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United States
Environmental Protection
Agency
EPA 831-R92001
October 1992
Office of Wastewater Enforcement and Compliance EN-338
Review of Water Quality
Standards, Permit Limitations,
and Variances for Thermal
Discharges at Power Plants

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                               ACKNOWLEDGEMENTS
       Several  U.S. Environmental Protection Agency  (EPA) personnel were critical to  the
collection and analysis of information on the operation of power plants and the effect of thermal
effluent on the environment:  Ted Landry, Region I; Charles Kaplan, Region IV; and Peter Howe,
Region V.

       In addition, EPA Headquarters would like to thank the staff at several  facilities who
provided insight into their specific plants' operations and results of environmental studies.  We
would especially like to thank Bob Domermuth and the staff at Brunner Island for hosting two site
visits.

       The EPA Project Coordinator for this study was Mary Reiley, (202) 260-9456.
                                      NOTICE
      This document has been reviewed by the concerned offices and programs within the
Office of Water:  Statements of policy and opinion were prepared and incorporated by the Office.
Mention  of  trade  names or commercial  products  does  not  constitute  endorsement  or
recommendation for use.

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                              TABLE OF CONTENTS

                                                                            Page

 EXECUTIVE SUMMARY	ES-1

 1.0    INTRODUCTION TO THE REPORT	    1

 2.0    STUDY METHODOLOGY	    3
       2.1    Compendium of State Water Quality Standards	    3
       2.2    Matrix of NPDES Permit Limits and State Water Quality Standards 	    3
       2.3    Facilities Reviewed In Depth  	    4
       2.4    Data Reviews and Site Visits	    5

 3.0    STUDY FINDINGS	    6
       3.1    Establishing  Thermal Permit and Variance Limitations	    6
       3.2    Impact of Thermal Effluent	    7
             3.2.1  Impact of Cold Shock	    8
             3.2.2  Impact of Excessive Temperatures  	    9
             3.2.3  Changes in Population of Certain Fish Species  	  10
             3.2.4  Entrainment and Impingement	  10
       3.3    Shutdown and Load  Reduction Procedures and Control Mechanisms at
             Facilities	  11
             3.3.1  Shutdown Procedures to Prevent Cold Shock	  11
             3.3.2  Control Mechanisms to  Prevent Damage from Thermal Discharge . .  12
             3.3.3  Control Mechanisms  that  Keep  Fish  Out of the Discharge
                   Channel	  13
       3.4    Environmental Studies Performed to Support Section 316(a) Variances  ...  14
             3.4.1  Initial  Section 316(a) Variance Studies	  14
             3.4.2  Studies to Support Reissuance of Section 316(a) Variance	  15
             3.4.3  Environmental Monitoring 	  15
       3.5    EPA Procedures for Issuing and Reissuing Permits	  16
             3.5.1  Advisory Committees 	  16
             3.5.2  Lack of Institutional Knowledge	  16

4.0    CONCLUSIONS AND RECOMMENDATIONS	  18

       BIBLIOGRAPHY 	  20

      ATTACHMENTS

             Compendium of State Water Quality Limits for  Thermal Discharges and Mixing
             Zones.

             Matrix of NPDES Permit Limits and State Water Quality Standards for Thermal
             Discharges from Major Power Plants.

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  REVIEW OF WATER QUALITY STANDARDS, PERMIT LIMITATIONS, AND VARIANCES
                   FOR THERMAL DISCHARGES AT POWER PLANTS
 EXECUTIVE SUMMARY

       This report provides an overview of issues  relating to thermal  effluent discharges,
 limitations, and variances.  The report also highlights the environmental impacts of thermal
 effluents, methods to mitigate the impacts, and recommended EPA actions to address thermal
 issues.

       Thermal discharges are defined as pollutants  by the Clean Water Act (CWA) and are
 subject to effluent limitations.  If the discharger can show that effluent limitations derived from
 applicable State water quality standards (WQS) are more stringent than necessary to ensure
 protection and propagation of a balanced, indigenous population of shellfish, fish, and wildlife in
 and on the body of water to which the discharge occurs (i.e., meets the variance criteria), EPA
 or State may adjust the permit limitations to a less stringent level.

       This adjustment is  called a "Section  316(a) variance" and is  included in the National
 Pollutant Discharge Elimination System (NPDES) permit (or State  equivalent) that the facility
 receives from the permitting authority. EPA draft guidance for issuing these variances is provided
 in the 1977 Section 316(a)  Technical Guidance Manual; however, this guidance has never been
 finalized by EPA.  Some EPA Regions, however, have developed their own guidance.

       The actual thermal  limitations and monitoring requirements with which the facility must
 comply are specified in the  permit. Permit limitations for thermal discharges may be established
 as  a maximum temperature at the  point of  discharge (POD),  maximum rate of temperature
 increase at the POD, and temperature difference between a sample taken at the POD and a
 sample taken upstream of the POD  (i.e., ambient water temperature).  Discharge temperature
 limitations in the permit are calculated by considering a specified mixing zone in which the thermal
 effluent is expected to  be  assimilated  by the receiving water.   In  many cases,  heat load is
 commonly limited, but discharge temperature, although monitored, may not be limited.

       WQS requirements for thermal discharges and the related mixing zone requirements vary
 widely from State to State.  Preliminary reviews by EPA indicated that approximately one third of
 the 580 power plants in the U.S. have been granted a Section 316(a) variance from WQS EPA's
 review also revealed that the EPA has little information readily available on the thermal limitations
 that have been granted.

       Based on these findings, EPA determined that further evaluation was needed. In August
 1989, EPA's Office of Wastewater Enforcement and Compliance  (OWEC) initiated this study of
the  CWA Section 316(a) variances for thermal limitations for power plants discharging thermal
 effluent.  This study was conducted in the following four stages:

             Prepared a compendium of State WQS

             Compiled a matrix of NPDES permit limitations and State WQS

             Developed a  list of facilities recommended for review in depth


                                       ES-1

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              Conducted data reviews and site visits, including site visits to, and a file review of,
              Brunner Island Power Plant; a review of facility operation and discharge data at
              selected facilities; and interviews with selected State, EPA Regional, and facility
              staff.

 The first two stages resulted in separate reports, which are summarized here.  The information
 gathered and findings for the remaining stages are included in this report.

       I.      Impact of Thermal Effluent

       Information  provided  by the  EPA  Regions  and  permitted facilities  did not reveal
 widespread environmental problems resulting from the  discharge of thermal effluent from power
 plants.1  Isolated cases where  substantial degradation occurred were most often the result of
 administrative error on the part of the permitting agency (e.g., inappropriate permit limitations)
 rather than facility noncompliance with permit limitations.  Fish kills caused by  "cold shock"
 (sudden drop in temperature  in the thermal plume during  winter  months)  and  excessive
 temperatures are two acute impacts that were identified at some facilities in this study.  In some
 of these cases, facilities with Section 316(a) variances had  high temperature discharges, which
 caused fish kills.  It has been documented that certain thermal discharges have a chronic effect
 on the populations of different aquatic species in certain water bodies (e.g., reduced diversity,
 change in species mix, health effects) as well as adverse impacts on surrounding flora and fauna.

       To  support variance requests and permit  reissuance,  facilities conduct environmental
 studies of varying scope and depth.  In some cases, these studies are required in the permit. In
 addition, facilities may employ a variety of procedures to reduce the impact of thermal discharges.
 Many of these procedures also may be required in permits.  These are discussed in Section II
 below.

       II-     Shutdown  Procedures and Control Mechanisms to Reduce  Impact  on  the
              Environment

       Power plants shut down under a variety of circumstances, including decreased power
 needs, periodic maintenance, and emergencies. Shutdown procedures are generally designed
 to protect equipment and address health and safety concerns. Although not the primary purpose,
 many of these procedures protect fish from cold shock by preventing sudden drops in discharge
 water temperature.   This study identified few facilities that have procedures for a  controlled
 shutdown specifically designed to reduce the potential for cold shock. One facility that does have
 such procedures is Brunner Island, which uses a "fish  comfort system" designed  to ensure
 temperature  drops of no greater than 10°  F per hour in  the discharge channel during unit
 shutdown.

       A wide variety of control mechanisms are used, other than controlled shutdowns, to reduce
 the impact of thermal effluents on the environment.  These mechanisms range from  cooling
 towers that cool the effluent to physical barriers that keep fish out of discharge channels where
 the  fish are at  greatest  risk  from  exposure to temperature  fluctuations  and  maximum
 temperatures. Control mechanisms that are designed to prevent environmental degradation due
     Note:  Regions may not be apprised of problems  because violation evaluation in the Permit
Compliance System and on the Quarterly Non-Compliance  Reports (QNCRs) may not necessarily meet
the thresholds for reporting and/or enforcement action.
                                         ES-2

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 to thermal effluent may vary to accommodate seasonal temperature changes.  These control
 mechanisms either  reduce the water temperature at  discharge and/or help reduce water
 temperatures outside the mixing zone.  Mechanisms include:  cooling towers, cooling ponds,
 submerged pipes, and multiport diffusers. Control mechanisms that are used to keep fish out of
 discharge  channels  include: screens, nets,  barriers,  water jets, and  vertical bars.  These
 mechanisms vary in  effectiveness.

       IN.     Environmental Studies Performed to Support Variances

       Studies to support initial Section 316(a) variances may  be quite extensive and involve
 collection  of facility  operating data,  environmental data,  and  biological  data,  as  well  as
 mathematical or physical modelling. However, at the time of permit reissuance, the amount of
 data required to support a variance is usually less unless a change has occurred in:  facility
 operating conditions, the discharges that interact with the thermal discharge, or  in the biotic
 community of the receiving water.

       Biosampling and environmental monitoring help ensure that the environmental integrity of
 a water body is maintained. Some permits require monitoring on a periodic basis, others have
 no  requirements  for  monitoring or  biosampling.  In cases where the permit does  not specify
 monitoring requirements,  changes  in  water  quality  (most typically improvements)  may go
 undetected unless the facility personnel perform  monitoring on  their own or  a State or federal
 agency monitors  that part  of the waterway.   Improvements in  water quality may change the
 parameters under which a variance may be considered for reissuance.

       IV.    Key Findings

       Key findings  from this study to date are: 1) For the majority of facilities (some with
 variances, others  without), impacts from thermal effluent have not been found  to be large and/or
 permanent, although  additional studies at some facilities are needed; 2) Most thermal issues are
 not related to intentional noncompliance on the part of the facility,  but rather  are administrative
 in nature on the part  of EPA (e.g., there may be no permit provisions that ensure that variance
 criteria are met,  no monitoring provisions  are  specified in the permit,  and/or no  permit
 requirements that protect fish at facilities where cold shock is likely to occur); 3) The lack of final
guidance on Section 316(a) variances from EPA Headquarters has contributed  to inconsistencies
 in permit requirements and the process by which variances  are issued; 4)  EPA is losing its
institutional knowledge on thermal issues, thereby decreasing the EPA's ability to review permits.

       The following  recommendations reflect consideration of these findings and discussions
with EPA staff from the Regions and Headquarters:

             Update the previously developed listing/summary of Section 316(a) and Section
             316(b)  status for power plants.

             Issue final guidance, formalize  EPA policy, and  develop  permit language  and
             enforcement  checklists to ensure that Section  316(a) variances meet variance
             criteria.

             Provide training for EPA Regional and State permit writers.
                                         ES-3

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             Identify States  and EPA Regions that have established processes  by which
             variances can effectively be issued and reissued (e.g., the Technical Advisory
             Committees in Region I) and share this information among the other States and
             EPA Regions through a national thermal guidance panel.

             Evaluate ways to increase the reporting to EPA and the public of thermal effluent
             violations from  the States,  including modifying  the reporting  protocols  for the
             Permit Compliance System.

             Reconsider the establishment of technology-based new point source performance
             standards governing thermal discharges, for steam electric plants over the long-
             term.
       In summary, OWEC believes that the Section 316(a) variance is a useful tool when
appropriately and consistently applied. To promote consistency, OWEC is developing a training
course for power plant permit writers and others involved in thermal effluent management. The
pilot workshop is to be held in Region II in the second quarter of FY 1993. A guidance document
also is under development and will be available in draft form by October 1993.  The workshops
and guidance document will address the first five recommendations made above.  The sixth has
been placed on the selection list for guidelines review, update, and reissuance.
                                       ES-4

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  REVIEW OF WATER QUALITY STANDARDS, PERMIT LIMITATIONS, AND VARIANCES
                   FOR THERMAL DISCHARGES AT POWER PLANTS
 1.0    INTRODUCTION TO THE REPORT

       This report  provides an  overview  of  issues relating to thermal  effluent  discharges,
 limitations, and variances. The report also highlights environmental impacts of thermal effluent!
 methods to mitigate the impacts,  and recommends EPA actions to address thermal issues.

       The thermal component of any discharge is defined as a pollutant by the Clean Water Act
 (CWA) and is subject to technology-based or water quality-based effluent limitations, whichever
 is more stringent. Thermal discharges are of concern because they occasionally cause fish kills
 and have been known to cause other detrimental effects  such as  increased levels of parasitic
 and/or bacteriological infection and poor body condition in aquatic life, as  well as reducing
 population size and species diversity. Thermal discharges may also have a detrimental impact
 on benthic flora and fauna in estuarine and marine areas.  If the discharger can show that the
 effluent limitations calculated from State water quality standards (WQS) are more stringent than
 necessary to ensure protection and propagation of a balanced, indigenous population of shellfish,
 fish, and wildlife in and on the body of water where the discharge is to occur,  EPA or the State
 may adjust the effluent limitation  to a less stringent level that still ensures  such protection and
 propagation.

       This adjustment is called a "Section 316(a) variance" and is included  in the effluent
 discharge permit the facility receives from the State or EPA Region. Section 316(a) of the CWA
 allows dischargers such as power plants to apply for a variance from WQS to provide flexibility
 to ensure that thermal discharge  limits are protective of a "balanced indigenous population" of
 aquatic  life in and on  our nation's waters,  while balancing other environmental, social, and
 economic factors. These factors may include costs such as cooling towers, retention ponds, and
 protocols  for facility operations for minimizing effluent temperatures and  fluctuations.  Other
 factors include:  losses of electricity production capacity due to retrofitting of cooling towers;
 evaporative water losses caused  by cooling towers; land use restrictions; energy requirements-
 solid waste disposal; clean air act compliance; and aesthetics. This variance provision for thermal
 effluent is particularly important to  power plants because thermal effluent is such a significant part
 of their discharge.  EPA draft guidance for issuing these variances was provided in the 1977
 Section 316(a) Technical Guidance Manual; however, this guidance has never been finalized by
 EPA. Some EPA Regions, however, have developed their own guidance.

      WQS for thermal limitations and the related mixing zone requirements vary from State to
 State. Preliminary reviews indicated that approximately one third of the 580 major power plants
 in the U.S. had been granted a Section 316(a) variance from those standards. Major facilities are
 defined by EPA to include NPDES permittees with an industrial rating of 80 or greater under the
 NPDES  permit rating procedures. EPA selected facilities from this universe  because permit
violation, and enforcement data are more likely to be reported by the States  in EPA's Permit
Compliance System  (PCS) data base. The review also revealed that EPA had little information
readily available on thermal limitations.

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       Based on these findings, EPA determined that further study was needed. In August 1989,
EPA's Office of Wastewater Enforcement and Compliance (OWEC) initiated a review (this study)
of the CWA Section 316 variances  for thermal  limitations for major electric  power plants
discharging thermal effluent.  The goals of the review are to:

              Compile information on State thermal loading guidelines, standards, and limitations

              Compile NPDES permit information on all power plants having active discharges

              Prepare a listing of facilities with Section 316(a) variances that warrant in depth
              review based on certain criteria

              Conduct an in-depth analysis of selected facilities above

       •       Compare and  analyze permit limitations, discharges,  and standards of similar
              facilities.

EPA initiated a second study in April 1991 to examine in further detail issues identified during the
initial data collection phase. In this second study, EPA conducted  additional interviews with EPA
Regional staff and facility staff. This report details the information  collected to date from both
studies, as  well as further research and analysis of thermal  limitations, study methodology,
findings, and conclusions/recommendations. Future work may include site visits to other facilities,
review of State files on specific facilities, and further research to respond to issues identified in
this report.

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  2.0    STUDY METHODOLOGY
        EPA's review of WQS, permit limitations, and thermal variances occurred in four stages
 The first two stages resulted in separate reports, the Compendium of State Water Quality Limits
 for Thermal Discharges and Mixing Zones and the Matrix of NPDES Permit Limits and State
 Water Quality Standards for Thermal Discharges from Major Power Plants, which are summarized
 in Sections 2.1 and 2.2 .  The remaining stages are included in their entirety in this report  The
 information collected from the site visits to Brunner Island is contained in Attachments A and B
 and summarized in the findings section of this report.

 2.1    Compendium of State Water Quality Standards

 r^A _,As a first Stage in comP'Iin9 and analyzing information on thermal discharge limitations
 EPA developed a compendium of State-approved WQS relating  to thermal discharges and
 corresponding mixing zones.  The compendium contains a summary of each State's WQS for
 thermal discharges and mixing zones, the issuance date of the thermal discharge WQS and the
 State regulatory citation for the WQS.                                           '

       To develop this compendium,  EPA  collected  information  on  State WQS from the
 Environment Reporter - State Water Laws issued by the Bureau of National Affairs.  In addition
 EPA conducted  interviews with  personnel from State water resources departments and EPA's
 Criteria and Standards Division to  ensure compilation of the most current regulations   EPA
 compiled this information into a document entitled Compendium of State Water Quality Limits for
 Thermal Discharges and Mixing Zones.

       It should  be noted that WQS in many States are not based on the  extensive data and
 modern scientific theories that have become available since the standards originally were issued
 Largely because of the availability of Section 316(a) of the CWA, which enables permittees to
 perform site-specrfic evaluations in lieu of applying WQS, many States have not chosen to update
 their thermal WQS with the new data and procedures that have become available since that time.

 2-2    Matrix of  NPDES Permit Limits and State Water Quality Standards

       In the second stage, EPA prepared a report containing matrices of National Pollutant
 Discharge  Elimination System (NPDES) permit limitations and State WQS for the 580 S
 power  plants with active thermal discharges.  The State WQS included in the matrices were
 summarized from the compendium to facilitate comparison with the NPDES permit limitations in
 the matrix.  (Note: Comparing WQS and permit limitations does not indicate whethe  a variance
 is warranted or whether the permit limitations have been exceeded. Permit limitationsan^ State
 m^hT ™a*ured drffef ^ «* as a re^' Cannot be compared directly.  Instead  the WQS
 must be put into  a formula that takes into account  the amount of heat discharged size of me
 thermal plume, amount of water discharged, and other variables. In addition, some
Z^noTih "f °,^ thf a"°W for me dischar9e of heated effluent i. „_„ ul ulalo
(because those facilities have been "grandfathered" from complyinq with  certain State
requirements)^ EPA obtained a majority of the information on the N^ES pe'mttZiJttons from
EPA s Permit Compliance System (PCS). The Utility Data Institute, EPA Headquarters'files  EPA
maSs        ' and State Wat6f qUa'ity auth°rities  provided additional  information tome

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       The information collected on NPDES permit limitations and State WQS included:

              Facility permit number
       •      Facility name
       •      Receiving water
              Permit expiration date
       •      Design discharge flow
              Pipe schedule number
       •      Thermal parameter measured at the discharge point
              Minimum limitation for the associated thermal parameter
              Average limitation for the associated thermal parameter
              Maximum limitation for the associated thermal parameter
       •      Months limitation applies
       •      State water quality class
              Maximum increase above the ambient temperature
       •      Maximum temperature of receiving water
              Status  of Section 316(a) variance
       •      Enforcement actions for thermal violations.

 Not all of this information was available for each facility.  From this facility-specific information,
 EPA selected facilities for further review, as discussed below.

 2.3    Facilities Reviewed In Depth

       EPA selected from a list of the 580 major facilities 33 that met at least one of the following
 criteria for more detailed  review:

              Variance application or approval, but no thermal discharge  limitations (accordina
              to PCS)                                                                 y
              High thermal discharge  limitations
              History of noncompliance or citizen complaints.

 In some cases, EPA also used as selection criteria evidence of fish kills and location of facilities
 on water bodies designated by the State as having high resource value or containing endangered
 species.  For the 33 selected facilities, EPA then compiled the following information:

              Permit number
       •       Facility name
       •       Receiving water
              Name of contact
              Telephone number of contact
              Variance approval status
              Thermal discharge limitations
       •       High discharge limitations
       •       Enforcement actions.

This information is contained in Attachment C of this  report.  The next section  presents the
methodology used  in collecting the information; the findings are summarized in Chapter 3.0.

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 2.4    Data Reviews and Site Visits

        Discussions with EPA Regional, State, and facility staff provided the core of data on facility
 operations and discharges.  In addition, EPA reviewed PCS and facility records to compare the
 actual discharges, permit limitations, State standards, and variances of several facilities including
 Brunner Island.

        EPA contacted several of the selected facilities from Section 2.3 to discuss operational
 data, facility type, compliance rate,  and discharge information.   EPA  also  researched and
 analyzed the  permit  limitations,  discharges,  and  enforcement history of the six facilities
 discharging thermal effluent into the Susquehanna River. The Susquehanna River was selected
 because of its proximity to a facility that had a history of fish kill incidents.  Moreover, some of
 these facilities are located in Pennsylvania,  which has a different method for assessing mixina
 zones than other States.

        In all, EPA gathered information about 39 major facilities relating to facility  operations
 discharges, permit limitations, State WQS, and variances.  For specific facilities, EPA collected
 information on facility procedures for unit shutdown, the process by which the facility obtained its
 initial variance, studies to  support renewal of the variance, environmental  monitoring conducted
 by the facility, and the presence of any environmental problems.  EPA also interviewed Regional
 and State staff on how variances are issued and reviewed by the States and Regions (in
 particular the Technical Advisory Committee in Region I). Other interviews, particularly in Region
 V, focused on facilities  experiencing difficulty complying with State thermal WQS, while other
 discussions  focused on  issues  relating  to the  Section  316(a)  program  and  the  CWA
 reauthorization.

       In addition, EPA made two site visits to Pennsylvania  Power and Light's  (PP&L) Brunner
 Island facility in York  County, Pennsylvania.  The purpose of the site visits  was to make
 preliminary determinations of the type of information to be collected during  site visits to other
facilities. These site visits consisted of a review of State files, a tour of the facility, discussions
with facility environmental  staff, and observation of biosampiing at the facility. This information
supplemented the review of State files on the enforcement history of the facility.  The information
compiled on the Brunner Island facility is integrated with the findings  from discussions with staff
at other facilities and the State.

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 3.0    STUDY FINDINGS

        The results of the research and analysis of data on permits, State WQS, and variances,
 the impacts of thermal effluent, as well as information on specific facilities, are contained in this
 section.

 3.1    Establishing Thermal Permit and Variance Limitations

        The goal of the CWA as stated in Section 101 is to "restore and maintain the chemical,
 physical, and biological integrity  of the nation's waters."   A key objective is the eventual
 elimination of pollutants discharged into the waters of the U.S. A principal means to achieve that
 objective is a system to impose effluent limitations on, or to otherwise prevent, discharges of
 pollutants into any waters of the  United States from any point source.  The CWA's primary
 mechanism for  imposing  effluent limitations on pollutant discharges  is a  nationwide permit
 program established under Section 402 of the Act, NPDES. Each effluent limitation imposed on
 an NPDES permittee is generally developed using technology-based  or water-quality-based
 standard methodology.  Generally, technology-based limitations define a floor or minimum level
 of  control and are applicable  at  the point of discharge.  Technology-based  limitations are
 established through either:  1) national effluent limitation guidelines developed by EPA, or 2) the
 permit writer's best professional judgement.

        In addition to technology-based limitations, each permittee must comply with limitations
 derived from additional or more stringent WQS established by the State (and approved by EPA)
 to achieve or maintain the beneficial uses of a particular waterway.  State WQS take precedence
 over any less stringent technology-based controls. These standards do not apply directly at the
 discharge pipe, but rather, are  converted to discharge pipe limitations by the permit writer by
 determining the assimilative capacity of the stream and dividing it among the discharger's waste
 load allocation (WLA) to the stream.

       In the case of the  thermal component of a discharge, no national  technology-based
 effluent limitation guidelines currently exist.  As a result, thermal limitations must be developed
 based on WQS.   WQS applicable to thermal  discharges are generally  set as a  maximum
 temperature or maximum incremental temperature increase at a point outside of the mixing zone.
 (NB: the first effluent guidelines  for the steam electric power industry did place technology-based
 controls on heat.   EPA was quickly sued by the power industry and the courts remanded that
 provision to EPA. Since that time, no additional technology-based limits have been proposed or
 adopted for the thermal component of discharges.)

       The actual thermal limitations and monitoring requirements with which the facility must
 comply are specified  in the NPDES permit. The State or EPA permit writer may consult various
 guidance manuals to determine the validity of the proposed permit limitations.  One of those
 manuals is  the  Quality Criteria for Water 1986 (The Gold Book).   The  manual outlines
 methodologies for determining appropriate water quality criteria for all States. This manual is an
 attachment to the report entitled Compendium of State Water Quality Standards.

       The concept of Section 316(a) varies significantly between States and between Regions
A State can write both WQS and mixing zone dimensions for thermal pollutants in such a  way
that virtually no power plant will need to apply for a Section 316(a) variance.  In some States
plants  in  operation before  a certain time have  been grandfathered  and are excused from

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 performing a Section 316(a) demonstration. In other States, the requirements are more rigorous
 and even extend to  industries other than steam electric power.

        Permit limitations for thermal discharges may be established as a maximum temperature
 at the point of discharge (POD), a maximum incremental temperature increase at the POD, and/or
 the temperature difference between a sample taken at the POD  and a sample taken at the plant
 intake or upstream of the POD.  In most cases,  heat load is commonly limited, but discharge
 temperature, though monitored, may not be limited. Compliance with mixing zone requirements
 is determined by in-stream thermal monitors or with mathematical models used to back calculate
 from the temperature at the POD to the expected temperature in the mixing zone as a result of
 the thermal discharge.   The in-stream monitors  that determine compliance with mixing  zone
 requirements may be located as much as several miles downstream depending on the size of the
 mixing zone. The mathematical models consider such characteristics as the size of the waterway,
 the volume of the discharge, the stream bank configuration, mixing velocities, dilution ratio, and
 other hydrologic or physiographic characteristics. While each State has a specified mixing zone,
 each defines that mixing zone differently.

       An exception to  the mixing zone approach is that  used by  the  Commonwealth  of
 Pennsylvania.   Pennsylvania does not  specify or consider  mixing zones in setting thermal
 discharge limitations. Instead, an instantaneous complete mix of the thermal discharge with the
 receiving stream is assumed. Therefore, the "mixing zone" actually is the entire stream, allowing
 for a greater dilution  of the discharged  thermal effluent.  According to the  Pennsylvania
 Department of Environmental Resources (PA DER), thermal discharge limitations established in
 individual facility permits  are often more stringent to offset the benefits of whole stream dilution
 (this study did not attempt to verify this assertion). Generally, the effluent thermal limitations in
 Pennsylvania are based  upon an allowable heat rejection rate  and are expressed  in terms of
 BTU's (British Thermal Units) per hour. The basic theory underlying this principle is that the heat
 gained by the stream is equivalent to the  heat lost by the discharge. The maximum allowable or
 actual discharge temperature then is calculated based  upon the equation of the heat rejection
 rate.  Variations in the equation account for cases where stream flow is augmented, or where
 the stream and  intake temperatures differ. Pennsylvania has determined temperature variations
 and limitations on a site-specific basis for every body of water in the Commonwealth.  Detailed
 calculations,  equations,  and examples  are outlined  in  the PA DER's Staff Guidance for
 Implementation of Temperature Criteria, dated October 3,1989. This document is an attachment
 to the EPA report entitled Matrix of NPDES Permit Limits and State Water Quality Standards.

 3.2    Impact of Thermal Effluent

      Thermal discharges can impact aquatic life in several ways. Either cold shock (a sudden
 decrease in water temperature)  or high temperature discharges may cause high fish mortality
 rates due to the inability of different cold-blooded species to adapt  to certain changes  in
 temperature.   In  addition, increases in  ambient temperatures  may lead  to  changes  in the
 population of certain aquatic species.  Higher temperatures may also adversely affect plants and
 benthic organisms that are exposed to the thermal plume. The majority of facilities contacted did
,  J Td-.~ !Ql l Q<^ ^2 ~ TI* + TI> where Td is the maximum allowable or actual discharge temperature Q
is the  design stream flow, Qd is the anticipated or actual discharge flow, T2 is the maximum allowable
downstream temperature, and T, is the intake temperature. The design stream flow and temperature are
estab ished to  represent  a worst-case scenario and are based on low flow and median temperature

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not report any significant environmental problems as a result of thermal effluent.  Discussions with
State staff and a review of PCS data revealed some problems relating to fish kills and permit
violations, however.

       Several facility staff mentioned recreational  benefits enjoyed  by fishermen who take
advantage of the higher concentrations of fish found  in thermal plumes in fall, winter, and early
spring.  Any adverse effects to the fish, they believe, would be reported by the fishermen. Only
one of the facilities contacted has received citizen complaints regarding thermal effluent.  In
addition, temperate waters are well suited for commercial fish operations; some State and/or
federal agencies utilize waters near power plants for fish stocks or hatcheries.

       The following section documents some of the problems that were identified in this study
from conversations with staff in the EPA Regions and at facilities, and from site visits. However,
the absence of adverse impacts at most of the selected plants in this study provides the basis
for a conclusion that there is only a small likelihood of significant thermal impacts occurring at the
nation's power plants operating under Section 316(a) variances.

3.2.1   Impact of Cold Shock

       One of the most acute forms of environmental impacts from thermal effluent  is "cold
shock," which results in fish kills. Cold shock  to fish  results from sudden drops in temperature
in a thermal plume,  usually during winter months.  Typically,  cold shock occurs during a unit or
facility shutdown when the thermal effluent is replaced by a rapid discharge of unheated water.
Certain  species of fish  less than 1 year old  are especially susceptible to a sudden  drop in
temperature over 5° F. The fish  kills appear to occur only in winter  due to the physiology and
location offish during these months. During the coldest water periods, sudden temperature drops
are more likely to cause death in most fish species than during warmer ambient temperatures
(spring and fall) when higher temperature drops can be tolerated. Furthermore, the comfort range
of the fish is such that in the warmest months, fish congregate in the deeper, cooler waters, and
during the winter they are attracted to and stay within the thermal plume.  Accordingly,  fish are
more likely to be present in the plume and therefore affected by thermal fluctuations during the
winter months.

       Cold shock is most likely to occur at facilities that:

             Are located in cold climates (northeast and northwest) or mountainous regions.

              Have "once through  cooling"  and do not have any form  of supplemental heat
              dissipation or rapid effluent mixing device (i.e., cooling ponds or multiport diffusers)
             to reduce the change in temperature (AT). These facilities are more likely  to have
             a thermal plume with a significantly higher temperature than that of the ambient
             water.

             Have one or two operating units, where shutdown of  one unit has a significant
             effect on the  total discharge.

             Have older  units,  which are more likely  than  newer  units to be  used only
             intermittently  during peak loading, and are shutdown on weekends, holidays, and
             during periods of lessened demand.  The  more shutdowns  a  facility has, the

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              greater the number  of occasions where cold shock may occur as a result of
              temperature fluctuations in the thermal plume.

        Only one facility in the study reported fish kills attributable to cold shock in the last 2
 years.  This facility experienced fish kills due to "cold shock" in December 1985, January 1988,
 January 1990, and January 1991. The 1991 fish kill occurred during a controlled shutdown of the
 largest of three units. At the time of the controlled shutdown, one of the remaining two units was
 already out of service. As a result of  both unit shutdowns, the amount of heated discharge
 entering the channel was significantly reduced. The drop in water temperature killed 500 fish.
 In January 1990, one unit was brought out of service in a controlled shutdown to 1/3 of the unit's
 output.  The "fish comfort system"  activated and reduced the flow from the facility to avoid a
 sudden pass through of unheated river water.  However, at 1/3 load, the temperature differential
 across the unit was too great to continue with  a controlled shutdown without critical damage to
 the facility, and the staff removed the comfort control system from operation. The shutdown of
 the unit resulted  in a 30° F increase in  the discharge channel  over an hour as flows from the
 other two units overran the first unit's decreased discharge.  A sudden drop in temperature  (15°
 F in approximately 10 minutes) occurred in the channel when the comfort system was removed.
 Subsequently, unheated river water passed through the facility and into the discharge channel
 The facility staff  interviewed  believe the fish kill was a  result of the sudden decrease in
 temperature and  not the initial increase.

       A January 1988 fish kill due to a "cold shock" resulted from decreased flow from the facility
 during shutdown  of one unit and the undertow of the river water back up the discharge channel.
 This resulted in a 29° F drop over 10 minutes in the channel, killing 180 fish. At this facility, there
 are no controls preventing fish from entering the discharge channel, thus exposing the fish to the
 potential variations of temperature.

       The facility staff attributed the December 1985 fish kill to a drop in power load; the staff
 attempted to maintain a 5 megawatt per minute drop in load, but ended with a 6 megawatt per
 minute  drop. The target drop  rate was based  on the staff's experience that a 5  megawatt per
 minute  drop rate maintains less than a 10° F drop per hour.  The facility  staff believes  it is
 possible that the ambient river temperature being lower than  expected (in addition to the greater
 drop) was a factor in the  large decrease in temperature. Adjustments in procedures were to
 include a check of ambient river temperature and adjust the  rate drop accordingly.

       The staff reported that controlled shutdowns are preferred over a "trip" (i.e., an automatic
 emergency  shutdown  of the unit) for safety  and  environmental  reasons.   On a "trip,"  the
 temperature  in the  discharge  channel  actually increases  because of  the influence of  the
 discharges from the two other units.

 3.2.2   Impact of Excessive Temperatures

       High  temperature thermal discharges can cause fish  kills and other detrimental impacts
to the aquatic environment. Some facilities reported that they have experienced heat-related fish
kills.  Many  of these fish kills were isolated incidents and not indicative of a chronic problem
Facilities with once through cooling and no supplemental heat dissipation facilities are more likely
to discharge high temperature thermal effluent than are those facilities that employ cooling ponds
cooling towers, diffusers, or recycle the water back through the facility after cooling

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        EPA Regions have identified facilities where ongoing problems exist or existed and where
 fish kills have been reported in great numbers due to excessive temperatures.  According to
 Region V files, one station in Indiana heated the West Fork of the White River to 108° F, resulting
 in an extensive fish and mollusk kill downstream.  Four Ohio facilities heated  their respective
 streams to higher than 100° F several miles downstream.  Files show one of the four facilities
 increased river temperatures to 110° F in the summer of 1988, resulting in a major fish kill of
 approximately 2 million fish. At the time of these fish kills, all four facilities were in  compliance
 with their permits; none of the permits had maximum temperature limitations. Rather, limitations
 were based on the maximum heat rejection  rate for the facility.3  In effect,  these facilities can
 heat the river to facility capacity.  In practice, as river flow rates reach summer minimum or
 drought condition minimum flows, power plants generally must reduce their operations, because
 the volume of cooling water available in the  river and/or  high intake water temperatures make
 operating the plant at full capacity impossible.  EPA has since imposed thermal limitations that
 require the facility to meet maximum State WQS on a fully mixed basis.  There are ongoing
 permit limitation negotiations with several Region V facilities.

        In addition to fish kills, high temperature discharges can adversely  impact the aquatic
 environment in several ways including:  1)  damage to benthic grasses and fauna; 2) loss of
 spawning areas; 3) bank-to-bank thermal plumes preventing fish migration; and  4) loss of eggs,
 larvae,  and planktonic organisms in riverine thermal plumes.  For example, the thermal plume
 from a Region IV facility adversely affected approximately 3000 acres of the receiving bay area.
 Within this 3000 acres, at least 1100 acres of seagrass and attached  macroalgal communities
 were destroyed because of excessive temperatures.  In addition, major components of locally
 indigenous fish and invertebrate species are excluded from the thermally-impacted area.

 3.2.3  Changes in Population of Certain Fish Species

       More commonly, high temperature discharges cause chronic,  health related problems to
 aquatic life. For example, thermal discharge  at certain power plants may affect  indigenous fish
 populations by reducing the presence and number of cold-water species, while increasing the
 abundance of warm-water species.  A report entitled Changes in the Fish  Community of the
 Wabash River Following Power Plant Start Up: Projected and Observed and studies by Region
 V in Indiana suggest that changes in fish population are occurring in  some water bodies where
 there are variances to the WQS in the permit. These variances allow facilities to exceed the
 maximum 5° AT criteria included in most State WQS.  More studies may be needed to  identify
 the long-term effects of exceeding the WQS at specific sites.

 3.2.4  Entrainment and Impingement

       Many facilities have installed mechanisms to reduce environmental damage caused from
 entrainment and impingement. Entrainment refers to smaller organisms (e.g., phytoplankton, fish
 eggs, larvae) that are passed through the facility with the cooling water and are subjected to
 pumps,  antifouling agents, condensers, and other physical, chemical,  or thermal  related causes
 of damage.  Impingement refers to larger organisms such as fish that  enter the cooling water
 intake system and then  are trapped on screens.   Although this  study  does not address
 environmental damage caused by  entrainment and impingement, it is important to note that at
 some facilities a trade off exists between discharge temperature and impingement.   Often, the
   3 These variances are appropriate for many other facilities since the facility may discharge into an
ocean, a Great Lake, or a large river with a strong current thereby minimizing any effect on water quality.
                                          10

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 more  water that is  drawn from the water source through the condensers to lower effluent
 temperatures, the more aquatic organisms die from entrainment and impingement.

 3.3    Shutdown and Load Reduction Procedures and Control Mechanisms at Facilities

        Facility or unit shutdowns or load reductions often occur for facility or unit maintenance,
 reduction in energy demand, or exceedance of discharge temperatures.  "Shutdown" refers to
 bringing a unit(s) offline (i.e., ceasing energy production). "Load reduction" refers to decreasing
 energy production.

        An EPA  review in August 1989 found that many facilities are not required by permit to
 have facility or unit shutdown procedures to eliminate or reduce risk of cold shock to aquatic life.
 However, a wide variety of control mechanisms to reduce the impact of thermal effluent on the
 environment are used, from cooling towers and cooling ponds that cool the effluent to physical
 barriers that keep fish  out of discharge channels (where the fish are at  greatest risk from
 temperature fluctuations).  Control  mechanisms  that are designed to prevent environmental
 degradation due to thermal effluent may vary to accommodate for seasonal temperature changes.
 These control mechanisms reduce the water temperature at discharge and/or help reduce water
 temperatures within  and outside of the  mixing zone.  Mechanisms include:  cooling towers,
 cooling ponds, discharge pipes, and multiport diffusers.  Control mechanisms that are used to
 keep fish out of discharge channels include: screens, nets, barriers, water jets, and vertical bars.
 These mechanisms vary in effectiveness.

 3.3.1   Shutdown Procedures to Prevent Cold Shock

        Most facilities have some type of shutdown procedures in which operating units gradually
 are brought offline as the power level is reduced.  These procedures, however, normally reflect
 health and safety concerns related to protecting facility equipment, rather than preventing cold
 shock to fish.  Efforts to reduce the risk of cold shock may be hampered, in some instances, by
 load reduction procedures that are required to meet air quality standards.

       Some  power  plants operate only part time  in order to supplement regional energy
 production during periodic high energy demand, resulting in occasional shutdowns.  Fish that
 congregate in the facility's thermal plume during winter months may be susceptible to cold shock
 during these shutdowns. At this time, there are no national permit requirements or guidance on
 shutdown procedures to address the  potential problem of cold shock. To help assess the impact
 of facilities operating part time, Region V has proposed special conditions in the permit of a facility
 that is prone to  cold shock.  The Region has suggested that the permit contain a  "Special
 Condition" requiring the permittee to conduct an evaluation of the potential for cold shock to fish
 in the thermal plume.  The evaluation would include winter fish sampling and a summary of winter
 operating conditions  for the  past  4 years.  The  summary would include daily average and
 maximum AT and discharge temperatures. After two years, a minimum discharge temperature
 of 36°  F would be required when intake temperatures are below 36° F unless  the evaluation
 documents the absence of cold shock potential.  At one Region  I nuclear facility, the permit
 requires gradual temperature decreases to protect  marine life from cold shock. As characteristic
 of most nuclear plants, these controlled temperature decreases are not used in  the event of a
 reactor emergency shutdown, because in those situations, the objective is to avoid core damage
 Loss of adequate cooling water, such as would be  caused by failure of cooling water condenser
pumps or clogging of  intake screens, might require an emergency reactor shutdown  Region IV
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 requires all Section 316(a) demonstrations to address potential "cold kills" and assure adequate
 procedural controls.

        In 1983, Brunner Island installed a fish comfort system in response to frequent fish kills.
 The comfort system allows for controlled temperature decreases of 10° F per hour during unit
 shutdown.  Since then,  fish  kills have occurred less  frequently and with less severity,  but a
 problem still exists.  The problem of cold shock at Brunner Island may be  related to the
 disproportionate amount of water discharged from one unit relative to the combined discharges
 of two other units. In response to this problem, Brunner Island prepared a report examining each
 of the seven fish kills between 1983 and 1991 attributable to cold shock. Recommendations from
 the study include: 1) install a control modification to the discharge channel valve system on units
 one and two to achieve more control over discharge temperature; 2) conduct an annual check
 of the fish comfort system on  unit three; 3) revise unit three control shutdown procedures so that
 the facility can better ensure a 10° F  drop per  hour; and 4) install temperature monitoring
 equipment on two units.

        For  most facilities,  shutdown  procedures related to cold  shock are  not  needed.
 Procedures are not needed at facilities that discharge directly into a lake or large waterway where
 a rapid mixing of effluent occurs.  For example, at a Lake Michigan facility, a year-long  study
 performed in conjunction with the State determined that wind  and current affected water
 temperature more than the thermal discharge. In the case of internally driven shutdowns, the risk
 of cold shock also is low for a facility that has three or more units, because a single unit shutdown
 will only result in a moderate  and endurable  drop in temperature in the thermal discharge.
 However, grid-affected unit trips likely will impact all the units at a given site, causing a larger
 impact in thermal discharge.  The risk of cold shock and the related need for facility procedures
 is also low for facilities that operate in climates that are warm year-round. The risks of cold shock
 are also likely to be minimal at facilities with a history of winter outages that have not caused fish
 kills.  Because cold shock appears to be very site-specific, such actual historic data offers the
 best evidence possible that the likelihood of cold shock is minimal.

       Cold shock may, however, become more of an  issue as facilities age and are used only
 intermittently to supplement peak power demands, or retooling extends their useful  life. An
 important consideration, however, is that fish  populations (and certainly less mobile species) are
 less likely to  congregate  in a thermal plume  that is intermittent, as opposed to a plume that is
 continuous.  Moreover, older plants generally are smaller than newer plants, and thus they
 produce a smaller plume.  All  of these  factors must be  considered in evaluating cold shock
 potential.

 3.3.2  Control Mechanisms to Prevent Damage from Thermal Discharge

       Power plants employ  a  variety of techniques that use water to cool their condensers.
 Many facilities have installed heat dissipation systems to minimize the impact of thermal discharge
 on the  environment;  others  use operating  procedures (such as  the shutdown  procedures
 described previously) to reduce the impact on the environment.

       Typically a once through cooling process does not cool the water prior to discharge, rather
 it involves drawing in water, running it once through the facility, and directly discharging the water
 in one uninterrupted flow.  Power plants prefer using once through cooling because it costs less
than mechanisms that cool the water prior to discharge. Once through cooling is appropriate for
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 certain facilities, but when used alone, it poses the greatest threat to aquatic life for both cold
 shock and thermal shock.

        Cooling towers and cooling ponds are effective in lowering the temperature of the water
 after it is has passed through the condensers, prior to discharge. Depending on the facility, the
 cooled water is either recycled through the facility to be used again or periodically discharged to
 the receiving body.  Cooling towers generally require the use  of antifouling agents, which may
 have their own water quality issues. Salt water complicates any circulating water system, whether
 it is once-through or closed cycle, but this added complexity does not preclude the use of cooling
 towers.  In addition, cooling towers may cause significant water loss due to evaporation.

       Cooling or retention ponds are large reservoirs where water is stored after passing through
 the facility, allowing time for the water to  cool prior to being recycled or discharged. Cooling
 ponds require approximately one acre per megawatt and may not be feasible for high  megawatt
 facilities with a small plant site area. The acreage required for cooling ponds or reservoirs varies
 according to geographic location. Facilities located in  arid climates may require more acreage
 per megawatt.

       Some facilities locate their discharge pipes or multiport diffusers offshore or in the center
 and/or at the bottom of a river or lake to  minimize the impact of the thermal discharge.  The risk
 of fish kills from cold shock or excessive temperature is minimized  when diffusers are used, as
 a function of water velocity and diffusion. Diffusers are equipped with nozzles or small diameter
 ports that blast water at a high velocity.  The velocity is great enough that fish  cannot swim
 against it; fish are unable  to enter or rest in the high velocity zone. By the time velocities are
 reduced, diffusion has eliminated large temperature differentials, and  there is little risk of cold
 shock or thermal shock to fish and  other aquatic organisms.

       The use of these control mechanisms may vary to accommodate for seasonal temperature
 changes. For example, some facilities only utilize their cooling towers or cooling ponds during
 summer months to reduce the discharge temperature and flow during critical ambient temperature
 periods. In addition, during very hot periods, some facilities  reduce  the amount of  electricity
 generated which results in reduced temperature of the thermal effluent (as long as the same
 amount of water is run through the  plant).

 3.3.3  Control Mechanisms that Keep Fish Out of the Discharge Channel

       Several facilities supplied information on control  mechanisms used to keep fish out of the
 discharge channel.  Mechanisms include: screens,  barriers, water jets, and vertical bars. The
 appropriateness and effectiveness of the  control mechanisms vary, and little data were available
 from the facilities to evaluate these methods.  Screens vary in size and are used  to physically
 keep  fish out of the  channel.  Vertical bars  keep larger,  adult fish out of the channel.   High
velocity water jets keep fish out of the channel because the fish cannot swim against a rapid
water flow.  Discharge channels differ in terms of length  (from a few yards to over 3 miles), depth,
width, construction, and the temperature of water being discharged into them. Some facilities also
stated that there were  no  mechanisms used to keep fish out of discharge channels, and that
these channels are subsequently used for fishing by  sportsmen during cold ambient temperature
periods.  Fish can make their way into the discharge channel by swimming through pipes, over
fences, and a variety of other  means.  Subsequent heated effluent  or change in discharge
temperature can cause fish kills in the discharge channel.
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       For example, during the spring of 1991, a nuclear facility had an incident where 4,000 fish
 were killed in the discharge channel despite control mechanisms.  Normally a wall blocks fish
 from entering the channel and discharge pipes maintain a water velocity that restricts access
 through the pipes. There are, however, occasions when the water velocity through the discharge
 pipes is reduced, and fish can swim up the pipes into the channel.  In addition, during periods of
 high river flow, fish may be able to swim over the wall.

 3.4    Environmental Studies Performed to Support Section 316(a) Variances

       Environmental monitoring and studies provide data to both the facility and the permitting
 agency on the health and numbers of aquatic life near the facility. This data may be used to
 demonstrate that the facility meets Section 316(a) variance criteria under its current permit, that
 permit requirements need to be modified, or that a variance would not protect the environment.

       This section describes some of the parameters that some initial studies for Section 316(a)
 variances monitored and  discusses the extent to which facilities continue to  monitor the  biotic
 community.  This section also discusses the environmental studies and monitoring that facilities
 seeking to renew their variances may be required to conduct.

 3.4.1  Initial Section 316(a) Variance Studies

       Facilities that have applied for Section 316(a) variances are often required to engage in
 extensive studies and data collection to demonstrate that facility operations under the requested
 variance will assure the protection and propagation  of a balanced, indigenous population  of
 shellfish,  fish,  and wildlife in and on the  body of water into which  the facility  discharges.
 Guidance for conducting  and evaluating these studies is provided by the permitting agency.
 Several EPA documents  exist to assist a facility in preparing its  Section 316 demonstration,
 including the draft Interagency Section 316(a) Technical Guidance Manual.  EPA, however, has
 not finalized  this draft guidance.  In absence of national guidance, some EPA Regions  have
 developed their own informal guides to Section 316 demonstrations, which describe the types of
 information an applicant will need to submit to be considered for a variance.

       Typically, information must be gathered on physical, thermal, and biological characteristics
 of the receiving water, including information on plankton, plants, macroinvertebrates, and fish.
 The specific types of information and sampling methodologies are determined on a case-by-case
 basis. For example, general requirements for a Section 316(a) demonstration for facilities that
 will use "once-through" cooling water systems differ from the requirements for "recycling" cooling
 water systems (cooling towers, spray ponds, or cooling ponds) because of varying impacts on the
 environment.

       An applicant is entitled to  a variance so long  as the overall existence of balanced,
 indigenous population of aquatic organisms results from operation of the facility in its existing
 configuration. The  permitting agency will establish  permit limitations that are protective of the
 water and its  inhabitants and consistent with the conditions of the Section 316(a) demonstration.
 Each permit  is unique, based on the particular circumstances  of that facility and the receiving
 water body.   For example, the Brunner Island discharge results in the loss of spawning habitat
for some fish. According to the facility staff, Brunner  Island maintains a variance because the
water body is still able to sustain a very large amount of spawning habitat for affected species
 along other parts of the waterway.
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 3.4.2  Studies to Support Reissuance of Section 316(a) Variance

       The Section 316(a) variance terminates when the permit expires.  Although facilities
 engage in a great deal of research and data collection to initially acquire a variance, the amount
 of data required by the permitting authority to support reissuance of the variance at the time of
 permit reissuance usually is minimal.  The  permittee only needs to provide a basis for that
 reissuance. The basis could be as simple as: 1) there have been (and will be) no changes to
 thermal discharges from the facility or to plant operating  conditions; 2) there are no changes to
 facility discharges that could interact with the permittee's thermal discharges; and 3) there are no
 changes  (to permittee's knowledge) to the biotic community of the receiving water body.  For
 many facilities, there is no need to perform additional reissuance studies, because  no changes
 have occurred, and a reissuance is reasonable.

       For certain facilities, however, continued reissuance studies may be warranted.  For
 example,  if the waterway to which the facility discharges undergoes an improvement in water
 quality or a return of anadromous fish, additional studies may be needed.  As the water quality
 improves  along many of the nation's waters (e.g., the Ohio River), the process for Section 316(a)
 variances may need to include studies on facility impact to the  waterway. Several questions
 would need to be addressed by the permit writer prior to reissuance:  1) How do facilities or EPA
 Regions gather data on improved water quality? 2) What criteria need to  be  met to determine
 if additional testing  is required for variance renewal? 3) Does the current biological  data of a
 water body get compared to baseline data such as dissolved oxygen? 4)  How should changes
 in water quality affect a facility's permit?

       In  addition, many variances initially were granted, and permit limitations established, based
 on modelling data.  Actual field data from  environmental studies may later indicate that the: 1)
 actual plant operation results in discharges that do not meet the permit limitations that were based
 on the modelled Section 316(a) demonstration; and/or 2) permit limitations are inadequate to
 ensure the protection and propagation of a balanced, indigenous  population. Moreover, studies
 may  be needed  to support  the  reissuance  of a variance where significant environmental
 degradation has occurred, as in the case of two of the four Ohio  facilities mentioned in Section
 3.2.2 of this report.

 3.4.3  Environmental Monitoring

       Some permits require a facility to engage in environmental  monitoring, other permits have
 no such requirements. Moreover, sampling protocols currently are determined on a case-by-case
 basis, with little formal guidance from Headquarters or some EPA Regions.

       Region I Technical Advisory Committees (TAG) develop and review site specific sampling
and  monitoring requirements for permitted facilities.  One nuclear facility participates in an
Environmental Surveillance and Monitoring Program,  the purpose of  which is  to determine
whether the operation of the facility results in measurable effects  on the marine ecology and to
evaluate the significance of any observed effects. If significant effects are detected, the facility
must take steps to correct the situation. Similar programs were required in other EPA Regions
for virtually all nuclear power plants.

       In cases where permits do not require the facility to engage in environmental monitoring
changes in water quality may go undetected unless facility personnel perform monitoring on their
own  initiative or a State or federal agency  monitors that part of the waterway.   In these cases,


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some facilities will monitor more extensively than others.  For example, one Maryland facility is
completing a 10-year quantitative study of Its effect on fin fish population and other biota.  This
extensive study  is contrasted  by the studies performed at a  facility  in Region III where
biosampling procedures for fish could have been more rigorous.

       Region V is considering recommending that future Ohio permits contain a special condition
requiring in-stream biological monitoring for facilities with Section  316(a) variances that do not
require compliance with all State  thermal WQS criteria.  Ohio EPA also has established fish
sampling protocols including suggested procedures for electro-netting fish.

3.5    EPA Procedures for Issuing and Reissuing  Permits

       Each EPA Region  differs  in the level of expertise,  guidance,  and  institutionalized
procedures that are used in the permitting process.  Region I has established the most formalized
system to issue and renew variances through the TACs. Region IV also has a TAG in place for
a Florida nuclear facility. One issue that all of the Regions share is that as a result of retirement,
attrition, and  transfer,  EPA is  losing  its   institutional  knowledge on  thermal issues  and
consequently the ability to  adequately  review  permits.  One way to  ensure  consistency and
preserve institutional knowledge is through Headquarters guidance.

3.5.1   Advisory Committees

       Some Regions and States report using TACs when developing permits.  As mentioned
above, Region I forms TACs to oversee the  process by which variances are issued to facilities.
The Committees  were  established to augment expertise within EPA and to shepherd utilities
through the  Section 316(a)  process.  Committee members represent  key biological regulatory
agencies (e.g., U.S. Fish and Wildlife Service, the State fish and game agencies, marine fisheries
agencies, and outside experts).  Power plants also are represented on the Committee. This
review process, described below, has been  well received by industry and  regulators.  To date,
no variance  decisions in Region I have been challenged by the permittees.

       When a facility requests a variance, the EPA Region and the respective State convene
an advisory committee, which remains in place until the facility undergoes verification testing.  The
facility provides the committee with a broad overview of facility operations  and details of any
problems that may arise as a result of the  facility's operations.   Baseline biological data are
collected for 1 to  3 years before the facility goes on line so that any  potential problems can be
addressed at an early stage.

       There appear to be no other arrangements that are  as  institutionalized as the TAG,
although other advisory  groups  exist.   For example, the Maryland  Department of  Natural
Resources has a power plant research program that makes technical recommendations regarding
the environmental effects of a facility's operations.  While this program  was not specifically
established to deal with thermal issues, that has been one of its primary functions for at least the
past 15 years.

3.5.2   Lack of Institutional Knowledge

       EPA personnel familiar with permitting and compliance issues  relating to thermal effluent
and power plants, including national technical experts are retiring or otherwise leaving EPA.  As
a result, EPA may need to take actions to ensure continued expertise on power plants, thermal


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effluent, mathematical models, and other thermal issues. In one instance, Region V had objected
to the original Section 316(a) request made by a facility, but after the Region's power plant expert
left EPA, the Region lacked the expertise to support its permit objection, and the State granted
the Section 316(a) variance. The facility in question later caused a large fish kill due to the high
temperature discharge. Since that time, the permit limitations have been changed.

       Currently,  there is little  guidance on permit preparation or conducting environmental
studies and monitoring to support variance reissuance at the federal level. This potentially could
result in poorly written permits, or lack of compliance  oversight for thermal discharges. The loss
of expertise on thermal effluent  impacts will be mitigated somewhat in the future by the almost
exclusive use of closed cycle cooling for  new plants in certain  EPA Regions;  however,  permit
reissuance of older plants will still require some expertise on thermal discharges.
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 4.0    CONCLUSIONS AND RECOMMENDATIONS

       Key findings from this study to date are: 1) For the majority of facilities, impacts from
 thermal effluent have not been found to be large and/or permanent, although additional studies
 at some facilities are needed; 2) Most thermal issues are not related to noncompliance on the part
 of the facility, but rather are administrative in nature on the part of EPA (e.g., there are no permit
 provisions that ensure that variance criteria are met, no monitoring provisions are specified in the
 permit, and/or no permit requirements that protect fish at facilities where cold shock is likely to
 occur); 3) The lack of final guidance on Section 316(a) variances from EPA Headquarters has
 contributed to inconsistencies in permit requirements and the process by which variances are
 issued; and 4) EPA is losing its institutional knowledge on thermal issues, impacting EPA's ability
 to adequately review and prepare permits.

       The following recommendations reflect consideration of these  findings and discussions
 with EPA staff from the Regions and Headquarters:

              Update the previously developed listing/summary of Sections 316(a) and 316(b)
              status for NPDES permittees.

              issue final guidance, formalize EPA policy, and develop generic permit language
              and enforcement checklists to ensure that 316(a) variances fully meet variance
              criteria.

              Provide training on thermal variances for EPA Regions and  authorized  States.

              Identify States and  EPA  Regions that have established  processes by which
              variances can effectively be issued and reissued (e.g., the TACs in Region I) and
              share this information among the other States and EPA Regions.

              Evaluate ways to increase the reporting to EPA and the  public of thermal effluent
              violations from the States, including modifying the reporting protocols for the
              Permit Compliance System.

              Reconsider the long-term  establishment of technology-based new point source
              performance standards governing thermal  discharges, for steam electric plants.

       EPA guidance should address the need for maximum discharge temperature limitations
for some permits, maximum AT in discharge temperatures over time, and ongoing biosampling
and  environmental studies.  In addition,  permit guidance should address the need for and
feasibility  of temperature monitoring requirements  at various points  in the waterway and/or
requirements for  periodic thermal surveys to ensure  accuracy of  thermal plume models.
Guidance also needs to be developed on cold  shock, especially for older peak power facilities,
which operate part time. Cold shock guidance may include parameters for controlled temperature
decreases during unit shutdown  and control  mechanisms to  restrict  fish  from  the discharge
channel.

       In  summary, OWEC believes that the  Section 316(a)  variance is  a useful tool when
appropriately and consistently applied. To promote consistency, OWEC is developing a training
course for power plant permit writers and others involved  in thermal effluent management.  The
pilot workshop is to be held in Region II in the second quarter of FY 1993. A guidance document


                                         18

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also is under development and will be available in draft form by October 1993.  The workshops
and guidance document will address the first five recommendations made above. The sixth has
been placed on selection  list for guidelines review, update, and reissuance.

       Additional recommendations for EPA guidance relate to clarifying EPA's interpretation of
the CWA.  Specifically whether and how Section 316(a) variances should consider impingement
and entrainment factors.  Permits Division staff also believe that a clearer interpretation of what
"cost reasonableness" level is intended for Section 316(b) would be helpful.
                                         19

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                                  BIBLIOGRAPHY

       Division of Water Quality, Bureau of Water Quality Management,  Commonwealth of
Pennsylvania Department of Environmental Resources, "Staff Guidance for Implementation of
Temperature Criteria," October 1989.

       Gammon, J.R., "Changes in the Fish Community in the Wabash River Following Power
Plant Start Up: Projected and Observed." Aquatic Toxicology and Hazard Assessment:  Sixth
Symposium. ASTM STP 802, W.E. Bishop, R.D. Cardwell, and B.B. Heidolph,  Eds., American
Society for Testing and Materials, Philadelphia, 1983, pp. 350-366.

       Office of Water  Regulations and Standards, U.S. Environmental Protection Agency,
"Quality Criteria for Water 1986," EPA 440/5-86-001, May 1, 1986.

       U.S. Environmental Protection Agency, Office of Water Enforcement, Permits Division,
Industrial Permits Branch, Washington, D.C., "Interagency 316(a) Technical Guidance Manual and
Guide for Thermal Effects Sections of Nuclear Facilities Environmental Impact Statements," May
1, 1977.
                                        20

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                                     Attachment A

                              BRUNNER ISLAND REVIEW
       Description of the Plant and its Operations

       Brunner Island Power Plant is a coal fired steam electric station located at Brunner Island,
 York County,  Pennsylvania.  It is operated by Pennsylvania Power and Light (PP&L).   The
 Brunner Island facility takes in approximately 744 million gallons per day of  water from the
 Susquehanna River. The river water is pumped to the condenser through tubing to cool steam
 coming out of the turbines.  The water is chlorinated prior to use to remove contaminants  (e.g.,
 algae, dissolved solids) and to reduce fouling of the facility mechanisms by algae and deposits.
 The condensed  steam is recirculated; the heated water is returned to the Susquehanna.  The
 schematic on the following page details the processes at a coal fired electric plant.

       The facility consists of three  units, Units 1, 2,  and 3, built in 1958, 1961, and 1969,
 respectively.  The Brunner Island facility is typical  of many older facilities in that it uses "once
 through cooling," which means the river water is pumped in to the condenser cool the turbines,
 then pumped out as soon as cooling  is completed.  The facility returns the water to its  source,
 unlike other facilities that discharge water after cooling into a water body different from the source.
 By discharging to the source, the facility avoids many of the problems that could occur otherwise
 (e.g., augmented flow, introduction of non-indigenous species, draw down of source water body).

       During shutdowns the amount of water entering and leaving the condenser is restricted.
 The residence time of the water in the condenser is thus longer to ensure the cooling water will
 remain at a more constant temperature even though the plant is generating less heat. This is the
 Thermal Shock  Prevention  System, or "fish comfort system," used to avoid sudden or large
 fluctuations of temperature in the discharge channel.

       If the temperature differential across the condenser becomes too great, plant equipment
 can be damaged. Under these circumstances, the fish comfort system is removed resulting in
 increased draw  of river water into the condenser and discharge of  unheated water  into the
 channel. The unheated water may serve to greatly decrease the temperature of the water in the
 channel/river  interface.  The discharge  channel at  Brunner Island, unlike other facilities in the
 review, does  not have controls to  prevent fish from entering or amassing at the channel/river
 junction (where the fish are at greater risk to temperature fluctuations and high temperatures).

       Units 1, 2, and 3 share a common discharge channel. Because Unit 3 produces as much
 discharge as Units 1 and 2 combined, the reduced flow from Unit 3 during shutdown allows the
 flows from Units  1 and 2 to fill the entire channel.  The cross over causes the remaining flow on
 the Unit  3 side of the  channel to equilibrate to the temperature of the  crossover flow.  The
 equilibration could be either an increase or decrease in temperature on the Unit 3 side of the
 channel depending on the direction of the temperature differentials between the two discharges.
 Thus, a shutdown of Unit 3 can have a significantly higher impact on the receiving stream  than
the removal of either Units 1 or 2 alone.
                                         A-1

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                            A-2

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       Facility File Review

       The Brunner Island facility file review consisted of examining PP&L's facility history file
 kept by the PA DER in Harrisburg, Pennsylvania, and documents on file at EPA.  Documents
 reviewed included Discharge Monitoring Reports (DMRs), violation reports, enforcement action
 files, and inspection reports.  There have been citizen complaints about river water temperatures
 downstream from the Brunner Island plant, Including one in August 1989.  Reportedly, the water
 a great distance from the power plant had at times been  hot enough to prevent wading,  and
 several dead fish had been observed.

       The file review revealed that Brunner Island Power Plant had no DMR violations of its
 thermal limitations in the last 2 years.  Further review of permit  and discharge information  has
 shown the plant to be in compliance with the thermal limitation, which is expressed as a heat
 rejection rate in the facility's permit. The current rejection heat permit limitation was established
 as part of a Section 316(a) thermal variance In 1977.  It is unclear whether PP&L was required
 to submit operating data to support continuation of the variance at the time of permit reissuance;
 the permit expires September 30,1990, but has been extended to 1992. The permit for Brunner
 Island facility sets a  limit on the BTU per hour the plant may discharge.  The permit also requires
 the facility to monitor its discharge temperatures. There are no limitations per se on the maximum
 and minimum temperatures that may be discharged, or the deviation in temperature from the
 ambient water temperature.  (There also is no requirement that the facility conduct biosampling,
 although it has since 1981.)

       The permit limitation of 6,960 x 106 BTU per hour for the facility is more than double the
 rate that  EPA calculated (2,690  x  106 BTU/hour)  based on the  Pennsylvania WQS.  The
 commonwealth's WQS  equates to not more than  a 5° F  rise above ambient  temperature
 measured above the intake pump on the lowest 7 days (continuous) flow in 10 years. For the
 Susquehanna River, this is 2,400 cubic feet per second (i.e., 7Q10 of 2400 CFS). The heat
 rejection rates reported at the facility for April and May 1989 were 6,290 x 106 BTU per hour and
 6,225 x 106 BTU per hour respectively.  While these rates are within the permit limitation, they
 far exceed those that the Pennsylvania WQS have dictated.

       The commonwealth files contained  reports of two fish kills, one each in January 1990 and
 January 1988. (There were reports of other incidents unrelated to thermal loadings (i.e., sulfuric
 acid spill,  oil spills)).  On file were the inspection reports detailing the follow-up inspections due
 to the fish kills as well as the recommended and performed enforcement activity. As a result of
 the January 1990 fish kill in which several  hundred fish died, the commonwealth imposed a fine
 of $1,000.  (The fish that died included a few hundred gizzard shad, numerous sunfish, and a few
 carp, catfish, crappie, and fall fish). In the January 1988 fish kill, approximately 180 fish died.
 At that time, the commonwealth  issued a letter of agreement without penalty to the facility.

       Commonwealth files also indicate that there were two fish kills in 1985. During the first,
 in November 1985,  two to three thousand gizzard shad died.   The facility agreed to a $100
voluntary civil settlement. PA DER made  no assessment against the facility. The second fish
 kill occurred in December 1985.  The facility staff attributed the second fish kill to a controlled shut
down of the plant initiated due to a tube  leak.
                                         A-3

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        Fish Kills

        The Brunner Island facility staff provided additional information on the fish  kills.  The
 January 1990 fish kill was due to a boiler tube failure in Unit 3. Unit 3 was brought out of service
 in a controlled shutdown to one-third of the unit's output. The "fish comfort system" kicked-in and
 reduced  the flow from  the plant to  avoid a sudden pass through  of unheated river water.
 However, at one-third load, the temperature differential across Unit 3  was too great to continue
 with a controlled shutdown without critical damage to the plant, and the staff removed the comfort
 control system from operation. Subsequently, unheated river water passed through the plant and
 into the discharge channel.

        The shutdown of Unit 3 resulted in a 30° F increase over an hour in the discharge channel
 as flows from Units 1 and 2  overran  the Unit 3 decreased discharge,,   A sudden  drop in
 temperature (15°F in approximately 10 minutes) occurred in the channel when the comfort system
 was removed. The facility staff interviewed suspected the fish kill to be from the sudden decrease
 in temperature,  and not the initial increase.

        According to facility staff, the January 1988 fish kill was due to  a "cold shock" as a result
 of decreased flow from the plant during shutdown of Unit 3 and the undertow of the river water
 back up the discharge channel.  This resulted in a 29° F drop over 10 minutes in the channel
 A total  of 180 fish were counted as dead,  including several carp, bass, red horse suckers, and
 blue gills.  One researcher noted an increase  in the diversity of fish species, and an increase in
 carp, and attributed this in part to the elimination of Talapia (an introduced species of fish that had
 been intentionally removed). As noted earlier,  there are no controls preventing fish from entering
 the discharge channel, thus exposing  the fish to the potential variations of temperature.

       The staff attributed the December 1985 fish kill to a tube leak in the reheater section on
 Unit 3.  They attempted to maintain a 5 megawatt per minute drop in  load, but ended with a 6
 megawatt per minute  drop.  The target drop rate was based  on their experience that  a 5
 megawatt per minute drop rate maintains less than a 10° F drop. The  facility staff reported  that
 the ambient river temperature being lower than expected (in addition to the greater drop) possibly
 was a factor in the  large decrease in temperature.  Adjustments in procedures were to include
 a  check of ambient river temperature and adjust the rate drop accordingly,,  (It is not clear how
 this was factored into the 1988 and 1990 fish  kills).

       The  staff said  controlled shutdowns  are preferred over a "trip"  (i.e., an automatic
 emergency  shutdown  of the unit) for safety and environmental reasons.  On a  "trip"  the
 temperature in the  discharge channel  actually  increases  because  of the influence  of  the
 discharges from  Units 1 and 2.  The facility has had an average  shutdown rate of 13  per year
 There were  six shutdowns in November and December of 1985 due to tube leaks.

       When EPA asked why fish kills appear to occur only in winter, the facility staff explained
 that the fish are not present at the outfall in the warm months.  The comfort range of the fish is
 such that  in the spring, summer,  and fall months,  they congregate in the deeper, cooler waters
 of the river and during the winter stay within the thermal plume.  Accordingly, there are no fish
 present to be affected by thermal fluctuations in the warmer months.

      In  addition, there  appears to be a  correlation  between fish kills and Unit 3 problems
 Because Unit 3 discharges as much effluent as Units 1 and 2 combined, a problem with Unit 3
causes a greater impact than a shutdown of either of the other two units
                                         A-4

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       At the time of this site visit, there had been no recent fish kills, and there were no signs
 of problems.  A second site visit, later in August, allowed EPA to  take a closer look at the
 environmental impacts.  These are discussed in the next sections.

       Biosampling (see schematic, page A-6)

       Every August, in coordination with PA DER staff, the Brunner Island facility environmental
 staff samples for aquatic life impacts.  Late August is selected because it is assumed to be the
 worst case scenario (i.e., lowest water level and the hottest water).  The staff sampled at eight
 locations, including above the intake, at the POD, and 2 1/2 miles below the POD.  Sampling is
 conducted for fish, macroinvertebrate larval and nymph stages, and water quality (dissolved
 oxygen, temperature, conductivity, and pH).  The sampling has occurred every year since 1981.
 The study results and data are available from the plant.

       The biosampling is important because, in addition to fish kills, thermal discharges have
 been known to cause other detrimental effects to fish such as:  increased levels of infections and
 poor body  condition,  reduced  population size,  and  reduced species  diversity.   Without
 biosampling, nonlethal effects of thermal discharges cannot be adequately assessed.

       EPA participated in the August 1990 biosampling of two of the eight sampling locations.
 The first was on the Susquehanna River about 5 Vz miles downstream from the thermal discharge
 on the east side of the  river  opposite the thermal plume (Station 6). The second was at  the
 junction of the thermal discharge channel with the Susquehanna River (Station 3). Results of the
 sampling are described below.

       Station 6 Biosamplinq

       The flow of the river on August 28, the day of the sampling, was about two feet above the
 normal August flow. This resulted in lower than normal numbers of fish caught in that part of the
 river. (Sampling conducted later in the week was closer to the expected numbers for August).
 The staff collected fish via electro-shock and netting procedures.  The vast majority of the fish
 were two-inch long shiners, though the staff also caught a few channel catfish, carp, bass, and
 sunfish. The fish all appeared to be in good  health with no obvious signs of disease or infection
 (i.e., no sores or lesions).  For fish over two inches, the staff identified, measured, and weighed
 them in the field and returned them to the river (The weight and length of the fish are  used to
 calculate body condition). The staff bottled and preserved the smaller  fish for later identification.

       Macroinvertebrates were collected by disturbing the substrate and collecting the wash in
 a small mesh seine.  The  macroinvertebrates  collected were typically species found  in past
 sampling (i.e., mayflies, caddisflies, mosquito larvae, hymenoptera). These samples were bottled
 and preserved for later identification and enumeration.  The water temperature at Station 6 was
 75° F.

       Station 3  Biosampling

       The fish collection at Station 3 was significantly different from that of Station 6. According
to facility staff, Station 3 routinely demonstrates the lowest diversity  and  numbers of fish and
macroinvertebrates  as it is the most highly impacted  by the  thermal discharge of the eight
sampling stations. The fish that were collected were almost exclusively  shiners and mosquitofish,
as well as a few small sunfish and bass. The staff did not catch any catfish or cod.  Some of the
fish were dead, though it could not be determined if they had died due to the thermal effluent or
                                         A-5

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                                     Brunner Is.
                               Steam Electric Station
                                         LANCASTER
                                          COUNTY
    YORK
   COUNTY
Location of sampling stations relative
to Brunner Is. SES and its discharges
                          A-6

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 from entrainment through the plant's cooling water system.  The large fish were identified,
 measured, weighed, and returned to the river. The smaller fish were bottled and preserved for
 later identification.

       The macroinvertebrate sampling at Station 3 uncovered only two insects, both mayflies,
 one of which was dead.  The samples were bottled and preserved for later identification and more
 thorough examination. The water temperature at Station 3 was 96° F. The rocks and sediments
 at this station were covered by a thick (0.5 cm) spongy and slick growth of algae. There also was
 some discolored foam near the shoreline. (The water in this area is fairly turbulent and foam
 would be expected.)

       Conclusions on Biosamplina

       The sampling methods and locations are appropriate to meet the company's goals: Year-
 to-year comparison of river flows, locations of thermal plume, numbers and diversity of fish and
 macroinvertebrates,  and fitness of fish.  The sampling is not necessarily rigorous enough,
 however, to demonstrate "no adverse  effects" or "irreparable  harm" as no sampling of aquatic
 vegetation takes place, and fish and macroinvertebrate sampling is only performed once a year.

       The fish from  Station 6 were robust and  in good health. Those from Station 3 did not
 appear as well off nor were there as many or  in as great diversity. The difference in numbers is
 to be expected, given the hotter water temperatures; in the summer months, most fish seek the
 cooler, deeper regions  of the river.  The fish that  were dead (Station 3) were not  kept to
 determine the possible cause of death.

       The macroinvertebrate population at Station 6 was significantly greater and more diverse
 than at Station 3.  Station 3 has high turbulence, hotter temperatures, and algae growths that
 interfere  with the development of macroinvertebrate populations.

       Miscellaneous Observations

       Facility staff was not aware of "hot pockets" in the receiving waters, but acknowledged the
 thermal  plume extended downstream at least 6 miles,  hugging  the right bank (although it
 occasionally moved depending on flow and weather conditions). The staff members were not
 aware of thermal stress on the fish, although they indicated that other PP&L plants had thermal
 stress problems.

       The staff members were questioned on how they believe the plant impacts the local and
 downstream environment and if they believe the York Haven Hydrological Plant and the Three
.Mile Island Nuclear Power Facility (both just up the river) may be causing impacts for which PP&L
 was or could be held accountable.  The staff  responded that the original impact analysis
 (performed in 1979 and 1980) of the variance required no impact more than 5 miles downstream
 and believe that depending on the river flow for the year, little or no impact was observed at 2 1/2
 miles downstream from the discharge point. They noted no visible drawdown of the river due to
 the plant's use of the water.

       None of the staff believed the upstream facilities mentioned caused problems for which
 PP&L was or could be held  responsible.  They did mention that the York Hydrological Plant
 occasionally had an impact on PP&L's ability to draw from the river.  When York restocks its
 reservoir, a drawdown is apparent. This impact is not severe and is temporary, as the reservoir
capacity  is very limited.
                                         A-7

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                                        Attachment B

                              TRIP REPORT FOR MARY REILEY

                                        BIOSAMPLING
                             PENNSYLVANIA POWER AND LIGHT
                             BRUNNER ISLAND STEAM ELECTRIC

                                     AUGUST 12-16, 1991

 Background:    In response to a citizens complaint in the fall of 1989 that the heated effluent from the
               Pennsylvania Power and Light Co.'s (PP&L) Brunner Island Steam Electric Plant was too
               hot to wade in for fishing and that cooked crayfish could be found, OWEC launched an
               investigation  into the thermal limits, variances, and mixing zones placed upon steam
               electric plants.  One  result  of the investigation was a review of the Brunner Island
               compliance file at the Pennsylvania DER and an informational meeting with the plant's
               management.

               During the meeting, Ed  Davis  and Bob Domermouth (of Brunner  Island and PP&L
               respectively) spoke  of the company's annual biosampling on the Susquehanna River to
               asses the effects of  the thermal effluent on the river.  Bob Domermouth invited me to join
               the sampling team last year and called this past spring to ask if I would like to participate
               again.

 Lav of the Land: (see attached schematic in Appendix A, page A-6)

       The Brunner Island facility is located about 10 miles  north of York, PA.  The segment of the river
       it discharges to is two miles wide and divided down the center by a chain of islands approximately
       five miles long. The chain separates the deeper channel on the east side of the river from the
       shallower on the west and effectively creates a barrier between the thermal plume and cool east
       waters should the plume extend towards the river's center.  The river bottom is almost entirely
       bedrock, either outcroppings or covered in stones and heavy gravel; some slower moving areas
       are silty.

       The river's water level was extremely low (not much over the 7Q10 which is 2400 cfs) providing
       a prime opportunity to investigate the effects of the thermal discharge under the low flow conditions
       anticipated at permit issuance. The plume extended across approximately two-thirds of the west
       side of the river for atleast four miles.  Previous studies at extremely low flows found impact similar
       to those at station seven as  much as five  and one-half miles downstream.

Sampling Methods: (see attached schematic in Appendix A, page A-6)

       There are eight sampling stations in the annual study: one is a reference station above the thermal
       discharge at Conewago Creek; two is also a reference station above the thermal discharge on the
       west bank of the river at the discharge from the facilities sanitary waste treatment pond; station
       three has the  highest impact as it is located at the end of the thermal discharge channel; station
       six is the outfall of ashbasin six; stations 5A and 5B are on the west side of the river downstream
       from the thermal discharge, under normal flows this is an impacted area; station seven is between
       two islands located one-third of the way across the river, downstream from the thermal discharge
       and is mildly impacted; and  station eight is on the east bank of the river, downstream from the
       thermal discharge but not impacted by the thermal dischage.

       Water Quality

       Water quality parameters  were sampled  for all stations:  DO (range 6-10),  pH (approx  8)
       Temperature (range 26° - 42°C), Conductivity, metal and non-metal contaminants.
                                            B-1

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 Vertebrates
  Fish were collected at all sampling stations except station 6 (the outfall of ashbasin six not a
  natural stream). Fish were captured using electroshock and nets. Collection started downstream
  of the sampling area and worked upstream.                                      «""«>weam

  Recreational species and those more than four centimeters in length were weighed  measured
  examined or external peculiarities, and released.  Those fish less than four centirnSers were
  preserved for later identification and examination (primarily shiners).          ^numeiers were
  Examples of fish caught and environment (not all inclusive):

        Cooler Waters                      Warmer Waters

        Quill-Back                          Shiners

        ne!L°^ ^                        Sunfish (Redbreast, Green)
        Catfish (Yellow, Brown, Channel)      Catfish (Yellow, Brown)
        Bass (Rock, Large/Smallmouth)        Smallmouth Bass
        Sunfish (Redbreast, Green)           Common Carp
        Gizzard Shad
        Minnows
        Shiners
        Suckers
        Pumpkinseed

          S£nlflS!nt ^erence between the co°'er and warmer water was the numbers of fish
         rt h^H f3" ' f6 tyPf ,  C°'der WaterS had si9nificant|V more fish than warmer  waters
th   Hh   f  6W 'f any fiSh Present Station 5B and 7 also had significantly lower number
than did the reference stations and station 5A which received reverse flow.           numoers

Invertebrates
!^L7^ra^ (insehct ,la'vae' P"Pae- worms. chironomids, bivalves, snails, beatles, etc.) were
collected at all stations but station six.  The macroinvertebrates were captured in the riffle areas
by tacking up the substrate and collecting the loose substrate and organisms i^a fine mesh dtonet
placed ^mediately downstream of the disturbed area.  All invertebrates were preserved for late
  ud    cation- Depth and flow for the riffle areas « — «»id .5
Examples of macroinvertebrates collected and environment (not all inclusive):

       Cooler Waters                       Warmer Waters

       KRjffl® B,eatles                        Dominated by Chironomids
       Mayfly Larvae                       Riff|e Beat(es
       Bivalves                            Water Pennies
       Snails
       Chironomids
       Water Pennies
      anden^
nothing was collected. The most significant difference between impact and reference £ tons was
                                                                   *™*™
                                                                rerence      ns was
                 °     ^ S™                                   *™*™
                                    B-2

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Field Evaluation:

        The final report of this years sampling will not be available for several months.  Reid observations
        lead me to believe that the impact of Brunner Island Steam Electric's thermal discharge on the
        Susquehanna River is  local and not irreparable. If the plant were to shut down today, the lateral
        and upstream migration of organisms into the previously impacted area would  be relatively quick.
        This is exemplified  in stations 5A and 5B.

        During normal flow years stations 5A and 5B are thermally impacted. This year the river flow was
        extremely low allowing a split flow of cold water from ash basin six; half of the flow traveled back
        upstream through  station  5A  and hugging  the  west side of  station  5B.   The  fish  and
        macroinvertebrate populations in these  areas were very different from last year.  Though the
        invertebrate population was still dominated by chironomids, a strong showing of less tolerant
        species was present. The  areas also supported the cooler fish species.

        There is little to nothing present at station three, the end of the thermal discharge channel, all life
        has vacated for the summer to cooler climates (sounds like August in D.C.).

Potential Concerns not Investigated:

        There is a possibility that some species, i.e.  bass, are spawning just upstream from the PP&L plant
        and below the York Haven Hydroelectric plant (there is a dam at this point with no passage for
        fish). The eggs may float downstream and be caught either in the cool water intake or in the plants
        thermal plume.  The effect of this  (if there is any)  on potential recruitment of these species is
        unknown.
Other:
       Brunner Island had a cold shock kill this past January 1991. It was not a large kill, approx. 200
       fish, but it has prompted the facility to take further procedural and potentially technological steps
       to eliminated the cold shock kills. The facility recently completed a study of all fish kills that have
       occurred at the plant since 1977. The results demonstrate that since the fish comfort system was
       put in place on Unit 3 the number, frequency, and severity of fish kills has dropped significantly.
       The facility has since adopted some additional protective procedures and is considering installing
       a comfort system for both Units 1 and 2 as well.  The station anticipates these measures will
       eliminate all future kills excepting those that result  from severe emergency shutdowns.  Bob
       Domermouth will send me a copy of their study and new procedures.
                                             B-3

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