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/ ,;

&EPA
             United States
             Environmental Protection
             Agency
              Office of Research and
              Development
              Washington, DC 20460
EPA/600/R-93/139
July 1993
Dilution Models for
Effluent Discharges
             (Second  Edition)

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                                                    EPA/600/R-93/139
                                                           July 1993
DILUTION MODELS FOR EFFLUENT DISCHARGES
                         (Second Edition)
         D.J. Baumgartner1, W.E. Frick2, and P.J.W. Roberts3

                    1 Environmental Research Laboratory
                   University of Arizona, Tucson, AZ 98706
                    2 Pacific Ecosystems Branch, ERL-N
                        Newport, OR 97365-5260
                     3 Georgia Institute of Technology
                          Atlanta, GA 30332
                           July 22, 1993
               Standards and Applied Science Division
                  Office of Science and Technology

               Oceans and Coastal Protection Division
             Office of Wetlands, Oceans, and Watersheds

                 Pacific Ecosystems Branch, ERL-N
                   2111 S.E. Marine Science Drive
                    Newport, Oregon 97365-5260
                U.S. Environmental Protection Agency
                                                   Printed on Recycled Paper

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                                   ABSTRACT

    This report describes two initial dilution plume models, RSB and UM, and a model interface
and manager, PLUMES,  for preparing common model input and running the models.  Two
farfield algorithms are automatically initiated beyond the zone of initial dilution.  In addition,
PLUMES incorporates the flow classification scheme  of the Cornell  Mixing Zone Models
(CORMIX), with recommendations for model usage, thereby providing a linkage between two
existing EPA systems.

    The PLUMES models are intended for  use with plumes discharged to marine  and  some
freshwater bodies. Both  buoyant and dense plumes, single sources and many diffuser outfall
configurations may be modeled.

    The PLUMES software accompanies this manuscript.  The program, intended for an IBM
compatible PC, requires approximately 200K of memory and a color monitor.  The use of the
model interface is explained in detail, including a user's guide and a detailed tutorial.  Other
examples of RSB and UM usage are also provided.

    This is Document No. N268 of the Environmental Research Laboratory, Narragansett.  The
accompanying software also carries No. N268.
                                         11

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                                DISCLAIMER

   This document is  intended for internal Agency use  only.  Mention of trade names or
commercial products does not constitute endorsement or recommendations for use.
                                       111

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                           ACKNOWLEDGEMENTS

    We acknowledge the leadership  roles of Hiranmay Biswas, EPA Office of Science and
Technology, and Barry Burgan, Craig Vogt, and Karen Klima, EPA Office of Wetlands, Oceans
and Watersheds.  They helped to formulate the concepts in the manual in broad terms, allocated
resources, and provided opportunities to increase the scope of our efforts.

    Also, we appreciate and recognize the technical advice and assistance of Charles Bodeen, one
of the authors of the original edition, Bryan Coleman, Edward Dettmann, Kenwyn George, Norm
Glenn, Gerhard Jirka,  and Mills Soldate.  Other contributors  include Gilbert Bogle, Wen-Li
Chiang, Michael Dowling, Karen Gourdine, Carlos Irizarry, Tarang Khangaonkar, George Loeb,
Ken Miller, Doug Mills, Tom Newman, George  Nossa, Anna  Schaffroth, John Yearsley, and
Chung Ki Yee.  Their comments and suggestions contributed significantly to the content of this
work, however not all of their suggestions could be incorporated.

    The support of Norbert Jaworski, Harvey Holm, David Young, and Mimi Johnson of EPA
ERL-N is also gratefully acknowledged.
                                         IV

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                                CONTENTS

ABSTRACT                                                                ii

DISCLAIMER                                                             iii

ACKNOWLEDGEMENTS                                                   iv

GENERAL ASPECTS OF DILUTION MODELING                              1
 INTRODUCTION                                                          1
 REGULATORY ADAPTATION OF PHYSICAL PROPERTIES OF PLUME BEHAVIOR 4
   Initial Dilution                                                            4
   Critical Initial Dilution                                                     5
   Mixing Zone                                                             6
   Dilution Factor                                                           8
   Effective Dilution Factor                                                   10
   Spacial and Temporal Variation of Plume Concentrations                         11
   The Dissolved Oxygen Problem                                             12
   Recirculation, Quiescent Periods, and Other Temporal Variations                   13
   Effect of Wastewater Flow on Dilution                                       16
   Depth as a Factor                                                        18
   Offshore Distance and Depth                                               19
   Submerged Driftflow, Upwelling, Wind Drift                                   19
   Dye Tracing  of Plumes                                                    19
   Spatial Averages and Discrete Values                                         20
   Regulatory Use                                                          21
   Verification Sampling                                                     23
 ENTRAINMENT FROM OTHER SOURCES AND RE-ENTRAINMENT             24
   Regulatory Background                                                    24
   Significant Amounts                                                      25
   Relationship  of Ambient Dilution Water to Plume Concentrations                   25
   Entrainment From Other Sources                                            28
   Re-entrainment from Existing Discharge                                      31
   Entrainment and Re-entrainment in Estuarine Discharges                          32
   Use of an Intrinsic Tracer                                                  33
   Salinity as a  surrogate effluent tracer                                         33
 FRESHWATER DISCHARGES OF BUOYANT EFFLUENTS                      34
 NEGATIVELY BUOYANT PLUMES                                         35
   Nascent Density:  Thermal Discharges in Cold Water                            36
 PARTICULATE DISCHARGES                                              37

USER'S GUIDE TO THE MODEL INTERFACE, "PLUMES"                    39
 SYSTEM REQUIREMENTS AND SETUP                                     39

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 INTRODUCTION                                                        40
 PLUMES STRUCTURE                                                   41
 INTERFACE CAPABILITIES                                               44
 COMMANDS                                                           45
   Conventions                                                           45
   The Main Menu                                                        46
   The Configuration Menu                                                  48
   The Movement Commands Menu                                           51
   Other Useful Editing Commands                                            53
   The Miscellany Menu                                                    54

A TUTORIAL OF THE INTERFACE                                        57
 EXAMPLE: PROPOSED SAND ISLAND WWTP EXPANSION                   57
   Introduction                                                            57
   Anaysis                                                               58
    STEP 1: Collect Pertinent Information                                     58
    STEP 2: Input the Sand Island Information                                  58
    STEP 3: Run Initial Dilution Models                                      69
    STEP 4: Analyze the Model Results and Make Adjustments                    73
    STEP 5. Using the Results in the Decision Making Process.                    79

EXAMPLE: CORMIX1 COMPARISON, DENSITY, AND STABILITY            81
 INTRODUCTION                                                        81
 PROBLEM                                                              82
 ANALYSIS                                                             83
   General Considerations                                                   83
   Ambient Profile Simplification                                             88
   Density:  The Linear and Non-linear Forms of UM                             91

THE ROBERTS, SNYDER, BAUMGARTNER MODEL: RSB                    95
 INTRODUCTION                                                        95
 DEFINITIONS                                                           96
 MODEL BASIS                                                          97
 MODEL DESCRIPTION                                                   98
 EXAMPLES                                                             99
   Introduction                                                            99
   Seattle Example: Linear Stratification - Zero Current                           100
   Seattle Example: Linear Stratification - Flowing Current                         103
   Seattle Example: Model Extrapolation                                       104
   Seattle Example: Non-Linear Stratification.                                   106
   Multiport Risers Example                                                 108
 DESIGN APPLICATIONS                                                 110
                                    VI

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UM MODEL THEORY                                                   111
 PERSPECTIVE                                                         111
 BASIC LAGRANGIAN PLUME PHYSICS                                   112
   The Plume Element                                                    112
   Conservation Principles                                                  115
   Entrainment and Merging                                                116
 MATHEMATICAL DEVELOPMENT                                       117
   Basic Model Theory                                                    117
   Plume Dynamics                                                      119
   Boundary conditions and Other Pertinent Relationships                          124
   Merging                                                             126
   Average and Centerline Plume Properties                                    128
  Experimental Justification of the
  Projected Area Entrainment Hypothesis                                      130

FARFIELD ALGORITHM                                                133
 PLUMES IMPLEMENTATION                                            133

REFERENCES                                                          137

APPENDIX 1:  MODEL RECOMMENDATIONS                              145
 JUSTIFICATION FOR USES OF PLUMES MODELS IN FRESH WATER           145
 MODEL RECOMMENDATIONS TABLES                                   145
  General  Considerations                                                   145
  Caveats                                                               147
  Description and Usage                                                   147
  Single Port Diffuser Model Recommendations: Table V                          148
   Table V: Columns                                                      149
   Table V: Rows                                                        150
  Multiport Outfall Model Recommendations: Table VI                            151
   Table VI: Columns and Rows                                             151
 SURFACE DISCHARGES                                                152
 OTHER VIEWPOINTS AND RECOMMENDATIONS                           152

APPENDIX 2:  THE DIFFUSER HYDRAULICS MODEL PLUMEHYD           153
 MODEL DESCRIPTION                                                  153
 MODEL USAGE                                                       153
 PLUMEHYD COMPUTER LISTINGS                                       154
  Pascal Version of PLUMEHYD                                            154
  Sample Input File                                                       158
  Sample Output File                                                      159
                                   Vll

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APPENDIX 3: SUPPORT FOR TABLE I (CHAPTER 1)                    161
 INPUT AND OUTPUT FOR CASE 1                                   161

APPENDIX 4: MESSAGES AND INTERPRETATIONS                     163
 CORMDC WINDOW RECOMMENDATIONS                             163
 DIALOGUE WINDOW MESSAGES                                   165
 UM RUN TIME MESSAGES                                        171
 RSB RUN TIME MESSAGES                                        175
 FARFffiLD MODULE MESSAGES                                    177

APPENDIX 5: UNIVERSAL DATA FILE FORMAT (Muellenhoff et al, 1985)     179
 INTRODUCTION                                                179
 THE UNIVERSAL DATA FILE                                      179
                               Vlll

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              GENERAL ASPECTS OF DILUTION MODELING
INTRODUCTION
    Pollution control authorities frequently employ buoyant plume models to simulate expected
concentrations of effluent contaminants in ambient receiving waters.  During the decade of the
1980s a great  deal of attention was given to the subject because of the U.S. Environmental
Protection Agency's (EPA) regulation of publicly owned municipal wastewater discharges to
marine waters  (USEPA, 1982).  The central feature of this regulation was a  modified permit
based on an applicant  demonstrating the environmental acceptability of less than  secondary
treatment, consistent with criteria listed in section 301(h) of the federal Clean  Water Act.

    A number  of models and other methods, e.g., field data, were used in this context, primarily
to demonstrate compliance with a variety of applicable regulatory requirements of local, regional,
state, and federal agencies.  In addition, models were used to aid in the design  of marine
monitoring programs and in the design of new or modified ocean outfall pipelines  and  diffuser
systems.   In  1985  EPA published  a  user's guide to five  models  used in these activities
(Muellenhoff et al., 1985) although the models had been distributed previously (e.g. Teeter and
Baumgartner, 1979) and used for  years in many applications.

    Possibly because of the popularity and the endorsement associated with the EPA user's guide,
the models were applied by regulatory agencies, designers, and dischargers to problems beyond
those for which they were originally intended.  Some applications involved industrial wastes,
drilling fluids from offshore oil exploration and development projects, and effluent discharge into
freshwater systems, both lakes and rivers.  Staff in the EPA offices were asked frequently to
assist with these applications, and many users requested EPA to develop a more general model,
or specific models for each situation.  As a result of these requests, this user's guide and revised
computer programs are  provided.  With respect  to the 1985 models (Muellenhoff et al., 1985),
UOUTPLM and UDKHDEN are neither reissued nor addressed herein, UPLUME is provided as
a separate file but neither recommended nor addressed, ULINE is provided as a  separate file also
and was recommended in the first edition  as an extension of RSB while RSB was not  applicable
to unstratified  conditions, which is no longer true,  and UMERGE is  modified, extended, and
replaced by the resident model UM.  To the extent that PLUMES, described immediately below,
facilitates UDF file generation, all earlier models are supported by PLUMES.

    Both RSB  and UM are contained in and managed by the interface program PLUMES.  In
addition,  PLUMES contains two farfield algorithms and the CORMIX1 flow categorization
scheme (Jirka  and Hinton, 1992).  General recommendations for the use of RSB, UM, and
CORMIX are issued by PLUMES and explained further in Appendix 1.

    The model UM is described subsequently in the manuscript, as is RSB, a model based on

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                                                           General aspects of dilution modeling

hydraulic model studies by Roberts (1977) and Roberts, Snyder, and Baumgartner (1989 a,b,c).

    The new UM model provides essentially equivalent results as UMERGE, in fact, UM may
be interpreted to mean "Updated Merge". However, UM possesses considerably more capabilities
than its predecessor.

    New subjects treated in this report include effluent material discharged at an arbitrary vertical
angle to address the cases of positively buoyant material discharged downward, and negatively
buoyant material discharged  upward.  These situations are handled by PLUMES.  Discussion is
provided on the problem  of particulates in the waste stream,  as this is becoming recognized as
one of the more insidious problems of water pollution control, and on the possible use of the
models in  freshwater systems.  Verification based on field and laboratory data is addressed as
is information on uncertainty of predictions.

    Subjects such as mixing  zones and initial dilution concepts discussed in the 1985 report are
repeated, sometimes  verbatim,  and updated with current interpretations.   Discussion  of the
physical basis of models is expanded.

    Readers of the earlier report (Muellenhoff et al., 1985) will also notice some deletions and
changes.  The computer codes for the programs are not included in the  manuscript nor in the
diskettes generally provided.  (However, the RSB  and UM model  kernels are available on
request.)   Another is that the executable models are to be provided on diskette by  the  EPA
marine research laboratory in Newport, Oregon, rather than by NTIS.  (They will also be made
available on the CEAM, Athens Bulletin Board Service.) These procedural changes are related.
Due to user experiences as well as work conducted by EPA it is at times necessary to correct or
improve the computer codes. It now appears that changes will occur sufficiently frequently so
that it will be more effective to provide current models to users directly  from EPA rather than
from NTIS.  New diskettes distributed by EPA will be accompanied by brief narratives describing
the improvements in the physics or  the computational routines  that  take place following
publication of this report.  These adjustments are judged to be  too difficult to arrange on a timely
basis through NTIS.

    The authors assume readers will have some familiarity with terminology of buoyant plume
mechanics, either as applied  in regulatory practice or in fluid  mechanics generally.  Terms used
in equations are defined in the  text, frequently using different symbols than in original works
cited. In different parts of the document,  a symbol may represent different quantities, however,
the meaning should be clear from the context.  Terms and relationships are also explained in the
"Help" screens of the interface program PLUMES.  General definition sketches are shown in
Figure 1.

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                                                General aspects of dilution modeling
                 Cross—section
                 horizont*! dictate
                Plan
                     parts
Figure 1.  Definition sketch.

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                                                         General aspects of dilution modeling
REGULATORY ADAPTATION OF PHYSICAL PROPERTIES OF PLUME BEHAVIOR

Initial Dilution

    Initial dilution is the dilution achieved in a plume due to the combined effects of momentum
and buoyancy of the fluid discharged from an orifice, and due to ambient turbulent mixing in the
vicinity of the plume. The rate of dilution is quite rapid in the first few minutes after exiting the
orifice and  decreases markedly after the momentum and buoyancy  are dissipated.  Figure 2
                  CO
                   O
                   CO
                   fl
                   o
                      10000
                       1000
100
                          10
                               03 O
                          Diffuser
                          Length
                                                              100m
                                                             600m
                                                   •Drift Flow
                                   0    200  400   600  800   1000
                                      Time  (minutes)
  Figure 2. Plume dilution as a function of time.

schematically represents  the relative dilution factors achieved in buoyant plumes and in the
subsequent drift flow region under low to moderate current conditions.

    Ambient currents will also influence the rate of dilution during the buoyant rise of the plume
irrespective of jet momentum and buoyancy. As current speed increases so does initial dilution.
This is shown in Figure 3 from Baumgartner et al. (1986) for certain west coast conditions using
the models in Muellenhoff et al. (1985). UPLUME, not including current, gives constant dilution.

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                   General aspects of dilution modeling
            Open Ocean, Unstratified
                 5       10      15
              Current Speed  (cm/sec)
Figure 3. Dilution as a function of current speed.
    It  is useful  to  compute  expected
dilutions and plume locations under the
vast range of current regimes likely to be
encountered   near  an  outfall.    The
information would be useful in optimizing
monitoring programs intended to sample
the  distribution  of ambient  values  of
effluent  constituents  in  analyzing  the
effectiveness   of  regulatory   controls.
Given  sufficient data on environmental
impacts  in  the  region   and  accurate
exposure data,  one could  imagine that
regulatory  agencies might  evaluate  the
societal benefits derived from  modifying
the definition of critical  initial dilution.
For example, perhaps the twenty or thirty
percentile  value  of  current  might  be
employed, rather than zero current or the
ten percentile current,  if data show  only
a slightly increased adverse effect!  The
increased uncertainty, and risk, associated
with calculated values based on these  still developing physical models of turbulent dispersion
mechanics is not always recognized. It is a cost of attempting to describe more completely the
behavior of the plume under actual  conditions.

Critical Initial Dilution

    The models described in  this report are not constrained by any regulatory definition of
allowable current  speed, although there are limiting current conditions that each model can
simulate.  In relation  to permit requirements of regulatory agencies it is necessary to think of
"allowable"  initial dilution factors,  or "critical" initial dilution factors based on conservative
values  of parameters in addition to  current speed. "Critical" values in terms of EPA's 301(h)
permit requirements (USEPA, 1982) include consideration of current direction as well as speed,
and other environmental and wastewater factors.  The importance of current direction will be
discussed subsequently in the report.

    The California Ocean Plan (State Water Resources Control Board, 1988) requires zero current
speed to be used in computing initial dilution values intended to predict compliance with permit
conditions.   Whether intended or not, this regulatory approach  results in  a predicted initial
dilution that  is less uncertain than would be obtained when the effects of current are included.
In the EPA regulations for a permit modified by section 301(h) of the Clean Water Act (USEPA,
1982),  EPA allowed the lowest ten  percentile current to be used in computation of the critical
initial dilution value. In many coastal settings the ten percentile value is below 5 centimeters per

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                                                             General aspects of dilution modeling

second (cm sec-1), i.e., 0.16 ft sec-1, or less than 0.1 knot.  At current speeds this low there is
essentially no effect on the rate of dilution.

    Other environmental and wastewater flow considerations are not discussed, primarily because
the models are generalized to the extent that any set of regulatory constraints may be handled in
use of the  models.   Furthermore, these parameters do  not influence  the physics of  plume
behavior.

Mixing Zone

    Permit conditions of  regulatory agencies usually allow exceptions  within  a mixing zone
adjacent to the point of discharge.  With respect to EPA's 301(h) regulations, the rationale and
the precautions associated with mixing zones and the relationships to initial dilution are described
in Muellenhoff et al.  (1985). The use of the initial dilution models since 1985 in defining
mixing zones and in computing allowable  discharge concentrations has suggested the need for
additional discussion.
    In nature, regulatory restrictions notwithstanding, the initial dilution process occurs over a
wide  spatial range compared to the length of an outfall  diffuser or the depth of water at the
discharge site.  The effect of current on the scale of the initial dilution process is portrayed in
Figure 4.  Under low current conditions, e.g. U = 0.1 m/sec, initial dilution is virtually completed
before the plume is carried downcurrent a
distance X, equal to  the water depth, for         	
example 30  meters  when the buoyancy
frequency  N,   a measure  of  density
stratification, is 0.03 per sec.  In a strong
current   the   process   can  extend
downcurrent a distance equal to multiples
of diffuser lengths (Roberts et al., 1989b).
At a current speed of 1 m/sec X, would be
300 meters.
    Recognizing  this,  what   might  a
regulatory  agency prescribe  as  a  mixing
zone,  that  is, a  zone  in  which water
quality  criteria  are  permitted  to  be
exceeded?   If a conservative posture  is
adopted, the agency would allow a mixing
zone  of 30 meters on both  sides of the
diffuser. If a more liberal view prevails a
distance  of   100   meters   could  be
established. With the possible  exception
of riverine settings, it is necessary  in most
cases to describe the zone on  both sides  of
         10000

           100
        o>
        o
            10
                        X,- 8.6  U/N
             0.01     0.1       1       10
              Ambient Current (m/sec)
Figure 4.  Length of the zone of initial dilution as
a function of current speed.

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                                                            General aspects of dilution modeling

the diffuser because coastal and estuarine currents during one part of a day are likely to be about
180 degrees opposite those six hours later.

    EPA has adopted the conservative posture, at least for  marine outfall problems regulated
under section 301(h). Thus a smaller area of the environment  is removed from the general region
protected for unlimited use. Organisms entrained into the plume would be exposed to rapidly
decreasing concentrations  of pollutants and within minutes,  e.g.,  three,  would be  in an
environment containing pollutants at concentrations below the safe limit. The expectation is that
most of the time, e.g., 90% of the time or more, currents are sufficiently high to cause even a
greater rate of dilution.  Under high currents the concentrations at the boundary of the mixing
zone would be  expected to be less than the specified criteria values and quite  possibly a good
portion of the mixing zone would actually meet the necessary criteria.

    This expectation has not been rigorously tested. Hydraulic model tests conducted by Roberts
et al.  (1989 a,  b, c) suggested that situations might exist where the expectation is not realized.
The model UM  can be used  to generate  simulated data  that might be useful  to test this
assumption.  A hypothetical outfall situation is described as follows:

EXAMPLE PROBLEM

       Flow:   4.47 cubic meters per second
       Number of 8.5 cm ports:  143
       Port spacing:  7.3 m
       Discharge angle:   horizontal
       Water depth:  76 m

    PLUMES model UM was run for a range of currents, and the plume concentrations at a
downcurrent  distance of 30 m were interpolated from the output data.  (The Zone of Initial
Dilution, or ZID, defined in the 301(h) regulations, would be  larger but, in general, mixing zone
regulations vary from state to state.)  The data shown graphically in Figure 5 demonstrate that,
as currents increase, the dilution at the boundary increases to a maximum but then  begins to
decrease.

    (Three noteworthy inflections appear in Figure 5.  At current speeds lower than those marked
(a) the plumes  reach maximum height inside the mixing zone and impinge  on the surface.
Adjustments have been made to cause  the simulation to reach the mixing zone boundary.  All
cases with  currents less than (b) encounter  the overlap condition to be described subsequently.
Finally, at speeds higher than (c) the plumes no longer merge.)

    Assuming this example is somewhat representative, what importance should be attached to
the concentrations above a standard level at the boundary when the currents exceed a relatively
large value?  Organisms entrained into the plume will have traveled with the rapidly diluting
wastefield for only a couple of minutes before the concentration is reduced below the standard,
whereas with  a  small current the exposure time in the mixing zone is approximately 10 minutes.

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                                                           General aspects of dilution modeling
                 o
                 CO
                p
1000


 800


 600


 400


 200


    0
                           0        20        40        60

                                 Current  Speed  (cm/sec)
                                                 80
  Figure 5. Dilution at the mixing zone boundary as a function of current speed.

Organisms  at  and beyond the  boundary will  then  be more  greatly stressed than entrained
organisms in low current  conditions.  If for example the regulatory authority established the
mixing zone boundary to  protect a  community of benthic organisms from being exposed to
concentrations above the standard, then the standard will be abrogated when currents are large.
Even in unstratified ambients it  is possible that high  current speeds will cause effluent streams
to hug the seabed thus placing benthic resources at greater risk.  Under low currents the plumes
will rise and be retained closer to the diffuser.  Entrained organisms and near-surface resources
are  more at risk  under this scenario.   Regulatory agencies may effectively incorporate this
knowledge into mixing zone boundaries which are narrower near the surface and wider at depth
based on these model simulations.

    The term "near field"  was adopted in narratives associated with  the 301(h) regulations to
describe the region near the outfall inside the zone of critical initial dilution, and "farfield" was
similarly meant to apply to areas possibly impacted beyond this zone.  For most cases "near
field" would be consistent  with the term "mixing zone".

Dilution Factor

    The average dilution factor, Sa , used in some regulatory applications, including the EPA
model UM is the reciprocal of the volume fraction of effluent, ve, contained in the diluted plume.
                                           8

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                                                            General aspects of dilution modeling

An equivalent way of expressing this term is the ratio of effluent volume plus volume of ambient
dilution water, va , to the effluent volume, as in Equation 1.

           i     _  (yy«)
     "          "
   '      v.         v.                                                               (1)
Thus in the region immediately outside the discharge orifice the volumetric dilution factor is very
nearly 1. In some discussions of this term in other works, e.g.  the California Ocean Plan (State
Water Resources Control Board, 1988), the factor is considered to be the ratio of the volume of
ambient dilution water, va ,  to the volume of effluent discharged, ve.  In this definition the
volumetric dilution factor approaches zero near the orifice.  Above a value  of 30 the difference
in the two  definitions  is progressively  less than  3%, an  inconsequential amount for most
regulatory purposes.

    The former definition, i.e., Equation 1 is used in this report. This is not an arbitrary decision,
but rather is based on the general equation used to calculate the contaminant concentration in the
plume.  Using the continuity  equation,

  CP VP = C* Ve + Ca Va                                                               (2)

where
     cp = Cross sectional average concentration in the plume,
     vp = Volume flux of the  plume,
     ce = Concentration in the effluent,
     ve = Volume flux of the  effluent,
     ca = Concentration in the ambient dilution water, and
     v = Volume flux of the  ambient dilution water.
      a
Substituting va + ve  for vp and rearranging,

       "  Ve + Ca Va                                                                 (3)
 c   -
          Ve+Va
    The volume fraction, Equation 1, is a useful approximation of the concentration of a pollutant
in the diluted plume only if the pollutant concentration in the ambient dilution water is very low
compared to the concentration in the effluent.  Thus if Sa = 30 (which means the effluent is
diluted with 29 volumes of ambient water), the concentration  of any volumetric  tracer  or
conservative pollutant in the effluent is one thirtieth the concentration in the effluent only if the
ambient concentration is zero.  In the case of zero ambient concentration Equation 3 reduces to:

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                                                             General aspects of dilution modeling
        C V
       \ + Va

Dividing both sides by ce and inverting,

  f*     V  + V
  -i =  -2	2  = Sa                                                                  (5)
  c,       v«

Equation 5 demonstrates that for the special case of zero ambient concentration the volumetric
dilution factor also describes the dilution of a pollutant.  In most regulatory uses of the plume
models, however, it is necessary to consider the actual, nonzero, ambient concentration of the
suite of pollutants in the  effluent.  In the remainder of this report  the term "effective dilution
factor" (5aei) is used to describe the dilution achieved for each pollutant in a plume. That is^

        c.
  Sat  = —                                                                            (6)
    1    C.
where the index,  i, is  used to demonstrate  that in determining the final concentration  of a
pollutant  in the diluted effluent the effective dilution must be determined for each pollutant
individually.

Effective Dilution Factor

    It is instructive to recognize that SMi is not necessarily constant for a suite of pollutants in
a discharge for any given volumetric dilution  factor, Sa.  This is so because the ratios cei / cai are
not necessarily constant, and the volumetric dilution factor is determined only by the density of
the plume irrespective  of the contribution made by any  of the pollutants individually.   The
effective  dilution  factor, Saei, can be determined from Equation 6  for each pollutant  by first
determining the concentration of each pollutant in the plume. The general solution is related to
the volumetric dilution  factor, Sa, through Equation 3.  First, multiply the right side of Equation
3 by ve I ve , giving

                            V«                                                          (7)
    Next, recalling Equation 5, substitute Sa-l for va I ve , and 1 I Sa for ve I (ve+va), Equation 7
becomes
                                            10

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     _
   PI           5
                                                            General aspects of dilution modeling
                                                                                     (8)
                a
This is simplified to

  c  =.!>!-  f* + c                                                                (9)
   *'    S     S      "'
         a     a


which is analogous to equation (1) given in Muellenhoff et al.  (1985).

    The advantage of Equation 9 is that for many situations the computer program for a plume
model needs to be  run only once, that is, to obtain Sa.  With Sa in hand cpi can be computed
repeatedly using paired values for cei and cai.  If cai is not uniform over the depth through which
the plume rises, an average value can be used to provide an estimate of cpi. However, this is
only an estimate as entrainment is not generally a linear function of the vertical position of the
plume in  the receiving water.  The new model, UM, described in this report, accepts a tabular
input of the vertical distribution  of  ambient concentration and computes the actual, effective
diluted concentration.  Since this model is quick and  easy to  run, there is  only a modest
advantage in using Equation 9 to obtain subsequent estimates of cpi.

    However  with  the CORMIX  models  and with  RSB  the dilution  factors and  plume
concentrations provided are based strictly on volumetric dilutions and must be corrected for the
ambient background.  For a first order correction it is possible to assume the rate of dilution is
uniform over the rise to the trapping level so that if the ambient concentration is uniform over
that depth a simple  correction can be applied using Equation 9.  In the simple example problem
given  above,  the ambient pollutant  concentration  is given  as  1.6 concentration units,  thus a
volumetric dilution factor of 316 results in a plume concentration of 1.91, or an effective dilution
factor  of only 52.4!  The influence of background on effective dilution is apparent.

Spatial and Temporal Variation of Plume Concentrations

    The concentrations of water quality indicators, such  as contaminants and desired constituents
(e.g., dissolved oxygen) are neither uniform nor steady with respect to the space and time scales
involved in regulating the concentrations at the end of  the mixing zone. The nonuniformity of
constituents in the horizontal extent  of an  outfall diffuser is generally not investigated and is
usually assumed to be uniform, as is the incremental volumetric flux.  If nonuniformities  along
the length of the diffuser are encountered the dilution model can be run for each segment of the
diffuser that may be assumed uniform. A separate hydraulic model to compute the distribution
of port flows along  the length of the  diffuser is described in Appendix 3, and is included in the
software.  Vertical nonuniformity is more commonly encountered in design, performance analysis,

                                           11

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                                                            General aspects of dilution modeling

and compliance monitoring.

    Vertical nonuniformity  is important to consider from  the  standpoint of the constituent
concentrations in the ambient receiving water, i.e.,  the dilution water mixed with the effluent
being discharged.  The variations in the vertical are due to physical processes influencing the
advection of ambient  water into  the region of the discharge,  and,  for  some  constituents,
antecedent biological and chemical processes that have changed the form or concentration of the
constituent.  Typically, field observations during synoptic surveys are relied on to provide vertical
profiles of the water quality indicators.  Dissolved oxygen (DO) is  an example of one water
quality  indicator that exhibits vertical nonuniformity  in many  lake, estuarine, and coastal
situations.  The  concentration of DO in  a  plume is important to determine because of direct
biological effects, and  because the strategy for effective regulation  of DO at the end of the
mixing  zone is strongly dependent on the relative influence of effluent constituents and the
vertical profile of receiving water constituents. The way in which the dilution models are used
to analyze the plume DO concentration illustrates  a method  for dealing with other ambient
nonuniformities.
The Dissolved Oxygen Problem

    The DO concentration in a plume is affected by the DO in the effluent, the chemical and
biological constituents in the effluent which exert a DO demand, chemical and biological demand
factors in the seabed, and by oxygen demand in the water column carried by currents into the
region of mixing.  The  DO  demand in the effluent is conveniently represented by the effluent
parameter called the Immediate Dissolved Oxygen Demand, IDOD.   According to Standard
Methods for the Examination of Water and Wastewater (APHA, 1975), IDOD is the amount of
oxygen consumed  in a 15 minute reaction time.  (Later additions of Standard Methods do not
include this method because the authors were not  able to  interpret  the significance of the
measurement in relation to total oxygen demand.) Since mixing zones established under the EPA
regulations for 301(h) permits  represent  travel times generally of the order of  less than 10
minutes, IDOD is a conservative estimate of the mixing zone demand.  On this  time  scale
chemical and biological demands in the  ambient are inconsequential although for farfield water
quality considerations after initial dilution they are frequently decisive.  Under these assumptions
the concentration of DO in the plume, CDO, is found using the equivalent of Equation 9 with an
additional term to represent  the immediate demand, viz:

               "     - IDOD  - c
                       LUUU    C_                                               (1Q)
    To solve this equation it is necessary to have field data on the cDOa profile; the values of cDOe
and IDOD being derived from laboratory analyses. In many cases the cDOa is low near the seabed
due to benthic demand, reaches a maximum at an intermediate depth in the water column, and
then is constant or slightly decreasing in the near surface layer of the receiving water.
                                           12

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                                                           General aspects of dilution modeling

    In some coastal regions there are deep permanently anoxic or hypoxic basins.  Lakes and
reservoirs may also have such  basins, perhaps only seasonally.   If an outfall is placed in an
oxygen-poor basin and the vertical density structure is such that the plume rises into near surface
waters, the resulting DO in  the plume will be very nearly the same as the deep water, thus quite
likely abrogating a desired DO standard irrespective of the amount of oxygen demand in the
effluent.  While the violation of the standard is not due to the pollutant discharged in this case,
it is due to the discharge of effluent! If aquatic organisms in the surface layers are sensitive to
low oxygen concentrations  it will matter little to them if the deficit is due to effluent or deep
oxygen-poor water forced  to the surface by  the buoyant effluent.  The potential for  "forced
upwelling" or  "effluent pumping",  as it has at times been labeled, should be considered in the
design of outfalls, both from a standpoint of selecting the site, and of the mechanics influencing
the height of rise of the plume.  By careful balancing of those design factors  which influence
final plume concentration, optimum strategies can be developed for achieving ambient standards.

    Equation  10  is analogous to Equation VI-7 in EPA's  Revised Section 301(h) Technical
Support Document (USEPA, 1982).  However it is not stated that the tabular listing (page VI-21)
of  IDOD contributions  to the final  plume dissolved  oxygen concentration  are negative
contributions.

Recirculation, Quiescent Periods, and Other Temporal Variations

    The models reported in  Muellenhoff et al.(1985) were steady state models, as are the models
used in this report and, as such, they do not take into account temporal variations in any of the
variables. For most applications this limitation should not  be a  problem.  In  the EPA 301(h)
regulations the effective initial dilution is determined for a  set of effluent and receiving water
conditions that approaches a worst case scenario, that is, there is only a very low probability that
there would be physical circumstances under which a predicted final plume concentration would
be exceeded.   The models can be used repeatedly however to generate a data set for a range of
values expected or observed in  nature, as done for example to construct Figure 3 showing the
effect  of different current speeds on  volumetric  dilution.   Although  this  result is not  a
time-variable solution to a  buoyant plume problem the rate of change in dilution between two
current speeds is not  an important consideration in regulatory practice, because the effect of
current on plume behavior  is nearly instantaneous.   Thus it  is eminently satisfactory to use the
steady state model at discrete time steps.

    Data sets  can be  generated to  show the frequency distribution  of currents and associated
dilutions at a discharge site, as in Figure 6 (Baumgartner et  al., 1986). From an environmental
management perspective it may be important to investigate the distribution of dilutions achieved
as a result of seasonal  changes.  Figure 7 shows the monthly distribution of initial dilution values
calculated by  UMERGE (Muellenhoff et  al.,  1985) for incremental changes in  tidal currents
superimposed  on  a steady longshore  current for a typical U.S. west coast discharge site.

    The dramatic effect of current speed, in this case the effect of tidal current,  shown in Figure
7 demonstrates that most of the time dilutions at the end of the  buoyant plume phase will be

                                           13

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                                                            General aspects of dilution modeling
                       o
                       o
                     a
                    co
                    I
                    §
           UMERGE
Southwest  Coast — Open Ocean
o
"W
                                                                 _o
                                                                     o
                                                                     
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                                                                General aspects of dilution modeling
                               3g  .
Figure 7.  Simulated annual variation in dilution.
                                              15

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                                                            General aspects of dilution modeling
    Dim
   700.21 "
   407. )6 '
   234. 12 '
    1.07
        2. SO
                          1.33
                                            0. 17
                                  Locnt
  Figure 8.   UMERGE  dilution response  surface  as  a function of  Froude  number  and
  stratification.
Effect of Wastewater Flow on Dilution

    Depending on the densimetric Froude number at the discharge port, the effect of increased
effluent flow per port on dilution can be shown to be detrimental, insignificant, or favorable.
With low Froude numbers as frequently found with municipal ocean outfalls, an increase in flow
causes a decrease in dilution, while at higher Froude numbers, as might be found with modem
power plant cooling water discharges, an increase in discharge results in an increase in dilution.
According to Rawn, Bowerman, and Brooks (1960), the 1930 data from the Los Angeles outfall
provided a  guide to the conditions under which the transition occurs (see Figure 9).

    If  density stratification  or shallow water prevents the plume from rising  very far, the
transition to increased dilution is seen  in this graph to occur at lower Froude numbers.  This
reflects the importance of high jet-like  plume velocity near the discharge causing an increased
rate of entrainment and a greater  horizontal travel before reaching the trapping level or the
surface.  In deep water the vertical travel of the plume and the entrainment caused by buoyancy
                                           16

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                                                           General aspects of dilution modeling
                                                 10
20   30  40
                                 Densimetric  Froude  Number
  Figure 9.  Examples of plume rise, dilution (SJ, and densimetric Froude number (effluent
  flow) relationships.

over the major portion of the travel distance play an increasingly greater role than conditions near
the port in determining the final dilution.  In deep water the transition to increased dilutions
would be seen only at very high effluent flows.

    An example of the effect of wastewater discharge flow on dilution can be seen in Figure 10
also.  In this graphic the negligible effect of low current speeds as simulated  by the model
UMERGE (Muellenhoff et al., 1985) is shown in the Roberts' Froude number (Roberts, 1977).
Increased effluent flow causes the densimetric Froude number to increase from 0.7 to 7, resulting
in a decrease in dilution in deep water from about 250 to 150.

    Table I shows the effect of increased effluent flows calculated by the  UM and RSB models
described in this report for the  outfall characteristics described in more detail in Appendix 2.
UM predicts a more substantial negative effect on dilution for an increase in flow from  100
MGD to 275 MOD. The volumetric dilution (Sa) at the surface at 100 MGD is 316 while at 275
MGD it is 187. The volumetric dilution is not calculated at the surface by RSB; instead the RSB
model calculates the volumetric dilution at  the end of the buoyancy dominated region assuming
the  water depth is sufficiently great to accommodate the complete initial dilution regime.  At a
flow of 100 MGD through this outfall the water depth would have to be greater than 65 meters
to achieve a dilution of 394.  At a flow of 275 MGD, the water depth would have to be greater
                                           17

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                                                            General aspects of dilution modeling
                                            SN •  46
SP  -  0.0001
                                                                                 0. 1
                 0.01
                        0.001
                                E -4
                                         E -5
                                                                            1
            10
         Froude No.
                                                E  -6
                                                        E -7
     "100
                             Roberts'  Number
   Figure 10.   Dilution response surface as a function  of Roberts Froude number and  the
   densimetric Froude number.
Q
(MGD)
100
137
183
228
275
Dilution
UM
316
260
222
201
187
Factor
RSB
394
387
384
383
382
90  meters  to achieve a dilution of 382.  Later in  this  Table I.      Dilution   factor,   S,,
report example problems which are more appropriately  predicted  by UM  and  RSB  vs.
defined will be provided  to examine  the  differences  effluent flow
between the two models  and the dilution values they
calculate.    The effects  of  port spacing and density
stratification will be explored in these examples also.

Depth as a Factor

    Depth   as  a  governing  factor  in  the  effective
placement of ocean outfalls has taken on significance  that
is not always warranted.  It is true that all other things
being  equal, the greater  the extent  of  vertical  travel  	
experienced by the plume, the greater is the amount of
entrainment. If a location is chosen with greater depth but poorer circulation, the net result may
be less effective dilution of wastes than placement in a shallower but  more open coastal area.
This is the  major concern with placement of outfalls  in fjords, embayments, and, in some cases,
estuaries, but this consideration must  also be kept in mind when canyons, trenches, and deep
basins offshore are considered  as outfall sites.  The implications for  seabed accumulation of
effluent paniculate  matter  may be  more important in the long run  than the water column
implications of re-entrained effluent
                                           18

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                                                            General aspects of dilution modeling

Offshore Distance and Depth

    The rationale for great depth as a factor in design of ocean outfalls seems to have been
recognized empirically as a result of observations by A. M. Rawn on the Los Angeles outfall
built in 1937 (Pomeroy, 1960).  The primary consideration evidently was to reduce nearshore
pollutant (coliform) concentrations through greater travel times, and thus more die-off, associated
with outfalls further offshore. Greater depth, at least in the Southern  California Bight was a
gratuitous benefit of offshore distance. Through thoughtful analysis of monitoring data Rawn and
coworkers recognized that lower beach coliform counts in the summer were in large part related
to summer  density  stratification  at the  discharge site.  In  designs  for  subsequent outfalls
submergence of the diluted sewage field was a conscious objective in addition to distance from
shore (Brooks,  1956).  This dependence on depth took on unique  significance  in the  early
legislative history of the 301(h) amendment, and was even proposed as the basis for granting
waivers in estuaries! EPA scientists suggested that physical criteria relating to effective seaward
displacement of pollutants from estuaries would be necessary in addition  to depth and these were
then included in the final language.

Submerged Driftflow, Upwelling, Wind Drift

    The practice of designing diffusers to retain the drift field in the pycnocline, a region of large
vertical gradient in density, below a surface layer may result in adverse implications for nearshore
water quality due to characteristic upwelling of deep water along some major continental margins.
This may not be a problem in the Southern California Bight, but needs to be considered when
exporting southern California technology to other locations. It has been mentioned as a factor
to be considered in outfall designs  for the  Oregon coast (Behlke and Burgess,  1964).  The
concentration of contaminants carried nearshore may  be higher than if the outfall had been
designed to take advantage of greater dilution offered  by the full depth of water.  This is a
tradeoff to be considered in light of the potential damage caused by onshore drift of surface
waters under prevailing winds in certain parts of the year.

    By  careful  attention to wind, current and density patterns, it may be possible  to design an
outfall so that the plume is submerged when there is the least chance of upwelling, and  above
the pycnocline  when there is the least chance of onshore winds. Most outfalls do  not have the
design or operational luxury to allow for opening or closing some of the ports.  For those that
do there is an additional option for adjusting the height  of rise of the diluted plume.

Dye Tracing of Plumes

   Dye tracing is a well  known technique used in hydraulic models and prototype  outfall
settings, although the cost of added tracers in prototype situations is considerable because of the
large volumetric flow rates and large dilutions usually achieved within several tidal cycles. The
rate of dye addition (Qd) to the effluent flow ve  needed to provide a dye  concentration  of cd
following dilution of Sa is:
                                           19

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                                                            General aspects of dilution modeling



  Qd =  Vg ** *'  '                                                                 (11)


where
       cca = specific gravity of diluted plume
       ad = specific gravity of dye solution
       W = weight fraction of dye in stock solution.

    The required dye rate in gallons per hour is shown in Figure 11 for various dilution factors
and effluent flows  in MOD to achieve an ambient dye concentration of 1 ppb. Rhodamine WT,
typically used in dye studies,  is available as a 20%  solution (ad =  1.19) in small (15  gallon)
drums.

Spatial Averages  and Discrete Values

    Some buoyant  plume models produce dilution factors in terms of the centerline concentration,
sometimes referred to as the "minimum" dilution for the cross section of the plume at a given
distance downstream from the  orifice.  As the plume radius continues to expand with increasiqg
distance, the minimum dilution progressively increases. For example the centerline (minimum)
dilution at a distance of 6  meters from the  diffuser  port may be 6 while 10 meters from the
orifice the minimum dilution would be more like 9.  Some models calculate an average dilution
for the cross section  of the plume and this of course also  increases downstream.  The average
dilution is always  larger than  the minimum dilution.  The appropriate average is termed the
flux-average dilution  found  by  weighting  the concentration  distribution by  the velocity
distribution  over the cross section of the plume.

    In  some models  the physics of the dilution process is  based  on the centerline mass
concentration so that the resulting calculation of average dilution is external to the physics.  That
is, if a modeler assumes the effective width of a single  round plume  is defined by the five
percentile value of a  Gaussian distribution,  the average  dilution will  be  less than if the  33
percentile value is  chosen.  In  either case the centerline concentration would be the same.  For
this reason  they prefer to compare model results in terms of the centerline value rather than
average values.  However, both values need to be considered in field or lab verification studies,
and both values may be useful for regulatory purposes.

    In other models a uniform cross sectional or average concentration (referred to as a "top hat"
profile) equivalent  to the centerline concentration is assumed.  Thus, UM uses an assumed profile
to help establish minimum dilutions from predicted model average dilutions. The relationship
between  the profiles  is discussed further in  following  chapters:  "Example: A CORMIX1
Comparison, Density, and Stability," and "UM Model Theory."  While minimum  dilutions are
often of interest to regulators, average dilutions are especially consistent  with  the dynamic
requirements of plume theory  (Frick, 1984).

                                           20

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                                                            General aspects of dilution modeling
                 30.
                         10    20   30    40   50   60    70   80    90    100

                              Effluent  Flow  Rate, Ve   (MOD)
  Figure 11.  Dye flow rate to achieve 1 ppb in seawater with 20% Rhodamine WT.
Regulatory Use

    Regulatory interest may be appropriately directed toward both average values and discrete
values.  Unfortunately the state of the art of regulatory practice is not as sophisticated as plume
modeling and is generally constrained by lack of information on the temporal and spatial scales
of aquatic organisms' responses to exposure conditions in natural settings. For some parameters
California  (State Water Resources  Control Board,  1988) and  the  USEPA  (1986)  specify
maximum allowable instantaneous and several temporal average values. If an applicable criterion
for a certain biological resource near the  outfall  is an  instantaneous value, a discrete value
obtained over 5 to 30 seconds, as could be achieved by sampling methods used for plume studies
in the field, would  be appropriate.  Many such samples would  be taken to attempt to find the
highest concentration of pollutants, i.e., the centerline value.

    Additionally it might be argued that a  biological resource at  risk  at any  moment is
appropriately evaluated  over an expanse of space  so that a spatial average is  required, again
evaluated in a short time period.  The time period  over  which this averaging would take place
is unfortunately not easily defined in relation to "instantaneous".   It certainly is not seconds
because it is impractical to acquire these data synoptically across the expanse of even one plume
diameter let alone a multiport diffuser. If the data are obtained in an hour or two during slack
tide, calm seas, and low currents, it is possible that the values will not be greatly different from
                                           21

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                                                            General aspects of dilution modeling

one plume to the next in the same diffuser. Depending on the biology of the resource, either the
maximum concentration  (the minimum dilution) or the flux average dilution  might be the
appropriate value to use  in determining compliance with "instantaneous" criteria applied  to a
spatial resource expanse.

    Criteria that are expressed in terms of temporal averages (daily to semi-annual) suggest that
plume concentrations be  assessed extensively in three dimensions, both at the boundary of fhe
mixing zone and in some cases at sensitive biological resource locations down-current.  Current
speed and direction play  significant roles when assessing the concentrations at the boundary.

    By incorporating data on the cyclical variation of effluent composition, density profiles, and
current direction it is possible to construct a running six month average (or median) for a number
of points on the mixing zone boundary. The six month average is expected to be quite variable
at these points, and the point with the highest exposure frequency may not have the highest
average concentration.

    Beyond the mixing zone there may be regions where current streams  of diluted  effluent,
leaving the zone at different  times in different directions, would converge  over  a reef,  a kelp
                    Pacific
                    Ocean
  Figure 12.  Visitation frequency  (percent) of effluent about the  San Francisco Southwest
  Ocean Outfall.
                                           22

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                                                            General aspects of dilution modeling

forest,  or a  swimming  area.   Thus if frequency  and  duration  are  important  exposure
characteristics in resource response, the exposure may be more critical even if the concentration
(intensity) is lower, as it almost surely will be.  In this case current direction is important to
understand on a larger scale so that circulation patterns are evaluated. Some formal applications
of this "visitation frequency" approach (Figure  12) have been used in regulatory assessment of
criteria that are presumably "instantaneous" (Roberts,  1990). Depending on the size and nature
of the resource to be protected either discrete or spatially averaged values might be appropriate.

    The regulatory authority may not need to prescribe  specific criteria for each of several
segments along the mixing zone boundary.  More likely they will be interested only in the
highest six month average concentration  wherever and whenever it occurs.  Thus the formal
methods for determining a relationship between frequency of occurrence, intensity  of the  stress
(concentration), and duration of the exposure for plume performance at the mixing zone boundary
are not rigorously established.   However, designers, environmental scientists, and regulators
should assess these performance characteristics conceptually, and possibly with a  well chosen
suite  of model  simulations, to conscientiously achieve responsible regulations and  to  guide
improvements in the state of  the  art.  USEPA  (1986)  provides  a method to  evaluate the
appropriate relationship for ammonia in freshwater streams, which may be taken as an indication
that frequency,  intensity, duration relationships developed for evaluating outfall performance
would be useful in  improving regulatory practice.

    Aside from  the question of whether discrete values  or cross sectional averages are used to
test compliance with criteria, the way in which field samples are used to verify or compare with
model results is an  important consideration.
Verification Sampling

    In laboratory or field verification studies of plume performance the average value is measured
or captured in a sample bottle only by chance.  Characteristically the field value measured is
from a very small spatial region and represents a signal over a certain time span. A large number
of samples is sought from the same cross section in order to arithmetically compute an average.
In the laboratory, using a single plume,  this is relatively easy to do.  But in the field where
multiple plumes are usually involved, and a moving flow field too deep below the surface to see
is being sampled by a moving sampler from a moving boat, it is quite uncertain what portion  of
the cross section the value represents.  Attempts to acquire a large  number of samples from a
different radial position of the same cross section are frustrated because of the relative horizontal
motions involved.  Surface waves and possibly internal waves in the pycnocline can also cause
the sample to be obtained from a shallower or deeper cross section.

    For these reasons field verification studies are best attempted for a cross section as far from
the orifice  as practical as long as the region is still  within the range where the buoyant plume
physics apply.  Nearer to  the orifice the values are changing more rapidly  and the dimensions
of the plume are much smaller, making it much harder to get the sampler in the right place,  or

                                           23

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                                                          General aspects of dilution modeling

even in the plume. In addition it is best to conduct the study when currents are low so that the
plume  rises nearest to the surface, shortening the interval between samples, as the sampling
device  need not be lowered so far. Placement of the sampling device may be improved because
it may  even be possible to see the plume.  Aside from the use of the data for verification of the
physics, samples taken during low currents may be especially useful for verification of regulatory
compliance.  Field verification data taken near the  end of the initial dilution region can be
compared with controlled laboratory simulations for  similar conditions, and then, if necessary,
the laboratory verification data can be relied upon for estimation of field values closer to tfie
orifice.
ENTRAINMENT FROM OTHER SOURCES AND RE-ENTRAINMENT

Regulatory Background

    In drafting modifications to the Federal Water Pollution Control Act (Anon., 1982), the
United States Senate (Anon., 1983) proposed strengthening the authority of the Environmental
Protection Agency (EPA) to deny waivers from secondary treatment for publicly owned treatment
works (POTWs) discharging partially treated wastes into estuaries.  Concern was expressed for
re-entrainment of contaminants discharged previously from the POTW under consideration, and
also for entrainment of contaminants discharged by other sources. Amendments to section 301(h)
of the Act appearing in  section 303 of the Water Quality Act (WQA) of 1987 (Anon., 1987)
addressed these concerns:

       Section 301 (h) is amended by striking out "such modified requirements will not
       interfere"  and inserting in  lieu thereof "....will not  interfere, alone or  in
       combination with pollutants from other sources..."

and further on:

       Section  301(h) is further amended  by  adding "....marine waters must exhibit
       characteristics assuring that water providing dilution does not contain significant
       amounts of previously discharged effluent from such treatment works."

    These amendments suggested that EPA would need to revise the methods used to calculate
compliance with water quality standards at and beyond the boundary of a mixing zone. Three
topics needed to be addressed:

    1. Definition of "significant amounts"
    2. Entrainment of contaminants from  other sources
    3. Re-entrainment of contaminants from the proposed discharge

    The water quality standard to be met is most easily assessed if it is expressed in terms of a
concentration of a pollutant, i.e., a numerical criterion. For example, the  California Ocean Plan

                                          24

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                                                            General aspects of dilution modeling

(State Water Resources Control Board, 1988) contains such limitations, a few of which are listed
in Table II, along with background seawater concentrations. The questions raised by the 1987
WQA amendments concern the proper value to use for the ambient (background) concentration
for certain environmental settings,  and how much is too much for a given discharge.

   Table II.  Concentrations of contaminants in coastal waters of California.
Contaminant
Allowable
Instantaneous
Maximum, C=1
Arsenic
Mercury
Silver
Zinc
Ammonia




(N)
Toxaphene
DDT and
derivatives
80
0.4
7
200
6000
0.021
0.003
ug/1
ug/1
ug/1
ug/1
ug/1
ug/1
ug/1
Background
Seawater
Concentration
3
0.0005
0.16
8
0
0
0
ug/1
ug/1
ug/1
ug/1



Significant Amounts

    The definition of significant amounts is easily resolved by use of mathematical models such
as UM. That is, significance, in the sense of "importance", rather than a statistically computed
value,  is eloquently expressed  in the test of compliance against a numerical standard in this
model.  If for a given setting Equation 9 provides values of cpi that are lower than the values of
csi, then indeed the diluting water does not contain significant amounts of previously discharged
effluent.   Thus the question of how much re-entrained effluent is allowable is operationally
defined with the types of models that were already in use in 1987, and at least for this purpose
the 1987 revisions did  not require a change in the models or  their application.   The major
question is, "What is the proper value to use for each cail"
Relationship of Ambient Dilution Water to Plume Concentrations

    The following discussions is intended to show that the amount of effluent that is allowed to
be re-entrained is a variable amount depending on the value of the standard, the amount of the
contaminant in the effluent, and the volume of entrained diluting water.  This can be seen by
rearranging the terms of Equation 8 as follows:
                                           25

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                  Sa
                                                            General aspects of dilution modeling
                                                                                    (12)
The requirement that the plume concentration of contaminant be less than the standard for each
contaminant can be expressed in the following inequality:

 cpi < c                                                                            (13)

where csi is the numerical value for the ith standard.  Substituting the expression for cpi from
Equation 12 into Equation 13

 C_li  + °a' (S" ~  1}  < c                                                            (14)
For cases where the ratio (cai/csi)/Sa is less than 0.02 there would be less than a 3% error writing
Equation 14 as:
           -c
                                                                                    (15)
    Whether Equation 14 or Equation 15 is used, it is helpful to visualize the initial dilution
requirement in this form for three reasons.  First, it clearly shows that a certain standard may be
met with different sets of values for Sa, cei and cai.  For example, if one effluent has an ammonia
nitrogen concentration of 120 mg/1 and the local ambient is 3.9 mg/1, the California instantaneous
allowable maximum of 6 mg/1 would be met if an Sa of 60 were achieved.  Another outfall, or
the same  outfall  at a different time, achieving an Sa  of  60 could meet the standard with an
effluent value of  305 mg/l if the local ambient were 0.9 mg/1!

    Second, the value of the ambient concentration is seen to be of the same relative importance
as the designated  standard value in determining compliance.  Thus if one locality has a standard
one unit higher than another, but the ambient is also one higher, the necessary ratio of cei / Sa is
the same. In other words, both dischargers have  theoretically the identical options of reducing
cei or building a more efficient diffuser or any favorable combination of these options.  And if
one locality has a standard one unit higher,  and an ambient one unit lower, the discharger at this
location would have to meet a less stringent ratio of cei / Sa,  i.e., it is two units higher.  This
relationship is shown in Figure 13.

    Third, notice that Sa is not subscripted  with an "i" meaning that Sa is not dependent  on the
contaminant under consideration, as explained previously.   It may be helpful  to think of a
"contaminant specific effective initial dilution" as  the ratio of the concentration of a specific

                                            26

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                                                            General aspects of dilution modeling
                              Water  Quality  Standard,  Cs.
  Figure 13.   Maximum ratio  of effluent concentration to Sa for standard compliance and
  dependence on ambient concentration.


"contaminant specific effective initial dilution" as the ratio of the concentration of a specific
contaminant in the effluent to the concentration resulting after the volumetric process of critical
initial dilution is achieved, i.e., cei I cpi. By rearranging Equation 12 and again accepting an error
no greater than 3% for dilution factors greater than 30, Equation 12 becomes:
                                                                                    (16)
Expressed in this way it is clear that the effective dilution of the specific contaminant, limited
by regulation to less than  a given numerical standard, depends on both Sa and the ratio cai I cei.
Figure 14 graphically depicts that the ratio cei I cpi,  the contaminant specific effective initial
dilution, is dramatically reduced below Sa as the ratio cai I cei increases.

    This analysis has shown that the computational technique employed to test compliance with
                                           27

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                                                             General aspects of dilution modeling
                                               800
                                                  -4        -3        -2         -1
                                            Relative Ambient Concentration. Log(Cai /Ccl )
numerical water quality standards does
take into consideration the entrainment
of  contaminants   existing   in   the
ambient  dilution  water.   Thus  the
Senate  revisions,  contrary  to  first
impressions, did not require a change
in the EPA evaluation procedures to
determine  "significant amounts"  of
previously discharged effluents.

    What is yet to be shown is  how
the value of cai may be determined or
estimated to  reflect the  influence of
other discharges nearby.   The  first
requirement    is    for   regulatory
instructions to explain clearly that cai
must  accurately reflect the quality of
the water  entrained,  i.e., the water
adjacent  to the diffuser, not the water
at  some  remote,  pristine  location.
Thus,  for example,  the  "ambient"
values in Table n are not likely to be
generally  useful,   and  may    be
inaccurate   for  California   coastal
discharges.

Entrainment From Other Sources
    In the case of existing discharges it is not necessary to employ mathematical models to assess
the amount of entrainment from other sources, and the amount of re-entrainment of previously
discharged effluent, because field  monitoring data will reflect the combined result of these
factors.   _A priori assessment is needed in  cases where a major change  in effluent quality is
proposed, or the outfall is to be modified or relocated, and models are useful for this purpose.

    In the preceding sections it is  shown that the effect of entrainment from other sources is
properly incorporated in mathematical models such as UM as long as  a proper data set for the
ambient concentration of specific contaminants is used for input.  Data available for an existing
outfall may be useful for the relocated site if it is within the region covered by sampling stations,
and sufficient vertical detail is provided in the data set.  The presumption is that the new site or
the modified outfall (e.g.,  longer or more ports) would provide better critical initial dilution.
Since the data set would reflect both entrainment from other sources as well  as re-entrainment
of effluent, the data set would provide  a conservative estimate.  If the new  site is outside the
region sampled, new monitoring stations could be established and coastal circulation  models
could be employed to assess transport of pollutants from known sources in the region.
                                      Figure 14. Effect of ambient concentration on effective
                                      dilution.
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                                                            General aspects of dilution modeling

    Entrainment into the plume of an outfall from  other point and nonpoint sources is not
generally a problem in the open ocean because of many factors.  In most cases there is a large
distance between point sources, providing ample opportunity for diluted waste to be dispersed
and carried away from  the region  of entrainment of another outfall.   Also,  the  volume of
nonpoint sources of pollutants discharged directly to the  ocean is small. Greater care is now
given to locate modern ocean outfalls in well-flushed offshore environments rather than near
shore.  The volume of coastal waters available for dilution of point and nonpoint sources is great.
For example, a 100 km section of coastal shelf out to a distance of 10 km with an average depth
of 25 meters contains 25 x 109 m3 of water,  about 5000 times the daily effluent flow that might
be generated by a municipality of 10 million people.

    For a simple generalized case of contaminants transported from a source, for example another
outfall, the concentration contributing  to the ambient at the new site can be determined from
Equation 17 (Brooks, 1960):
  c   =  c erf
  Saax        J
              *
 Ub2                                                              (17)
16 e_ X
where
    cpi = Plume concentration at the end of initial dilution
    cmax = Centerline (maximum) concentration at distance X
    erf() = Standard error function of ( )
    U - Current speed in the X direction
    b = Width in the Y direction (orthogonal to X) at the end of initial dilution
    e0 = Constant Horizontal (Y direction) eddy diffusivity
    X = Travel distance

    Computed in this way, cmaa is a conservative estimate for open coastal environments, and an
appropriate  estimate for  near coastal and inshore waters. In some open coastal situations the
farfield centerline dilution, cmax, is appropriately estimated using a 4/3 power law to continuously
increase  the coefficient of lateral dispersion as the width of the field increases (Okubo, 1962).
Further details, including the relationship between e.0 and the farfield diffusion coefficient input
in PLUMES, are given in the chapter entitled "Farfield Algorithm."

    PLUMES automatically computes the farfield centerline dilutions according to both equations,
providing a table of output data under column headings "4/3 Power Law" and "Const Eddy Diff'.
Corresponding data columns provide the centerline farfield pollutant concentrations using the first
order decay coefficient  (or T-90) provided  by the  user, however,  the RSB model does not
calculate decay in the near field.  If ambient  concentrations are specified they are factored into
the mass balance as ambient fluid is entrained and they are subject to first order decay as  well.
(Again, RSB does not include ambient concentration in the near field).

    In other cases, for example involving ULINE predictions, these dilution factors would assume

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                                                            General aspects of dilution modeling

negligible contribution from contaminants in the ambient water, thus they must be reduced to
represent the effective dilution at the down-current site. Figure 14 can be used for this purpose,
substituting cpl  for cei in the  abscissa term and cpllcmax for cjcpi in  the ordinate term.  These
dilution factors are minimums, that is, a cross-field functional form such as a Gaussian curve
should be used to estimate the cross sectional average.

    It must be recognized that the dispersing plume from one outfall will contaminate  near
surface waters while the principal source of entrainment for another plume is the  deeper waters.
Verified two-layer circulation models for the coastal segment under consideration may be useful
to estimate the vertical exchange of contaminants as well as horizontal migration,  thus providing
an estimate of distant deep water  quality.

    Diffuse source inputs and episodic events are difficult to deal with in assessing the quality
of ambient water expected to be entrained into new outfalls.  During major storms that may occur
as frequently as two or  three times per year in the northeast and northwest, annually in the
southeast, and perhaps once in ten years in the southwest, (1983 in the Los Angeles Bight, 1988
in Hawaii), storm runoff flushes  riverine and estuarine  contaminants  into the  coastal waters.
Wind driven currents  and waves re-suspend coastal sediments and  distribute contaminants
throughout the  waters of the nearshore continental shelf,  in many cases causing  impairment of
water quality entrained into ocean outfall plumes.

    Mathematical models of coastal circulation may be able to predict dispersion of a given slug
of contaminants washed out of an estuary up the coast from an outfall.  Under storm conditions
large dilution factors would be expected, however it is unlikely data are available to quantify
contaminant levels in estuarine discharges.  Direct land runoff and runoff from  combined and
storm sewers discharging directly to  the ocean complicate both the analysis of transport and
dispersion  calculations as well as  specification of contaminant levels.

    Single-layer circulation models are likely to be inadequate in assessing runoff related effects.
Depending on the concentration of dissolved and suspended  materials, the bulk density of the
runoff-contaminated  coastal waters may be sufficiently low so that a short time after subsidence
of the  storm, deep denser offshore water will gradually  move in toward shore  and the turbid
storm water will be carried in a thinner lens on or near the surface.  Since a large percentage of
the water entrained into the plume occurs at depth, there  may be considerably less entrainment
of contaminated storm water into  the plume than would appear to be the case as one views the
situation from the surface (or from the air).  Mathematical models of coastal circulation may not
be as useful for the period just on the heels of the storm event because of the difficulty in dealing
with multi-layer flows in the high energy coastal  environments.  Because of the importance of
entrainment at depth in achieving the  proper degree of initial dilution before reaching  the level
of buoyant equilibrium, it is not appropriate to use a one-layer model which assumes the water
column is completely well mixed under conditions of low currents.

    During the storm event it is reasonable to expect that water quality values related to human
use of the  marine resource in the  vicinity of the outfall might well be suspended de facto.  For

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                                                            General aspects of dilution modeling

example, sport fishing and scuba diving are not likely to be engaged in  near the outfall during
a coastal storm.  Consequently no  harm is  expected to be done to this use if effective dilution
during the storm is impaired by entrainment of poor quality ambient water.

    No references have been identified describing the behavior of marine organisms during storm
events and their response to the mixture of effluent and runoff constituents. Their sensitivity
must be considered  irrespective of the suspension of human uses.  There  may be sufficient
resiliency in coastal  ecosystems  so that short period perturbations can be accommodated.  The
incremental perturbation due to entrainment of runoff-contaminated ambient may be either small
or large compared to average shelf conditions, depending on the circumstances of each event and
each locality.  It should  be recognized, however, that even with entrainment of contaminated
dilution water, the amount of dilution will be significantly increased over that predicted by
conservative plume assessments specified by EPA due to the much greater  energy dissipation
occurring during storms.   The net  effect  may be that organisms will experience a much lower
concentration of pollutants during a storm than in the  average case.

    Given the concern over the inapplicability of models for the complex cases of shelf advection
of pollutants in a variety of conditions, monitoring data may be the best option for estimating
ambient quality  under all conditions.  In light of the generally poor water quality data  base
available in coastal shelf areas, if there is  indeed a national priority for improvement of methods
to estimate entrainment of other sources into extant outfall dilution fields, there is an opportunity
to build a monitoring network that will serve a host of other highly important coastal resource
issues.  A report of  a panel convened by the Marine Board (Eichbaum et al.,  1990) contains
recommendations for improvements in this area.

    One important advantage of the use of field data to determine the quality of dilution water
over the use of model simulations is that it is an operationally responsive approach. As new data
are obtained, management options for control of the point source or the remote source, or both,
can be balanced.
Re-entrainment from Existing Discharge

    In addition to  contamination of dilution water from other sources there are circumstances
under which an existing discharge can re-entrain a portion  of previously discharged effluent.
However, the farther offshore an outfall is located the less this is likely to be a problem.  Coastal
currents and winds, which dominate replenishment of coastal waters with relatively clean offshore
water, are not likely to be suppressed to the extent that flushing of diluted effluents is materially
impeded for long periods of time. Under critical conditions of low wind and current, diluted
effluents rise to the surface or to a level of buoyant equilibrium in the pycnocline. Water which
is entrained between the discharge on the seabed and the spreading layer is not contaminated with
previously discharged effluent due to the  density stratification, thus Ca is not increasing with
time.  Tidal  currents typically have a rotational character so that previously discharged effluent
is carried some distance inshore on one reversal past the discharge point and offshore past the

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                                                            General aspects of dilution modeling

diffuser on the next reversal.  Again, under stratified, low current conditions the effluent rises
nearly to the surface or at least into the upper mixed layer.  It does not remain at depth where
the majority of entrainment takes place.

    In shallow coastal settings where some outfalls historically  had  been  placed, vertical
turbulence  is  sufficient to reduce  the degree of density  stratification.   If  the discharge site
happens to be between headlands the replenishment of shelf water by deep ocean water may be
significantly restricted. In either of these settings partially diluted effluent can be returned to the
deeper water levels and effective dilution can be substantially reduced.  EPA has provided the
model DECAL (Tetra Tech, 1987) to deal with this problem in a general coastal setting, i.e., not
necessarily near shore, however it is restricted to cases where vertical turbulence is sufficient to
cause complete vertical mixing near the outfall.  Coastal circulation models and monitoring data
as discussed in preceding sections may be used for these cases as well.

    Relocation of the terminal end of an outfall to a site further offshore is frequently considered
among the options to reduce environmental impacts of wastewater disposal.  Another possible
scenario for relocation of an outfall is lateral displacement upcoast or downcoast  from the present
location at about the same distance offshore. The rationale might be  to minimize distance to the
location of a new treatment plant, or any number of water and sediment quality considerations.
If topographic and bathymetric features  are similar  at  the  former and proposed  site, the
circulation features will be similar.  Re-entrainment could then be estimated taking into account
any differences associated with the  characteristics of the new diffuser.   Monitoring data on
conditions  around the outfall to be  replaced  would be  useful in  estimating the degree of
re-entrainment.
Entrainment and Re-entrainment in Estuarine Discharges

    The above discussion focuses on open ocean conditions.  For estuarine discharges the use of
Equation 17 may not be appropriate as advection and turbulent mixing is not so conveniently
described by this simple model. Monitoring data and estuarine circulation models may be useful,
although point and diffuse sources may not be well characterized.

    Compared to  waste discharges along  a stretch of open coastline, discharge of effluents into
an  estuary almost surely  guarantees recirculation to  other points in the  system,  and  the
entrainment of effluents from other sources into the plume generated by the outfall in question.
Estuarine water quality analysis techniques  have improved steadily since an EPA  resource
management assessment was made in 1971 (Ward and Espey, 1971).  The assessment of research
needs to support a national estuarine research strategy  (Menzie and  Associates, 1986) cites
examples of additional model development that is still needed, but the state of the art is sufficient
already for many  management purposes.  It is possible to adapt available models to many if not
most estuarine problems and to conduct simulations with computers available to every modern
regulatory program.
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                                                            General aspects of dilution modeling

    EPA maintains an  estuarine modeling repertoire and provides  computer programs and
documentation  manuals to potential users.  These can be used to estimate the steady state
concentration of contaminants at a variety of sites in the estuary given  the mass loadings and
input locations.   Some  models may be able to simulate varying concentrations of pollutants
within a period of critical conditions such as portions of a tidal cycle.  As water quality criteria
become sophisticated enough to address short time variations the demand for detailed data on
time varying mass inputs will begin to limit the utility of the models. Simulations conducted for
all source inputs except the extant outfall, compared to simulated water quality in the absence
of inputs, will show the effect of "other sources" on the quality of water entrained in the outfall.

    Monitoring data would be useful for verification of the  modeling results except for the fact
that monitoring data will include the contribution from the extant outfall.  For example, if several
of the other sources contribute nitrogen, monitoring data could not partition the estuary-wide
distribution of nitrogen since a municipal outfall also contributes nitrogen. It would be rare, and
extremely valuable, if baseline monitoring data were available over long enough periods of time
to provide some verification of the pristine case.
Use of an Intrinsic Tracer

    There is  a  possibility, though unlikely, that a  surrogate  approach to  partitioning  of
contemporary monitoring data may be useful. If the effluent were the unique (ambient effectively
zero)  source of any water quality constituent whose physical, chemical and biological fate
mechanisms were known, or could reasonably be assumed to be inconsequential, the distribution
of this  tracer throughout the estuary could  serve as a proportional  marker for any other
constituent in the outfall.

    Thus if the tracer was at concentration  10 in the outfall and contaminant  "X"  was at
concentration 4, then at some point in the estuary where the concentration of tracer was found
to be 0.1 and the concentration of "X" was found to be  3, the amount of "X" from other sources
could be found by solving Equation 9 first for Sa  using the tracer data and then solving Equation
9 for ca using the contaminant data and the value found for Sa.  Of course the behavior of the
surrogate and the contaminant "X" must be  the same or adjustments to the correction have to be
made to account for any  differences in coagulation, adsorption,  decay etc.  While easily stated,
this environmental behavior question may limit the practical use of the approach.  No literature
citations have been found that report use of this  technique although in a practical sense it is of
the  same form of approach as injecting dye or some other tracer to determine the estuarine
distribution of outfall constituents  generally.
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                                                           General aspects of dilution modeling

Salinity as a Surrogate Effluent Tracer

    Under some specialized situations the distribution of salinity, which is more easily verified
than nonconservative pollutants, can be an effective surrogate for a nominal effluent constituent
in the water column.  The simplest case is when an effluent is proposed to be discharged near
the major freshwater inflow to the estuary.

    In the case of a discharge near the entrance, salinity may be  an approximate surrogate only
if the wastewater flow is very much smaller than the incoming seawater volumetric flux during
periods of small tidal exchange.

    Unfortunately, neither case deals with the question of environmental fate factors (adsorption,
speciation,  decay), and surrogate  values based on salinity have  to be modified to account for
evaporation,  direct rainfall, and  other  influences on  the  salinity  value.   Nor  are salinity
distribution patterns useful for estimating particulate sedimentation values, which may be  the
most important consideration  because the 301(h)  modified  permit  usually results in greater
suspended solids emissions than would be achieved with full secondary treatment.


FRESHWATER DISCHARGES OF BUOYANT EFFLUENTS

    The buoyant plume problems of major interest to scientists and regulators have  typically
involved the discharge of lighter material into a denser environment,  such as a smoke  plume in
the atmosphere or freshwater  sewage effluent discharged into the marine environment.   The
models developed  for these cases are also able to handle the discharge of heated water into a
colder lake because of the slight density difference associated with temperature differences.

    The models may be employed in some riverine situations as well  as in lakes.  That is,  if the
effluent is warmer than the river and is discharged at depth, the effluent would be expected to
behave as a buoyant plume. The relative size of the diffuser ports in relation to the depth of the
river may be important in achieving the dilution factors predicted by the models.  Muellenhoff
et al. (1985) recommended the depth be greater than ten times the port diameter, although there
is no strong experimental or observational basis for  this rule.  Rather  it is  based on  the
knowledge that plume models were developed for deep water discharges and modelers are  not
confident in extrapolating verification  data from deep water situations  to shallow  water
applications.

    For riverine situations in which the effluent is discharged through  a multiport diffuser placed
along the stream bed in the direction of flow rather than across the current, only the RSB (line
source)  model in this report may be applicable for analysis of the dilution field.

    Industrial wastes discharged  to rivers or lakes may  have bulk  densities greater than  the
receiving water due to high concentrations  of dissolved contaminants.  But if an effluent is
substantially  warmer than the lake  or river the  net result might be a lesser density and a

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                                                           General aspects of dilution modeling

positively buoyant plume would develop from a discharge at depth.  However, modelers should
be aware of the nonconservative nature of heat in describing the density of an effluent at the
discharge point.  The wastewater temperature at the diffuser port may be significantly lower than
at the treatment plant due to heat lost as the effluent runs through an underground and underwater
sewer.

    Because most rivers will not have density gradients it is likely that warm water plumes will
reach the surface of the receiving stream, and the surface plume will be subject to heat exchange
with the atmosphere. The models in  this  guide do not incorporate atmospheric  heat transfer
functions so that any temperature output generated after the water surface is encountered must
be accepted with caution.  For short time periods  atmospheric  heat exchange will not make a
large difference.

    The subjects of  subsurface and surface discharges of large heated effluent  flows as for
example from thermal electric power plants are treated in many reports.

    The  special phenomenon  of nascent  dense  plumes,  initially buoyant thermal plumes
discharged into near-freezing freshwater, which rise briefly  before becoming dense and sinking
to the bottom are discussed in the next section.
NEGATIVELY BUOYANT PLUMES

    Many industrial wastes whether discharged to fresh or marine  waters  have sufficient
dissolved or suspended solids concentrations so that the bulk density is greater than the receiving
waters into which they are discharged.  The cases can include wastes discharged horizontally or
at an angle (including 90 degrees)  downward from the surface or upward from the seabed.
Simple plume models such as UPLUME (Muellenhoff et al., 1985) have been used to fashion
a surrogate  solution to the problem of predicting trajectories and  dilution  factors for vertical
discharges of negatively buoyant wastes. This has been accomplished by recasting the problem
in terms of an analogous positively buoyant case.

    It may help the reader to appreciate this approach by pointing out that many  laboratory
experimental data sets, and photographs, of positively buoyant plumes rising from the bottom of
a simulated stably stratified ocean are in fact results from a negatively buoyant plume discharged
from the surface, sinking toward the bottom! The laboratory experiment is set up this way for
the physical convenience of the modelers.  The photographs are typically presented in published
reports upside down so that they visually depict the conceptual problem being  addressed. The
proper analogy is effected by due regard to the density differences between the plume elements
and the local ambient  so that the forces acting on the plume element are the same regardless of
the direction of motion.  Thus a freshwater plume rising from the seabed is simulated physically
by a heavy liquid sinking in a lighter fluid.  The mathematical simulation is analogous, and the
printout from the computer program is an equivalent, surrogate solution.
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                                                          General aspects of dilution modeling

    An example of the above approach is the simulation of dilution factors computed for near
surface, downward discharge of drilling fluids  into  a  marine  ambient by  Ozretich and
Baumgartner (1990).   In this example the mathematical models PLUME, OUTPLM, and
DKHPLM, which would accept only positively buoyant discharges directed up from the seabed,
were provided input for a surrogate freshwater discharge into an ambient having an initial density
difference  and  a  density  gradient equal  and opposite  to the  prototype situation.   The
mathematically  simulated results were comparable to data from a physical model of heavy fluids
discharged downward from the surface, i.e., exactly as in the prototype.

    Extrapolation of the usual plume model results to cases of very large solids concentrations,
and slurries or  solutions with very high specific gravities  compared to the ambient  fluid may
violate the Boussinesq approximation which is generally assumed.  This assumption, incorporated
in plume models to simplify calculations, requires that density differences between the plume and
the ambient must be small compared to the density of the fluid. For example, the specific gravity
difference between sewage and seawater compared to seawater is approximately  0.02.  Sewage
sludge is about  the same, whereas drilling fluids used in offshore oil exploration could have a
ratio of as high  as 0.5!  Clearly 0.5 is not a small difference compared to 0.02, but there has not
been a rigorous  examination of the importance of the Boussinesq assumption in plume modeling,
or for that matter what a useful criterion is for judging "small." Morton (1959) pointed out that
density differences are rapidly dissipated within  a short distance from the orifice, suggesting that
violation of the Boussinesq approximation is not very  serious for the major flow region.  Fluid
modeling studies by Roberts (1977), and  by Roberts,  Snyder, and Baumgartner (1989 a, b,  c)
show no effect  of the ratio over a wide range.

    In the  hydraulic  model studies  of drilling fluids reported  by Ozretich and Baumgartner
(1990), drilling muds  with  specific gravities as high as 2.17  were adequately modeled by the
model PLUME  (Teeter and Baumgartner,  1979) as judged  by  comparison to measured depth  of
penetration to the level of buoyant equilibrium.  The  ratio  of  predicted to observed depths
averaged 0.93 (standard error = 0.03) for 27 trials.

    The model  UM described in this report will  accept  direct input matching all  physically
observed positively or negatively buoyant plumes discharged at any angle from either the surface
or the seabed.  Furthermore it does not depend on the Boussinesq assumption.  Other models
accessed through the UM interface may or may not produce output for certain negatively buoyant
cases, and  output which appears complete for other than positively buoyant plumes discharged
from the seabed must be considered carefully by the user.

Nascent Density:  Thermal Discharges to Cold Water

    A special class of negatively buoyant plumes are nascent dense plumes, plumes which begin
as buoyant plumes but reverse buoyancy, becoming dense  and sinking to the bottom or to some
more deeply submerged trapping level. The best known examples are thermal freshwater plumes
discharged to freezing ambient  freshwater (Frick and Winiarski, 1978;  Frick,  1980).  The
behavior,  which can  also occur in brackish  water up to a salinity of approximately 14 o/oo,

                                          36

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                                                          General aspects of dilution modeling

occurs because the plume, as its temperature cools by mixing with water near the freezing point,
becomes denser than the ambient because the maximum density of freshwater is around 4 C.
Thus, if the temperature of the ambient is less than 4 C, the potential for the nascent dense plume
phenomenon exists.

    The non-linear equation of state used in UM may be used to model nascent dense plumes,
as explained in the chapter entitled: "A CORMIX1 comparison, density, stability, and profiles".
PARTICIPATE DISCHARGES

    Particulates in fluid discharges  may vary from 10 ppm in municipal secondary effluent to
over 100,000 ppm in drilling fluids. The mass of solids may contribute to the bulk density of
the fluid, influencing the transient behavior of the plume and its equilibrium position.  For
municipal effluents this contribution is neglected because of the low concentration of particulates.
    Simple plume  models (e.g., UPLUME) have also been used to analyze the  behavior of
municipal sewage  sludge in relation to alternative discharge methods such as pumping from
barges.  Comparison of the mathematically simulated results to  small scale hydraulic models
results demonstrated that sewage sludges containing between 2 to 6% suspended solids have
essentially the same properties as aqueous solutions of the same bulk densities.  As the buoyant
  Figure 15. Separation of plume and flocculating particulates.
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                                                           General aspects of dilution modeling

equilibrium level is reached in a density stratified ambient fluid the particulates begin to separate
from the diluted sewage field,  some rising, some settling,  with  or without flocculation.  See
Figure 15.

    The physics of plume models does not attempt to describe the behavior of particulates within
the buoyant plume region or following  equilibrium, except to the extent they behave as part of
the fluid continuum.  Models are available  (Tetra Tech, 1987, Bodeen, et al., 1989) to simulate
the dispersion and settling of sewage effluent particulates based on pioneering work of Hendricks
(1982, 1983) in the Southern California Bight.  These models may be applicable for analysis of
other types of particulates.  It should be borne in mind that the equations of state used in  UM,
RSB,  and CORMIX are not necessarily appropriate for the fluids at hand.  (Some additional
amplification on this point is found in the section entitled: "Example: A CORMIXl Comparison,
Density, Stability, and Profiles.")

    It may be possible to influence the  behavior of particles in relation to the physics  of
sedimentation by adjusting the discharge conditions at the diffuser port, especially the exit speed.
High exit speed may break up agglomerated particles causing them to behave as discrete particles
at the equilibrium level.  Low exit speeds  may preserve the integrity  of agglomerated particles
and enhance the flocculation of others prior to arrival at the equilibrium level.  This is a separate
area of research beginning to be questioned.  Attention so far has been focused primarily on the
interactions of particulates following the  transition from plume mixing to ambient  turbulent
transport (Hunt,  1990).   Whether or not  discrete  or agglomerated  particle  are the  more
environmentally benign form has not been rigorously established, although a task force report of
the Marine Board suggests dispersal is preferred to seabed  accumulation  (NRC, 1984).   This
recommendation is based  on  broad physical considerations rather than  detailed ecological
considerations which may be preemptory.
                                           38

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  USER'S GUIDE TO THE PLUME MODEL INTERFACE,  "PLUMES"
SYSTEM REQUIREMENTS AND SETUP

    PLUMES is designed to be used on IBM compatible PCs running under DOS.  The program
does not make use of graphics but does require a color monitor.  The memory requirements of
PLUMES are modest, less than 200K, and should not interfere with other resident programs. The
latest advisories are contained in a file called READlst.exe, which, as its name implies, should
be read first. READlstexe contains information on how to unzip the program and document
files.  Information describing a few supplementary files is also found there.

    PLUMES can be run from the A: prompt using the diskette provided, however, the tutorial
notation assumes that it is  installed on a hard  drive, generally Drive C.  We suggest that you
create a new directory on which to install PLUMES. If this new directory is a sub-directory of
the root directory the following procedure could be used at the C:> prompt to create a sub-
directory called, for example, MODELS, and to change to the new directory.  At the prompt type
"mkdir MODELS" followed by a carriage return (i.e. the  Enter key: ). The installation
commands might look like this:

C:> mkdir MODELS
C:> chdir MODELS
C:\MODELS> a:PLUMEPRO

    After each  command an  is implied.  The mkdir (or md) command makes the
PLUMES sub-directory, the chdir (or cd) command moves  you to the new  PLUMES sub-
directory. The A:PLUMEPRO command executes the self-unzipping executable file by that name
on the A: drive.  (Substitute the appropriate drive designation).  At this point, the program,
PLUMES.exe, may be run  by typing  at the prompt:

C:\MODELS > plumes

The case of the command is unimportant.

    For further  guidance on setting up the directories consult the  DOS reference manual.
                                        39

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                                             User's guide to the plume model interface, "PLUMES"

INTRODUCTION

    PLUMES is a computer implementation for preparing input data and controlling two plume
models, RSB and UM, and two farfield algorithms.  RSB and UM are relatively sophisticated
mathematical models for analyzing and predicting the initial dilution behavior of aquatic plumes
discharged from diffusers or  (UM only)  single ports.  The farfield algorithms are relatively
simple implementations of the Brooks farfield dispersion equations.

    The interface itself presents a spreadsheet environment, scoreboard-like in appearance, that
allows you to describe effluent parameters,  environmental conditions, diffuser design features,
and program controls in an organized but flexible manner.  The  various program elements are
intended to work together to help reduce the amount of time required to analyze various plume
problems,  or cases.  For example, the interface provides limited  control over output format to
help in writing reports.  The  goal is to make it easier to explore options, conduct  sensitivity
analyses, and generally produce more in-depth project reviews, designs, or assessments.

    In addition, PLUMES can provide the corresponding CORMIXl flow categories based on
the CORMIXl  classification  scheme (Doneker  and Jirka,  1990).  Thus,  PLUMES can offer
recommendations  on model  usage  that  go beyond  the built-in models —  including EPA
CORMIXl, CORMIX2 (Akar and Jirka,  1990), and CORMK3  (Jones, 1990), for single port
discharges, diffusers, and surface discharges respectively, in its appraisal.  More comprehensive
recommendations on model usage are provided in Appendix 1.

    The  software  is bundled  with several  stand-alone  models:   UPLUME, ULINE, and
PLUMEHYD. UPLUME and ULINE are  initial dilution models described  by Muellenhoff et al.
(1985). PLUMES  supports them by providing a way to create UDF files  from the input data.
PLUMEHYD may be used to analyze the hydraulic performance of simple, linear diffusers; it
is described in Appendix 2.

    The PLUMES  interface uses several main  structures to display information,  activate various
functions,  and control the resident models:

       4  the case (or record)
       ^  cells
       i  pop-up menus
       f  dialogue windows
       +  help windows
       +  configuration string

which are described in the next  section.  In addition, various specialized built-in features are
included to support the analytical process.  Perhaps the most unique specialized capability is the
conflict resolution feature which allows many ways of defining the problem, i.e. entering different
sets of variables, and, consequently, must be able to  detect instances of conflict when they occur
and help to remedy them.  The following tutorial chapter demonstrates the conflict resolution


                                           40

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                                             User's guide to the plume model interface, "PLUMES"
mode.
    Another feature is a units conversion capability to minimize the need for a calculator.

    The  structure, commands,  special capabilities,  and the plume  models  themselves work
together to help you analyze initial dilution, mixing zone, and farfield dispersion problems. The
level of refinement available in each of these zones varies considerably, being relatively high in
the near field simpler and approximate in the farfield.
PLUMES STRUCTURE

    When  PLUMES  is  started,  introductory  information  is  displayed  which  must be
acknowledged by pressing any key. Once acknowledged, the main screen, often referred to as
the interface level or simply the interface, appears.  An example of the interface is given in
Figure 16.  The screen represents a single problem, or case, which, as the information in the
upper right corner implies, could be just one record in a file of many cases.

    A color monitor is required.   Color is used to help organize the input and  enhance the
readability of the interface.
    Jun  19,  1992,   11:35
    Title    Sand Island
     tot flow    #  ports
        4.469        285
     port  dep   port dia
        70.1      0.085
    port elev  ver  angle
         0.84
                    0.0
   hor  angle  red space
           90
        depth
          0.0
        30 .48
        45 .72
        60.96
        76.20
  7.315
current
   le-5
   le-5
   le-5
   le-5
   le-5
  6  ERL-N PROGRAM PLUMES, Jun
validation: no blockage
port flow   spacing  effl sal
  0.01568     7.315       0.0
plume dia total vel horiz vel
  0.08500     2.763     2.763
cont coef  effl den poll cone
      1.0    -2.893       100
p amb den p current   far dif
    24.080.00001000  0.000453
           salinity
              34.99
              35.00
              35.02
              35.00
              35.02
                                       10, 1992   Case:
                                                                       2 of   2
                                                                      non-linear
                                                               far inc   far dis
                                                                   500      2000
                                                             asp coeff print frq
                                                                  0.10       500
                                                              Froude # Roberts F
                                                                 18.40 2.044E-14
                                                             K:vel/cur stratif #
                                                                2763000.00004871
                                                              N (freq) red grav.
                                                               0.01217    0.2652
                                                             buoy flux puff-ther
                                                              0.004159     35.60
                                                             jet-plume jet-cross
                                                                 1.472     20810
                                                             plu-cross jet-strat
                                                             4.159E+12     4.136
                                                             plu-strat
                                                                 6.932
                                                               hor dis>=

^ORMIXl  flow  category  algorithm is  turned off.
                                                              0.0 to any  range
    : Fl.   Quit:  .   Configuration:ATNOO.   FILE:  sandis.var;	
density
  22 .99
  23 .18
  23 .40
  23 .49
  24.47
 temp
26.18
25.60
24.95
24.60
21.22
effl temp
       25
ve rt 1 ve 1
    0. 000
    decay
    55.26
  far vel
     0.15
 amb cone
        0
        0
        0
        0
        0
  Figure 16.  The PLUMES main screen, or interface level. (Software version is in color.)

    The greater part of the interface is occupied by ceils. In general, each cell has a short label
and a space beneath it for numeric data (the value of the mathematical variable). The title cell,
occupying the second line, is longer and is suited to alphanumeric input.  In the main body of
                                          41

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                                             User's guide to the plume model interface, "PLUMES"

green ambient cells, which define conditions in the receiving water, vertically stacked cells share
common labels.

    The cells are organized into colored blocks. Outfall structure variable labels are on magenta
background; effluent characteristics, brown; miscellaneous variables, gray; ambient variables,
green; and specialized information, red.  The actual colors depend on the brand and settings of
the monitor in use. There is also a multipurpose "pause" cell (identified initially by the header
"hor dis>="), near the lower right hand corner of the interface, which may be used with UM to
control output of information under specified conditions (useful for specifying dilutions at the
mixing zone boundary).  The color of the numeric information in the cells is either displayed in
yellow or in white, depending on whether the information was entered manually (or selected from
a default value)  or was  computed by PLUMES.  Yellow  variables are independent variables;
white ones are dependent.  Only some of the cells, which you select to suit the problem
(independent cells), need  to be specified — PLUMES computes the rest (dependent cells).
This flexibility makes it possible to define problems in a variety of ways.

    At the top of the interface is a clock, the PLUMES version  identification,  the case counter,
and the Equation-of-state-window (showing linear or non-linear). At the bottom are three lines
of data: the  first is reserved for the CORMIX flow classification predictions and modeling
recommendations, the second is the dialogue line, and the third contains basic help information,
program configuration identification, and the name of the file of cases in use.

    The dialogue line may be passive, displaying useful information that is relevant at various
times, or it can be active, awaiting instructions to continue.  Sometimes you are alerted to new
information in the window by sound.  An example of a passive  message explaining how to use
the menus after  the Fl  key is pressed is shown in Figure  17.  When action is required, the
   Hit bolded  letter or arrow keys and ; use control sequences  for speed
  Figure 17.  An example of the dialogue line.


options will be displayed or a cell will be provided for inputting string information, such as a file
name.  The latter often display a default string which  may be accepted or simply typed over,
referred to as "typeover" input.  Explanations of messages may be found in Appendix 4.

    Except for some of the editing commands which are described only in the Miscellaneous
Editing Commands section, the commands can be selected from several menus, the main one
of which  is shown in Figure 18 as it appears as  a window  on  your screen.  The menus are
provided mainly as a memory aid,  and, in general, it is faster to  use the keystroke form of the
commands at the interface level. The *• symbol after some of the commands on the main menu
indicates the presence of sub-menus.  The mode of implementation is explained subsequently.


                                          42

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                                            User's guide to the plume model interface, "PLUMES"
Jun 11, 1992, 19:57:49 ERL-N PROGRAM
PLUMES , Jun
Title Sand Island validation: (no blockage) TRR
tot flo
4.46
plume de
70.
port ele
0.8
hor angl
9
dept
0.
30.4
45.7
60.9
76.2


	 raci_LU menu 	
run rsB program
run Urn program
show Independents
units Konversion
List equations
get Work file
fill New file
add to Output
cell Precision
shallow/surface Z
configuRe models ••
movement commands *•
miscellanY menu >•



t;pciL:j_uy
7.315
otal vel
2.763
effl den
-2.893
current
00001000
salinity
34.99
35.00
35.02
35.00
35.02


KLL J. isdJ-
0.0
horiz vel
2.763
poll cone
6.1e8
far dif
0.000453
temp
26.18
25.60
24.95
24.60
21.22


10,
case.
c-.f fl
ei r i
vertl
0
1992

temp
25
vel
.000
decay

far

amb








vel
0 .15
cone
0
0
0
0
0


Case:
1 of 1
non-linear
far inc
500
asp coeff
0.10
Froude #
18.40
K: vel /cur
2763000
N (freq)
0.01217
buoy flux
0.004159
jet-plume
1.473
plu-cross
4.159E+12
LdL UXti
2000
print frq
500
Roberts F
2 .044E-14
Stratif #
.00004871
red grav.
0.2653
puf f-ther
35.61
jet-cross
20820
jet-strat
4.136
  Figure 18.  The main pop-up menu superimposed on the PLUMES interface.

  The most pervasive help screens are the cell definition windows.  These come up by issuing
the  (AL) command on the main menu.  The information provided is specific
to the cell identified by the cursor and has one of two forms. An abbreviated form is used when
the file EQNS is not in the current directory; it consists only of a definition of the cell and
descriptive notes. With  the file in the current directory, a second form adds the equations that
are used by PLUMES to  define dependent (white) variables.  The extended form, in this example
showing the equations and terms involved in various methods for computing density, is  shown
in Figure 19.  If file EQNS is not in the current directory because it was not copied or was
deleted, it may be restored from the  original disk.

    The Configuration string, which may vary from case to case, appears in the middle of the
bottom line of the interface.  Each character in the string is a mnemonic for different program
attributes. Changing the string will cause the program to work in one of several fundamentally
different ways.  For example, the "O" in "ATNOO" in Figure 16 indicates that the plume model
UM, under overall control of the PLUMES interface, will  terminate the initial dilution phase
(near-field) if and when  the mathematical condition of element overlap is encountered.
INTERFACE CAPABILITIES

    It is easy to be unaware of some of the special capabilities available in PLUMES because
all are not controlled directly. However, understanding them will enhance the use of the system.
The more notable ones are described below.

       4  an unstructured data input environment
       +  a  conflict resolution mode for resolving many over-specified input conditions
       f  a  configuration file
                                          43

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                                             User's guide to the plume model interface, "PLUMES"
  Help for variable:   den  =   effl  den  sigmat

      Effluent density.  When calculated from temperature and salinity,
      the salinity  is  assumed to have the composition of sea salt.  If  the
      density is  independent,  a linear equation of state is assumed  (see
      Example 2 in  the manual for  more detail).

  Equations and variable definitions:
   den =  (dena+1000)/(1.0  +vel*vel/(g*dia*abs(Fr)*Fr) - 1000
          { note single use of abs  to retain sign }
       =  (dena+1000)/(1.0+gp/g)-1000
       = dena -SP*(dena-dal)*dia/pdep
       = sigmat(s,t).
     dal
     dena
     dia
     Fr
     g
     gp
     pdep
     SP
     t
     vel
     s
surface  (level 1) density
ambient density at plume depth
plume diameter
densimetric Froude number
acceleration of gravity
reduced acceleration of gravity
plume depth
stratification parameter
plume temperature
   for more     [  for the continuation page below
plume vena contracta velocity
plume salinity
     den, dena,  etc.  expressed in sigma-t units
  
Figure 19. Example of a "cell definition window." The help window for the plume density cell.


       +  selection from multiple solutions to governing equations
       4  display based on significant digits

    Perhaps the most outstanding  feature of the interface is its  unstructured data input
environment.  The user is free to move about,  skipping over cells,  just as in a spreadsheet
program.  This facilitates "what if inquiries.

    The unstructured environment would not have much purpose if all the cells had to be filled
in anyway. But, in fact, only  some of the cells need ever be filled. The reason is that PLUMES
provides redundant variables  as a convenience. For example, there  are cells for the total flow,
number of ports, and port flow. Since it is assumed that all ports have  equal flow, only the first
two cells  are necessary to specify the port flow.  (Given that they are specified, the port flow
should not have to be input, in fact, it would be potentially incorrect to do so because the value
could be inconsistent with the total flow, which, as is explained below, would be brought to your
attention by the conflict resolution algorithm.) In this case the  total flow and number of ports
are displayed as independent variables, i.e. in yellow,  while the calculated (dependent) port flow
cell is displayed in white.

    For even more flexibility data can be entered into cells defined previously.  This capability
facilitates  sensitivity analyses.  If the superseded value was  yellow  (independent), the affected
dependent (white) cells are simply recalculated.  However, things are more complicated when a


                                           44

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                                              User's guide to the plume model interface, "PLUMES"

white cell is superseded with new information you entered. In this case the overspecification
alluded to above will, in general, cause the data set to be inconsistent.  In  the above example,
the product of the port flow and  the number of ports would no longer equal the total flow.
PLUMES  detects most such inconsistencies1 and goes into a  conflict resolution mode in
which you select (space bar to move to the selected variable, followed by the "D" or delete keys)
which variable is to be calculated (dependent).

    PLUMES maintains a configuration file called SETUP, an ASCII file that is created if it
is not present in the current dkectory. It is routinely updated and  stores information on the last
use, including the location of the cursor, and the variables on the output table list.  PLUMES
attempts to find and read the file each time it is  run.

    Some of the equations used to define dependent cells in the interface have more than one
solution. A good example is density as a function of temperature and salinity.  It is well known
that the  greatest density for fresh water at standard temperature  and pressure is around 4  C.
Thus, there is a range of densities smaller than the maximum density in which temperatures both
less and greater than 4  C are compatible. Whenever this occurs, PLUMES  provides for the
selection of the desired solution from the multiple solutions to the governing equations. The
same occurs when the dependent  variable is the solution to a square  root, in which case the
proper root, either positive or negative, must  be  selected.

    The  interface displays numbers to 3 or  4 significant digits.  This capability assures that
information is not lost due to formatting deficiencies.  Numbers that cannot be displayed to the
proper precision within the allotted space are  converted to the "E" format of scientific notation,
e.g.  1.4xlO"8 is displayed as 1.4E-8.  The "E"  format may also be used to enter data.  The  command may be used to show extra precision.
COMMANDS

Conventions

    Control over the interface is exercised through a system of commands which may be issued
at any time.   The commands  are listed on a series of menus and can be  implemented by
bringing up a menu or by holding the "control" key and striking an appropriate letter key. The
former is convenient for remembering the commands while the latter is faster. Thus, the "run
rsB program" command, which is listed on the Main menu, can be issued at the interface level
by simply holding down the control key and then pressing the letter B, also denoted by AB. (The
case of the letter is irrelevant, i.e., AB = Ab.)
   ' Strictly speaking, instances of over-specification are detected only when at least one of the defining variables
of the offending cell is independent. However, a special command is available for checking the consistency of all
variables, irrespective of their independent/dependent lineage.

                                           45

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                                            User's guide to the plume model interface, "PLUMES"

    There  is only one  way  to access the  Main  menu directly, which is not to  say the
commands, and that is with the "Fl" key.  From the main menu the commands, which include
bringing up the sub-menus, may be issued by hitting the chosen highlighted key, or, using the
arrow keys to move to the chosen command and selecting it with the enter (carriage return) key
or the space bar.

    In the catalogue of commands to follow  commands will be enclosed by < > brackets, to
indicate they are keystrokes. Thus  or  are equivalent. For commands
issued directly from the interface level without going through , sequences are harder to
represent, for example,  does not convey very well the fact that the keys are to be
depressed  simultaneously.   For such cases the notation AB is more useful and will be  used
extensively. For sub-menus, the chosen highlighted letter can be added to the key sequence.  For
example, to use the  command on the Miscellany menu from the interface
press AY followed by AH or ; this sequence is summarized as AYH.  If a command is issued
which is invalid in context, PLUMES will  send a reminder to the  dialogue window.  The
commands  are case insensitive.

    In the following listing, the name of the command as it  appears on the menus is given,
followed by the interface  level keystroke command sequence and a brief description of the
command itself.
The Main Menu

    The Main menu (Help, ) is shown in Figure 20.

, AU:
       Run  the  UM model.   Subsequent  dialogue  window
       prompts ask you to specify the number of cases to run
       and the destination of the simulations (console, printer, or disk file). (See explanation of
       the AB command above.)
                                          46

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                                             User's guide to the plume model interface. "PLUMES"

, AI:
       Typically, PLUMES  can use several equations to define dependent  cells.  AI examines
       each of these and, in  turn, identifies all the potential defining variable sets for the cell'in
       which  the cursor is  located.  The cell's independent variables are revealed by black
       hatching of the background color of the cells' labels.  AI is useful for establishing which
       data (cells) will  define the cell at  the cursor for which data may be unavailable.  For
       example, you might only  be  using the interface to calculate salinities and  wish to
       determine the appropriate cells to input.  (REMINDER: the variables in the defining set
       can themselves be either independent or dependent.)

, AK:
       Allows you to change the input units of a cell to one of the units shown in the dialogue
       window.  After the desired unit appears in the dialogue window, you may input the value
       in  its native units.  Upon leaving  the cell the value is automatically  converted to the
       system units (primarily SI, i.e. kg, m, sec, C). Subsequently, the conversions will appear
       in  the dialogue window  whenever the cursor is moved back into the cell.

, AL:
       Provides a definition  of the present cell.  An  example is given in Figure 19.  The header
       name is displayed at  the top of the  screen in  the cell's interface color.  If the file EQNS
       is in the current directory, the set of equations that define the cell, together with variable
       explanation, is also provided.

, AW:
       Used to specify a new working file  of records, or cases. A typeover window is provided
       for file name input. The <4> key may be used to cycle through existing .VAR filenames
       in  the present directory.  The existing active file  is stored and the new file is opened.
       The  new file name replaces the old one at the bottom of the  interface after the word
       "FILE". If the file does not exist it is created and filled with default data.  The length
       of  the new file is checked to help ascertain that the appropriate format exists.

, AN:
       Directs the interface to create a new file of records from the current file of records.  You
       are asked for a new file name (existing files are rejected). The filename extension, .VAR,
       is recommended (see the  command above).  You must specify which
       records are to be copied  to the new file.  The numbers of the cases  must be separated by
       blanks  (spaces, not commas) but may be in any order. Sequential cases  may be specified
       by  connecting their beginning and end members with  "..", e.g.  the sequence  5 3..7  1
       causes  the cases  5, 3, 4, 5,  6, 7, and 1, in that order, to be copied  to the new file.  The
       command is useful for reorganizing your case files.
odd to Output>, AO:
       For the UM model AO allows cells to be added to the list of cells that are displayed as

                                          47

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                                            User's guide to the plume model interface, "PLUMES"

       output. Affected cells are highlighted by a blue rectangle in the first character of the cell
       label.  Certain auxilliary variables like centerline dilution may be added or removed by
       using the AYS command on the Miscellany menu.

,  AP:
       Increases the precision to which dependent cell values are expressed.  The effect is global
       to all cases but is reset at PLUMES run  time.  Up to six significant  digits.
, AZ:
       This command allows the analysis of single port plumes into very shallow water. Usage
       is explained in the unofficial accompanying file called EGSFC.WP.

 >,  ARx:
       Displays the Configuration menu.  The "x" indicates another key is  to follow.  If AR is
       pressed at the interface level, the Configuration menu will appear after a timed delay if
       the "x" has not followed in the allotted time.

• >, AVx:
       Displays the Movement menu.  The "x" indicates another key is to follow.  If AV is
       pressed at the interface level, the Movement menu will appear after a timed delay if the
       "x" has not followed in the allotted time.  Some mnemonics of  some of the editorial
       commands are also displayed.  Note: the AV prefix is not required.

 >, AYx:
       Displays the Miscellany menu.  The "x" indicates another key is to follow.  If AY is
       pressed at the interface level, the Miscellany menu will appear after a timed delay if the
       "x" has not followed in the allotted time.


       The null command. Returns the interface level. At the interface level it is used to quit.
The Configuration Menu

    The configuration prescribes one of several possible running modes for the interface, UM,
and  RSB.    The  settings  are identified in capital  letters  and numbers  after the word
"Configuration". Defaults are provided if the file SETUP is missing, otherwise they are read in
from SETUP.  The menu is shown in Figure 21.  Unlike other menus which disappear after a
command is selected, the configuration menu remains on the screen until  is hit, allowing
the entire configuration string to be edited in one pass.  It can be accessed with  followed
by , or AR.  Once the commands are known, it is more convenient to use the command
sequences given below.
                                          48

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                                          User's guide to the plume model interface. "PLUMES"
                                                               Configuration Menu -|
                                                               Auto ambient
                                                               Brooks eqn  input
                                                               Cormixl  categories
                                                               Farfield start
                                                               Reversal set
                                                               Show configuration
                                                               
, ARA:
       Possible settings are  A  (on)  and N (off) in the first
       character of the configuration string,  e.g. ATNOO  or
       NTNOO. In the ambient block starting with the line below
       the surface ambient line, while moving  from cell to cell,
       Auto  ambient (on) will fill  the  cell  with  the value
       immediately above it if that value is independent (yellow).
       This is a convenient way of filling out the ambient block
       when many of the values are similar. The provided values
       can be edited in the usual ways. The default is A (on).
                                                             Figure  21.      The
, ARB:                                    Configuration menu.
       The command toggles between two options.   Possible
       settings of T or R are identified by the second character in the configuration string at the
       bottom of the interface level.  The R setting (reset), e.g. NRCOO, indicates that PLUMES
       will prompt you to  approve or change the inputs (wastefield  width and origin distance).
       This allows you to essentially run the farfield model independently of the initial dilution
       models. The T setting (transmitted) will establish the initial dilution model results as the
       farfield model inputs.  The default value is T (transmitted).

, ARC:
       The command toggles between two options. Possible settings of C or N are identified by
       the third character in the configuration string at the bottom of the interface level. The C
       setting, e.g. NTCOO, indicates that PLUMES will attempt to define CORMDC1 flow class
       corresponding  to the input  conditions.   Recommendations  for model  usage are also
       presented.  The N setting,  e.g. NTNOO, specifies that no classification is attempted. The
       default mode is N.

, ARF:
       Used  to configure the UM model, it is identified  by  the  fourth character in  the
       configuration string at the bottom of the interface level.  This command specifies at which
       point the farfield dispersion  model is initiated following  the use of UM in the initial
   Start far-field at Max-rise, Overlap, or Pause criterion?
Figure 22. Farfield configuration options.

    dilution phase, i.e. in the near field. When the command is issued the prompt shown in
    Figure 22 appears  in the dialogue window.  Using the M, or Max-rise option,  e.g.
    ATNMO, the initial dilution phase is terminated when the plume reaches maximum rise
    (or the surface),  after which the farfield model is initiated.  The default value  is O
    (Overlap), e.g. ATNOO, which specifies the  farfield model begins when the plume


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                                             User's guide to the plume model interface, "PLUMES"

       element can no longer be consistently defined due to geometric constraints (Frick, Fox,
       and Baumgartner, 1991).  This condition, sufficiently pronounced,  is associated with
       upstream anvil formation  (Frick et al., 1990).   The P (Pause criterion) option, e.g.
       ATNPO, initiates the farfield model when the condition in the pause cell, set by the AYS.
       command, is met.

, ARR:

       Plumes rising in stratified receiving waters frequently trap at an intermediate level, a level
       of zero net buoyancy.   Generally, plumes will traverse,  or overshoot, this level and
       perform wavelike motion because they still have vertical momentum. Thus, above and
       below the trapping level the buoyancy will switch from positive to negative or vice versa.
       This reversal in buoyancy will ultimately slow the vertical  motion  to a standstill before
       reversing again.  Each reversal point is a crest or trough of the wave.

       The  setting specifies how  many extrema are to be modeled before  the
       farfield model takes control.  The  farfield setting must be M or P.   If the  number of
       reversals  (the last character in the configuration  string) is set to zero, e.g. AONOO,
       PLUMES will determine the number of reversals to be one, 1, for buoyant plumes and
       two, 2, for negatively buoyant plumes.  The reason for this option is that normally rising
       plumes usually entrain much more vigorously between discharge and maximum rise than
       they do in the farfield, thus the initial dilution region  is confined to the region between
       discharge and the first reversal (i.e. maximum rise). Negatively buoyant discharges  are
       frequently discharged upwards and pass through maximum rise before their turbulence is
       dissipated, hence  it is appropriate to continue relatively active entrainment through  the
       subsequent sinking region.  In any case, by specifying a nonzero integer between  1 and
       9, the user can specify the number  of oscillations which will be modeled.  The 0  value
       is generally recommended but may be altered for the rare instances that a different choice
       would be more conservative or for  special  purposes.


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                                     User's guide to the plume model interface. "PLUMES"

options are also summarized. An example configuration is shown in Figure 23.


The null command.  Returns the interface level.
The Movement Commands Menu

    The Movement Commands menu is shown in Figure 24.
It can be accessed with  followed by AV or .  Once
the commands are known, it is more convenient to use the
commands given below.  Note that even though they appear
on  a  submenu, to use the movement commands from the
interface level it is NOT necessary to first use the AV key.

    The  movement  keys   given  on  the  Movement
Commands   menu   are augmented   by  other  editing
commands described in the  next section:  Other Useful
Editing Commands. They are basic and useful and should
be learned thoroughly.

,  AA:
       In the title cell, AA moves the cursor to the beginning
       of any word in which the  cursor is located.  If the
       cursor is at the beginning of the string, it moves the cursor to the [tot flow] cell.

       In the other cells, AA moves the cursor to the beginning of the number in a cell, or, to
       the previous cell if the cursor is already at the beginning.

, AS, or < <— >:
       Moves the cursor one character to the left of its present position. If it is already at the
       beginning of the number or string, it moves the cursor to the previous cell.

, AD, or  < —> >:
       Moves the cursor one character to the right of its present position. If the cursor is at the
       end of the number or string, it moves the cursor to the next cell.















— Movement commands —
A cell left
S char left
D char right
F cell right 
E cell up
X cell down
go to next Case
Jump cell blocks
P (return last cell)

 del left
"t del word right
"ql sorry key
(more: see manual)
















Figure 24. The Movement
menu.
, AF:
      In the title cell, AF moves the cursor to the end of any word in which  the cursor is
      located. At the end of the title cell it moves the cursor to the [tot flow] cell. In all other
      cells, AF moves the cursor to the right side of the value in cell or to the next cell if the
      cursor is already on the right side.
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                                            User's guide to the plume model interface, "PLUMES"

        works normally in the title cell but moves the cursor to the next cell in
       the rest of the interface.

, AE, or < T >:
       Moves the cursor up one cell in the interface. If the cursor is in the uppermost row of
       cells, the cursor is moved to one line below the deepest defined line in the ambient block
       or to the bottom of the column of cells.

, AX, or < i >:
       Moves the cursor down one cell.  If the cursor is in the row of cells in the ambient block
       one below the lowest defined depth, or is at the bottom of a column of cells, the cursor
       is moved to the top of the column of cells. Affected by the  command.

, AC:
       Directs PLUMES to go to another case specified in response to a typeover prompt in the
       dialogue window.  The next case is always offered as a default and can be accepted with
        or .  Otherwise,  the default may be overridden by typing any other
       number followed by  or .

       If the specified case number is one greater than the number of cases that currently exist
       in the file of cases, a new case, is  appended  and filled with  the same information
       contained in the case from which the  AC command is issued. Any number less than one
       or greater than the number of cases plus one is ignored.

       See the  and  commands below.

, AJ:
       Moves the cursor into the next colored block of the interface.  AJ is  a fast way to move
       about in the interface and the only way to move the cursor into the  [title] cell.

, AVP: This command is useful after a variable is selected for deletion in the conflict resolution mode. When a deletion is made the cursor normally returns to the cell in which the cursor was located after the value that caused the conflict was entered. The AVP command returns the cursor to the cell which was deleted. Also works after the AJ, AE, and AX commands. NOTE: Due to the presence of the AP (cell precision) command on the main menu, this command can only be accessed by using the AV prefix. The null command. Returns the interface level. Mnemonics: The Movement commands menu lists a few editing commands which also may be issued at the interface level. These are described in the next section. 52


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                                            User's guide to the plume model interface. "PLUMES"


Other Useful Editing Commands

    The following commands perform useful editing functions  in the interface.  Many of the
commands are similar to those in the WordStar (trademark) word processing program and in the
Borland Pascal editor. Some common WordPerfect (trademark) commands are also used.

, or :
      Moves the cursor to the next cell, except in the title cell, where it works normally.

, or AH:
      Erases the character or digit to the left of the cursor.

, or AG:
      Erases the character or digit under the cursor.

AT:
      Erases the rest of the word or number to the right of the cursor.

:
      Directs PLUMES to go to the previous case of the case file.  When used in Case 1, the
      highest numbered case is brought into the interface.

      For skipping over many cases or for creating new cases using an intermediate case as a
      template, use the AC command.

:
      Directs PLUMES to go to the next case of the case file.  When it is the last case in the
      case file, a beep is  issued to alert you to the fact that a new case will be created if the
      command is  issued again.   This is a fast way for browsing the case data file and for
      creating new cases using the last case as a template.

      For skipping over many cases or for creating new cases using an intermediate case as a
      template, use the AC command.

AQD:
      Moves the cursor to the right of the last character or digit in the cell.

AQY:
      Erases everything in the  cell to the right of the cursor, all of it.

AQL:
      "Sorry-I-changed-it-command". Restores the original value of a cell providing the cursor
      has not left the cell. Some conditions cause exceptions  to this rule and data may have


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                                            User's guide to the plume model interface. "PLUMES"
      to be re-entered.
      May be used in many situations to dump  whatever is on the screen to an ASCII file
      called DUMPALL.  Subsequent uses of the command  will cause the DUMP ALL file to
      be appended so that occasional examination or deletion of the file may be appropriate.
      Intended for debugging and documentation purposes.
The Miscellany Menu

   The Miscellany Menu (AY) is shown in Figure 25.

, AYF:
      If variables in an ambient column are all the same, it
      is often useful to fill only the surface cell for that
      column and  use the   to  skip over
      successive cells in that column.  After all the  depths
      are entered (i.e. all the [depth] cells are filled with the
      appropriate depths), move to the surface cell in the
      empty column and issue the AYF command.  All the
      remaining cells in that column down to the deepest
      depth will be filled with the same value.

      The  command on  the Configuration
      menu  is  useful  for  achieving  these results  on  a
      continuous basis.


ambient column Fill
Interpolate amb cell
Copy ambient line
Delete ambient line
Beget new cases
cHeck consistency
Notes
clear Output cells
Purge cases
construct Udf file
pauSe cell
cormiX category
Zap most variables



Figure 25. The Miscellany
menu.
, AYI:
       This command is used to place depth interpolated ambient values into intermediate empty
       cells in a given column in the ambient block. For example, similar to the AYF command,
       you could specify a surface current of 0.10 m/sec and a bottom current of 0.20 m/sec.
       Then, from the  cell below the empty cell(s), issue  the  AYI command.  The empty
       intermediate cells will be filled with depth interpolated values.

,  AYB:
       Used to copy the cell in which the cursor is located to  the same cell in a  specified
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                                             User's guide to the plume model interface, "PLUMES"

       number of subsequent cases.  The number of cases involved is specified in a  dialogue
       window which is provided.

, AYH:
       Instructs PLUMES to evaluate all possible solutions for the cell from the set of equations
       which may be  displayed with the  AL command.  The results are compared  and any
       difference greater than a tenth of one percent is reported in the dialogue line.  Not all
       differences reported are cause for concern. In particular, very small values, which are for
       all practical purposes identical to zero, can occasionally differ by more than the criterion.
       Also, if the defining equation has more than one solution, as for example is the case when
       the horizontal velocity [hor vel] is computed from the total velocity [total vel] and the
       vertical velocity [ver vel], the signs  of the reported values may differ. Nevertheless, any
       reported differences should be contemplated.

,  AYN:
       Reports the previous  messages, up to 20, that have displayed  in the dialogue window,

,  AYO:
       Just as cells may be added to the list of variables to be printed or displayed by UM at run
       time, cells already on the list may be cleared using AYO. The dialogue window gives a
       choice for clearing all cells from the table or for returning to the default list of variables.
       After the command is used the AO command may be used to  establish a different list.

,  AYP:
       All cases after the one shown on the interface may be deleted from the case file.  The
       command is  especially  useful when terminal  cases  have   been  added  to  the  file
       inadvertently by the use of the <  t  > command.

construct Udf file>, AYU:
       Used to translate  the cases specified in  the dialogue  window from and into the UDF
       format used in the 1985 plume models (Muellenhoff et al., 1985).  See Appendix 5 for
       UDF.IN file format.  This makes PLUMES operationally  compatible with the earlier
       models.  The intent is to support the 1985 models and users who may not have adopted
       the resident models.  The interpreted cases are read from or are appended to an ASCII
       file called UDF.IN. When reading  the UDF.IN file the  Append option may be used to
       transmit some variables found in  the interface but not in the UDF.IN file, for example,
       the farfield increment cell.  In other words, the present case may be used as a  template
       for variables not included in  the UDF.IN file.
, AYS:
       Used to edit and set up the pause cell located near the lower right hand corner of the
       interface. After typing AYS the dialogue line shown in Figure 26 is displayed.  The cell
       is the only way to access selected model variables not present on the interface screen, viz.
       average dilution, centerline concentration, time, density difference,  and horizontal


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                                             User's guide to the plume model interface, "PLUMES"
     Back,  Inequalities,  Output,  Variables(space),  or ,
  Figure 26.  The pause cell dialogue window.

       distance.  The program control function of the pause cell works in conjunction with the
        command on the Configuration menu.  (Other cells that can be controlled,
       via conditions given below, include [port dep], [plume dia], [effl sal], [effl temp], [horiz
       vel], [vertl vel], and [p amb den].)  The capital letters in the window are highlighted; their
       functions are:

        or :
              Moves backwards through the list of model variables, including those listed above.
        or :
              Selects  the possible inequality conditions or criteria.  The idea is  to set up
              conditions under which UM will be forced to output data or terminate before
              initiations  of the farfield algorithm.  For example,  if the pause cell is the
              horizontal distance (travelled) [hor dis] cell, with a numeric value of 10 m, the
              inequality >=, and the Farfield start character in the Configuration string is set to
              "P" for Pause criterion, then UM will output a  dilution immediately after 10 m is
              reached and initiate the farfield algorithm.  If  the Configuration string is not set
              to the Pause criterion, then UM will simply  output  a value  at that  point and
              terminate.  This is a convenient way to establish output at desired points (like the
              mixing  zone boundary) or criteria.  The inequalities include >=, <=, =.
        or :
              Adds the variable to the output table (compare the AO command).
        or  or :
              Moves forward through the list of variables.
       
              The null command.  Returns the interface level.

, AYX:
       Used  to  determine the CORMIX1  flow classification for the current values  in the
       interface. The command is equivalent to setting the CORMIX program configuration to
       C for  a single instance (see the ARC command.)

,  AYZ:
       Used to clear most of the variables on the interface screen.  The cells not affected include
       the  aspiration  coefficient, the print  frequency,  the  decay constant, and the farfield
       diffusion coefficient.


       The null command. Returns the  interface level.


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                     A TUTORIAL OF THE INTERFACE


EXAMPLE:  PROPOSED SAND ISLAND WWTP EXPANSION

Introduction

    This example is a step-by-step development, or tutorial, of the kind of problems encountered
in applying 301(h) regulations. It is designed to make you familiar with the use of PLUMES and
to give you a feel for its capabilities and limitations.  Several figures are given along the way
to allow you to compare your progress with a prepared example. These figures do not adequately
convey what is a full color display on the computer monitor. Consequently, the tutorial is most
effective if it is used as a guide while filling out the PLUMES interface input form.

    The Sand Island example is  intended to be realistic, not only as being representative of the
problems encountered in practice but in terms of how analyses are not unique.  In other words
there is  not a single right  way, instead, an analysis is likely to be an evolutionary process. An
examination of work and  simulations already completed are likely to  identify other factors that
need to  be considered.  Thus, part of planning the analysis is to carefully examine modeling
results already in hand  to guide further changes which, fortunately, with PLUMES, are easily
made. But, the greater flexibility available in PLUMES also requires vigilance on the part of the
user because it is easy to overlook cells that, no longer standing out because they are filled, need
however to be changed.

    It is assumed  that  the  installation procedures described briefly  at the beginning of the
previous chapter have been completed.

    The problem described here is  based  on a proposal by the Sand Island Waste Water
Treatment Plant (WWTP) of the City and County of Honolulu, Hawaii which seeks to increase
its permitted  wet-weather flow  capacity from 102 to  130 MGD.  An increase in the design
capacity of 202 MGD is also under consideration.

    What will be the effects of the proposed actions on initial and farfield dilution? How are
bacterial, turbidity, and  other contaminant levels likely to change?  Is the new discharge likely
to meet  water quality standards under the proposed operating changes? How do new techniques
compare to earlier analytical procedures? These are some of  the questions addressed.

    The problem involves a diffuser with 285  ports located on both sides of the diffuser.  Over
time, the landward ports have become clogged with sand so that the discussion changes between
285 and 142  ports, 24 foot spacing and 12 foot  spacing, which is confusing.  This poses the
question: "How  do you  compare the performance of  the diffuser, now clogged, with the
previously  unclogged  diffuser?"  Ultimate answers are not provided  and this analysis  is
incomplete.  In fact, THIS EXAMPLE CONTAINS DELIBERATE MISTAKES.
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                                                                    A tutorial of the interface

Analysis

    The problem can be broken down into five different parts:

(1) Collect pertinent information.
(2) Input information into the PLUMES interface.
(3) Run the PLUMES initial dilution and farfield plume models.
(4) Analyze the model results and make adjustments, if necessary.
(5) Use the results in the decision making process.


STEP 1: Collect Pertinent Information

    One way to get a feel for the information needed is to run PLUMES and work an example.
The first time you do so you may be dismayed by the number of cells displayed by the interface.
It may seem imposing at first but only some of the variables, which you may choose, need to be
defined — the interface automatically calculates the rest, as soon as sufficient data is provided.
You are free to  pass  over cells  for which  you have no  data,  filling those for  which data  is
available.

    When you create subsequent cases, the data contained in an existing case may be used as a
template for the new case by using the AC command to simply move from the case to be copied
to  the new case to be appended (which will have a number one greater than the number of cases).
Minor changes may then  be made very quickly to only the affected variables.


STEP 2: Input the Sand  Island Information

    It is assumed the necessary data needed for Sand Island have been acquired; the appropriate
references are  given.  Begin by entering the main menu using  and set up a file for the
example by pressing , the  command, or, better, press AW without first
pressing  .   The  dialogue  window  changes  to request  the  work filename.   Type in
 (which does not exist yet) followed by  or .  Notice that the
default filename  can  be overwritten without first deleting it. The .VAR filename extension  is
recommended because the  command may be used to scan existing .VAR files
in  the current directory by simply using the <•!>  key.

    It is worth noting that the default name given in  the  dialogue box can be edited.  For
example, pressing < —> >, or some other editing key like AQD (move to the last character), before
you type an ordinary character, will move the cursor into the field of the cell where it  may be
edited by adding or deleting characters.

    When you are done the monitor will look somewhat like Figure 27, without the 4.469 values
or title. The other values are default values which may be accepted or rejected as appropriate.

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                                                                    A tutorial of the interface

    To start, give this case, identified as Case 1 in the upper right hand corner, a descriptive title,
e.g. "Sand Island validation". First, of course, you must move into the title cell.  You could go
to the Movement menu using the  key but  it is faster to use the "jump" command,  AJ,
several times until the cursor moves into the title cell.  Go ahead and type  in the title.   Push
, AJ, or AX when you are finished, in either case the cursor moves to  the  [tot flow] cell
which is a good place to start filling out the rest of the interface.
  Jun 19,  1992,   11:26:42   ERL-N PROGRAM PLUMES,  Jun 10,  1992   Case:   1 of   1
  Title    Sand  Island validation                                         linear
   tot flow   # ports port  flow   spacing  effl sal effl temp   far inc   far dis
      4.469          1    4.469      1000       0.0
   port dep  port  dia plume dia total vel horiz vel vertl vel asp coeff print frq
                                                                    0.10       500
  port elev ver angle cont  coef  effl den poll cone     decay  Froude # Roberts F
                   0.0       1.0                 100
  hor angle red space p  amb den p current   far dif   far vel K:vel/cur Stratif #
          90     1000.0                      0.000453
      depth   current   density  salinity      temp  amb cone  N  (freq) red grav.
        0.0
                                                               buoy flux puff-ther

                                                               jet-plume jet-cross

                                                               plu-cross jet-strat

                                                               plu-strat

                                                                 hor dis>=

 CORMIX1  flow category algorithm is  turned off.
  4.469 m3/s, 102.0  MGD, 157.8  ofs.                        >0.0 to 100 m3/s range
 Help: Fl.  Quit:  .  Configuration:NTNOO.  FILE:  sandis.var;
Figure 27  The PLUMES interface with the dialogue line showing units conversions of the total
flow cell.

    The total flow corresponding to the current permit is 102 MGD. It is the appropriate value
for the [tot flow] cell in which the cursor should now be located.  However, the dialogue line
informs you that the primary units in this cell are m3/s, so a conversion is required.  On the
main menu we note there is a command called , the dialogue line will appear as shown at the bottom of Figure 27.
In addition to showing the total flow in m3/sec, MGD (million gallons per day), and cfs (cubic
feet per  second), the dialogue line  also gives the recommended range of values for the cell,
which, incidentally, is not enforced.

    The cursor should  now be in the [# ports] cell and the value shown in the [tot flow] cell
should be 4.469. When the cursor was moved to the number of ports [# ports] cell, the third cell,
labeled [port flow], acquired a white value equal to 4.469, even though we did not input a value

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                                                                    A tutorial of the interface

in this cell.  This is an example of how the interface is event driven, i.e. an event, your pressing
the  space bar, automatically initiated an action. We will have more to say about this shortly.

    The number of ports is 285, but  they are not uniform  and the diffuser has  sections of
different diameters.  Strictly speaking, a hydraulic model is needed to properly analyze the
effluent velocities from the ports, but we will assume that  the flow is uniformly distributed.  If
the  diffuser is well designed, the deviations from this assumption will not be too great.  If there
is doubt a program such as PLUMEHYD.EXE  (Appendix 2) may be run to give better estimates
of the port flow distribution. In that case the total flow may not be consistent with the port flow
and we may need  to do  a piecewise analysis  of the diffuser.  Alternatively,  some other more
conservative  assumptions could be made.  To  simplify the analysis we will assume uniformity.

    Do not worry about what to do about the  "1" that is already in the cell, just type 285. As
explained previously, the "1" disappears when  you begin to type. Again, there are a number of
editing commands  explained in the previous chapter which allow you to modify the information
that is previously contained  in the cell.

    After typing in 285  use  the space bar to move the cursor to the [port flow] cell:  it has now
changed from 4.469 to 0.01568. The new value in m3/sec  is consistent with the flow from 285
equal ports producing a total flow of 102 MGD (4.469  m3/sec). The [port flow] cell value  is
white  (when  the cursor is  not in  the cell) instead of yellow  to remind you  that this is a
dependent variable which you did not input but was calculated by PLUMES  from information
you did input. Which cells  are independent and which cells are dependent depends entirely on
how you fill in the interface,  i.e. whichever variables are most compatible with the available
information.  This  gives you flexibility to use  the data you have, not data you wish you had.

    Before going on, note also that the new value is expressed as 0.01568 and not 0.016 (three
decimal places to the right of the period) as might have  been expected based  on the formatting
pattern established in the total flow [tot flow] cell.  PLUMES reports data to three or four
significant digits and up  to six are  accessible with the  command.

    The spacing is 7.315 m  (24 ft). It  is also noted that the ports are opposed so that there are
really two ports per 24 ft section.  This presents an interesting problem  because, if the plumes
from both sides merge, as they would in a crosscurrent or  as they might even  in the  absence of
current because they tend to attract each other by mutual suction, then this spacing is too large
because this kind of merging is not modeled in the UM  program, only side by side merging is.
Thus, there is an intuitively appealing suggestion that we should use spacing of 12 instead of 24
feet.  But for the moment we will ignore this complication. It will  be easy to  estimate its effect
later when  we develop additional cases.  Input 7.315 or  use the AK command to input in feet.

    In the case of Sand Island, we encounter another complication. Because the diffuser parallels
the isobaths it acts as a barrier to sand moving seaward. This has  apparently  clogged the ports
on one side and causes the port flow to double in the remaining ports.   But, for now leave the
spacing at 7.315.

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    It is important to note that with the spacing described in this way, the farfield predictions will
not be correct unless the Configuration menu is used to enable you to input the correct length
of the wastefield and the end of initial dilution. The reason is that, by ignoring cross diffuser
merging, we have  described  the diffuser as  if all ports are  on one  side  of the diffuser.
Consequently, the initial wastefield width needed for the farfield algorithm will be overestimated
by approximately a factor of two.  More will be said about this subsequently.

    It may seem that we are following a rather cavalier path in defining the problem. However,
in practice, it is common to first estimate parameters and play around.  In effect, this represents
a screening  analysis.  If it  is found that the initial dilution is  close  to being inadequate for
meeting water quality standards, then the analysis can be refined.  In fact,  as will be seen, the
interface is ideally suited for this purpose because it is easy to change values anywhere in the
interface without starting over.  Thus, there is no disadvantage to first scoping out the problem
and becoming aware of some of the potential pitfalls in the analysis beforehand.

    When you are finished with the [spacing] cell you could move to the  salinity cell. But wait
a minute, we have just made an important observation about spacing so let's jump (repeated AJ's)
back to the title and reflect this fact there. This will give you a chance to practice your editing.
In the title cell you could use the arrow keys to move to the end of the string,  but, for touch
typists, it is easier to use  the control key movement cluster.   A few AF's get you  to the right
place.  If there are several words to jump over, the AQD command does  the move in one step.
Type  in  ": no blockage"  or something like that.  Then return  to  where you were using the
movement commands.

    The header of the  next  cell  shows "effl sal" and, because the cursor is now  in the brown
block, you may infer, correctly, that this  refers to effluent  salinity.  If you are unsure about the
content of any cell however, the AL command ( on the main menu) may be used
to define the cell, as shown  in Figure 28.
   Help for variable:   s  =  effl sal  o/oo

      Effluent  salinity.   Sea salt composition is assumed.

  Equations and variable  definitions:
   s   = sigmasal(t,den).
     den : plume density
     t   : plume temperature
     sigmasal:  Newton  approximation using the SigmaT  function
      (if no solution to sigmasal then s is quasi-defined) .
  
Figure 28.  A  screen for the effluent salinity cell.

    The information given, that s = sigmasal(t,den), is somewhat more cryptic than most cells.


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It is an abbreviated way of showing that salinity is derived from a complicated function, in this
case involving the Newton-Raphson method because the function cannot be solved analytically
for salinity. Also, most cells have more than just one defining equation.

    Information on the salinity of municipal effluent is not always  available.  We suspect that
the effluent is largely fresh water and guess that it is close to 0.0.  (If possible, this should be
checked later.)  The default is accepted by passing over the cell using the space bar and going
to  the effluent temperature cell [effl temp]. Being in Hawaii, the temperature is estimated to be
about 25 C. As soon as both the salinity  and temperature  are specified,  PLUMES calculates a
value of -2.893 for plume density ([effl den] cell).  This density is given in sigma-t units and
translates  to kg/m3  when 1000 is added.  Thus, the approximated density of  the effluent is
997.107 kg/m3.  The conversion can be verified directly by taking an excursion to the [effl den]
cell and consulting the dialogue line which gives the value in additional units.  (Try the AP
command).

    We can approximate for now the effluent salinity  and temperature because the effluent is
discharged to  sea water with a much  higher salinity.   Thus, the  greater part  of the density
difference, i.e. buoyancy, is due to salinity differences, and the temperature approximations are
unlikely to affect the outcome by more than a few percent.  However, in regulatory work you
would try to define these variables more accurately.  (See also the discussion in the Freshwater
Discharges of Buoyant Plumes section of  Chapter 1.)

    The cursor should now be in the upper right corner of the interface in the Miscellaneous
(gray) block of cells.  Again using the   command, it is determined that the
farfield increment cell [far inc] is the  distance between points at  which the farfield dilution
estimates are reported during the simulation. Notice also that the header typeface is black, which
means that cell input is not necessary to determine the initial dilution, (i.e. neither UM nor RSB
require it for input).  However, as we are interested in farfield bacterial concentration predictions,
values for these should be established.

    It is known that a surfing area is located within approximately 2000 m of the outfall and,
therefore, this is considered to be an appropriate value to put in the farfield distance [far dis] cell.
Since only the bacterial levels at this distance are of interest, the farfield increment, the [far inc]
cell  in which  the  cursor  is  presently located,  can  be rather large, 500  m will  do.   (An
unnecessarily small value may give more output than you want causing previous information to
scroll off the screen when RSB or UM are run, necessitating a dump to a file.) Enter this value
and follow this by putting the value 2000  m in the [far  dis] cell.

    Now enter the plume depth measured from a standard datum such as  mean lower low water
(MLLW).   (This is an  UM  program variable which,  like a few others, is initialized by the
interface.)   In this case we know the depth to the center of the ports from which  the plumes
emanate to be 70.1m. All ports are at essentially the same depth. The blue background before
the first letter in [port dep] indicates the variable, (centerline) plume depth, will be an output
variable when running UM.  It can be turned on and off with the AO command.

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    The next cell, [port dia], is the actual physical diameter of the port (as opposed to the vena
contracta plume diameter, the minimum diameter of the plume, in the following [plume dia] cell).
The Sand Island  diffuser has five different diameters to choose from, so which one should be
used? Technically, a diffuser hydraulics model (Appendix 2) could be used to provide estimates
for port flow from each port. Experience shows, however, that varying port flow over a limited
range does not affect initial dilution radically.  Nevertheless, it would  be wise, especially for
beginners, to do a sensitivity analysis by changing some of the values somewhat. The interface
is ideal for this kind of exploration.  A conservative value is always appropriate if the screening
test is ultimately  passed.  (See  Chapter 1: Effect of Wastewater Flow on Dilution.)

    For now, enter 8.5 cm.  Notice that the possible  input units are in meters,  feet, and inches,
not centimeters.  This time the  proper conversion is not available through the AK command. It
is assumed that you are familiar with  the fact that 8.5 cm is equal  to 0.085 m.  Notice that the
leading 0 does not have to  be entered. Notice also that after inputting the diameter many cells
are starting to fill up with white values1.

    Now keep moving the cursor until the cursor is on the [print frq] cell.  The print frequency
cell [print frq] simply determines how many model steps there are between outputs. Except when
the time step becomes too  large, UM is designed to double dilution every 100 program steps.
Thus  a [print  frq]  cell value  of  100  will  cause  UM to  output dilutions of 1,  2,  4,  8...,
approximately. This can be adjusted to taste, we will  accept the default value  for the time being.
It is not critical in any case because the model outputs at important milestones,  e.g. the trapping
level. The performance of RSB is not affected by this cell.
    1 The basic idea behind filling empty cells in the interface is this: PLUMES can calculate cell values from input
you provide because it is event driven and because it normally has many ways to calculate each cell.  To give an
example, move the cursor to the [total vel] cell. You may have wondered why some cell labels are displayed against
a checkered background which changes as you move from cell to cell. These checkered labels tell you which other
variables (cells) serve as independent variables for the cell in which the cursor is located. For example, right now
the [port flow] and [plume dia] labels should be on  a checkered background.  That means that if [port flow] and
[plume dia] are defined (either white or yellow), [total vel] will be calculated by PLUMES, as it apparently has been.
This is a basic characteristic of the PLUMES interface that makes it act like a specialized spreadsheet. Essentially,
most cells have one or several equations associated with it (cf. Figure  19), just like spreadsheets,  that allows
unknown cells to be defined, providing the appropriate information is available.
    But PLUMES provides more than the standard spreadsheet in this respect.  If you will now push  followed
by  (or simply AI at the interface level) for the  command, you will see that other labels
are now checkered: first [horiz vel]  and [vertl vel], then [plume dia], [p amb den], [effl den], and [Froude #], etc..
Many cells have a multitude of ways of being calculated by PLUMES. The AL command will reveal just how many
there are and define them if the file EQNS resides in the current directory where it can be accessed by PLUMES.
It is this ability of PLUMES to calculate variables in many different ways that helps assure that you will have to
input only a minimum of information and that you do not have to be an expert and know how to provide specialized
information.  Your job is to keep finding cells that you know something about and fill them until  the interface is
completely defined.  You can do this by  moving directly to the cells you know, passing over the others. If at the
end some cells remain unfilled, you will need to continue the process. Remember, cells with black lettering in their
labels are  not needed for initial dilution calculations, only  for farfield estimates.

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    The port elevation cell [port elev] is used in calculating the CORMIX flow categories, and
it also affects UM's prediction of when the plume hits bottom.  Here we use the radius  of the
diffuser pipe, in this case enter 0.84 m.

    Accept the default value in the vertical angle cell [ver angle] by skipping over it.  A value
of 0.0 indicates that the effluent is being discharged horizontally, which is the case with Sand
Island and many modern diffusers.  It should be becoming apparent that filling out the interface
is not such a difficult task after all.

     The contraction coefficient cell [cont coef] is normally used to compute the actual initial
plume diameter by adjusting [port dia] on the basis of the differentiation between bell shaped
ports, which have a coefficient approximately equal to 1.0, and sharp-edged ports,  which have
a value near 0.61.  Sometimes this information is not provided in which case the value that yields
the more conservative dilution could be used. Its value tends not to affect dilution very much.

    If salinity and temperature are specified, as they are here, the [effl den] (effluent density) cell
is calculated using the non-linear equation of state found in  Teeter and Baumgartner (1979).
Computed values vary slightly from published values (see Table III in  the next chapter).  The
equation of state  used at run time in UM is indicated in the linear/non-linear window below
the case counter.  In running UM, if suspended or dissolved substances factor prominently into
determining density it may be better to use a linear equation of state, invoked by defining the
density cells while leaving the temperature and salinity  cells empty.  Any such empty cells
(providing, in the ambient block, the layer is defined) will cause the linear mode of UM to run.

    Now move the cursor to the pollutant concentration [poll cone] cell.  This cell is used to
specify the  concentration of a specific pollutant in  the effluent  and, in combination with the
ambient concentration cell [amb cone], to help determine the effective dilution achieved  by the
diffuser (see Chapter 1: Dilution Factor, Effective Dilution Factor, and Relationship  of Ambient
Dilution Water to Plume Concentrations).   For example, if the ambient concentration  is
everywhere zero then the effective dilution is identical to the effluent dilution.  However, suppose
we accept the default value of 100 (i.e. thinking in terms of percentage)  given in the [poll cone]
cell and all  the ambient concentration  cells  have a concentration of 1.0. Then, no  matter how
great the volume dilution is, the effective dilution can never exceed 100.

    Any consistent units of concentration may be used,  which means that the units  in the
pollutant  and  ambient  concentration  cells must match.     We  will   use  a  value of
6.1xl08(colonies)/100ml for the bacterial concentration. In PLUMES format, scientific notation
is input in "e" format, for example as 6.1e8. Note again, that to replace the default value we
simply start typing in the value of 6.1e8 and  when done.

    The cursor should now be on the  decay cell [decay].  This is the simple first order decay
constant, k, used  in the equation

 c = c^-*                                                                      <18)


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where c is the concentration time t after a concentration of cmax is measured.  For convenience,
the primary unit is inverse days.  Often, however, decay is expressed in terms of T90 values,
which specifies how much time is required for 90 percent of the pollutant to decay, or how much
time is required for 90 % of the bacteria to die.  The T90 time must be input in hours; for Sand
Island we use 1 hr.  Thus, after one hour of exposure to daylight in surface waters, 90 %  of the
bacteria have died. This unit is available by using the  command; when t90hr
is indicated in the dialogue window enter the value 1.

    As you move to the next cell you will notice that the space bar movement command
bypasses the densimetric Froude  number [Froude #] and Roberts Froude number [Roberts  F]
cells; the red block parameters are normally of interest only to researchers and designers. (When
it is convenient to use them the AJ command may be used to get into this block.) These numbers
will be calculated by the interface when all necessary input  is entered.

    The cursor should be in the horizontal diffuser angle cell [hor angle].  The outfall structure
variables, effluent characteristics,  and miscellaneous blocks are complete.  The interface screen
should now look like Figure 29.
  Jun 19,  1992,   11:32:  1   ERL-N PROGRAM PLUMES,  Jun 10,  1992   Case:   1 of   1
  Title    Sand  Island validation:  no  blockage                            linear
   tot flow   # ports port  flow    spacing  effl sal effl  temp   far inc   far dis
      4.469        285    0.01568     7.315       0.0        25       500      2000
   port dep  port  dia plume dia  total vel horiz vel vertl vel asp coeff print frq
       70.1     0.085    0.08500     2.763     2.763     0.000      0.10       500
  port elev ver angle cont  coef   effl den poll cone     decay  Froude # Roberts F
       0.84        0.0        1.0     -2.893     6.1e8     55.26
  hor angle red space p  amb den  p current   far dif   far vel K:vel/cur Stratif #
         90     7.315                         0.000453
      depth   current    density   salinity      temp  amb  cone  N (freq) red grav.
        0 .0
                                                               buoy flux puff-ther

                                                               jet-plume jet-cross

                                                               plu-cross jet-strat

                                                               plu-strat

                                                                 hor dis>=

 CORMIX1 flow category algorithm is turned off.
  90 deg                                                       45 to 135 deg range
 Help: Fl.  Quit:  .  Configuration:ATNOO.  FILE: sandis.var;
Figure 29  A partially completed interface.

    The cursor is now in the green ambient block, specifically, in the horizontal diffuser angle
cell. An angle of 90 degrees (the default value) indicates that the current is perpendicular to the
axis of the diffuser, i.e. it is flowing across the pipe and parallel (co-flowing) to the effluent
plume.  Notice that if 45 degrees were  entered the value in the following reduced spacing cell
[red space] would change from 7.315 m (the physical port spacing) to 5.172m, the geometrically

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projected spacing. In UM, the effect of changing the direction of the current simply changes
the reduced spacing.  The justification for this procedure is derived from Roberts (1977)  and
is valid over angles ranging from 45 to 135 degrees.  While 90 degrees is the desired angle for
now you may change it temporarily to see how it works.  Values of 0 to 44 and 36 to  180
degrees, which are outside the range shown  in the dialogue window, would produce reduced
spacings of 0 to 5.1m and  should not be used for UM (but are appropriate for RSB). Similarly,
values of 181 to 360 produce negative reduced spacings and should not be used.

    Now skip the reduced  spacing cell [red space] and move to the port ambient density [p amb
den] cell.  Notice that it is  not one of the cells preferred for input (it has a white header) and we
will not enter a value into this cell, even though we could, or the following port ambient current
[p current] cell.  Both cells will be calculated by the interface when the ambient depth, density
(or temperature and  salinity), and current are completed2.

    Now move to the farfield diffusion coefficient cell [far dif]  and use the AL command to get
an explanation of this parameter. While the value of the coefficient is not known accurately, it
is considered to have the properties  of a universal constant.  The value, 0.000453,  used in  this
chapter corresponds  closely to the 0.01 crn2/3/sec found in Fischer et al. (1979), however, a more
conservative one, 0.0003, has been adopted as a default value in PLUMES.

    The next cell  is the farfield velocity [far vel].  The cell label is black, to indicate it is not
required for initial dilution estimates.  However, it is our goal to estimate farfield dispersion in
order to  determine  maximum  bacterial levels  in areas where water contact activities occur.
Although the dilution  of contaminants  in  the near field would  be enhanced by greater current
speeds we recognize that high current speed will also result in shorter travel times for the diluted
wastes that are carried to the protected zone, thus resulting in less die-off of bacteria. However,
the current speed  should be realistic and take into consideration not only consistency with the
near field current but also factors such as tidal reversals and the likelihood that high currents will
    2. This is a good place to point out something you may have already noticed, some of the labels have yellow
letters (yellow lettering on a colored field like the [tot flow] cell) while others have white ones (white lettering like
the port ambient density [p amb den] cell).  In general, the yellow labels mark the variables that are recommended
for input, in a sense, they are preferred variables. There are a variety of reasons why they are preferred which are
rather technical and have to do with the math of the equations. For example, the program may need additional
information about the sign of a calculated number if one of the secondary variables is input (e.g. if it is a solution
of a square  root).  There is  even  a possibility of inconsistencies in the input (refer  to the manual for an
explanation). The miscellanY submenu has a  command that can be issued when it is suspected
that there is an inconsistency. Normally, inconsistencies will not develop unless the user overrides a cell containing
a white (not to be confused with the header lettering color described above) numeric dependent value with a yellow
independent input value, a topic that has not been covered yet.  Even under these circumstances, inconsistencies (or
conflicts) will not usually arise. Also, to avoid alarm, in some cases the  command will report
values of the same magnitude but different sign; this does not necessarily indicate the case is inconsistent.  Finally,
the check is based on a comparison of values of the same parameter calculated from each of the different equations
that can be seen when issuing the AL command.  Sometimes it will report two very small values, both essentially
equal to zero, which nevertheless differ by more than the fractional criterion.

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persist for long periods of time.  In the case of Sand Island, a current of 15 cm/sec is used
corresponding to a travel time to affected areas 2000 m away of 3.7 hrs.  Input 0.15 m/sec.

    The cursor is now in the main ambient block [depth].  This is where information on various
layers of the ambient receiving water is input.  The first depth cell  [depth] should normally
contain the default value of 0.0 m (water surface), so move to the ambient current [current] cell
of the surface layer.  We will input depth, salinity, and temperature data shown in Figure 30.
     Jim 19, 1992,   11:36
     Title   Sand Island
      tot flow   # ports
         4.469        285
      port dep  port  dia
          70.1     0.085
     port elev ver angle
          0.84        0.0
     nor angle red space
            90     7.315
         depth   current
     :  5  ERL-N  PROGRAM PLUMES, Jun  10,  1992   Case:
                                                                          1 of    1
                                                                         non-linear
                                                                  far inc   far dis
                                                                      500      2000
                                                                asp coeff print frq
                                                                     0.10       500
                                                                 Froude # Roberts F
                                                                    18.40 2.044E-14
                                                                K:vel/cur Stratif #
                                                                   2763000.00004871
                                                                 N (freq) red grav.
                                                                  0.01217    0.2653
                                                                buoy flux puff-ther
                                                                 0.004159     35.61
                                                                jet-plume jet-cross
                                                                    1.473     20820
                                                                plu-cross jet-strat
                                                                4.159E+12     4.136
                                                                plu-strat
                                                                    6.933
                                                                  nor dis>=

CORMIX1 flow  category algorithm is turned off.
  deg C,  deg F                                             -2.0 to 50 deg C range
Help: Fl.  Quit:  .   Configuration:ATNOO.   FILE: sandis.var;	
           0.0
         30.48
         45.72
         60.96
         76.20
le-5
le-5
le-5
le-5
le-5
validation:  no blockage
port  flow    spacing  effl sal
  0.01568      7.315       0.0
plume dia  total vel horiz vel
  0.08500      2.763     2.763
cont  coef   effl den poll cone
      1.0     -2.893     6.1e8
p arnb den  p current   far dif
    24.080.00001000  0.000453
            salinity
               34.99
               35.00
               35.02
               35.00
               35.02
density
  22.99
  23 .18
  23.40
  23.49
  24.47
 temp
26.18
25.60
24.95
24.60
21.22
effl temp
       25
vertl vel
    0.000
    decay
    55.26
  far vel
     0.15
 amb cone
         0
         0
         0
         0
         0
  Figure 30  Completed interface.


    Zero current is often chosen to estimate minimum dilution, which we input in the surface
ambient current [current] cell.  Note that upon moving to the next cell,  the 0 is replaced by a
small, near-zero value of le-5, which is the e-form scientific notation for 0.00001 m/s. This is
done  to avoid a mathematical singularity elsewhere in  the interface3.  The  value of le-5 is
practically equivalent to zero but can be input as a smaller value still if necessary.

    Note:  Other quasi-defined cells can still be generated,  if they are, usually the last cell
entered caused the condition and can be changed to resolve it.  In the case of the [Stratif #] cell,
   3.  Originally a 0.0 value was allowed but resulted in the creation of quasi-defined cells (identified by the
background color of the cell turning cyan) which made this capability inconvenient. For example, a zero current
throughout the ambient block would make it impossible to define a value for the effluent to current ratio cell
[K:vel/cur] because the ratio would involve a division by zero.  Thus, a quasi-defined cell is one which would
normally be defined (all the independent variables that are needed exist), however a singularity (division by zero,
negative square root, etc.) keeps that from happening. This is now avoided.
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a non-zero density gradient in the ambient density cells will keep it from being quasi-defined.

   To establish the minimum dilution it is necessary to also use the maximum density gradient.
The appropriate values, as shown in Figure 30 in terms of the depth and density columns, are
established by filling in the salinity and temperature columns for the depths shown.

    For now,  go to the surface ambient salinity cell [salinity], and then the surface  ambient
temperature cell [temp] and type in the appropriate values shown in the figure. As soon as you
do, and follow it with  , the ambient density [density] value at the surface of 22.99
sigma-t units is computed. The cursor should now be in the ambient concentration [amb cone]
cell. Here it is safe to input 0.0 since we expect the receiving water to be generally very pristine,
the ambient currents carry the effluent out of the region of the diffuser, and, most importantly,
the die-off  is generally sufficiently  rapid  that even  recirculated water is likely to contain
negligible bacterial concentrations, but that should not generally be assumed. If background were
specified  the  analysis would  be  correspondingly  more conservative because  the  pollutant
concentrations are assumed to be horizontally homogeneous, i.e. constant,  even  though they
would be  expected to decrease away from the source.

    The cursor should  now be in the next depth cell [depth].  Since data are given at  100 feet
and every 50 feet thereafter, use the AK command to bring up the ft  units in the dialogue line and
enter 100  ft. Move to the  salinity and temperature cells and continue to fill in the ambient block
as shown  (the  remaining depths are 150, 200, and 250). Because the Configuration string shows
a leading  "A"  the auto-ambient mode is on,  which means that  default values are taken from the
line above.  Thus, none  of the ambient current speeds or ambient concentrations below the
surface  need to be typed.

    As the last cell in the  ambient temperature [temp] column was  filled the remaining red cells
were automatically calculated by PLUMES and also filled in. The stratification parameter [Stratif
#] characterizes the degree to which the ambient is stratified between the surface and seabed
when a linear  approximation is appropriate.  Some technical references (e.g.  Fisher et al., 1979)
use the linear approach in estimating dilution factors  and trapping levels.   Like the Froude
number, the stratification  number  is also  used to determine similitude between prototype and
hydraulic  model representations of  plume  behavior.  While  useful especially  for laboratory
experiments, most environmental problems involve complex nonlinear density profiles. The RSB
and UM  models calculate plume variables, such as dilution and rise,  based on  the  density
gradients established by the inputted ambient salinities, temperatures, or densities, rather than the
overall  average represented by the  stratification parameter4.   You  can demonstrate  that the
stratification parameter does not change when intermediate lines of ambient data are added,
deleted, or changed, as long as the data that determine the average parameters are not changed.
However, by  running  successive  cases you  will see that dilutions  and geometric  variables
   4. Actually, the RSB model uses a stepwise series of linear gradients. It starts with an overall gradient and steps
down until the dilution is no longer reduced by more than an arbitrary small amount.

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calculated by RSB and UM do change appropriately.


STEP 3: Run Initial Dilution Models

    The fact that all the cells (except for the elective Pause cell which is presently showing the
horizontal distance [hor dis] cell, its default value) are filled is a sign that the plume model can
now be run. Issue the AU, or , command.  The dialogue line will then query
"From this case on, run how many cases" and offer a default of 1 in the dialogue window. Since
we still have only one case we can simply use the space bar to accept  the default value. A
second query asks "Write to ("prn" for printer, "console", or disk file name):" with a default
value of "console". Accepting the default with a  routes the output to the monitor.
The result is shown in Figure 31.  Note the use of the non-linear equation of state is indicated.
 UM INITIAL DILUTION SIMULATION  (non-linear mode)
  plume dep plume dia poll cone  dilution   hor dis
          mm                             m
      70 10   0.08500 610000000     1.000     0.000
      67
      61
27     1.822  18800000     31.18     4.417
20     3.682   6751000     84.58     6.463< trap level
      54 65     7.502   3744000     144.2     8.460< merging
      53 04     10.75   3406000     153.5     9.365< begin  overlap
 Farfield calculations based on Brooks  (I960), see guide  for  details:
 Farfield dispersion based on wastefield width of       2088m
    --4/3 Power Law—   -Const Eddy Diff-
       conc  dilution      cone  dilution  distance         Time
                                                 m        sec  hrs
     420200     153.6    420200     153.6     500.0       3271  0.9
      49130     155.9     49430     154.9      1000       6604  1.8
       5594     162.6      5723     158.8      1500       9938  2.8
      626.7     172.3     656.8     164.2      2000     13270  3.7


  
Figure 31  UM simulation of the first Sand Island case.  Note that the initial wastefield width
of 2088m is too large by a factor of two and the farfield predictions should be ignored.

    The trapping level dilution is 84.58 which corresponds almost exactly to the dilution found
by UMERGE (84.48) and UPLUME (Muellenhoff et al., 1985), and the earlier reported value of
84. Experience shows that under a large range of conditions (without current) UPLUME and
UMERGE agree very closely (Baumgartner et al., 1986).  Therefore, it is not surprising that we
obtain  close agreement with UM.   It gives us some confidence in the  new  methodology.
Nevertheless, this degree of agreement should not be expected in general.  For one thing, in
comparing UM and UMERGE, the definition of the aspiration velocity has been simplified which
can cause small differences depending on the relative  importance of forced and aspiration
entrainment.  Also, some of the input was approximated and the values are  subject to some
adjustment.  Later, you can make some of these adjustments.
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    The farfield bacteria concentration based on the open water diffusion equation described in
the final chapter — Farfield Algorithm — which uses the less conservative eddy diffusivity factor
appropriate to coastal waters (the 4/3 power law), is 626.7, above the water quality standard of
400 colonies/100ml.  However, this estimate may be too liberal,  in other words, since the
wastefield is deeply submerged the survival of the bacteria may be much higher. As a result of
this run we could now adjust the T90 time to a value more appropriate for a submerged flow
field,  such as 10 hours.  We would then see a bacterial concentration l.SxlO6 colonies per 100
ml.

    The message "plume element overlap", which is discussed further in the sections on model
theory, means that dilution predictions beyond this point would degrade increasingly if UM (not
the farfield algorithm) were continued to be used.  It may not be significant if dilution increases
little in the overlapped region,  which can be established by running the simulation to maximum
rise using the AR command.

    The UM simulation can be interrupted at any time, execution is then suspended until another
keypress restarts or terminates  it.  After it is finished running, any key will reestablish the input
screen, i.e. the interface. The  same procedure can be used  to run the  program again.  If we
override  the word "console" with  "prn" (do not enter the quotation marks) on the dialogue line
the output will  go to the printer (be sure that  it is properly connected).  Given any other name,
PLUMES will attempt to send the output to a disk file (created or appended).  Notice that the
output contains a copy of the interface screen so that there is an exact record of the input.

    As has been indicated, the farfield predictions shown in Figure  31 are not correct because
the length of the wastefield is  overestimated owing to the assumption that all ports are on one
side of the diffuser and are spaced 7.315m apart.  The farfield simulation could be "corrected"
without changing  the near-field predictions  by  accessing  the Configuration menu (AR) and
toggling  the   option. The Configuration string will then change from, for
example, "ATNOO" to "ARNOO", where the  R stands for "reset" the farfield algorithm initial
conditions.  Then run UM or RSB as you  normally would.   After the initial dilution  phase is
completed PLUMES will prompt "Input wastefield width:" in the dialogue  window.  Enter an
approximate width of 1040 m to  override the default value  of 2088.  PLUMES then  prompts
"Input starting longitudinal coordinate", i.e., the horizontal travel distance. Here we will accept
9.36m which is the horizontal distance  between the source  and  the end of the initial dilution
zone.

    The results are shown in Figure  32.  As was anticipated, the farfield concentration is now
somewhat lower: 536.9.  We hasten to add however that this underpredicts farfield concentration
because the effect of cross diffuser merging is ignored.  At least we have had the opportunity to
demonstrate the Configuration menu, and, in  any case, we now feel more certain that the 400
colonies/lOOml standard will be exceeded.  A better estimate of farfield concentration  awaits a
more complete analysis.
                                           70

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                                                                   A tutorial of the interface
 UM INITIAL DILUTION SIMULATION  (non-linear mode)
  plume dep plume dia poll cone  dilution   hor dis
          m
      70.10
      67.27
      61.20
      54.65
      53.04
                    m
             0.08500 610000000
               1.822  18800000
                       6751000
                       3744000
                       3406000
Farfield calculations based on Brooks (1960)
Input starting longitudinal coordinate:
Farfield dispersion based on wastefield width of
3 .682
7.502
10.75
1.000
31.18
84.58
144.2
153.5
    m
0.000
4.417
6.463< trap level
8 .460< merging
9.365< begin overlap
 see guide for details:
     --4/3 Power Law--
       cone  dilution
     418200
      46750
       5033
      536.9
               154.4
               164.0
               181.1
               201.8
        -Const Eddy Diff-
           conc  dilution  distance
                                 m
         419100     154.0     500.0
          48000     159.6      1000
           5387     169.0      1500
          602.7     179.4      2000
                                                        1040m
                        Time
                      sec   hrs
                     3271
                     6604
                     9938
                    13270
                  0.9
                  1.8
                  2 .8
                  3.7
  
Figure 32  Using the Configuration menu to gain control over farfield input and output.

    Go ahead and change the Configuration  string back to "ATNOO" and run RSB by using the
AB command.  The results are given in Figure 33. For those who also run the non-PLUMES
version of RSB, it is important to note that for equivalence the PLUMES RSB version must
use a spacing value half as large  as the original model since the latter assumes  two  ports
per spacing distance while PLUMES RSB assumes only one.  This is done to be consistent
with the UM convention.

    Notice that RSB does not report a trapping level or intermediate dilution.  However, we may
compare the average volume flux dilutions at the plume element overlap level: they are  153.6
and 182 for UM and RSB respectively. The corresponding wastefield thicknesses are  10.75 (see
[plume dia]) and 12.2 meters respectively, varying by a similar amount.  Finally, the respective
centerline rises are 17.06 and 10.9 meters.

    Once again, if the analysis allows the luxury, it is convincing to present the results of the
most conservative conditions likely  to be encountered for the variables even if they are unlikely
to occur simultaneously.

    (Note that if the simulated plume is allowed to develop to maximum rise, which is possible
when the Configuration string is changed to, for example, "ATNMO" ("M" is maximum rise), the
corresponding  far-field dilution, diameter, and rise are 156.2, 16.5, and 17.23 respectively.  This
is characteristic of the overlap problem under which plume diameter is overestimated, which, if
prolonged, feeds back and increases the initial  dilution.  Frick, Baumgartner, and Fox (1992)
show this problem is shared by Lagrangian and Eulerian integral flux plume models generally,
due to inadequacies of the standard  round plume assumption.  It is unimportant in this case, the
dilution increasing from only 153 to 156 in the  overlapped region.)
                                          71

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                                                                   A tutorial of the interface
                                    RSB
                  Written by Philip J. W. Roberts (12/12/89)
                    (Adapted by Walter E. Frick (1/12/92))

  Case:  2: Sand Island validation: no blockage

  Lengthscale ratios are: s/lb =   3.42 1m/Ib =   0.21
  Froude number, u3/b =            0.00
  Jet Froude number, Fj =         18.6

  Rise height to top of wastefield, ze =  16.3
  Wastefield submergence below surface =  53.8
  Wastefield thickness, he =              12.2 m
  Height to level of cmax, zm =           10.9 m
  Length of initial mixing region, xi =    8.6m

  Minimum dilution,       Sm =   158
  Flux-average dilution, Sfa =   182  ( 1.15 x Sm)
  Results extrapolated beyond their experimental values, may be unreliable
  Wastefield submerged
  Interpolation count:  10
  Roberts Fr. # < 0.01  (aspiration dominated), no avg. flux dilution formed
  for farfield prediction


 Farfield calculations based on Brooks (1960), see guide for details:
 Farfield dispersion based on wastefield width of       2085m
    --4/3 Power Law—   -Const Eddy Diff-
       conc  dilution      cone  dilution  distance         Time
                                                 m        sec   hrs
     411800     182.2    411800     182.2     500.0      3276   0.9
      48130     184.9     48420     183.8      1000      6610   1.8
       5473     192.9      5603     188.4      1500      9943   2.8
      612.2     204.5     642.4     194.9      2000     13280   3.7
 Farfield result will not reflect decay in the near-field.  
Figure 33  The RSB simulation of the first Sand Island case.  (Note the excessive estimate of
the wastefield width.)

   PLUMES links the same Brooks farfield model to RSB as it does to UM.  It may seem odd
then that RSB predicts a farfield concentration almost equal to that of UM (612.2 vs. 626.7) even
though the dilution is substantially higher (204.5 vs. 172.3). One reason is the small T90 time:
in UM the decay mechanism is functional from discharge, while the pollutant is assumed to be
conservative (non-decaying) in the initial dilution region in RSB.

   As was suggested previously, it is perhaps appropriate to consider a weakly stratified case,
as shown in Figure 34, in order to simulate a surfacing waste field that might impact recreational
waters.  Notice that this case is Case 2, as is shown in the upper right corner of Figure 34. To
create a new case use  the AC command,  on the Movement menu.  The new
case will use the information contained in the present case from which the AC command is given
as a template.  Once in the new case, it may be edited. In Figure 34, some of the ambient data
has been changed: the case title, one line of ambient has been removed using the AYD command,
and changes shown in bold.
                                          72

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                                                                    A tutorial of the interface
  Jun 19, 1992,  12:11:52  ERL-N PROGRAM PLUMES, Jun  10,  1992
  Title   Sand Island validation, no blockage, min  strat.
   tot flow   # ports port flow   spacing  effl sal effl  temp
      4.469       285   0.01568     7.315       0.0         25
   port dep  port dia plume dia total vel horiz vel vertl vel
       70.1     0.085   0.08500
  port elev ver angle cont coef
                      2.763     2.763
                   effl den poll cone
       0.84
                  0.0
              1.0
           -2 .893
  nor angle red space p amb den p current
                                                               Case:   2 of    2
                                                                      non-linear
                                                               far inc   far  dis
                                                                   500      2000
                                                             asp coeff print  frq
                                                                  0.10        500
                                                              Froude  # Roberts F
                                                                 18.68 2.105E-14
                                                             K:vel/cur Stratif #
                                                                2763000.00001395
                                                              N  (freq) red grav.
                                                              0.006417    0.2576
                                                             buoy flux puff-ther
                                                              0.004039     35.96
                                                             jet-plume jet-cross
                                                                 1.494     20820
                                                             plu-cross jet-strat
                                                             4.039E+12     5.696
                                                             plu-strat
                                                                 11.12
                                                               nor dis>=

CORMIX1 flow category algorithm is turned off.
                                                              0.0 to  any  range
Help: Fl.   Quit: .  Configuration:ATNOO.  FILE: sandis.var;
         90
      depth
        0.0
         30
         61
         76
  7.315
current
   le-5
   le-5
   le-5
   le-5
  23.290.00001000
density  salinity
  22.99
  23.23
  23.31
  23.28
34.99
35.11
35.16
35.15
   6.1e8
 far dif
0.000453
    temp
   26.18
   25.71
   25.56
   25.64
   0.000
   decay
   55.26
 far vel
    0.15
amb cone
       0
       0
       0
       0
Figure 34  Case 2: a weakly stratified Sand Island case.

    As before, you can now run UM and RSB, the results are given in Figure 35.  Again, the
predicted UM and RSB dilutions compare well, being 601.6 and 671 respectively. This time the
UM plume  diameter  and the RSB  wastefield thickness, which are  not totally  comparable
quantities, also agree closely, being 37.57 and 36.6 meters respectively. The message warning
plume element overlap, indicates upstream intrusion of the wastefield is possible (Frick et al.,
1989).  The rises are considerably different, being 50.53 ( 70.10 - 19.57 ) and 32.7  meters
respectively.  The UM farfield concentration is now 134.2 colonies/lOOml, which is much less
than the previous farfield concentration  and would meet the  water quality standard of 400
colonies/lOOml.

STEP 4: Analyze the Model Results and Make Adjustments

    In the previous section the RSB, UM, and historical model results were compared.  Now we
will delve into the implications of  some of the findings and question some of the assumptions
that were made.  In doing so, we will change the program configuration to make it possible to
find the CORMDC flow categories for  the cases in question. We will also illustrate the PLUMES
conflict resolution capability.

    From the standpoint of assumptions made earlier, in Sand Island Case 3 we will first examine
the implications of sand blockage of half of the diffuser ports. In Case 4 the focus shifts to the
sensitivity of the models to  the magnitude of the decay coefficient, to other assumptions and
input data.  Finally, in Case  5, we examine the effect of current on predictions.
                                          73

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                                                                   A tutorial of the interface
 UM INITIAL DILUTION SIMULATION (non-linear mode)
  plume dep plume dia poll cone  dilution   hor dis
          m         m
      70.10   0.08500 610000000
      67.28     1.810  18800000
      44.72     7.382   1603000
      29.51     11.73    936100
      19.57     37.57    727000
                                                 m
                                   1.000      0.000
                                   31.21      4.432
                                   331.5      8.008<  merging
                                   520.1      8.868<  trap  level
                                   601.6      9.652<  begin overlap
 Farfield calculations based on Brooks (1960),  see guide for details:
 Farfield dispersion based on wastefield width of
    --4/3 Power Law--   -Const Eddy Diff-
                                                       2115m
cone dilution

89800
10510
1197
134.2

602 .0
610.5
636.2
673 .9
cone dilution distance

89810
10570
1224
140 .5

601.9
606.9
621.8
642 .9
m
500.0
1000
1500
2000
Time
sec
3269
6602
9936
13270
hrs
0.9
1.8
2.8
3.7
  
                                    RSB
                  Written by Philip J.  W.  Roberts (12/12/89)
                    (Adapted by Walter E.  Frick (1/12/92))

  Case:  2: Sand Island validation, no blockage,  min strat.
  Lengthscale ratios are: s/lb =   0.92
  Froude number, u3/b =            0.00
  Jet Froude number, Fj =         18.9
                                       1m/Ib =
0.06
  Rise height to top of wastefield,  ze =  48.7
  Wastefield submergence below surface =  21.4
  Wastefield thickness, he =              36.6 m
  Height to level of cmax, zm =           32.7 m
  Length of initial mixing region, xi =   31.9 m
                                 584
                                 671 (  1.15 x Sm)
 Minimum dilution,        Sm =
 Flux-average dilution,  Sfa =
 Wastefield submerged
 Interpolation count:   3
 Roberts Fr.  # < 0.01 (aspiration dominated),  no  avg.  flux dilution  formed

 for farfield prediction
Figure 35  UM and RSB predictions for Sand Island Case 2.

    Instead of using the AC command, in going from one case to the next it is easier to use the
 key.  Use it to create Case 3.  Now make the changes indicated in Figure 36 to the
ambient block (remember to delete the middle lines using AYD), the title, and the [# ports] cell.
To change the PLUMES configuration use the AR command to obtain the Configuration menu,
then toggle the CORMIX flow categorization feature — simply press .  Notice that the
configuration string at the bottom of the interface changes from ATNOO to  ATCOO after which
the  flow category is given above the dialogue line: "CORMDC1  one port flow s5 unattached".
                                          74

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                                                                    A tutorial of the interface
  Jun  19,  1992,   12:17:37   ERL-N PROGRAM PLUMES, Jun 10, 1992   Case:   3 of    3
  Title    Sand Island validation,  blockage, mln strat.                non-linear
  tot  flow   # ports  port  flow   spacing  effl sal effl temp   far inc   far  dis
     4.459       142    0.03147     7.315       0.0        25       500      2000
  port dep port  dia  plume dia total vel horiz vel vertl vel asp coeff print  frq
       70.1     0.085    0.08500     5.546     5.546     0.000      0.10        500
 port  elev ver angle  cont  coef  effl den poll cone     decay  Froude # Roberts  F
       0.84       0.0        1.0    -2.893     6.Ie8     55.26     37.50 1.049E-14
 hor angle red space  p amb den p current   far dif   far vel K:vel/cur Stratif  #
         90     7.315      23.270.00001000  0.000453      0.15    554600 4.089E-06
       depth   current   density  salinity      temp  amb cone  N (freq) red grav.
         0.0      le-5     23.19     35.13     25.90         0  0.003473    0.2574
          76      le-5     23.28     35.15     25.64         0 buoy flux puff-ther
                                                                0.008100     72.19
                                                               jet-plume jet-cross
                                                                   3.001     41780
                                                               plu-cross jet-strat
                                                               8.100E+12     10.97
                                                               plu-strat
                                                                   20.97
                                                                 hor dis>=

 CORMIX1 one  port flow s5  unattached.  Use UH to overlap point. (See manual)
  0                                                             0.0 to any  range
 Help: Fl.  Quit:  .   Configuration:ATCOO.  FILE: sandis.var;
Figure 36  Sand Island blocked ports case.


    The PLUMES CORMIX classification algorithm is presently limited to single ports, thus the
classification applies only to the unmerged region of the plume.  Also, CORMIX is limited to
predicting plume behavior in, at most, two layer systems.  Consequently, the interface will not
predict the flow category unless there are at least two and not more than three lines of ambient
input information. This is one reason why the middle lines in the ambient block in Figure 34
have been deleted. (Also, the surface salinity and temperature cells have been arbitrarily adjusted
to give about the same density gradient found between the 30 and 76 m depths, ignoring the
measured values at 61  m.)  In this case this is not a significant simplification, especially since
the original density structure is not entirely self-consistent as is evidenced by the unstable layer
in the third line of ambient stratification in Figure 34 (denser fluid of 23.31 sigma-t units would
appear to  lie over less  dense fluid of 23.28 sigma-t  units).   This could be the result of
measurement anomalies or a real transient condition.

    Run Case 3 — Figure 37. The initial dilutions do not change very much: 601.6 to 577.1 and
671 to 658.7 for UM and RSB  respectively. The  farfield concentrations also change little: from
134.2 to 124.8 and 184.0 to 174.0 for UM and RSB respectively.  The changes would be greater
except for the fact that the surface is reached  in Figure 37. Under these conditions involving
light currents, the two models, very different in formulation, are in close agreement.

    While you are still  in Case 3,  use the  command to create Case 4.  Earlier it was
assumed that the effluent temperature was  25 C,  its more "correct" value is 25.1 C.  While this
is a trivial change, go ahead and enter it anyway.  Also, an effluent of 0.99979 gm/cc is reported;
do  not enter it just yet.  While the  differences are  seemingly  trivial, it does provide an
                                           75

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                                                                 A tutorial of the interface
 UM INITIAL DILUTION SIMULATION (non-linear mode)
  plume dep plume dia poll cone  dilution   hor dis
          m         m
      70.10   0.08500 610000000     1.000
      68.53     2.388  18860000     31.21
      49.04     7.377   2578000     211.2
      2.752     19.19    790700     561.3
     0.1349     20.25    758700     577.1
                                                  m
                                              0.000
                                              5.957
                                              13.38< merging
                                              17.97< trap level
                                              18.17< surface hit
 Farfield calculations based on Brooks (1960) ,  see guide for details:
 Farfield dispersion based on wastefield width of
    --4/3 Power Law--   -Const Eddy Diff-
                                                        1052m
cone dilution

96780
10840
1169
124.8

579.9
614.9
678.0
754.9
cone dilution distance

96960
11120
1249
139.8

578.8
599.2
633 .6
672.4
m
500.0
1000
1500
2000
Time
sec
3212
6546
9879
13210
hrs
0.9
1.8
2 .7
3.7
  

                                   RSB
             Written by Philip J. W. Roberts (12/12/89, 4/22/93)
               (Adapted by Walter E. Frick  (1/12/92, 5/6/93))

 Case:  2: Sand Island validation: blockage, min strat.
 Lengthscale ratios are: s/lb =
 Froude number, u3/b =
 Jet Froude number, Fj =
                                  0.59 1m/Ib =   0.09
                                  0.00
                                 38.0
                                                   PLUME SURFACES
 Rise height to top of wastefield,  ze =  70.1 m
 Wastefield submergence below surface =   0.0 m
 Wastefield thickness, he =              52.6 m
 Height to level of cmax, zm =           47.0 m
 Length of initial mixing region,  xi =   50.0 m

 Minimum dilution,       Sm =   572.8
 Flux-average dilution, Sfa =   658.7 ( 1.15 x Sm)
 Interpolation count:   0
 Roberts Fr. # < 0.01  (aspiration dominated), no avg. flux dilution formed

 for farfield prediction

FARFIELD CALCULATION  (based on Brooks, 1960, see guide)
Farfield dispersion based on wastefield width of       1039m
   --4/3 Power Law--   -Const Eddy Diff-
      conc  dilution
    135500
     15190
      1634
     174.0
               661.1
               699.1
               770.7
               858.7
  cone  dilution  distance         Time
                        m        sec   hrs
135600     660.2     500.0      3000   0.8
 15570     682.3      1000      6333   1.8
  1746     721.5      1500      9667   2.7
 195.0     766.1      2000     13000   3.6
Farfield result will not reflect decay in the near-field.  
Figure 37  UM and RSB predictions for Case 3.
                                        76

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                                                                    A tutorial of the interface

opportunity to demonstrate the conflict resolution capability.

    By now you are familiar with the fact that PLUMES  differentiates between  independent
(yellow)  variables, or values, that you provide (or accept  by default) and dependent (white)
variables that PLUMES can create on its own from the information you type into the spreadsheet
interface.  You may have wondered,  "What would happen if I move to a cell which contains a
white value and I input a new value, thus overriding the old value?"  This is the primary reason
why other programs do not allow the input of redundant variables.  The danger is that you will
either create an  inconsistency  or,  as it  is called in  mathematics, overspecify  the  system.
PLUMES has the capability to resolve many of these conflicts.

    Go ahead and move the cursor in the effluent density [effl den] cell and, ignoring the
dependent  value it contains, use the  AK command to  obtain the units of  gm/cm3 and enter
0.99997 kg/m3.

    As soon as you are finished entering  the data the background in the effluent salinity and
temperature cells ([effl sal] and [effl temp]), the plume (port) depth cell [port dep] and the brown
effluent plume density [effl den] cells acquire a magenta  background color  and the 70.1 value
in [port dep] should begin to blink.  PLUMES has detected the conflict that your overriding of
the density value has caused. You are now confined to the conflict resolution mode until you
complete the actions shown in the dialogue window. The   will move you from cell
to cell, showing its location by  blinking the value in each in turn.  You must determine which
of the conflicting independent variables you wish to delete and then do so.  That is the only
normal way to leave the mode.  In this case, move the cursor to the [effl sal] and press  or
the delete key.  Immediately, PLUMES replaces it with the value of 3.600 o/oo.

    This  new value has interesting implications.   The question might be  asked  whether the
effluent is indeed so saline, or is it more likely that suspended or other dissolved contaminants
contribute to the density or is it  a case of analytical measurement errors? This question will not
be resolved here but may be important to pursue if the reduction in dilution caused by reduced
buoyancy results in a standards violation.  In any case, by  running UM you find that the farfield
bacterial count has been raised only a few percent and is  still below the critical value.

    Now we will create Case 5  to provide another variation of Case 2, the case with minimum
stratification and no blockage.  Use AC and <2> to return  to Case 2 followed by AC and  <5> to
establish the new case. Our main objective is to analyze the effect of current, but  first we will
look at another  bacterial contaminant that is regulated, Enterococcus, which is found in the
effluent at 6.3x106 colonies/lOOml. When you make just this change in the [poll cone] cell and
run UM and RSB you see that UM provides a farfield dilution of 673.9  which is exactly the
same as Case 2 and a plume concentration of 1.386 which  is 1/96.6 of 139, the concentration
found with Case 2.  Of course this is the  same fraction  as 6.3xl06 is of 6.1xl08.

    RSB  provides a  greater farfield  dilution  (993.9) than  UM because the initial dilution is
higher. However, the 1.901 colonies/100ml is greater than  the UM concentration because UM

                                          77

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includes die-off in the initial dilution region while RSB does so only in the farfield. However,
both RSB and UM plume concentrations are proportional to the effluent concentrations.

    Both RSB and UM are now in agreement: the discharge will meet the Enterococcus water
quality criterion  of 7 colonies/lOOml, predicting  1.901 and 1.386 colonies/100ml respectively.
However, predicted concentrations are very  sensitive to the value of the decay constant.  For
example, if the T90 time for Enterococcus is 1 hour and 15 minutes, rather than one hour, an
increase of only  25%, the Enterococcus bacteria concentration predicted by UM increases more
than six-fold, to  8.044 colonies/100ml, a value close  to the numerical value of the Enterococcus
standard.  The corresponding RSB concentration  is 10.18.

    Before wrapping this example up, we will make  one more change.  It may be argued that it
is unrealistic to subject the plume to zero  current in the initial dilution (or rise) region and then
assume that the subsequent current is 15 cm/sec.  We will now examine the effect of current on
predictions of the two models.

    From Case 3 create Case 6 using the AC command.  Add to the title the word  "current".
Move to the ambient current cell [current].  Now  type .1, i.e. 10 cm/sec,  over each of the
currents.  Also, change the concentration in the [poll  cone] cell to 6.3e6. The interface for Case
6 should agree with Figure 38.

    The predictions for both UM and RSB are shown in Figure 39.  The UM average dilutions
at the end of initial mixing (overlap is no longer a problem) and at 2000 meters are substantially
higher than  RSB, 1667  compared  to  1111.8  and 2131.3 versus  1400.9.  The UM farfield
Enterococcus concentration is disproportionally lower than  the RSB value, 0.5343 compared to
2.144 colonies/100ml, reflecting again the treatment of die-off in the initial dilution phase by UM
but not by RSB.  Since the initial dilution  region is 275 m long, the effluent takes the better part
of an hour to traverse this distance.  Nevertheless, both RSB and UM predict that the standard
would be met under these conditions. However, at 1500m the models would be in disagreement
on the standard being met.

    Some of the  differences in the models can be attributed to the fact that RSB uses a constant
peak-to-mean ratio of 1.15.  The average flux dilution calculation of 1440.7 also given in Figure
39 suggests a higher ratio would agree more closely with the average flux dilution calculation
and with UM. It is difficult to describe the relationship between average and centerline values
based on empirical measurements because it is necessary to define the plume boundary. Thus,
it is possible that the RSB average predictions are overly conservative.

    All along we have been finessing the issue of port blockage and  using the spacing on one
side of the diffuser (half the number of ports) versus using half the spacing (all ports).  Of
course, PLUMES can be easily set up to do either.  When  the number of ports in  Case 6 is
restored to 285 and the spacing is reduced to 3.858m (12ft) the initial dilution for UM increases
from 1667 to  1774, a relatively small change.  Increased dilution from more ports more than
offsets decreases due to  smaller  spacing.  For RSB it increases comparably from  1111.8 to

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1268.9. Neither change is really significant, although it may be in other circumstances.  If the
most conservative analysis still shows the  standards will be met, the "right" answer is really
irrelevant.  However, if standards are not met then refinements are in order.
  Jun  23,  1992,   12:50:31   ERL-N PROGRAM PLUMES, Jun 10, 1992   Case:   6 of    6
  Title    Sand Island validation:  blockage,  min strat., current        non-linear
    tot flow    #  ports port flow   spacing  effl sal effl temp   far inc   far dis
       4.469        142   0.03147     7.315         0        25       500      2000
    port dep  port  dia plume dia total vel horiz vel vertl vel asp coeff print frq
       70.1      0.085   0.08500     5.546     5.546     0.000      0.10       500
  port elev ver  angle cont coef  effl den poll cone     decay  Froude # Roberts F
       0.84        0.0       1.0    -2.893     6.3e6     55.26     37.50   0.01049
  hor  angle red  space p amb den p current   far dif   far vel K:vel/cur Stratif #
          90      7.315     23.27    0.1000  0.000453      0.15     55.46 4.089E-06
       depth    current   density  salinity      temp  amb cone  N  (freq) red grav.
        0.0        0.1     23.19     35.13     25.90         0  0.003473    0.2574
          76        0.1     23.28     35.15     25.64         0 buoy flux puff-ther
                                                                0.008100     3.351
                                                               jet-plume jet-cross
                                                                   3.001     4.178
                                                               plu-cross jet-strat
                                                                   8.100     10.97
                                                               plu-strat
                                                                   20.97
                                                                 hor dis>=

 CORMIX1  one port  flow s4  attached.   al.  Use UM. (See manual)
  76 m, 249.3  ft                                             0.0 to -200 m range
 Help: Fl.  Quit:  .   Configuration:ATCOO.   FILE: sandis.var;	
Figure 38  Case 6, with current.

STEP 5. Using the Results in the Decision Making Process.

    As we  said it might, the analysis evolved along several paths and examined several issues.
Yet, the higher  flow cases  are  still not  analyzed and  the analysis  remains incomplete.
Completing the job is left an as exercise.   However,  given that the data was reliable and
appropriate, that our conclusions about the proper use of UM and RSB are correct, and that this
is the only  contaminant of concern, it seems that the proposed plant expansion should meet the
state's water quality criterion for Enterococcus.  Thus, even doubling  the flow rate would allow
the standard to be met according to the UM predictions.

    But how good  are the input data?  In the case of the decay constant, we  have observed
extreme  sensitivity of the  bacterial  concentration  to minor changes in the decay constant.
Bacterial survival in ocean water is  known  to depend strongly on solar insolation, protozoan
predation, and other factors.  We also saw that dilutions and concentrations were sensitive to
ambient current speeds and ambient density, and, in this case, less sensitive to port spacing.

    With these considerations  in  mind, it is important for  the analyst to obtain the best data
possible and to encourage regulatory  agencies to acquire environmental data over a wide range
of conditions.  Even then, it is apparent that judgment is also likely to  play a role in the decision
making process.


                                           79

-------
 UM INITIAL DILUTION SIMULATION (non-linear mode)
 plume dep plume dia poll cone  dilution   hor dis
          mm                             m
      70.10   0.08500   6300000     1.000     0.000
      69.22     2.082    195300     31.21     5.830
      62.52     7.347     28050     208.3     16.46< merging
      42.47     34.54      4950     997.8     45.46
      35.52     48.89      3433      1335     57.70< trap level
      30.02     64.53      2546      1667     70.17< surface hit
 Farfield calculations based on Brooks  (1960), see guide for details:
 Farfield dispersion based on wastefield width of
    --4/3 Power Law--
       conc  dilution
         -Const Eddy Diff-
            conc  dilution
      406.3
      45.97
      4.987
     0.5343
1670.4
1753.4
1921.2
2131.3
 406.7
 46.91
 5.285
0.5924
1669.0
1717.4
1810.3
1917 .9
distance
      m
   500.0
    1000
    1500
    2000
1096m

    Time
  sec   hrs
 2866   0.8
 6199
 9532
12870
1.7
2 .6
3 .6
  

                                    RSB
              Written by Philip J. W. Roberts  (12/12/89, 4/22/93)
                (Adapted by Walter E. Frick  (1/12/92, 5/6/93))

  Case:  6: Sand Island validation: blockage, min strat., current
  Lengthscale ratios are: s/lb =
  Froude number, u3/b =
  Jet Froude number, Fj =
                    0.59 1m/Ib =
                    0.91
                   38.0
                         0.09
  Rise height to top of wastefield, ze =  70.1 m
  Wastefield submergence below surface =   0.0m
  Wastefield thickness, he =              62.4 m
  Height to level of cmax, zm =           47.0 m
  Length of initial mixing region, xi =  206.2 m
                                     PLUME SURFACES
  Minimum dilution,       Sm =
  Flux-average dilution, Sfa =
  Interpolation count:   0
 Wastefield width:    1031.50m
  for farfield prediction
                  966.8
                 1111.8
              (  1.15 x Sm)
                  Avg. flux dilution (width*he*u/Q)
 FARFIELD CALCULATION  (based on Brooks, 1960, see guide)
 Farfield dispersion based on wastefield width of       1039m
    --4/3 Power Law--   -Const Eddy Diff-
       conc  dilution
       1618
      185.4
      20.11
      2.144
1112.4
1151.7
1259.2
1400.9
  cone  dilution  distance         Time
                        m        sec   hrs
  1618    1112.4     500.0      1959   0.5
 188.0    1135.4      1000      5292   1.5
 21.18    1195.6      1500      8625   2.4
 2.367    1269.1      2000     11960   3.3
 Farfield result will not reflect decay in the near-field.  
                                               1440.7
Figure 39  UM and RSB predictions for Case 6.
                                        80

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                                           Example: CORMIX1 comparison, density, and stability
EXAMPLE: CORMIX1 COMPARISON, DENSITY, AND STABILITY
INTRODUCTION

    Beginning in 1973, the U.S. EPA sponsored research which ultimately led to a succinct,
untuned statement of forced entrainment, the Projected Area Entrainment (PAE) hypothesis (Prick
and Winiarski, 1975;  Winiarski and Frick, 1976, 1978; Teeter and Baumgartner,  1979; Frick,
1984; Frick, Baumgartner,  and Fox, 1993).  Models using PAE, all currently expressed in the
Lagrangian  formulation,  include  OUTPLM  (Teeter  and Baumgartner,  1979), UMERGE
(Muellenhoff et al., 1985),  UM, and JETLAG (Lee and Cheung, 1990).  Sometimes criticized,
the work was recently verified and justified by Lee and Cheung  (1990) and Cheung (1991).
Cheung (1991) shows that JETLAG, a three-dimensional plume model, clearly outperforms the
highly regarded Chu (1975) and Schatzmann (1979) models in predicting trajectory and dilution
constants in asymptotic flow regimes. It also indicates the correct power law dependence of the
trajectory  in  different flow regimes.  Frick,  Baumgartner, and Fox (1993) demonstrate the
similarity  between UM and  JETLAG  for two-dimensional  flow,  showing that Cheung's
conclusions concerning JETLAG apply to UM as well.

    Nevertheless, while it should be possible to apply the PAE hypothesis to plume behavior in
general, the  EPA UM model is presently limited to simple merging geometries  and surface
interaction phenomena.  Thus, it performs best when plumes are discharged in deep water.  It is
also a two-dimensional model, though the merging version is pseudo-three-dimensional and an
experimental single-port three-dimensional vector version comparable to JETLAG  exists.

    The RSB model overcomes some of these limitations.  In addition, they played a role in
EPA's decision to develop the EPA CORMIX models, or expert systems (summarized by Jirka
and Hinton, 1992). CORMIX stands for CORnell MIXing zone models. The idea was to exploit
accumulated laboratory and field experience to compile a set of methods and empirical models
to bridge  the gaps evident in theoretical modeling.   The Cornell initiative resulted in the
development of CORMIX1, CORMIX2, and CORMIX3 for the analysis of submerged single port
discharges, submerged diffusers, and surface discharges, respectively. About 80 different diffuser
and ambient profile combinations, or flow classifications are represented.

    But, while theoretical models are subject to assumptions, their behavior is fairly predictable
when those assumptions are met.  On  the other hand, empirical models are most effective when
prototype and model variables and conditions match closely. When they do not the predictions
can degrade substantially.  This is a real, if fine, distinction.  In other words, it is often difficult
to extrapolate to conditions which were not included in the experimental design on which the
models are based.  Since it is often not clear to the user when extrapolation occurs, this can be
a real problem. The example in this chapter demonstrates some of the pitfalls.

    An example  comparing the UM and  CORMIX models is  presented to give you an

                                         81

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                                            Example: CORMIX1 comparison, density, and stability

appreciation of how PLUMES may be used to assess the appropriate uses for CORMIX, RSB,
and UM.  At the same time it will help you understand the differences between the plume
models, their strengths and weaknesses.  The example chosen is from Appendix B of Jirka and
Hinton (1992), in which a full statement of the problem and a description of the CORMIX 1
solution is found.

    In addition to the references to CORMIX, this example provides an opportunity to explore
the very important roles of density and stability in plume behavior and modeling. They are the
sources  of some of the pitfalls  alluded to above.   It also addresses the relationship between
average and centerline plume properties.
PROBLEM

  A manufacturing plant is discharging effluent into a reservoir.  The effluent of 3.5 MOD
contains chlorides at a concentration of 3500 ppm (3.5 o/oo) and is released at a temperature of
20 C. The reservoir is large and deep, a cross-section is shown in Figure 40(a).  The discharge
is at a depth of 29.9 m, 0.6  m off the bottom, and is directed upward at an angle of 10 degrees,
whose horizontal projection is perpendicular to the current.  The port diameter is 25.4 cm.  In
summer, the temperature profile (CORMIX approximation) of the lake is 29 C at the surface and
28.1, 19.1, and 11  C at depths of  15.5, 15.5, and 35 m respectively as shown in Figure 40(b).
The  current in the bottom layer is  small: 0.015 m/s.

    The maximum allowable concentration is 1200 ppm of chloride and the allowable continuous
concentration is 600 ppm. The mixing zone boundary is 60 m  away from the port.  CORMIX 1
calculates an effluent density of 998.3872 kg/m3 and an ambient density of 999.6476 kg/m3.

    Using a layer  boundary depth of 15.5 m, CORMIX predicts the flow class  S3  for this
example.  No  bottom attachment  is indicated. The dilution at the boundary of the specified
regulatory mixing zone is predicted to be 11.9 at a depth of 27.5 m.  This is a centerline dilution
— the average dilution would be significantly greater. The dilution is sufficient to meet both the
maximum and continuous criteria.

    Because the plume is expected to trap in the stable bottom layer, we expect the PLUMES
UM  model to simulate this  case well, even though some of the underlying assumptions are not
met. RSB, as a multiple port diffuser model, is not applicable.  If issued, the RSB command will
cause the message  "Use RSB for multiple port diffusers" to appear in the dialogue window.
                                          82

-------
                                             Example: CORMIX1 comparison, density, and stability
      (a)
                                     (b)
             View Looking Downstream
                 Field Measurements
                 Cormiz Approximation
                 UM3 Case 2
               0.61m
                           \- Discharge Pipe
     600   600    400   300   200   100
       Distance From  Shore  (ft)
   10   -|

   20   -_

   30   -
C-  40   -
                                              Depth :
                                               (m)
                                                       Discharge
                                                        Level
            , , I  , , . . I , . . . I . , , , I . , . . I . . , ,
                  10        20        30
                         Temperature (C)
 Figure 40. (a) Reservoir cross-section,  (b) Temperature profile.
                         S3
             NH2
Figure 41.  Schematics of flow classifications S3 and NH2 (Hinton and Jirka, 1992).
ANALYSIS

General Considerations

    To begin this exploration of the relationship of the UM model to CORMIX and the issues
of density, stability, and plume profiles, start PLUMES and type in the data as shown in Figure
42. (Since the PLUMES interpolation capability will be demonstrated, leave the blank cells in
the ambient block as shown. Since the Configuration string shows that the auto ambient option
is  on,  which will normally  provide  a default value  for  these cells, you can  turn it off.
                                          83

-------
                                             Example: CORMIX1 comparison, density, and stability
Jun
23, 1992, 20:
6:45
Title CORMIX1 example,
tot
0
flow
.1533
port dep

port

hor









29.9
elev
0.6
angle
90
depth
0.0
12.5
18.0
29.9
35 .0


t ports
1
port dia
0.2540
ver angle
10
red space
1000.0
current
0.015
0.015
0.015
0.015
Q .015


port
0.
plume
0.
cont

p amb

ERL-N PROGRAM
H&J
flow
1533
dia
2540
coef
1.0
den

density
-3
-3
_^

-0.


.993
.733
.250

3299


1992
spacing
1000
total vel
3.026
effl den
0.9296
p current
0.01500
salinity
0
0
0

0


PLUMES, July 1, 1992

effl sal
3.5
horiz vel
2.980
poll cone
3500
far dif
0.000453
temp
29.0
28.1
17 .5

11



effl temp
20
vertl vel
0.5255
decay
0
far vel
0.015
amb cone
0
0
0
0
0


Case:

far inc
20
asp coeff
0.10
Froude #

K: vel /cur
201.8
N (freq)

buoy flux

jet -plume

plu-cross
plu-strat
1 of 1
linear
far dis
60
print frq
500
Roberts F

Stratif #

red grav.

puf f-ther

jet-cross
45.41
jet-strat

hor dis>=
CORMIX1 algorithm limited
to three lines
of ambient



0.0 to any range
Help:
Fl.
Quit: . Configuration :ATCOO . FILE
: cormixl
var ;

Figure 42.  First draft input for the CORMIX1 example.

Alternatively, you could move around the cells or delete the default values using AT.)

    Several assumptions and statements concerning the input should be clarified:  The default
port spacing [spacing] of 1000m is acceptable. It means that merging will not occur because
the plumes will never grow that large and thus UM will run as a point source model. Also,
as a first cut, the effluent salinity cell is input as 3.5 o/oo (3500 ppm) even though, since the
effluent is neither fresh nor sea water, the PLUMES equation of state is not valid for accurately
estimating  the density of the effluent.  The AK (units conversion) command has been used to
convert units in several cells,  e.g. to input 3.5 MOD in the total flow cell.  For purposes of
demonstration,  the ambient depth of 29.9m has been entered into the  ambient block while the
density, salinity, and temperature cells have been left blank.

    It is assumed the effluent is co-flowing, i.e. discharged in the direction of the current, even
though it contradicts  the actual geometric flow configuration.  This is necessary because for
single ports UM is a two-dimensional model.  A  horizontal angle  [hor  angle] of 90 degrees
indicates the plume will be modeled as a co-flowing case. It is a justifiable assumption because
the current is small.  Furthermore, it is a conservative assumption because entrainment will be
underestimated and, therefore, dilution  will be less than it would be otherwise.  This is due to
the fact that the plume will project less  area to the current and therefore forced entrainment will
be reduced. Thus, a solution combining near and far field solutions may be patched together.
CORMIX1 works in a somewhat similar fashion, patching together different  modules valid in
different parts of the plume's trajectory.
                                           84

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                                            Example: CORMIX1 comparison, density, and stability
                               PLUMES Configuration

  A: Automatic ambient fill is on
  R: Brooks equation input deleted
  C: The CORMIX flow categorization algorithm is inactive
  0: UM farfield predictions begin at element overlap
     Farfield model initiation choices are:
     M: maximum rise; 0: element overlap; P: pause criterion.
     Other criteria, such as surface interaction, will override these choices.

  0: Brunt-Vaisala reversals determined by UM as 1 or 2
   
Figure 43. The PLUMES configuration.

    Before proceeding, it is good practice to assure that the model configuration options are set
appropriately.   Use the  command, ARS, to show the  current settings
(Figure 43).  It shows that the CORMIX 1 classification algorithm is currently  inactive.  Since
we want to  illustrate the  association between PLUMES  and CORMIX,  use the   command, or , to activate the option. The third letter in the configuration string
at the bottom of the screen will change from "N" to "C" (e.g., ATNOO to ATCOO).  The new
configuration string is shown in Figure 44.

    To establish the proper, interpolated temperature at the 29.9 m depth  in the ambient block,
Jun 23, 1992,  20:10:37  ERL-
Title   CORMIX1 example, H&J
 tot flow   # ports port flow
   0.1533         1    0.1533
 port dep  port dia plume dia
     29.9    0.2540    0.2540
port elev ver angle cont coef
      0.6        10       1.0
hor angle red space p amb den
       90    1000.0   -0.5584
    depth   current   density
              0 .015
              0 .015
              0.015
              0.015
              0.015
                                 N  PROGRAM PLUMES, July 1,  1992   Case:    1  of    1
                                 1992                                     non-linear
                                    spacing  effl sal effl  temp   far  inc    far  dis
                                       1000       3.5        20         20         60
                                  total vel horiz vel vertl vel asp  coeff  print  frq
                                      3.026     2.980    0.5255      0.10        500
                                    effl den poll cone     decay   Froude #  Roberts F
                                     0.9296      3500          0    -49.73  0.0003835
                                  p current   far dif   far vel K:vel/cur  Stratif #
                                    0.01500  0.000453     0.015      201.8   -0.01961
                                    salinity      temp  amb  cone   N  (freq)  red grav.
                                          0      29.0          0   0.03357   -0.01458
                                          0      28.1          0 buoy flux  puff-ther
                                          0      17.5          0 -0.002236     18.59
                                       0.00      13.0          0 jet-plume  jet-cross
                                          0        11          0      11.89     45.41
                                                                plu-cross  jet-strat
                                                                     662.4     4.504
                                                                plu-strat
                                                                     2 .772
                                                                  hor  dis>=

   CORMIX1 algorithm limited to three lines of ambient
     o/oo                                                   0.0 to -200  o/oo range
   Help: Fl.  Quit: .  Configuration:ATCOO.  FILE: cormixl.var;
 0 .0
12.5
18.0
29.9
35.0
 -3 .993
 -3 .733
 -1.250
-0 .5584
-0.3299
  Figure 44. Interface with CORMIX flow category and interpolated temperature.
                                          85

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                                             Example: CORMIX1 comparison, density, and stability

put the cursor in the temperature cell at 35 m depth. Since the automatic ambient fill option is
on you may have to use the AT command to keep the 29.9 m temperature cell empty after the
cursor is moved through it.  From the 35 m temperature cell issue the command AYI; the correct
interpolated temperature, 13.0 C, appears immediately as shown in Figure 44.  The same could
be done for the salinity cell although it will be easier to simply move the cursor through the cell
(or input 0 if the automatic ambient fill option is off).  The ambient density will be calculated
automatically upon moving from the salinity cell. While density issues will be discussed further,
it is worth noting here that interpolating  temperature and salinity value,  will not result in the
same  density as  interpolating on density  directly.   The interpolated values are also shown in
Figure 44.  The inclusion of the 29.9 m ambient line is not a requirement.

    Notice that the CORMIX window  near the  bottom of the  screen states: "CORMIX1
algorithm limited to three lines of ambient".  This is a limitation of the PLUMES interface which
does not yet implement the full CORMIX  classification algorithm. (CORMIX provides also for
two layers with a discontinuity, requiring four lines of ambient data.  Also, the abridged version
that is implemented has not been reviewed by authors of the CORMIX models.) In some cases
it is possible to circumvent this limitation.  For example, if the plume  remains in the bottom layer
   plume dep plume dia poll cone  dilution   nor dis
            mm                             m
        29.90     0.2540       3500      1.000     0.000
        28.82     4.045     212.8      16.47     9.574
   < only growth  and aspiration entrainment  after  this point
   < local maximum rise  or  fall
        30.50     7.458     109.4      32.05     19.49
        30.55     7.507     108.6      32.27     19.64< trap level
        31.37     8.660     93.91      37.32     22.92< bottom hit
        31.72     10.00     81.19      43.17     26.55< bottom hit
   < only growth  and aspiration entrainment  after  this point
   < local maximum rise  or  fall< plume element  overlap.
   Farfield calculations based on Brooks  (1960), see guide for  details:
   Farfield dispersion based  on wastefield width of       10.00m
       --4/3 Power Law--   -Const Eddy  Diff-
         conc  dilution       cone  dilution  distance         Time
                                                   m        sec  hrs
        50.19      69.8     62.32       56.2     40.00     897.0  0.2
        24.69     141.8     44.74       78.3     60.00      2230  0.6
    

    RSB not  compatible with  input conditions:  negative  buoyancy
  Figure 45.  UM and RSB output for the draft case (Case 1).


the details of the ambient temperature near the surface will be superfluous, making it possible
to simplify the ambient profile in order to obtain the CORMIX flow class.  (In other cases, the
one or two layer approximation used in CORMIX may be inadequate.)  Thus UM may be used
to predict the rise of the plume which, after the fact, shows that the simplification is appropriate
(i.e. the rise is limited to  the bottom layer).  The predictions are  given in Figure 45.


                                           86

-------
                                             Example: CORMIX1 comparison, density, and stability

    UM predicts a plume concentration of 212.8 at maximum rise at a downstream distance of
9.574 m and a depth of 28.82 m.  This is clearly in the bottom stratified layer and within the
specified mixing zone of 60 m.  Thus, the simplification of the ambient data to two lines of data,
as is done in Case 2 (which is developed in Figure 48), is appropriate.  Consistent with the
predictive strategy for negatively buoyant plumes indicated by the configuration string, the UM
prediction continues past the point of maximum rise. With the  option set to
0, UM determines the number of reversals, i.e. levels of maximum rise and fall, to be two
if the effluent is negatively buoyant.  The average concentration at maximum fall is 81.19.

    UM may also  be used  to estimate plume centerline concentrations.  For this purpose there
is a centerline concentration [CL cone] cell which does not normally appear on the interface,
because, unlike the  average  properties which are fundamental model variables,  it is an
approximated value.  It can be added by manipulating the Pause Cell in the lower right hand
corner of the interface.  To get the centerline concentration into the Pause Cell use the ), or 
  Figure 46.  The Pause cell dialogue window.


cell> command, AYS, on the Miscellany menu.  When you do the dialogue window shown in
Figure 46 appears. Press space bar to move through the list of available cells until the centerline
concentration [CL cone] cell appears.  If you go too fast and pass it you can return to it by
pressing , then press  to put it on the output table.  The left byte of the cell turns blue
to indicate the variable will be output.  It is worthwhile becoming familiar with this procedure.

    Run UM again.  The results  are  shown in Figure 47.  We see that the maximum rise
centerline and average concentrations are 424.7 and 212.8 ppm respectively.  At maximum fall,
the  corresponding concentrations are 171.1 and 81.19 ppm.  Note that the ratio  of the centerline
to average concentration is not constant but increases from 1.0 at the source to 2.1 (171.1/81.19)
at the end of the initial dilution zone.  This is a typical range although its theoretical limit  for
single round plumes is 3.89.  All concentrations  are well below the 600  ppm standard.

    The farfield concentrations  are centerline concentrations.  However, with  merged plumes,
between the near and farfield, the concept of pollutant profiles shifts its orientation from vertical
to horizontal.  Thus, since the initial wastefield is assumed to be well mixed, there is a region
in which the horizontal Gaussian profile is established whose length is difficult to determine.

    If we were confident about the assumptions the analysis  would be complete; after all,  the
standards are met under relatively conservative conditions (e.g. at the  first maximum rise for a
co-flowing plume).  The same basic conclusion that the criteria will be met has  been reached by


                                           87

-------
                                             Example: CORMIX1 comparison, density, and stability
     plume  dep plume dia poll cone  dilution   CL cone   hor dis
             mm                                       rn
         29.90    0.2540      3500     1.000      3500     0.000
         28.82     4.045     212.8     16.47     424.7     9.574
    < only  growth and aspiration entrainment after this point
    < local maximum rise or fall
         30.50     7.458     109.4     32.05     225.6     19.49
         30.55     7.507     108.6     32.27     224.1     19.64< trap level
         31.37     8.660     93.91     37.32     195.7     22.92< bottom hit
         31.72     10.00     81.19     43.17     171.1     26.55< bottom hit
    < only  growth and aspiration entrainment after this point
    < local maximum rise or fall< begin overlap
    Farfield calculations based on Brooks (1960),  see guide for details:
    Farfield dispersion based on wastefield width of      10.00m
       --4/3 Power Law--   -Const Eddy Diff-
cone dilution

50.19
24. 69

69.8
141.8
cone dilution distance

62.32
44.74

56.2
78.3
m
40.00
60.00
Time
sec
897 .0
2230
hrs
0.2
0.6
     
  Figure 47.  UM output with centerline concentrations.


the PLUMES and CORMIX1 analyses.  However, it is instructive to continue with the analysis,
especially as it serves the purpose of further illustrating the subtleties of the modeling process.


Ambient Profile Simplification

    If the assumption that the effluent brine density obeys the PLUMES equation of state were
valid, there would be no reason to continue the analysis.  However, since one is buoyant (rises)
while the other is negatively buoyant (sinks), it is clear that CORMDC uses another relationship
and therefore the assumption is questionable. Further examination shows that the effluent density
calculated by  CORMIX1  corresponds closely to fresh water.   Of  course,  the freshwater
assumption is also tenuous because chloride is a major constituent of sea water and the effluent
should probably exhibit a greater density.  In any case, it is sobering to see how little it takes to
switch from one flow pattern shown in Figure 41 (S3) to another (NH2). Thus, understanding
the role  that density plays in plume behavior and ambient stability is very important.

  Continue with the  analysis by forming a new case,  Case 2, using the AC command or  key.  Then, delete the three  intermediate lines  from the ambient block using the AYD
command. Finally, move to the surface ambient temperature cell and type in 25.5 (the  extension
of the bottom temperature gradient shown as a dotted line in Figure 40).  When you are done  the
interface screen should look like  the upper part of Figure 48.

    PLUMES  predicts a negatively buoyant  flow classification type: NH3 with  [bottom]
attachment a5  (see Doneker and Jirka, 1990 for schematic descriptions of these classes).  That
the plume is negatively buoyant is  also apparent from the fact that the effluent density (0.9296


                                          88

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                                             Example: CORMIX1 comparison, density, and stability
  Jun 24,  1992,   12:49:36  ERL-N
   Title   CORMIX1 example,  H&J
    tot flow   # ports port flow
      0.1533         1    0.1533
    port dep  port dia plume dia
        29.9    0.2540    0.2540
   port elev ver angle cont coef
         0.6        10       1.0
   hor angle red space p amb den
          90    1000.0   -0.7222
       depth   current   density
         0.0     0.015    -3.022
        35.0     0.015   -0.3299
                     PROGRAM PLUMES, July 1, 1992
                    1992, reduced ambient lines
                       spacing  effl sal effl temp
                          1000       3.5        20
                     total vel horiz vel vertl vel
                         3.025     2.979
                      effl den poll cone
                        0.9296      3500
                     p current   far dif
                       0.01500  0.000453
                      salinity      temp
                             0      25.5
                             0        11
  CORMIX1  one  port flow nh3  attached.  a5.  Use CORMIX.
   11  deg  C, 51.80 deg F
  Help:  Fl.  Quit: .  Configuration:ATCOO.
 Case:   2 of   2
         non-linear
  far inc   far dis
       20        60
asp coeff print frq
     0.10       500
 Froude # Roberts F
   -47.19 0.0003455
K.-vel/cur Stratif #
    201.7  -0.01183
 N (freq) red grav.
  0.02748  -0.01618
buoy flux puff-ther
-0.002481     17.95
jet-plume jet-cross
    11.28     45.40
plu-cross jet-strat
    735.1     4.979
plu-strat
    3.307
  CL conc>=
                                           (See manual)
                                               -2.0 to 50 deg C range
                                     FILE: cormixl.var;
  0.5254
   decay
       0
 far vel
   0.015
amb cone
       0
       0
  plume  dep  plume dia poll cone  dilution   CL cone   hor dis
          mm                                       m
       29.90     0.2540      3500     1.000      3500     0.000
       28.83      4.019     214.3     16.36     427.5     9.505
  <  only  growth  and aspiration entrainment after this point
  <  local maximum rise or fall
       30.44      7.370     110.9     31.61     228.5
       30.52      7.467     109.4     32.05     225.6
       31.34      8.741     93.26     37.58     194.4
       31.58      9.814     82.89     42.29     174.4
  <  only  growth  and aspiration entrainment after this point
  <  local maximum rise or fall
  Farfield calculations based on Brooks (1960),  see guide for details:
                                             19.21< trap level
                                             19.49
                                             23.07< bottom hit
                                             25.97< bottom hit
  Farfield dispersion  based on wastefield width of
     --4/3 Power  Law--   -Const Eddy Diff-
                                            9.814m
cone dilution

49.57
24.50

70.7
142 .9
cone dilution distance

62.57
45.12

56.0
77.6
m
40.00
60.00
Time
sec
935 .4
2269
hrs
0.3
0.6
  
Figure 48.
PLUMES.
Simplified Case 1 input to enable the  CORMIX flow classification algorithm in
sigma-t) in the brown block is greater than the ambient density (-0.7222 sigma-t) in the green
block and the Froude # is negative. The NH3 is a classification similar to the NH2 classification
given if Figure 41.  It differs significantly in character from the S3 classification.

    It is  gratifying  that the overall flow characterization is essentially equivalent to  the  one
analyzed in Case 1, as it should be since the plume is negatively buoyant.  Specific numerical
differences with the previous case may be attributed to  small  inaccuracies in  specifying the
surface temperature, which was estimated graphically.
                                           89

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                                             Example: CORMIX1 comparison, density, and stability
                                                              Case:    3  of    3
                                                                       non-linear
                                                                far  inc   far  dis
                                                                     20        60
                                                             asp  coeff print  frq
                                                                  0.10       500
                                                              Froude # Roberts  F
                                                                  64.17 0.0006391
                                                             K:vel/cur Stratif  #
                                                                  201.7   0.02193
                                                              N (freq) red  grav.
                                                                0.02748  0.008750
                                                             buoy flux puff-ther
                                                              0.001341     22.03
                                                             jet-plume jet-cross
                                                                  15.35     45.40
                                                             plu-cross jet-strat
                                                                  397.5     4.979
                                                             plu-strat
                                                                  2 .836
                                                                CL conc>=

CORMIX1 one port flow s3 unattached.  Use UM.  (See manual)
 11 deg C, 51.80 deg F                                    -2.0 to  50  deg  C range
Help: Fl.   Quit: .  Configuration:ATCOO.  FILE: cormixl.var;
Jun 24, 1992,   9: 6:50  ERL-N
 Title   CORMIX1 example, H&J
  tot flow   # ports port flow
    0.1533         1    0.1533
  port dep  port dia plume dia
      29.9    0.2540    0.2540
 port elev ver angle cont coef
       0.6        10       1.0
 hor angle red space p amb den
        90    1000.0   -0.7222
     depth   current   density
       0.0     0.015
      35.0     0.015
                         -3.022
                        -0.3299
 PROGRAM PLUMES, July
1992,  effl den = 998.
   spacing  effl sal
      1000    0.1573
 total vel horiz vel
     3.025     2.979
  effl den poll cone
    -1.613      3500
 p current   far dif
   0.01500  0.000453
  salinity      temp
         0      25.5
         0        11
 1, 1992
3872
effl temp
       20
vertl vel
   0.5254
    decay
        0
  far vel
    0.015
 amb cone
        0
        0
                                 dilution   CL  cone
 plume dep plume dia poll cone
         m         m
     29.90    0.2540      3500     1.000      3500
     28.19     3.897     218.8     15.98     436.1
     27.00     7.494     110.9     31.53     228.5
< only growth and aspiration entrainment after this point
< local maximum rise or fall
Farfield calculations based on Brooks  (1960), see guide  for details:
                       hor dis
                             m
                         0.000
                         9.160<
                         18.44
                                                                trap  level
 Farfield dispersion based on wastefield width  of
    --4/3 Power Law--   -Const Eddy Diff-
                                                      7 .494m
cone dilution

110.6
42.26
22.25

31.6
82 .8
157 .3
cone dilution distance

110 .7
67.54
51.39

31.6
51.8
68.1
m
20.00
40.00
60.00
Time
sec
103 .7
1437
2770
hrs
0.0
0 .4
0.8
  
Figure 49. The interface screen after correction of CORMDC effluent density, with output.

    For the sake of comparison, we will attempt to correct the discrepancy between the two
models by revising the assumption that the discharged chloride brine has the same equation of
state as that built into the interface.  To  do so, make a new case, Case 3. Then move the cursor
to the effluent plume  density [effl den] cell, invoke the AK command, and input the effluent
density in kg/m3 given in the CORMIX1 analysis: 998.3872. After attempting to move from the
cell, the conflict resolution mode will trap the overspecification. Press  to move to
the effluent salinity cell and delete its value.  The interface screen should now look like that in
Figure 49. The  effluent salinity now indicates 0.1573  o/oo which supports the conclusion that
the density of fresh water is used in the CORMIX example with chloride being treated as a
noncontributing component to density. With  this assumption, the flow classification now agrees
with the CORMIX1 prediction — both  are S3, with no bottom attachment in the initial dilution
region.
                                           90

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                                             Example: CORMIX1 comparison, density, and stability

    The corresponding simulation is also shown in Figure 49.  The predicted dilution is now
31.53 at the end of the initial dilution zone, i.e. at maximum rise. This is almost twice large as
the dilution found in Case 1 and consequently, if the density assumption  were valid, which it is
not, the  criterion  for chloride will  be easily met.   (Note  the inverse relationship  between
concentrations and dilutions.)  Consistent with the fact that the plume is now said to be buoyant
(-1.613 sigma-t < -0.7222 sigma-t), the farfield model begins at maximum rise and the advisory
message  about growth and  aspiration entrainment may be ignored.
Density:  The Linear and Nonlinear Forms of UM

    The CORMIX equation of state applies only to fresh water.  For sea water, the  user is
required to input density values directly. The PLUMES equation applies strictly only to both
fresh and  sea water.  However, there is another option in UM — a linear form of the equation
of state. In this form, as in the CORMIX sea water equation, the density is assumed to be linear
function, i.e. to have a constant  coefficient of bulk expansion.  Essentially the  density is a
weighted average of the densities of the plume and ambient fluids.  It is a useful approximation
in many cases where the non-linear form is inappropriate. However, it does not account for non-
linearities and is totally inadequate for predicting nascent density effects.

    The linear equation of state is invoked simply by entering densities instead of salinity
and temperature, which are left undefined.  In this mode the complex equation of state built
into PLUMES is ignored in favor of the simple linear equation of state. To illustrate, create Case
4 pressing the  key in Case 3. Then delete ambient temperatures and salinities and
override the values in the ambient density cells. See Figure 50 and note the linear designation.

    In  this case the  differences  with the previous  run  in Case 3 are relatively  small.  The
predicted  dilution  at maximum rise for the linear form is 29.02  compared to 31.53 for the
nonlinear.  The differences in rise are correspondingly small: 2.63 m (29.90 - 27.27)  for the
linear form compared to 2.90 m (29.90 - 27.00) for the nonlinear form.

    While the linear form is appropriate here, in most cases involving fresh or sea water,
without significant dissolved or suspended species, it is best  to  use the nonlinear form of
UM, i.e. to specify salinity and temperature rather than only density as input.  It is recommended
because the equation of state of water, especially fresh, cold water, is  significantly nonlinear.
For plumes discharged to  very cold, fresh water, the linear form of  the model can lead to
significant errors in the predictions, in extreme cases predicting monotonically rising plumes
where, in  fact, real plumes will rise briefly  before sinking  to the bottom (Frick and Winiarski,
1978).  This is the nascent density effect described in the first chapter.

    To illustrate this very  interesting behavior, consider the case  of a highly buoyant plume
discharged to near freezing, fresh  water. This is a common occurence in cold climates with
thermal discharges to fresh water bodies. From Case 4 press  to create Case 5.  Now
enter the temperatures shown  in Figure 51.  Then,  after you are finished, run this nonlinear


                                           91

-------
                                            Example: CORMIX1 comparison, density, and stability
 Jun 24, 1992,   9: 7:56  ERL-N PROGRAM PLUMES, July 1, 1992
 Title   CORMIX1 example, H&J 1992, linear equation of state
  tot flow   # ports port flow   spacing  effl sal effl temp
    0.1533         1    0.1533      1000
  port dep  port dia plume dia total vel horiz vel vertl
      29.9    0.2540    0.2540     3.025     2.979
 port elev ver angle cont coef  effl den poll cone
                                                          Case:    4 of   4
                                                                   linear
                                                          far inc   far dis
                                                               20        60
                                                    vel asp coeff print frq
                                                 0.5254      0.10       500
                                                  decay  Froude  # Roberts F
  0.6        10       1.0    -1.613      3500         0     64.17 0.0006391
angle red space p amb den p current   far dif   far vel K:vel/cur Stratif #
   90    1000.0   -0.7222   0.01500  0.000453     0.015     201.7   0.02193
depth   current   density  salinity      temp  amb cone  N (freq) red grav.
  0.0     0.015    -3.022                             0   0.02747  0.008750
 35.0     0.015   -0.3299                             0 buoy flux puff-ther
                                                         0.001341     22.03
                                                        jet-plume jet-cross
                                                            15.34     45.40
                                                        plu-cross jet-strat
                                                            397.5     4.979
                                                        plu-strat
                                                            2.836
                                                          CL conc>=

                                          (See manual)
                                                     -2.0 to 50  deg C range
                                           FILE:  cormixl.var;
 CORMIX1 one port flow s3 unattached.  Use UM.
   deg C,  deg F
 Help: Fl.  Quit: .  Configuration:ATCOO.
 UM INITIAL DILUTION SIMULATION (linear mode)
 plume dep plume dia poll cone  dilution   CL cone
         m         m
     29.90    0.2540      3500     1.000      3500
     28.38     3.527     242.7     14.41     482.2
     27.27     6.934     120.5     29.02     247.0
                                                hor dis
                                                      m
                                                  0.000
                                                  8.212< trap level
                                                  16.98
 < only growth and aspiration entrainment after this point
 < local maximum rise or fall
 Farfield calculations based on Brooks  (1960), see guide for details:
 Farfield dispersion based on wastefield width of
   --4/3 Power Law--   -Const Eddy Diff-
                                                  6.934m
cone dilution

115.3
41.39
21.99

30.3
84.5
159.2
cone dilution distance

117.4
70.06
53 .75

29.8
49.9
65.1
m
20.00
40.00
60.00
Time
sec
201.5
1635
2868
hrs
0.1
0.4
0.8
  
Figure 50. The linear equation of state mode of UM.  Note the empty cells.

form of UM.  The predicted plume reaches a false trapping level  at the 29.46 m level and,
expending its vertical momentum, rises to a depth of 28.37 m.  At this point the plume is, and
remains, negatively buoyant and, therefore, descends back to the bottom.

    The reason for this behavior is due to the fact that water has  its maximum density around
4C.  Initially the plume is very buoyant (-7.724 sigma-t < 0.09290 sigma-t), but, as the plume
ascends in the water column, it rapidly cools through entrainment and becomes more dense than
the ambient fluid as the  average  density of the  plume element approaches 4 C.   At that
temperature it  is  considerably  more  dense  than  its surroundings  which  has  a temperature
somewhere between 0 and 4 C at this  point.  Consequently, the upward ascent of the plume is
first inhibited and finally reversed due to the negative buoyancy.
                                          92

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                                             Example: CORMIX1 comparison, density, and stability
  Jun  24,  1992,    9:57:22   ERL-N
   Title   CORMIX1 example,  non-
    tot flow    #  ports  port  flow
      0.1533          1     0.1533
    port dep  port dia  plume dia
       29.9     0.2540     0.2540
   port elev ver  angle  cont  coef
        0.6         10        1.0
   nor angle red  space  p amb den
          90     1000.0   -0.09290
      depth    current   density
        0.0      0.015   -0.09295
       35.0      0.015   -0.09289
                                                              Case:    5  of    5
                                                                       non-linear
                                                                far inc   far  dis
                                                                     20        60
                                                             asp coeff print  frq
                                                                  0.10       500
                                                              Froude  # Roberts  F
                                                                 21.860.00007415
                                                             K:vel/cur Stratif  #
                                                                 201.7 6.449E-08
                                                              N (freq) red grav.
                                                             0.0001378   0.07542
                                                             buoy flux puff-ther
                                                                0.01156    10.74
                                                             jet-plume jet-cross
                                                                 5.227    45.40
                                                             plu-cross jet-strat
                                                                  3426    70.29
                                                             plu-strat
                                                                 257.7
                                                                CL conc>=

CORMIX1 one port flow h4-0 unattached.  Use UM until near surface.  (See manual)
  o/oo                                                   0.0 to -200  o/oo range
Help: Fl.   Quit: .  Configuration:ATC02.  FILE: cormixl.var;
      PROGRAM PLUMES, July 1, 1992
     linear mode, very cold ambient
        spacing  effl sal effl temp
           1000         0        40
      total vel horiz vel vertl vel
          3.025     2.979    0.5254
       effl den poll cone     decay
         -7.724      3500
      p current   far dif
        0.01500  0.000453
                     temp
                        0
                    0.001
salinity
       0
       0
              0
        far vel
          0.015
       amb cone
              0
              0
 UM  INITIAL DILUTION  SIMULATION (non-linear  mode)
  plume dep plume dia poll  cone  dilution    CL  cone
          m         m
      29.90
      29.46
      28.37
              0.2540
               1.237
               4.850
 3500
705 .8
175.2
   1.000
   4.921
   19.82
 3500
 1372
352.3
nor dis
      m
  0.000
  2.441< trap level
  11.61
 < only growth  and  aspiration  entrainment  after this  point
 < local maximum  rise  or  fall
      29.70     7.340      109.4      31.75      225.4      19.27
      32.14     8.340      89.46      38.82      186.9      23.99< bottom hit
      35.13     8.940      77.34      44.91      163.5      27.74< bottom hit
 Leaving defined  depth range

  
Figure 51.  Discharge of a highly buoyant plume to very cold water; nonlinear form of UM.
With output.


   To compare this simulation to one with the linear model, form Case 6 starting from Case 5
and override all the dependent (white) densities with equivalent independent densities. First erase
any salinity or temperature values.  (Or, if the conflict resolution capability is used,  the AQD
command is handy  for moving to the end of the cell where you can add an extra zero to the
replacement string so that PLUMES knows that the densities are to become independent). When
you are done the interface should look like that in Figure 52.

    In this, a case superficially identical to Case 5, the plume rises to the surface. Clearly it is
important to be aware of these extreme differences in model behavior.  They are not both right.
Depending on the analysis,  in  one  case one would  conclude  that benthic  organisms will be
affected,  in the other, surface organisms. Thus, whenever the data are available and suspended
and dissolved, foreign solids are not an important factor, the nonlinear equation of state should
be considered.
                                          93

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                                            Example: CORMIXl comparison, density, and stability
  Jun 24, 1992,  10: 1: 5  ERL-N PROGRAM PLUMES, July 1, 1992
  Title   CORMIXl example, linear mode, very cold ambient
   tot flow   # ports port flow   spacing  effl sal effl temp
     0.1533         1    0.1533      1000
   port dep  port dia plume dia total vel horiz vel vertl vel
       29.9    0.2540    0.2540
  port elev ver angle cont coef
                            1.0
                                                               Case:    6 of   6
                                                                        linear
                                                               far inc   far dis
                                                                    20        60
                                                             asp coeff print frq
                                                      0.5254      0.10       500
                                                       decay  Froude # Roberts F
                                                           0     21.860.00007414
                                                     far vel K:vel/cur Stratif #
                                                       0.015     201.7 5.706E-08
                                                    amb cone  N (freq) red grav.
                                                           0 0.0001297   0.07542
                                                           0 buoy flux puff-ther
                                                               0.01156     10.74
                                                             jet-plume jet-cross
                                                                 5.227     45.40
                                                             plu-cross jet-strat
                                                                  3426     72.47
                                                             plu-strat
                                                                 269.9
                                                               CL conc>=

CORMIXl one port flow h4-0 unattached.   Use UM until near surface.  (See manual)
 0 o/oo                                                  0.0 to -200  o/oo range
Help: Fl.   Quit: .  Configuration:ATCO2.   FILE: cormixl.var;
                                  3.025     2.979
                               effl den poll cone
                                 -7.724      3500
hor angle red space p arab den p current   far dif
       90    1000.0  -0.09290   0.01500  0.000453
    depth   current   density  salinity      temp
                     -0.09295
                     -0.09289
        0.6
        0.0
       35.0
   10
0.015
0.015
 UM INITIAL DILUTION SIMULATION (linear mode)
  plume dep plume dia poll cone  dilution   CL cone
          m         m
      29.90    0.2540      3500     1.000      3500
      20.93     5.665     109.4     31.76     225.4
      1.529     10.48     38.14     91.08     86.82
                                                     hor dis
                                                           m
                                                       0 .000
                                                       14.08
                                                       22.36< surface hit
 Farfield calculations based on Brooks (1960), see guide for details:
 Farfield dispersion based on wastefield width of
    --4/3 Power Law--   -Const Eddy Diff-
                                                      10 .48m
       cone  dilution
                          cone  dilution
                                         distance
                                               m
                                            Time
                                          sec   hrs
20.28
10.73
171.9
325 .5
27.17
20.36
128 .1
171.2
40.00
60.00
1176
2510
0.3
0.7
   
Figure 52. Discharge of a highly buoyant plume to very cold water; linear form of UM. With
output.

  Some densities, including ones pertinent to this problem, are compared in Table III.

  Table III.  PLUMES and CORMIXl densities compared with published values (Weast, 1977).
Temperature
(C)
0.0
4.0
13.0
28.1
20.0
20 .0
20.0
20.0
Salinity

0
0
0
0
0
34
79
149

.0
.0
.0
.0
.0
.84
.69
.5

	 DGRS itiss (K.cj/m. ,
UM CORMIXl
998.267
998. 691
999.442 999.648
996.267 996.341
998.267
1024.66
1060.04
1126.3


Weast
999 .842
999.975
999.380
996.208
998.207
1024.5
1058.5
1112.2
                                          94

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        THE ROBERTS, SNYDER, BAUMGARTNER MODEL: RSB
INTRODUCTION

    RSB is based on the  experimental  studies on multiport diffusers in  stratified currents
described in  Roberts, Snyder, and Baumgartner (1989a,b,c), which  should be consulted for
detailed explanations. These studies were conducted with an experimental configuration shown
in Figure 53.  The diffuser is straight and consists  of horizontally discharging round nozzles
which are uniformly spaced. The ports discharge from both sides of the diffuser, which is similar
to most prototype applications.  This configuration would include diffusers consisting of pipes
with ports which are holes along each side or T-shaped risers each containing two ports as shown
in Figure 53.

    The receiving water is linearly density-stratified, and flows at a steady speed at an arbitrary
angle relative to the  diffuser axis.  RSB is intended for  stratified conditions producing a fully
submerged wastefield;  other models should be used for surfacing wastefields, for example
ULINE (Muellenhoff et al., 1985).
               u
                                                   Wastefteld
  Figure 53.  Diffuser configuration considered by RSB.


    As discussed later, RSB is also a good approximation for diffusers in which the ports are
clustered in multiport risers, at least up to 8 ports per riser.  The range of the experimental
parameters  (port spacing, port diameter, jet exit velocity, current speed, current direction, and
                                          95

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                                                   The Roberts, Snyder, Baumgartner model: RSB

density stratification) was  chosen to be representative  of  highly buoyant discharges  such as
domestic sewage and some industrial wastes into coastal and estuarine waters.  When RSB is
used outside the parameter range for which these experiments were conducted, it extrapolates the
results to obtain a solution and gives a warning that the answers are extrapolated.

    The model can  be  thought of as a replacement for and a significant update of ULINE
(Muellenhoff  et  al., 1985).    Whereas ULINE was based on experiments in unstratified
environments, RSB is based on experiments in stratified environments, and so is therefore more
reliable in this situation.  Also, ULINE applies only to single line plumes whereas RSB is based
on experiments with multiport  diffusers.  It therefore includes  the effects of port spacing  and
source momentum flux,  and is more realistic in that it includes discharges from both sides of the
diffuser.
DEFINITIONS

    The definitions used in RSB in relation to  the geometry of the initial mixing region are
shown in  Figure 54 and described below.  At the end of this region the dilution is called the
initial dilution and the wastefield is said to be established.  The established wastefield then drifts
with the ocean currents and is diffused by oceanic turbulence.
              V
                                      Established wastefield — ,
                                                                          Side view
                                                                          (Fore -OCP)
                                  Initial mixing region
  Figure 54.  Definition of Wastefield Geometry.
    In RSB this "initial mixing region" or "hydrodynamic mixing zone" is defined to end where
the self-induced turbulence collapses under the influence of the ambient stratification and initial
dilution reaches its limiting value.  The length of the initial mixing region is denoted by x,.  The
                                           96

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                                                   The Roberts, Snyder, Baumgartner model: RSB

geometrical wastefield characteristics (see Figure 53) at this point are thickness he height to top
z£ and height to level of maximum concentration (or minimum dilution) zn. The minimum initial
dilution Sm is defined as the smallest value of dilution (corresponding to maximum concentration)
observed in a vertical plane through the wastefield at the end of the initial mixing region.
MODEL BASIS

    The initial mixing  of wastewater discharged from a multiport diffuser depends on diffuser
design and receiving water characteristics.   The diffuser can  be characterized by fluxes of
volume, momentum, and buoyancy per unit diffuser length:

  q = 9.        m = uq        b=g'0q                                           (19)
       Lt

where Q is the total  discharge, L  the  diffuser length, «, the jet  exit velocity, and g0'  =
g(Pa' Po)/Pa is tne reduced gravitational acceleration due, g is the acceleration due to gravity, pa
is the ambient density at the level of the ports and p0 the effluent density.  A linear  density
stratification can be characterized by the buoyancy frequency, N, also referred to as the Brunt-
Vaisala frequency, usually expressed in units of sec"1:

                                                                                   (20)
    We define three length scales:

    = i     i  =         i  =  J!L                                                 (21)
              *    IT     •-

Note that these length scales are defined based on the total fluxes, rather than the flux from each
side of the diffuser.  The geometrical characteristics defined in Figures 53 and 54 can then be
expressed as:
 ze, he, zm = f(q,b,m,s,u,N,&)                                                     (22)

Which, by means of dimensional analysis, becomes:
                 /
  j_  	<   m  = f
                   m
                       s
(23)
Where F = i/lb is a dynamic variable which is a type of Froude number.  In Equation 5, the
effect of the source volume flux q is neglected as an independent variable.  This  is because /y/6

                                           97

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                                                    The Roberts, Snyder, Baumgartner model: RSB

is usually much less than one and therefore has little dynamic effect except very near to the ports.
The corresponding normalized expression for dilution is:
= /
              n   S  F
             -T—> —» " •>
(24)
where  Sm is the minimum initial dilution, as previously  defined.  An average dilution Sa is
computed as 1.15 Sm based on hydraulic model tests by Roberts (1989).

    The  two  length scale ratios ljlb and s/lb are diffuser parameters which characterize the
significance of source momentum flux and port spacing respectively.  Note that these length scale
ratios encompass the jet exit velocity, port diameter, port spacing, effluent density, and ambient
stratification.  Based on consideration of actual operating  conditions, the range of experiments
was chosen to be 0.31 < sllb  < 1.92  and 0.078 < ljlb < 0.5.  For sllb < 0.3 and ljlb < 0.2, the
discharge approximates a line plume, i.e. the individual plumes rapidly merge and the effect of
source momentum  flux is negligible, many ocean  outfalls operate in  the  regime in  which
momentum is negligible (Roberts et al.,  1989a). Therefore the range of diffuser parameters can
be considered  to be sllb < 1.92 and ljlb < 0.5

    A more important  parameter is F, which characterizes the importance of the current speed
relative to the buoyancy flux of the  source.  Small values of F signify little effect of current;
according to Roberts et al. (1989a) the current exerts no effect on dilution if F < 0.1.  Larger
values of F denote situations where  the plumes are rapidly  swept downstream by the current;
dilutions are always increased by increased current speeds,  although not always at the regulatory
(critical) mixing zone boundary, as shown in Figure 5.  (See Figures 4 and 6 in Roberts, Snyder,
and Baumgartner,  1989a for photographs of plumes at various  Froude  numbers, F). The  tests
were run at differing current speeds to obtain F = u3lb in the range 0 (zero current speed)  to 100.

    The effect of the current also depends on the direction  of the current relative to the diffuser
0.  For a line diffuser 0 < 0 < 90°.  Tests were run with 0 = 90° (diffuser oriented perpendicular
to the current), 45°, and 0° (parallel to the current). In  general,  diffusers oriented perpendicular
to the current result in highest initial dilutions and lowest  rise heights.
MODEL DESCRIPTION

    Results for wastefield geometry  and initial dilution were presented graphically (Figures 8,
10-12 of Roberts et al.  1989a) in the dimensionless form of Equations 5 and 6 for line plume
conditions  (sllb < 0.3 and ljlb < 0.2). Results to predict the length of the initial mixing zone xt
are in Figures 4 and 8 of Roberts et al., 1989b.  For higher port spacings and higher momentum
fluxes the results are given in Figures 5 and 6, and 7 and 8 of Roberts et al., 1989c.

    For some of  these results, semi-empirical equations are given.  These equations are semi-

                                           98

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                                                   The Roberts. Snyder. Baumgartner model: RSB

empirical because they are physically based,  but the coefficients must be obtained from the
experiments. Examples are the dilution and rise height of line plumes in perpendicular currents
(Equations 14 and 17 of Roberts et al., 1989a):

         = 2.19 F1/6 -0.52,     ll.  = 2.5F-1'6                                        (25)
                               ^b

In other cases, for example, high momentum jets in a parallel current, only graphical solutions
are available.  In these cases, purely empirical  equations are fitted to the curves, and the results
interpolated as appropriate.  RSB can therefore  be thought  of as  a coding of the graphs and
equations in the original papers.  For linear stratifications, the model should give exactly the
same results as obtaining the solution graphically.

       For non-linear stratifications, RSB assumes that the density profile is linearized over the
rise height.  In RSB, the solution procedure is iterative, solving automatically for the rise height
ze.  This method, which is similar to that used by Brooks (1973)  is shown in Figure 59. As
discussed later, this approximation works very well, even for very non-linear stratifications.  In
fact, this is a conservative assumption, as linear stratifications lead to less rapid spreading, thinner
wastefield, less subsequent mixing,  and therefore less dilution than in a wastefield at the same
rise height in a non-linear stratification (Roberts, 1993).
EXAMPLES

Introduction

     RSB can be run either as a stand alone program or from PLUMES.  When run in stand
alone mode,  RSB uses the same UDF input file format as previous EPA models (Muellenhoff
et al., 1985).  This file can be created using the AYU command in PLUMES, with any ASCII
text-editor, or interactively by following prompts within RSB. Note, however, that RSB assumes
discharges from both sides of the diffuser, whereas the original EPA models implicitly assume
discharge only from  one side of the diffuser, so the data may be different for different models.
In UM this requirement is accommodated by running the cross-diffuser merging configuration,
i.e. by specifying half spacing between ports.  For example, if ports are staggered every  two
meters with adjacent ports on one side  of the diffuser four meters apart, then the appropriate
spacing is two meters. Whether the model is run stand alone  or  from PLUMES, the solution
procedure is the same, so the results should be practically identical.

    Recommendations on usage are given in Appendix 1. The ambient density must be stable,
i.e. density must not decrease downwards, however, under some circumstances RSB will produce
valid results if intermediate levels are specified as unstable due to the method used in RSB to
calculate a linear gradient.  The total number of ports n and spacing s are inputted to determine
the diffuser length L  which is then used to compute q and the length scales.
                                           99

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                                                  The Roberts. Snyder. Baumgartner model: RSB
                                                                                  (26)
Seattle Example:  Linear Stratification - Zero Current

    The following example follows that given in Roberts et al., 1989a,b,c. The parameters are
taken from the Metropolitan Seattle outfall discharging into Puget Sound (Fischer et al., 1979):

      Design average flow,  Q = 194 ftVs (5.49 m3/s)

      Number of ports  = 202

      Port spacing (on  each  side of the diffuser), s = 6 ft (1.83 m)

      Port diameters,  d  = 4.5 to 5.75 inches (0.114 to 0.146 m)
      Assume d = 5.0 inches (0.127 m)

      Effluent density,  p0 = 1.000 g/cm3

      The port depth is  about  70  m, and  density stratifications at nearby Alki Point vary
      between 0.002 and 0.025 at-units per meter. Taking the strongest stratification (0.025 ot-
      units per meter)  yields, for example, a density  of 1.02425  g/cm3  at the surface and
       1.02600 g/cm3 at 70 m depth.  The  pipe diameter is 96  inches  (2.44 m)  so  the port
      elevation is 1.22  m and the total depth is set at 71.22  m.

    The input and output files of the original RSB (Basic) model for zero current are shown in
Figure 55.  The computed length  scales ratios are sllh = 0.14 and ljlb = 0.13 which suggests no
effect of the source momentum flux and port spacing so we expect the behavior of this discharge
to approximate a line plume.  The predicted minimum initial dilution Sm for this case is 80, and
rise height ze  is 32.9 m.  No farfield calculation is provided.

    The corresponding PLUMES RSB and UM  runs are given in Figure 56  without farfield
calculations.  Notice the close agreement between Basic RSB and PLUMES RSB; maximum
difference  are less  than one  percent.  Also, notice the approximate  agreement between the
models, e.g. average dilutions of 92 and 82 for RSB and UM  respectively. In the remainder of
this chapter only the PLUMES RSB runs will be displayed.  The corresponding UM run is given
in Figure 57.

    The Basic RSB program is not bundled with  the plumes package.
                                          100

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                                                The Roberts, Snyder. Baumgartner model: RSB
                                 Port spacing =  1.83 m
Input flie:

Seattle Example
     5.490       202     0.127      0.00      70.0
     0.000    90.000     1.830
      2       1.0000      0
      0.00    1.02425       0.0     0.000
     70.00    1.02600       0.0     0.000

Output file:

Input data:

 Seattle Example
  Flowrate =  5.49 m3/s
  Effluent density =  1  g/cm3
  Number of ports =  202
  Port diameter =  .127 m;
  Discharge depth = 70 m
  Current speed =  0 m/s;    Angle of current to diffuser = 90 degrees
  Computed diffuser length = 183.0 m

    Density profile:
  Depth (m)     Density (g/cm3)
     0.0         1.02425
    70.0         1.02600

Results:

  Length scale ratios are:   s/lb =  0.14,  Im/lb =  0.13
  Froude number,  u3/b =   0.00;   Jet Froude number, Fj = 12.1
  Rise height to top of wastefield, ze = 32.9 m
  Wastefield submergence below surface = 37.1 m
  Wastefield thickness, he = 22.7 m
  Height to level of cmax, zm = 21.5 m
  Length of initial mixing region, xi =  25.3 m
  Minimum dilution, Sm =  80;    Flux-average dilution,  Sfa =  92  (1.15 x Sm)
Figure 55. Input and output of the original RSB program (Roberts, 1991).
                                        101

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                                                The Roberts. Snvder, Baumgartner model: RSB
 Jun 28, 1992,  11:23:13  ERL-N PROGRAM PLUMES, July 1, 1992
  Title   Seattle Example
   tot flow   # ports port flow   spacing  effl sal effl temp
                  202              0.9144
   port dep  port dia plume dia total vel horiz vel vertl vel
         70     0.127    0.1270
  port elev ver angle cont coef
                  0.0
              1.0
                                  2.145
                               effl den poll cone
                                      0       100
hor angle red space p amb den p current   far dif
       90    0.9144     26.000.00001000  0.000453
                      density  salinity      temp
                        24.25
                        26.00
      depth
        0.0
         70
current
   le-5
   le-5
                                                              Case:   1 of   8
                                                                        linear
                                                               far inc   far dis

                                                             asp coeff print frq
                                                       0.000      0.10       500
                                                       decay  Froude # Roberts F
                                                           0     11.92 1.833E-14
                                                     far vel K:vel/cur Stratif #
                                                                214500 0.0001221
                                                    amb cone  N (freq) red grav.
                                                           0   0.01546    0.2550
                                                           0 buoy flux puff-ther
                                                              0.006930     36.61
                                                             jet-plume jet-cross
                                                                 1.425     24150
                                                             plu-cross jet-strat
                                                             6.930E+12     3.952
                                                             plu-strat
                                                                 6 .581
                                                               CL conc>=

CORMIX1 flow category algorithm is turned off.
 5.49 m3/s, 125.3 MGD, 193.9 cfs.                         >0.0 to 100 m3/s range
Help: Fl.  Quit: .   Configuration:ATNOO.   FILE: rsbeg.var;

                                   RSB
                 Written by Philip J. W. Roberts (12/12/89)
                   (Adapted by Walter E. Frick (1/12/92))
  Case:  1: Seattle Example

  Length scale ratios are: s/lb =
  Froude number, u3/b =
  Jet Froude number, Fj =
                      0.14 Im/lb =
                     0.00
                    12.1
                                                 0.13
  Rise height to top of wastefield, ze =  32.9
  Wastefield submergence below surface =  37.1
  Wastefield thickness, he =              22.8 m
  Height to level of cmax, zm =           21.5 m
  Length of initial mixing region, xi =   25.3 m

  Minimum dilution,       Sm =    80
  Flux-average dilution, Sfa =    92  ( 1.15 x Sm)
  Wastefield submerged
  Interpolation count:   1
  Roberts Fr. # < 0.01  (aspiration dominated), no avg. flux dilution formed

  for farfield prediction
 .. UM Simulation ...

  plume dep plume dia poll cone  dilution   CL cone
          m
      70.00
      69.64
      59.89
      42.82
      29.89
      m
 0.1270
 0.9207
  3.047
  7.686
  27.12
                        100.0
                        12.94
                        3 .125
                        1.509
                        1.192
                                   1.000
                                   7.556
                                   31.22
                                   64.62
                                   81.79
100.0
24.10
4.529
2 .159
1.702
hor dis
      m
  0 .000
  2 .019< merging
  6.675
  9.387< trap level
  11.98
 < plume element overlap.
Figure 56. PLUMES RSB run for Seattle example.
                                        102

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                                                       The Roberts. Snyder, Baumgartner model: RSB
Seattle Example:  Linear Stratification - Flowing Current

    Consider now an ambient flowing current of 0.30 m/s perpendicular to the diffuser.  The new
input and output data files are  shown in Figure 57.

       The minimum dilution is now increased by the current to 181, and the rise height (to the
top of the wastefield) reduced from 32.9 m to 26.5 m.  This process can be continued  for other
current speeds to generate the results  shown as Table  2 in Roberts et al., 1989a.  Note that
numbers may differ slightly from this table due to slightly differing interpolation procedures.
    Jun 28, 1992,   11:27:44   ERL-N PROGRAM PLUMES,  July  1, 1992   Case:   3 of   8
    Title   Seattle Example;  with current                                 linear
     tot flow   # ports port  flow   spacing  effl sal  effl temp   far inc   far dis
                    202   0.02718    0.9144
     port dep  port dia plume dia total vel horiz vel  vertl vel asp coeff print frq
           70     0.127   0.1270     2.145     2.145     0.000      0.10       500
    port elev ver angle cont  coef  effl den poll cone     decay  Froude # Roberts F
            1       0.0      1.0         0       100               11.92    0.4948
    nor angle red space p amb den p current   far dif    far vel K:vel/cur Stratif #
           90    0.9144    26.00    0.3000  0.000453               7.152 0.0001221
        depth   current   density  salinity      temp  amb cone  N (freq) red grav.
          0.0       0.3    24.25                            0   0.01546    0.2550
           70       0.3    26.00                            0 buoy flux puff-ther
                                                               0.006930     1.178
                                                              jet-plume jet-cross
                                                                  1.425    0.8049
                                                              plu-cross jet-strat
                                                                 0.2567     3.952
                                                              plu-strat
                                                                  6.581
                                                                hor dis>=

   CORMIX1 flow category algorithm is turned off.
    5.49 m3/s,  125.3 MGD,  193.9 cfs.                       >0.0 to 100 m3/s range
   Help: Fl.   Quit: .  Configuration:ATNOO.   FILE:  rsbeg.var;

    Case:  3:  Seattle Example; with current

    Length scale ratios are:  s/lb =   0.14 Im/lb =   0.13
    Froude number,  u3/b =           3.62
    Jet Froude number,  Fj  =         12.1

    Rise height to top of wastefield,  ze =  26.5
    Wastefield submergence below surface =  43.5
    Wastefield thickness,  he  =              21.5 m
    Height to level of cmax,  zm =           17.4 m
    Length of initial mixing  region, xi =  164.9 m

    Minimum dilution,       Sm =   180
    Flux-average dilution, Sfa =   208 ( 1.15 x Sm)
    Wastefield submerged
    Interpolation count:   1
   Wastefield width:     183.92m   Avg. flux dilution  (width*he*u/Q):       216.3
  Figure 57. RSB Seattle example, with current.
                                             103

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                                                   The Roberts, Snyder. Baumgartner model: RSB

Seattle Example:  Model Extrapolation

       This example illustrates the effect of running RSB outside the range of values on which
it is based.  The port diameter is reduced to 60 mm (0.06 m);  the new data files are shown in
Figure 58.

       In this case the decrease in nozzle size causes an increase in nozzle exit velocity and an
increase in momentum flux. The length scale ratio ljlb becomes equal to 0.60, which exceeds
the experimental range. Note that RSB still gives answers in these situations and gives a warning
message  that the predicted results are extrapolated and  therefore may be unreliable;   the
interpretation of these results is at the discretion of the model user. The primary predicted effect
of the increased momentum flux is a decrease in rise height;  the  dilution is unchanged.  The
reasons for this type of behavior are discussed in Roberts et al.,  1989c.
                                           104

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                                                 The Roberts. Snyder, Baumgartner model: RSB
Jun 28, 1992, 11:28:14 ERL-N PROGRAM PLUMES, July 1, 1992
Title Seattle Example; extrapolated
tot flow # ports port flow spacing effl sal effl temp
202 0.02718 0.9144
port dep port dia plume dia total vel horiz vel vertl vel
70 0.06 0.06000 9.612 9.612 0.000
port elev ver angle cont coef effl den poll cone decay
1 0.0 1.0 0 100
nor angle red space p amb den p current far dif far vel
90 0.9144 26.000.00001000 0.000453
depth current density salinity temp amb cone
0.0 le-5 24.25 0
70 le-5 26.00 0








. . . RSB . . .
Case: 4: Seattle Example; extrapolated
Length scale ratios are: s/lb = 0.14 1m/ Ib = 0.60
Froude number, u3/b = 0.00
Jet Froude number, Fj = 78.7
Rise height to top of wastefield, ze = 26.5
Wastefield submergence below surface = 43.5
Wastefield thickness, he = 19.9 m
Height to level of cmax, zm = 17.8 m
Length of initial mixing region, xi = 25.3 m
Minimum dilution, Sm = 80
Flux-average dilution, Sfa = 92 ( 1.15 x Sm)
Results extrapolated beyond their experimental values, may
Wastefield submerged
Interpolation count: 1
Case: 4 of 8
linear
far inc far dis

asp coeff print frq
0.10 500
Froude # Roberts F
77.71 8.658E-15
K:vel/cur Stratif #
9612000.00005769
N (freq) red grav.
0.01546 0.2550
buoy flux puff-ther
0.006930 99.49
jet-plume jet-cross
4.390 51110
plu-cross jet-strat
6.930E+12 5.750
plu-strat
6.581
hor dis>=












be unreliable


Roberts Fr. # < 0.01 (aspiration dominated), no avg . flux dilution formed
... UM ...
plume dep plume dia poll cone dilution hor dis
mm m
70.00 0.06000 100.0 1.000 0.000
69.96 0.9254 6.381 15.30 2 . 160< merging
68.90 2.882 3.125 31.21 7.323






Figure 58. Seattle example, reduced port size, RSB model extrapolation.
                                        105

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                                                    The Roberts. Snyder. Baumgartner model: RSB
Seattle Example: Non-Linear Stratification
    In this example the non-linear ambient density profile shown in Figure 59 is used.  The
density profile is the one used in  the Boston Harbor Diffuser model tests.  It consists of a
uniform, well-mixed surface layer about 8 m thick, followed by  a sharp change in density
through the thermocline, which is about 13 m thick, then a uniform density down to the bottom.
The port depth in this case is 31.3 m below the water surface.  The diffuser of the Seattle
example is used and the new data files are given in Figure 60.
                                                 Wetter surface
                         5-

                        10

                  Depth 15 ,
                  (m)
                        20

                        25

                        30

                        35
Port depth
                          1.020   1.021   1.022    1.023   1.024   1.025   1.026
                                          Density (Q/cc)	
               Figure 58.  Density Profile used in Non-Linear Example.
    RSB predicts a rise height of 17.4 m, which is in the pycnocline.  The solution procedure,
which is transparent to the user, is to linearize the density profile over this 17.4 m.
                                           106

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                                                The Roberts, Snyder. Baumgartner model: RSB
                                         PLUMES, July  1,  1992
                                          profile
                                           effl sal effl  temp
Jun 28, 1992,  11:29:16  ERL-N PROGRAM
Title   Seattle example; Boston density
 tot flow   # ports port flow   spacing
                202   0.02718    0.9144
 port dep  port dia plume dia total vel horiz vel vertl vel
     31.3     0.127    0.1270     2.145
port elev ver angle cont coef  effl den
                    0
                                        0
    2.145
poll cone
      100
  far dif
 0.000453
     temp
  hor angle red space p amb den p current
         90    0.9144     25.200.00001000
      depth   current   density  salinity
        0.0      le-5      21.4
          5      le-5      21.4
        7.3      le-5      21.5
         10      le-5      22.2
         15      le-5      24.2
       17.3      le-5      24.9
         20      le-5      25.1
         25      le-5      25.2
         35      le-5      25.2
 CORMIX1 flow category algorithm is turned off.
  5.49 m3/s, 125.3 MGD, 193.9 cfs.
 Help: Fl.  Quit: .  Configuration-.ATNOO .
  0 .000
  decay
      0
far vel
                                                   amb cone
                                                          0
                                                          0
                                                          0
                                                          0
                                                          0
                                                          0
                                                          0
                                                          0
                                                          0
  Case:   6 of   8
           linear
  far inc   far dis

asp coeff print frq
     0.10       500
 Froude # Roberts F
    12.11 1.891E-14
K:vel/cur Stratif #
   214500 0.0006118
 N (freq) red grav.
  0.03408    0.2471
buoy flux puff-ther
 0.006717     36.99
jet-plume jet-cross
    1.448     24150
plu-cross jet-strat
6.717E+12     2.662
plu-strat
    3.609
  hor dis>=
                                                        >0.0 to 100 m3/s  range
                                              FILE: rsbeg.var;
  Case:  6: Seattle example; Boston density profile
  Length scale ratios are: s/lb =
  Froude number, u3/b =
  Jet Froude number, Fj =
                                  0.26 Im/lb =
                                 0.00
                                12.3
         0.25
  Rise height to top of wastefield, ze =  17.4
  Wastefield submergence below surface =  13.9
  Wastefield thickness, he =              13.1 m
  Height to level of cmax, zm =           11.7 m
  Length of initial mixing region, xi =   13.9 m

  Minimum dilution,       Sm =    43
  Flux-average dilution, Sfa =    50  ( 1.15 x Sm)
  Wastefield submerged
  Interpolation count:   8
  Roberts Fr. # < 0.01  (aspiration dominated), no avg.  flux dilution  formed
Figure 59. Seattle example, non-linear density profile.
                                        107

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                                                   The Roberts, Snyder. Baumgartner model: RSB
Multiport Risers Example
    Many outfalls with multiport risers are now operating (San Francisco and Sydney), under
construction (Boston), or proposed (Hong Kong). Except for San Francisco, these are tunneled
outfalls for which the cost of the risers is very high, of the order of several million dollars each.
It is therefore necessary to minimize the number of risers without unduly impairing dilution.
This is different from a pipe diffuser in which, for a given diffuser length, the number of ports
in the pipe wall and their spacing is not a significant cost consideration.

    The  following example  is  for  the Boston outfall.   This is a convenient  example  as
experimental results from the hydraulic model tests done for this diffuser are available (Roberts,
1989).  The example also illustrates the effects of non-linear stratifications.

    The basic assumption is that the behavior of the wastefield is the same as if the ports were
uniformly distributed along both sides of the diffuser, rather than clustered in multiport risers.
This was originally demonstrated by Isaacson et al. (1978, 1983) to be a good assumption for
certain limited conditions.   The caveat to this  assumption is that entraining water must  be
available to the plumes. This implies that not more than 8 ports per riser be used, otherwise the
flow collapses to a rising ring with reduced dilution.

    The following examples are of the final design, which has 55 risers spaced a distance of 122
ft (37.2 m) apart. Each riser has  8 ports with nominal diameters of 6.2 inches (0.157 m). Tested
flowrates were 390 mgd (17.08 m3/s), 620 mgd (27.16 m3/s), and 1270 mgd (55.63 m3/s).  If the
ports were uniformly distributed along the diffuser, the port spacing s would be 122/4 = 30.5 ft
(9.30 m).  A typical data file for 390 mgd, zero  current speed, with a density profile as shown
in Figure 59 (this is referred to as the Late Summer Profile in Roberts, 1989), is given in Figure
61.  Table IV gives more comparisons between measured and predicted dilutions.
Table IV.  Measured and predicted wastefield characteristics for Boston Harbor Outfall.
Current
speed
(cm/s)
0
25
0
0
Flowrate,
Q (mgd)
390
390
620
1270
Minimum initial
dilution, Sm
Measure
d
81
223
70
56
Predicted
67
215
59
46
Rise height to top of
wastefield, ze (m)
Measure
d
16.3
16.3
17.8
17.8
Predicted
17.1
15.8
16.9
16.9
Wastefield thickness,
Mm)
Measure
d
7.5
14.5
10.5
14.5
Predicted
12.8
14.1
12.7
12.7
                                           108

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                                                   The Roberts, Snyder, Baumgartner model: RSB
     Jun 28,  1992,   11:29:45  ERL-N PROGRAM PLUMES, July 1, 1992
     Title   Boston,  multiport risers
      tot flow   #  ports port flow   spacing  effl sal effl temp
                     440   0.03882      4.15
      port dep  port  dia plume dia total vel horiz vel vertl vel
                                                   Case:    7  of   8
                                                            linear
                                                   far  inc   far dis
          31.3      0.157    0.1570
     port  elev  ver angle cont coef
             101
                      2.005     2.005
                   effl den poll cone
                                           0
     nor angle  red space p amb den p current
            90
         depth
           0.0
             5
           7 .3
            10
            15
          17.3
            20
            25
            35

        RSB . . .
  4.150     25.200.00001000
current   density  salinity
   le-5      21.4
   le-5      21.4
   le-5      21.5
   le-5      22.2
   le-5      24.2
   le-5      24.9
   le-5      25.1
   le-5      25.2
   le-5      25.2
                      100
                  far dif
                 0.000453
                     temp
                    0 .000
                    decay
                        0
                  far vel

                 amb cone
                        0
                        0
                        0
                        0
                        0
                        0
                        0
                        0
                        0
                  asp coeff
                        0.10
                   Froude  #
                      10.18
                  K:vel/cur
                     200500
                   N  (freq)
                    0.03408
                  buoy  flux
                   0.009593
                  jet-plume
                      1.505
                  plu-cross
                  9.593E+12
                  plu-strat
                      3 .946
                    hor dis>
print frq
      500
Roberts F
1.637E-14
Stratif #
0.0007564
red grav.
   0.2471
puff-ther
    39.82
jet-cross
    27900
jet-strat
    2.861
     Case:   7:  Boston,  multiport risers
     Length  scale ratios are:  s/lb =
     Froude  number,  u3/b =
     Jet  Froude number,  Fj =
                      1.70 1m/Ib =   0.22
                     0.00
                    10.3
     Rise  height  to top of wastefield,  ze =  17.2
     Wastefield submergence below surface =  14.1
     Wastefield thickness,  he =              12.9 m
     Height  to  level of cmax, zm =           11.5 m
     Length  of  initial  mixing region,  xi =    9.7 m

     Minimum dilution,        Sm =    66
     Flux-average dilution,  Sfa =    76 ( 1.15 x Sm)
     Wastefield submerged
     Interpolation count:   5
     Roberts Fr.  # < 0.01 (aspiration dominated), no avg. flux dilution  formed
        UM
    plume  dep  plume dia poll cone  dilution
             m
         31.30
         25.39
         18.96
         16.92
         14.16
      m
 0.1570
  2 .569
  4.183
  4.802
  9 .749
100.0
3 .125
1.408
1 .217
1.075
1.000
31.24
69.29
80 .15
90.80
    No  farfield prediction;  cause not known.
hor dis
      m
  0.000
  5 .444
  6 .703< merging
  6.989< trap level
  7.539< plume element overlap.
  Figure 60.  Boston example, multiport risers; RSB and UM simulations.


    It can be seen that, despite the very large difference between the conditions on which RSB
is based (paired ports, linear stratification) and the Boston tests (ports clustered  8 per riser, very
non-linear stratification), the predictions are very good.  Dilutions are generally  underestimated,
i.e.  the model is conservative.  This is most probably due to the additional mixing which occurs
in the horizontally spreading layer in the non-linear profile compared to that in the linear profile.
                                          109

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                                                    The Roberts. Snyder. Baumgartner model: RSB

DESIGN APPLICATIONS

    RSB is a useful tool for the design of outfall diffusers. Time can be saved when doing this
by keeping in mind the following guidelines:

       The most important parameter for an ocean outfall diffuser for a fairly large flow is the
       length L. This can be chosen first, and the details, i.e. port spacing and diameter chosen
       later.

       The flow approximates a line source for sllb  < 0.3.   At this  point  the dilution  is a
       maximum (for fixed diffuser length) and adding more ports so that the spacing is less will
       have no effect on dilution or rise  height.  Also, there is little point in making the port
       diameter smaller than the value which results in ljlb = 0.2, as this will result in increased
       head losses.  The only constraints are internal hydraulics  (which  may be complex for
       tunneled outfalls) and that the ports flow full, i.e. Fj >  1.
       Momentum only affects dilution when ljlb > 0.2. Therefore decreasing the port diameter
       to increase momentum will only affect dilution if it results in ljlb > 0.2. Even then the
       primary effect on  the wastefield is reduced rise height (in  a linear stratification), and
       dilution is only slightly affected.
                                           110

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                             UM MODEL THEORY
PERSPECTIVE

       UM is the newest of a series of models first developed for atmospheric and freshwater
applications  by  Winiarski and Frick  (1976) and  for marine  applications  by  Teeter and
Baumgartner (1979). The marine version, known as OUTPLM, became the basis of the MERGE
model  (Frick, 1980).  Both underwent modifications to become the UOUTPLM and UMERGE
models (Muellenhoff et al.,  1985). Since 1985 the UMERGE model has been further generalized
and enhanced; including treatments of negatively buoyant plumes and background pollution.
These improvements are included in UM, one of two resident initial dilution models in PLUMES.
Other active research  focusing on the  generalization to three dimensions and to geothermal
applications continues  (e.g. Frick, Baumgartner, and Fox, 1993).

    Outstanding UM features are the Lagrangian formulation and the projected area entrainment
(PAE)  hypothesis.  The Lagrangian formulation offers comparative simplicity  that is useful in
developing PAE.

   The projected area entrainment hypothesis is a statement of forced entrainment — the rate at
which mass is incorporated into the plume in the presence of current.  As a general statement it
was articulated at least as early as 1960 (Rawn, Bowerman, and Brooks). However, Frick (1984),
Lee, Cheung, and Cheung (1987), and Cheung (1991) find that most implementations (e.g. Hoult,
Fay, and Forney, 1969) of the hypothesis are incomplete. They typically include only one or two
of the terms that have been identified, which are then tuned for best fit.  For two-dimensional
flow, UM and JETLAG (Lee and Cheung, 1990) use all three terms, thereby eliminating the need
for tuning.  In addition to PAE, the traditional Taylor entrainment hypothesis (Morton, Taylor,
and Turner, 1956) is also used.

   It is not in the scope of this work to present extensive verification of the UM model, however,
Figures 61 and 62 do give  a general indication of the quality of prediction.  The  superiority of
the PAE hypothesis is  demonstrated by Lee and Cheung (1990) and Cheung (1991) who adapt
the approach to three dimensions in the JETLAG model and show that the  Lagrangian plume
models using  PAE predict  observed asymptotic behavior in a number of flow  regimes. Frick,
Baumgartner,  and Fox show example comparisons between UM and JETLAG.

    In Figure  62 the densimetric Froude number of the effluent is given by F-. a measure of the
ratio of momentum to  buoyancy in the plume, with large Froude numbers indicating relatively
high momentum and  small Froude numbers indicating strong  buoyancy.  The ratio  of efflux
velocity to current is given by k, a high value indicates a relatively strong effluent velocity or
low current speed.

   The Lagrangian model and its entrainment hypotheses  are described below in some detail.
To understand the model it  is  necessary to first have an appreciation of the basic model building


                                        111

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                                                                         UM model theory
               60r
                                      (a)
             Z/D
                            0
                           X/D
                                       40
              100
             Z/D
                                      (c)
                               UmrtratMed
                            100
                           X/D
200
        lOOr
       Z/D
                      100
                                  800
        100
       Z/D
                                 (d)
 100
X/D
                                  800
  Figure 61.  UM centerline and boundary predictions in stagnant ambient compared to Fan
  (1967).  (a) Jet No. 10, (b) Jet No. 16, (c) Jet No. 22, unstratified, and (d) Jet No. 32.

block — the plume element.  On that basis, the plurne element dynamics, conservation principles,
entrainment, and merging are more easily understood. Simultaneously, a detailed mathematical
description of the model is given.
BASIC LAGRANGIAN PLUME PHYSICS

The Plume Element

   The shape  of the element is very important to plume modeling because it determines the
projected area, to which forced entrainment is directly proportional, at least in the initial dilution
region.  In UM the constant of proportionality is simply unity — 1.  Forced entrainment and
Taylor entrainment determine the growth of the element and play a key role in  the dynamics of
the element center-of-mass, i.e. the particle.

   In terms of the dynamics of the plume  element, shown at  three stages of development in
Figure 63,  simple models like the Lagrangian or Eulerian integral flux models  provide only an
estimate of the element trajectory, i.e., s, the path of the center-of-mass of the plume element.
It is shown as a solid line passing through the centers of the elements as if all the mass of the
                                          112

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                                                                           UM model theory
                     100
                                        (a)
                     100
                                        (c)
                                               too
                                              Z/D
(b)
                                                 0                  100
                                                          X/D
                                               100 r
(d)
  Figure 62.  UM predictions in flowing ambient compared to Fan (1967). (a) F~10, £=8, (b)
  Fj=20, £=12, (d) Fj=40, k=l6, and (d) F-80, k=16.

plume element were concentrated there.

    In Lagrangian and comparable integral flux models, that is the only coordinate variable that
is predicted by the plume model.  Other variables characterizing the distribution of mass are
inferred or assumed. The shape of the element is established arbitrarily before the growth of the
particle can be determined. In other words, the modeler determines how the shape of the plume
is specified.   Normally, a particular interpretation of the round plume assumption is  used to
establish the distribution of mass  about the trajectory of the plume element; it holds that the
plume element is basically cylindrical in shape.

    But, if it is assumed, as it generally is, that the element is defined by a smooth surface on
the  exterior of the plume and by interior planes, or faces, that are perpendicular to the  particle
trajectory, and that the plume trajectory is curved, then this definition results in an element that
is not cylindrical but has the shape of a section of bent cone. Because the length of the element
along the trajectory must be small for mathematical reasons, it is better to conceive of the
element as a thin round wedge with  a blunt or sharp edge. This is the element form assumed
in UM.

    In special  cases of plume trajectory of smaller radius-of-curvature than the plume radius
                                          113

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                                                                          UM model theory
                                      (a)
(b)
                                                                        line of
                                                                        overlap
  Figure 63.  Plume trajectory, the element at three stages of development, and selected plume
  variables.
itself, the element faces would intersect, or overlap,  a physically impossible situation.
complication is considered further subsequently.
       This
    Furthermore, the asymmetry in shape is not consistent with  the conventional practice of
constructing equal plume element radii symmetrically about the trajectory.  The plume trajectory
represents the center-of-mass of the plume element which is generally not at the center of the
circular cross-section and therefore the lengths of the "radii" are directionally dependent.

    The rigorous treatment of these  complications  is beyond  the  scope of the UM model.
However, UM does issue a warning when overlap begins and, in its the default mode, terminates
the initial dilution computation. In other models of the same class, both Lagrangian and Eulerian
integral flux, the condition is not identified, or even recognized, and results  in the over-prediction
of plume radius and entrainment unless the increase has been effectively tuned out, a practice that
would introduce spurious behavior elsewhere.  Empirical models are not subject to the error.

    The plume is assumed to be in steady state. In the Lagrangian formulation that implies that
                                           114

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                                                                         UM model theory

successive elements follow the same trajectory.  The plume envelope remains invariant while
elements moving through it change their shape and position with time.  However, conditions can
change as long as they do so over time scales which are long compared to the time in which a
discharged element reaches the end of the initial dilution phase, usually at maximum rise.  The
steady state assumption is used to derive the length of the plume element as a function of the
instantaneous average velocity, its initial length, and the initial effluent velocity.

    Thus, the length of the element does not in general remain constant but changes with time
due to the different velocities of the leading and trailing faces. It follows that the radius of the
element must respond to this  velocity convergence or divergence, as well  as to entrainment,
because  the fluid is  practically  incompressible, though incompressibility  and the  limiting
Boussinesq approximations (Spiegel and Veronis,  1960) are  not incorporated in UM.

  The exterior boundary of the plume element coincides  initially with the edge of the orifice
from which it issues (or the vena contracta diameter). By integrating from this known initial and
boundary condition the plume volume is calculated based on the entrained mass and the assumed
element  shape.    It  is assumed  that the  properties of  the  plume  at  the boundary  are
indistinguishable from those in the adjacent ambient fluid.  This has important implications, one
being that drag is not  an important force in plume dynamics. It  also implies that mass crosses
the projected area of the element at the speed of the ambient current.
Conservation Principles

   The model includes statements of conservation of mass (continuity), momenta, and energy.
Conservation of mass states that the initial mass of the element and that added, or entrained, over
time is conserved.  In modeling terms the element mass is incremented by the amount of fluid
that flows over the outside boundary of the plume element in a given amount of time.  Given that
mathematical artifacts like overlap do not occur, the PAE assures that excessive or  inadequate
amounts of entrainment are not inadvertently incorporated, i.e. entrained, into the plume.

   Similarly, horizontal momentum is conserved. The horizontal momentum, the product of the
element mass and horizontal velocity, is increased by the horizontal momentum of the entrained
fluid in the same time step.  Vertical momentum is not generally conserved because it is usually
changed by buoyancy, a body force arising from the density difference between the element and
the ambient fluid.

   Finally, energy is conserved, similarly incremented by adding an amount of energy equal to
the product of a constant specific heat,  the entrained mass, and the  ambient temperature. It
provides the means for estimating the average temperature of the element which is used in the
equation of state to obtain the densities of fresh and sea water in salinity and temperature ranges
that are representative of terrestrial and coastal waters.
                                          115

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                                                                         UM model theory

Entrainment and Merging

   Entrainment is the process by which the plume incorporates ambient material into itself.  It
may be thought of as a process in which fluid flows into the plume interior through the exterior
surface.  Alternatively, it may be considered to be a process of accretion followed by the
redistribution of material.  The former model is used here and is consistent with the projected
area entrainment hypothesis.

   Several mechanisms of entrainment are considered: aspirated, forced, and turbulent,  or eddy,
diffusion. Aspirated entrainment is shear (or Taylor) entrainment which is  present even in the
absence of current.  It is due to the fact that high velocity regions are regions of relative low
pressure which causes inflow of material into the plume. Thus the plume induces a flow field
in the  surrounding ambient fluid.  Forced entrainment is due to the presence of current that
advects mass into the plume.  Diffusion is assumed always to be present but is only important
beyond the  zone of initial dilution.   It  becomes dominant after  the other two entrainment
mechanism die off due to the steady reduction in shear between the plume and the ambient. The
transition separates the near-field from the farfield.  Strictly speaking, the latter dilution is not
a part  of the UM theory because  UM  is still  primarily a  near-field model.   Instead, farfield
diffusion is parameterized, for example, by the "4/3 law" (Tetra Tech, 1982).

   Entrainment through the projected area of the plume is composed of three terms.  The first
term is proportional to the length and radius of the element (the cylinder component), the second
to the growth in diameter of the plume, and the third to the curvature of the plume trajectory that
opens or closes area  on the element surface. All are simply mathematical  parts  of the overall
projected area that contribute to  forced entrainment.  A fourth term, encompassing the entire
peripheral area, accounts for aspiration entrainment.

   When adjacent plumes grow sufficiently they begin to merge and entrain each other. Merging
of plumes has the immediate effect of reducing entrainment by reducing the contact area between
the plume and its environs.  Each  of the  four entrainment  terms is decremented to a different
degree as merging proceeds. In essence, merging simply necessitates some geometric corrections.
Surface and bottom effects as demonstrated by Wood (1990), or Coanda attachment (Akar and
Jirka, 1990), are not modeled.

   Only the merging of adjacent plumes discharging from linear diffusers (pipes) are considered
here. This simplification helps to reduce the problem to two dimensions. Diffusers are assumed
to be long so that end effects can be ignored and unbalanced internal diffusion is neglected.

   Variations  in the  angle  between  the  diffuser  and the current  are  accommodated  by
mathematically reducing  the  spacing  distance  between adjacent ports by  the  appropriate
trigonometric factor.  Currents between  90 and  45 degrees may be handled in this way and lead
to reductions of entrainment in agreement with measurements made by Roberts (1977).

   Typically diffusers are perforated on both sides. In a current the upstream plumes will then


                                          116

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                                                                          UM model theory

frequently bend over and merge with downstream plumes.  This cross-diffuser merging is not
simulated explicitly. In UM there are three ways to estimate the reduction in dilution due  to
cross-diffuser merging. The simplest way is to reduce the spacing between ports by a factor  of
two  (i.e. spacing  is equal to the diffuser length  divided by the total number of ports).   This
method is justified by experience but it is not known with certainty how accurate it is. The effect
may also be estimated by specifying the  "background" concentration generated by the upstream
plume, which results in the prediction of a reduced effective dilution.  A third method involves
doubling the flow per port and increasing the diameter of the port to maintain approximately the
same densimetric Froude number.  None of the methods  account for the changes in  density
profile that the upstream plume effects on the downstream  plume.
MATHEMATICAL DEVELOPMENT

Basic Model Theory

    With respect to the foregoing discussion, it is emphasized that the element in Figure 63 is
not a cylinder but is in general a section of a bent cone. The consequences of this fact cannot
be overstated because the shape of the element determines the projected area which in turn
determines forced entrainment, frequently the dominant source of entrainment. In general, a bent
cone plume  element has a projected area that differs substantially from the projected area of a
simple cylinder. Thus, the growth and curvature terms are  required to accurately describe the
projected area of the plume element.

    As  has  been  stated, the principle of superposition allows the entrainment terms to be
described separately. The projected area entrainment hypothesis states that


  f - PA«                                                                     <27)


where dm is the incremental  amount of mass entrained in the time  increment dt, Ap is the
projected area,  u is  the ambient current speed normal to the projected  area,  and pa is the local
ambient density. This hypothesis, neglecting Taylor entrainment for a moment, makes it possible
to explain observed plume behavior in simple terms.

    Equation 27 can be written in vector terms

  f - -P. 4,u                                                                 on


where the underline notation is used to indicate vectors. A^ lies in a vertical plane containing the
current vector and points generally upstream out of the element.  U_ is the average velocity of the
ambient flow through the projected area. A^ and U_ point in opposite directions so that their dot
product is intrinsically negative.

                                          117

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                                                                          UM model theory
    To estimate the projected area it is necessary to express mathematically how the length of
the element, h, changes in response to changes in other plume properties. The reason h changes
is due to the difference in velocity of the leading and trailing faces of the element which causes
the faces to converge or diverge with time.  Just how much their separation changes depends on
how much the local current velocity differs from the  element velocity.  Because mass is
conserved, changes in h result in  changes to the radius.  The effect is substantiated  by dilution
and radii data tabulated by Fan, 1967.

    Referring to Figure 64, A/K/ is seen
to  be the  difference  in velocity  at two
opposing  faces of the semi-infinitesimal
element.    (The  velocity  vectors  are
proportional  to the displacement vectors
shown.   Also,  in both formulations  the
element  is infinitesimal only along  the
trajectory,  thus it is a hybrid integrating
volume which is  treated differently from
truly  infinitesimal  volume  elements.)
Since the  Lagrangian formulation deals
with material elements and it is assumed
the velocity is uniform, the faces  separate
or converge,  proportional to A|V|, i.e.,
              6f
(29)
                                  displacement
                                  of leading lace
                                 displacement
                                 of trailing face
where 8f is an arbitrary, but constant, time  Figure 64.  Convergence of element faces  due to
increment.  Integrating Equation 29 and  differences in face velocities.
noting that the corresponding speeds and
lengths are A | .£, | and h0, and, A|V| and h yields
  [Hdh  = 5r f'du,
  Jh*         Ju-  *
                                                  (30)
where us = |V| and usa =  |Vo|.  Equation 30 can be integrated to yield
                                                                                    (31)
Finally, since 8t can be chosen to be hjust

   h     ^s
                                                                                    (32)
and  \V\ and h change proportionally.
                                           118

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                                                                         UM model theory

Plume Dynamics

    It is convenient to begin a discussion of the Lagrangian plume equations with the equation
of continuity, in other  words, the entrainment equation.  Equations  27 or 28 is a partial
expression for entrainment; it states that the "forced" part of the amount of mass added to the
element in time  dt is equal to the total mass flux through  the element surface.  The complete
entrainment equation is a sum of the forced and Taylor induced entrainment terms
      = -P A.U - PAT v,                                                        (33)
  at         f

where AT is the area of the plume element in contact with the ambient fluid and VT is the Taylor
aspiration speed.  Since, in the absence of merging, AT wraps completely around the element it
is not expressed  as a vector.  VT is often related to  an average plume velocity through a
proportionality coefficient, a:

  VT = a \Y\                                                                       (34)

where \V_\ is the average, or top hat, plume element velocity (but in other formulations it could
be the centerline velocity with a scaled accordingly).

    For plumes  (jets with  buoyancy) adequately described by  a Gaussian  profile  (see a
subsequent section entitled "Average and Centerline Plume Properties") a value of 0.082 is often
attached to a.  However, this is based on a nominal plume boundary which  encompasses only
the central portion of the plume.  The corresponding value for jets in stagnant ambient is 0.057.
However, Frick  (1984) makes arguments for a constant a.   The  conversion from nominal
Gaussian  plumes  to  a  "top  hat",  or  average,  description of  the  plume element  yields
corresponding values of 0.116 and 0.081. According to Frick (1984), the latter is underestimated
so that an average value for a of 0.1 is thought to be slightly conservative in terms of describing
aspiration  entrainment.   A comparison with  JETLAG  supports  this conclusion  (Frick,
Baumgartner, and Fox, 1993).

    Strictly  speaking, the areas are  infinitesimal  areas which might be indicated with  the
differential d prefix.  This is because h is ideally an infinitesimal distance.  However, the model
equations  are approximations in which small algebraic values substitute for infinitesimal ones.

    Both entrainment areas need further elaboration. The Taylor aspiration area in the absence
of merging, dynamic collapse,  and element facial overlap (sharp trajectory curvature) is simply

 AT = 2nbh                                                                      (35)


where b is the element radius.  The reduction in this area due to  merging is described in a later
section. Dynamic collapse  (Frick et al., 1990) is not included in UM.
                                          119

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                                                                           UM model theory

    Deriving the projected area is more difficult than deriving the Taylor entrainment area.  An
approach that applies to three-dimensional plumes is useful.  It holds that, since the current, U_,
  Figure 65.  The local coordinate system.

is a vector field it may be transformed into a useful coordinate system by well established rules
of vector rotation. A particularly useful coordinate system is the local coordinate system shown
in Figure 65.   The ambient velocity  vector, i.e., the current, can be expressed as the sum of
components in each  of the local coordinate system directions

 U = «!«!  +  «A  + «A                                                           (36)

where et, e2, and e3 are the unit vectors in the direction of the trajectory, the horizontal normal
to the trajectory,  and in a vertical plane respectively. The vector e3 can be expressed in terms
of the cross-product of e,  and e2:

 &  = e  x £                                                                        (37)
 e3 - elx ez                                                                        v  /

The unit  vectors are derived by constructing a rotation matrix that transforms  between the
coordinate systems.

   As  far as  each  velocity  component is concerned  the  corresponding  projected  areas are
particularly  simple, see Figure 66.  Again ignoring merging, collapse, and overlap,  the projected
area associated with ut, i.e., Ah is simply an annulus that wraps around the plume
                                           120

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                                                                       UM model theory
                                      growth  term
                                                                  curvature
                                                                      term
                                       cylinder
                                         term
  Figure 66. The projected area entrainment components:  a) the growth area, b) side view of
  the element, and c) the cylinder and curvature area.
 Al  =
(38)
where Ab is the difference between the radius of the leading and trailing faces of the plume
element.  This is the "growth" contribution to the  projected area  (see Figure 66a).   The
assumption  is made that only the upstream portion of the area, half the circumference, has flow
going through it.  The flow in the wake is altered and  is assumed to flow parallel to the plume
surface.
   The difference in radius over the length of the element is
        a?
                                                                                (39)
where s is the distance along the centerline. The derivative is estimated from the difference in
                                         121

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                                                                          UM model theory
radius in successive program steps divided by the distance traversed.

   Each one of the velocity components u2 and u3 has two projected area terms associated with
it, one which is due to the curvature of the plume trajectory, the other simply being the projection
of a cylinder (see Figure 66b and 66c respectively).  Since only the two-dimensional problem is
considered the u3 component is ignored; its cylinder and curvature contributions are due to
current flowing into the side of the plume element caused by directional changes with  depth in
the  ambient flow.
    The cylinder projected area is simply
                                                                                   (40)
    The change in direction of the average plume element velocity, V, which is parallel to et,
over the length of the plume element h, in other words the curvature of the centerline s, produces
the "curvature" component to the projected area. Since the faces defining the element are normal
to 5, in regions of strong trajectory curvature the  element is deformed into a wedge shape. A
                             (a)
(b)
                                                            negative
                                                             volume
  Figure 67.  a)  The plume element in  a region of weak trajectory curvature and b) strong
  trajectory curvature (showing overlap).
                                           122

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                                                                          UM model theory

depiction is given in Figure 67.

   The curvature component of the projected area is

  A    =  -^b2^h                                                                (41)
   w     2    &

where  0 is the elevation angle of s. This area can be positive or negative depending of the sign
of 90/95 which is determined with reference to successive values of U_.  Positive curvature has
the effect of reducing the total projected area.

    Historically the growth and curvature terms have either not been recognized or have been
thought to be small compared to the cylinder term (Schatzmann, 1979). However, in general,
it can be shown that all three contributions to the total projected area are important.  Any earlier
perceived inadequacies  in the projected area entrainment hypothesis can be  attributed to the
omission of the growth  and curvature terms.  Further details are available in Lee, Cheung,  and
Cheung (1987), Cheung (1991), and Frick (1984).

    Conservation of momentum is  given by

            dm
                - m
   dt        dt          p

where m is the mass of the plume element (m = pntfh), pa and p are the ambient and average
element densities respectively, and & is the gravity vector.  Ideally U_ represents the average
ambient velocity over the exposed plume surface.  This point is worth emphasizing since the
surface area is infinitesimal only along the centerline and can be extensive in the two dimensions
orthogonal to the centerline, over which,  therefore, the ambient velocity can vary significantly.
In UM it is approximated by the ambient velocity at the level of the particle, i.e., the center of
the cross-section.

    Equation 42 states that the change in momentum in the element is  due to  the amount of
momentum introduced by the entrained mass dm and the change in vertical momentum generated
by the buoyant force. The implicit assumption is that drag effects are absent.  This is consistent
with the conception of the element having  the  same properties as the ambient  on the outside
surfaces of the element.  Effectively, there are no shears that can generate drag.

    While interactions with solid and free surfaces are not modelled, UM gives  warning when
some of them occur.  The warnings, which are not exhaustive, are explained in Appendix 4. The
bottom is assumed to be flat. In Muellenhoff et al. (1985) predicted dilutions were reduced by
10% when the sea surface was encountered. Generally, plumes rise in a matter of minutes so
that the Coriolis force is  safely ignored.

    To evaluate the buoyancy term in the conservation of momentum equation,  it is necessary


                                          123

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                                                                          UM model theory

to define the conservation of energy equation, approximated by

  tojF-TJ  =C(T_T )^                                                    (43)
       dt          >( *  «' dt

where cp is the specific heat at constant pressure.  T, Ta, and Tref are the average element
temperature, the ambient temperature, and an arbitrary reference temperature, respectively. More
correctly, the terms in Equation 43 should be represented by integrals. However, it is assumed
that cp is constant over the range of interest permitting Equation 43 to be simplified,

          j, dm                                                                    /44^
           adt

Radiation, conduction, and diffusion are assumed to be small.  Like salinity, temperature is
assumed to be a conservative property.

    Several other relationships are  necessary. Conservation of salinity is expressed by
                                                                                   (45)
   dt      *dt

where  S and Sa  are  the average element  salinity and the ambient salinity respectively.   The
symbol for ambient salinity should  not  be confused  with average dilution  of the plume.
Conservative pollutants would be expressed similarly, however, since important pollutants, such
as coliform bacteria, are subject to decay,  a first order decay term is included.

                                                                                   (46)
where % and %a are the concentrations of the species  of interest in the element and ambient
respectively and k is a first order decay constant, which is zero for conservative pollutants. Non-
conservative pollutants are also assumed to be subject to decay in the farfield.

    The momentum equation includes the reduced gravity, ((pa-p)/p)£, which must be determined.
Densities  are  derived from  the  equation of  state (Sigmat function) used  by Teeter  and
Baumgartner (1979). It is independent of pressure, limiting UM to shallow water, by deep ocean
standards. It is also limited to ordinary temperatures.  At 150 o/oo the error in density in sigma-t
units is about  10 percent.
Boundary Conditions and Other Pertinent Relationships

    To completely  describe the problem,  the boundary and  initial conditions  must also be
specified. The main boundary condition is the location of the source from which the subsequent

                                          124

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                                                                          UM model theory

position of the element may be determined by integrating the trivial relationship

        Y.                                                                         (47)
  dt

where /? is the radius vector of the particle, i.e., the center-of-mass of the element. To give an
example of how the equations are solved in a finite difference model, the new R_ is

 *u - Rt ^dt                                                                 (48)

    Another boundary condition is the initial plume radius. Initial conditions include the efflux
velocity, the effluent temperature, etc..

    Various auxiliary equations are also  required.  They include linear  interpolations that
determine ambient conditions at the level of the particle.  Also, because  the Lagrangian plume
equations  require a very small time step initially, but not later in the simulation, a method of
varying the size of the time step is used to control the relative amount of mass that is entrained
during any one single step.  This is done in the interest of computational efficiency.

    The general computational procedure followed in the model  is: 1) a time step is provided
(guessed), 2) the entrainment equations are then used to determine the amount of mass that will
be added given this time step, 3) this increase is then compared with the target mass increase and
the appropriate adjustments are made to the time step and the entrainment components to meet
the appropriate doubling criterion, 4)  the equations of  motion and other model equations  are
solved, and 5) the new time step is established and the cycle is repeated.

    It is important to recognize that some of the above equations are not always solved for the
quantity on the left hand side of the equal sign.  In other words, the dependent variable may be
some other variable besides the one on  the left hand side of the equal sign.  For example consider
Equation 49 which expresses the mass  of the element in terms of its dimensions and the density:
 m =  pnb2h
                                                                            (49)
For modeling purposes the radius, b, is not an independent variable,  rather it is a dependent
variable. Since mass is computed by integrating from its initial value using the entrainment, or
continuity,  equation, it is effectively an independent variable in Equation 49.  Equation 49 is
inverted and used to solve for the radius:
>
                                                                                   (50)
               t+dt
    When overlap occurs Equation 50 gives anomalous results (Frick, Baumgartner, and Fox,
1993.) This is the source of the overestimation of radius and entrainment described previously.


                                          125

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                                                                         UM model theory
Merging
    The basic approach to handling plume merging is to 1) reduce the entrainment areas, both
Taylor and forced, to account for the loss of exposed surface area that occurs when neighboring
plumes interfere with each other, and, 2) to confine the plume mass from each plume to the space
between them that is known to be available from symmetry considerations.  It is  assumed that
the plumes are identical and any  interaction between them is mutual, i.e. gains equal losses.

   Considering Taylor entrainment first, the conditions of merging are depicted in  Figure 68.
                                  h- L—I
                                                  Reflection planes
  Figure 68.  Merging geometry and reflection planes.


It is seen that the uncorrected Taylor entrainment area can be multiplied by a factor equal to the
ratio of the exposed circumference to the total circumference to reduce it to the actual exposed
area.  Assuming no overlap, the side of the plume element that is longer and larger in area due
to trajectory curvature nearly compensates for the opposite side that is shorter and smaller.
    The appropriate ratio of correction is
                                                                                  (51)
          7T
where
                                          126

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      arctan
            N
                                                                          UM model theory
                                                                                   (52)
where ty is  defined in Figure 68  and L is the spacing between  adjacent ports.  The same
correction factor applies to the growth entrainment term.

    While it is assumed that the current is perpendicular to the diffuser axis, the method may be
used  for angles  between  45  and  135 degrees  (90  degrees being  equivalent to a current
perpendicular to the diffuser) by multiplying L by the factor sin \|/ where \j/ is the angle between
U_ and the diffuser axis. This method is justified by measurements of dilution of merging plumes
(Roberts, 1977).

    The correction factor for the cylinder projected area is simply

  a  ,  = —                                                                         (53)
  ^    2b

   Finally, the correction term for the curvature projected area entrainment contribution is

             2d>    sin2d>                                                         /c/it
  a    = 1 - ——  + 	—                                                         (.54;
   cur
    Equations 49 and 50 must also be modified when merging occurs.  As was pointed out in
the previous section, the mass of the plume element is obtained by knowing the initial mass and
integrating the entrainment equation.  Given that the mass, average plume density, and element
length are known,  the element volume  can  be determined.  Upon merging, the transverse
dimension of the plume element (i.e. along e2~) is assumed to be limited to a maximum length of
L, the spacing distance.  Effectively, a vertical plane half way between  the ports acts as a wall
or reflecting plane.  This technique is common in air pollution modeling (Turner,  1970) where
a fictitious mirror source is used to estimated dispersion in the presence of an actual physical
barrier.  With plume merging the sources are real.

    Thus, the volume of the plume element can be thought to be the product of h and  the area
of a rounded rectangle, see Figure  69.  This area is the quotient of the element volume and the
length which, after simplification, becomes

              1  - ^)  + 2Z>2sin<|>cos4>                                              (55)
where br is the unmerged round element radius and b is now the radius of the element in the
vertical plane.  In other words, b describes the plume element parallel to £3.  Solving for b
                                          127

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                                                                         UM model theory
  Figure 69.  Derivation of dimensions under merging:  a) the merged element with volume
  confined between  reflection planes, and b)  the corresponding unmerged element of equal
  volume.
 b =
               Tib.
      TT - 2 + 2sin<|>cos<|>
(56)
the subscript t+$t has been left off for simplicity. Since (p is larger than sin (p cos (p, b is larger
than  br.
Average and Centerline Plume Properties

    The previous discussion is in terms of average plume properties  because average plume
properties are physically compatible with the average motion of the plume element.  We do not
expect that centerline buoyancy can accurately describe, via vertical  acceleration, the plume
trajectory traced by the center-of-mass of the plume element. After all, the element is an entity
which  stretches  from one boundary with the ambient flow to the other,  with widely  varying
properties in between.

    On the other hand, centerline concentrations often concern environmentalists because  they
                                          128

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                                                                           UM model theory

have the potential for acutely affecting organisms.  Fortunately, plumes are often found to possess
predictable patterns of cross-sectional properties. For example, plumes discharged into quiescent
fluid tend to display the Gaussian profile, very dilute at the edges and concentrated at the center.
However, the Gaussian profile is not very compatible with the plume element described above
because it extends to infinity whereas we have described an element with definite  boundaries.
Consequently, another profile, the 3/2 power profile (Kannberg and Davis, 1976), which  closely
matches the Gaussian profile over the concentrated portion of its range, is used to determine the
centerline concentration as a function of the average concentration, or dilution, that UM predicts.

    The 3/2 power profile is expressed by

                                                                                    (57)
where  is instantaneous scaling factor relating differences between the plume and the ambient
of an appropriate property, such as the concentration of some pollutant or velocity, b is the plume
radius, and r is the distance from the center of the plume to the point within the plume at which
 is measured.

    The peak-to-mean ratio is simply the ratio of the centerline to the average concentration, it
is obtained from a flux integral. We start with the relationship for the average concentration

          [  CvdA
  C    =  ^ _                                                                   (58)
   avg    f
          f  vdA
          JA
where Cmg is equivalent to  the average concentration obtained from  UM, C and v are the
instantaneous concentration and velocity in the plume element, A is the cross-sectional area, and
dA is the corresponding infinitesimal area.  The peak-to-mean ratio is defined to be CmjCavg


                                                                                    (59,
              CvdA
             A
where Cmax is the centerline concentration.  The integrals in this quotient are not easy to solve
analytically and, therefore, are estimated numerically in UM.

    It is illuminating to define limiting values of the coefficient.  When dilutions and currents
are large a simplification is possible.  In this case the velocity can be considered constant and
can be factored from the integrals, giving
                                                                                    (60)
            f CdA
           JA
                                           129

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                                                                         UM model theory

Using this approximation and assuming the 3/2 power profile a peak-to-mean ratio of 3.89 is
found for round plumes.   The corresponding ratio for a fully merged  line plume is 2.22.
However, the ratios vary and in much  of the plume the peak-to-mean ratios are  considerably
smaller than these limiting values, in fact, near the source they often approach 1.0, depending on
the uniformity  of  the  source.  The centerline concentration prediction  is approximate  and
occasionally deviates from the  expected trend when vertically  varying background pollutant
concentrations are present.
Experimental Justification of the Projected Area Entrainment Hypothesis

    In  1989,  Roberts, Snyder, and Baumgartner published three papers in ASCE (1989a,b,c)
which record the behavior of merging laboratory plumes in flowing, stratified environments.
Although they did not set out to do so, their findings directly corroborate PAE, as shown below:

    Starting with Equation 13a of Roberts, Snyder, and Baumgartner (1989a)

        = 1.08F1/6                                                                (61)
where Sm is the centerline dilution in the plume, q is the diffuser volume flux per unit length, b
is the buoyancy flux per unit length (i.e. the product of the reduced gravitational acceleration and
the volume flux  per unit length), F is a type of Froude number (t//b, where u is the current
speed), and N is  the buoyancy (Brunt-Vaisala) frequency
                                                                                  (62)
and dp/dz is the ambient density gradient.  Their Equation 13b states

  ^  = 1.85F-1/6                                                                   (63)
where ze is the rise above the port datum of the top of the fully merged wastefield and lb is a
buoyant length scale defined by Roberts et al., 1989a Equation 4
 /  -                                                                             (64)
  *    AT
    Combining, noting that q = Q/L, where L is the length of the diffuser and Q is the diffuser
total volume flux, and making  the appropriate substitutions yields

                                          130

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                                                                           UM model theory
     =  L08«                                                                    (65)
   m    1.86  Q

    The  quantity Lzeu is,  of course, just the  flux  through the projected  area, which is  the
integrated form of PAE! The coefficient is within the general range described in the previous
section, however, it differs markedly from the factor of 1.15 used in RSB.

    This derivation proves, at least in an overall sense, that, in sufficiently  high current, initial
dilution is given simply by the quotient of the flux through  the projected area of the wastefield
divided by the source flux,  multiplied by a constant factor. In lieu of convincing evidence to the
contrary, it is eminently reasonable to assume that such an integrated outcome is the result of
adding the individual projected area fluxes throughout the plume trajectory.  In  other words, it
is not reasonable to assume, a priori, that the plume entrains differentially over its projected area,
perhaps at twice  the rate at  one point and half the  rate at another.  Any such deviations  are
thought to be due to the aspiration effect of the Taylor entrainment coefficient which can be
treated separately.  In other words, the two entrainment mechanisms act independently,  are
mathematically linear, and  may be added.
                                           131

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                            FARFIELD ALGORITHM
PLUMES IMPLEMENTATION

    Equation 17, developed by Brooks (1960), has been transformed into Equation 66 for near
shore coastal waters, confined channels,  and wherever a conservative analysis is desired
            .
                                                                                   (66)
              16 a
where erf is the error function, S is the centerline dilution in the farfield plume, Sa is the initial
dilution (at maximum rise, overlap, or other special condition), a is a  dispersion coefficient
(Fischer, 1979; Okubo, 1962), b is the  width of the plume field at the end of initial dilution, and
t is the time of travel from the point of the end of initial dilution to the point of interest.

    The relationship  between a (in Equation 66) and e0 (in Equation 17) is simply

 a = eb4*                                                                       <67)
For example, for e0 = 4 m2/sec and b = 900 m, then

  a = 4/9004/3 = 0.00046 mV3/sec

    The value for a is entered into the farfield diffusion [far diff] cell of the interface.  PLUMES
uses the value in the farfield increment [far inc] cell divided by the farfield velocity [far vel] cell
to compute the travel time, t.

    The corresponding equation for open coastal waters,  where the dispersion  coefficient is
continuously increased  according to the 4/3 power of the local plume field width  is:

                    S*
                       1.5          ,                                               (69)
              (1 + Sab413— )3 -  1


    For coastal areas of known high energy dissipation features, or in many geographical areas
at certain times of the year, a may  have a value as high as 0.0005 m2/3/sec. In less turbulent
situations a may be as low as 0.0001  m2/3/sec, thus the  user has many options to employ in
generating more or less conservative estimates of farfield  dilution. Small values of a yield the
most conservative estimates of farfield dilution.

                                          133

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                                                                          Farfield algorithms

    In these Equations the  width,  b,  is  the  horizontal width  of the wastefield  measured
perpendicular to the current:

 b = (N -  1)5^ + d                                                              (70)

where N is the number of ports, seff is the effective spacing (spacing multiplied by sin\|/), and d
is  the diameter of the plume at the end of initial dilution. Equation 70 is simply the physical
projection of the diffuser plus the additional growth of the plumes outside of this region.  It is
an approximation which does not account for the "attraction" of the plumes to each other or other
mechanisms which can affect the width of the wastefield,  including upstream intrusion.

    Equations 66 and 69  only provide estimates of volume dilution, which is appropriate for
conservative  pollutants (decay = 0)  and unpolluted ambient receiving water. PLUMES  uses
additional equations to estimate  the  effect of first order  decay  and ambient  background
concentrations.  The sequence in each time step is  as follows.

    First a distance (path),  presumed  to  be  along ambient streamlines, is  established.   It is
computed by repeatedly adding the value  in the [far inc] cell to the distance  of the element in
the present time step.  When the sum is greater than the value found in the [far dis] cell then it
is  set to that  value and the program is  terminated.  The time elapsed in traversing  the distance
between successive values is found by solving the distance-is-rate-times-time formula.  The  total
time is also incremented and Equations 66 and 69 are solved. The incremental mass  gained by
the element during the time  step is determined by

 Am = CVA, - 5>0                                                             (71)

where Am is  the mass entrained during the time step and  m0 is the plume element mass at the
port.  The total pollutant in the element is given by

                           a
-------
       Sm
                                                                            Farfield algorithms
                                                                                      (73)
          o
where % with the bar is the average pollutant concentration in the element and ^ is the pollutant
concentration in the effluent.

    The farfield algorithm is much simpler than the initial dilution part of UM.  The quality of
the estimates should not, in general, be  expected to be as high as the initial dilution model.
Consequently, if better methods for estimating the farfield concentration are available they should
be considered.
                                           135

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Lee, J.H.W. and V.  Cheung, 1990.  Generalized Lagrangian model for buoyant jets in current.
ASCE J. of Environmental Engineering,  Vol. 116, No. 6, pp.  1085-1106.

Lee, J.H.W., Y.K. Cheung, and V. Cheung, 1987.  Mathematical modelling of a round buoyant
jet in a current: an  assessment.  Proceedings of International Symposium on River Pollution
Control and Management, Shanghai, China, Oct 1987.

Menzie, C.  A. and Associates,  1986.  Technical Information and Research needs to Support A
National Estuarine Research Strategy. Battelle Contract No. 68-01-6986 Final Report to EPA.
Various Paging. (January 1986).

Morton, B.R., G.I.  Taylor, and J.S. Turner, 1956.  Turbulent gravitational convection from
maintained  and instantaneous sources. Proceedings of the Royal Society of London. A234: pp
1-23.

Morton, B.R.,  1959. Forced plumes.  Journal of Fluid Mechanics. 5: pp 151-197.

Muellenhoff, W.P., A.M. Soldate, Jr., DJ. Baumgartner, M.D. Schuldt, L.R. Davis, and W.E.
Frick, 1985.  Initial mixing characteristics of municipal ocean outfall discharges: Volume 1.
Procedures  and Applications.  EPA/600/3-85/073a.  (November 1985).

National Research Council (NRC), 1984.  Ocean disposal systems for sewage sludge and effluent.
Washington, DC.  National Academy Press, 126pp.
                                         140

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Okubo, A., 1962.  A review of theoretical models of turbulent diffusion in the sea. Chesapeake
Bay Institute, The Johns Hopkins Univ., Tech Report 30, Reference 62-20.

Ozretich, R.J. and DJ. Baumgartner, 1990.  The utility of buoyant plume models in predicting
the initial dilution of drilling fluids. Oceanic Processes in Marine Pollution, Vol. 6. Physical and
Chemical Processes: Transport and Transformation. Eds. D. J.  Baumgartner and I.W. Duedall.
Krieger Publishing Co. Malabar Florida. 248 pp.

Policastro, A.J., R.A. Carhart, S.E. Ziemer, and K. Haake,  1980.  Evaluation of mathematical
models for characterizing plume behavior  from cooling towers, dispersion from single  and
multiple source draft cooling towers. U.S. Nuclear Regulatory Commission Report NUREG/CR-
1581 (Vol. 1).

Pomeroy, R., 1960. The empirical approach for determining the required length of an ocean
outfall, pp 268-278.  Proceedings of the First Conference on Waste Disposal in the Marine
Environment. Ed. E. A. Pearson. Pergamon Press.  New York.  569 pp.

Rawn,  A.M., F.R.  Bowerman, and N.H. Brooks, 1960.  Diffusers for disposal of sewage in sea
water.   Proceedings  of the  American Society of Civil Engineers,  Journal  of the Sanitary
Engineering Division. 86: pp 65-105.

Roberts, P.J.W., 1977. Dispersion of buoyant waste water discharged from outfall diffusers of
finite length. W. M. Keck Laboratory of Hydraulics and Water Resources, California Institute of
Technology. Pasadena CA.  (Report # KH-R-35).

Roberts, P.J.W., 1989.   Dilution Hydraulic  Model Study of the  Boston Wastewater Outfall.
Report Number SCEGIT 89-101, School of Civil Engineering, Georgia Institute of Technology.

Roberts, P.J.W., W.H. Snyder, and DJ.  Baumgartner, 1989 a.  Ocean outfalls I: submerged
wastefield formation. ASCE Journal of Hydraulic Engineering. 115.  No. 1. pp 1-25.

Roberts, P.J.W., W.H. Snyder, and DJ. Baumgartner, 1989 b. Ocean outfalls II: spatial evolution
of submerged wastefield. ASCE Journal of Hydraulic Engineering. 115. No.  1. pp 26-48.

Roberts, P.J.W., W.H. Snyder, and DJ.  Baumgartner, 1989 c.  Ocean  outfalls HI: effect of
diffuser design on submerged wastefield. ASCE Journal of the Hydraulic Engineering. 115.  No.
1. pp 49-70.

Roberts, P.J.W., 1990.  Outfall design considerations. The Sea. Ocean Engineering Science.  Vol
9. Eds. B.  LeMehaute and D. M. Hanes. Wiley and Sons. New York,  pp 661-689.

Roberts, P.J.W., 1991. Basic language RSB program.  Personal communication.
                                         141

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Roberts, P.J.W., 1993. "Hydraulic Model Study for the Boston Outfall.  I: Riser Configuration,"
To be published in Journal of Hydraulic Engineering.

Schatzmann M, 1979.  An integral model of plume rise.  Atmospheric Environment, Vol. 13,
pp. 721-731.

Spiegel, E.A. and G. Veronis, 1960. On the Boussinesq approximation  for a compressible fluid.
Astrophys. J., 131, pp 442-447.

State Water Resources Control Board,  1988. Water Quality Control Plan for Ocean Waters of
California, California Ocean Plan, Sacramento. (September 22, 1988).

Teeter, A.M. and D.J. Baumgartner, 1979.  Prediction  of initial mixing for municipal ocean
discharges.  CERL Publ. 043, 90 pp.   U.  S. Environmental Protection Agency Environmental
Research Laboratory, Corvallis, Oregon.

Tetra Tech, 1980.  Technical evaluation  of Sand Island wastewater treatment plant section 301(h)
application  for modification of  secondary treatment requirements for discharge into marine
waters.  Prepared for U.S. EPA,  Washington, D.C..

Tetra Tech, 1982.  Revised Section 301(h) Technical Support Document.  Prepared for U. S.
Environmental Protection Agency.  EPA 430/9-82-011.  (November 1982).

Tetra Tech, 1984.  Technical review of the Sand Island wastewater treatment plant section 301(h)
application  for modification of  secondary treatment requirements for discharge into marine
waters.  Prepared by Tetra Tech, Inc.

Tetra Tech, 1987.  A simplified deposition  calculation (DECAL) for organic accumulation near
marine outfalls.  Prepared for USEPA. Washington, D.C.

Turner D.B., 1970.  Workbook of atmospheric dispersion estimates.  Office of Air Programs
Publication No. AP-26. USEPA, Research  Triangle Park, North Carolina.

U. S.  Environmental Protection Agency,  1982.   Revised Section  301(h) Technical Support
Document.  EPA 430/9-82-011.  (November 1982)

U. S. Environmental Protection Agency, 1985. Technical Support Document for Water Quality-
based Toxics Control. EPA-400/4-85-032.  (September 1985).

U. S. Environmental Protection Agency, 1986. Quality Criteria for Water, 1986. EPA 400/ (May,
1986).
                                         142

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Ward,  G.H. Jr., and W.H. Espey Jr.,  Eds., 1971.   Estuarine Modeling: An Assessment.
Capabilities and Limitations for Resource Management and Pollution Control.  EPA  Water
Pollution Control Research Series.  16070 DZV 02/71.  497 pp.  February, 1971.

Weast, R.C., 1978.  CRC Handbook of Chemistry and Physics.  CRC Press, Inc., Cleveland, OH
44128.

Weil J.C., 1974.  The rise  of moist buoyant plumes. Journal of Applied Meteorology, Vol. 13,
No. 4.

Winiarski, L.D. and W.E. Frick,  1976.  Cooling tower plume model.  USEPA  Ecological
Research Series, EPA-600/3-76-100, USEPA, Corvallis, Oregon.

Winiarski, L.D. and W.E. Frick, 1978.  Methods  of improving plume models.  Presented at
Cooling Tower Environment — 1978.  University of Maryland. (May 2-4 1978).

Wood, I.R. and M.J. Davidson, 1990.  The merging of buoyant jets in a current. Proceedings
of International Conference on Physical Modeling of Transport and Dispersion, MIT, (August 7-
10,  1990).

Wright, S.J., 1984. Buoyant jets in density-stratified crossflow.  J. of Hydraulic Engineering.,
ASCE, 110(5), pp 643-656.
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               APPENDIX 1:  MODEL RECOMMENDATIONS
JUSTIFICATION FOR USES OF PLUMES MODELS IN FRESH WATER

    The title  of this work "Dilution models for effluent discharges" signifies that this report
encompasses  a broader scope than Muellenhoff et al. (1985) which  addressed primarily ocean
discharges. The reasons are many but most importantly, users of Muellenhoff et al. (1985) often
applied the plume models  to freshwater outfalls because experience showed that some of the
models, UMERGE included, worked well in that setting.

    However, since 1985 the CORnell MIXing zone models (Hinton and Jirka,  1992), CORMIX,
have been developed, supported in part by EPA, for the express purpose of addressing the
problem of discharges to  shallow and confined water bodies.  CORMIX uses a classification
scheme based on length scales to associate a number of formulae and methods appropriate for
each sub-category, linking together several discrete plume behaviors  into an estimate of overall
behavior, much like PLUMES links RSB and UM to a farfield algorithm. This is done for a
broad range of conditions, including single ports, merging plumes, and surface discharges,
covering many conditions encountered in practice.

    In  addition to this practical reason for addressing the freshwater uses of our models, there
are valid reasons  for occasionally recommending them,  even for those categories  for which
CORMIX was expressly developed.  Speed of analysis is one reason.  Suppose, for example, that
it is to be established what percentage of time annually a plume surfaces and  that this estimate
is to be based on available hourly data collected during a monitoring study. This may require
hundreds of simulations, which might be developed relatively  easily  with PLUMES.

MODEL RECOMMENDATION TABLES

General Considerations

    Recommendations for use  of the models UM and RSB are based on the experience of the
authors who have contributed to the formulation of the models and the interface, PLUMES, and
have gained experience with the models in a large number of design and analysis applications.
Our experience with CORMIX is much less extensive and we have not contributed directly to
its formulation.   Furthermore, CORMIX is only recently available  for multiport and surface
discharges and we have seen few results of its application to actual cases.

    The basic responsibility for choice of a model lies with the user, especially in relation to
application for regulatory permits, which may carry important legal implications in addition to
professional responsibility.  There are many models and other approaches than can be used to
estimate initial dilution that may  be acceptable  to  regulatory  agencies.  By presenting  the
following recommendations we do not claim that any others should not be used. We do  not

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                                                         Appendix 1: Model recommendations

provide recommendations for ULINE, UPLUME, and UOUTPLM because wherever they may
have been used appropriately in the past we now believe UM or RSB is used more effectively,
even in the case where the regulatory agency requires use of zero ambient current.  We do not
include UDKHDEN (Muellenhoff et al., 1985) in our recommendations because we have not
followed its use since 1985 and we believe Dr. Lorin Davis has made further improvements to
his models.

    The extensive verification of the Projected Area Entrainment (PAE) hypothesis given by Lee
and Cheung (1990) and Cheung (1991) supports our recommendations.  As has been shown, UM
uses the PAE hypothesis which is further supported by the experimental data on which RSB is
based. Thus the RSB and UM models support each other, though they are certainly not identical.

    In general we believe RSB (indicated in Table VI by "R," when well suited, or "r," when less
suitable) is applicable to any case that matches closely  the experimental conditions used in its
development, which were limited to multiple port discharges. Figure 2  of Roberts, Snyder, and
Baumgartner (1989a) may be used as a guide — a complete list of experimental parameters is
included as Appendix 1 (Table 5) of Roberts, Snyder, and Baumgartner  (1989c). Other cases in
which the density gradient over the height of rise can be represented by a linear gradient may
be effectively modeled by RSB.  However, the model does accept non-linear density gradients.
Submerged diffusers with fairly closely spaced multiport risers may be modeled (Roberts,  1989).

    The model  UM (indicated in Tables V and VI by "U" or "u") is useful for a similar range
of conditions for both single port and multiple port discharges. Again, a lower  case "u"  is used
to indicate where UM is less useful, such as in the case of parallel currents and in shallow water
discharges.  In addition to coastal applications, UM may be used for freshwater discharges and
provides exceptional capability in nascent density cases, where discharge is to cold, fresh water
(less  than 4 C), owing to  a robust and rigorously  defined equation  of state. Vertical non-
uniformities in current speed and direction  (primarily merging plumes), as well as non-uniform
density and ambient contaminant  concentrations are  handled  directly  by  UM  (however,
approximate corrections can  be made to  RSB dilution predictions for vertically uniform ambient
concentrations of contaminants too).  UM is well suited for dense seawater brines because the
model is not constrained by the Boussinesq approximations and in addition can handle negatively
buoyant flows.  For very high density discharges the error in the calculated density increases and
the linear equation of state may be more appropriate. While not frequently encountered, UM is
appropriate for  analysis of diffusers with ports along only one side.
                                          146

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                                                         Appendix 1: Model recommendations

Caveats

    The recommendations given  in the following tables are intended for general  guidance
purposes and to emphasize the complementary capabilities of the RSB and UM models and the
CORMIX expert system.  No attempt is made to define a rigorous classification  system as
defined in CORMIX, which, between CORMIX 1, 2, and 3, classifies perhaps 90% of common
plume problems.  The CORMIX classification system is made possible by adopting assumptions
which, while making it possible to analyze a majority of freshwater and seawater outfall problems
objectively,  does not define the remainder.  Some of the latter are important in certain regions
of the country and/or under special circumstances.  Hence, a different, somewhat complementary
system was devised, albeit one which must appeal to the user for help in assuring that the models
are appropriately  implemented.  However, cases may arise which even this generalized system
does not include.  The user must be the ultimate judge of the applicability of any given model
under the circumstances at hand.

Description and Usage

    Table V specifies the applicability of the CORMIX 1 (single port CORMIX) and UM models
to single port submerged discharge problems. Similarly, Table VI addresses multiport submerged
diffusers.  General applicability is indicated by the placement, in alphabetical order, of either a
C for CORMIX 1  or R, r, U, or u, for RSB or UM. Because we are more  knowledgeable with
our own models than with CORMIX, we indicate a general quality of our models with an upper
case letter, e.g. U, signifying that we think the model generally performs well in this category,
or lower case letter, e.g. u, suggesting that the user may wish, depending on  the sensitivity of the
project and other considerations, to seek other models, like CORMIX, if they apply.

    An  italicized C, i.e.  C, for CORMIX conveys the fact that we are not experts in CORMIX
usage and do not feel justified in assigning a measure of quality it.  We  simply include it to
indicate the  general domain of applicability of the CORMIX models,  bearing in mind that the
importance of a particular category is not necessarily represented by the relative size of the box.
In its domain CORMIX can be used in analysis and generally be accepted by the authors and
regulators in regulatory situations, providing that some special circumstances, some of which are
identified below, do not invalidate such usage.

    Each table classifies conditions and effluent types in an array in which the categories are not
exclusive, but rather assimilative.  Guidance  is  derived from  the tables by identifying the
appropriate effluent type (row) and then examining the applicability ratings in that row. The row
can be likened to a chain in which each condition relevant to the problem is  a link. The weakest
link determines the strength of the chain.

    For example, with respect to Table V, if there exists a deeply  submerged outfall (i.e.
boundary conditions, BCs, are unimportant), discharging effluent which is moderately buoyant,
                                          147

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                                                           Appendix 1: Model recommendations

into a lake which is stratified into two layers, with co-flowing current (directed in the same
general direction as the effluent), and no background pollution, decay, or upstream intrusion (the
presence of which would be indicated by UM with an overlap message), then both CORMIX and
UM would be applicable.  In this case, the chain would consist of the "1,2 Stratification" and "2-
D Current" categories (columns) which show U's in  both instances, i.e. strong links.

    If the current were not co-flowing but directionally stratified, implying need for a 3-D current
modeling capability (link), then the UM link would be relatively weak,  and,  given  that all
CORMIX simulation modules  use formulae and coefficients that  are uniformly appropriate,
CORMIX would be the model of choice. On the other hand,  going back to the original case, if
background pollution is present then the CORMIX chain would contain a weak link.

    It should be noted that CORMIX does not explicitly include background in its simulations,
but a C followed by the word decay is entered in that column to indicate that decay has been
added since the first edition of this manual was published.  Calculations could be made separately
to estimate the consequences of background concentrations on predictions.

    The meaning of the table columns and rows and other comments are given in the following
sections.
Single Port Diffuser Model Recommendations:  Table V
Table V: Columns

    Table  V  sub-divides the  Stratification  column into  three  sub-columns,  one each  for
unstratified, singly or doubly stratified, or multiply stratified water bodies. Length scale analysis
may be  used,  as  it is in CORMIX, to define these categories more precisely.  Whether
stratification is important depends on  the strength of stratification  as well as the  buoyancy flux
of the source, however,  an unstratified system is one  in  which truly buoyant discharges
(possessing no nascent density) reach the surface, which,  if there is doubt, can  be established
quickly simply by running UM. In stratified systems the density varies with depth and the plume
will trap (come to equilibrium) at some intermediate depth.

    For cases  with current, the 2-D sub-column is restricted to effluents and conditions where
the current is  either  substantially co-flowing or counter-flowing, or, the current is  sufficiently
weak and does not affect trajectory plume direction significantly in the initial dilution region, i.e.
before attaining maximum rise, overlap, or trapping.  The latter condition, i.e.  weak current,
justifies the use of UM in the example given in the CORMIX1 Comparison Chapter even though
the problem is three-dimensional (the fact that the analysis was conservative further justifying
its use).  Three dimensional current (3-D) means there is a significant component of current
                                           148

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  Table V. Single port discharge model recommendations.
                                                           Appendix 1: Model recommendations
Conditions
Effluent Types
Buoyant discharges: sewage,
industrial waste especially to
saline waters
Slightly buoyant discharges,
signif. momentum:
thermal discharges
Dense discharges:
light brine.
R.O. discharge, industrial waste
Discharges with nascent or non-
linear density effects: thermal
discharge to cold water
Stratification
none
C

U
C

U
C

U


U
1,2
C

U
C

U
C

U


U
3+


U


U


U


U
Current
2-D
C

U
C

U
C

U


U
3-D
C

u
C

u
C

u


u
Other
sources,
decay
C (decay)

U
C (decay)

U
C (decay)

U


U
BCs

C

u
C

u
C

u


u
Intrusion

C

u
C

u
C

u


u
VSW



u


u


u


u
perpendicular to the flow  of  the  effluent or the current direction  varies with  depth and
significantly affects the trajectory.

    The  Other sources, decay  column  indicates  that there are significant levels of uniform
horizontally distributed background pollution (ambient pollution concentration) in the water body,
or that there is  a  nearby  source which creates a localized background pollution field in the
vicinity of the outfall, and/or the pollutant in the effluent is subject to first order decay.  Note,
while the effect of uniform horizontally distributed background is well simulated by UM, nearby
sources may  create fields with large horizontal gradients which may  make farfield estimates
questionable.  For example, can the user establish that spatially separated plumes actually
interact? Also note, that UM assumes background fluid is entrained at the level of the center-of-
mass of the plume element so that pollution profiles may need to be adjusted to  compensate for
the effect of this assumption. For example, given a body of water stratified with high pollution
near the surface and low pollution near the bottom, the plume pollutant concentration would tend
to be underestimated.

   The boundary conditions (BCs) column  indicates that boundaries,  bottom,  surface, and/or
sides, play an important role in the plume problem.  The concern here is whether the models
appropriately limit entrainment due to the interference of the boundary. If side boundaries are
important then CORMIX should be used exclusively, given there are no missing or weak links.
However, if only surface  boundaries are important, then UM can generally be used up to the
point where it indicates the surface is hit.  In general, the UM message indicating that the bottom
                                           149

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                                                          Appendix 1:  Model recommendations

is contacted is less important because the interaction is along the weakly entraining side of the
plume. However, for negatively buoyant plumes, the bottom boundary condition is as important
as the surface boundary condition is to truly buoyant plumes.

    The Intrusion column indicates that portions of the plume will flow upstream and form either
stable or unstable upstream protrusions.  If an estimate of the length  of the effect is wanted, it
is usually appropriate to use CORMIX.  However, for estimating the dilution in the wastefield
UM will provide estimates which are consistent with the amount of dilution water available for
entrainment due to current or aspiration and can be considered to be reliable. As in Muellenhoff
et al. (1985), the dilution could be reduced by ten percent to assure the analysis is conservative.

    The final column, VSW, or very shallow water, defined to be water less than three plume
diameters deep, was built into  UM to take  advantage  of  its  merging  algorithm  (reflection
technique) to estimate  initial dilution in  cases in which CORMIX provides no  estimates,  an
excluded category brought to our attention by one of our reviewers. While such outfalls are not
recommended, where they exist they sometimes need to be analyzed.  UM can be applied using
the  command.  (Run the READlst.exe file for the latest developments  on
this topic.)  In  such cases the surface or bottom are encountered almost immediately and  no
criterion  is known to establish an appropriate beginning of the farfield.   As a result, widely
varying estimates of plume spreading are given, depending on where the farfield zone is initiated
using the  Pause Cell capability in  the  Configuration menu for  the  farfield start.   Our
recommendation is that the VSW capability be used only for screening purposes.  If it needs to
be established that a migration path exists for various fish, then the solution giving the greatest
spread might be used as a conservative indicator of wastefield width.  If maximum concentration
at a mixing zone  are of concern, the solution giving the highest concentration might be used.

Table V: Rows

    The first three rows in Table V are self-explanatory.  Additional information is available in
other parts of this manual, especially the introductory chapter. The CORMIX manuals (Doneker
and Jirka,  1990; Jirka and Hinton, 1992) may also be consulted.  The term "R.O. discharge"
refers to  brine plumes created by a reverse  osmosis desalination process.

    The nascent density row is important, even though the effect is not widely recognized.  At
low ambient temperatures the non-linearities in the equation of state for fresh or low salinity
water, particularly in the 0 to approximately 4 C range, cause initially buoyant thermal plumes
to become negatively buoyant as they cool by mixing.  The effect, described in the first chapter,
is important in  cold  climate regions. As explained in the CORMIX  example chapter, existing
versions  of CORMIX do not address the problem.

    As was pointed out, the problem causes  some models to fail completely (one could say
catastrophically), by predicting that the effluent will rise to the surface instead of  sinking to the


                                           150

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                                                         Appendix 1:  Model recommendations

bottom. The ramifications could be serious, causing, for example, a monitoring program to be
designed to study healthy surface biota while the benthic community is actually at risk.

Multiport Outfall Model Recommendations: Table VI

  Table VI.  Model recommendations for multiport diffusers.
Conditions

Effluent Types

Buoyant discharges:
sewage, industrial
waste especially to
saline waters
Slightly buoyant
discharges, signif.
momentum: thennal
discharges
Dense discharges:
light brine,
R.O. discharge,
industrial waste
Discharges with
nascent or non-linear
density effects:
thermal discharge to
cold water
Stratification


no
C

R
U
C

r
U
C

R
U



U

1,2
C

R
U
C

r
U
C

R
U



U

3+


R
U


r
U


r
U



U

Current


cross
C

R
U
C

R
U
C

T
U



U


par'l
C

R

C

R

C

r




u

Merging


part


R
U
C

R
U
C

R
U



U


full
C

R
U
C

R
V
C

R
U



u

Other
sources &
decay

C (decay)


U
C (decay)


U
C (decay)


U



U

BCs



C


u
C


u
C


a



u

Intru
sion


C

R
u
C

R
u
C

R
U



u

Stage



C



C



C








Table VI: Columns and Rows

    The multiport discharge model recommendations are given in Table VI. In general, the same
comments that apply to Table V apply to Table VI as well. Notable differences are the addition
of the models RSB (denoted by R or r) and columns for degree of merging and staged diffusers.

    The Current category sub-columns have been changed to indicate the importance of diffuser
alignment on plume behavior.  Generally, cross-diffuser flow is from perpendicular to 45 degrees
off perpendicular, other cases falling in the parallel sub-column.
                                         151

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                                                         Appendix 1: Model recommendations

    The Merging column indicates the degree of merging, either partial or full. It is worth noting
that RSB is considered to be particularly appropriate to tunneled outfalls with multiport risers.

    With respect to the Intrusion column, only CORMIX provides an estimate of the length of
penetration upstream.  However, RSB  and UM do provide estimates of the dilution in the
wastefield. RSB  is considered to be especially  applicable for making dilution estimates and
provides other information lacking with CORMIX.  If the surface is hit, UM predictions should
be interpreted at that  point, that  dilution being consistent with the  amount of dilution water
available for entrainment due to current  or aspiration.  Again, the dilution could be reduced by
ten percent to assure the  analysis  is conservative.

    The Stage column refers to staged diffusers,  diffuser pipes with ports not perpendicular to
the diffuser axis. Such diffusers are staged to use  the momentum in the effluent to carry effluent
farther from shore. Of the models under consideration, only CORMIX applies to this diffuser
configuration.
SURFACE DISCHARGES

    CORMIX (CORMDC3) is recommended for modeling surface discharges.


OTHER VIEWPOINTS AND RECOMMENDATIONS

    As described previously,  the plume classification scheme presented in this appendix differs
from the CORMIX classification scheme.  Within the CORMIX classification scheme UM is
thought apply to the near-field of the following classes (Jirka, 1992).

Single ports: SI, S2, S3, S4,  S5, VI, V2, V3, V5, HI, H2, H3, H4, NV1, NV2, NH1, NH2, and
NH4, provided they are not associated with an attachment suffix (A..).

Multiport diffusers:  MSI, MS2, MS3,  MS4, MS5, MS6, MS7, MS8,  MU1V,  MU1H, and
MNU2.

    These recommendations do not necessarily correspond to the ones described in Appendix 4.
Also, no attempt  has been made  to define  the applicability of the  RSB model in the above
context.
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  APPENDIX 2:  THE DIFFUSER HYDRAULICS MODEL PLUMEHYD
MODEL DESCRIPTION

    The model PLUMEHYD is based on the hydraulics model DPHYDR used by Tetra Tech in
the early 1980's to help assess 301(h) applications (Gremse, 1980), and, based on a limited
number of trials, gives approximately identical results. It is appropriate for use with multiport
diffusers with bell shaped or sharp-edged ports. It also considers multi-segmented diffusers of
varying diameter. The program uses metric (SI) units  and works in batch mode. A discussion
of diffuser hydraulics is available in Grace (1978).

MODEL USAGE

    At this time PLUMEHYD.exe works  only  in the
batch mode, which means you must construct the input
file in an  ASCII editor, like  the built-in Turbo  Pascal
editor. Sample input is shown in Figure 78.
Honouliuli diffuser hydraulics
74 4 0.0267
bell
 1  1 1.22  7.315 0.0 0.215
 2 22 1.22  7.315 0.0 0.134
23 47 1.677 7.325 0.0 0.129
48 74 1.982 7 .315 0.00 .123
0.014 0.1818
    The first line of input is a title.  It is followed by a
line containing the number of ports, number of diffuser
sections, and the ratio of the density difference between   Figure ?8 pLUMEHYD batch input
the ambient and effluent fluids to the effluent density,    ^e
 (Pa • P*)/P«- ^e individual values must be separated by
blanks.

    The third line should contain the words "bell" or "sharp", for bell shaped or sharp edged
ports.  Sharp edged ports cause a dynamic constriction  in the plume diameter within a short
distance of the port and increase the effective densimetric Froude number of the discharge.

    There  follow a variable number of lines defined by the number of diffuser sections on the
second line of input,  in this case, 4. Each line, starting from the end of the diffuser, specifies
the number of the first port in the section, the last port, the pipe diameter, the port spacing, the
rise, and finally  the  port diameter.  The spacing is the distance between  adjacent ports on
opposite sides (staggered ports).  If there are two ports at the same point but on opposite sides
of the pipe, half the spacing between pairs of ports should be used.  Note that in this case the
diffuser has a large port at the end of the diffuser described in the line immediately below the
word "bell". Its purpose may be to maintain a high flow velocity in the end of the diffuser to
prevent sedimentation within  the line.

    The last line of input specifies the Mannings number and the total flow rate.  The units are
SI (MKS).  Estimates of the Mannings number may be obtained from Brater and King (1976)
or other engineering texts.

                                         153

-------
                                           Appendix 2: The diffuser hydraulics model PLUMEHYD
PLUMEHYD COMPUTER LISTINGS

Pascal Version of PLUMEHYD

{$r+}
{
  Program PLUMEHYD.pas
  Metric system (SI) units assumed
}
const
  g = 9.807;
  criterion = le-6;
type
  porttype = (bell,sharp);
  st80 = string[80];
var
  piped,dxpipe,dzpipe,ff,portd: array[1..20] of real;
  fm,fxn,title: st80;
  nf,nl: array[1..20]  of integer;
  qq,ee: array[1..50] of real;
  e,cd,pipev,portfn,portv,q:  array[1..400] of real;
   ab,al,al,cdc,dr,dx,dz,error,eorg,eO,f,fnf,gprime,hlf,hlz,
   mann,pd,pid4,pod,qc,qorg,qsum,qt,qO,v,vnew,vorg,zman: real;
  i,iter,np,ns,ans: integer;
  ptype: porttype;
  fi,fx: text;
{
  dr = drho/rho
  dxpipe = horizontal length of the section
  dzpipe = vertical rise of the section
  mann = Manning's n
  nf = number of the first port in a given section
  nl = number of the last port in a given  section
  np = number of ports
  ns = number of diffuser sections
  piped = pipe diameter of the section
  portd = port diameter
  ptype = port type, bell or sharp
  qt = total discharge
                                           154

-------
                                            Appendix 2: The diffuser hydraulics model PLUMEHYD

function pwr(a,b: real):real; var sign: integer;
{ an exponentiation function }
begin
if a < 0 then begin sign:--l; a:=-a; end else sign:=l;
a:=exp(b*ln(a)); if sign = -1 then pwr:=-a else pwr:=a; end;

function strip(s:st80): st80;
{ strips blanks out of a string of characters }
begin while s[l] = ' 'do delete(s,l,l); strip:=s; end;

procedure cvnew(var enew,vold,cd,vnew: real);
{ sets up PLUMEHYD for  analyzing diffusers with bell or sharp-edged ports }
var dv,fl,f2,v,v2: real;
begin
v:=0;
fl:=0.5/g/enew;
f2:=al/ab*sqrt(2*g*enew);
  if ptype = bell then begin
  v:=vold;
   repeat
   v:=vnew;
   v2:=sqr(v);
   cd:=0.975*pwr((l-v2*fl),0.375);
   vnew:=vold+cd*f2;
   dv:=v-vnew;
   v:=vnew;
   until abs(dv) -  criterion < 0;
  end
  else
  begin { sharp }
  v:=vold;
   repeat
   v2:=sqr(v);
   cd:=0.63-0.58*v2*fl;
   vnew:=vold+cd*f2;
   dv:=v-vnew;
   v:=vnew;
   until abs(dv) -  criterion < 0;
  end;
end;

procedure loop; var j,k,nl,n2: integer;


                                           155

-------
                                           Appendix 2: The diffuser hydraulics model PLUMEHYD
{ main program element }
begin
vorg:=0; eorg:=eO; k:=0; qsum:=0;
  for j:=l to ns do begin
  pd:=piped[j];
  ab:=pid4*sqr(pd);
  dx:=dxpipe[j];
  dz:=dzpipe[j];
  f:=ff|j];
  pod:=portd[j];
  al:=pid4*sqr(pod);
  fnf:=4/al/sqrt(gprime*pod);
  nl:=nf[j];
  n2:=nl[j];
  hlz:=dz*dr;
  hlf:=f*dx/pd/2/g;
   for i:=nl to n2 do begin
   cvnew(eorg,vorg,cdc,vnew);
   k:=k+l;
   e[k]:=eorg;
   qc:=(vnew-vorg)*ab;
   q[k]:=qc;
   cd[k]:=cdc;
   pipev[k]:=vnew;
   portv[k]:=qc/al;
   portfn[k] :=qc*fnf;
   eorg:=hlz+eorg+vnew*vnew*hlf;
   qorg:=qc;
   qsum :=qsum+qc;
   vorg:=vnew;
   end;
  {}if j-ns < 0 then begin
   v:=vorg*sqr(piped[j]/piped[j+l]);
   eorg:=eorg+0.7*sqr(v-vorg)/2/g;
   vorg:=v;
   end;
  end;
iter:=iter+l; ee[iter]:=eO; qq[iter]:=qt-qsum; end;

procedure input; var portst: st80;
begin
write('Input file (CR for default name of "HYD.IN": '); readln(fin);
                                           156

-------
                                             Appendix 2: The diffuser hydraulics model PLUMEHYD
if fin = " then fin:='hyd.in';
assign(fi,fin); reset(fi);
writeCOutput file (CR for default name of "HYD.EX":  '); readln(fxn);
if fxn = " then fxn:='hyd.ex';
assign(fx,fxn); rewrite(fx);
readln(fi,title); readln(fi,np,ns,dr);
readln(fi,portst); portst:=strip(portst);
if upcase(portst[l]) = 'B' then ptype:=bell else ptype:=sharp;
  for i:= 1 to ns do
  readln(fi,nf[i],nl[i],piped[i],dxpipe[i],dzpipe[i],portd[i]);
{ write('Input Mannings n, q (mA3/sec)'); } readln(fi,mann,qt);
end;

procedure initialize;
{ initializes program variables }
begin
error:=0.001; pid4:=pi/4;
zman:=124.58*mann*mann;
for i:=l to ns do ff[i]:=zman/pwr(piped[i],0.33333);
qO:=qt/np;
al :=pid4*sqr(portd[l]);
eorg:=sqr(qO/al)/2/g;
ee[l]:=eorg; eO:=eorg;
iter:=0; gprime:=dr*g; end;

procedure outputit; var j,k: integer; begin
writeln(fx,title); writeln(fx);
writeln(fx,'Number of ports     =',np:4);
writeln(fx,'drho/rho          =  ',dr:9:4);
writeln(fx,'Number of sections   = ',ns:4);
  if ptype = bell then  writeln(fx,'bell')
  else
  writeln(fx,'sharp');
writeln(fx);
writeln(fx,'Mannings N         = ',mann:9:4);
writeln(fx,'Desired Q         = ',qt:9:4);
writeln(fx,'Calculated Q      = ',qc:9:4); writeln(fx);
  for k:= 1 to ns do begin
   writeln(fx,
   'Friction factor F    = ',ff[k]:9:4,' ':9,
   'Pipe diameter    =',piped[k]:9:4);
   writeln(fx,
                                            157

-------
                                            Appendix 2:  The diffuser hydraulics model PLUMEHYD
   'Length between ports = ',dxpipe[k]:9:4,' ':9,
   'dz between ports =',dzpipe[k]:9:4);
   writeln(fx,'Port diameter      = ',portd[k]:9:4);
  writeln(fx);
   writeln(fx,
   'Port   Specific   Coeff   Pipe    Port     Port     Port');
   writeln(fx,
   'number  energy      cd   velocity  velocity discharge  Froude #');
   writeln(fx,
             (m)            (m/sec)   (m/sec)  (mA3/sec)');
  writeln(fx);
   for j:=nf[k] to nl[k] do
   writeln(fitj:6,e[j]:10:4,cd|j]:10:4,pipev|j]:10:4,
   portv[j]: 10:4,q|j]: 10:4,portfn[j]: 10:4);
  writeln(fx); end;
end;

{ main program element }
begin
input; initialize;
  repeat
  loop;
   if iter = 1 then
   eO:=ee[ l]*sqr(qt/qsum)
   else
   eO:=(ee[iter-l]*qq[iter]-ee[iter]*qq[iter-l])/(qq[iter]-qq[iter-l]);
  until abs(qq[iter]) < error;
qc:=qsum;
outputit;
close(fi); close(fx); end.
Sample Input File

Honouliuli  diffuser hydraulics
74  4  0.0267
bell
 1   1 1.22   7.315  0.0  0.215
 2  22 1.22   7.315  0.0  0.134
23  47 1.677 7.325  0.0  0.129
48  74 1.982 7.315  0.0  0.123
0.014 0.1818
                                           158

-------
                                       Appendix 2: The diffuscr hydraulics model PLUMEHYD
Sample Output File
Honouliuli diffuser hydraulics

Number of ports      =   74
drho/rho             =     0.02*
Number of sections   =     4
bell

Mannings N           =     O.OK
Desired Q            =0.18]
Calculated Q         =     0.18]

Friction factor F    =     0.02^
Length between ports =     7.31!:
Port diameter        =     0.21?
                                  Pipe  diameter     =   1.2200
                                  dz  between ports  =   0.0000
 Port
number
Specific
 energy
   (m)

  0.0017
  Port      Port
velocity discharge
(m/sec)  (m^S/sec)
                                         0.1763
            0.0064
  Port
Froude #
  0.7429
Friction factor F
Length between ports
Port diameter
Port Specific
number energy

2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
Friction
(m)
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0-.0018
0.0018
0.0018
0.0018
factor F
Length between ports
Port diameter
0
7
0
Coeff
cd

0.9744
0.9739
0.9734
0.9728
0.9721
0.9713
0.9704
0.9694
0.9683
0.9671
0.9658
0.9644
0.9629
0.9613
0.9597
0.9580
0.9562
0.9543
0.9524
0.9504
0.9483
0
7
0
.0229
.3150
.1340
Pipe
velocity
(m/sec)
0.0076
0.0097
0.0119
0.0140
0.0161
0.0182
0.0203
0.0225
0.0246
0.0267
0.0288
0.0310
0.0331
0.0352
0.0373
0.0395
0.0416
0.0437
0.0459
0.0480
0.0501
.0206
.3250
.1290
Pipe diameter
dz between ports
Port Port
velocity discharge
(m/sec)
0.1762
0.1762
0.1761
0.1761
0.1760
0.1759
0.1759
0.1759
0.1759
0.1759
0.1759
0.1759
0.1760
0.1761
0.1763
0.1764
0.1767
0.1769
0.1772
0.1776
0.1780
Pipe
(mA3/sec)
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
diameter
dz between ports


1.2200
0.0000
Port
Froude #

0.9408
0.9405
0.9402
0.9399
0.9396
0.9393
0.9391
0.9389
0.9388
0.9388
0.9389
0.9392
0.9396
0.9402
0.9410
0.9419
0.9431
0.9445
0.9462
0.9481
0.9503
1.6770
0.0000

                                      159

-------
Appendix 2: The diffuser hydraulics model PLUMEHYD
Port Specific
number energy

23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
Friction
(m)
0.0018
0.0018
0.0018
0.0018
0.0018
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0020
0.0020
0.0020
0.0020
0.0020
0.0020
factor F
Coeff
cd
Pipe
velocity
(m/sec)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

Length between ports
Port diameter
Port
number

48
49
50
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
Specific
energy
(m)
0 .0020
0.0020
0.0021
0.0021
0.0021
0.0021
0.0021
0.0021
0.0022
0.0022
0.0022
0.0022
0.0022
0.0022
0.0022
0.0022
0.0022
0.0023
0.0023
.9672
.9666
.9659
.9653
.9646
.9639
.9632
.9625
.9617
.9609
.9601
.9593
.9585
.9576
.9568
.9559
.9550
.9541
.9532
.9523
.9513
.9504
.9494
.9484
.9475
0
= 7
0
Coeff

cd
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
.0194
.3150
.1230
0276
0287
0298
0309
0320
0331
0341
0352
0363
0374
0385
0396
0407
0418
0429
0440
0451
0462
0473
0484
0495
0506
0517
0528
0539
Port
velocity
(m/sec)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
.1834
.1835
.1836
.1836
.1837
.1838
.1839
.1841
.1842
.1843
.1845
.1847
.1849
.1851
.1853
.1855
.1858
.1861
.1864
.1867
.1870
.1873
.1877
.1881
.1885
Port
discharge
Port
Froude #
(mA3/sec)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0024
.0025
.0025
.0025
0
0
0
0
0
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
Pipe diameter =
dz between

Pipe
velocity
(m/sec)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
.9607
.9602
.9596
.9547
.9541
.9536
.9530
.9524
.9518
.9512
.9506
.9500
.9494
.9488
.9482
.9476
.9470
.9464
.9457
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
039-4
0401
0408
0475
0483
0491
0498
0506
0513
0521
0528
0536
0543
0551
0559
0566
0574
0582
0589


Port
velocity
(m/sec)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
.1921
.1923
.1925
.1944
.1947
.1950
.1952
.1955
.1958
.1961
.1965
.1968
.1972
.1975
.1979
.1983
.1986
.1991
.1995

ports

Port
discharge
(mA3
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
/sec)
.0023
.0023
.0023
.0023
.0023
.0023
.0023
.0023
.0023
.0023
.0023
.0023
.0023
.0023
.0024
.0024
.0024
.0024
.0024
=

.9981
.9984
.9988
.9992
.9997
.0002
.0008
.0015
.0022
.0030
.0039
.0049
.0059
.0070
.0082
.0095
.0109
.0124
.0140
.0156
.0174
.0193
.0213
.0233
.0255
1.9820
0.0000

Port
Froude #

1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1

.0706
.0715
.0725
.0833
.0848
.0863
.0879
.0895
.0912
.0929
.0948
.0966
.0986
.1005
.1026
.1047
.1069
.1091
.1115
160

-------
          APPENDIX 3:  SUPPORT FOR TABLE I (CHAPTER 1)
Input and Output for Case 1

    Two examples given in Table I corresponding to flows of 100 and 137 MOD are presented
below:
 Apr 25,  1993,   13:
 Title   EXAMPLE 1,
  tot flow   # ports
     4.381       100
  port dep  port dia
     29.87   0.1524
 port elev ver angle
    0.6096        0
 hor angle red space
        90   10.000
     depth   current
       0.0      0.05
     30.48      0.05
      8:30   ERL-N PROGRAM PLUMES,  Mar 3,  1993
      5  cm/sec
      port  flow   spacing  effl sal effl temp
         0.04381        10       0.0        15
      plume dia total vel horiz vel vertl vel
         0.1446     2.669     2.669     0.000
      cont  coef  effl den poll cone     decay
            0.9   -0.8363       100  1.157e-8
      p amb den p current   far dif   far vel
          24.28   0.05000  0.000453
         density  salinity      temp  amb cone
          24.10        32        13       1.6
          24.29        32        12       1.6
                                     Case:    1  of   2
                                            non-linear
                                     far inc   far dis
                                          30      100
                                   asp coeff print frq
                                        0.10      150
                                    Froude # Roberts F
                                       14.13 0.001673
                                   K:vel/cur Stratif #
                                       53.370.00003593
                                    N (freq)  red grav.
                                    0.007731   0.2466
                                   buoy flux puff-ther
                                     0.01080    2.936
                                   jet-plume jet-cross
                                       1.924    6.838
                                   plu-cross jet-strat
                                       86.41    6.650
                                   plu-strat
                                       12 .36
                                     hor dis>=
CORMIX1 flow  category algorithm is turned off.
 0.10
Help: Fl.   Quit: .  Configuration:ATNOO.  FILE: DB JMANUL.VAR;
UM INITIAL  DILUTION CALCULATION (non-linear mode)
 plume dep  plume dia poll cone  dilution  CL cone
                                              0.0 to 0.5  range
         m
     29.87
     29.86
     29.59
     27.13
     21.25
     11.41
     7.872
     3.406
     m
0.1446
0.3974
 1.051
 2.191
 4.144
 8.168
 10.05
 13 .60
100.0
36.39
13.90
5.949
3.138
2.144
2.006
1.904
1.000
2.783
7.828
22.10
62.45
17S.6
236.3
316.1
100.0
69.34
26.01
10.44
4.613
2.488
2.207
1.982
hor dis
      m
  0.000
 0.6407
  2.386
  5.819
  9.418
  14.10
  15.89
  18.42
-> merging
-> surface  hit
                                        161

-------
                                              Appendix 3:  Support for Tables I and II (Chapter 1)
 Apr 25, 1993,  13 :
 Title   EXAMPLE 1,
  tot flow   # ports
     6.002       100
  port dep  port dia
     29.87    0.1524
 port elev ver angle
    0.6096         0
 hor angle red space
        90    10.000
     depth   current
       0.0      0.05
     30.48      0.05
      8:33  ERL-N
      5 cm/sec
       port flow
         0.06002
       plume dia
          0.1446
       cont coef
             0.9
       p amb den
           24.28
         density
           24.10
           24.29
       PROGRAM PLUMES,  Mar 3,  1993
        spacing
             10
      total vel
          3.656
       effl den
        -0.8363
      p current
        0.05000
       salinity
             32
             32
       effl sal
            0.0
      horiz vel
          3.656
      poll cone
            100
        far dif
       0.000453
           temp
             13
             12
      effl temp
             15
      vertl vel
          0.000
          decay
       1.157e-8
        far vel

       amb cone
            1. 6
            1.6
CORMIX1 flow category algorithm is turned off.
 0.10
Help: Fl.  Quit: .  Configuration .-ATNOO .   FILE:
UM INITIAL DILUTION CALCULATION (non-linear mode)
 plume dep plume dia poll cone  dilution   CL cone
         m
     29.87
     29 .86
     29 .71
     27.67
     21.03
     9.464
     7.812
     3.045
     m
0 .1446
0.3993
 1.082
 2.469
 4.686
 9.270
 10.09
 13.24
100.0
36.39
13 .90
5.949
3.138
2.144
2.083
1.969
1.000
2 .783
7.828
22.10
62.45
176.6
198.7
260.4
100.0
68.90
25 .63
10.18
4.520
2.475
2.337
2.078
          Case:   2 of   2
                 non-linear
          far inc   far dis
               30       100
        asp coeff print frq
             0.10       150
         Froude # Roberts F
            19.36  0.001221
        K:vel/cur Stratif #
            73 .120.00003593
         N (freq) red grav.
         0.007731    0.2466
        buoy flux puff-ther
          0.01480     4.022
        jet-plume jet-cross
            2.636     9.369
        plu-cross jet-strat
            118.4     7.784
        plu-strat
            13 .38
          hor dis>=
         0.0 to 0.5  range
DBJMANUL.VAR;

hor dis
      m
  0.000
 0.6421
  2.420
  6.595
  11.51
  17 .34
  18 .18 -> merging
  20.71 -> surface hit
                                          162

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           APPENDIX 4:  MESSAGES AND INTERPRETATIONS
CORMIX WINDOW RECOMMENDATIONS

    Historically, work culminating in this manuscript and corresponding software and the EPA
sponsored work on CORMIX proceeded independently. Since about 1990, efforts have been
made to integrate the two approaches to take advantage of their complementary capabilities, as
explained in Appendix 1.  For example, a CORMIX work element exists to in some way include
the traditional EPA models within its framework.  The CORMIX window of the PLUMES
interface, implemented for CORMIX 1, integrates the  CORMIX  categorization schemes into
PLUMES. See Hinton and Jirka (1992) for a graphic description of the flow categories.

    Providing there are no limitations  to its use as described in Table V  of Appendix 1,
CORMIX 1 is considered to be an appropriate solution to the plume problem under consideration
in the PLUMES interface. It is assumed that the Configuration menu has been used to turn the
CORMIX 1 algorithm on.

    Note, since RSB is exclusively designed for merging plumes, only CORMIX 1 and UM are
applicable to this discussion.  However, in some cases the CORMDC1  categories have  a clear
relationship to CORMIX2 categories.   Also, in questionable  cases, a few runs using both*
CORMIX1 and UM may be helpful, either corroborating each other or  suggesting caution.

Single: use CORMIX1; merging: UM ok
      Displayed in cases in which PLUMES predicts flow categories v4 and v6:  The use of
      CORMIX is definitely recommended for single plumes, but only in cases in which
      nascent density effects are absent and other weak links in  the CORMIX  chain (see
      Appendix 1) do not exist.  Excluded cases must be handled on a case-by-case basis.

      To the extent that some CORMIX1 flow categorize have obvious CORMIX2 counterparts,
      the appropriate use  of the  models  for  merging plumes  may  be apparent.  Mutual
      validation and the use of the more conservative analysis are recommended in questionable
      cases.

Use CORMIX
      Displayed in cases in  which PLUMES predicts flow categories h4-90, h5-90, nv5, nh3:
      The use of CORMIX 1 is definitely recommended, but only in cases in which nascent
      density effects  are absent and other weak links in the CORMIX chain (see Appendix 1)
      do not exist. Excluded cases must be handled on a case-by-case basis.

Use CORMIX or UM to surface hit
      Displayed in cases in which PLUMES predicts flow categories nv3, nv4, and nh5: It is
      appropriate to  continue the analysis with UM until the surface  is hit.  The  use  of

                                        163

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                                                       Appendix 4: Messages and interpretations

       CORMIX is appropriate and possibly preferred, but only in cases in which nascent density
       effects are absent and other weak links in the CORMIX chain (see Appendix 1) do not
       exist. Mutual validation with CORMIX and the use of the more conservative analysis is
       recommended in questionable cases.

UseUM
       Displayed in cases in which PLUMES predicts no CORMIX1 category or flow categories
       si, s3, s4:  It is appropriate to continue the analysis  with UM. The use of CORMIX is
       appropriate too, but only in cases in which nascent density effects are  absent and other
       weak links in  the CORMIX chain (see  Appendix 1)  do not exist.

Use UM to bottom hit
       Displayed in cases in which PLUMES  predicts flow categories nvl, nv2, nhl, nh2, and
       nh4:  It is appropriate to continue the analysis with UM until the bottom is hit. The use
       of CORMIX is also  appropriate, but only in cases in which nascent density effects are
       absent and other weak links in the CORMIX chain (see Appendix 1) do not exist.

       Because two  of the  entrainment  terms  are disabled after plume vertical directional
       reversal, the UM analysis is thought to be conservative. Mutual validation with CORMIX
       and the use of the more conservative analysis is recommended.

Use UM to overlap point
       Displayed in cases in which PLUMES  predicts flow categories s2, s5, h4-180, h5-180:
       UM is  considered appropriate to the point of overlap,  with  the farfield model being
       initiated at that point.  The use of CORMIX is appropriate, but only in cases in which
       nascent density effects are absent  and other weak  links in the  CORMIX chain  (see
       Appendix 1) do not exist.

Use UM until near surface
       Displayed in cases in which PLUMES  predicts flow categories v3, v5, h3, h40: UM is
       weaker and CORMIX is correspondingly stronger in these categories.  The ten percent
       prohibition  suggested  by Muellenhoff et al. (1985) may be appropriate and can be
       implemented using the Pause criterion in the Farfield configuration of PLUMES. The use
       of CORMIX is appropriate, but only in cases in which nascent density effects are absent
       and other weak links in the CORMIX chain (see Appendix 1) do not exist.

Use UM until surface hit
       Displayed in cases in which PLUMES predicts flow  categories vl, v2, hi, h2, and h5-0:
       UM is considered appropriate to the point of the surface being hit, with the farfield model
       being initiated at that point.  The use of CORMIX  is appropriate, but only in cases  in
       which nascent density effects are absent and other weak links in the CORMIX chain (see
       Appendix 1) do not exist.
                                          164

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                                                       Appendix 4: Messages and interpretations
DIALOGUE WINDOW MESSAGES

    The following messages appearing in alphabetical order are more or less frequently displayed
by the PLUMES interface.  Here they are explained in more  detail.  Some have subsidiary
messages, shown here below the main message. Content that depends on context is contained
in brackets [].  Some of the notes may be revealed only briefly, the AYN command may be used
to examine them at your leisure.

Absolute value of decay too large, reduce value.  
       Warns of a value  for decay that does not convert into the correct units and can cause
       program crashes.

A descriptive title.
       Used to describe the title cell, it is issued by the   command.

At [variable] Change sign or  to accept [default]
       This message usually indicates that PLUMES is trying to define the identified cell from
       an equation involving a square root for which both positive and negative roots are valid.
       You have to make the appropriate choice.

Back, Inequalities, Output, Variables (space), or  to quit
       Used to manipulate data in the Pause (or stop)  cell.  Typing "V" or the spacebar brings
       the  various available cells into the window, "B" doing  so in the  reverse manner.  "I"
       selects  the  appropriate  pause inequality.   The  "O"  option  only installs the  hidden
       variables, e.g. the  centerline concentration, on the output table. The cell is filled with a
       numeric value in the usual manner, e.g.  by using the AJ command to enter the cell.

Bad file name, old or default file restored
       Indicates a non-existent case file, normally one with a .VAR extension, was specified for
       opening.  Usually  this happens when you have forgotten the name of the case files and
       inadvertantly specify a non-existent file name.  Exit to DOS and use the DIR command
       to refresh yourself on the appropriate names. The <-l> may be used in the  command to  refresh  yourself on existing case files.

Note: [message] [equation number] of [variable]
       Appears when a potential data inconsistency is detected. This can be automatic or happen
       when the   command is used. The AYN  command may be
       used to check for their occurence.  The [equation number] refers to the cardinal  number
       of the  equations listed for the cell [variable] when the AL  command is
       used.  While efforts should  be made  to resolve inconsistencies, they  do not  always
       indicate incompatible input data.
                                          165

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                                                      Appendix 4: Messages and interpretations

Default table, or New table?
       Asks you whether to include the default output variables when running UM or to clear
       the table (New) for the addition of variables of your choosing using the 
       command.

Discharge in Middle or Surface/bottom of water column?
       Appears when the  command is used.  You must choose  or 
       (or ) to specify your choice, which establishes the proper spacing for the reflection
       surfaces and other parameters.

Error detected in case range 
       Appears after invoking the  (Miscellany Menu) to indicate that an error
       in specifying the number of cases to which to copy the current cell has been made.

Farfield result will not reflect decay in the near field
       This  is a reminder that RSB, as  an initial dilution model, does not include decay.
       Consequently, if decay is  fast  or rise times are long, the pollutant concentration can be
       significantly over-predicted.

File access denied, directory name?  
       The inputted file name is not valid because it already specifies a sub-directory.

File [filename] exists or name illegal, must be new' 
       Issued while using the  AN command when an existing file name or an
       illegal name, such as a sub-directory name,  is specified. You are asked to provide unique
       case file name.

Go to case ( for  default): [default case number]
       Used to specify how many cases  to run or translate into Universal Data File (UDF)
       format or to which case to move using the  AC command.   For the first two functions all
       cases between the present and the indicated case,  including the present case, will be
       processed.

Hit bold letters or arrow keys and ; use control sequences for  speed
       Issued when accessing the main menu to remind you that the control key  sequence for
       issuing commands is faster than using the menus.

Inconsistency at [variable name 1]:  [value 1] vs. [variable name 2]: [value 2]
       These messages may appear when using the  command if tolerances
       are not met.  In other words, if two different equations of the same dependent variable
       yield values which differ by more than 1 part per thousand, then  this message is issued.
                                          166

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                                                      Appendix 4: Messages and interpretations

Inputted case # invalid, reset
       The case number input is invalid. For example, when running UM, specifying a negative
       case number will cause this message to be issued.  In this case the input is changed to
       the present case number and a single case is run.

Input file name (or <-i> to select .VAR file):
       Requests you to enter the name of the case file, i.e. the non-ASCII  file used to store the
       input screen data, such as PLMSTUFF.VAR, or to select the appropriate file  with <-l>
       followed by .  These files cannot be edited by an ASCII editor.

Input starting longitudinal coordinate:
       When the Brooks-equation-width-input-toggle in the Configuration String is set to "user",
       PLUMES prompts for the initial width of the wastefield and the initial starting distance,
       thus allowing for the override of these two parameters.  This allows runs of the Brooks
       equation which are essentially independent of the initial dilution estimates.

Input wastefield width:
       See related message, "Input starting longitudinal coordinate:", above.

Invalid file name 
       An illegal file name was specified while using  the AW command.

 for far field prediction
       RSB output is displayed on two screens, the near field output and the far field output.

 once again to start PLUMES
       While using the  command, some condition needing your attention
       in the initialization phase has been identified.  Make tot flow, spacing, plume dep, port
       dia, port eleve cells independent, and, a non-surf ace independent ambient  depth cell must
       be defined, which must satisfy:  ambient depth >= plume dep.  A  message appears on
       three separate dialogue windows when  some or all cell values needed to complete the
        command are missing.

New file name (or  to cancel command>
An empty line will appear to use to enter the string of case numbers 
Enter the record numbers of the records to keep (followed by ) 
Use spaces as separator, .. to indicate a range, e.g. 12 3..9 14 
       A tutorial on using the  command.  The command is  used to fill  a
       previously non-existent file with cases from the file in the interface.  Cases may be
       specified in any order and repetition is allowed.
                                         167

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                                                     Appendix 4: Messages and interpretations

No changes made
      Appears if a choice other than Middle or Surface/bottom, i.e. no choice, is made after
      issuing the  command.

No direct independents to hilite for [variable], remove others.
      Issued when the problem is overspecified and a confict arises.  This happens when a
      dependent (white) value is replaced by an independent (yellow) value but no immediate
      independent values for the cell can be identified, i.e. the cell is totally defined by other
      dependent (white) values.  YOU SHOULD IMMEDIATELY REMOVE THE LAST
      VALUE YOU INPUT OR FIND OTHER INDEPENDENT VALUES TO REMOVE.
      USE THE  COMMAND TO ASSURE CONSISTENCY.

NO GO, incomplete effluent/ambient blocs.
      Advises you that the data necessary for running UM  are not complete.  Return to the
      input screen and check for missing cells.

Not a number: [string], correction attempted.
      You tried to input non-numerical information in a numerical cell.  PLUMES removes the
      non-numeric characters from the input data  and tries to convert the remaining string to
      numeric data.  Other conditions, such as multiple decimal  points, will also cause this
      message to be issued. The value should be  checked and corrected if necessary.

Only for adding hidden variables to the table. 
      Variables  explicitly  displayed on the interface screen  are put on or removed from the
      output table with the  AO command.

Overwrite existing cases or Append (default)?
      Issued by  the  AYU command when the read option is chosen.  The
      overwrite  option erases the case in which the cursor is located and all subsequent cases.

Plumes  not merged, Brooks method may be invalid.
      The Brooks equations are based on a continuous wastefield, an assumption which is not
      valid when the plumes are not merged.  However, the equations are probably valid if the
      unmerged distance is small.

Probable corrupted data file, check SETUP, and files.
SETUP should be deleted; program to terminate!
      An error has been identified in the case file.  Possibly  you asked for a file that is not in
      the binary case file format, you have moved your files  to some new  directory and
      PLUMES  is unable to find the files, or some other terminal condition exists. Check the
      SETUP file for clues, delete it, and start over (or shift attention to other case files).
                                        168

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                                                       Appendix 4: Messages and interpretations

Probably not a .VAR file 
       A file was specified while using the AW command which does not contain the correct
       number of bytes to be a .VAR file.

Quit (or ), all others to continue
       Message appears when execution of UM has been interrupted.  or  will cause
       the current run to be abandoned.

Replicate this cell to case ( to accept default):
       Issued by the  AYB command.  A value in a particular cell in the
       present case may be copied to the corresponding cell in a specified number of additional
       cases starting with the next case.

Save (also ), Discard work,  to return to PLUMES
       Message appears when existing PLUMES.  or  causes the old case file
       to be  updated.    restores the previously existing file i.e. all the work done in the
       current session is discarded.   and other keystrokes cancel the command.

See guidance material for explanation
       Appears when the Miscellany Menu is accessed.  Guidance may be found in the section
       entitled "User's guide to the model interface, PLUMES" in the manual.

See users' guide for details
       Appears when the Configuration Menu is  accessed.

Specify max reversals; 0: PLUMES chooses (see manual: configuration):
       You are asked how many vertical velocity reversals UM should use before giving control
       over to the far field model. Reversals occur in stable ambient at the top of rise or when
       the plume sinks to a maximum depth  (fall).  If the trajectory is plotted out, these points
       are the crests and troughs of the resulting  waveform.

Start far-field at Max-rise, Overlap, or Pause criterion?
       Issued when invoking  on the Configuration Menu for control of the UM
       model. You are to specify at which point the initial dilution model should end  and the
       far field model begin.  The overlap condition is recommended.

Sure you want to zap variables? (y/n):
       Reminder after issuing the  command on the Miscellany Menu, that
       all variables except the aspiration coefficient, output frequency, decay, far field dispersion
       coefficient, and surface ambient  depth cell will be blanked out.
                                          169

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                                                       Appendix 4: Messages and interpretations

Temperature A) [temperature 1] or  [temperature 2]?
       This message appears when temperature is the dependent variable (defined by density and
       salinity).  In this case an approximation technique is used to solve the density function
       for temperature.  This choice is presented when, starting at different initial guesses, two
       solutions  to the problem converge on separate values.

To use command, number of ports must = 1
       Reminder that the  command can only be used for single port outfalls.

To use put cursor in the filled cell below cells to be interpolated
       Instructs you how to  fill embedded empty cells in the ambient block.  You must move
       the  cursor to a  filled cell  below the embedded empty cells.  The corresponding top
       bounding cell must also exist.  The cells in between will be interpolated on the values of
       the depths in the depth column.

UM  running,  to interrupt
       A "Please wait" message. UM can be interrupted and stopped at anytime.

Use RSB for multiple port  diffusers
       This is a reminder that RSB is a multiport, not a single port, model.

Use control key sequences or see the Guide for better movement and control
       Appears when the Movement  menu  is accessed,  reminds you that better movement
       controls are available by consulting the manual.

With regard to  [variable name] resolve conflicts:
       Issued when the  problem is overspecified and a confict arises. This happens when a
       dependent variable is replaced by an independent variable, i.e. one you input.  You are
       forced to  move between the highlighted cells until you delete one of them, by pressing
        or the  on the flashing (chosen) cell.

Work will  be lost with  ,  to cancel
       Issued when the Discard option is chosen when quitting PLUMES. It provides additional
       protection from accidentally discarding changes made in the current work session.
Write to ("prn" for printer, "console", or disk file name): [default name]
       Appears after specifying the number of cases to run after issuing the AB or AU commands
       (see "From this case on..."). You are asked to specify the output device which can be the
       printer (type in the letters prn), monitor (type in console), or disk file (any legal DOS file
       name). The spacebar may be used to accept the default value.
                                          170

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                                                       Appendix 4: Messages and interpretations

xx = current variable, x2 = 1st argument in PRECEDING ns.
       Provides definitions of xx and x2.  Used for programming purposes. Please report such
       occurrences.
UM RUN TIME MESSAGES

    UM issues various standard text and messages which are useful for interpreting numerical
output.  They are given here in alphabetical order and explained in detail.

    Before running, UM saves the case in which the cursor is located and copies the input to the
output file. Thus, even if a run time error were to cause a crash, the input is safely stored away.
Then, the screen is copied exactly the way it appears, except for the color, to the output file,
which may be a disk file, the printer, or, the console itself.

    Immediately below the output, on three separate lines, UM prints the message "UM INITIAL
DILUTION SIMULATION" and either "linear mode" or "non-linear mode", followed by a
numerical tabulation of variables on the output table (the results of the simulation) headed by the
cell names and their corresponding units.

    Pertinent output messages are issued when certain criteria are met. They are displayed after
the numerical data to which they apply, the association being indicated by an arrow that points
to the message.  If there is sufficient space it appears on the same line, otherwise it appears on
succeeding lines.  UM also  prints output  at the  beginning of the simulation and at intervals
specified by the [print frq] (print frequency) cell, which specifies the number of program steps
between output.  Such output is not followed by any message. Messages include:

absolute value Froude # < 1,  potential diffuser intrusion
      When the absolute value of port Froude  number is less than one (1) the plume is so
      buoyant (or negatively  buoyant) that it separates from the bottom (or top) of the port
      orifice allowing ambient water to flow into the diffuser.

bank(s) reached
      Message used only when the  AZ command, for very shallow water,
      has been used and the AZ flag has  been placed by UM at the beginning of the title cell.
      It indicates that the width of the plume equals or exceeds the implied distance to the
      bank.

begin overlap
      Indicates that the definition of the UM plume element is not geometrically and physically
                                          171

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                                                       Appendix 4: Messages and interpretations

       self-consistent, viz. part of the element is composed of physically unreal negative volume
       and negative mass.  Note: this condition is an artifact of the  uncorrected round plume
       assumption which  is commonly used in Lagrangian and Eulerian integral flux plume
       models. The problem occurs when trajectory curvature is great and will produce errors
       unless the model is specifically modified to correctly handle the problem. It significance
       derives from the fact that the radius is  over-estimated when overlap occurs.  Since
       entrainment is proportional to the radius, it is also over-estimated. For further detail see
       the UM Model Theory Chapter, "The Plume Element."

       The "end overlap" message,  described below, indicates the cessation of the condition,
       overlap, causing the error.   If the dilution changes relatively little in this region the
       message may be safely ignored. Otherwise, the dilution given at the beginning of overlap
       may be used to give a conservative estimate of dilution or another model may be used.

bottom geometry consistent? Try  increasing port elev and/or ambient depth
       Issued only if the bottom is encountered in the first two program steps, i.e. at the source.
       This advisory frequently has  minor significance because it usually relates to the non or
       weakly entraining side of the plume.  In such cases the port elevation or ambient depth
       cells may be increased, as appropriate, to prevent this condition from terminating the run.
       However, negatively buoyant plumes are  likely  to be significantly  affected.   See the
       related message "bottom hit".

bottom hit
       This message is issued when the extremities of the  plume element intersect the bottom,
       which is assumed to be at a  distance of [port elev]  below the  port depth or the deepest
       ambient layer, whichever is greater.  Because the bottom is often hit by the downstream
       portion of the plume, which is not the primary entraining surface, the condition  can
       sometimes be ignored, at least as long as it is not violated excessively.   However, it
       should be recognized that the presence  of the condition implies  considerations of mass
       continuity  and, indirectly, the dimensions of the plume which  affect entrainment.

dilution overestimated
       Associated with the message "begin overlap" explained above.

end overlap
       The overlap condition ceases.  See the "begin overlap" message  above.

end curvature, cylinder entrainment
       Associated with the "local maximum rise or fall" message below.  The entrainment terms
       are desribed in detail in the UM Model Theory Chapter,  "Plume Dynamics."

       Although no message is issued to that effect, the assumption tends to cause UM to under-


                                          172

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                                                        Appendix 4: Messages and interpretations

       predict dilution, i.e. conservatively, in the affected region.  However, a general statement
       cannot be made because the vertical penetration of the plume element is also affected.
       Circumstances can be imagined  where the assumption would actually over-estimate
       dilution, e.g. if the assumption allows the plume to penetrate into an unstratified layer
       which it would otherwise not reach.

leaving defined depth range
       Occurs if the extremities of the plume penetrate to a depth below the tenth ambient line
       allowed, if defined. See the "bottom hit" message.

local maximum rise or fall
       When moving through the trap level, see below, the plume element reverses its buoyancy,
       becoming negatively buoyant if initially positively buoyant and vice versa.  The vertical
       accelerating force then opposes the direction of motion and  the plume element ultimately
       reaches maximum rise or fall, unless some other condition, such as surface interaction
       intervenes. This message indicates the reversal in vertical motion  occurred during the
       previous time step.

       In many applications, the first maximum rise is an appropriate point for determining the
       initial dilution  achieved and for initiating the farfield diffusion algorithm.

merging
       Indicates that neighboring plume elements, assumed to be uniformly spaced and identical,
       have grown sufficiently to merge.  Merging occurs when the plume diameter is equal to
       the reduced spacing which is a function of the physical spacing and the horizontal angle
       of discharge.  The effect of  the condition is to reduce the surface area of  the plume
       element and the entrainment.

       End effects are not modelled by UM, in other words, it is assumed that the  diffuser is
       infinitely long, the fewer the  number of ports, the more important end effects become.
       Also, the ports are assumed to be on one side.  Cross-diffuser merging can be simulated
       by using half the port spacing or by specifying background pollutant concentration in the
       ambient pollutant  concentration [amb cone] cells.

Quit (or ), all others to continue
       Issued when UM has been interrupted while running.  Execution may be continued with
       any keystrokes except  and  which terminate the run and return to the interface.

surface hit
       The extremities of the plume element have intersected the surface. Since the intersection
       generally occurs at the upstream, i.e. entraining, portion of the plume, this is an important
       criterion.  Generally,  the  dilution process should be  assumed  to stop here and the
                                          173

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                                                        Appendix 4: Messages and interpretations

       PLUMES configuration string and the pause cell should be manipulated accordingly if the
       farfield algorithm is used.  The details of mass continuity are not properly estimated by
       models of the UM class beyond this point.

       In certain special cases the criterion is unreasonably conservative.  This is generally true
       in shallow water where the  surface is intersected by the plume element  soon after
       discharge but in fact it retains substantial kinetic energy to drive the entrainment process.

surface reflection begins
       Message used only when the  AZ command, for very shallow water,
       has been used and the AZ flag has been placed by UM at the beginning of the title  cell.
       It indicates that  the plume has reached the surface  implied, in this case, by  the  port
       spacing.

trap level
       This message indicates  that the plume element has  acquired, if only momentarily, an
       average density that is equal to that of the surrounding ambient fluid  at the same depth.
       If the plume element where  at rest  it would remain at rest at this level.  However,
       normally the plume element has a  vertical velocity when this level is reached  and will
       traverse the level.  If the ambient is density stratified, and normally it will be,  multiple
       trap levels are possible.  Thus, in a current, the plume element will  trace a  wavy  path
       which is sometimes observed in nature.

       Historically, the initial trap level has  been used as a cut-off point for the initial dilution
       process.  This cut-off is often applied rather arbitrarily. In many cases, the newer models,
       such as UM, provide reasonable estimates of dilution beyond this point. Generally, unless
       there is significant overlap, UM is  believed to provide good estimates through the level
       of maximum rise. In negatively buoyant cases UM is sometimes run past the second trap
       level because such plumes are frequently discharged upward and the plume often has
       considerable potential energy when reaching maximum rise.  However,  to be conservative,
       the  cylinder and curvature  terms of forced entrainment are  arbitrarily  set to zero beyond
       this point.

UM running,  to interrupt
       A "Please wait" message.  UM is running but may be interrupted at any time.
                                           174

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                                                       Appendix 4: Messages and interpretations
RSB RUN TIME MESSAGES
Avg. flux dilution (width*he*u/Q): [value]
       Estimated volume flux through a cross-section in the ambient flow comparable to the
       wastefield cross-section at the end of initial dilution.

 for farfield prediction
       Strike any key to continue the simulation.

No farfield prediction when far vel = 0.
       Gives the reason for no farfield simulation when using RSB; the far field velocity cannot
       be equal to  zero.

No farfield prediction; far dif, far inc, far dis, or far vel defined?
       No farfield  simulation is attempted because the farfield diffusion coefficient, increment,
       maximum distance, or farfield velocity are not defined.

Results extrapolated beyond their experimental values, may be unreliable
       s/lb > 1.92, \J\b > 0.5, or f > 100. These parameters define experimental ranges beyond
       which the quality of the empirical model is increasingly unknown.  See the RSB chapter
       for further details.

Roberts Fr. # < 0.01 (aspiration dominated), no avg. flux dilution formed
       Avg.  flux  dilution not calculated  because  forced entrainment  is small  or  zero.
       Entrainment flow is primarily induced by the plume and not very much by the current.

RSB not compatible with input conditions: [reason]
       This advisory states that RSB be cannot be run for one of the following ([reason]):  1)
       stratification not defined, information to complete the stratification is missing from the
       ambient block;  2) effluent density or current not defined, these cells or cells that are
       needed to define them are undefined;  and 3) negative buoyancy, RSB is restricted to
       cases with positive buoyancy.

Wastefield plume  surfaces
       Warns that  a basic assumption of the model, i.e. that the water is infinitely deep, is not
       met.   If rise  above the  surface is significant the dilution will be substantially  over-
       estimated.

Wastefield submerged
       RSB ran as intended.
                                          175

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                                                       Appendix 4: Messages and interpretations

    In addition to these messages, RSB always displays the following text:

Written by Philip J. W. Roberts (12/12/89)
       Credit
Adapted by Walter E. Frick (1/12/92))
       Credit
Case: [case number]:  [title]
       Case identification
Lengthscale ratios are: s/lb = [value] Im/Ib = [value]
       See the RSB Chapter for these variables and the "Results extrapolated..." message above.
Froude number, u3/b = [value]
       A measure of current strength. When this value is large  ( > 0.1) forced entrainment
       dominates.
Jet Froude number, Fj = [value]
       A  small value indicates a buoyancy dominated  plume, a large  value  a momentum
       dominated one.  A value of 1.0 is  a cut-off value for intrusion of ambient fluid into the
       diffuser.
Rise height to top of wastefield, ze = [value]
       See Figure 54.
Wastefield submergence below surface  = [value]
       A negative value indicates overprediction of dilution resulting from the fact that water is
       assumed to be infinitely  deep.
Wastefield thickness, he = [value]
       See Figure 54.
Height to level of cmax, zm =  [value]
       See Figure 54.
Length of initial mixing region, xi = [value]
       See Figure 54.
Minimum dilution, Sm = [value]
       The minimum, i.e. centerline, dilution at xt.
Flux-average dilution, Sfa = [average dilution value]  ([ratio  value] x Sm)
       The average dilution value equals the minimum dilution value times the peak-to-mean
       ratio; also defined at x,.
Interpolation  count: [value]
       Information  on the running status  of RSB.  A value of 10 or more indicates that the
       solution did not fall within convergence tolerances and the solution should be viewed with
       caution.
Wastefield width [value]
       Width of the wastefield in meters; measured  at x;.
                                          176

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                                                      Appendix 4: Messages and interpretations
FARFIELD MODULE RUN TIME MESSAGES

TEMPORARY NOTE  The farfield algorithm is under review. The purpose of the review is
to ascertain its  consistency with  the  proper relationship between average and centerline
concentrations.

dilution overestimated
       Issued when overlap occurs in the initial  dilution region and the maximum rise or the
       pause cell criterion over-ride the overlap criterion as the initial dilution stopping criterion.
       Dilution is likely to be overestimated.

Input starting longitudinal coordinate: [default value]
       This message appears if the PLUMES configuration string   ARB
       command has been toggled to 'R' (or reset).  The user may accept the default width by
       by pressing  or  or type in a new value.  This capability allows the
       farfield algorithm to be run essentially independently of the initial dilution model.

Input wastefield width: [default value]
       This message appears if the PLUMES configuration string   ARB
       command has been toggled to 'R' (or reset).  The user may accept the default width by
       by pressing  or  or type in a new value.  This capability allows the
       farfield algorithm to be run essentially independently of the initial dilution model.

No farfield prediction, check input
       No farfield simulation is attempted because the farfield diffusion coefficient, increment,
       or maximum distance are not defined.

No farfield prediction when far vel = 0.
       Gives the reason for no farfield simulation when using RSB; the far field velocity cannot
       be  equal to zero.
    In addition to these messages, RSB always displays the following text:

FARFIELD CALCULATION (based on Brooks, 1960, see guide)
      Indicates the farfield algorithm follows.
Farfield dispersion based on wastefield width of [width]
      Indicates the initial width (an initial condition) used by the farfield algorithm.
-4/3 Power Law-  -Const Eddy Diff-
      Headers for the farfield concentration columns that follow.  The 4/3  Power Law results
      are appropriate for open water while  the Const Eddy Diff  results are appropriate for
                                         177

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                                                        Appendix 4: Messages and interpretations

       channels.
cone  dilution     cone  dilution  distance       Time
       Column headers followed by units. The peak-to-mean ratio established at the end of the
       initial dilution region may  be used to  estimate corresponding average dilutions in the
       farfield region.
                                           178

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APPENDIX 5:  UNIVERSAL DATA FILE FORMAT (Muellenhoff et al, 1985)
 INTRODUCTION

     The Universal Data File (UDF) was introduced by Muellenhoff et al. (1985) to serve as a
 common data file for the five  1985 EPA plume models: UPLUME, UOUTPLM, UKHDEN,
 UMERGE,  and ULINE.   ULINE and UPLUME are bundled with the PLUMES software,
 although we believe they are completely superseded by the new models. UMERGE has also
 been completely updated in  the  PLUMES UM  model.   UOUTPLM is largely obsolete.
 Experience shows that UMERGE (and also UM) and UDKHDEN have similar capabilities and
 give similar results, although UMERGE is  found  to  be slightly  more conservative than
 UDKHDEN (Baumgartner et al., 1986).
 THE UNIVERSAL DATA FILE


 UNIVERSAL DATA FILE (UDF)  "CARD" DECK

       THE DATA ENTERED ON CARDS 2 THROUGH 7 MAY BE EITHER IN THE FORMAT REQUIRED BY EACH
       CARD  OR EACH VALUE  ON THE  CARD  MAY BE  SEPARATED  BY A  COMMA  (SHORT  FIELD
       TERMINATION).
       AN EXPLICIT DECIMAL POINT OVERRIDES THE FIELD DESCRIPTOR.

 CARD 1  FORMAT(10A8)
       IDENTIFICATION OF A DATA SET WITHIN THE UDF.

 CARD 2  FORMAT(812)
       INTER =1 INTERACTIVE CONTROL OF  CARDS 3 AND 4 PARAMETERS.
             =0 "SINGLE" RUN USING PARAMETERS IN DATA SET ONLY.
       IDFP  =1 PRINT "CARD IMAGE" OF DATA SET.
             =0 DO NOT  PRINT CARD IMAGE OF DATA SET
        ICUTOP=1 USE OPTIONAL CARD 5 TO CHANGE CONTROL PARAMETERS FROM
                THE DEFAULT VALUES
             = DO NOT READ A CARD 5  (THUS CARD 5 MUST BE OMITTED).
        IPI       INPUT  PRINTOUT CONTROL FOR  UPLUME
        10I                  "              UOUTPLM
        IDI                  "              UDKHDEN  (SEE NOTE  1)
        IMI                  "              UMERGE
        ILI                  "              ULINE
        IPO=IPI   OUTPUT PRINTOUT CONTROL FOR UPLUME
        IOO=IOI              "              UOUTPLM
        IDO=IDI              "              UDKHDEN  (SEE NOTE  1)
        IMO=IMI              "              UMERGE
        ILO=ILI              "              ULINE

       FOR EACH OF THE  PARAMETERS IPI TO ILI
              =0 USE NEW (8.5 X 11) FORMAT
              =1 USE ORIGINAL FORMAT.
              =2 USE CONDENSED FORMAT (USEFUL IN INTERACTIVE  MODE).
          NOTE!  1)  IDI AND IDO ALLOWED FOR BUT PRESENTLY  NOT  USED
                     IN UDKHDEN, ENTER THE SAME VALUE AS THE  OTHERS.

 CARD 3   FORMAT(F10.0,110,3F10.0)
         QT        TOTAL EFFLUENT FLOW (CUBIC METERS PER SEC).
         NP        NUMBER OF PORTS  (SEE NOTE 2).
         PDIA      PORT  DIAMETER (M), EFFECTIVE DIAMETER IF  KNOWN.



                                        179

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                                    Appendix 5: Universal Data File Format (Muellenhoff et al. 1985)
CARD 4
CARD 5
CARD 6
VANG      VERTICAL ANGLE  (DEC) OF PORT RELATIVE TO THE
          HORIZONTAL  (90 DEGREES FOR A VERTICAL PORT).
          ULINE ASSUMES VANG=90 DEC.
PDEP      PORT DEPTH  (M) MUST BE GREATER THAN  0.0 AND
          LESS THAN OR EQUAL TO THE DEEPEST DEPTH OF THE
          AMBIENT DENSITY PROFILE.

  NOTE!  2)  ULINE REQUIRES TWO OR MORE PORTS, FOR THE
             OTHERS, IF NP=1 SPACE=1000.0  (DEFAULT) MAKING
             THE MERGING FLAGS INACTIVE.
FORMAT(3F10.0)
UW        HORIZONTAL CURRENT SPEED  (M/S)  (USED IN UOUTPLM ONLY).
HANG      ANGLE  (DEG) OF CURRENT DIRECTION WITH RESPECT TO  DIFFUSER
          AXIS (90 DEGREES CORRESPONDS TO A CURRENT DIRECTION
          PERPENDICULAR TO THE DIFFUSER AXIS AND IF VANG=0,  BOTH
          THE CURRENT AND THE DISCHARGE ARE IN THE SAME DIRECTION)
           (SEE NOTE 3).
SPACE     DISTANCE  (M) BETWEEN ADJACENT PORTS  (SEE NOTE 2).

   NOTE!  3)  HANG NOT USED IN UPLUME.  UOUTPLM AND UMERGE
              ASSUME 90 DEG.  UDKHDEN RANGE 45 - 135 DEG FOR
              MORE THAN ONE PORT AND 0-180 DEG FOR A SINGLE
              PORT  (NOTE, SINGLE PORT ONLY: FOR VALUES GREATER
              THAN 90 DEG BUT LESS THAN OR EQUAL TO 180 DEG,  THE
              PROGRAM SETS HANG EQUAL TO THE SUPPLEMENTARY  ANGLE).
              ULINE RANGE 0 - 180 DEG.

OPTIONAL (INCLUDE THIS CARD ONLY IF ICUTOP =1)
FORMAT(F5.0,215,312,6F5.0,215)
        USED IN UMERGE
        A
        ITER
        IFRQ
        NAA
        NAB
        NAC
          ASPIRATION COEFFICIENT
          MAXIMUM NUMBER OF ITERATIONS
          ITERATION PRINTOUT FREQUENCY
          PRINT ARRAY AA IF =1, DO NOT  IF =0
          PRINT ARRAY AB IF =1, DO NOT  IF =0
          PRINT ARRAY AC IF =1, DO NOT  IF =0
   0 .
5000
 150
   0
   0
   0
BY DEFAULT
BY DEFAULT
BY DEFAULT
BY DEFAULT
BY DEFAULT
BY DEFAULT
                   (SEE LISTING OF PROGRAM UMERGE FOR CONTENTS  OF  ARRAYS
                  AA, AB, AC WHICH ARE MAINLY DEBUGGING AIDS.)
        USED IN UPLUME
        PS        PRINTOUT
                            1 INTERVAL"
        USED IN ULINE
        RK        RATIO OF SA/SM IN ROBERTS'
        DH        INTEGRATION STEP SIZE(M)
                                     EXPERIMENTS
        USED IN UOUTPLM
        H         INITIAL THICKNESS OF PLUME ELEMENT
        E         IMPINGEMENT ENTRAINMENT COEFFICIENT
        A         ASPIRATION ENTRAINMENT COEFFICIENT
        ITERB     NUMBER OF INTEGRATION STEPS ALLOWED
        IR        PRINTOUT INTERVAL
                                                                  BY  DEFAULT
                                                     1.41  BY  DEFAULT
                                                     0.1   BY  DEFAULT
                                                  .5*PDIA  BY  DEFAULT
                                                     1.0   BY  DEFAULT
                                                     0.1   BY  DEFAULT
                                                   5000    BY  DEFAULT
                                                     50    BY  DEFAULT
   NOTE!  WHEN CARD IS USED, ALL OF THE  PARAMETERS NEED  NOT  BE
          GIVEN A NEW VALUE, ONLY THE ONES TO BE CHANGED.  ENTER ZERO
          FOR THE OTHERS AND THEIR DEFAULT VALUES WILL BE  USED.

          ITER, IFRQ, ITERB AND IR NOT TO EXCEED FOUR DIGITS.

          NO OPTIONS AVAILABLE FOR UDKHDEN.

FORMAT(110,2F10.0)
NPTS      NUMBER OF DEPTHS WHERE AMBIENT TEMPERATURE, SALINITY,  AND
          HORIZONTAL CURRENT SPEED ARE KNOWN  (NPTS MUST  BE A LEAST
                                          180

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                                    Appendix 5: Universal Data File Format (Muellenhoff et al. 1985)


                  EQUAL TO 2 AND NOT MORE THAN  30).
        S         EFFLUENT SALINITY  (PPT) IF T  NOT EQUAL  TO  ZERO
                  EFFLUENT DENSITY  (G/CM3)  IF T=0
        T         EFFLUENT TEMPERATURE  (DEGREES CELSIUS).
                  IF T=0 PROGRAMS ASSUME S  IS EFFLUENT  DENSITY IN
                  G/CM3, SEE NOTE 4.

CARD 7  FORMAT(4F10.0)
        DP( )      DEPTH IN METERS, MUST HAVE DATA  FOR DP( )=0.0
        SA( )      AMBIENT SALINITY  (PPT) IF TA( )  NOT EQUAL  TO ZERO
                  AMBIENT DENSITY  (G/CM3) IF TA(  )=0
        TA( )      AMBIENT TEMPERATURE  (DEGREES  CELSIUS)
                  IF TA( )=0 PROGRAMS ASSUME SA(  ) IS AMBIENT  DENSITY
                  IN G/CM3, SEE NOTE 4.
        UA( )      HORIZONTAL AMBIENT CURRENT SPEED (M/S)  (USED IN UMERGE,
                  UDKHDEN, AND ULINE).

           NOTE!  4)  THERE MUST BE NPTS IMAGES OF CARD 7.   ALSO,  EITHER
                      ALL TA(I) MUST BE ZERO OR ALL NOT ZERO,  OR ERRORS
                      IN THE INTERPRETATION OF  SA( )  AND  TA(  )  WILL  OCCUR.
                      IF, FOR SOME I, SA(I) IS  DESIRED  TO REPRESENT
                      AMBIENT SALINITY AND TA(I)  SHOULD BE EXACTLY 0,  SET
                      TA(I) EQUAL TO A SMALL NUMBER INSTEAD  (0.000001)  FOR
                      INSTANCE).  THIS APPLIES  TO  S AND T AS WELL.
                  AMBIENT DENSITY  (G/CM3) IF TA(  )=0
                                          181

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