loads
The Agency estimated untreated loads, by pollutant, which are generated by

pharmaceutical manufacturing processes based on responses to the Detailed
                                        9-1

-------
Questionnaire. The untreated load was estimated as the sum of the discharge load, air
emissions from wastewater load, and degraded/destroyed load.  These loads from the
detailed questionnaire for each facility were summed by pollutant across all facilities
within a subcategory group. Table 9-1 lists the estimated untreated loads for each
pollutant by Subcategory and type of discharge.

The untreated loads for the Subcategory D indirect dischargers were scaled up according
to the methodology discussed in Section 3.2.3 and presented in Reference (1). This
scale-up was used to estimate the total amount of pollutants for all Subcategory D
indirect dischargers, including the facilities which were not sent a Detailed
Questionnaire. The table below summarizes the total amount of pollutant  load in
untreated wastewater from Subcategory B and D indirect dischargers.

Total Raw Load for Priority
and Nonconventional
Pollutants (Ibs/yr)
Subcategory 6 and D
Indirect Dischargers from the
Detailed Questionnaire
6,990,000
Subcategory D Indirect
Dischargers Without .
Questionnaire (Estimate)
193,000
: Total Subcategory B and D
Indirect Dischargers
(Estimate)
7,180,000
             Current Baseline Loads
The current baseline loads are those loads, by pollutant, which are currently discharged
by pharmaceutical manufacturing processes to a POTW or to surface water based on
responses to the Detailed Questionnaire.  Those discharge loads available from the
Detailed Questionnaire for each faculty were summed by pollutant across all facilities
within a subcategory group. Table 9-2 lists the current baseline loads for each pollutant
by subcategory group and type of discharge.

The current baseline loads for the Subcategory D indirect dischargers were scaled up
according to the methodology discussed in Section 3.2.3 and presented in Reference '.
                                         9-2

-------
This scale-up was used to estimate the total amount of pollutants for all Subcategory D
indirect dischargers, including the facilities which were not sent a Detailed
Questionnaire.  The table below summarizes the total amount of pollutants currently
discharged by Subcategory B and D indirect dischargers.

Total Current Baseline
Loads for Priority and
Nonconventional Pollutants
(Ibs/yr)
Subcategory Band D
Indirect Dischargers from, the
Detailed; Questionnaire
1,610,000
Subcategory D Indirect
Dischargers Without
: Questionnaire (estimate)
460,000
Total Subcategory B and D
Indirect Dischargers
(estimate)
2,070,000
9.4
End-of-Pine Discharge Loads for Each Regulatory Option
End-of-pipe discharge loads for the proposed BPT, BAT, and PSES regulatory options
are presented by Subcategory and pollutant in this section.  (Because EPA proposes to
establish BCT equal to BPT,  the discharge loads based on the proposed BCT technology
would be identical to those based on the proposed BPT technology).  These loads were
calculated in the following manner. For each facility, current discharge loads were
converted to an estimated current effluent concentration using the pollutant discharge
load, facility process wastewater flow, and a conversion factor.  For each facility, current
estimated effluent concentrations  were then compared to the long term mean
concentrations at the end of the treatment train for a particular regulatory option.  The
lower of these concentrations was used along with the facility flow and an appropriate
conversion factor to determine facility specific end-of-pipe discharge loads 23. Loads
from all facilities within a Subcategory group were then summed to provide the
subcategory-wide estimates.
                                        9-3

-------
9.4.1
BPT
The regulatory options under BPT address the loads and concentrations of BOD5, TSS,
COD, and cyanide.  There are five regulatory options considered under BPT for
Subcategory A and/or C direct discharger facilities and three regulatory options
considered under BPT for Subcategory B and/or D direct discharger facilities.  Indirect
dischargers are not regulated under BPT.

The regulatory options considered under BPT for Subcategory A and/or C direct
discharger facilities are:  1) current cyanide destruction followed by current (in-place)
biological treatment; 2) in-plant cyanide  destruction, followed by end-of-pipe advanced
biological treatment; 3) in-plant cyanide  destruction, followed by end-of-pipe advanced
biological treatment and effluent filtration;  4) in-plant cyanide destruction, followed by
end-of-pipe advanced biological treatment and polishing pond treatment; and 5) in-plant
cyanide destruction, followed by end-of-pipe advanced biological treatment, effluent
filtration, and polishing pond treatment.  Estimated end-of-pipe discharge loads for each
of these options are presented below.
Pollutant
BODj
COD
TSS
Cyanide
Subcategory A and C BPT Discharge Loads (Ibs/yr)
Option 1
3,260,000
31,700,000
6,330,000
45
Option 2
2,330,000
21,800,000
4,180,000
7
Option 3
2,330,000
21,800,000
3,170,000
7
Option: 4
2,330,000
21,800,000
2,590,000
7
Option 5
2,330,000
21,800,000
1,020,000
7
 The regulatory options considered under BPT for Subcategory B and D direct discharger
 faculties are:  1) current (in-place) biological treatment;  2) end-of-pipe advanced
 biological treatment; and 3) end-of-pipe advanced biological treatment and effluent
 filtration.  Because no cyanide is discharged at Subcategory B and D facilities, cyanide
                                         9-4

-------
destruction is not included as part of the technology basis for these subcategories.
Estimated end-of-pipe discharge loads for each of these options are presented below.
Pollutant
BOD5
COD
TSS
Subcategory B and D BPT Discharge Loads (Ibs/yr)
Option 1
57,500
294,000
82,400
Option 2
47,400
234,000
77,600
Option 3
47,400
234,000
46,600
Because Option 1 for the four manufacturing subcategories represents current treatment
at facilities, the discharge loads corresponding to that option in the tables above
represents current discharge loads.  Treatment with filtration and/or polishing ponds
after advanced biological treatment will reduce TSS concentrations in wastewater, as
reflected in the estimated TSS discharge loads.  However, the Agency assumed that no
additional reduction in BOD5 and COD would occur as a result of filtration or settling in
polishing ponds.
9.4.2
BAT
The regulatory options considered under BAT address the loads and concentrations of
priority and nonconventional pollutants, including ammonia and cyanide where
appropriate.  There are four regulatory options considered under BAT for Subcategory A
and C and B and D direct discharger facilities.

The regulatory options considered under BAT for Subcategory A and C direct
discharging facilities are:  1) in-plant cyanide destruction, followed by end-of-pipe
advanced biological treatment with nitrification;  2) in-plant steam stripping and cyanide
destruction, followed  by end-of-pipe advanced biological treatment; 3) in-plant steam
stripping with distillation and cyanide destruction, followed by end-of-pipe advanced
                                         9-5

-------
biological treatment; and 4) in-plant steam stripping with distillation and cyanide
destruction, followed by end-of-pipe advanced biological treatment and granular
activated carbon adsorption (GAG).  Table 9-3 presents estimated end-of-pipe discharge
loads for each of these options.

The regulatory options under BAT for Subcategory B and D direct discharging facilities
are the same as those for the Subcategory A and C direct discharging facilities with the
exception of cyanide destruction.  Because no cyanide is discharged at Subcategory B
and D facilities, cyanide destruction is not included as part of the technology basis for
these subcategories.  For the same reason, treatment technologies specific to ammonia
(i.e., nitrification) are also excluded.  Table 9-4 presents estimated end-of-pipe discharge
loads for each of the regulatory options under BAT for B and D direct discharging
facilities.

It should be noted that for certain organic pollutants that are either not strippable or are
present at concentrations below the minimum analytical level, there is no apparent end-
of-pipe wastewater load reduction between Options 1 and 2. Additionally, all regulated
organic pollutants amenable to granular activated carbon (GAC) treatment will be at or
below the minimum analytical level after Option 3.  Therefore, no additional load
reduction is apparent between Options 3 and 4.  GAC will achieve additional load
removal of COD (and the organics that make up the COD), as demonstrated in the load
reduction tables in Section 9.5.2.
9.4.3
PSES
The regulatory options considered under PSES address the loads and concentrations of
priority and nonconventional organic pollutants, and, where appropriate, ammonia and
cyanide. There are four regulatory options considered under PSES for Subcategory A
and C indirect discharging facilities and three regulatory options considered under PSES
                                        9-6

-------
for Subcategory B and D indirect discharging facilities.  Direct dischargers are not
regulated under PSES.

The regulatory options considered under PSES for Subcategory A and C indirect
discharging facilities are:  1) in-plant steam stripping and cyanide destruction; 2) in-plant
steam stripping with distillation and cyanide destruction; 3) in-plant steam stripping with
distillation and cyanide destruction, followed by end-of-pipe advanced biological
treatment; and 4) in-plant steam stripping with distillation and cyanide destruction,
followed by end-of-pipe  advanced biological treatment and granular activated carbon
adsorption. Table 9-5 presents estimated end-of-pipe discharge loads for each of these
options.

The regulatory options considered under PSES for Subcategory B and D indirect
discharging facilities are:  1) in-plant steam stripping; 2) in-plant steam stripping with
distillation; and 3) in-plant steam stripping with distillation, followed by  granular
activated carbon adsorption.  Because no cyanide is discharged at Subcategory B and D
facilities, cyanide destruction is not included as part of the technology basis for these
subcategories.  Table 9-6 presents  estimated end-of-pipe discharge loads for each of
these options.

The end-of-pipe  loads for the Subcategory  D indirect discharging facilities were also
scaled up according to the methodology discussed in Section 3.2.3 and in Reference (1).
An estimate of the total end-of-pipe discharge loads for the Subcategory D indirect
discharging facilities including those not sent a Detailed Questionnaire are presented in
the table below.
                                          9-7

-------

Total Priority and
Nonconventional Pollutant
PSES Option 1 Loads
(Ibs/yr)
Total Priority and
Nonconventional Pollutant
PSES Option 2 Loads
(Ibs/yr)
Total Priority and
Nonconventional Pollutant
PSES Option 3 Loads
(Ibs/yr)
Subcategory B and T>
Indirect Dischargers With
the Detailed Questionnaire
551,000
28,800
28,600
Subcategory D Indirect
Dischargers Without
Questionnaire (estimate)
144,000
1,610
1,590
Total Subcategory B and D
Indirect Dischargers
(estimate)
695,000
30,400
30,200
Certain organic pollutants that are either not strippable, or are present at concentrations
below the minimum analytical level, will not have loads different from current baseline
loads under Option 1 for PSES.  Additionally, all regulated organic pollutants at
Subcategory A and C facilities amenable to GAG treatment will be at or below the
minimum analytical level after Option 2. Therefore, no additional load reduction of
regulated organic pollutants is apparent between Options 2 and 3 for Subcategory A and
C indirect discharging facilities.  GAC will, however, achieve additional load removal of
COD at these facilities, as demonstrated in the load reduction tables in Section 9.4.3.
Subcategory B and D indirect discharging facilities will achieve load reductions  through
GAC for a few of the regulated  organic pollutants, as well as COD.
9.5
Pollutant Load Reduction Estimates
Each regulatory option considered consists of a treatment train of technology
components. The set of options considered for each regulation in each Subcategory is
generally a series, where each option builds upon a prior option by adding a technology
component to the treatment train. For example, BAT Option 1 for Subcategory A and C
facilities includes cyanide destruction and advanced biological treatment with
nitrification.  BAT Option 2 adds in-plant steam stripping to the treatment train.  Load
reductions through each regulatory option are discussed in this section.  In some cases,
                                         9-8

-------
the addition of one treatment technology (e.g., steam stripping) may obviate the need for
a technology that had been part of a prior option (e.g., nitrification).

A cyanide destruction unit is included in every BPT, BAT, and PSES regulatory option
for Subcategories A and C. All load reductions for cyanide  are through the cyanide
destruction unit. Therefore, no additional load reductions for cyanide are shown in
options beyond Option 1.
9.5.1
BPT
Load reductions through the cyanide destruction units are 38 Ibs of cyanide/yr for
Subcategory A and C faculties regulated under BPT.  These load reductions correspond
to the load reduction between current baseline loads  and end-of-pipe discharge loads for
BPT Option 1.

Load reductions through advanced biological treatment for BOD5, TSS, and COD are
shown below.  These load reductions correspond to the load reduction between BPT
Options 1 and 2.
Pollutant
BOD5
COD
TSS
Load Reduction through Advanced
Biological Treatment for Subcategory
A and C Direct Dischargers (Ibs/yr)
931,000
9,840,000
2,150,000
Load Reduction through Advanced
Biological Treatment for Subcategory
B and D Direct Dischargers (Ibs/yr)
10,000
59,600
4,820
TSS loads can be further reduced by adding effluent filtration, polishing ponds, or both
effluent filtration and polishing ponds. Load reductions through effluent filtration are
shown below. These load reductions correspond to the load reductions between BPT
Options 2 and 3.
                                        9-9

-------
Pollutant
TSS
Load Redaction through Filtration
for Subcategory A and C Direct
; Dischargers
(Ibs/yr)
• 1,010,000
Load Redaction through Filtration
for Subcategory B and D Direct
Dischargers
(Ibs/yr)
31,000
The load reductions through polishing ponds are shown below. These load reductions
correspond to the load reductions between BPT Options 2 and 4.
Pollutant
TSS
Load Reduction through Polishing Ponds for
: Subcategory A and C Direct Dischargers
(Ibs/yr)
1,590,000
The load reductions through effluent filtration followed by polishing ponds are shown
below. These load reductions correspond to the load reductions between BPT Options 2
and 5.
Pollutant
TSS
Load Reduction Through Effluent Filtration Followed by
Polishing Ponds for A. and C Direct Dischargers
0bs/yr)
3,160,000
9.52
BAT
Table 9-7 presents load reductions through end-of-pipe advanced biological treatment
with nitrification for organic pollutants and ammonia under BAT Option 1. These load
reductions correspond to the load reduction between current baseline loads and BAT
Option 1 loads for both A and C and B and D direct dischargers.
                                       9-10

-------
Table 9-8 presents load reductions through in-plant steam stripping followed by end-of-
pipe advanced biological treatment for organic pollutants and, for Subcategories A and
C, ammonia under BAT Option 2. Table 9-9 presents load reductions through in-plant
steam stripping with distillation followed by end-of-pipe advanced biological treatment
for organic pollutants and, for Subcategories A and C, ammonia under BAT Option 3.
These load reductions were developed from each facility's current baseline loads to their
proposed load under the regulatory option. In addition,  credit was  given for steam
stripper or distillation removal of pollutant loads that are estimated as current air
emissions from wastewater.

Current air emissions were estimated by the Agency using the WATER? model,
discussed in detail in Section 12.3. The WATER? model was used  to predict the
disposal pathways (i.e., degraded, discharged,  or emitted to air) of the organic pollutants
present in untreated pharmaceutical manufacturing wastewaters.  The Agency found that
the WATER? model calculated a greater percentage of wastewater organic constituents
emitted to  the air than most facilities  reported in the Detailed Questionnaire, and that
these air emissions were most likely to occur in open equalization or neutralization units
with mixing in the wastewater treatment system, downstream of any in-plant steam
stripping or distillation unit.   For this  reason,  the pollutant load reductions shown for
BAT Options 2 and 3 include these captured  air emissions, in addition to the reduction
to the current end-of-pipe wastewater discharge loads.

For BAT Option 4, the Agency estimated the COD load reduction  through treatment by
granular activated carbon adsorption.  The Agency estimated that there will be no
measurable additional load reduction  of specific regulated organic constituents through
GAC beyond the level of treatment provided by in-plant steam stripping with distillation
followed by advanced biological treatment. The COD load reduction expected under
BAT Option 4 for Subcategory A and C and B and D facilities is presented in the table
below.
                                        9-11

-------
ICOD Load Reduction Through GAG at A and C
Facilities (Ibs/yr)
4,750,000
COD Load Reduction Through GAC at B and
Facilities (Ibs/yr)
D
451,000
9.5.3
PSES
As discussed in more detail in Section 17 of this document, EPA makes two alternative
proposals concerning the establishment of PSES for the four manufacturing
subcategories. The following discussion corresponds to co-proposal (1), which would
regulate 45 priority and nonconventional pollutants of concern, and ammonia and
cyanide for Subcategories A and C. Co-proposal (2) would regulate 12 priority and
nonconventional pollutants of concern,  and ammonia and cyanide for Subcategories A
and C. Load reductions achieved under co-proposal (2) are represented in Tables 9-10,
9-11, and 9-12 by asterisks, which identify the pollutants that would be  regulated under
that co-proposal.

Table 9-10 presents load reductions through in-plant steam stripping for priority and
nonconventional pollutants under PSES Option 1.  Table  9-11 presents load reductions
through in-plant steam stripping with distillation for priority and nonconventional
pollutants under PSES Option 2.  These load reductions were developed based on the
difference between each faculty's current baseline loads and the estimated load under
the regulatory option.  In addition, because steam stripping and distillation technology
reduce downstream air emissions from  wastewater, credit was given for pollutant loads
that are currently emitted to air that would be captured by these technologies.

Load reductions for the Subcategory D indirect dischargers were also scaled up
according to the methodology discussed in Section 3.2.3 and presented in Reference (1).
An estimate of the total load reductions for the Subcategory D indirect dischargers
including those not sent a Detailed Questionnaire are presented in the table below.
                                        9-12

-------

Total Load Reduction
Through Steam
Stripping (Ibs/yr)
Total Load Reduction
Through Distillation
(Ibs/yr)
Subcategory B and D
Indirect Dischargers
from the Detailed
Questionnaire
4,130,000
4,660,000
Subcategory D Indirect
Dischargers Without
Questionnaire
(estimate)
323,000
464,000
Total Subcategory B
and D Indirect
Dischargers
(estimates)
4,560,000
5,120,000
Table 9-12 presents load reductions through in-plant steam stripping with distillation
followed by end-of-pipe advanced biological treatment for organic pollutants and
ammonia under PSES Option 3 for Subcategory A and C indirect dischargers.  These
load reductions were calculated based on the difference between each facility's current
baseline loads and their estimated load under the regulatory option.  Similar to Option 2,
credit was also given for removal of pollutant loads that are estimated as current air
emissions that would be captured by in-plant steam strippers and distillation columns.
There is no option for Subcategory B and D indirect dischargers that includes advanced
biological treatment.

For PSES Option 4 for Subcategory A and C indirect dischargers, the Agency estimated
COD load reduction through granular activated carbon treatment.  The Agency estimates
that there will be no measurable additional load reduction of specific regulated organic
constituents through carbon treatment beyond the level  of treatment provided by in-plant
steam stripping with distillation followed by advanced biological treatment. For PSES
Option 3 for Subcategory B and D indirect dischargers,  the Agency estimated COD load
reduction through granular activated carbon treatment, as well as the load reduction of a
few regulated organic constituents amenable to activated carbon treatment after in-plant
steam stripping with distillation. The COD load reduction and the load reduction of the
affected regulated organics expected through granular activated carbon treatment is
presented in the table below.  Load reductions for Subcategory B and D  facilities based
                                        9-13

-------
on Detailed Questionnaire responses, as well as scaled-up to the entire industry are
presented.

COD Load
Reduction Through
GAC (lbs/yr)
Total Organic
Pollutant Load
Reduction Through
GAC (lbs/yr)
Subcategory A
and C Indirect
Dischargers
4,910,000
0
Subcategory B and D Indirect
Dischargers from the Detailed
Questionnaire
2,840,000
194
Total Subcategory
B and D Indirect
Dischargers (estimate
with scale-up)
3,570,000
213
                                         9-14

-------
              Table 9-1
Estimated Untreated Pollutant Loads by
Subcategory Group and Discharge Mode
               (lbs/yr)
Pollutant
AandC
Direct
Dischargers
B and D
Direct
Dischargers
AandC
Indirect
Dischargers
B and D
Indirect
Dischargers
Conventionals and COD
BOD5
COD
TSS
77,026,379
170,414,438
23,383,184
1,309,631
2,454,864
565,057
NA
NA
NA
NA
NA
NA
Priority Organics
Benzene
Chlorobenzene
Chloroform
Chloromethane
(Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
Priority Organics Subtotal
Cyanide
Priority Pollutant Total
1,700
10,959
402,005
194,604
0
586,115
8,074,997
364,720
3,632,402
13,267,502
41,733
13,309,235
0
0
0
0
0
0
25
1,811
0
1,836
0
1,836
121,400
84,710
488,980
5,148
21,499
6,552
7,170,355
6,693
2,964,688
10,870,025
75,065
10,945,090
0
0
77
0
0
0
780,865
714
2,276
783,932
0
783,932 (a)
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
5,079,688
926,804
333,871
54,000
154
0
0
0
13,339,234
574,641
639,973
144,619
1,607,106
0
824,830
0
                 9-15

-------
 Table 9-1




(Continued)
Pollutant
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane
Diethylamine
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
AandC
Direct
Dischargers
36,400
13,633
763,200
392,049
86,997
339,512
0
264,971
7,460
21,177
0
4,571,456
87,992
0
4,149,197
3,928,205
45,399
701,800
3,337
18,056
63,050
1,838,778
8,501
5,396,359
527,801
; BandD
Direct
Dischargers
0
0
0
0
0
0
0
0
0
0
0
0
0
0
67,674
0
0
230
0
0
0
0
0
38,672
0
A and C
Indirect
Dischargers
30,551
19,578
415,426
978,684
212,508
22,082
325,570
311,071
1,379,516
661,381
131,174
801,666
819,972
69,039
8,847,220
2,428,264
326,623
783,013
352,661
30
74,346
1,566,893
36,479
9,095,624
249,114
BandD
Indirect
Dischargers
0
0
0
109
0
0
0
589
0
0
0
0
355
0
2,525,138
14,675
18,061
2,418
0
0
0
14,624
0
853,366
225,593
    9-16

-------
                                           Table  9-1

                                          (Continued)
Pollutant
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone
(MIBK)
Petroleum naphtha
Polyethylene glycol 600
n-Propaaol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
Nonconventional Organics
Subtotal
Ammonia (Aqueous)
Nonconventional Total
A and C
Direct
Dischargers
878
29,136,700
508,763
0
607,950
98,800
13,900
728
0
1,101
617,929
183,257
0
600,080
724,196
62,153,975
2,443,575
64,597,550
BandD
Direct
Dischargers
0
458
0
0
0
0
0
0
200
0
0
0
0
0
0
107,388
28
107,416
A and C
Indirect
Dischargers
16,730
21,633,682
446,024
1,755,690
28,689
0
2,416,611
578,795
93,907
19,326
321,010
816,347
5,770
1,693,165
153,563
74,616,261
4,620,458
79,236,719
BandD
Indirect
Dischargers
350
99,880
0
0
0
0
0
146
181
0
1,803
0
17,381
2
0
6,206,607
302
6,206,909 (a)
(a) Untreated load for facilities for which questionnaire data were available.  Estimated total priority and
nonconventional pollutant load for all facilities is 7,183,909 Ibs/yr. See Section 9.2.

NA - Not available
                                               9-17

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              Table 9-2
 Current Pollutant Discharge Loads by
Subcategory Group and Discharge Mode
               (ibs/yr)
Pollutant
AandC
Direct
Dischargers
B and D
Direct
Dischargers
AandC
Indirect
Dischargers
BandD
Indirect
Dischargers
Conventionals and COD
BOD,
COD
TSS
3,258,176
31,676,918
6,333,181
57,455
293,661
82,404
NA
NA
NA
NA
NA
NA
Priority Organics
Benzene
Chlorobenzene
Chloroform
Chloromethane
(Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
Priority Organics Subtotal
Cyanide
Priority Pollutant Total
0
0
2,018
140,070
0
103,934
145,518
9,000
122,269
522,809
45
522,854
0
0
0
0
0
0
0
0
0
0
0
0
120,200
5,606
177,287
134
21,499
4,294
1,198,531
1,206
257,685
1,786,442
1,084
1,787,526
0
0
32
0
0
0
15,595
714
5
16,346
0
16,346 (a)
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
21,727
9,020
6,071
53,000
8
0
0
0
3,004,969
423,821
208,429
143,554
43,136
0
82,483
0
                 9-18

-------
 Table 9-2




(Continued)
Pollutant
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane
Diethylamine
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylform amide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
AandC
Direct
Dischargers
0
908
97,500
392,049
2,844
51
0
307
746
756
0
174
5,040
0
451,601
51,583
1,939
21,181
109
15,404
50
2,180
0
455,581
10,556
BandD
Direct
Dischargers
0
0
0
0
0
0
0
0
0
0
0
0
0
0
7,854
0
0
229
0
0
0
0
0
14,841
0
AandC
Indirect
Dischargers
4,600
17,283
415,426
666,216
95,564
440
218,020
454
1,045,358
660,593
18,155
387,124
745,181
24,422
4,368,801
205,545 •
147,760
310,677
7,075
0
27,894
, 8,449
35,654
2,785,586
14,809
B and D
Indirect
Dischargers
0
0
0
108
0
0
0
589
0
0
0
0
355
0
1,283,544
3
18,061
1,083
0
0
0
100
0
89,648
22,559
    9-19

-------
                                           Table 9-2

                                         (Continued)
Pollutant
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone
(MBBK)
Petroleum Naphtha
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
Nonconventional Organics
Subtotal
Ammonia (Aqueous)
Nonconventional Total
A and C
Direct
Dischargers
801
1,905,851
23,400
0
9,843
48,800
11,000
0
0
1,101
50
90,808
0
98,600
2,432
3,793,063
817,732
4,610,795
BandD
Direct
Dischargers
0
98
0
0
0
0
0
0
200
0
0
0
0
0
0
23,230
0
23,230
A and C
Indirect
Dischargers
10,963
12,433,615
310
445,137
2,773
0
623,193
260,583
87,039
11,439
210,186
226,167
3,850
531,326
24,969
30,863,409
530,851
31,394,260
B and D
Indirect
Dischargers
350
44,747
0
0
0
0
0
0
181
0
1,803
0
0
1
0
1,588,751
25
1,588,776 (a)
(a) Load for facilities for which questionnaire data were available.  Estimated total priority and
nonconventional pollutant load for all facilities is 2,065,224 Ibs/yr.  See Section 9.3.
NA - Not available
                                               9-20

-------
                   Table 9-3
        End-of Pipe Discharge Loads for
Subcategory A and C Facilities Under BAT Options
                    (lbs/yr)
Pollutant
BAT Option!
BAT Option 2
BAT Option 3
BAT Option 4
Priority Organics
Chloroform
Chloromethane
(Methyl chloride)
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
Priority Organics Subtotal
Cyanide
Priority Pollutant Total
250
1,155
250
2,705
1
261
4,622
7
4,629
250
1,111
59
304
1
261
1,986
7
1,993
250
1,111
40
304
1
261
1,967
7
1,974
250
1,111
40
304
1
261
1,967
7
1,974
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dunethylformamide
709
127
6,071
720
825
10,521
5,260
2,844
22
307
23
6
39
519
127
5,353
360
825
10,521
5,260
1,955
22
307
23
6
39
519
127
5,353
360
824
10,521
1,052
1,955
22
250
23
6
39
519
127
5,353
360
824
10,521
1,052
1,955
22
250
23
6
39
                      9-21

-------
                                      Table 9-3




                                     (Continued)
Pollutant
Dimethyl sulfoxide
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
n-Propanol
Pyridiae
Tetrahydrofuran
Triethylamine
Xylenes
Nonconventional Organics
Subtotal
Ammonia
Nonconventional Pollutant Total
BAT Option 1
121
22,299
20,366
1,939
8,056
109
15,404
50
47
6,808
1,051
801
24,375
1,052
2,211
105
631
1,101
1
27,922
1,052
100
163,076
71,168
234,244
BAT Option 2
121
17,407
13,603
1,939
8,056
109
14,123
50
47
1,341
1,051
801
12,700
1,052
1,685
105
105
1,101
1
1,855
1,052
100
103,721
17,159
120,880
BAT Option 3
121
11,571 '
13,603
1,939
8,056
109
10,525
50
47
1,341
1,051
800
12,700
1,052
1,685
105
105
1,052
1
1,855
1,052
100
89,971
' 17,159
107,130
BAT Option 4
121
11,571
13,603
1,939
8,056
109
10,525
50
47
1,341
1,051
800
12,700
1,052
1,685
105
105
1,052
1
1,855
1,052
100
89,971
17,159
107,130
Values have not been rounded to significant figures.
                                          9-22

-------
                                     Table 9-4

                        End-of-Pipe Discharge Loads for
              Subcategory B and D Facilities Under BAT Options
                                      (lbs/yr)
Pollutant
Acetone
Ethanol
Formaldehyde
Isopropanol
Methanol
Polyethylene Glycol 600
Nonconventional Pollutant Total (a)
BAT Option 1
8
189
63
62
98
200
620
BAT Option 2
8
145
63
11
92
200
519
BAT Option 3
8
94
63
11
92
200
468
BAT Option 4
8
94
63
11
92
200
468
(a) There are no priority pollutant end-of-pipe discharge loads for Subcategory B and D direct discharging
facilities.

Values have not been rounded to significant figures.
                                         9-23

-------
                    Table 9-5
         End-of-Pipe Discharge Loads for
Subcategory A and C Facilities Under PSES Options
                     (lbs/yr)
Pollutant
PSES Option 1
PSES Option 2
PSES Option 3
PSES Option 4
Priority Organics
Benzene
Chlorobenzene
Chloroform
Chloromethane
(Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethaae
Methylene chloride
Phenol
Toluene
Priority Organics Subtotal
Cyanide
Priority Pollutant Total
252
444
79
2
8,330
3,443
1,541
1,206
2,136
17,433
62
17,495
252
444
79
2
1,083
700
1,541
1,206
2,136
7,443
62
7,505
25
44
79
1
3
26
160
1,206
188
1,732
62
1,794
25
44
79
1
3
26
160
1,206
188
1,732
62
1,794
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
49,715
423,821
9,532
41,742
4,584
14,292
1,498
487,817
95,564
7,960
423,821
1,589
1,245
3,758
12,430
250
8,284
7,785
1,053
423,821
1,589
473
35
252
250
396
2,744
1,053
423,821
1,589
473
35
252
250
396
2,744
                       9-24

-------
 Table 9-5




(Continued)
Pollutant
Cyclohexane
Diethylamine
Diethyl ether
N,N-Dimethylacetamide
Dimethylainine
N,N-DimethylaniIine
N,N-Dimetliylform amide
Dimethyl sulfojdde
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
MIBK
Petroleum Naphtha
PSES Option 1
30
6,355
422
1,045,358
4,835
10,356
387,124
745,181
24,423
1,641,628
14,496
147,760
310,677
4,249
786
373
7,542
569,547
8,350
2,199
9,810,898
310
2,537
2,773
5,106
260,583
PSES Option 2
30
958
244
1,045,358
90
836
387,124
745,181
2,567
28,392
3,291
147,760
310,677 "
2,274
786
373
985
31,294
2,041
820
34,527
310
2,537
1,256
1,950
3,318
PSES Option 3
3
42
63
26
3
29
195
5,616
95
10,118
3,291
3,734
781
916
40
30
457
1,181
2,041
174
12,491
34
2,537
1,256
25
23
PSES Option 4
3
42
63
26
3
29
195
5,616
95
10,118
3,291
3,734
781
916
40
30
457
1,181
2,041
174
12,491
34
2,537
1,256
25
23
    9-25

-------
                                     Table 9-5




                                    (Continued)
Pollutant
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
Nonconventional Organics
Subtotal
Ammonia
Nonconventional Pollutant
Total
PSES Option 1
87,039
11,439
6,695
14,631
95
11,899
194
16,274,455
89,142
16,363,597
PSES Option 2
87,039
757
6,695
14,631
95
2,235
194
3,333,747
89,142
3,422,889
PSES Option 3
87,039
28
82
842
95
403
30
564,333
6,053
570,386
PSES Option 4
87,039
28
82
842
95
403
30
564,333
6,053
570,386
Values have not been rounded to significant figures.
                                         9-26

-------
                                 Table 9-6

                     End-of-Pipe Discharge Loads for
           Subcategory B and D Facilities Under PSES Options
                                  dbs/yr)
Pollutant
PSES Option!
PSES Option 2
PSES Option 3
Priority Pollutants
Methylene chloride
Phenol
Toluene
Priority Pollutant Total
212
714
5
931
212
714
5
931
22
714
5
741
Nonconventional Organics
Acetone
n-Amyl acetate
n-Butyl alcohol
Diethyl ether
Dimethyl sulfoxide
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
n-Hexane
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Polyethylene Glycol 600
Pyridine
Triethylamine
Nonconventional Organics Subtotal
Ammonia
Nonconventional Pollutant Total
4,281
4,233
108
587
355
462,587
2
18,061
1,083
1
16,825
4,233
25
37,231
181
27
1
549,821
25
549,846
557
705
21
226
355
4,212
2
18,061
1,083
1
809
705
3
927
181
27
1
27,876
25
27,901
557
705
21
226
355
4,212
2
18,061
1,083
0
809
705
0
927
181
27
1
27,872
25
27,897
Values have not been rounded to significant figures.
                                    9-27

-------
                           Table 9-7
Pollutant Load Reduction Through Advanced Biological Treatment
    for Subcategory A and C and B and D Direct Dischargers
                            (Ibs/yr)
Pollutant
Load Reduction for A and C
Direct Dischargers
Load Reduction for B and D
Direct Dischargers
Priority Pollutants
Benzene
Chlorobenzene
Chloroform
Chloromethane
(Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
Priority Pollutant Total
0
0
1,768
138,915
0
103,684
142,813
8,999
122,008
518,186
0
0
0
0
0
0
0
0
0
0
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane
Diethylamine
21,018
8,893
0
52,280
0
83
86,979
386,789
0
29
0
0
0
0
0
0
0
0
0
0
0
0
                              9-28

-------
 Table 9-7




(Continued)
Pollutant
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaiiiline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Petroleum Naphtha
Load Reduction for A and C
Direct Dischargers
0
723
750
0
135
4,919
0
429,302
31,217
0
13,125
0
0
0
2,133
0
448,772
9,505
0
1,881,476
22,348
0
7,632
48,695
10,369
0
Load Reduction for B and D
Direct Dischargers
0
0
0
0
0
0
0
7,665
0
0
166
0
0
0
0
0
14,779
0
0
0
0
0
0
0
0
0
    9-29

-------
                                     Table 9-7




                                    (Continued)
Pollutant
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
Nonconventional Organics
Subtotal
Ammonia
Nonconventional Pollutant Total
Load Reduction for A and C
Direct Dischargers
0
0
49
62,886
0
97,548
2,332
3,629,987
746,564
4,376,551
Load Reduction for B and D
Direct Dischargers
0
0
. 0
0
0
0
0
22,610
0
22,610
Values have not been rounded to significant figures.
                                         9-30

-------
                              Table 9-8
Pollutant Load Reduction Through In-Plant Steam Stripping Followed by
      End-of-Pipe Advanced Biological Treatment for Subcategory
               A and C and B and D Direct Dischargers
                               (Ibs/yr)
Pollutant
Load Reduction for A and C
Direct Dischargers
Load Reduction for B and D
Direct Dischargers
Priority Pollutants
Benzene
Chlorobenzene
Chloroform
Chloromethane
(Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
Priority Total
789
0
105,178
140,838
0
153,164
1,884,443
8,999
354,311
2,647,722
0
0
0
0
0
0
25
1
0
26
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
AnUine
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane
Diethylamine
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
1,415,661
9,013
718
53,640
11
11,547
89,071
386,789
23,889
283,920
0
20,327
3,056
994
0
15,912
7,481
0
14
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
                                 9-3'l

-------
                                                Table  9-8
                                              (Continued)
Pollutant
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Petroleum Naphtha
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
Nonconventional Organics
Subtotal
Ammonia
Nonconventional Pollutant Total
Load Reduction for A and C
Direct Dischargers
1,841,705
931,650
7
18,173
138
1,333
187
993,009
0
2,136,153
464,930
16
3,260,025
500,527
0
606,265
49,798
10,935
524
0
0
2,257
120,186
0
108,619
696,956
14,064,222
1,794,369
15,858,591
Load Reduction for B and D
Direct Dischargers
23,740
0
0
166
0
0
0
0
0
15,167
0
0
35
0
0
0
0
0
0
0
0
0
0
0
0
0
39,122
(a)
39,150
•"Ammonia is not a pollutant of concern for Subcategory B and/or D direct discharges. There would be incidental ammonia removal
of 28 pounds/yr through this treatment train.

Values have not been rounded to significant figures.
                                                    9-32

-------
                               Table 9-9
    Pollutant Load Reduction Through In-Plant Steam Stripping With
Distillation Followed by End-of-Pipe Advanced Biological Treatment
        for Subcategory A and C and B and D Direct Dischargers
                                (Ibs/yr)
Pollutant
. Load Reduction for A and C
Direct Dischargers
Load Reduction for B and D
Direct Dischargers
Priority Pollutants
Benzene
Chlorobenzene
Chloroform
Chloromethane
(Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
Priority Total
789
0
105,178
140,838
0
. 153,183
1,884,443
8,999
354,311
2,647,741
0
0
0
0
0
0
25
1
0
26
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane
1,415,661
9,013
718
53,640
11
11,547
89,071
390,997
23,889
283,920
14
0
0
0
0
0
0
0
0
0
                                  9-33

-------
 Table 9-9




(Continued)
Pollutant
Diethylamine
Diethyl ether
N,N-Dimethylacetamide
Dimetliylainine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Load Reduction for A and C
Direct Dischargers
0
20,384
3,056
994
0
15,912
7,481
0
1,847,541
931,650
7
18,173
138
4,931
187
993,009
0
2,136,153
464,930
16
3,260,025
500,527
0
606,265
49,798
10,935
Load. Reduction for B and D
Direct Dischargers
0
0
0
0
0
0
0
0
23,791
0
0
166
0
0
0
0
0
15,167
0
0
35
0
0
0
0
0
    9-34

-------
                                                Table 9-9

                                              (Continued)
Pollutant
Petroleum Naphtha
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
Nonconventional Organics
Subtotal
Ammonia
Nonconventional Pollutant Total
: Load Reduction for A and C
Direct Dischargers
524
0
49
2,257
120,186
0
108,619
696,956
14,079,170
1,794,369
15,873,539
Load. Reduction for B and D
Direct Dischargers
0
0
0
0
0
0
0
0
39,173
(a)
39,201
'"Ammonia is not a pollutant of concern for Subcategory B and/or D direct discharges. There would be incidental ammonia removal
of 28 pounds/yr through this treatment train.

Values have not been rounded to significant figures.
                                                     9-35

-------
                         Table 9-10
Pollutant Load Reduction Through In-plant Steam Stripping for
    Subcategory A and C and B and D Indirect Dischargers
                          (lbs/yr)
Pollutant
Load Reduction for A and C
Indirect Dischargers
Load Reduction for B and D
Indirect Dischargers
Priority Pollutants
Benzene"
Chlorobenzene"
Chloroform"
Chloromethane"
(Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride"
Phenol
Toluene"
Priority Pollutant Total
119,948
5,172
283,593
133
13,169
896
4,273,969
0
2,446,728
7,143,608
0
0
74
0
0
0
694,415
0
0
694,489
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cydohexane"
Diethylamine
5,853,155
0
208,112
101,893
20,116
3,065
413,928
339,432
0
637
230,036
1,004,881
0
691,691
0
0
0
0
1
0
0
0
                             9-36

-------
 Table 9-10




(Continued)
Pollutant
Diethyl ether
N,N-Dimethylacetamide
Dimethylamiiie
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane*
a-Hexane*
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve*
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Petroleum Naphtha
Load Reduction for A and C
Indirect Dischargers
283,746
0
655,768
7,823
0
0
21,603
4,575,401
1,496,135
0
0
108,285
0
48,740
1,193,015
28,755
3,558,832
171,094
9,014
5,657,638
12,871
1,499,045
5
0
1,487,907
0
Load Reduction for B and O
Indirect Dischargers
2
0
0
0
0
0
0
1,310,308
3,864
0
0
0
0
0
99
0
218,887
199,482
325
8,271
0
0
0
0
0
0
    9-37

-------
                                               Table 9-10

                                              (Continued)
Pollutant
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane"
Triethylamine
Xylenes"
Nonconventional Organics
Subtotal
Ammonia*
Nonconventional Pollutant Total
Load Reduction for A and C
Indirect Dischargers
0
4,310
288,418
450,622
5,675
940,711
27,073
29,702,860
1,182,199
30,885,059
Load Reduction for B and D
Indirect Dischargers
0
0
1,775
0
1
1
0
3,439,588
0
3,439,588
"Only a subset of the pollutants that would be treated by this technology would actually receive a standard under co-proposal (2).
Those pollutants are marked with an asterisk.

Values have not been rounded to significant figures.
                                                     9-38

-------
                        Table 9-11
Pollutant Load Reduction Through In-plant Steam Stripping
  With Distillation for Subcategory A and C and B and D
                   Indirect Dischargers
                         (Ibs/yr)
Pollutant
Load Reduction for A and C
Indirect Dischargers
Load Reduction for B and D
Indirect Dischargers
Priority Pollutants
Benzene*
Chlorobenzene*
Chloroform*
Chloromethane*
(Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride*
Phenol
Toluene*
Priority Pollutant Total
119,948
5,172
283,593
133
20,416
3,639
4,273,969
0
2,446,728
7,153,598
0
0
74
0
0
0
694,415
0
0
694,489
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane*
5,894,908
0
216,055
142,391
20,942
4,927
415,176
818,966
87,779
637
1,008,605
0
695,218
0
0
0
0
88
0
0
                           9-39

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 Table 9-11




(Continued)
Pollutant
Diethylamine
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl sulfoxide
1,4-DLoxane
Ethanol
Ethyl acetate
Ethylene glycol
Fonnaldehyde
Formamide
Furfural
n-Heptane"
n-Hexane"
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve"
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Load Reduction for A and C
Indirect Dischargers
235,434
283,924
0
660,513
17,343
0
0
43,458
6,188,635
1,507,340
0
0
110,260
0
48,740
1,193,015
35,312
4,097,086
177,402
10,394
15,434,007
12,871
1,500,905
1,522
0
1,491,063
Load Reduction for B and D
Indirect Dischargers
0
363
0
0
0
0
0
0
1,768,683
3,864
0
0
0
0
0
99
0
234,901
203,009
347
44,576
0
0
0
0
0
    9-40

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                                                        Table 9-11

                                                       (Continued)
Pollutant
Petroleum Naphtha
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane"
Triethylamine
Xylenes*
Nonconventional Organics
Subtotal
Ammonia*
Nonconventional Pollutant Total
Load Reduction for A and C
Indirect Dischargers
257,265
0
14,992
288,418
450,622
5,675
950,375
27,073
42,645,425
1,182,199
43,827,624
Load Reduction for B and D
Indirect Dischargers
0
0
0
1,775
0
1
1
0
3,961,530
0
3,961,530
        '"'Only a subset of the pollutants that would be treated by this technology would actually receive a standard under co-proposal (2).
        Those pollutants are marked with an asterisk.

        Values have not been rounded to significant figures.
                                                             9-41
_

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                           Table 9-12
 Pollutant Load Reduction Through In-Plant Steam Stripping With
Distillation Followed by End-of-Pipe Advanced Biological Treatment
          for Subcategory A and C Indirect Dischargers
                            (lbs/yr)
Pollutant
Load Reduction for A and C Indirect
Dischargers
Priority Pollutants
Benzene"
Chlorobenzene"
Chloroform"
Chloromethane (Methyl chloride)*
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride"
Phenol
Toluene"
Priority Pollutant Total
120,175
5,572
283,593
134
21,496
4,313
4,275,350
0-
2,448,677
7,159,310
Nonconventional Organics
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cydohexane"
Diethylamine
5,901,816
0
216,055
143,163
24,666
17,105
415,176
826,854
92,820
664
236,350
                              9-42

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 Table 9-12




(Continued)
Pollutant
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformaniide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane"
n-Hexane*
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve*
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Petroleum Naphtha
Load Reduction for A and C Indirect
Dischargers
284,104
1,045,332
660,600
18,150
386,929
739,565
45,930
6,206,910
1,507,340
144,027
309,897
111,618
0
49,486
1,193,356
35,840
4,127,199
177,402
11,039
15,456,041
13,147
1,499,045
1,522
0
1,492,987
260,560
    9-43

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                                                Table 9-12

                                               (Continued)
Pollutant
Polyethylene glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane"
Triethylamine
Xylenes"
Nonconventional Organics Subtotal
Ammonia"
Nonconventional Pollutant Total
Load Reduction for A and C Indirect
Dischargers
0
15,720
295,031
464,412
5,675
952,206
27,237
45,412,976
1,265,289
46,678,265
^Only a subset of the pollutants that would be treated by this technology would actually receive a standard under co-proposal (2).
Those pollutants are marked with an asterisk.

Values have not been rounded to significant figures.
                                                     9-44

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                                REFERENCES
1.


2.
3.
Memorandum: Subcategory D Indirect Scale-up Methodology, from
K. Mahsman, Radian Corporation, to the Public Record, September 1994.

Memorandum: Final Pollutant Loading Estimates for the Pharmaceutical
Manufacturing Industry - Subcategory A/C and B/D Direct and Indirect
Discharging Facilities, from K. Mahsman and M. Willett, Radian
Corporation, to F. Hund, USEPA/EAD, August 31, 1994.

Letter from M. Willett, Radian Corporation, to K. Koon, Versar,
December 15, 1994.   :
                                     9-45

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                                   SECTION 10
              COSTS OF TECHNOLOGY BASES FOR REGULATIONS
10.1
Introduction
Previous sections have described the respective BPT, BCT, BAT, NSPS, PSES, and PSNS
technology options that were considered as the bases of regulations for the
pharmaceutical manufacturing industry. This section presents the estimated engineering
costs associated with installing and operating each of these technology bases. These
costs are calculated to determine the overall economic impact on the industry of
complying with each regulatory option.

The following information is discussed in this section:

             •     Section 10.2 discusses the costing methodology;
             •     Section 10.3 discusses cost modeling and summarizes cost estimating
                   assumptions and design bases for the technologies that make up the
                   regulatory options; and
             •     Section 10.4 presents the cost estimates  by regulatory option.
10.2
Costing Methodology
To accurately determine the impact of the proposed effluent limitations guidelines and
standards on the pharmaceutical manufacturing industry, it is necessary to calculate costs
associated with regulatory compliance. A cost model was developed to represent each of
the regulatory options under BPT, BCT, BAT, PSES, PSNS, and NSPS. The cost model
is used to calculate costs for each option based on the treatment technologies used as the
basis for that option. These costs are estimates of actual compliance costs; however, the
                                       10-1

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regulations do not require that a facility install or possess the technologies specified as
the bases, but only that the appropriate limitations be met.

The Agency has selected a facility-by-facility approach to costing as opposed to a model
facility approach, because of the variability of processes and resultant wastewaters among
pharmaceutical manufacturing facilities. Detailed facility information was available from
responses to the Detailed Questionnaire, which was used to characterize the wastewater
and assess existing treatment technologies at each facility.  It should be noted, however,
that in certain instances, engineering assumptions regarding facility operations were
made, or industry average data were used when facility-specific information were not
available. Thus, for any given facility, the costs estimated may deviate from those that
would actually be experienced by the facility.  However, since these assumptions were
based on industry-wide data, the resulting estimates are considered accurate when
evaluated on an industry-wide, aggregate basis.

When practical and appropriate, facilities  were given credit for existing treatment on site,
based on an evaluation of the following criteria:

             •      Biological treatment system aeration capacity (in million gallons);
             •      Clarifier overflow rate (in gallons per minute per square foot);
             •      Presence of adequate equalization treatment;
             •      Presence of steam stripping or steam stripping with distillation
                    treatment that achieved adequate removal of organic compounds;
                    and
             •      Presence of cyanide destruction treatment - this credit was given
                    wholly or partially based  on comparison to the treatment system
                    selected as the technology basis.

These treatment credits were used to develop cost estimates for system upgrades instead
of new systems where appropriate. At facilities that currently meet the proposed
                                        10-2

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limitations associated with a regulatory option, no compliance costs beyond necessary
additional monitoring were estimated.
10.2.1
Cost Model Structure
The model used to calculate wastewater treatment costs was developed based on
research into various existing costing approaches and use of customized computer
software tools.  The model consists mainly of a series of technology modules, each of
which calculates the costs associated with a particular treatment technology.  These
modules can be combined as appropriate to assemble each of the various regulatory
options. A more detailed  discussion of the cost model and its origins is given in
Section 10.3.

Operation and maintenance  (O&M) and capital costs were calculated by the model for
each technology and then summed for all technologies at each facility. The facility
capital and O&M costs were combined and totaled by subcategory and discharge type
(e.g. Subcategory A and C -  indirect discharger).

Annual O&M costs consist of all costs related to operating and maintaining the
treatment system for a period of one year.  Sources for O&M costs primarily included
literature references and engineering judgement (typically used in the case  of estimating
required operator hours).  O&M costs typically include the following:

             •      Chemical usage;
             •      O&M labor;
             •      Removal, transportation, and disposal of any waste solids, sludges,
                   solvents, or other waste products generated by the treatment system;
             •      Any required treatment unit performance monitoring not related to
                   actual compliance monitoring (e.g., breakthrough monitoring •
                   between beds of the GAC system); and
                                        10-3

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             •      Utilities, such as electricity and steam, required to run the treatment
                    system.

Table 10-1 presents the O&M unit costs most commonly used by the model and includes
references for the origin of each cost.

Capital costs consist of direct and indirect costs associated with purchase and installation
of wastewater treatment equipment.  Primary sources for the capital costs were vendor
quotes and literature references. Table 10-2 presents the unit capital costs most
commonly used by the model and includes references for the origin of each cost.
Typically, direct capital costs include the following:

             •      Purchase and installation of treatment equipment;
             •      Purchase and installation of piping, instrumentation, pumps, and
                    other ancillary equipment;
             •      Electrical hookups;
             •      Any required site preparation (e.g., excavation);
             •      Construction of buildings or other structures; and
             •      Land purchase.

In addition to direct capital  costs, indirect costs are also included in the estimate of total
capital cost.  Indirect capital costs typically include engineering costs and contractor's
fees.

For each technology, it is assumed that ancillary direct capital costs and required indirect
capital costs can be accounted for by using a factor related to purchased and installed
capital cost.  Table 10-3 lists these factors for all applicable treatment technologies.
                                         10-4

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Because all facility-specific information in the questionnaire database is from 1990, all
costs are adjusted to 1990 dollars.  This adjustment allows direct comparison between
reported financial data and costs for each facility.  Costs are adjusted using the Marshall
and Swift 1990 annual index (915.1) and the index value for the year in which the costs
were originally reported using the following formula:
                               AC =  OC(915.1/OCI)
(10-1)
where:       AC    = Adjusted cost, $
             OC    = Original cost, $
             OCI   = Original cost year index
The wage rate for all required labor to properly operate and maintain the systems
associated with the technology bases was obtained from the U.S National Bureau of
Labor Statistics. In 1990, the average wage rate for all production workers in the Drugs
Manufacturing industry was $12.90 per hour.  This rate was then increased by 115% to
account for supervision (15%), and overhead (100%) to arrive at a total rate of $27.74
per hour. The cost for electricity used by various treatment technologies was obtained
from  1990 U.S Department of Energy statistics for Investor-Owned Utilities for
Commercial Facilities. This rate was given as $0.048 per kilowatt-hour.  The cost for
steam usage was assumed to be $3.20 per 1,000 pounds of 100 psig steam. This value
was taken from Plant Design and Economics for Chemical Engineers. Peters and
Timmerhaus, Fourth Edition, and represents  the high end of the range of costs given for
100 psig steam.  These unit costs are listed along with other O&M unit costs in
Table 10-1.

For the cost estimating effort, it was assumed that all Subcategory A and C facilities and
Subcategory B and D direct discharger facilities operate 350 days per year, and that
Subcategory B and D indirect discharger facilities operate 250 days per year.  These
assumptions are based on operating modes observed during engineering site visits.  It  is
                                        10-5

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also assumed, because of the nature of the technology, that all biological treatment
systems operate 365 days per year, regardless of subcategory.
10.3
Cost Modeling
10.3.1
Evaluation of Existing Cost Models
Before a costing methodology could be developed, existing cost models were researched
and evaluated to determine which, if any, existing algorithms for costing various
treatment technologies could be used to develop costs for wastewater treatment systems
and treatment system upgrades in the pharmaceutical manufacturing industry.  The
following models were initially considered for potential use:
                   The Wastewater Treatment System Design and Cost Model
                   (WTSDCM) developed by EPA in the early 1980s for various metal
                   manufacturing-related industries;

                   The Cost of Remedial Action model (CORA);

                   The Remedial Action Cost Engineering and Requirements
                   (RACER) model;

                   The Advanced System for Process Engineering (ASPEN);

                   The Computer Assisted Procedure for the Design and Evaluation of
                   wastewater Treatment systems (CAPDET); and

                   The pesticide industry models developed by EPA for pesticide
                   chemicals manufacturers and pesticide formulators, packagers, and
                   repackagers, respectively.
The WTSDCM model was eliminated because of the lack of similarity between
pharmaceutical and metal manufacturing industry wastewaters and related treatment
techniques.  The CORA model was also eliminated because it had been superseded by
                                       10-6

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the more recently developed RACER model.  The remainder of the cost models were
considered further.

The RACER model was determined not to be applicable because it was designed to
address remedial treatment activities  associated with cleanup of contaminated sites, and
not industrial wastewater treatment.  ASPEN was also determined not to be applicable
because, while serving as an excellent process  simulation tool, it is not set up to serve the
cost estimating purposes required.  It also models only the steam stripping and
distillation treatment technologies included in the basis for the regulatory options.

The remaining models (CAPDET and the pesticide industry models) were determined to
have some appropriate design and costing information, but were not configured properly
to be used directly to cost the pharmaceutical manufacturing industry. Based on this
conclusion, it was determined that the most effective way to model costs for the industry
would be through development of a new cost model.

The resulting cost model is an integrated computer model that uses design and costing
information taken from many sources, including CAPDET and the pesticides industry
models. The cost model includes program files that design and cost all technologies
included as bases for the regulatory options discussed in  Section 7.2, and data files that
include all pertinent facility data.
10.3.2
Model Driver
Because the pharmaceutical manufacturing industry cost model (hereafter referred to as
the cost model) is basically a collection of computer "modules" designed to calculate
costs for each of the basic technologies, it was necessary to include a program to
organize the modules and track the costs  for the entire industry. This program has been
designated as the model "driver".  The model driver performs the following major
functions associated with generating industry costs for each of the regulatory options:
                                       10-7

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             •     Locate and open all necessary input data files;
             •     Store input data entered by a user of the model;
             •     Open and run each of the technology modules in the appropriate
                   order;
             •     Track all costs and pollutant concentrations generated by the
                   technology modules; and
             •     Send tracked costs by subcategory, discharge type, and regulatory
                   option to a storage file which may be printed or maintained in
                   electronic form.

The following sections list the major technologies included as modules within the cost
model, and describe the major assumptions and costing methodology used for each.
10.3.3
Advanced Biological Treatment
Advanced biological treatment is used to control BOD5, COD, and TSS and to degrade
various organic pollutants.  Biological treatment systems are normally designed based on
BOD5 and TSS loads and desired removal efficiency. Organic pollutant reduction also
occurs through well-operated treatment systems. The installation of extended aeration
activated sludge biological treatment was assumed for cost estimating purposes.  As
shown in Table 7-1, activated sludge treatment is the most common biological treatment
used in the pharmaceutical manufacturing industry.  All of the facilities that form the
bases for the limitations based on biological treatment use activated sludge biological
treatment on site.

Typically, an extended aeration activated sludge biological treatment system consists of
the following major equipment:  •
                    An equalization basin;
                    An aeration basin;
                    A secondary clarifier; and
                    A sludge handling system, if necessary.
                                        10-8

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10.3.3.1
Overview of Costing Methodology
Facilities requiring additional treatment of BOD5, COD, TSS, or ammonia (if applicable)
were costed for installing a biological treatment system capable of removing these
pollutants down to the long-term mean performance concentrations for this technology
that are discussed in Section 8.5. If a facility had no biological treatment on site, a new
treatment system was costed. If a facility had biological treatment on site, an upgrade to
the existing system was costed.

Various types of upgrades were possible for a facility with existing treatment on site.  If
additional BOD5 or COD removal was required, an additional aeration basin was
installed in parallel with the existing treatment unit. If additional TSS treatment was
also required, additional clarifiers were installed in parallel with the existing clarifiers.

If a facility required additional TSS treatment only, polymer was added to the existing
clarifiers to enhance settling. If only additional ammonia treatment was required,
surface aerators were added to the existing aeration basin to enhance the growth of
nitrifying microorganisms.
If the costed biological treatment system, whether an upgrade or new system, was
determined to generate excess biological solids, a new sludge handling system was
installed.  The following table shows the breakdown between facilities requiring upgrades
and facilities requiring completely new biological treatment systems.
Subcategory
A and C
A and C
Band D
B and D
Discharge
type
Direct
Indirect
Direct
Indirect
Based on BPT Option 2
Upgrades
9
NA
3
NA -
'••- New
Systems
5
NA
2
NA
Already in
compliance
10
NA
9
NA
Total
24

14

! Based on PSES Option 3
: Upgrades
NA
63
NA
NA
: :., New .
Systems
NA
5
NA
NA
Already in
compliance
NA
20
NA
NA
Total

88

111
                                         10-9

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10.3.3.2
Design Bases and Assumptions
The design of the aeration basin and secondary clarifier are based on a combination of
relationships and equations developed by Eckenfelder and from field data for suspended
 growth biological treatment.  Costing equations were taken from CAPDET for
equalization basins, package extended aeration activated sludge units (facility flows less
than 0.5 MGD), full-size extended aeration activated sludge units (flows greater than 0.5
MOD), and circular secondary clarifiers.

Design equations for biological treatment systems were similar for new units and for
upgrades. The following is a list of key design assumptions for costing biological
treatment for pharmaceutical manufacturing facilities:

             •      Values for key design parameters associated with biological
                    treatment were established based on subcategory-specific
                    information obtained from the Detailed Questionnaire.  These
                    values are listed in Table 10-4.
             •      The retention time for designed clarifiers is 5 hours.
             •      The retention time for designed equalization basins is 24 hours (if a
                    new equalization basin is necessary).
             •      The sludge generated by the biological treatment unit has the
                    following characteristics:
                           1% solids in the sludge from the clarifier to the sludge
                          thickener;
                          5% solids in the sludge from the thickener to the filter press;
                           13% solids in filter press cake; and
                           Sludge density equal  to 80 lbs/ft3.
             •      Generated sludge is thickened,  dewatered, and hauled off site for
                    incineration as a nonhazardous waste.
                                        10-10

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                    Installation of any of the equipment associated with biological
                    treatment will not require purchase of additional land.
                    One or more floating surface mixers are necessary for operation of
                    the equalization basin.  (It is assumed that 30 horsepower per million
                    gallons are required for mixing in the equalization basin.)
                    Floating surface aerators will be used for ammonia treatment
                    upgrades,  and fix-mounted surface aerators will be used for
                    treatment of BOD5 and COD.
10.3.3.3
Costing Methodology
Cost equations for purchase and installation of equipment associated with equalization,
aeration, and secondary clarification were obtained from CAPDET. The costs for the
following standard-sized equipment were also obtained from CAPDET: package aeration
plant (100,000 gal/day) and clarification tank (90-foot diameter).  The following costs
were obtained from vendors or costing references: chemical unit costs, excavation unit
cost, reinforced concrete installation unit cost, floating surface aerator costs, fixed-
mounted surface aerator costs, sludge thickening tank costs, sludge filter press costs, and
sludge hauling  and disposal costs.  Tables 10-1 and 10-2 presents all unit costs listed
above.

The following are included in the total capital cost calculated for each facility requiring
biological treatment (all equipment costs include purchase and installation):

             •     A reinforced, concrete  equalization basin (if not already existing at
                   the facility);
             •     Floating surface mixers for  the equalization basin, if necessary;
             •     Floating surface aerators in an existing aeration basin for the
                   nitrification of ammonia, if necessary;
             •     A reinforced concrete aeration basin, with associated fixed-mounted
                   surface aerators, if necessary (aeration basins are provided at
                                        10-11

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                   facilities with no existing biological treatment, or where existing
                   treatment is not adequate);

             •     A reinforced concrete clarifier, if necessary (clarifiers are provided
                   at facilities with no existing biological treatment, or where existing
                   suspended solids removal is not adequate);

             •     Any earthwork required for site preparation prior to installing the
                   equalization basin, aeration basin, or clarifier (earthwork includes
                   the construction of curbs and dikes for secondary containment);

             •     A platform and pedestrian bridge over the aeration basin;

             •     Sludge thickening tank(s); and

             •     Filter press(es) for sludge dewatering.   ,


Table 10-3 presents the factors that are used by the cost model to account for ancillary

direct and all indirect capital costs.


The following are included in the total O&M costs calculated for each facility:
                    O&M labor;
                    Electricity usage;
                    Chemical purchases;
                    Miscellaneous O&M materials and supplies; and
                    Sludge hauling and incineration.
Table 10-5 lists operation and maintenance labor hour requirements for various activities

associated with biological treatment.


All operation and maintenance hour requirement calculations except those used for
sludge handling were based on assumptions and equations from CAPDET.  Sludge

handling labor hour requirements were developed based on engineering judgement
regarding the labor required for operation and maintenance of the filter press or presses.
                                        10-12

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       Electricity usage was calculated using relationships provided in CAPDET. Electricity
       requirement equations for each portion of the biological treatment system are shown
       below.
Activity
Package aeration
Full-scale aeration
Clarification
Sludge Handling
Electricity Usage Equation (a)
75,000 (FLOW)
6701.4 (TICA) (b)
7500 , (SA < 1670)
2183.3 (SA)°'ISS3 (1670 < SA < 16,700)
38.4 (SA)0-5818 (SA > 16,700)
None
       (a) All equations yield values in kilowatt-hours.
       (b) This equation represents operating aerators 90% of the time, every day, year-round.
       FLOW  - Facility flowrate (MOD).
       TICA   - Total installed capacity of aeration (horsepower).
       SA     - Clarifier surface area (ft3).
       Miscellaneous O&M material and supply costs are based on factors provided in
       CAPDET. These factors are listed for biological treatment operations below.
Activity
Package aeration
Full-size aeration
Clarification
Miscellaneous O&M Cost
1.74 (FLOW)-0-2497
4.225 - 0.9751og (TICA)
1 percent of total clarification purchased
installed equipment costs
and
       FLOW  - Facility flowrate (MGD)
       TICA   - Total installed capacity of aeration (horsepower)


       Table 10-1 lists unit costs for chemical purchases and sludge hauling and incineration.
       10.3.4
Multimedia Filtration
       Multimedia filtration is a treatment technology used primarily for the removal of TSS
       from wastewater. This technology can be used as an end-of-pipe treatment to remove
                                                 10-13
_

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biological or other suspended solids prior to off-site discharge, or as a pretreatment
technology prior to activated carbon treatment or other technologies that may be
adversely affected by high TSS concentrations. Multimedia filtration is considered to be
superior to sand or other single-media filtration technologies due to increased flow
capacity and higher efficiency.

Multimedia filtration was costed for all options that included filtration at facilities where
current TSS concentrations exceeded the long-term mean concentration for filtration.

The physical equipment required for this treatment includes a filtration unit with
multiple filter cells (to allow continuous operation during maintenance of individual
cells), a backwash tank and pump, and all internal piping and electrical controls
associated with operating the treatment unit. For filters with a surface area greater than
400 square feet, the filtration unit and backwash tank are both assumed to be
constructed of reinforced concrete.  Package filtration units are installed for facilities
requiring a filter surface area of 400 ft2 or less. Materials of construction vary for
package filtration units.

 10.3.4.1      Overview  of Costing Methodology

 Cost estimates for multimedia filtration units were developed for those facilities with
 reported TSS concentrations  in the final effluent above the long-term mean
 concentrations.  No credit was given to facilities for filtration units existing on site unless
 they currently achieve the long-term mean performance level associated with filtration.

 There were situations where  facilities did  incur costs for TSS treatment even if they
 achieved the long-term mean performance level.  This occurred when facilities required
 biological treatment as  part of a technology option that also included filtration.  It was
 assumed that the biological system discharged wastewater containing TSS at the long-
 term mean concentration associated with biological treatment. This concentration may
                                         10-14

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have been higher than the TSS concentration reported in the Detailed Questionnaire for
a particular facility.
10.3.4.2
Design Bases and Assumptions
Design equations for multimedia filtration were taken directly from CAPDET.  The
following is a list of key design assumptions associated with costing multimedia filtration
treatment.
                   Facilities would not be required to purchase additional land to
                   install this technology;
                   Package filtration units are installed for facilities requiring a filter
                   surface area of 400 ft2 or less;
                   For units requiring greater than 400 ft2 of filter surface area, a
                   standard unit size of 784 ft2 is used as a basis for purchase cost
                   equations;
                   Backwashing is performed, when necessary, at a rate of 20 gpm/ft2
                   for 10 minutes at a time;
                   The system is assumed to be gravity flow; and
                   The hydraulic loading rates used to size the new units  are based on
                   industry averages (3.37 gpm/ft2 for Subcategory A and C facilities
                   and 2.23 gpm/ft2 for Subcategory B and D facilities).
Table 10-3 presents the factors used by the model to account for ancillary direct and all
indirect costs.
10.3.4.3
Costing Methodology
Costing equations and values were taken from CAPDET and vendor information.  The
following unit costs were obtained from CAPDET: package filtration and full-size
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filtration standard unit costs. Unit costs for earthwork and reinforced concrete wall
installation are based on vendor information.  Tables 10-1 and 10-2 present all of these
unit costs.

The following are included in the total capital cost calculated for each facility requiring
multimedia filtration treatment:
For Package Filtration
• Earthwork associated with installation of
backwash tank (earthwork includes the
construction of curbs and dikes for
secondary containment);
• Construction of the concrete backwash
tank;
• Purchase of package filter unit; and
• Installation of equipment (assumed by
CAPDET to be 53% of the concrete
installation cost).
For FiiH-Scale Filtration
• Earthwork associated with installation of the
filter unit and backwash tank (earthwork
includes the construction of curbs and dikes
for secondary containment);
• Construction of the concrete filter unit and
concrete backwash tank;
• Purchase of required filtration equipment; and
• Installation of equipment (assumed by
CAPDET to be 53% if the concrete
installation cost).
Factors to account for ancillary direct and all indirect capital costs were taken from
CAPDET, and are listed in Table 10-3.

As mentioned earlier, filters larger than 400 ft2 were costed using 784 ft2 as a standard
size.  The equations for calculating the cost of these filters are:
                                  If SAD < 784 ft2
                      COST - [1.04 (SAD)'-] STANDARD)
                                                      100
(10-2)
                                   If SAD >  784 ft2
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                     COST = [8.99 (SAD)0-3615]
                                  (STANDARD)
                                        100
                                             (10-3)
where:
COST
SAD
STANDARD
The capital cost of the filter unit, $
The designed filter surface area, ft2
The capital cost of a 784 ft2 filtration unit, $.
The following are included as O&M costs for multimedia filtration treatment:
                   O&M labor;

                   Miscellaneous O&M materials (assumed by CAPDET to be equal to
                   5% of the purchase cost of the filter unit);  and

                   Electricity usage.
Operation and maintenance labor requirements and electricity usage requirements are

based on relationships provided in CAPDET.  They are as follows:
                   Operation labor (hrs)      = 80.4 (FLOW)0-572
                   Maintenance labor (hrs)   = 54 (FLOW)0-585
                   Electricity Usage (Kwh)   = 8213 (FLOW)0-972
where:
FLOW = Facility flowrate (MOD).
10.3.5
Polishing Pond Treatment
Polishing pond treatment is used primarily to control TSS in wastewater.  BOD5 removal

associated with the settling of suspended solids may also result from this treatment. This
technology is most commonly used as a final end-of-pipe treatment prior to off-site
discharge of wastewater.
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Costs for polishing ponds were included for all options with polishing pond treatment as
part of the technology basis at facilities where current long-term mean TSS
concentrations exceed the long-term mean for polishing ponds.

The physical equipment required to perform polishing pond treatment includes influent
and effluent structures (both assumed to be reinforced concrete), a pond or surface
impoundment with an engineered, synthetic double liner system, and a groundwater
detection monitoring system.  It is assumed for cost estimating purposes that the
installation of polishing ponds would  require facilities to comply with all applicable
RCRA regulations for surface impoundments used to manage hazardous waste.
Typically, industrial wastewater treatment systems are excluded from complying with
RCRA regulations. However, since a polishing pond meets the RCRA definition of a
surface impoundment, and pharmaceutical wastewater typically contains listed hazardous
wastes, RCRA hazardous waste regulations are assumed to. apply to polishing ponds.

10.3.5.1      Overview of Costing Methodology

Costs for new polishing ponds were included for all facilities with reported TSS
concentrations above long-term mean concentrations in end-of-pipe wastewater streams.

Cost estimates for all facilities requiring polishing pond treatment included a
groundwater detection monitoring system and a RCRA closure plan. If the facility did
not already have a RCRA Part B Permit (required for operators of surface
impoundments that receive hazardous waste), costs were included for obtaining the
permit.
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10.3.5.2
Design Bases and Assumptions
The system designed and costed by the cost model is based primarily on equations
developed for CAPDET. Important assumptions associated with this design include the
following.

             •      The hydraulic detention time of the pond is 3 days.
             •      The depth of the pond is 5 feet.
             •      The excavation cut and fill volumes are approximately equalized to
                   minimize the volume of fill required or soil removed from the
                   construction site.
             •      Facilities would be able to purchase land contiguous to their existing
                   facilities to install this treatment.  Each facility was assigned a
                   classification of "urban" or "rural", and purchased land was priced
                   accordingly.
             •      Sludge settled in the bottom of the pond is removed once per year,
                   hauled off site and disposed  of by incineration.
             •      Monitoring wells installed as part  of the groundwater detection
                   monitoring system would be  installed  at 200-feet intervals around
                   the perimeter of the pond, with a  minimum of four wells installed.
10.3.5.3
Costing Methodology
All design and costing equations for polishing pond treatment were taken from
CAPDET.  Unit costs for the following were obtained from vendors: earthwork,
reinforced concrete installation, double liner, monitoring well installation, annual and
semiannual groundwater sampling and analysis, sludge removal, sludge hauling, sludge
disposal, groundwater background concentration determination, groundwater monitoring
plan development, RCRA closure plan development, and RCRA Part B permit
development. Groundwater sampling and analysis costs were calculated based on
compliance with RCRA regulations. Specific costing algorithms can be found in The
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Pharmaceuticals Manufacturing Cost Documentation Reportl.  All other unit costs are
presented in Tables 10-1 and 10-2.  Land costs were estimated for urban and rural areas,
respectively.  A purchase cost of $10,000 per acre was assumed for urban facilities, and
$2,000 per acre was assumed for rural facilities.

Costs for periodic sampling and analysis were scaled depending on the size of the pond.
For pond  sizes of one acre or smaller, the base costs listed below were used.  For larger
pond sizes, the base costs were multiplied by the number of acres (assuming the next
largest whole number of acres).
Activity/Item
- Background Groundwater Sampling
- Semi-annual Groundwater Monitoring
- Annual Groundwater Monitoring
Cost (1990$)
114,868
57,434
5,210
Unit/Standard Size
per pond
per pond
per pond
The following are included in the total capital cost calculated for each facility requiring
polishing pond treatment:

             •     Purchase of land;
             •     Earthwork to prepare the area for pond construction;
             •     Construction of influent and effluent structures (reinforced
                   concrete);
             •     An impermeable double liner system (this system consists of a
                   synthetic liner underlain by 6 inches of sand containing the leachate
                   collection system, underlain by another synthetic liner and another 6
                   niches of sand);
             •     A groundwater detection monitoring system;
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             •     A RCRA closure plan; and
             •     A RCRA Part B permit application, if necessary.

Table 10-3 presents the factors used by the model to account for ancillary direct and all
indirect capital costs.

The following are included in the total O&M costs calculated for each facility:
             •     O&M labor;
             •     Yearly groundwater sampling and analysis; and
             •     Sludge removal hauling and disposal.
Operation and maintenance labor requirements were calculated using assumptions and
equations provided in CAPDET. It was assumed, for flow rates smaller than 0.1 MGD,
that the total O&M labor requirement would be  160 hours per year. At flows of 0.1
MGD or greater, the following equation was used to calculate O&M hours:
where:
             O&M Hours = 313.8 (FLOW)0-2925
FLOW = Facility flow rate, MGD
                                                                             (10-4)
Groundwater sampling and analysis costs were developed based on the estimated cost for
field sampling and vendor quotes for sample analyses.

Sludge removal costs were based on literature references, and sludge disposal costs were
based on vendor quotes.  Table 10-1 presents these unit costs.
10.3.6
Cyanide Destruction Treatment
The technology basis for cyanide destruction is hydrogen peroxide treatment. This
technology is used by Facility 30542 and represents the basis of the treatment
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performance data used by EPA to develop the limitation for cyanide. The system
designed and costed by the cost model has a greater degree of control than the system
used by Facility 30542, hi that laboratory analysis of treated batches of wastewater for
cyanide is required prior to discharge.  This approach minimizes the potential for
releases of wastewater with cyanide concentrations above the proposed limitations.
Facility 30542 currently uses a qualitative field technique to measure cyanide after
treatment which does not provide the same level of precision and accuracy as the EPA-
approved analytical method.

The cyanide destruction treatment system costed for the pharmaceutical manufacturing
industry includes the following equipment:  four pumps (influent, effluent, sodium
hydroxide,  and hydrogen peroxide feed pumps), five tanks (pH adjustment, reactor,
hydrogen peroxide feed, sodium hydroxide feed, and treated wastewater storage), two
agitators (for the reactor and pH adjustment tanks), and a pre-engineered building to
house the treatment unit. If the required volumes of the chemical  additives were less
than 5.7 gal/day, 55-gallon drums are used for storage instead  of storage tanks.
10.3.6.1
Overview of Costing Methodology
Costs for in-plant cyanide destruction treatment were included for all facilities that
reported the presence of cyanide in their wastewater in the Detailed Questionnaire. In-
plant streams are defined as cyanide-bearing wastewater streams prior to dilution with
noncyanide-bearing wastewater. Facilities that had portions of the technology basis for
this treatment already on site were given credit for these elements, and therefore did not
incur costs associated with a complete, new treatment system.

 10.3.6.2      Design Bases and Assumptions

Cyanide destruction treatment is based on the reaction of cyanide with hydrogen
peroxide under basic conditions to form ammonia and carbonate ions.  Components that
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comprise the treatment system were selected based on the system used by Facility 30542.

The cost estimates generated by the cost model are based on the following treatment

steps:


             •     Collection of the wastewater in the pH adjustment tank.

             •  .   Addition of sodium hydroxide to raise the pH in the tank.

             •     Transfer of wastewater to the reactor vessel.

             •     Addition of hydrogen peroxide to the reactor to treat cyanide,
                   followed by field cyanide analysis.

             •     If the batch fails the field analysis, it is reacted again with additional
                   hydrogen peroxide. If it passes, the  wastewater is transferred to the
                   storage tank for laboratory analysis.

             •     If the batch fails laboratory analysis, it is returned to the hydrogen
                   peroxide reaction vessel for additional treatment. If it passes, it is
                   discharged to the end-of-pipe treatment system (if applicable).


Costs for equipment and chemicals  are based on vendor  information.


The following key assumptions and  design bases were used to cost cyanide destruction

treatment:
                 •  There is adequate land to install the treatment unit at each facility
                   requiring cyanide destruction;

                   All equipment is sized based on in-plant flow rate reported for
                   waste streams containing cyanide; and

                   Cyanide destruction treatment is operated in a batch mode, with up
                   to three batches treated per day.
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10.3.6.2
Costing Methodology
The treatment system components were chosen based on the system used by Facility

30542. Unit costs for the following were obtained from vendors or costing reference

manuals: spill containment drum pallets, pumps, tanks, agitators, earthwork for building

installation, pre-engineered building purchase and installation, chemical purchases, and

laboratory and field monitoring. Tables  10-1 and 10-2 present these unit costs.


The following are included in the direct capital cost calculated for each facility requiring

cyanide destruction treatment:


              •     Tanks for pH adjustment, reaction, storage of hydrogen peroxide,
                   storage of sodium hydroxide, and storage of treated wastewater prior
                   to discharge;

              •     For smaller volumes (less than 5.7 gal/day), 55-gallon drums to
                   store chemicals used for cyanide destruction, instead of tanks (if
                   drums are used, drum spill containment pallets are included);

              •     Pumps for delivering influent wastewater to the system, removing
                   effluent from the system, delivering hydrogen peroxide to the
                   reaction tank, and delivering sodium hydroxide to the pH
                   adjustment tank;

              •     Agitators in the reaction and pH adjustment tanks;

              •      Earthwork to prepare the site for installation of a pre-engineered
                   building  (earthwork includes the construction of curbs and dikes for
                    spill containment); and

              •      A building to house the cyanide destruction treatment system.


 Table 10-3 presents the factors for calculating ancillary direct and all indirect capital

 costs.
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The following are included in the total O&M costs calculated for each facility:
                   O&M labor (assumed to be 1 hour per day);
                   Materials and supplies;
                   Chemical purchases;
                   Field monitoring for cyanide concentration;
                   Laboratory monitoring for cyanide concentration; and
                   Electricity usage.
Maintenance material and supply costs are calculated based on the following
relationships to installed equipment costs:  1% is used for pumps, 2% is used for storage
tanks, and 5% is used for reaction tanks and agitators. Maintenance of pumps is also
assumed to require one hour per day of operator labor.

Field and laboratory monitoring are assumed to occur once per batch for cyanide
destruction treatment.  Table 10-1 lists unit costs for cyanide monitoring. Electricity
costs are based on pump usage.
10.3.7
Steam Stripping and Distillation
Steam stripping and distillation are used to treat organic pollutants and ammonia in
wastewater.  In a steam stripping column, the wastewater to be treated is introduced
near the top of the column and is allowed to flow downward through the column by
gravity.  Steam is simultaneously introduced at the bottom of the column, and flows
countercurrently to the wastewater.  In a distillation column, the wastewater feed enters
lower down the column to provide for a rectification section above the feed. In the
rectification section, a portion of the condensed vapors are refluxed to the column to
countercurrently contact the rising vapors.  This process concentrates the volatile
components in the overhead stream.  In both steam stripping and distillation columns,
organic  compounds and ammonia enter the vapor phase  as the steam  contacts the
wastewater, and are carried out of the top of the  column with  the steam. The column
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overheads are condensed from vapor to liquid. A portion of the condensed overheads
are returned to the top section of the column as reflux, the remaining portion is disposed
of off-site.  If the condensed overheads form an aqueous and organic layer, a decanter is
used so that the portion returned to the column is the aqueous layer, while the portion
disposed of is  the organic layer.  Treated wastewater exits the column from the bottom.

The following equipment is assumed to be required to perform steam stripping or
distillation:  stripping or distillation column, feed preheater/bottoms cooler, steam
condenser, subcooler, decanter, air pollution control device, feed collection and storage
tank,  and associated pumps, piping, and instrumentation.  Multiple units may be required
for any or all of the equipment listed above, due  to high facility flow rates or if multiple
process streams requiring steam stripping or distillation exist at a facility.  The air
pollution control device is costed as an acid scrubber if ammonia is present in the waste
stream; otherwise it is costed as a carbon canister.  Facilities may find that it is cost
effective to route vents from the steam stripper or distillation unit to an existing
incinerator or other air pollution control system.  This approach was not costed as part
of this effort because information on existing air  pollution control systems was not
available.
 10.3.7.1
Overview of Costing Methodology
Facilities were costed for steam stripping or distillation of all process area wastewater
with concentrations of regulated pollutants above the long-term mean treatment
performance concentrations for the steam stripping and steam stripping with distillation
options, provided in Section 8.  Cost estimates are based  on the installation of the
technology at an in-plant location.  An in-plant location is defined as prior to dilution by
non-process wastewater, commingling with other process wastestreams not containing
regulated pollutants at treatable levels, and any conveyance, equalization, or other
treatment  units which are open to the atmosphere.
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Facilities were given credit for steam stripping or distillation on site if an existing column
was used to treat organic pollutants in wastewater to concentrations below the long-term
mean treatment performance concentrations for steam stripping or steam stripping with
distillation.  If steam stripping or distillation treatment existed on site that did not treat
organics to. these levels, effluent from the existing column was considered as influent to
the new column to be costed.  It may be possible for facilities to improve performance of
existing steam stripping and distillation columns to meet the required levels.  However,
the facility-specific information provided in responses to the Detailed Questionnaire was
not adequate to determine if this would be possible for individual cases. Therefore, new
columns were costed for all facilities not meeting the long-term mean treatment
performance concentrations. The modelled compliance costs for facilities able to
optimize their existing steam stripping or distillation column performance will be higher
than actual compliance costs.

Information reported in the Detailed Questionnaire was used to characterize waste
streams at each facility.  Facility flow diagrams and  process area information were used
to determine how many in-plant process area streams existed at each facility. Quantities
of pollutants discharged to wastewater and flow rate information reported in the
Detailed Questionnaire were used to determine which constituents were present in each
stream and to calculate their respective concentrations.
10.3.7.2
Design Bases and Assumptions
The steam stripping and distillation systems designed and costed by the cost model are
based on achieving sufficient treatment of the least strippable compound present in the
process wastewater stream being treated.  Strippability groups were created for the
purpose of establishing the design bases for both steam stripping and steam stripping
with distillation treatment. The Strippability groups contain all regulated compounds and
range from most easily stripped (Group 1) to not strippable at all (Group 8).  Table 10-6
lists all regulated compounds by these Strippability groups. The Strippability groups for
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steam stripping with distillation contain all regulated compounds and range from most
easily stripped (Group 1) to not strippable at all (Group 7).  Table 10-7 lists all
regulated compounds by these  strippability groups.

The least strippable compound is selected for a particular stream based on the following
criteria:
                   Only compounds with concentrations above the steam stripping or
                   steam stripping with distillation long-term mean treatment
                   performance concentration are considered;
                   Only compounds in the least strippable group (excluding the
                   nonstrippable group) of any compounds at the facility are
                   considered; and
                   Within the least strippable group, the compound with the lowest
                   Henry's Law Constant is selected.
Design parameters for the steam stripping or distillation column are selected based on
the least strippable compound and its concentration in the process wastewater to be
treated.  Key steam stripping and distillation design parameters are:

             •     K value - the volatility or equilibrium ratio for a contaminant in a
                   vapor/liquid system at the temperature and pressure of the column.
             •     Number of equilibrium stages  - the number of contact units in a
                   column within which the concentration of components in the liquid
                   phase is in equilibrium with the concentration of components in the
                   vapor phase.
             •     Steam-to-feed ratio - the volume of steam required to treat a given
                   volume of wastewater.

 Table 10-8 lists the steam stripping design parameters for constituents hi Groups 1
 through 7 (no values  are given for compounds in Group 8 because they are not
 considered treatable by steam stripping). Table 10-9 lists the steam stripping with
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distillation design parameters for constituents in Groups 1 through 6 (no values are given
for compounds in Group 7 because they are not considered treatable by steam stripping
with distillation).

Process simulations were used to assist in establishing the cost module design basis in
two ways:
                   Process simulations were used to develop process designs that would
                   achieve the long-term steam stripping or stream stripping with
                   distillation performance levels discussed in Section 8 for pollutants
                   in each of the strippability groups; and
                   Simulations were also used to help estimate a typical K value for
                   pollutants in each strippability group.
The key process design parameters which must be determined in order to develop
accurate costs for a steam stripping or distillation system are the steam/feed ratio and
the number of equilibrium stages.  For each of the cost groups, typical numbers of
equilibrium stages and feed/steam. (L/V) ratios were determined using process
simulations. Tables 10-8 and 10-9 show the stages and L/V used for each group for both
the steam stripping and steam stripping with distillation options.

For Groups 1 through 3,  the number of stages and L/V were determined by varying
stages and L/V until the steam stripping or steam stripping with  distillation long-term
mean treatment performance concentration could be achieved for the industry average
influent concentration of the least strippable compound in the strippability group.  As
Tables 10-8 and 10-9 show, for Groups 4 and above, the number of stages and L/V
ratios were determined as a function of influent concentration of the least strippable
compound in the group.

The model scans all pollutants in each stream at each facility for strippability group and
for concentration.  If any pollutants are above the steam stripping or steam stripping with
                                       10-29

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distillation long-term mean treatment performance concentration (depending on the
option being costed) and are considered strippable, then treatment is costed for the
stream. Wastewater streams within a facility are considered separately; therefore, a
facility with four in-plant wastewater streams might have four steam stripping or
distillation systems costed.  The largest diameter column costed by the model is 15 feet.
This limitation is based on the difficulty associated with transporting larger columns.  If a
column larger than 15 feet is required, multiple columns are costed.

It is assumed that facilities requiring steam stripping or steam stripping with distillation
treatment will have adequate space within existing enclosed process buildings.
10.3.7.3
Costing Methodology
Design equations were obtained from engineering texts, ASPEN methodology, and input
from design engineers.  Most unit costs were obtained from algorithms found in Peters
and Timmerhaus, Third Edition (12). Others were obtained from vendor quotes.  Unit
costs were included in the cost model for the following: packed and tray columns,
storage tanks, condensers, decanters, subcoolers, air pollution control devices, and feed
preheaters. These unit costs were developed using algorithms dependent on multiple
variables, and are presented in the Pharmaceuticals Manufacturing Industry Cost
Documentation Report, which can be found in the Administrative Record for the
rulemaking.  The following table shows the purchase costs for the smallest and largest
size of each major component of the distillation treatment unit, as designed and costed
for all pharmaceutical manufacturing facilities that responded to the Detailed
Questionnaire:
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Component
Packed Column
Tray Column
Condenser and Subcooler
Decanter
Acid Scrubber
Feed Preheater
Smallest Unit
Cost
$17,552
$80,274
$3,360
$119
$16,507
$3,361
Size
Diameter =
.10 inches
Height = 17 (ft)
Diameter =
49 niches
Height = 34 (ft)
Surface area =
9.2 (ft2)
Volume =
0.03 (ft3)
Diameter =
10 (inches)
Surface area =
10.1 (ft2)
Largest Unit
Cost
$237,538
$1,185,637
$1,158,535
$32,925
$35,564
$292,097
Size
Diameter =
38 inches
Height = 52 (ft)
Diameter =
175 inches
Height = 87 (ft)
Surface area =
23,893 (ft2)
Volume =
3,788 (ft3)
Diameter =
11 (inches)
Surface area =
8,913 (ft2)
These costs are for individual components only, some systems may require the

installation of multiple components.  Pump costs and chemical additive costs were
obtained from vendor quotes.  These unit costs are presented in Tables 10-1 and 10-2.


The following are included in the total capital cost calculated for each facility requiring

steam stripping or distillation treatment:
                   Stainless steel column(s), including either packing or trays (packing
                   was used for columns with diameters less than 48 niches; trays were
                   used for larger diameter columns);

                   Stainless steel feed preheater(s)/bottoms cooler(s)  to prepare
                   influent wastewater for treatment and to maintain an acceptable
                   temperature in the effluent from the column;

                   Stainless steel steam condenser(s)/subcooler(s) to convert overheads
                   from vapor to liquid;
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             •      Decanter(s) to separate distilled organic compounds from water to
                   be returned to the column;

             •      Air pollution control device(s) to remove noncondensible organics
                   or ammonia, from the vent stream;

             •      Stainless steel feed collection and storage tanks with capacities
                   ranging from 12 to 24 hours; and

             •      Pumps to deliver influent wastewater to the column, refluxed
                   wastewater back to the column inlet, and sodium hydroxide to the
                   feed storage tank if pH adjustment is necessary (pH adjustment is
                   required for streams that contain ammonia; stripping is performed
                   at a pH of 8 for ammonia-bearing streams).


Stainless steel components were costed because of the corrosion potential of

pharmaceutical manufacturing wastewater.  Hastelloy was considered as a construction

material, and may be necessary on a site-specific basis.  However, for the purpose of

calculating industry-wide costs, stainless steel was considered the most appropriate

construction material.


Table 10-3 lists the factors that are used by the model to account for ancillary direct and

all indirect capital costs.


The following are included in the O&M costs calculated for each facility:


             •     O&M labor;

             •     Steam usage;

             •     Chilled water usage for the condenser  and subcooler;

             •     Hydrochloric acid addition to the ammonia scrubber (if necessary)
                   or carbon canister replacement for air  pollution control;

             •     Sodium hydroxide addition, if pH adjustment is necessary;
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                   Hauling and disposing of waste hydrochloric acid (if any) and waste
                   solvents decanted froih the column overhead stream;
                   Miscellaneous O&M materials and supplies (assumed to be equal to
                   4% of the total capital cost); and
                   Electricity usage.
O&M labor requirements are based on 12 labor hours per day to properly operate and
maintain the steam stripping or distillation unit.  Steam usage is calculated based on the
facility flow rate and the selected steam-to-feed ratio.

Hydrochloric acid usage in the ammonia scrubber is calculated based on the amount of
ammonia in the overhead stream from the column.  It is assumed that 20% of the
ammonia removed from the waste stream will be vented to the air pollution control
device, and that the mass (pounds) of hydrochloric acid required will be 2.12 times the
mass of the removed ammonia. The value 2.12 is based on the reaction of hydrochloric
acid with ammonia in the air pollution control device. Carbon canister usage is based on
the total mass of organic compounds removed from the waste stream. Based on ASPEN
simulations, it is assumed that 0.29% of the overheads from the column will be vented to
the air pollution control device. Based on EPA data from air emission studies at
Superfund sites, it is assumed that 10 pounds of carbon will be required for each pound
of organics removed in the air pollution control device.

Sodium hydroxide usage is calculated based on the presence of ammonia in the waste
stream and the flow rate of the stream. Hauling and disposing of waste hydrochloric
acid and waste solvents is based on unit costs displayed in Table 10-1. Electrical usage is
calculated based on pump usage and pump horsepower.
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10.3.8
Activated Carbon Adsorption
Activated carbon adsorption is used to remove organic constituents from wastewater.
The organic constituents bind to sites on the activated carbon as the wastewater passes
through beds containing the treatment medium. These organic constituents can be
measured in bulk as COD. There are two primary types of activated carbon, granular
and powdered.  The cost estimates developed for the pharmaceutical manufacturing
industry are based on the use of granular activated carbon (GAC) systems.

The system designed consists of three activated carbon beds operated in series, preceded
by a multimedia filtration unit to capture solids that might prematurely foul the carbon
beds.  Multimedia filtration treatment is discussed in Section 10.3.4 and will not be
described further in this section. The three-bed configuration allows for less wasted
activated carbon than a more traditional, two-bed system because the first bed can be
left in operation longer and allow a higher percentage of the activated carbon in the bed
to be used before regeneration is required.

The equipment required  to perform GAC treatment is assumed to include:

             •     An influent holding tank;
             •     An influent pump;
             •     Three carbon beds installed in series;
             •     A backwash pump;
             •     Two backwash tanks (one for backwash feed, and one for backwash
                   settling); and
             •     A pre-engineered building for the three largest GAC systems.  It is
                   assumed that adequate floor space already exists to install the
                   smaller, drum-based GAC systems.
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10.3.8.1
Overview of Cost Methodology
No credit is given to facilities for having GAC treatment existing on site.  All facilities

requiring GAC treatment, based on comparison to long-term mean performance levels

for GAC, are costed for new GAC treatment units.
10.3.8.2
Design Bases and Assumptions
There are four key design parameters for GAC treatment:  empty bed residence time,

saturation loading, hydraulic loading rate, and facility flow rate. These parameters are

described below:
                   Empty bed residence time (EBRT) - the time that the wastewater is
                   in contact with the activated carbon. The assumed EBRT for all
                   facilities is 45 minutes.

                   Saturation loading -  the mass of pollutant measured as COD
                   (pounds) adsorbed per mass of carbon (pounds).  This value is
                   assumed to be 0.09066 pounds of pollutant per pound of carbon for
                   all facilities.  This saturation loading is based on GAC performance
                   data gathered from the 1984 GAC pilot study.

                   Hydraulic loading rate - the flow rate of wastewater per GAC bed
                   surface area  (gpm/ft2).  This number has been calculated from
                   industry averages to  be approximately 2.5 gpm/ft2 for Subcategory
                   A and C facilities and 3.0 gpm/ft2 for Subcategory B and  D
                   facilities.

                   Facility flow  rate - This flow rate is used to size all equipment used
                   by the activated carbon system.
The amount of carbon required over the course of a year for a given facility is calculated

as follows.  The reported COD concentration for a facility reported in the Detailed

Questionnaire is compared to the GAC long-term mean performance level (for options
that include advanced biological treatment, the COD concentration after advanced
                                      10-35

-------
biological treatment is compared to the GAC long-term mean performance level). The
difference between the two concentrations is assumed to be the total organic load on the
activated carbon. This concentration difference is converted to a mass using the
reported facility flow rate. The mass and saturation loading are then used to calculate
the total mass of carbon required per year to perform wastewater treatment.

It is assumed that facilities requiring activated carbon treatment have the available space
necessary to implement this treatment technology.
10.3.8.3
Cost Methodology
Unit costs for the following were obtained from vendors:  pumps, tanks, GAC systems,
backwash systems, breakthrough monitoring, and carbon regeneration.  Unit costs are
provided in Tables 10-1 and 10-2.

The following are  included in the total capital cost for each facility requiring GAC
treatment systems  (all equipment costs .include purchase and installation):

             •     Multimedia filtration treatment unit directly upstream of the GAC
                   unit.
             •     Feed tank with a 12-hour retention tune for equalizing flow prior to
                   introduction to the GAC treatment system.
             •     Feed pump to convey wastewater from the feed tank to the
                   treatment system.
             •     The activated carbon treatment beds. Varying sizes of drums or
                   tanks are used to hold the activated carbon. These units are pre-
                   engineered with influent and effluent ports to allow easy hook up to
                   facility piping.
             •     The backwash system, including two  holding tanks and one pump.
                   The backwash system operates by pumping clean facility water to
                   the backwash tank, and then pumping water from the tank up
                                       10-36

-------
                    through the beds (in the opposite direction of normal wastewater
                    flow) and into the backwash settling tank.  Backwash water and
                    solids are returned to the biological treatment unit, if available.  If a
                    biological system does not exist on site, decanted water is sent to the
                    head of the treatment works and solids are taken off site for
                    disposal.

                    A pre-engineered building to house the activated carbon treatment
                    system  (only required for the three-tank-based systems).
Table 10-3 lists the factors for calculating ancillary direct and all indirect capital costs.


The following are included in the O&M costs calculated for each facility:


             •      O&M labor;

             •      Regeneration of spent activated carbon;

             •      Monitoring for breakthrough between carbon beds;

             •      Electricity  usage; and

             •      Miscellaneous O&M materials and supplies (assumed to be 4% of
                    the total capital cost).


Operation and maintenance labor is based on a curve with an assumed maximum
required daily labor requirement of 4 hours  (this maximum applies to facilities with flow

rates above 500,000 gal/day). The equation used to calculate labor hour requirements is
as follows:
                                       10-37

-------
        LABOR HOUR REQUIREMENTS  = [363.23 + (3.2347 x (FLOW)) -  /10_5)
                        (0.0036842 x (FLOW)2)] x (DAYS)
where:       FLOW      = Facility flow rate, gpm
             DAYS      = Number of operating days per year.

Regeneration costs for spent carbon and monitoring costs were based on vendor quotes
(33,16). Electricity usage was based on pump usage and pump horsepower.
10.3.9
Contract Hauling
Cost estimates for contract hauling of wastewater were developed for facilities with low
flows. The treatment consists of storing untreated wastewater at the current end-of-pipe
discharge point, and then hauling it off site for incineration. It has been determined that
this approach is more cost-effective than other in-plant or end-of-pipe treatments for
flows below 30 gallons per day.

The equipment required to perform this  treatment depends on whether drums or a
storage tank are used to store the wastewater. For drum storage, the only equipment
required is the drums. If a storage tank  is used, the equipment includes the tank and a
discharge pump.  It is assumed that for each scenario, the facility will have enough
existing space for wastewater storage, requiring no additional land or facility
improvement costs.

 10.3.9.1      Overview of Costing Methodology

No credit was given to facilities for existing treatment on site.  It was assumed that
 contract hauling would be performed at  facilities with discharge flows below 30 gal/day
 and regulated pollutants at concentrations above the long-term mean treatment
performance, regardless of the existing level of treatment.
                                       10-38

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10.3.9.2
Design Bases and Assumptions
The following assumptions were made for costing contract hauling:
                    Facilities with zero wastewater discharge, no regulated pollutants
                    reported, or no concentrations of regulated constituents  above
                    Limitations did not incur any costs.
                    Wastewater from all facilities requiring contract hauling required
                    incineration.
                    Any facility with a flow rate greater than 30 gal/day was not
                    considered.
                    The incineration facility was assumed to be 500 miles from the
                    generating facility.
The selection of drums versus a storage tank for on site storage prior to disposal is based
on the on-site storage time required to generate 5,000 gallons of wastewater. If it takes
longer than 45 days to accumulate 5,000 gallons on site (approximately 110 gal/day),
drums are used to store the wastewater.  If it takes less than 45 days to generate 5,000
gallons, a storage tank is used instead.

Spill prevention for the dram storage system is provided by including spill prevention
drum pallets  for the storage area.  These pallets provide a contained space beneath the
drums to collect any leakage or spills.
10.3.9.3
Cost Methodology and Assumptions
Required costs for the following were obtained from vendor information: tanks, pumps,
hauling, incineration, drams, and spill prevention pallets.  Tables 10-1 and  10-2 present
these unit costs.
                                        10-39

-------
The following were included in the total capital cost for each facility requiring contract

hauling:


             •     Storage tank purchase and installation, if necessary (assumed to be
                   an 11,000-gallon tank); and

             •     Discharge pump purchase and installation (assumed to be a 70-gpm
                   pump), if necessary.


The following items are included as O&M costs for contract hauling:


             •     Drum purchase, if necessary;

             •     Spill prevention pallet purchase, if necessary;

             •     Electricity requirements for the pump, if necessary;

             •     Tank or drum area daily inspection (15 minutes per day);

             •     Loading and unloading of wastewater for transport;

             •     Transport of wastewater to the disposal facility (assumed to be 500
                   miles); and

             •     Incineration of the wastewater.
 10.3.10
Compliance Monitoring
 Compliance monitoring costs were calculated for all pharmaceutical manufacturing
 facilities that discharge wastewater.  Costs represent analytical analysis costs based on
 which pollutants were reported in 1990 to be present in a facility's wastewater.
 Monitoring may be required in plant, at the  end of pipe, or in both locations, depending
 on the regulatory option. See Sections 13 through 17 for additional detail on monitoring

 locations.
                                        10-40

-------
Costs for monitoring the discharge levels of BOD5, COD, and TSS have not been

included, as no incremental costs above those which the plants are presently incurring

are anticipated.  Cyanide monitoring costs are included as part of the cyanide treatment
cost module and are not calculated in the monitoring module.  It is assumed that no

additional physical equipment is required to perform monitoring.
10.3.10.1
Overview of Costing Methodology
For the purpose of selecting in-plant or end-of-pipe monitoring, four scenarios related to

regulatory options were considered:
             1.     Options with no steam stripping or steam stripping with distillation
                   (no in-plant treatment of organics);

             2.     Options with in-plant steam stripping or steam stripping with
                   distillation and no end-of-pipe treatment;

             3.     Options with in-plant steam stripping or steam stripping with
                   distillation, and end-of-pipe treatment that does not include
                   activated carbon treatment; and

             4.     Options with in-plant steam stripping with distillation and activated
                   carbon treatment.
The following paragraphs describe the cost estimates for monitoring under each of these

scenarios.


Options With No Steam Stripping or Steam Stripping with Distillation


Regulatory options that did not include any in-plant steam stripping or steam stripping
with distillation treatment were costed for weekly end-of-pipe (EOF) monitoring for

compounds present at the facility and one annual EOF full analytical scan for all
regulated pollutants.
                                       10-41

-------
Options With In-Plant Steam Stripping or Steam Stripping with Distillation and No
End-of-Pipe Treatment

Regulatory options that included in-plant steam stripping or steam stripping with
distillation but no EOF treatment were costed for weekly monitoring at each in-plant
monitoring point for compounds present in that facility stream and full analytical scans
for all regulated pollutants at each in-plant monitoring point annually.

Implementation of the proposed PSES and PSNS options will include standards at both
in-plant and end-of-pipe locations.  Insufficient time was available to incorporate this
implementation approach prior to completion of the costs for proposal. This
modification will be addressed in the costs estimates supporting the promulgated
rulemaking.

Options With In-Plant Steam Stripping or Steam Stripping with Distillation and End-
of-Pipe Treatment that Does Not Include Activated Carbon Treatment

Regulatory options that included in-plant steam stripping or steam stripping with
distillation and EOP treatment, not including activated carbon treatment, were costed for
a combination of in-plant and EOP monitoring. Weekly in-plant monitoring was costed
for compounds considered treatable by steam stripping or steam stripping with
distillation in the facility stream(s).  Weekly EOP monitoring was costed for compounds
considered not to be treatable by steam stripping or distillation present at the facility.
One annual EOP full analytical scan for all regulated compounds was also costed.

The proposed BAT option for Subcategory A and C operations and the proposed NSPS
options include limitations at the end-of-pipe location only. However, it is likely that
facilities will also incur costs for in-plant monitoring, as they conduct routine internal
monitoring to access whether their steam stripping  and distillation system are performing
as intended.
                                       10-42

-------
Options With In-Plant Steam Stripping with Distillation and Activated Carbon
Treatment

Regulatory options that included in-plant distillation and EOF activated carbon
treatment were costed for a combination of in-plant and EOF monitoring.  Weekly in-
plant monitoring was costed for compounds considered to be not treatable by activated
carbon. Weekly EOF monitoring was costed for compounds considered to be treatable
by activated carbon.  One annual EOF full analytical scan for all regulated compounds'
was also costed.

Under each scenario described above, analytical methods were selected to detect all
compounds reported to be present in facility waste streams.
10.3.10.2
Cost Methodology
There are no capital items associated with compliance monitoring.  The only O&M costs
included for this activity are the laboratory analytical costs.  It is assumed that the labor
required to perform monitoring sampling is negligible compared to labor requirements
already existing at each facility. It is also assumed that any materials required for
monitoring are already present at the facility or are provided by the laboratory
performing the analyses.

All analytical cost information was provided by vendors of analytical services.
10.4
Engineering Costs by Regulatory Option
Table 10-10 presents a summary of estimated BPT, BCT, BAT, and PSES engineering
costs, broken down by subcategory, discharge type, and regulatory option.  Costs shown
include capital and operation and maintenance (including energy usage) costs totaled for
each group of applicable facilities.
                                       10-43

-------
It should be noted that advanced biological treatment costs are incorporated into both
the BPT and BAT costs for direct dischargers.  Facilities would install only one
treatment system adequate to comply with both BPT and BAT limitations. Therefore,
the BPT and BAT costs should not be summed as this would create double counting for
the biological treatment costs, rather a facility would incur the BAT costs in complying
with both BAT and BPT.

For NSPS and PSNS, costs were developed using the existing facility information to
model potential new source facilities. NSPS and PSNS costs were developed on an
annualized basis using amortized yearly costs and assuming a Subcategory A and/or C
facility flow rate of 1 MOD and a subcategory B and/or D facility flowrate of 0.1 MOD.

The amortized yearly costs are equal to the sum of amortized capital costs and the yearly
operation and maintenance costs.  The capital costs are amortized using the following
equation:
           Amortized Capital Cost ($/yr) = Capital Cost ($)
                                                             i (1 + i)n
where:       i =  Interest rate of 0.114
             n =  Equipment life of 20 years.

Table 10-11 presents a summary of estimated NSPS and PSNS engineering costs on an
amortized yearly basis.
                                       10-44

-------
                        Table 10-1
   /
Operation and Maintenance Unit Costs Used By the Cost Model
Unit Disposal Costs
Activity
Incinerate drums of liquid waste
Dispose of bulk wastewater
Incinerate solvents in bulk
Incineration of waste HCL
Dispose of biological treatment
sludge
Cost (1990 $)
480.10
5.02
140.00
180.00
50.00
Units
55-gallon drum
gallon
ton
ton
ton
Reference
2
(2)
34 '
;
(4)
5 (a)
Unit Hauling Costs
Activity
Haul solvents
Haul drums/bulk wastewater
Haul biological treatment sludge
Cost (1990 $)
29.02
2,626.00
4.05
'. ''" -"Unitsv/; -.I," ;
ton
full load (80 drums or
5,000 gallons bulk liquid)
loaded mile
Reference :
(4)
(2)
6
Unit Chemical Costs
Chemical
NaOH (50%)
H,0, (50%)
Nitrogen (Ammonium Sulfate)
Phosphorous (Phosphoric Acid)
Hydrochloric acid
Polymer
Cost (1990 $)
310.00
0.495
0.013
0.199
395.77 - 482.65
2.25
Units
ton
pound
pound
pound
drum (500 Ibs)
pound
Reference
7
(7)
(7)
(7)
8
9
Miscellaneous Unit Costs
Item
O&M labor rate
Electricity usage fee
Steam
Cost (1990$)
27.74
0.04
3.20
Units
hour
kilowatt-hour
1000 Ibs
Reference
10
11
12
                          10-45

-------
                                             Table 10-1
                                            (Continued)
Miscellaneous Unit Costs
Item
Sample fee (for off-site disposal)
Drum purchase
Dredge polishing pond sludge
Field cyanide analysis
Laboratory cyanide analysis
Cost (1990$)
322.22
43.66
6.95
0.50
27.50
Units
per load of wastewater
drum
cubic yard
per sample
per sample

Reference
(2)
13
14
15
16
(a) Unit cost was calculated by taking the median of costs reported by pharmaceutical manufacturing facilities for disposing of similar
    wastes.
                                                   10-46

-------
               Table 10-2
Capital Unit Costs Used by the Cost Model
Construction Unit Costs
Activity
Excavation
Concrete wall installation
Concrete slab installation
Prefabricated building
installation
Impermeable, double liner
installation
Crane rental
Handrail installation
Cost (1990 ••$)
4.81
547.69
120.51
19.51
3.58
98.15
46.91
Units
cubic yard
cubic yard
cubic yard
square foot of
floor space
square foot
hour
Linear foot
Reference
17
18
(18)
19
20
21
22
Purchased, Installed Treatment Equipment Unit Cost
Item
Package biological treatment
plant
Clarifier
Filtration unit
Fix-mounted surface aerator
Pump station pump (large
applications)
Filter press (1 ft3 to 20 ft3)
Sludge Thickening Tank
(100 gal to 500,000 gal)
Cost (1990 $)
67,944
139,610
307,143
33,080
32,110
6,119 to 30,992
1,270 to 79,062
Standard Size
100,000 gal/day
90 ft diameter
784 ft2 of filter
surface area
20 HP
3,000 gpm
per press
per tank
Reference
(22)
(22)
(22)
23
(22)
24
25
Miscellaneous Unit Capital Costs:
Activity/Item
Drum pallet (spill
preventative)
Monitoring well installation
Cost (1990 $)
338.64
4,444
Units/Standard
Size
4-drum pallet
per well
Reference
26
27
                  10-47

-------
 Table 10-2




(Continued)
Miscellaneous Unit Capital Costs
Activity/Item
Closure plan development
Groundwater background
concentration determination
RCRA Part B Permit
Application
Develop a groundwater
monitoring plan
Cost (1990$)
28,393
114,868
118,303 •
7,763
Units/Standard
Size
per polishing pond
per acre of
polishing pond
per polishing pond
per polishing pond
Reference
28
(27)
(28)
(27)
Unit Capital Costs Using Curves or Ranges
Item/ Activity
Small pumps (3 - 27 gpm)
Larger pumps
(50 - 900 gpm)
Carbon steel tanks
(11,000 to 150,'600 gal)
Floating aerators
(20 HP to 100 HP)
Package filtration unit
(SA < 400 ft?)
*
Reaction vessel agitator
(025 to 5.0 HP)
Activated carbon treatment
systems (165 Ibs to 40,000
Ibs of carbon)
Range/Equation
Cost = 45.705 (Q) + 615.24
(Q= flow in gpm)
Cost= 6.09 (Q) + 2,485
(Q = flow in gpm)
Cost = 0.1935(V) + 8814
(V = volume in gallons)
11,698 to 42,662
Cost = 60,034(SA)°-3203
(SA = filter surface area in
square feet)
1,210 to 2,614
495 to 250,000
..; '' ' '": Unite- '.'.';' ;'" '
per pump
per pump
per tank
per aerator
per filter unit
per agitator
per system
• , Reference .':
29
(23)
30
31
(22)
32
33
    10-48

-------
                               Table 10-3
Factors Used To Calculate Indirect and Ancillary Direct Capital Costs As a
        Percentage of Total Purchased and Installed Capital Cost
Technology
Equalization
Package aeration (flow < 0.5 MOD)
Full-size aeration (flow > 0.5 MOD)
Clarification
Multimedia filtration
Polishing pond treatment
Cyanide destruction
Distillation
Activated carbon treatment
Factor .(%)
5
11
11
18
25
11
35
62.5
42
Reference
(22)
(22)
(22)
(22)
(22)
(22)
34
(12)
(2)
                                  10-49

-------
                                   Table 10-4
         Constants and Values Used to Model Biological Treatment
Parameter
Temperature
Synthesis oxygen coefficient
Influent VSS/TSS ratio
Nondegradable influent VSS
Clarifier hydraulic loading
Clarifier solids loading
Clarifier polymer addition
Field oxygen transfer
Substrate removal rate
constant (K)
Synthesis yield coefficient
Endogenous decay rate
constant
BOD5 associated with
effluent TSS
COD removed to BOD5
removed ratio
. Subcategory A and
C Value
24.56
1.05
0.65
0.70
400
20
1.5
3.0
11.14

036
0.0

0.23

0.615

Snbcategory B and
D Value
24.56
1.05
0.65
0.70
400
20
1.5
3.0
2.06

0.78
0.0

0.24

0.52

Units
°C
Ib 02/lb BOD5
NA
NA
gal/day/ft2
lb/day/ft2
mg/L
Ib/HP-hr
NA

NA
NA

mg/mg

NA

NA - Not applicable.



Source:  Mean values based on information provided in the Detailed Questionnaire.
                                       10-50

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                                    Table 10-5

            Operation and Maintenance Labor Hour Calculations
                            for Biological Treatment
Activity
Package aeration
Full-size aeration
Clarification
Sludge Handling
Type 'of Labor
Operation
Maintenance
Operation
Maintenance
Operation
Maintenance
Operation
Maintenance
Minimum hours
(per year)
1200
640
NA
NA
350
200
NA
NA
Equation(s) for calculating hours
per year
1683 (FLOW)0-14*9
1143 (FLOW)0-2519
242.4 (TICA)0-3731 (TICA < 200)
100 (TTCA)0-5425 (TICA > 200)
106.3 (TICA)0-*031 (TICA < 100)
42.6 (TICA)0-5956 (TICA > 100)
37.1(SA)°-3247
(1,000 < SA < 3,000)
4.0 (SA)0-6020 (SA > 3,000)
30.3 (SA)0-2733
(1,000 < SA < 3,000)
2.05 (SA)0-6098 (SA > 3,000)
1 hour per batch per press for
presses < 6 ft3
2 hours per batch per press for
presses between 6 ft3 and 12 ft3
3 hours per batch per press for
presses larger than 12 ft3
The maximum number of
operation hours per day at any one
faculty is 27.
2 hours per year per press
FLOW   - Facility end-of-pipe wastewater treatment flow (MGD).
TICA    - Total installed capacity of aeration (horsepower).
SA      - Ciarifier surface area (ft2).
NA     - Not applicable.
                                        10-51

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                          Table 10-6
Steam Stripping Strippability Groups for All Regulated Compounds
Compound
n-Heptane
Cyclohexane
Benzene
Chlorobenzene
Chloroform
1,2-Dichloroethane
Diethyl Ether
Isopropyl Ether
Methyl Cellosolve
Methylene Chloride
Xylenes
Ammonia
Chloromethane .
o-Dichlorobenzene
n-Hexane
Toluene
Trichlorofluoromethane
n-Amyl Acetate
n-Butyl Acetate
Diethylamine
Ethyl Acetate
Isobutyraldehyde
Isopropyl Acetate
Methyl Formate
MffiK
Tetrahydrofuran
Triethylamine
Strippability Group
1
2
3
3
3
3
3
3
3
3
3
4
3
3
1
3
2
4
4
4
4
4
4
4
4
4
4
Compound
Amyl alcohol
2-Butanone (MEK)
tert-Butyl alcohol
Dimethylamine
N,N-Dimethylaniline
Formamide
Furfural
Isopropanol
Methylamine
2-Methylpyridine
Acetone
Aniline
n-Butyl alcohol
1,4-Dioxane
Ethanol
n-Propanol
Pyridine
Methanol (Methyl alcohol)
Petroleum naphtha
Acetonitrile
N,N-Dimethylacetamide
N,N-Dimethylformamide
Dimethyl sulfoxide
Ethylene glycol
Formaldehyde
Phenol
Polyethylene glycol 600
Strippability
Group
5
5
5
5
5
5
5
5
5
5
5
6
6
6
6
6
5
7
7
8
8
8
8
8
8
8
8
                             10-52

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                     Table 10-7
Steam Stripping with Distillation Strippability Groups
            for All Regulated Compounds
Compound
n-Heptane
n-Hexane
Cyclohexane
Trichlorofluoromethane
Benzene
Chlorobenzene
Chloroform
Chloromethane
o-Dichlorobenzene
1,2-Dichloroethane
Diethyl Ether
Isopropyl Ether
Methyl Cellosolve
Methylene Chloride
Toluene
Xylenes
Ammonia
n-Amyl Acetate
n-Butyl Acetate
.Diethylamine
Ethyl Acetate
Isobutyraldehyde
Isopropyl Acetate
Methyl Formate
MIBK
Tetrahydrofuran
Triethylamine
Strippability Group
1
1
2
2
3
3
3
3
3
3
3
3
3
3
3
3
4
4
4
4
4
. 4
4
4
4
4
4
: Compound
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl alcohol
tert-Butyl alcohol
Dimethylamine
N,N-Dimethylaniline
1,4-Dioxane
Ethanol
Formamide
Furfural
Isopropanol
Methylamine -
2-Methylpyridine
n-Propanol
Acetone
Pyridine
Methanol (Methyl alcohol)
Petroleum naphtha
Acetonitrile
N,N-Dimethylacetamide
N,N-Dimethylformamide
Dimethyl sulfoxide
Ethylene glycol
Formaldehyde
Phenol
Polyethylene glycol 600
Strippability
Group
5 '
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
6
6
7
7
7
7
7
7
7
7
                        10-53

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                                      Table 10-8

   Steam Stripping Design Parameters Established by Strippability Group
StrippabUity
Group
1
2
3
4
5
6
7
8
Concentration of Least
Strippable Contaminant
ALL
ALL
ALL
< 2,000
> 2,000
< 1,000
1,000 < cone. < 5,000
5,000 < cone. < 10,000
10,000 < cone. < 50,000
> 50,000
< 1,000
1,000 < cone. < 5,000
5,000 < cone. < 10,000
> 10,000
< 5,000
5,000 < cone. < 10,000
10,000 < cone. < 20,000
20,000 < cone. < 30,000
> 30,000
NA
K Value
10,219
1874.2
400
44.5
44.5
21.6
21.6
21.6
21.6
21.6
11.5
11.5
11.5
11.5
7.8
7.8
7.8
7.8
7.8
NA
Number of
Equilibrium
Stages
4
4
6
8
10
10
14
14
14
14
14
14
14
14
14
14
14
14
14
NA
Feed-to-
Steam Ratio
12.0
12.0
12.0
12.0
12.0
12.3
12.9
12.1
10.9
9.7
12.0
8.8
7.9
6.8
7.8
6.3
5.5
5.1
4.6
NA
cone. - Concentration in mg/L.
ALL - Compounds in Groups 1, 2, and 3 are considered very strippable; therefore, all expected influent
concentrations can be treated to limitations using the design criteria listed.
NA - Compounds in Group 8 are not considered strippable; therefore, no design parameters are listed.
                                          10-54

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                                      Table 10-9

             Steam Stripping with Distillation Design Parameters
                        Established by Strippability Group
Strippability
Group
1
2
3
4
5
6
7
Concentration of Least
Strippable Contaminant
ALL
ALL
ALL
< 10,000
> 10,000
< = 100
100 < cone. < = 1,000
1,000 < cone. < = 10,000
> 10,000
< = 100
100 < cone. < = 1,000
1,000 < cone. < = 10,000
> 10,000
NA
K
Value
10,219
1874.2
400
31.6
31.6
11.5
11.5
11.5
11.5
7.8
7.8
7.8
7.8
NA
Number of
Equilibrium
Stages
4
4
6
10
10
14
14
14
14
14
14
14
14
NA
Feed-to-
Steam Ratio
12.0
12.0
10.0
10.0
7.5
6.0
5.0
4.0
3.5
4.0
3.3
3.0
2.5
NA
cone. - Concentration in mg/L.
ALL - Compounds in Groups 1, 2, and 3 are considered very strippable; therefore, all expected influent
concentrations can be treated to limitations using the design criteria listed.
NA - Compounds in Group 7 are not considered strippable; therefore, no design parameters are listed.
                                          10-55

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                    Table 10-10
Summary of BPT, BCT, BAT, and PSES Engineering Costs

Subcategory
AandC
A and C
A and C
A and C
AandC
A and C
AandC
AandC
AandC
AandC
AandC
AandC
AandC
AandC
B andD
B andD
B andD
BandD
B andD
B andD
B andD
B andD
B andD
B andD
AandC
AandC
A and C
A and C
B andD
B andD
B andD

Regulation
BPT
BPT
BPT
BPT
BPT
BCT
BCT
BCT
BCT
BCT
BAT
BAT
BAT
BAT
BPT
BPT
BPT
BCT
BCT
BCT
BAT
BAT
BAT
BAT
PSES
PSES
PSES
PSES
PSES
PSES
PSES

Option
1
2
3
4
5
1
2
3
4
5
1
2
3
4
1
2
3
1
2
3
1
2
3
4
' . 1
2
3
4
1
2
3

Capital Cost ($/yr)
0
14,700,000
21,900,000
37,400,000
44,200,000
0
9,730,000
16,900,000
32,400,000
39,200,000
15,000,000
56,400,000
68,000,000
92,900,000
0
606,000
2,980,000
' ' 0
559,000
2,930,000
644,000
1,740,000
3,000,000
10,300,000
70,800,000
90,100,000
144,000,000
187,000,000
21,000,000
25,400,000
36,000,000
O&M Cost
($/yr)
0
6,940,000
7,380,000
21,700,000
23,300,000
0
2,000,000
2,960,000
16,500,000
19,100,000
8,540,000
35,700,000
58,000,000
114,000,000
0
519,000
754,000
0
449,000
684,000
1,100,000
937,000
1,950,000
3,060,000
46,400,000
82,000,000
106,000,000
178,000,000
7,660,000
14,000,000
60,600,000
                       10-56

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                Table 10-11
Summary of NSPS and PSNS Engineering Costs
Subcategory
AandC
A andC
B andD
B andD
A andC
AandC
B andD
B andD
Regulation
NSPS
NSPS
NSPS
NSPS
PSNS
PSNS
PSNS
PSNS
Option
1
2
1
2
1
2
1
2
Annnalized Costs
($/yr)
4,100,000
14,200,000
218,000
336,000
4,010,000
4,990,000
391,000
454,000
Costs at Set
Flowrate (MGD)
1
1
0.1
0.1
1
1
0.1
6.1
                   10-57

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                                 REFERENCES
1.



2.



3.


4.

5.


6.


7.


8.


9.


10.


11.


12.



13.


14.

15.
Radian Corporation.  Proposed Pharmaceutical Manufacturing Industry
Cost Documentation Report.  Herndon, Virginia, October 1994.  Prepared
for the U.S. Environmental Protection Agency.

Radian Corporation.  Final Pesticide Formulators, Packagers and
Repackagers Cost and Loadings Report.  Herndon, Virginia, March 1994.
Prepared for the U.S. Environmental Protection Agency.

Information submitted by Hoffman-LaRoche to EPA at an October 7, 1993
meeting.

Personal communication with R. Bobal, Hoffman-LaRoche, April 27, 1993.

U.S. EPA. 1990 Pharmaceutical Manufacturing Industry Survey.  OMB
No. 2040-0146, September 1991.

Personal communication with Chemical Waste Management, March 29,
1993.

Chemical Marketing Reporter. Issues from June 2, 1990 and December 3,
1990.

Personal communication with Technician at Dubois Chemicals USA, May
13, 1993.

Personal communication with Dave Marturana, Betz Labs, May 3, 1993.
Personal communication with National Bureau of Labor Statistics
representative, March 13, 1992.

Personal communication with Department of Energy representative,
February 18, 1993.

Peters, M.S. and K.D. Timmerhaus.  Plant Design and Economics for
Chemical Engineers, Fourth Edition.  McGraw-Hill, Inc., New York, New
York, 1990.

Personal communication with NSSI Recovery representative, March 13,
1992.

R. S. Means Co., Inc. Means Site Work Cost Data. 1989.

Personal communication with Rich Davis, Pfeizer Corp., May 4, 1993.
                                      10-58

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16.

17.


18.

19.

20.


21.

22.
23.


24.


25.

26.

27.


28.


29.

30.

31.

32.

33.
Lancaster Laboratories.  1994 Schedule of Services.

Pereira, P.E., et al. 1986 Dodge Construction Systems Costs, McGraw-Hill
Information Systems Company, Princeton, New Jersey.

R.S. Means Co., Inc.  Building Construction Cost Data.  1986.

R.S. Means Co., Inc.  Means Site Work Cost Data.  1989.

B.C. Jordan Co. Neal Janelle.  Surface Impoundment Liner Cost Estimates.
1984.

R.S. Means Co., Inc.  Means Site Work Cost Data.  1989.

Harris, R.W., MJ. Cullinane and P.T. Sun, eds.  Process Design and Cost
Estimating Algorithms for the Computer Assisted Procedure for Design
and Evaluation of Wastewater Treatment Systems (CAPDET). United
States Army Engineer Waterways Experiment Station, Vicksburg,
Mississippi, 1982.  (Prepared for the U. S. Environmental Protection
Agency).

Richardson Engineering Services, Inc. Process Plant Construction
Estimating Standards.  1992.

Personal communication with representative of MET-CHEM Corporation,
March 15, 1993.

Non-Ferrous Metals Forming Rulemaking, Tank Costs.  May 1989.

New Pig Corporation.  1992 Catalogue of Equipment Prices.

Engineering costing calculations  performed by Barbara Wong, Radian
Corporation, March 10, 1994.

Engineering costing calculations  performed by John Vidumsky, Radian
Corporation, March 1994.

Non-Ferrous Metals Forming Rulemaking, Pump Costs. May 1989.

Columbian Tank Company. Installed Tank Unit Costs for 1992.

Personal communication with Jim Gault, Aqua-aerobics, November 4, 1992.

Non-Ferrous Metals Forming Rulemaking, Agitator Costs.  May 1989.

Personal communication with Al Roy, Calgon Corporation, March 3, 1993.
                                      10-59

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34.
Non-Ferrous Metals Manufacturing Rulemaking, Components of Total
Capital Investment. May 1989.
                                     10-60

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                                   SECTION 11
                      REGULATORY OPTIONS SELECTION
11.1
Introduction
This section presents proposed regulatory options for the pharmaceutical manufacturing
industry and discusses the factors considered in determining the selected options for
BPT, BAT, NSPS, PSES, and PSNS.  Factors considered included: reduction in pollutant
discharges to the environment, costs to the industry, age of the equipment and facilities
involved, the manufacturing processes used, process changes required, nonwater quality
environmental impacts, engineering aspects of the control technologies, and energy
requirements.

The regulatory options selected provide the technology basis of the effluent limitations
guidelines and standards presented in Sections 13 (BPT), 15 (BAT), 16 (NSPS), and 17
(PSES and PSNS).  Selection of the BCT option is determined by the BCT cost test
analysis, which is discussed in Section 14. Owners or operators of facilities  subject to
these regulations would not be required to use the specific wastewater treatment
technologies selected by EPA to establish the limitations and standards. Rather, a
facility could choose to use any combination of process changes, water use changes, and
wastewater treatment to comply with the limitations and standards provided that the
limitations and standards are not achieved through prohibited dilution.

Sections  11.2 through 11.6 provide an overview of the regulatory options considered, the
options selected as the bases of the proposed regulation, and the rationale for options
selected under BPT, BAT, NSPS,  PSES, and PSNS, respectively.
                                        11-1

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112
Effluent limitations guidelines based on the best practicable control technology currently
available are generally based upon the average of the best existing performance, in terms
of treated effluent discharged by facilities in a subcategory. BPT focuses on end-of-pipe
treatment technology and such process changes and internal controls that are common
industry practice. Based on Section 304(b)(l)(B) of the CWA, the factors considered in
assessing BPT include:

             •     The cost of achieving effluent reductions in relation to  the effluent
                   reduction benefits;
             •     The age of equipment and facilities involved;
             •     The process used;
             •     Process changes required;
             •     Engineering aspects of the control technologies;
             •     Nonwater quality environmental impacts (including energy
                   requirements); and
             •     Other factors the Administrator deems appropriate.

The BPT limitations proposed for the pharmaceutical manufacturing industry apply to
direct dischargers and are intended to regulate BOD5, COD, TSS, and cyanide.  The
Agency is not proposing to change the current BPT effluent limitations set for pH in  the
November 17, 1976 interim final regulation for the pharmaceutical manufacturing
industry.

Thirty-one of the 38 direct discharging pharmaceutical manufacturing facilities currently
use on-site activated sludge biological treatment as part of their wastewater treatment
systems.  Therefore, the Agency has  evaluated this technology in addition to other
                                        11-2

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treatment techniques for BODS, COD, and TSS treatment performance. In addition, all
of the BPT regulatory options include treatment for cyanide-bearing wastewaters at
Subcategory A and C direct dischargers.  The BPT regulatory options considered by the
Agency are discussed in Section 7.3.2 and are listed below.
Regulatory Option
Control Technology Description
Subcategories A and C
BPT Option 1
BPT Option 2
BPT Option 3
BPT Option 4
BPT Option 5
Current treatment systems (no cost option)
In-plant cyanide destruction, followed by end-of-pipe advanced biological
treatment
In-plant cyanide destruction, followed by end-of-pipe advanced biological
treatment and filtration
In-plant cyanide destruction, followed by end-of-pipe advanced biological
treatment and polishing pond treatment
In-plant cyanide destruction, followed by end-of-pipe advanced biological
treatment, filtration, and polishing pond treatment
Subcategories B and D
BPT Option 1
BPT Option 2
BPT Option 3
Current treatment systems (no cost option)
End-of-pipe advanced biological treatment
End-of-pipe advanced biological treatment and filtration
Analysis of the impacts of these options in terms of reduction in pollutant discharges to
the environment, costs to industry, and nonwater quality environmental impacts
(including energy impacts) are described in Sections 9, 10, and 12, respectively.  The
Agency is proposing the options identified as Option 2 for Subcategories A and C and
for Subcategories B and D, based on the comparison of estimated costs to effluent
reduction benefits of each option.  For all Subcategories, Option 2 represents the most
appropriate balance of costs and effluent reduction benefits and other factors.
11.3
BAT
Effluent limitations guidelines based on the best available technology economically
achievable represent the best existing economically achievable performance of plants in
                                        11-3

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the industrial subcategory.  The CWA establishes BAT as the principal national means
of controlling the direct discharge of priority pollutants and nonconventional pollutants
to waters of the United States.  Based on Section 304(b)(2)(B) of the CWA, the factors
considered in assessing BAT include:

             •     The age of equipment and facilities involved;
             •     The process used;
             •     Process changes required;
             •     Engineering aspects of control technologies;
             •     The cost of achieving effluent reduction;
             •     Nonwater quality environmental impacts (including energy
                   requirements);  and
             •     Other factors the Administrator deems appropriate.

The Agency retains considerable discretion in assigning the weight to be accorded these
factors. BAT may include process changes or internal controls, even when these
technologies are not common industry practice.

The BAT regulatory options considered by the Agency are discussed in Section 7.3.4 and
are listed below.
Regulatory Option
Control Technology Description
Subcategories A and C
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
In-plant cyanide destruction, followed by end-of-pipe advanced biological treatment with
nitrification
In-plant steam stripping and cyanide destruction, followed by end-of-pipe advanced biological
treatment
In-plant steam stripping with distillation and cyanide destruction,
advanced biological treatment
In-plant steam stripping with distillation and cyanide destruction,
advanced biological treatment and activated carbon adsorption
followed by end-of-pipe
followed by end-of-pipe
                                        11-4

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Regulatory Option
Control Technology Description
Subcategories B and D
BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
End-of-pipe advanced biological treatment
In-plant steam stripping followed by end-of-pipe advanced biological treatment
In-plant steam stripping with distillation followed by end-of-pipe advanced
treatment
In-plant steam stripping with distillation followed by end-of-pipe advanced
treatment and granular activated carbon adsorption
biological
biological
Analysis of the impacts of these options in terms of reduction in pollutant discharges to
the environment, costs to industry, and nonwater quality environmental impacts
(including energy impacts) are described in Section 9, 10, and 12, respectively. The
Agency is proposing Option 2 as the proposed technology basis for BAT limitations for
Subcategories A and C.  The Agency is proposing Option 1 as the technology basis for
BAT limitations for Subcategories B and D.  The Agency's rationale for BAT selection is
discussed below by subcategory.
11.3.1
Subcategories A and C
EPA selected Option 2 as the proposed technology basis for BAT limitations for facilities
with Subcategory A and/or C operations because EPA believes this option represents the
best available technology economically achievable, considering all statutory factors.

The Agency estimated that none of the options would result in any closures or
unemployment.  Based on these findings, EPA concluded that all four options are
economically achievable. EPA selected Option 2 because it determined that option
represented the best available  technology from among all the economically achievable
options.

The Agency found that the annual incremental increase in electrical power consumption
for all facilities to achieve Option 2 was 13,200 MW. This increase is equivalent to an
increase of approximately 0.25 percent of the pharmaceutical industry's purchased
                                        11-5

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electrical energy usage in 1990. Using the industry's 1990 purchased electrical energy
usage on a baseline, the estimated incremental increases for electrical power
consumption for the remaining options were, for Option 3, an increase of 13,800 MW
and, for Option 4, an increase of 17,900 MW. With respect to energy needs associated
with steam generation for steam stripping and distillation, the Agency found that Option
2 would result in 720,000 MW of incremental energy consumption, or approximately an 8
percent increase above the industry's 1990 total energy consumption.  For Option 3, EPA
found that 2,220,000 MW of incremental energy consumption, or a 25 percent increase
above the industry's 1990 total energy consumption, would be required.

EPA did not select Option 3 as proposed BAT because of the large increase in energy
consumption associated with this option.  This decision is consistent with the CWA's
requirement that EPA take into account energy requirements in selecting BAT.  While
steam generation under BAT Option 2 requires a higher energy consumption than the
energy purchased by the industry in 1990, the Agency notes that the potential for solvent
recovery and reuse will off-set these energy expenditures.

It should be noted that in estimating the energy consumption for steam generation
associated with Options 2 and 3, EPA assumed, based on the available detailed
questionnaire data, that very high volumes of wastewater would need to be stripped and
distilled, thus requiring high demands for steam.  EPA believes that this assumption is
very conservative, because the Agency assumed from the Detailed Questionnaire
responses that wastewater streams containing high concentrations of volatile organic
pollutants could not be segregated from steams containing minimal or no concentrations
of these pollutants.  EPA believes that stream segregation is possible and expects that
more recent data will show that the volume of wastewater that would be subject to steam
stripping and/or distillation is substantially lower than the volume assumed in this
proposal. Lower volumes would result in higher concentrations of the volatile organic
pollutants to be stripped, less steam and thus less energy would be required to strip or
distill such pollutants from low volume, high concentration wastewater.
                                        11-6

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The Agency considered other non-water quality environmental impacts of the selected
option including:
                   The role which the proposed regulation may play in minimization,
                   recycle, and disposal of characteristic (ignitable) volatile organic
                   wastes; and
                   The effect of the options on the current levels of air emissions from
                   wastewaters.
BAT Options 2 and 3 will generate 52,200 and 61,000 metric tons per year of
condensates, respectively, due to the use of steam stripping and steam stripping with
distillation.  The condensates may include both halogenated and nonhalogenated
solvents. Plants may choose to purify these condensates and then recycle/reuse the
purified solvents as raw materials or use the condensate streams as fuel for incinerators
or boilers either on or off-site. In the Agency's costing effort, EPA assumed all
condensates will be disposed of by off-site incineration.  The difference in off-site
incineration costs between Options 2 and 3 is about 10 percent and this cost differential
represents a small part of the total costs associated with these options. Therefore, EPA
concluded that the generation of condensates as  a result of steam stripping and steam
stripping with distillation does not provide a basis for choosing between these options.

The Agency also considered the effect of the options on the current levels of air
emissions from wastewater.  EPA used the WATER? computer model employed by the
EPA Office of Air and Radiation (OAR) in the  recently promulgated Hazardous
Organic NESHAP (HON) for the  Synthetic Organic Chemical Manufacturing Industry
(SOCMI), in conjunction with the  Detailed Questionnaire responses, to evaluate the
1990 levels of air emissions from wastewater for this industry.  Direct discharging
facilities with Subcategory A and/or C operations reported in the 1990 questionnaire
that they emit from wastewater a total of 3.2 million pounds/year of volatile organic
pollutants, and the WATER? model projected 14 million pounds/year of those pollutants
                                        11-7

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from wastewater. The results of the analyses were used to estimate air emission
increases or decreases for the regulatory options.  The Agency estimated that Option 1
would result in a minimal increase in air emissions, while Option 2 and 3 would decrease
air emissions by 5,300 and 6,350 metric tons per year, respectively. Option 4 would
achieve the same air emission reduction as Option 3.  In EPA's view, these beneficial
non-water quality environmental impacts militate in favor of selecting a technology
option employing steam stripping or distillation (Options 2, 3, or 4).

The  Agency did not find that the age of equipment and  facilities involved provided any
basis for choosing among the options.  The Agency also  evaluated whether the
engineering aspects of the options were compatible with the  manufacturing processes
employed and potential process changes at facilities with Subcategory A and/or C
operations. EPA concluded that the engineering aspects of all four options were
compatible with current manufacturing processes and possible process changes at these
facilities, and the results of this evaluation did not  provide a basis for selecting an option.
11.3.2
Subcategories B and D
EPA is proposing Option 1 as the technology basis for BAT limitations for facilities with
Subcategory B and/or D operations because, on the basis of the data submitted by the
direct dischargers in these subcategories, EPA determined that this technology basis is
the best available technology economically achievable for these  pollutants. In making
the proposed BAT determination, EPA analyzed data for each facility identified through
the 1989 Pharmaceutical Screener Questionnaire and the 1990 Detailed Questionnaire as
engaging in Subcategory B and/or D operations. The results of the screener
questionnaire indicate that, nationwide, 14 pharmaceutical manufacturing plants with
direct discharges engage only in Subcategory B and/or D operations (excluding
Subcategory E research activities).  These  14 facilities reported  to EPA in response to
the 1990 Detailed Questionnaire that they discharge BOD5, TSS, COD, six solvents and
no priority pollutants.  EPA's analysis of the questionnaire data indicates  that the total
                                        11-8

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nonconventional pollutant loadings discharged, on average, for each facility with
Subcategory B and/or D operations in 1990 was 1,660 pounds/year.  In addition, these
14 facilities reported in their questionnaire responses that they emit from wastewater a
total of 170 pounds/year of volatile organic pollutants.  Subsequent analysis by EPA
using its WATER? model indicates that these 14 facilities may actually emit closer to
35,000 pounds/year from wastewater.  By way of comparison, facilities with Subcategory
A and/or C operations reported in the 1990 questionnaire that they emit from
wastewater a total of 3.2 million pounds/year  of volatile organic pollutants, and the
WATER? model projected 14 million pounds/year of those pollutants.from wastewater.

In view of the comparatively small quantities of pollutants reported to be discharged and
emitted from wastewater from the 14 existing  facilities with Subcategory B and/or D
operations only, EPA has determined that the chosen technology basis  for the proposed
BAT limits is best suited to the type of wastewater the data describe for direct discharges
in these subcategories.  Technology options 2, 3, and 4, which incorporate steam
stripping or steam stripping with distillation technologies, are designed to remove large
quantities and many varieties of solvents from process wastewater. They are not optimal
treatment technologies for the type of wastestreams reported by the 14 direct dischargers
in these subcategories.

The Agency estimated that none of the options would result in any closures or
unemployment.  Based upon these findings, EPA concluded that all four options are
economically achievable.  EPA  selected Option 1 because it determined that option
represented the best available technology from among all the economically achievable
options.

In evaluating the non-water quality environmental impacts of the options, specifically
electrical power consumption, the Agency found that the annual incremental increase in
electrical power consumption for  all facilities  to achieve Option 1 was 265 megawatts
(MW) beyond current usage (the  same as for the proposed BPT limits).  This is
                                        11-9

-------
equivalent to an increase of approximately 0.005 percent of the pharmaceutical industry's
purchased electrical energy usage in 1990. The incremental increases for electrical
power consumption for the remaining options were: for Options 2 and 3, an increase of
182 MW and 364 MW, respectively, for all facilities for which EPA estimated compliance
costs; and for Option 4 an increase of 911 MW for all facilities for which EPA estimated
compliance costs.

BAT Options 2, 3, and 4 will generate 76 metric tons per year of condensates as a result
of the use of steam stripping or steam stripping with distillation technologies at direct
discharging plants.  Based on the small increase in condensate generation associated with
Options 2, 3, and 4 EPA has concluded that the recovery opportunities or incineration
issues prompted by condensate generation do not provide a basis for choosing one of the
technology options as the basis for proposed BAT limitations for facilities with
Subcategory B and/or D operations.  The Agency also considered the  effect of these four
options on the current levels of air emissions from wastewater at facilities with
Subcategory B and/or D operations.  To do this, EPA used the WATER? computer
model to evaluate the 1990 levels of air emissions from wastewater for facilities with
Subcategory B and/or D operations.  The results  of the analyses were used  to estimate
air emission increases or decreases for the regulatory options.  The Agency  estimates
that Option 1 would result in a minimal increase  in air emissions, while Options 2, 3, and
4 would decrease air emissions by 16 metric tons  per year.  EPA concluded that the
changes from current emission levels are not significant enough to justify selection of
Options 2, 3, and 4.

EPA also concluded that the engineering aspects  of all four options were compatible
with current  manufacturing processes  employed and potential process  changes at
facilities with Subcategory B and/or D operations and thus did not provide  a basis for
selecting an option.  Similarly, the age of equipment and facilities involved  did not
provide any basis for selecting among the options.
                                        11-10

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The selection of Option 1 as BAT for facilities with Subcategory B and/or D operations
reflects, in large part, EPA's conclusion, based on currently available data, that BPT
level biological treatment can degrade the relatively small load of organic pollutants
generated by these facilities with a low occurrence of air emissions during advanced
biological treatment.
11.4
NSPS
The basis for new source performance standards under Section 306 of the CWA is the
best available demonstrated technology.  Industry has the opportunity to design and
install the best and most efficient pharmaceutical manufacturing processes and
wastewater treatment systems at new plants.  Accordingly, Congress directed EPA to
consider the best demonstrated alternative processes, process changes, in-plant control
measures, and end-of-pipe wastewater treatment technologies that reduce pollution to
the maximum extent feasible. In response to that directive, and as with the development
of options for the proposed BAT effluent limitations guidelines, EPA considered effluent
reductions attainable by the most advanced and demonstrated process and treatment
technologies at pharmaceutical manufacturing facilities.

The general approach followed by the Agency for developing NSPS options was, where
appropriate, to evaluate the best demonstrated processes for control of priority and
nonconventional pollutants at the process level and best demonstrated end-of-pipe
treatment for control of- conventional  pollutants and additional control of certain
nonconventional pollutants.   The factors considered in assessing NSPS include:

             •      The demonstration status of the process and wastewater treatment
                    technologies;
             •      The cost of achieving effluent reductions;
             •      Nonwater quality environmental impacts;  and
                                        11-11

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             •      Energy requirements.

The NSPS regulatory options considered by the Agency are discussed in Section 7.3.5
and are listed below.
Regulatory Option
Sabcategories A and C
NSPS Option 1
NSPS Option 2
Subcategories B and D
NSPS Option 1

NSPS Option 2
Control Technology Description

In-plant steam stripping with distillation and cyanide destruction, followed by end-of-pipe advanced
biological treatment
In-plant steam stripping with distillation and cyanide destruction, followed by end-of-pipe advanced
biological treatment and granular activated carbon adsorption

In-plant steam stripping with distillation followed by end-of-pipe advanced biological treatment

In-plant steam stripping with distillation followed by end-of-pipe advanced biological treatment and
granular activated carbon adsorption
11.4.1
Subcategories A and C
EPA selected NSPS Option 1 for Subcategories A and C because EPA has determined
that it is the best available demonstrated control technology for treating and removing
the pollutants of concern for these Subcategories.  EPA selected a more stringent NSPS
technology than its chosen BAT technology because new sources have the opportunity to
segregate their process wastewater in such a way as to minimize the amount of
wastewater that will require steam stripping with distillation, thereby reducing the
adverse energy impacts that prevented EPA from selecting this technology as BAT.

EPA considered the potential cost of the proposed NSPS technology for new plants, as
well as the costs associated with Option 2, which EPA did not select.  EPA concluded
that costs associated with any option would not be so great as to present a barrier to
entry, because EPA anticipated no economic impacts for existing source Subcategory A
and C plants if they were to  implement the proposed NSPS technology. The Agency also
considered energy requirements and other non-water quality environmental impacts when
                                       11-12

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comparing the GAC technology (Option 2) with Option 1. EPA concluded that there
would be only a slight difference in the energy requirements associated with Options 1
and 2.  There are no significant differences in the other non-water quality environmental
impacts between the two options considered.  EPA did not select Option 2 as the
proposed basis for NSPS because EPA does not have sufficient data to quantify the
amount of COD removed after application of steam stripping with distillation technology
and therefore could not determine whether granular activated carbon technology is
appropriate to remove remaining COD loads.

The Agency considered  energy requirements and other non-water quality environmental
impacts and found no basis for any different standards than the proposed NSPS for
conventional pollutants.
11.4.2
Subcategories B and D
EPA selected NSPS Option 1 for subcategories B and D. In making this selection, EPA
analyzed all of the questionnaire data supplied by facilities with Subcategory B and/or D
operations and projected the types and volume of volatile organic pollutants that would
be present in treatable levels in process wastewaters from new facilities in these
subcategories. Although the Detailed Questionnaire data indicated that process
wastewater from the 14 direct  dischargers contained fewer pollutants in lower
concentrations than the process wastewater of indirect dischargers (therefore justifying
proposed effluent limitations based on advanced biological treatment alone, not
including steam stripping with  distillation), EPA  has determined that there is no basis to
conclude that data would adequately depict the wastewater characteristics of a new direct
discharger.  Thus, EPA relied  instead on the entire universe of facilities with Subcategory
B and/or D operations, irrespective of their direct or indirect discharger status, on the
theory that these facilities are  more plentiful and hence statistically more significant.
Because the EPA has no basis for concluding that the wastewater characteristics  are
related to the manner of discharge, EPA saw no reason to confine its NSPS analysis to
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the 14 existing direct dischargers and to ignore the 67 indirect dischargers that reported
data.  In evaluating all of the data available to it for these subcategories from the
Detailed Questionnaire, EPA concluded that the vast majority of facilities with
Subcategory B and/or D operations have  process wastewater with a comparatively wide
variety of volatile organic pollutants in comparatively high concentrations, as reported by
67 of the 188 existing indirect discharging plants with Subcategory B and/or D
operations.  EPA considers wastestreams of these 67 plants to be more typical of the
wastestreams EPA expects to find in new  sources in these subcategories.  Therefore,
EPA concluded that the process wastewater of new facilities with Subcategory B and/
or D operations was more likely to resemble the more typical Subcategory B and/or D
wastestreams, not the atypical wastestreams reported by the 14 existing direct dischargers
in those subcategories.  Based on that conclusion, EPA selected, as the proposed
technology basis for NSPS for facilities with Subcategory B and/or D operations, in-plant
steam stripping with distillation treatment followed by end-of-pipe advanced biological
treatment, which EPA has concluded represents the best available demonstrated
treatment technology. EPA selected a more stringent NSPS technology than its chosen
BAT technology because new sources  have the opportunity to segregate their process
wastewater in such a way as to minimize the amount of wastewater that will require
steam stripping with distillation, thereby reducing the adverse energy impacts that
prevented EPA from selecting this technology as BAT.

EPA considered the potential cost of the proposed NSPS technology for new plants.
EPA concluded that costs associated with either option would not be so great as to
present a barrier to entry.  EPA predicted no economic impacts  (i.e., closures) for
existing source Subcategory B and D plants if they were to implement the equivalent
technology options considered as possible BAT for those subcategories.

The Agency also considered energy requirements and other non-water quality
environmental impacts when comparing the GAG technology (Option 2) with Option 1.
EPA concluded that there would be only a slight difference in the energy requirements
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associated with Options 1 and 2. There are no significant differences in the other non-
water quality environmental impacts between the two options considered.  EPA did not
select Option 2 as the proposed basis for NSPS because EPA does not have sufficient
data to quantify the amount of COD removed after application of steam tripping with
distillation technology and therefore could not determine whether granular activated
carbon technology is appropriate to remove remaining COD loads.
11.5
PSES
Pretreatment standards for existing sources are designed to prevent the discharge of
pollutants which pass through, interfere with, or are otherwise incompatible with the
operation of POTWs. The CWA requires pretreatment for pollutants that interfere with
or pass through POTWs in amounts that would exceed direct discharge effluent
limitations or limit POTW sludge management alternatives, including the beneficial use
of sludges on agricultural lands.  The Agency is also requiring pretreatment for
pollutants that pass through POTWs due to the pollutant exhibiting significant
volatilization prior to treatment by a POTW.  The transfer of a pollutant to another
media (air) through volatilization does not constitute treatment.  PSES  are to be
technology-based and analogous to BAT for removal of priority and nonconventional
pollutants.

The PSES regulatory options considered by the Agency are discussed in Section 7.3.6 and
are listed below.
Regulatory Optkm
Subcategories A and C
PSES Option 1
PSES Option 2
PSES Option 3
PSES Option 4
Control Technology Description

In-plant steam stripping and cyanide destruction
In-plant steam stripping with distillation and cyanide destruction
In-plant steam stripping with distillation and cyanide destruction, followed by end-of-pipe
advanced biological treatment
In-plant steam stripping with distillation and cyanide destruction, followed by end-of-pipe
advanced biological treatment and granular activated carbon adsorption
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Regulatory Option
Control Technology Description
Subcategories B and D
PSES Option 1
PSES Option 2
PSES Option 3
In-plant steam stripping
In-plant steam stripping with distillation
In-plant steam stripping with distillation followed by granular activated carbon adsorption
The Agency is also co-proposing two implementation scenarios for the selected PSES
option.  Under co-proposal (1), EPA is proposing to regulate all pollutants found to
pass-through or interfere with POTWs as described in EPA's POTW pass-through
analysis described in Section 17. Under co-proposal (2), EPA is proposing to regulate
only highly volatile pollutants at indirect dischargers and is taking comment on the pass-
through analysis for other pollutants of concern. See Section 17 for further discussion of
the two co-proposals.
11.5.1
Subcategories A and C
EPA selected Option 1 for PSES under both co-proposals for Subcategories A and C.
The Agency has evaluated the costs of this option based on co-proposal (1), which is
more expansive, and found that there would be no closures among affected facilities (for
which costs were estimated by EPA) as a result of these costs. Therefore EPA
determined the costs of Option 1 to be economically achievable under either co-
proposal.  EPA also found the other options to be economically achievable. EPA
selected Option 1 because it determined that this option represents the best available
technology among all economically achievable  options, insofar as it achieves pollutant
reductions necessary to prevent pass-through of volatile organic pollutants, allows for
recovery and recycling of volatile organic pollutants, and reduces non-water quality
environmental impacts caused by air emissions of pollutants from wastewater. The
Subcategory A and/or C indirect discharging facilities reported in their questionnaire
responses that they emit from wastewater  a total of 3,850 million pounds/year of volatile
organic pollutants  (in contrast to the emissions totaling 3,220  million pounds/year by
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direct dischargers).  Subsequent analysis using the WATER? model indicate that these
indirect dischargers may actually emit closer to 17,900 million pounds/year from
wastewater (in contrast to the emissions totaling 14,000 million pounds/year for the
direct dischargers).  Although Options 2, 3, and 4 would achieve essentially the same
decrease in the emission of wastewater pollutants to the air as Option 1, the increase in
energy use requirements associated with Options 2, 3, and 4 would be equivalent to an
increase of 31 percent above the 1990 pharmaceutical industry energy use.  For this
reason, EPA selected Option 1 over Options 2, 3, and 4.

The Agency also considered age, size, processes, other engineering factors, and non-
water quality environmental impacts in developing the proposed PSES for Subcategories
A and C.  The Agency did not identify any basis for establishing different pretreatment
standards based on age, size, processes, or other engineering factors.
11.5.2
Subcategories B and D
EPA also selected Option 1 for PSES under both co-proposals for Subcategories B
and D.  In selecting steam stripping as the technology basis for the proposed PSES for
Subcategories B and D, EPA relied upon the 1990 questionnaire data supplied by 188
facilities with Subcategory B and/or D operations that sent their wastewater to POTWs
for treatment. The data supplied by the 188 indirect facilities with Subcategory B and D
operations, show that these  facilities discharge BODS, TSS, COD, 18 nonconventional
pollutants and four priority pollutants. EPA's analysis of the questionnaire data indicates
that  the total nonconventional and priority pollutant loadings discharged, on average, for
each indirect discharger with Subcategory B and D operations in 1990 was 14,600
pounds/year (in contrast to  the average of 1,660 pounds/year reported by the 14 direct
dischargers in these Subcategories). The 188 facilities also reported in their
questionnaire responses that they emit from wastewater a total of 1.5 million
pounds/year of volatile organic pollutants (in contrast to the emissions totaling  170
pounds/year reported by the direct dischargers).  Subsequent analysis using the
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WATER? model indicates that these indirect dischargers may actually emit closer to
3.3 million pounds/year from wastewater (in contrast to the emissions totaling 35,000
pounds/yr for the direct dischargers).  Based on evaluation of this data, EPA selected
Option 1 as the basis of pretreatment standards for facilities with Subcategory B and  D
operations.  This technology is designed to remove large quantities and many varieties of
solvents from process wastewater.  According to the data supplied by the  188 indirect
dischargers with Subcategory B and D operations, EPA has concluded that the
wastewater characteristic of these facilities—with its comparatively high volume and
concentration of solvents-is well-suited to this form of treatment.  In addition,  EPA
found that none of the indirect dischargers with Subcategory B and D operations that
would incur costs as  a result of the proposed PSES limitations (based on the more
expansive co-proposal (1)) would close as a result of this option. Therefore EPA
determined that the  costs of the pollutant reduction achieved by this  option under either
co-proposal were economically achievable.'

The Agency considered age, size, processes, other engineering factors, and non-water
quality environmental impacts in developing the proposed PSES for Subcategories B
and D.  The Agency did not identify any basis for establishing different pretreatment
standards based on age, size, processes, or other engineering factors.  EPA has also
concluded that Option 1 would significantly decrease air emissions and would be
consistent with the Administrator's waste minimization and combustion strategy.  EPA
did not choose Option 2 because, although this option would result in approximately the
same decrease in air emissions as Option 1, it would result in a significant increase in
total energy use over that required under Option 1.
11.6
PSNS
Pretreatment standards for new sources are designed to prevent the discharge of
pollutants that pass through, interfere with, or are otherwise incompatible with the
operation of POTWs.  The CWA requires pretreatment for pollutants that pass through
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POTWs or limit POTW sludge management alternatives, including the beneficial use of
sludges on agricultural lands.

The development of regulatory options for PSNS is analogous to the development of
options for NSPS, in that the new source has the opportunity to design and install the
best and most efficient pharmaceutical manufacturing processes and wastewater
treatment facilities.  Accordingly, Congress directed EPA to consider the best
demonstrated alternative processes, process changes, in-plant control measures, and end-
of-pipe wastewater treatment technologies that reduce pollution to the maximum extent
feasible.  In response to that directive, EPA considered effluent reductions attainable by
the most advanced and demonstrated process and treatment technologies at
pharmaceutical manufacturing facilities.  The factors considered in assessing PSNS
include:

             •     The demonstration status of the process and wastewater treatment
                   technologies;
             •     The cost of achieving effluent reductions;
             •     Nonwater quality environmental impacts; and
             •     Energy requirements.

The PSNS regulatory options considered by the Agency are discussed in Section 7.3.7
and are listed below.
Regulatory Option
Control Technology Description
Subcategories A and C
PSNS Option 1
PSNS Option 2
PSNS Option 3
In-plant steam stripping with distillation and cyanide destruction
In-plant steam stripping with distillation and cyanide destruction, followed by end-of-pipe
advanced biological treatment
In-plant steam stripping with distillation and cyanide destruction, followed by end-of-pipe
advanced biological treatment and granular activated carbon adsorption
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Regulatory Option
Control Technology Description
Subcategories B and D
PSNS Option 1
PSNS Option 2
In-plant steam stripping with
In-plant steam stripping with
distillation
distillation followed by granular activated

carbon adsorption
The Agency is also co-proposing two implementation scenarios for the selected PSNS
option.  Under co-proposal 1, EPA is proposing to regulate all pollutants found to pass-
through or interfere with POTWs as described in EPA's POTW pass-through analysis
described hi Section 17. Under co-proposal 2, EPA is  proposing to regulate only highly
volatile pollutants at indirect dischargers and is taking  comment on the pass-through
analysis for other pollutants of concern.  See Section 17 for further discussion of the two
co-proposals.

The Agency selected PSNS Option 1 as the basis of NSPS-for Subcategory A, B, C, and
D operations.  Option 1 in all subcategories provides treatment of priority and
nonconventional pollutants by in-plant steam stripping  with distillation prior to biological
treatment, which, for indirect dischargers, occurs at the receiving POTW. EPA also
proposes to set standards based on cyanide destruction for cyanide-bearing wastestreams
at new source Subcategory A and/or C operations.

EPA selected  a more stringent PSNS technology than its chosen PSES technology
because new sources have the opportunity to segregate their process wastewater in such.
a way as to minimize the amount of wastewater that will require steam stripping with
distillation, thereby reducing the adverse energy impacts that prevented EPA from
selecting this technology as PSES.

EPA considered the cost of the proposed PSNS technologies for new plants based on co-
proposal (1), which is more expansive than co-proposal (2). EPA has concluded that
such costs are not so great as to present a barrier to entry under either co-proposal, as
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demonstrated by the fact that currently operating plants are using these technologies.
The Agency also considered energy requirements and other non-water quality
environmental impacts when comparing the three PSNS technology options for facilities
with Subcategory A and/or C operations and the two PSNS technology options for
facilities with Subcategory B and/or D operations.  EPA concluded that there would be
only a slight difference in the energy requirements associated with Options 1, 2, and 3
for Subcategory A and/or C facilities and with Options 1 and 2 for Subcategory B and/
or D facilities. There are no significant differences in the other non-water quality
environmental impacts between the options considered.
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                                   SECTION 12
               NONWATER QUALITY ENVIRONMENTAL IMPACTS
12.1
Introduction
Sections 304(b) and 306 of the CWA require EPA to consider the nonwater quality
environmental impacts associated with effluent limitations guidelines and standards.  In
accordance with these requirements, EPA has considered the potential effect of the
proposed regulatory options for the pharmaceutical manufacturing industry on energy
consumption, air emissions, and solid waste generation.  Sections 12.2, 12.3, and 12.4,
respectively, discuss these nonwater quality environmental impacts.  EPA has also
evaluated the potential effect of process wastewater flow rate on these nonwater quality
environmental impacts and a summary of a flow sensitivity analysis is discussed in
Section 12.5. The Agency's preliminary development of air emission standards is
discussed in Section 12.6.
123
Energy Impacts
Energy impacts to the pharmaceutical manufacturing industry from the proposed
regulatory options will include increased electrical usage and increased energy usage in
the generation of steam for steam stripping with and without distillation. These energy
impacts are discussed below in Sections 12.2.1 and 12.2.2.
12.2.1
Electrical Usage
According to the Department of Energy, the pharmaceutical manufacturing industry
purchased approximately 5,404 x 106 kWh of electrical energy in 1990, accounting for
0.7% of the total U.S. industrial  electrical energy purchase (756,646 x 106 kWh) in
1990.1 The  Agency evaluated the annual incremental increase in electrical power
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consumption expected under each regulatory option for direct dischargers.  These
estimated annual incremental increases (in kWh) are shown below.

BAT Option 1
BAT Option 2
BAT Option 3
BAT Option 4
•••••.'. . Increase in Electrical Energy Consumption (kWh)
Subcategory A and C
1.38 x 10s
13.2 x 10s
13.6 x 106
13.6 x 106
Subcategory B and D
0.265 x 10s
0.182 x 10s
0.364 x 106
0.364 x 106
For Subcategory A and C operations, the Agency is proposing BAT Option 2.  This
option would increase the electrical power consumption by less than one percent of the
total electrical power purchased in 1990 by the pharmaceutical manufacturing industry.
For Subcategory B and D operations, the Agency is proposing BAT Option 1.  This
option would increase the electrical power consumption by less than 0.01 percent of the
total electrical power purchased in 1990 by the industry.
1223
Energy Usage in the Generation of Steam
Of greater impact is the energy usage required to generate steam under the regulatory
options that include either steam stripping or steam stripping with distillation.  Steam
stripping and steam stripping with distillation are part of BAT and PSES options
considered for Subcategory A and C direct and indirect dischargers and Subcategory B
and D direct and indirect dischargers.  The Agency evaluated the annual incremental
increase in energy usage from steam generation expected under each of these options.
These estimated annual incremental increases (in kWh) are shown below.
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BAT Option 2
BAT Option 3
BAT Option 4
PSES Option 1
PSES Option 2
PSES Option 3
PSES Option 4
Increase in Energy Demand Related to Steam Usage (kWfa)
Subcategory
AandC
Direct
Dischargers
720 x 10s
2,220 x 10s
2,220 x 10s
-
Subcategory
Band D
Direct
Dischargers
1.61 x 106
18.6 x 10s
18.6 x 10s
-
Sabcategory
AandC
Indirect
Dischargers
-
749 x 106
2,760 x 106
2,760 x 106
2,760 x 106
I Subcategory
BandD
Indirect
; Dischargers
-
90.2 x 106
266 x 106
266 x 10s
According to the Department of Energy (1), the pharmaceutical manufacturing industry
purchased approximately 8,981  x 106 kWh of fuel and electric energy in 1990. for
Subcategory A and/or C operations at direct dischargers, the Agency is proposing BAT
Option 2, which would increase the energy consumption for steam generation by an
amount equal to 8 percent of the total fuel and electrical power purchased in 1990. The
Agency is not proposing a BAT option that includes steam stripping for Subcategory B
and/or D operations at direct dischargers.  For Subcategory A and/or  C operations at
indirect dischargers, the Agency is proposing PSES Option 1 which would  increase the
energy consumption for steam generation by an amount equal to 8 percent of the total
fuel and electrical power purchased in 1990. For Subcategory B and/or D operations at
indirect dischargers, the Agency is proposing PSES Option 1, which would increase the
energy consumption for steam generation by an amount equal to one percent of the total
fuel and electrical power purchased hi 1990.

It should be noted, however, that in estimating the energy consumption for steam
generation associated with the steam stripping and steam stripping with distillation
options, EPA assumed that very high volumes  of wastewater would need to be stripped
and/or distilled.  This assumption was  based on the available  detailed  questionnaire data
and leads to the  high requirements for steam.  EPA believes that this assumption is very
conservative, because the Agency assumed from the Detailed Questionnaire responses
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that wastewater streams containing high concentrations of volatile organic pollutants
could not be segregated from streams containing minimal or no concentrations of these
pollutants.  EPA believes that stream segregation is possible and that the volume of
wastewater that would be subject to steam stripping and  distillation is substantially lower
than the volume assumed for these energy use calculations.  To assess what impact a
lower wastewater volume treated would have on steam generation requirements, EPA
conducted a flow sensitivity analysis as described in Section 12.5.

Table 12-1 summarizes the estimated increase  in energy  usage (including electrical power
                                                                                 j
and steam generation) associated with the proposed regulations. Compliance with the
proposed regulations is estimated to increase the industry's energy usage by
approximately 17.5 percent.  While the steam generation required under the proposed
regulations requires increased energy consumption, the Agency notes that the potential
for solvent recovery and reuse will help to offset these energy expenditures.  In addition,
these estimates are based on steam stripping of 80  to 100 percent of each facility's
process wastewater which the Agency believes  could significantly over estimate the steam
generation requirements. The Agency concludes that the effluent reduction benefits
from the proposed regulation exceed the potential adverse impacts from the increase in
energy consumption that is projected.
12.3
Air Emission Impacts
Pharmaceutical manufacturing facilities generate wastewaters that contain varying
concentrations of organic compounds, some of which are listed as Hazardous Air
Pollutants (HAPs) in Title 3 of the Clean Air Act Amendments (CAAA) of 1990.
Table 12-2 lists the HAPs and volatile organic pollutants present in pharmaceutical
manufacturing wastewaters, as reported by facilities responding to the Detailed
Questionnaire (volatile organic pollutants were identified as those constituents that could
be analyzed by standard EPA methods for volatile organics such as gas chromatography
mass spectrometry (GCMS) by analytical method 1624 (40 CFR Part 136) or GC by
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analytical method 8015.2).  Prior to discharge, pharmaceutical manufacturing
wastewaters typically pass through a series of collection and treatment units that are
open to the atmosphere. Atmospheric exposure of organic-containing wastewaters can
result in significant volatilization of HAPs, volatile organic pollutants, and other organic
pollutants to the air.

Air emissions of HAPs, volatile organic pollutants, and other organic pollutants may
occur from wastewater collection units such as process drains, manholes, trenches, sumps,
and junction boxes, and from wastewater treatment units such as neutralization and
equalization basins, settling basins, clarifiers, biological treatment units, air and steam
strippers lacking air pollution control devices, and other units that expose wastewater to
the air.

To determine the impact of the proposed regulation on air emissions, the Agency had to
first determine the  current amount of organic constituents  emitted into the air from
pharmaceutical manufacturing wastewaters.  Section 12.3.1 compares the air emissions
estimated by facilities responding to the Detailed Questionnaire with the air emissions
estimated by a WATER? model analysis,  an independent fate analysis performed by the
Agency.  Section 12.3.2 discusses  the regulatory impact on  air emissions based on a
comparison of current air emissions  from pharmaceutical manufacturing wastewaters to
projected air emissions from pharmaceutical manufacturing wastewaters of facilities
complying with the proposed regulation.

This section also discusses the estimated impact on criteria pollutant emissions in the
generation of steam for regulatory options which include steam stripping and distillation.
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12.3.1        Current Air Emissions Based on Detailed Questionnaire Responses and
             WATER? Analysis

In response to Section 3a of the Detailed Questionnaire, entitled "Compound or
Chemical Usage and Disposition," facilities estimated the quantities of virgin chemicals
used and disposed of during manufacturing of pharmaceutical products in calendar year
1990. As part of 'the chemical usage and disposition reporting, facilities were asked to
estimate the amount of virgin chemicals used in pharmaceutical manufacturing
operations  that was:  1) emitted into the air from wastewater prior to discharge,
2) degraded and/or destroyed, and 3) discharged to a surface water and/or a POTW.
These three disposition methods summarize the fate, or disposal pathways, of organic
constituents present in pharmaceutical manufacturing wastewaters.

Upon examining responses to the Detailed Questionnaire regarding the fate of
wastewater organic constituents, the Agency suspected  that a greater percentage of
wastewater organic constituents  are emitted to the air than most facilities reported.  The
Agency noted that 20 indirect dischargers that had no on-site wastewater treatment
systems reported a large percentage of wastewater organic constituents degraded and/or
destroyed on site.  It is improbable that such high rates of degradation and/or
destruction could be achieved in the absence of any wastewater treatment system,  such
as biological treatment or incineration.  In addition, some plants with open
impoundments  or basins with mechanical agitators or aerators, reported relatively small
percentages of  air emissions from wastewater in Table 3-2 of the Detailed Questionnaire.
The responses to the detailed questionnaire also lacked in most cases an indication of
the estimation method used in determining the load discharged as air emissions from
wastewater.

To provide an independent estimate of the partitioning of wastewater organic
constituents (including the HAPs and volatile organic pollutants listed in Table  12-2), the
Agency performed a fate analysis using the WATER?  model and  data provided by the
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244 pharmaceutical manufacturing facilities that responded to the Detailed
Questionnaire.  Facilities were grouped by manufacturing process (Subcategory A and C
or Subcategory B and D) and by type of wastewater discharge (direct or indirect). For
each facility group, the WATER? model was used to estimate the amount of reported
wastewater organic constituents:  1) emitted to the air from wastewater during collection
and treatment, 2) degraded and/or destroyed, or 3) discharged to surface water and/or
POTW. In addition, the WATER? model estimated the amount of reported wastewater
organic constituents disposed of as a result of sludge adsorption. The Detailed
Questionnaire did not have a separate category for sludge adsorption with regard to
organic constituent disposal pathways. Therefore, the responses  from facilities did not
differentiate the amount of wastewater organic constituents disposed of as a result of
sludge adsorption from the amount emitted into the air, degraded and/or destroyed, or
discharged to surface water and/or POTW. The amount of wastewater organic
constituents disposed of as a result of sludge  adsorption was most likely reported by
facilities under the degraded and/or destroyed disposal category because wastewater
sludge generated is typically incinerated.

The WATER? model uses the chemical properties data from CHEMDAT7, a database
described in the Air Emission Models Report.3  The model determines wastewater
pollutant disposal pathways from the following wastewater treatment units:
                   Pretreatment;
                   Primary filter;
                   Trickling filter;
                   Equalization;
                   Aeration 1;
                   Aeration 2; and
                   Secondary clarifier.
The wastewater treatment trains used in the WATER? model to simulate the wastewater
treatment trains of the facilities responding to the Detailed Questionnaire consisted of a
combination of the various treatment units listed above.  The wastewater pollutant data
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and pollutant loading data used as input for WATER? model analysis were compiled
from facility responses to Section 3a of the Detailed Questionnaire.  Information on
treatment unit characteristics used as input for WATER? model analysis were compiled
from facility responses to Section 5 of the Detailed Questionnaire.  A complete
description of the WATER? model, the fate analysis, and the assumptions made for the
fate analysis is presented in the May 18, 1994 memorandum entitled WATER? Analysis
of the Fate of Organic Pollutant Loads through Pharmaceutical Facilities 4, located in
the Record for this rulemaking.

Table 12-3 presents the results of the WATER? analysis for direct dischargers, listed by
subcategory, and the corresponding estimates reported by direct dischargers responding
to the Detailed Questionnaire.  Table 12-4 presents the results of the WATER? analysis
for indirect dischargers and the corresponding estimates reported by indirect dischargers
responding to the Detailed Questionnaire.  For both direct and indirect dischargers, the
results of the WATER? analysis indicate that a significantly higher percentage of
wastewater organic constituents partition to the air than was reported by facilities
responding to the Detailed Questionnaire.  For example, Subcategory A and C indirect
dischargers estimated that approximately 90.5 million pounds of constituents present in
pharmaceutical manufacturing wastewaters in 1990 were:  1) emitted into the air from
wastewater, 2) degraded and/or destroyed, or 3) discharged to POTWs.  Of this total,
the Subcategory A and C indirect dischargers reported that approximately 4% was
emitted into the air, 59% was degraded and/or destroyed, and 37% was discharged to
POTWs. In comparison, of the 90.5 million pounds of wastewater constituents reported
by facilities, the WATER? model analysis estimated that 20% would be emitted into the
air, 36% would be degraded and/or destroyed, 43% would be discharged to POTWs, and
1% would be disposed of by sludge adsorption.

Overall, a total of 8.5 million pounds of organic pollutants were reported as emitted into
the air in 1990 from pharmaceutical manufacturing wastewaters based on summarized
Detailed Questionnaire responses.  The WATER? model estimated that approximately
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35.2 million pounds of organic pollutants were emitted into the air in 1990 from
pharmaceutical manufacturing wastewaters, four times the estimate reported by facilities
in the Detailed Questionnaire.
12.3.2
Regulatory Impact on Air Emissions
The use of in-plant steam stripping as part of the Agency's proposed regulatory options
will impact air emissions in two ways. First, priority and nonconventional pollutants that
are currently released as air emissions from wastewater at pharmaceutical manufacturing
facilities will be removed and condensed by in-plant steam stripping for recycle, reuse, or
disposal. Second, the generation of steam for steam stripping or steam stripping with
distillation options will result in increased emissions of criteria pollutants (CO, NOX,
VOC, SO2, and particulate matter). EPA's evaluation of these impacts are  described in
Sections 12.3.2.1 and 12.3.2.2 below.
12.3.2.1      Reduction in Air Emissions Due to Proposed Regulatory Options

As discussed in Section 11, the Agency is proposing effluent limitations guidelines and
standards for ammonia and organic pollutants based on the following in-plant and end-
of-pipe treatment technologies:
Subcategory
AandC
AandC
B andD
B andD
Discharge Status
Direct
Indirect
Direct
Indirect
Proposed ^^BAT/»SES T^tment Technologies for
Ch^anie PoUlitants
In-plant steam stripping followed by end-of-pipe
advanced biological treatment
In-plant steam stripping
End-of-pipe advanced biological treatment
In-plant steam stripping
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The Agency estimates that the proposed BAT and PSES options that include in-plant
steam stripping will remove organic pollutants and ammonia currently discharged as air
emissions from wastewater as follows:
Regulatory Option
BAT Option 2
BAT Option 1
PSES Option 1
PSES Option 1
Subcategory
AandC
B and D
AandC
B andD
Estiiniafed Reduction in Air
Emissions (Ibs/yr)
13.5 x 10s
(a)
17.9 x 106 (b)
3.08 x 106 (b)
(a) The Agency expects that application of advanced biological treatment for Subcategory B and D direct
dischargers will result in a minimal increase in air emissions of organic pollutants from wastewater due to the
addition of open aeration under this option.
(b) These reductions assume implementation of PSES co-proposal (1).

These reductions should occur since the proposed technology basis of in-plant steam
stripping is applied at a point prior to dilution of process wastewaters and prior to
exposure of the wastestrearris to the air.
123.2.2
Criteria Pollutant Air Emissions
EPA evaluated the impact of steam generation requirements, under regulatory options
that include in-plant steam stripping and steam stripping with distillation, on criteria
pollutant emissions. To develop this estimate, the total steam generation requirements  •
in tons of steam were estimated using the pharmaceutical cost model and it was assumed
that the  steam would be generated in industrial boilers with no emission controls.  Fifty
percent of the required boiler fuel is assumed to be low sulfur Number 6 fuel oil and the
remaining 50% supplied by natural gas.  The calculation of criteria pollutant air
emissions is presented in the December 15, 1994 calculation package entitled Calculation
of Air Emissions Related to Steam Generation.5 Table 12-5 presents an estimate of the
resultant criteria pollutant emissions.
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For those options proposed as the basis of regulation, the resultant criteria pollutant
emission total is 3,014 tons/yr or 6.03 x 106 Ibs/yr.  The Agency concludes that the air
emission and effluent reduction benefits of hazardous air pollutants, priority,
nonconventional, and conventional pollutants far outweigh the potential negative impacts
of increased emissions of criteria air pollutants.
12.4
Solid Waste Impacts
The Agency has evaluated the following solid waste impacts which would be expected
due to the application of the proposed BPT, BCT, BAT, and PSES effluent limitations
guidelines and standards:
                   The increase in dry sludge generation due to the application of
                   advanced biological treatment;
                   The increase in waste solvent generation due to the application of
                   in-plant steam stripping and in-plant steam stripping with
                   distillation; and
                   The increase in waste hydrogen chloride (HC1) due to scrubber
                   liquor generated by facilities with wastewaters containing ammonia.
These impacts are discussed below in Sections 12.4.1, 12.4.2, and 12.4.4, respectively.
Section 12.4.3 presents an overview of EPA's waste minimization and combustion
strategy including EPA's approach for clean fuels.  The Agency is not proposing any
BAT or PSES options which include activated carbon treatment and therefore there are
no solid waste impacts associated with this technology.
12.4.1
Dry Sludge Generation
Based on the responses to the Detailed Questionnaire, pharmaceutical manufacturers
generated approximately 112,000 tons of dry sludge in 1990. Table 12-6 presents the
                                       12-11

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amount of sludge (dry basis) generated in 1990 by Subcategory A and/or C and
Subcategory B and/or D direct and indirect dischargers as well as the estimated amount
of additional dry sludge that would be generated by Subcategory A and/or C and
Subcategory B and/or D direct and indirect dischargers facilities complying with the
proposed effluent limitations guidelines.

Compliance with BAT/BPT/BCT is expected to increase the mass of wastewater
treatment sludge generated by Subcategory A and/or C direct dischargers by
5,180 tons/yr, a result of increased solids generation and removal at facilities upgrading
to advanced biological treatment systems. This represents approximately a 14% increase
in the current sludge generation rate of 36,400 tons/yr for Subcategory A and/or C
direct dischargers.

Compliance with BAT/BPT/BCT is expected to increase the mass of wastewater
treatment sludge generated by Subcategory B and/or D direct dischargers by 44 tons/yr,
a result of increased solids generation and removal at facilities upgrading to  advanced
biological treatment systems.  This represents less  than a 2% increase in the current
sludge generation rate of 2,760 tons/yr for Subcategory B and/or D direct dischargers.

Compliance with BAT/BPT/BCT is anticipated to improve the quality of wastewater
treatment sludge by reducing mass loadings  of pollutants exported in sludge. The
Agency concludes that there will be no adverse non-water quality environment impacts
regarding sludge management.

No additional sludge is expected to be generated by  facilities that discharge  directly as a
result of the proposed regulations.
                                       12-12

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12.4.2
Waste Solvent Generation
Compliance with BAT for Subcategory A and/or C direct dischargers and compliance
with PSES for Subcategory A and/or C and Subcategory B and/or D indirect dischargers
is expected to increase the amount of waste solvents generated by pharmaceutical
manufacturing facilities as a result of in-plant steam stripping.  The amount of waste
solvents recovered as a result of steam stripping by Subcategory A and/or C direct
dischargers would be approximately 57,300 tons/yr or 52,000 metric tons/yr. The
amount of waste solvents recovered as  a result of steam stripping by Subcategory A
and/or C and Subcategory B and/or D indirect dischargers would be approximately
63,500 and 6,370 tons/yr, respectively or 57,600 and 5,780 metric tons/yr, respectively.
As discussed previously, the  use of in-plant steam stripping would remove a significant
amount of organic pollutants from the wastewater prior to atmospheric exposure of the
wastewater and the subsequent emission of pollutants into the air.

Organic solvent overheads generated under the proposed BAT and PSES options will
create the opportunity for additional solvent recovery or reuse in the pharmaceutical
manufacturing industry.  For example, the Agency is aware of at least one
pharmaceutical manufacturer that is currently distilling methanol from a process
wastewater stream and recycling the concentrated methanol overheads back into their
process operation. The Agency is also aware of at least two other pharmaceutical
manufacturers that steam  strip their process wastewaters and sell the solvent overheads
for profit. Where possible, facilities would be expected to recover solvents for reuse
within the process or for use in other industrial processes.

             The solvent  overheads will also have a value associated with their energy
content.  The Agency has  estimated that the energy value of the solvent overheads
generated under the proposed options will be 77.4 million kWhr/yr for Subcategory A
and/or C direct dischargers. The energy value of the solvent overheads generated by
                                       12-13

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Subcategory A and/or C and B and/or D indirect discharging facilities is estimated as
85.7 and 8.6 million kWhr/yr, respectively.
12.43
Waste Minimization and Combustion Strategy
In May 1994, the EPA Administrator announced a Draft Hazardous Waste Minimization
and Combustion Strategy that is pertinent to the pharmaceutical manufacturing industry.
The Draft Strategy provides the central framework for EPA's federal effort to maximize
the source reduction and recycling of hazardous wastes under RCRA. The Draft
Strategy focuses on a number of specific goals, including reducing the amount and
toxicity of hazardous waste that is generated, particularly when such reductions would
benefit more than one environmental medium.  The Draft Strategy also encompasses a
number of other features, including public outreach, public involvement and
environmental justice, permitting, enforcement, risk assessments, and good science.6
12.4.3.1
Waste Minimization
The Draft Strategy has both short-term and a longer-term phases.  In the short-term,
EPA will address the source reduction and environmentally sound recycling of
halogenated (and metal-bearing) combustible wastes. The longer-term effort will
encompass all RCRA hazardous wastes, taking a more comprehensive approach to how
wastes are generated and managed, and the role waste minimization can play as a
preferred "mode of management" over other forms of waste management (e.g.,
treatment, storage, and disposal).  This source reduction (waste minimization) strategy
should reduce the long-term demand for combustion and other waste management
facilities.(6) Section 7.2 presents-EPA's efforts toward increasing opportunities for
source reduction (e.g., process changes) in the pharmaceutical manufacturing industry.

The Agency also has released a draft report by the EPA Office of Solid Waste's
Definition of Solid Waste Task Force.  This report, Reengineering RCRA for
                                      12-14

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Recycling 7, presents recommendations of the Task Force to improve the regulation of
hazardous waste recycling under RCRA.  One of the recommendations of the Task
Force was that provision should be made to exempt "clean" waste-derived fuels from the
regulatory requirements of RCRA for hazardous wastes.  "Clean fuels" are fuels with "de
minimis" levels of halogens (primarily chlorine in this case) or toxic metals, especially
fuels that are characteristically hazardous only because of ignitability.  EPA will address
the recommendations of the Task Force,  including the recommendation on "clean fuels."

In the case of the pharmaceutical manufacturing industry, the volatile organic pollutants
that are generated in the largest quantities  are non-halogenated volatile organic
pollutants, including methanol, ethanol, isopropanol, and acetone. Implementation of in-
plant steam stripping technology affords the opportunity to recover these pollutants and
reuse them for their solvent  properties. In situations where reuse of solvents is not
practical, these non-halogenated pollutants  can potentially be used as "clean fuels" in
industrial boilers, such as those on-site at pharmaceutical manufacturing facilities.

Implementation  of in-plant steam stripping also affords the opportunity to recover
halogenated volatile organic pollutants (e.g., methylene chloride) for recycle in the
pharmaceutical manufacturing process. Recovered chlorinated solvents that are not of
sufficient quality for reuse in pharmaceutical manufacturing processes may be sold for
reuse in other industries.
12.4.3.2
Combustion
The Draft Strategy also addresses rigorous controls on hazardous waste combustion
facilities using best available technologies to ensure that these facilities do not impose
unacceptable risk to human health and the environment. EPA's regulatory activities are
scheduled to be directed toward upgrading technical standards for residual wastes and
emissions from hazardous waste combustion facilities, including incinerators, cement
                                        12-15

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kilns, light-weight aggregate kilns, and smelter furnaces, as well as boilers and industrial
furnaces.

EPA estimates that approximately 127,000 tons per year or 115,000 metric tons per year
of solvent waste (halogenated and nonhalogenated) would be recovered from in-plant
steam stripping at pharmaceutical manufacturing facilities.  Currently there is RCRA-
permitted capacity at commercially available facilities to incinerate in excess of 1 million
metric tons per year of solvents.  Therefore, there is adequate capacity at commercial
incinerators to combust the entire mass of solvents assuming that none would be
recovered and recycled. Again, however, it is the Agency's policy, as stated in the Draft
Waste Minimization and Combustion Strategy, that the most appropriate mode of
management for solvents removed from pharmaceutical manufacturing wastewaters by
steam stripping is recycle in the process, recycle at other facilities, or use as "clean fuels"
in boilers.
12.4.4
Waste Hydrogen Chloride Scrubber Liquor
Compliance with BAT for Subcategory A and/or C direct dischargers and compliance
with PSES for Subcategory A and/or C indirect dischargers is expected to increase the
amount of waste hydrogen chloride (HC1) scrubber liquor recovered by pharmaceutical
manufacturing facilities that generate wastewaters containing ammonia.  HC1 wet
scrubbers are used to control air emissions from steam strippers used to remove
ammonia from the wastewater.  The amount of waste scrubber  liquor generated by
Subcategory A and/or C direct dischargers would be approximately 467 tons/yr.  The
amount of waste scrubber liquor generated by Subcategory A and/or C indirect
dischargers would be approximately 706 tons/yr.
                                       12-16

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12.5
Flow Sensitivity
To evaluate the impact of process wastewater flow on nonwater quality environmental
impacts, EPA evaluated the impact on electricity and steam usage assuming a facility's
process wastewater organic load is contained in a smaller volume of flow. Table 12-7
presents a summary of the flow sensitivity analysis conducted for Subcategory A and/or
C direct dischargers under BAT Option 3 (in-plant steam stripping with distillation
followed by end-of-pipe  advanced biological treatment) and Subcategory A and/or C and
B and/or D indirect dischargers under PSES Option 2 (In-plant steam stripping with
distillation).  Under this analysis, all process wastewater is treated through end-of-pipe
biological treatment (for direct dischargers) but the organic load is assumed to  be
concentrated in a portion  of the process wastewater flow for the in-plant steam stripping
with distillation treatment. The flow sensitivity analysis shows that segregation  of high
concentration wastewaters from dilute process wastewaters could significantly reduce the
steam generation required under the proposed regulatory options which include in-plant
steam stripping with distillation and in-plant steam stripping.
12.6
Preliminary Development of Air Emission Standards
Title III of the 1990 Clean Air Act Amendments was enacted to reduce the amount of
nationwide emissions of hazardous air pollutants.  It comprehensively amended section
112 of the Clean ALT Act (CAA).

Section 112(b) lists the 189 chemicals, compounds, or groups of chemicals deemed by
Congress to be hazardous air pollutants (HAPs).  These toxic air pollutants are to be
regulated by national emission standards for hazardous air pollutants (NESHAP).
Section 112(c) requires the Administrator to use this list of HAPs to develop and publish
a list of source categories for which NESHAP will be developed.  EPA must list all
known categories and subcategories of "major sources."
                                        12-17

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The term major source is defined in paragraph 112(a)(l) to mean any stationary source
or group of stationary sources located within a contiguous area and under common
control that emits or has the potential to emit, considering controls, in the aggregate 10
tons per year (tons/yr) or more of any HAP or 25 tons/yr or more of any combination of
HAPs. The term stationary source, from section 111 of the CAA, means any building,
structure, facility, or installation that emits or may emit any air pollutant.  The term area
source, as defined in section 112(a)(2), means any stationary source of HAPs that is not
a major source.

Notice of the initial list of categories of major and area sources of HAPs was published
on July 16, 1992 (57 FR 31576), under authority of section 112(c). This notice listed
pharmaceutical manufacturing as a category of major sources of HAPs.  Notice of the
schedule for the promulgation of emission standards for the listed categories, under
authority of section 112(e), was given on December 3,  1993 (58 FR 63941).  Under this
notice, emission standards for the pharmaceutical production industry would be
promulgated no later than November  15, 1997.

Section 112(d) of the CAA directs the Administrator to promulgate emission standards
for each category of HAP  sources listed  under section  112(c).   Such standards are
applicable to both new and existing sources and must require the maximum degree of
reduction in emissions of the hazardous  air pollutants subject to this section (including a
prohibition on such emissions, where achievable) that the Administrator, taking into
consideration the cost of. achieving such  emission reduction, and any non-air quality
health and environmental impacts and energy requirements, determines is achievable for
new and existing sources in the category or subcategory to which  such emission standard
applies.  See 42 U.S.C. 7412(d)(2).

Section 112(d)(3) provides that the maximum degree of reduction in emissions that is
deemed achievable for new sources shall not be any less stringent than the emission
control that is achieved in practice by the best controlled similar  source. For existing
                                       12-18

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sources, the standards may not be less stringent than the average emission limitation
achieved by the best performing 12 percent of existing sources in each category of 30 or
more sources.

Once this minimum control level (referred to as the floor) has been determined for new
or existing sources for a category, the Administrator must set a standard based on
maximum achievable  control technology (MACT) that is no less stringent than the floor.
The Administrator may set MACT standards that are more stringent that the floor if
such standards are achievable considering the cost,  environmental, and other impacts
listed in section 112(d)(2). Such standards must then be met by all sources within the
category.

EPA is in the early stages of developing the MACT standard for pharmaceutical
facilities; the standards  will require the control of several different emission points,
including organic air emissions from  wastewater operations: EPA recently promulgated
a similar MACT standard for organic HAP emissions from the Synthetic Organic
Chemical Manufacturing Industry (SOCMI). This rule, often referred to as the
Hazardous Organic NESHAP or HON, was published on April 22, 1994 (59 FR 19402).
On January 7,  1993, EPA published amendments to the Benzene Waste Operations
NESHAP, which controls benzene emissions from wastewater operations based upon
Clean Air Act  authority predating the 1990 amendments (40 CFR Part 61 Subpart FF).

The control approach that EPA is  considering for the pharmaceutical manufacturing
industry is similar to the approach EPA used in the SOCMI HON and the Benzene
Waste Operations NESHAP to control organic air emissions from wastewater collection
and treatment  operations.  That approach consists first of identifying a subset of
wastewater streams that require control through a combination of wastewater flow rate
and concentration action levels, and  second, the control requirements for these affected
streams.  The flow rate and concentration of each wastewater stream would be
                                      12-19

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determined to reflect the characteristics at the point of generation of the wastewater
stream.

The point of generation is defined to be where each individual wastewater stream exits
production process equipment prior to any form of wastewater treatment.  The
characteristics of a wastewater stream at the point of generation are used to determine
which streams to control because this  is where the organic concentration is the highest
and the flow is the lowest.  The use of the point of generation characteristics in this way
results in the identification of the most cost effective streams for control.  If the
characteristics of the streams were determined at some point downstream of the point of
generation, there would be losses of organics due to air emissions and an increase in the
wastewater flow rate due to mixing with other wastewater streams, both of which would
result in the subsequent control of the stream being less cost effective. In addition, if
wastewater treatment were allowed before the point of generation, the treatment unit,
such as an air stripper, would not be required to have air emission control.

The flow rate action level is generally expressed as the liters per minute  of wastewater
flow.  Values of flow rate used in previous regulatory analyses range from 0.02 to 10
liters per minute.

The concentration action level is based on the "volatile organic" concentration of the
wastewater stream rather than the total concentration.  EPA has developed a test
method, Method 305 in Appendix A of 40 CFR Part 63, to determine the volatile
organic HAP concentration for use with wastewater MACT standards. The purpose of
this test method is to determine  a relative measure of the emission potential of a
typically controlled wastewater stream by measuring essentially all of an  organic HAP
compound that is likely to be emitted in significant quantities while measuring essentially
none of an organic HAP compound that is unlikely to be emitted. Previous regulatory
analyses have used an action level of  10,000 ppmw at any flow rate and coupled with a
                                        12-20

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range of action levels from 10 to 1,000 ppmw tied to a flow rate cutoff as described
above.

Examples of the use of these action levels in recent rules include the Benzene Waste
Operations NESHAP, which has action levels of 0.02 liters per minute and 10 ppmw
benzene, and the HON, which has a 10,000 ppmw volatile organic HAP concentration
action level at any flow rate coupled with an action level pair of 10 liters per minute and
1,000 ppmw volatile organic HAP concentration.

The control requirements for affected wastewater streams include managing the
identified wastewater streams in controlled units during collection and treatment to
remove or destroy the organics.  This control approach includes:  1) suppression or
control of air emissions from the point of wastewater generation to the treatment device
by installing controls on the sewer system, tanks, and containers used to transport the
wastewater; 2) treatment of the wastewater to remove  or destroy the organics; 3) control
of air emissions from the treatment device (e.g., the non-condensible air emissions from
the stripper condenser); and 4)  control or recycling of  the organics removed by the
treatment device (e.g., the condensed residuals collected by the stripper condenser).

The treatment device used as the basis for the  HON is a steam stripper, the same  device
proposed as the primary technology basis for the proposed pharmaceutical industry
limitations and standards.  The  HON requirements are performance standards, so that
any device that achieves the desired performance can be used. In addition, the HON
allows several compliance alternatives including the use of open biological treatment
units to treat the wastewater if  a controlled collection  and treatment system is used up to
the unit and the unit can be demonstrated to achieve the  required level of biological
degradation.  The  HON requires the use of the procedures outlined in Appendix C of 40
CFR Part 63 to demonstrate that the organics  are being degraded by the biological
treatment unit and not emitted  to the air.
                                       12-21

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The CAAA also requires EPA to establish Control Techniques Guideline (CTG)
documents for the states to use to develop volatile organic pollutant emissions control
plans for ozone nonattainment areas. Industrial wastewater, which includes the
pharmaceutical manufacturing industry, is one of the source categories for which EPA is
developing a CTG document (see the draft document entitled "Control of Volatile
Organic Compound Emissions from Industrial Wastewater," EPA-453/D-92-056,
September 1992; available in the record).  Based on this guidance, certain states will
write rules for volatile organic pollutant emissions  from wastewater operations at
pharmaceutical facilities located in ozone nonattainment areas. These rules are expected
to be similar to the MACT standards, except they would control additional wastewater
streams based on their potential for volatile organic pollutant emissions rather than HAP
emissions.  The concentration action level used in  the draft CTG is based on the volatile
organic concentration, which is determined by Method 25D in Appendix A of 40 CFR
part 60.

The volatile organic HAP and flow rate action levels for the MACT standard for
pharmaceutical plants have not yet been determined.  EPA has conducted a preliminary
analysis of the impacts of a set of control options (action levels) for direct and indirect
dischargers of Subcategory A and C, and Subcategory B and D based on the approaches
used in the HON.  EPA emphasizes that this analysis is still preliminary.  Wastewater
data from the  Detailed Questionnaire responses were used in the analysis; however, a
number of assumptions were made.  See the draft  document entitled "Control of Volatile
Organic Compound Emissions from Industrial Wastewater," EPA-453/D-92-056,
September 1992, for presentation of the assumptions and methodology used for this
preliminary analysis. During the development of the MACT standard, this analysis will
be refined based on new information and comments from the public.

Tables 12-8 and 12-9 summarize the results of this preliminary analysis.  Two sets of
preliminary results are presented based on two ways to evaluate the existing data for
effluent guideline Subcategory A, B, C, and D facilities. The actual results of a rule
                                       12-22

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based on any of the control options could be very different than these preliminary
impacts.  Table 12-8 presents results based on applying the controls described above to  •
wastewater streams that are equal to or greater than the identified action levels as the
streams were reported in the  Detailed Questionnaire responses. This database reflects
the characteristics of combined process area wastewater streams, not the point of
generation of the wastewater.  Table 12-9 presents results based on the same criteria, but
the Detailed Questionnaire wastewater data have been disaggregated in an attempt to
simulate the characteristics at the point of generation.   This disaggregation was
performed in the manner described in Appendix B of the draft CTG document.

The control options (action levels), which encompass different combinations of volatile
organic HAP (VOHAP) and wastewater stream flow rates, identified in both tables are
ones that were considered in  the development of the HON. All of the control options
would require control of any wastewater stream that has 10,000 ppmw or greater volatile
organic HAP concentration.  The least stringent control option identified would require
all wastewater streams with a flow of 10 liters per minute or greater and a 1,000 ppmw
or greater volatile organic HAP concentration be equipped with controls. Wastewater
streams below these criteria would not require control. Other more stringent control
options would have lower action levels and  require more wastewater streams to be
controlled. The most stringent control option shown would require all streams with a
flow of 1.0 liters per minute or greater and  a  100 ppmw or greater volatile organic HAP
concentration be controlled.

The analysis will be refined, and these results, along with other statutory criteria in the
Clean Air Act, will be considered before a MACT standard for the pharmaceutical
manufacturing industry is proposed.

It is the Agency's intent for both the effluent guidelines proposed in this document and
the MACT standards  to be proposed at a later date that upon promulgation the in-plant
technology basis of both rules will be applicable to essentially the same  high
                                       12-23

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concentration low volume process wastewater streams in which the bulk of the volatile
organic pollutants are contained, as represented preliminarily by Tables 12-8 and 12-9.
The practical effect of this approach will be that only a relatively small portion (i.e.,
substantially less than half) of all process wastewaters will require control by a treatment
device (e.g., steam stripping) to achieve both rules. EPA has been informed by the
industry that additional data will be submitted (some data have been submitted) in order
to characterize,  m greater detail than available in responses to the Detailed
Questionnaire, the individual process wastewater streams at the point of generation.
This additional data and any other information available to EPA will be considered prior
to promulgation in identifying the small portion of process  wastewater streams that
would require control of volatile organic pollutants under both the effluent limitations
guidelines and the MACT standard for this industry.
                                        12-24

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                                Table 12-2

    HAPs and Volatile Organic Pollutants Present in Pharmaceutical
                       Manufacturing Wastewaters
               HAPs
                                     Volatile Organic Pollutants
Const.
 Code
       Chemical Name
Const.
 Code
       Chemical Name
  3
 12
 15
 22
 25
 35
 37
 39
 62
 64
 67
 77
 79
 83
 87
 97
102
105
114
130
136
139
Acetonitrile
Aniline
Benzene
Bis(chloromethyl)ether
2-Butanone (MEK)
Chlorobenzene
Chloroform
Chloromethane
N,N-Dimethylaniline
N,N-Dimethylformamide
1,4-Dioxane
Ethylene glycol
Formaldehyde
Glycol ethers
n-Hexane
Methanol (Methyl alcohol)
Methylene chloride
Methyl isobutyl ketone (MIBK)
Phenol
Toluene
Triethylamine
Xylenes
  3
 10
 11
 15
 25
 26
 27
 29
 35
 37
 39
 43
 51
 58
 66
 67
 70
 71
 77
 84
 87
 94
 97
101
102
103
105
117
118
130
134
139
Acetonitrile
n-Amyl acetate
Amyl alcohol
Benzene
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
1,2-Dichloroethane
Diethyl ether
Dimethyl sulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
n-Heptane
n-Hexane
Isopropanol
Methanol
Methyl cellosolve
Methylene chloride
Methyl formate
Methyl isobutyl ketone (MIBK)
n-Propanol
Acetone
Toluene
Trichlorofluoromethane
Xylenes
                                   12-26

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                 Table 12-6
Regulatory Impact on Solid Waste Generation.

Current dry
sludge generated
(tons/yr)
BAT/BPT/BCT
Increase in dry
sludge generation
(tons/yr)
BAT/PSES
Increase in waste
solvent
generation
(tons/yr)
BAT/PSES
Increase in waste
HC1 generation
(tons/yr)
Subcategory
A and C
Direct
Dischargers
36,400
5,180
57,300
467
Subcategory
B and D
Direct
Dischargers
2,760
44


Subcategory
A and C
Indirect
Dischargers
68,500

63,500
706
Subcategory
B and D
Indirect
Dischargers
4,630

6,370

                    12-30

-------
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                                     12-33

-------
                                 REFERENCES
1.


2.


3.
4.



5.


6.



7.
U.S. Department of Commerce.  1990 Annual Survey of Manufacturers,
Statistics for Industry Groups and Industries.  M90(AS)-1, March 1992.

Test Methods for Evaluating Solid Waste, Physical/Chemical Methods,
SW-846, 3rd Edition, May 1991.

U.S. EPA, Office of Air Quality Planning and Standards.  Hazardous
Waste Treatment, Storage, and Disposal Facilities (TSDF)-Air Emission
Models. EPA-450/3-87-0, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina, December 1987.

Memorandum: WATER7 Analysis of the Fate of Organic Pollutant Loads
Through Pharmaceutical Facilities, from Radian Corporation to the Public
Record, May 18, 1994.

Calculation of Air Emissions Related to Steam Generation.  Prepared by
R. Sieber, Radian Corporation.  December 15, 1994.

U.S. EPA.  Draft Hazardous Waste Minimization  and Combustion
Strategy. EPA Report No. 530-D-94-002, U.S. Environmental Protection
Agency, Washington, D.C., May 1994.

U.S. EPA, Office of Solid Waste. Reengineering RCRA for Recycling.
U.S. Environmental Protection Agency,  Washington, D.C., April 22, 1994.
                                      12-34

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                                   SECTION 13
              BEST PRACTICABLE CONTROL TECHNOLOGY (BPT)
13.1
Introduction
Effluent limitations guidelines based on the best practicable control technology currently
available  establish quantitative limits on the direct discharge of pollutants from existing
industrial point sources. BPT effluent limitations guidelines are based upon the average
of the best existing performance, in terms of treated effluent discharged by facilities of
various sizes, ages, and unit processes within a category or subcategory. BPT effluent
limitations guidelines most commonly focus on the control of conventional and
nonconventional pollutants, but can also control priority pollutants, such as cyanide.

BPT effluent limitations guidelines are  based upon the performance  of specific
technologies, but do not require the use of any specific technology. BPT effluent
limitations guidelines are applied to individual facilities through NPDES permits issued
by EPA or authorized states under Section 402 of the CWA. The facility then chooses
its own approach to comply with its permit limitations.

In developing BPT, the Agency considers the total cost of applying the technologies in
relation to the effluent reduction benefits to be achieved from the technologies; the size
and age of equipment and facilities; the processes used; the engineering aspects of
applying various types of control techniques; process changes; and nonwater quality
environmental impacts, including energy requirements.

The Agency proposes to establish BPT effluent limitations based on in-plant cyanide
destruction and advanced  biological treatment (BPT Option 2) for Subcategories A and
C, and advanced biological treatment (BPT Option 2) for Subcategories B and D, as
discussed in Section 11.
                                        13-1

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The following information is discussed in this section:
                   Section 13.2 reviews the subcategories and the pollutants proposed
                   to be regulated by BPT and presents the proposed BPT effluent
                   limitations guidelines; and
                   Section 13.3 discusses BPT effluent limitations guidelines
                   implementation with regard to NPDES permits, point of application,
                   and monitoring and compliance issues.
13.2
Summary of the Proposed BPT Effluent Limitations Guidelines
13.2.1
Regulated Subcategories
BPT effluent limitations guidelines, as discussed in Section 7.3, are proposed for
Subcategories A, B, C, and D.  As discussed in Section 4.3, Subcategories A, B, and C
include wastewater discharges resulting from the manufacture of Pharmaceuticals by
fermentation, biological or natural extraction processes, and.chemical synthesis processes,
respectively.  Subcategory D includes wastewater discharges resulting from mixing,
compounding, and formulating of pharmaceutical products.
13.2.2
Regulated Pollutants
The proposed BPT effluent limitations guidelines establish BOD5, COD, and TSS
effluent limitations for Subcategories A, B, C, and D. In addition, cyanide is proposed to
be regulated in Subcategory A and C wastewater discharges.

The pH effluent limit, established in the 1976 Final Rule (41 FR 50676) to be the range
of 6.0 to 9.0 standard units for all subcategories, will not be amended.  As discussed in
Section 6.5, other conventional pollutants, such as fecal  coliform and oil and grease, will
not be regulated  under BPT because they are not pollutants of concern for this industry.
                                        13-2

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13.2.3
The Proposed BPT Effluent Limitations Guidelines
The proposed BPT effluent limitations guidelines for each subcategory are based on a
combination of long-term mean effluent concentrations and variability factors that
account for day-to-day variation in measured treated effluent concentrations. Long-term
means, discussed in Section 8, are target values that a facility's treatment system should
achieve on a long- term, average basis.  The variability factors, discussed in the Statistical
Support Document (1), which is located in the Administrative Record for this
rulemaking,  represent the ratio of an elevated value that would be expected to occur
only rarely to the long-term mean.  The variability factors are provided in Appendix C of
the Technical Development Document for ease of reference.  The purpose of the
variability factor is to allow for variations  in effluent concentrations that comprise the
long-term mean.  A facility that designs and operates its treatment system to achieve a
long-term mean on a consistent basis should be able to comply with the daily and
monthly limitations in the course  of normal operations.

Table 13-1 presents the proposed maximum daily and monthly average BPT effluent
limitations guidelines for end-of-pipe monitoring points for Subcategories A, B, C, and D
based on long-term mean treatment performance concentrations and associated
variability factors.

The limitations for each pollutant were calculated in the following manner. For each
available data set from best-performing advanced biological treatment systems, the long-
term mean concentration was multiplied by the 1-day and 30-day variability factors for
the data set.  This resulted in dataset specific limitations. The mean value of the dataset
specific limitations, calculated from all available datasets, was established.  The mean
value based on the 1-day variability factor is the BPT maximum limitation for any one
day, the mean value based on the 30-day variability factor is the BPT monthly average
limitation.
                                        •13-3

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13.3
Implementation of the BPT Effluent Limitations Guidelines
13.3.1
NPDES Permit
BPT effluent limitations guidelines are applied to individual facilities through NPDES
permits issued by EPA or authorized states under Section 402 of the CWA.

The proposed effluent Limitations guidelines are concentration-based and, as such, do not
regulate wastewater flow.  For in-plant effluent limitations,  the concentration-based
limitations will apply directly to applicable in-plant streams. For end-of-pipe effluent
limitations, permit writers will use a reasonable estimate of process wastewater discharge
flow and the concentration-based limitations to develop mass-based  limitations for the
NPDES permit.

"Process wastewater discharge" is defined by 40 CFR 122.2  to include wastewaters
resulting from manufacture of pharmaceutical products that come in direct contact with
raw materials, intermediate, products, and final products, and  surface runoff from the
immediate process area that has the potential to become contaminated.  Noncontact
cooling waters, utility wastewaters, general site surface runoff, groundwater, and other
nonprocess water generated on site are specifically excluded from this definition. The
appropriate process wastewater discharge flow to be used when developing mass-based
limitations must be determined by the permitting or control authority on a case-by-case
basis using current information provided by the applicant.  In cases where the permit
writer  deems the process wastewater discharge flow claimed by industry to be excessive,
he/she may develop a more appropriate process wastewater discharge flow for use in
computing the mass effluent limitations. The permit writer should review the following
items to evaluate whether process wastewater discharge flow  is excessive.
                   Component flows, to ensure that the claimed flows are, in fact,
                   process wastewater discharge flows as defined by 40 CFR 122.2.
                                        13-4

-------
                   Plant operations, to ensure that sound water conservation practices
                   are being followed. Examples include minimization of process water
                   uses and reuse or recycle of intermediate process waters or treated
                   wastewaters at the process area and in wastewater treatment
                   operations (pump seals, equipment and area washdowns, etc.).
                   The barometric condenser use at the process level. Often,
                   barometric condensers will generate relatively large volumes of
                   slightly contaminated water.  Replacing barometric condensers with
                   surface condensers  can reduce wastewater volumes significantly and
                   result in collection  of condensates that may be returned to the
                   process.
To establish an NPDES permit for a direct discharger, the permit writer should
determine the facility's subcategorization and use the corresponding concentration-based
effluent limitations as a basis for developing the mass-based limitations. The permit
writer should then use best professional judgment to determine the facility's annual
average process wastewater discharge flow (i.e., the permit writer should consider only
the sources of "process wastewater discharge," as defined previously, when determining
the annual average process wastewater discharge  flow; nonprocess wastewater discharges
should not be included). The annual average flow is defined as the average of daily flow
measurements calculated over at least a year; however, if available, three to five years of
data are preferable to obtain a representation of average daily flow. (2)

If no historical or actual process wastewater flow data  exist,  the permitting authority is
advised to establish a reasonable estimate of the facility's projected flow that would be
representative during the entire term of the permit.  This may include a request for the
facility to measure process wastewater flows for a representative period of time to
establish a flow basis.  If a plant is planning significant changes in production during the
effective period of the permit, the permitting authority may  consider establishing
multiple tiers of limitations as a function of these production changes.  Alternatively, a
permit may be modified during its term, either at the request of the permittee or another
interested party, or on EPA's initiative,  to increase or decrease the flow basis in response
                                        13-5

-------
to a significant change in production (40 CFR 124.5, 122.62).  A change in production
may be an "alteration" of the permitted activity or "new information" that could provide
the basis for a permit modification (40 .CFR 122.62(a)).

After determining the facility's annual average process wastewater flow, the permit writer
should use the annual average process wastewater discharge flow to convert the end-of-
pipe concentration-based limitations into mass-based limitations.  Below is  an example of
how to convert a concentration-based limitation into a mass-based limitation: the
conversion of the maximum monthly average discharge of TSS for a hypothetical facility
with Subcategory A and B operations. The facility's average daily wastewater (WW)
generation in gallons per day is as follows:

             •     1,000,000 gal/day of Subcategory A pharmaceutical process WW;
             •     339,000 gal/day of Subcategory B pharmaceutical process WW;
             •     2,718,000 gal/day of noncontact cooling WW; and
             •     11,000 gal/day of sanitary WW.

Totalling the amounts listed above, the facility generates approximately 4,068,000 gal/day
of wastewater. To estimate the process wastewater discharge, the permit writer should
review the component flows listed above and determine which wastewater flows can be
deemed process  wastewater discharge. In this case, only Subcategory A and B
pharmaceutical process wastewater constitute process wastewater discharge. Allowance
would not be given for noncontact cooling wastewater or sanitary wastewater. Thus, a
reasonable estimate of the process wastewater discharge for this hypothetical facility is
calculated as follows:
   Process WW discharge  = Subcategory A pharmaceutical process WW + Subcategory
                            B pharmaceutical process WW
                          = 1,000,000 GPD + 339,000 gal/day
                                        13-6

-------
                          = 1,339,000 gal/day


For Subcategory A wastewater discharges, the concentration-based effluent limitation for

the maximum daily discharge of TSS, as presented in Table 13-1, is 318 mg/L.  For

Subcategory B wastewater discharges the concentration-based effluent limitation for the

maximum daily discharge of TSS is 80 mg/L. The permit writer would  convert these

concentration-based limitations into a mass-based limitation by using the following
equation:
                                                                            (13-1)
where:
LM
Lc
F
k
mass-based effluent limitation, Ibs/day
concentration-based effluent limitation, mg/L
average Subcategory process wastewater discharge, gal/day
unit conversion factor.
For this example, the unit conversion factor, k, is used to convert from

[(mg/L)  x (gal/day)] to (Ibs/day) as follows:
 k = (mg/L) x (lL/0.264179gal) x (Ig/lOOOmg) x (lib/453.592g) x (gal/day) = 8.345 x 10
                                                                        ,-6
For the example, the mass-based maximum daily TSS limitation would be calculated
using equation (13-1) as follows:
For Subcategory A process wastewaters:
                  = (3 18 mg/L TSS) x (1,000,000 gal/day) x 8.345 x 10'6
                  = 2,654 Ibs/day TSS
                                        13-7

-------
For Subcategory B process wastewaters:
                l^ = (80mg/LTSS) x (339,000 gal/day) x 8.345 x 10'6
                1^=226 Ibs/day TSS
Thus, the mass-based maximum daily TSS limitation would be the sum of 2,654 Ibs/day
TSS and 226 Ibs/day TSS which is 2,880 Ibs/day TSS.

Limits for other end-of-pipe parameters would be calculated in a similar manner.

Additional detailed guidance on the establishment of permit limitations is available in
the Guidance for Implementing the Pharmaceutical Manufacturing Industry Regulations,
included as Appendix A.
1332
Point of Application
The proposed BPT effluent limitations guidelines for cyanide in wastewater for
Subcategory A and C operations are applicable to the in-plant cyanide-bearing
wastewater streams.  The proposed BPT effluent limitations guidelines for BOD5, COD,
and TSS for Subcategory A, B, C, and/or D direct dischargers  would be applicable to the
final effluent at the point of discharge to waters of the United States (i.e., end-of-pipe).
13.3.3
Monitoring and Compliance
The proposed BPT effluent limitations guidelines for Subcategory A, B, C, and/or D
direct dischargers require daily monitoring for BOD5, COD, and TSS. For facilities with
Subcategory A and/or C operations, cyanide-bearing wastestreams would require
monitoring on each cyanide destruction treatment batch.
                                       13-8

-------
Compliance with the proposed end-of-pipe effluent limitations guidelines should be
determined by multiplying the measured concentration of a regulated pollutant in the
effluent sample by a conversion factor and the total applicable process wastewater flow
discharged during the effluent sampling period, which is typically 24 hours. Thus, the
mass compliance value should be based on the applicable flow discharged on the day of
sampling,  not on the long-term average flow rate that provided the basis for establishing
the permit limitations and standards. The mass compliance value can be determined
using the following equation:
where:
CVM   =
PC
F
                                      = PcxFxk
                                                         (13-2)
mass compliance value, Ibs/day  -
pollutant concentration, mg/L
average applicable process wastewater discharge flow
over 24-hour sampling period, gal/day
unit conversion factor, 8.345 x 10"6.
For example, if analytical data from a 24-hour sampling period for the facility in the
above example demonstrates a TSS concentration of 70 mg/L, and the measured
applicable process wastewater flow discharged for the same 24-hour period is 4.1 million
gallons, then the plant's reported daily mass compliance value of the pollutant, using
Equation 13-2, is  2,395 Ibs/day. Similarly, the monthly average compliance value would
be calculated by averaging the available daily mass compliance values in each calendar
month.
                                        13-9

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                                    Table 13-1

   Proposed BPT Effluent Limitations Guidelines for Direct Dischargers
Subcategory '
A - Fermentation
Operations
B - Biological and
Natural Extraction .
Operations
C - Chemical Synthesis
Operations
D - Mixing,
Compounding, or
Formulating"
Operations
Pollutant or Pollutant
Property
BODS
COD
TSS
Cyanide
BOD5
COD
TSS
BODj
COD
TSS
Cyanide
BOD5
COD
TSS
Proposed BPT Effluent Limitation for End-of-Pipe
Monitoring Points (a)
Maximum for any one day
(mg/L)
137
1,100
318
0.766
37
145
80
137
1,100
318
0.766
37
145
80
Monthly Average
(mg/L)
58
628
110
0.406
11
60
27
58
628
110
0.406
11
60
27
(a)The proposed BPT limitations for cyanide apply at an in-plant location (i.e., prior to dilution with non-
cyanide-bearing wastestreams).
                                        13-10

-------
                     REFERENCES
U.S. EPA, Office of Water.  Statistical Support Document for the Proposed
Effluent Limitations Guidelines for the Pharmaceutical Manufacturing
Industry.  U.S. Environmental Protection Agency, Washington, D.C.,
February 10, 1995.

U.S. EPA, Office of Water.  Training Manual for NPDES Permit Writers.
EPA 833-B-93-003, U.S. Environmental Protection Agency, Washington,
D.C., 1993.
                         13-11

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                                   SECTION 14
                      BEST CONVENTIONAL TECHNOLOGY
14.1
Introduction
Effluent limitations guidelines based on best conventional technology establish
quantitative limits on the direct discharge of conventional pollutants from existing
industrial point sources.  In contrast to BPT guidelines, which are based on the average
of the best existing performance by a group of facilities, BCT guidelines are developed
by identifying candidate technologies and evaluating their cost-reasonableness. Effluent
limitations guidelines based upon BCT may not be less stringent than BPT effluent
limitations guidelines.  As such, BPT effluent limitations are a "floor" below which BCT
efficient limitations guidelines cannot be established. As discussed below, EPA has
developed a BCT cost test methodology to assist the Agency in determining whether it is
"cost-reasonable" for industry to control conventional pollutants at a level more stringent
than would be required by BPT effluent limitations.

The following information is presented in this section:
                   Section 14.2 discusses the Agency's general methodology for
                   detennining BCT effluent limitations for industry;
                   Section 14.3 reviews the subcategories and pollutants proposed to be
                   regulated by BCT, describes the application of the general BCT
                   methodology to the pharmaceutical manufacturing industry, and
                   presents the proposed BCT effluent limitation guidelines; and
                   Section 14.4 discusses BCT effluent limitations guideline
                   implementation.
                                       14-1

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143,
General Methodology for BCT Effluent Limitations Development
The July 9, 1986 Federal Register (51 FR 24974) presents the Agency's general
methodology for developing BCT effluent limitations guidelines. BCT effluent
limitations guidelines are based on the performance of the pollution control technology
selected as BCT.  As noted in 51 FR 24974, the first step in determining BCT is to
establish that a BCT option is technologically feasible (defined as providing conventional
pollutant control beyond the level of control provided by application of BPT).  If a BCT
option is found to be technologically feasible,  the Agency applies a two-part BCT cost
test to evaluate the "cost-reasonableness" of the BCT option. The BCT cost test consists
of a POTW  test and an industry cost-effectiveness test that the BCT option must pass to
be considered as a basis for BCT effluent limitations guidelines. The results of these
tests along with other industry-specific factors are evaluated to determine BCT. The
POTW cost  test, the industry cost-effectiveness test, and the process of BCT
determination are discussed below.
14.2.1
POTW Cost Test
The POTW cost test compares the cost-effectiveness of an industrial treatment system
upgrade to meet the BCT requirements to the benchmark cost-effectiveness of a POTW
upgrade. For a BCT option to pass the POTW cost test, the cost per pound of
conventional pollutant removed by upgrading from BPT to the BCT option at industrial
direct dischargers must be less than the cost per pound of conventional pollutant
removed by upgrading POTWs from secondary treatment to advanced secondary
treatment.  Specifically, the upgrade cost to industry must be less than the POTW
benchmark of $0.25 per pound (in 1976 dollars) for industries whose cost per pound is
based on long-term performance data (Tier I POTW benchmark), or must be less than
SO. 14 (hi 1976 dollars) per pound for industries whose cost per pound is not based on
long-term performance data (Tier II POTW benchmark).
                                       14-2

-------
As noted in 51 FR 24974, the conventional pollutants measured for removal during the
two-part BCT cost test are BOD5 and TSS. Oil and grease may be used along with
BODj and TSS to calculate pollutant removal for BCT options when deemed
appropriate for the industry and technology being evaluated.  Fecal coliform and pH are
not included in the calculations because control of these pollutants is not measurable as
"pounds removed". An acceptable interval for controlling pH is evaluated with respect to
the particular processes of a BCT option.  Generally, the acceptable pH interval for BCT
will be the  same as that for BPT.  Maintaining the acceptable interval is an inherent cost
of the BCT option and must be economically achievable and cost-reasonable (51 FR
24974).
14.2.2
Industry Cost-Effectiveness Test
To remain a viable option, a BCT option must also pass an industry cost-effectiveness
test which consists of computing a ratio of two incremental costs. The first increment is
the cost per pound of pollutant load removed by the BCT option relative to BPT; the
second increment is the cost per pound of pollutant load removed by BPT relative to no
treatment (i.e., raw wastewater).  The ratio of the two incremental costs (first cost
divided by the second cost)  is compared to an industry benchmark. The industry
benchmark is a ratio of two POTW incremental costs: (1) the cost per pound of
pollutant removed for a POTW to upgrade from secondary treatment to advanced
secondary treatment, and (2) the cost per pound of pollutant removed for a POTW to
upgrade from no treatment  to secondary treatment.  If the first ratio  (BCT option to
BPT) is lower than the industry benchmark, the BCT option passes the industry cost-
effectiveness test. The Tier I industry benchmark, for industries whose ratio is based on
long-term performance data, is 1.29. The Tier II industry benchmark, for industries
whose ratio is not based on long-term performance data, is 0.68.

In calculating the ratio of a BCT option to BPT, the Agency will consider any BCT
option cost per pound less than $0.01 to be equivalent to zero costs.  The Agency
                                       14-3

-------
believes that a BCT option with zero cost per pound of pollutant removed satisfies the
Congressional intent for cost-reasonableness.
14.2.3
BCT Determination
BCT is determined by evaluating results of both the POTW test and the industry cost-
effectiveness test as measures of cost-reasonableness. In addition, Section 304 (b)(4)(B)
of the CWA instructs the Agency to consider "other factors deemed appropriate" when
making BCT determinations; other factors are considered on an industry-specific basis.
Generally, BCT is  the most stringent technology option (i.e., the technology option that
achieves the greatest pollutant reduction) to pass both parts of the cost test.  If all BCT
options for an industry category or subcategory fail either or both of the tests, or if no
BCT option more stringent than BPT is identified, then BCT is set equal to BPT.

The owners or operators of facilities  subject to BCT are not required to use the specific
technologies selected by EPA to establish BCT, but may choose to use any combination
of process technologies and wastewater treatment to comply with NPDES permit
limitations derived from BCT effluent limitations guidelines.
14.3
BCT Effluent Limitations Guidelines Development for the Pharmaceutical
Manufacturing Industry
14.3.1
Regulated Subcategories
BCT effluent Mmitations guidelines, as discussed in Section 7.3, are being proposed for
Subcategories A, B, C, and D.
                                        14-4

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14.3.2
Regulated Pollutants
The proposed BCT effluent limitations guidelines establish BOD5 and TSS effluent
limitations. The pH effluent limitation under BCT will be the equivalent of the pH
limitation established by BPT.  An effluent limitations guideline for oil and grease will
not be proposed since oil and grease is not normally found in pharmaceutical
manufacturing waste streams.

14.3.3       Application of General BCT Methodology to the Pharmaceutical
            Manufacturing Industry

The Agency applied the general methodology for BCT effluent limitations guidelines
development to the pharmaceutical manufacturing industry subcategories. First,
technologically feasible BCT options that provide a  greater degree of conventional
pollutant control than BPT were identified.  Section 7.3.2 describes the BCT options
evaluated by the BCT determination process. After determining that the BCT options
were technologically feasible, the Agency applied the two-part BCT cost  test. The results
of the BCT cost test were used to establish the technology basis for the proposed BCT
effluent limitations guidelines.

The following  subsections discuss the BPT baseline  established for the two-part BCT cost
test, the BCT options  evaluated, the use of the pharmaceutical cost model to generate
costs for this analysis,  the two-part BCT cost test results, and the proposed BCT  effluent
limitations guidelines for the pharmaceutical manufacturing industry subcategories.
14.3.3.1
BCT Cost Test Baseline
To apply the two-part BCT cost test to the pharmaceutical manufacturing industry, a
baseline technology representing BPT was defined to serve as the comparison point for
the more stringent BCT options. The methodology for BCT determination (as
                                       14-5

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documented in 51 FR 24974) requires that this point of comparison is BPT. As
discussed in Section 13, BPT Option 2, advanced biological treatment, is the proposed
BPT Option for Subcategories A and C and Subcategories B and D.  Thus, the baseline
technology used in the two-part BCT cost test is advanced biological treatment.
14.3.3.2
BCT Options
Subcategories A and C
As described in Section 7.3.2, there are five BCT options for Subcategories A and C:
                  Option 1 = Existing Biological Treatment;
                  Option 2 = Advanced Biological Treatment;
                  Option 3 = Option 2 + Effluent Filtration;
                  Option 4 = Option 2 + Polishing Pond; and
                  Option 5 = Option 2 + Polishing Pond + Effluent Filtration.
These five BCT options are equivalent to the five BPT options for Subcategories A and
C, except for" cyanide treatment, which is not included under BCT because cyanide is not
a conventional pollutant. BCT Option 1 is equivalent to BPT Option 1 and represents a
no cost, no load removal option. BCT Option 2 is equivalent to the baseline BPT
technology proposed (BPT Option 2) and BCT Option 2 forms the comparison point for
the BCT cost test.

Subcategories B and D

As described in Section 7.3.2, there are three BCT options for Subcategories B and D:
                   Option 1 = Existing Biological Treatment;
                   Option 2 = Advanced Biological Treatment; and
                   Option 3 = Option 2 + Effluent Filtration.
                                      14-6

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These three BCT options are equivalent to the three BPT options for Subcategories B
and D.  BCT Option 1 is equivalent to BPT Option 1 and represents a no cost, no load
removal option.  BCT Option 2 is equivalent to the baseline BPT technology proposed
(BPT Option 2) and Option 2 thus forms the comparison point for the BCT cost test.
14.3.3.3
Pharmaceutical Manufacturing Cost Model
The Agency used the pharmaceutical manufacturing cost model (described in Section 10)
to calculate baseline (BPT Option 2) conventional pollutant control costs and
corresponding costs for the BCT options.  Since BCT options primarily target BOD5 and
TSS reductions, only BOD5 and TSS pollutant control costs were calculated by the cost
model.  Annualized conventional pollutant control costs for the baseline and  BCT
options were calculated in 1990 dollars using a 11.4% interest rate and a 20-year
equipment lifetime for pollution control equipment.
14.3.3.4
BCT Cost Test Results
Table 14-1 summarizes the results of the two-part BCT cost test.  All results are based
on the use of long-term performance (i.e., Tier I) data. Results of the POTW cost test
and the industry cost-effectiveness test are discussed below.

POTW Cost Test Results

Results  of the POTW cost test are summarized in the upper portion of Table 14-1.  For
Subcategory A and C direct dischargers, BCT Options 3, 4, and 5 failed the POTW cost
test.  For  Subcategory B and D direct dischargers, BCT Option 3 failed the POTW cost
test.

As an example of POTW test application, consider BCT Option 3 for Subcategory
A and C direct dischargers.  The cost of upgrading from the BPT baseline (advanced
                                       14-7

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biological treatment) to BCT Option 3 (advanced biological treatment followed by
effluent filtration) is $1,870,000 per year (in 1990 dollars). The load reduction of BOD5
and TSS achieved by upgrading to BCT Option 3 is 925,000 Ibs/yr. Thus, upgrading
from the BPT baseline to BCT Option 3 results in a ratio of 2.02 $/lb (dollars expended
to pounds of BOD5 and TSS removed). This ratio is greater than the Tier I POTW
benchmark (in 1990 dollars) of 0.56 $/lb. (The POTW benchmark of 0.56 $/lb, expressed
in 1990 dollars, was calculated using the May 1986 promulgated methodology  entitled
BCT Benchmarks: Methodology.  Analysis and Results for Calculating and Indexing BCT
POTW Benchmarks to Various Years' Dollars *.)  Since the cost per pound of pollutant
removed is greater than the POTW benchmark, BCT Option 3 for Subcategory A and C
direct dischargers failed the POTW cost test.

Industry Cost-Effectiveness Test  Results

Results of the industry cost-effectiveness test are presented in the lower portion of Table
14-1.  For Subcategory A and C direct dischargers, BCT Options 3, 4, and 5 failed the
industry cost-effectiveness test. For Subcategory B and D direct dischargers, BCT
Option 3 failed the industry cost-effectiveness test.

As an example  of industry cost-effectiveness test application, consider BCT Option 3 for
Subcategory A and C direct dischargers. From the POTW test, the incremental cost per
pound of pollutant removed associated with upgrading from the BPT baseline to BCT
Option 3 was 2.02 $/lb. • The cost of upgrading from no treatment (i.e., raw wastewater)
to the BPT baseline is $29,100,000 per year (in 1990 dollars).  The load reduction of
BODj  and TSS achieved  by upgrading from no treatment to the BPT baseline is
101,000,000 Ibs/yr.  Thus, the incremental cost per pound of pollutant load removed for
Subcategory A and C direct dischargers upgrading from no treatment to the BPT
baseline is 0.29 $/lb.  The ratio of these two incremental costs is 6.97 (i.e., 2.02 divided
by 0.29). Since this ratio (6.97) is greater than the industry benchmark of  1.29, BCT
Option 3 failed the industry cost-effectiveness test.
                                        14-8

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14.3.3.5
Conclusions
Based on the results of the two-part BCT cost test and the criteria discussed in Section
14.1.3 for BCT determination, the proposed BCT effluent limitations guidelines for
Subcategory A and C and Subcategory B and D direct dischargers are presented below.

BCT Determination for Subcategories A and C

For Subcategory A and C direct dischargers, BCT Options 3, 4, and 5 failed the two-part
BCT cost test.  Therefore, the proposed BCT is established as BCT Option 2, the
equivalent of proposed BPT. As such, the proposed BCT for Subcategories A and C
consists of advanced biological treatment.  Table 14-2 presents the proposed BCT
effluent limitations guidelines for Subcategories A and C.

BCT Determination for Subcategory B and D

For Subcategory B and D direct dischargers, BCT Option 3 failed the two-part BCT cost
test. Therefore, the proposed BCT is established as BCT Option 2, the equivalent of
proposed BPT.  As such, the proposed BCT for Subcategories B and D consists of
advanced biological treatment. Table 14-3 presents the proposed BCT effluent
limitations guidelines for Subcategory B and D direct dischargers.
 14.4
Implementation of the BCT Effluent Limitation Guidelines
The proposed BCT limitations for BOD5 and TSS are equivalent to the proposed BPT
limitations, and would be implemented in a manner similar to that described in Section
13.3.
                                       14-9

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                        Table 14-2
Proposed BCT Effluent Limitations Guidelines for Subcategory
                    A and C Discharges
Pollutant
BOD5
TSS
Proposed BCT Effluent Limitations
Maximum for Any One Day
(mg/L)
137
318
Maximum for Monthly Average
(mg/L)
58
110
                        Table 14-3

Proposed BCT Effluent Limitations Guidelines for Subcategory
                    B and D Discharges
Pollutant
BOD5
TSS
Proposed BCT Effluent Limitations
Maximum for Any One Day
(mg/L)
37
80
Maximum for Monthly Average
(mg/L):
11
27
                           14-11

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                                REFERENCES
1.
U.S. EPA. BCT Benchmarks: Methodology, Analysis, and Results for
Calculating and Indexing BCT POTW Benchmarks to Various Year's
Dollars. U.S. Environmental Protection Agency, Washington, D.C., May
1986.
                                     14-12

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                                   SECTION 15
     BEST AVAILABLE TECHNOLOGY ECONOMICALLY ACHIEVABLE (BAT)
15.1
Introduction
Effluent limitations guidelines based on the best available technology economically
achievable  establish quantitative limits on the direct discharge of priority and
nonconventional pollutants to waters of the United States. These limits are based upon
the performance of specific technologies, but do not specify which technologies must be
used to achieve compliance.  BAT effluent limitations guidelines are applied to
individual facilities through NPDES permits issued by EPA or authorized states under
Section 402 of the CWA. Each facility then chooses its own approach to comply with its
permit limitations.

The technology selected by the Agency to define the BAT performance may include end-
of-pipe treatment, process changes, and internal controls, even when these technologies
are not common industry practice. BAT performance is established for groups of
facilities with shared characteristics.  Where a group of facilities demonstrates uniformly
inadequate performance in controlling pollutants of concern, BAT may be transferred
from a different subcategory or industrial category.  Section 7 provides an overview of
the technologies assessed by the Agency.

The Agency has selected in-plant steam stripping and cyanide destruction followed by
end-of-pipe advanced biological treatment (BAT Option 2)  as the technology basis for
the proposed BAT effluent limitations guidelines for Subcategory A and/or Subcategory
C direct dischargers.  The Agency has selected  end-of-pipe advanced biological treatment
(BAT Option 1) as the technology basis for the proposed BAT effluent limitations
guidelines for Subcategory B and/or Subcategory D direct dischargers.  The rationale
behind these selections is discussed hi Section 11.
                                       15-1

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The following information is presented in this section:
                   Section 15.2 reviews the subcategories and the pollutants proposed
                   to be regulated by BAT and presents the proposed BAT effluent
                   limitations guidelines; and
                   Section 15.3 discusses BAT effluent limitations guidelines
                   implementation with regard to point of application, NPDES permits,
                   and monitoring and compliance issues.
             Summary of the Proposed BAT Effluent Limitations Guidelines
15.2.1
Regulated Subcategories
Revised BAT effluent limitations guidelines are proposed for Subcategories A, B, C, and
D.  As discussed in Section 4.3, Subcategories A, B, and C include wastewater discharges
resulting from the manufacture of pharmaceuticals by fermentation, biological or natural
extraction processes, and chemical synthesis processes, respectively.  Subcategory D
includes wastewater discharges resulting from mixing, compounding, and formulating of
pharmaceutical products.
 15.2.2
Regulated Pollutants
The proposed BAT guidelines establish effluent limitations for the priority and
nonconventional pollutants listed in Table 15-1 for direct dischargers in Subcategories A,
B, C, and D.  In addition, the proposed BAT guidelines establish effluent limitations  for
ammonia and cyanide for direct dischargers in Subcategories A and C.  Conventional
pollutants are regulated under BPT and BCT and not discussed here.
                                        15-2

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15.2.3
The Proposed BAT Effluent Limitations Guidelines
The proposed BAT effluent limitations guidelines for each subcategory are based on a
combination of long-term mean treatment performance concentrations and variability
factors that account for day-to-day variation in measured treated effluent concentrations.
Long-term mean treatment performance concentrations, discussed in Section 8, are target
values that a facility's treatment system should achieve on a long-term, average basis.
The variability factors, discussed in the Statistical Support Documentl, which is located
in the Record for this rulemaking, represent the ratio of an elevated value that would be
expected to occur only rarely to the long-term mean. The purpose of the  variability
factor is to allow for variations in effluent concentrations that comprise the long-term
mean. A facility that designs and operates its treatment system to achieve a long-term
mean on a consistent basis should be able to comply with the daily and monthly
limitations in the course of normal operations.

Tables 15-2 and 15-3 present the proposed maximum daily and monthly average BAT
effluent limitations guidelines for  Subcategory A and C operations, and Subcategory B
and D operations, respectively.  These proposed limitations were determined by
multiplying the long-term means (LTMs) for each subcategory by the respective
pollutant's 1-day and 4-day variability factors (VFs). Note  that a 4-day variability factor
is used for the proposed BAT limitations while a 30-day variability factor  is used for the
proposed BPT limitations.  This results from the recommended daily monitoring
frequency to show compliance with the proposed BPT BOD5, COD, and TSS limitations
and the weekly monitoring frequency to show compliance with the proposed BAT
limitations.

The proposed regulation for the pharmaceutical manufacturing industry presents
analytical method minimum levels in Section 439.1 (g). These values apply to those
limitations and standards set at ND.  For ease of use, the tables presented in this section
                                        15-3

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present the analytical method minimum level in parentheses for those limitations and
standards set at ND.
15.3
Implementation of the BAT Effluent Limitations Guidelines
The proposed BAT effluent limitations are dependent on the type of manufacturing
operations at each pharmaceutical manufacturing facility. The proposed effluent
limitations for wastewater from Subcategory A and C operations are numerically
different than the proposed effluent limitations for wastewater from Subcategory B and
D operations. The proposed BAT Effluent Limitations Guidelines for Subcategory A
and C operations are presented in Table 15-2.  The proposed BAT Effluent Limitations
Guidelines for Subcategory B and D operations are presented in Table 15-3.

As noted hi Section 7, EPA is not proposing but is considering use of Best Management
Practices (BMPs) to  reduce discharges from leaks and spills of process chemicals and
materials. These materials include organic solvents (some of which are ignitable) that
contribute to air emissions and to effluent discharges and off-specification products which
may upset biological treatment systems.  BMPs may offer the opportunity to reduce these
discharges and air emissions while concurrently increasing utilization of consumable
materials. Suggested details on BMPs being considered for  the pharmaceutical
manufacturing industry are presented in Appendix B.
15.3.1
Establishing List of Pollutants for Compliance Monitoring
If final effluent limitations are promulgated as proposed, permit limitations would be
established and compliance monitoring required for each regulated pollutant listed on
Table  15-1 generated or used at a pharmaceutical manufacturing facility. Limitations
and routine compliance monitoring would not be required for regulated pollutants not
generated or used at a facility. A determination that regulated pollutants are not
generated or used would be based on a review of all raw materials used and an
                                        15-4

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assessment of all chemical processes used, considering resulting products and by-
products.  The determination that a regulated pollutant is not generated or used would
need to be confirmed by annual chemical analyses of wastewater from each monitoring
location. Such confirmation would be provided by an analytical measurement of a non-
detect value.
15.3.2
Point of Application
The proposed BAT limitations for cyanide presented in Table 15-2 are applicable to
those wastewaters from Subcategory A and C operations known or believed to contain
cyanide.  Compliance monitoring for cyanide would occur in plant, prior to dilution or
mixing with any non-cyanide-bearing wastewater.  In-plant monitoring would be required
to prevent compliance through dilution with non-cyanide-bearing wastewater.

The proposed BAT effluent limitations for ammonia (applicable to Subcategories A and
C), and the organic pollutants listed in Tables  15-2 and Table 15-3 are end-of-pipe
limitations  and would be applicable to the final effluent at the point of discharge to
waters of the-United States. This compliance point is identical to the point used to
demonstrate compliance with the proposed BPT effluent limitations guidelines.

EPA also is soliciting comments and data on whether limits for  the 12 most strippable
priority and nonconventional organic pollutants should be applied at an in-plant
monitoring point (e.g., following steam stripping and prior to dilution with other process
and non-process wastewaters not containing these pollutants in treatable quantities and
prior  to end-of-pipe biological treatment systems). The limits EPA would propose for
this in-plant monitoring point are found in Table 2-8.
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153.3
Permit Limitations
EPA expects that permit limitations for cyanide at in-plant locations based on the
proposed BAT limitations would be concentration-based, and would not be converted to
a mass basis. Table 15-2 lists these proposed concentration-based limitations, which
apply only to Subcategories A and C.  A concentration basis should be used because  it
offers a direct benchmark to assess whether the in-plant control technology is achieving
the intended BAT level.  In-plant wastestreams that require control may be generated or
treated on a variable, batch basis.  In such a setting, mass-based permit limitations are
difficult to establish accurately, and compliance is hindered because the permitted facility
cannot make a direct measurement to determine if its control technology is performing
at the required level.  Concentration-based permit limitations  eliminate these problems
and offer a direct measure to both the permitting authority and the permitted facility
that BAT performance levels are being achieved.

End-of-pipe permit limitations based on the proposed BAT limitations for ammonia  (for
Subcategories A and C) and organic constituents would be mass-based unless the
maximum, for any one day limitation is non-detect (ND).  In such a case, the permit
would specify that all measured values should be non-detect values.  Non-detect values
are concentration-based measurements reported below the minimum level that  can be
reliably measured by the analytical method for the  pollutant.  The minimum level is  the
level at which an analytical system gives recognizable signals and an acceptable
calibration point.  Minimum levels for all regulated pollutants are specified in
Table 18-7.

If final effluent limitations are promulgated as proposed, permit writers would use a
reasonable estimate of process wastewater discharge flow and the concentration-based
limitations listed in Table 15-2 to develop mass-based limitations for the NPDES permit.
"Process wastewater discharge" is defined by 40 CFR 122.2 to include wastewaters
resulting from pharmaceutical products manufacturing that come in direct contact with
                                        15-6

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raw materials, intermediate products, and final products, and surface runoff from the
immediate process area that has the potential to become contaminated. Noncontact
cooling waters, utility wastewaters, general site surface runoff, groundwater, and other
nonprocess water generated on site are specifically excluded from this definition. The
appropriate process wastewater discharge flow to be used when developing mass-based
limitations must be determined by the permitting or control authority on a case-by-case
basis using current information provided by the applicant. In cases where the permit
writer deems the process wastewater discharge flow claimed by industry to be excessive,
he/she may develop a more appropriate process wastewater discharge flow for use in
computing the mass-based limitations. The permit writer should review the following
items to evaluate whether process wastewater discharge flow is excessive:
                   Component flows, to ensure that the claimed flows are, in fact,
                   process wastewater discharge flows as defined by 40 CFR 122.2.
                   Plant operations, to ensure that sound water conservation practices
                   are being followed.  Examples  include mirdmizing process water
                   uses and reusing or recycling intermediate process waters or treated
                   wastewaters at the process area and in wastewater treatment
                   operations  (pump seals, equipment and area washdowns, etc.).
                   The barometric condenser use at the process level. Often,
                   barometric condensers will generate relatively large volumes of
                   slightly contaminated water. Replacing barometric condensers with
                   surface condensers can reduce wastewater volumes significantly and
                   result in  collection of condensates that may be returned to the
                   process.
Once the permit writer has reviewed the permit application, best professional judgment
should be used to determine the facility's annual average process wastewater discharge
flow (i.e., the permit writer should consider only the sources of "process wastewater
discharge," as defined previously, when determining the annual average process
wastewater discharge flow; nonprocess wastewater discharges should not be included).
The annual average flow is defined as the average of daily flow measurements calculated
                                        15-7

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over at least a year; however, if available, three to five years of data are preferable to
obtain a representation of average daily flow.2

If no historical or actual process wastewater flow data exist, the permitting authority is
advised to establish a reasonable estimate of the facility's projected flow that is expected
to be representative during the entire term of the permit. If a plant is planning
significant production changes during the effective period of the permit, the permitting
authority may consider establishing multiple tiers of limitations as a function of these
production changes. Alternatively, a permit may be modified during its term, either at
the request  of the permittee  or another interested party, or  on EPA's initiative, to
increase or  decrease the flow basis in response to a significant change in production (40
CFR 124.5,  122.62). A change in production may be  an "alteration" of the permitted
activity or "new information" that could provide the basis for a permit modification (40
CFR 122.62(a)).

After determining the facility's annual average process wastewater flow, the permit writer
would use this flow to convert the concentration-based limitations into mass-based
limitations for ammonia and organic constituents for control at the end-of-pipe.  The
following example shows how a permit writer would establish daily maximum limits for a
facility that  generates wastewater from Subcategory B and C operations. The
hypothetical faculty's  average daily wastewater generation (gal/day), the constituents in
each stream, and the  concentrations (mg/L) of each constituent are shown below.
Wastestream
1
2
3
Wastewater
Source
Subcategory B
Process Flow
Subcategory C
Process Flow
Noncontact
Cooling Water
Flow
(gal/day)
2,000
30,000
10,000
Pollutants
Methanol
Methanol
tert-Butyl Alcohol
Chlorobenzene
None
: Concentration
(mg/L)
250
500
100
2
—
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To estimate process wastewater discharge flow, the permit writer should review the
component flows listed above and determine which wastewater flows can be deemed
process wastewater discharge.  In this example, only Subcategory B and C wastewater
discharges constitute process wastewater discharge flow. Thus, a reasonable estimate of
the process wastewater discharge flow for this example facility is 32,000 gal/day.

The limitations for chlorobenzene, methanol, and tert-butyl alcohol would be applied to
the final effluent. The proposed Subcategory B and Subcategory C maximum daily
limitations for chlorobenzene are both ND. Therefore, the permit limitation for
chlorobenzene would be concentration-based and would be ND for all measurements.
While the maximum daily limitation for methanol is ND for Subcategory C, the proposed
limitation for Subcategory B is 6.60 ^tg/L.  A limitation for the combined effluent would
be calculated by using a numerical value equal to the minimum level for the  Subcategory
C wastewater. This calculation is shown in the example below.

The concentration-based limitations  for methanol and tert-butyl alcohol would be
converted to mass-based limitations using the annual average daily process wastewater
discharge flow, 32,000 gal/day. This conversion can be calculated using the following
equation:
where:
             LM
             Lc
             F
             k
mass-based effluent limitation, Ibs/day
concentration-based effluent limitation, mg/L
average process wastewater discharge, gal/day
unit conversion factor, (L x lbs)/(gal x  mg).
                                                                           (15-1)
                                       15-9

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For this example, the unit conversion factor, k, is used to convert from
[(mg/L)  x (gal/day)] to (Ibs/day) as follows:

 k = (1L/0.264179 gal) x (Ig/lOOOmg) x (llb/453.592g) = 8.345 x W6 (L x lbs)/(gal x mg)
For this example, the mass-based maximum daily limitations for methanol and tert-butyl
alcohol would be calculated using Equation 15-1:
Methanol:
              Stream 1 1^ = (6.66 mg/L)  x (2,000 gal/day) x 8.345 x 10'6 = 0.11  lbs/da^
              Stream 21^ = (3.18 mg/L)  x (30,000  gal/day)  x 8.345  x  10'6 = 0.80 Ibs/dz
              Total I^j = 0.91 Ibs/day methanol
Tert-butyl alcohol:
              Stream
                        ^ = (3.98 mg/L)  x (2,000 gal/day) x 8.345 x 10'6 = 0.07 Ibs/day
              Stream 2 1^ = (0.668 mg/L)  x (30,000 gal/day)  x 8.345 x 10'6 = 0.17 Ibs/c
              Total L^j = 0.24 Ibs/day tert-butylalcohol
Thus, the maximum daily limitations for methanol and tert-butyl alcohol would be 0.91
Ibs/day and 0.24 Ibs/day, respectively. The monthly average limitations would be
calculated in a similar manner and are shown below.
                                       15-10

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Methanol:
              Stream  1 1^ = (3.18 mg/L)  x (2,000 gal/day) x  8.345 x 10'6 = 0.05  Ibs/day
              Stream  21^ = (3.18 mg/L)  x (30,000 gal/day) x 8.345  x 10'6 = 0.80 Ibs/day
              Total L^ = 0.85 Ibs/day methanol
Tert-butyl alcohol:
              Stream
                        ^, = (1.69 mg/L)  x (2,000 gal/day) x  8.345 x 10'6 = 0.03  Ibs/day
              Stream 21^ = (0.284 mg/L)  x (30,000 gal/day)  x 8.345 x 10'6 = 0.07 Ibs/day
              Total L^ = 0.10 Ibs/day tert-butylalcohol
The monthly average limitations for methanol and tert-butyl alcohol would be
0.85 Ibs/day and 0.10 Ibs/day, respectively.

There are no mass allowances for noncontact cooling water.  Additional detailed
guidance on the establishment of permit limitations is available in the Guidance for
Implementing the Pharmaceutical Manufacturing Industry Regulations, included as
Appendix A.
15.3.4
             Monitoring and Compliance
Compliance monitoring for ammonia and all regulated organic constituents should be
performed weekly.  The list of pollutants for which monitoring would be required
includes all regulated constituents listed in Table 15-1 generated or used in
pharmaceutical manufacturing processes at the facility.  Based on the proposed
limitations, monitoring of ammonia and organic constituents generated or used in
pharmaceutical manufacturing processes would occur prior to  discharge to waters of the
United States.  Monitoring for cyanide based on the proposed cyanide limitations would
be performed prior to commingling or dilution with non-cyanide bearing wastewater.
                                       15-11

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Monitoring should be conducted at a minimum of once for every treated batch of
cyanide-bearing wastewater from Subcategory A and C process operations.

Compliance with the proposed effluent limitations guidelines for cyanide, if finalized,
should be determined by comparing the concentration of cyanide with the daily
maximum concentration-based limitation listed in Table 15-2. The monthly average
concentration should be calculated by averaging the available measurements taken in
each calendar month. Concentrations equal to or less than the concentrations listed in
Table 15-2 would be in compliance.

Compliance with mass-based permit limitations for pollutants monitored prior to
discharge to waters of the United States should be determined by multiplying the
measured concentration of a regulated pollutant in the effluent sample by a conversion
factor and the total wastewater flow at the monitoring location during the effluent
sampling period, which is typically 24 hours.  Thus, the mass compliance value should be
based on the total flow discharged on the day of sampling, not on the long-term average
process water flow rate that provided the  basis for establishing the permit limitations and
standards.  The mass compliance value can be determined using the following equation:
                                    M = Pr x F x k
                                    M    C
                                                               (15-2)
where:
CVM
PC
F
mass compliance value, Ibs/day
pollutant concentration, mg/L
total wastewater discharge flow through the monitoring point
over 24-hour sampling period, gal/day
unit conversion factor, 8.345 x 10'6 (L x lbs)/(gal x mg).
For example, if analytical data from a 24-hour sampling period for a particular plant
demonstrates a pollutant concentration of 5.0 mg/L, and the measured flow discharged
through the monitoring point for the same 24-hour period is 0.600 million gallons, then
                                       15-12

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the plant's reported daily mass compliance value of the pollutant, using Equation 15-2, is
25.0 Ibs/day. Similarly, the monthly average compliance value would be calculated by
averaging the available daily mass compliance values in each calendar month.

For pollutants where the permit limitations are non-detect values, compliance is
demonstrated by having all concentration-based measurements be below the minimum
level that can be -reliably measured by the analytical method for the pollutant.  Minimum
levels for all pollutants proposed to be regulated in this rulemaking are specified in
Table 18-7.

The list of pollutants for which  monitoring would be required should be updated based
on consideration of raw material and process changes throughout the facility and an
annual scan for cyanide and all pollutants listed in Table 15-1. After promulgation of a
final rule for this industry, the annual scan should be performed at  the compliance
monitoring point(s) to identify any regulated pollutants in the wastewater.  Permit
monitoring and compliance should be required at all monitoring locations for all
pollutants detected at any locations.
                                       15-13

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                                    Table 15-1
               Pollutants Proposed to be Regulated Under BAT
Priority Pollutants , '" ' .
Benzene
Chlorobenzene
Chloroform
Chloromethane (Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
Nonconyentional Pollutants
Acetone
Acetonitrile
Ammonia (a)
Arayl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Chemical Oxygen Demand (COD)
Cyclohexane
Dicthylaminc
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl Sulfoxide
1.4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
Cyanide (a)

Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde .
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Petroleum naphtha
Polyethylene glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
(a) Ammonia and cyanide are proposed to be regulated in Subcategories A and C only.
                                        15-14

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             Table 15-2
Proposed BAT Effluent Limitations for
   Subcategory A and C Operations
Pollutant or Pollutant Property
Cyanide
Proposed BAT Effluent Limitations for In-Plant Monitoring Points
Maximum for any 1 day
M?/L
766
Monthly Average
>g/L
406
Pollutant or Pollutant Property
Acetone
Acetonitrile
Ammonia
n-Amyl Acetate
Amyl Alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chemical Oxygen Demand (COD)
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
o-Dichlorobenzene
1,2-Dichloroethane
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
.:!.'"•• ' ' Points ;:'.' • "-' •:•'"' •• • ' -...' '•
Maximum for any 1 day
pg/L
ND (50)
ND (5,000)
4,850
105
668
10
ND (10)
202
87
ND (500)
668
1,100,000
ND (10)
ND (10)
ND (50)
ND(5)
ND(10)
100
Monthly Average
• •".--. •':' '••'•• /tg/k
ND(50)
ND (5,000)
3,230
45
ND (500)
10
ND(10)
86
37
ND(500)
284
628,000
ND(10)
ND (10)
ND(50)
ND(5)
ND (10)
35
                15-15

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 Table 15-2




(Continued)
Pollutant or Pollutant Property
Diethylamine
Diethyl Ether
Dimethylamine
N,N-Dimethylacetamide
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Ethylene Glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Cellosolve
Methyl Formate
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
Points
Maximum for any 1 day
Atg/L
ND (50,000)
574
ND (50,000)
ND (50)
50
45
ND (20,000)
220
ND (3,180)
105
ND (100,000)
1,480
ND (100,000)
2,670
ND (10)
ND (10)
1,370
ND (200)
87
574
ND (3,180)
ND (50,000)
ND (20,000)
105
Monthly Average
«?/L
ND (50,000)
244
ND (50,000)
ND (50)
50
19
ND (20,000)
94
ND (3,180)
45
ND (100,000)
623
ND (100,000)
1,140
ND (10)
ND(10)
581
ND (200)
37
244
ND (3,180)
ND (50,000)
ND (20,000)
ND (100)
    15-16

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                                         Table 15-2

                                        (Continued)
Pollutant or Pollutant Property
Methylene Chloride
MIBK
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
Points
Maximum for any 1 day
«/L
ND (10)
ND(10)
50
ND (10)
25
4,870
ND (3,180)
10
910
ND (10)
ND(10)
ND (50,000)
ND(10)
Monthly Average
PS/L
ND (10)
ND (10)
50
ND (10)
14
2,070
ND (3,180)
10
264
ND (10)
ND (10)
ND (50,000)
ND (10)
ND - Non-detect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                             15-17

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             Table 15-3
Proposed BAT Effluent Limitations for
   Subcategory B and D Operations
Pollutant or Pollutant Property
Acetone
Acetonitrile
n-Amyl Acetate
Amyl Alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chemical Oxygen Demand (COD)
Chlorobenzene
Chlorofonn
Chloromethane
Cyclohexane
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
N,N-Dimethylacetamide
Dimethylamine
NtN-DimethylaniHne
N,N-Dimethylformamide
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Ethylene Glycol
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
Points
Maximum for any I day
Mg/L
413
ND (5,000)
3,000
3,980
10
40
202
500
ND (500)
3,980
145,000
ND (10)
22
206
ND (5)
ND (10)
438
ND (50,000)
4,870
ND (50)
ND (50,000)
50
45
ND (20,000)
220
ND (3,180)
3,000
ND (100,000)
Monthly Average
H8/L
178
ND (5,000)
1,280
1,690
10
17
86
500
ND (500)
1,690
59,900
ND (10)
13
87
ND(5)
ND(10)
152
ND (50,000)
2,070
ND(50)
ND (50,000)
50
19
ND (20,000)
94
ND (3,180)
1,280
ND (100,000)
                15-18

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                                         Table 15-3
                                        (Continued)
Pollutant or Pollutant Property
Formaldehyde
Form amide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Cellosolve
Methylene Chloride
Methyl Formate
MIBK
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamme
Xylenes
Proposed BAT Effluent Limitations for End-of-Pipe Monitoring
Points
Maximum for any 1 day
P8/L
1,480
ND (100,000)
3,000
ND(10)
ND(10)
1,370
1,120
500
4,870
6,660
ND (50,000)
ND (20,000)
1,420
3,000
119
50
40
25
4,870
3,980
10
15,000
40
599
ND (50,000)
ND (10)
Monthly Average
0g/L
623
ND (100,000)
1,280
ND(10)
ND (10)
581
476
500
2,070
ND (3,180)
ND (50,000)
ND (20,000)
• 357
1,280
51
50
17
14
2,070
ND (3,180)
10
4,350
17
322
ND (50,000)
ND (10)
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                             15-19

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                     REFERENCES
U.S. EPA, Office of Water.  Statistical Support Document for the Proposed
Effluent Limitations Guidelines for the Pharmaceutical Manufacturing
Industry.  U.S. Environmental Protection Agency, Washington, D.C.,
February 10, 1995.

U.S. EPA, Office of Water.  Training Manual for NPDES Permit Writers.
EPA 833-B-93-003, U.S. Environmental Protection Agency, Washington,
D.C, 1993.
                          15-20

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                                   SECTION 16
               NEW SOURCE PERFORMANCE STANDARDS (NSPS)
16.1
Introduction
The basis for new source performance standards under Section 306 of the CWA is the
best available demonstrated technology.  Industry has the opportunity to design and
install the best and most efficient process operations and wastewater treatment systems
at new pharmaceutical manufacturing facilities. Accordingly, Congress directed EPA to
consider the best demonstrated alternative processes, process changes, in-plant control
measures, and end-of-pipe wastewater treatment technologies that reduce pollution to
the maximum extent feasible. In response to that directive, and as with the development
of options for the proposed BAT effluent limitations guidelines, EPA considered effluent
reductions attainable by the most advanced treatment technologies at pharmaceutical
manufacturing facilities.

NSPS establish quantitative limits on the direct discharge of conventional, priority, and
nonconventional pollutants to waters of the United States. These standards are based
upon the performance of specific advanced technologies, but do not specify which
technologies must be used to achieve compliance. NSPS are applied to individual
facilities through NPDES permits issued by EPA or authorized states under Section 402
of the CWA. Each facility then chooses its own approach to complying with its permit
limitations.

NSPS apply to all new sources in the pharmaceutical manufacturing industry. The
NPDES permit regulations define the term "new source" at 40 CFR 122.2 and 122.29.
According to these regulations, to be "new", a source must:
                                       16-1

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                   Be constructed at a site at which no other source is located;
                   Totally replace the process or production equipment that causes the
                   discharge of pollutants at an existing source; or
                   Be a process substantially independent of an existing source at the
                   same site, considering the extent of integration with the existing
                   source and the extent to which the new source is engaged in the
                   same general type of activity as the existing source.
The Agency has selected in-plant steam stripping with distillation and cyanide destruction
followed by end-of-pipe advanced biological treatment (NSPS Option 1) as the
technology basis for the proposed NSPS for Subcategories A and C.  The performance
level of the advanced biological treatment system component of NSPS for subcategories
A and C reflects the one best performing advanced biological treatment system at a
facility with both subcategory A and C operations.  The Agency has selected in-plant
steam stripping with  distillation followed by end-of-pipe advanced' biological treatment
(NSPS Option 2) as the technology basis for the proposed NSPS for Subcategories B and
D.  The performance level of the advanced biological treatment system component of
NSPS for Subcategories B and D is the one best performing advanced biological
treatment system of a facility with Subcategory D operations. The rationale behind  these
selections is discussed in Section 11.

The following information is presented in this section:
                   Section 16.2 reviews the subcategories and the pollutants proposed
                   to be regulated by NSPS and presents the proposed NSPS; and
                   Section 16.3 discusses NSPS implementation with regard to point of
                   application, permit limitations, and monitoring and compliance
                   issues.
                                        16-2

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16.2
Summary of the Proposed NSPS
16.2.1
Regulated Subcategories
Revised NSPS are proposed for Subcategories A, B, C, and D. As discussed in Section
4.3, Subcategories A, B, and C include wastewater discharges resulting from the
manufacture of pharmaceuticals by fermentation, biological or natural extraction
processes, and chemical synthesis processes, respectively.  Subcategory D includes
wastewater discharges resulting from mixing, compounding, and formulating of
pharmaceutical products.
16.2.2
Regulated Pollutants
The proposed NSPS establish effluent limitations for the conventional, priority, and
nonconventional pollutants listed in Table 16-1 for direct dischargers in Subcategories A,
B, C, and D.  In addition, the proposed NSPS establish effluent limitations for cyanide
and ammonia for direct dischargers in Subcategories A and C.
16.2.3
NSPS
The proposed NSPS for each subcategory are based on a combination of long-term mean
effluent values and variability factors that account for day-to-day variation in measured
treated effluent concentrations.  Long-term means, discussed in Section 8, are target
values that a facility should achieve on a long-term, average basis.  The variability
factors, discussed in the Statistical Support Documentl, which is located in the
Administrative Record for this rulemaking, represent the ratio of an elevated value that
would be expected to occur only rarely to the long-term mean.  The variability factors
are also  provided in Appendix C of this document for ease of reference.  The purpose of
the variability factor is to allow for variations in effluent concentrations that comprise
the long-term mean.  A facility that designs  and operates its treatment system to achieve
                                        16-3

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a long-term mean on a consistent basis should be able to comply with the daily and
monthly limitations in the course of normal operations.

Table 16-2 presents the proposed maximum daily and monthly average NSPS for in-plant
and end-of-pipe monitoring points for Subcategory A, and C operations.  Table 16-3
presents the proposed maximum daily and monthly average NSPS for end-of-pipe
monitoring points for Subcategory B and D operations.

The proposed regulation for the pharmaceutical manufacturing industry presents
analytical method minimum levels in Section 439.1 (g).  These values apply to those
limitations and standards set at ND.  For ease of use, the tables presented in this section
present the analytical method minimum level in parentheses for those limitations and
standards set at ND.

The pH effluent limit, established in the 1976 Final Rule (41 FR 50676) to be the range
of 6.0 to 9.0 standard units for all subcategories, is not being revised.
16.3
Implementation of NSPS
As noted in Section 7, EPA is not proposing but is considering use of Best Management
Practices (BMPs) to reduce discharges from leaks and spills of process chemicals and
materials. These materials include organic solvents (some of which are ignitable) that
contribute to  air emissions and to effluent discharges and of-specification products which
may upset biological treatment systems.  BMPs may offer the opportunity to reduce these
discharges and air emissions while concurrently increasing utilization of consumable
materials. Suggested details on BMPs being considered for the pharmaceutical
manufacturing industry are presented in Appendix B.
                                       16-4

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16.3.1
Establishing List of Pollutants for Compliance Monitoring
If final new source performance standards are promulgated as proposed, permit
limitations  would be established and compliance monitoring required for each pollutant
listed on Table 16-1 generated or used at a pharmaceutical manufacturing facility.
Limitations and routine compliance monitoring would not be required for regulated
pollutants not generated or used at a facility.  A determination that regulated pollutants
are not generated or used would be based on a review of all raw materials used and an
assessment of all chemical processes used, considering resulting products and by-
products. The determination that a regulated pollutant is not generated or used would
need to be  confirmed  by annual chemical analyses of wastewater from each monitoring
location. Such confirmation would be provided by an analytical measurement of a non-
detect value.
16.3.2
Point of Application
The proposed NSPS for ammonia (applicable to Subcategories A and C) and organic
pollutants listed in Tables 16-2 and Table 16-3 are end-of-pipe standards and would be
applicable to the final effluent at the point of discharge to waters of the United States.
EPA also is soliciting comments and data on whether limits for the 12 most strippable
priority and non-conventional organic pollutants should be applied at an in-plant
monitoring point (e.g., following steam stripping and prior to dilution with other process
and non-process wastewaters not containing these pollutants in treatable quantities and
prior to end-of-pipe biological treatment systems). The limits EPA would propose for
this in-plant monitoring point are found in Table 2-8.  The proposed NSPS for cyanide,
presented in Table 16-2, are applicable to Subcategories A and C.  Compliance
monitoring for cyanide would occur in plant, prior to dilution or mixing with any non-
cyanide-bearing wastewater. In-plant monitoring would be required to prevent
compliance through dilution with non-cyanide-bearing wastewater.
                                        16-5

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16.3.3
Permit Limitations
If final new source performance standards are promulgated as proposed, permit
limitations for cyanide at in-plant locations should be concentration-based, and would not
be converted to a mass basis. The proposed concentration-based standards for cyanide
are listed hi Table 16-2.  A concentration basis should be used because it offers a direct
benchmark to assess whether the in-plant control technology is achieving the intended
NSPS level. In-plant wastestreams that require control may be generated or treated on a
variable, batch basis.  In such a setting, mass-based permit limitations are difficult to
establish accurately, and compliance is hindered because the permitted facility cannot
make a direct measurement to determine if its control technology is performing at the
required level.  Concentration-based permit limitations eliminate these problems and
offer a direct measure to both the permitting authority and the permitted facility that
NSPS performance levels are being achieved.

Permit limitations for ammonia, conventional, and nonconventional organic pollutants
that EPA proposed to control at end-of-pipe should be mass-based  unless the maximum
for any  one day limitation is non-detect (ND).  In such a case, the permit should specify
that all  measured values should be non-detect values.  Non-detect values are
concentration-based measurements reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. The minimum level is the
level at which an analytical system gives recognizable signals and an acceptable
calibration point. Minimum levels for all regulated pollutants are specified in Table
18.7.

Permit writers would use a reasonable estimate of process wastewater discharge flow and
the concentration-based standards listed hi Tables 16-2 and 16-3 to  develop mass-based
permit limitations for the NPDES permit.  Section  15.3.3 presents guidance regarding
how a reasonable estimate of process wastewater discharge flow would be established
after final NSPS are adopted.
                                        16-6

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The following example shows how a permit writer would establish daily maximum limits
for a facility with wastewaters from Subcategories B and C process operations.  The
hypothetical facility's average daily wastewater generation (gal/day), the pollutants in
each stream, and the concentrations (mg/L) of each constituent are as follows:

Wastestream

1


2

3
Wastewater
Source

Subcategory B
Process Flow


Subcategory C
Process Flow

Noncontact
Cooling Water

Flow (gal/day)

2,000


30,000

10,000

Pollutants
Methanol
BOD
COD
TSS
Methanol
Aniline
BOD
COD
TSS
None
Concentration
(mg/L)
250
2,100
3,000
250
500
20
800
1,800
130

To estimate process wastewater discharge flow, the permit writer should review the
component flows listed above and determine which wastewater flows can be deemed
process wastewater discharge.  In this example, only Subcategory A and B wastewater
discharges constitute process wastewater discharge flow.  Thus, a reasonable estimate of
the process wastewater discharge flow for this example facility is 32,000 gal/day.

All limitations would be applied to the  final effluent. The concentration-based standards
for methanol and aniline are listed in Tables 16-2 and 16-3 for subcategories C and B,
respectively.  Note that they are the same for both subcategories.  The standards for
aniline would be converted to mass-based permit limitations using the annual average
                                        16-7

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daily process wastewater discharge flow, 32,000 gal/day.  This conversion can be
calculated using the following equation:
where:
LM
LC
F
k
mass-based effluent limitation, Ibs/day
concentration-based effluent limitation, mg/L
average process wastewater discharge, gal/day
unit conversion factor, (L x lbs)/(gal x mg).
                                                                            (16-1)
For this example, the unit conversion factor, k, is used to convert from
[(mg/L) x (gal/day)] to (Ibs/day):

 k = (1 L/0.264179 gal) x (1 g/1000 mg) x (1 lb/453.592 g) = 8.345 x 10'6 [(L x lbs)/(gal x mg) j


For this example, the mass-based maximum daily and monthly average limitations for
aniline would be calculated using Equation 16-1:
  Maximum daily:
          = (0.010 mg/L) x (32,000 gal/day) x 8.345 x 10'6 [(L x lbs)/(gal x mg)]
          = 0.0027 Ibs/day aniline
  Monthly average:
          = (0.004 mg/L) x (32,000 gal/day) x 8.345 x 10'6 [(L xlbs)/(gal x mg)]
          = 0.0011 Ibs/day aniline
The Subcategory B and the Subcategory C maximum daily limitations for methanol are
ND.  Therefore, the permit limitation for  methanol should be ND for all measurements.
                                        16-8

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The proposed NSPS for BOD5, COD, and TSS would also be applied to the final
effluent at the point of discharge to waters of the United States.  An example calculation
of permit limitations for BOD5 follows.  The  concentration-based standards for BOD5
would also be converted to mass-based permit limitations using Equation 16-1.
However, the concentration-based effluent limitation, L0 for BOD5 would be determined
from the different limitations set for Subcategory B (from Table 16-3)  and Subcategory C
(from Table 16-2) wastewaters using the following equation:
where:
       Lc
             Fc
             F
              B + C
                          _(LBxFB)+(LcxFc)
                                                                           (16-2)
                                         • B + C
                       combined concentration-based effluent limitations, (mg/L)
                       concentration-based effluent limitation for Subcategory B
                       wastewater, mg/L
                       concentration-based effluent limitation for Subcategory C
                       wastewater, mg/L
                       flow of Subcategory B wastewater, gal/day
                       flow of Subcategory C wastewater, gal/day
                       flow of Subcategory B wastewater and Subcategory C
                       wastewater, gal/day.
For this- example, the mass-based maximum daily limitation for BOD5 would be
calculated using Equations 16-1 and 16-2:
BOD: L= f (34 mg/L x
5: LM= f
                = 16 Ibs/day BOD5
                                  (*2™i/L * 30.000 gal/day) j x (32,000 gal/day) x (8.345 x
There are no mass allowances for noncontact cooling water. The monthly average
permit limitation for BOD5, and limitations for COD and TSS would be calculated in a
                                       16-9

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similar manner. Additional detailed guidance on establishing permit limitations is
available in the Guidance for Implementing the Pharmaceutical Manufacturing Industry
Regulations included as Appendix A.
16.3.4
Monitoring and Compliance
Compliance monitoring for the proposed NSPS for BODS, COD, TSS, and pH, if
finalized, should be performed daily.  Similarly, compliance monitoring for ammonia (for
subcategories A and C) and all regulated organic constituents, based on final NSPS, in
wastewater should be performed weekly. The list of pollutants for which EPA proposes
to require monitoring includes all regulated constituents listed in Table 16-1 generated
or used hi pharmaceutical manufacturing processes at the facility.  Under the proposed
NSPS, monitoring for BOD5, COD, TSS, pH, ammonia, and organic constituents
generated or used hi pharmaceutical manufacturing processes would occur at the point of
discharge to waters of the United States. Similarly, monitoring for cyanide for
Subcategories A and C would be performed prior to commingling or dilution with non-
cyanide bearing wastewater.  If final NSPS for cyanide are promulgated as proposed,
monitoring should be conducted at a minimum of once for every treated batch of
cyanide-bearing wastewater from Subcategory A and C process operations.

Compliance with the standards for cyanide, if promulgated as proposed, should be
determined by comparing the concentration of cyanide with the daily maximum
concentration-based limitation listed in Table 16-2. The monthly average concentration
should be calculated by averaging the available measurements taken in each calendar
month.  Concentrations equal to or less than the concentrations listed in Table 16-2
would be hi compliance.

Compliance with mass-based permit limitations for pollutants monitored prior  to
discharge to waters of the United States should be determined by multiplying the
measured concentration of a regulated pollutant in the effluent sample by a conversion
                                      16-10

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factor and the total wastewater flow at the monitoring location during the effluent
sampling period which is typically 24 hours. Thus, the mass compliance value should be
based on the total flow discharged on  the day of sampling, not on the long-term average
process water flow rate that provided the basis for establishing the permit limitations and
standards.  The mass compliance value can be determined using the following equation:
                                 CVM=PCxFxk
where:       CVM  =     mass compliance value, Ibs/day
                         pollutant concentration, mg/L
             CVM

             PC
             F
                         total wastewater discharge flow through the monitoring point
                         over 24-hour sampling period, gal/day
                         unit conversion factor, 8.345 x 10"6.
For example, if analytical data from a 24-hour sampling period for a particular plant
demonstrates a pollutant concentration of 5.0 mg/L, and the measured flow discharged
through the monitoring point for the same 24-hour period is 0.600 million gallons, then
the plant's reported daily mass compliance value of the pollutant, using Equation 16-3, is
25.0 Ibs/day. Similarly, the monthly average compliance value would be calculated by
averaging the available daily mass compliance values in each calendar month.

For pollutants where the permit limitations are non-detect values, compliance  would be
demonstrated by having all concentration-based measurements be below the minimum
level that can be reliably measured by the analytical method for the pollutant. Minimum
levels for all regulated pollutants are specified in Table 18-7.

The list of pollutants for which EPA proposes to require monitoring should be updated
based on consideration of raw material and process changes throughout the facility and
an annual scan for cyanide and all regulated pollutants in Table 16-1.  The annual scan
                                       16-11

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should be performed at the compliance monitoring point(s) to identify any regulated
pollutants in the wastewater. Permit monitoring and compliance should be required at
all monitoring locations for all pollutants detected at any locations.
                                       16-12

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                  Table 16-1
Pollutants Proposed to be Regulated Under NSPS
Conventional Pollutants
BOD5
TSS
Priority Pollutants
Benzene
Chlorobenzene
Chloroform
Chloromethane (Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
Cyanide (a)
Nonconventional Pollutants
Acetone
Acetonitrile
Ammonia (a)
Amyl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane
Diethylamine
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl Sulfoxide
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Petroleum naphtha
Polyethylene glycol 600
n-Propanol
Pyridine
                     16-13

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                                      Table 16-1




                                     (Continued)
Nonconventional Pollutants (cont)
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
COD (Chemical Oxygen Demand)
(a) Cyanide and ammonia are proposed to be regulated for Subcategories A and C only.
                                         16-14

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                   Table 16-2
Proposed NSPS for Subcategory A and C Operations
Pollutant or Pollutant Property
Cyanide
Proposed NSPS for In-Plant Monitoring Points
Maximum for any 1 day
Atg/L
766
Monthly Average
^g/L
406
Pollutant or Pollutant Property
Acetone
Acetonitrile
Ammonia
Amyl Alcohol
n-Amyl Acetate
Aniline
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Ethylene Glycol
Proposed NSPS for End-of-Pipe Monitoring Points
Maximum for any 1 day
Ag/t
ND (50)
ND (5,000)
4,850
. ND (500)
14
10
ND (10)
144
11
ND (500)
ND (100)
ND (10)
ND (10)
ND(50)
ND (5)
ND (10)
13
ND (50,000)
74
ND (50)
ND (50,000)
50
45
ND (20,000)
ND(50)
ND (3,180)
14
ND (100,000)
Monthly Average
pg/L
ND (50)
ND (5,000)
3,230
ND(500)
6
4
ND(10)
61
ND(5)
ND(500)
ND (100)
ND (10)
ND (10)
ND (50)
ND(5)
ND(10)
ND (10)
ND (50,000)
ND (50)
ND(50)
ND (50,000)
45
19
ND (20,000)
ND(50)
ND (3,180)
ND (10)
ND (100,000)
                      16-15

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                                         Table 16-2
                                        (Continued)

Pollutant or Pollutant Property
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
MEBK
Methanol
Methylamine
Methyl Cellosolve
Methylene Chloride
Methyl Formate
2-Methylpyridine-
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
BODj (mg/L)
COD (mg/L)
TSS (mg/L)
Proposed NSPS for Erid-of-Pipe Monitoring Points
Maximum for any 1 day
«/t-
1,480
ND (100,000)
53
ND (10)
ND(10)
304
ND (200)
11
74
ND (10)
ND (3,180)
ND (50,000)
ND (20,000)
ND (10)
ND (100)'
50
ND (10)
25
4,870
ND (3,180)
10
910
ND (10)
ND(10)
ND (50,000)
ND (10)
62
781
87
Monthly Average
Atg/L
623
ND (100,000)
ND (50)
ND (10)
ND (10)
129
ND (200)
ND(10)
32
ND (10)
ND (3,180)
ND (50,000)
ND (20,000)
ND(10)
ND(IOO)
45
ND(10)
14
2,070
ND (3,180)
10
264
ND (10)
ND(10)
ND (50,000)
ND(10)
29
538
43
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                             16-16

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                   Table 16-3
Proposed NSPS for Subcategory B and D Operations
Pollutant or Pollutant Property
Acetone
Acetonitrile
n-Amyl Acetate
Amyl Alcohol
Aniline.
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
N,N-Dimethylacetamide
N,N-Dimethylaniline
N,N-Dimethylformamide
Dimethylamine
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Ethylene Glycol
Formaldehyde
Formamide
Furfural
Proposed NSPS for End-ofrPipe Monitoring Points
Maximum for any 1 day
•• • . '/'•'• ' mfc -'.""'.'••'.'•' "
ND (50)
ND (5,000)
14
ND (500)
10
ND (10)
144
11
ND(500)
ND (100)
ND (10)
ND (10)
ND(50)
ND (5)
ND(10)
13
ND (50,000)
74
ND(50)
50
45
ND (50,000)
ND (20,000)
ND (50)
ND (3,180)
14
ND (100,000)
1,480
ND (100,000)
53
'•'•"' Monthly Average
.;•.. • - '' mft*
ND(50)
ND (5,000)
6
ND(500)
4
ND (10)
61
ND(5)
ND (500)
ND (100)
ND(10)
ND(10)
ND(50)
ND (5)
ND (10)
ND'(IO)
ND (50,000)
ND (50)
ND(50)
45
19
ND (50,000)
ND (20,000)
ND(50)
ND (3,180)
ND (10)
ND (100,000)
623
ND (100,000)
ND(50)
                      16-17

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                                         Table 16-3
                                        (Continued)
Pollutant or Pollutant Property
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
MBBK
Methanol
Methylamine
Methyl Cellosolve
Methyl Formate
Methylene Chloride
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofiiran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
BOD5 (mg/L)
COD (mg/L)
TSS (mg/L)
Proposed NSPS for End-of-Pipe Monitoring Points
Maximum for any 1 day ;
*«g/k
ND (10)
ND (10)
304
ND (200)
11
74
ND (10)
ND (3,180)
ND (50,000)
ND (20,000)
ND (100)
ND(10)
50
ND (10)
25
4,870
ND (3,180)
10
910
ND(10)
ND (10)
ND (50,000)
ND (10)
34
.60
40
Monthly Average
0g/L
ND (10)
ND (10)
129
ND (200)
ND(10)
32
ND (10)
ND (3,180)
ND (50,000)
ND (20,000)
ND(IOO)
ND(10)
45
ND (10)
14
2,070
ND (3,180)
10
264
ND(10)
ND (10)
ND (50,000)
ND(10)
10
24
12
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
                                             16-18

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                                 REFERENCES
1.
U.S. EPA, Office of Water.  Statistical Support Document for the Proposed
Effluent Limitations Guidelines for the Pharmaceutical Manufacturing
Industry.  U.S. Environmental Protection Agency, Washington, B.C.,
February 10, 1995.
                                     16-19

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                                  SECTION 17

      PRETREATMENT STANDARDS FOR EXISTING SOURCES (PSES) AND
           PRETREATMENT STANDARDS FOR NEW SOURCES (PSNS)
17.1
Introduction
Pretreatment standards for existing sources are designed to prevent the discharge of
pollutants which pass through, interfere with, or are otherwise incompatible with the
operation of POTWs.  The CWA requires pretreatment for pollutants that pass through
POTWs in amounts that would exceed direct discharge effluent limitations or limit
POTW sludge management alternatives, including the beneficial use of sludges on
agricultural lands.  EPA also determines that there is pass-through of a pollutant if the
pollutant exhibits significant volatilization prior to treatment by POTWs.  Pretreatment
standards are to be technology-based and analogous to the BAT for removal of priority
and nonconventional pollutants.

Section 307(c) of the  CWA requires EPA to promulgate pretreatment standards for new
sources at the same time that it promulgates NSPS.  New indirect discharging facilities,
like new  direct discharging facilities, have the opportunity to incorporate the best
available demonstrated technologies, including process changes, in-plant control
measures, and end-of-pipe wastewater treatment technologies that reduce pollution to
the maximum extent feasible. Pretreatment standards for new sources (see Section 16
for a discussion of the definition of new source) are to be technology-based and
analogous to the NSPS for the removal of priority and nonconventional pollutants.

The owners or operators of facilities subject to PSES or PSNS are not required to use
the specific process technologies and wastewater treatment technologies selected by EPA
to establish the  PSES or PSNS, but may choose to use any combination of process
                                       17-1

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technologies and wastewater treatment to comply with permit limitations derived from
the PSES or PSNS.

The Agency has selected in-plant steam stripping and cyanide destruction (PSES
Option 1) as the technology basis for the proposed PSES for Subcategory A and C
operations. The Agency has selected in-plant steam stripping (PSES Option 1) as the
technology basis for the proposed PSES for Subcategory B and D operations.  For PSNS,
the Agency has selected in-plant steam stripping with distillation and cyanide destruction
(PSNS Option 1) as the proposed technology basis for the proposed PSNS for
Subcategory A and C operations. The Agency also selected in-plant steam stripping with
distillation (PSNS Option 1)  as the proposed PSNS for Subcategory B and D operations.
The rationale behind these selections is discussed in Section  11.

The following information is presented in this section:
                   Section 17.2 reviews the subcategories regulated by PSES and PSNS,
                   the results of the Agency's POTW pass-through analysis to
                   determine pollutants proposed to be regulated by PSES and PSNS,
                   and presents the proposed PSES and PSNS; and
                   Section 17.3 discusses PSES and PSNS implementation with regard
                   to point of application,  permit limitations, and monitoring and
                   compliance issues.
17.2
Summary of the Proposed PSES and PSNS
17.2.1
Regulated Subcategories
Revised PSES and PSNS are proposed for Subcategories A, B, C, and D.  As discussed
in Section 4.3, Subcategories A, B, and C include wastewater discharges resulting from
the manufacture of Pharmaceuticals by fermentation, biological or natural extraction
processes, and chemical synthesis processes, respectively. Subcategory D includes
                                       17-2

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discharges resulting from mixing, compounding, and formulating of pharmaceutical
products.
17.2.2
POTW Pass-Through Analysis
Based on currently available data and information, the Agency evaluated POTW pass-
through for those pollutants proposed for regulation as listed in Sections 6.6 and 6.7. In
determining whether a pollutant is expected to pass through a POTW, the Agency
assessed the following:
                   Whether the pollutant would be volatilized from conveyance
                   systems, equalization or other treatment units or POTW head works
                   which are open to the  atmosphere;
                   Whether the nation-wide average percentage of a pollutant removed
                   by well-operated POTWs achieving secondary treatment is less than
                   the percentage removed by the BAT model treatment system; or
                   Whether there are any specific instances of POTW interference,
                   upset, or pass through known to the Agency as being caused by the
                   pollutants proposed  for regulation.
The uncontrolled transfer of a pollutant from water to air through volatilization does not
constitute treatment. Therefore, the Agency has determined that those pollutants
proposed for regulation that will undergo significant volatilization from conveyance
systems, equalization, or other treatment units or POTW head works that are open to
the atmosphere pass through POTWs and should be regulated by pretreatment
standards.  Pollutants with a Henry's Law constant equal to or greater than 2.7 x 10~6
atm/gmole/m3 undergo significant volatilization and are considered to pass through
POTWs for this reason. The list of organic pollutants that EPA has determined pass
through POTWs based on this criteria are shown in Table 17-1,
                                       17-3

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The Agency also made a comparison of the nation-wide average percentage of a
pollutant removed by well-operated POTWs achieving secondary treatment to the
percentage removed by the BAT model treatment systems.  Pollutants are considered to
pass through POTWs if the average percentage removal by the BAT model treatment
systems is greater than the average percentage removed by well-operated POTWS. The
Agency evaluated the percentage removed by the BAT model treatment systems using
the Detailed Questionnaire data submitted by direct dischargers and the long-term mean
treatment performance concentrations developed for the BAT treatment technologies as
discussed in Section 8. The major source of the nation-wide average percentage of a
pollutant removed by well-operated POTWs achieving secondary treatment was the
Domestic Sewage Study.  (1)  The list of organic pollutants that EPA has determined
pass through POTWs based on this  criteria are shown in Table 17-1.

The Agency has reviewed responses received from a pharmaceutical outreach
questionnaire sent by EPA/EAD in February 1993 to selected POTWs whose wastewater
influents  include pharmaceutical facility sources.  These responses were reviewed to
identify pharmaceutical candidate pollutants that may be causing interference, upsets, or
pass-through at POTWs.  In addition, data collected by EPA from the Syracuse POTW
and data submitted previously to EPA by the  Syracuse POTW were also reviewed for
evidence of pollutants that may cause POTW interference,  upset, or pass through.  Based
on these  reviews, POTW personnel have reported POTW interference or upset by
discharges from pharmaceutical facilities of ammonia, tetrahydrofuran, and dimethyl
sulfoxide.

EPA does not have sufficient data at this time to determine whether acetonitrile,
polyethylene glycol 600, or COD pass through POTWs.  Pending collection of additional
data, EPA is not proposing pretreatment standards for acetonitrile, polyethylene glycol
600, or COD at this time. With regard to the priority pollutant cyanide, EPA found that
this pollutant passes through POTWs because the removal  of cyanide by the BAT
cyanide destruction system is significantly greater than the documented removals by well-
                                       17-4

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operated POTWs achieving secondary treatment. Ammonia (aqueous) is also considered
to pass through because most POTWs do not have nitrification capability that is part of
the BAT model treatment system and therefore will not achieve as much ammonia
removal as the BAT model treatment system. For a detailed discussion of the Agency's
POTW pass-through analysis see the memorandum entitled, "POTW Pass-Through
Analysis for the Pharmaceutical Manufacturing Industry" (2) which is located in the
Record for this rulemaking.

Based on the pass through analysis,  the Agency has arrived at two alternate
determinations of POTW pass-through. The Agency is putting forward two proposals for
PSES and PSNS based on these alternate pass-through determinations.  Under co-
proposal (1), based  on the data and information currently available, EPA has determined
that the 50 organic pollutants listed  in Table 17-1 pass through POTWs. Under co-
proposal (2), the Agency is considering a finding that 33 of the less volatile priority and
nonconventional pollutants do not pass through.. EPA has developed co-proposal  (2)
because of concerns expressed by industry representatives that EPA's pass-through
analysis supporting co-proposal (1) may not be correct for some of the 33 less volatile
priority and nonconventional pollutants.
17.2.3
Regulated Pollutants
Co-proposal (1) establishes PSES and PSNS standards for the priority and
nonconventional pollutants listed in Table 17-2 for indirect dischargers in Subcategories
A, B, C, and D.  Co-proposal (2) establishes PSES and PSNS standards for the priority
and nonconventional pollutants listed in Table  17-3 for indirect discharges in
Subcategories A, B, C, and D.

The proposed regulation for the pharmaceutical manufacturing industry presents
analytical method minimum levels in Section 439.1 (g).  These values apply to those
limitations and standards set at ND.  For ease of use, the tables presented in this section
                                       17-5

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present the analytical method minimum level in parentheses for those limitations and
standards set at ND.

There are five organic pollutants that were found to pass through POTWs that are not
treatable by the proposed PSES technology basis of steam stripping or the PSNS
technology basis of steam stripping with distillation. These pollutants are formaldehyde,
N,N-dimethyl formamide, N,N-dimethyl acetamide, ethylene glycol, and dimethyl
sulfoxide and EPA has not proposed pretreatment standards for them at this time. One
technology which might serve as the basis for pretreatment of these five pollutants is
package biological treatment of selected wastestreams.  In the proposed rule, the Agency
has solicited  data on the performance of this technology or others  for treating these five
nonstrippable pollutants.  Based on a review of any new treatment performance data
collected or received by the Agency for these pollutants, EPA may develop pretreatment
standards at a later date.  PSES and  PSNS for these five pollutants are currently
reserved.
17.2.4
PSES and PSNS
The proposed PSES and PSNS for each subcategory are based on a combination of long-
term mean treatment performance concentrations and variability factors that account for
day-to-day variation in measured treated effluent concentrations. Long-term mean
treatment performance concentrations, discussed in Section 8, are target values that a
facility should achieve on a long-term, average basis. The variability factors, discussed in
the Statistical Support Document (3), which is located in the Record for this
rulemaking, represent the ratio of an elevated value that would be expected to occur
only rarely to the long-term mean.  The purpose of the variability factor is to allow for
variations in effluent concentrations that comprise  the long-term mean. Variability
factors are provided in Appendix C for reference purposes. A facility that designs and
operates its treatment system to achieve a long term mean on a consistent basis should
                                        17-6

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be able to comply with the daily and monthly limitations in the course of normal
operations.

The proposed technology basis, and hence the proposed PSES, are the same for each of
the four pharmaceutical manufacturing subcategories.  The same is true for PSNS. The
only difference between Subcategories A and C and Subcategories B and D is the
absence of proposed ammonia and cyanide standards for Subcategories B and D.  The
proposed PSES under co-proposal (1) are presented in Table 17-4.  The proposed PSES
under co-proposal (2)  are presented in Table 17-5. The proposed PSNS under co-
proposal (1) are presented in Table 17-6. The proposed PSNS under co-proposal (2) are
presented  in Table 17-7. These proposed standards were determined by multiplying the
long-term  mean treatment performance concentrations for the selected treatment
technology bases by the respective 1-day and 4-day variability factors (VFs).
17.3
Implementation of the PSES and PSNS
As noted in Section 7, EPA is not preparing but is considering use of Best Management
Practices (BMPs) to reduce discharges from leaks and spills of process chemicals and
materials. These materials include organic solvents (some of which are ignitable) that
contribute to air emissions and to effluent discharges and off-speciation products which
may upset biological treatment systems. BMPs may offer the opportunity to reduce these
discharges and air emissions while concurrently increasing utilization of consumable
materials. Suggested details on BMPs being considered for the pharmaceutical
manufacturing industry are presented in Appendix B.
17.3.1
Establishing List of Pollutants for Compliance Monitoring
If final PSES and PSNS are adopted as proposed, permit limitations would be
established and compliance monitoring required for each regulated pollutant listed on
Table 17-2 or 17-3 generated or used at a pharmaceutical manufacturing facility
                                       17-7

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(depending upon which co-proposal is promulgated).  Limitations and routine
compliance monitoring would not be  required for regulated pollutants not generated or
used at a facility. A determination that regulated pollutants are not generated or used
would be based on a review of all raw materials used and an assessment of all chemical
processes used, considering resulting products and by-products.  The determination that a
regulated pollutant is not generated or used would need to be confirmed by annual
chemical analyses of wastewater from each monitoring location.  Such confirmation
would be provided by an analytical measurement of a non-detect value.
17.3.2
Point of Application
PSES and PSNS under co-proposals (1) and (2) for wastewaters from Subcategory A, B,
C, and D operations are applicable at both in-plant process area discharge points and at
end-of-pipe discharge points, as denoted in Tables 17-4 through 17-7 depending upon the
pollutant being regulated.

The in-plant monitoring points should be placed prior to dilution by nonprocess
wastewater, commingUng with other process wastestreams not containing the regulated
pollutants at treatable levels,  and any conveyance, equalization, or other treatment units
which are open to the atmosphere.  In-plant monitoring is required to prevent
compliance through dilution by significant wastewater flows from other portions of the
facility that do not contain these pollutants, and to prevent cross-media transfer of these
pollutants from wastewater to the atmosphere during collection,  equalization, and POTW
biological treatment. The end-of-pipe monitoring point should be placed prior to
discharge to the POTW sewer system.

The proposed PSES and PSNS for cyanide are applicable to those wastewaters from
Subcategory A and C operations. Compliance monitoring for cyanide should occur in
plant, prior to dilution or mixing with any noncyanide-bearing wastewater.  EPA
                                        17-8

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proposes to require in-plant monitoring to prevent compliance through dilution with
noncyanide-bearing wastewater.
17.3.3
Permit Limitations
If final PSES and PSNS are promulgated as proposed, EPA expects that permit
limitations for cyanide and organic constituents at in-plant locations would be
concentration-based, and not converted to a mass basis.  Proposed concentration-based
limitations are listed in Tables 17-4 and 17-5 for PSES, and Tables 17-6 and  17-7 for
PSNS. A concentration basis should be used because it offers a direct benchmark to
assess whether the in-plant control technology is  achieving the intended PSES and PSNS
levels. In-plant wastestreams that require control may be generated or treated on a
variable, batch basis.  In such a setting, mass-based permit limitations are difficult to
establish accurately, and compliance is hindered because the permitted facility cannot
make a direct measurement to determine if its control technology is performing at the
required level.  Concentration-based permit limitations eliminate these problems and
offer a direct measure to both the permitting authority and the permitted facility that
PSES and PSNS performance levels are being achieved.
                                              0
Permit limitations for ammonia (for Subcategories A and C) and organic constituents
that are controlled at the final effluent should be mass-based unless the maximum for
any one day limitation is ND.  In such a case the permit should specify that all measured
values should be non-detect values.

Non-detect values are concentration-based measurements reported below the minimum
level that can be reliably measured by the analytical method for the pollutant.  The
minimum level is the level at which an analytical system gives recognizable signals and
an acceptable calibration point.  Minimum levels for all pollutants proposed to be
regulated are specified in Table  18-7.
                                        17-9

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If final PSES and PSNS are promulgated as proposed, permit writers would use a
reasonable estimate of process wastewater discharge flow and the concentration-based
standards listed in Tables 17-4 through 17-7 to develop mass-based permit limitations.
Section 15.3.3 presents guidance regarding how a reasonable estimate of process
wastewater discharge flow would be established after final PSES and PSNS are adopted.

The following example shows how a permit writer would establish daily maximum limits
for a facility with wastewaters from Subcategory C and D process operations.  The
hypothetical facility's average daily wastewater generation (gal/day), the pollutants in
each stream,  and the concentrations (mg/L) of each constituent are as follows:
; Wastestream
1
2
3

Wastewater
Source
Subcategory C
Process Flow
Subcategory D
Process Flow
Noncontact
Cooling Water
Flow
(gal/day)
20,000
8,000
5,000

Pollutants
Acetone
Pyridine
Toluene
Ethanol
Toluene
None

Concentration
(mg/L)
50
2
5
100
2
—

To estimate process wastewater discharge flow, the permit writer should review the
component flows listed above and determine which wastewater flows can be deemed
process wastewater discharge.  In this example, only Subcategory C and D wastewater
discharges constitute process wastewater discharge flow.  Thus, a reasonable estimate of
the process wastewater discharge flow for this example facility is 28,000 gal/day.

Under co-proposal (1) for PSES, the limitation for toluene would be applied at in-plant
locations, immediately following treatment of process wastewater streams 1 and 2, prior
to any dilution, commingHng with'other process wastestreams not containing the
regulated pollutants at treatable levels, and any conveyance, equalization, or other
                                       17-10

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treatment units which are open to the atmosphere.  The maximum daily limitation for
toluene is concentration-based, and is 0.198 mg/L (from Table 17-4).  The monthly
average limitation for toluene is 0.148 mg/L.

The limitations for acetone, ethanol, and pyridine under co-proposal (1) for PSES would
be applied to the final effluent.  The concentration-based limitations for these three
pollutants would be converted to mass-based limitations using the annual average daily
process wastewater discharge flow, 28,000 gal/day.  This conversion can be calculated
using the following equation:
                                    =  Lc x F x K
                                                                 (17-1)
where:
LM
Lc
F
K
mass-based effluent limitation, Ibs/day
concentration-based effluent limitation, mg/L
average process wastewater discharge, gal/day
unit conversion factor, (L x lbs)/(gal x nag).
For this example, the unit conversion factor, k, is used to convert from [(mg/L)  x
(gal/day)] to (Ibs/day) as follows:
 K = (mg/L) x
                     1 L
                              x
                                    1 Ib
                 0.264179 gal    1,000 mg    453.592 g
                               x (gal/day) = 8.345 x  10
                                                                    ,-6
For this example, the mass-based maximum daily and monthly average limitations for
acetone would be calculated using Equation 17-1:
                                       17-11

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Maximum daily limitation:

               L. = (31.4 mg/L) x  (28,000 gal/day)  x 8.345 x  10'6  [  L, X lbs  ]
                M                                                   [ gal  x mg J
                  = 7.34 Ibs/day acetone
Monthly average limitation:
                  =  (9.69 mg/L) x  (28,000 gal/day)  x 8.345 x  10'6  f
 L X lbs
gal x mg
                  = 2.26 Ibs/day acetone
The limitations for ethanol and pyridine can be calculated in a similar manner.

Under co-proposal (2) for PSES, there would be no limitations for acetone, ethanol, and
pyridine, but toluene would-still have in-plant limitations.  The limitations for toluene
would be the same as those shown for co-proposal (1) for PSES.

Under co-proposal (1) for PSNS, the limitations for acetone, ethanol, and toluene would
be applied at in-plant locations, immediately following treatment of wastewater streams 1
and 2, prior to any dilution, commingling with other process wastestreams not containing
the regulated pollutants at treatable levels, and any conveyance, equalization, or other  .
treatment units which are open to the atmosphere.  The maximum daily limitations for
acetone, ethanol, and toluene are concentration-based, and are 1.19 mg/L, 8.69 mg/L,
and 0.184 mg/L, respectively.  The monthly average limitations are 0.600 mg/L, 3.22
mg/L, and 0.135 mg/L, for acetone, ethanol, and toluene, respectively (from Table 17-6).

The limitations for pyridine under co-proposal  (1) for PSNS would be applied to the
final effluent.  The concentration-based limitations  for pyridine would be converted  to
                                       17-12

-------
 mass-based limitations using the annual average daily process wastewater discharge flow,
' 28,000 gal/day.  This conversion can be calculated using Equation 17-1 as shown below:
 Maximum daily limitation:
                   = (1.00 mg/L) x  (28,000 gal/day)  x 8.345 x  10

                   = 0.23 Ibs/day pyridine
                                                         L x  Ibs
                                                        gal  x mg
 The monthly average limitation for pyridine would be the same as the maximum daily
 limitation, since the concentration standards for the maximum for any one day and the
 monthly average are the same.

 Under co-proposal (2) for PSNS, there would be no limitations for acetone, ethanol, and
 pyridine, but toluene would still have in-plant limitations. The limitations for toluene
 would be the same as those shown for co-proposal (1) for PSNS.

 There are no mass allowances for noncontact cooling water under PSES or PSNS.
 Additional detailed guidance  on the establishment of permit limitations is available in
 the Guidance for Implementing the Pharmaceutical Manufacturing Industry Regulations,
 included as Appendix A.
 17.3.4
Monitoring and Compliance
 The list of pollutants for which monitoring would need to be performed includes all
 constituents from Subcategory A, B, C, and D operations listed in Table 17-2 or 17-3
 generated or used by a facility's pharmaceutical manufacturing processes (depending
 upon which co-proposal is promulgated). Based on the proposed PSES and PSNS,
 monitoring of those constituents generated or used in any pharmaceutical manufacturing
 processes at the facility would occur at every in-plant control point. Compliance
                                       17-13

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monitoring for ammonia and all other regulated organic constituents would be
performed at a minimum on a weekly basis.  Monitoring for cyanide based on the
proposed cyanide PSES and PSNS would be performed at a minimum of once for every
treated batch of cyanide-bearing wastewater from Subcategory A and C process
operations.

Compliance with the standards for pollutants regulated at  in-plant locations, if
promulgated as proposed, would be determined by comparing the concentrations of
those regulated pollutants with the daily maximum concentration-based standards listed
in Tables  17-4 through 17-7. The monthly average concentrations should be calculated
by averaging the available 1-day concentration values in each calendar month. (Since
EPA proposes to  require weekly monitoring for nonconventional and priority organic
pollutants, there should be a minimum of four values to average.)  Concentrations equal
to or less than the concentrations listed in Tables 17-4 through 17-7 for a particular
pollutant would be in compliance.

Compliance with mass-based permit limitations applicable to the end-of-pipe effluent
should be determined by multiplying the measured concentrations of a regulated
pollutant in the effluent sample by a conversion factor and the total wastewater  flow at
the monitoring point during the effluent sampling period, which is typically 24 hours.
Thus, the mass compliance value should be based on the total flow discharged on the
day of sampling, not on the long-term average flow rate that provided the basis for
establishing the permit limitations.  The mass compliance  value can be determined using
the following equation:
where:
CVM   =
PC     =
      CVM = Pc x F  x k
mass compliance value, Ibs/day
pollutant concentration, mg/L
                                                                             (17-1)
                                       17-14

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                          total wastewater discharge flow through the monitoring point
                          over 24-hour sampling period, gal/day
                          unit conversion factor, 8.345 x 10'6.
For example, if analytical data from a 24-hour sampling period for a particular plant
demonstrates a pollutant concentration of 10.0 mg/L, and the measured flow discharged
through the monitoring point for the same 24-hour period is 0.600 million gallons, then
the plant's reported daily mass compliance value of the pollutant, using Equation 17-1, is
50.1 Ibs/day. Similarly, the monthly average compliance value would be calculated by
averaging the available daily mass compliance values in each calendar month.

For pollutants where the permit limitations are non-detect values, compliance would be
demonstrated by having all concentration-based measurements be below the minimum
level that can be reliably measured by the analytical method for the pollutant.  Minimum
levels for all pollutants proposed to be regulated are specified in Table 18-7.

The list of pollutants for which EPA proposes to require monitoring should be updated
based on evaluation of raw material and process changes  throughout the facility and an
annual scan for all regulated pollutants in Table 17-2 or Table 17-3. The annual scan
should be performed at all in-plant monitoring points, and at the facility end-of-pipe
process wastewater discharge point, to identify any regulated pollutants in the
wastewater. Permit monitoring and compliance should be required at all monitoring
locations for all pollutants detected at any locations.
                                       17-15

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                Table 17-1
Organic Pollutants Considered for Regulation
        That Pass Through POTWs
Pollutant
Acetone
Acetonitrile
n-Amyl acetate
Amyl alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Chlorobenzene
Chloroform
Chloromethane
(Methyl chloride)
Cyclohexane
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Diethylamine
Diethyl ether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylaniline
N,N-Dunethylformamide
Dimethyl sulfoxide
1,4-Dioxane
Ethanol-
Ethyl acetate
Passes Through. Based on
Volatilization Potential
X

X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X

X
X


X
X
X
Passes Through Based on
Evaluation of % POTW Removal
X

X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
                   17-16

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 Table 17-1




(Continued)
Pollutant
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methylene chloride
Methyl formate
Methyl isobutyl ketone (MIBK)
2-Methylpyridine
Petroleum naphtha
Phenol
Polyethylene glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Passes Through Based on
Volatilization Potential


X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X


X
X
X -
X
X
X
X
Passes Through Based on
Evaluation of % POTW Removal
X
X
X
X
X
X
X
X
X
X
X
X

X
X
X
X
X


X
X
X
X
X
X
X
    17-17

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                                 Table 17-2

                Pollutants Proposed to be Regulated Under
                     PSES and PSNS Co-Proposal (1)
Priority Pollutants
Benzene
Chlorobenzene
Chloroform
Chloromethane (Methyl chloride)
o-Dichlorobenzene
(1,2-Dichlorobenzene)
1,2-Dichloroethane
Methylene Chloride
Toluene
Cyanide (a)

Nonconventional Pollutants
Acetone
Ammonia (a)
Amyl acetate
Amyl alcohol
Aniline
2-Butanone (MEK)
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Cyclohexane
Diethylamine
Diethyl ether
Dimethylamine
N,N-Dunethylaniline
1,4-Dioxane
Ethanol
Ethyl acetate
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropyl ether
Methanol
Methylamine
Methyl cellosolve
Methyl formate
2-Methylpyridine
Methyl isobutyl ketone (MIBK)
Petroleum naphtha
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
Xylenes
(a) EPA proposes to regulate cyanide and ammonia for Subcategories A and C only.
                                    17-18

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                                 Table 17-3

                Pollutants Proposed to be Regulated Under
                      PSES and PSNS Co-Proposal (2)
Pollutant
Ammonia (a)
Benzene
CMorobenzene
Chloroform
Chloromethane
Cyanide (a)
Cyclohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane
Xylenes
(a) EPA proposes to regulate ammonia and cyanide for Subcategories A and C only.
                                    17-19

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                 Table 17-4

Proposed PSES for Subcategory A, B, C, and D
        Operations - Co-Proposal (1)
Pollutant or Pollutant Property
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cyanide (a)
Cyclohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane
Xylenes
Proposed PSES for In-Plant Monitoring Points
Maximum For any 1 day
«A-
796
796
ND (10)
796
766
796
796
796
ND (20,000)
809
198
796
796
Monthly Average
0g/L
268
268
ND (10)
268
406
268
268
268
ND (20,000)
279
148
268
268
Pollutant or Pollutant Property
Acetone
Ammonia (a)
n-Amyl Acetate
Amyl Alcohol
Aniline
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
o-Dichlorobenzene
Proposed PSES for End-of-Pipe Monitoring Points
Maximum for any 1 day
0g/L
31,400
12,900
23,900
607,000
10,900,000
1,440,000
23,900
10,900,000
607,000
23.WO
Monthly Average
Atg/L
9,690
10,900
8,050
205,000
3,690,000
430,000
8,050
3,690,000
205,000
, 8,050
                    17-20

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                                          Table 17-4

                                         (Continued)
Pollutant or Pollutant Property
1,2-Dichloroethane
Diethylamine
Diethyl Ether
Dimethylamine
N,N-Dimethylaniline
1,4-Dioxane
Ethanol
Ethyl Acetate
Form amide
Furfural
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Formate /
MIBK
2-Methylpyridine
Petroleum Naphtha
n-Propanol
Pyridine
Tetrahydrofuran
Triethylamine
Proposed PSES for End-of-Pipe Monitoring Points
Maximum for any 1 day
Mg/L
23,900
ND (50,000)
23,900
607,000
607,000
10,900,000
2,200,000
23,900
607,000
607,000
23,900
597,000
23,900
23,900
11,700,000
607,000
23,900
23,900
607,000
10,900,000
2,790,000
1,000
9,210
ND (50,000)
Monthly Average
«/L
8,050
ND (50,000)
8,050
205,000
205,000
3,690,000
784,000
8,050
205,000
205,000
8,050
198,000
8,050
8,050
3,800,000
205,000
8,050
8,050 .
205,000
3,690,000
941,000
1,000
3,360
ND (50,000)
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.
(a)
- EPA proposes to regulate cyanide and ammonia for Subcategories A and C only.
                                             17-21

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                                       Table 17-5

                 Proposed PSES for Subcategory A, B, C, and D
                            Operations  - Co-Proposal (2)
Pollutant or Pollutant Property
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cyanide (a)
Cyclohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane
Xylenes
Proposed PSES for In-Plant Monitoring Points
Maximum for any 1 day
Pg/k
796
796
ND (10)
796
766
796
796
796
ND (20,000)
809
198
796
796
Monthly Average
0g/L
268
268
ND (10)
268
406
268
268
268
ND (20,000)
279
148
268
268
Pollutant or Pollutant Properly
Ammonia (a)
Proposed PSES for End-of-Pipe Monitoring Points
Maximum for and 1 day
Atg/L
12,900
Monthly Average
/*g/k
10,900
ND - Nondetect - A concentration-based measurement reported below the minim urn level that can be
reliably measured by the analytical method for the pollutant. Minimum levels are presented hi parentheses
corresponding to an analytical method applicable to the respective pollutant.

(a) - EPA proposes to regulate cyanide and ammonia for Subcategories A and C only.
                                           17-22

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                 Table 17-6
Proposed PSNS for Subcategory A, B, C, and D
        Operations - Co-Proposal (1)
Pollutant or Pollutant Property
Acetone
Amyl Alcohol
Benzene
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyanide (a)
Cyclohexane
Diethylamine
Diethyl Ether
Dimethylamine
Ethanol
Formamide
n-Heptane
n-Hexane
Isopropanol
Methanol
Methylamine
Methyl Cellosolve
Methylene Chloride
Methyl Formate
n-Propanol
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Proposed PSNS for la-Plant Monitoring Points
Maximum for any 1 day
Atg/L
1,190
8,690
573
8,690
8,690
573
ND (10)
573
766
573
ND (50,000)
2,230
ND (50,000)
8,690
ND (100,000)
573
573
8,690
8,320
ND (50,000)
ND (20,000)
809
2,230
8,690
184
573
ND (50,000)
573
Monthly Average
/tg/L
600
3,220
212
3,220
3,220
212
ND (10)
212
406
212
ND (50,000)
826
ND (50,000)
3,220
ND (100,000)
212
212
3,220
ND (3,180)
ND (50,000)
ND (20,000)
279
826
3,220
135
212
ND (50,000)
212
                    17-23

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                                         Table 17-6

                                        (Continued)
Pollutant or Pollutant Property
Ammonia (a)
n-Amyl Acetate
Aniline
2-Butanone (MEK)
n-Butyl Acetate
o-Dichlorobenzene
1,2-Dichloroethane
N.N-Dimethylaniline
1,4-Dioxane
Ethyl Acetate
Furfural
Isobutyraldehyde
Isopropyl Acetate
Isopropyl Ether
MIBK
2-Methylpyridine
Petroleum Naphtha
Pyridine
Tetrahydrofuran
Proposed PSNS for End-of-Pipe Monitoring Points
Maximum for any 1 day
*«g/L
12,900
2,230
8,690
161,000
2,230
2,230
2,230
8,690
8,690
2,230
8,690
2,230
2,230
2,230
2,230
8,690
8,690
1,000
9,210
Monthly Average
Atg/L
10,900
826
3,220
57,900 '
826
826
826
3,220
3,220
826
3,220
826
.826
826
826
3,220
3,220
1,000
3,360
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant.  Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.

(a) - EPA proposes to regulate cyanide and ammonia for Subcategories A and C only.
                                             17-24

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                                       Table 17-7
                 Proposed PSNS for Subcategory A, B, C, and D
                           Operations  - Co-Proposal (2)
Pollutant or Pollutant Property
Benzene
Chiorobenzene
Chloroform
Chloromethane
Cyanide (a)
Cyclohexane
n-Heptane
n-Hexane
Methyl Cellosolve
Methylene Chloride
Toluene
Trichlorofluoromethane
Xylenes
Proposed PSNS for In-Plant Monitoring Points
Maximum for any 1 day
0g/L
573
573
ND(10)
573
766
573
573
573
ND (20,000)
809
184
573
573
Monthly Average
/*g/L
212
212
ND(10)
212
406
212
212
212
ND (20,000)
279
135
212
212
Pollutant or Pollutant Property
Ammonia (a)
Proposed PSNS for End-of-Pipe Monitoring Points
Maximum for any 1 day
f*/L
12,900
Monthly Average
Mg/L
10,900
ND - Nondetect - A concentration-based measurement reported below the minimum level that can be
reliably measured by the analytical method for the pollutant.  Minimum levels are presented in parentheses
corresponding to an analytical method applicable to the respective pollutant.

(a) - EPA proposes to regulate cyanide and ammonia for Subcategories A and C only.
                                           17-25

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                     REFERENCES
U.S. EPA, Office of Water Regulations and Standards.   Report to
Congress on the Discharge of Hazardous Wastes to Publicly Owned
Treatment Works.  U.S. Environmental Protection Agency, Washington,
D.C., February 1986.

Memorandum: POTW Pass-Through Analysis for the Pharmaceutical
Manufacturing Industry, from Mary Willett, Radian Corporation, to Frank
Hund, U.S. EPA, October 1994.

U.S. EPA, Office of Water.  Statistical Support Document for the Proposed
Effluent Limitations Guidelines for the Pharmaceutical Manufacturing
Industry. U.S. Environmental Protection Agency, Washington, D.C.,
February 10, 1995.
                          17-26

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                                   SECTION 18
                             ANALYTICAL METHODS
18.1
Regulatory Background
Section 304(h) of the Clean Water Act directs EPA to promulgate guidelines establishing
test procedures (analytical methods) for analyzing pollutants.  These test procedures are
used for filing applications and for compliance monitoring under the National Pollutant
Discharge Elimination System (NPDES) found at 40 CFR Parts 122.41(j)(4) and
122.21(g)(7), and for the pretreatment program found at 40 CFR 403.7(d). Promulgation
of these methods is intended to standardize analytical methods within specific industrial
categories and across industries.

EPA has promulgated analytical methods for monitoring pollutant discharges at 40 CFR
Part 136, and has promulgated methods for analytes specific to given industrial categories
at 40 CFR Parts 400 to 480. In addition to the methods developed by EPA and
promulgated at 40 CFR Part 136, certain methods developed by others1, have been
incorporated by reference into 40 CFR Part 136.  Methods not promulgated or
incorporated by reference at 40 CFR Part 136 are being proposed for inclusion in
40 CFR Part 439 to support regulation of the discharges from the pharmaceutical
manufacturing industry.  For this proposed rule, EPA intends to regulate the
conventional pollutants,  BODS and TSS; certain priority pollutants (toxic pollutants); and
certain nonconventional pollutants that are not identified as priority pollutants or
conventional pollutants as identified in Section 6. Table 18-1 lists the priority pollutants,
conventional pollutants,  and nonconventional pollutants proposed for regulation along
with their Chemical Abstracts  Service Registry Numbers (CASRNs).
   'For example, the American Public Health Association publishes Standard Methods for the Examination of Water and Wastewater.
                                        18-1

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Section 18.2 describes the analytical methods used by EPA for gathering data on waste
streams produced by the pharmaceutical manufacturing industry.  Section 18.3 provides a
description of the analytical methods proposed for compliance monitoring of
pharmaceutical manufacturing industry wastewaters.
18.2
Analytical Methods Used By EPA For Data Gathering
The Agency acquired data on the presence and concentration of approximately 400
analytes during 18 sampling episodes and pilot studies conducted during a 10-year period
from May of 1983 to October of 1993.  The data collected during these studies and
information acquired from the Detailed Questionnaire form the basis for regulation of
the analytes listed in Table 18-1 and are used to  establish the analytical methods and the
effluent guidelines for these substances. In the following paragraphs, each method used
for data gathering is described; promulgated methods will be referenced.  Any
modifications to the referenced methods for  individual analytes are also described.
18.2.1
Conventional Pollutants and COD
Conventional pollutants and COD were determined using the EPA methods listed in 40
CFR Part 136.(1)  Table 18-2 lists these methods.
18.2.2
Priority Pollutants
Table 18-3 lists the analytical methods used to determine the presence and concentration
of the priority pollutants proposed for regulation.  Methods 1624, 1625, 335.2, and 335.3
are promulgated methods  (2) and are not further described here.
                                        18-2

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18.2.3
Nonconventional Pollutants
Table 18-4 lists the analytical methods used to determine the presence and concentration
of the nonconventional pollutants proposed for regulation. Methods 1624, 1625, 8015
(3), and 350.2 (1) are promulgated methods and not further described here.
Modification of a promulgated method is indicated in the "Notes" column; these method
modifications are described in Sections 18.2.3.1 through 18.2.3.3.  EPA did not perform
analytical testing for  16 of the nonconventional pollutants listed in Table 18-4 (indicated
by "No EPA Analysis" in the method column).
18.2.3.1
Methods 1624 and 1625; Reverse Search
Qualitative analysis of pollutants using gas chromatography/mass spectrometry (GC/MS)
is performed in one of three ways. The primary method of identification uses an
authentic standard. The GC/MS system is calibrated and the mass spectrum and
retention time for each standard are stored in a user-created library.  A pollutant is
positively identified when its retention time and mass spectrum agree with the laboratory
retention time and spectrum. The second method of qualitative analysis, reverse search,
can be used when authentic standards are not available and the pollutant was not
identified by the method described above. The unknown pollutant is considered
identified if its retention time and mass  spectrum agree with those specified in the
method. The third method of qualitative analysis produces a list of analytes called
"tentatively identified compounds (TICs)." For chromatographic peaks that have not
been identified by comparison to an authentic standard and for which reverse search is
unsuccessful, the background corrected spectrum at the peak maximum is compared with
spectra in the NIST2/EPA/NIH Mass Spectral File.(4)  Tentative identification is
established when the spectrum agrees with one from this file.
   ' National Institute of Standards and Technology.
                                        18-3

-------
Quantitative analysis of pollutants using GC/MS is performed in one of four ways using
the extracted ion current profile (EICP) areas. The preferred method of quantitation is
applicable to pollutants for which authentic standards and labeled analogs are available.
(A labeled analog is a compound in which one or more of the constituent atoms has
been replaced with  a stable isotope such as deuterium or carbon-13.)  In this method,
the GC/MS system is calibrated and the analyte concentration is determined using an
isotope dilution technique.  A second, method can be used when authentic standards are
available, but labeled analogs are not. In this case, the  GC/MS instrument is calibrated
and the pollutant concentration is determined by using an internal standard technique.
For reverse search pollutants, compound concentrations are determined by using known
response factors. For TICs, pollutant concentration is determined using the sum of the
EICP areas relative to  the sum of the EICP areas  of the nearest eluted internal standard.
18.2.3.2
Method 1624; Hot Purge
Analyses were performed as specified in Method 1624 with the following exception.  If
the solids content of the sample was known or determined to be less than one percent,
stable isotopically labeled analogs of the compounds of interest were added to a five-
milliliter sample and the sample was purged with an inert gas at 40 °C in a chamber
designed for water samples. If the solids content was greater than one percent,  five
milliliters of reagent water  and the labeled analogs were added to a five-gram aliquot
and the. mixture was purged at 40°C in a chamber designed for soil or water samples.  In
the purging process, the volatile compounds are transferred from the aqueous phase into
the gaseous phase and trapped on a sorbent column.  After purging is completed, the
trap is back flushed and rapidly heated to desorb the compounds for GC/MS analysis.
                                        18-4

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18.2.3.3      Method 80153; Hot Purge

Analyses were performed as specified, in Method 8015 using the purge and trap sample
introduction (Method 5030) with the following exception.  An inert gas was bubbled
through the solution at 40 °C, instead of the temperature specified in Method 8015, and
the volatile components were transferred from the aqueous phase to the vapor phase.
The vapor was swept through a sorbent column where the volatile components were
trapped. After purging was completed, the sorbent column was heated and backflushed
with inert gas to desorb the volatile components onto the chromatographic column.
18.3
Methods Proposed For Monitoring
Promulgated methods exist for all of the conventional pollutants and the priority
pollutants. Seven nonconventional pollutants (COD, ammonium hydroxide (ammonia as
N), acetone, 2-butanone, diethylether, p-dioxane, and a-picoline) have promulgated
analytical methods.  The Agency will require the use of these promulgated methods,
newly developed Method 1665 for a-picoline, or equivalent methods4, for purposes of
compliance monitoring by the pharmaceutical manufacturing industry.  Table 18-5 lists
these pollutants and the promulgated analytical methods.

EPA has developed analytical procedures for all of the nonconventional pollutants that
do not have methods published in 40 CFR Part 136.  Two nonconventional pollutants
that were considered for regulation for which analytical methods have not been
developed are bis(chloromethyl)ether and dimethylcarbamyl chloride. These substances
are rapidly hydrolyzed in aqueous solution and therefore cannot be detected in
   3 Neither Method 8015 nor other SW-846 methods are promulgated at 40 CFR 136 for NPDES compliance monitoring purposes.
Method 8015 was used in this initial screening of the pharmaceutical manufacturing industry.

   4 Alternate and equivalent test procedures are defined in 40 CFR 136.3(a). 136.4, and 136.5; in the preamble to promulgation of the
40 CFR 136, Appendix A methods (49 FR 43234); and in the text of the 40 CFR 136 Appendix A methods.
                                         18-5

-------
wastewater analyses.  The Agency is, therefore, not proposing these pollutants for
regulation but will monitor concentrations of their hydrolysis products (formaldehyde (5)
and dimethylamine (6), respectively).  The half-life for bis(chloromethyl)ether in water
has been reported as 10-38 seconds.(7)

Table 18-6 lists those pollutants for which new analytical methods have been developed
and provides a reference to those methods.(8) The pharmaceutical manufacturing
industry will be allowed to use these methods for compliance monitoring.

18.3.1        Methods Development for Monitoring of Pharmaceutical Manufacturing
             Industry Effluents

Many of the non-conventional pollutants that may be released from the pharmaceutical
manufacturing industry are not included in methods previously promulgated for
monitoring effluents from other industries.  For this reason it has been necessary to
develop methods for these pollutants.  Many of the pharmaceutical manufacturing
industry effluents  present difficult analytical challenges.  Some are amenable to
extraction from aqueous solution and can be analyzed by GC/MS after extraction and
concentration.  Method  1665 has been developed for these  analytes. Others may be
concentrated by purging from aqueous solution and trapping in a column containing
sorbent material.  For these substances, purge-and-trap followed by GC/MS analysis as
described in Method 1666 was developed. Some highly water soluble pharmaceutical
manufacturing industry analytes, however, cannot be extracted from aqueous solution and
cannot be efficiently purged from water.  For this reason, it was necessary to develop a
direct aqueous injection gas chromatography (GC) option for Method 1666.  in some
cases, a GC with a flame ionization detector (GC/FID) provides better performance
than GC/MS for the non-purgeable, water soluble analytes. Method 1671, using
GC/FID was developed for these analytes.  Formaldehyde  is not extractable from water
and cannot be readily analyzed by either purge-and-trap GC/MS or direct aqueous
injection.  For this reason a separate approach, Method 1667 utilizing derivatization
                                       18-6

-------
followed by high pressure liquid chromatography (HPLC), was developed for
formaldehyde and the other aldehydes included in the pharmaceutical manufacturing
industry analyte list.  Poly(ethylene glycbl)-600 (PEG-600) is a mixture of ethylene glycol
oligomers with a molecular weight centered around 600 Da. GC/MS analysis was
attempted for this pollutant without success.  At 200 parts-per-million (ppm), under
conditions used for Method 1665, constituents of PEG-600 were not detected. At 2000
ppm constituents of PEG-600 were detected by the GC/MS system, but with an
extremely low response that was not suitable for quantitation.  At higher concentrations,
damage to the analytical system is likely. For these reasons, Method 1673, a
derivatization/HPLC method, was developed for PEG-600. Methods 1665, 1666, 1667,
1671 and 1673 are briefly described below. A complete description of the methods can
be found in the Methods Compendium.(8)
18.3.1.1
Method 1665
Method 1665 entitled "Semi-Volatile Organic Compounds Specific to the Pharmaceutical
Manufacturing Industry by Isotope Dilution GC/MS" is proposed for compliance
monitoring by the pharmaceutical manufacturing industry.  The method is based upon
Method 1625, Revision C.

Using Method 1665 the percent solids content of a sample is determined and stable
isotopically labeled analogs of the compounds of interest are added  to the sample. If the
solids content of the sample is less than one percent, a one liter sample is extracted at
pH 12-13 with methylene chloride using continuous extraction techniques. If the solids
content is greater than one percent but less than 30 percent, the sample is diluted to one
percent solids with reagent water, ultrasonically homogenized, and extracted as described
for a sample with less than one percent solids. If the solids content is greater than 30
percent, the sample is extracted using ultrasonic techniques.
                                       18-7

-------
Each extract is dried over anhydrous sodium sulfate, concentrated to a volume of five
milliliters, cleaned up using gel permeation chromatography (GPC), if necessary, and
concentrated. Extracts are concentrated to one rnilliliter if GPC is not performed, and
to 0.5 rnilliliter if GPC is performed.  An internal standard is added to the extract, and
an aliquot of the extract is injected into the gas chromatograph. The  compounds are
separated on the GC and detected by a mass spectrometer.

Analyte concentrations for substances with labeled analogs are determined by
comparison of the extracted ion current profile (EICP) areas with those of the labeled
analogs.  Concentrations of analytes without labeled analogs are determined by
comparison of EICP areas with an internal standard.
18.3.1.2
Method 1666
Method 1666 entitled "Volatile Organic Compounds Specific to the Pharmaceutical
Manufacturing Industry by Isotope Dilution GC/MS" is proposed for compliance
monitoring by the pharmaceutical manufacturing industry. The method is based, in part,
upon Method 1624, Revision C.  The method description is separated into two parts; the
first part describes the purge-and-trap technique, and the second part describes direct
aqueous injection.

Method 1666 - Purse-and-Trap

The percent solids content of the sample is determined.  If the solids content is known or
determined to be less than 1 percent, stable isotopically labeled analogs of the
compounds of interest are added to a 5-milliliter (mL) sample and the sample is purged
with an inert gas at 45 degrees Celsius in a chamber designed for soil or water samples.
In the purging process, the volatile compounds are transferred from the aqueous phase
into the gaseous phase where they are passed into a sorbent column and trapped.  For
higher solids samples,  five grams of solid is weighed into the purging device and five mL
                                        18-8

-------
of reagent water and the stable isotopically labeled analogs are added before purging.
After purging is completed, the trap is backflushed and heated rapidly to desorb the
compounds into a gas chromatograph where they are separated and detected by a mass
spectrometer.  The labeled compounds .serve to correct the variability of the analytical
technique.

Method 1666 - Direct Aqueous Injection

The percent solids content of the sample is determined. If the solids content is known or
determined to be less than 1 percent, stable isotopically labeled analogs of the
compounds of interest are added to a sample. If the solids content of the sample  is
greater than one percent, five mL of reagent water and the labeled compounds are
added to a 5-gram aliquot of sample.  The mixture is sonicated in a centrifuge tube with
little or no headspace for five minutes. During this period the native analytes and
labeled  analogs will equilibrate between the solid and aqueous phases.  In some cases,
additional sonification may be  necessary to establish equilibrium.

If necessary, the low solids sample may be centrifuged for clarification. High solids
samples will be centrifuged to provide a clear supernate. An aliquot of the aqueous
solution (or supernate) is injected into the GC/MS system. The compounds are
separated by the GC and detected by the  mass spectrometer. The labeled compounds
serve to correct the  variability  of the analytical technique.
18.3.1.3
Method 1667
Method 1667 entitled "Formaldehyde, Isobutyraldehyde, and Furfural by Derivatization
and High Pressure Liquid Chromatography" is proposed for compliance monitoring by
the pharmaceutical manufacturing industry.  This method is based on draft Method
8315.(3)
                                       18-9

-------
For pharmaceutical manufacturing industry wastes comprised of solids or for aqueous
wastes containing significant amounts of solid material, the aqueous phase, if any, is
separated from the solid phase and stored for later analysis.  If necessary, the particle
size of the solids in the waste is reduced.  Twenty-five grams of the solid phase is
extracted with 500 rnilliliters of extraction fluid5.  The extraction fluid employed is a
function of the alkalinity of the solid phase of the waste. Following extraction,  the
aqueous extract is separated from the solid phase by filtration employing a glass fiber
filter.

If compatible (i.e., multiple phases will not form  on combination), the initial aqueous
phase of the pharmaceutical manufacturing industry waste is added to the aqueous
extract, and these liquids are analyzed together.  If incompatible, the  liquids are analyzed
separately  and the results are mathematically combined to yield a volume-weighted
average concentration.

A measured volume of aqueous sample or an appropriate amount of  solids leachate is
buffered to pH  = 5 and derivatized with 2,4-dinitrophenylhydrazine (DNPH), using
either a solid sorbent or methylene chloride derivatization/extraction  option. If the solid
sorbent option is used, the derivative is extracted using solid sorbent cartridges, followed
by elution  with ethanol. If the methylene chloride option is used, the derivative is
extracted with methylene chloride, the methylene chloride extracts are concentrated
using the Kuderna-Danish procedure and solvent exchanged into methanol prior to high
pressure liquid chromatographic analysis.  Liquid chromatographic conditions are utilized
that permit the separation and measurement of the derivatized pharmaceutical
manufacturing industry analytes in the extract by absorbance detection at 365
nanometers.
   1 A proportionally smaller amount of extraction fluid is used it' Ics-s solid phase is available.
                                        18-10

-------
Quantitation of the pharmaceutical manufacturing industry analytes is performed by an
external standard technique. Known concentrations of the pharmaceutical manufacturing
industry analytes are carried through the derivatization/extraction procedure and peak
areas at 365 nanometers measured.  The peak areas of the standards are plotted against
concentration of the original aldehydes and the samples quantified by comparison to the
standards.  Precision and accuracy of the procedure is assured by use of careful quality
assurance and quality control techniques including analysis of initial precision and
recovery standards and ongoing precision and accuracy samples.  Matrix spike and matrix
spike duplicate analyses are performed, when appropriate.
18.3.1.4
Method 1671
Method 1671 "Volatile Organic Compounds Specific to the Pharmaceutical
Manufacturing Industry by GC/FID" is proposed for compliance monitoring by the
pharmaceutical manufacturing industry.  The method was developed because some of the
non-purgeable, water-soluble pharmaceutical manufacturing industry analytes did not
perform well in GC/MS investigations.

For aqueous samples, one or more internal standard is added to a 5 mL aliquot. If the
solids content of the sample is known or determined to be greater than 1 percent, 5 mL
of reagent water is added to a 5 gram sample along with the internal standard(s). This
mixture is sonicated for five minutes in a centrifuge tube and the resulting equilibrated
sample centrifuged.  An appropriate amount of aqueous solution or supernate  is injected
into the GC/FDD system. Identification is  based on gas chromatographic retention time
and quantitation is performed by an internal standard technique. Precision and accuracy
of the Method is assured by use of careful  quality assurance and quality control
techniques including analysis of blanks, use of calibration solutions, and matrix spike and
matrix spike duplicate analysis.
                                       18-11

-------
18.3.1.5
Method 1673
Method 1673 entitled "Poly(ethylene glycol)-600 by Derivatization and High Pressure
Liquid Chromatography" is proposed for compliance monitoring by the pharmaceutical
manufacturing industry. Derivatization of the PEG-600 polymeric mixture with a
substance that absorbs in the ultraviolet (UV) provides increased sensitivity over other
methods of determination and allows quantitation at one part-per-million.
                                               ?
This method has been developed for aqueous samples and is not, in its present form,
applicable to solids or sludges.  One liter of aqueous sample is placed into  a liquid-liquid
extractor and a known quantity of surrogate is added.  Extraction with dichloromethane
is carried out for an 18-hour period. The dichloromethane extracts are dried over
anhydrous sodium sulfate, evaporated to a small volume and dried again.  The water-free
extract is derivatized using 3,5-dinitrobenzoyl chloride  and pyridine.  The derivatized
extract is treated with water to hydrolyze excess derivatization reagent. The extract is
diluted with diethyl ether (ether), washed with acid and base, and the ether evaporated.
The remaining is solvent exchanged with  acetonitrile/water and chromatographed on a
reverse-phase C18 column with a solvent gradient of 40% acetonitrile/water to 100%
acetonitrile.  Detection is performed at 254 nanometers.  The PEG-600 derivative is
identified by its retention tune relative  to that of the surrogate and quantified by external
standard techniques.  Derivatized samples must be stored at 4°C in an amber container
and analyzed within 96 hours of preparation.

Because PEG-600 is a mixture of poly(ethylene glycol) oligomers (polymers containing
relatively few structural units), the  exact nature of PEG-600 samples from various
manufacturers and different batches from a single manufacturer may vary.  For this
reason, concentrations of PEG-600 in a specific waste stream are best determined when
standards are prepared using the same batch of PEG-600 in use by the pharmaceutical
manufacturer at the time of discharge to  the waste stream under analysis.  Where it is
not possible to obtain a discharge-specific PEG-600 standard, adequate results can be
                                       18-12

-------
obtained by use of a PEG-600 standard that is not related to the pharmaceutical
manufacturing waste stream under analysis and careful definition of an "elution range"6
for PEG-600 in both external standards and samples.
18.3.1.6
Modified ASTM Method D3695-88
ASTM Method D3695-88 entitled "Standard Test Method for Volatile Alcohols in Water
by Direct Aqueous-Injection Gas Chromatography" (9), modified as described below, is
proposed as an alternative to Method 1671 .for compliance monitoring for methanol,
ethanol,  and n-propanol in the pharmaceutical manufacturing industry. This modified
Method is proposed because it may offer lower quantitation limits than proposed
Method  1671 for these alcohols under some circumstances.  Because ASTM methods in
general,  and ASTM Method D3695-88 in particular, do not incorporate the quality
assurance/quality control standards found in methods used for filing applications and
compliance  monitoring under the NPDES, ASTM Method D3695-88 is modified by
incorporation of certain of these quality control/ quality assurance procedures and their
respective numerical standards and limits described in Method 1671. The following
procedures and corresponding Section in Method 1671 are incorporated into ASTM
Method  D3695-88 for purposes of analyses pursuant to NPDES permits:
                    Operation of a formal quality assurance program (Section 9.1);
                    Analysis of a matrix spike (MS) and a matrix spike duplicate (MSD)
                    and adherence to the relative percent difference (RPD) standard
                    listed and the recovery limits found in Table 3 (Section 9.3);
                    Analysis of blanks (Section 9.4);
                    Initial precision and accuracy, limited to methanol, ethanol, and n-
                    propanol using the acceptance criteria found in Table 3
                    (Section 9.5);
   sAn "elution range" is defined as a characteristic period of time during which the derivatized PEG-600 elutes from the
 chromatographic column. This range should encompass at least W) percent of the PEG-600 derivative in both the standard and sample.


                                        18-13

-------
                   Analysis of field replicates (Section 9.7);
                   Record keeping (Section 9.8); and
                   Ongoing accuracy, using the acceptance criteria found in Table 3
                   (Section 13.1).
18.4
Tables 18-1 through 18-7 provide additional information for each of the analytes
proposed for the pharmaceutical manufacturing industry.  Table 18-1 provides the list of
analytes proposed for regulation with their chemical abstracts service registry numbers.
Tables 18-2, 18-3, and 18-4 provide the analytical methods used for determination of
conventional pollutants (and COD), priority pollutants, and nonconventional pollutants,
respectively, in the studies leading up to the proposed rule supported by this document.
Table 18-5 provides a list of the pharmaceutical manufacturing industry analytes with
promulgated analytical methods while Table 18-6 provides a list of nonconventional
pharmaceutical manufacturing industry analytes and the methods proposed for their
determination. Table 18-7 provides a list of the pharmaceutical manufacturing industry
analytes along with their respective minimum levels (MLs). In some cases, more than
one ML is provided for an analyte in this table when more than one proposed method
may be used for its determination.
                                        18-14

-------
            Table 18-1
Pollutants Proposed for Regulation
Proposed Pollutant
CASRN
Conventional Pollutants
Biological Oxygen Demand (BOD5)
pH
Total suspended nonfilterable solids (TSS)
C-002
C-006
C-009
(a)
(a)
(a)
Priority Pollutants
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cyanide, Total
o-Dichlorobenzene
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
71-43-2
108-90-7
67-66-3
74-87-3
57-12-5
95-50-1
107-06-2
75-09-2
108-95-2
108-88-3
Nonconventional Pollutants
Acetone
Acetonitrile
Ammonia (Ammonium hydroxide)
Amyl acetate
Amyl alcohol
Aniline
2-Butanone
n-Butyl acetate
67-64-1
75-05-8
1336-21-6
628-63-7
71-41-0
62-53-3
78-93-3
123-86-4
               18-15

-------
 Table 18-1




(Continued)
Proposed Pollutant
n-Butyl alcohol
tert-Butyl alcohol
Chemical Oxygen Demand (COD)
Cyclohexane
Diethylamine
Diethylether
N.N-Dimethylacetarnide
Dimethylamine
N,N-Dimethylaniline
N,N-Dimethylfonnamide
Dimethylsulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane (b)
n-Hexane (b)
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropylether
CASRN
71-36-3
75-65-0
C-004 (a)
110-82-7
109-89-7
60-29-7
127-19-5
124-40-3
121-69-7'
68-12-2
67-68-5
123-91-1
64-17-5
141-78-6
107-21-1
50-00-0
75-12-7
98-01-1
142-82-5
110-54-3
78-84-2
67-63-0
108-21-4
108-20-3
    18-16

-------
                                              Table  18-1

                                              (Continued)
Proposed Pollutant
Methanol
Methylamine ,
Methyl cellosolve (2-methoxyethanol)
Methyl formate
Methylisobutyl ketone
2-Methylpyridine (a-picoline)
Petroleum naphtha (b)
Poly(ethylene glycol)-600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
m-Xylene
o-Xylene
p-Xylene
CASRN
67-56-1
74-89-5
109-86-4
107-31-3
108-10-1
109-06-8
8030-30-6
25322-68-3
71-23-8
110-86-1
109-99-9
75-69-4
121-44-8
108-38-3
95-47-6
106-42-3
(a) These are synthetic CASRNs designed for use with the Environmental Monitoring Methods Index (EMMI).
(b) Petroleum naphtha concentration will be estimated as the sum of the concentrations of n-pentane, n-hexane, and n-heptane.
                                                   18-17

-------
                                      Table  18-2

                 Analytical Methods Used for Determination of
                        Conventional Pollutants and COD
Pollutant (Synthetic CASRN)
BOD5 (C-002)
COD (C-004)
pH (b)(C-006)
TSS (C-009)
Method
405.1
410.1, 410.2,
410.3 (a), 410.4
150.1
160.2
(a) May be used in saline waters.
(b) The Agency is not reproposing pH limitations under BPT, but the previously promulgated method is listed here for convenience.
                                          18-18

-------
                          Table 18-3
Analytical Methods Used for Determination of Priority Pollutants
Priority Pollutant (CASRN)
Benzene (71-43-2)
Chlorobenzene (108-90-7)
Chloroform (67-66-3)
Chloromethane (74-87-3)
Cyanide, Total (57-12-5)
o-Dichlorobenzene (95-50-1)
1,2-Dichloroethane (107-06-2)
Methylene chloride (75-09-2)
Phenol (108-95-2)
Toluene (108-88-3)
Method
1624
1624
1624
1624
335.2, 335.3
1625
1624
1624
1625
1624
                             18-19

-------
                              Table 18-4
Analytical Methods Used for Determination of Nonconventional Pollutants
Nonconventional Pollutant (CASRN)
Acetone (67-64-1)
Acetonitrile (75-05-8)
Ammonium hydroxide (1336-21-6)
n-Amyl acetate (628-63-7)
n-Amyl alcohol (71-41-0)
Aniline (62-53-3)
2-Butanone (78-93-3)
n-Butyl acetate (123-86-4)
n-Butyl alcohol (71-36-3)
tert-Butyl alcohol (75-65-0)
Cyclohexane (110-82-7)
Diethylamine (109-89-7)
Diethylether (60-29-7)
N,N,-Dimethylacetamide (127-19-5)
Dunethylamine (124-40-3)
N,N-DimethylanUine (121-69-7)
N,N-Dimethylfonnamide (68-12-2)
Dimethylsulfoxide (67-68-5)
1,4-Dioxane (123-91-1)
Ethanol (64-17-5)
Method
1624
1624
350.2
No EPA Analysis
No EPA Analysis
1625
1624
No EPA Analysis
1624
8015
8015
1624
8015
8015
No EPA Analysis
No EPA Analysis
1624
No EPA Analysis
No EPA Analysis
No EPA Analysis
1625
No EPA Analysis
1624
1624
8015
8015
Notes

Reverse search






Hot purge
Hot purge
Direct injection (a)
Hot purge
Hot purge
Direct injection (a)






Reverse search


Hot purge
Hot purge
Direct injection (a)
                                 18-20

-------
 Table 18-4




(Continued)
Nonconventional Pollutant (CASRN)
Ethyl acetate (141-78-6)
Ethylene glycol (107-21-1)
Formaldehyde (50-00-0)
Formamide (75-12-7)
Furfural (98-01-1)
n-Heptane (142-82-5)
n-Hexane (110-54-3)
Isobutyraldehyde (78-84-2)
Isopropanol (67-63-0)
Isopropyl acetate (108-21-4)
Isopropylether (108-20-3)
Methanol (67-56-1)
Methylamine (74-89-5)
Methyl cellosolve (109-86-4)
Methyl formate (107-31-3)
Methylisobutyl ketone (108-10-1)
2-Methylpyridine (109-06-8)
Petroleum naphtha (8030-30-6)
Polyethylene glycol 600 (25322-68-3)
Method
8015
No EPA Analysis
HPLC
No EPA Analysis
No EPA Analysis
1624
1624
No EPA Analysis
1624
8015
8015
8015
1624
8015
8015
1624
8015
8015
No EPA Analysis
No EPA Analysis
8015
1624
1625
1624
No EPA Analysis
Notes
Direct injection (a)

Region IX method
(precursor to method
8315)


Reverse search
Reverse search

Hot purge
Hot purge
Direct injection (a)
Direct injection (a)
Hot purge
Hot purge
Direct injection (a)
Hot purge
Hot purge
Direct injection (a) •


Direct injection (a)
Reverse search

Reverse search

   18-21

-------
                                             Table  18-4

                                            (Continued)
Nonconventional Pollutant (CASRN)
n-Propanol (71-23-8)
Pyridine (110-86-1)
Tetrahydrofuran (109-99-9)
Trichlorofluoromethane (75-69-4)
Triethylamine (121-44-8)
m-Xylene (108-38-3)
o-Xylene (95-47-6)
p-Xylene (106-42-3)
Method
1624
8015
8015
1625
1624
1624
1624
1624
1624
1624
Notes
Hot purge
Hot purge
Direct injection (a)
Reverse search
Reverse search
Reverse search
Reverse search
Reverse search
Reverse search
Reverse search
(a) Two sample introduction techniques are listed in the method: 5020 is direct injection of a headspace sample and 5030 is purge and
trap.  The former method was used here.
                                                  18-22

-------
                                      Table 18-5

        Pollutants From the Pharmaceutical  Manufacturing Industry
                      With Promulgated Analytical Methods
Pollutant (CASRN)
Acetone (67-64-1)
Ammonia (Ammonium
hydroxide) (1336-21-6)
Benzene (71-43-2)
BOD5 (C-002) (a)
2-Butanone (78-93-3)
Chlorobenzene (108-90-7)
Chloroform (67-66-3)
Chloromethane (74-87-3)
COD (C-004) (a)
Cyanide, Total (57-12-5)
o-Dichlorobenzene (95-50-1)
1,2-Dichloroethane (107-06-2)
Diethylether (60-29-7)
1,4-Dioxane (123-91-1)
Methylene chloride (75-09-2)
pH (b) (C-006) (a)
Phenol (108-95-2)
a-Picoline (2-
Methylpyridine)(109-06-8)
Toluene (108-88-3)
TSS (C-009) (a)
Promulgated Analytical
Method
1624B
350.1, 350.2, 350.3
(Ammonia as N)
1624B
405.1
1624B
1624B
1624B
1624B
410.1, 410.2, 410.3, 410.4
335.2, 335.3
1625B
1624B
1624B
1624B
1624B
150.1
1625B
1625B
1624B
160.2
Reference
40 CFR 136, Appendix A
40 CFR Part 136
40 CFR 136, Appendix A
40 CFR Part 136
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR Part 136
40 CFR Part 136
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR Part 136
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR 136, Appendix A
40 CFR Part 136
(a) These are synthetic CASRNs designed for use with the Environmental Monitoring Methods Index (EMMI).
(b) The Agency is not reproposing pH limitations under BPT, but the previously promulgated method is listed here for convenience.
                                          18-23

-------
                            Table 18-6
Nonconventional Pharmaceutical Manufacturing Industry Pollutants and
                    Proposed Analytical Methods
Nonconventional Pollutant (CASRN)
Acetonitrile (75-05-8)
n-Amyl acetate (628-63-7)
n-Amyl alcohol (71-41-0)
Aniline (62-53-3)
n-Butyl acetate (123-86-4)
n-Butyl alcohol (71-36-3)
tert-Butyl alcohol (75-65-0)
Cyclohexane (110-82-7)
Diethylamine (109-89-7)
N,N-Dimethylacetamide (127-19-5)
Dimethylamine (124-40-3)
N,N-Dimethylaniline (121-69-7)
N,N-Dimethylformamide (68-12-2)
Dimethylsulfoxide (67-68-5)
Ethanol (64-17-5)
Ethyl acetate (141-78-6)
Ethylene glycol (107-21-1)
Formaldehyde (50-00-0)
Proposed Analytical Method
1666
1671
1666
1666
1665
1666
1666
1666
1666
1666
. • 1671
1665
1666
1671
' 1665
1665
1666
1671
1666
1671
Modified ASTM
D3695-88
1666
1666
1671
1667
                               18-24

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 Table 18-6




(Continued)
Nonconventional Pollutant (CASRN)
Formamide (75-12-7)
Furfural (98-01-1)
n-Heptane (a) (142-82-5)
n-Hexane (a) (110-54-3)
Isobutyraldehyde (78-84-2)
Isopropanol (67-63-0)
Isopropyl acetate (108-21-4)
Isopropylether (108-20-3)
Methanol (67-56-1)
Methylamine (74-89-5)
Methyl cellosolve (2-methoxyethanol)( 109-86-4)
Methyl formate (107-31-3)
Methylisoburyl ketone (108-10-1)
2-Methylpyridine (a-picoline)( 109-06-8)
Petroleum naphtha (a) (8030-30-6)
Polyethylene glycol 600 (25322-68-3)
n-Propanol (71-23-8)
Proposed Analytical Method
1666
1671
1666
1667
. 1666
1666
1666
1667
1666
1666
1666
1666
1671
Modified ASTM -
D3695-88
1666
1671
1666
1671
1666
1666
1665
1666
1673
1666
1671
Modified ASTM -
D3695-88
   18-25

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                                               Table 18-6

                                              (Continued)
Nonconventional Pollutant (CASRN)
Pyridine (110-86-1)
Tetrahydrofuran (109-99-9)
Trichlorofluoromethane (75-69-4)
Triethylamine (121-44-8)
m,p-Xylene (108-38-3 and 106-42-3)(b)
o-Xylene (95-47-6)
Proposed Analytical Method
1665
1666
1666
1666
1671
1666
1666
(a) Petroleum naphtha concentration will be estimated as the sum of the concentrations of n-pentane, n-hexane, and n-heptane.
(b) m-Xylenc and p-xylene elute together and are indistinguishable in the analytical system.
                                                    18-26

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                   Table 18-7
Proposed and Promulgated MLs for Pharmaceutical
        Manufacturing Industry Pollutants
Proposed Pollutant
Proposed or
Promulgated
Analytical Method
ML*
units/Liter0
Conventional Pollutants
Biological Oxygen Demand (BOD5)
pH
Total suspended nonfilterable solids (TSS)
405.1
150.1
160.2
2mgd
NA
4mg6
Priority Pollutants
Benzene
Chlorobenzene
Chloroform
Chloromethane
Cyanide, Total
o-Dichlorobenzene
1,2-Dichloroethane
Methylene chloride
Phenol
Toluene
1624B
1624B
1624B
1624B
335.2
335.3
1625B
1624B
1624B
1625B
1624B
10 Mg
lOpg
10 Mg
50 ^
20 Mgf
5/*gg
10 Mg
10 Mg
10 ng
10 Mg
10 Mg
Nonconventional Pollutants
Acetone -\ /
Acetonitrile
Ammonia (Ammonium hydroxide)
Amyl acetate
Amyl alcohol
1624B
1666
1671
350.1
350.2
350.3
1666
1666
50 Mg
5 mg
50 mg
10 n£
50 Mg5
30 ^
$Mg
500 Mg
                      18-27

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Table 18-7



(Continued)
Proposed Pollutant
Aniline
2-Butanone
n-Butyl acetate
n-Butyl alcohol
tert-Butyl alcohol
Chemical Oxygen Demand (COD)
Cyclohexane
Diethylamine
Diethylether
N,N-Dimethylacetamide
Dimethylamine
N,N-Dimethylam'line
N,N-Bimethylformamide
Dimethylsulfoxide
1,4-Dioxane
Ethanol
Ethyl acetate
Proposed or
Promulgated
Analytical Method
1665
1624B
1666
1666
1666
410.1
410.2
410.3
410.4
1666
1666
1671
1624B
1665
1666
1671
1665
1665
1666
1671
1624B
1666
1671
Modified ASTM
D3695-88
1666
ML*
units/Liter6
2/*g
50 Mg
5 jig
500 Mg
100 Mg
NA
NA
NA
NA
5/tg
200 mg
50 mg
50 Mg
50 Mg
200 mg
50 mg
10 Mg
5/*g
100 mg
20 mg
50 Mg
20 mg
50 mg
lmgh
10 Mg
    18-28

-------
 Table 18-7




(Continued)
Proposed Pollutant
Ethylene glycol
Formaldehyde
Formamide
Furfural
n-Heptane (b)
n-Hexane (b)
Isobutyraldehyde
Isopropanol
Isopropyl acetate
Isopropylether
Methanol
Methylamine
Methyl cellosolve (2-methoxyethanol)
Methyl formate
Methylisobutyl ketone
2-Methylpyridine (a-picoline)
n-Pentane (b)
Proposed or
Promulgated
Analytical Method
1666
1671
1667
1666
1671
1666
1667
1666
1666
1666
1667
1666
1666
1666
1666
1671
Modified ASTM
D3695-88
1666
1671
1666
1671
1666
1666
1625B
1665
1666
ML*
units/Liter"
200 mg
100 mg
50 Mg
1000 mg
100 mg
500 Mg
50 Mg
10 Mg
10 ^g
10 Mg
50 Mg
200 Mg
10 Mg
SM§
50 mg
50 mg
Img"
200 mg
50 mg
50 mg
20 mg
100 Mg
10 Mg
50 Mg
$Mg
10 Mg
   18-29

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                                          Table 18-7

                                         (Continued)
Proposed Pollutant
Petroleum naphtha (b)
Poly(ethylene glycol)-600
n-Propanol
Pyridine
Tetrahydrofuran
Trichlorofluoromethane
Triethylamine
m,p-Xylene
o-Xylene
Proposed or
Promulgated
Analytical Method
1666
1673
1666
1671
Modified ASTM
D3695-88
1665
1666
1666
1666
1671
1666
1666
ML*
units/Liter0
30 Mg
1 mg
20 mg
50 mg
lmgh
5f*g
20 Mg
10 Mg
200 mg
50 mg
10 Mg
5^g
(a) The minimum level at which the entire analytical system shall give a recognizable signal and acceptable
calibration points, taking into account method-specific sample and injection volumes. The ML is often
calculated as 3.18 times the method detection limit (MDL). The ML was promulgated in 1984 at 40 CFR
Part 136, Appendix A.
(b) Petroleum naphtha concentration will be estimated as the sum of the concentrations of n-pentane, n-
hexane, and n-heptane.
(c) Units are either milligrams (mg) per liter or micrograms (Mg) per liter. NA indicates that an ML is not
applicable or that no ML is given in the method listed.
(d) "[Established by the requirement for a minimum DO [dissolved oxygen] depletion of 2 mg/L."
(e) This is the lower end of the "practical range of the determination."
(f) The method is stated to be "sensitive to about 0.02 mg/L."
(g) This is the lower end of the "applicable range."
(h) The method states that the analytes can be "detected quantitatively in water and waste water at a
minimum detection limit of 1 mg/L."
                                               18-30

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                                 REFERENCES
1.     U.S. Environmental Protection Agency, Environmental Monitoring Systems
      Laboratory.  Methods for Chemical Analysis of Water and Wastes.  EPA-600/4-
      79-020, Cincinnati,  Ohio, Revised March 1983 and 1979 where applicable.

2.     40 CFR Part 136, and 40 CFR Part 136, Appendix A.

3.     U.S. Environmental Protection Agency. Test Methods for Evaluating Solid
      Waste, Physical/Chemical Methods, Second Edition, as amended (1984).  EPA
      Publication SW-846. NTIS Document No. PB87-120-291.

4.     U.S. National Bureau of Standards, National Standard Reference Data System.
      Mass Spectral Tape Format.  1979, and later attachments.

5.     Tou, J.C. Journal of Physical Chemistry, 78(11):1096-1098, 1974.

6.     Queen, A.  Kinetics of the Hydrolysis of Acyl Chlorides in Pure  Water. Can. J.
      Chem. 45:1619 - 29 (1967).

7.     Howard, Philip H.  Handbook of Environmental Fate and Exposure Data. Vol. I.
      Lewis Publishers, Inc., Chelsea, Michigan, 1989.  p. 92.

8.     U.S. Environmental Protection Agency. Analytical Methods for  the
      Determination of Pollutants in Pharmaceutical Manufacturing Industry
      Wastewater. U.S. EPA Publication No. EPA-821-B-94-001, February, 1995.

9.     "Standard Test Method  for Volatile Alcohols in Water by Direct Aqueous-
      Injection Gas Chromatography."  1994 Annual Book of ASTM Standards, Volume
      11.02 (Water (II)).  ASTM, 1916 Race Street, Philadelphia, PA  19103-1187.
                                     18-31

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                                   SECTION 19

                                    GLOSSARY
Pharmaceutical Screener Questionnaire - A short questionnaire distributed by EPA to
all known pharmaceutical facilities in June of 1989 in order to identify plants which
manufacture pharmaceutical products.

Detailed Questionnaire - The 1990 Pharmaceutical Manufacturing Survey. A
questionnaire sent by EPA to certain facilities in the pharmaceutical manufacturing
industry in September 1991 to gather technical and financial information.  The
questionnaire was sent to those facilities likely to be affected by promulgation of revised
effluent limitations guidelines, pretreatment standards, and new source performance
standards for this industry.

Administrator - The Administrator of the U.S. Environmental Protection Agency.

Agency - The U.S. Environmental Protection Agency.

Annual average - The mean concentration, mass loading, or production-normalized mass
loading of a pollutant over  a period of 365 consecutive days (or such other period of
time determined by the permitting authority to be sufficiently long to encompass
expected variability of the concentration, mass loading, or production-normalized mass
loading at the relevant point of measurement).

Average monthly discharge limitation - The highest allowable average of "daily
discharges" over a calendar month, calculated as the sum of all "daily discharges"
measured during the calendar month divided by the number of "daily discharges"
measured during the month.

Backwashing - The operation of cleaning a multimedia filter by reversing the flow of
water or liquid that is being filtered.

Batch operation - A pharmaceutical manufacturing operation consisting of a series of
operating units which process predetermined specific amounts of materials and carry the
process to completion before starting another cycle.

Bench-scale operation - Laboratory testing of materials, methods, or processes on a small
scale, such  as on a laboratory worktable.

BAT - The  best available technology economically achievable, as described in Section
304(b)(2) of the Clean Water Act.
                                       19-1

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BCT - The best conventional pollutant control technology, as described in Section
304(b)(4) of the Clean Water Act.

BMP or BMPs - Best management practice(s), as described in Section 304(e) of the
Clean Water Act.

Biological and natural extraction - The chemical and physical extraction of
pharmaceutically active ingredients from natural sources such as plant roots and leaves,
animal glands, and parasitic fungi.  The process operations involving biological and
natural extraction define Subcategory B (40 CFR 439, Subpart B).

BOD5 - Five-day biochemical oxygen demand. A measure of biochemical decomposition
of organic matter hi a water sample. It is determined by measuring the dissolved oxygen
consumed by microorganisms  to oxidize the organic contaminants in a water sample
under standard laboratory conditions of five days and 20°C. BOD5 is not related to the
oxygen requirements in chemical combustion.

Boiler - Any enclosed combustion device that extracts useful energy in the form of steam
and is not an incinerator.

BPT - The best practicable control technology currently available, as described hi Section
304(b)(l) of the Clean Water Act.

CAA - Clean Air Act. The Air Pollution Prevention and Control Act (42 U.S.C. 7401 et.
seq.), as amended, inter aha, by the Clean Air Act Amendments of 1990 (Public Law
101-549, 104 Stat. 2399).

Chemical synthesis - The process(es) of using a chemical reaction or a series of chemical
reactions to manufacture pharmaceutically active ingredients.  The chemical synthesis
process operations define Subcategory C (40 CFR 439, Subpart C).

CFR - Code of Federal "Regulations, published by the U.S. Government Printing Office.
A codification of the general and permanent rules published hi the Federal Register by
the Executive departments and agencies of the federal government.  The Code is divided
into 50 titles which represent broad areas subject to federal regulation. Each title is
divided into chapters which usually bear the name of the issuing agency, and each
chapter is divided into parts covering specific regulatory areas. Citations of the Code jof
Federal Regulations include title, part, and section  number (e.g., 40 CFR 1.1 - title 40,
part 1, and section 1).

Clarifler -  A treatment unit designed to remove suspended materials from wastewater
typically by sedimentation.
                                        19-2

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Closed vent system - A system that is not open to the atmosphere and is composed of
piping, ductwork, connections, and, if necessary, flow-inducing devices that transport gas
or vapor from an emission point to a control device or back into the process.

CN - Abbreviation for total cyanide.

COD - Chemical oxygen demand (COD) - A nonconventional bulk parameter that
measures the total oxygen-consuming capacity of wastewater.  This parameter is a
measure of materials in water or wastewater that are biodegradable and materials that
are resistant (refractory) to biodegradation. Refractory compounds slowly exert demand
on downstream receiving water resources.  Certain of the compounds measured by this
parameter have been found to have carcinogenic, mutagenic, and similar adverse effects,
either singly or in combination.  It is expressed as the amount of oxygen consumed by a
chemical oxidant in a specific test.

Combustion device - An individual unit of equipment, including but not limited to, an
incinerator or boiler, used for the thermal oxidation of organic hazardous air pollutant
vapors.

Condensate - Any material that has condensed from a gaseous phase into a liquid phase.

Continuous discharge - Discharge that occurs  without interruption throughout the
operating hours of the facility.

Continuous operation - A pharmaceutical manufacturing operation which may consist of
a series of operating units which continuously  process materials.

Controlled-release discharge - A discharge that occurs at a rate that is  intentionally
varied to accommodate fluctuations in receiving stream assimilative capacity or for other
reasons.

Conventional pollutants - The pollutants identified in Section 304(a)(4) of the Clean
Water Act and the regulations thereunder (i.e., biochemical oxygen demand (BOD5),
total suspended solids (TSS),  oil and grease, fecal coliform and pH).

CWA - Clean Water Act. The Federal Water Pollution Control Act Amendments of
1972 (33 U.S.C.  1251 et seq.), as amended, inter alia, by the Clean Water Act of 1977
(Public Law 95-217) and the Water Quality Act of 1987 (Public Law 100-4).

Daily discharge - The discharge of a pollutant measured during any calendar day or any
24-hour period that reasonably represents a calendar day for purposes of sampling.  For
pollutants with limitations expressed in units of mass, the daily discharge is calculated as
the total mass of the pollutant discharged over the day.  For pollutants with limitations
                                       19-3

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expressed in other units of measurement, the daily discharge is calculated as the average
measurement of the pollutant over the day.

Direct discharger - A facility that discharges or may discharge treated or untreated
process wastewaters, non-contact cooling waters, or nonprocess wastewaters (including
stormwater runoff) into waters of the United States.

Effluent - Wastewater discharges.

Effluent limitation - Any restriction, including schedules of compliance, established by a
State or the Administrator on quantities, rates, and concentrations of chemical, physical,
biological, and other constituents which are discharged from point sources into waters of
the United States, the waters of the contiguous zone, or the ocean.

Emission - Passage of air pollutants into the atmosphere via a gas stream or other
means.

Emission point - Any location within a source from which air pollutants are emitted,
including an individual process vent, an opening within a wastewater collection and
treatment system,  or an open piece of process equipment.

EOF (end-of-pipe) effluent - Final plant effluent discharged to waters of the United
States or to a POTW.

EOF (End-of-pipe) treatment - End-of-pipe treatment facilities or systems used to treat
process wastewaters, nonprocess wastewaters (including stormwater runoff) after the
wastewaters have left the process area of the facility and prior to discharge.  End-of-pipe
treatment generally does not include facilities or systems where products or by-products
are separated from process wastewaters and returned to the process or directed to air
emission control devices.

EPA - The U.S. Environmental Protection Agency.

Fermentation - A chemical change induced by a living organism or enzyme, specifically
bacteria  or the microorganisms occurring in unicellular plants such as yeast, molds, or
fungi. Process operations that utilize fermentation to manufacture pharmaceutically
active ingredients  define Subcategory A (40  CFR 439, Subpart A).

FR - Federal Register, published by the U.S. Government Printing Office, Washington,
D.C. A publication making available to the public regulations and legal notices issued
by federal agencies. These include Presidential proclamations and Executive Orders  and
federal agency documents having general applicability and legal effect, documents
required to be published by act of Congress and other federal agency documents of
                                        19-4

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public interest. Citations of the Federal Register include volume number and page
number (e.g., 55 FR 12345).

General Provisions - General Provisions for national emission standards for hazardous
air pollutants and other regulatory requirements pursuant to Section 112 of the CAA as
amended November 15, 1990.  The General Provisions, to be located in Subpart A of
Part 63 of Title 40 of the Code of Federal Regulations, codify procedures and criteria to
implement emission standards for stationary sources that emit (or have the potential to
emit) one or more of the 189 chemicals listed as hazardous air pollutants in Section
112(b) of the CAA as amended in 1990. EPA published the NESHAP General
Provisions in the Federal Register on March 16, 1993 (59 FR 12408). The  term General
Provisions also refers to the General Provisions for the effluent limitations  guidelines
and standards  to be located at 40 CFR 439.

HAP - Hazardous Air Pollutant.  Any of the 189 chemicals listed under Section 112(b) of
the CAA.

Incinerator - An enclosed combustion device that is used for destroying organic
compounds. Auxiliary fuel may be used to heat waste gas to combustion temperatures.
Any energy recovery section present is not physically formed into one manufactured or
assembled unit with the combustion section; rather, the energy recovery section is a
separate section following the combustion section and the two are joined by ducts or
connections carrying flue gas.

Indirect discharger - A facility that discharges or may discharge  wastewaters into a
publicly owned treatment works (POTW).

Individual  drain system - The system used to convey process wastewater streams from
the pharmaceutical manufacturing process equipment or tank, or process wastewater
collection and  treatment system unit. The term includes all process drains and junction
boxes, together with their associated sewer lines and other junction boxes, manholes,
sumps, and lift stations.  The individual drain system shall be designed to segregate the
vapors within the system from other drain systems.  A separate storm sewer system,
which is a dram and collection system designed and operated for the purpose of
collecting storm runoff at a facility, and which is segregated from all other individual
drain systems,  is excluded from this definition.

In-plant control technologies - Controls or measures applied within  the manufacturing
process to reduce or eliminate pollutant and hydraulic loadings as well as technologies
applied directly to  wastewater generated by manufacturing processes such as steam
stripping and cyanide destruction.
                                       19-5

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In-plant monitoring point - A monitoring point placed prior to dilution by non-process
wastewater, commingling with other process wastestreams not containing the regulated
pollutants at treatable levels, and any conveyance, equalization, or other treatment units
which are open to the atmosphere.

In-plant monitoring point for cyanide - A monitoring point for cyanide which occurs in
plant, prior to dilution or mixing with any noncyanide-bearing wastewater.

IU - Industrial User. Synonym for "Indirect Discharger."

Junction box - A manhole access point to a wastewater sewer system or a lift station.

LTM - Long-term mean. For purposes of the effluent guidelines,- average pollutant
levels achieved over a period of time by a facility, subcategory, or technology option.
These LTMs were used in developing the limitations and standards for the proposed
regulation.

MACT - Maximum Achievable Control Technology.  Technology basis for the national
emission standards for hazardous air pollutants.

Major source - As defined in Section 112(a) of the CAA, a major source is any
stationary source or group of stationary sources located within a contiguous area and
under common control that emits or has the potential to emit, considering controls, in
the aggregate 10 tons per year or more of any hazardous air pollutant or 25 tons per
year or more of any combination of hazardous air pollutants.

Maximum daily discharge limitation - The highest allowable daily discharge of a
pollutant measured .during a calendar day or any 24-hour period that reasonably
represents a calendar day for purposes of sampling.

Methyl cellosolve - A trademark name for ethylene glycol monomethyl ether (q.v.).

Mg - Megagram. One million (106) grams, or one metric ton.

Metric ton -  One thousand (103) kilograms (abbreviated as kkg), or one megagram.  A
metric ton is equal to 2,204.5 pounds.

Minimum level - The level at which an analytical system gives recognizable signals and
an acceptable calibration point.

Mixing, compounding, or formulating - Process through which pharmaceutically active
ingredients are put in dosage forms.  Processes involving mixing, compounding, or
formulating define Subcategory D  (40 CFR 439,  Subpart D).
                                        19-6

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Modification - As defined in Section 112(a) of the CAA, a modification is any physical
change in, or change in the method of operation of, a major source which increases the
actual emissions of any hazardous air pollutant emitted by such source by more than a de
minimis amount or which results in the  emission of any hazardous air pollutant not
previously emitted by more than a de minimis amount.

NESHAP - National Emission Standard for Hazardous Air Pollutants.  Emission standard
promulgated under Section 112(d) of the CAA for hazardous air pollutants listed in
Section 112(b) of the CAA.

New Source - As defined in 40 CFR 122.2, 122.29, and 403.3 (k), a new source is  any
building, structure, facility, or installation from which there is or may be a discharge of
pollutants, the construction of which commenced (1) for purposes of compliance with
New Source Performance Standards, after the promulgation of such standards being
proposed today under CWA section 306; or (2) for the purposes of compliance with
Pretreatment Standards for New Sources, after the publication of proposed standards
under CWA section 307(c), if such standards are thereafter promulgated in accordance
with that section.

Noncontinuous or intermittent discharge - Discharge of wastewaters stored for periods
of at least 24 hours and released on a batch basis.

Nonconventional pollutants - Pollutants that are neither conventional pollutants nor toxic
pollutants listed at 40 CFR Section 401.

Nondetect value - A concentration-based measurement reported below the minimum
level that can reliably be measured by the analytical method for the pollutant.

Nonwater quality environmental impact - An environmental impact of a control or
treatment technology, other than to surface waters.

NPDES - The National Pollutant Discharge Elimination System authorized under Section
402 of the CWA. The CWA requires NPDES permits for discharge of pollutants from
any point source into waters of the United States.

NRDC - Natural Resources Defense Council.

NSPS - New source performance standards. This term refers to standards for new
sources under Section 306 of the CWA.

Outfall - The mouth of conduit drains and other conduits from which a plant's effluent
discharges into receiving waters.
                                       19-7

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Pharmaceutically active ingredient - Any substance considered to be an active ingredient
by Food and Drug Administration regulations (21 CFR 210.3(6)(7)).

Pilot-scale - The trial operation of processing equipment which is the intermediate stage
between laboratory experimentation and full-scale operation in the development of a
new process or product.

Point of generation - The location where the process wastewater stream exits the
pharmaceutical process equipment.

Point source category - A category of sources of water pollutants that are included within
the definition of "point source" in Section 502(14) of the CWA.

Pollutant (to water) - Chemical constituent; dredged spoil, solid waste, incinerator
residue, filter backwash, sewage, garbage, sewage sludge, munitions, chemical wastes,
biological materials, certain radioactive materials, heat, wrecked or discarded equipment,
rock,  sand, cellar dirt, and industrial, municipal, and agricultural waste discharged into
water. See CWA Section 502(6); 40 CFR 122.2.

POTW or POTWs - Publicly owned treatment works, as defined at 40 CFR 403.3(o).

Pretreatment standard - A regulation specifying industrial wastewater effluent quality
required for discharge to a POTW.

Priority pollutants - The toxic pollutants listed in 40 CFR Part 423, Appendix A.

Process changes - Alterations in process operating conditions, equipment, or chemical
use that reduce the formation of chemical compounds that are pollutants and/or
pollutant precursors.

Process emission point - A gas stream that contains hazardous air pollutants discharged
during operation of process equipment.  Process  emission points include gas streams that
are discharged directly to the atmosphere, discharged to the atmosphere via vents or
open process equipment, or after diversion through  a product recovery device.

Process unit - A piece of equipment, such as a chemical reactor or fermentation tank,
associated with pharmaceutical manufacturing operations.

Process wastewater - Any water that, during manufacturing or processing, comes in direct
contact with or results from the  production or use of any raw material, intermediate
product, finished product, by product, or waste product.  Process wastewater includes
surface runoff from the immediate process area that has the potential to become
contaminated.  Noncontact cooling waters, utility wastewaters, general site surface runoff,
                                        19-8

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groundwater, and other water generated on site that are not process wastewaters are
specifically excluded from this definition.

Process wastewater collection system - A piece of equipment, structure, or transport
mechanism used in conveying or storing a process wastewater stream.  Examples of
process wastewater collection system equipment include individual drain systems,
wastewater tanks, surface impoundments, and containers.

Process wastewater stream - When used in connection with CAA obligations, any HAP-
containing liquid' that  results from either direct or indirect contact of water with organic
compounds.

Process water - Water used to dilute, wash, or carry raw materials, and any other
materials used in pharmaceutical manufacturing processes.

Product -  Completed  material ready for sale or intra-company off-site transfer.

PSES - Pretreatment standards for existing sources  of indirect discharges, under Section
307(b) of the CWA.

PSNS - Pretreatment  standards for new sources  of indirect discharges,  under Section
307(b) and (c) of the CWA.

RCRA - Resource Conservation and Recovery Act of 1976, as amended (42 U.S.C. 6901,
et seq.).

Research - Bench-scale activities or operations used in research and/or product
development of a pharmaceutical product.  The  Research operations define
Subcategory E (40 CFR 439, Subpart E).

SIC - Standard Industrial Classification. A numerical categorization system used by the
U.S. Department of Commerce to denote segments of industry. An SIC code refers to
the principal product,  or group of products,  produced or distributed,  or to services
rendered by an operating establishment. SIC codes are used to group establishments by
the primary activity in which they are engaged.

Source category - A category of major or area sources  of hazardous air pollutants.

Source reduction - The reduction or elimination of waste generation at the source,
usually within a process. Any practice that:  1) reduces the amount of  any hazardous
substance, pollutant, or contaminant entering any waste stream or otherwise released
into the environment (including fugitive emissions) prior to recycling, treatment, or
disposal; and 2) reduces the hazards to public health and the environment associated
with the release of such substances, pollutants, or contaminants.
                                       19-9

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Stationary source - Any building, structure, facility, or installation that emits or may
emit any air pollutant. See CAA Section lll(a)(3).

TSS - Total suspended solids.

Toxic pollutants - the pollutants designated by EPA as toxic hi 40 CFR Part 401.15.
Also known as priority pollutants.

TWF - Toxic weighting factor.

VF - Variability factor.  The daily variability factor is  the ratio of the estimated 99th
percentile of the distribution of daily values divided by the expected value, or mean, of
the distribution of the daily data. The monthly variability factor is the estimated 95th
percentile of the monthly averages of the data divided by the expected value of the
monthly averages.

Waters of the  United States - The same meaning set forth in 40 CFR 122.2.

Zero discharge - No discharge of wastewater to waters of the United States or to a
POTW.
                                        19-10

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                                  APPENDIX A
                     GUIDANCE FOR IMPLEMENTING THE
       PHARMACEUTICAL MANUFACTURING INDUSTRY REGULATIONS
1.0
INTRODUCTION
This appendix is intended to serve as an aid in implementing the Pharmaceutical
Manufacturing Industry Point Source Category Effluent Limitations Guidelines,
Pretreatment Standards and New Source Performance Standards.  This appendix
presents the development of permit limitations for several hypothetical plants that
illustrate by example how the proposed pharmaceutical manufacturing industry effluent
limitations guidelines and standards are to be implemented.

            Five permit case studies are presented:

            Case 1:      BPT and BAT limitations for a multiple subcategory facility.
            Case 2:      PSES for a multiple subcategory facility.
            Case 3:      NSPS for a multiple subcategory facility.
            Case 4:      PSNS for a multiple subcategory facility.
            Case 5:  •    BPT and BAT limitations for a facility with pharmaceutical
                         manufacturing and organic chemicals manufacturing
                         operations.

The examples presented here have been selected to cover direct and indirect dischargers
as well as new and existing sources. Special circumstances have been built into each
example to illustrate how a permit writer would be advised to handle these cases. The
plants presented here may not represent an average cross section of the industry, but
they have been selected for their illustrative value.
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As discussed in the body of the Technical Development Document (TDD), the
Pharmaceutical Manufacturing Industry effluent limitations guidelines and standards are
concentration based and adhere to the "building block" concept.  Each regulated
wastestream in an outfall is assigned a mass-based discharge allowance based on a
calculation of its applicable concentration-based limitation and annual average flow. The
sum of the allowances is the total mass discharge allowance for the outfall. The
examples that  follow assume some familiarity with the "building block" concept as well as
familiarity with the material presented in the pharmaceutical manufacturing industry
preamble, proposed regulations, and main body of the TDD.

Mass limitations for unregulated process wastewater streams and dilution streams at
direct discharging facilities are established by the NPDES permit authority using best
professional judgement (BPJ). Mass limitations for unregulated process wastewater
streams and dilution streams at indirect discharging facilities are established by the
Control Authority (see 40 CFR 403.12(a), and 40 CFR 403.3) by using the combined
wastestream formula (see 40 CFR 403.6(e)(i), (ii)).

The following reference is recommended to complement this document:

             •     "Training Manual for NPDES Permit Writers," U.S. Environmental
                   Protection Agency, Office  of Water, Washington, D.C., EPA833-B-
                   93-003, March 1993.

Permit limits are generally expressed in terms of allowable mass (in units of pounds or
kilograms) of pollutant per day.  However, the pharmaceutical industry regulations are
concentration based.  To convert the concentration-based limitations to mass-based
limitations an accurate determination of the annual average process wastestream flows
will have to be determined by the permit writer.  The following discussion is designed to
aid the permit writer in this process.
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1.1
Calculation of Annual Average Process Wastewater Discharge
"Process wastewater discharge" is defined by 40 CFR 122.2 to include wastewaters

resulting from manufacture of pharmaceutical products that come in direct contact with

raw materials, intermediate products, and final products, and surface runoff from the

immediate process area that has the potential to become contaminated. Noncontact

cooling waters, utility wastewaters, general site surface runoff, groundwater, and other

nonprocess water generated on site are specifically excluded from this definition.  The

appropriate process wastewater  discharge flow for each stream to be used when

developing mass-based limitations must be determined by the permitting or control

authority on a case-by-case basis using current information provided by the applicant.  In

cases where the permit writer deems the process wastewater discharge flow claimed by

industry to be excessive, he/she may develop a more appropriate process wastewater

discharge flow for use in computing the mass-based permit limitations.  The permit

writer should review the following items to evaluate whether process wastewater

discharge flow is excessive: •


             •     The component flows to ensure that the claimed flows are, in fact,
                   process wastewater discharge  flows as defined by 40 CFR 122.2.
                   The plant operations to ensure that sound water conservation
                   practices are being followed.  Examples include minimization of
                   process water uses and reuse or recycle of intermediate process
                   waters or treated wastewaters at the process area and in wastewater
                   treatment operations (pump seals, equipment and area washdowns,
                   etc.)

                   Barometric condenser use at the process level.  Often, barometric
                   condensers will generate relatively large volumes of slightly
                   contaminated water.  Replacing barometric condensers with surface
                   condensers can reduce wastewater volumes significantly and result in
                   collection of condensates that may be returned to the process.
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To establish a NPDES permit for a direct discharging facility, the permit writer should
determine which subcategories the facility's operations fall within and use the
corresponding concentration-based effluent limitations as a basis for developing the
mass-based limitations.  The permit writer should then determine the facility's annual
average process wastewater discharge flow (i.e., the permit writer should consider only .
the sources of "process wastewater discharge," as defined previously, when determining
the annual average process wastewater discharge flow; nonprocess wastewater discharges
should not be included). The annual average flow is defined as the average of daily flow
measurements calculated over at least a year (1); however, if available, multiple years'
data are preferable to obtain a representation of average daily flow.

The permit writer is advised to establish, for each point source discharge, a single
estimate of the regulated long-term average daily flow measurements based on three to
five years of facuity data.  (1) In the event that no historical data or  actual process
wastewater flow data exist (such as for a new source), the permit writer is advised to
establish a reasonable estimate of the facility's projected flow.  This may include a
request for the facility to measure process wastewater flows for a representative period
of time to establish a flow basis. The permit writer is advised to establish a flow rate
that is expected to be representative during the entire term of the permit.  If a plant is
planning significant changes in production during the effective period of the permit, the
permittmg authority may consider establishing multiple tiers of limitations as a function
of these changes.  Alternatively, a permit may be modified during its  term, either  at the
request of the permittee, permitter, or another party, or on EPA's initiative, to increase
or decrease the flow basis in response to  a significant change in production (40 CFR
 124.5, 122.62).  A change in production may be an "alteration" of the permitted activity
or "new information" that would provide the basis for a permit modification (40 CFR
 122.62(a)).
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1.2
Calculation of Mass-Based Permit Limitations
After determining the facility's annual average process wastewater flow, the permit writer
should use the annual average process wastewater discharge flow to convert
concentration-based limitations into mass-based limitations. The following equation can
be used by the permit writer to convert a concentration-based limitation into a mass-
based limitation:

                                  Lm = Lc x F  x kj
where:
             LM
             Lc
             F
             mass-based effluent limitation, Ibs/day
             concentration-based limitation, mg/L
             average process wastewater discharge, gal/day
             unit conversion factor, (L x lbs)/(gal x mg).
For this example, the unit conversion factor, kt is used to convert from
[(mg/L) x (gal/day)] to (Ibs/day) as follows:
          k =-
                  1L
             x.
                  lg
X
     lib
              0.264179 gal   1,000 mg    453.592 g
= 8.345 xlO'6x
 Lxlb
gal x mg
If the concentration based limitations are expressed as jwg/L, the unit conversion factor
k2 can be used to convert from [(/ig/L) x (gal/day)] to (Ibs/day) as follows:
               1 L
                        x
                           X
                                 1  Ib
          0.264179 gal     1,000,000 jig     453.592 g
                = 8.345 x  10-9 x
                      Lx Ib
                     gal x/ig
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2.0
CASE STUDY 1, BPT AND BAT EFFLUENT LIMITATIONS FOR A
MULTIPLE SUBCATEGORY FACILITY
Plant A is an existing multiple subcategory, direct discharging pharmaceutical
manufacturing facility.  A wastewater flow schematic for this facility is presented in
Figure A-l.
2.1
BPT Effluent Limitations
The revised BPT effluent limitations guidelines establish new BOD5, COD, and TSS
effluent limitations for Subcategory A, B, C, and D operations at direct discharging
facilities.  The pH effluent limit, established in the 1976 final rule to be in the range of
6.0 to 9.0  standard units for all subcategories, will not be amended. The BPT effluent
limitations for Subcategory E bench-scale operations, established in the 1983 final rule,
will not be amended.  As discussed in Section 6.2 of the TDD, the other conventional
pollutants, such as fecal coliform and oil & grease, will not be regulated by BPT for the
pharmaceutical manufacturing point source category.

The proposed effluent limitations guidelines are concentration-based and, as such,  do not
regulate wastewater flow. The permit writer must use a reasonable estimate of process
wastewater discharge flow and the concentration-based limitations to develop mass-based
limitations for the NPDES permit.  Table 13-1 of the TDD presents the proposed
maximum daily and monthly average BPT effluent limitations for Subcategory A, B, C,
and D operations at direct discharging facilities.

The limitations for BOD5, COD, and TSS will be applied to  the final effluent. An
example calculation of the BPT maximum for any one day and monthly average BOD5
limitations for this facility is shown in 2.1.1 and 2.1.2.
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2.1.1
Maximum Effluent Limitations for Any One Day
The first step in establishing permit limitations is to determine the types of wastestreams
(i.e., regulated process, unregulated process, and dilute). The flow breakdown for Facility
A would look like this:
               Waste Stream
                                            Flow (gal/day)
  1.   Fermentation Operations
  2.   Product Recovery
  3.   In-plant Scrubbers for Chemical
      Synthesis
  4.   Chemical Synthesis
  5.   Mixing, Formulating, and Packaging
  6.   Boiler Slowdown
  7.   Research and Development
  8.   Noncontact Cooling Waters
  Total Wastewater Flow:
  Total Regulated Process:
  Total Unregulated Process:
  Total Dilute:
                                    1,330,000
                                      55,000
                                      30,000

                                      105,000
                                      10,000
                                         150
                                          40
                                    1,300,000
                                    2,830,190
                                    1,530,040
                                           0
                                    1,300,150
(Regulated, Sub. A)
(Regulated, Sub. A)
(Regulated, Sub. C)

(Regulated, Sub. C)
(Regulated, Sub. D)
(Dilute)
(Regulated, Sub. E)*
(Dilute)
 *For monthly average limitations only

 Under BPT, streams 1, 2, 3, 4, 5, and 7 are considered regulated wastestreams as effluent
 limitations have been established for fermentation operations (Subcategory A), chemical
 synthesis operations (Subcategory C), formulating operations (Subcategory D), and
 research operations (Subcategory E). Air pollution control wastewaters are considered
 process wastewaters corresponding to the Subcategory operations the air pollution control
 devices control.  We have assumed the permit writer has sufficient information to
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determine that the noncontact cooling waters do not have treatable levels of BPT

pollutants.
Table 13-1 of the TDD presents the proposed maximum daily and monthly average BPT
effluent limitations for Subcategory A, B, C, and D operations at direct discharging

facilities.  Daily maximum limitations have not been promulgated for Subcategory E

operations.  Monthly average limitations for Subcategory E operations have been

promulgated and are presented in 40 CFR §439.52. (2).  Since maximum limitations for

any one day have not been promulgated for Subcategory E operations, wastestream 7 has

been considered an unregulated wastestream in the calculation of daily maximum

limitations.  The total BPT maximum allowable discharge for any one day can be

calculated by determining the mass discharge allowance  using the combined wastestream
formula (CWF) shown below:
where:
MT

M,
N
EH
X
FT-FD
N
             N
Alternative mass limit for the pollutant in the combined
wastestream (mass per day).
Treatment standard for the pollutant in the regulated stream
i (mass per day)
Average daily flow (at least 30 day average) of the regulated
stream i
Average daily flow (at least 30 day average) of dilute
wastestream(s) entering the combined treatment system
Average daily flow (at least 30 day average) through the
combined treatment facility (including regulated, unregulated,
and dilute wastestreams)
Total Number of regulated streams
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In this example, the previously listed variables are calculated as follows:
             MI
             M2
             M2
             M3
             M3
             M4
             M4

             M5
             M5
 FT    =
 FD    =

 F2
 F3    =
 F4
 F5    =

=  l>115 lbs
     day
            Mass limit of BOD5 in stream 1
            139.7 mg/L x 1,330,000 gal/day x 8.345  x 10'6 =
            1,550.5 Ibs/day
            Mass limit of BOD5 in stream 2
            139.7 mg/L x 55,000 gal/day x 8.345 x  lO'6 =  64.1 Ibs/day
            Mass Limit of BOD5 in stream 3
            139.7 mg/L x 30,000 gal/day x 8.345 x  10'6 =  35.0 Ibs/day
            Mass limit of BOD5 in stream 4
            139.7 mg/L x 105,000 gal/day x 8.345 x 10'6 =
            122.4 Ibs/day
            Mass Limit of BOD5 in stream 5
            36.5 mg/L x  10,000 gal/day x 8.345 x 10'6 = 3.0 Ibs/day
            M7 = Mg = 0 (since these streams are considered dilution or
            unregulated process wastewater)
            Total flow =  2,830,190 gpd
            Dilution flow =  1,330,150
            Flow in stream 1 = 1,330,000
            Flow in stream 2 = 55,000
            Flow in stream 3 = 30,000
            Flow in stream 4 = 105,000
            Flow in stream 5 = 10,000
                        x
               2,830,190 gpd - 1,300,150 gpd   =
                        1,530,000  gpd
!]
Therefore, maximum day effluent limitations for BOD5 in the combined wastestream

would be 1,775 Ibs/day.


COD and TSS maximum day effluent limitations can be calculated in a similar manner.
 2.13
Monthly Average Effluent Limitations
 As mentioned previously, monthly average limitations for Subcategory E operations are
 not being amended from the 1983 final rule.  These limitations are presented in 40 CFR
 §439.52(2). According to the 1983 final rule, the monthly average mass of BOD5 shall
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reflect not less than 90 percent reduction of BOD5 multiplied by a variability factor of
3.0.  However, a facility shall not be required to attain a monthly average BOD5 effluent
limitation of less than 45 mg/L. Assuming this facility has a concentration of 200 mg/L
of BOD5 from Subcategory E operations, a 90 percent reduction would be required,
making the monthly average limitation 20 mg/L.  After multiplying by a variability factor
of 3.0, the  monthly average effluent limitation for BOD5 from Subcategory E operations
is 60 mg/L. This limit is added to the monthly average limitations from the other
subcategories  to determine the  total monthly average effluent limitation for BOD5.

The total monthly average BPT BOD5 limitations can be calculated as follows:

Stream 1 (Sub. A): (57.8 mg/L x 1,330,000 gal/day x 8.345 x  1Q-6) = 641.5 Ibs/day
Stream 2 (Sub. A): (57.8 mg/L x 55,000 gal/day x 8.345 x 10'6) = 26.5 Ibs/day
Stream 3 (Sub. C): (57.8 mg/L x 30,000 gal/day x 8.345 x 10'6) = 14.5 Ibs/day
Stream 4 (Sub. C): (57.8. mg/L x 105,000  gal/day  x 8.345  x lO"6)  = 50.6 Ibs/day
Stream 5 (Sub. D): (11.2 mg/L x 10,000 gal/day x 8.345 x lO"6) = 0.9 Ibs/day
Stream 7 (Sub. E): (60 mg/L x 40 gal/day x 8.345 x 10'6) = 0.02 Ibs/day
Total = 734 Ibs BOD5/day

The monthly average effluent limitation for BOD5 in the combined wastestream would
be 734 Ibs/day.

This monthly average limitation is compared to the average of all daily mass discharge
amounts in a calendar month to determine  facility compliance.

COD  and TSS monthly average effluent limitations can be calculated in a similar
manner.
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2.2
BAT Effluent Limitations
Tables 15-2 and 15-3 of the TDD present the proposed maximum daily and monthly
average BAT effluent limitations guidelines for Subcategories A and C, and
Subcategories B and D, respectively. BAT for ammonia and the organic pollutants listed
in these tables are applicable to the final effluent discharged to the waters of the United
States.

BAT limitations for cyanide are presented in Table 15-2 of the TDD, and are applicable
to those wastewaters from Subcategory A and C operations known or believed to contain
cyanide.  Compliance monitoring for cyanide should occur in-plant, prior to dilution or
mixing with any non-cyanide bearing wastewater. In-plant monitoring is required to
prevent compliance through dilution with non-cyanide bearing wastewaters.

We will assume that facility A has provided  the permit writer with an accurate
characterization of its process wastestreams by means available such as solvent use and
disposition data, and analytical scans of each stream.  Permit limitations should be
established and compliance monitoring required for each regulated pollutant listed on
Table 15-1 generated or used at a pharmaceutical manufacturing facility.  Limitations
and  routine compliance monitoring are not required for regulated pollutants not
generated or used at a facility.  A determination that regulated pollutants are not
generated or used should be based on a review of all raw materials  used, and an
assessment of all chemical processes used, considering resulting products and by-
products. The determination that a regulated pollutant is not generated or used must be
confirmed by annual chemical analyses of wastewater from each monitoring location.
Such confirmation is provided by an analytical measurement of a non-detect value.
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The following presents a summary of the regulated pollutants expected to be found in
this facility's wastestreams:
Stream
1
2
3
4
5
6
7
Subcategory
A
A
C
C
D
N/A
E
Flow (gal/day)
1,330,000
55,000
30,000
105,000
10,000
150
40
Pollutant
Methylene chloride, cyclohexane,
acetone
Methylene chloride, methanol,
acetone
Methanol
Methylene chloride, acetone,
methanol, aniline
Aniline, cyclohexane
No BAT pollutants
No organic pollutants
Based on the above data, permit limitations are established for methylene chloride,
cyclohexane, acetone, methanol, and aniline.  All of these pollutants are listed in Table
15-1 of the TDD.

While Subcategory E bench-scale research wastewater is unregulated for the organic
pollutants listed in streams 1-5 according to the definition in the General Pretreatment
Regulations, Control Authorities have the authority to determine whether unregulated
streams should be considered dilution under 40 CFR §403.6(d).  Since organic pollutants
were not found to be present in Subcategory E wastewater in this example, this
wastestream is considered here as dilution water and no mass allowances for this
wastewater will be given.
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2.2.1
BAT Maximum Limitations for Any One Day
As shown in Tables 15-2 and 15-3 of the TDD, cyclohexane has a maximum daily
limitation of non-detect (ND) for A, B, C, and D subcategories.  Methylene chloride,
acetone, and methanol have maximum daily limitations of ND in Subcategories A and C
and a maximum daily numerical limitation in Subcategory D.  Aniline has a maximum
daily numerical limitation in A, B, C, and D subcategories.

The Subcategory A, C, and D maximum daily limitations for cyclohexane are all ND.
Non-detect values are concentration-based measurements reported below the minimum
level that can be reliably measured by the analytical method for the pollutant.
Therefore, the permit limitation for cyclohexane should specify ND for all
measurements.  Any concentration measurements greater than the ND value for the
pollutant are considered out of compliance.

The limitations-for methylene chloride, acetone, and methanol for Subcategories A and
C are ND.  However, these pollutants have a numerical limitation for Subcategory D.
Since monitoring points for organic pollutants under BAT are at end-of-pipe locations
and Subcategory A, C, and D wastewater will most likely be combined at this location, a
mass limitation for the combined wastestream can be determined by using the numerical
value of the minimuni level for these pollutants to determine the Subcategory A and C
portion of the mass limitation.

The total BAT maximum allowable discharge for methanol for any one day can be
calculated by determining the mass discharge allowance for each individual process
stream and summing, as shown below.

Stream 1 (Sub. A):  (3,180 /*g/L x 1,330,000 gal/day x 8.345 x 10'9) = 35.3 Ibs/day
Stream 2 (Sub. C):  (3,180 /xg/L x 55,000 gal/day x 8.345 x  10'9) =  1.46 Ibs/day
Stream 3 (Sub. C):  (3,180 /*g/L x 30,000 gal/day x 8,345 x  10'9) =  0.80 Ibs/day
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Stream 4 (Sub. C):  (3,180 jtg/L x 105,000 gal/day x 8.345 x  10'9)  = 2.79 Ibs/day
Stream 5 (Sub. D):  (6,660 /*g/L x 10,000 gal/day x 8.345 x 10'9) = 0.56 Ibs/day

Total = 40.9 Ibs/day
Total Facility Maximum Day Discharge for Methanol = 40.9 Ibs/day
Maximum day effluent limitations for acetone and methylene chloride can be calculated

in a similar manner.


Aniline has a numerical limitation for all subcategories. The concentration-based

limitations in Tables 15-2 and 15-3 of the TDD should be converted to maximum day

mass-based limitations as shown below:
Stream 1 (Sub. A):  (10 /tg/L x 1,330,000 x 8.345  x 10'9) = 0.11 Ibs/day
Stream 2 (Sub. A):  (10 jwg/L x 55,000 x 8.345 x 10'9) = 0.0046 Ibs/day
Stream 3 (Sub. C):  (10 /*g/L x 30,000 x 8.345 x 10'9) = 0.0025 Ibs/day
Stream 4 (Sub. C):  (10 /tg/L x 105,000 x 8.345 x  10'9) = 0.0088 Ibs/day
Stream 5 (Sub. D):  (10 /*g/L x 10,000 x 8.345 x 10'9) = 0.0008 Ibs/day

Total = 0.13 Ibs/day
Total Facility Maximum Day Discharge for Aniline  = 0.13 Ibs/day
It -will be critical in this example to monitor the plant effluent at monitoring Point A; prior

to dilution with non-contact cooling waters.  The limitations for most pollutants are based

on treating the pollutant to levels near or below the analytical minimum level.  Achieving

such levels in part through dilution is not considered treatment and is not acceptable.
22.2
BAT Monthly Average Limitations for Organic Pollutants
The monthly average limitations for cyclohexane are ND for all subcategories, just like

the cyclohexane maximum daily limitations.  Section 2.2.1 explains how these

concentration-based limitations are implemented.
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The published monthly average limitations for methanol are ND for all subcategories.

However, since the maximum daily limitation for Subcategory D is not ND,

measurements above the minimum level are permitted.  Within the course of a month,
the average value of all measurements should be equal to or less than the minimum

level of 3,180 /*g/L.  The corresponding monthly average mass-based limitation for this

concentration is shown below.
Stream 1 (Sub. A): (3,180 ^g/L x  1,330,000 gal/day x 8.345 x 10'9)  = 35.3 Ibs/day
Stream 2 (Sub. A): (3,180 jtig/L x  55,000 gal/day x 8.345 x 10'9) =  1.46 Ibs/day
Stream 3 (Sub. C): (3,180 ^g/L x  30,000 gal/day x 8.345 x 10'9) =  0.80 Ibs/day
Stream 4 (Sub. C): (3,180 pg/L x  105,000 gal/day x 8.345 x 10'9) = 2.79 Ibs/day
Stream 5 (Sub. D): (3,180 pg/L x  10,000 gal/day x 8.345 x 10'9) =  0.27 Ibs/day

Total = 39.8 Ibs/day
Monthly average discharge limitation for Methanol = 39.8 Ibs/day


The monthly average for methylene chloride and acetone for Subcategories A and C are

ND. These pollutants have numerical limitations for Subcategory D. This same scenario

is described in Section 2.2.1.  Using the methodology explained in Section 2.2.1, the

monthly average limitations for methylene chloride are shown below:


Stream 1 (Sub. A): (10 pg/L x 1,330,000 gal/day x 8.345 x 10'9) =  0.11 Ibs/day
Stream 2 (Sub. A): (10 /*g/L x 55,000 gal/day x 8.345  x 10'9)  = 0.0046 Ibs/day
Stream 3 (Sub. C): (10 jtg/L x 30,000 gal/day x 8.345  x 10'9)  = 0.0025 Ibs/day
Stream 4 (Sub. C): (10 pg/L x 105,000 gal/day x 8.345 x 10'9) = 0.0088 Ibs/day
Stream 5 (Sub. D): (357 pg/L x 10,000 gal/day x 8.345 x 10'9) = 0.03 Ibs/day

Total = 0.16 Ibs/day
Monthly average discharge limitation for methylene chloride = 0.16 Ibs/day


Monthly average limitations for acetone can be calculated in the same manner.
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The monthly average limitations for aniline are the same as the daily maximum
limitations for aniline in all subcategories.  Calculation of corresponding mass-based
limitations are shown in Section 2.2.1.
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3.0
CASE STUDY 2, PSES FOR A MULTIPLE SUBCATEGORY FACILITY
Facility B is an existing multiple subcategory indirect discharging pharmaceutical plant.
A wastewater flow schematic for this facility is presented in Figure A-2.
3.1
PSES Permit Limitations
Two scenarios -will be presented for PSES, the first will apply under co-proposal 1 and
the second will apply under co-proposal 2. Co-proposal 1 for Subcategories A and C sets
in-plant standards for 13 pollutants and end-of-pipe standards for 33 pollutants.  Co-
proposal 2 for Subcategories A and C sets in-plant standards for 13 pollutants, but has
no end-of-pipe standards except for ammonia. Cyanide and ammonia are not regulated
in Subcategories B and D.  Co-proposal 1 for Subcategories B and D sets in-plant
standards for 12 pollutants and end-of-pipe standards for 32 pollutants.  Co-proposal 2
for Subcategories B and D sets in-plant standards for 12 pollutants, but has no end-of-
pipe standards.
 3.2
PSES Permit Limitations for Co-Proposal 1
 Table 17-4 of the TDD presents the proposed daily maximum and monthly average
 PSES for Subcategories A, B, C, and D.  The proposed standards are concentration-
 based and, as such, do not regulate wastewater flow.  Organics being controlled under
 PSES have been divided into two groups, one list for organics to be controlled in-plant,
 and a second list of less volatile organics that are controlled at the end-of-pipe.

 PSES for cyanide is presented in Table 17-4 of the. TDD as well, and are applicable to
 those wastewaters from Subcategories A and C operations known or believed to contain
 cyanide.  Compliance monitoring for cyanide should occur in-plant, prior to dilution or
 mixing with any non-cyanide bearing wastewater. In-plant monitoring is required to
 prevent compliance through dilution with non-cyanide bearing wastewaters.
                                        A-18

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The first step in establishing permit limitations is to determine the types of wastestreams
(i.e., regulated process, unregulated process, and dilute).  The flow breakdown for
Facility B would look like this:
               Waste Stream
        Flow (gal/day)
  1.   Administration
  2.   Chemical synthesis
  3.   Mixing, Formulating, and Packaging
  4.   Boiler Blowdown
  5.   Pilot-Scale Chemical Synthesis
  Total Wastewater Flow:
  Total Regulated Process:
  Total Unregulated Process:
  Total Dilute:
 5,000
55,000
30,000
   100
   200
(Dilute)
(Regulated, Sub. C)
(Regulated, Sub. D)
(Dilute)
(Regulated, Sub. C)
90,300
85,200
     0
 5,100
Streams 2, 3, and 5 are considered regulated process wastestreams because effluent
limitations have been established for chemical synthesis operations (Subcategory C) and
mixing, formulating, and packaging operations (Subcategory D).  Note for this example
that in the proposed regulation pilot-scale chemical synthesis wastewaters are regulated
as normal manufacturing process wastewater, not as research (Subcategory E)
wastewater.

We will assume that Facility B has provided the permit writer with an accurate
characterization of its process wastestreams by means available such as evaluation of
solvent use and disposition data, and has performed analytical scans of each stream.
Permit limitations should be established and compliance monitoring required for each
regulated pollutant listed on Table 17-2 generated or used at a pharmaceutical
manufacturing facility.  Limitations and routine compliance monitoring are not required
for regulated pollutants not generated or used at a facility.  A determination that
                                        A-20

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regulated pollutants are not generated or used should be based on a review of all raw
materials used and an assessment.of all chemical processes used, considering resulting
products and by-products.  The determination that a regulated pollutant is not generated
or used must be confirmed by annual chemical analyses of wastewater from each
monitoring location.  Such confirmation is provided by an analytical measurement of a
non-detect value.

The following presents a summary of regulated pollutants found in this facility's
wastestr earns:
Stream
1
2
3
4
5
Subcategory
N/A
C
D
N/A
C
Flow (gpd)
5,000
55,000
30,000
100
200
Pollutant
No PSES pollutants
Acetone, chloroform,
toluene, cyanide
Acetone, isopropanol,
toluene
No PSES pollutants
Chloroform, toluene
Based on the above data, permit limitations are established for acetone, chloroform,
cyanide, isopropanol, and toluene.  All of these pollutants are listed in Table 17-4 of the
TDD.
3.2.1
PSES Maximum Limitations for Any One Day
The limitations for both chloroform and toluene would be applied to process wastewater
streams 2, 3, and 5, at in-plant location points B, C, and D, prior to any dilution,
commingling with other treated wastestreams, and any equalization or treatment units
which are open to the atmosphere.  (These monitoring points are shown at in-plant
                                       A-21

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locations after steam stripping.  Although steam stripping is the basis for the regulated
concentrations, it does not have to be the technology used at the facility.) These
maximum daily limitations would be concentration-based, and are ND and 198 /*g/L
(from Table 17-4) for chloroform and toluene, respectively. Non-detect (ND) values are
concentration-based measurements reported below the minimum level that can be
reliably measured by the analytical method for the pollutant.  Therefore, the permit
limitation for chloroform should specify ND for all measurements.  Any concentration
measurements greater than the ND value for the pollutant are considered out of
compliance.

PSES effluent limitations for cyanide should also be applied in-plant. The cyanide
standards are applicable to wastewaters from Subcategories A and C operations  that
contain cyanide.  Therefore, the  concentration-based limitations for cyanide will  apply to
process wastestream 2 at point A prior to dilution or mixing with any non-cyanide
bearing wastewater.  The maximum daily limitation for cyanide is 766 jtg/L (from Table
17-4).

The limitations for both acetone and isopropanol would be applied at end-of-pipe
location point E.
                                        A-22

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The total maximum allowable discharge for acetone for any one day can be calculated by

determining the mass discharge allowance using the combined wastestream formula

(CWF) shown below:
where:
MT

M;

F,

FD

FT


N
N
EH
X
FT-FD
N
Alternative mass limit for the pollutant in the combined
wastestream (mass per day).
Pretreatment standard for the pollutant in the regulated
stream i (mass per day)
Average daily flow (at least 30 day average) of the regulated
stream i
Average daily flow (at least 30 day average) of dilute
wastestream(s) entering the combined treatment system
Average daily flow (at least 30 day average) through the
combined treatment facility (including regulated, unregulated,
and dilute wastestreams)
Total Number of regulated  streams
                                       A-23

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In this example, the previously listed variables are calculated as follows:
             M2
             M2

             M3
             M3

             Ms
             M5

             FT
             FD
             F2
             F3
             F5
            M4 = 0 (since these streams are considered dilution water)
            Mass limit for acetone in stream 2
            31,400 fig/L x 55,000 gpd  x 8.345  x 10'9 = 14.4 Ibs/day
            acetone
            Mass limit for acetone in stream 3
            31,400 pg/L x 30,000 gpd  x 8.345  x 10'9 = 7.86 Ibs/day
            acetone
            Mass limit for acetone in stream 5
            31,400 Aig/L x 200 gpd x 8.345 x  10'9 = 0.05 Ibs/day
            acetone
            Total flow = 90,300 gpd
            Dilution flow = Ft + F4 = 5,1000 gpd
            Flow in stream 2 = 55,000 gpd
            Flow in stream 3 = 30,000 gpd
            Flow in stream 5 = 200 gpd
           ,,  =  22.3 libs    ("90,300 gpd-5,100 gpd] = 22.3 libs
           ^      day      [      85,200 gpd      \      day

Total facility maximum discharge of acetone for any one day = 22.31 Ibs/day.
Maximum day effluent limitations for isopropanol can be calculated in a similar manner.
3.2.2
PSES Monthly Average Limitations for Organic Pollutants
The monthly average discharge limitations for chloroform and toluene are ND and 148

/ig/L, respectively.  These limitations would be applied to process wastewater streams 2,

3, and 5 at in-plant location points A, B, and C, prior to any dilution, commingling with

other treated wastestreams,  and any equalization or treatment units which are open to

the atmosphere.
                                       A-24

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The monthly average discharge standard for cyanide is 406 jig/L.  This standard will be

applied to process wastestream 2 at point A prior to dilution or mixing with any non-

cyanide bearing wastewater.


The monthly average discharges for acetone and isopropanol can be calculated by

determining the mass discharge allowance using the CWF presented in Section 3.2.1.


To determine the monthly average limitations for acetone, the variables listed in Section

3.2.1 are calculated as follows:
             M2
             M2

             M3
             M3

             Ms
             M5

             FT
             FD
             F2
M4 = 0 (since these streams are considered dilution water)
Mass limit for acetone in stream 2
9,690 pg/L x  55,000 gal/day x 8.345 x 10'9  = 4.45 Ibs/day
acetone
Mass limit for acetone in stream 3
9,690 Aig/L x  30,000 gal/day x 8.345 x 10'9  = 2.43 Ibs/day
acetone
Mass limit for acetone in stream 5
9,690 pg/L x  200 gal/day x 8.345 x 10'9 = 0.02 Ibs/day
acetone
Total flow = 90,300 gpd
Dilution flow  = Fx +  F4 = 5,1000 gpd
Flow in stream 2  = 55,000 gpd
Flow in stream 3  = 30,000 gpd
Flow in stream 5  = 200 gpd
                   6.90 Ibs x f 90,300 gpd -5,100 gpd]  = 6.90 Ibs
                     day     [      85,200 gpd      J      day
The monthly average discharge limitation for acetone is 6.90 Ibs/day.  Monthly average

limitations for isopropanol can be calculated in a similar manner.
                                        A-25

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3.3
PSES Effluent Limitations for Co-Proposal 2
Co-proposal 2 sets in-plant limitations for the 13 pollutants listed in Table 17-5 of the
TDD.  There are not end-of-pipe standards for any pollutants under this co-proposal
except ammonia. Facility B would have no limitations for acetone and isopropanol
under this co-proposal, but would still have in-plant limitations for chloroform, cyanide,
and toluene.  The limitations for chloroform, cyanide, and toluene  would be the same as
those shown for co-proposal 1.
                                       A-26

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4.0
CASE STUDY 3, NSPS FOR A MULTIPLE SUBCATEGORY FACILITY
Facility C is a multiple subcategory direct discharging pharmaceutical facility built after
this rule is promulgated and in effect.  A wastewater flow schematic for this facility is
presented in Figure A-3.
4.1
NSPS Effluent Limitations
Tables 16-2 and 16-3 of the TDD present the proposed daily maximum and monthly
average NSPS for Subcategories A and C, and Subcategories B and D, respectively.
NSPS for ammonia and the organic pollutants listed in these tables are applicable to the
final effluent discharged to the waters of the United States.

The proposed standards are concentration-based and, as such,  do not regulate
wastewater flow. The permit writer must use a reasonable estimate of process
wastewater discharge flow and  the concentration-based standards to develop mass-based
standards for the NPDES permit.

NSPS for cyanide is presented in Table 16-2 of the TDD as well, and are applicable to
those wastewaters from Subcategories A and C operations known or believed to contain
cyanide.  Compliance monitoring for  cyanide should occur in-plant, prior to dilution or
mixing with any non-cyanide bearing wastewater.  In-plant monitoring is required to
prevent compliance through dilution with non-cyanide-bearing  wastewaters.
                                       A-27

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                                                                                                                O

CHEMICAL
SYNTHESIS #1
/ N 35.000 ood ^
W *
Non-contact Cooling
^
JOO.OOO gpd r
                                                                                              O
                                                                                              ID
                                                                                              O
                                                                                                                 O
                                                                                                                 D
                                                                                                                 O
                                                                                                                V-
                                                                                                                 D

                                                                                                                 £
                                                                                                                 05
                                                                                                                JC
                                                                                                                 O
                                                                                                                00
                                                                                                                 O)
3


8
d

-------
The first step in establishing permit limitations is to determine the types of wastestreams
(i.e., regulated process, unregulated process, and dilute). The flow breakdown for Facility
C would look like this:
              Waste Stream
         Flow (gal/day)
  Outfall #001
  1.  Chemical Synthesis
  2.  Biological Extraction
  3.  Boiler Blowdown
  Total Wastewater Flow:
  Total Regulated Process:
  Total Unregulated Process:
  Total Dilute:
 35,000
 30,000
    150
(Regulated, Sub. C)
(Regulated, Sub. B)
(Dilute)
 65,150
 65,000
      0
    150
  Outfall #002
  1.  Non-Contact Cooling
  Total Wastewater Flow:
  Total Regulated Process:
  Total Unregulated Process:
  Total Dilute:
550,000
550,000
      0
      0
550,000
Streams 1 and 2 are considered regulated wastestreams because effluent limitations have
been established for chemical synthesis operations (Subcategory C) and biological
extraction operations (Subcategory B).

We will assume that Facility C has provided the permit writer with accurate
characterization of its process wastestreams by means available such as projected solvent
use and disposition data, and analytical scans of each stream. Permit limitations should
be established and compliance monitoring required for each regulated pollutant listed on
Table 16-1 generated or used at a pharmaceutical manufacturing facility.  Limitations
                                        A-29

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and routine compliance monitoring are not required for regulated pollutants not
generated or used at a facility. A determination that regulated pollutants are not
generated or used should be based on a review of all raw materials used and an
assessment of all chemical processes used, considering resulting products and by-
products.  The determination that a regulated pollutant is not generated or used must be
confirmed by annual chemical analyses of wastewater from each monitoring location.
Such confirmation is provided by an analytical measurement of a non-detect value.

The following presents a summary of the  regulated pollutants expected to be found in
this faculty's wastestream:
Stream
I
2
3
Subcategory
C
B
N/A
Flow (gpd)
35,000
30,000
150
Pollutant
Methylene chloride,
tetrahydrofuran, acetone,
methanol, toluene, BOD5,
COD, TSS
Methanol, tetrahydrofuran,
BODS, COD, TSS
No NSPS pollutants
Based on the above data, permit writers would use reasonable estimates of the process
wastewater discharge flow and the concentration-based standards in Tables 16-2 and 16-3
to develop limitations for methylene chloride, tetrahydrofuran, acetone, methanol, and
toluene in the NPDES permit.  Permit limitations would also be established for BOD5,
COD, and TSS.
                                       A-30

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4.2
NSPS Maximum Limitations for Any One Dav
As shown in Tables 16-2 and 16-3, methylene chloride, acetone, methanol, and toluene
have maximum daily limitations of ND for all subcategories.  Non-detect (ND) values
are concentration-based measurements reported below the minimum level that can be
reliably measured by the analytical method for the pollutant.  Therefore, the permit
limitation for methylene chloride, acetone, methanol, and toluene should specify ND for
all measurements.  Any concentration measurements greater than the ND value for the
pollutant are considered out of compliance.

Tetrahydrofuran has a numerical limitation for all subcategories. The concentration-
based limitations in Tables  16-2 and 16-3 should be converted to maximum daily mass-
based limitations as shown below:
Stream 1 (Sub. C):  (910 pg/L x 35,000 gal/day x 8.345  x 10'9)
Stream 2 (Sub. B):  (910 Mg/L x 30,000 gal/day x 8.345  x 10'9)
Total = 0.50 Ibs/day
                                                  0.27 Ibs/day
                                                  0.23 Ibs/day
Stream 3 is considered a dilution stream, and therefore does not receive a discharge
mass allowance.  The total facility maximum day discharge limitation for tetrahydrofuran
is 0.50 Ibs/day.

The limitations for BOD5, COD, and TSS would also be applied to the final effluent.
The total NSPS maximum for any one day discharge for BOD5 can be calculated by
summing the allowable mass discharges for each process stream as follows:
Stream 1 (Sub. C):  (62 mg/L x 35,000 gal/day x 7.345 x  10'6) = 18.1 Ibs/day
Stream 2 (Sub. B):  (34 mg/L x 30,000 gal/day x 7.345 x  lO"6) = 8.5 Ibs/day
Total = 26.6 Ibs/day BOD5
                                       A-31

-------
The total facility maximum discharge of BOD5 for any one day is 26.6 Ibs/day.
Maximum day effluent limitations for COD and TSS can be calculated in a similar

manner.
4.3
NSPS Monthly Average Limitations
Maximum for any one day and monthly average limitations for methylene chloride,

acetone, methanol, and toluene are ND. Therefore, the permit limitations for these

pollutants should specify ND for all measurements.


The total NSPS monthly average discharge limitation for tetrahydrofuran can be

calculated as shown below.
Stream 1 (Sub. C):  (264 pg/L x 35,000 gal/day x 8.345 x 10'9)
Stream 2 (Sub. B):  (264 /xg/L x 30,000 gal/day x 8.345 x 10'9)

Total = 0.15 Ibs/day
                                                  0.08 Ibs/day
                                                  0.07 Ibs/day
Stream 3 is considered a dilution stream, and therefore does not receive a discharge

mass allowance. The monthly average discharge limitation for tetrahydrofuran is 0.15

Ibs/day.


The total NSPS monthly average discharge limitation for BOD5 can be calculated as

follows:
 Stream 1 (Sub. C):  (29 mg/L x 35,000 gal/day x 8.345 x 10'6)
 Stream 2 (Sub. B):  (10 mg/L x 30,000 gal/day x 8.345 x 10'6)

 Total = 11.0 Ibs/day BOD5
                                                  8.47 Ibs/day
                                                  2.50 Ibs/day
 The monthly average discharge limitation for BOD5 is 11.0 Ibs/day.  Monthly average
 effluent limitations for COD and TSS can be calculated in a similar manner.
                                       A-32

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5.0
CASE STUDY 4, PSNS FOR A MULTIPLE SUBCATEGORY FACILITY
Facility D is a multiple subcategory indirect discharging pharmaceutical facility built after
this rule is promulgated and in effect.  A wastewater flow schematic for this facility is
presented in Figure A-4.
5.1
PSNS Effluent Limitations
Two scenarios are presented for PSNS. The first would apply under co-proposal 1 and
the second would apply under co-proposal 2. Co-proposal 1 for Subcategories A and C
sets in-plant standards for 28 pollutants and end-of-pipe standards for 19 pollutants.
Co-proposal 2 for Subcategories A and C sets in-plant standards for 13 pollutants, but
has no end-of-pipe standards except for ammonia. In Subcategories B and D cyanide
and ammonia are not regulated.  Co-proposal 1 for Subcategories B and D sets  in-plant
standards for 27 pollutants and end-of-pipe standards for 18 pollutants.  Co-proposal 2
for Subcategories B and D sets in-plant standards for 12 pollutants.
5.2
PSNS Effluent Limitations for Co-Proposal 1
Table 17-6 of the TDD presents the proposed daily maximum and monthly average
PSNS for Subcategories A, B, C, and D. The proposed standards are concentration-
based and, as such, do not regulate wastewater flow. Organics being controlled under
PSNS have been divided into two groups, one list for organics to be controlled in-plant,
and a second list of less volatile organics that are controlled at the end-of-pipe.

PSNS for cyanide is presented in Table 17-6 of the TDD as well, and are applicable to
those wastewaters from Subcategories A and C operations known or believed to contain
cyanide.  Compliance monitoring for cyanide should occur in-plant, prior to dilution or
mixing with any non-cyanide bearing wastewater.  In-plant monitoring is required to
prevent compliance through  dilution with non-cyanide bearing wastewaters.
                                       A-33

-------
I
< <
ULJ
   •
                   5.000gpd
                                                                      LU

                                                                      < i§
                                                                    .32
                                                                      D: "
                                                                      ffi
                    Sarttaiy
                                                                                      Q
                                                                                      "O
                                                                                       D
                                                                                     .O
                                                                                     "5
                                                                                     CD
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                                                                                     05
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                                                                                        CD
                                                                                        0)

-------
The first step in establishing permit limitations is to determine the types of wastestreams
(i.e., regulated process, unregulated process, and dilute). The flow breakdown for Facility
D would look like this:
              Waste Stream
  Outfall #001
  1.  Administration (Sanitary)
  2.  Chemical Synthesis #1
  3.  Mixing, Formulating, and Packaging
  4.  Boiler Slowdown
  5.  Research and Development
  Total Wastewater Flow:
  Total Regulated Process:
  Total Unregulated Process:
  Total Dilute:
        Flow (gal/day)
 5,000
55,000
 1,500
   150
    50
(Dilute)
(Regulated, Sub. C)
(Regulated, Sub. D)
(Dilute)
(Unregulated, Sub. E)
61,700
56,500
    50
 5,150
  Outfall #002
  1.  Non-Contact Cooling
  Total Wastewater Flow:
  Total Regulated Process:
  Total Unregulated Process:
  Total Dilute:
 1,000
 1,000
     0
     0
 1,000
Streams 2 and 3 are considered regulated process wastestreams because effluent
limitations have been established for chemical synthesis operations (Subcategory C) and
mixing, compounding and formulating operations (Subcategory D).  Thus, a reasonable
estimate of the process wastewater discharge flow for this example facility is 56,500
gal/day.
                                       A-35

-------
Stream 5 is considered an unregulated process wastestream because effluent limitations
for organic pollutants have not been established for research and development
operations (Subcategory E).

We will assume that Facility D has provided the permit writer with accurate
characterization of its process  wastestreams by means available such as projected solvent
use and disposition data, and analytical scans of each stream. Permit limitations should
be established and compliance monitoring required for each regulated pollutant listed on
Table 17-2 generated or used  at a pharmaceutical manufacturing facility.  Limitations
and routine compliance monitoring are not required  for regulated pollutants not
generated or used at a facility. A determination that regulated pollutants are not
generated or used should be based on a review of all raw materials used and an
assessment of all  chemical processes used, considering resulting products and by-
products.  The determination that a regulated pollutant is not generated or used must be
confirmed by annual chemical analyses of wastewater from each monitoring location.
Such confirmation is provided by an analytical measurement of a non-detect value.

The following presents a summary of the regulated pollutants expected to be found in
this facility's  wastestreams:
Stream
" 1
2
3
4
5
Subcategory
N/A
C
D
N/A
E
Flow (gpd)
5,000
55,000
• 1,500
150
50
Pollutant
No PSNS pollutants
Methylene chloride,
tetrahydrofuran, ammonia,
methanol, cyanide
Methanol, tetrahydrofuran
No PSNS pollutants
Ammonia
                                        A-36

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Based on the above data, permit limitations are established for methylene chloride,
tetrahydrofuran, ammonia, methanol, and cyanide. All of these pollutants are listed in
Table 17-6.
5.2.1
PSNS Maximum Limitations for Any One Day
The limitations for both methanol and methylene chloride would be applied at in-plant
location point B, prior to any dilution, commingling with other treated wastestreams, and
any equalization or treatment units which are open to the  atmosphere.  In this example,
they would be applied to wastestreams 2 and 3.  These maximum daily limitations would
be concentration-based, and are 8,320 ^tg/L and 809 jtg/L (from Table 17-6) for
methanol and methylene chloride, respectively.  In-plant monitoring is required to
prevent compliance through dilution and by cross-media transfer of these pollutants from
wastewater to the atmosphere during collection, equalization, and end-of-pipe biological
treatment.

PSNS effluent limitations for cyanide should also be applied in-plant. The cyanide
standards are applicable to wastewaters  from Subcategories A and  C operations that
contain cyanide. Therefore, the concentration-based limitations for cyanide will apply to
process wastestream 2 at point A, prior  to dilution or mixing with any non-cyanide
bearing wastewater. The maximum daily limitation for cyanide is 766 /wg/L (from Table
17-6).

PSNS for ammonia and tetrahydrofuran would be applied  to the facility effluent at point
C.  The concentration-based standards contained in Table  17-6 would be converted to
mass-based
                                       A-37

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permit limitations. These mass-based limitations can be calculated using the CWF

shown below:
where:
MT

M,

F,

FD

Ft


N
N
EH
i=l
X
F -F
rT CD
N
£*
i=l
Alternative mass limit for the pollutant in the combined
wastestream (mass per day)
Pretreatment standard for the pollutant in the regulated
stream i (mass per day)
Average daily flow (at least 30 day average) of the regulated
stream i
Average daily flow (at least 30 day average) of dilute
wastestream(s) entering the combined treatment system
Average daily flow (at least 30 day average) through the
combined treatment facility (including regulated, unregulated,
and dilute wastestreams)
Total number of regulated streams
To determine the mass-based limitation for ammonia, the previously listed variables are

calculated as follows:
             Mt = M3 = M4 = Ms = 0  (since these streams are considered either
                                       dilution water, or unregulated process
                                       wastewater with respect to ammonia)
             M2
             M2
             Mass limit for ammonia in stream 2
             12,900 jtg/L x 55,000 gal/day x 8.345 x 10'9 = 5.92 Ibs/day
             ammonia
 Wastestream 1 (sanitary wastewater) and wastestream 4 (boiler blowdown) are

 considered dilution water.  Wastestream 3 (wastewater from formulating and packaging,

 Subcategory D) is also considered dilution water for the purpose of calculating ammonia

 limitations, because ammonia is not regulated in Subcategory D, and ammonia is not

 present in wastestream 3 at this facility. Wastestream 5 (wastewater from research

 operations, Subcategory E) is considered unregulated process wastewater, because the
                                        A-38

-------
facility has made a demonstration (based on analysis of wastewater samples) that

ammonia is expected to be present in this wastewater at treatable concentrations.

Therefore:
             FT
             FD
             F2
              Total flow = 61,700 gpd
              Dilution flow = Fl +  F3 + F4 = 6,650 gpd
              55,000 gpd
                    day
                              61,700 gpd - 6,650 gpd } _ 5.93 Ibs
                        55,000 gpd
                                    day
                                                               ammonia
To determine the mass-based limitation for tetrahydrofuran, the previously listed

variables are calculated as follows:
             M2
             M2
             M3
             M3
             M5
              M4 = 0 (since these streams are considered dilution water)
              Mass limit for tetrahydrofuran in Stream 2
              9,210 pg/L x  55,000 gal/day x  8.345 x 10'9  = 4.23 Ibs/day
              Mass limit for tetrahydrofuran in stream 3
              9,210 jttg/L x  1,500 gal/day x 8.345 x 10'9 = 0.12 Ibs/day
              0 (since this wastestream is unregulated)
While Subcategory E wastewater is unregulated for the pollutant tetrahydrofuran
according to the definition in the General Pretreatment Regulations, Control Authorities
have the authority to determine whether unregulated streams should be considered
dilution under 40 CFR § 403.6(d). Since tetrahydrofuran was not found to be present in

Subcategory E wastewater in this example, this wastestream is considered here as

dilution water.
     M,-
 FT
 FD
 F2
 F3

4.35  Ibs
  day
x
                          Total flow =  61,700 gpd
                          Dilution flow =
                          55,000 gpd
                          1,500 gpd
                        + F4 + F5 = 5,200 gpd
'61,700 gpd - 5,200 gpd'
      56,500 gpd
= 4.35 Ibs/day tetrahydrofuran
                                        A-39

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Total facility maximum day discharge limitations for ammonia and tetrahydrofuran are
5.93 Ibs/day and 4.35 Ibs/day, respectively.
5.2.2
PSNS Monthly Average Limitations
The monthly average discharge standards for methanol and methylene chloride are ND
and 279 jcg/L, respectively. These standards would be applied to process wastewater
streams 2 and 3 at point B, prior to any dilution, commingling with other treated
wastestreams, and any equalization or treatment units which are open to the atmosphere.
Note that the published monthly average standard for methanol is ND.  However, since
the maximum for any one day standard is not ND, measurements above the minimum
level are permitted. Within the course  of a month, the average value of all
measurements should be  equal to or less than the  minimum level of 3,180
The monthly average discharge standard for cyanide is 406 /*g/L.  This standard will be
applied to process wastestream 2 at point A, prior to dilution or mixing with any non-
cyanide bearing wastewater.

The monthly average discharges for ammonia and tetrahydrofuran should be applied at
end-of-pipe location point C and can be calculated by using the CWF shown in Section
5.2.1 of this example.  The following variables would be calculated to determine the
ammonia monthly average discharge limitation.
             Mt  = M3 = M4 = M5 = 0
             M2     =     10,900 pg/L x 55,000 gal/day x 8.345 x 10'9 = 5.00 Ibs/day
                          ammonia
             FT     =     Total flow = 61,700 gpd
             FD     =     Dilution flow = Fl + F3 + F4 = 6,650 .gpd
             F2     =     55,000 gpd
                                       A-40

-------
                              61,700 gpd - 6,650 gpd ]  _ 5.00 Ibs
                    day
                       55,000 gpd
                                  J
day
                                                               ammonia
The monthly average for tetrahydrofuran is calculated similarly and is shown below:
             Mj = M4 =  M5 = 0
             M2    =    3,360 Mg/L x 55,000 gal/day x 8.345  x 10'9 = 1.54 Ibs/day
                         tetrahydrofuran
             M3    =    3,360 Atg/L x 1,500 gal/day x  8.345 x 10'9 = 0.042 Ibs/day
                         tetrahydrofuran
             FT    =    61,700 gpd
             FD    =    Fj + F4 + Fs = 5,200 gpd
             F2    =    55,000 gpd
             F3    =    1,500 gpd

         „    L581bs x f 61,700 gpd -5,200 gpd 1  = L581bs  tetrahydrofuran
          ^
day
                   56,500 gpd

                                                      day
The monthly average discharge limitations for ammonia and tetrahydrofuran are
5.00 Ibs/day and 1.58 Ibs/day, respectively.
5.3
PSNS Effluent Limitations for Co-Proposal 2
Co-proposal 2 sets in-plant limitations for the 13 pollutants listed in Table 17-7 of the

TDD.  There are no end-of-pipe limitations for any pollutants except ammonia under

this co-proposal.  Facility D would have no limitations for methanol and tetrahydrofuran

under this co-proposal, but would still have in-plant limitations for cyanide and

methylene chloride, and an end-of-pipe limitation for ammonia. The limitations for

these three pollutants would be the same as those shown for co-proposal 1.
                                       A-41

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6.0
CASE STUDY 5, BPT AND BAT EFFLUENT LIMITATIONS FOR A
MULTIPLE INDUSTRIAL CATEGORY FACILITY
Facility E is a direct discharging manufacturing facility with operations in two industrial
categories.  Pharmaceuticals as well as bulk organic chemicals are produced at this
facility. A wastewater flow schematic for this facility is presented in Figure A-5.
6.1
BPT Effluent Limitations
The revised BPT effluent limitations guidelines establish new BODS, COD, and TSS
effluent limitations for Subcategory A, B, C, and D direct discharging facilities. As
described in Case Study 1, the pH effluent limit will not be amended, and other
conventional pollutants will not be regulated by BPT for the pharmaceutical
manufacturing point source category.

The proposed effluent limitations and guidelines are concentration-based and, as such,
do not regulate wastewater flow.  The permit writer must use a reasonable estimate of
process wastewater discharge flow and the concentration-based limitations to develop
mass-based limitations for the NPDES permit. Table 13-1 of the TDD presents the
proposed maximum daily and monthly average BPT effluent limitations for Subcategory
A, B, C,  and D direct discharging facilities.

The limitations for BOD5, COD, and TSS will be applied to the final effluent at
monitoring point B. An example calculation of the BPT maximum day and monthly
average BOD5, COD, and TSS limitations for this facility is as follows.
                                       A-42

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  a LU
  ^3

  Is
-&
      Slowdown
      1,000 gpd
 LU .  VJ

 3381
 ^155
 ^ ^ z &
 Qi>S
 ^o^§
      5.000 gpd
ll|l^
^> 7S ^ i
      105.000 gpd
LLJ


'O

£

5
.o

"o


en


<

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6.1.1
Maximum Effluent Limitations for Any One Day
The first step in establishing permit limitations is to determine the types of wastestreams
present The flow breakdown for facility E would look like this:
Waste Stream
1. Fermentation
3. Chemical Synthesis
4. Bulk Organic Chemicals
5. Chemical Synthesis
6. Boiler Blowdown
Total Wastewater Flow:
Total Regulated Process:
Total Unregulated Process:
Total Dilute:
2. Noncontact Cooling Water
(added after monitoring point B)
Flow (gal/day)
500,000
80,000
105,000
5,000
1,000
691,000
690,000
0
1,000
100,000
(Regulated,
(Regulated,
(Regulated,
(Regulated,
(Dilute)



(Dilute)
Sub. A)
Sub. C)
OCPSF)
Sub. C)




Streams 1, 3, 4, and 5 are considered regulated wastestreams as effluent limitations have
been established for fermentation operations (Subcategory A), chemical synthesis
operations (Subcategory C), and OCPSF bulk organic chemical operations. (3)

Table 13-1 of the TDD presents the proposed maximum daily and monthly average BPT
effluent limitalions for Subcategories A and C. 40 CFR §414.71 presents the proposed
maximum daily and monthly average BPT effluent limitations for bulk organic chemical
OCPSF wastewaters. (3)  The total BPT maximum for any one day discharge for BOD5
can be calculated as follows:
                                       A-44

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Stream 1 (Sub. A):  (139.7 mg/L x 500,000 gal/day x 8.345 x 10'6)  = 582.9 Ibs/day
Stream 3 (Sub. C):  (139.7 mg/L x 80,000 gal/day  X 8.345 x  10'6) = 93.3 Ibs/day
Stream 4 (OCPSF): (92 mg/L x 105,000 gal/day x 8.345 x 10'6) = 80.6 Ibs/day
Stream 5 (Sub. C):  (139.7 mg/L x 5,000 gal/day x 8.345 x lO'6) =  5.8 Ibs/day

Total = 763 Ibs BODs/day
TSS maximum day effluent limitations can be calculated in a similar manner.


Proposed maximum daily and monthly average COD effluent limitations for

Subcategories A and C are also presented in Table 13-1.  However, COD is not

regulated in wastewater from chemical synthesis operations at OCPSF facilities. (3)  In
cases where OCPSF wastewaters are combined with pharmaceutical wastewaters and

treated in a central unit, the  maximum daily limitation for COD can be calculated by
determining the mass discharge allowance using the CWF shown below:
where:
MT

M;

F,

FD

FT


N
                                   N
                                               N
Alternative mass limit for the pollutant in the combined
wastestream (mass per day).
Treatment standard for the pollutant in the regulated stream
i (mass per day)
Average daily flow (at least 30 day average) of the regulated
stream i
Average daily flow (at least 30 day average) of dilute
wastestream(s) entering the combined treatment system
Average daily flow (at least 30 day average) through the-
combined treatment facility (including regulated, unregulated,
and dilute wastestreams)
Total Number of regulated streams
                                      A-45

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In this example, the previously listed variables are calculated as follows:
             M2 =  M4 = M6 = 0
             M,
             M3
             M3

             Ms
             M5
             FT
             FD
                         (since these streams are considered dilution or
                         unregulated process wastewater)
            Mass limit for COD in stream 1
            1,100 mg/1 x 500,000 gal/day x 8.345 x 10'6 =
            4,589.75 Ibs/day
            Mass limit for COD in stream 3
            1,100 mg/L x 80,000 gal/day x 8.345 x 10"6 =
            734.36 Ibs/day
            Mass limit for COD in stream 5
            1,100 mg/L x 5,000 gal/day x 8.345  x 1Q-6 = 45.90 Ibs/day
            Total flow = 791,000 gpd
            Dilution flow = F6 = 1,000 gpd
            Flow in stream 1 = 500,000 gpd
            Flow in stream 3 = 80,000 gpd
            Flow in stream 5 = 5,000 gpd
             _ 5,370 Ibs  x  [691,000 gpd -1,000 pgdl = fi  34 lbg/dft  CQD
          ^      day       |_      585,000 gpd      J

Total facility discharge limitation for any one day for COD is 6,334 Ibs/day.
6.12
Monthly Average Effluent Limitations
Monthly average limitations for BOD5 can be calculated as shown below:
Stream 1 (Sub. A):  (57.8 mg/L x 500,000 x 8.345  x lO"6) = 241.2 Ibs/day
Stream 3 (Sub. C):  (57.8 mg/L x 80,000 x 8.345 x 10"6) = 38.6 Ibs/day
Stream 4 (OCPSF): (34 mg/L x 105,000 x 8.345 x lO"6) = 29.8 Ibs/day
Stream 5 (Sub. C):  (57.8 mg/L x 5,000 x 8.345 x lO"6) = 2.4 Ibs/day

Total = 312 Ibs BOD5/day
TSS monthly average effluent limitations can be calculated in a similar manner.
                                       A-46

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The monthly average limitations for COD can be determined by using the CWF from
Section 6.1.1.  The following variables should be changed from those listed in Section
6.1.1:
                          628 mg/L x 500,000 gal/day x 8.345 x W6 = 2,620.33
                          Ibs/day
                          628 mg/L x 80,000 gal/day x  8.345 x  lO'6 = 419.25 Ibs/day
                          628 mg/L x 5,000 gal/day x 8.345 x 10'6 = 26.20 Ibs/day
    M,     =
    M3     =
    M5     =
j,  = 3,066 Ibs
         day
Total facility monthly average discharge limitation for COD is 3,616 Ibs/day.
6.2
    BAT Effluent Limitations
Tables 15-2 and 15-3 of the TDD present the proposed maximum daily and monthly
average BAT effluent limitations guidelines for Subcategories A and C, and
Subcategories B and D, respectively.

We will assume that Facility E has provided the permit writer with an accurate
characterization of its process wastestreams by means available such as solvent use and
disposition data, and analytical scans  of each stream.  Permit limitations should be
established and compliance monitoring required for each regulated pollutant listed on
Table 15-1 generated or used at a pharmaceutical manufacturing facility.  Limitations
and routine compliance monitoring are not required for regulated pollutants not
generated or used at a facility. A determination that regulated pollutants are not
generated or used should be based on a review of all raw materials used  and an
assessment of all chemical processes used,  considering  resulting products  and by-
products.  The determination that a regulated pollutant is not generated or used must be
confirmed by annual chemical analyses of wastewater from each monitoring location.
Such confirmation is provided by an analytical measurement qf a non-detect value.
                                       A-47

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The following presents a summary of the regulated pollutants expected to be.found in
this facility's wastestreams:
Stream
1
2
3
4
5
6
Subcategory
A
N/A
C
OCPSF
C
N/A
Flow (gal/day)
500,000
100,000
80,000
105,000
5,000
1,000
Pollutant
Methylene chloride
Methanol
Toluene
None
Cyanide
Aniline
Methylene chloride
Methanol
Aniline
Methylene chloride
Methanol
None
Concentration
(mg/L)
100
1,000
700
None
50
500
200
100
100
150
250
None
Based on the above data, permit limitations would be established for aniline, methanol,
methylene chloride, and toluene.
 6.2.1
BAT Maximum Limitations for Any One Day
 The limitations for all organic pollutants listed would be applied to the final effluent at
 monitoring point B.  The Subcategories A and C maximum daily limitations for niethanol
 are ND (from Table 15-2). Therefore, the permit limitation for methanol is
 concentration-based and should be ND for all measurements.  Non-detect (ND) values
 are concentration-based measurements reported below the minimum level that can be
 reliably measured by the analytical method for the pollutant.  Therefore, the permit
 limitation for methanol should specify ND for all measurements.  Any concentration
 measurements greater than the ND value for the pollutant are considered out of compliance.
                                       A-48

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BAT effluent limitations for cyanide should be applied in-plant. The cyanide standards
are applicable to wastewaters from Subcategories A and C operations that contain
cyanide.  Therefore, the concentration-based limitations for cyanide will apply to process
wastestream 3 at point A, prior to dilution or mixing with any non-cyanide bearing
wastewater.  The maximum daily limitation for cyanide is 766 ^g/L (from Table 15-2).

The allowable mass discharge of methylene chloride for any one day can be calculated as
follows. Streams 2 and 6 are dilution water in this example.

BAT Maximum Day Effluent Limitation For Methylene Chloride

Methylene chloride is  present and regulated in both pharmaceutical and OCPSF bulk
chemicals wastewater. We are assuming Facility E produces more than five million
pounds of OCPSF chemicals per year, and have applied the methylene chloride daily
limitation for OCPSF  wastewaters listed in 40 CFR §414.91 as shown below. (3) The
limitations for methylene  chloride for Subcategories A and C are ND.  However,
methylene chloride has a  numerical limitation for OCPSF regulations. (3) Since
monitoring points for organic pollutants under BAT are at end-of-pipe locations and all
process wastewaters will be combined at this location, a mass limitation for the combined
wastestream can be determined by using the numerical value of the minimum level of
this pollutant to determine the Subcategory A and C portion of the mass limitations.
Stream 1 (Sub. A):  (10 jug/L x 800,000 x 8.345 x 10'9) = 0.042 Ibs/day
Stream 3 (Sub. C):  (10 pg/L x 80,000 x 8.345 x 10'9) = 0.007 Ibs/day
Stream 4 (OCPSF): (89 ^g/L x 105,000 x 8.345 x 10'9) = 0.078 Ibs/day
Stream 5 (Sub. C):  (10 jig/L x 5,000 x 7.345 x 10'9) = 0.0004 Ibs/day
Total = 0.127 Ibs/day
The total maximum day discharge for methylene chloride is 0.127 Ibs/day.
                                       A-49

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BAT Maximum Day Effluent Limitation For Aniline

Aniline is present in streams 3 and 4 but is not regulated in wastewater from chemical
synthesis operations at OCPSF facilities (stream 4). In cases where OCPSF wastewaters
are combined with pharmaceutical wastewaters and treated as a central unit, the
maximum daily limitations for aniline can be calculated by determining the mass
discharge allowance using the CWF shown in Section 6.1.1. The following variables
should be changed from those listed in Section 6.1.1:
             M3
             M5
     l(Vg/L x 500,000 gal/day x 8.345 x 10'9 =  0.042 Ibs/day
     10/zg/L x 80,000 gal/day x 8.345 x 10'9 = 0.007 Ibs/day
     10/ig/L x 5,000 gal/day x 8.345.x 10'9 = 0.0004 Ibs/day
               =  0.0494 Ibs  x  [691,000 gpd-1,000 gpd]  = Q Q58 lbg/day
          n	
day       |_      585,000 gpd     J
The faculty maximum discharge limitation for any one day for aniline is 0.0058 Ibs/day.

BAT Maximum Day Effluent Limitation for Toluene

The limitations for toluene for Subcategories A and C are ND.  However, toluene has a
numerical Mmitation for OCPSF regulations. (3)  Since monitoring points for organic
pollutants under BAT are at end-of-pipe locations and all process wastewater will be
combined at this location, a mass limitation for the combined wastestream can be
determined by using the numerical value of the minimum level of this pollutant to
determine the Subcategory A and C portion of the mass Limitations.

Stream 1 (Sub. A):  (10 /tg/L x 500,000  x 8.345 x  10'9) = 0.042 Ibs/day
Stream 3 (Sub. C):  (10 pg/L x 80,000 x 8.345  x 10'9) =  0.007 Ibs/day
Stream 4 (OCPSF): (80 pg/L x 105,000  x 8.345 x  10'9) = 0.070 Ibs/day
Stream 5 (Sub. C):  (10 jtg/L x 5,000 x 8.345 x 10'9) = 0.0004 Ibs/day
Total = 0.12 Ibs/day toluene
The faculty maximum discharge limitation for any one day for toluene is  0.12 Ibs/day.
                                       A-50

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6.2.2
BAT Monthly Average Limitations For Organic Pollutants
Monthly average limitations for methanol are ND, the same as they were for maximum
daily limitations. Thus, the permit limitations for methanol should be ND for all
measurements.

The monthly average discharge standard for cyanide is 406 /*g/L.  This standard will be
applied to process wastestream 3 at point A, prior to dilution or mixing with any non-
cyanide bearing wastewater.

BAT Monthly Average Limitation for Methylene Chloride

The monthly average limitations for methylene chloride  can be calculated in the same
manner as the daily maximum limitations.  These calculations are shown below:

Subcategories A and C allowable discharge:
10 jtg/L x (500,000 gpd + 80,000 gpd + 5,000 gpd) x 8.345 x 10'9 = 0.049 Ibs/day

OCPSF Bulk Chemicals Subcategory:
40 pg/L x 105,000 gpd x 8.345 x 10'9 = 0.035 Ibs/day
Total = 0.084 Ibs/day
The monthly average discharge limitation for methylene chloride is 0.084 Ibs/day.

BAT Monthly Average Limitation For Aniline

The monthly limitations for aniline are the same as the daily maximum limitations shown
in Section 6.1.2.
                                       A-51

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BAT Monthly Average Limitation for Toluene


The monthly average limitations for toluene can be calculated in the same manner as the

daily maximum limitations.  These calculations are shown below:


Subcategories A and C allowable discharge:
10 ftg/L X  (500,000 gpd + 80,000 gpd + 5,000  gpd) x 8.345 x 10'9  = 0.049 Ibs/day

OCPSF Bulk Chemicals Subcategory:
26 jtg/L X 105,000 gpd x 8.345 x 10'9 = 0.023  Ibs/day

Total =  0.072 Ibs/day toluene

The monthly average discharge limitation for toluene is 0.072 Ibs/day.
                                       A-52

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1.
2.
3.
                     REFERENCES

U.S. EPA, Office of Water.  Training Manual for NPDES Permit Writers.
EPA 833-B-93-003, U.S. Environmental Protection Agency, Washington,
D.C., 1993.

U.S. EPA.  Pharmaceutical Manufacturing Point Source Category Effluent
Limitations Guidelines, Pretreatment Standards, and New Source
Performance Standards; Proposed Regulation, 40 CFR Part 439, FRL
2229-3, Federal Register, November 26, 1982.

U.S. EPA.  Plastics, and Synthetic Fibers Effluent Limitations Guidelines,
Pretreatment Standards, and New Source Performance Standards; 40 CFR
Part 414.
                                      A-53

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                                  APPENDIX B
                        BEST MANAGEMENT PRACTICES
                                    FOR THE
               PHARMACEUTICAL MANUFACTURING INDUSTRY
1.0
INTRODUCTION AND BACKGROUND
Section 304(e) of the CWA gives the Administrator the authority to publish regulations,
in addition to the effluent limitations guidelines and standards, to control plant site
runoff, spillage or leaks, sludge or waste disposal, and drainage from raw material
storage that the Administrator determines are associated with or ancillary to the
industrial manufacturing or treatment process of the regulated point source category and
that she (he) determines may contribute significant amounts of pollutants to waters of
the United States.

EPA is not proposing in the proposed rules best management practices (BMPs) pursuant
to Section 304(e) of the Clean Water Act. However, EPA is soliciting comment on
whether BMPs are  applicable to the pharmaceutical industry and, if so, what they should
include. See section XIII of the preamble for solicitation of data and comments,
solicitation number 31.0. BMPs established under Section 304(e) may be different from
effluent limitations guidelines and standards  principally because BMPs are specific
requirements for conduct, not performance standards.

When EPA sets technology-based effluent limits, those limits may be achieved by any
technology a discharger chooses.  However, when EPA establishes BMPs under Section
304(e) of the CWA, and those BMPs are incorporated into a discharger's permit, the
discharger must perform those specific BMPs.  The fact that a discharger had met all its
technology-based effluent limits would not be a defense, if the discharger were charged
with a permit violation for failing to perform its BMPs.
                                       B-l

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BMPs for the pharmaceutical manufacturing industry, which might include spill
prevention, control provisions, and other aspects to prevent the release of raw materials,
solvents, and process chemicals to wastewaters, would control the release of constituents
listed in sections 307(a) and 311(e) of the CWA, such as methylene chloride, toluene,
chloroform, and chloromethane (methyl chloride).


Information currently available to the Agency indicates that the following are activities
and problems that can occur at pharmaceutical manufacturing plants that may be
controlled by BMPs.


             •     Spills of solvents.

             •     Operator error resulting in dropped batches.

             •     Spilled or mishandled product or intermediate from internal
                   transport operations.

             •     Failure of storage tank level indicators resulting in overfilling and
                   spillage.

             •     Lack of dikes or berms in chemical storage areas.

             •     Use of drum storage which can result in poor housekeeping
                   practices.

             •     Reaction vessel "burps" which release product and intermediate
                   materials to  roof vents.  Rain then picks the pollutants released by
                   the "burps" which are then released to stormwater.

             •     Material losses during tank truck loading and unloading operations.

             •     Complicated piping systems that increase the probability of operator
                   error.

             •     Presence and use of floor drains that are  used to dispose of spills to
                   the sewer instead of a more controlled cleanup.
                                         B-2

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The above activities and accidents tend to discharge slug loads to the sewer systems
which can cause interference, pass-through, or endanger worker safety at an on-site
treatment facility or POTW.  EPA is evaluating whether control over the above
situations is adequately provided by the proposed effluent limitations guidelines and
standards and the General Pretreatment Regulations, or if Best Management Practices
specific to the Pharmaceutical Manufacturing Industry are warranted.

In 1986, the Domestic Sewage Study (DSS) found that categorical pretreatment
standards were not always effective in handling accidental spills or irregular high strength
batch discharges.

On July 24, 1990, the Agency promulgated amendments to the general pretreatment and
NPDES regulations to  enhance the control of toxic pollutant and hazardous waste
discharges to POTWs (55 FR 30082). One of the amendments, 40 CFR 403.8(f)(2)(v),
specifically addresses slug discharges.  It provides that POTWs with approved
pretreatment shall evaluate, at least once every two years, whether each significant
industrial user (defined in 40 CFR 403.3(t)) needs a plan to control slug discharges. For
the purposes of this provision, a slug discharge is any discharge of a non-routine, episodic
nature,  including but not limited to an accidental spill or  a non-customary batch
discharge.  If a POTW decides that a slug control plan is needed, CFR 403.8(f)(2)(v)
provides that the plan shall contain, at a minimum, the following elements:
                   Description of discharge practices, including non-routine batch
                   discharges;
                   Description of stored chemicals;
                   Procedures for immediately notifying the POTW of slug discharges,
                   including any discharge that would violate a prohibition under 40
                   CFR 403.5(b), with procedures for follow-up written notification
                   within five days;
                                        B-3

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                   If necessary, procedures to prevent adverse impact from accidental
                   spills, including inspection and maintenance of storage areas,
                   handling and transfer of materials, loading and unloading
                   operations, control of plant site run-off, worker training, building of
                   containment structures or equipment, measures for containing toxic
                   organic pollutants (including solvents), and/or measures and
                   equipment for emergency response.
This provision sets forth only the minimal federal requirements for slug control plans.
All POTWs (not just those required to establish federally approved pretreatment
programs) may require such plans of any industrial user (not just significant industrial
users) as necessary.  Such plans could complement the provisions of BMPs.
                                         B-4

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2.0
POTENTIAL BMPs FOR THE PHARMACEUTICAL MANUFACTURING
INDUSTRY
Preparation and implementation of BMP plans for the pharmaceutical manufacturing
industry would primarily involve spill prevention and control. The BMP plan should
contain the following key elements:
             (1)    Engineering analyses;
             (2)    Engineered controls and containment;
             (3)    Work practices;
             (4)    Preventive maintenance;
             (5)    Dedicated monitoring and alarm systems;
             (6)    Surveillance and repair programs; and
             (7)    Employee training.
The BMP plan should be prepared in accordance with good engineering practice. If the
BMP plan calls for additional industry practices, facilities, equipment, procedures, or
methods, not fully operational, the details of the installation and the operational start-up
should be explained.  The principal objective of the BMP plan should be to prevent
losses and spills of process materials and solvents from equipment items in
pharmaceutical manufacturing service; the secondary objectives should be to contain,
collect,  and recover at the immediate process area1, or otherwise control, those spills
and losses that do occur, and to minimize atmospheric emissions of volatile organic
pollutants. The complete BMP plan should contain the elements described below.
'Immediate process area - The location at the facility where pharmaceutical chemical synthesis; fermentation;
natural or biological extraction; mixing, compounding, and formulating; and pharmaceutical research facilities
are located, generally the battery limits of the aforementioned processes. "Immediate process area" includes
pharmaceutical manufacturing storage and spill control tanks located at the facility, whether or not they are
located in the immediate process area.
                                         B-5

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2.1
Engineering Analyses
The BMP plan should be approved and signed by the facility manager. The plan should
be based on a detailed engineering review of the pharmaceutical manufacturing
operations, including but not limited to the following equipment and associated
procedures: process equipment, storage tanks, pipelines and pumping systems, material
transfer equipment, loading and unloading facilities, and other appurtenant equipment in
pharmaceutical manufacturing service.  The review should determine the magnitude and
routing of potential leaks, spills and intentional releases during the following periods of
operation:
                   Process start-ups and shut downs;
                   Response to off-specification batches;
                   Maintenance;
                   Storm events;
                   Power failures; and
                   Normal operations.
23,
Engineered Controls and Containment
The BMP plan should also contain a detailed engineering review of existing
pharmaceutical manufacturing containment facilities for the purpose of determining
whether there is adequate capacity for collection and storage of anticipated intentional
manufacturing diversions and sufficient contingency for collection and containment of
spills, based upon good engineering practice. The review should consider whether
adequate engineering control is provided on process and material handling area drains to
prevent slug loads of process material from being intentionally or inadvertently released
to the waste treatment or sewer system.  The engineering review should also consider:

             (1)    The need for process wastewater diversion facilities to protect end-
                    of-pipe wastewater treatment facilities from adverse effects of
                    pharmaceutical manufacturing spills and diversions;
                                         B-6

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             (2)    The potential for contamination of storm water from the immediate
                   process areas;
             (3)    The extent to which segregation and/or collection and treatment of
                   contaminated storm water from the immediate process areas is
                   appropriate; and
             (4)    The potential to reduce atmospheric emissions of volatile organic
                   pollutants where engineered controls and containment are found to
                   be inadequate by the detailed engineering review.
The BMP plan should specify specific required upgrades and improvements and provide
a firm schedule for implementing such improvements and upgrades.
2.3
Work Practices, Preventive Maintenance, and Dedicated Monitoring and
Alarm Systems
The BMP plan should specify the implementation .of preventive maintenance practices,
standard operating procedures, work practices, engineered controls and monitoring
systems to prevent manufacturing losses and to divert pharmaceutical manufacturing
process wastewaters (e.g. dropped batches) to containment facilities such that the
diverted or spilled materials may be returned to the process or metered to the
wastewater treatment system.  Other standard operating procedures that should be
considered include the use of tank level alarms, and associated preventive maintenance
programs to ensure that alarms are functioning properly, to avoid overfilling tanks.
2.4
Surveillance and Repair
The BMP plan should include a program of regular visual inspections (at least once per
operating shift) of equipment items in pharmaceutical manufacturing service and a
program for repair of leaking equipment items.  The repair program would encompass
immediate repairs when possible and tagging for repair during the next maintenance
outage those leaking equipment items that cannot be repaired during normal operations.
                                        B-7

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The owner or operator of the facility should also establish conditions under which
production will be curtailed or halted to repair leaking equipment items or prevent
manufacturing losses.  The repair program should include tracking repairs over time to
identify those equipment items where upgrade or replacement may be warranted based
upon frequency and severity of leaks or failures.  The owner or operator should maintain
logs showing the date leaks were detected, the type of pharmaceutical manufacturing
process, an estimate of the magnitude of the leak, the date of first attempt at repair, and
the date of final repair.  The logs should be maintained at the facility for review by the
Regional Administrator or his designee during normal working hours.
2.5
Employee Training
An important aspect of the BMP would be a program of initial and refresher training of
operators, maintenance personnel, and other technical and supervisory personnel who
have responsibility for operating, maintaining, or supervising the operation and
maintenance of equipment items and systems in pharmaceutical manufacturing service.
At a minimum the training would cover the use of engineered controls and containment,
work practices, preventive maintenance procedures, monitoring and alarm systems, and
surveillance and repair aspects of the BMP.  Refresher training should be conducted
annually.  The training would be documented and records of training would be
maintained at the facility for review by the Regional Administrator or his designee
during normal working hours.

The BMP plan should also specify a program of "boards  of review" to evaluate each spill
not contained at the immediate process area and any intentional diversion of
pharmaceutical manufacturing material not contained in  the immediate process area.
The boards of review should be conducted as soon as practicable after the event and
should be attended by the involved process operators, maintenance personnel, process
engineering personnel, and supervisory personnel and environmental control staff. A
brief report should be prepared for each board of review.  The report should describe
                                        B-8

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the equipment items involved, the circumstances leading to the incident, the effectiveness
of the corrective actions taken, and plans to develop changes to equipment and operating
and maintenance practices to prevent recurrence. Reports of the boards of review
should be included as part of the annual refresher training.

The BMP plan should also include a program to review any planned modifications to the
pharmaceutical manufacturing facilities and any construction activities in the
pharmaceutical manufacturing areas before these activities commence. The purpose of
the reviews should be to ensure that pharmaceutical manufacturing spill prevention and
control is considered as part of the planned modifications  and  that construction and
supervisory personnel are  aware of and can avoid possible manufacturing upsets,
including spills, during manufacturing modification or construction.
                                        B-9

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                                     Appendix C

               Variability Factors Associated with Proposed Limitations
                   for the Pharmaceuticals Manufacturing Industry
Final Appendix C
7 April 1995
0406-01.ip
C-l

-------
                                     Table C-l
             Variability Factors Associated with BPT Limitations
Pollutant or
Pollutant Property
BODS
COD
TSS
Cyanide
Subcategories A and C
1-day
3.31
2.25
3.96
3.25
30-day
1.37
1.29
1.39
1.72*
Subcategories B and D
1-day
5.07
3.31
4.60
-
30-day
1.55
1.35
1.47
- •
* 4-day variability factor.
Final Appendix C
7 April 1995

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                                   Table C-2
             Variability Factors Associated with BAT Limitations
Pollutant or Pollutant Property
Acetone
Acetonitrile
Ammonia
n-Amyl Acetate
Amyl Alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chemical Oxygen Demand (COD)
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
Cyanide
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
Dimethylamine
N,N-Dimethylacetamide
N,N-Dimethylaniline
N,N-Dimethy]form amide
Dimethyl Sulfoxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Subcategories A and C
1-day
3.65
3.98
1.89
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
2.25
3.98
2.21
3.98
3.98
3.25
3.98
6.83
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
2.47
3.98
4-day
1.57
1.69
1.26
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.29
1.69
1.32
1.69
1.69
1.72
1.69
2.37
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.34
1.69
Subcategories B and D
1-day
3.65
3.98
-
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.31
3.98
2.21
3.98
3.98
-
3.98
6.83
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
2.47
3.98
4-day
1.57
1.69
-
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.35
1.69
1.32
1.69
1.69
-
1.69
2.37
1,69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.34
1.69
Final Appendix C
7 April 1995
0406-01.ip
C-3

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                                     Table C-2

                                    (Continued)
Pollutant or Pollutant Property
Ethylene Glycol
Formaldehyde
Fonnamide
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Cellosolve
Methyl Formate
Methylene Chloride
MEBK
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Subcategories A and C
1-day
3^98
4.31
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
6.66
3.98
3.98
3.98
15.92
3.98
3.98
3.98
2.50
3.98
3.98
3.98
12.27
3.98
2.73
3.98
3.98
4-day
1.69
1.82
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
2.34
1.69
1.69
1.69
4.01
1.69
1.69
1.69
1.37
1.69
1.69
1.69
3.55
1.69
1.47
1.69
1.69
Subcategories B and D
1-day
3.98
4.31
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
6.66
3.98
3.98
3.98
15.92
3.98
3.98
3.98
2.50
3.98
3.98
3.98
12.27
3.98
2.73
3.98
3.98
4-day
1.69
1.82
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
2.34
1.69
1.69
1.69
4.01
1.69
1.69
1.69
1.37
1.69
1.69
1.69
3.55
1.69
1.47
1.69
1.69
Final Appendix C
7 April 1995
0406-01.ip
C-4

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                                    Table C-3
                   Variability Factors Associated with NSPS
Pollutant or Pollutant Property
Acetone
Acetonitrile
Ammonia
n-Amyl Acetate
Amyl Alcohol
Aniline.
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
Cyanide
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
Dimethylamine
N,N-Dimethylacetamide
N,N-Dimethylaniline
N,N-Dknethylformamide
Dimethyl Sulf oxide
1,4-Dioxane
Ethanol
Ethyl Acetate
Ethylene Glycol
Formaldehyde
Formamide
Subcategories A and C
1-day
3.65
3.98
1.89
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
2.21
3.98
3.98
3.25
3.98
6.83
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
2.47
3.98
3.98
4.31
3.98
4-day
1.57
1.69
1.26
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.32
1.69
1.69
1.72
1.69
2.37
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.34
1.69
1.69
1.82
1.69
Subcategories B and D
I-day
3.65
3.98
-
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
•3.98
2.21
3.98
3.98
-
3.98
6.83
3.98
3.98
3.98
3.98
3.98
3.98
3.98
3.98
2.47
3.98
3.98
4.31
3.98
4-day
1.57
1.69
-
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.32
1.69
. 1.69
-
1.69
2.37
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.69
1.34
1.69
1.69
1.82
1.69
Final Appendix C
7 April 1995
0406-01.ip
C-5

-------
                                      Table C-3

                                    (Continued)
Pollutant or Pollutant Property
Furfural
n-Heptane
n-Hexane
Isobutyraldehyde
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Metihanol
Methylamine
Methyl Cellosolve
Methyl Formate
Methylene Chloride
MBBK
2-Methylpyridine
Petroleum Naphtha
Phenol
Polyethylene Glycol 600
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
BODj
COD
TSS
Subcategories A and C
1-day
3.98
3.98
3.98
3.98
3.98
3.98
3.98
6.66
3.98
3.98
3.98
15.92
3.98
3.98
3.98
2.50
3.98
3.98
3.98
12.27
3.98
2.73
3.98
3.98
3.08
1.88
2.87
4-day
1.69
1.69
1.69
1.69
1.69
1.69
1.69
2.34
1.69
1.69
1.69
4.01
1.69
1.69 • •
1.69
1.37
1.69
1.69
1.69
3.55
1.69
1.47
1.69
1.69
1.43
1.29
1.42
Subcategories B and D
1-day
3.98
3.98
3.98
3.98
3.98
3.98
3.98
6.66
3.98
3.98
3.98
15.92
3.98
3.98
3.98
2.50
3.98
3.98
3.98
12.27
3.98
2.73
3.98
3.98
5.32
3.50
5.06
4-day
1.69
1.69
1.69
1.69
1.69
1.69
1.69
2.34
1.69
1.69
1.69
4.01
1.69
1.69
1.69
1.37
1.69
1.69
1.69
3.55
1.69
1.47
1.69
1.69
1.58
1.39
1.52
Final Appendix C
7 April 1995
0406-01.ip
C-6

-------
                                    Table C-4
                   Variability Factors Associated with PSES
Pollutant or Pollutant Property
Acetone
Ammonia
n-Amyl Acetate
Amyl Alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
Cyanide
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
Dimethylamine
N,N-Dimethylaniline
1,4-Dioxane
Ethanol
Ethyl Acetate
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyr aldehyde
Subcategories A and C
1-day
10.45
1.31
7.95
7.95
7.95 .
7.95
11.87
7.95
7.95
7.95
7.95
7.95
7.95
7.95
3.25
7.95
7.95
7.95
7.95
7.95
7.95
7.95
6.27
7.95
7.95
7.95
7.95
7.95
7.95
4-day
3.23
1.10
2.68
2.68
2.68
2.68
3.54
2.68
2.68
2.68
2.68
.2.68
2.68
2.68
1.72
2.68
2.68
2.68
2.68
2.68
2.68
2.68
2.23
2.68
2.68
2.68
2.68
2.68
2.68
Subcategories B and D
1-day
10.45
--
7.95
7.95
7.95.
7.95
11.87
7.95
7.95
7.95
7.95
7.95
7.95
7.95
~
7.95
7.95
7.95
7.95
7.95
7.95
7.95
6.27
7.95
7.95
7.95
7.95
7.95
7.95
4-day
3.23
~
2.68
2.68
2.68
2.68
3.54
2.68
2.68
2.68
2.68
2.68
2.68
2.68
-
2.68
2.68
2.68
2.68
2.68
2.68
2.68
2.23
2.68
2.68
2.68
2.68
2.68
2.68
Final Appendix C
7 April 1995
0406-01.ip
C-7

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                                     Table C-4

                                    (Continued)
Pollutant or Pollutant Property
Isopropanol
Isopropyi Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Cellosolve
Methyl Formate
Methylene Chloride
MIBK:
2-Methylpyriduie
Petroleum Naphtha
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Subcategories A and C
1-day
7.82
7.95
7.95
8.48
7.95
7.95
7.95
8.09
7.95
7.95
7.95
7.95
7.95
5.97
1.98
7.95
7.95
7.95
4-day
2.60
2.68
2.68
2.76
2.68
2.68
2.68
2.79
2.68
2.68
2.68
2.68
2.68
2.18
1.48
2.68
2.68
2.68
Subcategories B and D
1-day
7.82
7.95
7.95
8.48
7.95
7.95
7.95
8.09
7.95
7.95
7.95
7.95
7.95
5.97
1.98
7.95
7.95
7.95
4-day
2.60
2.68
2.68
2.76
2.68
2.68
2.68
2.79
2.68
2.68
2.68
2.68
2.68
2.18
1.48
2.68
2.68
2.68
Final Appendix C
7 April 1995
0406-01.ip
C-8

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                                   Table C-5
                  Variability Factors Associated with PSNS
Pollutant or Pollutant Property
Acetone
Ammonia
n-Amyl Acetate
Amyl Alcohol
Aniline
Benzene
2-Butanone (MEK)
n-Butyl Acetate
n-Butyl Alcohol
tert-Butyl Alcohol
Chlorobenzene
Chloroform
Chloromethane
Cyclohexane
Cyanide
o-Dichlorobenzene
1,2-Dichloroethane
Diethylamine
Diethyl Ether
Dimethylamine
N,N-Dimethylaniline
1,4-Dioxane
Ethanol
Ethyl Acetate
Formamide
Furfural
n-Heptane
n-Hexane
Isobutyr aldehyde
Subcategories A and C
1-day
3.07
1.31
5.72
5.72
5.72
5.72
6.24
5.72
5.72
5.72
5.72
5.72
5.72
5.72
3.25
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
4-day
1.54
1.10
2.12
2.12
2.12
2.12
2.24
2.12
2.12
2.12
2.12
2.12
2.12
2.12
1.72
2.12
2.12
2.12
, 2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
Subcategories B and D
I-day
3.07
-
5.72
5.72
5.72
5.72
6.24
5.72
5.72
5.72
5.72
5.72
5.72
5.72
-
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
5.72
4-day
1.54
-
2.12
2.12
2.12
2.12
2.24
2.12
2.12
2.12
2.12
2.12
2.12
2.12
-
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
2.12
Final Appendix C
7 April 1995
0406-01.ip
C-9

-------
                                     Table C-5

                                    (Continued)
Pollutant or Pollutant Property
Isopropanol
Isopropyl Acetate
Isopropyl Ether
Methanol
Methylamine
Methyl Cellosolve
Methyl Formate
Methylene Chloride
MIBK
2-Methylpyridine
Petroleum Naphtha
n-Propanol
Pyridine
Tetrahydrofuran
Toluene
Trichlorofluoromethane
Triethylamine
Xylenes
Subcategories A and C
1-day
5.72
5.72
5.72
5.48
5.72
5.72
5.72
8.09
5.72
5.72
5.72
5.72
5.72
5.97
1.84
5.72
5.72
5.72
4-day
2.12
2.12
2.12
2.06
2.12
2.12
2.12
2.79
2.12
2.12
2.12
2.12
2.12
2.18
1.35
2.12
2.12
2.12
Subcategories B and D
1-day
5.72
5.72
5.72
5.48
5.72 .
5.72
5.72
8.09
5.72
5.72
5.72
5.72
5.72
5.97
1.84
5.72
5.72
5.72
4-day
2.12
2.12
2.12
2.06
2.12
2.12
2.12
2.79
2.12
2.12
2.12
2.12
2.12
2.18
1.35
2.12
2.12
2.12
Final Appendix C
7 April 1995

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