Managing
    Lakes
      and
Reservoirs

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 Managing  Lakes
  and Reservoirs
            Prepared by the
 NORTH AMERICAN LAKE MANAGEMENT SOCIETY
          Madison, Wisconsin
              and
         TERRENE INSTITUTE
          Alexandria, Virginia

           in cooperation with
  U.S. ENVIRONMENTAL PROTECTION AGENCY
Office of Water, Assessment and Watershed Protection Division
           Washington, D.C.
            Third Edition
              2001

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Managing Lakes and Reservoirs
                          Managing Lakes and Reservoirs was prepared by the North American Lake Management
                          Society under EPA Cooperative Agreement No. CX-825902-01 -0 and Terrene Institute
                          under EPA Cooperative Agreement No. CX-8230781 -9. Contents do not necessarily re-
                          flect the views of EPA, NALMS, or Terrene Institute, nor does the endorsement of prod-
                          ucts constitute recommendation or endorsement by EPA, NALMS, or Terrene Institute.
                          Citation: Holdren,C.,W.Jones,and J.Taggart.2001. Managing Lakes and Reservoirs.N.
                          Am. Lake Manage. Soc. and Terrene Inst., in coop, with Off. Water Assess. Watershed
                          Prot. Div. U.S. Environ. Prot. Agency, Madison, Wl.
                                                       ISBN 1-880686-15-5
                                                       EPA 841-B-01-006
                                                            ©2001
                                           North American Lake Management Society
                                                       Terrene Institute
                                                    Copies are available from

                                        North American Lake Management Society
                                                         P.O. Box 5443
                                                      Madison, Wl 53705
                                                     phone: (608) 233-2836
                                                      fax:(608)233-3186
                                                       nalms@nalms.org
                                                        www.nalms.org

                                                            and the

                                                      Terrene Institute
                                                       4 Herbert Street
                                                     Alexandria, VA 22305
                                                     phone: (800) 726-4853
                                                      fax: (703) 548-6299
                                                       info@terrene.org
                                                       www.terrene.org
                      II

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                         Preface
     Barley straw was cow food when the first edition of this manual was pub-
     lished. And focus groups discussed camera lens, not how to control jet ski-
     ers. But that was 13 years ago — and The Lake and Reservoir Restoration
Guidance Manual dealt primarily with restoration of our nation's lakes.
    This third edition, Managing Lakes and Reservoirs, testifies to the success and
the leadership of EPA's Clean  Lakes Program. Since the publication of the first
manual in  1988, hundreds of lakes have been restored, many of them as Clean
Lakes projects and most of them  with the assistance of the people who wrote
this book.
    Their expertise — based both on academic credentials and years of experi-
ence — has brought them to the consensus that management of lakes and their
watersheds is ongoing — indeed, a forever process to  achieve what people who
use the lake want it to  be. And those people, whether they live on the lake, drop
their boats or lines in on weekends, occasionally pitch tents around it, or sell bait
and soft drinks to those who do, must drive the management process.
    So this manual is written for you, the  lake user, by  limnologists (look that up
in the Glossary!), engineers, and sociologists who would empower you to care for
your own lake.
    Here is the work of nine professionals, reviewed by dozens more — collec-
tively, that's about 500 years  of experience. Their expertise ranges from working
with homeowners to modeling lake problems, necessarily dictating chapters that
differ in length and writing style. As editors, we've tried to make them both under-
standable and useful. Enjoy — and consider  feeding the barley straw to your lake!


    The Editors
                                                                        ill

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Managing Lakes and Reservoirs
                          IV

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                       Contents
PREFACE	  Ill
ACKNOWLEDGMENTS	xi

CHAPTER 1
Overview	1
Who Should Use This Manual?	I
How the Manual is Organized	 2
Focus of the Manual: Water Quality	4
Making Your Lake Work for You	5
Defining — and Attaining — Desired Uses	5
Causes v. Symptoms: A Major Reason for This Manual	6
Funding for Lake Management Projects	7
Sources of Additional Information	7
Lakes as Resources	8
References	8

CHAPTER 2
Ecological Concepts	«	9
Lake and Reservoir Ecosystems	9
Lake Formation and Distribution	II
The Lake and Its Watershed	12
    Watershed Inputs	13
    Watershed Characteristics	18
    Lake Morphometry	21
    Lakes v. Reservoirs	23
Lake Processes	25
    Lake Stratification and Mixing	25
    Photosynthesis and  Respiration	29
    Aquatic Plant Productivity	31
    Phytoplankton Community Succession	36
    Sedimentation and Decomposition	36
Food Web Structure, Energy Flow, and Nutrient Cycling	38
Eutrophication	41
Ecology's Place in Lake Protection, Restoration, and Management	45
References	46

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Managing Lakes and Reservoirs
                       CHAPTER 3
                       Planning: From Goals to Evaluation and Around Again ....  49
                       Step I: Clarifying Goals	50
                           Whose Goals?	50
                           Primary Social Needs	51
                       Step 2: Gathering Information	52
                           Needs Assessment:  Gathering Information on the
                                Local Community	52
                           Problem  Identification	56
                           Inventory	57
                       Step 3: Conceptualizing the Alternatives	58
                       Step 4: Making a Formal Decision	61
                       Step 5: Defining Measurable Objectives	61
                       Step 6: Implementing the Plan	62
                       Step 7: Evaluating the Results	63
                       Step 8: Repeating the Process	64
                           The End  is Not the End	64
                           Continuous Data Gathering	64
                           Organizational Maintenance of Citizen Organizations	64
                       References	65
                       Appendix 3-A: A Model Lake Plan for a Local Community	67

                       CHAPTER 4
                       Problem Identification	101
                       Common Lake Problems	101
                           Algae	  101
                           Aquatic Plants (Weeds)	103
                           Exotic Plants  and Animals	103
                           Shallow Water Depth	104
                           Turbid Water	104
                           Toxins	104
                           Acidity	104
                           Salinity	105
                           Swimmer's Itch	105
                           Leeches	105
                           Fecal Coliforms, Pathogenic Bacteria, and Enteric Viruses	105
                           Undesirable Fishery	105
                           User Conflicts	106
                           Taste and Odor	106
                       Problem  Identification	106
                           Causes of Lake  Problems	106
                       Obtaining Professional Advice	107
                           Information Sources	108
                       Data Collection and  Analysis	109
                           Sediment Cores	109
                       Water and Nutrient Budgets	Ill
                           Precipitation	Ill
                           Surface Water	Ill
                           Groundwater	112
                           Monitoring Lake Water Quality	113
                    VI

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                                                                                   CONTENTS
Physical Variables	   15
    Estimating the Sedimentation Rate	   15
    Temperature	   16
    Transparency	   17
Chemical Variables	   18
    Dissolved Oxygen	   18
    Nutrients	   18
    Metals and Organics	120
    Acidification	120
Biological Variables	121
    Bacteria and Pathogens	121
    Algae	121
    Macrophytes	122
    Zooplankton	124
    Animal Nuisances	124
    Fish Community	126
Trophic State Indices	127
Using the Data to Manage Your Lake	129
    Cedar Lake, Wisconsin	129
    Mirror Lake, Wisconsin	131
References	136

CHAPTER 5
Predicting Lake Water Quality	139
Models	139
Eutrophication: The Problem	141
Modeling Eutrophication	142
    Step I: Development of Hydrological and Nutrient Budgets	144
    Step 2: Predicting Phosphorus Concentration	149
    Step 3: Relationships Between Phosphorus and Other
         Water Quality Variables	153
    Step 4: Model Verification	156
    Step 5: Forecasting and Tracking Changes in Water Quality	157
Modeling Other Pollutants	160
    Nitrogen	160
    Suspended Sediments	161
    Acidity	162
Summary and Conclusions	162
References	162

CHAPTER 6
Watershed Management	165
Watershed Management: Principles, Processes, and Practices	165
    Why Watersheds?	165
    The Lake/Watershed Relationship—The Management Unit	166
    Where Pollutants Come From	167
    The Growing Trend for Watershed Planning and  Management	168
Watershed Management Plans	168
    Get Organized	169
                                                                       VII

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Managing Lakes and Reservoirs
                           Identify Problems and Opportunities	169
                           Develop Management Plan	169
                           Implement the Plan with Stakeholders	170
                           Monitor, Evaluate, and Adapt	170
                       TMDLs — A Watershed Management Tool	170
                           Background Sources	173
                           Point Sources	173
                           Nonpoint Sources	173
                           Total Maximum Daily Loads	173
                           From Planning to Practice	176
                       Watershed Management Practices:  Point Sources	176
                       Wastewater Treatment	177
                           Municipal Systems	177
                           Small Community Systems	178
                           On-lot Septic Systems	180
                           Natural Treatments	183
                       Watershed Management Practices:  Nonpoint Sources	183
                       What Are Best Management Practices?	185
                           Runoff and Erosion Control Practices	189
                           Nutrient and Contaminant Control Practices	191
                           Zoning and Ordinances	192
                           Water Conservation Practices	193
                       Integrated Watershed - and Lake — Management	193
                       References	195
                       Appendix 6-A: Best Nonpoint Source Resources	197
                           Agricultural BMP Manuals	197
                           Forestry BMP Manuals	201
                           Marina BMP Documents	204
                           Nonpoint Source Monitoring	206
                           Urban Nonpoint Source Documents	206

                       CHAPTER 7
                       Management Techniques Within the Lake or Reservoir. ... 215
                       Introduction	215
                           Principles of Management	215
                       In-lake Management:  Matching Options to Problems	220
                       Management Options	229
                           Nuisance Algae	230
                           Nuisance Vascular Plants	258
                           Sediment Buildup	285
                           Non-algal Color and Turbidity	286
                           Anoxia and Related Issues	287
                           Acidification	287
                           Toxic Substances	289
                           Pathogens	289
                           Undesirable Fisheries	290
                           Animal Nuisances	293
                           User Conflicts	295
                       Cost of Lake Management	296
                           Comparing Costs	297
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                                                                                 CONTENTS
Permitting Lake Management	300
References	301

CHAPTER 8
Developing and Implementing a Management Plan	307
Why Plan?	307
What is a Management Plan?	308
The Planning Cycle	309
    When Do You Start Planning?	309
    Step I: Get Started	310
    Step 2: Analyze the Situation	310
    Step 3: Set Directions	311
    Step 4: Evaluate Alternative Strategies and Actions	312
    Step 5: Take Action	312
    Step 6: Monitor and Evaluate Progress	312
    Step 7: Do it Again	313
Sustaining the Management Effort	314
    Build a Local Management Organization	314
    Involve the Whole Lake Community	315
    Consider Hiring a Professional Planner or Facilitator	316
    Focus on the Whole Ecosystem	316
Developing the Management Plan	318
    Getting Organized	318
Implementing the Work Plan	320
Implementing the Plan	328
    The Management  Organization	328
What Next?	333
References	333

CHAPTER 9
Lake Protection and Maintenance	335
Forming and Enhancing Lake Organizations	335
    Lake Associations: Roles, Benefits, and Activities	335
    Lake Districts	339
    Where to Go for Help	341
Land-use  Planning and  Stewardship	342
    Regulatory Approaches	342
    Growth Management Tools	349
    Voluntary Activities	352
Lake Monitoring	357
    Establishing a Volunteer Monitoring Program	358
Putting It All Together	363
    Lake Maintenance and Protection: An Ongoing Opportunity	365
References	365
Appendix 9-A: Example of Lake Association Bylaws	367


APPENDIX A:  Glossary	371

APPENDIX B: Metric Units	 381
                                                                       IX

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Managing Lakes and Reservoirs

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      Acknowledgments
       Managing Lakes and Reservoirs is the third edition of a manual originally
       titled The Lake and Reservoir Restoration Guidance Manual and produced
       to provide guidance to citizens on lake and reservoir management The
first two editions were published in 1988 and 1990.
    Managing Lakes and Reservoirs was prepared under the guidance of Chris
Holdren, Ph.D., project manager for the North American Lake Management Soci-
ety  (NALMS), with the  assistance of Bill Jones, also with NALMS, and Judy
Taggart of the Terrene Institute. Anne Weinberg has served as project manager
for the U.S. Environmental Protection Agency. The authors  by chapter are:

    CHAPTER 1: Overview of Manual
    G. Chris Holdren, Ph.D., CLM, Bureau of Reclamation, Denver, Colorado
    Judith F. Taggart, Terrene Institute, Alexandria, Virginia

    CHAPTER 2: Ecological Concepts
    William W. Jones, Indiana University, Bloomington

    CHAPTER 3: Planning: From Goals to Evaluation and Around Again
    Lowell Klessig, Ph.D., University of Wisconsin-Stevens Point

    CHAPTER 4: Problem Identification
    Paul Garrison, Wisconsin Department of Natural Resources, Madison

    CHAPTER 5: Predicting Lake Water Quality
    Gertrud NCirnberg, Ph.D., and Bruce D. LaZerte, Ph.D.
    Freshwater Research, Baysville, Ontario, Canada

    CHAPTER 6: Watershed Management
    Kent W. Thornton, Ph.D., FTN Associates, Inc., Little Rock, Arkansas
    Clayton Creager, Tetra Tech, Inc., Calistoga, California

    CHAPTER 7: Management Techniques Within the Lake or Reservoir
    Kenneth Wagner, Ph.D., CLM, ENSR, Inc., Wilbraham, Massachusetts

    CHAPTER 8: Developing and Implementing a Management Plan
    Dick Osgood, Ecosystem Strategies, Shorewood, Minnesota

    CHAPTER 9: Lake Protection and Maintenance
    Ann Baughman, Tip of the Mitt Watershed Council, Conway, Michigan
                                                               XI

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Managing Lakes and Reservoirs
                              In addition to the authors, several other individuals made valuable contribu-
                         tions to this document. Extensive comments on the outline for this revision were
                         received from:
                              Frank X. Browne, Ph.D., P.E., F.X. Browne, Inc., Lansdale, Pennsylvania
                              Gertrud Nurnberg, Ph.D., Freshwater Research, Baysville, Ontario, Canada
                              Kent W.Thornton, Ph.D., FTN Associates, Inc., Little Rock, Arkansas
                              Anne Weinberg, U.S. Environmental Protection Agency, Washington, D.C.

                              Once the initial outline was developed, the following  individuals provided
                         written suggestions for improving the manual that were forwarded to chapter au-
                         thors for consideration:
                              Chauncey Anderson, USGS-WRD, Portland, Oregon
                              Terry Anderson, Kentucky Division of Water, Frankfort
                              Roger Bachman, Ph.D., University of Florida, Gainesville
                              Bud Cann, New Jersey Department of Environmental Protection, Trenton
                              Timothy D. Feather, Ph.D., Planning and Management Consultants, Ltd.,
                                  Carbondale, Illinois
                              Eileen Jokinen, University of Connecticut, Storrs
                              Shannon Lotthammer, Minnesota Pollution  Control Agency, St. Paul
                              Gerd Marmulla, FAO/FIRJ, Rome, Italy
                              Jenifer Parsons, Washington State Department of Ecology, Olympia

                              The original Chapter 2, written by Bruce Kimmel in Lake and Reservoir Resto-
                         ration Manual (1988), served as the foundation for Chapter 2 in this  manual.
                         Other chapters also built on the work of the two previous editions, and acknowl-
                         edge the contributions of those authors: Frank X. Browne, G. Dennis Cooke, Wil-
                         liam H. Funk, Douglas Knauer, Harvey Olem, Forrest E. Payne, William W. Walker,
                         and  Richard Wedepohl.

                              The following  limnologists  and  lake  management  professionals reviewed
                         Chapter 7 (In-lake Management Techniques  section):
                              G.Dennis  Cooke, Ph.D., Kent State University, Kent, Ohio
                              Tom Eberhardt, Sweetwater Technology, Brainerd, Minnesota
                              Richard Geney, General Environmental Systems, Summerfield, North  Carolina
                              Robert Kortmann, Ph.D., Ecosystem Consulting Services, Coventry, Connecticut
                              Gerald Smith, Aquatic Control Technology, Sutton, Massachusetts
                              Eugene B.Welch, Ph.D., University of Washington, Seattle

                              Once a draft of the document was prepared, the entire document was evalu-
                         ated through a formal peer  review process  to ensure that it would  be acceptable
                         to the target  audience and  that the information in the document  was accurate.
                         The document was  reviewed by the following  individuals, as well  as several re-
                         viewers from U.S. EPA:
                              John Mains, Ph.D., U.S. Army Corps of Engineers Waterways Experiment
                                  Station, Calhoun Falls, South Carolina
                              Jeff Schloss, Cooperative Extension, University of New Hampshire, Durham
                              Al Sosiak, Alberta Environment, Calgary, Canada
                              Barbara Speziale, Ph.D., Clemson University, South Carolina
                              Steven Weber, Lake Las Vegas Resort, Henderson, Nevada
                      XII

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     Donald D. Moores, Clearwater, Florida, and Lura Svestka, Terrene Institute,
Alexandria, Virginia, developed the glossary for the document.
     Once  all  suggested  changes had been  incorporated, the document went
through a final review by the editors, chapter authors, and U.S. EPA. Nancy Page,
Pinellas County Mosquito Control, Clearwater, Florida, also read the document
to provide an additional check for clarity and grammatical errors.
     Additional assistance  throughout the  process  was  provided by  Philip
Forsberg, North American Lake Management Society, Madison, Wisconsin, who
assisted with project management and who helped solicit comments on the out-
line through the NALMS web site, and by Carlene Bahler, Terrene Institute, Alex-
andria, Virginia.
     Lura Svestka of the Terrene Institute  designed and typeset this  manual  and
served as Production Manager for its publication.
     All of these individuals are gratefully acknowledged for their efforts and con-
tributions. The authors are particularly commended for their tireless work  and
their patience with the numerous reviews and revisions that led  to the finished
document.
                                                                           ••*
                                                                         XIII

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Managing Lakes and Reservoirs
                        XIV

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                       CHAPTER   1
                       Overview
    This manual deals with the very broad subject of protecting and managing
    lakes and reservoirs. It marks a complete revision of the first two editions of
    the Lake and Reservoir Restoration Guidance Manual (1988 and 1990). An enor-
mous amount of information on lake management has been developed in the dec-
ade since their publication. So much information, in fact, that the burden  on the
authors of this third edition was not in finding good material to include, but in de-
ciding where to stop.

    The authors faced two additional substantive challenges:
     I.  To create a manual that deserves premier shelf space for its reference
       value, but remains compact enough to be eminently useful to the
       reader; and
    2.  To communicate that the term "management" is now more accurate
       than "restoration," largely because we don't always know the original
       conditions of natural lakes, and some reservoirs experience water
       quality problems from the moment they are impounded.

    The  North American Lake Management Society (NALMS) joined with the
Terrene Institute and the U.S. Environmental Protection  Agency to respond to
these challenges and produce Managing Lakes and Reservoirs.


Who  Should Use This  Manual?
Although  scientists and engineers will probably find this manual useful, it is writ-
ten for informed  citizens who are interested in protecting and managing lakes.
Consequently:
       •  Technical jargon is kept to a minimum to help you grasp important
         points without stumbling over the words.
       •  Terms that are essential to lake management are defined in a sidebar
         the first time they appear, clearly explained in the text, and included in
         the glossary (Appendix A).
       •  The relatively simple word, lake, is used generically throughout this
         manual to include both natural and constructed lakes, which are called
         reservoirs. Distinctions between the two types of systems are
         discussed when they have important management implications.
 Lake: a considerable inland
 body of standing water.
 Reservoir: a lake created
 by artificially damming a
 stream or river.
'

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    Managing Lakes and Reservoirs
Eutrophicalion: the process
of physical, chemical, and
biological changes in a lake
or reservoir associated with
nutrient, organic matter, and
silt enrichment. If the process
is accelerated by human
influence, it is called cultural
eutrophication.
                        2
                                 • English units of measure are used, except for a few terms that are
                                   almost always reported in metric units (see Appendix B for
                                   information on the metric system).

                                 • References to scientific literature and other  sources of information
                                   are listed to provide more details.

                               The material presented in this manual fulfils a fourfold purpose:
                               I.  To help you identify, describe, and define your lake problems;
                               2.  To help you evaluate available lake and watershed management practices
                                  for addressing specific problems or for protecting water quality;
                               3.  To describe the process of developing a site-specific lake or reservoir
                                  management plan; and
                               4.  To illustrate how to put a lake management plan into practice and
                                  evaluate its effectiveness.
How the Manual  is  Organized
Each chapter is self-contained. You should be able to go directly to a chapter
you're particularly interested in and find both adequate background information
to understand  the material discussed and guidance on how to apply the tech-
niques described. While this does result in some repetition, it also provides you
with more than one approach for managing your lake.
     Information in this manual is arranged in much the same order you would
follow in undertaking a lake management project. Topics fall into three general
parts:
      • Part I. Understanding and Defining the Problem;
      • Part 2. Lake and Watershed Management Techniques; and
      • Part 3. Developing, Implementing, and Evaluating a Management Plan.


Part  I  —  Understanding and
Defining the Problem

T Chapter 2, Ecological Concepts,  describes  how inseparably  lakes
and watersheds are  coupled and how lakes  function as ecosystems. You  must
have some understanding of how the various components of a lake and water-
shed work and  fit together before you can manage your lake. In other words, you
don't have to be a mechanic to drive a car, but you do need to understand what
makes the car go and what makes it stop. The eutrophication process, for exam-
ple, can be accelerated or slowed down by various management techniques.
     Chapter 2 describes key lake and watershed processes, eutrophication and
other ecological concepts, and explains the importance of understanding ecologi-
cal processes before undertaking a lake restoration project.

T Chapter 3, Planning: From Goals to Evaluation and Around
Again, describes the importance of planning in  the management process. The
chapter deals with such key items as clarifying goals, developing alternatives, defin-
ing measurable  objectives, and implementing and evaluating the management plan.

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                                                                        CHAPTER I: Overview
The planning process is a critical part of lake management that is often over-
looked.

T Chapter 4, Problem Identification, discusses  common  lake  prob-
lems, data collection and analysis techniques, typical water quality variables and
monitoring techniques for assessing them, and how to use monitoring data to
evaluate the effectiveness of lake and watershed management techniques.

T Chapter 5, Predicting Lake Water Quality, discusses modeling
techniques for evaluating lake water quality and the effects of management tech-
niques. While many users believe modeling takes place only after all data have
been collected and a management plan implemented, this should not be the case.
If modeling is to be used effectively, the data required by the model to evaluate
the success of a management plan must be collected during the monitoring phase
of the project.  Chapter 5 focuses on modeling  phosphorus concentrations in
lakes, primarily  because phosphorus is most often the nutrient involved in the
eutrophication process, but also because phosphorus models are more highly de-
veloped than models for other water quality variables.


Part 2  — Management  Techniques

T Chapter 6, Watershed Management, completely revised for this
edition of the manual, recognizes that watersheds are critical in determining lake
water quality. Point and nonpoint sources of pollutants are  identified and dis-
cussed. In addition, best management practices for watershed management are
described. Complete descriptions of various watershed management practices
appear in Appendix 6-A.
    Chapter 6 also discusses the Clean Water Act's Total Maximum Daily Load
(TMDL)  process that deals with pollutant loads to water bodies. Many states are
using information developed for lake diagnostic studies to develop TMDLs.

T Chapter 7,  Management  Techniques Within  the  Lake or
Reservoir, discusses in-lake  management techniques for achieving a desired
lake use. Information on advantages, disadvantages, mode of action, and approxi-
mate costs are given for the techniques presented. Tables help you find tech-
niques particularly relevant to your problems, and numerous references guide you
to additional sources of information.
Part 3 — Developing, Implementing, and
Evaluating  a Lake Management Plan

T Chapter 8, Developing and Implementing a Management
Plan, describes how to develop a specific lake management plan and put it into
practice. Chapter 8 differs from Chapter 3 in that Chapter 3 focuses on the steps
necessary to develop consensus and set management goals, while Chapter 8 goes
into more detail on the numerous practical details that are an important part of in-
tegrating lake and watershed information into an effective lake management plan.

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    Managing Lakes and Reservoirs
      any lakes would
 be eutrophic even
Jwithout human activity.
                            T Chapter 9, Lake Protection and Maintenance, discusses  how  to
                            protect lake quality, either as it exists or after the management plan is in place. You
                            will learn how to form a lake association, conduct lake protection and stewardship
                            activities, and  develop a lake monitoring program. Chapter 9 emphasizes the fact
                            that lake management is ongoing, not a short-term  endeavor.
                            Appendices

                            Appendices supplement the material covered in Chapters I through 9, both at the
                            end of the chapters themselves and at the conclusion of the manual. The glossary
                            (Appendix A) contains definitions of many common lake management terms. Addi-
                            tional definitions can be found in the glossary maintained at the NALMS web site
                            (www.nalms.org/glossary/glossary.htm). Appendix B shows how to convert English
                            units to metric units, which are more common  units of measure in  lake manage-
                            ment.
Focus  of the Manual: Wafer  Qualify
This manual  focuses on lake water quality. Particular attention is paid to the ef-
fects of excessive inputs of silt, nutrients, and organic matter — a process known
as eutrophication.
    The natural geologic process for moderately deep lakes is to gradually fill
and become wetlands. The position of a lake along this geologic continuum from
deep to shallow influences its natural water quality. Reservoirs are affected by
similar problems. And because they're typically constructed along stream channels
that naturally erode, reservoirs begin to fill with silt from the moment they are
impounded and usually have much shorter life spans than natural lakes of similar
size (see Chapter 2).
    So the natural condition of a lake — before home construction, before
deforestation, before agriculture and other human activities — may not have been
nearly as pristine as has been commonly believed. Many lakes would  be eutrophic
even without human activity.

       • In the Southeast, for example, soil fertility, runoff patterns, and geology
         encourage a somewhat more eutrophic natural condition compared to
         northern lakes. Northerners expecting to see deep blue waters may
         be  dismayed by the color of healthy southern lakes.

       • Even comparing neighboring lakes may be misleading because they may
         differ in critical ways — depth, water source, erodibility of watershed
         soils, comparative watershed size, and local land use — whether
         they're across town from each other or across the state. For example,
         changes in lake quality from northern to southern Wisconsin or from
         eastern to western Minnesota reflect regional differences in soils and
         underlying geology.

     Regional differences in climate, rainfall, topography (hills, valleys, plains),
soils, geology, and land use all influence lake water quality. These factors have been
studied and  used to define  areas with similar characteristics called ecoregions
(Omernik, 1987). Each ecoregion has natural landscape features that  can influence

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                                                                            CHAPTER 1: Overview
lake quality. Thus, to effectively manage your lake, you must identify the uses sup-
ported by these natural factors and develop a plan that will either restore the
lake to this natural condition or protect its current condition.


Making  Your  Lake  Work  for  You
This manual concentrates on how to determine what uses a reasonably managed
lake can support. It is critical, therefore, to decide the way your lake will be used
and to have those goals clearly in mind as you delineate existing lake and water-
shed problems.
    Lake usage is a match between people's desires and the lake's capacity to sat-
isfy them.  Lake problems are defined in terms of the limits on desired uses —
limitations that can be prevented or corrected with proper management. This is a
critical definition for developing lake management programs: A lake problem is a
limitation on the desired uses by a particular set of users. Before undertaking a
management program, you  must clearly  define these desired uses, identify the
limitations, and understand what causes them.
    A lake cannot be all things to all people. Desirable uses, even obtainable ones,
can conflict. Lake organizations invariably would like to see their lake do every-
thing. They want aesthetic  pleasure, great fishing, clean water, sandy shorelines
and bottoms, and a  healthy wildlife population — all without pests, insects, or
weeds. Unfortunately, almost no lake can meet all of these demands.
    Individual lakes  are suited to particular uses depending on physical charac-
teristics of the lake basin and watershed and the quality of incoming water. Even
when a lake can be used in several ways, it still may be necessary to manage for a
specific use. Like cattlemen and sheepherders, motorboaters and trout fishermen
don't necessarily get  along.
    Although it might be technically possible to drastically change a lake to meet
the needs of a particular use, the cost will be high and the lake will usually require
extensive maintenance; thus, the decision  is usually unwise. You must understand
a lake's capacity and  attainable  quality when developing a management plan. For
example:
       • Some lakes will never remain crystal clear, regardless of what you do, or
       • If the drainage area is large relative to the lake surface and the soils in
        the watershed are highly erodible and nutrient-rich, the lake will
        quickly revert to a turbid state without constant management
        attention.


Defining  — and  Attaining  —

Desired Uses
While  users obviously should decide how their lake should be used, they often
lack sufficient knowledge to assess whether a use is practical. This manual will
help you examine the feasibility of proposed lake management goals. Chapter  3
focuses on the planning process,  including setting  management goals and deter-
mining their feasibility.
    For many problems, you may need to consult an expert. If so, carefully exam-
ine the qualifications  of groups or individuals being considered to determine who
   ike usage is a match
between people's desires)
and the lake's capacity
to satisfy them.         ;

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    Managing Lakes and Reservoirs
I
  ,ake and reseivoir
nanagement is an
active process. Informed
citizens must become
nvolved if you are to
achieve desired and
attainable lake uses for
four lake.
can best address the problem. State and federal agencies or universities may be
able to furnish general lists of experts dealing with lake management issues, but
references from groups with similar problems are usually more beneficial. In ad-
dition, NALMS maintains a list of Certified Lake Managers on  its web site
(www.nalms.org/member/nalmsclm.htm). The CLM program identifies individuals
recognized by NALMS as having exceptional training and experience in lake man-
agement.
    Lake and reservoir management is an active process. Informed  citizens must
become involved if you are to achieve desired and attainable lake uses for your
lake. Getting people together and simply finding out what they want may require
as much effort as figuring out how to do it. Since a given lake may serve many dif-
ferent groups of users, several methods might be required to involve them all.
    Lake homeowners and other local users can get involved  with lake use deci-
sions by belonging to one of several types of lake organizations. The legal and finan-
cial ability of these groups varies considerably from community to community and
state to state (see Chapter 9 for additional discussion of legal authority and issues).
The annual meeting of the local lake group is an obvious place to discuss and vote
on priority uses for the lake. If the lake serves primarily local property owners and
residents, such votes are likely to be respected by government agencies. Although
large  popular lakes  are often managed by government agencies rather than by
homeowners and lake associations, you can still provide information for managing
these lakes by contacting the appropriate agencies.
    Reaching a consensus on specific lake uses may be difficult, however, if more
than one lake organization exists on the lake, especially if conflicting uses are al-
ready well established. Several procedures can be  used to reach  a consensus on
desired lake uses and  to identify various lake problems. These approaches, de-
scribed in more detail in Chapter 3, include surveys, the nominal group process,
and the Delphi process.
    While  consensus-building techniques can be very effective when properly
used,  most lake managers and informed citizens will need professional assistance.
Lake associations typically include  people of diverse occupations, however, so a
member of the association may have the experience needed to use these methods.
    Based on the fact that a lake problem is a limitation on the desired uses by a
particular set of users, a definition of desired lake uses and the limitations  on
these uses represents the cornerstone of any lake management program.
                            Causes v.  Symptoms: A  Major

                            Reason  for this Manual
                            Lake users often tend to confuse the symptoms of problems with their causes.
                            Although you will probably need professional help to identify causes of lake prob-
                            lems, you must understand lakes in general. The purpose of this manual is to help
                            you define problems, understand underlying causes, evaluate techniques for ad-
                            dressing problems, develop an effective  lake management plan, implement this
                            plan, and evaluate its effectiveness.
                                In most cases, managing or restoring a  lake eventually requires help from a
                            professional lake manager, limnologist, or experienced professional. This manual
                            will help you find and select qualified consultants.

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                                                                           CHAPTER J: Overview
    This manual provides general guidance on lake and reservoir restoration and
management techniques that have been proven on lakes throughout the United
States and Europe. Some techniques might have to be modified for your particu-
lar lake in a specific region. This variability brings up a key point in lake manage-
ment: whatever the starting conditions and the limitations on what can ultimately
be achieved, the goal is always the same — managing the lake to minimize  lake
water quality problems.
Funding for  Lake  Management

Projects
Two approaches can be used for financing lake management projects:
    I.  Determine the amount of funding available from various sources and
       then develop the best possible project that can be completed within the
       specified budget; or
    2.  Develop the management project and then raise money through any
       means available to fund it.

    Neither approach is best for all circumstances. Which of these two ap-
proaches is used depends on numerous factors, including the availability of exter-
nal funding, the extent of the problems identified, and the abilities and interests of
the individuals and organizations involved in the management effort.
    Although Chapters 8 and 9 suggest ways to fund lake management projects,
this is not a major focus of the manual. There are several reasons for this omis-
sion:
      • There is no single source of funding that can be used in all cases.
      • Different groups often have widely varying ideas of how much funding
        is needed to implement a management program.
      « Funding opportunities often change and any specific information
        provided here would quickly become out of date.

    It is often possible to obtain state or federal funding to implement a lake man-
agement project, particularly for lakes with public access. Contact your state envi-
ronmental  agency to  find  out if any programs exist in your area and, if so, what
requirements (local match, public access, state priority lists, etc.) must be met.
    Local  fundraising efforts can also be very effective. Many lake associations
have been  able to raise hundreds of thousands of dollars for lake management
projects without any state or federal assistance. The amount of money raised
through local efforts is limited only by the ingenuity of those involved.


Sources of Additional  Information
Previous editions of this manual included extensive lists of federal agencies and
state sources of information that could be used for assistance with lake manage-
ment projects. Such lists  quickly become outdated through personnel  changes
and even changes in the names of the agencies involved. The U.S. Environmental
Protection Agency, local offices  of the U.S. Department of Agriculture Natural
Resources Conservation Service, and state environmental agencies remain good

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Managing Lakes and Reservoirs
                        starting points for information.  Some good technical (Cooke, et al.  1992) and
                        popular (McComas, 1993; Phillips et al. 2000) books on lake management also are
                        excellent sources. Additional sources of information are described in Chapter 9.
                            The growth of the internet has replaced many traditional means of finding in-
                        formation. For individuals without personal computers, most local libraries now of-
                        fer computers and assistance with internet access. Search engines, such as Yahoo or
                        AltaVista, can be used as a starting point for obtaining information on specific top-
                        ics, while home pages for many organizations involved with lakes offer links to
                        other information sources. Examples include the home page of the EPA Office of
                        Wetlands, Oceans, and Watersheds (www.epa.gov/owow), which has links to many
                        sources of  information;  the  resources  section  on  the  NALMS home  page
                        (www.nalm.org/resource/resource.htm); and the links page on the Terrene home
                        page (www.terrene.org).


                        Lakes  as  Resources
                        Lakes are important natural resources. As sources of recreation, they support
                        fishing, boating, swimming, and aesthetic enjoyment. Fishing and swimming are
                        among the fastest growing and most popular forms of outdoor recreation in the
                        United States and  Canada. Lakes' commercial value in food supply, tourism, and
                        transportation is worth many billions of dollars each year.
                            Lakes also  provide life-sustaining functions such as flood protection, genera-
                        tion of electricity, and sources of drinking water.
                            And, as places of beauty, they offer solitude and relaxation: for example, over
                        60 percent of Wisconsin lake property owners asked what they valued in lakes
                        rated aesthetics as especially important.
                            Yes, you value your lake. We understand  that, and offer you this manual as a
                        tool that will empower you to protect and manage your precious resource.


                        References
                        Cooke,G.D..E.Welch,S.Peterson,and P.Newroth. 1993.Restoration and Management
                           of Lakes and Reservoirs. 2"  ed. Lewis Publishers, Boca Raton, FL.
                        McComas, S. 1993. Lake Smarts: The First Lake Maintenance Handbook. Terrene
                           Institute, Alexandria, VA.
                        Moore, L. and K. Thornton, eds. 1988. Lake and Reservoir Restoration Guidance
                           Manual. EPA 440/5-88-002. Prep, by N. Am. Lake Manage. Soc. for Office of Res.
                           and Devel., Envir. Res. Lab., Corvallis, OR, and Office of Water, Criteria Stand.
                           Div., Nonpoint Sources Branch, U.S. Environ. Prot. Agency, Washington, DC.
                        Olem, H. and G. Flock, eds. 1990. Lake and Reservoir Restoration Guidance Manual,
                           2nd ed. EPA 440/4-90-006. Prep, by N. Am. Lake Manage. Soc. for U.S. Environ.
                           Prot. Agency, Washington, DC.
                        OmernikJ.M. 1987. Aquatic ecoregions of the conterminous United States. Ann. Ass.
                           Am. Geogr.
                        Phillips, N., M. Kelly, and J. Taggart. 2000. The Lake Pocket Book. Terrene Institute,
                           Alexandria, VA.
                     8

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                       CHAPTER  2
           Ecological   Concepts
Lake and  Reservoir Ecosystems
The condition of a lake at any one particular time is the result of a complex inter-
action of many different physical, chemical, and biological factors. Rainfall cycles,
watershed characteristics, lake basin shape and depth, the  lake water itself, and
bottom sediments all contribute to this condition. These physical and chemical
factors, in turn,  support a community of biological organisms that is unique to
lakes (Fig. 2-1). In fact, the plants and animals, along with the  physical and chemical
components of their immediate environment, define the lake ecosystem.
    We can gain an understanding of aquatic ecosystems through limnology: the
study of the physical, chemical, geological, and biological factors that affect aquatic
productivity and water  quality in freshwater ecosystems  —lakes, reservoirs,
rivers, and streams.
    Understanding these fundamental ecosystem processes is critical if we are
to effectively manage a lake. Lakes are highly interactive systems. It is impossible
to alter one characteristic — for example, the amount of rooted plants or algae
— without affecting some other part of the system, such as fish production.
    The  components of lake ecosystems are constantly changing. Light increases
and decreases, plants grow and die, nutrients are used and released, eggs  hatch,
insects emerge, the water circulates — in regular or irregular, long or short cy-
cles. Recognizing the natural changes in your lake not only  helps you better un-
derstand  lake ecology but also gives you  reasonable expectations for lake
management outcomes.
    For  example, a lake association on an otherwise  high-quality lake  might
overreact to a late summer algal bloom by treating the algae chemically, causing a
massive algal die-off that can consume vital oxygen and disrupt food chains. Had
they understood how the lake  works, they  would have known that many lakes
experience a late summer increase in algae but the algae will die shortly, as days
grow shorter and water temperatures drop below the optima for algae — so the
condition will clear up on its own. The chemical treatment in this case was a
waste of effort and money, added unnecessary chemicals to the lake, and treated
a symptom (algae growth) rather than the cause (nutrients).
    This  chapter is not intended to  be a complete text on limnology. Rather, it
will give you the background information to understand lake processes, interpret
lake data, and  understand the causes of lake degradation — to prepare you to
make sound lake management decisions.
Ecosystem: A system of
interrelated organisms and
their physical-chemical
environment. In this manual,
the ecosystem is usually
defined to include the lake
and its watershed.
Biota: All living organisms
(e.g., plants, animals, fungi,
bacteria) occurring in a
specified area.
Ecology:  Scientific study of
relationships between
organisms and their
environment. Also defined as
the study of the structure and
function of nature.

-------
Managing Lakes and Reservoirs
                                     Marginal zone
 Littoral zone

                                                                                Littoralf)
                                                                               1       -*" •*•
                                                          Pelagic zone

                                                        Profundal zone

                           Pelagic zone (open water)
Benthic zone
                        Figure 2-1.—The location and nature of typical lake communities, habitats, and organ-
                        isms. In addition to the lake's -watershed, all of these components are part of the lake
                        ecosystem. Source: Moore and Thornton, 1988.
                    10

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                                                                        CHAPTER 2:  Ecological Concepts
Lake Formation  and  Distribution
The physical characteristics of lakes — such as shape, area, depth, and watershed
size — are largely established when the  lake forms. In his classic work, A Treatise
on Limnology (1957), G.E. Hutchinson described 76 different ways in  which lakes
form. These can be condensed into a few basic types of lakes.

     V Glacial Lakes*  Most of the  natural lakes in the Upper Great Lakes
       Region were created during  the last period  of glaciation  some 14,000
       years ago. As the massive ice sheets advanced  and then retreated back to
       the north, they left  several different types of lakes:
           •  Depressions scoured  by the glacier filled with meltwater: ice
              scour lakes  (the Great Lakes are a good example);
           •  Rock and soil debris (terminal and lateral moraines) deposited by
              the receding glacier dammed up valleys creating lakes (for
              example, New York's Finger Lakes); and
           •  Large blocks of ice  left behind formed and filled in depressions,
              creating ice-block or kettle lakes (Fig. 2-2).
                     '
                       Limnology is the scientific
                       study of the physical,
                       chemical, geological, and
                       biological factors that affect
                       aquatic productivity and
                       water quality in freshwater
                       ecosystems—lakes, reservoirs
                       rivers, and streams.
                                                          DURING GLACIATION
                                                          About 3,000 years ago the last glaciers began
                                                          to retreat from the North American continent.
                                                          Many of the small lakes in the upper midwest
                                                          and north central states as well as Canada
                                                          were formed by huge ice blocks buried in the
                                                          loose rock and soil and deposited by the
                                                          glaciers. When the buried ice blocks melted,
                                                          they left holes in the glacial till which filled with
                                                          water from the melting glaciers.
                                              GLACIAL TILL
                           .•MORAINE
              CHAIN OF LAKES
                   OUTWASH
                    PLAIN

                                   RIVERA
                                             
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    Managing Lakes and Reservoirs
Caldera lake: a large,
usually deep basin that forms
in the center of an inactive
volcano.
     ^ Volcanic*  Volcanic activity creates lakes when water fills an inactive
       caldera (large crater) (Crater Lake, Oregon) or when lava flows dam up
       valleys (lakes within Lassen National Park, California).

     V Reservoirs.  Much of the central and southern United States has been
       relatively untouched  by recent glaciation, landslides, and volcanoes. In
       these areas people create lakes, more correctly called reservoirs or im-
       poundments. Federal agencies have impounded major rivers and operate
       the  resulting large reservoirs for multiple purposes: water supply, flood
       control, recreation, wildlife, and hydroelectric power generation.

     ^ Other Types, Other lakes have been formed by earthquakes, landslides,
       and  dissolution of soluble rock formations (solution  lakes). Solution lakes
       are most common in the karst regions of Indiana, Kentucky, and Florida.

    Just how many lakes are there in the United States anyway? Most reliable es-
timates have set the figure at 100,000 lakes larger than  100 surface acres — ex-
cluding Alaska, which has several million alone (Horwitz,  1980).
                            The Lake  and  Its Watershed
                            A lake is not an isolated  body of water, but part of a larger ecosystem that in-
                            cludes the surrounding land that drains into the lake. The land from which rain
                            and surface water drain toward a central collector such as a stream, river, or lake
                            is called a watershed, catchment, or drainage basin (Fig. 2-3).
Watershed: A drainage
area or basin in which land
and water areas drain or flow
toward a central collector
such as a stream, river, or
lake at a lower elevation.
                        ,
                                                            >  J


                            Figure 2-3.—A lake's watershed includes all wetlands, streams, and upland areas from
                            which water flows into the lake (dark arrows). Source: Horwitz (1980) Our Nation's
                            Lakes, pg. I 7.
                        12

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                                                                      CHAPTER 2:  Ecological Concepts
Watershed Inputs
It is often said that a lake is a reflection of its watershed. This is most certainly
true. Lakes receive water, dissolved materials carried in water, and  participates,
such as soil, from their watersheds; particulates and gases from the atmosphere;
and energy from the sun and wind. Therefore, the condition of a lake at any one
time is determined not only by what is already in the lake, but also by these out-
side factors — further confirming lakes as complex ecosystems.

     ^ Water. In a continuous cycle, rain or snow falls on the land; fills rivers,
       streams, and lakes; evaporates and returns to the atmosphere to eventu-
       ally fall on the land again (see Fig. 2-4). The volume of water entering lakes
       can have important consequences for lake processes and management.
           Direct precipitation, surface water runoff, and groundwater flow all
       contribute to keeping lakes filled with water. Like a bathtub, when the  en-
       tering water exceeds the capacity of the lake, it overflows. In most lakes,
       the overflow leaves via a surface outlet stream. The relationship between
       the volume of a lake and the volume of water entering the lake over time
       determines the lake's hydraulic (water) residence time (see Fig. 2-5).
           If the water entering the lake from all sources during the year equals
       the volume of the lake, the hydraulic  residence time  is one year. Lake
       Shafer, a shallow Indiana reservoir with a very large watershed, has a hy-
       draulic residence time of only three days.  Lake Tahoe, California, a deep
       lake with a  relatively small watershed, has a hydraulic residence time of ap-
       proximately 700  years!

     ^ Particulates. Soil, leaves, twigs, and other organic debris are particu-
       lates (also  known as TSS: total suspended solids) carried into lakes by
       water running off the watershed. Human activities that disturb the natu-
       ral, vegetated land cover promote these losses (Table 2-1).
           Particulates may surge following major storms as high velocity water
       erodes stream beds and banks. Other particulates fall into lakes from  the
       atmosphere — wind-blown soil from newly-tilled agricultural fields being a
       major source.
           Particulates add to the turbidity of lake water, thus decreasing water
       transparency and the light algae need to grow — conversely, nutrients at-
       tached to particulates can promote excessive algal growth.
           Fish  are also affected by particulates. Some find it difficult to locate
       prey  in muddy waters, reducing their growth rates and  overall health. Fine
       particulates irritate the gills of some fish species. And particulate deposits
       often cover fish spawning sites and smother their eggs. Particulate deposits
       also damage habitat for aquatic insects, which are a major food source for
       some fish.
           Lakes  trap  sediments very  efficiently.  Flowing stream water keeps
       particulates suspended, but when it empties into a lake, the flow diminishes
       and the particulates eventually settle onto the lake  bottom. This accumula-
       tion  decreases lake volume, creates shallow water  areas where  rooted
       plants can grow, and may interfere with boats.
           Motorboats may actually resuspend newly-deposited fine particulates,
       further decreasing transparency. For example, a 75-hp boat  motor can re-
       suspend fine clay sediments to a depth of over 10 feet (Yousef et al. 1978).
Organic matter: Molecules
manufactured by plants and
animals containing linked
carbon atoms and elements
such as hydrogen, oxygen,
nitrogen, sulfur, and
phosphorus.
                                                                           13

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Managing Lakes and Reservoirs
                                                  The Hydrologic  Cycle

                                    Because precipitation and surface water runoff directly influence the nature of lake
                                    ecosystems, a  good way to begin to  learn about  lakes is  to understand the
                                 hydrologic (water)  cycle. The circulation of water from atmosphere to Earth and back
                                 to the atmosphere  is a process that is powered by the sun. About three-fourths of the
                                 precipitation that falls on land is returned to the atmosphere as vapor through evapo-
                                 ration  and transpiration from terrestrial  plants  and emergent and floating aquatic
                                 plants. The remaining  precipitation either is stored  in ice caps, or drains directly off
                                 the land into surface water systems (such as streams, rivers,  lakes, or oceans) from
                                 which  it eventually evaporates, or infiltrates the soil and underlying rock layers and
                                 enters the groundwater system. Groundwater enters lakes and streams through under-
                                 water seeps, springs, or surface channels and then evaporates into the atmosphere.
                              SEER
                                                                                             INFILTRATION
                                                                                             GROUND WATER
                                                                                             WATER TABLE
                                                                              BEDROCK
                                Figure 2-4.—The hydrologic cycle. Source: Moore and Thornton, 1988.
                                    Lakes and reservoirs have a water "balance," as described in this simple equa-
                                tion: water input = water output +/- the amount of water stored in the lake. Inputs are
                                direct precipitation, groundwater, and  surface stream inflow, while outputs are sur-
                                face discharge (outflow), evaporation,  losses to groundwater, and water withdrawn
                                for domestic, agricultural,  and industrial purposes. If inputs are greater than outputs,
                                lake levels rise as water is stored. Conversely, when outputs are greater — for exam-
                                ple, during a summer drought —lake levels fall as losses exceed gains.
                                    Some lakes, called seepage lakes, form where the groundwater flow system in-
                                tersects with the land surface. Seepage  lakes are maintained primarily by groundwa-
                                ter inflow, and their water levels fluctuate with seasonal  variations in the local water
                                table.  Drainage lakes, on the other hand, are fed primarily by inflowing rivers and
                                streams; therefore, their water levels vary with the surface water runoff from their wa-
                                tersheds. In both cases, the balance between hydrologic inputs and outputs influences
                                the nutrient supply to the lake, the lake's water residence time, and, consequently, the
                                lake's  productivity  and water quality. *
                      14

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                                                                          CHAPTER 2:  Ecological Concepts
            Hydraulic  Residence Time

   The average time required to completely renew a lake's water volume is called
   the hydraulic residence time. For instance, it might take 5 minutes to completely
fill a bathtub with the tap fully open and the bottom drain closed. The hydraulic res-
idence time of the tub, then, is 5 minutes. With the tap and drain only half open,
the hydraulic residence time would be 10 minutes.
           (a)
                Inflow =
                  10 gal/min
                                                    Outflow =
                                                     10 gal/min
              Hydraulic residence time = Volume * Flow Rate
                                = 50 gal  +. 10 gal/min = 5 min
         (b)    Inflow =
                 10 acre-ft/day
                                                  Outflow =
                                                    10 aofe-ft/day
             Water residence time = 500 acre-ft •*• 10 acre-ft/day = 50 days

Figure 2-5.—Hydraulic residence time is an important factor to consider in
restoration programs. The simple formula given in the figure assumes that
inflow is equal to outflow. Source: Moore and Thornton, 1988.

    If the lake basin volume is relatively small and the flow of water is relatively
high, the hydraulic residence time can be so short (10 days or less) that algal cells
produced in the water column are washed out faster than they can grow and accu-
mulate.
    An intermediate water residence time allows both an abundant supply of plant
nutrients and adequate time for algae to assimilate them, to grow,  and  then accu-
mulate.
    Longer water residence times from 100 days to several years provide plenty of
time for algal biomass to accumulate if sufficient nutrients are present. The produc-
tion of algae may ultimately be limited by the supply of nutrients. If the nutrient sup-
ply is high, algal biomass will  be very large. The combined  effects of nutrient
income (or "nutrient loading") and hydraulic residence time on the production of al-
gae is the basis of methods for predicting changes in the lake's condition following
variations in one or both of these processes (such as the diversion of wastewater
flows). These concepts are discussed in more detail in Chapter 5. *
Algae: generally
microscopic plants found
suspended in lakes (phyto-
plankton) or attached to solid
structures (periphyton).
                                                                                    Acre-foot: volume measure
                                                                                    equal to 1  foot of water
                                                                                    covering 1 acre of area;
                                                                                    1 ac-ft = 382,850 gallons.
                                                                               15

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    Managing Lakes and Reservoirs
Buffering capacity:
the ability of lake water to
resist changes in pH or
acidity. The buffering
capacity comes from alkaline
materials (for example,
carbonates, bicarbonates,
sulfales) that neutralize acids.
                         ,

' Dissolved Material, Surface  runoff and  groundwater  discharges
 carry a variety of dissolved materials to the lake, among them:
      •  Minerals dissolved from bedrock deposits, such as calcium
        carbonate (an important component of a lake's buffering
        capacity);
      •  Metals derived from bedrock (e.g., iron and aluminum) or human
        activities (e.g., zinc and lead) that are important to many chemical
        and biological functions within lakes;
      •  Pesticides, herbicides, toxic pollutants, chemicals in wastewater
        discharges, and industrial waste materials;
      •  Phosphorus and nitrogen, the primary plant nutrients that
        encourage growth of algae and rooted plants; and
      •  Oxygen, needed by fish and other aquatic organisms, and
        important in many chemical reactions  in lakes.
      Phosphorus and nitrogen are two of the more important dissolved
 materials in most runoff. While phosphorus and nitrogen occur naturally
 in leaf litter, soil, and bedrock, they are readily lost  in runoff when people
 disturb the land, primarily by growing row crops  or  building structures
 (Table 2-1).
Table 2-1.— Example ranges and median values for sediment and nutrient
export and input rates for various land uses. All values are in kg/ha-yr
(kilograms lost from 1 hectare of land per year).
LAND USE
SUSPENDED
SOLIDS
TOTAL
PHOSPHORUS
TOTAL
NITROGEN
RURAL EXPORT
Cropland
Improved pasture
Forest/Woodland
Feedlot
20-5,100
30- 80
1 - 820
—
0.2 - 4.6
0.1 - 0.5
0.02 - 0.67
10-620
4.3 -31
3.2 - 14
2.0 - 20
1 00 - 1 ,600
URBAN EXPORT
Residential
Commercial
Industrial
Developing urban
620 - 2,300
50 - 830
450- 1,700
27,500
0.4- 1.3
0.1 - 0.9
0.9-4.1
23
5.0 - 7.3
1.9-11
1.9-14
63
ATMOSPHERIC INPUT
Forest
Agricultural
Urban industrial
—
—
—
0.26
0.28
1.01
6.5
13.1
21.4
Sources: Novotny and Olem, 1 994; Reckhow ef al. 1 980; Sonzogni et al. 1 980.
                         16

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                                                                         CHAPTER 2:  Ecological Concepts
                             Airsheds

A    lake's airshed is often overlooked as an important contributor to its water quality.
    The airshed represents the area of the atmosphere from which airborne materials
are transported and deposited on a lake and its watershed. Generally larger than its
watershed, an airshed's size depends on the direction and speed of the wind that car-
ries gases and particulates.
    Among the airborne contaminants affecting lakes is phosphorus. Winds  pick up
and carry  large amounts of dust and soil from agricultural fields and  urban areas.
Phosphorus attached to these particles can be transported many miles and eventually
deposited in lakes as dry particulates or mixed with rain. In rural northeastern Connect-
icut the annual atmospheric deposition of phosphorus on the land was measured at
126 mg/m  (Kortmann, 1991). This alone can contribute a significant amount of phos-
phorus to shallow lakes and ponds.
        Airsheds are Important Too!
                                        Isle Royale
                                                        Adirondack Mts
    Many other lake pollutants are carried in the air. Steel mills 20 miles north of Ce-
dar Lake, Indiana were the suspected source of elevated zinc and lead concentrations
in its surficial sediments (Echelberger and Jones, 1984). Southerly winds carry these
and other airborne pollutants downwind to Cedar Lake. Atmospheric transport of mer-
cury from combustion sources has been implicated in mercury fish consumption adviso-
ries that now include 41 states (U.S. EPA, 2000).
    The airshed of New York's Adirondack mountain lakes extends all the way down
to the lower Ohio River valley. Emissions from coal-fired electrical  generating stations
in Indiana, Kentucky, and Ohio produce sulfur dioxide gas that is converted to sulfuric
acid in the atmosphere  and falls as acid  rain  hundreds  of miles  away  in the
Adirondack Mountains.
    Findings at Siskiwit Lake on Isle Royale in Lake Superior illustrate that the entire
earth is the airshed for some organic pollutants. Isle Royale is a national park and has
no sources of a group of toxic chemicals known as polychlorinated  dioxins and furans,
which are produced by combustion of domestic and industrial waste. However, these
contaminants were  measured in  surficial sediments  in Siskiwit Lake (Czuczwa et al.
1984). These  and other chemicals are now known  to be distributed worldwide by
global atmospheric transport (Simonich and Hites, 1995).
    The bottom line is that we must consider airshed effects in managing our lakes.*
                                                                              17

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    Managing Lakes and Reservoirs
Photosynthesis: process in
which plants use sunlight,
nutrients, water, and carbon
dioxide to produce energy
necessary for growth.
Oxygen is a byproduct of
photosynthesis.
Inorganic: chemical
compounds that do not
include hydrocarbons.
Oxygen saturation: when
dissolved oxygen in wafer is
in equilibrium with oxygen in
the atmosphere it is considered
saturated. The amount of
oxygen that fresh water can
contain varies with
temperature. Cold water can
contain more oxygen at
saturation than can warm
Water. During algal blooms,
photosynthesis rates can be
high enough that dissolved
oxygen can become
super-saturated (greater than
100% of the saturation value).
Decomposition: the
transformation of organic
molecules (e.g., sugar) to
inorganic molecules (e.g.,
carbon dioxide and water)
through biological and
non-biological processes.
           Surface and subsurface drainage from fertile (nutrient-rich) watersheds
       results in biologically productive lakes, and  drainage from infertile (nutri-
       ent-poor) watersheds results in biologically unproductive lakes. The relative
       fertility of watersheds and, thus, of lakes varies locally and regionally.
           Oxygen enters lakes from  the atmosphere and  as a  byproduct of
       plant photosynthesis. The oxygen content  of water remains in approxi-
       mate equilibrium with the oxygen content in the atmosphere: excess oxy-
       gen produced  by photosynthesis diffuses  into the  atmosphere  while
       oxygen consumed by respiration is replaced by oxygen diffused from the
       atmosphere back into the water.
           Diffusion is a relatively slow process and it sometimes cannot keep
       up with oxygen consumption  and production reactions within the lake.
       For example, bacterial decomposition of organic wastes in lake  sediments
       may consume oxygen at a much greater rate than  it  can diffuse or mix
       back in, resulting in low oxygen levels.
           When the loss of oxygen from the water exceeds its input, the oxygen
       content of the lake water declines. If the dissolved oxygen becomes severely
       depleted, the lake can become anoxic, causing odors, fishkills, and increases
       in undesirable forms of some nutrients. For example, dissolved oxygen is
       very important  in controlling chemical reactions in lake water. Of the two
       most prevalent  forms of inorganic nitrogen, nitrate  (NOa")  and ammonia
       (NhU*), nitrate occurs where oxygen is plentiful; ammonia, when dissolved
       oxygen is absent.
           If bottom waters become anoxic, phosphorus otherwise bound in iron
       compounds  in the sediments breaks its chemical bonds and re-enters the
       water in dissolved form, where it can be used by algae for  more growth.
       This process is referred to as internal loading of phosphorus. Such internal
       loading may  be a significant source of nutrients in some  lakes.
           Other chemically reduced forms, such as hydrogen sulfide, which has
       a rotten egg odor, may also form in an anoxic hypolimnion.


Watershed Characteristics

Characteristics of watersheds — particularly size, topography, local geology, soil
fertility and erodibility, and land  cover — influence the amount and  nature of ma-
terials entering lakes.

     ^ Size. Lakes with large watersheds can be more affected by people's ac-
       tivities than lakes with small watersheds and the same intensity and na-
       ture of human activity (Fig. 2-6). This is true simply  because more land is
       draining into the downstream lake. When such large watersheds are dis-
       turbed, they deliver more water, sediments, nutrients, and other pollutants
       to streams and lakes.
           On the other hand, lakes  with large watersheds may respond more
       quickly to watershed improvements. For example, improved  runoff quality
       resulting from land  management in large watersheds will  more rapidly
       flush out poor-quality  lake water than similar improvements in small wa-
       tersheds. A large watershed is generally considered as one with more than
       7 to 10 acres of watershed for each acre of lake. For example, using this
       criterion, a watershed of 1,000  acres would be considered large for a
       100-acre lake.
                         18

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                                                                       CHAPTER 2: Ecological Concepts
                                             Large Watershed
      Small Watershed
   Lake Surface Area =100 acres
   Less runoff
   Less sediment and nutrient loading
   Longer hydraulic residence time
Lake Surface Area = 100 acres
More runoff
More sediment and nutrient loading
Shorter hydraulic residence time
Figure 2-6.—Watershed size can affect many important lake characteristics.  Lakes
receive water, nutrients,  sediments/ and other materials from their watersheds.
Larger watersheds, relative to lake size, deliver proportionately more of these mate-
rials to the lake.
       Land slope. Steep slopes increase the velocity of surface water runoff,
       thus increasing the likelihood that soils and other particulates will detach,
       be caught up by the  runoff, and be transported down the watershed and
       into the water.

       Geology. Regional geology controls the type of minerals and nutri-
       ents that may enter  a lake. For example, a deep alpine lake located in a
       granitic watershed in the Colorado Rockies is almost certain to  have
       pristine, crystal  clear, high quality water but very low biological productiv-
       ity and poor fishing. On the other hand, a lake basin situated in rich alluvial
       soils will  likely have poor water quality because of its high turbidity, high
       concentrations of nutrients and organic matter, frequent algal blooms, and
       abundant aquatic macrophytes.

       Soil type* The  erosion and runoff potential of soils is related to  their
       cohesiveness and permeability. Loose-structured soils  of  intermediate
       particle size like silts are most susceptible to erosion because they are
       less cohesive  than  clays  (smallest  particles) but  smaller than sands
       (Novotny and Olem, 1994). Soils  of larger  particle size like  sands are
       much  more permeable  so water soaks into them more quickly rather
       than  running off.  Runoff is greater  on clay  soils  that  are  more tightly
       packed and contain smaller pores.
                                                                            19

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Managing Lakes and Reservoirs
                             V Land cover. The amount and type of materials carried by runoff from
                               a watershed depend primarily upon the cover on the land (Fig. 2-7). For
                               example:
                               •  Bare ground has no protection from the erosive force of rain drops.
                                 Rain drops hitting bare soil strike the ground with such force that soil
                                 is ejected into the air, leaving a tiny "impact crater." As more and
                                 more rain falls, these craters connect to form channels that carry
                                 away the water and the loose soil.

                               •  Impermeable surfaces  (roads, parking lots, roofs) do not allow
                                 water to percolate into the soil. Instead, water flows off the surface
                                 and enters drainage channels. A greater proportion of impermeable
                                 surfaces yields more runoff. For example, in an urban area, 90 percent
                                 of the rainfall would likely become runoff while in a forest only 10
                                 percent might run off (Fig. 2-7).

                               •  Dense vegetation cover (high  grasses, shrubs, trees) reduces the
                                 erosive force of raindrops and provides resistance to flowing water.
                                 Both of these actions help protect soil from erosion and increase
                                 infiltration.

                               •  Human activities that place additional materials on the land
                                 (fertilizers, pesticides, septic systems, solid waste dumps, road salt, etc.)
                                 greatly  increase the amounts and types  of materials reaching lakes and
                                 streams.
                                 Water runoff is affected by land cover
                                         FOREST
                                                                            AGRICULTURE
                          10-20% runoff
50-60% runoff
                                     80 - 90% infiltrates
                                      RESIDENTIAL
           40 - 50% infiltrates

               URBAN
                           40-50% runoff
                                                                90-100% runoff
                                      50 - 60% infiltrates
                         Figure 2-7.—General relationships between land cover and runoff: runoff is reduced
                         on land with vegetative cover and increased on land with impermeable surfaces such
                         as roads, parking lots, and roofs. Adapted from Marsh and Barton, 1975.
                    20

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                                                                     CHAPTER 2:  Ecological Concepts
Lake  Morphometry

A lake's physical dimensions (morphometry), which influence lake water quality and
productivity levels in a number of ways, are largely established when a lake forms. A
bathymetric map (Fig. 2-8) depicts the depth contours of a lake and allows you to
determine  its surface area, maximum depth, mean depth, and shoreline length.
Bathymetric maps clearly show drop-offs and bars — features important to anglers.
    Some  of the more important morphometric parameters to consider for
lake management include:

     ^ Surface area (Ao)f units = acres (ac) or hectares (ha): important for
       managing lake uses.

     ^ Maximum depth (Zmm); units = feet (ft) or meters (m): the loca-
       tion where water is deepest — influences stratification and the propor-
       tion of water in which algae can grow. For example, most water in shallow
       lakes may have enough light for algae to grow, but in deeper lakes, much of
       the  deep water does  not have enough light for algae (Fig. 2-9).

     ^ Mean  depth  ( ~z  ) units = feet (ft) or meters (m): average depth of
       the  lake  calculated by dividing the volume by the surface area (z = V/A0).

     T Volume (V); units = cubic meters (m3) or  acre-feet: total amount of
       water in lake — influences  dilution of inflowing nutrients, affects hydraulic
       residence time.
              Steep
              slope
                                                      Depth contour line
                                                   Shallow
                                                   slope
                                              Clear Lake
                                              153 acres
                                              Max.Depth = 38'
                                              Surveyed: 6/8/83
Figure 2-8.—Bathymetric map for Clear Lake. Large shallow sloped areas could sup-
port an extensive littoral zone. Steeper sloped areas indicate drop-offs important for
fishing.  The maximum depth is indicated by the cross.

Littoral zone: that portion
of the lake lying within the
photic zone. Rooted plants
can grow here and sediments
support a rich biological
community.
                                                                         21

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    Managing Lakes and Reservoirs
Photic zone: that area of a
lake having sufficient light to
support photosynthesis.
Aphotic zone: that area of
the lake too dark to support
photosynthesis.
                      J

Lake Depth  and Productivity
 Deep Lake                  Shallow Lake
                      Limit of light
                        penetration
                                 •Small % of lake volume
                                  is in photic zone.
                                 •Greater mean depth
                           •Most of lake volume
                            is in photic zone
                           •Smaller mean depth
                          Figure 2-9.—Because less of their overall volume is in the photic zone, deep lakes are
                          less able to support plant growth, while shallow lakes with a proportionally larger
                          lake volume within the photic zone can support plant growth.
                                  Lake  Shape & Orientation and Wind
                                                        Fetch
                              Wind Direction
                                •long fetch = more
                                 internal mixing
                                   Wind Direction
                                    •short fetch = less
                                     internal mixing
                          Figure 2-10.—Wind fetch is one factor that affects the amount of wind mixing that oc-
                          curs in surface waters. A long, unimpeded length of lake along the primary wind di-
                          rection allows waves to grow higher.
                                Fetch (ft. or m.): longest uninterrupted distance  over which the wind
                                blows across the lake — varies with wind direction, and affects wave height
                                and vertical mixing of water (Fig. 2-10). A lake with a very long wind fetch
                                may be more turbid than a lake of the same size where the fetch is shorter.
                      22

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                                                                    CHAPTER 2: Ecological Concepts
       Shoreline Length (L); units =  meters (m)  or feet  (ft): the total
       length of the shoreline encompassing the lake (lake circumference). This
       distance represents the total amount of lake front available for activities
       such as building homes and for lake edge effects (shoreline erosion, litto-
       ral habitat, etc.).

       Shoreline Development (Di); unitless: measure of "roundness" of
       lake, is the ratio of the length of the shoreline to the circumference of a cir-
       cle whose area is  equal to that of the lake. A perfect circle has a shoreline
       development value of 1.0. As the shape of the shoreline becomes more ir-
       regular, the  value increases. Irregularly-shaped  reservoirs with  numerous
       embayments (coves) can have shoreline development values exceeding  3.
       Lakes  with  very  irregular  shorelines have  more nearshore shallows for
       rooted plant growth and more shoreline for houses and shoreline erosion
       — all  of which may increase productivity in the lake (Fig. 2-11). Shoreline
       development can be determined  by the following equation:
                Lake  Shape and Shoreline
                               Length
                 Round Lake                 Crooked Lake
             Surface Area = 100 acres
             Shoreline length = 7,400 ft
             DL=1.00
Area = 100 acres
Shoreline length = 12,000 ft
DL = 1.62
Figure 2-11 .—Each of these lakes has the same surface area size — 100 acres. The irreg-
ular-shaped Crooked Lake has a much larger shoreline length for littoral plant growth,
home sites, and shoreline erosion.
Lakes v. Reservoirs

In contrast to glacial lakes that may be many thousands of years old, most reservoirs
in the western hemisphere have been constructed within the past 100 years, although
some are much older. For example, the Romans built Proserpina Dam in Spain in the
second century and the lake is still being used for recreation and as a water supply.
Reservoirs have been built for many purposes, often for multiple uses, including: wa-
ter supply, flood control, power generation, recreation, and navigation.
    While the same basic physical, chemical, and biological processes occur in
reservoirs and natural lakes, the age, morphology, location in the drainage basin,
and hydrological characteristics make them unique ecosystems (Cooke and Ken-
nedy, 1989).
                                                                        23

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Managing Lakes and Reservoirs
                                 Because reservoirs are often flooded river valleys, they often are long
                                 and narrow rather than circular or ovid like glacial lakes, and they
                                 tend to have irregular shorelines (Figure 2-12).
                                 While natural lakes often receive water from several small streams
                                 and groundwater, a single large tributary usually supplies reservoirs.
                                 Water leaves drainage lakes via an unregulated surface discharge but
                                 reservoir releases are most often discharged through submersed,
                                 controlled gates (Cooke and Kennedy, 1989).
                                 Many reservoirs are sited such that they have large watersheds to
                                 meet water supply or flood storage needs. Therefore, reservoirs often
                                 have watersheds many times larger than those of natural lakes. These
                                 larger watersheds deliver more water, sediments, and nutrients to
                                 reservoirs.
                                        .™&s*jg^- **z
                                     Natural Lakes
                                        •  Smaller watershed area: lake surface area ratio
                                        •  Longer hydraulic residence time
                                        •  Simpler shape
                                        •  Surface outlet
                                                        boundary
                                     Reservoirs
                                        •  Larger watershed area: lake surface area ratio
                                        •  Shorter hydraulic residence time
                                        •  More complex shape, higher DL value
                                        •  May have surface and/or subsurface outlet(s).

                        Figure 2-12.—General comparison  between  natural lakes and reservoirs.  Source:
                        Moore and Thornton, 1988.
                    24

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                                                                  CHAPTER 2:  Ecological Concepts
  •«	RIVERS
                       -[LAKES [—•*-
        MAIN STEM
   "RUN-OF-THE-RIVER"
       RESERVOIRS
 MAIN STEM
  STORAGE
RESERVOIRS
 TRIBUTARY
  STORAGE
RESERVOIRS
              INCREASING HYDRAULIC RESIDENCE TIME

Figure 2-13.—Reservoirs occupy an intermediate position between rivers and natural
lakes along a continuum of aquatic ecosystems ranging from rivers to natural lakes.
Water residence time and the degree of riverine influence are primary factors deter-
mining the relative positions of different types of reservoirs (mainstem-run-of-the-
river, mainstem storage, and tributary storage impoundments) along the river-lake
continuum. Modified from Kimmel and Groeger (1984).


    Actually, reservoirs and natural lakes are probably more alike than different.
Their physical, chemical, and biological conditions overlap greatly, as illustrated in
Figure 2-13. With regard to the environmental factors that control water quality
and biological productivity, reservoirs occupy an intermediate position between
natural lakes and rivers (Kimmel and Groeger, 1984).
Lake  Processes

Lake Stratification and Mixing

The thermal properties of lakes and the annual  circulation  events they cause
probably have a greater influence on lake biology  and chemistry than any other
factor. Lake water absorbs heat energy directly from sunlight and additional heat
from the air. The mixing action  of wind helps distribute this  heat throughout a
lake's surface waters.
    As surface water warms up in the spring, it becomes lighter than the cooler,
more dense water at the lake bottom that does not receive this heat. This is just
one of the  unique properties of water — its density changes with temperature
(see special box on Unique Properties of Water [next page]).
    As the surface water continues to warm, the density difference between the
surface and bottom waters becomes too great for the wind energy to mix, and
the lake becomes stratified. Thermal stratification  defines the condition in many
temperate lakes where warm surface waters overlie cold bottom waters.
      • The well-mixed and uniformly warm surface waters are called the
        epilimnion, while
      • The uniformly cold, unmixed bottom waters are called the
        hypolimnion (Fig. 2-14).
                                               Stratification: process in
                                               which several horizontal
                                               water layers of different
                                               density form in some lakes.
                                                                      25

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  Managing Lakes and Reservoirs
    * The layer of
greatest temperature
change, the metalimnion,
presents a barrier to
mixing. The thermocline
is not a layer, but a plane
through the point of
maximum temperature
change. The epilimnion
and hypolimnion are
relatively uniform in
temperature. As the graph
illustrates, ice is much
less dense (lighter) than
water.  Warm water is less
dense than cold water,
but more dense than ice.
Density changes most
rapidly at warm
temperatures.
          The  Unique  Properties of  Water

        Water is a unique substance, and to understand how lakes behave, it is useful to un-
        derstand water's physical and chemical properties. The molecular structure of wa-
  ter and the  way  in which water  molecules associate  with each  other dictate these
  properties:
 1. Water is an excellent solvent; many gases, minerals, and organic compounds dissolve
   readily in it.
 2. Water is a liquid at natural environmental temperatures and pressures. Although this prop-
   erty seems  rather common and obvious, in fact, it is quite important. If water behaved at
   ordinary temperatures and pressures as do chemically similar inorganic compounds, it
   would be present only as a vapor, and lakes would not exist.
 3. The temperature-density relationship of water is  also unique.  Most liquids become  in-
   creasingly dense (more mass, or weight, per unit volume) as they cool. Water also rap-
   idly becomes  more dense as its temperature drops, but only to a certain point  (Fig.
   2-14). Water reaches its maximum density at 39.2°F (3.94°C), then it decreases slightly
   in density until it reaches 32°F (0°C), the freezing point. At this point, ice forms and its
   density decreases sharply. Ice, therefore, is much lighter than liquid water and forms at
   the surface of  lakes rather than at the lake bottom.
       A second important consequence of the temperature-density relationship of water is
   the thermal stratification of lakes. Energy is required to mix fluids of differing densities,
   and the amount of energy necessary is related to the difference in density. In the case of
   the water column mixing in  lakes, this energy is provided primarily by wind. Therefore,
   the changes in wafer density that accompany rapidly decreasing water temperatures in
   the metalimnion  during summer stratification are of great importance. The metalimnetic
   density gradient provides a  strong and effective barrier to water column mixing.
                            TEMPERATURE AND THE DENSITY OF WATER
                         5   10  15 20  25  30 °C
                                                               TEMPERATURE °C
       THERMOCLINE
The density of water is
greatest at 4°C. Water
becomes less dense as it
warms or as it cools.
 20-25 °C  = 60-75 °F
 15-20°C  = 45-65 °F
   4-15 °C  = 39.2-45 °F
                      SSiEPILIMNION 20-25
                        METALIMNION 15-20
      -5
1.00000
0.99900
0.99800
0.99700
0.99600
0.99500
0.92
0.91
                                                                0   5  10 15 20 25 30

-
i i i i i
LIQUID TO ICE ^
:_J
 Figure 2-14.—The temperature-density relationship of water enables deep lakes to
 stratify during summer. (* See explanation in side column.)

 4. Water also has an unusually high specific heat. Specific heat is the amount of energy re-
    quired to change the temperature of 1  g of water by 1 °C. Water also has a high latent
    heat of fusion, which  is the energy required to melt 1 g of ice at 0°C. These properties
    make lakes slow to thaw and warm in the spring and slow to cool and freeze in the fall,
    thus providing exceptionally stable thermal environments for aquatic organisms.
       Additionally, because water gains and loses heat slowly, the  presence of large lakes
    can exert a significant influence on local and regional  climate.  A good example is the
    Great Lakes, which have a dramatic effect on both the air temperature and on the pre-
    cipitation in the states and provinces surrounding them. *
                         26

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                                                                      CHAPTER 2:  Ecological Concepts
       • The two layers are separated by a zone of rapidly changing
         temperature and density called the metalimnion — that layer of water
         where the temperature changes  by more than one degree Celsius for
         each meter of water depth.  In effect, the metalimnion acts as a lid
         separating the epilimnion from the hypolimnion  during stratification.

       • Another term, the thermocline, defines that particular depth within
         the metalimnion where the rate  of change in temperature is greatest.

    As the epilimnion  cools in the late summer and fall, the temperature differ-
ence between  layers decreases, and mixing becomes easier. With the cooling of
the surface, the mixing layer gradually extends downward until the entire water
column is again mixed  and  homogeneous  (Fig. 2-15D). This destratification pro-
cess is referred to as the fall overturn.
    Under ice cover during winter, the lake may again stratify but in reverse or-
der. The cooler, less dense water (< 4°C) overlies the dense water at 4°C, the
temperature of maximum water density (Fig 2-15A). When the ice melts  and the
surface waters begin to warm  up, the density differences with depth are  minimal
and the lake again circulates during spring turnover (Fig 2-1 SB).
    The extent of summertime thermal stratification in lakes depends on several
factors, including lake depth, wind fetch, wind exposure, and spring temperatures.
Most temperate lakes 5 to 7 meters deep  stratify. However, even relatively deep
lakes may not stratify if they have large wind fetches or are unprotected by trees
or other wind barriers. On the other hand, a relatively shallow lake may stratify if
it is surrounded by bluffs or has a small wind fetch. A long, cool spring can allow
a deep epilimnion to develop, because slow warming allows for a longer period of
deep circulation. The thickness of the epilimnion may be very shallow when hot
weather causes early stratification after only a short circulation period.
          Thermal  Stratification and Overturn
                 ice
                   Winter
                                      B.
            0   10   20   30 °C
                                               0   10   20   30°C
                                Temperature
                                 profile
            0   10   20   30 °C
0   10   20   30 °C
Figure 2-15.—The changing of the seasons in north temperate areas and the subse-
quent changes in lake temperature provide for alternating periods of thermal stratifi-
cation and circulation.
                                Dimictic: undergoing two
                                periods of mixing per year.
                                For example, north temperate
                                lakes often stratify during the
                                summer and winter, and have
                                periods of circulation in the
                                fall and spring.
                               Monomictic: undergoing
                               only one period of mixing
                               per year.  For example,
                               lakes in the southern U.S.
                               may never get cold enough
                               to stratify during the winter.
                               Instead, one long period of
                               circulation lasts from fall to
                               spring.
                               Polymictic: shallow lakes
                               and reservoirs that circulate
                               frequently and stratify only
                               when winds are calm.
                               Deeper lakes subject to
                               strong, uninterrupted winds
                               may also not stratify.
                               Anoxia: a condition of no
                               oxygen in the water. Often
                               occurs near the bottom of
                               fertile, stratified lakes in the
                               summer and under ice in late
                               winter.
                                                                          27

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Managing Lakes and Reservoirs
                               ' Reservoirs and Stratification.  Reservoirs may exhibit varying
                                degrees of thermal stratification.  These differences are related to  geo-
                                graphic location, operation, and morphometry (Cooke and Kennedy, 1989).
                                Reservoirs located in  southern states  gain  significant  heat due to  the
                                warmer climate and longer duration of the summer period.  Temperature
                                profiles for southern reservoirs often lack a pronounced thermocline, and
                                temperatures in bottom waters may be similar to those in the surface wa-
                                ters.  Others may lack a distinct hypolimnion  but  will have  both an
                                epilimnion and metalimnion. Shallow reservoirs exposed to the wind may
                                circulate much of the year and might stratify for brief periods during calm,
                                hot weather.
                                    Spatial patterns in thermal structure are often observed in reservoirs.
                                The upper basin of reservoirs is often shallow and well mixed because of
                                tributary inputs and wind action. Deep water near the dam may be ther-
                                mally stratified throughout the summer, creating a reservoir with two dis-
                                tinctive habitats.
                                    When the inflowing tributary water is warmer, and thus lighter, the wa-
                                ters will flow over the  reservoir's surface and ultimately mix with the sur-
                                face waters. Colder and denser inflowing water will eventually settle into
                                the reservoir's bottom, with  extensive mixing possible.  Inflowing water
                                with a temperature and density intermediate to the reservoir's epilimnion
                                and hypolimnion can flow as  a layer within the metalimnion (Cooke  and
                                Kennedy, 1989). When several tributaries of different densities enter a res-
                                ervoir, several distinct density  layers may be apparent ( Fig. 2-16).
                                        •3 40 -
                                                Xemperature Profile (9/14/99)

                                                             Epilimnion   |

                                                             **
                                                        „ ^        Thermocline
                                                         Hypolimnion
                                              12   14   16   18   2O  22   24   26   28   3O

                                                         Temperature (°C)

                                                Conductance Profile (9/14/99)
                                             Colorado
                                             River—**
Las Vegas Wash
                                                      900       10OO       1100
                                                        Conductance (uS/cm)
                         Figure 2-16.—Temperature and specific conductance profiles from Lake Mead, Nevada.
                         The effects of surface inflows are easily detected as the high-conductance but warmer
                         discharge from the Las Vegas Wash overlies the  lower-conductance but cooler dis-
                         charge from the Colorado River. Density layers such as these are evident in lakes and
                         reservoirs having multiple inlets of different temperatures (LaBounty, 2000).
                    28

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                                                                   CHAPTER 2: Ecological Concepts
      ' Shallow Lakes.  Shallow lakes, for example, those with a mean depth
       of less than 10 feet, may have many periods of circulation. Lakes and reser-
       voirs that circulate frequently and rarely stratify except during conditions of
       calm wind are called  polymictic.  Deeper lakes having large fetches may
       also be polymictic because strong winds blowing uninterrupted over the
       water surface have enough energy to completely mix the lake. For exam-
       ple, Florida's  Lake  Okeechobee, the largest lake (427,000 acres)  in the
       southeastern  United States, is shallow (mean depth = 8.9 feet), has a large
       wind fetch (nearly 37 miles), and is  polymictic (Hanlon, 1999).

      ' Some Potential Consequences of Stratification. When  a
       lake initially stratifies, the hypolimnion is rich  in dissolved  oxygen from
       early spring mixing of the water column  and from oxygen production by
       plants. However, because of the metalimnetic barrier, the hypolimnion  is
       isolated from gas exchanges with the atmosphere during the summer and
       is often too dark for algae to photosynthetically produce  oxygen. So a
       hypolimnion can become anoxic during summer or winter thermal strati-
       fication as decomposing organic matter consumes its reserve of dissolved
       oxygen.
           Hypolimnetic anoxia has very important consequences for lake pro-
       ductivity and fishery management and thus is a major target for lake resto-
       ration. For example, most fish need  relatively  high  concentrations  of
       dissolved oxygen and cannot survive in an oxygen-deficient hypolimnion;
       but the midsummer epilimnion may be too warm for them. In addition, un-
       der anoxic conditions, nutrients such as nitrogen and phosphorus are re-
       leased from the bottom sediments to the water column, where they
       ultimately promote more algae production, organic matter decomposition,
       and thus, more severe hypolimnetic oxygen depletion.
           Is summertime thermal stratification good or bad for a lake?  While
       stratification  of a productive lake may lead to  an anoxic hypolimnion,
       phosphorus  release from  sediments, and  loss  of fish  habitat,  the
       metalimnion generally confines these problems  to the hypolimnion  during
       the summer growing season.
           Once the lake turns over  in  the fall, mixing these nutrients into the
       surface waters rarely causes algal blooms, since, at that time, light and tem-
       perature have more effect on algal growth than nutrients. Thus, stratifica-
       tion helps keep the summertime surface waters less productive than they
       otherwise might be.
 The  bottom line:  remember that thermal stratification  does not  necessarily
 cause lake problems. Lake problems are caused by excess phosphorus, nitrogen,
 and sediments entering the lake from the watershed.
Photosynthesis and Respiration
Light energy from the sun fuels the lake ecosystem. As light strikes the lake sur-
face, a large  proportion is reflected back and never enters the water (Fig. 2-17).
Of the remaining light some is scattered by suspended particles, some is absorbed
by dissolved  color and organic material in the water, and finally, some is used by
algae and macrophytes (rooted plants) in photosynthesis to convert the light en-
ergy to chemical energy.
                                                                        29

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Managing Lakes and Reservoirs
                                             Light Attenuation
                                   SUNLIGHT
                                         \
                        Reflected
                                                   Scattered by particles
                                                      Absorbed by:
                                                    '  -water " .' it_ ._.--_'.
                                                    :-V-dissolved color "
                                                                             Lower boundary
                                                                             of photic zone
                                                                             (appx1% light level)
                         Figure 2-17.—Much of the sunlight striking the lake surface is reflected back. The re-
                         maining light is scattered and absorbed — with only a small portion available for
                         photosynthesis.
                            In photosynthesis, aquatic plants and algae use the energy from sunlight, car-
                        bon dioxide, and water to produce sugar, water, and molecular oxygen (Fig. 2-18).
                        The sun's energy is stored in the sugar as chemical energy.
                            Plant cells then convert the sugar, along with certain inorganic elements
                        such as phosphorus, nitrogen, and sulfur, into organic compounds such as pro-
                        teins, carbohydrates, and fats.
                            The rate of photosynthetic uptake of carbon to form sugar is called primary
                        productivity. The amount of plant material produced and remaining in the system
                        is called primary production —  analogous to a crop in a farmer's field. While
                        in-lake photosynthesis normally produces the organic matter for the lake's food
 CO2 + H2O  + Nutrients + Sunlight
   Photosynthesis
Respiration &
Decomposition
           (CH2O) + H2O
Figure 2-18.—The equilibrium relationship between
photosynthesis and respiration-decomposition pro-
cesses. The photosynthetic conversion of light en-
ergy, carbon dioxide (COa), water (hfoO), and nutri-
ents  into organic matter produces oxygen  (Oa),
carbon, nitrogen, sulfur, and phosphorus in organic
compounds  of  high  potential energy.  Respira-
tion-decomposition processes  tend to restore the
equilibrium by consuming oxygen and decompos-
ing organic materials. Adapted from Moore and
Thornton, 1988.
                   30

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                                                                      CHAPTER 2: Ecological Concepts
    , most lakes also receive significant inputs of energy in the forms of dissolved
and participate organic matter from their watersheds.
    Molecular oxygen, which is also produced by photosynthesis, is the primary
source of dissolved oxygen in the water and of oxygen in the atmosphere. Oxy-
gen is required to completely break down organic molecules and  release their
chemical energy. This process is called oxidation.
    Plants and animals release this energy through a process called respiration.
Its end products — energy, carbon dioxide, and water — are produced by the
breakdown of organic molecules in the presence  of oxygen (Fig. 2-18).
    Because light is required, the primary (photosynthetic) production of or-
ganic matter by aquatic plants is  restricted to the photic zone (see  Fig. 2-9). The
thickness of the photic zone depends upon  the  transparency of the lake water
and corresponds to the depth to which  at least one percent of the surface light
intensity penetrates. Below this, in the aphotic zone, the light is too weak to sup-
port a significant amount of photosynthesis.
    The thickness of the photic zone may vary seasonally; for example, it may be
relatively thick in spring but can thin as the growth of plankton  or presence of
suspended solids limits transparency and light penetration.


Aquatic  Plant Productivity

    v Algae* Algae are photosynthetic organisms that form  the base of the
      aquatic food chain and are grazed upon by zooplankton and herbivorous
      fish.  Microscopic algae that have  little or no resistance to water currents
      and live suspended in the water are called phytoplankton.  Although some
      phytoplankton  species have flagella to help them move, even the flagel-
      lated forms cannot overcome water  currents.  In other words, they are
      planktonic.
           Other lake or stream algae may be found primarily attached to sub-
      strates in the water  such as piers, rocks, and  rooted plants.  These at-
      tached algae are known as periphyton.
           The abundance  (production) of photosynthetic algae is  controlled
      primarily by water temperature, light, nutrients, hydraulic  residence time,
      and consumption by herbivorous  predators.
           Algae are  classified according to color: green algae, blue-green algae,
      golden algae, and so on. The colors refer to the most visible pigment in the
      cells — chlorophyll in green algae; chlorophyll, carotene, and phycobilins in
      blue-green algae; and  abundant carotene in golden algae.   The green  and
      golden  algae contain these  pigments  in specialized structures  called
      chloroplasts.
           When viewed under a microscope, these distinct colored structures
      (chloroplasts) are very visible.  The blue-green algae, on  the other hand,
      do not have specialized  structures  and their  pigment  is evenly spread
      throughout each cell.
           During intense algal  blooms of a single species, you  can identify the
      particular group of algae by the color of the lake water. Limnologists mea-
      sure the amount of chlorophyll pigments  in lake water to determine the
      abundance of phytoplankton.
Respiration: process by
which oxygen is conveyed to
tissues and cells, and carbon
dioxide and water are given
off.
Zooplankton: Microscopic
animals that float freely in
lake water, graze on detritus
particles, bacteria, other
zooplankton, and algae,  and
may be consumed by fish.
Planktonic: passively
floating or drifting. If mobile,
unable to move against water
currents.
Chlorophyll: the green
pigment in many types of
algae. The primary
photosynthetic pigment.
                                                                          31

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    Managing Lakes and Reservoirs
                                        Blue-greens are the most primitive algae; they date back as far as 2.8
                                   billion years (St. Amand, 1995). They were the first photosynthetic organ-
                                   isms  on Earth.  Like bacteria,  blue-greens  have no  membrane-bound
                                   organelles within cells. Because they are more like bacteria, they are more
                                   correctly referred to as Cyanobacteria.
                                        Despite this primitive heritage, blue-greens possess several  amazing
                                   competitive advantages over other algal groups (Table 2-2):
                                        • Some blue-greens can regulate their buoyancy by retaining gases,
                                          thus allowing them to maintain their position in the photic zone.
                                        • Some blue-greens have specialized structures called heterocysts
                                          that they use to absorb atmospheric nitrogen (Nj) from the
                                          water — a process called nitrogen fixation, also used by some
                                          bacteria in the roots of legumes on land.
                                        • Blue-green algae are often colonial, forming masses too large for
                                          zooplankton predators to handle.
                                        • Others have a mucilaginous outer covering that is unpalatable to
                                          zooplankton.
                                        • Some blue-greens produce neurotoxins or liver toxins when
                                          stressed (Kotak et al.  1994). They inhibit predation by
                                          zooplankton, but also  have been implicated in numerous livestock
                                          and domestic animal deaths.
Paleolimnology: the study
of lake sediments and the
relics preserved in them.
Table 2-2.— Algae are classified according to color. General characteristics of
the more common divisions are given.
ALGAE GROUP
Diatoms
(Bacillariophyta)
Green algae
(Chlorophyta)
Golden algae
[Chrysophyta]
Blue-green algae
(Cyanofaacferia)
Dinoflagellates
[Dinophyta]
CHARACTERISTICS
Have cell walls made from silica, chloroplasts are yellow-green, often
have early season dominance, cell walls may persist for thousands of
years in sediments where they are useful for historic water quality
studies (paleolimnology).
Chloroplasts are bright green, population growth often follows spring
diatoms, important food for zooplankton, occasionally cause nuisance
blooms especially when nitrogen concentrations in the lake are high.
Optimize their growth during the relatively cool waters of late
winter-early spring, taste and odor problems are often associated with
golden algae, may supplement photosynthetic production by
capturing food particles in the water.
Similar biologically to bacteria, no chloroplasts — color is distributed
evenly throughout cells, often form filamentous or spherical colonies,
are considered nuisance organisms, often dominate summer plankton
in productive lakes, most can regulate buoyancy, many are
nitrogen-fixers, some produce toxins.
Free-swimming organisms having two flagella, have forward-spiraling
swimming motion, blooms are associated with organic pollution, may
cause taste and odor problems in water, marine dinoflagellates are
responsible for "red tides."
                                        When there is enough light for photosynthesis, the availability of nu-
                                   trients often controls phytoplankton productivity. The difference between
                                   how much of a particular element a photosynthetic  organism needs and
                                   how much is available exerts the most significant influence on lake pro-
                        32

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                                                               CHAPTER 2: Ecological Concepts
ductivity. TaWe 2-3 compares the supply of essential nutrients relative to
their demand. Phosphorus and nitrogen are the most used elements, and,
therefore, they are the most likely to affect lake productivity.
Table 2-3.— The listed elements are required for plant growth. Plant demand is
represented by the percentage of these essential elements in the living tissue of
freshwater plants. Supply is represented by the proportions of these elements
in world mean river water. The imbalance between demand and supply is an
important factor in limiting plant growth (Valentyne, 1 974).
ELEMENT
Oxygen
Hydrogen
Carbon
Silicon
NITROGEN
Calcium
Potassium
PHOSPHORUS
Magnesium
Sulfur
Sodium
Iron
SYMBOL
O
H
C
Si
N
Ca
K
P
Mg
S
Na
Fe
DEMAND BY
PLANTS (%)
80.5
9.7
6.5
1.3
.7
.4
.3
.08
.07
.06
.04
.02
SUPPLY IN
WATER (%)
89.0
11.0
.0012
.00065
.000023
.0015
.00023
.000001
.0004
.06
.0006
.00007
DEMAND
SUPPLY RATIO1
1
1
5,000
2,000
30,000
< 1 ,000
1,300
80,000
< 1 ,000
.0004
< 1,000
< 1,000
1 Percent of element in plant tissue •+• percent in available water. The higher the ratio, the scarcer the
nutrient. Phosphorus, in particular, is likely to limit plant growth in a lake. If more phosphorus is supplied,
however, plant growth is likely to accelerate unless and until limited by some other factor.
     Phosphorus, in particular, can severely affect a lake's  biological pro-
ductivity.  Modern  society  produces  rich  sources  of  this  element;
wastewaters, fertilizers, agricultural drainage, detergents, and municipal
sewage all contain high concentrations of phosphorus. If they enter the
lake, they can stimulate algal productivity — and then you may have nui-
sance algal blooms, noxious tastes and odors, oxygen depletion in the wa-
ter column, and undesirable fishkills during winter and summer.
     Many lake management efforts target phosphorus when they're trying
to reduce algal production and improve lake  water quality. You can pre-
vent phosphorus from entering a lake by controlling its sources; for exam-
ple:
  •  Using chemical flocculation in advanced wastewater treatment
     plants;
  •  Using proper agricultural and land management practices;
  •  Improving septic systems; and
  •  Applying fertilizer carefully (see Chapter  6).
                                                                    33

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    Managing Lakes and Reservoirs
                                       Over the past 20 years, in our attempt to curb eutrophication we
                                   have increasingly tried to minimize phosphorus inputs to lakes.
                                     • Methods for precipitating or inactivating phosphorus within the lake
                                       are discussed in Chapter 7.
                                     • A method for determining the amount of phosphorus loading from
                                       the watershed  is discussed  in Chapter 4.
                                     • Formulas  for predicting lake phosphorus concentrations are given in
                                       Chapter 5.

                                       For infertile lakes with poor fishing, improving the fishery may be the
                                   highest priority. So the managers of those lakes may choose to add phos-
                                   phorus- and nitrogen-containing fertilizers to enhance fish production —
                                   another lake management tool!

                                 v Zooplankton. Freshwater lakes contain a richly diverse array of mi-
                                   croscopic and  macroscopic animals in the water column that float, drift,
                                   or swim weakly (i.e., they are at the mercy of currents). These animals are
                                   collectively known as zooplankton. The most significant groups of fresh-
                                   water zooplankton are the cladocerans, copepods, protozoa, and rotifers.
                                   Zooplankton populations face the same challenges as all other animals —
                                   the need for food and oxygen, excretion of wastes, and  reproduction. Al-
                                   though they are tiny, the relative abundance and diversity of these organ-
                                   isms dramatically influence energy flow, nutrient cycling, and community
                                   dynamics within aquatic ecosystems.
                                                                 (Left)
                                                                 Daphnia, a large (about 2 to 3 mm
                                                                 long)  filter-feeding zooplankton.
                                                                 Note the three embryos  in the
                                                                 brood pouch.

                                                                 (Bottom)
                                                                 Bosmina, a small (about 0.5 mm
                                                                 long) filter-feeding zooplankton.
Planktivores: fish and
invertebrates that feed on
plankton.
                        34

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                                                                      CHAPTER 2: Ecological Concepts
           Zooplankton are the primary consumers of algae. Some are grazers,
       or more specifically herbivores, since they consume plants. Many of the
       zooplankton are filter feeders. They filter large  quantities of water  and
       collect edible algae contained therein. Others are raptorial — they seize
       specific algal particles or other zooplankton. At the community level, zoo-
       plankton are of critical importance. They are the primary mechanism for
       transmitting the energy of the primary producers (phytoplankton) to or-
       ganisms at higher trophic levels in  the food  chain. The young of many
       gamefish, minnows, and  other fish  such as shad  feed on  zooplankton.
       These fish are known  collectively as  planktivores.

      ' Macrophyfes. Macrophytes  are  vascular plants — that is, they  have
       conducting cells  to transport nutrients and liquid through their stems.
       Aquatic macrophyte growth is controlled by many  factors, including tem-
       perature, light, sediment texture, sediment slope, and hydrostatic pressure.
           Most rooted macrophytes  obtain their nutrients from the bottom
       sediments rather than the water and are restricted  by light to the shallow
       littoral water. The littoral zone (Fig. 2-1) is defined as that area of the lake
       at and above the I percent light level. In other words, the littoral  zone de-
       fines the area where there is enough light at the  sediments to support
       rooted plant growth (Fig. 2-19).
           Another aquatic macrophyte called duckweed is not rooted in the sed-
       iments but floats at the water surface. Duckweed floats with the wind or
       water currents and  is not dependent on depth, sediment type,  or water
       clarity (Borman et al.  1997).  It is  often associated with eutrophic waters
       and can multiply to large populations when adequate nutrients are present.
           Too often, people refer to all rooted aquatic plants as weeds  and their
       goal is to eradicate them all from the lake. This thinking is short-sighted and
Figure 2-19.—Littoral vegetation zonafion of a typical lake.
                                                                          35

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Managing Lakes and Reservoirs
                              disregards the importance of macrophytes to the  lake ecosystem.  The
                              rooted macrophytes with all their positive attributes make the littoral zone
                              the most productive and important aquatic habitat in freshwater lakes.
                                • Aquatic plant communities protect the shoreline from erosion by
                                  dampening the force of waves and stabilizing soils.
                                • Rooted macrophytes also provide fish habitat and spawning sites,
                                  waterfowl cover and food, and habitat for macroinvertebrates (i.e.,
                                  insects, snails, etc.) (Nichols and Vennie, 1991).
                                • Many species of macrophytes, such as the white water lily and
                                  pickerelweed, are aesthetically pleasing because they have beautiful
                                  flowers or interesting forms.
                                  But even some of the most beautiful aquatic plants can be undesir-
                              able exotics (non-natives).  These  include species  such  as  Eurasian
                              watermilfoil, curly-leaf pondweed, water  hyacinth, hydrilla, and purple
                              loosestrife. These plants can invade lakes and rapidly crowd out desirable
                              native plants. Lake managers should  be able to identify these species and
                              should develop a plan to manage them if they are found in a lake.
                                  Therefore, producing stable, diverse aquatic plant communities con-
                              taining high  percentages  of desirable species should be a primary  lake
                              management goal from an economic and environmental perspective.


                        Phytoplankton Community Succession

                        As the growing season proceeds, a succession of algal communities typically oc-
                        curs in a lake (Fig. 2-20).
                              • Phytoplankton biomass tends to be low in the early spring because of
                                cool water temperatures and low light levels. Diatoms and sometimes
                                golden algae are often the dominant algal group at this time as they
                                can withstand these  conditions  and silica is more available following
                                spring (and fall) turnover.
                              • In late spring to early summer, algal biomass increases, and green algae
                                may replace diatoms.
                              • As summer approaches and the lake water warms up, blue-green algae
                                may dominate, forming dense growths in productive lakes.
                              • Water column mixing during fall overturn increases the supply of
                                nutrients, often resulting in a late season, but short-lived, bloom of
                                diatoms, blue-green algae, or dinoflagellates.


                        Sedimentation and  Decomposition

                        Sedimentation occurs when particles (silt, algae, animal feces, and dead organisms)
                        sink through the lake water column onto the lake bottom. Sedimentation is a  very
                        important process that affects phytoplankton biomass levels, phytoplankton com-
                        munity succession, and transfers of organic  matter, nutrients, and particle-associ-
                        ated contaminants from the lake's upper layers to the bottom sediments.
                            Sedimentation of particulate organic matter from the  water column to the
                        lake bottom  provides a critical linkage between planktonic primary production
                        and the growth  of bottom-dwelling organisms (such as aquatic  insect larvae,
                    36

-------
                                                                     CHAPTER 2:  Ecological Concepts
Phytoplankton Biovolume - Lake Lemon
on nnn
ou,uuu
vn nnn
/U,UUU
oU.UUU
?5
Ecn nnn -
ou,uuu
O >tn nnn -
p ^tL^uuu
3
^ on nnn -
O oU,UUU
•2 on nnn -
fQ /iU,UUU
*in nnn -
IU,UUU
A
Blue-green algae 	 >-.'* \
\
/
* \
Diatoms
ra l ' ' FL ^-^~~~~^ ^
/ ^^ ^ '' /^""""•Q — ^~"^i_
P^^ ^\ >' ./ Green algae *
._>^/ /^ ^*.^ .
... .-^.,-.T 	 ?~^-.*- *».. --•- 	 *

— i i — i i - i i
31-Mar 1-May 1-Jun 2-Jul 2-Aug 2-Sep 3-Oct
Date
Figure 2-20.—Seasonal succession of phytoplankton in Lake Lemon, Indiana, a pro-
ductive 1,600-acre reservoir (from Zorgorski and Jones, 1986).
clams, and crayfish) that eat this detrital organic matter and, in turn, are eaten by
larger predatory organisms, such as fish and turtles. The sedimentation of living
and dead plankton down through the water column is so pervasive that it is re-
ferred to as plankton rain.
    Oxygen-consuming decomposition processes  degrade settling  plankton,
zooplankton feces, and other organic detritus  particles in the water column and
bottom sediments. The respiration of all organisms (including bacteria, fungi, and
other microbes) drives organic matter decomposition, a collective term for  the
net conversion of organic material back to inorganic compounds (see Fig. 2-18).
    In the hypolimnion of productive lakes, sedimentation of organic matter
from the surface waters  is extensive. And  because there's so much algae and
other suspended particles, light penetrates the water column to the hypolimnion
only minimally (or not at all) so photosynthesis cannot occur. Under these condi-
tions, the oxygen consumed in the hypolimnion and bottom sediments during de-
composition  (respiration) of this organic  matter greatly exceeds the oxygen
produced. Also, as described earlier, the hypolimnion is isolated from the atmo-
sphere by a water density barrier known as the metalimnion. "The result, in pro-
ductive thermally stratified lakes, is a depletion — even complete absence — of
dissolved oxygen  in  the hypolimnion. Shallow productive lakes with a prolonged
snow and ice cover can suffer the same effects.
    Marked chemical and  physical changes are associated with oxygen depletion.
They include:
       • Increased release of nutrients (phosphorus and ammonia), certain
         metals (iron and manganese), and compounds (hydrogen sulfide and
         methane) from the anoxic bottom sediments;
       • Destruction of oxygenated habitats for aquatic animals; and
       • Incomplete decomposition of sedimented organic matter (Fig. 2-21).
Plankton rain: the almost
constant settling of plankton,
live and dead, through the
water to the bottom
sediments.
Chemical oxygen
demand (COD):
Nonbiological uptake of
molecular oxygen by organic
and inorganic compounds
in water.
                                                                         37

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Managing Lakes and Reservoirs
                             The inability of highly productive lakes to efficiently process all the organic
                        material produced through photosynthesis led limnologist Arthur Hasler to refer
                        to these overfed and obese lakes as being "physiologically senile" (Hasler,  1969).
                                                               Plant nutrient uptake, photosynthesis of
                                                               organic matter and dissolved oxygen.
                                                               • THERMOCLINE
                                                               Consumption of dissolved oxygen In
                                                               respiration-decomposition processes, nutrient
                                                               regeneration by organic mutter decomposition.
                                                               Accumulation of nutrients and organic
                                                               sediments, release of dissolved nutrients from
                                                               sediments to water.
                        Figure 2-21.—Influence of photosynthesis and respiration-decomposition  processes
                        and organic matter sedimentation on the distribution of nutrients, organic matter, and
                        dissolved oxygen in a stratified lake. Source: Moore and Thornton, 1988.
                        Food Web  Structure/  Energy  Flow,

                        and  Nutrient Cycling
                        In-lake plant production usually forms the organic matter base of the lake's food
                        web. Although some water bodies (especially rapidly flushed reservoirs) receive
                        important supplements of organic matter from river and stream  inflow, most
                        lakes require a reliable  level of algal and macrophyte production to maintain pro-
                        ductive food webs (Adams et al. 1983).
                            Some of the organic matter  produced photosynthetically by the lake's  pri-
                        mary producers (algae and macrophytes)  is consumed by herbivores (grazers)
                        that range from tiny zooplankton to snails to grazing minnows.
                            Herbivores, such as the  zooplankton, are fed on  by planktivores (including
                        predatory zooplankton, aquatic insects, and planktivorous fish) that,  in turn, pro-
                        vide a food source for the higher-level consumers such as piscivorous (fish-eating)
                        fish (bass, walleye, pike) and fish-eating birds (kingfishers,  herons,  ospreys, ea-
                        gles).
                            This general progression of feeding levels (also called trophic  levels) from
                        primary producers, to  herbivores, to planktivores, to  increasingly larger preda-
                    38

-------
                       A
                   HSCiVORES
                PLANKT1VORES
                    7— \
                 HERBIVORES
                                       Energy
                                        Flow
                   PRIMARY
                  PRODUCERS
                                                                     Nutrients
                DETRTTIVORES
               & DECOMPOSERS
               Energy Pyramid
   recycle
     	•
     Benthrvorous Fisri
Aquatic Food Chain
 Figure 2-22.—The food-chain concept refers to the progression of feeding (or trophic)
 levels from primary producers, to herbivores, to higher predators. As shown, this
 process involves both the transfer of energy among lake organisms and the recy-
 cling of nutrients. Because the available energy decreases at each trophic level, a
 large food base of primary producers, herbivores, and planktivores is required to
 support a few large game fish.

tors, constitutes a food chain (Fig. 2-22). The actual complex of feeding interac-
tions among all the lake's organisms is called a food web.
    As shown in Fig. 2-22, the food chain concept also involves the flow of en-
ergy among the lake organisms and the recycling of nutrients.
    The energy flow begins with  light energy from  the sun, which is converted
by green plant photosynthesis into the chemical energy represented by the or-
ganic matter produced by plants. Each subsequent consumer (herbivore, plankti-
vore, piscivore) transfers only a fraction (usually about  10 to 20 percent) of the
energy received  on  up the chain  to the next trophic level  (Kozlovsky,  1968;
Gulland, 1970).
    Because of this inefficient energy transfer, a few large game fish depend on a
large supply of smaller fish, which depend on a very large supply of smaller herbi-
vores, which depend on a successively much larger base of photosynthetic pro-
duction by phytoplankton and other aquatic plants.
    Finally, by constantly producing wastes and eventually dying, all of these organ-
isms nourish detritivores (detritus-eating organisms), bacteria, and fungi, which de-
                                                                       39

-------
Managing Lakes and Reservoirs
                         rive their energy by decomposing organic matter. Organic matter decomposition
                         recycles nutrients required to produce plants. This nutrient regeneration occurs at
                         virtually every level of the food web, and only a small fraction of the organic mat-
                         ter produced ultimately accumulates as permanent bottom sediment.
                              In  an actual food web within  a lake, many different types of organisms live at
                         each trophic level, directly affecting their "neighbors" and  indirectly influencing
                         other populations with which they interact. Species with significant influence in the
                         food web are called keystone species; they cannot be removed from the system
                         without causing ,a dramatic change in the community.
                              For example, piscivorous fish (bass, pike, etc.) are frequently keystone spe-
                         cies in  lakes. They eat planktivorous fish that, in turn, eat zooplankton. If few
                         piscivores exist, either because of overfishing or degraded habitat, planktivorous
                         fish will increase, eliminating the  large herbivorous zooplankton that eat algae.
                         Thus, algal populations increase and transparency decreases.
                              Figure 2-23  shows a more complex view of biotic interactions and nutrient
                         cycling  in a lake or reservoir ecosystem. Biota in one trophic level affect those in
                         other trophic levels in many ways — directly through predation or changes in the
                         physical or chemical characteristics of the water, or indirectly through nutrient
                         cycling  pathways. Understanding the complexity of these pathways is essential for
                         effective lake management.
                              In  addition to their "keystone" role at  the  top of the aquatic food chain,
                         piscivorous fish are also valued as  sport fish. Many fisheries managers try to maxi-
                         mize sport fish biomass to make anglers happy. However, optimal warm water
                         sport fish yields require higher nutrient levels and more overall lake productivity
                         (and thus poorer transparency) than  may be desirable for  other lake uses (Fig.
                         2-24). This situation becomes  more problematic when  both warmwater and
                         coldwater fisheries are desired as increasing nutrient levels can  have significant
                                                       Increased Nutrient Loading

                                                             I*
                                                        Primary Productivity
                                                                                   Macrophytes
                                                                                       I
                                                                                    Fish Cover
                                                                                    Mean Size of
                                                                                    Zooplankton
                                  Anoxic Nutrient
                                    Release
Sedimentation
    Rate
Zooplankton
Refuge
                                                              I
                                                         Hypolimnetic
                                                         Deoxygenation
                          Figure 2-23.—A conceptual model of the biotic and chemical interactions involved in the
                          food web and their influence on eutrophication. A plus (+) indicates a positive influence;
                          a minus (—) indicates a negative influence.
                     40

-------
                                                                     CHAPTER 2: Ecological Concepts
                            WATER QUALITY
                              «  . i
                             FISHERY YIELD
          100
        J  10
        t
        in
        O
        O
        CO
               I Illl
I Mill
i  i nil 111    i  i
nil
                               FISH YIELD
           o 1 -HIM    i  i i nun    >  i  i nun   i  i i mill Q
                  1             10            100
                                                            10
                                                            0.1
                                     I
                                     •o
                                     S
                                     3
                                     UJ
                                     >
                                     I
                                     to
                             1000
                  MEAN SUMMER CHLOROPHYLL a (fig L"1)
Figure 2-24.—Relationship between lake characteristics (e.g., Secchi depth, chlorophyll)
and management objectives (e.g., water quality, fishery yield). Arrows denote de-
creased clarity and increased fish yield. Modified from Wagner and Oglesby (1984).


impacts on the coldwater fisheries (see Chapter 5 and Fig. 5-9 for additional dis-
cussion).
    For example, a lake can become eutrophic at total phosphorus  concentra-
tions of 40 |lg/L, but Ney (1996) found that sport fish biomass in reservoirs prob-
ably does  not peak at less than 100  \iglL, The upshot of this is that your lake
cannot necessarily provide both clear water quality and abundant fish popula-
tions at the  same time. Consequently, you must clearly establish your lake man-
agement priorities to avoid conflicts among lake uses.
Eutrophication
Lakes are temporary (in a geologic sense) features of the landscape. The Great
Lakes, for example, have existed in their current shapes for only about 12,000 years.
Over tens to many thousands of years, lake basins change in size and depth as a re-
sult of climate, movements in the earth's crust, shoreline erosion, and the accumula-
tion of sediment. Eutrophication is the term used to describe this process.
     Eutrophication is defined as the excessive addition of inorganic nutrients, or-
ganic matter, and silt to lakes, thereby increasing biological productivity (Cooke
et al. 1993). The key part of this definition is the biological response of the lake to
these  additions;  high  phosphorus  concentrations  alone  do not  determine
eutrophication.
     The classical lake succession  sequence (Fig. 2-25) is usually depicted as a uni-
directional  progression through the following series of phases (trophic states)
having these general characteristics:
                                                                         41

-------
Managing Lakes and Reservoirs
                                 Oligotrophy: lack of plant nutrients keeps productivity low; lake
                                 contains oxygen at all depths; clear water; deeper lakes can support
                                 trout.
                                 Mesotrophy: moderate plant productivity; hypolimnion may lack
                                 oxygen in summer; moderately clear water; warmwater fisheries only
                                 — bass and perch may dominate.
                                 Eutrophy: contains excess nutrients; blue-green algae dominate
                                 during summer; algae scums are probable at times; hypolimnion  lacks
                                 oxygen in summer; poor transparency; rooted macrophyte problems
                                 may be evident.
                               NATURAL EUTROPHICATION
MAN-IN0UCED EUTROPHICATION
                                    SS:  OLIGOTROPHY
                                          EUTROPHY/
                                            HYPEREUTROPHY
                                                                                   FERTILIZERS AND
                                                                                     PESTICIDES
             EUTROPHY/
               HYPEREUTROPHY
                       Figure 2-25.—
                           (left column) The progression of natural lake eutrophication through nutrient-poor
                       (oligotrophy) to nutrient-rich (eutrophy) stages. The diagram depicts the natural process
                       of gradual nutrient enrichment and basin filling over a long period of time (e.g., thou-
                       sands of years).
                           (right column)  Human-induced or cultural eutrophication in which this process is
                       greatly accelerated by increased inputs of nutrients and sediments  into a lake, as a re-
                       sult of watershed disturbance by humans.
                    42

-------
                                                                       CHAPTER 2: Ecological Concepts
       • Hypereutrophy: algal scums dominate in summer; few macrophytes;
         no oxygen in hypolimnion; fishkills possible in summer and under
         winter ice.
     These lake trophic states correspond to gradual increases in lake productiv-
ity from oligotrophy to eutrophy.
     Evidence obtained  from sediment cores, however, indicates that changes in
lake trophic status are  not necessarily gradual or unidirectional. If their water-
sheds remain relatively undisturbed, lakes can retain the same trophic status for
many thousands of years.  For example, the Italian lake, Lago di Monterosi, re-
mained oligotrophic for 22,000 years until the Romans built a road through its
watershed in  171  B.C. This  disturbance  boosted productivity in  the lake to
eutrophic proportions (Frey, 1980). Productivity subsequently declined as the wa-
tershed restabilized and delivered less nutrients to the lake (Fig. 2-26).
     Lessons to learn from this and other examples like it are that eutrophication
is not necessarily a natural process, and when it does happen, it is often revers-
ible. In contrast, rapid changes in lake nutrient status and productivity do result
from human disturbances to the watershed, rather than gradual enrichment and
filling of the lake basin through natural means.
     People cause cultural eutrophication when their use of the land  dramatically
increases nutrient, soil, or organic matter loads to the lake. They can drastically
shorten a lake's lifespan by clearing forests, building roads, cultivating fields, devel-
oping residential communities, and discharging wastewater — all these activities
increase the nutrients and soil that eventually move into the lake  (see Chapter 6's
sections on nonpoint and cultural sources).
     Some lakes, however,  are naturally eutrophic. In  fact, if they lie in naturally
fertile watersheds, they have little chance of being anything other than eutrophic.
Unless some other factor such as higher turbidity or an increase in the hydraulic
flushing rate intervenes, these lakes will naturally have very high  rates of primary
production.
     Natural and  constructed lakes age by the same processes — nutrient en-
richment and basin filling — but at very different rates. As a rule, reservoirs be-
come eutrophic more rapidly than natural lakes, because most reservoirs receive
higher sediment and nutrient loads than do most natural lakes. They may even be
eutrophic when initially filled. Reservoirs, especially those with hypolimnetic out-
lets, trap sediments more efficiently than they retain nutrients; therefore, they age
primarily by the filling of their basins with riverborne silts and clays.


Lake
Formed
(26,000 years
before present)
1
Oligotrophic
Trophic equilibrium
re-established
(1 ,300 BP)
Land clearing i
forViaCasia Present
(2.200 BP) . y ^
I.I.I
Eutrophic Oligotrophic
Figure 2-26.—Trophic state timeline for Lago di Monterosi, Italy. This lake remained
oligotrophic for over 20,000 years. Following a brief period of eutrophy, caused by
human land use, the lake returned to oligotrophy naturally.
                                                                           43

-------
Managing Lakes and Reservoirs
                                  (a)
             NUTRIENT INPUTS
                                              INTERNAL


                            UJ
                            U
                            CO
                            01

                            I
                            LU
                            cc
                                  (b)
AVAILABILITY OF HABITAT AND DETRITUS
                                  HABITAT
                                                                         LABILE DETRITUS
                                  (c)
       BIOLOGICAL PRODUCTIVITY
                                              PLANKTON
                                                                                               (2)-
                                 |	UPSURGE—[-DEPRESSION-]
                                             TROPIC
                                          "INSTABILITY"
                            TROPHIC
                           STABILITY
                                 t_
                                      BASIN FILLING BEGINS
                                                      RESERVOIR AGE
                         Figure 2-27.—Factors influencing biological productivity or itrophic progression^ In a reser-
                         voir in the initial years after impoundment: (a) internal nutrient loading from the flooded
                         reservoir basin and external nutrient loading from the watershed, (b) availability of habi-
                         tat (flooded vegetation) and unstable terrestrial detritus  supporting macroinvertebrates
                         and fish, and (c) plankton and fish production. The initial period of trophic instability (i.e.,
                         upsurge and depression) is followed by a less productive, but more stable, period in the
                         maturing reservoir (1). However, disturbances or land-use changes in the watershed can
                         result in increases (2) or decreases (3) in external nutrient loading and, consequently, in
                         reservoir productivity. Modified from Kimmel and Groeger (1986).
                     44

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                                                                   CHAPTER 2: Ecological Concepts
    However, unlike natural lakes, reservoirs often do not go through the classi-
cal trophic progression from oligotrophy to eutrophy. In fact, newly filled im-
poundments usually go through a relatively short period of trophic instability in
which a highly productive period (the "trophic upsurge") is followed by a decline
in lake productivity (the "trophic depression"), eventually reaching a less produc-
tive but more stable trophic state (Fig. 2-27).
    The trophic upsurge results largely from nutrient inputs from both external
sources (the  watershed) and internal sources  (leaching  of nutrients from the
flooded soils of the reservoir basin and decomposition of terrestrial vegetation
and litter).
    The trophic depression is, in fact, the system's first step toward  its natural
productivity level dictated  by the level of external nutrient inputs. Flooding  of
soils, vegetation, and litter as the new reservoir fills contributes to both abundant
food and expanding habitat. As the reservoir matures, both food and habitat re-
sources decline, fish production decreases, and the fish community stabilizes.
    This trophic upsurge and depression — the "boom and bust" period — in-
evitably raises simultaneous concerns about poor water quality and false hopes
for a higher level of fishery yield than can be sustained over the long term. Ulti-
mately, in reservoirs and in natural lakes, the nature of the watershed  (and what
people do there) will determine the water quality, biological productivity, and
trophic status of the system.
    Finally, we must remember that while eutrophication is an important ecolog-
ical process in lakes, it doesn't cause all lake ills. High  and low water levels, acid
precipitation, mercury, pesticides, and other toxins are among the many other
problems that may affect lakes (see Chapter 4). Keep these factors in perspective
as you assess lake conditions and develop management plans.



Ecology's Place  in  Lake  Protection,

Restoration, and Management
We must establish the ecological basis for lake management if we are to succeed
in managing and maintaining sustainable lake ecosystems. As Osgood (1996) said
so well, "ecologically-based lake management is an active process that identifies
and engages the lake community in meaningful, measurable, and sustainable ac-
tions that seek to attain a desired condition which, at a minimum, stabilizes the
lake ecosystem."
    The understanding gained from this chapter will help you evaluate the po-
tential benefits and limitations on lake protection and restoration approaches
and techniques described in the rest of this manual.
    Most of what we  know about lake and reservoir management has been
learned  in the last  30 years through experience gained from many studies con-
ducted throughout the world. Experience gained from previous management ef-
forts leads to the following conclusions:

     I.  There is no panacea for lake management or restoration problems;
        different situations  require different approaches and solutions.

    2. A complex set of physical, chemical, and biological factors influences lake
        ecosystems and  affects their responsiveness to restoration  and
        management efforts.
                                                                       45

-------
Managing Lakes and Reservoirs
                             3.  Because of the tight coupling between lakes and their watersheds, good
                                conservation practices in the watershed are essential for improving and
                                protecting lake water quality.

                             4.  Internal nutrient loading and recycling may continue to hamper lake
                                recovery even after watershed sources are controlled. The relative
                                importance of external versus internal nutrient sources must be
                                evaluated by a diagnostic lake study.

                             5.  The physical, chemical, and biological components of lake ecosystems
                                are intricately linked. Actions targeting one component will likely affect
                                another. For example, lake renovation to enhance water quality by
                                limiting nutrients and thereby reducing algal production will also
                                decrease fish production. You must decide what you want to accomplish
                                and set priorities.

                             6.  To be sustainable, lake renovation and management objectives must
                                consider the uses that the natural condition of the lake (and its
                                watershed) can  support most readily.

                             In summary, the character of a lake or reservoir is determined by a complex
                        set of physical, chemical, and biological factors that vary with lake origin, its re-
                        gional setting, and the nature of the watershed. Important factors include hydrol-
                        ogy, climate, watershed geology, watershed to lake ratio, soil fertility, hydraulic
                        residence time, lake basin  shape, external and internal  nutrient loading rates,
                        presence or absence of thermal stratification, lake  habitats, and lake biota.
                             In some situations, a natural combination of these factors may dictate that a
                        lake will be highly productive (eutrophic) and efforts to transform it to an unpro-
                        ductive, clear-water (oligotrophic)  state would be ill-advised. However, if a  lake
                        has become eutrophic or has developed other water quality problems as a result
                        of, for example, increased nutrient loading from the watershed, then this  condi-
                        tion can be reversed and the lake improved by an appropriate combination of wa-
                        tershed and in-lake management. But the best thing to do  is to take steps to
                        protect your lake and its watershed before problems develop.
                             The following chapters will discuss and compare a variety of lake and water-
                        shed management techniques. While reading through this information, remember
                        that the effectiveness of any lake management method or combination of meth-
                        ods will depend entirely on the ecological soundness of its application.
                        References
                        Adams, S.M., B.L Kimmel, and G.R. Ploskey. 1983. Organic matter sources for
                            reservoir fish production: A trophic-dynamics analysis. Can.J. Fish Aquat. Sci.
                            40:1480-95.
                        Borman, S., R. Korth, and J. Temte.  1997. Through the Looking Glass — A Field
                            Guide to Aquatic Plants. Reindl Printing, Inc., Merrill, Wl.
                        Cooke, G.D. and R. H  Kennedy. 1989. Water Quality Management for Reservoirs
                            and Tailwaters. Report I: in Reservoir Water Quality Management Techniques.
                            Tech. Rep. E-89-1. U.S. Army Corps Eng., Washington, DC.
                        Cooke, G.D., E.B. Welch, S.A. Peterson, and P.R. Newroth. 1993. Restoration and
                            Management of Lakes and Reservoirs. 2nd ed. Lewis Publishers, Boca Raton, FL.
                    46

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                                                                        CHAPTER 2:  Ecological Concepts
Czuczwa,J.M.,B.D.McVeety,and R.A. Hites. 1984. Pol/chlorinated
    dibenzo-p-dioxins and dibenzofurans in sediments from Siskiwit Lake, Isle
    Royale. Science 226:568-9.
Echelberger, W.F.Jr. and W.W.Jones. 1984. Cedar Lake Restoration Feasibility Study.
    ESAC-84-01. School Publ. Environ. Affairs, Indiana Univ., Bloomington.
Frey, D.G. 1980. The heritage of our lakes. The Key Reporter 45(4):2-4.
Gulland,J.A. 1970. Food chain studies and some problems in world fisheries. Pages
    296-315 in J.H. Steele, ed. Marine Food Chains. Univ. Calif. Press, Los Angeles.
Hanlon, C.G. 1999. Relationships between total phosphorus concentrations,
    sampling frequency, and wind velocity in a shallow, polymictic lake. Lake
    Reservoir Manage. !5(l):39-46
Hasler,A.D. 1969. Cultural eutrophication is  reversible. BioScience  19(5):425-31.
Horwitz, E.L 1980. Our Nation's  Lakes. EPA 440/5-80-009. U.S. Environ. Prot.
    Agency, Washington, DC.
Hutchinson, G.E. 1957. A Treatise on Limnology. John Wiley and Sons, New York.
Kimmel, B.L. and A.W. Groeger. 1984. Factors controlling primary production in lakes
    and reservoirs: a perspective. Pages 277-281 in Lake and Reservoir Management.
    N. Am. Lake Manage. Soc. and  U.S. Environ. Prot. Agency. EPA 440/5/84-001.
    Washington, DC.
	.  1986. Limnological and ecological changes associated with reservoir aging.
    Pages 103-109 in G.E. Hall and M.J.Van Den Avyle.eds. Reservoir Fisheries
    Management: Strategies for the 80s. Reservoir Comm., Am. Fish. Soc., Bethesda,
    MD.
Kotak, E.G., E.E. Prepas, and  S.E. Hrudey. 1994. Blue-green algal toxins in drinking
    water supplies;— Research  in  Alberta. Lake Line I4(l):37-40.
Kortmann, R.W. 1991. Phosphorus  loading — look to the sky. Lake Line  11 (4): 19-20.
Kozlovsky, D.G. 1968. A critical evaluation of the trophic level concept. I. Ecological
    efficiencies. Ecology 49:48-60.
LaBounty.J.F. 2000. Pers. Commun.  Southern  Nevada Water Authority, Las Vegas.
Marsh, W.M. and T.E. Borton. 1975. Inland Lake Watershed Analysis — A Planning
    and Management Approach. Inland Lake  Manage. Unit, Mich. Dep. Nat. Resour.,
    Lansing.
Moore, L. and K. Thornton, eds. 1988. Lake and Reservoir Restoration Guidance
    Manual. EPA 440/5-88-002. Prep, by N. Am. Lake Manage. Soc. for Office of Res.
    and Devel., Envir. Res. Lab., Corvallis, OR, and Office of Water, Criteria Stand.
    Div., Nonpoint Sources  Branch, U.S. Environ. Prot. Agency, Washington, DC.
Ney.J.J. 1996. Oligotrophication and its discontents: effects of reduced nutrient
    loading on reservoir fisheries. Am. Fish. Soc. Symp. 16:285-95.
Nichols, S.A. and J.G. Vennie. 1991.  Attributes of Wisconsin Lake Plants. Inf. Circ.73.
    Wis. Geolog. Nat. Hist. Surv., Madison.
Novotny, V. and H. Olem. 1994. Water Quality — Prevention, Identification, and
    Management of Diffuse  Pollution. Van Nostrand  Reinhold, New York.
Osgood, D. 1996. The ecological basis for lake and reservoir management. Lake Line
    16(2): 18-19,30-32.
Reckhow, K.H., M.N. Beaulac, and J.T. Simpson.  1980. Modeling Phosphorus Loading
    and Lake Response Under Uncertainty: A Manual and Compilation of Export
                                                                             47

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Monag/ng Lakes and Reservoirs
                             Coefficients. EPA 440/5-80-011. Off. Water Reg. Stand. U.S. Environ. Prot.
                             Agency, Washington, DC.
                          Simonich, S.L and R.A. Hites. 1995. Global distribution of persistent organochlorine
                             compounds. Science 269:1851 -54.
                          Sonzogni, W.C. et al. 1980. Pollution from land runoff. Environ. Sci. Technol.
                              14(2): 148-53.
                          St.Amand,A. 1995. Algae — nature's artwork. Lake Line, 15(3): 10-11,24-26.
                          U.S. Environmental Protection Agency. 2000. Update: National Listing of Fish and
                             Wildlife Advisories. EPA-823-F-00-016. Washington, DC.
                          ValentyneJ.R.  1974. The Algal  Bowl: Lakes and Man. Misc. Special Publ.22. Dep.
                             Environ.  Fish. Res. Board Canada, Ottawa.
                          Wagner, K.J. and R.T. Oglesby. 1984. Incompatibility of common lake management
                             objectives. Pages 97-100 in Lake Reservoir Management. EPA 440/5-84-001.
                             U.S. Environ. Prot. Agency, Washington, DC.
                          Yousef, Y. et al.  1978. Mixing effects due to boating activities in shallow lakes. Draft
                             Rep. OWRT, U.S. Dep. Int. Technol. Rep. ESEI 78-10, Washington, DC.
                          Zorgorski.J.S. and W.W.Jones. 1986. Lake Lemon Diagnostic/Feasibility Study.
                             ESAC-86-02. School Publ. Environ. Affairs, Indiana Univ., Bloomington.
                     48

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                    CHAPTER  3
      Planning:   From   Goals
          to   Evaluation   and
              Around   Again
    Planning is the opposite of fate. If we don't accept c'est la vie  (that's life —
    that's how things happen), then we believe in planning. We believe in syste-
    matically charting a course for the future to minimize conflict and maximize
the attainment of our goals.
    Without a plan, year-to-year decisions are often inconsistent and management
is invariably inefficient. To effectively manage your lake, you must have a systematic
plan. And, you must also manage your watershed. Examples can be found in Water-
shed Protection: A Project Focus (U.S. EPA, 1995).
    Planning is conducted formally or informally in all realms of life. While the
specifics vary, the planning process generally conforms to the model shown in Fig-
ure 3-1.
    With this common sense approach, most citizens will readily accept the pro-
cess if they are involved from the beginning. In contrast, presenting them with a
plan prepared by professionals violates the basic premise of citizen participation
and seldom results in community ownership of the plan.
    Citizens must be involved in the whole process because that's when various
— even contradictory approaches — can be aired and eventually reconciled into
 1.  Clarifying
    Goals
2. Gathering
  Information
3. Conceptualizing
  the Alternatives
 4. Making a
    Formal
    Decision
5. Defining
  Measurable
  Objectives
6. Implementing
7.
Evaluating
                        8. Repeating the
                          Process
Figure 3-1.— Generic planning process.
                                                             49

-------
   Managing Lakes and Reservoirs
     hile the goals
liscussed in this chapter
ire the social goals of
l,i|ii:i| _ •'>, 	,;     •       „ ii
akeshore communities/
pncern for the integrity
» a,  ,,.»,, >.
if the entire ecosystem
nust underpin all efforts
o meet human needs.
                           a plan that can work for the entire community. Otherwise, some citizens will not
                           only disagree with elements of the plan, but more importantly, will feel alienated
                           from the whole process of decision-making.
                           STEP  1; Clarifying Goals
                            Why We Care About a Lak
A goal is a desired state of affairs that is sufficiently broad and multifaceted to in-
sure unanimity.


Whose Goals?

The answer to this question depends on our definition of community. Some defi-
nitions are  very narrow: one subdivision or just riparian owners. Broader defini-
tions would include the people living around the lake or even beyond.
    Aldo Leopold suggested in 1949 that we go  beyond the local area, beyond
our borders, beyond our time, and beyond our species  to include future genera-
tions, the biotic community of plants and animals, and even the inorganic elements
(air, water, and soil) upon which all life depends. His Land Ethic embraced the con-
cept of Homo sapiens as part of a larger community rather than as masters of the
universe.

        We abuse land because we regard it as a commodity belonging to us.
        When we see land as a community to which we belong we may be-
        gin to use it with love and respect (p. viii).

        All ethics so far evolved rest on a single premise: that the individual is
        a member of a community of interdependent parts.  His instincts
        prompt him to compete for a place in the community, but his ethics
        prompt him also to cooperate (perhaps in order that there may be a
        place to compete for) (p. 203).

        The Land Ethic simply enlarges the boundaries of the community to in-
        clude soils, water, plants, and animals or collectively: the land (p. 206).

        A thing is right when  it tends to preserve the integrity, stability, and
        beauty of the biotic community.  It is wrong when it tends otherwise
        (p. 224).

    While the goals discussed in this  chapter are the  social goals of lakeshore
communities, concern for the integrity  of the entire ecosystem must underpin all
efforts to meet human needs.
    "Whose goals" also differentiates between professionals and citizens. After
decades of  professional  management of natural resources, citizens are demanding
a voice in setting the agenda and in making final decisions. Some professionals are
comfortable with the notion of "experts on tap, not on top"; others find it diffi-
cult to be "public servants" to a largely urban citizenry rather than resource man-
agers. Their training to apply the single "best" technical solution to a  problem
often makes them  intolerant of citizens who  question  their "scientific prescrip-
tions."
                        50

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                                        CHAPTER 3: Planning: From Goals to Evaluation and Around Again
     But an increasingly sophisticated citizenry, with access to Internet information
and to other citizens dealing with similar situations, will no longer blindly follow the
recommendations of well-meaning, competent professionals. Increasingly, the term
"partnership" is being used to describe a new shared responsibility. Citizens now
determine the goals for their lake (within its legal and limnological limits), decide
which techniques to use, and help make it happen. They gather information, raise
funds, monitor water quality, and volunteer their physical labor on lake projects.
Primary Social Needs
                                                                Cultural Opportunity
                                                                     Music
                                                                     Art
                                                                	Heritage	
In 1974 the Technical Committee of the Water Resource Centers of the West-
ern States focused on a very broad question: "How does water contribute to so-
ciety?" They decided to first determine society's primary social  needs and then
relate water to each need.
    Twenty years later, research at the University of Wiscon-
sin-Stevens Point expanded the Committee's original list to
the following conditions that must be present in a balanced
social structure, as shown in Table 3-1.
    Lakes  contribute  to most of these  needs. People buy
lakefront property — and tourists visit the lake — because of
its natural  beauty (aesthetics). The money they spend  sup-
ports many rural communities. As the population ages, retir-
ees living on social security, investments, and pensions further
enhance the economic development of lake-rich areas.
    Lakes provide an excellent opportunity for environmen-
tal education. Students not only learn about geology, chemis-
try, and biology, but they can also get involved in the political
and legal aspects of lake management.
    "Going to the cottage" has many overtones — many of
them emotional. The special times at the lake with family and
friends  become  part of a rich emotional heritage that en-
riches generation after generation. Families and friends need
special places to build  their emotional ties — a cabin on the
lake a long way from the cares of everyday life is one of the
very best.
    Environmental security means  clean lakes, a biodiverse
ecosystem of plant and animal life. These special parts of the
environment are especially vulnerable  to pollution because
they lie at the bottom  of watersheds — and  so many people
use them (two-thirds of Wisconsin adults each year).
    The high value Americans put on personal freedom and
individual rights often leads to conflicts over how we use our
land and water. We cherish the freedom lakes offer, but mis-
using that freedom can destroy many other lake benefits. Per-
sonal watercraft (jet skis) expand the freedom of a few but
diminish that of many others.  Individual  submarines  may
cause a similar controversy in coastal waters  and clear lakes.
    While lake aesthetics typically affects more people in the
community (Klessig, 1973; Klessig et al, 1983; Shifferd, 1997),
                                                               Table 3-1.—Conditions that must be
                                                               present in a balanced social structure.
                                                                Aesthetic Opportunity
                                                                     Natural beauty/landscapes
                                                                     Attractive buildings/cities
                                                                	Soothing interior spaces
                                                                Collective Security
                                                                     International peace
                                                                     National defense
                                                                     Protection from internal disorder
                                                                Economic Opportunity
                                                                     Good wages/job security
                                                                     Return on investment
                                                                	Efficient production	
                                                                Educational Opportunity
                                                                     Formal schools
                                                                     Continuing education
                                                                     Wisdom of elders
                                                                Emotional Security
                                                                     Family bonds
                                                                     Friendships
                                                                     Sense of community
                                                                Environmental Security
                                                                     Clean water
                                                                     Clean air
                                                                     Biodiversity	
                                                                Individual Freedom and Variety
                                                                     Private property rights
                                                                     Consumer choices
                                                                	Unrestricted speech/media
                                                                Individual Security
                                                                     Health care
                                                                     Police protection/prisons
                                                                	Fire protection	
                                                                Recreational Opportunity
                                                                     Outdoor sports
                                                                     Indoor leisure activities
                                                                     Relaxation time
                                                                Spiritual Dimension
                                                                     Humility before Supreme Being
                                                                     Awe of nature
                                                                     Set of moral principles	
                                                                             51

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    Managing Lakes and Reservoirs
It*
   'nless the lake
fmanager and the
 ultimate decision-
Baking body know
i\vhat people expect
prom the lake and which
^expectations are not
Jbeing met, it will be
 impossible to develop
land implement a plan
 that meets human
"needs.
                       ,
                           lakes also make a huge recreational contribution. Long home to traditional fish-
                           ing, swimming, and boating, lake water sports now also encompass sailing, scuba
                           diving, and wind surfing.
                               And some people cherish lakes as a spiritual setting — a place to reflect — a
                           place to look into the soul of the earth and find meaning in this world and the next.
                               When a community is clarifying its goals, it must determine what goals the
                           lake can meet. For example, a lake may be useless for fishing or boating but be an
                           aesthetic gem. All lake planning should explicitly — and by consensus — state
                           which goals are being addressed.
                           STEP 2; Gathering  Information
                           What We Know About the Ecological and Sociological System
Step 2 gathers information needed by professionals and citizens to take the suc-
ceeding steps. Data-gathering assesses social needs, identifies problems, and  in-
ventories physical resources. If little information is available regarding the lake and
its users, this step will require a significant investment of time and money.


Needs Assessment:  Gathering
Information  on  the  Local Community

Part of diagnosing any problem is to ask the patient (in this case the lake user)
"where it hurts."  Unless the lake  manager and the ultimate decision-making body
know what people expect from the lake and which expectations are not being
met, it will be impossible to develop and implement a plan that meets  human
needs.
    Many pieces of social data could be relevant. You can  use numerous public
involvement techniques to obtain  such information:

    ^ Census Data: These data, available every 10 years, provide a demo-
      graphic baseline, a formal snapshot of the local population (age structure,
      family composition, length  of residency, urbanization of the area, migration
      patterns, income and education levels). Population projections and other
      trends can be graphed (Roser and Serow, 1984).

    V Target Populations: A  "needs  assessment"  systematically  deter-
      mines what people in the  community feel they need. It begins with broad
      discussions of community  needs and ends with a prioritized list.
          Again, ask "whose needs."  Should lake planning focus on businesses
      on the lake, on people who live around the lake, on everybody in the com-
      munity — or on the people who use public access for boating and fishing,
      or enjoy the public beaches, parks, and drives?

    ^ Nominal Group Process: The nominal group process (Delbecq, et
      al. 1975) is an excellent way to  begin the needs assessment. Unlike the
      standard group meeting procedure, it does a good job of identifying all
      concerns.
                        52

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                                 CHAPTER 3: Planning: From Goals to Evaluation and Around Again
     A typical group meeting makes a decision through the following se-
quence: a motion, discussion, and a vote. This standard procedure frus-
trates many people either because they feel intimidated about speaking up
before the group, or because a few dominant personalities monopolize the
discussion. And the motion is made before the discussion, which often ne-
cessitates numerous amendments.
     In addition to  its effectiveness in eliciting concerns and ideas, the
nominal group process can also be used to prioritize uses, problems, and
projects.
     The process has many variations. In its simplest form, each participant
is first asked to write down a list of issues. The moderator then asks each
person to volunteer one issue, proceeding around the group until all is-
sues are transferred from individual written lists to sheets  of paper hung
in view of the group. During this time, no one is allowed to  discuss or de-
bate the appropriateness of anyone's suggestion.
     After all issues are listed, the group  might debate whether certain is-
sues should be combined. The discussion is led by the persons who  sug-
gested the issues and is designed to help others understand  them more
fully. The moderator must be forceful in keeping the discussion focused on
understanding  each  issue and eliminating duplication if the "authors" of
those issues agree. The discussion is never allowed to become  a debate on
the merits of the issue.
     Following the discussion, the moderator allows each person to select
a small number of issues to "save" by placing a mark or sticker next to
those issues. (The physical act of getting up  and placing marks provides a
nice, refreshing break in the process.)  Only  the issues with votes are
"saved."  At this stage each participant may be  asked to give reasons  why
they feel strongly about their top two or three items. After everyone has
shared those feelings, each participant is asked to indicate  which  two or
three of the marked items might  be less important than the others. Again,
no debate is allowed, but if time allows, each participant may indicate why
these items are less  important.
     Participants then rank the saved issues by assigning 10 points with a
maximum of 4 points to any one item. The group then focuses on those
items (2-5) receiving the most votes (usually, there is a clear break be-
tween a top set and  the rest). Be sure, however, to preserve  all issues in
the minutes of the meetings. Thus, every person can see his/her contribu-
tion even if it didn't make the top set.
     The nominal group method  is designed to allow equal participation
by all members of the group; it neutralizes dominant personalities. If a
group exceeds  15 people, it is advisable to split the group into  smaller
subgroups and proceed until each subgroup has identified its "saved" pool.
The "saved" pools are then combined and the entire group ranks the is-
sues in the combined pool by the same 10—4 procedure.
     In larger lake communities, not everyone may be able to participate
directly, so you may want to form a task force  or advisory committee to
represent the community before a city council or county board. The nom-
inal group process may still be a useful procedure for the task force or ad-
visory committee itself to use.
    n addition to its
  effectiveness in eliciting
  concerns and ideas, the
  nominal group process
  can also be used to
  prioritize uses, problems,:
  and projects.
1
 I  he nominal group    ;
method is designed to
allow equal participation
by all members of the
group; it neutralizes
dominant personalities.
                                                                   53

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    Managing Lakes and Reservoirs
  Purveys are most
jseful in getting data
ibout actual behavior,
Ireferences, or concrete
ihoices.
EXJ.^.;.	diii_	',	J_l	1	L*4_j	,	It—
     In addition to identifying issues, participants leave the process with a
 much  higher sense of ownership than they do after participating in a stan-
 dard meeting. After the nominal group experience, citizens identify with
 the top concerns because they've actively helped select them.

' Social Surveys of Users — Behavior, Attitudes, and Pref-
 erences* The most systematic way to obtain social data is to develop a
 well-designed survey and have a professional survey agency conduct inter-
 views  or send out mail questionnaires. These results are  not biased by
 group discussion at the time of the survey, peer pressure, or the feelings of
 the person conducting the interviews.
     Surveys are most useful in getting data about actual behavior, prefer-
 ences, or  concrete choices. A survey can determine how many boats a
 person owns and how many days s/he  uses their cottage each year and
 whether the annual meeting of the lake district should be held on Saturday
 afternoon or Sunday morning.
     Surveys are less useful for policy options, which are complex and hard
 to describe in a single question; too often, answers are based on  factors not
 considered by the survey. Surveys should  not substitute for group discus-
 sion, voting in person at community meetings, and democratic decision-
 making.
     The lake organization officers, with professional help from  a local uni-
 versity or Extension office, could do their own survey by sending a ques-
 tionnaire to residents, property owners, and possibly even public users of
 the lake. The results would identify concerns and tell the board what ac-
 tivities are most common and what activities are desired but not being ful-
 filled.
     When you survey lake residents, you should contact the entire popu-
 lation; part of the purpose of such a survey is to give people  a sense of
 participation in the planning process. You can sample other lake users by
 using contacts at the lake, tracking down owners of vehicles parked at ac-
 cess points (through their license plates), or random sampling people in
 the broader community.
     Response rate is much  more critical than the  size of the sample in
 getting accurate information. A good pretest will not only clarify confusing
 questions but may identify factors that would reduce response rate if not
 corrected. Don  Dillman in Mail and Telephone Surveys: The Total Design
 Method (1978) provides excellent guidance on social surveys.
     Two follow-ups, including a new questionnaire each time, will typically
 be required  for a mail survey. Telephone surveys must include callbacks
 until the targeted respondent completes the interview or refuses to do so.
 Don't just interview "any adult in the household."
     Response rates in general have declined but with a special  local focus
 like a lake, you should be able to get a 60 to 75  percent response rate. If it
 falls under 50 percent, the data may be flawed since the non-respondents
 are likely to be quite different than the respondents. You can find out how
 different by making a special sample of the non-respondents —  perhaps by
 phoning  non-respondents to a mail survey,  or personally  contacting
 non-respondents to a telephone survey.
                         54

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                                 CHAPTER 3:  Planning: From Goals to Evaluation and Around Again
' FOCUS Group: This technique has become very common, especially in
 market research. The focus group typically assembles a small group (5-10)
 of people for either one or a series of meetings to discuss complex new
 products or social issues. While the focus group cannot claim to be repre-
 sentative, it facilitates in-depth understanding and provides the convenor
 with thoughtful insights from a group of citizens. In market research and
 larger population contexts, participants are often paid for their time. In a
 typical  lake setting, food, refreshments, and a sincere "thank you" should
 be sufficient reward.
      Like the Nominal Group Process, the Focus Group Technique is use-
 ful at the beginning of the process, and again during the implementation
 phase. As shown in Table 3-2, it cannot substitute for the quantitative data
 that a social survey provides.
Table 3-2.— Strengths and weakness of four social survey research
techniques.

Generalize to
larger population
Minimum time for
completion
Cost
Cost impact of size
of geographic area
covered
Interviewer effects
Ability to deal with
complex issues
Response rate
'-<•"••:• -MAttEO :;:,
QUESTIONNAIRE
Yes
Moderate
Low
Low
Low
Moderate
Moderate
: ''':'' TElEPriONK':. ?;
•"-"iNTEfeYiiw:iv?:
Yes
Fast
Moderate
Low to
Moderate
Moderate
Low to
Moderate
Moderate to
High
i IN-PERStMSI
INTEIWIEW
Yes
Slow
High
High
High
High
Moderate to
High
FOCUS GROUP
INTERVIEW
No
Fast
Low
High
High
High
NA
Source: Barbara Burnell, Wisconsin Survey Research Laboratory, University of Wisconsin-Extension (1 998).
' Delphi Process: The Delphi technique (Delbecq, et al. 1975) is based
 on the premise that any one expert (or citizen) has incomplete knowledge
 and is inherently biased. Therefore, a panel of experts is expected to pro-
 duce a more complete range of issues or solutions and more balanced
 recommendations than a single expert.
     This procedure is useful in setting research priorities, summarizing cur-
 rent knowledge, and making policy recommendations for public bodies. For
 instance, you could use it to design a management plan for a new reservoir.
     The first stage of the process  is to solicit the full range  of issues,
 ideas, and  concerns associated with the topic. The experts (at either a
 meeting or through correspondence) simply provide a "laundry list" of all
 items that might be appropriate.
     In the second stage, the same experts rank the list developed in Phase
 I by some criterion of importance. You can use additional phases to obtain
 greater specificity and consensus regarding the highest ranked items. Some
 concerns will require many phases before agreement  is reached.
                                                                    55

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     Managing Lakes and Reservoirs
                    _
..
»\*>itizens are some-
times more concerned
about how decisions are
being made than the
.decisions themselves.
_  I he needs assessment
Jis just that; it gives you a
Mist of concerns that, need
s
attention.
           The results of the Final Phase are communicated to the organization
       that initiated the effort.
           This procedure is too complicated and expensive for most lakeshore
       communities; but it does emphasize that lake organizations should get a
       second opinion  on major recommendations they receive from a consul-
       tant or public agency.

     v Other Public Involvement Methodologies:   Prior to  1970
       citizens had limited input in natural resource policies. Some agencies held
       public hearings but they were primarily an opportunity for the agency to
       tell the public what they planned to do or were already doing.
           Since  1970 the  major federal natural resource agencies have been
       mandated to provide  for public participation. As a result, a whole set of
       public participation processes has evolved. Examples  include the Consen-
       sus Model, Key Community Contact Interviews, Futures Retreats, Citizen
       Advisory  Committees, Simulation  Games,  and Guided  Tours. Kathy
       Carman and Ken Keith (1994) describe 69 Community Consultation Tech-
       niques in their guide for planners  and facilitators in  Australia. University
       Extension offices and  private organizational consultants can provide guid-
       ance in using many of these techniques.
           Citizens are sometimes more concerned about how  decisions  are
       being  made than the  decisions themselves. Schmuck and Runkel (1994)
       have developed a 10-item instrument (see Table 3-3) to gauge how an  or-
       ganization's board of directors, committee members, employees, or citizen
       members feel about the process of decision-making.


Problem Identification

The needs assessment is just that; it gives you a list of concerns that need atten-
tion. Some concerns may relate to the social system; others to the ecological sys-
tem. Most lakeshore communities will have a mix of both — and both will need
attention. Problems in both systems reduce the quality of life for citizens by di-
minishing the lake as an aesthetic, economic, educational, emotional, recreational,
and spiritual resource.
    A lake problem is a limitation on use. Historically, the  most common prob-
lems have been associated with the lake itself: too many weeds, too much algae,
murky water, odor, or poor fishing. During the past two decades, conflicts over its
use have increased dramatically.
    As the size of motors increased, so did the conflicts between motorized  us-
ers and  non-motorized users  (canoeists, swimmers, anglers, scuba divers, and
wind  surfers). And then, personal  watercraft  (jet  skis)  appeared.  Personal
watercraft users can damage  shallow lake areas and harass waterfowl, in addition
to polluting the air and  water. But their overwhelming impact is on  other people:
user conflicts are social system problems.
    Another social system problem for numerous lakes is the lack of an effective
organization to manage  and protect the lake. Many plans developed with excellent
professional guidance are never (or poorly) implemented because the lake manage-
ment organization was not properly structured, had too little power, lacked public
support, or its leaders were not capable of carrying out the responsibilities. To  ad-
                          56

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                                       CHAPTER 3: Planning: From Goal's to Evaluation and Around Again

Table 3-3.
—Decision-making: Storecard on the process.
THE WAY THINGS ARE
Always
1
1
1
1
1
1
1
1
1
1
2
2
2
2
2
2
2
2
2
2
3
3
3
3
3
3
3
3
3
3
Source: Schmuck, R.A.
4
4
4
4
4
4
4
4
4
4
and P.J.
5
5
5
5
5
5
5
5
5
5
Runkel
Never
6
6
6
6
6
6
6
6
6
6
DECISION-MAKING ATTRIBUTES

A. Decisions are made through
teamwork.
B. Facts from those who know are used
to make decisions.
C. You take a part in making decisions
that affect you.
D. You or your peers help make
decisions.
E. When decisions are made, they are
based on information that you think
is right and fair.
F. Decisions are made by those who
know most about the problem.
G. The people who make decisions that
affect you are aware of the things you
face.
H. Decisions are made in such a way
that you do not mind carrying them
out.
1. Leaders work with their peers and
people below them to make the
decision.
J. Things are organized so that you or
your peers can help make decisions.
THE WAY THINGS SHOULD BE
Always
1 2
1 2
1 2
1 2
1 2
1 2
1 2
1 2
1 2
1 2
1 994. The Handbook of Organizational Development in Schools and
3
3
3
3
3
3
3
3
3
3
Colleges, p.
4
4
4
4
4
4
4
4
4
4
285-86.
5
5
5
5
5
5
5
5
5
5

Never
6
6
6
6
6
6
6
6
6
6

dress this problem in Wisconsin, the Wisconsin Lakes Partnership has begun a
Lake Leaders Institute to enhance the leadership capacity of local lake leaders.
    The process of Problem Identification is dealt with in detail in Chapter 4 —
especially problems with the physical  resource.
Inventory
The third aspect of Step 2 in the planning process is to inventory the lake and the
watershed  and to clarify the relationship between them. The  inventory should
also include state and local regulations that apply to both. Boating regulations in
particular are becoming more common and more critical.
    Start the inventory with a thorough search for records of previous studies on
the lake. Such data are useful as a historical baseline and may reduce the need  for
certain new inventories. For instance, documentation of previous land use is essen-
tial for understanding the impact of recent land-use changes on water quality.
    In addition to searching lake association and government files, you  may want
to interview several senior citizens and retired professionals whose long-term
memory can lead you to "fugitive literature"  (non-scientific, often anecdotal or
journalistic) on the lake, and whose insights can enrich discussions.
                                                                           57

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Managing Lakes and Reservoirs
                            The type of data needed will vary with the needs and the problems. Typically,
                        an inventory includes information on hydrology (e.g., hydraulic resonance time),
                        water quality (e.g., dissolved oxygen, temperature, nutrient concentration, vegeta-
                        tion, transparency, hardness, and sedimentation), land use and land-use regula-
                        tions, fish and wildlife populations, sensitive ecological areas, and shoreland visual
                        quality. The remaining chapters of this book will detail how to collect such data
                        and how to interpret the results and understand the interrelationships.
                        STEP 3: Conceptualizing  the
                        Alternatives
                        What We Could Do
                        In Step I  the professional's only role is to help citizens and community leaders
                        think broadly about all the potential social goals that relate to their lake and en-
                        courage them to clarify those goals and keep them in balance.
                            Step 2 involves citizen monitoring, but professionals bear the primary re-
                        sponsibility for most of the data gathering.
                            In Step 3 professionals play a lead role supplemented by the ideas of citizens.
                        And in this step no idea should be disregarded.
                            Typically, interpreting the information from Step 2 will result in a series of
                        possible actions to protect or rehabilitate the lake. They will vary in cost. Some
                        will be sure bets with very predictable results. Some techniques may have unde-
                        sirable side effects or not produce enough change or be very expensive or too
                        risky. For  example, the same weed problem could be attacked with dredging, win-
                        ter drawdown (in northern climates), herbicides, harvesting, grass carp (where le-
                        gal), erosion  control ordinances,  stream fencing,  winter manure  storage (in
                        northern  climates), sedimentation  traps,  or benign neglect. The selection of a
                        technique in Step 4 should be based on the results of all the previous steps plus
                        affordability.
                            Be careful to conceptualize  the full set of alternatives. Too often, both profes-
                        sionals and citizens fall into mental traps set by narrow training and expertise —
                        and inexperience. Usually, means are confused with ends. For example, many pro-
                        fessionals treat "reduction of phosphorus  loading" as an end when it is  a means
                        (an  important one but not the  only one)  to the ends discussed under Step I —
                        Clarifying Goals.
                            As shown in Figure 3-2, the Ultimate  Goal, at the top of the means-ends hi-
                        erarchy, is Sustainable Social Well-being. The 11  Primary Goals or Needs (Klessig,
                        1994; Klessig and Hagengruber, 1999) form the second tier of goals and also serve
                        as means  to the Ultimate Goal above them. Below each of the Primary Goals is a
                        set of Sub-goals, each of which is an alternative means to that Primary Goal.
                        Usually several Sub-goals must be used as means to achieve the Primary Goal, but
                        unlike the Primary Goals, they are not all necessary conditions; choice is available.
                        As the pyramid spreads out to Sub-sub-goals and further down, more and more
                        alternative paths (different means) become available to get to  the Primary Goals
                        and Ultimate Goal.
                            Figure 3-3 shows the means and ends hierarchy for a northern temperate
                        glacial lake suffering from winterkill of fish where one of the Primary Goals is to
                        use the lake for recreational fishing.
                     58

-------
                                      CHAPTER 3: Planning: From Goals to Evaluation and Around Again
                                   SUSTAINABLE
                                        SOCIAL
                                    WELL-BEING
                    .
                   Q.
                  O
                  .<_>
                  ID
 O
 
     U
 O
 Q.
 D_
O
_O

 O
 o
 o
 o_
 o_
o
 o
 o
"o
 o
~
 O
 0)
co
"o
.o
"o
 E
                                                    o>
                                                   co
co
 o
15
 
to
~5
•
                O
                Q.
                Q.
                O
                ~o
                                                 C
                                                 O
                                                 'w>
                                                 0
           O
                                      Q.
                                      CO
Figure 3-2.—Top of the Means-Ends Hierarchy: Ultimate Goal and Primary Goals.

    The Sub-goals are all alternative means to achieving the Primary Goal of rec-
reational value from this lake. Similarly, the Sub-sub-goals are alternative means to
each of the Sub-goals.
    The means-ends hierarchy has no bottom. Each level becomes more specific
and eventually the detail becomes trivial. Unfortunately, both citizens and profes-
sionals frequently get trapped in one of the lower boxes in  Figure 3-3. Because of
training, experience, or disposition, they have become comfortable  with one
means low in the pyramid. They convert that means into an end in itself and thus,
have difficulty considering all the other pathways to the Sub-Goals, Primary Goals,
and Ultimate Goal.
     How do you overcome this natural  tendency to tighten the noose of famil-
iarity? Antidotes include broader training, diverse work experience, regular pro-
fessional development, and field trips to communities using other pathways up the
means-ends hierarchy.
     Citizens and professionals typically start from one of the lower boxes in the
hierarchy. Entry-level jobs usually confine  professionals to such a box and citizens
often have the solution in mind  before they begin the planning process. Both groups
can break out of their boxes if they are encouraged to look at the big picture —
which means raising their eyes to the top  of the hierarchy for the real goals and to
the sides of the hierarchy for all the various means to achieve those goals.
    As shown in Figure 3-3, you  can take numerous pathways  (means-ends se-
quences) to  the Primary Goal of Recreational Opportunity on a lake suffering
                                                                        59

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Managing Lakes and Reservoirs

                                                                                                           J!
                                                                                                            o
                                                                                                           •s
                                                                                                           £
                                                                                                           •o
                                                                                                           n
                                                                                                           n
                       60

-------
                                     CHAPTER 3: Planning: From Goals to Evaluation and Around Again
from winterkill. Of course, that lake also contributes to Aesthetic Opportunity
and perhaps to Economic Opportunity, Educational Opportunity, and Spiritual
Dimension. Some of the pathways will overlap. A single means may lead to the
fulfillment of more than one end.
    Summarize in writing the alternatives from Step 3, the supporting data from
Step 2, and the goals clarified in Step I and distribute them before the meeting
where your group will make the decision on what to do (Step 4).


STEP  4: Making a  Formal Decision
What We Decide to Tr
The lead role played by professionals in Step 2 and Step 3 evolves to local com-
munity leaders in Step 4. The professionals' role in Step 4 is to be on tap but not
on top. In addition to preparing an attractive Executive Summary of Steps I -3, the
professional(s) will probably be  asked to explain the different options and the
likely scenario that would follow with each of them. Professionals may also  be
asked to explain certain relationships and predictions.
    In a democratic society, however, when you're dealing with the management
of a local  resource that is important to citizens in so  many ways (Step I), profes-
sional resource managers must not let themselves be dragged into making specific
recommendations. A formal recommendation by a professional diminishes  citizen
motivation and  sense of responsibility.  If something goes wrong, citizens will
blame the consulting firm or the government agency. Citizens will often ask pro-
fessionals to tell them what to do, but such a cop-out reduces citizen ownership
for their lake and their ability to make other decisions.
    If citizens are to be partners in lake management, they need to be empow-
ered beyond taking Secchi disk readings. They can't be given an easy way out even
if they ask for it.
    Of course, lakes within the jurisdiction  of a government agency are a differ-
ent story. A government manager often relies on professionals to make the deci-
sions for a lake on government land. But even under these conditions, lake users
can be involved with some decisions.
    Multiple land ownerships surround the more typical lake. Often the lake as-
sociation, lake district, or municipal board will decide to pursue  more than one
action. A formal plan may have several elements, such as water level control, rec-
reational use restrictions, better shoreland zoning enforcement,  vegetation har-
vesting, fish management, wetlands purchase, etc. The Model Lake Plan for a Local
Community (see Appendix 3-A) illustrates the selection of eight major options by
the members of the Lake Hale District (Klessig et al. 1994).


STEP  5:  Defining Measurable

Objectives
We Need a Standard for Success
Objectives provide both the guideposts for implementation and a barometer of
success. Thus, an objective should state a quantity and the completion date, e.g.,
"Install an aeration system with 500 feet of diffusion pipe by November 1,2002."
 n a democratic society,
however, when you're
dealing with the
management of a local
resource that is
important to citizens in
so many ways (Step 1),
professional resource
managers must not let
themselves be dragged
into making specific
recommendations. A
formal recommendation
by a professional
diminishes citizen
motivation and sense of
responsibility.
 f citizens are to be
partners in lake
management, they need
to be empowered
beyond taking Secchi
disk readings.
                                                                      61

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    Managing Lakes and Reservoirs
T  \ good plan has a
series of objectives that
rollowfrom each of the
alternatives chosen and
jjuide the implementa-
ion process for years
and perhaps decades.

[I  he
  he success and
sfficiency of the plan's
implementation will
depend on how well the
lead citizens and the
professionals form a
partnership that can
orchestrate the wealth
»f human resources
available.
                                A good plan has a series of objectives that follow from each of the alterna-
                           tives chosen and guide  the  implementation  process for years and  perhaps  de-
                           cades. The Model Lake Plan for a Local Community (Klessig et al. 1994) includes 34
                           objectives with timelines ranging from less  than one year to 27 years; it also
                           serves as a generic template for a report to the community (see Appendix 3-A).
                                Once you've formally adopted the plan  (with specific objectives) and devel-
                           oped the implementation strategy, put all that information into an attractive doc-
                           ument and  distribute it to  all  residents, local recreation and civic clubs, local
                           elected officials, local and regional resource  management professionals, and  the
                           media.
                                The document should serve as:
                                  • A source of community pride;
                                  • Recognition for the work of the citizens committee;
                                  • Recognition for the professionals who worked with the community;
                                  • A guide to implementation; and
                                  • A way to keep the leaders of the local lake management organization
                                     accountable.
                            STEP  6:  Implementing the  Plan
                            How We Put the Plan into Operation
The plan climaxes with the actual activity — the protection and restoration of
the lake. It may be getting the county board to better enforce their shoreland
zoning ordinance or it may be hiring a contractor to rebuild the dam. It may be
successfully protecting a wetland or a scenic bluff.
    Implementation is the nitty-gritty work and the paperwork that goes with it.
Many activities require permits from the state water regulatory agency. And if
you're using financial assistance from agencies and other organizations, you will
probably have to write special financial proposals and progress reports.
    Citizens will be almost entirely responsible for some elements; e.g., citizens
are much more effective lobbyists than professionals are. Other activities require
sophisticated engineering, limnological, fisheries, or botantical expertise.
    The success and efficiency of the plan's implementation will depend on how
well the  lead citizens and the professionals form a partnership that can orches-
trate the wealth of human resources available. Social capital is the term sociolo-
gists use for the good will that greases human organizations at every level. Social
capital includes the personal networks and the institutional history of coopera-
tion. Without that trust, people lose motivation and resort to bureaucratic and
legalistic processes to protect themselves.
    Making a lake plan work requires physical capital (lake and watershed), finan-
cial capital (local funds, grants, loans), human resources (citizens and profession-
als), and  social capital (trust). Later chapters deal with the specific limnological
expertise required by lake plans.
                         62

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                                      CHAPTER 3: Planning: From Goals to Evaluation and Around Again
STEP  7:  Evaluating the Results
Were We Successful?
Too frequently evaluations focus on the amount of money spent or number of
hours invested. Both these measures of effort can reward inefficiency — a project
that was more costly in terms of money and time is somehow judged to be more
successful.
    You can decrease the confusion of effort and results by focusing on objec-
tives. An objective that specifies a quantity to be accomplished by a certain date is
easy to evaluate. For example: the objective of "installing an aeration .system with
500 feet of diffusion pipe by November 1,2002."  In the year 2003 your report to
the annual meeting of the lake association can  answer these specific questions:
      • Was the aeration installed?
      • How many feet of diffusion pipe were laid?
      • Was the system operating before ice-up in the fall of 2002?
    Some objectives are more difficult to quantify. Educating realtors or lot own-
ers regarding shoreland sensitivity and development regulations occurs over time
as a result of multiple exposures to information. A hierarchy of evaluation ques-
tions for educational objectives is shown  in Table 3-4. They move from simple
measures of effort by the educator to reported knowledge gains by the target au-
dience to actual behavior changes by the audience to the impact of those behav-
ioral changes.
    In addition to evaluating specific objectives, the officers of the lake manage-
ment organization (or a special committee) should take a comprehensive look at
the whole  set of objectives about every five years.
.
Table 3-4.— Levels of achievement of educational objectives.
EVALUATION LEVEL
Input
Activity
Participation
Reaction
Learnings
Application
Impact
EVALUATION MEASURE
Teacher's energy investment in preparation
Event occurrence — workshop was held
How many
Post -event
Differences
Participant
people were involved?
subjective feeling about participation
between pre- and post-test of knowledge
used knowledge
Individual, business, family, or community changed as a result of
using knowledge
  I n addition to evaluat-  ,
  ing specific objectives,
  the officers of the lake
  management organiza- I
  tiph (or a special
  committee) should take
  a comprehensive look at
  the whole set of
  objectives about every
  five years.             ;
                                                                       63

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   Managing Lakes and Reservoirs
I	__
Limnologlcal data are
most useful if collected in
  e same places in the
same way over long
I;:;,;.' : ,. 	..;.*;	:- , ,    ,~,
periods of time.
                          STEP 8:  Repeating the  Process
                          When the Kids Grow Up, Give Them Their T&irn
The End is  Not  the  End

No plan is static. Conditions  change. Scientific understanding changes. Human val-
ues and attitudes change. Plans have  to change — slowly and systematically. A plan
that is too responsive to changing demographics and political swings will fail to
provide the stable guidance that long-term management requires. A plan that is
too rigid will lose relevance and be ignored.
    By the time the third general review is completed, the plan is likely to be 15
years  old. If a  new planning  process is begun at that time, it will be completed
within 20 years of its predecessors or about one human generation time.


Continuous Data  Gathering

Limnological data are most useful if  collected in the same places in the same way
over long periods of time. While these data are used most intensely during Step
2, at least part of the collection  regimen should be continuous. The lake associa-
tions around populated or large lakes can afford to  hire professionals; some com-
munities have  their own lake  manager. However,  in most communities  citizen
volunteers perform  continuous  monitoring duties.  These volunteers need train-
ing, record-keeping support, an occasional pep talk, and public recognition for
work that can  otherwise lose its glamour after several years.


Organizational Maintenance
of Citizen Organizations

Everyone involved in a lake planning and implementation effort wants to get the
job done — wants to save the lake. But like a farmer, who is so anxious to harvest
the crops that s/he chases out to the field  without  greasing the equipment, com-
munity energy must be shared  between the task  of lake management and the
maintenance of the lake management organization.
    If community leaders are too zealous, they  will forget to grease their organi-
zation. They might fail to appreciate  the work of the many volunteers who do ev-
erything from  water quality monitoring to organizing the Fourth of July boat
parade. Sometimes zealots are so task oriented that they even publicly criticize
citizens and elected officials for being "lazy" or "apathetic."  Zealots  often end up
trying to do everything themselves  because they have alienated everybody else.
And, of course, they can't do everything very long. Unless a balanced leadership
develops the lake management organization may actually dissolve.
    Although  zealots get the community focused on a lake problem, they tend to
dominate a  new organization. Sometimes they  mellow with experience; but too
often,  they have to be replaced as an organization matures.
    The older an organization is the more likely it will suffer from  the opposite
problem — lack of task orientation. It becomes too focused on having a good
time with old friends and keeping everybody happy. The spring picnic, the Fourth
                       64

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                                       CHAPTER 3: Planning: From Goals to Evaluation and Around Again
of July boat parade, and the fall dinner become the core annual activities. Mainte-
nance of the organization becomes an end in itself. Leaders tend to be extroverts
who love to socialize. These leaders avoid conflict internally and externally and
thus avoid making tough decisions about the lake.
     The ideal lake management organization has a blend of leaders — some fo-
cused on the task of managing the lake and some focused on the maintenance of
the organization. Such a balanced leadership team can both  accomplish the plan's
objectives and keep the organization strong for the long term. Best of all, under
such a leadership team citizens can enjoy working with each other and be proud
of their mutual accomplishments.
     The final ingredient for the successful long-term lake management organiza-
tion is new blood. Lake management organizations often have a very high percent-
age of retired people who, of course, provide a wealth of experience, free time,
and funds. But use them wisely; encourage them to transfer their wisdom and in-
stitutional memory to the next generation.  Lake management organizations
should consciously and slowly turn over the organization to the next generation
as the planning process is repeated.
References
Burnell, B. 1998. Strengths and weakness of major research variations. Unpubl.
    instructional material, Wisconsin Survey Research Laboratory, University of
    Wisconsin Extension, Madison.
Carman, K. and K. Keith. 1994.69 Community Consultation Techniques. Queensland
    Department of Primary Industries, Brisbane, Queensland, Australia.
Delbecq, A.I., A.H. VanDeVer, and D.H. Gustafson. 1975. Group Techniques for
    Program Planning: A Guide to Nominal Group and Delphi Processes. Scott,
    Forstman.and Co., Glenview, IL.
Dillman, D. 1978. Mail and Telephone Surveys: The Total Design Method. Wiley, New
    York.
Klessig, L.L. 1973. Recreational Property Owners and Their Institutional Alternatives
    for Resource Protection. University of Wisconsin, Madison.
	. 1994. Community and Societal Sustainability: The Anti-Priority Hypothesis.
    R. Wolensky and E. Miller, eds. Proc. Small Cities and Regional Community
    Conference. Vol. I I. University of Wisconsin, Stevens Point.
Klessig, L.L.and J. Hagengruber, 1999. Eleven necessary conditions for societal
    sustainability.J. Human Values 5(1): 33-52.
Klessig, L.L., N.W. Bouwes, and D.A. Yanggen. 1983.  The Lake In Your Community.
    G3216. University of Wisconsin Extension, Madison.
Klessig, L.L, B. Sorge, R. Korth, M. Dresen, and J. Bode. 1994. A Model Lake Plan for a
    Local Community. G3606. University of Wisconsin Extension, Madison.
Leopold, A. 1949. A Sand County Almanac. Oxford University Press, Oxford, U.K.
Roser, N.W. and W.J. Serow. 1984. Introduction to Applied Demographics: Data
    Sources and Estimation Techniques. Sage Univ. Paper 39. Sage Publications,
    Beverly Hills, CA.
Schmuck, R.A. and RJ. Runkel. 1994. The Handbook of Organizational Development
    in School and Colleges. Waveland Press, Prospect Heights, IL.
.
   I he ideal lake manage-
  ment organization has a
  blend of leaders — some
  focused on the task of
  managing the lake and  \
  some focused on the     <
  maintenance of the
  organization.           i
                                                                          65

-------
Managing Lakes and Reservoirs
                         Shifferd, P. and S. Palmer. 1997. Being at the Lake: Problems of Organization in a
                             Vacation Community. Report prepared at Northland College, Ashland, Wl, for
                             the Wisconsin Department of Natural Resources, Madison.
                         Technical Committee of the Water Resource Centers of the Western States. 1974.
                             Water Resource and Planning, Social Goals, and Indicators: Methodological
                             Development and Empirical Test. Utah State University, Logan.
                         U.S. Environmental Protection Agency. 1995. Watershed Protection: A Project Focus.
                             EPA 841 -R-95-003. Off. Wetlands, Oceans, Watersheds, Washington, DC.
                      66

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                               APPENDIX  3-A
                                                           sag, Buzz Soree,.Robert Kortfi, Michael Dresen, Jeff Bode

                                                                                       12 CodPentth'?, Extension.
                                                                     		 	,	  t	  »«»sSffl*as^v'*^«»j«*MB«6«««;ss!
                                                                     '^KB^SfffJem Point'. '.*• College of Natural Resources
                                                                     ^••^'^^^^^^f^^^^^^il^^j:i^gS,y,^,S^tmii^t,^
                                                                          \ Jswrwuef Water Resources.Mgnagejtnent,
                                                                                               Luke
,      ,;>f:^r^
;  • :«f. ,  •/:/---i^w/ ^

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                                                                                Contents
IMGE                 .	             --   .-—

!  ii  Preface                                    —-

?z/V  Lake Hale—A historical preface

\  1  Why we care about the future—our goals for

1  2  Assessing needs and identifymgpwb^ms'^
*        Concerns of district-members.-
i         Public users
i         Public access
•  6
                                          s£3iss,fg£S
         Watershed
         Fish                """"   '  -
        i Wildlife
               : regulations
                        it and natural beauty
                      • options to making decisions
                   )o nothing
         jfSon£2r-^-Dredge channels in Lily Bay
         Option 3—Chemically treat excess plants
         Option 4—Harvest excess plants
         Option ^^-Control >sdien specie's
         Option (^eReduce ^rictd|j.|ral runoff
         Option /ftr^-educe Jo.n^$ction site erosion
                              litary survey
       ^_Opaoa^4-^urch^;ecQlogically and aesthetically sensitive land
         Option?;ilQ^^^BfiyJor stronger enforcement of county zoning laws
       _jOption :Kp^0peraf&=a_water safety patrol
         Optiori'Jifr-—ConoT^ ~"~ •=^-—--	1—-=
                                    ^••:

intensive educational effpkt

-------
Preface
                  This publication was written for people who live
                  on or use lakes, and for community officials
                  involved in lake management. It sets forth a model
                  management plan for the fictitious Lake Hale in
                  Phantom County.

                  The Lake Hale model is designed to help commu-
                  nities care for local lakes in three ways:

                     1. By explaining the types of information
                  needed to make decisions at the local level.
                    2. By offering a format for summarizing infor-
                  mation and debating alternatives.
                    3. By furnishing an  example of community
                  commitment to a lake.

                  In each case,  the model should be modified to fit
                  the characteristics of the individual lake and the
                  expectations of local residents and lake users. Keep
                  in mind that Lake Hale is a fictitious lake with
                  features commonly found in small to moderate-
                  sized kettle lakes. (Large lakes and impoundments
                  have substantially different characteristics.)

                  Some lake  planning efforts have yielded more
                  detailed reports than the example provided here.
                  In fact, formal and technical documents may
                  sometimes be necessary to meet external needs
                  such as the Department of Natural Resources
                  (DNR) Area-wide "Water Quality Management
                  Plans. In those cases, this model might provide a
                  format for  summarizing larger reports to distribute
                  to community residents.
Many Wisconsin communities have received or
are considering applying for a DNR Planning
Grant. The information found in this model
directly pertains to both the loan application
process and the final report required under the
grant.

The lake plan you generate will set the tone for
management efforts on your lake for the next
generation. You should review it every few years to
determine if you are meeting your objectives on
schedule and to re-evaluate your long-term goals.
If you need assistance, call your DNR district
inland lake coordinator or University of
Wisconsin—Extension community resource devel-
opment agent. (Some of these people helped
produce this model by serving as reviewers.) To
share ideas with other lake organizations and
explore common interests, join the Wisconsin
Association of Lakes.
Good luck in this important effort.
                 LowellKlessig, University ofWisconsin—Extension/University of Wisconsin—Stevens Point
                 Buzz Sorge, Wisconsin Department of Natural Resources
                 Robert Korth, University ofWisconsin—Extension/University ofWisconsin—Stevens Point
                 Michael Dresen, University of Wisconsin-Extension/University ofWisconsin—Stevens Point
                 Jeff Bode, Wisconsin Department of Natural Resources

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                                                                                                           Ill
                                                     Lake Hale—a historical preface
The last glacier to visit Wisconsin created Lake
Hale about 10,000 years ago. The glacier left an
assortment of soil, boulders, stones and other
debris as it retreated north. Occasionally, chunks
of ice broke off and were buried in the glacial
remains. When one large chunk melted, Lake
Hale was born.

After several thousand years, small bands of
Chippewa set up a summer camp at the site of the
present day county park. Much later, in the
1870s, die region was extensively logged for pine.
Areas that escaped the subsequent forest fires were
logged again for hemlock and hardwoods. A small
sawmill was built on the lakeshore between Sunset
Point and Hale Creek in the early part of the 20th
century. No efforts were made to protect the lake
from sawdust or from the serious erosion follow-
ing the forest fires.

Agricultural practices brought about additional
sedimentation  and nutrient enrichment of the
lake. Wheat farming dominated in the 1880s,
with a gradual  switch to dairy farming by 1940,
but sandy soils and harsh climate proved inhos-
pitable to farming. Eight Norwegian farmers had
established homesteads around the lake by 1900;
by 1960, only four families remained. These
farms, as well as the resort on Sunset Point, were
subdivided for cottage sites in the 1960s and
1970s. The last and largest farm on the lake was
owned by the Olson family; in 1989, it was devel-
oped as die Northern Heights subdivision.

The first cottages were built on the lake in the
1950s. Many were concentrated right on die lake-
front—where impacts on die lake are most direct.
In the 1970s and 1980s, cottages were converted
to winterized homes.
A lake association was organized in 1963 after a
local resident was killed in a water skiing accident.
The association persuaded the town board to
establish a one-way circular skiing direction and
prohibit water skiing in the north lobe.

Because of increasing concern about excessive
plant growth and the potential negative impact of
backlot development near the lake, a lake district
was established by petition to the town board in
1985- Since its formation, the district has received
three planning grants from the Wisconsin
Department of Natural Resources. The district
contracted for aquatic plant harvesting in 1987
and 1989-91.

Overall, land use in the watershed (die land that
drains toward the lake) has changed dramatically
in die past 130 years. These changes have
damaged die lake. This plan, and recent aquatic
plant harvesting efforts, are designed to help cope
with diose changes and protect the lake from
further degradation.

-------
                                                  Why  we care about the future-
                     our goals for the  Lake  Hale community
Lake Hale and the creatures that live in and
around it form an integral part of our community.
We want the lake to be healthy so we can enjoy its
natural beauty and use it for recreational activities.
But more than that, we feel a sense of steward-
ship—a responsibility to protect and restore the
integrity of the lake's ecosystem.

Our ultimate goal is to perpetuate the wildlife,
natural beauty and recreational activities we enjoy
for future generations of lake users. To meet that
goal, we realize that we must develop a set of
ethics for our interactions with the lake. Unless we
are willing to limit the type and location of shore-
line buildings we construct, the amount of shore-
line we clear, the size of our boats and motors and
the way we use them, the lake will no longer be
the source of the natural beauty and recreational
activities we enjoy today.
Specifically, we have three goals:

1.  To maintain and restore the environmental
   integrity of the lake ecosystem.

2.  To protect aesthetic opportunities for residents
   and visitors by preserving scenic lake views.

3.  To maintain on-the-water recreational
   opportunities by discouraging behavior that
   interferes with the activities of other users.

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Assessing  needs and identifying problems
                 Concerns of lake district members

                 As part of the 1989 annual meeting, Jennifer
                 Bates, our county Extension community resource
                 development agent, conducted a "nominal group
                 process" that rank-ordered the major concerns of
                 lakeshore property owners. The concerns were:

                 1. too much noise from boats and neighbors
                 2. too many aquatic plants
                 3. crowding and lack of boating safety on
                   weekends
                 4. poor fishing
                 5. water quality degradation
                 6. unattractive shoreline structures
                 7. litter on the lake (summer and winter)
                 8. harassment of waterfowl.

                 We included these concerns in a standard ques-
                 tionnaire which was sent to each family owning or
                 renting property within the district. The newslet-
                                             ter carried a reminder to complete the question-
                                             naire, and postcard reminders were sent to each
                                             address. One hundred of the 150 families
                                             responded. The information in figures 1-5 was
                                             obtained from diat survey.

                                             Most members of the lake district are more than
                                             50 years old and are full-time residents (outnum-
                                             bering seasonal residents). Of those still working, a
                                             large percentage commute to the Twin Cities.

                                             It is clear that Lake Male's beauty is what attracts
                                             district members; they enjoy the lake primarily for
                                             its aesthetic value and fishing. But district
                                             members also use the lake for motorized activities
                                             that often conflict with other expressed expecta-
                                             tions. The concerns of district members reflect the
                                             increased use of the lake, as well as concern for
                                             water quality. Loss of natural vegetation on the
                                             shoreline and too much vegetation in the water are
                                             other major concerns.
FIGURE 1. Age of head of
  household.
  | 20-29
  \30-39
  \40-49
   50-59
\60-69
\70-79
 80+
FIGURE 2. Residency and
  employment status.
m  Year-round retired
^  Year-roundcommuter toTwin Cities
U  Works locally year-round
[fl  Seasonal retired
H  Takes seasonal work elsewhere
FIGURE 3. Principal reason for
  purchasing property.

^ Water recreation
^ Investment
!|| Natural beauty/solitude
Bl Place to entertain

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Additional information on the feelings, activities
and characteristics of members of the Lake Hale
District can be found in the report entitled "Lake
Hale District Membership Survey." That report is
available from Paul O'Malley, our secretary, and
at the public library in Phantom City.

Public  users

We hired Horace Billings, a sociologist from
the University of Wisconsin—Superior to help
determine the activities and preferences of
people who use the public boat ramp, the
public beach, the trails, the campground and
the picnic area at the Lake Hale County Park.
The preferences of people who stopped at the
State Highway 762 overlook were also
included in the study.

Billings devised a procedure to sample users at
each public facility on the lake. He modified
the questionnaire we used for our membership
survey and hired college students to interview
                             users on specific weekdays, weekends and
                             holidays.

                             We obtained a full report on each of the types of
                             users, how long they used the lake, and their atti-
                             tudes about their experiences. (The information is
  43%
 FIGURE 4. Primary water
    recreation activities.
                                                          27%
                   FIGURE 5. Most serious problem
                      relating to Lake Hale.
   | Fishing
   I Swimming/
    diving
   I Motorized
    boating
   \ Jet skiing
Water skiing
Canoeing!
rowing
Sailing!
windsurfing
\Noise
| Weeds/algae
| Crowding/
 boating conflicts
iPoor fishing
I Unattractive
 shoreline
 Litter
 Harassment of
 wildlife
 Water level

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                                        A model lake plan for a local community
                available in the "Lake Hale Public User Study.")
                Some summary graphs that combine all public
                users are provided in figures 6-10.

                Lisa Manley volunteered to coordinate the count-
                ing of public users according to a schedule devel-
                oped by Horace Billings. She enlisted the help of
                lifeguards at the county beach, who provided
                park, beach-user, pier fishing and boating counts.
                Unfortunately, the summer of 1992 was very
                cold, which reduced the swimming counts by
                approximately 50% and may have reduced the
                number of other users as well.

                Between 3 to 5 p.m. on an average summer week-
                day, 107 people were at the park (76 of whom
                were using the beach), 9 boats were on the water,
                6 people were fishing from the public pier, and 28
                people stopped at the overlook on Highway 762.
                On the weekend, the numbers jumped to 229
                people in the park with 135 using the beach, 24
                boats on the water, 12 people on the public fish-
                ing pier, and 44 people at the overlook.
                                             Bud Langley conducted monthly fishing counts
                                             on Saturdays from 7 to 9 a.m. Angler numbers
                                             were greatest on Saturday mornings in December
                                             (175), January (118), and May (62).

                                             With the help of some students who did several
                                             all-day counts, Horace calculated the following
                                             annual estimates:
                                             Park users
                                             Motorized boaters
                                             Non-motorized boaters
                                             Overlook users
                                             Anglers—all types
                                                      Total users
                                             19,000*
                                              2,700
                                              1,000
                                              7,000
                                              5.200
                                             34,900
                                             *Beach users accounted for 9,000 of this total.

                                             Public access

                                             The ramp at the County Park has parking spaces
                                             for 17 vehicles and trailers. Under the new policy
                                             for boat access, Lake Hale possesses 387 acres of
                                             open water. (Those parts of Shelter Bay and Lily
                                             Bay with emergent vegetation visible from an
                                                                                       47%
                                             37%
                                                     15%
                                                                               35%
FIGURE 6. Age of group leader.
                    FIGURE 7.  Origin in miles from
                       Lake Hale.
•  10-29
•  20-29
•  30-39
B  40-49
50-59
60-69
70-79
80+
10-49
50-199
200+
FIGURE 8. Reason for visiting
  Lake Hale.

| Water recreation
B Investment
Uf Natural beauty/solitude
III Place to entertain

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                        Assessing needs dr identifying problems
TABLE 1. Population levels and rates of change, 1980-1990.
   Town of Meadowview
   Phantom City
   County of Phantom
                                  Change                Change                Change
                        1970 pop  since 1960   1980 pop  since 1970  1990 pop   since 1980
   •   576    +6%
   I
   I  2817    +2%
   I
    27,002    +4%
aerial photo are not counted.) The Department of
Natural Resources codes indicate that a lake
affords reasonable public boat access if it main-
tains one parking space for each 20 to 30 acres of
open water. The current boating access is more
than adequate under the new code.

Additional public access is provided at the
Highway 762 overlook and at the county park by
the 500-foot beach, 30-unit campground, fishing
pier, picnic area and hiking trails.
                          Population changes
                           Based on population data that Jennifer Bates
                          (UW—Extension) obtained, the farm population
                          of the Town of Meadowview and Phantom
                          County continues to decline. However, the overall
                          population has grown consistently for three
                          decades. As shown in table 1, 1980—90 exhibited
                          the fastest growth. The new freeway to the Twin
                          Cities has increased both residential development
                          and public use of the lake. Both pressures are
                          likely to increase.
   41%
                                              33%
                                                         27%
  FIGURE 9. Primary water
    recreation activities.
    | Fishing
    • Swimming/
    \ diving
    \ Motorized
    boating
    \ Water skiing
                    FIGURE 1O. Most serious
                      problem relating to Lake Hale.
\Jetskiing
I Canoeing/rowing
 windsurfing
\ Noise
 Weeds/algae
| Crowding/
' boating conflicts
I Poor fishing
Unattractive
shoreline
Litter
Harassment of
wildlife
Water level

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6
  What do we know  about the lake? An inventory
                 Water cycle
                 The lake's official size is 413 acres according to
                 the Wisconsin Lakes bulletin. The watershed that
                 drains to Lake Hale is 3,054 acres. Hale Creek
                 drains a large part of the watershed to the north
                 and east of the lake into Lily Bay. Small, intermit-
                 tent streams drain the other areas of the water-
                 shed. Groundwater inflow was measured by
                 Dartmouth Environmental Consultants as part of
                 their water quality study. By putting gauges on
                 the inlet creek and the outflowing river, and
                 adjusting for precipitation and evaporation, they
                 concluded that over 30%  of the water entering
                 the lake comes through the ground via springs.

                 On average, water entering the lake remains
                 about two years before it exits through the
                 Hale River.

                 Most of the north lobe is less than 10 feet deep.
                 The south lobe is much deeper, with only a
                 narrow band of shallow water (littoral zone)
                 along the shore as can be seen on the hydro-
                 graphic map (fig. 11). The maximum depth is 62
                              feet; the average depth is  14 feet.
                                  A summary of Lake Hale's
                                     physical characteristics is
                                          presented in table 2.

                                             Most of the
                                              bottom sedi-
                                                ments in  the
                                                north lobe
                                                are decayed
                                        -• :      plant
                                             remains, or
                                        muck. Muck is also
                                             found in the
                                            center of the
                                                  south lobe
                                                  surrounded
                                                  by sandy
                                                 beaches  and
                                                a few rocky
                                                areas.
TABLE 2. Lake Halle's physical
characteristics.
                    .  . 3054 acres
                     ""."5782" acre-

       undwater    .  ,
          reek   .  .  .   . 35«/o
             et es.it:
             a     *   »   -W_,
                     .  .  .9%
          water  „
        jj'iver  r, . s " .
          ation  .  . ^  . 16%
           f f/ow = 3 cubic ft
                  ^-«^^*
        quality
A summary of our water quality studies and
monitoring is presented in this section.
Additional detail can be found in the consultant's
reports on "Lake Hale Water Quality" and the
DNR reports of Kathie Jansen's volunteer moni-
toring efforts. Understanding Lake Data (G3582),
a more detailed explanation of lake water quality
information, is available at the UW—Extension
office.

DISSOLVED  OXYGEN. When the amount of
oxygen in the water drops below four parts per
million, some fish species are stressed or killed.
Lake Hale has not experienced lake-wide fish
kills. Oxygen levels were measured in 1992 and at
several earlier dates as shown in table 3.

In late winter, oxygen becomes depleted in
Shelter Bay and possibly other parts of the north

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FIGURE 11. Hydrographic map of Lake Hale.
                   Lakeview Bluffs
                               VEGETATION KEY   .          BOTTOM KEY
                                T submergent plants      Mk  muck
                                J.  emergent plants       Sd 'sand
                                   floating plants (lily)     Gr gravel
                                                       tpvr steep bank

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8
                        A model lake plan for a local community
                 TABLE 3. Dissolved oxygen in parts per million (ppm).*
Year

1963

1981

i
1992

















J -fc»-
Date

Jan 4
i
Mar 2

I
Jan 2


Mar 4

1
May 22
li

June 20
N
July 31

^ n
fe
Septl
m F

mglliter
Organization
\
DNR
'
DNR

4 (

i ii
Consultant
i I'


F
Consultant „
I i





*


*( {'

» !

* |
i i 4
^
f '
Self-help monitor
! ,



r
1 f
Self-help monitor
i [ ~ i
• i ili
•BI | ™ | f* ira
M
ingu | fl
m r ifl™
Ill^ll J 1
Self-help monitor

i I*

Self-*
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*


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f MUI* 1

i
ielp monitor
t ra

, i „ ,.,

;. J

Location
i ^, '
Mid south, Kobe
i >• u i « •*-»», mf
Mid south lobe
Shelter Bay
' * „ W ^ S * " s!W
Mid south lobe
* Shelter Bay

Mid south lobe "
' Shelter Bay
- *
Mid south lobe"
Mid south lobe

Mid south lobe
i- • Mid south lobe
Mid south lobe
^nyfy T *Y^ *^ ^
,• Mid^south lobe.
^" w" in *"(?
* Mid south lobe
\ f W^^'t't^t1 3ftS*S J^Hd
* Mid sojithjcfee^^
L"W * IM&MfaM *
Depth

4 ft.

4 ft
4ft.
! ' °$t*"-
4ft.
4 ft.
E
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4ft.

4ft.
40ft.

4ft.
"40 ft.
•& *
4ft.
*s
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r

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40 fte

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DO level

9
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lobe. While oxygen levels are;adequate for our
present fishery, the lack of summertime oxygen in
the hypolimnion (below 25 feet) is a critical indi-
cator that water quality has gradually deterio-
rated. Cisco, a fish that needs cold,
deep water to survive, has not
inhabited Lake Hale since 1970. As
oxygen levels continue to decrease,
phosphorus (an important nutrient
for algae growth) in the sediments
will become available for algae
blooms in fall. When oxygen is
present in the water, phosphorus is
less soluble and remains in the sedi-
ment.

TEMPERATURE. With encouragement
and training from Daryl Roberts
(DNR), our self-help monitoring
volunteer Kathie Jansen has taken
temperature profiles of the lake at
different depths. The numbers in
                                                                 table 4 show that the lake stratified into thermal
                                                                 layers from about the middle of June until
                                                                 October. During that time the water did not mix
                                                                 (turn over).
                                                    TABLE 4. Temperature (in degrees F) profile of Lake Hale
                                                    (south lobe) in 1992.

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                                        An  inventory
As expected, the lake had the same temperature
from top to bottom as it mixed in mid-April
when the ice melted, and again in mid-November
just before the ice developed.

NUTRIENTS. The lake possesses moderate levels of
phosphorus. Dartmouth Environmental
Consultants, under their first contract in 1991,
measured phosphorus levels at turnover and
found 20 micrograms per liter in spring and 28
micrograms per liter in fall. These phosphorus
levels will produce some algae, but are not likely
to yield nuisance blooms of blue-green algae.
However, if summertime oxygen loss in deep
waters becomes more pronounced, the sediments
will release more phosphorus and fall algae
blooms  can be expected to  increase. If phospho-
rus levels increased beyond 30 micrograms per
liter, Lake Hale would experience regular algae
blooms.

Limnologists (scientists who study freshwater life
and phenomena) use a number of indicators to
classify lakes according to their nutrient richness,
or level  of eutrophication. On a trophic status
index, Lake Hale was oligotrophic  (nutrient poor)
in 1850 before lumbering,  farming and home
building occurred around the lake. Now it is
mesotrophic, or generally midway along the range
as shown in table 5. This means that Lake Hale is
              healthy overall, but that phosphorus, which
              entered the lake through soil erosion, has
              burdened the lake with excess nutrients. Further
              nutrient enrichment from the watershed will trig-
              ger a release of phosphorus from the lake bottom
              and the lake will become eutrophic.

              Dartmouth Environmental Consultants measured
              total nitrogen at 250 micrograms per liter. This is
              within the normal range and should not stimulate
              algae growth. However,  nitrogen—from septic
              systems, lawns and agricultural practices in the
              watershed—is very soluble and can fertilize
              rooted aquatic plants, leading to excess vegeta-
              tion. Nitrogen availability might also encourage
              the spread of Eurasian water milfoil, an exotic
              invader.

              TRANSPARENCY.  The Secchi disc measures water
              clarity by gauging the amount of algae in the
              water. Turbidity from soil erosion or a tan color
              from decaying vegetation also affect Secchi disc
              readings. Lake Hale has  a slight tea color from
              natural tannic acids that drain from the wetland
              along Hale Creek. Art Belder, our first self-help
              monitor, took Secchi disc readings for four years.
              After he moved, Kathie Jansen continued the
              effort. The measurements Art and Kathie
              collected show a slight, but inconclusive, reduc-
              tion in transparency (fig. 12).
TABLE 5. Trophic classification of Wisconsin lakes.
        Trophic       Total
          Class    phosphorus
                      (ug/I)
Chlorophyll
Secchi
  Disc
  (ft)
   Oligotrophic
 i Mesotrophic
      Eutrophic
                          FIGURE 12. Annual average
                          transparency.
                                                                     1987 1988 1989 1990 1991 1992

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10
A  model lake plan for a  local community
                 VEGETATION. Excess rooted aquatic vegetation
                 (macrophytes or weeds) currently appears to be a
                 more serious problem than algae. According to
                 the consultant's macrophyte survey, the most
                 dense growth is concentrated In the north lobe.
                 Eurasian water milfoil has become established
                 south of the boat ramp along the east shore of the
                 south lobe and around Sunset Point. Pond weeds
                 are the primary species. Lily pads dominate in
                 Lily Bay.

                 Aquatic plants are measured by harvesting all die
                 plants in a square meter and weighing them after
                 they have been dried. Our consultants found that
                 biomass per square meter (approximately 11
                 square feet) was 250 grams in Lily Bay, 215 grams
                 around Nordieast Island, and 180 grams in die
                 area around Shelter Bay Island, while the average
                 for the south lobe was only 80 grams dry weight
                 (454 grams = 1 pound).

                 Dense growths of coontail occupy several loca-
                 tions in the north lobe. They become a nuisance
                 by early August and hamper fishing. But aggres-
                 sive Eurasian water milfoil is likely to pose the
                 greatest control challenge. Daryl Roberts from
                 the DNR office in Eau Claire will advise us on
                 how to keep milfoil in check as part of an overall
                 aquatic plant management strategy.

                 HARDNESS. Lake Hale is not susceptible to
                 damage from acid rain. The surrounding soils
                 contain enough limestone and dolomite to buffer
                 acidic precipitation. Measurements made by the
                 environmental consultants in 1991 indicate an
                 average hardness of 82 ppm with a dip following
                 spring runoff.

                 SEDIMENTATION. Dartmouth Environmental
                 Consultants took a 5-foot sediment core from the
                 deep hole in the south lobe to determine whether
                 water quality had deteriorated over the last 250
                 years. (The sediment core measures the rate of
                 sedimentation over time.) The sample indicated
                 diat water quality steadily declined from the
                 1870s into the 1940s. During those years, the
                 watershed was logged and then farmed. Water
                 quality has declined at a much more rapid rate
                 since the 1940s because of the watershed's inten-
                 sive agricultural use and real estate development
                 along the shorelands.
                         Watershed

                         The boundary of the watershed is shown in figure
                         13, prepared by Ted Walinski of the County Land
                         Conservation Department. Lake Hale drains
                         about 3,000 acres of land; the watershed to lake
                         area ratio is thus about 7:1. The larger the ratio,
                         the more the watershed will have an impact on
                         the lake through nutrient, pesticide and soil
                         runoff. (Impoundment ratios usually average
                         more than 100:1.) A land use survey was
                         conducted by our original Land Use Committee
                         with advice from Ted, using the protocol
                         provided by Jennifer Bates.

                         Almost half (1,380 acres) of die watershed is used
                         for agriculture, although none of die original
                         shoreline farms still operate. The shoreline areas
                         have been converted to lots. Residential areas,
                         woodlands and wedands each contribute over
                         500 acres to the total land use. The overlook and
                         county park occupy 66 acres; the filling station,
                         restaurant and video store cover 10 acres at the
                         intersection of Highway 762 and the freeway.

                         In their land use report, the committee warned
                         that backlot development was beginning. The
                         report stated that several large areas of the water-
                         shed could potentially be developed with a
                         common access (funnel) to the lake. Large
                         numbers of homeowners without lake frontage
                         would be able to dock boats and  use a single
                         riparian lot for lake access. Land use in 1991 is
                         shown in figure 13 and summarized in table 6.
                          TABLE 6. Land use in the watershed.
                                     f Agricultural   1380 (
                                       '"';:; Forestry    555 (
                           "Commercial/industrial
                           ****'*• •' * - rf^4,s^L^^&i^ikii^Kyi>^~^~-^±~'^'^ vv ... • •'*•
                                  i^;f Institutional ..... """ 66 &%)"'
                                  issp^^f^^ife^
                                     "                '
                                     'conservancy  ' 502 M6%1

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                                      An inventory
11
FIGURE 13. Land use within Lake Male's watershed.
                                                                            Agricultural
                                                                            Wetland/Conservancy
                                                                            Forestry.-
                                                                            House
                                                                            institutional
                                                                            Commercial/Industrial

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12
A  model lake flan for a local community
                  Fish

                  The local DNR fish manager, Betsy Olson, has
                  met with us periodically and presented reports at
                  the annual meeting. Betsy is concerned about
                  excess vegetation which allows panfish to evade
                  predators and overpopulate the lake. Increased
                  fishing pressure on predator fish like bass and
                  northern may also exacerbate the trend toward
                  overpopulation of certain species. She prepared a
                  comprehensive report for us to use in developing
                  this plan.

                  The native fishery for our lake consists of large-
                  mouth bass, northern pike, cisco, black crappie,
                  bluegill, pumpkinseed, perch, white sucker, and
                  an assortment of forage fish (minnows). Walleye,
                  muskie and lake trout were planted at various
                  TABLE 7. Lake Hale fingerling
                  stocking schedule.
                              Walleye   Muskie
18,000
20,OOO
10,000
20,000
20,000
10,OOO
800
600
1,000
80O
500
8OO
                          times. Bluegills and pumpkinseed use Shelter Bay
                          as the primary spawning site, while northerns
                          spawn in the  the shallows and wetlands behind
                          Northeast Island. Muskie spawn later and are
                          effectively preyed upon by the northern fry.
                          Walleye do not reproduce very well because the
                          lake has few rocky areas. Walleye and muskie are
                          planted biennially as shown in table 7. Our
                          Fisheries Committee (Herb Latman, Albert Nice
                          and Bo Hintz) assists the DNR with stocking and
                          shocking activities.

                          Stocking rates for walleye range up to 50 finger-
                          lings per acre. Muskie rates are 1 to 2 fish per
                          acre on an every-other-year basis.

                          The fish census (table 8) taken along the shore-
                          line in 1975, 1983 and 1990 indicated generally
                          healthy numbers and mixes of year classes, but
                          showed reduced panfish size. Betsy Olson noticed
                          that the fish were much denser along the shore-
                          lines where natural vegetation was retained. Few
                          fish were found in front of homes where the
                          owner had "cleaned up" the shoreline.
                                                                   Wildlife
                                                                   Two active eagles' nests are located.in other parts
                                                                   of the town and the occupants regularly visit
                                                                   Lake Hale. Osprey visits are less common. Until
                                                                   I960, the lake supported a family of loons, but
                                                                   these birds now appear only during migration
                                                                   and occasionally during the summer. Lowell
                                                                   North, our local Loon Ranger, participates in the
                  TABLE 8. Fish shocking census.
                      Largemouf h bass   |   38
                                              iiSfeli
                                              16
                                 ii |jiifc«?  JL---  ",rf ••-      ^^^	.- 'IK:,	I!"	"ail:	
                    ;T "Iv'i"	I'lSilllr,!',' .iiu	!', ,N,,'in ^
                    J'Vilil|i.Mii''.	'J'SFi	

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                                        An inventory
                                                           13
regional Loon Watch program of the Sigurd
Olson Environmental Institute at Northland
College in Ashland. He believes that disturbance
from boat traffic is the reason loons no longer
nest on the lake.

Frog numbers seem to be down sharply; acid rain
or another atmospheric pollutant is the suspected
reason. Other amphibians are experiencing
similar downtrends.
Boating regulations
 The Town of Meadowview has prohibited power-
boating at speeds greater than "slow-no-wake" in
Lily Bay and behind both Northeast Island and
Shelter Bay Island. Water skiing is not allowed in
the north lobe and must follow a clockwise direc-
tion in the south lobe. The level of compliance
with the regulations varies. Jennifer Bates helped
the lake district and town prepare an application
for the placement permit and state cost-sharing of
the buoys. Neither the lake district nor the town
has a patrol boat.
Shore development and
natural beauty

Most of us bought property here so we could
enjoy Lake Hale's cool blue beauty. But some of
our activities have tarnished and threaten to
further reduce the area's attractiveness. During its
survey, our Land Use Committee noted areas that
were especially beautiful or ecologically fragile
and thus warranted special protection.

The committee suggested that areas shown in
table 9 and figure  14 be considered for special
protection. It also  noted spots that looked unap-
pealing and needed a face lift. Duane Peters, the
county code (zoning) administrator,  assisted in
these efforts.

The Land Use Committee also wanted to register
the group's concern about practices that large
numbers of residents currently engage in that
diminish the lake's beauty (shown in table 10).
Many of these practices have been prohibited
since 1970 under the Phantom County
Shoreland Zoning Ordinance.

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14
                        A  model  lake plan for a local community
                  TABLE 9. Areas of special beauty or ecological significance.
SUNSET EOINT PARK
                    i
  1  .  '
 IOUTH OF HALE RIVER

      j
     i CREEKMARSH

  aoEWEW BLUFFS
                    SHELTER BAY ISLAND
                                            Distance from water   Acres    Current ownership
                                            Narrow peninsula
                                              i        S  * .

                                            On the shore
Surrounded by water
  |      )   «l     I  '
Surrounded by water
                            1       Common property of people who purchased
                           "" *fif i fyhe old resort parcels                     J

                           40      ^County land-—unmanagedandusedby    "
                                   *"off-road'reci-eation vehicles
                                              1      T                IU  «fS  »«&*
                                            Extends 3 miles upstream    200
                                              «  ,     n             ««, , ,,-ij
                                            Off-shore with single        100
                                            lake-access lot
Areafarmers

Dream Estates—land development company
from St. Paul

Northern tieights Subdivision Assn.
                                                     7
                                              S <• (» _  .
                                                    16     _ yiwVe Knight from Minneapolis
                   TABLE 10. Practices that diminish the beauty of Lake Hale.
                      Practice
                                         Estimated
                                          number
  Constructing buildings closer
  than 75 feet from shore

  Improving nonconforming structures
  Within the 75-foot setback more than 50%

  Placing septic fields closer than 50 feet from
  shore

  Clearing more than 30% of each
  '100ft. (first 35 feet from water)

  Painting buildings bright colors so that they
  'are highly visible from or across the lake
  i,r ' 'iii.ii ,ii "iPiriir1 its:1 "nil ifii.i wiLvuiiiiiitiiPiiiiii'iiriii      4  «    \% 
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                                       An  inventory
                                                                                                      15
FIGURE 14. Sensitive areas in the water and on the land.
                                                   r- .r
                                                                      **
                                                                   '*
                                                                                     Wetlands that- -
                                                                                      filter water
                           Too shallow
                            for boating
                                 '8
                                                                                                              pi
                                                                                 Shallow water, generally less
                                                                                 than 5 feet
                                                                                                             H
                                                                                                             N i
                                                                                                             f-i
      Lakeview Bluffs    wetlands proiSd. " ' £—'   ^- *'
,„.-   scenic backdrop       ing wildlife habi-    ~\5
                        tat and natural
                 £KK   * I * -,     ^8t    Bf i,-^  *
                        scenery
                                                                         Highly erodible land


                                                                         Areas of special natural beauty * |

                                                                         Navigation buoys-slow no wake


                                                                   4Mr   Bluegill spawning


                                                                            Northern spawning
                                                                      Hale River

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16
From  considering options  to making decisions
                 The following options were developed by Jerry
                 Van Syke of Environmental Consultants after a
                 series of meetings with the board, Jennifer Bates
                 (UW-Extension), Daryl Roberts (DNR inland
                 lake coordinator), Duane Peters (county code
                 administrator) and Ted Walinski (County Land
                 Conservation Department). The Board of
                 Commissioners presented their recommendations
                 to the Lake Hale District at a special meeting on
                 April 3, 1993. The Lake Hale Plan consists of
                 the options adopted at that meeting.
                 OPHCOSUL
                 Do nothing.
                 This alternative does not require spending money
                 and, in the short run, allows us to continue to
                 enjoy the lake rather than worry about the future.
                 Few people voiced this opinion, and the option
                 was not seriously debated.
                 OPTION!:
                 Dredge  channels in  Lily Bay.
                 Dredging channels would remove about 20,000
                 cubic yards of material at a cost of $4 to $10 per
                 yard. While fishery habitat and boat access would
                 be improved, the project could damage the native
                 plant community if it was not carefully designed.
                 A disposal area and permits would be required.
                 Vote to adopt: 33 yes,  106 no.
                 OPTIONS
                 Chemically treat excess plants.
                 With a permit from the Department of Natural
                 Resources (Aquatic Plant Management), the
                 district could hire a certified applicator and treat
                 areas within 150 feet of shore. Application cost
                 would be about $225/acre per summer.
                 Vote to adopt: 47yes, 91 no.
 OPTION 4
Harvest excess plants.

The excess vegetation in the north lobe could be
harvested by a contractor who would charge $100
an hour, or we could purchase equipment and do
the work ourselves. The Wisconsin Waterways
Commission shares half the cost of equipment
purchases. The estimated price of a 5-foot
harvester plus conveying equipment  is about
$40,000. The cost of cutting 100 acres between
June 20 and August 20 will run to about $10,000
per season. This option requires a feasibility
analysis.

A vegetation management strategy has been
prepared with assistance from Daryl  Roberts of
the DNR. The vegetation management strategy
does not include herbicides. It focuses on physical
methods to remove plant material and on better
protection for native plant communities. It has a
lower potential for controversy and divisiveness.

The Vegetation Management Map is shown in
figure 15. A full statement of goals, objectives and
implementation procedures is available from the
board. The strategy includes cutting  lanes for
anglers and predator fish, cutting access across the
north lobe twice a year, and cutting the shoreline
vegetation along homeowners' property and the
county park once a year.

After considering this option, the group decided
to amend it to provide for three years of contract
harvesting. It was then left to the 1995 annual
meeting to decide whether to purchase a
harvester, continue contracting, or revise the
strategy for controlling excessive vegetation.
Vote to adopt: 98 yes, 39 no.

Implementation
    • The Vegetation Management Committee,
     chaired by Sam Horsemann, will solicit a
     weed harvesting contractor based on the
     budget provided by the annual meeting. As

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                                                                                                           17
     part of a feasibility analysis, the committee
     will visit at least three communities that
     operate their own equipment and then
     make a recommendation to the annual
     meeting about purchasing equipment for
     Lake Hale. They will also provide informa-
     tion on the likelihood of the district receiv-
     ing cost-sharing funds from the Wisconsin
     Waterways Commission.

FIGURE 15.  Vegetation management  map.
• About 50-100 acres, primarily in the north
  lobe, will be cut one to three times each
  summer. The newsletter will provide free
  advertising for anyone offering or desiring
  shoreline clean-up services of individual lots
  (good employment opportunity for teens).

• The 1995 annual meeting will decide
  whether to purchase equipment.
                                                       /_ Northern spawning
                                                                              Fishing lanes to
                                                                              be cut in June,
                                                                              July, and August
                                                                              Area to be cut in
                                                                              June and August

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18
A  model lake flan for a local community
                  OPTIONS
                 Control alien species.

                 Eurasian water milfoil and purple loosestrife
                 have invaded the lake and surrounding
                 wetlands. Rusty crayfish and zebra mussels
                 may also damage the aquatic ecosystem.
                 The district could systematically monitor
                 these invasions and develop prevention
                 and control strategies as appropriate.
                 Vote to adopt: 139 yes, 0 no.
                                               B0JSSI
                                              H4RBGR
                                             EXOTICS I
                                            CLEAN YOUR BOAT
                                             AND  TRAILER
                 Implementation
                    • Carol Hern, who manages the county park,
                      has agreed to erect a sign at the public
                      access by July 1, 1993 warning boaters
                      about the dangers of spreading exotic
                      species.

                    • By December 31, 1993, the Exotics
                      Committee will collect a library of materials
                      on exotic species infesting lakes, subscribe
                      to publications on the topic, and interview
                      state and local officials about die situation
                      in Minnesota.

                    • Starting in 1995, the committee will submit
                      an article on exotic species for each issue of
                      die newsletter.

                    • The Exotics Committee, under the leader-
                      ship of Dr. Selma Kirkson, will develop a
                      strategy for controlling alien species by
                      1996.

                    • The committee will also prepare an annual
                      report to the board.

                    • The self-help monitor may be trained to
                      systematically look for problem species.
                         OPTIONS
                         Reduce agricultural runoff.

                         The Wisconsin Nonpoint Source Pollution
                         Abatement Program is a statewide effort to
                         protect lakes and streams from pollution not
                         directly associated with industries or sewage treat-
                         ment plants (point sources). With help from Ted
                         Walinski (County Land Conservation
                         Department) and Daryl Roberts (DNR), Lake
                         Hale might be designated a Priority Lake when
                         the St. Croix River Basin Area-wide Water
                         Quality Plan is updated. Funds from the program
                         could be used to reduce runoff from farms in the
                         watershed.
                         Vote to adopt: 110 yes, 21 no.

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                     From considering options  to  making decisions
                                                          19
Implementation
   • Commissioner Elder Tobatz has volunteered
     to provide leadership for this effort; as a
     county board member, he sits on the Land
     Conservation Committee. Ted Walinski
     will provide staff assistance.

   • The district will apply for Lake Male's desig-
     nation as a Priority Lake during 1994.

   • Priority Lake designation will be obtained
     and contracts signed by July 1, 1995.

   • University of Wisconsin—Extension will
     provide educational support on best
     management practices for landowners with
     property in the watershed.

   • Cost-sharing agricultural practices will begin
     by April 1, 1996.
OPTION 7
Reduce construction site erosion.

The lake district does not have the authority to
regulate land use or construction practices.
However, it can apply for a lake planning grant to
hire legal experts to develop ordinances regulating
construction site erosion control and stormwater
management. The draft ordinances would then
be considered by the Town of Meadowview Board
and the Phantom County Board.
Vote to adopt: 126yes, 10 no.

Implementation
    * Jennifer Bates (UW—Extension) and Daryl
     Roberts (DNR) will help the district
     develop the planning grant application by
     August 1, 1994.

    • A private  attorney will be hired to draft the
     ordinances. Jennifer and Daryl will provide
     examples from other communities.
     Ordinances will be drafted by May 1, 1996.

    • Jennifer and Duane Peters (code administra-
     tor) will hold educational sessions for local
     officials and interested builders and citizens.
    1 Duane Peters will be asked to advise the
     commission on the best strategy to get ordi-
     nances adopted. The ordinances will be
     adopted by September 30, 1996.
OPTION: $
Conduct a sanitary survey.

The Lake Hale District can request sanitary
powers from the Town of Meadowview. Such
powers allow the district to physically inspect
septic systems, bore in drainfields, or use
"snooper" equipment in the water in front of
homes. Since correction orders would be issued
through the Environmental Health Department,
the county sanitarian would be involved; she
might potentially involve the private sewage
consultant from the Wisconsin Department of
Industry, Labor, and Human Relations. A DNR
lake planning grant could fund 75% of the effort.
Vote to adopt: 62 yes,  74 no.
OPTION 9
Purchase ecologically and
aesthetically sensitive land.

Five parcels of land need protection.

    1) The Sunset Point Park Association is
     largely defunct and the property owners are
     looking for a stronger organization to
     manage their private park.

    2) Undeveloped shoreland between Sunset
     Point and Hale Creek and the wetlands
     immediately behind the shore berm are
     valuable fish and wildlife areas. Currently,
     two private owners hold these lands.

    3) Alice Knight is willing to consider donat-
     ing Shelter  Bay Island to a responsible orga-
     nization under a deed restriction that
     prevents the erection of any buildings on
     the island.

    4) The Northern Heights Subdivision
     Association owns Northeast Island;
     covenants prevent any human activity on
     the island.

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20
A  model lake plan for a local community
                    5) Lakeview Bluffs development, proposed for
                      the southwest corner of the lake, would
                      provide 185 homesites with a clubhouse
                      and marina on the waterfront. The owners
                      of these lots would overburden the lake and
                      the construction would destroy an impor-
                      tant vista.

                 Lake protection grants, available through the
                 DNR Lake Management Program, could pay up
                 to 50% of the appraised value of such properties.
                 Vote to adopt: 115 yes, 19 no.

                 Implementation
                    • Elicia Horace, a Minneapolis attorney who
                      knows Alice Knight, has volunteered to
                      negotiate the donation of Shelter Bay Island
                      to the district and expects to complete the
                      transfer to lake district ownership by
                      January 30, 1996.

                    • Bob Lark, a long-time resident of Sunset
                      Point, will work with Elicia to obtain a
                      consensus among the old Sunset Point
                      Homeowners Association members to
                      transfer the park to district ownership and
                      management by July 1, 1997.

                    • Bob and Elicia will also pursue purchase or
                      easements on the low land between Sunset
                      Point and Hale Creek. They will also seek
                      state lake protection grant funds for this
                      purpose, which has a projected completion
                      date of July 1, 1998.

                    • The Land Use Committee is so concerned
                      about the potential development of backlots
                      on Lakeview Bluff that it wants to continue
                      fund-raising to purchase the property. A
                      state grant and foundation support will be
                      pursued, and the Nature Conservancy
                      contacted. The committee hopes to
                      complete the purchase by January 1,  1999,
                      and pay off any mortgage by January 1,
                      2009. If possible, an option-to-purchase
                      agreement will be negotiated immediately.
                          OPTION 10
                         Lobby for stronger enforcement of
                         county zoning laws.

                         This option proposes that the Land Use
                         Committee meet regularly with Duane Peters of
                         the County Planning and Zoning Department to
                         report illegal construction around the lake and
                         share other concerns. Committee members could
                         testify when variances are requested from the
                         County Board of Adjustment or when rezoning
                         cases go before the County Zoning Committee.
                         For example, Dream Estates may attempt to have
                         the Bluffs in Section 15 rezoned from a forestry
                         to a residential area. Attempts may also be made
                         to convert some farmland zoned Al for
                         "Exclusive Agriculture" to "Residential."

                         The Lake Hale District might join with other
                         county lake organizations to follow up on
                         stronger shoreland ordinances and more aggres-
                         sive enforcement by the zoning office and the
                         district attorney. Periodically, a formal zoning
                         audit could be conducted with the assistance of
                         the DNR. The Wisconsin Association of Lakes
                         could advocate for stronger state legislation.
                         Vote to adopt: 112 yes, 25 no.

                         Implementation
                            • If the district is unable to prevent rezoning
                              or to purchase the Lakeview Bluff property
                              owned by Dream Estates, the Land Use
                              Committee will carefully monitor the
                              development process and perhaps negotiate
                              a development layout less damaging to the
                              natural beauty of the bluffs and shoreline
                              below. The committee will advocate that an
                              independent lake capacity study be
                              commissioned by the county and paid for
                              by the developer.

                            • The Land Use Committee will serve as a
                              Shoreland Watch and be expanded to seven
                              members. The committee will regularly
                              inform Duane Peters, the county code
                              administrator, of building or remodeling
                              that may not conform to shoreland zoning
                              or other regulations. The committee will
                              meet with Duane at least twice a year.

-------
                     From  considering options to making decisions
                                                          21
    1 Elder Tobatz, our county supervisor, is being
      encouraged to ask for a seat on the County
      Planning and Zoning Committee.

    ' The Land Use Committee will attempt to
      get one of its members appointed to the
      next vacancy on the County Board of
      Adjustment. At least one member of the
      committee will attend all County Planning
      and Zoning meetings and Board of
      Adjustment meetings.

    ' A zoning audit will be completed by
      December  31, 1995 and again by
      December  31, 2005. The county district
      attorney will prosecute at least one shore-
      land zoning violation each year. All wet
      boathouses will be removed from the lake
      by 2020.
OPTION 11
 Operate a water safety patrol.
 State funds are available to share die cost of oper-
 ating a water safety patrol. If the Town of
 Meadowview delegated its authority to the Lake
 Hale District, the district could adopt its own
ordinances and operate the patrol. A trained law
enforcement officer, a patrol boat, and a citation
system would be needed. The lake could be zoned
for different uses as shown on the proposed lake
use map (fig. 16). Some of diese regulations
already exist through die Town of Meadowview,
but lack enforcement. Jennifer Bates (UW-
Extension) could help the community arrive at a
consensus. The ordinances would be reviewed by
the DNR boating safety specialist.

Members amended diis option to direct the
commissioners to study the seriousness of lake use
conflicts and report their findings and recom-
mendations at the 1996 annual meeting.
Vote to adopt: 89 yes, 41 no.

Implementation
   * A new Recreational Use Committee will be
     established to monitor the conflicts
     between lake users—both on the water and
     between water and shoreland users. The
     committee will provide complaint forms,
     summarize die results, add its own observa-
     tions, and make recommendations to the
     board and the annual meeting. The district
     may recommend changes in the operations

-------
22
   A  model lake plan for  a local community
                      of the county park and in patrolling by the
                      DNR warden, or the county sheriff's
                      deputies. Subject to approval at the annual
                      meeting, the committee may seek authority
                      from the Town of Meadowview to adopt a
                      more detailed lake use ordinance.

                    1 Complaint forms to register conflicts
                      between lake users will be available at the
                      county park bulletin board (1995) and in
                                the lake district newsletter (1994-95). The
                                forms will be tabulated to document user
                                conflict and indicate trends for discussion
                                by the 1996 annual meeting.

                               1 Residents are also being encouraged to
                                videotape boating violations for review by
                                the committee and the DNR conservation
                                warden.
   FIGURE 16. Lake use map.
                    ;,;„*,, ..it =,,,i,ji	:	;:,	,i.,i	i,
                    •4	i-: if ,&,;'•:	i.
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                   ^S-'Ti	•'•K-pV' \
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-------
                     From,  considering options to making decisions
                                                       23
OPTION 12
Conduct an intensive
educational effort.

Shoreland property owners and public users often
unwittingly damage the lake ecosystem, making
the recreational experiences of others less enjoy-
able. Many people would probably change their
behavior if diey realized they were harming the
lake or other people. While such education does
not cost very much in terms of dollars, it requires
a long-term commitment and a lot of persistence.
To educate our members, we could publish a
newsletter, continue our monitoring efforts,
include an educational element in each annual
meeting agenda, and circulate videos on lake-
related issues. To educate our leaders, we could
require that they attend the Wisconsin Lakes
Convention. To educate the general public, we
could maintain an informational bulletin board
and stock brochures at the county park and the
Lake Hale overlook.
Vote to adopt: 136yes, 3 no.

Implementation
   ' Susan Bukoltz has volunteered to edit the
      newsletter. She will be assisted by Harry
      Holtz, publisher  of the Phantom County
      Reporter. Newsletters will be sent to all
      district property  owners and residents,
      the town board, Elder Tobatz (County
      Board Supervisor), Ted Walinski
      (County Land Conservation
      Department), Duane Peters (County
      Planning and Zoning), Jennifer Bates
      (UW-Extension), Chris Harms (DNR
      Conservation Warden), Daryl Roberts
      (DNR Inland Lake Coordinator),
      and staff of the Extension Lake
      Management Program, UW-
      Stevens Point, in May,
      August and January.
      The problems
      identified in the
      1989 nominal group process and
      the surveys that followed will
  receive special attention. The newsletter will
  direct readers to further sources of informa-
  tion such as the BBS-Lakes electronic
  bulletin board available at 800/562-5552.

• Kathie Jansen will continue as the self-help
  volunteer. She and Art Belder have taken
  more than 85 readings in the past six years.
  Hank Arnold has agreed to assist with the
  expanded program of water chemistry analy-
  sis. The DNR will continue to store the
  information and provide an annual report.

' The secretary will be responsible for arrang-
  ing a 20- to 40-minute educational program
  at each annual meeting with Jennifer's assis-
  tance.

' Tiny Starr will contact public agencies and
  conservation groups to obtain a video
  library. "All Night Video" at the intersection
  of the freeway and Highway 762 has agreed
  to house and distribute the educational
  videos free of charge, beginning in August
  1994.

-------
24
A model lake flan for a local community
                       1 At its fall meeting, the board will provide
                        funding for four district representatives to
                        attend the annual spring meeting of the
                        Wisconsin Association of Lakes held in
                        conjunction with the Wisconsin Lake
                        Convention. Other interested citizens will
                        also be encouraged to attend.

                       ' Joyce Sears and Elder Tobatz will contact
                        the county about establishing a bulletin
                        board at the county park. Permission to
                        build the board will be obtained by
                        March, 1995, and construction
                        completed May 15, 1996. Harold Route,
                        who just retired as district engineer with
                        the Wisconsin Department of
                        Transportation, will contact the depart-
                        ment about erecting a display at the
                        Highway 762 overlook.  Permission to
                        build a display at the overlook will be
                        obtained by December 31, 1994, and the
                        display will be built by July 1, 1995.
                        Hilary Opitz has agreed to provide the
                        commission with a draft design for the
                        display. Wes Dirkson will draft a brochure
                        which will be available by May 1, 1995.

                       ' By January 1 of each year, four commu-
                        nity leaders will have agreed to attend the
                        Wisconsin Lake Convention.

-------
               25
Timelines summary
i Activity

/. District leaders attend Wisconsin
Lakes Convention
2. Three issues of newsletter
published per year
3. Public access sign on exotic
species erected
4. Apply for planning grant or
construction site erosion and
stormwater management ordinance
5- Contract harvesting
6. Land Use Committee meets
semi-annually with County Code
administrator
7- Land Use Committee member
attends county zoning meetings
8. Collect materials on exotic species
9. Self-help monitoring
1 0. Educational program at
annual meeting
11. Vegetation Management Committee
visits other communities
12. County district attorney prosecutes
one shoreland violation
13. Complaint forms available to
document conflicts between lake users
14. Permission to erect bulletin board in

15. Article on exotics in each newsletter
16. Video library of lake materials
available
17. Apply for Priority Lake status
18. Permission to build display at
overlook
19. Display at overlook built
20. Bulletin board erected in county park

1993
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1999






















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2000






















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2005























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-------
26
A model lake flan for a local community
             Timelines summary (continued)
' - ' :!• M - ') i !
Activity Year completed or continuing , I j

21. Construction site erosion and
stonnwater management ordinances
drafted
22. Sign contracts for Priority
Lake work
23. Decision on purchasing harvester
24. Zoning audit conducted
25. Transfer Shelter Bay Island to
lake district
26. Cost share ag practices under
Priority Lake grant
27. Recreational Use Committee
recommendations on conflict
management
28. Present strategy to control
exotic species
29. Construction site erosion and
stonnwater management
ordinances adopted
30. Transfer Sunset Point Park to
lake district
31. Purchase lands or easements
between Sunset Point and
Hale Creek
32. Purchase Lakeview Bluff
33. Pay off mortgage for
Lakeview Bluff
34. All wet boathouses will be
removed
1993














1994
1995
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2010












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-------
                                                                                                 27
                   Have  we been successful? Evaluating our efforts
We have put forward an ambitious effort to
protect Lake Hale. Our success will depend on the
volunteer efforts of many people, and each of us
will have a highly personalized perception of our
success.

A more objective evaluation of our efforts can be
made by checking the implementation boxes in
the timelines summary. It will be fairly easy to
determine if we have achieved these objectives. Of
course, we will not meet all of them according to
our timelines. We may not meet some of them at
all. But such an evaluation will help us understand
how well we have done. More importantly, it will
help the next generation, entrusted with the stew-
ardship of this lake, to plan for the care of Lake
Hale—as we are doing on our watch.

-------
28
Mini-directo ry
                  OUR COMMISSIONERS

                 Joyce Sears, Chair
                  OFFICE PHONE: 612-414-2220
                  LAKE ADDRESS: 2502 County G
                               Phone: 888-2627
                  HOME ADDRESS: Same
                                Phone: SAME

                  Paul O'Malley, Sec.
                  LAKE ADDRESS: 4271 W. Lakeshore (Lake Hale resident)
                              Phone:  888-1841
                  HOME ADDRESS: Same
                                Phone: SAME

                  Peter Synch, Treas.
                  OFFICE PHONE: 612-748-1111
                  LAKE ADDRESS: 18 Northern Hgts
                               Phone: 888-1401
                  HOME ADDRESS: 2711  Little John, Bloomington, MN
                               Phone: 612/776-4748

                  Sarah Robertson, Town ofMeadowview
                  OFFICE PHONE: 721-2018
                  HOME ADDRESS: 1801  Halverson Rd.
                               Phone: 888-4678

                  Elder Tobatz, Phantom County
                  OFFICE PHONE: 721-2018
                  HOME ADDRESS: 1879  Halverson Rd.
                                Phone: 888-7172

                  OUR TOWN BOARD MEMBERS

                  Sarah Robertson, Chair
                  OFFICE PHONE: 721-2018
                  HOME ADDRESS: 1801  Halverson Rd.
                               Phone: 888-4678

                  Dave Tobatz
                  OFFICE PHONE: 888-1061
                  HOME ADDRESS: 2602  Halverson Rd.
                               Phone: 888-4678

                  Adolph (Tiny) Tonnes
                  HOME ADDRESS: 1890  Tbwnline Rd.
                               Phone: 888-2686
OUR COUNTY BOARD REPRESENTATIVE

Elder Tobatz
HOME ADDRESS: 1879 Halverson Rd.
              Phone:  888-7172
COUNTY OFFICES
Land Conservation, Ted Walinski
Rm 14 Courthouse, Phantom City
Phone: 721-1818

Planning & Zoning, Duane Peters
Rm. 180 Courthouse, Phantom City
Phone: 721-4601

Environmental Health, Tasha Holman
Rm 184 Courthouse, Phantom City
Phone: 721-4445

University of Wisconsin-Extension, Jennifer Bates
Rm 101 Courthouse, Phantom City
Phone: 721-4422

WISCONSIN DEPARTMENT OF NATURAL
RESOURCES

Conservation Warden, Chris Harms
1801 Oak St., Phantom City
Phone: 721-4701

DNR Inland Lakes Coordinator, Daryl Roberts
DNR District Office, Eau Claire WI
Phone: 467-1531
                 Editor's note: For the actual names, addresses and telephone numbers of community leaders and agency resource people in your
                 locality, request a. copy of the Lake List from your county Extension office.

-------
     xttliors: Lowell fiessie is a professor of hitraaiildimeiisions of natural resource management at the College of Natural
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                       CHAPTER   4
         Problem   Identification
A       lake problem is something that prevents you from using the lake the way
      you want to (Chapter I defines this as a "limitation"). You can usually iden-
      tify lake problems by simply listening to lake users' complaints. When boat
owners find they can't use the lake because it's choked with weeds, for example,
they have clearly identified a problem.
    This chapter will help you (see Table 4-1) — and all lake users, managers, and
associations:
      • Identify problems.

      • Put problems in perspective for a specific lake.

      • Understand how to diagnose the causes, not the symptoms, of
        problems.

      • Define the causes of the lake's problems.
Common Lake Problems
A number of lakes within a region may suffer similar problems; rarely is a problem
unique to a particular lake. The next few pages address the most widely occurring
lake problems, ranging from algae to user conflicts.
    Identifying the problem is but the first action in the process of reaching a so-
lution; you will take a number of other steps before you learn enough to prepare
a plan. This chapter also directs you to appropriate parts of this manual that will
help you evaluate alternatives for solving these problems.

Algae

A source of food  and energy for fish and other lake organisms, algae are a vital
part of a lake ecosystem. Elevated nutrient levels can produce too  many algae, re-
sulting in noxious  blooms in the water column or on the nearshore lake bottom
and on rocks or aquatic plants. Large algal growths reduce water clarity and in-
hibit the growth of other plants; they can also deplete oxygen and cause fishkills,
as well as taste and odor problems in water and fish.
    But most of all, excessive algae are ugly; their blooms and tangled, filamen-
tous masses certainly destroy the aesthetic pleasure of viewing the lake. Colonial
and filamentous blue-green algae usually cause these unsightly scums, although
other algae can also form blooms and mats.
Filamentous: long, thin
cylindrical cells attached one
to another.
                                                                   101

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Managing Lakes and Reservoirs
Table 4- 1 . — Summary of Chapter 4.
Common Lake Problems ..,,'.. 	 :•...';. 	
Excess algae
Excess attached plants
Exotic species
Shallow water depth
Turbid water
Toxins
Acidity
Salinity
Swimmer's itch
Leeches
Fecal coliforms, pathogenic
bacteria, and enteric viruses
Undesirable fishery
User conflicts
Taste and odor
; Problem Identification
, Obtaining Professional
Advice .
Information Sources
Produce unsightly algal blooms
Restrict lake use
Reduce native species and use of lake or reservoir
Restricts boating and swimming
Reduces aesthetic values
Restrict fish consumption
Low pH causes reduction in biological community
High salt levels restrict the biological community
Restrict swimming
Restrict swimming
Cause illness, infections, rashes
Increases turbidity and nutrients
Reduce boating and swimming
Affect aesthetics and drinking water
How the water quality of a lake or reservoir compares with
other water bodies in the region
Selection of competent advice
Gather background information about your lake or reservoir
Data Collection and Analysis
Sediment cores
Water and nutrient budgets
Monitoring water qualify
Determine water quality history
Determine contribution of precipitation, surface water, and
ground water to lake or reservoir
Where and when to sample a lake or reservoir
Physical Variables
Sedimentation rate
Temperature
Transparency
Estimate rate water body is filling with sediment
Amount of stratification
Water clarity
Chemical Variables
Dissolved oxygen
Nutrients
Metals and organics
Acidification
Important for fish and nutrient recycling
Elevated amounts cause algal and plant problems
Important for fish consumption advisories
Lowers pH; reduces fish production
• Biological Variables
Bacteria and pathogens
Algae
Macrophytes
Zoopiankton
Animal nuisances
Fish
Trophic State Indices
Important for safe swimming
Measure size and frequency of algal blooms
Measure density and distribution of attached plants
Important as fish food and controlling algal levels
Exotics that cause lake problems
Determine composition of fish community
Compilation of measured parameters to assess water quality
Examples of Using Data to Manage Your Lake
Cedar Lake
Mirror Lake
Example of a shallow lake
Example of a deep lake
                      102

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                                                                  CHAPTER 4: Problem Identification
Aquatic Plants  (Weeds)
Aquatic plants are very beneficial to lakes: fish and macroinvertebrates live among
them; zooplankton find refuge there from predatory fish; and aquatic plants stabi-
lize sediment.
     But, in excess, aquatic plants are indeed a nuisance. Too many plants limit
swimming, fishing, skiing, boating, and aesthetic appreciation. An all too common
problem in many lakes, excess plants are usually caused by high nutrient levels, in-
vasions of exotic species, and a low water level.

Exotic Plants and Animals

Exotic — or non-native — species have become more  of a problem in the last
few decades. Most of these exotics are inadvertently brought to North America
from Europe and sometimes Asia.

       •  One of the most dramatic historical examples was the invasive sea
         lamprey (Petromyzon marinu) in the Great Lakes system. This animal
         nearly depleted the lake trout and other salmonid fishery.

       •  Lakes have also suffered from exotic plants, such as Eurasian water
         milfoil (Myriophyllum spicatum) and Hydrilla (Hydrilla vertidllata),
         which  can limit the diversity of the lake's plant  community. These
         plants  frequently are a problem because they grow close to the lake
         surface. Because these plants can grow in great densities, they can
         obstruct boating and swimming and reduce aesthetic enjoyment. These
         high densities  often change the fish community as  well, favoring growth
         of panfish, such as bluegills, over larger gamefish.

       •  The common carp (Cyprinus carpio), introduced into North America
         in the  1800s, also can have detrimental effects on the lake's ecosystem.
         These fish are bottom feeders so they may uproot aquatic plants and
         stir up sediments, thereby reducing water clarity and contributing
         nutrients to the  water-sediment interface. This is especially a problem
         in shallow lakes.  Often these fish must be drastically reduced to
         improve water quality (Meijer et al. 1990).

       •  A more recently introduced exotic, the zebra mussel (Dreissena
         spp.), can have dramatic effects on lake food webs. While zebra
         mussels make the water much clearer, they produce far less energy for
         use by the higher trophic levels such as zooplankton,
         macroinvertebrates, and fish. The Asiatic clam (Corbicula manillensis)
         has a similar impact on the lake and reservoir ecosystem.

       •  Another invader that can have dramatic effects upon a lake is purple
         loosestrife (Lythrum salicaria). Although this ornamental  plant blooms
         with pretty purple flowers, its invasive nature often excludes most
         other native plants that also like the water's edge. Loosestrife is also
         much less useful  to wildlife than native species.
                                                                       103

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    Managing Lakes and Reservoirs
                            Shallow Water Depth
Turbidity: clouded water,
usually because it has been
stirred up or has excessive
algae.
Many lakes and reservoirs lose volume — and thus, depth — as sediment fills in
the lake, either by eroding from the watershed or originating from decaying algae
and weeds in the lake itself. Increased  sediment  generally leads to turbid or
murky water, and reduction in depth usually disrupts swimming, boating, and sail-
ing and encourages extensive weed growth.
    Dredging is one of the major lake restoration approaches used to restore
depth, but it doesn't stop soil erosion in  the watershed, which  is the main cause
of lake infilling.


Turbid Water

Turbid water can result from excessive algae and/or sediment. Sediment usu-
ally increases as a result of soil erosion in the watershed following storms; high
levels of sediment are found more frequently in reservoirs and lakes with major
inflowing streams. In western North America wind-blown soil  can increase tur-
bidity.
    Fish can also cause turbid water, especially in shallow lakes. Benthivorous
(bottom-feeding) fish  such as carp and  bullheads  frequently stir up the water
when they feed and mate. A study in the Netherlands (Meijer et  al. 1990) found
that reducing the carp population decreased nonalgal turbidity.


Toxins

Toxic compounds, such as pesticides or heavy metals, sometimes create problems
in  lakes. Toxic compounds can come from discrete sources like wastewater or in-
dustrial discharges, but can also be carried by nonpoint source runoff — and atmo-
spheric deposition. Their principal effect is to restrict human consumption of fish.
    Mercury is an example of a toxin that usually does not enter lakes from the
immediate watershed, but from the atmosphere. While mercury levels in the wa-
ter itself are usually not a problem, methyl mercury, an organic compound formed
from mercury, can bioaccumulate in the food chain. As a result, top level preda-
tors such as gamefish can  have elevated mercury  levels. In nearly all cases, the
mercury has been deposited from the atmosphere; thus, the sources can be far
upwind. Many other toxic compounds, such as PCBs, can enter lakes through at-
mospheric deposition.
                            Acidity
                            Increases in lake acidity can radically change the community offish and plant species
                            in lakes and can also make toxic substances more soluble and magnify their adverse
                            effects. Like some other toxins, the source of acidity usually is atmospheric. Acid
                            precipitation can be derived from sulfur dioxide emitted from industrial sources or
                            from nitrogen oxides in vehicle exhaust upwind from the lake. For lakes to be sensi-
                            tive to acidification, they must be poorly buffered. This means the water contains
                            low amounts of chemicals that neutralize acidity. Not all regions of North America
                            are susceptible to acidification but there are sensitive lakes in the north central and
                            northeastern  United States, New Jersey, Florida, high elevation lakes in the west-
                            ern U.S. and Canada, and parts of eastern Canada.
                         104

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                                                                CHAPTER 4: Problem Identification
Salinity
High salt concentrations are usually a problem in the low rainfall climates of west-
ern North America. Irrigation water used to grow crops results in leaching of
high salinity groundwater into downstream water bodies. Irrigation return water
also is high in salts because evaporation concentrates them. High levels of salinity
can harm the aquatic ecosystem, sometimes  drastically altering fish and plant
communities.

Swimmer's Itch

Swimmer's itch  is caused  by the trematode  Schistosome  dermatitis, a parasitic
flatworm that lives  in birds.  Snails  act as intermediate hosts of the trematode
(also known as a fluke), which can cause itching when it penetrates human skin.
Swimmer's itch can be a problem in lakes populated by snails and waterfowl. Since
normally the trematode doesn't live in humans, these organisms die in the skin
and produce severe itching, but do not cause long-term effects.

Leeches
Leeches commonly live in lakes and can become a nuisance on swimming beaches
because they attach to humans. They don't cause physical  problems — just an-
noyance!

Fecal  Coliforms,  Pathogenic Bacteria, and
Enteric Viruses
In recreational waters swimmers may contract gastrointestinal  illness, skin  rashes,
and ear and  eye infections from  contact  with water contaminated by fecal
coliforms, e.g., Escherichia coli. Pathogenic bacteria, e.g., Salmonella, and enteric vi-
ruses may also be present. These  organisms  come from livestock and wildlife ex-
crement, failed on-site wastewater disposal systems, and urban runoff (especially in
areas with combined sewer overflows, i.e., communities that allow stormwater sys-
tems to accept sewage during periods of high  rainfall). See American Water Works
Ass. (1990) for detailed information about these organisms.
Undesirable Fishery
Three major factors can upset the balance between panfish and gamefish; these
include too many nutrients, too little oxygen, and acidification.

      • When nutrients increase, you may see larger numbers of both
        stunted panfish and bottom dwellers such as carp and bullheads. As
        noted previously, these bottom dwellers stir up sediments and thus,
        can greatly increase turbidity and internal loading of nutrients.

      • Coldwater fishes such as trout and salmon often live in the deeper
        waters of a lake during the summer, preferring temperatures under
         !8°C,and dissolved oxygen levels of at least 5 mg"'.To maintain a
        coldwater fishery, the colder waters must have sufficient oxygen.

      • Acidification can also shift the fishery's balance, largely by retarding
        fish reproduction. More severely affected species may even disappear.

                                                                     105

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   Managing Lakes and Reservoirs
Ecoregions: Comprised of
relatively homogenous
ecological systems
delineated by geology,
soils, climate, vegetation,
and landform, and
involving interrelationships
among organisms and their
environment.
—Omernik, 1987
                      ,
                           User  Conflicts

                           Even though boating has always been one of the great joys of lakes — whether
                           for water skiing, fishing, or just aesthetics — the large increase in boating in re-
                           cent years (Penaloza, 1991) has produced conflicts among lake users.
                               To quantify this problem, Wagner (1991)  reported that more than one mo-
                           torboat per 25 acres can be offensive, affecting the quality of the water and sedi-
                           ment, the flora and fauna, even the stability of the shoreline. Asplund and Cook
                           (1997) demonstrated that motorboats can reduce macrophyte height and density.
                           Noise and overcrowding created by motorboats and personal watercraft (such as
                           jet skis) can also interfere with aesthetic enjoyment.
                               Time and/or space zoning seems to be the  most widely used answer to this
                           problem. Time zoning restricts certain uses to specific times of the day or days of
                           the  week, while space zoning  confines certain uses to  specific  areas (Engel,
                           I989a,b;jones,l996).


                           Taste and Odor

                           Taste and odor problems are usually related to excessive algae. Algal blooms pro-
                           duce odors as the algae die and decay — and they can often be quite offensive!
                               Taste is more  noticeable when the water is used for drinking but it can also
                           affect the taste of fish. Again, excess algae are probably the culprit.
Problem Identification
Depending on physical characteristics of the lake basin and the watershed, and
the quality of incoming water, lakes are suited to different purposes.
       • Reservoirs, for example, often are more turbid than natural lakes.
       • Some lakes can never be crystal clear, no matter what you do.
       • If the watershed is large relative to the lake surface — with highly
         erodible, nutrient-rich soils — your lake will always have excessive
         algae and weeds regardless of what you do.
    Regional differences across the country are also important in understanding
how best to  manage your lake. Its quality will be determined by the ecoregion in
which your lake lies (Omernik, 1987): its geology, soils, land use, and vegetation.
Lakes  in northern Minnesota, for example, have lower nutrient and algal concen-
trations and  greater transparency than lakes in southern Minnesota where the
soil is  more naturally fertile (Heiskary et al. 1987).


Causes of  Lake Problems

Your lake's problems probably resemble those of most lakes in the same ecore-
gion, but to identify what causes them you must understand the interactions both
within your lake  (among algae, macrophytes, fish, and other organisms) and be-
tween your lake and its watershed (see Chapters 2 and 6).
    A natural combination of these factors may dictate that a lake will always be
highly biologically productive; thus, it would be useless to try to transform it into
                        106

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                                                                  CHAPTER 4:  Problem Identification
a perfectly clear lake. If, however, people's activities have caused your  lake's
problems, then these effects can be reversed by combining management efforts
in both the watershed and the lake itself.
    To distinguish natural from people-caused problems, look at other lakes in
the same region. If the water quality in some resembles yours, and they lie in rela-
tively undisturbed watersheds, then those lakes' problems might be natural. But, if
other lakes in relatively undisturbed watersheds have much better water quality,
then people are probably contributing to the first lakes' problems.
    Other lakes in  the  region with relatively undisturbed watersheds make a
good initial reference point for assessing the effects people  may have on your
lake.
    You can use  numerous tools to identify the causes of your lake's problems:
      •  Qualitative approaches, such as comparing the target lake to
         surrounding lakes, document subjective observations, which can reveal
         important patterns.
      •  Quantitative approaches, such as the models discussed in Chapter 5
         and trophic state indices, rely on objective data.

    In practice, both qualitative and quantitative approaches are usually consid-
ered.
    Using these  methods to  identify underlying causes of problems usually re-
quires professional assistance. An important step in defining your lake's problem,
therefore, is selecting competent professional advice.


Obtaining Professional  Advice
State or regional  government  or university personnel may be available to advise
you on your lake's problems. These professionals may be county or state lake pro-
fessionals, regional planning agencies, or University Extension personnel. Another
source of guidance is the North American  Lake  Management  Society (NALMS).
Check out their web site (www.nalms.org) for additional information. The U.S. En-
vironmental Protection Agency also has a good web site at www.epa.gov/owow.
    Government and university professionals, however, may not actually conduct
the diagnostic study. Often, this is done by a private consultant or as part of a uni-
versity study.
    NALMS certifies lake  managers: individuals who have satisfied NALMS'  re-
quirements to possess the knowledge and experience to understand and recom-
mend solutions  for the  comprehensive  management  of  lakes,  ponds, and
reservoirs.
    It is very important to select a competent professional with a proven track
record investigating the types of problems your lake or reservoir may have.
    Among the criteria to consider when selecting a consultant are:
      •  The candidate's (or firm's) experience in conducting lake studies,
         identifying the underlying causes, and formulating effective lake
         management plans;
      •  Expertise in limnology, biology, engineering, or other disciplines
         associated with lake management;
 f the water qualify in
some [lakes] resembles
yours, and they lie in
relatively undisturbed   :
watersheds, then those
lakes' problems might
be natural. But, if other
lakes in relatively
undisturbed watersheds
have much better wafer
quality, then people are
probably contributing to \
the first lakes' problems.
Certified Lake Manager:
individual who has satisfied
NALMS' requirements to
possess the knowledge and
experience to understand and
recommend solutions for the
comprehensive management
of lakes, ponds, and
reservoirs.
                                                                       107

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Managing Lakes and Reservoirs
                               • Past performance in conducting similar studies or dealing with similar
                                 problems; and
                               • The firm's or candidate's capabilities (support staff, office facilities,
                                 equipment) to address the problems in the lake.


                         Information  Sources

                         Before you begin to analyze your lake, obtain all existing information on both the
                         watershed and the lake. Watershed districts, sanitary districts, county extension
                         offices, county soil and water conservation districts, and city, county, and regional
                         planning agencies usually have  maps, land-use data, or aerial photographs of the
                         watershed and lake. In addition:

                               • Water quality data may be available on the inflowing streams or the
                                 lake itself from state water quality agencies and federal agencies such
                                 as U.S. Geological Survey, U.S. Fish and Wildlife Service, U.S. Bureau of
                                 Reclamation, and U.S. Army Corps of Engineers.

                               • Fishing maps might be available that  show the surface area, depth
                                 contours, location of inflowing streams, coves, and embayments, and
                                 other features of the lake that can be important in the diagnosis.

                               • Recent aerial photographs taken during mid- to late  summer can show
                                 the extent of plant beds in the lake.

                               • Creel census records from state fish and game agencies can provide
                                 valuable information on  historical changes in the fish community and
                                 lake productivity.

                               • Watershed land-use and topographic maps can help  determine the
                                 location and acreage of various types of crops in the watershed and
                                 the soil types, including their potential for erosion; and the location of
                                 feedlots and barnyards, residential developments, forested and open
                                 land, and conservancy districts.

                               • The locations of wastewater treatment plants, industrial discharges,
                                 and  storm sewers can be obtained from the sanitary district, city
                                 health department, and state natural resource or pollution control
                                 agencies.

                               • Discharge data and data on organic matter (for example, BOD) and
                                 nutrient concentrations  in the wastewater discharge usually can be
                                 obtained from the wastewater treatment plant's discharge monitoring
                                 records (required by the U.S. Environmental Protection Agency).

                               • Estimates of annual runoff of water from the watershed or the
                                 amount of stream inflow to the lake might be available from the city
                                 or county planning agencies, U.S. Geological Survey, or the Natural
                                 Resources Conservation Service.

                               • Locations of groundwater wells in the watershed also might be
                                 available from these agencies, the local health  department, or pollution
                                 control agencies.
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                                                                   CHAPTER 4: Problem Identification
       • If the lake or reservoir supplies drinking water, source water
         assessments may be available from your state agency that manages
         drinking water programs.

       • State and federal agencies may have GIS systems with watershed
         information in place. If the water body is a reservoir, the utility or
         federal agency who built it will have information.

    The potential sources of nutrients, sediments, and organic matter from farms,
wastewater treatment plants, urban areas, and forests can be identified. Many have
been studied and some general nutrient and  sediment export coefficients associ-
ated with various land uses have  been published  (Reckhow et al. 1980). You can
combine these  land-use  coefficients  with the  annual runoff coefficients  and
wastewater discharge estimates to estimate the total load of material to the lake as
detailed in Chapter 5.
    Contact  government agencies to see if load allocations (Total Maximum
Daily Loads [TMDLs]) have been established for your lake or reservoir. TMDLs
establish target concentrations for specific pollutants, such as nutrients; an analy-
sis is performed to determine the maximum daily load that is allowed from vari-
ous pollutant  sources such as  agricultural or urban. If a  TMDL has been
established for the lake then much of the necessary diagnostic work has already
been completed. See Chapter 6 for more details.
Data  Collection and Analysis
To refine the diagnosis, you will generally need more data. Your preliminary analy-
sis — the existing information you've already collected — will tell you what to
look for.
       • If agricultural runoff appears to  be a major contributor of nutrients
         and sediments, for example, then you need better estimates of loading
         from the various agricultural locations in the watershed to determine
         which ones are contributing the most to the lake.

       • Wastewater discharges to a lake are usually an important source of
         nutrients and organic matter. Collect samples to determine the
         relative contribution to the lake from wastewater treatment plant
         effluent, stormwater sewers, and septic tanks. Estimating input from
         private waste disposal systems is covered later in this chapter under
         the groundwater section.


Sediment Cores
Often, little or no long-term data exist for a lake, making it difficult to know if its
water quality has even changed, let alone  how much it has deteriorated, or what
has caused it. If sufficient funding is available, the best way to obtain these histori-
cal  data is to conduct a paleolimnological study of the lake sediments. This will
give you a record of how the lake has been disturbed by both natural and anthro-
pogenic  processes.  This  should   be performed  by a  professional,  e.g.,  a
paleolimnologist.
    Although only one sediment core is usually needed, if your lake is large or has
multiple basins you may have to take more than one core (especially if sub-basins
reflect differing perturbations). Date the cores to establish a timeline against which
TMDL: a target concentration
(total maximum daily load)
for specific pollutants.
                                                                        109

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Managing Lakes and Reservoirs
                         to measure water quality changes. Use either lead-210 or cesium-137 measure-
                         ments. Lead-210 works best in lakes while cesium should be used in water bodies
                         that are less than 130 years old. (See the section on Estimating the Sedimentation
                         Rates.)
                             To evaluate changes in trophic state, examine biological remains such as al-
                         gae, macrophyte.zooplankton, and insects. These parameters reflect in-lake water
                         quality changes in nutrients, macrophyte  species,  anoxia in the hypolimnion, and
                         fish predation. Changes in chemical and physical variables in the sediments doo
                         ment water and airshed perturbations.
                             For example, increased soil erosion may be traced by a higher accumulation
                         of aluminum  and zinc from  urban runoff. Sediments also preserve trace metals
                         such as lead or mercury from industrial emissions. Most important for eutrophi-
                         cation are the historical nutrient changes — increased deposition of phosphorus
                         and nitrogen — that sediments preserve.
                             Figure 4-1 (Garrison and Wakeman, 2000) shows a paleolimnological study of
                         Long Lake, a 1,000-acre-deep drainage lake in northwestern Wisconsin. The water-
                         shed was completely forested until logging began in the late 1880s. This initial logging
    LONG  LAKE
    Chippewa County, Wl
               Sedimentation
                   Rate
           0   0.02 0.04 0.06 0  0.1 0.2
                g/cm2/yr
Accumulation Rate
     (g/m2/yr)
15 0 10 20 0 10 20 30
     Percentage of
     Total Diatoms
 Figure 4-1.—Sediment core from a deep drainage lake indicating how watershed disturbances affect a lake's wa-
 ter quality (Garrison and Wakeman, 2000). Initial disturbance occurred in the late 1800s during widespread log-
 ging in the watershed. However, extensive shoreline development beginning in the 1950s had a much greater
 impact on the lake, resulting in increased nutrient delivery to the lake as indicated by elevated phosphorus accu-
 mulation as well as dominance of the diatom community by Fragilaria crotonensis. This diatom is found in sur-
 face waters with elevated nutrient levels. The algal pigment lutein is present only in green algae.  Its decline dur-
 ing the  1950s likely reflects declining water clarity as this algal group often grows in the metalimnion. With
 declining water clarity, sufficient light does not penetrate to these deeper waters for growth. The high manga-
 nese in the upper portion of the core indicates increased anoxia in the hypolimnion in the last five years.

                      110

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                                                                   CHAPTER 4: Problem Identification
increased soil erosion (as shown by an increase in aluminum) and thus, accelerated
the sedimentation rate. However, the nutrient (phosphorus) accumulation rate did
not increase and the lake's water quality was only minimally affected. Shoreline de-
velopment following the logging also had little effect upon the lake.
     But more riparian development beginning in the 1950s had a much larger im-
pact upon water quality by substantially increasing soil erosion, which resulted in
a dramatic surge in nutrients. The algal pigment lutein, found only in green algae,
also increased, and the diatom Fragilaria crotonensis, which indicates higher nutri-
ent levels in surface waters, became the dominant diatom. This degraded water
quality still exists; in fact, a large rise in manganese in the last five years indicates
the hypolimnion is becoming more anoxic.
     This core reveals that historical logging, even though it dramatically affected
the landscape,  had minimal effect upon the lake's water quality. Instead, shoreline
development starting in the 1950s and continuing until the present has been most
detrimental to the lake.
     This lake  could be restored most effectively by reducing nutrients  contrib-
uted by riparian development.
Water  and Nutrient  Budgets
As described in Chapter 2, the water quality of a lake or reservoir is largely influ-
enced by its watershed, which is usually the major source of nutrients and sedi-
ments to the lake and thus the origin of many of its problems.
    This makes it  highly important to know the  annual nutrient load from the
watershed. You can determine this by measuring the  amounts of important nutri-
ents (usually phosphorus) and water that enter the lake. The three natural
sources of water are precipitation, surface water from inflowing streams,  and
groundwater.

Precipitation
Precipitation is much less important  in the nutrient budget than in  the  water
budget. Therefore, if funds are limited, this portion of the nutrient budget may be
estimated. Precipitation is  collected  by various governmental  agencies (e.g.,
NOAA, USDA, USFS, USGS) at numerous locations  around North America; use
the data from a site near the lake to estimate precipitation for your lake. The val-
ues for nutrient levels in rainfall throughout the country can be found in various
publications.
    If you need a more accurate estimate  of nutrients (or other variables),  col-
lect samples on-site. Automated  collectors are available but can be  expensive.
Other collection devices, e.g., plastic buckets, can be purchased and maintained by
local citizens. If you use these, be sure to minimize the influence of wind and ex-
clude droppings (nutrients!) from roosting birds.

Surface  Water
Determining water  flow into and out of the lake and recording changes in lake level
are essential for arriving at the annual nutrient and sediment loads to the lake. This
helps establish  the carrying capacity of the lake: that  is, the amount of nutrients  a
lake or reservoir can assimilate each year without exhibiting problems.
                                                                             NOAA: National Oceanic
                                                                             and Atmospheric
                                                                             Administration

                                                                             USDA: U.S. Department of
                                                                             Agriculture

                                                                             USFS: U.S. Forest Service,
                                                                             a USDA agency

                                                                             USGS: U.S. Geological
                                                                             Survey
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    Managing Lakes and Reservoirs
Geodetic: Mathematical
method for determining the
exact position on the earth's
surface.
     Significant changes in lake level influence the nutrient and sediment budgets,
so you must monitor the lake level during the study. To measure lake level, place a
staff gauge in the lake and determine its geodetic elevation. Read it either weekly
or biweekly, preferably when the water is calm.
     Stream gauging  stations  must be placed on major  tributaries near where
they enter the lake and at the outlet of the lake. You don't usually have to gauge
every tributary, however; the water yields from monitored sub-basins within the
watershed can be substituted for unmonitored basins with similar land use. If you
recognize obvious sources of pollution near a tributary stream, then you should
place another gauging station near that site.


Groundwater

Estimating nutrient input from groundwater is most important in seepage lakes.
No streams run into  these lakes, so their only sources of water and nutrients are
precipitation, groundwater, and runoff from riparian development.
     When managing groundwater-dominated seepage lakes, such as those found
in Florida,  Minnesota, Michigan,  New York,  Wisconsin,  and  New England, the
groundwater component of a nutrient budget becomes essential.
     Measuring  groundwater inputs is more  difficult and often  more expensive
than determining surface water inflows. Where groundwater would be expected
to contribute very little of the nutrient budget it may not be cost effective  to
measure it. In these instances using literature values would be better.
     Defining the groundwater contribution to a lake is not as precise as for sur-
face waters. The same general principle, however, holds true: water flows down-
hill. You actually define the groundwater component by measuring the  elevation
of the groundwater table relative to the elevation of the lake surface. Where the
groundwater table is  higher than the lake, the water is moving toward the lake; if
the groundwater table is lower than the lake, then the lake water is moving out of
the lake into the groundwater.
     To define the groundwater basin around a lake, place wells on the surrounding
land and then measure the water level in each  well in relation to the lake  level. You
must also evaluate the variation of possible groundwater table slopes, soil types,
bedrock types and locations, and location of permeable nearshore  sediments.
     Figure 4-2 shows how groundwater observation wells monitor the ground-
water inflow below a septic system. In this example, three nests of wells are in-
stalled between the drain field and the lake. Their placement assumes that the
groundwater along this portion of the lake shore flows toward the lake, at  least
for part of the year. These wells are sited to  intercept the groundwater table at
different levels.
     If nutrients from the drain field are moving toward the lake,  elevated levels
will be apparent in water samples collected from the observation  wells. It is also
important to determine the hydraulic conductivity of the soils to estimate the
rate at which the water is moving toward the lake. It is possible that the move-
ment is so slow that the  septic system contributes only a negligible amount of nu-
trients to the lake.
     In lieu  of the well system approach, several other, more focused techniques are
often employed to locate specific areas within a lake where groundwater is enter-
ing or leaving. Techniques include seepage meters,  small tube wells placed directly in
the lake, temperature surveys, and fluorometric/conductivity measuring devices.
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                                                                   CHAPTER 4:  Problem Identification
              Water
              Table
Septic
System
                                                      Groundwater
                                                    Observation Wells
Figure 4-2.—Example of how to use groundwater wells to measure nutrients delivered from a septic tank to the
lake. Determination of nutrient concentrations at the different depths and distances from the drain field indicates
the contribution to the lake. Groundwater levels vary throughout the year so it is important to monitor the wells
on a regular basis, especially during higher water levels.

    Remember that groundwater flow into or out of a lake often varies consid-
erably from season to season and year to year. For example, when the lake is low,
groundwater often flows into the lake; when lake water levels are high the flow
often  reverses, with the lake contributing to the groundwater.
    Be aware that groundwater flow into or out of a lake is not usually uniformly
distributed around the lake. Often, groundwater only flows into a lake at a certain
place and leaves around the rest of the lake.
    Knowing the quantity of groundwater and the general direction of its flow
can help you decide whether (or how) to sewer your lake. For example, if the
soils are sandy they won't retain nutrients and they will allow septic tanks to eas-
ily seep into the groundwater, which will then carry the nutrients to the lake.
    Figure 4-3 shows how to use this information in a lake. Round Lake, a seep-
age lake in northwestern Wisconsin, is fed solely by groundwater, and then only
on the north and south sides. Only septic systems located on these portions  of
the lake would contribute nutrients to the lake.
    Unfortunately, most lake environments are not this simple and additional eval-
uations  often must be made to  define the effects of on-site wastewater disposal
systems. Most groundwater evaluations require experienced professionals, so con-
sultants, university faculty, and state and federal agencies usually conduct them.

Monitoring  Lake  Water  Quality

Sampling locations and depths influence the conclusions drawn from the data col-
lected in the lake, so it is important that these stations accurately represent lake
conditions.
    The sampling locations and depths for physical, chemical, and biological analy-
ses are associated directly with the properties of the lake.
       • In lakes that are nearly round, a single station located over the deepest
         point may be adequate.
       • More stations will be needed in lakes with branched, finger-like
         shorelines or multiple  embayments, or long, narrow, natural lakes and
         reservoirs (Fig. 4-4).

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Managing Lakes and Reservoirs
                          Figure 4-3.—Groundwater and topographical •watershed for a seepage lake (modified
                          from Wentz et al. 1989). Water enters the lake only from the north and south. Septic
                          systems located in other areas of the watershed would  not contribute nutrients and
                          bacteria to the lake.
                                            Dam
                                                      Sampling sites for a multibasined lake.

                          Figure 4-4.—Examples of sampling sites for reservoirs and lakes with complex shapes.

                       114

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                                                                CHAPTER 4: Problem Identification
      • Large lakes (e.g., >2,000 acres) should be sampled at two sites.

      • In deep, stratified lakes, samples should be collected at least near the
        surface, in the metalimnion, near the middle of the hypolimnion, and
        near the bottom. One station should be in the deepest part of the
        lake with other stations in the shallower areas and prominent bays.

      • For reservoirs, stations should be located at the river inflow, below
        the plunge point, perhaps near the middle, and at the deepest point
        near the dam.

      • Fewer stations will be needed in shallow lakes that mix continuously
        throughout the summer, with samples taken only at the surface and
        bottom, but as frequently as for deeper lakes.

      • See Cooke et al. (1993) for more detailed sampling descriptions.

    Sampling frequency depends  on what you want to  know. For a general char-
acterization  of the lake, collect  samples during spring turnover and  monthly
thereafter through early fall. You usually don't need to  sample during the winter
unless you're concerned about loss of oxygen during ice cover or other problems.
More detailed sampling regimes will be described in the following sections to an-
swer specific questions.
Physical  Variables


Estimating the  Sedimentation Rate

Although all water bodies fill with sediment over time, watershed activities —
primarily construction and agriculture — can accelerate the infilling. Measuring
the sedimentation rate is more important in reservoirs because they usually fill
more rapidly than lakes. Occasionally, isolated areas in a lake, such as deltas where
streams enter, may be infilling at an unacceptable rate.
    Two methods are commonly used to determine recent sedimentation rates
in lakes and reservoirs:

     v Method  I  —  determines  the radioisotopes cesium-137
      or lead-210 in the sediments. Although  accurate, this  method
      is relatively expensive. Lead-210, a  naturally occurring radionuclide, is
      most useful since it determines the age of each sediment depth deposited
      in the last 150 years — but, the sediment core must be at least 130 years
      old. Since many reservoirs are not this old, this method will not  work in
      those systems.
           Cesium-137 works  well for measuring the sedimentation rate  in
      more recent sediments. A byproduct of atmospheric testing of nuclear
      weapons, Cesium-137 was deposited at its highest level during 1963 at the
      peak of atmospheric testing by the U.S.S.R.; thus, the average sedimenta-
      tion rate since  1963 can  then be calculated. Figure 4-5 shows  a I37Cs
      profile from East Twin Lake, Wisconsin. The  United States began atmo-
      spheric nuclear testing in 1954 and the increase of l37Cs in the core repre-
      sents this date.
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Managing Lakes and Reservoirs
                                                 Cesium-137
                                                                                         - 1963
                            25
                                                 5                 10

                                                Cesium-137(pCig~1)
                       Method 1. Use the radioisotope Cs-137 to determine the sedimentation rate.

                       Figure 4-5.—Profile of cesium-137 indicating depths where dates 1963 and 1954 occur
                       in a core from East Twin Lake, Wis. (Garrison, 1995).
                           v Method  2  —  compares  the  current bottom  contours
                             (the depth to the bottom)  with a  similar map made
                             several years before. The water level for these two surveys must
                             be the same or the depth to the  bottom must be corrected if not at the
                             same water level. To use this method, the depth contours on both maps
                             must have been accurately measured, which was not always the case with
                             early maps. So, if you're not sure about the accuracy, use these maps with
                             caution.
                                  Although this method is far less sensitive, it is satisfactory for natural
                             lakes and reservoirs receiving large sediment loads, and is much less ex-
                             pensive than the other method.

                           The usefulness of these methods depends on your objective. If you're plan-
                       ning to dredge your lake, you must determine the rate of sedimentation before
                       you begin. You'd waste your money dredging a reservoir that is filling in at a rate
                       of 2 inches or more a year if you don't first control erosion from the watershed.
                       Temperature
                       Temperature patterns (thermal stratification) influence a lake's fundamental pro-
                       cesses: the depletion of dissolved oxygen, nutrient release, and algal growth. Fish
                    116

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                                                                   CHAPTER 4: Problem Identification
are sensitive to temperature. For example, salmonids are found in water with a
summer temperature <20°C.
     Use an electronic temperature meter to take readings, and take them every
meter from the top to the bottom of the lake. Although sampling is usually done
either monthly or biweekly, how often you sample will depend on what you want
to know.
     Temperature measurements can help you decide, for example, whether a
shallow lake briefly stratifies and then mixes periodically throughout the summer.
Take weekly measurements during the summer, in conjunction with measuring for
dissolved oxygen (see the section on dissolved oxygen).
     Deeper lakes that remain stratified throughout the  summer may require less
frequent measurements to understand general temperature patterns.
Transparency
Transparency is based on the transmission of light through water and is related, in
part, to the natural light attenuation of the water being measured, the amount of
suspended solids in the water, and the natural color of the water.
     Secchi depth is probably the most frequently used  variable in limnology: it
measures the clarity (transparency) of the water by lowering a 20-cm plastic or
metal disk divided into alternating black and white quadrants — the Secchi disk
— into the water until it can no longer  be seen. The depth is first recorded at
that point, then again after raising the disk until it just becomes visible.
     The average of these two  depth measurements is  recorded  as the Secchi
depth, referred to as the "Secchi transparency" of the lake. The greater the Secchi
depth, the clearer the lake.
     Secchi depth can be correlated with  phosphorus and chlorophyll a to deter-
mine  how eutrophic the  lake is by using the Trophic  State Index developed by
Carlson (1977). See Trophic State Indices section for details.
     Use the Secchi disk on the. shady side of the boat — and don't wear sun-
glasses since they may allow  you to see deeper. Avoid  taking Secchi measure-
ments early in the  morning  or late in  the  day as the low angle  of  the  sun
precludes accurate measurements of water clarity.
    Volunteers in many states  and provinces collect Secchi measurements  on
their  lakes during the summer, usually  submitting the  data to  a government
agency. These data can be used to compare the water clarity of lakes both region-
ally and statewide.
     The Great American Secchi Dip-In — coordinated by the creator of the
Trophic State Index, Dr. Bob Carlson — provides a national perspective of water
clarity. Volunteers make Secchi measurements in the U.S. and around the world
for the week around July 4 and Canada Day. These data give scientists and volun-
teers a sense of how transparency varies according to water type, regional geol-
ogy, and land use. Even more important, these annual Dip-In snapshots can be put
together to form a changing picture of transparency over time. You can find the
data from the Dip-Ins at www.dipin.Kent.edu.
     Other less subjective measurements are available. These involve using a pho-
tometer that accurately measures photosynthetically  available light  at different
depths.
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Managing Lakes and Reservoirs
                       Chemical Variables

                       Dissolved Oxygen
                       In shallow lakes that mix periodically during the summer, dissolved oxygen should
                       be measured at the same time as temperature. Stagnant periods when dissolved
                       oxygen in the  bottom drops to zero followed  by mixing periods  can result in
                       phosphorus being released from the bottom and redistributed throughout the
                       lake — this means algal  blooms.
                           Deeper lakes that remain stratified during the summer need to  be frequently
                       sampled for dissolved  oxygen and temperature. To track the oxygen  levels, sample
                       every 2 meters from the top of the water column to the lake bottom every two
                       weeks from the onset of stratification until mixing in the fall. When dissolved oxy-
                       gen begins to decline in the bottom waters, sample every meter until the DO ap-
                       proaches zero  (less than I  mg L~').
                           These data can also be used to determine the anoxic factor, which indicates
                       the lake's health. The anoxic  factor, which has been developed by Nurnberg
                       (1995a) (Chapter 5, Table 5-1), estimates the number of days in a year (or season)
                       that a sediment area  equal to the whole-lake surface area  is covered by anoxic
                       water.
                           The extent and duration of anoxia is very important for fish and macroinver-
                       tebrate habitat; so is determining the amount of nutrients coming from the bot-
                       tom sediments. Figure 4-6 shows an anoxic lake.
                           Low dissolved oxygen may cause both summer and winter fishkills. During
                       summer months, the dissolved oxygen in shallow eutrophic lakes may decline fol-
                       lowing a rapid algal die-off. Natural causes  can severely deplete dissolved oxygen,
                       but so can unwise management; for instance, treating an algal bloom in the entire
                       lake with  herbicides  can drastically reduce the dissolved  oxygen  and cause a
                       fishkill. Also, lakes that freeze during the winter can lose enough dissolved oxygen
                                                  Limit of Anoxia
                                             June
July     August    Sept

     1995
Oct
                       Figure 4-6.—Extent and upper limit of bottom waters that don't have oxygen during
                       the summer in Lake Delavan, Wis. (Garrison, 1998). The seasonal limit of anoxia is
                       determined by temperature stratification and the nutrient status of the lake as well as
                       the lake's morphometry.

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                                                                    CHAPTER 4: Problem Identification
to kill fish. To determine the potential for winterkill, DO should be measured at
least monthly. Niirnberg's winter anoxic factor (Nurnberg, 1995b) can also pre-
dict winterkill.


Nutrients

A lake study usually focuses on nutrients critical to plant growth: principally phos-
phorus  and nitrogen. Chemical analyses  may include total  soluble phosphorus,
soluble  reactive phosphorus, total Kjeldahl nitrogen, nitrate nitrogen, ammonium
nitrogen, total and dissolved solids — and, occasionally, chloride or potassium —
as indicators of agricultural or urban source problems.
     For eutrophication studies, total  phosphorus is generally the single most im-
portant nutrient to determine in the incoming and outgoing streams. Phosphorus is
often the key nutrient in determining the quantity of algae in the lake (see Chapter
2). Controlling it is usually the only practical solution to algal growth in a lake.
     Although total phosphorus is the most commonly measured form of this nu-
trient, other  forms are also present.  The bioavailable forms are dissolved or
loosely  bound P that is readily available for algal uptake.  Concentrations of these
forms (e.g., soluble reactive  P and total dissolved P) are necessary to run some
trophic  models, e.g., BATHTUB.  To determine the amount of these forms of P
present, filter the  sample soon after collection to remove particulate matter.
     Many lake management decisions will be made based on the total phospho-
rus coming into a lake. Modeling  efforts (see Chapter 5) to predict water quality
changes resulting from a project are based on the total phosphorus loading.
     Phosphorus measurements are especially important during spring overturn
as this value is used in predicting summer trophic status. If the lake is completely
mixed from top to bottom (DO and temperature profile), take only one sample
just below the water surface. Sample for phosphorus at I meter (39.37 inches)
below the surface biweekly or monthly. If the lake stratifies, extend your sampling
throughout the metalimnion and hypolimnion. Samples taken below the mixed
zone help estimate the amount of internal loading from the bottom sediments
during anoxic conditions  (see Chapter  5, Table 5-2  for ways to estimate internal
phosphorus loading).
     In  relatively large lakes (over 1,000  acres) with very little oxygen in their
bottom waters, internal loading can occur throughout the summer. When condi-
tions are calm, the anoxia may extend into the metalimnion, further encouraging
phosphorus release into the water column.
     Strong winds, e.g., a frontal passage,  can cause thermocline oscillations; the
resulting water movement pumps this high phosphorus water into the mixed
zone (Stauffer and Lee, 1973). To determine if this  is a problem, sample for DO
and  phosphorus  prior to and  immediately following these winds. Since  such
storms  are difficult to predict, you should collect samples weekly and store; dis-
card them if the winds fail to materialize.
     In  shallow lakes, elevated pH can also cause  internal  phosphorus  loading
(also see Chapter 5). When algae are actively growing during an algal bloom, they
remove carbon dioxide (a weak acid) from the water column, causing pH to in-
crease. James et al. (1996) have shown that at pH values above 9.5, phosphorus
can be released from the sediments  at  rates equal to or exceeding release rates
under anoxia. In shallow lakes that experience algal blooms, measure pH weekly
Spring turnover: Process
of water layers in a lake
reversing position, usually in
the spring.
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    Managing Lakes and Reservoirs
   in indication of
acidity in take wafer, pH
 	liijiEiimi	'an	...m	(.	; .. ,
  measured on a scale
     	iiiiiiiiu' "in 	 .   .:	
sfbto 14.
Mil!:"!;	ui-,/ lain!'  •  '      i
 Alkalinity: Measure of
 water's ability to resist
 changes in pH by neutraliz-
 ing acid input.
                            or biweekly during the summer. If pH levels exceed 9.5, high levels of phospho-
                            rus may be entering the water column.
                                The total nitrogen (N) to total phosphorus (P) ratio (N:P) in the lake water
                            can help determine which algae dominate. For example, look for nitrogen-fixing
                            blue-green algae when nitrogen is low. This can happen where phosphorus  levels
                            are naturally abnormally high, e.g., central Florida or hypereutrophic lakes.
                            Metals and Organics
Human health concerns are growing over increasing concentrations of trace metals
(e.g., mercury and cadmium) and organics (such as PCBs) in lakes. Although usually
deposited by the atmosphere at relatively low levels, these toxins bioaccumulate in
the food chain. So, as higher and higher levels of organisms consume food contain-
ing these toxins, their bodies concentrate them. Top-level predators such as game
fish like  northern pike and walleye, which people eat, may contain harmful levels of
these toxins even though water level concentrations are very low.
     Sampling lakes and reservoirs for these compounds is very difficult and re-
quires highly specialized — and very expensive — ultraclean techniques. Instead,
sample organisms that people eat, e.g., game fish. These are much easier to sample
and they provide more relevant information  as to whether these toxins are a
problem. This sampling should be conducted by professionals as specific sampling
methods are required to prevent  contamination. Many state agencies routinely
sample such foods. See Chapter 2 for more information on airsheds.


Acidification

An indication of acidity in lake water, pH is measured  on a scale of 0 to 14. The
lower the pH, the higher the  concentration of hydrogen ions (H+) and the more
acidic the water. A  reading of less  than 7 means the water is acidic; if the pH is
greater  than 7, it is basic (alkaline). Because the pH  scale is logarithmic, each
whole number increase or decrease on the scale  represents a 10-fold change in
the hydrogen ion concentration.
     Many lakes are naturally alkaline and not the least bit sensitive to acid precipi-
tation. Those that have pH values  less than 7 can be sensitive depending upon their
location. Lakes in the Upper Midwest are not sensitive  unless their pH values are
less than 6.0. In the northeastern U.S., and  eastern Canada, lakes with  pH values
less than 7.0 can be  sensitive to acidification, especially during spring runoff.
     Acid rain typically has a pH of 4.0 to 4.5 while pure rainwater would have a
pH of 5.7 as a result of atmospheric carbon  dioxide. In contrast, most lakes have a
natural pH of about 6 to 9.
     Alkalinity is a measure of the  acid neutralizing capacity of water; that is, its
ability to resist changes in pH by neutralizing acid input. In most lakes, alkalinity is
a complex interaction of bicarbonates, carbonates, and hydroxides in the water.
The higher the alkalinity, the greater the ability of water to neutralize acids.
     Low alkalinity lakes typically have pH values  below 7. When alkalinities are
less than 20 mg L"',the Gran  analysis method should be used. The Gran method
(U.S. EPA, 1989) provides information that is referred to as "acid neutralizing ca-
pacity" because in addition to alkalinity,  it  includes the dissociated organic acids
and other compounds that help buffer (increase alkalinity) the water.
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                                                                 CHAPTER 4: Problem Identification
Biological  Variables
Biological indicators are the best symptom of problems associated with high nu-
trients in a lake or reservoir. These usually include algae and macrophytes (aquatic
weeds), and, at times, the fishery, bacteria, and exotics such as zebra mussels. De-
pending on the perceived problems, you will probably have to examine only some
of these.
Bacteria and  Pathogens
Animal waste from barnyards and feedlots can carry harmful bacteria and patho-
gens into a lake. They can also enter water bodies from combined sewer over-
flows during storms.
     Ducks and geese can be a bigger problem. In addition to adding nutrients to
your lake, their waste can contribute bacteria such as £ coll. Since it is very diffi-
cult to get rid of waterfowl, you  should periodically test the water at swimming
beaches and any other areas where people may drink water. Additional informa-
tion is available in APHA (1992) and AWWA (1990).
    The best source of information about bacteria or other pathogens is your
local health department. They usually test waters and deal with these problems.


Algae

Chlorophyll a is  the most common measure of the amount of algae in the water
column. The average summer chlorophyll a concentrations can tell you how se-
vere your lake's algal problems  are. Peak chlorophyll a concentrations  in an
oligotrophic lake may range from 1.5 to 10.5 u,g L"1 — in a eutrophic lake from
20 to over 200 (ig L"1.
    To measure chlorophyll a, collect an integrated water sample from the mixed
portion of the lake either by taking water samples from several depths and mixing
them together, or by using a tube that extends through the photic zone. Sample
on a biweekly or monthly basis during the spring and summer.
     Microscopic examination can help you identify the types of algae in your lake
and thus, understand the lake's problems. Blue-green algae most frequently cause
aesthetic problems since they can float at the surface, leave a paint-like film on the
shores, and cause taste and odor problems. Other algae can also change the color
of the water; Synura turns it red.
     Eutrophic  Cedar Lake experiences seasonal  phytoplankton  changes. June
finds algal levels low in this shallow lake, but even then blue-green algae dominate
(Fig. 4-7). Blue-greens, especially Lyngbya and Aphanizomenon, continue to domi-
nate through July  but become less important in August and eventually are re-
placed  by the  eutrophic diatom Aulacoseira. The  algal  community  reaches its
highest level in September when diatoms dominate. Because diatoms do not float
as well as other algae their  dominance indicates the importance of wind, in addi-
tion to nutrients, in structuring the algal community in this large shallow lake.
Photic zone: Upper portion
of the water column that
receives sunlight. This is
roughly two to three times
the Secchi depth.
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    Managing Lakes and Reserve
Macrophyte: A plant large
enough to be seen without
magnification.
                                                             Phytoplankton
                                               Greens
                                               Golden Browns
                                               Diatoms
                                               Blue-greens
                                     0
                                              June
                                                August.
September
                            Figure 4-7.—Example of seasonal phytoplankton changes in eufrophic Cedar Lake, Wis.
                            (Garrison, unpublished data).
                            Macrophytes
Aquatic plant communities range from completely submerged macro (large) algae
(e.g., Chora or Cladophora) to rooted plants with floating leaves (e.g., water lilies)
to completely submersed plants (e.g., pondweeds) to free-floating plants (e.g.,
duckweed or water hyacinth). See Figure 2-19 for a description.
     Macrophyte densities vary seasonally between lakes in an area and among re-
gions. In the Upper Midwest, macrophytes might average several hundred pounds
per acre, while in Florida several tons per acre are common.
    While plants may be very dense in eutrophic lakes, the community is usually
fairly simple, often containing large amounts of exotic plants, e.g., Eurasian water-
milfoil and/or hydrilla. An excellent source of information on aquatic plants is the
Aquatic Plant Information Retrieval System (Aquatic Plant Management Society at
www.apms.org).
    Survey your plant community once or twice during the growing season. Run
a transect perpendicular to the shoreline toward the deep area of the lake, then
collect samples along this transect either using a modified lawn rake (Deppe and
Lathrop, 1992) or by snorkeling or scuba diving.
    Observe the water depth, height of plant growth, species composition, and
density. If you're using the rake method, measure density on a scale of I -5 with 5
being the densest. The rake method will not work on low growing  plants, which
must be sampled by hand.
    Samples collected by hand focus on a known area (e.g., 0.1  m2) to determine
the actual biomass of the plants. You can also estimate plant quantity on a subjec-
tive scale such as: A = abundant, B = common, S = sparse.
    Use this information to create a map of the lake's  macrophyte community
that shows their distribution: e.g., emergents, floating leaves, and submergents.
Note the sensitive and especially valuable species. Changes in sensitive species
over time can be a good indicator of changes in a lake's condition.
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                                                                    CHAPTER 4: Problem Identification
     Comparing macrophyte studies between different years can yield important
information about a lake. Fox Lake, Wisconsin, used the rake method in  1994 and
1995 to assess the plant community. The second year, plants were much denser
and grew deeper  (Fig. 4-8). The increased density was especially evident at sites
represented by transects 2 and  17. In  1995, the lake was much clearer than in
1994, thus encouraging macrophyte growth.
     This macrophyte information can also help you:
       • Decide where to concentrate control  efforts such as harvesting or
         dredging, and
       • Predict how deep plants might grow if the water clarity improved.
     Since macrophytes provide habitat for fish and wildlife, you probably want to
protect certain areas that contain sensitive or endangered species.
  D>
 01
  CO
  0>
 Q

  I
                   Plant survey transects
    CO
    CD
   T3
    8

   I
                                9       17      20
                                   Transect #
21
22
Figure 4-8.—Macrophyte distribution as measured by the rake method (Asplund and
Johnson, 1996). Transects sampled are shown on the map of Fox Lake, Wis. Macro-
phytes were denser and grew deeper in 1995 because of the greater water clarity.
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    Managing Lakes and Reservoirs
                            Zooplankton
Biomanipulation:
Using biological (usually
predator/prey) relationships
to achieve desired results (see
Chapter 7 for a full
discussion).

Planktivory: consumption
oF zooplankton by fish and
other predators.
Zooplankton are microscopic animals that are an essential part of the food chain.
Because they feed on algae, these animals can significantly increase water clarity
even if the nutrient level is moderate. But zooplankton are also important to the
fish diet: some species such as crappies and perch depend upon them as adults;
and many game fish feed on zooplankton during their early life stages.
    Zooplankton should be sampled if you're considering using a biomanipula-
tion technique  (e.g.,  increasing zooplankton  to  increase water clarity). Collect
samples by pulling a plankton net vertically from the bottom of the lake to the
water surface. Sample on a weekly or biweekly basis following spring turnover
through the fall.
    Determine the dominant species and their average length. Some species such
as large Daphnia, commonly called water fleas, are much better at controlling algal
levels. But they're also the zooplankton preferred by fish. You do want to know
whether (and how much) fish are feeding  on the zooplankton. If you find  large
zooplankters, especially Daphnia pulicaria, you can conclude that fish predation is
not important.
    Large numbers of Daphnia can reduce algal levels since they are large con-
sumers of algae (smaller zooplankton  consume much less). In many lakes this bio-
manipulation  occurs  in late  spring when  edible algae abound following spring
turnover, but there are few planktivorous fish  (fish that eat zooplankton).
    Even in eutrophic lakes the water is very clear at that time; but this so-called
"clear water phase" is generally short-lived. As the water warms, fish begin to ac-
tively feed on the zooplankton, thus reducing their consumption of algae.
    The importance of this  can  be seen by looking at changes in large Daphnia
and their reproductive potential, which is determined by the  number of eggs per
adult female. If they're being eaten by fish, the number of these  large Daphnia will
decline even though their  reproductive potential increases, indicating they have
abundant food (Fig. 4-9a). In  the  example from Lake Delavan (Fig. 4-9b)  fish are
not eating a significant number of large Daphnia. In September and October even
though food resources are limiting zooplankton growth, Daphnia are still  present
in the lake. The reason planktivory is low in this lake is when it was restocked in
1990 following a complete fish  eradication, very few fish that eat zooplankton
were added.


Animal Nuisances

Certain animals can become real pests in lakes. Many of these are introduced spe-
cies that have few natural predators — like  zebra mussels and rusty crayfish. Even
if you have only a few of these animals, they can soon become a nuisance if not
controlled.

       • Zebra mussels and Asiatic clams are a recently introduced exotic
        species that can dramatically affect a lake's ecosystem. Once they're in
        your lake, they will  be very difficult to control. To determine whether
        they've entered your lake, you can install artificial substrates in your
        lake and periodically examine them for zebra mussels. Many  states
        have established a monitoring system to track the spread of this
        nuisance.
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                                                                     CHAPTER 4: Problem Identification
                          Devil's Lake
     400
             May      June      July     August  September   October
                                  1986
Figure 4-9a.—Devil's Lake, Wisconsin: Seasonal changes of the large herbivorous zoo-
plankton Daphnia pulicaria (Wis. Dep. Nat. Res. 1988). Because of its large size it con-
sumes large amounts of phytoplankton but fish also eat it. Numbers were high in
spring with an abundance of food and little fish predation. By July, fish predation re-
duced its numbers even though sufficient food was available, as indicated by the in-
creased reproductive potential.
                           Lake Deiavan
      400
                       June
July
  1995
       I          I
August  September  October
Figure 4-9b.—Lake Deiavan, Wisconsin: In this lake nutrients are higher so levels of
Daphnia pulicaria are higher than in Devil's Lake. Unlike Devil's Lake, fish predation is
not a problem as Daphnia numbers remain high in September and October despite
limited food resources. Daphnia decline in July and August is caused by invertebrate
predators such as the phantom midge Chaoborus and the zooplankter Mesocyclops
ee/ax (Garrison, 1998).
         Rusty crayfish — another introduced species — can have profound
         effects upon the fish community and the lake ecosystem in general.
         Rusty crayfish are especially aggressive, often wiping out native species.
         They feed voraciously on aquatic plants and in some instances have
         severely depleted a lake's macrophyte community. To find them, place
         baited  traps around the shallow water of the lake and examine them
         periodically.
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Managing Lakes and Reservoirs
                             Two native species can also become problems:
                               • Leeches can become so abundant as to be a problem for swimmers.
                                 Sample them by placing baited traps in swimming areas and
                                 periodically examining them.

                               • Blood flukes — the organism that causes swimmer's itch — are
                                 difficult to detect. You'll usually know they're around when swimmers
                                 begin to complain. Blood flukes are most common  in shallow water,
                                 especially near plant beds and waterfowl areas.
                        Fish Community
                        A survey of the fish community can provide useful information on the species
                        present,  their size distribution, and the relative availability of fish prey to the
                        larger fish predators (e.g., the gamefish species, see Chapter 2).
                             If fishing is poor, then a survey of the fish community should tell you why. You
                        may find  that:
                               • The fish species people aren't catching does not even live in the lake.
                                 Lake conditions may not be suitable for its habitat or survival;
                                 conditions could have changed and thus eliminated it; or, it could have
                                 been wiped out by a combination  of overfishing and poor
                                 reproduction.
                               • Or, the species may still be there, but in very low numbers because of
                                 poor  reproduction — either because of unsuitable habitat or intense
                                 competition for food with another predator.
                               • The gamefish population may be large, but in poor condition or
                                 stunted in size because they lack suitable prey.

                             The fish community can also dictate a lake's water quality, especially in  shal-
                        low lakes, where large populations of benthivorous (bottom-feeding) fish stir up
                        the sediments, moving significant quantities of nutrients into the water column. In
                        such cases, you need to estimate the biomass of these fish so you can calculate
                        how much phosphorus is translocated from the sediments to the water column.
                        For example, Lamarra (1975) estimated that for every pound of carp O.I I pounds
                        of phosphorus  enter the water column. You may not be able  to improve water
                        quality if you don't significantly reduce or eliminate these fish.
                             Biomanipulation to improve water quality also depends on  properly structur-
                        ing the fish community. Fish (such as perch and bluegills) that feed primarily on zoo-
                        plankton  can  decimate the large zooplankton that normally feed on algae. When
                        fish that feed on other fish such as pike and walleye are dominant, the zooplankton
                        community is free to feed on algae and thus, decrease algal levels.
                             If biomanipulation is to succeed, you must know the  number of planktivo-
                        rous (plankton-eating) and piscivorous (fish-eating) fish in the lake. Many shallow
                        lakes have not been successfully restored until the number of bottom-feeding fish
                        has been significantly reduced.
                             Fishery management practices can be applied to solve most of these prob-
                        lems, but only if the problem is first identified. The state fish and game agency can
                        often be  enlisted to conduct the fish community survey, to help interpret its re-
                        sults, and to suggest a fishery management strategy.
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                                                                   CHAPTER 4:  Problem Identification
     Additional information about fishery science can be found in Baker et al.
(1993) and on the web site of the American Fisheries Society (www.fisheries.org).
Trophic  State  Indices
Several  indices  may be used to compare the severity of a lake's problems with
other lakes in the area. Often referred to as "trophic state indices," they simplify
complicated environmental measurements and can quantify lake changes follow-
ing implementation  of protection  and  restoration  practices (Carlson,  1977;
Kratzer and Brezonik, 1981; Walker, 1984).
    The trophic state index concept is based on the belief that, in many lakes, the
degree of eutrophication is primarily related to increased nutrient concentrations
— phosphorus, in particular. An  increase in  phosphorus concentration is ex-
pected to increase the amount of algae (see Chapter 2) as measured by chloro-
phyll a. Simultaneously, water transparency declines (as measured by Secchi disk).
    Carlson's  Trophic State Index (Carlson, 1977) is the most widely used. It
compares chlorophyll a, Secchi transparency, and total phosphorus concentration.
High index numbers  indicate increased  eutrophy; low numbers, oligotrophy (low
levels of nutrients and algae, clear water). TSI  = 0 represents a Secchi transpar-
ency of 64 meters. Each halving of transparency increases the TSI by 10 units. A
TSI of 50, thus, represents a transparency of 6.6 feet (2 meters), the approximate
demarcation between oligotrophic and eutrophic lakes. See Chapter 5 for the ex-
act Carlson TSI formulas.
    Suppose that a lake had a transparency index of 60 before it was restored.
Two years later, as a result of a watershed project that reduced phosphorus load-
ing, the index was 40, indicating an improvement in water quality. A TSI of 40
might be common to undeveloped lakes in the area, perhaps indicating that the
lake has improved about as far as  it can. Significant upward movement of the in-
dex in later years would indicate the lake has returned to its previous condition.
The index, therefore, is a useful tool for assessing the lake's current condition and
for monitoring change over time.
    The Carlson TSI works well in most lakes that are phosphorus-limited but
poorly in lakes that are nitrogen-limited, suffering turbidity from erosion, or expe-
riencing extensive macrophyte problems (Brezonik, 1984).
    Figure 4-1 Oa shows TSI plots for a northern lake of moderate water quality.
By scanning the TSI plots, the lake professional can begin to understand the pat-
terns  in a specific lake and appreciate the seasonal variations without having to
analyze  phytoplankton and  phosphorus concentrations and interpret their rela-
tionships.
    TSI values can also be used to detect unusual conditions in a lake. TSI values
calculated for phosphorus, for example, may not be the same as simultaneous cal-
culations of TSI from Secchi disk or chlorophyll a measurements. To understand
this situation, you will have to examine the database in greater detail. At Lake De-
lavan (Fig. 4-1 Ob), a sizable population of large zooplankton suppressed the algae,
thus lowering chlorophyll a and producing clearer water than would be expected
given the phosphorus concentrations.
    Another scenario: If the TSI for phosphorus and chlorophyll a are similar but
the TSI for Secchi depth is less, this may indicate that inorganic turbidity or water
color is significantly reducing clarity.
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Managing Lakes and Reservoirs
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son, unpublished data). All the indicators are in agreement from 1 984 through 1 989.
At this time a number of restoration
measures were performed, including stocking
large numbers of piscivorous fish. Since 1993 this has resulted in much better chloro-
phyll a and Secchi values than would
be predicted from the phosphorus values.
                      128

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                                                                 CHAPTER 4: Problem Identification
    Other indices are more appropriate for specific applications:
       • Walker (1984) developed an index for reservoirs.

       • Brezonik (1984) developed an index that fits the needs of Florida lakes
        and includes situations where nitrogen rather than phosphorus may be
        limiting algal growth.

       • Porcella et al. (1979) included a term in their Lake Evaluation Index
        that represents the amount of lake surface covered by macrophytes.
Using the Data to Manage Your  Lake
Amassing all these data is critical to the diagnostic study of a lake; it enables the
lake manager or consultant to understand the severity of the lake's problems and
figure out what has caused them. Only then can a lake management plan be for-
mulated.
    To succeed, a lake management plan may first have to  concentrate on the
watershed to address the sources of the lake's problems. Correcting the cause of
the problem such as limiting nutrient runoff from fields or streets is always pref-
erable to simply addressing the symptoms in the lake.
    If the watershed's contribution of nutrients is not reduced, treating the prob-
lem within the lake is more expensive than necessary and may not succeed. For
example, treating bottom sediments with alum improves a lake's water quality for
only a short time if nutrients continue to pour in from the watershed (Garrison
and Knauer, I984b).
    Two examples follow that will help  you understand how to use a diagnostic
study to formulate and implement a lake management plan; one is from a shallow
lake, the other from a deep lake.

Cedar Lake,  Wisconsin

A  large, relatively shallow  lake in western Wisconsin, Cedar Lake  covers 1, 100
acres  with a maximum  depth of 28 feet. It had experienced large and extensive
blue-green algal blooms, especially in late summer, and  was  periodically treated
with copper sulfate.
    Lake residents requested a diagnostic study that  determined phosphorus
loading from the largely agricultural watershed to be  about 1,500 kg per year.
Phosphorus loading models (see Chapter 5) based only on  watershed inputs sug-
gested that the in-lake phosphorus value should be much lower than was actually
measured. The mean summer phosphorus concentration was well within the
eutrophic range at 60 ug L"'.
    The data, however, showed that both phosphorus and chlorophyll increased
dramatically in late summer. Phosphorus values exceeded 150 ug L"1, causing a
large algal bloom. Temperature and dissolved oxygen profiles taken semi-weekly in
1987, revealed that stratification began in late May and the bottom waters quickly be-
came anoxic. When that happened, phosphorus levels became very high as phospho-
rus was released from the sediments (Fig. 4-1 I). When the lake mixed in late summer,
this phosphorus mixed into the surface waters, fueling the large algal bloom.
    Although the  lake had an  excellent sport fishery, a fish  survey also found a
sizable carp population. Of course, these bottom dwellers (as discussed earlier in
                                                                      129

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Managing Lakes and Reservoirs
                                                        Oxygen
                                             2'_'..        4           6
                                                 Dissolved Oxygen (mg/L)

                                                       Phosphorus
                                0.00
0,05    ,       0.10          0.15

    JlPotal Phosphorus (mg/L)"
0.20
                        Figure 4-11.—Profiles of dissolved oxygen and phosphorus in Cedar Lake, Wis. (Garri-
                        son, unpublished data). During stratification, P is released from the bottom sediments.
                        Following mixing, this P is moved into the surface waters where it is available to cause
                        algal blooms.
                        this chapter) move phosphorus from the sediments into the water column  as
                        they feed (Lamarra, 1975), raising the phosphorus level throughout the lake.
                             When the phosphorus budget was revised to include internal as well as ex-
                        ternal loads (Fig. 4-12), in-lake phosphorus concentrations were accurately pre-
                        dicted. And the  major targets for restoring the lake became the internal loading
                        of phosphorus from carp activity in the sediment.
                             Because the sport fishery was so good, using rotenone to eradicate the fish-
                        ery was  not an  option (see Chapter 7). Instead, a commercial fishery attempted
                        to  reduce the carp population. Although a large number of carp were removed,
                      130

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                                                                  CHAPTER 4: Problem Identification
                       PHOSPHORUS INPUTS
                                      Carp (40%)
      Sediments (26%)
                                                  Septic Systems (1%)
                                                  Ground water (2%)
                                                 Atmospheric (5%)
                                        Watershed (26%)
Figure 4-12.—Phosphorus load for Cedar Lake (Garrison, unpublished data). Nearly
two-thirds of the load comes from internal sources. Therefore, the restoration effort
was targeted toward reducing P input from these sources.
enough remained to contribute a significant amount of phosphorus and summer
algal blooms continued.
    To reduce phosphorus release from anoxic sediments, a destratification sys-
tem was installed (Chapter 7). This system consisted of a blower that discharged
300 cfm of air with a manifold system located near the center of the lake that dis-
tributed the air into the water column; The idea was not to directly introduce air
into the water column but instead reduce lake stability so that less wind would be
needed to mix the lake. The blower was  turned on  before stratification began
(late May) and operated continuously until early September.
    This system succeeded in reducing  phosphorus release from the sediments
by 70 percent (Fig. 4-13). The lake was still anoxic but for a much shorter period
of time and over a far smaller area.
    The destratification system also largely eliminated the algal bloom. Previous
chlorophyll a concentrations exceeding 100 ug L"1 (Fig. 4-14a,b) also declined. Al-
gal levels are still in the eutrophic range with peak summer chlorophyll a values of
about 50 ug L"1. The only way to further lower these  levels is to decrease nutri-
ents entering from the watershed and reduce the carp population still more.
Mirror Lake, Wisconsin
Mirror Lake is a small urban lake in central Wisconsin with a surface area of 13
acres and a maximum depth of 43 feet. Mirror Lake  had experienced repeated
blue-green algal blooms and winter fishkills (Knauer, 1975), so the city commis-
sioned a diagnostic study to determine the annual incomes of water and total
phosphorus and to examine the lake's water quality.
     Although  Mirror Lake is classified  as a seepage lake with no  permanent in-
flowing streams from the watershed, urban stormwater  discharged into the lake,
                                                                       131

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Managing Lakes and Reservoirs
                                              SEDIMENT PHOSPHORUS RELEASE
                            2,000
                            1,500 --
                             ,000 -	
                              500 -
                                       1987
1991
1992
                        Figure 4-13.—Prior to operation of the destratification system, a large amount of P
                        was released from the sediments during anoxia. The restoration reduced sediment re-
                        lease by about 70 percent (Garrison, unpublished data).

                        making  it a drainage lake. Studies of water  and external nutrient  loads during
                        1972 and 1973 (Table 4-2) revealed that city storm sewers contributed more
                        than half the phosphorus income to  Mirror Lake and thus, should be targeted by
                        the lake restoration project.  The study demonstrated that phosphorus  loading
                        peaked during spring showers and intense late summer rainfalls (Knauer, 1978).
Table 4-2.— Annual phosphorus loads for Mirror Lake, Wisconsin, 1972 and
1973.
SOURCE
Storm sewers
Overland flow
Groundwater
Precipitation
TOTAL
1972 (%)
50
16
21
13
100
1973(%)
57
21
18
4
100
                            Total phosphorus concentration in the lake averaged 90 jig L"', a very high
                        value, with extremely high  concentrations in the hypolimnion, particularly near
                        the sediments. This indicated that the sediments contributed a substantial amount
                        of internal loading.
                            The algae in the lake during the summer were unlike those found  in many
                        other eutrophic lakes. Massive blooms of a blue-green alga  Osdllatoria agardhii
                        characterized the spring and fall, but the summer season saw this species confined
                        to the metalimnion (see Chapter 2), while blue-green algae dominated the upper
                        waters following storms.
                            A sediment core indicated that storm sewers caused the lake's poor water
                        quality. Among other things, the core was analyzed for chlorophyll pigments com-
                        mon in Osdllatoria. The first algal bloom, as recorded  by pigments in the sedi-
                        ments, occurred in the early 1940s, just a few years after storm  drainage was
                        diverted into the lake.
                     132

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                                                                         CHAPTER 4:  Problem Identification
     ,200
   g
   o
   a.
   |
   a.
   •o
      150-
100-
   £
   a.
   o
   O
                                                                     Oct.
Figure 4- 14a.— Trophic state indicators in Cedar Lake prior to the installation of the
destratification system (Garrison, unpublished data).
       200
    O
             April
                                June
                                    July
                                  1992
August    Sept.
                                                                      Oct.
Figure 4-14b.-Trophic state indicators in Cedar Lake following the installation of the
destratification system (Garrison, unpublished data). This system greatly reduced the
extent of anoxia thus reducing P sediment release that caused the late summer algal
bloom.
                                                                               133

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Managing Lakes and Reservoirs
                             The diagnostic study also demonstrated that dissolved oxygen was very low
                         during the winter. An analysis of the data revealed that this problem was caused
                         by poor lake mixing during fall months before ice developed. Because of the lake's
                         small size but relatively deep depth, fall turnover didn't happen until late in the
                         fall. Much of the lake's volume is in the hypolimnion, and during stratification the
                         bottom  waters  accumulate a large quantity of reducing chemical substances.
                         When the lake mixes, these reducing chemicals consume oxygen, often decreas-
                         ing dissolved oxygen concentrations to 4 mg L"1 throughout the water column. If
                         ice forms before enough oxygen is exchanged with the atmosphere, not enough
                         oxygen is left when it freezes to keep fish alive throughout the winter.
                             The data from the diagnostic study were used to formulate a lake manage-
                         ment plan and lake protection and restoration strategies:

                             • In 1976, the storm sewers were diverted from the lake, reducing the
                                external phosphorus loading by 50 to 60 percent. Despite this reduction,
                                lake phosphorus concentrations remained high (Fig. 4-15), very similar to
                                the prediversion average of 90  ug L"'. Phosphorus released,from the
                                sediments was recycling phosphorus stored in the sediments from 35
                                years of storm sewer drainage. These phosphorus-rich waters moved
                                from the bottom to the upper waters during spring and fall  mixing, which
                                helped maintain the high phosphorus levels.
                                                        MIRROR LAKE
                                0.16
                                                             DISSOLVED REACTIVE PHOSPHORUS
                                    Ja  Ap  Jl Oc  Ja Ap Jl  Oc Ja Ap  Jl Oc

                                       1977       1978        1979
Ju  So Do Ma  Ju Se De  Ma Ju Sa  Do

 1988        1989       1990
                         Figure 4-15.—Volume weighted mean phosphorus concentrations in Mirror Lake,
                         Wis., before, immediately following the alum treatment, and a decade following the
                         treatment (Garrison and  Ihm, 1991). Mean  total P concentration prior to the alum
                         treatment was 90 |a.g/L and 20 (.ig/L following the treatment. By 1988 the P levels had
                         increased to 32 |a.g/L but this was entirely a result of increased concentrations in the
                         hypolimnion. Deep •water concentrations a decade following the alum treatment were
                         still considerably reduced from pre-treatment  levels and epilimnetic concentrations
                         during the period 1988-90 were  similar to those  experienced following the alum
                         treatment.
                      134

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                                                                   CHAPTER 4; Problem Identification
     • Aluminum sulfate (alum: Chapter 7) was applied to Mirror Lake in May
       1978 to inactivate the sediment phosphorus release. As shown in Figure
       4-15, total phosphorus declined to about 20 ug L"' and dissolved
       reactive phosphorus was virtually undetectable for two years following
       the treatment.

     • Ten years following the  alum treatment, the lake was reexamined for
       three years. The volume weighted mean P concentration had increased
       from 20 ug L"' to 32  ug L" in the hypolimnion, indicating recurrence of
       some internal loading — probably because the alum  layer was now
       buried. By the late 1980s the alum  layer was 2 inches (5 cm) below the
       sediment surface (Garrison and Ihm, 1991). While the alum prevented
       the release of phosphorus from the deeper sediments, phosphorus in
       the sediments above 2 inches would be released into the bottom waters
       during anoxic conditions. Although sediment phosphorus release was
       higher (0.20 mg m2 day"1) than immediately following the alum treatment
       (0.07 mg m2 day"1), it was considerably less than the  pretreatment rate
       of 1.30 mg m2 day"1 (Table 4-3). And even though the mean phosphorus
       concentration was higher a decade following the alum treatment, the
       summer epilimnetic concentration  was similar to that immediately
       following the alum treatment (Garrison and Ihm, 1991).
Table 4-3.— Release rates of phosphorus and ammonium measured by
in situ nutrient regeneration chambers for Mirror Lake, Wis. Since ammonium
release rates are not affected by the alum treatment, these figures provide
a further indication of the effectiveness of the alum treatment (Garrison and
Ihm, 1991).
TREATMENT
Pre-alum(1978)
Alum (1978-81)
Post-alum (1990)
PHOSPHORUS
(nig m2 day"*)
1.30
0.07
0.20
AMMONIUM
(mg m day"1)
6.6
5.1
5.4
     • The storm sewer diversion and alum application also reduced the size of
       the algal blooms. Blue-green algae no longer bloomed following summer
       storms and the quantity of the alga Oscillatoria agardhii was considerably
       smaller.

     • To solve the problem with low dissolved oxygen under the ice, an
       artificial circulation device was used in the fall to thoroughly mix the
       lake. The circulation unit was turned on at the beginning of November
       and operated until the beginning of ice  cover (usually early December).
       This extended fall mixing ensured that when the lake iced over, enough
       oxygen remained in the water column to prevent winter fishkills
       (Fig.4-16).

    These case histories represent real and highly successful uses of the diagno-
sis-feasibility-implementation approach to lake  protection and restoration. Once
the causes of the problems were identified, money was directed to long-term so-
lutions instead of wasting it on temporarily effective treatments (e.g., copper sul-
fate treatments). The lesson here is that lake management should proceed along
step-by-step approaches that are based  upon a  knowledge of both the watershed
T
   he lesson here is that ;
lake management
should proceed along   '
step-by-step approaches
that are based upon a
knowledge of both the
watershed and the lake ;
and are directed at the
causes, not the
symptoms of the
problems.
                                                                        135

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Managing Lakes and Reservoirs
                                                     MIRROR LAKE
                                                                              1/12/72
                                      0    24    6   8   10       0.2    4    6    8    10
    0
    4
    8
1 12
                                                  2/8/72
                                                                             2/14/72
                                     0    2   4    6    8   10       0   2    4   6    8    10
                                                        12/12/78
                                                                                1/30/79
                                                                    0   2    4   6    8   10
                                                       8    10
                                    02   468    10        0246810
                                                DISSOLVED OXYGEN (mg/L)
                        Figure 4-16.—Winter dissolved oxygen profiles for Mirror Lake demonstrating the suc-
                        cess of the artificial destratification system (modified from Garrison and Ihm, 1991).
                        Without this system the lake frequently mixed in the fall just prior to freeze up. Be-
                        cause of the high oxygen demand from reduced substances from the  bottom waters,
                        the DO concentration throughout the water column was low.  The destratification sys-
                        tem prolonged fall turnover allowing sufficient oxygen to become dissolved through-
                        out the •water column to prevent winterkill conditions.


                        and the lake and are directed at the causes, not the symptoms of the problems.
                        Effective lake  management plans (Chapter 8) integrate  watershed management
                        practices (Chapter 6) with in-lake restoration procedures (Chapter 7).
                         References
                         American Public Health Association. 1992. Standard Methods of Water and
                            Wastewater. 18th ed. Am. Pub. Health Ass., Am. Water Works Ass., Water
                            Environment Federation, Washington DC.
                         American Water Works Association. 1990. Water Quality and Treatment: A
                            Handbook of Community Water Supplies. 4th ed. McGraw-Hill, New York.
                         Asplund, T.A. and C.M. Cook. 1997. Effects of motor boats on submerged aquatic
                            macrophytes. Lake Reserv. Manage. 13:1 -12.
                         Asplund, T.R. and J.A. Johnson. 1996. Alternative Stable States in Fox Lake, Dodge
                            County, Wis. Results of 1995 plankton and water quality monitoring. Wis. Dep.
                            Nat. Resour., Madison.
                         Baker.J.P., H. Olem, C.S. Creager, M.D. Marcus, and B.R.Parkhurst.  1993. Fish and
                            Fisheries Management in Lakes and Reservoirs. EPA 841-R-93-002. Terrene
                            Institute and U.S. Environ. Prot. Agency, Washington, DC.
                      136

-------
                                                                       CHAPTER 4: Problem Identification
Brezonik, P.L 1984. Trophic state indices: rationale for multivariate approaches. Pages
    441 -5 in Lake and Reservoir Management. Proc. 3r  Annu. Conf. N. Am. Lake
    Manage. Soc., Knoxville, TN. EPA 440175-84-001. U.S. Environ. Prot. Agency,
    Washington, DC.
Carlson, R.E.  1977. A trophic state index for lakes. Limnol. Oceanogr. 22:361 -9.
Cooke, G.D., E.B. Welch, A.B. Martin, D.G. Fulmer, and G.C. Schrieve. 1993.
    Effectiveness of Al, Ca and Fe salts for control of internal phosphorus loading in
    shallow and deep lakes. Hydrobiol. 253:323-35.
Deppe, E. and R.E. Lathrop. 1992. A comparison of two rake sampling techniques for
    sampling aquatic  macrophytes. Find. No. 32. Wis.  Dep. Nat. Res. Manage.,
    Madison.
Engel, S.  1989a. The restructuring of  littoral zones. Lake Reserv. Manage. 2:235-42.
	. 1989b. Lake use planning in local efforts to manage lakes. Pages 101 -5 in
    Proc. Natl. Conf. Enhancing States Lake Management Programs, May 1988.
    Northeast. III. Plann. Commiss., Chicago, IL.
Garrison, RJ.  1995. Paleoecological analysis of East Twin Lake, St. Croix County. Wis.
    Dep. Nat. Resour., Madison.
	•. 1998. Final Report for Delavan Lake, Walworth County Zooplankton Study
    for the period of 1995-97. Wis. Dep. Nat. Resour., Madison.
Garrison, RJ. and D.M. Ihm. 1991. First Annual Report of Long-term Evaluation of
    Wisconsin Clean Lake Projects:  Part B Lake Assessment. U.S. Environ. Prot.
    Agency, Washington, DC.
Garrison, RJ. and D.R. Knauer. 1984a. Lake restoration: a five year evaluation of the
    Mirror and Shadow lakes project, Waupaca, Wis. EPA 440/5-81 -010. U.S. Environ.
    Prot. Agency, Washington, DC.
	.  1984b. Long-term evaluation of three alum-treated lakes. Pages 513-17 in
    Lake Reserv. Manage. EPA 440/5-84-001. U.S. Environ. Prot. Agency, Washington,
    DC.
Garrison, RJ. and R.S. Wakeman. 2000. Use of paleolimnology to document the effect
    of lake shoreland development on water quality. J. Paleolim. 24:369-93.
Heiskary, S.A., C.B.Wilson, and D.RLarsen. 1987. Analysis of regional patterns in lake
    water quality: using ecoregions for lake management in Minnesota. Lake Reserv.
    Manage. 3:337-44.
James, W.R.J.W. Barko.and S.J. Field.  1996. Phosphorus mobilization from littoral
    sediments of an inlet region in Lake Delavan, Wis. Arch. Hydro. Biol. 138:245-57.
Jones, W.W. 1996. Balancing recreational user demands and conflicts on multiple use
    public waters. Am. Fish. Soc. Symp. 16:179-85.
Knauer, D.R. 1975. The effect of urban runoff on phytoplankton ecology. Verh. Int.
    Verein. Limnol. 19:893-903.
Kratzner, C.R. and P.L. Brezonik. 1981. A Carlson-type trophic state index for
    nitrogen in Florida lakes. Wat. Resour. Bull. 17:713-15.
Lamarra, VJ. Jr. 1975. Digestive activities of carp as a major contributor to the
    nutrient loading of lakes. Verh. Int. Verein. Limnol. 19:2461 -8.
Meijer, M.L., M.W. de  Haan, A.W. Breukelaar, and H. Buiteveld. 1990. Is reduction of
    the benthivorous fish an important cause of high transparency following
    biomanipulation in shallow lakes? Hydrobiol. 200/201:303-15.
Niirnberg , G.K. 1995a. Quantifying anoxia in  lakes. Limnol. Oceanogr. 40:110-11.
	. I995b. The anoxic factor, a quantitative measure of anoxia and fish
    species richness in central Ontario lakes. Trans. Am. Fish. Soc. 124:677-86.
                                                                            137

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Managing Lakes and Reservoirs
                         OmernickJ.M. 1987. Ecoregions of the conterminous United States. Freshw. Ann.
                             Ass. Am. Geog. 77:118-25.
                         Penaloza, L 1991.Boating Pressure on Wisconsin's Lakes and Rivers.Tech. Bull. No.
                             174. Wis. Dep. Nat. Resour., Madison.
                         Porcella, D.B., S.A. Peterson, and D.R Larsen. 1979. Proposed method for evaluating
                             the effects of restoring lakes. Pages 265-310 in Limnological and
                             Socioeconomical Evaluation of Lake Restoration Projects: Approaches and
                             Preliminary Results. EPA 600/3-79-005. U.S. Environ. Prot. Agency, Washington,
                             DC.
                         Reckhow, K.H., M.N. Beaulac, and J.T. Simpson. 1980. Modeling phosphorus loading
                             and lake response under uncertainty: A Manual and Compilation of Export
                             Coefficients. EPA-440/5-80-011. U.S. Environ. Prot. Agency, Washington, DC.
                         Stauffer, R.E.and G.F. Lee. 1973. The role of thermocline migration in regulating algal
                             blooms. Pages 73-82 in E.J. Middlebrooks, ed. Modeling the Eutrophication
                             Process. Utah State Univ. Logan. Republ. by Ann Arbor Science, Ann Arbor, Ml.
                         U.S. Environmental Protection Agency.  1989. Handbook of Methods for Acid
                             Deposition Studies Field Operations for Surface Water Chemistry.
                             EPA/600/8-84/023. Research Triangle Park, NC.
                         Wagner, K.J. 1991. Assessing the impacts of motorized watercraft on lakes: Issues and
                             perceptions. Pages 77-93 in Proc. Natl. Conf. on Enhancing States' Lake
                             Management Programs. May 1990. Northeast. III. Plann. Commiss., Chicago.
                         Walker, W.W. 1984. Trophic state indicies for reservoirs. Pages 435-40 in  Lake
                             Reserv. Manage. Proc. 3r Annu. Conf. N. Am. Lake Manage. Soc., Knoxville, TN.
                             EPA 4401 /5-84-001. U.S. Environ. Prot. Agency, Washington, DC.
                         Wisconsin Department of Natural Resources. 1988. A Two-year Study of Devil's
                             Lake: Results and Management Implications. Bur. Res., Madison.
                         Wentz, D.A., W.A. Rose, and j.T. Krohelski. 1989. Hydrologic component.  Pages 5-1 to
                             5-77 in D.R. Knauer and S.A. Brower, eds. The Wisconsin Regional Integrated
                             Lake-Watershed Acidification Study: 1981-83. EPRI EA-6214. Electric Power Res.
                             Inst., Palo Alto, CA.
                      138

-------
                       CHAPTER  5
                 Predicting   Lake
                 Water  Quality
Models
Mathematical models express in quantitative terms the cause-effect relationships
that control lake water quality, and can be used both to diagnose lake problems
and evaluate possible solutions. Model formulas are derived from scientific theo-
ries combined with observations of conditions in real lakes. In lake studies, mod-
els are employed in two basic situations:

    I.  Diagnostic: What is going on in the lake? What is the present water
       quality? Models provide a frame of reference for interpreting lake and
       watershed monitoring data. They tell the user what to expect in a lake
       with given morphometric, hydrological, and watershed characteristics.
       These expectations may not always be met, however, because of natural
       variation in the observations and unique features of the lake that are
       not represented by the model. This result, in turn, can help clarify
       important cause and effect relationships.

    2.  Predictive: What will happen to the lake if we take certain actions?
       Models can be used to predict how lake water quality will change in
       response to changes in nutrient inputs or other factors. Once the
       model is calibrated and verified with baseline conditions in your lake,
       you can perform experiments on paper or computer instead of
       engaging in full-scale experimentation with the lake itself (a usually
       infeasible and inefficient process).

    Mathematical lake models can address many questions:
      • What did the lake look like before anyone arrived? (pre-development
        scenario)
      • What is the lake's present water  quality? (existing scenario, lake
        assessment)
      • How will future watershed development affect the lake's water quality?
        (post-development scenario)
      • What are the most important sources of nutrients to the lake?
      • What level of nutrient loading can the lake tolerate before it develops
        algae problems? (goal setting, TMDLs [total maximum daily loads])

                                                                    139
Calibrate: To obtain a best
fit between model predictions
and observed data by
adjusting model parameters.

-------
    Managing Lakes and Reservoirs
Validate or Verify: To
compare model predictions
with observed data, using
data that are different from
those used to calibrate the
model, and to conclude that
the results of the comparison
are acceptable.
Mass Balance: The mass of
a substance in a fixed volume
is neither created nor
destroyed. Rather, it changes
only according to the input
and output fluxes across the
volume's boundary, which in
the case of a lake may  be its
bottom, surface, or shoreline.

       • How much must nutrients be reduced to eliminate nuisance algal
         blooms?
       • How long will it take for lake water quality to improve, once controls
         are in place? (restoration scenario)
       • How successful will restoration be? (based on a water quality
         management goal such as target levels for lake phosphorus,
         chlorophyll, or transparency)
       • Are proposed lake management goals realistic? Are they cost effective?

     Use modeling only for evaluating those types of problems you understand well
enough to express them in concise, quantitative terms. Some situations, like exotic
species introductions, unique accidents, or unusual weather conditions are not pre-
dictable; therefore, modeling is not possible. Sometimes it's even unnecessary, espe-
cially if the lake or reservoir is well studied and no future changes are expected.
     Models  are just tools used by lake management professionals to develop
their assessments and recommendations. The lake manager decides whether and
which type of models to use, what supporting data should be collected, how the
models should be implemented and tested, and how the model results should be
interpreted.
     Ideally, a model is  applied only to situations and conditions for which it has
been tested and verified. If no validated models are available or it is not possible
to validate a chosen model (perhaps for  financial reasons), the model's  results
should be interpreted  with caution. The  lake manager's choice of appropriate
models for a given lake or reservoir should be based on regional experience, lim-
nological knowledge, and the types of predictions desired  (e.g., detailed  versus
spatial-temporal averages). The lake manager should consider how closely the
lake characteristics  (e.g., morphometry, hydrology, natural lake versus reservoir)
reflect the characteristics of the  lakes that  were used to develop and verify a
model.
     The many types of lake models differ in complexity, assumptions, data re-
quirements, and methods of calculating results. Most are based on the mass bal-
ance concept where all the fluxes of mass to and from specific compartments
must be accounted  for over time. Complex dynamic simulation models such as
"CE-QUAL-ICM" (U.S. EPA, 1997) can make detailed predictions  of a lake's re-
sponse to pollution over space and time by  using fine spatial grids for compart-
mentalization and small time steps. Such models, however, require a lot of input
and field data for calibration and testing.
     Complex models can usually be simplified by  making certain assumptions. In
some cases, spatial variation of nutrients in a lake may be unimportant, so you can
eliminate those compartments  in the  mass balance model. For example, Chapra
and Canale (1991) developed a spatially homogeneous lake model with a separate
sediment compartment that helps them predict the long-term temporal dynamics
of average lake phosphorus concentrations.
     You might further simplify a model  by assuming the lake is in temporal
steady-state: i.e., its  nutrient concentration  is no longer changing over time. A
lake's mass balance then reduces to simple algebraic equations that a spreadsheet
can  handle for the  average lake nutrient concentration. Under this steady-state
assumption, you can compare  different scenarios (e.g., pre- and  post-develop-
ment), but you can't determine the time it will take to reach the second scenario,
                          140

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                                                            CHAPTER 5: Predicting Lake Water Quality
nor predict temporal trends. Walker's (1987) BATHTUB model for reservoirs
assumes a temporal steady-state but allows for some spatial variation by dividing
the reservoir into basins.
    Models should be only as complicated as necessary for the task at hand. Un-
necessary detail built into a model makes it more difficult and expensive to con-
struct and verify. A simple model can be more robust and useful for management
decisions than one requiring difficult to obtain detailed input data and then mak-
ing many detailed predictions that will never be  compared to observations (see
U.S. EPA, 1999). Because spatial homogeneity, temporal steady-state, and other as-
sumptions make for simpler lake models that still make useful predictions, such
models are frequently used — and are emphasized in this chapter. A review of
other useful lake models can be found in U.S. EPA (1997).
    Modeling eutrophication is the primary purpose of this chapter. The general
concepts of eutrophication (see Chapters 2 and 4) are based on the observation
that nutrient availability (phosphorus in particular), algal production, and  fish pro-
duction are strongly correlated. Therefore, increasing or decreasing the phospho-
rus loading to a lake will generally have the same effect on nutrient availability,
algal growth, and fish production.
    As will be shown, these relationships can be modeled step by step, starting
with a lake's  phosphorus budget, followed  by observed relationships  between
phosphorus concentration and water quality, and  concluding with predictions of a
lake's  response to future development or restoration (e.g., through  goal-setting
with TMDLs). But lakes and reservoirs have other water quality problems besides
those based on phosphorus, and thus we will also assess the value of establishing
mass balance models for the nutrient nitrogen,  total suspended solids  (causing
turbidity), and acids.
Eutrophication:  The Problem
Excessive nutrients that promote aquatic growth, especially algae, were identified
as the most important problem in 44 percent of all U.S. lakes surveyed in  1998
(U.S. EPA, 2000a). Nutrients were also deemed excessive in more than half of the
lakes with impaired water quality. Therefore, models are frequently used to evalu-
ate eutrophication problems related to algae. Eutrophication modeling is based
on several general observations made in many temperate lakes and reservoirs
over many years:

     I. Lake algal growth is usually determined (limited) by the supply of
       phosphorus. Even if other factors, e.g., nitrogen  or light, become limiting,
       algae biomass and blooms usually increase with  increasing lake water
       phosphorus concentrations (Niirnberg, 1996).

    2. Increasing or decreasing the amount of phosphorus entering the lake
       over an annual or seasonal period will increase or decrease the
       average concentrations of phosphorus and consequently of algae
       (as  in I).

    3. A lake's capacity to absorb increased phosphorus loading without
       experiencing higher phosphorus concentrations and consequent algal
       blooms increases with volume, depth, flushing, and sedimentation rates.
Robust: Description of a
model that predicts well over
widely varying conditions.
Spatial Homogeneity:
evenly distributed (well-mixed
throughout a fixed volume.
Temporal Steady State:
In the context of a mass
balance, there may be fluxes
in and out of the system, but
combined inputs equal
combined outputs so that the
mass in a fixed volume is
constant over time.
                                                                        141

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    Managing Lakes and Reservoirs
Phosphorus: Phosphorus is
usually measured in units of
weight of phosphorus per
volume of water; for example:
mg/m3 -  u.g/L => ppb.
+Total Phosphorus
represents all phosphorus in a
sample.
•Particulate Phosphorus
represents only a certain
fraction that is greater than a
defined size (often 0.45
micron).
* Total Dissolved Phos-
phorus is all phosphorus
smaller than the defined size.
*DRP or SRP (Dissolved or
Soluble Reactive Phos-
phorus) is the part of Total
Dissolved Phosphorus that is
readily available and is often
used as an approximation to
the chemically pure form of
orthophosphate.
    In other words, algal growth is mainly controlled by phosphorus. Thus, the
condition of your lake water depends on the balance between the amount of in-
coming and outgoing phosphorus and the volume of water available for dilution. A
large, deep  lake with a high flow will be  able to handle a larger phosphorus load
better than a small, shallow, or stagnant lake.
    Most eutrophication models simply  summarize these relationships in mathe-
matical terms. In particular, steady-state phosphorus mass balance models use es-
timated lake inputs, outputs, and lake morphometry to predict long-term average
lake water phosphorus concentration, which in turn is empirically related to vari-
ables  indicating algal biomass (chlorophyll),  water transparency  (Secchi disk
depth), hypolimnetic anoxia (lack of oxygen), and/or fish species abundance and
production  (Fig. 5-1). These  relationships are called "empirical" because they are
statistically  based on the responses of water quality to average phosphorus con-
centration observed in a large  number of lakes and reservoirs.
    Total phosphorus functions as the currency  of water quality, since it is the
primary controlling variable for water quality and  is correlated to the others, like
chlorophyll, hypolimnetic anoxia, and transparency that all help define a lake's tro-
phic state (see Chapter 4). It also is more stable and easier to determine. For ex-
ample, a one unit increase of phosphorus yields a certain amount of algae, which
in turn decreases Secchi disk transparency by a certain depth and increases hypo-
limnetic anoxia by a certain amount of time and volume.


Modeling  Eutrophication
Eutrophication modeling is a step-by-step process:

    v STEP 1.  Development of hydrological (water) and nutri-
       ent budgets* A lake model is  only as good as the data used in its con-
      struction. Good hydrological and nutrient lake budgets provide that data. If
       no or very little inflow and outflow stream data are available, these flows
      can be modeled separately with various degrees of detail. At one extreme,
      a watershed simulation model  might use  20 years of daily precipitation
      data and numerous sub-watershed  areas  to provide long-term average
      water flow. Alternatively and more simply, data derived from other compa-
       rable  studies  can  be used  to  determine  approximate  water and
      phosphorus  loads for a steady-state lake model.

    TSTEP 2. Calculation of lake  phosphorus concentrations
       from external and internal phosphorus loading as deter-
      mined in Step I. Phosphorus models can  simply describe the lake as a
      steady-state, completely mixed water body and determine annual average
      lake  total phosphorus,  or they can  use a simulation model to specifically
      model various lake compartments (e.g., bays and basins, different layers) or
      seasons  separately, or even detailed phosphorus  changes in  time and
      space. Sometimes a combination  of simple and more elaborate models is
      useful: the simple model can verify the overall input and output of a more
      detailed model.
                         142

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Eutrophication Model Concepts
Loading: .

Modifying factors
Phosphorus loading
Morphometry
Hydrology
Other factors

Factors modifying
lake response
to loading




_ concentration
(Limiting nutrient)
Lake phosphorus
Patterns of /&:£• :?£•:&
response /@£$l&2£*£*^
gp^ Low ^
Phosphorus loading
High Small, stagnant
factors Dissolved P load
Sediment recycle
Low Large, rapidly-flushed
factors Paniculate P load
Stable thermocline
Promote algal growth
and increase
concentration
(Algal pigment)
Chlorophyll-a
Higy!j§||
•gpi'^L.QVJ ^
Lake Phosphorus
Clear, stagnant
••• — ••• O fid MOW
Dissolved P load
Turbid, rapidly-flushed
Paniculate P load
Nitrogen limited
Zooplankton grazing
Decrease water
(Secchi depth)
Transparency
' k
Wligh
Low ^
Chlorophyll-a_
Turbid, colored
Minh cilt
Rapidly-flushed
Shallow
•n
<5'
I
Ul
'l
m
•D
S*
a
§
1
CO
8
ft
!
W
                                                                                                                                                          a
                                                                                                                                                          n
                                                                                                                                                          
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Managing takes and Reservoirs
                            T STEP 3. Prediction of water quality from lake phospho-
                              rus concentration determined in Step 2. Empirical  models are fre-
                              quently used to predict water quality variables from phosphorus. These
                              models often require only one predictor variable, e.g., average summer ep-
                              ilimnetic phosphorus concentration, to model the water quality variable in
                              question, e.g., summer chlorophyll concentration.

                            T STEP 4. Model verification of lake phosphorus and water quality
                              predictions from Step 2 and 3 with monitoring data, if available. Model pre-
                              dictions are compared with observed  lake  conditions to  assess the
                              sources and degrees of variation of observed and predicted data.

                            T STEP 5. Forecasting and tracking changes in wafer qual-
                              ity. Combinations of Steps I to 3 are used to predict possible changes in
                              water quality. Once the model has been validated for your lake (Step 4), it
                              can be used to predict the changes in water quality likely to result from fu-
                              ture  changes in  phosphorus  loading.  The   model can  also  remove
                              anthropogenic effects and thus show you the lake's natural condition.


                        STEP  7:  Development  of Hydrological
                        and Nutrient Budgets

                        Phosphorus loading changes in response to season, storms, upstream point sources,
                        and land use. For example, converting a forest into an  urban subdivision or shop-
                        ping center usually increases the amount of phosphorus entering the lake by a fac-
                        tor of 5 to 20, a result of increased water flow and nutrient concentration - both
                        related to runoff from impervious surfaces. Evaluating the loading gives us a basis
                        for projecting how the lake will respond to changes in land use or other factors.
                            In addition, a detailed  mass balance study can determine the relative impact
                        of various pollutant sources on lake water quality. For example, even though a
                        stream has a  high phosphorus concentration, it may also flow minimally, and thus
                        contribute very little to the lake.
                            Loading estimates for each source will vary; they are ranges, not fixed quanti-
                        ties. Depending on monitoring intensity, calculation methods, and  natural variation,
                        an annual loading estimate for a given stream could vary by a factor of 2 or more.
                           To directly estimate loading from a source, both flow and concentration must
                        be properly quantified over the period  in question. This is difficult and expensive
                        because both vary widely in response to season, storms, and other unpredictable
                        factors. When a monitoring program produces inadequate results, it is better to
                        use data from a more detailed long-term study of a comparable watershed.
                        Water Budget
                       The first step in lake modeling is to establish a water budget. Flows carry pollut-
                       ants into and out of lakes, and water quality problems cannot be analyzed without
                       a quantitative understanding of lake hydrology. In fact, the water budget is as im-
                       portant as evaluating the pollutant concentration because it is needed to quantify
                       loadings from specific  sources. The basic water balance equation  considers the
                       following terms, typically expressed as water volume per year:
                                     Inflow + precipitation - outflow + evaporation + change in storage
                     144

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                                                           CHAPTER 5: Predicting Lake Water Quality
     Figure 5-2 illustrates  possible water flows that contribute to  the  total
budget.
   DIRECT RUNOFF

  STREAM INFLOW

    POINT SOURCE
       DISCHARGE
 GROUNDWATER INFLOW
                       LAKE WATER  BUDGET

                      PRECIPITATION   EVAPORATION
\	1
i
    \   CHANGE IN STORAGE   /
SURFACE OUTFLOW
WITHDRAWALS
GROUNDWATER OUTFLOW
Figure 5-2.—Schematic water budget.
       • Inflows may come from tributary streams, point source discharges,
         shoreline runoff, and groundwater springs.
       • Outflows may include the lake outlet, groundwater discharges, and
         withdrawals for water supply, irrigation, or other purposes.
    Major inflow and outflow streams should be gauged directly and continu-
ously over the long term. If only short-term data are available, use them in con-
junction with long-term regional climate data (precipitation, evapotranspira-
tion) to calibrate a model that will give you long-term average stream hydrology.
Use estimates (for example, runoff coefficients) to quantify smaller streams.
    The change in storage accounts for fluctuations in  the elevation of the
lake surface — whether it's  "high" or "low" — over the  study period; this is
sometimes significant in reservoirs.
    Once all flow terms have been determined, check the water budget for bal-
ance. Major discrepancies may indicate an error in an important source of inflow,
outflow, or storage (such as unknown  or poorly defined stream or groundwater
flow). It is relatively difficult to establish water balances in seepage lakes because
of the problems and expense  of monitoring groundwater flows. Significant errors
in the water balance may indicate a need for further study of the lake's hydrology.
 Phosphorus Budget
The  cornerstone for evaluating eutrophication  problems, the lake phosphorus
budget evaluates and ranks phosphorus sources that may contribute to an algal
problem. The basic concept and mathematics are relatively simple, although esti-
mating individual budget items often requires considerable time, monitoring data,
and expertise.
     The following terms are evaluated and typically expressed as phosphorus mass
per year (if an areal load, as phosphorus mass per lake surface area per year):
        External load = outflow load + sedimentation - internal load + change in storage
     Figure 5-3  illustrates external  and  internal phosphorus  sources  that may
contribute to the total budget.
     The term external load is the amount of phosphorus per year that enters
the lake from all external sources. It may come from tributaries, sewage treatment
                                                                       145

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Managing Lakes and Reservoirs
                                         PHOSPHORUS  BUDGET
                      nmcrr ni IMOPP     rneuiriiMinJiN   WATERFOWL
                      DIRECT RUNOFF v    & DUSTFALL
                     STREAM INFLOW v\	i	i	^ SURFACE  OUTFLOW
                                      ^*ACHANGE IN STORAGE   /
                       POINT SOURCE	_Jv-	—	/-^WITHDRAWALS
                          DISCHARGE      V                     /-^
                                                                       •GROUNDWATER OUTFLOW
                    GROUNDWATER INFLOW -""'^-3-
                           & SEPTIC TANKS       /
                                       ANOXIC RELEASE
                        Figure 5-3.—Schematic phosphorus budget.


                        plants discharging directly to the lake, precipitation and  dust fall, septic tanks,
                        groundwater, runoff, and waterfowl. Estimating these loads is the most important
                        and generally most expensive step in the modeling process.
                            Intensive monitoring programs to define and quantify at least some major
                        loading sources can pay off in good, reliable results. Lake  water is usually moni-
                        tored for all parameters at the same time so that loadings can be related to lake
                        responses.
                            Stream loading, often the largest source, is usually estimated from stream
                        flow and phosphorus  concentrations monitored  periodically (weekly, monthly)
                        and supplemented with samples taken during storms. Storm sampling is very im-
                        portant, particularly in  small streams that flash flood, because a very high percent-
                        age of the annual loading may occur during short, intense  storms. If these events
                        are not sampled, it will be difficult to develop reliable loading estimates. You might
                        also try combining monitored hydrology with empirically  predicted phosphorus
                        concentration to arrive at the stream load.
                            A complete monitored external load budget is so costly and labor intensive —
                        and takes so long — that, instead, you may want to make indirect estimates based
                        on the characteristics of your watershed. This method is based on the concept that
                        two watersheds in the  same region and with similar land-use patterns and geology
                        will tend to contribute the same amount of phosphorus per unit area, and thus data
                        can be extrapolated from one or more monitored watersheds to others.
                            Whether this  method will work for your lake depends largely on the avail-
                        ability of good data on regional export coefficients (mass of phosphorus per wa-
                        tershed  area, per year) for the land uses  and watersheds in your area. Export
                        coefficients have been  compiled for a number of land uses (see Chapter 2, Table
                        2-1). This approach is much less costly than direct monitoring and can be as good
                        or better for long-term predictions, especially when you monitor inflow infre-
                        quently or for only a few years.
                            The term outflow load relates to phosphorus leaving  the lake in surface
                        outlet(s); withdrawals for water supply, irrigation, or other  purposes; and ground-
                        water seepage. You can usually measure these flows and concentration, although
                        if groundwater seepage dominates the outflow, it will be difficult to directly deter-
                        mine the outflow loading.
                            The term internal load refers to all internally derived  phosphorus. The most
                        important source comes from bottom sediments that  release phosphorus when
                        their surface goes  anoxic. This happens frequently in  the summer in eutrophic
                        stratified lakes. To determine the internal load from anoxic sediments, use either
                        your lake's phosphorus budget, the phosphorus  increase in the  hypolimnion, the
                     146

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                                                                 CHAPTER S: Predicting Lake Water Quality
  Table 5-1.—Anoxic Factor.
  The anoxic factor (AF) (Nurnberg, 1995) quantitatively summarizes the extent and duration of
  anoxia (lack of oxygen) in stratified lakes. It is based on a series of measured oxygen profiles
  and morphometric data and can be computed for any lake or reservoir. To render this index
  comparable across lakes of different sizes, AF is corrected for lake surface area by simple
  division. Expressed this way, AF is a ratio that represents the number of days in a year or
  season that a sediment area equal to the lake surface area is anoxic. Hence its units are d/yr
  or d/season; i.e., summer or winter. Anoxic factors can be predicted from average
  phosphorus concentration and lake morphometry when oxygen profiles are not available.
    To compute AF, first inspect the oxygen profiles and determine the depth at which DO
  concentration is 1 mg/L. When this concentration is found about  1 m (3 feet) above the
  bottom, the sediment-water interface is likely anoxic,  and processes requiring reduced
  sediment surfaces, like phosphorus and iron release,  will commence. Next, the period of
  anoxia (ti in days) must be multiplied by the corresponding hypolimnetic area (a, in m2)  and
  divided by the lake surface area (A0, m2) corresponding to the average elevation for that
  period. These terms of n, numbers of periods at different oxyclines are then added up. In this
  way, AF is comparable between  lakes, like other areal measures, e.g., areal nutrient loads
  and fish yield.
    When classified with respect to trophic state, below 20 d/yr indicate oligotrophic
  conditions, 20 to 40 d/yr are usually found in mesotrophic lakes, 40 to 60 d/yr represent
  eutrophic conditions and above 60 d/yr is typical for hypereutrophic conditions.

                               A r-  -A ti X 01
increase in phosphorus concentration at fall turnover, or laboratory estimates of
sediment release rates coupled with the anoxic factor as  a variable to describe
the duration and extent of hypolimnetic anoxia (Tables 5-1, 5-2).

     Internal loads can be quite substantial in eutrophic lakes, and, when good
management has  reduced external loading, even more than the  phosphorus en-
tering the lake from the watershed (Fig. 5-4).
     Other internal sources that are usually less important include:
       • Phosphorus transport from the bottom of the lake to the epilimnion
         (the top) via algal migration.
       • Release from shoreline sediments resulting from  resuspension and
         turbulence.
       • Release from sediments caused by changes in pH, and sediment
         disturbance by  bottom-dwelling fish and macrobenthos (Welch, 1992).

     Sedimentation is the downward flux of phosphorus to the sediment. Lake
water quality is usually better with higher sedimentation, because less phospho-
rus remains in the water column to stimulate algal growth.
     The term change  in storage accounts  for changes in  the total  mass of
phosphorus  stored in the water column between  the  beginning and end of a
study period. Such changes reflect differences in lake volume, average phosphorus
concentration, or both.  This term  is positive  if the phosphorus increases  and
negative if it decreases.
     Water and  phosphorus budgets supply the information necessary to com-
pare the individual loading terms and thus rank sources and identify candidates
for watershed management or in-lake restoration techniques. For example, the
Lake  Wilcox  phosphorus budget clearly  indicates that treating the tributary

Macrobenthos: Insect
larvae and other small
invertebrates living at the
bottom of a pond or lake
(these are actually large
compared to plankton).
                                                                              147

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Managing Lakes and Reservoirs
                               Table 5-2.—Determination of internal phosphorus load in stratified lakes.
                              Internal phosphorus load is the phosphorus released from lake sediments into lake water. Often it
                              accumulates in the hypolimnion during stratified seasons and is primarily released from anoxic
                              sediment surfaces. Internal load (just like external) can be returned to the sediments leading to
                              various estimates ranging from "gross," which most closely approximates the total amount of
                              internal load, to various "net" estimates which include some degree of re-sedimentation of
                              internal load. Five different ways of estimating internal phosphorus load are listed below:
                              1. Net estimates from complete phosphorus budgets: In a complete mass balance
                              that includes all external P inputs and the total P loss in the outflow, internal phosphorus load is
                              implicitly considered. A net internal load can then be computed from the increase in outflow
                              mass over that predicted from a retention model that assumes no internal load:

                                               net internal load = external load x (Rpred - Rmeas)

                              where retention (Rpred and Rmeas)  is explained in Table 5-3. This estimate of internal load is the
                              smallest and deviates the most, because it includes sedimentation and precipitation of internal
                              load. This net estimate is related to internal load by using the same retention model as used for
                              external loads (Nurnberg, 1998):

                                                 net internal load = internal load x (1 - Rpred)
                              2. Partially net estimates from in situ phosphorus increases in the summer
                              hypolimnion: Internal load estimated from phosphorus increases in the hypolimnion is
                              higher than that based on an annual budget (1), because of some sedimentation during that
                              period.
                              3. Partially net estimates from in situ phosphorus increases at fall turnover:
                              Internal load can also be estimated at fall turnover, when the surface water concentrations
                              increase due to mixing of hypolimnetic phosphorus-rich water with epilimnetic water. Some
                              additional sedimentation might already have happened before and during turnover, so this
                              value will probably be slightly below the estimate determined from summer increases in the
                              hypolimnion (2).
                              4. Gross estimates from phosphorus release rates and anoxia: The highest
                              estimate of internal load, which should be closest to the amount of phosphorus actually
                              released from the anoxic sediment surfaces, can be computed from release rates and the
                              anoxic area and time, i.e. the anoxic factor. This value should be highest, since it does not
                              incorporate any sedimentation. When there are no measured release rates available, a
                              measured phosphorus concentration in the profundal sediment can be used to predict a range
                              for the phosphorus release rate (Nurnberg, 1988).
                              5. Gross estimates from complete phosphorus budgets: The equations in 1 can be
                              combined so that internal load can be estimated as:

                                           internal load = external load x (Rpred - Rmeas) / (1 - Rpred)
                              For example, long-term averages of internal load (kg/yr) estimates for Lake Wilcox, Ontario
                              were estimated as follows:
                                  1. Phosphorus budget (net) 39
                                 2. Hypolimnetic increase 135
                                 3. Fall turnover 122
                                 4. Release rate 157
                                 5. Phosphorus budget (gross) 169

                              The net estimate of 39 kg/yr (estimate 1, that considers a predicted retention of 0.77)
                              corresponds to an internal load of 169 kg/yr (estimate 5). This is similar to estimate 4 which
                              does not consider retention of internal load either.
                         148

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                                                         CHAPTERS: Predicting Lake Water Quality
          10000E
      TD
      OJ
      o
      05
      c
      I
           1000
             100
10
                                                     II I I I M
                10           100
                        External load
                             1000
10000
Figure 5-4.—Internal versus external phosphorus  loading (mg/m2/yr) in  stratified
lakes with anoxic hypolimnia.
would not reduce eutrophication because it accounts for less than 10 percent of
external and less than 3 percent of total load (Fig. 5-5). And the only way to
eliminate late-summer algal blooms in Cedar Lake was by treating the high inter-
nal phosphorus load (Chapter 4).


STEP  2;  Predicting Phosphorus Concentration

Steady-state phosphorus mass balance models usually assume that the lake is spa-
tially homogeneous. They are driven  by four fundamental  variables calculated
from lake morphometry, and water and phosphorus budgets:

     I.  The average input phosphorus concentration is the sum of all
       external phosphorus loads to the lake weighted by the outflow of water.
         Average input phosphorus concentration = external phosphorus load/outflow
       This equation represents the "real" average inflow concentration only
       when total inflow equals outflow. Where these flows differ, e.g., in
       reservoirs, this term has a more theoretical meaning. Typically, outflows
       and loads are calculated on an annual basis to even out seasonal
       variation.

       This basic measure of inflow quality is important in determining how
       watershed point and nonpoint sources affect eutrophication of the lake.
       Thus, long-term management (as in the TMDL process) frequently
       focuses on reducing average input phosphorus concentrations.
                                                                     149

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Managing Lakes and Reservoirs
                                Water Load
                                             Runoff
                                              21%
                                         Atmospheric
                                            40%
                               Phosphorus Load
Groundwater
    17%
                                                                   Tributary
                                                                     22%
                                                           Groundwater
                                                               3%
                                                             Tributary
                                                               3%
                                          Internal
                                           64%
                                                                Atmospheric
                                                                    8%
                                                                   Runoff
                                                                    22%
                        Figure 5-5.—Relative importance of various sources of water and total
                        phosphorus for Lake Wilcox, Ontario.
                             2.  The average water residence time (often called hydraulic retention
                                time) (x) is the average length of time water spends in a lake or
                                reservoir before being discharged through the outlet.

                                          Average water residence time ft) = lake volume/outflow

                                Again, outflow is calculated annually to even out seasonal variation. If
                                total inflow equals outflow, T equals the time required for the lake to
                                refill if it were completely drained. As residence time increases,
                                interactions between the water column and bottom sediment have
                                more influence on water quality. For a given inflow concentration,
                                phosphorus sedimentation usually increases and lake phosphorus
                                concentration decreases  as residence time increases. At very  short
                                residence times (less than one to two weeks), algae may not have
                                enough time to respond to the inflowing nutrient supply.
                     150

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                                                        CHAPTER 5:  Predicting Lake Water Quality
3.  Mean depth ( z ) is a basic morphometric characteristic of the lake.
                Mean depth ( z )= lake volume/lake surface area
   Other factors being equal, lakes and impoundments with shallower
   mean depths are generally more susceptible to eutrophication problems.
   In shallower lakes, light penetrates a larger proportion of total depth to
   support photosynthesis, and the greater sediment/water contact can
   encourage nutrient recycling.

4.  Phosphorus retention defines the fraction of incoming phosphorus
   kept in lake sediments, as only part of a lake's incoming phosphorus
   leaves by the outflow. It is the most difficult variable to determine as it
   depends on sedimentation which in turn depends on morphometry and
   hydrology.

   Net retention (Rnet) reflects the net result of all physical,
   chemical, and biological processes causing vertical transfer of
   phosphorus  between the water column and lake sediments. Hence, it is
   the difference between annual phosphorus sedimentation and internal
   phosphorus  load.
                Rnet= (sedimentation — internal loadj/external load
   When internal phosphorus sources exist, Rnet decreases. If Rnet is
   known, the steady state lake phosphorus concentration can be
   calculated as:
             Lake phosphorus concentration = average input phosphorus
                           concentration x (1— Rnet)
   However, because sedimentation and internal load are difficult to
   measure, Rnet is rarely available. When complete water and phosphorus
   budgets are available, you can estimate net P retention by the difference
   between external and export loads:
                Rmeas = (external load - export loadj/external load
   because (sedimentation — internal load) = (external load — export load).
   If Rmeas is substituted  for Rnet in the lake  phosphorus concentration
   equation, average lake phosphorus is estimated by the average outflow P
   concentration.

   In pre- or post-development scenarios, or when outflow loads are  not
   available, even Rmeas will not be available. For these cases, empirical
   retention models (Rpred)  have been  developed that predict retention
   from water budget variables and lake morphometry. One such model
   (Niirnberg, 1984) that incorporates sedimentation only (as it was
   developed using data from lakes without any internal load) is:
                             Rpred = 15/(18+qs)
   Where qs (areal water load) = Z/T

   If internal load is significant, this Rpred will overestimate net retention
   and thus, when used in the lake  phosphorus concentration equation,
   underestimate predicted lake phosphorus, as happened in Cedar Lake,
   Wisconsin (see Chapter 4).
                                                                     151

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Managing Lakes and Reservoirs
                                   Conversely, predicted phosphorus concentration will be overestimated
                                   in situations where physical or chemical processes enhance sedimenta-
                                   tion  more than predicted by the empirical retention model. This has
                                   been observed in some hard, calcium-rich lakes, in some soft, iron-rich
                                   lakes, and in reservoirs containing large amounts of silt. Until retention
                                   models are  developed for these types of lakes, their retention must be
                                   measured directly (Rmeas).

                               Typically, these equations are used to predict annual average lake phospho-
                           rus concentrations; however, you can  use different combinations  of  variables
                           (see Table 5-3) to predict seasonal phosphorus concentrations in stratified and
                           frequently mixed lakes. These  are especially useful in stratified lakes with  large
                           internal loads, where  annual average and fall turnover phosphorus concentra-
                           tions may be out of proportion to their far smaller epilimnetic concentration in
                           early summer (Fig. 5-6). In these lakes, use the corresponding seasonal phospho-
                           rus average to predict other lake water quality variables. For  example, if chloro-
                           phyll  concentration  was determined  from  annual  phosphorus  rather  than
                           epilimnetic summer average, it would be greatly overestimated in  mesotrophic
                           Lake Wilcox (observed: 9 u.g/L; predicted from  epilimnetic phosphorus: 7  |Og/L;
                           from annual average phosphorus: 30 Hg/L).
                               After a  change in loading, the lake will take  a while  to reach a new steady
                           state. The duration of this lag  time increases with the  annual water residence
                           time (T) and the mean  depth (z) of the lake.
 Table 5-3.—Models to predict phosphorus averages for different seasons in stratified lakes with and
 without anoxic hypolimnia (and hence internal load), and in polymictic lakes (Nuernberg, 1998).
Model predictions were compared to measured phosphorus averages in different lake groups. External load (Uxt, mg m"2 yr"1)
values are gross estimates before any settling, internal load (Lint, mg m"2 yr"1) estimates are either "gross" or "net" values in the
stratified lakes, depending on whether the estimates are based on a whole year budget ("net Lint", estimate 1  of Table 5-2) or
estimated from sediment phosphorus release rates and anoxia ("gross Lint", estimate 4 of Table 5-2). If estimate 5 (Table 5-2) is
used as "gross Lint" in model #4 of the table below, it becomes identical to model #1. In polymictic lakes, an  "in-situ" estimate of
lini was used that represents a partially net estimate, since it incorporates some loss via sedimentation. Measured phosphorus
concentration averages are: Pann, annual; Pepi, summer epilimnetic; Pfa|i, fall turnover. Retention was either measured from a P
budget (Rmom) or predicted as Rpred-  15/(1 8+qs), where qs, annual areal water load (m yr"1). The expression of Uxt/qs in these
models is the same as average input P concentration as defined in the main text, n.a., not applicable
 (I)1       Ux./qs (1-Rmeas)
 (2)       U/q, (1-Rpred)

 (3)2       Uxt/qs (1 -Rpred) + net Ut/q*
 (4)       (Loxt + gross Lini)/qs (l-Rpred)
 (5)       Uxi/q, (1-Rprod) + gross Lint/qs
 (6)        Uxi/qs (1-Rpred) + in-situ Lin,/qs
 (7)       (Uxt + in-situ Lini)/qs (1 -Rpred)
_p
~rann
_p
~rann

>Pepi
 ==rann
=lann

>Pfall
n.a.
n.a.
 p
 ' ann
-
~rann
>Pfall
n.a,
n.a.
 — P   — P  .
 — rann/ — repj

^^ i ann
n.a.
n.a.
n.a.

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                                                        CHAPTER 5: Predicting Lake Water Quality
    600
^500
S400
P:  300
-|  200
J  100
       0
       1993  1994  1995  1996  1997  1998  1999
                                                                           hyper-eutrophic
                                                                           eutrophic
                                                                           mesotrophic
Figure 5-6.—Seasonably of phosphorus concentration in the surface (0-4 m or circa 0-12 feet) and bottom water
(1 m or circa 3 feet above bottom) of a stratified mesotrophic lake (Lake Wilcox, Ontario [after Nurnberg, 1997]).
Note that the  surface phosphorus concentration (open  circles) is only around 30 Lig/L during summer, but can in-
crease to over 100 jig/L at fall mixing events. Hypolimnetic phosphorus concentration (filled circles) is much higher
during summer than surface phosphorus and ranges between 100 and 600 (ig/L .
STEP  3:  Relationships  Between Phosphorus
and  Other  Water Quality Variables

The value of determining lake phosphorus  concentrations becomes obvious
when comparing phosphorus levels to other water quality data. Phosphorus con-
centrations, especially epilimnetic  summer averages, correlate highly with algal
biomass indicators like summer averages of chlorophyll and Secchi disk transpar-
ency (Cooke et al. 1993). Use regression  equations to predict algae abundance
over a wide range when only phosphorus data are available (Fig. 5-7).
    Other important water quality variables pertaining to oxygen  levels in the
bottom water (Fig. 5-8) correlate to phosphorus as well, especially when you con-
sider the shape of the lake basin (Nurnberg, 1996). Several models use phospho-
rus or chlorophyll to predict variables related to fish (number of species, biomass,
or yield) for  certain  geographic  regions  (Nurnberg, 1996). For example, the
number  of coldwater fish species  (of the  families Salmonidae, Coregonidae and
Gadidae) is considerably higher in  oligotrophic lakes as compared with eutrophic
lakes (Fig. 5-9).
    To simplify the assessment of water quality in specific lakes, Carlson (1977)
developed the Trophic State  Index (TSI, see Chapter 4). This system, used by
many states to classify lakes, essentially relates phosphorus and chlorophyll con-
centrations to Secchi disk transparency in an index that is consistent with north-
ern lake behavior (Table 5-4; Fig. 5-4). The actual equations to compute TSI (Table
5-4) were derived from a data set of 60 to 150 northern natural lakes (Carlson,
1977) calculated similar to those depicted in Figure 5-7. The TSI helps compare
water quality variables; its scale is calibrated so that an increase of index units
corresponds to a decrease of transparency.
                                                                    153

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Managing Lakes and Reservoirs
                                  100.0r
                              D)
                              .r:
                              O
                                    10.0
                                     1.0
                                                   1—I—I I I  I I I	1	1—I  I  I I I 11	;~i	f—i  i i  T i i
                                      20
                                      15
                                      10
                                  £   5
                                  I
                                  TO
                                  Q_
                                  (0
                                  C
                                  0}
                                          	1—I   I  I Mll|	1—I  I  I  I lll|	1—I  I  I I  III
                                                             10                100
                                                                  TP (Hg/L)
1000
                          Figure 5-7.—Summer epilimnetic averages of algae biomass indicators versus total
                          phosphorus summer averages in temperate freshwater global lakes. Regression lines
                          are for equations in Niirnberg (1996): Chlorophyll, Secchi disk transparency. Some of
                          the turbidity in colored lakes (x) is due to colored organic acids, not only algae. There-
                          fore, it is useful to know the color value in brown water lakes.
                             Table 5-4.—Carlson's Trophic State Index.
                            Trophic State Index values can be computed from the various summer average water quality
                            variables (Carlson, 1977; U.S. EPA, 1998c).
                               TSI of transparency  =   60 - 14.41 In(transparency)
                               TSI of chlorophyll    =   30.6 + 9.81 In(Chl)
                               TSI of phosphorus   =   4.15 + 14.42 ln(P)
                               TSI of nitrogen      =   4.45 + 14.43 ln(N)

                            Hypolimnetic anoxia can be considered in the TSI concept as well. The TSI of the anoxic factor
                            (Table 5-1) can be approximately computed as:
                                TSI of anoxic factor = 10 + AF (Nurnberg, unpublished).
                       154

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                                                                CHAPTER 5: Predicting Lake Water Quality
             0
                                                                100
                                       TP (jjg/L)
                                                                                 ,
AHOD: The areal hypolim-
netic oxygen deficit describes
the rate at which oxygen
concentration declines in the
hypolimnion (units of mg
oxygen per square meter of
hypolimnetic area per day).
It does not indicate extent or
duration of anoxia.
Figure 5-8.—Indicators of hypolimnetic ox/gen versus total phosphorus concentration
averages  in temperate freshwater lakes.  Regression lines are  for equations in
Nurnberg (1996): areal hypolimnetic oxygen depletion rates (AHOD); anoxic factor
(Table 5-1).
                                                                              155

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Managing Lakes and Reservoirs



0)
"o
0)
Q.
V)
"w
iZ

"co
"o
o




7
i
6


5

4

3
2
1

0



_ i i i i _[
Oligotrophic Mesotrophic Eutrophic
•


— —

- • •

- • • •
. .. .
• •«• •»«•«!•• •

- ...... |......M| ,. \ . {. -
10 20 30 40 5(
TP (Hg/L)















D

                        Figure 5-9.—Number of eoldwater fish species versus total phosphorus concentration
                        averages in Ontario lakes on the Precambrian Shield. Lines indicate trophic limits.
                        STEP 4:  Model Verification

                        Water quality models must be tested with real field data under baseline condi-
                        tions to ensure that they work as expected before they are used. Many of the
                        simpler models are designed to predict average water quality conditions over a
                        certain period of time (a growing season or year) and often over the whole lake,
                        even though water quality varies over time and space. Thus, when collecting field
                        data to calibrate a model, averaging usually  covers several dimensions. Remember:
                        actual observations can comprise a large range of values.

                             ^ Depth: The top, mixed layer (epilimnion) is the part of the water col-
                               umn  that is generally averaged. Vertical variations  within this  layer are
                               usually small. But for "whole-lake"  phosphorus estimates, you must also
                               account for accumulation in a potentially anoxic hypolimnion.

                             V Sampling Station: Although a small, round  lake is so homogenous it
                               should need only one station, generally, sampling stations should be lo-
                               cated in  different places in the lake. Water quality in most large  lakes and
                               reservoirs  may differ significantly (from oligotrophic to hypereutrophic)
                               from  station to station. In such situations, a measurement for the "average
                               water quality" may be meaningless; it would be more appropriate to divide
                               the lake or reservoir into segments for modeling purposes where outflow
                               from  one segment serves as inflow  to the next.

                             ^ Seasonal: Phosphorus and  especially transparency  and  chlorophyll
                               concentrations can vary significantly at a given station from one sampling
                               date to the next during the growing season. It is not unusual, for example,
                               for the maximum chlorophyll concentration to exceed two to three times
                               the seasonal average.
                     156

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                                                            CHAPTER 5: Predicting Lake Water Quality
           In  lakes with internal phosphorus sources (i.e., phosphorus release
       from anoxic bottom sediments), phosphorus levels vary as well, depending
       on the  relative importance of the internal phosphorus  source. In these
       lakes, surface water phosphorus concentrations are lowest in early spring
       and highest in the fall after the upwelling of bottom water (Fig. 5-6). Spe-
       cialized models have been developed to account for internal load in these
       lakes (Table 5-4).

     V Annual: Average water quality also varies year to year because of cli-
       mate fluctuations, particularly stream flows and factors that control thermal
       stratification. For example, compared to a dry year, a wet summer can signif-
       icantly increase runoff and external nutrient load and may trigger algae
       blooms. Monitoring programs extending over at  least several years, depend-
       ing on the flushing rate, are often recommended to characterize baseline
       conditions and provide an adequate basis for lake diagnosis and modeling.

     Given  that analytical error as well as  natural variability will  affect field mea-
surements, it may be more realistic to consider measured water quality as a range
of values rather than as a specific value. With care, you may arrive at an estimate of
lake water quality with small "Confidence Intervals." A Confidence Interval will give
the probability (usually 90 percent or 95 percent) that the "true" average is con-
tained within that interval. Any slight improvement or deterioration in water quality
within the Confidence Interval will be difficult to detect, but when  it becomes com-
parable to or greater than the expected variation (as indicated by the Confidence
Interval), the change will become "statistically significant" and detectable.
     Similarly, model predictions of lake water quality may have a range or Confi-
dence Interval associated with them because of the natural and analytical variability
of data inputs to the model and from any empirical relationships  used. Model  pre-
dictions can be confirmed or rejected on the basis of whether the Confidence In-
terval of their prediction overlaps the Confidence Interval of the observed baseline
parameter. If there is no overlap, then possible systematic errors in the model's in-
put parameters or in model assumptions and structure  must be evaluated. In some
cases, it may become clear that model assumptions or structure are inappropriate;
this conclusion in itself can be a useful diagnostic tool for assessing lake function.
     It is possible that predicted or observed Confidence Intervals are too wide
to provide  a useful test  of the model. Only an  improved modeling program can
resolve this. Another problem might be unknown systematic errors in the model
leading to its rejection. These may be canceled out by  predicting relative changes
in lake conditions rather than absolute values when two scenarios are compared.
Informed interpretation  of model results based on an adequate lake and water-
shed monitoring program reduces the risk of errors that could lead to false con-
clusions and poor management decisions.


STEP 5. Forecasting  and Tracking
Changes in Water Quality

Step  5 is probably the most important reason for lake  modeling  because it is the
only  way to predict future conditions. In this step, models developed and verified in
the previous steps are applied to future (or past) scenarios. You can use changes in
phosphorus loading to  predict changes in average phosphorus concentrations,
                                                                        157

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Managing Lakes and Reservoirs
                         chlorophyll, and transparency. These predictions can then  help you  set future
                         water quality targets based on phosphorus.
                             Be sure to select an appropriate target for the problem at hand.  For exam-
                         ple, if the management goal in mesotrophic Lake Wilcox was to decrease annual
                         average phosphorus concentration, in-lake restoration might decrease the inter-
                         nal load  (more than 60 percent of total load; Fig. 5-5). However, if early summer
                         algal biomass is targeted, reducing the internal load may not work, since, in this
                         stratified lake, it won't affect the epilimnion until late summer.
                             You should formulate targets as concentrations rather than loads because it
                         is the  concentration that reflects a lake's trophic status and water quality. In par-
                         ticular, loading targets would not adequately protect water quality in situations
                         (such  as reservoirs) where water flow could  be decreased. In these  cases, lake
                         concentrations could increase despite constant loading.
                             In a rare situation loading targets may be too restrictive. For example, 21 pos-
                         sible development scenarios were modeled  for Lake Wilcox to find  out  which
                         combination of additional developed areas would result in "an  external phosphorus
                         load no greater than existing conditions" (the legal management goal). External load
                         values predicted for several scenarios are shown in Figure 5-10. Only scenarios 4,5,
                         and "Hyp" complied with the external load target; but phosphorus concentrations,
                         algae biomass, and anoxia are predicted to decline for some  of the less stringent
                         scenarios as well (Fig. 5-10) because extreme measures in runoff treatments from
                         developed areas will probably dilute the increased phosphorus loading.
                             Some typical restrictions include a certain percentage increase of phospho-
                         rus concentration above pre-development concentrations. The  Ministry of the
                         Environment in Ontario, Canada, proposes a factor of 1.5 increase  above prehis-
                         toric annual average phosphorus concentrations as target values for its  more than
                         100,000  lakes on the  Canadian Shield (Hutchinson et al. 1991). The Swedish gov-
                         ernment endorses a maximum of twice the background levels of phosphorus (and
                         nitrogen) as a national target (Swedish EPA, 1994). Compliance with these targets
                         can be evaluated  only by  using phosphorus  models in which current anthro-
                         pogenic sources are first included and used to verify the model and then removed
                         to arrive at a pre-development phosphorus concentration.
                             The TMDL (total maximum daily load) program is based on target values as
                         well. States must identify and list water bodies where state water quality stan-
                         dards  are not being met and establish TMDLs to restore them. A TMDL specifies
                         the amount a  pollutant needs to be reduced to meet water quality standards
                         (which ideally should  be based on concentration), allocates pollutant load reduc-
                         tions among pollutant sources in a watershed, and provides the basis for restoring
                         a water body through point source and nonpoint source controls. To set TMDLs
                         for eutrophication-related  problems, use variations of Steps  I to 5, including
                         phosphorus modeling and predicting water quality variables (Table 5-5).
                             In another approach, the ecoregion concept helps assess the quality of indi-
                         vidual  lakes (Omernik, 1991). This concept realizes that the natural trophic status
                         of lakes depends on its watershed's land surface form and use, natural vegetation,
                         and soils. Typically, your watershed  is assigned to a pre-defined  ecoregion based
                         on its  location. Medians of trophic state variables based on lakes in EPA's Storet
                         database are available  for different ecoregions. Next, certain lake characteristics,
                         like average phosphorus or summer chlorophyll concentration, are compiled for
                         each region separately. Then the characteristic of each individual lake is compared
                         with measures of the central tendency (median) for all lakes in that  region. A lake
                         should fall below the median, i.e., it should belong to the half of the better lakes.
                      158

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                                                             CHAPTER 5: Predicting Lake Water Quality
                        120-
                     §110
                     I
                     'S 100
                     5
                     a.
                         90
          uj  80


             70
                                   llUJL
                              0  1   2   3  4  5  Hyp
                                     Scenario
       35
       25
       20 -
                              12

                              11

                            i10

                            I9
                            a_  Q
                            2  *
                            ,0
                            §  7
                               6

                               5
0  1  2  3  4   5  Hyp
       Scenario
Ihnl
                                               0   1   2   3  4  5 Hyp
                                                     Scenario
       3.5
       3.0
     E 2.5
       1.5
           i	1	1	1	1	1	r
                                          55
                            I"
                            3
                                          40 -
                                              -,	1	,	,	,	r
            01   2  3  4  5  Hyp
                   Scenario
                                   0   1   2  3  4  5 Hyp
                                          Scenario
Figure 5-10.—Model predictions of external'phosphorus load (A) and response variables
(B, C, D, E) for several different hypothetical scenarios in Lake Wilcox, Ontario. Existing
conditions are indicated by broken lines. Existing phosphorus load (A) was the legal tar-
get value and must not be exceeded in future development. Scenarios 0 to 5 include ad-
ditional development in the watershed: "0", without any treatment, "1" includes several
storm treatment ponds, "2" to "5" include storm treatment ponds and various levels of
additional treatment. "Hyp" is the  model prediction for existing watershed conditions
with the in-lake treatment of hypolimnetic •withdrawal (see Chapter 7).


Ideally, it should fall in the quarter of the best lakes or should be restored so that
it does. To set limits based on the ecoregion concept, apply variations of Steps  I
to 4, including phosphorus modeling and the prediction of water quality variables.
                                                                   Hypolimnetic with-
                                                                   drawal: Lake outflow is
                                                                   taken from the hypolimnion,
                                                                   not from the surface of a
                                                                   lake. The surface outlet is
                                                                   usually dammed.
                                                                         159

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Alonogmg' Lakes and Reservoirs
Table 5-5.— Benefit of modeling for the TMDL process.
Several steps in TMDL development and implementation planning may require data gathering
and the use of predictive water quality models. For example, the following information needs
are often associated with the first six components (a-f) described below:
a. Target
Identification
b. Deviation from
Target
c. Source
Identification
d. Allocation of
Pollution Loads
e. Implementation
Planning
f. Monitoring/
evaluation
—Develop numeric target for water quality conditions (e.g., criterion)
—Translate criterion to numeric loading capacity level (quantified
pollution load from all sources, including background, necessary to
meet criterion, e.g., through a predictive analysis of pollution in the
waterbody)
—Quantify the amount and timeframe of deviation between
current/future loading levels and the loading capacity level
— Identify all sources or source categories
—Quantify the amount of load from sources, including natural
background
— Ensure that allocations will lead to attainment of water quality
standards
— Estimate the effectiveness of controls/management measures
— Determine that controls/management measures are sufficient to
achieve the TMDL allocations
— Determine the likelihood of actual implementation of control
strategies
— Assess whether the implementation of controls/management
measures has occurred
—Evaluate the effectiveness of controls/management measures and
whether they are meeting allocations
— Demonstrate attainment of water quality standards
Chapter 5.2, Section 5, from Report of the Federal Advisory Committee on the TMDL Program, U.S. EPA, 1 998.
                       Modeling Other  Pollutants
                       In some situations, particularly in reservoirs, factors other than phosphorus may
                       strongly influence algal growth and water quality. Appropriate models for these
                       situations are more complex than those discussed in the previous section, al-
                       though the general concepts and approaches are similar.

                       Nitrogen

                       An important nutrient, nitrogen often correlates to water quality variables just
                       like phosphorus. Epilimnetic summer averages of total nitrogen and phosphorus
                       positively correlate over a wide range of concentrations  in large data sets of
                       North American and worldwide lakes (Fig. 5-11, Nurnberg, 1996). Nonetheless,
                       most lakes are phosphorus- rather than nitrogen-limited, or both, and attempts
                       to reduce lake nitrogen levels in these lakes may have little effect on algal biomass.
                            In fact,  a comparison  of apparently nitrogen-limited lakes (as determined
                       from their N:P ratios) with those that were phosphorus limited  could find no dif-
                       ference in their phosphorus to chlorophyll relationships (Nurnberg, 1996). When
                       nitrogen  actually affects algae, it's usually because either the phosphorus level is
                       high or nutrient inputs are very low. In the first case, it makes more sense for lake
                       managers to target phosphorus rather than nitrogen and to establish phosphorus
                     160

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                                                            CHAPTER S: Predicting Lake Water Quality
  D)
  n.
      1000r-
        100 r
                               10                100
                                    TP (ug/L)
Figure 5-11.—Summer epilimnefic nitrogen versus phosphorus concentration averages
in temperate freshwater lakes. Regression lines are for equations in Niirnberg (1996).
budgets instead of nitrogen budgets. In the second case, the lake probably does
not have a eutrophication problem.
     The ocean, however, is usually nitrogen-limited, and thus nitrogen pollution
from coastal watersheds can cause eutrophication in estuaries and other coastal
salt water. Northern European communities have developed  strict nitrogen ex-
port limits to prevent the Baltic Sea from becoming more eutrophic (Swedish
ERA, 1994), and similar controls exist in some American coastal states (U.S. EPA,
I998a). Lake  nitrogen budgets can help predict and  eventually control nitrogen
exports from lakes in coastal watersheds to sensitive marine environments.
     Nitrogen mass balance models are more difficult to construct than those for
phosphorus (see Steps I and 2). Although nitrogen export rates are available for
various land uses and regions, nitrogen retention can be  measured in the field
only with great difficulty, primarily because nitrogen  is transformed so easily by
blue-green  algae and bacteria. Atmospheric nitrous  oxides must also be taken
into account. Some nitrogen models have been developed, however, based on em-
pirical (observed) data (Bachmann, 1980; Windolf et al. 1996).
Suspended Sediments
Siltation has been identified as the third major problem after nutrients and metals; it
severely affected 7 percent of all US. lakes surveyed in 1998 (U.S. EPA, 2000) and was
the major problem in a quarter of all lakes rated with impaired water quality.
    Suspended sediments can  cause turbidity (thus limiting light), impair fish
spawning and feeding habitat, and create taste and odor problems. A sediment
budget can be established much  like a nutrient budget:
        External load = outflow load + sedimentation - resuspension + change in storage
    As with phosphorus, net retention can be estimated as the  difference be-
tween  in- and outflowing mass  over incoming mass. In addition,  sediment loss
equations are available that model the settling of suspended sediment.
                                                                        161

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Managing Lakes and Reservoirs
                        Acidity
                        Many lakes throughout the world have been acidified by the deposition of acids
                        from the atmosphere or acid drainage from mines. The majority of models ad-
                        dressing these problems emphasize soil  conditions and soil-water interactions,
                        because atmospheric acid deposition is neutralized primarily by the soil around
                        lakes. Only in lakes with a relatively small watershed-to-lake-area ratio will in-lake
                        processes dominate. Consequently, these  models are not very useful in predicting
                        the effects of acid lake liming or acid mine drainage on the chemistry of lakes.
                            Most models are based on the concept of alkalinity (or ANC, acid  neutraliz-
                        ing capacity), rather than pH. Unlike pH, alkalinity is not affected by changes in
                        weak acids such as carbon dioxide, making its measurement and prediction more
                        reliable. The appropriate definition and measurement of alkalinity in a lake de-
                        pends on the major weak acid buffering systems present (e.g., carbonic acid, weak
                        organic acids, or aluminum hydroxides).
                            Detailed alkalinity budgets have been  constructed for some acidified lakes
                        and catchments, but they have only  been  used to calculate direct alkalinity  reten-
                        tion or release. The  retention of alkalinity has not been predicted in a more gen-
                        eral way as has been done for phosphorus in lakes.


                        Summary and  Conclusions
                        Mathematical models are useful both in diagnosing lake problems and in evaluat-
                        ing possible solutions.
                            Eutrophication modeling is a step-by-step process, including construction of
                        hydrological and phosphorus budgets, calculation of average phosphorus concen-
                        tration, prediction of water quality from lake phosphorus, model verification, and
                        forecasting of alternative scenarios.
                            For in-depth  coverage of this subject, consult Reckhow and Chapra (1983),
                        Welch (1992), and Cooke et al. (1993). Case studies, including restoration efforts
                        using different models and scenarios as well as historical data, have been  docu-
                        mented by federal environmental protection agencies (e.g., U.S. EPA,  1998a;  Swed-
                        ish EPA, 1994).


                        References
                        Bachmann, R.W. 1980. Prediction of total nitrogen in  lakes and reservoirs. In
                            Restoration of Lakes and Inland Waters. EPA 440/5-81-010. U.S. Environmental
                            Protection Agency, Washington, DC.
                        Carlson, R.E. 1977. A trophic state index for lakes. Limnol. Oceanogr. 22:361 -9.
                        Cooke, G.D, E.B. Welch, S.A. Peterson, and RR. Newroth. 1993. Restoration  and
                            Management of Lakes and Reservoirs. Lewis Publishers, Ann Arbor, Ml.
                        Chapra, S.C. and R.P. Canale. 1991. Long-term phenomenological model  of
                            phosphorus and oxygen for stratified lakes. Water Res. 25:707-15.
                        Dillon, P. J. and F. H. Rigler. 1974. A test of a simple nutrient budget model predicting
                            the phosphorus concentration in lake water. J. Fish. Res. Board Can. 31:  1771 -8.
                        Duarte, C.M. and J. Kalff. 1990. Patterns in the submerged macrophyte biomass  of
                            lakes and the importance of the scale of analysis in the interpretation. Can.J.
                            Fish. AquatSci. 47:357-63.
                     162

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                                                              CHAPTER S:  Predicting Lake Water Quality
Hutchinson, N. J., B. P. Neary, and P. J. Dillon. 1991. Validation and use of Ontario's
    trophic status model for establishing lake development guidelines. Lake Reserv.
    Manage. 7: 13-23.
Niirnberg, G. K. 1984. The prediction of internal phosphorus load in lakes with
    anoxic hypolimnia. Limnol. Oceanogr. 29: 111 -24.
	. 1995. Quantifying anoxia in lakes. Limnol. Oceanogr. 40: 1100-1 I.
	. 1996. Trophic state of clear and colored, soft- and hardwater lakes with
    special consideration of nutrients, anoxia, phytoplankton, and fish. Lake Reserv.
    Manage. 12:432-47.
	. 1997. Coping with water quality problems due to hypolimnetic anoxia in
    Central Ontario Lakes. Water Qual. Res. J. Can. 32: 391 -405.
   	. 1998. Prediction of annual and seasonal phosphorus concentrations in
    stratified and polymictic lakes. Limnol. Oceanogr. 43: 1544-52.
Omernik, J. M., C. M. Rohm, R.A. Lillie, and N. Mesner. 1991. Usefulness of natural
    regions for lake management: Analysis of variation among lakes in Northwestern
    Wisconsin, USA. Environ. Manage.  15:281 -93.
Reckhow, K. H. and S. C. Chapra. 1983. Engineering Approaches for Lake
    Management. Vol. I: Data analysis and empirical modeling. Butterworth, New
    York.
Swedish Environmental Protection Agency. 1994. Eutrophication of Soil, Fresh Water
    and the Sea. Solna.
U.S. Environmental Protection Agency. 1997. Compendium of Tools for Watershed
    Assessment and TMDL Development. EPA-841-B-97-006. Washington, DC.
	. I998b. Report of the Federal Advisory Committee on the Total Maximum
    Daily Load (TMDL) Program, July 1998. EPA-1OO-R-98-006. Washington, DC.
	. I998c. Lake and Reservoir Bioassessment and Biocriteria. EPA-841-98-007.
    Washington, DC.
	. 1999. Regional Guidance on Submittal Requirements for Lake and Reservoir
    Nutrient TMDLs. Office of Ecosystem Protection, New England Region. Boston,
    MA.
   	. 2000a. National Water Quality Inventory. 1998 Report to Congress.
    EPA-841 -R-00-001. Off. Water, Washington, DC.
   	2000b. Nutrient Criteria Technical Guidance Manual: Lakes and Reservoirs.
    I st ed. EPA-922-BOO-001. Off. Science Tech., Washington, DC.
Walker, W.W. Jr. 1987. Empirical models for predicting eutrophication in
    impoundments; Report 4, Phase III: Applications manual. Tech. Rep. E-81-9. U.S.
    Army Corps Eng. Waterways Experiment Station, Vicksburg, MS.
Welch, E. B. 1992. Ecological Effects of Waste Water — Applied Limnology and
    Pollutant Effects. 2n3 ed. Chapman & Hall, New York.
                                                                           163

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Managing Lakes and Reservoirs
                      164

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                      CHAPTER  6
     Watershed  Management
Watershed Management:  Principles,

Processes, and  Practices


Why  Watersheds?

A watershed is the land from which rain and surface water drain toward a central
collector such as a stream, river, or lake (Chapter 2, Ecological Concepts). What
happens as that water runs off the land and into the stream or lake in large part
determines the quality of the lake water. Many lake problems — muddy waters,
aquatic weeds, green scum, poor fishing, and more — reflect the land use and land
cover in the watershed.
    Lake  management, then, cannot ignore watershed management. In fact, lake
restoration and management should begin in your own backyard, in your commu-
nity — in the watershed. To restore and manage a lake is to work with both the
lake and its watershed.
    This chapter defines the lake and its watershed as the management unit and
introduces the concept of watershed planning (see Chapter 8), including a frame-
work for identifying sources of pollutants and watershed management practices
to reduce these sources and their transport into lakes.
    A number of watershed management practices have  developed over the
years to protect and sustain both land uses and the bodies of water that receive
runoff from the watershed. Known as best management practices, they reduce
runoff, minimize erosion and sedimentation, reduce nutrient and contaminant
loads, and provide better stream habitat for fish and other aquatic organisms. The
last half of this chapter deals specifically with various types of best management
practices.
    The importance of the lake and watershed as the management unit cannot
be overemphasized. This manual  often uses the term lake system — always keep in
mind that the watershed-lake is the true management unit. While this chapter
emphasizes watershed management practices that are applicable to large water-
sheds with multiple owners and/or organizations controlling the land, these same
principles  and practices can also be used by lake  homeowners, lake associations,
and lake communities in smaller watersheds.
Best Management
Practices (BMPs):
Methods, measures, or
practices selected by an
agency to meet its nonpoint
source control needs. BMPs
include but are not limited to
structural and nonstructural
controls and  operation and
maintenance procedures.
BMPs can be applied before,
during, and after
pollution-producing activities
to reduce or  eliminate the
introduction
of pollutants  into receiving
waters.

— Federal Register 40
CFR 130.2
                                                                 165

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         Managing Lakes and Reservoirs
Pollution, as defined by the Clean
Water Act and current regulations, is
human-made or human-induced
alteration of the chemical, physical,
biological, and radiological integrity
of a water body. A pollutant, as
defined by the Clean Water Act and
current regulations, is dredged spoil,
solid waste, incinerator residue,
sewage, garbage, sewage sludge,
munitions, chemical wastes,
biological materials, radioactive
materials, heat, wrecked or
discarded equipment, rock, sand,
cellar dirt, and industrial,
municipal, and agricultural waste
discharged into water. For
example, pollution would be the
loss or destruction of a streambank
or lakeshore habitat. Sediment or
phosphorus discharged into a water
body would be pollutants.
The Lake/Watershed Relationship—The
Management  Unit

The lake and its watershed are inseparably linked — the lake or reservoir does
not exist without its watershed (see Chapter 2). The management unit, then, is
the lake and its watershed. It is not cost effective to manage the lake if the prob-
lem arises in the watershed or to manage watershed activities that have no effect
on lake quality. You must manage the lake and its watershed.
    A problem in a lake or reservoir is often the symptom of poor watershed
management. As Chapter 2 points out, the watershed contributes both the water
required to maintain a lake or stream and  most of the pollutants that enter the
lake. Obviously, addressing the symptoms of the problem without correcting the
source and cause of the problem is not only shortsighted — it doesn't work for
lakes!
    Understanding the lake/watershed  relationship  requires  some  knowledge
about the myriad  of activities  and land uses  in the watershed. Such pursuits as
farming, gardening and landscaping,  logging, construction and development, and
their resulting land cover — pastures, fields, forests, factories, subdivisions, and
parking lots — can significantly affect water quantity and quality (see Fig. 6-1 for
examples of watershed activities and uses that link the lake with its surroundings).
While many of these activities occur in  every watershed, large or small, the rela-
tive importance of each can vary from watershed to watershed.
                                        Potential  Sources  of Pollutioiili§iiig|i
                                   Figure 6-1.—Watershed activities and land uses that contribute to both point
                                   and nonpoint source pollution of lakes and reservoirs.
                              166

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                                                                   CHAPTER 6: Watershed Management
     Another part of this management unit — groundwater — contributes flow
and dissolved constituents such as nutrients, contaminants, and minerals. Ground-
water can comprise the major part of the flow during dry periods (Fig. 6-1).
     A primary objective of watershed management is to maintain the integrity of
the major hydrological pathways (water flow) that people can affect. So you want
to focus on how people  have changed the landscape (e.g., urbanization) in a way
that introduces materials and contaminants into the hydrological pathways and/or
reduces the function and assimilative  capacity of these pathways  (e.g., loss of
wetlands,  streambank cover,  trees, and  shrubs).  Altering  these  hydrological
pathways harms the amount, timing, and quality of water that enters streams and
lakes. Addressing these questions before beginning a watershed management pro-
cess will lead to more realistic lake restoration or management goals.


Where Pollutants Come  From
Pollutants, such as sediments, organic  matter, and nutrients like nitrogen  and
phosphorus, enter a lake either from point or nonpoint sources in the watershed
(Fig. 6-1).

     ^ Point sources come  from a distinct source  such as  a wastewater
       (sewage) treatment  plant, industrial facility, or similar  source that  dis-
       charges through a pipe or similar outlet (Fig. 6-1). You can identify them by
       tracing the  discharge back to its specific source.
           Point sources are usually controlled by state or federal permits such
       as  the  National  Pollutant Discharge  Elimination  System  (NPDES). The
       NPDES permit program has significantly reduced point source discharges
       of pollutants since 1972 (the year the Clean Water Act was passed) —
       and eliminated point sources as the major  source of water  pollutants in
       many watersheds.
           By the mid-1990s, stormwater had also been designated as a point
       source (the portion  discharged  to water bodies through storm drains)
       and is, in most instances, subject to federal or state permit requirements.

     ^ Nonpoint sources, in contrast, do not originate from a pipe or sin-
       gle source.  Nonpoint source pollution generally results from precipitation,
       land runoff, infiltration, drainage, seepage, hydrologic modification, or  at-
       mospheric  deposition. As runoff from rainfall or snowmelt moves, it picks
       up and  transports soil, nutrients, organic matter, toxins (herbicides, insecti-
       cides, metals), and other pollutants and carries them to lakes and streams
       (and sometimes, groundwater). From a regulatory standpoint, nonpoint
       sources are sources that are not defined by statute as point sources.
           Water running off a lawn, driveway, or road during a rain  is a common
       sight — that's nonpoint source runoff (Fig.  6-1). It happens everyplace in
       the watershed, but some land uses such as agriculture, construction, and
       city streets contribute  more nonpoint source pollutants than other land
       uses such as forests and land covered by vegetation.
           It  is not always  easy to distinguish a point source  from a nonpoint
       source. In this chapter, point sources will be defined as factories, other in-
       dustrial concerns, municipal wastewater treatment plants, and similar facili-
       ties that discharge wastewater through a pipe. In  addition, runoff from
       construction sites greater than one acre is now regulated as a point source.
Point source: any
discernible, confined, and
discrete conveyance,
including but not limited to
any pipe, ditch, channel,
tunnel, conduit, well, discrete
fissure, container, rolling
stock, concentrated animal
feeding operation, or vessel
or other floating craft from
which pollutants are or may
be discharged. This term
does not include agricultural
stormwater discharges and
return flows from irrigated
agriculture.
—as defined in Section
502 (14) of the Water
Quality Act of 1987


Nonpoint sources:
sources not defined by statute
as point sources; include
return flow from irrigated
agriculture, other agricultural
and silvicultural runoff and
infiltration, urban runoff from
small or unsewered urban
areas, flow from abandoned
mines, and hydrologic
modification.
— regulatory definition
                                                                          167

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Managing Lakes and Reservoirs
                              Nonpoint sources will include all other types of pollutant loadings to
                           the lake or stream, including lawns, driveways, subdivision roads, small con-
                           struction sites, agricultural areas, forests, abandoned mine sites, and  air-
                           borne or atmospheric contributions (Fig. 6-1).


                     Tfie Grow/iig  Trend  for Watershed
                     Planning and Management

                     More and more, communities and agencies are emphasizing watershed planning
                     and management, and finding assistance in various aspects from many federal
                     and state agencies.   EPA's website  (Watershed Information  Network at
                     www.epa.gov/win/) offers information and links for most government programs.
                     WIN users can surf their own watershed for information, and also access many
                     other websites that focus on other watershed management programs through-
                     out the country.
                         Watershed management starts with a plan — a road map defining where you
                     are now, where you want to go, and how you are going to get there.


                     Watershed  Management  Plans
                     Without a plan, watershed management activities will be disorganized and ineffec-
                     tive (see Chapter 8 for more detail  on formulating effective lake management
                     plans). The number of local watershed planning organizations is increasing across
                     the country as communities realize the value of a watershed action plan. Water-
                     shed planning helps people understand the relationship between the materials
                     that enter the lake from the watershed and the water quality values that need to
                     be protected (Fig. 6-2).
                                                    Get
                                                Organized
                                            Identify Problems
                                            and Opportunities
                        Monitor, Evaluate
                            and Adapt
      Develop
Management Plan
                                            Implement Plan
                                          with Stakeholders
                     Figure 6-2.—Generalized •watershed planning process.
                   168

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                                                              CHAPTER 6: Watershed Management
    The watershed planning process is the best approach for relating science,
policy, and public participation to water resources management. As you begin
building public support for your watershed planning process, include everyone
who may have a significant impact on conditions in the lake — and those who
might be affected by its restoration.
    Keep in mind four important points about the process:
      • The watershed plan does not need to be completed before activities
        can begin; rather, it guides the watershed group by mapping a strategy
        for improving or protecting the watershed.
      • The planning process does not proceed in just one direction — you
        may have several activities going on simultaneously. What you learn in
        one step may cause the watershed group to revisit a decision made in
        a previous step.
      • The watershed planning process and written plan are supporting, not
        prescriptive, tools. Be flexible.
      • The watershed management plan is the beginning, not the end, of the
        management cycle (Fig. 6-2).
    Some of the activities associated with each step in this management cycle
follow.

Get Organized
      • Recruit stakeholders and establish the partnership.
      • Define the watershed.
      • Create a mission statement.
      • Establish points of contact, a decision process, and organizational
        structure.
      • Facilitate information-sharing among participants.
      • Document the process.

Identify  Problems  and Opportunities
      • Collect information on the human and ecological features affecting
        water quality.
      • Identify the predisturbance or reference conditions for the lake.
      • Define objectives for water quality and other lake uses.
      • Define the problems (to the extent that available data allow).
      • Develop problem/opportunity statements for the watershed.

Develop Management Plan
      • Define the future condition desired for the lake/reservoir.
      • Define restoration goals and objectives.
      • Identify restoration  constraints and issues.
      • Set priorities.
      • Evaluate potential solutions for identified problems and objectives.
                                                                     169

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Managing Lakes and Reservoirs
                             • Design restoration project selected to meet objectives.
                             • Identify measures of success for restoration project.
                             • Create an action plan, with schedules, task assignments, and a funding
                               strategy.


                       Implement the  Plan  with Stakeholders
                             • Secure funding.
                             • Implement plan.


                       Monitor, Evaluate,  and Adapt
                             • Monitor the restoration and evaluate progress.
                             • Revisit the management plan and make adjustments where needed.

                          Communication is essential  because a watershed approach requires the in-
                       formed participation of its stakeholders. To use your resources wisely you need
                       to target objectives the stakeholders support. Stakeholders must participate at
                       decision points; this ensures that final decisions will have sufficient support to suc-
                       ceed. Written watershed plans reflect the activities and decisions of the water-
                       shed planning group, so the planning process and its associated document should
                       be designed to  meet their goals.
                          Table 6-1 is a model outline of a watershed action plan included in A Guide to
                       Developing Local Watershed Action Plans in Ohio (Ohio EPA,  1997). This format is a
                       good starting point for designing a watershed plan, but you'll  probably revise it to
                       focus on your own lake's problems (the original has  already been changed to add
                       issues such as habitat and invasive species).


                       TMDLs   - A Watershed

                       Management Tool
                       Although not specifically designed  for this purpose, the  Total Maximum  Daily
                       Load  (TMDL) Program provides an excellent framework for watershed manage-
                       ment that can  help you develop  and implement a Watershed  Management Plan
                       (see www.epa.gov/owow/tmdl).  Established by the  original  Clean Water Act in
                       1972, a TMDL calculates the maximum amount of a pollutant that a water body
                       can receive and still meet water quality standards — a legal way of protecting that
                       water body's desired uses. While the TMDL Program has become controversial
                       and litigious, its overall goals are  ultimately what we seek  in watershed manage-
                       ment:
                             • Identify the desired uses for the lake.
                             • Determine how much total loading of a pollutant(s) the lake can
                               receive and still provide the desired uses.
                             • Assess how much of the pollutant load is coming from
                                —» natural background,
                                -> point sources, and
                                  nonpoint sources.
                    170

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                                                                        CHAPTER 6; Watershed Management
    Table 6-1 .-Ohio EPA template for a local watershed action plan (Ohio iPA, 1997).
   1.   Define the Watershed
        1.1  Name, size, administrative boundaries of watershed
        1.2  Geographic locators; USGS and state 305(b) identification numbers
        1.3  Background/historical information on previous watershed protection and
            management activities, including previous planning documents
        1.4  Purpose of the plan, a statement on the need for watershed action planning
            and why the plan was prepared
        1.5  Scope and limitations of the plan
        1.6  Who was involved in preparing the plan
        1.7  Outline of the plan's content
   2.   Describe the Watershed
        2.1  Natural features/characteristics of water source
            2.1.1  Special values: cultural, geologic, species
            2.1.2  Hydrology
            2.1.3  Land uses
                   • point sources
                   • nonpoint sources
        2.2  Water quality
            2.2.1  Use designations/attainment
            2.2.2  Causes of non-attainment
   3.   Identify Problems
        3.1  Identify sources of contaminants and quantify loads
        3.2  Evaluate habitat conditions
        3.3  Assess status of species of interest
   4.   Document Planned Activities
        4.1  List goals
        4.2  Describe specific management objectives (incorporate solutions) and actions
        4.3  Link actions to individuals, committees, or organizations
        4.4  Match actions with indicators or measures
        4.5  Outline activities timeline
        4.6  Describe adaptive management methods
       • If the incoming load is greater than the maximum load the lake can
          handle, then reduce the load and allocate these reductions among the
          sources.
       • If the incoming load is less than the maximum load the lake can
          handle, protect it to ensure the desired uses will continue.
     Using the desired uses of the lake and the applicable water quality standards
identified in the Watershed  Management Plan as a base, you  can review existing
data to find out if they are being attained. In  addition, you can determine the pol-
lutant loading for constituents of concern. An important part of the TMDL is to
learn the relative contributions of pollutants from natural sources, point sources,
and nonpoint sources.
                                                                                171

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       Managing Lakes and Reservoirs
GIS: A Useful Watershed
Evaluation Tool
Geographic Information
Systems (GIS) are useful
watershed evaluation tools
because they can be used to
display what the land uses are
in the watershed, and to
estimate loads from these land
uses. GIS can show the location
of different land uses around
the lakes and receiving streams
(Fig 6-3). The location of land
use affects the loading to the
system. Generally, forest,
riparian zones, and  grassed
areas along the streambanks
and lake shoreline result in
lower loadings and better water
quality than other land uses
near the water body. Formulas
or equations have been
developed describing sediment,
nutrient, and organic loading
from different types of land
uses. The GIS can use these
formulas with the extent of the
land use to estimate  the
loadings to the lake. The GIS
can also be used to evaluate
the reduction in loading that
might occur if best management
practices were implemented in
the watershed.
                              Lakes & TMDLs

   Of a number of Clean Lakes Restoration projects Washington state has submitted to
   EPA as TMDLs, some have been approved and others have been labeled incomplete
'!  — either because:                          ;
   * Eutrophication problems were not thoroughly documented; or
   • The TMDL goal was established without numeric water quality criteria.
   Two examples:
   Lake Fenwick (approved) —  EPA approved this Phase 1 diagnostic/feasibility
   study with a Phase 2 restoration proposal based on clear identification of the
   phosphorus load needed to achieve a TMDL goal of aesthetic enjoyment acceptable
   to the lake user community. Probable  funding of the Phase 2 project and ordinances
   adopted by the City of Kent for stormwater runoff also provided reasonable
   assurance that the TMDL goals will be met eventually.
   Lake Erie (incomplete) — This lake restoration had completed both Phase 1 and
   Phase 2, and was in Phase 3 (evaluation stage) when EPA determined it to be an
   incomplete TMDL — primarily because the Phase 1 study did not thoroughly
   document the eutrophication problems and associate them with a TMDL goal. To
   qualify as a TMDL, a quantitative analysis must demonstrate that the goals
   established for the TMDL will meet the narrative standard for support of a
   designated use (e.g., phosphorus  levels needed for aesthetic enjoyment).
                                                        SI Communities
                                                        O Johnson Hols
                                                       A/ South Fork Little Red KM
                                                       LULC South ForK little Red Sub Basin
                                                         I CROP AND PASTURE
                                                         3 FOREST
                                                         1 UNDEFINED
                                                         I URBAN AND OTHER
                                                         JWATER
                                                         I WETLAND
                                                         ?UtBeRedRf-1
                                                       	] uttta Red Waterehed
                                                       |  I Counties
                                                       r~i State
  Figure 6-3.—Sample of a GIS.
                               172

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                                                               CHAPTER 6: Watershed Management
Background Sources
For most constituents, including sediment, nitrogen, phosphorus, organic matter,
and any naturally occurring metals (iron, manganese, zinc, copper, etc.), naturally
occurring sources in the watershed contribute them to the receiving streams or
lake  (Fig. 6-1). For some lakes, the natural background loads  may not permit
some desired lake uses to be achieved. For example, organic loading from rela-
tively undisturbed, forested watersheds result in zero dissolved oxygen in the
bottoms of many southern lakes and reservoirs — a natural condition in this part
of the country. This lack of oxygen in the bottom waters, however, means that
these southern reservoirs won't support a coldwater fishery, which might be a
desired use for the lake.
     Some of the approaches for estimating background conditions include:
      • Use lakes or streams with relatively undisturbed watersheds as a
        reference for what could reasonably be attained in the watershed.
      • Use some of the models described in Chapter 5 to estimate
        constituent loads assuming no point or nonpoint sources.
      • Use first principles (i.e., the fundamental relationships from which all
        others are derived) to estimate the erosion and transport of
        constituents based on the soils and geology in the watershed.

Point  Sources
Because point sources are controlled  under the National Pollutant Discharge
Elimination System, information on the volume of discharge and constituent con-
centrations in the discharge can be obtained from  EPA and the states.  Point
source loadings can be estimated by summing the point source discharges for
both municipalities and industries in the watershed. Guidance manuals on how to
estimate point source loads are listed on the EPA TMDL web site (www.epa.gov/
owow/tmdl).
Nonpoint  Sources
Nonpoint sources are both natural and human-influenced (Fig. 6-1).  Estimating
natural background loads was discussed previously. Human-induced loads can be
estimated based on sampling or monitoring data or by using some of the model-
ing and estimation approaches discussed in Chapter 5. Once these estimates are
obtained, the natural background load can be subtracted to determine how much
of the loading comes from just  human activities in the watershed, such as grazing
cattle in pastures, adding fertilizers to crops, mining, timbering, building roads and
highways, and similar human  disturbances (Fig. 6-1). Again, guidance and manuals
on how to estimate nonpoint source loads can be found on the  EPA  TMDL
website, which also has links to other agency sites that focus on specific land-use
types such as agriculture or silviculture.

Total Maximum Daily Loads
A total load for the pollutant(s) of concern can be estimated by adding:
  Total Load = Natural Background Load + Point Source Load + Nonpoint Source Load
Compare this Total Load to the Total Maximum Daily Load that the lake can han-
dle and still allow desired lake  uses. If the  Total Load exceeds the TMDL, then
                                                                     173

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   Managing Lakes and Reservoirs
L-COS}
   cosystem Analysis Is
used particularly in
whereas Smart Growth
is an approach to
minimize the effects of
urban sprawl on
aquatic ecosytems.

Ecosystem: a system of
interrelated organisms and
their physical-chemical
environment. In this manual,
the ecosystem is usually
defined to include the lake
and its watershed.
point and nonpoint source loads need to be allocated to the TMDL  Caution:
you must allow a margin of safety in comparing the TMDL with the Total Load,
just in case there were some unknowns in the estimates.  This  margin of safety
should ensure that reducing pollutant loads will improve water quality.
     If the Total Load is less than the TMDL, then watershed management prac-
tices and actions need to focus on protecting the watershed  and lake from ex-
ceeding the TMDL.
     In either case, the TMDL can guide watershed management plans and prac-
tices to achieve the lake uses desired by the community. See EPA's TMDL web site
for examples of several approved TMDLs for pollutants such as bacteria, turbidity,
sediment, nitrogen, and phosphorus.
     Other useful tools  for assessing watershed conditions include Ecosystem
Analysis and Smart Growth. Ecosystem Analysis is used particularly in western
watersheds, whereas Smart Growth is an approach to minimize the effects of ur-
ban sprawl on aquatic ecosystems.
                            Ecosystem Analysis  at the Watershed  Scale
                           Ecosystem analysis is a procedure frequently used by many western U.S. resource
                           management agencies such as Game and Fish agencies or the Bureau of Land Man-
                           agement (B.M.) to characterize the human, aquatic, riparian, and terrestrial features,
                           conditions, processes, and interactions (collectively referred to as "ecosystem ele-
                           ments") within a watershed (Intergovernmental Advisory Committee, 1995).
                               Watershed analyses address:
                                  •  Erosion;
                                  •  Hydrology or water flow;
                                  •  Vegetation or land cover in the watershed;
                                  •  Stream channel  habitat;
                                  •  Water quality;
                                  •  Biological organisms or species and habitats; and
                                  •  Human uses.
                               There are several forms of watershed analysis, but each is structured around a
                           series of key questions which, if answered, provide a model of landscape and eco-
                           system function, disturbance history, and current and potential future conditions.
                               Watershed analysis supports decision-making priorities, because it generates
                           the information required to make  informed choices about how land uses will
                           work in the watershed — within its ecoregion (Montgomery et al. 1995).
                               Watershed analysis is based on a six-step process that:
                                  •  Characterizes the watershed by identifying the dominant physical,
                                    biological, and human processes or features that affect ecosystem
                                    functions or conditions — and  identifies primary ecosystem elements
                                    that require more detailed analysis;
                                  •  Identifies issues and key questions to focus the analysis on the key
                                    elements of the ecosystem most relevant to the management
                                    questions and objectives, human values, or resource conditions;
                                    Describes the current conditions of ecosystem elements;
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                                                                CHAPTER 6: Watershed Management
       • Describes reference conditions for ecosystem elements or how
         ecological conditions have changed over time;
       • Synthesizes information by comparing existing and reference
         conditions and determining the capability of the system to achieve key
         management plan objectives; and
       • Describes management plan recommendations that are responsive to
         watershed processes identified in the analysis.

    This watershed analysis process has been the starting point for many water-
shed management forums for lakes in  the western United States. Several land
management agencies there have joined with local communities and Resource
Conservation Districts to conduct watershed analyses as part of emerging water-
shed partnerships. The Northwest Forest Plan has encouraged watershed analy-
sis, based on the experience of the Forest Service and  BLM with the northern
spotted owl (USDA, 1994).
    For additional guidance on watershed analysis, see U.S. EPA (2000); www.
epa.gov/owow/watershed/wacademy/wam/.
 Smart Growth — An Approach to Urban Watershed
 Planning and  Management
Smart Growth is a phrase to capture a new way of thinking about land develop-
ment, urban renewal, and economic growth. Smart Growth is a holistic planning
approach that factors in many considerations before making changes or develop-
ing solutions to problems. It is related to watershed  management because it at-
tempts to  assess the  cumulative effects of  land  uses  and changes to the
environment. And, like watershed  management, it depends on information ex-
change and consensus among people, communities, stakeholders, and local, state,
and federal agencies to make decisions that benefit the entire system in which a
community lives.
    Both Smart Growth and watershed-based approaches can be used to foster
consensus, to develop objectives, and  ultimately, to make positive impacts on the
quality  of the land on which we live — and the water we use.
    Development replaces natural vegetated land cover with roads, parking lots,
driveways, sidewalks, and rooftops. These surfaces are impermeable to rainwater
and tend  to increase surface water runoff that then carries pollutants directly  to
streams, rivers, and lakes. A I -acre parking lot generates 16 times more polluted
runoff than a I -acre meadow.
    Examples of Smart Growth that parallel watershed planning practices include:
       •  Encouraging "best development practices" such as designing parking
         lots with natural buffers to capture runoff, and developments with
         common open spaces, parks, trails, and less impervious surfaces;
       •  Increasing incentives for revitalizing city centers and brownfields (areas
         degraded by past industrial use) for reuse rather than expanding into
         farmland and open spaces, thereby reducing suburban sprawl;
       •  Building communities that depend less on the automobile for getting
         around and more on public transit (which means increasing support
         for mass transit);
A
     1 -acre parking lot
generates 16 times more
polluted runoff than a
1-acre meadow.
                                                                      175

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Managing Lakes and Reservoirs
                              • Changing zoning to encourage conservation of natural areas; and
                              • Increasing use of building and landscaping practices that create riparian
                                buffer zones.
                            Further information can be found at www.smartgrowth.org.


                       From Planning to  Practice

                       With the Watershed  Management  Plan developed,  information on  point and
                       nonpoint source loading, and an estimate of the TMDL, what management prac-
                       tices can you use either to reduce loading from point and nonpoint sources or to
                       protect the lake from increases in these loadings?
                            The next section discusses  watershed management practices that can be
                       used to control point source  loads; and the following section, best  management
                       practices (BMPs) to control nonpoint source loads. Neither section tries to de-
                       scribe all control practices, but rather to illustrate the types of control techniques
                       and practices that are available.
                            Please see Appendix 6-A for an extensive list of links and references to in-
                       formation that can be used in watershed management. And contact your local
                       and state agencies for more information.


                       Watershed Management Practices:

                       Point Sources
                       Wastewater usually comes from  a point source; it's discharged through  pipes by
                       industrial and municipal treatment plants. And even though it's treated to remove
                       most pollutants, it still may contain organic matter, bacteria, nutrients, toxic and
                       other substances — most of which can be extremely harmful to lake water qual-
                       ity.
                            For example, when incoming water carries a great deal of organic matter, the
                       bacteria that decompose it may consume so much of the lake's dissolved oxygen
                       in the process that the supply can't keep up with the demand. This is particularly
                       dangerous in lakes whose bottom waters are already anoxic (see Chapter 2). The
                       result: without oxygen, you have fishkills, odors, and noxious conditions. In addi-
                       tion, as organic matter decomposes, it can also contribute nutrients to the water.
                            Although  stressful enough  by itself,  the combination  of high,  oxygen-
                       demanding organic loads and low dissolved oxygen levels compounds when it co-
                       incides with the peak growing season for algae and aquatic  plants. The incoming
                       nutrients fertilize the algae and plants, which  not only grow excessively but fur-
                       ther deplete the oxygen as they die and decompose.
                            Most wastewater treatment  plants discharge at low rates: over 75 percent of
                       all publicly owned  treatment plants discharge less  than I  million gallons per day
                       (mgd).  Sewage treatment ponds or lagoons — the most  common  type of
                       wastewater treatment •— typically have discharge rates less than  I mgd. But low
                       discharge rates do not translate into insignificant effects on lakes and streams.
                            At just 10 to 50 parts per billion dig/L)  total phosphorus concentration in
                       the water, some lakes may develop algal blooms, murkiness, and other problems.
                       The average total phosphorus concentration of wastewater treatment plant dis-
                       charges is about 100 times greater than this.
                     176

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                                                               CHAPTER 6: Watershed Management
    In many streams, wastewater discharges may dominate streamflow during
the dry summer period when the stream's total flow is low. Also, at the higher
summertime water temperatures, water cannot hold as much dissolved oxygen
as it does during the cooler periods of the year.
    Contact your state water pollution control agency for information on per-
mitted facilities discharging into your lake or into streams entering your lake.


Wastewater Treatment
If point sources are important contributors of organic matter, bacteria, nutrients,
or toxic pollutants, good wastewater treatment will provide critical protection
for your lake. The better the system is at removing pollutants, the fewer algal
blooms, aquatic weeds, and odors will occur in the lake. Regardless of the treat-
ment  system, however, all treatment systems  require proper design, opera-
tion, and maintenance. These requirements vary among treatment  systems, but
no system can be installed and then ignored. Systems must be maintained.
    Several approaches for treating point source discharges are briefly described
in this section,  beginning with municipal  treatment systems. In general, it is more
efficient and cost effective to collect wastewater from homes and industries and
treat it in one large facility than to have individual septic systems or treatment fa-
cilities. In some cases, however, smaller treatment systems are required. A site,
soil, and TMDL assessment are necessary before the final decisions are made. In
addition to the descriptions that follow, more information on any of these treat-
ment systems can be found in Appendix  6-A or on the EPA Office of Wastewater
Management website (www.epa.gov/owm).

Municipal Systems
Typical waste treatment systems for larger cities and municipalities  are conven-
tional sewer systems piped to treatment facilities. These large treatment plants
include systems such as activated sludge, biofilters, contact stabilization, sequenc-
ing batch  reactors, land treatment, and large-scale lagoons. Most municipal treat-
ment  systems  have both primary  and  secondary treatment. Some treatment
systems are even more advanced and also have tertiary treatment

    v Primary wcrsfewafer treatment uses  screens  and  sedimenta-
       tion (settling) to remove the larger organic solids. But dissolved organic
       matter can still use considerable oxygen, so secondary treatment is used
       to reduce this oxygen demand before the wastewater is discharged into
       the lake or stream.

    v Secondary treatment uses biological and chemical processes to re-
       move 80 to 95  percent  of the organic  matter (Fig. 6-4). Primary and
       secondary treatment, however, do not significantly reduce dissolved phos-
       phorus concentrations (Table 6-2).
       • Total  phosphorus concentrations in untreated domestic wastewater
        are reduced about 5 percent by primary treatment and about 10 to 15
        percent by secondary treatment.
       • Both  primary and secondary treatment remove much more nitrogen:
        about 40 percent with primary treatment; 60 percent with  secondary
        treatment
                                                                      177

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      Managing Lakes and Reservoirs
                                   Activated Sludge
    Raw
Wastewater
                                Secondary Treatment
Treated
Outflow
                              Figure 6-4.—Typical secondary treatment system with primary settling of water,
                              chemical or biological treatment, and additional settling and disinfection before
                              discharge.
Table 6-2.— Treatment removal efficiencies for wastewater treatment systems.
CONSTITUENT
Suspended Solids
Biological Oxygen Demand
Ammonia-Nitrogen
Total Phosphorus
TREATMENT CATEGORY
PRIMARY
50 _ 70%
20 - 40%
—
-5%
SECONDARY
85 - 95%
85 - 95%
40 - 60%
10- 15%
TERTIARY
—
—
~ 90%
75 - 90%
                                  This means, however, that about half the total nitrogen and almost all the to-
                             tal phosphorus stay in the wastewater after it's treated at the second level.

                                  v Another  /eve/  of treatment  —  tertiary or  advanced
                                    treatment — is  required to significantly reduce nutrient  concentra-
                                    tions in wastewater. This level of treatment used to be relatively expensive
                                    so it was not used to the same extent as secondary treatment. However,
                                    more cost-effective tertiary treatment  systems,  including constructed
                                    wetlands, ammonia stripping, multimedia filtration, and carbon adsorption
                                    are becoming available.

                                  Normally, large municipal treatment systems are not suited to small commu-
                             nities. These complicated mechanical systems require skilled operators to  run
                             and maintain and typically use  large amounts of energy — they're also costly for
                             small communities to build. Fortunately, alternative treatments  now exist for
                             small communities and lake homeowners.


                             Small Community Systems
                             Several small-scale, simple, and reliable central treatment systems are suitable for
                             the lake homeowner or lake association (Table 6-3; Fig. 6-5a,b). All  of these well-
                             established methods provide secondary or better levels of treatment at less cost
                             to build and run than the larger municipal treatment plants. They also use less en-
                             ergy and are easier to operate and maintain.
                                  If you're starting to plan a wastewater project, select an engineer who has
                             experience with these small community technologies. Check with a local contrac-
                           178

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                                                                CHAPTER 6: Watershed Management
tor who specializes in wastewater treatment, and with your health department,
water pollution control agency, and EPA. You will need permits to discharge and
the type of system and permit will vary by municipality, county, and state. The
EPA Office of Wastewater Management has a specific program for small commu-
nities. The EPA "Small Communities Team" partners with community organiza-
tions  to  provide programs  for  technical  assistance, financial assistance, and
education  and training (see www.epa.gov/own/smallc/) and Appendix 6-A.
Table 6-3.— Examples of small-scale treatment plants and designs.
EXAMPLE
Septic Tank
Septic Tank Mound
System
Septic Tank-Sand Filter
Facultative Lagoon
Oxidation Ditch
Trickling Filter
Overland Flow
Treatment
Spray Irrigation
Treatment Wetlands
DESCRIPTIVE NOTES
A septic tank followed by a soil absorption bed is the
traditional on-site system for the treatment and disposal of
domestic wastewater from individual households or
establishments. The system consists of a buried tank where
wastewater is collected and scum, grease, and settleable solids
are removed by gravity and a subsurface drainage system
where wastewater percolates into the soil.
Can be used as an alternative to the conventional septic
tank-soil absorption system in areas where soil conditions
preclude the use of subsurface trenches or seepage beds.
Surface discharge of septic tank effluent. Can be used as an
alternative to the conventional soil absorption system in areas
where subsurface disposal contains an intermediate layer of
sand as filtering material and under drains for carrying off the
filtered sewage.
An intermediate depth (3 to 8 feet) pond in which the
wastewater is stratified into three zones. These zones consist of
an anaerobic bottom layer, an aerobic surface layer, and an
intermediate zone.
An activated sludge biological treatment process. Typical
oxidation ditch treatment systems consist of a single or closed
loop channel 4 to 6 feet deep, with 45° sloping sidewalls.
Some form of preliminary treatment such as screening or
removing normally precedes the process. After pretreatment,
the wastewater is aerated in the ditch using mechanical
aerators that are mounted across the channel.
The process consists of a fixed bed of rock media over which
wastewater is applied for aerobic biological treatment (Fig.
6-5a). Slimes form on the rocks and treat the wastewater. The
treated wastewater is collected by an underdrain system.
Wastewater is applied by gravity flow to vegetated soils that
are slow to moderate in permeability and is treated as it travels
through the soil matrix by filtration, adsorption, ion exchange,
precipitation, microbial action, and plant uptake (Fig. 6-5b).
An underdrainage system recovers the effluent, controls
groundwater, or minimizes trespass of wastewater onto
adjoining property by horizontal subsurface flow.
The wastewater is sprayed on crops or ground cover and the
water is treated as it percolates through the soil. An under
drainage system functions as with Overland Flow.
Wetlands are constructed specifically to function as wastewater
treatment systems. In the wetland system, plants and soils
remove nutrients for growth, provide a surface for
micro-organisms and bacteria to break down waste, and
promote settling of solids. Treatment wetlands serve as tertiary
treatment for many communities.
                                                                        179

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Managing Lakes and Reservoirs
                        Figure 6-5a.—Trickling filter works by trickling wastewater over layers of rocks. Bac-
                        teria growing on the rocks break the waste down.
                        Figure 6-5b.—Overland flow of wastewater removes organic matter through soil
                        bacteria, phosphorus by sorption to soils, and nitrogen through plant uptake.
                             SPRAY APPLICATION
                                                                EVAPOTRANSPIRATION

                                                                GRASS AND VEGETATIVE LITTER

                                                                         RUNOFF COUECTfON

                                                                        **•  SHEET FLOW
                        On-lot Septic Systems
                        The septic tank and drain field (Fig. 6-6) comprise the most common of these in-
                        dividual  home sewage disposal  systems. The septic tank traps solids,  oil, and
                        grease that could clog the drain field, storing sludge (solids that settle to the bot-
                        tom), scum, grease, and floating solids until they can be removed during regular
                        septic tank cleaning (every three to five years, depending on use). Specific recom-
                        mendations for pumping out the tank can be obtained from county or state agen-
                        cies. The wastewater that remains flows out of the septic tank and into the drain
                        field where it seeps into the soil. The soil filters this partially treated sewage, and
                        bacteria that began decomposing the waste in the tank continue to work. Charac-
                        teristics of septic tanks are given in Table 6-4.
                            As  the wastewater flows through the drain  field, phosphorus may be ab-
                        sorbed by soil particles, and biological processes reduce the nitrogen. Bacterial
                        decomposition in the drain field reduces the oxygen demand of this wastewater
                        before it enters the lake or groundwater.
                     180

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                                                              CHAPTER 6: Watershed Management
      Inspection
   inlet
»
                3Q
                 Liquid
                 Sludge
                                                Building paper
                                                      ^
                                                      «  \t t 4 i • i
                                    JTT II

       Septic tank cross section
          *        >••••«»•«•
                                    • Disposal field section.
Figure 6-6.—Typical home septic system works well in many settings, but should not
be used near lakes. Improper operations or failure will pollute the lake.
Table 6-4.— Characteristics of septic tanks.
CRITERIA
1 . Status
2. Applications
3. Reliability
4. Limitations
5. Cleaning
6. Treatment Side Effects
REMARKS
Most widely used method of on-lot domestic waste disposal;
used by almost one-third of the U.S. population.
Used primarily in rural and suburban areas. Properly
designed and installed systems require a minimum of
maintenance and can operate in all climates.
Reliable, if properly designed and managed in appropriate
soils.
Properly designed, constructed, and operated septic tank
systems are efficient and economical. System life may equal
or exceed 20 years.
Sludge and scum in tank must be removed every 3 to 5 years,
depending on soil and site conditions, the ability of the soil to
absorb liquid, depth to groundwater, nature of and depth to
bedrock, seasonal flooding, and distance to well or surface
water.
May increase nitrates and other contaminants in groundwater
when the soil does not remove them. Soil may also clog on
the surface with potential health problems.
                                                                          Oeptic systems are
                                                                          used by almost one-third
                                                                          of the U.S. population.  1
                                                                     181

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Managing Lakes and Reservoirs
                             Some bacteria also convert nitrogen as ammonia to nitrate in the drain field,
                        which tends to move with the water, eventually entering the lake. Ammonia and
                        nitrate are fertilizers, and can encourage algal growth under the right conditions.
                             If they're properly designed and maintained, septic systems can remove or-
                        ganic matter, bacteria, and nutrients. They only work, however, in good  site condi-
                        tions — which  don't exist  on all lakeside lots. Conditions that interfere with
                        proper septic system function:
                               • Unsuitable soils (you've  heard the saying: they don't perc);
                               • High water tables;
                               • Steep slopes; and,
                               • The human element, as reflected in poor design or improper use.

                             ^ Soil plays  a key role in  the septic system. Tightly bound and poorly
                               drained soil types (clays) are not effective filters. At the other extreme,
                               gravel is also a poor filter because  the wastewater drains through it too
                               rapidly to be  adequately treated.
                                   Treatment also diminishes when the soil is too wet. Septic systems
                               depend upon good contact between the wastewater and relatively dry soil
                               particles so that the soil can  absorb nutrients well.  Soils that  drain very
                               slowly may be chronically saturated and the system, therefore, inoperative
                               much of the time.
                                    In a poorly drained soil, the wastewater is also  likely to surface and
                               run directly to the lake. A streak of bright green grass growing over the
                               drain field indicates  that wastewater nutrients  are fertilizing the lawn on
                               the way up.

                             v High groundwater tables can also prevent treatment by periodi-
                               cally flooding the drain system.

                             ^ Steep slopes cause either rapid flow-through or surfacing of waste-
                               water.

                             Frequently, a septic problem can be traced to improper use, commonly aris-
                        ing from:
                               • Too small a tank;
                               • An inadequate drain field;
                               • Serving more people than the system was designed for;
                               • Using improper washing products;
                               • Following a poor septic  tank maintenance schedule; or
                               • Using a garbage disposal, which overloads the system with fine solids.

                             Check with your health department or environmental agency for a reference
                        on the functioning and design of septic systems. EPA also has a design  manual for
                        on-site wastewater treatment and disposal systems (U.S. EPA, 1980). In addition,
                        many county extension offices have information on septic system installation and
                        maintenance, including the Home*A*Syst software program.
                      182

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                                                               CHAPTER 6: Watershed Management
  1. Wastewater
  from home drains
  to first septic tank
  where heavy solid
  waste drops out.
  It usually stays here
  for about a day.
2. Filtered
wastewater
drains to
second tank
where more
solids drop out.
This takes
about another
day.
3. Wastewater then
drains to a wetlands
area where bacteria
break it down even
further and cattails,
rushes, or reed
grasses take up the
nutrients for growth.
About a seven-day
process
                                   A constructed wetland is about 24 to 30 inches
                                   deep. It contains a top layer of pea gravel, a
                                   second layer of coarse gravel, and a plastic
                                   liner at the bottom.
                                                         4. Treated wastewater
                                                         then drains to a final
                                                         basin where it evaporates
                                                         and is discharged into a
                                                         stream.
Figure 6-7.—Wetland treatment system.
Natural Treatments

Natural areas such as wetlands have occasionally been constructed around a lake
to provide advanced wastewater treatment. Such treatment is typically used
when conventional wastewater treatment  cannot produce  the lower nutrient
concentrations needed. Wetlands can function as a biological  filter to remove silt,
organic matter, and nutrients from an inflowing stream, keep it out of the lake, and
improve lake quality (Fig. 6-7). But, wetlands, under some conditions, can also con-
tribute organic matter and  nutrients to lakes. Nutrients released from wetlands
can fertilize algal growth and contribute to lake problems.
    Whether a wetland serves as a source or filter for  nutrients and organic
matter needs to be studied further. EPA has a Design Manual  for Constructed Wet-
lands for Wastewater Treatment Systems (U.S. EPA,  1988). Additional  information
can be found on the EPA website (www.epa.gov/owm).



Watershed  Management  Practices:

Nonpoint  Sources

Nonpoint sources of pollution became  apparent as municipal  and industrial point
sources were controlled. Point source controls have clearly made a difference in
improving water quality since the passage of the Clean Water Act (1972), but wa-
ter quality has not improved as much as expected.
    Why? Point  sources, long the major water polluter,  had masked nonpoint
source pollution  problems. Once point source loadings declined, the impact of
nonpoint sources became apparent.
                                                                      183

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Managing Lakes and Reservoirs
                             Only by stepping away from the-narrow viewpoint that point sources caused
                         nearly all water quality problems were water quality managers able to see the lake
                         and watershed as an integrated system affected by diverse sources of pollutants.
                             By approaching the management of lakes and streams from a broader per-
                         spective, water  managers and  scientists found that in many systems  nonpoint
                         sources contributed as much or more than  point sources — particularly sedi-
                         ment, organic matter, and nutrients. Although nonpoint source nutrient concen-
                         trations were less  than  those  in a point source,  the total  load (concentration
                         times flow) can far exceed that contributed by point sources.
                             To determine the relative  importance of local versus distant sources  of nu-
                         trients and sediments to a lake, compare the watershed area with that of the lake.
                         For example, if there are 100 acres in the watershed and the surface area of the
                         lake is 100 acres, then the watershed to lake surface area ratio is  I to I  (1:1).
                             In small watersheds, where the surface area of the lake is roughly equal to
                         the surface area of the watershed (i.e., an approximate 1:1 ratio between the lake
                         surface area and the size of the watershed), the local sources of organic matter
                         and nutrients — such as septic systems and runoff from lawns and gardens —
                         might contribute the most pollutants to the lake. Construction can also be a sig-
                         nificant source of sediment, with runoff from  roads bringing nutrients, sediments,
                         and heavy metals (Fig. 6-8).
                    NEW CONSTRUCTION
Figure 6-8.—Activities around the lake shoreline can affect the lake through runoff of fertilirers, pesticides, sedi-
ment, organic -waste, and other contaminants.
                      184

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                                                                CHAPTER 6: Watershed Management
    As the watershed to lake surface area ratio grows, other sources of pollut-
ants become increasingly important:
       •  Agricultural runoff carrying animal wastes, soil, and nutrients;
       •  Urban runoff from streets, yards, and rooftops carrying sediment,
         organics (oils and greases), nutrients, and heavy metals; and
       •  Forestry as a source of sediments.
    In large watersheds, the contribution from urban, silvicultural, and agricul-
tural areas is generally more significant than that from lakeshore homes.


What Are Best  Management

Practices?

So, how can we control these nonpoint sources of pollutants to protect and im-
prove lake quality? If nonpoint sources don't discharge through a pipe, how do we
reduce the amount coming from the watershed?
    You  have a number of options for improving the water quality of your lake —
from picking up litter around the lake to implementing best management practices
in the watershed. Best management practices have been  developed for agricultural,
forestry, urban, mining, construction, and similar land-use  activities.

       «  Agricultural BMPs, for example, have been  developed for cropland,
         pasture, barnyard and manure management, and  fertilizer and pesticide
         control.

       •  Forestry BMPs manage activities such as road construction in
         timberlands, timber harvest techniques, forest lands cut or killed by
         disease or fire, and the use of pesticides.

       •  Urban BMPs have been designed to manage stormwater runoff in
         developing and established urban areas.

       •  Construction BMPs prevent erosion and runoff control.
       •  Abandoned mine BMPs protect lakes from excessive sediment
         runoff from tailings and leachate that frequently  is very acidic and has
         high concentrations of metals. This book does not address abandoned
         mine mitigation and mining BMPs.

    Best management practices were not initially designed to protect water qual-
ity, but to maintain productivity of farmland and reduce pesticide and fertilizer costs
— or, in cities, to help protect homeowners from mud slides or flooding. Regard-
less of their original intent, many of these watershed best management practices
are useful in lake management and restoration projects.
    Managers of lakes and streams focus on  best management practices to con-
trol four  primary factors:
       •  Water, runoff, and soil moisture;
       •  Erosion;
       •  Nutrient loading; and
       •  Contaminant loading.
    These factors are not independent, but highly interactive. Runoff control, for
example,  helps reduce sediments, nutrients, and pesticide runoff and contamination
in lakes and streams. Figure 6-9 shows these factors for a typical construction site.
                                                                       185

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 Managing Lakes and Reservoirs
Figure 6-9.—No-cost or low-cost approaches to reducing erosion (from Wisconsin Dep. Natural Resources, Pub. 4-2300).
1   Plan your construction activities so that
    the soil is disturbed a minimal amount
    of time. For example, plan to install
    gas pipelines, sewer laterals, and
    other utilities at close time intervals.
2   Leave grass, frees, and shrubs in place
    wherever you can. The more
    vegetation, the less sediment-laden
    water leaves your site.
3   When you excavate the basement,
    pile the soil away from storm sewer
    drains — in the back- or side-yard
    area, for example. Once you backfill
    around the basement, remove any
    excess soil from the site.
4   Park cars and trucks on the street, not
    on the site. You will keep the soil less
    compacted and more water-absorbent,
8
and you will keep mud from being
tracked onto the street.
Arrange to have the street cleaned
regularly while you are building to
remove sediment that preventive
measures failed to keep off the street.
Soon after you start construction,
install a gravel driveway and
encourage cars and trucks to use only
this route on your site. Later, you can
install the permanent driveway over
the gravel.
Build a berm to divert rainwater away
from steep slopes or other highly
erodible areas.
Install straw bales or filter fences along
curbs to filter rainwater before  it
reaches the gutter and storm sewer
drains.
9  Seed and mulch, or sod your site as
   soon as you complete outside construc-
   tion. You will control erosion, and — if
   you are building for a prospective
   buyer — you will increase the lot's
   salability by making it more attractive.
10 If you cannot seed and mulch the
   entire lot, cover any critical areas with
   a temporary protective material, such
   as filter fabric or netting. Later, you
   can remove the cover long enough to
   install utility lines.
11 Use roof downspout extenders and
   sump pump drain tubes to funnel water
   away from  exposed soils and directly
   to the curb  and storm sewer. After site
   is vegetated, downspout extenders
   and drain tubes should outlet to the
   vegetated area to maximize
   infiltration.
                                Generally, a best management practice (Table  6-5)  involves some combina-
                           tion of three different approaches:
                                I. Reducing the generation of pollutants on-site by minimizing rainfall
                                   contact with the pollutant;
                                2. Restricting water runoff from on-site and up in the watershed to limit
                                   transport or movement of pollutants off the site into nearby waters;
                                   and/or
                                3. Capturing/trapping pollutants in the watershed and preventing them
                                   from entering the lake or groundwater.
                        186

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CHAPTER 6: Watershed Management
Table 6-5.— Best Management Practices.
Best management practices used for various land-use activities. Although the names differ, the
practices are all based on controlling runoff or water movement, erosion, and nutrient and
contaminant loading.
AGRICULTURE
Animal Waste Management
Conservation Tillage
Contour Farming
Contour Stripcropping
Crop Rotation
Fertilizer Management
Integrated Pest
Management
Livestock Exclusion
Range and Pasture
Management
Terraces
URBAN
Flood Storage
Porous Pavement
Street Cleaning
FORESTRY
Ground Cover Management
Pesticide/Herbicide
Management
Riparian Zone Management
Road/Skid Trail
Management
DESCRIPTIVE NOTES
Reduces nutrient and organic matter loading by controlling
timing, amount, and form of manure application to fields.
Any tillage or planting system that maintains at least 30% of
the soil surface covered by residue after planting to reduce
soil erosion by water; examples of conservation tillage
include no-till, ridge-till, or mulch-till.
Conducting field operations, such as plowing, planting,
cultivating, and harvesting, on the contours of the field.
Layout of crops in comparatively narrow strips in which the
farming operations are performed approximately on the
contour. Usually strips of grass or close-growing crops are
alternated with those in cultivated crops or fallow.
Reduces soil erosion and nutrient applications by alternating
with nitrogen-fixing legumes such as alfalfa.
Reduces nutrient loading by controlling timing, amount, and
type of fertilizer to crops.
. Reduces pesticide applications, improves effectiveness of
application, and uses more resistant cultivars.
Excluding livestock from highly erodible land and land near
lakes and streams reduces erosion and nutrient loading.
Reduces runoff and erosion by maintaining vegetative
cover. Reduces manure loadings to streams.
Reduce erosion by shortening flow paths and improving
drainage.
DESCRIPTIVE NOTES
Reduces runoff, sediment, and attached nutrient/contaminant
loading by settling sediment particles out of the water.
Reduces runoff, erosion, and pollutant loading by rainfall
soaking through the pavement into the underlying soil.
Reduces nutrient and contaminant loading by removing
them from the pavement. Pollutants will not be washed into
streams during storms.
DESCRIPTIVE NOTES
Reduces runoff and erosion by maintaining cover over soil
so it is not exposed to raindrops or runoff.
Reduces contaminant loading by controlling the timing,
amount, form, and location of pesticide applications.
Reduces runoff, erosion, and nutrient/contaminant loading
by maintaining vegetation and ground cover along stream
banks (riparian zone]. Buffer strips and streamside
management are other terms used for this BMP.
Reduces length of runoff flow path and reduces erosion.
Erosion from roads and skid trails(i.e., paths where logs are
dragged to the loading area)is the major source of
sediments from forested watersheds.
      187

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Managing Lakes and Reservoirs
Table 6-5.— Best Management Practices (eont.).
CONSTRUCTION
Disturbed Area Limits
Nonvegetative Soil
Stabilization
Surface Roughening
MULTICATEGORY
Detention/Sedimentation
Basins
Grassed Waterways
Interception or Diversion
Practices
Maintenance of Natural
Waterways
Riprap
Streamside Management
Zones
Streambank Stabilization
Vegetative Stabilization
Zoning
DESCRIPTIVE NOTES
Reduces erosion by restricting the area of the construction
site that is disturbed or has ground cover removal.
Reduces soil erosion by using matting, mulch, or similar
ground cover over the soil to reduce rainfall eroding the soil
surface.
Reduces the length of runoff flow paths to slow the water,
creating pools or depressions ana reducing the energy ,of
water to dislodge and transport soil off the site.
DESCRIPTIVE NOTES
Reduces the flood peak, sediment, nutrient and contaminant
loading by retaining runoff and letting soil particles and
attached nutrients/contaminants settle out in the basin.
Reduces erosion, nutrient, and contaminant loading by
having runoff flow over a grassy area as it moves toward
the stream. Soil is protected ana grass helps trap nutrients
and contaminants.
Reduces runoff erosion, nutrient, and contaminant transport
by intercepting runoff before the flow path becomes too
long or divesting the runoff away from the lake.
Natural stream banks, riparian zones, and wetlands trap
sediment and nutrients and limit streamside erosion.
A layer of broken rock, cobbles, boulders, aggregate, or
fragments of sufficient size and thickness to resist the erosive
forces of flowing water or wave action; such structures
usually are used to protect channels with relatively high
velocity flow, shores, slopes on dams, or outlets of
structures.
Reduces runoff, erosion, nutrient and contaminant loading
by maintaining vegetative and ground cover next to the
streambank. Typically vegetative strips 30 to 1 00 feet wide.
Reduces erosion and in-stream sediment by protecting and
maintaining the streambank so it does not erode or fall into
the stream.
Reduces runoff, erosion, nutrient, and contaminant loads by
maintaining good vegetative cover at critical locations
throughout the watershed such as highly erodible areas and
streamsides and banks.
Reduces runoff, erosion, nutrient, and contaminant loadings
through legally enforceable regulations for permissible
businesses and land uses and management needed to
protect lakes and streams.
From: Resource Conservation Glossary. 1982. 3rd ed. Soil and Wafer Conservation Society of Amer-
ica. Ankeny, IA. For more detailed lists of BMPS, see U.S. EPA (1993).
                      188

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                                                                CHAPTER 6: Watershed Management
Runoff and Erosion  Control Practices

One of the most powerful forces on earth is rainfall. Even gentle rains can destroy
slopes and create mud slides, gulleys, and flooding — making sediment (plus the
contaminants it carries) the most widespread pollutant in North America. Con-
trolling water and associated runoff from the watershed, then, is the first step in
implementing best management practices.
     Erosion is a natural process, so watershed best management practices mimic
the natural processes that control water and soil moisture; thus, they are very
similar across the wide spectrum of land uses (e.g., agriculture, forestry, mining,
construction). Features found in forested watersheds, for example, form the basis
for most efforts to reduce runoff and erosion (Fig. 6-10).
     The forest canopy or tree cover intercepts rain as it falls — shrubs and small
trees below the tree tops intercept the rainfall moving through and dripping from
the canopy. A dense cover of pine needles, leaves, and vegetation on the forest floor
further keeps rain drops from hitting bare earth, permitting it to seep into the soil.
And  small  depressions at all three levels store water to keep it from running off.
     When rainfall does begin to run off a forest, it soon encounters a barrier
such as a depression or log that slows it down or a channel that collects and con-
veys  it to other channels. Woody debris, rocks, and gravel  in these channels slow
the water's flow and thus, reduce soil erosion.
     Following rain, the trees and other vegetation take water out of the soil through
their roots. Remaining soil water percolates downward to  enter the groundwater
system where it can be discharged into stream channels, thereby reducing the  water
in the soil — giving it the capacity to store water from the next rainfall.
     These natural features and processes have become the key features of best
management practices to control water and runoff:
       • Intercepting or impeding rain drop impacts;
       • Creating short flow paths and impeding flow; and
       • Designing and protecting channels for collecting  the flow.

     ^ A  multi-Story vegetative cover over the site — leaves at several
       levels — is more effective in intercepting rainfall than leaves at just one
       level. Most best management practices establish or maintain ground cover.
       • For example, in agriculture, conservation tillage (keep the crop
         residues on the soil; do not plow them under) both covers the soil
         and retains moisture.
       • Forest timber practices maintain ground cover to protect forest soils
         from rainfall.
       • Forest loggers may remove haul roads  and seed the roadbed following
         harvest.

     v Creating short f/ow paths and slowing the flow of water
       to  reduce  its velocity (and thus, erosion) is an integral part of almost  all
       watershed BMPs.
       • In agriculture, contour farming, contour stripcropping, conservation
         tillage, terraces, and grassed waterways are used  to create barriers to
         slow runoff.
o,
     ne of the most
powerful forces on earth
is rainfall. Even gentle
rains can destroy slopes
and create mud slides,
gulleys/ and flooding —
making sediment (plus
the contaminants it
carries) the most
widespread pollutant in
North America.
                                                                       189

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                                                                                                             §
                                         MANAGEMENT PRACTICES
                                                                                  Water Stops -
                                                                                  Slow flow and
                                                                                  Erosion
                                                    Vegetative   ~
                                                    Buffer _
                                                             Retain Sediment, Nutrient
                                                    :.         Contaminant levels
             Best Management Practices (BMPs) work to control
(1) water runoff, (2) erosion, (3) nutrient loading and (4) Contaminant loading.
                                                                          Sedimentation
                                                                          Basin
                                                                                                    I
                                                                                                    Q
                                                                                                    Q.
                                                                                                             n>
                                                                                                             s
                                                                                                             3'
Figure 6-10.—Watersheds with good vegetative cover like those in the left-hand side of the figure have lower and slower runoff, less erosion, and lower nutrient
and contaminant loading than watersheds where vegetative cover has been removed. BMPs try to slow runoff, reduce erosion, and trap or retain nutrients and
contaminants and prevent them from entering streams and lakes.

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                                                               CHAPTER 6: Watershed Management
       • In forest management, water stops along forest roads (they look like
         little speed bumps), woody debris, and buffer strips near streams
         create short flow paths and slow the flow.
       • Proper design of logging roads and drainage ditches is important to
         forestry management.
       • Construction sites roughen the ground surface to create small
         depressions and barriers and use hay bales to impede runoff.
       • In-stream features mimic the pools that store water  in natural stream
         channels, and their S-shaped meander that slows the flow and reduces
         the size of flood waves.
       • Stormwater detention/sedimentation basins, interception/diversion
         systems, and similar features are BMPs used in many  construction and
         urban areas.

     v Channels designed to collect and carry runoff are  uni-
       versal BMPs, regardless  of the land use. They include:
       • Grassed swales;
       • Constructed channels lined with large rocks or riprap;
       • Synthetically lined channels that, while expensive, may be better
         protection for critical areas; and
       • Tree root wads, logs, and natural boulders.
           For every land use, most watershed best management practices try
       to minimize impacts of rain on the soil.


Nutrient and Contaminant
Control Practices

Eutrophication, like erosion, is a natural  process, but people can increase nutrient
loadings to lakes and streams. In general, the major sources of nutrients and con-
taminants come from agricultural and urban land use.
     Nutrient and contaminant control practices build on runoff and erosion con-
trol practices. Less runoff means lower  erosion and lower transport of both dis-
solved nutrients in the runoff and nutrients sorbed onto soil particles.
     But two other principles are vital to controlling nutrients and contaminants:
       • Reducing the amount of nutrients and contaminants applied; and,
       • Using plant uptake to remove nutrients and contaminants from runoff
         and groundwater.

     v Don't  add more nitrogen and phosphorus than plants
       need*  This is throwing money away: these nutrients are not used to in-
       crease crop production; instead, the excess washes from the watershed
       into lakes and streams and damages these ecosystems.
          Agriculture uses soil nutrient testing to reduce the nutrients applied to
       crops, particularly nitrogen. Phosphorus and pesticides,  however, generally
       adsorb onto soil particles so  reducing soil erosion also helps control them.
                                                                     191

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    Managing Lakes and Reservoirs
jL_oning and
ordinances go hand in
hand with other BMPs in
managing watershed
activities.

     T Install vegetative buffer strips next  to streams and  lakes to
       help prevent nutrients and contaminants from entering the water body by
       trapping those carried by eroded soil particles.
       • Streamside vegetation uses nutrients from the water for growth.

     T Use plants to remove certain types of heavy metals or organic
       contaminants.
       • In a process known as  phytoremediation, plants are being used to
         clean up certain types of heavily contaminated soils by absorbing the
         contaminants from the soil.

     Reducing nutrient  concentrations in  surface runoff, however, can increase
their concentrations in subsurface or groundwater. If nutrients  such as nitrate,
which are readily soluble in water (but do not adsorb to soils), are excessively ap-
plied to soils and not permitted  to run off, they will seep into the soils  and con-
tinue moving down until they encounter a barrier such as clay  or enter  the
groundwater.
       • Too much animal manure, liquid fertilizers containing nitrogen, and
         ammonium nitrate can significantly contaminate groundwater, partic-
         ularly in watersheds with permeable soils or bedrock such  as limestone.
         Rain leaches nutrients out of soils as it seeps into them and can cause
         high nitrate concentrations in groundwater and in domestic wells.
     Herbicides such as atrazine have been found in the spring in relatively high
concentrations in lakes, streams, and groundwater throughout the Midwest, illus-
trating the problems caused by excessive applications over large areas.
     Although simply following manufacturers' directions for application can help
prevent contamination of lakes and streams and  groundwater, several programs
can be useful:
       • Manure management programs can help farmers contain the manure
         and apply it when needed by crops, eliminating excess.
       • Well-head protection programs have  been developed to help reduce
         soluble nutrient and herbicide  concentrations  in watershed areas that
         contribute to groundwater recharge.
       • Integrated pest management programs for both agriculture and
         forestry reduce the use of pesticides  by integrating weed- and
         insect-resistant crop varieties, crop rotation, stripcropping, and
         biological agents with pesticides to control pests.
Zoning and Ordinances
Zoning requirements and ordinances that regulate various types of land uses and
development can be effective, long-term approaches in the watershed manage-
ment tool box. Example ordinances protecting stream buffer zones, open space
development, greenways, stormwater drainage, and other activities can be found
on the EPA website at www.epa.gov/owow/nps.ordinance and the Center  for
Watershed Protection website at www.cwp.org.
     Zoning and ordinances go hand in hand with other BMPs in managing water-
shed activities.
                         192

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                                                             CHAPTER 6: Watershed Management
Water Conservation Practices

With a lake nearby, conserving water might not seem critical. But reducing water
usage also reduces wastewater discharges.
      • Water-saving devices such as flow-reducing showerheads and
        water-saving toilets (or just using less water in the tank) can cut
        household wastewater flows by as much as 25 percent (U.S. EPA,
        1981).

    Most of these procedures are very simple, even obvious (see Table 6-6), but
if many of you living around the lake follow them, the water you conserve may al-
low your community to use a smaller wastewater treatment facility — at the very
least, using less water can lower day-to-day operating costs for treatment chemi-
cals and utilities.
    And look at these other options:
      • If your treatment capacity is nearly maxed out, conserving water may
        be the best step you can take.
      • If you're connected to a regional sewer system, conservation  can
        reduce treatment charges, which are usually based on the volume of
        sewage treated — based on your water meter readings and prorated
        by household.

    Water conservation, then, not only costs less in the  long run but also pro-
tects your lake from excessive organic matter and nutrients, as your wastewater
discharges decline. More careful usage may also lower nonpoint sources from ac-
tivities such as watering lawns. So as you prepare your management plan, remem-
ber to include water conservation as an essential best management practice. The
EPA website, www.epa/gov/owm, also has ideas and information on water effi-
ciency and recycling and reuse.


Integrated Watershed —  and   Lake —

Management
Watershed and lake management starts with a plan — what are the lake prob-
lems, where are  they occurring, why are they occurring, what do you want to
achieve, how can you go about it?
    As you have found in this chapter, many management practices can be used
to reduce these problems and help achieve lake and watershed management ob-
jectives.
    But there is no magic bullet: rather, it is the combination of multiple practices
that best control point and nonpoint sources of pollution in the watershed and in
your lake. Many approaches can be used and many local, state, and federal agen-
cies, universities, and organizations can provide technical and financial assistance
and/or cost-sharing for watershed management. Use them! It is the integration of
these watershed management practices and the implementation of a watershed
plan that build the foundation  for effective lake management.
1
\Jo as you prepare
your management plan,
remember to include
water conservation as
an essential best
management practice.
                                                                    193

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Managing Lakes and Reservoirs
                               Table 6-6.— Conscientious use of water can prevent excess runoff and reduce
                               the volume of wastewater treated, both of which help protect lake water quality.
                                                      WATER CONSERVATION TECHNIQUES
                                   Inspect the plumbing system for leaks.
                                   Install flow-control devices in showers.
                                   Turn off all water during vacations or long periods of absence.
                                   Check the frequency with which home water softening equipment regenerates and
                                   backaches. It can use as much as 100 gallons of water each time it does this.
                                   Insulate hot water pipes to avoid having to clear the "hot" line of cold water during use.
                                   Check all faucets, inside and out, for drips. Make repairs promptly. These problems get
                                   worse—never better.
                                    Reduce the volume of water in the toilet flush tanks with a quart plastic bottle filled with
                                    water (bricks lose particles, which can damage the valve).
                                   Never use the toilet as a trash basket for facial tissue, etc. Each flush uses 5 to /gallons
                                   of water. Items carelessly thrown in could clog the sewage disposal system.
                                   Accumulate a full laundry load before washing, or use a lower water level setting.
                                   Take showers instead of baths.
                                   Turn off shower water while soaping body, lathering hair, and massaging scalp.
                                   Bottle and refrigerate water to avoid running excess water from the lines to get cold
                                   water for meals. Shake bottle before serving to incorporate air in the water so it doesn't
                                   taste flat.
                                 • To get warm water, turn hot water on first; then add cold water as needed. This is
                                   quicker this way and saves water too.
                                   Wash only full loads of dishes. A dishwasher uses about 9 to 13 gallons of water per
                                   cycle.
                                   When washing dishes by hand, use one pan of soapy water for washing and a second
                                   pan of hot water for rinsing. Rinsing in a pan requires less water than rinsing under a
                                   running faucet.
                                    Use rinse water—"gray water"—saved from bathing or clothes washing to water indoor
                                    plants. Do not use soapy water on indoor plants. It could damage them.
                                 • Vegetables requiring more water should be grouped together in the garden to make
                                   maximum use of water applications.
                                 • Mulch shrubs and other plants to retain moisture in the soil longer. Spread leaves, lawn
                                   clippings, chopped bark or cobs, or plastic around the plants. Mulching also controls
                                   weeds that compete with garden plants for water. Mulches should permit water to soak
                                   into the soil.
                                   Try "trickle" or "drip" irrigation systems in outdoor gardens. These methods use 25 to 50
                                   percent less water than hose or sprinkler methods. The tube for the trickle system has
                                   many tiny holes to water closely spaced plants. The drip system tubing contains holes or
                                   openings at strategic places for tomatoes and other plants that are more widely spaced.
                                 •  Less frequent but heavier lawn watering encourages a deeper root system to withstand
                                    dry weather better.
                                   Plan landscaping and gardening to minimize watering requirements.
                                   When building or remodeling, consider:
                                   —Installing smaller than standard bath tubs to save water.
                                   —Locating the water heater near where hottest water is needed—usually in the
                                   kitchen/laundry area.
                              Source: from a bulletin issued by the Arkansas Cooperative Extension Service (USDA, 1984).
                          194

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                                                                  CHAPTER 6: Watershed Management
References
Arkansas Cooperative Extension Service. 1984. Bulletin on Water Conservation
    Techniques. U.S. Dep. Agriculture, Washington, DC.
Colorado Department of Public Health and Environment. 1997. The Total Maximum
    Daily Load Process. Water Quality Control Div., Denver.
Federal Interagency Stream Restoration Working Group. 1998. Stream Corridor
    Restoration: Principles, Processes, and Practices. Internet at
    www. us da.gov/stream_resto rati o n.
Intergovernmental Advisory Committee.  1995. Ecosystem Analysis at the Watershed
    Scale: Federal Guide for Watershed Analysis-Version 2.2. Portland, OR.
Minnesota Department of Natural Resources. 1999. Landscaping for Wildlife and
    Water Quality. St. Paul.
Montgomery, D. G. Grant, and K. Sullivan.  1995. Watershed analysis as a framework
    for implementing ecosystem management. Water Retour. Bull. 31 (3):369-86.
Ohio Environmental  Protection Agency. 1997. A Guide to Developing Local
    Watershed Action Plans in Ohio. Columbus.
Soil and Water Conservation Society of America. 1982. Resource Conservation
    Glossary. 3rd ed. Ankeny, 1A.
U.S. Environmental Protection Agency. 1993. Guidance Specifying Management
    Measures for Sources  of Nonpoint Pollution in Coastal Waters.
    EPA-840-B-93-001 c. www.epa.gov/owow/nps/MMGI/. Off. Wetlands Oceans and
    Watersheds, Assess. Watershed Prot. Div., Washington, DC.
	. 1997. Technical Guidance Manual for Developing Total Maximum Daily
    Loads: Book 2. Streams and Rivers—Part 1: Biochemical Oxygen Demand /
    Dissolved Oxygen and Nutrients/Eutrophication.EPA 823-B-97-002. Off. Sci.
    Tech., Stand. Appl. Sci. Div., Washington, DC.
      -. 1998. Clean Water Action Plan: Restoring and Protecting America's Waters.
    USDA Natural Resource Conserv. Serv. and U.S. Environ. Prot. Agency.
    ERA-840-R-98-001. National Center for Environmental Publications and
    Information (800/490-9198).
U.S. Geological Survey. 1997. Poster Series. Water Quality. Grade school ed. USGS
    Branch Information Services, Denver, CO.


See Appendix 6-A for additional Guidance Manuals, Web sites, and Links.
                                                                         195

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Managing Lakes and Reservoirs
                     196

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                                                APPENDIX 6-A: Best Nonpoiht Source Resources
                   APPENDIX   6-A
        Best   Nonpoint   Source
                       Resources
LJ GENERAL NOTES:
* means the organization is likely to charge for the listed document
NSCEP means the document is free from the National Service Center for
Environmental Publications and Information at (800) 490-9198 or (513) 489-8190.
 AGRICULTURAL BMP  MANUALS
Animal Facilities

CQ Animal Waste Management Field Handbook: USDA NRCS National
Engineering Handbook (NEH): Part 651. U.S. Department of Agriculture, Natural
Resources Conservation Service. The Animal Waste Management Field Handbook is
an excellent resource for animal waste system designers or anyone interested in
how animal waste is typically handled and stored. The document covers all aspects
of the design and management of animal facilities and has lots of very useful
diagrams and figures. See: http://www.ftw.nrcs.usda.gov/awmfh.html.

03 Earthen and Manure Storage Design Considerations. Natural Resource,
Agriculture, and Engineering Service, Cooperative Extension  (1999). Publication
number NRAES-109 covers environmental policy as well as manure storage and
management. The text can be technical but also covers the basics of environmental
issues and risk reduction. NRAES, Cooperative Extension, 152 Riley-Robb Hall,
Ithaca, NY 14853-5701, (607) 255-7654. See: http://www.nraes.org/.

03 Liquid Manure Application Systems Design Manual. Natural Resource,
Agriculture, and Engineering Service, Cooperative Extension  (1998). Document
number NRAES-89 focuses on the characteristics and land application of liquid
manure. Evaluations of application sites for environmental risk, manure handling, and
safety are key issues. NRAES, Cooperative Extension, 152 Riley-Robb Hall, Ithaca, NY
14853-5701, (607) 255-7654. See: http://www.nraes.org/.

B3 On-form Composting Handbook. Natural Resource, Agriculture, and
Engineering Service, Cooperative Extension (1992). NRAES-54 describes the
composting process in detail as well as discusses the benefits and drawbacks of using
composting in an operation. Raw materials, various composting methods, how to use
compost, and how to market compost are all covered in this 186-page manual. For
copies, contact  NRAES, Cooperative Extension, 152 Riley-Robb Hall, Ithaca, NY
14853-5701, (607) 255-7654. See: http://www.nraes.org/.
                                                                    197

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Managing Lakes and Reservoirs


                         AGRICULTURAL BMP MANUALS: Cross-cutting; multi-issue manuals
                         E3 Poultry Waste Management Handbook. Natural Resource, Agriculture, and
                         Engineering Service, Cooperative Extension (1999). NRAES-132) The handbook
                         discusses storage, treatment, and utilization of poultry litter and mortalities.
                         Emphasis is placed on composting and nutrient management. For copies, contact
                         NRAES,Cooperative Extension, 152 Riley-Robb Hall, Ithaca, NY 14853-5701, (607)
                         255-7654. See: http://www.nraes.org/.

                         E3 Poultry Water Quality Handbook: 2nd ed. expanded. Poultry Water Quality
                         Consortium (1998). This handbook includes a series of fact sheets that create a
                         comprehensive poultry management binder. The handbook covers water and air
                         quality, waste and mortality management, and alternative technologies for poultry
                         and egg  producers. Contact the Poultry Water Quality Consortium for a copy: 6100
                         Building, Suite 4300,5720 Uptain Road, Chattanooga, TN 3741 I, or call (423)
                         855-6470.


                         Cross-cutting; multi-issue manuals

                         EQ Core4 Conservation Practices: the common sense approach to natural
                         resource conservation. U.S. Department of Agriculture, Natural Resources
                         Conservation Service (1999). This reference manual is intended to help USDA
                         NRCS personnel and other conservation and nonpoint source management
                         professionals implement effective programs on the land  using four core conservation
                         practices: conservation tillage, nutrient management, pest management, and
                         conservation buffers. The Core4 concept was established by the Conservation
                         Technology Information System and is supported by USDA, EPA, and agribusiness.
                         For more information or to receive a copy on CD-ROM contact Arnold King,
                         Grazing  Lands Technology Institute, NRCS, P.O. Box 6567, Fort Worth, TX 76115.
                         The document can also be accessed at: http://www.ftw.nrcs.usda.gov/tech_ref.html.

                         Q3 Farming for Clean Water in South Carolina: a handbook of conservation
                         practices. South Carolina Department of Natural Resources (1997). Compiled by
                         Dennis DeFrancesco of USDA NRCS for the South Carolina DNR, this 135-page
                         manual covers all the farming basics: calibration, stripcropping, water diversions,
                         composting, IPM, recordkeeping, pesticides, nutrients ... and the list goes on. Based in
                         large part on the Field Office Technical Guide and Clemson University publications,
                         this document was produced using Section 319 funding. While not in-depth, the
                         document has great pictures and an easy to follow, consistent format. Contact
                         SCDNR for more information: (803) 737-0800, ext. 168.

                         03 Guidance Specifying Management Measures for Sources of Nonpoint
                         Pollution in Coastal Waters. U.S. Environmental Protection Agency, Office of
                         Water (1993). Developed for use by State Coastal Nonpoint Pollution Control
                         Programs, Chapter 2 of this document covers erosion control, animal feeding
                         operation management, grazing practices, and management of nutrients, pesticides,
                         and irrigation water. This document has  become a must-have for nonpoint source
                         control  professionals. Find it on the Internet at
                         http://www.epa.gov/owow/nps/MMGI/Chapter2/index.html.

                         03 National Handbook of Conservation Practices. U.S. Department of
                         Agriculture, Natural Resources Conservation Service. This resource contains all
                         conservation practice standards issued by the Natural Resources Conservation
                         Service.  All  conservation topics are covered: nutrient management, conservation
                         tillage, erosion control, irrigation, grazing, etc. This handbook is available on-line at
                         http://www.ftw.nrcs.usda.gov/nhcp_2.html.
                      198

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                                                     APPENDIX 6-A:  Best Nonpoint Source Resources
AGRICULTURAL BMP MANUALS: Cross-cutting; multi-issue manuals
03 Soybean Management and the Land: A Best Management Practices
Handbook for Growers. American Soybean Association (2000). This manual is a
two-for-one bonus. The "Resource Book" presents information on BMPs for the
farmstead, cropland, pastureland, and other areas. All types of BMPs are covered:
erosion, pest management, nutrients, well protection, buffers, etc. The BMP
discussion includes real world examples of how these practices work through
testimonials from real farmers. The "Workbook" allows soybean growers to assess
the conditions on their farms and determine their environmental risk level. The
"Workbook" also helps the producer make a plan for improvement. Contact the
American Soybean Association, (800) 688-7692, ext.210; ASA, 12125 Woodcrest
Executive Drive, Suite  100, St. Louis, MO 63141, bmphandbook@soy.org (cost $36).

ffl 50 Ways Farmers Can  Protect Their Groundwater.  University of Illinois,
College of Agriculture, Cooperative Extension Service (1993). The title says it all.
While focusing on the  management of fertilizers and pesticides, this 190-page book
briefly covers livestock waste, wells, hazardous chemicals, and water testing. Contact
Information Services, (217)  333-2007, for a copy or look at it on-line at
http://web.aces.uiuc.edu/watershed/training edu.

03 60 Ways Farmers Can  Protect Surface Water. University of Illinois, College of
Agriculture, Cooperative Extension Service (1993).Topics include residue
management, water flow control, nutrient management, livestock waste handling, and
pesticide management. Contact Information Services, (217) 333-2007, or find it
on-line at http://web.aces.uiuc.edu/watershed/training.edu.


Erosion
03 (See list for Cross-cutting Manuals)


Grazing

03 Best Management Practices for Grazing. Montana Department of Natural
Resources and Conservation (1999).This manual describes the BMPs developed as
part of Montana's Prescribed Grazing Standard NRCS Conservation Practice
Standard. The manual covers grazing management plans, riparian areas, forestlands,
and winter feeding areas. For copies, contact the Conservation Districts Bureau,
Department of Natural Resources and Conservation, P.O. Box 201601, Helena, MT
59620-1601, or call (406) 444-6667.

03 Managing Change: livestock grazing on western riparian areas. U.S.
Environmental Protection Agency Region 8 (1993). Written for "the men and
women who move the livestock," this 31 -page booklet encourages ranchers to look
at the water quality and habitat impacts of their grazing practices. Excellent
photographs illustrate how streambanks and water quality are degraded by
improper grazing and how improved management can restore the health of the
streams. Quick-fix structural components for stream training are cautioned against
as an inadequate substitute for long-term responsible herd management. U.S.
Environmental Protection Agency Region 8,999 18th Street, Suite 500, Denver CO
80202-2466, and Northwest Resource Information Center, Inc., P.O. Box 427, Eagle,
ID 83616.
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Managing Lakes and Reservoirs
                         AGRICULTURAL BMP MANUALS: Grazing
                         03 National Range and Pasture Handbook. U.S. Department of Agriculture,
                         Natural Resources Conservation Service, Grazing Lands Technology Institute (1997).
                         Part of the NRCS Field Office Technical Guide, this manual covers inventorying,
                         monitoring, and managing grazing lands as well as livestock nutrition, behavior, and
                         husbandry. Special sections deal with the economics of grazing, wildlife management,
                         and hydrology. See: http://www.ftw.nrcs.usda.govtech_ref.html.


                         Irrigation

                         03 Irrigation Guide: USDA NRCS National Engineering Handbook: Part 652.
                         U.S. Department of Agriculture, Natural Resources Conservation Service (1997).
                         This manual describes NRCS-recommended processes for planning, designing,
                         evaluating, and managing irrigation systems. GSA National  Forms and Publications
                         Center, 7CAF, 501 W. Felix Street, Warehouse 4 Dock I, Fort Worth, TX 76115.

                         03 Irrigation Management Practices to Protect Ground Water and Surface
                         Water Quality State of Washington. Washington State Department of Ecology
                         and Washington State University Cooperative Extension (1995). The handbook
                         emphasizes a systems approach to irrigation management  and water quality
                         protection. Introductory material covers water quality issues and the basics of
                         soil-water-plant relationships and irrigation processes. Contact State of Washington,
                         Department of Ecology, P.O. Box 47600, Olympia, WA 98504-7600.


                         Nutrient Management

                         03 (See list for Cross-cutting Manuals)

                         03 Agricultural Phosphorus and Eutrophication. U.S. Department of Agriculture,
                         Agricultural Research Service, ARS-149 (1999). A small booklet co-authored by
                         USDA ARS and  U.S. Environmental Protection Agency staff, this resource details the
                         relationship between phosphorus application to agricultural fields and
                         eutrophication of our nation' s waterways. A good primer on the phosphorus cycle
                         and actions that can help control phosphorus. For copies contact USDA ARS,
                         Pasture Systems & Watershed Management Research Laboratory, Curtin Road,
                         University Park, PA 16802-3702 (while supplies last) or purchase copies from the
                         National Technical Information Service (703) 605-6000.

                         Pesticides

                         03 Best Management Practices for Agrichemical Handling and Farm
                         Equipment Maintenance. Florida Department of Agriculture and Consumer
                         Services and Florida Department of Environmental Protection (May  1998). This
                         42-page booklet covers pesticides, fertilizers, solvents, and degreasers. Emphasis is
                         placed on storage, mixing, loading, spill management, and disposal. Emergency
                         reporting is also stressed. See: http://www.dep.state.fl.us/water/slerp/
                         nonpoint_stormwater/documents/ pubinfo.htm#agriculturalpollutionprevention.

                         03 National Integrated Pest Management Network. U.S. Department of
                         Agriculture, Cooperative State Research, Education, and Extension Service  (2000).
                         The National Integrated Pest Management Network (NIPMN) is the result of a
                         federal-state extension partnership dedicated to making the latest and most accurate
                         pest management information available on the World Wide Web. Participating
                         institutions have agreed to a set of standards which ensure science-based, unbiased
                         pest management information. See: http://ipmworld.umn.edu.
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                                                     APPENDIX 6-A:  Best Nonpoint Source Resources
  FORESTRY BMP  MANUALS
BMP Implementation and Effectiveness

03 Evaluating the Effectiveness of Forestry BMPs in Meeting Water Quality
Goals or Standards. U.S. Department of Agriculture, Forest Service (Publication
1520) (July 1994). The purpose of this document is to help forest managers and
their staff develop water quality monitoring plans to evaluate the effectiveness of
forestry BMPs in meeting water quality goals or standards. It deals with the design of
monitoring projects and the selection of variables and methods for monitoring them.
Contact: U.S. Department of Agriculture, Forest Service, Southern Region, 1720
Peachtree Road NW.Atlanta, GA 30367.

B3 Techniques for Tracking, Evaluating, and Reporting the Implementation of
Nonpoint Source Control Measures for Forestry. U.S. Environmental Protection
Agency (July 1997). This guidance is intended to assist state, regional, and local
environmental professionals in tracking the implementation of BMPs used to control
nonpoint source pollution generated by forestry practices. Information is provided
on methods for sample site selection, sample size estimation, sampling, and result
evaluation and presentation. The focus of the guidance is on the statistical
approaches needed to properly collect and analyze data that are accurate and
defensible. See: http://www.epa.gov/owow/nps/forestry/index.html.

CQ Wisconsin's Forestry BMPs for Water Quality: The  1997 BMP Monitoring
Report, Wisconsin Department of Natural Resources, Bureau of Forestry
(PUB-FR-145-99). This document describes the monitoring results from forestry
BMP monitoring on timber sales. The monitoring was done to determine the extent
to which BMPs were being applied throughout the state, the effectiveness of
properly applied BMPs in protecting water quality, and the effects of not applying
BMPs where needed. In addition to the findings, the report discusses the general
framework and methods used to design the audit, as well as conclusions and
recommendations. Phone requests for publication: (608) 267-7494.

BMP Manuals

£Q Georgia's Best Management Practices for Forestry. Georgia Forestry
Commission (January 1999). The purpose of this manual is to inform landowners,
foresters, timber buyers, loggers, site preparation and reforestation contractors, and
others involved with silvicultural operations about common sense, economical, and
effective practices to minimize soil erosion, stream sedimentation, and thermal
pollution. See: http://www..forestry.uga.edu/efr/docs/bmp-contents.html.

G3 Montana BMPs for Forestry. Montana Department of State Lands, Missoula.
Montana's water quality protection program for forestry involves a combination of
regulatory and non-regulatory approaches. Since the i 970s, these non-regulatory
Forestry Best Management Practices have provided guidance as minimum water
quality protection standards for forestry operations. Phone requests for publication:
(406)  542-4200. See: http://www.dnrc.state.mt.us/forestry/sfburea.htm.

CQ Montana Guide to the Streamside Management Zone Law and Rules.
Montana Department of State Lands, Missoula. This booklet explains and illustrates
the SMZ law and rules as they apply to forest practices. Phone requests for
publication: (406) 542-4200. See: http://www.dnrc.state.mt.us/forestry/sfburea.htm.

03 Sustaining Minnesota Forest Resources: Voluntary Site-level Forest
Management Guidelines for Landowners, Loggers, and Resource Managers.
Minnesota Forest Resources Council (February 1999). This guidebook was
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Managing Lakes and Reservoirs
                         FORESTRY BMP MANUALS: BMP Manuals
                          developed as a collaborative statewide effort involving diverse forestry and water
                          quality stakeholders. It provides a set of integrated guidelines that serve as a menu
                          of options which address impacts on forest and water resources. See:
                          http://www.frc.state.mn.us.

                          CD Wisconsin's Forestry BMPs for Water Quality: A Field Manual for Loggers,
                          Landowners, and Land Managers. Wisconsin Department of Natural Resources,
                          Bureau of Forestry (1997). This field manual lists over 119 BMPs for forestry
                          activities including road building, timber harvesting, prescribed burning, and the
                          application of chemicals. To  request a  publication call: (608) 267-7494.


                          Managing Private Non-industrial Forests

                          03 Forest*A*Syst:A Self-assessment Guide for Managing Your Forest. The
                          objective of this publication is to encourage owners of forests — large or small —
                          to manage that forest for recreation, wildlife, and timber, while protecting water
                          quality resources. It is a national model, intended for states to tailor to their own
                          needs and purposes. See: www.forestasyst.net.


                          Regulations

                          03 Regulation of Private Forestry Practices by State Governments. Minnesota
                          Agricultural Experiment Station (Bulletin 605-1995)( 1995). A comprehensive
                          overview of state forestry programs, with background information  on history and
                          evolution of the legal system relating to forestry practices. The document also
                          describes current program effectiveness and constraints, as well as  emerging policy
                          and management issues. Contact: Minnesota Agricultural Experiment Station, 1420
                          Eckles Avenue, St. Paul, MN  55108.

                          G3 Water Quality and BMPs for Loggers. An Internet resource providing detailed
                          state-by-state information on BMPs, public agencies, laws, ordinances, maps, related
                          links, and training and education opportunities. See: hffn://www.forestry.uga.edu/bmp.

                          Riparian, Wetland and Bottomland Forests

                          E3 Chesapeake Bay Riparian Handbook: A Guide for Establishing and
                          Maintaining Riparian Forest Buffers. U.S. Department of Agriculture, Forest
                          Service, Northeastern Area (NA-TP-02-97) (1997). The purpose of this handbook is
                          to provide professional land managers and planners with the latest  information on
                          the functions, design, establishment, and management of riparian forest buffers. See:
                          www.chesapeakebay.net/pubs/subcommittee/nsc/forest/handbook

                          Roads

                          03 Fish Passage Through Culverts. U.S. Department of Transportation, Federal
                          Highway Administration (FHWA-FL-90-006), and U.S. Forest Service, San Dimas
                          Technology and Development Center (November 1990). This report is intended to
                          review, summarize, and update current information on fish passage through culverts. It is
                          geared primarily toward fish biologists, hydrologists, and engineers who will be designing
                          projects that pass fish. Phone requests  for publication: (909) 599-1267, ext. 246.
                      202

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                                                      APPENDIX 6-A: Best Nonpoint Source Resources
FORESTRY BMP MANUALS: Roads
03 Handbook for Forest and Ranch Roads. Mendocino County Resource
Conservation District (June 1994). This document is a guide and field manual for
anyone involved with roads in the forest or on the ranch. Contains many helpful
photographs and illustrations, charts and tips on approaching road building from the
planning through construction, maintenance, and closure stages. Phone requests for
publication: (707) 468-9223.

B3 Managing Roads for Wet Meadow Recovery. U.S. Department of Agriculture,
Forest Service, Southwestern Region (FHWA-FLP-96-016) (1996). The purpose of
this handbook is to provide a reference document for use in understanding wet
meadow functions, identifying treatment opportunities, planning and implementing
new or remedial treatments, and monitoring  results. Available through the National
Technical Information Service: (703) 605-6000 or www.ntis.gov.

03 Riparian Road Guide:Managing Roads to Enhance Riparian Areas.*
Terrene Institute in cooperation with U.S. Environmental Protection Agency (1994).
This guide was written primarily for local government personnel, elected officials, and
road designers and contractors in the arid and semiarid southwestern United States.
The general principles, however, are applicable in other regions of the country if
techniques are modified accordingly. It reviews the impacts of roads on water quality,
describes common conflicts, and suggests ways to correct and avoid problems
associated with road building in riparian areas. Phone requests for publication: (800)
726-4853.

ffl Road Closure and Obliteration in the Forest Service. U.S. Department of
Agriculture, Forest Service, San Dimas Technology and Development Center
(Document 7700) (June 1996). This guide is a compilation of information on road
closure and obliteration and related watershed restoration work as an aid to
resource specialists, engineers, and interdisciplinary teams. Phone requests for
publication: (909) 599-1267, ext. 246.

£Q Temporary Stream and Wetland Crossing Options for Forest Management.
U.S. Department of Agriculture, Forest Service (Report NC-202) (November 1998).
The purpose of this document is to fill the  information gap relating to options that
forest managers are able to pursue when addressing water quality concerns from
stream and wetland crossings. It provides detailed information about a broad range
of reusable temporary crossing options and identifies research  and education needs.
Contact: U.S. Department of Agriculture, Forest Service, North Central Research
Station,  1992 Folwell Avenue, St. Paul, MN 55108.

03 Water/Road Interaction Technology Series. U.S. Department of Agriculture,
Forest Service, San Dimas Technology and Development Program (September  1997).
This series is part of an  ongoing effort to identify information and methods on
hydrological aspects of developing, operating, and managing forest roads by
communicating state-of-the-art information, identifying knowledge gaps, and
providing a framework for addressing future research and development needs on
this subject. Phone requests for publication: (909) 599-1267, ext. 246.

Annotated Bibliography

ffl Water Quality Effects and Nonpoint Source Control for Forestry: An
Annotated Bibliography. EPA-84I/B-93-005  (August 1993). Covers in-stream
studies, roads, timber harvest, streamside management areas, wetlands, water quality
monitoring, and modeling. Available through the National Service Center for
Environmental Publications (NSCEP): (800) 490-9198.
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Managing Lakes and Reservoirs
                           MARINA BMP DOCUMENTS
                         Programs/Manuals

                         £3 Clean Marina+Clean Boating+Clean Water Partnership: A Resource
                         Manual for Pollution Prevention in Marinas. Puget Soundkeeper Alliance, Puget
                         Sound Water Quality Authority (January 1995). This manual provides a resource
                         workbook for marina owners and operators. It contains boater tips on when and
                         where to use best management practices to prevent and reduce NPS pollutants
                         from entry into waters of Puget Sound. Federal and Washington State environmental
                         laws (including CZARA and marina management measures) and penalties for
                         noncompliance are explained. A partnership approach between marinas and boaters
                         is encouraged as the way to control pollution and to protect the environment and
                         beauty of Puget Sound. The BMPs discussed include waste oil and spills, fuel dock
                         operation and maintenance, bilge water discharge, pumpout facilities, boat cleaning
                         and, solid and hazardous waste disposal. For copies contact: Puget Soundkeeper
                         Alliance, or call (260) 286-1309.

                         03 Clean Marinas — Clear Value: Environmental and Business Success Stories.
                         U.S. Environmental Protection Agency (EPA-841-R-96-003) (August 1996). This
                         document features 25 marina case studies focusing on the economic benefits
                         realized by marina managers who have incorporated management measures at their
                         marinas. The return on their investment in developing a clean marina exceeded
                         expectations both in profits and increased business. This report intends to show
                         that managing polluted runoff through environmental enhancements is good for
                         business, good for boating, and good for the environment. The document includes
                         tables on cost/benefit, general benefits from environmental changes, and
                         management measures employed at each of the marinas studied. For copies contact:
                         U.S. Environmental Protection Agency, Nonpoint Source Control Branch, 1200
                         Pennsylvania Avenue N.W., (4503-F) Washington, D.C. 20460; or call (202) 260-7009.

                         03 Clean Marina Practices Handbook, The Ontario Marina  Operators Associa-
                         tion, Ontario, Canada (1997). This handbook is intended as an educational tool for
                         owners and operators of marinas and yacht clubs on pollution prevention and reduc-
                         tion practices. The handbook presents a detailed discussion of measures to control
                         water, air, and land pollution from recreational boating activities. Included in the manual
                         are descriptions of pollutants found at marinas, pumpout needs, and stormwater
                         management; excerpts of applicable legislation; and recommendations to promote clean
                         marinas through public awareness and voluntary compliance with  pollution prevention
                         practices. For copies contact The Ontario Marina Operators Association, 4 Cataraqui
                         Street, Suite 211, Kingston, Ontario K7KIZ7; or call (613) 547-6662.

                         09 Clean Vessel Act of 1992 Pumpout Grant Program: American Success
                         Stories. U.S. Fish  & Wildlife Service, Division of Federal Aid (1997). Case studies
                         from USFWS regions and states illustrating how the program has worked in its first
                         five years. For a copy, write to U.S. Fish & Wildlife Service, Division of Federal Aid,
                         4401 North Fairfax Drive, Arlington, VA 22203; www.fws.gov.

                         03 Design Handbook for Recreational Boating and Fishing Facilities. States
                         Organization for Boating Access, Washington, DC (April 1996). A practical handbook
                         describing the techniques and best practices for shoreline protection, boat ramp
                         design, location of restroom facilities, and operations and maintenance of waterside
                         components. For copies contact: SOBA, P.O. Box 25655, Washington, DC 20007.

                         03 National Management  Measures Guidance to Control  NPS Pollution from
                         Marinas and Recreational Boating. U.S. Environmental Protection Agency (EPA
                         841 -D-01 -001). The latest in EPA series of "management measures guidance"; e.g.,
                         Coastal guidance. Contact NSCEP: (800) 490-9198.
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                                                     APPENDIX 6-A: Best Nonpoint Source Resources
MARINA BMP DOCUMENTS: State Manuals
State Manuals

03 Best Management Practices for Coastal Marinas. Connecticut Department
of Environmental Protection (August 1992). This report overviews potential impacts
from marina facilities, identifies common pollutants targeted for control, and
describes operational BMPs for addressing potential impacts. The report includes
selected state policies and mechanisms for implementing management practices. Six
existing state marinas were surveyed to review a variety of harbor settings and
functions to determine impacts attributable to pollutants found at these marinas.
The document is generally based on the CZARA management measures guidance
with similar marina and recreational boating BMPs. For copies contact: Connecticut
DEP, 79 Elm Street, Hartford, CT 06106-5127.

03 Best Management Practices for Marinas and Boatyards: Controlling
Nonpoint Pollution in Maine. Maine Department of Environmental Protection
(December 1995). This practical manual discusses common pollutants and their
potential impacts in marina waters. Lists BMPS as guidance to manage runoff from
stormwater, solid waste, fuel and hydrocarbons, hazardous materials, liquid waste,
and sewage discharge from boats at both recreational and commercial marinas and
boatyards. The manual includes CZARA and CWA requirements and descriptive
material from EPA's management measures guidance, but stresses that it is not a
regulatory document. Included in the manual are useful fact sheets, a model oil spill
response plan, and an operations and maintenance plan based on the  Rhode Island
model. For copies contact: Maine DEP, Augusta, ME 04333; or call (207)  287-7688.

B3 Environmental Guide for Marinas: Controlling Nonpoint Source and Storm
Water Pollution in Rhode Island. Rhode Island Sea Grant, University of Rhode
Island (September 1996). This environmental guide provides information on
pollutants and potential impacts at marinas, state operations and maintenance plan
requirements, oil spill response plans, and BMP worksheets that marina operators
can use to develop the required O&M Plan for controlling polluted runoff at
marinas. The guide is designed to meet the state's Coastal Nonpoint Source Control
Plan requirements for marinas and recreational boating under CZARA. For copies
contact: Rhode Island Sea Grant, Communications Office, University of  Rhode Island,
Narragansett, RI 02882-1197

03 Marina Pollution Prevention Manual. University of California Sea Grant
Extension Program (1995). A useful manual in fact sheet format outlining BMPs for
voluntary compliance by marina operators and boaters and calling attention to
potential problems caused by improper operation and  maintenance. Topics cover
boat cleaning, engine and hull maintenance, oil and hazardous waste disposal, fuel
handling, and marina staff training. For copies contact: California Sea Grant Program,
University of California, La Jolla, CA 92093-0232; or call (858) 534-4440.

03 Maryland Clean Marina Guidebook. Maryland Department of Natural
Resources (1998). This Guidebook was  developed in response to the CZARA
program and the state's need to strengthen its nonpoint source pollution controls at
marinas and recreational  boating facilities. The material presented covers key
CZARA management measures with supporting BMPs organized under
environmental concerns, legal setting, applicable BMPs, and information sources. Also
presented are state and federal laws and regulations as enforceable policies and
mechanisms affecting marinas. For copies contact: Maryland DNR, Waterway
Resources Division, Annapolis, MD 21401;or call (410) 260-8770.
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Managing Lakes and Reservoirs
                          NONPOINT  SOURCE  MONITORING
                        £9 /Monitoring Guidance for Determining the Effectiveness of Nonpoint
                        Source Controls. U.S. Environmental Protection Agency, Office of Water (EPA
                        841-B-96-004) (1997). The manual gives an overview of nonpoint source pollution
                        and covers the development of a monitoring plan, data analysis, quality
                        assurance/quality control, and biological monitoring. Contact the National Service
                        Center for Environmental Publications at (800) 490-9198.

                        03 National Handbook of Water Quality Monitoring. Part 600, National
                        Water Quality Handbook (1996). Covers statistical design, variable selection,
                        sampling location, sample analysis, and much more. Contact U.S. Department of
                        Agriculture, Natural Resources Conservation Service for a copy. See:
                        http://www.wcc.nrcs.usda.gov/water/quality/frame/wqam/Guidance_Documents/guid
                        ance_documents.

                        £Q Rapid Bioassessment Protocols for Use in Wadeable Streams and Rivers:
                        periphyton benthic macroinvertebrates and fish. 2nd ed. U.S. Environmental
                        Protection Agency (1999). This document describes refined and revised methods for
                        conducting cost-effective biological assessments of streams and small rivers. It
                        focuses on periphyton, benthic macroinvertebrates, and fish assemblages, and on
                        assessing the quality of the physical habitat. See:
                        http://www.epa.gov/owow/monitoring/rbp/.

                        EQ Techniques for Tracking, Evaluating, and Reporting the Implementation of
                        Nonpoint Source Control Measures — Agriculture. U.S. Environmental
                        Protection Agency (EPA 841-B-97-010) (1997). Focusing specifically on  monitoring
                        agricultural BMPs.this manual covers site selection, sample size estimation, sampling,
                        and results evaluation and presentation. Contact the National Service Center for
                        Environmental Publications (800) 490-9198; or see:
                        http://www.epa.gov/owow/nps/agfinal.html.

                        03 Volunteer Stream Monitoring: a methods manual. U.S. Environmental
                        Protection Agency (1997). This document covers the basic elements of stream
                        monitoring, how to conduct a watershed survey, how to measure various water
                        quality components, and how to manage and present monitoring data. See:
                        http://www.epa.gov/owow/monitoring/volunteer/stream/.
                          URBAN  NFS DOCUMENTS
                        Best General Web Addresses

                        5 American Society of Civil Engineers (ASCE) National Stormwater BMP
                        Database. Contains information on the effectiveness of urban BMPs in removing
                        pollutants from urban runoff. Only studies which conform to established protocols
                        are entered into the database. See: www.bmpdatabase.org.

                        H Center for Watershed Protection. Contains model ordinances, BMP
                        effectiveness information, and other information on urban pollution and controls,
                        with a concentration on watershed-based approaches. See: www.cwp.org.

                        H City of Fort Worth. Texas: Municipal and County Storm Water Programs.
                        This web site contains hot links to municipal and county government stormwater
                        programs around the United States. There is also a description of Fort Worth's
                        NPDES Stormwater Phase I permit requirements, including construction and new
                        development. See: http://ci.fort-worth.tx.us/dem/stormcontacts.htm.
                     206

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                                                     APPENDIX 6-A: Best Nonpoint Source Resources
URBAN NFS DOCUMENTS: Best General Web Addresses
B Low Impact Development Institute Web Site. This web site contains general
information on Low Impact Development BMPs and case studies as well as hot links
to related organizations and projects. See: www.lbwimpactdevelopment.org.

H Nonpoint Education for Municipal Officials (NEMO). NEMO provides
municipal officials with technical assistance and training in linking land use to water
quality. See: www.lib.uconn.edu/CANR/ces/nemo/.

H Terrene Institute. This organization has produced a number of very good
general publications for use by the public as well as by watershed and local managers
in addressing issues and problems concerning urban and other sources of nonpoint
source pollution. See catalog on www.terrene.org.  To order call (800) 726-4853
or e-mail terrinst@aol.com.

Citizens/Homeowners Guides

03 Bo/book: A Guide to Reducing Water Pollution at Home.* Chesapeake Bay,
Inc. and Alliance for the Chesapeake Bay (March 1993). A lay publication to create
awareness and actions to reduce water pollution. Homeowners are the target
audience for this document. Call: (410) 377-6270.

& Bayscapes: Environmentally Sound Landscapes for the Chesapeake Bay.
Alliance for the Chesapeake Bay (1994). A set of comprehensive fact sheets which
contain detailed actions homeowners can take to implement environmentally
friendly landscaping. Addresses pesticides, nutrients, erosion control, pesticides, and
habitat diversity. Contains checklists for each fact sheet. Call: (804) 775-0951  or
(717)236-8825.

C3 Clean Water in Your Watershed: A Citizens Guide to Watershed
Protection.* Terrene Institute in cooperation with U.S. Environmental  Protection
Agency Region 6 (October 1993). An easy to understand and well illustrated guide
to help citizens work with local, state, and federal government agencies to design
and implement successful watershed protection and restoration projects.
Step-by-step recommendations are provided. Call (800) 726-4853; e-mail
terrinst@aol.com; see www.terrene.org..

m HANDLE WITH CARE: Your Guide to Preventing Water Pollution.* Terrene
Institute (1991). A simple but effective citizens' guide to problems due to rainfall and
runoff in urban areas and what citizens and homeowners can  do to reduce the
harmful effects of runoff on water quality. Call (800) 726-4853; e-mail
terrinst@aol.com; see www.terrene.org

H Turning the Tide A Citizen's Guide to Reducing Nonpoint Source
Pollution* Harborwatch, Inc. and South Carolina Department of Health and
Environmental Control. A concise brochure that describes urban nonpoint pollution
and what actions citizens can take to reduce pollution in urban areas. Includes
checklists. Call: (803) 734-5300.

Construction Controls

ffl Storm Water Management for Construct/on Activities: Developing
Pollution Prevention Plans and Best Management Practices. U.S. Environmental
Protection Agency (EPA 833-R-92-OOI) (October 1992). EPA's guidance on how to
prepare a stormwater pollution prevention plan for NPDES Storm Water Phase I
construction activities. Includes erosion and sediment control BMPs and other
control require- ments for construction sites, from site evaluation to final stabilization.
Contact NSCEP: (800) 490-9198.
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Managing Lakes and Reservoirs
                         URBAN NFS DOCUMENTS: Funding
                         funding

                         03 Catalog of Federal Funding Sources for Watershed Protect/on (2nd edition).
                         US. Environmental Protection Agency (EPA 841 -B-99-003) (December 1999). Provides
                         a comprehensive summary of federal grant and loan programs that be used at the local
                         level to support watershed projects. Also contains references to other publications as
                         well as web sites on funding assistance. Contact NSCEP: (800) 490-9198.

                         B Clean Water State Revolving Loan Web Site. A one-stop-shopping site for
                         learning about the State Revolving Loan Fund (SRF). Includes information on
                         eligibility, repayment, and restrictions. See: www.epa.gov/OWM/finan.htrn.

                         03 A State and Local Government Guide to Environmental Program Funding
                         Alternatives. U.S. Environmental Protection Agency (EPA 841-K-94-001) (January
                         1994). Provides  an overview of traditional (nongovernment) funding mechanisms and
                         innovative approaches to fund environmental programs. Contact NSCEP: (800)
                         490-9198.

                         General NPS Controls for Urban and Urbanizing Areas

                         03 Fundamentals of Urban Runoff Management: Technical and Institutional
                         Issues*. R.R. Homer, J.J. Skupien, E.H. Livingston, and H.E. Shaver (August  1994).
                         Terrene Institute in cooperation with U.S. Environmental Protection Agency.
                         Part I contains clear and concise runoff and pollutant impact assessment  and
                         technical information on structural runoff controls in a logical sequence.
                         Nonstructural alternatives are cleverly imbedded in Part II, which addresses
                         institutional structures and frameworks which will help ensure implementation and
                         continuance of control programs. Call (800) 726-4853.

                         03 Guidance Specifying Management Measures for Sources ofNonpoint
                         Pollution in Coastal Waters. U.S. Environmental Protection Agency (EPA
                         840-B-92-002) (January 1993). Chapter 4 contains a description of water quality
                         problems caused by urban nonpoint source. Documents pollution as well as
                         management measures that represent performance expectations for urban controls to
                         be implemented  in states with approved coastal zone management programs. Manage-
                         ment practices (referred to in other documents as "best management practices (BMPs)"
                         are described that can be used to economically achieve the performance expectations.
                         Contact NSCEP: (800) 490-9198; and see: http://www.epa.gov/owow/nps/MMGI.

                         03 Stormwater Strategies: Community Responses to Runoff Pollution.* Natural
                         Resources Defense Council  (May 1999). This study highlights some of the most
                         effective and efficient watershed and municipal examples of nonpoint source and
                         stormwater control programs and activities in the country. By example, communities
                         can use  these case studies in developing and implementing their own  runoff control
                         programs. See: www.nrdc.org.

                         03 Watershed Protection Techniques* Center for Watershed Protection, Silver
                         Spring, MD. A periodic bulletin on urban watershed restoration and protection tools
                         including runoff management practices or BMPs. Contains often-cited technical
                         notes that describe, compare, and evaluate urban controls as well as the  effects of
                         runoff both with and without controls. See: www.cwp.org.
                      208

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                                                     APPENDIX 6-A: Best Nonpoint Source Resources
URBAN NFS DOCUMENTS: Institutional/Program Development
Institutional/Program Development
(Includes Utility Management Systems)

ffl Institutional Aspects of Urban Runoff Management: A Guide for Program
Development and Implementation* E.H.Livingston, H.E.Shaver,R.R.Horner,and
J.J. Skupien (May 1997). The Watershed Management Institute, Inc. in cooperation
with U.S. Environmental Protection Agency. A comprehensive review of the
institutional framework of successful urban runoff management programs at city,
county, regional, and state levels of government. Recommendations are provided
(based on surveys) that can help in all aspects of urban runoff program development
and management. Contact WMI at: (850) 926-5310.


Monitoring

03 Monitoring Guidance for Determining Effectiveness of Nonpoint Source
Controls. U.S. Environmental Protection Agency (EPA 841 -B-96-004) (September
1997). This guidance addresses design of monitoring programs to assess water
quality to determine impacts of nonpoint sources and effectiveness of best
management practices used as controls. Contact NSCEP: (800) 490-9198.

£3 Techniques for Tracking, Evaluating, and Reporting the Implementation of
Nonpoint Source Control Measures — Urban Field Test Version. U.S.
Environmental Protection Agency (EPA 84I-B-937-OI I) (July 1998 - Update to Final
in progress). Helps local officials focus limited resources by establishing statistical
sampling to assess, inspect, or evaluate a representative set of BMPs, erosion and
sediment controls, and on-site wastewater treatment systems. For more information,
contact Rod Frederick at (202) 260-7054.


New Development Controls

03 Better Si'te Design: A Handbook for Changing Development Rules in Your
Community.* The Center for Watershed  Protection (August 1998). (See list for
Site-Level Planning.) See: www.cwp.org.

ffl Caltran's Storm Water Quality Handbook. This handbook is intended to
provide  background information on Caltrans' (California Department of
Transportation) program to control water pollution and to standardize the process
for preparing and implementing the Water Pollution Control Program (WPCP) and
Storm Water  Pollution Prevention Program (SWPPP). Caltrans requires contractors
to prepare and implement a program to control water pollution during the
construction of all projects. See: http://www.dot.ca.gov/hq/construc/stormwater.html.

03 Economic Benefits of Runoff Controls. U.S. Environmental Protection Agency
(EPA 841 -S-95- 002) (September 1995). This document contains a description of
studies that document increases in property values and rental prices when properly
designed runoff control facilities are used as visual amenities. Contact NSCEP: (800)
490-9198.

E3 Environmental Land Planning Series: Site Planning for Urban Stream
Protection. T. Schueler (December 1995). Prepared by the Center for Watershed
Protection for the Metropolitan Washington Council of Governments, Washington,
DC. (See list for Site-Level Planning.) See: www.cwp.org
                                                                           209

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Managing Lakes and Reservoirs
                         URBAN NFS DOCUMENTS; New Development Controls
                         O Stormwater BMP Design Supplement for Cold Climates* Center for
                         Watershed Protection in cooperation with U.S. Environmental Protection Agency
                         (December 1997). This manual addresses some of the unique challenges of design
                         and maintenance of runoff BMPs in cold climates and recommends strategies to
                         make BMPs in these regions more effective. See: www.cwp.org.

                         03 Texas Nonpoint Source Book — BMPs. Contains stormwater pollution manage-
                         ment information for public works professionals and other interested parties in the State
                         of Texas. Also contains information on watershed assessment and design and imple-
                         mentation of nonstructural and structural BMPs. See: http://www.txnpsbook.org.

                         £3 Washington State Department of Ecology Website. This website contains
                         information on Washington State's Nonpoint Source program and NPDES storm-
                         water programs. Refer to the publications list. The draft BMP manual for Western
                         Washington State is worth reviewing to learn about Washington's approach to
                         protecting the hydrological regime of streams. Also noteworthy are "Planning as
                         Process: A Community Guide to Watershed Planning" (Ecology Publication
                         #99-01-WQ); and "Watershed Urbanization and the Decline of Salmon in Puget
                         Sound Streams" by Dr. Chris May. The Community Guide is a useful reference for
                         community involvement in the planning process. The paper by Chris May draws a
                         link between urbanization and salmonid impacts. See:
                         http://www.wa.gov/ecology/biblio/991 I .html.

                         £0 2000 Maryland Storm Water Design Manual. Volumes I and //.Volume I
                         contains information on BMP siting and design on new development sites to comply
                         with the state's 14 stormwater performance standards. Stormwater credits for
                         innovative design are a significant addition. Volume 2 contains detailed technical
                         information including step-by-step design examples. See: www.mde.state.md.us.


                         Notable State Manuals and Guidance Manuals

                         CQ Erosion and Sediment Control Planning and Design Manual. Field Manual
                         and Inspector's Guide* North Carolina Department of Environment, Health,and
                         Natural Resources, Division of Land Resources. Addresses planning design,
                         implementation, and inspection of erosion and sediment control BMPs. Call: (919)
                         733-4574.

                         £3 Sediment and Stormwater Management Certified Construction Reviewer
                         Course and Associated Delaware State and DOT Standards/Specifications.*
                         State of Delaware, Delaware Department of Natural Resources and Environmental
                         Control, Division of Soil and Water Conservation. Contains descriptions of
                         Delaware's erosion and sediment control and runoff control BMPs as well as their
                         certification requirements for contractors. Call: (302) 739-441 I.

                         £Q Tennessee On-line BMP manual. City of Knoxville (under development). This
                         draft on-line erosion and sediment control manual provides information on the
                         design, inspection, and maintenance of structural and nonstructural BMPs that are
                         used in Knoxville. The manual is similar to stormwater guidance prepared for the
                         California Stormwater Quality Task Force and Caltrans, See:
                         www.ci.knoxville.tn.us/reports/bmp  manual/index.htm.
                      210

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                                                      APPENDIX 6-A: Best Nonpoint Source Resources
URBAN NFS DOCUMENTS: Operation and Maintenance
Operation and Maintenance

S3 Operation Maintenance and Management of Stormwater Management
Systems.* E.H. Livingston, H.E. Shaver,J.J. Skupien, and R.R. Horner (August 1997).
Watershed Management Institute in cooperation with U.S. Environmental Protection
Agency. Note: Includes Stormwater Management Inspection Forms as a separate
supplement. The manual contains a comprehensive review of the technical, educational,
and institutional elements needed to assure that stormwater management systems are
designed, built, maintained, and operated properly during and after construction. Fact
sheets on 13 commonly used BMPs are included. Call: (850) 926-5310.
Qrdi
inances
03 Model Ordinances to Protect Local Resources. U.S. Environmental Protection
Agency (November 1999). EPA has developed a web site that contains printable and
create-your-own ordinances as well as links to other web sites. Ordinances include
aquatic buffers, erosion and sediment control, open space development, stormwater
control operation and maintenance, illicit discharges, post-construction runoff,
source water protection, and miscellaneous ordinances (golf courses, etc.). See:
http://www.epa.gov/owow/nps/ordinance/.


Restoration

CQ Izaak Walton League Save Our Streams Program (January, 1995). Includes
A Citizen's Streambank Restoration Handbook, a video, and personal assistance.*
A primer to help citizens, government planners, and decisionmakers understand
channelization and streambank restoration techniques. Includes case studies, an
annotated bibliography, and restoration contacts. Call: (800)  BUG-IWLA.

CQ Restoring Streams in Cities: A Guide for Planners, Policymakers, and
Citizens. Ann Riley (1998). This book contains a logical sequence of land-use
planning, site design, and watershed restoration measures along with stream channel
modifications and floodproofing strategies that can be used in place of destructive
and expensive public works projects.  Contact Island Press' distribution center at P.O.
Box 7, Covelo, CA 95428, phone: (800) 828-1302, fax: (707) 983-6414,
ipwest@islandpress.org.

£3 Stream Corridor Restoration Principles, Processes, and Practices. Federal
Interagency Stream Restoration Working Group (EPA 841-R-98-900) (October
1998). A cooperative effort of 17 federal agencies resulted in this compendium  of
stream corridor restoration expert advice and field-tested methods. A CD-ROM  is
also available. Contact NSCEP: (800) 490-9198.

HH Urban Stream Restoration: A Video  Tour of Ecological Restoration
Techniques. * Includes information on six urban stream restoration sites with
detailed instructions and graphic illustrations. Includes bioengineering stabilization
techniques, recreating channel shapes and  meanders, daylighting of buried creeks,
and vegetated flood controls. Led by Ann Riley, Executive Director .of the
Waterways Restoration Institute in Berkeley,  CA. See: www.noltemedia.com.
                                                                            211

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Managing Lakes and Reservoirs
                         URBAN NFS DOCUMENTS: Site — Level Planning
                         Site — Level Planning

                         03 Better Site Design: A Handbook for Changing Development Rules in Your
                         Community. The Center for Watershed Protection (August 1998). This handbook
                         was prepared for local planners, engineers, developers, and officials to help them
                         understand development principles that can be used to create environmentally
                         sensitive, economically viable, and locally appropriate development. See: www.cwp.org.

                         03 Conservation Design for Stormwater Management.* The Environmental
                         Management Center of the Brandywine Conservancy, Delaware Department of
                         Natural Resources and Environmental Control (September 1997). This document
                         describes methodologies for configuring new developments to increase water
                         quality protection and pervious surfaces by reducing lot sizes and thereby increasing
                         green space and common use areas. Call: (302) 739-4411.

                         03 Environmental Land Planning Series: Site Planning for Urban  Stream
                         Protection. T. Schueler (December 1995). Prepared by the Center for Watershed
                         Protection for the Metropolitan Washington Council of Governments, Washington,
                         DC. This series is for all audiences, presenting a clear and understandable
                         description of the significance of imperviousness in a watershed. Also describes
                         planning strategies to protect urban streams by reducing imperviousness and
                         increasing green space. See www.cwp.org.

                         03 Low-Impact Development Design Strategies. Prince Georges County,
                         Maryland (EPA 841 -B-00-003) (January 2000). Low-Impact Development
                         Hydrologic Analysis. Prince Georges County, Maryland (EPA 841 -B-00-002)
                         (January 2000). These two documents describe LID principles, programmatic
                         considerations, and design strategies, and give an example of an analytic and
                         computational procedure to use in designing appropriate runoff treatment systems.
                         The strategies document (003) was prepared for local planners, engineers,
                         developers, and officials to describe how to develop and implement LID methods
                         from an integrated design perspective. The hydrologic analysis document (002) is a
                         companion technical document that contains a methodology that can be used to
                         estimate changes in site hydrology due to new development and also to design
                         appropriate treatment systems to  maintain the predevelopment hydrology of the
                         site. Contact NSCEP: (800) 490-9198.
                         Watershed Planning
                         Q3 Rapid Watershed Planning Handbook. The Center for Watershed Protection
                         (October, 1998). This handbook was written to assist watershed associations and
                         local governments in developing effective and low-cost watershed protection plans.
                         Eight steps are described in detail including how to identify and classify
                         subwatersheds, protect and restore water resources, and evaluate progress. The
                         document emphasizes resource identification, evaluation, and planning. See:
                         www.cwp.org.

                         03 Technical Assistance and Team Training in Linking Land Use to Water
                         Quality. Nonpoint Education for Municipal Officials (NEMO). NEMO provides
                         municipal officials with technical assistance and training in linking land use to water
                         quality. See: www.lib.uconn.edu/CANR/ces/nemo/
                      212

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                                                     APPENDIX 6-A: Best Nonpoint Source Resources
URBAN NFS DOCUMENTS: Watershed Planning
ffl Urbanization and Streams; Studies of Hydrologic Impacts. U.S.
Environmental Protection Agency (EPA-R-97-009) (December 1997). This report
includes references and case studies that document the impacts of urbanization on
water quality, habitat, and aquatic biota. Contact NSCEP.

633 A Watershed Approach to Urban Runoff: Handbook for Decisionmakers*
Terrene Institute in cooperation with U.S. Environmental Protection Agency Region
5, March 1996. An informative primer for local decisionmakers and watershed
organizations on assessing the water quality of watersheds, identifying contributing
sources, and prioritizing watershed  resources to implement effective nonstructural
and structural BMPs. Summarizes BMPs and lists resources to obtain additional
information. Call (800) 726-4853; e-mail terrinst@aol.com; or see www.terrene.org.
                                                                           213

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Managing Lakes and Reservoirs
                     214

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                     CHAPTER  7
      Management  Techniques
  Within  the   Lake  or  Reservoir
Introduction
Like medical prescriptions, lake and reservoir management techniques have bene-
fits, side effects, and limitations. None is suitable for every lake, for all problems,
or even for a specific problem under varying circumstances. With that warning
delivered, what can the reader expect to gain from this chapter?
      • Insight into the ecological and management principles involved in
        crafting a management plan;
      • Understanding of the range of available lake and reservoir restoration
        and management methods;
      • An appreciation of the many factors involved in choosing the most
        appropriate technique(s); and
      • Knowledge of the ecological basis for specific methods, including their
        applicability to specific problems, how they work, their advantages and
        disadvantages, and approximate costs.

Principles of Management
 Restoration vs. Management vs. Protection
Although the terms restoration, management, and protection all have different
meanings, they are often used interchangeably in dealing with lakes. The distinc-
tions and overlap among them are important, however, and should be emphasized
when planning a program to address lake problems.
    Lake restoration is the use of ecologically sound principles (Chapter 2) to
attempt to return a lake or reservoir to as close to its original condition as possi-
ble. Restoration  suggests that some previously existing  condition is to be re-
gained. Sometimes the lake can be made even better than the original condition,
which is less restoration than management.
    Management is defined as improving the lake or reservoir to enhance
stated uses, such as water supply, swimming, fishing, or wildlife habitat. Manage-
ment may or may not involve restoration of past conditions, and might better be
described as rehabilitation (Cooke, 1999).
  Restoration: Use of
  ecologically sound principles
  to attempt to return a lake or
  reservoir as close to its
  original condition as
  possible.


  Management: Improving
  the lake or reservoir to
  enhance stated uses, such as
  water supply, swimming,
  fishing, or wildlife habitat.


  Protection: The  prevention
  of adverse impacts.
r
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Managing Lakes and Reservoirs
                            Once restored or managed to the desired condition, a lake will usually re-
                        quire continued management to stay in that condition. This may involve repeated
                        application of the technique that achieved the desired lake condition in the first
                        place, or using different techniques to prevent undesirable changes. Here man-
                        agement grades into protection, defined as the prevention of adverse impacts
                        (see Chapter 9).
                            We often think of protecting  pristine lakes, but damaged lakes can also be
                        protected by developing regulations that prohibit practices believed to threaten
                        the lake. Hand pulling non-native plants can also be protective, just like pulling
                        weeds from a garden. While removing vegetation can be a management  tech-
                        nique, in this case it is protective: preventing the spread and dominance of an un-
                        desired species.
                            The difference between restoration, management, and protection is there-
                        fore a function of past and present lake conditions (Chapter 4) set in the context
                        of goals for the lake's desired  condition (Chapter 3). Although applicable  tech-
                        niques are basically the same, restoration and protection differ according to spe-
                        cific objectives. Management is  the approach most used on U.S. lakes.
                        Selection of Goals
                        Successful management must be guided by a clear statement of goals and priori-
                        ties (refer to Chapter 3). What are the intended uses of the lake; are any more
                        important than others? Optimal conditions for swimming, boating, fishing, and wa-
                        ter supply rarely exist in the same lake, although all may be accommodated to
                        some degree. Balancing conditions  and uses may be an appropriate goal, but not
                        all lake management uses are completely compatible (Wagner and Oglesby, 1984),
                        and goals must be set accordingly.
                            The choice  of lake management techniques  depends  on water  uses  and
                        management goals. Some techniques enhance some uses but not others. For ex-
                        ample:
                              • Many herbicides  cannot be applied to drinking water  supplies, even
                                 though they control nuisance vegetation.
                              • Aeration that destratifies a lake may harm coldwater  fisheries, even
                                 though oxygen concentrations increase lakewide and  algae decline.
                        Definition of Problems
                        Normally, management goals are based on supporting specific water uses. This
                        typically involves combating a variety of problems (see Chapter 4 for a full discus-
                        sion of defining problems). All 11 of the general issues listed in Table 7-1 are com-
                        mon, but this chapter will emphasize controlling nuisance algae and rooted plants,
                        the two most common management objectives.

                            v Algal blooms or rooted plant infestations:  Many  complex
                              processes interact to cause these problems. To effectively control algae,
                              you must understand the quality of water entering a lake and the cycling
                              of nutrients within the lake. Rooted plants flourish in many lakes without
                              significant inputs from the watershed, just because of the nature  of the
                              sediments present when the lake was  formed.
                  216

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                                 CHAPTER 7: Management Techniques Within the Lake or Reservoir
      Some of the other problems referred to in  this chapter can be ad-
  dressed by the same techniques applied to algae and vascular plant control.
Table 7-1.— Lake and reservoir problem definition.
GENERAL ISSUE 'X
1 . Nuisance algae
2. Nuisance vascular plants
3. Sediment buildup
4. Non-algal color and turbidity
5. Anoxia and related issues
6. Acidification
7. Toxic substances
8. Pathogens
9. Undesirable fisheries
1 0. Animal nuisances
1 1 . User conflicts
v! POSSIBLE SPECIFIC PROBLEMS
Loss of water clarity, taste/odor, algal toxicity, oxygen
fluctuations and depression, disinfection byproduct
formation upon chlorination, habitat impairment, human
health risks
Dense rooted or floating growths, dominance by aggressive
introduced species, organic sediment accumulation, oxygen
fluctuations and depression, habitat alteration
Loss of depth, undesirable sediment qualify, sediment-water
interactions (link to nutrient loading), nabitat impairment
Observable color from humic substances or other agents,
high levels of particulates in suspension, loss of water clarity,
aesthetic impairment
Lack of oxygen, buildup of ammonia, hydrogen sulfide,
carbonaceous gases, iron, manganese and phosphorus
through anaerobic reactions, habitat impairment (usually a
product of above problems)
Reduced pH, fluctuating pH, pH-mediated water quality
changes, habitat impairment
Excessive levels of metals, pesticides, or organic
metabolites, habitat impairment, human health risks
Excessive levels of bacteria, viruses, or other pathogens,
aquatic fauna and human health risk
Small population size, undesirable size distribution,
predator-prey imbalances, invasive or disruptive species,
poor fish condition (e.g., weight vs. length, diseases),
resuspension of bottom sediments
Excessive numbers of mosquitos, midges, other insects,
ducks, geese, other waterfowl, leeches, zebra mussels, other
undesirable fauna, swimmer's itch, human health risks
Interference among uses and users, including human vs.
non-human uses, passive vs. active human uses,
overcrowding, noise, and water-level conflicts
^ Excessive sedimentation usually comes from  either erosion in
  the watershed or organic matter (algae and vascular plants) produced in
  the lake. Once sediment accumulates, it may interact with the water col-
  umn and accelerate eutrophication.

v Nonalgal color and turbidity can be used to control algae and
  rooted plants, but high levels of either generally have undesirable effects on
  water supply and recreational uses, and may also impair wildlife habitat.

V/VflOX/a is the absence of oxygen. Decaying  algae, vascular plants, and
  other organic matter may use more oxygen than the atmosphere can sup-
  ply, especially in bottom waters far removed from the atmosphere. Anoxic
  conditions often release phosphorus, iron, manganese, and sulfides from
  sediments; this may eventually establish a self-supporting cycle of excess
  production  and decay. At that point, watershed  inputs may no longer con-
  trol in-lake  conditions.
Anoxia: The absence of
oxygen.
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Managing Lakes and Reservoirs
                              Problems w/f/i acidification, toxic substances, and patho-
                              gens are largely watershed issues, and should be dealt with on that level
                              (see Chapter 6). However, if controlling the source and trapping pollutants
                              in the watershed do not succeed, techniques may  be applied within the
                              lake or reservoir to minimize their impact.

                              Poor fishing may be rooted in several causes, ranging from habitat im-
                              pairment within the lake to overfishing and poor stocking practices. Man-
                              aging for an  optimal  fishery involves many  choices and  requires  a
                              thorough understanding of the physical, chemical, and biological features
                              of the lake — plus the ability to deal effectively with people.

                              Nuisance fauna such  as geese and zebra mussels may threaten hu-
                              man health, annoy lake users, or disrupt ecological conditions for wildlife.
                              Users and agencies may differ about when to declare nuisance conditions,
                              but when they decide to address this problem, they must take care not to
                              create a greater hazard. Nuisance fauna and fishing problems involve a hu-
                              man element that can cause user conflicts.

                              User conflicts may arise over desired lake conditions, but more often,
                              conflicts arise over access to the lake, allocation of space, or mutually ex-
                              clusive uses occurring at the same  time.
                                   • The conflict of motorized (especially personal) watercraft with
                                     other water-based recreation is reaching the same status as
                                     excessive algae or rooted plants in surveys of lake management
                                     needs.
                                   • The need for water in developing areas (for residential and other
                                     uses) is also competing more intensely with  the preservation of
                                    aquatic habitat.
                                   The techniques for dealing with these problems are as much social
                              science as aquatic science, but lake managers frequently have to make
                              judgments that affect how people use the lake, so this issue is most perti-
                              nent to lake management.
                        Understanding  Existing and Potential
                        Future Conditions
                        Not all lakes are created equal. Differences in origin, climate, and watershed fea-
                        tures predispose lakes to certain conditions. When planning a lake management
                        program and selecting management techniques, it is essential to completely un-
                        derstand existing conditions and limits to improvement.
                            Chapter 2 provides insight into the  ecological principles  upon which lake
                        management is based, while  Chapter 5 describes tools for predicting  results.
                        Chapter 4 addresses the information needed for characterizing  problems and
                        evaluating causes and effects — a key step between understanding lake ecology
                        and making specific predictions.
                            While sustained management can accomplish major feats, it has both theo-
                        retical and practical limits. For a variety of reasons, some lakes cannot be ade-
                        quately protected, or users' expectations are not realistic.
                  218

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
       • A survey of Lake Champlain users (New York and Vermont) revealed
         that they expect clearer water than has ever been recorded for that
         lake (Garrison and Smeltzer, 1987).
       • In the Upper Midwest, people expect much clearer water for more
         northern lakes (Heiskary, 1989), thus affecting management goals.

    The origin of a lake must be considered in managing it. Lakes are created by
natural or human forces, or by  both combined. People-built lakes range from
shallow ponds and impoundments predisposed to infestation by rooted plants to
large, deep reservoirs that detain river water long enough to foster algal blooms
when enough nutrients are  present. Many impoundments were never deep, clear,
infertile lakes, and must be  managed just to maintain them, as both natural  and
cultural forces cause them to fill in.
    The depth of a lake, its morphometry, its division into multiple layers,  and
how often these layers mix are all extremely important to a lake's ecology,  and
often dictate the selection of management techniques. Although shallow (< 15 ft)
lakes can stratify if light does not penetrate very far, usually a lake must be at least
20 feet deep before stratification becomes strong and  prolonged. Lake depth in-
fluences the area that can support rooted plants, the internal cycling of phospho-
rus, flushing characteristics,  and the nature of the fish community.
    Some lakes are naturally  fertile, largely because  of the geology and soils
around them (Rohm et al.  1995). Some ecoregions have richer, more erodible
soils, and higher annual precipitation; these factors increase sediment and  nutri-
ents in those  lakes, even without considering human uses of the land.
    High fertility isn't always undesirable; management for fish production re-
quires a substantial food base. Some lakes and reservoirs are so infertile they may
not support many fish. Management might include adding nutrients to stimulate
algae  growth  and the ensuing development of game fish populations, if that  is a
primary goal and regulatory agencies will permit it.
    Again, goals and priorities must be clearly stated if management techniques
are to be selected correctly. Targeting balanced conditions and uses is usually the
best course of action.
    To understand and solve many lake problems, we must move  beyond  nutri-
ents into ecosystem energetics (Kortmann and Rich, 1994). The flow of nutrients
is but one aspect of energy  and its transformations. Energetics plays a major role
in nitrogen transformations and recycling of phosphorus, which in turn influence
the amount and types of algae present. The position of the lake along a gradient
from  heterotrophy (dependence  on the addition of organic matter) to autotro-
phy (dependence upon internally generated organic matter) significantly influ-
ences how the lake will react to management actions.
    With an  understanding of current and potential lake conditions, lake manag-
ers can evaluate management goals in terms of ecology, economics, and ethics.
       • Is a proposed option consistent with the ecological  function of the
         aquatic system?
       • Is the proposed approach affordable, for both the short and long
         term?
       • Does an action treat all  lake users (human and otherwise) fairly?
       « Can it be considered ethical from all rational viewpoints?
Morphometry:
Measurement of the physical
shape and depth of a lake.
Ecosystem energetics:
The flow of energy through
trophic levels, including
inputs to lakes from the
watershed (such as leaves or
insects) and the
transformation of that energy
within the lake.
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     Managing Lakes and Reservoirs
                            Developing a Watershed Management Program
 Oeldom can a single
•technique handle all
• problems faced by a
.single lake, and in many
 cases more than one
 technique must be used
 to successfully address
 even a single problem
 such as excessive  algae
 or rooted plant growths.
                        .
Watershed management is the subject of Chapter 6; from a long-term perspec-
tive, the condition of a water body is dictated primarily by the quality and quantity
of water entering it. Although biological interactions, sediment release of nutri-
ents, and basin morphometry may all affect the lake, it is clear that nearly all at-
tempts at lake management will be overwhelmed by continued high loading of silt,
organic matter, and nutrients from the watershed. Watershed management is
therefore a prerequisite for lake management or protection.
    But watershed management may not be the sole answer. Once rooted plants
infest a lake, no amount of watershed management is  likely to eliminate them.
Even if the flow of phosphorus to a lake is drastically reduced, internal recycling
may maintain excessive algal production for many years.
    In-lake techniques then become the next step in supporting lake uses, even if
on a maintenance  basis. An in-lake management program is meant to  comple-
ment watershed management, however, not replace it.



In-lake Management: Matching

Options to  Problems
Lake management techniques can be grouped several ways. Table 7-2 simply lists
them alphabetically, but alternative listings (described further in this chapter) in-
clude characterization as a physical, chemical, or biological technique, and group-
ing by problems to which they can be applied.
    The list of available options in Table 7-2 is not very long (although subcate-
gories would multiply them fivefold). Do not be deceived by the brevity of the list,
however; properly applying these techniques will provide enough power to ad-
dress almost all known lake problems.
    Seldom can a single technique handle all problems faced by a lake, and in
many cases more than one technique must be used  to successfully address even a
single problem such as excessive algae or rooted plant growths. These combina-
tions and the scale and intensity of their application offer a wide range of possible
management programs that can be tailored to a lake's unique properties.
    Perhaps the greatest value of using professional help with lake problems is
the professional's expertise in evaluating if a technique is appropriate, given the
nature of the problem and the known  (and potential) conditions and constraints.
Many factors must be considered (Table 7-3); failure to address them can affect
the success and/or cost of the management program.
    Questions to  ask when evaluating each technique in  relation to  a given
problem:
       • How effective is this technique likely to be?
       • How rapidly will it achieve results and how long will those results
        last?
       • What desirable or undesirable side effects might be expected?
       • How much will it cost over the duration  of the management period?
       • Will a balance of appropriate uses be achieved by the proposed
        action (s)?
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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
    Success is a matter of matching the right technique(s) to the problem; this
requires background information best obtained from a thorough diagnostic/feasi-
bility study. It's always desirable to rapidly achieve the targeted results, but their
longevity is usually more important. Longevity plays a large role in determining
long-term costs, and since very few justifiable management programs are devel-
oped with only the short term in mind, this is an important consideration.
Table 7-2.— General management options within lakes and reservoirs.
TECHNIQUE
1 . Aeration or oxygen addition
2. Artificial or augmented circulation
3. Biocidal chemical treatment
4. Biomanipulation
5. Bottom sealing
6. Chemical sediment treatment
7. Dilution and/or flushing
8. Dredging
9. Dye addition
1 0. Hydroraking or rotovation
1 1 . Harvesting, pulling, or cutting
12. Nutrient inactivation
13. Nutrient supplementation
1 4. Other chemical treatments
15. Partitioning for pollutant capture
16. Rules and regulations
1 7. Selective withdrawal
18. Water level control
DESCRIPTIVE NOTES
Mechanical maintenance of oxygen levels.
Water movement to enhance mixing and/or
prevent stratification.
Addition of inhibitory substances intended to
eliminate target species.
Facilitation of biological interactions to alter
ecosystem processes.
Physical obstruction of rooted plant growths and/or
sediment-water interaction.
Addition of compounds that alter sediment features
to limit plant growths or control chemical exchange
reactions.
Increased flow to dilute or minimize retention of
undesirable materials.
Removal of sediments under wet or dry conditions.
Introduction of suspended pigments to create light
inhibition of plant growth.
Disturbance of sediments, often with removal of
rooted plants, to disrupt growth.
Reduction of plant growths by mechanical means,
with or without removal from the lake.
Chemical complexing and usually precipitation of
nutrients, normally phosphorus.
Addition of nutrients to enhance productivity or alter
nutrient ratios to affect algal composition.
Addition of chemicals to adjust pH, oxidize
compounds, flocculate and settle solids, or affect
chemical habitat features.
Creation of in-lake areas, such as forebays and
created wetlands, to capture incoming pollutants.
Restrictions on human actions directed at
minimizing impacts on lakes and lake users.
Removal of targeted waters for discharge
(undesirable features such as high nutrients) or
intake (desirable features such as low algae).
Drying or flooding of target areas to aid or
eliminate target species.
                                                                         221

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10
to
to
Table 7-3.— Factors in selecting management techniques.
TECHNIQUE
1 . Aeration or
oxygen
addition
2. Artificial or
augmented
circulation
APPLICABLE USES
OF THE TECHNIQUE
» Algal control by
reduced phosphorus
release From sediment
* Lowered dissolved Mn
and Fe levels
* Improved fish habitat
* Creation of deeper
zooplankton refugia
(places where
predation is limited by
light or temperature)
» Avoidance of
stagnation
» Destratification
* Increased mixing
» Enhanced surface
aeration
* Disruption of algal
mats and scums
PRIMARY
INFORMATION
NEEDS
*Hypolimnetic oxygen
demand
* Sediment oxygen
demand
* Relative resistance to
thermal mixing
»Area and depth of
epilimnion and
hypolimnion
* Annual phosphorus
release rate for
sediment
* Concentrations of
forms of P, Fe, Mn
»Area and volume of
water to be moved
* Rate of desired
movement/oxygen
demand
* Relative resistance to
thermal mixing
* Physical impediments
to mixing
KEY
WATER ISSUES
» Restrictions on
destratificalion
* Longevity of effects
* Possible water quality
effects of mixing
KEY
SEDIMENT ISSUES
* Longevity of effects
» Potential for
resuspension
» Potential for
resuspension
KEY
BIOLOGICAL
ISSUES
» Potential for enhanced
habitat
* Potential for gas
bubble disease in
which deadly gas
bubbles form in a
fish's blood stream
* Potential for thermal
impacts through
mixing
» Potential to
disseminate
undesirable species
* Potential to disrupt life
cycles of desirable
species
KEY
USE ISSUES
» Potential for
interference with
recreation
» Potential for
interference with
recreation
» Effects on water
supply qualify
KEY
COST FACTORS
» Equipment and
oxygen costs
* Power supply
* Installation costs
* Long-term operational
costs
* Monitoring program
* Equipment costs
» Power supply
* Installation costs
» Long-term operational
costs
»Monitoring program

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CO
Table 7-3.— Factors in selecting management techniques (continued).
TECHNIQUE
3. Biocidal
Chemical
Treatment
4. Bio-
manipulation
APPLICABLE USES
OF THE TECHNIQUE
» Algal control
* Vascular plant control
* Insect pest control
*Fish reclamation
* Algal control
'Vascular plant control
* Fish control
* Nuisance fauna
abatement
* Habitat enhancement
PRIMARY
INFORMATION
NEEDS
»Pond bathymetry and
volume
* Flushing rate (by
month or season)
*Choice of chemical
»Form of chemical to
be used (pellets vs.
liquid)
» Chemical concentra-
tion needed
*Amount of chemical to
be used
* Duration of exposure
to chemical needed
»Timing and frequency
of treatments
* Outlet control features
» Biological inventory of
lake
» Habitat evaluation for
existing and proposed
conditions
» Necessary stocking/
planting or removal
rate
* Ability to control inlets
and outlets
KEY
WATER ISSUES
» Persistence of
chemical and
degradation products
» Effects on oxygen
levels
» Potential for nutrient
releases
» Other indirect water
quality impacts
» Possible effects of
introduced species on
water quality
KEY
SEDIMENT ISSUES
»Accumulation of
contaminants
* Accumulation of
organic matter
* Interactions of
introduced species
and sediments
KEY
BIOLOGICAL
ISSUES
»Anticipated impacts to
target and non- target
plant species
* Potential migration of
chemical into
hydraulically con-
nected wetland areas
* Association of fauna
with area to be
treated
» Presence of protected
species
» Distance downstream
at which chemical
can be detected
» Possible impacts to
downstream biotic
assemblages
» Uncertainly of
biological interactions
» Longevity of effects
*Migration to
unintended
habitats/lakes
'-•••••- KEY :.-.:•:;•.•
USE ISSUES
» Downstream flow
restrictions
* Use restrictions
following treatment
(severity and duration)
* Alternative water
supplies
* Public perception of
risk of exposure to
chemical
» Potential for much
dead and decaying
vegetation
* Interaction of
introduced species
with lake users
/•-;•:,:':• : KEY ::V:'?. •- •'
COST FACTORS
*Cost of chemical
» Application method
* Application labor
* Monitoring program
* Interaction of
introduced species
with lake users
*Cost of removal of
individuals or
species
*Cost of habitat
alteration
* Monitoring program

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10
Table 7-3.— Factors in selecting management techniques (continued).
TECHNIQUE
5. Bottom
sealing
6. Chemical
sediment
treatment
7. Dilution
and/or
flushing
APPLICABLE USES
OF THE TECHNIQUE
» Reduced
sediment-water
interactions
* Algal control
» Rooted plant control
* Improved recreational
appeal
» Reduced
sediment-water
interactions
* Reduced phosphorus
release from sediment
* Algal control
* Reduced detention
time
» Pollutant concentra-
tion reduction
» Algal control
PRIMARY
INFORMATION
NEEDS
» Physical sediment
features
» Chemical sediment
features
*Area to be treated
» Water depth
*Material to be used
for sealing
* Physical sediment
features
» Chemical sediment
features
*Area to be treated
» Water depth
* Chemical to be
applied/dose
* Sources of water
* Quality of source
water
* Target concentration
or detention time
* Flow necessary to
achieve dilution or
flushing rate
KEY
WATER ISSUES
* Interactions of
treatment with water
column
» Interactions of
treatment with water
column
* Variability in water
supply quantity or
quality
» Downstream flow
restrictions
KEY
SEDIMENT ISSUES
» Longevity of effects
* Longevity of effects
* Potential for
resuspension
KEY
BIOLOGICAL
ISSUES
» Impacts on benthic
organisms
* Facilitation of
colonization by new
organisms
* Impacts on biota of
water column
* Impacts on benthic
organisms
» Facilitation of
colonization by new
organisms
* Potential impacts on
biota of water column
» Possible washout of
zooplankton and fish
larvae
* Reduced fish
production with lower
nutrient base
* Importance of
attached algae in
lake
KEY
USE ISSUES
» Use restrictions to
protect barrier
* Safety concerns for
contact recreation in
barrier area
* Water use restrictions
during treatment
* Use restrictions to
minimize
resuspension/burial
of treated sediment
* Safety concerns
associated with
increased
inflow/outflow
* Possible use
impairment with poor
quality flushing source
water
KEY
COST FACTORS
* Cost of materials
*Cost of application
»Cost of maintenance
* Monitoring program
» Cost of chemicals
* Cost of application
»Monitoring program
»Cost of source water
*Costof any piping,
control structures,
and/or pumping
» Monitoring program

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K>
N>
Oi
Table 7-3.— Factors in selecting management techniques (continued).
TECHNIQUE
8. Dredging
9. Dye addition
APPLICABLE USES
OF THE TECHNIQUE
* Increased
depth/access
* Alteration of bottom
composition
* Removal of nutrient
reserves
* Reduction in oxygen
demand
» Algal control
* Fe and Mn control
* Rooted plant control
» Habitat enhancement
» Reduced light
penetration
» Algal control
* Rooted plant control
PRIMARY
INFORMATION
NEEDS
» Existing and
proposed bathymetry
* Volume of material to
be removed
* Physical nature of
material to be
removed
* Chemical nature of
material to be
removed
* Nature of underlying
material to be
exposed
* Protected resource
areas
»Dewatering capacity
of sediments
* Provisions for
controlling water level
* Equipment access
» Pipeline route
* Potential disposal sites
* Dredging
methodology
restrictions
* Water depth and
volume to be treated
» Flushing rate
»Thermal regime
KEY
WATER ISSUES
» Possible peak flows
» Expected mean flows
» Downstream flow
needs
*Turbidity
generation/control
» Possible contaminants
in discharge from
containment area
* Increased surface
temperature due to
light absorption by
dye
* Possible stratification
of shallow water
» Downstream transport
of dye
KEY
SEDIMENT ISSUES
» Classification of
dredged material for
disposal purposes
* Physical handling
limitations
» Drying time
» Bulking factor
* Possible uses of
dredged material
* Adsorption of dye
and reduced longevity
of effects
KEY
BIOLOGICAL
ISSUES
* Preservation vs.
restoration vs.
restructuring of biotic
communities
* Presence of any
protected species
» Possible impacts on
wetlands
» Other habitats of
special concern
* Potential for plants to
impede dredging
* Ecological impact of
reduced light and
increased surface
temperature
KEY
USE ISSUES
* Possible loss of water
supply and
recreational use
during project
* Potential short- and
long-term habitat
impacts
»Access and safety
concerns
» Interference with use
as a potable supply
* Acceptability of water
coloration
KEY
COST FACTORS
» Engineering and
permitting costs
* Construction of
containment area
» Equipment purchases
» Operational costs
» Contract dredging
costs
* Ultimate disposal
costs
»Containment area
restoration
* Possible sale of
dredged material
» Monitoring program
*Cost of dye
*Cost of application
*Monitoring program

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Table 7-3.— Factors in selecting management techniques (continued).
TECHNIQUE
1 0. Hydroraking
or rotovation
1 1 . Harvesting,
pulling, or
cutting
12. Nutrient
inactivation
APPLICABLE USES
OF THE TECHNIQUE
* Rooted plant control
* Removal of physical
obstructions (stumps,
root masses)
* Rooted plant control
» Dense algal mat
control
* Reduced phosphorus
levels/algal control
PRIMARY
INFORMATION
NEEDS
* Characterization of
plant assemblage
»Area to be treated
» Sediment features
» Water depth
* Potential disposal
areas
» Characterization of
plant assemblage
*Area to be treated
» Water depth
* Physical obstructions
* Potential disposal
areas
* Phosphorus
concentration and
forms
* Water volume to be
treated
*Alkalinity and pH of
water
* Expected reaction
efficiency
* Flushing rate
»:Phosphorus load to ,-
lake from external
and internal sources
KEY
WATER ISSUES
* Increased turbidity
» Water chemistry
impacts of interaction
with sediments
* Potential for increased
turbidity and floating
plant fragments
* Flushing rate
variability
^Circulation pattern
* Stability of alkalinity
and pH
KEY
SEDIMENT ISSUES
* Post-treatment sedi-
ment resuspension
susceptibility
* Sediment-water
interactions
* Post-treatment
sediment resuspension
susceptibility
» Sediment-water
interactions
* Interaction with settled
floe
» Potential for reduced
sediment release of
phosphorus
KEY
BIOLOGICAL
ISSUES
* Recolonization of
exposed sediment
surfaces
» Impacts to benthic
organisms
* Regrowth of plants
» Recolonization of
exposed sediment
surfaces
* Impact on organisms
associated with plants
* Potential to spread
plant species by frag-
mentation and drift
»Toxicity through
aluminum or pH
effects
* Impact on benthic
organisms and
zooplankton
* Possible reduced fish
production with
reduced fertility
KEY
USE ISSUES
*Treatment effects on
water supply quality
»Use restrictions during
treatment
* Safety concerns
during harvesting
* Possible use
restrictions
during/after treatment
» Restrictions to
minimize
resuspension of floe
KEY
COST FACTORS
* Cost of equipment
and labor, usually as
contracted project
» Monitoring program
»Cost of equipment
and labor
» Contract vs. local staff
vs. volunteer
approach
» Disposal location and
restrictions
» Monitoring program
* Cost of chemical
»Need for buffering
*Cost of application
* Monitoring program

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Table 7-3.— Factors in selecting management techniques (continued).
TECHNIQUE
13. Nutrient
supplementa-
tion
14. Other
chemical
treatments
15. Pollutant
capture
(basins within
a lake)
1 6. Rules and
regulations
APPLICABLE USES
OF THE TECHNIQUE
» Enhanced fish
production
* Control of algal
composition
»Particulate
settling/algal control
* Nuisance fauna
control
*pH adjustment
» Oxidation/disin-
fection
» Reduction in nutrient
levels/algal control
« Reduced loading of
multiple pollutants
* User conflict
resolution
*Minimization of
pollutant loading
» Minimization of
nuisance species
introductions
PRIMARY
INFORMATION
NEEDS
* Detailed water
chemistry
» Loads of major
nutrients
* Flushing rate
» Algal assemblage
features
» Detailed water
chemistry
* Flushing rate
»Algal assemblage
features
* Target load reduction
* Physical limits on
detention
* Treatment processes
needed to achieve
target reduction
* Inflow rate
* Inflow quality
* Potential threats and
control needs
»User population
demographics
* Modeled or predicted
results of control
strategy
KEY
WATER ISSUES
» Possible water quality
effects of additions
» Possible water qualify
effects of additions
* Effect on pollutant
release by sediments
»Variability in flow and
quality of incoming
water
» Flooding adjacent to
detention areas
» Potential for
unanticipated impacts
KEY
SEDIMENT ISSUES
» Possible increase in
sediment accumula-
tion rate
» Possible increase in
sediment
accumulation rate
* Need for removal of
accumulated sediment
from detention area
» Potential for
unanticipated impacts
KEY
BIOLOGICAL
ISSUES
* Changes in food web
structure
» Potential for shifts in
algal species to
undesirable forms
» Impacts on specific
biota or community as
a whole
» Habitat value of
newly created
detention area(s)
» Loss of open,
contiguous water area
through partitioning
* Potential for
unanticipated impacts
KEY
USE ISSUES
» Potential for increased
water supply
treatment needs
»Use impairment by
decreased
transparency
* Use restrictions
associated with
treatment
*Access and safety
concerns
* Altered use patterns
and user satisfaction
KEY
COST FACTORS
» Cost of chemical
»Cost of application
* Monitoring program
*Cost of chemical
»Cost of application
* Monitoring program
»Cost of engineering
design
»Cost of materials and
construction
* Maintenance costs
» Monitoring program
» Cost of rule
development
»Cost of enforcement

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KS
K>
00
Table 7-3.— Factors in selecting management techniques (continued).
TECHNIQUE
17. Selective
withdrawal
1 8. Water level
control
APPLICABLE USES
OF THE TECHNIQUE
» Discharge of poor
quality water and
possible algal control
* Prevention of
hypolimnetic
anoxia/algal control
» Intake of best quality
water
» Access to structures
for maintenance or
construction
»Access to sediments
for removal
(dredging)
* Flood control
* Prevention of ice
damage to shoreline
and structures
* Sediment compaction
» Rooted plant control
*Fish reclamation
» Flushing
PRIMARY
INFORMATION
NEEDS
*Vertical variation in
water quality
* Depth and volume of
epilimnion and
hypolimnion
* Inflow rate/flushing
rate
* Hypolimnetic/sediment
oxygen demand
* Downstream
constraints
*Target level of water
»Pond bathymetry
»Area to be
exposed/flooded
*Maximum/minimum
volume
* Timing and frequency
of
drawdown/flooding
* Outlet control features
*Climatological data
* Normal range of
outflow
*Outflow during
drawdown and refill
*Time to draw down or
refill
KEY
WATER ISSUES
» Potential for
withdrawal to exceed
inflow and cause
drawdown
» Potential loss of
hypolimnion and
thermal stratification
* Water quality effects
. of removal of best
quality water
* Possible need to treat
discharge
* Flood storage
gained/lost
» Effects on peak flows
» Relative area and
volume of lake
remaining
* Effects on nutrient
levels
* Effects on oxygen
levels
* Effects on pH levels
KEY
SEDIMENT ISSUES
* Potential for
resuspension and
capture in
discharge/intake
» Potential for sloughing
» Potential for shoreline
erosion
» Potential for
dewatering and
compaction
» Potential for odors
» Access and safety
considerations
KEY
BIOLOGICAL
ISSUES
* Potential for
impingement or
entrapment of
organisms
» Impact on thermally
sensitive species
* Anticipated impacts to
target and non-target
plant species in lake
» Presence of protected
species
»Association of fauna
with areas to be
exposed
* Potential impacts to
connected wetlands
KEY
USE ISSUES
* Impairment of contact
recreation by
drawdown
* Impairment of fishing
success by thermal
alteration
* Use of lake water as
a supply
* Depth of any wells
within zone of
influence
» Alternative water
supplies
» Downstream flow
restrictions
* Emergency response
system
* Possible elimination of
usable open water
» Access and safely
* Potentially impaired
appearance during
drawdown
KEY
COST FACTORS
* Cost of pipe
installation
* Cost of control
structure
*Cost of any pumping
» Monitoring program
* Structural alteration to
facilitate control
* Pumping or
alternative water
moving technology
* Operational cost of
controlling outflow
* Alternative water
supply provision
* Monitoring program

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
    For any given technique, it is essential to know what it can and cannot do for
the lake;  in other words, it must be evaluated ecologically. Once it's deter-
mined to be applicable, its side effects relating to water quantity and quality, sedi-
ment, and system biology must be  considered. Perhaps most important are its
potential  effects on non-target organisms, as these will affect permitting and pub-
lic perception of the project.
    Side effects of techniques, expected or  not, positive or  negative, can
greatly influence practical aspects of implementation. Successful permitting and
funding of the program may depend on controlling impacts on non-target organ-
isms or public perception of risk.
    The  effects on water use must also be carefully considered. The chosen
technique should further the goals set for the use of the lake, but will it do so im-
mediately, or will there be a substantial lag time, possibly with use restrictions or
other negative impacts? It cannot be assumed that long-term benefits will justify
short-term impairment of uses  in the public arena, although informed groups will
usually make some sacrifices.
    Costs are almost always a critical consideration  in lake management.
It has  been said that "the most important elements in lake management are not
phosphorus and nitrogen, but  silver and gold" (Canfield, 1992).  Unfortunately,
many choices of techniques have been based on what was affordable at the mo-
ment, not on the long-term cost-benefit ratio.
    While a technique that addresses the source of the  problem usually costs
more  at the outset, results should last. A management program that provides at
least 10 years of benefits at a high initial capital cost may not really be expensive
compared to a maintenance bargain that has  to be repurchased many times over
a period of 10 years without ever solving the real problem. Costs should be com-
pared on at least a 10-year basis, preferably 20 years or even longer.
    Capital, operational, contractor, and monitoring costs should all be consid-
ered in comparing management options —  and they should be figured for the
long term. A single herbicide treatment that may control vegetation for a year
should not be compared with a dredging program that provides several decades
of control, increases water depth, and probably has other benefits. The herbicide
treatment may be more appropriate in some cases, but the cost of techniques
should be put on an  equal scale of magnitude and longevity of benefits.
    The  relationship of problem and potential solution must also be evaluated in
ethical terms. Although ethical criteria are often less clear than ecological or
cost concerns, many of the evaluation points already discussed incorporate ethi-
cal judgments. Ethics deals with  values and fairness, and though some will see this
as  highly  subjective, establishing management goals must  be done in an ethical
manner. If society is  to achieve  balance and sustainability in  its interactions with
the environment, ethical questions must be posed and answered.
Management  Options
Many of the techniques for managing and improving lakes were developed years ago,
but only in the last two decades has the effectiveness of many of them been docu-
mented through applied research supported by the U.S. Environmental Protection
Agency's Clean Lakes Program, corresponding state programs, the National Science
Foundation, other governmental agencies, and private corporations. However, careful
documentation of results, longevity, and costs continues to be a major need.
c,
         i, operational,
contractor, and
monitoring costs should
all be considered in
comparing manage-
ment options —  and
they should be figured
for the long term.
                                                                       229

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    Managing Lakes and Reservoirs
I techniques that reduce
light and nutrients can
control algae.
                                Most techniques and products described in this manual are considered to be
                            effective in at least some circumstances; a few others are noted because of signifi-
                            cant media coverage or theoretical appeal.
                                The reader is encouraged to seek additional  information and opinions (see,
                            for example, Cooke et al. I993a; McComas, 1993; NY State Dep. Environ. Conserv.
                            and NY Fed. Lake Assns. 1990), and to critically evaluate each option within the
                            context of the target lake.
                                Lake managers should ask for scientific documentation regarding a procedure,
                            product, or technique, especially one not described  here. Discuss techniques with a
                            lake restoration expert not financially involved in its sale or installation. Too many
                            lake associations have spent thousands of dollars on products and procedures that
                            don't work or are inappropriate to the problem or lake.
                                Funds are well spent to properly evaluate techniques with specific reference
                            to your lake. Few lake management programs are truly inexpensive, and a proper
                            diagnostic/feasibility assessment can save far more money than it costs.
                            Nuisance Algae
Excessive algal growth can become a serious nuisance in lakes. Two growth forms
are most troublesome:

       • Free-floating microscopic cells, colonies, or filaments — called
         phytoplankton — that discolor the water and sometimes form green
         scum on the surface. Although these algae come from a variety of algal
        groups, including blue-greens, greens, diatoms, goldens, euglenoids, and
         dinoflagellates, the blue-greens tend to cause the most problems
         because of their high density (blooms), taste, odor, and possible
        toxicity.

       • Mats of filamentous algae associated with sediments and weed beds,
         but that often float to the surface once they reach a certain density.
        These are most often green algae of the orders Cladophorales or
         Zygnematales, or blue-green algae (more properly cyanobacteria) of
        the order Oscillatoriales.

    Algae reproduce mainly through cell  division, although resting cysts help
them  survive  unfavorable  periods. When  growth conditions are  ideal  (warm,
lighted, nutrient-rich), algae  multiply rapidly and create massive blooms within a
few weeks. Many algal blooms produce taste and  odor problems, and their decay
may decrease oxygen.
    Many water treatment problems stem from algae in the water supply reser-
voir:
       • Poor taste and odor are often associated with algal blooms and mats.
       • Some common bloom-forming blue-green algae produce toxins that
         may kill domestic animals and be linked to certain illnesses in humans.
       • The combination of algal organic matter and chlorine disinfectant can
        form potential carcinogenic byproducts such as trihalomethanes.
                      230

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
 How to Control Algae
Algae need light and nutrients to grow. Turbidity, shading by plants, or massive
algal growth itself can reduce the light; or, an essential nutrient, usually phospho-
rus, can be limited. Techniques (Table 7-4) such as dyes, artificial circulation, and
selective plantings seek to  limit light, whereas  aeration, dilution and  flushing,
drawdown, dredging, phosphorus inactivation, and selective withdrawal are used
to reduce nutrients.
     Adding nutrients selectively may provide an ecologically complex solution in
some cases. Altering the ratio of nutrients may encourage the growth  of algae
that are more amenable to other control techniques, like grazing and settling. Al-
though theoretically sound (Tilman, 1982), this approach has rarely been used in
practical lake management.
     Settling, consumption by grazers, and cellular death control algae naturally.
Natural processes can be accelerated by using such techniques as settling agents,
biomanipulation (either encouraging grazing or adding bacteria or viruses to kill
algal cells), algaecides, and mechanical  removal. Unfortunately, algae are  remark-
ably adaptable, and none of these techniques works on all algal communities.
       • Many blue-greens are buoyant and resist settling.
       • Nuisance green algae (Chlorococcales and Cladophorales) and certain
         blue-green algae (especially Aphanizomenon) are often resistant to
         copper, the most common algaecide, and also  resist grazers.
       9 Only very dense algal mats can be harvested, and then with difficulty.

     Filamentous algal mats are difficult to control. They usually form at the sedi-
ment-water interface or in rooted plant beds, nourished by nutrients released by
decay processes  in the presence of adequate light.  As mat density increases,
photosynthetic gases are often  trapped, and the  mat may float upward and ex-
pand. Neither grazing, settling, nor algaecides has much effect,  and harvesting is
usually not practical. The best control is to prevent mats from forming by remov-
ing sediment or treating the algae at an early stage (phosphorus inactivation or
early algaecide application).
 Aeration  or Oxygenation
Aeration puts air into the lake, increasing the concentration of oxygen by trans-
ferring it from gas to liquid and generating a controlled mixing force. Using pure
oxygen maximizes the transfer. In this chapter, we deal with aeration as a tech-
nique intended to add oxygen to deep lakes without disrupting stratification.
    Aeration is most appropriately used to prevent hypolimnetic anoxia (low oxy-
gen in the bottom layer) so that when the lake stratifies (separates into layers),
minimal phosphorus, iron, manganese, and sulfides will be released from sediments.
    Aeration also retards the buildup  of undecomposed organic matter and
compounds  (e.g., ammonium) near the bottom of the  lake, and can increase the
amount of water available to zooplankton and fish living in the lower, colder wa-
ters.
    Permits are generally required for aeration projects, but hypolimnetic aera-
tion is among the easier lake management processes to get approved, having few
adverse side effects.
                                                                        231

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Managing Lakes and Reservoirs
Table 7-4.— Management options for control of algae.
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
PHYSICAL CONTROLS . -' ; ." .' : :-':~ •':':^:^i:''];'':^: '/: ,^\.J.: .'.'.; .•'..-' ;.' V^
1 . Hypolimnetic
aeration or
oxygenation
2. Circulation and
destratification
3. Dilution and
flushing
4. Drawdown
* Addition of air or oxygen at
varying depth provides oxic
conditions
*May maintain or break
stratification
*Can also withdraw water,
oxygenate, then replace
* Use of water or air to keep water
in motion
* Intended to prevent or break
stratification
*GeneralIy driven by mechanical
or pneumatic force
* Addition of water of better
quality can dilute nutrients
* Addition of water of similar or
poorer quality flushes system to
minimize algal buildup
*May have continuous or periodic
additions
» Lowering of water allows
oxidation, desiccation, and
compaction of sediments
* Duration of exposure and degree
of dewatering of exposed areas
are important
*Algae are affected mainly by
reduction in available nutrients
*Oxic conditions promote
binding/sedimentation of
phosphorus
* Counteraction of anoxia
improves habitat for
fish/invertebrates
» Buildup of dissolved iron,
manganese, ammonia, and
phosphorus reduced
* Reduces surface buildup of algal
scums; promotes uniform
appearance
*May disrupt growth of some
algae
* Counteraction of anoxia
improves habitat for
fish/invertebrates
»Can eliminate local problems
without obvious impact on whole
lake
» Dilution reduces nutrient
concentrations without altering
load
* Flushing minimizes detention;
response to pollutants may be
reduced
*May reduce available nutrients or
nutrient ratios, affecting algal
biomass and composition
» Opportunity for shoreline
cleanup/structure repair
* Flood control utility
*May provide rooted plant control
as well
*May disrupt thermal layers
important to fish community
*May promote supersaturation
with gases harmful to fish
* Permits usually required
»May spread local impacts
*May increase oxygen demand at
greater depths
»May promote downstream
impacts
» Diverts water from other uses
* Flushing may wash desirable
zooplankton from lake
» Use of poorer qualify water
increases pollutant loads
* Possible downstream impacts
* Possible impacts on contiguous
emergent wetlands
* Possible effects on overwintering
reptiles or amphibians
* Possible impairment of well
production
* Reduction in potential water
supply and fire fighting capacity
»Alteration of downstream flows
* Possible overwinter water level
variation
*May result in greater nutrient
availability if flushing inadequate
                   232

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CHAPTER 7: Management Techniques Within the Lake or Reservoir
Table 7-4.— Management options for control of algae (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
PHYSICAL CONTROLS „ L.,,.^,1
5. Dredging
5. a. "Dry" excavation
5.b."Wet" excavation
5.c. Hydraulic removal
* Sediment is physically removed
by wet or dry excavation, with
deposition in a containment area
for dewatering
* Dredging can be applied on a
limited basis, but is most often a
major restructuring of a severely
impacted system
* Nutrient reserves are removed
and algal growth can be limited
by nutrient availability
Hake drained or lowered to
maximum extent practical
» Target material dried to maximum
extent possible
» Conventional excavation
equipment used to remove
sediments
*Lake level may be lowered, but
sediments not substantially
exposed
* Draglines, bucket dredges, or
long-reach backhoes used to
remove sediment
» Lake level not reduced
» Suction or cutterhead dredges
create slurry which is
hydraulically pumped to
containment area
* Slurry is dewatered; sediment
retained, water discharged. May
involve polymer-aided settling or
vacuum-aided dewatering.
»Can control algae if internal
recycling is main nutrient source
» Increases water depth
*Can reduce pollutant reserves
*Can reduce sediment oxygen
demand
*Can improve spawning habitat
for many fish species
*Allows complete renovation of
aquatic ecosystem
»Tends to facilitate a very thorough
effort
*May allow drying of sediments
prior to removal
* Allows use of less specialized
equipment
* Requires least preparation time or
effort, tends to be least costly
dredging approach
»May allow use of easily acquired
equipment
»May preserve aquatic biota
* Creates minimal turbidity and
impact on most biota
*Can allow some lake uses during
dredging
*Allows removal with limited
access or shoreline disturbance
» Temporarily removes benthic
invertebrates
*May create turbidity
*May eliminate fish community
(complete dry dredging only)
»May be impacts from
containment area discharge
*May be impacts from dredged
material disposal
»Mqy interfere with recreation or
other uses during dredging
^Eliminates most aquatic biota
unless a portion left undrained
^Eliminates lake use during
dredging
» Usually creates extreme turbidity
» Tends to result in sediment
deposition in surrounding area
* Normally requires intermediate
containment area to dry
sediments prior to hauling
*May cause severe disruption of
ecological function
* Usually eliminates most lake uses
during dredging
» Often leaves some sediment
behind
»Cannot handle coarse or
debris-laden materials
* Requires sophisticated and more
expensive containment area
* Requires overflow discharge from
containment area
                               233

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Managing Lakes and Reservoirs
Table 7-4.— Management options for control of algae (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
PHYSICAL CONTROLS !
6. Light-limiting
dyes and surface
covers
6.a. Dyes
6.b. Surface covers
7. Mechanical
removal
8. Selective
withdrawal
* Creates light limitation
* Water-soluble dye is mixed with
lake water, thereby limiting light
penetration and inhibiting algal
growth
»Dyes remain in solution until
washed out of system
*Opaque sheet material applied
to water surface
* Filters pumped water for water
supply purposes
*Collection of floating scums or
mats with harvesters, booms,
nets, or other devices
» Continuous or multiple
applications per year usually
needed
* Discharge of bottom water which
may contain (or be susceptible to)
low oxygen and higher nutrient
levels
* Intake of water from low algae
layer to maximize supply quality
»May be pumped or utilize
passive head differential
* Creates light limit on algal
growth without high turbidity or
great depth
*May achieve some control of
rooted plants as well
* Produces appealing color
»Creates illusion of greater depth
* Minimizes atmospheric and
wildlife pollutant inputs
* Algae and associated nutrients
can be removed from system
» Surface collection can apply on
an "as needed" basis
*May remove floating debris
» Collected algae dry to minimal
volume
* Removes targeted water from
lake efficiently
* Complements other techniques
such as drawdown or aeration
»May prevent anoxia and
phosphorus buildup in bottom
water
»May remove initial phase of algal
blooms which start in deep water
*May create coldwater conditions
downstream
*May cause thermal stratification
in shallow ponds
*May facilitate anoxia at sediment
interface with water
»May not control surface
bloom-forming species
»May not control growth of
shallow water algal mats
» Minimizes atmospheric gas
exchange
* Limits recreational use
» Filtration requires high backwash
and sludge handling capability
for use with high algal densities
» Labor intensive unless a
mechanized system applied, in
which case it is capital intensive
*Many algal forms not amenable
to collection by net or boom
»May impact non-targeted
aquatic life
»May result in poor water quality
downstream if not treated
*May eliminate colder thermal
layer important to certain fish
»May promote mixing of some
remaining poor quality bottom
wafer with surface waters
»May cause unintended
drawdown if inflows do not
match withdrawal
                   234

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CHAPTER 7: Management Techniques Within the Lake or Reservoir
Table 7-4.— Management options for control of algae (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
CHEMICAL CONTROLS
9. Algaecides
9. a. Forms of copper
9.b. Forms of
endothall
(7-oxabicyc!o[2.2.1]
heptane-2,3-
dicarboxylic acid)
9. c. Forms of diquat
(6,7-dihydropyrido
[l,2-2',r-c]
pyrazinediium
dibromide)
* Liquid or pallatized algaecides
applied to target area
*Algae killed by direct toxicity or
metabolic interference
* Typically requires application at
least once/yr, often more
frequently
» Contact algaecide
* Cellular toxicant, suggested
disruption of photosynthesis,
nitrogen metabolism, and
membrane transport
» Applied as wide variety of liquid
or granular formulations, often in
conjunction with chelators,
polymers, surfactants, or
herbicides
» Contact algaecide
* Membrane-active chemical which
inhibits protein synthesis
» Causes structural deterioration
* Applied as liquid or granules,
usually as hydrothol formulation
for algae control
* Contact algaecide
* Absorbed directly by cells
» Strong oxidant; disrupts most
cellular functions
* Applied as a liquid, sometimes in
conjunction with copper
» Rapidly eliminates algae from
water column, normally with
increased water clarity
»May result in net movement of
nutrients to bottom of lake
» Effectively and rapidly controls
many algal species
* Approved for use in most water
supplies
* Moderate control of thick algal
mats; used where copper is
ineffective
«• Limited toxicity to fish at
recommended dosages
>Acts rapidly
•^Moderate control of thick algal
mats; used where copper alone is
ineffective
» Limited toxicity to fish at
recommended dosages
»Acts rapidly
»May be toxic to non-target areas
or species of plants/animals
»May restrict water use for varying
time after treatment
» Increased oxygen demand and
possible toxicity may result from
decaying algae
» Nutrients may recycle, allowing
other growths
* Toxic to aquatic fauna as a
function of concentration,
formulation, temperature, pH,
and ambient water chemistry
* Less effective at colder
temperatures or at high inorganic
solids levels
* Copper ion persistent;
accumulates in sediments or
moves downstream
* Certain green and blue-green
nuisance species are resistant to
copper
»Lysing of cells releases cellular
contents (including nutrients and
toxins) into water column
* Non-selective in treated area
» Toxic to aquatic fauna (varying
degrees by formulation)
*Time delays on use for water
supply, agriculture, and recreation
* Non-selective in treated area
» Toxic to some zooplankton at
recommended dosage
» Inactivated by suspended
particles; ineffective in muddy
waters
»Time delays on use for water
supply, agriculture, and recreation
                                235

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Managing Lakes and Reservoirs
Table 7-4.— Management options for control of algae (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
ICHEMICAL CONTROLS "' " 	 " 	 " "" 	 '•"^ " ^-^^^ •-•^••^•:^ -,;';:-^*:
	 "*'" 	 ' ll" ll'l ' ', I,, h'' ' 	 h, ' ,!!'", »i, ' ,L|I«' , , , •",; ..,."(S-'FliE ->-f I. <-?• f ''• • , -f .' . -'• \ 1 • :, ! -i '.JtO-' - • ' 	 ' /'I" •. . ' , -"'L ' ' ...,,„/•]
1 0. Phosphorus
inactivation
1 1 . Sediment
oxidation
1 2. Settling agents
13. Selective nutrient
addition
* Typically salts of aluminum, iron,
or calcium are added to the lake,
as liquid or powder
* Phosphorus in the treated water
column is complexed and settled
to the bottom of the lake
* Phosphorus in upper sediment
layer is complexed, reducing
release from sediment
* Permanence of binding varies by
binder in relation to redox
potential and pH
* Potential for use on inlet streams
as well
* Addition of oxidants, binders,
and pH adjusters oxidizes
sediment
* Binding of phosphorus is
enhanced
*Denitrification may be stimulated
* Closely aligned with phosphorus
inactivation, but can be used to
reduce algae directly, too
*lime, alum, or polymers applied,
usually as a liquid or slurry
*Creates a floe with algae and
other suspended particles
* Floe settles to bottom of lake
* Re-application necessary if algal
growth not controlled
» Ratio of nutrients changed by
additions of selected nutrients
* Addition of non-limiting nutrients
can change composition of algal
community
* Processes such as settling and
E razing can then reduce algal
iomass (productivity can
actually increase, but standing
crop can decline)
*Can provide rapid, major
decrease in phosphorus
concentration in water column
»Can minimize release of
phosphorus from sediment
*May remove other nutrients and
contaminants as well as
phosphorus
* Flexible with regard to depth of
application and speed of
improvement
*Can reduce phosphorus supply to
algae
*Can alter N:P ratios in water
column
»May decrease sediment oxygen
demand
* Removes algae and increases
water clarify without lysing most
cells
* Reduces nutrient recycling if floe
sufficient
* Removes non-algal particles as
well as algae
*May reduce dissolved
phosphorus levels at the same
time
»Can reduce algal levels where
control of limiting nutrient not
feasible
»Can promote non-nuisance forms
of algae
*Can improve productivity of
system without increasing
standing crop of algae
*May be toxic to fish and
invertebrates, especially by
aluminum at low pH
* Phosphorus may be released
under anoxia or extreme pH
*May cause fluctuations in water
chemistry, especially pH, during
treatment
*Floc may be resuspended in
shallow areas with extreme
turbulence
»Adds to bottom sediment, but
typically an insignificant amount
»May affect benthic biota
* Longevity of effects not well
known
»May affect aquatic fauna
* Water chemistry may fluctuate
during treatment
*Floc may resuspend in shallow,
well-mixed waters
* Promotes increased sediment
accumulation
*May result in greater algal
abundance through uncertain
biological response
*May require frequent application
to maintain desired ratios
*May have downstream effects
                   236

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CHAPTER 7: Management Techniques Within the Lake or Reservoir
Table 7-4— Management options for control of algae (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
CHEMICAL (CONTROLS
1 4. Management for
nutrient input
reduction
* Generally not an in-lake process
(see Chapter 6), but essential to
note in any algal control program
* Includes wide range of watershed
and lake edge activities intended
to eliminate nutrient sources or
reduce delivery to lake
»Can involve use of wetland
treatment cells or detention areas
created from part of lake
* Essential component of algal
control strategy where internal
recycling is not the dominant
nutrient source, and desired even
where internal recycling is
important
*Acts against the original source of
algal nutrition
* Decreases effective loading of
nutrients to lake
»Creates sustainable limitation on
algal growth
*May control delivery of other
unwanted pollutants to lake
* Generally most cost effective over
long term
* Facilitates ecosystem
management approach which
considers more than just algal
control
*May involve considerable lag
time before improvement
observed
»May not be sufficient to achieve
goals without some form of
in-lake management
* Reduction of overall system
fertility may impact fisheries
»May cause shift in nutrient ratios
that favor less desirable species
»May cost more in the short term,
as source management is
generally more involved than one
or a few treatments of symptoms
of eutrophication
BIOLOGICAL CONTROLS _
15. Enhanced grazing
1 5. a. Herbivorous fish
15.b. Herbivorous
zooplankton
»Manipulation of biological
components of system to achieve
grazing control over algae
» Typically involves alteration of fish
community to promote growth of
large herbivorous zooplankton, or
stocking with phytophagous fish
* Stocking of fish that eat algae
* Reduces planktivorous fish to
promote grazing pressure by
zooplankton
*May involve stocking piscivores
or removing planktivores
»May also involve stocking
zooplankton or establishing
refugia
*May increase water clarity by
changes in algal biomass or cell
size distribution without reduction
of nutrient levels
*Can convert unwanted biomass
into desirable form (fish)
* Harnesses natural processes to
produce desired conditions
* Converts algae directly into
potentially harvestable fish
» Grazing pressure can be adjusted
through stocking rate
* Converts algae indirectly into
harvestable fish
» Zooplankton community response
to increasing algae can be rapid
»May be accomplished without
introduction of non-native species
* Generally compatible with most
fishery management goals
»May involve introduction of
species
» Effects may not be controllable or
lasting
*May foster shifts in algal
composition to even less
desirable forms
»Typically requires introduction of
non-native species
* Difficult to control over long term
* Smaller algal forms may benefit
and bloom
» Highly variable response
expected; temporal and spatial
variability may be problematic
» Requires careful monitoring and
management action on 1 -5 yr
basis
»May involve non-native species
introduction(s)
* Larger or toxic algal forms may
benefit and bloom
                               237

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Managing Lakes and Reservoirs
Table 7-4.— Management options for control of algae (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
BIOLOGICAL CONTROLS " . " : ••••--•-- 	 '- 	 ;•;. • •. -••--v».— -^::;; ;-r.-./":Vv .:;
1 6. Bottom-feeding
fish removal
1 7. Fungal/bacterial/
viral pathogens
1 8. Competition and
allelopathy
1 8.a. Plantings for
nutrient control
18.b. Plantings for
light control
* Removes fish that browse among
bottom deposits, releasing
nutrients to the water column by
physical agitation and excretion
*Addition of inoculum to initiate
attack on algal cells
» Plants may tie up sufficient
nutrients to limit algal growth
* Plants may create a light
limitation on algal growth
*ChemicaI inhibition of algae may
occur through substances
released by other organisms
* Plant growths of sufficient density
may limit algal access to nutrients
* Plants can exude allelopathic
substances that inhibit algal
growth
* Plant species with floating leaves
can shade out many algal
growths at elevated densities
* Reduces turbidity and nutrient
additions from this source
»May restructure fish community in
more desirable manner
*May create lakewide "epidemic"
and reduction of algal biomass
*May provide sustained control for
several years
»Can be highly specific to algal
group or genera
* Harnesses power of natural
biological interactions
*May provide responsive and
prolonged control
* Shift to rooted plant dominance
can improve habitat
* Productivity and associated
habitat value can remain high
without algal blooms
* Portable plant "pods," floating
islands, or other structures can be
managed to limit interference with
recreation and provide habitat
* Wetland cells in or adjacent to
the lake can minimize nutrient
inputs
* Vascular plants can be more
easily harvested than most algae
*Many floating species provide
valuable waterfowl food
* Targeted fish species are difficult
to eradicate or control
* Reduction in fish populations
valued by some lake users
(human and non-human)
* Largely experimental approach at
this time
* Results are uncertain
*May promote resistant forms with
high nuisance potential
*May cause high oxygen demand
or release of toxins by lysed algal
cells
* Effects on non-target organisms
uncertain
»Some algal forms appear
resistant
»Use of plants may lead to
problems with vascular plants
*Use of plant material may
depress oxygen levels
* Vascular plants may achieve
nuisance densities
*There will be a water depth
limitation on rooted plants but not
algae
* Vascular plant senescence may
release nutrients and cause algal
blooms
*The switch from algae to vascular
plant domination of a lake may
cause unexpected or undesirable
changes in lake ecology,
especially energy flow
*At the necessary density, the
floating plants will be a
recreational nuisance
*Low surface mixing and
atmospheric contact promote
anoxia near the sediment
                   238

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                                CHAPTER 7: Management Techniques Within the Lake or Reservoir
Table 7-4.— Management options for control of algae (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
BIOLOGICAL CONTROLS ' '
1 8. c. Addition of
barley straw
* Input of barely straw can set off a
series of chemical reactions that
limit algal growth
» Release of allelopathic chemicals
can kill algae
* Release of humic substances can
bind phosphorus
* Materials and application are
relatively inexpensive
* Decline in algal abundance is
more gradual than with
algaecides, limiting oxygen
demand and the release of cell
contents
* Success appears linked to
uncertain and potentially
uncontrollable water chemistry
factors
*May depress oxygen levels
» Water chemistry may be altered
in other ways unsuitable for
non-target organisms
»Some forms of algae may be
resistant and could benefit from
the treatment
How Aeration Works. Many methods can aerate a lake  (see Fig.
7-1), but only a few maintain stratification:

    • A full lift approach, usually driven pneumatically by compressed
      air, moves hypolimnetic water to the surface, aerates it, and
      replaces it in the hypolimnion. Return flow to the hypolimnion is
      generally directed through a pipe to maintain separation of the
      newly aerated waters from the surrounding epilimnion. To
      provide adequate aeration, the hypolimnetic volume should be
      pumped and oxygenated at least once every 60 days, preferably
      more frequently.

    • The partial lift system pumps air into a submerged chamber in
      which oxygen  is exchanged with the deeper waters (Fig. 7-1). A
      housed  compressor must be located on the shore, but the
      aeration unit itself is submerged and does not interfere with lake
      use or aesthetics.

    • Layer aeration (Kortmann et al. 1994; Fig. 7-1) combines water
      from different, carefully chosen temperature (and thus density)
      regimes to form stable  oxygenated layers anywhere from the
      upper metalimnetic  boundary down to the bottom of the lake.
      Each layer retards the passage of phosphorus, reduced metals, and
      related  contaminants from the layer below. Either part of or the
      whole hypolimnion may be aerated to the desired oxygen level
      (water supply may demand less oxygen than a trout refuge, for
      example).

    Any of these three aeration systems can markedly improve lake con-
ditions, but experience has  demonstrated that effects are neither uniform
nor consistent in aquatic systems:

    • Zones of  minimal interaction will often occur, possibly resulting in
      localized anoxia and phosphorus release.
   oration puts air into
the lake, increasing the  '
concentration of oxygen
by transferring it from
gas to liquid and
generating a controlled
mixing force.           •
                                                                239

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                                                                                     THERMO-
                                                                                     ~ CLINE
                                                                                      BOTTOM
                                                                                     SEDIMEN7
   Diffusion
   Aeration
(Destratifying)
 Full Lift
Aeration
Partial Lift
 Aeration
 Layer
Aeration
                           (Non-destratifying)
Down  or  Up draft
    Circulation
                                            (Impact on stratification
                                                     varies)
            DIFFUSER (PNEUMATIC INPUT)

            MECHANICAL PUMP
                         Figure 7-1.—Examples of aeration and circulation approaches.
                                  • Partial lift systems may allow a band of anoxic water to persist
                                    near the top of the metalimnion, allowing nutrient cycling and
                                    supply to the epilimnion and discouraging vertical migration by
                                    fish and zooplankton.

                                  • Although extremely unlikely, supersaturation of nitrogen resulting
                                    from aeration (not just oxygen is transferred if air is used) may
                                    expose fish to "gas bubble disease."

                                  The most critical information for designing an aeration system is the
                              amount of oxygen the lake  must have. Oxygen demand is normally calcu-
                              lated from actual lake data. For stratified lakes, the hypolimnetic oxygen
                              demand can be calculated as the difference in oxygen levels between
                              the time layers formed in the lake and at some time during stratification
                              before levels decline below I mg/L.
                                  Several factors complicate the assessment of oxygen demand, among
                              them the fact that oxygen consumption declines as oxygen supply declines.
                              Oligotrophic lakes may need less than 250 mg/m2/day, whereas eutrophic
                              lakes use at  least twice that  (Hutchinson,  1957), and 2,000 to 4,000
                              mg/m2/day have been measured in hypereutrophic lakes (Wagner, pers.
                              obs.) An experienced professional can help you with this calculation.
                  240

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
      ' Effects on Algae. Aeration  controls algae by reducing phosphorus.
       Two factors  are important here: (I) Enough oxygen must be added to
       meet the hypolimnetic demand, and (2) there must be an adequate supply
       of substances that attract (bind)  phosphorus (such as aluminum and iron
       compounds), because aeration encourages binding to remove phosphorus
       from the water.
           Bound phosphorus does not necessarily become available after aera-
       tion ceases, but the risk of release increases, especially where iron is the
       dominant binder. Studies cited in Cooke et al. (I993a) show that without
       enough permanent binders, available phosphorus tends to decline by one-
       to  two-thirds during aeration, but quickly  rises to pre-aeration levels
       when treatment ceases.
 Circulation and  Desfratification
Aeration is commonly used to mix shallow lakes (circulation), and sometimes to
destratify deep lakes.

     ^ Circulation mixes water to minimize stagnation in places such as coves
       and can eliminate or prevent thermal stratification; both conditions stimu-
       late algal  blooms, decrease oxygen, and cause sediment to  accumulate.
       The circulatory process moves water — using surface aerators, bottom
       diffusers, or water pumps — to create the desired circulation pattern in
       shallow (usually <20 ft) lakes. Often, the effect is largely cosmetic; algae
       are simply mixed more evenly in the water. However, the movement may
       disrupt the life  cycle of some algae, and limit their growth.

     ^ Stratification is broken or prevented  in deeper  lakes  by  injecting
       compressed air into the water  from a diffuser on the  lake bottom  or, in
       some instances, moving the water with a wind-driven pump (Fig. 7-1). If it's
       strong enough, the rising column of bubbles will mix the lake at a  rate that
       eliminates temperature differences between top and bottom waters. Us-
       ing air as the mixing force also oxygenates  the water somewhat.

     ^ Destratification may also control  algae, usually through one  or  more
       of these processes:
           • Mixing to the lake bottom will  increase an algal cell's time in
             darkness, reducing the net photosynthesis and consequent algal
             biomass.
           • Introducing dissolved oxygen to the lake bottom may  prevent
             phosphorus release from sediments, curtailing this internal
             nutrient source for algae.
           • Rapid circulation, air-water contact, and the introduction  of
             carbon dioxide-rich bottom water during the initial mixing
             period may cause a shift to less noxious green algae from
             blue-greens.
           • More zooplankters (which feed on algal cells) may survive
             because they will be mixed throughout the water column, making
             them less vulnerable to visually feeding fish.
Stratification: Distinct
layers of water in a lake,
separated according to
temperature:
 •  the warmest layer is
   nearest the surface
   (epliminion);
 •  the layer that resists
   mixing, lies between  the
   top and  bottom layers
   (metalimnion);
 •  the coldest layer is at the
   bottom (hypolimnion).
                                                                       241

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Managing Lakes and Reservoirs
                               Results have varied greatly:
                                   • Problems with low dissolved oxygen have usually been solved.
                                   • When destratification is properly used in a water supply
                                     reservoir, problems with iron and manganese can be eliminated.
                                   • Where very small temperature differences from top to bottom
                                     have been maintained all summer, algal blooms seem to decline.
                                   • Phosphorus and turbidity have increased; in some cases
                                     transparency has decreased.
                                   • Surface scums have been prevented, although total algal biomass
                                     may not be  reduced.
                                   • Systems that bring deep water to the surface can be inexpensive,
                                     but unless enough water is moved to prevent anoxia near the
                                     sediment-water interface, the quality of water brought to the
                                     surface may cause deterioration of surface conditions.
                                   • Systems that pump surface water to the bottom  may improve
                                     the oxygen  level near the bottom, but may also cause unfavorable
                                     circulation patterns and surface conditions.

                             Why do these mixing techniques sometimes fail? Either lake chemistry or
                        equipment may be responsible:
                               • A lake that receives high nutrient loads from its watershed is unlikely
                                 to respond acceptably.
                               • If strongly stratified, a lake may be very difficult to destratify.
                               • Undersizing the mixing system is the major equipment-related cause
                                 of failure for this technique. Lorenzen and Fast (1977) suggested that
                                 an air flow of about 1.3 ft /min per acre of lake surface is required to
                                 maintain mixing within the lake.
                             Many  engineering details must be considered in designing  a circulation sys-
                        tem, and the designer must understand the site conditions; once  again, consult
                        with a professional to design your system.
                         Dilution  and Flushing
                        Algae usually do not bloom in lake waters that have minimal nutrients, particularly
                        phosphorus. Concentrations in lake water reflect concentrations in incoming wa-
                        ter, the flushing rate or residence time of the lake, and the net amount that settles
                        onto sediments. While you should first try to reduce nutrients entering the lake,
                        you  can dilute the concentration of nutrients within the lake by adding nutri-
                        ent-poor water.
                             When water low in phosphorus is added to the inflow, the actual phospho-
                        rus load will  increase, but the mean phosphorus concentration should decrease.
                        Lakes with low initial flushing rates are poor candidates because in-lake concen-
                        tration could actually increase unless the  dilution water is free of phosphorus
                        (Uttormark and Hutchins, 1980). Internal loading is another influential factor. You
                        must understand your  lake's phosphorus budget to evaluate dilution  as a poten-
                        tial algae control method.
                             Flushing can  wash algae out of the lake faster than they can  reproduce  by
                        adding large  amounts of water, whether or not it's low in nutrients. However,
                   242

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
complete flushing is virtually impossible in many lake systems; small, linear im-
poundments are the prime candidates for such treatment.
    Although flushing washes out algal cells, their reproductive rate is so high
(blooms form within a few weeks), that only extremely high flushing rates will be
effective. A flushing rate of 10 to 15 percent of the lake volume per day is appro-
priate. Reliable water and nutrient budgets must be developed to evaluate flush-
ing as an algae control technique.
    Very few documented case histories of dilution or flushing exist, in part be-
cause:
      • Additional water is not often available, especially water that is low in
        nutrients.
      • Outlet structures and downstream channels must be able to handle
        the additional discharge.
      • Qualitative downstream  impacts must be considered.
      • Water used for dilution or flushing should be carefully monitored
        prior to use in the lake.

    Moses Lake in Washington state is one of the few recorded cases of suc-
cessful dilution (Welch and Patmont, 1980; Cooke et al. 1993a). Low-nutrient Co-
lumbia River water was  diverted through  the  lake, achieving water exchange
rates of 10 to 20 percent per day. Algal  blooms dramatically decreased, and trans-
parency significantly improved.
 Drawdown
Lowering the water level and exposing sediments to oxidize and compact them will
decrease their oxygen demand and long-term phosphorus release rate. Recent re-
search (Mitchell and Baldwin, 1998) indicates that shifts in the bacterial community
during exposure may reduce phosphorus release after some drawdowns.
    While the theory is attractive, in practice this approach suffers from several
important limitations:
      • The most problematic sediments are in the deepest part of most
         lakes, so the entire lake must be drained to achieve the maximum
         result.
      • It is difficult to dewater the sediments sufficiently to get more than
         minor results.
      • Nutrient release when the  lake is refilled may actually increase until
         the nutrients can be flushed from the system.
      • To control drawdown, the lake must have a manageable outlet
         structure and system hydrology normally associated only with
         reservoirs.
    For a number of reasons, using  this technique to control algae appears un-
common and unreliable:
      • Drawdown has little effect  on algal resting cysts.
      • Chemical and physical features of the sediments influence results of
         drawdown.
      • The effects of a drawdown  are easily overwhelmed by high external
         phosphorus inputs.
                                                                       243

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    Managing Lakes and Reservoirs
      hen the upper
3.3 feet of extremely
nutrient-rich sediments
were removed from
Lake Trummen in
Sweden/ the total
 hosphorus concentra-
 !on in the lake dropped
 harply and remained
  irly stable for at least
 8 years. Phytoplankton
!>roduction also declined.
                       ,
Removing sediment from a lake can lower in-lake nutrient concentrations and
algal production by  preventing the release of nutrients from the  sediment.
Dredging also removes the accumulated resting cysts deposited by a  variety of
algae. Although recolonization would probably be rapid, algal composition could
change. Even where incoming nutrient loads are high, dredging can reduce the
formation of benthic mats and related problems with filamentous green and
blue-green algae that depend on these substrates for nutrition.
    A lake can be dredged by four methods:

       • Dry excavation: the lake is drained as much as possible; sediments
         are dewatered by gravity and/or pumping and removed with
         conventional excavation equipment such as backhoes, bulldozers, or
         draglines.

       • Wet excavation: the lake is only partially drawn down (to minimize
         downstream flows); wet sediments are excavated by amphibious
         excavators or bucket dredges mounted on cranes.

       • Hydraulic  dredging: a substantial amount of water remains in the
         lake to float the dredge and transport the sediment. Hydraulic dredges
         are typically equipped with a cutterhead to loosen sediments that are
         then mixed  with water and pumped as a slurry of 80 to 90 percent
         water (10 to 20 percent solids) through a pipeline extending  from the
         dredging site to a disposal area. Polymer addition and mechanical
         dewatering  can be used to improve handling of slurries.

       • Pneumatic dredging: air pressure pumps sediments out of the  lake
         at a higher solids content (50 to 70 percent), much like hydraulic
         dredging. This is a promising but fairly new technique that appears to
         require less space and facilitates drying of the solids; however, few
         dredges are operating in North America, and  not enough  experience
         exists for a  knowledgeable analysis.

    Dry, wet, and hydraulic methods are  illustrated in Figure 7-2, further out-
lined in Table 7-4, and discussed thoroughly in Cooke et al. (I993a).
    Removing sediment can retard nutrient  release, as illustrated by the follow-
ing examples:
       • When the upper 3.3 feet of extremely nutrient-rich sediments were
         removed from Lake Trummen  in  Sweden (Andersson, 1988),  the total
         phosphorus concentration in the lake dropped sharply and remained
         fairly stable for at least 18 years.  Phytoplankton production also
         declined.
       • Algae decreased and water clarity increased in Hills Pond in
         Massachusetts after all soft sediment was removed and a stormwater
         treatment wetland was installed in  1994 (Wagner, 1996).
       • Dredging 6-acre Bulloughs Pond in  Massachusetts in 1993 has
         prevented thick green algal mats from forming for seven years now,
         despite continued high nutrient levels in urban runoff (Wagner, pers.
         obs.). These mats had previously  begun as spring bottom growths,
         then floated to the surface in midsummer.
                      244

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                                     CHAPTER 7: Management Techniques Within the Lake or Reservoir
"Leakproof"     Dragline^
   Truck
                                               Bucket
                                               Dredge
          To
     Containment
                                                               Wet" Dredging
                                                               Containment
                                                                    Area
                             fe'r-L-j' .. .•..';'v.=-''-jji'.'»<-.'.J
                             Sediment
        To
   Containment
                             Sediment
                                               Barge witr,
                                                                Containment
                                                                   	*-
                                                                   To
                                                              Containment
                            Sediment
                                                                    Hydraulic
                                                                    Dredging
Figure 7-2.—Examples of dredging approaches.
    While removing the entire nutrient-rich layer of sediment can control algae,
that goal is usually secondary; dredging is most frequently done to deepen a lake,
remove accumulations of toxic substances, or control macrophytes. The expense
of completely removing nutrient-rich sediment and the more pressing need for
watershed management are usually the primary reasons that dredging is not used
more often to control algae.
    Dredging may also have serious negative effects on the lake and surrounding
area. Many of these problems are short-lived, and can be minimized with proper
planning. It should be kept in mind, however, that dredging represents a major re-
engineering of a lake, and should not be undertaken without clear recognition of
its full impact, positive and negative.
    Among the most serious dredging problems is not having a large enough dis-
posal area to handle the volume of sediment  and the turbid, nutrient-rich water
that accompanies it. Unless the sediment-water slurry from a hydraulic dredging
project can be  retained long enough for it to settle, or it is treated  prior to re-
lease, the nutrient-laden water will be discharged to a stream or lake. There, it
                                                                    A,
   trnong the most
serious dredging
problems is not having
a large enough disposal
area to handle the
volume of sediment
and the turbid,
nutrient-rich water that
accompanies it.
                                                                     245

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     Managing Lakes and Reservoirs
 y\ properly conducted
 dredging program
 removes accumulated
 sediment from a lake
 and sets it back to the
 time before sediment
• had collected.
                         .

may deplete oxygen and cause turbidity and algal blooms. These same problems
can also develop in the lake during the dredging operation, but they are usually
temporary.
     Containment areas for dry dredging projects are less a concern than for hy-
draulic projects, with wet excavation providing intermediate risks. Recent  ad-
vances in polymers and mechanical dewatering now allow a hydraulically dredged
slurry to be treated and loaded directly onto trucks. The cost of treatment may
be offset by lower containment area costs and less material  handling.
     Some dredging methods create considerable turbidity, and steps must be
taken to prevent the effects of contaminated sediments downstream.
     Controlling inflow to the lake is another critical consideration, especially
during wet or dry excavation:
       • For wet excavation projects, inflows must be routed around the lake,
         as each increment of inflow must eventually be  balanced by an equal
         amount of outflow, and the in-lake waters may be very turbid.
       • For dry excavation, water can often be routed through the lake in a
         pipe or sequestered channel to prevent interaction with disturbed
         sediments.
     Before attempting to dredge, analyze the sediments for grain size, organic
content, nutrients, heavy metals, a wide variety of hydrocarbons, persistent pesti-
cides, and other toxic materials:
       • The physical and chemical nature of the dredged material will
         determine its potential  uses; and
       • Special precautions and disposal restrictions, some of them expensive,
         will be required if sufficient quantities of regulated contaminants are
         present.
     Implementation and  permit  procedures (Chapter 8) are  critical to the suc-
cess of a dredging project. Failed dredging projects are common, and failure can
almost always be traced  to  insufficient consideration of the many factors that
govern dredging success:
       • No technique requires  more up-front information about the lake and
         its watershed.
       • Many  engineering principles are involved in planning a successful
         dredging project, including sediment dewatering, bulking, and transport
         mechanisms.
       • No technique is more suitable for true lake restoration, but many
         potential  impacts must  be considered and mitigated in the dredging
         process.

     A properly conducted  dredging program  removes  accumulated sediment
from a lake and sets it back to the time before sediment had collected. A lake can
be partially dredged, but to control  algae, it is  far better to remove all nutri-
ent-rich sediment,  as interaction between sediments and the water column in
one area can affect the entire lake.
     Many benefits beyond algal control accrue from properly dredging a lake, in-
cluding a deeper lake, fewer rooted plants, and less sediment-water interaction.
Dredging can be very expensive, however; you  should protect an investment in
dredging with an active watershed management program.
                       246

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                                      CHAPTER 7: /Management Techniques Within the Lake or Reservoir
 Light-limiting  Dyes and  Surface Covers
Dyes are sometimes lumped with algaecides as management options and are of-
ten subject to the same permit process as algaecides. But they act differently; dyes
reduce algae by inhibiting light penetration and resulting photosynthesis, so they
are more properly classified as a physical technique.
    Typically blue, inert  pigments, dyes  produce a pronounced, generally aes-
thetic color in the water column. No direct toxic effects have been reported, and
organisms in the water do not absorb the color. Visibility declines in proportion
to the concentration of dye.
    Dyes are more effective  in  deep water; growths in shallow waters are un-
likely  to  decline significantly.  Dyes  will not always  eliminate floating scums or
mats,  and may actually promote surface  growths. Combined with a circulation
system, dyes can mask otherwise unpleasant algal blooms and improve the aes-
thetic appeal of ponds, reflecting pools, or similar water bodies.
    Although the treatment must be repeated as the dye is flushed from the sys-
tem, treatments are relatively inexpensive. The greatest negative impact is that
limiting light penetration  may cause thermal stratification in only 6 to 8 feet of
water; the sediment-water interface may then become anoxic, creating the po-
tential for a variety of impacts on water quality. In some cases, both aquatic vege-
tation and fish may be affected.
    Surface covers are opaque sheets placed on the surface of a lake or reser-
voir to inhibit light penetration. This technique limits access on recreational lakes,
but has  been used  in reservoirs, especially  for storage  of "finished" water
(treated water ready for  distribution). Aside from minimizing algal growth, such
covers support  the Federal Safe  Drinking Water Act by limiting interaction with
waterfowl and  atmospheric deposition. Most covered  storage reservoirs  have
roofs, but plastic covers seem  to perform acceptably on others.
 Mechanical Removal
Mechanical sedimentation and filtration systems routinely remove algae in drink-
ing water treatment facilities, but such systems have not been developed for rec-
reational lakes. Treating enough lake water to reduce algal levels in a well-mixed
lake  would be very difficult,  as well as cost prohibitive, even for  small lakes
(McComas, 1993).
     Algal  mats can be harvested with nets, booms, or commercial macrophyte
harvesters, but this can also be very expensive for an entire lake over the course
of a  summer. Nets or a boom system may temporarily (though inefficiently) im-
prove small ponds. Mechanical harvesters must be properly designed to collect
algal  mats; although seldom used, harvesters can gather surface mats on a small
scale. Since algae are mostly water, relatively little solid material is removed for
each unit of effort.
 Selective Withdrawal
Selective withdrawal  for water  supply means locating the  intake at the depth
where the water quality is most suited to the intended use. This requires stable
vertical water density layers, and  is most often used with strongly stratified lakes.
                                                                       247

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Managing Lakes and Reservoirs
                             To withdraw potable water from lakes, the choice is often between high al-
                        gae concentrations in the epilimnion and high iron and/or manganese in the hy-
                        polimnion. Intakes located near the thermocline (their interface) sometimes get
                        both high algae and high metals.
                             A choice of intake depths  is preferred, allowing the intake depth to be ad-
                        justed according to the best available water quality. For cooling water, cold hypo-
                        limnetic withdrawal is preferred, as long as it does not contain high levels of
                        corrosive sulfides.
                             In managing recreational lakes, selective withdrawal is usually intended to re-
                        move the poorest quality water from the lake (normally at the bottom of the
                        lake), discharging it at a rate that prevents anoxia near the sediment-water inter-
                        face; this improves both lake conditions and discharge  quality. This works in im-
                        poundments with small hypolimnia and/or large inflows, but for most lakes, the
                        water withdrawn must be treated before discharge.
                             Where phosphorus has accumulated in the hypolimnion, selective discharge
                        of hypolimnetic waters  before fall turnover can reduce phosphorus. But, unless
                        summer inflows  are substantial, this may lower the lake level considerably. Selec-
                        tive  discharge can increase the benefit of a drawdown, however, even if an outlet
                        structure has to  be retrofit; the one-time capital cost confers permanent control
                        with minimal operation and maintenance costs.
                             Hypolimnetic withdrawal can reduce epilimnetic phosphorus  concentra-
                        tions; Niirnberg (1987) found this to be true in  17 lakes following I to 10 years of
                        hypolimnetic withdrawal. To succeed, however, a withdrawal  program must ad-
                        dress the possible effects of summer drawdown, disruption of stratification, and
                        effects on downstream water quality.
                             In some large western reservoirs, hypolimnetic discharges are a major out-
                        flow and  actually maintain  downstream coldwater fisheries. Discharged water
                        may have to  be  aerated or otherwise treated, but it does remove phosphorus
                        and other contaminants from  the lake.
                         Algaecides
                        Algaecides kill algae in the lake. The oldest and still most used algaecide is copper,
                        a cellular toxicant that  comes  in a  wide variety of  forms  (Westerdahl and
                        Getsinger, 1988a).
                             Copper sulfate (CuSCXt) is the most common and basic form; it is registered
                        for use in potable waters, although restrictions apply in most states. Copper sul-
                        fate can be applied by towing burlap or nylon bags filled with granules (which dis-
                        solve)  behind a boat, broadcasting granules, or injecting liquids. A copper slurry
                        can be delivered to an intended depth  through a weighted hose.
                             The method of delivery is only one factor that influences effectiveness, how-
                        ever. In alkaline water (ISO mg calcium carbonate per liter, or more), hard water,
                        or water high in organic matter, copper can be quickly lost from solution and
                        thus rendered ineffective. In these cases, a liquid chelated form is often used. This
                        formulation  allows the copper to remain dissolved in the water long enough to
                        kill  algae.
                             Dilution is another important factor, as copper is  often applied to only the
                        upper  10 feet of water to provide a refuge for zooplankton and sensitive fish spe-
                        cies. Vertical or horizontal mixing can  rapidly decrease the treatment's effective-
                        ness.
                  248

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
     Most algae will be killed by doses of I to 2 mg CuSO4/L (0.4 to 0.8 mg Cu/L)
in hard water, while in  soft water, doses of 0.3-0.5 mg CuSO4 are usually suffi-
cient. In most cases, cells disintegrate and release their contents into the water
column. Copper sulfate usually destroys many green and blue-green algae, and
nearly all diatoms, golden algae, dinoflagellates, cryptomonads, and euglenoids, al-
though sustained control may require  additional applications. Such treatments
have been an important line of defense in drinking water supplies and have al-
lowed safe swimming by increasing water clarity in many recreational lakes.
     However, some planktonic forms may not be affected by copper, including
certain species or strains of the filamentous blue-green algae Aphanizomenon, Os-
dllatoria, Phormidium, and Anabaena, and many species of the green algal order
Chlorococcales. Dense algal mats, especially those formed by members of the
green algal order Cladophorales,  are resistant because copper cannot penetrate
past the outer layer of filaments. As these are some of the most severe nuisance
forms, copper treatments may eventually cause greater algal problems by not af-
fecting these forms while reducing other algae.
     Algaecides can release taste and odor agents, other organic compounds, nu-
trients, and toxins into  the water column, where they may remain a problem. In
killing certain species of blue-greens, algaecides may release toxins contained  in
their cells (Kenefick et al. 1993) that can cause human illness. Although activated
carbon removes them in water treatment, simple filtration does not.
     Some copper doses may also be acutely toxic to fish, although sublethal ef-
fects appear more likely (Cooke  et al. 1993a). Zooplankton are especially sensi-
tive to copper; they may die or not be able to reproduce at concentrations lower
than some applied dosages.  Loss of zooplankton eliminates food for many fish  as
well as grazing control of algae. Some doses of copper  may also affect certain
benthic invertebrates.
     Fifty-eight years of copper  sulfate treatment of several Minnesota  lakes,
while sometimes temporarily controlling algae, appear to  have:
      • Depleted dissolved oxygen;
      • Increased internal  nutrient cycling;
      • Occasionally killed fish;
      • Accumulated copper in  sediments;
      • Increased tolerance to copper by some nuisance blue-green algae; and
      • Negatively affected fish and zooplankton.

     Hanson and Stefan (1984) concluded that short-term control of algae may
have been traded for long-term degradation of the lakes.
     Not many alternatives  to copper-based algaecides exist. Simazine, an or-
ganic formulation that proved highly effective against copper-resistant green algae,
was voluntarily taken off the market in  1996 because of potential human  health
effects. Endothall (as the hydrothol  formulation) and diquat are still used on
hard-to-kill greens and  blue-greens, but water  use is restricted for multiple days
after application, and diquat  may be toxic to lake invertebrates. New formulations
of copper are more common than new non-copper-based algaecides. Selective al-
gaecides that take advantage of differences in cell wall composition, pigments, or
food storage are just beginning to appear.
     Preventive techniques are preferable to counteractions; thus, algaecide treat-
ments should be timed to coincide with early  phases of algal  growth when algal
   Jgaecides can
release taste and odor
agents/ other organic
compounds, nutrients,
and toxins into the
water column, where
they may remain a
problem.
                                                                        249

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    Managing Lakes and Reservoirs
I	
If your lake needs
frequent algaecide
treatment^ then you
should develop a more
comprehensive
management plan.

sensitivity is greatest and deteriorating cells minimally affect the aquatic environ-
ment. Proper timing of application  requires daily to weekly tracking of algal
populations; this may cost more than the actual total annual cost of the chemi-
cals.
    Given  the  many negative aspects of algaecides, especially those involving
copper, such treatments should be used only as the last line of defense. If your
lake needs frequent algaecide treatment, then you should develop a more com-
prehensive management plan.
                            Phosphorus Iroactivatioin
                            Phosphorus inactivation controls algae by limiting phosphorus availability through
                            two processes:
                                  • Using chemicals to remove (precipitate) phosphorus from the water
                                    column; and
                                  • Adding phosphorus binder to the lake to prevent release of
                                    phosphorus from sediments.
                                Phosphorus inactivation is most effective after nutrient loading from the wa-
                            tershed declines, because it acts only on existing phosphorus reserves in the lake.
                                Aluminum has been widely  used for phosphorus  inactivation, mostly as
                            aluminum sulfate and sometimes as sodium aluminate or polyaluminum
                            chloride; it binds phosphorus well under a wide range of conditions, including
                            low oxygen. However, pH  influences this process. In some cases, sodium alumi-
                            nate, which raises the pH,  has been successfully used in combination with alumi-
                            num sulfate, which lowers  the pH (Cooke et al. I993b). Buffering agents such as
                            lime and sodium hydroxide may also  be added to the lake before treating with
                            aluminum sulfate.
                                Calcium hydroxide and ferric chloride  successfully bind phosphorus;
                            the former tends to raise the  pH and the latter lowers the pH  slightly. Ferric
                            sulfate has also been applied, and lowers the pH substantially.
                                In practice, aluminum sulfate (often called alum) is added to the water
                            to form colloidal aggregates of aluminum  hydroxide. These aggregates rapidly
                            grow into a visible, brownish-white floe, a precipitate that settles to the bottom
                            in a few hours to a few days, carrying phosphorus and  bits of organic and inor-
                            ganic particulate matter.
                                After the floe settles, the water will be very clear. If enough alum is added, a
                            thin layer of aluminum hydroxide will cover the sediments and significantly retard
                            the release of phosphorus into the water column. In lakes where minimal nutri-
                            ents enter from the watershed, this can limit algal growth for a long time.
                                Treating lakes with low doses of alum may remove phosphorus from the wa-
                            ter column, but may not prevent phosphorus release from lake sediments  over
                            the long term. Determining the dosage for inactivation  of sediment phosphorus
                            depends on the form in which the phosphorus is bound (Welch and Rydin, 1999).
                                Good candidate lakes for phosphorus inactivation are those with low exter-
                            nal nutrient loads and high  internal phosphorus release from sediment. High alka-
                            linity is also desirable to  balance  the pH when alum is used.  Highly flushed
                            impoundments are usually not good candidates because phosphorus inputs are
                            difficult to  control in such cases.
                      250

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
     Phosphorus inactivation has succeeded  in some shallow lakes,  but failed
where the external  loads  have  not been previously controlled (Welch  and
Schrieve, 1994; Welch and Cooke, 1999). Using jar tests to evaluate appropriate
dosage, successful doses have ranged from 3  to 30 g Al/m3 (15 to 50 g Al/m2)
with pH levels remaining above 6.0.  Recent studies by Rydin and Welch  (1988,
1999) have produced a method for measuring available sediment phosphorus and
determining the proper aluminum dose. Higher doses  may be desirable if prop-
erly buffered. A 2:1 ratio of aluminum sulfate to sodium aluminate should main-
tain ambient  pH, unless the pH is  especially high  because of excessive algal
photosynthesis, which will be reduced by treatment.
     Aluminum sulfate is often applied near the thermocline depth (even before
stratification) in deep lakes, providing a refuge for fish and zooplankton that could
be affected by dissolved reactive  aluminum. Application methods include modi-
fied harvesting equipment, outfitted pontoon boats, and specially designed barges.
     Nutrient inactivation has received increasing attention over the last decade
as long-lasting results have been demonstrated in many projects, especially those
employing aluminum  compounds (Welch and Cooke, 1999). Annabessacook
Lake in Maine suffered algal blooms for 40 years prior to the  1978 treatment
with aluminum sulfate and sodium aluminate (Cooke et al. 1993a). Internal phos-
phorus load decreased by 65 percent, blue-green algae blooms were eliminated,
and conditions have remained much  improved for 20 years. Similarly impressive
results have been obtained in two other Maine  lakes using the two  aluminum
compounds together (Connor and Martin, 1989a).
     Kezar Lake (New Hampshire)  was treated with  aluminum sulfate and so-
dium aluminate in  1984 after a wastewater treatment facility discharge was di-
verted from the lake. Both algal blooms and oxygen demand were depressed for
several years, but then reappeared more quickly than expected (Connor and
Martin, 1989a,b). Additional controls  on external loads  (wetland treatment of in-
flow) reversed this trend and conditions have remained markedly improved over
pre-treatment conditions for 15  years. No adverse  impacts on fish or benthic
fauna have been observed.
     Aluminum sulfate and sodium aluminate were again used with great success
at Lake Morey, Vermont (Smeltzer et al. 1999). Treatment in late spring 1987
reduced the average  spring total  phosphorus concentration from  37  u,g/L to 9
u,g/L Although epilimnetic phosphorus levels have varied since then, the pretreat-
ment levels have not yet been approached. Hypolimnetic phosphorus concentra-
tions have not exceeded 50 u.g/L Oxygen levels increased below the epilimnion,
with as much as 10 vertical feet of suitable trout habitat reclaimed. Some adverse
effects of the treatment on  benthic  invertebrates and yellow perch appear to
have been temporary.
     Success has also been achieved with calcium (Babin et al. 1989; Murphy et al.
1990) and iron (Walker et al. 1989) salts, but it has become clear that  aluminum
provides the greatest long-term  binding potential for phosphorus inactivation
(Harper et al. 1999). The use of calcium would seem to be appropriate in high
pH lakes,  and  provides  natural phosphorus  inactivation  in  certain hardwater
lakes, but has been applied on only a small scale. Iron seems to be most useful in
conjunction with aeration systems. Aluminum salts can be used successfully in
any of these cases unless toxicity  becomes a problem as a consequence of pH <
6.0 or > 8.5 (7.5 if sodium aluminate is used as a buffer).
     Longevity of alum treatments has generally been excellent where external
inputs of phosphorus to the system have been controlled. As a general  rule, inac-
tivation with aluminum can be expected to  last for at least three flushing cycles,
N,
     utrient inactivation
has received increasing  ,
attention over the last
decade as long-lasting
results have been
demonstrated in many
projects/ especially those
employing aluminum
compounds.             :
L
  ongevity of alum
treatments has generally
been excellent where
external inputs of
phosphorus to the
system have been
controlled.
                                                                      251

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Managing Lakes and Reservoirs
                        with much longer effectiveness where external loading has been controlled. A
                        review of 21 well-studied phosphorus  inactivation treatments using aluminum
                        (Welch and Cooke, 1999) indicates that effects typically last 15 years or more
                        for dimictic (summer stratified) lakes and about 10 years for shallow, polymictic
                        (unstratified) lakes where the technique was appropriately applied.
                             Despite major successes, adding aluminum salts to lakes may cause serious
                        negative effects directly related to the alkalinity and pH of the lake water. Dosage
                        is therefore critical. In soft (low alkalinity) water, only very small doses of alum
                        can be added before the pH falls below 6.0. At pH 6.0 and below, AI(OH)2 and
                        dissolved elemental aluminum (Al+3) become dominant: both can be toxic to
                        aquatic life. Well-buffered, hardwater lakes can handle much higher alum doses
                        without fear of creating toxic forms of aluminum. Softwater lakes must be buff-
                        ered, either with sodium aluminate or other compounds, to  prevent lowering pH
                        while forming enough AI(OH)3 to control phosphorus release.
                             Although  pH  depression  is the major  threat,  elevated  pH  from over-
                        buffering can also cause problems. Hamblin Pond in Massachusetts was treated
                        with alum and sodium aluminate in 1995, after three years of pre-treatment study
                        that demonstrated both the  importance of internal phosphorus loading and lim-
                        ited buffering capacity (Wagner, in review). A number of problems arose during
                        the treatment, resulting in an overdose of sodium aluminate throughout the lake.
                        The pH rose from about 6.3 to over 9.0, resulting in a fishkill. The treatment in-
                        creased the summer water transparency fivefold —and gained 10 vertical feet of
                        coldwater fish  habitat — but state agencies remain skeptical about this technique
                        because of the fishkill.
                             Concerns about aluminum treatments include:
                               • Although the sharp increase in water transparency is  usually desirable,
                                 it may allow an existing rooted plant infestation to spread into new
                                 areas or deeper water.
                               • The sulfates in an aluminum sulfate treatment may foster chemical
                                 reactions that disrupt the iron cycle and associated natural
                                 phosphorus binding capacity.
                               • Aluminum sulfate treatments that reduce the pH may cause
                                 decalcification in sensitive organisms and  limit calcium control of
                                 phosphorus cycling.
                               • Aluminum toxicity  to humans  has created substantial  public
                                 controversy about  this treatment, but scientific investigations do not
                                 support these concerns (Krishnan, 1988).
                             Before using phosphorus inactivation to control algae, consult a professional
                        who thoroughly understands your lake's chemistry.
                         Sediment Oxidation
                        Like aeration, drawdown, and phosphorus inactivation, sediment oxidation is de-
                        signed to decrease phosphorus release from sediments. Called Riplox after its orig-
                        inator, Wilhelm Ripl, the procedure injects calcium nitrate into the top 10 inches of
                        sediments to break down (oxidize) organic matter and promote denitrification.
                             If sediments are low in  iron, ferric chloride or similar compounds can first
                        be added to enhance phosphorus  binding. Lime can also help raise sediment pH
                        to the optimum 7.0-7.5.
                  252

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
     Ripl (1976) first treated Lake Lillesjon, a 10.5-acre Swedish lake with a 6.6-
foot mean depth. The treatment dramatically lowered sediment phosphorus re-
lease and lasted at least two years. A portion of a Minnesota lake was also
treated, but high external loading overwhelmed the effects.
     No negative impacts have been reported, but the impact on benthic commu-
nities from the chemical reactions could be severe. However, where this tech-
nique is appropriate, a significant benthic community will probably not exist prior
to treatment.
     Although developed in the 1970s, this technique is not widely used and needs
further  experimentation. Oxidation  and other  reactions that change sediment
chemistry may be able to control internal loads of a variety of contaminants.
 Settling Agents
Although the water treatment industry has long used coagulants to enhance set-
tling and filtration, lakes have used such agents  —principally alum and calcium
compounds — not so much to directly remove algae as to indirectly control it by
inactivating phosphorus (Babin et al. 1989; Murphy et al. 1990). Such treatments,
however, do cause most algae to settle to the bottom. Various polymers could
also be used, but their usage has not been documented.
    The primary value of this technique is that it removes algal cells from the
water column, rather than allowing them to  release their contents throughout
the lake. Settling may eventually result in release of cellular contents, but not rap-
idly and not throughout the water column.
    Not all algal species settle, however; many buoyant blue-green species resist
settling unless a strong floe layer develops and sweeps them out of the water col-
umn. In such cases, underdosing may not significantly reduce algal densities, or
may form unsightly macroscopic clumps.
 Selective Nutrient Addition
This is a theoretical approach that has not been subjected to widespread practical
study. In theory, a change in nutrient ratios should drive a shift in algal composi-
tion to species better suited to the new ratio (Tilman, 1982). If algae more prefer-
able to zooplankton become dominant, algal biomass may decline. Laboratory and
some whole lake experiments support this theory, but practical applications are
lacking.
     In  reality, competitive forces  seem weak compared  to predation,  and
changes in environmental conditions might limit competitive effects. While  this
approach may work under certain circumstances, it is unlikely to become a com-
mon lake management technique.
     An alternative nutrient strategy involves adding nitrate  to an anoxic hypo-
limnion (Kortmann and Rich,  1994) to limit generation of sulfides from sulfates,
reduce  iron-sulfide  reactions, and enhance iron-phosphorus binding. Nitrogen
would be released as a gas, minimizing uptake by algae. Nitrogen  could also be
added as aluminum nitrate or ferric nitrate to promote phosphorus binding. Cold
groundwater high in nitrates might be used for this purpose. Although theoreti-
cally sound, this approach needs well-documented practical applications.
                                                                       253

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    Managing Lakes and Reservoirs
                             Management to Reduce  Nutrient Input
Biomanipulation:
The alteration of one or more
biological components of an
aquatic system to cause other
biological components or
water quality to change in a
desired manner.

                            Techniques in this category are largely watershed management  methods (see
                            Chapter 6). The boundary blurs, however, when part of the lake is used to treat
                            incoming water — or when runoff is treated with phosphorus inactivators prior
                            to discharge to a lake, where the floe then settles (Harper et al. 1999). The princi-
                            ples and experience set forth in Chapters 2 and 6 apply, but it is important to rec-
                            ognize that, with proper planning and implementation, part of the lake itself can
                            treat watershed-based pollutants.
                             Enhanced Grazing
Grazing can be a powerful force in structuring the algal community. It is one of a
group of procedures called "biomanipulation" that Shapiro et al. (1975) suggested
could greatly improve lake quality without using expensive machines or chemicals.
Biomanipulation depends on general ecological principles to manipulate the lake's
biological components to produce desired conditions, and has performed satisfac-
torily in many systems.
    At times, grazing zooplankton and not the quantity of nutrients control the
amount of algae in open water (McQueen et al. 1986). Even if productivity is high,
grazing prevents biomass from accumulating. Zooplankters are microscopic, often
crustacean  animals found in every lake, but at different densities and varying sizes.
A sufficient population of large-bodied herbivorous zooplankters  (preferably
Daphnia) can filter the entire epilimnion each day  during the summer  as they
graze on algae, bacteria, and organic matter.
    Although some algae are immune to grazing, continual strong grazing can re-
duce algae  overall and  increase transparency. Excessive  nutrients may stimulate
growth by resistant algae to overcome this effect, but, usually, large-bodied graz-
ers will maintain the lowest possible algal  biomass and highest  possible clarity
(Lathrop et al. 1999) for the level of fertility in the  lake. If the lake is otherwise
very turbid, grazing may have no observable effect.
    Large-bodied grazers are not common everywhere, however.
       • They won't be found in  some lakes, such as Florida's subtropical lakes.
       • In many others they're eaten by certain fish, including the fry of nearly
        every fish species and the adults of bluegill, pumpkinseed, perch, shad,
        alewife, shiners, and others. In lakes dominated by adult  species such as
        largemouth bass, walleye, and northern pike, large-bodied zooplankton
        are more likely to be abundant  because those fish  have eaten the
        predators of the zooplankton.
    Other conditions  that might reduce the population of  large-bodied zoo-
plankton include:
       • An anoxic metalimnion  or hypolimnion, common in eutrophic lakes,
        that eliminates these zones as daytime refuges for zooplankton  from
        visually feeding fish  (aeration can eliminate this problem);
       • The toxic effect of pesticides that enter the lake with runoff; and
       • Copper sulfate used for temporary algal control can also kill
        zooplankton  at doses below those needed for algae control.
    Severe mortality of zooplankton appears responsible for the commonly ob-
served  rebound of algae following a copper treatment (Cooke and Kennedy, 1989).
                      254

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
     Algal control by animals in the food chain is called "top-down," unlike the
more common "bottom-up" algal control through nutrient limitation. Figure 7-3
depicts these food web interactions, which vary considerably over space and time.
     To increase the large-bodied zooplankton population, you must reduce the
number of zooplankton-eating fish (Hosper and Meijer, 1993; Dettmers and Stein,
1996). Either stock  more piscivorous fish or get rid of the planktivores by using
such techniques as water level drawdown, winterkill, netting, or electroshocking
— even poison them as a last resort.
     Removing planktivores by hook and line is usually a hopeless task. But just
the act of fishing points to a potential conflict. In lakes where sport fishing is the
first priority, planktivorous fish form an essential food web link in the fishery. So
how  do you  manage  both for a  trophy  gamefish population (which needs
zooplankton-eaters) and for the clearest possible water (which needs zooplank-
ton)? Controlling the density of stunted panfish appears to serve both goals and
has improved both water clarity and fishing (Wagner, 1986).
     Algae-eating fish might control  algal biomass if stocked in sufficient quanti-
ties. However,  no native species of fish in the United States consumes enough al-
gae to be effective, so non-native species (e.g., Tilapia), probably of tropical origin,
would have to  be introduced. Given the track record of introduced species (Mills
et al. 1994), this does not appear to be a desirable approach, and many states have
banned such introductions. In addition:
       • The  excreted nutrients from such fish might also support the growth
         of as much algae as those fish could consume.
       • No fish can efficiently feed on the smallest algal cells, perhaps resulting
         in  a shift toward smaller cell  size and greater turbidity per unit of algal
         biomass present.
       • Tropical species such as Tilapia are unlikely to overwinter in the more
         northern states, limiting the duration of any effect.
 Removal of Bottom-feeding Fish
Another type of biomanipulation that could improve lake transparency is eliminat-
ing fish such as the  common carp or  bullheads that are  bottom browsers.
Browsing releases significant amounts of nutrients to the water column as these
fish feed and digest food. Harvesting these fish has increased clarity in some cases,
but removing them can be very difficult since they tolerate very low levels of dis-
solved oxygen and high doses of fish poisons. Labor-intensive programs appear nec-
essary to substantiality reduce  bottom-feeding fish populations (McComas, 1993),
unless the entire fish population can be eliminated through complete drawdown,
complete freezing, or extremely high doses of rotenone or other fish poisons.
     Of particular interest is the grass carp, which has been placed in many lakes
to control nuisance plants. Shallow, fertile lakes appear to have alternative stable
states dominated by either rooted plants or algae (Scheffer et al. 1993). Removing
the rooted plants may induce algal blooms and worsen conditions for many lake
uses. The grass carp may also add enough nutrients to the water column to sup-
port algal blooms. Grass carp baits and traps are now sold, but an entire popula-
tion is difficult to completely remove. If the fish are sterile, they will  eventually die
off, but the algae blooms may persist in the absence of vascular plants.
                                                                        255

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               NATURAL FORCES
                    *Weather
               'Habitat Suitability
                    HUMAN ACTIONS
                       Fish Stocking
                      *Fish Removal
                    'Habitat Alteration
 Low Piscivore Biomass
                               High Piscivore Biomass
 High Planktivore Biomass
                                   Bottom-feeding Fishes
                                                                 Low Planktivore Biomass
                (+young
              piscivore
                species)
                                              (+young
                                             piscivore
                                              species)
 Low Zooplankton Biomass
    and Mean Length
                              High Zooplankton Biomass
                                   and Mean Length
Carnivorous Zooplankton
    High Phytoplankton
  Biomass and Range of
      Particle Sizes
                                                                   Low Phytoplankton
                                                                   Biomass and Larger
                                                                     Particle Sizes
                               Nutrient Availability and Ratios
Lower Water Clarity per
 Unit of Fertility, Often
Elevated pH and Added
    Oxygen Stress
  Non-Algal Solids,
   Incoming Water
Quality and Flushing
        Rate
                               Higher Water Clarity per
                               Unit of Fertility, Limited
                                  Effect on pH and
                                   Oxygen Level
    Figure 7-3.—Role of fish community structure in determining plankton features and water clarity.
                 256

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
 Pathogens
Viral, bacterial, and fungal pathogens have each been explored as possible control
methods for algae. Ideally, a lake would be inoculated with a pathogen that targets
either a  broad spectrum of algae, or a few especially obnoxious  species. Such
pathogens have been tried (Lindmark, 1979), but none has proven effective and
controllable. The  complexity of biological interactions appears beyond our sus-
tained control, and although we can set processes in motion to produce desired
conditions in a lake, those conditions tend to be temporary.
 Competition and  Allelopathy
Negative interactions between rooted  plants and algae might be  harnessed to
control algal biomass, but they also might create a macrophyte nuisance. Com-
mercially marketed "nutri-pods"  incorporate rooted or floating  plants into a
floating structure from which excess biomass can be removed as it  develops. The
success of this approach has not been scientifically documented, but it has no ap-
parent adverse ecological impacts as long as native, non-nuisance species are used.
    Competition is also used at the bacterial level, using microbial additives
developed largely in the wastewater treatment industry. According to product lit-
erature, these  microbes limit the  availability of nutrients  essential for algal
growth, thus  reducing  algal  blooms.  The  products surveyed  are primarily
denitrifiers, removing nitrogen from the system and creating a nitrogen limitation
on growth. However, little scientific documentation of this technique's effects in
lakes  exists, and  reduction of  nitrogen:phosphorus  ratios  favors certain  nui-
sance-type blue-green algae.
    Plantings to  reduce light penetration might control algae, but also produce
many negative side effects. Surface-covering growths of duckweed, water  hya-
cinth, or water chestnut could provide such a light barrier, but at great expense
to habitat and water quality.
    Although aging rooted plants often release nutrients that cause algal  blooms,
release  of allelopathic substances during the  plants' more active  growth
phase may inhibit algal growth. Mat-forming algae in rooted plant beds appear un-
affected,  but many more planktonic algal species  decline when  rooted  plant
growths are dense. This  may represent a trade-off between an algal nuisance and
a rooted plant nuisance, and many lakes have both.
    Barley straw appears to be  able to control algal densities (Barrett et al.
1996;  Wynn  and Langeland,  1996),  and  combines features of  algaecides,
allelopathy, and competition. Preferably added to shallow, moving water or from
pond-side digesters, decaying barley straw gives off substances that inhibit algal
growth, especially  that of blue-green algae. Although not a  thoroughly under-
stood technique, research conducted mainly in  England has demonstrated  that
the decomposition of the barley straw produces allelopathic compounds  that act
as algaecides. Microbial activity may also compete with algae for nutrients.
    Doses  of  barley  straw  under well-oxygenated  conditions  are  typically
around 2.5 g/m2 of pond surface, with doses of 50 g/m2 or more necessary where
initial algal densities are high or flow is limited. Doses of 100 g/m2 may cause oxy-
gen stress in the pond as decomposition proceeds, but this might be avoided by
using a land-based digester into which straw is deposited and through which wa-
ter is  pumped as the straw decays.
Allelopathy: Control of one
plant by another through
chemical releases.
                                                                        257

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Managing Lakes and Reservoirs

                        Nuisance  Vascular  Plants
                        Overabundant rooted and floating vascular plants create a major nuisance for
                        most lake and reservoir users. In extreme cases, particularly in ponds and in shal-
                        low, warm, well-lighted lakes and waterways of the southern United States, weeds
                        can cover the entire  lake surface and fill most  of the water column. Obviously,
                        plants can be both desirable  and attractive, but unwanted plant (weed)  infesta-
                        tions interfere with recreation, detract from aesthetic value, and can impair habi-
                        tat as well. They can also introduce significant quantities of nutrients and  organic
                        matter to the water column,  stimulating algal blooms and causing damaging fluc-
                        tuations in dissolved oxygen.
                             Macrophytes (vascular plants and visible algal mats) are generally grouped into
                        classes called emergents (such as alligatorweed and cattails), floating-leaved
                        (water hyacinth and water lilies), and submergents (hydrilla, milfoil, and  naiads),
                        plus the mats of filamentous algae discussed in the nuisance algae section of this
                        chapter. Understanding the factors that control  plant growth is the first step in
                        controlling weeds.
                               • Macrophytes reproduce by producing flowers and seeds and/or
                                 asexually from stem fragments or shoots extending from roots. The
                                 primary means of reproduction is an extremely important feature of a
                                 plant, and will greatly affect the applicability of control methods.

                               • Growth rates of macrophytes, especially non-native species like water
                                 hyacinth, hydrilla, and milfoil, can be very high, largely related to
                                 substrate and light conditions. Submergent plants grow profusely only
                                 when they have enough light underwater. Highly turbid lakes and
                                 reservoirs probably  won't have dense beds of submerged plants.
                                 Significant reductions in algal blooms can also enhance light
                                 penetration  and allow weeds to grow more extensively and densely.

                               • High silt loads can create a favorable plant substrate, but the silt may
                                 also cause severe turbidity, which limits growth.

                               • Steep-sided  lakes support a much smaller plant community as a
                                 consequence of both peripheral substrate and light limitations.

                               • A few plants, including water hyacinth, water lettuce, duckweed, and
                                 watermeal, can float on the surface with no roots in the sediment,
                                 nearly eliminating substrate and light as key control factors.

                               • Most macrophytes (but certainly not all) obtain most of their nutrition
                                 from the sediment through roots. This is an important ecological
                                 feature, because they're not affected by the reduction of nutrient
                                 concentrations in the water column. When the sediments are either
                                 highly organic (very  loose muck) or inorganic (rock to coarse sand),
                                 macrophytes may grow poorly because their roots can't take hold and
                                 obtain nutrients in either sediment type. In these two extremes,
                                 emergent plants may replace submergents in shallow water because
                                 their more extensive root systems are better adapted to  these
                                 conditions.

                             Plant groupings and controls vary with geography. In southern states border-
                        ing the coast, plants grow most of the year, often rapidly, into long-lived, dense,
                        and expansive growths of vegetation. Most non-native species are found there;
                  258

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                                       CHAPTER 7: Management Techniques Within the Lafce or Reservoir
they can out-compete many more desirable native species for space. Aquatic
plant management in these ecosystems often requires methods that might seem
extreme in northern ecosystems.
    Northern lakes and reservoirs have their share of weed infestations, but
seasonal changes  in light and temperature tend to limit nuisance conditions to
the summer. As this corresponds with the period of greatest human use of lakes,
however, plants usually need to be managed. However, opinions on the level and
forms of control vary more than in southern regions.
    Setting goals for rooted plant control is  a critical planning step and the
choice of  management technique(s) depends on those goals.  Ecologically, most
lakes need a certain amount of plants; often a balance between  rooted plants and
algae must be recognized. Where fishing is the primary objective, substantial bot-
tom coverage is desirable, with some vertical and horizontal structure created by
different species of plants to enhance the habitat for different fish species or life
stages. For swimming purposes, having no plants seems safer, but a low, dense
cover in shallow lakes with silty bottoms can minimize turbidity, another safety
concern.
    Perhaps the simplest axiom for plant management is that  if light penetrates
to the bottom and the substrate is not rock or cobble, plants will grow. A pro-
gram intended to  eliminate all plants is both unnatural and maintenance intensive,
if possible. A program to structure the plant community to meet clear goals in an
ecologically and ethically sound manner is more appropriate, although often quite
expensive.
    Table 7-5 overviews the techniques used  to control rooted plants, with
notes on the action, advantages, and disadvantages of each technique. Additional
details are provided in narrative form here and in Cooke et al. I993a, and Hoyer
and Canfield, 1997.
 Benfhic  Barriers
These bottom covers work on the principle that rooted plants require light and
cannot grow through physical barriers.

     ^ Natural benthic barriers: Clay, silt, sand, and gravel have been used
       for many years, although plants often root in these covers eventually, and
       current environmental regulations usually won't approve depositing such fill.
       In the reverse layering technique (KVA, 1991) sand is pumped from beneath
       a muck or silt layer and deposited as a new layer on top. Technically, this is
       reorganizing the sediments, not new fill. Although expensive on a large scale
       and dependent on the composition of the sediment, this technique may re-
       store the natural lake bottom without removing sediment.

     V Artificial benthic barriers: Over the last three decades, various
       materials, including polyethylene, polypropylene, fiberglass, and  nylon
       sheets have been developed to  cover sediments. Available in both solid
       and porous forms, manufactured benthic barriers cover plants to limit
       light, physically disrupt growth, and allow chemical  reactions to restrict
       plant development (Perkins et al. 1980).
     program to         i
structure the plant      i
community to meet clear
goals in an ecologically
and ethically sound
manner is more        .j
appropriate, although
often quite expensive.   \
Benthic: Refers to life or
things found on the bottom of
a lake.
                                                                        259

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Managing Lakes and Reservoirs
Table 7-5.— Management options for control of rooted aquatic plants.
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
PHYSICAL CONTROLS . i .; •...-, 	 -„•-,_ :• -J... -..-;• ;.-: -JV.V; :.:',.,,,.:,,•;.;<:,;:,.:;::. ^, ,-:,',,;,,.;..,:„
1 . Benthic barriers
1 .a.Porous or
loose-weave
synthetic
materials
1 .b.Non-porous
or sheet
synthetic
materials
I.e. Sediments of
a desirable
composition
*Mat of variable composition laid
on bottom of target area
»Can cover area for as little as
several weeks or permanently
•Maintenance improves
effectiveness
•Most often used in swimming
areas and around docks
• Laid on bottom and usually
anchored by sparse weights or
stakes
* Removed and cleaned or flipped
and repositioned at least once per
year for maximum effectiveness
•Laid on bottom and anchored by
many stakes, anchors, or weights,
or by layer of sand
•Not typically removed, but may
be swept or blown clean
periodically
* Sediments may be added on top
of existing sediments or plants
•Use of sand or clay can limit plant
growths and alter sediment-water
interactions
* Sediments can be applied from
the surface or suction-dredged
from below muck layer (reverse
layering technique)
* Prevents plant growth
* Reduces turbidity from soft
sediment
• Can cover undesirable substrate
•Can improve fish habitat
* Allows some escape of gases
which may build up underneath
» Panels may be flipped in place or
removed for relatively easy
cleaning or repositioning
» Prevents all plant growth until
buried by sediment
»Minimizes interaction of sediment
and water column
* Plant biomass can be buried
• Seed banks can be buried deeper
•Sediment can be made less
hospitable to plant growths
•Nutrient release from sediments
may be reduced
•Surface sediment can be made
more appealing to human users
•Reverse layering requires no
addition or removal of sediment
•May cause anoxia at
sediment-water interface
•May limit benthic invertebrates
•May interfere non-selectively with
plants in target area
•May inhibit spawning or feeding
by some fish
•Allows some growth through pores
•Gas may still build up underneath
in some cases
•Gas buildup may cause barrier to
float upwards
• Strong anchoring makes removal
difficult and can hinder
maintenance
•Lake depth may decline
•Sediments may sink into or mix
with underlying muck
•Permitting for added sediment
may be difficult
•Addition of sediment may increase
turbidity initially
* New sediment may contain
nutrients or other contaminants
•Generally too expensive for large-
scale application
                   260

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CHAPTER 7: Management Techniques Within the Lake or Reservoir
Table 7-5.— Management options for control of rooted aquatic plants (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
.". • • '-•-...;. -, •$"f1'-SJi&» f & &S" "» ?» *
PHYSICAL CONTROLS
2. Dredging
2. a. "Dry"excavation
2.b "Wet" excavation
2.c. Hydraulic removal
* Sediment is physically removed by
wet or dry excavation, with
deposition in a containment area
for dewatering/disposal
* Dredging can be applied on a
limited basis, but is most often a
major restructuring of a severely
impacted system
» Plants and seed beds are removed
and re-growth can be limited by
light and/or substrate limitation
*Lake drained or lowered to
maximum extent practical
* Target material dried to maximum
extent possible
* Conventional excavation
equipment used to remove
sediments
Hake level may be lowered, but
sediments not substantially
dewatered
* Draglines, bucket dredges, or
long-reach backhoes used to
remove sediment
*Lake level not reduced
» Suction or cutterhead dredges
create slurry which is hydraulically
' pumped to containment area
» Slurry is dewatered; sediment
retained, water discharged
» Achieves plant removal with some
flexibility
* Increases water depth
*Can reduce pollutant reserves
»Can reduce sediment oxygen
demand
*Can improve spawning habitat for
many fish species
* Allows complete renovation of
aquatic ecosystem
» Tends to facilitate a very thorough
effort
*May allow drying of sediments
prior to removal
» Allows use of less specialized
equipment
* Requires least preparation time or
effort; tends to be least costly
dredging approach
»May allow use of easily acquired
equipment
*May preserve most aquatic biota
*Creates minimal turbidity and
limits impact on biota
»Can allow some lake uses during
dredging
*Allows removal with limited
access or shoreline disturbance
temporarily removes benthic
invertebrates
*May create turbidity
*May eliminate fish community
(complete dry dredging only)
*May cause impacts from
containment area discharge
*May cause impacts from dredged
material disposal
*May interfere with recreation or
other uses during dredging
* Usually very expensive
* Eliminates most aquatic biota
unless a portion left undrained
* Eliminates lake use during
dredging
» Risks downstream turbidity during
storms
* Usually creates extreme turbidity
*Tends to result in sediment
deposition in surrounding area
* Normally requires intermediate
containment area to dry sediments
prior to hauling
*May cause severe disruption of
ecological function
» Usually eliminates most lake uses
during dredging
* Often leaves some sediment
behind
* Requires sophisticated and more
expensive containment area or
advanced dewatering system
* Cannot handle extremely coarse
or debris-laden materials
» Requires overflow discharge from
containment area
                               261

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 Managing Lakes and Reservoirs
   Table 7-5.—Management options for control of rooted aquatic plants (continued).
        OPTION
      MODE OF ACTION
        ADVANTAGES
                                        DISADVANTAGES
PHYSICAL CONTROLS
3.  Dyes and surface
    covers
> Water-soluble dye is mixed with
 lake water, thereby limiting light
 penetration and inhibiting plant
 growth
                          »Dyes remain in solution until
                           washed out of system
                          * Opaque sheet material applied to
                           water surface
* Limits light on plant growth without
 high turbidity or great depth
                                 *May achieve some control of
                                   algae as well
                                  »May achieve some selectivity for
                                   species tolerant of low light
                                 *May not control peripheral or
                                   shallow-water rooted plants
                                  >May cause thermal stratification in
                                   shallow ponds
                                 »May facilitate anoxia at sediment
                                   interface with water
                                                                                            * Covers inhibit gas exchange with
                                                                                             atmosphere
4.  Mechanical
    removal
* Plants reduced by mechanical
 means, possibly with disturbance
 of soils
* Highly flexible control
                                 + May impact aquatic fauna
                          »Collected plants may be placed
                           on shore for composting or other
                           disposal
                                  »May remove other debris
                                 » Non-selectively removes plants in
                                   treated area
                         * Wide range of techniques
                          employed, from manual to highly
                          mechanized
                                  >Can balance habitat and
                                   recreational needs
                                 *May spread undesirable species
                                   by fragmentation
                         »Application once or twice per
                           year usually needed
                                                                   »May generate turbidity
4.a. Hand pulling
* Plants uprooted by hand
 ("weeding") and preferably
 removed
* Highly selective technique
                                  > Labor intensive
4.b. Cutting
     (without collection)
* Plants cut in place above roots
 without being harvested
                         *May employ grinder to more
                           completely destroy vegetation
* Generally efficient and less
 expensive than complete
 harvesting
                                 » Leaves root systems and part of
                                  plant for re-growth
                                                                   > Leaves cut vegetation to decay or
                                                                    to re-root
                                                                                            >Not selective within applied area
4.c. Harvesting
     (with collection)
» Plants cut at depth of 2-10 ft and
 collected for removal from lake
* Allows plant removal on greater
 scale
                                  >Limits depth of operation
                                                                                            » Usually leaves fragments which
                                                                                             may re-root and spread infestation
                                                                                            »May impact lake fauna
                                                                                            >Not selective within applied area
                                                                                            >More expensive than cutting
4.d. Rototilling
» Plants, root systems, and
 surrounding sediment disturbed
 with mechanical blades
*Can thoroughly disrupt entire
 plant
                                  > Usually leaves fragments which
                                  may re-root and spread infestation
                                                                                            >May impact lake fauna
                                                                                            > Not selective within applied area
                                                                                            » Creates substantial turbidity
                                                                                            »More expensive than harvesting
                        262

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CHAPTER 7: Management Techniques Within the Lake or Reservoir
Table 7-5.— Management options for control of rooted aquatic plants (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
PHYSICAL CONTROLS ' ' *'*+"»"+* ,,.,-—. , ^ ^»
:.' - - - -..;• - :..--< • • ^ ' * *%s*w * -°% *«,* *> i * ** *^B*tas%*^tw ^rf^fc*. *feaewv ^* st^ .« *, ^ « , JW.WA*
4.e.Hydroraking
5. Water level control
5. a. Drawdown
5.b. Flooding
* Plants, root systems, and
surrounding sediment and debris
disturbed with mechanical rake;
part of material usually collected
and removed from lake
* Lowering or raising the wafer level
to create an inhospitable
environment for some or all
aquatic plants
* Disrupts plant life cycle by
dessication, freezing, or light
limitation
* Lowering of water over winter
allows freezing, dessication, and
physical disruption of plants
» Timing and duration of exposure
and degree of dewatering are
critical aspects
*Variable species tolerance to
drawdown; emergent species and
seed-bearers are less affected
»Most effective on annual to
once/3 yr. basis
* Higher water level in the spring
can inhibit seed germination and
plant growth
* Higher flows that are normally
associated with elevated water
levels can flush seed and plant
fragments from system
*Can thoroughly disrupt entire
plant
*Also allows removal of stumps or
other obstructions
* Requires only outlet control to
affect large area
* Provides widespread control in
increments of water depth
»Complements certain other
techniques (dredging, flushing)
* Provides control with some
flexibility
» Provides opportunity for shoreline
clean-up/structure repair
»May help with flood control
* Impacts vegetative propagation
species with limited impact to
seed-producing populations
* Where water is available, this can
be an inexpensive technique
* Plant growth need not be
eliminated, merely retarded or
delayed
* Timing of water level control can
selectively favor certain desirable
species
*• Usually leaves fragments which
may re-root and spread infestation
*May impact lake fauna
*Not selective within applied area
»Creates substantial turbidity
»More expensive than harvesting
»May create potential issues with
water supply
»May have potential issues with
flooding
*May impact non-target flora and
fauna
*May impact contiguous emergent
wetlands
*May affect overwintering reptiles
and amphibians
*May impair well production
*May reduce potential water
supply and fire fighting capacity
*May alter downstream flows
*May cause overwinter water level
variation
»May cause shoreline erosion and
slumping
»May result in greater nutrient
availability for algae
» Water for raising the level may
not be available
*May cause peripheral flooding,
and/or property damage
»May have downstream impacts
»Many species may not be affected,
and some may benefit
* Algal nuisances may increase
where nutrients are available
                               263

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Managing Lakes and Reservoirs
Table 7-5.— Management options for control of rooted aquatic plants (continued).
OPTION
MODE OF ACTION
ADVANTAGES,
DISADVANTAGES
:CHEMICAL CONTROLS
6. Herbicides
6.a. Forms of copper
6.b. Forms oF endothall
(7-oxabtcyclo [2.2.1]
hoplano-2,
SJiCdfboxyltc acid)
6.c.Forms of diquat
(6,7-dihydropyrido
n,2.2M'<]
pyrazinedifum
dibromida]
* Liquid or pelleKzed herbicides
applied to target area or to plants
directly
* Contact or systemic chemicals kill
plants or limit growth
•Typically requires application
every 1 -5 yrs
* Contact herbicide
* Cellular toxicant, suspected
membrane transport disruption
•Applied as wide variety of liquid
or granular formulations, often in
conjunction with surfactants or
other herbicides
* Contact herbicide with limited
translocation potential
* Membrane-active chemical that
inhibits protein synthesis
•Causes structural deterioration
•Applied as liquid or granules
•Contact herbicide
•Absorbed by foliage but not roots
•Strong oxidant; disrupts most
cellular functions
•Applied as a liquid, sometimes in
conjunction with copper
•Wide range of control is possible
•May be able to selectively
eliminate species
•May achieve some algae control
as well
•Moderately effective control of
some submersed plant species
•More often an algal control agent
• Exerts moderate control of some
emersed plant species, moderately
to highly effective control of
floating and submersed species
•Has limited toxicity to fish at
recommended dosages
•Acts rapidly
• Exerts moderate control of some
emersed plant species, moderately
to highly effective control of
floating or submersed species
•Has limited toxicity to fish at
recommended dosages
•Acts rapidly
•May be toxic to non-target species
of plants/animals
* Possible downstream impacts;
may affect non-target areas within
pond
•May restrict water use for varying
time after treatment
•May increase oxygen demand
from decaying vegetation
•May cause recycling of nutrients
to allow other growths
•Toxic to aquatic fauna as a
function of concentration,
formulation, and ambient water
chemistry
•Ineffective at colder temperatures
•Copper ion persistent;
accumulates in sediments or
moves downstream
•Non-selective in treated area
•May be toxic to aquatic fauna
(varying degrees by formulation)
•Time delays necessary on use for
water supply, agriculture, and
contact recreation
•Non-selective in treated area
•Sometimes toxic to zooplankton at
recommended dosage
•Inactivated by suspended
particles; ineffective in muddy
waters
•Time delays necessary on use for
water supply, agriculture, and
contact recreation
                   264

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CHAPTER 7: Management Techniques Within the Lake or Reservoir
Table 7-5.— Management options for control of rooted aquatic plants (continued).
OPTION
CHEMICAL CONTROLS
6.d. Forms of
glyphosate
(N phosphonom
ethyl glycine)
6.e. Forms of 2,4-D
(2,4-dichlorophenoxy
acetic acid)
6.f. Forms of fluridone
( 1 -methyl-3-phenyl-
5-[-3-{trifluoromethy]}
phenyl]-
4[IH]-pyridinone)
6.g. Forms of triclopyr
(3,5,6-trichloro-
2-pyridinyloxyacetic
acid)
MODE OF ACTION
~( « i
• Contact herbicide
* Absorbed through foliage;
disrupts enzyme formation and
function in uncertain manner
* Applied as liquid spray
» Systemic herbicide
» Readily absorbed and
translocated throughout plant
* Inhibits cell division in new tissue,
stimulates growth in older tissue,
resulting in gradual cell disruption
* Applied as liquid or granules,
frequently as part of more complex
formulations, preferably during
early growth phase of plants
» Systemic herbicide
* Inhibits carotenoid pigment
synthesis and impacts
photosynthesis
•Best applied as liquid or granules
during early growth phase of
plants
* Systemic herbicide, registered for
experimental aquatic use by
cooperators in selected areas only
at this time
* Readily absorbed by foliage,
translocated throughout plant
* Disrupts enzyme systems specific
to plants
•Applied as liquid spray or
subsurface injected liquid
ADVANTAGES
•
•Exerts moderately to highly
effective control of emersed and
floating plant species
•Can be used selectively, based on
application to individual plants
•Acts rapidly
•Low toxicily to aquatic fauna at
recommended dosages
•No time delays needed for use of
treated water
•Moderately to highly effective
control of a variety of emersed,
floating and submersed plants
•Can achieve some selectivity
through application timing and
concentration
•Fairly fast action
•Can be used selectively, based on
concentration
•Gradual deterioration of affected
plants limits impact on oxygen
level (BOD)
* Effective against several
difficult-to-control species
•Low toxicity to aquatic fauna
•Effectively controls many floating
and submersed plant species
•Can be used selectively; more
effective against dicot plant
species, including many nuisance
forms
•Effective against several
difficult-to-control species
•Low toxicity to aquatic fauna
•Acts rapidly
DISADVANTAGES

• Non-selective in treated area
•Inactivated by suspended
particles; ineffective in muddy
waters
•Not for use within 0.5 miles of
potable water intakes
* Highly corrosive; storage
precautions necessary
•Has variable toxicity to aquatic
fauna, depending upon
formulation and ambient water
chemistry
•Time delays necessary for use of
treated water for agriculture and
contact recreation
• Not for use in water supplies
•Impacts on non-target plant
species possible at higher doses
•Extremely soluble and mixable;
difficult to perform partial lake
treatments
•Requires extended contact time
(40 days recommended)
•Impacts on non-target plant
species possible at higher doses
•Current time delay of 30 days on
consumption of fish from treated
areas
•Necessary restrictions on use of
treated water for supply or contact
recreation not yet certain
                                265

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Managing Lakes and Reservoirs
Table 7-5.— Management options for control of rooted aquatic plants (continued).
OPTION
MODE OF ACTION
ADVANTAGES
DISADVANTAGES
'». 	 I'' • 	 	 ,1'JUU'i'" .,! ",' 	 1 	 ' 	 :.,!„.. . ! " 	 , ,i' , 	 .!!,,, 	 I 	 '. 	 ' 	 ', 	 ,,!', ' .1, 	 » ,)' Jtt Iff? f ft^f *Jft !" f&P t
BIOLOGICAL CONTROLS
•_ *. *s*%
7. Biological
introductions
7.a. Herbivorous fish
7.b. Herbivorous
insects
7.c. Fungal/bacterial/
viral pathogens
7.d. Selective plantings
•Fish, insects, or pathogens that
feed on or parasitize plants are
added to system to effect control
•The most commonly used
organism is the grass carp, but the
larvae of several insects have
been used more recently, and
viruses have been tested
* Sterile juveniles stocked at density
that allows control over multiple
years
* Growth of individuals offsets
losses or may increase
herbivorous pressure
* Larvae or adults stocked at density
intended to allow control with
limited growth
* Intended to selectively control
target species
•Milfoil weevil becoming popular,
but still experimental
* Inoculum used to seed lake or
target plant patch
* Growth of pathogen population
expected to achieve control over
target species
•Establishment of plant assemblage
resistant to undesirable species
• Plants introduced as seeds,
cuttings, or whole plants
* Provides potentially continuing
control with one treatment
* Harnesses biological interactions
to produce desired conditions
•May produce potentially useful
fish biomass as an end product
*May greatly reduce plant biomass
in single season
•May provide multiple years of
control from single stocking
•Sterility intended to prevent
population perpetuation and allow
later adjustments
•May involve species native to
region, or even targeted lake
• Expected to have no negative
effect on non-target species
•May facilitate longer-term control
with limited management
•May be highly species specific
•May provide substantial control
after minimal inoculation effort
•Can restore native assemblage
•Can encourage assemblage most
suitable to lake uses
•Supplements targeted species
removal techniques
•Typically involves introduction of
non-native species
•Effects may not be controllable
•Plant selectivity may not match
desired target species
•May adversely affect indigenous
species
•May eliminate all plant biomass,
or impact non-target species more
than target forms
•Funnels energy into largely unused
fish biomass and algae
•May drastically alter habitat
•May escape to new habitats
upstream or downstream
•Population control uncertain unless
absolutely sterile
• Population ecology suggests
incomplete control likely
•Oscillating cycle of control and
re-growth likely
•Predation by fish may complicate
control
•Other lake management actions
may interfere with success
•Largely experimental; effectiveness
and longevity of control not well
known
•Infection ecology suggests
complete control unlikely
• Possible side effects not well
understood
•Largely experimental at this time;
few well-documented cases
•Nuisance species may eventually
outcompete established
assemblage
•Introduced species may become
nuisances
                   266

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
    Benthic barriers can control plant growth in small areas such as dock spaces
and swimming beaches. They're also practical for creating access lanes and struc-
tural habitats. Large areas are not often treated, however, because the cost of ma-
terials and application is high and maintenance can be problematic (Engel, 1984).
    Benthic barrier problems of prime concern:
       • Long-term integrity of the barrier;
       • Billowing caused by trapped gases;
       • Accumulation of sediment on top of barriers;
       • Growth of plants on  porous barriers;
       • Temporary decline of the benthic community because of lower
         oxygen and chemical changes (recovery is rapid once the barrier is
         removed [Ussery et al. 1997]);
       • Their non-selectivity — they usually kill all plants over which they are
         applied; and finally,
       • Market stability of the barrier materials — many types are not on the
         market more than 5 to 10 years.

    Guidelines for successfully using benthic barriers:

       • Porous barriers will be subject to less  billowing, but will allow settling
         plant fragments to root and grow, making annual maintenance
         essential.

       • Solid barriers will generally prevent rooting if there's no sediment on
         them, but will billow after enough gases accumulate; venting and strong
         anchoring are essential in most cases.

       • Plants under the barrier will usually die completely after about a
         month, with solid barriers  more effective than porous ones in killing
         the whole plant; if they're strong enough, barriers can then  be moved
         to a new location. However, solid barriers prevent recolonization  and
         thus might be best kept in place.

       • Installation may be difficult to accomplish over dense plant growth; a
         winter drawdown might provide the opportunity. Late spring
         application also works, however, despite the presence of plants at that
         time. Barriers applied in early May have been removed in mid-June
         with no substantial plant growth through the summer (Wagner, 1991).

       • Scuba divers normally apply the covers in deeper water, greatly
         increasing labor costs.

       • Bottom barriers will usually accumulate sediment, which allows plant
         fragments to root. Barriers must then  be cleaned, either in-place
         (which is very labor-intensive) or by removing them.

    Despite application and maintenance  issues, benthic barriers are very  effec-
tive. In northern waters, benthic barriers can control milfoil locally (Engel, 1984;
Perkins et al. 1980; Helsel et al.  1996), and at the same time create more edge
habitat where plants grow densely.
                                                                         267

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Managing Lakes and Reservoirs
                             As an example, benthic barriers have been used at Lake George since 1986
                        (Eichler et al. 1995). Plastic sheets initially installed over three acres of milfoil in
                        two areas controlled milfoil there for about three years. But by 1990, milfoil had
                        rooted in the sediment, covering portions of the barrier.
                             At that time, a fine mesh material and a solid sheet were installed at eight
                        sites. Both succeeded, although when left in place without annual maintenance,
                        recolonization was far greater on the mesh than on the solid sheet.
                             Both native  species and milfoil recolonized  areas of Lake George where
                        benthic barriers had been removed (Eichler et al. 1995), but milfoil  did not domi-
                        nate for at least two growing seasons. Plant cover was sparse for at least the first
                        month after barrier removal and typically did not exceed  74 percent after two
                        growing seasons, providing ample opportunity for milfoil invasion.
                             Similar plant recolonization  occurred in two swimming areas in Great Pond,
                        Massachusetts (Wagner,  1991) where barriers were  applied to improve swim-
                        ming safety (not control  invasive plants). In one swimming  area, a plant commu-
                        nity nearly identical to the original assemblage returned within one to two years
                        after barrier removal. Regrowth  in the second area was kept to a minimum  by
                        foot traffic; the area had been considered unusable before treatment.
                        Sediment removal was described in some detail in the section on algal control,
                        but it also works as a plant control technique in two principal ways:
                               • Limiting light (and growth) by increasing water depth; or
                               • Removing enough "soft" sediment (muck, clay, silt, and fine sand) to
                                 reveal a less hospitable substrate (typically rock, gravel, or coarse
                                 sand).
                             An exception is suction dredging, used mostly to remove specific whole
                        plants and their seeds. Suction dredging might be considered a form of harvesting,
                        however, as plants are extracted from the bottom by scuba divers operating the
                        suction dredge; sediment is often returned to the lake.
                             The amount of sediment removed, and hence, the  greater depth and light
                        limitation are critical to  long-term control of rooted, submerged plants. There
                        appears to be a direct relation between water transparency, as determined with a
                        Secchi disk, and the maximum depth of colonization (MDC) by macrophytes.
                        Canfield  et al. (1985) provided equations to estimate MDC in  Florida and Wis-
                        consin from Secchi disk measurements:
                                       STATE
EQUATION
                                       Florida          log MDC = 0.42 x (log SD) + 0.41
                                       Wisconsin       log MDC = 0.79 x (log SD) + 0.25
                                       where SD = Secchi depth in meters

                             For a Florida lake with a Secchi disk transparency of about 6 feet (1.8 me-
                        ters), we would expect some submergent plants in 11 feet (3.4 meters) of water
                        and more plants in progressively shallower water. A great deal of sediment (cal-
                        culated from a bathymetric map) might have to be removed to create large areas
                        of the lake with depths of 11 feet or more.
                             These equations also indicate that actions that greatly improve water clarity,
                        such as erosion control or phosphorus inactivation, may encourage plant growth
                  268

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                                      CHAPTER 7: Alonagement Techniques Within the Lake or Reservoir
and distribution, increasing the depth dredging must go  to  limit light. Partial
deepening may limit the amount of vegetation that reaches the surface, but may
also favor species that tolerate low light — particularly non-native, nuisance spe-
cies such as hydrilla and milfoil.
    If the soft sediment  supporting rooted plants is not very thick, it may be
possible to remove it and expose  rock ledge or cobble so  as to prevent rooted
plant growth. But such circumstances are rare; either the sediments grade slowly
into coarser materials, or not all fine sediments can be removed from around the
rock. Consequently, some regrowth is to be expected where light penetrates to
the bottom. Successful  dredging may keep this regrowth to only 25 percent of
the pre-dredging coverage, without domination by recently  invading species.
    Remember, you can — and should — expect some rooted plant regrowth; it
is indeed desirable for proper ecological function of the lake as a habitat and for
processing of future pollutant inputs.
    If you're dredging to control rooted plants — and your budget won't let you
remove all the soft sediment — then dredge to the desired  depth or substrate in
part of the lake, rather than trying to remove some sediment throughout the lake.
    Dredging to control  rooted plants has had mixed results. As with dredging
for algal control, failures are invariably linked to incomplete pre-dredging assess-
ment and planning.

      • Control through light limitation appears more successful than limiting
         the substrate, largely because it is so difficult to remove all soft
         sediment from shallow areas.

      • Dry dredging  projects appear to remove soft sediments more
         thoroughly, mainly because equipment operators can visually observe
         the results of dredging as it takes place.

      • Hydraulic dredging in areas with dense weed beds can frequently clog
         the pipeline to the slurry discharge area, suggesting that temporary
         plant control (most often herbicides or harvesting) may have to
         precede hydraulic dredging.
 Limiting  Light with Dyes and Surface Covers
The same dyes are used to control rooted plants as are used for algal control
(see previous discussion). Dyes limit light penetration and thus restrict the depth
at which rooted plants can grow, although they have little effect in shallow water
(< 4 ft deep).
     Dyes favor species  tolerant of low light or with  enough food reserves to
support an extended growth period (during which a stem could reach the lighted
zone). In lakes with high transparency but moderate depth and ample soft sedi-
ment, dyes may provide open water where little would otherwise exist.
     Treatment must be  repeated as the dye flushes out of the system. Dyes are
typically permitted under the same process as herbicides, despite their radically
different mode of action.
     Although they could interfere with recreation, surface covers  can be a
useful  and inexpensive alternative to traditional methods  of weed control in
small areas such as docks and beaches. They can be timed to produce results so
as to affect neither summer recreation uses nor overall system ecology.
.

   If you're dredging to
  control rooted plants —
  and your budget won't
  let you remove all the
  soft sediment — then
  dredge to the desired
  depth or substrate in
  part of the lake, rather
  than trying to remove
  some sediment through-
  out the lake.
                                                                       269

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Managing Lakes and Reservoirs
                             Polyethylene sheets floated on the lake surface were used by Mayhew and
                        Runkel  (1962) to shade weeds. They found that two to three weeks of cover
                        eliminated all species of pondweeds (Potamogeton spp.) for the summer if the
                        sheets were applied in spring before plants grew to maturity. Coontail was also
                        controlled, but the generally desirable macroalga Chara was not.
                         Mechanical  Removal
                        Mechanical management of aquatic plants is not much different from  managing
                        terrestrial plants, except for the complications imposed by the water. Indeed, me-
                        chanical weed control techniques (Table 7-5) can be thought of as:
                               • Mowing the lawn (cutting or harvesting);
                               • Weeding the garden (hand pulling); or
                               • Tilling the soil (rototilling or hydroraking).

                             v Hand pulling is exactly what it sounds like; a snorkeler or diver sur-
                               veys an area and pulls out individual unwanted plants. This is a highly se-
                               lective technique, very labor intensive — and  obviously not  designed for
                               large-scale, dense beds.
                                   But hand pulling will help keep out invasive species that have not yet
                               become  established. Hand  pulling can also  effectively  address  non-
                               dominant undesirable species in mixed assemblages, or small patches of
                               plants.
                                   Hand harvesting records for Eurasian watermilfoil in Lake George in
                               New York for  1989-91 (Darrin Freshw. lnst.1991) reveal the following:
                                   • First-time harvest averaged 90 plants per person-hour.
                                   • Second-time harvest (the same sites  revisited the next year)
                                      averaged 41 plants per person-hour.
                                   • Except for substantial regrowth at one site, regrowth the year
                                      after initial harvest was 20 to 40 percent of the initial density.
                                   • Regrowth two years after initial harvest averaged less than 10
                                      percent of the initial density.
                                   • Although  plant density and total harvest decline with successive
                                      harvesting, effort declines more slowly; harvest time per  plant
                                      increases  largely because of search time.
                                   • Actual harvesting effort at  12 sites was 169 hours for first-time
                                      harvest and 90 hours for second-time harvest.
                                   Various tools can augment hand pulling, including a wide assortment of
                               rakes, cutting tools, water jetting devices, nets, and other collection devices.
                               Read McComas (1993) for an extensive and enjoyable review of options.
                                   Suction dredging can also augment hand pulling, increasing the pulling
                               rate since the  diver/snorkeler does not  have to carry pulled plants to a
                               disposal point.

                             ^ Cutting is also  exactly what it appears to be. A blade of some kind sev-
                               ers the actively growing stem (and possibly much more) from  its  roots.
                               Regrowth is expected, but some species regrow so rapidly that the bene-
                  270

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                                CHAPTER 7: Management Techniques Within the Lake or Reservoir
fits of cutting are negated in only a week or two. If the plant can be cut
close enough to the bottom, or repeatedly, it will sometimes die, but this
is more the exception than the rule.
     Cutting is defined here as an operation that does not involve collect-
ing the plants once they are cut, so large-scale cutting operations may af-
fect dissolved oxygen.
     Handheld cutters and mechanized barges (like those used with har-
vesting) cut the plants but don't collect them. Recently, barges have been
developed to grind the plants to minimize their viability after cutting and
processing. Dissolved oxygen may be affected as the plant biomass decays,
much as with most herbicide treatments.

Harvesting can collect weeds using a number of methods:
     •  Hand-held nets;
     •  Small boats towed by the person collecting the weeds;
     •  Small boat-mounted cutting tools that cut biomass and haul it
       into the boat for eventual disposal on land; or
     •  Larger commercial machines with numerous blades, a conveyor
       system, and a substantial storage area for cut plants.
     Offloading accessories allow easy transfer  of weeds from the har-
vester to trucks that haul the weeds to a composting area.
     The choice of equipment is really one of scale: is your weed problem
massive or confined to a small, nearshore area? Where weeds are a domi-
nant, recurring problem, some lake associations  choose to purchase and
operate harvesters  built to their specifications, while others prefer to
contract for harvesting services.
     Cutting rates for commercial harvesters tend to range from about
0.2 to 0.6 acres per hour, depending on machine size and operator ability.
Even at the highest conceivable rate, harvesting is a slow process that may
leave some lake  users dissatisfied with progress in  controlling aquatic
plants.
     Weed disposal is not usually a problem, in  part because lakeshore
residents and  farmers often will use  the weeds as mulch and fertilizer.
Also, since aquatic plants are more than 90 percent water, their dry bulk is
comparatively small. Odors can sometimes be an issue.
     Key issues in choosing a harvester include  depth of operation, vol-
ume and weight of plants to be stored, reliability, and ease of maintenance,
along with a host of details regarding the hydraulic system and other me-
chanical design features.

RototiHing and cultivation equipment are newer procedures
with a limited  track record  (Newroth and Soar, 1986). A  rototiller is a
barge-like machine with a hydraulically operated  tillage device that can be
lowered 10 to 12 feet to tear out roots. If the water level in the lake can
be  drawn down, cultivation equipment pulled behind tractors  on firm
sediments can  remove 90 percent of the roots.
     These techniques  may significantly affect non-target organisms and
water quality, but can reduce severe weed infestations.
                                                                 271

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    Managing Lakes and Reservoirs
Hydrorake: A floating
backhoe, usually outfitted
with a York rake that looks
like a farm implement for
tilling or moving silage.
r Hydroraking can be thought of as  using a floating  backhoe, usually
 outfitted with a York rake that looks like a farm implement for tilling or
 moving silage. The tines of the rake  attachment move through the sedi-
 ment, ripping out thick root masses and associated sediment and debris. A
 hydrorake can be a very effective tool for  removing submerged stumps,
 water lily root masses, or floating islands. This is not a delicate operation,
 however, and will  create substantial turbidity and plant fragments. Hydro-
 raking in combination with a harvester can remove most forms of vegeta-
 tion found in lakes.
     Most mechanical plant removal  operations produce at least tempo-
 rary relief from nuisance plants and remove organic matter and nutrients
 without adding potentially damaging substances. But, be aware that with-
 out proper planning you might face at least two problems:
     • Plants often regrow very rapidly (days or weeks), especially in
        southern waters where midsummer growth rates of water
        hyacinth can exceed the rate at which they can be harvested; and
     • Harvesting may reduce plant diversity and leave areas  open for
        colonization by invasive species.
     A bay of LaDue Reservoir (Geauga County, Ohio) was harvested  in
 July 1982 by the traditional method: the operator simply mowed the weed
 bed like a residential  lawn. Stumps of Eurasian watermilfoil plants about
 0.5 to 3 inches in  height were left; they completely regrew in 21 days.
     In contrast, the slower method of lowering the cutter blade about  I
 inch into the soft  lake mud to tear out roots controlled milfoil for the en-
 tire season (Conyers and Cooke, 1983). This method has demonstrated a
 carry-over effect (less growth in the subsequent year), especially if the area
 had multiple harvests in one season. But this cutting technique won't work
 in stiff sediments or in water so deep the cutter bar cannot reach the mud.
     Some weed  species are more sensitive to harvesting than others.
 Nicholson (1981) has suggested that harvesting actually  spread milfoil  in
 Chautauqua Lake, New York, because the harvester distributed fragments
 of plants from which new growths could begin. On the other  hand, milfoil
 has become dominant in many northeastern lakes without harvesting pro-
 grams in less than five years after initial appearance (Wagner, pers. obs.)
     Timely  harvesting of species that re-seed can  eventually limit the ex-
 tent of those species, but seeds may remain viable in the sediment for many
 years. For example, extensive harvest of water chestnut in impounded sec-
 tions of Boston's Charles River in 1996 did not seem to affect plant growth
 the following year. Harvesting was repeated in 1997, and 1998 growths de-
 clined substantially. Sequentially less  harvesting has been necessary in 1999
 and 2000, but growth from seeds continues (Smith, pers. comm.)
     Few data validate the actual restorative effects of harvesting as it re-
 lates to controlling nutrients  in the water column. If nutrient inputs are
 moderate and weed density is high, intense harvesting could remove as
 much  as 40  to 60 percent of net annual phosphorus loading  — a signifi-
 cant nutrient removal in many cases.  On the other hand, harvesting itself
 can increase phosphorus concentration in the water either by disturbing
 the sediments or by making it easier for sediments to release phosphorus.
 In almost any event, nutrients in the sediment remain adequate to support
 dense plant growths.
                      272

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
Water Level Control
Historically, water level drawdown  has been  used  in waterfowl impoundments
and wetlands for a year or more, including the growing season, to improve the
quality of waterfowl breeding and feeding habitat (Kadlec, 1962). It is also a com-
mon fishery management method.
     Until  a few decades ago, recreational lakes were lowered primarily to con-
trol flooding and allow access for cleanups and repairs; macrophyte control was a
side benefit. While this technique is not effective on all submergent species, it
does reduce some of the chief nuisance  species, particularly those that rely on
vegetative propagules for overwintering and growing (Cooke et al.  1993a). If a
drawdown capability exists at your  lake, lowering the water level is an  inexpen-
sive way to control  some macrophytes. It will also give you the opportunity to
maintain shorelines or remove nutrient-rich sediments.
     The ability to control a lake's water  level is affected by the area's precipita-
tion pattern, system hydrology, lake morphometry, and the outlet structure. The
base elevation of the outlet or associated subsurface pipe(s) will usually set the
maximum  drawdown level, while the outlet's capacity to pass water and the pat-
tern of water inflow to the lake will determine if that base elevation can  be
achieved and maintained.  In some cases,  sedimentation of an outlet channel or
other obstructions may control the  maximum drawdown level.
     Several factors affect how well drawdown works to control plants:
       • While drying of plants  during drawdowns in southern areas may
        provide some control, the additional impact of freezing is substantial,
        making drawdown a more effective strategy for northern lakes during
        late fall and winter.
       • A mild winter or one with early and continuing snow may not provide
        the necessary level of drying and freezing.
       • High levels of groundwater seepage  into the lake may also negate the
        desired effects by keeping the area moist and unfrozen.
       • Extensive seed beds may quickly re-establish undesirable plants.
       • Recolonization from nearby areas may be rapid.
       • And finally, the response of macrophytes to drawdown is quite
        variable (Table 7-6).

     Drawdown has a long and  largely successful history, even if not always  in-
tended to  control plants (Dunst et al. !974;Wlosinski and Koljord, 1996). The ini-
tial winter drawdown of Candlewood Lake in Connecticut (Siver  et  al.  1986)
reduced nuisance species by as  much as  90 percent. Drawdowns in Wisconsin
lakes have decreased plant coverage and biomass by 40 to 92 percent (Dunst et
al. 1974). In one Wisconsin case, Beard (1973)  reported that winter drawdown of
Murphy Flowage opened 64 of 75 acres to recreation and improved fishing.
     The effect of drawdown is not always predictable or desirable, however. Re-
ductions in plant biomass of 44 to 57 percent were observed in Blue Lake in
Oregon (Geiger, 1983) following  drawdown, but certain nuisance species actually
increased and herbicides were eventually applied to  regain control. Drawdown of
Lake Bomoseen in Vermont (Vt. Agency  Nat. Resour. 1990) caused a major re-
duction in many species, many of which were not targeted.
.
i,
     a drawdown
  capability exists at your i
  lake, lowering the water;
  level is art inexpensive  ;
  way to control some
  macrophytes.
                                                                       273

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Managing Lakes and Reservoirs
Table 7-6.— Anticipated responses of some wetland and aquatic plants to winter water-level drawdown.
	 	 ' 	 ' ' 	 ' ' ' ' 	 ' 	 	 ' " 	 ' ' 	 	
Acorus calamus (sweet flag)
Allernanlhera philoxeroides (alligator weed)
Asclepias incarnata (swamp milkweed)
Brasen/a schreberi (watershield)
Cabomba carolinlana (fanwort)
Cephalanthus occidentals (buttonbush)
Ceralophyllum demersum (coontail)
Egeria densa (Brazilian Elodea)
Elchhornia crassipes (water hyacinth)
Eleocharis acicularis (needle spikerush)
Elodea canadensis (waterweed)
Glyceria borealis (mannagrass)
Hydrilla vertlcilata (hydrilla)
Leersia oryzoldes (rice cutgrass)
Myrlca gale (sweetgale)
Myriophyllum spp. (milfoil)
No/as flexilis (bushy pondweed)
No/as guadalupensis (southern naiad)
Nuphar spp. (yellow water lily)
Nymphaea odorata /water lily)
Polygonum amphibium (water smartweed)
Polygonum coccineum (smartweed)
Potamogeton epihydrus (leafy pondweed)
Potamogeton robbinsii (Rabbins' pondweed)
Potentilla palusfris (marsh cinquefoil)
Scirpus americanus (three square rush)
Scirpus cyperinus (wooly grass)
Scirpus validus (great bulrush)
Siom suave (water parsnip)
Typha latifolla (common cattail)
Zizania aquatic (wild rice)
CHANGE IN RELATIVE ABUNDANCE
INCREASE
E
E



E



S
S
E
S
E


S




E
S


E
E
E
E
E

NO CHANGE








E/S
S
S



E





E/S








E
E
DECREASE


E
S
S

S
S

S
S




S

S
E/S
S



S
E/S






E=emergent growth form; S=submergent growth form; E/S=emergent and submergent forms
Source: Cooke et al. 1993a.
                   274

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
    Reviewing drawdown effectiveness in a variety of lakes, Nichols and Shaw
(1983) noted its species-specific effects, with both benefits and drawbacks. So, be-
fore you conduct a drawdown, do a thorough system-specific review of likely im-
pacts.
    Desirable side effects associated with drawdowns:
      •  The opportunity to clean  up the shoreline, repair previous erosion
         damage, repair docks and  retaining walls, search for septic system
         breakout, and physically improve fish spawning areas (Nichols and
         Shaw, 1983; Cooke et al. 1993a; Wis. Dep. Nat. Resour. 1989).
      •  The attendant concentration of forage fish and game fish in the same
         areas (Cooke et al. 1993a), although not all fishery professionals agree.
      «  Benefits for furbearers, since drawdowns usually help  emergent
         shoreline vegetation (Wis. Dep. Nat. Resour.  1989), although not all
         wildlife biologists agree.
      «  The consolidation of loose sediments and sloughing of soft sediment
         deposits into deeper water, perceived as a benefit by shoreline
         homeowners (Cooke et al. 1993a; Wis. Dep. Nat. Resour. 1989).
      •  Encouragement of some desirable plants.

    Undesirable possible side effects of drawdown:
      •  Loss or  reduction of desirable plant species.
      •  Facilitation of invasion by  drawdown-resistant undesirable plants;
         either seeds or expanding shoreline vegetation can recolonize.
         Cattails and rushes are the most commonly expanding fringe species
         (Nichols and Shaw,  1983; Wis. Dep. Nat. Resour. 1989). Drawdowns to
         control nuisance submergent vegetation are usually recommended for
         alternate years to every third year to prevent domination by resistant
         plant species (Cooke et al. I993a).
      •  Reduced attractiveness to waterfowl  (considered an advantage by
         some).
      •  Possible fishkills  if oxygen  demand exceeds reaeration during a
         prolonged drawdown.
      •  Changes in fish and invertebrate habitat.
      •  Mortality among hibernating reptiles and amphibians.
      •  Impacts to connected wetlands.
      •  Shoreline erosion during drawdown.
      •  Loss of aesthetic appeal during drawdown.
      •  More frequent algal blooms after refill in some cases.
      •  Reduction in water supply: processing or cooling water intakes may
         be exposed, reducing or eliminating intake capacity. The water level in
         wells with hydraulic connections to the lake will decline, as may the
         yield, along with changes in water quality and pumping difficulties.
      •  Recreational problems during the drawdown: swimming areas will
         shrink and beach areas will enlarge during a drawdown. Boating may
         be restricted both by available lake area and by access to the lake.
         Again, winter drawdown will avoid most of these disadvantages,
                                                                       275

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    Managing Lakes and Reservoirs
   illing nuisance
aquatic weeds with
chemicals is probably
the oldest — and still
the most widely used —
ijpntrol method. Butjew
aspects of plant control
*^	I!	;"""*	; 	"	"	'a—!"'™*	»	
breed more controversy
than chemical control by
herbicides, which are
types of pesticides.
                                     although lack of control over winter water levels can make ice unsafe
                                     for fishing or skating.
                                   • Outlet structures, docks, and retaining walls may be damaged by
                                     freeze/thaw processes during overwinter drawdowns if the water
                                     level is not lowered beyond all contact with structures.
                                   • Downstream flow impacts (Nichols and Shaw, 1983; Cooke et al.
                                     I993a):flood storage and the downstream flow will both increase
                                     during a drawdown, but once the drawdown level is reached, the
                                     downstream flow should stabilize. The key to managing downstream
                                     impacts is to  minimize erosion and keep flows within an acceptable
                                     natural range.
                                   • The time it takes to refill  a lake after drawdown: enough water must
                                     enter the lake to refill it in an appropriate timeframe while
                                     maintaining an acceptable downstream flow. In northern lakes, early
                                     spring is the best time for refill, with the melting snowpack and rainfall
                                     on frozen  ground yielding maximum runoff.

                                 Carefully planned fluctuations in water level can help check nuisance macro-
                            phytes and periodically rejuvenate  wetland diversity. Planned disturbance is al-
                            ways a threshold phenomenon; a little is beneficial, too much  leads to overall
                            ecosystem  decline. The depth, duration, tinning, and frequency of the drawdown
                            are therefore critical elements in devising the most beneficial program.
                             Herbicides
Killing nuisance aquatic weeds with chemicals is probably the oldest — and still
the most widely used — control method. But few aspects of plant control breed
more controversy than chemical control by herbicides, which are types of pesti-
cides. Part of the problem stems from pesticides that  have enjoyed widespread
use and then been linked to environmental or human health problems, and subse-
quently banned. Some left long-term environmental contamination and toxicity
problems behind. Books such as Silent Spring (Carson, 1962) and Our Stolen Future
(Colburn  et al. 1997) have raised both public  consciousness and wariness of
chemicals in the environment.
     Current pesticide registration procedures are far more rigorous than in the
past. While  no pesticide is considered unequivocally "safe," federal  pesticide
regulation is based on the premise that when the chemical is used according to
label instructions, it will not cause unreasonable human health or environmental
effects. Federal regulations do not restrict swimming in water treated with any of
the currently registered aquatic herbicies, although many applicators recommend
that you should avoid contact with treated water for at least a day. Some states
impose more restrictions.
     Only six active ingredients are widely used in aquatic herbicides in the U.S
today, with one additional ingredient awaiting approval. Westerdahl and Getsinger
(I988a,b) provide a detailed discussion of herbicide properties and effectiveness
on  specific plants.  Aquatic  and terrestrial versions exist under  various trade
names, causing some confusion.

     ^ Copper (see the algal control section) is  not a primary herbicide for
       rooted aquatic plants, but is sometimes part of a broad spectrum formu-
       lation  intended  to reduce the biomass  of  an  entire plant assemblage.
                      276

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                                CHAPTER 7: Management Techniques Within the Lake or Reservoir
Copper formulations are also used on certain plants where use restric-
tions preclude the use of other herbicides. Copper concentrations should
not exceed I mg/L in the treated waters.

Endothall is a contact herbicide, attacking a wide range of plants at the
immediate  point  of contact.  It is sold in several  formulations: liquid
(Aquathol  K), granular dipotassium  salt  (Aquathol), and  the  di  (N,
N-dimethyl-alkylanine) salt (Hydrothol) in liquid and granular forms. Effec-
tiveness can range  from weeks to months. Most endothall compounds
break down readily and do not remain in the aquatic environment.
    Endothall acts  quickly on susceptible plants, but does not kill roots
with which it cannot come into contact, so many plants  recover rapidly.
Quickly dying plants can  deplete oxygen if decomposition exceeds re-
aeration; successive partial treatments will minimize this effect. Toxicity to
invertebrates, fish, or humans is not expected to be a problem at the rec-
ommended dose, yet it is not used in drinking water supplies. Depending
on the formulation, concentrations in treated waters should be limited to
I  to 5 mg/L.

Diquat, like endothall, is a fast-acting  contact herbicide, producing re-
sults within two weeks. Although diquat has exhibited toxicity to aquatic
fauna in the laboratory, toxicity has not been clearly documented in the
field. Domestic water use is normally restricted for seven days, and this
herbicide is not  used in drinking  water supplies.  Some species have re-
grown rapidly (often within the same year) after  treatment with diquat,
while others have been controlled longer. Concentrations in treated wa-
ter should not exceed 2 mg/L

Glyphosate is primarily a contact herbicide, but some uptake by plants
has been observed. It is effective against most emergent or floating-leaved
plant species, but not against most submergents. Rainfall shortly after treat-
ment can  negate  its  effectiveness, as   does  its  ready adsorption to
particulates in the water or to sediments. At recommended doses, it is rel-
atively non-toxic to aquatic fauna, and degrades readily into non-toxic com-
ponents in the aquatic environment. There is no maximum concentration
for treated water, but a dose of 0.2 mg/L  is usually recommended.

2f4-Df the active  ingredient in a variety of commercial herbicide prod-
ucts, has been in use for over 30 years despite claims of undesirable envi-
ronmental and human health  effects. This is a systemic herbicide; it is
absorbed by roots, leaves, and shoots and disrupts cell division through-
out the plant. Vegetative propagules such as winter buds, if not connected
to the circulatory system of the plant at the time of treatment, are gener-
ally unaffected and can grow into new plants. It is therefore important to
treat plants early in the season, after growth has become active but before
such propagules form.
    2,4-D  is sold in liquid or granular  forms  as  sodium and potassium
salts, as ammonia or  amine salts, and as an ester. Doses of 50 to  ISO
pounds per acre  are usual for submersed weeds, most often  of the di-
methylamine salt or butoxyethanolester  (BEE) in granular form. This her-
bicide is particularly effective against Eurasian watermilfoil (granular BEE
                                                                  277

-------
Managing Lakes and Reservoirs
                               applied to roots early in the season) and as a foliage spray against water
                               hyacinth. 2,4-D lasts only a short time in the water but can be detected in
                               the mud for months.
                                    Properly  applied,  granular  2,4-D   generally  controls   nuisance
                               macrophytes such as Eurasian watermilfoil with only sublethal damage to
                               many native species (Helsel et al. 1996). The native community has also re-
                               covered from seed. 2,4-D has variable toxicity to fish, depending upon for-
                               mulation  and species. The  2,4-D label  does  not permit use of this
                               herbicide in water used for drinking or other domestic purposes, or for
                               irrigation  or watering livestock. Concentrations in  treated water should
                               not exceed 0.1 mg/L.
                                    Plastic curtains  have been used to contain waters treated with 2,4-D,
                               and only 2 to 6 percent of the herbicide escaped outside the target area
                               (Helsel et al. 1996). This approach marks the beginning of a new wave of
                               more selective and integrated rooted plant management.

                              ' Fluridone is a systemic herbicide introduced in  1979 (Arnold, 1979). It
                               has been widely  used  since the mid-1980s, although some states have
                               been  slow to approve it. Fluridone currently comes in two  formulations,
                               an aqueous solution and a slow release  pellet.
                                   This  chemical inhibits  carotene synthesis, which in turn exposes the
                               chlorophyll to photodegradation. The entire plant will die with prolonged
                               exposure to enough fluridone. Some plants, including Eurasian  watermil-
                               foil, are more sensitive to fluridone than others, allowing selective control
                               at low dosages.
                                    For susceptible plants, lethal effects take several weeks to several
                               months, with 30  to  90 days given as the  range of time for dieoff after
                               treatment. Fluridone concentrations should be  maintained  in  the  lethal
                               range for about six weeks. This may be  difficult where there is substantial
                               water exchange, but the slow  dieoff rate minimizes the risk of oxygen de-
                               pletion.
                                    Fluridone has low toxicity to invertebrates, fish, other aquatic wildlife,
                               and humans, and is not known to be a  carcinogen,  oncogen, mutagen, or
                               teratogen. Substantial  bioaccumulation  has been noted  in  certain  plant
                               species, but not in  animals. EPA has designated a tolerance level of 0.5 ppm
                               (mg/L  or  mg/kg) for fluridone residues  or those of its degradation prod-
                               ucts in fish or crayfish, and 0.15 ppm in potable water supplies; state re-
                               strictions may be lower.
                                    If the recommended 40 days of contact time can be achieved, the liq-
                               uid formulation of fluridone applied in  a single treatment can be very ef-
                               fective. Where dilution may occur, the slow release pellet is generally used,
                               or sequential liquid treatments are performed.
                                   Gradual release of fluridone, which is 5 percent of pellet content, can
                               yield a relatively stable concentration. But pellets have been less effective
                               in highly  organic,  loose sediments than over sandy or firm  substrates
                               (Haller, pers. comm.), largely because of a phenomenon termed "plugging"
                               that prevents the  active ingredient from being released  from the pellet.
                               Multiple sequential treatments with the  liquid formulation are more effec-
                               tive in areas with extremely soft sediments and significant flushing.
                   278

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
           Eurasian watermilfoil has been controlled for several years or more
       without significant impact on non-target species at doses close to 0.01
       mg/L (Smith and Pullman, 1997). Recently, applicators have been trying
       even lower doses (0.006 mg/L) with some success; most native species are
       minimally affected, but  control of milfoil has been erratic and generally
       short-lived (< 2 years).
           Also of interest is the first ever sequestered treatment with fluridone
       in 2000, whereby curtains were used to seal off target areas from the rest
       of the lake (McNabb, pers. comm.). Escape was low, dilution was limited,
       and milfoil appears to have been eliminated without impact outside the
       barrier.

     ^ Triclopyr is currently experimental for aquatic habitats. It is highly selec-
       tive and effective against Eurasian watermilfoil at a dose of I to 2.5 mg/L. It
       seems to have little or no effect on valued native species such  as  most
       monocotyledonous naiads and  pondweeds (Netherland  and Getsinger,
       1993). It prevents synthesis of plant-specific enzymes, thereby disrupting
       growth processes. This herbicide is most effective when applied during the
       active growth phase of young plants.
           Triclopyr is not known to be a carcinogen, oncogen, mutagen, or tera-
       togen, and tested animals have been lethally affected  only at concentra-
       tions over  100  times the recommended dosage  rate. The experimental
       label calls for concentrations in potable water of no more than 0.5  mg/L,
       suggesting that care must be taken to allow sufficient dilution between the
       point of application and potable water intakes.

     A herbicide treatment can be an effective  short-term management proce-
dure to rapidly reduce vegetation for periods of weeks to months. As  many as
five years of control have been gained with fluridone or 2,4-D. Herbicide treat-
ments are still the best way to  open the vast acreages of water infested with the
exotic water hyacinth  (Eichhornia crassipes) in Florida and other southeastern
states (Shireman et al. 1982). This is a  case in which chemical management be-
comes necessary until some other more long-term control, such as plant-eating
insects, can be established.
     Using herbicides to get a  major plant nuisance under control is a valid ele-
ment of  long-term management  when followed by supplementary methods for
keeping such plants under control. Otherwise, herbicide treatments become sim-
ply cosmetic maintenance; such techniques tend  to have poor cost-benefit ratios
over the  long term.
     Lake managers who choose herbicides must exercise all proper precautions.
As shown in Table 7-7, effectiveness of a given herbicide varies by plant species
and therefore  the nuisance plants must be carefully identified. Users should fol-
low the  herbicide label directions, use only a herbicide  registered  by  EPA for
aquatic use, wear protective gear during application, and protect desirable plants.
Most states require applicators to be licensed and insured.
     Important questions to be answered before adopting a management pro-
gram involving herbicides include:
       • What are the acreage and volume of the area(s) to  be treated?
         Proper dosage is based on this information.
       • What plant species are to be controlled? This will determine the
         herbicide and dose to be used.
   'sers should follow
the herbicide label
directions, use only a
herbicide registered by
iPA for aquatic use,
wear protective gear
during application, and
protect desirable plants.
Most states require
applicators to be
licensed and insured.
                                                                        279

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Managing Lakes and Reservoirs
1 Table 7-7.— Susceptibility of common aquatic plant species to herbicides.

CONTROLLED BY HERBICIDE APPLICATION
DIQUAT
ENDOTHAL
EMERGENT SPECIES
Alternanthera philoxeroides (alligator weed)
Dianlhera americana (water willow)
G/ycerio borealis (mannagrass)
Phragmites spp. (reed grass)
Sagittaria spp. (arrowhead)
Scirpus spp. (bulrush)
Typha spp. (cattail)


Y

N
N
Y


N

N
N
N
2,4-D
••• •! *- , , ' '.' ' :'•-'•• '
''ff&W *'>-> >'••*•> ••"('
Y
Y
N

Y
Y
Y
GLYPHOSAT
E

Y


Y

Y
Y
FLURIDONE
'"RT""I ""'r^ ?:*;;>
Y



Y
Y
Y
FLOATING SPECIES . .".' /' '^''''*V'"/' •':•'';" ' '.^'.'I'- ~"""T " '"..''.'" :' '2',:'^
Brasenia schreberi (watershield)
Eichhornia crassipes (water hyacinth)
Lemna spp. (duckweed)
Nelumbo lutea (American lotus)
Nup/)orspp. (yellow water lily)
Nymphaea spp. (white water lily)
Wolfia spp. (watermeal)
N
Y
Y
N
N
N
Y
Y

N
N
Y
Y
N
Y
Y
Y
Y
Y
Y
Y



N
Y
Y

N
1 • 1
N
Y

Y
Y
Y
SUBMERGED SPECIES
Ceratophyllum demersum (coontail)
Cabomba caroliniana (fanwort)
C/iaro spp. (stonewort)
Elodea canadensis (waterweed)
Hydrilla verticillata (hydrilla)
Myriophyllum spicatum (Eurasian wafermilfoil)
No/as Hexills (bushy pondweed)
No/as guadalupensis (southern naiad)
Potamogeton amplifolius (largeleaf pondweed)
Potamogeton crispus (curlyleaf pondweed)
Potamogeton diversifolius (waterthread)
Polamogeton natans (floating leaf pondweed)
Potamogeton pectinatus (sago pondweed)
Potamogeton illinoensis (Illinois pondweed)
Ranunculus spp. (buttercup)
Y
N
N
Y
Y
Y
Y
Y

Y
N
Y
Y

Y
Y
N
N

Y
Y
Y
Y
Y
Y
Y
Y
Y


Y
N
N
N

Y
N
N
N
N
N
Y
N

Y

N
N


N
N








Y
Y
	
Y
Y
Y
Y
Y
Y
Y

Y :
Y
Y

Adapted from Nichols, 1986. Y=Yes, N=No, blank=uncertain
Note: Chora spp. (stonewort) can be controlled with copper, which also enhances the performance of Diquat on Eichhornia crassipes (water
hyacinth).
                   280

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
       • What will the long-term costs of this decision be? Most herbicides
         must be reapplied annually, in some cases twice per growing season.
       • How is this water body used? Many herbicides have restrictions of a
         day to two weeks on certain water uses following application.
       • Is the applicator trained, experienced, licensed, and insured, and has a
         permit been obtained from the appropriate regulatory agency? All are
         desirable (and sometimes necessary) prior to treatment.

    Shireman  et al. (1982) caution that the following lake characteristics often
produce undesirable water quality changes after treatment with a herbicide for
weed control:
       • High water temperature,
       • High plant biomass to be controlled,
       • Shallow, nutrient-rich water,
       • High percentage of lake area treated,
       • Closed or non-flowing system.
     Competent applicators will be cautious in treating a lake with these condi-
tions.
 Biological Introductions
Biocontrol organisms may eventually help us achieve lasting control of nuisance
aquatic vegetation. Biological control harnesses the power of biological interac-
tions to manage plants; however, it suffers from the ecological drawback that in
predator-prey relationships it is rare for the predator to completely eliminate the
prey. Consequently, population cycles for both predator and prey are likely. Hu-
mans may find the magnitude of these cycles in plant populations unacceptable, so
other techniques may have to be combined with biocontrols to achieve lasting,
predictable results.
    Biological  controls  include  herbivorous  fish  such as  the grass  carp
(Ctenopharyngidon idella), insects such as the aquatic milfoil weevil  (Euhrychiopsis
lecontei), and  experimental fungal pathogens. Aside from grazing and parasitism,
maintaining a healthy native  community also  works  to limit invasive species
through competition.

    T Herbivorous fish  such  as the non-native  grass  carp (imported
       around  1962) voraciously consume  many weeds. The grass carp grows
       very rapidly (about 6 pounds  per year  maximum; Smith and Shireman,
       1983). This combination of broad diet and high growth  rate can control
       or even eradicate plants within several seasons.
           Like people, grass carp prefer certain food. They generally avoid alli-
       gatorweed, water hyacinth, cattails, spatterdock, and water lily — choosing
       instead species such as waterweed, pondweeds, and hydrilla. Fish will graze
       selectively on the preferred plant species while  less preferred species, in-
       cluding milfoil, may increase. Overstocking, on the other hand, may elimi-
       nate all plants, contrary to the ecological axiom of encouraging population
       cycles. Feeding preferences are listed in Cooke and Kennedy (1989).
.
B,
 '
   iological control
harnesses the power of
biological interactions
to manage plants; how-
ever, it suffers from the
ecological drawback
that in predator-prey
relationships it is rare
for the predator to
completely eliminate
the prey.
                                                                        281

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     Managing Lakes and Reservoirs
 Vising grass carp will
 arobably drastically
 ill                i  ilp-
 :hange the ecology of a
 ake. Stocked to reduce
 slants, grass carp
 ypically cause a shift
 oward algal blooms
 and more turbidity —
 which  then becomes a
 self-sustaining lake
Condition.

      Not all states permit the introduction of grass carp, so consult your
 state fishery agency before you decide to use them. Critical controls in-
 clude:
      •  Restrictions on the ability of the fish to reproduce (sterile
        triploid fish vs. reproductive diploid fish); and
      •  Inlet and/or outlet controls to prevent emigration.
      Stocking rates are based primarily on  qualitative and quantitative
 characteristics of the lake, with adjustment by region. Rates of up to 70
 fish per acre have been used to  remove dense nuisance plant growth,
 while rates  of only I  to 2 fish per acre have been used  in lakes with a
 lower density of more desirable vegetation.
      Stocked fish are normally 10 to 12 inches in length to protect them
 from predation. Stocking is typically performed on a 6-year cycle linked to
 fish mortality.
      Although  many  lakes (most notably, small ponds) have successfully
 used grass carp, the definition of success varies.
      •  Introduction of 3 to 5 fish per acre into Lake Conway (Florida)
        greatly reduced hydrilla, nitella, and pondweeds after two years,
        leaving non-targeted water celery (Vallisneria) largely unaffected
 ''      (Miller and  King, 1984). But algal biomass increased, indicating
        that fish can affect productivity (see the algal control section of
        this chapter).
      •  In contrast, stocking about  13 fish per acre (30/acre if only
        vegetated acres are counted) in Lake Conroe (Texas) eliminated
        all submersed plants in under 2 years, increased algal biomass,
        and changed the algae to less desirable forms (Maceina et al.
        1992).
      •  In small Lake Parkinson (New Zealand), grass carp eradicated the
        invasive, non-native Brazilian elodea (Egeria densa), were
        themselves then removed by netting and rotenone poisoning, and
        a native flora was naturally re-established from the existing seed
        bed (Tanner et al. 1990).
      •  The grass carp experience at Santee-Cooper (South Carolina) is
        an interesting story. Stocking 900,000 triploid carp eliminated all
        plants and stopped bass reproduction.
      Failure of this technique has generally been a function of fish diet not
 matching targeted plant species, inappropriate stocking rates, and lack of pa-
 tience (essential with  biological techniques) before taking additional action.
      Using grass carp will probably drastically change the ecology of a lake.
 Stocked to reduce plants, grass  carp typically cause a shift toward algal
 blooms and more turbidity — which then becomes a self-sustaining lake
 condition. Gamefish production will suffer from this condition, which lake
 users may find more objectionable than the original plants.

' Non-native insects have historically been  used to  control  rooted
 plants. Ten insect species have been imported to the United States under
 quarantine and have received U.S. Department of Agriculture approval for
 release to U.S. waters. These  insects — which include aquatic larvae of
                        282

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                                 CHAPTER 7: Management Techniques Within the Lake or Reservoir
 moths, beetles, and thrips — have life histories specific to certain host
 plants and are therefore confined to the waters of southern states in-
 fested with those plants: alligatorweed, hydrilla, water lettuce, and water
 hyacinth (Cooke et al. 1993a).
     They also appear climate-limited to southern states, their northern
 range being Georgia and  North Carolina. Because they reproduce more
 slowly than their target plants, control takes awhile, although it can be ac-
 celerated by using harvesting or herbicides to reduce major plant growth,
 with insects concentrated on the remaining plants.
      Insects have  proven  highly effective in controlling alligatorweed and
 water hyacinth; for example, Sanders and Theriot (1986) report that since
 1974, the water hyacinth  weevil (Neochetina eichhorniae) has reduced the
 distribution of water hyacinth in Louisiana by 50 percent.
     Integrated pest management  combines biological, chemical, and me-
 chanical controls to maximize effectiveness. Insects are particularly effective
 when combined with  other  plant management techniques. Supplemental
 chemical or mechanical controls work best if done in early fall or winter to
 minimize interference with the insects.
     When a Florida canal section  was harvested at the peak of the grow-
 ing season, both water hyacinths and weevils severely decreased (Center
 and Durden, 1986). Subsequent plant growth was  much greater than the
 weevil  population, greatly delaying control. Another  section of the  same
 canal was sprayed with 2,4-D at the end of the season, allowing plants and
 weevils to recover simultaneously and facilitating  more rapid  control by
 the weevil.
     In a Florida pond, weevils gradually eliminated water hyacinth in con-
 junction with sequential 2,4-D treatments  of sections of the pond (Haag,
 1986). Chemical treatments were conducted in such a manner as to leave
 refuges for the weevil. Alligatorweed later invaded the pond, but was con-
 trolled by the alligatorweed flea beetle, Agasicles hygrophila.
     Despite these successes, non-native species have a poor track record
 for solving biological problems (they seem to create as many problems as
 they solve); thus, government agencies tend to prefer alternative controls.
 Using native insects in a biomanipulative approach is, however, usually ac-
 ceptable.

' Native insects — primarily the  larvae of midgeflies, caddisflies, bee-
 tles, and moths — appear promising as aquatic plant controls, mainly in
 northern  states (Cooke et al. I993a). However, in  recent  years, the
 aquatic weevil Euhrychiopsis lecontei has received the most attention.
     Native to North America, Euhrychiopsis lecontei is believed to have
 been associated with northern watermilfoil (Myriophyllum sibericum), a spe-
 cies largely replaced since the 1940s  by non-native, Eurasian watermilfoil
 (M. spicatum). The weevil is able to switch plant hosts within the milfoil ge-
 nus, although to varying degrees and at varying rates depending upon ge-
 netic stock and host history (Solarz and Newman, 1996).
     Weevils do not use non-milfoil species, but can structurally damage
 Eurasian watermilfoiPs growth points (apical meristems) and supports (ba-
 sal stems) (Sheldon and O'Bryan,  1996a). Weevils feed on milfoil, lay eggs
 on it, and pupate in burrows in the stem.
.

I 	__		.	;
I ntegrated pest
management combines  i
biological/ chemical/ and
mechanical controls to
maximize effectiveness. :
Insects are particularly
effective when combined
with other plant
management techniques.
Supplemental chemical
or mechanical controls
work best if done in
early fall or winter to
minimize interference
with the insects.
                                                                   283

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Managing Lakes and Reservoirs
                                    Field observations link the weevil to natural milfoil declines in nine
                               Vermont lakes and several  lakes outside that state  (no weevils were
                               intentionally brought into any of these lakes)(Creed, 1998).
                                    Lakewide crashes have not been observed where the weevil has been
                               introduced into only part of the lake, although local damage has been sub-
                               stantial; widespread control may require more time. Like the non-native
                               insects, the native weevil reproduces more slowly than does its host plant,
                               so for faster results, more weevils must be stocked. Still unknown is why
                               the weevil was able to naturally overpower the milfoil population in cases
                               like the Vermont lakes. Longevity of control remains unknown, but classic
                               predator-prey population cycles are expected.
                                    One to three weevils per stem appear to collapse milfoil plants; thus,
                               raising the necessary weevils  is a major operation. The state of Vermont
                               devoted considerable resources to rearing weevils over a two-year period,
                               using them all  for just a few targeted sites (Hanson et al. 1995).
                                    Weevils are now marketed commercially as a milfoil control, with a
                               recommended stocking rate of 3,000 adults per acre. Weevils are usually
                               released from cages or  onto individual stems; early research attached a
                               stem fragment with a weevil from the lab onto a milfoil plant — a highly
                               labor-intensive procedure.
                                    Although an  integrated milfoil management approach may be able to
                               use weevils effectively, competing control techniques may affect their per-
                               formance (Sheldon and O'Bryan, 1996b):
                                    • Harvesting may directly remove weevils and reduce their density
                                      during the growing season.
                                    • Because adults overwinter in debris along the edge of the lake,
                                      techniques such as drawdown, bottom barriers, or sediment
                                      removal can kill them.
                                    • Extension  of lawns to  the edge of the water and application of
                                      insecticides also threaten these milfoil control agents.

                              ' Plant pathogens remain largely  experimental, despite a long history
                               of research interest. Properties that make them attractive (Freeman,
                               1977) include:
                                    • High abundance and diversity;
                                    • High host  specificity;
                                    • No effects on non-target organisms;
                                    • Ease of dissemination and self-maintenance; and
                                    • Ability to limit host population without eliminating it.
                                    Fungi are the most common plant pathogens, and using them to con-
                               trol water hyacinth, hydrilla, or Eurasian watermilfoil has been extensively
                               evaluated (Theriot,  1989; Gunner et al.  1990; Joye, 1990). Although many
                               problems plague this approach, combining fungal pathogens  with  herbi-
                               cides has shown recent promise as an integrated technique (Nelson et al.
                               1998).
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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
      ' Native plants provide  some  resistance  to  non-native invasions. Al-
       though invasive nuisance plant species are just what the name implies, the
       presence of a healthy, desirable plant community may be able to minimize
       or slow infestation rates. Disturbance encourages invasive species,  so a
       stable plant community should provide a significant defense.
           Unfortunately, natural  disturbances abound, and almost all common
       plant control techniques disturb the environment. Therefore, if native spe-
       cies are to regain dominance after a disturbance, they may need help, such
       as additional seeding and planting. This is still  a highly experimental proce-
       dure, but if native species are employed it should be less controversial.
           Experiments conducted in Texas (Doyle and Smart, 1995) indicate that
       dried seeds added to an exposed area of sediment will rapidly germinate to
       cover the previously exposed area. However, if this is not done early enough
       in the growing season to allow plants to mature and produce seeds of their
       own, annual plants will not return the second  growing season.
           Transplanting mature growths into exposed areas is a better way to
       establish a seed-producing population. Planting cuttings gathered by a har-
       vester (Helsel et al. 1996) did not establish native species in areas previ-
       ously covered by a benthic  barrier in Wisconsin.
           In Lake George, New  York, where the native plant community is di-
       verse  and dense, colonization by  Eurasian watermilfoil has been much
       slower than in many other area lakes (Wagner and Clear,  1996). Although
       in some areas the sediment itself may be inhospitable to milfoil, when
       milfoil is  cleared from an area and a native  assemblage restored, milfoil
       growth greatly diminishes (Eichler  et al. 1995). It would seem that estab-
       lishment of desired vegetation is entirely consistent with the primary plant
       management axiom: if light and substrate are adequate, plants will grow.
       Plant control should extend beyond eradicating undesirable species to en-
       couraging desirable plants.
Sediment Buildup
Sand, silt, and organic matter from erosion, construction, shoreline collapse, urban
drainage, and other sources decrease lake volume and increase the shallow water
area. Not only can this interfere with recreational  activities such as boating, but
shallow, nutrient-rich sediments encourage the growth of nuisance aquatic plants
and may contribute nutrients to the water column, thus stimulating algal blooms
as well. As internal productivity increases, organic matter accumulates and the
lake evolves toward an emergent wetland.
     Good  management of the watershed  (see Chapter 6) will, of course, reduce
sediment entering a lake; but how do you deal with it once it's there?
     Shallowness is the primary symptom to  be considered here; you can address
this problem in several ways:
       • Reserve part of the lake as a detention and settling area
         (cleaning it out as needed to maintain its function) to protect the
         remainder of the lake. Such basins  will  usually have to be quite large
         to capture the finest and most pollutant-laden material. Smaller basins
         to capture coarse sediments are more practical, but may not protect
         the lake from sedimentation impacts. This is more a preventive than
         restorative technique; and giving up a substantial portion of a lake  is
         usually unacceptable.
I  lant control should
extend beyond
eradicating undesirable
species to encouraging
desirable plants.
                                                                        285

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    Managing Lakes and Reservoirs
Humic substances:
Derived from humus, the
organic portion of soil
resulting from decomposition
of plants and animals.
       • Raise the water level: Outlet limitations usually make this very
         difficult — and you certainly don't want to flood shoreline properties.
       • Resuspend the sediment to move it downstream: This is not
         environmentally sound and is illegal in most areas.
       • Cause the sediment to decay or compact: Drawdown some-
         times compacts sediments, but usually does not significantly change
         water depth. Adding natural or engineered microbes, usually in con-
         junction with aeration, is advertised as accelerating organic  sediment
         decay, but scientific evidence is lacking. Also, most organic mucks need a
         great deal of oxygen; supplying enough oxygen for decomposition
         almost guarantees resuspension of particles, increased turbidity, and
         downstream transport. And some materials simply don't decay.
       • Remove the sediment: Dredging is a major operation, but can
         provide major restorative benefits if done properly.

     Removing sediment is the only practical way to consistently increase water
depth, and dredging has become one  of the most frequently prescribed tech-
niques. Key steps include:

       • Perform a proper feasibility study of the lake and disposal  sites.
         Consider the potential negative impacts and how to avoid  them;
         otherwise, they can be severe. Carefully assess sediment attributes
         (quality and quantity).

       • Design the dredging project — this involves much engineering and is
         best done by professionals.

       • Be aware of all costs; dredging projects are expensive — but can
         improve water depth over the long term.

       • Secure permits, which are usually extensive.

     Continual sediment loading will return the lake to its pre-dredged condition,
so you must control  external loading —  remember, watershed management is
essential — to protect your  investment in  dredging. See the algal and rooted
plant control sections of this chapter for more details on dredging.


Non-algal Color and Turbidity

Colored drinking water often indicates high concentrations of algae or humic sub-
stances. Algal control has been addressed  previously in this  chapter. Humic sub-
stances in drinking water are removed in a treatment facility, not in the reservoir
itself. It would be difficult and expensive to sustain this treatment for an entire lake.
     Humic substances act as a natural dye, limiting  the depth  of rooted plant
growths, and reducing phosphorus availability to algae. Consider these natural
benefits before removing humic substances.
     Color in drinking water drawn from a deep source (and sometimes  the
metalimnion) is often  caused by a high concentration of iron or manganese in the
raw water. These metals may also impart taste to the water. Aeration is generally
used to eliminate this buildup in a reservoir, although artificial circulation might
also  be applicable. For more  information, see the algal  control section of this
chapter.
                      286

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
Anoxia  and Related Issues

Anoxia (the absence of oxygen) is a natural process common in U.S. lakes for a
number of reasons:
       •  Decaying organic matter and sediments need oxygen — people's
         activities in the watershed can greatly accelerate the natural process
         of sediment accumulation.
       •  Oxygen can't enter the hypolimnion of a stratified lake from the
         atmosphere, so if there's not enough oxygen already in the
         hypolimnion to handle the oxygen demand, it may become anoxic.
       •  Shallow lakes may also become anoxic, especially where the sediment
         meets the water, if the sediment needs more oxygen than the
         atmosphere is delivering.

    So what happens in an anoxic hypolimnion?
       •  Iron, manganese, ammonia, and  dissolved phosphorus often
         accumulate to undesirable levels.
       •  Habitat for coldwater fish and daytime refuge for zooplankton are
         minimized.

    And the solution?
       •  Adding oxygen  is a logical solution to anoxia; this may involve artificial
         circulation (destratification) or  hypolimnetic aeration.
       •  Removing oxygen-demanding sediments  by dredging can also be
         effective, but is  a complicated and expensive process.
       •  Selective discharge may prevent anoxia if water can be discharged
         faster than the  rate of oxygen loss, but this is an uncommon situation.
       •  Anoxic impacts to water supplies can be minimized by elevating the
         raw water intake from the hypolimnion to the epilimnion. This can
         introduce taste and odor or other algal problems, but may be
         preferable to using an anoxic supply.

    Review the algal control section of this chapter for a more thorough discus-
sion of these techniques.


Acidification

Acidic waters can harm  many aquatic organisms,  principally by leaching sodium
chloride from the body fluids of fish  and other organisms. Important sport fish
species may disappear at  pH  levels below 6.
    Acidic lakes occur in two areas:
       •  Where the soils have little natural buffering (neutralizing) capacity; and
       •  Where acid rain and other human or natural processes cause
         acidification of water bodies.
    Poorly buffered lakes subject to considerable atmospheric deposition  of acid
compounds have been the most widely publicized  examples, but lakes subject to
copper sulfate and unbuffered aluminum sulfate applications can also acidify. Acidic
                                                                      287

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Managing Lakes and Reservoirs
                         drainage from mines affects thousands of miles of streams and numerous lakes
                         throughout Appalachia and in other coal and metal mining areas.
                             Some waters are moderately acidic  because they pass through naturally
                         acidic soils. A naturally acidic system can be severely disrupted by artificially rais-
                         ing the pH. Lakes dominated by these waters possess an  adaptive ecology that
                         should not be confused with that of lakes impaired by cultural acidification.
                             Clearly, controlling atmospheric emissions is the best way to counteract acidi-
                         fication — attacking the problem at  its source. But where damage from cultural
                         acidification must be mitigated on an in-lake basis, acidity is most often managed by
                         adding neutralizing  materials. Olem (1990) describes  methods of counteracting
                         acidification:

                               • Limestone, a natural mineral, is often the major component of
                                 surface water buffering systems that neutralize acidity. Limestone
                                 works on lakes just like common antacid tablets work on our
                                 stomachs. Calcium carbonate is the active ingredient in  both.
                                    And, because it is used extensively for agricultural liming, limestone
                                 is easily available at a low cost. It's usually applied by boat (helicopter
                                 if the lake is  not accessible by boat); a limestone-water slurry is
                                 spread over the lake surface.
                                    When added to surface water, limestone dissolves slowly, gradually
                                 increasing the pH. It is often desirable to add enough limestone so that
                                 some settles  to the bottom of the lake. This "sediment" dose continues
                                 to slowly dissolve over time.
                                    Limed water bodies typically  increase in pH to levels between pH
                                 7 and 9. These pH levels are best for growth and reproduction of
                                 many aquatic organisms, and reduce the concentration of toxic forms
                                 of aluminum. The effects typically last about  twice the lake detention
                                 time.

                               • Injection of base materials into lake sediment is an
                                 experimental procedure that has  been applied to only a few lakes
                                 (Lindmark, 1985; Willenbring et al. 1984) but shows promise for those
                                 with short detention times. The technique injects neutralizing
                                 materials such as limestone, hydrated lime, or sodium carbonate into
                                 the sediments of acidic lakes, to gradually change lake pH and increase
                                 acid neutralizing capacity in the water column  during spring and fall
                                 lake turnover. This treatment should last about five to seven times
                                 longer than adding limestone to the lake surface.

                               • Base injection may release phosphorus from the sediments to the
                                 water column, thus increasing productivity. In low fertility systems
                                 commonly associated with  low pH, this can benefit fish. But it can also
                                 disrupt the benthic community and increase turbidity, and is expected
                                 to cost more than liming lake water directly. This technique is
                                 generally limited to small, shallow lakes with  soft organic sediments;
                                 they must be accessible by roads  adequate for transporting materials
                                 and application equipment.

                               • Pumping naturally alkaline ground water into a few lakes has
                                 also been attempted.
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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
Toxic Substances

Substances that cause negative reactions in exposed organisms are called "toxic".
An overused and frequently misused term in recent years, it is a generic label put
on a wide variety of natural and anthropogenic compounds.
     Lakes often become sinks for toxic materials generated in the watershed —r
such as DDT and PCBs — but only a few toxic substances originate in the lake it-
self. These include ammonia, hydrogen sulfide, methyl mercury, and algal toxins.
     Disinfection byproducts (DBFs) result from reaction of organic mole-
cules with disinfection chemicals (mainly chlorine) in water treatment to form
potentially toxic compounds. The organic molecules may come from the water-
shed, primarily as decaying plants, or from vascular plants and algae in the reser-
voir. The concentration of these organic molecules is expected to be  higher in
more eutrophic water bodies. Consequently, watershed management and most
in-lake techniques for controlling algae and vascular aquatic plants can limit DBF
formation (Cooke and Carlson, 1989).
     The initial source of mercury in many lakes is not known, but its widespread
distribution suggests airborne dispersion; waste incinerators and fossil fuels are of-
ten blamed. Once in the aquatic ecosystem, mercury can be transformed into a
highly toxic substance. While dilution, flushing, or dredging can improve the situa-
tion, methyl mercury contamination has no simple in-lake solution.
     Artificial circulation or aeration can  usually control ammonia and hydro-
gen sulfide. Most algal control techniques can minimize algal toxins, which are
most often produced by blue-greens but can come from other algae as well.
     Natural uptake, adsorption, and settling usually remove or inactivate toxic
substances introduced to a lake. The sediments in urban and agricultural lakes of-
ten contain substantial quantities of  a wide variety of potentially toxic com-
pounds, but these compounds usually interact very little with the overlying water
column. Removing the sediment can be desirable, but disposal of contaminated
dredged material can be complicated and very expensive.
     Where a drinking water supply is involved, raw water is commonly treated
with coagulants, adsorption, settling, and/or filtration to minimize the amount of
potentially toxic substances in water  sent on to consumers. In general, treated
water supplies are very safe for consumption.
Pathogens
Controlling the biological  pathogens  (viruses, bacteria, fungi, and protozoa) of
concern to humans is usually a matter for watershed management. Such patho-
gens come mainly from waste materials, especially animal wastes, so management
of wastewater treatment plants, on-site  (septic) disposal systems, and  concen-
trated animal feedlots is important. Stormwater runoff is often a source of patho-
gens as well, and requires attention in  watershed management. Exceptions would
include direct inputs from humans, waterfowl, beavers, and other wildlife or live-
stock using the lake.
     Pathogens of special concern in water supplies today include the protozoans
Giardia and Cryptosporidium. The former is associated with a variety of wildlife, but
most notably beaver, while the latter is linked to livestock, especially young cows.
Both produce debilitating symptoms in humans, and Cryptosporidium has  been fa-
tal in some cases (Payer,  1997). Risk of infection in recreational lakes is very low;
current regulations concentrate on contamination of drinking water supplies.
Pathogen: A specific
causative agent of a disease.
                                                                       289

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Managing Lakes and Reservoirs
                             Pathogens are not easy to measure for several reasons:

                               • Fecal coliforms, bacteria that inhabit the intestinal tract of
                                 warmblooded animals, are often used to  indicate pathogen presence,
                                 but these bacteria are not usually pathogenic themselves.

                               • Other forms of bacteria can be assessed  by culture techniques, but
                                 this process is not rapid or completely reliable.

                               • Detection of Giardia and Cryptosporidium  depends mainly on visual
                                 examination of samples with a microscope, and is not extremely
                                 reliable (LeChevallier et al. 1997).

                             Most pathogens live only briefly in well-oxygenated waters, although  some
                        do form cysts that can become active pathogens after ingestion. Aeration and cir-
                        culation techniques, discussed previously in this chapter, sometimes remedy this
                        problem in  the lake. Drinking water subject to  possible pathogenic  sources
                        should  be treated by filtration and disinfection. Although  risk cannot be  elimi-
                        nated in water supplies, proper treatment (as stipulated under the Safe Drinking
                        Water Act) will minimize it.


                        Undesirable Fisheries

                        Fish production is directly related to lake or reservoir fertility. This relationship is
                        also the source of many fishery problems. While nutrient-rich waters may pro-
                        duce a larger fish population, they may also promote intense algal blooms, anoxia
                        in deeper waters, or serious fish imbalances (predators vs. prey, bottom vs. water
                        column feeders, or age and  size classes).
                             At the other end of the spectrum, lake or reservoir fertility may be so low
                        that fish grow and reproduce poorly, and stocking efforts  will usually fail  if the
                        lake is not fertilized. Lake Mead, in  Nevada and Arizona, is a case in point (Axler
                        etal. 1988).
                             Thus, both low and high fertility situations  have become targets for manage-
                        ment where  fishing is a high  priority. Some may say it's unethical to drastically
                        change  a natural system to  meet fishery goals, but management may be the only
                        way to maintain the system where the aquatic habitat has been created by humans.
                             Fishery issues include:
                               • Small population size — not enough fish, usually as  a result of lack
                                 of fertility, but also from overfishing, disease, anoxia, or toxic
                                 substances;
                               9 Undesirable size distribution — stunted  fish populations, usually
                                 as a result of low  mortality rates and overcrowding, leading to
                                 sub-lethal food shortages and slow growth;
                               • Predator-prey imbalances — not  enough predators to keep the
                                 prey species in check (leading to an undesirable size  distribution)  or
                                 not enough prey to support the desired  level of gamefish;
                               • Non-native or disruptive species  —  presence of enough of an
                                 undesirable species to impact the desirable species (lamprey damage
                                 to trout) or quality of the fishing experience (turbidity created by
                                 carp); and
                  290

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                                       CHAPTER 7: Management Techniques Within the Lake or Reservoir
       • Poor fish condition — low weight to length ratios, tainted flesh
         (taste), contaminated tissue, poor appearance (parasites).

    Just as with lake restoration, the condition of the fish community must first
be diagnosed before beginning a  fish management program. This usually involves
fish sampling to  assess the condition of the present  fish community. Before at-
tempting to diagnose a fishery condition, consult with state fisheries profession-
als. Fish management  should also  involve  an  understanding of the  physical,
chemical, and biological features of the lake aside from fish; a diagnostic/feasibility
study is a useful tool in virtually every aspect of lake management.


    Fishery management in lakes and reservoirs falls into three broad categories
(Baker et al. 1993):

       • Habitat management — alteration of the physical and/or chemical
         features of the lake to suit a fish species or group. Aeration to reduce
         anoxia, liming to reduce acidity, dredging to expose gravel substrate,
         placement of artificial reefs, and structuring the plant community by
         removal or plantings are all examples.

       • Fish manipulation — stocking or removing fish of selected species
         or sizes to enhance  the food base or remove competitive or
         predatory limits on a species or group. Removal of planktivores
         (sunfish) or rough fish (carp), stocking of top predators (pike or bass),
         or addition of prey species (minnows, alewife, shad) come under this
         heading.

       • Managing fishing pressure — setting limits on the types, sizes, or
         numbers of fish that can be removed to minimize human disruption of
         the fish assemblage. Fishing regulations should not only enhance equity
         of opportunity for anglers, but should act as a tool to maintain or
         improve fishery characteristics over time.

    All the habitat management  techniques except artificial  reefs have  been dis-
cussed elsewhere in this chapter.  Artificial reefs are  somewhat controversial, in
that it is not clear they help fish  production. Certain species will benefit, but the
concentration of those fish  around  reefs  may  favor anglers more (Bortone,
1998).

    ^ Fish manipulation typically  revolves  around stocking  or removal.
       Removal  has been practiced on  large and small scales  by  a variety of
       methods  (McComas, 1993). Piscicides, such as rotenone, were widely used
       in the mid-1900s, but are less popular today as   a consequence  of
       unintended side effects. Still, chemical control  is generally more effective
       than physical techniques such as netting or angling. Drawdown can elimi-
       nate most species of fish, but complete drawdowns  are uncommon and
       also have serious side  effects. Biological control, which generally involves
       adding larger predator species, has become more popular  over the  last
       quarter century. Fish stocking, while indiscriminate in decades past, is now
       somewhat more tightly controlled and normally requires a permit from
       the  state  fish agency.
           In either case, the goal is to alter the ratio  of predators to prey, or
       large fish to small fish, or one species to another, so that one or more spe-
                                                                        291

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     Managing Lakes and Reservoirs
     lanaging fishing
jjmeans managing
•people, which requires a
ifirm scientific basis and
!the ability to both
              ..... cjncl ............................................
^ enforce decisions.
P N egative aspects of
^regulations are mainly
Irelated to angler
[dissatisfaction with
IpeJng regulated, not
;with impacts on the
flake itself.
cific species will become more abundant.  An exception would be put-
and-take stocking, in which catchable-sized fish are placed in a lake for im-
mediate angling enjoyment and may have little long-term impact on the
fish community.
     Fish manipulation requires careful planning, along with followup moni-
toring and usually repeat manipulations on an annual to five-year basis. Its
primary negative impacts are:
     • Loss of native species or genetic stocks: stocking of
       hatchery-reared trout has become more controversial because of
       its effect on  native genetic diversity.
     • The ever-present potential for biological interactions to affect the
       lake with unexpected severity: for example, alewife or shad stocked
       to provide food for gamefish can produce a trophy fishery, but can
       also greatly reduce zooplankton and the average zooplankter body
       length and algae grazing potential  (Wagner and Carranza,  1986;
       Brandt, 1998). Alewife and shad can discourage recruitment of
       gamefish through food competition with juveniles and possibly
       direct predation on eggs and fry. Adult gamefish growth has
       therefore been enhanced at the expense of algal biomass control,
       water clarity, and gamefish recruitment.
     In artificial or intensely managed systems, however, fish manipulation
may be necessary to achieve fish production and fishing goals.
     Managing fishing means managing people, which requires a firm scientific
basis and the ability to both communicate and  enforce decisions. Controls
range from closed seasons to size or catch restrictions to encouragement for
keeping certain types or sizes of fish (Baker et al. 1993). Management options
include:
     • When  fish are more susceptible to fishing pressure at certain
       times, they may need to be protected by a closed season.
     • Where fishing  pressure is intense, fish must be protected until
       they reach a reproductive age if the  population is to be naturally
       sustained, and limits on fish size and catch per angler may be
       necessary to ensure continued fishing.
     • Where small and large fish need  protection, a slot limit can be
       instituted, allowing only an intermediate size class to be taken.
     • If there are too many fish of a given species for the system to
       support, thinning by angling is possible, although this has rarely
       reduced the  stock to the desired level by itself (McComas, 1993).
     Fishing regulations tend to maintain, not change fisheries. Regulations
are generally intended to minimize undesirable  shifts in population charac-
teristics. Negative aspects are mainly related to angler dissatisfaction with
being regulated, not with impacts on the lake itself.
     Some fish management techniques  are  intended to enhance aquatic
conditions, not angler success:
     • Removing bottom-feeding fish from shallow lakes is a prime
       example (see algal  control techniques).  Fish are often removed to
       increase zooplankton size and biomass, so they will graze  on algae
       and thus improve water clarity.
                        292

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
           • Grass carp are stocked to reduce vascular plant growth, often to
             the detriment of other fish species and with large increases in
             algal biomass.

Animal Nuisances

Many animals annoy other lake users, but those that affect humans get the most
attention in management programs: various insects, waterfowl, aquatic inverte-
brates, and rodents. In some cases, management for human protection or comfort
is consistent with other lake goals and  sound ecological principles, but in many
cases we are fighting nature to meet human goals.

     ^ Insects that carry diseases or are simply annoying (mosquitoes, midges,
      blackflies, other biting insects) have little effect on water quality and may
      actually fuel fish production, but are often targeted because of their nega-
      tive  interactions with humans.
           • Chemical solutions: pesticide applications that may also affect
             other non-target organisms.
           • Physical solutions: drying up possible breeding areas (which
             may or may not affect associated lakes), dredging to deepen the
             habitat, and flushing to control nuisance populations.
           • Biological solutions: funneling production of problem insects
             into other biological components of the system, most  often fish.
           As with algal  control, humans have technological superiority but an
      evolutionary disadvantage; complete  control  of insect pests  is  rarely
      achieved — lake users must accept some level of co-existence.

     ^ Waterfowl become nuisances when they become abundant enough to
      add  nutrients to the lake or interfere with recreation either directly or by
      raising bacterial counts (and  thus forcing beach closures). Canada geese
      are the most cited offenders, but a variety of ducks and seagulls can also
      cause problems. Control depends largely on the priority of lake  uses.
           • Waterfowl  breeding and migration areas are best used to enjoy
             the diversity of waterfowl they attract, so controls should be
             aimed at helping the waterfowl: preventing diseases and managing
             the population. Recreation is secondary in these areas, unless
             hunting  is a priority use.
           • Where the lake is used primarily for recreation or water supply,
             taking action against larger populations of waterfowl may be
             justified.
           Waterfowl  control may involve  scare tactics, including exploders,
      shellcrackers, noisemakers, scarecrows, and balloons; or dogs, chemical re-
      pellents, or habitat manipulation to keep them away from certain areas (U.S.
      Dep. Agric.  1986; McComas, 1993). Most scare tactics will work  for some
      time, but waterfowl will eventually get used to them and become immune
      to the technique. Dogs are an  exception if they remain aggressive. Chemical
      repellents are inconsistent, and must be reapplied frequently.
           Habitat manipulation  can succeed, and is ecologically consistent with
      most other management goals, but takes time and often requires more ef-
.
A,

     \s with algal control/ -
  humans have
  technological superiority,
  but an evolutionary
  disadvantage; complete
  control of insect pests is
  rarely achieved — lake
  users must accept some
  level of co-existence.
                                                                       293

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Managing Lakes and Reservoirs
                               fort. In the case of geese, plant barriers between water and land will often
                               discourage geese from using an area. Dense stands of cattail,  iris, or other
                               stiff plants can physically impede goose movement,  and tall  grasses limit
                               forage and visibility. Fencing at the edge of the water also inhibits use by
                               geese. Wires, fishing line,  or other overhead physical barriers bar both
                               geese and seagulls from targeted areas.
                                    Direct population control is also possible where laws permit, and
                               includes shooting, trapping with relocation, and shaking of eggs (addling).
                               Eliminating supplemental feedings is appropriate, and food poisoning has
                               been employed in extreme cases.

                             V Aquatic invertebrate nuisances include  certain  larval inverte-
                               brate stages that cause swimmer's itch, leeches, other invertebrates that
                               bite or infect humans, and non-native zebra mussels that drastically alter
                               the flow of energy in a lake. Although copper sulfate or other pesticides
                               kill them, these treatments may harm  the  aquatic environment. Methods
                               that use the ecology of the problem species against it are much preferred.
                               Several fairly simple techniques can help alleviate this problem:
                                    • Swimming areas can be altered to favor humans and exclude
                                      most nuisance invertebrate species by limiting plants  and soft
                                      substrates, placing barriers around the edge of the  swimming
                                      area, and changing water chemistry.
                                    • A few salt blocks can increase the  salt concentration  to  a level
                                      leeches find objectionable.
                                    • Limiting snails and waterfowl in swimming areas by physically
                                      removing them or changing their habitat can  minimize the
                                      number of larval  invertebrates responsible for swimmer's itch.

                             V Tfie zebra mussel problem deserves special  mention as this non-
                               native species expands at tremendous rates in suitable waters, with signifi-
                               cant  effects:
                                    • Because they filter the water, zebra mussels greatly enhance
                                      water clarity, reducing food resources for zooplankton and fish.
                                    • More energy is funneled through benthic pathways, favoring
                                      different species offish than usually found in the affected lakes.
                                    • Intake or discharge pipelines can become clogged.
                                    • Bottom  coverage creates a hazard for swimmers and waders,
                                      who can be cut on the sharp edges of an open shell.
                                    • Growth on boats, mooring lines, and buoys creates hazards and
                                      maintenance problems.
                                    Zebra mussels may be controlled biologically through  predation by
                               certain species, including  the  freshwater  drum, but this has  not  been
                               widely successful. Several other approaches have been tried:
                                    • Standard treatment chemicals such  as copper or chlorine can be
                                      effective, but in many cases the mussels  can't  be exposed to the
                                      chemicals long enough to kill them.
                   294

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
           • Additives to paints, such as hot sauces, can minimize the
             attractiveness of surfaces for colonization, but are not completely
             effective for an extended period of time.
           • Physical removal is possible but labor-intensive.
           • Some treatment facility operators limit control efforts, preferring
             co-existence strategies such as oversized pipes (Sarrouh, 1998).

     v Beaver, muskrat, and nutria become nuisances  through their
       own efforts at manipulating their habitat. Burrows and dams create physi-
       cal impediments to human use, and consumption of shoreline vegetation
       promotes  erosion. Other than direct trapping, control  methods consist
       largely of counteracting the tendency of these animals to adjust their en-
       vironment (McComas, 1993):
           • Remove dams — but you can also foil animals through tubes or
             sluices designed to prevent intentional clogging.
           • Discourage burrowing with flagstone, riprap, or wire mesh.
           • Protect trees and shrubs with wire barriers.
           • Use unpleasantly scented (usually non-toxic) chemical  repellents.


User Conflicts

User conflicts  result when one use of the lake  negatively affects one or more
other uses. These may be between  human uses such  as water supply or recrea-
tion  and non-human uses such as habitat for fish and wildlife. Or perhaps  human
user groups have  different priorities for lake use. Conflicts between  non-human
user groups also exist, but tend to get minimal attention from lake managers.
     The most controversial user conflicts in recent years relate to:
       • Provision of water supply from reservoirs versus downstream flow for
         habitat maintenance;
       • Use of outflow for power generation versus desired water level for
         other uses; and
       • Motorized watercraft versus virtually all other lake uses.

     Lake and reservoir management includes planning to meet the needs of water
users (Chapter 3), and conflicts must be anticipated and addressed.  Politics and
economics will figure into conflict resolution as much as science, and the ability to
effectively deal with people is as important as expertise in any of these fields.
     Resolving conflicts over flows and water levels tends to revolve  around wa-
ter quantity allocations that bring about specific downstream flows or in-lake wa-
ter levels at specified times of the year (Blaha and LoVullo, 1997; Moyle et al.
1998). You must thoroughly understand the water budget of the lake or reser-
voir, its morphometry and storage capacity, and the operating limits  of the con-
trol  structures that hold  or  discharge water.  You must  also understand the
configuration and resource sensitivity of the downstream channel. You may then
be able to craft a management plan that satisfies all uses,  or at least minimizes
conflicts. Sometimes, however, you will simply have to establish clear priorities for
lake  use and manage accordingly.
tat

   ike and reservoir
management includes
planning to meet the    ;•
needs of water users,   =
and conflicts must be
anticipated and
addressed. Politics and
economics will figure
into conflict resolution as
much as science, and the!
ability to effectively deal!
with people is as
important as expertise
in any of these fields.
                                                                       295

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     Managing Lakes and Reservoirs
  nstead of going to the
 extreme and banning a
 use, look for the
     -win; you may be
 able to satisfy
 everyone's "needs" if
 you all understand the
 nature of the conflict.
  t should be possible to
  esolve most recreational
  pnflicts and achieve
  talanced resource use if
  || parties are committed
  o a fair allocation for
  • I	i  nun i in  i  i   i 11111  i
  ach use.
   ^
•bill: i' Hi, ip'iip
        should reflect all
            ,          , ,
 aspects of the project,
pi               ...
 from engineering and
^permitting through
factual dredging to
"shoreline and
1-     i  i i   i      i
^containment area
{restoration, and will be
 highly lake-specific.
    Most conflicts involving recreational lake use can be managed by allocating ei-
ther space or time (Jones, 1988; Wagner, 1990, 1994). Instead of going to the ex-
treme  and banning a use,  look  for the win-win; you may be able to satisfy
everyone's needs if you all understand the nature of the conflict. Compromise by
restricting activities to certain spaces and/or times.
    Motorized watercraft interfere with many other lake uses, mostly because
they're noisy and disturb bottom sediments in shallow areas. Personal watercraft
have received much attention for their noise impact. Try restricting the speed of
watercraft operating within some defined distance from shore and zoning certain
portions of the lake for non-motorized use. You might also restrict the hours of
engine operation or allow use of motors on only odd-numbered days or at cer-
tain times. Restricting engine size has been tried, but the connection between the
engine size and impacts is not so clear. Some approaches, such as limiting parking
space at the boat launch, combine  space and time restrictions on boaters into
density regulation.
    You must understand the motivation and  use pattern of each user group if
you are to develop a mutually satisfying solution. It is also important to under-
stand the  lake resource, as some features will predispose the lake to certain im-
pacts. Space zoning tends to work better  on large  lakes, while time zoning is
often necessary on small lakes. As with flow and water level conflicts, sometimes
decisions must be made on the basis of use priorities, but it should be possible to
resolve most recreational conflicts  and achieve balanced resource use if all par-
ties are committed to a fair allocation for each use.
Cost  of  Lake Management
The cost of managing a lake or reservoir depends on several factors (Table 7-8),
and the process of estimating costs is highly lake-specific.

       • The cost of chemicals depends on dose and volume to be treated,
         each of which requires information about the system to be treated.
         Costs are typically reported on a per acre basis, however, obscuring
         some details.

       * Harvesting costs depend on the machine to be used, the type and
         density of the plants to be harvested, and the location of the
         offloading point relative to the area targeted for harvesting.
         Contractor estimates will incorporate costs for mobilization and
         equipment maintenance that will not be obvious in an areal (per acre)
         cost. Estimates derived by lake associations or towns that have
         purchased a harvester should also include maintenance expenses, as
         well as salaries and benefits for operators and insurance costs. Again, a
         simple cost per unit of area harvested obscures the details and limits
         the comparative value of the estimate.

       • Estimating dredging cost  is quite complicated, and involves substantial
         knowledge of lake and sediment features, access and equipment
         considerations, dewatering capability, containment area characteristics,
         and ultimate disposal of dredged materials. The cost of each program
         element is calculated and summed to derive the project cost, but for
         comparison among dredging projects this value is often divided by the
         quantity of sediment to be removed to yield a cost per unit volume
                       296

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                                      CHAPTER 7: Management Techniques Within the Lake or Reservoir
         (typically per cubic yard). This cost value should reflect all aspects of
         the project, from engineering and permitting through actual dredging
         to shoreline and containment area restoration, and will be highly
         lake-specific.

    For any given lake and problem, comparison of costs for alternative manage-
ment methods should be based on a careful accounting of all expenses associated
with each method over the intended duration of benefits, recognizing how the
benefits vary for different techniques. Don't, for example, compare the cost of a
single herbicide treatment with a dredging project that should provide multiple
benefits for decades. Similarly, nutrient inactivation may control algae to the same
extent as aeration for less long-term cost, but will  not increase hypolimnetic oxy-
gen levels as much. Comparison of contract harvesting versus purchase and local
operation of a harvester should be based on the cost over the expected lifetime
of the harvester (typically 10 to 15 years).
    Separate costs into capital and operating expenses, as high capital methods
may require different approaches to funding  and  implementation, and may ulti-
mately affect the  choice of technique. Estimators should  also note any factors
that cause uncertainty of cost values, and express estimates as cost ranges for
each method of managing a given problem in a given lake. Cost ranges for alterna-
tive methods can then be compared directly and in light of other non-cost issues
that affect selection of management methods, such as variable benefits, permitting
requirements, and social acceptability.
    While the lake-specific approach is recommended for serious comparisons
and detailed budgeting, it does require much information you may not have in
the early planning stages of lake or reservoir management. Thus, you may want
to make general cost comparisons  among techniques or get an initial rough es-
timate for discussion purposes. Most lake-related texts cite specific cases and
associated costs, but extrapolating them to your case may be difficult. Where
appreciable  cost data are  available (e.g., dredging, nutrient inactivation, herbi-
cide treatment), the range is generally large as a consequence  of  lake-  or
region-specific features.
Comparing Costs
With all of these caveats in mind, Table 7-8 compares costs (in 2001 U.S. dollars)
among selected techniques based on clearly outlined assumptions, a uniform unit
of application (per acre), a common target area (100 acres), and an extended peri-
od of benefit (20 years). The ranges in Table 7-8 are not all-inclusive, and some as-
sumptions may not hold true for even most possible cases. Cost estimates are
based on interviews with lake management practitioners across the country, but
are adjusted to reflect the added costs of design, permitting, and  monitoring for
each technique.
     Consider, for example, the costs Table 7-8 gives for addressing two primary
problems: excessive algal growths and aquatic macrophyte infestation. It is obvi-
ous that addressing these problems on an in-lake basis is expensive when consid-
ered over an extended period of time, no  matter which technique is employed.
Preventing lake and reservoir problems would seem preferable to in-lake man-
agement wherever possible.
     Very few techniques provide lasting  relief at a consistently low cost. If algae
can be controlled with selective withdrawal through an existing structure (either
   R_.,  .	_	  ...
   eventing lake and
reservoir problems
would seem preferable
to in-lake management
wherever possible. .. .
Very few techniques
provide lasting relief at
a consistently low cost.
                                                                       297

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Managing Lakes and Reservoirs
Table 7-8.— Cost of selected management options within lakes and reservoirs.
TECHNIQUE
ASSUMPTIONS
COST RANGE ($)
PER ACRE TREATED,
WITHOUT CONSIDERATION OF
LONGEVITY
OF EFFECTS
COST RANGE ($) FOR A
HYPOTHETICAL 100-ACRE
TARGET AREA OVER
A HYPOTHETICAL
20-YEAR PERIOD
ALGAL CONTROL
Herbicide Treatment
wilh Copper
Artificial Circulation
Aeration
Selective Withdrawal
Bottom Sealing
Sediment Treatment
with Riplox
Dredging
Nutrient Inactivation
Dilution
Flushing
Dye Addition
Partitioning for
Pollutant Capture
Biomanipulation of
Fish/Zooplankton
Copper sulfate powder/crystal
Chelated formulations
Shallow water circulation
Destratifying diffusion
Full or partial lift, prevention of
anoxia
Full or partial lift, DO>5 mg/L
Layer aeration, prevention of
anoxia within layer
Layer aeration, DO>5 mg/L
within layer
Necessary structures in place
Structural alteration and/or
treatment of discharge required
Artificial covers
Reverse layering
No major obstructions to bottom
treatment
Average sediment depth - 2 ft
Average sediment depth = 5 ft
Alum with no buffering, external
load controlled
Buffered alum treatment, external
load controlled
Water readily available
Piping, pumping, or structural
alteration necessary, and/or
water treatment necessary
Water readily available
Piping, pumping, or structural
alteration necessary
Detention time >1 month
5-acre detention pool
5-acre constructed wetland
Predator stocking
Planktivore removal
50-150
150-300
300-5000
500-7000
800-2000
1000-3000
500-1000
700-1200
<100
' 1000-3000
5,000-60,000
20,000-40,000
8,000-12,000
15,000-50,000
25,000-80,000
500-700
600-1000
500-2500
5000-25,000
500-2500
5000-10,000
100-500
10,000-40,000
15,000-75,000
500-1500
1 000-5000
100,000-1,200,000
300,000-2,400,000
70,000-350,000
90,000-400,000
1 80,000-300,000
280,000-400,000
120,000-180,000
1 80,000-240,000
50,000-100,000
200,000-1,000,000
1,000,000-6,000,000
2,000,000-4,000,000
1,600,000-2,400,000
1 ,500,000-5,000,000
2,500,000-8,000,000
50,000-140,000
60,000-200,000
1,000,000-5,000,000
5,000,000-25,000,000
1 ,000,000-5,000,000
5,000,000-10,000,000
200,000-1,000,000
75,000-200,000
75,000-275,000
200,000-600,000
400,000-2,000,000
                   298

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CHAPTER 7: Management Techniques Within the Lake or Reservoir
Table 7-8.— Cost of selected management options within lakes and reservoirs (continued).
TECHNIQUE
ASSUMPTIONS
COST RANGE ($)
PER ACRE TREATED,
WITHOUT CONSIDERATION OF
LONGEVITY
OF EFFECTS
COST RANGE ($) FOR A
HYPOTHETICAL 100-ACRE
TARGET AREA OVER
A HYPOTHETICAL
20-YEAR PERIOD
MACROPHYTE CONTROL .^;. _ ' . '.. ^ ; ;. '_ ^;f^ [,L,^: '^ ^ f^- ' /, . ':. ., . ", • , 	 	 '.'.' : . '.. :. . - :.-. ,
Cutting
Hand Pulling
Harvesting
Hydroraking or
Rotovation
Suction Dredging/
Harvesting
Benthic Barriers
Water Level Control
Dredging
Dye Addition
Herbicide Treatment
with Diquat
Herbicide Treatment
with Endothall
Herbicide Treatment
with Glyphosate
Herbicide Treatment
with 2,4-D
Herbicide Treatment
with Fluridone
Herbivorous Fish
Herbivorous Insects
No collection of vegetation
With removal
Moderately dense, submersed
vegetation
Very dense or difficult to
cut/handle
Softer submersed vegetation
Emergents and root masses
Primarily plants removed
Includes installation and
removal/annual maintenance
Necessary structures in place
Structural alteration required
Average sediment depth = 2 ft
Average sediment depth = 5 ft
Detention time >1 month
Liquid application
Liquid application
Surface spray application
Granular formulation, 1 00
Ibs/acre
Liquid formulation, single
treatment
Liquid formulation, 3 sequential
treatments
Pellet formulation
Grass carp stocked
Selected insects stocked
200-400
100-500
200-600
1 000- 1 500
2000-4000
6000-10,000
5000-10,000
20,000-50,000
<100
1000-2000
20,000-50,000
40,000-80,000
100-500
200-500
400-700
500-1000
300-800
500-1000
1000-2000
800-1200
50-300
300-3000
400,000-800,000
200,000-1,000,000
400,000-2,400,000
2,000,000-4,000,000
2,000,000-4,000,000
3,000,000-6,000,000
2,500,000-6,000,000
4,000,000-7,000,000
50,000-100,000
200,000-600,000
1,500,000-5,000,000
2,500,000-8,000,000
200,000-1,000,000
400,000-2,000,000
800,000-2,800,000
1 ,000,000-2,000,000
300,000-1,600,000
200,000-1,000,000
500,000-1,000,000
400,000-1,200,000
25,000-150,000
150,000-1,500,000
Cost estimates are based on prices obtained from cooperating lake management practitioners across the USA, adjusted to the
units of measurement for this table. While cost ranges do not include all possible situations, costs associated with each technique
are intended to reflect all directly associated expenses, including design, permitting, capital cost, operating cost, and monitoring.
Assumptions made to construct this direct comparison table may not hold true in all possible cases. Costs are given in 2001
U.S. dollars.
                               299

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     Managing Lakes and Reservoirs
-In most cases, it makes
[more sense to narrow
 the range of techniques
ffcased on non-cost      '
Praetors, then develop a
Hake-specific cost
 comparison of the most
I	 *         '   , "kir
'appropriate methods.
 NEPA: The National
 Environmental Policy Act of
 1969 that established a
 national policy for the
 environment, created the
 Council on Environmental
 Quality,  and directed that
 every recommendation or
 report on proposals for
 legislation and other major
 federal actions significantly
 affecting the quality of the
 human environment include a
 detailed statement on the
 environmental impact of the
 proposed action. For the
 complete act, see Council on
 Environmental Quality, 1991.
for water supply intake or by discharge of poor quality water), costs are mini-
mized. Likewise, if external loading has been reduced to an acceptable level, inac-
tivation of phosphorus with aluminum can provide long-term control at a cost
lower than for most competing techniques. However, both of these situations
could be considered "special cases" that do not include commonly encountered
costs for structural alterations and watershed management.
     Certain types of rooted aquatic plants can be controlled by drawdown using
an existing outlet structure at a low long-term cost, but not all  macrophytes will
be controlled and not all lakes have outlet structures that facilitate such draw-
downs. Herbivorous fish also offer a potentially low cost, long-term control op-
tion, but they don't consume all plant species with equal preference, control over
the fish is limited once stocked, and use of non-native species  is illegal in some
states. Both drawdown and herbivorous fish can produce undesirable effects on a
lakewide scale, and  counteracting these effects can raise costs considerably.
     With few exceptions, the cost of addressing excessive algal and macrophyte
growths is as variable within techniques as among techniques. Again, the difficulty
of making generalized cost comparisons among techniques is underscored. In
most cases, it  makes more sense to narrow the range of techniques based on
non-cost factors, then develop  a lake-specific cost comparison of the most ap-
propriate methods.
     Long-term cost might best be minimized by first using one or more applica-
ble and cost-effective lakewide techniques to control a  major problem, then using
different techniques on a more local or infrequent basis to prevent its recur-
rence.
Permitting Lake  Management
Nearly all in-lake management techniques require some form of permitting or
agency approval (see Chapter 8). Such processes add time and cost to the project,
but they underscore the importance of considering all possible impacts and mini-
mizing undesirable effects. Regulatory processes may include:
       •  General federal or state environmental review (NEPA or state
         equivalent)
       •  Environmental  impact reporting (if required as a result of NEPA)
       •  Clean Water Act Section 401 (water quality certification)
       •  Clean Water Act Section 404 (wetlands permit)
       •  State and local wetlands protection statutes
       •  Federal Endangered Species Act consultation
       •  State protected species statutes
       •  Fish and wildlife permit/notification
       •  Discharge permits (NPDES [see Chapter 6] and/or state equivalent)
       •  Aquatic structures permit
       •  Chemical application permit
       •  Dam safety/alteration permit
       •  Drawdown permit
                       300

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                                        CHAPTER 7: Management Techniques Within the Lake or Reservoir
       • Dredging permit
       • Waste disposal permits
       • Water diversion/use permit

     Always consult local and state regulatory authorities before implementing a
lake or reservoir management plan, and build an appropriate lead time into your
program to acquire permits. Small projects or those involving limited impacts in
minimally sensitive systems may require only a month or two to gain  approval,
while large-scale  restoration  and management efforts may require more than a
year to get permitted.
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                   302

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                   306

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                      Chapter  8
              Developing   and
               Implementing   a
            Management   Plan
    Planning is an essential aspect of managing your lake or reservoir — indeed,
    planning and management cannot be separated. The investments you make
    in developing and implementing your management plan will pay off in terms
of reaching your goals.
Why Plan?
If you follow a plan, you will reach your goals.

It can't be stated more simply than that. People concerned about lakes often say
they can't afford to plan. "We are only volunteers" or "We have just so much
money, so we want to spend it doing something, not planning." But many lake as-
sociations waste money on their lake because they did not have a plan.
    People who don't prepare financial plans say, "I can't afford to do that right
now." Yet, people who prepare and follow financial plans are better off.
    Businesses that prepare and follow business plans are more likely to succeed.
Indeed, most banks won't loan money to businesses without business plans.
    Without a plan, you will not reach your goals.
    Planning is doing. Planning goes hand in hand with management; it provides
the framework for what you do. With planning, management is more focused,
meaningful, and effective.
    Crises often spark management actions that mistakenly substitute for plan-
ning. The discovery of a new exotic species or a proposed development on  the
lakeshore often incites quick organization and action — but almost always out-
side of a meaningful planning context. After the urgency disappears, the organiza-
tion and the effort dissolve.
    These situations argue for advanced planning — often the crisis could have
been avoided and effectively managed in the context of a plan.
1
      hen good things
happen to us it is often
the result of planning.
The better the planning,
the better the result"

From/'Planning Ahead ....
Strategically." Olsen Thielen
Advisor, 1998.
                                                             307

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Managing Lakes and Reservoirs
                          imagine a complicated computer factory with white-coated technicians
                          emerging from rooms sealed with positive air hatches as they move products along an
                          ultra-sophisticated production line. This is the end result of many decades of research
                         	gnd development and millions of dollars of capital expenditures.

                          Now imagine your favorite lake  during a summer's sunrise, the
                         	'technicians' are the many plants and animals of an ultra-sophisticated biological
                          production line: the end result of millions of years or evolutionary 'research.'
                        | Just as the factory, the lake did not just appear and it needs even more
                        |_ research	and	gtteniion_thgji^thj_computer factory, believe it or not. Otherwise, how will
                        y• we be able to maintain its engines of life? There are now too many contaminants and
                        £ unidentified influences from all of the people technicians in this factory — which might
                        f be fatal in the computer analogy.
                        I           	"  "     ;:"":::;	:*;	:::T.-r.;-.-:~':,r::
                        I What to do? We need to institute careful planning and attention to detail for our lakes
                        | to maintain their engines of life that we have come to appreciate, this will take
                        j^espyrces^ people, ingenuity, money, and commitment — to accomplish. -Bruce
                        | Wilson, Minnesota Pollution Control Agency. An analogy illustrating the  importance of
                        I	planning for lakes. December  1998.4>
                        What is a Management Plan?
                        Your management plan should answer the question:

                             v Who will do what by wfien anof with wfiaf
                               expected result? We can take this question apart to
                               form the elements of the plan.

                               • The who refers to the members of the lake community who are
                                 willing to invest in the management of their lake. Including those
                                 people who are unwilling or who are coerced into action will work
                                 against sustaining a meaningful management program.

                               • The what refers to management actions directed toward a meaningful
                                 and measurable objective. Here we must exercise care regarding the
                                 source of funding. Outside monies — those coming from outside the
                                 lake community — may tend to  direct management actions to goals
                                 not embraced by the community; or, these monies may make your
                                 community complacent by delaying their investment in the  lake.

                               • The when is important because without a deadline, there is no
                                 commitment.

                               • Specifying an expected result forces an ongoing and critical
                                 evaluation, which is essential to a long-term effort. The evaluation
                                 must be objective and measurable, and  it requires flexibility in the
                                 management program.

                             Because lake and reservoir management is  not  an  exact science, ongoing
                        evaluation is essential, and should, as a rule-of-thumb, be up to 20 percent of the
                        management effort. Lake McCarrons, Minn., went for 10 years without any critical
                     308

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                                        CHAPTER 8: Developing and Implementing a Management Plan
evaluation; then, the community learned that the restoration program had not
improved the lake in any way (Metropolitan Council, 1997). Not attaining the ex-
pected result does not represent a failure of the management program, but
rather an opportunity to adjust and improve.

     v 'Plan' is a verb, not a noun. Okay, it's really both, but the point is
      the outcome of planning is not just a report, it must include action — and
      that presents unique challenges. Unlike personal financial plans, which in-
      volve one person or a couple, lake management plans must satisfy multiple,
      often conflicting objectives. This means that preparing a lake management
      plan requires a greater investment of time and resources. And stakeholder
      participation and conflict management will be an important aspect of devel-
      oping and implementing the plan.
The Planning  Cycle
Planning for lake and reservoir management is a thoughtful, intentional, and sys-
tematic process that results in action. Investment in and attention to the details of
preparing and implementing a management plan will result in attaining your man-
agement goals. Planning and management go hand-in-hand in an ongoing cycle.
    The two main ingredients in an effective  management plan are discipline
and clear vision. Discipline keeps  you faithful to and focused on the planning
process. Clear vision helps you develop reasonable goals and objectives.


When Do  You Start Planning?

Now, any time, always. Planning is an integral part of management and begins and
continues with management as long as anyone cares about the lake or reservoir.
    The basic steps:
      • Step I. Get started, make a
        commitment.
      •  Step 2. Analyze the situation, take
         stock.
      •  Step 3. Set directions — vision, goals,
         and objectives.
      •  Step 4. Evaluate alternative strategies
         and actions.
      •  Step 5. Take action, implement.
      •  Step 6. Monitor and evaluate progress.
      •  Step 7. Repeat steps 2 — 6.
    Steps I through 4 comprise the plan devel-
opment phase, and steps 5 through 7, the plan
implementation phase  (Kehler et al. [no date]).
Although  variations of this planning model exist
(see Chapters 3 and 6), the most important con-
sideration is to adhere to the basic elements (Fig.
8-1).
                             I allures don't plan to
                            fail; they fail to plan/

                            "Be like a postage
                            stamp; stick to it until
                            you get there."

                            "A dream is just a
                            dream. A goal is a
                            dream with a plan and
                            a deadline."
                            Harvey Mackay's
                            Column-ending 'morals';
                            United Features Syndicate
PLAN
IMPLEMENTATION
             7. Do it
             Again
      PLAN
      DEVELOPMENT
   6. Monitor
   Progress
        5. Take
        Action
          2. Analyze the
1 •  Get    Situation
Started
 t
\
                                  3. Set
                                  Directions
                           4. Evaluate
                        !   Alternatives
   Figure 8-1.—The planning cycle.

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Managing Lakes and Reservoirs
                            Steps I — 6 will normally take from 6 months to a year to complete, require
                        the involvement of dozens of people, and may include a professional planner or
                        facilitator.
                            The amount of time required to complete the planning cycle depends on the
                        complexity of your lake. A small pond in a condominium  development requires
                        much  less formal preparation than a more significant resource  like Lake Tahoe.
                        Then, to be meaningful and lasting, some formal management entity must be em-
                        powered to oversee the ongoing  management of the  lake or reservoir. That or-
                        ganization should repeat the planning cycle every three to five years as a routine
                        part of its ongoing management.
                        Step  I: Get Started
                        Getting started may be the most difficult step. Most people are not inclined to
                        plan. That's why people often do not prepare financial plans, save for their chil-
                        dren's college, write wills, or prepare for retirement.
                             Lake management planning involves many people — sometimes hundreds —
                        with potentially conflicting interests. Getting started requires a high level of or-
                        ganization, which is especially difficult since many participants are volunteers.
                                                                 So, the hurdle of 'getting started' is
                                                             real. At  a minimum, you  will  need
                                                             enough money, technical support, and
                                                             organizational effort to carry the initial
                                                             planning cycle. You may need help from
                                                             outside sources, but long-term  manage-
                                                             ment will ultimately rely upon  local  re-
                                                             sources.
                                                                 Start-up resources are akin to the
                                                             booster rocket that is required  to break
                                                             the  earth's orbit  (Fig.  8-2):  it  must be
                                                             large enough to get the capsule into or-
                                                             bit, but once in orbit, the booster is no
                                                             longer needed. The capsule (manage-
                                                             ment planning) can then sustain its orbit
                                                             under gravity (local  resources).
Figure 8-2.—Depicts the trajectory lacking
the energy to attain orbit, and therefore,
falls short.
                        Step  2: Analyze the  Situation

                        Before a group can agree on how to manage the lake, they must find consensus
                        on where to start. A situation analysis —a snapshot of the physical, social, eco-
                        nomic, and political environment surrounding the lake or reservoir — prompts
                        this discussion and sets the initial direction for developing the management plan.
                            The situation analysis will include:

                               •  A community survey to evaluate perceptions — and a "wish list"
                                — of lake conditions, changes in lake conditions, uses and values of the
                                 lake, conflicts regarding the use of the lake and lakeshore, and
                                 concerns about ongoing management of the lake. See Chapter 3 for
                                 survey methods.
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                                           CHAPTER 8:  Developing and Implementing a Management Plan
       • A physical inventory to summarize the chemical condition of the
         lake, trophic state, fish and aquatic plant communities, shoreline plant
         and animal communities, lake level fluctuations, pollution sources,
         watershed delineation, estimates of pollution sources and amounts,
         and land use. A physical inventory is not a detailed diagnostic or
         engineering study.

       • An assessment of the human environment that includes a list of
         management and regulatory authorities, population projections,
         planning and zoning matters, business and commercial interests,
         management and control activities, and lake uses.

       • A stab at a collective vision for the lake. The person preparing the
         situation analysis normally gets  a good sense of the community's
         collective desires. It is useful to prompt the group with an independent
         view of their situation. This will be the point of departure between the
         matter-of-fact situation analysis and the remainder of the planning
         process.

     When you've completed it, summarize the situation analysis in a brief, non-
technical report that sets the initial directions for developing the  management
plan.
Step 3: Set  Directions
According to Top  10 Watershed Lessons Learned (U.S. EPA, 1997), the best plans
have "... clear visions, goals, and action items." Getting from a broad vision to dis-
crete, meaningful, doable actions requires a good deal of time and energy from
the group developing the management plan.
     The management plan of the Blue Water Commission, the committee that
developed the plan to protect Lakes Nokomis and Hiawatha in Minneapolis, Minn.
(Osgood,  1998), contained  numerous goals, objectives, and actions that were or-
ganized in a readable and logical format. The following example shows how the vi-
sion translated  into goals, objectives, and actions  (one each  shown) for Lake
Nokomis:

       • Vision: Lakes Nokomis and Hiawatha are the focal points for our
         community and should be a showcase for Minneapolis. The lakes are
         valuable natural assets that must be protected and improved for the benefit
         of our neighborhoods and the city as a whole.

       • Goal #1 (of 19): Eliminate nuisance algae  blooms.

       • Objective (one of several objectives to address this goal): Prevent 294
         pounds of phosphorus per year from entering Lake Nokomis.

       • Action  I c: The Minnehaha Creek Watershed District will build three wet
         detention ponds (specific designs and locations provided in the plan).
Visions — general
statements of where the lake
community wants to go and
what it will accomplish over
a given time span (usually 5
to 10+ years). Visions should
be comprehensive enough to
capture the thrust of the
planning process.

Goals — more specific than
visions, break into logical
pieces what  is needed to
obtain vision, refer to
components  of overall effort,
sometimes quantifiable.

Objectives —  steps to
achieve the goals, describe
types of management or
activities and are quantifi-
able where possible.

Action Items — explain
who is going to do what,
where, and when; they
generally articulate how to
implement the objectives and
should be quantified if
possible; benchmarks of
existing conditions and/or
indicators should be
developed for action items.
— from Top  10  Watershed
Lessons Learned, U.S. EPA,
1997
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Managing Lakes and Reservoirs
                       Step  4: Evaluate Alternative  Strategies
                       and Actions

                       The temptation at this point is often to go right to a solution without carefully
                       evaluating all options within the framework established in the first three steps.
                           Don't just pick a solution that looks good at first. Be thorough, prudent, and
                       systematic. The final management plan will probably contain actions that, in total,
                       will address several problem areas. The initial  evaluation  needs to recognize how
                       these actions might fit together  to complement rather than  conflict with the
                       plan's objectives.


                       Step  5: Take Action

                       Now the community is ready to begin the implementation phase of lake manage-
                       ment — at some point, someone has to take the prescribed actions. The manage-
                       ment plan per se will not take action, it will spell out who will do what by when and
                       with what expected result; this  is the point where planning stops and implementa-
                       tion begins. Recall that both are critical and ongoing aspects of the planning cycle
                       (Fig. 8-1).
                           Much attention and energy needs to be invested in  'smell checking' possible
                       actions. It is easy to make  recommendations that contain the word should, but
                       these are meaningless without an  agreement as to whether the  action will occur.
                       Consider a recommendation that  reads:

                                The Pretty Lake Watershed District should
                                implement a phosphorus fertilizer ban.

                           This recommendation is  basically one party directing another party to take a
                       specific action. What if the second party — in this case, the Pretty Lake Water-
                       shed District — does not agree with the action? Will they do it? Probably not.
                           So, rather than assuming someone else (here, the Watershed District) will
                       take action, that "someone else" should be included in the planning process. That
                       way, they will cease to be "someone else" but  become part of the entire effort to
                       manage the lake wisely. Then, when everyone has agreed  to the  recommendation,
                       the plan will read:

                                The Pretty Lake Watershed District will (or has
                                agreed to) implement a phosphorus fertilizer ban.

                           Will, not should. All parties have reached agreement and now we know the
                       action will occur.


                       Step  6: Monitor and  Evaluate  Progress

                       Like children in school, a lake  project must be  monitored and evaluated. Although
                       you  expect certain outcomes, environmental management  is not a precise sci-
                       ence. You can expect a financial investment of $ 100 at 5 percent interest to re-
                       turn $105 in a year, but lake science is much less exact, and therefore much less
                       certain. The environmental situation is also constantly changing.  So, monitoring
                    312

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                                           CHAPTER 8: Developing and Implementing a Management Plan
                    Case Study: Lake McCarrons

     Lake McCarrons is an urban lake in Roseville, Minnesota. A restoration project was
     implemented in 1985 to reduce algae blooms in the lake.
  __    In 1996, 10 years after the project began, lake residents complained of persis-
   tent algae blooms and obnoxious aquatic plants. A situation analysis revealed that:

       1. Lake phosphorus concentrations had not declined. Likewise, algae levels and
         water clarify had not improved. Thus, the project had not met the goal of low-
      ,  .ering phosphorus arid reducing algae blooms;   :

  "_<: 2. While the lake had been continually monitored^ progress had not been evalu-
       , , ated.  -    ;	  ":  -•-:--  ':,::••"'-••'  -:•>'-...  ,;:: ••:-'.. ' •'•    . .i     .v
      3...Nuisance aquatic plants were still a problem.
       This illustrates the importance of two critical steps, in the planning process. First,
   the community was not involved in setting the initial directions for the plan (Step 3). If
   they had been, the plan would have recognizedjrfieir concern \Vith nuisance aquatic
  .plants. Second, after a decade of monitoring, it was clear the lake's condition had not
  ^improved, but since no critical evaluation was built into the planning process, the plan
   has never been modified to better address its goals (Step 6). —Osgood (1996a) and
  '  'Aetropolitan Council ('1997J".l •"'..'"' ''''"•'• '""" •^""^''""''''f «?"»»^:-. •'  •. •• ;-   .   ••.
and evaluating progress help you track what's really going on so you can make
adjustments in the management program.
     Finally, over a longer time, the perceptions and expectations of those who
use and value the lake may also change. At some point, normally after five to 10
years, it  is time to begin another planning cycle. With sound monitoring and
evaluation in hand, the subsequent planning cycles should be more focused than
the initial effort.
     Monitoring and evaluation are designed to assure performance of the man-
agement program, to determine whether it's meeting your stated goals and objec-
tives. Mid-term failure to meet your objectives does not imply a failure of the
management program, but instead offers an opportunity to better understand,
then make adjustments.
     Given the inherent uncertainty in environmental management and the ongo-
ing need for up-to-date  information, monitoring and evaluation are  essential in
managing lakes and reservoirs. They should comprise about 20 percent of the
management effort.
Step 7: Do it Again
Planning should never stop. After the initial effort, the emphasis on planning will
fade; but it should never die. After awhile the basis for your plan will change as the
environment changes,  technologies  change, human  needs  and  expectations
change, the economy changes, even your lake changes. Just as we periodically re-
view our business or retirement plans to keep them up to date, so must we re-
view our lake management plan.
i  fanning should
never stop.
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    Managing Lakes and Reservoirs
/"Always remember,
while take ecosystems
can function very nicely
Without people/ it is
precisely the human
integration that prompts
the need for
management.
Sustaining the Management Effort
To be effective and sustainable, a lake planning and management program must be
organized and focused. It takes work to keep organizations focused and it takes
energy to sustain a desired condition in a lake or reservoir.
    To realize your lake management goals, you must sustain your management
efforts by:
      • Building a dynamic, locally-based management organization that
        focuses only on managing the lake or reservoir.

    Without formal organization, a management effort may be unfocused, inef-
fective, and short-lived. Organizations built around crisis issues or loosely put to-
gether tend  not to  last. On the  other hand, organizations that are formally
organized and focused will:
      • Focus on comprehensive concerns instead of single issues
      • Be anticipatory instead of reactive
      • Be well connected with their community
      « Have dynamic leadership instead of burning out their leaders
      « Focus on programs instead of projects
      • Tend to have volunteer workers instead of volunteer leaders
      • Seek solutions instead of blame
      • Be oriented toward problem-solving instead of problem-finding

    To sustain a credible and  long-term management effort, the organization
must:
      • Be directed by leaders with a close connection to the lake community
      • Have a clear vision
      • Have a sound development strategy


Build a Local Management Organization

The community — those groups, organizations, users, and  individuals closest to
the resource — is in the best position to manage the lake for the long run. There-
fore, you must either identify or create a local organization to assume responsibil-
ity for the management plan.
    This local lake management organization must engage the lake community in
meaningful management actions for the long run. But maintaining the organization
requires work: time, resources, and money.
    Work that must be done by people — the members of the organization. Al-
ways remember, while lake ecosystems can function very nicely without people, it
is precisely the human integration that prompts the need for management. Build
your organization on the solid base of those who use and  value your  lake: year
'round and seasonal residents, local businesses, people who  treasure it for a vari-
ety of reasons.
    You can't expect everyone in your watershed to be interested in your lake,
however: the geography of the lake community may not coincide with the water-
                        314

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                                        CHAPTER 8: Developing and Implementing a Management Plan
shed boundary. Thus, the watershed approach to lake management, while an im-
portant element of the physical  system, may be less significant in the  social
context (see also Osgood, I999b). Keep this in mind as you develop your lake
management plan.
    The point is that no 'one-size-fits-all' organization suits all lakes and reser-
voirs; the organization must be tailored  to the unique circumstances of the re-
source.
                     Key Characteristics of a
              Successful Watershed Organization

        • Full-time employees                •-,'  •:. .
        • Established office space and equipment   ••";•
        • Access to water qualify information
        • High-level concern for water quality         ;
        • Water quality monitoring program in place
        • Interest in (and encouragement of) citizen participation
     :_  • Presence of a public outreach program     • .   '.

      Source:  from Environmental Ground, no date
Involve  the Whole Lake Community

The lake community is the people, groups, and organizations that use and value
the lake. Sometimes called stakeholders, these people should be called  upon to
develop and implement the management plan. They are, after all, the community
for whom the  lake is being managed and to whom you will turn to sustain the
management effort.
    Identifying the lake community is critical. Select people with a stake in the re-
source. Take care not to leave key players out of the planning process, but avoid
too large a number — many interests will have no stake in the resource and can
dilute the planning effort. In both cases, the planning suffers.
    The following categories of people, groups, and organizations may be in-
volved:

      • People. Lakeshore owners, neighbors, residents, and others, including
         members of related lake associations.

      • Groups. Lake-related businesses, chambers of commerce, and  lake
         user groups (for example, anglers, water skiers, swimmers, divers,
         wildlife observers).

      • Organizations. Governmental agencies, water utilities, tribal
         governments, municipalities, special units of government, religious
         organizations, and environmental and conservation organizations.
L

     he watershed        •;
   approach to lake       -j
   management, while an
   important element of the,
   physical system, may be:
   less significant in the
   social context (see also
   Osgood, 1999b). Keep
   this in mind as you
   develop your lake
   management plan.
   I he lake community is
   the people, groups, and
   organizations that use
   and value the lake.
                                                                       315

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     Managing Lakes and Reservoirs
    ere 'ecosystem' is
'{considered in the
<»
: broadest sense:
^comprised of the lake or
•   •            *.*
f reservoir, the people/
Jand the watershed —
•plus all their physical,
.social, and political
ffci "!	I	!' '	IlinnSi	«	S  „_  , :.^,.	
 interactions.	
    Not all of these people and organizations need to be involved. Remember to
include all with a stake in the resource, but no more. When assembled, the stake-
holders should be engaged to act in their mutual interests. Their management ac-
tions will result from a desire to act, rather than from an outside directive; and
their motivation will come from their 'ownership' or value of the resource.


Consider Hiring a  Professional Planner
or Facilitator

The role of the planner is not so much to write the plan, as to direct its develop-
ment and facilitate agreements required to implement it. The planner should be
familiar with lake management, versed in planning, and skilled in conflict resolu-
tion. It  is important that the planner not be associated with or attached to any of
the interests of the stakeholders — the  planner must be neutral. This frees the
planner to  facilitate all discussions and negotiations even-handedly and fairly,
thereby assuring that the plan works for the community.
    Tips for selecting and hiring a planner/facilitator:
       •  Know what qualifications you need, and
       •  Check references.


Focus on the Whole Ecosystem

Here 'ecosystem' is considered  in the broadest sense: comprised of the lake or
reservoir, the people, and the watershed  — plus all their physical, social, and po-
litical interactions. These elements are the  heart, soul, and backbone  of a mean-
ingful management program.
       •  The lake (heart)  is the primary  management focus.
       •  The people (soul) are the lake community. They provide the vision  and
         goals. After all, the people are the ones who care most about the lake
         and for whom the lake is being managed.
       •  The watershed (backbone) is the  basic management unit.

    The  lake or reservoir, of course, is the main focus of the management plan.
The lake ecosystem is much more complicated than the unpleasant consequences
of too  much  phosphorus, the classic management focus. Fish and aquatic plant
communities are key elements of the lake ecosystem that require equal attention
for sound and sustainable ecosystem management. The interactions of these eco-
system elements are complex, but critical to sound management (Jeppesen et al.
1997; Moss et al. 1996; Osgood,  1996b; and other chapters in this manual).
    First, identify the needs and interests of the lake community.  Hu-
man needs and interests can be translated into  environmental attributes and then
into lake-specific objectives (see  Chapter  3). Be careful when using lake standards
or criteria as a guide for management objectives. Because many in  the lake commu-
nity may not understand how they were developed or applied, using standards or
criteria may be a distraction. Better to first tie a management need to a human
need (Walesh, 1999).
    Those needs can differ drastically, as illustrated by  two lake associations in
the Twin  Cities (Minnesota) metro area. The  Mooney  Lake Association's main
                         316

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                                         CHAPTER 8:  Developing and Implementing a Management Plan
management objective is to keep the Secchi disk transparency greater than 3 feet.
When the lake clarity falls below this, they apply copper sulfate and the clarity in-
creases to about 4 feet. This level of clarity is in the lowest 10 percentile for all
lakes in the metro region (Osgood, 1988),  and well below the region's water
quality standard, but  it exceeds the needs of the  Mooney Lake Association
(Osgood, 2000b). Indeed, when the Secchi disk reaches 4 feet, the president of
the Mooney Lake Association says the lake 'sparkles.'
    In contrast, the Christmas Lake Association  aims  to keep its lake's clarity
above 17 to 20 feet (Osgood, 1995). Christmas Lake is among the clearest lakes in
the region — well above the top 10 percentile. The 'normal' clarity for lakes in
this region is 7 to 10 feet, but that has no relevance for either association. Achiev-
ing a 'normal' lake clarity would be unthinkable for the Mooney Lake Association
and a disaster for the Christmas Lake Association. Here, each organization man-
ages its lake to meet its unique needs and interests.
    Learn from this example that societal or  regulatory 'standards' or 'norms'
may not jibe with the needs and interests of the  lake community. You best dis-
cover what your community wants — and make sure that thinking is included in
the goals and objectives of the lake management plan.
    Watershed management is not lake management. This is an important dis-
tinction because we have discovered that many lakes are not sensitive to phos-
phorus reductions through watershed improvements  (see Carpenter et al. 1998,
1999; Newton and Jarrell, 1999; and Osgood, 2000a). Watershed management is
important in three ways:
      • First, it's critical in preventing lake eutrophication problems;
      • Second, it helps sustain most lake management goals; and
      • Third, watershed management also addresses other kinds of pollution.

    So, without a sound watershed management  element in your lake manage-
ment plans, other strategies and actions are less effective.
    Sound watershed management can be approached in three ways (see Chap-
ter 6):

      • Point Source Controls. Controlling the pollution discharged
        (through pipes) by cities and industry almost always improves lake
        conditions (Edmondson, 1991).

      • Nonpoint Source Controls. Controlling pollution carried by runoff
        improves a lake only when carried out as a long-term, comprehensive
        program. Although sustained effects have seldom been demonstrated,
        nonpoint source controls stabilize the watershed and minimize the
        effects of changing land use.

      • Education. Education is often used to encourage behavioral changes
        (a significant factor in controlling nonpoint pollution). To be effective,
        education programs must address a planning objective with
        measurable outcomes. Education can also be a marketing  and
        community-building tool; both are important for implementing the
        management plan (Osgood, 1999c).
      atershed >
management is tp lake
management •what
paying your bills is to
financial management.
Both are essential
elements of manage-
ment, but they alone
will probably not help
you achieve your goals.
                                                                       317

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    Managing Lakes and Reservoirs
I I ou would be wise to
[look for a facilitator
 skilled and conversant in
 rm   iiiiiiiiMiiii	i 	111	11	
 strategic planning, lake
  nanagement, and the
 governmental and
 regulatory system of
lake management.
J
Developing the Management  Plan
To use your resources wisely in developing a management plan, you must know
the essential elements involved and how to put them together.

Getting Organized

    V Develop a Work Plan: Planning takes time, effort, and resources. If
       you  have never prepared a management plan for your lake, much of the
       initial management budget will be spent up front on developing the plan.
           Use the sample work plan (Table 8-1) to guide the development of the
       plan and suggest reasonable expectations for completing it. Keep in mind
       that there is no one model: the right model for your lake or reservoir must
       be tailored to the specific needs  of your lake community.

    V Expect Conflict. Conflict is  a normal part of human interaction. Any
       time you gather people together to discuss their interest  in managing a
       shared resource, you can expect differing views and positions regarding the
       importance, use, value, or investment in that resource. Even when you might
       think everyone concurs in their desire to  manage or protect a lake, conflict
       will erupt over almost every part of developing a management plan.
           Rather than working to avoid conflict, it is more effective to man-
       age conflict. Look for differing  needs and interests, recognize them, and
       address them openly and respectfully.

    V Use a Facilitator. A neutral facilitator skilled in conflict resolution or
       mediation should be  used to facilitate the discussion needed to develop
       the management plan  (Dry, 1993; Fisher et al. 1991). The role of the facilita-
       tor is to (I) guide the plan development process in a positive, productive
       direction,  (2)  assure that all participants have an equal chance to voice
       their interests, and (3) identify  and help resolve conflict when it occurs.
       The facilitator will  work with the committees, staff, and others to help
       them come to consensus regarding significant issues.
           You would be wise to look for a facilitator skilled and conversant in
       strategic planning, lake management, and the governmental and regulatory
       system of lake management.

    V Look for Consensus. Robert's Rules of Order can be an impedi-
       ment to open  discussion  and  reaching agreements. Voting  and  other
       democratic-like methods  (for  example, nominal group processes [see
       Chapter 3]) may work against consensus. Regardless of how the process is
       structured, the outcome of a vote fosters a 'win-lose' environment. While
       these processes  are quantitatively objective and satisfying, they are psy-
       chologically demeaning, especially for the losers. Indeed, those in  the
       minority often believe that, if only they  had better made their case, the
       vote would have swung the other way. In the extreme, the minority may
       feel that the majority  decision was coerced.
           You can't always obtain balanced  representation, especially with a
       range of issues. Thus, unless there is unanimous agreement, there are al-
       ways 'losers.' While voting, Robert's and  other structured processes have
       their place (see Chapter 3). Seeking  consensus is best when all parties
       need to support and implement the management plan.
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CHAPTER 8: Developing and Implementing a Management Plan
Table 8-1.— Management Plan Development — Sample Work Plan
ACTIVITY
1 . Initial
meeting
2. Organize
3. Develop
work plan &
secure funding
4. Hire a
planner or
facilitator
5. Community
survey
6. Inventory of
lake condition
TIMELINE
Month 1
Months 2-3
Month 3
Month 4-5
Months 6-8
Months 6-8
AGENDA
Assemble interested parties to discuss the
need for managing your lake.
Set up a more formal organization. Identify
committees & committee chairs. Assign tasks
and deadlines. Contact agency staff, local
authorities, and business representatives.
Identify funding needs & sources.
1 . Develop a work plan and timetable. If
you are unsure how to develop the work
plan, ask for proposals.
2. Secure funding. The first planning cycle
will require resources.
Prepare a list of qualifications and scope of
work. Seek candidates.
Develop, implement, and evaluate a
community survey.
Gather & summarize all available physical,
chemical, biological, land-use, ana
demographic information available for your
lake and watershed.
OUTCOME
A resolution to
proceed.
Deadline for
making
decisions to
proceed.
A draft work
plan.
Hire the
planner or
facilitator.
An indication
of community
needs,
interests, and
values.
An objective
picture of the
environmental
condition of
the lake and
its environs.
At this point, it may be necessary to implement a diagnostic study. If it is
apparent that the problems — either real or perceived — lack sufficient physical data for
satisfactory resolution, then a one- or two-year diagnpsfcstudy may be needed. If, on the
other hand, environmental monitoring is required to simply better define an identified problem,
the diagnostic work may be a management action that is an outcome of the planning process. '
7. Preliminary
problem
definition
8. Form
advisory
committee
9. Form
technical
advisory
committee
10. Plan
development
Months 6-8
Months 6-8
Months 6-8
(technical
input may be
needed earlier
in the process)
Months 9+
(6-1 2 months)
(4-12
meetings)
Based on input from the community survey
and the inventory of lake condition, identify
main problems to be addressed in the
management plan.
Based on input from the survey and other
sources, identify community representatives
to serve on an advisory committee. The
size of the advisory committee should be
20 to 30. Extend invitations.
Invite technical regulatory and governmental
representatives to serve on a technical
advisory committee.
Advisory Committee Agenda
- Introductions
- Review survey & inventory summaries
- Educate committee
- Develop vision & goals
- Evaluate alternative strategies & actions
- Decide on management actions
- Develop a monitoring & evaluation plan
- Commit to action
Written
summary of
problems to be
addressed.
- Advisory
committee
roster.
- A specific
charge.
- Technical
advisory com-
mittee roster.
- A specific
charge.
Management
plan
                               319

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Managing Lakes and Reservoirs
                                 Seeking consensus allows open expression of all points of view and
                             agreement on action. This rule for consensus is useful:

                                If on a particular issue, committee members
                                disagree, the members do agree that all have been
                                given an  equal chance to be heard and the
                                consensus agreement represents the best solution at
                                that time.

                                 Consensus-building is procedurally more cumbersome to administer
                             and usually more time-consuming, but the result  is almost always more
                             palatable and will lead to willing future action and participation. Consensus
                             also allows for future reconsideration. If new information becomes avail-
                             able, the monitoring program finds an  unexpected result, or the needs of
                             the community change, the issue as well as the management response can
                             be re-opened.
                       Implementing the Work Plan
                       The following steps (see Table 8-1) will be required to develop the management
                       plan. The timelines presented here are meant as guidelines as well as benchmarks
                       for realistic expectations. Because the ultimate success and  effectiveness of your
                       management plan depend to a great degree on community buy-in, it is better to err
                       on the side of taking the suggested amount of time rather than looking for short
                       cuts.
                       1.  Initial  Meeting (Month  1)
                       Most likely, the group has been brought together by a common concern for their
                       lake or reservoir. The only important outcome of the initial meeting is some com-
                       mitment to proceed with developing a lake management plan. And this is enough.
                       2.  Organize (Months 2-3)
                      A more formal oversight committee, sometimes referred to as a Steering Com-
                      mittee (Interagency Lake C.C., 1996), should be formed to coordinate the devel-
                      opment of the management plan. This group will be responsible for securing and
                      administering funding and implementing the work plan to develop the manage-
                      ment plan; they may even be responsible for adopting and implementing the man-
                      agement plan.
                           Identifying working committees and setting them about their tasks is done at
                      this time. Working committees may include:
                             • Finance and Administration
                             • Planning
                             • Program Management
                             • Communications and Community Relations
                    320

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                                        CHAPTER 8: Developing and Implementing a Management Plan
 3.  Develop Work Plan  and Secure Funding
     (Month 3)
A detailed work plan should be developed to guide the development of the man-
agement plan. The work plan has several purposes:
       • Project realistic timelines and work loads for developing the plan
       • Guide the planner/facilitator
       • Serve as a communication tool

    Also, funding needs  should  be identified and funding secured  by this time.
You shouldn't proceed beyond this point without enough money to complete the
development of the management plan.
 4. Hire Planner/Facilitator
     (Months 4-5)
If, in preparing the work plan, the group decides it needs professional assistance,
you or one of your committees can develop a scope of work for the planner or
facilitator. With that in hand, you can seek candidates to hire.
    Although your funders or  Steering  Committee may dictate how you  go
about the search, you might want to issue a Request for Proposal, particularly if
you are having difficulty developing your scope of work or your work plan. An
RFP, as it's known, asks candidates to tell you how they would approach this proj-
ect; that will give you  several independent ways to think about the project.  Be
sure, however, to include your budget in the RFP so responders can stay within
your financial limits.
    Look for planners or facilitators who are qualified and experienced in:
       • Lake or reservoir management
       • Lake and watershed management and regulatory agencies
       • Local government
       • Mediation and facilitation

    The planner or facilitator should also have demonstrated the ability to:
       • Be balanced and neutral
       • Solve problems and find solutions
       • Write and communicate clearly and effectively
       • Work with diverse interests

    Be sure to ask for and check references!
    Although it may be tempting to select someone from a local agency or the
community, think twice! It is critical that the planner be able to facilitate the plan-
ning process as a neutral participant — a local person may have a real or per-
ceived  allegiance to one of the interested parties. Your planner/facilitator must
also be experienced with other planning situations to provide broader perspec-
tive and 'out-of-the-box' thinking.
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    Managing Lakes and Reservoirs
      hen the debate
and deliberations are
conducted in a positive,
respectful atmosphere,
the solutions and
agreements reached are
likely to be sustainable.
                            5.  Community Survey (Months 6-8)
Use the Community Survey to get an overview of the issues and concerns that
must be addressed in the management plan. The response will also help you iden-
tify individuals who can best articulate concerns for their community and  who
might be good candidates for the Advisory Committee.
    The results of the survey are not meant to give you definitive or quantitative
answers about management issues, but instead should serve as  a point of depar-
ture for the work of the Advisory Committee.
    The sample (on the following  page) is open-ended to allow for full expres-
sion of community  concerns. The planner or survey analyst  must carefully sum-
marize and  interpret  the  results  — maybe  even list the  written  responses.
Remember, you're not looking for definitive results; the purpose of the survey is
to guide the long-term development process. (Chapter 3 gives you a more quanti-
tative survey instrument.)
    Deciding who  to survey is a critical step. Target individuals  and interest
groups who clearly  have a stake in the lake and its management; this will give you
better responses (as  high as 80 percent is  not unusual) than  random samples.
Also, a survey designed with specific knowledge of the lake and its management
issues will engage respondents and encourage them to participate in developing
the management plan.
    Distribute between  100 to 300 surveys. Because the results will not be ana-
lyzed  statistically, this  number is determined more by the way  it represents the
community. Asking for a  short response deadline (1-2 weeks) helps prevent the
forms from getting 'lost in the in-box.' And enclosing a return envelope increases
the returns.
    Sometimes follow-up phone interviews can be useful. You will find that peo-
ple who might not ordinarily come forward will, when personally contacted, dis-
cuss —  sometimes  at length — important concerns. Listening always  pays off in
terms of developing a management plan that connects with the community.
    Finally, develop a candidate list for the Advisory Committee based on inter-
est expressed by the  respondents. The Advisory Committee is the key to  con-
necting with the community that will be called  upon to implement the plan.
    Look for strong spokespeople who represent a cross-section of the commu-
nity as well as those who may espouse single issues or may otherwise  be detrac-
tors. The Advisory Committee is the place to bring diverse views together and to
work for their resolution. When the debate and deliberations are conducted in a
positive, respectful atmosphere, the solutions and agreements reached are likely
to be sustainable.
                            6.   Inventory of Lake Condition (Months 6-8)
                            Gather all available information about your lake and prepare an inventory. Every
                            objective bit of information is fair game here. This includes physical, chemical, so-
                            cial, historical, political, commercial, and management information. Using the re-
                            sponses from the community survey, you can gauge what information is more or
                            less important to your community.
                               The inventory should include both historic and contemporary information
                            and be reported in a concise and readable format. This should not be a detailed
                        322

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                                          CHAPTER. 8: Developing and Implementing a Management Plan
                  Sample Community Survey
I.  Personal Information
   a. How long have you lived in or conducted business in the Pretty Lake
      community?
   b. The next phase of the lake planning project will involve an advisory
      committee to help focus the management plan.  Are you interested in serving
      on the Advisory Committee?
   c. Are you aware of anyone else whose input would be important? If so, please
      give their name.
   d. Please include your name, address, and phone.
II. Uses and  Values of Pretty Lake
   a. Describe your recreational use(s) of Pretty Lake.
   b. What about Pretty Lake is valuable to our community?
   c. What about Pretty Lake and its environs are of aesthetic or environmental
      value to you?
   d. What uses conflict with or detract from  how you use or value Pretty Lake?
   e. What uses should be regulated?
III. The Condition of Pretty Lake
   a. How do you perceive the overall water quality of Pretty Lake?
   b. How do you perceive the quality of the fishery in Pretty Lake?
   c. How do you perceive the quality of aquatic plants in Pretty Lake?
   d. How does the condition of Pretty Lake add to or detract from how you use or
      value the lake?
IV. Issues and Concerns
   a. What are important issues and concerns for the management of Pretty Lake?
   b. What is the most important issue?
   c. What areas of conservation are important to you?
   d. What concerns do you have about the management (or lack of management)
      in Pretty Lake?
V. Other Comments. Please take this space for any other comments.
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Managing Lakes and Reservoirs
                        engineering report, but rather a basic summary that describes the condition of
                        the lake in the context of past changes, regional perspectives, and predominant
                        uses and values.
                            Include a summary of the following categories, including only the detail nec-
                        essary to characterize the lake's condition in a format that the Advisory Commit-
                        tee can use:
                              •  Physical and Chemical. Lake basin dimensions, basic chemistry,
                                 oxygen regime, mixing patterns, nutrient concentrations, historic
                                 comparisons.
                              •  Lake Condition and Trophic State. The three trophic state
                                 variables — phosphorus, chlorophyll, and Secchi disk — and their
                                 relevance.
                              •  Fish. Population assessments, gamefish, stocking, and management
                                 programs.
                              •  Aquatic Plants. Predominant species, their distribution, importance
                                 to the lake ecosystem, and management and control programs.
                              •  Shoreline  Environment. Stabilization structures, areas of erosion,
                                 plant communities.
                              •  Exotic Species. Those that are present or may infest the lake.
                              •  Watershed. A map and description that includes points of inflow and
                                 point sources  of pollution.
                              •  Land Use arid Population. Historic, present, and projected land use
                                 as well as population and settlement patterns.
                              •  Lake Uses. Recreational, wildlife, aesthetic, and commercial
                                 categories.
                              •  Planning and Zoning. A zoning map that describes planned uses and
                                 development patterns.
                              •  Conservation Holdings, Parks, and Public Lands.
                              •  Commercial and Business Interests. Businesses in the community
                                 that receive some income from the lake, waterfront commercial
                                 establishments, or the operational plan of a reservoir.
                              •  Management and Control. Individuals, agencies, and organizations
                                 with management, permitting, and control authority, including past,
                                 present, or proposed control  efforts.
                              •  Diagnostic-Feasibility Studies. A federal Section 314 (Clean Lakes)
                                 or similar study either completed or currently ongoing.

                            Because the Advisory Committee will use this report to  get up to  speed
                        quickly, it should  contain enough information  in a readable format to help them
                        understand the lake's condition. And they should be able to read and understand
                        it in less than an hour.
                     324

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                                          CHAPTER 8: Developing and Implementing a Management Plan
 7.  Preliminary Problem  Definition (Months 6-8)
Before the first Advisory Committee meeting, prime their strategic thinking by
offering your (or your planner's)  assessment of the  main  problems confronting
this community. This shows that you are in tune with the community and will get
your planning effort off to a good start. Remember,  however, to present this as
your best shot — the final assessment is the Advisory Committee's to make. See
example from White Bear Lake, Minn, (below).
        Directions for Management Planning

Iased on the survey and the assessment of lake conditions, several concerns re-
quire attention by the Advisory Committee:
  • White Bear Lake is a highly valued resource, providing aesthetic,
     recreational, commercial, and wildlife qualities that ought to be protected
     and preserved. But certain lake uses threaten or conflict with these values:
     —Surface uses that lead to congestion and are noisy
     — Commercial activities, public access, over-development
     -r-lce fishing houses (litter/sanitation), motor boats (gas/oil)
     —Uses that ar,e unsafe or incompatible with other uses
  • Aquatic plants are generally not a nuisance and serve the lake by
     providing fish and wildlife habitat and water quality benefits. Eurasian
     waferrhilfoil has not yet become a nuisance, but may someday.
  • Pollution from the watershed — such as stormwater runoff, lawn chemicals,
     and on-site septic systems — is or could become excessive,
                                                                        .1
        • The history of large lake level fluctuations is a concern. No plan is in place
        t_ to control lake levels.
        • There is concern regarding the leadership and direction provided by the
          White Bear Lake Conservation District.
       Preliminary problem definition from Osgood (1999a]
 8.  Form an Advisory Committee (Months 6-8)
The Advisory Committee connects the planning effort with the lake community.
Although they will be responsible for developing a meaningful management plan
for your lake that addresses real needs and values, the ultimate solutions to man-
aging your lake have more to do with connecting with the community than with a
particular engineering or biological approach. Thus, it is essential that the Advi-
sory Committee represent the entire community — who they are and how they
are selected is critical.
    A committee of 20 to 30 people is recommended. More than 30 may pose a
challenge for effectively managing the plan development process. However, if you
are flooded with willing participants, it is a worthwhile trade-off to be as inclusive
as possible. At a minimum, invite people representing:
       • Lakeshore homeowners
       • Community residents
       • Businesses
                                                                         325

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    Managing Lakes and Reservoirs
 I he basic charge to the
Advisory Committee is to
develop the manage-
ment plan and to
recommend its adoption
and implementation.
                        .
       • Elected and appointed officials
       • Users and user groups
       • Community organizations
       • Environmental and conservation organizations
       « Historic societies
    The Steering Committee is sometimes tempted to invite people with techni-
cal training to sit on the Advisory Committee because they "get it." This tempta-
tion stems from the concern that a citizens committee will not come up with the
correct approach, so "techies" will help  them along.  Experience has  shown the
opposite to be true — citizens demonstrate an impressive grasp of relevant lake
management issues as well  as the ability to focus their attention on positive,
workable solutions. Thus, resist  this temptation; the Advisory Committee can
turn to the Technical Advisory Committee when they need  such advice.
    The basic charge to the Advisory Committee is to develop the management
plan and to recommend its  adoption and implementation. The simple rationale
for this is that the committee and the community they represent will be called
upon to implement the actions they recommend in the management plan, so they
should be the ones to direct the process. Prepare  a written charge and  ask the
committee if this is agreeable at their first meeting.
    Don't be concerned that the Advisory Committee will "take over" — in fact,
any inclinations they have to direct the process should be encouraged. The Advi-
sory Committee will appreciate the support of the Steering Committee and the
planner/facilitator.
    While the committee members were selected  on the basis of how they rep-
resent various interests, you should make it clear that they are not expected to
represent any specific interest, but instead represent their own best judgment.
 9.  Form a Technical Advisory Committee (Months 6-8)
The Technical Advisory Committee provides technical and regulatory oversight
to the development of the lake management plan. This committee interacts with
the Advisory Committee as needed to assure the technical soundness and ade-
quacy of the planning process by making it consistent with lake management sci-
ence and regulatory requirements.
    The Technical Advisory Committee may meet regularly or in response to
the needs of the Advisory Committee. It is important to clearly distinguish the
functions of the two.
                            10. Plan Development (Months 9+)
                           The main work — and the fun work — begins here. The agenda for the Advisory
                           Committee is to develop the management plan according to the steps in the plan-
                           ning cycle (see Blue Water Commission example). This process may take from six
                           to 12 months and involve four to 12 meetings. Meetings will normally be a mini-
                           mum of two hours in duration, but should not be longer than four hours.
                               Determine the agenda in advance and keep to it. This is important because it
                           demonstrates your appreciation and respect for the significant commitment by
                           these volunteer members.  Remember, planning is  an  ongoing process and it is
                           okay to save some concerns for another time.
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                                        CHAPTER 8: Developing and Implementing a Management Plan
    Now it is a matter of completing the management plan. The basic strategy is
to start big and work smaller. This means begin with a simple problem statement,
agree upon a vision, set goals, evaluate and decide upon management actions with
measurable objectives, and provide for ongoing monitoring and evaluation.
    Elements of the management plan, taken directly from  the  planning cycle
model (see Fig. 8-1), are repeated here to emphasize how to use the work plan to
complete the management plan. These steps also serve as a  framework for the
contents of your management plan document.
• Step 2: Analyze the situation, take stock. This is a report that
has been prepared in advance and presented to the Advisory
Committee before their first meeting. The report is the basis for the
initial problem and vision statements — the Advisory Committee
must agree on both early in the process.
r
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Blue Water Commission
MEETING SCHEDULE
1 ' • " • . • _.•"'•••. •
(Two-hour meetings, except day-long workshop)
Introductory meeting. Welcome; committee charge; committee
structure & process.
Workshop. Introduction to lakes and watersheds; historical context;
preliminary goal setting; vision. ;
Resource speakers. Lake condition; What is the deal with
phosphorus?
Resource speakers. Aquatic plants; fish; fish contamination.
Resource speakers. Urban watershed management; watershed
management authorities.
Resource speakers. Setting realistic goals; education programs.
Goals. Report from the Technical Advisory Committee; preliminary
discussion of goals. -......•
Goals. Continued discussion. .',• ..•.-.
Diagnostic study. Presentation of the diagnostic study results by
the Technical Advisory Committee.
Management approaches. Report from the Technical Advisory
Committee.
Management approaches. Setting targets and considering
management alternatives.
ilApr. 21 Consideration of management targets and actions.
f2'— — • Review draft chapters of report. :
^Tv\ay13
£May 27
U (from Osgood,
Consider Draft Report. Review Feasibility Report and
recommended management actions.
Final meeting. Wrap up.
7998;


   he basic strategy Is to
start big and work
smaller. This means
begin with a simple
problem statement,
agree upon a vision, set
goals, evaluate and
decide upon manage-
ment actions with
measurable objectives,
and provide for ongoing
monitoring and
evaluation.
                                                                      327

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Managing Lakes and Reservoirs
                              • Step 3: Set directions — vision, goals, and objectives. Again,
                                work from big (vision) to small (objectives). This is a systematic,
                                deliberative process. Resist the temptation to talk about goals before
                                there is consensus on the vision. Likewise, don't move on to
                                management actions and objectives until there is consensus on goals.
                                The facilitator and the Technical Advisory Committee play key roles in
                                making sure the discussion stays on track  and the  outcomes are
                                reasonable.

                              • Step 4: Evaluate alternative strategies and actions. This
                                process assesses the feasibility and balance of all possible approaches
                                and technologies that can  help reach your management objectives.
                                Evaluate feasibility on technical, financial, political, and other factors.
                                Also, consider fees, permits, or other requirements. Weigh all
                                alternatives, one against another, to assure they work to complement
                                rather that conflict with a common goal. Normally, management
                                actions fall in the categories of plans, policies, programs, or projects.

                              • Step 5: Take  action; implement. The management plan prescribes
                                management actions. Be sure that a recommended action will take
                                place before putting it in the plan by answering such questions as, "Is
                                there a reliable funding source available?" or "Has  the agency
                                expected to implement the recommendation expressed the willingness
                                to do so — do they have the authority?"

                              • Step 6: Monitor and evaluate progress. A program to monitor
                                the performance of management actions is essential to the long-term
                                success of your management program. The purpose of the monitoring
                                program is to track progress as well as to have objective information
                                that may be required to adjust your management program. You can
                                always expect to make adjustments when  you're working in the
                                natural environment. See Wedepohl et al. (1990) for a technical
                                reference  and Simpson (1991) for guidance for volunteers.

                              • Step 7: Do it again. Provide for ongoing planning. At a minimum, a
                                management organization  should be identified or created to oversee
                                the ongoing management of your lake.
                       Implementing  the  Plan
                       Meaningful, effective, and positive management action requires a plan — which
                       you now have — and an organization with the resources to carry it out.

                       The Management Organization
                       The management organization will make the plan work and take over the ongoing
                       planning cycle (see Fig. 8-1). It should be locally based so it can focus  community
                       resources on implementing the management plan.
                    328

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                                         CHAPTER 8: Developing and Implementing a Management Plan
Types of Organizations
To find the right organization to manage your lake, consider several factors:
       • The geographic extent of your lake and watershed
       • The existence of an appropriate organization
       • The management and oversight needs identified in your lake
         management plan
       • The resources available in your community
       • How to most effectively sustain your management program

     Management organizations include these categories:
       • Governmental: Various intragovernmental programs that can fold
         the administration of a lake management plan into an existing
         framework; special units of government or assessment districts; or
         special legal arrangements.
           => Existing programs in a federal, state, or local agency
           => Lake Improvement District
           => Watershed District
           => Soil and Water Conservation District
           => A joint powers agreement

       • Non-governmental: Organizations organized formally or informally
         with powers and authorities ranging from voluntary compliance to
         legal incorporation.
           => Nonprofit Corporation
           => Lake Association
           => Partnerships
               From the Management Plan of the
             Blue Water Commission (Osgood, 1998)

  Action #10. Identify or create an entity to champion the goals and
 "recommendations of the Blue Water Commission.

 •-The principals agree to do this by:                                   ":..

        • Formally organizing with a mission compatible with the
          Blue Water Commission's goals.
        • Including in the mission coordinating, facilitating, and advocating the
      .._•.. Blue Water Commission's recommendations.
        * Identifying and securing funding necessary to protect the lakes.
      ' -; • Providing the resources needed to sustain their effort.
        • Monitoring, evaluating, and reporting progress toward! accomplishing their
          goals.       -: -\;  '    ~ '".,'.''".  : •••  .:.  '   , "•  "..'•  ••';;. -.-.''   '•.'''..•':••
        * Amending this plan in response to evolving community values,
          developments in lake and watershed management technologies, and
          changes in the environment in and around the two lakes.
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    Managing1 Lakes and Reservoirs
   o be effective and
     -lasting/ your lake
^management
^organization should be
i locally-based and
[focused only on
rmanaging the lake: this
^requires clear vision and
ta sound organizational
iand development
plrgfegy. You must pay
t	s	'	
{attention to your
^management
(organization and invest'
Lin its success.
   he basic funding for
 inn mini n g i in unit _•      i  i • •
 operating and admini-
 stering the organization
 must come"from the
 Jocal community.
                             Keys for Effective Organizations
To be effective and long-lasting, your lake management organization should be
locally-based and focused only on managing the lake: this requires clear vision and
a sound organizational and development strategy. You must pay attention to your
management organization and invest in its success.
    In their book, Profiles of Excellence: Achieving Success in the Non Profit Sector, the
authors cite four "Hallmarks of Excellence" for building effective nonprofit or-
ganizations (Knauft, et al. 1991; see also Hummel, 1997):

    I. The Primacy of Mission. A clear sense of mission with goals  to carry
       out that mission are essential. Everyone in the organization should be
       aware of and agree with the mission, and make the mission come alive
       as they go about their respective jobs.

    2. Effective Leadership. "The best leaders embody the organization's
       mission — they can clearly articulate it and translate it to others with a
       sense of excitement." There are many leaders in an organization, ranging
       from the Board  and Chief Executive Officer to staff and volunteers.
       Normally the CEO is looked upon for day-to-day leadership in carrying
       out the organization's mission.

    3. A Dynamic Board. A board should represent the interface between
       the community and the organization. A dynamic board represents the
       diversity of the community, has varied skills, relates well among its
       members, and is committed to the organization.

    4. Strong Development Program. The ability to attract and sustain a
       sound and diverse financial basis to run the organization takes work.
       This work is most effective when shared between the board and staff.
       Relying exclusively on one or the other is risky.
           The board is critical to the success of your management organization.
      Their role should include:
            • Budget and Finance
            • Strategic and Annual Plans
            • Fundraising
            • Human  Resources
            • Community Relationships
            • Program Evaluation
            • Board Development
            • Advising Staff
 Funding and Assistance for Lake
 Management Organizations
                            To sustain a meaningful and long-lasting management effort, your lake manage-
                            ment organization will require funding and assistance. As a practical matter, the
                            basic funding for operating and administering the organization must come from
                            the local community.
                         330

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                                        CHAPTER 8: Developing and Implementing a Management Plan
    Numerous funding programs and sources are available for start-up funds,
planning and feasibility studies, special projects, and  implementation programs.
Use this list as a starting point:

    ^ Federal Agencies. Funding programs, appropriation levels, and pro-
      gram requirements change frequently. U.S. EPA's Catalog of Federal Funding
      Sources for Watershed Protection, now in its second edition (1999), contin-
      ues to offer the most up-to-date information on federal funding — check
      EPA's web site: www.epa.gov\owow\watershed\wacademy\fund.html.

      • U.S. Department of Agriculture: Grants and loans are available
        from most USDA agencies, including:
           => Farm Services Agency
           => Cooperative Extension
           => Farmer's Home Administration
           => Forest Service
           => Natural Resources Conservation Service

      • The Economic Development Administration of the
        Department of Commerce makes loans and grants.

      • U.S. Environmental  Protection Agency has numerous programs
        authorized through the Clean Water Act. Historically, the Clean Lakes
        Program used Section 3 14 grants administered by states to help public
        lakes; today, that funding can come through Section 319 (nonpoint
        source). Contact your state environmental agency for information.

      • The Department of Housing and Urban Development
        supports a broad range of planning and management activities.

      • Department of Interior agencies make grants available through:
           => Office of Surface Mining Reclamation and Enforcement
           => Bureau of Reclamation
           => Fish  and Wildlife Service

      • U.S. Geological Survey helps states through cooperative programs.

    V State and Local Agencies* Many state and local governments sup-
      plement  or  complement federal  funding  programs.  Your  Technical
      Advisory Committee  members should know about these sources.

    v Other Sources.

      • Foundations. These are organizations — both private and corporate
        — set up to give away money. They're listed by type of giving in The
        Foundation Directory (for information, see the Foundation Center's web
        site at www.fdncenter.org). You could set up your own foundation to
        fund your  management program; but this will dilute the focus of your
        management program, and might eventually sever the connection
        between the community and the lake they want to protect.
                                                                      331

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     Managing Lakes and Reservoirs
                                   • Corporations. These are usually direct giving programs, usually with
                                     a strong tie to the community served by the business.

                                   • Membership Dues. Member dues normally fund the costs of
                                     supporting your members, such as mailings, newsletters, etc., but not
                                     programs or projects. Multiple membership levels — such as becoming
                                     a Bald Eagle for $5,000 — is one way to increase giving levels, nurture
                                     individual gifts, and begin to support management programs.

                                   • Membership Organizations. Service clubs, fraternal organizations,
                                     chambers of commerce, women's and men's groups, and many other
                                     groups often contribute financially to a resource they value.

                                   • Individuals. Substantial gifts usually require a great deal of time
                                     invested in nurturing the individual. This can include planned giving
                                     through estate planning.

                                   • Volunteers. Volunteers will likely be a significant source of assistance.
                                     Be sure that you have a volunteer coordinator to assure that
                                     volunteers are used  effectively.
                             Other Considerations for Management
                             Organizations
if.
    however, you are
^creating a new
muni    in, «F 	N	j	as..^.,!	n	n,,,li ,„ ,H,»,,ii	,, ft,
 organization or
^assigning an existing
^organization significant
•«	II	I	I	!	!""	'!'}"";'I"5-t'	*'"    "
 new responsibilities,
pfign you need to' make
'sure it has the capacity
Jllll'll	!l	I	!	!	I	lll«Hl(iplll	!	II	I"1
 and resources to do the
                        ,
Other considerations include administrative and oversight functions required to
manage programs, personnel, contractors, grants, and so on. If an existing organi-
zation is going to implement the management plan, then they will probably already
have these systems in place.
     If, however, you are creating a new organization or assigning an existing or-
ganization significant new responsibilities, then you need to make sure it has the
capacity and resources to do the work. These areas should receive particular at-
tention:

      • Personnel Management. This includes hiring (and firing),
         supervising, managing, directing, and coordinating staff.

      • Managing Consultants and Contractors. This involves writing
         requests for proposals or qualifications, interviewing, managing and
         directing, oversight, and contract management.

      • Permits and Regulations. Many watershed and lake management
         projects require permits or have regulatory restrictions. As you
         develop the management plan, the Technical Advisory Committee
         should  be advising you on applicable regulations and permits.

      • Community Relations. Staying connected with the community who
         use and value the lake managed  is key to effective long-term
         management.
                         332

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                                          CHAPTER 8: Developing and Implementing a Management Plan
What  Next?
Go. Do not feel you must abide by every detail in this chapter as you prepare
your management plan. Take what works and what your lake needs, then run with
it. As my father used to say, "Let's do something, even if it's wrong" With common
sense and these guidelines, planning for the management and protection of your
lake or reservoir cannot go wrong.
References
Carpenter, S.R., N.F. Caraco, D.L Correll, R.W. Howarth, A.N. Sharpley, and V.H. Smith
    1998. Nonpoint pollution of surface waters with phosphorus and nitrogen. Ecol.
    Appl. 8:559-68.
Carpenter, S.R., D. Ludwig, and W.A. Brock. 1999. Management of eutrophication for
    lakes subject to potentially irreversible change. Ecol. Appl. 9(3):751-71.
Edmondson, W.T. 1991. The Uses of Ecology: Lake Washington and Beyond.
    University of Washington Press, Seattle and London.
Environmental Ground. No date. The State of Watershed Water-Quality
    Management in Minnesota. Environmental Ground, Inc., and the Minnesota
    Association  of Watershed Districts.
Fisher, R., W Ury, and B. Patton. 1991. Getting to Yes: Negotiating Agreement
    Without Giving In. Penguin Books, New York.
jeppesen, E.,J.P.Jensen, M. Sondergaard, T. Laurridsen, LJ. Pedersen and L.Jensen.
    1997. Top-down control in freshwater lakes: The role of nutrient state,
    submerged macrophytes and water depth. Hydrobiologia 342/343: 151-64.
Hummel, J.M.  1997. Starting and Running a Nonprofit Organization. 2nd ed. University
    of Minnesota Press, Minneapolis.
Interagency Lake Coordinating Committee. 1996. Developing a Lake Management
    Plan. Minnesota Board of Water and Soil Resources, Minnesota Department of
    Natural Resources, Minnesota Pollution Control Agency, Minnesota Department
    of Agriculture, St. Paul.
Kehler, R., A. Ayvazuan, and B. Senturia. No date. Thinking Strategically: A Primer on
    Long-range Strategic Planning for Grassroots Peace and Justice Organizations.
    The Exchange Project of the Peace Development Fund, Amherst, MA.
Klessig, L., B. Sorge, R. Korth, M. Dresen, and J. Bode. No date. A Model Lake Plan for
    a Local Community. Wisconsin Lakes Management Program, Madison. (Reprinted
    in this manual as Appendix 3-A.)
Knauft, E.B., R.A. Berger, and  S.T. Gray. 1991. Profiles of Excellence: Achieving Success
    in the Nonprofit Sector. Jossey-Bass Publications, San Francisco.
MacKay. H. Column. United Features Syndicate, Chicago.
Metropolitan  Council. 1997. Lake McCarrons wetland treatment system — Phase III
    study report. Metro. Counc. Environ. Serv. Publ. No. 32-97-026, St. Paul.
Moss, B., J. Madgwick, and G. Phillips. 1996. A Guide to the Restoration of
    Nutrient-enriched Shallow Lakes. Braods Authority, Norwich, Norfolk, UK.
Newton, B.J. and W.M.Jarrell. 1999. Procedure to estimate the response of aquatic
    systems to changes in phosphorus and nitrogen inputs. Natl. Water Climate
    Center. U.S. Dep. Agric., Washington, DC.
                                                                         333

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Managing Lakes and Reservoirs
                         Olsen Thielen Co. Ltd. 1998. Planning ahead ... Strategically. O&T Advisor: May/June.
                             www.olsen-thielen.com
                         Osgood, D. 1988. The Limnology, Ecology and Management of Twin Cities
                             Metropolitan Area Lakes. Metro. Counc. Publ. No. 590-88-123, St. Paul, MN.
                         	. 1992. Managing Minnesota's Lakes: A Report of the Minnesota Lake
                             Management Forum. Freshwater Foundation, Wayzata, MN.
                         	. 1995. Christmas Lake Management Plan. Christmas Lake Ass. and
                             Ecosystem Strategies, Shorewood, MN.
                            	. 1996a. Lake McCarrons: Strategic Management Plan. Prepared for Ramsey
                             County and the Lake McCarrons Neighborhood Association by Ecosystem
                             Strategies, Shorewood, MN.
                               -. !996b.The ecological basis for lake and reservoir management. Lake Line
                             16(2).
                            	. 1998. Blue Water Commission: Report and recommendations for the
                             management of Lake Nokomis and Lake Hiawatha. May 1998, Minneapolis.
                            	. I999a. White Bear Lake Management Plan: Report and recommended
                             actions of the Advisory Committee. White Bear Lake Conservation District and
                             Ecosystem Strategies, Shorewood, MN.
                            	. !999b.The phosphorus paradigm. Lake Line 19 (2).
                            	. I999c. Putting education in lake plans. Lake Line 19(3-4):50-1.
                         	. 2000a. Lake sensitivity to phosphorus changes. Lake Line 20(3):9-11.
                         	. 2000b. Mooney Lake Management Plan. Mooney Lake Ass. and Ecosystem
                             Strategies, Shorewood, MN.
                         Simpson,J.T. 1991. Volunteer Lake Monitoring: A Methods Manual. EPA 440-4-91 -002.
                             Office of Water, U.S. Environ. Prot. Agency, Washington, DC.
                         Ury, W. 1993. Getting Past No: Negotiating Your Way From Confrontation to
                             Cooperation. Bantam Books, New York.
                         U.S. Environmental Protection Agency. 1990. Monitoring Lake  and Reservoir
                             Restoration: Technical supplement to the Lake and Reservoir Restoration
                             Guidance Manual. EPA 440/4-90-007. Washington, DC.
                         	. 1997. Top 10 Watershed Lessons Learned. EPA 840-F-97-001. Office of
                             Water, Washington, DC.
                               -. 1999. Catalog of Federal Funding Sources for Watershed Protection. EPA
                             841 -B-99-008. Office of Water, Washington, DC.
                         Walesh, S.G. 1999. DAD is out, POP is in. J. Am. Wat. Resour. Ass. 35:535-44.
                         Wedepohl, R.E., D.R. Knauer, G.B. Wolbert, H. Olem, RJ. Garrison, and K. Kepford.
                             1990. Monitoring Lake and Reservoir Restoration. EPA 440/4-90-007. Prep, by N.
                             Am. Lake Manage. Soc. for U.S. Environ. Prot. Agency, Washington, DC.
                         Wilson, B. 1998. An analogy illustrating the importance of planning for Lakes.
                             Minnesota Pollution Control Agency, St. Paul.
                      334

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                     CHAPTER  9
          Lake  Protection   and
                 Maintenance
        When it comes to lake protection and maintenance, the old adage, "an
        ounce of prevention is worth a pound of cure," is good advice. If your
        lake association has recently completed a restoration effort, you know
that preventing pollution and its negative effects on the lake is easier to achieve,
and much less expensive. If your lake is still in good shape then this chapter can
help you keep it that way or even improve it.
    People are attracted to water like magnets to steel. Fishing, swimming, boat-
ing, hiking, watching the sun set over the water, just sitting on the shore — all
make waterfront property very desirable, and increasingly valuable. But enjoying a
lake also means caring for it; with the pleasure offered by the lake comes the re-
sponsibility for protecting those uses. Although this chapter describes many ap-
proaches for assuming  that  responsibility, the  key to lake protection and
maintenance is public involvement and organization.


Forming and Enhancing  Lake

Organizations


Lake Associations:  Roles, Benefits,
and Activities

Whose responsibility is it to protect and maintain the water quality of a lake —
lake residents, lake users, government, or local businesses? Not surprisingly, the
answer is all  of the above. Each of these lake interests contributes in different
ways to protecting the lake.
    A lake association is one  of the most important tools available to lakefront
residents. Many lake associations are organized in response to a lake crisis such as
nuisance weeds, declining fisheries, or foul odors. People find they can accomplish
more as an organized group than they can individually, and this rationale holds
true for lake protection and maintenance.
    Lake associations play many different roles:
      « They bring together  a group, usually of lake property owners, to
       maintain the lake.
                                                             335

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     Managing Lakes and Reservoirs
flhe^WaJloon^Lake	
"Association in the
•northwest Lower
[Peninsula of Michigan
 has a governmental
 meets regularly to
 discuss local government
 activities and how they
Jmay affect the lake and
 |ts watershed. They also
 organize special
 breakfast meetings,	
        all local ""
 jovernment officials to
  iscuss topics of interest
 to the lake association
 such as stormwater
 management or
 pnovative zoning
 approaches. This
 committee has fostered
 excellent communication
 between the  association
 |l     *. ,.MM.,.r.OT
 and government
 officials. In fact, some of
 the lake association
 r_  i   -     	
 members are now
 members of planning
Ifommissjons	or	
ttownship boards.
                             Participants in a watershed tour listen attentively to their guide.
                                   • They monitor and maintain water quality.
                                   • They monitor activities that may harm the lake.
                                   • They influence and participate in local government activities.
                                   • They are an information source and can play an important social role.
                                   • They advocate proper management and prevent activities that harm
                                     the lake.
                                   • They educate lake residents and the public.
                                   • And, perhaps most important, they inform and involve people in lake
                                     management decisions.
                                 The more informed people are about lake problems, alternative management
                             techniques, and watershed  dynamics, the more thoughtful their decisions will be
                             when selecting and implementing appropriate protection and maintenance proce-
                             dures.
                                 As with any organization, volunteers  must be involved from the beginning.
                             Many lake associations have retired professionals, such as lawyers or accountants
                             who can help with setting  up the bylaws, filing for nonprofit tax-exempt status,
                             and electing a board.
                                 Most lake association funding comes from memberships of lake residents and
                             lake users. Building and maintaining a membership can involve significant work such
                             as  developing mailing lists of lake property  owners and listening and acting on
                             members' concerns. Sponsoring special projects such as a water quality study may
                             require funding above and  beyond  membership contributions; this  means special
                             fundraising. Many references are available to help nonprofits with fundraising.
                          336

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                                                            CHAPTER 9: Lake Protection and Maintenance
     Getting involved in local and statewide government is a very valuable role for
lake associations. Zoning/planning commissions make land-use decisions that can
affect lakes; If lake association members attend these meetings they can influence
decisions in a way that benefits the lake. Road and transportation commissions,
county boards, drain commissioners, and  other governmental  offices also make
decisions that can affect lake management.
     It is even more important to foster these relationships where lake residents
are primarily seasonal, as it helps permanent residents value the help of lakeshore
property owners year-round.
     Getting to know  state and federal representatives is also important. State
and  federal government programs fund most large lake projects. Meeting with
those people who represent the lake's district can help  insure that funding, pro-
grams, and staff are available to help with lake concerns.
     Isn't meeting with elected officials lobbying, and therefore  illegal under non-
profit tax-exempt law? The answer is no.  Most lake associations educate rather
than lobby. They meet with their representatives to inform them about the asso-
ciation's goals and activities and share the association's concerns and desires for
legislation.
     If, however, a nonprofit organization classified as 501 (c)(3) decides to lobby,
it must file a 501 (h) with the IRS. That gives the organization the ability to spend
no more than 20 percent of its time and budget on lobbying. Lobbying is defined
as communications intended to influence  specific legislation. In other words, to
 *  Bylaws, incorporation, tax-exempt status •— these legal buzzwordsvwill
 338 become everyday words to members of a new lake association; A steering   :
 pj=wcommittee should develop the articles of incorporation, bylaws, and application for
 ^T jgxrexempt status. For assistance, contact other lake associations and attorneys who
  -Jive on the lake. Tips on developing these legal documents:

   ^•Articles of Incorporation: Legal papers that form an organization filed with a
      state. Makes the group a legal entity and may protect individual members from
   = liability.
   " • Bylaws: Details that state how the organization functions; e.g., its purpose,
      board structure, membership and annual meeting requirements, what makes a
      quorum, how decisions are made.

    • Tax-exempt Status: The Internal Revenue Service reviews applications,
      articles of incorporation, and bylaws to determine if an organization should be
     " granted this status; the most relevant to lake associations is the 501 (c)(3). This
      exempts the organization from having to pay some taxes and allows it to solicit
    - "tax-deducfjble cpntribijtion,?;. For,qn organization to receive and maintain
    ~ tax-exempt status, its activities must be beneficial to society and serve a function;
      that would otherwise have to be done by government. For example, a lake
    _ association with,g goal and activities directed toward protecting property values
    "  for riparians will not likely receive tax-exempt sttitus. However, a lake association
      with, a goal and activities directed toward protecting water quality for public and
    ""private recreational uses wqujd most likely receive the status. A tax-exempt status
      may bring discounts from certain retailers and other service providers, and also
      makes an organization eligible for many grants or other funding sources. Being a
    ~ 501(c)(3) tax-exempt organization limits the amount of lobbying a group can do.
                                                                             337

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Managing Lakes and Reservoirs
                         discuss a bill or a ballot proposal with a government official is lobbying. Educating
                         government officials on lake management issues is not considered lobbying.
                             The opportunities for  lake associations are virtually limitless. It may be as
                         simple as holding informal meetings of homeowners to share information about
                         the lake or as complicated  as monitoring the passage of enabling legislation to
                         form special districts to protect and improve lakes. Some  ideas your lake associa-
                         tion may want to try:
                               •  Publish a newsletter for lake residents.
                               •  Distribute educational materials about shoreline property
                                  management.
                               •  Sponsor field trips to explore the lake's ecosystem by canoe or
                                  motorboat.
                               •  Organize  a watershed tour to promote understanding of polluted
                                  runoff and watershed features.
                               •  Work with local schools to sponsor a special program for students
                                  on your lake.
                         Boyne City, Mich., students experience what happens on Lake Charlevoix as they use
                         EnviroScape® (a watershed model) to learn how to prevent water pollution.
                      338

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                                                        CHAPTER 9: Lake Protection and Maintenance
Water Quality  Monitoring
       • Participate in volunteer lake monitoring programs.
       • Organize volunteers to implement followup monitoring from
         restoration activities.
       • Develop a water quality monitoring program for the larger streams
         that enter your lake.
       • Work with government, universities, and other groups to accomplish
         special lake studies.
       • Encourage all lake residents to monitor for exotic species.
 Recreation
       • Work with fish specialists to conduct a creel survey.
       • Conduct boat survey of residents and public users.
       • Maintain bulletin boards at public access sites with information on
         special rules, fishing regulations, etc.
         Organize lake association members to attend local government
         meetings to monitor activities and influence decision-making.
         Meet with state and federal representatives to let them know about
         the lake association's goals, any needs for improved administration of
         existing laws, new legislation, funding, etc.
         Write letters to inform government representatives about lake issues.
         Comment on proposed activities that may harm the lake and its
         ecosystem, such as dredge and fill permits.
 Community and Social
       • Organize a picnic or barbeque that follows an association meeting.
       • Coordinate a sailing club or fishing contest.
       • Sponsor special events to recognize volunteers and celebrate
         successes.
Lake  Districts
Some states give lake districts authority to raise money and implement projects
to restore and improve lakes. The activities they can fund vary with each state's
enabling legislation. Wisconsin lake districts, for example, have the power to tax,
levy special assessments, borrow and bond to  raise money, and  implement proj-
ects such as weed control to protect and improve their lakes.
    Generally, lake district boards must have representatives from all local units
of government (county, township, and city or village), the lake association or a lake
resident, the  road commission, the  drain  commissioner, and the  state environ-
mental department that oversees lake activities.
                                                                         339
Learn from History Tip:
There once was a beautiful
lake in Michigan where
many of the residents thought
the lake level was too high
and others thought it was too
low. Each group formed their
own lake association: the
High Level Association and
the Low Level Association.
They fought expensive court
battles until a legal decision
determined in favor of the
low lake level. A few years
later both  lake associations
dissolved and now the lake
is without any organized
group working to protect it.
The moral of the story —
don't let one issue dictate the
entire purpose of your
association; work together,
even if you disagree about
what is best for the lake.

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Managing Lakes and Reservoirs
                                      Nine Steps	to	Forming
Association
                              If your lake does not have a lake association, identify several people who share your
                             . interest and form one! An active lake association will do wonders for your lake.

                              1.  Develop a steering committee: Invite interested individuals to a meeting to dis-
                                 cuss organizing a lake association. If your lake currently has a problem and  people
                             	'	^ have different ideas on how-to solvei 'itt.mgkeisure all views arejepresented.

                              2.  Brainstorm Goals and Objectives: Develop a vision for all the things that the
                             	;	lake	assoiciation
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                                                        CHAPTER 9: Lake Protection and Maintenance
     Historically, lake districts have been used primarily for lake restoration pro-
jects. Lake boards make funding a project equitable among lake residents. Because
the process creates a new governmental entity it also dictates public notice of
meetings, public hearings, and other avenues for public participation.
     On large lakes with multiple governmental jurisdictions, lake boards provide
a valuable tool to manage a large lake improvement project.
     Lake boards are often organized around a  lake problem, but  lake residents
may differ on the best way to solve it. To limit controversy, try to ensure that
both sides are represented on the lake board. The board  may also lack full com-
munity support  because many people refuse to support any additional govern-
ment board or agency. Just remember — as with any lake management tool, lake
districts can be extremely  effective if used appropriately.
Where to  Go for Help
Many resources are available to help lake associations get started and stay active
(see the reference section). However, help may be  next door. Perhaps another
lake near you has a lake association. Most groups are more than willing to share
their successes with others.
     Other important community resources include Cooperative Extension of-
fices, local  conservation  and environmental groups, conservation districts, and
universities.
The information super highway is now one of the most efficient and effective
ways to access information. Unlike a passing fad, the internet is like the radio of
the '30s and the television of the '50s.
     Merging onto the information highway requires a computer and a modem. If
you have neither, you can probably use a computer at the library or university. But
if you just need some help getting started, look for an instructional book or con-
tact a local internet service provider.
     Internet information is accessed through search engines in two ways: (I) by
opening browser software and going directly to a website address (usually starts
with www.) or (2) by searching for specific information using a search engine. Ya-
hoo.com, MSN.com, and Netscape.com are good places to start since they all con-
nect to other search engines. Be aware the search  engines operate differently and
they do not always find everything that is out there.
     Since the  information is always changing on the internet some of the govern-
ment home pages provide stable locations with sound information on  lake man-
agement; plus, they also have links (direct connections) to other related sites.
Browser programs, such as Netscape and Internet Explorer, let you mark the lo-
cation of your favorite pages with a "bookmark"  that allows you to go directly
back to a particular web page once you have visited it.
     Some lake web sites worth visiting include:
       • wvvw.epa.gov/owow/lakes/ — EPA's Office of Wetlands,  Oceans, and
         Watersheds (it has many interesting links)
       • www.nalms.org — North American Lake Management Society
       • www.terrene.org — Terrene Institute
       • www.worldlakes.org — LakeNet Program

Internet Lingo:

• Search Engine: software
  that scans the internet for
  sites that contain key
  words or phrases that
  you provide.

• Browser: interfacing
  software that allows you
  to navigate through the
  internet by pointing,
  clicking, and typing.

• Plug-ins: additional
  software (often included
  with the browser) that
  allow you to hear sound
  and see animation and
  video.
                                                                         341

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Managing Lakes and Reservoirs
                           The web isn't just a source of information. It is also a way to get information
                       out to other people. Many internet service providers give their customers a com-
                       plimentary address for a home  page  (excluding the cost to develop the home
                       page). For help with developing and maintaining a home page, contact your inter-
                       net service provider or a consultant — or your high school or college.

                           ^ Home pages can be an effective way to get information out to the as-
                             sociation's membership or build interest in a project. The most effective
                             web pages are colorful with graphics, contain useful information that is fre-
                             quently updated, and have interesting links to related sites. Home pages
                             require maintenance, however. Usually, you can tell how useful a web site
                             is by the number of people who visit it and how often it's updated.

                           ^ E-mail is one of the internet's most useful tools. It allows people to stay
                             in touch easily. For example, a lake association board could use it to main-
                             tain communication  about important lake projects and issues. It is also
                             very cost  effective. An e-mail usually costs less to send than a long dis-
                             tance phone call.

                           ^ List servers ("list servs") are e-mail subscriptions (usually free) to on-
                             line sources of information usually contributed by and among subscribers.
                             For example, the Wisconsin Department of Natural Resources has a list
                             server on  lake topics. Many list servers are managed by government, non-
                             profit, or universities as an inexpensive way to disseminate information to
                             many people about news or current issues related to specific topics.
                       Land-use  Planning  and
                       Stewardship
                       Many land uses contribute pollutants to lakes, including shoreline development,
                       agricultural activities, new construction, and stormwater runoff (see Chapters 2,
                       4, and 6). Protecting a lake from these activities requires an equally diverse ap-
                       proach, using tools such  as local regulations, education, best management prac-
                       tices, and citizen action.
                            States and communities across the nation are realizing the impact of land-
                       use decisions on lakes. In Michigan, a special committee appointed by the Gover-
                       nor has identified inadequate land-use planning as the greatest threat to the envi-
                       ronment, including water quality. Communities in New York's Catskill Mountains
                       are implementing watershed management plans to protect the Delaware River
                       Reservoirs, the source of New York City's drinking water.
                            Many regulatory land management tools ranging from zoning to conserva-
                       tion  easements can be used effectively in lake management:
                       Regulatory Approaches
                       Environmental protection is rooted in regulations. The Clean Water Act in 1972
                       set standards for industrial and wastewater treatment plant discharges. States
                       soon followed by passing their own regulations to reduce pollution to lakes and
                       rivers. Although federal and state regulations are important for protecting lakes,
                    342

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                                                        CHAPTER 9: Lake Protection and Maintenance
local regulations can build upon them by requiring stronger standards or different
components to accommodate unique local needs.
    Zoning ordinances, special regulations, and innovative and creative land manage-
ment tools continue to be used by states and local communities to control activities
that can damage valuable water resources. These regulatory procedures can be com-
bined in any number of ways to fit a particular lake or specific set of lake uses.
 Zoning Ordinances
Protecting or improving our lakes requires managing more than just the immedi-
ate shoreline area (see previous chapters on watershed management and pol-
luted  runoff). More than  1.5 million acres of land  are newly developed in the
United States each year (Center for Watershed  Protection, I998a,b). These
changes in land use can greatly influence the long-term health of our lakes.
    Originally developed to minimize  conflicts between incompatible land uses
such as industrial and residential areas, zoning ordinances  today do much more
than prevent conflict. They establish the pattern of development, protect the envi-
ronment and public health, and determine the character of communities. Since
protecting the lake requires looking at what happens on land, zoning is a natural
lake management tool.
    Zoning's effectiveness depends on many factors, particularly the restrictions
in the language, the enforcement, and public support. Many people believe the law
protects  sensitive areas, only to find otherwise when  development is  proposed.
Although zoning has its critics, it can be used very  effectively for  managing land
uses in a way that is compatible with  lake management goals. Some zoning ap-
proaches that support lake and watershed management protection:

    ^ Site Plan IZev/ew standards require that the proposed construction
       project meet additional  requirements beyond the basic zoning ordinance.
       A site plan consists of all the drawings, descriptions, and other information
       pertaining to the proposed development, plus specifics on how the project
       will affect adjacent properties and a pollution prevention plan. Site plan re-
       view standards are often applied to commercial and industrial  uses, land
       uses requiring more than a specified number of parking spaces, structures
       greater than a specified size, and development  in sensitive  environmental
       areas — but not usually to single-family homes. Examples include require-
       ments for:
       • Keeping the property  in as natural a state as possible;
       • Controlling soil  erosion;
       • Stormwater management; and
       • Street and access standards.

    v Planned Unit Developments (PUDs) are  commonly used  in
       zoning ordinances to trigger a site plan review, achieve stricter standards,
       provide flexibility, and streamline the approval process for larger develop-
       ments. Many include density bonuses in return  for conservation lands set
       aside for permanent protection.
     lore than 1.5
million acres of land
are newly developed
in the United States
each year.
                                                                        343

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Managing Lakes and Reservoirs
   I   F  6  E  H
  CIEG
                    RESIDENTIAL  DISTRICTS            BUSINESS DISTRICTS
        ..,,..                 yii M liiilm  III. Ill mi
       [R-«]  One family         isc      43.ssaM.it.     E;&S?| SCB   Shopping center
       tJJTjtji'j  One family         NT      a,mn.n.     HSU NB    Neighlmrhooil business
so acres DEO  One family         iir      is,!)«:,.n.     ^H3 OB    Office building
       rivicr]  One family         is-      n«!,.n.     MM CB    Central business
                               is-      iMtoii. it-
               One family          is-      11,119 M. it.
30 acte$ FRM-'T|   One and two family  s»»»iiisj    m SI.IIJH in
                                                                                      INDUSTRIAL  DISTRICTS
                                                                                        WSI   Wholesale and service
                                                                                        LI    Light industry
                                                                                        HI    Heavy industry
                                                                                          sew  m  Fur
                                               210'      !Mtts<.lt.uUStliS(.n.|ttfia.
                                 A typical zoning map, this one from Smithtown Planning Board, N.Y., printed in the
                                 Long  Island  Regional Planning  Board's  Nonpoint Source Management  Handbook
                                 (1984).
                            344

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                                                         CHAPTER 9: Lake Protection and Maintenance
      ' Overlay Zones: Although it appears to be very simple, this tool is ac-
       tually very  powerful. Overlay zones  require  stricter standards than
       existing zoning because of special  natural or cultural features. This type of
       zoning is often used to require different regulations in sensitive areas such
       as lake and stream corridors, where they can help reduce polluted runoff.
       Such overlay zones often require building setbacks, greenbelt maintenance,
       and limits on certain activities.

      ' Open  Space Ordinances:  Many municipalities are adopting open
       space development and conservation design standards to protect natural
       areas and create more livable neighborhoods. This type of ordinance gen-
       erally requires that a  certain percentage of the  property be set aside as
       open space to be used for recreation by all the property owners. Many or-
       dinances also include  a density bonus: the higher the percentage of open
       space set aside, the greater the number of homes allowed. An easement
       must be placed on the open space to keep it undeveloped forever.
            Many communities are discovering that the  lots in open space subdi-
       visions sell more quickly and at a higher price than those in typical subdivi-
       sions. These developments can  help protect lakes by preserving valuable
       wetlands and reducing the amount of  impervious surface that generates
       polluted runoff.
                    EXISTING COUNTY ROAD
                 UKEqUALITY
                                                    Traditional subdivision
                                                    design for a 10-aere site
                                                    zoned for half-acre sites
                                                    and bordered by a county
                                                    road on the north, a lake
                                                    on the south.
A conservation design that
respects the natural
resource base while
providing home sites in a
natural setting allots
approximately 5 acres of
the total 10 to common
conservation areas to be
used by all residents.
Source: Planning for
Success, Tip of the Mitt
Watershed Council (1999).
                                             EXISTING COUNTY ROAD
Density bonus: The higher
the percentage of open
space set aside, the greater
the number of homes
allowed.
                                                                          345

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Managing Lakes and Reservoirs
                                                      Model Development Principles
                               Developed by The Center for Watershed Protection, these principles go beyond reducing the
                               amount of impervious surface to suggesting how to manage areas for cars, buildings, and
                               conservation so as to reduce runoff. Many of these principles accomplish other goals,
                               including treating stormwater and protecting sensitive habitats.
                              RESIDENTIAL STREETS AND PARKING LOTS (Habitat for Cars)
                               1.  Design residential streets for the minimum required width needed to support travel lanes,
                                  on-street parking, maintenance, and emergency and service vehicle access. Travel volume
                                  will determine the widths.
                               2.  Reduce the total length of new residential streets by examining alternative street layouts to
                                  determine the most efficient and appropriate placement of homes.
                               3. Wherever possible, residential street right-of-way widths should reflect the minimum
                                  required to accommodate the travel-way, the sidewalk, and vegetated open channels for
                                  stormwater. Utilities and storm drains should be located within the pavement of the
                                  right-of-way wherever feasible.
                              4.  Minimize the number of residential street cul-de-sacs and incorporate landscaped areas to
                                  reduce the amount of pavement. The radius of cul-de-sacs should be the minimum required
                                  to accommodate emergency and maintenance vehicles. Alternative turnarounds should be
                                  considered, such as "T" designs that use less pavement.
                              5. Where density, topography, soils, and slopes permit, vegetated channels should be used in
                                  the street right-of way to convey and treat stormwater runoff.
                               6. The required parking ratio (number of spaces required per business, etc.) governing a
                                  particular land use or activity should be enforced as both a maximum and minimum to
                                  curb excess parking space construction. Existing parking ratios should be reviewed for
                                  conformance, taking into account local and national experience to see if lower ratios are
                                  warranted and feasible.
                               7.  Parking codes should be revised to lower parking requirements (number of parking spaces
                                  a business must provide) where mass transit or enforceable shared parking arrangements
                                  exist.
                               8.  Reduce the overall amount of hard surfaces in parking lots by providing compact car
                                  spaces, minimizing stall dimensions, and using pervious surfaces in extra, spillover
                                  parking areas where possible.
                               9.  Provide meaningful incentives to encourage structured and shared parking to make it more
                                  economically viable.
                               10. Wherever possible, provide stormwater treatment for parking lot runoff using bioretention
                                  areas, filter strips, and/or other practices that can be integrated into the landscape.
                               LOT DEVELOPMENT
                               11. Advocate open space design development incorporating smaller lot sizes to minimize total
                                  impervious area, reduce total construction costs, conserve natural areas, provide
                                  community recreational space, and promote watershed protection.
                               12. Relax side yard setbacks and allow narrower frontages to reduce total road length in the
                                  community and overall site imperviousness. Relax setback requirements to minimize
                                  driveway lengths to reduce overall lot imperviousness and require greater setbacks from
                                  the lakeshore.
                               13. Promote more flexible design standards for residential subdivision sidewalks. Where
                                  practical, consider locating sidewalks on only one side of the street and providing
                                  common walkways linking pedestrian areas.
                               14. Reduce overall lot imperviousness by promoting alternative driveway surfaces and shared
                                  driveways that connect two or more homes together.
                         346

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                                                            CHAPTER 9: Lake Protection and Maintenance
  15. Clearly specify how community open space will be managed and designate a sustainable
     legal entity, land trust, or government agency responsible for managing both natural and
     recreational open space.
  16. Direct rooftop runoff to pervious areas such as yards, open channels, or vegetated areas,
     and avoid routing rooftop runoff to the roadway and the stormwater conveyance system.
 CONSERVATION OF NATURAL AREAS
  17. Create a variable width, naturally vegetated buffer system along all water bodies. This
     buffer should also encompass critical environmental features such as the 100-year
     floodplain, steep slopes, and wetlands.
  1 8. Preserve or restore the riparian stream buffer with native vegetation. The buffer system
     should be maintained through the plan review, construction, and post-development stages.
  19. Clearing and grading of forests and native vegetation at a site should be limited to the
     minimum amount needed to build, allow access, and provide fire protection. A fixed
     portion of any community open space should be managed as protected green space,
     preferably in a consolidated manner.
 20. Conserve trees and other vegetation at each site by planting additional vegetation,
     clustering tree areas, and promoting the use of native plants.
 21. Provide incentives and flexibility in the form of density bonuses and property tax reduction
     to encourage conservation of stream buffers, forests, meadows, and other areas of
     environmental value. In addition, off-site mitigation consistent with locally adopted
     watershed plans should be encouraged.
 22. New stormwater outfalls should not discharge unmanaged stormwater into lakes or
     streams, wetlands, sole source aquifers, or other sensitive resources.
 Special Ordinances
States and communities can also adopt regulations designed to manage a specific
activity or resource. Adopting, implementing, and enforcing state and local regula-
tions require a commitment to the costs and time to administer them. Some of
these ordinances that have the  most potential benefit for lake management:

     V Soil Erosion and Sformwafer: Soil erosion and  stormwater are
       two leading water pollutants in the United States. Local ordinances can re-
       duce  the  impacts  of  erosion  and  stormwater,  especially  from  new
       construction. Soil erosion ordinances often require  detailed plans that
       show how erosion will be prevented for any earth disturbance that is near
       surface water or  is of a certain size (e.g., one acre) — plus  provisions to
       ensure the plan is implemented appropriately. Stormwater regulations may
       require preserving drainage  patterns,  keeping stormwater onsite, and
       storing stormwater in retention and detention basins  (or otherwise treat-
       ing it) before it leaves a  property.

     ^ Impervious Surface: New development replaces forests, meadows,
       and wetlands with rooftops, roads, driveways, parking lots, and other hard
       (impervious) surfaces that rain can't penetrate. As the amount of impervi-
       ous surface increases so  does the runoff to  a lake and its  tributaries.
       Studies have shown that fish habitat is harmed when  impervious surfaces
       account for more than  10 percent of a watershed (Center for Watershed
                                                                              347

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    Managing Lakes and Reservoirs
     *ne of the most
 valuable tilings a
 lliih" ];! Jlllliilliilli;'-•»!"«•'	"J	j	"'
 community can do for
tlakcs is to reduce the
 amount of impervious
 surface and identify and
 protect critical habitats.
       Protection, I998a,b). One of the most valuable things a community can
       do for lakes is to reduce the amount of impervious surface and identify
       and protect critical habitats (see the preceding Model Development Prin-
       ciples).
 Sanitary Ordinances
Most lakeshore areas in this country rely on on-site septic systems for wastewa-
ter treatment. Most communities have standards and regulations that determine
proper siting and design of septic systems, primarily to protect public health from
diseases that can be spread by wastewater. Some also focus on protecting the en-
vironment. These standards may include:
       • Setbacks from water bodies and wells;
       • Minimum allowable depth to groundwater;
       • Soil suitability criteria; and
       » Size requirements based  on estimated usage by current and future
         owners.
     Some communities also have a septic system evaluation program to encour-
age the upgrade of older septic systems. When a home is sold, the septic system
must be evaluated to ensure that it meets current code requirements. If it doesn't
then the system must be upgraded. This type of program can be very valuable in
eliminating failing septic systems  around lakes.
     The criteria for evaluating septic systems must be developed carefully. The
National Small Flows Clearinghouse is a valuable source of information on design,
construction, and management of  septic systems. Operated  by the University of
West Virginia for the U.S. EPA, the Clearinghouse  helps small communities find
practical, affordable solutions to their wastewater problems.
                             Wetland  Regulations
                             Preserving wetlands along the shoreline and in the watershed can help protect
                             the quality of lake water. Wetlands filter runoff, provide wildlife habitat, prevent
                             shoreline erosion, and help control flooding. Federal laws protect wetlands' valu-
                             able functions by regulating activities that degrade or destroy wetlands. Some
                             state and local governments have also adopted additional regulations to protect
                             wetlands.
                                 Although local wetland ordinances add another layer of regulation for citi-
                             zens, they can benefit property owners and communities in many ways. Often, lo-
                             cal ordinances will require a community-wide wetland inventory that will identify
                             wetlands that require permits, thus saving time and money in the long run.
                                 Almost more important, local involvement can help  streamline the wetland
                             permit process, which at best, is difficult.
                                 Key elements of a local ordinance may require:
                                   • Additional setbacks for construction, and
                                   • Protection of smaller wetlands that may not be  regulated by other
                                     state or federal laws.
                         348

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                                                     CHAPTER 9: Lake Protection and Maintenance
Lakeshore wetlands protect the health of the entire lake ecosystem in many •ways,
including nurturing aquatic life and preventing pollutants from reaching the lake.
Photo by Jim Nelson.
Growth  Management  Tools

When combined with a sound zoning ordinance and a clear master plan for the
community, growth management tools can improve the way land is used in the
community and thus protect the lake and its watershed. These tools will not stop
growth; they just guide the rate, location, type, timing, quality, and character of de-
velopment to comply with the regulations and master plan.
    But growth management tools  can only  influence new growth and develop-
ment. A community that has almost  reached its limits with urban sprawl  will
benefit less from growth management tools than areas that are just beginning to
experience a population surge.
    The following growth management tools, which can be used individually as
well, can be a valuable  part of a lake  and watershed protection effort:
      • Purchase and transfer of development rights;
      • Urban growth boundaries; and
      • Coordinated infrastructure management.
 Purchase and Transfer of Development Rights
Every piece of property comes with a certain amount of "rights" such as the right
to harvest timber, build structures, farm, etc. Purchase-of-development-rights pro-
grams actually buy the "right" to develop the property from the property owner
in perpetuity.
                                                                    349

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Managing Lakes and Reservoirs
                            A program that supports the purchase of development rights gives farmers
                        an alternative to subdividing their land and selling it to gain retirement income,
                        which results in loss of both agricultural acreage and open space. They can sell
                        the development rights to provide for their retirement without having to sell
                        their land; they can also continue to farm it, harvest timber, etc. Selling develop-
                        ment rights does not yield as much profit as selling the land outright, but it main-
                        tains the rural character of a community.
                            Transfer of development rights is very similar, although it allows the develop-
                        ment density to be transferred to a property that is more suitable for develop-
                        ment.
                            Funding these programs is expensive. Some states purchase agricultural lands
                        and some communities are beginning to pass mill levies to support such programs.
                            Purchase and transfer of development rights can be used as lake manage-
                        ment tools  to preserve important areas around a lake from pollution resulting
                        from development, but they work best when combined with other management
                        techniques.  Since agriculture, for example, can also pollute lakes, these programs
                        should be combined with installing best management practices on farms.
                        Urban Growth Boundaries
                        Boundaries are carefully drawn around a city or village to prohibit urban develop-
                        ment beyond the line. As a result, development and economic growth are focused
                        on an area in a way that avoids urban sprawl. Service district boundaries are
                        similar, using public services such as sewer and water to concentrate develop-
                        ment within a certain area. Another way to concentrate urban development near
                        infrastructure is the village center concept, which  uses mixed zoning to pro-
                        vide a variety of land uses such as residential, commercial, and industrial within a
                        small area. The village center concept builds a community where a person could
                        conceivably live, work, shop, visit doctors, etc., all within walking distance.
                            The State of Oregon  required its communities to adopt  urban growth
                        boundaries by the mid-1980s. Drawing the lines was very controversial. However,
                        after more than a decade of having urban growth boundaries in place, positive re-
                        sults can be measured. A 1991 study of the Portland metropolitan area found that
                        it had expanded only 2 percent in  area over the last  17 years, while significantly
                        growing in population and development. Those statistics  cannot be  matched by
                        any other urban area in the United States.
                            Urban growth boundaries can be a very beneficial land management tool for
                        lakes near urban  areas. They can help concentrate infrastructure and new devel-
                        opment where it is best suited.
                        Coordinated Infrastructure Management
                        The decision to approve a new shopping center or large resort development usu-
                        ally rests with the municipality where the property is located. Even though a proj-
                        ect may also affect a neighboring township and its lake through  increased traffic,
                        road damage, and stormwater runoff (among other things), its approval is seldom
                        required. In addition, the neighboring township will not likely receive any financial
                        benefits in taxes from the development.
                     350

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                                                       CHAPTER 9: Lake Protection and Maintenance
    Since lake and watershed boundaries generally do not coincide with political
boundaries, the effects of development on lakes in  neighboring jurisdictions usu-
ally are not considered. One way to address this issue is for the municipalities to
adopt impact coordination rules. These require  local governments to con-
sider the impacts of projects on neighboring communities by soliciting comments
from that municipality. Impact coordination rules can  vary greatly, from having to
notify a neighboring community about a project to mandating their approval.
 Carrying  Capacity Studies
As our population has grown  — and more people have had more money to
spend — they have increasingly turned to lakes  for recreation and relaxation.
Lakes are straining to keep up with the demands for boating facilities and homes
along their shorelines. Boaters now have to schedule their time on the water, and
homes are being wedged in using keyhole (funnel) designs.
     Motorboats, including personal watercraft, affect the lake in several ways, in-
cluding contributing to pollution. Lake users also conflict, which is to be expected
when you have sailboats, anglers, speedboats, water skiers, swimmers, personal
watercraft, canoeists, windsurfers (and more!) sharing the same waters. Some of
the more common issues:
       • Shoreline erosion from speedboats and water skiing  (and loss of
         natural habitat as shorelines are artificially altered to prevent erosion).
       • Damage to bottom-dwelling plants and animals near the shore (littoral
         zone).
       • Oil and gas discharge from powerboats.
       • Noise.
 Good boating practices protect the health of this lake.
                                                                        351

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    Managing Lakes and Reservoirs
.
property management
practices can go a long
way toward maintaining
land protecting lake
water qualify — from
how you care for your
lawn to how you
operate your boat.
                                A carrying capacity study for recreational boating can determine the number
                            of boats that can be used safely in a lake. Generally, these studies assess lake char-
                            acteristics and levels of boating activity by residents and the public, and help clar-
                            ify the conflicts. Some studies also assess potential damage to water quality from
                            boating (Engel, 1989).
                                Carrying capacity studies often produce lake-specific regulations that dictate
                            when and where motorboats can operate and designate zones in the lake that are
                            appropriate for specific uses. For example, pleasure motor boating and water ski-
                            ing might be banned between  6  p.m. and 10 a.m., to minimize conflicts with  an-
                            glers. Another approach is to set aside certain areas, such as sheltered coves of
                            the lake, for particular uses such as swimming or fishing, with power boating and
                            water skiing restricted to more open water areas (Wyckoff, 1995).
                                Although most states require minimum isolation distance between water-
                            craft and restrict watercraft speed, stricter regulations could be specified: for  ex-
                            ample, a powerboat should  be at least 200 feet away from an anchored fishing
                            boat or  restricted to slow no-wake speed. Motor sizes are  commonly restricted
                            (no motors, only electric motors, or only motors less than  10 hp) on small lakes
                            or lakes  in wilderness settings. State environmental agencies  often cooperate with
                            local governments to establish  stricter boating regulations.
                                A carrying capacity study can also provide data to limit the number of boats
                            lakefront property owners can maintain. Or limit boat usage by restricting the
                            number  of boats per lake residence and controlling the amount of parking at pub-
                            lic access sites. These would require ordinances and may be  easier to establish on
                            a lake that is just being developed.
                                Boating and recreational use issues can  be emotional. If you decide to con-
                            duct a carrying capacity study, be sure it takes a scientific approach to assessing
                            impacts. And remember, establishing special regulations for a lake may require
                            working cooperatively with the state environmental department and state and lo-
                            cal marine patrol.
                            Voluntary Activities
                            Regulations alone cannot protect a lake; riparian property owners significantly af-
                            fect water quality and must do their part. Although encouraging them to change
                            their behavior and voluntarily help protect a lake may seem like a daunting task,
                            lake communities  all over the  country have  validated  Margaret Mead's words:
                            "Never doubt that a small group of thoughtful, committed citizens can change the
                            world. Indeed, it's the only thing that ever has."
    Personal Property Management Practices
    The privilege of lakefront living comes with an enormous responsibility, because
    anything you do along the lakefront can have an immediate effect on a lake's eco-
    system. Good shoreline property management practices can go a long way to-
    ward maintaining and protecting lake water quality — from how you care for
    your lawn to how you operate your boat. Use the following checklist as a guide,
    and supplement it with the publications and programs cited in the references and
    text throughout this book.

        ^ lawn Care: To many people a yard without a lawn is not a yard. But a
          large, intensively managed lawn along a lake shore  may not be the  best
          thing for the lake. In fact, studies have indicated that lawn fertilization is
          one of the largest sources of pollution.
                         352

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                                                        CHAPTER 9: Lake Protection and Maintenance
       Lawn Care Tips:
       • Maintain a strip of natural vegetation along the shoreline, or plant one,
         preferably with native species.
       • Leave an unmowed, unfertilized area at least 25 feet wide along the
         water's edge.
       • Locate your compost pile away from the shoreline.
       • Test the soil to determine the  most appropriate fertilizer needed.
       • Use a low maintenance, slow growing grass seed that is recommended
         for your soil conditions and climate.
       • Keep the grass as high as possible (3 or more inches) to shade out
         weeds and improve rooting so less water is required.
       • Use a self-mulching lawn mower, which will reduce or eliminate the
         need for fertilizer.
       • Avoid using fertilizer. If fertilizer is absolutely necessary, use a slow
         release product low in  nitrogen and phosphorus free.
       • After  raking leaves, add them to the compost pile. Avoid dumping
         leaves on or near the shoreline — they can attract leeches.
       • Avoid or minimize the  use of pesticides whenever possible.
       • Landscape with native species that are suited for the specific site: its
         soil, light, and moisture conditions.
       • Consider a lawn of  pine needles or native ground  covers instead of
         turf grass.
       • Do not try to grow grass on a wooded lot.
A lakeshore greenbelt such as this one along Lake Lawrence, Wis., filters potential
pollutants as well as being aesthetically pleasing. Photo by Wisconsin Department of
Natural Resources.
                                                                         353

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Managing Lakes and Reservoirs
                                Septic Systems: When designed, constructed, and maintained prop-
                                erly, septic systems can provide excellent wastewater treatment for homes
                                in rural areas. But when they have problems, they can leach nutrients and
                                bacteria to the lake. Proper maintenance can prevent many problems and
                                help ensure that the system operates effectively throughout its  expected
                                lifetime.
                               Septic System /Maintenance Tips:
                                • Have the septic tank sludge level inspected and pumped out as needed
                                  based on occupancy (commonly every three to five years depending
                                  on seasonal or permanent use).
                                • Consider adding a septic effluent filter to help keep solids out of the
                                  drainfield. However, a filter requires that the septic tank be pumped
                                  more frequently.
                                • Conserve water by installing water conservation devices.
                                • Reduce water use by turning off the faucet while brushing teeth and
                                  washing only full loads of laundry.
                                • Carefully use household hazardous materials such as drain cleaner,
                                  paints, varnish, and motor oil.
                                • Dispose of leftover household chemicals at a household hazardous
                                  waste collection site. Do not dump down drain.
                                • Recycle used motor oil and antifreeze.
                                • Never build, pave, or cultivate land over a drainfield; don't drive
                                  vehicles over a drainfield.
                                • Don't apply fertilizer around a drainfield because the nutrients saturate
                                  the soil and cause it to stop removing nutrients from the wastewater.
                                                        effluent sewer
                                                                          soil absorption field
             house sewer
             water level
\   \   \
                                      septic tank
           A schematic of a typical septic system. From Tip of the Mitt Watershed Council.

                              V Shoreline Erosion: Waves, currents, and ice move soil  particles to-
                                ward, away from, and along the shoreline. People augment this  natural
                                erosion  by removing vegetation, dredging, filling, or  building along the
                                shoreline. As discussed earlier in this  manual, the resulting sediment can
                                destroy habitat and affect fish and other aquatic organisms, cloud the wa-
                                ter, and stimulate (because it may contain nutrients) undesirable plant and
                                algal growth. Shoreline erosion can also destroy valuable waterfront prop-
                                erty,  including buildings. You  may need to install  either structural  or
                                biotechnical (vegetative) erosion controls.
                      354

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                                                   CHAPTER 9: Lake Protection and Maintenance
 Shoreline Erosion Prevention Tips:
 • Preserve the natural rocks and vegetation along the shoreline.
 • Prevent runoff from roofs and driveways from flowing over land to the
   shoreline by directing it into a swale or collection area or away from
   the lake.
 • Maintain nearshore "berms" pushed up by ice action  in northern
   areas.
 • Preserve shoreline wetlands.
 • During construction, implement proper soil erosion control measures
   to prevent sediment from washing into waterways.
 • Avoid using seawalls, because they can cause erosion  on neighboring
   properties and destroy valuable habitat for aquatic life.
 • Limit the amount of foot traffic and other recreational activities in
   erosion-prone areas.

' Powerboating: Motor boating and personal watercraft are some of
 the most popular recreational activities on lakes. They can be fun and ex-
 citing ways to experience lakes — but they can also negatively affect them.
 Proper maintenance  and responsible use of power boats can greatly  re-
 duce their impact.
 Watercraft Pollution Prevention Tips:
 • Maintain the boat motor, since well-tuned motors contribute the least
   amount of pollution.
 • Refuel on land to reduce any chance of spilling oil or  gas into the
   water.
 • Check and clean the engine well away from shorelines. Oil can  harm
   micro-organisms and other aquatic life that feed on them.
 • Be careful when filling the tank; do not overfill. Catch  accidental spills
   with an  absorbent pad and dispose of it properly.
 • Obey no-wake zones and avoid shallow areas to prevent disturbing
   vegetation, wildlife, and bottom sediments.

 • When it is necessary to ride in shallow water, keep watercraft  at idle
   (headway)  speed. This will  help reduce the stirring-up of bottom
   sediments.

 • Avoid vegetated areas, including docking around reeds and grasses.
   The boat motor may suck them in, causing engine or  pump problems.
   But the plants themselves may be pulled out or damaged by stirred-up
   sediments  or less light.

 • Avoid marshy areas and aquatic plant beds. They are important habitat
   for fish, birds, turtles, snake, frogs, and other aquatic life.

 • Protect wildlife by maintaining a buffer of 300 feet or more between
   the boat and animal. Learn about protected species found in lakes and
   what you should do to avoid disturbing them.
Let Fallen Trees Lie:
Resist the urge to
immediately clean up a
fallen tree: such trees — and
overhanging plants — are
mini-food chains. Small fish
gather beneath them to feed
on insects and use their
cover to hide from larger
predator fish.
Researchers from Ontario
have found that shoreline
sites with more fallen trees
produce more preyfish than
shorelines where these trees
have been removed. They
also found that along
undeveloped shorelines, fish
feed at levels seven times
higher.
Shorelines Equal
Habitat: Using the green
frog (Rana clamitans) to
check the health of aquatic
life in northern Wisconsin
lakes, researchers have
found that as the number of
homes increases, the number
of green frogs declines.
Undeveloped lakes averaged
one frog per 126 feet of
lakeshore compared to one
frog per every 220 feet for
developed lakes and 470
feet on densely developed
lakes. Protecting a certain
amount of shoreline from
development may help
protect aquatic life,  including
the green frog.
                                                                     355

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   Managing Lakes and Reservoirs
Prevent the introduction
of exotic species (e.g.,
zebra mussels, round goby,
Eurasian watermilfoil, etc.),
by draining the bilge motor,
live well, and transom while
on land; inspecting the boat,
trailer, and anchors;
removing any visible plants
or animals before leaving
the lake; and emptying bait
buckets on land.
Miscellaneous Shoreline Management Tips:
 • Place campfire rings as far back from the lake as possible. When fires
   are cool, collect ashes and add to compost pile or dispose properly.
 • Maintain aquatic vegetation in the shallow areas of the shoreline.
   These provide valuable wildlife habitat and protect the shoreline from
   erosion.
 • Don't feed the waterfowl. This will increase the amount of waterfowl
   feces that contribute nutrients to your lake; waterfowl also help
   spread swimmer's itch.
 • Pick up pet waste and dispose of it properly to prevent it from making
   its way to a waterway in a rainstorm.
 • Use an indoor shower rather than the lake for bathing.
 • Divert rain gutters to unpaved areas where water can soak into the
   ground before reaching the lake.
 • Participate in your lake association. For example, the lake association
   could develop a "welcome wagon" service that gives new owners a
   packet of information on  lakeshore living and gifts and coupons from
   area businesses. Brochures, newsletters, press releases, and other
   media tools are other excellent ways to reach property owners.
                            Land Protection Through Purchase,
                            Donation,  or  Easement
                            Permanently protecting ecologically valuable land in the watershed is another lake
                            and watershed management tool that preserves sensitive habitats that are critical
                            for lake protection; it also can be combined with other lake management efforts.
                                First, you must  inventory sensitive areas around the lake and in the water-
                            shed. The inventory  might identify and characterize  sensitive areas such as wet-
                            lands, steep  slopes,  wildlife  habitat,  ecological   corridors,  threatened and
                            endangered species, etc.
                                Next, prioritize  the  sensitive areas and  identify the property  owners. Then,
                            you will want to work with the private landowners  to discuss land management
                            and protection options that would protect the property from uses that might harm
                            water quality. Land protection must be voluntary, ranging from placing future re-
                            strictions on use of the property to selling the land.
                                Protecting sensitive areas from development can help reduce runoff and pol-
                            lution entering lakes. Purchasing lands for conservation value can also be an effec-
                            tive, though expensive, watershed management tool. Many citizens are interested
                            in preserving the conservation values of their land for their grandchildren and fu-
                            ture generations.

                                V Conservation easements (also known as conservation restrictions)
                                  are legal agreements between a landowner  and a qualified government
                                  agency or nongovernmental organization (most commonly a land trust) that
                                  permanently limit  a property's uses; they remain with it if it is sold. A con-
                                  servation easement does not transfer title to the property or open it to
                                  the public. The landowner continues to own the property, and may live on
                                  it, sell it, or pass it on to heirs. The donation of a conservation easement
                        356

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                                                       CHAPTER 9: Lake Protection and Maintenance
       can lower estate taxes and provide income tax or property tax deduc-
       tions. Conservation easements are extremely flexible and can be written
       to meet specific needs of the landowner.

       Outfight donation of land to a land trust or government agency
       is another way to protect sensitive habitats. This option has several bene-
       fits for the landowner:
       • It is a simple transaction;

       • It can provide significant income tax deductions; and
       • It can reduce estate taxes.

       Land trusts, one of the fastest growing sectors in the conservation
       arena, specialize in land protection. They manage property that has been
       donated to them, and hold and enforce conservation easements on lands
       they purchase. Generally, land trusts will  only accept or purchase lands
       that have  conservation value.
Lake  Monitoring
Monitoring programs have been covered in previ-
ous chapters, but they are discussed here again to
emphasize their importance and to introduce the
role of volunteers. Water quality monitoring is im-
portant for characterizing these dynamic systems
we know as lakes, understanding how they work,
and documenting changes and trends.
    One of the  most popular reasons for moni-
toring  water quality is to  detect or  document
problems. It is easier and much more cost effective
to treat lake problems as they develop rather  than
when  they have  become  a crisis. Water quality
monitoring is also the best approach for determin-
ing whether  protection   and   restoration  ap-
proaches are effective.
    But who should do the monitoring —  pro-
fessionals or volunteers? The answer is  both.  Pro-
fessional monitoring is an essential part of a  lake
management plan. And volunteer  monitoring can
provide  supplemental   information   that  will
strengthen a professional monitoring program.
    Volunteer monitoring also strengthens your
entire program because as more people become
involved in monitoring, they learn more about the
lake, its problems and opportunities, and ongoing
efforts to  protect it. (An  excellent reference on
volunteer lake monitoring is Volunteer Lake Moni-
toring: A Methods Manual [Simpson, 1991 ]).
                                               Volunteers prepare to monitor for newly hatched zebra mussel
                                               larvae on Black Lake, Mich.
                                                                       357

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Managing Lakes and Reservoirs
                            Volunteer monitoring used to be limited to measuring Secchi disk transpar-
                        ency and the occasional chlorophyll a test to check algae. Not anymore. The op-
                        portunities for volunteer monitoring are almost limitless. As government budgets
                        diminish, the need and demand for volunteer monitoring programs will continue
                        to increase. Expanded chemistry parameters, such as dissolved oxygen, pH (alka-
                        linity), and conductivity, are becoming more popular, as are programs to check for
                        the  presence and abundance of certain exotic species such as zebra mussels or
                        Eurasian watermilfoil.
                            Check with state agencies to learn about their volunteer monitoring pro-
                        grams. If state programs are not available, contact local universities, conservation
                        districts, and other local resources  for assistance with developing a volunteer
                        monitoring program.
                        Establishing a  Volunteer
                        Monitoring  Program
                         1. Setting Objectives
                        The first step in developing a volunteer lake monitoring program is to establish
                        objectives. Is the objective to provide credible information on water quality con-
                        ditions to state and local agencies? To educate the public about water quality is-
                        sues? Or to build a constituency of involved citizens? All of these objectives (plus
                        many others) can be achieved by a well-organized and carefully implemented pro-
                        gram, but you must first determine your priorities.
                        2. Working with Potential Data Users
                        Potential users of the data besides your lake organization may include state envi-
                        ronmental department employees such as water quality specialists, biologists, and
                        fisheries managers; local planners and environmental organizations; agricultural
                        agencies; universities; and certain federal agencies.
                            Before you set up your program, communicate with these potential data us-
                        ers about your program goals, what data they might need, and what methods of
                        data collection, analysis, management, and reporting they recommend or would
                        accept. Federal and state governments may not consider the data valid if certain
                        methods weren't used to collect it.

                            ^ Data Management*  This step is often forgotten until after a few
                               years of data have accumulated. But the best time to determine data man-
                               agement is before any data have been collected. What is data management?
                               Data management involves storing data in a manner that makes information
                               easily accessible and accurately retained: a good  data management system
                               might store the data in a computer data base or well-organized file folders.
                                   When determining how to store and manage your data it is helpful to
                               consider how you plan to use the information. Computer databases (such
                               as Lotus, Excel, FoxPro) offer many advantages, including efficient storage,
                               data-sharing opportunities, and the ability to print graphs. When choosing
                               any data management system consider who will enter the data,  maintain
                               the database, and distribute  the data. Although a computer database may
                     358

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                                                        CHAPTER 9: Lake Protection and Maintenance
       seem the most efficient process, if there is no one to enter the data then
       a simpler management system may be better.
           Human error may show up more in the data management portion of a
       volunteer monitoring program than in the actual monitoring. It is important
       that if data are entered into a computer or other filing system that it be
       checked to insure that the data stored are complete, calculations are correct,
       proper units are reported, and the results are reasonable (Lease, 1995).

      ' Reporting and Using the Data. Using the data may seem like
       the easiest part of the water quality monitoring program, but it can be an
       overwhelming task and is  often left behind  in the hustle. Data should be
       used on a regular basis (quarterly or annually) or volunteers may question
       the relevance of their efforts. Of course the data should be used in a man-
       ner that is consistent with the original goal  of the program. Data  use can
       involve everything from volunteers presenting findings at fairs or commu-
       nity meetings to state agency use of the data  in its biennial water quality
       report to EPA.
           When presenting data remember that it shouldn't be too technical or
       too simple for the intended audience. Graphics, including charts and draw-
       ings, can help dramatically. If you use charts or tables, accompany them
       with descriptive text, written in plain English (not water quality monitor-
       ing jargon) if the audience is not familiar with  such terminology. Describe
       the program's purpose to  give it meaning.
           Data should  be presented  with a purpose: to show trends, seasonal
       variations, or indicate  problems that relate to the purpose of the monitor-
       ing program. For example, a graph might be used to show trophic status in-
       dex values from  year to  year,  dissolved oxygen/temperature profile for
       different months, or bacteria counts at public beaches in different locations.
           Data presentations should  also be timely and  relevant to the  lake
       condition. For example, sending out a press release in January reporting
       on high bacteria levels detected at beaches in August would  be too  late.
       However, sending out an  annual summary of the data that included the
       high bacteria levels in August and emphasized the need to find solutions
       prior to the next summer would be effective.
 3. Selecting  Parameters  and Methods
Determining the proper parameters and sampling methods to meet the goals of
the program can be tricky. Professional lake managers can help you with this.
    The objectives of the monitoring program determine the lake conditions and
parameters to be monitored. For example:
       • If lake residents are concerned about water quality affecting a lake's
         coldwater fishery, then you need to monitor dissolved oxygen and
         temperature; or,
       • If the beaches have been closed because of bacteria, then a special
         study measuring bacteria levels along the shore and inlets (or
         tributaries) would be helpful.
       • If very little water quality data have been collected on your lake, then
         you need to do baseline monitoring that would include many chemical
         and biological parameters.
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Managing Lakes and Reservoirs
                            When selecting the parameters and methods consider how the data will be
                        used. That requires understanding the meaning of the test results, e.g., know the
                        background levels for the parameters monitored, how weather may influence the
                        data, water quality protection criteria, seasonal trends, data ranges, etc.
                            A carefully planned monitoring program can provide useful information to
                        accomplish its objective. But interpret data cautiously. It cannot always  prove
                        what you would like it to. A set of data collected at one time provides a snapshot
                        of the lake's condition at that one time. You may want to contact local profession-
                        als to help  interpret the data you've collected. For more information, visit EPA's
                        volunteer monitoring web site at www.epa.gov/owow/monitoring/vol.html.
                         4. Quality Assurance/Qualify Control
                        Given proper training and supervision, volunteers can conduct monitoring and
                        collect samples that yield high quality data. To ensure its quality will be acceptable
                        to other agencies, you should adopt quality assurance/quality control (QA/QC)
                        measures.
                             Quality assurance/quality control are often used  interchangeably but they
                        have different meanings.  Quality assurance reviews all aspects of the monitor-
                        ing — planning, implementation, and completion — to ensure high  quality data
                        are collected. Quality control is performed during data collection to ensure ac-
                        curacy, precision, and unbiased monitoring.
                             Five major  areas  must  be  addressed when developing a  quality  assur-
                        ance/quality control program:
                               • Accuracy,
                               « Precision,
                               * Representativeness,
                               • Completeness, and
                               e Comparability.

                             See Quality Assurance/Quality Control box for descriptions of these areas.
                        A quality assurance/quality control program will reduce potential problems with
                        data collection and can improve the experience for volunteers.
                             For more  information  on developing a  Quality Assurance Project Plan
                        (QAPP) — essentially a  document that outlines procedures to ensure that data
                        meet project requirements — see EPA's document, A Volunteer Monitor's Guide to
                        Quality Assurance Project  Plans (EPA 841-B-96-003) at www.epa.gov.owow/moni-
                        toring/volunteer/qappcovr.htm. You can also order this document by calling (800)
                        490-9198.
                     360

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                                                             CHAPTER 9: Lake Protection and Maintenance
                    Quality Assurance/Quality Control
    Accuracy: The degree of agreement between the sampling result and the true value of the
    parameter being measured. Accuracy is most affected by the equipment and the
    measurement procedure: calibrate equipment carefully according to equipment or standard
    method requirements and test against a known standard. If conducting pH monitoring with
    an electronic probe, use standard solutions of known pH values to examine and calibrate
    its accuracy.
    Precision: The ability of the monitor to reproduce the data result on the same sample
    (regardless of accuracy). Human error in sampling techniques plays an important role in
    estimating precision. For example, a replicate sample, which entails collecting two or more
    samples at the same site, same time, using the same methods, and analyzed with the same
    technique can be used to check a monitor's precision.
    Representativeness: The degree to which the collected data accurately and precisely
    represents the lake condition being measured. It is most affected by sample site location.
    For example, if the monitoring objective is to characterize the algal condition in a lake,
    then the sample would be collected in the deepest, open water area of the lake, rather than
    taking a sample along the shore near a stream mouth.
    Completeness: A measure of the amount of valid data obtained versus the amount
    expected to be obtained as specified in the original sampling design objectives.
    Completeness is usually expressed as a percentage based on the number of sampling
    dates expected and the number of actual samples taken. For example, if 25 sampling dates
    were planned and only 20 samples were selected, due to bad weather and equipment
    failures, the completeness would be 80%.
    Comparability: This is often very important for citizen monitoring programs because it
    represents how well data from one lake compare to data from another. For example, state
    and regional agencies and local monitors should work together to establish standard
    sampling methods and procedures for volunteer monitoring programs.
    Source: Simpson, 1991.
 5.  Training Volunteers
Volunteers must be trained to perform water quality monitoring tests and follow
QA/QC procedures. Training will require time, materials, and  probably profes-
sional assistance — items that can add costs to a monitoring program. But train-
ing is another monitoring investment that has high returns for a  program.
     First, develop a volunteer monitor description that details the duties
and tasks  of the monitor. Use this to inform interested volunteers  of their re-
sponsibilities.
     Second, organize and hold the training. Training can be done in a group
setting or one-on-one. Both have their benefits.
       •  Group training builds camaraderie among the monitors. It is more
          efficient, requiring less time than one-on-one training. It encourages
          group problem-solving and ensures each volunteer receives consistent
          information.

       •  One-on-one training can be more detailed and intensive and often
          provides better results.

     Combining the methods can be most effective but will require a greater  in-
vestment in time and money. Bringing in professionals to help with group training
can be advantageous, especially if they will be using the data collected for a project.
Comparability: This is
often very important for
citizen monitoring programs
because it represents how
well data from one lake
compare to data from
another. For example, state
and regional agencies and
local monitors should work
together to establish standard
sampling methods and
procedures  for volunteer
monitoring programs.
                                                                               361

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Managing Lakes and Reservoirs
                             A thorough training session would include:
                               • A review of the monitor's responsibilities;
                               • Presentation on the relevance and value of each parameter;
                               • Review of quality assurance/quality control procedures;
                               • How to do the sampling and use equipment;
                               • How to record the data;
                               • Hands-on opportunities to collect samples and encouragement to
                                  participate;
                               • Discussion  of safety issues;
                               • Written instructions to take home, review, and use in the field; and
                               • Refreshments and time for socializing.
                             Allow ample time for questions and answers. And be sure to give volunteers
                         information on who  to contact if they have problems or need additional assis-
                         tance. Give the volunteers an evaluation form; this will  help trainers plan future
                         sessions.
                             Training is an ongoing part of volunteer monitoring programs. Annual train-
                         ing sessions bring in new monitors and provide refreshers for veterans.
                         A training session takes volunteer monitors out on a boat into their lake.
                      362

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                                                      CHAPTER 9: Lake Protection and Maintenance
 6. Evaluating the  Program
Taking the time to assess whether a program met its objectives is an important
component of all programs. An evaluation can look at many different levels of a
project or simply at the effectiveness of the overall program. And it can be done
by the volunteers or lake residents.
    As with other components of the monitoring program, designing the evalua-
tion will take some effort. Not surprisingly, the most common ways of conducting
evaluations are written evaluations and interviews.
    Some simple and effective evaluation questions might include:
      • Did the program accomplish its goals;
      • What worked well;
      • What didn't work well;
      • Did the project budget cover all expenses;
      • Were the proper parameters monitored;
      • Did the data help facilitate the desired change and/or meet the
         program's objectives;
      • Were the data distributed to the appropriate agencies;
      • Did the data meet quality assurance standards; and
      • What could be done to improve the program?
    More specific questions that address the monitoring program's goals should
also be included.
Putting  It  All Together
Integrating protection and  maintenance into a project may seem like an  over-
whelming task, but taken one step at a time it is doable. Once you've identified
the project's goals and objectives, selected the most appropriate actions, and be-
gun work, then the most important task becomes assessing progress throughout
the lake management process.
    Just as lake management activities are ongoing, so is the evaluation. An edu-
cation program on lakes might require assessing the students' and teachers' com-
ments about the program,  and checking on the reactions of the volunteers or
staff who conduct the program as well. Lake monitoring is another way to evalu-
ate the effectiveness  of management strategies. But remember, focus on the posi-
tive results and opportunities the evaluation finds,  not the success or failure of
the program.
    Maintenance and protection  of lakes  is ongoing, not short  term. As time
passes and goals, objectives, and actions are accomplished, new opportunities to
improve and protect lakes will continually arise.
                                                                      363

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  Managing Lakes and Reservoirs
 aspect for the
 '  Jri  e and sound
     iiiiiiiiiiiiiiii^^   ii  .   B    •
     ms are the basis
   strong lake
foctation.
                                                      A  Lake Association Profile
                                  Every lake has a unique character. For Walloon Lake in Northern Michigan it may
                                  be the call of the loons that nest in its quiet coves, the blue, clear color of the water,
                               f*  or the lore of it being Ernest Hemingway's childhood vacation spot.
                                  The Walloon Lake Association and its sister organization the Walloon Lake Trust and
                                  Conservancy have worked to maintain its unique character since 1910 — and since
                                  1960, have been extremely proactive in creating a variety of programs to preserve
                               ",  and improve the environment of Walloon Lake.
                               f   The Walloon Lake Association:
                                           I	'nalllilllllln» 1IIIII1IIIW gllllPlliKiillJHMIIiUillnlilllhiLW'ifWIiiMI	u	lliLailllMIW	niruiillln'l' .JIM, ^lldlHtt,	M	HI,,,U,' ., ...l» «	>•« „„•„ „ i  ,^u ,
                                      • Publishes six newsletters and a membership directory annually;
                                           BlfWIPli'lll'IMif i HI! I'l'IISlHillirilllll!™"	lllllllin.llllUH	I'lBllill'MBIifni" iMIUM'1*!*^'«*-J-i,lf irM.Ml'rai'l'jj '» u M 	H.iw .. H. h,,.,,,, .,,,, H . d	 , ,   ,     .
                                      • Disseminates information to lake residents through its neighborhood
                                       ," leadership committee"; and
                                      • Sponsors numerous field trips and programs to encourage members and
                                         their children and grandchildren to learn more about the lake and its
                                         watershed.	

                               F	The Association's political sense is also on target: they appoint representatives to
                               £	attend,	Ifjcgl government meetings of the five townships surrounding the lake — in
                                  fact, several representatives have become official members of township boards and
                               t>  planning commissions. As a result,  local regulations such as building setbacks have
                               J   been passed to help protect the lake.

                                  Their water quality monitoring program includes:

                                      • The usual Secchi disk^ chlorophyll a, and spring phosphorus;
                                      • An expanded program that monitors dissolved oxygen, temperature,
                                         conductivity, pH, and turbidity using a multi-parameter water quality testing
                                         probe;
                                      • An annual boat survey to keep tabs on the number of lake resident-owned
                                         boats; and
                                         MlllhiWHIhlnHI	l4*«ai«ll«iifciniiWHtti***rHmlwlM*M	NW.nlMWaihluwlKSUHi'MW.WJuu'Lumtt*),™	a,**	-,i 	v,,,-	rl,,,  .,-   . i,,, ,.,.	, 	
      ^',*i Special studies on shoreline algal communities, exotic species, and beavers
          on tributaries.

|  Their sister organization, the Walloon Lake Trust and Conservancy, has put
   watershed protection into action by protecting 1,100-plus acres through gifts of land,
   conservation easements, and purchases (with help from a regional land
   conservancy).

   The secret to their success? More than 90% of the lake residents belong to the
   Association — which maintains a full-time executive director and an office in a
   nearby town.

   Walloon Lake Association's strength is built on the respect and care its members have
J  for the lake. But it is the education, water quality monitoring, governmental affairs,
«  land protection, and membership programs that will encourage future generations to
|	Ipyejhelake and dp,g|| that's necessary to protect it.

,'	" Respect for the resource and sound programs are the basis of a  strong lake
I	association.
i	,	;..• ,...:; ..,	•..     ;         .  .    ...    ..
                               I
                          364

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                                                      CHAPTER 9: Lake Protection and Maintenance
Lake Maintenance  and  Protection:
An Ongoing  Opportunity

"We did not inherit the earth from our ancestors, but are borrowing it from our
children." This quote attributed to Chief Seattle is particularly relevant for lake
management. Lakes are an important part of the American landscape and our cul-
tural and natural history. Restoring, protecting, and maintaining these resources is
an ongoing process that requires vigilance and dedication of lake property own-
ers, lake users, and governments.
     But, oh, the  rewards. Through sound lake management, future generations
will be able to hear the cry of a loon, see  the reflection of a full moon, experience
the thrill of fishing, or feel the refreshment from a summer swim in lakes across
North America.
     Henry David Thoreau wrote in Walden, "a lake is a landscape's most beauti-
ful, expressive feature; it is Earth's eye, on looking into which the beholder meas-
ures the depth of his own nature." May this powerful spiritual connection that
humans have with lakes be expressed with commitment and personal responsibil-
ity to protect and enhance these national water treasures.
References
Arendt. R. 1996. Conservation Design for Subdivisions. Island Press, Washington, DC.

	. 1998. Growing Greener. National Land Trust, Media, PA.

Arendt, R., E.A. Brabec, H. L. Dodson, C. Reid, and R.D. Yaro. 1994. Rural by Design.
    Planners Press, Chicago.
Baker,J.P., H. Olem, C.S. Creager, M.D. Marcus, and B.R. Parkhurst. 1993. Fish and
    Fisheries Management in Lakes and Reservoirs. EPA 841-R-93-002. Terrene
    Institute and U.S. Environmental Protection Agency, Washington DC.

Caduto, M. 1985. Pond and Brook. Prentice-Hall, Englewood Cliffs, NJ.

Center for Watershed  Protection. 1998a. Better Site Design: A Handbook for
    Changing Development Rules in Your Community. Ellicott City, MD.

	. 1998b. Rapid Watershed Planning Handbook: A Comprehensive Guide for
    Managing Urbanizing Watersheds. Ellicott City, MD.
Cwikiel, W.  1996. Living with  Michigan's Wetlands: A Landowners Guide. Tip of the
    Mitt Watershed Council, Conway, Ml.

Dresen, M.D. and R.M. Korth. 1994. Life on the Edge ... Owning Waterfront Property.
    Wis. Dep.Natural Resour., Madison.
Engel.S. 1989. Lake use planning in local efforts to manage lakes. Pages  101-5 in Proc.
    Natl. Conf. Enhancing States Lake Management Programs, May 1988. Northeast
    III. Plann. Commiss. Chicago.
Ewing, R., M. DeAnna, C. Heflin, D. Porter. 1996. Best Development Practices.
    Planners Press, Chicago.
Fuller, D. 1997. Understanding, Controlling, and Living With Shoreline Erosion. Tip of
    the Mitt Watershed Council, Conway, Ml.

Hendler, B. 1977. Caring for the Land. American Society of Planning Officials,
    Chicago.
                                                                      365

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Managing Lakes and Reservoirs
                         Henderson, C. 1981. Landscaping for Wildlife. Minnesota Dep. Natural Resour., St.
                             Paul.
                         Jeffries, M. and D. Mills. 1990. Freshwater Ecology: Principles and Applications.
                             Belhaven Press, New York.
                         Lease, F. 1995. Designing a data management system. In The Volunteer Monitor 7( I).
                         Long Island Regional Planning Board. 1984. Nonpoint Source Management Handbook.
                             Long Island, NY.
                         Marsh, W. 1998. Landscape Planning Environmental Applications. 3rd ed.John Wiley
                             & Sons, Inc., New York.
                         McComas, S. 1993. Lake Smarts. Terrene Institute, Alexandria, VA.
                         McHarg, I. 1992. Design With Nature. John Wiley & Sons, Inc., Garden City, NJ.
                         Mitchell, M. and W. Stapp. 1994. Field Manual for Water Quality Monitoring. 8th ed.
                             Thomson-Shore, Inc., Dexter, Ml.
                         New York State Department of Environmental Conservation and Federation of Lake
                             Associations. 1990. Diet for a Small Lake: A New Yorker's Guide to Lake
                             Management. Albany, NY.
                         Novotny, V. and G. Chesters. 1981. Handbook of Nonpoint Source Pollution: Sources
                             and Management. Van Nostrand Reinhold Environmental Engineering, New York.
                         Novotny, V. and H. Olem. 1994. Water Quality: Prevention, Identification, and
                             Management of Diffuse Pollution. Van Nostrand Reinhold, New York.
                         Phillips, N., M. Kelly, J. Taggart and R. Reeder. 2000. The Lake Pocket Book. Terrene
                             Institute, Alexandria, VA.
                         Simpson,J.T. 1991. Volunteer Lake Monitoring: A Methods Manual. EPA 440/4-91-002.
                             Washington, DC. Available on www.epa.gov/owow/monitoring/volunteer/lake/
                             index.html.
                         Small, S. 1992. Preserving Family Lands: Essential Tax Strategies for the Landowner.
                             Landowner Planning Center, Boston.
                         Tip of the Mitt Watershed Council. 1999. Planning for Success. Conway, Ml.
                         The Volunteer Monitor. 1993-present. River Network, Portland, OR. See
                             www.epa.gov/owow/volunteer/vm_index.html
                         U.S. Environmental Protection Agency. 1996. A Volunteer Monitor's Guide to Quality
                             Assurance Project Plans. EPA 841 -B-96-003. Www.epa.gov/owow/monitoring/
                             volunteer/qappcovr.htm. Washington, DC.
                         Wetzel, R. 1975. Limnology. W.B. Saunders Company, Philadelphia.
                         Wyckoff, M. 1995. Regulating Keyhole Development: Carrying Capacity Analysis and
                             Ordinances Providing Lake Access Regulations. Planning Zoning Center, Inc.,
                             Lansing, Ml.
                      366

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                  APPENDIX  9-A
                   Example   of
     Lake  Association   Bylaws
BYLAWS OF MUDD LAKE PRESERVATION ASSOCIATION
A Michigan Nonprofit Corporation
I.   NAME AND PURPOSE

    I.  Name: The name of this nonprofit corporation shall be Mudd Lake
       Preservation Association.
    2.  Purpose: The corporation is organized to operate exclusively for
       charitable, scientific, and educational purposes within the meaning of
       Section 50l(c)(3) of the Internal Revenue Code, and more specifically:
       a. To preserve and improve Mudd Lake and its watershed for quality
         use by future generations.
       b. To preserve natural and scenic areas, and recreational resources.
       c. To carry on activities permitted by exempt organizations under
         Section 501 (c)(3) of the Internal Revenue Code, as amended.

II.  BOARD OF TRUSTEES

    I.  Responsibilities: The Board of Trustees established practices for this
       nonprofit corporation and to elect the Board of Trustees and the
       Officers. The Board of Trustees shall function as a board of directors
       under Michigan Law.
    2.  Number: The Board of Trustees shall determine how many Board of
       Trustee members are to be elected.
    3.  Term: Each  Board of Trustees members shall serve for a term of two
       years. A person may serve for more than one term.
    4.  Election: The Board of Trustees members may be  elected at an annual
       meeting of the Board of Trustees. In the absence of election, the existing
       Board of Trustees shall continue. The incoming Board of Trustees shall
       be elected by the preceding Board of Trustees. A member of the Board
       of Trustees may vote for himself or herself.
    5.  Quorum: If there are seven or fewer Board of Trustees members, fifty
       percent (50%) of the members of the Board of Trustees shall constitute
       a quorum. If there are over seven Board of Trustees members, then one
       third (1/3) of the Board of Trustees shall constitute a quorum (Michigan
       Codified Laws, M.C.L 450.2523).
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                            6.  Voting: For all matters coming before the Board of Trustees, a majority
                                vote of those present at a meeting at which a quorum is present shall
                                govern. Procedures will be by Roberts Rules of Order.
                            7.  Vacancy: In the event of a vacancy on the Board of Trustees, the
                                President shall have the right to appoint another Board of Trustees
                                member.
                            8.
                            9.
        Qualifications: To be a member of the Board of Trustees, a person
        must be recognized as a member of the Mudd Lake Preservation
        Association.
        Disqualification: A Board of Trustees member having three
        consecutive unexcused Board of Trustees meeting absences shall be
        terminated from serving on the Board of Trustees.
     10. Ad Hoc Committee(s): The President may appoint ad hoc advisory
        committees for any purpose.
     11. Termination: Two-thirds (2/3) of the Board of Trustees (not merely a
        quorum) shall have authority to terminate a person's position on the
        Board of Trustees. Good cause for termination is not required.

III. OFFICERS

     I.  Officers: The officers shall consist of a President, one or more Vice
        Presidents and Secretaries, and a Treasurer.
    2.  Term: The officers shall serve for a term of one year. Officers may be
        elected to serve for more than one term.
    3.  Elections: The officers shall be elected from and by the Board of
        Trustees following the election of Board of Trustees members. Elections
        may be held at the Annual Meeting. If an election is not conducted, the
        existing officers shall remain in office.
    4.  Duties: The duties of the officers  shall be such as are implied by their
        respective titles. The President shall preside over all meetings and may
        attend all committee meetings. The Vice-President shall preside in the
        absence of the President. The Secretary shall keep the roll of sponsors
        and members, the minutes of all meetings, and  shall maintain committee
        reports. The Secretary shall also tend to all correspondence designated
        by the Board. The Treasurer shall collect the dues, all other monies, pay
        the bills, and oversee filing of all appropriate government reports and
        forms. The Treasurer shall maintain an itemized account of all receipts
        and disbursements.

IV. MEMBERSHIP

     I.  Qualifications: Membership shall be open to  all persons having an
        interest in and who support the mission of this nonprofit corporation.
    2.  Membership Dues: Dues, if any, shall be established by the Board of
        Trustees.
    3.  Applications: Applications for membership may be on a form
        prescribed by the Board of Trustees. An application  for membership is
        not required.
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                                                 APPENDIX 9-A: Example of Lake Association By-laws
    4.  Qualifications: Persons, families, or entities contributing dues shall be
        recognized as members, subject to the discretion of the Board of
        Trustees.
    5.  Board of Trustees Members: Only individual members may be
        elected to the Board of Trustees.
    6.  Directorship Basis: As this nonprofit corporation is formed on a
        directorship basis, the members will have no formal vote in corporate
        affairs.

V.  MEETINGS

     I.  Regular Meetings: Regular meetings shall be held at such times and
        places as may be stated by the Board of Trustees.
    2.  Annual  Meetings: Annual meetings shall be held at a time and location
        to be determined by the Board of Trustees.
    3.  Special  Meetings: Special meetings may be called by the President, on
        48 hours notice, by phone, fax, or by first class mail. The notice shall
        specify the purpose of the special meeting. Actual receipt of the fax or
        mail is not required. Service shall be deemed effective when the fax is
        sent or the letter is deposited with the U.S. Postal Service.
    4.  Consent Actions: The Board of Trustees may act by a consent action
        signed by a majority of the members of the Board of Trustees. Written
        consents shall be filed with the Board of Trustees minutes (Michigan
        Codified Law, M.C.L 450.2525).
    5.  Presence: A person may be deemed present at a Board of Trustees
        meeting when participating by phone, fax, or other means which would
        necessarily require the personal presence of all Board of Trustees
        members.

VI. AMENDMENTS

     I.  Procedure: The Bylaws may be amended by a majority of the Board of
        Trustees present at a meeting at which a quorum is present.
    2.  Effective Time: Amendments to the Bylaws shall be effective
        immediately upon the vote of the Board.
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Monogfng Lakes and Reservoirs
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                        Appendix  A
                         Glossary
T
!his Glossary defines commonly used terms  and important processes  and
concepts relating to lakes and lake management. To provide further detail,
items have been cross-referenced.
Acid neutralizing capacity (ANC): the equivalent capacity of a solution to neu-
   tralize strong acids. The components of ANC include weak bases (carbonate spe-
   cies, dissociated organic acids, alumino-hydroxides, borates, and silicates) and
   strong bases (primarily, OH). In the National Surface Water Survey, as well as in
   most other recent studies of acid-base  chemistry of surface waters, ANC was
   measured by the Gran titration procedure.
Acid rain: rainfall that contains acidic chemicals, such as nitric acid from automobile
   emissions and sulfuric acid that have escaped into the air from burning fossil fuels.
Acidic deposition: transfer of acids and acidifying compounds from the atmosphere
   to terrestrial and aquatic environments via rain, snow, sleet, hail, cloud droplets,
   particles, and gas exchange.
Adsorption: the adhesion of one substance to the surface of another; clays, for exam-
   ple, can adsorb phosphorus and organic molecules.
Aerobic: describes life or processes that require the presence of molecular oxygen.
Algae: small aquatic plants that occur as single cells, colonies, or filaments. They con-
   tain chlorophyll but lack special water-carrying tissues. Through  the process  of
   photosynthesis, algae produce most of the food and oxygen in water environ-
   ments.
Algal: of or related to algae.
Allochthonous: materials (e.g., organic matter and sediment) that enter a lake from
   atmosphere or drainage basin. See Autochthonous.
Anaerobic: describes processes that occur in the absence of molecular oxygen.
Anoxia: a condition of no oxygen in the water. Often occurs near the bottom of fer-
   tile, stratified lakes in the summer and under ice in late winter.
Aphotic zone: that area  of the lake too dark to support photosynthesis.
Aquatic life: organisms that live and grow in, or frequent, water.
Aquifer: an underground, water-bearing bed of permeable rock, sand, or gravel. Aqui-
   fers contain large amounts of groundwater that feed into wells and springs.
Autochthonous: materials produced within a lake; e.g., autochthonous organic mat-
   ter from plankton versus allochthonous organic matter from terrestrial vegetation.
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Managing Lakes and Reservoirs
                         Bacteria: a large group of microscopic organisms of many different shapes, generally
                            without chlorophyll. Some bacteria are helpful (as in a fermentation process), but
                            certain species can cause diseases such as swimmer's itch, pneumonia, or typhoid
                            fever, among others.
                         Bareground banks: river or stream banks that have no vegetation (no plant cover-
                            ing) to hold the soil against erosive action.
                         Bath/metric map: a map showing the bottom contours and depth of a lake; can be
                            used to calculate lake volume.
                         Benthic: refers to life or things found on the bottom of a lake. Examples: benthic ani-
                            mals, benthic sediments.
                         Benthos: macroscopic (seen without aid of a microscope) organisms living in and on
                            the bottom  sediments  of lakes and streams. Originally, the term meant the lake
                            bottom, but it is now applied almost uniformly to the animals associated with the
                            substrate.
                         Berm: a narrow shelf, ledge, or barricade, typically at the top or bottom of a slope; a
                            mound or wall of earth; for example, small dams or ridges.
                         Best management practices (BMPs): systems, activities, and structures that hu-
                            man beings can construct or practice to prevent  nonpoint source pollution.
                         Biochemical oxygen demand (BOD): the rate of oxygen consumption by organ-
                            isms during the decomposition (see  Respiration) of organic matter, expressed as
                            grams oxygen per cubic meter of water per hour.
                         Biodiversity: a multiplicity of different, mutually dependent living things characteristic
                            of a particular region or habitat.
                         Biomass: the weight of biological matter. Standing crop is the amount of biomass (e.g.,
                            fish or algae) in a body of water at a given time. Often measured in terms of grams
                            per square meter of surface.
                         Biota: all plant and animal species occurring in a specified area.
                         Cadmium: bluish-white toxic metal  or metallic  element used especially in protective
                            plating and in bearing metals.
                         Chemical oxygen demand (COD): nonbiological uptake of molecular oxygen by
                            organic and inorganic compounds in water.
                         Chlorophyll a: A type of chlorophyll present in  all types of algae, sometimes in direct
                            proportion to the biomass of algae.
                         Chlorophyll: a green pigment in algae and other green plants that is essential for the
                            conversion of sunlight, carbon dioxide, and water to sugar (see Photosynthesis).
                            Sugar is then converted to starch, proteins, fats, and other organic molecules.
                         Clarifier  tanks: holding tanks associated with wastewater and sewage treatment
                            centers. Wastewater in these tanks is treated to remove harmful substances be-
                            fore being released into a watershed.
                         Clean Water Act: the federal Clean Water Act of 1972 (formerly referred to as the
                            Federal Water Pollution Control  Act): requires the development of comprehen-
                            sive programs for preventing, reducing, or eliminating the pollution and improving
                            the condition of the nation's navigable, surface, and groundwaters.
                         Cluster development: placement of housing and other  buildings of a development
                            in groups to provide larger areas  of open space.
                         Coliform: a bacteria carried in human and animal wastes.
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                                                                                  APPENDIX A; G/OSSQfy
Combined sewer overflow (CSO): what happens when too much stormwater
   flows into drainage systems that also contain wastewater effluent. The combined
   flow from the stormwater and wastewater may result in releases of untreated
   wastewater directly into lakes, rivers, or streams. This is most common in older sys-
   tems since most modern drainage systems separate stormwater and wastewater
   flows. (CSOs refer to overflows before the water reaches the treatment plant.)
Comparability: this is often very important for citizen monitoring programs because
   it represents how well data from one lake compare to data from another. For ex-
   ample, state and regional agencies and local monitors should work together to es-
   tablish standard sampling methods and  procedures for volunteer monitoring
   programs.
Compliance officer: one who plans, manages, or oversees a company's submission
   to laws, regulations, and practices; a person delegated to ensure a company's con-
   formity with the law.
Compliance: the act of fulfilling an official requirement; submission to operative laws,
   regulations, practices, terms, or conditions.
Compost: a mixture of soil and decayed organic matter (food, vegetative, and animal
   wastes)  used for fertilizing and conditioning land.
Conservation easement: (also known as conservation restrictions) are legal agree-
   ments between a landowner and a qualified government agency or nongovernmental
   organization (most commonly a land trust)  that permanently limit a property's uses;
   they remain with it if it is sold. A conservation easement does not transfer title to
   the property or open it to the public. The  landowner continues to own the prop-
   erty, and may live on it, sell it, or pass it on to heirs.
Conservation tillage: a practice or method of plowing in which crop residue is left
   on the field as protective mulch or cover instead of being plowed under.
Consumers: animals  that cannot produce their own food through photosynthesis
   and must consume plants or animals for energy. S.ee Producers.
Decomposition: the transformation of organic molecules (e.g., sugar) to inorganic
   molecules (e.g., carbon  dioxide and water) through biological and non-biological
   processes.
Delphi: a technique that solicits potential  solutions to a problem situation from a
   group of experts and then asks the experts to rank the full list of alternatives.
Denitrification: the process by which nitrate in water or sediments is converted to
   nitrogen gas, which is then lost to the atmosphere.
Density flows: a flow of water of one density (determined by temperature or salin-
   ity) over or under water of another density (e.g., flow of cold river water under
   warm reservoir surface water).
Detritus: organic material  composed of dead plants or animals, or parts thereof (e.g.,
   leaves, grass clippings) that settle to the bottom of a lake. Bacteria and fungi slowly
   decompose detritus, thus recycling it back into the lake's ecosystem.
Drainage basin: land area from which water flows into a stream or lake. See Water-
   shed.                                                            ,
Drainage lakes: lakes having a defined surface inlet and outlet.
Ecology: a branch of science concerned with the interrelationship of organisms with
   their environment.
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Managing Lakes and Reservoirs
                         Ecoregion: Comprised of relatively homogenous ecological systems delineated by
                            geology, soils, climate, vegetation, and landform, and involving interrelationships
                            among organisms and their environment.
                         Ecosystem: a system of interrelated organisms and their physical-chemical environ-
                            ment. In this manual.the ecosystem is usually defined to include the lake and its wa-
                            tershed.
                         Effluent: liquid wastes from sewage treatment, septic systems, or industrial sources
                            that are released to a surface water.
                         Environment: the complex of one's surroundings; the climatic, soil-related, and
                            life-related factors that act on organisms or ecological communities and  ultimately
                            determine their form and survival.
                         Environmental movement: an  organized or grass roots, public, or private move-
                            ment or group acting to preserve the quality and continuity of life through the con-
                            servation of natural resources and the prevention and/or reduction of pollution.
                         Environmental Protection Agency (EPA): a division or office of government, ei-
                            ther federal or state, responsible for safeguarding and managing a region's natural
                            resources and quality of life. The U.S. EPA is an agency of the federal government;
                            the names of state EPAs vary.
                         Epilimnion: uppermost, warmest, well-mixed layer of a lake during summertime ther-
                            mal stratification. The epilimnion extends from the surface to the thermocline. See
                            Stratification.
                         Epiphytes: small plants or animals that grow attached to larger plants.
                         Erosion: the gradual wearing down of land by water, wind, or melting snow. Soil losses,
                            for example, from streambanks and forests, hilly ground, lawns, and farm fields.
                         Eutrophic: from Greek for "well-nourished": describes a lake of high photosynthetic
                            activity  and low transparency. See Trophic State.
                         Eutrophication: the process of physical, chemical, and biological changes associated
                            with nutrient, organic matter, and silt enrichment and sedimentation of a lake or
                            reservoir that cause a water body to age. If the process is accelerated by human in-
                            fluences, it is termed cultural eutrophication.
                         Eutrophication cultural: human activities, such as discharge of sewage and storm-
                            water, and nonpoint source pollutants, can  dramatically  hasten the process of
                            eutrophication.
                         Fall overturn:the autumn mixing, top to bottom, of lake water caused by cooling and
                            wind-derived energy.
                         Fecal coliform  test: most common test for the presence of fecal  material from
                            warm-blooded animals. Fecal coliforms are measured because of convenience; they
                            are not necessarily harmful but indicate the potential  presence of other  dis-
                            ease-causing organisms.
                         Floodplain: land adjacent to lakes or rivers that is covered  as water  levels rise and
                            overflow the normal water channels.
                         Flushing rate: the rate at which water enters and leaves a lake relative to lake vol-
                            ume, usually expressed as time needed to replace the lake volume with inflowing
                            water.
                         Flux: the rate at which a measurable amount of a material  flows past a designated
                            point in a given amount of time.
                         Food chain: the general progression of feeding levels from primary producers, to her-
                            bivores, to planktivores, to the larger predators.
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                                                                                   APPENDIX A: Glossary
Food web: the complex of feeding interactions existing among the lake's organisms.
Forage fish: Fish, including a variety of panfish and minnows, that are prey for game
   fish.
Forest  Service (FS): an agency of the federal government located within the De-
   partment of Agriculture that manages and protects our forests, wooded areas, and
   timber resources.
Groundwater:the supply of fresh water found beneath the earth's surface (usually in
   aquifers); often  used to supply drinking water to wells and springs; may be con-
   nected to lakes.
Habitat: the physical environment or typical place within which a plant or animal nat-
   urally or normally lives and grows.
Hydrographic map: a map showing the location of areas or objects within a lake.
Hydrologic cycle: the circular flow or cycling of water from the atmosphere to the
   earth (precipitation) and back to the atmosphere (evaporation and plant transpira-
   tion). Runoff, surface water, groundwater, and water infiltrated in soils are all part
   of the hydrologic cycle.
Hypolimnion: lower, cooler layer of a lake during summertime thermal stratification.
   See Stratification.
Influent: a tributary stream.
Internal nutrient cycling: transformation of nutrients such as nitrogen or phospho-
   rus from biological to inorganic forms through decomposition, occurring within
   the lake itself.
Isothermal: the same temperature throughout the lake.
Lake: a  considerable inland body of standing water, either naturally formed or built by
   humans.
Lake district: a special purpose unit of government with  authority to manage a
   lake(s) and with financial powers to raise funds through mill levy, user charge, spe-
   cial assessment, bonding, and borrowing. May or may not have police power to  in-
   spect septic systems, regulate surface water use, or zone land.
Lake management: the practice of keeping lake quality in a state such that attain-
   able  uses can be achieved.
Lake protection: the act of preventing degradation or deterioration of attainable
   lake  uses.
Lake restoration: the act of bringing  a lake back to its attainable uses.
Lentic: relating to  standing water (versus  lotic, running water).
Limnetic zone: also called Epilimnion. See Stratification.
Limnology: the scientific study of the physical, chemical, geological, and biological fac-
   tors  that affect aquatic productivity and water quality in freshwater ecosystems  —
   lakes, reservoirs, rivers, and  streams.
Limnologist: one who practices limnology.
Littoral zone: the shallow zone along the shore of a lake; that portion of a water
   body extending from the shoreline lakeward to the greatest depth occupied  by
   rooted plants. Plants growing here support a rich biological community.
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Managing Lakes and Reservoirs
                         Loading: the total amount of material (sediment, nutrients, oxygen-demanding mate-
                            rial)  brought into the lake by inflowing streams, runoff, direct discharge through
                            pipes, groundwater, the air, and other sources over a specific period of time (often
                            annually).
                         Macroinvertebrates: aquatic insects, worms, clams, snails, and other animals visible
                            without aid of a microscope, that may be associated with or live on substrates such
                            as sediments and macrophytes. They supply a major portion of fish diets and con-
                            sume detritus and algae.
                         Macrophytes: plants large enough to be seen without magnification. Some forms,
                            such as duckweed and coontail (Ceratophyllum), are free-floating forms without,
                            roots in the sediment.
                         Mandatory property owners association: organization of property owners in a
                            subdivision or development with membership and annual fee required by cove-
                            nants on the property deed. Association will  often enforce deed restrictions on
                            members' property and may have common facilities such as bathhouse, clubhouse,
                            golf course, etc.
                         Marginal zone: area where land and water meet at the perimeter of a lake. Includes
                            plant species, insects, and animals that thrive in this narrow, specialized  ecological
                            system.
                         Meaningful indicators: link objectives to management objectives; are meaningful to
                            stakeholders; are measurable, or ranked subjectively; and can be predicted.
                         Mercury: a heavy silver-white poisonous metallic element sometimes found as a con-
                            taminant in rainfall.
                         Mesotrophic: the medium range of eutrophication. See Trophic State.
                         Metalimnion: layer of rapid temperature and density change in a thermally stratified
                            lake; lies between epilimnion  and hypolimnion. Resistance  to mixing is high in the
                            region. See Stratification.
                         Minimum tillage: a practice of plowing or turning the soil only enough to plant new
                            crops, while leaving plant residue on the surface as compost.
                         Morphometry: relating to a lake's physical structure (e.g., depth, shoreline length).
                         Mulch: a protective covering (as of sawdust, compost, or paper) spread or left on the
                            ground. Mulch prevents evaporation, maintains even soil temperature, prevents
                            erosion, controls weeds, and enriches the soil.
                         National Pollutant Discharge Elimination System (NPDES):federal operating
                            permits issued by EPA to industrial and municipal facilities to help these facilities
                            comply with the Clean Water Act.
                         Natural Resources Conservation Service (NRCS): a federal agency responsible
                            for safeguarding and managing soil and water resources. NRCS operates within the
                            Department of Agriculture and maintains local offices throughout the country.
                         Nekton: large aquatic and  marine organisms whose mobility is not determined by
                            water movement—for example, fish and amphibians.
                         NEPA:The National Environmental Policy Act of 1969 that established a national pol-
                            icy for the environment, created the Council on Environmental Quality, and  di-
                            rected that every recommendation  or report  on  proposals for legislation and
                            other major federal actions significantly affecting the quality of the human environ-
                            ment include a detailed statement  on the environmental impact of the proposed
                            action. For the complete act, see Council on Environmental Quality, 1991.
                         NOAA: National  Oceanic and Atmospheric Administration
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                                                                                  APPENDIX A: Glossary
Nominal group process: a process of soliciting concerns/issues/ideas from mem-
   bers of a group and ranking the resulting list to ascertain group priorities. Designed
   to neutralize dominant personalities.
Noncompliance: a condition of not submitting to applicable laws, regulations, terms,
   or conditions.
Nonpoint source  (NPS): pollution that cannot be traced to a specific origin or
   starting point, but seems to flow from many different sources. NPS pollutants are
   generally carried off the land by stormwater (or melting snow) runoff. The com-
   monly used categories for nonpoint sources are agriculture,forestry, urban, mining,
   construction, dams and  channels, land disposal, and saltwater intrusion.
Nutrient: an element or chemical essential to life, such as carbon, oxygen, nitrogen,
   and phosphorus.
Nutrient budget: quantitative assessment of nutrients (e.g., nitrogen or phosphorus)
   moving into, being retained in, and moving out of an ecosystem; commonly con-
   structed for phosphorus because of its tendency to control lake trophic state.
Nutrient cycling: the flow of nutrients from  one component of an ecosystem to an-
   other, as when macrophytes die and release nutrients that become available to al-
   gae (organic to inorganic phase and return).
Nutrients: substances or ingredients that nourish or promote growth and repair the
   natural destruction of organic life.
Oligotrophic: "poorly nourished," from the Greek. Describes a lake of low plant pro-
   ductivity and high transparency. See Trophic State.
Ooze: lake bottom accumulation  of  inorganic  sediments and the partially decom-
   posed remains of algae, weeds, fish, and aquatic insects. Sometimes called muck. See
   Sediment.
Ordinary high water mark: physical demarcation line, indicating the highest point
   that water level reaches and  maintains for some time. Line is visible on rocks, or
   shoreline, and by the location of certain types of vegetation.
Organic: of, relating to, or derived from living things; relating to, produced with or
   based on the  use of plant and animal fertilizers rather than chemically formulated
   fertilizers or pesticides.
Organic  matter: molecules manufactured  by plants and  animals and containing
   linked carbon atoms and elements such as hydrogen, oxygen, nitrogen, sulfur, and
   phosphorus.
Paleolimnology: the study of lake sediments and the relics preserved in them.
Pathogen: a microorganism capable of producing disease. They are of great concern
   to human health relative to drinking water and swimming beaches.
Pelagic zone: the open area of a lake, from the edge of the littoral zone to the center
   of the lake.
Perched: a condition where the lake water is  isolated from the groundwater table by
   impermeable  material such as clay.
Permeable: a surface or material that has pores or openings that  allow liquids to
   penetrate or pass through.
Pesticide: an agent used to destroy insects and other pests.
pH: a measure of the concentration of hydrogen ions of a substance, which ranges
   from very acid (pH = I) to very alkaline (pH = 14). pH 7 is neutral and most lake
   waters range between 6 and 9.  pH values less than 6 are considered acidic, and
   most life forms cannot survive at pH of 4.0 or lower.
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                          Photic zone: the lighted region of a lake where photosynthesis takes place. Extends
                             down to a depth where plant growth and respiration are balanced by the amount
                             of light available.
                          Photosynthesis: a chemical reaction that occurs only in plants. Plants use a green
                             pigment called chlorophyll to convert water and carbon dioxide into cellular mate-
                             rial and oxygen in the presence of light. Hence, photosynthesis occurs only during
                             daylight hours.
                          Phytoplankton: microscopic algae and microbes that float freely in open water of
                             lakes and oceans. In some lakes, they provide the primary base of the food chain for
                             all animals. They also produce oxygen by a process called photosynthesis.
                          Phytoremediation: plants are used to  clean up certain types of heavily contami-
                             nated soils by absorbing the contaminants from the soil.
                          Plankton: small, mostly microscopic plants and animals that are too small to outswim
                             most currents, so the movement of water tends to move them from place to place.
                             Plankton consists of phytoplankton (planktonic plants) and zooplankton  (plank-
                             tonic animals).
                          Plankton rain: the almost constant settling of plankton, live and dead, through the
                             water to the bottom sediments.
                          Plantivores: fish and invertebrate that collectively prey on zooplankton.
                          Point source (PS): pollution discharged  into water bodies from specific, identifiable
                             pipes or points, such as an industrial facility or municipal sewage treatment plant.
                          Pollutants: solid, liquid, or gaseous substances that contaminate the local or general
                             environment.
                          Pollution: the condition of being polluted. A generic word for any type of contamina-
                             tion of water, land, or air.
                          Precipitation: a water deposit on earth in the form of hail, rain, sleet, and snow.
                          Primary productivity: the rate at which algae and macrophytes fix or convert light,
                             water,  and carbon dioxide to sugar in plant cells. Commonly measured as  milli-
                             grams  of carbon per square meter per hour.
                          Producers: green plants that manufacture their own food through photosynthesis.
                          Profundal zone: mass of lake water and  sediment occurring on the lake bottom be-
                             low the depth of light penetration. Also called  Hypolimnion. See Stratification.
                          Reservoir: lake created by artificially damming a stream or river where water is col-
                             lected  and kept in quantity for a variety of uses, including flood control, water sup-
                             ply, recreation, and hydroelectric power.
                          Residence time: commonly called the hydraulic residence time — the amount of
                             time required to completely replace the lake's current volume of water with an
                             equal volume of "new" water.
                          Respiration: process by which organic  matter is  oxidized by organisms, including
                             plants, animals, and bacteria. The process releases energy, carbon dioxide, and wa-
                             ter.
                          Runoff: that  portion of precipitation that flows over the land carrying with it such
                             substances as soil, oil, trash, and other materials until it ultimately reaches streams,
                             rivers,  lakes, or other water bodies.
                          Secchi depth: a measure of transparency of water (the ability of light to penetrate
                             water) obtained by lowering a black and white, or all white, disk (Secchi disk, 20 cm
                             in diameter) into water until it  is no longer visible. Measured in units of meters or
                             feet.
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                                                                                   APPENDIX A: Glossary
Secchi disk: a white or black and white disk used to measure transparency of water.
   See Secchi depth.
Sediment: bottom material in a lake that has been deposited after the formation of a
   lake basin. It originates from remains of aquatic organisms, chemical precipitation of
   dissolved minerals, and erosion of surrounding lands. See Ooze.
Sediment oxygen demand (SOD): after a long time, plant and algal cells that die
   can sink to low places in a lake where they begin to decompose, eventually accu-
   mulating as a thick layer of soft, highly organic sediments. This decomposition by
   bacteria uses oxygen from the overlying water, and thus, can drain a lake's dissolved
   oxygen. If accidentally resuspended (as in a storm or by power boats), these sedi-
   ments can kill fish and other animals. When bottom dissolved oxygen falls too low,
   millions of small invertebrates (animals without backbones) living in  and on the
   bottom may also be reduced or even eliminated.
Seepage lakes: lakes having either an inlet or outlet (but not both) and generally ob-
   taining their water from groundwater and rain or snow.
Septic tank: a holding tank for collecting residential wastewaters. Used as an alterna-
   tive to municipal sewer systems in some areas. Wastewater collected in septic
   tanks disperses into the soil through a septic drainfield.
Sewage treatment plant: a facility (usually municipal) that treats sewer waste to re-
   move harmful substances before discharge.
Soil retention capacity: the ability of a given soil type to adsorb substances such as
   phosphorus, thus retarding their movement to the water.
Spawning: the production and deposit of eggs by fish within their aquatic habitat.
Standing crop: the amount of biomass (e.g., fish or algae) in a body of water at a
   given time.
Stratification: process in which several horizontal water layers of different density
   may form in some lakes. During stratification, the bottom mass (hypolimnion or
   profundal zone) is cool, high in nutrients, low in light, low in productivity, and low in
   dissolved oxygen. The top mass (epilimnion or limnetic zone)  is  warm, higher in
   dissolved oxygen, light, and production, but  lower (normally) in nutrients. The
   sharp boundary between the two masses is called a thermocline. The metalimnion
   exists in this area.
Swimmer's itch: a rash caused  by penetration into the skin of the immature  stage
   (cercaria) of a flatworm (not easily controlled due to complex life cycle). A shower
   or alcohol rubdown should minimize penetration.
Thermal stratification: lake stratification caused by temperature-created differ-
   ences in water density.
Thermocline: a horizontal plane across a lake at the depth of the most rapid vertical
   change in temperature and density in a stratified lake. See Metalimnion  and Stratifi-
   cation.
Tillage: the operation of plowing or cultivating land.
Topographic map: a map showing the elevation of the landscape at fixed contour in-
   tervals, usually 2,5, 10, or 20 feet. This information can be used to delineate a wa-
   tershed.
Toxic: poisonous substances harmful to living things. Of, relating to, or caused by poi-
   son.
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Managing Lakes and Reservoirs
                         Trophic state: the degree of eutrophication of a lake. Transparency, chlorophyll a lev-
                            els, phosphorus concentrations, amount of macrophytes, and quantity of dissolved
                            oxygen in the hypolimnion can be used to assess trophic state.
                         Trophic  state  index: a number used  to categorize lakes  as  oligo-,  meso-, or
                            eutrophic, on a scale generally from I to 100: the higher the number, the more
                            eutrophic. It can be calculated a variety of ways, using chlorophyll (a measure of al-
                            gae abundance), Secchi depth (an indirect measure of algae abundance by measur-
                            ing water clarity), or nutrients. Lakes with TSI of 60 or more are considered
                            eutrophic.
                         Turbid: thick or cloudy with sediment.
                         Turbidity: cloudiness; characterized by obscurity.
                         Upset: a waste/sewage treatment plant malfunction. In an upset, untreated or incom-
                            pletely treated wastewater enters the watershed.
                         USDA: U.S. Department of Agriculture
                         USFS: U.S. Forest Service, a USDA agency
                         USGS: U.S. Geological  Survey
                         Vegetative/vegetation filter strips: plantings used to trap  water (and the sub-
                            stances it  carries) to prevent it from running off the land; a BMP that helps prevent
                            nonpoint source pollution.
                         Voluntary lake property owners association: organization of property owners in
                            an area around a lake that members join at their option.
                         Wastewater treatment plant: sometimes synonymous with sewage  treatment
                            plant, but often an industrial treatment facility that processes the water to remove
                            toxic and  hazardous wastes.
                         Water body: a land basin filled with water. Any river, lake, stream, or ocean that re-
                            ceives runoff waters from a watershed.
                         Water column: water in the lake between the interface with the atmosphere at the
                            surface and the interface with the sediment layer at the bottom. Idea derives from
                            vertical series of measurements (oxygen, temperature, phosphorus) used to char-
                            acterize lake water.
                         Water hardness: originally defined as the capacity of water to preciptate soap, water
                            hardness is now defined as the sum of the calcium and magnesium concentrations,
                            both expressed as calcium carbonate, in mg/L.
                         Water table: the upper surface of groundwater; below this point, the soil is saturated
                            with water.
                         Watershed: a drainage area or basin in which all land and water areas drain or flow
                            toward a central collector such as a stream, river, or lake at a lower elevation.
                         Wetlands: lands or areas, such as tidal flats or swamps, that are often or periodically
                            saturated  with water. Wetlands contain much soil moisture and plants that grow
                            well in that condition.
                         Zooplankton: microscopic  animals that float freely in lake water, graze on  detritus
                            particles, bacteria, and algae, and may be consumed by fish.
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                     Appendix  B
                  Metric   Units
      COMMON UNITS OF MEASURE IN LAKE MANAGEMENT

Limnology, the primary science upon which lake management is based, uses metric
units in professional publications. Although most units in this Manual are expressed
in British/U.S. form, the reader is strongly encouraged to become more
comfortable with common metric units — they are far easier to manipulate, and
any further encounter with the literature and books on lake management will entail
using the metric system of measurement.

The following table compares the two systems; to convert English units to metric,
use the conversion factors supplied in this table.

                  METRIC TO ENGLISH CONVERSIONS
METRIC UNIT
SYMBOL
                 ENGLISH UNIT
CONVERSION FACTOR*
LENGTH
  Millimeter
  Centimeter
  Meter
  Kilometer

WEIGHT
  Microgram
  Milligram
  Gram
  Kilogram

VOLUME
  Milliliter
  Liter
  Kiloliter
  (cubic meter)
mm = 0.001 m
cm = 0.01 m
m = 1.0 m
km =1000 m


,ug = 0.000001 g
mg = 0.001 g
g = 1.0 g
kg =1000g
mL = 0.001 L
L= l.OL
kL= 1000 L
                 inch                      0.03937
                 inch                      0.3937
                 yard                      1.094
                 mile                      0.6214
                 (no reasonable equivalent)
                 grain                     0.015432
                 ounce (avoir)               0.03527
                 pound                     2.205
                 ounce                    29.57
                 quart                     1.057
                 cu. yard                   1.308
 ' To convert metric to English units, multiply by factor.
                     OTHER USEFUL CONVERSIONS
                          1  gallon = 3.785 liters
                     1 milligram/liter = 1 part per million
                         1 hectare = 2.47 acres
                         1 acre-foot = 32,590 gallons
                      1 cubic meter = 264 gallons
                                                                     381

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Managing Lakes and Reservoirs
                      382

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ISBN  1-880686-15-5
EPA 841 -B-01 -006
Copies are available from

North American Lake Management Society
P.O. Box 5443
Madison.Wl 53705
phone: (608) 233-2836
fax:(608)233-3186
nalms@nalms.org
www.nalms.org

 and the

Terrene Institute
4 Herbert Street
Alexandria.VA 22305
phone: (800) 726-4853
fax: (703) 548-6299
info@terrene.org
www.terrene.org

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