Wednesday
April 153 1998
Part  IV



Environmental

Protection  Agency

40 CFR Part 430:
Amendments to the Effluent Limitations
Guidelines, Pretreatment Standards, and
New Source Performance Standards for
the Bleached Papergrade Kraft and Soda
Subcategory of the Pulp, Paper, and
Paperboard Point Source Category;
Proposed Rule
                             18795

-------
 18796
                 Federal  Register/Vol. 63, No.  72/Wednesday,  April 15, 1998/Proposed  Rules
ENVIRONMENTAL PROTECTION
AGENCY

40 CFR Part 430
[FRL-5924-9; 2040-AD05]
RIN2040-AD05

Amendments to the Effluent
Limitations Guidelines, Pretreatment
Standards, and New Source
Performance Standards for the
Bleached Papergrade Kraft and Soda
Subcategory of the Pulp, Paper, and
Paperboard Point Source Category
AGENCY: Environmental protection
Agency (EPA).
ACTION: Proposed rule.

SUMMARY: Today EPA is proposing two
amendments to 40 CFR Part 430, the
Pulp, Paper and Paperboard Point
Source Category. The first affects only
existing direct discharging mills in
Subpart B (Bleached Papergrade Kraft
and Spda Subcategory) that choose to
enroll in the Voluntary Advanced
Technology Incentives Program being
promulgated in the final Pulp and Paper
"Cluster Rules."  found qlsewhere in
today's Federal Register. Today's
proposal would require such mills to
submit a plan (referred to as the
"Milestones Plan") specifying research,
construction, and other activities
leading to achievement of the Voluntary
Advanced Technology BAT effluent
limitations in §430.24(b) of the final
"Cluster Rules,"  with accompanying
dates for achieving these milestones.
                                       The purpose of the plan would be to
                                       provide the permitting authority with
                                       mill-specific information upon which to
                                       base permit requirements reflecting
                                       reasonable interim milestones as
                                       required by § 430.24(b) (2).
                                         The second amendment proposed
                                       today would authorize mills in Subpart
                                       B to demonstrate compliance with	
                                       applicable chloroform limitations and
                                       standards, (also being promulgated
                                       today in the "Cluster Rules") in lieu of-
                                       monitoring at a fiber line, by certifying
                                       that the fiber line is not using elemental
                                       chlorine Or hypochlorite as bleaching
                                       agents and that they also maintain
                                       certain operational conditions specified
                                       in the proposed regulation. This second
                                       amendment would reduce the reporting
                                       burden for those mills that choose to
                                       certify.
                                         In addition, although EPA is not
                                       proposing totally chlorine-free (TCF)
                                       technologies and associated process
                                       wastewater flow reduction technologies
                                       as the basis for new source performance
                                       standards or pretreatment standards for
                                       new sources for mills in Subpart B at
                                       this time, EPA today is requesting
                                       comments and data on the feasibility of
                                       TCF processes for this Subcategory,
                                       especially the range of products made
                                       and their specifications. EPA is also
                                       requesting comments arid data regarding
                                       effluent reduction performance of TCF
                                       processes for this Subcategory.
                                       DATES: Comments on the proposed rule,
                                       as well as information and data
                                       regarding the feasibility of TCF
                                       bleaching processes for  new sources in
                                                          .
                                     the Bleached Papergrade Kraft and Soda
                                     Subcategory, must be received by June
                                     15, 1998.

                                     ADDRESSES: Send comments on this
                                     proposal, as well as information and
                                     data regarding TCF processes, in-
                                     triplicate to Mr. J. Troy Swackhammer.
                                     Office of Water, Engineering and
                                     Analysis Division (4303), U.S.
                                     Environmental Protection Agency, 401
                                     M Street, SW, Washington DC 20460. In
                                     addition to submitting hard copies of
                                     the comments, the public may also send
                                     comments via e-mail to:swackhammer.j-
                                     troy@epamail.epa.gov. The public
                                     record (excluding confidential business
                                     information) for this rulemaking is
                                     available for review at the EPA's Water
                                     Docket, 401 M Street, SW, Washington
                                     DC. For access to docket materials, call
                                     (202) 260-3027 between 9:00 a.m. and
                                     3:30 p.m. for an appointment. The EPA
                                     public information regulation (40 CFR
                                     Part 2) provides that a reasonable fee
                                     may be charged for copying.

                                     FOR FURTHER INFORMATION CONTACT: Mr.
                                     J. Troy Swackhammer at (202) 260-
                                     7128.

                                     SUPPLEMENTARY INFORMATION:

                                       Regulated entities. Entities potentially
                                     regulated by this action are those
                                     operations that chemically pulp wood -
                                     fiber using kraft or soda methods to
                                     produce bleached papergrade pulp and/
                                     or bleached paper/paperboard.
                                     Regulated categories and entities
                                     include:
               Category
                                             Applicable proposed amendment
                                           Examples of regulated entities
Industry — Bleached  Papergrade
  Soda Subcategory.
                             Kraft  and
Submittal of Milestones Plan
                                       » Certification in place of chloroform monitor-
                                         ing.
                                                                              •  Pulp and paper mills that choose to enroll in
                                                                                the Voluntary Advanced Technology Incen-
                                                                                tives Program.
                                                                              •  Pulp and Paper Mills that choose to certify
                                                                                to the use of Elemental Chlorine-Free proc-
                                                                                esses and  certain other processes  and
                                                                                operational controls in lieu of monitoring for
                                                                                chloroform.
  This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. This table lists
the types of entities that EPA is now
aware could potentially be regulated by
this action. Other types of entities not
listed in the table could also be
regulated. To determine whether your
facility is regulated by this action, you
should carefully examine the
applicability criteria  in §430.20 of the
final Pulp and Paper  "Cluster Rules"
found elsewhere in today's Federal
Register. If you have  questions
regarding the applicability of this action
                                       to a particular entity, consult the person
                                       listed in the preceding FOR FURTHER
                                       INFORMATION CONTACT section.

                                       Overview

                                         This preamble describes the legal
                                       authority of this proposed rule,
                                       background information to the
                                       development of the proposed
                                       amendments, and the rationale for the
                                       proposed Milestones Plan and the
                                       proposed chloroform certification
                                       provisions. This preamble also solicits
                                       comments and data regarding the
                                       proposed amendments, as well as
                                       information and data regarding the
                                     feasibility of Totally Chlorine-Free
                                     bleaching processes as a basis for new
                                     source performance standards (NSPS) or
                                     pretreatment standards for new sources
                                     (PSNS) for mills,in Subpart B (Bleached
                                     Papergrade Kraft and Soda
                                     Subcategory).

                                     Organization of this Preamble

                                     I. Legal Authority
                                     II. Background
                                      A. Voluntary Advanced Technology
                                        Incentives Program
                                      B. Demonstrating Compliance With
                                        Chloroform Limitations

-------
                  Federal Register/Vol. 63, No. 72/Wednesday. April  15,  1998 7 Proposed Rules
                                                                        18797
    C. Availability of Totally Chlorine-Free
     Technologies   '  .       ...
  III. The Milestones Plan
    A. Rational for Subrhittal of the Plan
    B. Scope of the Milestone Plan
    C. Permit Writers' Responsibilities
    D. Estimates of Burden for Milestones Plan
  IV. Certification in Lieu of Monitoring for
    . Chloroform
  V. Solicitation of Data and Commenters
  VI. Administrative Requirements
   A: Executive Order 12866
   B. Regulatory Flexibility Act and the Small
     Business Regulatory Enforcement
     Fairness Act of 1996   •
   C. Paperwork Reduction Act
   D. Unfunded Mandates Reform Act "
    . (UMRA)
   E. Executive Order 128-75
   F, Executive Order 12898
   G. National Technology Transfer and
     Advancement Act

  I. Legal Authority

   This proposed regulation would
  establish requirements for submitting a
  "Milestones Plan" by mills that choose
  to enroll in the Voluntary Advanced
  Technology Incentives Program and
  would reduce the monitoring burden on
  mill's that certify that they use elemental
  chlorine-free processes and other
  operational controls. These amendments
  to 40 CFR Part 430 are proposed under
  the authorities of Sections 301, 304, 306,
  307, 308, 402, and 501 of the Clean
 Water Act, 33 U.S.G.  1311, 1314, 1316,
  1317, 1318, 1342, and 1361, as
 amended.

 II. Background

 A. Voluntary Advanced Technology
 Incentives Program
   EPA is establishing a Voluntary
 Advanced Technology Incentives
 Program for Subpart B to encourage
 direct discharging mills to move beyond
 today's baseline BAT and NSPS
 technologies toward the "mill of the
 future," which EPA believes will have
 a minimum impact on the environment.
 See 40 CFR 430.24(b) and 430.25(c).
 Mills that enroll in the incentives
 program (hereafter AT mills) can choose
 between two or three different levels of
"ultimate performance requirements (i.e.,
 existing mills can choose Tier I, Tier II,
 or Tier HI; new source mills can choose
 Tier II or Tier III). In any tier, existing
 AT mills must meet "stage  1"
 limitations, interim milestones, and
 "stage 2" limitations (i.e.., the ultimate
 performance requirements for the
 particular tier). New source AT mills
 must meet the ultimate Tier
 performance requirements upon
 commencement of discharge. For further
 details on this voluntary program, see
 Section IX of the .preamble for the
 promulgated "Cluster Rules" for the
  pulp and paper industry published
  elsewhere in today's Federal Register.
i    In order to facilitate achievement of
  the ultimate BAT limitations required
  by this program, EPA is proposing today
  to require all existing mills .enrolled in
  the voluntary incentives program to
  submit plans (referred to'as "Milestones
 .Plans") detailing the strategy the mill •
  will follow to develop and implement
  the technologies or processes it intends
  to use to achieve the Voluntary
  Advanced Technology BAT limitations
  associated with the chosen incentive
  tier.              .            .  '
    B. Demonstrating Compliance With
     Chloroform Limitations
    In response to comments, EPA
  considered in connection with the final
  Cluster Rules whether certification of
  Elemental Chlorine-Free (ECF)
  bleaching processes can be used in lieu
  of monitoring as a basis  for compliance
  with the regulations published
  elsewhere in "the Federal Register today.
  EPA determined that the information .
  available at this time does not
  demonstrate that ECF certification alone
  is sufficient to ensure compliance with
'  the regulations promulgated today.
 Therefore,, the effluent limitations
 guidelines promulgated today do not
 allow certification of ECF bleaching to
 replace monitoring for any regulated
 pollutant However, EPA is proposing
 here to allow mills in Subpart B that
 demonstrate compliance with the
 applicable chloroform limitations or
 standards  through required monitoring
 over a two-year period to demonstrate
 continuing compliance with chloroform
 limitations and standards by certifying
 that they use ECF bleaching processes .
 and also maintain process and operation
 conditions in use during the initial two-
year monitoring period. See Section IV.
EPA is requesting data to further inform
 its final decision in this matter. See
, Section V.  - •                      -
  . C. Availability of Totally Chlorine-Free  '
   : Technologies         .
   With respect to Totally Chlorine-Free
 (TCP) bleaching processes, several non-
U.S. mills  have reported the production
of TCP softwood kraft pulp at full
market brightness. However, EPA's data
are not sufficient to confirm that TCP
bleaching processes are technically
demonstrated for the full range of
market products currently served by the
bleached kraft process.. EPA is also
unable, based on the information
available today, to define a segment of
the Bleached Papergrade  Kraft and Soda
subcategory for which TCF bleaching
processes and, if appropriate, flow
reduction technologies similar to those
incorporated in the Voluntary Advanced
Technology Incentives program, .are
                                                                                known to be technically feasible and
                                                                                thus could be the basis for NSPS or
                                                                                PSNS. EPA believes that progress being
                                                                                made in developing TCF bleaching
                                                                                processes and process wastewater flow
                                                                                reduction technologies is substantial,
                                                                                and that additional data may
                                                                                demonstrate that TCF processes and
                                                                                flow reduction technologies are indeed
                                                                                available for the full range, or a
                                                                                substantial portion, of market products.
                                                                                To this end, EPA is soliciting additional
                                                                                data and comment on the full range of
                                                                                market specifications currently being
                                                                                achieved for TCF kraft pulp (e.g.,
                                                                                brightness, strength, and cleanliness).
                                                                                EPA also will further evaluate whether
                                                                                the performance of TCF and associated
                                                                                process wastewater flow reduction
                                                                                technologies would be superior ,
                                                                                environmentally to the performance of
                                                                                the technology basis of the new NSPS/
                                                                                PSNS standards for Subpart B mills
                                                                                published elsewhere in today's Federal
                                                                               Register. Depending on these findings,
                                                                               EPA will determine whether to propose
                                                                               revisions to NSPS/PSNS. based upon
                                                                               TCF for Subpart B mills.

                                                                               III. The Milestones Plan

                                                                               A. Rationale for Submittal of the Plan

                                                                              -  EPA has determined that the
                                                                               Milestones Plan described  in today's .
                                                                               proposed amendment to 40 CFR 430.24
                                                                               will provide information necessary for
                                                                               the development of interim limitations
                                                                               or permit conditions under 40 CFR
                                                                               430.24(b)(2) that lead to achievement of
                                                                               the Voluntary Advanced Technology  •
                                                                               BAT limitations codified at 40 CFR
                                                                               430.24 (b) (3) and (4). See CWA section
                                                                               308(a).  Once incorporated into NPDES
                                                                               permits, these milestones will be
                                                                               enforceable and will provide valuable
                                                                               benchmarks for reasonable inquiries
                                                                               into progress being made by         :
                                                                               participating mills toward achievement
                                                                               of the interim and ultimate Tier limits.
                                                                               EPA believes that requiring each mill
                                                                              enrolled in the Voluntary Advanced
                                                                              Technology Incentives Program to
                                                                              submit an individualized Milestones
                                                                              Plan to  its permitting authority,will
                                                                              provide the necessary flexibility to the
                                                                              mill and the permit writer so that the
                                                                              milestones selected to be incorporated.
                                                                              into the mill's NPDES permit reflect the
                                                                              unique situation at that mill. These
                                                                              interim milestones will represent
                                                                              reasonable further progress toward the
                                                                              achievement of the six-year milestone
                                                                              limits for Tiers II and III and the
                                                                              ultimate Advanced Technology BAT
                                                                              limitations for all Tiers. As  developed
                                                                              by each individual mill, these
                                                                              milestones should reflect the planning   ••
                                                                              process under which the. mill
                                        washers/ etcT).	"     •"""
                                          EPA is proposing that the certification
                                        be made annually, rather than once
                                        every permit cycle, because the
                                        certification includes operational'factors
                                        in addition to chemical use or
                                        substitution. These factors require
                                        greater oversight and control on the part
                                        of the mill than can be achieved by
                                        monitoring mill chemical purchases.
                                          EPA believes that additional data will
                                        allow it to further document and
                                        confirm the specific process and
                                        operating conditions that are necessary
                                        to provide ah adequate basis for
                                        establishing compliance with  the
                                        promulgated chloroform limitations and
                                        standards. EPA believes that if
                                        additional data becomes available that
                                        further document and confirm pertinent
                                        process and operating conditions, then
                                        it would be appropriate to provide
                                        flexibility to allow  ECF mills to certify
                                        that they consistently maintain, these
                                        process changes and operating
                                        conditions subsequent to .'the two-year
                                        period of monitoring for compliance
                                        demonstration. Thus, additional data ,
                                                 on the reasonableness ofTEe
                                        response burden that such a plan would
                                        impose. (See Sections III.D and VI.C of
                                        today's proposal for discussions of the
                                        burden estimated to be associated with
                                        the Milestones Plan),
                                          EPA is also seeking additional bleach
                                        plant chloroform data from Subpart B
                                        ECF mills, along with corresponding
                                        process and operating information and
                                        data, to determine whether,an ECF
                                        certification process for chloroform
                                        should also require certification that
                                        relevant process and operating factors
                                        are consistently maintained.  Currently
                                        available data and any new data that are
                                        received will be used by EPA as a basis
                                        for its final decision on whether to
                                        promulgate the certification being
                                        proposed today and the extent to which.
                                        process and related factors are
                                        incorporated.
                                          EPA also is soliciting comment and
                                        data on TCF processes and associated
                                       • process wastewater flow reduction
                                        technologies that may serve as the
                                        technology basis for NSPS/PSNS for
                                        Subpart B mills. EPA specifically
   Nevertheless, EPA believes that it may
 be appropriate to allow mills, to
 demonstrate compliance with
 chloroform limitations and standards
 promulgated today through a •
 certification that accounts for those
 process and operating conditions. EPA
 has reason to believe that these-
 conditions are relevant to compliance
 with.the promulgated chloroform
 limitations and standards. Among the
 process and related factors that EPA
 believes may influence compliance are:
 residual lignin content of unbleached
 pulp (kappa number); the bleaching
 chemicals used (e.g., chlorine dioxide,
 or chlorine monoxide assuming
 elemental chlorine and hypchlorite have
 been eliminated); and, their application
 rates, kappa factor, and .other physical
 factors (e.g., mixing with other
 wastewaters with differing properties
 prior to monitoring point, etc,)'plus the
 types of bleach plant washers used (e.g.,
 high air flow drum washers, low air
flow washers; etc.).
  Therefore, EPA  is proposing new
rpcnilafnrw lanmiaryo in AC\

-------
 18798
Federal Register/Vol.  63,  No. 72/Wednesday, April  15,  1998/Proposed Rules
determined the ultimate Tier limits to
be economically achievable.
B, Scope of the Milestones Plan

  As proposed today, the Milestones
Plan would describe each envisioned
new technology component or process
modification the mill intends to
implement in order to achieve  the
Voluntary Advanced Technology BAT
limits. In addition, the mill would be
required to include a master schedule in
the plan showing the sequence of
Implementing the new technologies and
process modifications and identifying
critical-path relationships within the
sequence. For each individual
technology or process modification, the
Milestones Plan would need to include:
(1) A schedule that lists the anticipated
dates that associated construction,
installation, and/or process changes will
be Initiated; (2) the anticipated date that
those steps will be completed;  (3) the
anticipated date that the Advanced
Technology process or individual
component will be fully operational; (4)
and the anticipated reductions  in
effluent quantity and improvements in
effluent oualitv as mpasnrpd at thp
                       approaches developed to ensure that the
                       ultimate tier limits are achieved by the
                       dates outlined in the master schedule.
                       EPA is proposing new regulatory
                       language describing the Milestones Plan
                       in§430:24(c).

                       C. Permit Writers' Responsibilities
                        EPA expects the permitting authority
                       to use the information contained in
                       those plans, as well as its own best
                       professional judgment, to establish
                       enforceable interim milestones applying
                       all statutory factors. EPA also expects'
                       permit writers to include reopener
                       clauses in the permits to adjust these
                       interim milestones as necessary to
                       reflect the results of research, process
                       development, mill trials, and
                       contingencies as appropriate.

                       D. Estimates of Burden for Milestones
                       Plan
                        EPA has estimated the reporting
                       burden associated with the required
                       Milestones Plan, and is developing a
                       draft Information Collection Request
                       (ICR) under the Paperwork Reduction
                       Act, described in Section VI.C. These
                       estimates reflect the burden of preparing
not perform research and development
activities. EPA'estimates that 14 mills
will enroll at the Tier I level.
  EPA estimates 154 hours for the
preparation and submittal of the
Milestones Plan for mills enrolling in
Tier II of the Voluntary Advanced
Technology Incentives Program in
addition to .an estimate of approximately
$14,000 for each scoping study, which
may be performed by a consultant. This
assumes the mill, upon implementing
the Milestones Plan, will conduct one
research and development project
related to condensate reuse, but
otherwise will implement readily-
available technology. The cost of the
research and development project,
which is estimated as part of EPA's
estimates for compliance with the
Voluntary Advanced Technology
Incentives Program, is not included in
this burden estimate. EPA estimates that
13 mills will enroll at the Tier II level.
  EPA estimates 328 hours for the
preparation and submittal of the
Milestones Plan for mills enrolling in
Tier III of the Voluntary Advanced
Technoloev Incentives PrnccramJ.n	
 18800
Federal Register/Vol.  63,  No. 72/Wednesday, April  15,  1998/Proposed Rules
processes In the U.S., Canada, Europe,
and elsewhere. EPA also solicits and
will seek to gather additional
performance data for full scale TCP
mills that could serve as the basis for
NSPS/PSNS that may be proposed at a
later date.
  Interested parties wishing to gather
and submit data at ECF mills for
chloroform generation and related
process variables, and for the
performance and products of TCP
processes and flow reduction
technologies, are strongly encouraged to
contact EPA to ensure that the data
gathering to be undertaken will  be of
adequate scope, will utilize appropriate
analytical methods where necessary,
and will include sufficient
documentation to be useful. (Consult
the person listed in the FOR FURTHER
INFORMATION CONTACT section of this
proposal.)
  Finally, EPA is soliciting comment on
the estimated burden associated with
preparing the Milestones Plan (see
Sections HI.D and VI.C of today's notice
for detailed discussions of the estimated
burden),
VI. Administrative Requirements
A. Executive Order 12866
  Under Executive Order 12866, 58 FR
51735 (Oct. 4, 1993), the Agency must
determine whether the regulatory action
is "significant" and therefore subject to
OMB review and the requirements of
the Executive Order. The Order  defines
"significant regulatory action" as one
that is likely to result in a rule that may:
  (1) Have an annual effect on the
economy of SI00 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs,.the
environment, public health or safety, or
State, local, or tribal governments or
communities;
  (2) Create a serious inconsistency .or
otherwise interfere with an action taken
or planned by another agency;
  (3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
  (4) Raise novel legal or policy issues
arising out of legal mandates, the
President's priorities, or the principles
set forth in the Executive Order.
  Pursuant to the terms of Executive
Order 12866. it has been determined
that this rule is a "significant regulatory
action." As such, this action was
submitted to OMB for review. Changes
made in response to OMB suggestions or
                      B. Regulatory Flexibility Act and the
                      Small Business Regulatory Enforcement
                      Fairness Act of 1996
                        Under the Regulatory Flexibility Act
                      (RFA) (5 U.S.C. 601 etseq.), whenever
                      a federal agency is required by section
                      553 of the Administrative Procedure Act
                      (or any other law) to publish a general
                      notice of proposed rulemaking for any
                      proposed rule, the Agency generally
                      must prepare an initial regulatory
                      flexibility analysis (IRFA) describing the
                      economic impact of the regulatory
                      action on small entities. The Agency
                      must prepare an IRFA for a proposed
                      rule unless the head of the agency
                      certifies that it will not have a
                      significant economic impact on a
                      substantial number of small entities.
                      EPA is today certifying, pursuant to
                      section 605(b) of the RFA, that this rule
                      will not have a significant economic
                      impact on a substantial number of small
                      entities. Therefore, the Agency did not
                      prepare ah IRFA.
                        The proposal, if promulgated,  will not
                      have a significant economic impact on
                      a substantial number of small  entities
                      for the following reasons. The RFA
                      defines "small .entity" to mean a small
                      business, small organization or small
                      governmental jurisdiction. The proposal
                      to allow certification in lieu of
                      monitoring for chloroform would reduce
                      the economic cost of compliance for any
                      direct discharging mill that chooses to
                      certify, including any mill that is a
                      small business. Therefore, the proposal
                      to allow certification, if adopted, would
                      not have a significant economic impact
                      on a substantial number of small
                      entities.
                        With respect to the Milestones Plan
                      proposal, EPA has determined that there
                      are only three mills in Subpart B that
                      are small businesses. These mills would
                      be subject to the proposed Milestones
                      Plan requirement only if they choose to
                      enroll in the Voluntary Advanced
                      Technology Incentives Program
                      (VATIP). EPA does not believe three to
                      be a substantial number. Furthermore,
                      EPA has concluded that the cost of the
                      Milstones Plan requirement to any mill
                      choosing to enroll in VATIP that is a
                      small business is not significant. EPA
                      has calculated the cost of the Milestones
                      Plan requirement to be between $4,000
                      and $50,000 per mill, depending on
                      whether the mill chose Tier I,  II or III.
                      This amount is a small fraction of the
                      total cost of the new effluent guideline
                      requirements for Subpart B, which EPA
                      has already certified as not having a
                      significant impact elsewhere in today's
                      Federal Register. Furthermore, the
voluntarily choose to enroll in the
program. In these'circumstances, the
Milestones Plan requirement would not,
if promulgated, have a significant
impact on a substantial number of small
entities.

C. Paperwork Reduction Act

  The information collection
requirements in this proposed rule will
be submitted for approval to the Office
of Management and Budget (OMB)
under the Paperwork Reduction Act, 44
U.S.C. 3501 etseq., following the 60 day
comment period of this notice and
incorporation/consideration of those
comments received on the burden of the
information collection requirements. An
Information Collection Request (ICR)
document will be prepared by EPA for
submission to OMB. However, EPA is
using today's notice to solicit public
comments on the estimates associated
with the burden of the Milestones Plan
for Tier I, Tier II, and Tier III Advanced
Technology mills  prior to submitting the
ICR document to OMB (See Section III.D
of today's notice for a discussion of the
burden' estimates). EPA will publish a
notice in the Federal Register when the
ICR is submitted to OMB for approval,
allowing for additional public
comments to be submitted to OMB on
the burden estimates. The information
requirements are not effective until
OMB approves them and today's
proposed amendments are promulgated.
  As discussed in Section III.A of
today's notice, EPA believes the
Milestones Plan is necessary to provide
NPDES permit writers with the
information necessary to design a
permit that contains mill specific
"interim  milestones" required by the
Voluntary Advanced Technologies
Incentives Program. See §430.24(b)(2) of
the final Pulp and Paper "Cluster
Rules," found elsewhere in today's
Federal Register. The Milestones Plan
will allow permit writers to set
milestones on a schedule that the mill
believes is realistic for its facility.
  EPA does not believe the second
proposed amendment in today's
notice—certification in lieu of
monitoring for chloroform—will cause
any additional burden on those mills
choosing to certify. In fact,"EPA believes
that for mills that choose to make the
certification, the burden associated with
monitoring will be reduced because
they will no longer need to monitor for
chloroform.
  As discussed in more detail in Section
III.D of today's notice, the total burden

-------
                  Federal Register /Vol.  63.  No. 72/Wednesday. April  15,  19987 Proposed'RuJes
                                                                      188O1
                                   MILESTONE?, PLAN—ESTIMATED lNpjjst.Ry BURDEN
Tier ' v
Tier 1 	 1 	
Tier II 	 	
Tier III 	 	 	 	 	 „... 	

Total for all Tiers 	 	 	 	 	 : .„• "
? *- ~
Hours/Mill
56
154
; 328

' 3 :

Estimated
number of
enrolled
• mills
14
n
2

29

Total hours
7R4
2nno
656

•3 AA9

Scoping
study esti-
. mate ($)


co oon

oo/f AKn

Total cost
($)


inn nnn



    Burden means the total time, effort, or
  financial resources expended by persons
  to generate* maintain, retain, or disclose
  or provide information to or for a
  Federal agency. This includes the time
  needed to review instructions; develop,
  acquire, install, and utilize technology
  and systems for the purposes  of
  collecting, validating, and Verifying
  information, processing and
  maintaining information, and disclosing
  and providing information; adjust the
  existing ways to comply with any
  previously applicable, instructions and
  requirements; train personnel to be able
,  to respond to'a collection of
  information; search data sources;
  complete and review the collection of
  information; and transmit or otherwise
  disclose the information.            ,
   An Agency may not conduct or
  sponsor a collection of information, and  '
•  a person is not required to respond  to
  a collection of information unless it
  displays a currently valid OMB control
  number. The OMB control numbers for
  EPA's regulations are listed in 40 CFR
  part 9 and 48 CFR chapter 15.

  D. Unfunded Mandates Reform Act
'  (UMRA)
   Title II of the Unfunded Mandates
  Reform Act of 1995 (UMRA), Pub. L.
  104-4, establishes requirements for
  Federal  agencies to assess the  effects of
  their regulatory actions on State, local,
  and tribal governments and the private
 sector. Under section 202 of the UMRA. •
  EPA generally must prepare a  written
 statement, including a cost-benefit
 analysis, for proposed and final rules '  .
 with "Federal mandates" that may
 result in expenditures to State, local,
 and tribal governments, in the aggregate,
 or to the private sector, of $100 million
 or more in any one year. Before
 promulgating an EPA rule for which a •
 written statement  is needed, section 205
 of the UMRA generally requires EPA to
 identify and consider a reasonable
 number .of regulatory alternatives and
 adopt the least costly, most cost-  '  ,
 effective or least burdensome alternative
 that achieves the objectives of the rule.
 The provisions of section 205 do not
 apply when they are inconsistent with
 applicable law. Moreover; section 205
 allows EPA to adopt an alternative other
 than the least costly, most cost-effective
 or least burdensome alternative if the
 Administrator publishes with the final
 rule an explanation why that alternative
• was not adopted. Before EPA establishes
 any regulatory requirements that may   , _
 significantly or uniquely affect small •.
 governments, including tribal
 governments, it must have developed
 under section 203 of the UMRA.a small
 government agency plan. The plan must
 provide for notifying potentially
 affected small governments, enabling
 officials of affected small governments
 to have meaningful and timely input in
 the development of EPA regulatory
 proposals with significant Federal
 intergovernmental mandates, and '
 informing, educating, and advising
 small governments on compliance with
 the regulatory requirements.    •
   EPA has determined that this rule
 does not contain a Federal mandate that
 may result in expenditures of $1QO"
 million or more for State, local, and
 tribal governments, in the aggregate, or
 the private sector in any one year. This
 rule would impose a reporting burden
 on the private sector of less thah 3,500
 burden hours (costed at less than
 $250,000) as a one-time expense. This
 rule does not affect tribal governments
 at all, will ease the burden on State
 governments responsible for
 implementing final regulations
 published elsewhere in this Federal
 Register today, and may ease the
 compliance monitoring burden of local
 governments responsible for
 implementing final regulations .
 published elsewhere in this Federal
.Register today. Thus, today's rule is not
 subject to the requirements of sections
 202 and 205 of the UMRA.
  EPA has determined that this rule
 contains no regulatory requirements that
 might significantly or uniquely affect
small governments for the same reasons
 cited above.

 E. Executive Order 12875 .
  To reduce the burden of Federal
regulations on States and small
governments, the President issued    -'"
 Executive Order 12875 on October 28,
 1993, entitled Enhancing the
 Intergovernmental Partnership (58 FR
 58093). In particular, this executive
 order requires EPA to consult with
 representatives of affected State, local,
 or tribal governments, on Federal matters
 that significantly or uniquely affect their
 communities. This rule does not affect
 tribal governments at all, will ease the
 burden on State governments
 responsible for implementing final
 regulations published elsewhere in this
 Federal Register today, and may ease  '
 the compliance monitoring burden of
 local governments responsible for
 implementing final regulations
 published elsewhere in this Federal
 Register today.

 F. Executive Order 12898
  Executive Order 12898 directs Federal
 agencies to "determine whether their
 programs, policies, and activities have
 disproportionally high adverse human
 health or environmental effects on
 minority populations and low-income
 populations." (Sec. 3-301 and Sec. 3-
 302). This proposed rule will not have
 adverse health or environmental effects.

 G. National Technology Transfer and
 Advancement Act
  Under, section 12 (d) of the National
 Technology Transfer and Advancement
 Act ("NTTAA"), the Agency is required
 to use voluntary consensus standards in
 its regulatory activities unless to do, so
 would be inconsistent with applicable
 law or otherwise impractical. Voluntary
 consensus standards  are technical
 standards (e.g., materials specifications,
 test methods, sampling procedures,
 business practices, etc.) that are
 developed or adopted by voluntary
 consensus standards  bodies. Where
 available and potentially applicable
voluntary consensus standards are not
used by EPA, the Act requires the
Agency to provide Congress, through
the Office of Management and Budget,
an explanation of the reasons for not
using such standards.
  The Agency does not believe that this
proposed rule addresses any technical
standards subject to the NTTAA. A

-------
 18802
Federal Register/Vol. 63, No.  72/Wednesday;  April 15, 1998/Proposed Rules
 commenter who disagrees with this
 conclusion should indicate how the
 notice is subject to the Act and identify
 any potentially applicable voluntary
 consensus standards.
 List of Subjects in 40 CFR Part 430
   Environmental protection,
 Chloroform, Effluent guidelines,
 Elemental chlorine-free. Incentives,
 Milestones Plan, Pulp and paper
 industry, Totally chlorine-free. Water
 pollution control.
   Dated: November 14, 1997,
 Carol M.  Browner,
 Administrator,
   For the reasons set forth in the
 preamble, title 40 chapter I of the Code
 of Federal Regulations, part 430, is
 proposed to be amended as follows:

 PART 430—THE PULP, PAPER, AND
 PAPERBOARD POINT SOURCE
 CATEGORY

   1. The authority citation for part 430
 continues to read as follows:
  Authority: Sees. 301, 304, 306, 307, 308,
 402, and 501 of the Clean Water Act, (33
 U.S.C, 1311, 1314, 1316, 1317, 1318, 1342,
 and 1361), and section 112 of Clean Air Act
 (42 U.S.C, 7412).
  2, Section 430.02 is amended by
 adding paragraph (f) to read as follows:

 §430.02  Monitoring requirements.
 *    »     *     *    *
   (f) Certification in Lieu of Monitoring.
 A discharger subject to limitations and
 standards for chloroform under subpart
 B of this  part is not required to monitor
 for chloroform at a fiber line to which
 the limitations or standards apply if:
  (A) The discharger demonstrates,
 based on two years of monitoring
 conducted in accordance with
 paragraph (a) of this section, that it is
 achieving the applicable limitations or
standards for chloroform;
  (B) The discharger certifies at that
time and annually thereafter to the
                       permitting or pretreatment control
                       authority that the fiber line'does not use
                       either elemental chlorine or
                       hypochlorite as bleaching agents, and
                       that the mill consistently maintains
                       process operation conditions
                       representative of those employed during
                       the two yea'r compliance monitoring
                       period required in paragraph (f)(l) of
                       this section, including pre-bleaching
                       kappa numbers, use of precursor-free
                       raw materials, kappa factor and
                       bleaching chemical application rates,  .
                       and other factors pertinent to the initial
                       compliance demonstration; and
                         (C) The discharger maintains records
                       of the process and operating conditions
                       referenced in paragraph (f) (2) of this
                       section for the fiber line on site.
                        3. Section 430.24 is amended by
                       revising paragraph (b)(2)  and,adding
                       paragraph (c) to read as follows:
                        §430.24  Effluent limitations
                       reflecting the degree df effluent
                       reduction attainable by application of
                       the best available technology
                       economically achievable (BAT).
                       *****
                        (b) *  *  *                    -
                        (2) Best Professional Judgment  •
                       Milestones: Narrative or numeric
                       limitations and/or special permit
                       conditions, as appropriate, established
                       by the permitting authority on the basis
                       of his or her best professional judgment
                       that reflects a reasonable  interim
                       milestones toward achievement of the
                       effluent limitations specified in
                       paragraphs (b) (3) and (b) (4) of this *   '
                       section, as applicable, after
                       consideration of the Milestones Plan
                       submitted by the discharger in
                       accordance with paragraph (c)  of this
                       section.
                       *     *    * '   *    *
                        (c) All dischargers enrolled or
                       intending to enroll in the Voluntary
                      Advanced Technology Incentives
                      Program must submit to the NPDES
                      permitting authority a Milestones Plan
                      covering all fiber lines enrolled or
 intending to be enrolled in that program
 at their mill by {insert 14 months from
 date of publication of the final rule] or
 the date the discharger applies for
 NPDES permit limitations consistent
 with paragraph (b) of this section,
 whichever is later. The Milestones Plan
 must include the following information:
   (1) A description of each anticipated
 new technology component or process
 modification that is needed to achieve
 the limitations in paragraphs  (b) (3) and
 (b) (4) of this section;
   (2) A master schedule showing the
 sequence of implementing the new
 technology components or process  .   >'
 modifications and identifying critical
 path relationships;
   (3) A schedule for each individual
 new technology component or process
 modification that includes:
   (i) The anticipated initiation and
 completion dates of construction,
 installation and operational
 "shakedown" period associated with
' the technology components or process
 modifications and, when  applicable, the
 anticipated dates of initiation and
 completion of associated research,
 process development, and mill trials;
   (ii) The anticipated date that the
 discharger expects the technologies and
 process modifications selected to
 achieve the limitations specified in
 paragraphs (b) (3) and (b) (4) of this
 section are operational on a full-scale
 basis;
   (iii) Contingency plans should any
 technology or process specified in the
 Milestones Plan need to be adjusted or
 alternative approaches developed to •
 ensure  that the limitations specified in
 paragraphs (b) (3) and (b) (4) of this
 section are met; and
 .  (4) A signature by the responsible
 corporate officer as defined in 40 CFR
 122.22.
 *****
 [FRDoc. 98-9615 Filed 4-14-98;  8:45 am]
 BILLING CODE 6560-50-P

-------