TVA
EPA
Tennessee
Valley
Authority
Office of Natural
Resources
Norris TN 37828
                                      TVA/ONR/ARP-81/5
United States
Environmental Protection
Agency
Office of Environmental
Engineering and Technology
Washington DC 20460
-X
EPA-600/7-81-113
July 1981
             Research and Development
             Remote Sensing of
             Sulfur  Dioxide
             Effects on
             Vegetation—Final
             Report

             Volume I.
             Summary

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                RESEARCH REPORTING SERIES

Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency, have been grouped into nine series. These nine broad cate-
gories were established to facilitate further development and application of en-
vironmental technology.  Elimination of traditional grouping was consciously
planned to foster technology transfer and a maximum interface in related fields.
The nine series are:

      1.   Environmental Health Effects Research
      2.   Environmental Protection Technology
      3.   Ecological Research
      4.   Environmental Monitoring
      5.   Socioeconomic Environmental Studies
      6.   Scientific and Technical Assessment Reports (STAR)
      7.   Interagency Energy-Environment Research and Development
      8.   "Special" Reports
      9.   Miscellaneous Reports

This report has been assigned to the INTERAGENCY ENERGY-ENVIRONMENT
RESEARCH AND DEVELOPMENT series.  Reports in this series result from the
effort funded under the 17-agency Federal Energy/Environment Research and
Development Program. These studies relate to EPA's mission to protect the public
health and welfare from adverse effects of pollutants associated with energy sys-
tems. The goal of the Program is to assure the rapid development of domestic
energy supplies in an environmentally-compatible manner by providing the nec-
essary environmental data and control technology. Investigations include analy-
ses of the  transport of energy-related pollutants and their health and ecological
effects; assessments of, and development of, control  technologies for energy
systems; and integrated assessments of a wide range of energy-related environ-
mental issues.
This document is available to the public through the National Technical Informa-
tion Service, Springfield, Virginia 22161.

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                                               TVA/ONR/ARP-81/5
                                               EPA-600/7-81-113
                                               July 1981
REMOTE SENSING OF SULFUR DIOXIDE EFFECTS ON VEGETATION


                     FINAL REPORT

                  VOLUME I - SUMMARY


                          by

                    C. Daniel Sapp
              Office of Natural Resources
              Tennessee Valley Authority
             Chattanooga, Tennessee  37401
       Interagency Agreement EPA-IAG-D8-E721-DJ
                Project No. E-AP 80 BDJ
             Program Element No. INE 625C
                    Project Officer

                     James Stemmle
         U.S. Environmental Protection Agency
                   401 M Street, SW.
                 Washington, DC  20460
                     Prepared for

       OFFICE OF ENERGY, MINERALS, AND INDUSTRY
          OFFICE OF RESEARCH AND DEVELOPMENT
         U.S. ENVIRONMENTAL PROTECTION AGENCY
                 WASHINGTON, DC  20460
                          fl,*?,  l?nviron--:=ntal Protection Agency

                                  '''"' ''

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                              DISCLAIMER
     This report was prepared by the Tennessee Valley Authority and has
been reviewed by the Office of Energy, Minerals, and Industry, U.S.
Environmental Protection Agency, and approved for publication.  Approval
does not signify that the contents necessarily reflect the views and
policies of the Tennessee Valley Authority or the U.S. Environmental
Protection Agency, nor does mention of trade names or commercial products
constitute endorsement or recommendation for use.
                                  11

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                               ABSTRACT
     Three techniques for detecting and mapping sulfur dioxide (802) effects
on the foliage of sensitive crops and trees near large, coal-fired power
plants were tested and evaluated.  These techniques were spectroradiometry,
photometric analysis of aerial photographs, and computer analysis of
airborne multispectral scanner data.

     Spectroradiometry is a useful, ground-based technique for measuring
the changes in reflectance that accompany exposure of sensitive crops to
802-  Photometric analysis of aerial color-infrared photographs has some
practical advantages for measuring the reflectances of forest species or
for synoptic point-sampling of extensive areas; these tasks cannot be done
effectively by field crews.  The relationships among reflectance, foliar
injury, and yield of crops are complex and are affected by many extraneous
variables such as canopy density.  The 862 effects are easier to detect on
winter wheat than on soybeans, but in either case they cannot be con-
sistently detected by airborne remote sensors except under near-ideal con-
ditions when the injury is moderate to severe.  Airborne multispectral
scanner data covering affected soybean fields were analyzed using three
computer-assisted procedures:  unsupervised, supervised, and pseudosuper-
vised; the last method provided the best results.  Landsat imagery was
also investigated, but the foliar effects of 802 were too subtle to
detect from orbit.

     This report was submitted by the Tennessee Valley Authority, Office
of Natural Resources, in fulfillment of Energy Accomplishment Plan 80 BDJ
under terms of Interagency Agreement EPA-IAG-D8-E721-DJ with the Environ-
mental Protection Agency.  Work was completed as of December 1980.
                                  111

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                               CONTENTS
Abstract	
Figures	    v
Tables	|  '    v
Acknowledgment 	   vi

1.   Introduction	    1
          Background 	    1
          Remote Sensing 	    1
               Spectroradiometry 	    1
               Reflectance Properties and Vegetative Stress. .  .    2
               Aerial Photography  	    3
               Airborne Multispectral Scanners 	    3
          Purpose and Objectives 	    4
          Scope	    4
          Hypothesis 	    6

2.   Conclusions and Recommendations 	    7
          Conclusions	    7
          Recommendations	    9

3.   Results	   11
          Laboratory Spectroradiometry 	   11
               General	   11
               Soybeans	   11
               Winter Wheat	   12
          Field Spectroradiometry	   13
               General	   13
               Soybeans	   14
               Winter Wheat	   15
          Photometric Analysis of Aerial Photographs 	   15
               General	   15
               Overflights	   16
               Colbert Site Test	   16
               Johnsonville Site Test	   17
          Analysis of Multispectral Scanner Data 	   18
               General	   18
               Ground Truth	   19
                    Colbert Site Test	   19
                    Shawnee Site Test	   19
               Optimal Flying Heights	   19
               Optimal MSS Channels	   19
               MSS Data Classification	   20
               Enhancement of Patterns of S02 Effects
                 Within Fields 	   22
                                  IV

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                                FIGURES
Number
          Western Part of Tennessee Valley Showing Four
            Steam Plants 	
Number
   3


   4


   5


   6
                                TABLES
          Simple Correlation Coefficients for Single-Band
            Reflectance and Foliar Injury to Soybeans.  .  .
Simple Correlation Coefficients for Single-Band
  Reflectance and Foliar Injury to Winter Wheat

Simple Correlation Coefficients for Single-Band
  Reflectance and Foliar Injury to Soybean Plot

Simple Correlation Coefficients for Single-Band
  Reflectance and Necrosis in Winter Wheat Plot.  .

Optimal MSS Channels for Detecting and Classifying
  S02-Affected Soybean Fields Near Colbert in 1977

Optimal MSS Channels for Detecting and Classifying
  S02~Affected Soybean Fields Near Shawnee in 1978

Errors Resulting From Procedures for Detecting
  and Classifying S02 Effects on Soybeans  ....
  Page


.   12


.   13


.   14


.   15


.   20


.   21
                                                                  23

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                            ACKNOWLEDGMENT
     This work was conducted as part of the Federal Interagency Energy/
Environment Research and Development Program with funds administered
through the Environmental Protection Agency (EPA Contract No.  EPA-IAG-
D8-E721-DJ, TVA Contract No. TV-41967A).

     The EPA Project Officer for this research project is James Stemmle,
401 M Street, SW., Washington, DC.  His contribution to the direction
of the research and his constructive review of the reported results are
appreciated.  The TVA Project Director is Herbert C. Jones, Supervisor,
Air Quality Research Section, Air Resources Program, River Oaks Building,
Muscle Shoals, Alabama.
                                  VI

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                               SECTION 1




                             INTRODUCTION






BACKGROUND




     The effects on vegetation of sulfur dioxide (S02) emissions from




large, coal-fired power plants have been recognized as a potential prob-




lem for several decades.  The traditional method for measuring the




effects in the field involves observations of injury to S02~sensitive




indicator species such as ragweed and blackberry.  Records from fixed




S02 monitoring stations are also used to determine the spatial charac-




teristics of plume contact with the ground.




     Some problems exist with the traditional approach to surveying and




identifying S02 effects.  The monitoring network is often inadequate for




mapping the limits of the effects, and botanical surveillance is usually




restricted to readily accessible areas because of the constraints of




time.  Highly trained biologists are needed to identify and record the




symptoms of injury to foliage.






REMOTE SENSING




Spectroradiometry




     Remote sensing--the detection and measurement of characteristics of




phenomena from a distance, without direct contact—can assist those




engaged in field surveillance of S02 effects on crops and trees.  The




technique provides a permanent record on film or magnetic tape.   An




instrumented aircraft can continuously cover extensive areas in a matter




of hours.




     The state of the art of remote sensing requires that ground




truth—field observations--be gathered to support the analysis of the

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                                -2-






remotely-sensed data.  Preliminary but detailed information should be




gathered concerning the differences in spectral reflectance between the




objects of interest (in our study, affected foliage) and the background




(unaffected foliage).  Spectral measurements may be made in the laboratory




or in the field, or in both places.  Such measurements would allow the




selection of appropriate sensor configurations, films, filters, and air-




borne scanner channels and bandwidths, thus improving the chances of




successful detection of S02 effects.




     There are at least two methods for making spectral reflectance




measurements.  The traditional method is to make measurements at discrete




points in the field with a portable spectroradiometer.  An indirect




method which may be more efficient in some instances is to make point




measurements of the optical density of aerial photographs of S02-affected




areas, and then convert these densities to reflectances.  The latter




method, called photometry, entails a complex calibration of the photo-




graphs before the conversion to reflectance can be made.  In this study




the investigator used both methods.  Moreover, field plots of affected




plants were used to bridge the wide gap between the laboratory and the




uncontrolled environment of crops and trees in the vicinity of the power



plant source.






Reflectance Properties and Vegetative Stress




     For detecting the effects of air pollution on vegetation, the




investigator selected an appropriate region of the electromagnetic




spectrum spanning the visible and near-infrared wavelengths.  The far-




infrared (thermal) wavelengths were also used for measurements.  These




selections were based partly on the inherent properties of the spectrum




and partly on the capabilities and availabilities of remote sensors.

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                                -3-






     The actual change in reflectance of a species or variety of plant




under stress from SOg or some other agent is not easily predicted.



Visible reflectance generally increases with stress, but the response of




reflectance in the near-infrared is variable, although it eventually




decreases in advanced senescence.  In remote sensing studies, the stress-




causing agent cannot usually be identified without ground truth.  Foliar




markings, which indicate the identity of the agent, cannot be resolved




from the distances or altitudes at which the sensor is operated.  However,




clusters of stressed plants can often be distinguished from a background




of normal plants.






Aerial Photography



     Color and color-infrared photography show promise for detecting




vegetative stress and so were used in airborne cameras to record the




patterns of S02 injury to sensitive crops and trees.  Several flying




heights were used; they ranged from 500 m above ground level (AGL) up to




almost 4000 m AGL on various missions.  It is generally most efficient to




fly at the highest altitude that enables the interpreter to detect the




phenomena of interest, because more area is photographed per unit of time.






Airborne Multispectral Scanners



     The multispectral scanner is at the frontier of remote-sensor tech-




nology.  Digital processing of multispectral scanner data is advancing




our capabilities to reduce the output of the scanner to understandable




form.  Digital classification and enhancement of detail in the images




help the interpreter detect and measure the patterns of most interest




to him.  During the course of this project, an 11-channel multispectral




scanner was employed on several occasions to detect and map SQ% effects,




and two digital image processing systems were used to process the data.

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                                -4-


PURPOSE AND OBJECTIVES

     The purpose of this 5-year study was to analyze and evaluate remote-

sensing techniques to detect and map the effects of SO^ emissions from

large, coal-burning power plants on the foliage of sensitive crops and

trees.  The objectives were to test, refine, and develop ground-based,

airborne, and satellite-borne remote-sensor instrumentation for this

purpose.


SCOPE

     The scope of the project included four coal-fired power plant sites

in the Tennessee Valley region (Figure 1), several experimental plots,

and several species of vegetation.  Laboratory-based spectroradiometric

experiments were performed on soybeans, wheat, and cotton.   Techniques

included stereoscopic photo interpretation, photometric analysis of

aerial photographs, and digital image analysis.  Ground truth was

acquired by experienced surveillance biologists who observed affected

vegetation in the greenhouse, in experimental plots, and in the field

near the power plants.  Investigations included the following S02~

sensitive crop and tree species:

          Common Name                        Scientific Name

      1.  Soybeans                      Glycine max (L.) Merr.
      2.  Winter wheat                  Triticum aestivum
      3.  Cotton                        Gossypium hirsatim
      4.  Virginia pine                 Pinus virginiana
      5.  Loblolly pine                 Pinus taeda
      6.  White pine                    Pinus strobus
      7.  Shortleaf pine                Pinus echinata
      8.  Hickory                       Garya sp.
      9.  Northern red oak              Quercus rubra (L.)
     10.  Southern red oak              Quercus falcata Michx.

     As the project progressed, its scope had to be narrowed to exclude

the hardwoods (hickory and oaks),  because S02~affected stands of these

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                                      —5—
     ^aducah

SHAWNEE ^
STEAM PLANT
                                                       WIDOWS CREEK
                                                        STEAM PLANT
                                                             Vs         \
            .BOUNDARY OF TENNESSEE RIVER WATERSHED
                                           10  0
SCALE
  50
100km
   Figure 1.   Western part of Tennessee Valley showing four  steam plants.

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                                -6-






trees were never encountered.   Some affected pine stands were found near




the Widows Creek Steam Plant and were studied, but the injury was light




and discontinuous and could not be consistently detected.  Affected




wheat and cotton fields were never found, so S0% injury to these species




was induced through the use of experimental plots.  SOg-affected soybeans




were studied intensively and extensively.






HYPOTHESIS




     The hypothesis of the research performed during this project was




that there is a relationship between the reflectance of the plants and




levels of injury to their foliage from sulfur dioxide.  Such a relation-




ship would form a theoretical basis supporting the use of remote sensors




to detect and map the distribution of SC^-affected plants.

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                                -7-






                               SECTION 2




                    CONCLUSIONS AND RECOMMENDATIONS






CONCLUSIONS




     Spectroradiometry is a useful technique for measuring the changes in




visible and near-infrared reflectance that accompany relatively severe,




S02~induced injury to the foliage of sensitive row crops.  The remote-




sensor technique is not practical for measuring reflectances of mature




trees because of the difficulty in scanning such large objects from




specific angles.  Spectroradiometry provides valuable information for




planning overflights so that the remote-sensor instruments can be tuned




to detect and discriminate the S02~induced stress.




     Laboratory scanning experiments indicate that changes in the total




reflectance spectrum of soybeans accompany necrosis but not chlorosis.




The ratio of near-infrared to red (IR/red) reflectance correlates sig-




nificantly (a=.05) with necrosis of the foliage of these plants.  In




scans of winter wheat, the total visible spectrum, as well as the single




bands, green and red, shows close relationships with foliar injury.




(Laboratory-based IR scans of wheat were not made.)



     Statistical analysis of scans of experimental plots of soybeans and



wheat fails to verify laboratory findings.  No relationship is apparent



when reflectance and observed injury to soybeans are compared, but a




relationship is evident between the two variables for wheat.  The total




reflectance spectrum (visible plus near-infrared), as well as the indi-




vidual (green, red, and near-infrared) bands, is associated with S02




injury.




     Photometric analysis of aerial color-infrared photographs of 803-




affected soybean fields shows no relationship between single-band

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                                -8-






reflectance and foliar injury.  The spectral bands included green, red,



and near-infrared wavelengths.




     Analysis of airborne multispectral scanner data indicates that S02-




affected soybean fields can be distinguished from unaffected soybean




fields when conditions are nearly ideal.  Such conditions are defined




generally as a continuous foliage canopy, mature stage of growth, and




S02 effects that are moderate to severe.  Comparison of three data




classification procedures shows that a pseudosupervised procedure pro-




vides greater accuracy than either supervised or unsupervised.  The




pseudosupervised procedure can distinguish moderately to severely affected




soybeans from unaffected soybeans with errors ranging from 11 to 24 percent.




     Experience with three aircraft altitudes for acquiring scanner data




indicates that 1800 m AGL flying height is superior to 500 and 3660 m AGL




for detecting moderate to severe chlorosis symptoms on the foliage of row




crops.  Light chlorosis may be undetectable by an airborne scanner or




camera regardless of platform altitude.  Such effects are certainly




undetectable by orbiting sensors,  such as those aboard Landsat.   This




study indicates that unless the 862 effects are severe enough to result




in necrosis, they will not be detectable from any altitude greater than




150 m AGL by remote sensors.   Even when necrosis exists, detection may be



possible only under nearly ideal conditions.




     The hypothesis that there is a relationship between reflectance and




observed levels of S02~induced injury to sensitive plants is neither




accepted nor rejected in an unequivocal sense.  The relationship is




apparent when field conditions are nearly ideal for detection and the




injury to foliage is relatively severe.  The fact that the association




(1) was generally apparent in data from controlled laboratory experiments;

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                                -9-






(2) was sometimes verifiable in data from semicontrolled experimental




plots; and (3) was seldom found in the uncontrolled data from S02~affected




soybean fields located downwind from power plants suggests that extraneous




variables were affecting the results.  These variables included, but were




not limited to, stage of growth, soil moisture, terrain slope, canopy




density, farming practices, level of chlorosis or necrosis, herbicide




effects, weeds, and variety of plant.






RECOMMENDATIONS




     Because of the complexity of the relationship between reflectance




and foliar injury from S02, spectroradiometry should be an integral part




of planning for remote-sensor overflights of affected crops.   The scan-




ning technique is useful for measuring the spectral differences between




target and background so that success in detecting stressed vegetation




can be predicted.  The spectroradiometer is also a valuable laboratory




instrument for quantifying levels of foliar injury.




     Photometric analysis of aerial photographs is a potential alter-




native to field-based scanning with a spectroradiometer.  It would be




advantageous if reflectances need to be sampled at many points over




a large area.   Our negative findings were probably a result of



extraneous variables (e.g., weeds) controlling reflectance.



     The color-infrared film type should normally be used instead of




conventional color film because the infrared shows the patterns of




stress better and provides superior penetration of atmospheric haze.




     Airborne multispectral scanning should be employed, if appropriate,




to detect and map S02~related injury to row crops whenever the foliar




symptoms are relatively severe, consisting primarily of necrosis, and




the canopy is continuous, dense, and weed-free.  These conditions are

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                                -10-






quite restrictive because S02 effects in the field are usually subtle




and consist mainly of chlorosis.  These light effects cannot be




detected consistently with currently available airborne or spaceborne




remote sensors.

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                                -11-






                               SECTION 3




                                RESULTS






LABORATORY SPECTRORADIOMETRY




General




     Uniform groups of soybeans and winter wheat were grown in a green-




house, exposed to controlled doses of S02 in a laboratory exposure




chamber, observed for foliar effects, and scanned with a spectroradiom-




eter.  The resulting data were statistically analyzed to determine the




spectral changes plant foliage undergoes when it is affected by S02.






Soybeans




     Foliar injury (chlorosis and necrosis) was divided into traditional




classes:  unaffected (0 percent); light (1-10 percent); moderate (11-25




percent); severe (26-50 percent); and very severe (>50 percent).  Mean




reflectance curves for each class were computed.  The areas under the




curves were examined with respect to foliar injury.  Shifts in narrow




bands of blue, green, red, and near-infrared (IR) reflectance were also




examined to determine whether statistically significant differences in




mean reflectance existed between and among injury classes.




     Some significant results were obtained by comparing the mean reflec-




tances of injury classes through an analysis of variance statistical




procedure (ANOVA).  Significant (a=.05) differences in red- and green-




band reflectance were found between unaffected soybeans and affected soy-




beans having greater than 10 percent necrosis.  A significant  (a=.05)




difference was also found in the ratio of IR to red reflectance (IR/red)




between the unaffected and affected soybeans.

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                                 -12-


     The strength of the relationships between reflectance and  foliar

injury is indicated by the correlation coefficients  (r) listed  in Table  1


     TABLE 1.  SIMPLE CORRELATION COEFFICIENTS (r) FOR SINGLE-BAND
               REFLECTANCE AND FOLIAR INJURY TO SOYBEANS
Symptom
Chlorosis
Necrosis

Blue
+0.20
+0.89


Green
+0.72
+0.92

Reflectance
Red
+0.36
+0.98


IR
-0.10
0.00

IR/Red
-0.32
-0.94

Underlined coefficients are significant, a=.05.


        I
     The table warrants a close examination.  Except for green reflec-

tance, the r coefficients for chlorosis are below 0.50; for necrosis, the

visible reflectance bands, especially red, correlate much higher.  IR

reflectance alone showed no significant relationship to either symptom.

     The ratio of IR to red reflectance has been found to be an indirect

indicator of stress in foliage, according to other studies.  However,

the correlation of -0.32 between chlorosis and the IR/red ratio does not

indicate a strong relationship.  On the other hand, there is a strong

relationship (r = -0.94) between necrosis and the ratio.  With increasing

necrosis, the IR component of the ratio decreases and the red component

increases, thus bringing the ratio value down, closer to unity.



Winter Wheat

     Foliar injury (chlorosis and necrosis) was divided into traditional

classes:  unaffected (0 percent); light (1-10 percent); moderate (11-25

percent); severe (26-50 percent); and very severe (>50 percent).  The

range of foliar symptoms was broad, consisting primarily of necrosis.

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                                -13-


As with soybeans, mean reflectance curves were computed.  The areas under

the curves were examined with respect to foliar injury, as were changes

in visible reflectance for particular wavelengths (blue, green, and red).

IR reflectances of wheat were not measured.

     The area under the reflectance curves increased with increasing

necrosis (r2 = 0.72) and chlorosis (r2 = 0.85).  The increase in red

reflectance was greatest at moderate and severe levels of stress.  The

increase in green reflectance was greatest at light levels of stress.

     Statistical analysis of the visible reflectance curves also included

single bands.  Simple correlation coefficients were computed to assess

the relationship between injury and reflectance (Table 2).  They range

between +0.73 and +0.90.
     TABLE 2.  SIMPLE CORRELATION COEFFICIENTS (r) FOR SINGLE-BAND
               REFLECTANCE AND FOLIAR INJURY TO WINTER WHEAT
                                          Reflectance
          Symptom             Blue          Green          Red


     Chlorosis               +0.83          +0.90         +0.81

     Necrosis                +0.73          +0.83         +0.85
Underlined coefficients are significant, (Y=.05.


     A one-way analysis of variance showed that significant (F-test, a=.05)

differences in reflectance existed among all injury classes of wheat.


FIELD SPECTRORADIOMETRY

General

     Experimental 0.40-hectare (ha) plots of soybeans and winter wheat

were grown and subdivided; then the subplots were exposed to several

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                                -14-


controlled doses of SOz and observed systematically to determine foliar

effects.  Then the plots were scanned row by row with a van-mounted spec-

troradiometer.  The resulting data were statistically analyzed using pro-

cedures similar to those that were applied to the laboratory-based data

described previously.


Soybeans

     The affected subplots had higher green and red reflectance, lower IR

reflectance, and a lower IR/red reflectance ratio.  The reflectance mea-

surements were grouped into three classes:  those for unaffected (control)

soybeans, those for chlorotic soybeans, and those for necrotic soybeans.

Variations in visible reflectance (green and red) correlated significantly

(a=.05) with necrosis but not with chlorosis (Table 3).
     TABLE 3.  SIMPLE CORRELATION COEFFICIENTS (r) FOR SINGLE-BAND
               REFLECTANCE AND FOLIAR INJURY TO SOYBEAN PLOT
                                          Reflectance
          Symptom             Green       Red       IR      IR/Red


     Chlorosis                +0.47     +0.57     -0.62      -0.68

     Necrosis                 +0.83     +0.97     -0.65      -0.84



Underlined coefficients are significant, a=.05.


     Analysis of variance was used to compare the differences in reflec-

tance between S02-affected and unaffected soybeans.  A significant  (a=.05)

difference in IR reflectance was found when chlorotic subplots were com-

pared to unaffected subplots.  Similar differences in IR/red reflectance

were discovered.  Significant differences in red reflectance, IR reflec-

tance,  and the  ratio were found when necrotic subplots of soybeans  were

compared to unaffected  subplots.

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                                -15-
Winter Wheat

     Four mean reflectance curves were produced by averaging the individual

curves by necrosis class.  The classes represented none or light (<10

percent); moderate (11-25 percent); severe (26-50 percent); and very severe

(>50 percent) necrosis.  (No chlorosis was found on the wheat.)  The three

reflectance bands, green, red, and IR, as well as the IR/red ratio, were

analyzed.  The red band, the IR band, and the ratio seemed to be useful

indicators of necrosis (Table 4).
     TABLE 4.  SIMPLE CORRELATION COEFFICIENTS (r) FOR SINGLE-BAND
               REFLECTANCE AND NECROSIS IN WINTER WHEAT PLOT
                                           Reflectance
           Symptom             Green       Red       IR      IR/Red


          Necrosis              -0.06     +0.59     -0.53     -0.71



Underlined coefficients are significant, a=.05.


     The trends of the relationships were also noteworthy.  Red reflec-

tance increased and IR reflectance decreased as the level of necrosis

rose.  The IR/red ratio decreased as necrosis increased.

     A one-way analysis of variance was used to compare the differences

in reflectance among the four wheat classes.  Significant (a=.05)

differences in red reflectance, IR reflectance, and the IR/red ratio,

but not green reflectance, were found.


PHOTOMETRIC ANALYSIS OF AERIAL PHOTOGRAPHS

General

     A method of calibrating the color-infrared (CIR) photographs was

used so that the reflectances of vegetation could be obtained from them.

Uncalibrated photographs contain many systematic errors which affect

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                                -16-






exposure and must be accounted for.  The errors result from film process-




ing, atmospheric effects, and variation in illumination.   The calibration




process, called photometric analysis, included spot measurements of




image density, conversion of densities to exposure values, and finally,




conversion of these exposures to percent reflectance.   Photometric




analysis was especially valuable when photographs of a different flight




line, altitude, or date had to be compared.




     Once reflectances were obtained for particular point locations,




they were plotted and compared with ground-truth data on SQ% effects to




ascertain whether any relationships existed.






Overflights




     Aerial photographic overflights of areas near 4 of TVA's 12 coal-




fired power plants were performed during the 1977 and 1978 growing seasons




when the foliar effects of S02 on vegetation were still visible to ground




observers.  Soybean fields near Colbert Steam Plant in northwestern Alabama,




Johnsonville Steam Plant in western Tennessee, and Shawnee Steam Plant in




western Kentucky were photographed, as were soybeans, winter wheat, and



pine trees growing near Widows Creek Steam Plant in northeastern Alabama.




Several flying heights and film types were used.






Colbert Site Tests



     One extensive test and one intensive  test of the photometric analysis




technique were conducted using photographs of the Colbert Steam Plant  area.




The extensive  test focused on five  soybean fields that fell within  a single




photographic  frame.  Four of the fields were affected by  S02 and one was




unaffected.   The  effects consisted of  light levels of chlorosis, but no




necrosis.   The soybean  canopies were nearly continuous, but  some areas were




infested with weeds  and  there was  evidence of  drought-induced  stress.  A

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                                -17-






microdensitometer was used to measure optical densities of the CIR film at




sample locations within each soybean field.  The instrument was filtered




so that measurements were made in the green, red, and near-infrared (IR)




bands.  The single-band densities were converted to reflectance and com-




pared with foliar injury levels.  No relationship was indicated.  However,




the IR/red reflectance ratio decreased as foliar injury increased.  Also,




the weed-infested fields showed high standard deviations for IR/red




measurements, and weed-free fields with continuous canopies showed low




standard deviations for IR/red.



     The intensive test included a single field of S02~affected, mature,




weed-free soybeans near Colbert Steam Plant.  Measurements of optical




density were made systematically at 196 points within the field to deter-




mine possible relationships between reflectance and three other parameters:




chlorosis, plant height, and elevation of the field.  After the densities




were corrected to reflectance, regressions of this parameter versus




chlorosis, and chlorosis versus elevation were calculated.  None of these




relationships was significant (a=.05), and the r2 coefficients were all




below 0.25.  A comparison of three-dimensional plots of the data for the




soybean field showed little similarity between the variations in




reflectance and the other parameters.






Johnsonville Site Test



     Several incidents of S02 injury to vegetation occurred near the John-




sonville area during July 1977 and were photographed from the air by TVA




and EPA on different dates.  A full range of foliar effects was still




visible to the ground observer in many of the soybean fields at the time




of the overflights.  We obtained copies of all of the film for inter-




pretation and photometric analysis.

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                                -18-






     Microdensitometer measurements of optical density were made at random




point locations in 15 soybean fields where the S02 plume had contacted the




crop.  The number was later reduced to nine because the other six fields




consisted of immature plants and incomplete canopies.  The optical densi-




ties were then converted to reflectance.




     Statistical analysis of the Johnsonville data included comparison




of the reflectances with ground truth.  The IR/red ratio correlated




significantly (a=.05) with injury (r2=0.32), but the direction (positive)




of the relationship was not in accordance with theory.  None of the single-



band reflectances showed any relationship to injury.






ANALYSIS OF MULTISPECTRAL SCANNER DATA



General




     Three times since 1975 TVA has arranged multispectral scanner (MSS)




overflights of S02-affected soybean fields.  The first overflight, which




covered the Shawnee Steam Plant area,  was conducted in 1975 by NASA/Earth




Resources Laboratory, from Slidell, Louisiana.   The results of analysis




of this MSS data were negative because of the effects of diverse farming



practices and differing stages of crop growth.   The second MSS overflight



was conducted in 1977 by the Environmental Protection Agency (EMSL-LV),




who scanned affected soybean fields near Colbert Steam Plant.   The third



MSS overflight was done in 1978 by EMSL-LV, this time over affected




fields near Shawnee.   Concurrent CIR photography was acquired on all of




these MSS overflights, and it was used along with ground truth to support




the MSS imagery analysis.  Analyses of the 1977 and 1978 data are summarized




in this report.

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                                -19-






Ground Truth



     Colbert Site Test—Evidence of multiple exposures of vegetation to




SC-2 was observed in a 1,620-ha area north of the Colbert Steam Plant dur-




ing July and August 1977.  A scanner overflight was conducted on August 29,




at which time the soybeans still showed the foliar effects.



     Shawnee Site Test—Field surveillance by TVA biologists showed that




during early August 1977, vegetation was affected by 862 emissions in




three areas totaling approximately 857 ha located south and east-




southeast of the Shawnee Steam Plant.  Effects ranged from very light to




severe.






Optimal Flying Heights




     The MSS lines over Colbert and Shawnee were flown at 1800 m and




500 m AGL.  The lower altitude provided no improvement in accuracy of the




results of data classification.  Since a low altitude line generates more




data per kilometer flown and is therefore more costly to analyze, we then




concentrated on the higher altitude data.






Optimal MSS Channels




     Existing computer algorithms developed by NASA/Earth Resources




Laboratory were used to select the best four channels from eight for




detecting and classifying SC^-affected soybean fields using the Colbert




data (Table 5).  The selection was required before supervised data classi-



fication could be done by the computer, which required a maximum of four




channels as input.  Two procedures were used, the first procedure result-




ing from computation of divergence matrices showing optimal separation of




data classes, and the second resulting from computation of maximum

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                                -20-
     TABLE 5.  OPTIMAL MSS CHANNELS FOR DETECTING AND CLASSIFYING
               S02-AFFECTED SOYBEAN FIELDS NEAR COLBERT STEAM
               PLANT IN 1977
Procedure3
1



2



MSS channel,
designation
4
7
8
9
4
6
7
8
Wavelength
(H«0
0.50-0.55
0.65-0.70
0.70-0.79
0.80-0.89
0.50-0.55
0.60-0.65
0.65-0.70
0.70-0.79
Spectral
region
Green
Red
Near-IR
Near-IR
Green
Red
Red
Near-IR
o
^Procedures discussed in text.
 MSS channels 3 through 11 (blue through thermal IR) considered.


divergence among individual areas (agricultural fields).  The blue and

thermal IR channels were rejected because of their inherently low

contrast with respect to vegetation.


     Optimal channels were also selected from the Shawnee data (Table 6).

Basically the same channels were chosen as for Colbert.  There was some

open water in the Shawnee north-south flight line, and its influence

probably resulted in selection of the blue channel by the computer.



MSS Data Classification

     Classifying digital images involved three procedures:  unsupervised,


supervised, and pseudosupervised.  The unsupervised procedure is done

without intervention by the analyst, and no preliminary training of the


computer is done.  Therefore, the need for a_ priori knowledge of the


scene is not great.  The supervised procedure involves programming the


computer with ground truth so it can recognize the phenomena.  The


pseudosupervised procedure is an efficient combination of the two others,

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                                -21-
     TABLE 6.  OPTIMAL MSS CHANNELS FOR DETECTING AND CLASSIFYING
               S02-AFFECTED SOYBEAN FIELDS NEAR SHAWNEE STEAM PLANT
               IN 1978

MSS channel
designation
3
7
8
9
5
7
8
9
Wavelength
([M)
North-South Flight Lines
0.45-0.49
0.65-0.70
0.70-0.79
0.80-0.89
East-West Flight Lines
0.55-0.60
0.65-0.70
0.70-0.79
0.80-0.89
Spectral
region
Blue
Red
Near-IR
Near-IR
Green
Red
Near-IR
Near-IR

<»
 MSS channels 3 through 10 considered.  Channel 11 (thermal IR) not
 considered.  Procedure used was interclass distance separation.


and it uses a minimum of ground truth.  The supervised and pseudosuper-

vised procedures use a maximum of four input channels, while the

unsupervised procedure can use eight.

     The three procedures were evaluated by comparing their output which

consisted of classified images (maps)  depicting patterns of affected

and unaffected soybean fields.  The ground truth about the proportion of

each field that was affected by SO^ was compared with the classification

results.

     In MSS data classification, there are errors of omission and errors

of commission.  The first error results in underclassification and the

second, in overclassification of the phenomena of interest.

     The accuracy evaluation showed that the pseudosupervised classifier

could map soybeans without regard to 50% effects with overclassification

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                                -22-






errors of 0.6 to 5.1 percent.  This procedure could differentiate moder-




ately to severely affected soybeans and unaffected soybeans with over-




classification errors of 11.3 to 24.4 percent (Table 7).  It was not




tested on very light to light S02 effects.  The unsupervised classifier




could identify soybean fields without regard to SC>2 effects with over-




classification errors of 7.6 percent.  However, it could not separate




S02-affected soybean fields from unaffected soybean fields.




     The supervised classification procedure yielded inconclusive results.




Because of time constraints, this classifier could not be tested on




moderately to severely affected soybean fields.  Had it been, the classifier




might have yielded better results than the pseudosupervised procedure.






Enhancement of Patterns of S02 Effects Within Fields




     The I2S Image Processing System at TVA's Mapping Services Branch in




Chattanooga was used to enhance and display selected scenes of MSS data




covering the Shawnee area.   The effects on soybeans ranged from very




light to severe.   A density level-slicing procedure was used to display




the background in monochrome and the S(>2 effects in orange.  The cor-



respondence of patterns with field observations of injury was fairly




close in some fields,where the soybean canopies were dense and continu-




ous.  The scanner system was apparently not successful in detecting very




light and light chlorosis.   Moreover, the instrument did not consistently




detect moderate and severe injury to the crop.




     Multispectral scanner imagery from the orbiting Landsat vehicle was




obtained for the Shawnee Steam Plant to cover a period when the 862




effects on soybean fields should have been visible to the ground observer.




Preliminary analysis of the four individual MSS bands and the color




composite provided no indication of patterns associated with the effects,




so this task was discontinued.

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                    TABLE 7.  ERRORS RESULTING FROM PROCEDURES FOR DETECTING
                              AND CLASSIFYING S02 EFFECTS ON SOYBEANS
        ,                Site with Light S02 Effects  Site with Moderate to Severe S02 Effects
                          Unsupervised  Supervised         Unsupervised  Pseudosupervised
Separation of soybeans
from other land cover
Separation of S02-
affected from
unaffected soybeans
  +7.2%
  +7.6%
+142.0%
+101.4%
 +5.1% (first
 flight line)

 +0.6% (second
 flight line)

-24.4% (first
 flight line)

+11.3% (second
 flight Line)
                                                                                                             i
                                                                                                            N3
                                                                                                            OJ
^Inconclusive results, error not determined
+0verclassification
-Underclassification
Zero percent would indicate no error

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                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
 REPORT NO.
 PA-600/7-81-113
                             2.
                                                            3. RECIPIENT'S ACCESSION NO.
 TITLE AND SUBTITLE
 .emote Sensing of Sulfur Dioxide  Effects on Vegetation
 inal Report  - Volume I - Summary
                                     5. REPORT DATE
                                       July  1981
                                     6. PERFORMING ORGANIZATION CODE
 AUTHOR(S)
 .  Daniel Sapp
                                                            8. PERFORMING ORGANIZATION REPORT NO.
                                       TVA/ONR/ARP-81/5
 PERFORMING ORGANIZATION NAME AND ADDRESS

)ffice of Natural Resources
 ennessee Valley Authority
Morris, TN   37828
                                     10. PROGRAM ELEMENT NO.

                                      INE  625C
                                     11. CONTRACT/GRANT NO.
                                                             80 BDJ
 2. SPONSORING AGENCY NAME AND ADDRESS
U.S. Environmental Protection Agency
 )ffice of Research and Development
Office of Energy, Minerals, and  Industry
 Washington, D.C.   20460              	
                                     13. TYPE OF REPORT AND PERIOD COVERED
                                      Final  1976-1980	
                                     14. SPONSORING AGENCY CODE
 5. SUPPLEMENTARY NOTES
                     This project  is part of the  EPA-planned and -coordinated Federal
 interagency  Energy/Environmental  R&D Program.
 6-ABSTRACT Three techniques  for  detecting and mapping sulfur dioxide  (S02) effects on
the foliage  of  sensitive crops  and trees near large, coal-fired power plants were testec
and evaluated.   These techniques  were spectroradiometry, photometric  analysis of aerial
photographs,  and computer analysis of airborne multispectral scanner  data.

 pectroradiometry is a useful,  ground-based technique for measuring  the changes in
reflectance  that accompany  exposure of sensitive  crops to S02.  Photometric analysis  of
aerial color-infrared photographs has some practical advantages for measuring the
reflectances of forest species  or for synoptic point-sampling of  extensive areas; these
tasks cannot be done effectively  by field crews.   The relationships  among reflectance,
 :oliar injury,  and yield of  crops are complex and are affected by many extraneous vari-
ables such as canopy density.   The S02 effects are easier to detect  on winter wheat than
on soybeans,  but in either  case they cannot be consistently detected  by airborne remote
sensors  except  under near-ideal conditions when the injury is moderate to severe.  Air-
 >orne multispectral scanner  data  covering affected soybean fields were analyzed using
three computer-assisted procedures:  unsupervised, supervised, and pseudosupervised;
the last method provided the bes,t results.  Landsat imagery was also  investigated, but
the foliar effects of 862 were  too subtle to detect from orbit.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                               b.IDENTIFIERS/OPEN ENDED TERMS
                                                                             COSATl Field/Group
   Air pollution *
   Electric power plants
   Photointerpretation
   Remote sensing *
   Environmental surveys *
Infrared photography
Photometry
Reflectance
Sulfur dioxide *
Plant pathology
Transport processes
Char., meas. & monit.
Crop & forest species
Digital image analysis
Multispectral scanning
Microdensitometry
Tennessee Valley
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