United States
                          Environmental Protection
                          Agency
                                  Office of Water
                                  (4304)
                                                            EPA 822-F-02-006
                                                            Summer 2002
         &EPA
Biological  Assessments and  Criteria:
Crucial  Components of Water Quality
Programs
                                Ecological integrity
                                  is a combination
                                         of three
                                      components
                                                                                 G\CAL
Adult mayfly
    &
What are healthy waterbodies?
Healthy waterbodies exhibit eco-
logical integrity, representing a
natural or undisturbed state. As the
diagram to the right illustrates,
ecological integrity is a combina-
tion of three components:
chemical integrity, physical
integrity, and biological integrity.
When one or more of these
components is degraded, the
health of the waterbody will be
affected and, in most cases, the
aquatic life living there will
reflect the degradation.

What are bioassessments
and biocriteria?
                                                                           CHEMICAL
                                                                           INTEGRITY
                                                             PHYSICAL
                                                             INTEGRITY
                                                                                BIOLOGICAL
                                                                                 INTEGRITY
                                 The true health of our aquatic environment is reflected
                                 by the biological communities that reside within them.
        Stonefly
        nymph
  Definitions
  Biological Assessment (Bioassessment):
  An evaluation of the biological condition of
  a waterbody using biological surveys and other
  direct measurements of the resident living organisms.

  Biological Criteria (Biocriteria): Numeric values or
  narrative descriptions that are established to protect the
  biological condition of the aquatic life inhabiting waters
  that have been given a certain designated aquatic life use.

  Biological Integrity (Biointegrity): The capacity of
  supporting and maintaining a balanced, integrated,
  adaptive community of organisms having a species
  composition, diversity, and functional organization
  comparable to that of the natural habitat of the region.
The identification of water
quality degradation requires
appropriate monitoring tools.
Such tools help us detect and characterize the cause and source of chemical, physical
and biological impairment. Bioassessments are the primary tool to evaluate the biologi-
                          cal condition of a waterbody. Bioassessments consist of
                          surveys and other direct measurements of aquatic life—
                          aquatic vegetation and algae, fish, insects, crayfish,
                          salamanders, frogs, worms, snails, mussels, etc.—in the
                          waterbody. Bioassessments, along with other physical and
                          chemical assessments, are crucial for evaluating the
                          health of a waterbody.
                          Aquatic life integrates the cumulative  effects of
                          different stressors such as excess nutrients, toxic
                          chemicals, increased temperature, and excessive
                          sediment  loading. Therefore,  bioassessments  allow  us
                          to measure the aggregate impact of the stressors.
                          Because biological communities respond to stresses
                          over time, they provide  information that more rapidly-
                          changing  water chemistry measurements or toxicity
                          tests do not always  produce. As such, bioassessment

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Benefits of
biological information
   Where criteria for
   waterbody impacts do not
   exist (e.g., impacts that
   degrade habitat), biologi-
   cal communities maybe
   the only practical means of
   evaluation.

   Biological data are
   essential for successful
   aquatic life use attainabil-
   ity analyses and site-
   specific criteria deriva-
   tions.

   Biological data can be
   used to track water quality
   trends, list and de-list
   waters under 303(d) of the
   Clean Water Act and to
   assess the effectiveness of
   TMDLs.

   Because biological
   organisms are exposed to
   the effects of most all the
   different stressors in a
   waterbody,  they provide a
   measure of the stressors'
   combined impact.

 1  Biological organisms
   integrate stress over time
   and thus provide a
   measure of fluctuating
   conditions.

   Routine monitoring of
   biological communities
   can be relatively inexpen-
   sive, particularly when
   compared to the cost of
   monitoring individual
   toxic pollutants.

   The public views the status
   of biological organisms as
   a measure of a pollution-
   free environment.
                                                                        Sunfish
    Benefits of bioassessment to requirements of the CWA:
    Aquatic Life Use Attainment (section 305b): bioassessments clearly
    determine if a waterbody has healthy aquatic life

    Nonpoint Source (section 319): bioassessments are the most effective way to evaluate
    cumulative impacts from nonpoint sources (both chemical and non-chemical stressors

    TMDLs (section 303d): bioassessments help provide an ecologically based assessment
    of the status of a waterbody and help prioritize waterbodies for TMDLs based on the
    severity of biological damage

    NPDES (section 402): bioassessments directly measure the combined impacts of any
    and all stressors on the resident aquatic biota and can be used to determine the effec-
    tiveness of permit controls
provides a more reliable assessment of long-term
biological changes in the condition of a
waterbody.  The central purpose of assessing
biological condition of aquatic communities
is to determine how well a water body
supports aquatic life.
Bioassessments reflect the condition of overall
ecological integrity (i.e.,  when the biology is  healthy,
typically the chemical and physical components of a waterbody are also
in good  condition). Therefore, bioassessments directly assess the  condition of
ecosystem health,  a primary goal of the Clean Water Act (CWA).
Biologists  and other natural resource scientists  use accepted scientific prin-
ciples  to derive biocriteria from bioassessment data. Biocriteria are  narrative descrip-
tions or  numerical  values that states and tribes can adopt into water quality stan-
dards  to describe a desired condition for the  aquatic life in waters  they  have
designated for aquatic life use. The standards, in turn, are used along with
chemical and  physical criteria to better manage water resources.

What is the status of bioassessment and  biocriteria in state programs?
The use of biological assessment and criteria  for managing the Nation's
waterbodies is  progressing and  is equipping the states, tribal nations, and EPA
with a more effective set of monitoring tools for protecting the ecological integ-
rity of our water resources. In recent years, progress has been made  in using
bioassessments to establish biocriteria. In 1994, twenty states were beginning a
biological assessment program  for streams and rivers, and fourteen states had
biological programs in place. However, only eleven were developing or had
                               developed biocriteria based on their monitoring
                               programs. By 2001, most states and several tribes
                               had established biological monitoring programs
                               for streams and small or wadeable rivers and were
                               using quantitative biocriteria. The development
                               of biocriteria for bodies of water other than
                               streams and  wadeable rivers is more recent.
             L^BB
Mayfly nymph

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How are ft/oassessments and biocriteria
used in water quality programs?
Bioassessments provide crucial
water quality information for
managing complex water
quality problems. Many
natural, chemical, and
physical integrity factors
directly influence biologi-
cal integrity. Hence,
attaining biological
integrity reflects good
waterbody health. When
human activities disrupt
chemical and physical
integrity, biological
integrity is also compro-
mised, and ecological
health declines.
Bioassessments are the
tool for measuring
biological condition and
serve three primary
functions:
                        Point Source
                         Discharge
                         Permitting
                        (CWA§402)
               Water Quality
               Standards and
                  Criteria
                (CWA§303c)
          Wet Weather
         Discharge (CSOs,
          Stormwater)
    Listing of Impaired
         Waters
      (CWA§303d)

     Nonpoint Source
      Assessment
       (CWA§319)

          Marine Point
            Source
           Discharge
           Permitting
          (CWA§403c)
  Aquatic Life Use
   Assessments
   (CWA§305b)
             Bioassessment
                  Data
  Sewage
 Treatment
   Plant
 Discharges
 in Marine
  Waters
(CWA§301h)
                  i\
                                        Comprehensive
                                          Watershed
                                         Assessments
               Hazardous
               Waste Site
              Assessments
              (CWA§104e)
            Evaluation and
          Permitting of Habitat
             Modifications
             (CWA§404)
                                         Marine
                                      Protection and
                                       Sanctuaries
                                       Act- Ocean
                                        Dumping
                                        (MPRSA)
Comprehensive
    Risk
 Assessment
Use of bioassessment in water quality programs
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  I.  screening or initial
     assessment of
     conditions
  2.  characterization of
     impairment and
     diagnosis; and
  3.  trend monitoring to
     evaluate improve-
     ments or further
     degradation.

One use of bioassess-
ments is to help states
and tribes  develop
expectations for accept-
able biological condi-
tions. This is done
through a technical
process of  establishing
aquatic life goals,  re-
ferred to as aquatic life
uses (ALU).  Biological assessments allow various
levels of ALUs, so that one set of standards supports
intact communities in a waterbody, and other sets of
standards establish restoration goals for rural or urban
streams or other altered ecosystems. Using several
     Minimum
                   Low
                                         High
                Disturbance                                      Disturbance
                                Gradient of Disturbance
 A framework for using bioassessments and criteria to set Aquatic Life Uses
                            types, or tiers, of ALUs allows states and tribes to
                            allocate limited resources to waterbodies in proportion
                            to their need for protection. The figure above illustrates
                            one such approach.

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                                                         16
                                                         14 -
                                                         12 -
                                                      SO
                                                      t  10 H
                                                         4 -
                                                         2 -
                                                                 Maine
                                                               (benthiconly)
                                                   Comparison of bioassessment programs in three states
                                                   (FTEs = full time employees)
What does it cost to establish and maintain
a biological assessment and criteria
program?

Biocriteria programs begin with a strong
bioassessment and biomonitoring  program.
Expertise  in ecological principles  is required to
develop and  implement biocriteria. State agen-
cies vary in the level of resources they invest in
the process. As an example, the developmental
costs for stream bioassessment for Maine (benthic
macroinvertebrates), Vermont, and Ohio (fish
and benthic  macroinvertebrates)  were similar.
Development and implementation of a
bioassessment framework  into water quality
programs took 7  to  11 years for these states. This
timeframe will depend on resource  investment
and the ability to gather and analyze data. Most
states are able to develop the technical frame-
work for bioassessment in less than five years.
Once the bioassessment framework is in place,
the maintenance or continued monitoring is
generally  reduced.

Programs of  three states are highlighted as
examples of development and maintenance costs
for bioassessment. For Vermont and Maine, the
equivalent of 4 and 3  FTEs, respectively, are
dedicated to bioassessment and biocriteria-
related  activities. For  Ohio, a larger state with
a higher number of industrial and  municipal
discharges to their  waters, 12 FTEs are  allo-
cated to the  bioassessment  and biocriteria program for the state's streams and
rivers. Although  Ohio expends more effort than Vermont and Maine, the eco-
logical assessment component of the state's entire water resources program  is
only 7% of their  personnel. Ohio's ecological assessment program includes all
bioassessment and biocriteria activities for all waterbodies—not just  streams.
Program
Development
Program
Maintenance
    Ohio
 (benthic & fish)
   Vermont
 (benthic & fish)
                                                                         Watersheds/
                                                                          NPS/WQS
                                                                            14%
                                                  The allocation of FTEs to bioassessment in Ohio's water quality
                                                  program (FTEs = full time employees)
Why should we adopt biological criteria?

The concept of ecological integrity is embedded in the statutory and regulatory
structure of clean water law in the USA. One of the Clean Water Act's funda-
mental long-term goals is to protect  aquatic resources by maintaining and
restoring ecological integrity  (combination of physical, chemical,  and biological
integrity). Bioassessments are the tool for states and tribes to determine the
health of their waterbodies and achieve the level needed to  support the
waterbody's designated uses.
Under the  CWA, states and tribes must designate aquatic life uses for their
waters (i.e., environmental goals) that will achieve the purposes and objectives
of the Act. This includes protecting and enhancing biological integrity and
adopting the criteria  necessary to protect those uses. Designated uses supporting
aquatic life cover a broad range, or continuum, of biological conditions, with
some waters being closer  to an ideal of natural, undisturbed (biological integ-
rity) status or condition.
                                                                                  Collecting macroinvertebrates

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           ^

               CHEMICAL PHYSICAL
               INTEG RITY   I NTEGRITY
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     BIOLOGICAL
      INTEGRITY
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                                              HEALTHY WATERBODY
                                          UNHEALTHY WATERBODY
             CHEMICAL
         CONTAMINATION
The concept of ecological integrity, as defined in the CWA, is a combination of three components: chemical,
physical, and biological integrity. Biological condition is the most comprehesive indicator of waterbody health.

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  Idaho: Narrative
  Biocriteria
  • Streams and rivers monitored
  • Multiple assemblages
  • 3 Bioregions for assessment
  • Biological index and
   impairment
   thresholds
  • Used to list /de-list impaired
   waters
  • Used to identify BMPs and
   assess effectiveness
  Oregon: Narrative
  Biocriteria
  • Streams monitored
  • Benthic macroinvertebrates
  • Regional reference conditions
  • Combined multivariate and
   biological metric assessments
  • Used to list impaired waters
      Arizona: Narrative Biocriteria
      • Streams monitored
      • Benthic macroinvertebrates
      • Integrates biological and
        physical data
      • Montane and plains indexes
Ft. Peck Affiliated Tribes:
Numeric  Biocriteria
• Streams monitored
• Benthic macroinvertebrates
• Integrates biological, chemical, and
 physical data
• Biological index and impairment
 thresholds
• Adopted into WQ standards
Vermont: Narrative
Biocriteria
• Tiered aquatic life uses
• Streams monitored, rivers/lakes
 in development
• Multiple assemblages
• 3 stream categories (elevation/
 slope)
• Used to list/de-list waters
Maine: Numeric
Biocriteria
• Tiered aquatic life uses
• Streams and rivers monitored
• Benthic macroinvertebrates
• Multivariate predictive model
• Reference conditions by
 aquatic life use
• Impairment thresholds based
 on tiered uses
          Florida: Numeric Biocriteria
          • River basin monitoring
          • Streams, rivers, lakes, estuaries, wetlands monitored
          • Integrates biological, physical, chemical, and
           lexicological data.
          • 4 Bioregions for assessment
          • Biological index and impairment thresholds by bioregion
          • Used to list / de-list impaired waters
                                                                          Maryland: Narrative
                                                                          Biocriteria
                                                                          • Streams monitored
                                                                          • Multiple assemblages
                                                                          • Coastal and non-coastal bioregions
                                                                          • Biological indices and impairment
                                                                           thresholds by bioregion
                                                                          • Used to assess status and list
                                                                           impaired waters
                            Ohio: Numeric Biocriteria
                            • Tiered aquatic life uses
                            • Ecoregional reference conditions
                            • Streams, rivers, wetlands monitored
                            • Multiple assemblages
                            • Integrates biological, physical,
                             chemical, and toxicological data.
                            • Biological indexes for tiered uses
                            • Adopted in WQ standards.
Examples of bioassessment programs in the U.S.
References

Barbour, MT, J Gerritsen, BD
Snyder, and JB Stribling. 1999.
Rapid Bioassessment Protocols for
Use in Streams and Wadeable
Rivers: Periphyton, Benthis
Macroinvertebrates and Fish. U.S.
Environmental Agency, Office of
Water, Washington, DC. EPA
841-B-99-002.

Biological Criteria: Guide to
Technical Literature. U.S.
Environmental Protection Agency,
Office of Water. July 1991. EPA/5-
91-004.

Biological Criteria: National
Program for Surface Waters. U.S.
Environmental Protection Agency,
Office of Water, Washington, DC.
1990. EPA-440/5-90-004.

Biological Criteria: Research and
Regulation—Proceedings of a
Symposium. U.S. Environmental
Protection Agency, Office of
Water. July  1991. EPA-440/5-91-
003.
    Biological Criteria: Technical
    Guidance for Streams and Small
    Rivers. U.S. Environmental
    Progection Agency. May 1996.
    EPA822-B-96-001.

    Danielson, TJ. 1998. Wetland
    Bioassessment Fact Sheets. U.S.
    Environmental Protection
    Agency, Office of Water,
    Washington, DC. EPA 843-F-98-
    001.

    Estuarine and Coastal Marine
    Waters: Bioassessment and
    Biocriteria Technical Guidance.
    December 2000.  U.S.
    Environmental Protection
    Agency, Office of Water,
    Washignton, DC. EPA 822-B-OO-
    024.

    Lakes and Reservoir
    Bioassessment and Biocriteria
    Technical Guidance Document.
    U.S. Environmental Protection
    Agency, Office of Water. August
    1998. EPA841-B-98-007.
 Macroinvertebrate Field and
 Laborator Methods for Evaluating
 the Biological Integrity of Surface
 Waters. U.S. Environmental
 Agency, Office of Water. 1990.
 EPA/600/4-90/030.

 Regionalization as  a Tool for
 Managing Environmental
 Resources. U.S. Environmental
 Protection Agency,
 Environmental Research
 Laboratory, Corvallis, OR. July
 1989. EPA/600/3-89/060.

 Standard Operating Procedures
 for the Collection of and
 Laboratory Identification of
 Freshwater Benthis
 Macroinvertebrates. U.S.
 Environmental Protection
 Agency, Region 5,  Chicago, IL.
 1989.

 Standard Operating Procedures
 for Conducting Rapid Assessment
 of Ambient Water Quality
 Conditions Using Fish. U.S.
 Environmental Protection
 Agency, Region 5,  Chicago, IL.
  Stressor Identification Guidance
  Document. U.S. Environmental
  Protection Agency, Offices of
  Water and Research and
  Development. December 2000.
  EPA 822-B-00-025.

  Summary of State Biological
  Assessment Programs for Rivers
  and Small Streams. U.S.
  Environmental Protection
  Agency, Washington, DC. 1996.
  EPA 230-R-96-007.

  The Volunteer Monitor's Guide
  to Quality Assurance Project
  Plans. 1996. U.S. Environmental
  Protection Agency, Office of
  Water, Washington, DC. EPA
  841-B-96-003.
  For more information and to
  view or download some of the
  above documents, visit the U.S.
  EPA website for Biological
  Criteria at http://www. epa.gov/
  ost/biocriteria.

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