&EPA
                            United States
                            Environmental Protection
                            Agency
                       Water Engineering
                       Research Laboratory
                       Cincinnati, OH 45268
Research and Development  EPA/600/M-87/003   June 1987

ENVIRONMENTAL
RESEARCH    BRIEF
                            Bacteria Attached To Granular
                        Activated Carbon In Drinking Water
                 Gordon A. McFeters, Anne K. Camper, Mark W. LeChevallier,
                          Susan C. Broadaway, and David G. Davies
Laboratory and field studies were undertaken to answer
basic questions about the influence of granular activated
carbon (GAC) on the bacteriological quality of drinking
water. A sampling apparatus consisting of a 47-mm
Swmnex* and a  16-tayer gauze filter was developed to
trap filter fines from large volumes of water. A desorption
technique (Zwittergent 3-12,  10 6M;  EGTA, 1Q-3M,
peptone, 0.01%; Tns buffer, pH 70, DIM; homogenized
at 4°C for 3 mm at 16,000 rpm) combined with optimal
cultunng procedures (heterotrophs, R2A medium at 28°C
for 7 days; coliforms, mT7 medium MF procedure and an
MPN with lauryl sulfate added  after 4  hr of incubation)
allowed  for the  enumeration  of particle-associated
bacteria

GAC-attached  bacteria were  resistant to  2 0  mg/L
chlorine after 1 hr of exposure. Enteric  pathogens were
capable of colonizing  laboratory-scale GAC filters  Their
colonization  potential  and  longevity depended on the
presence of autochthonous river water organisms  GAC
filter particles were found in effluents from properly
operated treatment facilities. More than  40% of the
samples obtained contained  particles  significantly
colonized with heterotrophic  plate count bacteria, 17%
were populated  with  coliforms. The  appearance of
colonized fines was not related to a specific time in filter
operation. Increases in the  breakthrough  of  bacteria-
laden particles were seen in  the spring and fall Several
operational  variables (increased  bed depth, turbidity of
applied water, and filtration rate) did correlate positively
with the presence of fines in filter effluents  Bed age was
not associated with breakthrough
 * Mention  of trade names or commercial products does not
 constitute endorsement or recommendation for use.
                     This Research Brief was developed  by  the  principal
                     investigators and EPA's Water Engineering  Research
                     Laboratory, Cincinnati, OH, to announce key findings of
                     the research  project that is  fully documented in the
                     reports and publications listed at the end.

                     Introduction
                     The deterioration  of surface water quality and  increasing
                     taste and odor problems in drinking water have resulted
                     in the  widespread  use of activated carbon filtration
                     medium The active surface area of this substance makes
                     it ideal for the removal of organic molecules,  including
                     trihalomethanes (THM's). However, certain characteristics
                     of this compound also make it an  ideal substance for the
                     concentration  of bacterial nutrients  Bacteria have  been
                     shown to adsorb to and extensively colonize the surface
                     of activated carbon  particles in granular activated carbon
                     (GAC) filter beds  The  seeding of distribution systems
                     with bacteria  can  occur  if  colonized particles  pass
                     treatment barriers or if the organisms are sloughed or
                     sheared from filters. These cells  are not  deleterious to
                     water quality  if disinfection is adequate,  as  previous
                     studies have suggested  However, the chlorine resistance
                     of  GAC-adsorbed cells  has not  been adequately
                     addressed
                     Prior investigations into the bacteriological impact of GAC
                     filtration  have relied on standard grab  sample and
                     enumeration procedures  Thus it is possible that a heavily
                     colonized particle would  yield only one colony. Some
                     researchers have reported large  nmbers  of bacteria in
                     GAC-filtered drinking water and  others have  not. The
                     lack of appropriate methods to enumerate adsorbed cells
                     has contributed to  this  problem   The development of
                     procedures to  release cells from  particles, deaggregate

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them, and  effectively enumerate them  is necessary  to
adequately  study  the  influence of  GAG  on  the
bacteriological quality of treated water

If bacteria from GAG filter  beds can reach drinking water,
the public health significance of these organisms must be
considered.  Earlier  research  has identified potential  or
opportunistic pathogens in GAC-treated  water. Research
into the ability of pathogens to  colonize GAG filters and
survive disinfection was  undertaken to determine whether
pathogenic bacteria could  enter  drinking water from this
source.

If GAG filter material can penetrate treatment barriers, it is
important to define how this phenomenon is influenced by
variables in the operation of a drinking water filter. Though
other investigators have implicated certain  operational
procedures  in the appearance of  organisms  in finished
water,  no attempt has been made to  identify variables
involved  in the  occurrence of populated  filter fines
Information from these studies could help plant operators
select procedures to minimize breakthrough of colonized
filter material.

This summary addresses  the following questions related
to research  conducted in these areas: (1) How can GAC-
borne  bacteria  be  accurately  enumerated,  (2)  how
susceptible  are  adsorbed bacteria to disinfection by
chlorine,  (3) if bacteria  of public health significance can
colonize  GAG filter beds, do colonized particles of filtration
media actually   appear  in  finished  water,  (4)  what
operational  variables contribute to the occurrence  of
colonized  particles  in filtered water,  and  (5)  what
physiological advantage, if any, do GAC-attached  cells
have over planktonic cells.

Results and Discussion

Desorption and Enumeration Techniques

Fundamental to this research was the establishment of a
procedure to remove  bacteria adsorbed to the surface of
GAG and to prevent reattachment  without compromising
bacterial viability. The dispersal  of individual cells would
then allow for a more accurate determination of the actual
bacterial load on waterborne GAG particles

Initial experiments were performed to determine which
physical  means  of interrupting  cell-surface  interactions
were most  efficient.  Sonication  and blending decreased
cell viability as a  result of heat generation. Optimal counts
were attained when  the sample  was homogenized for 3
min at 16,000 rpm in a container immersed in an ice bath
(ca. 4°C).  In addition, specific  chemicals and enzymes
selected for their ability to disrupt  extracellular polymeric
materials or to  act  as surface-charge  interactors were
tested in conjunction with homogenization.
Of the  35  chemicals, combinations,  or concentrations
evaluated, the greatest numbers of  bacteria were detected
with a  solution  of  Zwittergent  3-12   (10-6  M),
ethyleneglycol-bis-(beta  amino-ethyl  ether)-N,N1-
tetra acetic acid  (EGTA) (10-3 M), peptone (0.1 %), and
Tris buffer (0.1 mM, pH 7.0). The efficacy of the technique
was tested  using a  known number of  cells  adsorbed to
activated carbon. Approximately 90% of the bacteria  were
recovered, as determined  by plate counts. This result was
supported  by observation  of  acridine-orange-treated
GAG particles with epifluorescence microscopy.
The  medium and growth  conditions under  which
maximum  cell  counts  could be  obtained  were then
determined. Four media  (plate count agar, 0.1  plate count
agar, mSPC, and R2A) were incubated at 28°C for varying
lengths  of  time  (2  to 7 days) for the enumeration  of
heterotrophic  plate  count (HPC) bacteria. R2A medium
incubated for 7 days  at 28°C consistently  provided  the
highest  counts.  mT7 agar was  used as  the  medium of
choice  for enumerating desorbed  coliforms  by  the
membrane  filter  (MF) procedure.  A modified  MPN  (3
tubes, 3 dilutions, and lauryl sulfate addition after 4 hr of
incubation) was  also  used  as  a coliform  enumeration
technique, as it has  been shown that sample turbidity can
interfere with MF detection of these  organisms.

Susceptibility  of  GAC-Attached  Bacteria   to
Chlorine
Particle-associated  bacteria are reported  to be  more
resistant to disinfection. Thus because colonized GAG
filter bed particles could be released from the filter,  the
chlorine resistance and public health significance of these
attached bacteria merit investigation.
Experiments were conducted with GAG removed from  an
operating drinking water  filter and maintained in a column
in the laboratory.  Planktonic  ceils cultured from this
column  were also  used. GAC-attached  and  planktonic
cells of an Escherichia coli river isolate and the pathogens
Salmonella typhimurium,  Yersinia enterocolitica, and
Shigella sonnei were also tested. For these experiments,
the attachment was accomplished by exposing virgin GAG
to suspensions of  each bacterial  species  for 20 min
followed  by gentle rinsing. In this time, the bacteria had
little  opportunity to  produce extracellular material. Cells
were also grown in  the presence of GAC to evaluate the
chlorine resistance of the GAC-attached biofilms.

Scanning electron micrographs  of  these particles  and of
those from the  drinking  water filter revealed  colonies of
bacteria  and  the presence  of extracellular polymer. The
exposure of planktonic HPC cells  to chlorine (2.0  mg/L)
resulted  in a rapid  decrease in viability (within  5 mm),
whereas GAC-associated cells experienced little decline
in numbers after exposure for 1 hr (Figure 1). No decrease
in viability  was  observed within 1  hr for  the  GAC-grown
coliforms.  Some  injury  did  occur with GAC-attached
cells, suggesting that the extracellular polymer produced
by the grown'cells or  the integrity  of the  colony afforded
some amount of protection from chlorine.

These data suggest a  means by which  bacteria, including
pathogens, can  breach  disinfection barriers and  enter
distribution systems.

Growth and Persistence of Enteric Pathogens  on
GAC Filters
The potential for colonization of GAC by enteric pathogens
(Yersinia enterocolitica.  Salmonella typhimurium, and a
human enterotoxigenic Escherichia  coli) was investigated.
Laboratory GAC  columns  were  inoculated  with each
organism in the presence or absence of autochthonous
river water organisms. Core samples were removed from
the  columns at  regular  intervals and  homogenized.

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Figure 1.    Survival of naturally  occurring helerotrophic
            plate count bacteria exposed to chlorine at 2.0
            mg/L for 1 hour (free chlorine residual after 1
            hour was 1.7 mg/L).

 Viable Count /gram
  105
                        Time (mm)
Bacteria were enumerated by the spread plate technique
on plate  count agar (HPC) and a  selective medium  that
had  been  shown  to  provide maximum  counts  of each
pathogen. When each pathogen was suspended in sterile
river water and introduced to a sterile GAC column, the
GAC  was rapidly  colonized  Maximum colonization  (ca.
105  to  107 cfu g~1  GAC)  had  occurred by  the  first
sampling time (2 days)  and remained for the duration of
the experiment (14 to 20 days). When these columns were
then exposed to nonstenle river water, the population of
the pathogen declined gradually (0.08 to  0.14 log day"1),
and pathogens existed (104 to  106 cfu g~1 GAC) at the
termination of the experiment. The addition of pathogens
to nonstenle river  water  circulated  through an  initially
sterile column resulted  in  colonization by  pathogens at
rates  similar to those obtained with sterile  water.  However,
the pathogen numbers declined  at a more rapid rate (0.10
to 0.22  log  day1), than  when  colonization  was
established  before  the addition  of HPC  bacteria. If  the
pathogens  were introduced  into a  column supporting  a
mature biofilm  of HPC  bacteria,  there was least
attachment  (104 cfu  g~1  GAC)  In this  case, pathogen
cells attached to the GAC declined at  a  more rapid  rate
(011  to 0.70 log day~1).

Data from the experiments with Salmonella typhimurium
are shown  in Figure 2. The  results  demonstrate  the
Figure 2.


  CFU Per Gram Carbon
            Attachment and persistence of S. typhimurium
            on GAC Columns.
                                                           703'
                                                           102
                                                                                                     12
                                                                                                           14
          • Sterile River Water, Sterile Carbon
          O Continuation of Above, Nonstenle River
            Water Added
          L Nonstenle River Water, Sterile Carbon
          • Nonstenle River Water, Precolon/zed Carbon
importance of indigenous surface water organisms in  the
control of human enteropathogenic organisms on GAC. An
established biofilm of heterotrophic bacteria appears to be
beneficial  in  controlling the  attachment and longevity  of
pathogens on GAC filters.

Colonized Filter Fines in Drinking  Water
The occurrence of populated GAC filter fines  in drinking
water was substantiated at nine  operating drinking  water
treatment  facilities A  sampling device  was developed to
allow the testing of large volumes of drinking  water  The
apparatus  consisted of a 47-mm  Swinnex filter holder
with the ends bored to a 6-mm inside diameter. A sterile,
16-layer  gauze  filter  was  enclosed  in  the  unit   The
samplers  were installed  in  each treatment facility at a
point after GAC filtration and  before final chlormation. GAC
filter effluent was  passed through the gauze for the entire
filter cycle 1  hr before backwash or 4 hr after  backwash.
The  gauze was  then  removed  and  shipped to  the lab
Particles were chlorinated (2.0 ppm, 30 mm) to inactivate
planktonic cells, since attached cells were more resistant.
Following  dechlormation,  the sample was split. Half was

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homogenized, and  the  other  half was handshaken. A
greater-than-twofold-mcrease  in colony-forming  units
(cfu)/ml_ in homogenized over handshaken  samples was
used as an index of significant particle colonization  More
than 200 gauze filters were  received.  The  trapped
particles  were examined for attached HPC and cohform
bacteria

Forty-one  percent  of  the samples  contained  GAG
particles colonized by HPC bacteria Cohforms were found
in  association with fines from GAC-filtered water in  17%
of  the samples (Table 1) Of these, nearly  28%  exhibited
the fecal  biotype  Scanning  electron  micrographs  of
particles  clearly demonstrated bacterial  cells  and
associated extracellular material in surface pits and cracks
of  the GAC particles  Analyses  also showed that colonized
filter material was released throughout the filter cycle and
was not  related to  turbidity  spikes just before  and  after
backwashmg. Evaluation of the data on the basis of time
of   year  revealed  a distinct  seasonal  trend in  the
occurrence  of  attached cohforms (spring  and  autumn)
This trend  was  not seen  with HPC  bacteria  Image
analysis of the particles released from GAC drinking water
filters provided information as  to their  size  and  shape.
Most particles  were  nearly spherical.  The  sizes varied
from 1.0 urn to 3 5 x  103 \im
Note that all  these results  were  based on  samples
received from drinking water treatement facilities that were
run  well  and in  compliance with established  operation
regulations.  The  data show  that bacteria  attached  to
carbon fines may be an important mechanism  by  which
microorganisms can  pass  treatment barriers and  enter
finished   water.  Indicator bacteria and  potential  or
                                             opportunistic pathogens were observed on these particles
                                             that would  not have  been  enumerated  by conventional
                                             analysis of drinking water samples


                                             Influence  of Operating  Variables  of GAC-Filters
                                             on  the   Occurrence  of  Populated  Fines  in
                                             Drinking Water

                                             The effects of treatment differences on the release of filter
                                             material were  studied at two  drinking  water  treatment
                                             facilities. Sampling procedures described previously were
                                             used Statistical analyses of data obtained during 1 year of
                                             bimonthly  sampling  revealed that  GAC  filter  bed age
                                             (virgin and 1,  2,  and  3 years old)  does  not  affect  the
                                             release of  colonized  particles. At  Plant 1 (Table  2),
                                             significantly  more  HPC-populated  particles  were
                                             observed  as GAC  bed depth increased from 60  cm to 1.5
                                             m. Coliform bacteria also increased with depth from 6% of
                                             the  60-cm samples  to  25%  of the  1.5-m  samples.
                                             Colonized  particle breakthrough correlated positively with
                                             increased mean turbidity  of applied  water (mean 4.3  ntu
                                             versus 2 9 ntu). Filtration rate also proved to be  important.
                                             As the flow rate  doubled from 4.9  to 9.8 m/hr  (2 to 4
                                             gpm/ft2),  more filter  fines  were released, and  these
                                             particles were populated to a greater extent.
                                             Also investigated  was the relative  contribution  of various
                                             filtration media to the  appearance of populated particles in
                                             finished water Studies  conducted in  the laboratory
                                             showed that columns of sand, anthracite, and three brands
                                             of GAC were  all  colonized  to the same  level by HPC
                                             bacteria.  However,  GAC  columns  (regardless  of
                                             manufacturer)  supported  nearly a  1-log  higher cohform
Table 1.
Analysis of Particles Collected from GAC-Treated Effluents.
                                                                                       Coliform
Item
Total Number of Samples
Number Showing > 2x Increase
Meanfold lncreaseb
Maximum Increase
neieruirupinu
Plate Count
198
82 (41.4)a
8.6
50.0
MF
201
14 (7.0)
124.3
1194.0
MPN
191
33 (17.2)
24.5
122.2
  a Numbers in parenthesis indicate percentage of total samples.
  b Homogenized versus handshaken analyses
 Table 2.      Effect of GAC Filter Bed Depth, Applied Water Quality, and Filtration Rate on the Release of Populated GAC
             Particles into Drinking Water at Plant 1.
                                           Depth
                                                     Turbidity (ntu)
Flow Rate (Lpm/m2)
  Item
                                    60 cm
                                                  1.5 m
                                                               2.92
                                                                            4.32
                                                                                         0.72
                                                                                                      1.44
Number of Samples
Mean Filter Rating
Median HPC Ratio3
p Value
16
3.6
1.39
0.002
16
2.3
2.21
0.002
16
2.1
1.65
0.004
16
2.1
3.04
0.004
17
2.0
1.53
0.001
16
3.6
3.86
0.001
  a Ratio of colony-forming units from homogenized values divided by handshaken values from split samples.

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(Klebsiella  oxytoca) load  than  sand  or  anthracite
Sampling devices were installed at treatment facilities with
anthracite and sand  filters. When compared  with results
from  GAC-filtered  water,  the  GAC-treated  effluents
contained  more  particles  colonized with  chlorine-
resistant organisms.

Physiology of GAC-Grown  Klebsiella  oxytoca
Compared with Planktonic Growth
Laboratory  studies  showed that  the growth rate of
Klebsiella oxytoca adsorbed on GAG was enhanced  up to
10 times that of planktonic cells when the organisms were
provided with a negatively charged substrate (glutamate)
that could adsorb to the  particle surface. No differences
were observed when  the uncharged substrate glucose was
used
[3H]-thymidme was  used  to  assess  DMA biosynthesis.
GAC-attached cells grown on glutamate (20 0 mg/L) took
up to five times more [3H]-thymidine than did unattached
cells  grown in  liquid medium. When  [3H]-undme  was
used  to  measure RNA turnover, the  GAC-attached cells
took up  11  times  more  [3H]-uridine per cell than their
planktonic counterparts

Cell  size measurements  were performed  by  differential
filtration  Planktonic cells grown on  glutamate (20.0 mg/L)
decreased in size and 62% could pass through a 1.0-pm
filter after 9 days. Only 39% of the  GAC-attached cells
passed through a 1.0-nm  filter. The studies indicated that
GAC provided an enhanced environment for the growth of
Klebsiella oxytoca when a charged substrate (glutamate)
was present that  was adsorbed by the GAC.

Conclusions
The  following conclusions  can  be  drawn  from  this
research:

1. GAC-attached bacteria  were effectively removed by
   homogenization at 16,000 rpm at 4°C in a solution of
   Zwittergent  3-12  (1Q-6M),  EGTA  (1Q-3M), peptone
   (0.01%)  and  Tris  buffer (10-1M) at pH 7.0 for 3 min.
   HPC  bacteria  were best enumerated on R2A medium
   incubated for  7 days  at  28°C.  Conforms  were
   effectively quantified with  mT7  agar  and  a modified
   MPN procedure.
2. HPC, coliform, and enteropathogenic bacteria grown on
   GAC  or attached for less than a generation time  were
   not killed by exposure to chlorine (2 mg/L) for 1 hr.

3. Enteropathogenic  bacteria were  capable of colonizing
   laboratory-scale  GAC filters.  Persistence  of the
   pathogens   depended  on  the  presence  of
   autochthonous surface water organisms.
4. Populated GAC filter fines were found in drinking water
  from  properly operated treatment  facilities.  HPC and
  coliform  bacteria were  detected on particles  that  were
  released throughout the filter cycle.

5. Increasing the applied water turbidity, flow  rate, and
  filter depth all caused  an appearance of (1) a higher
  number of released particles, (2)  increased bacterial
  colonization  of the particles, or (3) elevated  adsorbed
  coliforms. GAC supported  more conforms than sand or
  anthracite in laboratory experiments.
6. GAC-attached Klebsiella oxytoca had a greater growth
   rate than planktonic cells in the presence of a charged
   substrate  (glutamate).  Other  physiological indices
   showed greater activity in adsorbed cells

References
The following  publications  collectively  contain the
complete findings of this research project.
1. Camper, A K., S.C. Broadaway, M.W  LeChevallier, and
   G A.  McFeters.  1986. Operational variables and the
   release of colonized granular activated carbon particles
   in drinking water. (Submitted, JAWWA).

2  Camper, A.K., S.C Broadaway, M.W. LeChevallier, and
   G.A.  McFeters.  1985. Evaluation of  procedures to
   desorb bacteria from granular activated carbon. J.
   Microbiol.  Methods.  3187-198.
3. Camper, A K., M W. LeChevallier, S.C  Broadaway, and
   GA  McFeters.  1985  Growth  and  persistence of
   pathogens on granular activated  carbon filters.  Appl.
   Environ. Microbiol  501378-1382.
4. Camper, A.K., M.W. LeChevallier, S.C. Broadaway, and
   G.A. McFeters. 1986.  Bacteria associated with granular
   activated  carbon particles in drinking  water.  Appl.
   Environ. Microbiol.  52434-438

5. Davies, D.G.  and  G.A.  McFeters. 1986. Growth  and
   comparative physiology of Klebsiella oxytoca attached
   to granular activated carbon particles and  in  liquid
   media. (Submitted, Microbial Ecology).
6. McFeters, G.A., A.K Camper,  D.G.  Davies,  S.C.
   Broadaway, and  M.W. LeChevallier. 1986. Enumeration,
   transport and  survival of  bacteria  attached to granular
   activated carbon in drinking water. In:  Proceedings of
   American  Water Works Association  Water Quality
   Technology Conference,  Houston, Texas, Dec  8-12,
   1985.

7. McFeters,  G.A.,  J.S.  Kippin,  and  M.W.  LeChevallier.
   1986. Injured coliforms in drinking  water. Appl. Environ.
   Microbiol.  51:1-5.

8. LeChevallier, M.W., T.S. Hassenauer, A.K. Camper, and
   G.A. McFeters. 1984. Disinfection  of bacteria attached
   to granular activated carbon. Appl. Environ. Microbiol.
   48:918-923.
Gordon A.  McFeters,  Anne K. Camper, Susan  C.
Broadaway, and  David G. Davies are with Montana  State
University, Bozeman, Montana. Mark W.  LeChevallier is
currently  with the  American Water  Works  Service  Co.,
Belleville, Illinois.

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