United States        Office of          EPA/600/4-90/033
Environmental Protection   Research and Development  November 1990
Agency          Washington DC 20460




Near Coastal Program


Plan for 1990: Estuaries
Environmental Monitoring and

Assessment Program

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                                           EPA/600/4-90/033
                                             November 1990
NEAR COASTAL PROGRAM PLAN FOR
          1990:  ESTUARIES
                Edited by

               A. F. Holland
               Versar, Inc.
             ESM Operations
          Columbia, Maryland 21045
 Contracts 68-D9-0166, 68-D9-0093, 68-03-3529,
         68-C8-0066, and 68-C8-0061
              Project Officer

                John Paul
      Environmental Research Laboratory
     U.S. Environmental Protection Agency
       Narragansett, Rhode Island 02882
  ENVIRONMENTAL RESEARCH LABORATORY
  OFFICE OF RESEARCH AND DEVELOPMENT
 U.S. ENVIRONMENTAL PROTECTION AGENCY
   NARRAGANSETT, RHODE ISLAND 02882
                                       •yK> Printed on Recycled Paper

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                                             NOTICE


The information in this document has been funded wholly or in part by the United States Environmental Protection
Agency. It has been subjected to the Agency's review, and it has been approved for publication as an EPA document.
Mention of trade names or commercial products does not constitute endorsement or recommendation for use.

This report should be cited as follows:

Holland, A. F., ed. 1990. Near Coastal Program Plan for 1990: Estuaries. EPA 600/4-90/033. U.S. Environmental
Protection Agency, Environmental Research Laboratory, Office of Research and Development, Narragansett, Rl.

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    The preparation of this document, ERLN-1231, was funded  by  the United
States Environmental Protection Agency through the following contracts:

    68-D9-0166    Versar, Inc.
    68-D9-0093    Versar, Inc.
    68-03-3529    Science Applications International Corporation (SAIC)
    68-C8-0066    Science Applications International Corporation (SAIC)
    68-C8-0061    Science Applications International Corporation (SAIC)
    68-01-7176    Computer Sciences Corporation

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                        EXECUTIVE SUMMARY
      Environmental regulatory programs in the United States have been estimated
to cost moro than $70 billion annually.  Most of these programs address specific
local pollution problems. For the specific purposes for which they were designed,
these programs appear to be  effective;  however, the means to assess  the
effectiveness of these programs for protecting the environment at national  and
regional scales and over the  long-term do not exist.  The U.S.  Environmental
Protection  Agency  (EPA)  considers  it  critical  to establish  monitoring   and
assessment programs to confirm the effectiveness of pollution control strategies
and to corroborate the science upon which they are based at regional and national
scales.

      The  Environmental  Monitoring  and  Assessment  Program  (EMAP)  is  a
nationwide initiative  being  implemented  by EPA's  Office of  Research   and
Development (ORD). It was developed in response to the demand for information
on the condition of the nation's ecological  resources.  Although EMAP is funded
by ORD, it is designed  to  be  an integrated federal program.  Throughout  the
planning  of EMAP,  ORD is working  with  other federal  agencies  including  the
National  Oceanic and Atmospheric Administration (NOAA),  the  U.S.  Fish  and
Wildlife Service (FWS), the U.S. Forest Service, U.S. Fisheries Service (USFS),  and
the U.S. Geological  Survey (USGS), as well as other offices within EPA (e.g., the
Office of Marine and Estuarine  Protection (OMEP)). These other agencies  and
offices also will participate in the collection and use of EMAP data.

      The goal of EMAP is  to assess and document the status and trends in the
condition of the nation's forests, wetlands, estuaries, coastal waters, lakes, rivers,
and streams, Great  Lakes, agricultural lands, and arid lands on an integrated  and
continuing basis. It is designed to answer the following questions on regional  and
national scales over the time period of decades:

      •     What  is the status, extent,  and geographical  distribution of  our
             ecological resources?

      •     What  proportion  of these resources is declining  or improving?
            Where?  At what rate?

      •     What are the factors likely to be contributing to declining condition?

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      •     Are pollution control, reduction, mitigation, and prevention programs
            achieving overall improvement in ecological conditions?

      Assessment of status and trends in the condition of the nation's ecological
resources requires data collected in a standardized manner,  over large geographic
scales, and for long periods of time. Such assessments cannot be accomplished
by aggregating data from the many individual, short-term monitoring programs that
have been conducted in the past or are being conducted currently.  Differences in
the parameters  measured,  the collection methods  used,  timing  of  sample
collection, and program objectives severely limit the value of historical and existing
monitoring data for conducting regional and national assessments. An  integrated,
federal,  multi-ecosystem   monitoring  and  assessment  program  offers  the
advantages of earlier detection  of  problems and  improved  identification of their
extent, magnitude,  and likely causes.  Such a program also enables more cost
effective regulatory and remedial actions to ensure protection and restoration  of
the nation's ecological  resources.

      This document describes the plans for implementing  EMAP in near coastal
ecosystems, including estuaries, estuarine and coastal wetlands, coastal waters,
and the Great Lakes. EMAP does not have the financial resources to implement
regional  monitoring  programs  in  all near  coastal  ecosystems simultaneously.
Therefore, a phased implementation is proposed,  beginning  with a demonstration
project in the estuaries of the mid-Atlantic region (i.e., the Virginian Province) in
1990.

      Information obtained from  the 1990 EMAP Near Coastal (EMAP-NC)
Demonstration Project will be used to:

      •      Demonstrate  the  value  of  integrated,  multiagency  monitoring
             programs  for  planning,  setting  priorities,  and  evaluating  the
             effectiveness of pollution control actions,

      •      Define  a sampling  approach and network design for quantifying the
             extent  and magnitude  of   pollution   problems  in  estuaries  and
             addressing objectives of multiple offices within EPA and NOAA,

       •      Develop standardized monitoring methods for estuaries that can  be
             transferred to other programs and agencies for sampling near coastal
             environments,

       •      Identify and resolve logistical issues associated with implementing a
             multiagency  national status and  trends  ecological  monitoring
             program.
                                     VI

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      EMAP-NC does not have the resources to monitor all parameters of concern.
Rather, EMAP-NC will identify, evaluate, and sample indicators of environmental
quality that collectively characterize the overall condition of estuarine ecosystems
and are applicable on regional and national scales.

      The sampling design used by EMAP-NC for the 1990 Demonstration Project
combines the strengths of systematic sampling designs with an understanding of
estuarine systems to collect data that provide unbiased estimates of the status of
estuarine resources with a known level of confidence.  Information from individual
sample sites will be pooled both within and between years to produce regional
estimates for three classes of estuaries: (1) large estuaries (e.g., Chesapeake Bay,
Long Island Sound); (2) large tidal rivers (e.g., Potomac, Delaware, Hudson Rivers);
and (3) small, discretely, distributed estuaries, bays, inlets, tidal creeks, and rivers
(e.g., Barnegat Bay,  Indian  River  Bay,  Lynnhaven  Bay,  Elizabeth  River).
Modifications of this  design that are  adequate for representing the status and
trends in the extent and magnitude of ecological will be  used  when  the program
is implemented nationally.

      EMAP-NC is, therefore, a regional monitoring program and is not specifically
designed to collect monitoring data representing a particular estuary. Rather, it is
designed to collect data that can be used to make statements about the population
of estuaries in a region and the classes of estuaries sampled.  The sample design
allows assessments of status and trends for selected large estuaries and large tidal
rivers (e.g., Chesapeake Bay, Long Island Sound, Delaware Bay) or other subpopu-
lations of interest (e.g., EPA  Regions).  Subpopulation  assessments will  have a
higher level of uncertainty than regional or class level assessments.

      EMAP-NC, in close coordination with NOAA's National Status and  Trends
Program, will provide annual data summaries and periodic interpretive reports on
the ecological condition of the Nation's estuaries.  This information will be used to
evaluate the effectiveness of existing  pollution control programs and policies, to
identify  those   types  of estuarine  ecosystems  most  in  need  of research,
assessment, and remediation,  and to identify emerging pollution problems.
                                     VII

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                       TABLE OF CONTENTS



Chapter                                                          Page


ACKNOWLEDGEMENTS  	       iii

EXECUTIVE SUMMARY  	       v

       1.0    INTRODUCTION	      1-1

              1.1   Objectives	      1-2

              1.2   Perceived Estuarine and Coastal Ecological
                   Condition 	      1-3

              1.3   Identification of the Problem  	      1-6

              1.4   Proposed Solution to the Problem	      1-8

              1.5   Coordination  	      1-10

              1.6   Organization of the  Remainder of This Plan ...      1-11

       2.0    APPROACH AND RATIONALE	      2-1

              2.1   Scope of the EMAP Near Coastal Component  .      2-2

              2.2   Sampling Design  	      2-4

              2.3   Indicators of Environmental Quality  	      2-8

              2.4   Analysis and Integration 	      2-10

              2.5   Data Management  	      2-13

              2.6   Quality Assurance  	      2-15
                                  IX

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                 TABLE OF CONTENTS (Continued)



Chapter                                                           Page


              2.7  EMAP Reporting	      2-17

              2.8  1990 Demonstration Project	      2-17

       3.0    SAMPLING DESIGN  	      3-1

              3.1  Elements of the Sampling Design	      3-1

              3.2  General Sampling Approach	  3-2

              3.3  Definition of Boundaries  	      3-4

              3.4  Regionalization   	      3-4

              3.5   Classification  	      3-7

              3.6   Sampling Design for the Demonstration
                    Project	      3-15

              3.7   Overview of Sampling Activities	      3-41

       4.0    INDICATOR DEVELOPMENT AND EVALUATION  ...      4-1

              4.1  The EMAP Indicator Strategy	      4-1

              4.2  Framework for Indicator Selection  	      4-2

              4.3  Application of Indicator Selection Strategy
                   to Estuarine Ecosystems	      4-10

              4.4  Estuarine Candidate Indicators	      4-14

              4.5  Future Indicators 	      4-43

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                TABLE OF CONTENTS (Continued)







Chapter                                                          Page






      5.0    ANALYSIS AND INTEGRATION  	      5-1




             5.1  Need for Analysis and Integration	      5-1




             5.2  Types of Analyses	      5-3




             5.3  Measurement of Trends  	      5-23




             5.4  EMAP-NC As a Client	      5-28



             5.5  Dissemination  of Results	      5-32




      6.0    INFORMATION MANAGEMENT  	      6-1




             6.1  Data Management 	      6-2




             6.2  Project Management	      6-10




             6.3  Staffing of NCIMS 	      6-12



      7.0    LOGISTICS PLAN	      7-1




             7.1  Sampling Activities	      7-2




             7.2  Field Crews	      7-5




             7.3  Equipment	      7-6



             7.4  Sampling Logistics	      7-8




             7.5  Sample Shipment  and Processing	      7-10




             7.6  Project Management	      7-14




             7.7  Contingencies  	      7-16
                                 XI

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                TABLE OF CONTENTS (Continued)
Chapter
Page
       8.0    QUALITY ASSURANCE	      8-1

              8.1  Data Quality Objectives  	      8-2

              8.2  Quality Control  	      8-7

              8.3  Quality Assessment	      8-10

              8.4  Quality Assurance of Data Management
                  Activities  	      8-14

              8.5  Quality Assurance Reports to Management ...      8-17

       9.0    REFERENCES	      9-1


Appendices


   A          Environmental Monitoring and Assessment Program
              Overview  	      A-1

   B          Memorandum of Understanding Between Environmental
              Protection Agency and National Oceanic and Atmospheric
              Administration	      B-1

   C          List of Participants at the EMAP-NC Indicator
              Workshop	      C-1
                                  XII

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                            LIST  OF TABLES
Table                                                                 Page


2-1    List of EMAP-NC indicators by major category  	      2-12

3-1    Summary of the characteristics of estuarine classes  	      3-9

3-2    List of estuarine resources within the Virginian
       Province with surface areas greater than 2.6 km2  	      3-11

3-3    Estuaries in the Virginian Province included in the large
       estuarine system class	      3-16

3-4    Tidal rivers in the Virginian  Province included in the large
       tidal rivers class  	      3-17

3-5    Estuaries and tidal rivers in the Virginian Province included
       in the small estuarine system class  	      3-18

3-6    1990 base sampling locations for the large estuarine
       systems class	      3-24

3-7    1990 base sampling locations [Random (R) and Index (I)]
       for large tidal river class	      3-28

3-8    1990 sample locations [Random (R) and Index (I)]
       for the small  estuarine systems class	      3-30

3-9    1990 Demonstration Project sampling sites for
       continuous dissolved oxygen  monitoring  	      3-34

3-10   Locations of indicator testing and evaluation
       sites for 1990 Demonstration Project	      3-37

3-11   Locations of supplemental sampling sites in the 1990
       Demonstration Project to assess spatial variability due
       to scale in large estuarine systems and small sample
       size in small estuarine systems	      3-42
                                    XIII

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                           LIST OF TABLES
Table                                                                Pace
3-12   Number of samples that will be taken in the 1990
       Demonstration Project in the Virginian Province and the
       1990-1993 cycle that could be used for subpopulation
       estimation 	      3-44

4-1    General indicator selection critiera	      4-4

4-2    Major categories of candidate indicators developed
       from EMAP-NC conceptual  model 	      4-15

4-3    Indicators selected for measurement in the 1990
       Demonstration Project	      4-16

4-4    Chemicals to be measured in sediments during the
       1990 Virginian  Province Demonstration Project	      4-22

4-5    Target fish taxa and the expected percentage of sampling
       sites at which they will be collected in each salinity
       zone, as determined from a Monte Carlo simulation analysis
       of available fish trawl data for the Virginian Province	      4-29

4-6    Chemicals to be measured by EMAP-NC in fish and bivalve
       tissue during the 1990 Virginian  Province
       Demonstration  Project	      4-31

4-7    Synopsis  of potential data sources for stressor indicators  . . .      4-40

4-8    Major data sources for the National Coastal Pollution
       Discharge Inventory	      4-42

5-1    Translation of broad policy  questions into policy relevant
       and scientific components  	      5-4

5-2    Comparison of Annual Statistical Summaries and Inter-
       pretative Assessment Report  	      5-33
                                    XIV

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                           LIST OF TABLES
Table                                                              Page
7-1    Sampling activities that will be accomplished at each station
       type during each of the three sampling periods	      7-3

7-2    Example of the proposed  sampling schedule for Team 1 for the
       first 10 days of  Sampling Interval 2	      7-11

8-1    Measurement Quality Objectives for EMAP-NC indicators
       and associated data	      8-5

8-2    Quality assurance sample types, type of data generated,
       and measurement quality expressed for all measurement
       variables  	      8-11

8-3    Warning and control limits for quality  control samples	      8-15

8-4    Recommended detection  limits for EMAP-NC chemical
       analyses	      8-16
                                   xv

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                          LIST OF FIGURES
Figure                                                              Page


1-1    Framework for Marine Environmental Monitoring Systems  . .      1-9

2-1    EMAP-NC biogeographical provinces  	      2-5

2-2    Overview of the indicator strategy for EMAP-NC. The
       manner in which indicators are related to the major
       environmental problems and impacts is also shown	      2-11

2-3    Example  cumulative frequency distribution	      2-14

2-4    Role of data quality objectives in obtaining a balance
       between available resources and the level of uncertainty ...      2-16

3-1    Base sampling sites for all classes of estuaries in the  1990
       EMAP-NC Demonstration Project in the Virginia Province . . .      3-26

3-2    Sites for which dissolved oxygen  concentrations will be
       monitored continuously from June 19 through August 30 for
       the 1990 EMAP-NC Demonstration Project in the
       Virginian Province	      3-33

3-3    Indicator testing  and evaluation sites to be sampled during
       the 1990 EMAP-NC Demonstration Project in the
       Virginian Province	      3-38

3-4    Schematic summarizing the indicator testing and evalua-
       tion strategy for  the 1990 EMAP-NC Demonstration Project
       in the Virginian Province	      3-39
                                   XVI

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                           LIST OF FIGURES
Figure                                                              Page
3-5    Supplemental sampling sites for the 1990 EMAP-NC
       Demonstration Project in the Virginian Province	      3-40

3-6    All sites to be sampled during  the 1990 EMAP-NC
       Demonstration Project in the Virginian Province	      3-45

4-1    Framework for indicator development  	      4-3

4-2    Primary evaluation criteria used  by EMAP-NC in the
       tiered indicator selection strategy  	      4-8

4-3    Conceptual model for defining indicators of
       estuarine quality  	      4-12

4-4    Schematic of how the Hydrolab DataSonde 3 will be
       deployed for continuous dissolved oxygen moniitoring	      4-26

5-1    Example cumulative frequency distribution  	      5-6

5-2    Components of the Estuarine Condition  Index	      5-9

5-3    Hypothetical cumulative frequency distribution for
       the Estuarine Condition Index	      5-13

5-4    Example matrix for assessing the relative contribution
       of the Ecological Condition  Index and the Human Use
       Index to subnominal  environmental conditions  	      5-14

5-5    Example matrix for assessing the relative contribution
       of the Benthic Index  and Fish  Index to subnominal
       ecological conditions	      5-16
                                   XVII

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                            LIST OF FIGURES
Figure                                                               Page
5-6    Example matrix for evaluating the contribution of two expo-
       sure indicators, dissolved oxygen concentration and sedi-
       ment toxicity, to subnominal values of the Benthic Index  ...      5-18

5-7    Example matrix for assessing the relative contribution
       of sediment contaminants to subnominal sediment
       toxicity values  	      5-20

5-8    Example matrix for identifying the attributes of benthic
       communities that are most influenced by exposure to
       subnominal dissolved oxygen concentrations  	      5-21

5-9    Example graph that will be used to display trends data
       for indices and indicators	      5-24

5-10   Example graph that will be used to summarize trends data
       for the multiyear status estimates produced by EMAP-NC;
       90% confidence limits are shown  	      5-25

5-11   Example matrix that is the starting point for detailed
       evaluation of trends	      5-27

6-1    Matrix summarizing data  access for various user groups
       as a function of the degree of data processing and the
       level of quality assurance that has been completed  	      6-8

7-1    Areas to be sampled by each team during the 1990
       Demonstration Project in  the Virginian Province	      7-9

7-2    Management structure for the 1990 Virginian Province  ....      7-15

8-1    The three stages  of developing data quality objectives	      8-3

8-2    Example of a control chart	      8-18
                                   XVIII

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                         1.0  INTRODUCTION
      This document presents the rationale, approach, objectives,  and plan for
establishing a monitoring program to periodically assess the status and trends in
ecological condition  of  the  nation's estuarine and coastal ecosystems.  The
proposed program is designed to assess changes in the ecological condition of
estuarine and coastal waters over broad biogeographical regions (e.g., the Mid-
Atlantic region, the Gulf  of Mexico) and over long  time periods (e.g., decades).  It
is one element of the Environmental Monitoring and Assessment Program (EMAP),
a nationwide program being conducted by the  U.S.  Environmental  Protection
Agency's  (EPA) Office of Research and Development  (ORD) to conduct similar
assessments  for all the nation's  ecological resources.  Appendix A provides a
conceptual overview of EMAP.

      The goal of EMAP is  to document the condition of the nation's forests,
wetlands, estuarine  and coastal waters,  inland  surface waters, Great Lakes,
agricultural lands, and arid lands in an integrated  manner, on a continuing basis.
Although EMAP is designed and funded by ORD, other  offices and regions within
EPA (e.g., Office of Marine and Estuarine Protection, Region III) and  other federal
agencies (e.g., Office of Oceanography and Marine Assessments of the National
Oceanic and Atmospheric Administration (NOAA),  the U.S. Forest Service, and the
U.S. Fish and Wildlife Service (FWS)) have contributed to its development and will
participate in the collection  and use of EMAP data.  When fully implemented,
EMAP will form a  complex national monitoring network, with a large  proportion of
the data collection and analysis being accomplished by other federal, state, and
local agencies.  EMAP must develop  interagency agreements with these other
agencies and establish a constituency within EPA regional offices and states.

      EMAP is designed  to provide the information required  to  formulate
environmental protection policies of the 1990s and beyond by providing answers
to the following questions:

      •     What is the status, extent, and geographical distribution of the
             nation's important ecological resources?

      •     What proportion of these  resources is  declining or improving?
             Where, and at  what rate?

      •     What are the factors that are likely to be contributing to declining
             condition?
                                    1-1

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      •     Are control and mitigation programs achieving overall improvement
            in ecological conditions?

      •     Which resources are at greatest risk to pollution impacts?

      EMAP is not a compliance or enforcement monitoring program; nor is it a
diagnostic monitoring program. Site-specific field studies, bioassays, and fate and
effects   modeling   programs  generally   are  used  to  support   compliance
determinations, enforcement actions, and diagnostic programs.  EMAP also is not
an ecological  research program;  rather,  it is a program designed to assist  in
identifying, defining, and prioritizing the ecological questions that must be resolved
to ensure protection and restoration of the nation's ecosystems.  EMAP will work
with academic, governmental, and private research organizations, and particularly
with EPA research laboratories and grant  programs, to address those questions.

      The  information generated by EMAP will be used by the following groups:

      •     Decision makers at all levels of government who set environmental
            policy,

      •     Resource managers and regulators who require an objective basis for
            allocation of resources and prioritization of actions, especially those
            directed toward protecting and enhancing ecological resources, and

      •     Those interested in evaluating the  effectiveness of  the nation's
            environmental  policies  for  protecting  and  enhancing  ecological
            resources (e.g., the EPA Administrator and Senior Management staff.
            Congress, and the public).
1.1  Objectives
      The specific objectives of EMAP-Near Coastal (EMAP-NC) are as follows:

      •     Provide a quantitative assessment of the regional extent of coastal
             environmental  problems  by  measuring  pollution  exposure  and
             ecological condition,

      •     Measure  changes in the regional extent of environmental problems
             for the nation's estuarine  and coastal ecosystems,
                                    1-2

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      •     Identify and evaluate associations between the ecological condition
            of the  nation's estuarine and coastal  ecosystems  and pollutant
            exposure,  as well  as other factors  known to affect ecological
            condition (e.g., climatic conditions, land use  patterns), and

      •     Assess  the  effectiveness  of  pollution  control  actions  and
            environmental policies on a  regional scale (i.e., large estuaries like
            Chesapeake Bay, major coastal regions like the mid-Atlantic and Gulf
            Coasts) and nationally.

      As a first step in accomplishing the  above  objectives,  a Demonstration
Project will be  implemented in the mid-Atlantic region  in 1990. The major goal of
this demonstration project is to illustrate the benefits  of regional monitoring data
collected in a standard way for assessing status and trends  of ecological resources
and, at the same time, to collect the information necessary to develop a technically
sound and cost-effective program that can be implemented over the long term.
1.2  Perceived Estuarine and Coastal Ecological Condition
      Estuarine  and coastal ecosystems are among the  most productive of
ecological systems.   Historically, more  than 70 percent of commercial  and
recreational  landings  of  fish and  shellfish  are taken  from  estuaries (U.S.
Department  of Commerce 1929-1988).  Estuaries also provide critical feeding,
spawning,  and  nursery  habitats,  as well  as  migratory  routes,  for many
commercially and recreationally important fish, shellfish,  birds, waterfowl,  and
mammals (Lippson et al.  1979;  Olsen et al. 1980).  Marshes and submersed
aquatic vegetation (SAV) that occur along the shores of estuaries are particularly
valuable  components  of coastal  ecosystems (Daiber and  Roman 1988; Daiber
1986;  Kemp et  al.  1984;  Pomeroy  and  Wiegert 1981).   These  vegetated
communities stabilize shorelines from erosion, reduce  nonpoint source pollution
loadings, improve water clarity, and provide habitat for  migrating waterfowl, fish,
and shellfish (Daiber and Roman 1988; Odum 1988; The Conservation Foundation
1988; Daiber 1982; Redfield 1972).

      The public values estuarine and coastal ecosystems for recreational  and
aesthetic pleasure (e.g.,  boating, swimming, hunting, and fishing).  Approximately
$7  billion in public funds are spent  annually on  outdoor  marine and  estuarine
recreation in the 22 coastal states (NOAA  1988).  Millions of tourists visit coastal
beaches annually, and coastal property is among the nation's  most valuable real
estate.  The estuarine and coastal environment also provides cooling waters for
energy production,  transportation routes for ships,  and  space for economic
                                    1-3

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development.    Most  of the  nation's  major  ports  are located  in  coastal
environments, mainly estuaries.

      Billions of dollars have been spent to reduce the pollutant loadings entering
estuarine and coastal ecosystems, with mixed results. In general, coastal pollution
abatement programs have been effective at reducing the impacts of conventional
pollutants (i.e.,  excess  nutrients and organic materials) on water quality and
controlling  unacceptable  production  and  disposal  practices  for  most  toxic
chemicals.  Some systems that once exhibited  severely low dissolved oxygen
concentrations  because  of the discharge of excessive amounts of conventional
pollutants, such as the lower salinity regions  of Delaware Bay  and the Potomac
River, have  partially recovered (Lippson et al.  1979; Albert 1982).  In addition,
massive  releases  of  toxic   chemicals that  were   associated  with  faulty
manufacturing practices (e.g., release of Kepone into the James River and PCB and
DDT into the Southern California Bight) no longer occur (Huggett and Bender 1980;
Huggett 1989; Logan et al. 1989; Mearns et al. 1988).  The release of a few
persistent toxic pesticides, such as chlorinated  hydrocarbons, also has been
controlled effectively by limiting their sale and production (Logan et al. 1989;
Mearns et al. 1988). Many other pollution problems, particularly the accumulation
of persistent toxicants in sediments and biota and the loss of critical habitat (e.g.,
SAV and wetlands), have proved to be difficult to control and correct (NRC 1989).

      The environmental movement of the  1960s and 1970s resulted in the
passage of major environmental legislation to protect the quality of estuarine and
coastal waters, including the Federal Water Pollution Control Act and the Marine
Protection, Research, and Sanctuaries  Act.   The environmental  quality  goals
established  by  these legislative  acts and associated amendments, such as the
Clean  Water Act of 1987,  provide the regulatory  basis  for  protecting and
enhancing estuarine and coastal ecological resources.  These laws clearly reflect
society's desire to preserve the ecological  integrity and  human uses of natural
resources.  EPA protects the environmental quality, including ecological integrity
and  societal  uses of coastal  ecosystems, by promulgation and enforcement of
uniform federal  regulations  in  support of environmental  legislation.   These
regulations are designed  to limit the type and  quantity of pollutants entering
estuarine and coastal waters.

       In principle, environmental regulations  and associated  testing programs
should control  the release of all pollutants.   In practice, however,  incomplete
scientific information about the ecological  and human health  consequences of
many pollutants, limitations of pollution control technologies,  and the cost of
implementing some control strategies have resulted in control of only a fraction of
the pollutants presently released into the environment (Levin and Kimball 1984).
In addition, existing regulations focus on control of point source discharges, which
constitute only one major source of pollutants.  EPA and the coastal states have
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only recently begun to develop and initiate  programs to address diffuse  and
nonpoint source pollutants and to require  protection of  critical  habitats (e.g.,
wetlands, SAV). A major shortcoming of current pollution control policies is that
the cumulative or incremental effects of multiple pollutants from multiple sources
(e.g., point and  nonpoint source)  are not considered when discharge  limits are
established.                                  "

      In many coastal regions, water and sediment quality and the abundance of
living resources  are perceived to  have  declined over the past 10 to  15 years,
despite the implementation of more strict control programs.  Increasingly, reports
appear in the popular press (Morganthau 1988; Toufexis 1988; Smart et al. 1987)
and scientific journals describing the decline of estuarine and coastal environmental
quality,  as exemplified by the following:

      •    Increases in the frequency, duration,  and size of water masses that
            do  not contain sufficient oxygen to sustain living resources (USEPA
            1984; Officer et al. 1984; Parker et al. 1986; Rabalais et al. 1985;
            Whitledge  1985);

      •    Accumulation of contaminants in sediment and in the tissues of fish
            and shellfish to  levels that threaten humans  and the vitality of fish
            and shellfish populations (OTA 1987; NRC 1989);

      •    Declines in the amount and quality of  ecologically important habitats
            (e.g., wetlands  and SAV)  that are associated with high  population
            levels of  waterfowl,  shorebirds,  fish, and shellfish (Prayer et al.
            1983; The Conservation Foundation  1988; Orth and Moore 1983);

      •    Increased evidence that many restoration and mitigation efforts have
            not replaced losses  of  critical  habitats  (Sanders 1989;   The
            Conservation Foundation 1988);

      •    Increased incidence of pathological problems in fish  and shellfish in
            systems that have high levels of chemical contamination (Sinderman
            1979; O'Connor et al. 1987; Buhler and Williams 1988; Capuzzo et
            al.  1988);

      •    More  favorable conditions   for  and  increased  frequency  and
            persistence of algal blooms and associated decreases in water clarity
            (USEPA 1984;  Pearl 1988);
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      •     Increased incidence of closures of beaches, shellfishing grounds, and
            fisheries because of pathogenic and chemical contamination (Smart
            et al. 1987; Food and Drug Administration 1971,  1985; Hargis and
            Haven 1988; Broutman and Leonard 1988; Leonard et al. 1989); and

      •     Increased incidence of human health problems from consumption of
            contaminated fish and shellfish or swimming in contaminated waters
            (Fein et al.  1984; Jacobson et al. 1983,  1984; Malins  1989).

The above symptoms of the declining environmental quality  of  estuarine and
coastal systems are specific to particular areas; nonetheless, they are characteristic
of the kinds of problems facing all coasts from New England to Alaska.
1.3 Identification of the Problem
      Most of the symptoms of declining ecological condition  in estuarine and
coastal  ecosystems have a common  denominator-humans.  Our  species has
directly  affected these ecosystems by adding excessive amounts of pollutants to
the air and water and by  modifying or destroying ecologically important and rare
habitats such as wetlands, SAV, and forested areas along the  shoreline.  Most
important,  however, human  activities  adversely  affect estuarine  and coastal
ecosystems by changing the character of the land in  ways that increase  the
amount  and types of pollutants that reach them. Often,  changes to the land that
adversely affect estuarine  coastal ecological condition occur  in  parts  of the
watershed that are far removed from coastal areas.  For example,  agricultural
practices in Pennsylvania  can adversely  influence sediment and pollutant loadings
in Chesapeake Bay (USEPA 1984).

      Changes in relative abundance of ecological resources, particularly declines
in the abundance and catch of harvested fish and  shellfish, are perceived, often
incorrectly, to be entirely  the result of pollution impacts.  Pollution is not the only
factor   affecting the  productivity  and  condition of  estuarine  and  coastal
ecosystems.  Declines in fish and shellfish  populations also are  due to over-
harvesting. As a result, many fisheries management agencies have imposed catch
restrictions. Natural climatic variation has major effects on recruitment success
and abundance of  marine organisms, especially fish and shellfish, as well as on
overall ecological condition and the water quality of many estuaries  and coastal
regions  (Rose et al. 1986; Holland etal.  1987; Gushing 1982; Helz 1988; Jeffries
and Terceiro 1985; Summers and Rose  1987; Crecco et al. 1986).  For example,
a large fraction of the variation in recruitment success of striped bass is associated
with the timing and amount of freshwater inflow and  annual temperature cycles
(Polgar  1982; Polgar et al.  1985).
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      Congressional  hearings  on  the  National  Environmental  Monitoring
Improvement Act in 1984 concluded that despite considerable annual expenditures
on monitoring,  federal agencies could  assess  neither  the  current status  of the
nation's ecological  resources nor the overall progress toward  legally mandated
environmental goals. A major factor contributing to this problem is that regulatory
and resource management agencies have recognized only recently the complexity
of many estuarine  and  coastal  pollution and  resource management problems,
particularly the high degree of connectivity between the extent, type, and condition
of ecosystems in the watershed and  the amount and type  of pollutants released
into coastal habitats.

      In a recent review of marine and estuarine monitoring programs, the Marine
Board of the National Research Council  (NRC) concluded   that  the  integrated
monitoring   and  assessment  information needed for  protecting  and  restoring
estuarine and coastal ecosystems was not available (NRC 1990a). As a result, it
presently is not possible to accomplish  the following:

      •      Define which pollution  insults (or natural problems) represent the
             greatest threat to marine and estuarine resources,

      •      Evaluate  whether  insults  (or   natural  problems)  and   their
             consequences vary regionally or are similar from region to region,

      •      Objectively  evaluate the effectiveness of  past management actions
             in protecting  and  maintaining  environmental quality and  natural
             resources, and

      •      Separate    natural   changes   in   ecological    condition   from
             anthropogenically induced impacts.

      The  need to establish  ecological baselines  will become  acute  as the
complexity, scale, and societal importance of estuarine and  coastal environmental
issues increase (NRC 1989, 1990a).  The long-  and short-term success of coastal
environmental protection  and  restoration programs is dependent upon the ability
to define baseline conditions and to establish attainable environmental quality goals
(NRC 1990a). Progress toward achievement of environmental quality goals must
also be measured routinely, as a means  of assessing the effectiveness of previous
management actions. If  particular control strategies are ineffective, alternative
strategies may be required or the initial approach may need to be modified.  In
short, monitoring and assessment information covering a range of spatial (national,
regional,  system-specific) and  temporal (long-  and  short-term)  scales, including
information on the status  of ecosystems in the watershed, is vital to the protection
and restoration of  estuarine and coastal ecosystems  (Wolfe et al. 1987; NRC
1990s).
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      An additional problem hindering effective environmental decision making is
the timely synthesis  and dissemination of  monitoring data and the associated
interpretive assessments. Historically, many of the important decisions for which
monitoring data were collected were made before the actual data were obtained
and analyzed and a final assessment report  was prepared (NRC 1990a).
1.4 Proposed Solution to the Problem
       Recognizing the need  for better  environmental surveillance,  the  EPA
Science Advisory Board (SAB)  recommended in  1988  that EPA develop and
implement a program to assess the status and trends of the nation's ecological
resources, and that it should have the capability to identify emerging environmental
problems before they reach crisis proportions (SAB 1988).  The SAB made this
recommendation because EPA's regulatory mandates and multimedia  responsibil-
ities require complex quantitative assessments of pollutant impacts on ecosystems
and their human uses. Data collected by the program the SAB envisioned would
be used to evaluate the overall effectiveness of environmental control policies and
regulations.   The recommendation  by  the  SAB  is  one of the major factors
contributing to ORD's decision to initiate development of EMAP.

      The National Research Council (NRC)  Marine Board review of  marine and
estuarine monitoring systems (NRC 1990a) also recommended  the creation of a
national  network of  regional  monitoring  programs  for estuarine  and coastal
environments.  This review recommended that the program be multiagency in
nature, including both NOAA and EPA, and that it be designed  in a manner that
would  incorporate and  contribute to monitoring and  assessment efforts being
developed for systems in  EPA's National Estuary Program.  The NRC  review
emphasized the importance of ensuring that the  data produced by monitoring
programs were synthesized and  integrated in a timely manner, into information that
could be  used by the public and decision makers.  The Marine Board  review also
recognized the need for "new"  monitoring  efforts to build upon the vast amount
of existing monitoring information and to extend monitoring programs landward as
a means  of identifying factors contributing to coastal  pollution problems.

      The NRC review developed a conceptual framework that identified the major
components of successful  monitoring and assessment systems (Fig. 1-1).  This
framework applies to all spatial  and temporal  scales and types of monitoring.  It is
particularly applicable to status and trends monitoring programs and was used in
the development of EMAP-NC  to ensure concerns identified by the NRC  review
were addressed.  Deficiencies in monitoring strategies usually result from  failure
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              INSTITUTIONAL
              SETTING
            • Mandates
            • Missions
            • Societal Needs
          TECHNICAL
          DEVELOPMENT
          AND TRANSFER
                              NATURAL ENVIRONMENTAL
                              SETTING
                            • Basic Features of Environment
                            • Resources
                                           ENVIRONMENTAL
                                           QUALITY OBJECTIVES
                                           Specific
                                           Programmatic
                                           Undefined
                                           TECHNICAL DESIGN
                                    • Specific Objectives
                                    • Focusing—Role of Tiered Approaches
                                    • Reconnaissance
                                    • Sampling Design
                                    • Quality Assurance
                                    • Adaptation
                                    • Utility
IMPLEMENTATION
                                             TECHNICAL
                                             INTERPRETATION
                              DATA MANAGEMENT
                              AND ANALYSIS
                                            DECISION MAKING
Figure 1-1.  Framework for Marine Environmental Monitoring Systems (NRC 1990a)

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to consider one or more elements of this framework or from considering them out
of logical sequence or context (NRC 1990a).
1.5  Coordination
      Meeting the objectives of EMAP requires close cooperation among many
offices within EPA and with other federal, state, and  local agencies involved in
monitoring activities.  Although EMAP is funded by the Office of Research and
Development (ORD), other  offices within EPA  (e.g., the Office  of Marine and
Estuarine Protection) have participated actively in its development. EMAP-NC has
coordinated with each of the National Estuary Programs in the mid-Atlantic region
about activities planned in that region in 1990 and beyond. Coordination will occur
with other National Estuary Programs and ongoing EPA programs (e.g., Gulf of
Mexico Program) before monitoring activities are implemented in these regions.

      Both NOAA and EPA  have mandates to conduct a broad range of research
and monitoring activities to assess the effects of pollution on coastal and estuarine
environments.  There are similarities and differences between existing NOAA and
EPA programs; however, the combined results of both agencies' programs serve
the national interest more  than the  results of individual  programs.  It is the
intention of NOAA and the EPA to cooperate and coordinate, to the greatest extent
possible, to integrate estuarine and coastal monitoring, research, and assessment
activities and to ensure that  data collected by EMAP and the NOAA National
Status and Trends Program augment and complement each other to the maximum
extent possible.

      The framework for cooperating and coordinating monitoring and research
activities between NOAA and EPA is a joint NOAA/EPA Committee for Coastal and
Estuarine Environmental Quality Monitoring. This committee was created to ensure
coordination and exchange  of information between the two agencies on coastal
monitoring, research,  and assessment.   The joint committee has held monthly
meetings since October 1989.   The purpose  of these meetings has been to
exchange  planning  information and  to identify opportunities for joint comple-
mentary monitoring, research, and assessment activities.   As a result of the
activities of this committee, a joint NOAA/EPA quality assurance program has been
implemented for sampling  near coastal environments.   Through the joint  com-
mittee, NOAA has assisted EPA in the development and evaluation of coastal and
estuarine environmental quality indicators  by  participating in workshops, providing
data for retrospective analyses, and reviewing EPA plans and analysis results. The
joint NOAA/EPA committee recently developed and executed a Memorandum of
Understanding (MOD)  that defines continued interagency cooperation and inter-
action and provides a framework for integrating the activities of the NOAA National
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Status and Trends Program and EMAP into a unified national monitoring and
assessment program for estuarine and coastal waters (Appendix B).

      The  extent, type,  and ecological condition  of terrestrial and  aquatic
ecosystems has a major influence on the amount and type of pollutants that are
released into coastal waters. Therefore, it is critical that interagency cooperation
and coordination on monitoring, research, and assessment does not stop with the
activities  of  the  joint  NOAA/EPA Committee for   Coastal  and  Estuarine
Environmental Quality  Monitoring.   To  ensure the  protection  and effective
management of all the nation's ecological resources, the joint NOAA/EPA activities
must be extended landward to incorporate other agencies and ecosystems. Then,
the integrated ecological monitoring, research, and assessment programs required
to address the complex,  multimedia environmental  issues  of the  1990's and
beyond will become a reality.

      Coordination with NOAA and other federal agencies, as well as with other
offices within EPA, avoids duplicative monitoring efforts and  allows existing data
to be used to maximum  benefit. This coordination should lead to the incorporation
of historical baselines established  by other agencies, such as NOAA's baselines on
contaminant concentrations in sediments and bivalves, into EMAP-NC analyses.
It  will also lead  to the incorporation of EMAP-NC data into the analyses and
assessments  accomplished by other agencies.   The regional-scale assessments
resulting  from EMAP-NC, in combination with the ongoing characterization work
of NOAA, will provide a substantial portion of the technical information needed to:
(1) characterize existing conditions and define coastal environmental problems; (2)
coordinate the design and  implementation of regional monitoring and assessment
activities; and (3) identify, assess,  and  recommend management  strategies and
solutions that will enhance and protect regional coastal environmental  quality.
1.6  Organization of the Remainder of This Plan
      The  remaining sections of this document  are organized in the following
manner:

      •     Approach and Rationale (Chapter 2.0) provides an overview of  all
            aspects of EMAP-NC.

      •     Sampling Design (Chapter 3.0) provides a detailed description of the
            proposed sampling approach.

      •     Indicator  Development  and Evaluation (Chapter  4.0) details the
            strategy used  to select  the parameters to  be measured (i.e.,
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indicators  of  environmental  quality),  discusses the  basis  for
selections, and describes activities that will be conducted to evaluate
the indicators that have been selected and to identify additional indi-
cators.

Analysis and Integration (Chapter 5.0) provides an overview of what
analyses will be conducted and how their results will be  used.

Information Management (Chapter 6.0) provides a general description
of data management procedures that will be used to ensure that the
collected data are  provided to  users quickly  and  efficiently.  This
chapter also describes the information management system that will
be used to monitor the status of project activities.

Logistics Plan (Chapter 7.0) describes how sampling activities will be
conducted and  how unanticipated   logistical  problems  will  be
addressed.

Quality Assurance  (Chapter 8.0) details the procedures that will be
used to ensure that the quality of the data collected is sufficient to
meet program objectives and the needs of prospective users.

References (Chapter 9.0) is the list of  references cited in the text.

Appendix  A is a conceptual overview of EMAP.

Appendix  B is a copy of the MOU between NOAA  and EPA relevant
to status and trends monitoring of estuarine environments.

Appendix  C is a  list of  participants  at  the EMAP-NC indicator
workshop.
                       1-12

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                 2.0  APPROACH AND RATIONALE
      Assessing the status and trends  for the nation's estuarine and  coastal
ecological resources  requires data collected in a standardized manner, over large
geographic scales,  for long periods of  time.  Such  assessments cannot be
accomplished by aggregating data from the many individual, short-term monitoring
programs that have been conducted in the past and are being conducted currently.
Differences in the parameters measured, the  collection methods used, timing of
sample collection, and program objectives severely limit the usefulness of historical
monitoring data  for conducting  regional  and national  status and  trends
assessments (Beanlands and Duinker 1983, 1984; Wolfe et al. 1987; Chesapeake
Bay Panel 1988; Panel on  Particulate Wastes in the Ocean 1989;  NRC 1989,
1990a,  1990b).

      The EMAP Near Coastal program (EMAP-NC) proposes to monitor a  defined
set of parameters (i.e., indicators of estuarine and coastal environmental  quality)
on a regional scale, over a period of decades, using standardized sampling methods
with a probability-based sampling design.  These characteristics distinguish EMAP-
NC from other monitoring  programs and will provide the data for preparing the
regional  and  national  scale assessments  that are  needed  to  address the
environmental issues of the 1990s and  beyond (Reilly 1989; Thomas  1988a,
1988b).

      Local programs that measure the same parameters and sample in a  manner
compatible with EMAP will be able to use EMAP products to  obtain a regional and
national perspective with which to evaluate the seriousness of local problems.
This will assist them in two ways:  (1) by determining whether their problems are
unique, and (2) by facilitating detection of problems that are more easily measured
on regional or national scales (e.g., determination of whether apparent declines in
valued resources are associated with regional changes in climate or is more likely
attributable to regional or local changes in pollutant loadings).

      Because of its unique approach to monitoring EMAP-NC will be  able to
accomplish the following:

      •     Assess the status, extent,  and  geographical distribution  of the
            nation's estuarine and coastal ecological resources,
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      •     Estimate the proportion  of those resources that are declining or
            improving,  where, and at what rate,

      •     Quantify pollution exposure on regional and national scales,

      •     Identify the factors that are contributing to declining conditions and
            assess  which  factors represent the  greatest  threat  to  valued
            resources and ecosystem attributes,

      •     Determine  whether  environmental  regulations  and  enforcement
            actions are protecting near coastal ecological resources adequately,
            and

      •     Identify emerging problems before they reach crisis proportion.


2.1 Scope of the EMAP Near Coastal Component
      EMAP-NC has established its inland boundary as the limit of tidal influence.
The outer boundary is the continental shelf break.  Ecosystems occurring between
these boundaries that ultimately will be sampled  by EMAP-NC are the following:

      •     Estuarine and Coastal Wetlands -- submerged lands characterized by
            periodic  or constant saturation and  the  presence of vegetation
            adapted to or tolerant of saturated soils,

      •     Estuaries -- semi-enclosed bodies of water that have a free connec-
            tion with the open sea and an inflow of freshwater that mixes with
            the seawater; estuaries include fjords, bays, inlets, lagoons, and tidal
            rivers,

      •     Coastal Waters -- the waters lying over the continental shelf that are
            more saline than estuaries, and

      •     The Great Lakes -- freshwaters not affected by marine currents; each
            lake has a  unique, complex current pattern.

      At the  present time, EMAP does  not have the  financial resources to
implement regional monitoring  programs in  all estuarine and coastal ecosystems
simultaneously.  Therefore,  a  phased  implementation is proposed that focuses
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much of the initial efforts on estuaries. The reasons for selecting estuaries as the
starting point are:

      •     Natural hydrodynamic and chemical processes concentrate and retain
            pollutants in estuaries.  As a result, estuaries are repositories for
            many of the pollutants released  into the nation's waterbodies  and
            atmosphere and are integrators of man's insults on the near coastal
            environment (Conomos and Peterson  1976; Schubel and Carter
            1976, 1984;  Goldberg et al. 1978; NRC  1983,  1989; Biggs  and
            Howell 1984; Schubel and  Kennedy 1984; OTA  1987; Nixon et al.
            1986).

      •     Demographers project that the  high  urbanization  rate of  estuarine
            watersheds will continue through the 1990s; by the year 2000, over
            75 percent of the nation will live within 50 miles  of the coast (OTA
            1987).  Most of these individuals will live in a watershed that drains
            into an estuary.

      •     Estuaries provide critical spawning  and nursery habitat  for many
            commercially and recreationally  important fish and shellfish (Gunter
            1967; Tagatz 1968; Lippson et al. 1979).  Protection of  estuarine
            habitats  and biota is critical to the sustainability of commercial  and
            recreational fisheries (May 1974, Polgar 1982).  Early life  stages of
            these resources are very sensitive to pollution  insults (Hall et al.
            1982; Weltering 1984).

      •     The environmental quality and status of living resources in estuaries
            is strongly influenced by the ecological condition in estuarine  and
            coastal wetlands, as well as by environmental conditions throughout
            the watershed (EPA 1983;  Donovan and Tolson 1987; Costanza et
            al. 1990).  As a result, information on the status and  trends of
            estuarine ecosystems should provide information about the condition
            of other coastal ecosystem types, and perhaps, the entire watershed.

      •     The ecological condition of estuaries appears to be more  degraded
            than that of coastal waters (OTA 1987).

      •     The U.S.  Fish and Wildlife Service (FWS) and NOAA are assessing
            the status and trends of estuarine and coastal wetlands on a national
            scale.  EMAP-NC will coordinate with the FWS and NOAA to define
            the scope of assessment  activities required  to initiate  regional
            monitoring programs for estuarine and coastal wetlands. EMAP-NC
            considers it critical to include wetlands in  its  estuarine program
                                   2-3

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            before  a  regional monitoring  program  is  implemented  in  the
            southeastern United States and the Gulf of Mexico.
2.2 Sampling Design
      The sampling design for EMAP-NC has three elements:

      •     A reaionalization  scheme for partitioning  estuarine  and  coastal
            resources  into  regions  with  similar  ecological  properties that
            constitute reasonable reporting units,

      •     A classification  scheme to define subpopulations of interest (e.g.,
            classes of estuaries, types of wetlands) that can be sampled using
            a common approach, and

      •     A statistical design that will obtain unbiased estimates  of the status
            and trends of near coastal ecological resources cost effectively.

      EMAP-NC will use the regionalization scheme shown in Fig. 2-1 to divide the
nation's estuarine and coastal resources into a series of biogeographical provinces.
Initially, field activities will be implemented in the Virginian Province, with other
provinces added in subsequent years.  By 1995,  all provinces in the continental
U.S. should  be included in the sampling program.  At this time,  EMAP-NC plans to
sample only those portions of the Acadian  and West  Indian provinces that are
under the control of the United States government.

      The classification scheme is used to subdivide estuaries into classes that
have similar physical  features and are likely to respond to stressors in a  similar
manner.  The classes  defined  include:  (1) large, continuously distributed estuaries
(e.g., Chesapeake Bay, Long  Island Sound); (2) large tidal rivers (e.g., Potomac,
Delaware, Hudson Rivers); and (3) small, discretely distributed estuaries, bays,
inlets, tidal  creeks,  and rivers (e.g.,  Barnegat Bay, Indian River Bay,  Lynnhaven
Bay, Elizabeth River).  The purposes of classifying  estuaries into categories having
similar attributes (e.g., size,  shape,  resource distributions) are:  (Da common
sampling design can be applied to each class, (2) the variability in conditions within
a class should  be less  than that which occurs among classes, reducing the number
of samples  necessary to characterize  a class accurately, and (3) the degree of
confidence with which inferences can be made about systems  within a class that
are not sampled is increased.
                                    2-4

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                         EMAP Biogeographical Provinces
to
en
          Columbian
          Californian v^'H
                                                                       Acadian
                                                                      Virginian
                                                                           West Indian
    Figure 2-1. EMAP-NC biogeographical provinces

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      A  critical issue  that must be addressed  by EMAP-NC is  how best to
represent the ecological condition  of estuarine and coastal environments with
limited financial resources and relatively few samples. It is obvious that one or two
samples, from one or two locations, at one time of the day, in a specific season
of a  particular year cannot characterize the  ecological  condition of even a small
estuary.  Such a sampling program  is justified only if it can be demonstrated that
parameters that are indicative of the overall  ecological condition of estuaries can
be identified and a population approach to sampling can  be used to characterize
estuarine resources. That is, resources and locations that are sampled  can be used
to make inferences about unsampled resources and locations.  One of the major
goals of EMAP-NC 1990 field effort is to make this demonstration.

      EMAP-NC does not have the resources to characterize natural variability or
to assess status in all seasons.  Therefore, sampling will  be limited to a confined
portion of the year (i.e., an index period), when measured parameters are expected
to show the greatest response to pollution stress and within-season variability is
expected to be reduced. EMAP-NC has selected summer as the appropriate index
period.  For most estuarine and coastal ecosystems in the northern hemisphere,
mid-summer (July-August) is a period when  dissolved oxygen concentrations are
most likely to approach stressful low values (Holland et al.  1977;  EPA  1984;
Officer et al. 1984), and the cycling and adverse effects of contaminant exposure
are greatest because of low dilution flows  and high temperatures (Connell and
Miller 1984; Sprague 1985, Mayer et al.  1989).  In addition, fauna and flora are
usually  abundant  during  summer, increasing  the  probability of collecting the
organisms required to complete assessments.

      Within each estuarine class, elements of  systematic, random,  and  fixed
location sampling based on scientific judgement will be used. Large, continuously
distributed estuaries will be sampled using a randomly placed systematic grid.  Grid
points will be about 18 km apart, and the entire  estuary will be sampled.  Large
tidal rivers will be sampled along systematically spaced lateral transects. Transects
are located about 25 km apart.  The starting  point for the first transect  at the
mouth of the river (between river mile  0-25)  will  be  randomly selected.  Two
sampling points are located on each transect; one is randomly selected and one is
an index sample. The  goal of the index  sample is to use scientific judgement to
identify sampling locations that can be used to determine if degraded conditions
occur in a system without having to conduct intensive surveys. The index sample
site  will  be located in  a depositional, muddy environment where sediments are
accumulating, and the potential for exposure to low dissolved  oxygen concen-
tration and/or to contaminants is high. Small, relatively discrete estuaries will be
sampled using a population approach.  First, a list of all small estuaries is defined
and  placed in order according  to latitude. Then  the estuaries are classified into
groups of four and one estuary from each group is randomly selected for sampling
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without replacement.  Two samples are located in each small estuary that  is
sampled; one is randomly selected and one is an index sample.  Regional scale
information from  index  sites will be  combined with similar information  from
randomly selected locations.

      Index samples will be used to estimate the proportion of sampling sites  in
small  estuaries and tidal river segments that have unacceptable (or acceptable)
indicator values in places that are particularly vulnerable to  pollution  impacts.
However, the index samples are biased and cannot  be used alone to estimate the
extent of degradation.  When regional scale  information from index  sites  is
combined with similar  information  from randomly selected locations, robust
statements can be made about the proportion of systems that have  pollution
problems in highly vulnerable sites as well as about the extent and magnitude (i.e.,
area! extent) of degradation for the  population  of small estuaries and tidal river
segments.                                                   ;t

      When it is  implemented, EMAP-NC will  operate on a four-year sampling
cycle, with approximately one fourth of the total number of samples needed to
make an overall  assessment collected in each year.  Regional  interpretative
assessments will be prepared every four years by  combining  the data collected
over the four year cycle.  Such a multiyear baseline reduces the confounding effect
of year-related phenomena (e.g., weather) to the assessment process. Multiyear
baselines are particularly important for evaluating the effectiveness of management
actions  (EPA  1983a, 1983b).  Annual assessments can be made with  the data
collected during any year; however, these annual assessments will have a higher
degree of uncertainty than assessments  based on the  full four year sampling
program.

      Many studies have defined the major problems facing the nation's estuaries
and coastal waters (OTA 1987; EPA 1987; NRC 1989; NOAA  1988).  In general,
these studies conclude  that the  major environmental issues for estuarine and
coastal ecosystems are those that adversely affect the maintenance of balanced
indigenous populations of fish, shellfish, and other  biota including the following:

      •     Increases in the amount of water that has low dissolved oxygen
            concentration levels,

      •     Euuophication,

      •     Chemical and  microbial contamination of  water,  sediments,  and
            biological tissue,
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      •      Habitat modification, and

      •      Cumulative impacts of more than one of the above.

The EMAP-NC indicator strategy was developed to address these problems and
their associated impacts on valued ecosystem attributes.


2.3 Indicators of Environmental Quality
      EMAP-NC does not have the resources to monitor all ecological parameters
of concern to the public. Congress, scientists, and decision makers.  Therefore, a
defined set of parameters that serve as indicators of environmental quality will be
measured. EMAP-NC indicators will be selected to be:

      •     Related to ecological condition in a way that can be quantified and
            interpreted,

      •     Applicable across a range of habitats and biogeographical provinces,

      •     Valued by and of concern to society, and

      •     Quantifiable in  a standardized  manner  with  a high degree of
            repeatability.

      The selection of indicators that will be used by EMAP-NC is an ongoing
process.   It  is anticipated that a number of years will  be required to develop a
complete list of indicators.  The selection process consists of the following steps:

      •     Identification of valued ecosystem attributes and stressors that affect
            them,

      •     Development of  a conceptual source-receptor model that links valued
            ecosystem attributes to stressors,

      •     Using the conceptual model to identify candidate indicators,

      •     Evaluation and classification  of candidate  indicators into categories
            (core, developmental,  research)  using evaluation criteria  that are
            generic  to  all EMAP  resource  groups (e.g.,  forests, arid lands,
            agroecosytems),
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      •     Testing  and evaluation of  indicators  to  assess their ability  to
            discriminate between polluted and unpolluted sites,

      •     Conducting regional  scale  demonstration  projects  to  show  the
            feasibility  of  indicators  and the  value  of  indicator  data  to
            characterizing overall ecosystem status, and

      •     Periodic  revaluation of indicators.

      Categories of indicators that were identified and will be sampled by EMAP-
NC include the following:

      •     Response Indicators --  Measurements that  quantify  the integrated
            response of ecological resources to individual or multiple stressors.
            Examples include measures of the condition of  individuals (e.g.,
            frequency  of  tumors  or  other   pathological  disorders  in fish),
            populations (e.g., abundance, biomass), and  communities (e.g.,
            species composition,  diversity).

      •     Exposure Indicators  -- Physical, chemical, and  biological measure-
            ments that quantify pollutant exposure, habitat degradation, or other
            causes of degraded ecological condition. Examples include contam-
            inant concentrations in the water, sediments, and biological tissues;
            the acute toxicity of  sediments to endemic or  sensitive biota; and
            dissolved oxygen concentration.

      •     Habitat Indicators -- Physical, chemical, and biological  measurements
            that  provide basic  information about the natural  environmental
            setting.  Examples include water depth, salinity, sediment character-
            istics, and temperature. Habitat indicators will be used to normalize
            values for exposure  and response indicators across  environmental
            gradients. Habitat indicators may also be used as a basis for defining
            subpopulations of interest for assessments.

      •     Stressor Indicators -- Economic, social, or engineering measures that
            can  be used to  identify  the sources of  pollution  and  causes  of
            environmental  problems and poor ecological condition.  Examples
            include human  demographics, land use patterns,  discharge records
            from manufacturing  and  sewage treatment facilities, freshwater
            inflows, and pesticide usage on the watershed.  Stressor data will be
            gathered primarily from existing federal and state programs (e.g.,
            NOAA's  National Coastal  Pollution  Discharge  Inventory-NCPDI,
            wetland acreage and extent from FWS's National Wetland Inventory,
                                    2-9

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            NOAA, and State wetland inventories and maps), from other EMAP
            task groups (e.g., the extent and distribution of forests, atmospheric
            deposition  of  pollutants),   and  from  local  permitting/planning
            agencies.  EMAP-NC recognizes that it also will have to spend some
            of its resources on measuring stressors.

      The relationships among indicator  categories are summarized in Fig. 2-2.
Information on exposure, habitat, and stressor indicators will  be used  to identify
potential factors contributing to the status and trends of response  indicators. A
list of indicators that will be used in the first year of the program  is provided in
Table 2-1. In this first year, EMAP-NC will over-sample indicators and use the
data collected to  develop a reduced list of indicators that  can  be  applied to
characterize overall  estuarine condition  accurately when  the  program  is fully
implemented.  The over sampling is necessary because indicators of estuarine
condition  that  are  acceptable to  the  public  and  scientists  and  have  been
demonstrated to be appropriate to apply at regional scales are not well developed.
2.4  Analysis and Integration
      Integration  and synthesis of EMAP-NC  data into  assessments of the
condition  of estuaries is a formidable  challenge.  Assessment results  must be
scientifically defensible and presented in a manner that can be understood by non-
technical audiences.  Unfortunately, estuarine science has not developed measures
of the environmental condition of estuaries that are accepted by scientists and
understood by the public and other non-technical audiences.

      To accomplish its objectives,  EMAP-NC will conduct the following types of
analyses:

       •     Status  assessments,

       •     Trends evaluations, and

       •     Diagnostic evaluations including identification of factors that may be
             affecting status and trends.

       The analysis approach for status assessments will be hierarchical.  First the
overall condition of estuarine resources will be quantified using response indicators
to define  the extent and magnitude of  pollution problems.  Then, this integrated
assessment will be decomposed to define associations between exposure, habitat,
                                    2-1Q

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              EMAP-NC  INDICATOR  STRATEGY
        RESPONSE
        INDICATORS
        Living Resources

        Abundance Biomass
        Benthos and Fish    •<—
        Diversity/Composition
         Benthos and Fish
        Fish Pathology/Hispopathology
                         IMPACTS
             Low Dissolved Oxygen
             Eutrophicalion
            " Contamination
             Habitat Modification
             Cumulative Impacts
                                EXPOSURE
                                INDICATORS
                                      STRESSOR
                                     INDICATORS
Low Dissolved Oxygen
Contaminant Concentrations in
 Water
 Sediments
 Fish Muscle
Bioassays
 Water
 Sediment       ^	
                                                  PROBLEMS
 Nutnent/BOD Loadings
_ Contaminant Loadings
 Hydrologic Modifications
 Shoreline Development
 Freshwater Discharge
 Climate
 Land Use Patterns
. Pollutant Loadings
 Human Population Density
 Human Demographics
                                            HABITAT
                                           INDICATORS
                                         Water Depth
                                         Salinity
                                         Sediment Characteristic
Figure 2-2.
Overview of the indicator strategy for EMAP-NC.  The manner in which indictors are related to the
major environmental problems and impacts is also shown.

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Table 2-1.  List of EMAP-NC indicators by major category
Category
              Proposed  Indicator
Response
Exposure
Habitat
Stressor
Benthic species composition and biomass
Gross pathology of fish
Fish community composition
Relative abundance of large burrowing shellfish
Histopathology of fish
Apparent RPD

Sediment contaminant concentration
Sediment toxicity
Contaminants in fish flesh
Contaminants in large bivalves
Water column toxicity
Continuous and point measurements of dissolved oxygen
concentration

Salinty
Sediment characteristics
Water depth

Fresh water discharge
Climatic fluctuations
Pollutant loadings by major category
Land use patterns of watershed by  major categories
Human population density/demographics
Fishery landings statistics
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and stressor indicators and to identify likely causes and relative contributions of
various stresses to problems.

      A  principal graphical representation of  EMAP status information will be
cumulative distribution functions  (CDFs).  CDFs were chosen because  essential
information on both central tendency (e.g.,  mean, median) and extreme values can
be summarized in an easily interpreted graphical format (Fig. 2-3).  CDFs will be
prepared for response indicators for each estuary class, for all estuaries within the
region, and eventually for all estuaries nationally.  CDFs also will be prepared for
selected  exposure indicators and to characterize habitat conditions using habitat
indicators.

      The approach  to trend assessment will consist of sampling a portion (e.g.,
one fourth) of the sampling sites each year in a manner that ensures geographic
dispersion and repeating the cycle on a regular basis (e.g., every 4 years). Annual
estimates of status can be  evaluated individually or aggregated  with other years
to establish multi-year baselines that are more stable than annual estimates. Multi-
year baselines are particularly useful for measuring trends and for evaluating the
effectiveness of pollution control programs.

      Although individual response Indicators are important measures of specific
aspects of environmental condition, the goal of  EMAP-NC is to provide answers to
questions with an holistic perspective of estuarine systems.  Multiple statements
(i.e., multiple CDFs)  about  the status and  trends of the nation's estuaries, each
based on a  different response indicator, present  information that may confuse
many EMAP clients.  Single, integrated statements about  the  overall  status of
estuarine resources are more easily communicated and understood.  Therefore,
EMAP-NC must develop an Estuarine Condition Index (ECU that integrates the data
collected for multiple response indicators into a single CDF  describing the status
of estuarine resources.
2.5  Data Management
      EMAP-NC will use a distributed data management system. In this system,
data are produced at a number of remote locations, where samples are processed.
Results,  are then  transferred to a central site  where  they  are verified to  be
reasonable and are  integrated  into the Near Coastal Information  Management
System (NCIMS). The NCIMS will include data in both raw and summary form to
minimize  costly  redundant  analysis  (NCR  1990a).   Information  on study
characteristics, institutional and  organizational  structures,  sampling methods,
sample status, data format, quality assurance, key scientists involved in the
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                           Example CDF
          100
              Subnominal|  Marginal
                           234

                             Indicator Value
Figure 2-3.  Example cumulative frequency distribution.  Dotted lines represent
           confidence limits.
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generation of each data set, and data access support will be available for all data
sets.  Data management reports that summarize the types, volume, and quality of
data,  as well as a list of the specific data sets that are available, will be prepared
and distributed to potential users frequently (i.e., approximately every two years).
2.6  Quality Assurance
      EMAP-NC will employ EPA's data quality objectives (DQO) approach to
ensure that the type, amount, and quality of data collected are adequate to meet
program goals and that analysis results have quantifiable and acceptable levels of
uncertainty.  The DQO process is an iterative approach, balancing costs against
uncertainty, to achieve a desired or acceptable level of data quality (Fig. 2-4). The
first step in the DQO process consists of determining the level of uncertainty that
the decision makers who will use the data are willing to accept. Then, the uncer-
tainty associated with the measurement program is estimated. The two estimates
are compared and the sampling program modified (e.g., the intensity of sampling
increased  or decreased, sampling  methods  altered)  until  the proper balance
between costs and uncertainty is achieved.  Once an acceptable level of uncer-
tainty has been established, quality control and quality assessment procedures are
applied to each program element (e.g., field sampling, laboratory analysis, transfer
of information to a data base, and data analysis) to ensure that the specified level
of quality  is attained and maintained.

      Because regional data with which to estimate spatial and temporal variability
within the summer index period are either unavailable or unaccessible for most, if
not all, of the proposed  indicators, it  will not  be  possible for EMAP-NC to
implement DQOs during the first year or two of the program. Accordingly, the first
year's  program will be  implemented  using  Measurement  Quality Objectives
(MQOs).   MQOs  establish  the acceptable  level of uncertainty for  field  and
laboratory methods. MQOs differ from DQOs  in that they do not consider spatial
and temporal variability  in estimating uncertainty  levels.  The MQO uncertainty
level for each  indicator will be  based  on the available scientific  literature for
sampling,  processing,  and measurement methods  or a manufacturer's specifica-
tions for a given  instrument (Plumb 1981; Holme and Mclntyre 1984; SeaBird
Electronics, Inc. 1987; Pollard  et al. 1990).

      The data collected using MQOs during the first several years of EMAP-NC
will be used to measure the uncertainty associated with the regional measurement
program for each indicator.  This information  will then be evaluated, acceptable
DQO's defined, and the sampling program modified as necessary to address pro-
gram objectives.  For additional information on the EMAP quality assurance
                                   2-15

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     Increasing
Uncertainty
                              Data
                            Quality
                          Objectives
                                                       Costs
     I

Decreasing
                                                 Decreasing
Figure 2-4.  Role of data quality objectives in obtaining a  balance between
          available resources and the level of uncertainty
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program, readers should refer to the Quality Assurance Project Plan developed for
the 1990 Demonstration Project in estuaries of the Virginian Province (Pollard et
al. 1990). EMAP-NC also has developed field collection and laboratory processing
methods manuals that standardize  sampling and processing operations for this
study (Stroebel 1990; Graves 1990).
2.7  EMAP Reporting


      EMAP-NC will produce three types of reports to meet the objectives of the
program:  (1) Annual Statistical Summaries, (2) Interpretive Assessment Reports,
and (3) Special Scientific Reports. Annual Statistical Summaries will be prepared
approximately 9 months after data  are  collected and will provide tabular  and
graphical summaries of each year's  collections.  They will be analogous to the
annual reports prepared by the Department  of Commerce for leading economic
indicators.   Interpretive  Assessment Reports will be prepared  for  the  public,
Congress, interested scientists, and decision makers (e.g., the  EPA Administrator)
every 4 years and will:

      •      Assess status of ecological  resources on regional scales,

      •      Measure trends in ecological resources,

      •      Identify likely causes of poor, deteriorating, or improving conditions,

      •      Assess the extent and magnitude of pollution exposure and impacts,

      •      Identify emerging problems and their likely causes before they reach
             crisis proportions, and

      •      Assess the effectiveness of regulatory/control programs.

Special Scientific Reports will be produced periodically to address specific concerns
raised about the program (e.g., appropriateness of design) and topical areas of
general interest (e.g., results  of the indicator testing and evaluation program).


2.8  1990 Demonstration Project
      As  a  first  step  in  accomplishing  the  objectives  of  EMAP-NC,  a
Demonstration Project will be implemented in the Virginian Province in 1990.  The
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major goals of this Demonstration Project are to evaluate the utility of the EMAP
sampling design and approach and, at the same time, collect the  information
necessary to develop a technically sound and cost-effective sampling program that
can be implemented over the long term.  The goals of the 1990 Virginian Province
Demonstration Project include the following:

       •     Demonstrate the value of regional monitoring data collected in a
            standard way, measuring a defined set of parameters, using a robust
            sampling design as a basis for status assessments,

       •     Identify,  test, and evaluate indicators of environmental quality for
            estuaries that can be applied over broad regions,

       •     Develop  standardized sampling and  processing  methods  for
            evaluating estuarine environmental quality,

       •     Evaluate alternative sampling designs and approaches for establishing
            a regional and national monitoring network in  estuaries,

       •     Develop  analysis procedures for converting  monitoring  data into
            information  useful to the public, Congress, environmental decision
            makers, policy analysts, and the scientific community, and

       •     Identify and resolve logistical problems associated with conducting
            a regional/national scale monitoring program in estuaries.

       EMAP-NC is being  implemented in  the Virginian Province (i.e., the Mid-
Atlantic region) for the following reasons:

       •     There is a high level of public concern that estuarine resources in this
            region are  degrading  at a faster rate than those in  other regions
             (Smart et al. 1987; Toufexis 1988; Morganthau 1988; OTA 1987).

       •     The information obtained will be invaluable to many forthcoming
            management decisions, including development of a restoration plan
            for the New York Harbor Complex; development of monitoring and
             management plans for the Delaware Bay, Narragansett Bay, Buzzards
             Bay,  and  Long  Island  Sound  National  Estuary Programs; and
             evaluation of the effectiveness of the Chesapeake Bay management
             plan.

       •      Many of the proposed indicators and sampling approaches have been
            tested and validated for broad regions of the Virginian Province (e.g.,
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            EPA 1984b; Holland et al. 1987; NOAA 1987; Dauer et al. 1988;
            Turgeon et al. 1989).

      •     Proximity  to  the  EPA  Environmental Research  Laboratory  at
            Narragansett,  Rhode Island,  will facilitate  resolution of  many
            logistical problems.

      The  1990 Virginian Province Demonstration Project includes a number of
program enhancements. These special studies include:

      •     An indicator testing and evaluation program that will evaluate the
            ability of indicators to discriminate between polluted  and unpolluted
            environments,

      •     Temporal  sampling  for some indicators  (e.g.,  dissolved  oxygen
            concentration) extending beyond  the boundaries of the anticipated
            index period to better define starting and ending times for the index
            period,

      •     Repeated  measurements  of selected  indicators (e.g., dissolved
            oxygen  concentration,  fish  community  characteristics,   and
            contaminants  in fish flesh) during the index period to assess their
            stability and suitability for application in the sampling design, and

      •     Intensive spatial sampling conducted at a subset of stations  (i.e., the
            Delaware River, Delaware Bay, Indian River Estuary), to evaluate the
            advantages  and disadvantages  of sampling at  alternative spatial
            scales.

      Because the objectives  of the 1990  Virginian  Province  Demonstration
Project are somewhat different from those envisioned for the full implementation
of EMAP-NC, the reporting associated with the 1990 study will  include several
additional reports including the following:

      •     An Example Assessment Report, due in fall 1990, that will present
            examples of the kinds of assessment information that EMAP-NC will
            produce.

      •     A Demonstration Project Activities Summary,  due in winter  1990-
            1991, that summarizes the  data  collected, describes the status of
            data records, identifies and discusses problems and  issues  encoun-
            tered during the field program, and develops recommendations for
            improving logistical activities during the implementation phase.
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A Demonstration Project Interpretative Assessment Report, prepared
in spring 1991, that makes a status assessment for the Virginian
Province based on one year of data and presents the findings of the
indicator testing and evaluation program, intensive spatial sampling
efforts, and the evaluation  of  alternative sampling designs.  The
report will provide the technical basis for the design of future EMAP-
NC  monitoring efforts in the Virginian Province and elsewhere.
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                       3.0  SAMPLING DESIGN
      Program objectives are the major factor that influence the sampling design
for monitoring and assessment programs, including when and where samples are
collected and what parameters are measured. A sampling design that is closely
linked to objectives not only ensures that the data collected will address those
objectives, but also facilitates  synthesis and integration of the data into useful
information (NRC 1990a).  In  this chapter,  the strategy  and procedures that
EMAP-NC will use to determine when and where samples will be collected is
discussed. In the following chapter (4.0 Indicators of Environmental Quality), the
process that will be used to identify and select the parameters (i.e., indicators) to
be measured will be described.

      Most of the  resources  for monitoring   and  assessment programs  are
expended on the collection  and processing  of  samples (Downing  1979).  For
example,  70-80% of the cost for the benthic  element of  the Chesapeake Bay
monitoring program is for sample collection and processing (Holland et al. 1986K
In many monitoring  and assessment programs  the largest fraction of  available
resources is associated with data collection, leaving  inadequate resources for
synthesis and integration activities crucial for converting the data  into information
needed to address program objectives (NRC 1990a).  It is critical that the EMAP-
NC sampling design is constructed in a manner that ensures that sample collection
and processing  are not excessive and that adequate resources are available for
synthesis and integration.
3.1 Elements of the Sampling Design
      EMAP-NC seeks to assess the ecological condition of U.S. estuarine and
coastal resources and  to measure changes in that condition  in a manner that
facilitates determination  of the effectiveness of  environmental  policies and
regulations for protecting valued system attributes. To accomplish its objectives,
EMAP-NC must develop a sampling program that:

      •     Determines the quantity,  extent  (e.g., kilometers, hectares), and
            geographic distribution of each estuarine and coastal ecosystems of
            interest,

      •     Estimates the  proportion  of  each ecosystem  class  that  is  in
            acceptable and unacceptable condition,
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      •     Measures the proportions that are degrading or improving, where,
            and at what rate,

      •     Determine the level of pollution exposure by ecosystem class and
            region, and

      •     Identifies the likely reasons for degradation or improvement  in a
            manner  that can  be  used  to   evaluate  the  effectiveness of
            environmental policies and regulatory programs.

      EMAP-NC includes all estuarine and coastal ecosystems of the United States
including estuaries, tidal wetlands, coastal waters, and the Great Lakes.  The
ecological characteristics (e.g., resource types, processes controlling distributional
patterns) and environmental problems (e.g., low dissolved oxygen concentration,
toxics contamination) affecting these ecosystems vary regionally, as well as across
ecosystem  types.  A reqionalization scheme is  required to allocate estuarine and
coastal resources into manageable  sampling units for collection and reporting of
data.  The  regions should  be  applicable to all near  coastal ecosystem types.  A
classification scheme  is required to organize the near coastal ecosystems within
a region into classes that facilitate sampling and interpretation of data.  Finally, a
statistical sampling design must be developed for  collection of samples across
regions and ecosystem classes.
3.2  General Sampling Approach
      EMAP-NC could use either of two general sampling approaches to collect
the data required to accomplish its objectives.  These are:

      •     Census the nation's estuarine and coastal ecosystems and important
             habitats on a periodic basis (e.g., every 4 years), and

      •     Sample a subset of estuarine and coastal resources periodically, and
             use the data to make inferences about unsampled areas.

      The census technique is the appropriate sampling method for characterizing
and  assessing  status and trends for some rare  resources,  because minimal
population densities  require  that  most of  the  resource must be  sampled  to
characterize status and to measure trends (e.g., changes in abundance of rare and
endangered  species or habitats). The  census technique is not a cost-effective or
appropriate  sampling approach for assessing the status and trends of  broadly
distributed, relatively abundant resources. EMAP-NC does not have the resources
to conduct  regular censuses of the  nation's  esutarine and coastal resources.
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Sampling a subset of the resources and using the information obtained about the
subset to make inferences about unsampled resources is the only approach that
is appropriate for EMAP-NC.

      The  subset of resources sampled by EMAP-NC could  be:  (Da sample
which   is  determined,  based  on   available   scientific  knowledge,   to   be
"representative" of the range of environmental settings that exist  in estuarine  and
coastal  environments,  or  (2)  a  probability  sample  of  estuarine and  coastal
resources.  Collection of "representative" samples is an extreme case of stratified
sampling and assumes that the data collected at the "representative" sampling
locations can be extrapolated to broader spatial  and temporal  scales. Available
scientific information is used to identify  "representative" sampling locations, as
well as to define the spatial scale and temporal periods that the samples represent.
Periodic collection of  "representative"  samples is a  powerful technique  for
measuring trends, because this approach minimizes interactions  between spatial
and temporal variation.  Because "representative" samples can be located at  any
of a number of  sites, they are generally easier to collect than probability samples
and frequently can be located at a site for which  there is existing historical data.

      Unfortunately, the current scientific understanding of the environmental
processes  that  control  condition  and  distributions  of  estuarine and  coastal
resources is inadequate to define the  bias and  uncertainty associated  with
extrapolating environmental quality information for "representative" locations to
other sites.  This is especially true for data collected over broad geographic scales
and  long time  periods.  Therefore,  EMAP-NC will  use a probability sampling
approach that samples resources in proportion to their abundance and distribution
and obtains unbiased estimates of resource characteristics and  variability.  The
probability sampling approaches selected will apply systematic (e.g., grid) sampling
to facilitate characterizations of spatial patterns and to encourage broad geographic
coverage.

      Many of the proposed parameters that EMAP-NC will measure exhibit large
intra-annual variability (Oviatt and Nixon 1973; Jeffries and Terceiro 1985; Grassle
et al. 1985; Holland  et al.  1987).   EMAP-NC  does not have the resources to
characterize this variability or to assess status for all seasons.  Therefore, sampling
will be  confined  to a  limited portion of the year  (i.e.,  an index period), when
indicators are expected  to show the greatest response to pollution  stress  and
within-season (i.e., week-to-week) variability is expected to be small.

      For most estuarine and  coastal  ecosystems  in the Northern Hemisphere,
mid-summer (July-August) is the period  when ecological  responses to pollution
exposure  are  likely to  be  most severe.  During this period,  dissolved oxygen
concentrations are most likely  to approach stressful low values (Holland et al.
1977; USEPA 1984; Oviatt 1981; Officer et al. 1984). Moreover, the cycling and
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adverse effects of contaminant exposure are generally greatest at the low dilution
flows and high temperatures that occur in mid-summer (Connell  and Miller 1984;
Sprague  1985, Mayer et  al. 1989).  Therefore, summer  was selected as the
appropriate index period for EMAP-NC.

      Once unbiased quantitative information on the kinds, extent, condition, and
distribution of  estuarine and  coastal  resources and  associated  estimates of
uncertainty are known, a  baseline of the status of existing conditions will be
established.  This  baseline information  will be used to develop  criteria for
identifying "representative" sampling sites for future sampling (e.g., trends sites,
detailed studies of  processes  associated with  deterioration  and recovery, the
magnitude of natural variation). This baseline will also be used  to determine the
"representativeness" of historical data and sampling sites (e.g., NOAA status and
trends sites). Over the long-term, EMAP-NC seeks to develop a sampling design
that includes both "representative" and probability sampling, incorporating the
advantages of both  approaches.
3.3  Definition of Boundaries
      Landward and  seaward boundaries for estuaries,  coastal and  estuarine
wetlands, and coastal waters are delineated as follows:

      •     Landward boundary -- The landward boundary of all estuarine and
             coastal ecosystems is the maximum inland extent of the tide (e.g.,
             the Troy Dam for the  Hudson River).

      •     Seaward boundary -- The seaward boundary of estuaries (as well as
             bays and sounds) is the point of confluence with the ocean. Wetland
             seaward  boundaries  are  the  continuously  inundated  (subtidal)
             margins, including nonvegetated mud flats.  The seaward boundary
             for coastal waters is the continental shelf break (approximately the
             200 m depth contour).

Landward and seaward boundaries of the Great Lakes will be defined in summer
1991, during the development of a conceptual plan to sample this province.
3.4  Reaionalization
       The EMAP-NC regionalization scheme consists of seven regions or provinces
 within the continental United States; five provinces  in Alaska,  Hawaii, and the
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Pacific territories; and a region that comprises the Great Lakes (Fig. 2-1). These
provinces are analogous to those used by NOAA and the U.S. Fish and Wildlife
Service for their  assessment programs and are applicable to all estuarine and
coastal ecosystem types (Beasley and Biggs 1987; Terrell 1979).

       The EMAP-NC regionalization  scheme is  based on two primary factors:
major climatic zones and prevailing oceanic currents. The climatic zones are those
described by Bailey (1970), and the ocean current delineation is based on Terrell
(1979).  Physical characteristics were  used to define regional boundaries rather
than ecological characteristics  because of the ease  and  precision with which
geographical boundaries can be defined using physical characteristics.  Regional
boundaries defined using ecological  characteristics are  less distinct than those
delineated using physical characteristics.  Boundaries defined by physical char-
acteristics,  however,  are  generally similar to  those defined  by  ecological
characteristics (Hedgpeth 1957; Knox  1986, Odum and Copeland 1974).

       In its initial phases, EMAP-NC will monitor estuarine and coastal status and
trends in only the seven provinces  comprising the continental United States:

       •     Acadian Province - This region spans the Gulf of Maine and includes
            estuarine and  coastal  systems from the eastern United States-
            Canada border to Cape  Cod, Massachusetts.  The Acadian Province
            is characterized by a  continental climate and is directly affected by
            the  Labrador Current.  It is typified by a deeply  incised, "drowned"
            coastline, with high tidal  energy in the northern portion of the Gulf
            of Maine, and rocky, cobble,  and sandy beaches along the southern
            portion  of the Gulf  of Maine.

       •     Virginian  Province  -- This region  includes the wide expanse  of
            irregular coastline from  Cape Cod, Massachusetts, to the mouth of
            Chesapeake  Bay (Cape Henry, Virginia).  It  includes many  large
            estuarine  systems  (e.g., Long  Island  Sound,   Delaware  Bay,
            Chesapeake Bay) as well  as a substantial number of small estuaries
            and tidal rivers.   The  Virginian Province  is  affected by both the
            Labrador Current and the Gulf Stream  and  is  characterized  by a
            continental/ subtropical climate.

       •     Carolinian  Province - This region includes the South Atlantic coast
            from Cape Henry, Virginia,  to  Cape  Canaveral,  Florida.   The
            Carolinian  Province is  characterized  by wide, shallow  estuarine
            systems (e.g., Albemarle-Pamlico Sounds), extensive barrier island
            systems (e.g., Georgia  and Carolina  sea islands), complex lagoon
            systems (e.g., Indian River),  and broad expanses of coastal marsh.
                                    3-5

-------
This region is dominated by the Gulf Stream and has a subtropical
climate.

West Indian Province -- This region includes South Florida (both the
southern Atlantic and Gulf coasts) and the Caribbean territories. The
portion of the West Indian Province that will be sampled by EMAP-
NC extends from Cape Canaveral, Florida, on the Atlantic Coast, to
Anclote Key, Florida, on the Gulf Coast and includes the Florida Keys
and Florida Bay. EMAP-NC is not planning to sample the Caribbean
territories at this time.  The West Indian Province is  dominated by a
tropical climate, resulting from the Florida current. It is composed of
diverse  ecological resources, including  regions  of  low,  swampy
coastline  (e.g.,  Biscayne   Bay),  large  coastal wetlands  (e.g.,
Everglades), extensive sea grass beds (e.g., shallow tidal flats around
the  Florida Keys), coral  reefs/heads  (e.g., Florida  Keys),  and
mangrove islands (e.g.. Ten Thousand Islands).

Louisianian  Province -- This region includes the majority  of the
coastline of the continental United States along the  Gulf of Mexico.
The Louisianian Province extends from Anclote Key, Florida,  to the
eastern United  States-Mexico border. The region has a sub-tropical
climate and is characterized by extensive  sandy  beaches  (e.g.,
Pensacola   region),  extensive   marsh  and  swamp  areas  (e.g,
Atchafalaya/Vermilion  Bays), barrier island  systems  (e.g.,  Texas
barrier islands),  hypersaline lagoons (e.g., Laguna  Madre), and an
expansive deltaic system (e.g.,  Mississippi Delta.)

Californian Province --  This region includes the Pacific  Coast  of the
Southwestern  United  States and is dominated by the California
Current. The Californian Province extends from  the western United
States-Mexico border to Point Reyes, California.  The region is char-
acterized by a dry, Mediterranean climate, beaches bordered by high
cliffs (e.g., Big Sur area),  deep  canyon estuaries  (e.g., Monterey
Bay), extensive kelp  beds, sporadic freshwater inflow,  and  two
relatively large  estuarine systems (i.e., San Francisco Bay and San
Diego Bay).

Columbian Province --  This region includes the Pacific  Coast  of the
Northwestern  United  States and is dominated  by  the Alaska and
California Currents.  The Columbian Province  extends from Point
Reyes, California, to the United States-Canada border.  This  region
has a continental/subtropical climate and is characterized by beaches
bordered by high cliffs, high freshwater inflow (e.g., Columbia  River),
                        3-6

-------
             numerous  rocky islands,  extensive  eelgrass beds, and  two large
             estuarine systems (i.e., Puget Sound and Columbia River Estuary).

A pilot project for the Great Lakes is planned for 1992.  Additional provinces that
comprise the remainder of the estuarine and codstal ecosystems of the United
States are not included in the initial planning for EMAP-NC (e.g., Alaskan, Aleutian,
Bering, Artie, and Insular)  and are not discussed further.

      EMAP-NC will be implemented in phases, beginning with a demonstration
project  in  the estuaries  of  the  Virginian  Province  in  1990.   In  1991,  a
demonstration  project  is  planned  for  the  Louisianian Province, followed  by
programs  in  the  Carolinian  Province in  1992,  the Acadian  and West Indian
Provinces  in  1993, and the Californian and  Columbian Provinces in 1994.  The
schedule for  initiating programs for coastal waters, wetlands, and estuaries in
Alaska, Hawaii, and the Pacific and Caribbean territories will be developed after
successful programs have been implemented in the estuaries of the Virginian and
Louisianian Provinces and the value of the EMAP approach has been demonstrated.
Major reasons for initiating EMAP-NC in  the estuaries  of the Virginian Province
have already  been discussed.
3.5  Classification
      Estuarine  resources  vary  widely  in   size,  shape,  and   ecological
characteristics. Many estuaries, like the Chesapeake Bay, are large, continuously
distributed resources that consist of expansive regions of a broad variety of habitat
types (e.g., multiple salinity zones and sediment types); whereas others (e.g., small
bays, inlets, and salt ponds) are relatively discrete resources composed predomi-
nantly of one (or a few) habitat type(s). It would not be cost-effective or logical
to sample such vastly different resource types using the same spatial  scale with
a single sampling design.   Excessive number of samples would be collected for
extensive and abundant resources and rare resources  would not be adequately
represented.  A classification scheme that organizes estuaries into groups with
similar physical and ecological characteristics is required to facilitate sampling and
interpretation of data.

      The specific  goals of the classification process are to categorize estuaries
into groups or classes:

      •      For which a common sampling design  can be used,
                                    3-7

-------
      •     That facilitate synthesis and  integration of the data collected  into
            assessments that can be used  for evaluating the effectiveness of
            management actions,

      •     Where the variability of indicators within a group (i.e.,  class) is less
            than that which  occurs among groups, reducing the number of
            samples necessary to represent ecological condition of a class
            accurately and facilitating measurement of similarities and differences
            among groups, and

      •     That allow inferences about  systems that are not sampled to be
            made with a quantifiable and  high degree of confidence.

The  classification  scheme presented in this section is specific to  estuaries;
however, the approach used and the principles developed are  applicable to all
coastal ecosystem types.

      Potential classification variables evaluated for classifying estuarine resources
included salinity, sediment type, and physical dimensions.  Physical dimensions
(surface  area,  aspect ratio)  were  chosen  as  the basis for the   EMAP-NC
classification scheme for estuaries, and the estuarine waters  of the Virginian
Province were classified into three categories: large estuarine systems, large tidal
rivers, and small estuarine systems.  Large  estuarine systems were  defined as
systems having surface areas greater than 260 km2 (~ 100 mi2) and  aspect ratios
(length/ average width) less than 20. Large tidal rivers were defined as systems
having surface areas greater than 260 km2  (-100 mi2)  and aspect ratios greater
than 20. Small estuarine systems were defined as systems having surface areas
less than 260 km2 (-100 mi2) but greater than or equal to 2.6 km2 (~ 1 mi2).

      The  boundaries of the classes defined above can be delineated accurately
from available NOAA maps and are not likely to change within the time frame of
EMAP.  In  addition, these classes are meaningful to a broad range of  audiences,
including environmental managers, Congress, scientists, policy analysts, and the
public, because they form groups of ecosystems for which regional and national
management actions could be implemented.  Table 3-1 summarizes the important
characteristics of the estuarine classes defined.

      A classification  scheme  based on  salinity  distribution   or  sediment
characteristics was not selected because such schemes did not:

       •     Define  groups  of systems that could be sampled  with  a common
             design.    Classes  based   on  salinity  distributions,  sediment
             characteristics, and pollution  loadings included rare and abundant as
                                    3-8

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Table 3-1.  Summary of the characteristics of estuarine classes
Characteristics
Surface Area
Shape
Salinity
Sediments
Watersheds
Management Regions
*? Contaminant Sources
Large Estuaries
> 260 km2
Aspect ratio < 20
Strong salinity
gradients
Heterogeneous
Large, complex
Multi-state
Multiple
Large Tidal Rivers
> 260 km2
Aspect ratio > 20
Partial salinity
gradients
Heterogeneous
Large, complex
Multi-state
Multiple
Small Estuaries
2.6 - 260 km2
Any
Generally does not hav<
salinity gradients
Relatively homogeneou:
Small
Usually, a single state
Relatively few

-------
            well as large and small system types. Such widely different system
            types can not be sampled with a common design.

      •     Facilitate the synthesis and integration of data into information that
            could  be used  for evaluating the  effectiveness of management
            actions. If samples are grouped into different classes from year to
            year as a result of natural variation (e.g., annual changes in the sizes
            of salinity zones that occur as a result of year-to-year variation in
            rainfall), then trend assessments are not reliable because it is unclear
            whether the trends observed are real or are due to variation in the
            classification process.

      •     Identify groups of systems that could be delineated  using available
            data and maps.  This delineation is necessary to ensure  that the
            number of  samples  allocated to each class is adequate  to  meet
            program objectives.

      •     Allow  aggregation or segregation of the data into geographic units
            that  were  meaningful from  a  regulatory  and  general   interest
            perspective (e.g., EPA regions).  Most environmental management
            actions are  taken for whole systems or groups  of systems.

      Although salinity, sediment characteristics,  and pollutant loadings were not
appropriate a priori classification variables,  they will be used as post-classification
variables during the analysis process to create subpopulations (strata) that facilitate
interpretation and synthesis of the  data.  The major constraint associated with
using salinity,  sediment characteristics,and pollution loading variables in a post-
classification mode  is that the number of samples comprising subpopulations will
vary from year-to-year. The consequence of variable sample sizes  will be that the
uncertainty levels associated  with findings will vary in an uncontrolled manner.

      A  total  of 22,873 km2 (~ 8,935 mi2) of  estuarine waters occurs in the
Virginian Province.   Table  3-2 provides a list of  the estuarine resources of the
Virginian Province with surface areas greater than or equal to 2.6  km2 (~ 1 mi2).
Resources with surface areas less than  2.6 km2 were not included  in the sampling
frame.

      Application of the  classification scheme to the Virginian  Province results in
the identification of:

      •     Twelve (12) large estuarine  systems with a total surface area of
             15,754 km2 (~ 6,153 mi2 or 70 percent of the total area to be
            sampled)
                                    3-10

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Table 3-2. List of estuarine resources within the Virginian Province with surface
           areas greater than 2.6 km2
System
Cape Cod











Block Island Sound/
Narragansett Bay






East Long Island




Long Island Coast




Long Island Sound






Estuary
Nantucket Ponds
Vineyard Ponds
New Bedford Harbor
Massachusetts Bays/Ponds
Cape Cod Canal
Westport River
Nantucket Harbor
Chatham Harbor
Edgartown Harbor
Vineyard Sound
Buzzards Bay
Nantucket Sound
Rhode Island Ponds
Connecticut Ponds
Taunton River
Providence River
Mt. Hope Bay
Sakonnet River
Narragansett Bay
Block Island Sound
Island Ponds
Shelter Sound
Little Peconic Bay
Napeague Bay
Great Peconic Bay
Moriches Bay
Hempstead Bay
Shinnecock Bay
Gardiners Bay
Great South Bay
Quinnipac River
Harlem River
Mystic River
Housatonic River
Niantic River
Thames River
East River
Surface Area
(km2)
2.6
2.6
2.8
3.4
4.1
6.2
14.2
34.2
37.0
265.2
604.8
1883.4
2.6
4.1
8.8
17.4
34.4
51.3
268.1
1342.4
2.6
27.7
56.7
86.8
93.5
31.9
37.3
55.2
173.8
343.7
2.6
2.6
8.5
9.1
9.1
11.9
14.0
                                    3-11

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Table 3-2. Continued
System
Long Island Sound
(Continued)



Hudson River/
Raritan Bay










New Jersey Coastline











Delaware Bay









Estuary
West Long Island Bays
New Haven Harbor
Connecticut River
Fishers Sound
Long Island Sound
Passaic River
Kill Van Kull
Hackensack River
Raritan River
Arthur Kill
Newark Bay
Upper NY/NJ Bay
Jamaica Bay
Sandy Hook Bay
Raritan Bay
Lower NY/NJ Bay
Hudson River
Shark River
New Jersey Coastal Bays
Manasquan River
Metedeconk River
Mullica River
Toms River
Navesink River
Shrewsbury River
Great Egg Harbor
Great Bay
Little Egg Harbor
Barnegat Bay
Smyrna River
Stow Creek
St. Jones River
Blackbird Creek
Leipsic River
Mispillion River
Alloway Creek
Christina River
C&D Canal
Cohansey River
Surface Area
(km2)
22.3
23.8
39.1
71.5
2884.2
2.6
4.1
4.7
8.8
9.8
14.0
33.9
35.0
61.6
71.7
217.3
335.1
2.8
3.9
6.2
6.7
7.5
8.0
9.8
11.1
22.3
40.9
86.2
201.0
2.6
2.6
2.6
2.6
2.6
2.6
2.6
4.7
4.7
6.5
                                    3-12

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Table 3-2. Continued
System
Delaware Bay
(Continued)




Delaware Bays


Maryland Coastline




Virginia Coastline



Chesapeake Bay


















Estuary
Schuykill River
Maurice River
Appoquinimink River
Salem River
Delaware River
Delaware Bay
Pepper Creek
Indian River Bay
Rehobeth Bay
Little Assawoman Bay
Sinepuxent Bay
Assawoman & Isle of
Wight Bays
Chincoteague Bay
Virginian Coastal Bays
Fishermans Inlet
Magothy Bay
Back Bay
Anacostia River
Appamatox River
Aquia Creek
Herring Bay
Wicomico River
Lynnhaven Bay
Pocomoke River
Port Tobacco River
Bohemia River
Nanjemoy Creek
Wye River
Breton Bay
West River
South River
Northeast River
Back River
Middle River
Tred Avon River
Magothy River
Surface Area
(km2)
7.0
7.8
13.0
44.0
239.3
1533.8
7.3
25.6
28.7
7.0
11.4

61.6
354.3
2.6
7.5
43.3
83.7
2.6
2.8
4.7
6.2
6.5
7.0
7.3
7.5
9.1
9.1
9.1
11.1
11.1
14.5
14.5
14.8
15.0
15.0
17.9
                                    3-13

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Table 3-2. Continued
System
 Estuary
Surface Area
   (km2)
Chesapeake Bay
 Continued)
Corrotoman River
Mattaponi River
St. Clements Bay
Elizabeth River
Gunpowder River
Broad Creek
Big Annemessex River
Pamunkey River
Chickahominy River
Nansemond River
Bush River
Sassafras River
Monie Bay
Miles River
Severn River
Susquehanna  River
Harris Creek
Piankatank River
St. Marys River
Nanticoke River
Elk River
Wicomico River (Potomac)
Patapsco River
Manokin River
Little Choptank River
Chester River
Fishing Bay
Susquehanna  Flats
Honga River
Patuxent River
Mobjack Bay
York River
Eastern Bay
Choptank River
Pocomoke Sound
Rappahannock River
Tangier Sound
James River
Potomac River
Chesapeake Bay Mainstem
   18.1
   19.7
   20.2
   21.8
   21.8
   22.0
   23.3
   23.3
   23.3
   24.1
   25.4
   26.2
   28.0
   29.0
   29.3
   31.1
   35.0
   37.3
   39.6
   51.5
   53.1
   55.4
   61.4
   69.9
   74.3
   78.5
   80.8
   89.9
  115.5
  126.7
  138.3
  144.0
  173.0
  219.9
  324.8
  435.6
  559.2
  651.1
 1179.5
 5658.1
                                   3-14

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      •      Five (5) large tidal rivers (i.e., Hudson, Potomac, James, Delaware,
             and Rappahannock Rivers) with a total surface area of 2,840 km2
             (~ 1,109 mi2 or  13 percent of the total area to be sampled)

      •      One hundred thirty-seven (137) small estuarine systems with a total
             surface area of 4,279 km2 (~ 1,671 mi2 or 17 percent of the total
             area to be sampled).

Tables 3-3 through 3-5 provide lists of estuaries in each class.


3.6 Sampling Design for the Demonstration Project
      EMAP-NC is being initiated as a regional-scale demonstration project in the
estuaries of the Virginian Province  because available scientific information is not
adequate to develop a cost-effective and scientifically defensible sampling program
for full-scale implementation.  Important questions have been raised  about the
timing  and  locations  of  sampling,  as  well  as  about justification  for  the
measurement of particular parameters.  Concerns also have been raised about the
value of  regional  scale  status and  trends information  for  evaluating  the
effectiveness of  environmental  protection actions and defining  environmental
priorities for estuarine resources.  The objectives of the 1990 Demonstration
Project are to address the above questions and concerns by obtaining the data
needed to accomplish the following:

      •      Evaluate alternative sampling designs and trade-offs between cost
             and  uncertainty, allowing  specified  data quality objectives  to  be
             developed  for the full-scale implementation of EMAP in estuaries

      •      Identify reliable indicators for inclusion in an implementation program
             including  development of  a strategy  for  adding  and  deleting
             indicators in the future

      •      Develop a  logistically feasible, cost-effective sampling design that
             will define the status and trends of estuaries in the Virginian Province

      •      Demonstrate the usefulness and ease of presentation of the data
             resulting from applying an EMAP sampling approach.
                                   3-15

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Table 3-3. Estuaries in the Virginian Province included in the large estuarine system
          class (> 259 km2)
Estuary
Buzzards Bay
Nantucket Sound
Vineyard Sound
Narragansett Bay
Block Island Sound
Long Island Sound
Great South Bay
Delaware Bay
Chincoteague Bay
Pocomoke Sound
Tangier Sound
Chesapeake Bay
State(s)
Massachusetts
Massachusetts
Massachusetts
Rhode Island
Rhode Island, New
York, Connecticut
New York, Connecticut
New York
Delaware
Maryland
Maryland, Virginia
Maryland, Virginia
Virginia, Maryland
Surface
Area
(km2)
604.8
1883.4
265.2
268.1
1342.4
2884.2
343.7
1533.8
354.3
324.8
559.2
5658.1
Aspect
Ratio
2.6
1.9
2.3
2.7
1.8
6.2
9.3
3.0
4.7
7.3
8.1
17.5
                                       3-16

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Table 3-4.    Tidal rivers in the Virginian Province included in  the large tidal rivers
             class
    Estuary
  State(s)
Surface
 Area
 (km2)
Aspect
 Ratio
Hudson River

Delaware River


Potomac River

Rappahannock
 River

James River
New York, New Jersey    335.1

Delaware, New Jersey     239.3
 Jersey, Pennsylvania

Maryland, Virginia        1179.5

Virginia                  435.6


Virginia                  651.1
               150.5

                62.4


                41.8

                68.2


                37.2
                                   3-17

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Table 3-5. Estuaries and tidal rivers in the Virginian Province  included in  the small
          estuarine systems class
Estuary/
Tidal River
Chatham Harbor
Cape Cod Canal
New Bedford Harbor
Nantucket Harbor
Nantucket Ponds*
Vineyard Ponds*
Edgartown Harbor
Massachusetts Bays/
Ponds*
Westport River
Rhode Island Ponds*
Sakonnet River
Mt. Hope Bay
Taunton River
Providence River
Shinnecock Bay
Moriches Bay
Gardiners Bay
Hempstead Bay
Great Peconic Bay
Little Peconic Bay
Shelter Sound
Napeague Bay
Long Island Ponds*
West Long Island
Bays*
East River
Housatonic River
New Haven Harbor
Quinnipac River
Connecticut River
Niantic River
Thames River
Mystic River
Fishers Sound
State
MA
MA
MA
MA
MA
MA
MA
MA

MA
Rl
Rl
Rl
Rl, MA
Rl
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY

NY
CN
CN
CN
CN
CN
CN
CN
CN
System
Cape Cod
Buzzards Bay
Buzzards Bay
Cape Cod
Cape Cod
Cape Cod
Cape Cod
Cape Cod

Cape Cod
Narragansett Bay
Narragansett Bay
Narragansett Bay
Narragansett Bay
Narragansett Bay
Long Island Coast
Long Island Coast
Long Island Coast
Long Island Coast
East Long Island
East Long Island
East Long Island
East Long Island
East Long Island
Long Island Sound

Long Island Sound
Long Island Sound
Long Island Sound
Long Island Sound
Long Island Sound
Long Island Sound
Long Island Sound
Long Island Sound
Long Island Sound
Surface
Area
(km2)
34.2
4.1
2.8
14.2
1.3
1.8
37.0
3.4

6.2
1.8
51.3
34.4
8.8
17.4
55.2
31.9
173.8
37.3
93.5
56.7
27.7
86.8
2.3
3.9

13.7
9.1
23.8
2.6
39.1
9.1
11.9
8.5
71.5
  Multiple small ponds and bays, many of which are < 2.6 km2, are combined as a
  potential sampling entity; one random pond or bay is-selected representing the set
  of ponds or bays; surface area represents an average pond or bay.
                                    3-18

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Table 3-5. Continued
Estuary/
Tidal River
Connecticut Ponds*
Harlem River
Jamaica Bay
Lower NY/NJ Bay
Upper NY/NJ Bay
Sandy Hook Bay
Kill Van Kull
Arthur Kill
Raritan Bay
Newark Bay
Hackensack River
Passaic River
Raritan River
Navesink River
Shrewsbury River
Shark River
Manasquan River
Metedeconk River
Toms River
Barnegat Bay
Little Egg Harbor
Great Bay
Mullica River
New Jersey Coastal
Bays*
Great Egg Harbor
Mispillion River
St. Jones River
Maurice River
Leipsic River
Cohansey River
Smyrna River
Stow Creek
Alloway Creek
Blackbird Creek
Appoquinimink River
State
CN
NY
NY
NY, NJ
NY, NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ

NJ
DE
DE
NJ
NJ
NJ
DE
NJ
NJ
DE
DE
System
Block Island Sound
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
Hudson/Raritan
New Jersey Coast
New Jersey Coast
New Jersey Coast
New Jersey Coast
New Jersey Coast
New Jersey Coast
New Jersey Coast
New Jersey Coast
New Jersey Coast
New Jersey Coast
New Jersey Coast

New Jersey Coast
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Bay
Surface
Area
(km2)
3.9
2.6
35.0
217.3
33.9
61.6
4.1
9.8
71.7
14.0
4.7
2.6
8.8
9.8
11.1
2.8
6.2
6.7
8.0
201.0
86.2
40.9
7.5
3.9

22.3
2.6
2.6
7.8
2.6
6.5
2.6
2.6
2.6
2.6
13.0
                                   3-19

-------
Table 3-5. Continued
Estuary/
Tidal River
C&D Canal
Salem River
Christina River
Schyukill River PA
Rehobeth Bay
Indian River Bay
Pepper Creek
Little Assawoman Bay
Assawoman Bay
Sinepuxent Bay
Virginia Coastal
Bays*
Magothy Bay
Fishermans Inlet
Back Bay
Elizabeth River
Lynnhaven Bay
Mobjack Bay
Nansemond River
Chickahominy River
Appamatox River
York River
Mattaponi River
Pamunkey River
Piankatank River
Corrotoman River
Great Wicomico River
Pocomoke River
Manokin River
Big Annemessex River
Monie Bay
Wicomico River
Fishing Bay
Honga River
St. Marys River
Breton Bay
St. Clements Bay
Wicomico River
(Potomac)
State
DE, MD
NJ
DE
PA
DE
DE
DE
MD
MD
MD
VA

VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD

System
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Bay
Delaware Coast
Delaware Coast
Delaware Coast
Maryland Coast
Maryland Coast
Maryland Coast
Virginia Coast

Virginia Coast
Virginia Coast
Virginia Coast
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay

Surface
Area
(km2)
4.7
44.0
4.7
7.0
28.7
25.6
7.3
7.0
61.6
11.4
2.6

43.3
7.5
83.7
21.8
7.0
138.3
24.1
23.3
2.8
54.1
19.7
23.3
37.3
18.1
29.0
7.3
69.9
23.3
28.0
6.5
80.8
115.5
39.6
11.1
20.2
55.4

                                    3-20

-------
Table 3-5. Continued
Estuary/
Tidal River
Chester River
Choptank River
Patuxent River
Nanticoke River
Port Tobacco River
Aquia Creek
Nanjemoy Creek
Anacostia River
Little Choptank
River
Tred Avon River
Harris Creek
Broad Creek
Eastern Bay
Herring Bay
Miles River
Wye River
West River
South River
Severn River
Magothy River
Patapsco River
Back River
Middle River
Gunpowder River
Bush River
Romney Creek
Sassafras River
Bohemia River
Elk River
Northeast River
Susquehanna River
Susquehanna Flats
State
MD
MD
MD
MD
MD
MD
MD
MD, DC
MD

MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
MD
System
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay

Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Surface
Area
(km2)
78.5
62.9
76.1
129.8
7.5
4.7
9.1
2.6
74.3

15.0
35.0-
22.0
173.0
6.2
29.3
9.1
11.1
14.5
29.3
17.9
61.4
14.8
15.0
30.0
25.4
5.7
26.2
9.1
53.1
14.5
31.1
89.9
                                    3-21

-------
      The 1990 Demonstration Project includes the following elements:

      •     A base sampling  effort that will collect the data to make an initial
            assessment of the status of the estuaries of the Virginian Province

      •     Intensive spatial sampling to evaluate the influence of spatial scale
            on the assessment of status, to  define  a  spatial scale that is
            adequate for full-scale implementation,  and to assess the value of
            information collected from "representative" sampling sites relative to
            information collected at probability sample sites

      •     Intensive temporal sampling including continuous monitoring of water
            quality, primarily dissolved oxygen concentration, to evaluate  the
            reliability of an index period approach for assessing ecological status

      •     Testing and  evaluation of indicators of environmental  quality  to
            determine the reliability, sensitivity, specificity, and repeatability of
            indicator  responses  for   discriminating  between  polluted  and
            unpolluted  conditions  and  to identify parameters that should  be
            measured during the implementation phase.

      EMAP-NC  plans  to conduct  demonstration  or  pilot  projects prior  to
implementing operational programs in all new regions, as well as when initiating
programs in new resource types (i.e., coastal waters).  The amount of intensive
sampling conducted during these demonstration projects is expected to decline
substantially as additional regions  are incorporated into the program and more
information  on the scale of regional and temporal variation  is made available.
3.6.1  Base Sample Selection for Large Estuarine Systems
      Sampling sites in large estuarine systems were selected using a randomly
placed systematic grid. The distance between the systematically-spaced sampling
points on the grid is approximately  18 km.  This  grid is  an extension of  the
systematic grid proposed for use throughout EMAP (Overton 1989).

      The random  placement of the grid  was  established assuming a planar
projection and using  the following steps described by Overton (1989):

      1.     Establish the appropriate planar distance for the grid,
                                   3-22

-------
      2.    Establish a cardinal orientation for the grid, relative  to the plane, to
            determine one of the three alignment axes, and fix the remaining two
            axes,

      3.    Establish a 0-position of the grid, providing the x-location and the
            y-location of each  of the points in the  grid, spanning the United
            States and its adjacent  coastal  waters,

      4.    Select, at random,  a perturbation from this 0-location,  as follows:

            a.     Select u, a uniform random variable, between 0 and 1

            b.     Select v, a uniform random variable, between 0 and V3/2

            c.     If u  < 1/2 and v <  1/2 V3~- u/ 2 >/3~, then reset
                   u = u + 1/2 and v  = v  +  V3/2

            d.     If u  > 1/2 and v <  u/ 2 V3~- 1/ 2 A/3~/ then reset
                   u = u -  1/2  and v = v + V3/2

      5.    Translate the origin to the center of the hexagon, and  rescale by the
            appropriate planar grid distance:

            a.     u = (u- 1/2)d.

            b.     v = (v- 1/V37d.

      6.    Translate the grid from  its  0-position to its randomized  position by
            adding u to all  of the x-locations and v to all of the y-locations.

      For the 1990 Demonstration Project, 54 sample sites were identified  within
the boundaries of large estuarine systems, in areas that could be sampled using the
available boats (i.e., sites in water greater than 1 m in depth). Sites are listed in
Table 3-6 and are shown in Fig. 3-1. All of these sites will be sampled in the 1990
Demonstration Project.


3.6.2 Base Sample Selection for Large Tidal  River Systems
      The selection of sampling sites for the large tidal rivers class was based on
a linear analog of the design for the large estuarine systems.  A systematic linear
grid was used to define the spine of the five large tidal rivers in the Virginian
                                    3-23

-------
Table 3-6.   1990 base sampling locations for the large estuarine systems class
Estuary
Buzzards Bay
Block Island Sound



Chesapeake Bay
Pocomoke Sound

Tangier Sound


Bay Mainstem




















Location
Latitude (°N)
41°
41°
41°
41°
41°

37°
37°
37°
38°
38°
37°
37°
37°
37°
37°
37°
37°
37°
37°
37°
37°
37°
38°
38°
38°
38°
38°
38°
38°
39°
30.54'
21.31'
12.72'
12.33'
11.91'

53.72'
44.83'
52.78'
1.68'
9.63'
35.94'
10.18'
27.03'
43.88'
1.27'
18.13'
34.98'
9.21'
51.83'
26.07'
0.30'
42.92'
0.73'
8.67'
59.20'
16.61'
33.45'
50.29'
41.25'
7.75'


Longitude (°W)
70°
71°
71°
71°
72°

75°
75°
75°
75°
76°
75°
75°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
57.55'
30.24'
36.31'
49.53'
2.75'

46.65'
51.70'
59.14'
54.10'
1.56'
56.72'
59.26'
1.71'
4.16'
4.19'
6.67'
9.15'
11.61'
11.62'
14.11'
16.52
16.61'
6.60'
14.09'
21.48'
21.59'
24.08'
26.57'
31.42'
16.88'
Chincoteague Bay
38'
4.37'
75(
16.53'
                                   3-24

-------
Table 3-6. Continued
Estuary
Buzzards Bay
Delaware Bay




Great South Bay
Long Island Sound









Narragansett Bay

Nantucket Sound




Location
Latitude (°N)
41°
38°
39°
39°
39°
39°
40°
40°
41°
41°
41°
41°
41°
41°
41°
41°
41°
41°
41°
41°
41°
41°
41°
41°
30.54'
55.76'
4.60'
12.60'
3.76'
20.60'
44.45'
50.77'
1.82'
9.97'
11.46'
10.99'
2.33'
10.49'
1.28'
0.72'
0.13'
38.48'
29.90'
31.50'
23.00'
31.30'
22.79'
31.08'
Longitude (°W)
70°
75°
75°
75°
75°
75°
72°
73°
72°
72°
72°
72°
72°
72°
73°
73°
73°
71°
71°
70°
70°
70°
70°
70°
57.55'
10.55'
5.27'
12.72'
18.00'
20.20'
59.87'
46.53'
48.23'
55.55'
15.96'
29.16'
35.06'
42.36'
1.39'
14.54'
27.68'
18.01'
24.14'
4.31'
10.60'
17.63'
23.89'
30.94'
Vineyard Sound
41
22.28'
70<
50.45'
                                  3-25

-------
Base Sampling Sites
                                               Tidal riv«r«

                                               Small ••tuarln* «y«t«m«

                                               Larg* ••tuarin* ay»t«»»
         Figure 3-1.   Base sampling sites for all classes of estuaries in the 1990 EMAP-NC
                     Demonstration Project in the Virginian Province
                                         3-26

-------
Province. The start-point of the spine was at the mouth of the tidal river. The first
transect ("rib") was located at a randomly selected river-kilometer between 0 and
25. Additional transects were placed every 25 km from the first, in an upstream
direction.  On each transect, both an index site and a randomly located sampling
point were identified.  The randomly selected site was located along the rib.  The
index site was located in a deep, muddy portion  of the transect, usually near the
channel, that was expected to have depositional characteristics. Areas of known
dredging  activity were avoided.  The design for large tidal rivers resulted in 25
transects and 50 sampling locations (25 index samples and 25 random samples).
The 50 sample locations (index and random) for the large tidal rivers are  listed in
Table 3-7 and are shown  in Fig. 3-1.
3.6.3 Base Sample Selection for Small Estuarine Systems
      The small estuarine systems class was composed of 137 systems. For the
1990 Demonstration Project, 32 (i.e., ~  23%)  of the available small estuarine
systems were selected for sampling.  To ensure the systems selected for sampling
were geographically dispersed,  they were ordered  from  north  to  south by
combining adjacent small estuaries into groups of four and selecting a sample at
random from each group.  Both an index sampling site and a randomly selected
sampling site having a depth _>. 1 m were identified within the boundaries of these
32 small estuaries. The index site was selected using  available information on
sediment type, depth, and geometry to identify a depositional  environment.  In
small tidal rivers,  the index site was located at the  mouth of the river in  a soft,
muddy sediment (e.g., Thames River). In small lagoonal estuaries, the index site
was located at the deep central portion in soft mud sediments.  The 64 sampling
sites (index and random) for small estuarine systems are listed  in Table 3-8 and
shown in Fig. 3-1.
3.6.4 Definition of the Index Period
      Accurate definition of the boundaries of the summer index period is critical
to the development of a sampling design that can be used by EMAP-NC over the
long term. This is particularly true for indicators that have large seasonal variation
(e.g., dissolved oxygen concentration) and for  indicators for which little is known
about their seasonal variation on regional scales (e.g., contaminants in fish flesh,
gross pathology  of fish). Because of the importance of accurately defining the
boundaries of the index period, sampling for the 1990 Demonstration  Project will
encompass the entire summer (June 19-September 30). During the summer index
period, each of the previously defined sampling locations will be sampled  up to
                                   3-27

-------
Table 3-7. 1990 base sampling locations [Random (R) and Index (I)] for the large tidal
          river class
Tidal River
Potomac River









James River









Rappahannock
River








Delaware River









Transect
Number
1

2

3

4

5

1

2

3

4

5

1

2

3

4

5

1

2

3

4

5

Sample
Type
R
I
R
I
R
I
R
I
R
I
R
I
R
I
R
I
R
I
R
I
R
I
R
1
R
1
R
1
R
1
R
1
R
1
R
1
R
1
R
1
Location
Latitude Longitude
(°N) (°W)
38°
38°
38°
38°
38°
38°
38°
38°
38°
38°
36°
36°
37°
37°
37°
37°
37°
37°
37°
37°
37°
37°
37°
37°
38°
38°
38°
38°
38°
38°
39°
39°
39°
39°
39°
39°
40°
40°
40°
40°
4.21'
3.06'
13.10'
12.22'
23.89'
24.00'
30.00'
30.00'
44.20'
45.00'
55.30'
56.10'
1.92'
2.00'
12.55'
12.55'
16.20'
16.10'
20.00'
20.00'
44.20'
44.00'
57.90'
58.00'
6.63'
6.61'
9.90'
10.00'
12.02'
12.00'
35.00'
35.00'
45.00'
45.00'
52.88'
52.91'
3.03'
3.17'
10.00'
10.00'
76°
76°
76°
76°
77°
77°
77°
77°
77°
77°
76°
76°
76°
76°
76°
76°
77°
77°
77°
77°
76°
76°
76°
76°
77°
77°
77°
77°
77°
77°
75°
75°
75°
75°
75°
75°
74°
74°
740
74°
27.88'
29.86'
47.14'
47.14'
5.21'
5.00'
16.49'
17.08'
2.00'
2.16'
25.04'
25.04'
34.33'
35.00'
47.89'
47.51'
4.25'
4.25'
16.37'
16.50'
35.07'
35.11'
52.03'
51.71'
0.00'
0.00'
8.53'
8.26'
15.10'
15.13'
34.90'
33.50'
29.00'
29.30'
1 1 .00'
1 1 .00'
58.00'
58.00'
43.68'
43.75'
                                    3-28

-------
Table 3-7. Continued
 Tidal River
Transect   Sample
Number     Type
                                                    Location
Latitude
Longitude
Hudson River 1

2

3

4

5

R
I
R
I
R
I
R
I
R
I
40°
40°
41°
41°
41°
41°
41°
41°
42 o
42 o
53.00'
53.00'
9.00'
9.00'
23.00'
23.00'
44.00'
44.00'
0.00'
0.00'
73°
73°
73°
73°
73°
73°
73°
73°
73°
73°
56.57'
56.00'
52.97'
53.75'
57.38'
57.20'
56.71'
56.60'
56.33'
56.50'
                                    3-29

-------
Table 3-8.    1990 sample locations [Random (R) and Index (l)l for the small estuarine
             systems class
Tidal River
or Estuary
Buzzards Bay
New Bedford Harbor

Chesapeake Bay
Pocomoke River

West River

Broad Creek

Anacostia River

Port Tobacco River

Patapsco River

Middle River

Back River

Elk River

Elizabeth River

Mattaponi River

Delaware Bay
Salem River

Alloway Creek

Maurice River

Delaware Coast
Indian River Bay

Sample
Type

R
I

R
I
R
I
R
I
R
I
R
1
R
1
R
1
R
1
R
1
R
1
R
1

R
1
R
1
R
1

R
1
Location
Latitude (°N) Longitude (°W)

41°
41°

37°
37°
38°
38°
38°
38°
38°
38°
38°
38°
39°
39°
39°
39°
39°
39°
39°
39°
36°
36°
37°
37°

39°
39°
39°
39°
39°
39°

38°
38°

38.55'
38.50'

59.90'
57.80'
52.70'
51.22'
44.60'
44.99'
52.18'
51.52'
22.42'
25.01'
14.78'
13.16'
18.30'
18.57'
16.20'
15.29'
28.78'
25.69'
49.91'
55.50'
40.50'
31.60'

34.83'
34.19'
30.10'
30.20'
16.62'
12.71'

35.60'
36.10'

70°
70°

75°
75°
76°
76°
76°
76°
76°
77°
77°
77°
76°
76°
76°
76°
76°
76°
75°
76°
76°
76°
76°
76°

75°
75°
75°
75°
74°
75°

75°
75°

54.70'
55.25'

37.30'
38.75'
31.10'
31.10'
14.50'
14.80'
59.85'
1.00'
2.33'
1.55'
33.42'
32.58'
24.60'
24.51'
26.60'
26.62'
56.50'
0.82'
17.63'
20.70'
54.67'
52.63'

29.72'
30.84'
32.00'
32.06'
58.70'
2.32'

6.70'
7.74'
                                   3-30

-------
Table 3-8.  Continued
Tidal River
or Estuary
East Long Island
Great Peconic Bay

Little Peconic Bay

Napeague Bay

Shinnecock Bay

Hudson/Raritan
Hackensack River

Sandy Hook Bay

Upper New York Bay

Lono Island Sound
Mystic River

Housatonic River

New Jersey Coast
Mullica River

Shrewsbury River

Shark River

Barnegat Bay

Nantucket /Vineyard
Edgartown Harbor

Virginia Coast
Magothy Bay

Sand Channel

Sample
Type

R
1
R
1
R
1
R
1

R
1
R
1
R
1

R
1
R
1

R
1
R
1
R
1
R
1

R
1

R
1
R
1
Location
Latitude (°N) Longitude (°W)

40°
40°
41°
41°
41°
41°
40°
40°

40°
40°
40°
40°
40°
40°

41°
41°
41°
41°

39°
39°
40°
40°
40°
40°
39°
29°

41°
41°

37°
37°
37°
-5 ~, 37°

57.40'
55.88'
0.00'
0.00'
3.70'
4.20'
52.30'
51.58'

45.00'
45.00'
27.60'
26.50'
38.80'
40.00'

21.88'
19.50'
17.20'
10.00'

32.50'
31.10'
20.60'
20.55'
11.38'
11.60'
56.60'
46.71'

25.60'
24.50'

7.80'
10.00'
17.98'
18.16'

72°
72°
72°
72°
72°
72°
72°
72°

74°
740
74°
74°
74°
74°

71°
71°
73°
73°

74°
74°
73°
74°
74°
74°
74°
74°

70°
70°

75°
75°
75°
75°

30.20'
31.09'
24.70'
25.03'
0.10'
28.40'
28.40'
28.85'

5.20'
5.00'
4.50'
1.60'
3.50'
2.70'

57.87'
58.50'
4.32'
5.50'

24.50'
24.50'
59.20'
0.00'
1.90'
2.40'
6.11'
7.50'

31.00'
28.90'

54.90'
55.27'
50.00'
48.10

-------
three times for parameters anticipated to have high within-summer variability (e.g.,
dissolved oxygen concentration, fish  abundance and species composition).  The
three sampling intervals will be:  (1) June 19 through July 18, (2) July 19 through
August 31, and (3) September 1 through approximately September 30.

      Seasonal variation in dissolved oxygen concentration and temperature are
two of the  most important factors controlling index period boundaries.  To assist
with defining index period boundaries, continuous dissolved oxygen, temperature,
tidal stage, salinity, and  pH measurements will be made from the  middle of June
to the end  of August at 30 of the 116 sampling sites (Fig. 3-2; Table 3-9).  At
each of these stations the benthic species composition and biomass indicators will
also be measured  at approximately the  beginning,  middle,  and end of the
deployment period to define relationships between environmental conditions (e.g.,
dissolved oxygen exposure) and benthic parameters and to assess the stability of
benthic  indicators over  the index period.  Continuous  monitoring can not be
initiated at  a larger number of stations because it is not logistically feasible.

      The  30 locations selected for continuous water quality monitoring include
13  locations in large estuarine systems, five locations in large tidal rivers, and 12
locations in small estuarine systems. They are dispersed throughout the region.
Available information and expert  opinion  suggested that during summer, these
stations should experience a broad range  of dissolved  oxygen conditions.  Many
have a high probability of consistently exhibiting dissolved oxygen concentrations
greater than 3.0 mg/l. At the other extreme, many also have a high probability of
consistently exhibiting dissolved oxygen concentrations of less than 2.0 mg/l.

      Some (up to 25%) of the Hydrolab  DataSonde 3 monitors will be removed
from service because they become damaged, lost,  stolen,  or  fail  to operate
properly.  As a  result, by the end of the second  sampling interval continuous
monitoring  will probably  be conducted at only a subset  of the original stations. To
ensure that measurements are continued  at those stations which are likely to
provide the data of highest value to EMAP-NC, the relative order in which stations
will be removed from service if necessary to ensure coverage of higher value data
is shown in Table 3-9.
                                   3-32

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Dissolved Oxygen
 Monitoring Sites
        Figure 3-2.  Sites for which dissolved oxygen concentrations will be monitored
                   continuously from June 19 through August 30 for the 1990 EMAP-
                   NC Demonstration Project in the Virginian Province
                                      3-33

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Table 3-9.   1990 Demonstration Project sampling sites for continuous dissolved
            oxygen monitoring
Tidal River
or Estuary
Buzzards Bav
Buzzards Bay
New Bedford Harbor
Narraaansett Bav
Narragansett Bay
East Long Island
Great Peconic Bay
Napeague Bay
Long Island Sound
Long Island Sound
Long Island Sound
Mystic River
Hudson/Raritan
Sandy Hook Bay
Hackensack River
New Jersey Coast
Barnegat Bay
Shrewsbury River
Order of
Removal of Location
Service Latitude (°IM) Longitude (°W)

4
24

19

18
1

30
29
8

2
28

23
26

41°
41°

41°

40°
41°

41°
41°
41°

40°
40°

39°
40°

30.54'
38.55'

38.48'

57.40'
3.70'

9.97'
0.13'
21.88'

27.60'
45.00'

56.60'
20.60'

70°
70°

71°

72°
72°

72°
73°
71°

740
74°

74°
73°

57.55'
54.70'

18.01'

30.20'
0.10'

55.55'
27.68'
57.87'

4.50'
5.20'

6.11'
59.20'
Delaware Coastal Bays

Indian River Bay

Delaware Bav/River

Delaware Bay
Delaware River
Delaware River
25
17
13
 5
38(
39°
39°
40°
35.60'
20.60'
45.00'
 3.03'
75(
6.70'
75°   20.20'
75°   29.00'
74°   58.00'
                                   3-34

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Table 3-9. Continued
  Tidal River
  or Estuary
Order of
Removal of
Service
Latitude (°N)
              Location
Longitude (°W)
Chesapeake Bay

Tangier Sound
Chesapeake Bay
Chesapeake Bay
Anacostia River
Potomac River
Elk River
Patapsco River
Back River
Elizabeth River
Chesapeake Bay
Chesapeake Bay
Chesapeake Bay
Rappahannock River
James River
12
16
11
27
9
6
15
21
20
14
3
10
22
7
38°
38°
38°
38°
38°
39°
39°
39°
36°
37°
37°
37°
37°
37°
1.68'
59.20'
33.45'
52.18'
23.89'
28.78'
14.78'
16.20'
19.91'
9.21'
26.07'
17.15'
57.90'
20.00'
75°
76°
76°
76°
76°
75°
76°
76°
76°
76°
76°
76°
76°
77°
54.10'
21.48'
24.08'
59.85'
5.04'
56.50'
33.42'
26.60'
17.63'
11.61'
14.11'
19.05'
52.03'
16.37'
                                   3-35

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3.6.5 Indicator Testing and Evaluation
      Sufficient information is not available to verify the reliability of indicator
responses for the estuaries in the Virginian Province.   Therefore,  a study to
determine the  reliability of indicators  to discriminate  between  polluted  and
unpolluted  environments will  be conducted.   Samples  for this study will be
collected at 23 locations (11 polluted and 12 unpolluted) (Table  3-10; Fig.  3-3).
These  23 locations include three major salinity zones  (i.e., marine/polyhaline,
mesohaline, oligohaline/tidal freshwater) and two geographic regions (Chesapeake
Bay and coastal regions north of the New York Harbor).  Four sample sites, which
are expected to exhibit varying combinations of pollution stress, are located in each
salinity zone of each geographic  region (Fig. 3-4).  For  example, the polyhaline
zone within Chesapeake Bay will be represented by samples from Hampton Roads,
Virginia (high contaminant levels, high dissolved oxygen); Elizabeth River, Virginia
(high contaminant levels, low dissolved  oxygen); Rappahannock  Shoals, Virginia
(low contaminant levels, low   dissolved oxygen), and the  lower mainstem of
Chesapeake Bay (low contaminant levels, high dissolved oxygen). Indicator testing
and evaluation sites will be sampled to the degree possible  during the July 20-
August 30  interval.   The  entire  suite of core, developmental, and research
indicators will be  measured at  each site.
3.6.6  Supplemental Sampling
      Sufficient data are not available to ascertain the spatial sampling scale
necessary  to  represent the  ecological condition  of  estuarine systems in  the
Virginian Province adequately.  To address this problem for large estuaries  and
large tidal rivers, Delaware Bay (both the estuary and tidal river portion) will be
sampled at a density four times greater (i.e., sample points approximately 9 km
apart; 33 additional sampling sites) than other large estuaries and tidal rivers (Table
3-10 and Fig.  3-5). This spatially intensive data set will be used to evaluate the
benefits of an enhanced grid  for the assessment of ecological condition for large
estuarine systems and large tidal rivers. The data resulting from the supplemental
sampling program in  Delaware Bay  also  will  provide information  to assist the
Delaware Bay National  Estuary Program in identifying environmental concerns,
designing  future  monitoring  activities,  and preparing  the  Comprehensive
Conservation Management Plan (CCMP). This information will provide a data set
EMAP-NC can use to evalaute the effect of spatial scale on DQOs.
                                    3-36

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Table 3-10.    Locations  of  indicator  testing  and  evaluation  sites  for  1990
              Demonstration Project. [G (Geographic Location): N = North, S = South;
              S (Salinity): P = Polyhaline, M = Mesohaline, O = Tidal Fresh/Oligohaline;
              C  (Sediment Contaminant  Concentrations):   H = High, L = Low;  DO
              (Dissolved  Oxygen  Concentration):   H = High,  L = Low;   *=base
              program  stations]
Indicator Test
Site
Chesapeake Bay
Bear Creek
Colgate Cove
South River
Rappahannock River
Chesapeake Bay
Elizabeth River*
James River
Anacostia River*
Bohemia River
Back River*
Bush River
Connecticut River
Arthur Kill
Quinnipiac River
Hempstead Bay
Long Island Sound*
Blackrock Harbor
New Bedford Harbor*
Shrewsbury River*
Hudson River*
Hackensack River*
Passaic River
G
S
S
S
s
s
s
s
s
s
s
s
s
N
N
N
N
N
N
N
N
N
N
N
S
M
M
M
M
P
P
P
P
0
0
0
0
M
M
M
P
P
P
P
0
0
0
0
C
L
H
H
L
L
L
H
H
L
L
H
H
L
H
H
L
L
H
H
L
L
H
H
DO
L
L
H
H
L
H
L
H
L
H
L
H
H
L
H
L
H
L
H
L
H
L
H
Location
Latitude (°N) Longitude (°W)
38°
38°
38°
38°
37°
37°
36°
37°
38°
39°
39°
39°
41°
40°
41°
40°
41°
41°
41°
40°
41°
40°
40°
53.38'
14.60'
15.20'
52.70'
37.40'
4.00'
49.91'
0.00'
52.18'
22.70'
16.20'
26.60'
20.80'
37.30'
18.80'
55.22'
11.46'
9.58'
38.55'
20.60'
23.00'
45.00'
45.00'
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
76°
72°
74°
72°
73°
72°
73°
70°
73°
73°
74°
74°
24.06'
29.79'
33.10'
30.90'
27.90'
10.00'
17.63'
20.00'
59.85'
0.00'
26.60'
14.75'
22.70'
12.20'
53.15'
38.70'
15.96'
12.62'
55.00'
59.20'
57.38'
5.20'
9.90'
                                     3-37

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Indicator Testing and
   Evaluation Sites
       Figure 3-3.  Indicator testing and evaluation sites to be sampled during the 1990
                  EMAP-NC Demonstration Project in the Virginian Province
                                    3-38

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oo
I
OJ
CD
                     HIGH
                     HIGH
                      CONTAMINANTS CONCENTRATION

                LOW        HIGH         LOW        HIGH
                                    LOW
               LOW
HIGH
LOW
HIGH
LOW
                  OUSOHAUHE	....j
                                                                                    POLYHALINE
                                                         SALINITY GRADIENT
      Figure 3-4.
Schematic  summarizing  the indicator testing  and evaluation  strategy for the  1990 EMAP-NC
Demonstration Project in  the Virginian Province

-------
 Supplemental
Sampling Sites
         Figure 3-5.  Supplemental sampling sites for the 1990 EMAP-NC Demonstraton
                  Project in the Virginian Province
                                    3-40

-------
      Two types of supplemental samples will be  collected  to  determine  the
appropriate scale for representing resource condition for small estuarine systems:
(1) five randomly  located replicate samples from five separate systems, and (2)
four randomly located supplemental  samples in one small estuarine system (i.e.,
Indian River). Supplemental samples from small estuarine systems will be used to
determine the effect of replicate samples on estimates of variance  and population
estimates. The supplemental sample sites in small estuarine systems for the 1990
Demonstration Project are listed in Table 3-11  and shown in Fig. 3-5.
3.6.7 Potential for Subpopulation Estimation
      Table 3-12 delineates the anticipated number of samples within some of the
subpopulations of interest for the Virginian Province. Variables used to form these
classes  include  geographic  sub-region,  salinity, and  vulnerability to pollution
loadings.  The distribution of sampling sites based on vulnerability to pollution
stress was based on physical  characteristics that determine the capacity of an
estuary to retain pollutants (Biggs and Howell 1984).  The number of samples
included in some subpopulations (e.g., salinity zones) in Table 3-12 is subject to
change  due  to the transient nature of variables that define those  classes. The
information in Table 3-12 suggests that the proposed design allows definition of
a broad range of subpopulations.

      Due to the incomplete knowledge of sediment distributional patterns for the
Virginian Province, the potential numbers of samples available for  assessing the
status for major  sediment types was not estimated.  Historical data for sediment
distributions of the estuaries of the Virginian Province will be compiled, and maps
of sediment  distributions will be prepared by NOAA Strategic Assessment Branch
as a part of  EMAP-NC activities during 1990-1991.
3.7  Overview of Sampling Activities
      The Virginian  Province Demonstration  Project sampling activities will be
conducted during a summer index period, extending from mid-June through the end
of September.   This period is divided into three sampling intervals:  June  19
through  July  18, July  19 through  August  30,  and  September  1  through
approximately September 30.  A  total of  215 sites  will  be sampled  in 1990
(Fig. 3-6) as follows:

      •     111 base sampling sites
                                   3-41

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Table 3-11.    Locations of supplemental sampling sites in the 1990 Demonstration
              Project to assess spatial variability due to scale  in large estuarine
              systems and small sample size in small estuarine systems
Tidal River
or Estuary
Large Systems
Delaware Bay



















Delaware River
Transect 1 B R
I
Transect 2B R
I
Transect 3B R
i
i
Transect 4B R
1
Location
Latitude (°N) Longitude (°W)

38°
38°
38°
38°
38°
39°
39°
39°
39°
39°
39°
39°
39°
39°
39°
39°
39°
39°
39°
39°

39°

39°

39°
40°


51.72'
51.37'
56.33'
55.48'
59.93'
9.27'
4.98'
8.91'
8.72'
8.25'
7.97'
12.24'
16.62'
16.21'
20.23'
27.86'
24.21'
0.71'
0.32'
4.11'

40.00'

50.81'

58.41'
6.00'


75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°
75°

75°

75°

75°
74°


6.52'
12.93'
4.03'
16.78'
13.93'
55.51'
59.14'
1.86'
8.12'
15.23'
20.40'
17.70'
14.97'
22.31'
26.27'
33.72'
29.45'
1.52'
8.00'
11.76'

32.09'

20.00'

6.00'
50.36'

                                    3-42

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Table 3-11.  Continued
  Tidal River                                     Location
  or Estuary                       Latitude (°N)            Longitude (°W)
Indian River Bav
Small Systems
                                 38°    35.01'          75°     10.59'
                                 38°    36.14'          75°      8.22'
                                 38°    35.71'          75°      4.99'
                                 38°    36.67'          75°      6.58'
                                 38°    36.62'          75°      5.65'
Back River, MD                    39°    16.50'          76°    27.00'
Elizabeth River, VA                 36°    50.10'          76°    21.40'
Mattaponi River, VA                37°    36.90'          76°    50.80
Mystic River, CN                   41°    20.30'          71°    58.50'
Mullica River, NJ                   39°    33.10'          74°    24.90'
                                  3-43

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Table 3-12.    Number of samples that will be taken in the 1990 Demonstration
              Project in the Virginian Province and the 1990-1993 cycle that could
              be used for subpopulation estimation.  Number of samples in salinity
              categories could change based on actual salinities.
 Subpopulation Estimation                         Number of Samples
      Classes                                    Including Replicates
Geographic Sub-regions:
   Buzzards Bay                                              4
   Nantucket Sound                                          5
   Cape Code Region                                         8
   Narragansett Bay                                          2
   Block Island Sound                                         4
   Long Island Sound                                        20
   East Long Island Bays                                      6
   Coastal Long Island Bays                                   3
   Hudson/Raritan                                           20
   New Jersey Coastal Bays                                  10
   Delaware Bay/River                                       49
   Delaware Inland Bays                                      6
   Maryland/Virginia Coastal Bays                              5
   Chesapeake Bay                                          93

Salinity Zones:
   Polyhaline                                                90
   Mesohaline                                               98
   Tidal Fresh/Oligohaline                                    27

Pollution Vulnerability Zones:
   Low                                                     35
   Moderate                                               120
   High                                                    60
                                    3-44

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All Sampling Sites
         Figure 3-6.  All sites to be sampled during the 1990 EMAP-NC Demonstration
                   Project in the Virginian Province
                                      3-45

-------
      •     30 continuous dissolved oxygen monitoring sites (a  subset of the
            111  base sampling sites)

      •     23 indicator testing and evaluation sites (9 of which are a subset of
            the 111 base sampling sites)

      •     57 index sampling sites  in small estuaries and  large tidal rivers

      •     33 supplemental sampling sites.

      EMAP-NC will be focused on collecting data for indicators of environmental
quality during an index period, when responses to stress are anticipated to be most
severe. The sampling design will combine the strengths of systematic and random
sampling with an understanding  of estuarine systems to collect data that will
provide unbiased estimates of the status of the nation's estuarine resources.  This
design also will provide reasonable approximations of the  variability associated
with status estimates.

      The following characteristics distinguish the EMAP-NC sampling design from
that used by most other monitoring program designs:

      •     The  scale of sampling is regional.   The spatial scale of most other
            monitoring programs is smaller (i.e., individual  estuarine systems or
            portions  of systems) (Wolfe et al.  1987; NRC  1990a, 1990b).

      •     Standardized sampling methods are used across broad geographical
            regions.  Sampling methods used by most monitoring programs are
            not generally standardized across regions; therefore, data rarely can
            be  combined  to  perform  regional or national assessments (NRC
            1990a,  1990b).

      •     Measurements are focused on categories of indicators that are linked
            to major environmental concerns (i.e., endpoints) and to each other,
            allowing identification of the extent and  magnitude of  impacts
            associated with potential stressor  categories or causes.  Most other
            monitoring programs are specific to one pollution problem and sample
            only a few  parameters directly related to it.  Frequently, different
            programs monitoring the effects of the same pollution problem, in the
            same system, sample different parameters (NRC 1990b). As a result,
            data from ongoing programs rarely can be combined to estimate the
            regional  extent  of  impacts  of even one  pollution  problem (NRC
             1990a).
                                   3-46

-------
A combination of random and systematic sampling is used to obtain
complete geographic coverage  of rare and abundant resources and
unbiased estimates of status and trends for all estuarine types. Most
other monitoring programs sample at  fixed stations,  do not have
complete coverage  of resource types  or distributions, and do not
include both random and systematic elements (NRC 1990a; Wolfe et
al. 1987).

Index samples will  be collected to  facilitate  and enhance the
interpretation of the data from randomly selected sites. Most other
monitoring  programs sample only at representative sample  sites.
Unfortunately, these programs do not know the degree to which the
data  they  collect  are  representative of  actual conditions in a
probabilistic sense (NRC 1990a).

The  time  frame of  sampling  is long-term (decades),  and  trend
evaluations will  be  based on  multiyear baselines.  Most  other
monitoring  programs are  limited in duration  (several years), and
establish baselines based  on one or two years of data; therefore,
evaluation of trends relies  on differences among years (Wolfe et al.
1987; NRC 1990a).  This approach is clearly flawed because of the
high year-to-year variation characteristic of estuarine and coastal
resources (Holland et al. 1987).
                      3-47

-------

-------
       4.0  INDICATOR DEVELOPMENT AND EVALUATION
      EMAP-NC does not have  the resources to monitor all of  the  ecological
parameters of concern  to the public,  Congress,  scientists  and  environmental
managers.  Therefore, the limited resources available must  be focused  on the
system  attributes  that  are  of  greatest concern  and best  address program
objectives. The purpose of this  chapter is to describe and explain the strategy
used by EMAP-NC to identify and  select indicators.  In the first two sections of the
chapter, we describe the generic approach to indicator selection that is being  used
by all resource groups within EMAP.  In the remaining sections of the chapter, we
describe the application  of that approach to identify indicators to be measured
during the 1990 Virginian Province Demonstration Project and those that are still
being considered for incorporation into the program in future years.
4.1  The EMAP Indicator Strategy
      Selection of indicators is based on a "top-down", risk assessment approach.
Within a risk assessment framework,  anthropogenic  influences  that have the
potential to affect  indigenous populations deleteriously  (e.g., inputs of toxic
materials) are referred to as stressors. The magnitude of the stress to which living
resources are exposed depends on the concentration and duration of the exposure,
as well  as  the habitat  characteristics and physical conditions prevailing at the
exposure site. Most animals have a variety of behavioral responses that minimize
or reduce exposure to pollutants, including avoidance and/or modification of certain
biochemical and  physiological processes. If behavioral responses fail to  reduce
exposure, a  "dose" occurs that may  cause impaired function, alterations in
physiological condition, death, or a change in species composition (e.g., Pearson
and Rosenberg 1978; Gray 1982). These impairments may, in turn, adversely alter
ecosystem  attributes, such  as production of fisheries and wildlife, as well as
beneficial functions, such as fishing and swimming, that are valued by society.

      The  traditional "bottom-up" approach to  risk assessment  emphasizes
measurement  of  stressors  and  uses  mathematical  models  of  transport,
transformation, and fate processes to  estimate exposure  levels.  Estimates of
exposures are coupled to the results of laboratory toxicological information using
dose-response models, and ecological effects are predicted.  The "bottom-up"
approach to risk  assessment is a  reasonable way to approach the  assessment of
                                4-1

-------
single  pollutant  hazards  where transport,  transformation,  and  effects  are
understood and can be modeled reliably (Fava et al.  1987).

      Ecological  resources,  however, are more  often affected  by  multiple
pollutants arriving in  multiple media.  These  interactions, mediated by highly
variable natural processes and pollution abatement actions, exert both direct and
higher order (e.g., indirect) effects. The "bottom-up" approach to risk assessment
may not detect unanticipated interactions and is often incapable of modeling poorly
understood natural processes (Wolfe et al. 1987, Levin et al.  1984, Fava et al.
1987).  To resolve these problems,  EMAP has adopted the "top-down," effects-
driven approach to risk assessment. Here, emphasis is placed  on identification of
higher order effects which then are decomposed to identify the associated hazard
or stressors, by using exposure  information.   This approach is  more  likely to
measure and explain cumulative impacts of natural and anthropogenic influences
on ecological resources than is a "bottom-up" approach.
4.2  Framework for Indicator Selection
      EMAP is an evolving program; therefore, the selection of indicators to be
used in the program is an ongoing process.  The selection process consists of six
phases in which all potential  indicators are identified as candidates, and  each is
classified on an ascending scale from candidate to research to developmental to
core (Fig. 4-1), according to the degree to which evaluation criteria generic to all
resource groups of EMAP are met (Table 4-1).  At each successive stage in the
scale (candidate through core), the number of evaluation criteria that must be met,
the degree to which the criteria  must  be exhibited, and the extent of external
review, become more stringent.  This  section describes the tiered approach to
indicator selection and development being used by all resource groups in EMAP,
and the following section describes the application of this approach to EMAP-NC.

      The six phases of the EMAP indicator selection process are:

       1)     Identification of  issues (environmental values and apparent stressors)
             and valued ecosystem attributes (assessment endpoints)

      2)     Development of a conceptual model that links expected stressors to
             the  identified endpoints  and,  in  so doing,  assists  in  identifying
             candidate indicators of environmental stress

      3)     Screening  the  candidate  indicators  based on  a set of  evaluation
             criteria, selecting  as research indicators those that appear to  fulfill
             key requirements, rejecting those indicators that clearly do not,  and
                                 4-2

-------
                                        IDENTIFY            -*—
                             ISSUES/ASSESSMENT ENDPOINTS
                          Objectives                   Methods
                      Develop indicators
                      linked to endpoints
Expert Knowledge
Literature Review
Conceptual Models
Criteria
Evaluation

Workshops
                                CANDIDATE INDICATORS
                      Priorize based
                      on criteria
                        - reject, suspend, or
                         proceed
Expert Knowledge
Literature Review
Conceptual Models
                                 RESEARCH INDICATORS
Criteria
Peer Review
                      Evaluate expected
                      performance
                        - quantitative testing
                         and evaluaton
Analysis of Existing Data
Simulations
Pilot Tests
Indicator Testing/Eval'n
Mock Assessments
Conceptual Models
Criteria
Peer Review
                            DEVELOPMENTAL INDICATORS
                      Evaluate actual
                      performance on a
                      regional scale
                        - build infrastructure
                        - demonstrate utility
                        - assess logistics
Regional Demonstration
  Projects
Regional Statistical
  Summary
                                    CORE INDICATORS
                      Implement Regional
                            and
                      National Monitoring
                        - periodic revaluation
Criteria at
  Regional Scale
Peer Review
Agency Review of
  Summary
 EMAP Data Analysis
 Correlate Old Indicators with
 Proposed Replacements
Feedback from
 Peers and Agencies
Peer Review
                                                     Assess Promising
                                                    Candidate Indicators
                                                    Revisit Assessment Endpoints
Figure 4-1.  Framework for indicator development
                                                 4-3

-------
Table 4-1.  General indicator selection criteria
Critical Criteria
Regionally Responsive
Unambiguously Interpretable
Low Measurement Error



Simple Quantification


Environmental Impact

Low Year-to-Year Variation


Desirable Criteria

Sampling Unit Stable



Available Method


Historical Record


Retrospective

Anticipatory


Cost Effective

New Information
Must reflect changes in ecosystem condition and respond to
stessors of concern across most resource classes and habitats
within a region

Must be related unambiguously to an assessment endpoint  or
relevant exposure or habitat variable that forms part of the eco-
system group's overall conceptual model of ecological structure
and function

Exhibits low measurement error and stability of regional cumula-
tive frequency distribution during index period (low temporal
variation in regional statistics)

Can be quantified by synoptic  monitoring or by cost effective
automated monitoring

Sampling  must have minimal environmental impact

Must have sufficiently low natural year-to-year variation to detect
ecologically significant changes within a reasonable time frame
Measurements of response indicator taken at a sampling unit
(site) should be  stable over the course of the index period (to
conduct associations)

Should have  a generally accepted, standardized measurement
method that can be applied on a regional scale

Has a historical  data base, or a historical data base can be
generated from  accessible  data sources

Can be related to past conditions via  retrospective analyses

Provides an early warning  of widespread changes in ecosystem
conditions or processes

Has low incremental cost relative to its information

Provides new information; does not merely duplicate data already
collected by cooperating agencies
                                      4-4

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             holding  in  a state of  "suspended  evaluation" those  candidate
             indicators for which there is insufficient information to advance to
             research status but for which no "fatal flaw" has been identified

      4)     Evaluation  and testing  of the  ability of  research  indicators to
             discriminate between polluted and unpolluted sites over the range of
             environmental settings that occur on regional scales to identify the
             subset of developmental  indicators suitable for application in  a
             regional demonstration project

      5)     Regional  scale  demonstration  of  the  sensitivity,  reliability,  and
             specificity  of  response  for developmental  indicators,  using the
             sampling  frame, sampling  methods, and data analyses that will be
             used in the fully-implemented EMAP

      6)     Periodic re-evaluation of  core  indicators  after they  have  been
             incorporated into EMAP.

      In  the first  two  phases  of  the indicator  development process,  a
comprehensive list of potential indicators is developed by identifying all state and
process variables that link stresses to  impacts.   The next three  phases are a
stepwise reduction of this list by critical evaluation to a defensible, practical set of
core indicators that will be used in the implementation phase of the program.

      The first phase focuses on defining the two ends of a conceptual  model that
links sources and receptors. At one end are the environmental perturbations that
are causes of concern (e.g., human population density, deforestation, improper
waste treatment, sea  level rise).  At the  other end are the valued ecosystem
attributes that are likely to be affected  by the environmental stressors. Consistent
with the "top-down" approach, more  emphasis is placed on  identifying all of the
valued ecosystem attributes than on identifying all of the possible stressors.

      Valued ecosystem attributes are often referred to as endpoints of concern,
or assessment endpoints, and are formal expressions of the actual environmental
value that is to  be  protected.  The goal of EMAP is to identify  endpoints that:
(1) have unambiguous operational definitions,  (2) have social and/or biological
relevance, and (3) can be predicted  or measured.  Identification of environmental
values and assessment endpoints requires a broad perspective of resource values
(as expressed by resource managers,  scientists,  private industry, legislators, and
the general  public)  and resource stresses  (which may occur on local to global
spatial scales, and over short to long term temporal scales). Many of the potential
clients of  EMAP, including EPA Regional Offices, EPA Program Offices, and other
state and federal agencies, as well as scientists, environmental activity groups, and
industry are  consulted during  this phase  to  ensure that the valued ecosystem
                                 4-5

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attributes and problems identified have broad-based support and  will yield useful
information.

      The second phase of the process is to develop an explicit conceptual model
of the ecosystem that links the valued ecosystem attributes with the environmental
stresses identified in phase 1. The model identifies the causal pathways by which
stresses and  valued ecosystem attributes are connected, and serves as a tool for
identifying candidate indicators. The ecological components and processes within
the model include all possible measures of system function between the two ends
of the spectrum of interest. The model also provides a framework for defining how
the core indicators ultimately selected will be linked together  in the analysis and
interpretation phase.

      One of the ecosystem attributes that will be employed as an endpoint by all
of the EMAP resource groups is biotic integrity. It is important to recognize that
not all indicators leading to that endpoint will serve the same function  in analysis
of the data.  For a  model related to the  biotic integrity  endpoint,  EMAP will be
measuring four types of indicators including the following:

      1)     Response Indicators -- Characteristics of the environment measured
             to  provide evidence of the ecological condition  of a resource for
             supporting valued ecosystem attributes (e.g., species composition,
             abundance, and biomass of important biota)

      2)     Exposure Indicators -- Characteristics of the environment measured
             to  provide evidence  of the occurrence  or magnitude of physical,
             chemical,  or biological stress (e.g.,  contaminant concentrations  in
             sediments, the toxicity  of sediments to endemic  biota, dissolved
             oxygen concentration)

      3)     Habitat Indicators  --  Physical, chemical and biological  attributes
             measured  to  characterize  conditions  necessary  to support an
             ecological or human use in the absence of pollutants (e.g., sediment
             characteristics, salinity vegetation type and extent)

      4)     Stressor Information — Natural processes, environmental  hazards,  or
             management actions  that effect changes  in exposure  and habitat
             indicators (e.g., pollutant  loadings,  hydrologic modifications,  land
             use).

      Response indicators are the measures that will be used to assess status and
trends.  Exposure and habitat indicators will be used to explain patterns observed
for response variables.  Exposure or habitat indicators also identify possible threats
                                 4-6

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to ecosystems.  Stressor information will be used to identify the likely sources of
the  problem.    Figure  2-2  shows the  relationships  among  indicator types
schematically.

      While the first and second  phases of the indicator selection  process are
targeted towards inclusion of all relevant possible indicators, the next three phases
of the EMAP indicator development strategy focus on exclusion of indicators that
currently cannot be measured within EMAP constraints, as  well as identifying a
subset  of  the  indicators  to  be  elevated  to  higher  levels (e.g.,  research,
developmental). The process is guided  both by a set of criteria (Table 4-1) and by
peer reviews of research plans.   As  indicators  advance through the  indicator
development process, different criteria are emphasized (Fig. 4-2). At each step the
criteria  become more focused  on the value of the data for addressing EMAP
objectives.

      In the third  phase (selection of research indicators), a candidate  indicator
meeting a set of positive criteria  may be  advanced to the  research stage, one
meeting a set of negative criteria may be rejected, or available information may be
deemed insufficient either to reject or advance a candidate.  Existing  literature
information and expert  knowledge (including workshops) are the major sources
used to identify which  candidate  indicators should  become research indicators.
Key considerations in this evaluation are:  (1) demonstrating responsiveness along
an environmental quality gradient, (2)  being an  important link in the conceptual
model, and (3) requiring low incremental cost.  It is  not critical to meet  all of the
criteria in this phase, provided that at least some of the criteria are met decisively.
For instance,  a gross  external pathologic examination  of biota is extremely
inexpensive  if  the  biota  are already  being  collected  for other reasons (e.g.,
collection of  fish  for  determination  of  tissue contaminant concentrations).
Therefore, it makes sense to include this indicator at the research level, even if
information about its ability  to meet some  of the other criteria is not conclusive.
The  principal  reasons that  an indicator  would  be rejected  at  this stage  are
redundancy with superior  measures, temporal instability within the index period,
or demonstrated non-responsiveness to environmental quality  gradients.

      In the fourth phase (selection of developmental  indicators), the  selection
criteria  are expanded to  a  more  detailed  set  of questions that center around
demonstrating that indicator  responsiveness to pollution gradients is strong enough
to  be  distinguished   from  natural  environmental  gradients  (e.g.,   salinity,
temperature,  depth)  by statistical means.   It also  involves a more  detailed
examination of the costs  and feasibility  of sampling the indicator on a  regional
scale (e.g., holding time  requirements, processing times).   As many  potential
indicators have been  tested  only in  the laboratory  or  across limited local
environmental gradients, the answer to these questions  quantitatively will require
more than a literature review. In most cases it will involve field measurements at
                                 4-7

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              - Regional data interpretable within conceptual model

              - Provides new, important insights not available from
               existing programs or measures

              - Evaluation of costs and benefits
o
  - Important within the conceptual model

  - Responsivenes demonstrated in lab or small-scale
    field study

  - Low incremental cost
                                                                                              - Responsive to stressors on a regional scale

                                                                                              - Methods believed fesaible on a regional scale
- Not responsive to stressors of concern

- Redundant with superior measures
                                                                                                             - Not measurable on
                                                                                                             -Temporally unstable
                 an EMAP frame
                within the index period
                                                                                                                        REJECTED
   Figure 4-2.  Primary evaluation criteria used by EMAP-NC in the tiered indicator selection strategy

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 a subset of sample stations such as the indicator testing and evaluation stations,
 discussed in Chapter 3.

       The fifth  phase  (identification of  core  indicators through  a  regional
 demonstration project) addresses questions that can be answered only by applying
 EMAP sampling and data analysis protocols at a regional scale including:

       •     Can the required data be collected at the regional scale?

       •     Do the regional  data provide new  information  not available from
             existing  data?

       •     Are regional cumulative frequency distributions stable over the index
             period?

       The sixth phase is the  implementation  of core indicators at regional and
 national  spatial  scales.  In this  phase,  it is important for  EMAP to  balance
 continuity of measurement procedures with a set of procedures for continually
 improving indicators to maximize trend detection capability. Major activities that
 occur in this phase include:

       •      Evaluation of the costs and  benefits  of  using  newly developed
             superior indicators or sampling methods, and

       •      Examination of the degree to which core indicators represent valued
             ecosystem attributes.

       An important component of the EMAP indicator development strategy is the
 continual re-evaluation of  assessment endpoints  and response indicators.  An
 important part of this review process is the rejection of indicators at all levels once
they  are  shown to  be  non-responsive  or  redundant  with  other  indicators.
 Candidate  indicators  for which evaluation was  suspended previously may be
reviewed as new assessment endpoints or environmental problems emerge. Also,
candidate indicators that are suspended because of technological limitations may
advance to higher categories rapidly when those limitations are removed by new
technological developments.   The application  of remote  sensing for measuring
properties of estuarine waters  is a good example of this case.
                                4-9

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4.3  Application of Indicator Selection Strategy to Estuarine Ecosystems


4.3.1 Valued Ecosystem Attributes


      As noted above, it is important to translate public and scientific values and
concerns  into  ecosystem  attributes  and assessment endpoints  that  can be
assessed  directly  through the measurement of indicators.   The  ecosystem
attributes important to estuarine systems are: biotic integrity and  human uses.
Biotic integrity includes maintenance of populations and ecosystems capable of
recovering from stress.  The health, and consequently, the abundance of fish and
shellfish populations are related to the biotic integrity endpoint. The most evident
public concern over the condition of the estuarine ecosystems relates to human
uses (i.e., the fishable, swimmable goals of the Clean Water Act). When beaches
are closed to swimming or shellfish beds are closed  to harvesting, the public's
attention becomes focused on  the causes of the problem.  The public also values
estuarine waters highly  for commercial or recreational fishing. Fish and shellfish
populations  must be abundant enough to make harvesting feasible. They also
must be free of disease and other manifestations of stress, as well  as being safe
for human  consumption.  Aesthetics  is another component of the human use
endpoint.  Over half of the U.S. population resides within 50 miles of the coastal
zone. A  significant segment is drawn to coastal areas for recreational purposes,
such as boating, swimming, and sightseeing. Floating debris, odor, excessive plant
growth,  and discoloration  of  the water have  a pronounced  effect on public
attitudes about water quality and  environmental health.

      There appear to be seven major types of environmental perturbations that
are likely to  affect biotic integrity  and human uses of  estuaries:

      •     Inputs of conventional pollutants,

      •     Inputs of toxic contaminants,

      •     Inputs of solids,

      •     Inputs of pathogens,

      •     Overharvesting of resources, and

      •     Cumulative impacts from all of the above.
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Each of these inputs may take  many  forms (e.g.,  point-source,  non-point, or
atmospheric),  and may come from  many types of activities  (e.g.,  shoreline
development, industrial activity, urban runoff).

      In addition, there are several emerging problems  that can affect the way
estuaries function (e.g., global climate change).  As a long-term monitoring  and
assessment program, EMAP must consider perturbations likely to occur 20 years
in the future and beyond.  The mechanisms by which such impacts will become
apparent undoubtedly will be numerous,  and they will  be nearly  impossible to
predict.  The  "top down"  approach  allows  for identification of  the  effects of
emerging problems without advance knowledge of causal relationships.
4.3.2.  Development of a Conceptual Model for the Selection of EMAP-NC
       Indicators
      The second phase of the indicator selection process is the development of
a conceptual source-receptor model that links the valued ecosystem attributes and
the stressors identified above.    The model developed by EMAP-NC is shown in
Fig. 4-3. It is based on the following premises:

      •     The higher trophic levels of interest are benthos and fish, and the
             health of these populations is directly related to the assessment
             endpoint of biotic integrity.

      •     There are two routes by which  stress is transmitted to higher trophic
             levels:  (1) the stress exerts  a direct effect on suborganismal or
             organismal responses; and  (2) stress alters energy and materials
             flow,  indirectly affecting  high  trophic levels,  including species
             composition and abundance.

      •     Suborganismal responses  are  usually  more indicative  of exposure
             than response, and during  initial indicator selection,  emphasis is
             focused on organism,  population, and community level effects.
            Point,  nonpoint,  and atmospheric source  inputs  are  measurable
            parameters  that  are  related  to stressor  indicators,  including
            management actions, natural processes, or environmental hazards.
            These inputs include pathogens, contaminants, nutrients, and solids.
                                4-11

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        STRESSORS
                                  INPUTS
                                                        INDICATORS
                                                                                                            ENDPOINTS

rsJ
          Climate
        Anthropogenic
      > Population  Density
      ' Land Use
      ' Management Practices
      > Fossil Fuel  Use
                         /      f~ Pathogens^

                       /       A  •p°""      p*1
                       t       s I   Non-point    I
                      /     *'  V         J
 /'   x'     /^ontaminanlsN


^C    ^-H   ^NoTpomt   \-*
Q     ^_*.'   V  • Atmocphvnc  /
Blotic  Integrity

 • Composition
 • Abundance
 • Health
                                                                                                                                Human Use
                                                                                                                                • Consumption
                                                                                                                                 Swimming
                                                                                                                                 Aesthetics
                                                                                                                                 - Visual
                                                                                                                                 - Olfactory
       Figure  4-3.   Conceptual model for defining indicators of estuarine quality.  Solid arrows indicate material flows.
                      Dashed arrows indicate influence.

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       •     Source inputs form pools in water and sediments, and these pools
             are the basis for organism exposure. This exposure results in tissue
             uptake or direct biological effects in plankton, rooted macrophytes,
             benthos, and fish.

       •     Certain  basic  characteristics  of  the  habitat, such  as  salinity,
             temperature and sediment characteristics, can modify exposure and
             response.

       •     There is no attempt to quantify linkages; the purpose of the model
             is only to define linkages.

       The conceptual model was used to identify as many candidate indicators as
possible.  It is based on an understanding of the causal mechanisms of natural and
anthropogenic stress effects for estuarine systems. In the assessment phases, the
conceptual source-receptor model will be used to generate hypotheses related to
causal mechanisms that  can be tested using EMAP-generated data  and specific
research approaches.
4.3.3 Special Constraints on the Selection of Estuarine Indicators
      In addition to the indicator selection criteria discussed in Section 4.2, there
are several specific constraints that the sampling design described in  Chapter 3
imposes on the indicator selection process, including the following:

      •     Samples must be amenable  to collection from trailerable vessels.
             The maximum length of these boats is 25 feet; therefore, sampling
             gear must be  of moderate size and relatively lightweight.

      •     Samples are collected during  a summer index period, and indicators
             must be measurable and stable over that period.

      •     The indicator  must  have a standardized method of collection  or
             analysis that generally can be conducted  during a single visit to the
             sample site.  A second visit to the site to retrieve deployed gear is
             acceptable, but continued visits to the site are beyond the resources
             available to EMAP-NC, given  its regional nature.

      •     Indicators must  be  measurable  at  random  sites.   A probability
             sampling design does not allow for selection of sampling sites based
             on where the indicator is most easily measured or is most likely to  be
             responsive.
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4.4  Estuarine Candidate Indicators
      Approximately 150 candidate indicators were identified from the conceptual
model  of  estuarine systems  (Table 4-2).   Following  preliminary selection and
categorization of candidate indicators, a series of workshops was held in December
1989 to identify, evaluate, and discuss potential indicators of ecological condition
and environmental quality.  Workshop participants (see Appendix C for a list of
participants)  were selected based upon recommendations from the  Estuarine
Research Federation (ERF),  NOAA, and EPA Program Offices and  Regions.  They
included a combination of researchers from universities, private consulting firms,
governmental agencies (e.g., U.S. Geological Survey, National Marine Fisheries
Service, NOAA,  EPA,  and state regulatory and resource management agencies),
and  non-profit  organizations.   Participants had  a broad range of monitoring
experience on all coasts (i.e., Atlantic, Pacific, the Gulf of Mexico) and in a wide
variety of marine/estuarine environments (e.g., tidal flats, large and small estuaries,
tidal rivers, and coastal waters).

      Prior to the indicator workshop, participants were provided documents that:
(1) outlined the EMAP  conceptual approach and rationale, (2) described the EMAP-
NC indicator strategy, and (3) contained  a  list of potential indicators.   Each
participant was requested to review the material and  to come to the workshop
prepared to identify, evaluate, and establish priorities for indicators for the  1990
Demonstration  Project.   Participants also were  requested to  be prepared  to
recommend  measurement  and  analysis  methods  for  potential  indicators.
Conclusions  and findings  of  the  workshops were used to refine the  list  of
indicators  and to identify those that will be  measured in the 1990 Demonstration
Project.

      The indicator  selection process  yielded  five  research  indicators,  nine
developmental indicators, and two core indicators (Table 4-3).  This section of the
chapter identifies which candidate indicators were placed  into  each category and
the rationale for these placements and gives an overview of the methodology that
will be used  for measurement of those  indicators  selected for use in the  1990
Demonstration Project. Detailed descriptions of collection and processing methods
are provided  in Strobel (1990) and Graves (1990).  Although the tiered selection
process for indicators was  conducted from candidate  upwards to core, they are
presented in the following section from core downward to place emphasis on those
measurements most important to the program.
                                4-14

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Table 4-2.    Major categories of candidate indicators developed from  EMAP-NC
               conceptual  model
                                              POOLS
Water
                                                       Sediment
      Nutrients
      Nutrient Ratios
      Algal Growth Potential
      Pathogens
      Contaminants (water column or microlayer)
      Suspended Solids
      Light Transmission
      Light Quality
      Particle Size Distribution
      Total Organic Carbon
      Dissolved Oxygen
      Flotsam
                     Nutrients
                     Nutrient Ratios
                     Pathogens
                     Contaminants
                     Total Organic Carbon
                     Acid Volatile Sulfides
                     RPD
                     Jetsam
                                      PRIMARY PRODUCERS
Algal
      Species Composition (diversity,
        indicator species)
      Biomass/Abundance
      Production
      Condition Indices
      Biomarkers
      Tissue Contaminants
      Tissue Pathogens
                 Macrophytes

                     Species Composition (diversity,
                       indicator species)
                     Biomass/Abundance
                     Production
                     Size Structure
                     Shape Characteristics of Beds
                     Condition Indices
                     Biomarkers
                     Tissue Contaminants
                     Tissue Pathogens
Population/Community

    Species Composition
    Abundance
    Community Function Measures
      (trophic status, IBI, BRAT etc.)
    Secondary Production
                                     SECONDARY PRODUCERS

                                         Individual

                                            Condition Indices (length-
                                              weight, Lipids, HSI)
                                            Pathology
                                            Behavior
                                            Growth
                                            Reproduction
                                            Tissue Contaminant  Levels
                                            Respiration
                                            Immune Response
                                  Subnominal

                                     Biochemical
                                        - MFD's
                                        - Metalotheincins
                                        - AAH
                                     Genetic
                                        - DNA Adducts
                                        - Chromosome Damage
                                        - Microsomes
                                        - T-cells
                                             LINKAGES
 Toxicity (water column, sediment)
 Contaminant Uptake Rates (primary, secondary)
 Biochemical Oxygen Demand (water column, sediment)
 Food Consumption
 Salinity
 Temperature
 Depth
 pH
ENVIRONMENTAL SETTING

   Sediment Grain Size
   Flushing Rate
   Energy Regime
  4-15

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Table  4-3.    Indicators selected  for measurement in the  1990  Demonstration Project
CATEGORY
                   PROPOSED  INDICATOR
Core
Benthic species composition and biomass
Habitat indicators (salinity, tempertaure, pH, sediment characteristics, water depth)
Developmental
Sediment contaminant concentration
Sediment toxicity
Dissolved oxygen concentration
Contaminants in fish flesh and shellfish
Gross pathology of fish
Relative abundance of large burrowing shellfish
Aesthetic indicators (flotsam, jetsam, odor, water clarity)
Research
Fish community composition
Histopathology of fish
Apparent redox potential discontinuity
Water column toxicity
                                   4-16

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4.4.1 Core Indicators


4.4.1.1  Benthic Species Composition and Biomass
      Macrobenthic organisms play an important role in the estuarine conceptual
model.  As major secondary consumers in estuarine ecosystems, they represent
an important linkage between primary producers and higher trophic levels for both
planktonic and detritus-based food webs (Frithsen  1989, Holland  et al.  1989).
They are a particularly important food source for juvenile fish  and crustaceans
(Chao and Musick  1977, Bell and Coull 1978, Homer et al. 1980,  Holland et al.
1989).  Macro- benthic feeding activities can remove large amounts of particulate
material from the water, especially in shallow (< 10m) estuaries, improving water
quality by increasing water clarity and limiting phytoplankton production (Cloern
1982, Officer et al. 1982; Holland et al.  1989).

      The benthic macroinvertebrate species composition and abundance indicator
has been placed in the core group not only because of its importance, but also
because of its responsiveness to the kinds of environmental stress gradients of
interest to EMAP-NC.  Benthic assemblages are composed of diverse taxa with a
variety  of reproductive  modes, feeding  guilds, life history  characteristics,  and
physiological  tolerances to environmental  conditions (Warwick 1980; Frithsen
1989; Bilyard  1987).  As a result, benthic  populations respond to changes in
conditions, both natural and anthropogenic, in a variety of ways  (Pearson  and
Rosenberg 1978, Rhoads et al. 1978; Boesch and Rosenberg 1981). Responses
of some species (e.g., filter feeders, species with pelagic life stages) are indicative
of water quality changes, while responses of others (e.g., organisms that burrow
in  or feed on sediments) are indicative of changes in sediment quality.

      Furthermore, most benthic species have limited mobility and cannot avoid
stressful environmental conditions.  Benthic assemblages thus cannot avoid  and
must respond  to many of the  problems that will be emphasized by EMAP-NC,
including toxic pollution, eutrophication, sediment quality, habitat modification,
multiple pollution stresses, and climate change (Sanders et al. 1980, Elmgren  and
Frithsen 1982, Rhoads et al. 1978,  Frithsen et al. 1985, Holland et al.  1987).
Benthic community studies have a history of use in regional estuarine monitoring
programs and have been proven to serve as an effective indicator for describing
the extent and magnitude of pollution  impacts in estuarine ecosystems, as well as
for assessing the effectiveness of management actions.

      Benthic species composition, abundance, and biomass also are influenced
by habitat conditions including salinity and sediment type (Sanders et al.  1965,
Carriker 1967,  Boesch  1977,  Dauer et  al. 1984, Holland et al. 1987,  1989).
                                4-17

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Distributions of benthic organisms,  however, are remarkably predictable along
estuarine gradients and are characterized by similar groups of species over broad
latitudinal ranges (Thorson 1957; Holland et al. 1987).  Information on changes
in benthic population and community parameters due to habitat characteristics can
be useful for separating natural variation from changes associated with  human
activities (Holland et al. 1987).

      Data for the benthic species composition and biomass indicator  will be
obtained by collecting three replicate 413 cm2 samples with a Young-modified  Van
Veen  grab.  The Young grab was selected as  the  appropriate sampling gear
because it is deployed easily from small boats and adequately samples both mud
and sand habitats. Other gear possibilities did not sample such a broad range of
sediment types adequately (e.g., Wildco Box Corer, Ponar grab, Van Veen grab)
or could not be deployed as easily from the small boats proposed for use by EMAP-
NC  (e.g., spade box corer, Smith-Mclntyre grab).  Hard sediments (e.g.,  rock or
shell)  that cannot be sampled adequately by the Young-modified Van Veen grab
will not be sampled by EMAP-NC; however, the proportion of these habitat types
will be estimated,

      Benthic samples will be sieved in the field through a 0.5 mm screen and
preserved in a  10% buffered formalin  solution  to which rose bengal has  been
added.  In the laboratory, organisms will be identified to the lowest taxonomic level
practical and counted.  The dry weight  biomass of major taxa will be measured.
4.4.1.2 Habitat Indicators -- Salinity. Temperature. pH. Sediment Characteristics.
        and Water Depth
      Habitat indicators provide important information about the environmental
setting of a sample site. Salinity and temperature are among the most important
factors controlling the distribution of biota and ecological processes in estuaries
(Remane and Schlieper 1971).  Organic content, grain size distribution, and depth
of  the  redox  potential  discontinuity  (RPD)  layer are the  major  sediment
characteristics that influence sediment quality and processes, as well as benthic
invertebrate distributions.  Water depth itself has little direct effect on estuarine
biota because most estuaries are relatively shallow, and the pressure changes that
occur are minor.  However, in almost all estuaries,  changes in water depth are
associated  with changes  in  sediment  characteristics,  dissolved  oxygen con-
centration,  and temperature regime. Therefore, information about depth is useful
for explaining many of the observations that will be taken by EMAP-NC.
                                4-18

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      Cumulatively, the above parameters define the major habitats sampled by
EMAP-NC,  and  information on  these  habitat indicators  will  be essential  for
normalizing  responses   of  exposure   and  response  indicators  to  natural
environmental  gradients.  They  will also be used to define subpopulations  for
analysis and integration  activities.

      These indicators  have been advanced to core status because they  are
essential to  interpretation of response and exposure  indicators, because regional
sampling is feasible, and because it can be accomplished at a small incremental
cost.  Some  of the measures, notably salinity and temperature, are variable within
the index period, but  they vary  in a predictable manner with respect to known
factors such as tide, month, and freshwater flow. Furthermore, the instruments
that are being used to continuously monitor dissolved oxygen (see Section 4.4.2.3)
at a  subset of the  sites  also  measure salinity, temperature and  pH.  This
continuous water quality monitoring will enhance EMAP-NC's ability to predict  the
importance of  fluctuations in these habitat variables  at a site.

      Point-in-time salinity, temperature, pH, and water depth measurements will
be taken each  time a sampling site is visited, using the SeaBird CTD.

      Sediment characteristics (e.g., water content, grain size distribution, organic
carbon content) will be determined for all sampling sites during the July 20-August
20 sampling period, using the procedures of Plumb (1981).  In addition, the silt-
clay content of a subsample of each grab collected for benthic community analyses
will be determined.
4.4.2  Developmental Indicators
      Table 4-3 includes a list of the developmental indicators proposed for the
1990 Demonstration Project. A brief justification for the selection of each of these
indicators, and a summary of the measurement methods that will be used for each
indicator, is provided below.  Detailed  methods that will be used to collect and
process data for developmental  indicators are  provided in Strobel  (1990) and
Graves (1990). Developmental indicators will be measured at base sampling sites
up to three times  during the summer index period.    The major objective  of
measuring these indicators multiple times is to examine the stability of the CDFs
for these indicators within the summer index period.   Repeated visits to sample
sites also will increase the probability of capturing the targeted fish species at least
once during the summer index period.
                                4-19

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4.4.2.1  Sediment Contaminant Concentrations
      Metals, organic chemicals, and fine-grained sediments entering estuaries
from freshwater inflows, point sources of pollution, and various nonpoint sources,
including atmospheric deposition, generally  are  retained within  estuaries and
accumulate within the sediments (Turekian  1977; Forstner and Wittman 1981;
Nixon et al. 1986; Hinga 1988; Schubel and Carter 1984). This is because most
contaminants  have  an  affinity  for  adsorption  onto  particles  (Hinga  1988;
Honeyman and Santschi 1988). Chemical and microbial contaminants generally
adsorb to fine-grained materials in the water and  are deposited on the bottom,
accumulating at deposition sites, including regions of low current velocity, deep
basins, and the zone of maximum turbidity. The concentration of contaminants in
sediments is dependent upon interactions between natural (e.g., physical sediment
characteristics) and anthropogenic factors (e.g., type and  volume of contaminant
loadings) (Sharpe  et al. 1984).

      Bottom sediments in some estuaries (e.g., harbors near urban areas and in-
dustrial  centers) are so contaminated that they represent  a threat to both human
and  ecological health (OTA  1987; NRC  1989; Weaver  1984).  Contaminated
sediments are not limited to harbors  near  industrial centers and urban areas.
Pollutant runoff from agricultural areas also is an important source of contaminant
input to estuaries  (Boynton et al. 1988; Pait et al. 1989), and  many relatively rural
estuarine settings have levels of toxic chemicals in sediments that adversely affect
biota.

      Sediment contamination meets three criteria for elevation to developmental
status.  It  is feasible to sample on a regional scale;  it  is clearly important  to
assessment endpoints; and the expected variability within the index period is small.
This indicator was not elevated to core status at this time because it may not  be
required at every  location or on every sampling date and  may be redundant with
data on sediment toxicity.

      The geographic extent of contaminated sediments and the ecological effects
of exposure to them are poorly defined (NRC 1989, NOAA 1988).  Even in highly
contaminated  bays and harbors (e.g., New York  Harbor, Commencement Bay,
Baltimore Harbor, Elizabeth River), the extent and magnitude of contamination
often is not  known (NRC 1989).  Because regional information on the extent and
magnitude of sediment contamination does not exist, environmental managers  do
not  know whether the pollution abatement measures  that  have been taken  to
reduce  contaminant loadings are having the desired effect, nor do  they have the
information  to establish priorities for  future cleanup efforts.   The sediment
contamination indicator addresses these needs.
                                4-20

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      Sediment samples for determination of contaminant levels will be collected
using a stainless steel Young-modified Van Veen grab.  The surface sediment (top
2 cm) will be removed from three grab samples and composited.  During collection,
care will be taken to avoid collection of material from the edge of grabs and to use
only samples that have undisturbed sediment surfaces.  The composite sample will
be homogenized, and a subsample will be taken for measurement of contaminant
concentrations.

      Initially, the NOAA National Status and Trends suite of contaminants will be
measured in the homogenized subsample (Table 4-4).  The NOAA  suite includes
chlorinated    pesticides,   polychlorinated   biphenyls   (PCBs),  polyaromatic
hydrocarbons (PAHs), major  elements, and  toxic metals.  Clostridium spores in
sediments will also be measured as an indicator of sewage loading (Cabelli 1977).
The  NOAA  Status  and Trends and  EMAP quality assurance programs  have
developed measurement methods jointly that will provide data of sufficient quality
to meet the objectives of both the Agencies.  EMAP-NC plans to work with NOAA,
the Office of Pesticide Programs (OPP), Office of Marine and Estuarine Protection
(OMEP), the Office of Policy, Planning, and Evaluation (OPPE), regional offices and
academic researchers  to  refine the  list  of  contaminants to include "new"
generations  of  pesticides  and  herbicides,  as well as toxic chemicals  that are
projected to represent a threat to estuarine and coastal ecosystems in the 1990's
and beyond. Many of these refinements will be made before 1991 field programs
are implemented.
4.4.2.2 Sediment Toxicitv
      Sediment toxicity tests are the most direct measure available for determining
the toxicity of contaminants in sediments.  These tests provide information that
is  independent of chemical characterizations and ecological surveys (Chapman
1988).  They improve upon  the direct measure  of  contaminants in sediments
because  many  contaminants are tightly  bound  to  sediment particles or are
chemically complexed and are not biologically available (USEPA 1989). However,
sediment toxicity can not be used entirely  in replacement of direct measurement
of  sediment contaminant concentrations, since the latter is an important part of
interpreting observed mortality in toxicity tests.

      Sediment toxicity testing has had many applications in  both marine and
freshwater environments (Swartz  1987; Chapman  1988) and has become  an
integral part of many benthic assessment programs (Swartz 1989).  A particularly
important application  of sediment  toxicity testing  is in  programs seeking  to
establish contaminant-specific effects. Sediment toxicity passes to developmental
indicator status on the same criteria  as sediment contaminants:  1) regional scale
                               4-21

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Table 4-4.  Chemicals to be measured  in sediments during the  1990
            Virginian Province  Demonstration Project
Polvaromatic Hydrocarbons (PAHs)
DDT and its metabolites
Acenaphthene
Anthracene
Benz(a)anthracene
Benzo(a)pyrene
Benzo(ejpyrene
Biphenyl
Chrysene
Dibenz(a,h)anthracene
2,6-dimethylnaphthalene
Fluoranthene
Fluorene
2-methylnaphthalene
1 -methylnaphthalene
1 -methylphenanthrene
Naphthalene
Perylene
Phenanthrene
Pyrene
Benzo(b)fluoranthene
Acenaphthlylene
Benzo(k)fluoranthene
Benzo(g,h,i)perylene

Major Elements

Aluminum
Iron
Manganese
Silicon

Trace Elements

Antimony
Arsenic
Cadmium
Chromium
Copper
Lead
Mercury
Nickel
Selenium
Silver
Tin
Zinc
o,p'-DDD
p.p'-DDD
o,p'-DDE
p.p'-DDE
o,p'-DDT
p,p'-DDT
Chlorinated pesticides
other than DDT	

Aldrin
Alpha-Chlordane
Trans-Nonachlor
Dieldrin
Heptachlor
Heptachlor epoxide
Hexachlorobenzene
Lindane (gamma-BHC)
Mi rex

18 PCB Congener:
Congener Location
Number
8
18
28
52
44
66
74
99
101
118
153
105
138
187
128
180
170
196
206
209
of
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
CI's
4'
21
4
2'
21
3'
4
21
21
3'
2'
3
2'
2'
2'
2'
2'
21
21
2'

5
41
5
3
4
41
4
4
4
4
3'
3
3
3
3
3
3
3
3



5'
51
41
5
4'
5
4'
4'
4
4
4'
3'
4
3'
31
31
3'







5
51
5
5
4'
41
5
4
4'
4
4
4
4










5'

51
5' 6
4'
5 51
41 5
4' 5 6
41 5 51 6
4' 5 5' 6 61
Other measurements

Tributyltin
Acid Volatile Sulfides
Total organic carbon
                                4-22

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sampling appears to be feasible, 2) results are important to assessment endpoints,
and 3) variability within the index period is anticipated to be small.  This indicator
was not elevated to core status because it may only be required for a subset of
stations and may be redundant with data for sediment contaminant concentrations.

      EMAP-NC proposes to measure acute  (10  day) toxicity of surface sedi-
ments. The sediments used for the toxicity tests will be a subsample of the same
composite  from which  sediment contaminant  concentrations  and sediment
physical/chemical properties are determined. Data on the physical and chemical
characteristics of sediments (e.g., grain  size,  acid volatile sulfides, and organic
carbon content) will be used to determine whether these sediment properties are
associated  with the degree of toxicity.

      The  sediment toxicity tests proposed for EMAP-NC will employ standard
methods (Swartz et al.  1985) but will use the east coast amphipod Ampelisca
abdita.  This species has been shown to be both acutely and chronically sensitive
to contaminated sediments (Breteler et al. 1989; Scott and Redmond 1989; DiToro
et al. in press). Because Ampelisca is a tube dweller, it is tolerant of a wider range
of sediment  types than Rhepoxvnius.  the genus  of amphipod  that  is most
commonly  used in  sediment toxicity evaluations (Long and Buchman 1989).

      For  a typical bioassay, 200 ml of sediment from the homogenized grab
samples  collected  at  each sampling site will be  placed  in 1 liter beakers  and
covered with 775  ml  of  water.  The bioassays will be conducted  for 10 days,
under static conditions, at constant temperature (20 °C) and 30 ppt salinity. Five
replicate tests will be conducted  for each station.  Sediment toxicity tests will
include a broad range  of controls, including  uncontaminated  reference sediments
and exposure to toxic levels of specific chemicals in water.

      A potential problem with the proposed toxicity test is that contaminants in
sediments  from low salinity waters may  become less available (i.e., less toxic) in
the higher  salinity water (30 ppt) used  for conducting tests.  To address  this
problem, a series of low salinity toxicity tests (5 ppt)  using low salinity species
(e.g., Hvalella aztecta or Leptocheirus plumulosus) will be conducted jointly with
the 30 ppt  Ampelisca tests for all sampling sites where the ambient salinity is less
than 10 ppt.  The  data obtained from this comparison will be used to develop a
correction  factor for the Ampelisca test over all salinities if it is demonstrated to
be necessary.
                                4-23

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4.4.2.3 Dissolved Oxygen Concentration
      Dissolved oxygen  concentration met three  criteria for  advancement to
developmental status: (1) it is a parameter of overwhelming importance to assess-
ment endpoints and is one of the most important factors contributing to fish and
shellfish  mortality  in  estuarine  and coastal waters;  (2)  as  a  link  in  the
eutrophication process,  it is a critical component of the EMAP-NC conceptual
model; and (3) it has been shown to be responsive to environmental stress in the
form of nutrient input,  regardless  of habitat gradients.  The concern with using
dissolved oxygen as an indicator, and the reason it was not advanced to core
status  is that it is extremely variable temporally (i.e., a  point  measurement of
acceptable oxygen levels at a site does not mean that site was not exposed to low
dissolved oxygen as little as several  hours  previously).  Technology  exists to
integrate measurements of dissolved oxygen over time, but that technology has
not been tested over a regional scale, which is the objective of advancing dissolved
oxygen concentration  to  the developmental indicator category for the 1990
Demonstration Project.

       Dissolved oxygen (DO) is a fundamental requirement for  the  maintenance
of balanced indigenous populations of fish, shellfish, and other aquatic biota.  Most
estuarine   populations  can tolerate  short  exposures  to  dissolved  oxygen
concentrations below 100% saturation without apparent adverse effects.   Pro-
longed exposures  to less than 60% oxygen saturation  may  result in altered
behavior, reduced growth, adverse reproductive effects, and mortality (Vernberg
1972;  Reish and Barnard 1960). Exposure to less than 30% saturation (~ 2 mg/l)
for 1 to 4 days causes mortality to most biota, especially during  summer months,
when  metabolic rates  are high.  Stresses that occur  in conjunction  with low
dissolved oxygen (e.g., exposure to hydrogen sulfide) may cause as much,  if not
more, harm to aquatic biota than exposure to low dissolved oxygen concentration
alone  (Brongersma-Sanders 1957;  Brown  1964; Theede 1973).   In  addition,
aquatic populations exposed to low dissolved oxygen concentration  may be more
susceptible to the adverse effects of other stressors (e.g, disease, toxic chemicals).

       Dissolved  oxygen  concentration  is  a particularly  important  exposure
indicator.  However, dissolved oxygen concentration, even in bottom waters, can
fluctuate greatly with tide, wind patterns, and biological activity.  In deeper areas
of the Chesapeake Bay, bottom dissolved oxygen has a strong tidal signal; high
tide corresponds to  lower oxygen concentrations near the bottom.  Significant
autocorrelation of oxygen concentration persists for 6 to  8 days, indicating that
consecutive measurements less than 8 days apart may not be independent. In the
                                4-24

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Gulf of Mexico and other shallow estuaries, dissolved oxygen has a strong diurnal
signal.  Before dissolved  oxygen can be used as a core indicator, the following
questions on its stability and variability must be answered:

      •     What  is the  best  parameter for representing  dissolved oxygen
             exposure (e.g., percent of time below a critical value, frequency of
             occurrence of exceedance value, mean over some defined period)?

      •     Is the frequency distribution of dissolved oxygen concentration stable
             over the summer index period  at regional scales?

      •     Is there sufficient predictability in dissolved oxygen patterns so that
             the degree of  low dissolved oxygen stress (magnitude and duration
             of extreme  events) which  biota  might be exposed to  during the
             summer period can be predicted using a short-term (e.g., less than
             one week) continuous measurement record?

      Two types of dissolved oxygen measurements will be made in the Virginian
Province Demonstration Project to  examine the reliability of dissolved oxygen as
an indicator:  (1) point-in-time measurements along water column profiles, and (2)
continuous  bottom  water  measurements  (approximately every 20  minutes).
Point-in-time water column profiles of dissolved oxygen concentration will be made
each time a sampling site  is visited, using a SeaBird CTD (Model JBE 25) equipped
with a Beckman type polarographic dissolved oxygen electrode. The point-in-time
measurements will be used as a response indicator to estimate the extent  of low
dissolved  oxygen conditions.  The continuous bottom water measurements of
dissolved oxygen concentration will be made at up to 30 sampling sites over a 60
to 70 day period between the middle of June and early September. The selected
sample sites are representative of the various habitat types (e.g., estuarine classes,
salinity zones, sediment types, and water depths) that occur within the Virginian
Province and were  chosen using  information provided  by EPA regional offices,
state  and  federal researchers working in the region, and  local  experts. They are
anticipated to represent the range of dissolved oxygen exposures likely to occur
in the region.

      A Hydrolab DataSonde 3, equipped with a  polarographic dissolved oxygen
electrode  and a digital datalogger, will  be  used  to make continuous dissolved
oxygen  and  related measurements  (Fig.  4-4).   The  DataSonde  3  will take
measurements of  conductivity, temperature, salinity,  depth,  pH,  and oxygen
concentration about 1 m off the bottom  every  20 minutes.  The unit  will be
serviced, and the stored data will be retrieved approximately every 10 days (refer
to Chapter 7.0 for servicing schedule).  Before deployment and upon retrieval, the
performance of the various  sensors on the DataSonde 3 will be  tested  and
validated. In addition, point-in-time measures of dissolved oxygen concentration
                                4-25

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                                                                WATER SURFACE
                                                          EMAP
                                                      HYDROLAB
                                                     INSTRUMENT
Figure 4-4.   Schematic of how the Hydrolab DataSonde 3 will be deployed for
            continuous dissolved oxygen monitoring
                                    4-26

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and other parameters will be taken with the SeaBird CTD during the deployment
period as a check on the data collected by the DataSonde 3.
4.4.2.4 Contaminants in Fish Flesh
      One of the questions that  the  concerned public  most  frequently asks
environmental managers is  "Are the fish safe to eat?" The contaminants  in fish
flesh indicator is of overwhelming importance to this assessment endpoint and is
intended to provide the data to answer this question  on a regional scale.  It is a
critical component of the estuarine  conceptual model, and analytical methods for
analyzing contaminants are well-established. For these reasons, this indicator was
advanced to developmental status.  The largest concern with the contaminant  in
fish flesh indicator is that we may be unable to catch the desired kinds of  fish  at
a sufficient number of the  sites to include this measure in the program.  This
concern applies to all indicators that require collection of specific kinds of  fish  at
a  large  number  of  sites  (e.g., organismal  and suborganismal  measures of
environmental quality). Fish samples will be archived initially, and the decision to
proceed with chemical analysis will be contingent upon catching sufficient numbers
of the kinds of fish needed.

      In addition to serving as a response indicator for human usage of estuaries,
contaminants in  fish tissue  also will provide a measure of ecological exposure of
valued biota  to  contaminants in the  environment.   As  previously noted, the
presence of contaminants in sediments  does not mean that they are available for
uptake into the food web.   Contaminants present in fish tissue obviously have
made their way  into the food web  and  are available to higher trophic levels.  In
addition, long-term,  region-wide changes  in the average  concentration of  a
particular contaminant in  fish flesh over a number of years  provides  useful
information about contaminant input, bioavailability, or both  (NOAA 1989). This
information, however, must  be normalized for the influence of size, species-specific
physiological  differences,  and  other  factors  that  are known  to  influence
contaminant levels in fish flesh (Sloan et al. 1988).

      While  the presence  of contaminants in tissue  indicates  exposure to
bioavailable contaminants,  the absence of  contaminants  in fish flesh does not
necessarily indicate the absence of bioavailable contaminants. The reasons for this
are:

      •     Many  contaminants  are   taken  up  and  metabolized  by  fish;
            consequently,  even when  fish are exposed to a contaminant, they
            may not accumulate that contaminant in their flesh.
                                4-27

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      •     Contaminants may cause mortality before they accumulate in the
            flesh.

Many of the factors that influence contaminant concentration  in fish flesh are
species and compound specific.  The indicator testing and evaluation program is
designed to define the relative importance of these factors to EMAP-NC.

      Major questions that the Virginian Province Demonstration Project  will
address for the contaminants in fish flesh indicator include the following:

      •     Can sufficient  numbers and kinds  of target species  be collected,
            given the sampling design and logistical constraints?

      •     Are CDFs for the contaminants in fish flesh indicator stable over the
            summer index period?

      •     Does this indicator provide important information about the status of
            estuarine ecosystems?

Answers to these questions should provide the information needed to determine
if the contaminants in  fish flesh indicator should  be added to the core indicator
suite during full implementation of  EMAP-NC.  Answers to the first  question also
will provide information regarding the feasibility of including other organismal or
suborganismal indicators (e.g., biomarkers) in the program in the future.

      Fish for tissue analysis will be collected up to three times  at each sampling
location, using a  16-m  high-rise otter trawl. Trawls will be towed for 10 minutes
against the  tide,  at a boat speed of approximately 1  m/s. Up to five individuals
from each of 10 target species  will be retained  from each trawl and frozen for
tissue  analysis (Table  4-5).   The  list  of target species is  based  on:  (1) the
expectation of   capture  at  a  high  percentage  of  sampling  stations,  (2)
commercial/recreational value,  (3)  use by one or more coastal states in toxics
monitoring  programs,  and (4)  use by the NOAA National Status and Trends
Program in  contaminant or  bioeffects  assessments.  Catch expectations were
estimated by conducting a Monte Carlo simulation analysis of available fish trawl
data for the Virginian Province.

       Not all of the target species  that are collected and frozen will  be processed
for chemical analysis.  Selection of taxa for processing will depend  largely on the
number and distribution of sampling sites  at which each species is captured; more
broadly distributed species will be  favored.  In addition, bottom-dwelling fish will
be processed preferentially because:  (1) they tend to be more stationary than
pelagic fish, and  (2) they generally accumulate contaminants at a faster rate and
                                4-28

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Table 4-5.   Target fish taxa and the expected percentage of sampling sites at which
            they will be collected in each salinity zone, as determined from a Monte
            Carlo simulation analysis of available fish trawl data for the Virginian
            Province
Polyhaline
Channel Catfish
Atlantic Croaker
Hogchoker
Summer Flounder
Spot
White Catfish
Weakfish
Winter Flounder
Windowpane
0.0
20.5
35.2
63.1
35.3
0.0
48.3
63.1
55.1
Meson aline
1.8
68.0
87.0
29.3
88.3
26.3
53.5
66.8
0.0
Oligohaline
39.7
19.0
37.3
0.0
32.0
24.4
19.8
0.0
0.0
   Flounder

White Perch             0.7                  78.4                52.1
                              4-29

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have a higher incidence of pathologic abnormalities than pelagic fish. The selection
of fish for chemical analyses will not be made until after all collections have been
completed and an evaluation has  been made to determine the target species
collected  at the greatest number of  stations by estuarine  class, salinity zone,
sediment type, and geographic subregions.

      Generally, five individuals from each of the target species will be composited
for analysis; however, the final decision on the number  of fish to composite will
be delayed until the number of each target species collected at sampling sites and
the size of the individuals is known.  Muscle tissue  will be dissected from the
dorsal region  of the fish using titanium  blades, with  care being taken not to
incorporate skin, scales, or bone into the sample.  The  chemicals measured and
analytical procedures used are similar to those used in the NOAA National Status
and Trends Program (Table 4-6). As was the case for contaminants in sediments,
EMAP-NC plans to work with  NOAA, OPP, OPPE, OMEP,  regional offices, and
academic researchers to refine the list of contaminants in  biota to one that is
agreeable to all parties concerned  but does  not over burden the program with
excessive chemical measurements.
4.4.2.5 Gross Pathology of Fish
      The incidence of gross pathological disorders in  fish such as fin erosion,
somatic ulcers, cataracts, and axial skeletal "aesthetic" abnormalities is a major
means used by the public to judge the environmental quality of a water body.  The
gross pathology of fish indicator was advanced to developmental quality status
because it is clearly important to assessment endpoints, it is responsive, and there
is a small incremental cost for measuring the indicator, given that trawling activity
is already taking place  at each site to capture fish for tissue analysis.

      Gross pathological disorders  have a  scientific  base;  severely polluted
habitats have a higher frequency of gross pathological disorders than similar, less
polluted habitats (Sinderman 1979; O'Connor et al.  1987; Buhler and Williams
1988; Malins et al. 1984, 1988). Laboratory exposures to contaminants such as
PCBs, petroleum  products,  and  pesticides,  also  suggest that  many  gross
pathological disorders are associated with contaminant exposure (Sinderman 1979;
Capuzzo et al.  1988).   However, fish  pathology is not ready for core  status
because the following questions remain to be answered:

      •      Can sufficient numbers  and kinds of  target species be collected
             within the EMAP-NC sampling  design  and logistical  constraints to
             provide meaningful data on the  incidence of gross  pathological
             disorders?
                                4-30

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Table 4-6.  Chemicals to be measured by EMAP-NC in fish and bivalve tissue during
           the 1990  Virginian Province Demonstration Project
DDT and its Metabolites
Trace Elements
o,p'-DDD
p,p'-DDD
o,p'-DDE
p.p'-DDE
o,p'-DDT
p,p'-DDT
Chlorinated  Pesticides
other than DDT

Aldrin
Alpha-Chlordane
Trans-Nonachlor
Dieldrin
Heptachlor
Heptachlor epoxide
Hexachlorobenzene
Lindane  (gamma-BHC)
Mi rex

18 PCB  Congeners:
Congener Location
Number of CI's
8 24'
18
28
52
44
66
101
118
153
105
138
187
128
180
170
195
206
209
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2'
4
2'
2'
3'
2'
3'
2'
3
2'
21
2'
2'
2'
2'
2'
2'
5
4'
5
3
4
4
4
4
3'
3
3
3
3
3
3
3
3


5'
5'
4'
5
4'
4'
4
4
4'
3'
4
3'
3'
3'
3'





5'
5
5
4'
4'
5
4
4'
4
4
4
4







5'

5'
5'
4'
5
4'
4'
4'
4'










6

5'
5
5 6
5 5'
5 5'















6
6
Aluminum
Arsenic
Cadmium
Chromium
Copper
Iron
Lead
Mercury
Nickel
Selenium
Silver
Tin
Zinc
                              4-31

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      •     Are CDFs  for gross pathological disorders  in fish stable over the
            summer index period, and do  they provide important  information
            about the status of near coastal ecosystems?

      •     Is the incidence of pathological defects sufficiently high at polluted
            sites to be distinguished  from "clean" sites, given the  level of
            sampling effort (i.e., previous studies at severely polluted sites have
            found incidences of  10% or less, and it is likely that EMAP-NC will
            collect less than 100 fish at most sites in the Virginian Province).

Answers to these questions should  provide the information needed to determine
whether the fish gross pathology  indicator should be added to the core indicator
suite during full implementation of EMAP-NC.

      Up to 30 individuals of each target species from each trawl will be examined
externally for gross pathological disorders including  skin ulcers, fin erosion,  gill
abnormalities, visible tumors, cataracts, or spinal abnormalities.  Fish found to have
pathological defects will be preserved for detailed histopathological examination.
Results  of  the detailed examination will be  used to identify possible causes of
aberrations and to ensure that the defects were not ones that could have resulted
from abrasion and physical damage occurring during collection.
4.4.2.6  Relative Abundance and Tissue  Contaminant Concentrations of Large
         Burrowing Shellfish
      Estuarine waters produce large quantities of economically important shellfish
despite the closure of substantial portions of shellfish producing areas in virtually
every coastal state due to pollution impacts (Broutman and Leonard 1986; Leonard
et al. 1989). The large shellfish indicators (i.e., abundance of large shellfish and
tissue contaminant concentrations) were given  developmental status because of
their importance to the assessment endpoint of human use, a small incremental
cost, and the availability of proven methods to analyze contaminants.

      Pollution problems that threaten shellfish populations include increases in
low dissolved oxygen concentration, toxic contamination of sediments and tissues,
and microbial contamination of tissues. These insults reduce growth and survival,
adversely affecting production.  They also reduce the value and quality of shellfish
meats for human consumption.  The relative immobility of  shellfish makes them
good integrators of long-term environmental conditions for the site from which they
were collected.  The burrowing life  style of  many shellfish places  them at a
location where exposure to pollution insults, such  as low dissolved oxygen stress
and contaminants, is likely to be high. The occurrence of large-sized (i.e., older)
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shellfish at a site generally is considered to be an indicator that environmental
conditions at that site have been relatively stable over time.

      Filter feeding bivalves pump large quantities of water across the surface of
their gills and remove large amounts of particulate material from the water (Dame
et al. 1980; Cloern 1982;  Jorgensen et al.  1986; Doering et  al.  1986).  A
substantial portion  of  the captured material  is ingested, and  the  associated
contaminants are concentrated in tissues to concentrations many times higher than
those in the water. Tissue contamination increases or decreases whenever the
surroundings become more or less contaminated (Roesijadi et al. 1987; Pruell et
al. 1987).  Bivalve tissue contaminant concentrations are influenced by  many
factors including species, size, physiological condition, season, and environmental
setting.  If variation due to these factors can be accounted  for, and sufficient
numbers of individuals can be collected, contaminant concentrations in the tissues
of bivalves is a potentially useful indicator of contaminant exposure.

      The NOAA National Status and Trends program has been  measuring con-
taminant concentrations  in tissues  of bivalves  (oysters and mussels) of higher
salinity estuarine waters (>  10 ppt) since  1986.  NOAA,  however, does not
collect data on burrowing shellfish or shellfish from low salinity areas. As a part
of the 1990 Demonstration Project, EMAP-NC will determine whether sufficient
numbers of large, easily  collected filter feeding bivalves occur  in lower salinity
waters to justify their inclusion in the NOAA National Status and Trends Program.
Such a program would provide useful information on the extent and magnitude of
contaminant exposure in  habitats that are particularly vulnerable to contaminant
impacts (Schubel and Carter 1984; Sharpe et al.  1984). The data from the bivalve
survey also will be  used  to determine whether  high-salinity, burrowing bivalves
should be  considered for inclusion  in the  NOAA National  Status and Trends
Program.

      Large infaunal shellfish will be collected from each site, using a rocking chair
dredge equipped with a 2.5 cm mesh liner.  The duration of the dredge tows will
be five minutes. All large shellfish collected in each sample will be counted and
identified to species level. Shell length of target species (i.e., Anadonta spp., Ensis
directus. Macoma balthica.  Corbicula  manilensis.  Mercenaria mercenaria.  My a
arenaria. Musculinium spp., Rangia cuneata. Tagelus plebius)  will  be measured to
provide an indication of the age structure of the population.

      Up to 10 individuals of each target species will be scrubbed of sediment and
other material using a nylon  or natural fiber brush, frozen, and  shipped  to the
analytical laboratory on dry ice. These 10 individuals will represent the largest size
class available in the collection. In the laboratory, composited whole body tissue
samples will be made by homogenizing soft parts, and the NOAA  National  Status
and Trends suite of bivalve tissue contaminants will be measured on homogenized
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tissue subsamples (Table 4-6).  As with fish, the decision regarding whether to
proceed with chemical analysis, and the species which will actually be analyzed,
will be determined based upon the species that are collected and the number of
sites at which they are found.
4.4.2.7 Aesthetic Indicators (Flotsam. Jetsam. Odor. Water Clarity)
      One of the human use endpoints is visual aesthetics of the environment.
A habitat is degraded for the aesthetics indicator if floating and deposited garbage
and trash are abundant, if there are noxious odors, or if the water is not clean in
appearance. Because of their importance to the human use endpoint and the low
incremental cost for making these observations, the aesthetics indicators  were
advanced to developmental status.

      Although they are relatively easy to observe and measure, flotsam, jetsam
and odor generally are not measured by monitoring programs, and almost nothing
is known of their variability and stability as indicators of environmental quality.
Flotsam is likely to be highly variable, because it is subject to movement by wind
and tides, and its input rates are likely to be dominated by events (e.g., storms).
The presence of flotsam and odors will be noted at each sampling site during the
Demonstration Project before other samples are collected.   Jetsam will be mea-
sured as trash collected in fish trawls. The types, and relative amount of jetsam
will be recorded.

      Water clarity will be measured in three ways: transmissometry, f luorometry,
and  photosynthetically  active radiation  (PAR).   Transmissometry provides
information on the turbidity  of water; fluorometry provides information concerning
the degree to which reduction in light penetration may be due to the presence of
photosynthetic algae,  and  PAR provides  information on the degree to  which
turbidity can inhibit  photosynthetic activity. The incremental cost for measuring
all three is small since each can be obtained with a probe  added to the SeaBird
CTD  package.     Transmissometry  will  be  measured  with  a  Seatech
transmissometer, PAR will be measured with  a  Biospherical  QAP 200, and
fluorometry will be measured  with a Seatech fluorometer.
4.4.3  Research Indicators
      Table 4-3 includes the list of the research indicators that will be used for the
 1990 Demonstration Project. A brief justification for the selection of each of these
 indicators, and a summary  of the measurement methods that will be used  is
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provided below. The  general purpose of sampling these indicators during the
Demonstration Project is to obtain the information required to determine whether
they should be evaluated  further, should be removed from the list of potential
indicators because of some deficiency, or  should  be incorporated into the
developmental indicator suite.  Detailed methods that will be used to collect and
process data for research  indicators are provided in Strobel  (1990) and  Graves
(1990).
4.4.3.1 Fish Community Composition
      Estuarine fish have economic, recreational, and ecological value. Some are
harvested; others serve as forage for predatory organisms that have great aesthetic
value (e.g., birds, sport fish, mammals). Most fish species hold a position near the
top of the estuarine food chain. The  impact of anthropogenic activities on fish
concerns the public.   Therefore,  fish community indicators were advanced to
research status because of their importance to assessment endpoints and their role
in the conceptual model of Near Coastal resources.

      Factors controlling species composition  and abundance  of estuarine fish
communities are complex and not well understood. However, most fish ecologists
agree that the assemblage of fish that occurs at  a sampling site is controlled  by
water and sediments quality parameters, including contaminant concentrations and
inputs, and habitat conditions (Weinstein et al. 1980).  For example, polluted sites
are thought to  contain  less diverse and  less  stable fish  assemblages  than
unpolluted  sites and  are  dominated  by  pollution-tolerant species,  such  as
mummichogs and carp, (Haedrich and Haedrich  1974; Jeffries and Terceiro 1985;
Weinstein et al. 1980; Livingston 1987). The degree to which information on fish
community  composition can  be used to assess  the  status of  estuarine
environments on regional scales is unknown. A major purpose of evaluating fish
community composition as  part of the Demonstration Project  is to determine
whether regional scale information on fish community characteristics can be used
as an indicator of environmental quality.  If fish community data could be used in
this manner, it would be particularly  meaningful  to a broad range of audiences,
especially the public.

      Analysis methods for  integrating and synthesizing data on fish community
properties into  assessments of status and trends are poorly  developed.   For
example, the average biomass of fish caught for a standard amount of effort and
the capture frequency of tolerant species are parameters that can be measured in
a straightforward manner.  Unfortunately, these  parameters are not sensitive to
many pollution  stresses, and fisheries science has not developed methods  for
predicting the fish assemblage that would be expected at a site under a given set
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of environmental conditions,  polluted or unpolluted.   EMAP-NC will  use the
indicator testing and evaluation data to determine whether a method for defining
the expected species composition at a site, based on  physical characteristics,
including salinity, temperature, bottom type, and latitude can be developed.  If an
expected assemblage can be determined, it will be compared with those actually
observed.  Failure of expected taxa to occur in an area would be attributed to
undesirable environmental conditions, and subnominal conditions would be defined
on the basis of the percentage of the expected taxa that are not caught at a site.
4.4.3.2 Histopatholoav of Fish Populations
      While gross fish pathology is a potential response indicator of environmental
status that is easy and economical to measure, it may not provide insight into the
potential cause of the pathology (O'Connor et al. 1987) .  To address this concern,
EMAP-NC  will perform  detailed  histopathological examinations  of randomly
selected individuals of target and non-target fish species at the indicator testing
and evaluation sites. All individuals of each target species that  "fail" the field
gross pathology examination and up to 25 randomly selected individuals of each
target species that  "pass"  the  field  examination at the indicator testing and
evaluation sites will undergo a detailed histopathological examination.  In addition,
up to 10 randomly selected individuals from non-target species collected at these
sites will be examined similarly.   Histopathology advanced to research indicator
status on  the same criteria as  gross  pathology;  however, it  is  not being
implemented on  a regional basis until it can be shown to discriminate between
polluted  and  unpolluted  sites.   Detailed  histopathology  exams will  also  be
conducted  on collected fish  that have gross  pathological disorders.

      Representative tissue samples will be taken from specimens and processed
for histological analysis.  Tissue samples will be dehydrated in an ethanol gradient,
cleared in a xylene substitute, infiltrated, and embedded in paraffin. Sections will
be cut at 6/vm on a  rotary microtome, stained with Harris' hematoxylin and eosin,
and examined microscopically. The results of this microscopic examination will be
used to assess the relationship between the incidence of external abnormalities and
internal  histopathological   abnormalities,  to   characterize  the   types  of
external/internal   pathologies, and to create a baseline  of  histopathological
information for the Virginian Province.  Based on these findings, a  determination
will be made  regarding  whether histopathological examination warrants further
consideration  by EMAP-NC.
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4.4.3.3 Apparent Depth of the Redox Discontinuity Profile
      The redox potential  discontinuity (RPD)  is the transition zone at  which
sediment processes become anaerobic. RPD depth varies with sediment organic
content and biological activity in the sediment.   Depth to the RPD advanced to
research indicator status because of its small incremental cost.  Benthic animals
are important regulators of the deposition and resuspension of bottom sediments
and of the exchange of constituents between bottom sediments and the overlying
water (Rhoads 1974;  Rhoads et al. 1978; Rhoads and Boyer 1982; Aller 1982).
By ventilating and displacing sediments during burrowing and feeding, they affect
geochemical profiles in sediments and interstitial water. This is particularly true for
higher salinity, fine grained sediments where wave disturbance and tidal scour do
not occur.  In these habitats, the depth to the redox potential discontinuity (RPD)
is negatively associated  with physical and anthropogenically induced disturbance
and  positively associated with acceptable  and  desirable ecological conditions.
Chemically contaminated and organically  enriched sediments  generally have
shallow RPD depths and are dominated by shallow  burrowing short-lived species
that are resistant to pollution  (Scott et al.  1987;  Rhoads and Germano  1987;
O'Connor  et al. 1987).

      Although these patterns for RPD depth are well established for high salinity
«  15 ppt) waters, they may  not apply to  moderate and low salinity regions of
estuaries (Holland et al.  1988, 1989).  One of the objectives of evaluating  RPD
depth as a research indicator is to determine the degree to which this  measure is
applicable to the array of low salinity environments that will be sampled by EMAP-
NC.  The  applicability of RPD depth to  low salinity waters and the reliability it
demonstrates at indicator testing and evaluation sites will be used to determine
whether it should be included as a core indicator during full implementation.

      RPD depth will be estimated in two  ways:  (1) by visually measuring the
depth of the color change in sediments in clear plastic cores inserted into each
grab sample collected for benthic species composition and  biomass,  and (2) by
deploying  a sediment-profile camera at selected indicator testing and evaluation
sites (Rhoads and Germano 1982). The sediment-profile camera photographs the
sediment-water interface in  the vertical  plane.  The photograph is processed by
computer  image analysis to quantify apparent RPD  depth, grain size, and relative
abundance of surface tube structures, surface boundary  roughness, penetration
depth, and presence of feeding voids and methane gas bubbles. The rapidity  with
which these pictures can be processed makes this  method particularly useful for
large-scale characterization and mapping studies. Estimates of the apparent RPD
depth obtained by  measuring the cores and from the sediment-profile  camera
photographs will be compared at the selected indicator testing and evaluation sites.
This comparison will  determine the reliability of the visual  measurement of the
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apparent RPD depth in cores. If this simple indicator can be demonstrated to be
reliable, it would greatly enhance the amount of information that could be obtained
from a single benthic grab sample.
4.4.3.4  Water Column Toxicitv
      An important environmental quality concern of environmental managers and
the public is the toxicity of estuarine waters to biota.  Because of these concerns,
EPA has developed standardized laboratory methods for measuring water column
toxicity in  marine  environments.   The  measurement  of  toxicity has  many
advantages over direct measurement of contaminant concentrations in the water
column.  Direct measurement of contaminants in the water is expensive, costing
up to $ 1,000 per sample. Moreover, data on chemical concentrations in the water
are difficult to interpret.  Chemicals may be bound in  ways  that make them
biologically unavailable. In addition, chemical concentrations that produce adverse
biological  effects frequently  are  near  or below detection  limits  of analytical
methods.  Measurement of water column toxicity is economical,  usually costing
only a few hundred  dollars per sample, and interpretation  of  the  experimental
endpoints is straightforward.

      EMAP-NC proposes to  evaluate three water column toxicity tests, using a
2 liter water surface sample collected approximately 1 m below the surface at each
indicator testing and evaluation site. The three water column bioassays are:  (1)
sea urchin  (Arbacia ounctulata) fertilization test (Nacci et al. 1987); (2) red algal
(Champia parvula) sexual reproduction test (Thursby and Steele  1987); and  (3)
bivalve (Mulinia lateralis) fertilization and larval growth test (APHA  1985). Results
of the three tests will be compared to determine their relative  sensitivity. All tests
will be conducted within 48 hours after the sample is collected  at 30 ppt and  20
°C.  Natural seawater (100 ppt) will be used to bring low salinity water up to the
standard salinity. This will dilute some whole water samples by as much as 20%
but is necessary because of the salinity tolerances of the test organisms.

      The  observed responses will be correlated with those for other indicators
(e.g., sediment toxicity, sediment contaminant  concentration, benthic species
composition and biomass, contaminants is fish tissue, and fish  gross pathology).
Based on these findings, a determination will be  made regarding  whether water
column toxicity should  be included in  EMAP-NC during  full implementation or
removed from further evaluation.
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4.4.4 Stressor Indicators
      The stressor indicators, including an overview of the specific parameters to
be estimated and their sources, are defined in Table 4-7.  Most of the information
on stressor indicators will be obtained from an update to NOAA's National Coastal
Pollution Discharge  Inventory (NCPDI). The data sources NOAA includes in the
NCPDI are  extensive; a partial list of these sources is presented in  Table 4-8.
Stressor indicators  will not be sampled  in the  field   concurrently  with other
indicators.
4.4.5  Rejected and Suspended indicators
      Over 100 of the  candidate  indicators  were  not advanced to  higher
categories and were either rejected or suspended. Evaluations for most of these
were suspended because insufficient information was available with which to
evaluate them.  Of the  rejected indicators, most were  eliminated because .of
inherent variability during the  index period, ambiguity in  their interpretation, or
because data on them are not easily sampled within the constraints of EMAP-NC.

      Emphasis in  the Demonstration Project  is on  population or community
measures of  response;  most individual  and  suborganismal   measures  were
suspended  for future  consideration.  A principal concern with the  use of
suborganismal measures is that it may not be possible to gather target specimens
at a  sufficient number  of sampling sites to justify their inclusion in the sampling
program.  Alternatively, it may be necessary to perform analyses on a relatively
large number of species and develop interspecies calibrations  of responses. Such
methods have not yet been developed.

      Indicators  for   birds  and mammals,  including   population  measures,
community measures, and measures of contaminant uptake were rejected primarily
because it was not possible to obtain population estimates of large, wide-ranging
animals given the constraints of the sampling equipment (i.e., 25 foot boats) and
resources.   Information on  basin-wide trends for birds  will be obtained  using
historical data (e.g., FWS breeding bird surveys, Audubon Christmas  bird count)
and existing programs. In addition, EMAP-NC has initiated discussions with FWS
to determine if response and  exposure indicators can be identified for  colonial
nesting  birds.  Secondary production was rejected for all animals because it would
require sampling outside the EMAP-NC index period of mid-summer.
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Table 4-7.  Synopsis of potential data sources for stressor indicators
Stressor  Indicator
                                    Specific Parameters
                   Source(s)
Freshwater Discharge
                                 Volume of inflow
     Atmospheric Temperature



•?*•   Wind Speed and Direction
o
Atmospheric Deposition
Precipitation
Pollutant Loadings by
Categories including:
   • Point Sources
     -- Industrial Discharge
        by Category
     -- Municipal Sewage
   • Non-Point Sources
     -- Urban Runoff
     -- Non-Urban Runoff
        (i.e., agriculture,
        forests, etc.)
     - Irrigation Return
        Flows
                            Daily mean, median, and range at the
                            earth's surface for key locations within
                            each region

                            Wind speed and direction at the earth's
                            surface for key locations within each region
                                 Rainfall in cms, loading of atmospheric
                                 pollutants
                                 Flow, biological oxygen demand, organic
                                 pollutants, inorganic pollutants, number of
                                 wastewater treatment plants, number of
                                 industrial dischargers, number of power
                                 plants
U.S. Geological Survey (USGS)
-  National Stream Quality Accounting Network (NASQAN)
-  Water Data Reports
-  National Water Data Exchange (NAWDEX)
National Oceanic and Atmospheric Administration (NOAA)
-  National Coastal Pollution Discharge Inventory (NCPDI)

National Climate Center Archives (NCCA)
National Climate Center Archives (NCCA)
National Oceanic and Atmospheric Administration (NOAA)
-  Local Climatological Data

National Climate Center Archives (NCCA)
National Atmospheric Deposition Program (NADP)
Multi-state Atmospheric Power Production Pollution Study (MAP3S)
Utility Acid Precipitation Program (UAPSP)

National Oceanic and Atmospheric Administration (NOAA)
-  National Coastal Pollution Discharge  Inventory (NCPDI)

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Table 4-7.  (Continued)
Stressor  Indicator
                                     Specific  Parameters
                   Source(s)
Land Use Patterns
Human Population Density
Fishery Landings
                                 Area, % urban, % agriculture, % forest,
                                 % wetland, % water, % barrier, number of
                                 major and minor  urban areas

                                 Density, density by occupation and
                                 industrial category
                                 Commercial and recreational catch
                                 statistics
National Oceanic and Atmospheric Administration (NOAA)
-   National Coastal Pollution Discharge Inventory (NCPDI)
U.S. Census of Population
United Nations Demographic Yearbook
U.S. Census of Manufacturing
U.S. Agriculture Census

National Oceanic and Atmospheric Administration (NOAA)
National Marine Fisheries Service (NMFS)
-*   Shellfish Bed Classification    Area, % approved for harvesting
                                                                       National Shellfish Register of Classified Estuarine Waters

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Table 4-8.  Major data  sources  for  the  National  Coastal  Pollution  Discharge
  	Inventory  (modified from Basta  et  al.  1985)
     Source Category
        Institutions
                                                Major  Data Sources
 Pollutants in Streamfiow
 Entering the Coastal Zone
U S Geological Survey
State Water Quality Agencies
USGS National Stream Quality Accounting Network (NASQAN)
USGS Water Data Reports
State Water Quality Reports
 Point Sources
                              EPA Regional Offices
                              State Water Quality Agencies
                              Section 208 and Regional
                                 Planning Offfices
                              Industry Organizations
                               EPA Data Bases, Reports, and Regulations
                               --  NPDES Discharge Monitoring Reports (DMR)
                               --  Permit Compliance System (PCS)
                               --  1982 Needs Survey
                               -  Industrial Facilities Discharge (IFD) File
                               --  Section 201, 208, and 303e Basin Plans
                               -  Effluent Limitations Guidelines and Standards
                               State Water Quality Reports
                               Regional Basin Planning Reports
 Urban Nonpoint Runoff
U.S. Geological Survey
National Weather Service
Bureau of the Census
State Water Quality Agencies
Section 208 and Regional
   Planning Offices
EPA National Urgban Runoff Program (NURP)
EPA Nationwide Evaluation of Combined Sewer Overflows
   and Urban Stormwater Runoff
USGS Land Use Data and Analysis Program (LUDA)
1982 Census of Population
1982 and 1983 County and City Data Book
1982 EPA Needs Survey
NOAA Local Climatological Data
 Non-urban Nonpoint Runoff
U S Geological Survey
National Weather Service
U.S. Department of Agriculture
Soil Conservation Service
State Water Quality Agencies
Agricultural Extension Offices
Section 208 and Regional
   Planning Offices
USGS LUDA Program
SCS 1982 National Resource Inventory (NRI)
SCS SOILS-5 Data Base
Cornell Nutrient Simulation Model
USGS Study, "Elemental Concentration in Soils"
Agricultural Extension Office Records for Fertilizer and
   Pesticide Use
NOAA Local Climatological Data
County Soil Surveys and Maps
Section 208 and Regional Planning Studies
 Irrigation Return Flows
U S. Department of Agriculture
Soil Conservation Service
EPA Regional Offices
USGS Regional Offices
Local Water Management
   Districts
USGS, State, and Regional Water Quality Management
   Studies
 Oil and Gas Operations
U.S. Geological Survey
EPA Regional Offices
U.S. Coast Guard
State Oil and Gas Programs
American Petroleum Institute
Environmental Subcommittee of
   the Offshore Operators
   Committee
USCG Pollutant Incident Reporting System (PIRS)
USGS Conservation Division Accident File and Production
   and Drilling File
EPA Drilling Platform Permits and Platform Discharge
   Characterization Studies
API Inventory of Wells and Drilling Statistics
State Oil and Gas Program Files
OOC Pollutant Dischare  Characterization Studies
 Marine Transportation
U.S. Department of Commerce
   Maritime Administration
U S. Army Corps of Engineers
U.S. Coast Guard
UN International Maritime
   Organization
Port Authorities in the U.S.
   and Mexico
Industry Organizations
MARAD Vessel Movement Monthly Master Data File
USGS Documented Vessel File
COE, "Waterborne Commerce Statistics"
 Dredging Operations
U.S. Army Corps of Engineers
EPA Regional Offices
UN International Maritime
   Organization
EPA Ocean Dumping Permit Files
COE Report to Congress, "Administration of Ocean
   Dumping Activities"
IMO Dredge Material Disposal Reports
 Abbreviations.  SCS, U S Department of Agriculture Soil Conservation Service, API, American Petroleum Institute; OOC, Offshore
               Operators Committee; USCG, U.S. Coast Guard; MARAD, U.S. Department of Commerce Maritime Administration; COE,
               U.S. Army Corps of Engineers; IMO, UN International Maritime Organization (formerly IMCO - Intergovernmental
               Maritime Consultative Organization).
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      No measures of primary producers were advanced to research or devel-
opmental status. Measures of phytoplankton species composition and productivity
were suspended because they are too variable within the index period.  Produc-
tivity measures also more appropriately interpreted from data collected in the
spring than in the summer index period.  Contaminant concentrations in phyto-
plankton were considered insensitive and  uninterpretable measures because of
rapid turnover and were rejected.   Measures of submersed aquatic  vegetation
(SAV) were suspended because their discontinuous distribution  is not compatible
with the present EMAP sampling design. EMAP-NC will develop methodologies for
periodically measuring the status and trends in SAV jointly with NOAA and  FWS
during  1991-1992.

      Measurements  of water column pools were rejected  because of  high
variability and methodological  problems with sampling.  For instance, pools of
elevated concentrations of many contaminants are present in the water column
only after runoff events. Water column nutrient concentrations and nutrient ratios
are highly variable, and their interpretation generally requires integrated measures
or sampling at a time  other than the mid-summer index period. These measures
were suspended until technology that  integrates their concentration over time
advances.  Pools of toxic contaminants will be measured in the sediment, but
nutrient concentrations in the  sediments were rejected because their effects on
eutrophication processes and biota are not easily interpreted or well understood.
4.5  Future Indicators
      In a long-term  status and  trends monitoring program  it is important to
maintain continuity in the  indicators  that are measured.   However,  it is also
important to continually re-evaluate whether the techniques used to measure those
indicators remain the  most  cost-effective and precise, particularly as technology
improves (NRC 1990a).  In addition,  developing  indicators must be examined
continually to determine whether their addition to the program would improve our
ability to characterize environmental conditions and identify factors contributing to
that condition.

      EMAP-NC will maintain two types of  indicator development activities as the
program progresses.  One  will concentrate  on  development  of new candidate
indicators, or studies to advance candidate  indicators to research indicator status.
This program will emphasize basic research,  will be conducted primarily through
extramural research, and will be funded through  ORD or the EPA grants program
that is administered independently of, and integrates across, resource groups. In
contrast, studies conducted  within  EMAP-NC  will be  more  applied  and  will
concentrate  on tests  to advance  research indicators to developmental or core
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status.  EMAP-NC efforts will build upon basic research conducted in laboratory
settings or at local scales by testing and evaluating indicators on a regional  or
national scale.  While it is difficult to be precise about future plans, it appears likely
that indicator development within  EMAP-NC will focus on three areas during the
next few years: 1) suborganismal measures such as biomarkers, 2) remote sensing
of primary producers, and 3) measurement of status and trends for wetlands and
SAV.

      The  1990 Demonstration Program contains little  in the way of measure-
ments  at the suborganismal level.  Considerable basic  research  effort  is being
conducted  on  a wide  range of  suborganismal measures, that includes  genetic,
biochemical and tissue biomarkers,  and  many of these have  been  found to  be
promising indicators of environmental stress. The major advantage of biomarkers
is that they may be an early warning indicator of exposure to environmental stress.
At present, EMAP-NC is stressing measures that provide reliable indication that  an
impact has occurred. In the future, however, EMAP-NC undoubtedly will need  to
incorporate early warning indicators  into  its measurement program.  EMAP-NC is
interacting with the EPA Research Laboratories in Gulf Breeze, FL, Cincinnati, OH,
and Narragansett, Rl, to develop a basic research strategy that will be used  Jo
incorporate suborganismal indicators into the program in future years.

      Primary  production is an important component of the estuarine conceptual
model  but is not being measured  in the  Demonstration Project because of  large
temporal variability in conventional measures that could be used to estimate the
status and trends for primary producers.  However, there appear to be two feasible
methods that  might be used  to  overcome this problem:  1) remote sensing
techniques for estimating status and trends in chlorophyll stocks (a measure  of
algal biomass), and  2) automated in situ fluorometers with  digitizing capability.
Remote sensing of chlorophyll by satellite has the advantage of allowing multiple
estimates  of a site  over a  season without having to visit the site. This would
permit integration over time at a reasonable cost. The technique has been tested
to a limited degree, with mixed success.  The principle problem appears to be one
of interference from turbidity.   There appear to be  ways to solve this  problem,
which EMAP-NC will investigate over the next year. Automated fluorometers would
solve the temporal variability problem for  primary production in the same way that
the deployed dissolved oxygen  meters solve this problem for dissolved oxygen.
Analogous  instrumentation for measuring fluorescence that includes data logging
capability is just becoming available on the market, and EMAP-NC is working with
several potential manufacturers to examine the feasibility of such a product.

       The 1990 Demonstration Program currently does not include measurement
of SAV and wetlands.  This absence stems not from a lack of importance of these
habitats, but from a realization  that these land-margin ecosystems are  complex,
and factors controlling their distributions and quality are poorly understood. The
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conceptual source-receptor model for aquatic habitats developed by EMAP-NC for
the 1990 Virginian Province Demonstration Project is not adequate for identifying
indicators that represent these complex interactions or the health of these complex
ecosystems. In addition, most wetlands and SAV have discontinuous distributions
in the Virginian Province and are relatively rare resources that cannot be sampled
in the same manner as purely aquatic resources. The boats used by EMAP-NC are
not appropriate for sampling these resources.  Many agencies (e.g., FWS, NOAA,
U.S. Army Corps of Engineers, state agencies) have or are currently developing
programs that attempt to assess the status and trends of wetlands and SAV. The
activities of  these other agencies include tidal,  non-tidal, and riparian  habitats.
Because of  the  complexity  of technical  issues involved  with identification  of
indicators and sampling design and the complexity of coordination tasks involving
other agencies, EMAP-NC decided to delay sampling wetlands and SAV until these
issues could be resolved. A wetlands resource group has been established within
EMAP to address these issues. The wetlands resource group plans to produce a
draft program plan for wetlands in 1990 and will work with EMAP-NC to develop
plans for conducting a pilot study to evaluate the ability of potential indicators to
discriminate  between disturbed and undisturbed  wetlands as a part of a planned
1991  Demonstration  Project for the Gulf of Mexico.  EMAP-NC also plans to
address issues relative to SAV as part  of the 1991 Gulf of Mexico studies.
                               4-45

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                 5.0  ANALYSIS AND INTEGRATION
      The success of any monitoring program depends on the degree to which the
data that are collected are used to answer the questions for which the  program
was designed  (Wolfe  et  al.  1987; NRC  1990a).  Conversion of data into
information requires the appropriate analysis tools and the resources to apply those
tools. Recognizing that analysis and integration represent the return on investment
made during the design and data collection phases, EMAP-NC:  (1) is  committed
to developing the analysis tools that will be required before collection of  the data
begins, and (2) has targeted about 15% to 20% of its resources to analysis and
integration activities.

      Synthesis of the data that will be collected by EMAP-NC into an integrated
assessment of the ecological status of estuaries of the Virginian Province, and
eventually of the nation, is a formidable challenge.  Results of this assessment
must be not only scientifically defensible, but also presented in a manner that can
be understood by non-technical audiences.  Unfortunately,  estuarine science has
not  developed  measures of  the  condition of estuaries that are  accepted  by
scientists  and  understood  by the  public and  other  non-technical  audiences.
Standardized  methods  for  assessing  cumulative  environmental impacts and
partitioning those impacts into the contributions associated with  major  pollution
stresses also are not available.

      This chapter describes the approach that EMAP-NC will use to accomplish
the following:  (1) synthesis and integration of the data collected into an integrated
assessment of the ecological condition of estuarine resources; (2) evaluation of
changes in ecological  condition  resulting  from human action or in  action;  (3)
development  of an implementation sampling  design  for  the  estuaries of the
Virginian Province; and (4) dissemination of results to a broad range of audiences.
5.1  Need for Analysis and Integration
      Because of its national and regional scope,  EMAP-NC will serve a broad
spectrum of clients. It is important that the analyses and reports that are produced
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address the primary concerns of all types of clients. Potential clients of EMAP-NC
data include:

      •     Congress,

      •     The Administrator of EPA and the Council on Environmental Quality
             (CEQ),

      •     EPA Regions and Program Offices,

      •     Other federal and state agencies with environmental management
             authority (e.g., NOAA, FWS, state water pollution control agencies,
             state natural resource agencies),

      •     Regional advisory boards (e.g., Delaware River Basin Commission,
             Interstate Commission on Potomac River Basin),

      •     Industry/utility environmental associations,

      •     Environmental activist organizations  (e.g.,  Environmental  Defense
             Fund),

      •     Scientists and researchers, and

      •     The concerned public.

Another function of EMAP-NC will be to adapt and improve itself.  Many  of the
sampling activities conducted for the Demonstration Project are intended to obtain
the information needed to refine the sampling design.  In addition, results of the
indicator testing and evaluation study will be used to refine the list of the indicators
that will be sampled in the implementation phase.

      The goal of EMAP-NC integration activities is to translate scientific results
into answers to policy-relevant questions. Statistical analysis is the first step in
this activity and will be used to characterize the data, to determine the uncertainty
associated with indicator  measurements, and  to  test for spatial and temporal
trends.   Integration activities  follow statistical analyses and involve converting
analysis results into  evaluations of  the effectiveness of regulatory programs;
integrated assessments of the extent, magnitude, and consequences of  pollution
impacts; and identification of the pollution hazards and risks that pose the greatest
threat to the ecological condition of estuaries.

      EMAP-NC will work with clients to refocus their broad policy questions into
specific scientific  questions that can be addressed  using EMAP-NC  data.  It is
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important for  EMAP-NC  to  use this opportunity  to  educate clients about the
usefulness and limitations of the data that will be produced.  Examples of how
broad policy questions will be converted to specific  questions  that  can  be
answered with EMAP-NC data are shown in Table 5-1.  An important result of the
above process is to ensure that users' expectations of monitoring data are realistic.

      EMAP is designed to assess the condition of ecological resources, to mea-
sure trends in that condition, and to  identify likely causes of changes in condition
at regional scales.  However, the sampling design also allows questions to be
answered for major classes of estuaries (i.e., large estuaries, large tidal rivers, and
small estuaries) and selected subpopulations of interest (e.g., salinity and sediment
strata, specific large estuarine systems like the Chesapeake Bay).  EMAP-NC will
not address questions that are specific to any particular sampling site or identify
cause and effect relationships.  For example, EMAP-NC will not address questions
such as:

      •    "What is the  impact  of industry x's discharge  on downstream
            fisheries?"

      •    "Are excess contaminant inputs  causing low abundance of benthic
            invertebrates?"

Rather,  EMAP-NC is designed to identify factors that are associated with existing
conditions and changes in conditions.
5.2 Types of Analyses
      To accomplish its objectives, EMAP-NC must conduct the following types
of analyses:

      •     Assessment of the status of estuarine resources in terms of their
            capacity to support valued ecological resources and human uses,

      •     Management of changes in status that occur over time (i.e., trends),
            and

      •     Identification of likely factors that are contributing to status and
            changes in status (i.e., associations).

More generally, the detailed analysis EMAP-NC data will focus on status, trends,
and associations  among indicators.   These analyses will  be synthesized  into
evaluations of the effectiveness of environmental policies and regulations.
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Table 5-1.  Translation of broad policy questions into policy relevant and scientific
           components

Policy Questions
      Why do so many fish have tumors?
      Is the problem related to contaminants?
      How extensive is the problem? Is it getting worse?

Policy Relevant Questions
      What percentage of fish  have  gross pathological abnormalities?
      Is this percentage changing?
      Is there an association between sites that have high levels of sediment contami-
      nant and sites that have pathological abnormalities in fish?

Scientific Components
      Estimate the proportion  of fish with gross abnormalities within 25% of the true
      proportion with 90% confidence.
      Estimate the rate of change in gross abnormalities and determine if the slope is
      signifcantly different from zero with 90% confidence.
      Using categorical regression, determine with 90%  confidence whether there is a
      relationship between percentage of gross abnormalities and sediment contami-
      nant concentration  of PCBs or other contaminants.
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      Before a description of the specific analyses to be conducted is accom-
plished, the format for presentation of the data and the strategy that will be used
to reduce complex data into integrated assessments must be described. A brief
description of the criteria that will be  used to define acceptable  and unacceptable
ecological condition also will be presented.
5.2.1 Cumulative Distribution Functions
      A principal means by which EMAP-NC will represent information graphically
to technical audiences is through the use of cumulative distribution functions
(CDFs). CDFs were chosen as a major presentation method because they present
information  on both central tendency (e.g.,  median)  and extreme values (i.e.,
range) in one easily interpreted graphical format (Overton et al. 1990). Figure 5-1
is an example  of the type of CDF that EMAP-NC will prepare and use.

      Development of CDFs and estimation of their associated variance will be
accomplished  using the procedures defined in Horvitz and Thompson (1952) and
Overton and Stehman (1987). These procedures  reduce the estimation process
to the specification of inclusion  probabilities.  Because the EMAP-NC  sampling
program is probability based, inclusion probabilities can be estimated  for each of
the estuarine resource classes sampled. The nature of these approximations and
their adequacy for  meeting EMAP-like objectives  is described  in Stehman and
Overton (1987) and Overton and  Stehman (1987).

      Two types of inclusion probabilities must be determined:  first and second
order.  First order inclusion probabilities are the probabilities with which individual
sampling units are included in the sample. These  inclusion probabilities must be
determined for each sample, and the probability becomes an essential part of the
data record. Data collected at a sampling site have little value to EMAP-NC with-
out the associated first order inclusion probability.  Inclusion probabilities can be
viewed as an  objective criteria for defining the representativeness of a specific
sampling location.  First order inclusion probabilities are generated at the time of
sample collection and will be referred to as p,. Second order, or pairwise, inclusion
probabilities are the probabilities with which two specific  sampling  units  are
included  in the sample and are  designated  as PJJ.  The estimation of variance
requires the determination of second order inclusion probabilities.
                                    5-5

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                100
                    0
1234
     Indicator or Index Value
Figure 5-1. Example cumulative frequency distribution.  Dotted lines are the 90% confi-
           dence bounds.
                                         5-6

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      The specific calculations for producing CDFs use weighing factors (W| or w^)
rather than actual inclusion probabilities.  These factors are the  inverse of the
inclusion probability so that:

                        Wj =  Up, and Wij = 1/py  .

      CDFs will initially be constructed for response indicators for each estuary
class (i.e., large estuaries,  large tidal rivers, and small estuaries).  Each of the
class-level CDFs uses the specific inclusion probabilities associated  with that class
(i.e., proportional representation of the surface area of the class).   The class-level
CDFs will be combined into an integrated CDF by weighting the observations for
response indicators by the  ratio of  the total surface area of the class to the total
surface area of estuarine resources in the region.

      EMAP-NC has chosen to combine the class-level CDFs into an  integrated
CDF on the basis of  spatial area  because this approach  represents a straight-
forward integration that has a basis in the primary objectives of EMAP; that is, the
status of estuarine resources in the region.  This weighting system is not the only
method that  could be used.  Other reasonable methods include weighting  by
volume  or by system (i.e., each estuary is weighted equally regardless of size). In
addition, subjective weighing schemes could be developed that weighted highly
valued systems or sites move heavily than other habitat types (e.g., spawning and
nursery areas would be weighted more heavily than other habitats types).

      In the Virginian Province, the proposed integration scheme  results in more
"weight" being given to samples from the large estuarine class because this class
represents about 70% of the estuarine surface area.  Integrated CDFs, therefore,
may not be representative of problems  in less  abundant resource types (e.g.,
smaller  estuarine systems). As  a result, EMAP-NC will present CDFs at the class
and province levels for all response indicators.  CDFs for other subpopulations of
interest (e.g., EPA regions;  selected large estuarine systems like Chesapeake Bay,
San Francisco Bay, and Long Island Sound; and specific habitats such as sediment
types, salinity zones, and depth strata) also will be prepared. The confidence limits
for subpopulation CDFs will depend upon the  number of observations taken for
each subpopulation.  One of the objectives of the 1990 Demonstration Project is
to determine the uncertainty associated with CDFs for specific large systems and
other subpopulations  of interest.   These  data will be  used as a basis for
determining whether the sampling  design should be modified.
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5.2.2 Environmental indices
      Although individual response indicators are important measures of specific
aspects of environmental condition, the goal of EMAP-NC is to provide answers to
questions with an holistic perspective of estuarine systems.  Multiple statements
(i.e., assessments) about the status  and  trends of the nation's estuaries, each
based on a different response indicator,  present information that may confuse
many EMAP clients.  Single, integrated statements about the overall status of
estuarine resources  are  more easily communicated  and understood.   Single
statements about the condition of estuaries are also valuable for establishing and
measuring progress toward goals.  Therefore, EMAP-NC must integrate the data
collected for multiple response indicators into an integrated assessment (i.e., single
statement)  of the  status  of estuarine  resources.   This integration must be
accomplished  in a manner that  allows estimation of the contribution of each
indicator to the overall assessment. In short, EMAP-NC must develop an Estuarine
Condition Index (ECU that can be decomposed into the relative contribution of each
response indicator.

      The conceptual framework that EMAP-NC will use to develop an Estuarine
Condition Index (ECI) is presented in Fig. 5-2.  Essential features of this framework
are as follows:

      •    The ECI will be based on multiple independent indices that provide
            information on the two assessment endpoints:  biological integrity
            and human use.

      •    All indices composing  the  ECI  will be  derived  from aggregate
            information for the indicators measured  by the field program.

      •    Because of the hierarchical  construction of the  ECI,  the  relative
            contribution of each indicator to the ECI can be determined.

      The  mathematical procedures  (e.g., weighting  schemes) that will be used
to combine indicators and indices into the  ECI have not been developed.  Limited
index development work will be accomplished during the next year using  existing
data (e.g.,  benthic data from the Chesapeake Bay monitoring program, fish  data
from  selected state and  private  trawling  programs).   The  major source of
information that will  be used to develop indices will be the  Demonstration Project,
particularly the indicator testing and evaluation study.

      EMAP-NC recognizes that development of indices  that reflect the overall
quality  of estuaries will be controversial.  There undoubtedly will be conflicting
views of the value of particular indicators and combinations of indicators for the
                                    5-8

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                                       Estuarine Condition Index
                  Ecological Condition  Index
                                                                Human Use Index
CO
Benthic Community Index    Fish Community Index
       Macrofaunal Abundance
       Macrofaunal Biomass
       Number of Benthic Species
                          Fish Abundance
                          Number of Fish Species
                          Kinds of Fish Species
Aesthetics Index

Algal Mats
Floating Trash
Trash in Trawls
Odor
Water Clarity
Fisheries Index

Fish Pathology
Fish Tissue Contaminants
Shellfish Bed Closures
Notices to Fishermen
      Figure 5-2.  Components of the Estuarine Condition Index

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assessment of status.   To  alleviate these concerns,  EMAP-NC  will conduct
extensive testing of the indices to demonstrate their reliability and  sensitivity.
Most importantly, indices will be developed in a manner which allows determi-
nation of the contribution of each  indicator to the overall index value.

       In summary, EMAP-NC must develop an Estuarine Condition Index (ECI) that
synthesizes the  information  for  multiple  indicators into a  single  integrated
statement  of  status.  This index will be composed of multiple  indices, each
summarizing information for a different valued attribute of estuaries. These indices
are an objective way to summarize a large amount of complex and often conflicting
information into a form that can be presented easily and understood by EMAP-NC
clients.  The  indicators used by EMAP-NC  will be analogous  to the leading
economic indicators used by the  Department of Commerce to report the status of
the economy.
 5.2.3  Definition of Nominal and Subnominal Boundaries
       EMAP-NC  plans to estimate, for each type of estuarine and coastal eco-
 system type of interest, the proportion that is in unacceptable condition. Meeting
 this objective requires determining the values that are considered unacceptable for
 each  environmental quality index and for all response indicators. Acceptable and
 unacceptable values also may need to be determined for key exposure indicators
 (e.g.,  dissolved oxygen concentration,  sediment contaminant concentrations).
 EMAP-NC will use the terms nominal to refer  to acceptable or undesirable con-
 ditions and  subnominal to refer to unacceptable or desirable conditions.  For all
 response indicators and indices, there will be a value that cannot be categorized
 without ambiguity due to the inadequacy of  current scientific knowledge.  These
 values will be referred to as marginal.  For those indices and indicators that are
 well understood, the ability to classify sites as being nominal or subnominal will be
 strong, and the range of marginal values will be small.  With greater classification
 uncertainty, the range of marginal  values will be  proportionately larger.

       There are currently few generally accepted limits that can be used to define
 subnominal and nominal boundaries for most of the indicators and indices that will
 be measured by EMAP-NC.  EMAP-NC will establish boundaries for nominal and
'subnominal conditions  by contrasting data  from reference sites of known and
 acceptable environmental quality with data for sites of known and unacceptable
 quality (NRC 1990a).  The specific source of these  data  will be the indicator
 testing and evaluation program described in  Chapter 3. Subnominal and nominal
 condition will be relatively easy to define for qualitative  measures of environmental
 condition.  For example, the presence of floating trash, trash in trawls, or floating,
 smelly algal mats is clearly a  subnominal  (unacceptable)  condition, whereas the
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absence of these conditions is nominal (acceptable).  Guidelines also exist that may
be used to assist in defining subnominal and nominal conditions for contaminant
levels in fish tissue, including Food and Drug Administration limits or EPA criteria
(EPA 1989).

      Nominal and subnominal  boundaries will not be  defined for habitat  or
stressor indicator categories. These boundaries have no  ecological  meaning for
habitat indicators. Unacceptable salinity zones do not exist; the ecological function
and human uses of each estuarine salinity zone are different (e.g., Carriker 1967;
Lippson et al.  1979).  Nominal and subnominal boundaries for stressor indicators
(e.g., land use patterns)  are dependent upon a wide variety  of system specific
factors, such as dilution capacity and flushing time.  Over the long term, EMAP
may provide  information that contributes to the establishment of nominal and
subnominal  boundaries for stressor  indicators, but this  will  not  occur  until
relationships  between stressor,  exposure, and response indicators are better
understood.

      The initial nominal and subnominal boundaries established by EMAP-NC may
be controversial; however, because CDFs represent the complete distribution  of
values, the proportion of values that are above or below any reference value can
be estimated  visually, and  the  effect of changes  in nominal  and  subnominal
boundary  values on results can be evaluated without reanalysis of the data.

      Nominal and  subnominal boundaries will vary with habitat type for  many
indicators. For example, the nominal/subnominal  boundary  for the number  of
benthic  species per unit area clearly will be a function of salinity.  Nominal high-
salinity  habitats will be composed of 2 to 10 more species  per unit  area than
nominal low- salinity habitats (Holland et al. 1987,  1989).  EMAP-NC will address
this problem by: (1) identifying normalizing variables and applying them to  make
indicator  values for all  habitats comparable, and/or (2)  developing different
nominal/subnominal boundaries for  each habitat type and integrating  the  infor-
mation from the multiple curves into an overall statement.  For example, in the
benthic  example presented above, bottom salinity could be used as a normalizing
factor to develop a CDF for an estuarine class and all estuarine classes combined,
or different CDFs could be developed for each salinity zone.
5.2.4 Status Assessments
      The analytical approach for status assessments will be hierarchical. First
the overall condition of estuarine resources will be quantified. Then, this integrated
assessment will be decomposed to identify major pollution problems and to define
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associations  between  those  problems  and exposure,  habitat,  and  stressor
indicators.

      The hierarchical or decompositional approach for assessing status begins
with an overall assessment of condition using the ECI. A hypothetical CDF for the
ECI is shown in Fig. 5-3. This figure summarizes a large amount of information
and gives "the big picture," a single number assessment that is easily commun-
icated to and understood by regulators, environmental managers, Congress, and
the public.  For example, using the hypothetical CDF and applying the values for
subnominal and nominal  conditions  for the ECI shown, the following types of
statements can be made:

      •      29%  of  the estuarine  area  within  the region is  subnominal or
             unacceptable,

      •      42%  of  the  estuarine  area  within  this  region  is  nominal or
             acceptable, and

      •      29% of the estuarine area within this region  has specific problems
             that may require action and should be considered indeterminate or
             marginal, but conditions are not yet critical.

      In addition to knowing the overall areal  extent of subnominal conditions
within  a  region, the specific  problems that contribute to that condition must be
identified and their relative importance determined. For example, the degree to
which  degraded  ecological conditions and reduced human usage contribute to
subnominal ECI values in Fig. 5-3 needs to be estimated. CDFs for the Ecological
Condition Index and the Human Use Index will  be constructed to show the pro-
portion of estuarine area that  exhibits subnominal (and nominal)  conditions for
each. However, these independent CDFs do not show the percentage of sites that
has both subnominal ecological condition and subnominal human uses. EMAP-NC
will evaluate estuarine areas having specific problems by focusing analyses on the
subset of samples that have subnominal ECI values using the procedure shown in
Fig. 5-4.  From the hypothetical data in Fig. 5-4, the following types of statements
can be made for sites having subnominal ECI values:

       •      77% are subnominal with respect to either ecological resources or
             human use,

       •      51% have subnominal  ecological resources,

       •      47% are subnominal with respect to their ability to support human
             use activities,
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                    Estuarine Condition Index
           100
          ca
         I
            80 -
            60 -
          § 40
            20-
               0
                    Subnominal
Marginal
       Nominal
   3
4
6
Figure 5-3.  Hypothetical cumulative  frequency distribution  for the Estuarine
           Condition Index.  Dotted lines are the 90% confidence limits.
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                         Nominal

             Nominal         0
                                        Human Use  Index
                             Marginal
                                Subnominal
Ecological

Condition

  Index
Marginal
              Subnominal
0
                                 1
22
17
                                23
                                    21
                           Z51
                                                              Z 47
 Figure 5-4.   Example matrix for  assessing the  relative contribution of the
             Ecological Condition Index and the Human Use Index to subnominal
             environmental conditions.  Values  shown are the  percent of area
             having subnominal ECI values.
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      •     21% have both subnominal  ecological  resources and human use
            activities, and

      •     22% are characterized as having marginal conditions for human use
            and  ecological condition.

Nominal values for the independent indices are unlikely to cause subnominal values
for the dependent index.  Therefore, the value for the top left hand corner of Fig.
5-4 has been set to zero.

      The status  assessment resulting from the Virginian Province Demonstration
Project will be  based on one year of data.  When EMAP-NC is  implemented fully,
however, status assessments will be conducted using data collected over a four
year period (Hunsacker and Carpenter 1990). Using four years of data to describe
status reduces the variance associated with climatological or other unpredictable
events (e.g.,  oil  spills)  that strongly influence estuarine  condition during any
specific year.  Although such events are of interest, EMAP-NC is  designed to
measure multi-year baselines. These multi-year  baselines ultimately may provide
a means of quantifying the effects of such unpredictable events.
5.2.5 Identification of Associations Relevant to Status Assessments
      To determine which indices and which response indicators are associated
with the status  defined by Fig.  5-3, a decompositional approach will be used.
Figure 5-5 presents hypothetical data to illustrate how the factors contributing to
subnominal ecological condition will be partitioned into the contributions due to the
benthic  and the fish  indices.  Based  on  the hypothetical data in Fig.  5-5,  the
following types of statements can be made:

      •      85% of the  area with subnominal ecological condition has either
             subnominal benthic or fish communities,

      •      68% of the  area with subnominal  ecological  condition   has
             subnominal benthic communities,

      •      29% of the  area with subnominal  ecological  condition   has
             subnominal fish communities,

      •      12% of the  area with subnominal ecological  condition has both
             subnominal benthic and fish communities, and

      •      13% has marginal benthic and fish communities.
                                   5-15

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                          Nominal

              Nominal         2
                                         Benthic Index
Marginal
Subnominal
Fish Index    Marginal
              Subnominal
    8
                       18
    38
   15
    12
                                                                           E29
                                                                £68
Figure 5-5.   Example matrix for assessing the relative contribution of the Benthic
            Index and Fish Index to Subnominal ecological conditions.  Values
            shown are the  percent  of  area having  subnominal  ecological
            condition index values.
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A similar approach to that shown in  Fig. 5-5 would be used to decompose the
Human Use Index  into contributions  due to  the Aesthetics Index  and Fisheries
Index.

      Figure 5-6 presents hypothetical data to illustrate how associations between
exposure indicators (e.g., sediment toxicity and dissolved oxygen concentration)
and subnominal conditions for response indicators (e.g., benthic index) relevant to
status assessments will be evaluated. The following types of statements can be
made using the data in Fig.  5-6:

      •     43% of the area with subnominal benthic communities is exposed to
            either  subnominal   dissolved  oxygen  concentrations   or  toxic
            sediments,

      •     36% of the area with subnominal benthic communities is exposed to
            low dissolved  oxygen concentrations,

      •     12%  of  the area with subnominal benthic communities has toxic
            sediments,

      •     5% of the area with subnominal benthic communities is exposed to
            both low dissolved oxygen concentrations and toxic sediments, and

      •     13% of the area with subnominal benthic communities is exposed to
            marginal  values  for  dissolved  oxygen  concentration  and toxic
            sediments.

      The  proposed analysis  approach  presented in Fig. 5-6 can be  used to
prioritize  future actions.  For example, based on  the hypothetical data shown,
dissolved  oxygen  concentration is probably the major  factor influencing  the
condition  of benthic  communities on  the regional scale.  A  relatively small
proportion (12%) of the area having subnominal benthic communities was exposed
to sediments which were toxic to sensitive biota.  In this hypothetical example
actions (e.g., pollution abatement, remediation, research) that reduce exposure to
low  dissolved  oxygen concentrations or provide  greater  understanding of the
effects of low dissolved oxygen  potentially  would be  of greater benefit than
actions that reduced  exposure to toxic  sediments.  The costs and  benefits of
reducing dissolved oxygen exposure, however, must be contrasted with the costs
benefits  of reducing  exposure  to  toxic  sediments  before   making a  final
determination of priorities.  EMAP-NC  will provide information that can be used for
cost-benefit analyses but does not plan to conduct such  analyses.
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                                     Dissolved Qxvaen Concentration
                         Nominal

             Nominal        15
              Marginal
               Subnominal
Sediment     Marginal

 Toxicity

             Subnominal
8
                 21
13
                   19
12
                                             2 12
                                                                 36
 Figure 5-6.  Example  matrix for  evaluating  the contribution of two  exposure
             indicators, dissolved  oxygen concentration and sediment toxicity, to
             Subnominal values of the Benthic Index.  Values shown are the
             percent area having subnominal Benthic Index values.
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      The analysis approach (in Fig. 5-6) can also be used to identify emerging
problems.  For example,  15% of the estuarine area with subnominal  benthic
communities was not exposed to subnominal dissolved oxygen concentrations or
toxic sediments.  Therefore, these two factors are unlikely to contribute to  the
subnominal  benthic communities  found at these  sites.   Some  other factor
potentially is having an adverse effect on benthic communities at these sites. This
unknown  factor may be another exposure indicator (e.g., physical disturbance of
sediments) or a factor  not being measured by the EMAP-NC  program.  If  the
number of sites that have subnominal values for an index or response indicator that
cannot be associated with an exposure, habitat, or stressor is large and increasing,
it may be an indication  of an emerging problem requiring further study.  If this
number is small and is not changing, it is probably  not important to conduct
studies to identify  contributing factors.

      Figure 5-7 uses hypothetical data to illustrate how the information for sites
with subnominal benthic communities that also exhibited sediment toxicity will be
decomposed to identify specific sediment contaminants likely to be associated with
the observed toxicity responses. Figure 5-8 shows how the attributes of benthic
communities that are most responsive to exposure to low dissolved oxygen will be
identified, using data from sites with subnominal benthic communities that were
also exposed to low dissolved  oxygen stress.  Similar analyses will be  used to
decompose and explain  associations for all  indices and indicators.
5.2.6 More on Associations
      The decompositional approach  described above  is only one method that
EMAP-NC will use to identify associations between spatial and temporal patterns
for  response indicators  and factors likely  to be contributing  to those patterns.
Associations among indicators also will be evaluated using a suite of correlation
techniques including  both parametric and non-parametric tests.  Categorical and
logistic regressions are the techniques that will probably be more successful. The
scientific analysis to be selected will depend upon the characteristics of the data
for  each indicator (e.g., censored or not censored, distribution) and the specific
question to be answered by each analysis  (Rose et al. 1986).

      The decompositional analysis approach also will be applied to subsets of the
data set to evaluate associations that may be masked by analyzing the complete
data sets.  For example, large estuaries, which  receive  drainage  from  large,
complex watersheds,  may have different pollution  problems  and ecological
responses to pollution than small estuaries, which are surrounded by less complex
and more homogeneous watersheds.  In addition to analyzing subsets of the data
by resource class (i.e., large estuaries, large tidal rivers, and small estuaries),
                                   5-19

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                                      Oraanic Contaminant (e.g.. PCBs)
                          Nominal

              Nominal         3
   Inorganic   Marginal

 Contaminants

   te-fl-. CO   Subnominal
Marginal
   11
   12
Subnominal
                       8
    12
    37
                                                               I 57
Figure 5-7.   Example matrix for assessing the relative contribution of sediment
            contaminants to subnominal sediment toxicity values.  Values shown
            are percent of area having subnominal sediment toxicity.
58
                                 5-20

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                         Nominal

             Nominal        2
                                     Number of Species
               Marginal
               Subnominal
Benthic      Marginal

Biomass

             Subnominal
13
10
15
                                     47
                              64
                                                                66
Figure 5-8.   Example matrix for identifying the attributes of benthic communities
            that  are  most influenced by  exposure  to subnominal  dissolved
            oxygen concentrations.  Values shown are percent of area exposed
            to subnominal dissolved oxygen concentrations.
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habitat type  subsets will be analyzed.  For example,  low salinity regions of
estuaries may have different pollution problems and may be controlled by different
processes than high salinity regions.  The practical limit to analyzing subsets of the
data set is  that  as more  and more data are excluded from an analysis the
uncertainty of estimates increase.  Subsets that are reasonably large (n > 25)
must be chosen in order to ensure that the uncertainty associated with conclusions
is not unacceptably large.

      As an  illustration of  the value of the above analysis approach for making
status  assessments,  the major findings resulting from the hypothetical  data
presented are highlighted as examples of the types of statements  that would
appear in an EMAP-NC Interpretive Assessment Report:

      •      29%  of  the  estuarine  area  within the  hypothetical region is
             subnominal or unacceptable,

      •      51% of the subnominal estuarine area has subnominal ecological
             resources; 47% is subnominal with respect to human uses,

      •      68%  of the  area with  subnominal  ecological  resources  has
             subnominal  benthic  communities;  29%  has  subnominal   fish
             communities,  and

      •      Exposure to low dissolved oxygen concentration is the major factor
             associated  with subnominal  benthic communities,  affecting  both
             diversity and abundance of benthic biota.
5.2.7  Analysis of Spatial Distribution
      The spatial distribution of resources within a province will be characterized
and evaluated as a part of status assessments. The major spatial analysis to be
conducted is an evaluation of broad scale patterns (e.g., north/south gradient) for
resources and pollution problems within provinces.  The question being addressed
by this analysis is whether pollution problems are more severe in some locations
than others.  This analysis will be conducted by estuarine class and for subpop-
ulations (e.g.,  salinity  zones,  sediment  type, depth  zone) across classes.   The
techniques that will be used include the following:

      •     Graphic display of data for indicators on maps using bar charts, and
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      •     Multivariate  statistical  analyses  (e.g., clustering,  principal com-
            ponents analyses) to determine whether identifiable subpopulations
            occur within regions.

      In  addition, spatial patterns for selected indicators (e.g., dissolved oxygen
concentration, benthic biorngss, contaminants in fish flesh) in the large estuarine
system and large tidal river  classes will be delineated for  any pattern  that is
apparent at the resolution of the sampling grid (i.e., 18 km for large estuaries and
25 km for large tidal rivers). In Delaware Bay, which will be sampled at four times
the density of other systems  (i.e., sample points in the Delaware estuary will  be
about 9  km apart), such  mapping activities may  provide new insight into the
distribution of resources and general location of pollution  problems within the
system (e.g., indicate that toxic sediments were confined to specific regions of the
estuary).
5.3  Measurement of Trends
      The goal of EMAP-NC is to estimate trends in areal extent of subnominal
values for response indicators and indices nationally, by province, by EPA region,
and by selected large estuaries. This is different from the normal usage of the
term trend, which is measurement of the change in a specific parameter value that
occurs over time at a specific site or in a specific system. EMAP-NC data can be
used  to  evaluate  trends  for specific sites or  single systems.  However, the
uncertainty associated with such trend assessments would be large because of the
small number of samples collected for any particular site or system at any one time
(usually one per year).

      The approach to trend assessment  being  used  by EMAP-NC is called the
interpenetrating design. This approach consists  of sampling a portion (e.g., one
fourth) of the sampling sites each year in a systematic or systematic random
manner that ensures geographic dispersion and repeating the cycle based on the
portion sampled (e.g., every 4 years).  Annual data collected in this way can be
evaluated individually  (i.e., annual estimates of status) or aggregated with other
years (i.e., moving averages)  as shown  in Figs. 5-9  and  5-10.  The annual
estimates provide  the large number of data points needed for the evaluation of
associations.  The aggregated  estimates establish multi-year baselines  that are
more stable than annual estimates and are useful for measuring  trends and for
evaluating the effectiveness of pollution control programs.
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Ol
 I

ho
              20
                                             Temporal Trends


                 Percentage of sites below 2 mg/liter of dissolved oxygen
              15
10
               o
                        J	L
                                        J	I	I	I	L
                89      90     91      92      93
                                        94


                                      Year
95      96      97      98      99
     Figure 5-9.   Example graph that will be used to display trends data for indices and indicators

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                      Percent Degraded Area
               Years 1 - 4
Years5-8     Years 9-12
Figure 5-10. Example graph that will be used to summarize trends data for the
           multiyear status estimates produced by EMAP-NC; 90% confidence
           limits are shown.
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      The descriptive ability of a four year interpenetrating design is great.  The
basic population moving average estimates for years 1 through 4 are given as:

                                           Z yw
      •     Year 1                   Ty =  s=1

                                       .   1 Z Zyw
      •     Year 2                   Ty =  2 yr s

                                           II Zyw
      •     Year 3                   Ty =  3 yr s

                                           IZZyw
      •     Year 4                   Ty =  4 yr s  .

The last representation applies to all subsequent years.  Variance estimates for
the moving average  estimates  would follow the procedures of Horvitz and
Thompson (1952) and Stehmanand Overton (1989). Subpopulation estimates and
their associated  variances  would  follow  standard  subsetting  protocols  for
subpopulation estimation, including the generation of distributions and confidence
limits for distributions (Stehman and Overton 1989).

      Factors contributing to trends (i.e.,  associations) will be identified and
evaluated using a matrix approach similar to that described previously for status
assessments (Fig. 5-11). The proportion of samples showing  no change  in status
over time will not be  used for these  analyses. Evaluations of factors associated
with trends will focus instead on the subset of sites that show declining and
improving conditions  (Fig. 5-11).   These subsets  will be analyzed  using a
decompositional approach identical to that described for status assessments to
identify the following:

      •     Which valued ecosystem attributes, ecological  or human  use, are
            changing, at what rate, and  on what spatial scale, and

      •     Which specific indices and indicators are associated with improving
            and degrading conditions.

Emphasis will be placed  on evaluation of associations between stressor indicators
and trends  in other indicators and indices.
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                                   Estuarine Condition Index
                                          Years 9-12
                                                  Marginal     Subnominal
    Estuarine
    Condition
      Index
    Years 1-4
            — No change in status
            — Improving conditions
            — Degrading conditions
Figure 5-11. Example matrix that is the starting point for detailed evaluation of
            trends
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      The EMAP-NC team will answer the following questions relevant to trends
assessment in 1990-1991:

      •     To  what degree and with  what limitations can historical data be
            incorporated into trend analyses conducted by EMAP-NC?

      •     What are the uncertainties associated with combined CDFs for
            indicators? How will these uncertainties be estimated and with what
            degree of confidence?

      •     What is the  analytical  power of the EMAP-NC design  for trend
            estimation using the variance and distributions observed in the 1990
            Demonstration Project?

      •     Can variability due to climatic forcing be partitioned from that due to
            anthropogenic effects for each indicator using an analysis of variance
            approach that treats climate as a covariate?
5.4 EMAP-NC As a Client
      A major part of the 1990 Demonstration Project will be the collection of
information  that  can be used  to develop a sampling  design  appropriate for
implementation over the long-term. Specific issues that must be addressed before
a final  implementation  design  can be  developed include  the  following:   (1)
evaluation of the influence of spatial scale on status assessments, (2) evaluation
of the reliability, specificity, and sensitivity of indicator responses, (3) definition of
the appropriate sampling window (i.e., index period) for representing estuarine
ecological condition, (4) evaluation of the stability of indicator responses over the
index period, and (5)  comparison of the value of probability and index  (i.e.,
judgement or fixed station) samples for representing the status of  small estuaries
and large tidal river segments. An overview of the analyses that will be conducted
to address each of these issues is presented below.
5.4.1  Spatial Scale of Sampling
      A major assumption of the sampling design is that the spatial variability of
indicators is sampled adequately.  This represents an untried assumption and its
evaluation is a major goal of the 1990 Demonstration Project.  Information from
the supplemental sampling program will be  used as the basis for model-based
simulations  to  determine the advantages and  disadvantages of sampling at
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alternative spatial scales.  The goal of these analyses will be to define a spatial
scale that is adequate for representing the ecological condition of estuaries. The
major focus of these simulations will be the evaluation of the effects that changes
in  spatial scale  have on:  (H  CDFs and associated measures of  uncertainty,
(2) classification error for "key" response indicators, (3) measures of variance and
central tendency, (4)  the ability to describe general (> 100 km2) and localized
(< 500 km2) changes in condition, and (5) the detection of small (1-2% per year)
trends.  Because sampling scales may vary regionally, EMAP-NC plans to conduct
studies to define the appropriate sampling scales before implementing programs in
other regions of  the country (e.g., Gulf of Mexico).
5.4.2 Testing and Evaluation of Indicators
      One of the primary goals of the 1990 Demonstration Project is the assess-
ment of the reliability of the indicators  for discriminating between polluted  and
unpolluted  environments over broad geographical scales and a range of environ-
mental settings.  To accomplish this objective, samples  of all indicators  will be
collected from a variety of  polluted  and unpolluted  sites selected specifically
because they display particular geographic and environmental characteristics (Fig.
3-9).  Direct comparisons  of indicator  values within salinity  types and  across
geographic sub-regions will be made to assess the reliability of the indicators and
to distinguish between sites of known "good" environmental quality and sites of
known "bad"  environmental  quality using ANOVA, MANOVA, and or T-tests.
Within each geographic  sub-region, the responses of indicators will be compared
across salinity zones to determine the magnitude of salinity effects on indicator
responses.  Similarly, comparison of indicator responses will be made within
salinity zones  but across geographic sub-regions to assess the role of latitudinal
gradients on indicator responses.
5.4.3  Definition of the Appropriate Index Period
      The continuous water quality measurements, dissolved oxygen and tempera-
ture,  will be analyzed to determine  an appropriate  sampling  period  for char-
acterizing dissolved oxygen exposure. First, the data records will be compared to
quality control checks taken at the beginning and end of deployment period to
determine the degree to which fouling and drift affected measurements.  Portions
of the data records that are determined to be of unacceptable quality  (e.g., those
that drifted by  more than  20% from  actual) will be removed.  Interpolation
techniques will be used  to fill in the missing portions of records, and spectral
analysis will be conducted to identify periodic signals.  The data will be filtered for
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the major periods defined during spectral analysis, and residuals will be plotted to
identify a 45 to  60 day period when dissolved oxygen and temperature were
relatively stable.  If the  missing  data or data that are of low  quality are a
substantial portion of the data record, it may not be reasonable to use interpolation
to fill  in data  gaps (e.g., if there are more gaps  than data).   In  this  case,
trigonometric functions that represent identifiable periodicities (e.g., 12.5 hrs, 24
hrs,  14 days, 28 days) will be fit to the data using ANCOVA.   Residuals will be
plotted and used to define the 45 to  60  day period  when  dissolved oxygen is
relatively stable.

       The continuous records will also be sub-sampled and evaluated using model-
based  sampling strategies to determine the degree  to  which various  possible
alternative sampling strategies (e.g., 1 day records, 2 day records) collect data that
represent "true" dissolved oxygen exposure.  The test of successful representation
is  the  ability to classify sites  correctly into nominal, subnominal, and  marginal
categories for dissolved oxygen exposure at least 80% of the time. A variety of
measures of dissolved oxygen exposure (e.g., percent of time below critical values,
frequency  of exposure  to low values, daily minimum)  will be used for these
simulations.
5.4.4  Stability of Indicator Responses
      While present ecological knowledge of estuarine systems in the Virginian
Province strongly suggests that the six-week sampling  interval between mid-July
and the end of August will produce temporally stable values for most response and
exposure indicators, little information is available for several indicators (e.g., gross
pathology of fish, fish community parameters, point-in-time measures of dissolved
oxygen, salinity) to verify the  assumption.   During  1990,  many of the base
sampling locations will be revisited  up to three times to sample indicators with a
high potential for within-index period variation.  In addition, at the 30 stations
where continuous water quality measurements  are made, benthic community
parameters will  be  measured  up to three times.  CDFs will be created for each
indicator in each of the three possible sampling intervals.  Lack  of significant
difference  in the resulting curves  would suggest  regional population stability.
Furthermore, similar distributions of  points within the CDFs would suggest stability
at a sub-regional scale.  Sampling sites will be classified into groups having similar
environmental characteristics, and the values of the selected indicators within the
groups  will be compared for  the three sampling periods.   Both univariant and
multivariant comparisons will  be conducted.
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5.4.5 Value of Index Sampling Sites
      In each of the 32 small estuarine systems and on 25 transects in the five
large tidal rivers, both an index site and a random site will be sampled for benthic
community parameters. These values will be compared using paired T-tests to
determine whether the values for indicators taken from index and random locations
are significantly different. Separate analyses will be conducted for large tidal rivers
and small estuaries.  In  addition, CDFs for each indicator across the region will be
calculated for index sites and random sites, and a determination will be made
regarding whether the curves are significantly  different. Separate CDFs will be
prepared for large tidal rivers and small estuaries.
5.4.6 Representativeness of NOAA Status and Trends Sampling Sites
      The  approach described above  for comparing index sites and randomly
selected sites also will be used to determine the representativeness of sediment
contaminant data collected by the NOAA National Status and Trends Program.
This comparison will be accomplished  differently for each estuarine class.  For
example, the CDF  developed  using EMAP-NC  data from the small estuarine
systems class data will be compared to a similar CDF constructed from NOAA sites
within  small  estuaries.   The  lack of significant  differences between curves
produced by NOAA sites and EMAP sites would indicate that NOAA sites sample
small estuaries representatively.  Similar comparisons will be made for  large
estuarine systems.   In addition, in the  estuaries  where NOAA takes  multiple
samples, NOAA National Status and Trends Program sites will be paired with
adjacent EMAP-NC sites, based on proximity and the data collected. For example,
NOAA has nine  (9) sites within the mainstem of Chesapeake Bay, while EMAP will
sample 23  sites in the Chesapeake Bay  in 1990.  These 23  stations would be
paired with the NOAA sites based on proximity, and comparisons of  "represen-
tativeness" would be accomplished using an ANOVA approach. If this testing
shows no significant differences between the NOAA sites and the EMAP-NC sites
with regard to local  setting and regional distribution, then  the  NOAA sites would
be judged to be representative of the condition of the estuarine  resources. NOAA
and EPA have agreed to consider modification of their respective sampling  designs,
based on the results of the analysis described above.
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5.5 Dissemination of Results
      The findings of EMAP-NC must be disseminated to a broad range of audi-
ences at a variety of technical  levels.  A  major deficiency of many monitoring
programs  is that they produce only technical reports  and  do not provide the
information in a form that can be used by decision makers (NRC 1990a; Beanlands
and Duinker 1983, 1984).   In addition, the information that is needed frequently
is not available in a timely manner.  EMAP-NC has developed a reporting strategy
designed to address this problem by producing a range of reports, for a variety of
audiences, in a timely manner.  The three  major types of reports EMAP-NC will
produce are:

      •     Annual  Statistical Summaries prepared approximately nine months
            after data  are  collected  and  providing  tabular  and  graphical
            summaries of the  data, including CDFs and trends  plots for each
            indicator sampled,

      •     Interpretative  Assessment Reports  involving   a  high degree of
            synthesis and integration prepared approximately every four years,
            and

      •     Special   Scientific Reports   published periodically   for  technical
            audiences, to address specific concerns  and  to evaluate interim
            results.

Table  5-2  contrasts  the contents  of  Annual  Statistical  Summaries  and
Interpretative Assessment Reports.  Each type of report is discussed briefly below.
5.5.1 Annual Statistical Summaries
      Annual Statistical Summaries will  be analogous to the  annual  reports
prepared by the Department of Commerce for Leading Economic Indicators.  They
will present the data in summary tables and will  include annual CDFs.   The
summaries will include measures of uncertainty and an evaluation of the quality of
the data (i.e., results of QA evaluations).  They  also will include a summary of
sampling information (e.g., number of sampling sites sampled by subpopulation,
parameters measured,  maps showing  sampling  locations,  an overview of  the
sampling design).  Annual Statistical Summaries will not include evaluations of
associations.  They will include a discussion of the  limitations and assumptions
associated with the sampling design and analysis procedures and define how the
data should be used. Inclusion  of this information will reduce the
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Table 5-2.   Comparison  of Annual Statistical Summaries and Interpretative
             Assessment Reports
    Annual Statistical Summary
 Interpretive Assessment Report
  Includes all indicators measured within
  EMAP-NC
Discussions limited to selected
indicators to tell a story or to address
specific questions
  Provides a summary of sampling
  statistics
Does not discuss sampling statistics
  Detailed description of sampling and
  processing methods
Short overview of sampling and
processing methods; includes a brief
description of analysis methods
  Will not include indicator data from
  other sources
Will include any data necessary
  Will provide status summaries for all
  indicators
Status assessment focused on
response indicators
  Will provide trends summaries for all
  indicators
Trends evaluations focused on
response and stressor indicators
  Includes descriptive statistics only;
  extremely limited interpretation of
  results; no association analysis
Includes descriptive and interpretive
statistics; association analysis leading
to plausible explanations of status and
trends are included
  Directed toward technical audiences,
  with examples and major findings
  highlighted for a general audience
Short document, intended for general
audiences and managers.  Analysis and
conclusions may need to be backed up
by Special Scientific Reports. Detailed
scientific explanations of major findings
will be highlighted for technical
audiences.
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degree to which the data are used in an inappropriate manner.  A major goal of
Annual Statistical Summaries will be to facilitate identification of future analyses
that should be conducted. Annual Statistical Summaries will be broadly distributed
but will be addressed mainly to a technical audience.
5.5.2 Interpretive Assessment Reports
      Interpretative Assessment Reports will be prepared for the public, Congress,
program and regional offices, agency decision makers, and the interested scientific
community. They will:  (1) describe associations among indicator categories, (2)
identify the likely causes of poor ecological condition, (3) assess the extent and
magnitude of pollution impacts, (4) describe trends, (5) identify emerging hazards
before they reach crisis proportions, and (6) evaluate the effectiveness of pollution
control  programs  and  policies on  regional  scales.    Because  Interpretative
Assessment Reports are prepared for a  broad range of audiences, the information
they contain will be presented in summary as well as detailed form  (i.e., they will
contain a  good executive summary).
5.5.3  Special Scientific Reports
       Examples of Special Scientific Reports that will be prepared include:

       •     Methods Manuals providing a detailed description of and justification
             for sampling and processing methods,

       •     Data Management Reports providing a description of available data,
             how to access it, and who to contact for more information,

       •     Design and Analysis  Evaluations presenting detailed evaluations of
             the  sampling  design  and  analysis  procedures   and  identifying
             modifications to the design or analysis protocols that would better
             address objectives, and

       •     Research Reports presenting the approach, rationale, and findings of
             research projects such as the development and validation of "new"
             indicators, development of new statistical methods, and evaluations
             of the adequacy of proposed sampling methods or technologies.
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Special Scientific Reports will be prepared mainly for technical audiences; however,
a summary of their results will be presented in the Interpretative Assessment
Reports.

      The 1990 Virginian Province Demonstration Project will produce a number
of Special Scientific Reports including:

      •     Field Operations Manual, due in Spring 1990, that provides detailed
            guidance to field crews on safety, communications, boat and vehicle
            operations, training sampling activities, and the shipping of samples
            to processing laboratories for the 1990 Demonstration Project. This
            manual will be a model for developing field operations when EMAP-
            NC implements programs in other provinces.

      •     An Implementation Plan, due in Spring 1990, that provides detailed
            plans for how the 1990 Demonstration Project will be implemented
            and managed. This plan will provide  a model that can be followed
            for implementation programs in other provinces.

      •     An Example Interpretive Assessment Report, due in  Fall  1990, that
            presents examples of the kinds of assessment information EMAP-NC
            will produce and provides a detailed analysis plan for future EMAP-
            NC data.

      •     A Laboratory Methods Manual, due in Summer  1990, that provides
            detailed descriptions of the  laboratory methods that will be used to
            process samples for the Demonstration Project and will form a basis
            for laboratory processing activities for all future EMAP-NC activities.

      •     A  Data  Management Plan,  due in Summer 1990, that  provides
            detailed  information  on the data management  system that will be
            used  to  manage  the data generated by the 1990 Demonstration
            Project and forms a basis for data management for all future EMAP-
            NC activities.  Examples of field and laboratory data  sheets are
            included in the Data  Management  Plan.

      •     A Demonstration Project  Activities Summary, due in Winter 1990-
             1991, that summarizes the data collected,  describes the status of
            data records, identifies and discusses problems and issues that were
            encountered  during   the  field   program,   and  develops
            recommendations for improving logistical activities.

      •     A  Demonstration  Project Interpretive Assessment  Report, due  in
            Summer 1991, that details the findings of the indicator testing and
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            evaluation program and intensive spatial sampling efforts. The report
            will include evaluations of alternative sampling designs and develop
            recommendations about future sampling efforts. Most importantly,
            this report will make a preliminary (i.e., one year) assessment of the
            status of the estuaries of the Virginian Province that will be a model
            for future Interpretative Assessment  Reports to  be  prepared by
            EMAP-NC.
5.5.4 Example Assessment Report
      Because of the importance of defining precisely how the data collected by
EMAP-NC will be  used for integrated  assessments, a brief discussion of the
Example  Interpretative  Assessment Report is  provided below.  This report will
include examples of the kinds of analyses and graphics that can be produced using
EMAP-NC data. Most importantly, the Example Interpretative Assessment Report
will identify and develop the analysis tools for synthesizing and integrating the data
before data collection is completed.  The Example Assessment Report  also will
identify the types  of data and information required  from other EMAP resource
groups (e.g.,  forests, agroecosystems)  and other agencies (e.g., NOAA, USGS)
permitting arrangements to obtain these data to be made well before they are
needed.

      The data  to  be used for  the  Example  Assessment Report  will be  a
combination of simulated and actual data for key indicators. Characteristics of the
simulated data (e.g.,  mean, range, variance,  distribution)  will be  based  on
retrospective  analysis of existing data.  The example  assessment data set will be
compiled  in a manner  that allows associations  (i.e.,  interdependence) among
indicators to be varied for various subpopulations (e.g.,  estuarine classes, salinity
strata, sediment  strata).  Initially,  the example assessment will include a limited
number of indicators and estuarine classes. Once the preliminary simulated data
set is developed, it will be used to:

      •      Identify analysis  approaches that  adequately  define  associations
             among  indicators

      •      Present examples of  the kinds of summary results and conclusions
             EMAP-NC will produce.

      Additional levels of complexity (e.g., more indicators, estuary classes) will
be incorporated into the example data set as linkages among indicators are better
understood. When evaluating the analyses for the example assessments, emphasis
will be placed on  determining the adequacy of the uncertainty estimates for
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extreme values because these are the areas of the curves that are most likely to
change as a result of management action (or inaction).
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                 6.0  INFORMATION MANAGEMENT
      During the course of the EMAP-NC Demonstration Project, more than 5,000
samples will be collected at over 200 sample sites.  In  addition, many of the
parameters (i.e., indicators) that will be measured (e.g., contaminants in fish flesh)
involve the collection of large amounts  of data for each sampling site.  As the
sampling program is expanded to include other provinces, the quantity of data
collected will increase exponentially.  The ability of EMAP-NC to manage  and
disseminate the large amounts of information that will be collected  will  have a
major influence on the  success of the program.  Development of an  adequate
information management system is therefore as important to the success of EMAP-
NC as is collection of the data (NRC 1990a).

      The  analyses  to  be  accomplished by  EMAP-NC range  from  tabular
summaries and statistical comparisons to evaluations of spatial distributions using
Geographical Information Systems (CIS).  During the implementation mode, EMAP-
NC plans to publish  statistical summaries of each year's collections  within nine
months after collection of the last sample. Analysts, therefore, require  access to
data of  high quality shortly  after they are  collected.   A  computerized  data
management system is required to ensure that EMAP-NC data are made available
for analysis in a timely manner.

      EMAP-NC will be conducting a range of activities (e.g., sample collection,
laboratory processing, statistical analyses) simultaneously over broad geographical
areas. In order to identify problems, develop alternative plans, control costs, and
modify schedules, project management  within EMAP will  require frequent (daily
and weekly) reports  on the status of each program activity. Therefore, a project
management information system is needed to organize and track EMAP-NC project
management data.

      The  remainder of this chapter is organized in two sections that parallel the
two general types of information management activities identified above: (1) data
management and  (2) project management.  The objectives of this chapter are to
provide an  overview of the way information collected  by EMAP-NC will be man-
aged and to inform  potential users of when and  how they will have access to
EMAP-NC data. A detailed description of the EMAP-NC information management
system is provided in Rosen et al.  (1990). Rosen et al.  (1990) also contains copies
of data sheets and forms on which EMAP-NC  will  be recorded.
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6.1  Data Management
      Data management within EMAP will occur at three levels of organization.
Each level will function independently, but their activities will be coordinated to
form an integrated data management system that covers all ecosystems and
related EMAP activities.  The three levels of organization are as follows:

      •     Regional - each region (e.g., Virginian Province) within a task group
            (e.g., Near Coastal),

      •     National -- each task group  (i.e.,  ecosystem type),  with data
            aggregated over all regions, and

      •     Program-wide -- entire EMAP program, integrated over all task groups
            (i.e., national evaluations across multiple ecosystem types).

      EMAP information  management activities are coordinated  by the EMAP
Information  Management Committee (IMC). The EMAP-NC senior data analyst,
Technical Director, and the ERLN ADP coordinator are members of the IMC.  They
are responsible for ensuring that information management activities within EMAP-
NC are consistent  with  EMAP  objectives, with  activities occurring  in  other
ecosystem types, and with Agency IBM policies and procedures. The EMAP-NC
senior data  analyst will use the IMC  as  an advisory group in the development,
establishment, and maintenance of the  Near Coastal Information Management
System (NCIMS).  The EMAP-NC team  will participate in the  development of
standards for EMAP data processing through representation on the IMC. EMAP-NC
data management will adhere to all standards developed by the IMC.
6.1.1  Data Storage
       EMAP-NC will use a distributed data base system that consists of a central
site and  multiple remote nodes.  The three major types  of remote nodes are (1)
regional coordination nodes, (2) field teams, responsible for collecting  samples and
making primary measurements, and (3) laboratories,  responsible for processing
samples.  Field and laboratory nodes will transfer data and preliminary analyses to
the appropriate regional coordination  node for some processing prior to transfer to
the NCIMS.  Specific data management activities that will occur at the remote
nodes are:

       •     Data collection,
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      •     Initial calculation of parameter values,

      •     Initial entry of data into electronic format,

      •     Preliminary data analysis and summary,

      •     Quality assurance for sample tracking, sample preparation, and
            analytical techniques, and

      •     Transfer of appropriate data, in specified electronic formats, to the
            NCIMS, indicating progress on analyses, summarizing results, and
            identifying potential problems.

      The core of the distributed EMAP-NC data management system is the Near
Coastal  Information Processing Center located at the  Environmental Research
Laboratory-Narragansett  (ERL-Narragansett).    Personnel  at this facility  are
responsible for maintaining a comprehensive Data Inventory, a Data Set Index,
Code Libraries, and a Data Dictionary for EMAP-NC. They will also maintain and
disseminate EMAP-NC data and ensure that appropriate data are incorporated into
the NCIMS. The Near Coastal Information Processing Center will also support the
data processing requirements of the remote nodes and the exchange of data with
other agencies and organizations.

      The NCIMS must have  the flexibility to handle  the array of data  types
resulting from sample collection and processing. It must also support a variety of
analysis,  presentation, and  reporting activities.   For the  1990 Demonstration
Project,  the  Statistical  Analysis  System  (SAS) will  be  used  as  the data
management system.  SAS will also be used for most statistical analyses. SAS
has been selected as the data management system because no relational data base
system is available to EPA  through current contacting  mechanisms.  When a
relational data  management system is  available to EPA through the Office of
Information Resource Management (OIRM), the  EMAP-NC  data  management
system will be converted to the selected relational data base system.  This will
allow users  more  flexible and efficient access to EMAP-NC data.  After  the
conversion to  a relational data base system, SAS will continue to be used as a
principal data analysis tool.

      At a minimum, the NCIMS will contain the following  information:

      •     Complete records of each sampling event,
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      •     Complete data for vertical CTD profiles for salinity,  temperature,
            water depth, dissolved oxygen concentration, pH, transmissometry
            (an estimate of water clarity), fluorometry (an estimate of algal
            abundance), and photosynthetically active radiation (PAR),

      •     Data on concentrations of contaminants, organic content, physical
            sediment characteristics, and apparent redox potential discontinuity
            (RPD) depth of sediments for each sampling site,

      •     Data on silt/clay content for each grab sample processed for benthic
            community parameters,

      •     Benthic counts and biomass by taxonomic groupings,

      •     Counts and  sizes for target bivalve species collected by the bivalve
            dredging program,

      •     Counts and  size measurements for fish species, concentrations of
            contaminants  in  fish  flesh  for  targeted  fish   species,  gross
            pathological disorders for targeted fish species at the base sampling
            sites and for  a subset of all species at the indicator testing  and
            evaluation sites,  detailed histopathology  information  for fish that
            were  found  to have  gross  pathological  disorders,  and  detailed
            histopathology for a subset of all species at indicator testing  and
            evaluation sites,

      •     Raw  and summarized  data of dissolved oxygen concentration,
            salinity, temperature, pH, and tidal stage (as indicated by change in
            water depth) for the continuous dissolved oxygen  monitoring sites,
            and

      •     Data  resulting from standard toxicity  tests of  (1) water samples
            collected  at the indicator testing and evaluation sampling sites, and
            (2) sediment samples collected at all stations.

      Data will be stored in SAS data libraries by indicator and topical area (e.g.,
benthic species composition and biomass, contaminant concentration in fish flesh,
ancillary physical/ chemical data collected  for each station sampling event).

      A directory of data sets and libraries (Data Set Index) that are available at
the NCIMS  will be developed.   This index will provide  users with important
information  about the  contents  of each data set.   It will also  describe how to
                                    6-4

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access a particular data set.  Information in the Data Set Index will include the
following:

      •      A description of the data set and its purpose,

      •      Spatial and temporal sampling information about the collection site
             (e.g., length of record, geographical location),

      •      A  list  of   the   variables  measured   (e.g.,   salinity,   sediment
             characteristics, numbers of  benthic species,  abundance of each
             species, biomass by major taxa, etc.),

      •      Name, address, and telephone number of  the scientist working on
             EMAP-NC who is most informed about the data set,

      •      A description of the storage format of the  data,

      •      An indication of whether the data is a subset/superset of other data
             sets  (i.e., Does it belong to a particular data library?),

      •      The location of the data  (i.e., where it physically resides),

      •      An assessment of the quality of the data including results of quality
             assurance evaluations conducted on it,

      •      Identification of  and  directions for access to other data sets that
             contain similar or related information, and

      •      Information  on  how to  access the data  set  including  names of
             contacts, approximate costs, and length of time required to access
             the data set.

The Data Set Index will be updated weekly. Potential users will have access to the
most current version.

      Historical data sets will be evaluated to determine whether they contain data
of value to EMAP-NC. Those that contain useful information and are available will
be incorporated into the NCIMS as data sets or data libraries.  Historical data that
are used frequently will be converted into SAS data sets.  Information for historical
data sets available from the NCIMS will  be included in the  Data Set  Index.

      A  major requirement of the Near Coastal Information Processing Center
capabilities will be to create maps and  perform geographically based  analyses.
Therefore, the data generated for EMAP-NC will be referenced to a spatial entity,
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such as a latitude and longitude.  Spatial analyses will be accomplished using ARC-
INFO, a Geographic Information System (GIS) that is used throughout EPA. ARC-
INFO is also used by most of the other federal and state agencies participating in
EMAP. ARC-INFO is a powerful tool that includes extensive analytical capabilities
and interfaces with a number of other major software products, including SAS and
ERDAS (a common software tool for processing data collected by satellites).
ARC-INFO is not user friendly. Therefore, user friendly interfaces for routine data
analysis and display will be developed by the Near Coastal Information Processing
Center. EMAP-NC data  analysts will work with other data management groups
within  EMAP (e.g., the Las Vegas GIS group) and other agencies (e.g., NOAA) to
develop standards and coverages for GIS applications.  Standards will be developed
for assuring data accuracy, naming conventions, and documenting and archiving
completed maps.

       The  initial  base map for the Virginian Province will be  at a scale  of
1:100,000.  Overlays for this base map delineating Virginian Province sampling
locations and sampling  plan (i.e., anticipated sampling dates,  sampling crews,
sample types), major road networks, and locations of facilities to which the field
crew may require  access will be a part of the NCIMS.
6.1.2 Incorporation of Data into the NCIMS
      All data received by the Near Coastal Information Processing Center will be
quality assured using procedures described in Chapter 8.0 and converted into SAS
data sets.   The data  sets will  be stored  in data  libraries by indicator type.
Following initial data processing, the EMAP-NC Synthesis and Integration Team will
perform the required data analyses and produce summary data bases. Examples
of the types of information stored in summary data bases are dissolved oxygen
summary data (e.g., percent of  values below 2 mg/l for continuous dissolved
oxygen monitoring stations), cumulative distribution functions for each indicator
by estuarine class and for subpopulations  of  interest (e.g., salinity zones),  and
means  and standard  deviations  for all  indicators  by  estuarine  class  and
subpopulations of interest.  The  NCIMS will maintain data  and relevant analysis
results in both raw and summarized form.  This will eliminate  costly redundant
analyses.
6.1.3  Data Access and Transfer
      The EPA VAX network will  be  the main  means of access to data in the
NCIMS. All data base design work and documentation, including the code libraries,
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the  data  dictionary,  standard  operating  procedures for data  handling,  and
Geographical Information System (GIS) standards and base  coverages, will be
available over this network.  Users who do not have access to the VAX network
will  be  provided  direct dial  access to the NCIMS, as  appropriate.   Access
authorization will be established under the direction of the Technical Director of
EMAP-NC.

      Data will be made available to different types of users, on different  time
scales, based on the quality assurance level of the data. The following groups of
potential data users and their order of access have been defined:

      •      EMAP-NC  entities  that  generate data  --  Field  crews,  sample
             processing laboratories,

      •      Near  Coastal  Primary  Users  --  The   Field   Coordinator,   data
             management personnel, QA/QC Officer, Synthesis and Integration
             Team, Technical Director, and NOAA personnel  working on EMAP-
             NC,

      •      EMAP Data Users -- All other EMAP task groups, NOAA, and other
             federal agencies, and

      •      General Public  - Academic  personnel,  EPA  program and regional
             offices, and other federal, state, and local governmental agencies.

Access for each of the user categories is defined in Fig. 6-1.

      Ultimately, the data, reports, and findings of EMAP-NC will be important to
many other groups within EMAP, the scientific community,  and the general public.
Data that are available to the entire  EMAP community will be transferred to and
maintained on the  EPA National  Computer Center (NCC)  VAX Cluster.  Public
access to EMAP-NC data will be through the NCC.

      Historical data sets or data collected by other  organizations that may be
important, though not likely to be used regularly, will be documented, processed,
and quality assured; however, they will not be incorporated  into the data sets that
are available on the NCC VAX cluster.  Data sets which are not likely to be used
or which contain data that cannot be quality assured will be maintained on tape.
These data will be documented but will not be made available through the NCIMS.
The amount of confidential data or data for which the quality is suspect or cannot
be determined that is available through the NCIMS will be  limited.

      All data in the NCIMS made available for general use will be  in read-only
format, allowing users to access the data without compromising the integrity of
                                   6-7

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Level of QA
None
Machine
o>
* Complete
Analysis Results
Degree of Processing
Raw Initial Summaries Final Summaries
1* 1*
r, ir i*, ii*
r, ir, in* i, n, in
1, II, III, IV 1, II, III
i*
r, n*, in*
i, n, in
1, II, III, IV
*  These data users  have explicitly agreed not to disseminate the data released to them and to
   use it only for specific purposes confirmed by the EMAP-NC Technical  Director.
Figure 6-1.   Matrix summarizing data access for various user groups as a function of the degree of data processing
            and the level of quality assurance that has been completed.  Group 1 = Organizations that generated
            the data; Group  II  =  EMAP-NC  primary users,  including  the  Technical Director,  NOAA, data
            management support staff and synthesis and integration staff; Group III = Other EMAP users and task
            groups; Group IV  =  General public.

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the data base.  Requests to obtain copies of or access to data in the NCIMS will
be submitted to the EMAP-NC Senior Data Analyst.  The EMAP-NC Senior Data
Analyst in conjunction  with  the EMAP-NC  Technical Director will  develop  a
schedule for providing access to these data. The release schedule will depend on
the availability of personnel to process the data and the urgency of the request.
6.1.4  Documentation


       The comprehensive documentation that will be available to all users of the
NCIMS includes the following:

       •      Information system documentation,

       •      Data base dictionary,

       •      Data base directory,

       •      Code tables,

       •      Internal and external documentation for all processing programs,

       •      Directory structures, and

       •      Access control for directories, files,  and data bases.


6.1.5  Redundancy
      All  data generated, processed,  and incorporated into the NCIMS  will  be
stored in  redundant systems to ensure that if  one system is  destroyed  or
incapacitated, the Information Management team will be able to reconstruct the
data base. The raw data for these data bases will reside on at least three different
physical devices.

      All data files will be backed up regularly.  For field operations, backups will
be accomplished on a daily basis. In the Information Center, incremental backups
to removable media will be performed on all files daily.  Backups of EMAP direc-
tories will be performed weekly. Intermediate files will be downloaded to tape
weekly.
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      All original data files will be saved on-line for at least two years. After that,
the files will be permanently archived on floppy disks or tapes.  All original files will
be protected so that they are read-only; write and delete privileges will be removed
from these files, and the deletion of an original file will not be permitted.
6.2  Project Management
      EMAP-NC program management will need  frequent and  accurate  status
reports  about  field collection and laboratory processing activities.  The Project
Management Information  System will be used for this purpose.  The Project
Management Information System has two major elements: (1)  a communications
system for rapidly transferring information between field crews, processing labora-
tories, and the NCIMS, and (2) a sample tracking system for monitoring the status
of sampling events on  a periodic basis.  These  two  elements of the Project
Management Information System are discussed below.

      The computer programs that will be used to communicate  with field crews
and  sample processing  laboratories will be  developed  by  the  Near Coastal
Information  Management Team.  The  programs will include:  (1) navigational
assistance; (2) a system for recording events and observations made by field crews
and for  transferring these data to the NCIMS; (3) bar code readers for rapidly and
effectively  entering  sample  identification  information;  (4) communications
capabilities  for  data  retrieval  from   a  broad   range   of electronic  data
logging/recording  devices; and (5) access to a data base of logistical information
(e.g., boat repair  facilities).   In  addition,  this system will automatically conduct
routine  quality  assurance  checks  (e.g.,  validation  of station  identification
information), as well as provide  documentation  for sampling events (e.g., latitude
and  longitude  of sampling sites).  The system also will assist in monitoring the
transfer of samples from the field  teams to the processing laboratories.
6.2.1  Communications
       Field crews and processing laboratories will submit data to the NCIMS in
established time frames using standard formats.  The communications software
available for the NCIMS will  facilitate this information exchange.  For example,
software in the NCIMS will automatically log remote computers into  the central
processing center, then perform file transfers into predetermined directories.  Initial
processing of the data will be  begun automatically. When processing is complete,
the EMAP-NC information management center will be notified and requested to
acknowledge that it is aware the data are ready for additional processing.
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      Data  in  the  NCIMS that will  be available to the  field  crews  via the
communications link include the following:

      •     Logistical Information -- locations of boat ramps, overnight  delivery
            offices, dry ice  suppliers,  airports, bus stations, hospitals, police
            stations, marinas with boat repair facilities, Coast Guard stations,
            motels, restaurants, gas stations, automotive repair centers, etc.

      •     Sampling Locations --  including  latitude  and longitude,  LORAN
            coordinates, sample identification numbers, expected sediment and
            water quality  characteristics, estuary class, and station type (e.g.,
            base sampling site, indicator testing and evaluation sampling site, or
            supplemental  sample site) for each sampling location.
6.2.2 Sample Tracking Information
      The sample tracking system will track samples from their initial collection
through completion of all analyses and/or processing.  To accomplish this, each
sampling event and sample type will be assigned a unique identification number.
These numbers will be entered into the NCIMS prior to collection of data.  Sample
numbers will be bar coded to facilitate data entry by the field crews.

      Information entered for each sample in the sample tracking system that will
be available for retrieval and review will include:

      •     Sampling site name (cross referenced to a Station Data  Base),

      •     The  time  the  sample was  collected,  including  date,   hour, and
             duration of sampling effort,

      •     Type of sample  (e.g., grab samples to  be processed  for  benthic
             species composition and biomass, fish tissue sample to be processed
             for contaminant concentrations),

      •     Identification of the individual/team that collected the sample,

      •     A list of the analyses and processing activities which are  planned for
             that  sample  and the  status of those analyses and  activities (e.g.,
             collection completed, analyses completed),

      •     Directions  to files containing  "raw" data generated for each sample
             (e.g., CTD profiles), and
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      •     Directions to textual files containing descriptive information about the
            sampling event (e.g., field team comments).

      When samples are transferred from field crews to analytical laboratories, a
record of the exchange will  be entered into the sample tracking system, both upon
rele.ase and upon  receipt of the materials.  The identity and disposition of any
sample can therefore be established by checking the sample status in the NCIMS.
The status of all analyses  and  results will also be available through the sample
tracking system.
6.3 Staffing of NCIMS
      The  NCIMS  will consist initially  of five  full-time  data management
professionals.  The positions and their responsibilities are as follows:

      •     A Senior  Data Analyst  (member of IMC) responsible  for system
            design, liaison with other ecosystems and agencies, development of
            data management standards for EMAP-NC, and ensuring that EMAP-
            NC adheres to standards developed by IMC,

      •     A Programmer responsible for development of the software needs to
            implement the EMAP-NC information management system,

      •     A CIS Programmer responsible for development of the software to
            display and analyze EMAP-NC data  using CIS technology,

      •     A Fortran/System Programmer responsible  for development of
            programs  to  incorporate data coming  from  field crews and other
            remote sources into the NCIMS efficiently, and

      •     A Data Clerk responsible  for documenting  EMAP-NC  data  sets,
            including  historical data  obtained from  other agencies, transfer of
            data to other  agencies, routine reports of the data quality of NCIMS,
            routine processing of "new" data, and data entry.
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                         7.0  LOGISTICS PLAN
      The sampling design for the 1990 Virginian Province Demonstration Project
is  complex  and  involves collection of  ecological  information  from a  broad
geographical area (Cape Cod to Chesapeake Bay) over a relatively short time period
(summer 1990). It includes routine data collection  and processing, as well as the
conduct of special studies to obtain the information needed to evaluate indicators
of environmental quality  and alternative sampling designs.  Major  logistical
activities that must be undertaken for successful completion of the Demonstration
Project include:

      •     Selection and  procurement of sampling equipment (e.g., boats,
            motors, vehicles, sampling gears) and supplies (e.g., bottles, shipping
            containers, chemicals),

      •     Testing and evaluation of sampling equipment (e.g., water quality
            monitors, data  recording devices, navigational aids),

      •     Identification and selection of technical staff and contractors for the
            conduct of sample collection and processing (e.g., approximately 40
            individuals),

      •     Training of field crews including development of a Field Operations
            Manual,

      •     Establishment  and   management  of an  Operations  Center  and
            communications network,

      •     Conduct of the data collection program  including  collection  and
            processing of samples,

      •     Tracking of performance  and progress on sample  collection  and
            processing activities, and

      •     Maintenance of equipment and resupply of field crews.

Details of implementation  activities for  the  1990  Demonstration  Project are
provided  in Schimmel (1990).
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      Sample collection and processing activities for the 1990 Virginian Province
Demonstration  Project require the activities of 50 to  60 technical staff to be
coordinated  and managed.   When implemented nationally,  EMAP-NC sample
collection and processing activities will be the responsibility of Regional Off ices and
likely will be conducted by a combination of NOAA,  ORD, EPA Regional, state,
university, and  private contractor  laboratories.  For  this national  program, the
activities of hundreds of technical staff must be managed and coordinated.  The
findings of sample collection and processing activities for the 1990 Demonstration
Project will be the  major basis used to identify logistical issues (e.g., training re-
quirements, procurement and contracting limitations, equipment maintenance and
performance issues, methods development problems) that must be resolved before
EMAP-NC can be implemented nationally.

      This chapter provides an overview of the logistics plan for implementing the
1990  Demonstration  Project.   A discussion   of  the  lessons  learned   and
recommendations for implementation of sampling programs in other regions and
nationally will be prepared as part of the Interpretative Assessment Report for the
1990 Virginian  Province Demonstration  Project.   This report will be prepared in
1991.
7.1  Sampling Activities
      Sampling activities for the Virginian Province Demonstration Project will be
conducted from mid-June through the end of September.  This index period  is
divided into three intervals: June 19 through July 18, July 19 through August 30,
and September 1 through approximately September 30.  Interval 1  will be used
mainly to identify and resolve sampling problems and to provide an opportunity for
the field crews  to become  proficient at sampling  activities.   Most of the data
critical to the success of the Demonstration Project, including the special studies,
will be collected in Interval  2 when the most stressful environmental conditions
(e.g., lowest dissolved oxygen concentrations) are  expected to occur. Interval 3
will be used to fill in data gaps, including collection of data for those indicators for
which it was not critical to collect during the Interval 2 period (e.g., estimates of
the abundance and  distribution  of large bivalves).  An evaluation of indicators
measured during all three sampling periods will provide data for an analysis of the
variability of indicators over the index period.

      During the Demonstration Project, samples will be collected from 215 sites
(Fig.  3-6).  These sites consist  of the six station types.  Sampling activities
associated with each station type are detailed in Table 7-1  and described below.
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Table 7-1.   Sampling activities that will be accomplished at each  station type during
            each of the three sampling  periods
  Station Type
Interval 1
 Interval 2
 Interval 3
Base Sampling Site
Spatial Supplement/
Scale Supplement
Sites

Continuous Dissolved
Oxygen Monitoring
Sites
Continuous Dissolved
Oxygen Servicing
Revisits

Index Sites
Indicator Testing/
Evaluation Sites
CTD Profile
Fish Trawling"'
Not sampled
CTD Profile
Fish Trawling
Benthic Grab""
CTD Profile
Replace
DataSonde

Not sampled
Not sampled
CTD Profile
Fish Trawling
Benthic Grab(b)

Same as base
sampling site
Same as base
sampling site
CTD Profile
Replace
DataSonde

CTD Profile
Benthic Community

CTD Profile
Fish Trawling
Benthic Grab(bl
Shellfish Dredging
Sediment Profile Camera
Water Column Sampling
CTD Profile
Fish Trawling
Shellfish Dredging

Not sampled
CTD Profile
Fish Trawling
Benthic Community
Shellfish Dredging

Not conducted
Not sampled
Not sampled
(a)  Fish trawling includes measurement of fish community, tissue contaminants, and gross
   pathology.
(bl  Benthic grab sampling includes samples for determining benthic community structure,
   sediment contaminants, and sediment toxicity.
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•     The 111  base sampling sites form the core of the sampling program
      and were selected using the sampling design described in Chapter 3.
      Data  collected at these sites will be the basis  used to assess the
      ecological status of the  Virginian  Province.   Data for  selected
      indicators (e.g., dissolved oxygen concentration,  fish community
      parameters, fish gross pathology) will be collected at as many  base
      sample sites as possible during all three sampling intervals and will
      be used  to evaluate the consistency of their distributions over the
      index period.

•     Continuous  dissolved oxygen (DO)  monitoring will be conducted
      throughout the first and second sampling intervals at 30 of the  base
      sampling sites using Hydrolab DataSonde 3 dissolved oxygen moni-
      tors.  Each  monitor will be serviced  approximately  every  10 days.
      Servicing activities  consist of retrieving the deployed unit, trans-
      ferring the  data to an on-board  computer, installing  a  calibrated
      replacement unit, and performing the quality control (QC) checks to
      evaluate the performance of both the unit that is being deployed and
      the one that is being retrieved.  Data for all core and developmental
      indicators, except sediment contaminant  concentrations  and  sed-
      iment toxicity, will  be collected from the continuous dissolved
      oxygen  monitoring sites during each  sampling interval.

•     Indicator testing and evaluation sites were selected to represent a
      broad range of dissolved  oxygen levels and levels  of toxics  con-
      tamination (see  Chapter 3.0)  and will  be sampled  only during the
      second  sampling interval.  Eight of these  sites  are  coincident  with
      base  sampling sites.  Indicator testing and evaluation sites  will be
      sampled for the same parameters as the base sampling  sites.  In
      addition,  research indicators,  which require further evaluation to
      determine their suitability (e.g., reliability, specificity of response) for
      broad-scale  application, will also be sampled at these sites. The data
      collected from the indicator testing and evaluation sites will be the
      basis used to determine the degree to which indicators discriminate
      between polluted and unpolluted  sites.

•     Each  of the  base sampling sites in the small estuaries and large tidal
      rivers will have an associated index  sample site.  Index sites  were
      chosen to represent depositional environments.  In systems that are
      exposed to  pollutants, such depositional environments have a high
      probability of exposure to unacceptable dissolved oxygen concen-
      trations  and/or toxic  levels of contaminants.   There are  57 index
      sites; they will be sampled only during the second sampling interval.
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            The  33  spatial  supplemental  sampling  sites  will  provide  the
            information  necessary to evaluate alternative sampling strategies,
            including defining the  appropriate sampling density for  full-scale
            implementation. Supplemental samples will be collected only during
            the second sampling interval.
7.2 Field Crews
      Sampling will be conducted by three teams.  Each team will be composed
of two, four-person field crews rotating every five days. Field crew activities will
be directed from an Operations Center located at the EPA Environmental  Research
Laboratory at  Narragansett, Rhode  Island (ERL-Narragansett).   The Operations
Center will be responsible for  maintaining daily contact with  each crew  and
tracking  and  reporting  on the  progress of sample  collection  and processing
activities.  A commercial "800"  number  has  been purchased  to  facilitate
communications  between the Operations Center and field  crews  (1-800-NET-
EMAP).  The "800" telephone line will be manned  24 hours per day to ensure that
field crews can  communicate with the  Operations Center  at  any time.   The
Operations Center is also responsible for responding to public inquiries, such as
those associated  with the return of lost equipment and requests for detailed
information about sampling activities.

      Each crew will consist of a Crew Chief and three crew members. The Team
Leader will act as Crew Chief for one of the two crews comprising a team.  Field
sampling will  be directed by the Crew Chief, who will be the  captain of the boat
and the on-site decision maker regarding safety, sampling activities, and  commun-
ication with the Operations Center. The Team Leader is responsible for overseeing
all activities including tracking progress and maintaining equipment.

      Qualifications for Team Leaders and Crew Chiefs are an M.S.  degree in
Biological/Ecological  Sciences and three years of experience  with small boat
operations and data collection activities in marine/estuarine ecosystems, or a B.S.
degree in a related field and five years of relevant experience.  The three crew
members will be required to have a B.S. degree or equivalent and, preferably, at
least  one year of experience in small  boat operations and data  collection in
marine/estuarine ecosystems.

      On any sampling day, three crew members, one of whom  is a Crew Chief,
will be on the boat collecting data, sediments,  benthic organisms, and fish, and
deploying and retrieving the water quality monitors at the designated  sampling
stations. The other crew member will remain on shore in a mobile laboratory and
will prepare samples for shipment to  processing  laboratories, service and calibrate
                                    7-5

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water quality monitors, repair damaged equipment, and provide general support,
including communication between the boat crew and the Operations Center.

      Each team will have two substitute crew members who have undergone the
same training as regular crew members. Each team will also have a crew member
who, based on experience or performance, will be designated as a backup Crew
Chief. These people will be available to the Team Leader in the event that illness,
injury, or family  emergency requires  replacement of a crew  member.  Should
additional crew members be needed for any reason, the Team Leader will contact
the Operations Center, and  arrangements will be  made for a replacement crew
member from another team.  A fourth sampling  team,  composed of backup per-
sonnel,  may be activated to assist primary teams in  maintaining the sampling
schedule.  The fourth team most  likely would  be activated during the second
sampling interval to assist with collecting supplemental samples.
7.3 Equipment
       Each sampling team will be equipped with a 24-foot boat and trailer, all
necessary sampling equipment,  a  pickup truck, and a mobile  laboratory/service
center.  In addition, each crew will have a small van available to transport crew
members to and from staging areas during crew changes.  A fully equipped
spare boat, trailer, and pickup truck will be available  at the Operations Center
for emergency use  or to augment field collection.

      The boat will be equipped with twin 150  horsepower outboard  engines
(to  ensure  crew safety in  case one engine fails), a mast and boom  with  a
hydraulic winch  and capstan, Loran C, radar,  VHP radios,  a portable  cellular
telephone,  a  depth finder,  all required safety  equipment, maintenance tools,
nautical charts for  all  sampling stations, and repair parts for sampling gear  and
outboard motors.    The  boat,  engines,  and  trailer  are  estimated to weigh
approximately 8,000 pounds.  Because many of the ramps that will be used are
likely to be  of  marginal quality,  a  full-size  four  wheel drive  pickup truck,
equipped for heavy-duty towing, will be used for towing.   The truck bed will be
covered by a  camper shell that provides a secure area for storing equipment  and
supplies.

      Each team will have the following equipment for collecting samples:

      •     A SeaBird CTD water profiling instrument outfitted with dissolved
            oxygen  and  pH  sensors, transmissometer, fluorometer,  and  a
            photosynthetically active radiation  (PAR) sensor
                                   7-6

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      •     Up to 14  Hydrolab DataSonde 3  recording units for  measuring
            continuous dissolved  oxygen and other water  quality data  at the
            30 long-term dissolved oxygen monitoring sites

      •     Several 16 m high-rise fish trawls with detachable cod-end liners

      •     One stainless steel Young-modified Van  Veen  grab for  sampling
            benthic organisms and sediments

      •     One rocking-chair dredge for collecting large (>  1 inch) bivalves

      •     Two lap-top personal computers (one computer will be maintained
            on the boat and one in the mobile laboratory).

      The  mobile  laboratory will  be  used for  servicing and calibrating water
quality monitors,  repairing equipment,  storing supplies  and  backup equipment,
and  preparing  samples for  shipment  to processing laboratories.   It will be
equipped with a  workbench,  shelving, and  general  supplies  (e.g.,  shipping
containers, labels, spare equipment, expendable supplies, and  materials  neces-
sary to service field  gear and water quality  monitors).  It will also have  a  VHP
radio  for communication with  the boat and a  lap-top computer for  entering,
recording, and transferring data to the Operations Center.

      The  field computers  will serve  as  the  primary  means  of  capturing,
storing,   transmitting,  and  tracking electronic  data from   the Hydrolab  and
SeaBird  instruments.  In addition, they  interface with the navigation instruments
through  custom software,  assisting the Crew  Chiefs to locate stations and
record station coordinates during sampling activities (e.g., at the beginning and
end of on-station activities).  Data and  information on the lap-top computers are
transmitted to the Operations  Center via modem over commercial  telephone
lines. These data also will  be transferred on floppy disks.  In  addition, a com-
plete  copy  of all sampling activities and data will be maintained on the  hard disk
of both computers.  Field crews will "flag" any data or collections they consider
to be questionable  and will  include  an explanation  of why the  data were
flagged.    Because  information is  lacking  on  the ability of computers  to
withstand the abuse to which they may be subjected on the boats, data sheets
will  serve  as  the  primary  means of  recording  all but the  electronic data.
However, where feasible, field data will be entered onto the  field computers and
electronically  transmitted to  the Operations Center to provide a  basis for
evaluating the system.
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      As previously noted, the boat and the mobile laboratory will be equipped
with a marine band VHP radio.  The radios will be used as the primary means of
communication  between the land-based crew member and the boat during field
operations.
7.4 Sampling Logistics
      Equipment and supplies required to support field operations will be stored
at two  locations:  Narragansett,  Rhode Island,  in the northern portion of the
sampling area, and Columbia, Maryland, in the southern  portion of the sampling
area.   Field crews will use  these  local bases  as  resupply  points  for mobile
laboratories, as  meeting places for  crew changes, and  as locations  to prepare
for or stage down from field trips.

      Each sampling team will be responsible for sampling a defined  geographic
area (Fig.  7-1).   Team 1 will sample stations from Cape Cod  south to New York
Harbor,  including  Long Island Sound  and the  Hudson River as far north as
Albany, New York.  Team 2 will be responsible for the area from  New York
Harbor,  south to the upper Chesapeake Bay, including stations in the mainstem
of the  Bay north of Annapolis,  Maryland.   Team  3 will  be responsible  for
sampling stations in  the Chesapeake Bay and its tributaries south of  Annapolis,
Maryland,  and the Delmarva Peninsula (Eastern shore of Delaware,  Maryland,
and Virginia).

      Site reconnaissance will be conducted by the Crew Chiefs before actual
sampling begins to identify inaccessible sites and potential  hazards to sampling
activities.  Facilities  necessary to complete data collection  activities, including
boat  ramps, marinas,  hotels, dry ice vendors,  and overnight shipping  depots,
also  will  be  located as  a  part  of  reconnaissance  activities.    During
reconnaissance, the  stations  will be located using the protocols described in the
Field  Operations Manual (Strobel  1990).  If the station location is found to be
unacceptable for specific  sampling  activities (e.g., too  shallow for deployment
of  water  quality monitors,  located  in  a  busy  navigational  channel),   the
Operations Center will be notified.   The Operations Center will work with  the
sampling  design team to identify  an  alternative sampling  site.    Information
obtained during  reconnaissance will be stored in a computerized data base and
included as an addendum  to the Field Operations Manual.

      Each team must sample approximately two stations  per day to complete
all required sampling activities, including travel by boat and  car, time on station
collecting samples, and launching and hauling the boat.  The normal workday
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                                    SAMPLING TEAM  1
Annapolis, MD,
                              SAMPLING TEAM 2
                       SAMPLING TEAM 3
    Figure 7-1.  Areas to be sampled by each team during the 1990 Demonstration
              Project  in the Virginian Province.  Base Stations are indicated by
              stars.

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for field crews will be approximately 12 hours.  However,  during the early part
of the program  when  crews are becoming familiar  with  sampling operations
(e.g., sampling Interval 1) many 16- to 18-hour days  are anticipated. After the
initial learning phase, crews will be required to  plan their days to be off the
water by about 1800 hours. Table  7-2  provides an  example of the scheduling
process.

      During the first two sampling intervals, each team will be responsible for
sampling 9  to  11 continuous dissolved oxygen  monitoring  stations.   These
stations must be  revisited once every  10 days  to service and  replace the
Hydrolab DataSonde  3  water quality monitors. To  maintain this schedule,  each
team must complete a circuit  of its designated sampling  area every 10 days.
Collection of data from continuous dissolved oxygen monitoring  sites is the
major factor affecting when other stations are visited.

      On the day of a visit to a continuous  dissolved oxygen monitoring site,
Crew Chiefs will have the option of selecting  any nearby site that has not  been
sampled.  This selection will generally  be  based  on local weather conditions.
The  adjacent site  that  is most  likely to be adversely affected by inclement
weather will  be sampled as early in the schedule as  possible.  For example, all
stations in Nantucket Sound are  clustered into one group.   On the first  visit to
Nantucket Sound,  Team 1 will attempt to sample the site  that is farthest  from
shore. If weather does not permit  this,  the team will sample a more accessible
site  nearer to shore.  Ten  days later, when the crew returns to  Nantucket
Sound, it  will try again to sample the site most likely to be adversely affected
by weather that  remains to be sampled.
7.5  Sample Shipment and Processing
      The  expertise  of  several  laboratories  will  be  required  for sample
processing.  During the Demonstration Project, chemical contaminant analyses
will be conducted at the EPA Environmental Monitoring Systems Laboratory in
Cincinnati, Ohio; fish  histopathology  will be conducted at the Environmental
Research  Laboratory  in Gulf  Breeze,  Florida;  sediment  and  water column
toxicology testing  will  be conducted  at the  EPA Environmental  Research
Laboratory in Narragansett, Rhode Island; and benthic sample processing will be
conducted by private contractors.  A  detailed description of sample handling
procedures that will ensure timely processing of samples with  limited holding
times is provided in the Field Operations Manual (Strobel 1990).  An EMAP-NC
Laboratory Manual has been  prepared  to ensure that standardized  laboratory
protocols  and procedures are used to process samples (Graves 1990).
                                   7-10

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Table 7-2.   Example of the proposed sampling schedule for Team 1 for the first
            10 days of Sampling Interval  2 (July 20- July 30).  [BS = Base
            Station activities, I = Index Station activities, SUPL =  Supplemental
            Station activities, TEST = Indicator Test Station activities, DOV  =
            DO Revisit activities, and DOM = DO Monitoring activities]
Date
7/20/90

Location
(Station
Number)
Buzzards Bay
(2)
New Bedford
(3)
Activity Time On
Station
(hrs)
DOV + BS 5
DOV 1
Travel
by Boat
(hrs)
1
1
Travel
By Car
(hrs)
2

Launch/
Hauling
(hrs)
1

7/21/90 Nantucket Sound     BS
            (223)

        Nantucket Sound     BS
            (225)
7/22/90  Narragansett Bay     DOV
            (212)

         Block Island Sound   BS
            (8)
7/23/90 Mystic River
            (203)
DOV
        Connecticut River    TEST
            (206)
                                      TOTAL TIME =  11 HOURS
                   3.5
         2.5
                                      TOTAL TIME =  13 HOURS
                                      TOTAL TIME =  11 HOURS
          6.5
0.5
                                      TOTAL TIME =  12 HOURS
                                7-11

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Table 7-2.  Continued
Date
Location
(Station
Number)
Activity Time On   Travel   Travel  Launch/
       Station    by Boat  By Car  Hauling
        (hrs)      (hrs)     (hrs)   (hrs)
7/2/90  Long Island Sound    DOV
             (193)
        Quinnipiac River
             (207)
                 TEST      6.5
                   0.5
                                    TOTAL TIME = 11 HOURS
7/25/90 Long Island Sound    DOV
             (201)

        Long Island Sound    BS
             (191)
                           1
                   0.75  F  1
                1
                           3        1        3.25     1

                           TOTAL TIME =  12 HOURS
7/26/90 Hudson River
        (186 and 187)
                 BS + I      4.25      1        3.5      1

                           TOTAL TIME =  9.75 HOURS
7/27/90 Hackensack River
             (169)

        Arthur Kill
             (164)
                 DOV
           1
                 1
                 TEST  F   6.5               3

                            TOTAL TIME = 13.5 HOURS
 7/28/90 Great South Bay
             (188)

        Napeague Bay
        (162 and 163)
                 DOV
           1
0.5
1
                 BS + I     4.25     1
                                     TOTAL TIME =  11.75 HOURS
 7/29/90  Great Peconic Bay   DOV + BS  5        0.5      6
         (158 and 159)      + l
                               7 12  TOTAL TIME = 12.5 HOURS

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Table 7-2. Continued
Date
Location
(Station
Number)
Activity Time On   Travel    Travel   Launch/
        Station    by Boat   By Car  Hauling
        (hrs)       (hrs)     (hrs)    (hrs)
Begin Second Cycle

7/30/90 Buzzards Bay
             (2)

        New Bedford
             (3)
                  DOV
                  DOV + BS  5
                                      TOTAL TIME =  11  HOURS
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      Sample tracking and  data  transfer will be a complex coordination task
involving a wide variety of sample types shipped by any of three or four crews
from a large  number of possible  shipping locations to the different processing
laboratories.   EMAP-NC  has developed a  computer-based  sample  tracking
system to assist with this task (see Section 6.2).  This system documents that
a sample has been collected and placed  in a shipping container. The destination
of the shipment is also recorded.  When a shipment  is received, the receiving
laboratory will record the shipment identification number and  the  identification
numbers of all the samples inside the shipping container.  Receiving laboratories
will notify the Operations Center via the EPA network of receipt of all shipments
and  the  identification  number,  type,   and  condition  of all  samples in each
shipment.   Most  receipt notifications  will  be made  within  24  hours.   The
Demonstration  Project Manager will use  information  on sample collection and
processing activities to assess the overall progress  of the project and to identify
problems (e.g., when samples have not  been  shipped or received on time).  The
software will flag  any  samples that were shipped  but not received within two
days of shipment. On a periodic  basis,  processing laboratories will be provided
a list of the sample identification numbers they have received and data  on the
bottom salinity of the site at the time of  collection.  Analytical labs will  not be
provided any other information (e.g., location) about samples.
7.6  Project Management
      Figure 7-2 outlines  the  organizational structure  for the  1990  Virginian
Province Demonstration Project.

      The Associate  Director for Near  Coastal is responsible  for  program
planning,  budget   management,  program  management,  quality  assurance,
interagency coordination and  constituency building.   The major activities that
must be conducted by the Associate Director include preparation and revision of
multiyear implementation and operating plans, preparation and justification of
budgets to EPA management,  personnel management, resolution of organization
conflicts,  review  of  technical  proposals and products for  scientific  rigor,
establishing  cooperating  agreements  with  other  agencies,  informing  key
audiences (e.g., the scientific  community, the public,  special  interest groups,
other agencies) about EMAP activities, accomplishments, and plans.

      The Technical Director will provide the technical leadership for EMAP-NC.
The Technical Director's major responsibilities  are research planning,  including
preparing and defending budgets; revising  plans to reflect changes in  policy,
priorities, technical findings, and resources; developing and revising schedules;
and synthesis and  integration of the collected data into products.  The Technical
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    EMAP QA
      Officer
        T
Associate Director
  Near Coastal
                           Technical Director
                               Estuaries
        QA
    Coordinatior
                            Contingency
                             Committee
    Synthesis and
   Integration Group
 Demonstration
 Project Manager
Data Management
  Support Group
      Processing
      Laboratories
                      Operations Center
                        Support Staff
                            Field Activities
                              Coordinator
Figure 7-2.   Management   structure
             Demonstration Project
           for   the   1990  Virginian   Province
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Director also will assist the Associate Director with  interagency coordination.
The activities  of the Technical Director are supported by a Quality  Assurance
Officer, a data management staff, and a synthesis and integration staff.

      The  Demonstration Project Manager directs day-to-day operation  of the
1990 Virginian Province  Demonstration Project.  The Demonstration  Project
Manager's  major  responsibility  is  to ensure  that  the needed samples are
collected  and  processed.   Major  activities that the  Demonstration  Project
Manager must conduct  are  selection and procurement  of  equipment  and
supplies, testing  and evaluation of equipment,  identification  and selection  of
technical staff and contractors to perform  the field  program,  training  of field
crews,  management  of  the  Operations  Center,  maintenance  and  storage  of
equipment,  and  tracking  the progress  of field and  laboratory  processing
activities.    The Demonstration  Project  Manager  will  make  weekly progress
reports to the Technical Director and  other EMAP management. These reports
will include the following:

      •    A list of the sites successfully sampled,

      •    A list of sites not sampled, the reasons  why, and what plans have
            been made for obtaining  these samples at a later time,

      •    The  status of supplies and equipment,

      •    A general overview of data collection activities, and

      •    A brief evaluation of the  quality of the data that were collected.

      The   Demonstration Project  Manager  will  be  supported   by  a Field
Coordinator and the staff of the Operations Center.   The Field Coordinator will
be the major point  of contact between field crews and other individuals within
EMAP-NC.
7.7  Contingencies
       Most   regional   monitoring   programs  are  adversely  affected  by
unpredictable  events (e.g., inclement weather, equipment failure)  that delay
schedules.  The success of the 1990 Virginian Province Demonstration  Project
is to a  large degree dependent upon the efficiency  with which  acceptable
contingency plans are developed and problems resolved.
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      The Crew Chief has the responsibility for determining whether sampling
can be  accomplished with an acceptable margin of safety and represents the
lowest level at which decisions about alterations to the sampling activities and
schedule will be made.  The primary reason for cancellation of a sampling event
most likely will be inclement weather. If inclement weather is anticipated, Crew
Chiefs  will  sample  only at sheltered  sites  that  are minimally affected by
inclement weather.  Detailed procedures that Crew Chiefs will follow to ensure
the safety of  crew members  are described  in  the  Field  Operations  Manual
(Strobel 1990).

      Unforeseen  circumstances, such as  Coast  Guard restrictions  resulting
from an accident or other regulations that  close an  area to boat traffic,  may
cause  field  crews  to  reschedule or cancel sampling  activities at a  specific
location.   If this should occur,  the Crew  Chief will contact  the  Operations
Center  immediately for instructions.  The Demonstration Project Manager will
have a list of sampling sites that  can be moved without adversely affecting the
sampling  design (e.g.,  indicator  testing and evaluation  sites),  as  well as the
protocol for choosing an alternative  site.  If the site is one that can be moved,
the Operations Center will inform the Crew Chief of the location of the "new"
site.  If the site cannot be moved, the Demonstration  Project Manager  will
contact the Technical Director, who will determine on  appropriate actions.

      Most equipment  malfunctions  and  repairs  will  be handled  by  Crew
Chiefs,  using repair facilities within  their specific sampling  area.  Crew Chiefs
will coordinate this activity with  their Team Leader and the Field Coordinator.
In the event  that  a  piece  of  field equipment (e.g., boat engines) fails and
requires extensive repair beyond  what can be  provided locally within one  day,
the Operations Center  will  be  notified.  The Operations Center will take the
actions  required to ensure  that  replacement  equipment is transported to the
crew  as  rapidly  as possible.   The Demonstration  Project Manager  will be
responsible for the rapid repair of  damaged or malfunctioning equipment. Team
Leaders  will  maintain  an  equipment  log  containing  information   on   the
performance and status of each major piece  of equipment.  This  information will
be communicated to the Operations Center on a routine basis.

      When logistical problems that threaten the integrity of the project occur,
the Technical  Director will convene  a meeting of the  Contingency  Committee,
which will provide advice on potential alternative sampling designs or strategies.
The Technical Director  will  be responsible for making decisions that alter the
sampling  design  or field/laboratory/QA  procedures.   The  committee  will be
composed of  experts who  are  familiar with the sampling  design,  analysis
scheme, indicators, sampling methodologies,  and logistics and  will advise the
Technical Director  on  topics related  to their respective  areas of expertise.
                                   7-17

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Decisions  of the Contingency Committee will be relayed  to field crews  by the
Operations Center.
                                   7-18

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                     8.0  QUALITY ASSURANCE
      The 1990 Virginian Province Demonstration Project will use 40 to 50 staff
members to collect samples; and five different laboratories to process samples.
The size of the staff involved in data collection and the number of organizations
involved in laboratory processing  will increase proportionately  when EMAP-NC
programs are implemented  in other regions.   Monitoring programs that involve
multiple field  crews and laboratories frequently encounter  problems in obtaining
data that are  comparable among the many individuals and laboratories involved
(Taylor 1978, 1985; Martin Marietta Environmental Systems 1987; NRC 1990a).
Such problems usually result because, in the  haste to initiate the data  collection
program, the field crews  are  not adequately trained in applying  standardized
collection methods and the comparability of the laboratory processing methods and
capabilities are not evaluated (Taylor 1985).

      EMAP-NC will implement a quality assurance (QA) program to ensure that
the data produced are comparable and  of known and acceptable quality. This
program will consist of two distinct but  related sets of activities: quality control
and  quality assessment.  Quality control includes  design,  planning, and man-
agement actions to ensure  that the appropriate types and amounts of data  are
collected in the manner required to address study objectives. Examples of some
quality control activities  that will be employed by EMAP-NC are the development
of standardized sample collection and processing protocols and the requirement for
specific levels of training for field  crews and technicians  who will collect and
process samples.  The  goals of quality control procedures are to  ensure that
collection,  processing,   and analysis  techniques are applied  consistently  and
correctly; the  number of lost, damaged, and uncollected samples is minimized;  the
integrity of the data record is maintained and documented from sample collection
to entry into  the data record;  data are comparable with  similar data collected
elsewhere; and study results can be reproduced.

      Quality assessment activities  will  be  implemented  to quantify   the
effectiveness of the quality control procedures.  These  activities  ensure that
measurement error  and bias are identified,  quantified,  and accounted  for  or
eliminated, if  practical.  Quality assessment consists of both internal and external
checks including repetitive  measurements, internal test samples, interchange of
technicians and  equipment, use  of  independent methods to verify  findings,
exchange of samples among laboratories, use of standard reference materials, and
audits (Taylor 1985; USEPA 1984).
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8.1 Data Quality Objectives
      While quality assurance (QA) is a necessary part of any sampling program,
defining the proper level of QA is difficult.  If QA is defined too rigorously, it can
consume a disproportionate share of program resources;  if QA is  defined too
leniently, the data  collected may be of insufficient  quality to meet  program
objectives.   Within EMAP, the balance between cost and  uncertainty will be
established using the Data Quality Objective (DQO) process (Fig. 2-4).

      Developing DQOs is a multistage, iterative process that involves individuals
at all levels of the project (Fig. 8-1).  The first stage is initiated by the manager or
decision maker, who identifies the central question to be addressed and the degree
of acceptable uncertainty associated with the answer.  In identifying acceptable
uncertainty, the manager must weigh the cost of collecting samples against the
"cost" of reaching incorrect decisions based on the sampling effort.  The second
stage is  conducted by  the  project  scientific staff, who formulate a sampling
strategy for addressing the question and then estimate the  cost  of developing an
answer  with the satisfactory level  of  accuracy, precision,  representativeness,
comparability, and completeness.  If the cost estimates are acceptable to the
decision maker, then the project proceeds to the third stage, in which the technical
staff develops quality control and quality assessment procedures for each aspect
of the program  (e.g., field collection, laboratory analysis  and processing, data
management analysis) that are consistent with the desired level of quality. If cost
estimates are too high,  then the scientific staff  and the decision  makers jointly
modify the design and expectations of the proposed program until a proper balance
of cost and uncertainty is achieved.

      Two sources of error are considered in establishing DQOs:  sampling error
and measurement  error.  Sampling error is the difference  between  the sampled
value and the true value and is a function of natural spatial and temporal variability
and sampling design.  The temporal variability relevant to EMAP-NC is that which
occurs within the index period. Measurement error is the difference  between the
true  sample values and the reported values, and  can occur during the act  of
sampling, data entry, data base manipulation, etc. While "good" data are available
to estimate measurement error for all of the parameters that will be measured by
EMAP-NC, data for estimating sampling error are either unavailable or unaccessible
for many, if not most, of the indicators to be measured. Acceptable  estimates of
variability are unavailable because EMAP is the first  program to measure most of
these parameters on  a  regional  scale,  using  standardized  methods and  a
probability-based sampling design.

      Reliable estimates of temporal and spatial variability  are essential to the
DQO process because they are required for quantifying the  degree of uncertainty
                                    8-2

-------
CO
co
STAGE
Purpose
Personnel
With Lead Role

1
M!?P Refjne
^ajorf. Questions
Questions
Data User
(decision
makers)
2
Establish Refjne
Design constraints
Constraints
Project
Management
Staff
3
Design
Program to
Meet Constraints
Technical
Staff

      Figure 8-1.  The three stages of developing Data Quality Objectives

-------
that will be produced by the sampling design. Without them, the scientific staff
cannot provide the decision makers with an estimate of cost for a desired level of
uncertainty (Fig. 8-1).  For this reason, DQOs will not be implemented in the 1990
Demonstration Project. Rather, a major goal  of the Demonstration Project will be
to gather the data to establish DQOs when the program is implemented in subse-
quent years. The Demonstration Project will  be implemented using Measurement
Quality Objectives (MQOs).  MQOs establish acceptable levels of uncertainty for
each measurement process but differ from DQOs in that they are not combined
with sampling error to estimate programmatic uncertainty. In subsequent  years,
DQOs will  be  developed to  replace  the  MQOs.  MQOs were established  by
obtaining  estimates  of achievable  data   quality  based   on   manufacturer
specifications,  the judgment  of  knowledgeable  experts, and available literature
information. Each measured  parameter will have an associated MQO for each of
the attributes of data  quality: representativeness, comparability,  completeness,
accuracy, and precision.  Data quality attributes are defined below, along with the
MQO established for each measured parameter within EMAP-NC.

      •     Representativeness is the degree to which  the  data represent a
            characteristic   of   a  population   parameter.    In   EMAP-NC,
            representativeness  is most  germane  to the proper siting  of  a
            sampling location,  and the MQO will be to ensure that all samples,
            with the exception of fish trawling, are within 100 meters  of the
            planned sampling site. Fish trawling should occur within 500 meters
            of the planned site.

      •     Completeness is a measure of the amount of valid data (i.e., data not
            associated with some criterion of potential unacceptability) collected
            from a measurement process  compared to the  amount that was
            expected to be obtained. The MQO completeness criteria for EMAP-
            NC will range from 75 to 90 percent, depending on the measurement
            process.  The specific completeness  criterion for each measured
            variable is presented in Table 8-1.

      •     Comparability is defined as "the confidence with which one data set
            can  be  compared  to another"  (Stanley  and  Verner  1985).
            Comparability   of  reporting  units  and calculations,  data  base
            management processes, and  interpretative procedures must  be
            ensured if the overall goals of EMAP are to be realized. The MQO for
            the  1990  Virginian  Province  Demonstration Project is to apply
            accepted methods  in a standardized way and to generate a high level
            of documentation to ensure that future EMAP efforts can  be made
            comparable.
                                   8-4

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Table 8-1.  Measurement Quality Objectives for EMAP-NC indicators and associated data
Indicator/Data Type
Sediment Contaminant
Concentration
Organics
Inorganics
Sediment Toxicity
Benthic Species Composition
and Biomass
Sample collection
Sorting
Counting
Taxonomic identifications
Biomass
Sediment Characteristics
Grain size
Sand, silt, clay
Gravel
Total organic carbon
% water
Acid volatile sulfides
Dissolved Oxygen
Concentration
Salinity
Temperature
Depth
Fluorometry
Water Clarity
PH
Accuracy Precision C
Goal Goal


30%
15%
NA


NA
10%
10%
10%
NA


NA
NA
20%
NA
20%

_±. 1-0 mg/l
Ji2ppt
±2°C
1 m
NA
NA
±0.2


30%
15%
NA


NA
NA
NA
NA
10%


20%
50%
20%
20%
20%

NA
NA
NA
NA
NA
NA
NA
Completeness
Goal


90%
90%
90%


90%
90%
90%
90%
90%


90%
90%
90%
90%
90%

90%
90%
90%
90%
90%
90%
90%
                                   8-5

-------
Table 8-1.  Continued
Indicator/Data Type
Contaminants in Fish Flesh
Organics
Inorganics
Gross Pathology of Fish
Fish Community Composition
Sample collection
Counting
Taxonomic identifications
Length determinations
Relative Abundance of Large
Burrowing Bivalves
Sample collection
Counting
Taxonomic identifications
Tissue Contaminants in
Large Bivalves
Organics
Inorganics
Histopathology of Fish
Sediment Mixing Depth
Water Column Toxicity
Accuracy
Goal

30%
15%
NA

NA
10%
10%
_+. 5 mm


NA
10%
10%


30%
15%
NA
+_ 5 mm
NA
Precision
Goal

30%
15%
NA

NA
NA
NA
NA


NA
NA
NA


30%
15%
NA
NA
40%
Completeness
Goal

90%
90%
90%

75%
90%
90%
90%


75%
90%
90%


90%
90%
NA
90%
90%
                                    8-6

-------
      •     Accuracy is defined as the difference between a measured value and
            the true or expected value and represents an estimate of systematic
            error or  net bias (Kirchner  1983; Hunt  and Wilson 1986;  Taylor
            1985).

      •     Precision is  defined  as the  degree of mutual agreement among
            individual measurements and represents an estimate of random error
            (Kirchner 1983; Hunt and Wilson 1986; Taylor 1987).

      Together, accuracy and precision provide an estimate of the total error or
uncertainty associated with measured value. Accuracy and precision goals  for the
indicators to be measured are provided in Table 8-1.  Accuracy and precision
cannot be defined for all parameters because of  the nature of the measurement
type. For example, accuracy measurements are not possible for toxicity testing,
sample  collection  activities,  and  fish  pathology measurements.   In addition,
accuracy and precision goals  are not established  for stressor indicators. Control
of the data quality attributes of stressor indicators is beyond the scope of EMAP-
NC.
8.2  Quality Control
      Establishing MQOs is of little value if the proper quality control activities are
not undertaken to ensure that  program objectives are met.  Quality control in
EMAP-NC will be  achieved in three ways:

      •      Developing standardized sampling protocols for all sampling activities
             that are consistent  with MQOs  and the associated data quality
             attributes,

      •      Documenting  those  protocols  in a  manner  that allows for easy
             reference and evaluation by all personnel involved in the project, and

      •      Training personnel responsible for each protocol to ensure that they
             are qualified to conduct assigned tasks using the specified method.

      Most of the  indicators that will be measured during the Demonstration
Project are those  for which standardized  protocols,  with known and acceptable
levels of error, already exist.  The  first year (or more) of the program  will be used
to develop, refine, and standardize the measurement methods for indicators for
which standard methods presently do  not exist.
                                    8-7

-------
      Although standard protocols are being used for many of the measurements
that will be made, an essential aspect of the EMAP-NC QC program is written
documentation of all sampling, laboratory, and quality assurance protocols. EMAP-
NC has  produced three documents to accomplish this objective:

      •     Laboratory  Operations Manual -- A document containing detailed
             instructions for laboratory  and instrument operations,  including  all
             procedures  designed to ensure quality control of the measurement
             process.

      •     Field   Operations  Manual  --  A  document  containing detailed
             instructions for all field activities.

      •     Quality Assurance Project Plan -- A document that specifies the
             policies, organization,  objectives,  and functional activities for the
             project. The plan will also describe the quality assurance and quality
             control activities  and measures that will be implemented to ensure
             that the data produced  will meet the MQOs  established for the
             project.

      A critical aspect of quality control is to ensure that the individuals involved
in each  activity are properly trained to conduct the activity. Laboratory personnel
involved in the Demonstration Project do not require extensive training, since most
of the samples will  be processed  by established laboratories, using the standard
protocols presently employed on a production basis. The field sampling personnel,
who are being assembled specifically for this project and who are being asked
to conduct a wide variety of activities in the same manner consistently, will receive
approximately one month of training.

       Training for sampling crews will begin in late May and will  continue  for
about one month, until the beginning of the data collection phase. The first part of
this training  will be oriented toward classroom and  laboratory work.  Qualified
Crew Chiefs  must have previous experience in small boat handling and of most of
the  required sampling equipment (e.g., trawls,  dredges,  sediment  samplers).
Therefore, training of Crew Chiefs will emphasize project objectives and design,
sampling protocols,  computer  use, and  navigation protocols required to  locate
sites. In addition, the Crew Chiefs will be instructed in public relations and  policy
issues relating to EMAP-NC. The Crew Chiefs will help to train the remaining crew
members in  boat operations,  navigation, use of  sampling  gear,  and general
sampling protocols.  The final portion of training will involve "hands-on/in-field"
application of sampling methods.

      Classroom training will be conducted jointly  by the University of  Rhode
Island's Marine  Resources  Department and  EMAP-NC  management and QA
                                    8-8

-------
personnel based at the EPA Environmental Research Laboratory in Narragansett,
Rl.  All instructors have wide-ranging experience in training scientific personnel in
routine sampling operations (e.g., collection techniques, small boat operations).
Their  expertise will  be supplemented  by that of recognized  experts in  such
specialized areas as fish pathology (Dr. Linda Despres-Patanjo NMFS, Woods Hole,
Massachusetts, and Mr. John Ziskowski, NMFS, Milford, Connecticut), fish identifi-
cation (Dr. Don Flescher, NMFS, Woods Hole), first aid  including CPR (American
Red Cross), and field computer/navigation system use (Mr. Jeffrey Parker, Science
Applications International Corporation, Newport, Rhode Island).

      All EMAP equipment (e.g., boats, sampling gear, computers) will be used
during the training sessions, and by the end of the course, all crews members must
demonstrate proficiency in the following areas:

      •     Towing and launching the boat,

      •     Making predeployment checks of all sampling equipment,

      •     Locating stations using the navigation system,

      •     Entering data into and retrieving  data from the lap-top computers,

      •     Using all the sampling gear,

      •     Administering first aid, including  CPR, and

      •     Using general safety practices.

In addition, all field crew members must be able to swim and will be required to
demonstrate that ability.

      The first several weeks of Sampling Interval 1 will be an extension of formal
training.  At this time, the Crew Chiefs will be given the opportunity to become
thoroughly familiar with their crews and equipment. During this period,  EMAP-NC
scientists with expertise in boat operations, field collection methods, and quality
assurance will accompany the crews and provide intensive training in areas where
the crews exhibit deficiencies.  This intensive "on-the-job-training" will continue
until  all  crews have demonstrated that they can  conduct all aspects of  the
sampling program proficiently.

      Some sampling activities (e.g., fish taxonomy, gross pathology,  net repair,
etc.)  require specialized knowledge. While all crew  members will be exposed to
these topics during the training sessions,  it is beyond the scope of the training
program  to develop proficiency for each crew member  in all of these areas.  For
                                    8-9

-------
each of the specialized activities, selected crew members, generally those with
prior experience in a particular area, will be  provided intensive training.  At the
conclusion of the training program,  at least one member of each crew  will have
been provided detailed training  in fish taxonomy, mollusk taxonomy, fish gross
pathology, net repair, gear deployment, and navigation.

      All phases of field operations will be detailed in the Field Operations Manual.
Copies of this manual will be distributed to all trainees prior to the training  period.
The manual will include a checklist of all equipment, instructions on the  use of all
equipment,  and  procedures for sample collection.  In addition, the manual  will
include a schedule of activities to be conducted at each sampling  location.  It will
also contain a list of  potential hazards associated with each sampling site.
8.3  Quality Assessment
      The effectiveness of quality control efforts will be measured by  quality
assessment activities, including quality assessment samples and audits.  The goal
of these activities will be to quantify accuracy and precision, but most importantly,
they will be used to identify problems that need to be corrected as data sets are
generated and assembled. Details of the quality assessment activities that will be
conducted during the 1990 Demonstration Project can be found in the Quality
Assurance Project Plan. A  brief overview of these activities is provided below.

      Quality assessment  procedures  will include  using  standards and check
samples to verify instrument calibrations in the field, as well as collecting  duplicate
samples, field blanks, and performance evaluation samples. Quality assessment
samples  generally will be blind or double  blind.  The  expected  values of blind
samples are not known to the analyst, while double blind samples cannot even be
identified  by  the analyst as a control  sample  (Taylor 1985).   The type  and
frequency of quality assessment activities that will be performed for each sampling
activity are summarized in Table 8-2.

      Field/laboratory technicians  and analysts will be apprised routinely of their
performance  on quality  assessment samples.   Actions taken upon  failing  an
assessment sample will depend on the magnitude of the problem.  Criteria will be
established for both warning and  control  limits.  Exceeding  warning  limits will
require only rechecking of calculations or measurement processes, but exceeding
control limits will require that all samples processed  since the last assessment
sample be reanalyzed.  Field/ laboratory technicians and analysts who repeatedly
fail criteria will be removed from their positions  and retrained.  Examples of the
warning and  control  limits  that will be used in conducting chemical analyses of
sediments and tissue samples  collected during the Demonstration Project are
                                   8-10

-------
          Table 8-2. Quality assurance sample types, type of  data generated, and measurement quality expressed for all
                    measurement variables
           Variable
                       QA Sample Type or
                      Measurement Procedure
                            Frequency
                             of Use
                     Data Generated
                     for Measurement
                    Quality Definition
00
          Sediment Toxicity
Benthic Species Com-
position and Biomass

   Sorting
            Sample counting
            and ID

            Biomass

          Sediment
          Characteristics

          Dissolved
          Oxygen
          Concentration
          Salinity
                       Reference toxicants
                       tests
                            Each experiment
                  Variance of replicated
                  toxicity results
Resort of complete
sample including debris

Recount and ID of
sorted animals

Duplicate weights

Splits of a sample
                       Air-saturated sea water
                       and/or side by side
                       collection/measurements
                       with Winkler determinations

                       Known check standard in
                       mid-range of calibra-
                       tion
10% of each
tech's work

10% of each
tech's work

10%

10% of
samples

One at each
sampling
location
                            One at each
                            sampling
                            location
Number of animals
resorted

Number of count and ID
errors

Duplicate results

Duplicate results
                                              Replicated difference
                                              from expected
                  Replicated difference
                  from expected

-------
           Table 8-2.  Continued
            Variable
                       QA Sample Type or
                      Measurement Procedure
                            Frequency
                             of Use
                     Data Generated
                     for Measurement
                    Quality Definition
oo
i

M
           Temperature
           Depth
Fluorometry
           Water Clarity
           PH
           Gross Pathology
           Fish

           Fish Community
           Composition
                       Thermometer check of
                       instrument
Check bottom depth
against depth finder
on boat

Check sample
                       Check sample
                       Known check standard
                       in mid-range of
                       calibration
One at each
sampling
location

One at each
sampling
location

One at each
sampling
location

One at each
sampling
location

One at each
sampling
                       Examination by expert        Each trawl
                       pathologist

                       I.D. of voucher specimens    Each trawl
                       by taxonomic experts
                                              Replicated difference
                                              from expected
                                                                     Replicated difference
                                                                     from actual
Replicated difference
from actual
                                              Replicated difference
                                              from actual
                                              Replicated difference
                                              from actual
                                              location

                                              Percentage of misiden-
                                              tifications

                                              Percentage of misiden-
                                              tifications

-------
            Table 8-2.  Continued
00
i

CO
             Variable
 QA Sample Type or
Measurement Procedure
Frequency
 of Use
  Data Generated
  for Measurement
 Quality Definition
            Relative Abundance
            of Large Burrow-
            ing Bivalves

            Water Column
            Toxicity
Expert I.D. of voucher
specimens
Reference toxicant tests
Each trawl
Each
Experiment
Percentage of misiden-
tifications
Variance of replicated
toxicity results

-------
shown in Table 8-3.  Recommended detection limits for chemical analyses are
shown in Table 8-4.

      Field and laboratory aspects of the 1990 Virginian Province Demonstration
Project  will  be subjected to audits.  Initial review  of the  field team will  be
performed during the training program. Following training, a site assessment audit
will be performed by a combination of QA, training personnel, the Demonstration
Project  Manager, and the Technical Director.  This audit  will  be considered a
"shakedown" procedure to assist field teams in obtaining a consistent approach
to collection of samples and generation of data.  At  least once during the field
sampling program,  a  formal site  audit will be performed  by QA personnel to
determine compliance with the Quality Assurance Project Plan, the Field Operations
Manual, and the Laboratory Methods Manual.  Checklists and audit procedures will
be developed for this audit that are similar to those presented in USEPA (1985).

      EMAP-NC QA personnel will conduct a performance audit of all laboratory
operations at the outset of the project to determine whether each laboratory effort
is in compliance with  the procedures described in the Quality Assurance Project
Plan.   Additionally, once during  the study, a formal laboratory  audit  will  be
conducted  following  protocols similar to those presented  in  USEPA (1985).
Checklists that are appropriate for each laboratory operation will be developed and
approved by the EMAP-NC QA Officer prior to the audits.
8.4  Quality Assurance of Data Management Activities
      EMAP-NC must ensure and maintain the integrity of the large  number of
values that eventually will  be entered into the data management system (NRC
1990; Risser and Treworgy 1986; Packard et at. 1989).  EMAP-NC will use the
procedures highlighted below to ensure the quality of the data in the EMAP Near
Coastal Information Management System (NCIMS).

      To minimize the errors associated with entry and transcription of data from
one medium to another, data will be captured electronically to the degree possible.
When manual entry is  required, a hard copy of the entered  data will be checked
against  the original by  a second data entry operator to identify non-matches and
correct  keypunching  errors. When data are transferred, the transfer will be done
electronically, if possible, using communications protocols (e.g., Kermit software)
that check on the completeness and accuracy of the transfer.  When  data are
transferred using floppy  disks or tapes, the group sending the information will
specify  the number of bytes and the file namesof the transferred files.  These data
characteristics will be verified upon receipt of the data.  If the file can be verified.
                                   8-14

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Table 8-3.   Warning and control limits for quality control samples
   Analysis Type
 Recommended
Warning Limit
   Recommended
  Control Limit
Method Blanks
 (organic and inorganic)

Matrix Spikes
   50%
        la)
Less than detection
limit

Not specified
Laboratory Control Sample

 Organic
 80% - 120%(b|
70% - 130%
 Inorganic

Laboratory  Duplicate
 (organic and inorganic)

Ongoing Calibration Check
 (organic and inorganic)

Standard Reference Material1"1

 Organic
 90% - 110%
 80% - 120%
85% - 115%

+_ 30% relative
percent difference

± 15% of the
initial  calibration
70% - 130%
  Inorganic
 90%- 110%
85% - 115%
(a| Units are percent recovery
lb) Units are percent of true value
                                   8-15

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Table 8-4. Recommended detection  limits  (in  ppm/dry weight) for  EMAP-NC
          chemical analyses
Analyte
Inorganics
Al
Si
Cr
Mn
Fe
Ni
Cu
Zn
As
Se
Ag
Cd
Sn
Sb
Hg
Pb
Oraanics
PAHs
PCBs
PCB congeners
ODD, DDE, DDT species
Tissue
Sample

10.0
100
0.1
5.0*
50.0
0.5
5.0
50.0
2.0
1.0
0.01
0.2
0.05
0.2*
0.01
0.1

20.0*
1.0
1.0
1.0
Sediment
Sample

1500
10000
5.0
1.0
500
1.0
5.0
2.0
1.5
0.1
0.01
0.05
0.1
0.2
0.01
1.0

5.0
0.1
0.1
0.1
* Not measured in fish tissues
                                  8-16

-------
it will be incorporated into the data base.  Otherwise, new files will be requested.
Whenever feasible, a hard copy of all data will be provided with transferred files.

      Erroneous  numeric data will be  identified using range checks,  filtering
algorithms, and comparisons to lists of valid values established by experts for
specific data types (i.e., lookup tables).  When data fall outside an acceptable
range, they will be flagged in a report for the EMAP-NC Quality Assurance Officer
(QAO).  Similarly, when a code cannot be verified in the appropriate lookup table,
the observation will be flagged and reported to the QAO.

      All discrepancies and errors that are identified will be documented.  This
documentation will  be a permanent part of the  NCIMS.   Data  will  not be
incorporated into the NCIMS until all discrepancies have been resolved. The near
coastal  QAO will  be  responsible for resolving all errors.  Data sets in which dis-
crepancies  have been  resolved will be added to the appropriate data base.  A
record of the addition  will be entered into the Data Set Index and kept in  hard
copy.  Once data have been entered into the NCIMS, changes will not be made
without the written consent of the QAO.

      To ensure that complete records of all field activities  are  maintained, the
field computer system  will  not allow modification  of  the data  files.  Instead,
correction values will be entered into the data file and  associated with the incorrect
entry.  Corrections will be made then and a  record  of the original data  and the
correction will become a permanent part of the file.
8.5  Quality Assurance Reports to Management
      Control charts  (an example of which is shown  in Fig. 8-2) will be used
extensively to document measurement process control. Control charts will be used
with the following:  (1) QC check standards for controlling instrument drift, (2)
matrix spike  or surrogate recoveries to  measure extraction efficiency or matrix
interference,  (3)  certified  performance evaluation  samples  to  control  overall
laboratory performance, and (4) blank samples. Control charts will be maintained
at each participating laboratory and reported with the data.

      The first Annual Statistical Summary for EMAP-NC  is scheduled for June
1991, after completion of  the 1990 Virginian Province Demonstration  Project.
Precision, accuracy, comparability, completeness, and representativeness of the
data  collected  during  the  Demonstration  Project will  be summarized  in this
document, and detection limits will be reported.  Interpretive Assessment Reports
will be prepared every four  years, and Special Scientific Reports will be produced
periodically to address concerns raised about the program, such as the ability of
                                   8-17

-------
00
I



00
                Q

                LU
                CO

                O


                (/)

                UJ
                                                                                   x + 3S
                                                                                •- x + 2S
                          I     I
                                                                                   CERTIFIED MEAN (x)
                                                                                   x - 2S
                                                                                   x - 3S
I     I     I     J    I     I     I     I     I




    TIME SCALE
                                                                              X ± 2S = WARNING LIMIT


                                                                                      (95% CONFIDENCE)


                                                                              X ± 3S = ACTION LIMIT
     Figure 8-2. Example of a control chart

-------
the sampling design to detect trends.  The data  quality  attributes of precision,
accuracy, comparability,  completeness,  and representativeness will  also  be
provided for each of the reports.
                                   8-19

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                             9.0  REFERENCES
Albert, R.C.   1982.  Cleaning up the Delaware River.    West Trenton, NJ:  Delaware
      River Basin Commission.

Aller,  R.C.   1982.  The effects of macrobenthos  on  chemical  properties  of marine
      sediment and overlying water,  in:   Animal-Sediment Relations:  The Biogenic
      Alteration of Sediments, 53-102. P.L. McCall and M.J.S. Tevesz, eds.
      New York: Plenim Press.

APHA.  1985. Standard Methods for the Examination of Water and Wastewater. 17th
      Ed. Washington, DC:  American Public Health Association.

Basta, D.J.,  B.T. Bower,  C.N. Ehler, F.D. Arnold, B.P. Chambers, and D.R.G. Farrow.
      1985.  The National Coastal Pollutant Discharge Inventory. Rockville, MD: NOAA.

Beanlands, G.E. and P.N. Duinker.  1983. An ecological framework for environmental
      impact assessment in Canada.  Halifax,  Nova Scotia: Institute for Resource and
      Environmental Studies, Dalhousie University.

Beasley, B. and  R. Biggs.  1987.  Near coastal water segmentation.  Report by the
      College of Marine Studies, University of Delaware.

Bell, S.S. and  B.C. Coull.   1978.   Field  evidence that  shrimp predation regulates
      meiofauna. Oecoloaia 35:141-148.

Biggs, R.B. and B.A.  Howell.   1984.  The  estuary as a sediment trap:  Alternate
      approaches to estimating  its filtering efficiency. In: The Estuary as a Filter, 107-
      129.  V.S. Kennedy, ed.  New York:  Academic Press.

Bilyard,  G.R.  1987.  The value of benthic infauna  in marine pollution monitoring studies.
      Mar. Poll.  Bull. 18:581-585.

Boesch, D.F.  1977. Application of numerical classification in ecological investigations
      of water pollution.  Spec. Sci. Rpt. 77,  EPA-600/3-7703.

Boesch,  D.F. and R.  Rosenberg.   1981.   Response  to stress  in marine  benthic
      communities.  In:  Stress  Effects on Natural Ecosystems, 179-200. G.W. Barret
      and R.  Rosenberg, eds. New York:  John Wiley and  Sons.
                                      9-1

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Boynton, W.R., W.M. Kemp, J. Garber, J.M. Barnes, L.L. Robertson, and J.L. Watts.
      1988.  Chesapeake Bay water quality monitoring program ecosystems processes
      component.   Level  1  Report No. 5.   Prepared for Maryland  Department of
      Environment by University  of Maryland Center for Environmental and Estuarine
      Studies.

Breteler,  R.J., K.J. Scott and S.P.  Shepurd.   1989.  Application  of a new sediment
      toxicity test using the marine amphipod Ampelisca abdita to San Francisco Bay
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                                     9-13

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                     APPENDIX A




Environmental Monitoring and Assessment Program Overview

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United States
Environmental Protection
Agency
Office of Modeling,
Monitoring Systems and
Quality Assurance (RD-680)
Washington DC 20460
Research and Development
EPA/600.9-90-001 January 1990
Environmental
Monitoring and
Assessment Program

Overview

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                                                    Overview

                  This document presents an overview of the rationale, goals, and primary elements of the En-
               vironmental Monitoring and Assessment Program (EMAP), which represents a long-term com-
               mitment to assess and document periodically the condition of the Nation's ecological resourc-
               es. EMAP is being designed by the U.S. Environmental Protection Agency's (EPA)  Office of
               Research and Development. The program will serve a wide spectrum of users: decision-makers
               who require information to set environmental policy; program managers who must assign pri-
               orities to research and monitoring projects; scientists who desire a broader understanding of
               ecosystems; and managers and analysts who require an objective basis for evaluating  the effec-
               tiveness of the Nation's environmental policies.
Monitoring,  Regulatory, & Policy Needs          EMAP's Purpose
  Environmental regulatory programs have been estimated to
cost more than $70 billion annually, yet the means to assess
their effect on the environment over the long term do not ex-
ist While regulatory programs are based upon our best  un-
derstanding of the environment at the time of their develop-
ment, it is critical  that long-term monitoring programs be in
place to confirm  the  effectiveness of these programs in
achieving their  environmental goals and to corroborate  the
science upon which they are based.

  The EPA, the  U.S. Congress, and private environmental or-
ganizations have long recognized the need to improve  our
ability to document the condition of our environment Con-
gressional hearings in 1984 on the National  Environmental
Monitoring Improvement Act concluded that, despite consid-
erable expenditures on monitoring, federal agencies could as-
sess neither the  status of ecological  resources nor the overall
progress toward legally-mandated goals  of mitigating or pre-
venting adverse  ecological effects.. In the last decade, articles
and editorials in professional journals of the  environmental
sciences have repeatedly called for the collection of more rel-
evant and comparable ecological data  and easy access to
those data for the research community.

  Affirming the  existence of a major gap in our environmen-
tal data and recognizing the broad base of support for better
environmental monitoring, the EPA Science Advisory  Board
(SAB) recommended in 1988 that EPA initiate a program  that
would monitor ecological status and trends, as well as devel-
op innovative methods for anticipating emerging problems
before they reach  crisis proportions. EPA was encouraged to
become more active in ecological monitoring because its  reg-
ulatory responsibilities require quantitative, scientific  assess-
ments of the complex effects of pollutants on ecosystems.
EMAP is  being initiated in 1990 by  EPA in response to these
recommendations.
  EMAP is being designed to monitor indicators of the condi-
tion of our Nation's ecological resources. Specifically, EMAP
is intended to respond to the growing demand for informa-
tion characterizing the condition of our environment and the
type and location of changes in our environment Simultane-
ous monitoring of pollutants and environmental changes will
allow us to identify likely causes of adverse changes. When
fully implemented, EMAP  will answer  the  following ques-
tions:

    Q  What is the current status, extent, and geograph-
        ic distribution of our ecological resources (e.g.,
       estuaries, lakes, streams, wetlands, forests, grass-
        lands, deserts)?

    Q  What proportions of these resources are degrad-
        ing or improving, where, and at what rate?

    Q  What are the likely causes of adverse effects?

    Q  Are adversely-affected ecosystems responding as
        expected to control and mitigation programs?

  EMAP will  provide the  Administrator, the Congress, and
the public with statistical data summaries and periodic inter-
pretive reports  on  ecological  status and trends.  Because
sound decision-making must consider the  uncertainty  asso-
ciated with quantitative information, all  EMAP status and
trends estimates will include statistically-rigorous confidence
limits.
                                                    re-
  Assessments of changes  in  our Nation's  ecological
source conditions require data on large geographic scales
collected over long periods of time. For national assessments,
comparability of data among geographic regions (e.g., the
Northeast, Southeast and West) and over extended periods is
                                                         -1 -

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critical, and meeting  this need by  simply aggregating data
from many individual, local, and short-term networks that are
fragmented in space or time has proven difficult, if not impos-
sible. EMAP will focus specifically on national and regional
scales over periods of years to decades, collecting data on in-
dicators of ecological condition  from multiple  ecosystems
and  integrating them  to  assess environmental change. This
approach, along with  EMAP's  statistically-based design, dis-
tinguishes it from most current  monitoring efforts, which tend
to be short-term or locally-focused. A long-term, integrated,
multi-ecosystem monitoring program offers the advantages of
earlier detection of problems and  improved resolution  of
their extent and magnitude, while  enabling  formulation  of
more cost-effective regulatory or remedial actions.

   Environmental monitoring data are collected  by EPA  to
meet the requirements of a variety of regulatory programs.
Many federal agencies collect environmental data specifical-
ly to manage particular ecological resources. Efficient execu-
tion  of EPA's mandate to protect the Nation's  ecosystems re-
quires, therefore, that EMAP complement, supplement, and
integrate data and expertise from the regulatory offices within
EPA  and from other agencies. EMAP should not be perceived
as a  substitute for ongoing programs designed  to meet objec-
tives other than its own. Interagency coordination is actively
being pursued with the Departments of Interior, Commerce,
and Agriculture. This coordination avoids duplicative moni-
toring efforts, facilitates exchange of existing data for use in
the refinement of monitoring networks, and increases the ex-
pertise available to quantify and understand observed status
and trends. EMAP will also draw upon the expertise and ac-
tivities of the EPA  Regional Offices, States, and the interna-
tional community.

   Ecological monitoring programs of the 1990's and beyond
must be able to respond and adapt to new issues and per-
spectives within the context of a  continuing effort to detect
trends and patterns in environmental change. These demands
will be met by  EMAP through  a flexible design that can ac-
commodate as  yet undefined questions and objectives  as
well  as changing criteria of performance and scientific capa-
bility. Further,  EMAP's design will  encourage analysis, re-
view, and reporting processes that foster discovery of unan-
ticipated results and promote the widespread dissemination
of scientifically-sound information.  Periodic  evaluations  of
the program's direction  and  emphasis will  be  the  key  to
maintaining its  viability and  relevance  while retaining the
continuity of the basic data sets. These evaluations will serve
to preclude the "aging" that typically hinders long-term moni-
toring efforts.
Planning & Design

  The major activities in 1990 around which EMAP is being
developed are:

   Q  Indicator Evaluation and Testing—evaluation and
       testing of indicators of ecological condition;
   Q   Network Design—design and evaluation of inte-
        grated, statistical monitoring networks and proto-
        cols for collecting status and trends data on indi-
        cators;

   Q   Landscape Characterization—nationwide charac-
        terization of ecological resources in areas within
        the EMAP sampling network to establish a base-
        line for monitoring and assessment; and

   Q   Near-Coastal Demonstration Project—imple-
        mentation of regional-scale surveys to define the
        current status of our estuarine resources.

  Although the goal is to establish the program in all catego-
ries of ecosystems, the  initial emphasis is on testing and  im-
plementing the program in estuaries, near-coastal wetlands,
and inland surface waters, coordinating these activities with
the National Oceanic and Atmospheric Administration,  the
U.S. Fish and Wildlife Service, and the U.S.  Geological Sur-
vey. Because precipitation and air quality are two important
factors influencing ecosystems, EMAP also will contribute to
the evaluation and maintenance of the multia'gency atmos-
pheric deposition networks currently coordinated by the Na-
tional Acid  Precipitation Assessment Program (i.e., the Na-
tional  Trends Network/National Dry Deposition  Network).
These  ecosystems and  deposition networks offer immediate
opportunities to demonstrate the EMAP approach.

  EMAP also will contribute to the development of a re-
search program in environmental statistics. This program will
refine  the statistical framework for the remaining types of
ecosystems in preparation for full implementation of EMAP
in 1995 and beyond. Relying heavily on expertise from aca-
demia and industry, this program will develop methods and
approaches  for: (a) analyzing  and  interpreting spatial and
temporal trends in indicators across regions; (b) incorporating
and substituting historical data and data from ongoing moni-
toring programs into EMAP; (c) designing efficient quality as-
surance programs for ecological monitoring programs; and
(d) diagnosing the likely causes of adverse conditions in eco-
systems.
Indicator Evaluation & Testing

Purpose

  EMAP will evaluate and use indicators that collectively de-
scribe the overall condition of an ecosystem. Measurements
of ecosystem condition should reflect characteristics clearly
valued by society. Measurement methods must be standard-
ized and quality-assured so that spatial patterns and temporal
trends in condition within and among regions can be accu-
rately assessed.
Strategy

  Indicators in three categories will be evaluated:
                                                          -2-

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   Q  Response indicator!—which quantify the re-
       sponse of ecosystems to anthropogenic stress. Ex-
       amples include signs of gross pathology (e.g., the
       appearance of tumors in fish or visible damage to
       tree canopies); the status of organisms that are
       particularly sensitive to pollutants or populations
       of organisms important to sportsmen, commercial
       interests, or naturalists; and indices of community
       structure and biodiversity.

   Q  Exposure indicators—which show whether
       ecosystems have been exposed to pollutants, hab-
       itat degradation, or other causes of poor condi-
       tion. Examples include ambient pollutant concen-
       trations; acidic deposition rates; bioaccumulation
       of toxics in plant and animal tissues;
       media-specific field bioassays using test organ-
       isms; and measurements of habitat condition or
       availability (e.g., siltation of bottom habitat and
       vegetative canopy complexity).

   G  Stressor indicators—which are socio-economic,
       demographic,  and regulatory compliance meas-
       urements that are suggestive of environmental
       stress. Examples include coal production, popula-
       tion  figures, pesticide applications, pollutant
       emissions inventories, and land use.

  Sets of indicators will be identified and measured in all cat-
egories for each  ecosystem type. The set of response indica-
tors should reflect adverse effects of both anticipated and un-
anticipated  environmental  stresses (e.g.,  new  pollutants).
Criteria  must be developed for each response indicator to
identify  when conditions change from acceptable or desira-
ble to unacceptable or undesirable. Criteria could be based
on conditions attainable under best management practices as
observed at  "regional  reference sites", relatively undisturbed
sites that are typical of an ecoregion. A set  of exposure indi-
cators will be used to determine whether  ecosystems have
been exposed to environmental stress and what the causes of
poor condition are likely to be. For example, undesirably low
diversity in stream  fish communities across a region might be
related to the presence of toxics in sediments, siltation of bot-
tom habitat  insufficient flow, low pH, or bioaccumulation of
toxics.  In this example, stressor indicators that might be ex-
amined in diagnosing the cause would include the number
and type of industrial dischargers, farmed acreage or con-
struction activity, water withdrawals, presence of mine spoils
or acidic deposition, and regional pesticide application.

  The goals of EMAP are  quite different from those  of the
compliance  monitoring most commonly conducted by EPA.
While  compliance monitoring involves  identifying,  with a
high degree  of confidence, pollutant concentrations that can
be  linked unequivocally to individual polluters, EMAP will
use sets of indicators to assess  the condition of multiple eco-
logical systems across regions, coupled with an evaluation of
associated pollutant sources or other anthropogenic environ-
mental  disturbance.  EMAPs regional approach  to environ-
mental monitoring and assessment is quite unusual, and the
expected benefits  include an  improved capability to detect
emerging problems and to identify those types of ecosystei
most in need  of  research, assessment, or remediation. R
gional monitoring and assessment is the only effective way
determine whether current environmental regulations are a
equately protecting our ecological resources.
Activities

  Many scientific questions remain to be  answered. Is tr
natural variability in response indicators too large to malt
sufficiently precise estimates of regional conditions? Can ect
system condition be compared among regions with differin
biota? What criteria  will be used to determine acceptable vei
sus unacceptable conditions? How are the data best interpret
ed for systems with  response indicators in undesirable range
and multiple,  conflicting, or unknown exposure  indicators
What, if anything, might be done when a system's range ii
response indicators  is acceptable, but the range in exposuri
indicators is not? EMAP  will seek short- and  long-term an
swers to these questions through three types of activities:

    G  Reports evaluating the availability and applicabili-
       ty of indicators for all EMAP ecosystem
       categories;

    G  Workshops  on ecological indicators; and

    Q  Development of a long-term indicator research
       program for all EMAP ecosystem categories.
Network Design

Purpose

  Meeting the goal of estimating status and trends in the con-
dition  of the  Nation's ecosystems requires  a monitoring
framework that

    G   Provides the basis for determining and reporting
        on ecological indicators at various geographic
        scales;

    G   Is adaptable to monitoring on regional as well as
        on continental and globalscales;

    G   Enables the examination of correlations among
        spatial and temporal patterns of response,
        exposure, and stressor indicators;

    G   Enables the incorporation or substitution of data
        from ongoing monitoring sites and networks; and

    G   Is sufficiently adaptable and flexible to accommo-
        date changes in spatial extent of the resource
        (e.g., the areal extent of wetlands) and to address
        current and emerging issues.
                                                            3-

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Strategy

  A global grid will be constructed for identifying sampling
sites. This grid will then be divided into sub-grids in accor-
dance  with  whatever scale of resolution (e.g., national, re-
gional, or subregional)  is required for an assessment of the
condition of ecological resources. Currently,  a sub-grid for
the United States and its surrounding continental shelf waters
that includes approximately 12,500 sites is being evaluated.
Within these sites, ecosystems will be identified and charac-
terized and their their number and area! extent will be deter-
mined. This initial characterization will be accomplished us-
ing existing  maps, satellite imagery, and aerial photography.
Field sampling of sets of indicators will be conducted on a
subset of sites statistically selected from the 12,500 original
sites.

  Current EMAP research will determine the number of sam-
pling sites needed for regional and national reports on the
status, changes, and trends in indicators. Two  alternative ap-
proaches for field sampling of approximately 3,000 sites are
being considered.  In the first, about one-fourth of the 3,000
sites across the continental United States would be visited in
one year. The following year, a second one-fourth of the sites
would be sampled and so on, such that all sites would be vis-
ited during a four-year period. In  the second, data would be
collected during a single year at all the sampling sites in a ge-
ographical area (e.g., the estuaries in  the Virginian  Province
from Cape Cod to Cape Hatteras  or all lakes and streams in
the Northeast] and sampling efforts would shift to a new area
during following years.  The statistical, logistical, and report-
ing advantages of each option are being evaluated in light of
EMAPs long-term goal  to  provide a national  assessment of
the status, changes, and trends in ecological resources. In ad-
dition, the timing of the sampling period, the statistical proce-
dures for establishing where a measurement  is to be made,
and the  number of samples that  must be collected  at each
sampling site are being examined.
Activities

  Current activities are focused on making the global grid fi-
nal, applying it to the United States, and identifying rules for
associating ecosystems with grid points and  statistically se-
lecting them for sampling. The  EMAP design and sampling
strategy will be reviewed by the American Statistical Associa-
tion and appropriate ecosystem experts.


Landscape Characterization

Purpose

  National assessments of status and trends of the condition
of ecosystems require knowing not only what percentage of a
particular resource is in  desirable or acceptable condition,
but also how much of that resource exists. Some types of wet-
lands are being lost at an alarming rate; conversion and loss
of other types of ecosystems are also occurring. Such changes
may be of particular concern if statistically correlated with
pollutant exposure or other anthropogenic stressors. For most
ecosystems, few national data bases can currently be used to
derive quantitative estimates of ecosystem extent and chang-
es in condition on a regional basis with known confidence.

  The technique that will be used to address these issues is
landscape characterization. Landscape characterization is the
documentation of the principal  components of  landscape
structure—the physical environment, biological composition,
and human activity patterns—in a geographic area. EMAP
will characterize the national landscape  by  mapping land-
scape features (e.g., wetlands, forests, soils, and land uses) in
areas associated with the EMAP sampling  grid. Characteriza-
tion uses  remote sensing technology (satellite  imagery and
aerial photography) and other techniques  (e.g., cartographic
analysis and analysis of census data) to quantify the extent
and distribution  of ecosystems. Over time,  periodic aerial
and satellite photography  will permit quantitative estimation
of changes in landscape features that might be related to  an-
thropogenic  activities and pollutants. The results of these
characterization analyses  also permit more informed selec-
tion of systems for field sampling.
Strategy

  The characterization strategy involves the application of re-
mote sensing technology to obtain high-resolution data on se-
lected sample sites and lower resolution data over broad geo-
graphical  areas.  Other  data sources such as maps and
censuses will be used to supplement the remote sensing data.

  The remote sensing data also will furnish detailed informa-
tion needed for  the network  design. For  example,  lakes,
streams, wetlands, forests, and other types of ecosystems as-
sociated with each grid point will be identified so that a sub-
set  for field sampling can be statistically selected. Characteri-
zation also supplies  a  portion of the data needed to classify
ecosystems  into subcategories  of  interest (e.g.,  forest-cover
types, wetland types, crops, and lake types).

  Certain types of landscape data assist in  diagnosing the
probable causes of undesirable conditions in response indica-
tors. Characterization will describe the physical and  spatial
aspects of the environment that reflect habitat modification,
for  example, those that can amplify or counteract the effects
of toxicants and other pollutants on plants and animals.

  Finally, characterization will compile data on stressor indi-
cators that  can  be  identified  from  remote  sensing and
mapped data, including land use,  mining activities, popula-
tion centers, transportation and power corridors, and other
anthropogenic disturbances.

  EMAP  will assemble, manage, and  update these  data  in
Geographic Information System (CIS) format. A standardized
characterization approach and a landscape information net-
work common to all ecosystems will be used to optimize cost
and data sharing and to ensure common format and consis-
tency. Through close work with other agencies, EMAP will
                                                          -4-

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establish design requirements for the integrated characteriza-
tion including acceptance criteria for baseline data, consis-
tent classification detail and accuracy, and suitable spatial
and temporal resolution to distinguish landscape features of
particular interest.

Activities

  The design of the characterization plan and the evaluation
of potential characterization techniques are in  progress.  A
prototype methodology  for high-resolution  characterization
has been developed. Current activities  include evaluating a
range of methods, from landscape ecology to quantitative,
multistage remote sensing (combined satellite and aerial pho-
tography) in widely different terrain types. EMAP characteri-
zation  will  begin  in  1990 at approximately 800  sites, or
about one-fourth of the 3,000 selected for field sampling.
Near-Coastal Demonstration Project

Purpose

  Information obtained from the near-coastal demonstration
project will be used to refine the EMAP design, and the study
itself will serve as a model for implementing EMAP projects
in other study areas and types of ecosystems.

  The demonstration project has five goals:

   Q   Evaluate the utility, sensitivity, and applicability
        of the EMAP near-coastal  indicators on a regional
        scale;

   Q   Determine the effectiveness of the EMAP network
       design for quantifying the extent and magnitude
        of pollution  problems in the near-coastal environ-
        ment;

   Q   Demonstrate the usefulness of results for plan-
        ning, priority-setting, and determining the
        effectiveness of pollution control actions;

   Q   Develop standardized methods for indicator
        measurements that can be transferred to other
        study areas and made available for other
        monitoring efforts; and

   Q   Identify and resolve logistical issues associated
        with implementing the network design.

Strategy

  The strategy for accomplishing the above tasks is to work
closely with the National Oceanic and Atmospheric Adminis-
tration's National  Status and Trends Program to field-test the
near-coastal indicators and network design through a demon-
stration study in  the  estuaries and  coastal wetlands of  the
Mid-Atlantic area of the United States. Estuaries were select-
ed because their natural circulation  patterns concentrate and
retain pollutants. Estuaries and  coastal wetlands  are  ah
spawning  and nursery grounds for  many  valued living n
sources, and estuarine watersheds receive a large proportic
of the pollutants discharged to the Nation's waterways. TV
Mid-Atlantic study area was chosen because adverse polli
tant impacts are evident; contaminants are present in the w;
ter, sediments, and biota; the vitality of many organisms is r«
portedly threatened; and seven of the area's larger estuarie
are included in EPA's National Estuary Program.
Activities

  During 1989, the major environmental problems associat
ed with near-coastal systems were identified: eutrophication
contamination, habitat modification, and the cumulative im
pact of multiple stressors. A set of response, exposure, anc
stressor indicators applicable to each problem is to be identi
fied, based on current understanding of how various environ-
mental stressors affect ecosystem processes and biota. Near-
coastal  ecosystems have  been classified for  monitoring and
assessment based on their physical and chemical characteris-
tics  and their susceptibility to  environmental stressors. A
monitoring network design that is compatible with the EMAP
design is being developed. Several logistical and technical
questions  regarding the EMAP near-coastal  project remain,
including:

   Q   What set of indicators will be measured?

   Q   What specific methods will  be  used to sample
        each indicator?

   Q   Will all indicators be measured at all  sampling
        sites or can a sampling plan be developed that re-
        quires measurement of costly indicators only at
        selected sites? and

   Q   To what degree should sources of variation be
        measured and accounted for in the network
        design?

  The near-coastal demonstration project will be conducted
in the estuaries and coastal wetlands of the mid-Atlantic area
of the United States (from Cape Hatteras  to Cape Cod) during
mid-1990. A report on the results of the project will  be pre-
pared in 1991.
 Information Contact

   EMAP is planned and managed by ORD's Office of Model-
 ing, Monitoring Systems, and Quality Assurance (OMMSQA).
 Inquiries may oe directed to:

               EMAP Director
               ORD/OMMSQA (RD-680)
               US. EPA
               Washington, DC  20460
               (202) 382-5767
               Fax: (202)252-0929
                                                         -5-

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                APPENDIX B

    Memorandum of Understanding Between
     Environmental Protection Agency and
National Oceanic and Atmospheric Administration

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         JOINT NOAA-EPA AGREEMENT TO DETERMINE THE STATUS,
     TRENDS,  AND ECOLOGICAL EFFECTS OF ANTHROPOGENIC STRESS IN
         COASTAL AND  ESTUARINE  AREAS OF THE UNITED STATES
 I.    PURPOSE

 The NOAA National Ocean Service and the U.S.  EPA Office of
 Research and Development agree to coordinate  their research and
 monitoring programs for assessing the effects of anthropogenic
 stress on marine and estuarine ecosystems.  This agreement
 provides an initial mechanism for coordination of planning
 activities leading to the establishment of  a  joint NOAA/EPA
 program for monitoring the status and trends  of near coastal
 environmental quality and ecological conditions.   It also covers
 joint activities associated with the synthesis and integration of
 monitoring and characterization data into assessments of  the
 effects of human activities on the Nation's near coastal
 ecosystems.

 II.   BACKGROUND AND SCOPE

 Both NOAA and the U.S.  EPA have regulatory  mandates  to  conduct a
 broad range  of research and monitoring activities  to assess the
 effect of anthropogenic stress on marine  and  estuarine
 environments.   Without  coordination and cooperation/  these
 activities could result in duplicative efforts.  For example,
 both NOAA/NOS jind the U.S.  EPA/ORD have a need for and  a
 requirement  to conduct  status  and trends  monitoring  research on
 indicators of  environmental quality and pollution  assessment
 activities at  regional  and national scales  in coastal areas.

 Existing NOAA  programs  are focused on  (1) assessing  the status
 and  trends of  chemical  contaminants, at national and regional
 levels,  (2)  characterizing existing environmental-conditions and
 problems using available data  and retrospective analyses,  (3)
 development  of indicators of the  effects  of chemical
 contamination  on biota,  and (4) development of information
•transfer capabilities (e^g.,-computerized information-management
 systems  that make a  broad range of information on the
 characteristics  and  conditions of coastal areas available to
 decision makers  and  scientists).

 Existing U.S.  EPA/ORD programs are focused on  (1) development and
 evaluation of  indicators of.marine and  estuarine environmental
 quality  and sampling  methods that quantify and partition the
 extent and magnitude  of  cumulative and multimedia anthropogenic
 impacts  on marine  and estuarine environments;   (2) establishment
 of the monitoring  networks  to  obtain the data necessary to
 determine the status  and trends in ecological  condition of near
 coastal ecosystems-, and  (3) conduct of multimedia integrated
 assessments, including retrospective analyses, to evaluate the
 effectiveness of pollution  control policies  and practices and to

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 identify emerging pollution problems before they  reach crisis
 proportions.

 Although both commonalities and differences exist between NOAA
 and U.S. EPA programs, the combined results of  both  serve the
 national interest more than the results of  either program.
 Therefore,  it is the intention of NOAA/NOS  and  the U.S.  EPA/ORD
 to cooperate and coordinate to the greatest possible extent to
 prevent duplication of efforts and to ensure that information
 produced by each program is used to the maximum extent possible,
 including joint synthesis and integration activities.

 Cooperation has already begun in several areas  including the
 following:

      0     A schedule of monthly meetings for coordinating
           activities for the exchange of information has been set
           and honored since October 1989.   The  purpose of these
           meetings has been to avoid and prevent  duplicative
           activities and to identify areas  for  joint activities.
           Information exchanged at these meetings  has  been  used
           by both NOAA and U.S.  EPA in developing  future research
           and monitoring plans.

      0     Combined NOAA/EPA quality control  and assurance
           procedures have been developed, and a joint  NOAA/EPA
           qualjlty assurance program will be  implemented  in  1990
           for "the Near Coastal Demonstration Project of  U.S.
           EPA's Environmental  Monitoring and Assessment  Program.

      0     EPA has transferred  funds to NOAA to begin data
           collection and synthesis  efforts to characterize
           important aspects of estuaries in the Virginia
           Province.

      0    NOAA has  assisted EPA  in  development and evaluation  of
          marine/estuarine  environmental quality indicators by
          participating -in-*forkshops,—providing-data-f or
          retrospective  analyses and review of EPA plans.

      0    NOAA personnel  have  been  assigned to and will
          participate directly in the  FY 1990 EMAP Near Coastal
          field measurement program.

The desire to  implement this agreement reflects  the success of
ongoing cooperation  and the desire of both  agencies to further
enhance the exchange of information.

III. COOPERATIVE PLANNING

The NOAA/NOS and U.S. EPA/ORD agree to coordinate  the planning
and implementation of their research, monitoring,  and assessment

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 programs for assessing the ecological condition of near coastal
 environments.  This program shall include:

      0    Research and monitoring to assess the effects of human
           activities on near coastal environment and the
           effectiveness of existing environmental regulations and
           policies.

      0    Research related to testing and evaluating indicators
           of ecological condition.

      0    Planning and establishment of status  and trends
           monitoring networks.

      0    Synthesis and integration of monitoring and  assessment
           data,  including retrospective analyses.

      0    Identification of emerging coastal pollution problems.

 IV.   COORDINATION STRUCTURE

 The  framework for monitoring and research conducted  under this
 memorandum shall  be developed through the NOAA/EPA Joint
 Committee  for Coastal  and Marine Environmental  Quality
 Monitoring.    This committee was created to ensure coordination
 and  exchange of information between the two programs on
 monitoring,  research,  and assessment activities.

      The activities of this joint committee shall  include:

      0     Early and continuing communication about research and
           monitoring priorities.

      0     Interactive  planning and  review of plans.

      0     Exchange of  funds for  work on  joint projects.

      0     Interim  review  of results,_discussions_p_f areas of
           concern,  and recommendations of actions.

      0    Joint synthesis  and integration of the data collected
          by  each  agency.

      0    Planning  and  approval  of joint documents assessing the
          status and trends  of the ecological condition of near
          coastal  environments and other projects deemed
          necessary.

V.   OTHER ORGANIZATIONS

It is the intenr~of~NOAA/NOS and EPA/ORD to interact with other
organizations conducting monitoring and research programs within

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the scope of the Agreement.

This agreement and subsequent Memoranda of Understanding shall be
considered subject to revision by direction from either of the
principal agencies.
        oT
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                    APPENDIX C




List of Participants at the EMAP-NC Indicator Workshop

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                   DISSOLVED OXYGEN INDICATORS
Denise Breitburg
Academy of Natural Science
Benedict Estuarine Research Lab
Benedict, MD

Robert Diaz
Virginia Institute of Marine Science
Gloucester Point, VA

Jeffrey B. Frithsen
Versar, Inc.
Columbia, MD

Jonathan Garber
U.S. EPA
Environmental Research Laboratory
Narragansett, RI

Michael Haire
Maryland Department of the Environment
Baltimore, MD

Fred Holland
Versar, Inc.
Columbia, MD

William Muir
U.S. EPA, Region III
Philadelphia, PA

William Nelson
U.S. EPA
Environmental Research Laboratory
Narragansett, RI

Joel S. O'Connor
U.S. EPA, Region II
New York, NY

John Paul U.S. EPA
Environmental Research Laboratory
Narragansett, RI

Nancy N. Rabalais
Louisiana Universities Marine Consortium
Chauvin, LA
                               C-3

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Ananda Ranasinghe
Versar, Inc.
Columbia, MD

John Scott
SAIC
Narragansett,  RI

Anna Shaughnessy
Versar, Inc.
Columbia, MD

Steve Weisberg
Versar, Inc.
Columbia, MD
                        BENTHIC  INDICATORS
Robert Diaz
Virginia Institute of Marine Science
Gloucester Point, VA

Jeffrey B. Frithsen
Versar, Inc.
Columbia, MD

Jonathan Garber
U.S. EPA
Environmental Research Laboratory
Narragansett, RI

Fred Holland
Versar, Inc.
Columbia, MD

John Kraeuter
Rutgers University
Port Norris, NJ

Mark Luckenback
Virginia Institute of Marine Science
Gloucester Point, VA

Sam Luoma
U.S. Geological Survey
Menlo Park, CA
                                C-4

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Foster "Sonny" Mayer
U.S. EPA
Environmental Research Laboratory
Gulf Breeze, FL

Joel S. O'Connor
U.S. EPA, Region II
New York, NY

Fred Pinkney
Versar, Inc.
Columbia, MD

Ananda Ranasinghe
Versar, Inc.
Columbia, MD

Donald C. Rhoads
SAIC
Woods Hole, MA

John Scott
SAIC
Narragansett, RI

John Stein
NOAA
Seattle, WA

Kevin Summers
U.S. EPA
Environmental Research Laboratory
Gulf Breeze, FL

Steve Weisberg
Versar, Inc.
Columbia, MD
                  FISH AND SHELLFISH INDICATORS
John Boreman
UMAS/NOAA CMER Program
University of Massachusetts
Amherst, MA

Linda A. Deegan
Marine Biological Laboratory
Woods Hole, MA
                               C-5

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Tom DeMoss
U.S. EPA, Region III
Annapolis, MD

Frank Hetrick
University of Maryland
College Park, MD

Fred Holland
Versar, Inc.
Columbia, MD

James  R. Karr
Virginia Polytechnic Institute
  and State University
Blacksburg, VA

John Kraeuter
Rutgers University
Port Norris, NJ

Mark Luckenback
Virginia Institute of Marine Science
Gloucester Point, VA

Sam Luoma
U.S. Geological Survey
Menlo Park, CA

Foster "Sonny" Mayer
U.S. EPA
Environmental Research Laboratory
Gulf Breeze, FL

William Nelson
U.S. EPA
Environmental Research Laboratory
Narragansett, RI

Joel S. O'Connor
U.S. EPA, Region II
New York, NY

Tom O'Connor
NOAA
National Status and Trends Program
Rockville, MD

Fred Pinkney
Versar, Inc.
Columbia, MD
                               C-6

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William Richkus
Versar, Inc.
Columbia,  MD

John Scott
SAIC
Narragansett, RI

John Stein
NOAA
Seattle, WA

Kevin Summers
U.S. EPA
Environmental Research Laboratory
Gulf Breeze, FL

Steve Weisberg
Versar, Inc.
Columbia,  MD
                               C-7

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                  CONTRIBUTORS AND COMMENTS
   Individuals  who  made  significant  contributions  to  the
preparation of this document were, in alphabetical  order:

   Dr. Jeffrey Frithsen, Versar, Inc.
   Dr. Jeroen Gerritsen, Versar, Inc.
   Dr. Fred Holland, Versar, Inc.
   Dr.  John  Paul,  U.S.   Environmental   Protection  Agency,
     Environmental Research Laboratory, Narrangansett,  Rhode
     Island
   Mr. Jeffrey S.  Rosen, Computer Sciences  Corporation
   Mr. Steven Schimmel,  U.S.  Environmental Protection Agency,
     Environmental  Research  Laboratory,  Narragansett,  Rhode
     Island
   Dr. John Scott, Science Applications International
   Mr. Charles Strobel, Science Applications  International
   Dr. Kevin  Summers,  U.S.  Environmental Protection  Agency,
     Environmental Research Laboratory, Gulf  Breeze,  Florida
   Dr. Stephen Weisberg, Versar, Inc.
   Mr. Raymond Valente, Science Applications  International.

   This  document greatly benefitted  from comments  received
from the following:

   Mr. John Baker
   Mr. Dan Basta
   Dr. Tudor Davies
   Dr. Doug Heimbuch
   Dr. Rick Linthurst
   Dr. Jay Messer
   Mr. David Marmoreck
   Mr. Thomas DeMoss
   Mr. Jim Pollard
   Dr. Thomas O'Connor
   Dr. Scott Overton
   Dr. Andy Robertson
 •&U.S GOVERNMENT PRINTING OFFICE 1991.518. 18720555
                             C-l

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