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                                              at least 50% faoyded fiber

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                         TABLE OF CONTENTS
                                                              Page
1.  INTRODUCTION	1-1

2.  REGULATION OF OCEAN DUMPING AND
    THE OBJECTIVES OF MONITORING	2-1

    2.1 MARINE PROTECTION, RESEARCH, AND SANCTUARIES ACT	...2-1

    2.2 OCEAN DUMPING REGULATIONS AND CRITERIA	2-3

    2.3 OBJECTIVES OF MONITORING: APPLICATION
        OF THE REGULATIpNS TO THE 106-MILE SITE...			2-5

3.  CHARACTERISTICS OF THE 106-MILE SITE AND
    THE SLUDGE DISPOSAL OPERATION	3-1

    3.1 SITE CHARACTERISTICS		3-1

        3.1.1. Physiography of the 106-Mile Site	.3-1
        3.1.2. Physical Oceanographic Conditions	3-4

               3.1.2.1. Circulation within the Slope Sea	3-6
               3.1.2.2. Hydrographic Conditions within
                        the Slope Sea	*..... 3-9
               3.1.2.3. The Gulf Stream and Warm-Core
                        Eddies	3-11
               3.1.2.4. Shelf-Slope Exchange Processes.	3—13

        3.1.3. Baseline Chemical and Biological Conditions.	3-15

    3.2 WASTE CHARACTERISTICS AND DISPOSAL OPERATIONS		3-23

        3.2.1 History of Waste Disposal at the
              106-Mile Site		3-23
        3.2.2 Use the 106-Mile Site	3-25
        3.2.3 Characteristics of the Sludges	3-27

4 .  FRAMEWORK OF THE MONITORING PROGRAM	.4-1

    4.1 POTENTIAL IMPACTS OF OCEAN DUMPING.
         OF SEWAGE SLUDGE AT THE 106-MILE SITE	.	4-2

        4.1.1 Impingement of Sludge Onto Shorelines..4	4-4
        4.1.2 Movement of Sludge Into Marine Sanctuaries,
              Shellfishery, or Fishery Areas	4-4
        4.1.3 Effects of Sludge Disposal on
              Commercial Fisheries	4-5
        4.1.4 Accumulation of Sludge Constituents in Biota....4-6
        4.1.5 Progressive Changes in Water Quality...	4-7
        4.1.6 Progressive Changes in Sediment Composition..... 4-8

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                         TABLE OF CONTENTS
                            (Continued)

         4.1.7 Impacts on Pollution-Sensitive Species
               or Life-Cycle Stages	4_9
         4.1.8 Impacts on Endangered Species.....	4-10
         4.1.9 Progressive Changes in Biological Communities...4-11

     4 . 2 MONITORING • HYPOTHESES.	4-12

         4.2.1 Assessment of Permit Compliance	4-13

               4.2.1.1 Waste Characteristics....	4-13
               4.2.1.2 Disposal  Operations	4-14
               4.2.1.3 Nearfield Compliance	4-14

         4.2.2 Assessment of Potential Impacts	4-15

               4.2.2.1 Nearfield Fate..	...4-15
               4.2.2.2 Short-Term Effects	4-17
               4.2.2.3 Farfield  Fate	4-18
               4.2.2.4 Long-Term Effects	4-19

5.   IMPLEMENTATION OF THE MONITORING PROGRAM. .	,	5-1

     5 .1  MONITORING TIERS	 .	5_2

         5.1.1 Tier 1:  Monitoring Sludge
                       Characteristics and Disposal
                       Operations	5-2
         5.1.2 Tier 2:  Monitoring Nearfield  Fate
                       and Short-Term Effects	5-4
         5.1.3 Tier 3:  Monitoring Farfield Fate	5-5
         5.1.4 Tier 4:  Monitoring Long-Term  Effects	5-5

     5 .2  MONITORING ACTIVITIES			5_6
                                                         '!.
         5.2.1 Tier 1:  Sludge Characteristics and
                       Disposal  Operations	5-6
         5.2.2 Tier 2:  Nearfield Fate  and  Short-Term  Effects	5-8
         5.2.3 Tier 3:  Farfield  Fate	5-11
         5.2.4 Tier 4:  Long-Term Effects;	5-12

     5.3  QUALITY ASSURANCE	5_13

         5.3.1  Personnel  Qualifications	5-14
        '5.3.2  Facilities,  Equipment,  and  Services	5-14
         5.3.3  Data Generation and Recordkeeping	5-14
         5.3.4  Data Quality Assessment	5-16

     5.4  DATA  MANAGEMENT.	5-16

6 .  REFERENCES	6-1

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                         l. INTRODUCTION

     The U.S. Environmental Protection Agency (EPA), under the
Marine Protection, Research, and Sanctuaries Act of 1972 (MPRSA,
PL 92-532), is responsible for regulating disposal of sewage
sludge in ocean waters.  This responsibility includes developing
and maintaining effective monitoring programs for ocean disposal
sites designated by EPA.  The basis and structure of the
monitoring program for the 106-Mile Deepwater Municipal Sludge
Site (106-Mile Site), designated in 1984 for disposal of
municipal sludges, is described in this document.  A separate
plan for implementing the monitoring program discussed here is
presented in a companion document (  EPA   , 1992 ).

     EPA's responsibilities for regulating disposal of sewage
sludge into marine waters encompass not only monitoring, but also
designation of appropriate sites for disposal and issuance of
ocean dumping permits.  The site designation process is designed
to provide suitable sites for ocean dumping, based on need for a
site and on indications that unacceptable impacts to human health
and the environment will not occur.  The permitting process
further restricts disposal activities to those that allow only
limited environmental effects of individual dumping operations,
as well as limited cumulative effects from multiple or con .inuing
activities.  In designating sites and issuing permits, EPA
assumes that criteria for site designation and permitting are
sufficient to protect the marine environment as prescribed by the
MPRSA.  Monitoring programs such as the one described in this
document are designed 1) to verify compliance with permit
requirements and 2) to verify that compliance with permit
requirements does in fact to protect the environment (Zeller and
Wastler, 1986).
                              1-1

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      Development  of  EPA's plan  for monitoring sludge disposal
 at  the  106-Mile Site has benefited from the work of many others
 who have  also  proposed monitoring plans for the site or who have
 used the  1'06-Mile Site as a  case study in works describing
 effective  approaches to ocean monitoring.  Several authors have
 suggested  that ,a  step-wise approach to monitoring provides for
 the most  effective use of resources and results in the most
 useful  information (e.g., EG&G, 1983; Segar et al., 1984; Segar
 and Stammen, 1985; Zeller and Wastler, 1986).  Plans have also
 been developed based on review  of other long-term oceanic
 monitoring activities and previously proposed monitoring plans
 for deepwater  dumpsites (CDM, 1984).  A plan based on an
 iterative  series  of  measurements suggested from models of sludge
 dispersion has been  proposed (O'Connor et al., 1985).  The sludge
 dispersion models were based on the characteristics of the
 106-Mile Site  and on  the sludges to be disposed there.

     This monitoring plan for the 106-Mile Site has built on
 those previous plans.  It has been developed using an approach
based on the current ocean dumping regulations and designed to
provide for efficient and effective monitoring results that can
be used in making management decisions.   In its entirety, this
approach has the following steps:

     1)  Development of a conceptual framework for the
        program.
     2)  Statement of objectives of the program.
     3)  Development of null hypotheses.
     4)  Grouping the hypotheses into "tiers."
     5)  Selection of parameters and the  associated methods
        to collect data on those parameters.
     6)  Description of the variability of  those  parameters
        within the natural system.
     7)  Generation of a sampling and analysis design that
        will  allow detection of changes  in parameter values
        of significance to site managers.
                              1-2

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        •           »
      This  document  is  the  result  of  Steps  1  through  4  of  the
 approach,  those  steps  that provide the  theoretical structure to
 .the  overall  monitoring program.   The document  introduces  the
 activities that  may  be included under Step 5,  which  is to select
 the  specific measurements  that are included  in the program.  The
 implementation plan  that accompanies this  document elaborates on
 Step 5  and describes the remaining steps for implementing the
 monitoring program.

      The conceptual  framework of  the monitoring program (Step 1)
 for  the 106-Mile  Site  (Figure 1-1) is grounded in the  provision
 of the  ocean dumping regulations  that monitoring programs include
 assessment of compliance with permit conditions and  assessment of
 potential  impacts of disposal of  wastes.   For  the 106-Mile Site,
 existing information about characteristics of  the site  and of the
 sludges to be disposed has been used in determining  specific
 conditions of the waste disposal  permits and making  a  first
 determination of what  sort of impacts may  occur.   Because of the
 great depths  and dispersive nature of the  106-Mile Site,  it is
 especially important that  the monitoring program consider  site
 characteristics when assessing the potential for impacts
 associated with sludge disposal.  (Note that setting permit
 conditions is not part of-the monitoring program.  However,
 because monitoring compliance with those conditions  is  one
 important  part of the  overall monitoring program, determination
 of permit  conditions is part of the overall conceptual
 framework.)

     These permit conditions and potential impacts are used in
 formulating the null hypotheses to be tested in a program that
monitors permit compliance and impact assessment.  Null
hypotheses are predictions presented as statements that can be
                              1-3

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    SITE CHARACTERISTICS
     • Physical Oceanography
     • Geology
     • Baseline Chemistry Data
     • Baseline Biology Data
                                           WASTE  CHARACTERISTICS
                                            • Physical Characteristics
                                            • Chemical Constituents
                                            • Toxicology
                                  PERMIT CONDITIONS
                                  • Sludge Characteristics
                                  • Disposal Operations

                                  POTENTIAL IMPACTS
                            • Shoreline Impingement
                            • Movement into Marine Sanctuaries
                            • Effect on Commercial Fisheries
                            • Accumulations in Biota
                            • Changes in Water Quality
                            • Changes in Sediment Composition
                            • Absence of Sensitive Species
                            • Absence of Endangered  Species
                            • Changes in Bic'ogical Communities
                           IMPLEMENTATION OF  MONITORING
                           • Waste Characteristics and
                              Disposal Operations  Measurements
                           • Fate and Effects Measurements
                        EVALUATION OF MONITORING RESULTS
                           • Assessment  of Permit Compliance
                           • Assessment  of Impact through
                              Comparison with Baseline Data
          DESIGNATION
          • Redesignation
          • Oedesignation
             SITE MANAGEMENT DECISIONS

                     PERMITTING                MONITORING
                     • Revocation                 . Modification
                     • Modification                • Termination
FIGURE 1-1.
FRAMEWORK   OF   THE   106-MILE   SITE  -MONITORING   PROGRAM:
CHARACTERISTICS   OF  THE  SITE  AND  THE   WASTE  GUIDE  THE
PROGRAM.

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disproves.  Results-from testing the null hypotheses are compared
to permit conditions to assess compliance.  Results may also be
compared to baseline information to determine whether impacts
have or have not occurred.  These evaluations may then be used in
decisions about site redesignation or dedesignation and  permit
continuation, modification, or revocation.  They may also be used
to make decisions about continuing, changing, or terminating the
monitoring program itself.

     The remainder of this document describes the monitoring
program for the 106-Mile Site following the first steps of the
general approach described above and using the framework
introduced in Figure 1-1.  Chapter 2 describes the regulatory
basis for the program, the objectives of monitoring that are
founded in those regulations, and the ultimate uses of data
generated by the program.  Chapter 3 describes the current
understanding of the characteristics of the 106-Mile Site and of
the sludge to be disposed there.  Chapter 4 describes how this
regulatory basis and the site and waste characteristics have been
used to develop predictions of possible impacts that could occur
from the disposal process and presents the null hypotheses that
these predictions suggest.  Chapter 5 presents an overview of the
implementation of this approach to monitoring, including a
description of how questions about impacts of waste disposal have
been organized into tiers.  Chapter 5 also briefly presents the
activities that may be included in the monitoring program and
describes the provisions for quality assurance and data
management that are being implemented.
                              1-5

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                2. REGULATION OF OCEAN. DUMPING AND
                   THE OBJECTIVES OF MONITORING
      EPA's responsibilities under the MPRSA (33 USC §§ 1401-1445)
 include the development and maintenance of effective monitoring
 programs for ocean dumpsites.   In 1977, EPA published final
 regulations and criteria for transportation of materials  for  the
 purpose of ocean dumping (40 CFR Parts 220-229).   These
 regulations provide a framework for the development of ocean
 dumpsite monitoring programs.   The monitoring program described
 in this document for the 106-Mile Site is  consistent with the
 management authority provided  to EPA under the ocean dumping
 regulations and is driven by the guidelines presented therein.
       2.1  MARINE  PROTECTION,  RESEARCH, AND  SANCTUARIES ACT

     Under the  MPRSA,  it  is U.S.  policy  to  "regulate  the  dumping
of all  types  of materials  into  ocean waters  and  to  prevent  or
strictly limit  the  dumping into ocean waters  of  any material
which would adversely  affect  human health, welfare, or amenities,
or the  marine environment, ecological systems, or economic
potentialities" (33 USC §1401[b]).  The  MPRSA gives the
Administrator of  1ZPA the authority to establish  specific  criteria
and regulations governing  the ocean disposal  of  nondredged
materials.  In  establishing these regulations, EPA  is directed to
consider the nine factors  presented in Figure 2-1 (33 USC
S1412[a]).

     When  establishing regulations and criteria  for ocean
dumping, the MPRSA also requires EPA to  consider applicable water
quality standards and the  standards binding upon the United
States under the Convention on  the Prevention of Marine Pollution
by Dumping of Wastes and Other-Matter (the London Dumping
                            2-1

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        FACTORS IN ESTABLISHING  OCEAN DUMPING  REGULATIONS
      (A) The need for the proposed dumping


      (B) The effect of such dumping on human health and welfare,
          including economic, aesthetic, and  recreational values


      (C) The effect of such dumping on fisheries resources,  plankton,
          fish, shellfish, wildlife, shorelines,  and beaches


      (D) The effect of such dumping on marine ecosystems -. •


      (E) The persistence and permanence of  the effects  of the dumping


      (F) The effect of dumping particular volumes and concentrations
          of  such materials


      (G) Appropriate  locations and methods  of disposal or recycling,
          including land—based alternatives  and the probable impact of
          requiring use of  such alternative locations or methods
          upon considerations affecting the public.

      (H) The effect or such dumping on alternate uses of  oceans, such as
          scientific study,  fishing and  other living resource exploitations.
          and nonliving resource exploitations


      (I)  In designating recommended sites, the Administrator  shall utilize
         wherever feasible  locations beyond the edge  of  the continental shelf.
FIGURE 2-1.    THE  MPRSA  DIRECTS  EPA  TO  CONSIDER  SPECIFIC  FACTORS  IN
               ESTABLISHING  OCEAN DUMPING  REGULATIONS.
                                    2-2

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Convention).  In this respect', the MPRSA is the enabling domestic
legislation for the London Dumping Convention, which was ratified
by the United States in 1974  (EPA, 1977).
           2.2 OCEAN DUMPING REGULATIONS AND CRITERIA

     On October 15, 1973 under the authority granted by the
MPRSA, EPA published regulations and criteria for ocean disposal
of wastes (38 FR 28610).  Revised regulations (hereafter referred
to as the existing regulations) were published on January 11,
1977 (40 CFR Parts 220-229, 42 FR 2462).  EPA is currently
revising the existing regulations in response to statutory
amendments, public comment, operating experience, and advances in
scientific understanding of the impact of ocean dumping on the
marine environment.

     The existing ocean dumping regulations address the three
site management functions presented in Figure 2-2 (40 CFR
§228.3).  These functions consist of conducting disposal site
evaluation and designation studies and recommending modifications
in site use and/or designation (site designation); regulating
times, rates, and methods of disposal and.quantities and types of
materials that can be disposed (permitting); and developing and
maintaining effective monitoring programs for dumpsites (site
monitoring).  Although this document deals with site monitoring,
it should be emphasized that the three management functions are
interdependent and are intended to prevent unreasonable
degradation of the marine environment by wastes being dumped in
the ocean (40 CFR §228.1).
     The dumping of wastes into the ocean is permitted only at
sites selected to minimize interference of disposal activities
with other activities in the marine environment.  Particular
consideration is given to avoiding areas with existing fisheries
or shellfisheries areas and regions of heavy commercial or
                            2-3

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recreati.onal navigation  (40 CF-R §228.5[ a]).  Once a site is
designated as an approved ocean dumpsite, permits must be issued
by the proper EPA authority before dumping can begin.  Permit
application review and approval proceeds according to the
guidelines in Parts 220-224 and 227 of the existing ocean dumping
regulations.  The times  and quantities of materials dumped at a
particular site are regulated by denying permits for the disposal
of certain materials and by imposing specific disposal conditions
on approved materials.   In addition to setting limitations on
times and rates of dumping by permits, EPA regulates dumpsite use
through the establishment of site monitoring programs.  Such
programs evaluate the impact of dumping on the marine environment
by comparing the monitoring results to a set of baseline
conditions (40 CFR §228.9[a]).
          2.3 OBJECTIVES OF MONITORING; APPLICATION OF
              THE REGULATIONS TO THE 106-MILE SITE

     The ocean dumping regulations were developed with the goal
of preventing unreasonable degradation of the marine environment
by ocean dumping activities.  A management tool provided by the
regulations for achieving this goal is site monitoring.
Therefore, the overall objective of the monitoring program
developed for the 106-Mile Site is to protect the marine
environment b., ensuring that the regulations are being met.  This
objective will be attained by

     •  Assessing whether ocean dumping permit conditions
        are being met.
     •  Assessing whether dumping of sludge adversely
        impacts resources or other aspects of the marine
        environment.
     An underlying assumption made by the ocean dumping permit
program is that compliance with permit conditions and dumpsite
management requirements is sufficient to protect the marine
                            2-5

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 environment (Zeller and Wastler,  1986).   However,  predictions  of
 no adverse impacts implicit in the  permitting process  are  based
 on best estimates involving site  and waste  characteristics and
 toxicity of sludges or  sludge  constituents.   Changes  in  these
 variables over  time or  uncertainty  in the predictions  might
 affect the predicted impacts.   Therefore, the monitoring program
 developed for the 106-Mile  Site is  intended  to test the
 compliance assumption using data  directed at determining 1)  if
 dumping operations are  being conducted in compliance with
 conditions stated in the permits, and 2)  if  dumping under  these
 permit conditions results in an adverse  impact on  the  marine
 environment.

     Data generated during  the  monitoring program  will primarily
 be  used to address the  three site management functions (Figure
 2-3).   Monitoring results will  be used to make permitting
 decisions (continuation  of,  changes  to,  or revocation  of
 permits),  site  designation  decisions  (redesignation or
 dedesignation)  and monitoring decisions  (continuation  of,  changes
 to, or  termination of monitoring).   in addition, the results of
 the monitoring  program will  be  useful  in verifying the various
 models  available  for predicting transport and  fate of dumped
 materials  in the  ocean.   Although model  testing is not an
 objective  of the  program, verification of models could result  in
 their  increased use  for  site management.

     The  106-Mile  Site monitoring program is designed to produce
 results that are  directly applicable to  regulatory and site
management questions.  The program avoids research activities
that do not provide necessary information to site managers.  The
program does consider, however, that certain directed research
activities will  be  important for ensuring that predictions of
potential  impacts and subsequent management decisions are based
on appropriate scientific theory.
                            2-6

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                  USES OF MONITORING DATA
                          FROM THE
               106-MILE MONITORING PROGRAM
                              IN
                      SITE MANAGEMENT
         Permitting Decisions
               • Continuation of Permits
               • Changes to Permit Conditions
               • Revocation of Permits

         Site Designation Decisions
               • Site Redesignation
               • Site Dedesignation

         Monitoring Program Decisions
               •> Continuation of Monitoring
               • Changes to the Monitoring Program
               • Termination of Monitoring
FIGURE 2-3.   DATA  GENERATED BY THE  106-MILE  SITE  MONITORING  PROGRAM
            WILL BE USED IN MAKING SITE MANAGEMENT DECISIONS.
                            2-7

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             3.  CHARACTERISTICS OF THE 106-MII.E  SITE AND
                   THE  SLUDGE DISPOSAL OPERATION

      A wealth  of  information on chemical and physical
 characteristics and baseline biological conditions at the
 106-Mile Site  is  available from studies performed during the past
 decade.  This  information has been considered  in the development
 of the monitoring program and will be considered as the baseline
 against which  monitoring results will be compared.  Potential
 impacts will be predicted using information on site and waste
 characteristics and on the expected behavior of the sludges
 (Figure 3-1).  The monitoring program will determine if and where
 impacts are likely to occur (i.e., where sludge is transported)
 and then will  assess the magnitude of these impacts.
                     3.1 SITE CHARACTERISTICS

     The following sections briefly summarize the information
available on the physiography, physical oceanography, and baseline
chemical and biological characteristics of the 106-Mile Site and
surrounding regions.

             3.1.1 Physiography of the 106-Mile Site

     The 106-Mile Site is located approximately 120 nautical miles
southeast of Ambrose Light, New York, and 115 nautical miles from
the nearest coastline (Figure 3-2).  The site is approximately 100
square nautical miles and is bounded by 38°40'00" to 39°00'00"
north latitude and 72°00'00" to 72°05'00" west longitude.  The
site is seaward of the continental shelf, covering portions of
both the continental slope and rise, in water depths that range
from 2250 to 2750 meters.  When designating the site, the
significant dispersive forces, deep permanent stratification, and
                            3-1

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  SITE CHARACTERISTICS

   —•  Physical Oceanography
      • Hydrography
      • Currents
      • Water Masses

   —  Bottom Characteristics
      • Sediment Grain Size
      • Sediment Composition

   —  Baseline  Chemistry Data
      • Sediments
      • Water Column
       - WaUr Quality
       — Metals
       — Organic Compounds
       — Microbiology

   —  Baseline  Biology Data
      • Plankton
      • Endangered Species
      • Benthic  Communities
                                      WASTE CHARACTERISTICS
                                       — Physical  Characteristics
                                          • Settling Data

                                       — Chemical Characteristics
                                          • Priority Pollutants
                                          • Conventional Pollutants
                                       — Toxicology
                                          • Bioassays

                                       — Disposal  Operations
                                          • Quantity of  Material
                                          • Method of Release
                                          • Frequency and Duration
                    CONSIDERATION OF POTENTIAL IMPACTS
                          — Shoreline Impingement
                          — Movement into Marine Sanctuaries
                          — Effect on Commercial  Fisheries
                          — Accumulation in  Biota
                          — Changes in Water Quality
                          — Changes in Sediment  Composition
                          — Effects on Sensitive Species
                          — Effects on Endangered Species
                          — Effects on Biological  Communities
FIGURE 3-1.
INFORMATION  ON  CHARACTERISTICS  OF  THE  SITE  AND  OF  THE
SLUDGES  WILL  BE  USED  TO  PREDICT  POTENTIAL   IMPACTS  OF
SLUDGE DISPOSAL AT THE SITE.
                                    3-2

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                                  Municipal Sludge Site  ^
           K_r
                                  72° '
FIGURE 3-2.
THE 106-MILE SITE  IS SITUATED OFF THE COAST  OF NEW JERSEY,
BEYOND THE CONTINENTAL SHELF.
                     3-3

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great distance of the site from shore were considered to ensure
that potential impacts associated with dumping would be minimal
(49 FR 19005) .

     Sediments within the site are predominantly silt and clay,
which are characteristic of the Mid-Atlantic continental slope and
rise (NOAA, 1983).  Sediments found on the slope in the vicinity
of the site are fine-grained, suggesting weak near-bottom currents
(NOAA, 1977).  At the slope-rise boundary, however, the paucity of
fine-grained  sediments implies that currents are sufficiently high
to transport  recently accumulated sediments out of the area.

              3.1.2 Physical Oceanographic Conditions

     The physical oceanographic environment at the 106-Mile Site
will play a ma-jor role in the transport and fate of sewage sludge
dumped at the site.  A variety of physical processes, having time
scales from hours to seasons and length scales from meters to
hundreds of kilometers, govern the advection and mixing of
regional water masses and consequently, the motion of any
pollutants discharged at the site.  Because the density of sewage
sludge is close to that of seawater, the sludge constituents may
take several weeks or longer to reach the se'a'floor, during which
time they may he horizontally advected great distances from their'
point of discharge.  Therefore, a large-scale view of the regional
oceanographic processes is required in order to assess the mixing
characteristics and ultimate fate of sewage sludge dumped at the
site.

     To date, the most useful data for characterization of
currents and hydrographic conditions at the site were obtained
from the Mid-Atlantic Slope and Rise Physical Oceanographic Study
(MASAR/POS) funded by the Minerals Management Service (MMS); this
study of Gulf Stream dynamics was conducted in conjunction with
the MASAR/POS program and the Shelf Edge Exchange Processes (SEEP)
program funded by the Department of Energy (DOE).  Figure 3-3
                            3-4

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                                                      EPA Current Meter Mooring
                                                    • DOI/MMS Physical Oceanography
                                                      Study
                                                    A DOE Shelf Edge Exchange
                                                      Processes
                                                      Inverted Echo Sounders with
                                                      Current Meters
                                                    O Inverted Echo Sounders

                                                    O NDBO Wind Measurement Buoys
                                                      6-Month MMS Moorings
FIGURE 3-3.    SEVERAL   RECENT  PHYSICAL  OCEANOGRAPHY  STUDIES  HAVE  BEEN
               CONDUCTED IN THE VICINITY OF THE  106-MILE SITE.
                                   3-5

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 shows  where  instrumented  moorings  were-maintained  during  these
 measurement  programs  (1982  through 1986).   Historic  data  are also
 available  from numerous site-specific  studies  along  the
 continental  slope  and rise  of  the  mid-Atlantic region.  Synthesis
 of  the results from these individual programs  yields a practical,
 conceptual description of the  circulatory  and  mixing processes in
 the  vicinity of the 106-Mile Site,  as  described below.

 3.1.2.1 Circulation  within the  Slope  Sea

     The 106-Mile  Site is situated within  a  complex  oceanographic
 region called the  slope sea, which is  bounded  by the Gulf Stream
 on the south and the  continental shelf waters  to the north.
 Although the Gulf  Stream  and slope  sea have  been studied  since the
 1930s,  the  dynamics  of this region have only  recently been
 reasonably well resolved, primarily as a result of the  MASAR/POS
 and  SEEP programs.

     Csanady and Hamilton (1987) have used  recent  and historic
 data to construct  a conceptual model of the  circulation within the
 slope  sea.   The major  feature  in their circulation model  is a
 large  cyclonic  (anticlockwise) gyre that lies  between the Gulf
 Stream  and the  edge of the  continental shelf	(Figure  3-4).  The
majority of  the transport is confined within a  recirculating gyre
that extends  from  the  Carolinas to  a region  southeast of  New
England.  The  size  and intensity of the gyre are expected to vary
in response  to  changes in the position of the  Gulf Stream, the
strength of  the inflow from the Labrador Sea,  and  the intensity of
the large-scale  wind stress..  Large perturbations  such as Gulf
Stream meanders  and warm-core eddies are essentially superimposed
on this basic circulation.

       The 106-Mile Site  is situated in the strongest part of the
southwestward flowing, inshore side of the anticlockwise  slope sea
gyre.  This is  consistent with the moderate  (~10 cm/s)
                            3-6

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50°-
45° H
                                                             Shelf Edge
                                                         -J
                 70'
60'
50'
 FIGURE 3-4.   CONCEPTUAL  MODEL  OF THE CIRCULATION IN THE UPPER LAYERS OF
              THE  SLOPE  WATER  FROM  CSANADY  AND HAMILTON  (1987).   THE
              106-MILE  SITE  IS  SHOWN  IN THE INSHORE ARM OF THE SLOPE SEA
              GYRE.     THE  DASHED  LINES  INDICATE  THE   EDGE   OF  THE
              CONTINENTAL SHELF AND  THE HISTORIC  MEAN POSITION  OF THE
              NORTHERN  EDGE  OF  THE GULF STREAM.
                                   3-7

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 southwestward mean currents  that  have  been  observed during
 numerous current  measurement programs  in  the  region.   Evidence for
 a distinct northeastward return flow along  the  northern  edge of
 the  Gulf Stream has been observed in sea  surface  temperature maps
 derived from the  Advanced Very High  Resolution  Radiometer  (AVHRR)
 on polar-orbiting satellites.  Cool, relatively fresh  water is
 often observed extending in  a narrow band from  the outer shelf off
 Chesapeake Bay to the  north  side  of  the Gulf  Stream, a .total
 distance of several hundred  kilometers.

      The position of the Gulf Stream has  a  significant effect upon
 the  characteristics of the southwestward  flow within the inshore
 arm  of  the slope  sea gyre.   Moored current  data from the two-year
 MASAR/POS monitoring program illustrate that  southwestward flow in
 the  vicinity of the 106-Mile Site  is most intense when the Gulf
 Stream  is displaced 100  km north  of  its historical mean  position
 (a condition that can  persist for months).  In  this configuration,
 the  width of the  slope sea gyre io reduced  considerably  and the
 northeastward return flow of the  gyre  may lie close to the
 southern boundary of the 106-Mile Site.   Although the  dynamics of
 this  Gulf Stream/slope-sea-gyre interaction are not well
 understood,  it  remains an important  topic because of its potential
 effect upon  the long-term, farfield  transport of sludge  dumped at
 the  106-Mile  Site.

      The  preceding  discussion has concentrated  on the  circulation
 processes within  the upper (0 to  roughly  500-m) layer  of the slope
 sea.   Because sludge particles settle  through the water  column,
 the deep  circulation over  the slope and rise also must be
 considered.   Strong  (20  to 60-cm/s) fluctuating currents have been
 observed  near the bottom on  the continental rise of the
Mid-Atlantic  Bight.  These fluctuations are due to long-period (10
 to 100-day) planetary  waves  generated  by  meanders of the Gulf
 Stream.   The  near-bottom, wave-induced currents may be strong
enough to  resuspend  and  transport fine sludge particles  that had
been  deposited during  periods of less  intense current  activity.
                             3-8

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      The  near-bottom mean  flow  on  the  continental  rise and lower
 portions  of  the  slope  is associated with  the  southwestward flow of
 the Western  Boundary Undercurrent  (WBUC), which originates at high
 northern  latitudes.  Mean  currents of  2 to  3  cm/s  have been
 observed  parallel  to isobaths along the slope.  Sludge particles
 that  settle  to the depth of  this semipermanent current system
 would be  advected  to the southwest.  This flow eventually passes
 beneath the  Gulf Stream in the  vicinity of  Cape Hatteras.

 3.1.2.2   Hydrographic  Conditions within the Slope  Sea

      The  temperature,  salinity, and vertical  density structure
 within the upper water column are  important characteristics that
 affect mixing and  dispersion of sludge dumped at the 106-Mile
 Site.  Walker et al. (1987) have shown that mixed-layer depth is a
 governing parameter in models of farfield dispersion of sludge
 plumes.                                     '

      The  upper layers  of the slope sea in spring and summer
 generally consist  of a well-mixed layer situated above the main
 thermocline  between about  50 and 150 m,   This layer, named the
 slopewater pycnostad (meaning constant density), is formed by
 convective overturning in  late winter due to  the cumulative effect
 of winter storms and intense atmospheric cooling.  The temperature
 and salinity characteristics of this pycnostad are roughly 12°C
 and 35.5 ppt, respectively.  Above the pycnostad,  an intense
 seasonal pycnocline is formed in summer by surface warming of the
 upper water  column.  Sharp vertical gradients of temperature and
 salinity also exist in this feature during summer  and early fall.
When wind and wave (mixing) conditions have been mild for many
 days, this seasonal pycnocline may approach the sea surface, but
 storms and autumn cooling  can form a mixed layer at the surface,
 thus eroding the seasonal pycnocline from above.   Continued
 surface mixing through autumn and early winter completely erodes
 the seasonal pycnocline until surface waters can mix vertically
                            3-9

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 with the-slopewater-pycnostad.'  By late winter,  the  surface  mixed
 layer extends down to the main  pycnocline,  often reaching  depths
 in excess of 300 m.

      The temperature  and salinity characteristics at the 106-Mile
 Site are generally representative of the slope water mass.   They
 differ significantly  from the warm,  relatively saline waters of
 the Gulf Stream to the south, and the highly variable
 characteristics of the shelf water to the north.   Gulf Stream
 water can displace the surface  waters of the slope sea by  means of
 filaments,  warm outbreaks,  and  extrusions.   Filaments are  shallow
 (20 to 50-m deep)  elongated fingers  of Gulf Stream water that
 trail from the  crests of Gulf Stream meanders.   Warm outbreaks are
 similar to,  but larger,  than filaments and  persist for several
 weeks,  as observed by satellite  thermal imagery.   Extrusions are
 usually due  to  the interaction  of the Gulf  Stream with warm-core
 eddies.

      Water mass exchange events  can  also occur with  the shelf
 water mass due  to  warm-core eddies,  offshore wind stress,  and
 upper slope  eddies.   Hydrographic sections  that  transect the slope
 sea  often show  large,  subsurface,  elliptical parcels  of cool,
 relatively fresh water that have  been displaced  from the shelf.
 Some  of  these isolated water parcels  may actually remain attached-
 to the  shelf-slope  water mass front  through complicated
 three-dimensional  structures.  The complexity and heterogeneity of
 the upper 50 to  75  in  of  the water column at the 106-Mile Site
 suggest  that isolated hydrocasts  (especially during  summer and
early fall) may  be  insufficient, .for  resolution of  the  water  mass
structures within  the region.

       In summary,  the hydrographic  information from  past studies
in the vicinity  of  the 106-Mile Site  indicates that  sludge dumped
in the slope water  during late winter  could  be readily mixed  over
the upper 200 m  of  the water column.   In  late summer  and through
autumn, an intense  seasonal pycnocline will  limit  vertical mixing
                            3-10

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 to roughly the upper 20 m of the water column.   Observations  of
 complex patterns of distinctly different water  masses  in  the  upper
 50 to 75 m of the slope sea suggest that moderate-sized parcels  of
 sludge water may be confined to a distinct water mass,  thus
 implying that local mixing (dispersion)  may be  less  effective than
 horizontal advection for the transport of sludge particles away
 from their point of discharge within the 106-Mile Site.

 3.1.2.3  The Gulf Stream and Warm-Core Eddies

      The MASAR/POS program demonstrated  that the Gulf  Stream
 profoundly influences  the circulation over the  slope and  may,  on
 occasion,  lie over the 106-Mile Site.  The position  of  the Gulf
 Stream axis is highly  variable  as it leaves the  continental margin
 at Cape Hatteras and behaves like a  free,  meandering jet  carrying
 relatively warm,  saline  waters  into  the  northwest Atlantic.
 Maximum current speeds reaching 200  cm/s are found at  the surface
 within the Gulf Stream.   Strong currents generally persist from
 the  surface to depths  of 1000 m.

      Statistical  analyses  of satellite-derived Gulf Stream
 positions  indicate  that  it  is quite  rare  for the  Gulf Stream
 to lie  over the  106-Mile  Site,  but when  it  does,  current  speeds  at
 the  site are  up  to  10  times  greater  than  during  normal  slope  sea
 conditions.   These  events normally persist  for several  days.
 Because of  the  strong  (200  cm/s)  northeastward currents and the
 intense vertical  and horizontal  current  shears that are known to
 exist within  the  Gulf  Stream, a  sludge release into one of these
 Gulf Stream events  is  the most  favorable  situation for  rapid
 dispersion.   The  only  adverse effect of dumping  sludge within the
 Gulf Stream is that the material will be  rapidly  advected out of
 the eastern boundary of  the  site, possibly beforfe  the plumes can
 be diluted  sufficiently  to meet  lowest permissible concentrations
 of water quality  criteria.  Note that if sludge were discharged at
 the western boundary of the 7.2-km-wide  (5' of longitude)  dumpsite
and into a  Gulf  Stream current  flowing eastward at 200 cm/s,  it
                            3-11

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would tak'e only 1 ho'ur for the material to reach the eastern
boundary of the site.   This oceanographic condition could have
major implications for meeting permit requirements at the 106-Mile
Site.

     Intense (>150 cm/s) currents at the 106-Mile Site can also be
caused by the large northward meanders that propagate eastward
along the northern edge of the Gulf Stream.  These meanders vary
in size and phase propagation, but they normally travel at a rate
of 20 to 40 km/day with periods ranging from 4 to 100 days.
Current speeds within these features are often equivalent to those
observed within the Gulf Stream, but current direction can vary
 »                                .     ,,,.,,,          , ,.
greatly on time scales of a few days.  Because these features have
clockwise circulation while they propagate eastward along the
northern boundary of the Gulf Stream, an Eulerian (moored) current
measurement would normally show southward, eastward, then
northward flow during the passage of a meander.  Westward current
flow is highly unlikely during meander events.

     Large meanders can pinch off from the northern edge of the
Gulf Stream to produce clockwise-rotating, warm-core eddies that
are absorbed by the relatively cool, fresh, slope water mass.
Warm-core eddies are essentially bowl-shaped parcels of Gulf
Stream and Sargasso Sea water with a diameter of about 100 to 150
km, a depth of 1 km at their centers, and a maximum orbital speed
of about 150 cm/s.  After formation, these eddies generally move
southwestward within the slope sea at rates from 2 to 6 km/day.
These eddies have complex life histories before they .coalesce with
the Gulf Stream, often near Cape Hatteras.  Warm-core eddies can
interact with the Gulf Stream and shelf waters, extruding warm and
cold streamers, respectively, from these water masses, which can
wrap around the outer edges of the eddy.  The passage of an eddy
along the slope can apparently trigger waves and instabilities on
the shelf-slope water mass front, creating  smaller, warm- and
                            3-12

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 cold-core, eddies.   These newly 'discovered small  (20  to 50-km
 diameter)  eddies may play an important role in the exchange  of
 shelf and  slope waters.

      Statistics on warm-core eddies indicate that from five  to
 eight eddies  are spawned from the  Gulf Stream in a typical year,
 and  average lifetimes range  from 2 to 12  months.  Because they
 contain  Gulf  Stream water, these eddies represent an enclosed
 environment having physical,  chemical,  and biological
 characteristics that differ  greatly from  the slope water mass in
 which they reside.   As first-order approximation, any sludge that
 is dumped  within an eddy may remain trapped within the closed
 system for the  life of the eddy.   Vertical and horizontal current
 shear within  these  eddies is  large,  which would  cause significant
 (localized) dispersion of sludge,  but waters from the center
 portion  of an eddy  generally undergo minimal exchange with the
 surrounding waters  of the slope  sea.   On  occasion, eddies have
 been  observed with  spiral-shaped filaments of  shelf  or slope water
 within their  centers, suggesting that lateral  exchange processes
 may occur, at least at the sea  surface.

 3.1.2.4  Shelf-Slope  Exchange Processes

      The most important,  yet difficult, issue  in  determining the
 fate  of sludge  dumped at  the 106-Mile  Site  is  related to the
 exchange of material  through the shelf-slope front and
 consequently,  into  the highly productive waters of the  outer
 continental shelf.. Mechanisms proposed for  this  exchange include
 1) the generation of  lateral intrusions due  to the passage of warm
 core Gulf Stream eddies,   2) frontal  instabilities, 3)  the effects
 of small clockwise  and anticlockwise  eddies  on the upper slope,  4)
wind-forced and density-driven intrusions, and 5) small-scale
mixing processes such as  double diffusion  and  caballing.  The
 small-scale processes produce episodic events  of limited duration
                            3-13

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(minutes.to hours) and spatial'extent (centimeters to tens of
meters), whereas the lateral intrusion mechanisms have larger
scales and longer durations.

     These onshore-offshore flux mechanisms have yet to be studied
extensively; consequently they are not well understood.  Most of
the evidence is from satellite imagery and hydro-graphic sections
across the shelf and slope.  With the available information and
dynamical theories, there is, however, little doubt that sludge
discharged within the slope water could eventually penetrate onto
the shelf via one of these transport mechanisms.  The probability
of this occurrence can be determined only after additional
observational and theoretical studies of the dynamics within the
shelf-slope region.
        3.1.3 Baseline Chemical and Biological Conditions

      Baseline data concerning chemical and biological conditions
 at the site are an integral part of the monitoring program
 because this information, along with data on waste character-
 istics and physical conditions at the site, will be used to
 formulate predictions of potential impacts.  A large body of
 information is already available for this purpose through studies
 funded by EPA and other federal agencies.  A complete description
 of many of these programs can be found in    EPA    (1986).

      Baseline information includes water column and sediment
 chemistry and data on pelagic,- demersal and benthic biology as
 well  as specific information on endangered species in the area.
 These data have been used to refine and verify predictions of
 potential impact and also will be used to determine changes over
 time  that are associated with sludge disposal operations.
                            3-14

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      Baseline  information  on water  column chemistry and water
 quality  at  the  106-Mile  Site will be used to determine if any
 changes  in  these variables  attributable  to dumping operations
 occur over  time.  Water  column  stations  that have been sampled in
 the vicinity of the  106-Mile Site are presented in Figure 3-5.
 Surveys  that have occupied  these stations include a series of EPA
 baseline  surveys at  the  site from 1984 to 1986, EPA surveys at
 the North Atlantic Incineration Site from 1983 to 1985,
 hydrographic stations occupied  during the MASAR/POS study, and
 water quality stations sampled  during the Northeast Monitoring
 Program  funded  by NOAA.

      Average monthly dissolved  oxygen levels at the surface
 within the  106-Mile  Site range  from 4.9  ml/liter in August to 7.5
 ml/liter  in April (Warsh, 1975).  The oxygen minimum zone is
 located between 200  and  300 meters, with oxygen values ranging
 from  3.0  ml/liter in February to 3.5 ml/liter in September.  An
 oxygen maximum  zone develops during several months, ranging from
 7.0 ml/liter at 30 meters during August  to 8.2 ml/liter at 10
 meters during February.  Results of a study on heavy metals in
 the water column at the  106-Mile Site indicated that levels of
 mercury and zinc were comparable to those found in the open ocean
 and on the continental shelf (Hausknecht, 1977).  Background
 concentrations of cadmium, copper, and lead in the water column
 at the site we^j considered comparable to other oceanic regions
 (EPA,  1980).

      Information on sediment chemistry at the 106-Mile Site will
be needed for much the same reason as the water column data; to
document potential changes in sediment composition resulting from
dumping operations.   Figure 3-6 shows the locations of sediment
chemistry stations that have been sampled during several
programs.  These stations include those sampled during two EPA
baseline surveys at the site,  stations occupied during Studies of
Biological Processes of the North and Mid-Atlantic Slope and Rise
                           3-15

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                                        NEW : :
                                      HAMPSHIRE:
.^^*5:.^
                                                     A EPA 106 —Mite Site Baseline Surveys
                                                       1984 - 1986
                                                     O NOAA Northeast Monitoring Program
                                                       1 979 - Ongoing
                                                       DOI/MMS Physical Oceanography
                                                       Study  1983 -  1986
                                                       EPA North Atlantic Incineration Site
                                                       Surveys  1 983 - 1 985
 FIGURE 3-5.
MANY  STUDIES  HAVE SAMPLED THE WATER COLUMN  IN THE VICINITY
OF THE  106-MILE SITE.
                                     3-16

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                                               O EPA 106 —Mile Site Baseline Surveys
                                                 1984 - 1986
                                                 DOE Shelf Edge Exchange Processes— 1
                                                 1982 - 1985
                                               A DOI/MMS Mid— Atlantic Slope and Rise   38e
                                                 1984-1986
                                                 NOAA Northeast Monitoring Program
                                                 1 979 - Ongoing
                                               O OOI/MMS North Atlantic Slope and Rise
                                                 (partial) 1 984 - 1 987
                                                 NOAA Baseline Report on Dumpsite 106
                                                 1974 - 1976
FIGURE 3-6.    MANY  STUDIES CONDUCTED AT THE 106-MILE SITE  HAVE  INCLUDED
               SAMPLING SEDIMENTS FOR  BASELINE CHEMISTRY  INFORMATION.
                                    3-17

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 sponsored by MMS,  DOE's SEEP  statrons,  Northeast  Monitoring
 Program stations,  and stations  sampled  during  three NOAA baseline
 surveys at the  site  from 1974 to  1976.  Additional sediment
 samples have been  collected at  the  site during other  MMS surveys
 in the  area.

      Sediment samples collected by  NOAA in  the vicinity of the
 site  contained  higher levels  of heavy metals than sediments on
 the adjacent continental shelf  (Pearce  et al.,  1975).  These
 elevated levels may  have been due to proximity of sampling
 stations to  the Hudson Canyon where concentrations of
 contaminants are expected to  be high.   Bothner et al.  (1987)
 analyzed 12  trace  metals in sediment samples from several
 stations at  2100 meter depths southwest of  the 106-Mile Site. The
 levels  of trace metals in surface sediments were  the  same as or
 lower than average levels found in  other locations around the
 world.   Hydrocarbon  concentrations  in sediments collected in the
 vicinity of  the site  appear comparable  to those found  in
 sediments from  uncontaminated continental shelf areas.  In
 addition,  hydrocarbon levels  in sediments at the  site  are lower
 than those found at  other dumpsites in  shallower  waters (Greig
 and Wenzloff, 1977).

        If the monitoring program determines that  significant
 quantities of sludge  are  settling out. of the water column to the
 seafloor,  it may become  necessary to determine  if changes in
 benthic  community structure associated  with dumping operations
 are occurring.   Historical stations sampled for benthic infauna
 on the  continental shelf  and  slope  in the vicinity of  the site
 are plotted  in  Figure  3-7.  These stations include those sampled
 for EPA during  an MMS  cruise  to the Mid-Atlantic  Slope and Rise,
 those sampled as part  of  the  MMS Studies of Biological Processes
 of the North and Mid-Atlantic Slope and Rise,  stations that were
part of the Northeast  Monitoring Program,  and  stations sampled
during NOAA  baseline  surveys  at the site from  1974 to  1976.
                           3-18

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                                                       70s  .       .   68°

                                                           MAINE ' -    , : •• :.
                                            NEW : ~
                                         HAMPSHIRE.;
    LANU .- .. f'y/x • •       •
    . . .-J&KW:  •  ' • ' &
                                                        NOAA Baseline Report on Dumpsite 106
                                                        1974 - 1976
                                                      • DOI/MMS Mid — Atlantic Slope and Rise
                                                        1984 -  1986                        38*
!3?i,'-:-*W. 0« &"£•==
•^S-.-.-SfiiJ  -^11
                                                      A DOI/MMS North Atlantic Slope'and Rise
                                                        (partial) 1984 - 1987
                                                      • NOAA Northeast Monitoring Program
                                                        1974 -.1976
                                                      D EPA 106 Mile Baseline Study
                                                        1984-1986   '
    FIGURE 3-7.    SEVERAL  STUDIES  HAVE   INCLUDED  AN  ANALYSIS   OF  BENTHIC
                    INFAUNA IN THE  VICINITY OF THE  106-MILE  SITE.
                                          3-19

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Benthic "invertebrate samples collected and analyzed by Pearce et
al. (1975, 1977) indicated no significant differences in numbers
of individuals, numbers and types of species present, or
diversity between stations at similar depths inside and outside
the site.  Results of a study sponsored by MMS in the area of,
but not within, the 106-Mile Site recorded densities of 3567 to
5361 individuals per square meter at depths of 2000 to 2500 m
(Maciolek et al., 1985).

     The annual cycle of phytoplankton biomass in the area of the
106-Mile Site tends to be bimodal,  with peaks occurring in March
and November/December (NOAA, 1983).  The spring bloom is
dominated by netplankton (size greater than 20 micrometers) at
depths of 60 to 2000 meters.  The fall bloom tends to be
dominated equally by netplankton and nannoplankton (size less
than 20 micrometers).  Standing stocks of zooplankton in the site
region are as high as at inshore areas during cooler months of
the year (NOAA, 1983).  However, peaks are reached earlier in the.
year at offshore regions than at inshore regions.  Larval fishes
collected at and surrounding the 106-Mile Site by the Marine
Resources Monitoring, Assessment, and Prediction program (MARMAP)
include 209 taxa representing 73 families (NOAA, 1983).  Most of
these are slope water and oceanic species, along with some shelf
species that are transported offshore via the Gulf Steam from the
Mid-Atlantic Bight and south of Cape Hatteras.

     Midwater finfishes found within the 106-Mile Site are mainly
slope-water species and species transported to the area by Gulf.
Stream eddies.  Many of these fishes, such as myctophi-ds
(lanternfish), migrate vertically in the area, from depths of
several hundred meters in the daytime to 0 to 200 meters at night
(NOAA, 1977).  Two species of squid, long-finned (Loligo pealei)
and short-finned (Illex illecebrosus), are found in the vicinity
of the site.  Thirty-one species of open-ocean predators have
                           3-20

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been identified moving through the"site,  including sharks,
swordfish, and tuna; however, these predators do not appear to be
long-term residents in the site.  Cohen and Pawsoh (1977)
observed 55 species of bottom fishes near the site.  Most  of
these were rarely encountered and included the eel
Synaphobranchus kaupi, the morid Antimora rostrata, the rattails
Nematonurus armatus and Lionurus carapinus,  the halosaur
Halosauropsis macrochir, and the lizard fish Bathysaurus ferox.
Tilefish (Lopholatilus chamaeleonticeps)  are fished commercially
in continental shelf areas inshore of the site.

     The potential effect of dumping operations on the
distributions of endangered species at the 106-Mile Site is of
public concern.   Figure 3-8 presents sightings of endangered
species that were made during EPA baseline surveys to the
106-Mile Site and the North Atlantic Incineration Site, and
during an MMS survey conducted during the Study of Biological
Processes of the Mid-Atlantic Slope and Rise.  These data have
been collected using standardized techniques, ensuring
comparability within the database (Payne et al., 1984).

     Sediment and water-column samples collected during five
surveys at or in the vicinity of the 106-Mile Site are of
particular interest to EPA for their relevance as baseline
information.  Four surveys were conducted by EPA in July/August
1984, August 1985, February  1986, and August/September 1986.   Two
surveys were conducted in August 1985 and November 1985 during
the MMS-sponsored study of biological processes on the U.S.
Mid-Atlantic slope and rise.  , .Thirty-five samples  from these
surveys have been identified by EPA for analysis.  These samples
were chosen based on proximity of the station to the site,
quality of the sample, methods of collection, and  comparability
to other  samples collected at the 106-Mile Site.   Results  of
these analyses, will be entered into an EPA-compatible database
for use as baseline information.
                            3-21

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                                      NEW : ;•
                                    HAMPSHIRE.^
                                       •          *
                                 •  SSmm-: '•'&&&}
                                 ;  BLANU.;.'<.&... • Ji»s»^ '
                                                         Sightings on EPA November
                                                         1985 NAI5 Survey
                                                      A Sightings on OOI/MMS November
                                                        1985 Mid—Atlantic Survey
                                                        Sightings on EPA Augi -\l.
                                                        September 1985  Survey
FIGURE  3-8.   OBSERVATIONS  OF  ENDANGERED SPECIES  HAVE BEEN HADE IN  THE
               VICINITY OF THE 106-MILE SITE.
                                    3-22

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        3.2 WASTE CHARACTERISTICS AND DISPOSAL OPERATIONS

     The following sections discuss the history of the 106-Mile
Site, the planned use of the site under the ocean dumping
program, and'the characteristics of the sludges to be disposed.
      3.2.1 History of Waste Disposal at the 106-Mile Site

     The area known as the 106-Mile Site was first proposed as a
site for ocean dumping in 1965 by the U.S. Fish and Wildlife
Service as an alternate to inland disposal of industrial wastes
(Figure 3-9).  In 1973, EPA issued an interim designation of the
106-Mile Site for use primarily for the disposal of industrial
wastes (38 FR 12875).  At that time, the site was approximately
500 square nautical miles and was bounded by 38°40'00" to
39°OOfOO" north latitude and 72°00'00" to 72°30'00" west
longitude (Figure 3-9).  On December 20, 1982, EPA published its
intention to designate the site as an approved ocean dumpsite for
the disposal of aqueous industrial wastes and municipal sewage
sludges (47 FR 56663).

    * Concern that mixed dumping of industrial wastes and  sewage
sludges within the large/ interim-designated 106-Mile Site would
complicate monitoring efforts led to a decision by EPA to
designate two smaller sites for these separate purposes.  On May
4, 1984, EPA designated a site within the interim-designated
106-Mile Site as the Deepwater Municipal Sludge Site  (49  FR
19005).  The processes leading to final designation of this site
within the interim 106-Mile Site have been affected by actions
taken to end dumping at the 12-Mile  Site within the New York
Bight Apex.  The 12-Mile Site, located approximately  12 miles
southeast of New York Harbor, has been used  for disposal  of
municipal sewage sludge since 1924.  This site had been given  an
interim designation by EPA  in 1973  (38 FR 12875)  and  was  approved
                            3-23

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        76"
 74°
72°
                                                     7d°
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                                                         MAINE
                      Deepwoter,
                      Industrial
                      Waste Site
              Interim 106-Mile Site
                  .106—Mile Dtepwater
Industrial  _^Q^L_ Municipal Sludge Site
                  T
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            t      i
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                                                                    50   IOC   ISO
                                                                      KILOMETERS
                                                                                  200
                   74°
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               70°
                   66e
FIGURE 3-9.    THE   106-MILE   SITE   WAS   DESIGNATED  WITHIN   A   LARGER,
                HISTORICAL SITE.
                                     3-24

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 as a site for disposal  of  sewage  sludge  on  May  18,  1979  (45 FR
 29052).   This interim designation expired on  December  31, 1981.
 Since 1981,  court actions  taken on behalf of  nine municipal
 sewage authorities,  including  the City of New York,  barred EPA
 from  prohibiting disposal of  municipal  sewage  sludges at the
 12-Mile  Site (City of New  York v.  EPA 543 F.  Supp.  1084).

      EPA announced its  intention  to deny petitions  to  redesignate
 the  12-Mile  Site  concurrent with  designation  of  the  106-Mile
 Deepwater Municipal  Sludge Site (49 FR 19005).   The  final
 decision to  deny  these  petitions  was published  on April  11, 1985
 (50  FR 14336).  By denying petitions to  redesignate  the  12-Mile
 Site and establishing the  Deepwater Municipal Sludge Site, EPA
 effectively  halted all  sludge  disposal at the 12-Mile  Site
 allowed  by the  earlier  court order.  Municipalities  using the
 12-Mile  Site at the  time of EPA's  final  decision are allowed to
 shift dumping operations to the 106-Mile Site until  EPA  rules on
 the  municipalities'  permit applications.  Amendments to  Section
 508  of the Clean  Water  Act in  1987  have  limited use  of the
 106-Mile  Site to  these  municipalities.
                 3.2.2 Use of the 106-Mile Site

     As has been discussed, site designation does not constitute
approval by EPA for dumping to begin.  Permits must be issued on
a case-by-case basis to municipalities that wish to use the site.
However, given the circumstances that have accompanied final
designation of the 106-Mile Site, EPA Region II and the nine
permit applicants that propose to use the site have negotiated a
schedule for phase-out of operations at the 12-Mile Site and
phase-in at the 106-Mile Site (Figure 3-10).  The phase-cut/
phase-in schedule began on March 17, 1986, and is to be completed
by December 15, 1987.  The following nine municipal authorities
currently use the site under this negotiated schedule:
                           3-25

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      •  'Westchesteif  County  Department  of
         Environmental  Facilities
      •   Bergen  County  Utilities Authority
      •   Joint Meeting  of  Essex and Union County
      •   Linden  Roselle Sewerage Authority
      •   Rahway  Valley  Sewerage Authority
      •   Middlesex  County  Utilities Authority
      •   Passaic Valley Sewerage Authority
      •   Nassau  County  Department  of Public Works
      •   New York City  Department  of Environmental
         Protection
      The schedule  for  shifting dumping operations from  the
12-Mile  Site to 'the  106-Mile Site is proceeding concurrent
with  the permit process established under the ocean dumping
regulations.  EPA  Region  II is receiving permit applications from
the nine municipal authorities that propose to use the  site.
Schedules negotiated with the proposed permittees take  into
consideration time required by the permittees to introduce the
increased costs of using  the 106-Mile Site into their budgets,
the availability of  transportation methods, and the time to
renegotiate or  competitively bid waste hauling contracts (Santqro
and Suszkowski, 1986).
              3.2.3 Characteristics of the Sludges

     The MPRSA defines sewage sludge as "any solid, semisolid, or
liquid waste generated by a municipal wastewater treatment plant
the ocean dumping of which may unreasonably degrade or endanger
human health, welfare, or amenities, or the marine environment,
ecological systems, and economic potentialities" (33 USC
S1412[a]).  Characteristics of the sewage sludges to be dumped at
the 106-Mile Site are likely to be somewhat variable, because the
sludges will come from several treatment facilities.  Specific
                           3-27

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 information on individual  sludges  will  be  available  through
 information supplied  to  EPA in  the permit  applications.  Waste
 characterization  data supplied  in  a special  permit application
 for  the  disposal  of sewage sludge  from  12  New  York City water
 pollution  control plants at the 12-Mile Site (Ecological
 Analysts,  Inc.  and SEAMOcean, 1983)  provide  a  basic  understanding
 of the general  sludge characteristics that can be expected at the
 106-Mile Site.

     Municipal  sludges have four components  of environmental
 concern: a  surface film  generally  transported  by prevailing
 winds; an  aqueous phase  (sludge is approximately 95  percent
 water);  a  suspended-particulate phase that entrains  above the
 thermocline; and  a solid phase  that  can eventually be deposited
 on the ocean floor (49 FR  19005).   Solid-phase definition tests
 performed  on the  sewage  sludges from the 12  New York City
 facilities  indicated  that  there were no significant  quantities of
 settleable  solids associated with  these sludges.  All New York
 City sewage sludges had  specific gravities less than that of
 seawater.

     Fecal  indicators  (total coliforms,  fecal  coliforms, and
 fecal streptococci) were found  in  all sludges,  ranging in mean
density from 6.9  x 104 to  2.1 x 107, <3.0  x  104 to 3.2 x 106, and
4.5 x 10  to 4.1  A 10/100  ml,  respectively.   Mean densities of
Clostridium perfringens  ranged  from  3.4 xlO6  to 2.8 x 107/100
ml.  Levels of members of  the genus  Salmonella were low «0.6 to
10/100 ml).  Mean  densities of  enteric  viruses, were <1.3 to <5.0
plaque forming units/100 ml.

     Chemical composition  of the New York City  sewage sludges was
determined for both total  sludge and a  laboratory-prepared liquid
phase.  Aldrin, dieldrin,  chlordane, heptachlor epoxide, and DDT
and its degradation products were  the,only pesticides detected.
PCBs  were found in all sludges  analyzed, ranging in total
concentration from 11  //g/liter  to  250 //g/liter.  Of the volatile
                           3-28

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organic priority pollutants, chlorobenzene,  ethyl benzene,
raethylene chloride, toluene, and trans-1,2-dichloroethylene were
detected.  Xylenes -were found in sludges from six of the water
pollution control facilities. Base-neutral organic compounds were
found in all sludges analyzed, with the two most frequently
encountered groups being the phthalate esters and the polynuclear
aromatic hydrocarbons.  PH values for the sludges varied from 6.5
to 7.7.  Biological oxygen demand calculated for the total
sludges ranged from 650 to 15,150 mg/1.
                            3-29

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              4.   FRAMEWORK  OF  THE  MONITORING  PROGRAM

      The  ocean dumping  regulations indicate that monitoring plans
 should  be designed  to address  the  two  basic objectives of  the
 monitoring plan as  previously  presented  in Section  2.3.  These
 objectives are to assess  permit  compliance and  assess whether
 there are adverse impacts on the marine  environment (i.e., impact
 assessment).  In  addition,  the regulations outline  several basic
 types of  impacts  of concern.

     The  design of  the  compliance  assessment  segment of the
 monitoring program  is based on evaluation of  whether permit
 conditions are met.  The permits specify the  allowable
 characteristics of  the  sewage  sludges  and the conditions of the
 disposal  operations.  Thus, this segment of the monitoring
 program must  be designed to obtain  information  on these two broad
 issues.

     The  design of  the  impact assessment segment of the
 monitoring program  considers the characteristics of the sludges
 in the context of the characteristics  of the  106-Mile Site.  An
 evaluation of sludge and site characteristics leads to
 predictions of the  behavior, movement, fate and, ultimately, of
 the potential impacts of the sewage sludge.   The impact
 assessment  segment  of the monitoring program  can be formulated
 based on  the  considerable existing  knowledge of the waste and
 site characteristics, discussed in  Chapter 2,  and considering the
 types of  impacts  that are of concern (40 CFR 228.10).

     The  first step in the design of the 106-Mile Site monitoring
 program is  to translate the requirements of compliance and impact
 assessment  segments into a series of predicted potential impacts.
 These predictions are restated as a series of questions or
hypotheses.  The null hypotheses must be stated so that they can
be answered or tested by evaluating existing information in
                              4-1

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concert with information to be. acquired as part of the monitoring
program.  Implementation of the monitoring program consists of
specific activities (e.g., evaluation of data supplied by
permittees -on sludge characteristics, acquisition of field and
laboratory data) from which data will be generated to test the
hypotheses.  The results of the testing of these null hypotheses
(i.e., determining whether null hypotheses are falsified) are
then used to make specific site management decisions.  These
include decisions regarding site designation, permitting, and the
conduct of the monitoring program itself.

           4.1  POTENTIAL IMPACTS OF OCEAN DUMPING OF
               SEWAGE SLUDGE AT THE 106-MILE SITE

     The design of the 106-Mile Site monitoring program relies on
two regulatory elements—the ocean dumping permit stipulations
and the predicted potential impacts of sewage sludge dumped at
the site.  The design of the compliance assessment segment of the
monitoring program is relatively straightforward and depends
directly on the permit stipulations regarding the allowable waste
characteristics and on the specifics of the disposal operations.
The design of the impact assessment segment of the monitoring
plan is more complex, but begins with the basic questions:

     e  How do the municipal sludges behave after disposal,
        and where do sludges go after disposal?
     e  What potentia'l impacts can be predicted based on the
        behavior and the fate of the sludges?

     The characteristics of the various sewage sludges and the
characteristics of the 106-Mile Site are the bases for making
predictions on potential impacts.  To the extent that these
characteristics are known from existing baseline data, such
predictions can be postulated.  As additional data are acquired
                              4-2

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 on  sludg.e  and  site .characteristics  during  the  conduct  of  the
 monitoring program,  these  predictions  can  be  revised to better
 focus  the  implementation of  the  monitoring plan.

     The ocean dumping  regulations  itemize several  categories of
 potential  environmental impacts  on  which the  impact assessment
 segment of the monitoring  program should focus.  Restated
 specifically to address sludge disposal at the 106-Mile Site, the
 impact categories are as follows:

     •  Impingement  of  sludge onto  shorelines.
     •  Movement of  sludge into  marine sanctuaries,
        shellfishery or fishery  areas.
     •  Effects  of sludge  on commercial fisheries.
     •  Accumulation of sludge constituents in biota.
     •  Progressive  changes in water quality  related to
        sludge  disposal.
       r
     •  Progressive  changes in sediment composition related
        sludge  disposal.
     •  Impacts on pollution-sensitive species or life-cycle
        stages  as a  result of sludge disposal.
    -•  Impacts on endangered .species as a  result of sludge
        disposal.
     •  Progre.sive  changes in pelagic, demersal, or benthic
        biological communities as a result of sludge
        disposal.

     The sludge and  site characteristics,   summarized in Chapter 3
of this document, serve as the bases for formulating specific
predictions in the above categories.  These predictions then
serve as the conceptual foundation for formulating  testable null
hypotheses.
                              4-3

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           4.1.1   Impingement of Sludge Onto Shorelines
                                            ••I;
     Sewage  sludges form plumes during disposal operations.
These plumes are  largely aqueous.  The buoyant plumes are then
transported  for a considerable distance.,, becoming diluted as they
mix with seawater.  Although circulation at the 106-Mile Site is
dispersive in nature and the mean net surface flow is to the
southwest, surface and subsurface currents are highly variable
owing to intrusions of the Gulf Stream that may move through the
site.  These intrusions take the form of eddies, or warm-core
rings.  The  shoreward component of the surface and subsurface
flow is poorly known; the real possibility does exist that under
the circumstances of westward flow of surface waters, sludge
constituents will be transported to the continental shelf.
However, movement of detectable quantities of sewage sludge to a
shoreline to the west or north of the site is highly unlikely.
     Predicted Potential Impact  (P-l):  Sewage sludge dumped
     at the 106-Mile Site will probably not impact any
     shoreline in detectable quantities.
       4.1.2
Movement of Sludge Into Marine Sanctuaries,
  Shellfishery, or Fishery Areas
     Because, the anticipated movement and behavior of the sewage
sludge plumes is such that the sludge will be advected from the
site and will be diluted by mixing with seawater and given the
dispersive nature of the site, it is not scientifically
reasonable to predict any shoreline impact nor any impact of any
marine sanctuary.  This prediction also holds true for
shellfisheries located along the shoreline.  Although there are
no concentrated fishery activities at the 106-Mile Site, sludge
may move westward to the shelf edge where fishing for tilefish
and other species does occur.

     Predicted Potential Impact (P-2);  Marine sanctuaries
     and shellfisheries will probably not be impacted by
     shoreward movements of sewage sludge.

                              4-4

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      Predicted  Potential  Impact  (P-3);  Sewage sludge may be
      transported  to  the continental  slope and shelf where
      fishery  activities exist.
     4.1.3  Effects of Sludge Disposal on Commercial Fisheries

     Effects on commercial fisheries that must be considered,
 include effects resulting in decreased use of the region in  the
 vicinity of the site for commercial fishing, effects that would
 result in direct or indirect bioaccumulation of sludge
 contaminants, and effects that would otherwise decrease available
 fish stocks through damage to fish eggs or larvae.

     Potential effects in any of the above categories would  be
 mitigated by the dispersive characteristics of the site, the
 transience of fish that inhabit the area, and the patchiness of
 floating fish eggs or planktonic larvae.  Industrial waste
 disposal just to the west of the sludge dumpsite has not been
 shown to have any important effects on the offshore fisheries.
 Although eggs and larvae that come in contact with the sludge
 plumes in the sewage disposal site -may be damaged or killed, the
 distribution of these planktonic life stages is quite patchy.
 The quantitative importance of this potential effect is predicted
 to be minimal because the plume is small in relation to the  ocean
 available to eggs and larvae; thus the predicted impact is nil on
 any populations of species.  Although adult fish or important
 invertebrates (e.g., squid) are found seasonally at the site,
 they too are transients, making any impact on a scale that would
 disrupt a fishery highly unlikely.

     Furthermore,  although sewage sludge does contain pathogenic
bacteria and viruses,  the survival of many of these organisms is
very brief in seawater.   Even for microbes that persist, it  is
unlikely that the  low intermittent levels, coupled with the
 transience of fish at the site,  would result in significant
 incidence of disease in the fish.
                              4-5

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      e  Predicted  Po'tential  Impact  (P-^) :  The impact of
        sludge dumping  on  commercial  fisheries, expressed as
        direct decrease  in fish  stocks  or decrease in eggs or
        larvae, will probably not be  detected, and the use of
        any  area for fishing will not be reduced.

      The  issue of bioaccumulation  of sludge constituents and its
potential effects on fisheries  and the  human health is discussed
in the  next section.
       4.1.4  Accumulation of Sludge Constituents in Biota

     Accumulation of sludge constituents in marine biota can
occur in several ways.  Sludge-associated chemicals, pathogens,
or viruses can be taken up or adsorbed to the bodies of plankton.
Animals eating plankton can accumulate these contaminants.  If
sludge within or transported from the site is ingested or if prey
contaminated with sludge is ingested, some bioaccumulation of
sewage sludge constituents can occur.  In addition, direct
bioaccumulation of contaminants or pathogens from seawater can
occur.

     The FDA has developed "action limits" for several sludge
constituents.  An "action limit" is a recommended limit for
restricting consumption of a foodstuff because of the potential
for bioaccumulation.  The acquired level for any contaminant is
unlikely to be harmful, hence no danger to public health will
occur.  Any direct effect on the biota will probably also be nil
due to the very low levels, if any, acquired.  Furthermore,
because many of the chemicals of concern in sewage sludge are
widespread contaminants in urban coastal waters, and because the
migratory patterns of fishes may take them to coastal locations
as well as the 106-Mile Site, it probably will be very difficult
to separate bioaccumulation from sludge at the site from all
                              4-6

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 other  possible  sources  in  the.region.  Also,  it  will  be difficult
 to  interpret  data  on  the bioaccumulation  of  certain contaminants
 such as  metals,  which are  present  in  the  area  as a result of the
 disposal of industrial  wastes.

     Predicted  Potential Impact  (P-5);  Bioaccumulation of
     low levels  of contaminants- associated with  sewage
     sludge from the  106-Mile Site will occur, from time to
     time, at the  site  or  directly adjacent  to the site by
     migrating  fishes or invertebrates visiting  the site,
     but may  be  difficult  to distinguish  from  bioaccu-
     mulation from other potential sources.
     Predicted  Potential Impact  (P-6);  Bioaccumulation of
     very low levels  of sludge contaminants  by resident
     continental shelf/slope fishes may occur  depending on
     direction and extent  of transport of sludge to these
     areas, but  may be  difficult to distinguish  from
     bioaccumulation  from  other potential sources.

           4.1.5   Progressive Changes in Water Quality

     The  disposal  of  sewage sludge will have a profound negative
effect on water quality within the site during disposal
operations.   Impact in  this category is defined  as concentrations
that exceed either  the laboratory-determined limiting permissible
concentration (LPCs)'or any water quality criteria (WQC) at the
site boundaries during disposal.  The -ocean dumping permits will
be written taking  into account the interactions  of sludge
toxicity and mixing or dilution rates so that LPCs are not.
exceeded outside the  site during disposal or within the site or
elsewhere four hours  after disposal.   Nonetheless, it is possible
that,  due to violation or insufficient knowledge of any of these
factors,  the water quality at the site or outside the site can be
affected.  Based on observations (e.g.,  the August 1986 and
September 1987 EPA surveys at the site)  of recent sludge disposal
operations,  it is possible that LPCs  and WQC could be exceeded
outside the immediate disposal site boundaries.
                              4-7

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     Water quality .impacts would also be noted by any progressive
(i.e., cumulative) change in the concentration of sludge
constituents within the site or in the region adjacent to the
site.  In the farfield, water quality effects are much less
likely.  However, the possibility of recirculating flow of water
through the site has been postulated.  It is possible that sewage
sludge transported initially to the southwest could, via
counterclockwise flow, return to the proximity of the site,
increment the concentration of sludge constituents in the water
column, and hence have a long-term cumulative effect within the
site or in the region near the site.  This potential phenomenon
can not be dismissed, though its magnitude will probably be
small.  Such water quality effects may be noticed when data are
compared to levels of these constituents at baseline or reference
stations.  Low, but detectable, bioaccumulation effects could
result from exposure of fish or invertebrates to seawater with
elevated levels of sludge constituents.

     Predicted Potential Impact (P-7);  Sewage sludge
     movement and transport of sludge to and beyond the site
     boundaries may result in significant impact on the
     water quality beyond the disposal site.
     Predicted Potential Impact (P-8);  Sludge constituents
     may be found in significant quantities within the site
     at all times and may persist beyond four hours after
     disposal.  Chronic effects on marine biota are
     possible.
     Predicted Potential Impact (P-9);  Though certain
     sludge constituents may be detectable well outside the
     site, these levels are not expected to have significant
     effect on marine biota.

       4.1.6  Progressive Changes in Sediment Composition

     The buoyancy of the plume will probably prevent rapid
settling of sludge within the site, although the sludge particles
will settle through the water column over time.  The settling
behavior is likely to be quite variable owing to the
heterogeneous composition of sludges, the variable flocculation
                              4-8

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 of  the  sludge  particles,  and  the  seasonal variability  in water
 column  characteristics.   Where  and  to what extent  the  sludge will
 reach the  sea  floor  is highly uncertain at this  time.  A
 knowledge  of the  settling rate  of the sludge particles, the
 seasonally dependent water column hydrography and  structure, and
 the  surface and subsurface current  speed and direction is
 necessary  to compute a settling trajectory and predict a settling
 location.

     in all probability,  sludge particles will eventually settle
 through the water column  and  deposit in very low quantities on
 the  sea floor.  The  effect on sediment composition is  likely to
 be nil  to  minimal given the anticipated low settling rate,
 expected sludge particle  dilution,  and the great settling depth.
 Even if t.he sludge particles  were transported in shore to the
 continental shelf, such sediment impacts would probably still be
 minimal.

     Predicted Potential  Impact (P-10);  Sludge  particles
     may settle outside the disposal site boundaries.
     However,  this settling will occur over a very large,
     and as yet undefined area.  The resultant changes in
     sediment  composition, the  destruction of sediment
     habitat,  and/or the  accumulation of sludge  constituents
     -in surficial sediment will probably be nil  to minimal.
          4.1.7
Impacts on Pollution-Sensitive Species
      or Life-Cycle Stages
     As previously stated, the 106-Mile Site is a highly
dispersive environment.  Pollution-sensitive species or sensitive
life-cycle stages (i.e., eggs and larvae) will undoubtedly be
found from time to time at the site during migratory events or as
a result of oceanic currents.  Where sludge may come in contact
with individuals, damage may occur.  However, the disposal of
sludge and its presence in the region is not expected to cause
long-term impacts on any population or community.
                              4-9

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      One area of concern is  the  sea-surface microlayer.  This
 unique biological and  chemical environment is  also  the site where
 eggs  of some  species of  marine biota  reside.   Sewage  sludge
 contains nbnpolar hydrophobic organic  compounds  and
 surface-active constituents  that will---tend to  migrate to and
 accumulate  in the microlayer.  The microlayer  is known for its
 elevated concentrations  of pollutants.   Should the  microlayer of
 the region  of the 106-Mile Site  become  contaminated with organic
 and metal pollutants,  the sensitive life-cycle stages of
 organisms residing there may be  affected.

      Predicted Potential Impact  (P-ll):  The disposal of
      sewage sludge probably  will not cause long-term  impacts
      on pollution-sensitive  species or  life-cycle stages in
      the water column  or in  the  sediments of the 106-Mile
      Site region.   Effects may be detectable,  but local and
      short-lived.
      Predicted Potential Impact  (P-12);  The sea-surface
      microlayer  in the disposal  site and in an undefined
      area adjacent to  the site and the  sensitive life stages
      of marine biota within  may  be affected by the
      surface-active components and nonpolar pollutant
      compounds present in sludge.
              4.1.8  Impacts on Endangered Species

     Certain species of marine mammals and reptiles may
occasionally be present in the area of the 106-Mile Site,
although the area is not known to have significant numbers of any
endangered species.  In all probability, no mammal, reptile, or
any endangered species will be affected by disposal operations or
by the sludge itself.

     Predicted Potential Impact (P-13);  Endangered species
     of mammals or reptiles will probably not be impacted by
     sewage sludge disposal at the 106-Mile Site.
                              4-10

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     4.1.9  Progressive Changes in Biological Communities

     For plankton, a relatively long period of potential contact
between biota and sludge could conceivably affect the community.
However, because the water qual-ity impacts are predicted to be
limited in area, any potential effect on the patchy oceanic
plankton population is expected to be equally limited.  Although
some mortality of plankton in the site area is possible, it is
also possible that a localized nutrient enrichment could have a
stimulatory effect on plankton biomass and community structure.
Nutrients from sludge will be diluted rapidly and will never
result in eutrophication at the high degree of dispersion
expected.  However, some short-lived and very limited change in
species composition and biomass is conceivable.

     As for demersal and benthic communities, the predicted
insignificant transport of sludge particles to the benthos
precludes any significant effect and any change in benthic or
demersal community structure.

     Predicted Potential Impact (P-14);  Due to nutrient
     enrichment in the upper water column, there may be a
     localized increase in primary productivity related to
     individual sewage plumes.
     Predicted Potential Impact (P-15);  There will probably
     be no long-term or large-scale impact on the plankton
     community as a result of sludge disposal at the
     106-Mile Site.
     Predicted Potential Impact (P-16);  Due to the expected
     absence of sewage sludge particles in the demersal or
     benthic environment, no effects on the benthic or
     demersal community structures are likely.

     The analysis of potential impacts of sludge disposal at the
106-Mile Site, patterned after those impact categories of concern
in the ocean dumping regulations, has resulted in the above
predictions of potential impacts or lack of impact.  These
predictions form the basis of the impact assessment segment of
the monitoring plan.  The next step is to formulate questions or
                              4-11

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 hypotheses that are.'testable. -When arranged into tiers,  these
 hypotheses form the basis of the implementation of the monitoring
 plan.

                    4.2  MONITORING HYPOTHESES

     Once the permit compliance conditions and dumpsite
 management strategy for multiple dumpers  are known,  the predicted
 potential impacts of the sewage sludge  disposal can  be
 postulated,  and the bases for  the compliance assessment and
 impact  assessment segment of the monitoring plan can be
 established.   The next step is  to begin to restate these  issues
 and predictions as testable null hypotheses.   Monitoring  plans
 can be  designed and implemented effectively if they  borrow the
 concept of hypothesis  testing  from scientific experimentation.
 For. this reason,  the 106-Mile  Site Monitoring Plan focuses on
 specific questions or  null  hypotheses that in turn focus  the
 design  of data  acquisition  efforts and  the ultimate  use of these
 data to examine the verification or falsification  of these null
 hypotheses. The null hypotheses are linked together  in a
 progression of  transport,  fate,  and effects,  so that each
 hypothesis concerning  effects is supported by information on
 transport and fate.    Ideally,  the null hypotheses would
 correspond to the  permit  conditions to  be  monitored  and to the
 impact  categories  of the  ocean  dumping  regulations.
                                         :,     ' '      " '   '    ' l!
     However, in many  cases, scientists may not agree  on the
 exact means to  test  these hypotheses or the testing  may yield
 equivocal  results  due  to  imperfect  methods	  The means  to test
 these hypotheses may still  be under development and  prohibitively
expensive, or the  expected  availability of definitive  results may
not correspond  to  the  time  frame  available for  site  managers to
make decisions  regarding  the use  of the site.   In  these cases,
the null  hypotheses  must be  given  lower priority for testing.
                              4-12

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     The.null hypotheses can be presented in categories as a
first step in organizing the null hypotheses into a logical
testing or implementation framework.  The null hypotheses that
address the assessment of impacts (Section 4.2.2) are linked to
the predicted potential impacts, previously discussed.

          4.2.1  Assessment of Permit Compliance

     The hypotheses related to the assessment of permit
compliance address the allowable characteristics of the waste,
the allowable methods of disposal, and the nearfield fate of the
sewage sludge.  The hypotheses are stated so that the results of
the hypothesis testing yields information on whether permit
conditions are met.
4.2.1.1  Waste Characteristics

     Sewage sludges to be disposed at the 106-Mile Site will have
varying physical, chemical, and microbial characteristics, sludge
because various sewage treatment plants generate the sludges.
Sludge characteristics may also very dramatically over time.
Permit conditions are dependent on determination of the sludge
characteristics, and the design of the monitoring program itself
is linked to the anticipated behavior and fate of the sludge.
Monitoring of sludge compositions and characteristics is
generally directed towards specifications in the permits that are
based on sludge characterization information supplied by the
permittees.  The following null hypothesis is central to the
waste characteristic monitoring effort:

     H 1:    The physical and chemical characteristics of
      0      sludge are consistent with waste characteriza-
             tion information supplied with the permit
             applications.
                              4-13

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 This  overall  null  hypothesis  can  be  split  into  individual
 hypotheses  corresponding  to each  permitted characteristic of the
 sewage  sludges.

 4.2.1.2  Disposal  Operations
      Permit  conditions  specify  the  location  at which sludge
 disposal  may occur  (i.e.,  in  the  site)  and also  specify the
 maximum discharge  rates.   These rates have been  determined in
 conjunction  with the  LPCs  for sludge, a  knowledge of the sludge
 characteristics, and  the expected rate  of dilution of the sludge
 so that the  LPCs are  not exceeded after  mixing.  The applicable
 hypothesis is
     HQ2:
Disposal rates and operations are consistent
with the requirements of the ocean dumping
permits.
4.2.1.3  Nearfield Compliance

     Several null hypotheses concerning nearfield fate of the
sewage sludge are also related to monitoring permit compliance
because they are tied to the assumption that water quality
criteria (WQC), when they exist, will not be exceeded within the
disposal site four hours after disposal or outside the sit'" at
any time.  When WQC do not-exist, the permits will require that
the concentration of the waste not exceed a factor of 0.01 times
a concentration known to be acutely toxic after initial mixing.
Water quality criteria have been determined for individual
chemicals, not for complex mixtures of these chemicals in a
matrix such as sludge.  The combined conformance to LPCs and WQC
is deemed to be sufficient to protect marine life and public
health.  The hypotheses applicable to nearfield compliance can be
stated as follows:
                              4-14

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      Ho3-'
      H  4:
      o
     Ho5:
Concentrations of-sludge and sludge consti-
tuents are below the permitted LPC and WQG
outside the site at all times.
Concentrations of sludge and sludge consti-
tuents are below the permitted LPC and WQC
values within the site four hours after
disposal.
Pathogen levels do not exceed ambient levels
four hours after at the disposal.
     The above null hypotheses form the basis of determining
permit compliance.  The activities that must be conducted to test
these null hypotheses include review of data supplied by
permittees and data obtained in the field and. laboratory (see
Chapter 5) .

             4.2.2  Assessment of Potential Impacts

     The ocean dumping regulations present several impact
categories that are of concern and on which the impact assessment
segment of the monitoring program must focus.  The predicted
potential impacts P-l through P-16 were discussed in Section 4.1.
Null Hypotheses can be tested through data acquisition activities
and comparisons with baseline data.  These impact assessment
null hypotheses address aspects of nearfield fate, short-term
effects, farfield fate, and long-term effects of sludge.

4.2.2.1  Nearfield Fate

     Nearfield fate determinations with respect to impact
assessment address the behavior and movement, both horizontal and
vertical,  of sludge within the disposal site and in the area
immediately adjacent to the site.  Because sewage sludge has been
observed to leave the site in coherent, visually apparent plumes,
consideration of the area adjacent to the site (within
approximately 5 km) is. appropriate (   EPA    1988 ).  Hypotheses
                              4-15

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 concerning nearfield  fate  are-formulated  to  address questions
 regarding the  vertical  movement  of  the  sludge  and  the horizontal
 mixing  and dilution.  The  data are  also used to  determine whether
 certain fairfield  studies are  needed,  if so,  how  to design them,
 and  to  provide data to  verify or refine predictive models on
 which permit conditions and farfield  transport predictions are
 based.
     The  relevant  null  hypotheses  relate  to  impact predictions
P-7, P-8,  and  P-10  presented  in  Section 4.1.

     H  6:    Sludge particles do not  settle  in  significant
             quantities  to  the seasonal pycnocline (50 m) in
             the summer  or  to the  50  m depth at  any  time,
             within the  site  boundaries or in the area
             adjacent to the  site.
     Ho7:
     HQ8:
     HQ9:
The concentration of sludge constituents within
the site does not exceed the LPC or WQC four
hours after disposal and is not detectable in
the site one day after disposal.
The concentration of sludge constituents at the
site boundary or in the area adjacent to the
site does not exceed the LPC or WQC at any time
and is not detectable one day after disposal.
                                  • •  •
The disposal of sludge does not cause a
significant depletion in the dissolved oxygen
content of the water column "nor" "a significant
change in the pH of the seawater in the area.
     Hypotheses HQ7 and HQ8 overlap with those in the compliance
segment on nearfield fate.  However, H 7 and H 8 go beyond
compliance issues and address important aspects of water quality
impacts in relation to ambient, baseline levels.  These hypoth-
eses also address the longer term residual concentration of
sludge constituents in and adjacent to the site and possible
progressive changes in offshore water quality.
                              4-16

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4.2.2.2  Short-Term Effects   .

     Null hypotheses formulated in this category of the impact
assessment segment begin to address the validity of the
assumption that permit compliance protecJLs marine life and public
health.  The null hypotheses are linked to impact predictions
P-4, P-5, P-ll, P-12, and P-14 in Section 4.1 as discussed above,
and any short-term effects (four hours to one day after disposal)
are likely to be confined to the upper water column.  Short-term
effects can also occur as a result of water quality impacts
previously covered under Nearfield Fate.  Short-term effects are
conceivable in the surface microlayer due to the possible
accumulation of pollutants in and the residence of fish eggs at
the air-sea interface (P-12). For purposes of this discussion,
the "short-term" period is assumed to represent the time from
four hours to one day after disposal.

     H 10: No significant biological effects in the water
           column are measurable within the site within one
           day after disposal.

This null hypothesis addresses the possible effects of sludge
constituents or altered water quality on phyto- and zooplankton
and on sensitive life stages such as eggs and larvae.  In
practice, separate hypotheses will be formulated.

     H 11: No increase in primary productivity or any
           changes in planktonic biomass or species
           composition will occur.
     H 12: No evidence of short-term bioaccumulation of
           sludge constituents .by commercially important
           species found at or adjacent to the site or in
           important prey species found at or adjacent to
           the site will be found within one day after
           disposal.
     H 13: Sludge constituents do not accumulate in the
           surface microlayer in the vicinity of the site.
                              4-17

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     'In practice, to determine whether the testing of null
hypothesis H 12 is a scientifically valid undertaking,, it must be
determined whether species of concern a.re present at the site.
The feasibility of testing this null hypothesis deserves
additional attention.
4.2.2.3  Farfield Fate
      Null hypotheses concerning farfield fate address impact
issues that pertain to the farfield transport of sludge; to
potential impact to shorelines  (P-l) and marine sanctuaries and
shellfisheries (P-2), and the continental shelf/slope  (P-3); to
possible sites of continental slope/shelf bioaccumulation  (P-6);
and to possible transport to the sediments well outside the site
(P-10).  Additionally, impacts  related to the progressive
farfield increase in the levels of sludge constituents due to
                                         1 ' '       .       '       '  ,
possible water mass entrainment (P-9) will be addressed.   The
hypotheses in this category are, however, more concerned with the
question "Where does the sludge go?" than with the question "What
are its potential effects?"

     H014: Sludge constituents do not settle beneath the
           pycnocline outside the disposal site.
     H ,15: Ocean currents do not transport, sludge to any
           adjacent shoreline, beach, marine sanctuary,
           fishery, or shellfishery.
     H016: Sludge recirculation through the site is not
           significant.
           Sludge particles do not settle to the sea floor
           in the vicinity of -the site or in the region
           predicted as a possible settling region based on
           laboratory settling measurements and current
           trajectory analysis.

These null hypotheses are designed to answer questions about the
farfield transport of sludge and to help determine if long-term
effects measurements should be initiated, and if so, where they
should specifically be directed.
                              4-18
H017:

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4.2.2.4  Long-Term Effects

     Long-term effects of the disposal of sludge can occur within
the site (i.e., nearfield) or outside the site (i.e., farfield).
Long-term effects in the site can occur if there is a progressive
decrease in water quality or formation of a disease center.
Long-term effects on the benthos in or outside the site are not
predicted to occur (P-10), (P-16).  Potential effects also
concern bioaccumulation of sludge constituents by commercially
important shelf/slope animals (P-6).   Other categories of
long-term effects not predicted to be potentially important are
effects on endangered species that are transient in the region
(P-13) and effects on commercial fisheries (P-4).  The relevant
hypotheses are

     H 18: Sludge constituents have no significant long-term
           effect on the distribution of endangered species
     H019
     H020:
     H021
     H 22
      o
in the vicinity of the site.
Sludge constituents do not accumulate in the
tissues of commercially important species
resident in shelf/slope areas adjacent to the
site.
Benthic community structure does not change
significantly due to sludge disposal.
Slue 76 disposal has no effect on the sensitive
eggs and larval stages of indigenous animals.
Sludge disposal has no measurable long-term
impact on offshore plankton communities.
     H 23: Pathogen levels will not increase in the water
           column or in the biota.

The above null hypotheses encompass a wide range and an expensive
array of investigations.  The efficient and scientifically
defensible rationale for implementing activities that address
these null hypotheses must be well thought out.  Not only must
                              4-19

-------
the rationale for the implementation of these activities be
defensible, but the methods to generate timely, defensible data
be available.  The strategy for implementing parts of the
monitoring program and testing these null hypotheses is presented
in the next chapter.
                              4-20

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          5.  IMPLEMENTATION OF THE MONITORING PROGRAM

     Implementation of the 106-Mile Site monitoring program will
follow a "tiered" approach, whereby the null hypotheses or
questions are organized into a series of monitoring tiers.  This
approach is the most effective approach to monitoring (Zeller and
Wastler, 1986).  The conceptual basis of the approach is that
data collected in each of a hierarchy of tiers are required as
the foundation for the design and extent of monitoring activities
to be implemented in the next tier.  Such an approach also
ensures that only information needed for making decisions will be
collected.  Within the hierarchy of tiers, explicit objectives
and endpoints guide conduct of work.

     Although the hierarchy of tiers provides the organization
for the monitoring program, it is important to note that the
explicit objectives, null hypotheses, and regulatory endpoints
are the real substance of the program (Zeller and Wastler, 1986).
Therefore, it is important that each tier be thought of as part
of the overall monitoring effort.  Data generated in the tiers
will be used not only in making decisions about the next steps to
take in monitoring, but also in deciding whether to redesignate
or dedesignate the site and whether to continue, alter, or revoke
permits.

     This chapter describes the .monitoring tiers that will be
used to guide the implementation of the 106-Mile Site monitoring
program.  It also describes activities that may be included in
each of these tiers.  These activities have been selected to
provide information to' test the hypotheses discussed in
Chapter 4.  The chapter also presents information about the
quality assurance and data management activities that are part of
the 106-Mile Site monitoring program.  These activities are
included to ensure that data collected under the program will be
scientifically defensible and readily available for use.
                              5-1

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                       5.1 MONITORING TIERS

      For  the  106-Mile  Site monitoring program, the six categories
 of  hypotheses discussed  in Chapter  4 have been grouped into a
 hierarchy of  four  tiers  as follows:

      Tier 1—Sludge Characteristics and Disposal Operations
      Tier 2—Nearfield Fate and Short-Term Effects
      Tier 3—Farfield  Fate
      Tier 4—Long-Term Effects

      These tiers include hypotheses associated with both permit
 compliance and assessment of potential impacts (Figure 5-1).
 Permit compliance  issues are addressed both in Tier 1, "Sludge
 Characteristics and Disposal Operations," and in Tier 2,
 "Nearfield Fate and Short-Term Effects."  The hypotheses related
 to  impact assessment are organized around two categories of
 questions: 1) Where does the sludge go after disposal" and 2)
 Does  the  sludge disposal at the 106-Mile Site adversely and
 unacceptably  impact resources or the environment?  These
 questions  are assessed in Tiers 2 through 4, which are concerned
 with  assessing impacts by determining fate and effects of sludge.
 disposal  at the site.
         5.1.1 Tier 1; Monitoring Sludge Characteristics
                     and Disposal Operations

     Ongoing monitoring of sludge characteristics and disposal
operations is important, because characteristics of the sludges
disposed of at the site may vary over time.  The assumptions made
both in writing the permit for sludge disposal and in predicting
potential impacts of sludge disposal may not be valid throughout
                              5-2

-------
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 the period for which the 106-Hile Site has been designated.
 Therefore, the objective of Tier 1 is to assess sludge
 characteristics and disposal operations in order to verify  that
 the conditions specified by the permits continue to be  true.
 Data generated by the activities conducted under this  tier  may be
 used in determining whether to revoke or change a permit  or
 whether to redesignate or designate the site.   These data may
 also be used in deciding of whether to curtail  or change  the
 monitoring program.
  5.1.2  Tier 2:  Monitoring Nearfield Fate  and Short-Term Effects

      Some  of the  hypotheses  concerning  nearfield  fate  of  the
 sludge  being disposed  of  at  the  106-Mile  Site  are  related to
 monitoring permit compliance—for  example,  they examine  the
 assumption that the  LPCs  or  WQC  are not exceeded within  the site
 four  hours after  sludge dumping  or outside  the site  at  any time.
 Other hypotheses  included in this  tier  of the  monitoring  program
 are designed to determine whether  the sludge disposal  affects
 resources  or the  environment.

     Thus,  the  overall objectives  of Tier 2  of the monitoring
program are  to  assess  the short-term behavior, transport,  and
impact of  the sludge within  and  in the  immediate vicinity of the
site.  Data  generated  in  this tier may, as  in  Tier  1, be  used in
site designation, permitting, and  monitoring program decisions.
For example,  if concentrations of  sludge  or  sludge constituents
are found  to be well below LPCs, a decision  could be made  to
allow increased dumping in future  permits.   Such a finding might
also be used in a determination  to limit-monitoring  outside the
site; i.e.,  to  limit or curtail  conduct of  farfield monitoring
under Tiers  3 and 4.   Finding that LPCs are greatly exceeded at
the site boundary could cause permits to  be altered and could
                              5-4

-------
 ultimately  be  a major  factor  in a decision to dedesagnate the
 site.  Detection  of waste constituents at concentrations near ,or
 greater  than the  LPCs  could trigger a more extensive evaluation
 of  transport under Tier  3.
              5.1.3 Tier 3: Monitoring Farfield Fate

     For many monitoring plans, hypotheses related to farfield
fate and long-term effects of wastes disposed of at sea can be
grouped into  a single tier.  Because ocean current and water mass
movements  (and hence the behavior and transport of the sludge) in
the vicinity  of the 106-Mile Site are not well understood and
because the activities associated with determination of fate
differ greatly from those used to determine effects, these
hypotheses have been partitioned into separate tiers for the
106-Mile Site program.

     The overall objective of this tier is to assess the
direction and areal extent of sludge constituents at the 106-Mile
Site and in the long term, their"ultimate fate.  Information
generated under Tier 3 will in most instances be useful in
addressing questions concerning impact assessment.  For example,
whether sludge constituents are likely to move towards shore or
into productive fisheries areas will be assessed by conduct of
Tier 3 activities.  In other instances, information generated
under this tier will be used in determining whether a thorough
examination of long-term effects is warranted, and if so, where
that investigation should take place.
           5.1.4 Tier 4; Monitoring Long-Term Effects

     The objective of Tier 4 studies is to assess whether there
are long-term impacts of sludge disposal at the 106-Mile Site.
Depending on the results of data generated in earlier work, they
                              5-5

-------
 may include  studies  of  impacts  on  fisheries  species, biological
 communities  that.support  fisheries species,  or  any  other marine
 resources.

      Information  developed  in the  conduct  of Tier 4 activities
 will,  as for the  other  tiers, be used  in making decisions about
 site  designation,  permitting, and  monitoring.   Findings that no
 long-term  impacts  result  from disposal  of  sludge at the 106-Mile
 Site,  for  example, would  provide grounds for redesignating the
 site;  continuing  permits  or modifying  them to allow increased use
 of  the  site;  and,  depending on  the permitting decision,
                                         .'  .      '       !'   ' ,  i
 decreasing the monitoring effort or maintaining it  to examine
 effects of the changed  permits.  Results indicating that
 undesirable  long-term effects did  occur could lead  to
 dedesignation of  the site,  revocation  of or  changes to permits,
 and a  continued or intensified  monitoring  effort.
                   5.2  MONITORING ACTIVITIES

     Monitoring activities will be selected to test the
hypotheses discussed in Chapter 4 and will be implemented
according to the tiered structure described above  (Figure 5-2).
Specific activities and measurements will be selected by
evaluating whether they can be used to test the null hypotheses,
whether they will provide timely information that ,can be readily
interpreted, and whether they can be implemented
cost-effectively.
  5.2.1 Tier 1; Sludge Characteristics and Disposal Operations

     Permits are issued .based on assumptions about specific
physical, chemical, and biological characteristics of the wastes
and on the discharge location and rate of discharge.  The purpose
of monitoring activities associated with waste characterization
                              5-6

-------

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 and disposal  operations  is  to .ensure  that  the  wastes  comply with
 permit limits and regulations  and  that  the  discharge  of material
 into the marine  environment complies  with  permit  conditions.
 Both sets of  conditions  are imposed on  the  permittee  to ensure
 that the sludge  or its constituents will not,  for example, exceed
 LPCs or WQC after initial dilution, and hence  possibly result in
 toxicity to marine organisms.

      Activities  that  may be included  under  Tier 1 monitoring
 could include the following:

      •  Recording of  the total volume of sludge dumped at
         the 106-Mile  Site during the  quarter.
      •  Measurement of chemical and microbiological
         constituents  of  the sludge dumped.  Measurements
         will  probably include all EPA priority pollutants.
         A list of parameters most likely to differ from
         ambient  conditions  is presented in  Table  5-1.
      •  Conduct  of toxicity test^ to  establish the
         concentration at which the sludge  is toxic to marine
         organisms.  (These  tests will be used  to  establish
         or  modify LPCs.)
      •  Static settling  experiments in  the  laboratory to
         determine  the rates  at and conditions under which
         the wastes settle.
     Additionally, position  and rate of discharge may be recorded
and  the waste in  the  barge  may be sampled frequently.
Surveillance  of dumping  operations may  also be conducted to see
if disposal rates and operations agree  with permit conditions.
      5.2.2  Tier 2; Nearfield Fate and Short-Term Effects
     The objective of the monitoring activities associated with
Tier 2 is to assess the behavior, transport, and impact of the
sludge within the boundaries and in the immediate vicinity of the
106-Mile Site.  Permit requirements are the basic management tool
for ensuring that LPCs are not exceeded at the 106-Mile Site.

                              5-8

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TABLE 5-1. PARAMETERS THAT COULD BE MEASURED IN MUNICIPAL SLUDGES
OR IN THE RECEIVING WATER AT THE 106-MILE SITE
     Total organic carbon
     Suspended and settleable solids
     Turbidity*
     Bacteria
     Polychlorinated Biphenyls
     Chromium
     Cadmium
     Copper
     Lead
     Mercury
     Zinc
     Coprostanol
     Toxicity
     Aldrin
     Benzidine
     Benzo(a)pyrene
     Bis(2-ethylhexyl)phthalate
     Chlordine
     DDT/DDD/DDE
     Dieldrin
     Heptachlor
     Toxaphine
* Would be measured only in receiving waters
                              5-9

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Compliance with these requirements is intended to ensure that
sludge will not be "transported outside the site at concentrations
that will result in predictions of farfield impact.

     Judging.from available information of baseline conditions
and sludge characteristics, sludge could be transported beyond
the site boundaries at concentrations that greatly exceed ambient
levels and that may exceed LPCs and WQC.  There is also a
potential for short-term biological impacts in the water column
and for sludge constituents to settle below the pycnocline within
site boundaries.  Monitoring activities discussed below are
necessary to ascertain where wastes disposed at the 106-Mile Site
are transported, in what conditions they persist within site
boundaries, and if there are significant short-term biological
effects associated with sludge disposal in the vicinity of the
site.  Additionally, information gained from nearfield monitoring
activities may be used to support validation of models for
determining the physical short-term behavior of sludge disposed
at sea.

     Specific monitoring activities directed at nearfield fate
may include

     •  Nearfield tracking and sampling of dissolved and
        particulate phases of sludge to determine if sludge
        or sludge components are transported beyond the
        106-Mile Site or are transported beneath the
        pycnocline within the site.
     •  Analysis of nearfield water quality parameters,
        contaminant constituents, or pathogens to determine
        if LPCs, WQC, or other regulatory parameters are
        exceeded within the boundaries of the 106-Mile Site
        after the period of initial mixing or outside the
        site at any time.
     •  Acquisition of oceanographic information to describe
        site ,conditions in terms of parameters that affect
        the behavior of sludges at the site.  Monitoring may
                              5-10

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        include measurements of wind, sea state, and
        "currents during dumping events.  Salinity,
        temperature, and dissolved oxygen may be used to
        define water masses occupying the site.
Appropriate direct measurements of short-term impacts on marine
organisms have not yet been selected and require further
consideration.  However, examples of such activities may include
the following:

     •  Studies of short-term bioaccumulation of waste
        constituents if appropriate indigenous species are
        available.
     •  Use of indicators of environmental stress such as
        copepod respiration rates to assess immediate and
        short-term impacts of sludge on marine animals
        present in the water column.
     •  Conduct of other acute or short-term toxicity tests
        using surface water or microlayer samples taken from
        the site during disposal operations.

                  5.2.3  Tier 3; Farfield Fate

     Tier 3 monitoring activities will provide data on the
farfield transport of sludges disposed of at the site.  Although
these data will not be used directly to measure impacts in the
farfield, they may be used to assess the potential for impacts
outside the site and in the long term.  These results will guide
the implementation of Tier 4 activities to test long-term effects
hypotheses.

     Monitoring activities in the farfield are based upon
knowledge of the large—scale transport mechanisms affecting the
106-Mile Site.  The activities associated with determining
farfield fate include activities similar to those used for
nearfield fate, but with increased emphasis on physical
oceanography.  Specific elements of farfield monitoring
activities have not been selected.  However, examples of such
activities may include the following:
                              5-11

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     •  Release of satellite-tracked drifters within the
        -106-Mile Si-te to track the movement of the water
        masses into which the sludge is discharged and to
        document the frequency and extent of any on-shelf
        excursions from the 106-Mile Site.

     •  Continued deployment of current meters in the
        vicinity of the site to monitor surface and midwater
        currents in the area.

     •  Use of satellite imagery to document the frequency
        and extent on-shelf excursions of water occupying
        the site.

     •  Determination of amount and location of sludge
        particulate deposition on the ocean floor with
        sediment traps located above the seafloor both
        inside and outside the 106-Mile Site.


                5.2.4  Tier 4: Long-Term Effects


     Potential long-term effects include adverse effects on
commercial fisheries; accumulation of sludge constituents in
marine biota; changes in marine water quality, sediment
composition, or biological communities; and absence of sensitive

marine organisms from the site.  Decisions on specific monitoring
activities to determine long-term effects will be based in part
upon the results of earlier monitoring results.  Specific
activities associated with this monitoring effort have not yet

been determined, although EPAls currently evaluating the
usefulness and practicality of including bioaccumulation studies

in this tier.  Examples of such activities might include the
following:
        Water-column chemistry and microbiology for waste
        tracers that may be detected above background levels
        even after extensive dilution.  These tracers
        include organic compounds, such as PCBs and
        coprostanol; metals, such as zinc, iron, and lead;
        and microbiological constituents such as Clostridium
        perfringens (O'Connor et al., 1985).

        Sediment chemistry and microbiology for the same
        constituents analyzed in the water column.

                              5-12

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     •  tissue analyses of species living in or near the
        seafloor, e.g., tilefish, or in the water column,
        e.g., squid, to determine whether toxic materials
        are .accumulating in their tissues.

     •  Studies of the distribution and abundance of
        sensitive stages of fish and invertebrate
        populations, such as eggs and larvae, in the site.
        Data could be compared to data already collected by
        NOAA as part of the Marine Resources Monitoring,
        Assessment, and Prediction program {MARMAP).

     •  Endangered species observations to assess any
        changes in distributions of whales or turtles in the
        vicinity of the 106-Mile Site.

     •  Analyses of benthic infaunal communities to
        determine whether there are any detectable
        biological effects in the deep sea.  Results would
        be compared with other benthic studies conducted in
        the same general area before the commencement of
        sludge dumping.
                     5.3  QUALITY ASSURANCE


     The EPA policy on quality assurance (QA; Administrator's

memoranda, 30 May 1979, 14 June 1979; EPA Order 5360.1, "Policy

and Program Requirements to Implement the Quality Assurance

Program," 3 April 1984) stipulates.that every monitoring and

measurement project must have a written and approved quality

assurance plan.  The goal of EPA's QA Program is to ensure that

all measurements supported by EPA are of known and acceptable

quality.  For the 106-Mile Site monitoring program, this goal is

achieved by a program that sets standards for personnel

qualifications; facilities, equipment, and services; data

generation and recordkeeping; and data quality assessments.
                              5-13

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                  5.3.1  Personnel Qualifications

      For  a  quality monitoring program, it  is important that all
personnel performing  tasks and  functions related to data quality
be  appropriately  qualified and  adequately  trained.  For the
106-Mile  Site monitoring program, the person in charge of each
specific  unit of  work identified as a project  is responsible for
ensuring  that personnel working on that project are qualified and
trained.  Records of  qualifications and training of personnel
must  be kept current  so that training can  be verified.

      Persons with quality assurance responsibilities for the
monitoring  program must be technically qualified.   Because it is
their responsibility  to make unbiased assessments of work being
performed,  they themselves should not be personally involved in
generation  of data.
            5.3.2 Facilities, Equipment, and Services

     All facilities, equipment and services used for the 106-Mile
Site monitoring program must be appropriate for their intended
use and properly maintained.  Vessels to be used in field
activities must be appropriate to accommodate equipment used for
sample collection and on-board analyses.  Analytical facilities
must be equipped with instrumentation suitable for conducting the
analyses required by the monitoring program.
             5.3.3 Data Generation and Recordkeeping

     Data collected for the 106-Mile Site monitoring program
must be recorded directly, promptly, legibly, and indelibly, so
that data will be easily traceable.  Data entries must be dated
on the date of entry and signed or initialed by the person making
                              5-14

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 the  measurement  and_ the  person- entering  the  data.   Changes  to
 entries  must  not obscure the  original  entry  and  must  indicate the
 reason for  the change, the  person  making the change,  and  the date
 of change.  In computer-driven data  collection systems, the
 person responsible  for direct data input will be identified at
 the  time of input.

     Quality  Assurance Project Plans,  developed  in  accordance
 with OWRS QA-1,  "Guidance for the  Preparation of Combined
 Work/Quality  Assurance Project Plans for Environmental
 Monitoring,"  May 1984, must be prepared  for  all  specific  units of
 work associated  with  the 106-Mile  Site monitoring program.
 Topics covered in these  documents  include provisions  for.l) name
 of the project,  2)  what  agency requested it,  3)  date  of the
 request,  4) date of project initiation,  5) project  officer, 6)
 quality  assurance officer, 7)  project  description,  8) project
 fiscal information, 9) schedule of tasks and products, 10)
 project  organization  and responsibilities, 11) data quality
 requirements  and assessments,  12)  sampling and analytical
 procedures, 13)  sample custody procedures, 14) equipment
 calibration and  maintenance procedures,  15)  data  reduction and
 reporting,  16) data validation, 17) performance  and systems
 audits,  18) corrective action, and 19) reports.  Each monitoring
 activity identified as a separate  project must have a Work/QA
 Project Plan written  and approved  by EPA before  any monitcring
 activities are performed.

     Like Work/QA Project Plans, Standard Operating Procedures
 (SOPs)  ensure that  all persons conducting work are following the
 same procedures  and that the  procedures  do not change over time.
 SOPs have been prepared  for use of equipment and facilities,
measurements,  and other  aspects of work  that impact data quality
 for  the 106-Mile  Site monitoring program.  SOPs  for activities
                              5-15

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and measurements that are alre.ady being made for the program are
maintained with general QA Plans for conduct of field and       ,
laboratory activities for the monitoring program.  Additional
SOPs will be prepared as specific activities are selected for use
in the program.

                  5.3.4 Data Quality Assessment

     Data validation for the 106-Mile Site Monitoring Program
involves all procedures used to accept or reject data after
collection and prior to use, including editing, screening,
checking, auditing, verifying, and reviewing.  Data validation
procedures ensure that the standards for data accuracy and
precision were met, that data were generated in accordance with
the Work/QA Project Plan and SOPs, and that data are traceable
and defensible.  It is important for all reported data to be
properly validated following standardized procedures to ensure
that data are of consistent and documented quality.

     EPA representatives participate in field surveys to the
106-Mile Site, and the EPA management authority for the program
may require that certain samples be routinely submitted to EPA
laboratories for analysis.  These activities provide an inde-
pendent quality assurance check on activities being performed and
on data being generated.
                      5.4  DATA MANAGEMENT
     All data generated under the 106-Mile Site monitoring
program must be readily identifiable and traceable, so that they
will be available to the variety of persons who will wish to use
them.  Ideally, a single.data management system will be able to
track samples in the field and the laboratory, accommodate data
reduction and analysis, and provide for storage and retrieval of
data throughout the monitoring program.
                              5-16

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                                 6. REFERENCES

 Bisagni, J.J.   Lagrangian Measures of Near-Surface Waters at the  106-
      Mile Site,  NOAA Tech. Memo. OMPA-11, Office of Marine Pollution
      Assessment, U.S. Dept. of Commerce Pub. 23 pp.

 Bothner, M.H.,  E.Y. Campbell, G.P. DeLisio, C.M. Parmenter, R.R.
      Rendigs,-M.W. Doughten, R.6. Johnson, J.R. Gillison, and N. Rait.
      1986.  Analysis of Trace Metals in Bottom Sediments in Support of
      Deepwater Biological Processes Studies on the U.S. Mid-Atlantic
      Continental Slope and Rise.  Second Interim Report to the U.S.
      Minerals  Management Service.  55pp.

 Camp, Dresser,  and  McKee.  1984.  Environmental Impacts of Municipal
      Sludge Disposal at Deep Ocean Sites.  Prepared for EPA. 90  pp.

 Csanady, G.T. and P. Hamilton.  1987.  Circulation of slopewater.
      Submitted to Continental Shelf Research.

 Ecological Analysts, Inc. and SEAMOcean, Inc.  1983.  A Special Permit
      Application for the Disposal of Sewage Sludge from Twelve New York
      City Water Pollution Control Plants at the 12-Mile Site.  Volumes
      I-II.  Prepared for City of New York, Department of Environmental
      Protection.

 EG&G Consultants.  1983.  Assessment for Future Environmental Problems -
      Ocean Dumping.  Prepared for EPA.

 EPA.  1977.  Proposed revisions to ocean dumping criteria.  Final
      Environmental Impact Statement. Volumes I-II.  Oil and Special
      Materials Control Division, Office of Water Program Operations,
      U.S. Environmental Protection Agency, Washington, DC.

 EPA.  1980  Environmental Impact Statement (EIS) for the 106-Mile Ocean
      Waste Disposal Site Designation.  Final.  Oil and Special
      Materials Control Division, Marine Protection Branch, U.S.
      Environmental Protection Agency, Washington, DC.

EPA.  1986.  Studies Conducted in the Vicinity of the 106-Mile Deepwater
      Municipal Sludge Site.  Environmental Protection Agency Oceans and
      Coastal Protection Division (formerly OMEP), Washington, DC.

EPA.  1988.  Final  Report of Analytical  Results of the 106-Mile
      Deepwater Sludge Dumpsite Survey-Summer 1986.  Environmental
      Protection Agency Oceans and Coastal  Protection Division (formerly
      OMEP),  Washington, DC.

EPA.  1992.  Final  Draft Implementation Plan for the 106-Mile Deepwater
      Municipal Sludge Site Monitoring Program.  Environmental
      Protection Agency.  EPA 842-S-92-010.
                                      6-1

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Flagg, C.N./D.E. Frye, and P.R. Daifuku.  1985.  Analysis of
      Circulation Characteristics in the Vicinity of Deepwater Dumpsite
      106.  NOAA Tech. Memo. NOS DMA 13. 60 pp.

Greig, R. and D^ Wenzloff.  1977.  Final report on heavy metals in small
      pelagic finfish, euphasiid crustaceans, and apex predators,
      including sharks, as well as on heavy metals and hydrocarbons
      (C15+) in sediments collected at stations in and near Deepwater
      Dumpsite 106.  In: Baseline Report of Environmental Conditions in
      Deepwater Dumpsite 106.  Volume III:  Contaminant Inputs and
      Chemical Characteristics.  NOAA Dumpsite Evaluation Report 77-1.
      798 pp.

Hausknecht, K.A.  1977.  Results of studies on the distribution of some
      transition and heavy metals at Deepwater Dumpsite 106.  In:
      Baseline Report of Environmental Conditions in Deepwater Dumpsite
      106.  Volume III:  Contaminant Inputs and Chemical
      Characteristics.  NOAA Dumpsite Evaluation Report 77-1. 798 pp.

Ingham, H.C., J.J. Bisagni, and D. Mizenko.  1977.  The general physical
      oceanography of Deepwater Dumpsite 106.  In: Baseline Report of
      Environmental Conditions in Deepwater Dumpsite 106.  Volume I:
      Physical Characteristics.  NOAA Dumpsite Report 77-1. 798 pp.

Haciolek, N., J.F. Grassle, B. Hecker, P.D. Boehm, B. Brown, B. Dade, W.
      Steinhauer, E. Baptiste, R.E. Ruff and R. Petracca.  1987.  Study
      of the Biological Processes on the U.S. Mid-Atlantic Slope and
      Rise.  Final Report to the U.S. Department of the Interior,
      Minerals Management Service.  Volume I and II.

NOAA.  1977.  Baseline Report on Environmental Conditions in Deepwater
      Dumpsite 106.  Volumes I-III.  NOAA Dumpsite Evaluation Report 77-
      1. 798 pp.

NOAA.  1983.  106-Mile Characterization Update.  NOAA Tech. Memo. NMFS-
      F/NEC-26.

O'Conner, T.P., H.A. Walker, J.F. Paul, and V.J. Bierman.  1985.  A
      Strategy for Monitoring of Contaminant Distributions Resulting
      from Proposed Sewage Sludge Disposal at the 106-Mile Ocean
      Disposal Site, 24 pp.

Payne, M.P., L.A. Selzer, and A.R. Knowton.  1984.  Distribution and
      Density of Cetaceans, Marine Turtles, and Seabirds in Shelf Waters
      of the Northeastern United States, June 1980 - December 1983,
      Based on Shipboard Observations.  NOAA/NMFS Contract No. NA-81-FA-
      C-00023.

Pearce, J.B., J. Thomas, and R. Grieg.  1975.  Preliminary investigation
      of benthic resources at Deepwater Dumpsite 106.  In: May 1974
                                      6-2

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      Baseline  Investigation  of Deepwater Dumpsite  106.
      Evaluation Report 75-1. 388  pp.
                 NOAA Dumpsite
 Pearce, J.B., J.V. Caracciolo,  and  F. Steimle.   1977.  Final Report on
      benthic infauna of Deepwater  Dumpsite  106  and adjacent areas.   In:
      Baseline Report on Environmental Conditions in Deepwater Dumpsite
      106.   NOAA Dumpsite  Evaluation Report  77-1.  798 pp.

 SAIC.  1985.  Mid-Atlantic Slope and Rise Physical Oceanography Study
      (MASAR/POS).  Semi-Annual Report No. 2 to  the U.S. Minerals
      Management Service.  61 pp. and Appendix A.

 Santoro, E.D. and D.J. Suszkowski.  1986.  Current status: Phase-out  of
      ocean  dumping of sewage sludge in the  New  York Bight Apex, Sixth
      International Ocean  Disposal  Symposium,  Asilomar Conference
      Center, Pacific Grove, California, April 21-25, 1986.

 Segar, D.A.  and E. Stammen.  1985.  A Strategy for Design of Marine
      Pollution Monitoring Studies  for the IAWPRC/NERC Specialized
      Conference, Plymouth, England.

 Segar, D.A., E. Stammen, and P.6. Davis.  1984.  Criteria for
      Development of a Monitoring Program for the North Atlantic
      Deepwater Dumpsite.  10 pp.

 Walker, H.A., J.F. Paul, and V.J. Bierman, Jr.   1987.  Methods for waste
      load allocation of municipal  sewage sludge at the 106-Mile Ocean
      Disposal Site,  Environ.  Tox. Chem. 6:475-489.

Warsh, C.E.  1975.  Physical oceanographic observations at Deepwater
      Dumpsite 106 - May 1974.  Jn: May 1974 Baseline Investigation of
      Deepwater Dumpsite 106.   NOAA Dumpsite Evaluation Report 75-1.  388
      PP-
Zeller, R. M. and T.A. Hastier.  1986.
      Will Minimize Data Requirements.
      Strategies Symposium. 6 pp.
Tiered Ocean Disposal Monitoring
Oceans 86 Volume 3, Monitoring
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