OCR error (C:\Conversion\JobRoot\000002QK\tiff\20007345.tif): Unspecified error

-------
                                                   EPA-905-4-85-004
                                                   May  1985
METHODS MANUAL FOR BOTTOM SEDIMENT SAMPLE COLLECTION
                         by
                   Marvin Palmer
          Surveillance and Research Staff
        Great Lakes National Program Office
        U.S. Environmental Protection Agency
                      Region V
        Great Lakes National Program Office
          536 South Clark Street, Room 958
              Chicago, Illinois 60605
              Environmental  Protection Aso
                5,  Library  (5PL-16)
                Dearborn  Street, Boom 1670
                ,  IL    60604
                     March 1984

-------
                               Table  of Contents



1.   Introduction

2.   Purpose of the Manual

3.   Sampling Site Selection

4.   Sampling Equipment

    4.1  Core Sampler

    4.2  Ponar Dredge

    4.3  Macroinvertebrate  Samples

    4.4  Safety equipment


5.   Sample Containers arid  utensils

6.   Sample Collection

7.   Field Observations

8.   Preservation of Samples

9.   Sample Handling And  Custody Procedures

    9.1  Introduction

    9.2  Sample Control/ Holding Procedures

         9.2.1  Procedures  for  Hazardous  and  non-Hazardous Water and
                Sediment Samples

         9.2.2  Sample Handling - Contract Laboratories and Contract Field
                Staff


    9.3  Chain of Custody  Procedures

         9.3.1  Sample Custody

         9.3.2  Field Custody Procedures

         9.3.3  Transfer of Custody and Shipment

         9.3.4  Field Custody - Contractors

-------
                           Table of Contents (Cont.)
     9.4  Field  Logbook



     9.5  Laboratory  chain  of Custody Procedures



10.   Documentation Control  Program



     10.1    Introduction



     10.2   Region V  Documentation Control Program Description



     10.3   Document  Control Number



     10.4   Serialized Documents



     10.5   Project Logbook



     10.6   Field  Data Record
                                        "V


     10.7   Sample Identification Documents



     10.8   Chain  Of  Custody Records



     10.9   Photographs
     10.10  Corrections  To  Documentat
11.  Quality Assurance


    11.1   Introduction


    11.2   Policy  And  Objectives


    11.3   Quality Assurance  Procedures
on

-------
                                List  of Figures
~igure 1
-"Igure 2
Figure 3
-Igure 4
r:igure 5
Figure 6
Figure 7
Figure 8
Equipment and Supply Checklist
Field Observation Sheet
Site Location Sheet
Logbook Format
Core Sectioni ng Log
Chai n of Custody Tags
Chain of Custody Record
Core Samp! er
                     List  of Tables
Table i    Categories  for Field  Evaluation of  Sediment Characteristics
Table 2    Qualitative Descriptions  of  Odors

-------
                                  INTRODUCTION



             Great  Lakes  Harbor and River Sediment Sampling Program





     Toxic substances  are being introduced into the environment from many sources.



Secondary compounds  from  these toxicants are often formed in the environment.



Some of these secondary compounds  are more hazardous than the primary chemicals



from which they came.





     Sediments serve as a sink as  well as a potential source for toxic and con-



vential  pollutants.   Even if discharges of pollutants are completely eliminated5



contaminated sediments can serve as a continuing source of pollution to aquatic



life, the Great Lakes, and the populations using the water bodies for drinking



water supplies.  If  one  names the  toxic substance problem areas around the Great



Lakes - Waukegan,  Indiana Harbor Canal, Ashtabula, Saginaw River and Bay, Sheboygan



River, Green Bay,  Milwaukee, Buffalo and Niagara River, the "problem" is invariably



linked with toxics  in  the sediments.





     Some 10 million cubic meters  of sediments are dredged annually to maintain



navigation in Great  Lakes'  ports.  Many of these ports contain sediment contami-



nated with toxic substances.  Environmentally safe dredging and disposal is neces-



sary to protect the  lakes, wildlife, and the public while maintaining the econonic



viability of water  borne  commerce.





     A large data  base on levels of sediment contamination by conventional pollu-



tants (volatile solids,  nutrients, metals) in Great Lakes exists from past USEPA



monitoring and Corps of Engineers' monitoring of federal navigation channels.



This data base has  allowed the development of guidelines for determining the rel-



ative level of contamination in sediments and has been used to evaluate the suita-



bility of sediments  for open lake  disposal.  This data base may be the largest



consistant (sampling methods and analytical methods) sediment contami nation data



                                      1

-------
base in the country, representing over 100 harbors and rivers.   The data has been



widely used for dredge and fill  review, ranking of problem areas, reporting on



environmental  status of areas, etc.   Data gathered in the program has helped de-



tect or verify toxic substrance  problems at Waukegan (PCBs) Marinette-Menominee



(arsenic), Ashtabula (PCBs, HCBs), Detroit River and Lake St.  Clair (mercury),



Sacketts Harbor (mercury), Green Bay (mercury), etc.  In a number of cases the



information stimulated remedial  actions.





     Due to the relatively recent identification of in-place pollutants as major



remaining sources  of contaminants and the availability of the  analytical capabil-



ity to allow the measurement of  toxic organics, only a very limited and disjointed



data base presently exists for organic contaminant levels in sediments.  To fill



the void, Great Lakes National Program Office (GLNPO) is working to determine the



degree of contamination of Great Lakes river and harbor sediments by toxic



substances.  Sampling priorities are being determined by examining fish flesh



contaminant data,  locations of likely industrial sources, and  by review of



USEPA and other agency data.





     The information generated by this program will be used in making regulatory



decisions on dredging and disposal and to identify environmental "hot spots"



requiring further remedial activity including identification and control of



sources.  Chemicals monitored in the sediments will form a new information base



for the Great Lakes.  Selected samples will be scanned for organics and metals



using best available methods.  The organic scans involve acid, base, and neutral



extraction of volatile and non-volatile substances.  Quantification is routinely



done by gas chromatograph electron capture technology (GC/EC)  for PCBs and 30



some pesticides.



                                       2

-------
    The basic tests in current use for the pollutional evaluation of bottom

sediments include:

     1.  The field observation of the sample for color, texture, odor, oil,
         benthic organisms, detritus, etc.

     2.  Bulk sediment chemical analysis of the sediment.

     3.  Sediment size distribution.

     4.  An elutriate test of the sample mixed with water from the dredging
         site.

     5.  Macroinvertebrate identification and enumeration.

     6.  Sediment bioassay using sediment together with macroinvertebrates,
         periphyton, and fish to determine relative toxicity.
2.  Purpose

     The purpose of this Methods Manual is to provide detailed procedures for

survey planning, sample collection, document preparation and quality assurance

for sediment sampling surveys conducted by the Great Lakes National  Program

Office.  The data base will be utilized, if need be, to institute a  remedial  action

program in accordance with USEPA policies and procedures guidelines.


    In order to remain current, this manual will be reviewed and updated on

an annual  basis.


3.   SAMPLE SITE SELECTION
     Each site survey is designed by determining and plotting on a large scale

map the location of sewage treatment plant discharges,  combined sewer discharges

(particularly those carrying industrial  waste),  industrial  discharges, and any

other feature that might result in contaminated  sediments.   To this is added

any data on sedimentation patterns that  may exist from  dredging records, and

-------
existing data on sediment quality.   This  information is used to identify loca-
tions where contaminated sediments  are most likely to be found.

     Two categories of sampling  sites are selected.  Primary sites are sites
that are most likely to be contaminated and all primary sites samples will
be scanned and run for specific  compounds which are known to be used in the area
or have been found in fish from  the  area.  Secondary sites are sites which  will
be run if the primary sites indicate a significant problem exists and will  be
used to define the extent of the problem.  Secondary samples would only be  ana-
lyzed for the specific compounds indicated as  problems at primary sites.  Com-
pounds for specific analysis at  primary sites  will be selected based on data
from fish and from data on industrial and agricultural usage in the area.

     In general,  the finer and more  polluted sediments will deposit along the
edges of a navigation channel, on the inside edge of a curve in a river, and on
the down drift side of the littoral  drift beach zone.   Samples should, therefore,
generally be collected in these  areas rather than mid-channel.  Sounding charts
are extremely helpful  for sample site selection since they show the areas
requiring the most dredging and, therefore, where the shoal material is deposit-
ing.  On a straight channel, lacking sounding  information, a good approach  is to
select sites on alternating sides of the  channel.

     Areas likely to show the pollutional effects of man's activity should  be
sampled.  Therefore, where applicable, sample  sites should be located in the
vicinity of marinas, loading docks,  industrial or municipal outfalls, etc.
If only a limited number of PCB  and  pesticide  samples are to be collected,  they
should be collected at these sites.

-------
     If an open water disposal  site may be used for  the dredged  sediment,  sample
sites in the disposal site may  be appropriate.
     If a sediment bioassay is  to be performed, sediment samples from "unaffected
areas" in the lake should be collected for use  as  "control"  sediments in the
toxicity testing.

4.  SAMPLING EQUIPMENT

     Where the bottom material  is of recent origin,  such as  in areas  dredged
recently, surface grab samples  are usually sufficient.   Where there is likely
to be stratification of different sediment types with varying pollutional
levels, such as in areas where  dredging has not taken place  for  a long time,
core sampling is recommended.  The length of the core should approximate the
depth of the unconsolidated deposits.   The final choice of sampler to be used
will depend upon the known or suspected characteristics of the area to be
sampled.  Currently, a 2 inch diameter stainless steel  corer with a CAB plastic
liner is used for all samples whenever possible.
     Surface grab samples are collected when the coring device is ineffective
(sand or gravel), or when large quantities of surface material are required
(benthos collection or bioassay).
     Macroinvertebrates are separated from the  sediment by washing on a U.S.
standard No. 30 sieve.
     4.1  Core Sampler
          The stainless steel corer utilized by GLNPO is approximately 4 ft  in
length and has a 2 inch inside  diameter.   A  weighted free fall  through the
water generates the force to penetrate the bottom  sediment.   A bronze nose
flutter valve prevents the material  collected from dropping  out.   Thus once the
sediment is in the corer it will  remain in the  corer, unless it  is very watery
(non-cohesive).

-------
     If the sample is brought back in it's liner,  the core liners  should be
labelled with a sample tag (Figure 6) including date, time,  sample location,
the number of the core if multiple cores are collected at  the  same site,  and
the person collecting the sample.   The liners should  be labelled to indicate
which end is the top of the core since this may not be obvious from the  appear-
ance of the core.
     The core diameter and the vertical  resolution desired (i.e.,  2 inch verti-
cal layers, 1 foot vertical  layers, etc.) will  determine the number of cores
required at a sample site to provide sufficient sample material to perform the
desired chemical  tests.
     Core samples are usually best collected and stored using  a core liner which
is capped at both ends for transportation and storage.  Metallic liners  (stain-
less steel preferred) or Teflon liners should be used if PCB and pesticides analy-
sis is to be performed on the sample.

     Experience with plastic liners to date has revealed no  contamination
problems with regard to PCBs and pesticides, but before extensive  use of a
particular material, that material should be ground up, mixed  with sediment and
the results compared with the results from the  sediment prior  to mixing.

     Core samples are usually best left  in the  core liner  for  processing at the
laboratory.  If this is not  possible due to the type  of corer  used or the excess-
ive length of the cores, the cores may have to  be  extruded in  the  field  with  a
solid extruding rod (Figure  8), cut in about 30 cm or less lengths and placed
in sample jars with Teflon lined caps.  In this case, upon being extruded, the

-------
samples are handled in the same manner as discussed below for surface grab
samples.  Particular attention must be paid to properly labelling the sample
jars that will contain the various core vertical  sections.   The labels should
include the sample site, the number of the core if multiple cores will be taken
at the same site, and the vertical section of the core (i.e., 0-6 inches, 6-12
inches, etc.).

     4.2  Ponar Dredge
          The Ponar dredge is an aluminum/steel device also used in  collect-
ing sediment samples whenever a corer cannot be utilized.  The jaws  of the  Ponar
dredge, which close on the bottom, provide a sharp cutting  action.   The wide
jaws functions to prevent stones from jamming the shutting  mechanism.   The
screen on'the top serves to reduce the sediment loss due to the pressure-wave
in front of the dredge upon descent.

          Upon retrieval, the sample should be emptied into either a rnetal
(bioassay,  PCB or pesticides sample)  or polyethylene (all other samples)

tub.  The field observations should be recorded as discussed later in "Field
Observations".  Additional  pertinent  information  that should be recorded  includes
the number  of grabs used if a composite sample was necessary to obtain sufficient
sample material  and a separate description of any grab in the composite which
differs markedly from the other grabs in the same composite (see figure 2).

          Care should be taken to assure that a representative sample is  taken.
Therefore,  it is recommended that the sample be thoroughly  mixed in  the tub prior
to transfer to a sample jar.

-------
        Bioassay samples should be processed using a stainless steel  spoon or
spatula.  Multiple grabs will  likely be required to obtain sufficient sample
volume.  The sample should be appropriately labelled and put in an ice chest
with ice (see "Preservation" section).

     4.3  Macroinvertebrate samples
          Samples must be washed through a U.S.  Standard No. 30 sieve.  The ma-
terial  that is retained on the sieve after thorough washing should be spooned
or transferred with tweezers to the sample jar.   Care must be taken to avoid
injury  to the benthic organisms when transferring them to the sample  jar.

          The appropriate label should  be filled out and affixed to the sample
jar.  If more than one jar is necessary for a sample, all tags should include a
notation such as "1 of 3, 2 of 3, . . .".  The jars do not have to be placed in
an ice  chest but they may be for convenience.

     4.4  Safety Equipment
          The field personnel  will follow all the safety procedures to assure an
accident free working environment.  They will utilize floatation devices,  wear
rubber gloves, and steel-toe shoes.

          The equipment needed on sediment surveys will vary, depending on the
area and the purpose, but a check list  such as Figure 1 should be used to  assure
that needed equipment/supplies are not  over-looked.

-------
5.0 Sample Containers





    Any container material  can be criticized for  some reason,  legitimate  or  not,



unless adequate quality assurance, in  conjunction with the  sampling  is  used  to



show that contamination of  the sample  and loss  or degradation  of  the sample  para-



meters is insignificant.   For all sediment samples glass  jars  with teflon lined



lids, are generally considered satisfactory.  The major disadvantage of glass  is



that freezing samples in  the jars will  usually  break  the  jar.   The suitability



of various plastics for use as containers for PCB, pesticides, and bioassay



samples has not been adequately studied to warrant their  use.   Polyethylene  and



polypropylene are generally considered acceptable for most  inorganic chemical,



physical and biological parameters.   Teflon is  generally  considered  satisfac-



tory for virtually every  parameter,  but the extreme cost  of Teflon makes  its



use limited.



     For organics samples,  the sample  should be transferred from  the metal tub



to the glass sample jar using a metal  spoon or  spatula.  The glass jar  should



be pre-washed as outlined below.  An aluminum foil square should  be  placed over



the mouth of the jar (overlapping about 2 inches) or  a Teflon  liner  inserted in



the cap before sealing with the cap.  The sample  jar  should be labelled (see



Figure 6) and placed in an  ice chest (see "Preservation"  section).





     In some cases, such  as bioassay and elutriate water, quality assurance



studies for sample Containers have not been performed.  GLNPO  advocates



the use of either glass or  polyethylene for elutriate water and glass or  stain-



less steel for bioassay samples.

-------
     Aluminum foil  has been used  for  lining  caps for sediment samples in the
past, apparently with no adverse  effects.  Beginning with the October 1982
survey, teflon lined closures will  be used exclusively for all sediment samples,

     Occasionally glass sediment  sampling jars have been prewashed with
soap and water or with hexane, but  for the most part, new unwashed jars have
been used, with at  most a thorough  rinsing with water from the sampling site.
Since no adverse effects have been  noted from this procedure, it is now the
standard operating  procedure.   In summary, at present new (unused) jars are
pre-rinsed with water from the sampling site and Teflon lined paper backed lids
are used for closures.

6.0   SAMPLE COLLECTION
     If samples are to be collected from a small boat, the location of the sam-
pling can be defined by compass  point to nearby landmarks or navigation buoys,
rangefinder readings to nearby landmarks, fathometer readers, Loran C readings,
visual  estimates or various  combinations of these.

     Depending on wind velocity  or difficulty of obtaining a sample it may or
may not be necessary to put  down an anchor to maintain position while sampling.
The core sampler may be allowed  to free-fall from a certain distance above bottom
or it may be lowered fairly  rapidly.  The advantage of a fairly rapid versus
lowering free-fall, on the present winch, *at least, is that it reduces the
incidence of tangled cable.   It  may also reduce the incidence of smashed or bent
nosepieces.
                                      10

-------
     As indicated under equipment, coring is the preferred method of sampling



for priority pollutants.





If elutriate tests will be performed on sediments, water samples for the



elutriate test should be collected at a depth of 1 meter from the bottom in an



area representative of that which will be dredged.  A non-rnetal lie sampler



should be used.  The sample bottle should be placed in an ice chest for storage



(see "Preservation" section).





7.0  FIELD OBSERVATIONS





     Observations on a sediment sample in the field form an important part of



the pollutional evaluation.  Comprehensive field observations are a very valu-



able aspect of the survey for sediments.



     Field observations that should always be recorded include sampling date



and time; sampling site significance and location; sampling depth; color,



texture, odor, presence of oil  in the sediments; and the absence or presence of



benthic organisms, as well as their identification, if possible.  Figure 2 & 3



show an example of a properly completed observation sheet.  The field logbook



is also utilized (Figure 4).



     At surface sampling sites where macroinvertebrate samples will not be



retained for further analysis,  it is useful  to sieve a portion of the sediment



sample through a U.S. Standard No. 30 sieve  as an aid to completing the entries



for observed benthic organisms  on the field  observations sheet.





     Notations of any unusual conditions encountered should also be recorded on



the field observation sheet.  This can include, for example, adverse weather con-



ditions, equipment malfunctions,  frequent passage of shipping traffic, etc.
                                       11

-------
Further notations to be made depend upon the sampling  equipment  used  or  the  c/!>,
cf samples being collected,  i,n\ «re discussed i n the appropriate  sections
e.' sewher e.
     In order to achieve cor.Gisterrcy in recording sucn data,  guides to ci'i'.su.
ing sediment types and odors are gibers In Tables 1  a-M :-!.   In the cast of odor;,,
the abbreviated codes given in Table 2 can be used  for <<  klrd of  shortlana noi.:
tion.   Additional  pertinent  information that should be recorded  include;, the
number of attempts required  to obtain a useable  core,  tlu-; approximate penetra-
tion depth of the corer, loss of sample through  top or bottom of  sampler upon
retrieval, etc.

8.0  Preservation of^ampl_e	
     Except for macroi nvertebrates samples,  the  samples should bu placed in an  sea
chest  with wet ice for storage.   The chest should be refilled with wet ice as
necessary to keep the chest  contents cold, at approximately 4°C to prevent
bioloaical activity and chemical  reaction.

     The appropriate label  should be filled  out  and affixed to the sample isn.
If more than one jar is necessary for a sample,  all tags  should  include a n.na-
tion such as "1 of 3, 2 of  3, .  . .".

     For macroinvertebrates  samples, the preferred  preservative  is 70% ethanol.
A 70%  ethanol  solution is approximated by  filling the  jar, containing the sample,
half full  and a small amount of rinse water, with 9b%  ethanol.
                               12

-------
     If formalin is used for the macroinvertebrates,  the jar should be filled

about one-half full with sample.  Sufficient rinse water should be added  (or

already present) to assure that the sample is suspended in  water.   Formalin

should then be added to 5% by volume,  i.e.,  add about 25 ml  formalin per  pint

of sample (including rinse water).

     Once preserved as above, the samples do not have to be kept cold.  For

convenience, they may be kept in the same ice chest used for the samples  dis-

cussed above.  However, the macroinvertebrate samples should not be frozen.

     The required field preservations  can be summarized as  follows:


        Preservation                     Sample types

    Iced, at about 4°C,               Bulk sediment chemical  analysis
                                      Elutriate test  sediment samples
     but not frozen                   PCB and pesticides samples
                                      Water for the elutriate test
                                      Bioassay samples

    70% ethanol or 5% formalin    Macroinvertebrate samples


9.0  SAMPLE HANDLING AND CUSTODY PROCEDURES

     9.1  Introduction

     As in any other litigation, the USEPA must be able to  prove that any analyt-

ical data offered into evidence in a court of law accurately represents environ-

mental conditions existing at the time of sample collection.   This implies that

it can be clearly demonstrated that none of the involved samples could possibly

have been tampered with during collection, transfer,  storage or analysis. There-

fore, an accurate written record must  be maintained to trace the possession of

each sample from the moment of it's collection through it's introduction  into

evidence.  Samples for which this accurate documentation is maintained are called

custody samples.

                                       13

-------
Since the USF.PA, Region V,  performs  the  same  basic sample handling operations on
both known litigation and non-litigation samples all sediment samples collected
by the SRS will be collected and  handled according to the standard custody proced-
ures.  This does not apply  to GLNPO's  lake surveillance water samples.

     9.2  Sample control/holdi ng  procedures
     A sample is physical  evidence collected  from a facility and/or from the
adjacent environment.   An essential  part of all enforcement investigations is
that evidence collected be  controlled.   To accomplish this, standard operation
procedures for sample handling  and chai n-of-custody have been developed.  Accord-
ingly, these procedures shall  be  utilized for all sampling situations and sample
types (parameters and preservative types) carried out by the SRS staff on sedi-
ment surveys.

     Environmental  samples  may  represent several media/ matrices or mixed
media/matrices types; e.g., water, fish, sediment, air, soil, oil, and water,
etc.  Some of the desired measurement  parameters may be completed in the field
(e.g., ph, temperature, fl ow measurement, etc.).  All field measurements will
be recorded (in the field at the  time  of measurement) directly in serialized
Field Logbooks or on field  data record forms.  (Field Data Record Sheet and
logbook format are shown in Figures  2  &  4.)

     Samples other than the in-situ  and  in-field measurements will be identi-
fied by the  National  Standard  format  tags (see Figure 6) with all infor-
mation filled out as appropriate  and indicated.
     These samples are removed  from  the  sample location and transported to
a laboratory or other location for analysis under proper preservation and ship-

                                      14

-------
ping procedures.   Sample tags shall  be completed for  each sample, using waterproof
ink unless prohibited by weather conditions.  For example, a logbook notation
would explain that a pencil  was used to fill  out the  sample tag because a ball-
point pen would not function in freezing weather.  The information recorded on
the sample tag would include:

Project Code -     A number  assigned by Environmental Services Division (ESD)
                   and also  serves as the  Document Control number for the
                   survey.
Station Number -    A number   assigned by the  Project  Leader
                   using the CRL Log Number system.
Date -             A number  indicating the year,mo nth, and day of collection.
Time               A four digit nurnner (XXXX) indicating the military time
                   of collection-for example: 0954
Station Location-  The sampling station description,  as specified in the
                   project plan.
Samplers  -        Each sampler signs.
Tag Number -       A unique  serial  number  is  stamped  on each tag.
Remarks  -         The samplers record, pertinent observations and sample
                   type; i.e.,  water, sediment, fish, etc.
           Referencing the example'sheet of the Field Logbook, (see Figure 4) the
responsible field staff will enter both formated information (required entries)
and observational  information (judgemental data).  The Field Logbook will  be seri-
ally numbered and unique to  each survey/project.
           During collection, separation,  identification, and preservation, all
samples will be maintained under Chain-of  Custody procedures discussed later.  If
the composite or  grab sample is to be split,  it is aliquoted into similar sample
containers.  Identical  sample tags are completed and  attached to each replicate
                                       15

-------
and marked with a  "A"  in the  sample number.  The tag identifies the replicate

sample for the appropriate government agency, facility, laboratory, or company.

In a similar fashion,  all tags on blank or duplicate samples will  be marked with

an "R" or a "D", respectively.  An explanation of the numbering system follows.


           The sample  type letter is used to identify quality assurance and other

sample types.   The following  letters are fixed and are to be used  only as

specified:

            S = Sample
            D = Duplicate Sample (two samples collected)
            A = Duplicate Analysis (one sample split)
            L = Laboratory Control Standard
            R = Reagent  Blank (Field)
            B = Reagent  Blank (Laboratory)


           All other letters  may be used as the Project Officer wishes, after

clearing with the  CRL  Sample  Custodian.


           The sample numbers should be assigned in  numerical order to all samples

collected during the specified survey.  If more than 99 samples are collected dur-

ing a given survey, a  new survey number should be used as required to uniquely

identify all samples.  Quality Assurance samples should receive unique numbers with

duplicates being always  for the preceeding sample.


           Additional  examples are given below to further explain the system.
                                        16

-------
Sample Number "GP01S01"

WHERE:     G = Great Lakes National  Program Office
           P = Marvin Palmer
          01  = Palmer's first survey in FY 82
           S = Sample
          01  = First sample collected for project 01

Sample Number "GP01D06

WHERE:     0 = Great Lakes National  Program Office
           P = Marvin Palmer
          01  = Palmer's First Survey in FY-82
           D = A Duplicate Sample of Sample Number GP 01S05
          06 = The Sixth Sample in Project 01

           During the time that the  environmental samples are collected, the

proper aliquots are prepared and properly preserved,  an analysis request sheet

is completed, commensurate with the  desired parameters for each discrete ali-

quot.  The analysis request forms should have parameters  listed that match with

the parameters checked off on each sample tag, on each sample aliquot.   (In the

future, the CRL will generate the analysis request sheet  by computer.)   Most

sample data will be entered onto these analysis request sheets by the CRL and

returned to the data user.


           All field collected samples requiring shipment from the field to an

USEPA laboratory or to a centralized location, and/or shipment to a contractor's

laboratory will  be shipped in compliance with all applicable D.O.T. regulations,

preservation requirements, and USEPA safety requirements.  An overview  of these

procedures are listed below.


     9.2.1  PROCEDURE FOR HAZARDOUS  AND NON-HAZARDOUS WATER AND SEDIMENT SAMPLES


     These samples generally are collected in one (1) pint, one (1) quart, one

(1) gallon, or two and one-half (2 1/2) gallon glass  containers.


                                       17

-------
      Fourty-eight (48) or seventy-six (76)  quart capacity  plastic picnic  coolers
should be used to ship the samples.

           Samples are placed in the picnic  cooler in an upright  position  and
separated by styrofoam sheets of 1"  to 3"  thickness.   Alternately, cardboard sec-
tions are placed in a manner so as to keep the glass  sample bottles from  "bang-
ing up" against each other, both sideways  and from the top  and  bottom.

           After the styrofoam or cardboard  is placed in the picnic cooler, addi-
tional packaging material  consisting of "peanut", "popcorn" absorbents  or
"bubble" plastic sheets are used to  further  cushion and compact the cooler so
that movement is minimized.

           Volatile organic samples  (40 ml VGA vials) are wrapped in the  "bubble"
plastic sheets and placed  in one corner of the picnic cooler to prevent breakage
and leakage.  Paperwork to be shipped with the samples is placed  in a plastic
ziplock bag and sealed with tape.   Liberal portions of ice, crushed or  cubed,  are
added to fill the cooler and a cardboard sheet placed over  the  ice and  the
picnic cooler is sealed.  The cardboard serves to prevent breakage if the  cooler
is dropped, either in an upright or  upside down position.  U.O.T.  regulations
require packaging to withstand a four foot (41) fall.  The  above  packaging methods
achieve this requirement.   The picnic cooler is sealed with filament tape  complete-
ly around all edges and the custody  seal  is  placed on both  sides  of the cooler
and taped once so that when the picnic cooler is received,  the  receiver can
readily check to see if the seal has been  tampered with.

     On the outside of the chest,  a  sticker  indicating "THIS SIDE UP",  "WATER
SAMPLES", "FLAMMABLE" or "HAZARDOUS  MATERIALS", "GLASS",  or "FRAGILE" will be
                                       18

-------
attached to the sides and top of the cooler (to assure that any warning notice



can be clearly recognized by the courier).





     The custody seals should be covered with clear plastic and tape to decrease



the chance of accidental  breakage during transfer.





     When shipping hazardous samples, a "HAZARDOUS  MATERIALS SHIPPERS CERTIFICATE"



and an address label  must be attached to the top of the picnic cooler (these



latter procedures apply to Federal  Express  shipments only).  All of the former



procedures mentioned above apply to Purolator Courier and Federal  Express



Courier.  (The CRL presently does not use United Parcel Service.)





     9.2.2  SAMPLE HANDLING - CONTRACT LABORATORIES AND CONTRACT FIELD STAFF





     When practicable, all Regional laboratory and  field contracts managed by



the GLNPO will require the Contractor(s) to follow  identical sample handling



procedures as described above - any justifiable exception to the above shall re-



quire the approval of the GLNPO Director.  However, it should be noted - with



particularity - that the Agency has several national contracts for field investi-



gation/sample collection and laboratory analysis and each of these contracts has



it's own specific handling protocol; accordingly, these specific protocols must



be followed attendant to the contractual agreement.  In addition,  all of Region



V's handling requirements must also be met.  Prior  to establishing analytical or



field investigation/sampling contracts, CRL staff person(s) responsible for



coordinating  contract analytical work should be contracted for specifics.



General  guidelines follow:





     Both  USEPA and Contractors will use the National  Standard Sample Tag and
                                       19

-------
the National Standard Custody form - other specific field and tracking forms
and as required by the contract.

     All samples to be shipped will  follow the Standard Regional/ D.O.T. re-
quirements as defined under Shipping Procedures.

     All samples shipped to Region V contracted laboratories for analyses will
be accompanied by the tracking form, with distribution made as shown on the
form.

     Samples to be collected by the  FIT's Contractor or USEPA Region V staff
for analysis by the VIAR Contractor  will  follow specific protocol.  All forms
and procedures must follow the required order and sequences or the associated
samples will be discarded.

9.3  CHAIN OF CUSTODY PROCEDURES
     Due to the known or potential  evidential  nature of samples collected during
environmental  investigations,  possession must  be traceable from the time the
samples are collected until  they are introduced as evidence in legal  proceedings-
it shall be the policy in USEPA's Region V GLNPO to collect all sediment samples
under the standard custody procedures.

     Sample custody is initiated at the time of sample collection by  fixing a
numbered custody seal to each  sample taken or  by placing the sample in a locked
container or into a container  which is  sealed  with a custody seal.   The custody
form is also,  immediately filled out and signed by the person collecting the
sample.  It is the responsibility of the sampler to ensure that the sample and
sample descriptive forms are in custody (locked or properly sealed  to prevent
                                       20

-------
tampering) and that all  descriptive information is accurate and complete.   Each

individual who subsequently signs the custody form has a similar responsibility

and, in addition, must ensure that all  information added to the sample descrip-

tive forms is also complete and accurate.   This process is documented by the

use of the Standard National  Chain of Custody Record form (see Figure 7).   The

Chain of Custody Record forms are serially numbered (forms are accountable) and

provides an original for accompanying the associated samples and a copy for the

field records.

          9.3.1  SAMPLE CUSTODY

          By definition, a sample is under custody if:

          A.  It is in your possession or

          B.  It is in your view, after being in your possession or

          C.  It was in your possession and then you locked it up to prevent
               tampering or

          D.  It is in a designated secure area.

         9.3.2  FIELD CUSTODY PROCEDURES

         9.3.2.1    In collecting samples for evidence, collect only that number

which provides a good representation  of the media being sampled. To the extent

possible, the quality and types of samples and sample locations are determined

prior to the actual field work. As few people as possible should handle the samples,


         9.3.2.2    The field sampler is personally responsible for the care and

custody of the samples collected until  they are transferred or dispatched properly.


         9.3.2.3    Sample tags shall be completed for each sample using water

proof ink, unless prohibited by weather conditions. For example, a logbook

notation would explain that a pencil was used since a pen

would not function  in freezing weather.

                                       21

-------
          9.3.2.4  The Project Leader determines whether proper custody procedures



were followed during the field work and decides if additional  samples are required.





          9.3.3   TRANSFER OF CUSTODY AND SHIPMENT
          9.3.3.1  Samples are accompanied by a Chain-of Custody Record.  When



transferring the possession of samples, the individuals relinquishing and receiving



will sign, date, and note the time on the record.  This record documents samples



custody  transfer from the sampler, often through  other persons, to the analyst



and subsequently,sample storage in a custody room  (  If appropriate).





          9.3.3.2  Samples will be packaged properly for shipment and dispatched



to the appropriate laboratory for analysis with a  separate  custody record



accompanying each shipment (each ice chest).  Shipping containers will  be pad-



locked or sealed for shipment to the laboratory.  The method of shipment,



courier name(s), and other pertinent information,  is entered in the "Remarks" sec-



tion.  (The general  and specific procedures for shipping are described  under



"Shipping Procedures" of the document.)





          9.3.3.3   Whenever samples are split (replicated)  with a source or



government agency, it is noted in the "Remarks" section of the Custody  form



and in the Field Logbook. The note indicates with  whom the samples are  being



split and signed by both the sampler and the recipient. The  person relinquishing



the samples to the facility or agency should request the signature of a



representative of the appropriate party, acknowledging receipt of the samples.



If a representative is unavailable or refuses to sign, this  is noted in the



"Remarks" section.



          9.3.3.4  All shipments will be accompanied by the  Chain-of-Custody



                                       22

-------
Record identifying its contents.  The original  record will  accompany the ship-
ment, and a copy will be retained by the Project Coordinator.

          9.3.3.5  If sent by mail, the package will  be registered with return
receipt requested.  If sent by common carrier,  a Government Bill  of Lading will
be used.  Air Freight shipments are sent collect.  Freight  bills, post office
receipts and Bills of Lading will be retained as part of the permanent documen-
tation (see Shipping Procedures Section).

        9.3.4  FIELD CUSTODY - CONTRACTORS
        All Regional field contractors managed by the GLNPO will  follow the above
custody procedure when practical and appropriate.
        All justifiable cases requiring a variance from the above shall be reviewed
by GLNPO for approval.  This review shall occur before the fact in normal  opera-
tional procedures or as soon as possible after the fact for emergencies or other
controlled situations.  NOTE:  The National  Standard Tag and Custody Sheets are
always used for all sampling protocols.
     Chain of Custody Record
     Project Number     (data set number)
     YYAANN
                 YY - last two digits of calendar year in which samples are
                      collected
                 A  - first alphanumeric code for sampling office - N for  GLNPO
                 A  - second alphanumeric - code for survey leader
                 NN - survey number for survey leader
     Project Name - Rivermouth, harbor, industry, etc.
     Samplers (signature)  - signatures of all  survey members.
                                       23

-------
     Station numbers:   SOI, S02, DOS, 804, S05 etc.



     9.4   FIELD LOGBOOK

     In addition to the sample tags, field sheets,  analysis request sheets,  custody

sheets, and/or other contractor required forms, a serially numbered bound field

logbook must be maintained by the Survey Leader and/or other Field Team members

(as needed) to provide a daily record of significant  events.  In order to accom-

modate surveys of different magnitudes filed logbooks will be ordered in differ-

ent sizes.

     9.5  LABORATORY CHAIN-OF-CUSTODY PROCEDURE

     Due to the evidentiary nature of enforcement type samples collected and ana-

lyzed in the laboratory during enforcement investigations (active and potential),

possession must be traceable from the time received by the laboratory until  they

are introduced as evidence in legal  proceedings or ultimately disposed.  These

samples include all samples collected by GLNPO staff  and all samples received and/

or analyzed by the CRL.  To maintain and document sample possession in the labor-

atory, the following Chain-of-Custody Procedure shall  be followed:

     A sample is under custody if:

     1.  It is in your possession; or
     2.  It is in your view, after being in your possession; or
     3.  It is in a secure area.

     The actual procedure shall  be as follows:

     There shall be designated,  a Sample Custodian  and Alternate Sample

Custodian(s).  The Custodian accepts custody of the shipped or brought-in samples

and verifies that the seal  is intact and has not been tampered with, opens the

case, reviews and verifies that  the  information on  the tags are appropriate  and

that they match the information  on the Field Chain-of-Custody Record.  Other

                                       24

-------
pertinent information, as to shipment pickup, courier, etc., is entered in the



"Remarks" section of the Chain-of-Custody Record.  The Chain-of-Custody Record



form will remain in the official transfer registry within the laboratory.  All



appropriate transfers will be entered on that form.  The samples will then be



placed in a secured area, preferably, a dedicated area whose only access is to



the Custodian or Alternate Custodian (Custody Sample Storage Room).



     The Custodian will assign samples from and to his/her custody to the appro-



priate analysts.  The names and signature of individuals who receive samples are



recorded on the Chain-of-Custody Record.  Laboratory personnel  are responsible



for the care and custody of samples from the time they are received until they



are returned to the Custodian.  The sample is considered in the Custody of the



Analyst when it is in their possession, site, or in a secure area.  The sample



will be returned to the Sample Custodian when the Analyst completes the



procedure.



     When sample analyses and necessary quality assurance checks have been com-



pleted for identified enforcement cases, all identifying tags,  data sheets, and



laboratory records shall be retained as part of the permanent documentation file.



Residual  (unused) sample quantities will be retained in secure  storage after the



completion of analytical determinations until formal notice is  given from GLNPO



that the samples can be disposed of.





     The final  date(s) of disposal  will be recorded on the Chain-of-Custody



Record by memorandum.  For all samples not identified as enforcement cases, the



file management will be the same as above except that all  attendant samples shall



be disposed of after three (3) months of storage.  Disposal  date(s) shall  be docu-



mented to the documentation file by memorandum from the Sample  Custodian.






                                       25

-------
      It should be noted - with particularity - that all  of the National



Standard Tags associated with samples must be filed respectively in the appropri-



ate survey documentation files, at the time the sample is disposed of or at the



time of laboratory analysis, if all the sample volume is  used during the ana-



lytical  phases.  This requirement means that tags associated with active samples



are never discarded by the bench analysts or field staff  -- tags can only be



discarded by procedures governing the documentation Control File.





10.0 DOCUMENTATION CONTROL PROGRAM
     10.1  INTRODUCTION



            The goal of the Region V Document Control Program is to assure that



all project documents issued to and/or generated by Region V staff will be



accountable (in legal connotation) when the project is completed.  The system



involves locating all cases affecting information in officially located doc-



umented files. These files shall  be capable of consolidation into one central



file or to stand alone containing a unique single document control number system,



per case/survey, a document inventory procedure, and an evidentiary filing system



all operated and managed by respective document control managers.





     10.2  REGION V DOCUMENTATION CONTROL PROGRAM DESCRIPTION





     Region V shall operate it's Documentation Control Program at two levels,



as described below.





     The District Offices will maintain a Document Control Program file with



an appointed document control file manager—will receive all required field



office investigation and laboratory data.  Active enforcement Document Control



files will be forwarded to the appropriate enforcement office for maintaining




Tracking of this numbering system will be done by use of a computer program.



                                       26

-------
Program files for a period of at least five years...this file will be designated



as the D.O. Branch Documentation Control File.





     The Central Regional  Laboratory (CRL) will maintain a Document Control



Program file with an appointed document control file manager—will receive all



required laboratory records and analytical data records.  Active enforcement



Document Control files will be forwarded directly to the District Office(s)...



this file will be designated as the CRL Branch  Documentation Control  File.





     The above two level  systems will  allow the Region V to handle all  surveys



and analytical analyses in the custody mode with little additional resources



usage. This procedure will allow survey data to be  used in Court, if needed,



without resampling.



    10.3 DOCUMENT CONTROL NUMBER



     The CRL has been assigned a sequential data set number to each survey of



samples received at the laboratory—this number is  preceeded by an identification



code which identifies the office collecting the sample.  As an example, EDO for



Eastern District Office,  CDO for Central District Office, GLNPO for Great



Lakes National Program Office etc.  This data set numbering system will be used



to generate the Document  Control Program numbers for each field investigation



study.  This system of assigning   Document Control  numbers will apply  to both



sampling and non-sampling surveys alike- in essence, every field investigation



situation and/or any CRL  reception of  samples from  other Divisions or other



sources must result in the assignment  of a document  control number.  The CRL



Document Control Program  manager will  assign the document numbers to the data



users' Document Control Program managers in blocks  of series.  Tracking of this



numbering system will be  done by use of a computer  program.



                                       27

-------
     10.4 SERIALIZED DOCUMENTS

     The CRL has responsibility for the procurement  of  all  forms  and  logbooks.
Typically, several  months supply of these numerically serialized  materials will  be
assigned to each office conducting field surveys  or  collecting  samples.  The
series of numbers on the documentation  materials  will be  recorded by  the
CRL Documentation Control Program  manager.   The  field  investigation  offices'  Doc-
ument Control  Program managers will  assign the subject  serialized materials to
each project coordinator, who will in turn assign the subject   serialized mater-
ial to the appropriate field investigation team or to the participating  samplers —
the project coordinator has complete responsibility  for insuring  and  documenting
documenting in his  or her logbook, the  sufficient and proper distribution of
of documentation control documents.   Policy  Note: All serialized  documentation
control documents will have a document  control  number affixed to  it,  prior to
use on any survey.

     10.5  PROJECT LOGBOOKS
           Generally, logbook entries  should be dated,  legible  and  contain  accur-
ate and inclusive documentation of an  individuals's  project  activities.   Because
the logbook forms the basis for the subsequent  written  reports,  it  must  contain
only facts and observations.   Language should be objective,  factual  and  free  of
personal feelings or other terminology which might prove inappropriate.   Entries
made by individuals other than the person to whom the  logbook was assigned  are
dated and signed by the individual making the entry.

            All  project logbooks are the property of Region  V and are  to be re-
turned to the Project Leader when a survey assignment  has been  concluded.
logbook.
                                         28

-------
            The organization of the logbook would be such that a format is


available to prevent overlooking required entries while at the same time it


should allow entry of unusual  events.   This can be accomplished either by using


the first two or three pages,of the field logbook to describe the required en-


tries or each page can be formated or a combination of the two.



    10.6  FIELD DATA RECORDS - REGION V FIELD RECORD FORMS


    Where appropriate, serialized Field Data Records (FDR) (in the form of Region


V Field Record Forms or bound  logbooks with affixed document control  numbers)  are


maintained for each survey sampling station or location and the project code


and station number are usually recorded on each page.   The project leader also


numbers the FDR covers with the appropriate project code and station number.
                                                                 \

All in-situ measurements and field observations are recorded in the FDR's with


all pertinent information necessary to explain and reconstruct sampling opera-


tions.  Each page of a Field Data Record is dated and  signed by all  individuals


making entries on that page.  The Project Leader and the field team on duty are


responsible for ensuring that  FDRs are present during  all monitoring activities


and are stored safely to avoid possible tampering.  Any lost, damaged or voided


FDRs are reported to the Project Leader.



     10.7  SAMPLE IDENTIFICATION DOCUMENTS
     All necessary serialized sample tags (with affixed document control  numbers)


are distributed to field personnel  by the Project Leader (or designated project


participant) and the serial  numbers are recorded in the Project Leader's  logbook


and each involved inspector's logbook.  Individuals are accountable for each  tag


assigned to them.  A tag is  considered in their possession  until it has been


                                       29

-------
filled out, attached to a sample,  and transferred  to  another individual with  the
corresponding Chain-of-Custody Record.   At  no time are  any  sample  tags to  be  dis-
carded and if any tags are lost,  voided, or damaged,  this  is noted in the  appro-
priate or logbook immediately upon discovery and the  Project Leader is notified
At the completion of the field investigation activities, all  unused sample tags
are returned to the designated individual who checks  them  against  the list of
assigned tag serial numbers.   Tags attached to those  samples split with the
source or another government  agency are accounted  for.

     10.8  CHAIN-OF-CUSTUDY RECORDS
     Serialized Chain-of-Custody  Records (with affixed  document control numbers)
are assigned and accounted for in a manner  similar to that  used for sample tags.
Double copy forms of the Custody  Sheets are filled out  in  the field, according
to the Region V Custody Procedures Manual.   All field staff having charge  (legal
custody) of a sample(s) must sign the respective Custody  Sheet(s).  The  Project
Leader or a designated field custodian transmits the  samples and properly  signed
Custody Sheets to the respective  office custodian  locally  or may mail  samples
from the field directly to another U.S. EPA or contractor  laboratory(s)  -- the
various options involving samples exchanges and Custody Sheet management  are
listed below:
          1.  Samples transported from the  field by field  staff and turned
in to the laboratory or office custodian -- Double copied  Custody Sheets  are
signed by all field staff legally responsible for  custody  and turned over to  the
laboratory or office custodian.

           2.  Samples mailed from the  field directly to the CRL -- Samplers
and/or inspectors  sign the double copied Custody Sheet(s)  and forward original

                                           30

-------
(top sheet) with the samples (Note:   A copy of the Custody Sheet  must be packaged
with each package of samples shipped.   The second Custody Sheet  copy  is  turned
over to the shipping office's sample custodian, either by the Project
Leader or designated staff-- a record of this transaction is entered  into the
Project Leader's field logbook.
            3. Samples mailed from the field directly to a contractor's  labora-
tory—Follow the protocol  prescribed for the specific contract,  such as VIAR
and the additional Regional protocol(s) as specified by the Project Officer.
            4. For all samples to be tracked by the local field   laboratory(s)
-- No CRL responsibility — the orginal of the Custody Sheet will  be  mailed  to
the contract laboratory stamped, "Sign and return to Sample Custodian".   Generally,
the contract will state that contract laboratory shall make and  retain a copy of
the subject Custody Sheet,  prior to returning it.  (Note: It is  expected to  be
rare cases where samples will be sent to contract by S&AD Offices and the CRL
will not track the analyses.)

     10.9  PHOTOGRAPHS
           When movies, slides or photographs are taken which visually show the
                            /
effluent or emission source and/or any monitoring locations,  they are numbered
to correspond to logbook entries.  The name of the photographer,  date, time,
site location, and site description are enterd sequentially in the logbook  as
photos are taken.  Chain-of-Custody procedures depend upon the type of film
and the processing it requires.  Once developed,  the slides or photographic
prints shall be serially numbered corresponding to the logbook description,
labeled and forwarded with the logbook in the logbook photo page  format.
                                       31

-------
     l°jJJI  ':0.RRlPIIOJiS.TO _UOC^MENTATION _


     *U previously noted, unless prohibited  hy weather  conditions,  all  original

tic.5.1 re-. orde«! =n logbooks, sample tags, and  other  data  sheet  entries are written

vi Hh waterproof if1^«  None of the accountable serialized  documents  listed above

~ K tr* he destroyed or thrown away, even  if  they are  illegible or contain inac-

         •<•';  ^ ^quired a leplsrement document.

           .  • -•:  •:.- mile -,'.i« an ,T<;< ountable document assigned  to one individual,

             •*'   •••>  •>i'^ !••"!(.ampin .^ruMnis  correrUons  simply by • rossing a line

    -  . • •  ~^ •.-.   '-  ^'i r-itai i-Mj i hr • or r ?• t information.   Any  sub'^'iMpnt error

''•       • •' "' -I'l an mintablo Horiiini.-nt sh!"j!(i he corrected by  the person who made

the ei'ir.y.  All  subsequent < >" t ect ions ip'r>i.  K->  initialed  and  dated.

     It a sample tag is lost in shipment, or a fag was  never  prepared for a S3^~

^le(s), or a properly tagged sample was not  transferred with  a formal Chain-of-

'"ustody tag,  the following procedure applies.  A written  statement  is prepared

detailing how the sampIP was collected, air-dispatched  or hand-transferred to the

f'eld or ERI  laboratory.  The statement should include  all pertinent information,

men as entries in field logbooks regarding  the sample, whether the sample was

in the sample collector's physical possession or in a locked  compartment until

hand-transferrpd to the laboratory, etc.  Copies of the statement are distributed

to the Project Leader and the appropriate office Custody  Files.

\1. QUALITY ASSURANCE

    Il±.'   Introduction	

     L'.S. Environmental PraterMon Agency (USEPA)  Policy, enunciated in memoranda

of May 30 and June 14, 1979, requires participation in  a  centrally  managed Quality

Assurance (gA) program by all USEPA Regional Offices, Program Offices,  USEPA Labor-

dl'r'-^-- and the .states.
                                       32

-------
     This  Includes those monitoring and measurement  efforts mandate.! m-  Hu^-urt-

   u!TPA through regulations,,  grants, contracts, or  other formalized o.jrr-L-niiMits.

 !.•' 0/1  pi uoi ,.,,-;  iu>  the : KiU-i>  in  Region V v»il! If' <  oopurji. ively dtnu-iupe'!  wiin

 hc,.. ./}!••:  !<}!)) I cmt nied through  i ho Re.jiui, !  DI'M;?-,
      irte  Of fit*-, of  K^Learcl.   ;M  i.. ,. I«.U:IIIMI  • :>!•.!•, K(    •-,  ;,t   K ,.  .[oriS'ib il i t y
                                                                                  f
o eve lop ing,  com'Jinat ing, aiid  nii^.J i,  , i i -,   .•.; !-.•,,>,,; .; i..i, .,-1  > i..  /  •, ,,-     .  • •, •

gram.  Irt ttddition, an Agency  QA Ad'-.i^ury t, ^mn i..-»     h,:n,,i ,    , -! -,r    ; i>

sentatives  from the Program Offices,  Reyioiu;!  Of rice;.,  M^M  « , .       ., ;  , i

States, has  been established  to  coord iiidtc this effort.

      As an  initial  step, in implementing thU policy,  OA n.in:, ^Pr-itji ,;-ir;,    -i

prfejiared  by  all  USEPA-supported  or  -  required environmental  monitor ing an-.;  ..;,--•-,.

ment  activities per the speriflcations  or  UEN'AS guidance Joawier.t  QAMS \j'
-------
priority in the Region V QA program is to establish and implement a method to
define and quantitate the program product - data quality.

         Other QA program objectives are listed in Section 3 of Report No. EPA -
905/4-80-001.

         The Agency's QA policy statement specifies that the Regional  Adminis-
trator is responsible for the implementation and coordination of the mandatory
QA activities within Region V.
         Specific details of this responsibility are delineated in Section 4 of
the Report No. EPA - 905/4-80-001.

         Elements to be addressed for the preparation of QA programs are con-
tained in Section 8 of Report No. EPA - 905/4-80-001.

     11.3  Quality Assurance Procedure
           Basically Quality Control consists of:
           1.  A mechanism for promoting consistent operation, and
           2.  Verification of adequacy of this operation.
            In order to achieve consistent operation, methods and procedures must
be documented to an extent that no decisions are available or necessary The
purpose of this manual is to provide  a mechanism for achieving consistent
operation.
          Verification of the adequacy of this operation will be monitored by
the use of  blanks and replicate samples.  Since the utility of replicates with
respect to  analyses for  parameters that are normally present at  undetectable
levels  is questionable,  duplicates  should be selected  from the areas  that are
most  likely  to be polluted.  Sediment blanks will  be empty jars  covered at the
                                        34

-------
sampling site with lined caps and carried along with the other samples.   Repli-
cate samples are, as described elsewhere, either a split of a  collected  sample
("A" designation), or a second collected sample at the same site at  nearly  the
same time ("D" designation).   Since most of the information available from  split
samples can be achieved by splitting the sample in the laboratory,  standard
operating procedures is for all  field duplicates to be duplicate samples ("D"
designation).

         Approximately, for every fifteen analyses, one blank  and one field
duplicate will be included.  In  view of the cost of duplicate  sampling compared
to cost of analyses, it may be advisable to collect duplicates at every  site so
that analysis of duplicate samples can be chosen on the basis  of analytical
results.

          At least one blank  and one field duplicate will  be collected for  every
fifteen samples.
                                       35

-------
BOAT
DINGHY
MOTOR
FUEL/OIL
BATTERIES
IGNITION KEYS
OAR
BOAT HOOK
ANCHOR/LINE
TOOLBOX
WORKVESTS
FOUL WEATHER GEAR
WADERS
SAFETY SHOES
GLOVES
TAPE/RULER
WATER PROOF TAPE
FLASHLIGHT
COMPASS
RANGEFINDER
LORAN C
RADIO/ANTERRA
BOTTOM SOUNDER
WINCH/DAVIT/CABLE
SAFETY LINE
CORER
LINERS
END CAPS
NOSE CONES
CORE CATCHER
COLLAR
HOLDER
SAW
PONAR
PAN
SPATULA
SCREEN
FOIL
SAMPLE JARS
S.J. LINERS
COOLERS
PAPER TOWELS
WATER SAMPLER/LINE
FIRST AID KIT
THERMOMETER
MACROINVERTEBRATE PRESERVATIVE
SECCHI DISK
BOAT BUMPERS
FLARE GUN & FLARES
















































                                            Figure 1
                                 Equipment and Supply Checklist
SEDIMENT MANUAL
SURVEY PLAN
LOGBOOK
CHARTS
   LAKE SURVEY
                                                        STATION LOCATION
                                                        LORAN C      	
                                                     STATION LIST    	
                                                     FIELD SHEETS    _____
                                                     ADHESIVE TAGS   	
                                                     CHAIN OF CUSTODY 	
                                                       RECORDS       	
                                                       TAGS          	
                                                       SEALS         	
                                                     WATER PROOF PENS
                                                     ANALYSIS REQUEST FORM
                                                     SPARE PROPELLER FOR
                                                     SPARE TIRE FOR BOAT FRAILER
                                                     FIRE EXTINGUISHER _ "
                                                     JUMPER CABLES _
                                                     BINOCULARS
                                               36

-------
                                                       FIELD  OBSERVATIONS
     HARBOR:

     SAMPLED:
     STATION
       NO.
CM


-------
 Figure 3

Site Location Sheet
             38
:>
Ft
                                                  12
                                                   m
                                                   r
                                                   C
                                                   o
                                                   fi

-------
                                    Figure 4

                                 Logbook Format

Page Heading   (Harbor or periodic entries)

Harbor/River// Date // Survey members

Weather conditions ( fair, rain, drizzle, overcast)

Wind (0.5, 5/10, 10/20, >20-)

Water (calm, 0/6 in., 6 in to 1  ft., 1  ft to 2 ft,  2 ft.  to 4 ft.,
        4 ft. to 8 ft.)

Station entries

STATION NUMBER/time
Location description (landmarks, compass reading,  Loran C reading,  etc.)

Water appearance (very turbid, turbid,  moderately  turbid, clear)

Average stream depth, breadth and velocity if possible to estimate

Type of sampler used, number  of  tries

Number of containers & Chain  of  Custody tag numbers

Chain of Custody record number

Benthics (if screened so indicate)
                                       39

-------
                                     CORE SECTIONING LOG
Waterbody: 	
Date Sampled: 	
Date Sectioned:
Sectioned by:
LOCATION





m

-------
              FIGURE 6    SAMPLE IDENTIFICATION TAGS
 en
 1C
?rej . Code
Station No.
Mo./Day/Yr.
Station Location
H*_
ȣ
itf»
^
r*
o>
er
«/»
ft-
-o
n
Remarks:


[Bacteriology

[hutagenlclty

Pesticides

«c
o
o>
p»
n
o
«0
o>
3
rT
V»

•T3
-1
O
n
5
13
0
c
r»
O»
3
rr
i/>

O
-i
VD
DJ
3
O
«A
0
o
R

Tlae
Designate:
Conp.
Crab
Samplers: (Signature)
0
tu
3
O.
n
-i
(t-
o>
l/<
n

r>
v;
o>
3
Q.
n>

fT
i-»
Or
W

Mercury

•o
n
0
r>
ut

0
•H
0
O
2
C
r>
n
re
3
l-r
4A

BOO Anions
Solids (TSS)(TDS)(SS]

Analyses
©
    ?roj. Code
  Station No.
Mo./Day/TT.
Tiae
Sequence No
    Station Location:
                       Samplers:  (Signature)
 93
 3
(D
         Remarks
                              Q.
                              E
                Q Source Filter
                Q Probe Wash
                LJ Implnger Catch
                Q Ambient Filter
                Q Ambient Implnger
                D Solid Adsorbant
                D Liquid Adsorbant  Q
•I
^
Vt
u
Ol
       ENVIRONMENTAL PROTECTION AGENCY
            OFFICE OF ENFORCEMENT
  NATIONAL ENFORCEMENT INVESTIGATIONS  CENTER
BUILDING 53, BOX 25227, DEWE* fEDERAL CENTER
            DENVER, COLORADO   80225
                                    r™
                                     41

-------
                                                               CHAIN OF CUSTODY RECORD
                                                                                                                              Chicago. Illinois iOoO
PROJ. NO.
                  PROJECT NAME_  ./   c-
                                Fulls-  r i
                                          11,
    STA. NO.
   sol
       DATE
                                            STATION LOCATION
                                                                   NO.



                                                                   OF



                                                                   CON-

                                                                 TAINERS
•a
M
o
o
01
CO
3
u
O
                                                                                                                                                     CN
Relinquished by: (Signature)
                     fMJ
                                      Date /Time
                                             Received by: (Signature)



                                            DV—
                              Relinquished by: (Signature/
                                                                                                            Data /Time
                                                                                                                               Received by:
    Relinquished by: tbignaturel
                             .'./ ;  Date /Time
                                            Received by: (Signature)
                             Relinquished by: (Signature)
    Relinquished by: (Signature)
                                Date /Time
Received for Laboratory by:    ^

(Signature)       . //       //

 "         '     I
                                                                                     Date /Time
             Distribution: White — Accompanies Shipment; Pink — Coordinator Field Files; Yellow — Laboratory File
                                                                                                            Date /Time
                                                                                                                                   by: (S,gn
-------
                Figure 8
       i
        i
Extruding rod
Core Sampler
                                                        Core  Sampler
                             43

-------
  TABLE 1.  CATEGORIES FOR  FIELD  EVALUATION OF SEDIMENT CHARACTERISTIC?*
                                      SIZE OR CHARACTERISTIC
Inorganic 0opponents

 Bed rock or ?oVH  v

 Boulders

 Rubble
 Gravel
 Silt

 Clay


 Marl
Organic ' opponent'

 Detritus


 Fibrous Peat


 Pulpy Peat




 Muck
 >256 mm (10 in.)  in  diameter

   64 to 256 mm (2-1/2  to  10 in.)  in  diameter
    2 to 64 mm (1/12  to 2-1/2  in.)  in diameter

 0.06 to 2.0 mm in diameter; gritty texture
 when rubbed between  fingers

 0.004 to 0.06 mm  in  diameter

<0.004 mm in diameter;  smooth,  slick  feeling
 when rubbed between  fingers

 Calcium carbonate; usually gray;  often
 contains fragments of  mollusc  shells or
 CHARA; effervesces freely with hydro-
 chloric acid
 Accumulated wood,  sticks,  and other
 undecayed coarse plant materials

 Partially decomposed plant remains; parts
 of plants readily distinguishable

 Very finely divided plant  remains;  parts
 of plants not distinguishable; varies  in
 color from green to brown; varies  greatly
 in consistence-often being semi-fluid

 Black, finely divided organic matter;
 completely decomposed
*Biological Field and Laboratory Methods  for  Measuring  the  Quality of
 Surface Waters and Effluents,  EPA-670/4-73-001,  July 1973,  USEPA, NERC,
 Cincinnati, Ohio.

-------
              TABLE 2,  QUALITATIVE DESCRIPTIONS OF ORDORS*
  CODE
   Ac
   Cc
   Ch
   Cm
   Cs
  )
   Df
   Dp
   Ds
MATURE OF ODOR

Aromatic (spicy)
  cucumber
Balsamic (flowery)
  geranium
  nasturtium
  sweetish
  violet
Chemical

  chl on* nous
  hydrocarbon
  medicinal
  sulfuretted
Disagreeable
  +; shy
  pigpen
  septic
Earthy
  peaty
Grassy
Musty
  Moldy
Vegetable
DESCRIPTION (Such as Odors of:)

Camphor, cloves, lavender,, "lemon
SYNURA
Geranium, violet, vanilla
ASTERIONELLA
APHANIZOMENOM
COELOSPHAERIUM
MALLOMONAS
Industrial wastes or treatment
  chenicals
free chlorine
oil refinery wastes
phenol and iodoform
hydrogen sulfide
{Pronounced, unpleasant)
UROGLENOPSIS, DINOBRYON
ANABAENA
stale sewage
Damp earth
peat
Crushed grass
Decomposing straw
damp cellar
Root vegetables
*Standard Methods for the Examination of Water and Wastewater,  12th Edition,
 1965, APHA, AWWA> WPCF* New York.

-------
                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
                              2.
                                                            3. RECIPIENT'S ACCESSION-NO.
4. TITLE AND SUBTITLE
  Methods  Manual For Bottom  Sediment
    Sample Collection
                                                            5. REPOR
             6. PERFORMING ORGANIZATION CODE

                5GL
7. AUTHO.RIS)
  Marvin Palmer
                                                            8. PERFORMING ORGANIZATION REPORT NO.
9. PERFORMING ORGANIZATION NAME AND ADDRESS
  U.S. Environmental  Protection Agency
  Great  Lakes National  Program Office
  Chicago,  Illinois 60605
                                                            10. PROGRAM ELEMENT NO.
             11. CONTRACT/GRANT NO.
12. SP
   SPONSORING AGENCY NAME AND ADDRESS
  U.S.  Environmental  Protection Agency
  Great Lakes National  Program Office
  536 South Clark Street,  Room 958
  Chicago,  Illinois 60605
                                                            13.
                    OF. REPORT AND PERIOD COVERED
             14. SPONSORING AGENCY CODE
               Great Lakes  National Program
               Office-USEPA,  Region V
15. SUPPLEMENTARY NOTES
16. ABSTRACT
  The Methods Manual  is  detailed procedures for survey  planning, sample collection,
  document preparation and quality assurance for sediment sampling surveys conducted
  by the  Great Lakes  National  Program  Office.  The data base will be  utilized to
  institute a remedial action program  in accordance with USEPA policies and procedures
  guidelines.
17.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                               b.lDENTIFIERS/OPEN ENDED TERMS  C.  COS AT I Field/Group
   Toxic substances
   Sediment bioassay
   Core samples
   Volatile organic  samples
   Contamination
   Harbor sediment
18. DISTRIBUTION STATEMENT
                       Document  is  available
 to the public  through the National  Techni-
 cal  Information  Service, Springfield, VA
19. SECURITY CLASS (ThisReport)
                                                                           21. NO. OF PAGES
20. SECURITY CLASS (This page)
                            22. PRICE
EPA Form 2220-1 (9-73)

-------