United States Administration And EPA205-R-93-001
Environmental Protection Resources Management January 1993
Agency (PM-225)
&EPA FISCAL YEAR 1994
JUSTIFICATION OF APPROPRIATION
ESTIMATES FOR COMMITTEE ON
APPROPRIATIONS
Rvcyctod/ftocyotabte
PrinHd on papv 1M COM*
t l«Mt 50% rwcyctod KMT
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
page
SUBJECT INDEX 1
SUMMARY 1-1
AIR 2-1
RESEARCH AND DEVELOPMENT
Air Quality Research ....................... 2-13
Acid Deposition Research ..................... 2-28
Global Change Research ...................... 2-33
ABATEMENT AND CONTROL
Air Quality and Stationary Source Planning and Standards ..... 2-39
Emission Standards and Technology Assessment ......... 2-40
State Program Guidelines and Air Standards Development .... 2-44
Mobile Source Air Pollution Control and Fuel Economy ....... 2-47
Mobile Source Program Implementation ............. 2-49
Emission Standards, Technical Assessment and Characterization . 2-50
Testing, Technical and Administrative Support ......... 2-53
Emissions and Fuel Economy Compliance ............. 2-55
Resource Assistance for State, Local & Tribal Agencies ..... . 2-59
Resource Assistance for State, Local & Tribal Agencies . . . 2-0
Air Quality Management Implementation .............. 2-65
Air Quality Management Implementation ............. 2-66
Trends Monitoring and Progress Assessment ............ 2-71
Ambient Air Quality Monitoring ................ 2-72
Air Quality and Emissions Data Management and Analysis .... 2-74
Atmospheric Programs . ...................... 2-79
Acid Rain Program ....................... 2-80
Stratospheric Protection Program ............... 2-83
Global Change Program ..................... 2-84
Indoor Air Program ........................ 2-89
Indoor Air Program ...................... 2-90
ENFORCEMENT
Enforcement ........................... 2-95
Stationary Source Enforcement ................. 2-96
Mobile Source Enforcement ................... 2-100
WATER QUALITY 3-1
RESEARCH AND DEVELOPMENT
Water Quality Research ...................... 3-13
ABATEMENT AND CONTROL
Water Quality and Grants Program Management ........... 3-31
Great Lakes Program .... .................. 3-32
Chesapeake Bay Program .................... 3-35
Engineering & Analysis ...................... 3-39
Engineering and Analysis ................... 3*40
Grants Assistance Programs .................... 3-43
Control Agency Resource Supplementation (Section 106) ..... 3-44
Clean Lakes Program .... .................. 3-46
Water Quality Strategies Implementation ............. 3-47
Wetlands Protection ...................... 3-49
U.S. Environmental Protection Agency
Region 5, Library PL-12J)
77 West Jackson Boulevard, 12to Floqr
Chicago, tl_ 60604-3590
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of. Contents
*
(Continued)
? Pace
Nonpoint Source Management Grants 3-52
Wetlands Implementation Program 3-53
;_-iOil spills Program 3-54
Ocean Disposal Permits 3-55
Environmental Emergency Response & Prevention 3-57
. ; 'Water' Quality Criteria,eStandards & Applications 3-57
.Wafcer Quality Monitoring arid Analysis 3-61
17 "Coastal'Environment Management 3-62
f;Assessment and Watershed Protection 3-65
Municipal Source Pollution , 3-71
3; ^Municipal Pollution Control 3-72
ENFORCEMENT
;Wa|er Quality Enforcement 3-77
*,*- "Water-Quality Enforcement 3-78
Quality Permit Issuance 3-81
'Water Quality Permit Issuance 3-82
DRINKING WATER 4-1
RESEARCH AND DEVELOPMENT
'Drinking Water Research 4-11
ABATEMENT AND CONTROL
.Criteria, Standards and Guidelines 4-23
?-vrDrinking Water Implementation 4-24
Jf£ r'Drinkirig Water Criteria . : ". 4-27
'State Program Resource Assistance 4-31
.Public'Water Systems Supervision Program Grants 4-32
Underground Injection Control Program Grants ... 4-34
-;v"tSpecia'l Studies arid Demonstrations 4-36
'Grcjund Water Protection 4-39
7", ..Ground- Water Protection ; 4-40
ENFORCEMENT
Drinking Water Enforcement 4-45
C'JDr inking Water Enforcement 4-46
HAZARDOUS WASTE. , 5-1
r'*- '{< *
RESEARCH AND DEVELOPMENT
Hazardous Waste Research 5-11
ABATEMENT AND CONTROL
Waste Management Regulations, Guidelines and Policies 5-25
rt- Regulations, Guidelines and Policies - Hazardous Waste .... 5-27
j>/Regulations, Guidelines and Policies - Air and Radiation ... 5-30
"":-' 'Regulations, Guidelines and Policies - Water 5-30
t: Regulations, Guidelines & Policies - Underground Storage Tanks 5-31
-"J^naricial Assistance '.. 'r 5-35
/'Hazardous Waste Management Financial Assistance to States . . . 5-36
s&';: Jjnderground Storage Tanks State Grants ,. ". .... . . ,...>j 5-39
'Hazardous Waste Management Strategies Implementation, . 5-41
/Hazardous Waste Management Strategies Implementation 5-42
Emergency Planning/Community Right-to-kriow - Title ill 5-45
ENFORCEMENT .,._l7r..rjr j,f-j ri--.-,^ >r :...
"Hazardous Waste Enforcement . . . ".//. ,.f.. <.,, .u£:.,s-\-» ...... 5-51
-Hazardous Waste Enforcement . . . """ r^j-rac -;va:s 5-52
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of Contents
(Continued):'
Paoe
PESTICIDES ., ,,c, , -_,,,,. 6-1
RESEARCH AND DEVELOPMENT ^ J ' . ;'"":'
Pesticides Research *. . 6-13
ABATEMENT AND CONTROL . " . --
Registration, Special Registration and Tolerances . r_.' "*' 6-27
Registration, Special Registration and Tolerances ". 6-28
Generic Chemical Review 1 . " 6*-31
Generic Chemical Review ;,.......,.. '..'.'. 16-32
Pesticides Program Implementation . . . / ',. .,_ , . .; ""6-35
Pesticides Program Implementation ..'.'.'. ,.' . .6-36
Pesticides Program Implementation Grants '." -,'- 6^38
ENFORCEMENT . , "" I"* £-? r'*
Pesticides Enforcement ^ ^ . . . : . ..... v;g*41
Pesticides Enforcement ./"'. . ..... . . . . 6-42
Pesticides Enforcement Grants -1. . . ,6-44
RADIATION . 7-.1
RESEARCH AND DEVELOPMENT ._,,, . , :. _.- vl
Radiation Research ,. tAf"'l:"T^ ~~ .. ,,, "".,.7-'2>:. £
Radiation Research .'"..''..,.,,.' ^,, ]7,*'iO
ABATEMENT AND CONTROL ,. . , .?" '" -,'~^'-.<
Radiation Criteria, Standards and Guidelines .-.._.. . . , . ..V.^JJt-lS
Radiation Criteria, Standards and Guide"l£ne$ ;';-j: 'J"- .r..-? ',' *\r- ' 7-16
Radiation Program Implementation . . ..... i,;*:*' --:"-' -,-.c T"21
Radiation Program Implementation . . . f_ !',"?':f'a.''. .''rs^'",_.. ,. .'"., 7s"3'2
Radon Action Program Implementation - .'^f''. . ;;' . £%';",. '!.,' ".*' >;.-7-24
Radiation Environmental Impact Assessment;- AH. :/ . . ^~,j. '.'.-. -._.^'* ^-27
Radon Action Program -.-''.'-: ' ?£ .''. .
Radiation Environmental Impact Assessment. . . i.
Radon State Grant Program . . .....,..,
MOLTIMEDIA "^
RESEARCH AND DEVELOPMENT
Multimedia Research
Multimedia Research .
Headquarters Expenses
Lab & Field Expenses
ABATEMENT AND CONTROL , J ',- ;- ^, ;;r;;j",. '
Environmental Review and Coordination .... .' . . . ." . .""I .r ./V-'.-. = ? - 3'5
Office of Cooperative Environmental Management . . . . . .' V. ~. ".*.!. ^; 8-41
Academic Training Grants ,......_..'.., J".."^7."f;"."-'8'-45
Regional Multimedia Programs ..."....... '..1..T, "-?,-.; 8-47
Analytical Environmental Services . ~.^*p.'".*'.V","*J8-51
Border Environmental Activities . . . . . . ,_.-' - *'-'-\:%"'"' ^r'"'"""-,-?"*^^
Pollution Prevention Activities .-V- . . . .J .^ . .' .;'.. .!".-'.,,..J^,," y*"" 8-57
Pollution Prevention State Grants . -. . . .'":* . .'. .'.". '.''Vj-~'. nV|-58
Office of Pollution Prevention .r'/(.\. . .. .... .\. '*'*~ 3~;... .,"~ ?8-S9
Pollution Prevention- Projects :. . . . . , "V ;:* .;;. . . -3 -- ~i"'.~ "^,,; f.'6^-
ENFORCEMENT : ' - *' '-" "' '"' *-' "* '**-'" u ", ~^J.-v;"IU<".7
Enforcement Policy and Technical Support . . . . . .
Enforcement Policy and Operations . . . . . 'j;
Criminal Enforcement Program ::''l' : : ". . . . . .'" . / .8-69
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of Contents
(Continued)
Page
Office of International Activities ............ . .-.'- 10-42
Office of Policy, Planning and Evaluation ............ 10-45
Program Management - Policy, Planning and Evaluation ..... 1°-47
Office of Policy Analysis ................ __ .-.. '.'. io-48'
Office of Regulatory Management and Evaluation ........ 1.0-51
Office of Strategic Planning & Environmental Data ...... ' . 10-54
Office of Administration and Resources Management ........ 10-57
Program Management -Administration and Resources Management . . W--GO
Financial Management - Headquarters ............ . . i;0-'6f
Office of the Comptroller ................... 10-62
Office of Environmental Equity ............. ... 10-63
Human Resources Management ................ . . 10-64
Organization and Health Services ............... 10-65
Contracts and Grants Management - Headquarters ... ..... 10-67
Facilities Management and Services ............... 10"- 68
Information Systems and Services ............... 10-69
REGIONAL MANAGEMENT
Regional Management ....................... 10-73
Resource Management - Regions ................. id -76
Contracts and Grants Management - Regions ....... ' :. ..... . 10-77
Regional Counsel ............. , ...... *-. u- . . 10-77
Regional Management ........... ... ........ 10-78
Planning, Evaluation and Analysis - Regions . . , - ...... -. -. 10"- 79
Financial Management - Regions . . ............. »; .-'* 10-81
Human Resources Management - Regions ............. 10-82
Administrative Management - Regions .............. 10-82
SUPPORT COST - ;.,£ ._.-.-, -"i_
Support Costs .......................... 10-85
Lab Support - Pesticides and Toxic Substances ...... i .- ,C>V'- -lO-'S'T1-'
Professional Training ................. i=>?.: .--M .T xor* gg?
Nationwide Support Services ......... -.....;* ;v. &."* ~'XOt89
Headquarters Support Services ............... . *:. /^ 40-90
Regional Support Services ............... ; . . , f."-.?1Xf-91
Lab Support - Air and Radiation ............ -..'.. -l'0-92
Automated Data Processing Support Costs .- ...... -* . <.*' '. , .-ft~; ±0^93
BUILDINGS AND FACILITIES " i ' - -il-p;f.«
New Facilities .............. ;. . . ^.. . ^ ..... -; .- - ia-7
New Facilities . . . . ........ -. ..... ......#* 11-8
Repairs and Improvements ........ ............... %ll-9
Repairs and Improvements ..... ....... , . .*..,-. . - .. 11^10
CONSTRUCTION GRANTS (WATER INFRASTRUCTORE) , .. 1,2:'1
Water Infrastructure ....... .-. . . .-.,.-. . . , . .,..., . ^.1*2 -7
Clean Water State Revolving Fund -. . . .1. . i . . , . . -. : . , , 12 - 8
Water Quality Management Cooperative Agreements ........ 12-9
Mexican Border Projects ....... ......... ..... 12^10
Special Needs Programs ...... -7 . ,t... ?-'- ........ 12-11
Drinking Water State Revolving Fund ...... .'*-<> ......... 12-12'
Drinking Water State Revolving Fund . , . :y ;^.Ti;r. ..... . -.-. 12^12
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SUPERFUND
Table of Contents
(Continued)
Page
13-1
RESEARCH AND DEVELOPMENT
Hazardous Substance Research 13-11
HAZARDOUS SUBSTANCE RESPONSE
Hazardous Substance Response 13-23
Hazardous Spill and Site Response 13-24
Hazardous Substance Response - Support 13-35
Hazardous Substance Response - Office of Water 13-36
Hazardous Substance Response - Office of Air and Radiation . . 13-37
Hazardous Substance Response - Interagency 13-41
Department of Health and Human Services 13-43
Department of Justice 13-46
United States Coast Guard 13-46
National Oceanic and Atmospheric Administration 13-47
Department of the Interior 13-48
Federal Emergency Management Agency 13-49
Occupational Safety and Health Administration 13-50
ENFORCEMENT
Hazardous Substance Response - Enforcement 13-53
Hazardous Substance Technical Enforcement 13-55
Hazardous Substance Legal Enforcement 13-57
Hazardous Substance Criminal Enforcement Program 13-60
Hazardous Substance Technical Support 13-62
Hazardous Substance Federal Facilities Enforcement 13-63
MANAGEMENT AND SUPPORT
Hazardous Substance Management and Support 13-69
' Hazardous Substance Financial Management - Headquarters .... 13-74
Hazardous Substance Financial Management - Regions 13-75
Hazardous Substance Administrative Management - Headquarters . 13-76
Hazardous Substance Administrative Management - Regions .... 13-77
Hazardous Substance Contracts and Grants
Management - Headquarters 13-78
Hazardous Substance Contracts and Grants
Management - Regions 13-79
Hazardous Substance Support Services - Nationwide/Headquarters 13-79
Hazardous Substance Support Services - Regions 13-80
Hazardous Substance Computer Services 13-81
Hazardous Substance Legal Services - Headquarters 13-81
Hazardous Substance Legal Services - Regions 13-82
Hazardous Substance - Office of the Inspector General 13-83
Hazardous Substance - Office of Policy, Planning and Evaluation 13-85
Hazardous Substance - Office of the Comptroller 13-87
Hazardous Substance - Office of the Administrator 13-88
Hazardous Substance - Office of Research and Development . . . 13-90
Hazardous Substance - Analytical Environmental Services .... 13-91
LEAKING UNDERGROUND STORAGE TANKS 14-1
RESEARCH AND DEVELOPMENT
LUST Research 14-7
LUST Research 14-8
ABATEMENT AND CONTROL
LUST Guidelines and Implementation 14-11
Guidelines and Implementation - LUST Trust Fund 14-12
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Table of Contents
(Continued)
Page
ENFORCEMENT
LUST Enforcement 14-15
LUST Legal Enforcement 14-16
MANAGEMENT AND SUPPORT
LUST Management and Support 14-19
LUST Support Services - Headquarters/Nationwide 14-21
LUST Administrative Management - Headquarters 14-21
LUST Administrative Management - Regions 14-22
Legal Services - Office of General Counsel 14-22
Office of the Inspector General -LUST 14-23
OIL SPILLS RESPONSE 15-1
RESEARCH AND DEVELOPMENT
Oil Spill Response Research 15-7
OIL SPILL RESPONSE AND PREVENTION
Oil Spill Response and Prevention 15-11
Environmental Emergency Response and Prevention . . 15-12
ENFORCEMENT
OPA - Enforcement 15-15
OPA - Enforcement Policy and Operations 15-16
OPA - Crimical Enforcement Program 15-16
MANAGEMENT AND SUPPORT
OPA - Management and Support 15-19..
Oil Spill Response - Nationwide Support Services . 15-20
Oil Spill Response - Headquarters Support Services .15-20
Oil Spill Response - Regional Support Services . 15-20
Office of Administrative Law Judges (Oil Pollution Act) 15-20
7
SPECIAL ANALYSES
EPA ORGANIZATIONAL CHART , 16-1
EPA REGIONAL OFFICES - LOCATIONS . 16-2
SUMMARY OF RESOURCES - BY APPROPRIATION 16-3
SUMMARY OF RESOURCES - BY MEDIA 16-6
OBJECT CLASSIFICATION - BY APPROPRIATION 16-10
PERMANENT POSITIONS BY GRADE - BY APPROPRIATION 16-15
AVERAGE GRADE AND SALARY 16-23
SUMMARY OF STATE GRANTS 16-24
AGENCY USER FEES 17-1
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AIR
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Subject Index by Media
Page
Acid Deposition (Acid Rain) 2-7,19,28-32,80,83
Allowances, Sulphurdioxide 2-7,80,81
ADVOCATE 2-23
Air Quality Monitoring 2-6,20,21,72-75
Air Toxics 2-6,19,20,41-43,51
Alternative Fuel 2-23,24
Best Available Control Measures (BACM) . . 2-45,67
Carbon Monoxide (CO) 2-44,46
Clean Fuels 2-6,23
Clean Vehicles 2-6,23
Compliance Monitoring Inspections 2-96-98
Control Technology Guideline (CTG) 2-41
Consulting Services - Air 2-10
Enforcement - Air 2-8
Fuel Economy 2-23,55,57
Global Climate Change (Greenhouse Gas Emissions) . . . 2-8,16-18,33,34,84-88
Grand Canyon Visability Commission 2-63
Green Programs (Lights, Computers, etc.) 2-8,84-88
Health Effects Institute - Air 2-22,23,25
Indoor Air 2-9,24-25,90-94
Inspection and Maintenance Program - Air 2-49-50,52
In-use Emission Factors 2-55-57
Lead Substitute Fee - Gasoline Additives 17-2
Maximum Achievable Control Technology (MACT) 2-7,20,40-43
Methane Emissions 2-8,16,85-87
Mobile Source Enforcement 2-100
Mobile Source Pollutants 2-49-52
Modeling Air Quality ' 2-72,75
Montreal Protocol 2-7
Motor Vehicle Emissions Laboratory 2-23-24,53-55
Motor Vehicle & Engine Compliance Program Fee 2-10;17-1
National Ambient Air Quality Standards (NAAQS) .... 2-5,21,22
Natl. Emission Standards - Haz. Air Poll. (NESHAPs) . . 2-44-46,96-100
New Source Performance Standards (NSPS) 2-44-46
Nitrogen Oxide 2-22,41
Ozone (Ground Level) 2-18,19,36,44-46
Par.ticulate Matter (PM-10) 2-41,45,66,68-69,97
Reasonably Available Control Technology (RACT) .... 2-62,67
State Grants - Air 2-60-63
State Implementation Plans (SIPs) 2-21,44-46,49-50,
53,67-69,73,96
State Operating Permits 2-61-63
Stationary Source Enforcement 2-10,91-94
Stratospheric Ozone 2-8,18-19,36,83
Tampering and Fuel Switching 2-97-100
Volatile Organic Compound (VOC) 2-41-43,53,60,66,96
8
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Subject Index by Media
(Continued)
WATER QUftLITY
Chesapeake Bay Program 3-8,22,31,34-35,37
Chesapeake Bay Nutrient Reduction Strategy 3-35,36
Clean Lakes 3-11,43,46,67,68
Coastal Environment Management 3-17,61
Combined Sewer Overflow (CSO) 3-5,6,44,45,58,59,74,
78,79,82-84
Construction Grants Management 3-73,74
Control Agency Resource Supplementation (Section 106) . 3-43-45
Corps of Engineers 3-49,50,55-57,73,74
Effluent Guidelines 3-40,41,83
Enforcement - Water Quality 3-45,77,78,79
Great Lakes Program 3-8-9,18,19,22-24,
31-35,69
Gulf of Mexico 3-8,9,22,63,64,89
Indian Tribes - Water Quality 3-44,50,54,74
Mexican Border 3-8
National Estuary Program 3-62-65
Near Coastal Waters 3-64,65
Nonpoint Sources 3-5,6,17,23,49,
51-53,64,66-69
NPDES Permits 3-44,45,78,80,81-83
NPDES Permit Fee 17-2
Operator Training - Water Qualty 3-72,74
Pretreatment 3-83,84
Sludge Management 3-25,59
State Revolving Funds 3-12,52,72-74
Storm Water 3-5,44,45,74,79,82-84
Toxic Pollutant Controls 3-45,82,84
Water Quality Research 3-13,14,16,26,27
Wetlands (Section 404) 3-8,9,19,20,47,49-54
DRINKING WATER
Agriculture Chemicals 4-15
American Wat^e (forks Association 4-18,38
Class V W«im 4-7,47
Comprehenai^«||*St*te Ground Water Protection Programs . 4-6,7
Disinfectantl^frisinfection by-products ........ 4-6,8,14,16-18,
26,28,40
Drinking Water Implementation 4-6
Enforcement 4-32,33,36,38,
45-47
Ground-Water Activities 4-7,18,40
Health Advisories 4-27,29
Health Effects - Drinking Water . 4-17
Indian Tribes -Drinking Water ..... 4-34,47
National Environmental Training Centers 4-38
National Primary Drinking Water Regulations 4-25-28,34,48
National Rural Water Association 4-37,40
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Subject Index by Media
(Continued)
Page
Public Water Systems Supervision 4-25,32-34,48
Rural Community Assistance Programs 4-37
Small Business Development Act of 1982 4-20
Special Studies and Demonstrations 4-36
Surface Water Treatment Rule (SWTR) 4-6-8,25,26,32-34,38,
46
Underground Injection Control 4-6,18,34-36,40,47,48
Wellhead Protection 4-6-8,13,18,19,-37
HAZARDOUS WASTE
Air Emission Standards (RCRA) 5-30
BioRemediation 5-8,18
Chemical Emergency Planning 5-46
Clean Air Act - Community Right-to-know 5-8,46,48
Compliance Inspections 5-37,52,54
Corrective Action (HSWA) 5-6,36,52
Enforcement - Hazardous Waste 5-6,37,46
Hazardous Waste Research 5-11,16
Incineration 5-27,36
Innovative/Alternatives Technologies 5-22,23,28
Land Disposal Regulation 5-7,28,29,31
Listing/Delisting «. 5-48
Municipal Solid Waste Research 5-15
Municipal Waste Incineration 5-15
Permitting - Hazardous Waste 5-28,42
Policy and Guidance - Hazardous Waste 5-5,27
Pollution Prevention (RCRA) 5-20,28,36,53
POTW Requirements - Hazardous Waste 5-28
Quality Assurance - Hazardous Waste 5-42
RCRA Fees 17-2
Regulations Development - Hazardous Waste 5-7,27
Reports to Congress - Hazardous Waste 5-29
Solid Waste (RCRA) 5-28,42
State Authorizations 5-37,53
State Grant* - Hazardous Waste 5-28,36
Subtitle D Criteria 5-27
Title III - Hazardous Waste 5-7,46
Underground Storage Tanks - Regulations and Guidelines 5-7,32
Underground Storage Tanks Grants 5-32,39
PESTICIDES
Antimicrobial Strategy 6-28,43
Biotechnology 6-19
Biological Pesticides 6-29
Certification and Training 6-8,36-38
Consulting Services - Pesticides 6-9
Data Call-in 6-30,32
Dietary Risk Exposure System 6-32
Disposal 6-7,33,34
10
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Subject Index by Media
(Continued)
Page
Emergency Exemptions 6-29
Endangered Species 6-30,34,36-39
FIFRA '88 6-5-8,32,33,43,44
Food Safety 6-30
Good Laboratories Practices 6-42,43
Ground Water - Pesticides 6-20,33,36-39
Human Exposure Research 6-21
Maintenance Fee 6-32-34;17-1
Material Weaknesses 6-28,42,43
National Pesticide Survey 6-34
Neurotoxicology Research 6-22
Pesticides Labelling 6-29,30
Pesticides Program Implementation 6-36
Pesticide Tolerance Fee 6-28-30;17-1
Reregistration 6-6,29,32-34,42,43
Registration Fee 6-32-34;17-1
Reproduction Toxicology Research 6-22
Special Reviews 6-32-34
State Grants - Pesticides 6-38,39,44
Tolerances 6-28-30
Worker Protection 6-33,34,36-39,44
RADIATION
Electromagnetic Radiation Fields (EMR) 7-12
Environmental Radiation Ambient Monitoring Sys.(ERAMS) 7-11,13,31-33
Nevada Nuclear Test Site 7-11,31
Radioactive Waste Standards 7-7,16
Radiological Emergency Response Plans 7-22,23,31
Radionuclide NESHAPS 7-5,16,22
Radon Action Program 7-6,25,30
Radon Proficiency and Testing Fee 7-29,-17-2
Radon Mitigation Research 7-7
Radon State Grants 7-24,33,34
Waste Isolation Pilot Project 7-5,16,18
MULTIMEDIA
Academic Training Grants 8-45,46
Border Environmental Activities 8-55
Case Referrals 8-72,74
Center for Environmental Research 8-27
Cross Programs 8-29,66,67
Core Research - Risk Reduction 8-15,22,23
Criminal Investigations 8-69
Ecological Risk Assessment 8-15
Ecosystems 8-15
Enforcement Policy and Operations 8-65
Environmental Monitoring and Assessment Program (EMAP) 8-15
Environmental Review and Coordination 8-36
Environmental Analytical Services 8-5,52
11
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Subject Index by Media
(Continued)
Page
Environmental Technology Initiative 8-23
Exploratory Research 8-27
Federal Facility Compliance 8-75
Grants and Centers 8-27
Health Effects 8-21
Health Risk Assessment 8-22
Human Exposure Research 8-20
Indians Programs 8-36
Lead and Other Heavy Metals 8-26
Mexican Border/NAFTA 2-63,67,74
National Enforcement Investigation Center (NEIC) . . . 8-73
National Enforcement Training Institute (NETI) .... 8-68,73,74
NEPA Compliance Program 8-36,39
Office of Cooperation Environmental Management .... 8-41,42
Office of Enforcement 8-35,63
Operating Expense - Field and Lab 8-32,33
Operating Expense - Headquarters 8-32,33
Pollution Prevention Activities 2-26/8-23,57,58
Pollution Prosecution Act 8-66
Quality Assurance and Monitoring System 8-29
Regional Multimedia Programs 8-47,48
Small Business Innovation Research 2-22;3-27;4-20;
5-23;6-23;7-13;
8-24;9-26;13-20
Technology Transfer 8-25
TOXIC SUBSTANCES
Adipose Tissue Survey 9-39
Asbestos Hazard Emergency Response Act (AHERA) .... 9-5,41,51
Asbestos in Public Buildings 9-41
Asbestos-in-Schools Loans and Grants 9-30
Asbestos Research 9-21
Asbestos School Hazard Abatement Act (ASHAA) 9-5,41
Asbestos Accreditation Programs 9-30,41
Biotechnology 9-15,18,19,40
Biotechnology Research 9-18
Credit Refasp 9-42
Ecological Kick Assessment 9-7,9,16-18
Enforcement - Toxic Substances 9-50
EPCRA (Emergency Planning & Community Right
to Know Act) -Enforcement 9-54
EPCRA - Research Support 9-20
EPCRA - Toxic Release Inventory 9-20,46,54
Existing Chemical Review 8-38
Exposure Monitoring Research 9-22
Interagency Testing Committee (ITC) 9-35,36
Lab/Data Integrity 9-50
Lead - Based Paint Abatement 9-27
Neurotoxicology Research 9-23
New Chemical Follow-up 9-40
12
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Subject Index by Media
(Continued)
Page
Polychlorinated Biphenyls (PCBS) 9-38
Pre-Manufacture Notice Fees 9-8;17-1
Regional Toxics Program 9-42
Residential Lead-based Paint Hazard
Reduction Act (Title X) 9-5,27,37
Risk Assessment - Toxic Substances 9-39
SARA Section 110 Toxicological Profiles 9-39
Significant New Use Rule (SNUR) 9-40
Test Guidelines 9-36
Test Rules 9-35,36
MANAGEMENT AND SUPPORT
Agency-wide Strategic Plan 10-54
Buildings and Facilities 11-1,2,5
Civil Rights 10-18,29
Contracts and Grants Management 10-58,67,73,77
Environmental Appeals Board 10-28
Environmental Education 10-25
Environmental Education Foundation 10-17,21
Environmental Equity 10-57,63
Environmental Statistics 10-54
Integrated Contracts Management System 10-89
International Activities 10-41,42
New Facilities 11-7,8
Office of Administration and Resources Management . . . 10-57
Office of General Counsel 10-37-39
Office of Inspector General 10-33-36
Office of Small & Disadvantaged Business Utilization . 10-17,22
Pollution Prevention - OPPE 10-48
Regional Management 10-73,78
Repairs and Improvements 11-9,10
Science Advisory Board 10-18,31
Support Costs 10-85
CONSTRUCTIOH GRANTS (WATER INFRASTRUCTURE)
Colonias .,, 12-9
Clean Water SRF 12-5
Drinking Water SRF 12-5,6,8,12
Mexican Border Projects 12-6,10
Needs Survey 12-5
Pretreatment 12-10
Set-Asides - Construction Grants 12-9
Six Coastal Cities 12-8,9
Special Needs Programs 12-5,11
Tijuana Internatinal Treatment Plant 12-6,9,11
Title II Closeout 12-5
Title VI SRF 12-5
Water Quality Cooperative Agreements (104 b) 12-9
13
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Subject Index by Media
(Continued)
Page
SUPERFUND
Alternative Technologies 13-20,55
Analytical Environmental Services 13-71,91
Biomediation 13-16,17
CERCLA 13-60,61,64-67
Contracts and Grants Management 13-69,78,79
Cost Recovery - Superfund 13-55
Criminal Investigations - Superfund 13-60
Enforcement - Superfund 13-53
Enforcement Response Team 13-24,25
Exploratory Research 13-21
Federal Facility Enforcement 13-63
Health Research - Superfund 13-18,19
Interagency - Superfund 13-41-50
Minority Research Program 13-15
Office of Inspector General Superfund 13-83-85
Remedial Investigation/Feasibility Study 13-53,54
Remedial Design/Remedial Actions 13-30,31
Remedial Support 13-30-32
Removal Support 13-30-33
Response Management 13-23-30
Research and Development - Superfund 13-14
Risk Assessments 13-17,19
SACM 13-57,58
SITE Program 13-15,16
SBIR 13-20
University Research Centers ... 13-21
LEAKING UNDERGROUND STORAGE TANK
Cooperative Agreements - LUST 14-5,12,13
Corrective Action 14-5,6,12
Enforcement - LUST 14-5,6,15,16
Guidelines - LUST 14-11,12
Management - LUST 14-6,19-23
Office of In»p«ctor General - LUST 14-23
Research Df*»lopment - LUST 14-7-10
Technical Support - LUST 14-10,16,70
OIL SPILL RESPONSE
Administrative Law Judges 15-19,20
Area Contingency Plans 15-3,4,12-14
Bioremediation 15-4,8-14
Enforcement 15-3,4,12-17
Environmental Appeals Board 15-3,12
Facility Response Plan 15-3,4,12-14
Oil Pollution Act 15-3,12-14
Oil Spill Trust Fund - Support 15-19-21
14
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Subject Index by Media
(Continued)
Research and Development - Oil Spills 15-7-10
Spill Prevention, Control and Counter Measures .... 15-11,12
USER FEES
Lead Substitute Gasoline Additives 17-2
Motor Vehicle Testing Fee 17-1
NPDES Permits Fee 17-2
Pesticide Maintenance Fee 17-1
Pesticides Registration Fee 17-1
Pesticides Tolerance Fee 17-1
Pre-Manufacture Notice Fee 17-1
Radon Proficiency and Testing Fee 17-2
RCRA Fees 17-2
15
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ENVIRONMENTAL PI
Alphabetic SutHact Index
Page
Academic Training Grants 8-45,46
Acid Deposition (Acid Rain) 2-7,19,28-32,80,83
Adipose Tissue Survey 9-39
Administrative Law Judges 15-19,20
ADVOCATE 2-23
Agency-wide Strategic Plan 10-54
Agriculture Chemicals 4-15
Air Emission Standards (RCRA) 5-30
Air Quality Monitoring 2-6,20,21,72-75
Air Toxics 2-6,19,20,41-43,51
Allowances, Sulphurdioxide 2-7,80,81
Alternative Fuel 2-23,24
Alternative Technologies 13-20,55
American Water Works Association 4-18,38
Analytical Environmental Services 13-71,91
Antimicrobial Strategy 6-28,43
Area Contingency Plans 15-3,4,12-14
Asbestos Accreditation Programs 9-30,41
Asbestos Hazard Emergency Response Act (AHERA) . . . . 9-5,41,51
Asbestos in Public Buildings 9-41
Asbestos-in-Schools Loans and Grants 9-30
Asbestos Research 9-21
Asbestos School Hazard Abatement Act (ASHAA) 9-5,41
I
Best Available Control Measures (BACM) 2-45,67
Biological Pesticides 6-29
Bioremediation 5-8,18;8-14;13-16,17,
15-4
Biotechnology 6-19;9-15,18,19,40
Biotechnology Research 9-18
Border Environmental Activities . 8-55
Buildings and Facilities 11-1,2,5
£
Carbon Monoxide (CO) 2-44,46
Case Referrals 8-72,74
Center for Environmental Research 8-27
CERCLA 13-60,61,64-67
Certification and Training 6-8,36-38
Chemical Emergency Planning 5-46
Chesapeake Bay Nutrient Reduction Strategy 3-35,36
Chesapeake Bay Program 3-8,22,31,34-35,37
Civil Rights 10-18,29
Class V Wells 4-7,47
Clean Air Act- - Community Right-to-know 5-8,46,48
Clean Fuels 2-6,23
Clean Lakes 3-11,43,46,67,68
Clean Vehicles 2-6,23
Clean Water SRF 12-5
Coastal Environment Management 3-17,61
Colonias 12-9
16
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Combined Sewer Overflow (CSO) ............. 3-5,6,44,45,58,59,74,
78,79,82-84
Compliance Inspections ................ 5-37,52,54
Compliance Monitoring Inspections ........... 2-96-98
Comprehensive State Ground Water Protection Programs . 4-6,7
Construction Grants Management ............ 3-73,74
Consulting Services - Air ............... 2-10
Consulting Services - Pesticides ........... 6-9
Contracts and Grants Management ............ 10-58, 67, 73, 77, -13-
69,78,79
Control Agency Resource Supplementation (Section 106) . 3-43-45
Control Technology Guideline (CTG) .......... 2-41
Cooperative Agreements - LUST ............. 14-5,12,13
Core Research - Risk Reduction ............ 8-15,22,23
Corps of Engineers .................. 3-49,50,55-57,73,74
Corrective Action .................. 14-5,6,12
Corrective Action (HSWA) ............... 5-6,36,52
Cost Recovery - Superfund .............. 13-55
Credit Reform ..................... 9-42
Criminal Investigations ................ 8-69
Criminal Investigations - Superfund .......... 13-60
Cross Programs .................... 8-29,66,67
Data Call-In ..................... 6-30,32
Dietary Risk Exposure System .......... ... 6-32
Disinfectants/Disinfection by-products ........ 4-6,8,14,16-
18,26,28,40
Disposal ....................... 6-7,33,34
Drinking Water Implementation ............. 4-6
Drinking Water SRP .................. 12-5,6,8,12
1
Ecological Risk Assessment .............. 8-15;9-7,9, 16-18
Ecosystems ...................... 8-15
Effluent Guidelines .................. 3-40,41,83
Electromagnetic Radiation Fields (EMR) ........ 7-12
Emergency Exemptions ................. 6-29
Endangered Species .................. 6-30,34,36-39
Enforcement ...................... 4-32,33,36,38,45-
47;15-3,4,12-17
Enforcement - Air ................... 2-8
Enforcement - Hazardous Waste ............. 5-6,37,46
Enforcement - LOST .................. 14-5,6,15,16
Enforcement Policy and Operations ........... 8-65
Enforcement: fcsponse Team .. .............. 13-24,25
Enforcement-* Superfund . . .............. 13-53
Enforcement - Toxic Substances ............ 9-50
Enforcement - Water Quality .............. 3-45,77,78,79
Environmental Analytical Services ........... 8-5,52
Environmental Appeals Board .............. 10-28;15-3,12
Environmental Education ................ 10-25
Environmental Education Foundation .......... 10-17,21
Environmental Equity ................. 10-57,63
Environmental Monitoring and Assessment Program (EMAP) 8-15
Environmental Radiation Ambient Monitoring Sys. (ERAMS) 7-11,13,31-33
Environmental Review and Coordination ......... 8-36
Environmental Statistics ............... 10-54
Environmental Technology Initiative .......... 8-23
EPCRA (Emergency Planning & Community Right
to Know Act) -Enforcement .............. 9-54
EPCRA - Research Support ............... 9-20
17
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EPCRA - Toxic Release Inventory 9-20,46,54
Existing Chemical Review 8-38
Exploratory Research 8-27;i3-21
Exposure Monitoring Research 9-22
£
Facility Response Plan 15-3,4,12-14
Federal Facility Compliance 8-75
Federal Facility Enforcement 13-63
FIFRA '88 6-5-8,32,33,43,44
Food Safety 6-30
Fuel Economy 2-23,55,57
Q.
Global Climate Change (Greenhouse Gas Emissions) . . . 2-8,16-18,33,34,84-88
Good Laboratories Practices .... 6-42,43
Grand Canyon Visability Commission 2-63
Grants and Centers 8-27
Great Lakes Program 3-8-9,18,19,22-24,31-
35,69
Green Programs (Lights, Computers, etc.) 2-8,84-88
Ground Water - Pesticides 6-20,33,36-39
Ground-Water Activities 4-7,18,40
Guidelines - LUST 14-11,12
Gulf of Mexico 3-8,9,22,63,64,89
H
Hazardous Waste Research 5-11,16
Health Advisories 4-27,29
Health Effects 8-21
Health Effects - Drinking Water 4-17
Health Effects Institute - Air 2-22,23,25
Health Research - Superfund 13-18,19
Health Risk Assessment 8-22
Human Exposure Research 6-21;8-20
I
In-use Emission Factors 2-55-57
Incineration 5-27,36
Indian TribM -Drinking Water 4-34,47
Indian TribMl - Water Quality 3-44,50,54,74
Indians Programs 8-36
Indoor Air ." 2-9,24-25,90-94
Innovative/Alternatives Technologies 5-22,23,28
Inspection and Maintenance Program - Air 2-49-50,52
Integrated Contracts Management System 10-89
Interagency Testing Committee (ITC) 9-35,36
Interagency - Superfund 13-41-50
International Activities 10-41,42
L
Lab/Data Integrity 9-50
Land Disposal Regulation 5-7,28,29,31
Lead and Other Heavy Metals 8-26
Lead Based Paint Abatement 9-27
Lead Substitute Fee - Gasoline Additives 17-2
18
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Lead Substitute Gasoline Additives 17-2
Listing/Delisting 5-48
M
Maintenance Fee 6-32-34;17-l
Management - LUST 14-6,19-23
Material Weaknesses 6-28,42,43
Maximum Achievable Control Technology (MACT) 2-7,20,40-43
Methane Emissions 2-8,16,85-87
Mexican Border 3-8
Mexican Border/NAFTA 2-63,67,74
Mexican Border Projects 12-6,10
Minority Research Program . 13-15
Mobile Source Enforcement 2-100
Mobile Source Pollutants 2-49-52
Modeling Air Quality 2-72,75
Montreal Protocol 2-7
Motor Vehicle & Engine Compliance Program Fee 2-10,-17-1
Motor Vehicle Emissions Laboratory . 2-23-24,53-55
Motor Vehicle Testing Fee 17-1
Municipal Solid Waste Research 5-15
Municipal Waste Incineration 5-15
N
National Ambient Air Quality Standards (NAAQS) . . . . 2-5,21,22
National Emission Standards - Haz. Air Poll. (NESHAPs) 2-44-46,96-100
National Enforcement Investigation Center (NEIC) ... 8-73
National Enforcement Training Institute (NETI) . . . . 8-68,73,74
National Environmental Training Centers 4-38
National Estuary Program 3-62-65
National Pesticide Survey 6-34
National Primary Drinking Water Regulations 4-25-28,34,48
National Rural Water Association 4-37,40
Near Coastal Waters 3-64,65
Needs Survey 12-5
NEPA Compliance Program 8-36,39
Neurotoxicology Research 6-22;9-23
Nevada Nuclear Test Site 7-11,31
New Chemical Follow-up 9-40
New Facilities 11-7,8
New Source Performance Standards (NSPS) 2-44-46
Nitrogen Oxide 2-22,41
Nonpoint Source* 3-5,6,17,23,49,51-
53,64,66-69
NPDES Permit* 3-44,45,78,80,81-83
NPDES Permifefrfl* 17-2
Office of Administration and Resources Management ... 10-57
Office of Cooperation Environmental Management .... 8-41,42
Office of Enforcement 8-35,63
Office of General Counsel 10-37-39
Office of inspector General 10-33-36
Office of Inspector General - LUST 14-23
Office of Inspector General Superfund 13-83-85
Office of Small & Disadvantaged Business Utilization . 10-17,22
Oil Pollution Act 15-3,12-14
Oil Spill Trust Fund - Support 15-19-21
Operating Expense - Field and Lab 8-32,33
Operating Expense - Headquarters 8-32,33
19
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Operator Training - Water Qualty 3-72,74
Ozone (Ground Level) 2-18,19,36,44-46
£
Particulate Matter (PM-10) 2-41,45,66,68-69,97
Permitting - Hazardous Waste 5-28,42
Pesticide Maintenance Fee 17-1
Pesticide Tolerance Fee 6-28-30;17-l
Pesticides Labelling 6-29,30
Pesticides Program Implementation 6-36
Pesticides Registration Fee 17-l
Policy and Guidance - Hazardous Waste 5-5,27
Pollution Prevention Activities 2-26;8-23,57,58
Pollution Prevention - OPPE 10-48
Pollution Prevention (RCRA) 5-20,28,36,53
Pollution Prosecution Act 8-66
Polychlorinated Biphenyls (PCBS) 9-38
POTW Requirements - Hazardous Waste 5-28
Pre-Manufacture Notice Fees 9-8/17-1
Pretreatment 3-83,84,-12-10
Public Water Systems Supervision 4-25,32-34,48
Q.
Quality Assurance and Monitoring System 8-29
Quality Assurance - Hazardous Waste 5-42
R
Radioactive Waste Standards 7-7,16
Radiological Emergency Response Plans 7-22,23,31
Radionuclide NESHAPS 7-5,16,22
Radon Action Program 7-6,25,30
Radon Mitigation Research 7-7
Radon Proficiency and Testing Fee 7-29,-17-2
Radon State Grants 7-24,33,34
RCRA Fees 17-2
Reasonably Available Control Technology (RACT) . . . . 2-62,67
Regional Management 10-73,78
Regional Multimedia Programs 8-47,48
Regional Toxics Program 9-42
Registration Fee 6-32-34/17-1
Regulations Development - Hazardous Waste 5-7,27
Remedial Deaign/Remedial Actions 13-30,31
Remedial Investigation/Feasibility Study 13-53,54
Remedial Support 13-30-32
Removal Support 13-30-33
Repairs and Improvements 11-9,10
Reports to Congress - Hazardous Waste 5-29
Reproduction Toxicology Research 6-22
Reregistration 6-6,29,32-34,42,43
Research Development - LUST 14-7-10
Research and Development - Oil Spills 15-7-10
Research and Development - Superfund 13-14
Residential Lead-based Paint Hazard
Reduction Act (Title X) 9-5,27,37
Response Management 13-23-30
Risk Assessment - Toxic Substances 9-39
Risk Assessments 13-17,19
Rural Community Assistance Programs 4-37
20
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SACM 13-57,58
SARA Section 110 Toxicological Profiles 9-39
SBIR 13-20
Science Advisory Board 10-18,31
Set-Asides - Construction Grants 12-9
Significant New Use Rule (SNUR) 9-40
SITE Program 13-15,16
Six Coastal Cities 12-8,9
Sludge Management 3-25,59
Small Business Development Act of 1982 4-20
Small Business Innovation Research 2-22;3-27;4-20;
5-23;6-23;7-13;
8-24;9-26;13-20
Solid Waste (RCRA) 5-28,42
Special Needs Programs 12-5,11
Special Reviews 6-32-34
Special Studies and Demonstrations 4-36
Spill Prevention, Control and Counter Measures .... 15-11,12
State Authorizations 5-37,53
State Grants - Air 2-60-63
State Grants - Hazardous Waste 5-28,36
State Grants - Pesticides 6-38,39,44
State Implementation Plans (SIPs) 2-21,44-46,49-50,
State Operating Permits 2-61-.63
State Revolving Funds 3-12,52,72-74
Stationary Source Enforcement 2-10,91-94
Storm Water 3-5,44,45,74,79,82-84
Stratospheric Ozone 2-8,18-19,36,83
Subtitle D Criteria 5-27
Support Costs 10-85
Surface Water Treatment Rule (SWTR) 4-6-8,25,26,32-34,38,
46
I
Tampering and Fuel Switching 2-97-100
Technical Support - LUST 14-10,16,70
Technology Transfer 8-25
Test Guidelines 9-36
Test Rules 9-35,36
Tijuana Internatinal Treatment Plant 12-6,9,11
Title II Closeout 12-5
Title III - Hazardous Waste 5-7,46
Title VI SRF 12-5
Tolerances 6-28-30
Toxic Pollutant Controls 3-45,82,84
2
Underground Storage Tanks - Regulations and Guidelines 5-7,32
Underground Storage Tanks Grants 5-32,39
Underground Injection Control 4-6,18,34-36,40,47,48
University Research Centers 13-21
Y
Volatile Organic Compound (VOC) 2-41-43,53,60,66,96
21
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w
Waste Isolation Pilot Project 7-5,16,18
Water Quality Cooperative Agreements (104 b) 12-9
Water Quality Research 3-13,14,16,26,27
Wellhead Protection 4-6-8,13,18,19,37
Wetlands (Section 404) 3-8,9,19,20,47,49-54
Worker Protection 6-33,34,36-39,44
22
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Paoe
SUMMARY 1-1
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ENVIRONMENTAL PROTECTION AGENCY
FISCAL YEAR 1994 BUDGET REQUEST
The President's 1994 Budget Request for the Environmental Protection Agency
(EPA) totals $6,363,482,500, supported by 17,469 workyears. This represents an
overall decrease of $528,941,500 from the 1993 current estimate. The following
chart provides a summary of budget authority for EPA's twelve appropriations. The
1994 President's Request column below, and throughout this document, includes
resources requested as part of the President's Investments Program.
Budget Authority
(dollars in thousands)
Program and
Research Operations
OIG - General Fund
OIG - Trust Funds
Research & Development
Abatement, Control
and Compliance
Buildings & Facilities
AC&C Loan Account
Oil Spill Response
Superfund
LUST Trust Fund
Water Infrastructure
Financing
Drinking Water SRF
1994 REQUEST
1993
Enacted
823,607.0
42,799.0
0.0
323,000.0
1993
Current
Estimate
823,607.0
26,419.0
16,380.0
323,000.0
1994
President
Request
859,170.4
28,246.3
16,947.7
353,565.0
Increase/
Decrease
1993 vs 1994
+35,563.4
+1,827.3
+567.7
+30,565.0
1,318,965.0
134,300.0
31,225.0
20,000.0
1,573,528.0
75,000.0
1,318,965.0 1,367,535.1 +48,570.1
134,300.0 18,000.0 -116,300.0
31,225.0 0.0 -31,225.0
20,000.0 21,239.0 +1,239.0
1,573,528.0' 1,496,400.0 -77,128.0
75,000.0 75,379.0 +379.0
2,550,000.0 2,550,000.0 1,528,000.0 -1,022,000.0
0.0 0.0 599.000.0 +599.000.0
6,892,424.0 6,892,424.0 6,363,482.5 -528,941.5
1 Superfund 1993 current estimate does not include $11.7 million in carryover
distributed in the Agency's operating plan. Those resources are included in the
program element descriptions contained in this Budget.
1-1
-------
and benefit costs and travel. The decrease in workyears reflects a government-wide
reduction that is part of the President's program to reduce the size and cost of
government.
Please note that throughout this document the 1992 Actuals and the 1993
President's Budget Request for the Program and Research Operations Account (PRO)
represent the "old" Salaries and Expenses Account (S&E). For 1993, Congress
restructured and renamed the Agency's accounts. The PC&B and travel costs formerly
funded in S&E are now funded in PRO. The expense costs once funded in S&E are now
funded within the Abatement Control and Compliance Account. The 1993 Enacted, 1993
Current Estimate, and 1994 President's Request column* reflect this change.
OFFICE OF THE INSPECTOR GENERAL - GENERAL AND TRUST FUNDS
The Agency requests a total of $45,194,000 for the two Office of the Inspector
General (OIG) appropriations: Office of Inspector General, $28,246,300, and Inspector
General Trust Funds, $16,947,700. This represents an increase of $2,395,000 (5.0%)
above the 1993 current estimate.
With the OIG Appropriation, the OIG will continue the implementation of the
Chief Financial Officers Act for audits of Agency financial statements. Audit
coverage of Agency contracts will expand. Resources from the OIG Trust Fund
Appropriation consists of $16,278,600 from Superfund and $669,100 from LUST. The
Superfund resources will expand audit coverage of critical Superfund contracts and
investigation of the Contract Laboratory Program, as well as conduct performance
audits and investigations. The LUST funds will support continued contract and
management audits and expansion of LUST investigations.
RESEARCH AND DEVELOPMENT
For 1994, EPA is requesting $353,565,000 for the Research and Development
appropriation, an increase of $30,565 (9.5%) over the 1993 current estimate. This
appropriation finances research contracts, grants and agreements with universities
and private industry, as well as in-house activities, to produce the scientific
knowledge and technologies necessary for regulating, preventing and abating
pollution.
Increases are provided in 1994 for enhancements to risk-based media research
to strengthen the Agency's research program; for the support of the Environmental
Monitoring and Assessment Program (EMAP); for technology innovation development to
provide clean technologies for small business and improving international
competitiveness of U.S. environmental technology. Additional resources are being
provided for Federal Coordinating Council on Science and Engineering Technology
(FCCSET) for the Agency's Supercomputer and high speed communications link and for
advances in manufacturing, biotechnology, and global climate. Finally, resources are
provided to evaluate and improve the lab structure within Research and Development.
ABATEMENT. CONTROL AND COMPLIANCE
The Agency is requesting $1,367,535,100 for the Abatement, Control and
Compliance appropriation, an increase of $48,570,100 (3.7%)over the 1993 current
estimate. This appropriation funds contracts, grants, cooperative agreements for
pollution abatement, control and compliance activities, and administrative activities
of the operating programs. The 1994 request includes resources to implement the
1-3
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Clean Air Act Amendments of 1990, enhance the Agency's ecosystem approach for
addressing water quality pollution, and provides technical assistance and outreach
to states and localities. Specific programs include pollution prevention, the Great
Water Bodies programs, the Agency Lead strategy program and strategic investments
that will result in significant environmental returns.
BUILDINGS AND FACILITIES
The Agency is requesting $18,000,000 for the Buildings and Facilities
appropriation. This represents a decrease of $116,300,000 (64.6%) below the 1993
current estimate. This appropriation finances the construction of new facilities and
the repair, improvement, alteration, and purchase of fixed equipment for facilities
which the Agency currently leases or which are Federally owned. The requested level
will permit the Agency to continue to ensure healthy and safe working conditions. It
will also provide for the build-out and design of new facilities.
OIL SPILL RESPONSE
The 1994 President's Budget provides $21,239,000 for the Oil Spill Response
appropriation. This account, with its increase of $1,239,000 over 1993, provides
resources to support the review and approval of facility plans to respond to
releases. The 1994 Oil Spill Response program will focus on preventing harmful
releases of oil and petroleum products, providing nationwide capability for
containment and removal of releases that occur, and minimizing the environmental
damage resulting from oil spills. The Agency will continue to use its enforcement
authorities to compel compliance with the Oil Pollution Act by coordinating
enforcement and response activities with other federal and state agencies.
HAZARDOUS SUBSTANCE SUPERFUND
The President's 1994 Budget request of $1,496,400,000 for Superfund represents
a decrease of $88,828,000 (5.6%) from the 1993 current estimate. The reduced funding
will not impair the momentum of site completions due to the Agency's efforts to
continue shifting cleanup financing from the Trust Fund to polluters, and
streamlining the Superfund process. The decrease in workyears is a result of the
government-wide reduction in workyears that is part of the President's program to
reduce the size and cost of government.
In 1994, the Superfund Enforcement program will place special emphasis on
monitoring existing settlements for compliance and reaching settlements with small
contributors at Superfund sites. The Department of Justice will receive $32.3
million to ensure adequate support for the steadily increasing Superfund caseload.
The Agency will oversee the increasing number of Federal facility cleanups and
ensure expeditious and environmentally sound review and restoration at closing
military bases. Increased emphasis continues to be placed on Superfund research,
particularly in regard to bioremediation, groundwater contamination, and new
technology.
The Agency's Superfund Accelerated Cleanup Model (SACM), focusing on
streamlining and accelerating cleanups, will be fully implemented in 1994.
Specifically, SACM streamlines the site assessment and remedy selection processes,
increases the use of removal authority to reduce risks quickly, and brings
responsible parties into the cleanup process sooner. Focus will continue to be
1-4
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placed on managing "classical" emergencies or time critical responses where there is
no responsible party and no -state or local response alternative.
LEAKING UNDERGROUND STORAGE TANKS (LUST)
The Agency requests $75,379,000 in 1994. This appropriation supports an
effective response program for the prevention and remediation of releases from
leaking underground storage tanks containing petroleum and other hazardous material.
For 1994, the Agency continues to support state and territory efforts to develop and
implement comprehensive LUST programs by providing Federal assistance through
cooperative agreements, which comprise 85% of the total LUST budget. In 1994, the
Agency will emphasize work on streamlining state procedures for site closures, site
assessments and cleanup plan reviews. The Agency will continue to emphasize an
enforcement strategy which focuses on achieving voluntary compliance and the
promotion of innovative information on enforcement and remediation technologies.
WATER INFRASTRUCTURE FINANCING
The 1994 budget request is $1,528,000,000 for the Water Infrastructure
Financing (formerly the State Revolving Funds/Construction Grants) account. This
request includes $1,198,000,000 for Clean Water State Revolving Funds, requiring
authorizing legislation; $150,000,000 for Mexican Border projects, which includes
$70,000,000 for construction at the International Wastewater Treatment Plant to treat
Tijuana sewage that currently flows into the United States at San Diego, $60 million
for U.S. colonias and an additional $20 million for several other high priority
border wastewater projects; $100,000,000 for the construction of secondary treatment
for one or more cities with extraordinary secondary treatment needs and high user
charges; and $80,000,000 for non-point source grants.
DRINKING WATER STATE REVOLVING FUNDS
The Administration requests $599,000,000 for the Drinking Water State Revolving
Funds account. This new program requires authorizing legislation. These resources
will provide low interest loans to help municipalities comply with Safe Drinking
Water Act requirements.
1-5
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ENVIRONMENTAL PROTECTION AGENCY
Summary of Budget Authority,
Obligations, Outlays, and Workyears
By Appropriation
. (dollars in thousands)
Salaries and Eipemea/Program and
Research Operation!
Budget Authority. $
Obligations
Outlays
Permanent Workyears
Total Workyears
Office of Inspector General
General Funds
Budget Authority $
Obligations
Outlays
Permanent Workyears
Total Workyears
Office of Inspector General -
Trust Funds
Budget Authority. $
Obligations
Outlays
Permanent Workyears
Total Workyears
Research and Development
Budget Authority S
Obligations
Outlays
Abatement, Control and
Compliance
Budget Authority S
Obligations
Outlays
Building and Facilities
Budget Authority S
Obligations
Outlays.
Ofl Spffl Response
Budget Authority S
Obligations
Outlays
Permanent Workyears
Total Workyears
Budget Authority S
Obligations
Outlays
Permanent Workyears.
Total Workyears.
Actual
1992
1,035,549.0 $
1 030 674 4
1 065 788 0
12,0263
12,593 9
25,623.0 S
249269
26,669.0
264.9
267.8
15,577.0 S
13,524 9
12 1120
95.2
95.2
318,400.0 S
3124068
251 8150
1.116,842.0 S
1 105 145.2
942^95.0
39300.0 S
32,617 7
16.412.0
18,434.0 S
18,434.0
8,6040
70.0
70.0
19,400.0 S
18,0077
2,147.0
0.9
0.9
PresBud
1993
1,157,064.0 S
1 1570640
1 1256180
13359.2
13 359.2
29,715.0 S
297150
287150
300.0
300.0
15,643.0 S
156430
15351 0
160.5
160.5
338,500.0 S
3385000
3187150
1,091,860.0 S
1 091 8600
1 0599310
42,100.0 S
42,1000
31.525.0
23,340.0 S
233400
180980
89.8
89.8
0.0 S
00
0.0
0.0
0.0
Enacted
1993
823,607.0 S
8236070
879 056 0
13,298.7
13,298 7
26,419.0 S
264190
268490
300.0
300.0
16,380.0 S
163800
143540
160.5
160.5
323,000.0 S
3230000
3140690
1318,965.0 S
1 3189650
1447 428 0
134,300.0 S
1343000
554070
20,000.0 S
200000
165450
89.8
89.8
31,225.0 S
31,2250
13,682.0
0.0
0.0
Current
Estimate
1993
823,607.0 S
823 6070
879 056 0
13,237.6
13 2376
26,419.0 S
26410 O
26 8490
297.0
297.0
16,380.0 $
163800
14 3540
158.9
158.9
323,000.0 S
3230000
3140690
1,318,965.0 S
1 3189650
1,2474280
134,300.0 S
1343000
554070
20,000.0 S
200000
165450
89.0
89.0
31425.0 S
31,2250
13,682 0
0.0
0.0
Request
1994 1
859,170.4
BCQ nr\A
88D OB? n
13,038.7
i * nit i
28,246.3
")O -JAjl 'i
37 .wo n
287.0
287.0
16,947.7
169477
1A *K ft
162.0
162.0
353,565.0
353 565 0
343 039 0
1,367,535.1
1 367 535 1
1 365 541 0
18,000.0
180000
798940
21,239.0
21,2390
19 1550
87.6
87.6
0.0
00
18,5240
0.0
0.0
1-6
-------
Hazardous Substance
Supernmd
Budget Authority
Obligations
Outlays
Permanent Workyean
Total Workyean
LUST Trust Fund
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
Drinking Water - SRF
Budget Authority
Obligations
Outlays
Actual
1992
S 1,600,128.0 $
1,782,868.5
1,290,670.0
3,387.8
3,535.6
$ 75,000.0 S
75,383.0
67,289.0
79.2
82.7
S 0.0 S
0.0
0.0
PresBud
1993
1,750,000.0 $
1,750,000.0
1,526,864.0
3.604.4
3,604.4
75,000.0 $
75,000.0
86,772.0
95.4
95.4
0.0 S
0.0
0.0
Enacted
1993
1,585,228.0 S
1,585,228.0
1,599.263.0
3,604.4
3,604.4
75,000.0 S
75,000.0
74,331.0
95.4
95.4
0.0 S
0.0
0.0
Current
Estimate
1993
1,585,228.0 S
1.585,228.0
1,599,263.0
3,568.4
3,568.4
75,000.0 S
75,000.0
74,331.0
94.3
94.3
0.0 S
0.0
0.0
Request
1994
1,496,400.0
1,496,400 0
1,598,724.0
3,514.4
3,514.4
75,379.0
75 379 0
75,315.0
93.1
93.1
599,000.0
599,000.0
23.960.0
Construction Grants/Water
Infrastructure Financing
Budget Authority
S 2,400.000.0 S 2,500,000.0 S 2,550.000.0 S 2.550,000.0 S 1,528,000.0
Outlays
Ocean Dumping Fund
Obligations
Permanent Workyean
Total Workyean
Tolerances
Revolving Fund
Obligations
Outlays
Misc. Contrlb. Funds
Obligations
Outlays
Reregistranon A Expedited
Processing Revolving Fund
(FIFRA)
Obligations
Outlays
Permanent Workyean
Total Workyean
Asbestos hi schools fund
Outlays.
Reimbursements - S&E
Obligations
Permanent Workyean
Total Workyean
2,420,825.0
S 747.8 S
11.5
11.5
S 1,104.0 S
m.O)
"*/
S 0.0 S
0.0
S 21,930.7 S
7,887.0
256.3
2643
S 21284.0 S
S 24,058.0 S
822
82.7
2,171.438.0
0.0 $
0.0
0.0
1200.0 S
(200.0)
V /
10.0 S
10.0
0.0 S
1,480.0
226.0
226.0
17229.0 S
36,575.0 S
82.0
82.0
2,397,297.0
0.0 S
0.0
0.0
1200.0 S
(200.0)
y*vv.ws
10.0 S
10.0
0.0 S
3,872.0
226.0
226.0
17229.0 S
25.000.0 S
142.5
142.5
2,397297.0
0.0 S
0.0
0.0
1200.0 S
(200.0)
\* **"**'/
10.0 S
10.0
16,492.0 S
3,872.0
211.6
211.6
17229.0 S
25,000.0 S
2,565.011.0
0.0
0.0
0.0
1,400.0
0.0
10.0
10.0
0.0
1,357.0
206.0
206.0
4,000.0
25,000.0
80.0
80.0
1-7
-------
Actual
1992
PrcsBud
1993
Enacted
1993
Current
Estimate
1993
Request
1994 1
Reimbursements - Superlund
Obligations .............
Pennanent Workyears .....
Total Workyears .........
Reimbursements - R&D
Obligations ............
180,291.0 S 30,000.0 S 30,000.0 S 30,000.0 $
5.7
5.7
14.525.0 S
0.0
0.0
0.0
0.0
0.0
0.0
5,000.0 S 25,000.0 S 25.000.0 S
30,000.0
0.0
0.0
25,000.0
Obligations
Pesticide Registration Fees
(Receipts requiring Appropriation action)
Budget Authority
Outlays
1,531.0 S
0.0
0.0
0.0 S 50,000.0 S 50,000.0 S 50.000.0
TOTAL. EPA
Budget Authority
Obligations
Outlays
Pennanent Workyears
Total Workyears
6,664,253.0 S
6,968,934.2
6,133,786.0
16,280.0
17.0103
(15,000.0)
(15,000.0)
7,00*222.0 S
7,096,007.0
6,386,546.0
17,9173
17,9173
0.0
0.0
6,904,124.0 S
7,035,334.0
6,659,192.0
17,9173
17,9173
0.0
0.0
0.0
0.0
6,904.124.0 S 6,363,482.5
7,051.826.0 6,494,892.5
6,659,192.0 7,019,676.0
17,738.0
17,738.0
17,468.8
17,468.8
1-8
-------
ENVIRONMENTAL PROTECTION AGENCY
Summary of Budget Authority,
Obligations, Outlay*, and Workyears
By Media
(dollars in thousands)
Ajr
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
Water Quality
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
Drinking Water
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
Hazardous Waste
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
Pesticides
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
Radiation
Budget Authority.
Obligations.
Outlays
Permanent Workyears
Total Workyears
Actual
1992
S 518,801.3 S
503,410.4
453,577.2
2,044.0
2,1362
S 461,571.6 S
459,5892
381345.6
2,132.9
2222.2
S 142,5753 S
140226.7
131,101.8
719.3
756.4
S 335,629.6 S
325324.1
332279.7
1,527.9
1,601.4
$ 117.195.4 S
122240.1
113398.5
8312
856.7
S 38,752.7 S
38250.0
38,621.4
211.5
218.7
PresBud
1993
560,192.1 S
560,192.1
541,759.9
2390.4
2390.4
449,140.4 S
449,140.4
406,615.1
2373.9
2373.9
146,681.9 S
146,681.9
144,048.4
800.4
800.4
344,651.9 S
344,651.9
341.973.1
1,687.9
1,687.9
128.834.4 S
128,834.4
126,8462
903.6
903.6
40,085.6 S
40.085.6
32,645.8
2442
2442
Enacted
1993
521,128.1 S
521,128.1
517,762.4
2341.5
2341.5
479250.1 S
479250.1
447224.9
2356.0
2356.0
144,710.4 S
144,710.4
144,751.9
791.8
791.8
312,063.1 S
312,063.1
307,863.0
1,650.6
1,650.6
119326.0 S
119326.0
119,7762
885.9
885.9
32,970.4 S
32,970.4
34,7202
231.9
231.9
Current
Estimate
1993
518267.3 S
518267.3
512,900.4
23452
23452
484,900.8 S
484,900.8
451,503.6
2326.1
2326.1
145343.8 S
145343.8
144,974.5
789.7
789.7
314,549.7 S
314,549.7
311227.5
1,649.9
1,649.9
119,196.4 S
119,196.4
119,9892
886.5
886.5
34,765.9 S
34,765.9
34,758.1
235.7
235.7
Request
1994
551,674.8
551,674.8
552,1182
2301.5
2301.5
464,4032
464,4032
387,1772
2206.9
2206.9
143,849.8
143,849.8
144,7072
768.0
768.0
320,463.1
320,463.1
322,161.9
1,6012
1,6012
124,415.5
124,415.5
125,476.7
866.9
866.9
35348.5
35348.5
35,675.0
288.7
288.7
1-9
-------
Summary of Budget Authority,
Obligations, Outlays, and Workyean
By Media
(dollars in thousands)
Multimedia
Budget Authority
Obligations
Outlays
Permanent Workyean
Total Workyears
Toric Substances
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyean
Management and Support
Budget Authority.
Obligations
Outlays
Permanent Workyean
Total Workyean
frifldlnp and Faculties
Budget Authority.
Obligations.
Outlavs
S 217,892.5 S
222,012.3
184,0307
847.5
889.5
S 176,107.3 S
160,408.5
136,862.6
829.8
856.9
S 533,622.3 $
538.133.7
526.101.0
3,218.8
3394.6
S 39300.0 S
32,617.7
16.412.0
Pro Bud
1993
2534223 S
253,522.3
254590.2
A*^Vy*/7V.A
1.024.7
1.024.7
126,9047 S
126,904.2
125,890.7
902.9
902.9
589,0457 S
589,0457
575,480.7
3.421.0
3,421.0
42,100.0 S
42,100.0
31.525.0
Enacted
1993
251,549.5 S
251,549.5
250788 2
A-rVp*OO.A
1,015.4
1,015.4
155,892.2 S
155,8927
138,015.9
8957
8957
5763267 $
5763267
562,7263
3,5207
3,5207
134300.0 S
134300.0
55.407.0
Current
Estimate
1993
253,668.5 S
2?7 ££0 <
4J<} AQt t
AJA.fyj.*!
1,021.3
1,0213
1563297 S
1563292
1 /Ut«7A7*A
138383.9
892.4
892.4
566,194.4 $
566 1944
-H^jf.iy».*»
556 8963
/«7\)tO7U.«J
3,476.8
3,476.8
134300.0 S
134300.0
554070
Request
322,009.6
fn fvio £
j£t,uuy.o
11< QdA A
Ji3,yy4.4
1,094.9
1.094.9
139,0777
1 10 O77 ">
U7.1/7 / .4
1 SK V>< A
1 JO.JvJ.*t
841.9
841.9
587775.1
««7 07 c |
Jo/X/j.l
-------
Summary of Budget Authority,
Obligations, Outlays, and Workyears
By Media
(dollars in thousands)
Construction Grants/Water
Infrastructure Financing
Budget Authority.
Obligations
Outlays
Ocean Dumping Fund
Obligations
Permanent Workyears
Total Workyears
Tolerances
Revolving Fund
Obligations
Outlays
Obligations
Outlays
Reregfctration A Expedited
Processing Revolving Fund
(FIFRA)
Obligations
Outlays
Permanent Workyears
Total Workyears
Asbestos in schools fund
Outlays
ReJmbursemcnts-SAE
Obligations
Permanent Workyears.....
Total Workyears
Reimbursements- Superftmd
Obligations
Permanent Workyears
Total Workyears
Reimbursements- R&D
Obligations
Reimbursements - ACAC
Actual
1992
S 2,400,000.0 S
2310,757.6
2,420,823.0
S 747.8 S
11.5
11.5
S 1,104.0 S
(11.0)
S 0.0 S
0.0
S 21,930.7 S
7,887.0
2563
2643
$ 21,284.0 $
S 24,058.0 S
82.2
82.7
S 180,291.0 S
0.0
0.0
S 14,525.0 S
PresBud
1993
2,500.000.0 S
2,500,000.0
2,171,438.0
0.0 S
0.0
0.0
UOO.O S
(200.0)
10.0 S
10.0
0.0 S
1,480.0
226.0
226.0
17,229.0 S
36,575.0 S
82.0
82.0
30,000.0 S
0.0
0.0
5,000.0 S
Enacted
1993
2,500,000.0 S
2,500,000.0
2371,797.0
0.0 S
0.0
0.0
UOO.O
(200.0)
10.0 $
10.0
0.0 $
3.872.0
226.0
226.0
17,229.0 S
25,000.0 S
142.5
142.5
30,000.0 S
0.0
0.0
25,000.0 S
Current
Estimate
1993
2,500,000.0 S
2^00,000.0
2371,797.0
0.0 S
0.0
0.0
UOO.O S
(200.0)
10.0 S
10.0
16,492.0 S
3,872.0
211.6
211.6
17,229.0 S
25,000.0 S
8U
8U
30,000.0 S
0.0
0.0
25,000.0 S
Request
1994
2,047,000.0
2,047,000.0
2,588,971.0
0.0
0.0
0.0
1,400.0
0.0
10.0
10.0
0.0
1357.0
206.0
206.0
4,000.0
25,000.0
0.0
0.0
30,000.0
0.0
0.0
25,000.0
Obligations
1,531.0 S
0.0 S 50.000.0 S 50,000.0 S 50,000.0
1-11
-------
Summary of Budget Authority,
Obligations, Outlays, and Workyean
By Media
(dollars in thousands)
Actual
1992
PresBud
1993
Enacted
1993
Current
Estimate
1993
Request
1994
Pesticide Registration Fees
(Receipts requiring Appropriation action)
Budget Authority
Outlays
ORD Recession
Budget Authority
ACAC Recession
Budget Authority
TOTAL, EPA
Budget Authority.
Obligations
Outlays
Pennancnt Wontyears
Total Workyean
0.0 S
0.0
2,100.0
5,800.0
6,664,253.0 S
6,968,934.2
6,133,786.0
16.280.0
17,0103
(15,000.0)$
(15,000.0)
0.0
0.0
0.0 S
0.0
0.0
0.0
0.0 S
0.0
0.0
0.0
0.0
0.0
0.0
0.0
7,008,222.0 S 6,904,124.0 S 6,904,124.0 S 6363,482.5
7,096,007.0 7,035334.0 7,051,826.0 6,494,892.5
6386,546.0 6^59,192.0 6,659,192.0 7,019,676.0
17.9173
17.9173
17,9173
17,9173
17,738.0
17,738.0
17,468.8
17,468.8
1-12
-------
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
ME 2-1
RESEARCH AND DEVELOPMENT
Air Quality Research ....................... 2-13
Acid Deposition Research ..................... 2-28
Global Change Research ...................... 2-33
ABATEMENT AND CONTROL
Air Quality and Stationary Source Planning and Standards ..... 2-39
Emission Standards and Technology Assessment ......... 2-40
State Program Guidelines and Air Standards Development .... 2-44
Mobile Source Air Pollution Control and Fuel Economy ....... 2-47
Mobile Source Program Implementation ............. 2-49
Emission Standards, Technical Assessment and Characterization . 2-50
Testing, Technical and Administrative Support ......... 2-53
Emissions and Fuel Economy Compliance ............. 2-55
Resource Assistance for State, Local & Tribal Agencies ...... 2-59
Resource Assistance for State, Local & Tribal Agencies ... 2-60
Air Quality Management Implementation .............. 2-65
Air Quality Management Implementation ............. 2-66
Trends Monitoring and Progress Assessment ............ 2-71
Ambient Air Quality Monitoring ................ 2-72
Air Quality and Emissions Data Management and Analysis .... 2-74
Atmospheric Programs ....................... 2-79
Acid Rain Program ....................... 2-80
Stratospheric Protection Program ............... 2-83
Global Change Program ..................... 2-84
Indoor Air Program ........................ 2-89
Indoor Air Program ...................... 2-90
ENFORCEMENT
Enforcement ........................... 2-95
Stationary Source Enforcement ................. 2-96
Mobile Source Enforcement ................... 2-100
-------
APPROPRIATION
AIR
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
TOTAL, Air
$132,195.7 $149,659.7 $141,571.8 $141.253.8 $146.610.6 $5,356.8 -$3,049.1
$277,798.8 $306,098.3 $279,808.9 $277,266.1 $311,654.6 $34,388.5 $5,556.3
$93,415.9 $104,434.1 $99.747.4 $99,747.4 $93.409.6 -$6.337.8 -$11.024.5
$503,410.4 $560.192.1 $521,128.1 $518,267.3 $551,674.8 $33,407.5 -$8,517.3
PERMANENT WORKYEARS
TOTAL WORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
2.075.3
2,167.7
2,390.4
2,390.4
2,370.0
2,370.0
2,345.2
2,345.2
2,301.5
2,301.5
-43.7
-43.7
-88.9
-88.9
$453.577.2 $541.759.9 $517,762.4 $512,900.4 $552,118.2 $39,217.8 $10,358.3
Reauthorization of the Clean Air Act expired September 30, 1981. The Clean Air Act
Amendments of 1990 reauthorize the Air program at such sums as may be necessary for all
Fiscal Years through 1998.
2-1
-------
PRES.
BUDGET ENACTED
1993 1993
AIR
CURRENT
ESTIMATE
1993
DIFFERENCE
ENACTED VS
PRES. BUD
EST. VS
PRES. BUD
EST. VS
ENACTED
APPROPRIATION
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
TOTAL, Air
PERMANENT WORKYEARS
TOTAL WORKYEARS
(DOLLARS IN THOUSANDS)
$149,659.7 $141,571.8 $141,253.8 -$8,087.9 -$8,405.9 -$318.0
$306,098.3 $279,808.9 $277,266.1 -$26,289.4 -$28,832.2 -$2,542.8
$104,434.1 $99,747.4 $99,747.4 -$4,686.7 -$4,686.7
$560,192.1 $521,128.1 $518,267.3 -$39,064.0 -$41.924.8 -$2,860.8
2,390.4
2,390.4
2,370.0
2,370.0
2,345.2
2,345.2
-20.4
-20.4
-45.2
-45.2
-24.8
-24.8
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
PROGRAM AND RESEARCH OPERATIONS
o Congressional restructuring of former Salaries and Expenses account
o Redirection to Administrator's Priorities
ABATEMENT. CONTROL AND COMPLIANCE
o Congressional restructuring of account
o General Agency Reduction
o Redirection to Administrator's Priorities
o $10.OH in funding for Multi-Lateral Fund denied by Congress
o $7.8M in Congressional Directives
RESEARCH AND DEVELOPMENT
o Congressionally directed projects for the Adirondack Destruction Assessment Program, National Acid
Precipitation Assessment Program, Global Warming and Stratospheric Ozone Mitigation Research, Indoor
Air Research, the Liquified Gaseous Fuels Spills Test Facility, and the Ultraviolet Monitoring
Center, were funded.
o Reductions made to meet FY 1993 Congressionally appropriated funding level included: Global Climate
Change, Stratospheric Ozone Depletion, Acid Depostion, Air Toxics, Criteria Air Pollutants, and
Pollutants from Motor Vehicles.
2-2
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MEDIA BRIDGE TABLES
MEDIA: AIR
MEDIA
PRO AC&C R&D Total
FY 1993 CURRENT ESTIMATE $141,254 $277,266 $99,747 $518,267
Changes by Category:
Workforce Costs (+/-) +$5,356 +$5,356
Legislative Initiatives (+/-) +$8,500 +$8,500
Program Initiatives (+/-) +$17,704 +$5.500 +$23,204
Discontinuation of Specific
Increases to FY 1992 Request {-) -$7,800 -$4,950 -$12,750
Others (+/-) +$15,985 -$6,888 +$9,097
FY 1994 PRESIDENT'S BUDGET $146,611 $311,655 $93,410 $551,675
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AIR
OVERVIEW AND STRATEGY
The Clean Air Act authorizes a nationwide program to reduce air pollution
through air quality planning, regulation, enforcement, and research. In November
1990 the President signed the Clean Air Act Amendments of 1990 (CAAA), which
expanded requirements and capabilities to clean our nation's air. In implementing
the Act, EPA will use not only traditional approaches for controlling air
pollution, but will also strive to harness the power of the marketplace,
encourage local initiatives, and emphasize pollution prevention. Since 1990,
EPA has proposed or finalized rules that will remove three quarters of the 57
billion pounds of air pollutant reduction mandated by the Act. EPA will
emphasize implementation of the finalized rules and completing work on remaining
regulations. In addition to carrying out the CAAA, EPA will expand its efforts
to analyze and address indoor air quality problems.
EPA's goals for 1994 include reducing health and environmental risks
through: (1) further empowering states to attain National Ambient Air Quality
Standards; (2) implementing new clean vehicle and fuel programs; (3) developing
and implementing national air toxic standards; (4) developing state and local
operating permit and fee programs; (5) carrying out a market-based acid rain
emissions trading system; (6) implementing domestic rules and U.S.
responsibilities under the revised Montreal Protocol for reducing stratospheric
ozone depletion; (7) implementing new enforcement authorities and approaches; (8)
increasing technical support to state indoor air programs; and (9) conducting
research to provide strong scientific and technical bases for regulatory and
nonregulatory programs.
Attain National Ambient Air Quality Standards
Polluted air creates high health and environmental risks. To protect
health and welfare EPA set National Ambient Air Quality Standards for six
pollutants: ozone, carbon monoxide, particulate matter (PM-10), lead, sulfur
dioxide, and nitrogen dioxide. Nonattainment of the standards is most widespread
for the first three pollutants. Today, almost 100 areas in the United States
fail to meet the national health standard for ozone; more than 40 areas fail to
meet the health standards for carbon monoxide; and over 60 areas exceed the
health standards for PM-10.
The primary mechanisms provided by the Clean Air Act to achieve clean air
standards are state implementation plans and federal rules and guidance. In 1994
EPA will help states develop expanded, more stringent state implementation plans
that will further reduce pollutant emissions from both stationary and mobile
sources. The Agency will issue guidance for state control strategy
demonstrations, provide states with technical aid and guidance for instituting
or enhancing mobile and stationary source pollution controls, and encourage the
use of market-based approaches where appropriate. In 1994 the Agency also will
provide grants to states, helping them build their capacity to meet the expanded
requirements and responsibilities of the CAAA.
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In 1994 EPA will develop national guidelines and standards for major
stationary sources where emissions contribute to ozone, PM-10, sulfur dioxide,
and nitrogen oxide pollution. To support state efforts to control stationary
sources the Agency will develop control technique guidelines for major pollution
source groups. The Agency will also continue to develop new source performance
standards that apply nationwide. The Agency will emphasize pollution prevention
in support of state efforts and development of national standards.
To help states revise their implementation plans to meet new requirements
EPA will expand work on emission inventories, assure quality data, and develop
tracking procedures. Complete and comprehensive emission inventories are key to
the development of sound and enforceable state plans, effective regulations, and
meaningful measures of progress for achieving clean air. Accurate and
comprehensive emission inventories are also integral to the success of new
market-based pollution control approaches.
EPA also will help states upgrade and expand air quality monitoring
systems. States will continue an initiative begun in 1991 to systematically
replace worn-out air quality monitors. Accurate air quality measurements are
essential in developing state plans and evaluating their effectiveness.
Establishing New Clean Vehicles and Fuels Programs
Air pollution from mobile sources accounts for over half of the nationwide
emissions of ozone precursors (volatile organic compounds and nitrogen oxides),
carbon monoxide, and air toxics. Because mobile source emissions account for
such a large percentage of the total air pollution problem, reducing these
emissions holds the greatest potential for cleaning our nation's air.
The CAAA require significant changes in vehicle control technologies and
fuel types and expansion of state control programs. EPA and the states will work
together to carry out an aggressive mobile source pollution abatement program.
The new Act requires EPA to adopt about 60 new mobile source rules covering:
reformulated gasoline, leaded gasoline, clean alternative fuels, vehicle fleet
requirements,, vehicle emission standards, and state program requirements. States
must establish clean fuels programs and new or enhanced vehicle inspection and
maintenance programs.
In 1994 the Agency will continue development of rules to reduce emissions
from non-road engines. In addition, EPA will increase support to states for new
and enhanced programs for clean fuels and vehicles and for vehicle inspection and
maintenance.
Implementing National Air Toxics Standards
According to industry estimates, more than 2.4 billion pounds of toxic
pollutants were emitted into the atmosphere in 1989. These emissions may result
in a variety of adverse health effects including cancer, reproductive effects,
birth defects, and respiratory illness. The CAAA direct EPA to control 189
hazardous air pollutants through technology based standards over the next 10
years.
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In early 1994 EPA will issue Maximum Achievable Control Technology (MACT)
standards for 40 categories of polluters that account for the most health risk.
During 1994 the Agency will also continue work on MACT standards required within
four years of enactment. To set MACT standards, EPA must gather information on
toxics emissions, manufacturing processes, pollution controls, and environmental
and control costs. As part of the standards development, the Agency will examine
process changes, substitution of feedstocks, and other pollution prevention
options. EPA will continue implementation of the early reductions program to
accelerate emissions reductions by facilities that would be subject to the next
phase of MACT standards.
In 1994 EPA will also address air toxic source groups not covered by the
MACT provisions, but included in other new Clean Air Act requirements. These
sources include commercial and industrial solid waste incinerators and medical
waste incinerators. EPA will also continue assessments of air toxic deposition
in the Great Lakes.
Establishing Operating Permit and Fee Programs
The CAAA provide for state and local operating permit and fee programs to
enhance the effectiveness of programs for reducing acid rain, attaining National
Ambient Air Quality Standards, and controlling air toxics. When fully
implemented, the permit program will consolidate requirements for reducing air
emissions and ensure that the regulated community has a clear, consistent picture
of applicable rules.
In 1994 EPA will work with state and local agencies to establish operating
permit programs. States must submit their permit program plans to EPA late in
calendar 1993. EPA will issue comprehensive guidance and undertake outreach and
training efforts to help state and local agencies implement their permitting
programs.
Implementing a Market Based Acid Rain Emissions Trading System
Acid rain causes damage to lakes, forests, and man-made structures;
contributes to reduced visibility; and is suspected of causing damage to human
health. The acid rain provisions of the CAAA will reduce acid rain causing
emissions through an innovative market-based emission allowance program that will
provide affected sources with flexibility in meeting required emission
reductions. A successful allowance trading system will minimize compliance
costs, maximize economic efficiency, and allow for growth. The new Act requires
a permanent 10 million ton reduction in sulfur dioxide and a two million ton
reduction in nitrogen oxides. The acid rain program is already being seen as a
model for regulatory reform efforts here and abroad.
In 1994 EPA will complete testing and begin operating the first stage of
what will become by 1996 an integrated acid rain data system. The Agency will
track hourly emissions data from each certified source, track allowance
allocations and transfers, and process permits for Phase I sources.
Upon promulgation of the opt-in and nitrogen oxides control rules, the EPA
will review and approve permit applications and compliance plans, and continuous
2-7
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emissions monitor certifications. EPA will continue to promote energy efficiency
as a compliance strategy. Finally, the Agency will continue development of an
ongoing acid rain program evaluation component and participate in the National
Acid Precipitation Assessment Program.
Reducing Stratospheric Ozone Depletion
For every one percent drop in the level of stratospheric ozone there will
be an additional million cases of skin cancer. The CAAA codify and expand upon
the revised Montreal Protocol negotiated to protect the stratosphere and reduce
health and environmental risks. The amendments establish deadlines for the
complete phase-out of two groups of ozone depleting chemicals.
Recent scientific data suggest that ozone depletion is substantially
greater than previously estimated. Based on this new data, EPA will focus on
four program areas in 1994: earlier domestic and international elimination of
chlorofluorocarbons (CFCs), halons, and methyl chloroform; further limitations
on hydro-fluorocarbons (HCFCs), more intensive recycling programs in the United
States and abroad; and earlier voluntary phase-out of CFCs and HCFCs from
developing countries. The EPA budget reguest will provide United States support
for a multi-lateral fund to help developing countries shift away from ozone
depleting chemicals.
Reducing Emissions of Greenhouse Gases
In U.S. Views, the basis for the U.S. action plan to move towards the Rio
goals of stabilizing greenhouse gas emissions, EPA proposed voluntary programs
to reduce emissions of greenhouse gases. EPA's proposals account for 70 percent
of the reductions necessary to meet the U.S. goal. In 1994 EPA will support four
major components of the U.S. Views proposals: Green Lights, Energy Star
Buildings, Energy Star Computers, and methane programs such as National Gas Star
and Agstar. Efforts will include: (1) expanding marketing to get corporations
and others to upgrade their lighting facilities; (2) supporting program
development for Energy Star Buildings to assure cost-effective decisions to
reduce energy use in buildings; (3) enhancing program implementation to,support
green program partners in achieving their commitments to save energy; and, (4)
expanding methane reduction programs to profitably capture and use methane
emissions from landfills, coal mines, natural gas pipelines, animal waste, and
livestock by providing technical support, removing institutional obstacles such
as property rights issues and fair pricing from utilities, and recruiting
partners for these voluntary programs.
Implementing New Enforcement Authorities
The CAAA restructure, strengthen, and expand both EPA and state enforcement
authority. New types of programs, such as the allowance program for ozone-
depleting chemicals, the market-based acid rain program, the state operating
permit program, and the clean vehicles and fuels program, require new approaches
to enforcement. EPA will also maintain and strengthen existing enforcement
capabilities to assure compliance with revised state plans and federal rules.
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In 1994 EPA will continue to support state development of enforceable
emission reduction rules and operating permit programs. The Agency will also
implement the compliance monitoring and inspection targeting program to increase
the effectiveness of inspection resources.
EPA will carry out an expanded CFC compliance program through increased
inspections of sources and initiation of enforcement actions. The Agency will
also begin implementation of the field citation program with efforts concentrated
in nonattainment areas. In addition, the Agency will monitor the status of
compliance of sources subject to the Phase I acid rain requirements. The Agency
will assure that large utility steam generating units install the continuous
emission monitoring systems needed to carry out the acid rain program.
EPA will continue to shift enforcement activities to areas of highest
potential environmental benefit and stress greater coordination among regional
and state programs.
Addressing Exposure to Indoor Air
According to a Science Advisory Board report, indoor air pollution
represents one of the most significant public health risks facing the Agency.
In 1994 EPA will initiate a program to increase public awareness of residential
indoor air pollution and demonstrate how environmentally "healthy" housing can
be competitive in the housing market. The Agency will continue a national study
of indoor air quality in large buildings. The major objectives of the study are
(1) to develop baseline information on the factors believed to determine indoor
air quality and assess their relationship to occupant health symptoms and (2) to
improve and standardize the indoor air quality investigative approach. The
Agency will also continue an inventory of indoor air emission sources to help
provide consumers with the ability to select lower emitting products for the
indoor environment and to encourage manufacturers to produce such products.
EPA will enhance the ability of its regional offices to help states address
indoor air pollution by providing improved training capabilities. The Agency
will also continue to operate the Indoor Air Quality Information Center to
provide information to a growing body of users.
Providing a Strong Scientific and Technical Basis for Regulatory Programs
The Office of Research and Development (ORD) will support the Office of Air
and Radiation by providing health and ecological effects data, monitoring methods
and support, models, assessments, emission reduction technologies, and quality
assurance in support of the regulatory, policy, and public information needs of
the air program. Several significant changes are reflected in this submission,
including an increase in new research needed to fulfill the requirements of the
CAAA, and expansion in global climate change research.
The Agency is proposing an enhanced research program to implement the
requirements of the CAAA with particular emphasis on low-level or boundary layer
tropospheric ozone, visibility, and air toxic research. This research will
include programs to strengthen the foundation to address the global concerns of
stratospheric ozone depletion and climate change; understand and predict the
2-9
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effects of acid deposition; investigate toxic air pollutants and develop new risk
assessment methods; conduct additional research to address the human health and
environmental risks posed by criteria air pollutants; and understand emissions
and air quality effects under the rapid dynamics of changing fuel composition and
vehicular technologies.
The Agency is proposing an initiative for global change research as part
of a coordinated, multi-institutional effort to develop and provide the
scientific basis to assess, evaluate, and predict ecological and environmental
consequences of global change. Research will focus on key processes that
influence or govern earth system behavior, studying biogeochemical cycling and
carbon cycle dynamics, investigating atmospheric processes, conducting ecological
research, monitoring work to identify how rapidly global ecological systems are
changing, and studying the effects of increased UV-B on human health and
sensitive aquatic ecosystems. ORD will specifically enhance research for early
detection of the greenhouse signature, ecological research, and expanded earth
systems modeling research.
The indoor air research program will identify, characterize, and compare
the health risks associated with exposures to indoor air pollutants so that risk
assessors and risk managers can make informed decisions to protect public health.
ORD will provide critical scientific information to EPA program offices and
strategies. Researchers will address source characterization, exposure
assessment, health effects, risk assessment, and solutions to prevent and
mitigate indoor pollutants in residences and office buildings.
Consulting Services
The Office of Air and Radiation will fund a limited amount of consulting
services in 1994. Section 117 of the Clean Air Act requires consultation with
appropriate advisory committees prior to publishing any New Source Performance
Standard or National Emission Standards for Hazardous Air Pollutants. The
National Air Pollution Control Techniques Advisory Committee is comprised of
members from industry, environmental groups, academia, and state and local
governments. The committee typically meets three or four times per year to
review the technical basis of federal emission standards.
A few small management service contracts will be awarded in 1994. The
purpose of these contracts will be to provide specialized expertise in
environmental economics needed to assess the economic impacts and benefits of
various source standards and other regulatory actions. The assessment of
economic impacts and benefits is required by Executive Order 12291.
Fees
In 1994 the Agency expects to collect $10,300,000 in fees from the mobile
source program, including fuel economy, certification, and recall (funded in the
mobile source enforcement program) programs.
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AIR
CURRENT INCREASE ( + )
ACTUAL ESTIMATE ESTIMATE DECREASE (-)
PROGRAM ACTIVITIES 1992 1993 1994 1994 VS 1993
National Ambient Air
Quality Standards
Number of Pollutants
Covered (Cumulative) 666 0
Proposals* 1 0 1 +1
Promulgations* .... 0 2 1 -1
New Source Performance Standards
Number of Source Categories
Covered (Cumulative) 66 67 70 +3
Proposals** 0 2 0 -2
Promulgations 1 3 2 -1
National Emission Standards
for Hazardous Air Pollutants
Number of Source Categories
Covered (Cumulative) 33 33 75 +42
Number of Pollutants
Covered (Cumulative) 7 7 152 +145
Proposals** 1 5 11 +6
Promulgations 0 3 4 +1
Acid Rain and Stratospheric
Ozone Rules
Proposals 4 5 1 -4
Promulgations 2 9 3 -6
Enforcement Actions - Stationary Sources
Inspections 2,675 2,809 2,809 0
Notices of Violation . 407 501 526 +25
Administrative Orders . 339 440 575 +135
Civil Litigation ... 87 78 70 -8
Criminal Litigation . . 7 7 7 0
Enforcement Actions - Mobile Sources
Assembly Line Audits . 16 14 14 0
Production Compliance
Audit 1 2 2 0
Recall Investigations . 38 32 32 0
Notices of Violation
Tampering/Fuel Switching 173 150 150 0
* Revisions or reaffinflations
** New source categories and revisions. NESHAPs include air toxic standards
developed under other regulatory authorities
NOTE: All outputs are incremental except as indicated.
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2-12
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EMVIRONKENTAL PROTECTION AGENCY
1994 Budget Estimate
T«hie of Contents
Page
AIR
RESEARCH AND DEVELOPMENT
Air Quality Research 2-13
Acid Deposition Research 2-28
Global Change Research 2-33
-------
AIR
Air Quality Research
ACTUAL PRES. ENACTED
1992 BUDGET
1993
(DOLLARS
PROGRAM
1993
CURRENT
ESTIMATE
1993
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
IN THOUSANDS)
Air Quality Research
Program & Research $25.117.6 $27,434.6 $27,186.8 $27,118.6 $28,289.8 $1,171.2 $855.2
Operations
Research & Development $60,107.7 $68,403.9 $63,154.3 $63,154.3 $59,154.5 -$3,999.8 -$9,249.4
TOTAL $85,225.3 $95,838.5 $90,341.1 $90,272.9 $87.444.3 -$2,828.6 -$8,394.2
Acid Deposition
Research
Program & Research $1,959.5 $2,021.0 $2,403.4 $2,400.1 $1,138.8 -$1,261.3 -$882.2
Operat i ons
Research & Development $11,583.9 $12,830.2 $13,283.1 $13,283.1 $9.747.6 -$3,535.5 -$3,082.6
TOTAL $13,543.4 $14,851.2 $15,686.5 $15,683.2 $10,886.4 -$4,796.8 -$3.964.8
Global Change Research
Research
Program & Research $2,781.1 $2,548.6 $2,544.6 $2,540.6 $2,952.6 $412.0 $404.0
Operations
Research & Development $21,724.3 $23,200.0 $23,310.0 $23,310.0 $24,507.5 $1,197.5 $1,307.5
TOTAL $24,505.4 $25,748.6 $25,854.6 $25,850.6 $27,460.1 $1,609.5 $1,711.5
TOTAL:
Program & Research $29,858.2 $32,004.2 $32,134.8 $32,059.3 $32,381.2 $321.9 $377.0
Operations
Research & Development $93,415.9 $104,434.1 $99,747.4 $99,747.4 $93,409.6 -$6,337.8 -$11,024.5
Air Quality Research TOTAL $123,274.1 $136,438.3 $131,882.2 $131,806.7 $125,790.8 -$6,015.9 -$10,647.5
PERMANENT UORKYEARS
Air Quality Research
Acid Deposition
Research
Global Change Research
Research
TOTAL PERMANENT WORKYEARS
TOTAL UORKYEARS
Air Quality Research
Acid Deposition
Research
380.4
30.2
34.6
445.2
390.6
30.4
426.6
30.9
38.9
496.4
426.6
30.9
415.6
33.9
38.9
488.4
415.6
33.9
410.1
33.4
38.9
482.4
410.1
33.4
402.3
14.9
37.4
454.6
402.3
14.9
-7.8
-18.5
-1.5
-27.8
-7.8
-18.5
-24.3
-16.0
-1.5
-41.8
-24.3
-16.0
Global Change Research 35.5 38.9 38.9 38.9 37.4 -1.5 -1.5
Research
TOTAL UORICYEARS 456.5 496.4 488.4 482.4 454.6 -27.8 -41.8
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AIR
Air Quality Research
Principal Outputs
1994 o First External Review Draft of Revised Ozone Air Quality Criteria
Document (AQCD), to be released for public comment and CASAC review.
o Implementation of Audit Program for Primary Air Monitoring Sites
(PAHS) in the Enhanced Ozone Monitoring Network.
o Emissions characterization from DOE vehicles using alternative fuels
in the Washington, D.C. area.
o Report to Congress; Preliminary Research Results on Area Source
Toxic Exposures and Risk (Urban Air Toxics).
o Completion of Inhalation Reference Concentrations for All Hazardous
Air Pollutants for which Appropriate Inhalation Data Exist.
o Interim human exposure assessment for vehicle emissions of met Hanoi,
formaldehyde, benzene, and carbon monoxide in residential garages.
o Development of Bio-Response Methods for characterizing indoor
pollutant sources.
1993 o Assessment of "Respiratory Health Effects of Passive Smoking: Lung
Cancer and Other Disorders."
o Characterization of tailpipe emissions from "real-world" vehicles
measured in tunnels and on roadsides.
o National source emission inventory for Atlanta, GA.
o Report to CASAC on Acid Aerosols Measurement.
o Development of standardized study protocol and quality assurance
plan for indoor air quality building studies.
o Report describing possible development and reproductive effects
associated with methanol.
1992 o Alternative Air Quality indicators for a secondary federal standard
for ozone.
o Protocol for testing the degradation of EPA certified woodstoves.
o Development of data and methodologies that improve our understanding
of the underlying mechanisms that lead to lung function changes and
morbidity in humans exposed to ozone.
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Completed inhalation reference concentration (RfC) evaluations (non-
cancer health effects) for 42 air toxics substances named by the
CAAA of 1990.
Completed a hazard ranking of carcinogens on the Clean Air Act
Hazardous Air Pollutant list, representing a comparative analysis of
about 100 carcinogens.
Completed studies on emissions of oxygenated fuels under a variety
of driving conditions.
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AIR
Air Quality Research
BUDGET REQUEST
1994 Budget Request
The Agency requests a total of $87,444,300 and 402.3 total workyears for
1994, a decrease of $2,828,600 and 7.8 total workyears from 1993. Of the
request, $28,289,800 will be for the Program and Research Operations
appropriation, and $59,154,500 will be for the Research and Development
appropriation. This represents an increase of $1,171,200 in the Program and
Research Operations appropriation, and decrease of $3,999,800 in the Research and
Development appropriation. The increase to the Program and Research Operations
appropriation reflects additional personnel compensation and benefits (PC&B), and
travel expenses associated with funding ORD's staff of scientists, managers and
support personnel in areas such as quality assurance, extramural resource
management, and high priority research. The decrease for the Research and
Development appropriation reflects the redirection of research resources to other
higher priority activities, offsetting additional resources provided for
Tropospheric Ozone and Visibility research. The decrease in total workyears
reflects base redirections to support priority initiatives where scientific
information is needed to address higher health and environmental risks as well
as the overall reduction in Federal workyears directed by the President.
1993 Budget
The Agency is allocating a total of $90,272,900 and 410.1 total workyears
for this program, of which $27,118,600 is from the Program and Research
Operations appropriation, and $63,154,300 is from the Research and Development
appropriation.
FY 1992 Budget
The Agency obligated a total of $85,225,300 and 390.6 total workyears for
this program element, of which $25,117,600 was from the Program and Research
Operations appropriation, and $60,107,700 was from the Research and Development
appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
GLOBAL CLIMATE CHANGE
1994 Program Request
ORD will initiate Phase III of a landfill demonstration project which is
investigating the potential for reducing methane emissions while producing energy
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by using the waste methane as the fuel for a commercially available 200-kW
phosphoric acid fuel cell. The third phase is a one year test of the fuel cell
energy recovery concept where data on the performance of the gas pretreatment
system and energy produced by the fuel cell will be collected and evaluated. ORD
will also focus on the design phase of the second fuel cell energy recovery
demonstration which will evaluate the feasibility of using waste methane gas from
Baltimore's Back River Wastewater Treatment Plant in a fuel cell. Engineers will
concentrate on the design of the gas treatment system (which will require a
different type of gas pretreatment system than the one used for the landfill
demonstration) and tests will be initiated to establish the performance of
different components of the system.
ORD will also continue further application studies of fuzzy logic
principles to enhance the efficiency of large alternate current induction motor
operation to reduce energy consumption. Researchers will seek agreements to
conduct cooperative demonstrations of this technology with industry.
1993 Program
In FY 1993, ORD is conducting cooperative research to demonstrate methods
and technologies to reduce methane emissions while recovering energy at a
wastewater treatment facility and at a landfill. EPA/ORD has identified
Baltimore's Back River Wastewater Treatment Plant as the site for the anaerobic
digestion demonstration. Site personnel are taking a comprehensive look at the
overall system conceptual configuration and preparing for the next developmental
phases of the demonstration. The landfill demonstration, being conducted in
southern California, has successfully completed fabrication of the gas
pretreatment system and the fuel cell, both of which have passed acceptance
tests. The next phases of the project are focused on completion of site
preparation for the pretreatment module and fuel cell power plant and further
testing of critical components of the system.
Congressional Directives. A total of $1,500,000 is for the Congressionally
directed projects for Fuel Cell Demonstrations ($1,200,000) and for Global
Warming and Stratospheric Ozone Mitigation Research ($300,000).
1992 Accomplishments
Efforts devoted to global mitigation research in FY 1992 focused on: (1)
evaluating methods for reducing emissions of methane from landfills, coal mines,
and anaerobic digestion; and 2) demonstrating the use of solar photovoltaics (PV)
in end-use (retail) applications. Researchers initiated a program to evaluate
the feasibility of using methane gas from the anaerobic digestion of solid waste
as a fuel option for a phosphoric acid fuel cell (PAFC) power plant and have
identified the City of Baltimore's Back River Wastewater Treatment Plant as a
feasible site for such a demonstration. ORD initiated the design of the landfill
demonstration gas pretreatment system as well as construction and testing for the
next phases of the demonstration project. Researchers also conducted
investigations of nitrogen flooding to enhance methane recovery from underground
coal seams. Solar photovoltaics research focused on transforming solar radiation
directly into electric power (PV conversion) as a means for displacing fossil
fuels. Several power pack PV systems (approximately 10 kW) were placed at
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selected retail locations to determine how well they can reduce the peak power
load and improve the load by shifting demand usage.
STRATOSPHERIC OZONE DEPLETION
1994 Program Request
ORD will continue to evaluate alternative chemical technologies which can
be used to replace current uses of chlorofluorocarbons (CFCs) and
hydrochlorof luorocarbons (HCFCs). This research directly supports implementation
of requirements in both the Montreal Protocol and Title VI of the Clean Air Act
Amendments (CAAA) to phase-out consumption and use of these ozone depleting
compounds (ODCs) in prescribed time frames. Using data from modelling, initial
property testing, and small scale end-use applicability testing of new chemicals
and mixtures, researchers expect to identify and evaluate the most promising
candidates to replace CFCs and HCFCs used in refrigeration, space cooling, and
insulation systems. The goal will be to identify those compounds which have zero
ozone depletion potential and do not pose any other adverse risks to the
environment. ORD will continue to coordinate this research with industry and
academia.
1993 Program
ORD is evaluating alternative chemical technologies which can be used to
replace current uses of CFCs and HCFCs. Emphasis is placed on modelling, initial
property testing, and small scale end-use applicability testing of new chemicals
and mixtures. ORD conducts this research through cooperative ventures with
industry and academia, which helps to ensure that the most promising alternatives
are adequately evaluated and that the permanent solution chosen for a given end-
use is commercialized as quickly as possible. Work on disposal options is also
underway including investigating the environmental impacts and feasibility of
thermal incineration as a disposal technique.
ORD is also investigating several new classes of chemicals which can be
used as possible substitutes for Halon-1301 as a total flooding fire
extinguishing agent and explosion suppression/prevention agent. The performance
of the most promising chemicals are being evaluated at an intermediate (field)
scale to confirm earlier laboratory performance studies. These studies include
improved delivery systems which could improve performance. This work is
conducted cooperatively with industry through the Halons Alternatives Research
Corporation (HARC).
Congressional Directives. A total of $200,000 is for the Congressionally
directed project for Global Harming and Stratospheric Ozone Mitigation Research.
1992 Accomplishments
ORD has identified several alternative chemicals as possible replacements
for current uses of CFCs and HCFCs. Laboratory testing and modeling was
conducted to determine the potential applicability of these new chemicals to
specific end-use applications. Screening tests were conducted to determine the
chemical and physical properties (flammability, acute toxicity, thermal
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conductivity, ect.) of the new chemicals selected as promising candidates for
long-term replacement of ozone depleting substances. In addition, research on
disposal techniques for ozone depleting substances was conducted with emphasis
on characterizing hazardous emissions associated with the thermal destruction of
ozone depleting substances.
ACID DEPOSITION
1994 Program Request
These resources are being moved into the Acid Deposition program element
to continue related high priority research.
1993 Program
ORD is conducting a risk assessment of ozone on forests which is looking
at the influence of other stressors that co-occur with ozone, and how they
influence tree response to ozone. Researchers use this information to evaluate
the importance of acidic inputs and their role in influencing overall forest
susceptibility to air pollution.
1992 Accomplishments
In FY 1992, aquatic monitoring and effects research centered on surface
waters and high elevation lakes and streams. Research included the design and
implementation of a regional network to detect and quantify regional trends in
the acid-base status of sensitive surface waters and sampling of lakes in the
northeastern United States. Researchers continued ongoing monitoring programs
to assess long-term trends in the acid-base status of 90 surface waters in the
Northeast, Midwest, and West. In addition, a program was developed to determine
whether acidic deposition causes significant episodic acidification during
snowmelt in sensitive surface waters in the high elevation West.
Acid deposition modeling research included development of modeling
approaches to project the long-term effects of nitrogen deposition on sensitive
soils and aquatic ecosystems. These efforts will provide initial estimates of
effects from nitrogen deposition for future EPA and National Acid Precipitation
Assessment Program (NAPAP) assessments for Congress.
AIR TOXICS
1994 Program Request
In FY 1994, ORD will conduct research to obtain and assess the data needed
to focus on air toxics problems and to prevent or control the significant
problems through technically and economically efficient means. ORD will develop
and validate source measurement methodologies for ambient air toxics and
individual source emissions to support regulatory requirements under the Clean
Air Act Amendments (CAAA). These methods will be incorporated into emissions
standards as a means of measuring compliance, assessing emissions levels of
stationary sources, and for assessing environmental results. Work is planned to
acquire toxicological test data and emissions research data in support of the
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second phase of regulation addressing residual risk and in support of the Great
Waters and Urban Toxics program.
Urban toxics/area sources research will focus on improving monitoring,
modeling, atmospheric chemistry, and emission inventory work to identify the
degree and nature of urban toxics contamination. ORD will also concentrate on
Great Waters research to investigate relative loading of toxics from air
deposition vs. water contamination, the transport and fate of pollutants through
the food chain to human/animal/plant targets, and to identify the emission
sources responsible for any significant air deposition. Newly acquired data and
methods will be used to assess biological effects of HAPs to determine effects
to humans or the environment.
1993 Program
ORD conducts research under the CAA and its amendments to address key
scientific questions about the nature and extent of the air toxics problem, the
technologies for prevention and control of significant emissions, and the methods
of analysis and measurement needed by the Federal, state, and local agencies
implementing the terms of the CAA. Research is being conducted to develop source
test methods (emissions measurement), emission factors techniques, and to
evaluate new processes, control equipment, and process management practices for
Maximum Achievable Control Technology (MACT) standards. These standards are set
for major sources emitting one or more of the 189 listed hazardous air pollutants
(HAPs) and will address the greater part of existing risk from major sources.
Scientists are providing expert consultation on hazard and risk decisions
about hazardous air pollutants and hazard and risk ranking for early rules.
Research projects are being conducted to assess air toxics deposition in the
Great Lakes and other protected waters, and to support the mandated urban air
toxic strategy. Substantial efforts are ongoing to provide basic toxicological
data, hazard assessment methods and risk assessments to focus on the significant
problems to maximize effectiveness of activities in addressing risk.
Congressional Directives. A total of $1,850,000 is for the Congressionally
directed project for Air Toxics Spill Dispersion Tests.
1992 Accomplishments
Researchers began developing, evaluating, and standardizing monitoring
systems for measuring HAPs in ambient air, including selective detectors,
portable monitors, advanced methods to deal with special conditions imposed by
complex mixtures of chemicals, and quality assurance methodologies for new and
existing methods. Methods were also developed to improve emissions estimates for
specific air toxic source categories to support development of the national area
source strategy mandated under the 1990 CAAA and the Great Lakes Study. To
support the revamped air toxics regulatory approach in the 1990 CAAA, research
was conducted on innovative air toxic control approaches applicable to source
categories (including area sources) as well as demonstrations of source reduction
approaches for auto body refinishing and wood furniture coating operations.
Technical assistance to state and local agencies was expanded to address the
expected increase in requests for technical information due to the 1990 CAAA.
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The Interdivisional Air Toxics Program evaluated cancer and various non-
cancer effects of key hazardous air pollutants and mixtures of pollutants. ORD
also prepared final reports on the health effects and methodologies for
identifying major sources of carcinogenic chemicals emitted into the air or
arising from atmospheric transformation. Researchers studied mutagenicity, DNA
adduct dosimetry, and carcinogenicity of complex mixtures of source emissions and
ambient urban toxic air pollutants. For listed air toxics, inhalation reference
concentrations (RfCs) (noncancer assessments) and cancer unit risks were
developed to support hazard ranking for source modifications, lesser quantity
cutoffs, source category listing/delisting, and air toxics listing/delisting
petitions.
CRITERIA AIR POLLUTANTS
1994 Program Request
This research will enable the timely conduct of mandated periodic
review/revision of criteria for primary and secondary National Ambient Air
Quality Standards (NAAQS), related technical support for other mandated
activities, and provide the tools needed to ensure effective development of and
compliance with State Implementation Plans (SIPs). ORD will dedicate additional
funding to address the human health and environmental risks posed by criteria air
pollutants, with particular emphasis on tropospheric ozone and visibility issues.
Two new epidemiology studies are expected to be initiated on ozone and reports
from epidemiology studies on the effects of acid aerosols (and other criteria
pollutants) on children will be prepared.
Ecosystems research will include preliminary analyses of various indices
or forms for a secondary ozone standard to protect crops and tree species.
Research will also continue to improve the accuracy of zone ecorisks assessment
modeling by quantifying influences of multiple environmental stresses on long-
lived tree species. Several reports and analyses will be prepared to facilitate
visibility modeling and support the Grand Canyon Visibility Transport Commission.
The atmospheric aerosol program will provide a users' guide to an aerosols model,
information on optimal techniques for measuring organic aerosols, a comparison
of urban and rural organic aerosols, and a personal exposure model for acid
aerosols. Research will progress on developing a first external review draft of
the Air Quality Criteria Document (AQCDs) for ozone to support NAAQS decision
making.
Increased research to facilitate attainment of air quality objectives is
expected to provide a volatile organic compound (VOC) emissions tracking system,
fully validate a new method for measuring VOC emissions, and initiate work on
analytical techniques for low level concentrations of a variety of nitrogen
oxides. Research concentrating on sensitivity analysis of the Regional Oxidant
Model and development of a "MODEL 3" Framework will facilitate improvements in
source, fate,and transport modeling. The recently developed 03 UV DIAL will be
used in the Southern Oxidant Study to investigate the interaction of a power
plant plume with the urban plume of Nashville, TN. Fluid modeling experiments
will be conducted to adopt point-source regulatory models to complex terrain and
building wakes.
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1993 Program
In FY 1993, research addressing criteria air pollutants remains focused on
efforts to conduct timely periodic review/revision of criteria for primary and
secondary NAAQS, related support for other mandated activities, and providing the
tools to ensure effective development of and compliance with SIPs. Health
effects studies of ozone in humans and animals are intended to improve dosimetry
models, provide risk assessment models, and improve understanding of the
relationship to chronic disease processes of ozone induced lung inflammation
observed at ambient levels. EPA is co-funding several major epidemiology studies
to improve understanding of the health effects of ozone, acid aerosols,
particulate matter, and sulfur dioxide. Ecological effects studies are focused
on improving ozone ecorisk assessment by understanding and quantifying the
influence of multiple stressors (drought, temperature, ect.) on the response of
long-lived tree species to ozone. The AQCD for NOX is being put into final form,
and an updated revision of the O, AQCD is being initiated.
Workshops are being conducted on the southwest desert and national
visibility to identify highest priority research needs and to coordinate EPA and
non-EPA programs. Acid aerosols studies will provide information on atmospheric
neutralization of acid aerosols and an exposure/health database for subsequent
epidemiological evaluation of PM/acid aerosols health effects. Priority is also
assigned to improving the scientific foundation for more effectively addressing
the ozone non-attainment problem. This includes research to facilitate
attainment of air quality objectives, to provide improved remote monitoring
methods for ozone (UV-DIAL), improved mobile source emissions inventories, a
natural source emission inventory to support the Southern Oxidants Study, an
expanded national ambient air performance audit program, and selected
certification methods. Research also focuses on improving source, fate and
regional transport models, especially as related to ozone and particulates, and
on point source models using the EPA Fluid Modeling Facility. Emissions
reduction and control research is designed to improve ozone prevention and
control technology for nitrogen oxides.
Congressional Directives. A total of $200,000 is for the Congressionally
directed project for Airshed Modelling on the Illinois/Missouri Border.
1992 Accomplishments
Monitoring support was provided on atmospheric processes and monitoring
methodologies to support new and existing NAAQS. Researchers evaluated
analytical systems for measuring criteria pollutants in ambient air and developed
standard methods for measuring acid aerosols. Health research focused on three
major areas: 1) acute and chronic health effects of NAAQS pollutants (primarily
Os, NO,, acid aerosols, particulate) in test animals and humans; 2) extrapolation
models; and 3) acute and chronic health effects from exposure to "real world"
levels of oxidants. Ecological research centered on the effects of ozone on
forest tree species in response to a suite of exposure combinations and
concentrations, duration of exposure at various concentrations, and varying tree
age. Assistance was provided to support the MOHAVE study mandated by Congress
of the effects of the Mohave power plant on visibility in the Grand Canyon. EPA
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also released an external review draft of the NOX AQCD for public comment and
CASAC review.
Research was conducted to improve emission estimation methodologies for
criteria pollutants and their precursors and to evaluate and demonstrate
technologies and prevention approaches to reduce emissions of VOCs, SO,, NOX, and
PM from major point and area sources. Control/prevention research included
innovative control approaches for VOC area sources and SO,/NO, controls for
industrial facilities, approaches to reduce VOCs emitted from non-process related
solvent usage, and pilot scale evaluations of the ADVOCATE process at the TVA 10
Mwe Shawnee plant. Also, support was provided on atmospheric and monitoring
methodologies for New Source Performance Standards (NSPSs) and SIPs to assure
attainment and maintenance of ambient air standards. As designated by the 1990
CAAA, ORD .conducted major studies of ozone formation in the Southeast as part of
the Southern Oxidant Study. Additional work included air dispersion modeling
experiments, testing and model development to modify existing regulatory models
and to support PM-10 regulatory activities, and upgrading of both regional and
urban particulate models.
POLLUTANTS FROM MOTOR VEHICLES
1994 Program Request
Mobile sources research will seek to better understand emissions and air
quality under the rapid dynamics of changing fuel compositions and vehicular
technologies, with particular emphasis on alternative fuels and reformulated
gasolines. Research on emissions characterizations and air quality will help to
confirm/evaluate the results of mandated emissions testing by industry, and
develop analytical methods for EPA-required certification tests. Research will
also produce new data on emissions from alcohol fuels that will be compared to
those for conventional fuels to estimate air quality impacts.
Human exposure research will concentrate on required development,
improvement, and verification of exposure-prediction models to provide needed
data to augment the very limited quantitative exposure assessments for fuel
emissions. Monitoring will also be conducted within high-exposure
microenvironments (e.g. personal garages, inside cars). In the area of health
effects, research will focus on characterizing the potential for methanol to
cause developmental effects, and revision of the quantitative cancer risk
assessments for important mobile source air toxics (benzene and butadiene).
EPA/ORD will also co-fund the Health Effects Institute (HEI) along with the auto
industry to enhance mobile source health effects research by funding researchers
from universities and other institutions.
1993 Program
This research program focuses on emissions, air quality, human exposure,
health effects, and scientific assessments of vehicular fuels. Emissions
characterization and air quality research is concentrated on revising and
validating emissions models using studies characterizing real-world vehicular
emissions. Researchers are also looking at laboratory-based emissions of
reformulated gasolines and alternative fuels to illustrate the important
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correlation of fuels and operating conditions to emissions characterization
models. Significant progress is anticipated on characterizing microenvironments
of importance to human exposure and incorporating these research efforts into
exposure models for air toxics emitted from vehicles.
ORD conducts health effects studies on inhaled methanol vapor to provide
data on potential developmental effects in animals as well as the extrapolation
research needed to assist in interpreting the correlation between the methanol
animal studies and humans. EPA/ORD also provides support to HEI to enhance
health effects research. The "Research Strategy in Alternative Fuels" is also
being developed, which eventually will be used to generate an international
research agenda so that data provided by non-EPA organizations will be more
useful to EPA and its goals.
1992 Accomplishments
In FY 1992, research focused on evaporative and exhaust emissions with an
emphasis on alternative fuels. Emissions research studied gasoline-fueled
vehicle emissions, including evaporative hydrocarbon emissions as a result of
refueling, running losses, long-term standing, and tailpipe emissions at elevated
ambient temperatures. Research was also conducted to determine human exposure
to mobile source emissions of CO, benzene, and other volatile organics. EPA's
in-house health program conducted research to evaluate the increase in
mutagenicity of emissions and developed new molecular methods to understand the
relationship between exposure, dosimetry and risk for mobile sources.
Significant progress was also achieved in understanding the potential
developmental effects resulting from methanol.
Research was initiated to reassess the cancer unit risks of two major fuel-
related carcinogens, and noncancer chronic exposure health assessments were
developed for MTBE (a widely used fuel oxygenate) and diesel emissions. EPA/ORD
also provided support to HEI which focused on wide-ranging investigations of
health effects associated with various mobile source pollutants, including diesel
exhaust, aldehydes, and expansion of its research on alternative fuels.
INDOOR AIR
1994 Program Request
While we have considerable information about indoor pollutants, research
is needed to further identify, characterize, and compare the health risks
associated with exposures to indoor air pollutants. In FY 1994, ORD will focus
on understanding the relative contributions of organic vapors and particulate
matter to observed signs and symptoms associated with air pollution exposures
inside residences and office buildings. Researchers will address source
characterization, exposure assessment, health effects, risk assessment, and
solutions to prevent and mitigate indoor pollutants.
Research devoted to source characterization and pollutant transport will
be conducted to understand pollutant emissions and transport from indoor sources
under various environmental conditions. ORD will also develop, validate, and
compare measurement techniques and monitoring protocols for indoor air quality
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in large buildings. Indoor air health effects research will provide a better
understanding of the health effects resulting from indoor exposure to organic
vapors, including the dimensions and implication of organic vapor-induced signs
and symptoms. Research devoted to preventing and mitigating indoor pollution
risks will focus on source control/prevention, effective energy-efficient
ventilation approaches, and air cleaning techniques. ORD will also demonstrate
prevention approaches to reduce emissions associated with textiles and composite
wood products.
1993 Program
ORD has targeted source characterization research on indoor sources of
chemical and biological contaminants and the factors that affect emission rates.
Emphasis is placed on developing measurement techniques and monitoring protocols
to assess indoor exposures, and on developing the methods to test and evaluate
various indoor air control technologies to prevent and mitigate pollutants. This
program also focuses on identifying the health effects and characterizing the
risks associated with exposures to indoor air pollutants.
Congressional Directives. A total of $700,000 is for the Congressionally
directed projects for Indoor Air Research.
1992 Accomplishments
Researchers evaluated emissions from a variety of indoor sources and
collected data on compounds emitted, emission rates of these compounds, emission
rate decay, and the interaction of source emissions with indoor surfaces. Indoor
air mitigation research focused on alternative indoor air quality approaches such
as source management, ventilation strategies, and air cleaning devices. The
results of these studies for large buildings are being used to develop guidance
on the most effective design and operation of large buildings to minimize human
exposure to indoor air pollutants. Indoor air health research focused on the
study of indoor VOCs through human clinical studies of the neurobehavioral,
physiological, and immunological effects of VOC mixtures. A risk
characterization methodology was also developed to assess non-cancer health
effects associated with different indoor air pollution exposures in a variety
indoor environments.
HEALTH EFFECTS
1994 Program Request
In FY 1994, this research will be redirected into Multimedia Research where
it is more appropriately funded to continue environmental equity research.
1993 Program
The Agency is conducting research in support of the larger Agency-wide
initiative on Environmental Equity to determine if disparities exist in the
exposure to environmental pollutants experienced by racial minorities and the
economically disadvantaged. This program investigates the relationship between
existing exposure data and demographic data from the 1990 U.S. Census and/or the
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1990 Donnelley Marketing Information System. This information is expected to
yield both national and regional specific insights into the occurrence of
inequities in exposures to environmental pollutants.
1992 Accomplishments
Investigations were initiated into the relationship that exists, if any,
between the sources and magnitude of pollutant emissions from industrial
facilities and the socioeconomic and racial distribution of surrounding
communities. Research efforts also focused on integrating data from the EPA
Toxic Release Inventory and the U.S. Census and Donnelly Marketing Information
Services.
POLLUTION PREVENTION
1994 Program Request
No work will be conducted in this area in Air Quality. These resources
will be redirected to support cross-media pollution prevention research
activities in the Multimedia Pollution Prevention Program.
1993 Program
These funds support the Source Reduction Review Project through the
development of pollution prevention options for outyear Maximum Achievable
Control Technology standards. Characterization methods are also being developed
for emissions from consumer aerosol products that are used indoors.
1992 Accomplishments
There were no Air Quality resources in Pollution Prevention in FY 1992.
INNOVATIVE TECHNOLOGIES/SBIR
1994 Program Request
As mandated by the Small Business Development Act of 1982 (Public Law 97-219),
EPA will allocate 1.50% of its extramural Research and Development budget for the
Small Business Innovation Research (SBIR) Program. These funds will be used to
support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD will take advantage of unique solutions
to Air Quality Research problems and other environmental issues that may be
offered by the private sector. Resources will be identified in the operating
plan and consolidated into the Multimedia Program Element once enactment occurs.
1993 Program
As mandated by the Small Business Development Act of 1982 (Public Law 97-219),
EPA is allocating 1.50% of its extramural Research and Development budget for the
Small Business Innovation Research (SBIR) Program. These funds are used to
support small businesses engaged in the development of equipment for pollution
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abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD is able to take advantage of unique
solutions to pesticide related problems and other environmental issues that may
be offered by the private sector.
1992 Accomplishments
Resources and accomplishments supporting this program were budgeted in the
Multimedia program element for 1992.
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD' s success in conducting
the quality science needed to assure that the Agency' s decisions are
scientifically sound. The most critical part of ORD1 s infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Program and Research Operations (PRO) appropriation funding for the
Air Quality Research PE will be centralized within the infrastructure issue to
provide improved management for ORD' s personnel compensation and benefits, and
travel costs associated with managing research programs.
1993 Program
ORD' e current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD' s workforce carries out
scientific programs in support of the Agency' s mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency' s mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
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AIR
Acid Deposition Research
Principal Outputs
1994 o Data and results from air and surface water monitoring programs.
o Assessement results of Congressional questions on protective
standards and trading of SO, for NO,.
o Development of a framework for an integrated assessment of the
impact of emissions reductions through Title IV of the CAAA.
1993 o Analyze and prepare a statistical summary of the FY 92 CASTNET
monitoring data.
o Prepare a statistical summary of the FY 92 data on aquatic effects
monitoring.
o Report assessing the impact the implementation of the CAA has had on
the nation's atmosphere, and aquatic and terrestrial ecosystems.
o Complete development of a mountain cloud deposition sampler.
1992 o Completed development and external peer review of the Regional Acid
Deposition Model (RADM 2.6).
o Completed the southeast demonstration project under the forest
health monitoring program using various established and new forest
health indicators.
o Completed 1991 statistical summary of various forest indices
defining forest health.
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AIR
Acid Deposition Research
BUDGET REQUEST
1994 Budget Request
The Agency requests a total of $10,886,400 and 14.9 total workyears for
1994, a decrease of $4,796,800 and 18.5 total workyears from 1993. Of the
request, $1,138,800 will be for the Program and Research Operations
appropriation, and $9,747,600 will be for the Research and Development
appropriation. This represents a decrease of $1,261,300 in the Program and
Research Operations appropriation, and a decrease of $3,535,500 in the Research
and Development appropriation. The decrease to the Program and Research
Operations appropriation reflects redirection of personnel compensation and
benefits (PC&B), and travel expenses associated with funding ORD's staff of
scientists, managers and support personnel for this program. The decrease for
the Research and Development appropriation reflects the redirection of research
resources to higher priority research activities. The decrease in total
workyears reflects base redirections to support priority initiatives where
scientific information is needed to address higher health and environmental risks
as well as a result of the government-wide workyear reduction to reduce the size
and cost of government.
1993 Budget
The Agency is allocating a total of $15,683,200 and 33.4 total workyears
for this program element, of which $2,400,100 is from the Program and Research
Operations appropriation, and $13,283,100 is from the Research and Development
appropriation.
FY 1992 Budget
The Agency obligated a total of $13,543,400 and 30.4 total workyears for
this program element, of which $1,959,500 was from the Program and Research
Operations appropriation, and $11,583,900 was from the Research and Development
appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
ACID DEPOSITION
1994 Program Request
In FY 1994, acid deposition research will move towards assessing the
benefits resulting from acid deposition controls. The Office of Research and
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Development (ORD) will reconfigure the current wet and dry acidic deposition
monitoring network. This reconfiguration will refocus monitoring efforts to
specifically address regional and ecosystem issues to better use the current
capabilities of ORD monitoring sites. Research investigating the impacts of
ambient acid aerosols on human health will be highlighted as recommended by the
Science Advisory Board (SAB) in their discussion of Priority Research Areas.
Assessment activities in FY 1994 will rely upon data collected by aquatics
monitoring through the Environmental Monitoring and Assessment Program (EMAP),
continued forest monitoring in cooperation with the U.S. Forest Service, and
improved benefits estimation. ORD's modeling research will also provide vital
information in support of acid deposition assessment activities.
Continuous emission monitoring (OEM) research will evaluate flow monitor
performance using improved velocity measurement procedures and determination of
total system bias. These monitors provide the Agency the means to monitor power
plant emissions, evaluate the effectiveness of advanced NO, burner controls,
produce preliminary estimates of the effects of SO, and NO, trading on surface
water acidification, and conduct field studies for evaluating the effects of
acidic deposition on tree growth. Control technology research will use data
collected from the completed Limestone Injection Multistage Burner (LIMB)
demonstration and other technology demonstrations to further evaluate the
performance of low-NO, burner control technology.
Visibility research will conduct studies to better understand the
relationship between acid aerosols and visibility. Aquatics and terrestrial
effects research will begin revisiting sites originally measured in 1990 as part
of the Forest Health Monitoring program for purposes of establishing .trends in
FHM indicators, while a field study will be initiated to provide improved
information on the response of surface waters to nitrogen deposition.
FY 1993 Program
In FY 1993, acid deposition research concentrates on supporting regulatory
activities in several areas. ORD is reviewing the current acidic deposition
monitoring network to determine the most cost effective way to limit network
costs in support of CASTNET, and to more accurately establish status and trends
of acid deposition and atmospheric constituents. The data collected supports
various other programs including the National Acid Precipitation Assessment
Program (NAPAP), EMAP, and CAA assessments. Recognizing that visibility is
generally the first indicator of atmospheric change in acid aerosol
concentrations, ORD is also evaluating locations for new visibility monitoring
sites to better establish the relationship between acid aerosols and visibility.
Control technology research is directed primarily toward completion of the
LIMB demonstration project and promoting the development and demonstration of
other innovative low-cost technologies. The Agency also performs studies to
further investigate and improve the accuracy of CEM measurements in accordance
with regulatory commitments.
ORD's aquatics and terrestrial effects research concentrates on improving
watershed models of chronic acidification to project the long-term effects on
sensitive soils and aquatic ecosystems. Assessments are conducted on the
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environmental impacts and trends of changes in acid deposition on sensitive
ecosystems and supports activities to assess ecosystem response to change.
Modeling activities are focused on the impacts of atmospheric emissions which
is critical for establishing monitoring networks, determining spatial
distributions of acidic constituents, and understanding the transport and fate
of pollutants.
Congressional Directives. A total of $1,000,000 is for the Congressionally
directed projects for the Adirondack Destruction Assessment Program ($500,000),
and the National Acid Precipitation Assessment Program ($500,000).
FY 1992 Accomplishments
In FY 1992, EPA's operational network of 51 dry deposition monitoring sites
collected air quality, meteorological, and vegetation data necessary for
estimating dry deposition as an important component of total deposition. EPA
provided support for 7-9 sites of the National Acid Deposition Program/National
Trends Network (NADP/NTN), as well as other wet deposition monitoring networks
in the United States (U.S.). EPA also developed responses to issues raised by
State-of-Science and Technology and Integrated Assessment reports prepared by
NAPAP. Control technology research focused on designing and testing an advanced
low-NOx coal firing system for tangential utility boilers at Yorktown, Virginia.
This jointly funded government and industry large-scale demonstration is
important because approximately 45 percent of U.S. utility boilers are
tangentially-fired. Equipment installation for the Yorktown LIMB demonstration
was completed, and testing which began in FY 1992 is expected to be completed in
FY 1993.
Aquatic and terrestrial monitoring activities continued in FY 1992,
investigating the effects of acid deposition on leaching of critical elements
from soils and the impact on forest growth which will be used to develop and
evaluate appropriate models. Other monitoring efforts provided information on
changes and trends in chemical conditions in acid sensitive ecosystems. Research
continued to perfect the Regional Acid Deposition Model/Engineering Model
(RADM/EM) to estimate deposition to sensitive receptor areas in both the U.S. and
Canada. The RADM was used to study various control strategies and to interpolate
data from the monitoring network, as well as answer inter-program effects
questions about oxidant, volatile organic emissions (VOCs), acid deposition, and
nitrogen loading.
INNOVATIVE TECHNOLOGIES/SBIR
1994 Program Request
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA will allocate 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds will be
used to support small businesses engaged in the development of equipment for
pollution abatement and control, and instrumentation for monitoring environmental
trends and conditions. Under this program, ORD will take advantage of unique
solutions to Acid Deposition Research problems and other environmental issues
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that may be offered by the private sector. Resources will be identified in the
operating plan and consolidated into the Multimedia Program Element once
enactment occurs.
1993 Program
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA is allocating 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds are used
to support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD is able to take advantage of unique
solutions to pesticide related problems and other environmental issues that may
be offered by the private sector.
1992 Accomplishments
Resources and accomplishments supporting this program were budgeted in the
Multimedia program element for 1992.
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD1 s success in conducting
the quality science needed to assure that the Agency' s decisions are
scientifically sound. The most critical part of ORD1 s infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Program and Research Operations (PRO) appropriation funding for the
Acid Deposition Research PE will be centralized within the infrastructure issue
to provide improved management for ORD' s personnel compensation and benefits, and
travel costs associated with managing research programs.
1993 Program
ORD1 s current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD' s workforce carries out
scientific programs in support of the Agency' s mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency' s mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
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AIR
Global Change Research
Principal Outputs
1994 o Complete analysis of land cover and changes in southern Mexico as a
prototype study in the North American Landscape Characterization
Program.
o Biogenic and anthropogenic carbon budgets (pools and fluxes) for the
United States, Russia, and Brazil.
o Summarization of field study results of carbon storage and
greenhouse gas fluxes in tundra, taiga, temperate, and tropical
ecosystems.
o Assessment of sensitivity of carbon biospheric storage and fluxes to
climate change in temperate regions.
o Assessment of effects of climate change on northern freshwater
fisheries.
1993 o Complete national analyses of methane emissions from coal mining and
natural gas operations.
o Report on the biospheric fate of selected CFC substitutes and their
degradation properties.
o Report on the short-term epidemiology study of UV-B induced health
effects in humans living in the southern tip of Chile.
o Technology assessment of biomass utilization for direct and indirect
electricity generation and for production of liquid fuels for the
transportation and utility sectors.
o Assessment of effects of projected climate change on rice genotypes.
1992 o Assessment of potential benefits of managing U.S. forests to store
additional atmospheric carbon.
o Assessment of potential benefit of managing soils to store
additional atmospheric carbon.
o Completed predictive modeling studies on the amount of additional
carbon that might be released to the atmosphere if climate changes
cause a displacement of temperate and high-latitude forests.
o Performed field measurements of the flux of CO2, N2O, and CH4 between
selected terrestrial ecosystems and the atmosphere.
o Developed biogeochemical process model for the soil carbon cycle and
related biospheric feedbacks.
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AIR
Global Change Research
BUDGET REQUEST
1994 Budget Request
The Agency requests a total of $27,460,100 and 37.4 total workyears for
1994, an increase of $1,609,500 and a decrease of 1.5 total workyears from 1993.
Of the request, $2,952,600 will be for the Program and Research Operations
appropriation, and $24,507,500 will be for the Research and Development
appropriation. This represents an increase of $412,000 in the Program and
Research Operations appropriation, and increase of $1,197,500 in the Research and
Development appropriation. The increase to the Program and Research Operations
appropriation reflects additional personnel compensation and benefits (PC&B), and
travel expenses associated with funding ORD's staff of scientists, managers and
support personnel in areas such as quality assurance, extramural resource
management, and high priority research. The increase for the Research and
Development appropriation reflects additional resources for Global Climate
research partially offset by redirection of other research resources to higher
priority research activities. The decrease in total workyears reflects base
redirections to support priority initiatives where scientific information is
needed to address higher health and environmental risks as well as the result of
the government-wide reduction in workyears that is part of the President's
program to reduce the size of the and cost of government.
1993 Budget
The Agency is allocating a total of $25,850,600 and 38.9 total workyears
for this program element, of which $2,540,600 is from the Program and Research
Operations appropriation, and $23,310,000 is from the Research and Development
appropr iat ion.
FY 1992 Budget
The Agency obligated a total of $24,505,400 and 35.5 total workyears for
this program element, of which $2,781,100 was from the Program and Research
Operations appropriation, and $21,724,300 was from the Research and Development
appropriat ion.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
GLOBAL CLIMATE
1994 Program Reguest
Global climate research is focused on understanding the effects of climate
change on the terrestrial biosphere and predicting the extent of such biospheric
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effects in the future. Research investigating processes and effects will focus
on key physical, chemical, biological, ecological, and human controlled processes
that influence or govern Earth system behavior. This will include studies on
biogeochemical cycling and carbon cycle dynamics, their resultant feedback to the
climate system, investigations into the atmospheric processes influencing global
warming and cooling, and studies on ecosystem effects and vegetative responses.
Ecological research efforts will be refocused and new experiments will be
intiated to study the transient effects of climate change and the responses of
ecosystems.
Monitoring work in FY 1994 will use remote sensing efforts and atmospheric
measurements to identify how rapidly global ecological systems are changing, and
what their relative contributions are to changing atmospheric burdens of relevant
trace gases. These monitoring activities will further characterize landscapes
of North America, continue monitoring biomass burning and land cover changes,
and initiate an assessment activity to optimize monitoring efforts for early
detection of the greenhouse signature. Working with the International Geosphere
and Biosphere Program and the World Meteorological Organization, this early
detection activity will focus on major earth systems which can rapidly respond
to climate change (atmosphere, cryosphere, oceans, and terrestrial biosphere),
use models to identify unique greenhouse gas warming responses, and design
appropriate observational programs to detect the predicted signals.
State-of-science assessments will be conducted to support the internation
Intergovernmental Panel on Climate Change (IPCC) efforts to re-evaluate the
likely impacts of climate change and effective mitigation and adaptation
responses. ORD will also expand investment in modeling research to accelerate
development of a framework for earth systems modeling, focusing on the need to
couple terrestrial biospheric response to atmospheric and oceanic general
circulation models. Such modeling capability is essential if we are to predict
global climate change with the accuracy and resolution required for assessing
climate change impacts and developing effective response strategies. Global
research is in support of the FCCSET initiative and U.S. Global Climate Research
Program.
1993 Program
In FY 1993, global climate research provides the scientific basis to
assess, evaluate, and predict the ecological and environmental consequences of
global change. Processes and effects research concentrates on investigating the
sources, sinks, pools, and fluxes of greenhouse gases, both natural and human
influenced. This research program also investigates the response of vegetation
to climate change from the plant scale to the landscape and regional scales.
Studies are performed to investigate the tropospheric chemistry of greenhouse and
other trace gases and begin the process of quantifying climate induced biospheric
feedbacks.
Monitoring research includes landscape characterization of North America
to provide the necessary data for predicting the influence of land use changes
on carbon fluxes, as well as monitoring of biomass burning and forest cover
changes. ORD modeling investments are focused on developing the framework to
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demonstrate the feasibility of fully coupled three-dimensional models of the
earth system through development key components for such a modeling framework.
1992 Accomplishments
In FY 1992, research activities centered on reducing several major areas
of uncertainty regarding global climate change. Researchers studied the
influence of the terrestrial biosphere on the carbon cycle, which included
quantifying the role of the terrestrial biosphere as a global sink as well as
quantifying the dynamic biofeedbacks of carbon dioxide and methane to the
atmosphere. Several reports were produced in FY 1992 addressing forest growth,
soil carbon cycle, and related feedbacks in U.S. agroecosystems. Researchers
also investigated global warming potentials for gases other than carbon dioxide,
focusing on quantifying interactive atmospheric chemistry and developing models
to predict tropospheric concentrations and lifetimes of gases. In addition,
evaluations were conducted on the ability of EPA atmospheric models to simulate
transformations of urban carbon compounds and NO, into greenhouse gases.
The potential effects of global change were also studied, emphasizing the
identification of vulnerable natural systems and estimating the effects for
predicted changes. Finally, emission factors were developed for anthropogenic
sources of methane and nitrous oxide, along with reports addressing national
estimates of current and future U.S. emissions of methane from coal mining, and
global estimates of current emissions of methane from landfills.
STRATOSPHERIC OZONE DEPLETION
1994 Program Request
Stratospheric ozone research will focus on: 1) investigating the effects
of increased UV-B on human health and sensitive aquatic ecosystems; 2)
establishing a ground-based UV-B monitoring network to provide data on UV-B
exposure; and 3) evaluating the fate of industry and government proposed
replacements for ozone depleting compounds (ODCs) to ensure they do not pose
other environmental risks. Health effects research will conduct human
immunosuppression studies to define the basic mechanism which causes UV-B to
induce adverse effects in humans and the extent to which this influences human
susceptibility to infections. In addition, ORD will conduct studies to determine
if UV-B exposure reduces the effectiveness of vaccines and conduct UV-B
epidemiology studies. Aquatic effects research will focus on laboratory
experiments to define the impact of increased UV-B on phytoplankton productivity
and include field experiments on the effects of higher UV-B exposure on sensitive
near-coastal ecosystems.
ORD will also support ground based UV-B monitoring research, including
efforts to establish several monitoring sites and agreements with other federal
agencies and nations to share information on UV-B levels. ORD will also conduct
research on the atmospheric transformation and ecological effects of CFC/HCFC
replacement substances. This research will help determine the atmospheric fate
of proposed replacements for ODCs and the environmental risks associated with
these compounds and their degradation products. Researchers will continue to
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develop a multimedia exposure model to predict environmental concentrations of
replacement compounds and their degradation products.
1993 Program
In FY 1993, researchers continue to investigate critical human and
ecological effects caused by increased levels of UV-B which are reaching the
Earth's surface due to stratospheric ozone depletion. The health effects program
concentrates on determining the extent to which UV-B induces immunosuppression
in humans, including defining the mechanism which causes this effect.
Investments in aquatic effects research center on how phytoplankton species are
adversely impacted by elevated UV-B radiation levels and evaluating how these
effects indirectly impact an entire ecosystem.
ORD also conducts research on the atmospheric transformation and ecological
effects of CFC/HCFC replacement substances. This research helps determine the
atmospheric fate and environmental risks of volatile compounds which are expected
to be used as replacements for ODCs. Researchers are also working to develop a
multimedia exposure model which predicts environmental concentrations of
replacement compounds and their degradation products.
Congressional Directives. A total of $700,000 is for the Congressionally
directed project for the National Ultraviolet Monitoring Center.
1992 Accomplishments
In 1992, EPA provided data to support major scientific assessments as
scheduled under the Montreal Protocol to determine whether: 1) additional
chemicals should be regulated, 2) the regulatory schedule should be modified,
and 3) greater or lesser controls should be imposed on regulated chemicals.
Planning was initiated for establishing a UV-B monitoring network and exposure
index. Health researchers examined the effects of elevated UV-B radiation on the
human immune system, while ecological studies were conducted on the adverse
impacts associated with increased UV-B on phytoplankton species and the indirect
impact on an entire marine ecosystem. These results will allow EPA to
scientifically evaluate overall policy implications as new scientific information
is developed.
Research was also conducted to predict the atmospheric fate of replacement
chemicals and to determine the potential ecological impacts of the quantity of
these compounds which could be released into the environment.
INNOVATIVE TECHNOLOGIES/SBIR
1994 Program Request
As mandated by the Small Business Development Act of 1982 (Public Law 97-219),
EPA will allocate 1.50% of its extramural Research and Development budget for the
Small Business Innovation Research (SBIR) Program. These funds will be used to
support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
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and conditions. Under this program, ORD will take advantage of unique solutions
to Global Change Research problems and other environmental issues that may be
offered by the private sector. Resources will be identified in the operating
plan and consolidated into the Multimedia Program Element once enactment occurs.
1993 Program
As mandated by the Small Business Development Act of 1982 (Public Law 97-219),
EPA is allocating 1.50% of its extramural Research and Development budget for the
Small Business Innovation Research (SBIR) Program. These funds are used to
support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD is able to take advantage of unique
solutions to pesticide related problems and other environmental issues that may
be offered by the private sector.
1992 Accomplishments
Resources and accomplishments supporting this program were budgeted in the
Multimedia program element for 1992.
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD' e success in conducting
the quality science needed to assure that the Agency1 s decisions are
scientifically sound. The most critical part of ORD1 s infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Program and Research Operations (PRO) appropriation funding for the
Global Change Research PE will be centralized within the infrastructure issue to
provide improved management for ORD' s personnel compensation and benefits, and
travel costs associated with managing research programs.
1993 Program
ORD1 s current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD' s workforce carries out
scientific programs in support of the Agency' s mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency1 s mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
AIR
ABATEMENT AND CONTROL
Air Quality and Stationary Source Planning and Standards 2-39
Emission Standards and Technology Assessment 2-40
State Program Guidelines and Air Standards Development .... 2-44
Mobile Source Air Pollution Control and Fuel Economy 2-47
Mobile Source Program Implementation 2-49
Emission Standards, Technical Assessment and Characterization . 2-50
Testing, Technical and Administrative Support 2-53
Emissions and Fuel Economy Compliance 2-55
Resource Assistance for State, Local & Tribal Agencies 2-59
Resource Assistance for State, Local & Tribal Agencies ... 2-60
Air Quality Management Implementation 2-65
Air Quality Management Implementation 2-66
Trends Monitoring and Progress Assessment 2-71
Ambient Air Quality Monitoring 2-72
Air Quality and Emissions Data Management and Analysis .... 2-74
Atmospheric Programs 2-79
Acid Rain Program 2-80
Stratospheric Protection Program 2-83
Global Change Program 2-84
Indoor Air Program 2-89
Indoor Air Program 2-90
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AIR
Air Quality & Stationary Source Planning & Standards
ACTUAL PRES. ENACTED
1992 BUDGET 1993
1993
CURRENT
ESTIMATE
1993
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Emission Standards &
Technology Assessment
Program & Research $9,723.2 $10,513.1 $9,777.0 $9,781.3 $10,079.4 $298.1 -$433.7
Operations
Abatement Control and $21,293.4 $23,928.7 $18,087.9 $18,080.4 $19,944.9 $1,864.5 -$3,983.8
Compliance
TOTAL $31,016.6 $34,441.8 $27,864.9 $27,861.7 $30,024.3 $2,162.6 -$4,417.5
State Program
Guidelines & Air
Standards Development
Program & Research $7.351.2 $7.956.3 $7.152.3 $7,072.0 $7,196.5 $124.5 -$759.8
Operations
Abatement Control and $7,077.4 $7,675.3 $5,863.0 $5,859.9 $6.556.5 $696.6 -$1.118.8
Coinpl isnce
TOTAL $14,428.6 $15,631.6 $13,015.3 $12,931.9 $13,753.0 $821.1 -$1,878.6
TOTAL:
Program & Research $17,074.4 $18,469.4 $16,929.3 $16,853.3 $17,275.9 $422.6 -$1,193.5
Operations
Abatement Control and $28,370.8 $31,604.0 $23,950.9 $23,940.3 $26,501.4 $2,561.1 -$5,102.6
Coinpl i ance
Air Quality & TOTAL $45,445.2 $50,073.4 $40,880.2 $40,793.6 $43,777.3 $2,983.7 -$6,296.1
Stationary Source
Planning & Standards
PERMANENT UORKYEARS
Emission Standards &
Technology Assessment
State Program
142.3
112.7
153.0
116.7
148.5
114.8
146.9
113.6
156.0
111.7
9.1
-1.9
3.0
-5.0
Guidelines & Air
Standards Development
TOTAL PERMANENT WORKYEARS 255.0 269.7 263.3 260.5 267.7 7.2 -2.0
TOTAL WORKYEARS
Emission Standards & 149.5 153.0 148.5 146.9 156.0 9.1 3.0
Technology Assessment
State Program 115.1 116.7 114.8 113.6 111.7 -1.9 -5.0
Guidelines & Air
Standards Development
TOTAL WORKYEARS 264.6 269.7 263.3 260.5 267.7 7.2 -2.0
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AIR
Air Quality & Stationary Source Planning and Standards
Budget Request
The Agency requests a total of $43,777,300 supported by 267.7 total
workyears for 1994, an increase of $2,983,700 and 7.2 total workyears from 1993.
Of the request, $17,275,900 will be for the Program and Research Operations
appropriation and $26,501,400 will be for the Abatement, Control and Compliance
appropriation. This represents an increase in the Program and Research
Operations appropriation of $425,600 and an increase of $2,561,100 in the
Abatement, Control and Compliance appropriation.
EMISSION STANDARDS AND TECHNOLOGY ASSESSMENT
1994 Program Request
The Agency requests a total of $30,024,300 supported by 156.0 total
workyears for this program, of which $10,079,400 will be for the Program and
Research Operations appropriation and $19,944,900 will be for the Abatement,
Control and Compliance appropriation. This represents an increase from 1993 of
$298,100 in the Program and Research Operations appropriation for increased
workforce costs, an increase of $1,864,500 in the Abatement, Control and
Compliance appropriation for Clean Air Act activities, and an increase of 9.1 in
total workyears.
In 1994 in order to implement the Clean Air Act Amendments of 1990, EPA
will focus on promulgating Maximum Achievable Control Technology (MACT) standards
for about 20 source categories (4-year standards) and continue work on about 61
source categories (7-year category). The Agency will review the MACT regulatory
schedule and make adjustments as appropriate. The Agency will develop a program
to review and respond to the concerns and recommendations of the National Academy
of Science Risk Assessment Review study to be completed in 1993.
In 1994 significant funds will be focused on completion of a preliminary
report to Congress by November 1993 to identify at least 30 hazardous air
pollutants representing the greatest threat to public health in the largest
number of urban areas. This information will allow EPA to better understand the
nature of the air toxics problem in urban areas and to begin immediately to
develop a comprehensive national strategy by November 1995 for controlling these
area sources. The strategy will focus on a limited number of urban areas
including Chicago, Houston, and Baltimore.
The available data on atmospheric deposition of hazardous air pollutants
to the Great Lakes, Chesapeake Bay, Lake Champlain, and some U.S. coastal waters
obtained in 1993 will be reviewed and summarized in the first report to Congress
to be submitted in early 1994 (reports due every two years thereafter). The
report will identify air toxics sources, potential control or emission reduction
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options, and whether Title III provisions are adequate to prevent serious public
health or environmental effects. Work will continue on expanding the scope of
the analyses to include more U.S. coastal waters.
The municipal waste combuster (MWC) II and III standards will be
promulgated in 1994. Work will then focus on assisting states in implementing
the standards. Work will also begin on developing standards for commercial and
industrial solid waste incinerators. In addition, medical waste standards will
be promulgated in 1994. Significant funds are requested for completing the study
of all air toxic emissions from utilities in 1995. The study will include
alternative control strategies and a recommendation whether a MACT standard is
warranted. In addition, a study of mercury emissions from electric utility steam
generating units, MWCs, and other sources, including area sources will be
completed at the end of 1994 and the results summarized in a report to Congress
in early 1995. The study will include emissions, health and environmental
effects, control technologies and costs.
In 1994 final guidance will be completed for use by state and local
agencies in implementing the modification requirements (section 112(g)) and in
obtaining approval and delegation of Federal air toxic programs (section 112(1)).
Six final control technology guidelines (CTGs) will be published in 1994.
Work on CTGs for the wood furniture, aerospace, and shipbuilding industries is
on a later schedule (early 1995) due to the need to coordinate with section 112
MACT standards being developed for the same categories. A MACT standard will be
developed for autobody refinishing in lieu of a CTG. Final alternative control
technology (ACT) documents will be published for industrial cleanup solvents and
pesticides in lieu of CTGs. Final ACT documents will be published for major
nitrogen oxide (NOx) and volatile organic compound (VOC) sources. Work on
developing consumer product standards will begin in 1994. Additionally, the
Agency will focus on revising the New Source Performance Standard (NSPS) for
electric utilities (Subpart Da) as required by Title V. The major focus will be
on the NOx NSPS. The sulfur dioxide NSPSs are to be revised in accordance with
the deletion of the percent reduction provisions of section 111, and the NOx NSPS
are to be revised based on new, more efficient, control alternatives.
In 1994 EPA will continue to provide support to Regional Offices and state
and local air pollution control agencies in their implementation of programs to
control air toxics, VOC, and PM-10 emissions through the operation of four
technical centers and clearinghouses. The Agency will operate a small business
technical assistance service in coordination with the existing technical
assistance centers to provide technical guidance on control technology, pollution
prevention, and chemical emergency prevention, and consideration of small
business needs and concerns, i.e., regulations that affect them.
1993 PROGRAM
In 1993 the Agency is allocating a total of $27,861,700 supported by 146.9
total workyears for this program, of which $9,781,300 is from the Program and
Research Operations appropriation and $18,080,400 is from the Abatement, Control
and Compliance appropriation.
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In 1993 the major focus of the program is implementation of the Clean Air
Act Amendments of 1990, particularly requirements for reducing air toxics through
development of MACT standards for high priority pollutants and source categories.
The EPA is giving high priority to promulgating MACT standards for the hazardous
organic National Emission Standards for Hazardous Air Pollutants (NESHAP) (40
source categories), coke ovens, and dry cleaners. The Agency is also focusing
on development of MACT standards for additional categories to help meet the four-
year deadline in the Act and is continuing work on standards for source
categories to meet the seven-year deadline. In addition, the Agency is providing
technical assistance to states and local agencies in implementing the promulgated
MACT standards.
In addition, this is a critical year for the Early Reductions Program. The
Agency has received approximately 70 applications that must be processed. A
permit rule for these sources must also be promulgated because the operating
permits programs will not be in place soon enough.
In 1993 EPA is continuing development of standards for medical waste
incinerators and municipal waste combustors and performing the screening study
on other waste combustors required by the Clean Air Act; development of final
guidance for the implementation of section 112(g) of the Act, "Modifications;"
and final guidance for states to use in obtaining approval and delegation of
Federal air toxic programs under section 112(1); and supporting the National
Academy of Sciences in their review of EPA's risk assessment procedures and
methods. The Agency is continuing the assessment of emissions of hazardous air
pollutants from electric utilities and increasing efforts to assess the
concentrations of air toxics in the ambient air in urban areas. Also, several
monitoring, modeling, and emission inventories efforts are also continuing in the
Gulf of Mexico.
To help states address ozone nonattainment problems, EPA is continuing: (1)
development of CTGs for 13 categories of sources of volatile organic compounds
(VOCs); (2) an ACT document for sources of nitrogen oxides and a jet aircraft
study of nitrogen oxide emissions; (3) efforts to complete a study on VOC
emissions from consumer commercial products; and (3) development of standards for
marine vessels and architectural and industrial coatings. EPA's revision of the
NSPS for electric utilities and the utility boiler operator certification program
are also ongoing.
The EPA is continuing implementation support to state programs through the
operation of four centers and clearinghouses and through the publication of
implementation support and technology transfer documents for air toxics, ozone,
and PM-10 control. The Agency is also continuing to assist states in the
development of permit programs for air toxics. In addition, the Agency is
initiating support to states in providing compliance and technical assistance to
small businesses that must comply with Clean Air Act requirements.
Congressional Directives; The Agency is increasing efforts to study the
deposition of hazardous air pollutants in the Great Lakes, particularly in
developing and analyzing toxic data bases for the Great Lakes.
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1992 Accomplishments
In 1992 the Agency obligated a total of $31,016,600 supported by 149.5
total workyears for this program, of which $9,723,200 was from the Salaries and
Expenses appropriation and $21,293,400 is from the Abatement, Control and
Compliance appropriation.
In 1992 the major focus of the program was implementation of Title III,
"Hazardous Air Pollutants," of the Clean Air Act Amendments of 1990, particularly
requirements for reducing air toxics through development of MACT standards for
high priority pollutants and source categories. The EPA published an initial
list of source categories for which MACT standards must be developed and a draft
regulatory schedule for the promulgation of MACT standards for all listed source
categories. The Agency focused on development of MACT standards to meet the two-
year and four-year deadlines and also began developing MACT standards to meet the
seven-year deadline. The Agency proposed standards for major and area dry
cleaning sources and completed the Early Reduction Program rule to give industry
incentives for voluntarily achieving reductions in emissions of toxic air
pollutants. The Agency developed draft interim pollutant petition process
procedures to respond to petitions to add or delete pollutants and began
developing source category delisting petition guidance as well.
In 1992 EPA promulgated emission standards under section 111 for calciners
and dryers. The Agency continued: (1) work on a study on the deposition of
hazardous air pollutants in the Great Lakes; (2) development of standards for
medical waste incinerators and MWCs; (3) development of guidance for the
implementation of the "Modifications" provisions of section 112(g) and of a draft
rule providing state program guidance under section 112(1) of the Act, (4)
support to the National Academy of Sciences in their review of EPA's risk
assessment procedures and methods; and (5) work on a study of the emissions of
hazardous air pollutants from electric utilities.
EPA also continued development of CTGs for 11 source categories of VOC
emissions and an alternative control technology document for sources of nitrogen
oxides; initiated the development of CTGs for two additional source categories;
continued preparation of a study of VOC emissions from consumer commercial
products; and development of standards for marine vessels. The Agency continued
work on a revision to the NSPS for reducing emissions from electric utilities.
Additionally, development of RACMs and BACMs for major PM-10 sources that
contribute to PM-10 nonattainment in specific geographic areas continued.
EPA provided implementation support to state programs through the operation
of four information centers and clearinghouses and the publication of
implementation support and technology transfer documents for air toxics, ozone,
and PM-10 control. The Agency also assisted states in developing their small
business technical assistance programs for the implementation of air toxics
rules.
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STATE PROGRAM GUIDELINES AND AIR STANDARDS DEVELOPMENT
1994 Program Request
The Agency requests a total of $13,753,000 supported by 111.7 total
workyears for this program, of which $7,196,500 will be for the Program and
Research Operations appropriation and $6,556,500 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $124,500
in the Program and Research Operations due to increased workforce costs, $696,600
in the Abatement, Control and Compliance appropriation and a decrease of 1.9
workyears from 1993. This program focuses on implementing requirements of the
Clean Air Act Amendments of 1990 for meeting National Ambient Air Quality
Standards (NAAQSs) and establishing state operating permit and fee programs. The
decrease in workyears is a result of the government-wide reduction in workyears
that is part of the President's program to reduce the size and cost of
government.
In 1994 EPA will take final action to revise or reaffirm the primary NAAQSs
for sulfur dioxide,or to repropose a new short-term standard, and will complete
its review of the carbon monoxide (CO) NAAQS. The Agency will develop revised
"significant harm" levels for sulfur dioxide and issue implementation guidance.
The Agency will provide benefits, health, and Regulatory Impact Analysis (RIA)
support for Federal and state rulemaking activities, including development of New
Source Performance Standards (NSPSs) and National Emission Standards for
Hazardous Air Pollutants (NESHAPs). Reviews of the NAAQS for ozone, PM-10, and
nitrogen dioxide will be underway.
EPA will develop rules and provide states with the guidance, assistance,
and training needed to implement the SIP activities required by the new Clean Air
Act. The Agency will review and approve initial SIP submittals and, if
necessary, develop Federal rules and sanctions for disapproved SIPs. The Agency
will issue economic incentive rules, revise the list of nonattainment areas based
on new air quality data or changes to the NAAQSs, and assist ozone transport and
visibility commissions. The Agency will provide states with the procedures,
techniques, and assistance needed for determining required emission reductions;
developing market-based approaches for improving air quality; evaluating and
selecting alternative control measures; preparing control strategy
demonstrations; analyzing transport strategies in the Northeast; implementing
effective tracking mechanisms; and assisting in the identification, adoption, and
implementation of non-traditional control measures that will directly involve the
public (e.g., transportation controls and consumer solvent substitution). The
Agency will review state plans for small business technical assistance programs
and approve or disapprove the submittals.
EPA will provide states with the guidance, assistance, and training to
implement new requirements for operating permits and fees and will review and
approve or disapprove state operating permit program submittals. The Agency will
propose rules for issuing Federal operating permits in the absence of an
acceptable state program. The Agency also will provide guidance and assistance
to Regions and states for permitting new sources. The Agency will issue rules
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to implement a variety of changes in the new clean Air Act for the new source
review program.
EPA will complete a report to Congress on the impact of the Clean Air Act
on visibility. The Agency will provide guidance on integration of sulfur control
programs (e.g., SIPs and acid rain). The Agency will also provide training to
states through short courses, self-study courses, videos, and workshops for
implementing Clean Air Act requirements.
1993 Program
In 1993 the Agency is allocating a total of $12,931,900 supported by 113.6
total workyears for this program, of which $7,072,000 is from the Program and
Research Operations appropriation and $5,859,900 is from the Abatement, Control
and Compliance appropriation.
In 1993 EPA will provide states with guidance and other assistance needed
to implement the new Clean Air Act requirements for state operating permit and
fee programs, including general permits, enabling legislation, fee recovery
requirements, and monitoring/reporting requirements. The Agency will propose
rules to implement a variety of changes to the new source review program in the
Clean Air Act Amendments of 1990. The Agency will also propose rules to simplify
the new source review program and to provide guidance for best available control
technology (BACT). The Agency will continue to provide new source review
guidance and assistance to Regions and states and support to national litigation
over current rules.
In 1993 EPA will complete review of the NAAQS for ozone and the secondary
SO2 standard. The Agency will repropose or promulgate revised or reaffirmed
primary NAAQSs for sulfur dioxide.
EPA will continue to develop the guidance and regulations needed to
implement the SIP activities under the new Clean Air Act. This will include
"General Preamble" addenda providing guidance for NO, controls in ozone SIP's,
serious PM-10 areas, and lead nonattainment areas, proposed general conformity
and economic incentive rules, final sanctions criteria, revising and issuing the
list of nonattainment areas, and assisting ozone and visibility transport
commissions. The Agency will develop procedures and techniques for determining
required emission reductions; evaluating and selecting alternative control
measures; preparing control strategy demonstrations; analyzing transport
strategies in the Northeast; and identifying, adopting, and implementing
nontraditional control measures that will directly involve the public (e.g.,
transportation controls and consumer solvent substitution). The Agency also will
develop best available control measure (BACM) and other PM-10 guidance on
woodstoves, prescribed burning, agricultural activities, fugitive source and
nontraditional source control measures (e.g., street cleaning), and secondary
particle formation.
EPA will continue to administer a review process for SIPs submitted by
states. EPA will review and approve or disapprove the initial SIP submittals.
If necessary, the Agency will impose sanctions and develop Federal rules for
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disapproved SIPs. The Agency will continue to implement innovative measures to
reduce the backlog of SIP revisions and expedite processing, including the
operation of a computerized SIP tracking and information system.
1992 Accomplishments
In 1992 EPA obligated a total of $14,428,600 supported by 115.1 total
workyears to this program, of which $7,351,200 was from the Salaries and Expenses
appropriation and $7,077,400 was from the Abatement, Control and Compliance
appropriation. In 1992 EPA gave highest priority to implementation of new Clean
Air Act requirements, including designation and classification of nonattainment
areas; preparation of guidance on developing SIPs for PM-10, sulfur dioxide,
lead, ozone, and carbon monoxide; promulgation of operating permit and fee rules;
and development of guidance for state small business assistance programs.
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AIR
Mobile Source Air Pollution Control & Fuel Economy
PROGRAM
Mobile Source Program
Implementation
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Emission Standards,
Technical Assessment &
Character i zat i on
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Testing, Technical &
Administrative Support
Program & Research
Operat i ons
Abatement Control and
Compliance
TOTAL
Emissions & Fuel
Economy Compliance
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
TOTAL:
Program & Research
Operations
Abatement Control and
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994.
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
$769.2
$769.2
$8,194.1
$21,983.9
$30,178.0
$8,351.2
$1,592.7
$9,943.9
$3,128.9
$227.1
$3,356.0
$20,443.4
$23,803.7
$2,869.9
$2,869.9
$11,161.4
$17,423.7
$28,585.1
$6,572.3
$2,600.2
$9,172.5
$2,967.9
$263.1
$3,231.0
$23,571.5
$20,287.0
$2,724.0
$2
$2,724.2
$8,175.0
$12,939.7
$21.114.7
$5,476.5
$3,453.3
$8,929.8
$2,777.7
$434.8
$3,212.5
$19,153.2
$16,828.0
$2,723.5
$2
$2,723.7
$8,176.9
$12,780.9
$20,957.8
$5,466.6
$3,448.0
$8,914.6
$2,783.7
$430.3
$3,214.0
$19,150.7
$16,659.4
$2,985.1
$2
$2,985.3
$9,085.8
$13.841.0
$22,926.8
$6,378.9
$10,889.6
$17,268.5
$2,898.4
$427.1
$3,325.5
$21,348.2
$25,157.9
$261.6
$261.6
$908.9
$1,060.1
$1,969.0
$912.3
$7,441.6
$8,353.9
$114.7
-$3.2
$111.5
$2,197.5
$8,498.5
$115.2
$2
$115.4
-$2,075.6
-$3,582.7
-$5,658.3
-$193.4
$8,289.4
$8,096.0
-$69.5
$164.0
S94.5
-$2,223.3
$4.870.9
Compliance
Mobile Source Air
Pollution Control &
Fuel Economy
TOTAL $44,247.1 $43,858.5 $35,981.2 $35,810.1 $46,506.1 $10.696.0 $2.647.6
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AIR
Mobile Source Air Pollution Control & Fuel Economy
ACTUAL PRES. ENACTED CURRENT
1992 BUDGET 1993 ESTIMATE
1993 1993
(DOLLARS IN THOUSANDS)
PERMANENT WORKYEARS
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
Mobile Source Program
Implementation
Emission Standards,
Technical Assessment &
Characterization
Testing, Technical &
Administrative Support
Emissions & Fuel
Economy Compliance
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Mobile Source Program
Implementation
Emission Standards,
Technical Assessment &
Characterization
Testing, Technical &
Administrative Support
Emissions & Fuel
Economy Compliance
TOTAL UORKYEARS
15.1
121.2
113.0
43.9
293.2
15.6
131.8
118.4
50.2
316.0
52.4
146.9
104.2
47.7
351.2
52.4
146.9
104.2
47.7
351.2
52.1
148.4
104.2
47.7
352.4
52.1
148.4
104.2
47.7
352.4
51.6
146.9
103.2
47.2
348.9
51.6
146.9
103.2
47.2
348.9
50.8
143.7
101.1
46.5
342.1
50.8
143.7
101.1
46.5
342.1
-8
3.2
2.1
-7
6.8
-8
3.2
2.1
-7
6.8
-1.6
-3.2
-3.1
-1.2
-9.1
-1.6
-3.2
-3.1
-1.2
-9.1
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AIR
Mobile Source Air Pollution Control and Fuel Economy
Budget Request
The Agency requests a total of $46,506,100 supported by 342.1 total
workyears for 1994, an increase of $10,696,000 and a decrease of 6.8 workyears
from 1993. Of the request, $21,348,200 will be for the Program and Research
Operations appropriation and $25,157,900 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $2,197,500 in the
Program and Research Operations appropriation and an increase of $8,498,500 in
the Abatement, Control and Compliance appropriation.
In 1994 the Agency expects to collect $10,300,000 in fees from the mobile
source program, including fuel economy, certification, and recall (funded in the
mobile source enforcement program) programs.
MOBILE SOURCE PROGRAM IMPLEMENTATION
1994 Program Request
The Agency requests a total of $2,985,300 supported by 50.8 total workyears
for this program, of which $2,985,100 will be for the Program and Research
Operations appropriation and $200 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $261,600 in the Program
and Research Operations appropriation, no change in the Abatement, Control and
Compliance appropriation, and a decrease of 0.8 total workyears. The increase
reflects increased workforce costs and the decrease in workyears is a result of
the government-wide reduction in workyears that is part of the President's
program to reduce the size and cost of government.
In 1994 the Regional program will continue to provide policy guidance and
technical support to states developing and implementing I/M programs as part of
their SIPs. Approximately 38 SIPs will need to be reviewed and approved. The
Regional program will continue to provide guidance in the development of mobile
source emissions inventories, transportation control measures, and conformity
determinations. They also will continue to support the states in the development
and implementation of other programs mandated by the CAAA.
EPA Regional offices will provide technical guidance to those states and
localities that are required under the CAAA to implement new or enhanced vehicle
I/M programs. In 1994 an additional 22 cities and areas, which do not currently
have new basic inspection programs, will be required by the CAAA to implement the
new program, and approximately 75 existing basic areas will need to upgrade I/M
programs to meet the new I/M rule requirements. The Regions will continue to
review program proposals and implementation plans and provide appropriate
guidance.
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1993 Program
The Agency is allocating a total of $2,723,700 supported by 51.6 total
workyears for this program, of which $2,723,500 is from the Program and Research
Operations appropriation and $200 is from the Abatement, Control and Compliance
appropriation.
In 1993 the Regional program will continue to provide policy guidance and
technical support to states developing and implementing motor vehicle I/M
programs as part of their SIPs. The Regions will continue to provide guidance
in the development of mobile source emissions inventories, transportation control
measures, and conformity determinations. They also will continue to support the
states in the development and implementation of other programs mandated by the
CAAA, including the oxygenated fuels and clean fuel fleet programs. The Regions
will continue to review program proposals and implementation plans and provide
appropriate guidance. The Regions will continue to audit individual state
programs and make determinations as to consistency with implementation plans and
program effectiveness. The Regional program will support compliance monitoring
of the enhanced I/M program implementation. In 1993 an additional 51 cities and
areas, which do not currently have existing or basic inspection programs, are
required by the CAAA to implement the new program.
1992 Accomplishments
The Agency obligated a total of $769,200 supported by 15.6 total workyears
for this program, all of which was from the Salaries and Expenses appropriation.
The Regional program provided policy guidance and technical support to
states developing and implementing motor vehicle I/M programs as part of their
SIPs. The Regions provided guidance in the development of mobile source
emissions inventories, transportation control measures, and conformity
determinations. They also supported the states in the development and
implementation of other programs mandated by the CAAA, including the oxygenated
fuels and clean fuel fleet programs. The Regions reviewed program proposals and
implementation plans and provided appropriate guidance. The Regions audited
individual state programs and made determinations as to consistency with
implementation plans and program effectiveness.
EMISSION STANDARDS. TECHNICAL ASSESSMENT AND CHARACTERIZATION
1994 Program Request
The Agency requests a total of $22,926,800 supported by 143.7 total
workyears for this program, of which $9,085,800 will be for the Program and
Research Operations appropriation and $13,841,000 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $908,900
in the Program and Research Operations appropriation, and an increase of
$1,060,100 in the Abatement, Control and Compliance appropriation, and a decrease
of 3.2 total workyears. The increases reflect additional workforce costs and
additional resources for implementation of enhanced inspection/maintenance (I/M)
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programs. The decrease in workyears is a result of the government-wide reduction
in workyears that is part of the President's program to reduce the size and cost
of government.
In 1994 the Agency will continue regulatory work with the revision of motor
vehicle and fuel standards that are already in place, and the development of new
programs to address persistent air quality problems. EPA will promulgate
emissions standards for motor vehicles fueled with Compressed Natural Gas (CNG)
and Liquefied Petroleum Gases (LPG), emission control standards for designated
non-road engines, and methanol test procedures, and will propose non-road marine
standards. EPA will also promulgate standards and sale requirements for the
California pilot program, conversion standards for the clean fuel fleets, and
final standards for the reformulated gasoline/complex model in response to the
mandates of the Clean Air Act Amendments of 1990 (CAAA).
The emission factor program will continue its efforts to improve the
availability of data on the contributions of mobile sources to air quality
problems by focusing work on assessing the potential impact of new clean vehicles
and fuels, and on non-road sources. This program collects data from in-use
vehicles to assess the impact on emissions from using oxygenated fuels and other
fuels that have been reformulated to be less polluting. The program also
collects emissions data from in-use vehicles representing the new technologies
required to meet the more stringent emission standards mandated by the CAAA.
Work will continue to refine air quality projections and update the mobile source
air quality model, MOBILEX.
The Agency will focus on the implementation of enhanced I/M programs and
will continue to review state implementation plans (SIPs). EPA will provide
technical support to states and local agencies in the implementation of high
technology-based I/M programs and state and local clean fuels/vehicles fleet
programs, including the development of market incentives to provide economically
efficient ways to implement the requirements of the Clean Air Act. In 1994, an
additional 22 cities and areas, which do not currently have new basic inspection
programs, will be required by the CAA to implement the new program, and
approximately 75 existing basic areas will need to upgrade I/M programs to meet
the new I/M rule requirements.
1993 Program
The Agency is allocating a total of $20,957,800 supported by 146.9 total
workyears for this program, of which $8,176,900 is from the Program and Research
Operations appropriation and $12,780,900 is from the Abatement, Control and
Compliance appropriation.
In 1993 the mobile source program will continue to develop the emission
standards mandated by the CAAA (e.g., reformulated gasoline, unregulated
pollutants, and hydrocarbon reactivity from clean fuels). The Agency continues
developing test protocols to assess the emission impact of new fuels and fuel
additives prior to registration and will promulgate the final rule. As a follow-
on to the mobile source air toxics study, required by the CAAA and to be
published in 1993, EPA is developing emission control strategies for those air
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toxics from mobile sources that warrant control. EPA will propose emissions
standards for motor vehicles fueled with CNG and LPG. in addition, the Agency
will promulgate evaporative emissions standards for motor vehicles (running
losses) to control excessive hydrocarbon emissions and will propose emission
control standards for designated non-road engines.
The emission factor program continues its efforts, at reduced resource
levels, to improve the availability of data on the contributions of mobile
sources to air quality problems by focusing work on assessing the potential
impact of new clean vehicles and fuels. This program collects data from in-use
vehicles to assess the impact on emissions from using oxygenated fuels and other
fuels that have been reformulated to be less polluting. The program also
collects emissions data from in-use vehicles representing the new technologies
required to meet the more stringent emission standards mandated by the CAAA.
Work continues to refine air quality projections and update MOBILEX. The Agency
is also testing the extent to which light-duty truck controls last the full
useful life of the vehicle and new technology developed for heavy-duty vehicles
reduces emissions.
EPA is developing technical guidelines for the clean fuel programs (e.g.,
reformulated gasoline, fuels and fuel additives, oxygenated and other fuels, and
the California pilot program) at the state and local level. The Agency will
propose clean fuel vehicle standards and promulgate clean fuel vehicle credit
programs (for fleets and California programs). Also, EPA will issue a
supplemental proposal and promulgate final standards for reformulated gasoline.
The enhanced I/M regulations will be promulgated. The Agency will continue to
review SIPs and to provide technical support to states and local agencies in the
implementation of high technology-based I/M programs and state and local clean
fuels/vehicles fleet programs, including the development of market incentives to
provide economically efficient ways to implement the requirements of the new
CAAA. Emissions benefits from these programs will depend largely on the
effectiveness of their implementation.
Congressional Directives. Congress has provided $550,000 in 1993 for a
high altitude in-use vehicle compliance program and for a high altitude research
center.
1992 Accomplishments
The Agency obligated a total of $30,178,000 supported by 131.8 total
workyears for this program, of which $8,194,100 was from the Salaries and
Expenses appropriation and $21,983,900 was from the Abatement, Control and
Compliance appropriation.
In 1992 the mobile source standards program emphasized control of ozone
precursors and air toxics (e.g., reformulated gasoline, assessing unregulated
pollutants, and characterizing hydrocarbon reactivity from clean fuels). As a
result of regulatory development work on Low Emissions Vehicles (LEVs), EPA
proposed clean fuel vehicle credit programs (for fleets and California programs).
The emission factor program focused on emissions from in-use vehicles using
oxygenated fuels, variables related to non-federal test procedure conditions, and
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new technology heavy-duty engines. In addition, the Agency published a study of
emissions from non-road vehicles, showing that these sources account for 18
percent of the existing inventories of nitrogen oxides and volatile organic
compounds (VOCs). The Agency continued the assessment of emissions performance
of the in-use fleet for updating the MOBILEX model used by state and local
agencies to calculate emissions.
EPA proposed regulations requiring that all gasoline sold in the nine worst
ozone nonattainment areas be reformulated to be less polluting and published the
final rule for the oxygenated fuel program. Additionally, the Agency continued
to work on proposed emissions standards for motor vehicles fueled with CNG and
LPG. These rules were developed to supplement established standards for
methanol-fueled vehicles. The Agency continued work on a study of air toxics
related to mobile sources to determine if additional emission standards for non-
criteria pollutants were needed. Work continued on rules to control excess
evaporative emissions from motor vehicles (running losses), and on developing
test protocols to assess the emission impact of new fuels and fuel additives
prior to registration.
Support to implement and review SIPs continued with emphasis on I/M
programs for in-use vehicles. The enhanced I/M regulations were proposed.
Technical support was provided to state and local jurisdictions enhancing
existing programs (approximately 47 programs in serious or worse ozone
nonattainment areas) or developing new programs (approximately 64 new basic
programs in moderate pzone nonattainment areas). In addition, EPA performed 15
I/M audits.
TESTING. TECHNICAL AND ADMINISTRATIVE SUPPORT
1994 Program Request
The Agency requests a total of $17,268,500 supported by 101.1 total
workyears for this program, of which $6,378,900 will be for the Program and
Research Operations appropriation and $10,889,600 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $912,300
in the Program and Research Operations appropriation, an increase of $7,441,600
in the Abatement, Control and Compliance appropriation, and a decrease of 2.1
total workyears. The increases reflect increased workyear costs and the need to
provide laboratory equipment and facilities to implement the CAAA. The decrease
in workyears is a result of the government-wide reduction in workyears that is
part of the President's program to reduce the size and cost of government.
In 1994 this program will continue to provide testing, technical, and
administrative support to the operating programs of the Office of Mobile Sources.
Implementation of new test procedures resulting from setting the standards
mandated by the CAAA will continue. Testing on in-use vehicles in support of the
emissions factors and recall programs will continue at a reduced level. EPA will
perform approximately 1,000 in-use tests. In addition, the Agency will perform
approximately 1,000 certification and fuel economy tests at the National Vehicle
and Fuels Emissions Laboratory (NVFEL) to support the compliance program. In
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1994, at least 80% of the new light-duty vehicle (LDV) fleet will be certified
in compliance with the new LDV emission standards. Testing and analysis of fuel
samples collected for enforcement purposes (including volatility and oxygenate
control) will continue. Additionally, EPA will continue to perform tests on
in-use heavy-duty engines to support the implementation and enforcement of the
new standards for these engines.
New leased office space will be provided to replace trailers. Laboratory
facilities will be expanded and upgraded. New equipment will be purchased to
provide testing and technical support for the new test requirements for cold
testing, evaporative emissions, and other mandates of the CAAA. These upgrades
will return the NVFEL to its place as the premier vehicle and fuels emissions
testing facility in the country.
Activities will continue to provide support for: automated data processing
(ADP) timesharing services, local area networks (LANs), laboratory data
acquisition, and computer operations; testing of motor vehicles to measure
emissions and fuel economy; quality assurance and control and correlation
services for EPA and industry testing programs; maintenance and engineering
design of emission testing equipment; and personnel, safety, administrative,
environmental compliance, and facilities support services.
1993 Program
The Agency is allocating a total of $8,914,600 supported by 103_2 total
workyears for this program, of which $5,466,600 is from the Program Research and
Operations appropriation and $3,448,000 is from the Abatement, Control and
Compliance appropriation.
In 1993 this program continues providing testing, technical, and
administrative support to the operating programs of the Office of Mobile Sources.
Planning for the implementation of new test procedures resulting from setting the
standards mandated by the CAAA continues. Testing on in-use vehicles in support
of the emissions factors and recall programs will continue at a reduced level.
EPA will perform approximately 1,200 in-use tests. In addition, the Agency will
perform 800 certification and fuel economy tests at the NVFEL to support the
compliance program as it addresses the new standards that vehicles must meet
starting in 1993 for model year 1994. Testing and analysis of fuel samples
collected for enforcement purposes (including volatility and oxygenate control)
continues. Additionally, EPA continues performing tests on in-use heavy-duty
engines to support the implementation and enforcement of the new standards for
these engines.
General activities continue to provide support for: ADP timesharing
services, LANs, laboratory data acquisition, and computer operations; testing of
motor vehicles to measure emissions and fuel economy; quality assurance and
control and correlation services for EPA and industry testing programs;
maintenance and engineering design of emission testing equipment; and personnel,
safety, administrative, environmental compliance, and facilities support
services.
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1992 Accomplishments
In 1992 the Agency obligated a total of $9,943,900 supported by 118.4 total
workyears for this program, of which $8,351,200 was from the Salaries and
Expenses appropriation and $1,592,700 was from the Abatement, Control and
Compliance appropriation.
This program provided testing, technical, and administrative support to
recall, tampering/fuel switching, standard setting, emissions characterization,
technology assessment, clean fuels/vehicles, fuel economy, in-use vehicle
emissions assessment, certification, and inspection/maintenance.
Testing support to the certification, fuel economy, and in-use compliance
and assessment programs produced 2,149 tests. Routine testing and analysis of
approximately 2,500 fuel samples collected in the field were completed to
continue enforcement of fuels regulations for volatility and contaminants.
Correlation programs to maintain equivalent test procedures between manufacturers
and EPA continued. Test equipment maintenance, calibration, and repair services
were provided. The adequacy of existing procedures and equipment to test newer
technology was evaluated. When necessary, new equipment and procedures were
designed.
The Agency provided support to: ADP timesharing services, laboratory data
acquisition, LANs, and computer operations; quality assurance and control and
correlation services for EPA and industry testing programs; maintenance and
engineering design of emission testing equipment; environmental compliance, and
facilities support services.
EMISSIONS AND FUEL ECONOMY COMPLIANCE
1994 Program Request
The Agency requests a total of $3,325,500 supported by 46.5 total workyears
for this program, of which $2,898,400 will be for the Program and Research
Operations appropriation and $427,100 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $114,700 in the Program
and Research Operations appropriation, a decrease of $3,200 in the Abatement,
Control and Compliance appropriation, and a decrease of 0.7 total workyears. The
increase reflects increased workforce costs and the decreases are a result of the
government-wide reduction in workyears that is part of the President's program
to reduce the size and cost of government.
The emissions certification program will expect to oversee more than 100
original equipment manufacturers and to issue certificates of compliance for
light-duty vehicles, heavy-duty engines, and motorcycles. In 1994 at least 80%
of the new LDV fleet will be certified in compliance with the new LDV emission
standards. Participation in the certification program by importers reselling
vehicles will continue at a stabilized level. The mobile sources fees program
will result in estimated collections of $10.3 million in fees associated with the
issuance of certificates of conformity for motor vehicles and engines.
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The in-use assessment program will continue to work on the Federal Test
Procedure (FTP) to determine if the driving cycles and test parameters remain
representative of in-use conditions. A revised FTP will be proposed if
warranted. In addition, rules to incorporate into the FTP an inspection and
maintenance short test cycle to improve the effectiveness of inspection and
maintenance programs will be promulgated.
The statutory fuel economy information program will continue to produce
labels, Corporate Average Fuel Economy (CAFE) calculations, and data for the Gas
Mileage Guide, in accordance with the revised CAFE and fuel economy labeling
requirements.
1993 Program
The Agency is allocating a total of $3,214,000 supported by 47.2 total
workyears for this program, of which $2,783,700 is from the Program and Research
Operations appropriation and $430,300 is from the Abatement, Control and
Compliance appropriation.
The emissions certification program expects to oversee more than 100
original equipment manufacturers and to issue certificates of compliance for
light-duty vehicles, heavy-duty engines, and motorcycles. Participation in the
certification program by importers reselling vehicles is expected to continue at
a stabilized level. The mobile sources fees program will collect an estimated
$9,278,600 in fees associated with the issuance of certificates of conformity for
motor vehicles and engines.
The in-use assessment program continues working on the FTP to determine if
the driving cycles and test parameters remain representative of in-use
conditions. The Agency will publish the FTP study and make the determination on
whether the FTP should be revised. In addition, rules to incorporate into the
FTP an inspection and maintenance short test cycle to improve the effectiveness
of inspection and maintenance programs will be proposed. New requirements for
on-board diagnostic systems will be promulgated.
The statutory fuel economy information program continues producing labels,
CAFE calculations, and data for the Gas Mileage Guide, in accordance with the
revised CAFE and fuel economy labeling requirements. EPA will promulgate
revisions to light-duty durability procedures. Revisions will include
improvements to the current mileage accumulation cycle and provisions for
alternative accelerated durability procedures.
1992 Accomplishments
The Agency obligated a total of $3,356,000 supported by 50.2 total
workyears for this program, of which $3,128,900 was from the Salaries and
Expenses appropriation and $227,100 was from the Abatement, Control and
Compliance appropriation.
Work continued on suspected problems with manufacturers' use of defeat
devices. The emissions certification program assessed the validity of
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applications for certification of 100 original equipment manufacturers of
light-duty vehicles, heavy-duty engines, and motorcycles. Reforms implemented
during the last several years, including abbreviation of certification
procedures, revision of the application format, and computerization of much of
the data communication between EPA and manufacturers, has eased EPA's workload
and reduced the burden on manufacturers. Participation in the certification
program by independent commercial importers (ICIs) has stabilized. EPA issued
56 certificates of conformity to ICIs. Certification engineering review
continued to deter the production of vehicle designs incapable of meeting
emission standards. The mobile sources fees program collected $851,300 in fees
associated with the issuance of certificates of conformity for motor vehicles and
engines.
New standards for carbon monoxide emissions in cold ambient conditions were
promulgated. In addition, the rule to implement the mobile source fees program
was promulgated. Light-duty durability procedures revisions were promulgated.
The statutory fuel economy information program was carried out, with 1,522
labels, 32 CAFE calculations, and data for the Gas Mileage Guide.
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co
in
I
CM
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AIR
Resource Assistance For State, Local & Tribal Agencies
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REG 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Resource Assistance For
State, Local, and
Tribal Agencies
Abatement Control and $163,818.9 $174,550.0 $176.171.7 $174.588.6 $172.888.6 -$1,700.0 -$1,661.4
Compliance
TOTAL $163,818.9 $174,550.0 $176,171.7 $174.588.6 $172.888.6 -$1.700.0 -$1.661.4
Training
Program & Research $293.8
Operat i ons
TOTAL $293.8
TOTAL:
Program & Research $293.8
Operations
Abatement Control and $163,818.9 $174,550.0 $176,171.7 $174,588.6 $172,888.6 -$1,700.0 -$1,661.4
Compliance
Resource Assistance TOTAL $164,112.7 $174,550.0 $176,171.7 $174,588.6 $172,888.6 -$1,700.0 -$1,661.4
For State. Local and
Tribal Agencies
PERMANENT UORKYEARS
Training 4.0
TOTAL PERMANENT UORKYEARS 4.0
TOTAL UORKYEARS
Training 4.1
TOTAL UORKYEARS 4.1
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AIR
Resource Assistance for State, Local and Tribal Agencies
Budget Request
The Agency requests a total of $172,888,600 supported by no workyears for
1994, a decrease of $1,700,000 and no change in workyears from 1993. of the
request, $172,888,600 will be for the Abatement, Control and Compliance
appropriation. This represents a decrease of $1,700,000 in the Abatement,
Control and Compliance appropriation.
RESOURCE ASSISTANCE FOR STATE. LOCAL AND TRIBAL AGENCIES
1994 Program Request
The Agency requests a total of $172,888,600 all of which will be for the
Abatement, Control and Compliance appropriation. This represents an decrease of
$1,700,000 which will reduce the Agency's efforts in PM-10 SIP development and
regional ozone modeling, and the initiation of state air permit fee programs.
In 1994 the multi-state, state, local and tribal agencies will continue to
play a primary role in implementing the new Clean Air Act amendments. EPA will
support these efforts through grants awarded under authorities provided by
sections 103, 105, 106 and 112 of the Act. The agencies will continue efforts
to attain the ozone NAAQSs, giving priority to completing and submitting revised
SIPs with attainment demonstrations due in November 1994. The agencies will
develop and submit SIP revisions to account for 15 percent reductions in volatile
organic compounds (VOCs). The agencies will also continue to develop projected
attainment year inventories and develop and implement programs to track
reasonable further progress (RFP) and to provide for the annual reporting of
emission statements by source operators.
State and local agencies will focus on implementation of regulations for
both stationary and mobile sources. These include inspection and compliance
activities for Class A and Class B VOC sources and nitrogen oxides sources.
Upgrading and replacing ozone and carbon monoxide monitoring networks will
continue. Activities in the Northeast resulting from establishment of the
Northeast Transport Commission and the follow-on efforts of the regional ozone
modeling efforts (ROMNET) will continue. Programs for enhanced ozone sampling
and for long-term sampling of ozone precursors will continue. State and local
agencies will continue to implement programs for assessing and reducing exposure
to air toxics. Efforts associated with the air toxics early reduction program
will continue including the review and processing of permit applications from
candidate sources. PM-10 SIP development activities will continue for areas
designated as "serious" nonattainment areas and for newly designated
nonattainment areas. Quality assurance and quality control efforts relating to
emissions inventories for ozone, carbon monoxide, and PM-10 will continue.
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State and local agencies will continue to develop and begin implementation
of operating permit program requirements for major sources of criteria pollutants
and air toxics. Operating permit program activities will be continued to provide
for review of submitted permit programs, implementation of approved programs and
support for development of programs in states where programs have not been
submitted. Outreach and training programs for states developing and implementing
permit programs will be provided. Acid rain program development will also
continue. States will continue to operate sulfur dioxide and PM-10 monitoring
networks and inspect major sulfur dioxide and PM-10 sources. State prevention
of significant deterioration and new source review programs will also continue
as well as continued support for Indian tribes. Support will continue for
visibility monitoring in Class I areas and for the Grand Canyon Visibility
Commission . Support will also continue for upgrading existing air pollution
control training courses with an emphasis on providing delivery of courses
addressing the new Clean Air Act needs and requirements. Studies and control
strategy planning will continue to address the U.S.-Mexico border air quality
problem. Efforts are continued at the state level to provide for staff training,
inspection, and outreach to address stratospheric ozone depletion. States and
selected local agencies will provide technical assistance and guidance to small
manufacturing and business establishments that may be affected by the
requirements of the new Clean Air Act.
1993 Program
In 1993 the Agency is allocating a total of $174,588,600 all of which will
be from the Abatement, Control and Compliance appropriation. These resources are
supporting implementation of new or expanded Clean Air Act requirements for
operating permit programs, mobile source controls, small business technical
assistance, early reductions activities, market-based approaches, phase-out of
chlorofluorocarbons, and enhanced ozone monitoring networks.
In 1993 the state and local agencies continue to play a primary role in
implementing the new Clean Air Act amendments. State and local agencies are
continuing efforts to attain the ozone and carbon monoxide NAAQSs, giving
priority to completing and submitting revised Ozone SIPs with attainment
demonstrations. The agencies are developing and submitting SIP revisions to
account for 15 percent reductions in volatile organic compounds (VOCs).
Activities in the Northeast resulting from establishment of the Northeast
Transport Commission continue and the follow-on efforts of the regional ozone
modeling efforts (ROMNET) are being completed. States are also developing
projected attainment year inventories and developing and implementing programs
to track reasonable further progress (RFP) and to provide for source operators
to submit annual emission statements.
State and local agencies are adopting and implementing regulations for both
stationary and mobile sources. These new regulations are resulting in inspection
and compliance activities for Class A and Class B VOC sources and nitrogen oxides
sources. Ozone and carbon monoxide monitoring networks continue to be upgraded
and obsolete equipment replaced. Enhanced ozone sampling networks and networks
for long-term sampling of ozone precursors are being established. State and
local agencies are implementing programs for assessing and reducing exposure to
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air toxics. Efforts associated with the air toxics early reduction program have
expanded and include the review and processing of permit applications from
candidate sources. PM-10 SIP development activities continue for areas
designated as "serious" nonattainment areas. States are providing quality
assurance and quality control reviews of emissions inventories for ozone, carbon
monoxide, and PM-10.
State and local agencies continue to develop operating permit programs for
major sources of criteria pollutants and air toxics. Operating permit program
activities have expanded to provide for development of approvable interim permit
programs and outreach and training programs. The development of state acid rain
programs continue. States continue to operate and maintain sulfur dioxide and
PM-10 monitoring networks and operate quality assurance and quality control
programs for these networks. States continue to maintain the prevention of
significant deterioration and new source review programs as well as provide
support for Indian tribes. Support is being provided for visibility monitoring
in Class I areas and for the Grand Canyon Visibility Commission. The upgrading
of existing air pollution control training courses and the development of new
courses addressing the new Clean Air Act needs and requirements is in the third
year of a three-year effort. New efforts have been initiated at the state level
to provide for staff training, inspection, and outreach to address stratospheric
ozone depletion. States and selected local agencies are initiating new programs
to provide technical assistance and guidance to small manufacturing and business
establishments that may be affected by the requirements of the new Clean Air Act.
Studies and control strategy planning are being expanded to further address the
U.S.-Mexico border air quality problem.
Congressional Directives. A total of $1,700,000 is being provided for two
special projects: A PM-10 ambient air quality study in Central Valley,
California and additional funding for the Northeast States for Coordinated Air
Use Management (NESCAUM) for interstate pollution control and ozone reduction.
1992 Accomplishments
In 1992 the Agency allocated a total of $163,818,900 all of which was from
the Abatement, Control and Compliance appropriation.
In 1992 the control agency support program focused on implementation of the
requirements contained in the new Clean Air Act Amendments of 1990. A principal
portion of that effort was the development and implementation of strategies to
attain NAAQSs for ozone and carbon monoxide. Base year emissions inventories in
ozone and carbon monoxide nonattainment areas were developed and updated with
particular emphasis on expanding the inventories to include small point sources
and source category tracking requirements. Included in this effort were the
initial efforts at developing projection year inventories for ozone. States
adopted and implemented additional stationary and mobile source control programs
in 1992, including reasonably available control technology (RACT) for existing
and new VOC stationary sources and enhanced vehicle inspection/maintenance
programs. States also continued their efforts in evaluating the effectiveness
of current VOC control programs in order to better account for the overall
reductions in emissions. The Northeast Transport Commission was established to
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oversee and coordinate efforts to further identify ozone transport and to assess
control options for the northeast areas. Ozone and carbon monoxide monitoring
networks were upgraded and expanded and obsolete monitors continued to be
replaced. Initial design and planning efforts for the enhanced ozone/precursor
networks were completed. Both the inspection and compliance level of Class A and
B VOC sources continued to improve in 1992.
State and local agencies continued development of programs for assessing
and reducing exposure to air toxics and developed strategies for achieving both
near-term and long-term air toxic reductions. States developed demonstration
programs to incorporate market based incentive programs to aid in compliance
efforts associated with smaller toxic point and area sources. States also
continued development and upgrading of their air toxics programs to provide for
the implementation of the hazardous air pollutant provisions of the Clean Air Act
amendments. States also developed and implemented the air toxics Early Reduction
Program. Inspection and compliance activities associated with sources of
hazardous emissions expanded. Initial development of an urban air monitoring
network began in 1992. States continued their efforts in developing operating
permit programs.
States prepared and submitted required SIPs for areas designated as
nonattainment for PM-10. In addition, states updated and performing quality
assurance reviews of emissions inventories associated with these SIPs. Efforts
continued by the states to achieve and maintain the NAAQS for lead through
coordinated activities that addressed source inspections, monitoring, and SIP
planning. States continued to expand staff capabilities to better coordinate
acid rain activities with EPA and provided review and verification of utility
data. States continued to operate sulfur dioxide and PM-10 monitoring networks
and inspect major sulfur dioxide and PM-10 sources. State prevention of
significant deterioration and new source review programs also continued. Support
for Indian tribes increased to allow for identification and assessment of air
quality problems on Indian lands.
Increased support was provided for expanding visibility monitoring in both
the northeast and western Class I areas. The Grand Canyon Visibility Commission
was established to coordinate efforts by those affected states to address
visibility problems in the Grand Canyon. Resources were directed specifically
to assessing the air quality problems associated with the U.S.-Mexico border and
to the development of control strategies to address these problems. Existing air
pollution training courses were upgraded and new courses are being developed to
addressing the needs and requirements stipulated in the new Clean Air Act
amendments.
Congressional Directives; A total of $2,074,900 was provided for three
special projects: Northeast interstate nonattainment and visibility problems,
the South Coast Air Quality Management District's alternative fuels options
demonstration project, and a small business technical assistance program.
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TRAINING
1994 Program Request
This program does not exist in FY 1994.
1993 Program
The Agency request for this program is included under State Program
Guidelines and Air Standards Development.
1992 Accomplishments x
THe Agency allocated a total of $293,800, supported by 4.1 total workyears
to this program, all of which was from the Salaries and Expenses appropriation.
In 1992, the Agency trained and provided self-instructional materials to
persons involved in air pollution control at the state and local level. The
program developed and revised short courses to address the Clean Air Act
Amendments of 1990. Some technical support was also provided to the states and
Regions for specialty workshops and training courses.
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AIR
Air Quality Management Implementation
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED CURRENT REQUEST
1993 ESTIMATE 1994
1993
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Air Quality Management
Implementation
Program & Research $18,470.9
Operations
Abatement Control and $1,167.6
Compliance
TOTAL $19,638.5
$21,590.3
$322.9
$21,913.2
$22,271.6 $22,191.9 $22,841.0
$936.9 $963.7 $357.3
$23,208.5 $23,155.6 $23,198.3
$649.1
-$606.4
$42.7
$1,250.7
$34.4
$1,285.1
TOTAL:
Program & Research $18,470.9 $21,590.3 $22,271.6 $22,191.9 $22,841.0 $649.1 $1,250.7
Operations
Abatement Control and $1,167.6 $322.9 $936.9 $963.7 $357.3 -$606.4 $34.4
Compliance
Air Quality Management TOTAL $19,638.5 $21,913.2 $23,208.5 $23,155.6 $23,198.3 $42.7 $1,285.1
Implementation
PERMANENT UORKYEARS
Air Quality Management
Implementation
TOTAL PERMANENT WORKYEARS
TOTAL UORKYEARS
327.0 394.2 398.7 394.8 388.7 -6.1 -5.5
327.0 394.2 398.7 394.8 388.7 -6.1 -5.5
Air Quality Management 341.2 394.2 398.7 394.8 388.7 -6.1 -5.5
Implementation
TOTAL UORKYEARS 341.2 394.2 398.7 394.8 388.7 -6.1 -5.5
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AIR
Air Quality Management Implementation
Budget Request
The Agency requests a total of $23,198,300 supported by 388.7 total
workyears for 1994, an increase of $42,700 and a decrease of 6.1 workyears due
to the Administration's government streamlining efforts. Of the request,
$22,841,000 will be for the Program and Research Operations appropriation and
$357,300 will be for the Abatement, Control and Compliance appropriation. This
represents an increase in the Program and Research Operations appropriation of
$649,100 due to increased workforce costs and a decrease in the Abatement,
Control and Compliance appropriation of $606,400.
AIR QUALITY MANAGEMENT IMPLEMENTATION
1994 Program Request
The Agency requests a total of $23,198,300 supported by 388.7 total
workyears for this program, of which $22,841,000 will be for the Program and
Research Operations appropriation and $357,300 will be for the Abatement, Control
and Compliance appropriation. This represents an increase of $649,100 for the
Program and Research Operations appropriation to reflect increased workforce
costs and a decrease of $606,400 in the Abatement, Control and Compliance
Appropriation. The decrease of 6.1 total workyears is a result of the
government-wide reduction in workyears that is part of the President's program
to reduce the size and cost of government.
In 1994 the Regional air quality management program will continue to focus
on providing assistance to the states in developing ozone state implementation
plans (SIPs) to implement the many requirements of the Clean Air Act Amendments
of 1990. The Regions will oversee the development of plans to achieve a 15
percent reduction in volatile organic compounds (VOCs), data bases and control
strategies needed to demonstrate attainment and the development of SIP revisions,
and state programs for the reporting of annual emission statements by operators
of sources of VOCs and nitrogen oxides. During 1994 the Regions will review
state submitted regulatory changes for approvability.
Regional Offices will also provide assistance and guidance to states in
developing processes and methods to allow for the periodic updating (every three
years) of emissions inventory data for ozone, carbon monoxide, and size-specific
particulate matter (PM-10). In order to provide the capability to track actual
emissions reductions and to verify the states' reasonable further progress (RFP)
requirements, efforts will be directed at development and implementation of RFP
tracking systems.
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Requirements for PM-10 will focus on developing attainment demonstrations
in areas classified as "serious." Assistance will be provided to state and local
agencies in developing regulations to implement best available control measures
(BACM) for PM-10 sources.
Regions will continue efforts to help states to remove sulfur dioxide SIP
deficiencies in order to provide a compliance base for sources applying for
operating permits.
States must establish operating permit program requirements for all major
stationary sources. Regional Offices will be required to provide assistance and
guidance to states as they develop and implement operating permit programs. As
permit programs are submitted by the states, Regional Offices will review the
acceptability of permit programs and take rulemaking action to approve or
disapprove them. Regional Offices will also develop and implement audit programs
to oversee state permitting activities.
During 1994 EPA Regions will integrate the administration of toxics and
permits programs since operating permit program applies to sources of air toxics
as well as sources of the criteria pollutants. With an expanded universe of
sources to permit and provisions and stipulations in the Clean Air Act that allow
toxic sources to seek early reductions in emissions, Regional Offices will
provide review of these toxic source requests and assess alternate compliance
programs for sources. Efforts will also be continued in support of an air toxic
deposition study in the Great Lakes.
Regions will provide guidance and support to states in establishing small
business technical assistance programs. Efforts will also continue to assess air
quality and emissions along the U.S. - Mexico border and begin to develop shared
control strategy responsibilities.
1993 Program
In 1993 the Agency is allocating a total of $23,155,600 supported by 394.8
total workyears to this program, of which $22,191,900 is from the Program and
Research Operations appropriation and $963,700 is from the Abatement, Control and
Compliance appropriation.
In 1993 the Regional air quality management program continues to focus on
providing assistance to the states in developing ozone/carbon monoxide SIPs to
implement the many requirements of the Clean Air Act Amendments of 1990. These
requirements include developing and adopting reasonably available control
technology (RACT) regulations for newly designated nonattainment areas,
completing the correction to RACT regulations in existing nonattainment areas,
completing base year emission inventories to reflect 1990 emissions and expanding
inventories to include additional sources based upon the requirements stipulated
by the area's classification (i.e. moderate, serious, severe or extreme). The
Regions are working with the states to develop emission inventory data bases and
control strategies that are needed to demonstrate attainment. Regions are
providing assistance in the development of SIP revisions and programs for the
submission of annual emission statements by operators of sources of VOCs and
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nitrogen oxides. Regions are also performing detailed reviews of base year
inventories and continue to expand programs to quality assure critical inventory
components. State submitted regulatory changes are being reviewed for
approvab i1ity.
Regional Offices are also providing assistance and guidance to states in
developing processes and methods to allow for the periodic updating (every three
years) of emissions inventory data for ozone, carbon monoxide, and PM-10. In
order to provide the capability to track actual emissions reductions and to
verify the states' RFP requirements, Regional efforts are being directed at
development and implementation of RFP tracking systems.
Assistance is being provided to state and local agencies in developing
regulations to implement reasonably available control measures (RACMs) for PM-10
sources and for the development of SIP revisions for lead. Regions are reviewing
PM-10 and lead SIP revisions and preparing rulemaking packages addressing these
SIP revisions.
Regions are expanding efforts to help states remove sulfur dioxide SIP
deficiencies in order to provide a compliance base for sources applying for
operating permits under the soon to be implemented permit programs.
Under the permit programs, states must establish operating permit program
requirements for all major stationary sources. Regional Offices are providing
assistance and guidance to states as they develop and implement operating permit
programs. A number of states do not have sufficient legislative authority to
meet all the requirements of the operating permit program as defined in the Clean
Air Act Amendments of 1990 Regional Offices are working with these states to
review legislative authorities and provide assistance in assuring state law meets
the legal requirements of the operating permit program. As interim permit
programs are developed by the states, Regional Offices are reviewing them for
acceptability. Regional offices are also reviewing source permits issued under
such programs. Regional Offices are beginning to develop and implement audit
programs to oversee state permitting activities.
Regional offices are integrating the administration of toxics and permits
programs since operating permit program applies to sources of air toxics as well
as sources of the criteria pollutants. With an expanded universe of sources to
permit and provisions and stipulations in the Clean Air Act that allow toxic
sources to seek early reductions in emissions, Regional Offices are providing
expanded review of these toxic source requests and are assessing alternate
compliance programs for these sources. Efforts are also being expanded to
support an air toxic deposition study in the Great Lakes.
Regions are providing guidance and support to states in establishing small
business technical assistance programs. Efforts are being expended to assess air
quality and emissions along the U.S. - Mexico border and begin the development
of shared control strategy responsibilities.
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Congressional Directives; In 1993 a total of $600,000 is being provided
to fund an alternate fuels demonstration project for the South Coast Air Quality
Management District.
1992 Accomplishments
In 1992 the Agency allocated a total of $19,638,500 supported by 341.2
total workyears to this program, of which $18,470,900 was from the Salaries and
Expenses appropriation and $1,167,600 was from the Abatement, Control and
Compliance appropriation.
In 1992 Regions were involved in implementing the requirements of the Clean
Air Act Amendments of 1990. Guidance and assistance was provided to the states
in a number of areas including emissions inventory quality assurance and quality
control, correction of existing VOC stationary source regulations, and procedures
and techniques for determining required emission reductions. Additionally,
Regions also provided assistance in evaluating and selecting control measures,
and preparing attainment demonstrations. Many of the state and local control
regulations were reviewed for effectiveness.
Regions reviewed state submitted SIPs and rulemakings were initiated as a
result of these reviews. SIP revisions reviewed included VOC rule correction
revisions and PM-10 SIPs for moderate nonattainment areas. Regions continued to
work closely with state agencies regarding emissions inventory management.
Regions provided quality assure guidance to states and worked to ensure
correction of identified deficiencies in the various state submitted draft
inventories prior to their formal submission. Guidance was provided to states
for VOC and PM-10 emissions inventories. Regions provided assistance in refining
base year inventories, tracking RFP requirements and completing projection year
inventories. Follow-on activities regarding regional transport work in the
northeast continued along with the establishment of the Northeast Transport
Commission. Regions provided guidance and assistance to states for the
development and submission of SIPs for PM-10 nonattainment areas designated as
"serious." Technical assistance and support was provided to state and local
governments regarding the development and implementation of operating permit
programs for both criteria pollutants and air toxics. Regions also provided
assistance in reviewing existing state legal authorities needed for
implementation of the operating permit program. Regions provided guidance and
oversight to states as they developed their early reduction toxic programs.
Regions provided support to state and local programs to control air toxics under
the new Act, as well as supporting state efforts to mitigate high-risk urban
impacts. Efforts were initiated this year to study air toxic deposition in the
Great Lakes. Assistance was also provided in revising sulfur dioxide SIPs to
ensure compliance with the integrated sulfur dioxide program. A number of other
ongoing air quality management activities continued including review/oversight
of the air grants process, providing support to Indian tribes, supporting
litigation activities, and supporting state new source review and prevention of
deterioration programs.
Congressional Directives; In 1992 a total of $600,000 was provided for a
multi-year study on high risk pollution in the Baton Rouge/New Orleans corridor.
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(O
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AIR
Trends Monitoring & Progress Assessment
ACTUAL PRES.
1992 BUDGET
1993
ENACTED CURRENT
1993 ESTIMATE
1993
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Ambient Air Quality
Monitoring
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
$4,655.0 $5,219.6
$96.7 $122.8
$4,751.7 $5,342.4
$5,136.2 $5,136.2
$188.5 $198.8
$5,324.7 $5,335.0
$5,447.3 $311.1
$198.8
$5,646.1 $311.1
$227.7
$76.0
$303.7
Air Quality & Emission
Data Management &
Analysis
Program & Research $6,809.3 $7,895.0 $7,091.7 $7,071.6 $6,955.5 -$116.1 -$939.5
Operations
Abatement Control and $23,092.9 $26,398.4 $19,160.1 $19,256.2 $19,875.6 $619.4 -$6,522.8
Compliance
TOTAL $29,902.2 $34,293.4 $26,251.8 $26,327.8 $26,831.1 $503.3 -$7.462.3
TOTAL:
Program & Research $11,464.3 $13,114.6 $12,227.9 $12,207.8 $12,402.8 $195.0 -$711.8
Operations
Abatement Control and $23,189.6 $26,521.2 $19,348.6 $19,455.0 $20,074.4 $619.4 -$6,446.8
Compliance
Trends Monitoring & TOTAL $34,653.9 $39,635.8 $31,576.5 $31,662.8 $32,477.2 $814.4 -$7,158.6
Progress Assessment
PERMANENT WORKYEARS
Ambient Air
Monitoring
kir Quality
Quality
& Emission
82
104
.5
.9
95
115
.3
.8
95.1
111.2
94.1
110.1
92
108
.7
.5
-1.4
-1.6
-2.6
-7.3
Data Management &
Analysis
TOTAL PERMANENT WORKYEARS 187.4 211.1 206.3 204.2 201.2 -3.0 -9.9
TOTAL WORKYEARS
Ambient Air Quality 88.2 95.3 95.1 94.1 92.7 -1.4 -2.6
Monitoring
Air Quality & Emission 108.3 115.8 111.2 110.1 108.5 -1.6 -7.3
Data Management &
Analysis
TOTAL WORKYEARS 196.5 211.1 206.3 204.2 201.2 -3.0 -9.9
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AIR
Trends Monitoring and Progress Assessment
Budget Request
The Agency requests a total of $32,477,200 supported by 201.2 total
workyears for 1994, an increase of $814,400 and a decrease of 3.0 workyears from
1993. The decrease in workyears is a result of the government-wide reduction
in workyears that is part of the President's program to reduce the size and cost
of government. Of the request, $12,402,800 will be for the Program and Research
Operations appropriation and $20,074,400 will be for the Abatement, Control and
Compliance appropriation. This represents an increase in the Program and
Research Operations appropriation of $195,000 due to increased workforce costs
and an increase of $619,400 in the Abatement, Control and Compliance
appropriation.
AMBIENT AIR QUALITY MONITORING
1994 Program Request
The Agency requests a total of $5,646,100 supported by 92.7 total workyears
for this program, of which $5,447,300 will be for the Program and Research
Operations appropriation and $198,800 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $311,100 for the
Program and Research Operations appropriation for increased workforce costs, no
change in the Abatement, Control and Compliance Appropriation, and a decrease of
1.4 total workyears which is a result of the government-wide reduction in
workyears that is part of the President's program to reduce the size and cost of
government.
In 1994 the ten EPA Regional Offices will continue overview and management
of state air monitoring programs including grants review, coordination of
emission and air quality data bases, and validation of data from the National Air
Monitoring System (NAMS) and the State and Local Air Monitoring System (SLAMS)
data base. Data analyses including air quality trend information will be
developed as input to the Regional Trend Reports.
In the area of quality assurance, significant resources will be used for
on-site systems audits of state networks and monitors. In addition, the Regional
laboratories will continue to participate in the national air audit program.
Size-specific particulate matter (PM-10) monitors established or moved during
1993 will require review and site visits to verify compliance with EPA air
monitoring regulations. Reviews of PM-10 ambient data and sampling frequency
will be performed and will include data critical to classification determinations
and identification of possible control strategies. The Regions will continue to
provide quality assurance support to Indian tribal units and to assist in
developing ambient monitoring programs.
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Technical oversight and support will be provided to state and local
programs in refining and validating data bases needed to prepare state
implementation plans (SIPs) for 97 ozone areas and 42 carbon monoxide areas.
Support to the upgrading of the ambient networks for these areas will be expanded
with special emphasis on planning and implementing enhancements to ozone and
precursor networks in areas classified as "serious," "severe" and "extreme."
Efforts for 1994 will focus on assisting state and local agencies in establishing
the second sites in each area, providing consultation on the acquisition and
operation of state-of-the-art equipment for sampling volatile organic compounds,
assisting in the refinement of quality assurance programs, and fostering programs
to analyze ambient precursor data.
The Agency's toxic monitoring program will continue with support to pilot
programs for organics, support to other state and local sampling on methods,
siting and quality assurance, and support to control agencies in evaluating the
impact of specific toxic emission sources and refining toxic emission data bases.
Support will also be given to new Agency efforts to establish ambient toxics
sampling in the vicinity of the Great Lakes and other major boundary waters. To
address key requirements of section 815 of the 1990 Amendments, the Regions will
expand their support to ambient sampling programs along the U.S. - Mexico border.
Support will be provided in several border areas and will focus on network
planning, program oversight, and providing guidance to Mexican environmental
staff.
1993 Program
In 1993 the Agency is allocating a total of $5,335,000 supported by 94.1
total workyears for this program, of which $5,136,200 will be from the Program
and Research Operations appropriation and $198,800 will be from the Abatement,
Control and Compliance appropriation.
In 1993 the ten EPA Regional Offices will continue overview and management
of state air monitoring programs including grants review, coordination of
emission and air quality data bases, and validation of data from the NAMS and
SLAMS data base. Data analyses including air quality trend information will be
developed as input to the Regional Trend Reports.
In the area of quality assurance, significant resources will be used for
on-site systems audits of state networks and monitors. In addition, the Regional
laboratories will continue to participate in the national air audit program. PM-
10 monitors established or moved during 1992 will require review and site visits
to verify compliance with EPA air monitoring regulations. Reviews of PM-10
ambient data and sampling frequency will be performed and will include data
critical to classification determinations and identification of possible control
strategies.
During 1993 the Regional Offices will continue oversight of a toxic pilot
program for organic species in ten cities established in 1992. Initially, the
organics collected at these sites are only being analyzed for toxic species.
During the summer of 1993 these sites will become part of the enhanced
ozone/precursor network. Resources will also be used to provide moni-
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toring/quality assurance support and technical assistance to states in evaluating
the source impact of specific toxic air pollutants from sources considered for
regulation under state control programs. Support for state and local toxics
efforts in urban areas will continue with management, coordination, and technical
assistance provided to complete or refine toxics emission data bases and to
improve state and local ambient monitoring capabilities.
Technical oversight and support will be provided to state/local programs
developing data bases needed to prepare SIPs. This will include data bases for
97 ozone areas and 42 carbon monoxide areas as well as additional areas
identified through recent exceedances. Significant support is being provided in
planning networks and selecting the initial sites for enhanced ozone and
precursor networks to be established in 1993. Oversight of revisions to the
carbon monoxide and ozone ambient networks will continue with emphasis on
evaluating networks for nonattainment areas designated since 1991 and
implementing corrective actions. The Regions will continue to provide quality
assurance support to Indian tribes and to assist in developing tribal monitoring
programs. To address key requirements of section 815 of the 1990 amendments, the
Regions are supporting ambient sampling programs along the U.S. - Mexico border.
Support will be provided in three border areas and will focus on network
planning, program oversight, and providing guidance to Mexican environmental
staff.
1992 Accomplishments
In 1992, the Agency obligated a total of $4,751,700 supported by 88.2 total
workyears, of which $4,655,000 was from the Salaries and Expenses appropriation
and $96,700 was from the Abatement, Control and Compliance appropriation.
In 1992 the Regional Offices coordinated the collection, validation and
submission of ambient data with emphasis on areas developing revised SIPs for
ozone and carbon monoxide. Ambient network support focused on eliminating air
monitoring sites having marginal utility and in identifying changes needed to
adequately monitor current or projected areas of ozone and carbon monoxide
nonattainment. In addition, the Regions assisted states in implementing network
plans for ambient monitoring of PM-10, completing quality assurance plans
necessary to meet EPA requirements, and in updating multi-year plans for
replacement of ambient monitors and related equipment. On-site audits of 285
monitors were conducted including 121 newly established PM-10 samplers. The
Regions also assisted 25 state and local agencies in assessing potential risks
from toxic pollutants through ambient sampling and 12 agencies in developing
emission inventories. The Regions also provided quality assurance support to
Indian tribes and assistance in developing tribal monitoring programs.
AIR QUALITY AND EMISSION DATA MANAGEMENT AND ANALYSIS
1994 Program Request
The Agency requests a total of $26,831,100 supported by 108.5 total
workyears for this program, of which $6,955,500 will be for the Program and
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Research Operations appropriation and $19,875,600 will be for the Abatement,
Control and Compliance appropriation. This represents a decrease of $116,100 for
the Program and Research Operations appropriation, an increase of $619,400 for
the Abatement, Control and Compliance appropriation, and a decrease of 1.6
workyears from 1993. The decrease in workyears is a result of the government-
wide reduction in workyears that is part of the President's program to reduce the
size and cost of government.
The increases will allow support of modifications to EPA data systems which
will support the Regional Offices and states in management of operating permits
information. Emission Testing support to the development of Maximum Achievable
Control Technology (MACT) standards will be decreased. All three of the
Aerometric Information Retrieval System (AIRS) Subsystems will be maintained and
guidance will be provided to users. Two states and three to five additional local
agencies will be provided with access to the Facility Subsystem (AFS). New
software to support high priority reports and analyses will be implemented
including modifications to AFS which will support Regional Office and state
management of data on operating permits. Additional AIRS software to track,
summarize, and display air quality and emission data relating to ozone, carbon
monoxide and PM-10 regulatory programs will be developed.
Support of Headquarters, Regional Office, and state and local modeling of
both criteria and toxics pollutants will be continued as will ongoing efforts to
evaluate model accuracy and provide refined models and guidance. Implementation
of the Agency's toxic monitoring strategy will continue and include planning and
coordination of efforts to establish toxic sampling in the vicinity of the Great
Lakes and other major boundary waters. Support to the development of MACT
standards will be continued through accelerated programs to test candidate
sources and develop test methods. Technical support to state and local test
programs will be continued. The program will continue emission tests of selected
criteria pollutant sources and to publish emission factors and related guidance
to support state toxics programs. The program will also continue to prepare
analyses of ambient and emission trends, issue status and trends reports, and
provide national oversight of SIP ambient monitoring.
Technical support to the ozone/carbon monoxide program will be continued
at a high level in seven critical areas: (1) Refinement of baseline software for
storing, retrieving, and analyzing emissions inventory data on smaller (area)
sources and for mobile sources. This will complement related EPA capabilities
for handling inventory data from large (point) sources; (2) Technical support to
state and local programs to enhance carbon monoxide, ozone, and ozone precursor
monitoring networks; (3) Technical support to the application of urban grid
models in about 30 ozone areas; (4) National oversight and quality assurance of
the SIP (baseline) emission inventories and support to the development of
periodic inventories and other data bases which will be used for attainment
demonstrations; (5) Development of VOC, nitrogen oxides and carbon monoxide
emission factors; (6) refinement and management of systems for tracking future
reductions to baseline emissions; and (7) technical support to application of
EPA's Regional Oxidant Model in the Southeast, Northeast, and Midwest.
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The program will continue to provide technical guidance to Regional Offices
and state and local agencies in applying PM-10 dispersion and receptor models,
applying PM-10 emission factors and inventory guidance, evaluating monitoring
networks and ambient data, conducting special studies, and applying methods for
testing sources of particulates. Efforts to develop emission factors for
additional PM-10 source categories will be continued. Guidance will be provided
concerning the application of improved factors and dispersion models in assessing
the air quality impact of emissions from surface coal mines.
1993 Program
In 1993 the Agency is allocating a total of $26,327,800 supported by 110.1
workyears for this program, of which $7,071,600 will be from the Program and
Research Operations appropriation and $19,256,200 will be from the Abatement,
Control and Compliance appropriation.
In 1993 active support is provided for implementation of the Clean Air Act
Amendments of 1990. Emphasis will be placed on developing required rules and
guidance on modeling and monitoring, participation in several required studies
and on generally providing expanded technical support to the ozone/carbon
monoxide program and to the toxics program. For the ozone/carbon monoxide
program, implementation support will focus on: completion of baseline software
for a new system for storing, retrieving, and analyzing emissions inventory data
on smaller (area) sources and on mobile sources; issuance of final rules
requiring the establishment of long-term networks for sampling ozone precursors,
and technical support to the planning and implementation of enhanced networks;
technical support to the application of urban grid models used in ozone
attainment demonstrations; provision of technical and operational support to
state/local modeling efforts for both carbon monoxide and ozone areas;
continuation of work on long-term application of Regional Oxidant Models in three
regions; continuation of programs for managing, tracking, and quality assuring
emission inventory data including data quality reviews of SIP inventories for
national consistency. Also, efforts will be initiated to develop prescriptive
requirements for preparing point and area source inventories in the future.
Efforts to develop improved methods for compiling future PM-10 inventories
will be continued as will efforts to develop and issue emission factors for
significant sources of particulates. Support of Headquarters, Regional Office
and state/local modeling of both criteria and toxic pollutants will be continued
as will ongoing efforts to evaluate model accuracy and provide refined models and
guidance. Implementation of the Agency's toxic monitoring strategy will
continue. The program will also continue to prepare analyses of ambient and
emission trends, issue status and trends reports and provide national oversight
of SIP ambient monitoring. Additional analyses will be done for a completed
study of the impact of emissions from the Mohave Power Plant on visibility in and
near Grand Canyon National Park.
Air toxics support will continue in four areas: (1) development of
emission test methods for MACT standards to be issued within four and seven years
of enactment; (2) provision of technical support to states on test method
application; (3) development of emission factors to support state implementation
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of toxics programs; and (4) dispersion analyses for proposed MACT standards and
guidance for screening analyses.
The AIRS Subsystems will be maintained and guidance provided to users. Six
to eight additional agencies will be provided access to the Facility Subsystem
and new software to support high priority reports and analyses will be
implemented. Special assistance and additional AIRS software will be provided
to facilitate the quality assurance of emission inventories for ozone and carbon
monoxide and their incorporation in AIRS. The program will complete development
of the initial software to allow the review of operating permit applications and
the tracking of key events within AIRS and through micro-computer software for
non-AIRS users.
Congressional Directives; A total of $550,000 is provided for
Congressionally directed projects: $150,000 to identify and evaluate sources of
visibility impairment in Class I areas, and $400,000 to conduct air quality
studies in the Southern Appalachian Mountains.
1992 Accomplishments
In 1992 the Agency obligated a total of $29,902,200 supported by 108.3
total workyears, of which $6,809,300 was from the Salaries and Expenses
appropriation and $23,092,900 was from the Abatement, Control and Compliance
appropriation.
In 1992 comprehensive user support and enhanced software was provided to
50 agencies using the AIRS Air Quality Subsystem. Additional emission and
compliance data bases were converted and refined and the baseline software and
files for the AIRS Facility Subsystem were enhanced. AIRS Facility Subsystem
user training was provided to staff from Regional Offices, 15 states, 1 territory
and 12 local agencies. User support was provided to 51 agencies that opted to
access the Facility Subsystem directly. To support future inventory efforts,
development was accomplished on a system for storing and retrieving area source
and mobile source data. Support was provided to future ozone and carbon monoxide
SIP revisions with emphasis on guidance for preparing emission inventories,
review of draft inventory components, assistance in preparing data bases and
applying grid and statistical models, and application of Regional Oxidant
Modeling analyses to support the Northeast Ozone Transport Commission and state
control strategy planning by the states. Other major activities included:
significant efforts on the initial software for storing and managing operating
permits information within AIRS; publication of the Air Quality and Emissions
Trend Report for 1990; development of new PM-10 emission factors for eight source
categories; technical support to the Regional Offices and states on application
of factors for PM-10 and other pollutants; and emission test support to
Headquarters offices developing emission standards and to state and local
agencies in applying test methods.
Congressional Directives; $700,000 was provided to evaluate visibility
impairment in Class I areas and to refine dispersion modeling techniques used in
such assessments.
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oo
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AIR
Atmospheric Programs
PROGRAM
Acid Rain Program
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Stratospheric
Protection Program
Program & Research
Operat i ons
Abatement Control and
Compliance
TOTAL
Global Change Program
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
Atmospheric Programs TOTAL
PERMANENT WORKYEARS
Acid Rain Program
Stratospheric
Protection Program
Global Change Program
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Acid Rain Program
Stratospheric
Protection Program
Global Change Program
TOTAL WORKYEARS
ACTUAL
1992
$3,702.1
$5,416.6
$9,118.7
$3,067.3
$15,947.8
$19,015.1
$6,769.4
$21,364.4
$28,133.8
52.4
35.7
88.1
54.1
39.8
93.9
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
(DOLLARS IN THOUSANDS)
$4,686.3 $4,033.7 $4,013.0
$6,481.8 $6,250.7 $6,198.8
$11,168.1 $10,284.4 $10,211.8
$3,944.5
$28,126.9
$32,071.4
$8,630.8
$34,608.7
$43,239.5
65.8
52.7
118.5
65.8
52.7
118.5
$4,463.9
$22,534.3
$26,998.2
$8,497.6
$28,785.0
$37,282.6
65.7
62.7
128.4
65.7
62.7
128.4
2-79
$4,449.5
$21,683.5
$26,133.0
$8.462.5
$27,882.3
$36,344.8
65.1
62.1
127.2
65.1
62.1
127.2
REQUEST
1994
$4,330.9
$6,529.9
$10,860.8
$2,173.6
$20,371.4
$22,545.0
$2,402.5
$22,554.6
$24,957.1
$8.907.6
$49,455.9
$58,362.9
63.1
30.7
33.9
127.7
63.1
30.7
33.9
127.7
INCREASE
DECREASE
1994 REO
VS
1993 CE
$317.9
$331.1
$649.0
$2,173.6
$20,371.4
$22.545.0
-$2,047.0
$871.1
-$1,175.9
$444.5
$21,573.6
$22,018.1
-2.0
30.7
-28.2
5
-2.0
30.7
-28.2
5
INCREASE
DECREASE
1994 REO
VS
1993 PB
-$355.4
$48.1
-$307.3
$2,173.6
$20,371.4
$22,545.0
-$1,542.0
-$5,572.3
-$7,114.3
$276.2
$14,847.2
$15,123.4
-2.7
30.7
-18.8
9.2
-2.7
30.7
-18.8
9.2
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AIR
Atmospheric Programs
Budget Request
The Agency requests a total of $58,362,900 and 127.7 total workyears for
1994, an increase of $22,018,100 and 0.5 total workyears from 1993. Of the
request, $8,907,600 will be for the Program and Research Operations
appropriation, and $49,455,900 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $444,500 in the Program and
Research Operations appropriation and an increase of $21,573,600 in the
Abatement, Control and Compliance appropriation.
ACID RAIN PROGRAM
1994 Program Request
The Agency requests a total of $10,860,800 and 63.1 total workyears for
this program, of which $4,330,900 will be for the Program and Research Operations
appropriation and $6,529,900 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $317,900 for Program and Research
Operations, an increase of $331,100 for Abatement, Control and Compliance and a
decrease of 2.0 total workyears. The increase in Abatement, Control and
Compliance will support efforts to implement the acid rain rulemaking agenda
within the Regions. The decrease in workyears is a result of the government-wide
reduction in workyears that is part of the President's program to reduce the size
and cost of government.
In 1994 the acid rain program will continue to provide both guidance for
sources and administrative procedures for Headquarters, Regions, and states on
the implementation of Continuous Emissions Monitoring (CEM) certification,
alternative monitoring systems, computerized emissions reporting and tracking,
permitting for sulfur dioxide and nitrogen oxide, state program development for
Phase II allowance transactions, auctions and sales, conservation verification
protocol, opt-ins and environmental and economic program evaluation.
The acid rain program will conduct the annual auction as well as the annual
direct sale of allowances. The program will review and approve applications for
allowances from independent power producers and small diesel refineries as well
as applications for allowances from the Conservation and Renewable Energy
Reserve. The acid rain program will review, approve, and record official
transfers of allowances at the request of affected sources. In addition, the
program will offer implementation training.
In 1994 the program will operate the integrated acid rain data system,
including: tracking hourly emissions data from each certified source; tracking
allowance allocations and transfers, including results of the annual auction and
sales; and permit processing for each Phase I source.
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The acid rain program will review and approve permit applications and
compliance plans, and OEM certifications. The primary tasks that the program
must perform to make the national market-based system work include:
Review and issue Phase I permits
Review and approve over 2,000 CEM certifications
Review and approve up to 50 state authorization documents
Review opt-in applications and issue permits
Process emissions monitoring data and permits information for the acid
rain data system
1993 Program
In 1993 the Agency is allocating a total of $10,211,800 supported by 65.1
total workyears to this program, of which $4,013,000 is from the Program and
Research Operations appropriation and $6,198,800 is from the Abatement, Control
and Compliance appropriation.
During 1993, the acid rain program is shifting its emphasis toward
operational issues from "rule writing" to "rule implementation."
Specifically, the program is focusing resources in five operational areas: (1)
processing permits; (2) managing the allowance system; (3) certifying CEMs; and
(4) evaluating the effectiveness of the acid rain program.
The acid rain program is issuing both guidance for sources and
administrative procedures for headquarters, Regions, and states on the
implementation of CEM certification, alternative monitoring systems, computerized
emissions reporting and tracking, permitting for sulfur dioxide and nitrogen
oxides, allowance transactions, auctions and sales, conservation verification
protocol, and state program development.
The majority of the 263 Phase I units require Agency action for permits and
CEMs during 1993 in order to meet their statutory deadlines. In addition,
because over 2,000 Phase II CEMs must be certified by the end of 1994, the acid
rain program expects sources to request certification of a large number of Phase
II CEMs in 1993.
In March 1993 the acid rain program is conducting the first annual auction.
In June the first annual direct sale of allowances will be held. The program is
processing applications for allowances from independent power producers and small
diesel refineries as well as applications for allowances from the conservation
and renewable energy reserve. The acid rain program is beginning to review,
approve, and record official transfers of allowances at the request of affected
sources. In addition, the program offers limited implementation training.
The program is developing, testing and will begin operation of initial acid
rain data systems for tracking hourly emissions data from each certified source;
tracking allowance allocations and transfers, including results of the annual
auction and sales; and tracking permit processing for each Phase I source.
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The program is also continuing to develop an ongoing acid rain program
evaluation component, and continuing participation in the National Acid
Precipitation Assessment Program. The acid rain program continues to work on
reports to Congress on the industrial sulfur dioxide emissions inventory and on
the feasibility of an acidic deposition standard. The acid rain program
continues to promote energy conservation and encourages the improvement of energy
efficiency as a compliance strategy.
Under the U.S. - Canadian Bilateral Air Quality Committee, the acid rain
program is preparing the second biannual report on the progress of the acid rain
programs in both countries.
Congressional Directive; A total of $750,000 for the Abatement, Control
and Compliance appropriation is for the National Acid Precipitation Assessment
Program.
1992 Accomplishments
In 1992 the Agency obligated a total of $9,118,700 supported by 54.1 total
workyears, of which $3,702,100 was from the Salaries and Expenses appropriation
and $5,416,600 was from the Abatement, Control and Compliance appropriation.
The acid rain program continued to implement the statutory mandate
established in Title IV of the Clean Air Act Amendments of 1990 by proposing a
series of major regulations including: (1) permitting which includes a
source's emissions control plans and requirements and allows a source to benefit
from the allowance trading system; (2) allowance tracking and transfers
which provides a source the flexibility to meet its sulfur dioxide emissions
limitation requirements economically while providing environmental accountability
for collective compliance with the national cap on sulfur dioxide emissions; (3)
continuous emissions monitoring which not only ensures source compliance but
also instills confidence in the market-based approach by certifying the existence
of the commodity being traded; and (4) excess emissions which defines the
consequences for failing to comply with the acid rain program's sulfur dioxide
and nitrogen oxides emissions requirements.
The program began development of an ongoing acid rain program evaluation
component and continued participation in the National Acid Precipitation
Assessment Program. In addition, the acid rain program initiated work on reports
to Congress required by statute. The program also promoted energy conservation
and encouraged the improvement of energy efficiency as a compliance strategy.
Under the U.S. - Canadian Bilateral Air Quality Committee, the acid rain
program prepared the first biannual report on the progress of the acid rain
programs in both countries.
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STRATOSPHERIC PROTECTION PROGRAM
1994 Program Request
In 1994 the Agency requests for this program a total of $22,545,000
supported by 30.7 total workyears, of which $2,173,600 will be for the Program
and Research Operations appropriation and $20,371,400 will be for the Abatement,
Control and Compliance appropriation. The stratospheric protection program is
a new program element in 1994. In 1993 the stratospheric protection program is
a component of the Global Change program element.
The United States has signed the Montreal Protocol on Substances that
Deplete the Ozone Layer. In accordance with agreements made under the Protocol
and its amendments, the EPA will implement and enforce rules, support domestic
implementation of rulemakings under the Protocol, continue refinements, initiate
risk and economic assessments to monitor progress made under the Protocol, and
coordinate with other groups and countries on technical and scientific
developments and use of alternative chemicals to curtail ozone depletion.
The Montreal Protocol Multilateral Fund is used to provide financial
assistance to developing countries to help pay for meeting the incremental cost
of shifting away from ozone depleting chemicals. In addition, the Multilateral
Fund provides resources to expand the Parties to the Montreal Protocol to include
all developed countries, all major regional economic integration organizations,
and all major developing countries. In 1994 the Environmental Protection Agency
has budgeted $17 million dollars for the Montreal Protocol Multilateral Fund.
In 1994 the stratospheric protection program will expand outreach
activities. These activities are critical to a smooth transition out of
chlorofluorocarbons (CFCs) and methyl chloroform in 1996. The goal of the
outreach program is to assist small companies and industries in shifting out of
the use of ozone depleting substances. The program will also increase efforts
to minimize impacts of a phase-out on existing capital equipment by encouraging
timely shifts to retrofits or replacements. In addition, the Agency will
continue to develop guidance materials on the phase-out of CFCs.
The Significant New Alternatives Program (SNAP) program, required under the
Clean Air Act, will be established to review the environmental and health effects
of safe substitutes to be used in place of ozone depleting substances. The
program will include a comprehensive evaluation of developing substitutes, and
examine the environmental benefits and hazards of using (or not using) substitute
chemicals. A list of safe substitutes will be developed and made available to
industry as they begin to transition into the use of chemicals and manufacturing
processes that are safer to human health and the environment. The program will
work to remove institutional/regulatory roadblocks to allow full implementation
of CFC alternatives by reforming standards and codes currently restricting the
use of promising alternative refrigerants, foam blowing agents, solvents and
halons. Finally, a program will be established to ensure that federal
procurement policy specifies the use of energy efficient, CFC-free technology
that is cost effective.
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1993 Program
In 1993 the stratospheric protection program is a component of the global
change program element. The program plan for the stratospheric protection
program is described within the global change program element for 1993.
1992 Accomplishments
In 1992 the stratospheric protection program was a component of the global
change program element. The accomplishments for the stratospheric protection
program are described within the global change program element for 1992.
GLOBAL CHANGE PROGRAM
1994 Program Request
The Agency requests a total of $24,957,100 and 33.9 total workyears for
this program, of which $2,402,500 will be for the Program and Research Operations
appropriation and $22,554,600 will be for the Abatement, Control and Compliance
appropriation. This represents a decrease of $2,047,000 for Program and Research
Operations, an increase of $871,100 for Abatement, Control and Compliance and a
decrease of 28.2 total workyears. The decreases reflect the movement of the
stratospheric protection program out of the global change program element in
1994. Excluding the stratospheric protection program, in 1994 the global change
program reflects an increase of $14,242,500 for Abatement, Control and Compliance
and an increase of 2.5 total workyears. The increase in Abatement, Control and
Compliance reflects a significant expansion to EPA's voluntary, profitable "Green
Programs."
The "Green Programs" focus on energy-efficient technologies that can
dramatically reduce energy consumption and prevent pollution while delivering
better products to the marketplace. Use of energy-efficient technologies
everywhere they are profitable can dramatically reduce electricity requirements
and emissions of sulfur dioxide, nitrogen oxides, and carbon dioxide. In
addition to preventing the emission of air pollutants, saving energy through
energy-efficient products also reduces the environmental damage caused by
electricity generation.
Over the past two years the global change program has launched highly
successful pollution prevention programs. The programs are voluntary, profitable
partnerships between the private sector and the federal government. EPA will
work with the Department of the Interior and other Federal Agencies to implement
these Green Programs in the Federal sector.
The 1994 global change program will expand in three specific areas. First,
the Green Lights program, a voluntary program for installing energy-efficient
lighting wherever it is profitable, will augment its marketing and sales effort,
intensify its implementation assistance, and launch new auditing and technical
assistance programs. Special emphasis will be placed on accelerating investments
corporations have already committed to make in contracts with EPA.
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Second, in the area of energy productivity and pollution prevention, a
series of programs including Energy Star Buildings (heating, ventilation and air
conditioning), Energy Star Computers, and Residential (e.g. "Golden Carrot")
programs are aimed at increasing the productivity of energy systems wherever
profitable. In the buildings area, EPA will significantly augment its marketing
and sales effort, intensify its implementation assistance, and launch new
auditing and technical assistance programs. As a result of its efforts, the
program anticipates a major increase in electronics used for speed control in
ventilating and air conditioning systems, significant price reductions, and an
expansion of manufacturing capacity for energy efficient products. In terms of
Energy Star Computers, the program will target a community-based outreach program
to local vendors and users of computer equipment. Up to one-third of all
computer equipment is bought and sold in small retail outlets that are currently
unaware of the economic and environmental benefits of Energy Star equipment. In
the residential sector, the focus will be to begin providing incentives to
builders and vendors to begin development of innovative financing mechanisms for
advanced heat pumps, water heating systems, increased insulation, and a number
of additional residential technologies (including those using natural gas).
Finally, the 1994 program will expand the methane program. Since methane
has energy value, its emission to the air is equivalent to energy evaporating
before use. Lack of motivation and know-how, as well as institutional obstacles,
have prevented this resource from achieving effective utilization. The methane
program will seek to profitably capture this "lost energy" in five areas: coal
mines, natural gas, agricultural wastes, livestock and landfills. The coal mines
component will be aimed at generating methane capture in Appalachia during coal
mining. The natural gas program is a voluntary effort with industry that will
be aimed at accelerating investments to reduce pipeline leaks in the U.S. and
increase exports to the former Soviet Union of this technology. The agricultural
wastes component focuses efforts on accelerating farmer utilization of waste as
an energy source by investing in collection systems and generators and/or
absorption refrigeration. The livestock program will aim at partitioning carbon
to useful products (milk and meat) by nutritional supplements and/or range
improvements. Finally, in the area of landfills, the 1994 program will aim at
helping small communities meet local energy demand and the need for acceptable
landfills by creating a recovery industry profitable for these communities.
1993 Program
In 1993 the Agency is allocating a total of $26,133,000 supported by 62.1
total workyears to this program, of which $4,449,500 is for the Program and
Research Operations appropriation and $21,683,500 is for the Abatement, Control
and Compliance appropriation.
In 1993 the focus of the global change program is on four voluntary
programs. First, the "Green Lights" program is successfully working with
industry to implement high-efficiency lighting in major U.S. corporations. High-
efficiency lighting systems have been demonstrated to lower electricity costs,
improve lighting quality and increase worker productivity. Over 750 partners
have already committed to the "Green Lights" program. EPA is also working with
other Federal Agencies to implement the Green Programs in the Federal sector.
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Second, the Energy Star Computers program is a voluntary program working
with computer equipment manufacturers to achieve efficiency improvements in
computer products by 1995. Partnerships with 40 manufacturers will introduce
desktop computers that can cut energy use by 50% without sacrificing performance
or raising prices. Third, the Energy Star Buildings program is a voluntary
program working with corporations to install highly-efficient heating,
ventilation, air conditioning and water heating technologies, achieving
reductions in energy consumption at a profit.
Fourth, the Methane program is focusing on reductions in'methane emissions
from coal mining, natural gas pipelines, agricultural waste, livestock and
landfills. Significant methane emission reductions are possible at a profit.
However, market obstacles exist in the development and deployment of technologies
and techniques to control methane emissions. Obstacles include: (1) access and
dissemination of information, (2) development of financing, and (3) regulatory
and legal issues. In 1993 the global change program is expanding the methane
program to institute support systems to remove institutional obstacles and
financial disincentives to capturing profitable emission reductions for methane.
This involves working with industry representatives to outline major obstacles
and to design and implement effective solutions.
In 1993 the stratospheric protection program is focussing on four program
response areas: (1) earlier domestic and international elimination of
chlorofluorocarbons (CFCs), halons, and methyl chloroform; (2) further
limitations on hydro-chlorofluorocarbons (HCFCs); (3) more intensive recycling
programs in the U.S. and abroad; and (4) earlier voluntary phaseout from
developing nations of CFCs and HCFCs.
The stratospheric protection program continues to work on recycling
rulemakings that require EPA to set the lowest achievable emissions for CFC-using
equipment, to restrict the sale of small canisters containing CFC refrigerants,
and to set safe disposal requirements of refrigerants. The national recycling
program will also investigate options to recycle or recover chemicals at disposal
and to expand the list of recyclable chemicals to include HCFCs. In addition,
full implementation of the national recycling program, as required by the Clean
Air Act, will be implemented for the major air-conditioning and refrigeration
sectors to minimize the costs of the phase-out required under the amendments to
the Protocol and the Clean Air Act. The stratospheric protection program is also
working on a rule to establish the SNAP program which will list safe alternatives
to ozone depleting substances.
In addition to the above regulatory activities, the stratospheric
protection program is engaged in many outreach activities. The goal of this
campaign is to educate the industries on the upcoming phaseout schedule for CFCs
and to encourage the industry to begin to conserve existing supplies of CFCs and
begin to purchase replacement equipment. A similar campaign is planned for the
general public in the spring of 1993. The goal is to educate the public on the
legal maintenance and repair of air conditioning and refrigeration equipment and
proper disposal of appliances with refrigerants.
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The management of existing halon supplies is another 1993 program
initiative. The development of halons will be phased out in 1994. The halon
banking initiative keeps track of existing halon quantities, educates halon users
on the proper handling of halon emissions, and encourages organizations to
transition to the use of halon alternatives. Halons that are replaced by the use
of a halon substitute are banked and made available only for critical fire
protection needs.
In 1993 the stratospheric protection program ia continuing to provide
technical data, technical support, and regulatory initiatives to meet the
implementation requirements of the Montreal Protocol. In addition, the program
provides financial support through a multi-lateral fund to help developing
countries finance the incremental cost of shifting away from ozone depleting
chemicals.
Congressional Directive; A total of $2,750,000 for the Abatement, Control
and Compliance Appropriation is for two: methane energy and agriculture
development and green market incentives promotion.
1992 Accomplishments
In 1992 the Agency obligated a total of $19,015,100 supported by 39.8 total
workyears, of which $3,067,300 was from the Salaries and Expenses appropriation
and $15,947,800 was from the Abatement, Control and Compliance appropriation.
To implement the Clean Air Act Amendments of 1990, the global change
program collected production, import, and use data on regulated chemicals and
prepared periodic reports to Congress based on this information. The program
responded to petitions that requested that EPA expedite the schedule for the
phase-out of ozone depleting chemicals, and evaluated exemptions to the schedule
for medical purposes, fire suppression, essential uses, and national security.
The global change program facilitated national and international technology
transfer through ad-hoc working groups and trade conferences and, through the
implementation of the Multi-lateral Fund under the Protocol. The program also:
(1) participated in scientific and technical assessments that are required under
the Montreal Protocol, (2) facilitated the transfer of technologies to developing
countries, and (3) maintained its lead role in meetings of the Protocol members.
The global change program expanded the tracking and administrative controls
used to operate the regulatory program. To fully implement the amendments to the
Montreal Protocol and the new Clean Air Act, the administrative controls and
tracking system required incorporation of additional chemicals, regulated
companies, and more frequent electronic reporting by companies. More effective
communication with the U.S. Customs Bureau will be required to monitor possible
import violations.
To address global warming issues, the program evaluated options to reduce
production of greenhouse gases by stabilizing methane from livestock and coal
mining and prepared reports as required under the Clean Air Act. The program
expanded efforts to promote cost-effective energy conservation and pollution
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prevention. The program examined renewable sources of energy such as an energy
efficient lighting program and energy efficient appliances and equipment in the
residential and commercial sectors.
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AIR
Indoor Air Program
ACTUAL PRES. ENACTED CURRENT REQUEST
1992 BUDGET 1993 ESTIMATE 1994
1993 1993
(DOLLARS IN THOUSANDS)
PROGRAM
Indoor Air Program
Program & Research $1,540.5 $2,191.5 $2,021.9 $2,021.0 $2,040.6
Operations
Abatement Control and $5,021.6 $5,911.5 $4,127.7 $4,127.2 $4,828.4
Compliance
TOTAL $6,562.1 $8,103.0 $6,149.6 $6,148.2 $6,869.0
TOTAL:
Program & Research $1,540.5 $2,191.5 $2,021.9 $2,021.0 $2,040.6
Operations
Abatement Control and $5,021.6 $5,911.5 $4,127.7 $4,127.2 $4,828.4
Compliance
Indoor Air Program TOTAL $6,562.1 $8,103.0 $6,149.6 $6,148.2 $6,869.0
PERMANENT UORKYEARS
Indoor Air Program 20.4 32.5 31.4 31.1 31.0
TOTAL PERMANENT UORKYEARS 20.4 32.5 31.4 31.1 31.0
TOTAL UORKYEARS
INCREASE INCREASE
DECREASE DECREASE
1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
$19.6 -$150.9
$701.2 -$1,083.1
$720.8 -$1,234.0
$19.6 -$150.9
$701.2 -$1,083.1
$720.8 -$1,234.0
-1 -1.5
-1 -1.5
Indoor Air Program
21.3
32.5
31.4
31.1
31.0
-1
-1.5
TOTAL UORKYEARS
21.3
32.5
31.4
31.1
31.0
-1
-1.5
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AIR
Indoor Air
Budget Request
In 1994 the Agency requests a total of $6,869,000 supported by 31.0 total
workyears, of which $2,040,600 will be for the Program and Research Operations
appropriation and $4,828,400 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $19,600 in the Program and
Research Operations appropriation, an increase of $701,200 in the Abatement,
Control and Compliance appropriation, and a decrease of 0.1 total workyears.
INDOOR AIR PROGRAM
1994 Program Request
In 1994 the Agency requests a total of $6,869,000 supported by 31.0 total
workyears, of which $2,040,600 will be for the Program and Research Operations
appropriation and $4,828,400 will be for Abatement, Control and Compliance
appropriation. This represents an increase of $19,600 in the Program and
Research Operations appropriation, an increase of $701,200 in the Abatement,
Control and Compliance appropriation, and a decrease of 0.1 total workyears. The
increase in the Abatement, Control, and Compliance appropriation will support the
Building Assessment Survey Evaluation (BASE) and outreach efforts to address the
Environmental Tobacco Smoke (ETS) issue. The decrease in workyears is a result
of the government-wide reduction in workyears that is part of the President's
program to reduce the size and cost of government.
In recent years, comparative risk studies performed by EPA and its Science
Advisory Board have consistently ranked indoor air pollution among the top five
environmental risks to public health. Working in close cooperation with other
EPA offices, other federal agencies, and the private sector, the goal of the
indoor air program is to reduce human exposure to air pollutants in offices,
homes, schools and other indoor environments where they live, work and play. The
primary pollutants of concern indoors include: ETS, volatile organic compounds,
biological contaminants, combustion gases, respirable particulates, lead,
formaldehyde, asbestos and radon.
In 1994 the indoor air program will be developing training programs and
other outreach strategies to ensure that key audiences access and implement core
guidance on improving indoor air quality. Audiences targeted with specific
guidance documents and training or outreach programs include school facilities
managers, architects and design engineers, new home buyers, stationary engineers,
physicians and other health care professionals, government officials and other
decision makers with responsibility for determining or implementing smoking
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policies in indoor spaces. These audiences will be reached through cooperative
agreements and partnerships with multiplier groups.
A key outreach initiative will be the continued development and
implementation of a partnership program similar to EPA' s successful Green Lights
program which will allow partners to implement voluntary, incentive-based
initiatives to improve indoor air quality through memoranda of understanding with
EPA. The program will seek partners who commit to institute certain essential
indoor air and pollution prevention measures derived from EPA' s publication
entitled Building Air Quality: A Guide for Building Owners and Facility
Managers. After an initial pilot phase of the program in 1993 with owners and
managers of commercial buildings, the program will move to implementation in
1994. Additional phases of the partnership program may include partnerships for
schools and public buildings.
Building on its first and highly successful year of operation in 1993, the
indoor air quality INFO clearinghouse will continue to operate to meet the
growing demand for indoor air information through publications and direct
telephone response to public concerns. The clearinghouse will be a source for
EPA indoor air related training schedules and materials, and will provide support
information to aid in the implementation of the partnership program.
Public sector training will continue to receive attention as states and
localities pursue the development of staff capabilities to solve indoor air
quality problems. Building on regional training approaches initiated in 1992 and
expanded in 1993, deliveries of training for public sector environmental health
officials, for owners and managers of public and commercial buildings, and for
other related indoor air quality professionals will be continued through training
institutions such as the Regional Radon Training Centers and other training
providers. A public sector training needs assessment conducted in 1993 will
identify additional curriculum development and delivery needs to be addressed in
1994 and beyond.
The brochure What You Can Do About Secondhand Smoke, targeted to address
the general public, will be used as the centerpiece of an active campaign to
inform the public about the health hazards presented by environmental tobacco
smoke (ETS) in indoor air. A cooperative agreement with the American Lung
Association initiated in FY 1993 will develop an information campaign targeted
to minorities and high risk populations to alert them about the documented health
risks posed by ETS exposure. The Guide to Smoking Policies, targeted to private
sector businesses, will be used in developing partnerships with businesses to
promote fair and effective smoking policies. Additional efforts will develop
information materials encouraging action by parents and institutions serving
children to protect children from ETS exposure, assist state and local
governments in developing effective regulations protecting non-smokers from ETS
in public access facilities, provide guidance on construction of smoking rooms,
and share information and experiences with the international community.
The indoor air program will also continue to provide leadership and
coordination of indoor air quality issues within the federal government through
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its provision of staff and dollar support to the interagency Committee on Indoor
Air Quality (CIAQ).
The Building Assessment Survey and Evaluation (BASE) program, which is a
national study of indoor air quality in public and commercial buildings, will
build upon the 1993 pilot study and begin its first full year of a three to five
year investigation. The program will develop baseline information on factors
believed to affect indoor air quality in large buildings and assess their
relationship to occupant health symptoms. These data will reside in a publicly
accessible data base. The planning phase for extending BASE to include schools
will conclude in preparation for future implementation.
In cooperation with other EPA offices and outside groups, the indoor air
program will complete the planning stage for construction of its test and
demonstration house (s). These residences are designed to demonstrate features
which promote healthy indoor air quality while incorporating radon resistant
construction and high energy efficiency.
The multi-year development of a comprehensive inventory of indoor pollutant
source emissions will enter its third year of activity. The program will perform
tests on paints and coatings to determine their emissions contribution to the
indoor environment. The database will be finalized.
1993 Program
In 1993 the Agency is allocating a total of $6,148,200 supported by 31.1
total workyears, of which $2,021,000 is for the Program and Research Operations
appropriation and $4,127,200 is for the Abatement, Control and Compliance
appropriation.
In 1993 the indoor air program is completing core guidance documents and
developing training and outreach programs for audiences such as owners and
managers of public and commercial buildings; architects and design engineers;
school facility managers; homebuilders; public sector environmental health
officials; physicians and other health care professionals, and decision makers
with responsibility for smoking policies inside buildings. These efforts will
be accomplished in partnership with the trade and professional organizations that
represent the intended target audiences.
One example of a key outreach program under development is a voluntary
partnership program with owners and managers of large commercial buildings.
Participants will be asked to commit to key indoor air pollution prevention,
operation and maintenance, and problem resolution approaches based on the
guidance in EPA1 s "Building Air Quality: A Guide for Building Owners and
Managers."
In the beginning of 1993 the program launched the Indoor Air Quality
Information Clearinghouse, which provides a range of information services to the
public, federal, state and local indoor air personnel, the private sector, and
the research community. The services are being modified and expanded to better
serve the needs of the users.
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The Building Assessment Survey and Evaluation (BASE) Program (a national
study of indoor air quality in public and commercial buildings) will complete
planning this year and conduct a pilot study, in preparation for the planned
three to five year study. The two major objectives of the study are to: (1)
develop baseline information on the factors believed to determine indoor air
quality in large buildings and assess their relationship to occupant health
symptoms; and (2) improve and standardize the IAQ investigative approach. During
FY 1993, data from the pilot study will be used to refine the study design and
protocol. The information from the study will be useful to public health
departments and building diagnosticians; to indoor air/health effects
researchers; to ventilation engineers and building designers; and, as input for
the further development of Federal guidance on indoor air quality issues.
Public sector training continues to receive increasing attention as states
and localities pursue the development of staff capabilities to solve indoor air
quality problems. Building on regional training approaches begun in 1992,
additional providers of training are being selected and supported to create and
deliver training based on guidance provided by the indoor air program.
The multi-year development of a comprehensive inventory of indoor pollutant
source emissions has entered its second year. A source-ranking database which
considers such factors as emissions, extent of use, environment, and potential
health effects is being developed and will provide the means to prioritize
actions on source emissions. The growing body of information compiled is being
put to a variety of uses, and is providing information needed to drive
continuing non-regulatory dialogues with manufacturers to create lower-emitting
products.
In January 1993 EPA issued a major assessment of the respiratory health
effects of passive smoking, declaring second hand smoke a Group A or known human
carcinogen, and estimating that 3,000 cases of lung cancer and 150,000-300,000
cases of childhood respiratory infections are due to secondhand smoke exposure.
The indoor air program is preparing a brochure on reducing exposure to second
hand smoke and a guide to developing effective smoking policies and is planning
to enter into cooperative arrangements with key organizations such as the
American Lung Association and the DHHS Office on Smoking and Health.
The Agency is cooperating with other EPA offices and outside groups in the
design and construction of a demonstration/test house which will include indoor
air quality, radon resistance, and energy efficiency features. Both the process
of building the house and the finished house itself will afford the Agency
opportunities to increase public awareness about residential indoor air pollution
and energy conservation issues, while demonstrating to homebuilders, appliance
and consumer goods manufacturers, the lending community, and home buyers, the
cost effectiveness and compatibility of sound energy utilization and indoor air
quality approaches.
The Agency continues to provide leadership and coordination of indoor air
quality issues within the federal government through its support of the
Interagency Committee on Indoor Air Quality, ensuring that all federal agencies
with interest, expertise, and responsibility for indoor air quality are aware of
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one another's activities, and are given the opportunity to participate in the
development and execution of one another's agenda.
1992 Accomplishments
In 1992, the Agency obligated a total of $6,562,100 supported by 21.3 total
workyears to this program, of which $1,540,500 was from the Salaries and Expenses
appropriation and $5,021,600 was from the Abatement, Control and Compliance
appropriation.
Early in 1992, the indoor air program published a major guidance document
for the owners and managers of large public and commercial buildings. The guide,
"Building Air Quality," was aggressively promoted for use nationwide and a
companion training course was made widely available.
In 1992 the regional training centers, selected to develop and offer indoor
air quality training courses in 1991, were maintained and the network expanded.
The program initiated the Building Assessment Survey and Evaluation (BASE)
Program, a study of indoor air quality in public and commercial buildings. This
program will investigate public and commercial buildings to provide the data
needed to define the indoor air quality of the nation's building stock. The
study design and draft protocols including an occupant questionnaire, were
developed through the consensus of national experts.
Expansion of the regional training center curriculum through the
development of targeted courses for specific indoor air quality audiences has
created a strong foundation for an effective partnership with state and local
authorities. At the same time, initiation of an indoor air source emissions
inventory provided an important tool for consumers and key decision-makers to
select lower emitting materials in the indoor environment. This is a crucial
element in an effective national response to indoor air quality concerns.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
n-F Contents
Page
ENFORCEMENT
Enforcement 2-95
Stationary Source Enforcement 2-96
Mobile Source Enforcement 2-100
-------
ACTUAL
1992
PRES.
BUDGET
1993
AIR
Enforcement
ENACTED CURRENT
1993 ESTIMATE
1993
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Stationary Source
Compliance
Program & Research $19,288.5 $22,353.5 $21.524.5 $21,546.1 $22,619.8 $1,073.7 $266.3
Operations
Abatement Control and $6,045.9 $6,302.9 $4,666.1 $4,663.7 $6,015.1 $1,351.4 -$287.8
Compliance
TOTAL $25,334.4 $28,656.4 $26,190.6 $26,209.8 $28,634.9 $2,425.1 -$21.5
Mobile Source
Enforcement
Program & Research $6,992.3 $7,733.9 $6,811.0 $6,761.2 $6,794.1 $32.9 -$939.8
Operations
Abatement Control and $5,016.3 $5,990.1 $4,994.0 $4,985.9 $6,375.6 $1,389.7 $385.5
Compliance
TOTAL $12,008.6 $13,724.0 $11,805.0 $11,747.1 $13,169.7 $1,422.6 -$554.3
TOTAL:
Program & Research $26,220.8 $30,087.4 $28,335.5 $28,307.3 $29,413.9 $1,106.6 -$673.5
Operations
Abatement Control and $11,062.2 $12,293.0 $9,660.1 $9,649.6 $12,390.7 $2,741.1 $97.7
Compliance
Enforcement TOTAL $37,343.0 $42,380.4 $37,995.6 $37,956.9 $41,804.6 $3,847.7 -$575.8
PERMANENT UORKYEARS
379.5 -5.8 -13.0
109.0 -1.8 -15.3
488.5 -7.6 -28.3
379.5 -5.8 -13.0
109.0 -1.8 -15.3
488.5 -7.6 -28.3
Stationary Source
Compliance
Mobile Source
Enforcement
TOTAL PERMANENT UORKYEARS
TOTAL UORKYEARS
Stationary Source
Compliance
Mobile Source
Enforcement
TOTAL UORKYEARS
342.4
111.5
453.9
358.6
113.9
472.5
392.5
124.3
516.8
392.5
124.3
516.8
389.2
111.9
501.1
389.2
111.9
501.1
385.3
110.8
496.1
385.3
110.8
496.1
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Air
Enforcement
Budget Request
The Agency requests a total of $41,804,600 supported by 488.5 total workyears
for 1994, an increase of $3,847,700 and a decrease of 7.6 total workyears from
1993. The decrease in workyears is a result of the government-wide reduction in
workyears that is part of the President's program to reduce the size and cost of
government. Of the request, $29,413,900 will be for the Program and Research
Operations appropriation and $12,390,700 will be for the Abatement, Control and
Compliance appropriation. This represents an increase in the Program and
Research Operations appropriation of $1,106,600 and an increase in the Abatement,
Control and Compliance appropriation of $2,741,100.
STATIONARY SOURCE ENFORCEMENT
1994 Program Request
The Agency requests a total of $28,634,900 supported by 379.5 total
workyears for this program, of which $22,619,800 will be for the Program and
Research Operations appropriation and $6,015,100 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $1,073,700
for the Program and Research Operations appropriation due to increased workforce
costs, an increase of $1,351,400 in the Abatement, Control and Compliance
appropriation, and a decrease of 5.8 in total workyears from 1993, as a result
of the government-wide reduction in workyears that is part of the President's
program to reduce the size and cost of government. The increase will support an
expanded chlorofluorocarbon (CFC) compliance program and case development
efforts.
In 1994 compliance monitoring and enforcement efforts (in concert with the
states) will continue to ensure the compliance of sources covered by state
implementation plans (SIPs), New Source Performance Standards (NSPSs) and
National Emission Standards for Hazardous Air Pollutants (NESHAPs).
Implementation of the strategies for addressing multi-state and multi-program
violators and for corporate-wide patterns of non-compliance will continue, as
will initiatives to enforce the newly adopted NESHAPs standard. The
implementation of an expanded CFC compliance program will be supported through
increased inspections of sources and initiation of enforcement actions.
Additional resources will focus on monitoring the status of compliance of sources
subject to the phase I acid rain requirements and on the implementation of an EPA
wide goal of improving data quality from sources applying for permits and
reporting their compliance.
A comprehensive program to determine the effectiveness of volatile organic
compounds (VOC) rules, implementation of the compliance monitoring and inspection
targeting program to ensure better use of inspection resources, and workshop and
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technical support will be emphasis areas. Efforts to enhance VOC compliance in
ozone nonattainment areas, including small VOC sources, will continue.
Inspections that may result in the need to issue administrative orders and the
processing of litigation referrals will be conducted at major sources. State
program building will be a high priority in an expanded SIP assistance program
for assuring the enforceability of new requirements. Support will continue for
inspections and enforcement of the CFC program, as well as the expanding air
toxics program. Implementation of the field citation program will commence with
focused enforcement efforts concentrated in nonattainment areas where EPA has
primacy. Continuing support will be provided for the development of the
operating permits program. Headquarters and Regional contract resources will
support training for increased permitting inspections, administrative orders, and
litigation referrals due to newly regulated sources.
We will continue to explore opportunities to solve significant multimedia
environmental problems when addressing violating sources. We will also
continue our analyses of major sources and their compliance practices. We will
examine risk and compliance concerns and develop strategies to address them.
These could include geographic, industrial or corporate type initiatives.
Rulemaking activities will also continue to ensure prompt implementation of Clean
Air Act requirements. This will include the promulgation of the enhanced
monitoring and compliance certification provisions, the citizen suits
requirements, the awards program, the field citation program and the contractor
listing regulations. There will also be activity in the development of guidance
and training material for the implementation of these programs.
1993 Program
The Agency allocated a total of $26,209,800 supported by 385.3 total
workyears to this program, of which $21,546,100 is from the Program and Research
Operations appropriation and $4,663,700 is from the Abatement, Control and
Compliance appropriation.
In 1993 the national compliance program, primarily through the ten EPA
Regional Offices, is implementing compliance monitoring and enforcement efforts
to ensure the compliance of SIP, NSPS, NESHAP, and stratospheric ozone protection
sources. Implementation of the strategies for the NESHAP for the asbestos
demolition and renovation program, radionuclides, and benzene continues. A
comprehensive program to determine the effectiveness of rules is being expanded
to cover VOC sources and other pollutant categories. Implementation of the
compliance monitoring and inspection targeting program to ensure better use of
inspection resources continues as well as conducting workshops and providing
technical support. Resources are directed toward implementation of an effective
enforcement program for reducing ozone in nonattainment areas.
In the area of PM-10, the Regions are reviewing proposed PM-10 SIPs for
enforceability and ensured compliance of sources subject to newly promulgated
PM-10 SIPs. Enforcement of continuous emission monitoring (CEM) requirements for
federally regulated sources continues. Regions are providing support for the
phase-down of CFC production to control importation of CFC chemicals and support
the development and implementation of recycling regulations required by changes
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in the CAA of 1990. In addition, state program building is being emphasized in
an expanded SIP assistance program for assuring the enforceability of new
requirements in training and in the focus of resources for targeting compliance
efforts toward significant multimedia environmental problems.
In 1993 EPA Headquarters continues to participate in the development of
policy guidance, planning, and budgeting activities, and the review of selected
Regional activities and program performance. Headquarters is also assuring the
enforceability of proposed Agency regulations under Title III (NESHAP) and
prevention of significant deterioration programs; managing the National Asbestos
Registry System (NARS) and the compliance portion of the Aerometric Information
Retrieval System (AIRS); managing the level of effort contracts; and conducting
technical studies. Headquarters continues the implementation of the technical
agenda by developing jointly with the Regions a planned list of technical
projects to be initiated in 1993. In addition, this program area will assure the
successful implementation of the revised asbestos demolition and renovation
strategy, the woodstove NSPS and the CFC phase-out and use restriction program.
During 1993, EPA Headquarters is ensuring enhanced VOC compliance by
providing VOC technical and training support to the Regions and state agencies,
issuing policy guidance, monitoring compliance and enforcement activities, and
overview of the implementation of the rule-effectiveness protocol. In addition,
Headquarters is continuing the implementation of the laboratory program for
woodstove testing, reviewing applications for woodstove certification, monitoring
certification tests, and certifying production lines. The woodstove program is
moving into the second phase of certification and enforcement including the
implementation of the Random Compliance Audit and the Selective Enforcement Audit
programs. The national enforcement strategy to address nationwide non-compliance
issues continues and is being expanded to include additional types of industries
which have a nationwide impact on air quality.
Support for the stratospheric ozone protection program is being continued
through participation in rule development and the preparation of compliance
monitoring strategies and guidance for automobile, commercial and residential air
conditioning, and refrigeration recycling programs. This is in addition to a
doubling of the number of production facilities which occurred in 1992 and which
must still be monitored as a result of revisions to the Clean Air Act and the
Montreal Protocol. Review of the phase-out of CFCs and halons through monitoring
compliance of manufacturers and importers continues with the identification of
violators and appropriate enforcement actions.
Support is being provided to ensure adequate direction and oversight of air
toxics compliance and enforcement efforts resulting from new legislative
requirements, particularly in those states where delegations of authority for
both existing and prospective standards have not been requested. EPA is also
actively pursuing the implementation of the early reductions program for air
toxics.
Implementation of the administrative enforcement requirements resulting
from the new Clean Air Act is continuing. Also, activity is continuing in the
development of a field citation program for enforcement of the Clean Air Act
2-98
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requirements for stationary sources, citizen award provisions, citizen suit
guidelines, and contractor listing procedures. The implementation of regulations
for enhanced monitoring and compliance certification authority is continuing.
1992 Accomplishments
In 1992 the Agency obligated a total of $25,334,400 supported by 358.6
total workyears, of which $19,288,500 was from the Salaries and Expenses
appropriation and $6,045,900 was from the Abatement, Control and Compliance
appropriation.
The major activities in the ten Regional Offices included the enforcement
of VOC source requirements in ozone nonattainment areas, the implementation of
a comprehensive program to determine if adopted VOC measures were effectively
implemented and the conduct of VOC compliance workshops to improve inspection
quality to enable state and local air pollution agencies to improve their
technical capabilities. Identification and enforcement actions were taken
against 765 significant violators, a 26 percent increase over the previous year.
VOC enforcement involved addressing 323 significant violators, a 42 percent
increase over VOC violators addressed in the previous year. Federal enforcement
actions focused on major violating sources in nonattainment areas. EPA worked
closely with the states on finalizing the guidance on "timely and appropriate"
enforcement actions to address the most significant environmental problems.
In 1992, EPA Headquarters continued oversight of Regional programs to
assure consistency of rules and guidance through programmatic reviews and reviews
of certain classes of enforcement actions. The headquarters' program continued
to assure the enforceability of proposed EPA regulations; managed the AIRS
Facility Subsystem; managed the level of effort contract support program;
developed technical and program guidance; and conducted planning and budgeting
activities.
Also in 1992, EPA Headquarters initiated several workgroups to implement
the major provisions of Title VII of the Clean Air Act Amendments of 1990. This
effort focused on enhanced monitoring and compliance certification,
administrative penalties, field citation, awards, citizen suits and contractor
listing.
Implementation of the compliance monitoring and inspection targeting
strategy continued. The Administrative Penalty Program resulted in the filing
of 100 administrative complaints. Included as a result of the 1992 Clean Air Act
Administrative Case Initiative were 52 cases with penalties in excess of
$4,000,000. Implementation of the NSPS woodstoves program continued, including
the review of applications for woodstoves certification, the monitoring of
certification tests, and the evaluation of test results. Headquarters continued
oversight and evaluation of Regional Random Compliance Audits and state efforts
to implement the rule-effectiveness assessments.
In 1992, Headquarters continued to monitor the enforcement programs for PM-
10 and lead for national consistency issues. A national enforcement strategy for
lead sources was continued to assure full compliance with emission limitations
2-99
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and to adopt additional measures in geographical areas still experiencing
violations of the lead National Ambient Air Quality Standards (NAAQS).
Support for the stratospheric ozone protection program was expanded through
participation in rule development and the preparation of compliance monitoring
strategies and guidance for automobile, commercial and residential air
conditioning, and refrigeration recycling programs. This is in addition to a
doubling of the number of production facilities which were monitored as a result
of revisions to the Clean Air Act and the Montreal Protocol. Review of the
phase-out of CFCs and halons through monitoring compliance of manufacturers and
importers was increased with a growth in the number of violators identified and
enforcement actions taken.
Support was provided to ensure adequate direction and oversight of air
toxics compliance and enforcement efforts resulting from new legislative
requirements, particularly in those states where delegations of authority for
both existing and prospective standards will be requested. EPA also actively
pursued the implementation of the early reduction program for air toxics. The
Agency initiated a major enforcement strategy initiative to address non-
compliance issues dealing with the woodproduct industry.
MOBILE SOURCE ENFORCEMENT
1994 Program Request
The Agency requests a total of $13,169,700 supported by 109.0 total work
years for this program, of which $6,794,100 will be for the Program and Research
Operations appropriation and $6,375,600 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $32,900 in the Program
and Research Operations appropriation, an increase of $1,389,700 in the
Abatement, Control and Compliance appropriation, and a decrease of 1.8 total work
years. The increases reflect additional workforce costs and the additional
resources needed to continue the implementation of the Clean Air Act Amendments
of 1990 (CAAA). The decrease in workyears is a result of the government-wide
reduction in workyears that is part of the President's program to reduce the size
and cost of government.
In 1994 the light-duty recall program will continue investigations of
suspect light-duty vehicle classes, with related diagnostic evaluation and remedy
development work, and high mileage, light-duty truck classes. The fuel
inspection program will continue to enforce the more stringent Phase II fuel
volatility requirements and sample for other fuel additives by collecting fuel
samples from refiners, importers, distributors, and retail outlets throughout the
country. Expanded fuel enforcement will address fuel quality issues for all
conventional fuels, including volatility, diesel fuel sulfur, and oxygenates.
Tampering inspection programs will continue as a deterrent to the removal of
emission control components from vehicles. The fuel and fuel additives
registration program activities will be augmented by the implementation of the
new testing protocols program for fuel and fuel additives.
2-100
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The EPA recall program will investigate approximately 30 suspect light-duty
vehicle classes. In addition, the Agency will conduct two investigations to
assess compliance with the more stringent full useful life standards of high
mileage, light-duty truck classes. The Agency will continue its investigative
efforts of heavy-duty gasoline engine classes but at a reduced level. The Agency
will also continue investigations into the operations of importers of non-
conforming vehicles to ensure that certification procedures are adequately
implemented. The Selective Enforcement Audit (SEA) program will conduct
approximately six audits of light-duty vehicle manufacturer facilities, eight
audits of heavy-duty manufacturer facilities, and two production compliance
audits in support of the non-conformance penalties (NCPs) program to ensure that
new production vehicles and engines meet emissions and NCP requirements.
1993 Program
The Agency is allocating a total of $11,747,100 supported by 110.8 total
workyears for this program, of which $6,761,200 is from the Program and Research
Operations appropriation and $4,985,900 is from the Abatement, Control and
Compliance appropriation.
EPA implemented the oxygenated fuel provisions of the CAAA allowing the use
of marketable oxygen credits from gasolines with higher oxygen content to offset
the sale or use of gasoline with a lower oxygen content in 39 areas throughout
the country. Fuel samples will be collected from all points in the distribution
chain to ensure that appropriate oxygen levels are present in gasoline to reduce
carbon monoxide emissions at cold temperatures. The fuel inspection program also
continues to enforce the more stringent Phase II fuel volatility requirements and
samples for other fuel additives by collecting fuel samples from refiners,
importers, distributors, and retail outlets throughout the country. The Agency
continues to investigate reported incidents of tampering and to issue violations
both to fleet operators and individuals who violate the provisions of the CAAA.
The EPA recall program will continue to investigate approximately 32
suspect light-duty vehicle classes. The Agency will continue its investigative
efforts of heavy-duty gasoline engine classes but at a reduced level. The Agency
will also continue investigations into the operations of importers of non-
conforming vehicles to ensure that certification procedures are adequately
implemented. The SEA program will conduct approximately six audits of light-duty
vehicle manufacturer facilities, eight audits of heavy-duty manufacturer
facilities, and two production compliance audits in support of the NCP program
to ensure that new production vehicles and engines meet emissions and NCP
requirements. The Agency will promulgate regulations for revised volatility, for
lead substitutes, and for the revised fuel and fuel additives registration.
Additionally, EPA will provide oxygenated fuels guidance, and will promulgate the
oxygenated labelling regulations.
1992 Accomplishments
The Agency obligated a total of $12,008,600 supported by 113.9 total
workyears for this program, of which $6,992,300 was from the Salaries and
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Expenses appropriation and $5,016,300 was from the Abatement, Control and
Compliance appropriation.
EPA promulgated rules allowing the use of marketable oxygen credits from
gasolines with higher oxygen content to offset the sale or use of gasoline with
a lower oxygen content for 39 areas throughout the country. The fuel inspection
program began to enforce the more stringent Phase II fuel volatility requirements
and also sample for alcohol and other fuel additives by collecting approximately
8,000 fuel samples from refiners, importers, distributors, and retail outlets
throughout the country. These inspections led to approximately 100 notices of
violations. A total of 585 tampering investigations resulted in 173 notices of
violation. The Agency audited the incidence of tampering and fuel switching at
10 sites primarily to gauge the effectiveness of the anti-tampering programs
implemented by state and local jurisdictions.
The EPA recall program investigated 36 suspect light-duty vehicle classes
and carried out related diagnostic evaluation and remedy development work. The
Agency also conducted two investigations to assess compliance with the more
stringent full useful life standards of high mileage, light-duty truck classes.
In addition, the Agency implemented a small heavy-duty recall program and
conducted one investigation of heavy-duty engine classes. The Agency continued
investigations into the operations of importers of non-conforming vehicles to
ensure that certification procedures are adequately implemented. The SEA program
conducted three audits of light-duty vehicle manufacturer facilities, 12 audits
of heavy-duty manufacturer facilities, and one production compliance audit in
support of the NCP program to ensure that new production vehicles and engines
meet emissions and NCP requirements.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Tgh*le of Contents
Page
WATER QUALITY 3-1
RESEARCH AND DEVELOPMENT
Water Quality Research 3-13
ABATEMENT AND CONTROL
Hater Quality and Grants Program Management 3-31
Great Lakes Program 3-32
Chesapeake Bay Program 3-35
Engineering & Analysis 3-39
Engineering and Analysis 3-40
Grants Assistance Programs 3-43
Control Agency Resource Supplementation (Section 106) 3-44
Clean Lakes Program 3-46
Water Quality Strategies Implementation 3-47
Wetlands Protection 3-49
Nonpoint Source Management Grants 3-52
Wetlands Implementation Program 3-53
Oil spills Program 3-54
Ocean Disposal Permits 3-55
Environmental Emergency Response & Prevention 3-57
Water Quality Criteria, Standards & Applications 3-57
Water Quality Monitoring and Analysis 3-61
Coastal Environment Management 3-62
Assessment and Watershed Protection 3-65
Municipal Source Pollution 3-71
Municipal Pollution Control 3-72
ENFORCEMENT
Water Quality Enforcement 3-77
Water Quality Enforcement 3-78
Water Quality Permit Issuance 3-81
Water Quality Permit Issuance 3-82
-------
APPROPRIATION
WATER QUALITY
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REO
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
Construction Grants
Oil Spills Trust Fund
TOTAL. Water Quality
$128,766.7 $138,440.1 $136,297.8 $136,177.5 $138,879.9 $2,702.4 $439.8
$315,235.3 $273,763.4 $259,158.4 $264,930.4 $231,845.4 -$33,085.0 -$41,918.0
$15,587.2 $17,275.8 $16,716.8 $16,716.8 $13,677.9 -$3,038.9 -$3,597.9
$50,000.0 $50,000.0 $80,000.0 $30,000.0 $80,000.0
$19,661.1 $17,077.1 $17,076.1 -$17,076.1 -$19,661.1
$459,589.2 $449,140.4 $479,250.1 $484,900.8 $464,403.2 -$20,497.6 $15,262.8
Ocean Dumping Fund
$619.9
PERMANENT UORKYEARS
TOTAL UORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
2,146.0
2,235.3
2,373.9
2,373.9
2,356.0
2,356.0
2,326.1
2,326.1
2,206.9
2,206.9
-119.2
-119.2
-167.0
-167.0
$381,345.6 $406,615.1 $447,224.9 $451,503.6 $387,177.2 -$64,326.4 -$19,437.9
Authorization for the Clean Water Act as amended in 1987 expired on September 30, 1989.
Reauthorization is pending.
3-1
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WATER QUALITY
PRES. CURRENT
BUDGET ENACTED ESTIMATE
1993 1993 1993
DIFFERENCE
ENACTED VS
PRES. BUD
EST. VS
PRES. BUD
EST. VS
ENACTED
APPROPRIATION
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
Construction Grants
Oil Spills Trust Fund
TOTAL, Water Quality
PERMANENT WORKYEARS
TOTAL WORKYEARS
$138,440.1 $136,297.8 $136,177.5 -$2.142.3 -$2.262.6 -$120.3
$273,763.4 $259,158.4 $264,930.4 -$14,605.0 -$8,833.0 $5.772.0
$17,275.8 $16,716.8 $16,716.8 -$559.0 -$559.0
$50,000.0 $50,000.0 $50,000.0 $50,000.0
$19,661.1
$449,140.4
2,373.9
2,373.9
$17,077.1
$479,250.1
2,356.0
2,356.0
$17,076.1
$484,900.8
2,326.1
2.326.1
-$2,584.0
$30,109.7
-17.9
-17.9
-$2,585.0
$35,760.4
-47.8
-47.8
-$1.0
$5,650.7
-29.9
-29.9
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates:
ABATEMENT. CONTROL AND COMPLIANCE
o +$42 M in Congressional add-on projects.
o -$29 M in Congressionally directed reductions.
o -$26 M transferred to Construction Grants for Nonpoint Source Grants.
PROGRAM AND RESEARCH OPERATIONS
o -$5.1 M for Agency Priorities.
RESEARCH AMD DEVELOPMENT
o +$525 K for Congressional add-on projects for the NAS Wetlands Study and Great Lakes Research.
o Congressionally directed add-ons for Great Lakes research, Zebra Mussels research, the Water
Environment Research Foundation, the Center for Analysis of Environmental Change, and nutrient
loading research in Boston Harbor and Massachusetts Bay.
o Congressionally directed general reductions to the Research and Development appropriation.
OIL SPILL RESPONSE
o -$2.6 M in Congressionally directed reduction.
3-2
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MEDIA Water Quality
NPM Water
FY 1993 CURRENT ESTIMATE
Changes by Category:
Workforce Costs (+/-)
Legislative Initiatives (+/-)
Program Initiatives (+/-)
Discontinuation of Specific
Increases to FY 1993 Request (-)
Others (+/)
FY 1994 PRESIDENT'S BUDGET
MEDIA BRIDGE TABLES
Water Quality
PRO AC&C W_i£ R&D Oil Total
$136,177.5 $264,930.4 $50,000.0 $16.716.8 17,076.1 $484,900.8
$0.0 $2,185.1
$0.0 $2,000.0
$0.0 $37,827.1
$0.0 -$44,854.9
$2,702.4
$0.0
$0.0
$0.0
$0.0
138,879.9
-$517.1
$2,000.0
$7,577.1
-$41,980.0
-$165.0
$231,845.4
$0.0
$0.0
$30,000.0
$0.0
$0.0
$80,000.0
$0.0
$0.0
$250.0
-$2,874.9
-$413.8
$13,677.9
$0.0 $464,403.2
3-3
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n
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WATER QUALITY
OVERVIEW AND STRATEGY
The fundamental philosophy behind the 1994 water quality program is an
ecosystem-based, risk-targeted approach to pollution prevention and control.
This approach consists of a continued focus on our existing, and expanding,
statutory responsibilities for traditional pollution sources, and an increased
emphasis on our most significant non-traditional unaddressed pollution source,
wet weather runoff (stormwater, nonpoint source [NFS] and combined sewer
overflows [CSOs]).
Over the past two decades the water program has made great strides in
improving the nation's water quality, a success which can be attributed to
nationwide regulations limiting point source discharges from industrial and
municipal facilities. Through legislation such as the Water Quality Act of 1987,
which amended the Clean Water Act (CWA), our responsibilities continue to grow.
The CWA ratified existing programs such as technology-based and water quality-
based effluent limits for point source dischargers, and provided new tools, such
as mandatory permits to control sewage sludge contamination, administrative
penalties to streamline enforcement actions, and the State Revolving Fund
program, which authorized funds for municipal wastewater treatment. Other
statutory mandates have been added through the Great Lakes Critical Programs Act
(GLCPA), Water Resources Development Act of 1992 and the Coastal Zone Act
Reauthorization Amendments (CZARA). During 1994 we will continue to place
emphasis on our traditional, legislatively-mandated programs which are crucial
to maintaining the improved water quality the nation enjoys today.
However, many significant water quality challenges remain. Wet weather
runoff is a major cause of impairment of our nation's waters. High volumes of
pollutants are carried into surface waters due to everyday flows from the
landscape and as rains temporarily overflow the traditional water quality
infrastructure of storm and sanitary sewers. The results pose risks to human
health, threaten aquatic habitats and public water supplies, and impair the use
and enjoyment of surface waters. The 1994 program places strong emphasis on
working with states, Tribes and local governments to develop needed programs for
stormwater, CSOs, sludge use and disposal, and nonpoint sources, and to provide
them with the necessary science and data to develop, defend and effectively
implement those programs.
EPA carries out these programs at the national level and through specific
geographic initiatives targeting critical watersheds. To further the strategic
goals of the water program in 1994 and beyond we must maintain a strong national
program on which states and localities can base their implementation efforts.
1994 PROGRAM HIGHLIGHTS
EPA is working with other Federal, state and local agencies and private
interest groups and citizens to refocus and operate existing water pollution
control programs in a more comprehensive and coordinated manner. There is a
growing consensus that our remaining water quality problems can best be solved
by increasing our focus on basin-wide approaches that take into account all
3-5
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pollution sources in a watershed and target actions for coordinated responses by
all interested parties.
The 1994 program strengthens the base upon which the Watershed Protection
Approach (WPA) is built by shifting resources and adding new resources to
accelerate the development and implementation of national programs for
monitoring, permitting, and enforcing permit conditions with respect to
stormwater and CSO discharges, and sludge use and disposal. These national
programs will be developed with the increased involvement of key stakeholders
including state and local governments, industry and environmental organizations.
WET WEATHER RUNOFF
Also, the Agency will begin the watershed restoration grants program, in
which Clean Water Act Section 319 funds will be targeted to specific state-
designated local watershed projects designed to restore wetlands, stream banks,
shorelines, seagrass beds and other aquatic habitats. Such watershed projects
will include: restoration of riparian habitats in man-altered watersheds; urban
lake renewal; improvement and restoration of important wetland habitats; shaping
or restoration of altered stream channels and riparian habitats; and protection
and restoration of eroding shorelines and their habitats.
The Agency will also provide section 319 grants to assist states in
implementing their EPA-approved nonpoint source (NPS) management programs. In
1994, these grants are supporting continuing statewide base NPS implementation
activities, including the upgrade of the level and quality of NPS controls being
applied in the high priority watersheds to reflect the best economically
achievable management measures available. In particular, these funds are being
focused on several specific priority NPS categories agriculture, silviculture,
urban, and hydro-modification in cooperation with other Federal agencies to
begin implementation of the Agency's management measures guidance for coastal
areas developed under the Coastal Zone Act Reauthorization Amendments (CZARA) of
1990.
Our monitoring support will help states begin to use environmental
indicators and other "non-traditional" monitoring approaches that are essential
to watershed-based data collection, analysis and decision-making consistent with
the WPA. These approaches are being considered by the Interagency Task Force on
Monitoring (ITFM).
The water quality standards program will focus on developing guidance and
providing assistance and training to state and local communities. These
activities will strengthen states' abilities to adopt water quality standards
reflective of wet weather events and assist states, within the total maximum
daily load framework, to develop permit limits addressing water quality standards
for wet weather runoff, including CSOs. It will provide the primary analytical
basis for developing watershed-specific prevention and control strategies and
trading schemes.
We will develop scientifically sound and easily usable models for waste
load allocations and mixing zones. Effective and scientifically defensible waste
load allocations for CSOs, stormwater discharges, and load allocations for
3-6
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agricultural and other nonpoint sources will be developed and applied in order
to more effectively control these sources. The Agency will undertake a variety
of activities to control wet weather discharges in accordance with CWA mandates
and WPA goals.
ADDRESSING STATUTORY MANDATES
To meet the statutory mandate of Section 304(m) of the CWA, which was
subsequently incorporated in the 1992 Consent Decree between EPA and Natural
Resources Defense Council, the Agency must develop effluent limitation guidelines
for industries that present the most significant risk to public health and the
environment. The development of these guidelines is supported by detailed
engineering, economic and statistical analyses and analytical methods for toxic
and hazardous pollutants. Potential impacts on other environmental media are
considered as virtually all guidelines are developed in coordination with other
media. Pursuant to the Water Resources Development Act of 1992, the Agency must
develop a comprehensive national survey of sediment quality. The resulting
contaminated sediment inventory will serve to target water quality standards
adoption and control program implementation.
MEETING SCIENCE AND DATA NEEDS
The water quality program will focus on improving the quality and
application of our scientific and technical tools. These tools underlie water
programs, support water quality decisions and are essential to the protection of
human health and the environment. In particular, efforts will focus on
scientific improvements in assessing human and ecological risk and contamination
of fish and sediment; controlling and preventing industrial toxic releases;
assisting and guiding in implementation of these tools; and measuring the success
of our prevention and control programs.
The Agency will enhance its scientific capabilities for developing
consistent methodologies for human health and ecological risk assessments,
specifically through development of environmental indicators. This focus will
support development of improved methods to quantify and describe risks. The
program will support application of new risk studies, microbiological quality of
water research and microbial methods development. Similarly, in the wetlands
program, a categorization approach will be implemented as a means to better
tailor regulatory efforts to the functions and values of these natural resources.
The quality and access to water quality data systems will be improved to
facilitate public use of these systems and ensure national consistency. We will
enhance the effectiveness of targeted nonpoint source implementation, including
needed changes to U.S. Geological Survey systems. We will continue to emphasize
greater consistency in water quality data collected by the states under CWA
section 305(b). Improving this data will strengthen our basis for targeting
resources among different watersheds and geographic areas. These efforts are key
because our ability to defend project selections based on baseline environmental
data will largely dictate our success in evaluating these efforts in the future.
3-7
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The Agency will also focus on ecosystem management. The tools that enable
Regions and states to assess environmental impacts on a. system-wide base include
scientifically sound national water quality criteria; tools to tailor criteria
to site-specific circumstances; methods for assessing the health of ecological
communities and models to predict the impact of stressors on ecosystems. EPA
will work with states and dischargers to revise criteria to reflect increased
knowledge of environmental and human health impacts and under the Total Maximum
Daily Load program identify: (1) the site-specific needs for pollution control
and (2) the most effective means of obtaining water quality objectives.
SPECIAL PROGRAM WATER QUALITY EFFORTS
In 1994, the emphasis is on activities that address significant human
health needs or ecological threats identified in targeted watersheds.
The Great Lakes National Program Office (GLNPO) will continue to be guided
by Five-Year-Strategy goals for toxics reduction and habitat protection and
restoration. GLNPO is leading state and Federal air and water programs in a
joint effort to develop integrated open water, tributary, biota, and air
monitoring in the Great Lakes Basin to develop baseline information on toxic
loadings and concentrations. Habitat protection and restoration projects in the
Basin will support healthy and diverse communities, emphasizing habitats
necessary to maintain bio-diversity in the Great Lakes Basin.
The Chesapeake Bay Program Office (CBPO) will encourage private sector
involvement in nonpoint source pollution efforts throughout the watershed.
Outreach efforts will encourage expanded public involvement in efforts to reduce
the effects of nonpoint sources of pollution. The CBPO will continue its
nutrient reduction effort to meet the goal of a 40-percent reduction by the year
2000 through the implementation of tributary-specific nutrient reduction
strategies.
Efforts by the Gulf of Mexico Program will target the most critical and
vulnerable marine life with pollution prevention and control activities so as to
expand shellfish-growing waters. Support will continue for demonstration
projects and other important efforts of the Gulf Program's technical
subcommittees.
The Agency will address environmental problems at the Mexican Border,
including major water-related sanitation issues raised by the Integrated Border
Environmental Plan (IBEP). The 1994 program supports the effort to provide
needed services to U.S. colonias and Mexican border cities through construction
of wastewater treatment facilities funded under the Water Infrastructure
Financing (WIF) appropriation.
Working with the Army Corps of Engineers and other Federal agencies, EPA
will continue to build a strong, consistent wetlands protection program.
Consistent with the watershed protection approach, the wetlands program will
direct its efforts to those wetlands at greatest risk. Activities will include
continued enhancement of our state partnerships, including attention to sound
management of the state grants program and development of State Wetlands
Conservation Strategies.
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WATER QUALITY RESEARCH
The water quality research program will develop and improve scientific data
and technologies to help protect and enhance the designated uses of our nation's
waters and related ecosystems, including research on coastal and marine waters,
large lakes and rivers, wetlands, contaminated sediments, aquatic eco-criteria,
nonpoint sources of pollution, habitat and bio-diversity, and wastewater and
sludge.
To help implement a national policy of "no net loss of wetlands," the
Agency is carrying out a multi-year research plan endorsed by the Science
Advisory Board in 1991 to develop a risk-based approach for wetland protection
and management. Research will be conducted to describe the water quality
functions of wetlands, develop the methods for assessing the cumulative impacts
of wetlands losses, and evaluate the creation and restoration of wetlands.
Increased resources will be used to evaluate the restoration potential of
agriculturally converted wetlands in the prairie pothole region.
The Agency will also conduct research to improve our ability to understand
and predict the impact of human activities on large lakes and rivers by focussing
on the Great Lakes and extrapolating results to other lakes and rivers. The
research program is designed to develop the scientific data needed to establish
realistic ecological and public health goals for such ecosystems, help develop
a management program that strategically directs resources, and provide ecological
indicators that document progress toward achieving these goals.
The agency research program will develop aquatic eco-criteria and other
methods for assessing and predicting the long-term cumulative effects of
anthropogenic stresses on the Great Lakes, the Gulf of Mexico, and other coastal
and marine ecosystems. Research will be conducted to develop and apply a risk-
based framework to identify and prioritize the major risks to habitat and bio-
diversity. The scale and intensity of habitat modification and the subsequent
loss and degradation of critical natural functions has become immense in the
United States, with long-term adverse consequences to both ecological and
socioeconomic values.
Work will continue to provide the scientific and engineering basis to
effectively protect benthic habitats and implement pollution control and
prevention strategies that will someday obviate the contaminated sediment
problem. The Agency will also carry out research to develop the technology and
methods necessary to ensure the most cost effective and environmentally sound
management and disposal of wastewater and sludge, including research on wet
weather discharges and innovative treatment technologies and pollution prevention
for industrial wastewater processes.
The Agency will continue to develop the scientific data necessary to
prevent or reduce nonpoint sources of pollution by focusing research on the
environmental and ecological impacts of alternative agricultural management
systems. The research, carried out in conjunction with USDA, will study the
ecological benefits from new farm and watershed management methods including
those promoted for voluntary adoption throughout the midwest.
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Consulting Services Activities
The Agency uses consulting resources to fulfill the requirements of its
authorizing legislation. Specifically, EPA uses these resources to provide
technical assistance to Regions, states, and local governments; collect data and
monitor background levels as a basis for future regulatory actions; and conduct
studies and analyses which support new programs.
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WATER QUALITY
PROGRAM ACTIVITIES
INCREMENTAL OUTPUTS
ACTUAL
1992
CURRENT
ESTIMATE
1993
ESTIMATE
1994
INCREASE(+)
DECREASE (-)
1994 vs.1993
Ocean Pumping Dredged Material
Permit Review
Ocean Dumping
Site Designations
187
237
230
Ocean Discharge Criteria Eval,
General
Major
Minor
Construction Grants
Awards
Active Construction
Workload (BOY)
3
21
23
31
3839
Permits Issued by EPA Municipal '
Major 173
Sludge Requirements 50
Non-Municipal 2
Major 152
General 13
Adiudicatorv Hearings
Settled 116
Enforcement Actions
Inspections 2068
Admin Compliance Orders 759
Admin Penalty Orders 233
Civil Litigation 57
Criminal Litigation 28
Clean Lakes
Projects/Studies/Assessments 90
Water Quality Criteria
Aquatic Life 4
Sediment 0
5
24
23
15
3070
149
150
150
50
150
2305
675
235
91
32
85
4
5
3
20
13
10
2180
160
225
170
100
150
2400
555
354
73
34
-7
-1
-2
-4
-10
-5
-890
+11
+75
+20
+50
0
0
+95 3
-120 4
+119
-18
+2
-85
-4
-5
3-11
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WATER QUALITY
CURRENT
ACTUAL ESTIMATE
PROGRAM ACTIVITIES 1992 1993
CUMULATIVE OUTPUTS
Operation SRF Programs 6 51 51
Effluent Guidelines Categories
New Final Rules " 51 52
Regulations /Support Documents
for Sludge Reuse/Disposal 4 3
NPDES State Approvals 39 40
General Permit State Programs 32 35
National Estuary Projects 17 18
Water Quality Criteria
Aquatic Life 39 43
Sediment 05
ESTIMATE
1994
51
52
INCREASE(+)
DECREASE (-)
1994 vs.1993
41
38
21
43
5
-2
+ 1
+3
+3
0
0
1. Manors The permit issuance total for major municpals issued by EPA will
increase slightly over this three year period as Regions are beginning to
be able to handle the more complex permits and states have adopted new
water quality standards which will be reflected as necessary.
Sludge Both majors and minors are combined as one number.
2. Manors The permit issuance total for major non-municipals issued by EPA
decreases as states are able to handle more complex permits.
General 1993 general permits will cover storm water dischargers. A
general permit is an administrative mechanism to allow the state or Region
to cover more than one discharger with similar characteristics with one
permit (e.g., storm water discharges associated with industrial
activities, boat yards, fish hatcheries).
3. Includes inspections for sludge.
4. Outputs for majors only.
5. Fifty states and Puerto Rico have operational SRF programs.
6. Offshore Oil and Gas only; other rules are revisions to categories already
counted in the 51 .
3-12
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
WATER QUALITY
RESEARCH AND DEVELOPMENT
Water Quality Research 3-13
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UATER QUALITY
Water Quality Research
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Water Quality Research
Program & Research $12.895.3 $15,375.6 $14.994.8 $14,925.7 $15,398.5 $472.8 $22.9
Operations
Research & Development $15,587.2 $17,275.8 $16,191.8 $16,191.8 $13,677.9 -$2.513.9 -$3.597.9
TOTAL $28,482.5 $32.651.4 $31,186.6 $31,117.5 $29,076.4 -$2,041.1 -$3,575.0
Congressional Directive
Water
Research & Development $400.0 $400.0 -$400.0
TOTAL $400.0 $400.0 -$400.0
Congressional Directive
Water
Research & Development $125.0 $125.0 -$125.0
TOTAL $125.0 $125.0 -$125.0
TOTAL:
Program & Research $12,895.3 $15,375.6 $14,994.8 $14,925.7 $15,398.5 $472.8 $22.9
Operations
Research & Development $15,587.2 $17,275.8 $16,716.8 $16,716.8 $13,677.9 -$3,038.9 -$3,597.9
Water Quality Research TOTAL $28,482.5 $32,651.4 $31,711.6 $31,642.5 $29,076.4 -$2,566.1 -$3.575.0
PERMANENT WORKYEARS
Water Quality Research 207.6 236.9 226.3 223.5 214.2 -9.3 -22.7
TOTAL PERMANENT WORKYEARS 207.6 236.9 226.3 223.5 214.2 -9.3 -22.7
TOTAL WORKYEARS
Water Quality Research 219.0 236.9 226.3 223.5 214.2 -9.3 -22.7
TOTAL WORKYEARS 219.0 236.9 226.3 223.5 214.2 -9.3 -22.7
3-13
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WATER QUALITY
Water Quality Research
Principal Outputs
1994s o Initial report on the state of scientific information relating to
the causes of toxic and nuisance algal blooms in coastal waters
o CIS-based Decision Support System for Midwestern Watershed
Management Planning
o Watershed Landscape Design for Aquatic, Terrestrial, and
Groundwater Improvements for Walnut Creek
o Standard methods for in situ capping of sediments
o Standard chronic toxicity methods for selected benthic species
1993; o Completion of Green Bay mass balance model
o Completion of Green Bay pelagic food web model
o Report on organic contaminant and heavy metal concentrations in
zebra mussel tissue from western Lake Erie
o Revised guidelines for the development of aquatic life water quality
criteria
o Completion and delivery of report on Phase I of the coastal
Biomarkers Research Program
o Model for predicting toxicity of PAH contaminated sediments in the
field
o SAB Briefing Report: Proposed Methods for Deriving Sediment Quality
Criteria for metals.
o Development and testing of marine microcosm conditions needed to
simulate site-specific coastal habitats for the purpose of
quantifying risks to marine systems posed by anthropogenic
pollutants.
o Report on state-of-the-science review on stressors, impacts, and
indicators of function of urban emergent wetland types.
1992; o SAB Briefing Report: SAB Briefing Report: Technical basis for
Sediment Quality Criteria for non-ionic organic chemicals
o Report on synthesis of methods to predict bioaccumulation of
sediment pollutants
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A Synoptic Approach to Cumulative Impact Assessment: A Proposed
Methodology for Wetlands and Watersheds
o Completed field study of subsurface-flow constructed wetlands
systems for use in developing preliminary design guidance.
o Report on sludge incineration studies
o RREL Treatability Data Base Version 4.0.
o Methods for the Determination of Chemical Substances in Marine and
Estuarine Environmental Samples
o Report on bioassessment protocols to support implementation of
biocriteria
o Completed the design and testing of methods to assess the
time-to-recovery of Boston Harbor sediment communities.
o Pathogen risk assessment methodology for landfilled sludge.
o Provide technical support to the regions and states on existing
water quality standards and revise ambient water quality criteria as
necessary.
3-15
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WATER QUALITY
Water Quality Research
BUDGET REQUEST
1994 Budget Request
The Agency requests a total of $29,076,400 supported by 214.2 total
workyears for 1994, of which $15,398,500 will be for the Program and Research
Operations appropriation and $13,677,900 will be for the Research and Development
appropriation. This represents an increase of $472,800 in the Program and
Research Operations appropriation, a decrease of $3,038,900 in the Research and
Development appropriation, and a decrease of 9.3 total workyears. The increase
to the Program and Research Operations appropriation reflects additional
personnel compensation and benefits (PC&B), and travel expenses associated with
funding ORD's staff of scientists, managers and support personnel in such areas
as quality assurance, extramural resource management, and high priority research.
The decrease for the Research and Development appropriation reflects the
redirection of resources to higher priority activities which is partially offset
by an increase for wetlands research. The decrease for the Research and
Development appropriation reflects the elimination of Congressionally directed
projects funded in 1993 and the redirection of resources to support the
Multimedia Program Element.
1993 Budget
The Agency is allocating a total of $31,642,500 supported by 223.5 total
workyears for this program element, of which $14,925,700 is from the Program and
Research Operations appropriation and $16,716,800 is from the Research and
Deve1opment appropriat ion.
1992 Budget
The Agency obligated a total of $28,482,500 supported by 219.0 total
workyears for this program element, of which $12,895,300 was from the Program and
Research Operations appropriation and $15,587,200 was from the Research and
Development appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
COASTAL AND MARINE
1994 Program Request
Coastal and marine ecosystems are at risk from long-term cumulative effects
of multiple pollutant discharges and habitat degradation. Stresses on these
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systems include point and non-point (including atmospheric) inputs of toxic
wastes and excess nutrients, eroding sediment, and the effects of coastal wetland
and bottom habitat degradation. We do not know the capacity of coastal
ecosystems to assimilate pollutants and other stresses without significant loss
of ecological integrity, productivity and sustainability. To protect these
ecosystems, ORD is conducting research which will produce methods to identify,
assess, predict and manage the cumulative effects of human activities on coastal
and marine ecosystems. The products of this research will provide EPA regions
and coastal states with conceptual, analytical, and practical tools to assess the
relative effects of nutrients, organic matter, toxic chemicals, and other
anthropogenic stresses on coastal systems. These tools will include
dose-response models for nutrients and toxic chemicals, system-level indicators
of pollution-related problems, and standard analytical methods. These methods
will provide the scientific basis for cost-effective protection of coastal
ecosystems through correctly-targeted pollution control measures and resource
management.
1994 will be a transition year in which the focus of research will begin
to shift from individual stressor research to a more integrated program aimed at
understanding the cumulative impacts of multiple stresses. The research will be
organized around a matrix of program areas (problem characterization, marine
ecological processes, risk assessment) and specific threats to coastal water
quality and ecological integrity (nutrient and organic overenrichment, toxic
chemical contamination, eutrophication, and toxic algal blooms). In this way,
researchers will focus on the highest priority threats to coastal ecosystems as
identified in EPA Report on the Quality of the Nation's Water (the 305(b)Report).
Another component of the research program will address the monitoring activities
necessary to implement the National Coastal Monitoring Act of 1992.
1993 Program
ORD is conducting research to develop methods for assessing and predicting
the long-term accumulation effects of multiple anthropogenic stresses on coastal
and marine ecosystems. Researchers are carrying out work in the area of toxic
chemical contamination to produce reports on the occurrence and effects of toxic
chemicals in free-ranging marine mammals and other endangered species; methods
for assessing biological and ecological impacts of drilling waste in the Gulf of
Mexico; better understanding of the effects of toxic chemicals (including PCB's)
on the reproductive systems of marine fish; chemical markers of pollution sources
in marine environments; and biological mechanisms (biomarkers) of
chemical-induced cancers in marine shellfish. ORD is also supporting further
development and delivery of technical assistance to coastal states and regions
for the application of mathematical models of ocean outfalls plumes in areas
including Puget Sound, San Francisco Bay, Santa Monica Bay, and San Diego Bay.
In the area of ecological processes, researchers are completing a microcosm-based
study of the time-to-recovery of Boston Harbor and planning work on marine
ecological processes in the Massachusetts Bays region. ORD is also conducting
risk assessment case studies in Portsmouth Harbor, NH, and Greenwich Bay, RI.,
and carrying out new research activities in the areas of nutrient pollution,
organic overenrichment, and toxic algal blooms, and national coastal ecosystems
monitoring.
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Congressional Directives. A total of $400,000 is for the Congressionally
directed project for a nutrient loading research project in Boston Harbor and
Massachusetts Bay.
1992 Accomplishments
Researchers produced several peer-reviewed reports in the area of toxic
contamination including reports on the reproductive effects of PCB's on marine
fish, Outfall Plume Modeling Manual for computer models of pollutant transport
and fate from ocean outfalls, and Synthesis of Methods to Predict Bioaccumulation
of Sediment Pollutants. In the area of ecological processes, researchers
developed a CAT-scan method for quantifying community-level responses to
pollution of marine benthic communities, and a report on the importance of the
seawater surface microlayer on the sea-air exchange of PCB's in New Bedford
Harbor.
LARGE LAKES AND RIVERS
1994 Program Request
ORD will conduct research to improve our ability to understand and predict
the impact of human activities on large lakes and rivers. The large lakes and
rivers of the Nation are subject to disturbances from the activities of man that
result in loadings of toxic chemicals and nutrients as well as loss of habitat
and the invasion of non-indigenous species. For the purposes of the ORD research
effort, the Great Lakes and the rivers serving as connecting channels are
considered to represent both the geographic target of research and the model from
which to extrapolate the approaches and results to other lakes and rivers. In
addition to persistent chemical insults, the Great Lakes have been subjected to
a variety of physical and biological alterations including the invasion of
non-indigenous nuisance species such as the zebra mussel and major losses of
wetlands and shoreline structure which impact on the sustainability of the lake
ecosystems.
The ORD research program is designed to develop the scientific data needed
to establish realistic ecological and public health goals for such ecosystems,
to help develop a management program that strategically directs resources, and
provides ecological indicators that document progress toward achieving these
goals. Researchers will focus on: developing mass balance and food web models
to establish and predict relationships of chemical loadings (emphasizing both
sediment and atmospheric loadings) to residues in aquatic life and wildlife;
developing watershed models to understand and predict the relationship of
watershed conditions and management activities to loadings into rivers and lakes;
determining the ecosystem effects of exposure to chemicals and changes in habitat
conditions; validating fate and transport models used to predict chemical
residues in fish; and evaluating the impact of new invading species on existing
ecological relationships.
3-18
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1993 Program
Results from the multi-agency Green Bay (Lake Michigan) mass balance study
are being made available to lake managers planning future studies in support of
lake-wide management plans, and to local regulatory agencies responsible for the
clean-up of the Fox River. This study will show the utility of the mass balance
approach in addressing and prioritizing remedial actions for large systems. The
model incorporates the importance of sediment resuspension and sediment
contamination in predicting residues in fish over a twenty-five year timeframe.
Researchers are initiating work on the design of an atmospheric data collection
program for the coupling of atmospheric input models to water quality mass
balance food chain residue models.
Congressional Directives. A total of $1,000,000 is for the Congressionally
directed projects for continued research on zebra mussels ($250,000) and for
research in support of the Great Lakes National Program office ($750,000).
1992 Accomplishments
ORD developed hydrodynamic driven sediment models for use in understanding
the role of sediments in controlling fate of toxic substances. Sediments are
known to contain tremendous reservoirs of toxic substances that continue to
recontaminate the water columns and biota well after the sources of contamination
have been eliminated. During 1992, a management level mass balance food chain
model for Lake Michigan was completed and presented to the Lake Michigan
Management Committee. The model results are being used to design future loading
and open lake monitoring studies.
WETLANDS
1994 Program Request
Wetlands are the interface between terrestrial and aquatic ecosystems and
contribute to environmental quality by purifying water, storing flood waters,
recharging groundwater, and providing habitat. Despite growing recognition of
their ecological value, there was a net loss of over 2.6 million acres between
the mid-1970's and mid-1980's. To help implement a national policy of "no net
loss of wetlands, ORD is carrying out research to develop a risk-based approach
for wetlands protection and management. Research goals are to: 1) determine how
wetland functions contribute to environmental quality, both individually and as
an aggregate within the landscape, and develop methods for assessing and
enhancing function; 2) quantify the effects of stressors and landscape factors
on wetland functions and use the information to assess the risks posed by the
associated loss of wetlands and their functions; 3) develop design guidelines and
performance criteria to reduce risk through wetland restoration and creation; and
4) improve the design and performance of wetlands constructed or restored for
water quality improvement and identify the ecological risks and benefits of their
use.
ORD will continue to carry out the multi-year wetlands research plan
endorsed by the SAB in 1991. Increased resources will be used to evaluate the
3-19
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restoration potential of agriculturally converted wetlands in the prairie pothole
region. This research will support the Food Securities Act and the Northern
Waterfowl Reserve. Researchers will also fully implement another major study of
the wetlands of the prairie pothole region. This study will include landscape
and site-specific work on wetland function, and an evaluation of wetland
restoration in the region. The results from this multi-scale study will be
integrated into a risk assessment for the region. ORD will also study the
ecological consequences of wetlands constructed to treat wastewater and begin to
revise the 1988 design manual for this type of constructed wetland. Researchers
will complete the first studies to develop an approach to setting priorities for
siting restoration projects in watersheds in the arid West.
1993 Program
ORD La carrying out the five-year wetlands research plan endorsed by the
SAB in 1991. Workers are continuing to identify the functions of individual and
small groups of wetlands and how they are affected by environmental impacts.
They are developing information needed to characterize and compare levels of
function attainable in populations of natural, restored, and created wetlands.
Researchers are developing methods for assessing and protecting landscape
function in the prairie pothole region. ORD is also continuing to evaluate the
performance of wetlands constructed for wastewater treatment and to propose
improved designs for such systems. Researchers will use the research on
landscape function, wetlands function, and characterization and restoration to
develop and test a risk-based approach to wetland management.
1992 Accomplishments
1992 was a year of transition from the research conducted under the five
year plan adopted in 1986 to the research proposed in the new five year plan.
In concluding the work under the 1986 plan, researchers completed two major
studies which represented a synthesis of the major research work. An Approach
to Improving Decision Making in Restoration and Creation uses the results of five
years of research evaluating wetland mitigation projects to illustrate a strategy
that uses monitoring of populations of natural wetlands and projects to develop
performance criteria and design guidelines. The Synoptic Approach to Cumulative
Impact Assessment documents a method for rapidly assessing impacts of wetland
loss on the landscape that uses readily available data. Results of research done
over the past five years are used as case studies to illustrate how the approach
can be used at a variety of scales.
CONTAMINATED SEDIMENTS
1994 Program Request
Toxic chemicals and conventional pollutants have steadily accumulated in
the sediments of coastal, estuarine and freshwater ecosystems over the past
century. Studies by the Office of Water and the National Academy of Sciences
indicate that the extent of sediment contamination may be large with potentially
far reaching effects. It appears that sediments at hundreds of locations across
the country, in all types of waterbodies, are contaminated at levels that will
harm benthic and other aquatic communities; and potentially threaten human health
3-20
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and wildlife due to bioaccumulation of sediment contaminants through the food
chain. ORD is carrying out research to provide the scientific basis to
effectively protect benthic habitats through meaningful regulatory practices as
identified through the Agency's Contaminated Sediment Management Strategy.
Research results will provide the scientific and engineering basis to implement
pollution control and prevention strategies that will someday obviate the
contaminated sediment problem.
ORD research will focus on development and validation of scientific and
engineering approaches to identify contaminated sediments in aquatic
environments; assess their potential impact on aquatic life, wildlife, and human
health; and remediate contaminated sediment sites in a cost-effective and
environmentally consistent manner.
Researchers will develop and validate methods for deriving national
sediment quality criteria for the protection of aquatic life, wildlife, and human
health. They will develop assessment methods to predict the fate and effects of
contaminated sediments in aquatic systems, including the potential of sediment
associated contaminants to bioaccumulate in human food chains. Researchers will
also develop methods to identify toxic constituents in sediments and determine
contaminant sources to aquatic systems.
ORD will conduct develop and evaluate innovative and cost effective
remediation techniques, such as in situ contaminant biological treatment, and
metals treatment and reclamation, for freshwater marine and estuarine habitats.
Rates of natural recovery of benthic communities will also be examined to insure
that appropriate remediation options are considered.
1993 Program
Researchers are focusing on the development and validation of methods for
deriving national sediment quality criteria for the protection of aquatic life,
wildlife, and human health. They are developing chemical specific sediment
quality criteria documents for endrin, dieldrin, fluoranthene, phenanthrene, and
acenapthrene. To improve assessment methods, they are developing chronic
sediment toxicity tests. For remediation research, they are completing a report
on biological treatment of sediments.
1992 Accomplishments
Researchers completed laboratory and field studies on the equilibrium
partitioning approach for deriving sediment quality criteria for dieldrin and
endrin. They also completed research on ionizable organic partitioning,
including solubility coefficients relationships and initiated research to
assess treatment techniques for the remediation of contaminated sediments.
AQUATIC ECOCRITERIA
1994 Program Request
Aquatic ecosystems are sensitive to pollution and disturbance and, as such,
serve as a sentinel in assessing the health of our ecological resources. Aquatic
3-21
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communities will likely be among the first to show the impacts of global climate
change. Current scientific knowledge allows EPA to control specific pollutants
in our waters through the use of water quality criteria, and to control toxic
discharges using toxicity-based permitting of point sources of pollution.
However, scientific knowledge is insufficient to formulate comprehensive
approaches to protect aquatic ecosystems from the cumulative impact of diffuse
sources of pollution and from a large variety of non-pollutant stresses or
disturbances. To overcome this problem, ORD must develop the scientific basis
to extend the concepts of water quality criteria to that of ecological criteria
which address multiple impacts over larger spatial scales.
Aquatic ecocriteria research is designed to extend the concept of water
quality criteria by developing analogous ecological criteria to protect the
environment from any stressor which diminishes ecosystem integrity. By
developing such criteria, ORD will create the required next generation of methods
and guidance to identify risks associated with human activity to shape pollution
prevention programs and to select restoration approaches in areas of diminished
ecological integrity. Ecological criteria must apply to specific geographic
regions and this work will initially focus primarily on the Gulf of Mexico and
to a lesser extent the Great Lakes. Subsequent work will include aquatic
ecocriteria for the Chesapeake Bay.
ORD will conduct studies in all five areas that make up aquatic ecological
criteria. These include chemical criteria, complex effluent, biocriteria,
ecosystem criteria, and ecosystem diagnostics. The main emphasis in the chemical
criteria will be reduce the uncertainties associated with some of the criteria
for important chemicals. Specifically, researchers will conduct studies to more
accurately express the bioavailability form of the heavy metal criteria. Workers
conducting complex effluent research will focus on developing methods to identify
chemicals that bioaccumulate in aquatic organisms and wildlife. Researchers will
also develop indicators for biological criteria for near coastal areas and large
lakes; initiate diagnostic procedures to identify the causes of aquatic community
dysfunction for headwater rivers and large lakes; and identify ecosystem criteria
(which include many of the determinate factors controlling the biological
communities present) for rivers and large lakes. Additional effort will be
placed on identifying ecological measurements that will assist in determining the
ecological condition, and causes of that condition, of marine communities and
ecosystems.
1993 Program
ORD is initiating a major effort to develop aquatic ecocriteria with
initial focus on the Gulf of Mexico and the Great Lakes. Researchers are
beginning work to provide fundamental knowledge of the ecology of near Gulf Coast
ecosystems to better enable formulations of ecological risk assessment. The
research will provide tools to assist the Agency is determining how effective
management decisions are in protecting estuaries including: 1) development of
procedures to measure the current health, predict future health and to assess
recovery of estuaries (a diagnostics protocol will be field tested to assess its
applicability and predictive capability); 2) identification and prioritization
of the causes of impact on the biotic communities, e.g., point and non-point
3-22
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toxics; and 3) determination of the tolerance limits of major floral and fauna
communities and establishment of effective biocriteria to protect the biota.
Work in the Great Lakes watershed is focusing on low order (headwater)
streams and Great Lakes coastal wetlands. Researchers studying low order streams
will extend previous work in the Saginaw River Watershed dealing with biocriteria
evaluation and the relationship between watershed land use practices and the
nature and degree of aquatic ecological disturbances in low order streams. Great
Lakes coastal wetlands are an integral component of the Great Lakes ecosystem for
which much more study is required. Scientists are directing their research
efforts on such wetlands towards developing a classification system for defining
the ecological integrity of these wetlands, developing indicators of disturbance,
and developing restoration strategies for degraded wetlands in the Great Lakes.
Results of the research on both wetlands and low order streams in the Great Lakes
region is expected to be transferable to a large extent to other regions of the
United States. This work will be integrated with other components of the
ecocriteria program further along in development (e.g. biocriteria). It will
also be coordinated with research on other wetlands, non-point source
contaminants and global climate change effects.
1992 Accomplishments
Researchers completed initial work to develop ecocriteria including:
extensive biological, chemical and physical characterization of the very diverse
Saginaw River MI water shed through field sample collection and analysis;
development of a GIS system to receive and integrate information on terrestrial
and aquatic, natural and human-activity related features of the watershed; and
development of program plans for the in-house and extramural components of the
ERL-Duluth ecocriteria program. Other accomplishments included: development of
six chemical-specific criteria for aquatic life and development of the first four
chemical-specific criteria for the protection of Great Lakes wildlife.
NONPOINT SOURCE POLLUTION
1994 Program Request
Reports by the Office of Water, Science Advisory Board (SAB), the States,
and GAO have identified nonpoint source pollution (NFS) as the largest remaining
category of contamination threatening our nation's water quality. ORD research
efforts on NFS focus on agriculture and the most pervasive pollutants nitrogen
and pesticides. Agriculture NFS is the largest NFS, affecting about 50 to 70
percent of the impaired surface waters.
ORD will conduct research on the environmental and ecological impacts of
alternative agricultural management systems being implemented as part of the
President's Water Quality Initiative for agricultural systems administered by
USDA. This effort, the Midwest Agriculture Surface/Subsurface Transport and
Effects Research program (MASTER) is being carried out in close cooperation with
the USDA and USGS. The research is being conducted in concert with the USDA
Management Systems Evaluation Area (MSEA) Program in the midwest, and will
concentrate on the water quality and ecological benefits of watershed management
3-23
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approaches. The research in 1994 will study the ecological benefits from new
farm and watershed management methods including those promoted for voluntary
adoption throughout the midwest. Water quality impacts from agricultural
chemicals, sediment, and habitat alteration will be measured and assessed for
experimental watersheds and extrapolated to similar midwestern conditions. A
companion piece of this work focusing on drinking water aspects of the problem
is funded under the Drinking Water Research budget.
1993 Program
ORD is initiating a limited research effort to study the impact of
multimedia nitrogen on estuarine and near coastal ecosystems, particularly the
Chesapeake Bay. Researchers are developing a framework for mass balance studies
to enable allocation of source loads among the various media including watershed
drainage, atmospheric deposition, and point sources. The study will include
sources from and assimilation by various land types (e.g. forests, croplands,
etc.), municipal and industrial discharges and various air emissions (autos,
power plants, etc.). Future work on this research initiative would allow EPA and
the States to evaluate the ecological consequences of alternative nitrogen
control options and to select the wisest combinations of policies.
The MASTER program was entirely funded in 1993 under the Drinking Water
Research budget. A shift of part of the resources for the MASTER program from
Drinking Water Research to Water Quality Research is being made in 1994 to
properly reflect the fact that the MASTER program also deals with surface water
quality research issues.
1992 Accomplishments
The MASTER program was entirely funded in 1992 under the Drinking Water
Research budget.
HABITAT/BIODIVERSITY
ORD will carry out the second year of a research plan to assess the major
threats to habitat/biodiversity. The scale and intensity of habitat modification
and the subsequent loss and degradation of critical natural functions has become
immense in the United States, with long-term adverse consequences to both
ecological and socioeconomic values. ORD is developing methods and data to
support risk-based approaches to habitat assessment, management, and monitoring.
The assessment component will rank relative risks to major habitat types based
on their associated value and major stressors. The management component will
evaluate how high value habitats will respond to specific protection and
restoration strategies. The monitoring component will develop landscape level
indicators of habitat condition in coordination with EMAP.
Researchers will develop and apply a hierarchical, landscape-scale
assessment framework to prioritized relative risks to habitat and biodiversity
considering value, exposure to anthropogenic stresses, and restoration potential.
Pilot studies will be carried out to ascertain the best methods and data bases
to conduct a national comparative risk assessment for habitat and biodiversity.
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The pilot studies will use species occurrence data from The Nature Conservancy
and National Heritage Programs; 2) habitat and landscape data from the Advanced
Very High Resolution Radiometer (AVHRR) satellite land classification data base
and Fish and Wild Life Service Gap Analysis Project vegetation maps; and 3)
stressor data on housing, population census variables by townships, groundwater
data, transportation data and other stressor information when available. The
pilot studies will include Idaho-Oregon, Southern California, Utah, Chesapeake
Bay Watershed/Pennsylvania, as well as a national study to assess the
consistency, comparability and interpretability of the AVHRR satellite land
classification system.
1993 Program
ORD is initiating work to develop and apply a risk-based framework to
identify and prioritized the major risks to habitat values, including wetland
habitats. ORD has formed a biodiversity research consortium to develop generally
accepted data bases and analytical methods for assessing and managing risks to
biodiversity. Initially, membership will include the US Fish and Wildlife
Service, the USDA Forest Service, the USDI Geological Survey, the US
Environmental Protection Agency, and The Nature Conservancy (TNC) who
additionally represent the Network of State Natural Heritage Programs. In the
future, membership may be expanded to include the Bureau of Land Management, the
National Park Service, National Oceanic and Atmospheric Administration,
Department of Defense, the Smithsonian Institution, and additional governmental
agencies and non-governmental organizations. Although the program's objectives
are national in scope, several scientific issues will be addressed initially and
resolved in an integrated series of pilot projects. These pilot studies were
initiated in 1993 and will be completed over a three-year period (1993-95). The
pilot studies will enable us to make an informed judgment about the most rigorous
methods and suitable databases to use for a national scale analysis. All of the
information to be gathered in this study will be synthesized to help make the
decision on the best direction for the national implementation.
Congressional Directives. A total of $250,000 is for the Congressionally
directed project for the Center for the Analysis of Environmental Change to
provide comprehensive approaches needed for the wise management of the Columbia
and Snake rivers ecosystem resources.
1992 Accomplishments
There was no funding for this activity in 1992.
WASTEWATER AND SLUDGE
1994 Program Request
EPA will carry out research to develop the technology and methods necessary
to ensure the most cost effective and environmentally sound management and
disposal of wastewater and sludge. Wastewater and Sludge research focuses on
three research areas: 1) municipal wastewater/sludge treatment, 2) urban wet-
weather discharges and 3) industrial wastewater management. Municipal
wastewater/sludge management includes: monitoring methods and quality assurance
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for microbiological and chemical methods, sludge pathogen and chemical risk
assessment, municipal wastewater sludge disposal including beneficial use. Urban
wet-weather discharges research focuses on monitoring methods and quality
assurance for microbiological methods, risk assessments and reduction of
discharges from urban sources. Industrial wastewater treatment research includes
monitoring methods and quality assurance, pollution prevention for industrial
wastewater processes and innovative treatment technologies.
1993 Program
ORD is placing primary emphasis on research which supports the Office of
Water in the development of Section 503 Sludge regulations. Workers are carrying
out research, development, and demonstration activities which stress development
and evaluation of specific gene probes for pathogens, risk assessment methods for
pathogens, and the fate of and techniques for controlling pathogens in sludge
prior to its final disposition. Researchers are continuing studies on annual
water pollution performance evaluations and the annual Discharge Monitoring
Report-QA performance evaluations for the QA reference materials program. They
expect to complete the following products: development of gene probe methods for
Shigella, Salmonella, and viruses; a pathogen risk assessment methodology for the
landfilling of municipal sludge; and a preliminary evaluation of best management
practices for stormwater pollution control.
Congressional Directives. A total of $700,000 is for the Congressionally
directed project for the Water Environment Research Foundation.
1992 Accomplishments
Wastewater and sludge research products have been used by the EPA program
offices, Regions, States, local governments and the industrial sector for
regulation and management of wastewater and sludge. Researchers developed sample
processing procedures for recovering intestinal viruses from wastewater and
sludge and a method for non-radioactive detection of Norwalk viruses from
wastewater sludge. They also completed a preliminary human health risk
assessment for viruses in municipal sludge applied to land and developed new and
revised analytical methods for the NPDES Point Source and Nonpoint Source
programs which reduce or eliminate hazardous laboratory waste, lower detection
limits and meet requirements of EPA's Environmental Monitoring Management
Council.
POLLUTION PREVENTION
1994 Program Request
No work will be done in Water Quality Research in 1994. Resources are
being moved to pollution prevention research in the Multimedia Program Element.
1993 Program
Support is being provided for research on the assimilative capacity of
subsurface soils for agricultural chemicals.
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1992 Accomplishments
There were no Water Quality Research resources in the pollution prevention
research area in 1992.
INNOVATIVE TECHNOLOGIES
1994 Program Request
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA will allocate 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds will be
used to support small businesses engaged in the development of equipment for
pollution abatement and control, and instrumentation for monitoring environmental
trends and conditions. Under this program, ORD will take advantage of unique
solutions to water quality problems and other environmental issues that may be
offered by the private sector. Resources will be identified in the operating
plan and consolidated into the Multimedia Program Element once enactment occurs.
1993 Program
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA is allocating 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds are used
to support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD is able to take advantage of unique
solutions to water quality related problems and other environmental issues that
may be offered by the private sector.
1992 Accomplishments
Resources and accomplishments supporting this program were budgeted in the
Multimedia program element for 1992.
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD's success in conducting
the quality science needed to assure that the Agency's decisions are
scientifically sound. The most critical part of ORD's infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Program and Research Operations appropriation funding for the Water
Quality Research PE will be centralized within the infrastructure issue to
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provide improved management for ORD's personnel compensation and benefits, and
travel costs associated with managing research programs.
1993 Program
ORD's current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD's workforce carries out
scientific programs in support of the Agency's mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency's mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
CROSS PROGRAM
1994 Program Request
EPA will continue to produce and improve standardized analytical methods
for quantifying pollutants or their metabolic products in fresh water,
wastewater, biological tissue sediment, and sludge. Researchers will focus on
the development of more sensitive and lower cost chemical analytical methods
required to detect substances at concentrations compatible with federal and state
water quality criteria. The goal is to provide analytical methods which minimize
or eliminate the use of hazardous solvents and reagents, thereby reducing
exposure by laboratory workers and minimizing waste which must be disposed of in
accordance with Resource Conservation and Recovery Act regulations.
1993 Program
This activity provides analytical chemical methods for quantifying
pollutants or their metabolic products in fresh water, wastewater, biological
tissue, sediment, and sludge. These standardized methods ensure comparability
of ambient water quality monitoring data generated by the EPA and the regulated
community. Currently available methods are being revised to improve sensitivity
and robustness, reduce costs, and increase ease of use.
1992 Accomplishments
A compilation of analytical methods to determine a wide variety of
pollutants in marine water was provided to the Regions. ORD completed and
delivered five improved methods that significantly reduce the use of hazardous
organic solvents and chemicals used as reagents.
1993 Research and Development Congressional Directives in the Office of Water
1994 Budget Request
No funds requested for this program in 1994.
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NATIONAL ACADEMY OF SCIENCES STUDY OF WETLANDS
1993 Program
Congressional Directive. A total of $400,000 if for the Congressionally directed
"Study of Wetlands Characterization" to the National Academy of Sciences.
GREAT LAKES RESEARCH WITH INTERNATIONAL JOINT COUNCIL
1993 Program
Congressional Directive. A total of $125,000 is for the Council of Great Lakes
Research Managers to coordinate research on Great Lakes Basin issues.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
WATER QUALITY
ABATEMENT AND CONTROL
Water Quality and Grants Program Management 3-31
Great Lakes Program 3-32
Chesapeake Bay Program 3-35
Engineering & Analysis 3-39
Engineering and Analysis 3-40
Grants Assistance Programs 3-43
Control Agency Resource Supplementation (Section 106) 3-44
Clean Lakes Program 3-46
Water Quality Strategies Implementation 3-47
Wetlands Protection 3-49
Nonpoint Source Management Grants 3-52
Wetlands Implementation Program 3-53
Oil spills Program 3-54
Ocean Disposal Permits 3-55
Environmental Emergency Response & Prevention 3-57
Water Quality Criteria, Standards & Applications 3-57
Water Quality Monitoring and Analysis 3-61
Coastal Environment Management 3-62
Assessment and Watershed Protection 3-65
Municipal Source Pollution 3-71
Municipal Pollution Control 3-72
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WATER QUALITY
Water Quality And Grants Program Management
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED CURRENT REQUEST INCREASE
1993 ESTIMATE 1994 DECREASE
1993 1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Great Lakes Program
Program & Research $3,140.3
Operations
Abatement Control and $9,608.0
Compliance
TOTAL $12,748.3
Chesapeake Bay Program
Program & Research $2,035.1
Operations
Abatement Control and $16,531.6
Compliance
TOTAL $18,566.7
$3,562.2
$10,873.7
$14,435.9
$1,545.6
$18,248.8
$19,794.4
$3,121.8 $3,069.1 $2,894.6 -$174.5
$15,856.3 $15,856.3 $11,538.0 -$4,318.3
$18,978.1 $18,925.4 $14,432.6 -$4,492.8
$872.9 $872.9 $741.7 -$131.2
$20,017.5 $20,017.5 $19,209.7 -$807.8
$20,890.4 $20,890.4 $19,951.4 -$939.0
-$667.6
$664.3
-$3.3
-$803.9
$960.9
$157.0
TOTAL:
Program & Research $5,267.3 $5,107.8 $3,994.7 $3,942.0 $3,636.3 -$305.7 -$1,471.5
Operat i ons
Abatement Control and $26,169.6 $29,122.5 $35,873.8 $35,873.8 $30,747.7 -$5,126.1 $1,625.2
Compliance
Water Quality And TOTAL $31,436.9 $34,230.3 $39,868.5 $39,815.8 $34,384.0 -$5,431.8 $153.7
Grants Program
Management
PERMANENT UORKYEARS
Great Lakes Program
Chesapeake Bay Program
TOTAL PERMANENT WORKYEARS
TOTAL UORKYEARS
Great Lakes Program
Chesapeake Bay Program
TOTAL WORKYEARS
45.5
18.2
65.0
47.1
19.0
67.4
48.4
12.0
60.4
48.4
12.0
60.4
49.4
12.0
61.4
49.4
12.0
61.4
48.4
12.0
60.4
48.4
12.0
60.4
48.4
12.0
60.4
48.4
12.0
60.4
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WATER QUALITY
Water Quality & Grants Program Management
Budget Request
The Agency requests a total of §34,384,000 supported by 60.4 total
workyears for 1994, a decrease of $5,431,800. Of the request, $3,636,300 will
be for the Program and Research Operations appropriation and $30,747,700 will be
for the Abatement, Control and Compliance appropriation. This represents a
decrease of $305,700 in the Program and Research Operations appropriation and a
decrease of $5,126,100 in the Abatement, Control and Compliance appropriation.
GREAT LAKES PROGRAM
1994 Program Request
The Agency requests a total of $14,432,600 supported by 48.4 total
workyears for this program, of which $2,894,600 will be for the Program and
Research Operations appropriation and $11,538,000 will be for the Abatement,
Control, and Compliance appropriation. This represents a decrease of $174,500
in Program and Research Operations and a decrease of $4,318,300 in Abatement,
Control, and Compliance. This decrease reflects the elimination or completion
of 1993 Congressional directives more appropriate for state and local government.
Great Lakes National Program Office (GLNPO) activities will continue to be
guided by 5 Year Strategy goals for toxics reduction and habitat
protect ion/restorat ion.
GLNPO is leading State and Federal air and water programs in a joint effort
to develop integrated open water, tributary, biota, and air monitoring in the
Great Lakes Basin to develop baseline information on toxic loadings and
concentrations. Activities in 1994 include intensive Lake Michigan monitoring
to quantify toxic pollutant sources and loads for the targeting of reduction
efforts and the establishment of baseline information. Toxic pollutant screening
will continue for Lake Superior tributaries and will begin for Lake Ontario.
Satellite air deposition stations on Lakes Michigan and Superior will continue
to supplement air toxic deposition monitoring done at master
stations, while preparations are made to enhance satellite station support in
Lakes Superior and Ontario. Open water surveys will be conducted on each Great
Lake for toxics and for indicators of trophic condition and biological integrity.
Identification of sources and quantification of loadings will
continue to support remedial efforts and allow measurements of environmental
progress under Lakewide Management Plans (LaMPs) and Remedial Action Plans
(RAPs).
Pursuant to the Science Advisory Board's recommendation of improving data
integration and analytical methodologies, GLNPO will be providing better and more
efficient access to existing information to States and Regions. Resources will
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establish the capability for the management of information pertaining to the
loadings, fate, and transport of toxic substances and will
support state and Regional hardware, training, and infrastructure to provide
basin-wide sharing of environmental data. Increased resources to data management
will improve EPA's knowledge base and be used to deliver the data management
system to states and other Great Lakes partners, enhancing the decision-making
of environmental managers.
Under a coordinated habitat protection strategy involving GLNPO, states,
other Federal organizations, and private entities, the most important Basin
habitat sites will be identified and protection/restoration activities will
commence. Restoration and protection will continue at habitat projects begun in
1993 to address significant losses of habitat quality and quantity in the Great
Lakes Basin. Projects will support healthy and diverse communities, emphasizing
habitats necessary to maintain biodiversity in the Great Lakes Basin.
GLNPO's Assessment and Remediation of Contaminated Sediments (ARCS) program
(demonstrating alternative technologies for the remediation of contaminated
sediments) will issue its final report to Congress on its findings. The Great
Lakes sediments program will continue to support state and local groups needing
contaminated sediment characterization and assessments leading to remediation
projects. GLNPO will make necessary field sampling support available, as well
as sediment expertise (through direct technical support, guidance documents, case
studies, and workshops).
GLNPO will continue assisting the Regions and states in developing
cross-media efforts to use tools such as LaMPs and RAPs while continuing
technical and management support for pollution prevention and control activities.
Specific pollution prevention support targeted at reductions of Great Lakes
critical pollutants will be provided through state projects. LaMPs will be
completed or nearing completion for Lakes Michigan, Ontario, and Superior and
will be under development for Lake Erie. GLNPO will continue assisting the
states and Regions in completing RAPs for Areas of Concern with assistance in
identifying environmental problems, causes of use impairment, and specific
remedial measures.
1993 Program
The Agency is allocating a total of $18,925,400 supported by 48.4 total
workyears for this program, of which $3,069,100 is from the Program and Research
Operations appropriation and $15,856,300 is from the Abatement, Control, and
Compliance appropriation.
In support of the 5 Year Strategy goal for toxics reduction, GLNPO leads
state and Federal air and water programs in a joint effort to develop integrated
open water, tributary, biota, and air monitoring in the Great Lakes Basin to
develop baseline information on toxic loadings and concentrations. 1993
activities include shakedown and screening level monitoring for Lake Michigan,
toxic pollutant screening for Lake Superior, and integrated monitoring plan
development for Lakes Ontario and Erie. Nine satellite air deposition stations
on Lakes Michigan and Superior will supplement air toxic deposition monitoring
done at the five master stations. Open water surveys will be conducted on each
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of the Great Lakes for toxics and for indicators of trophic condition and
biological integrity. Identification of sources and quantification of loadings
will support remedial efforts and allow measurements of environmental progress
under LaMPs and RAPs.
GLNPO is working jointly with state and Federal environmental programs to
afford environmental managers organized access to existing Agency data on the
Great Lakes and to establish an architecture for loadings information in 1993.
These are initial components of the Great Lakes multi-media environmental data
management and analysis system.
In support of the 5 year Strategy goal of habitat protection/ restoration,
GLNPO is completing five restoration and protection actions for high priority
Basin habitat to address significant losses of habitat quality and quantity in
the Great Lakes Basin. Other habitat related activities supporting the habitat
goal of the 5 Year Strategy include development of a coordinated habitat
protection strategy with states, other Federal organizations, and private
entities. GLNPO's Assessment and Remediation of Contaminated Sediments (ARCS)
program (demonstrating alternative technologies for the remediation of
contaminated sediments) is assisting state and local groups with contaminated
sediment characterization and assessments, representing the shift in this program
to technology transfer. GLNPO is also preparing final ARCS reports required
under the Great Lakes Critical Programs Act.
GLNPO is continuing assistance to Regions and states in the development of
LaMPs for Lakes Michigan, Ontario, and Superior, and is initiating the LaMP for
Lake Erie in 1993. GLNPO is assisting the states and Regions in completing RAPs
for Areas of Concern through the identification of environmental problems and
causes of use impairment and identification of specific remedial measures.
Congressional Directives. A total of $4,460,000 is for Congressionally-
directed projects, including the clean-up of contaminated sediments in the
Buffalo River; GLNPO activities, including enhanced -monitoring; Great Lakes
modeling activities; and support of the Lake Superior Binational program,
including a mercury study.
1992 Accomplishments
In 1992, the Agency obligated a total of $12,748,300 supported by 47.1
total workyears for this program, of which $3,140,300 was from the Salaries and
Expenses appropriation and $9,608,000 was from the Abatement, Control, and
Compliance appropriation.
This program orchestrated completion of the Great Lakes 5 Year Strategy (to
focus on toxic reduction, habitat protection/restoration, and species diversity)
among 15 state, Federal, and tribal organizations. In support of that Strategy,
the program championed integrated, multi-agency planning in the Great Lakes with
a strong monitoring component. Working with Canada, GLNPO
satisfied Great Lakes Critical Program Act requirements for establishing air
toxics monitoring stations on each of the Great Lakes. GLNPO also conducted open
water surveys on each Lake for toxics and for indicators of trophic condition and
biological integrity.
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Working with state and Federal partners, GLNPO completed on-site field
scale demonstrations of contaminated sediment remediation technology (including
bio-remediation) in satisfaction of the Great Lakes Critical Programs Act.
Utilizing public/private partnerships, GLNPO supported development of a listing
of priority Great Lakes habitat sites and protection/restoration demonstrations
at seven sites. GLNPO also supported the Regions and states with development of
Remedial Action Plans and Lakewide Management Plans.
CHESAPEAKE BAY PROGRAM
1994 Program Request
The Agency requests a total of $19,951,400 supported by 12.0 total
workyears for this program, of which $741,700 will be for Program and Research
Operations appropriation and $19,209,700 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease $131,200 in the Program and
Research Operations appropriation, and a decrease of $807,800 in the Abatement,
Control and Compliance appropriation. This decrease reflects the elimination ar
completion of 1993 Congressional directives more appropriate for state and local
governments. There is an increase for habitat restoration.
The Chesapeake Bay Program will continue to provide technical and
management support for pollution prevention and control activities to protect
living resource critical habitats, surface water, and ground water in the
Chesapeake Bay watershed. Implementation of nonpoint source nutrient pollution
control projects through state implementation grants and toxicity assessments of
living resource habitats will be ongoing, but will place added emphasis on the
private sector role, including opportunities for trading. To improve water
quality, the program will establish baywide living resource distribution,
abundance, and species diversity restoration goals. Activities to address toxics
will involve a balance of research, monitoring, and actual prevention and control
projects as dictated by the amended Toxic Reduction Strategy. New projects to
improve living resources through improved fish passage and habitat construction
will be developed.
The Chesapeake Bay Program will fulfill priority program tasks, including
development of a "Tool Chest" of computerized information assistance to expand
the ability of local governments to meet environmental goals. Resources are
provided for outreach and expanded public involvement in programs to reduce the
effects of nonpoint sources of pollution. The Agency will escalate the pace of
the Nutrient Reduction Program to meet the goals of a 40 percent reduction of
nutrient levels by the year 2000 through the implementation of tributary-specific
nutrient reduction strategies. As a result, modelling and monitoring efforts
will be increased in tributaries.
1993 Program
The Agency is allocating a total of $20,890,400 supported by 12.0 total
workyears for this program, of which $872,900 is for the Program and Research
Operations appropriation and $20,017,500 is for the Abatement, Control and
Compliance appropriation.
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The Chesapeake Bay Program is continuing to provide interstate leadership
and technical and managerial support for the pollution prevention and control
activities of numerous agencies for the restoration of the Chesapeake Bay and its
living resources. Traditional coordination efforts among the Program and Bay
states are being expanded to include and integrate other EPA programs and Federal
agencies. The possibility of reducing nutrient loads faster and more cost-
effectively through pollution reduction trading is being investigated.
Implementation of the Basin-wide Nutrient Reduction Strategy continues.
To stay on course for achieving the goal of a 40 percent reduction in nutrients
entering the Bay by the year 2000, the program is accelerating the pace of point
and nonpoint source programs. Implementation grants to state agencies for
nonpoint source pollution control yield a greater targeting of resources to the
highest areas of pollutant load based upon monitoring data. These grants also
provide for standardization of nutrient management methods on farmlands as well
as expanded marketing of these methods to the private sector and the public.
Special emphasis is placed on refining environmental indicators, modeling and
management of air sources of nutrients and toxics, and integrating the multiple
NPS control authorities of EPA and other Agencies.
Activities to address toxics involve a balance of research, monitoring and
actual prevention and control projects. A reevaluation of the Basin-wide Toxics
Reduction Strategy is being completed. The program is expanding the monitoring
network to include air deposited-toxics.
Bay modeling and management strategies are being refined to incorporate new
information about the impact of Clean Air Act Amendments requirements. Special
emphasis is being placed on refining environmental progress indicators, modeling
and management of air sources of nutrients and toxics. Cross-program
coordination is also being enhanced through the continued integration of water
quality and living resources management activities.
The program is establishing quantitative Bay-wide restoration goals for the
diversity, abundance and distribution of living resources. Implementation of
species management plans is being accelerated. The program is fostering habitat
enhancement through priority fish passage projects, by the refinement of wetlands
inventories in the region and by efforts to restore submerged grasses. Work on
the oyster reef demonstration, funded in the 1992 and 1993 appropriations, will
yield valuable experience for reversing the precipitous decline in this critical
commercial species.
Congressional Directives; A total of $1,100,000 is for Congressionally
directed projects. These activities are oyster reseeding in the Chesapeake Bay
and the development of a strategy to enhance and protect the Potomac River.
1992 Accomplishments
The Agency obligated a total of $18,566,700 supported by 19.0 total
workyears for this program, of which $2,035,100 was from the Salaries and
Expenses appropriation and $16,531,600 was from the Abatement, Control and
Compliance appropriation.
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The Agency continued to meet its expanded responsibilities under the
Chesapeake Bay Agreement in concert with the States of Pennsylvania, Maryland and
Virginia; the District of Columbia; and the Chesapeake Bay Commission. The
Program continued management of state coordination, computer services/data
management, administrative and public information support.
Program participants completed a reevaluation of the 1987 goal to reduce
nutrient levels to the Bay by 40 percent between 1985 and 2000. As a result, the
Executive Council adopted amendments to the 1987 Agreements which reaffirm the
40 percent goal, commit to at least that level post-2000, recognize the need to
act to reduce the contribution of air sources of nitrogen to the Bay, adopt the
first specific living resource goal, dealing with Bay grasses, and require
tributary specific plans for nitrogen reduction by August 1993.
Toxic studies, expanded monitoring data, pesticide management
demonstrations and use surveys, analytical capabilities surveys and toxic loading
inventories were a part of the continued implementation of the Basin-wide Toxics
Reduction Strategy that ultimately refined and redirected the Strategy and
improved regulatory efforts. New elements introduced through outreach and
negotiation placed a greater emphasis on pollution prevention aspects and
voluntary reductions of toxics through outreach and negotiation. A scheduled
reevaluation of the Toxics Reduction Strategy was being developed for adoption
by the program committees. Efforts continued to integrate and coordinate the
work of the other EPA programs in support of the program. Targeted
implementation projects by other programs continued to expand using models and
protocols developed to date for the National Pollutant Discharge Elimination
System and Federal facility compliance improvements, air deposition modeling,
Clean Air Act impacts analysis, Environmental Monitoring and Assessment Program
(EMAP) environmental indicators and wetlands baseline determinations. Efforts
continued to focus to a greater extent on the funding of pollution prevention
projects.
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WATER QUALITY
Engineering and Analysis
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Engineering and
Analysis
Program & Research $4,601.6 $5,742.4 $4,695.6 $4,688.6 $5,290.5 $601.9 -$451.9
Operations
Abatement Control and $12,533.3 $15,884.1 $10,211.9 $12,818.6 $16,721.3 $3,902.7 $837.2
Compliance
TOTAL $17,134.9 $21,626.5 $14,907.5 $17,507.2 $22,011.8 $4,504.6 $385.3
TOTAL:
Program & Research $4,601.6 $5,742.4 $4,695.6 $4,688.6 $5,290.5 $601.9 -$451.9
Operat i ons
Abatement Control and $12,533.3 $15,884.1 $10,211.9 $12,818.6 $16,721.3 $3,902.7 $837.2
Compliance
Engineering and TOTAL $17,134.9 $21,626.5 $14,907.5 $17,507.2 $22,011.8 $4,504.6 $385.3
Analysis
PERMANENT WORKYEARS
Engineering and 59.1 74.0 73.3 73.3 73.3 -7
Analysis
TOTAL PERMANENT WORKYEARS 59.1 74.0 73.3 73.3 73.3 -7
TOTAL WORKYEARS
Engineering and 61.5 74.0 73.3 73.3 73.3 -7
Analysis
TOTAL WORKYEARS 61.5 74.0 73.3 73.3 73.3 -7
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WATER QUALITY
Engineering & Analysis
Budget Request
The Agency requests a total of $22,011,800 supported by 73.3 total
workyears for 1994. Of the request, $5,290,500 will be for the Program and
Research Operations appropriation and $16,721,300 will be for the Abatement,
Control, and Compliance appropriation. This represents an increase of $601,900
in the Program Research Operations appropriation and $3,902,700 in the Abatement,
Control, and Compliance appropriation.
ENGINEERING AND ANALYSIS
1994 Program Request
In 1994, the Agency requests a total of $22,011,800 supported by
73.3 total workyears for this program of which $5,290,500 will be for the Program
and Research Operations appropriation and $16,721,300 will be for the Abatement,
Control, and Compliance appropriation. This represents an increase of $601,900
in Program and Research Operations appropriation and $3,902,700 in the Abatement,
Control, and Compliance appropriation. The increases support rising workyear
costs and additional funding required to meet court ordered effluent guidelines.
As required by the EPA-NRDC Consent Decree and 304(m) plan, the Agency will
continue to develop effluent guidelines for industries that present the most
significant risk to public health and the environment. These regulations are
supported by engineering, economic, and statistical analyses, including the
development of analytical methods for toxic and non-conventional pollutants.
In 1994 the Agency will propose rules for 4 industries: pulp and paper;
pesticides formulating and packaging; centralized waste treatment (formerly waste
treatment - Phase I); and pharmaceutical manufacturing. The program will
continue the development of the guidelines started in 1993 (landfills and
incinerators (formerly waste treatment - Phase II), industrial laundries, and
transportation equipment cleaning), with a heavy emphasis in 1994 on wastewater
testing at facilities to determine the performance of the various technologies
being used. Development will continue on rules for the metal products machinery,
and coastal oil and gas industries.
Where possible, guideline development activities will be done in
cooperation with other agency programs. The pulp and paper and Pharmaceuticals
guidelines will be coordinated with the Office of Air Quality Planning and
Standards; the centralized waste treatment rule with the Office of Solid Waste
and Emergency Response; and the pesticides rule with the Office of Prevention,
Pesticides and Toxic Substances.
The Agency will continue with the studies begun in 1993 and initiate
studies of two additional industrial categories. In addition, the Agency will
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continue to support the Effluent Guidelines Task Force. The Agency will also
continue to provide information and technical assistance to the wider Caribbean
and Eastern European nations to manage discharge of industrial wastewater in
their waters.
1993 Program
In 1993, the Agency is allocating a total of $17,507,200 supported by
73.3 total workyears for this program, of which $4,688,600 will be from the
Program Research Operation appropriation and $12,818,600 will be from the
Abatement, Control, and Compliance appropriation.
In accordance with the EPA-NRDC Consent Decree and the 304(m) plan, EPA
plans to promulgate final regulations for three industrial categories: offshore
oil and gas, pesticides manufacturing, and organic chemicals, plastics, and
synthetic fibers. In addition, the Agency continues the development of
regulations for six additional industrial categories: pulp and paper; pesticides
formulating and packaging; centralized waste treatment (formerly waste treatment-
Phase I); machinery, manufacturing and rebuilding; Pharmaceuticals; and coastal
oil and gas. These industrial categories have been assessed by EPA to present
the greatest existing risk to human health and the environment. As required in
the Consent Decree and 304(m) plan, new guidelines are being initiated in 1993
for landfills and incinerators (formerly waste treatment - Phase II), industrial
laundries, and transportation equipment cleaning facilities. The Agency
continues work on two studies begun in 1992 and initiates studies of two
additional industrial categories. In addition a new Effluent Guideline Task
Force, mandated by the Decree, convenes in 1993 to advise the Agency on long-term
strategy for the program.
The development of analytical methods, analytical service support,
technical assistance to permit writers and publicly owned treatment works (POTW)
operations continue to be high EPA priorities in 1993.
1992 Accomplishments
In 1992, the Agency allocated a total of $17,134,900 supported by 61.5
total workyears for this program, of which $4,601,600 was from the Salaries and
Expenses appropriation and $12,533,300 was from the Abatement, Control, and
Compliance appropriation.
The effluent guidelines program successfully reached a settlement with the
Natural Resources Defense Council (NRDC) that required the Agency to: continue
the development of nine rulemakings; begin development of three additional rules
in 1993; continue and initiate eleven industry studies to determine industries
for future regulation; and develop nine additional rules between 1995 and 2003.
The settlement agreement also established a Task Force to advise the Agency on
the effluent guidelines process. In conjunction with these activities, in
January 1992 the Agency published the 1993 304(m) plan which included the court-
ordered schedule for rulemaking activities.
Rulemakings continued for the following nine industrial categories:
pesticides manufacturing; offshore oil and gas; pulp and paper; coastal oil and
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gas; organic chemicals; Pharmaceuticals; pesticide formulating and packaging;
waste treatment and metal products and machinery. The Agency negotiated with
NRDC the extension of the final promulgation date for the offshore oil and gas
rule to January 1993 and the proposed pesticide manufacturing rule was published
in March 1992. Further, the Agency negotiated with the Environmental Defense
Fund and the National Wildlife Federation a final settlement agreement on the
content and schedule for the proposed pulp and paper rule. The Agency initiated
a petroleum refining study and a metal finishing study in 1992. These projects
developed several analytical methods to support regulatory development activities
for the pulp and paper, pesticide manufacturing and oil and gas industries. All
regulatory activities were supported by economic and regulatory impact analyses
and were coordinated with other EPA headquarters and regional offices; e.g., the
Office of Water initiated a cooperative effort with the Office of Air and
Radiation to do a joint OAR/OW pulp and paper industrial rulemaking.
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PROGRAM
WATER QUALITY
Grants Assistance Programs
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Control Agency Resource
Supplementation
(Section 106)
Abatement Control and
Compliance
$81,854.7 $81,700.0 $81,659.1 $81,659.0 $81,700.0 $41.0
TOTAL $81,854.7 $81,700.0 $81,659.1 $81,659.0 $81,700.0 $41.0
Clean Lakes Program
Abatement Control and
Compliance
$6,859.5
TOTAL $6,859.5
$4,000.0 $4,000.0
$4,000.0 $4,000.0
-$4,000.0
-$4,000.0
TOTAL:
Abatement Control and
Compliance
$88,714.2 $81,700.0 $85,659.1 $85,659.0 $81,700.0 -$3,959.0
Grants Assistance TOTAL $88,714.2 $81,700.0 $85,659.1 $85,659.0 $81,700.0 -$3,959.0
Programs
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WATER QUALITY
Grants Assistance Programs
Budget Request
The Agency requests a total of $81,700,000 supported by 0 total workyears
for 1994, a decrease of $3,959,000 of which, all will be for the Abatement,
Control and Compliance appropriation. The decrease results from the elimination
of Congressionally directed programs more appropriately funded by state and
local governments.
CONTROL AGENCY RESOURCE SUPPLEMENTATION (SECTION 106)
1994 Program Request
The Agency requests a total of $81,700,000 for the Abatement, Control and
Compliance appropriation. This represents an increase of $41,000 which restores
the reduction resulting from Congressionally-directed general reductions in 1993.
Section 106 grants will continue to support water pollution control
programs operated by State, interstate and territorial agencies and approximately
60 Indian tribes qualified under Section 518(e). Grantees will continue to
improve their abilities to assess water quality conditions and trends, and
conduct comprehensive monitoring to identify areas impaired by point and nonpoint
source toxic pollutants. Improvements will be made in response to EPA guidance
responding to the recommendations of the Intergovernmental Task Force on
Monitoring. The States will continue to administer water quality standards
programs that reflect refinements to human health and aquatic life criteria and
develop new standards based on criteria that consider the entire ecosystem
including habitat, wildlife, and biological criteria.
Under the Office of Water's Wet Weather Flow effort, authorized States,
primarily under general permitting authorities, will be issuing permits that
incorporate the new stormwater pollution control criteria. States, located
primarily in the Northeastern United States, will implement an expedited Combined
Sewer Overflow (CSO) control program and will work to develop appropriate
controls for CSO discharges taking place during wet weather events. Authorized
States will emphasize reissuance of expiring NPDES permits that incorporate
toxic/toxicity-based limits and will modify permits to incorporate new limits
based on findings from water quality analyses. Grantees will continue to focus
on selected high priority permit modifications for Publicly Owned Treatment Works
(POTWs) to address pretreatment requirements.
States and qualified Indian Tribes will undertake activities to address
priority ground water protection needs as they develop comprehensive approaches
to implementing the Agency's Ground Water Strategy for the 1990s.
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1993 Program
In 1993, the Agency is allocating a total of $81,659,000 for this program,
all of which is from the Abatement, Control and Compliance appropriation.
States are implementing water quality-based controls for toxic discharges
in high priority waters, and are continuing to assess water quality conditions
and trends. States are also conducting comprehensive monitoring (including water
column, biotic integrity, fish tissue and sediment) to justify risk-based control
decisions at sites impacted by toxic and conventional pollutants. Grantees are
administering water quality standards programs that focus on new standards for
toxic pollutants based on EPA water quality criteria guidance and EPA review of
standards, as required by the statute.
States are continuing to emphasize reissuance of expiring NPDES permits
that incorporate toxic/toxicity based limits and are modifying other permits as
needed. Resources are redirected at the State-level to ensure that statutory and
regulatory deadlines are met for implementation of stormwater, CSO and sludge
permitting programs. Grantees are also focusing on selected, high priority
permit modifications for POTWs to address pretreatment requirements. States are
continuing to develop and implement comprehensive ground water protection
programs which serve as State-level mechanisms to integrate Federal ground water
activities.
States and qualified Indian tribes are assessing their total ground water
efforts; comparing them against the strategic activities to a comprehensive
resource protection approach; identifying gaps and necessary actions. States are
also enhancing their efforts to incorporate wellhead protection activities and
pesticide management plans into their comprehensive programs.
1992 Accomplishments
In 1992, the Agency obligated a total of $81,854,700 for this program, all
of which was from the Abatement, Control and Compliance appropriation.
Section 106 grants provided funding assistance for water pollution control
programs operated by 63 States, interstate and territorial agencies and
approximately 60 qualified Indian tribes. Water quality programs focused on
meeting legislative requirements and presidential mandates related to toxic
contamination, nonpoint sources, wetland losses, coastal and marine pollution,
stormwater, CSOs, and enforcement. States administered water quality programs
which emphasized sustaining ecological resources and protecting human health and
welfare through the protection, restoration, and enhancement of the Nation's
water resources. States devoted resources to geographically targeted watersheds
to improve water quality in critical areas.
EPA developed permit programs to address CSOs, stormwater, and sludge.
States focused permitting, compliance, pretreatment and enforcement activities
in waters at highest risk, particularly in critical aquatic habitats. Monitoring
and assessment data were used to establish priorities for needed control measures
and to develop wasteload allocations for permits, states continued to develop
CGWPPs, to assess their ground water resources, to evaluate or rank the highest
3-45
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risk contaminants, and establish priorities and approaches to ground water
protection.
CLEAN LAKES PROGRAM
1994 Program Request
No funds are requested for this program.
1993 Program
The Agency is allocating $4,000,000 for this program from the Abatement,
Control and Compliance appropriation.
The Agency is supporting state lake programs through a combination of
assistance (1) for state-wide programs to assess and classify lakes, develop
state-wide protection programs, support volunteer efforts, and coordinate lake
protection with other water resource programs; and (2) for specific lake projects
selected based on a competitive evaluation of environmental and public benefits.
Congressional Directives. A total of $4,000,000 is for Congressionally
directed Clean Lakes activities.
1992 Accomplishments
The Agency obligated $6,859,500 for this program from the Abatement,
Control and Compliance appropriation.
The Clean Lakes program supported state-EPA cooperative agreements under
section 314 of the Clean Water Act. The agreements were used to support the
highest priority Phase I lake diagnostic feasibility studies, Phase II
implementation activities to restore and protect lake water quality and Phase III
post-restoration monitoring projects to enhance the scientific basis for various
lake restoration methodologies. Projects were selected based on an evaluation
of the environmental and public benefits of state Clean Lakes proposals.
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WATER QUALITY
Water Quality Strategies Implementation
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REO
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Wetlands Protection
Program & Research $9,299.4 $10,639.5 $10,760.7 $10,757.0 $11,349.7 $592.7 $710.2
Operations
Abatement Control and $6,779.5 $7,463.0 $8,108.2 $8,027.8 $5,864.4 -$2,163.4 -$1,598.6
Compliance
TOTAL $16,078.9 $18,102.5 $18,868.9 $18,784.8 $17,214.1 -$1,570.7 -$888.4
NonPoint Source Grants
Abatement Control and $52,524.6 $26,000.0 -$26,000.0
Compliance
Construction Grants $50,000.0 $50,000.0 $80,000.0 $30,000.0 $80,000.0
TOTAL $52,524.6 $26,000.0 $50,000.0 $50,000.0 $80,000.0 $30,000.0 $54,000.0
Wetlands Program
Implementation - Grants
Abatement Control and $8,499.9 $10,000.0 $10,000.0 $10,000.0 $10,000.0
Compliance
TOTAL $8,499.9 $10,000.0 $10,000.0 $10,000.0 $10,000.0
Oil Spills Program
Abatement Control and
Compliance
TOTAL
Ocean Disposal Permits
Program & Research
Operations
Abatement Control and
Compliance
Ocean Dumping Fund $619.9
TOTAL $8,403.7 $8,582.8 $7,651.7 $7,797.8 $8,076.3 $278.5 -$506.5
Environmental Emergency
Response & Prevention
Program & Research $3,230.6
Operations
Abatement Control and $9,579.0
Compliance
Oil Spills Trust Fund $19,661.1 $17,077.1 $17,076.1 -$17,076.1 -$19,661.1
TOTAL $12,809.6 $19,661.1 $17,077.1 $17,076.1 -$17,076.1 -$19,661.1
Water Quality Criteria,
Standards and
Applications
Program & Research $6,843.7 $7,472.9 $7,659.2 $7,635.0 $7,435.6 -$199.4 -$37.3
Operations
Abatement Control and $9,366.8 $10,246.7 $11,597.1 $11,549.8 $10,962.6 -$587.2 $715.9
Compliance
TOTAL $16.210.5 $17,719.6 $19,256.3 $19,184.8 $18,398.2 -$786.6 $678.6
$285.5
$285.5
$2,710.7 $3,125.9 $2,953.4 $2,953.0 $3,190.1
$5,073.1 $5,456.9 $4,698.3 $4,844.8 $4,886.2
$237.1 $64.2
$41.4 -$570.7
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WATER QUALITY
Uater Quality Strategies Implementation
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT REQUEST
ESTIMATE 1994
1993
INCREASE INCREASE
DECREASE DECREASE
1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
Construction Grants
Ocean Dumping Fund
Oil Spills Trust Fund
Water Quality TOTAL
Strategies
Implementation
PERMANENT UORKYEARS
Wetlands Protection
Ocean Disposal Permits
Environmental Emergency
Response & Prevention
Water Quality Criteria,
Standards and
Applications
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Wetlands Protection
Ocean Disposal Permits
Environmental Emergency
Response & Prevention
Water Quality Criteria,
$22,084.4
$92, 108.4
$619.9
$114,812.7
164.0
56.3
54.6
109.5
384.4
169.1
58.7
58.7
113.7
$21,238.3
$59,166.6
$19,661.1
$100,066.0
184.9
50.3
84.8
120.1
440.1
184.9
50.3
84.8
120.1
$21,373.3
$34,403.6
$50,000.0
$17,077.1
$122,854.0
184.5
50.3
84.8
119.0
438.6
184.5
50.3
84.8
119.0
$21,345.0 $21,975.4
$34,422.4 $31,713.2
$50,000.0 $80,000.0
$17,076.1
$122,843.5 $133,688.6
184.5 184.5
50.3 50.3
84.0
116.0 114.0
434.8 348.8
184.5 184.5
50.3 50.3
84.0
116.0 114.0
$630.4 $737.1
-$2,709.2 -$27,453.4
$30,000.0 $80,000.0
-$17,076.1 -$19,661.1
$10,845.1 $33,622.6
-4
-84.0 -84.8
-2.0 -6.1
-86.0 -91.3
-4
-84.0 -84.8
-2.0 -6.1
Standards and
Applications
TOTAL WORKYEARS 400.2 440.1 438.6 434.8 348.8 -86.0 -91.3
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WATER QUALITY
Water Quality Strategies Implementation
Budget Request
The Agency requests a total of $133,688,600 supported by 348.8 total
workyears for 1994. This represents an increase of $10,845,100 and a decrease
of 86.0 total workyears from 1993 of which $17,076,100 and 84 workyears decrease
is a result of transfer of the Environmental Emergency Response and Prevention
program to the new Oil Spills Response appropriation. There is an increase of
$30 million for Nonpoint Source Grants in the Water Infrastructure Financing
appropriation. Of the request, $21,975,400 will be for the Program and Research
Operations appropriation and $31,713,200 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $630,400 in the Program
and Research Operations appropriation, an increase of $2,709,200 in the
Abatement, Control and Compliance appropriation and $80 million will be for the
Water Infrastructure Financing appropriation (formally Construction Grants).
WETLANDS PROTECTION
1994 Program Request
The Agency requests a total of $17,214,100 supported by 184.5 total
workyears for this program, of which $11,349,700 will be for the Program and
Research appropriation and $5,864,400 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $592,700 in Program and
Research Operations and a decrease of $2,163,400 in Abatement, Control and
Compliance. This decrease reflects the elimination or completion of 1993
Congressional directives more appropriate for state and local governments. There
is an increase for the wetlands program.
Headquarters and the Regions will continue to build a strong, consistent
regulatory (Clean Water Act Section 404) wetlands protection program working with
the Army Corps of Engineers (COE) and other Federal agencies, with particular
emphasis on tailoring wetlands protection activities to reflect the functions of
wetlands at specific geographic areas/sites. EPA will proceed with development
of a wetlands categorization approach under the Section 404 program. Consistent
with the watershed protection approach, the program will direct its efforts to
those wetlands at greatest risk. Specific guidance, assistance and oversight for
this risk based approach will be provided.
The Agency will provide continued assistance to state wetlands programs,
including increased attention to management of the state grants program. This
will include support for developing guidance on new state Section 404 assumption
regulations. There will be significant attention paid to providing national
guidance on State Wetlands Conservation Strategies (including non-regulatory
components and landowner incentives), and on the integration of wetlands
protection with other ongoing programs, such as watershed protection.
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The Agency, along with other Federal agencies such as the Departments of
Agriculture and Interior, will continue work on targeted outreach/education on
wetlands issues. Headquarters will support Regional strategies for direct
communication with their agricultural communities to address the types of
farming, wetlands and kinds of issues that are endemic to the Regions; these
include wetlands locations, values, regulatory requirements and project
alternatives. A key objective is to convince the public, including farmers, that
wetlands possess great value in their natural state.
EPA will provide increased support for improving the scientific information
base for wetland evaluation methods, categorization, mitigation banking,
monitoring and ecological indicators.
The Agency will continue to support strong state programs through grants,
technical assistance and technology transfer. EPA will assist states developing
and implementing comprehensive state wetlands protection plans, ensure a strong
state role in wetlands assessment and mitigation banking, and support cross-
Regional geographically targeted/watershed initiatives, aimed at risk reduction
in high priority areas. These initiatives will link state planning efforts, the
advance identification (ADID) process, education/outreach actions, and
cooperative efforts among all levels of government and the private sector.
1993 Program
The Agency is allocating a total of $18,784,800 supported by 184.5 total
workyears for this program, of which $10,757,000 is from the Program and Research
Operations appropriation and $8,027,800 is from the Abatement, Control and
Compliance appropriation.
In 1993, the Agency is continuing at a reduced level to build a strong,
consistent Section 404 regulatory program working with the Army Corps of
Engineers and other Federal agencies. The Agency is coordinating Federal agency
support for the National Academy of Sciences wetlands delineation study as
directed by Congress. Implementation of a watershed management approach to the
protection/maintenance of water quality and protection of wetlands values and
functions is continuing and expanding.
Support to states and Indian tribes is continuing to grow as they build on
anticipatory approaches to wetlands protection with increased use of advance
identification (ADID), special area management plans, and comprehensive state
wetlands conservation plans, among others. The ADID process is a unique tool for
achieving several objectives in a given geographic area; it involves both an
extensive public education and outreach effort and contains the elementary
components of a wetlands classification method at a particular watershed or site.
The Corps of Engineers (COE) is increasingly willing to support ADIDs because the
result may be a general permit for the geographic area, thus eventually reducing
the permitting workload for the Corps.
The Agency is continuing to develop guidance regarding use of wetlands
mitigation banking systems. Such systems can provide scientifically sound
compensation for the unavoidable loss of wetlands in which compensatory
mitigation for more than one project is aggregated and effected in advance at a
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single large site. This can both provide environmental benefits and streamline
the permit review process. A guidance document for field staff, issued jointly
with the COE, will clarify the appropriate role of mitigation banking in the
Section 404 program.
Building on wetlands indicators work begun in 1992, Great Lakes wetlands
protection activities will establish baselines for habitat restoration in the
Great Lakes Basin by identifying indicator plants and animals. The program is
also developing inventories of habitat areas necessary for the prevention of
species loss or decline. The Agency is supporting the preparation of state
protection strategies based upon status and trends analyses of Great Lakes
wetlands and tributary habitats.
Congressional Directives. A total of $3,100,000 is for Congressionally
directed projects, including the Susquehanna River Wetlands Demonstration,
Hayward Marsh Wetlands, McKenzie River Basin Wetlands Study, Warrenton, Oregon
Wetlands, Canaan Valley, West Virginia Wetlands, and the New Mexico Colonias
Wetlands Demonstration Project.
1992 Accomplishments
In 1992, the Agency obligated a total of $16,078,900 supported by 169.1
total workyears for this program, of which $9,299,400 was from the Salaries and
Expenses appropriation and $6,779,500 was from the Abatement, Control and
Compliance appropriation.
In 1992, the Agency worked with other Federal agencies to ensure a sound
and consistent Federal approach to wetlands protection, assist with comprehensive
planning for Federal land management agencies, and provide appropriate levels of
compliance monitoring and enforcement. The program continued to improve
consistency with the COE under the Section 404 regulatory program.
The Agency placed a high priority on implementing a watershed protection
approach, which seeks to integrate EPA programs, along with other Federal agency,
state, and local programs, to address watershed protection in a holistic manner.
The integration of point and nonpoint source controls with wetlands protection
can greatly enhance the prevention of pollution and the reduction of risks to
public health and the environment. Wetlands protection activities were included
as components of a number of watershed initiatives.
The wetlands program worked with the Marine and Estuarine Protection
Program to implement the improved test methods and procedural guidance on
sediment criteria and disposal of dredged material in coastal waters, and began
development of comparable methods and guidance applicable to inland waters.
EPA continued to assist in the development of state and local wetlands
protection programs through the Regions and states, including the development of
state water quality standards in several states. Continued focus was placed upon
anticipatory approaches to wetlands protection, including advance identification.
The Agency implemented a variety of projects aimed at protecting special wetland
ecosystems such as those in coastal Louisiana.
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EPA disseminated new technical tools emerging from the Agency's research
efforts in the areas of wetlands restoration and cumulative impact assessments.
EPA played an active role in international activities, seeking opportunities to
share U.S. experience and expertise with others, especially developing countries.
NONPOINT SOURCE MANAGEMENT GRANTS
1994 Program Request
The Agency requests a total of $80,000,000 for this program for the Water
Infrastructure Financing appropriation. This represents an increase of
$30,000,000 for watershed restoration grants.
The Agency and the states will continue to target high priority watersheds
and state nonpoint source (NFS) management program needs, consistent with
approved state Section 319 NFS programs. Additional targeted grant funding will
be provided to support specific watershed restoration projects.
In 1994, a significant portion of Section 319 funds will be targeted to
specific state-designated local watershed projects designed to restore wetlands,
streambanks, shorelines, seagrass beds and other coastal and inland habitats.
Such watershed projects will include: restoration of riparian habitats in man-
altered watersheds; urban lake renewal; improvement and restoration of important
wetland habitats; shaping or restoration of altered stream channels and riparian
habitats; and protection/restoration of eroding shorelines and their habitats.
These grants will also support continuing statewide NFS implementation
activities. This will include the upgrade of the level and quality of NFS
controls being applied in the high priority watersheds to reflect the best
economically achievable management measures available. In particular, these
funds will be focused on several specific priority NFS categories agriculture,
silviculture, urban, and hydromodification in cooperation with other Federal
agencies to begin implementation of state coastal nonpoint source management
programs under the Coastal Zone Act Reauthorization Amendments (CZARA) of 1990.
1993 Program
The Agency is allocating a total of $50,000,000 for this program from the
Construction Grants/State Revolving Fund appropriation.
These funds support state implementation of their Section 319 NFS
management programs. Headquarters and the Regions, based on careful analyses and
oversight of state Clean Water Act (CWA) Section 319 management plans and grant
submittals, is selecting state NFS activities for funding which: 1) support
development of effective pollution prevention mechanisms to minimize generation
of NFS pollution at the source, with emphasis on high priority watersheds; 2)
support innovative state approaches to resolve NFS agriculture, mining and
forestry problems in high priority watersheds; 3) assure performance, continuity,
and self-sufficiency of NFS programs at the state level through hiring of staff
and establishment of state-wide programs for education, technical assistance, and
technology transfer; and, 4) support fully integrated urban pollution programs
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in high priority watersheds by enhancing CWA section 319 programs designed to
address urban stormwater not regulated by National Pollution Discharge
Elimination System (NPDES) permits.
Congressional Directives; A total of §24,000,000 was directed by Congress
to increase nonpoint source grants under CWA Section 319.
1992 Accomplishments
The Agency obligated a total of $52,524,600 for this program, all of which
is from the Abatement, Control and Compliance appropriation.
The Agency and states targeted high priority watersheds and statewide
activities for the abatement and prevention of NFS pollution. Projects included
provisions for: (1) on-site assistance, education, outreach technology and
information transfer; (2) innovative prevention and control techniques; (3) state
and local regulatory and enforcement mechanisms; (4) programs and techniques to
avoid groundwater contamination; and (5) institutional and financial arrangements
that lead to long-term water quality improvements. All activities selected for
funding achieved discrete, measurable results that reduce risk to the aquatic
environment or human health and advanced states toward effective implementation
of comprehensive NPS management programs (including, as appropriate, groundwater
protection).
WETLANDS IMPLEMENTATION PROGRAM GRANTS
1994 Program Request
The Agency requests a total of $10,000,000 for this program, all of which
is for the Abatement, Control and Compliance appropriation. There is no change
from 1993.
States will continue to move toward the goal of no net loss of wetlands by
strengthening their protection programs. Grant funds will be provided under the
authority of Clean Water Act (CWA) Section 104, which calls for Federal, state,
and local cooperation in conducting and promoting pollution prevention, reduction
and elimination activities. These activities may include investigations,
experiments, training, demonstrations and studies. Wetlands grants to states
will support such projects that assist states in their efforts to assume
responsibility for the CWA section 404 regulatory program. Projects that
integrate state, local and private sector programs and activities that focus on
integrated protection efforts in priority watersheds will be of highest priority.
The Agency will also continue to place emphasis on encouraging and supporting the
efforts of Indian tribes to develop and implement effective wetlands protection
programs.
The Agency will expand the number of states developing comprehensive state
wetlands protection plans and provide funding for state demonstrations that
support geographically-targeted watershed initiatives aimed at risk reduction in
high priority areas. Focus will be placed on state and Indian initiatives that
link planning efforts, education and outreach actions and cooperative efforts
among all levels of government and the private sector.
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1993 Program
The Agency is allocating a total of $10,000,000 for this program, all of
which is from the Abatement, Control and Compliance appropriation.
States are continuing to move toward the goal of no net loss of wetlands
by strengthening their protection programs. Grant funds are being used for a
wide variety of activities, including examining the feasibility of assuming
responsibility for administration of the Section 404 program. States are
developing water quality standards for wetlands, incorporating wetlands into the
Section 401 state water quality certification process, developing comprehensive
statewide or geographically targeted wetlands protection management plans, and
working with local governments and citizen groups to promote wetlands protection
programs. Projects that integrate state, local and private sector programs and
activities and that focus on integrated protection efforts in priority watersheds
are a high priority. The Agency is placing emphasis on encouraging and
supporting the efforts of Indian tribes to develop and implement effective
wetlands protection programs.
The Agency hopes to expand the number of states developing comprehensive
state wetlands conservation plans that link planning efforts, education/outreach
actions and cooperative efforts among all levels of government and the private
sector.
1992 Accomplishments
The Agency obligated a total of $8,499,900 for this program, all of which
was from the Abatement, Control and Compliance appropriation.
In 1992, EPA received 157 grant applications from 43 states, 29 tribes, and
2 territories. Eighty grants were awarded to 41 states, 9 tribes, and 1
territory. These grants supported demonstration projects, outreach activities,
investigations and training programs. Examples of funded activities were:
development of state wetlands conservation plans or plan components; wetland
water quality standards; evaluation of assumption of the Section 404 regulatory
program; and integration of wetlands protection into watershed projects. In
addition, several states used the grants to support wetlands mitigation banking
programs.
OIL SPILLS PROGRAM
1994 Program Request
The Agency did not request funds for this program in 1994.
1993 Program
The Agency did not request funds for this program in 1993.
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1992 Accomplishments
The Agency obligated a total $285,500 for this program in the Abatement,
Control and Compliance appropriation. The Agency continued support for the
Alaska Restoration Task Force which included review of restoration feasability
studies and the development of the restoration planning process to ensure
consistency with EPA policy.
OCEAN DISPOSAL PERMITS
1994 Program Request
The Agency requests a total of $8,076,300 supported by 50.3 total workyears
for this program, of which $3,190,100 will be for the Program and Research
Operations appropriation and $4,886,200 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $237,100 in Program and
Research Operations and a $41,400 increase in Abatement, Control and Compliance
to support increased workforce costs.
The Agency will propose revised regulations for management of dredged
material disposal including ocean disposal site designation and ocean disposal
of dredged materials. The Agency will develop, with the Army Corps of Engineers
(COE), long-term management strategies for dredged materials. In addition, ocean
disposal sites will continue to be monitored. Headquarters will continue to
implement an environmentally protective ocean dumping program and assist in the
development/implementation of the Agency's contaminated sediment strategy. A
comprehensive management plan will be completed for dioxin which will serve as
an example for other contaminants found in sediments. The plan will address
management as well as technical issues related to contaminated sediments. Joint
efforts with the COE will continue in the management of dredged material
disposal. Joint guidance documents will be drafted on (1) site designation,
management and monitoring, and (2) the role and technical aspects of capping.
A memorandum of understanding (MOD) will be developed that will address
management interactions between the two agencies and enforcement activities. The
Agency, in cooperation with other Federal agencies, will develop a compliance and
enforcement improvement program for ocean dumping to reduce the risk to human
health and aquatic life. This program includes guidance, training and public
awareness and support from Headquarters for Regional permit and regulatory
compliance actions. The Agency will work with the COE to develop improved
procedures for identifying illegal ocean dumping of dredged materials and with
National Oceanic and Atmospheric Administration (NOAA) and the U.S. Coast Guard
(USCG) on improving surveillance capabilities.
Headquarters will continue to control marine debris by identifying sources
and developing and implementing control programs. As an example, the Agency is
developing a demonstration program for beach clean up activities in two coastal
states. The demonstration will serve to reduce marine debris, assess sources of
marine debris, and educate and involve the public in maintaining beach quality.
A national marine debris strategy will be produced with Regional assistance.
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The Regions will continue ocean disposal site management and monitoring
activities to ensure compliance and enforcement of ocean dumping criteria and
permit requirements. The Regions will continue to implement the Ocean Dumping
Ban Act (ODBA) by working with former sludge dumpers to ensure implementation of
long-term alternatives to ocean dumping and by analyzing data collected at the
disposal site.
1993 Program
The Agency is allocating a total of $7,797,800 supported by 50.3 total
workyears for this program, of which $2,953,000 is from the Program and Research
and Operations appropriation, $4,844,800 is from the Abatement, Control and
Compliance appropriation.
The Agency is developing a proposal to revise the Ocean Dumping regulations
on disposal site designation and dredged material disposal. A regulation is
being proposed that will amend the list of ocean dumping sites to update and
correct the list. Work continues on developing regulations under the Shore
Protection Act to address the transport of waste materials by vessels in coastal
waters. Regions are continuing site designation actions and are initiating
efforts with the Corps of Engineers to conduct site monitoring. Headquarters
continues to support Regional implementation of the regulations through training,
technical assistance, and the monitoring capability of the Ocean Survey Vessel
Anderson. Headquarters continues to evaluate requests for ocean dumping permits
such as deep ocean disposal of contaminated materials or intentional spills of
oil for research purposes.
The Agency continues to meet the requirements of ODBA. Sludge dumping at
the 106 Mile Site ceased in June 1992, but monitoring and assessment of findings
continues. Regional oversight of the nine municipalities continues to assure
that the enforcement agreement schedules are met for implementation of long term
sewage sludge disposal activities.
The Agency continues to participate in activities under the London
Convention of 1972 (previously called the London Dumping Convention), the
International Convention for the Prevention of Pollution from Ships, and the
Cartagena Convention to preserve coastal and marine environments. Major 1993
efforts are needed in development of amendments to the London Convention of 1972.
1992 Accomplishments
In 1992, the Agency obligated a total of $8,403,700 supported by 58.7 total
workyears for this program, of which $2,710,700 and 49.1 FTE were from the
Salaries and Expenses appropriation, $5,073,100 was from the Abatement, Control
and Compliance appropriation and $619,900 and 9.6 FTE were from the Ocean Dumping
Fund.
Support for ODBA programs continued in management and oversight of sludge
dumper operations and in monitoring at the disposal site to assure compliance and
to evaluate the effects of dumping. Sewage sludge dumping stopped on June 30,
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1992. Additional support for Region II continued for monitoring of nearshore
waters to address problems on the New York-New Jersey beaches.
Headquarters prepared a draft document on plastic pellets in the marine
environment which provided guidance to industry on pollution prevention measures.
The annual beach clean-ups of marine debris and the marine debris information
center were co-sponsored with National Oceanic and Atmospheric Administration.
The Regions continued their role in the development of environmental impact
statements for ocean dredged material disposal sites, permit review, and in site
management and monitoring as more interim dredged material disposal sites were
designated as final sites. The Agency, in cooperation with other Federal
agencies, began to develop a compliance and enforcement improvement initiative;
worked with the Corps of Engineer to develop improved procedures for identifying
illegal ocean dumping of dredged materials; and worked toward improved
surveillance programs.
ENVIRONMENTAL EMERGENCY RESPONSE & PREVENTION
1994 Program Request
The Agency is requesting funding for this program in 1994 under the new Oil
Spills medium.
1993 Program
In 1993, the Agency is allocating a total of $17,076,100 ($12,108,900
extramural and $4,967,200 intramural) supported by 84.0 total workyears for this
program from the Oil Spill Response Trust Fund. This is the first year that
resources for this program are provided from the Oil Spill Response Trust Fund.
Previously resources from the Salaries and Expenses and Abatement, Control and
Compliance appropriation supported the program. For a detailed explanation of
the activities expected to be completed this year please refer to the new Oil
Spills medium.
1992 Accomplishments
In 1992, the Agency obligated $12,809,600 supported by 58.7 total workyears
for this program, of which $9,579,000 was from the Abatement, Control and
Compliance appropriation and $3,230,600 was from the Salaries and Expenses
appropriation. For a detailed explanation of the activities completed in 1992
please refer to the new oil Spills medium.
WATER QUALITY CRITERIA. STANDARDS AND APPLICATION
1994 Program Request
The Agency requests a total of $18,398,200 supported by 114.0 total
workyears for this program, decrease of $786,600. Of the request, $7,435,600
will be for the Program and Research Operations appropriation and $10,962,600
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will be for the Abatement, Control, and Compliance appropriation. This
represents a decrease of of 2 total workyears and $199,400 in the Program and
Research Operations appropriation and a decrease of $587,200 in the Abatement,
Control, and Compliance appropriation. The decrease in total workyears and in
the Program and Research Operations appropriation reflects the elimination of
wildlife criteria development and adjustments made to workyear costs. The
decrease in the Abatement, Control and Compliance appropriation reflects the
elimination or completion of 1993 Congressional directives more appropriate for
state and local governments.
An increasing Agency priority is the focus on ecosystem management. The
tools that enable Regions and states to assess environmental impacts on a system-
wide basis include' scientifically sound national water quality criteria,
including nutrient criteria; tools to tailor criteria to site-specific
circumstances; methods for assessing the health of ecological communities; and
models to predict the impact of stressors on ecosystems. In 1994, the ongoing
development of those tools to facilitate ecosystem decision making will be the
top program priority.
Through the program, EPA will work with states and dischargers to complete
revision to the human health and ambient water quality criteria methodologies to
reflect increased knowledge of environmental and human health impacts. Work on
development and implementation of revised criteria developed using these revised
methodologies will be initiated under a comprehensive framework which considers
the entire ecosystem, including habitat and aquatic life. The framework will
also be used to guide the development and implementation of the other water
quality criteria activities that the Agency will be continuing and expanding in
1994. These include biological criteria, nutrient criteria, dissolved oxygen
criteria, sediment criteria and criteria for specific bioaccumulative compounds
such as dioxins and PCBs.
In conjunction with this activity and pursuant to the Water Resources
Development Act of 1992, the Agency will develop a comprehensive national survey
of sediment quality. The resulting inventory will serve to target the adoption
of water quality standards and modify implementation of control programs.
The Agency, under the Total Maximum Daily Load (TMDL) program, identifies
the site-specific needs for pollution control and the most effective means of
obtaining water quality objectives. In 1994, the focus of this program will be
to improve and make more user friendly existing models; develop additional
models; and issue guidance within the TMDL framework to assist states in
developing cost effective permit limits that meet water quality standards for wet
weather runoff, including CSOs. In conjunction with this activity, assistance
and training will be provided to strengthen states' abilities to adopt water
quality standards reflective of wet weather events.
According to the Science Advisory Board, human consumption of fish is the
primary route of exposure to carcinogens in surface water. This poses special
concerns because a large segment of the disadvantaged, minority public eat large
quantities of fish that are contaminated with cancer causing compounds.
State/local abilities to identify the risks are limited and there is a little
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consistency in how pollutants are managed. EPA will develop consistent risk
assessment methodologies for fish advisories that states have requested.
Development of Round II sewage sludge regulations will continue. The Round
II regulation will reassess those aspects of Round I risk assessment which were
identified as having the greatest uncertainty and evaluate additional pollutants
for regulation. Work will begin on a comprehensive ecological evaluation of
sludge management practices to provide additional input for the Round II
regulation. Activities to assist states to adopt and utilize numeric toxic
standards and identify priorities for the 1994-1996 triennium will also continue.
1993 Program
The Agency is allocating a total of $19,184,800 supported by 116.0 total
workyears for this program, of which 7,635,000 is from Program and Research
Operations appropriation and $11,549,800 is from Abatement, Control, and
Compliance appropriation.
The Agency, in 1993, plans to propose the Great Lakes Water Quality
Initiative guidance and the associated human health, aquatic life, and wildlife
criteria. EPA plans to issue the contaminated sediment management strategy;
propose final sediment criteria documents for five organic compounds; and present
the methodology for sediment quality criteria for metals for the Agency's Science
Advisory Board in 1993. The Agency continues to work with states to develop and
implement narrative biological measures. Work on biological criteria continues:
completion of criteria for streams; draft of criteria for lakes, reservoirs,
estuaries and near coastal waters; and the initiation of criteria for rivers.
The Agency is continuing to work with states and dischargers on providing input
which leads to final guidance on aquatic life criteria for metals. Work on other
types of water quality criteria is focused on: revision of the human health and
aquatic life criteria methodologies; a comprehensive ecological assessment
methodology that provides a framework for future development and implementation
of water quality criteria; dissolved oxygen criteria for marine waters; wildlife
criteria methodology and the development of a database which facilitates site-
specific wildlife criteria. Work is being initiated to develop a policy to
address the integrated application of various types of water quality.
The Final Round I sludge regulation was signed by the Administrator on
November 25, 1992 and published in the Federal Register in February 1993.
Comments on the cadmium criteria in the final Round I Sludge regulation are being
addressed and work is being initiated on developing a comprehensive ecological
evaluation of sludge management practices. A schedule and list of pollutants for
Round II is being developed in accordance with the Consent Agreement.
Final water quality standards to cover states that failed to adopt numeric
toxic standards were published on December 22, 1992. In conjunction with this
activity, EPA works with states and Regions to identify priorities for the 1994-
1996 triennium and continues to provide training for Tribes that qualify for
treatment as states. The Agency also continues to: review standards for
implementing recommendations for wet weather/CSO standards; implement the
agreement between the Agency and the Fish and Wildlife Service (FWS) and the
National Marine Fisheries Service (NMFS) and the water quality standards aspects
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of the Endangered Species Act; develop new fish consumption rates used in water
quality criteria; and work with Regions/states to develop TMDLs to support
integrated watershed approaches.
Congressional Directive. A total of $2,700,000 is for the Congressionally
directed project, Coastal Sediment Decontamination Program.
1992 Accomplishments
In 1992, the Agency obligated a total of $16,210,500 supported by 113.7
total workyears for this program, of which $6,843,700 was from the Salaries and
Expense appropriation and $9,366,800 was from the Abatement, Control, and
Compliance appropriation.
The Agency continued to work on developing guidance for use by states to
adopt minimum standards to protect the Great Lakes. The draft Great Lakes Water
Quality Initiative guidance was completed at the end of 1992. Human health,
aquatic life and wildlife criteria were developed to support this guidance.
Interim guidance on Interpretation and Implementation of Aquatic Life Criteria
for Metals was issued in May 1992 and the draft contaminated management strategy
was published in March 1992. Draft sediment criteria for organic chemicals and
a state-of-the art methodology for deriving sediment quality criteria for metals
were completed. The Agency continued to develop methodologies for biological
criteria; completed a preliminary revision of the methodology for deriving
ambient water quality criteria for human health; and, on June 5, 1992, published
interim guidance an aquatic life criteria for metals. Work on the final Round I
sludge regulation was completed at the end of 1992 for signature by the
Administrator and promulgation early in 1993.
Proposed water quality standards to cover states that fail to adopt numeric
toxic standards were published on November 19, 1992. The Agency continued to
work with states and Regions to develop their water quality programs by
organizing and participating in conferences, workshops and meetings to discuss
water quality issues. EPA continued to examine the appropriateness of water
quality criteria, standards and TMDL policy and guidance as it relates to wet
weather discharges. The Agency developed an electronic bulletin board on fish
advisories and evaluated the fish consumption rate used in the water quality
criteria for possible revision. EPA also signed a joint guidance with FWS and
the NMFS on coordination of the requirements of the Endangered Species Act and
the Clean Water Act with the water quality criteria and standards program.
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WATER QUALITY
Water Quality Monitoring & Analysis
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Coastal Environment
Management
Program & Research $8.471.9 $9,755.9 $10,324.0 $10,372.9 $8,776.2 -$1,596.7 -$979.7
Operations
Abatement Control and $41,342.2 $38,129.0 $34,368.2 $37,688.0 $32,171.1 -$5,516.9 -$5,957.9
Compliance
TOTAL $49,814.1 $47,884.9 $44,692.2 $48,060.9 $40,947.3 -$7,113.6 -$6,937.6
Assessment and
Watershed Protection
Program & Research $15,651.0 $16,992.3 $16,542.7 $16,532.5 $17,341.1 $808.6 $348.8
Operations
Abatement Control and $14.683.2 $16,157.3 $26,750.3 $27,106.4 $11,313.4 -$15,793.0 -$4.843.9
Compliance
TOTAL $30,334.2 $33,149.6 $43,293.0 $43,638.9 $28,654.5 -$14,984.4 -$4,495.1
TOTAL:
Program & Research $24,031.0 $26,748.2 $26,866.7 $26,905.4 $26,117.3 -$788.1 -$630.9
Operations
Abatement Control and $55,995.4 $54,286.3 $61,118.5 $64,794.4 $43,484.5 -$21,309.9 -$10,801.8
Compliance
Water Quality TOTAL $80,026.4 $81,034.5 $87,985.2 $91,699.8 $69,601.8 -$22,098.0 -$11.432.7
Monitoring & Analysis
PERMANENT WORKYEARS
Coastal Environment 134.9 166.6 165.4 166.4 139.4 -27.0 -27.2
Management
Assessment and 244.5 262.8 262.0 262.0 284.0 22.0 21.2
Watershed Protection
TOTAL PERMANENT UORKYEARS 378.1 429.4 427.4 428.4 423.4 -5.0 -6.0
TOTAL WORKYEARS
Coastal Environment 138.6 166.6 165.4 166.4 139.4 -27.0 -27.2
Management
Assessment and 255.2 262.8 262.0 262.0 284.0 22.0 21.2
Watershed Protection
TOTAL WORKYEARS 392.5 429.4 427.4 428.4 423.4 -5.0 -6.0
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WATER QUALITY
Water Quality Monitoring & Analysis
Budget Request
The Agency requests a total of $69,601,800 supported by 423.4 total
workyears for 1994, a decrease of $22,098,000 and a decrease of 5 total workyears
from 1993. Of the request, $26,117,300 will be for the Program and Research
Operations appropriation and $43,484,500 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease of $788,100 in the Program
and Research Operations appropriation and a decrease of $21,309,900 in the
Abatement, Control and Compliance appropriation.
COASTAL ENVIRONMENT MANAGEMENT
1994 Program Request
The Agency requests a total of $40,947,300 supported by 139.4 total
workyears for this program, of which $8,776,200 will be for the Program and
Research Operations appropriation and $32,171,100 will be for the Abatement,
Control and Compliance appropriation. This represents decreases of 27.0 total
workyears, $1,596,700 in Program and Research Operations and $5,516,900 in
Abatement, Control and Compliance reflecting a reduced effort in the Near Coastal
Water Program; and efforts to support the Florida Keys Marine Sanctuary; the
Saginaw River Watershed; Maumee River and Bay; the Rio Grande Coastal Impact
Monitoring Station; the National Estuary Program, including Buzzards Bay, Long
Island Sound, and Puget Sound; and Great Lakes Basin erosion activities that were
1993 activities.
The Agency will continue to guide and support 21 existing estuary projects
in the National Estuary Program (NEP) under Section 320 of the Clean Water Act
(CWA). As part of the NEP, Comprehensive Conservation and Management Plans
(CCMP) are being developed to protect and enhance water quality and living
resources of these targeted estuaries. The CCMPs are developed in three phases:
1) priority problem identification; 2) characterization of water quality and
living resources; and 3) development of a management plan which addresses the
identified problems.
Limited resources are requested for transferring lessons learned from CCMP
development among the NEPs and other important estuaries and water bodies. This
activity has been undertaken through a separate Near Coastal Waters Program that
is now consolidated with the National Estuary Program.
The program will continue to support coastal and marine regulatory
responsibilities under the Clean Water Act; these programs manage point source
discharges to marine waters. The 301(h) program provides an opportunity for
municipalities to avoid secondary treatment when it is shown that treatment is
not necessary to protect coastal waters. Activities will include continued
review of Section 301(h) marine discharges for the ten remaining waiver requests
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and waiver extensions. The Agency will continue to improve the integration of
CWA Section 403 ecological risk-based decision-making into the Section 402 permit
program to more effectively and efficiently implement the permit review mandates
of Section 403.
The Agency will work with Department of the Interior (DOI) to implement the
Clean Vessel Act (CVA) guidelines and will work with the Regions on needs for no
disposal zones.
The Agency will continue to support the Great Lakes States in the
development and implementation of Remedial Action Plans (RAPs) for Areas of
Concern (AOCs). The program will continue to improve integrated, multi-media
approaches to reducing mass loadings of critical pollutants in order to restore
beneficial uses in geographically targeted areas. An important component of this
effort will be enhanced public involvement in all phases of RAPs.
Through the continued coordination of load reduction actions with other
Federal, state and local entities, EPA will further reduce mass loadings of
critical pollutants across the Great Lakes Basin. In addition, EPA intends to
enhance the integration of base program activities, under all relevant statutory
authorities (e.g., CWA, CAA, CERCLA, RCRA, TOSCA, FIFRA, EPCRA) which are the
foundation for achieving specific lakewide goals and objectives. By targeting
specific program enhancements, EPA and the states will accelerate ongoing
prevention, control, abatement and remediation actions. Ultimately, this program
will enhance the Agency's ability to realize the goals and objectives of both the
CWA and the Great Lakes Water Quality Agreement.
Support continues for the Gulf of Mexico Program, through the Office of
Water in coordination with Regions IV and VI, with a special emphasis on
shellfish water restoration, habitat protection and restoration, beach clean up
activities, public education and outreach projects, and initiatives to improve
nonpoint source controls. In addition, several demonstration projects to restore
habitat and improve water quality are being implemented. Activities to identify
data needs of the Gulf Coast environmental decision makers and to determine the
role for the Gulf Program in coordinating geographic information systems in the
Gulf states are also continuing. The Program continues to support the
characterization of Gulf problems and development of Action Agendas to address
these problems through increased cooperation with Federal, state and private
partners.
1993 Program
The Agency is allocating a total of $48,060,900 supported by 166.4 total
workyears for this program, of which $10,372,900 is from the Program and Research
Operations appropriation and $37,688,000 is from the Abatement, Control and
Compliance appropriation.
The Agency is continuing to guide and support the 21 estuaries in the
National Estuary Program; three of the 21 were added in early 1993. In 1993,
Narragansett Bay completed its CCMP and San Francisco Bay, Albemarle-Pamlico
Sound, and Long Island Sound are completing their CCMPs. The Regions are working
with the states on data and information exchange on key technical, scientific and
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infrastructure issues. The NEP and Near Coastal Waters (NCW) Programs are
integrating with the NFS control programs, wetlands protection, and point source
programs, emphasizing watershed protection approaches.
Efforts in the Gulf of Mexico Program will continue to target protection
of the most critical and vulnerable marine life through work on the nutrient
enrichment project, marine debris action plan and habitat degradation activities.
Activities to identify data needs of the Gulf Coast environmental decision makers
and to determine the role the Gulf Program should play in coordinating geographic
information systems in the Gulf states will continue. The Program will also
continue existing support of BAYWATCH, beach cleanup activities, the Florida
Marine Key Sanctuary water quality plan, coastal erosion projects, and other
efforts of the technical committees.
In the secondary treatment waiver program, Headquarters continues to
support Regional implementation of waiver applications, secondary equivalency
determinations, and permit reissuance activities. In addition, the Agency
continues work on critical regulatory, programmatic and technical guidance to
facilitate the performance of 403 ocean discharge criteria reviews and decision-
making. The Phase II Report to Congress on application of section 403 to
dischargers in estuarine waters is being completed.
The Agency is assisting the Department of Interior in development of
guidance under the Clean Vessel Act. The guidance is for state programs to fund
pump out facilities for boat sewage wastes and will be used by the Agency in
focussing efforts under CWA 312 to establish comprehensive programs for marine
sanitation devices (e.g., public education, no discharge zones). The OSV
Anderson is continuing to provide support for coastal and ocean surveys to
support environmental management decisions in the NEP, NCW, and 403/301(h)
programs.
The Agency is providing funds and technical assistance to the Great Lakes
States for the development and implementation of RAPs for the 31 US AOCs.
Remedial Action Plans are intended to ensure reduced loadings of toxic pollutants
in targeted geographical areas, such that beneficial uses are restored consistent
the CWA and the Great Lakes Water Quality Agreement. Of primary concern to the
states and EPA is the elimination of adverse risks resulting from the presence
of contaminated sediments in all AOCs.
The Agency is continuing to work with Great Lakes States to refine Lakewide
Management Plans (LaMPs) for the reduction of loadings of toxic pollutants for
Lake Superior and Michigan, including publication of the final Lake Michigan LaMP
in the Federal Register; to complete conversion of the Lake Ontario Toxics
Management Plan into a LaMP; and, to begin development of a Lake Erie LaMP
identifying pollutants impairing beneficial uses. Consistent with the LaMPs, the
Agency and the states are implementing coordinated monitoring programs for air,
water, biota, and sediments for the open waters, nearshore, tributaries, and
harbors of Lake Michigan, Ontario and Superior to establish baselines, identify
sources, quantify loadings, and target load reduction activities.
Congressional Directives. A total of §5,150,000 is for Congressionally
directed projects, including: support for the National Estuary Program, including
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Buzzards Bay, Long Island Sound, and Puget Sound; Great Lakes Basin erosion
activities; the Florida Keys Marine Sanctuary; the Saginaw River Watershed;
Maumee River and Bay; and the Rio Grande Coastal Impact Monitoring Station.
1992 Accomplishments
In 1992, the Agency obligated a total of $49,814,100 supported by 138.6
total workyears for this program, of which $8,471,900 was from the Salaries and
Expenses appropriation and $41,342,200 was from the Abatement, Control and
Compliance appropriation.
The Agency continued to provide support to the 17 management conferences
in the NEP; the Buzzards Bay CCMP was completed. One new estuary was added to
the NEP, Peconic Bay, New York, and nominations were solicited and reviewed for
three additional NEPs early 1993. A comprehensive programmatic guidance on NCW
program strategies was completed and distributed to the Regions. Implementation
of completed Regional Near Coastal Water strategies was initiated. To test the
effectiveness of various pollution prevention approaches, grants were provided
to state and local governments for selected action demonstration projects
identified as national priorities in NCW strategies or through the NEP projects.
Efforts to develop comprehensive technical assistance and outreach strategies
were initiated to assist NEPs and NCW programs in dealing with coastal problems.
The Agency continued development of regulations, technical guidance and
support documents and management of a national data base in support of coastal
and marine regulatory responsibilities including secondary treatment waivers
(Section 301[h]), ocean discharge criteria (Section 403[c]) and marine sanitation
devices (Section 312). The Agency continued development of a strong overall
framework for marine ecological risk assessment under 301(h)/403 and conduct of
ocean and coastal surveys by the OSV Anderson to support environmental management
decisions in NEPs, NCW, and 301(h)/403 programs.
The Agency assisted state development and implementation of RAPs for AOCs
resulted in the completion of seven Stage I and two Stage II RAPs. A total of
nine RAPs were submitted to the International Joint Commission for review.
Implementation activities were undertaken by EPA, the states and other
responsible parties in these and other AOCs.
The Agency published the draft Lake Michigan LaMP in the Federal Register
for public review and comment, began efforts to convert the Lake Ontario Toxics
Management Plan into a LaMP, and began development of the Lake Superior LaMP.
Load reduction actions are underway in all Lakes.
ASSESSMENT AND WATERSHED PROTECTION
1994 Program Request
The Agency requests a total of $28,654,500 supported by 284.0 total
workyears for this program, of which $17,341,100 will be for the Program and
Research Operations appropriation and $11,313,400 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of 22
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workyears and $808,600 in the Program and Research Operations appropriation; and
a decrease of $15,793,000 in Abatement, Control and Compliance. This decrease
reflects completed funding for a lake/watershed management in Region V; water
quality projects on the Tar Pamlico River, Grand River and on the
Oklahoma/Arkansas border; Lake restoration activities in Lakes Roosevelt,
Onondaga, Decker, Ponchartrain, Black Hawk and Champlain; St. Croix River
International Waterway Commission; New Jersey lake water activities; and a
nonpoint source pollution study in conjunction with Nebraska, Iowa and Kansas
that were 1993 activities. There is an increase to assist states by providing
information for decision using total daily maximum load (TMDL) analysis and
watershed monitoring. The workyear increase will provide technical support for
the nonpoint source grants.
Working with a wide range of government and private stakeholders, the
Agency will support policy, outreach and technical assistance activities to
strengthen state implementation of watershed planning, monitoring, lakes, and
coastal/inland nonpoint source (NPS) control programs, including compliance with
statutory mandates.
This will be an important year for implementing watershed protection
approaches. As one important action in this area, states will submit lists
(required under Clean Water Act Section 303(d)) of their second round of waters
targeted for development of total maximum daily loadings (TMDL) in April 1994.
The Agency will review and approve these state lists, assuring they reflect
watershed priorities and remaining control needs. The states will be fully
engaged in developing TMDLs in priority watersheds to support water quality
decision-making, including addressing complex pollution problems, such as storm-
related loadings and habitat impacts. Many states will tackle these challenges
for the first time and the Agency will be providing increased technical
assistance and policy guidance to ensure that approvable TMDLs are developed to
support watershed protection. The Agency will provide technical assistance to
state watershed efforts to clean-up and preserve lakes consistent with our lakes
strategy proposed in 1993.
Using the NPS Strategy developed in 1993, the Agency will work with the
states to better integrate state coastal and inland NPS programs, including
consistent use of Coastal Zone Act Reauthorization Amendments of 1990 (CZARA)
management measures and better utilization of other Federal, state, and private
NPS initiatives. Working with the National Oceanic and Atmospheric
Administration (NOAA), final procedures for reviewing and approving initial state
coastal NPS program submissions will be developed and used. Consistent with the
1993 NPS Strategy, the Agency will work with states both to improve their Section
319 NPS programs and to develop, as appropriate, their coastal NPS programs. The
Agency will strengthen our oversight of Section 319 grants, including restoration
projects. The Agency will begin threshold reviews of the coastal programs and
provide technical assistance to the states. The effectiveness of initial
voluntary action projects under the Agricultural Pollution Prevention Strategy
will be evaluated by the Agency, with successful approaches transferred to new
projects.
The Intergovernmental Task Force on Monitoring (ITFM) Water Quality,
chaired by the EPA and including representatives of eight Federal agencies and
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eight states, will further refine and begin implementing a national monitoring
strategy, including monitoring site design, comparable methods, data sharing,
environmental indicators, and reporting. Support will be provided to selected
states to test the effectiveness of the ITFM strategy. The Agency will begin
implementing our five-year water monitoring plan, including updating national
monitoring guidance based on interagency and state recommendations. The Agency
will develop guidance for using and reporting environmental indicators.
Guidelines for the national Clean Water Act (CWA) Section 305(b) biannual report
of state water quality status will be significantly updated consonant with
findings of the ITFM. The Agency will continue supporting volunteer monitoring
through further technical assistance and guidance. The modernization of
STORET/BIOS/ODES [the national water quality and biological data systems] will
reach the 50 percent completion stage, with a fully renovated system to be
operational by 1998.
1993 Program
The Agency is allocating a total of $43,638,900 supported by 262.0 total
workyears for this program, of which $16,532,500 is from the Program and Research
Operations appropriation and $27,106,400 is from the Abatement, Control and
Compliance appropriation.
The Agency is tailoring our outreach and technical assistance to support
states' evolving operation of base monitoring, water quality planning and NPS
control programs consistent with watershed protection. This includes
implementation of a national program to identify priority watersheds for
targeted/integrated management programs, with emphasis on developing watershed-
based TMDLs. The Clean Lakes program continues to provide technical assistance
to states to encourage stronger state-wide programs and better ties to volunteer
efforts. Future directions for the lakes program are being developed in a Lakes
Strategy.
The national NPS program is continuing to support state watershed
protection through guidance, technical assistance, workshops, and a
clearinghouse. Working with other Federal agencies, the Agency continues our
Federal alliances to focus Federal policies, programs, and resources on NPS
efforts in state-targeted watersheds. Specifically, the Agency is working with
NOAA to implement CZARA NPS requirements in coastal areas and with the U.S.
Department of Agriculture (USDA) on their Water Quality Initiative to assure
effective linkages of both efforts to state CWA Section 319 programs. The Agency
is also developing a strategic plan that takes into account lessons learned from
the first years of NPS program implementation and that guides mid-course
corrections to improve program effectiveness.
The Agency is establishing a slower pace to develop the system architecture
for a modernized STORET/BIOS/ODES data system. The Agency is developing
indicators to assess ecological integrity and cost-effective rapid bioassessment
methods to determine aquatic ecosystems stresses as a basis for targeting and
evaluating watershed protection initiatives. The Agency continues chairing the
Interagency Task Force on Monitoring, which is developing a nation-wide
monitoring strategy for integration of regional data collection and reporting.
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The Agency is supporting volunteer monitoring activities through technical
assistance and guidance.
Support is being given to the Agency's Agricultural Pollution Prevention
Strategy by formulating new initiatives with key Federal agencies with emphasis
on nutrient management plans implemented through USDA's Water Quality Initiative
and state CWA Section 319 programs. The Agency is also working with the Forest
Service on reducing significant ecological risks, including developing specific
habitat protection approaches for timber operations.
The Regions are implementing special geographic initiatives reflecting
priorities in individual regional strategic plans.
Congressional Directives. A total of $13,820,000 is for Congressionally
directed projects. These activities are: lake/watershed management in Region V;
water quality projects on the Tar Pamlico River, Grand River and on the
Oklahoma/Arkansas border; Lake restoration activities in Lakes Roosevelt,
Onondaga, Decker, Ponchartrain, Black Hawk and Champlain; St. Croix River
International Waterway Commission; New Jersey lake water activities; and a
nonpoint source pollution study in conjunction with Nebraska, Iowa and Kansas.
1992 Accomplishments
The Agency obligated a total of $30,334,200 supported by 255.2 total
workyears for this program, of which $15,651,000 was from the Salaries and
Expenses appropriation and $14,683,200 was from the Abatement, Control and
Compliance appropriation.
The Agency placed renewed emphasis on the water quality planning
requirements of CWA Section 303(d) to support the watershed protection approach.
Revised regulations were issued and states began identifying targeted watersheds
for TMDL development. Outreach and technical assistance efforts were undertaken
to implement the new regulations and support TMDL development. The Agency made
substantial progress in clarifying its mission and opportunities in protecting
habitat and ecosystems. The Clean Lakes program continued providing limited
technical and programmatic support.
The Agency emphasized NPS pollution reduction activities under the CWA for
those watersheds where water quality was most threatened. Continued direct
support to states went to integrated, cooperative efforts to implement statewide
and geographically-targeted controls. Special emphasis was on controlling non-
traditional, high-risk pollution sources which threatened or degraded priority
watersheds identified in state CWA Section 319 programs. A national Volunteer
Action Project was initiated to build a consensus among Federal agencies, states,
local government and private citizens on actions needed for watershed protection.
Under CZARA, the Agency substantially developed final NPS management measures
guidelines for the coastal zone.
The Agency continued the transition of the national monitoring program from
the limited chemical-specific assessments needed for individual point source
control decisions to a broader ecologically-based approach. Program shifts
within base resources included increased emphasis on a watershed approach in
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water quality assessment, targeting, and evaluation activities to support the
Agency's watershed protection approach and related nonpoint source control
program needs. STORET/BIOS/ODES modernization efforts were continued.
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U)
I
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o
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WATER QUALITY
Municipal Source Control
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Municipal Pollution
Control
Program & Research $20,390.4 $20,404.3 $20,912.0 $20,931.6 $21,100.1 $168.5 $695.8
Operations
Abatement Control and $26,029.7 $19,442.6 $22,148.4 $22,141.0 $17,155.2 -$4,985.8 -$2,287.4
Compliance
TOTAL $46,420.1 $39,846.9 $43,060.4 $43,072.6 $38,255.3 -$4,817.3 -$1,591.6
TOTAL:
Program & Research $20,390.4 $20,404.3 $20,912.0 $20,931.6 $21,100.1 $168.5 $695.8
Operations
Abatement Control and $26,029.7 $19,442.6 $22,148.4 $22,141.0 $17,155.2 -$4,985.8 -$2,287.4
Compliance
Municipal Source TOTAL $46,420.1 $39,846.9 $43,060.4 $43,072.6 $38,255.3 -$4,817.3 -$1,591.6
Control
PERMANENT UORKYEARS
Municipal Pollution 327.5 355.0 354.6 340.4 340.4 -14.6
Control
TOTAL PERMANENT WORKYEARS 327.5 355.0 354.6 340.4 340.4 -14.6
TOTAL UORKYEARS
Municipal Pollution 339.5 355.0 354.6 340.4 340.4 -14.6
Control
TOTAL UORKYEARS 339.5 355.0 354.6 340.4 340.4 -14.6
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WATER QUALITY
Municipal Source Control
Budget Request
The Agency requests a total of $38,255,300 supported by 340.4 total
workyears for 1994, a decrease of $4,817,300. Of the request, $21,100,100 will
be for the Program and Research Operations appropriation, and $17,155,200 will
be for the Abatement, Control and Compliance appropriation. This represents an
increase of $168,500 for the Program and Research Operations appropriation, and
a decrease of $4,985,800 for the Abatement, Control and Compliance appropriation.
MUNICIPAL POLLUTION CONTROL
1994 Program Request
The Agency requests a total of $38,255,300 supported by 340.4 total
workyears for this program, of which $21,100,100 will be for the Program and
Research Operations appropriation and $17,155,200 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $168,500
in the Program and Research Operations appropriation and a decrease of $4,985,800
in the Abatement, Control and Compliance appropriation. The increase in Program
and Research Operations results from an adjustment made to fully fund the 1994
workyears. The decrease in Abatement, Control and Compliance results from the
completion of Congressionally-directed add-ons for Wastewater Operator Training,
EPA's National Training Center at West Virginia University, Small Flows
Clearinghouse at West Virginia University, EPA's Water Conservation Task Force,
Rural Community Assistance Program, alternative wastewater treatment technologies
such as solar aquatics, an innovative/alternative wastewater treatment
demonstration project in the Florida Keys, a national demonstration project of
onsite wastewater treatment technologies and management systems, a Small Towns
Environmental Program to aid small communities in new approaches to design and
construct water and wastewater systems and for the Association of State and
Interstate Water Pollution Control Administrators.
In 1994, fifty states and Puerto Rico will have operational State Revolving
Funds (SRF) programs. The Agency will continue to support the states in
implementing existing SRFs, assuring that limited funds are applied to the
highest priority risk-based needs for wastewater treatment, nonpoint source
control and estuarine protection. EPA will initiate the inclusion of safe
drinking water projects under the new Drinking Water State Revolving Fund (DW-
SRF). The Agency will amend existing regulations and guidance and support the
States in identifying drinking water priorities and projects. Using as much of
existing SRF financial framework as possible, the Municipal Pollution Control
program will work closely with the Drinking Water program and the States to
initiate loans for drinking water facilities.
The Agency will continue to promote alternative sources of financing to
assist the states in supplementing funds available under planned Federal
capitalization authorizations, with particular emphasis on financing small
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community needs. A new 1994 Needs Survey will focus on assessing the capital
financing needs for safe drinking water facilities.
Although funding for construction grants ended in 1990, including the
205(g) set-aside, over 3,000 remaining projects will require ongoing management
in 1994. Headquarters will continue to direct the prompt completion and closeout
of active construction projects and resolution of audit problems, and support the
States in planning, managing, data processing and reporting on the on-going
construction grants activities. Regional staff will work directly with states
on the expeditious completion of the program as well as provide technical
assistance to states and small communities. The Corps of Engineers continues to
play a major role in assisting EPA and the states in completing and closing out
the construction grants program. The Agency will continue to manage the Water
Quality Grants (Section 106) programs and the Indian set-aside program under
Section 518 of the Clean Water Act.
To assure that the national investment in wastewater treatment infra-
structure is protected, EPA will continue to emphasize state-based municipal
water pollution prevention programs that focus on preventive measures rather than
more expensive corrective actions which could require capital financing.
Headquarters will continue to direct operations and maintenance (O&M), operator
training, small community outreach, water use efficiency and municipal financing
including public/private partnerships to address needs. In addition,
Headquarters will continue science and data enhancements through technology
transfer to encourage the beneficial use of sewage sludge. The Agency will also
support the wet weather programs by evaluating existing and innovative
technologies and promoting the most promising and cost effective approaches to
reduce ecological risks. '
The Agency will enhance its support in the U.S./Mexico Border area in
fulfillment of EPA's Integrated Border Environmental Plan to address the very
serious and persistent health problems associated with inadequate sewage
treatment along the Mexico border region and the U.S. Colonias.
1993 Program
The Agency is allocating a total of $43,072,600 supported by 340.4 total
workyears for this program, of which $20,931,600 is from the Program and Research
Operations appropriation and $22,141,000 is from the Abatement, Control and
Compliance appropriation.
With 51 wastewater SRF programs operating, the Agency continues to manage
the implementation of SRF programs as states switch to more complex SRF financing
proposals. Although funding for the construction grants program ended in 1990,
the traditional program management workload of state oversight responsibilities
remains high, as Regions address over 3,800 active grant projects. EPA continues
to direct the prompt completion and closeout of ongoing grant projects and
resolution of audit problems. In addition, EPA is managing the administration
of major grants totaling $345,500,000 to six coastal cities; $102,500,000 in
support of the U.S./Mexico Border projects; and another $108,000,000 in support
of projects representing unique Congressional priorities.
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Funds allocated for the Corps of Engineers Interagency Agreement support
personnel to provide construction management and completion and closeout
assistance to EPA and the states. Set-aside funding is continuing for
construction of treatment facilities for Indian tribes and Alaska Native
Villages. The Agency is finalizing the 1992 Needs Survey which is expanded to
include extensive modeling of CSO, stormwater and other SRF expanded eligibility.
In 1993 program emphasis will be directed toward the enhancement of wet
weather program activities, which includes technical assistance on constructed
wetlands and sewage sludge, and promoting the CSO and stormwater programs by
evaluating existing and innovative technologies. The Agency continues to
implement municipal water pollution prevention programs, including O&M, water use
efficiency, operator training, small community outreach, and municipal and
public/private partnerships.
The Agency continues to implement the U.S./Mexico Border Integrated Border
Environmental Plan which addresses the very serious and persistent health
problems associated with inadequate sewage treatment in Tijuana, the U.S.
Colonias and other high priority projects along the U.S. Mexico Border. In
addition, the Agency is initiating the development of an industrial wastewater
pretreatment training program for Mexico.
Congressional Directives. A total of $8,050,000 is for Congressionally
directed projects for: Wastewater Operator Training ($1,350,000), EPA's National
Training Center at West Virginia University ($1,000,000), Small Flows
Clearinghouse at West Virginia University ($1,000,000), EPA's Water Conservation
Task Force ($350,000), Rural Community Assistance Program ($250,000), alternative
wastewater treatment technologies such as solar aquatics ($1,000,000), an
innovative/ alternative wastewater treatment demonstration project in the Florida
Keys ($500,000), a national demonstration project of onsite wastewater treatment
technologies and management systems ($1,500,000), a Small Towns Environmental
Program to aid small communities in new approaches to design and construct water
and wastewater systems ($700,000), and for the Association of State and
Interstate Water Pollution Control Administrators ($400,000).
1992 Accomplishments
In 1992, the Agency obligated a total of $46,420,100 supported by 339.5
total workyears for this program, of which $20,390,400 was from the Salaries and
Expenses appropriation and $26,029,700 was from the Abatement, Control and
Compliance appropriation.
EPA managed two large financial assistance programs emphasizing the prompt
completion of construction grants projects and implementation and oversight of
SRF programs. The Regions emphasized traditional construction grants management
activities which addressed a workload of over 4,800 grant projects. Under the
Indian set-aside program, funding was provided to a total of 30 Indian tribes and
23 Alaska Native Villages. The $13,000,000 allocated for the Corps of Engineers
Interagency Agreement supported 161 total workyears and provided construction
management assistance to EPA and the states.
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EPA promoted the development of state programs related to municipal water
pollution prevention, water conservation and technology transfer to assure that
the national investment in wastewater treatment infrastructure is protected.
$1,950,000 was targeted to operator training grants for onsite assistance to
small communities. EPA provided increased information and assistance to help
municipalities address alternative financing methods for wastewater treatment
needs.
The Agency supported the CSO program in evaluating existing and innovative
technologies and promoting the most promising and cost effective approaches to
reduce ecological risks. Headquarters coordinated research, technology transfer
and outreach activities with other agencies and national organizations, including
the Small Flows Clearinghouse.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
WATER QUALITY
ENFORCEMENT
Water Quality Enforcement .................... 3-77
Water Quality Enforcement ................... 3-78
Water Quality Permit Issuance .................. 3-81
Water Quality Permit Issuance ................. 3-82
-------
WATER QUALITY
Water Quality Enforcement
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Water Quality
Enforcement
Program & Research $21,671.1 $22,737.3 $22,696.7 $22,689.3 $23,332.4 $643.1 $595.1
Operations
Abatement Control and $6,238.3 $7,138.3 $5,142.3 $4,651.3 $4,959.5 $308.2 -$2,178.8
Compliance
TOTAL $27,909.4 $29,875.6 $27,839.0 $27,340.6 $28,291.9 $951.3 -$1,583.7
TOTAL:
Program & Research $21,671.1 $22,737.3 $22,696.7 $22,689.3 $23,332.4 $643.1 $595.1
Operations
Abatement Control and $6,238.3 $7,138.3 $5,142.3 $4,651.3 $4,959.5 $308.2 -$2,178.8
Compliance
Water Quality TOTAL $27,909.4 $29,875.6 $27,839.0 $27,340.6 $28,291.9 $951.3 -$1,583.7
Enforcement
PERMANENT WORKYEARS
Water Quality 395.0 403.4 401.7 392.6 386.7 -5.9 -16.7
Enforcement
TOTAL PERMANENT WORKYEARS 395.0 403.4 401.7 392.6 386.7 -5.9 -16.7
TOTAL WORKYEARS
Water Quality 416.2 403.4 401.7 392.6 386.7 -5.9 -16.7
Enforcement
TOTAL WORKYEARS 416.2 403.4 401.7 392.6 386.7 -5.9 -16.7
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WATER QUALITY
Enforcement
Budget Request
The Agency requests a total of $28,291,900 supported by 386.7 total
workyears for 1994, a decrease of 5.9 total workyears from 1993. Of this request
$23,332/400 will be for the Program and Research Operations appropriation and
$4,959,500 will be for the Abatement, Control and Compliance appropriation.
This represents an increase of §643,100 for the Program and Research Operations
appropriation, and an increase of $308,200 for the Abatement, Control and
Compliance appropriation.
WATER QUALITY ENFORCEMENT
1994 Program Request
The Agency requests a total of $28,291,900 supported by 386.7 total
workyears for this program, of which $23,332,400 will be for the Program and
Research Operations appropriation and $4,959,500 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $643,100
for the Program and Research Operations appropriation; an increase of $308,200
for the Abatement, Control and Compliance appropriation; and a decrease of 5.9
total workyears reflecting reduced activity supporting compliance reviews.
The enforcement priority for the Agency will be the issuance of enforceable
schedules to meet Combined Sewer Overflow (CSO) requirements. Approximately 110
administrative orders will be issued to municipalities to set schedules for
implementing actions necessary to correct compliance problems resulting from
CSOs, and approximately 30 facilities will be subject to enforcement actions as
a result of the dry weather enforcement initiative. EPA will monitor compliance
with schedules for the remaining 42 National Municipal Policy facilities.
The Agency will continue to promote the use of some multi-media inspections
and enforcement actions. EPA will also initiate enforcement actions against
municipalities or industrial users who fail to implement approved local
pretreatment programs or to comply with pretreatment requirements. All instances
of significant noncompliance will be responded to on a timely basis and some
violations of new program requirements (sludge, stormwater) may be addressed
where there are problems in a particular watershed.
The Agency will continue to develop and implement an approach for measuring
the loadings of toxic pollutants to waterbodies as a means of measuring the
environmental benefits of the National Pollutant Discharge Elimination System
(NPDES) program and for use in targeting enforcement and permitting priorities.
Efforts to improve public access to the Permit Compliance System (PCS) will
continue. The Agency will expand the number of environmental projects sought in
enforcement settlements.
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1993 Program
The Agency is allocating a total of $27,340,600 supported by 392.6 total
workyears for this program, of which $22,689,300 is from the Program and Research
Operations appropriation and $4,651,300 is from the Abatement, Control and
Compliance appropriation.
EPA is tracking compliance with schedules to attain final effluent limits
for approximately 89 National Municipal Policy (NMP) facilities which have not
yet completed construction and is working with states to implement individual
Municipal Water Pollution Prevention (MWPP) programs.
The Agency is revising the definition of reportable noncompliance and
significant noncompliance for Publicly Owned Treatment Works (POTWs) violating
pretreatment requirements and modifying oversight procedures for pretreatment,
providing additional flexibility through a variety of onsite inspection
techniques.
The Agency will continue to address noncompliance by municipalities with
approved pretreatment programs and will conduct pretreatment and NPDES
inspections, although contract inspections will be eliminated. Some multi-media
inspections and enforcement cases will augment the base program.
The enforcement program will initiate activity in the area of CSO
requirements through an enforcement initiative addressing dry weather overflows.
Enforcement of the new sludge technical regulations will be limited to violations
causing substantial environmental problems. Timely and appropriate enforcement
action is being taken in all instances of significant noncompliance.
1992 Accomplishments
In 1992, the Agency obligated a total of $27,909,400 supported by 416.2
total workyears for this program, of which $21,671,100 was from the Salaries and
Expenses appropriation and $6,238,300 was from the Abatement, Control and
Compliance appropriation.
During FY 1992, 37 of the remaining 129 major facilities completed
construction to attain final effluent limits. Contempt actions were initiated
against 3 major facilities for failure to comply with NMP schedules. EPA
supported implementation of the MWPP program promoting national consistency and
conformance with MWPP guidance, in order to prevent pollution by anticipating
design capacity overload in POTWs. The Agency continued to focus on municipal
facilities to ensure compliance with final effluent limits.
In the area of pretreatment, EPA emphasized compliance for IDs with Organic
Chemicals, Plastics and Synthetic Fibers pretreatment standards and assessed the
compliance status of lUs through a statistical survey. It conducted its third
pretreatment enforcement initiative which included actions by EPA, states, and
local governments against 354 noncompliers and 54 municipalities and 300
industrial users. In 1992, EPA began the development of policy and guidance
needed to implement the new sludge technical regulations. In addition, EPA
drafted strategies for enforcing storm water and CSO requirements.
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In 1992, the overall rate of significant noncompliance (SNC) of major NPDES
permittees under the Clean Water Act remained steady at 9%. In addition, the
municipal SNC rate for the quarter ending June 30 was the lowest in 7 years.
EPA's formal enforcement activities included 1,477 administrative and judicial
actions, which includes actions against minors.
PCS was expanded to incorporate latitude/longitude data for a portion of
the minor facilities to provide integrated environmental geographic information
and support environmental indicators. EPA completed the first pilot test of
Electronic Data Interchange (EDI) to increase speed and accuracy of data entry.
EPA also completed a feasibility study to determine a strategy for public access
and began implementation.
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WATER QUALITY
Water Quality Permit Issuance
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Permit Issuance
Program & Research -$17,825.6 $21,086.2 $20,764.0 $20,749.9 $22,029.4 $1,279.5 $943.2
Ope rati ons
Abatement Control and $7,446.4 $7,023.0 $4,600.8 $4,569.9 $5,364.0 $794.1 -$1,659.0
Compliance
TOTAL $25,272.0 $28,109.2 $25,364.8 $25,319.8 $27,393.4 $2,073.6 -$715.8
TOTAL:
Program & Research $17,825.6 $21,086.2 $20,764.0 $20,749.9 $22,029.4 $1,279.5 $943.2
Operations
Abatement Control and $7,446.4 $7,023.0 $4,600.8 $4,569.9 $5,364.0 $794.1 -$1,659.0
Compliance
Water Quality Permit TOTAL $25,272.0 $28,109.2 $25,364.8 $25,319.8 $27,393.4 $2,073.6 -$715.8
Issuance
PERMANENT UORKYEARS
Permit Issuance 325.8 374.7 372.7 372.7 359.7 -13.0 -15.0
TOTAL PERMANENT UORKYEARS 325.8 374.7 372.7 372.7 359.7 -13.0 -15.0
TOTAL UORKYEARS
Permit Issuance 335.5 374.7 372.7 372.7 359.7 -13.0 -15.0
TOTAL UORKYEARS 335.5 374.7 372.7 372.7 359.7 -13.0 -15.0
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WATER QUALITY
Water Quality Permit Issuance
Budget Request
The Agency requests a total of $27,393,400 supported by 359.7 total
workyears for 1994, an increase of $2,073,600 and a decrease of 13 total
workyears from 1993. Of the request, $22,029,400 will be for the Program and
Research Operations appropriation and $5,364,000 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $1,279,500
and an increase of $794,100, respectively.
PERMIT ISSUANCE
1994 Program Request
The Agency requests a total of $27,393,400 supported by 359.7 total
workyears for this program, of which $22,029,400 will be for the Program and
Research Operations appropriation and $5,364,000 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $1,279,500
in the Program and Research Operations appropriation, which results from an
increased cost in salaries, and an increase of $794,100 in the Abatement, Control
and Compliance appropriation which responds to the need for technical assistance
for implementing the NPDES program, and a decrease of 13 total workyears which
reflects a de-emphasis in oversight of state delegated programs.
EPA will focus on controlling wet weather run-off through Combined Sewer
Overflow (CSO) and stormwater permitting, encouraging the beneficial use of
sludge through sludge permitting, and controlling toxic discharges through
support of water quality-based permitting and pretreatment. The Agency will
issue permits to stormwater dischargers and establish effective stormwater
programs within existing Regional/ state National Pollutant Discharge Elimination
System (NPDES) programs. The Agency will work to use stormwater pollution
prevention plans as the approach to control non-traditional sources. To support
states, the Agency will develop guidance on stormwater permitting, develop model
permits based on stormwater group applications, and provide assistance and
outreach to assure effective stormwater programs are implemented. Where EPA is
the permitting authority, the Agency will issue permits to large and medium
municipal separate storm sewer systems and issue general industrial stormwater
permits for group applications. The Agency will also work with the states to
issue CSO permits and oversee implementation of the revised CSO policy to ensure
national consistency.
The Agency will also focus on upgrading existing permits to control toxic
discharges and will continue to stress water quality-based permitting to
implement new toxic water quality standards adopted by states over the last
several years. As a result of the stormwater requirements, the universe of
69,000 permitted discharges covered under the traditional NPDES program has
increased several times. In addition, the new sewage sludge regulations will
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involve approximately 15,000 Publicly Owned Treatment Works (POTWs) and an
additional 5,000 sewage sludge treaters. This growth of the universe of permits
is particularly significant in light of the additional emphasis on control of
toxic discharges and the resultant complexity in permit requirements. The Agency
is emphasizing pollution prevention in permit issuance.
The Agency will promote the beneficial use of sludge by implementing the
sludge permitting program and will support the states in getting sludge
permitting program approval, either as part of their NPDES authority or
separately. The Agency will issue permits for treatment works treating domestic
sewage in a phased approach, first where site-specific requirements are needed
and then as NPDES permits are reissued.
1993 Program
The Agency is allocating a total of $25,319,800 supported by 372.7 total
workyears for this program, of which $20,749,900 is from the Program Research
Operations appropriation and $4,569,900 is from the Abatement, Control and
Compliance appropriation.
For stormwater permitting, the Agency is focusing on issuing in non-
authorized States and assisting authorized states in issuing general stormwater
permits for industrial activities, providing stormwater permit training, and
developing model permits to cover groups of industrial dischargers covering
44,000 facilities. The Agency is completing and beginning to implement an
accelerated national CSO strategy which emphasizes issuing permits first to the
most environmentally significant CSOs.
The Agency and states are continuing to reissue permits to meet state and
national toxic water quality standards and to implement new effluent guidelines.
The Agency expects that regions and states will be issuing about 1400 major
permits. In addition, the Agency anticipates that oil and gas drilling platforms
in coastal Texas and Louisiana will be permitted for the first time. To support
this effort, the Agency is conducting permit quality reviews as well as providing
technical assistance and training for permit writers which focuses on water
quality-based toxics controls, energy sector permit requirements, pollution
prevention, and new effluent guidelines. In addition, the Agency is continuing
to realign its permitting issuance activities in accordance with watershed
approaches.
The Agency is assisting POTWs to develop/modify local limits which control
toxic and/or hazardous pollutants in accordance with revised pretreatment
requirements and ensuring compliance with CSO, stormwater, sludge, and water
quality-based limits in POTW permits.
With promulgation of the sewage sludge technical standards and the expected
increased workload of sewage sludge permits, the Agency is focusing on outreach
and training and on assisting states to develop sewage sludge permitting
programs. Until states apply for and are authorized to manage state sewage
sludge programs, the Agency is responsible for all sludge permit issuance.
3-83
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1992 Program Accomplishments
In 1992, the Agency obligated a total of $25,272,000 supported by 335.5
total workyears for this program, of which $17,825,600 was from the Salaries and
Expenses appropriation and $7,446,400 was from the Abatement, Control and
Compliance appropriation.
Activities supporting permit programs included reissuance of NPDES permits
to include control of toxic pollutants (258 by EPA and 1,078 by authorized
states), review and evaluation of pretreatment programs, and issuance of final
general stormwater permits for 12 non-authorized states for industrial and
construction activity. In addition, the Agency conducted nine workshops on
developing permits to implement toxic water quality standards, four workshops on
the basic NPDES program, 50 workshops on pretreatment, and three workshops on
pollution prevention.
In the stormwater program, the Agency received and began processing over
1250 storm water group applications and conducted 28 stormwater workshops in 20
cities and 10 EPA Regions. The Agency responded to over 46,000 calls on the
stormwater hotline. To develop an accelerated CSO strategy, the Agency
coordinated a negotiated policy dialogue between the regulators and the regulated
and environmental communities. The Agency also developed strategies for the
implementation of the sludge permitting program and proposed sludge permit
regulations to establish a phased permitting program.
3-84
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
DRINKING WATER 4-1
RESEARCH AND DEVELOPMENT
Drinking Water Research 4-11
ABATEMENT AND CONTROL
Criteria, Standards and Guidelines 4-23
Drinking Water Implementation 4-24
Drinking Water Criteria 4-27
State Program Resource Assistance 4-31
Public Water Systems Supervision Program Grants 4-32
Underground Injection Control Program Grants 4-34
Special Studies and Demonstrations 4-36
Ground Water Protection 4-39
Ground Water Protection 4-40
ENFORCEMENT
Drinking Water Enforcement 4-45
Drinking Water Enforcement 4-46
-------
APPROPRIATION
DRINKING WATER
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
TOTAL, Drinking Water
$43,017.5 $47,894.9 $47,516.4 $47,406.3 $49,515.0 $2,108.7 $1,620.1
$85,884.6 $88,113.8 $88,042.7 $88,786.2 $86,017.6 -$2,768.6 -$2,096.2
$11,324.6 $10,673.2 $9,151.3 $9.151.3 $8,317.2 -$834.1 -$2,356.0
$140,226.7 $146,681.9 $144,710.4 $145,343.8 $143,849.8 -$1,494.0 -$2,832.1
FIFRA Revolving Fund
$149.7
PERMANENT WORKYEARS
TOTAL WORICYEARS
OUTLAYS
AUTHORIZATION LEVELS
722.0
759.1
800.4
800.4
791.8
791.8
789.7
789.7
768.0
768.0
-21.7
-21.7
$131,101.8 $144,048.4 $144,751.9 $144,974.5 $144.707.2 -$267.3
Authorization for the Safe Drinking Water Act expired on September 30, 1991.
Reauthorization is pending.
-32.4
-32.4
$658.8
4-1
-------
DRINKING UATER
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
DIFFERENCE
ENACTED VS
PRES. BUD
EST. VS
PRES. BUD
EST. VS
ENACTED
APPROPRIATION
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
TOTAL, Drinking Uater
PERMANENT UORKYEARS
TOTAL UORKYEARS
$47,894.9 $47,516.4 $47.406.3 -$378.5 -$488.6
$88,113.8 $88,042.7 $88,786.2 -$71.1 $672.4
$10,673.2 $9,151.3 $9,151.3 -$1,521.9 -$1,521.9
$146,681.9 $144.710.4 $145,343.8 -$1,971.5 -$1,338.1
800.4
800.4
791.8
791.8
789.7
789.7
-8.6
-8.6
-10.7
-10.7
-$110.1
$743.5
$633.4
-2.1
-2.1
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates:
ABATEMENT. CONTROL AND COMPLIANCE
o +$6.8 M for Congressional add-on projects.
o +$0.4 M from Uater Quality to support meeting court ordered deadlines for NPDURs
promuIgat i ons/proposaIs.
PROGRAM AND RESEARCH OPERATIONS
o -$212 K for redirected for Agency prtorites.
RESEARCH AND DEVELOPMENT
o Congressionally directed add-on for the Uater Environment Research Foundation.
o CongressionaIly directed general reductions to the Research and Development appropriation.
4-2
-------
MEDIA BRIDGE TABLES
MEDIA Drinking Water
NPM Water
FY 1993 CURRENT ESTIMATE
Changes by Category:
Workforce Costs <+/-)
Legislative Initiatives (+/-)
Program Initiatives (+/)
Discontinuation of Specific
Increases to FY 1993 Request (-)
Others <+/->
FY 1994 PRESIDENT'S BUDGET
Drinking Water
PRO
$47,406.3
$2,108.7
$0.0
$0.0
$0.0
$0.0
$49,515.0
AC&C
$88,786.2
$477.2
$0.0
$3,552.0
-$6,800.0
$2.2
$86,017.6
R&O
$9,151.3
$0.0
$0.0
$1,000.0
-$575.0
-$1,259.0
$8,317.3
Total
$145,343.8
$2,585.8
$0.0
$4,552.0
-$7,375.0
-$1,256.8
$143,849.8
4-3
-------
4-4
-------
DRINKING WATER
OVERVIEW AND STRATEGY
The 1986 Amendments to the Safe Drinking Water Act (SDWA) mandate dramatic
changes in nationwide safeguards for drinking water and establish new Federal
enforcement responsibility in the event of state inaction. The amendments
require regulation of a specified list of priority contaminants, tripling the
number of contaminants previously regulated. The amendments also require control
of 25 more contaminants every three years.
To meet these mandates requires greater scientific data and more
sophisticated analyses, including the establishment and acceptance of criteria
for what constitutes a potential risk. Besides health and occurrence data
analyses, new analytical methods and economic assessment models must be
developed, and new treatment technologies assessed.
As of 1994, EPA will have promulgated regulations controlling 86
contaminants. Because these regulations will prevent over 500 cancer cases and
over 200,000 non-cancer cases of disease each year, the ability of the states to
adopt and implement these regulations is critical. To ensure effective
implementation, and to bolster our state/federal partnership, EPA is taking
action on four major fronts: increasing state grants; supporting state capacity
building efforts (including development and implementation of a Drinking Water
State Revolving Fund); setting priorities; and advocating and supporting
aggressive implementation and timely enforcement.
In 1993 moderate increases to the drinking water grant program helped to
communicate a continuing Federal commitment to the program. States also
increased their own funding. In 1992, 19 states sought additional funding,
primarily through user and service fees. Thus far, 11 states have received
increases totalling $7 million. EPA continues to work with other states to build
their financial capacity and mobilize outside resources to meet the drinking
water program challenges, especially for small systems.
Even with this continued commitment, implementation and enforcement of
existing drinking water regulations is falling drastically behind as more
requirements become effective. To help states balance the workload, EPA has
developed a priority setting plan intended to focus state and Federal resources
on the greatest public health threats first, giving states time to build
additional resources for carrying out the program.
As we work with states to develop and implement drinking water programs,
EPA is also demanding a strong enforcement presence to ensure that water supplies
meet SDWA requirements. Noncompliance is expected to escalate with the increase
in monitoring and treatment/control needs. Technical assistance to systems will
be provided, but aggressive enforcement is expected where noncompliance persists.
EPA will continue to provide technical and enforcement support to states, but
will also take direct enforcement actions where a state is unable or unwilling
to do so.
4-5
-------
As in the drinking water program, states are facing increasing challenges
in preventing contamination of ground water resources. State ground water
programs vary considerably from one state to another and are often a patchwork
of federal, state and local source control efforts, focusing on individual
sources of contamination rather than the resource as a whole. The task to pull
together these pieces into an integrated program was first identified in the
Administrator's Ground Water Protection Strategy in July 1992, and EPA recently
issued final guidance on Comprehensive State Ground Water Protection Programs.
In 1994 the ground water protection program will provide technical support
to states for developing and implementing the ground water, wellhead protection
(WHP) and underground injection control (UIC) programs. Having issued the final
guidance, EPA will provide very limited assistance and support to states as they
work to develop and implement Comprehensive State Ground Water Protection
Programs (CSGWPPs). Where appropriate within CSGWPPS, EPA supports the
development of state and local projects for identification and delineation of
wellhead protection areas to protect ground water. EPA and the states are also
implementing the Underground Injection Control program to control contamination
from discharges to underground sources of drinking water. Particular emphasis
is on shallow injection wells, since injection into these wells enters shallow
aquifers, thereby rapidly impacting drinking water supplies. Therefore, shallow
wells pose the greatest threat to public and private wells.
PROGRAM HIGHLIGHTS
Drinking Water Implementation
EPA will increase support to develop a stronger scientific basis in the
drinking water program to ensure proper limits and requirements are developed to
protect public health. This support will include the development of an occurrence
data base and analytical models used to determine which contaminants pose
significant health threats. Assessments of chemical contaminants will continue
to focus on carcinogenic risks, but must also be expanded to include other risks
such as neurotoxic, and reproductive/ teratogenic risks. The major contaminants
remaining to be addressed in 1994 include arsenic, disinfectant/disinfection by-
products, Phase VIB and ground water disinfection rules. In addition, EPA will
continue the mandated triennial review of treatment technology innovations.
In 1994, all states should have approved programs for Total Coliform and
Surface Water Treatment Rule (SWTR). EPA will be completing extension agreements
and will be continuing approval of primacy applications for the Lead and Copper,
Phase II and Phase V rules. Work will begin on training states and public water
systems (PWSs) on the implementation, enforcement and data reporting requirements
for the Radionuclides rule, which will be promulgated in spring 1993.
EPA workload will increase as implementation of the Safe Drinking Water Act
regulations escalates. Although the primary responsibility for implementation
falls on the states, due to the complex technical nature of these rules and the
need for individualized solutions for each system, EPA will provide assistance.
EPA will also provide new financial support to aid state implementation and
enforcement efforts and to reduce or eliminate primacy returns and/or withdrawals
which would otherwise occur. Beginning in 1994 a Drinking Water State Revolving
4-6
-------
Fund (DW-SRF) will be introduced. The drinking water implementation program will
provide assistance for the development, management and oversight of this fund.
The fund will provide loans, through individual state DW-SRF programs to help
municipalities comply with Safe Drinking Water requirements.
States and EPA will continue to work with public water systems to provide
training and additional technical assistance, whether by simply answering
technical questions on the telephone or making a system visit. Of particular
concern will be small systems. Given the sheer number of small systems, and
their general lack of sophistication and resources, EPA and states face the
immense challenge of developing an approach that will enable small systems to
upgrade treatment and monitoring capability to meet the new requirements.
In 1994 the drinking water enforcement program will continue to be
emphasized. EPA is dealing with widespread noncompliance problems that are
expected to increase as new requirements become effective. A crucial activity
in 1994 will be providing case support for the SWTR. We expect to take
enforcement actions against some of the largest municipal systems, and EPA will
take a direct role to ensure compliance schedules are negotiated and orders are
issued for the maximum protection of the consumer. EPA will achieve an increase
in the number of administrative enforcement actions and will pursue Department
of Justice referrals for an increased number of civil referrals. Effective and
increased use of section 1431 orders to protect against substantial and imminent
endangerment will be a priority. In the UIC program, emphasis will shift from
enforcement actions against Class II oil and gas injection wells toward Class V
shallow injection wells.
EPA will also improve the existing drinking water data system to provide
more complete and accurate assessments, which will assist in initial SRF project
screenings. Concurrently, EPA will aggressively pursue development of a more
modern system. As more regulations are implemented, the amount of drinking water
data will grow significantly and EPA must ensure that the data will be of high
quality and easily accessible for use and analysis. EPA will work with the
states to modify their systems to accommodate the reporting requirements from the
new regulations, as well as adopting the new national data system which EPA is
developing.
Ground Water Protection
Given the complexity of the ground water resource, the institutional and
organizational barriers within most states regarding ground water, and the
pollution prevention aspect, the states will face a major challenge in producing
complete and implementable CSGWPPs that cover all programs that impact ground
water. Having completed the final guidance in 1993, EPA will provide limited
support to states for their continued ground water efforts, including developing
and implementing Comprehensive State Ground Water Protection Programs (CSGWPP).
EPA will continue to encourage states to incorporate wellhead protection programs
wherever appropriate into the overall comprehensive effort.
4-7
-------
EPA will continue to oversee and/or directly implement the Underground
Injection Control program, providing technical and financial assistance and
ensuring compliance. EPA has direct implementation responsibility for 16 state
programs covering 115,000 wells. In FY 1994, EPA will focus on the management
of Class V shallow injection wells. EPA will also prepare revisions to the
regulatory controls for Class II oil and gas related injection wells. EPA will
review and approve state primacy revisions to adopt the new UIC regulations.
Research and Development
The Agency will continue to focus research on alternative drinking water
disinfectants. Because of increased concern about the potential adverse effects
of chlorine, many municipalities will begin using ozone and chloramine for
drinking water disinfection. Increased resources will be used to initiate
research in comparative risk modeling in order to be able to identify the risk
tradeoff between safe microbial levels and acceptable risks from exposures to
disinfection/disinfection by-products. Other drinking water research will
concentrate on filling critical data gaps in the areas of microbiologic,
epidemiologic, comparative risk analysis, and chemical analytical methods.
The Agency focuses ground water research relating to wellhead protection
and underground injection control on four research areas: prevention of
subsurface contamination, subsurface characterization, subsurface transport and
transformation, and subsurface microbial ecology. WHP research concentrates on
developing and evaluating improved methods for delineation and management of
wellhead protection areas. UIC research is focused on evaluating technologies
for closing of abandoned wells and determining the mechanical integrity of
injection wells.
The Agency, working with USDA and USGS, is studying the impact of
agricultural chemicals and management practices on the quality of ground water
and surface water. This is a major source of concern because of the threat to
drinking water supplies and the potential for ground water contamination in the
food/agriculture production process. The program will examine the impact of
alternative farming and watershed practices.
Consulting Services
The Agency uses consulting resources to fulfill the requirements of its
authorizing legislation. Specifically, EPA uses these resources to provide
technical assistance to Regions, states and local governments; to collect data
and monitor background levels as a basis for future regulatory actions; and to
conduct studies and analyses which support new programs.
4-8
-------
DRINKING WATER
PROGRAM ACTIVITIES
ACTUAL
1992
CURRENT
ESTIMATE
1993
ESTIMATE
1994
INCREASE*
DECREASE-
1994 VS.
1993
Incremental Outputs
UIC Permit Determinations
- for existing and new
facilities, by primacy
states
- for existing and new
facilities, by EPA
UIC Mechanical Integrity
testing
13,584
411
37,080
6,094
516
25,355
PWS Primacy Development
Grants to Indian Tribes
6,094
516
25,355
0
0
Enforcement Actions - PWS
Notices of Violation . . .
Administrative Orders . .
Civil Litigation (new) .
Criminal Litigation ....
n/a
**/ &
1,495
361
6
0
n/a
"/ a
592
380
7
0
n/a
**/ a
748
480
9
0
156
100
2
0
Enforcement Actions - UIC
Inspections ............
Notices of Violation . . .
Administrative Orders . .
Civil Ligation (new) ...
Criminal Liaation
67,481
n/a
146
12
0
56, 144
n/a
137
6
0
56 144
J W / A"*"*
n/a
137
6
0
0
0
0
Cumulative Outputs
PWS Primacy States
UIC Primacy States (full
and partial programs) ..
Designated Sole Source
Aquifers
Approved State Wellhead
Protection Programs
Water Quality Criteria
Human Health
55
36/6
58
26
108
55
36/6
69
34
108
55
37/6
80
42
118
0
1/0
11
8
10
4-9
-------
4-10
-------
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Pace
DRINKING WATER
RESEARCH AND DEVELOPMENT
Drinking Water Research 4-ll
-------
PROGRAM
DRINKING WATER
Drinking Water Research
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
$10,393.1 $11,186.2 $10,962.4 $10,904.7 $11,334.9
Drinking Water Research
Program & Research
Operations
Research & Development $11,324.6 $10,673.2 $9,151.3 $9,151.3 $8,317.2
TOTAL $21,717.7 $21,859.4 $20,113.7 $20,056.0 $19,652.1
TOTAL:
Program & Research
Operations
Research & Development
Drinking Water
Research
$10,393.1 $11,186.2 $10,962.4 $10,904.7 $11,334.9
$11,324.6 $10,673.2 $9,151.3 $9,151.3 $8,317.2
TOTAL $21,717.7 $21,859.4 $20,113.7 $20,056.0 $19,652.1
$430.2
$148.7
-$834.1 -$2,356.0
-$403.9 -$2.207.3
$430.2 $148.7
-$834.1 -$2,356.0
-$403.9 -$2,207.3
PERMANENT WORKYEARS
Drinking Water Research 164.2 171.2
TOTAL PERMANENT WORKYEARS 164.2 171.2
166.4
166.4
164.3
164.3
157.6
157.6
-6.7
-6.7
-13.6
-13.6
TOTAL WORKYEARS
Drinking Water Research
TOTAL WORKYEARS
170.8
170.8
171.2
171.2
166.4
166.4
164.3
164.3
157.6
157.6
-6.7
-6.7
-13.6
-13.6
4-11
-------
DRINKING WATER
Drinking Hater Research
Principal Outputs
1994; o Completion of pilot studies on ozone and its use in drinking water
treatment system
o Pharmacokinetics of bromodichloromethane research to develop a
physiologically based pharmacokinetic model for BDCM
o Develop/validate models for risk assessment comparative potencies
for cancer and non-cancer endpoints
o Final Report - Result of National Survey of Groundwater Viral
Pathogens
o Watershed Landscape Design for Aquatic, Terrestrial, and Groundwater
Improvements for Walnut Creek
1993; o Development and distribution of EPA-NET, a computer program which
simulates the propogation of contaminants in the drinking water
distribution system as a function of system hydraulics
o Final Report - Multiplication of Legionella in Amoebae and
assessment of strain virulence
o Finalization - Health Risk Assessments for VIB contaminants and
chlorine and chloramines.
o Toxicity of Dichloroacetec Acid Report on Health Effects research on
dose-response and mechanism of action DCA
o Preliminary environmental assessment of Walnut Creek, IA.
o Report on methods for delineating wellhead protection areas in
fractured bedrock. »
o Walnut .Creek Watershed: Description of Site, Observations, and
Protocols
o Assist in workgroup for the Phase VI-A Disinfection and Disinfection
By-Products rule which will be proposed for regulation.
1992; o Completion of Phase V Drinking Water Documents
o Participated in Phase VI-B workgroup for defining the next 25
chemicals to be regulated under the SDWA and develop the health risk
assessment documentation for these chemicals.
4-12
-------
Provided guidance on monitoring strategies for wellhead protection
areas.
Technical assistance rendered and report on research conducted on
the South American cholera epidemic.
Report on the reproductive and developmental effects of bromo- and
chloro acetic acids.
Status report on the Epidemiology Research Program, including a
report on the Iowa chlorine and bladder cancer study, and possible
future epidemiological studies on chloramination and ozonation.
Interim performance evaluation for ozone, chlorine dioxide,
and chloromines as alternative disinfectants.
Report on evaluation of a major test kit for analyses of lead in
drinking water
Report of disinfection by - product precursors by nanofiltration
Report on Numerical Codes for Delineating Wellhead Protection in
Agricultural Regions Based on the Assimilative Capacity Criterion.
4-13
-------
DRINKING WATER
Drinking Water Research
BUDGET REQUEST
1994 Budget Request
The Agency requests a total of $19,652,100 supported by 157.6 total
workyeare for 1993, of which $11,334,900 will be for the Program and Research
Operations appropriation and $8,317,200 will be for the Research and Development
appropriation. This represents an increase of $430,200 for the Program and
Research Operations appropriation, a decrease of $834,100 for the Research and
Development appropriation, and a decrease of 6.7 total workyears from 1992. The
increase to the Program and Research Operations appropriation reflects additional
personnel compensation and benefits (PC&B), and travel expenses associated with
funding ORD's staff of scientists, managers and support personnel in such areas
as quality assurance, extramural resource management, and high priority research.
The decrease for the Research and Development appropriation reflects a reduction
for nonpoint sources research which is partially offset by an increase for
drinking water pollution and disinfectants research. The decreases for the
Research and Development appropriation reflects the redirection of resources to
support Multimedia Program Element, a reduction relating to the transfer from the
Drinking Water Research to the Water Quality research program element part of the
cost of the Midwest Agricultural Surface/Subsurface Transport and Effects
Research (MASTER) program dealing with surface water quality research and the
elimination of Congressionally directed projects funded in 1993.
1993 Budget
The Agency is allocating a total of $20,056,000 supported by 164.3 total
workyears for this program element, of which $10,904,700 is from Program and
Research Operations appropriation and $9,151,300 is from the Research and
Development appropriation.
1992 Budget
The Agency obligated a total of $21,717,700 supported by 171.4 total
workyears for this program element, of which $10,393,100 was from Program and
Research Operations appropriation and $11,324,600 was from the Research and
Development appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
4-14
-------
NONPOINT SOURCE POLLUTION
1994 Program Request
Reports by the Office of Water, Science Advisory Board (SAB), the States,
and GAO have identified nonpoint source pollution (NFS) as the largest remaining
category of contamination threatening our nation's water quality, including
drinking water. NFS pollution is caused by agriculture, urban runoff,
atmospheric deposition, highway maintenance, hydromodification (stream
channelization, flood prevention, lake drainage), silviculture, construction
practices, land disposal activities, and mining. Current estimates assign 45
percent of the impaired estuarine area, 76 percent of the impaired lake area, and
65 percent of the impaired river miles to NFS causes. ORD research efforts on
NFS initially focus on agriculture since it is the largest NFS, affecting about
50 to 70 percent of the impaired surface waters. EPA and USGS
have also documented the high levels of pesticides found in drinking water wells
and aquifers.
ORD will continue research begun in 1992 to study the impact of
agricultural chemicals and management practices on the quality of groundwater and
surface water. Agrochemical contamination is a major source of concern because
of the threat to drinking water supplies and the potential for groundwater
contamination in the food/agricultural production process. The research project,
the Midwest Agriculture Surface/Subsurface Transport and Effects Research program
(MASTER) will be carried out in close cooperation with the USDA and USGS and is
part of the Water Quality Initiative for agricultural systems administered by
USDA. Researchers, using a watershed approach, will assess the impacts of
agricultural management practices including developing an improved understanding
of conditions under which agrochemicals move through the ground and surface
water. This work will provide policy and decision-makers with models, decision
aids, and assessment tools which will improve our ability to select the best
agricultural management practices to protect our water resources and support
rationally and environmentally compatible food, fiber, and timber production
policy development. A companion piece of this work focusing on surface water
aspects of the problem is funded under the Water Quality Research budget.
FY 1993 Program
ORD is studying the impact of agricultural contamination on the quality of
groundwater and drinking water supplies under the MASTER program. Researchers
are concentrating on an initial assessment of the environmental condition of the
Walnut Creek Experimental Watershed in Iowa. The assessment will identify what
is known about relating alternative agricultural management practices to ground
water and drinking water supplies in midwestern regions.
FY 1992 Accomplishments
The MASTER program was developed for the midwest and implementation was
initiated by a joint agreement among EPA, USDA, and the USGS. A peer-reviewed
research plan was developed and data collection and assessment studies were
started.
4-15
-------
DRINKING WATER POLLUTANTS AND DISINFECTION
1994 Program Request
The Drinking Water Pollutants and Disinfection Research Program is designed
to provide scientific and technical support to help EPA identify and regulate
drinking water contaminants and otherwise ensure the safety of our public water
supplies in cost effective ways. The SAB has identified drinking water
contaminants as one of those areas having the greatest risk to human health
because large populations are exposed directly to various agents, some of which
are highly toxic. The program conducts research on health effects, microbiology,
risk assessment, treatment technology, and chemical analytical methods.
Advances in science technology and risk assessment have indicated that
potentially adverse human health risks may be associated with disinfectants and
their by-products, and especially with the use of chlorine based compounds, the
most widely used disinfectant type. Because of increasing concerns over the
possible health risks associated with disinfectiqn, EPA has established an
standards setting agenda for disinfectants and disinfectant by-products (D/DBPs).
Furthermore, EPA is also under court order to issue regulations on some of these
D/DBPs by June of 1995. However, we lack the scientific data to promulgate
comprehensive and fully applicable regulations to guide public water supply users
on the use of alternative disinfectants. A long-term research program is crucial
before such regulations can be promulgated. Hence the 1995 regulations will only
be part of the problem. Thus, a stepped-up research program in 1994 is essential
to meet this regulatory time frame.
ORD will conduct research in support of this regulatory effort including
studies to determine the health risks associated with alternative disinfectants
such as ozone, chloramines, chlorine dioxide, disinfectant combinations, granular
activated carbon, and membrane filtration. The work will also allow us to
maximize feasibility/cost considerations based upon science facts. This is
important since costs of implementing alternative disinfections processes are
estimated at $2-3 billion.
As part of this effort, ORD will initiate research in comparative risk
modeling in order to be able to identify the risk tradeoff between safe microbial
levels and acceptable risks from exposures to D/DBPs. Better data on
disinfectant efficacy, by-product formation, health effects, risk assessment, and
control technology are required to allow a comprehensive assessment of the risks
associated with exposure to microbes versus toxic chemicals formed in the
disinfection process.
At present, there is a lack of pertinent microbiological and chemical risk
assessment data and methods. For example, data on viruses are sparse for surface
water and groundwater. The amount of pathogenic organisms (viruses, protozoans,
or cysts) that must be encountered to cause an infection is not well understood.
There are also significant uncertainties regarding alternative disinfectants
(other than chlorination) and their byproducts, such as how byproducts are formed
or controlled.
Under the SDWA, the Agency is required to establish Maximum Contaminant
4-16
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Level (MCL) and Maximum Contaminant Level Goals (MCLG) for drinking water
contaminants which may result in adverse health effects. ORD will continue to
conduct research to provide the scientific and technical support for these
regulations.
Research will be conducted to reduce or minimize risks through control
technology and alternate treatment. Data will also be developed on the hazards
and risks associated with these alternate treatments. For example, there is
increasing concern about the deterioration of water quality after the water
enters the distribution system and before it reaches the consumer. Alternative
disinfectants such as ozone may be very effective in reducing disinfection
(halogenated) by-product problems but may encourage regrowth of microorganisms
in the system. ORD will conduct research to help define the role of the
distribution system (including residual interactions with pipeline biofilm
kinetics) in contributing to the deterioration of water quality and to provide
guidance as to how to minimize quality deterioration in distribution systems.
1993 Program
Researchers are focusing on developing a better understanding of the health
risks from exposure to both microbes and disinfectants and to use this knowledge
in developing a quantitative comparison of the various levels of control
necessary to minimize these risks. Key activities center around research studies
to evaluate the formation of toxic substances within the distribution system
including microbes (biofilm formation) and the use of innovative technology such
as membranes to minimize risk as well as validate alternate treatment trains
(i.e., ozone plus chlorine and/or chloramine). Researchers are developing
analytical methods to standardize measurement of D/DBPs and their breakdown
products and various synthetic organic contaminants identified in vib.
In the areas of health effects research, researchers are conducting studies
to develop dose-response data on various pathogens such as Giardia and
Legionella. These studies are designed to evaluate both infectivity and
virulence. The studies are also being conducted to evaluate dose-response and
mechanism of action for dechloroacetic acids. Researchers are carrying out risk
assessment research which uses dose-response data from both microbes and
chemicals to design comparative risk models for trade off analysis. Specific
research will focus on the development of comparative potency assessments for
specific health effects/endpoints; cancer, non-cancer and microbial.
ORD is providing support for regulatory efforts such as the Groundwater
Disinfection Requirements (GWDR) and the development of MCLs and MCLGs for the
Phase VIB Chemical Contaminant Rule. ORD is developing toxicological, microbial',
and epidemiological data to determine the human health effects of contaminants
in public drinking water to support the preparation of health risk criteria
documents and the setting of MCLs by the Office of Water (OW). Under the GWDR,
public systems using ground water will be required to disinfect unless it can be
shown that the source water is not significantly vulnerable to virus or other
contamination. Currently, more than 50% of public systems using ground water do
not disinfect. Annual costs to implement the GWDR could range from $200 million
to $1 billion. ORD is developing data to better characterize virus fate and
transport through aquifer movement to enable OW to identify which systems are
4-17
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vulnerable to virus and other contamination. This work will both protect public
health by identifying vulnerable systems and avoid the imposition of unnecessary
disinfection costs and risks on other local water systems.
ORD is also developing technologies for detecting and removing contaminants
from public drinking water and distribution systems. The SDWA amendments mandate
the regulation of more than 125 compounds by 1994. ORD research is providing the
support necessary for the development and evaluation of detection and removal
technologies for many of these compounds.
Researchers are developing standardized analytical procedures for
determining contaminants in drinking water that are both technically and
economically feasible, and which meet laboratory analysis and on-site monitoring
needs. ORD carries out a quality assurance/quality control program to ensure the
quality of drinking water analytical data and provides quality control and
performance evaluation samples and calibration standards to Federal, State and
local laboratories.
Congressional Directives. A total of $575,000 is for the American Water
Works Association Research Foundation.
1992 Accomplishments
Major accomplishments include the development of test methods for zonated
by-products; validation of radiation research and methods; completion of an
interim performance evaluation for ozone, chlorine dioxide and chloramines;
development of final Health Risk Assessments for Phase V chemical contaminants;
development of occurrence data on Giardia and Cyptosponidium; completion of a
pilot study on ozonation and secondary treatment of chlorine/chloramine;
completed a cancer bioassay on health effects of dichloroacetic acids; completed
a risk assessment/risk characterization report on chlorine and chloramines; and
completed disinfection studies for characterizing inactivation of Hepatitis A.
GROUNDWATER
FY 1994 Program Request
EPA will conduct research to protect underground drinking water sources in
support of regulatory, enforcement, and management decisions required under the
SDWA. Such research is essential since groundwater is the source of drinking
water for 50 percent of the population as well as the water source for much of
the nation's agricultural production. Groundwater is a significant, yet poorly
understood, pathway for contamination of drinking water. Researchers will carry
out the work in four basic areas: prevention of subsurface contamination,
subsurface monitoring and characterization, and subsurface transport and
transformation, and remediation of subsurface contamination.
The research will primarily support two program areas, water wellhead
protection (WHP), and underground injection controls (UIC). EPA will carry out
. research to provide technical information to local wellhead protection managers
on the approaches available for identifying, assessing and managing the potential
4-18
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risks from different sources of contamination to wellhead water. Research will
also be conducted in support of the UIC regulatory program of OW. This work is
important since approximately 40 percent of the chemical waste generated in the
United States is disposed of by injection into the subsurface, and because there
are a number of unresolved scientific questions regarding the risks involved with
disposing of wastes through underground injection.
Researchers will complete field evaluation of models for predicting the
transport and fate of viruses in the subsurface; evaluation of the use of
drilling fluids for plugging abandoned wells; and basic studies on the sorption
and degradation of organic contaminants in the subsurface. Researcher will
continue to work on the development and evaluation of improved methods for
delineating wellhead protection areas; testing of new methods for evaluating
mechanical integrity of injection wells; development of monitoring network
designs for monitoring wellhead protection areas; development of decision support
systems for assessing the vulnerability of ground water to different potential
sources of contamination; and incorporating chemical and biological
transformation processes into models for predicting the fate and transport of
contaminants in the subsurface.
1993 Program
ORD is carrying out groundwater research in four basic areas: prevention
of subsurface contamination, subsurface monitoring and characterization, and
subsurface transport and transformation, and remediation of subsurface
contamination. Prevention of subsurface contamination research is centered in
two areas, wellhead protection and underground injection control methods. WHP
research concentrates on developing and evaluating improved methods for
delineation and management of wellhead protection areas. UIC research is
focused on evaluating technologies for closing of abandoned wells and determining
the mechanical integrity of injection wells. Subsurface characterization
research involves development of improved methods for monitoring WHP areas.
Subsurface transport and transformation research focuses on sorption,
biotransformation, facilitated transport, and other physical/chemical processes
such as hydrolysis which affect the fate and transport of organic chemicals and
viruses in the subsurface. Limited work is being initiated to develop and
evaluate bioindicators for determining the impact of man's activities on
subsurface microbial communities.
1992 Accomplishments
EPA completed a long-term research effort to develop a model for predicting the
transport of viruses in the soil. Researchers initiated wellhead protection work
to develop and evaluate improved delineation methods in Florida, Indiana, Kansas,
and Utah and completed five regional case studies on monitoring of wellhead
protection areas. They also completed chemical and biological processes research
on the role of facilitated transport and anaerobic transformations on the fate
and transport of contaminants in the subsurface. ORD testing of the oxygen
activation method for determining the mechanical integrity of injection wells
resulted in EPA approval of the method for determining water flow through
channels adjacent to the injection well bore.
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INNOVATIVE TECHNOLOGIES
1994 Program Request
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA will allocate 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds will be
used to support small businesses engaged in the development of equipment for
pollution abatement and control, and instrumentation for monitoring environmental
trends and conditions. Under this program, ORD will take advantage of unique
solutions to drinking water problems and other environmental issues that may be
offered by the private sector. Resources will be identified in the operating
plan and consolidated into the Multimedia Program Element once enactment occurs.
1993 Program
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA is allocating 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds are used
to support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD is able to take advantage of unique
solutions to drinking water related problems and other environmental issues that
may be offered by the private sector.
1992 Accomplishments
Resources and accomplishments supporting this program were budgeted in the
Multimedia program element for 1992.
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD's success in conducting
the quality science needed to assure that the Agency's decisions are
scientifically sound. The most critical part of ORD's infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Program and Research Operations appropriation funding for the
Drinking Water Research PE will be centralized within the infrastructure issue
to provide improved management for ORD's personnel compensation and benefits, and
travel costs associated with managing research programs.
1993 Program
ORD's current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD's workforce carries out
scientific programs in support of the Agency's mission.
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1992 Accomplishments
ORD funded its workyears in scientific support of the Agency's mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
4-21
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M
10
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
DRINKING WATER
ABATEMENT AND CONTROL
Criteria, Standards and Guidelines ................ 4-23
Drinking Water Implementation ................. 4-24
Drinking Water Criteria .................... 4-27
State Program Resource Assistance ................ 4-31
Public Water Systems Supervision Program Grants ........ 4-32
Underground Injection Control Program Grants ......... 4-34
Special Studies and Demonstrations .............. 4-36
Ground Water Protection ..................... 4-39
Ground Water Protection .................... 4-40
-------
DRINKING WATER
Drinking Water Criteria, Standards & Guidelines
ACTUAL
199Z
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Drinking Water
Implementation
Program & Research $13,888.5 $15,115.5 $15,066.0 $15,033.4 $16,735.8 $1,702.4 $1,620.3
Operat i ons
Abatement Control and $10,053.8 $11,229.8 $7,715.9 $8,678.8 $12,014.5 $3,335.7 $784.7
Compliance
TOTAL $23,942.3 $26,345.3 $22,781.9 $23.712.2 $28,750.3 $5,038.1 $2,405.0
Drinking Water Criteria
Program & Research $1,051.7 $1,211.4 $1,004.0 $1,004.5 $1,097.1 $92.6 -$114.3
Operations
Abatement Control and $850.1 $747.5 $383.1 $412.2 $770.8 $358.6 $23.3
Compliance
FIFRA Revolving Fund $75.4
TOTAL $1,977.2 $1,958.9 $1,387.1 $1,416.7 $1,867.9 $451.2 -$91.0
TOTAL:
Program & Research $14,940.2 $16,326.9 $16,070.0 $16,037.9 $17,832.9 $1,795.0 $1,506.0
Operations
Abatement Control and $10,903.9 $11,977.3 $8,099.0 $9,091.0 $12,785.3 $3,694.3 $808.0
Compliance
FIFRA Revolving Fund $75.4
Drinking Water TOTAL $25,919.5 $28,304.2 $24,169.0 $25,128.9 $30,618.2 $5,489.3 $2,314.0
Criteria, Standards &
Guidelines
PERMANENT WORKYEARS
Drinking Water
Implementation
Drinking Water Criteria
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Drinking Water
Implementation
Drinking Water Criteria
TOTAL WORKYEARS
220.9
14.6
235.5
236.4
14.6
251.0
251.8
15.5
267.3
251.8
15.5
267.3
250.5
15.2
265.7
250.5
15.2
265.7
250.5
15.2
265.7
250.5
15.2
265.7
263.5
15.2
278.7
263.5
15.2
278.7
13.0 11.7
-3
13.0 11.4
13.0 11.7
-3
13.0 11.4
4-23
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DRINKING WATER
Criteria, Standards & Guidelines
Budget Request
The Agency requests a total of $30,618.2 and 278.7 workyears for 1994, an
increase of $5,489,300 and 13.0 total workyears from 1993. Of this request,
$17,832,900 will be for the Program and Research Operations appropriation and
$12,785,300 for the Abatement, Control and Compliance appropriation. This
represents an increase of $1,795,000 for the Program and Research Operations
appropriation and $3,694,300 for the Abatement, Control and Compliance
appropr iat ion.
DRINKING WATER IMPLEMENTATION
1994 Program Request
The Agency requests a total of $28,750,300 and 263.5 total workyears for
1994, an increase of $5,038,100 and 13.0 total workyears from 1993. Of the
request, $16,735,800 will be for the Program and Research Operations
appropriation and $12,014,500 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $1,702,400 for the Program and
Research Operations appropriation and $3,335,700 for the Abatement, Control and
Compliance appropriation. The increased workyears will be directed at
developing, managing and overseeing the technical aspects of the new Drinking
Water State Revolving Fund. The increase in the Program and Research Operation
appropriation reflects increased personnel costs and the increase in the
Abatement, Control and Compliance appropriation supports new scientific data
collection and analysis work and modernization of the drinking water data system.
In 1994, EPA will continue to develop a stronger scientific basis for
identifying which contaminants need to be controlled and at what levels. The
Agency will place additional emphasis on development of an occurrence data base
and the analytical models used to determine which contaminants pose significant
health threats in geographically targeted areas. As EPA implements the mandate
of the Safe Drinking Water Act to promulgate an additional 25 contaminants every
three years, we want to be certain that the contaminants regulated pose the
greatest risk. EPA will also reevaluate the economic impact assessment models
and input assumptions, particularly financial and operating data, in order to
improve the economic cost/benefit analysis for future regulations. EPA will also
begin a triennial review of innovations in technology, as required by SDWA, and
will develop and initiate a process for discovering low cost/off-the-shelf
technology approaches to achieving various aspects of compliance (e.g. monitoring
and treatment). In 1994, EPA will publish the third drinking water priority list
and will re-propose the sulfate rule. A rule revising the Maximum Contaminant
Levels (MCL) for aldicarb, aldicarb sulfoxite and aldicarb sulfone will be
promulgated.
4-24
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In 1994, EPA will have completed all extension agreements and will be
continuing approval of primacy applications for Lead and Copper and Phase II
rules. EPA will be completing extension agreements for the remainder of the
states for Phase V and will be heavily involved in primacy application approvals.
As the Radionuclides rule is promulgated in spring 1993, work will begin on
training states and public water systems on the implementation, enforcement and
data reporting requirements for this rule.
Beginning in 1994, a Drinking Water State Revolving Fund ( DW-SRF) will be
established after enactment of authorizing language. The drinking water
implementation program will provide technical assistance for the development,
management and oversight of this fund. The fund will provide loans, through
state DW-SRF programs to help municipalities comply with Safe Drinking Water Act
requirements.
This data system will support initial screening for DW-SRF projects based
upon compliance. Additionally, in 1994 EPA will support a continuation of the
development of the new national data system which will provide the data necessary
to properly manage the drinking water program, including information on
compliance and enforcement. EPA will also work with states to modify the their
data systems to incorporate the new requirements while also considering system
implications of the upcoming new national data system. With the number of new
rules in place, Regions will conduct an increased number of data audits to
maintain or improve data quality.
A primary emphasis in 1994 will be strengthening implementation of the new
drinking water regulations. EPA will continue to provide assistance and guidance
support for Total Coliform and Surface Water Treatment Rule (SWTR) as well as
supporting newer regulations, such as the Lead and Copper treatment rule and
Phase II. Because of the number of contaminants regulated in 1994, and the
complexity of some of the regulations, EPA will work with the states to ensure
appropriate implementation of the Public Water System Supervision Program
Priority Guidance which identifies "must do" activities and provides states some
flexibility in addressing national program requirements. This is a short-term
response to enable states to build sufficient program capacity, with EPA's
support, to implement and enforce all aspects of all rules.
Requests by states and local water systems for training and technical
assistance are expected to accelerate. EPA will develop more innovative methods
for producing and distributing training materials. Technical assistance needs
for Lead and Copper will grow significantly in 1994 as the monitoring
requirements and corrosion control studies are developed. Although the primary
responsibility for these decisions falls on the states, EPA expects to provide
ongoing support to Regions and states because of the complex technical nature and
the need for tailored solutions specific to each system. Mobilization efforts
will move from generic subjects and issues and focus on specific identifiable
problems in targeted areas.
EPA will work with additional tribes, to offer implementation and technical
support, with the goal of these tribes achieving Treatment as a State (TAS)
status.
4-25
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1993 Program
In 1993, the Agency allocated a total of $23,712,200 and 250.5 total
workyears for this program, of which $15,033,400 was from the Program and
Research Operations appropriation and $8,678,800 was from the Abatement Control
and Compliance appropriation.
The program is working to promulgate the Phase V and the Radionuclide rules
and is proposing the arsenic, disinfectant/
disinfection by-products, Phase VIB, and ground water disinfection rules. In
addition, EPA is working to improve its scientific data base from which to
determine occurrence of contaminants and set exposure levels. The program is
undertaking a review of existing data, analytical methods, risk and economic
considerations to provide a more solid foundation for future regulations. In
response to Congressional directives, EPA is developing two reports to Congress.
The first one is a report on recommendations for reauthorization of the SDWA.
The second report examines the risks and costs of radon.
EPA is heavily involved with program implementation activities. Guidance
on Phase V implementation is being developed. Volume II of the Lead and Copper
Implementation Manual, which provides guidance for corrosion control, is being
finalized and published. EPA is developing guidance on new regulations and is
conducting training for Regions, states and public water systems on Surface Water
Treatment, Phase II, Phase V, and Lead and Copper Rules. EPA is also expanding
the current Federal data system to incorporate new requirements and continues
limited work on developing a new Federal system, as well as improving state data
systems.
The Agency is actively involved in tracking and evaluating filtration
decisions for the Surface Water Treatment Rule (SWTR), as well as evaluating
monitoring results from large and medium systems for the Lead and Copper Rule to
determine compliance. We are also negotiating extension agreements for the Lead
and Copper, Phase II and Phase V rules. The Agency is reviewing and approving
state primacy revision applications, with most of the workload for Total
Coliform, SWTR, Lead and Copper, and modest work for Phase II and Phase V rules.
Additionally, we are working with tribes to directly implement the drinking water
program and to assist in developing applications for Treatment as State
applications.
1992 Accomplishments
In 1992, the Agency allocated $23,942,300 supported by 236.4 total
workyears for this program, of which $13,888,500 is from the Salaries and Expense
Appropriation and $10,053,800 is from the Abatement, Control and Compliance
appropriation.
The program continued providing oversight to the primacy states by issuing
guidance and reviewing state regulations and primacy revision packages. All
states had adopted the Volatile Organic Chemical and Public Notice regulation;
46 states adopted the Surface Water Treatment Rule; 48 states adopted Total
Coliform Rule; 15 states adopted Phase II Rule; and 12 states adopted the Lead
and Copper Rule. EPA directly implemented essential activities, to assure at
4-26
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least minimal compliance with the new requirements, in primacy states with
approved time extensions, as well as in non-primacy states and on Indian lands.
Technical assistance was provided to the states on the lead testing protocol and
remedial action guidance for lead contaminated drinking water, and to ban lead
content plumbing supplies. The Agency focused on state implementation of the
filtration and disinfection requirements for surface water systems and the
revised total coliform standards. Improvements were made to the PWS data system
to expand and improve date entry and quality control.
EPA continued mobilization strategies and technology transfer activities
for states and water systems to build state capacity, promote institutional
changes, and encourage adoption of innovative technologies for small systems,
especially those systems which have had chronic compliance problems. Fourteen
states achieved increased funding through appropriations or user fees in the
amount of an additional $18,000,000 to support their state drinking water
programs.
DRINKING WATER CRITERIA
1994 Program Request
In 1994, the Agency requests a total of $1,867,900 supported by 15.2 total
workyears for this program of which $1,097,100 will be for the Program Research
Operations appropriation and $770,800 will be for the Abatement, Control, and
Compliance appropriation. This represents an increase of $92,600 in Program
Research Operations and $358,600 in the Abatement, Control, and Compliance
appropriations. This increase supports increased workforce costs.
EPA will continue to make progress on the review and development of
drinking water regulations under the Safe Drinking Water Act. Criteria
documents, Maximum Contaminant Level Goals (MCLGs) and health advisories will
support promulgation of final radionuclide National Primary Drinking Water
Regulations (NPDWRs) early in 1994. Additional work will focus on the review of
comments and the development of MCLGs, health criteria documents and risk
characterizations in support of the proposed arsenic NPDWR, the final sulfate
NPDWR, and the final Phase VI A (disinfectants and disinfection by-products) and
Phase VI B (other organic and inorganic contaminants) NPDWRs. A final decision
on whether to revise the fluoride regulation will be made, and, if appropriate,
work will start on the development of a proposed rulemaking for public comment.
As new information becomes available, other NPDWRs will be reviewed to determine
if revisions are warranted in accordance with the triennial review requirements
of the Safe Drinking Water Act. Work will continue to support Agency positions
in potential litigation on previously promulgated MCLs and MCLGs (e.g. aldicarb,
atrazine, nickel, and beryllium). The development of new revised health
advisories for unregulated drinking water contaminants will continue and the
program will also continue to take a lead role in the development of World Health
Organization drinking water guidelines.
In anticipation that ozonation will increase significantly as a result of
revised disinfection and disinfectant by-product (D/DBP) standards, work on
comprehensively assessing the health impacts and risks of ozone by-products will
4-27
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increase. Further, in recognition of the impact that relative source
contribution (RSC) assumptions have on current and future drinking water
standards, efforts to more precisely determine RSCs will be expanded. Work will
also continue on refining risk assessments and characterizations for complex
classes of drinking water contaminants such as D/DBPs, and radionuclides,
atrazine, and arsenic.
1993 Program
In 1993, the Agency is allocating $1,416,700 supported by 15.2 total
workyears for the program, of which $1,004,500 is from the Program and Research
Operations appropriation and $412,200 is from the Abatement, Control and
Compliance appropriation.
The Agency plans to simultaneously propose the Disinfectants/Disinfection
By-Product, Ground Water Disinfection (Phase VI A) and additional organic and
inorganic chemical contaminants from the Safe Drinking Water Act Priority List
(Phase VI B). Risk Assessments, health criteria documents and MCLGs are being
developed to support these proposed rules. Special emphasis is being given to
the ozonation by-product risk assessment in order to ensure that the Phase VI A
regulation does not increase the risk of disease from pathogens; i.e. disease
causing microorganisms.
MCLGs and health criteria documents are being developed to support the
final radionuclide and the proposed arsenic regulations. Additionally, a report
examining the relative risks and costs of controlling radon is being completed,
pursuant to the 1993 Appropriations Act.
In response to potential litigation, EPA is reviewing new information on
pesticides (aldicarb and atrazine) and metals (nickel and beryllium) to determine
whether this information will have an impact on the recently promulgated MCLGs.
The Agency is also reviewing the health basis for the fluoride standard to
determine whether this standard is still protective of human health. The Agency
continues actions to review and revise these risk assessment methodologies. The
revised methodologies will be used in developing current and future NPDWRs.
1992 Accomplishments
The Agency obligated a total $1,977,200 and 14.6 total workyears for this
program, of which $1,051,700 was from the Salaries and Expenses appropriation,
$850,100 was from the Abatement, Control, and Compliance appropriation, and
$75,400 was from the Registration and Expedited Processing Revolving Fund. Total
workyears included 13.6 from the Salaries and Expenses appropriation and 1.0 from
the Registration and Expedited Processing Revolving Fund.
In July 1992, the Agency published final Phase V NPDWRs, which include
MCLGs, and health criteria documents for 23 organic and inorganic chemical
contaminants. Work continued to support development of the
Disinfectant/Disinfection By-Product, Ground Water Disinfection Regulations
(Phase VI A) and additional organic and inorganic chemical contaminants from the
Safe Drinking Water Act Priority List (Phase VI B). EPA also developed MCLGs and
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health criteria documents for sulfates, arsenic, and radionuclide NPDWRs to be
proposed or promulgated in 1993 and 1994.
Health advisories provided information to states and local authorities on
health effects of unregulated drinking water contaminants. In 1992, the Agency
published.two books: Drinking Water Health Advisories for Inorganic. Pesticide.
and Organic Contaminants and Munitions. Vol. I. In addition, health advisories
were completed and/or reviewed for 14 other drinking water contaminants.
4-29
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4-30
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DRINKING WATER
Drinking Water State Program Resource Assistance
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 RED
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Public Water Systems
Supervision Program
Grants
Abatement Control and $50,027.8 $58,900.0 $58,864.9 $58,862.7 $58,900.0 $37.3
Conpl iance
TOTAL $50,027.8 $58,900.0 $58,864.9 $58,862.7 $58,900.0 $37.3
Underground Injection
Control Program Grants
Abatement Control and $10,546.5 $10,500.0 $10,480.3 $10,302.3 $10,500.0 $197.7
Coinpl iance
TOTAL $10,546.5 $10,500.0 $10,480.3 $10,302.3 $10.500.0 $197.7
Special Studies &
Demonstrations
Abatement Control and $6,050.0 $500.0 $4,500.0 $4,500.0 $500.0 -$4,000.0
Conpl iance
TOTAL $6,050.0 $500.0 $4,500.0 $4,500.0 $500.0 -$4,000.0
TOTAL
Abatement Control and $66,624.3 $69,900.0 $73,845.2 $73,665.0 $69,900.0 -$3,765.0
Compliance
Drinking Water State TOTAL $66,624.3 $69,900.0 $73,845.2 $73,665.0 $69,900.0 -$3,765.0
Program Resource
Assistance
4-31
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DRINKING WATER
State Program Resource Assistance
Budget Request
The Agency requests a total of $69,900,000 for 1994, representing a
decrease of $3,765,000 from 1993. All of the request will be for the Abatement,
Control and Compliance appropriation.
PUBLIC WATER SYSTEMS SUPERVISION PROGRAM GRANTS
1994 Program Request
The Agency requests a total of $58,900,000 for this program, all of which
will be for the Abatement, Control and Compliance appropriation. This represents
an increase of $37,300 from 1993, which reflects a restoration of 1993 program
reductions.
State workload will increase dramatically in 1994 as states deal with the
implementation requirements of the new regulations. In the short-term, states
will use the Public Water System Supervision (PWSS) Priority Guidance to
prioritize activities as they develop their program capabilities and develop
alternative funding mechanisms. Program priorities, project identification,
policies and guidance must also be established so that states will have
appropriate mechanisms in place to fund drinking water projects as expeditiously
as possible.
In 1994, many states will adopt rules and accept full responsibility for
the Lead and Copper Treatment, Phase II and Phase V rules. Many states will
request extensions for new rules, in particular, the Radionuclides and the Phase
V rule for those remaining states which did not adopt the rule. During the
extension period, the states will have limited implementation responsibilities
for the new rules, but will be undertaking the necessary technical,
administrative and/or legal changes to receive primacy. States will also be
heavily involved in implementing the Surface Water Treatment Rule (SWTR),
including making the remainder of the determinations for filtration and ground
water systems under the direct influence of surface water. The Lead and Copper
rule will require a large workload as corrosion control decisions must be made,
treatment determinations reached for large and medium systems and monitoring
results received for small systems.
Aggressive enforcement will continue for systems that must meet the
requirements of the SWTR. States will take enforcement actions against all
systems that do not meet the filtration deadline and any already filtered systems
that fail to meet the SWTR performance criteria.
These new SDWA regulatory requirements will place additional demands on the
states to provide outreach to public water systems, to provide increased training
and technical assistance, whether by simply answering technical questions on the
4-32
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telephone or making a system visit. Of particular concern will be small systems.
Given the sheer number of small systems, and their general lack of sophistication
and resources, states face the immense challenge of developing an approach that
will enable small systems to upgrade to meet the new requirements. This will
demand training, technical assistance, on-site visits and periodic phone calls
to work with small systems.
Also, state data systems must be adapted to handle data for all the new
contaminants. States without automated data systems will work to develop such
systems to handle the vast amounts of monitoring, violation and enforcement data
being generated. They will be working with EPA Regions to ensure compatibility
and provide for the automated transfer of data between the state system and the
current and future national systems.
1993 Program
The Agency is allocating a total of $58,862,700 for this program, all of
which will be from the Abatement, Control and Compliance appropriation. PWSS
grants support 55 state primacy programs and two state programs where EPA
directly implements the programs. PWSS grants also provide direct implementation
and program development for Indian tribes.
Several new drinking water regulations have been promulgated, including
Surface Water Treatment, Total Coliform, Volatile Organic Chemicals, Phase II and
Lead and Copper. Primacy states must adopt the legal and administrative
authorities to enforce these new requirements and provide assistance to drinking
water systems to comply with the new requirements. This includes upgrading
individual state data management systems, laboratory certification, on-site
evaluations and technical assistance, especially with respect to monitoring by
small systems, and compliance activities and enforcement actions.
States are working under negotiated extensions to build program capability
to adopt and implement the Total Coliform, Surface Water Treatment, Lead and
Copper and Phase II rules. These rules are complex and states are struggling to
meet all the requirements within the given time frames. In December 1992, the
two-year extensions for Total Coliform and SWTR expired and states should have
rules in place to assume full responsibility for these two rules. As systems
become more familiar with Total Coliform, EPA expects a constant but lower
workload for the states. For SWTR, however, the workload remains heavy.
Initially, the decisions were made on which surface water systems would have to
put filtration in place. Now a portion of the determinations on which ground
water systems are under the direct influence of surface water are being made.
This information will be needed for future filtration decisions.
States are also confronting the need to increase their enforcement efforts
as the number of contaminants regulated increases and system noncompliance
escalates. By June 1993, surface water systems required to filter must have
their filtration system in place. In addition, systems already filtering must
meet the stiffer performance criteria under SWTR. The enforcement workload for
this one rule alone will be burdensome. States must also evaluate monitoring
data from large and medium systems for the Lead and Copper Treatment rule and
enforce against systems failing to monitor.
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Many primacy states are experiencing difficulty in establishing capable
program to implement the new requirements and are facing serious funding
shortfalls. States will continue to work with EPA to implement the Public Water
Supply Supervision (PWSS) Priority Guidance which identifies "must do" activities
and provides some flexibility in addressing program requirements. Current EPA
estimates are that at states are facing a shortfall of about $200,000,000
annually between available and needed resources. EPA is working with states to
develop alternative financing programs, promoting mobilization and technology
transfer and exploring low cost technology options.
1992 Accomplishments
In 1992, the Agency allocated a total of $50,027,800 for this program, all
of which is from the Abatement, Control and Compliance appropriation.
Public water system grants continued to support 55 state primacy programs,
two EPA direct implementation programs and programs on Indian lands. Grant funds
provided for laboratory certification, on-site evaluations and technical
assistance, sanitary surveys and compliance and enforcement actions. States and
EPA assisted communities and systems affected by continuing incidences of
contamination threatening public health. Systems in violation of National
Primacy Drinking Water Regulations either received technical assistance to bring
them into compliance or were placed on formal compliance schedules.
States supervised compliance with drinking water regulations, revised their
legal authorities to accommodate new regulations, expanded state staff and
laboratory capability to meet new requirements and continued an emphasis on
compliance. EPA assisted approximately 46 states toward adoption of new
requirements for SWTR, 48 states with Total Coliform, 15 states with Phase II and
12 states with Lead and Copper. States were heavily involved in evaluating
public water systems and determining filtration requirements.
States aggressively pursued legislative and institutional changes to help
enable them to gain additional resources and address small system problems.
Fourteen states received additional resources as a result of these efforts and
numerous states sought legal authority to ensure that small systems would have
the technical, financial and management requirements to ensure viable programs.
UNDERGROUND INJECTION CONTROL PROGRAM GRANTS
1994 Program Request
The Agency requests a total of $10,500,000 for this program, all of which
will be for the Abatement, Control and Compliance appropriation. This represents
an increase of $197,700 from 1993, which restores the grant reduction in 1993.
Underground Injection Control (UIC) grants will continue to support
programs to protect underground sources of drinking water (USDW) from
contamination through underground injection in all 57 states and territories, as
well as on Indian lands. Where states and Indian tribal authorities have failed
4-34
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to assume UIC primacy, EPA will use grant allotments to support direct
implementation of Federal UIC requirements.
In addition to basic program operations, states and Regions will focus
their attention on locating and assessing priority shallow injection wells,
especially Class IV wells and endangering Class V wells. Examples include some
industrial, storm and agriculture drainage wells, automobile service station
wells and injection wells located in proximity to drinking water wells. These
pose the highest risk to the public and will require immediate closure. States
will continue to emphasize outreach activities and efforts to encourage local
jurisdictions to help in addressing the shallow injection well problem. States
will undertake increased enforcement actions, particularly for shallow wells,
including expediting remedial actions and obtaining higher penalties.
In 1994, the Agency will promulgate revisions to the regulations on oil and
gas injection wells (Class II) and a new regulation covering shallow injection
wells (Class V). Primacy states will have 270 days to adopt these new
regulations. They will submit state primacy revisions for review and approval
by EPA. It is estimated that many of the states will experience difficulty
adopting the new regulations on shallow injection wells and will negotiate time
extensions with the Regions.
1993 Program
In 1993, the Agency is allocating a total of $10,302,300 for this program,
all of which is from the Abatement, Control and Compliance appropriation.
UIC grants support 41 primacy states, 35 full and 6 partial. EPA is
responsible for direct implementation in the remaining states and Indian land
programs, 16 full and 6 partial programs plus the Osage Reservation, and uses
grant resources to support direct implementation of Federal UIC requirements.
Primacy states and EPA are responsible for making new permit
determinations, evaluating appeals on previous denials, and reviewing
applications to modify existing permits, including hazardous waste Class I well
petitions. The states and Regions supervise injection practices in the field by
witnessing mechanical integrity tests, inspecting and reviewing plugged and
abandoned injection wells, reviewing well records, and tracking compliance with
regulatory requirements and permit conditions.
The Agency is proposing regulations on shallow injection wells in 1993,
which for'the first time will limit the injection of wastes. States and Regions
continue to focus their efforts on locating and assessing priority shallow
injection wells, especially storm drainage and agriculture drainage wells and
those wells which are in proximity to drinking water wells and pose the highest
risk to the public. When Class IV wells are located or Class V wells that
endanger underground sources of drinking water or sensitive ecosystems, states
and Regions require immediate closure. States and Regions are targeting priority
enforcement efforts against violations of shallow well requirements. They are
also emphasizing outreach activities and efforts to encourage local jurisdictions
to help in addressing the shallow injection well problems.
4-35
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1992 Accomplishments
In 1992, the Agency obligated a. total of $10,546,500 for this program, all
of which was from the Abatement, Control and Compliance appropriation.
States and Regions continued to issue or deny new permits, evaluate appeals
on previous denials, and review applications to modify existing permits,
including hazardous waste Class I well petitions. In assuring that permit
conditions were being met, the states and Regions continued to review monthly,
quarterly, and annual reports from operators and conducted inspections. The
states and Regions continued to supervise injection practices in the field by
witnessing mechanical integrity tests, inspecting and reviewing plugged and
abandoned injection wells, reviewing well records, and tracking compliance with
regulatory requirements and permit conditions. Grant funds also supported
technical assistance to operators, maintained well inventory data, and supported
regulatory changes to accommodate new EPA requirements and guidelines. The
states continued to implement the enforcement role through field presence and by
initiating appropriate enforcement actions.
States and Regions initiated programs to address contamination problems
from shallow injection wells which threaten underground sources of drinking
water. Contaminants such as benzene, organic solvents, and
other toxic chemicals, which pose known health and environmental threats, are
found in fluids injected in these wells.
Administrative Orders (AOs) and/or legal actions were initiated by state
programs against owners and operators in violation of UIC regulatory
requirements. This included preparing public notification of violation and
intent to issue AOs, and conducting public hearings.
The states and EPA completed 13,584 permit determinations for new and
existing wells and conducted evaluations to determine if permit requirements were
being met. In addition, 37,080 mechanical integrity tests were conducted to
ensure the integrity of wells. The states and EPA also focused on compliance
activities through increased field inspections and enforcement actions. Other
activities included the review of monitoring reports and maintenance of inventory
data.
SPECIAL STUDIES AND DEMONSTRATIONS
1994 Program Request
The Agency requests a total of $500,000 for this program, all of which will
be from the Abatement, Control and Compliance appropriation. This represents a
decrease of $4,000,000 from 1993. This decrease reflects the Agency's effort to
achieve maximum leverage with limited resources and the belief that the recipient
organizations can and should secure additional funding through organizational
dues, training fees and other mechanisms.
In 1994, EPA will continue to fund organizations that address the problems
of small rural community water systems. Through training and technical
4-36
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assistance, small rural communities will have improved operational, technical and
financial capabilities for operating their drinking water systems. The NRWA
grant will provide funding for 47 state non-profit associations to provide
operator training and technical assistance. The RCAP grant will provide funding
for compliance training and technical and managerial assistance in support of
systems and community decision-makers. Through another grant to NRWA, EPA will
promote the Wellhead Protection program by funding training and technical
assistance to 100 communities to establish local wellhead protection programs.
1993 Program
In 1993, the Agency is allocating a total of $4,500,000 for this program,
all of which is from the Abatement, Control and Compliance appropriation. These
funds provide $3,800,000 to the National Rural Water Association (NRWA), and
$700,000 to the Rural Community Assistance Program (RCAP).
EPA provides technical assistance and training to small rural community
water systems through grants to the National Rural Water Association (NRWA) and
the national Rural Community Assistance Program (RCAP). These grants promote
small system compliance by helping owners and operators enhance their system's
physical, financial and managerial infrastructure and operation. In 1993,
systems in 48 States will be served by 46 state NRWA associations. The six
regional RCAP affiliates serve 26 states.
Congressional Directives. A total of $4,000,000 is for Congressionally
directed projects with the National Rural Water Association and the Rural
Community Assistance Program.
1992 Accomplishments
In 1992, the Agency obligated a total of $6,050,000 for these programs, all
of which was from the Abatement, Control and Compliance appropriation. These
funds included $700,000 for the RCAP to foster small system compliance; $300,000
to NETA; $3,800,000 to the NRWA to provide training and technical assistance to
support small system compliance and $1,250,000 to the American Water Works
Association Research Foundation to support development of drinking water
regulations.
In 1992, the NRWA and its 46 state affiliates conducted a total of 792
technical assistance and training sessions including: 472 technical training
sessions; 201 jointly sponsored specialized training sessions with other state
and Federal agencies; and 119 SOWA training sessions. In addition, NRWA
affiliates provided a total of 13,102 hours of on-site technical assistance to
address individual rural water system problems related to compliance, operations
and maintenance, finance and management.
In 1992, the RCAP provided community-specific training and compliance
assistance to small system owners, operators and community leaders in 128 small
rural communities in 24 states and Puerto Rico. Assistance included diagnosing
compliance problems and identifying solutions, compliance training, developing
institutional capacity to meet compliance standards, conducting watershed
4-37
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surveys, consolidating or restructuring current water
establishing and maintaining responsible financial and mana
assisting in properly operating and maintaining systems aft
compliance. RCAP also assisted specific state and local regu
identified problems and needs. RCAP published 18 new issu
Water Bulletin and distributed 7,000 copies to small sys
governing board members, and worked with the National Tra
state training coalitions in providing regulatory training
In 1992, NETA completed the state regulatory users p<
Regulations Compliance Training Project. The Regulator'
National Primary and Secondary Drinking Water Regulations
reference on all the maximum contaminant levels of the SOW.
seven study aid modules include the Introduction to the
Contamination Control act. Surface Water Treatment Rule. Tj
Lead and Copper Rule. Chemical Rules. Transient Non-Corona
Regulations, and the Compliance and Enforcement Under the
Act. Each module consists of a video tape highlighting
information and a learner's guide that provides concise but c
the subject along with activities to reinforce the learning
books and modules were distributed to state and local regula
environmental training centers, the National Training Coali
affiliates, and to trainers upon request. Also, NETA began tt
of study aids and developed educational materials for the Surl
Rule and the Lead and Copper Rule.
A field test of a new and unique EPA-developed computer
by the American Hater Works Association Research Foundation.
levels of virus contamination in vulnerable ground waters. Ti
be used to calculate disinfection requirements for the develc
water disinfection rule.
ply services,
it systems, and
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4-38
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DRINKING WATER
GroundUater Protection
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Ground-Water Protection
- FIFRA Fund
Program & Research $12,791.5 $14,225.5 $14,429.9 $14,412.5 $13,666.8 -$745.7 -$558.7
Operations
Abatement Control and $8,306.4 $6,236.5 $6,031.7 $6,010.1 $3,183.2 -$2,826.9 -$3,053.3
Conpliftnce
FIFRA Revolving Fund $74.3
TOTAL $21.172.2 $20,462.0 $20,461.6 $20,422.6 $16,850.0 -$3.572.6 -$3,612.0
TOTAL:
Program & Research $12,791.5 $14,225.5 $14,429.9 $14,412.5 $13,666.8 -$745.7 -$558.7
Operations
Abatement Control and $8,306.4 $6,236.5 $6,031.7 $6,010.1 $3,183.2 -$2,826.9 -$3,053.3
Conpliflnce
FIFRA Revolving Fund $74.3
Ground-Water TOTAL $21,172.2 $20,462.0 $20,461.6 $20,422.6 $16,850.0 -$3,572.6 -$3,612.0
Protection
PERMANENT WORKYEARS
Ground-Water Protection 229.9 252.0 249.9 249.9 221.9 -28.0 -30.1
- FIFRA Fund
TOTAL PERMANENT WORKYEARS 229.9 252.0 249.9 249.9 221.9 -28.0 -30.1
TOTAL WORKYEARS
Ground-Water Protection 240.0 252.0 249.9 249.9 221.9 -28.0 -30.1
- FIFRA Fund
TOTAL WORKYEARS 240.0 252.0 249.9 249.9 221.9 -28.0 -30.1
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DRINKING WATER
Groundwater Protection
Budget Request
The Agency requests a total of $16,850,000, and 221.9 total workyears for
1994, a decrease of $3,572,600 and 28.0 total workyears from 1993. Of the
request, $13,666,800 will be for the Program and Research Operations
appropriation and $3,183,200 will be for the Abatement, Control and Compliance
appropriation. This represents a decrease of $745,700 in the Program and
Research Operations appropriation, and a decrease of $2,826,900 in the Abatement,
Control and Compliance appropriation.
GROUND WATER PROTECTION
1994 Program Request
The Agency requests a total of $16,850,000, and 221.9 total workyears for
this program, of which $13,666,800 will be for the Program and Research
Operations appropriation and $3,183,200 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease of $745,700 for Program and
Research Operations, a decrease of $2,826,900 for Abatement, Control and
Compliance and a decrease of 28.0 total workyears. The decrease in Program and
Research Operations reflects decreased personnel costs associated with the
reduction in the oversight of state Underground Injection Control (UIC) programs.
The decrease also reflects an elimination of coordination for Comprehensive State
Ground Water Protection Programs (CSGWPP) across all EPA programs that impact
ground water, as well as with other Federal agencies, while maintaining limited
support for state efforts. The decrease in Abatement, control and Compliance
represents the completion of Congressionally-directed activities for the Spokane
Aquifer, the algae crisis in West Maui, the National Rural Water Association's
programs for ground water protection, the Calumet Lake Groundwater Study and
support for public information in the UIC program.
EPA will respond to specific state concerns as they develop and implement
their Comprehensive State Ground Water Protection Programs (CSGWPP). EPA will
issue two of the six guidance documents which cover the strategic activities of
a CSGWPP. In 1994, EPA will continue to emphasize the importance of Wellhead
Protection Programs (WHP) for pollution prevention. EPA expects to approve eight
additional state WHPs, bringing the total to 42. Emphasis in the WHP is shifting
from state program approvals to providing technical assistance for the
implementation of local WHPs. EPA will continue to promote the program by
developing guidance addressing technical issues, pollution prevention in wellhead
programs, and by transferring the information gained from earlier WHP projects.
In 1994, new UIC regulations will be promulgated for the management of
Class V shallow injection wells as well as revisions to the regulatory controls
for Class II oil and gas related injection wells. Primacy states will have 270
4-40
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days to adopt these new regulations. EPA will begin working with states to adopt
the new rules. It is estimated that many of the states will experience
difficulty adopting the new regulations on shallow injection wells and will
negotiate time extensions with EPA.
EPA will continue to conduct data integrity audits to gauge state progress
in implementing recommended changes for data management systems. EPA will also
provide technical assistance to selected states for upgrading data management
systems to incorporate the new regulations. The Agency will continue UIC program
oversight responsibilities by negotiating workplans with UIC primacy states,
awarding UIC grants, providing technical assistance and conducting UIC program
evaluations. This program will coordinate with the RCRA program in the
development of hazardous waste rules and the implementation of those rules at
injection well operations.
In the 23 non-primacy UIC programs, EPA will be directly responsible for
all aspects of the program including inspections, reporting and data
verification, compliance reviews and education and outreach to the regulated
community. The Regions will aggressively involve the regulated community,
apprising them of their responsibilities under the new regulations, and
monitoring and tracking their compliance efforts. In a similar fashion, the
Regions will assist Indian tribes in implementation of these program changes and
requirements.
1993 Program
The Agency is allocating a total of $20,422,600 supported by 249.9 total
workyears for this program, of which $14,412,500 is from the Program and Research
Operations appropriation and $6,010,100 is from the Abatement, Control and
Compliance appropriation.
EPA is providing assistance to states in the development and implementation
of Comprehensive State Ground Water Protection Programs (CSGWPP). EPA issued the
final national guidance for CSGWPPs, which defines the six strategic activities
of a CSGWPP and identifies adequacy criteria. The Agency is also working to
provide greater integration and consistency within its ground-water related
programs, as well as with other Federal Agencies' programs, to facilitate
comprehensive protection at the state level.
The Agency continues to assist states in their development and
implementation of Wellhead Protection Programs (WHP) and expects to approve 8
additional state programs in 1993. EPA continues to promote the program by
issuing guidance addressing technical considerations involved in WHPs, including
delineating wellhead protection areas and inventorying sources of contamination.
EPA is continuing to improve the collection and accessibility of ground-
water information. The Agency is issuing guidance for the collection of data for
national and state ground-water environmental indicators. EPA is developing and
implementing policies on cross-program integration of ground-water data, and is
promoting state use of Geographic Information Systems (CIS) as a priority setting
and decision making tool for state and local officials.
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EPA is continuing management, oversight and tracking responsibilities for
the Underground Injection Control (UIC) program, including securing the closure
of shallow injection wells which endanger ground water. The Agency oversees UIC
programs in 41 primacy states (35 full and 6 partial) and directly implements
Federal programs in states and on Indian lands which do not have primacy (16 full
and 6 partial, plus the Osage Reservation). The Agency is proposing revisions
to the regulations on oil and gas injection wells (Class II) and a new regulation
covering shallow injection wells (Class V).
Congressional Directives; A total of $2,800,000 from the Abatement, Control
and Compliance appropriation is for the Congressionally directed projects on the
Spokane Aquifer, for the algae crisis in West Maui, to fund the National Rural
Water Association's programs for ground water protection, to fund the Calumet
Lake Groundwater Study and to support public information in the UIC program.
1992 Accomplishments
In 1992, the Agency obligated a total of $21,172,200 supported by 240.0
total workyears for this program, of which $12,791,500 was from the Salaries and
Expenses appropriation, $8,306,400 was from the Abatement, Control and Compliance
appropriation and $74,300 was from the Registration and Expedited Processing
Revolving Fund. Total workyears included 239.0 from the Salaries and Expenses
appropriation and 1.0 from the Registration and Expedited Processing Revolving
Fund.
In 1992, EPA conducted roundtables with the states and Federal agencies and
provided assistance to states in the development of Comprehensive State Ground
Water Protection Programs (CSGWPP). EPA issued the draft national guidance for
CSGWPPs, and provided assistance, including mapping of aquifer systems,
conducting resource assessments, developing source control strategies, and
determining vulnerability characteristics. EPA developed and began implementing
policies on cross-program integration of ground-water data and promoting the use
of GIS.
The Agency continued to assist states in their development and
implementation of wellhead protection (WHP) programs. EPA approved an additional
9 state WHP programs during 1992, bringing the total to 26. EPA also promoted
the program by funding local WHP demonstration projects. EPA maintained its
efforts in Sole Source Aquifer (SSA) designations. The Agency continued to
review projects financially assisted by the Federal government on or near
designated SSAs.
EPA continued to directly implement 23 Federal UIC programs, 16 full and
6 partial plus the Osage Reservation, in states and on Indian lands which do not
have primacy. Direct implementation activities focused on making permit
determinations as well as ensuring adherence to permit conditions and other
regulatory requirements by conducting field inspections, witnessing mechanical
integrity tests, and reviewing well record reports. The Agency continued to
review primacy applications, and provide guidance and grants as appropriate. EPA
4-42
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provided technical assistance to primacy states and ensured that the programs
continued to meet the minimum regulatory requirements.
For activities related to the 1988 FIFRA amendments, 1.0 workyears
supported hydrogeological and related technical assistance in the pesticide
registration process.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
f Contents
Pace
DRINKING WATER
ENFORCEMENT
Drinking Water Enforcement .................... 4-45
Drinking Water Enforcement .................. 4-46
-------
DRINKING UATER
Drinking Uater Enforcement
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 RED 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Drinking Water
Enforcement
Program & Research $4,892.7 $6,156.3 $6,054.1 $6,051.2 $6,680.4 $629.2 $524.1
Abatement Control and $66.8 $20.1 $149.1 $129.0 $149.1
Compliance
TOTAL $4,892.7 $6,156.3 $6,120.9 $6,071.3 $6,829.5 $758.2 $673.2
TOTAL:
Program A Research $4,892.7 $6,156.3 $6,054.1 $6,051.2 $6,680.4 $629.2 $524.1
Operations
Abatement Control and $66.8 $20.1 $149.1 $129.0 $149.1
Compliance
Drinking Water TOTAL $4,892.7 $6,156.3 $6,120.9 $6,071.3 $6,829.5 $758.2 $673.2
Enforcement
PERMANENT UORICYEARS
Drinking Uater
Enforcement
TOTAL PERMANENT WORKYEARS
TOTAL UORICYEARS
Drinking Water
Enforcement
TOTAL UORICYEARS
91.7
91.7
96.6
96.6
109.9
109.9
109.9
109.9
109.8
109.8
109.8
109.8
109.8
109.8
109.8
109.8
109.8
109.8
109.8
109.8
-1
-1
-1
-1
4-45
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DRINKING WATER
Enforcement
Budget Request
The Agency requests a total of $6,829,500 and 109.8 total workyears for
1994, an increase of $758,200 from 1993. Of the request, $6,680,400 will be for
the Program and Research Operations appropriation and $149,100 will be for
Abatement, Control and Compliance appropriation. This represents an increase of
$629,200 for the Program and Research Operations appropriation and $129,000 for
the Abatement, Control and Compliance appropriation.
DRINKING WATER ENFORCEMENT
1994 Program Request
The Agency requests a total of $6,829,500 and 109.8 total workyears for
1994, an increase of $758,200 from 1993. Of the request, $6,680,400 will be for
the Program and Research Operations appropriation and $149,100 will be for
Abatement, Control and Compliance appropriation. This represents an increase of
$629,200 for the Program and Research Operations appropriation and $129,000 for
the Abatement, Control and Compliance appropriation, both of which support
increased personnel costs and administrative expenses. Although no workyears are
increased, the program emphasis is shifting from technical assistance and support
to one of increased enforcement presence and actions.
In 1994 EPA will seek improved compliance across all systems. EPA will
place priority on regulations that reduce the risks of acute health effects from
drinking water contaminants; this includes Total Coliform and nitrates. EPA will
also enforce the monitoring and reporting requirements of the complex Lead and
Copper rule against medium-sized systems (serving from 3,300 to 50,000 people)
and begin equivalent enforcement against small systems (those serving less than
3,300 people). EPA will continue to provide Federal enforcement for specific
rules where the state has obtained a time extension for adoption.
A very resource-intensive activity in 1994 will be enforcing the Surface
Water Treatment Rule (SWTR). Approximately 1,330 systems, including many large
cities, are expected to miss the June 1993, deadline that requires previously
unfiltered surface water systems to have installed treatment. EPA will ensure
that enforcement actions are pursued wherever the state does not have primary
enforcement authority or whenever the state does not take timely or appropriate
enforcement action. EPA will also issue enforcement actions against previously
filtered systems which do not meet the new, more stringent standards and a state
either cannot or will not take enforcement actions.
EPA will achieve a significant increase in the number of administrative
enforcement actions (Notices of Violations, Administrative Orders and complaints
for penalty). Effective use of Section 1431 orders which are used in situations
of imminent and substantial endangerment will be a priority. EPA will also
4-46
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pursue Department of Justice (OOJ) referrals for an increased number of civil
cases.
The national data system will be adapted to include reporting for
contaminants covered under the Radionuclides rule. Efforts to improve data
quality will continue by working with Regions and states to ensure full and
accurate reporting of violations and enforcement actions. Data verification
audits will continue along with follow-up activities to insure that
recommendations are being implemented.
The priorities for the underground injection control (UIC) enforcement
program in 1994 will continue to reflect a focus on controlling injection in the
high-priority Class V wells. Emphasis will shift from enforcement actions
against Class II oil and gas injection wells toward Class V shallow injection
wells. The UIC program will implement a second round of national orders against
major oil companies with Class V injection wells at company-owned service
stations. In addition, EPA will coordinate efforts with the Office of Federal
Facilities Enforcement to identify UIC violations at federally owned or operated
facilities and investigate the necessity for closure of Class V wells not in
compliance with UIC regulations. Where EPA has direct implementation
responsibilities we will take enforcement actions, as well as in primacy states
when they fail to take timely and appropriate action.
1993 Program
The Agency is allocating a total of $6,071,300 supported by 109.8 total
workyears for this program, of which $6,051,200 is from the Program and Research
Operations appropriation and $20,100 is from the Abatement, Control and
Compliance appropriation.
EPA is working with states to adopt new enforcement authorities and
establish programs to carry out new requirements. The Agency is focusing
enforcement attention on state efforts to implement the SWTR and Total Coliform
(TC) rules. In 1993 we are beginning implementation of the Lead and Copper and
Phase II standards and are negotiating time extension agreements to allow primacy
states time to build additional program capability. In the interim, EPA is
enforcing against violations of the new requirements. For nonprimacy states and
Indian tribes, the Agency is implementing all new requirements for the SWTR, TC,
Lead and Copper and Phase II regulations.
Given the large increase in program requirements and costs, some states are
considering withdrawing as the primary enforcement agent of their drinking water
program. If this happens, implementation and enforcement of existing as well
as new program requirements will be thrust upon EPA. EPA is developing a
contingency plan to address this situation, but if it occurs EPA will have a very
difficult time running a state program and will focus on addressing minimum
requirements, including enforcement.
We are working to improve the existing data system since compliance
assessment will depend to a large extent on monitoring data collected from
drinking water systems. The expanding universe of drinking water systems and the
large increase in the number of contaminants analyzed make an efficient data
4-47
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system imperative. Similarly, quality assurance of data is necessary to ensure
the reliability of the data and thus increase confidence in the system.
In the UIC program, EPA is accelerating activities to enforce against
violations of shallow injection well requirements. The Agency is targeting
priority enforcement at shallow wells endangering underground sources of drinking
water and sensitive ecosystems. To determine compliance, the Agency is
continuing to ensure testing for mechanical integrity and reviewing and approving
permit requirements and applications for oil and gas, mining and shallow
injection wells. The monitoring of deep disposal wells also continues in order
to adequately provide for protection of underground sources of drinking water.
EPA is developing additional management tools to promote effective,
consistent enforcement actions. EPA is developing guidance and pursuing multi-
media opportunities, encouraging the use of section 1431 emergency powers, and
stepping in with federal enforcement where states are not willing or able to take
appropriate actions.
1992 Accomplishments
In 1992, the Agency allocated a total of $4,892,700 supported by 96.9 total
workyears for this program, all of which was from the Salaries and Expenses
appropriat ion.
The focus of the drinking water enforcement program remained on systems
that were significant noncompliers (SNC), defined on the basis of relative risk
to human health posed by different kinds of violations of the National Primary
Drinking Water Regulations (NPDWRs). While SNCs are the first enforcement
priority, all systems in violation were subject to enforcement action,
particularly those systems about to become SNCs or causing a public health
threat. EPA issued administrative orders (AOs) or initiated court actions when
states failed to do so. In addition, the Agency conducted administrative
hearings and assessed penalties for AO noncompliance.
Federal enforcement efforts in 1992 increased significantly. In 1992 PWSS
program, EPA issued 539 proposed administrative orders, 352 final administrative
orders, 9 emergency orders, 13 civil referrals and 32 complaint for penalty
orders. In the UIC program, 1992 was also a strong year, with settlement of the
5X28 precedent setting case which issued AOs against ten major oil companies.
The UIC program obtained its first felony conviction. The Regions issued 145
proposed administrative orders, 77 final administrative orders, 12 civil
referrals and assessed $241,515 in penalties. The Agency also conducted 12 data
audits and uncovered a wide variety of problems on both reporting data into the
data system as well as interpreting the rule and understanding how and what to
report.
4-48
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
HAZARDOUS WASTE 5-1
RESEARCH AND DEVELOPMENT
Hazardous Waste Research 5-11
ABATEMENT AND CONTROL
Waste Management Regulations, Guidelines and Policies 5-25
Regulations, Guidelines and Policies - Hazardous Waste .... 5-27
Regulations, Guidelines and Policies - Air and Radiation . . . 5-30
Regulations, Guidelines and Policies - Water 5-30
Regulations, Guidelines & Policies - Underground Storage Tanks 5-31
Financial Assistance 5-35
Hazardous Waste Management Financial Assistance to States . . . 5-36
Underground Storage Tanks State Grants 5-39
Hazardous Waste Management Strategies Implementation 5-41
Hazardous Waste Management Strategies Implementation 5-42
Emergency Planning/Community Right-to-know - Title III 5-45
ENFORCEMENT
Hazardous Waste Enforcement 5-51
Hazardous Waste Enforcement 5-52
-------
APPROPRIATION
HAZARDOUS WASTE
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REO
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
Oil Spills Trust Fund
TOTAL, Hazardous Waste
$94,436.3 $106,440.0 $99,127.8 $98,832.4 $101,274.4 $2,442.0 -$5,165.6
$196,907.0 $211,303.0 $184,653.3 $187,435.3 $200,442.1 $13,006.8 -$10,860.9
$33,980.8 $24,344.1 $26,166.4 $26,166.4 $18,746.6 -$7,419.8 -$5,597.5
$2,564.8 $2,115.6 $2,115.6 -$2,115.6 -$2,564.8
$325,324.1 $344,651.9 $312,063.1 $314,549.7 $320,463.1 $5,913.4 -$24,188.8
PERMANENT WORKYEARS
TOTAL WORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
1,527.9
1,601.4
1,687.9
1,687.9
1,665.6
1,665.6
1,649.9
1,649.9
1,601.2
1,601.2
-48.7
-48.7
-86.7
-86.7
$332,279.7 $341,973.1 $307,863.0 $311,227.5 $322,161.9 $10,934.4 -$19,811.2
The Solid Waste Disposal Act as amended expired on November 8, 1988. Reauthorization is
pending.
5-1
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HAZARDOUS WASTE
DIFFERENCE
PRES. CURRENT
BUDGET ENACTED ESTIMATE
1993 1993 1993
ENACTED VS
PRES. BUD
EST. VS
PRES. BUD
EST. VS
ENACTED
APPROPRIATION
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
Oil Spills Trust Fund
TOTAL, Hazardous Waste
$106.440.0 $99,127.8 $98,832.4 -$7,312.2 -$7,607.6 -$295.4
.$211,303.0 $184,653.3 $187,435.3 -$26,649.7 -$23,867.7 $2,782.0
$24,344.1 $26.166.4 $26,166.4 $1,822.3 $1,822.3
$2,564.8 $2,115.6 $2,115.6 -$449.2 -$449.2
$344,651.9 $312,063.1 $314,549.7 -$32,588.8 -$30,102.2 $2,486.6
PERMANENT WORKYEARS
TOTAL WORKYEARS
1,687.9
1,687.9
1,665.6
1,665.6
1,649.9
1,649.9
-22.3
-22.3
-38.0
-38.0
-15.7
-15.7
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
PROGRAM AND RESEARCH OPERATIONS
o Changes were made to the Program to reflect mandated Congressional reductions.
o Current estimate levels assume approximately 3% lapse of Headquarters FTE, 2% lapse of Regional FTE.
ABATEMENT. CONTROL AND COMPLIANCE
o The Hazardous Waste Program absorbed a portion of the Agency's mandated Congressional appropriation
reduction and add-ons.
o Redirection to Administrator's Priorities.
RESEARCH & DEVELOPMENT
o Due to the mandated Congessional reductions and/or adds, changes were made to the Program.
OIL SPILL RESPONSE
o Changes were made to reflect mandated Congressional reductions.
5-2
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MEDIA BRIDGE TABLES
HAZARDOUS WASTE
PRO AC&C R&D Oil TOTAL
FY 1993 CURRENT ESTIMATE $ 98,832.4 $187,435.3 $26.166.4 $2,115.6 $314,549.7
Changes by Category:
Workforce Costs (+/-> +$3,008.6 +$7.3 +$4.0 $3,019.9
Legislative Initiatives (+/-)
Program Initiatives (+/-) -$566.6 +$14,073.1 +$1,500.0 $15,006.5
Discontinuation of Specific
Increases to FY 1993 Request (-) -$1,000.0 -$5,650.0 -$6,650.0
Others (+/-) -$73.6 -$3,269.8 -$2,119.6 -$5,463.0
FY 1994 PRESIDENT'S BUDGET $101,274.4 $200,442.1 $18,746.6 0 $320,463.1
5-3
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5-4
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HAZARDOUS WASTE
Overview and Strategy
The Resource Conservation and Recovery Act (RCRA) of 1976, as revised by
the Hazardous and Solid Waste Amendments (HSWA) of 1984, provides the legislative
mandate for a nationwide program to protect human health and the environment from
the risks of improper management of hazardous and solid wastes. The goals of the
Act are to: ensure protective management of hazardous waste from generation to
disposal; ensure adequate and safe management and disposal capacity for solid
wastes; and prevent and detect leakage from underground storage tanks (USTs).
The Emergency Planning and Community Right-to-Know Act, Title III of the
Superfund Amendments and Reauthorization Act of 1986, establishes a framework for
addressing risks posed by hazardous chemicals present in communities. This
program provides for development of state and local response plans to prevent,
protect, and inform the public in the event of a chemical release emergency.
Prevention components of the program were strengthened under the Clean Air Act
accidental release provisions which mandated that facility owner/operators
prepare risk management plans to prevent, detect, and respond to chemical
accidents.
The Agency continues to refine program strategies to direct both private
and public resources to address high environmental risk, while eliminating
unnecessarily burdensome requirements. In the solid waste program, ongoing
efforts to develop risk-based management standards for hazardous waste will
continue. In the underground storage tanks (UST) and Title III programs,
resources will be directed towards those areas where the threat of a release is
most significant.
To ensure that program implementation is both equitable and efficient, the
Agency is employing the following strategies: 1) focus limited resources on
areas presenting the highest risk to human health and the environment;
2)strengthen state environmental programs to leverage the Federal investment;
3) emphasize prevention, minimization and recycling in all our work and balance
scarce resources with site cleanup; 4) develop new, and revise existing
regulations to incorporate the latest science and technology for the safe
disposal and processing of hazardous waste; 5) conduct scientific research and
encourage use of promising new technologies; and 6) strengthen contract
management controls to ensure that resources expended yield the maximum benefit
to the Agency.
FY 1994 Program Highlights
EPA's major responsibilities include supporting and sustaining states in
the performance of their environmental management responsibilities. The Agency
will maintain the current level of resource for state grants. EPA's objectives
with the states continues to be focused on: 1) increasing the reliance on
existing state authorities to accomplish RCRA environmental goals; 2) enhancing
the state capabilities and supporting further authorization of state programs to
implement RCRA requirements; and 3) strengthening coordination and integration
5-5
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of EPA and state activities to ensure the efficient and effective utilization of
resources.
The Agency, in partnership with the states, will continue to focus on
permitting high risk facilities. Emphasis will be placed on taking action to
prevent and reduce risks at closed and closing land disposal facilities.
Emphasis in the corrective action program will continue to be on implementation
of facility stabilizations and long term remediations. To assist states in
assuming implementation of the corrective action program, resources are being
provided to facilitate development of comprehensive state groundwater protection
plans. In the enforcement program, the focus on pollution prevention and waste
minimization in inspection targeting and in enforcement settlements will
continue.
The Hazardous and Solid Waste Amendments of 1984 mandate that EPA monitor
the activities of importers/exporters of hazardous waste. The level of activity
has grown as the amount of waste being exported and imported continues to
increase as a result of new international agreements such as the North American
Free Trade Agreement (NAFTA), the Organization for Economic Cooperation and
Development (OECD), and the Basel agreements. Enforcement activities will be
further reinforced through training efforts with U.S. and Mexican Customs,
U.S. Coast Guard, other Department of Transportation offices and EPA Regional
Offices. In implementing the NAFTA agreement, resources will be directed towards
transfer of technology and information in cooperation with the Mexican
government.
The Agency's commitment to non-hazardous waste management activities will
continue as Regions and states work to implement the revised municipal waste
management criteria and capitalize on the increased national attention to
municipal waste recycling and source reduction.
To promote the development of viable recycling markets, resource
investments will support activities including: 1) providing technical assistance
and outreach to businesses on source reduction and recycling, 2) collecting
economic data on markets for recyclables, and 3) expanding markets for secondary
materials.
In FY 1994, the Agency will make strategic investments to advance important
Administration objectives, while reorienting base programs to achieve maximum
risk reduction. In support of the Administration's free trade initiative with
Mexico and Canada, the Agency will place increased emphasis on monitoring the
transboundary movement of waste as outlined in the Integrated Environmental Plan
for the US-Mexican border area and in Annex III of the current US-Mexico
bilateral agreement. Technical assistance to the Mexican government will
continue as part of a coordinated effort to strengthen hazardous waste management
and enforcement. The program will also continue to conduct border checks with
U.S. Customs officials, provide training to other U.S. and Mexican government
agencies, administer the notification and "consent to receive" certification
programs, and assist Mexican officials in locating inactive and abandoned waste
sites within the border area.
5-6
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In the Underground Storage Tanks (UST) program, the focus will be on
preventing, detecting, and correcting leaks from USTs containing petroleum or
other hazardous substances. Major program activities in FY 1994 will include:
state program development and approval, compliance and enforcement efforts
relating to UST leak detection requirements, and corrective action streamlining
projects. The Agency will continue to monitor and evaluate state implementation
and enforcement activities, and provide ongoing technical information,
assistance, and training to enhance state capabilities. Emphasis will be placed
on compliance monitoring, joint inspections, and enforcement activities in high
risk areas.
In FY 94, the Title III program will focus on minimizing the potential for
chemical accidents in high risk areas. The Agency will begin to evaluate
relative risk and susceptibility to chemical accidents as well as provide
assistance to states in targeting specific industries, facilities, and chemicals
that present a substantial risk. Particular attention will be given to areas
with a high concentration of chemical facilities. In these areas, the Agency
will provide assistance in developing projects to enhance accident prevention,
preparedness, and response capabilities. Enforcement activities will continue
to target potential high risk violators and encourage innovative settlement
agreements to support state and local program implementation. In the
international area, the program will continue to implement Rio Agenda 21
initiatives to reduce the risk of chemical accidents by promoting community
right-to-know principles in chemical management programs in Mexico, Canada,
Eastern Europe, and developing countries.
Implementing a Responsive National Regulatory Program
The Agency is committed to the review of and revision of existing
regulations to eliminate unnecessarily burdensome requirements and to better
address environmental risk. Reform efforts will include establishing risk based
management standards for hazardous waste, eliminating unnecessary delay and costs
in the corrective action program, and streamlining the hazardous waste permitting
process.
In addition to these program revisions, the hazardous waste regulatory
program will continue to respond to existing statutory and new court-ordered
deadlines for completing the remaining requirements mandated in HSWA. Towards
that end, the Agency will perform preliminary listing studies and develop
regulations to list as hazardous the specific wastes named in HSWA. In follow-up
to these and earlier listings, the Agency will develop treatment standards for
those wastes designated as hazardous since the enactment of HSWA. The program
will also implement the land disposal restrictions program by processing
treatment capacity and no migration petitions. Final standards will be issued
for air emissions from seven types of hazardous waste treatment, storage and
disposal facilities (surface impoundments, landfills, wastewater treatment tanks,
waste piles, land treatment facilities, pre-treatment facilities, and transfer
operations).
Other significant regulatory efforts include the Phase II Land Disposal
Rule and a proposed rule on the management of munitions and ordnance as required
by the Federal Facilities Compliance Act of 1992. As part of our effort to
5-7
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realize sound environmental management, the Agency will accelerate the collection
and analysis of environmental data.
In 1994 the Agency will continue to meet the statutory deadlines under the
Clean Air Act accidental release provisions. Efforts will focus on: 1)
promulgating regulations and developing guidance that require owners and
operators of facilities to develop risk management plans to prevent, detect, and
respond to accidental releases into the air; 2) provide support and establish
a liaison role with the Chemical Safety and Hazard Investigation Board; 3)
develop industry and chemical specific technical guidance, in response to
hydrofluoric acid study recommendations; 4) encourage states to take ownership
of the program; and 5) develop and review options to improve government
efficiency identified in the study on Federal authorities for hazardous materials
accident safety mandated by the Clean Air Act.
Supporting the Regulatory Program Through Research and Technology Transfer
The hazardous waste research program provides the scientific and technical
information necessary to support the development and implementation of hazardous
waste regulations, and provides the information to EPA Regional offices, state
and local governments, private industry, and other decision-makers. Research is
conducted in several areas: Ecological risk assessment methods, groundwater,
municipal solid waste, hazardous waste, surface cleanup, bioremediation, and
international and domestic technology transfer.
As part of its effort to promote technology innovation, the Agency will
continue the development of bioremediation as a viable alternative. Field scale
research will be initiated on groundwater and aquifer remediation, biofiltration
of contaminated air and gasses, biotreatment of surface soils, soil in the vadose
zone, sediments and sludge, and hazardous liquid wastes. Funding for
bioremediation is derived from three separate media: RCRA Hazardous Waste,
Superfund, and Oil Trust Fund. The initiative proposed for 1994 will be funded
from the hazardous waste medium.
Successful demonstration of bioremediation technology will have a
significant impact upon the feasibility, speed, and cost of cleanup of
contaminated soils and groundwater, especially if the remediation can be
conducted on site.
5-8
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HAZARDOUS WASTE
ACTUAL 1
PROGRAM ACTIVITIES 1992
Regulations
RCRA Standards .... 19
Proposals ....... 8
Promulgations 11
CURRENT INCREASE ( + )
SSTIMATE ESTIMATE DECREASE (-)
1993 1994 1994 VS 1993
23 27 +4
13 12 -1
10 15 +5
Effl. Stds. Decision Doc.
Effl. Stds. Data Summaries.
UIC Petition Reviews
Implementation
Guidance Documents .. 11 11 10 -1
Reports to Congress . . 0 1 1 0
State Authorization (cum.)
Base Program . . 48 48 48 0
HSWA Cluster I . 16 25 33 +8
Final Permit Determinations 2,653 3,030 3,342 +312
and Closures (Cumulative)
Ongoing Permit Processing 757 810 828 +18
UIC Permit Revisions
Enforcement/Corrective Action
Inspections .... 13,756 14,042 14,042 0
Administrative
Orders 1,166 1,315 1,315 0
Civil Litigation 161 183 183 0
Criminal
Litigation . . . 144 132 132 0
Monitoring of
Corrective Action
Activities . . . 607 769 824 +55
POTW Corrective
Measures ....
5-9
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5-10
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
HAZARDOUS WASTE
RESEARCH AND DEVELOPMENT
Hazardous Waste Research 5-11
-------
PROGRAM
HAZARDOUS WASTE
Hazardous Waste Research
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REO
VS
1993 PB
(DOLLARS IN THOUSANDS)
Hazardous Waste
Research
Program & Research
Operat i ons
Research & Development
Oil Spills Trust Fund
$14,392.8 $15,465.0 $14,912.9 $14,882.0 $14,994.0
$112.0
$2,564.8 $2,115.6 $2,115.6
-$471.0
$33,980.8 $24,344.1 $26,166.4 $26,166.4 $18,746.6 -$7,419.8 -$5,597.5
-$2,115.6 -$2,564.8
TOTAL $48,373.6 $42,373.9 $43,194.9 $43,164.0 $33,740.6 -$9,423.4 -$8,633.3
TOTAL:
Program & Research
Operations
Research & Development
Oil Spills Trust Fund
Hazardous Waste
Research
$14,392.8 $15,465.0 $14,912.9 $14,882.0 $14,994.0
$112.0
-$471.0
$33,980.8 $24,344.1 $26,166.4 $26,166.4 $18,746.6 -$7,419.8 -$5,597.5
$2,564.8 $2,115.6 $2,115.6 -$2,115.6 -$2,564.8
TOTAL $48,373.6 $42,373.9 $43,194.9 $43,164.0 $33,740.6 -$9,423.4 -$8,633.3
PERMANENT WORKYEARS
Hazardous Waste
Research
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
229.3
229.3
236.6
236.6
221.5
221.5
219.0
219.0
204.6
204.6
-14.4
-14.4
-32.0
-32.0
Hazardous Waste
Research
TOTAL WORKYEARS
235.1
235.1
236.6
236.6
221.5
221.5
219.0
219.0
204.6
204.6
-14.4
-14.4
-32.0
-32.0
5-11
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HAZARDOUS WASTE
Hazardous Waste Research
Principal Outputs
1994 o Complete two Municipal Innovative Technology Evaluations (MITE)
projects. The first is the evaluation of the effectiveness of material
recovery facilities and the second is the effectiveness of weight-based
collection systems as a waste reduction measure.
o Make recommendations for criteria to assure safe utilization of
municipal waste combustion residues.
o Report on the design and operation of a municipal solid waste landfill
as a biochemical reactor for the generation of methane for energy
recovery.
o Conduct seminars on GIS-Techniques for characterization of groundwater
contamination.
o Provide Regions and States a report on factors that effect the mobility
of metals from solidified ash stabilized treated wastes.
o Complete methods manual for providing guidance to the Regions and
States for preparation of solids and non-aqueous samples for inorganic
analysis.
1993 o Complete two Municipal Innovative Technology Evaluations (MITE)
projects. One on automated sorting of plastic containers and the second
on Laboratory testing of plastic materials recycled from the waste
steam.
o Complete report on good combustion practices.
o Conducted seminars on measurement methods for hazardous waste
treatment.
o Complete an assessment of available data on source of toxics in
municipal solid wastes.
o Publish a report on use of good combustion practices for controlling
organic emissions from municipal waste incinerators.
o Complete a liner leak survey for hazardous waste landfills.
o Submit the annual report on Quality control samples for RCRA Appendix
VIII Chemicals.
o Complete a software system which provides support for sighting of
hazardous waste management facilities.
5-12
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o Complete shake flask protocols used for early screening of
bioremediation potential.
o Complete dispersant users manual
o Complete evaluation of bioremediation procedures for open seas
applications.
1992 o Improved compound identification in the contract laboratory program.
o Completed report on Bioremediation of the Exxon Valdez Oil Spill:
Monitoring safety and efficacy.
o Developed methodologies for terrestrial indicators for use in
ecological assessments at hazardous waste sites.
o Prepared risk assessment reports on potential hazards of common
recyclables and on composting.
o Prepared the technical support document for corrective action
regulatory impact analysis.
o Completed a feasibility study on the development of methods for
detection of dioxin and mercury using continuous emissions monitoring
technology.
o Improved compound identification in contract laboratories.
o Conducted seminars on: design, operation, and closure of Municipal
Solid Waste Landfills; operation parameters for Hazardous Waste
Combustion Devise; and Corrective Action Stabilization Technologies.
o Provided performance data on incineration of RCRA listed waste for
aluminum pot wastes.
o Completed studies on monitoring, safety and efficacy of bioremediation
at the Valdez oil spill.
o Completed the evaluation of laboratory dispersant effectiveness tests
on various types of oil and an evaluations of plunging water jets for
diverting spilled oils on large rivers.
o Verified product performance obtained from shake flask laboratory
studies, and microcosm studies.
5-13
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HAZARDOUS WASTE
Hazardous Waste Research
BUDGET REQUEST
1994 Budget Request
The Agency requests a total of $33,740,600 supported by 204.6 total
workyears for 1994, of which $14,994,000 will be for the Program and Research
Operations appropriation and $18,746,600 will be for the Research and Development
appropriation. This represents an increase of $112,000 in the Program and
Research Operations appropriation, a decrease of $7,419,800 in the Research and
Development appropriation, and a decrease of 13.4 total workyears from 1993. The
decrease is a result of a shift of 1 FTE and $2,115,600 from the Hazardous Waste
program element to the Oil Spills Liability Trust Fund. The decrease in
workyears is a result of the government-wide reduction in workyears that is a
part of the President's program to reduce the size and cost of government.
Increases to the Program and Research Operations appropriation reflect additional
personnel compensation and benefits (PC&B), travel expenses associated with fully
funding ORD's staff of scientists, managers and support personnel in such areas
as quality assurance, extramural resource management, and high priority research.
1993 Budget
The Agency is allocating $41,048,400 supported by 218.0 total workyears for
this program element, of which $14,882,000 is from the Program and Research
Operations appropriation and $26,166,400 is from the Research and Development
appropriation. Additionally, $2,115,600 and 1 workyear funding is provided by
the Oil Spills Liability Trust Fund.
1992 Budget
The Agency obligated a total of $48,373,600 supported by 235.1 total
workyears for this program element, of which $14,392,800 was from the Salaries
and Expenses appropriation and $33,980,800 was from the Research and Development
appropriation.
GROUNDWATER
1994 Program Request
ORD's groundwater research will address: remediation of subsurface
contamination; subsurface monitoring and characterization; and subsurface
transport and transformation. Current research efforts will be increased for
remediation of subsurface contamination. Efforts involve the development,
demonstration, and evaluation of corrective action technologies for remediating
RCRA sites. Subsurface monitoring and characterization will develop additional
field-portable measurement devices for locating Non-Aqueous Phase Liquid (NAPL)
contaminants in the subsurface, develop innovative test methods, and technologies
5-14
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for monitoring and characterizing the subsurface. Research on underground
storage tank leak prevention efforts will address internal and external leak
detection and cause of tank and piping failures in new systems for existing as
well as developing alternative fuels. Subsurface transport and transformation
research will continue to predict the transport and fate of metals in the
subsurface, test mathematical models used for regulatory and remedial decision
making, and predict contaminant behavior in the subsurface.
1993 Program
ORD scientists are developing and testing practical models for predicting
the transport of petroleum hydrocarbons in the subsurface; developing detailed
data on the transport and transformation of metal and organic contaminants to
incorporate into predictive subsurface and multimedia models for making
regulatory decisions regarding hazardous wastes. Scientists are also developing
and evaluating technologies for remediation of RCRA sites, evaluating
mathematical models used for Agency decision making, and improving our ability
to characterize and monitor hazardous waste sites in more cost/effective and non-
invasive ways.
1992 Accomplishments
Researchers achieved significant advances in developing improved methods
for sampling for metal contaminants in ground water and predicting the transport
of metal and organic contaminants in the subsurface. A prototype model for EPA
to use in predicting the transport of petroleum hydrocarbons in the subsurface
was developed and laboratory facilities to test the model were constructed.
Improved protocols for monitoring leaks from underground storage tanks were
completed. Remediation technologies such as soil vapor .extraction, soil washing,
thermal desorption, in-situ bioremediation for the cleanup of UST and RCRA sites
were investigated. Equipment for in-place screening for PCB's in soil and ground
water was improved and draft standards for soil core monitoring, soil pore-liquid
monitoring, and soil gas monitoring were completed. Methods for preventing,
detecting, and locating leaks from underground storage tanks were published.
MUNICIPAL SOLID WASTE
1994 Program Request
The Municipal Solid Waste (MSW) research program will address six research
areas with the principal users being the Regions and local governments. These
areas are: 1) source reduction research includes investigating the sources,
quantities, and fate of waste material and exploring potential ways to reduce
costs borne by local governments without negative impact to the environment; 2)
recycling research includes collection, processing, marketing, and
remanufacturing; 3) thermal destruction research will center on air pollution
control technology, sampling and analysis methods, and on residue
characterization, treatment, and utilization; 4) landfill research focuses on
improved design, emissions control, performance, and monitoring; 5) innovative
technology research will continue to be carried out through the Municipal
Innovative Technology Evaluation (MITE) program which provides systematic
evaluation of promising new management systems, technologies, and techniques for
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handling MSW; and 6) comparison of MSW management options will provide the
framework necessary for decision officials to evaluate alternative risks and make
the most reasonable waste management selection.
1993 Program
ORD is emphasizing research on source reduction and recycling of Municipal
Solid Waste. This research includes efforts to reduce the level of toxics in MSW
residues, assesses processes for conversion of biomass to useful products,
analyzes compost properties for use in the development of products, and evaluates
reuse options for combustion ash. Land disposal research is concentrating on
bioreactors. The Municipal Innovative Technology Evaluation (MITE) program
includes use of a Municipal Recycling Facility to collect data on emissions and
integrate the research to develop comparative risk assessment methods for
recycling facilities based on field data.
ORD's municipal solid waste research program is identifying mutagenic
compounds in Municipal Wasted Combustor emissions to improve the health risk
assessments for such facilities. Researchers are conducting studies to
characterize leachate from municipal land fills, with specific emphasis on
metals, organics and variations in leachate. Scientists are also studying
continuous emission monitors for dioxins/furans mercury.
Congressional Directives A combined total of $850,000 is provided for a
Congressionally-directed research on Sulfonated Plastics and Tires and for the
Urban Waste Center at the University of New Orleans.
1992 Accomplishments
Municipal solid waste research provided a number of accomplishments: a
report on the potential hazards of municipal waste recycling and composting; a
strategy for the monitoring of Appendix IX compounds at municipal waste ash
monofills; and a feasibility study on the development of methods for the
detection of dioxin and mercury using continuous emissions monitoring
technologies. Scientists also completed field tests to evaluate the use of
powdered activated carbon for controlling mercury emissions from municipal waste
combustors using spray drier/fabric filters, and tested for the effects of
monofills leachates on three clay soils and three geosynthetics.
HAZARDOUS WASTE
1994 Program Request
The ORD Hazardous Waste research program addresses: Technology; Monitoring
and Quality Assurance; Waste Minimization; Risk Assessment/Ecological risk;
Large Volume/Industrial Waste; and University Research Centers. Technology
research will center on continuing treatment, storage, and disposal issues.
Monitoring and Quality assurance will focus on improving existing analytical
methods and developing standard methods for new classes of compounds. Waste
minimization research conducted under this issue is directed at hard to treat
wastes. Risk assessment research will ensure the development of hazardous waste
management practices to protect human health and the environment. Large
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volume/industrial waste, although in its infancy, focuses on low toxicity wastes.
1993 Program
ORD researchers are conducting assessments of existing and emerging
technologies to improve treatment for gaseous, liquid, and solid waste streams.
The major focus is placed on stabilization of hazardous wastes. Incineration
research includes laboratory and pilot-scale incineration studies to determine
the performance on a range of thermal treatment devices. Waste minimization
research focuses on minimization assessments and increasing efforts to deal with
hard-to-treat hazardous wastes. Scientists are using the multimedia site
assessment model to support hazardous waste management decision QA research to
focus on improving matrices and expanding the universe of material for which
quality control samples are available. The technology transfer program is
assisting the Regions, States, municipalities and industry to implement improved
methods and practices developed by the Agency. ORD is supporting activities at
the Institute for Environmental Issues and Policy Assessment at the Southern
University of Louisiana to enhance participation of minority scientists,
engineers, and students in environmental areas.
Congressional Directives
A combined total of $4,800,000 is provided for Congressionally-directed
research at the Center for Environmental Management at Tufts University, and the
University of North Dakota for Energy and Environmental research.
1992 Accomplishments
Major 1992 accomplishments included the Annual Report on Quality Control
Samples for RCRA Appendix VIII Chemicals; a feasibility study on the development
of methods for detection on dioxin and mercury using continuous emissions
monitoring technologies and a manual on preparation of soil sampling protocols.
ORD also prepared a technical support document for corrective action regulatory
impact analysis, and conducted workshops on management of mercury and arsenic
wastes.
During 1992 oil spills research was funded within the Hazardous Waste
program element. Accomplishments stemming from this funding included verifying
product performance obtained from shake flask laboratory studies, microcosm
studies, and environmental models in a contained open water environment.
Researchers also developed and tested product delivery vehicles such as
encapsulation in microcosms to estimate field performance without environmental
risk. Other accomplishments include the evaluation of laboratory dispersant
effectiveness tests on various types of oil and an evaluations of plunging water
jets for diverting spilled oils on large rivers.
SURFACE CLEANUP
1994 Program Request
Surface Cleanup research focuses on: site characterization, monitoring, and
quality assurance; and on RCRA corrective action and technical support. Site
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characterization, monitoring, and quality assurance research focuses on
determining the type and extent of contamination, and assessment techniques to
improve screening and reduce the cost of laboratory analyses. Corrective action
and technical support programs provide scientific and engineering expertise to
selected hazardous waste sites.
Scientists will develop sampling protocols for volatile organic compounds
in soil and improve sampling techniques for heterogeneous hazardous wastes. ORD
will provide technical support to approximately 80 hazardous waste sites.
1993 Program
The Surface Cleanup Hazardous Haste technical support program is providing
Regional Offices and other site remediators with engineering assistance and
technical information. Site-specific technical assistance to EPA's remedial
project managers and RCRA permitters address issues from site characterization
for treatment technology selection to evaluations of full-scale technology
implementation. Particular emphasis is placed on the evaluation or use of
treatability studies for technology screening, selection and design, and on the
evaluation of innovative treatment technologies such as vacuum extraction and
bioremediation. The monitoring program emphasizes ecological assessment
technical support and technical support for the Regions.
1992 Accomplishments
ORD provided long term assistance to 59 sites under the START program and
128 short term responses to Regional Project Managers as part of the Engineering
Tech Support Program. The program produced 14 special investigatory reports;
completed the annual report on quality control samples for RCRA Appendix VIII
chemicals and the feasibility study on the development of methods for the
detection of. dioxin and mercury using continuous emission monitors. Manuals were
produced on soil sampling for volatile organic compounds and for vadose zone
monitoring.
BIOREMEDIATION
1994 Program Request
This research supports the Administrations cross-cutting initiative on
Bioremediation and is included as part of the Federal Coordination Committee on
Science and Technology (FCCSET).
Bioremediation is an engineered process that uses microorganisms to
decompose toxic hazardous compounds to improve environmental quality and reduce
human risk. The process residues are typical non-toxic and easy to introduce.
Bioremediation technologies should be less disruptive to the environment and less
expensive than other treatment options, such as excavation, incineration, and
landfilling.
ORD'8 bioremediation researchers will study basic biodegradation pathways
of hazardous chemicals, discover and characterize organisms capable of degrading
such chemicals, and develop and use protocols for testing efficacy and toxicity
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of bioremediation products. The highest priority chemicals for study will be
organic solvents and halogenated aromatic hydrocarbons. An important component
of this research is the field evaluation of bioremediation processes on priority
chemical spills.
Scientists will initiate research on munitions wastes. The first priority
will be to understand the microbial biodegradation processes on nitroaromatics.
Most of these wastes are located on military bases and involve contaminated
soils, sludges, and sediments. Hence, field research will be conducted in
cooperation with DoD facilities when possible.
Oil Spills Liability Trust Fund research for 1994 is described in a new
media section for oil spills.
1993 Program
ORD is documenting biochemical studies which reveal mechanisms by which
bacteria degrade man-made chemicals and processes in which organisms degrade one
chemical while utilizing another as a nutrient. This information is instrumental
in projecting new strategies for bioremediation necessary to predict and degrade
specific hazardous chemicals and their complex mixtures.
Research is being conducted to understand the genetic and biological basis
for biodegradation reactions. This understanding will lead to the rational design
and construction of new gene combinations for degradation of persistent and toxic
chemicals.
Research on enzymes is being undertaken to determine their value and
effectiveness in transforming hazardous chemicals into less toxic or innoxious
products.
ORD scientists using Oil Spills Liability Trust Fund resources are
developing protocols for spills to open waters, shorelines, marshes/wetlands, and
terrestrial environments. This research includes developing decision trees or
simplified expert systems for each of these categories to force rational
consideration of factors that are key to the success of remediation of oil
spills. Such factors may include oil composition, adverse weather conditions,
logistics, geomorphology of the impacted area, presence of natural oil degraders,
levels of particulates, and sensitive resources. Scientists are also cataloging
and indexing historical records and establishing correlations between the
conditions of the case histories and the actions taken. In the event of a new
spill, action may be possible through pattern-matching. Other benefits of this
cataloging are the documenting of methods to keep bioremediation products in
contact with the spill as long as possible.
1992 Accomplishments
Significant headway has been made in development of tools and
infrastructure necessary to launch a meaningful bioremediation research program
addressing hazardous wastes. Examples of headway included: development of
methods for examining microbial community structure and for optimizing stability
and performance of degradative activities; identification of methods and systems
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for immobilization of microorganisms for use in field and bioreactor treatment
systems; characterization of systems for inserting gene sequences to activate
expression of degradative genes under differing environmental conditions; and
identification of techniques and tools for characterization and monitoring of
anaerobic degradative microbial communities.
Trust fund accomplishments include completion of safety and efficacy
studies at Prince William Sound, and evaluation studied on dispersant
effectiveness.
HEALTH EFFECTS
1994 Program Request
No funding has been requested for Hazardous Waste Health Effects issue in
1994, because the research to evaluate the relationship between exposure to
incineration residuals containing metals and the delivered dose will be completed
in 1993 and a report issued.
1993 Program
Health Effects research to evaluate the relationship between exposure to
incineration residuals containing metals and the delivered dose is drawing to
completion.
1992 Accomplishments
Researchers published an article on the results of a workshop on Metal
Bioavialability and Deposition Kinetics.
POLLUTION PREVENTION
1994 Request
ORD scientists will develop advanced materials to reduce pollution at the
source, gather and disseminate information through the pollution prevention
information center (PPIC), and hold workshops and conferences to transfer
technical information on such things as how to reduce hazardous waste streams.
More environmentally friendly products will be developed. Cleaner production
technologies, processes, and products will also be developed and demonstrated.
1993 Program
Research continues to provide leadership in the development of
methodologies such as life cycle assessment, process simulation and design, and
measurement of pollution prevention that enable planning, implementation, and
accounting for pollution prevention. Support continues for the Pollution
Prevention Information Clearinghouse (PPIC) that gathers and shares successful
pollution prevention techniques from and with the public and private sectors,
both domestic and international. Past projects are being evaluated to help plan
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future research. Research is being initiated to evaluate pollution prevention
technologies in conjunction with other Federal agencies on Federal facilities.
Congressional Directives. A total of $700,000 is for Congressionally-
directed research at the Iowa Reduction Center. This research is focusing on
recycling and reuse technology development.
1992 Accomplishments
EPA published the Facility Pollution Prevention Guidance Manual that
assists in identifying opportunities for pollution prevention, a manual on Life
Cycle Assessment: Inventory Guidelines and Principles, and a dozen industry-
specific pollution prevention guidance manuals.
ECOLOGICAL RISK ASSESSMENT METHODS
1994 Program Request
The Agency will conduct in-house research for hazardous waste on methods
needed to assess the exposure, hazard, and risk to ecological resources from
multiple threats. The framework for analysis will be natural watersheds at a
variety of geographic scales.
This research will use current achievements to develop a new holistic,
integrated program designed to utilize a new generation of computer-based
analysis and decision tools tailored to the information needs and authorities of
Federal, State, and local resource managers. Researchers will examine the
synergy between eutrophication, toxicity, and habitat loss; they will design a
new generation of ecologically-capable watershed models grounded in geographic
information systems (GIS) technology and individual-based ecological approaches
that will evaluate stressors in a whole-system perspective.
1993 Program
Ecological risk assessment methods research focuses on three main research
areas. They are: Stressor and system-specific methods, integrated
biologeographical/watershed methods, and biogeographical implementation. This
research evaluates models describing the formation of biological species of
metals, performs decision model testing, and develops predictive models for the
toxicity of chemical mixtures.
1992 Accomplishments
Terrestrial research focused on the contamination of plants with Dioxin
(2,3,7,8-TCDD). Researchers examined the effects of the leaf surface of
vegetation on Dioxin uptake rate, and studied the photodegradation of Dioxin on
the leaf surface. The Agency organized workshops and symposia to transmit EPA
computer technology to state and industrial users, and to better understand the
role, uses, and state-of-the-art in uncertainty analysis for ecological risk
assessment.
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NATIONAL AND INTERNATIONAL TECHNOLOGY TRANSFER
1994 Program Request
Technology Transfer activities will provide seminars on RCRA Subpart X
Alternative Technologies; seminars on GIS techniques for characterization of
groundwater contamination; a personal computer system on CERCLA/RCRA soils data
management; and guidelines for management of common hazardous wastes found in
developing countries. Workshops and software packages will be developed for
remedial action technology selection and costing procedures, and CD ROM and
accompanying user guides will be developed for subsurface characterization
techniques.
1993 Program
Information is disseminated on approaches to identify and quantify energy
and resource usage as well as waste emissions and there effects on the
environment. Information is combined from existing data bases on construction,
operation, and maintenance costs of successful remedial action technologies to
develop life-cycle design. Information is also assembled on treatment
technologies and expert system decision rules for developing "alternative
treatment train" solutions in meeting cleanup objectives.
1992 Accomplishments
Accomplishments included conducting technology transfer seminars on
operational parameters for hazardous waste combustion devices, RCRA corrective
action stabilization technologies, design/operation/closure of municipal
landfills, integrated solid waste planning, and statistical analysis of
groundwater monitoring data. Technology transfer documents were produced for
organic air emissions from waste management facilities and a groundwater
information tracking system with statistical analysis capability was completed.
ENVIRONMENTAL REVIEW OF TOXIC CHEMICALS
1994 Program Request
Scientists will continue development of the "System for Predicting
Environmental Fate Constants" (SPARC) which provides a computer model to estimate
key chemical properties required to describe physical and chemical processes that
affect the transport and transformation of organic pollutants in the environment.
Predictive capability will extend to essentially any organic compound and will
be derived from its chemical structure. Conditions applied to the model (i.e.,
temperature, pressure, and acidity) will span ranges typical of environmental
application. Researchers will expand the SPARC model to include mixed solvents,
such as crude oil and PCBs.
1993 Program
Researchers are conducting experiments to further develop SPARC models and
to increase their accessibility and application through local, on line computer
systems and an international computer network, INTERNET.
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1992 Accomplishments
No resources were provided for this Issue in FY 1992
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD's success in conducting
the quality science needed to assure that the Agency's decisions are
scientifically sound. The most critical part of ORD's infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Intramural funding for the Hazardous Waste Program Element will be
centralized within the infrastructure issue to provide improved management to
ORD's personnel compensation and benefits, and travel costs.
1993 Program
ORD's current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD's workforce carries out
scientific programs in support of the Agency's mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency's mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
INNOVATIVE TECHNOLOGIES
1994 Program Request
As mandated by Public Law 102-564, the Small Business Innovation Research
Program (SBIR) will receive 1.50% of the Agency's extramural research
appropriation. This will support small businesses engaged in the development of
equipment for pollution abatement and control and process instrumentation. Under
this program, the Agency can take advantage of unique solutions to remediation
issues that may be offered by the private sector. Resources will be identified
in the operating plan and consolidated in the Multimedia Program Element once
enactment occurs.
1993 Program
As mandated by Public Law 102-564, the Small Business Innovation Research
Program (SBIR) will receive 1.50% of the Agency's extramural research
appropriation to support small businesses engaged in the development of equipment
for pollution abatement and control and process instrumentation. As in 1992
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these resources will eventually be consolidated in the Multimedia Program Element
before the end of fiscal year 1993.
1992 Accomplishments
Resources and accomplishments supporting this program were consolidated in
the Multimedia Program element for 1992.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Hazardous Waste
Air and Radiation
Water
HAZARDOUS WASTE
ABATEMENT AND CONTROL
Waste Management Regulations, Guidelines and Policies
Regulations, Guidelines and Policies
Regulations, Guidelines and Policies
Regulations, Guidelines and Policies
Regulations, Guidelines & Policies - Underground Storage Tanks
Financial Assistance
Hazardous Waste Management Financial Assistance to States . . .
Underground Storage Tanks State Grants
Hazardous Waste Management Strategies Implementation
Hazardous Waste Management Strategies Implementation
Emergency Planning/Community Right-to-know - Title III
Page
5-25
5-27
5-30
5-30
5-31
5-35
5-36
5-39
5-41
5-42
5-45
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HAZARDOUS WASTE
Waste Management Regulations, Guidelines & Policies
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT REQUEST
ESTIMATE 1994
1993
INCREASE
DECREASE
1994 REO
VS
1993 CE
INCREASE
DECREASE
1994 REO
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Regulations, Guidelines
& Policies-Hazardous
Waste
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Regulations, Guidelines
& Policies-Air and
Radiation
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Regulations, Guidelines
& Policies- Water
Program and Research
Operations
Abatement Control and
Compliance
TOTAL
Regulations, Guidelines
and Policies - Underground
Storage Tanks
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
$20,606.3
$42.866.6
$63,472.9
$583.8
$2,499.0
$3,082.8
$638.2
$638.2
$3,631.0
$4,525.5
$8,156.5
$23,428.0
$44,883.7
$68,311.7
$886.3
$1,673.3
$2,559.6
$543.8
$543.8
$4,110.1
$4,165.8
$8,275.9
$18,616.6
$35,545.8
$54,162.4
$565.3
$1,664.3
$2,229.6
$678.5
$4
$678.9
$3,895.3
$2,985.2
$6,880.5
$18,569.8 $18,789.3
$35,437.2 $44,642.3
$54,007.0 $63,431.6
$566.6
$1,726.9
$2.293.5
$678.5 $585.9
$5 $7.8
$679.0 $593.7
$3,887.7 $4.002.3
$2,985.0 $2,981.5
$6,872.7 $6,983.8
$219.5
$9,205.1
$9,424.6
-$566.6
-$1,726.9
-$2,293.5
-$92.6
$7.3
-$85.3
$114.6
-$3.5
$111.1
-$4,638.7
-$241.4
-$4,880.1
-$886.3
-$1,673.3
-$2,559.6
$42.1
$7.8
$49.9
-$107.8
-$1,184.3
-$1,292.1
TOTAL:
Program & Research
Operat i ons
Abatement Control and
Compliance
Waste Management
Regulations,
Guidelines & Policies
$25.459.3 $28,968.2 $23,755.7 $23,702.6 $23,377.5
$49,891.1 $50,722.8 $40.195.7 $40.149.6 $47,631.6
-$325.1 -$5.590.7
$7,482.0 -$3,091.2
TOTAL $75,350.4 $79,691.0 $63,951.4 $63,852.2 $71,009.1 $7,156.9 -$8,681.9
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PERMANENT WORKYEARS
HAZARDOUS WASTE
Waste Management Regulations, Guidelines & Policies
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Regulations, Guidelines
& Policies-Hazardous
Waste
Regulations, Guidelines
& Policies-Air and
Radiation
Regulations, Guidelines
& Policies-Water
Regulations, Guidelines
and Policies - Underground
Storage Tanks
TOTAL PERMANENT WORKYEARS
273.1 275.3 285.5 283.7 264.8
9.0 13.0
13.1
10.0
56.3 66.4
13.0
9.9
12.9
9.9
65.7 65.1
9.9
64.0
-18.9
-12.9
351.5 364.7 374.1 371.6 338.7
-1.1
-32.9
-10.5
-13.0
-1
-2.4
-26.0
TOTAL WORKYEARS
Regulations, Guidelines
& Policies-Hazardous
Waste
RCRA Regulatory Program
Air and Radiation
RCRA Regulatory Program
Water
Regulations, Guidelines
and Policies - Underground
Storage Tanks
TOTAL WORKYEARS
282.2 275.3 285.5 283.7 264.8
9.4
13.3
13.0
10.0
13.0
9.9
12.9
9.9
59.3 66.4 65.7 65.1
9.9
64.0
364.2 364.7 374.1 371.6 338.7
-18.9
-12.9
-1.1
-32.9
-10.5
-13.0
-1
-2.4
-26.0
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HAZARDOUS WASTE
Waste Management Regulations, Guidelines, and Policies
Budget Request
The Agency requests a total of $71,009,100 and 338.7 total workyears for
1994, an increase of $7,156,900 and a decrease of 32.9 total workyears from 1993.
Of the request, $23,377,500 will be for the Program and Research Operations
appropriation and $47,631,600 will be for the Abatement, Control and Compliance
appropriation. This represents an decrease of $325,100 in the Program and
Research Operations appropriation, and an increase of $7,482,000 in the
Abatement, Control and Compliance appropriation.
REGULATIONS. GUIDELINES. AND POLICIES HAZARDOUS WASTE
1994 Program Request
The Agency requests a total of $63,431,600 and 264.8 total workyears for
this program, of which $18,789,300 will be for the Program and Research
Operations appropriation and $44,642,300 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $219,500 for the
Program and Research Operations appropriation, $9,205,100 for Abatement, Control
and Compliance, and a decrease of 18.9 total workyears from the 1993 levels. The
increase in Program and Research Operations reflects full funding of the FY94
FTE. The increase in Abatement, Control and Compliance supports Agency efforts
in non-hazardous waste recycling and market development, hazardous waste
incineration regulatory enhancements, other regulatory reform efforts, as well
as environmental restoration technology developments pursuant to the President's
technology initiative. The decrease in workyears is a result of the government-
wide reduction in workyears that is part of the President's program to reduce the
size and cost of the government and a transfer of 15 workyears to the Regions for
implementation of regulations that have been developed.
In FY 1994 the Agency will complete a 2 year initiative to address high
priority regulatory reform activities which will reduce overly burdensome
regulations. These efforts will include: promulgation of the Hazardous Waste
Identification Rule, which allows low-risk wastes to be excluded from RCRA
regulation; tailored standards which will remove unnecessary barriers in the safe
use of hazardous waste in the production of cement and other building materials;
suspension of the Toxicity Characteristic for petroleum contaminated media; and
streamlining of the post-closure permitting process. In addition, proposals will
be made for further modification of the definition of solid waste (reduced
requirements for low-risk storage and metals reclamation); and enhanced
flexibility in the permit system.
The Agency will continue work on major HSWA regulations and will fulfill
the requirements of the Environmental Defense Fund (EDF) settlements, including
promulgation of the final listing of dioxin-containing wood preserving wastes;
and proposals of listing determinations for carbamates, organobromines, azo and
benzine dyes, solvents 3, and anthraquinone dyes. The Agency will also intensify
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analysis and review of standards to ensure the safety of existing waste
incinerators in light of technological innovation and more substantial data on
risks posed by incineration.
The Agency will initiate an integrated cross-program Innovative
Environmental Technology program to support the President's technology
initiative. The program's focus is to work with other Federal agencies and the
private sector to develop and implement new environmental technologies that will
lower costs, increase effectiveness, and further environmental compliance.
Potential examples include developing continuous air emission monitors for
incinerators, field evaluations of the efficacy of rapid site characterization
methods and joint projects with companies to address the high costs of
restoration and site assessment. The Agency will use intergagency agreements and
other appropriate financial mechanisms to provide funds to other federal agencies
to implement this initiative.
Pollution prevention will remain a high priority as the Agency continues
efforts to integrate waste minimization components into permitting and regulatory
development, and gather and analyze data on the success of national efforts. In
1994, efforts will be made to encourage commitments from industries in various
sectors to reduce, reuse and recycle both consumer and industrial materials. The
Agency will continue to work toward improving States' capabilities to administer
the RCRA program. Indian lands programs will receive support in the
implementation of Subtitles C and D. The Agency will provide guidance and
technical assistance to ensure adequate implementation of RCRA regulations for
the permitting of boilers and industrial furnaces, management of contaminated
soil and debris, and corrective action.
The Agency will continue efforts to address solid waste issues of national
concern by serving as a technical clearinghouse for municipal solid waste
management information, options, and guidelines. The Agency will assist States
and Indian tribes as they assume responsibility in implementing the revised
landfill criteria. Support will include technical assistance to ensure a
nationally consistent program while addressing specific regional concerns. The
Agency will assist States in developing and getting approval for solid waste
management plans.
A strong municipal solid waste technical assistance program for State and
local governments and the general public will continue, with a focus on
developing an improved infrastructure for recycling. The Agency will focus on
promoting business utilization of the increasing quantity of recyclable materials
being collected, as well as sharing waste prevention strategies that result in
real savings to businesses.
The Agency, in partnership with the states, will continue to focus on
permitting high risk facilities. Emphasis will be placed on taking action to
prevent and reduce risks at closed and closing land disposal facilities.
Emphasis in the corrective action program will continue to be on implementation
of facility stabilizations and long term remediations. To assist states in
assuming implementation of the corrective action program, resources are being
provided to facilitate development of comprehensive state groundwater protection
plans.
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The Agency will continue to fund the waste export program addressing our
responsibilities under the Basel Convention and the North American Free Trade
Agreement, and provide technical support to programs which address unique threats
to sensitive geographic areas.
1993 Program
The Agency is allocating a total of $54,007,000 and 283.7 total workyears
for this program, of which $18,569,800 is from the Program and Research
Operations appropriation and $35,437,200 is from the Abatement, Control and
Compliance appropriation.
Current operations include providing direction and technical guidance for
the national hazardous waste management program. In FY 1993, the Office of Solid
Waste began a 2 year initiative to provide regulatory reform to the regulated
community. Other activities for FY 1993 include promulgation of a regulation for
containerized liquids in landfills; proposed Phase 2 land disposal restrictions
for newly identified wastes (which includes treatment standards for wastes
brought under RCRA regulation by the toxicity characteristic); revised treatment
standards for contaminated soil; streamlined mixed waste requirements; and
definitions for corrective action management units and temporary units which will
facilitate completion of corrective actions. Further activities include the
issuance of the 1993 Capacity Assurance Plan Guidance and the making of a fossil
fuel regulatory determination. In addition, EPA will produce a Report to
Congress and regulatory determination on cement kiln dust.
The Agency will continue the regulatory development processes initiated in
1992 to finalize and repromulgate hazardous waste regulations that have been
remanded in court decisions. Other significant regulatory efforts include the
Phase II Land Disposal Rule and a proposed rule on the management of munitions
and ordnance as required by the Federal Facilities Compliance Act of 1992. As
part of the Agency effort to realize sound environmental management, the Agency
will accelerate the collection and analysis of environmental data.
Congressional Directives. A total of $2,000,000 for the Congressionally
directed Erie-Lackawanna Institute grant was finalized in October, 1992.
1992 Accomplishments
In 1992 the Agency obligated a total of $63,472,900 supported by 282.2
total workyears for this program, of which $20,606,300 was from the Salaries and
Expenses appropriation and $42,866,600 was from the Abatement, Control and
Compliance appropriation.
Activities completed in FY 1992 include: the listing of coke and coke by-
products and chlorinated toluenes; promulgation of a rule for leak detection for
new land disposal facilities; Phase 1 land disposal restrictions for newly
identified wastes; and development of used oil management standards. Other
activities included the financial responsibility rules for third party liability,
revision to the Biennial report to enhance current data gathering efforts; a
listing determination for used oil; and location standards for hazardous waste
facilities.
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In the municipal solid waste program, activities included: promulgating
the revised criteria for municipal solid waste landfills; providing necessary
support to implement these revised criteria; providing technical assistance and
support for the implementation of Federal procurement guidelines; producing and
distributing brochures and technical guidance regarding source reduction and
recycling. In addition, the Agency provided support for regional efforts to
create market incentives for municipal solid waste recycling.
REGULATIONS. GUIDELINES. AND POLICIES Air and Radiation
1994 Program Request
The Agency is not requesting any funds in 1994 in support of this program.
Phase III work under RCRA to address residual risk for hazardous organic
constituents is expected to be completed by early 1994. Therefore, we are
phasing out resources in this program element.
1993 Program
In 1993, the Agency is allocating a total of $2,293,500 supported by 12.9
total workyears to this program, of which $566,600 is from the Program and
Research Operations appropriation and $1,726,900 is from the Abatement, Control
and compliance appropriation.
In 1993 the Agency continues to support the promulgation of regulations for
the second phase of standards for sources at hazardous waste treatment, storage,
and disposal facilities (TSDFs). Phase II includes tanks, containers, surface
impoundments, and miscellaneous units. Work includes holding workshops to
provide technical support for states and regional offices in implementing these
TSDF regulations.
1992 Program
In 1992 the agency obligated a total of $3,082,800 supported by 9.4 total
workyears to this program, of which $583,800 was from the Salaries and Expenses
appropriation and $2,499,000 was from the Abatement, Control and Compliance
appropriation.
In 1992 work focused on promulgating the second phase of standards for the
other sources at TSDFs. Additional work on developing regulations to protect
public health for individual hazardous air pollutants form TSDFs also continued
in 1992. Resources will be provided for data collection to develop these
regulations for these toxic pollutants.
REGULATIONS. GUIDELINES. AND POLICIES WATER
1994 Program Request
The Agency requests a total of $593,700 and 9.9 total workyears for this
program, of which $585,900 will be for the Program and Research Operations
appropriation and $7,800 will be for the Abatement, Control and Compliance
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appropriation. This represents a decrease of $92/600 for the Program/ Research
and Operations appropriation and an increase of $7,800 for the Abatement, Control
and Compliance.
The Agency will complete petition reviews for the continued injection of
mining and mineral processing wastes that are losing Bevill-exempt status. In
addition, the Agency will also begin reviewing petitions for the continued
injection of future wastes that will be listed on a staggered Land Disposal
Restrictions schedule. These will be, primarily, additional wood preserving
wastes, certain inorganic wastes and other petroleum refining wastes. Before
approving any new petitions or petition modifications, EPA will ensure that any
prior releases have been dealt with according to the RCRA Section 3004(u)
corrective action plan requirements.
1993 Program
In 1993, the Agency is allocating $679,000 supported by 9.9 total workyears
for this program, of which $678,500 is from the Program and Research Operations
appropriation and $500 is from the Abatement, Control and Compliance
appropriation.
The Agency is focusing on new petitions for continuing the injection of
mining and mineral processing wastes which are losing Bevill-exempt status, and
those wastes classified as hazardous under the Toxic Characteristic Leaching
Procedure (TCLP). EPA is also continuing to process modifications for previously
approved petitions and defending litigation challenging prior petition decisions.
Implementation of the corrective action program continues to ensure that any
prior or current releases are being mitigated.
1992 Accomplishments
In 1992, the Agency obligated $638,200 and 13.3 total workyears for this
program all of which was from the Salaries and Expenses appropriation.
Facilities disposing of untreated hazardous waste into injection wells must
demonstrate "no migration" from the injection zone for as long as the waste
remains hazardous. In 1992, the Agency completed final approval of an additional
7 no-migration petitions, submitted by deep well operators for exemptions from
Land Ban prohibitions for hazardous waste disposal, bringing the national total
of approved petitions to 43. Review continued for an additional 14 petitions.
The Agency also completed action on seven petition revisions, modifications or
reissuances and provided litigation support against one no-migration petition
approval. EPA also promulgated final rule revisions for casing log inspections
for Class I hazardous waste wells.
REGULATIONS. GUIDELINES. AND POLICIES UNDERGROUND STORAGE
TANKS (UST)
1994 Program Request
The Agency requests a total of $6,983,800 supported by 64.0 total workyears
for this program, of which $4,002,300 will be for the Program and Research
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Operations appropriation and $2,981,500 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $114,600 for the
Program and Research Operations appropriation and decrease of $3,500 to the
Abatement, Control and Compliance appropriation and 1.1 workyears. The increase
in Program and Research Operations reflects full funding of the 1994 FTE. The
decrease in workyears is a result of the government-wide reduction in workyears
that is part of the President's program to reduce the size and costs of
government.
In 1994, EPA will focus on four priority areas of the program: state
program approval, streamlining of corrective actions, leak detection compliance
and enforcement, and preparation for the 1998 tank system upgrading deadline.
The Agency will continue to work with states to ensure progress toward
developing adequate authorities and enforcement capabilities to enable the states
to apply for state program approval. In FY 1993, substantial progress was made,
with 11 states gaining final approval, one state with tentative approval and 15
applications under review. In FY 1994, EPA will assist remaining states in
targeted efforts to overcome barriers to state program approval.
Corrective action streamlining of administrative and enforcement processes
will continue to be one of EPA's highest priorities. The Agency will work with
states to develop approaches that focus technical oversight on the highest risk
sites, yet ensure that cleanups at all sites progress toward completion. Efforts
will also focus on increasing the knowledge and use of innovative technologies
and approaches to UST cleanups.
The FY 1993 emphasis on leak detection compliance and enforcement will
continue as the final phase-in date occurs in December of 1993. Expedited
enforcement and other site inspection tools, procedures and assistance will be
offered to state UST programs. The UST program will continue to provide
technical assistance to tribal governments and tribal tank owners/operators in
the Western Regions.
Preparation for the 1998 tank system upgrading deadline will begin in FY
1994. Studies on what has been effective in states with earlier deadlines will
be conducted, and outreach materials will be developed for tank owners and
operators to encourage voluntary compliance.
1993 Program
The Agency requested a total of $6,872,700 supported by 65.1 total
workyears for this program, of which $3,887,700 was for the Program and Research
Operations appropriation and $2,985,000 was for the Abatement, Control and
Compliance appropriation.
In 1993, EPA continues to focus on three priority areas of the program:
state program approval, streamlining of corrective actions, and leak detection
compliance and enforcement.
The Agency La implementing a national program by ensuring that states
continued to work toward meeting the conditions for state program approval. The
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number of federally-approved state programs is increasing as states complete the
legislative and regulatory changes required to meet the Federal objectives for
state program approval, and as they develop adequate enforcement authorities and
capacity. The Agency continues to assist in the development of UST programs that
are not yet candidates for approval.
EPA continues to work with states to streamline their corrective action
processes and to identify new technologies and approaches for corrective actions.
Approximately half of the states are estimated to have undergone some
streamlining efforts.
The Agency is continuing its efforts to develop improved procedures for the
leak detection compliance and enforcement component of the program. Expedited
methods of enforcement and site inspection procedures are being emphasized. The
UST program continued to provide technical program development assistance to
tribal governments and tribal tank owners/operators in the Western Regions.
1992 Program
The Agency obligated a total of $8,156,500 supported by 56.3 workyears, of
which $3,631,000 was from the Salaries and Expenses appropriation and $4,525,500
was from the Abatement, Control and Compliance appropriation.
The Agency continued to support the priority program areas: streamlining
of corrective actions, state program approval, and leak detection compliance and
enforcement.
EPA continued its corrective action work by supporting development of new
corrective action technologies and working with states and local government
agencies to streamline corrective action processes. In conjunction with this
effort, the Agency continued to work on a number of different site
investigation and field measurement techniques. For example, Lab-in-a-Bag, a
portable field screening system for volatile organic contaminants, was developed
under the Federal Technology Transfer Act. EPA focused its efforts on techniques
such as these because accurate and reliable information from field measurements
expedites decisions about the degree and extent of contamination and speeds up
the corrective action process generally.
The Agency developed management tools, e.g., the State Program Approval
Handbook to facilitate state program approval and worked with states to develop
applications as part of this overall effort. In 1992, approximately 15 states
submitted draft applications for approval. Also, an additional two state
programs were approved and this number was expected to increase. Prior to 1992,
four state applications were approved.
In the area of leak detection compliance and enforcement, Federal
assistance was provided through grants and funding for regional projects which
focused on improving enforcement methods. The Agency leveraged its limited
resources by developing and promoting improved technical methods, focusing on
improving site inspection and enforcement methods and procedures.
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The program supported states as they developed financial responsibility
(FR) requirements that met the Federal objectives. EPA assisted owners/operators
in interpreting both technical and financial responsibility regulations through
guidance documents, brochures, and other outreach activities.
\
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HAZARDOUS WASTE
Financial Assistance
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 RED
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Waste
Management Financial
Assistance To States
Abatement Control and $90,565.0 $93,274.7 $92,950.0 $92,949.7 $92,949.7 -$325.0
Compliance
TOTAL $90,565.0 $93,274.7 $92,950.0 $92,949.7 $92,949.7 -$325.0
Underground Storage
Tanks State Grants
Abatement Control and $9,056.0 $9,000.0 $8,994.7 $8,994.7 $8,994.7 -$5.3
Compliance
TOTAL $9,056.0 $9,000.0 $8,994.7 $8,994.7 $8,994.7 -$5.3
TOTAL:
Abatement Control and $99,621.0 $102,274.7 $101,944.7 $101,944.4 $101,944.4 -$330.3
Compliance
Financial Assistance TOTAL $99,621.0 $102,274.7 $101,944.7 $101,944.4 $101,944.4 -$330.3
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HAZARDOUS WASTE
Financial Assistance
Budget Request
The Agency requests a total of $101,944,400 for this program from the
Abatement, Control and Compliance appropriation. This reflects a funding level
equal to that provided in 1993. This includes $92,949,700 for Hazardous Waste
(RCRA) state grants and $8,994,700 for Underground Storage Tank state grants.
HAZARDOUS WASTE MANAGEMENT FINANCIAL ASSISTANCE TO STATES
1994 Program Request
The Agency requests a total of $92,949,700 for this program, all of which
will be for the Abatement, Control and Compliance appropriation.
Funding is provided to assist the states in their continued efforts to
develop legislation and regulations to achieve consistency with the Federal
hazardous waste management program. States continue to be the primary
implementers of RCRA, and most states have received authorization for the base
program. Increasingly, states manage key hazardous waste information systems,
such as the maintenance of baseline and trend data as well as the management of
a national data base of waste generation, management and capacity information.
Resources will be provided to address environmentally significant
facilities, in line with the program's risk-based approach. Priority will remain
with the processing of post-closure permits for land disposal facilities to
ensure adequate monitoring and to address potential contamination at these
facilities. The importance of maintaining hazardous waste disposal and
incineration capacity is addressed through ongoing efforts to permit
environmentally sound facilities. The states will process modifications to
operating permits. In addition, the states will also continue to review and
approve closure plans for incinerators and storage and treatment facilities and
process appeals to permit decisions as they arise.
The States will continue to be responsible for a majority of the mandated
inspection and enforcement work. Inspections will emphasize compliance with
facility-specific permit requirements. The States, in conjunction with the
Agency, will continue to inspect all Federal treatment, storage, and disposal
facilities and will emphasize facility-specific permit requirements.
In coordination with the Agency, the States will conduct stabilization
activities at corrective action facilities where appropriate. The States will
continue to conduct oversight of long-term cleanup at facilities with the highest
environmental priority and greatest risk of non-compliance. The States will
continue to direct resources towards community relations activities to ensure
sufficient public awareness and involvement.
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The States will participate, to the extent possible, in the Agency's
enforcement targeting efforts by focusing on specific handler types and
industries, to leveraging resources to the fullest extent possible. In FY 94,
resources will continue to be targeted at generators with the greatest pollution
prevention potential as well as facilities that are in non-compliance with
corrective action orders and permit conditions. States will elevate the priority
of certain geographic areas to reflect their environmental significance and/or
derived environmental benefits. Targeted geographic areas include: the Gulf of
Mexico, Mexican Border, and the Chesapeake Bay. The States will conduct a
comprehensive inspection and enforcement program and, where necessary, ensure
that remediation activities required of handlers in the high-risk geographic
areas are carried out according to the order or permit requirements.
1993 Program
The Agency is allocating a total of $92,949,700 for this program, all of
which is from the Abatement, Control and Compliance appropriation.
In 1993, the Agency continues to provide funding to assist the states in
their continued efforts to develop legislation and regulations necessary to
achieve equivalence with the Federal hazardous waste management program. Most
states are authorized for the base RCRA program and will continue to develop the
capability to adopt corrective action and other provisions of HSWA.
The Regions continue to work with states to address environmentally
significant facilities. Resources are provided for states to process post-
closure permits for land disposal facilities in order to ensure monitoring and
other post-closure requirements, and to address potential contamination at these
facilities. Resources are provided for the states to maintain hazardous waste
disposal and incineration capacity by permitting environmentally sound new
facilities. The states are processing modifications to operating permits, which
need revisions due to changes in facility processes, facility expansions, and the
need to incorporate corrective action provisions as warranted. Resources are
also provided to perform stepped up levels of permit reviews, modifications, and
post-closure permits at facilities in the Gulf of Mexico region. The states
continue to review and approve closure plans for incinerators and storage and
treatment facilities, and process appeals to permit decisions, as necessary.
In 1993, the states are conducting compliance monitoring inspections,
taking enforcement actions and requiring corrective action in high-risk areas of
long standing Agency concern. These areas include the Gulf of Mexico, the
Chesapeake Bay, Puget Sound and the Caribbean. The states also continue to
conduct enhanced levels of enforcement and corrective action activities at
facilities within the Great Lakes Basin. The number of enforcement/corrective
action inspections increased by 123 inspections from 1993 to 1994.
The program leverages its resources by targeting its activities. In 1993,
the Agency is emphasizing identifying and taking enforcement actions against
those facilities with the greatest potential to have concrete pollution
prevention conditions included in settlement agreements and those with the
greatest multi-media impact. The program also focuses on identifying and taking
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enforcement actions against those facilities in non-compliance with corrective
action or other permit conditions.
Many facilities have been assessed and prioritized for corrective action.
The states continue to conduct stabilization activities as well as make final
remedy selections. The states target their corrective action resources such that
those facilities that are the most environmentally significant are addressed
first.
Information management resource continues to fund national implementation
of the Resource Conservation and Recovery Information System (RCRIS), the
hazardous waste data management system that is greatly expanding the states' and
EPA's ability to input and retrieve information critical to successful program
management.
1992 Accomplishments
In 1992, the Agency obligated a total of $90,565,000 for this program, all
of which was from the Abatement, Control and Compliance appropriation.
The states proposed legislation and upgraded regulations to achieve
equivalence with the Federal hazardous waste management program, and applied to
EPA for authorization to administer the program.
Permitting efforts were directed toward environmentally significant storage
and treatment facilities, processing modifications to existing permits, and
incorporating pollution prevention conditions into permits where appropriate.
The states conducted approximately 95% of the compliance monitoring
inspections performed, with emphasis on conducting inspections of new RCRA
handlers and facilities entering the regulated community as a result of new rules
and listings. The new rules and listings included the organic toxicity
characteristic and wood preserving listings. In addition, the states within the
Great Lakes Basin conducted intensified levels of inspections and initiated
enforcement and corrective action as appropriate.
The Agency and the states implemented an integrated enforcement/ pollution
prevention program which includes: 1) inspections of targeted groups of
generators; 2) searches for facilities operating illegally outside the RCRA
system; and 3) incorporating pollution prevention conditions in enforcement
settlements where appropriate.
The states placed increased emphasis on completing facility assessments and
prioritizing facilities for corrective action. Long-term corrective measures
were continued at facilities where they were already imposed, but the program
focused on addressing those facilities posing the most significant threat to
human health and the environment first. Where appropriate, facility
stabilization was encouraged.
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UNDERGROUND STORAGE TANKS GRANTS
1994 Program Request
The Agency requests a total of $8,994,700 for this program, all of which
will be for the Abatement, Control and Compliance appropriation. This represents
no change from the FY93 level.
These resources will be given to state and territorial programs to provide
a base level of funding for core program activities. These activities include
management of notification data, enforcement of leak detection and financial
responsibility requirements, and oversight of tank installations, closures and
corrective actions. States that have not yet applied for state program approval
will also use these funds to develop adequate authorities and enforcement
capabilities, and to prepare applications.
1993 Program
The Agency is allocating a total of $8,994,700 for this program, all of
which is from the Abatement, Control and Compliance appropriation.
The resources are providing states with a base of funding for core program
development activities, such as state program approval. States not yet ready to
seek program approval are continuing to develop and update their legislative and
regulatory standards, including technical standards, leak detection, financial
responsibility, and corrective action requirements. Additionally, states
continue to work on achieving compliance with tank closure, installation, leak
detection, and pressurized piping requirements.
1992 Accomplishments
The Agency obligated a total of $9,056,000, all of which was from the
Abatement, Control and Compliance appropriation.
States used these grant funds for core program development with a focus on
the development of an effective prevention program. Program development work
focused on notification requirements, new tank installation and operations
standards, leak detection, tank closure, and corrective action. Emphasis was
placed on developing and implementing State-specific legislation and regulations
to ensure state programs met the Federal objectives.
To supplement Federal funds, states developed independent funding sources
from tank fees, state taxes, and gasoline taxes. Other funding mechanisms were
pursued, as well. Independent funding is essential to the success of state
prevention programs as UST grant funds provide only "seed money" of about
$162,500 per state and $137,500 per territory.
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HAZARDOUS WASTE
Hazardous Waste Management Strategies Implementation
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REO 1994 RED
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Waste
Management
Strategies
Implementation
Program & Research $21,684.9 $23,261.0 $24,392.0 $24,305.1 $25,321.6 $1,016.5 $2,060.6
Operations
Abatement Control and $11,603.8 $13,493.9 $10,008.6 $10,337.0 $13,592.7 $3,255.7 $98.8
Compliance
TOTAL $33.288.7 $36,754.9 $34,400.6 $34,642.1 $38,914.3 $4,272.2 $2.159.4
TOTAL:
Program & Research $21,684.9 $23,261.0 $24,392.0 $24,305.1 $25,321.6 $1,016.5 $2,060.6
Operat i ons
Abatement Control and $11,603.8 $13,493.9 $10,008.6 $10,337.0 $13,592.7 $3,255.7 $98.8
Compliance
Waste Management TOTAL $33,288.7 $36,754.9 $34,400.6 $34,642.1 $38,914.3 $4,272.2 $2,159.4
Strategies
Implementation
PERMANENT VORKYEARS
Hazardous Waste 380.7 423.1 417.3 413.1 413.7 6 -9.4
Management
Strategies
Implementation
TOTAL PERMANENT WORKYEARS 380.7 423.1 417.3 413.1 413.7 6 -9.4
TOTAL WORKYEARS
Hazardous Waste 409.5 423.1 417.3 413.1 413.7 6 -9.4
Management
Strategies
Implementation
TOTAL WORKYEARS 409.5 423.1 417.3 413.1 413.7 6 -9.4
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HAZARDOUS WASTE
Hazardous Waste Management Strategies Implementation
Budget Request
The Agency requests a total of $38,914,300 supported by 413.7 total
workyears for 1994, an increase of $4,272,200 from 1993. Of the request,
$25,321,600 will be for the Program and Research Operations appropriation and
$13,592,700 will be for the Abatement, Control and Compliance appropriation. The
number of workyears in 1994 is maintained at current 1993 levels.
HAZARDOUS WASTE MANAGEMENT STRATEGIES IMPLEMENTATION
1994 Program Request
The Agency requests a total of $38,914,300 and 413.7 total workyears for
this program, of which $25,321,600 will be for the Program and Research
appropriation and $13,592,700 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $1,016,500 for the Program and
Research Operations appropriation, $3,255,700 for Abatement, Control and
Compliance from 1993 levels, and 0.6 total workyears. The increase in Abatement,
Control and Compliance supports Agency efforts to encourage commitments from
industry to reduce, reuse and recycle consumer and industrial materials.
Permitting activities will continue to focus on high risk facilities as the
most effective means to protect human health and the environment. Resources are
provided for the Regions to work with States to maintain hazardous waste disposal
and incineration capacity by permitting environmentally sound new facilities.
The Regions will coordinate closely with authorized States in permitting priority
storage and treatment facilities as well as land disposal facilities needing
operating or post-closure permits.
Joint Region and State program implementation will continue. Shared
implementation serves to build State capability and supports the transition to
full State authorization. In addition to continuing emphasis on reviewing and
approving closure plans for hazardous waste facilities, the Regions will process
appeals to permit decisions and will coordinate closely with the States on
complex cases and new regulatory provisions. Support will continue to be
provided to augment Superfund resources targeted for oversight and coordination
of the States' development and maintenance of Capacity Assurance Plans, as
required by the Superfund Amendments and Reauthorization Act (SARA).
Accountability issues are addressed through continued emphasis on enhanced
information systems as tools for decision-making and program monitoring.
The Regions will continue municipal solid waste (Subtitle D) activities to
address issues of increasing national concern. Resources will be provided to
support existing recycling and source reduction programs through targeted
technical assistance, the development of viable recycling market models and
enhancements to the Federal sector recycling and source reduction programs.
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Special attention will be given to developing recycling market infrastructure in
tandem with local communities and sharing source reduction strategies that result
in real cost savings to businesses.
Program activities will continue to address the need for environmentally
protective oil and gas exploration and production and mining practices by
assisting State efforts to develop environmental guidelines, (including
groundwater protection measures) for impacted regions (Alaskan North Slope,
California's Elk Hills). State capabilities will be developed through training
programs, and Regions will continue outreach and technology transfer projects in
the areas of waste minimization and management.
1993 Program
In 1993, the Agency is allocating a total of $34,642,100 and 413.1 total
workyears for this program, of which $24,305,100 is from the Program and Research
Operations appropriation and $10,337,000 is from the Abatement, Control and
Compliance appropriation.
EPA Regional offices are working with states to address facilities in a
manner consistent with the implementation of the RCRA strategic management
framework, and its emphasis on addressing facilities in priority order based on
risk ranking. They also continue processing post-closure permits (including
corrective action provisions) for high priority land disposal facilities. The
Regions are working with states to maintain hazardous waste disposal and
incineration capacity by permitting new facilities. They are processing
modifications to operating permits, which may need revisions due to changes in
facility processes, facility expansions, and the need to incorporate corrective
action provisions as warranted.
The Regions are assisting states and Indian tribes as they revise statutes
and regulations in accordance with the new national Subtitle D criteria, and are
reviewing State program revision packages. The Regions are also providing
technical and financial support to states and other eligible organizations, such
as municipalities and universities, that are interested in pursuing unique
projects that will support recycling and source reduction goals.
1992 Accomplishments
In 1992, the Agency obligated a total of $33,288,700 supported by 409.5
total workyears for this program, of which $21,684,900 was from the Salaries and
Expenses appropriation and $11,603,800 from the Abatement, Control and Compliance
appropriation.
Permitting efforts focused on ensuring adequate post-closure care of land
disposal facilities, as well as processing environmentally significant storage
and treatment facility permits. The Regions processed those portions of permits
for which states were not yet authorized, and provided technical oversight of
state work. The Regions supported the enhancement of state capability by
providing assistance with state regulatory and legislative development. This
provided a framework for ensuring national program consistency and will
ultimately allow states to run the hazardous waste program independently. The
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Regions worked with states and other organizations, through technical and
financial assistance, to implement the recommendations of the Agency's solid
waste Agenda for Action, which calls for a national program to minimize the
generation of solid waste and promote recycling where economically feasible.
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PROGRAM
HAZARDOUS WASTE
Emergency Planning/Community Right-To-Know - Title III
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Emergency Planning
Community Right To Know
Program & Research
Operations
Abatement Control and
Compliance
$3,143.5 $4,874.5 $3,569.3 $3,561.1 $3,638.1
$4,089.4 $7,358.0 $6,284.6 $6,240.8 $6,261.0
TOTAL $7,232.9 $12,232.5 $9,853.9 $9,801.9 $9,899.1
$77.0 -$1,236.4
$20.2 -$1,097.0
$97.2 -$2,333.4
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
Emergency Planning
Community Right To
Know
$3,143.5 $4,874.5 $3,569.3 $3,561.1 $3,638.1
$4,089.4 $7,358.0 $6,284.6 $6,240.8 $6,261.0
TOTAL $7,232.9 $12,232.5 $9,853.9 $9,801.9 $9,899.1
$77.0 -$1,236.4
$20.2 -$1,097.0
$97.2 -$2,333.4
PERMANENT WORKYEARS
Emergency Planning
Community Right To Know
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Emergency Planning
Community Right To Know
TOTAL UORKYEARS
43.0
43.0
45.4
45.4
59.5
59.5
59.5
59.5
60.3
60.3
60.3
60.3
59.7
59.7
59.7
59.7
58.8
58.8
58.8
58.8
-9
-9
-9
-9
5-45
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HAZARDOUS WASTE
Emergency Planning/Community Right-to-Know - Title III
Budget Request
The Agency requests a total of $9,899,100 supported by 58.8 total workyears
for 1994. Of the request, $3,638,100 will be for the Program Research and
Operations appropriation and $6,261,000 will be for the Abatement, Control and
Compliance appropriation. This reflects an increase of $77,000 in the Program
Research and Operations appropriation, $20,200 in the Abatement, Control and
Compliance appropriation and a decrease of 0.9 workyears from 1993. The increase
in Program Research and Operations reflects full funding of the 1994 FTE. The
Abatement, Control and Compliance increase reflects increases in expenses. The
FTE reduction is due to the government-wide reduction in workyears.
EMERGENCY PLANNING/COMMUNITY RIGHT-TO-KNOW - TITLE III
1994 Program Request
In 1994, the Agency will continue to develop approaches in high risk areas
for gauging the relative risk and vulnerability for chemical accidents. Using
these approaches, the program will assist states in targeting specific
industries, facilities and chemicals that pose substantial risk, particularly if
clustered geographically. In 1994, EPA will assist local governments in
developing projects to build their accident prevention, preparedness and response
capabilities with special focus on areas with high concentrations of chemical
facilities. The projects, which will result in products for dissemination to
other communities around the country, must demonstrate how implementation will
reduce or minimize the risk associated with a chemical accident. They will
address a number of chemical emergency areas: hazards analysis; emergency
response simulations, chemical accident prevention issues; innovative uses of
Title III facility/chemical data, improving information management capability of
State Emergency Response Commissions (SERCs) and Local Emergency Planning
Committees (LEPCs), developing/enhancing state and local enforcement programs,
and increasing public outreach and Community Right-to-Know (CRTK) programs.
In addition to high risk areas, the Agency will continue to support states
and local governments who have special requirements for assistance in individual
emergency planning needs. EPA will work with states to select a core program of
technical assistance activities and provide training and guidance to help SERCs
and LEPCs build and improve their emergency preparedness programs.
Title III enforcement activities will continue to support the objectives
of the program by focusing on high risk areas and on facilities that present
substantial risks. EPA will continue to emphasize integration of Emergency
Planning and Community Right-to-Know Act (EPCRA) enforcement activities in the
Agency's multi-media enforcement efforts.
5-46
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In 1994, EPA will continue efforts begun in FY 1993 to implement the Rio
Declaration through work with international organizations. Through this effort,
the Agency will assist in strengthening the capacity of the international
community to prevent and respond to environmental disasters. Activities will
focus on reducing the risk of chemical accidents by integrating CRTK principles
into chemical management programs with Mexico and Canada, Eastern Europe and
developing countries. Technical assistance will be provided to appropriate
international organizations such as the Organization for Economic Cooperation and
Development (OECD), United Nations Environment Program (UNEP), and the United
Nations Economic Commission for Europe (UN/ECE), to produce a guidance document
for governments outlining key components of a comprehensive CRTK program.
Early in the fiscal year the chemical accidental release prevention program
will promulgate the risk management plan regulation and technical guidance that
require owners and operators of facilities to develop risk management plans
(RMPs). As a result, in FY 1994 approximately 140,000 facilities will have to
register with EPA and begin developing their RMPs. The Agency will continue to
encourage states to accept and manage the prevention program and will provide
assistance in building the state program infrastructure. Elements of a state
program must include: registration procedures for new facilities, submission of
RMPs; auditing measures; public access; and funding mechanisms. EPA will focus
on providing training and technical assistance to states in accident prevention
techniques, registration of facilities. The Agency will also review and approve
accidental release prevention programs submitted by states.
In response to recommendations issued in EPA's hydrofluoric acid study, the
Agency will begin developing industry and chemical specific technical guidance
to prevent accidents at high-risk facilities. The guidance will target
facilities considered particularly vulnerable to chemical accidents and will
assist them in developing their risk management programs.
The Chemical Safety and Hazard Investigation Board is expected to be
operating in 1994. Once formed, the Agency will coordinate activities to ensure
effective use of information gathered by the Board, provide assistance in
conducting investigations, and respond to Board requests for information and
assistance.
Finally, continuing analysis, development and review of options for
improving government efficiency will be undertaken on issues identified by the
study on Federal authorities for hazardous material accident safety mandated by
the Clean Air Act. Efforts will be devoted to consolidating the disparate
facility contingency planning requirement and determining the potential for a
federal baseline standard. Activities will also focus on implementing a
coordination plan for government contingency planning at Federal, state and local
levels.
1993 Program
In 1993, the Agency is allocating a total of $9,801,900 supported by 59.7
total workyears, of which $3,561,100 is from the Program Research and Operations
appropriation and $6,240,800 is from the Abatement, Control and Compliance
appropriation.
5-47
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In 1993, EPA is devoting efforts to building state and local capabilities
to implement the emergency planning and community right-to-know program, with
emphasis on high risk geographic areas. With more than 3,800 Local Emergency
Planning Committees (LEPC's) in varying stages of implementation, the Agency is
focusing on high risk areas and States and communities that have special needs
for assistance. To meet these needs, the Agency is working with States to select
a core program of technical assistance activities emergency planning, hazards
analysis, simulation exercises, emergency plan review, information management and
risk communication to assist State Emergency Response Commissions (SERCs) and
(LEPCs). To support these activities, the program is updating emergency planning
guidance, reviewing and modifying training programs, developing workshops on
chemical hazard analysis and developing and supporting simulation exercises to
test emergency response plans. The Agency is also developing workshops on
information management techniques for organizing and using hazardous chemical
facility reporting information to present to State and local emergency personnel.
In addition, EPA will continue to carry out its emergency planning initiative,
which provides funding to States to develop emergency planning and community
right-to-know projects.
Utilizing EPCRA/CERCLA Section 103 enforcement authorities, the Agency is
emphasizing enforcement actions against facilities and industries which pose
significant risks to the environment. Data bases providing information on
chemical use by industries continue to be up-graded for use by enforcement
personnel in targeting potential high risk violators.
EPA continues to evaluate chemicals against the criteria of the extremely
hazardous substances list and continues work on proposed rule on flammable and
explosives in 1993. The program continues to work on possible additions to the
EHS list based upon the physical hazards posed by a chemical (e.g. reactives) and
on long-term health effects from a short-term exposure.
In 1993, the Agency is taking initial steps to implement activities under
Rio Agenda 21 to develop policies, guidance, training and assistance to
developing countries. The work builds upon such efforts as the Organization for
Economic Cooperation and Development (OECD) Guiding Principles on Chemical
Accident Prevention, Preparedness, and Response and UNEP's Awareness and
Preparedness for Emergencies at the Local Level (APELL). In addition, under
NAFTA "parallel track" activities, the Agency is broadening its efforts in the
area of chemical emergency preparedness, prevention and response from along the
U.S./Mexico border to the interior of Mexico. Activities also include
strengthening international emergency response capabilities, by working with such
newly established organizations as UN's Center for Urgent Environmental
Assistance.
EPA continues to develop the Clean Air Act (CAA) Accidental Release
Prevention program. In 1993, the list of regulated substances and the risk
management program rules will be finalized. Technical guidance to assist
regulated facilities in establishing their risk management program and model risk
management plans to assist certain industries will be developed. The program
will also evaluate the need for additional technical standards and guidance for
the prevention, detection, and response to accidental release of regulated
substances. EPA will complete and make recommendations on the reduction of
5-48
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hazards and risks associated with hydrofluoric acid and begin a study of the
risks posed from the accidental release of hydrogen sulfide. The Agency is
providing guidance and assistance to the States and encouraging State
administration of the prevention program by preparing States and LEPCs to
receive, review and use facility risk management plans. The program is in the
process of developing specific training courses to assist SERCs, LEPCs, small
businesses, and State air programs in understanding and using the information in
a risk management plan. The Agency is also assisting States in the regulatory
development of State programs to encourage their acceptance and implementation
of the accidental release prevention program.
The Chemical Safety and Hazard Investigation Board is expected to be
established in 1993. In anticipation of this, and as indicated by the CAA
Amendments, EPA is providing assistance in organizing and developing procedures
and processes for Board start-up. Once established, the Agency will provide
support by conducting investigations and providing analyses and response to Board
recommendations to improve chemical safety.
EPA is also completing a study mandated by the Clean Air Act Amendments,
to review Federal authorities governing hazardous materials accident safety.
The four primary issues under study include: multiple and overlapping facility
contingency planning requirements; the need for coordination of Federal, State
and local contingency plans; multiple hazard classification systems and the need
for international coordination; and the need for coordination and streamlining
of multiple agencies' accident databases.
1992 Accomplishments
In 1992, the Agency obligated $7,232,900 supported by 45.4 total workyears,
of which $3,143,500 is from the Salaries and Expenses appropriation and
$4,089,400 is from the Abatement, Control and Compliance appropriation.
In 1992, EPA implemented the emergency planning initiative it began in
1990, which provides direct funding to States and Indian Tribes to develop
emergency planning and community right-to-know projects. Utilizing chemical risk
as a criterion, the Agency awarded a total of sixteen projects to States and
Tribes. Project areas funded included improving preparedness planning in high
risk areas, hazards analysis, information management, outreach and enforcement.
While the projects funded by these grants are for the benefit of the grant
recipient, results of the projects will be shared with other States and LEPCs to
assist them in implementing Title III.
The Agency also developed two new publications to assist State, local and
Tribal officials in carrying out their emergency preparedness programs. One was
designed for Indian Tribes to assist them in understanding their responsibilities
under the Emergency Planning and Community Right-to-Know program. The other,
developed as a result of Title III focus group sessions, categorizes existing
emergency preparedness publications to assist SERCs and LEPCs in implementing
specific components of Title III. In the area of information management, EPA
continued its research and development of the Computer Aided Management of
Emergency Operations (CAMEO) system. CAMEO is a management tool used by
emergency response personnel to obtain descriptions of the characteristics of
5-49
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chemical releases based on the constituents of the release and to assist in the
integration of information they receive from Title III reporting facilities. In
addition, EPA in cooperation with NOAA, released an updated and improved version
of CAMEO late in the year.
EPA continued aggressive enforcement under EPCRA/CERCLA Section 103. The
Regions issued 49 Administrative complaints with proposed penalties in excess of
$3 million. In addition, the Regions successfully completed 32 administrative
actions with final penalties of more than $500,000.
In 1992 the Agency also initiated development of two major regulations
required under the Clean Air Act accidental release prevention provisions. One
establishes a list (with associated thresholds) of at least 100 substances that
could cause death, injury or other serious adverse effects to human health or the
environment. This rule was proposed in January 1993. The other rule requires
owners and operators sources who have a regulated substance at or above the
threshold to develop a risk management program and submit a risk management plan
for the prevention of accidental releases. It is anticipated that this rule will
be proposed in 1993. As required by the Clean Air Act, the Agency also began
developing technical and programmatic guidance. The programmatic guidance will
assist States in developing, implementing and enforcing an accidental release
prevention (ARP) program. Technical guidance focuses on providing information
to the regulated community on how to comply with the ARP program requirements.
In addition, two studies mandated by the Clean Air Act were also undertaken
in 1992. The first addresses the growing concern over hazards associated with
hydrofluoric acid. It includes information on the chemical's properties,
manufacturing processes, industrial uses, transportation and accidental releases.
The final report and recommendations will be completed in FY 93. The second
study reviews federal authorities governing hazardous materials safety
responsibilities. It focuses on issues that impact government efficiency and
effectiveness in administering safety responsibilities. It is also scheduled to
be completed in FY 93.
5-50
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
HAZARDOUS WASTE
ENFORCEMENT
Hazardous Waste Enforcement ................... 5-51
Hazardous Waste Enforcement .................. 5-52
-------
HAZARDOUS WASTE
Hazardous Waste Enforcement
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REO 1994 RED
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Waste
Enforcement
Program & Research $29,755.8 $33,871.3 $32,497.9 $32,381.6 $33,943.2 $1,561.6 $71.9
Operations
Abatement Control and $31,701.7 $37,453.6 $26,219.7 $28,763.5 $31,012.4 $2,248.9 -$6,441.2
Compliance
TOTAL $61,457.5 $71,324.9 $58.717.6 $61.145.1 $64,955.6 $3,810.5 -$6,369.3
TOTAL:
Program & Research $29,755.8 $33,871.3 $32,497.9 $32,381.6 $33,943.2 $1,561.6 $71.9
Operations
Abatement Control and $31,701.7 $37,453.6 $26,219.7 $28,763.5 $31,012.4 $2,248.9 -$6,441.2
Compliance
Hazardous Waste TOTAL $61,457.5 $71,324.9 $58,717.6 $61,145.1 $64,955.6 $3,810.5 -$6,369.3
Enforcement
PERMANENT WORKYEARS
Hazardous Waste 523.4 604.0 592.4 586.5 585.4 -1.1 -18.6
Enforcement
TOTAL PERMANENT WORKYEARS 523.4 604.0 592.4 586.5 585.4 -1.1 -18.6
TOTAL WORKYEARS
Hazardous Waste 547.2 604.0 592.4 586.5 585.4 -1.1 -18.6
Enforcement
TOTAL WORKYEARS 547.2 604.0 592.4 586.5 585.4 -1.1 -18.6
5-51
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HAZARDOUS WASTE
Hazardous Waste Enforcement
Budget Request
The Agency requests a total of $64,955,600 supported by 585.4 total
workyears of which $33,943,200 is for the Program and Research Operations
appropriation and $31,012,400 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $1,561,600 for the Program and
Research Operations appropriation and $2,248,900 for the Abatement/ Control and
Compliance appropriation.
HAZARDOUS WASTE ENFORCEMENT
_19_94_ Pjroqram Request
The Agency requests a total of $64,955,600 supported by 585.4 total
workyears of which $33,943,200 is for the Program and Research Operations
appropriation and $31,012,400 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $1,561,600 for the Program and
Research Operations appropriation and $2,248,900 for the Abatement, Control and
Compliance appropriation. In response to the federal workforce reduction plan
workyears have been reduced from the FY93 levels by 1.1 FTE. The increase in the
Program and Research Operations appropriation reflects full funding of the 1994
FTE. The increase in the Abatement, Control and Compliance appropriation
supports increased corrective action activity. The decrease in workyears is a.
result of the government-wide reduction in workyears that is part of the
President's program to reduce the size and cost of government.
Compliance monitoring and enforcement actions will continue against those
handlers and non-notifiers presenting the greatest threat to human health and the
environment. The Agency will strive to ensure that releases from environmentally
significant facilities are detected and addressed while those in significant non-
compliance will be addressed by administrative and judicial enforcement actions.
Federal, State, and local facilities that store, treat, and/or dispose of
hazardous waste will continue to be inspected either by authorized States or the
Agency as required by HSWA and the Federal Facilities Compliance Act.
Inspections of commercial land disposal and treatment facilities continue to be
conducted twice per year to ensure compliance with the Super fund Off-Site Policy.
In unauthorized States the Agency will bring enforcement actions for violations
of HSWA provisions.
Federal compliance monitoring and enforcement will be used to enhance and
complement State efforts as the States continue to assume the responsibility for
the bulk of the mandated inspection and enforcement work. Oversight inspections
will be conducted as appropriate and assistance will be given to improve State
program capacity.
Promotion of effective working relationships with facility owners/operators
5-52
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will continue in order to determine the nature and extent of contamination and
to develop corrective action alternatives that are protective of human health and
the environment while minimizing the financial responsibility of the Federal
government for remediation. Resources will continue to be directed to community
relations activities to ensure sufficient public awareness and involvement in
this process. Additional resources are directed towards corrective action
activities in FY94.
The Agency will continue to provide the States the needed technical
enforcement assistance and training they require. The Agency will also support
the States in their increased corrective action oversight responsibilities. In
concert with the States, the Agency will conduct inspections at newly regulated
handlers and non-notifiers as appropriate. The program will continue to support
on-going remedy selection and clean-up for high priority facilities.
Implementation and enforcement of Subtitle D regulations on Indian Lands will
continue. Inspections will emphasize compliance with facility-specific permit
requirements at any permitted facilities.
Monitoring of State progress will continue through program evaluation. The
Agency will continue to support the States as they strive towards achieving full
Hazardous and Solid Waste Act (HSWA) authorization.
The Hazardous and Solid Waste Amendments of 1984 mandate that EPA monitor
the activities of importers/exporters of hazardous waste. The level of activity
has grown as the amount of waste being exported and imported continues to
increase as a result of new international agreements such as the NAFTA, OECD, and
Basel agreements. Enforcement activities will be further reinforced through
training efforts with U.S. and Mexican Customs, US Coast Guard, Department of
Transportation and EPA Regional Offices. In implementing the NAFTA agreement,
resources will be directed towards transfer of technology and information in
cooperation with the Mexican government.
The program will continue to implement an .integrated RCRA enforcement
Pollution Prevention Strategy which includes the development of a RCRA-specific
policy on incorporating pollution prevention provisions in enforcement
settlements, while supporting the Office of Enforcement's broader efforts in
promoting Pollution Prevention conditions in enforcement agreements. In FY 94
resources will continue to focus on generators with the greatest pollution
prevention potential as well as towards facilities that are in non-compliance
with corrective action orders and permit conditions. Pollution prevention
conditions will be integrated into enforcement settlements and agreements.
An on-going training program, designed to enhance Regional senior and
middle management staff contract management capabilities, will be implemented.
Contracts management support will be increased to ensure strict compliance with
contracting regulations.
1993 Program
The Agency is allocating a total of $61,145,100 supported by 586.5 total
workyears of which $32,381,600 is for the Program and Research Operations
5-53
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appropriation and $28,763,500 is for the Abatement, Control and Compliance
appropriation.
In 1993, the program is placing increased emphasis on conducting compliance
monitoring, taking enforcement actions, and requiring corrective action in high-
risk areas of long standing Agency concern. These areas include the Gulf of
Mexico, the Chesapeake Bay, Puget Sound, and the Caribbean. The Agency will also
continue to conduct enforcement and corrective action at facilities within the
Great Lakes Basin.
The program continues to leverage its resources by targeting its compliance
monitoring and enforcement activities. In 1993, the program is focusing on
identifying and taking enforcement actions against facilities in non-compliance
with corrective action orders, permit conditions or closure requirements. The
Agency is also focusing on identifying and taking enforcement action against
those facilities with the greatest potential to have concrete pollution
prevention conditions included in settlement agreements and against those with
the greatest multi-media impact. The Agency is beginning development of guidance
to assist in the identification of facilities prior to a release so that
appropriate action can be taken to avoid or minimize accidental releases. In
FY93 resources are also directed towards the implementation of the Federal
Facilities Compliance Act.
Assessment and prioritization of facilities not characterized in FY92 for
corrective action continues in 1993. The Agency continues to emphasize site
stabilization activities and final remedy selections and implementation. In
keeping with Agency policy, corrective action resources are focusing first on
addressing facilities that are most environmentally significant.
In 1993, the Agency is, in coordination with Mexican officials, finalizing
and implementing the Integrated Border Plan as well as increasing levels of
training, including development of a training video for U.S. and Mexican Customs
officials. The development of an import/export database for tracking waste
movement across the border will continue. In addition the program in planning
for the implementation of OECD and Basel agreements. The program is continuing
to track and monitor the activities of the Interstate Oil and Gas Compact
Commission (IOGC).
The Agency continues its training program for inspectors and enforcement
officials, emphasizing Boilers and Industrial Furnaces (BIFs), groundwater
monitoring, and civil penalty policy as well as offering advanced inspectors
training.
Congressional Directives; A total of $1,000,000 is for the Congressionally
directed study of the Fresh Kills Landfill .
1992 Program Accomplishments
In 1992, the Agency was obligated a total of $61,457,500 supported by 547.2
total workyears, of which $29,755,800 was from the Salaries and Expenses
5-54
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appropriation and $31,701,700 was from the Abatement, Control and Compliance
appropriation.
The Agency completed the bulk of the facility assessments and implemented
the national corrective action prioritization criteria to ensure that facilities
posing the greatest risks to the environment and human health are addressed
first. The Agency also implemented its corrective action stabilization strategy
to ensure that facilities are addressed in a timely manner. Long-term corrective
measures continued at facilities where they have already been imposed, but the
Agency's focus shifted to ensure that facilities posing the most significant
threat are addressed first.
The Agency inspected new RCRA handlers resulting from new waste listings
and rules to ensure that a. strong message was sent to potential violators that
the new regulations were being vigorously enforced. The new rules and listings
include the organic toxicity characteristic and hazardous waste fuel rules, as
well as the mixed waste and wood preserving listings.
The Agency implemented an integrated RCRA enforcement pollution prevention
program which included conducting targeted inspections of generators and
initiating searches for facilities operating illegally outside the RCRA system.
Where possible, enforcement settlements resulting from violations discovered
during generator and non-notifier inspections (or any other enforcement actions)
integrated pollution prevention conditions.
The program, in coordination with the Office of Water and the Office of
Enforcement, conducted intensified levels of inspections and initiated
appropriate administrative and judicial enforcement at facilities within the
Great Lakes Basin. Corrective action, either through enforcement or permits, was
imposed at the most environmentally significant facilities.
The Resource Conservation and Recovery Act (RCRA) Inspector Training
Institute continued to provide training to ensure a consistent inspection
program. New training modules included topics such as the air emissions rule and
incinerator regulations. The first training program utilizing a new interactive
video was conducted on "Land Disposal Restrictions."
5-55
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5-56
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
PESTICIDES 6-1
RESEARCH AND DEVELOPMENT
Pesticides Research 6-13
ABATEMENT AND CONTROL
Registration, Special Registration and Tolerances 6-27
Registration, Special Registration and Tolerances 6-28
Generic Chemical Review 6-31
Generic Chemical Review 6-32
Pesticides Program Implementation 6-35
Pesticides Program Implementation 6-36
Pesticides Program Implementation Grants 6-38
ENFORCEMENT
Pesticides Enforcement 6-41
Pesticides Enforcement 6-42
Pesticides Enforcement Grants 6-44
-------
APPROPRIATION
PESTICIDES
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REO
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
TOTAL, Pesticides
$50,737.0 $58,508.5 $54,754.9 $54,669.2 $54,962.2 $293.0 -$3,546.3
$63,963.2 $61,744.2 $56,559.5 $56,515.6 $61,482.2 $4,966.6 -$262.0
$7,539.9 $8,581.7 $8,011.6 $8,011.6 $7,971.1 -$40.5 -$610.6
$122,240.1 $128,834.4 $119.326.0 $119.196.4 $124,415.5 $5,219.1 -$4,418.9
FIFRA Revolving Fund
$18,244.5
$13,748.0
-$13,748.0
PERMANENT UORKYEARS
TOTAL UORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
1,071.0
1,104.1
1,129.6
1,129.6
1,111.9
1,111.9
1,098.1
1,098.1
1,072.9
1,072.9
-25.2
-25.2
-56.7
-56.7
$113,398.5 $126,846.2 $119,776.2 $119,989.2 $125,476.7 $5,487.5 -$1,369.5
Authorization for the Federal Insecticide. Fungicide, and Rodenticide Act (FIFRA) expired on
September 30, 1991. Reauthorization is pending.
6-1
-------
PESTICIDES
DIFFERENCE
PRES.
BUDGET ENACTED
1993 1993
CURRENT
ESTIMATE
1993
ENACTED VS
PRES. BUD
EST. VS
PRES. BUD
EST. VS
ENACTED
APPROPRIATION
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
TOTAL, Pesticides
$58,508.5 $54,754.9 $54.669.2 -$3,753.6 -$3,839.3 -$85.7
$61,744.2 $56,559.5 $56,515.6 -$5,184.7 -$5,228.6 -$43.9
$8,581.7 $8,011.6 $8,011.6 -$570.1 -$570.1
$128,834.4 $119,326.0 $119,196.4 -$9,508.4 -$9,638.0 -$129.6
FIFRA Revolving Fund
$13,748.0
$13,748.0 $13,748.0
PERMANENT WORKYEARS
TOTAL WORKYEARS
1,129.6
1,129.6
1,111.9
1,111.9
1,098.1
1,098.1
-17.7
-17.7
-31.5
-31.5
-13.8
-13.8
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
PROGRAM AND RESEARCH OPERATIONS
o The FY 1993 Current Estimate reflects increased workforce costs.
ABATEMENT. CONTROL AND COMPLIANCE
o
The FY 1993 Current Estimate reflects Congressionally directed reductions to this account.
as well as Agency investments in Safer Pesticides and NAFTA activities.
RESEARCH AND DEVELOPMENT
o
Congressionally directed add-ons for neurotoxicology research for
biotechnology/bioremediation research.
Congressionally directed general reductions to the Research and Development appropriation.
6-2
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MEDIA BRIDGE TABLES
MEDIA: PESTICIDES
NPM : OFFICE OF PREVENTION, PESTICIDES AND TOXIC SUBSTANCES
FY 1993 CURRENT ESTIMATE
Changes by Category:
Workforce Costs (+/-)
Legislative Initiatives (+/-)
Program Initiatives (+/-)
Discontinuation of Specific
Increases to FY 1993 Request (-)
Others (+/-)
FY 1994 PRESIDENT'S BUDGET
PRO
$54,669.2
+$293.1
$0.0
$0.0
AC&C
$56,515.6
$0.0
$0.0
+$5000.0
PESTICIDES
R&D Total
$8,011.6 $119,196.4
-$40.5
$0.0
+$1,000.0
+$252.6
$0.0
+$6000.0
$0.0
$0.0
$54,962.2
$0.0
-$33.4
$61,482.2
-$650.0
-$350.0
$7,971.1
-$650.0
-$383.4
$124,415.5
6-3
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PESTICIDES
OVERVIEW AND STRATEGY
Pesticides can be both beneficial and hazardous substances. Almost
everyone uses or is exposed to the use of pesticide products. Pesticides are
also major contributors to groundwater pollution and agricultural runoff to
surface water. At the same time, pesticide products provide benefits to society,
contributing to agricultural productivity and controlling human diseases.
EPA's authority to regulate pesticides is set forth in two statutes. The
Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) governs the licensing
or registration of pesticide products. Sections 408 and 409 of the Federal Food,
Drug and Cosmetic Act (FFDCA) regulate the level of pesticide residues in raw and
processed agricultural commodities.
FIFRA. Under FIFRA, all pesticides must be registered with EPA before they
may be sold or distributed in the United States. EPA operates under an overall
risk/benefit standard for pesticide registration. Pesticides must perform their
intended function when used according to label directions, without posing
unreasonable risks of adverse effects on human health or the environment. In
making pesticide registration decisions, EPA is required to take into account the
economic, social, and environmental costs and benefits of pesticide use. This
is a task of enormous scope and complexity. OPP regulates over 1,000 active
ingredients, included in approximately 25,000 registered products, which account
for about two billion pounds of pesticide active ingredient use each year.
Amendments to FIFRA in 1988 substantially strengthened EPA's pesticide
regulatory authority, principally in the following areas:
o The 1988 amendments accelerate the reregistration process for scientific
review and assessment of previously registered pesticides by requiring
completion of this task within nine years.
o EPA is required to give accelerated review to applications for initial or
amended registration of products which are similar to pesticides already
registered with EPA.
o The 1988 law also authorizes the collection of fees which provide both
staff and contract resources to support reregistration activities.
o EPA's responsibilities and funding requirements were also substantially
changed for the storage and disposal of pesticides whose registrations
have been suspended and canceled. The law also places limitations on the
availability of funding to indemnify certain owners of suspended and
canceled pesticides.
FFDCA. Under the FFDCA, EPA sets tolerances, or maximum legal limits, for
pesticide residues on food commodities marketed in the U.S. Before a pesticide
can be registered under FIFRA for use on a food or feed crop, EPA must either
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establish a tolerance or, if appropriate, grant an exemption from the tolerance
requirement.
The Agency's 1994 budget for the pesticide program includes the following
elements: (1) Registration, Special Registration and Tolerances, including
registration of new products and control of pesticide residues in the food chain,
(2) Generic Chemical Review, including review and reregistration of existing
products, (3) Pesticide Program Implementation, including encouragement of
correct uses of pesticides, (4) Pesticides Enforcement, including the enforcement
of pesticide regulations, (5) Research and Development to support and improve
EPA's ability to evaluate the risks and benefits of pesticides, and (6)
consulting services.
The overall strategy for 1994 emphasizes: (1) the pesticide reregistration
program under FIFRA '88; (2) improving dietary risk evaluation methods and
updating the Dietary Risk Evaluation System (DRES); (3) implementing the
antimicrobial strategy and improving the procedures used to document product
effectiveness; (4) provision of critical assistance to the states for the
certification and training of pesticide applicators; and (5) enhancing
enforcement activities to respond to material weaknesses in the laboratory data
integrity program.
Registration. Special Registration and Tolerances
FIFRA and FFDCA authorize EPA to set the terms and conditions of pesticide
registration, marketing, and use. Under the registration program, new pesticide
products are registered on the basis of data reviewed by Agency scientists, and
current registrations are amended to add new uses and/or new formulations.
Manufacturers are required to conduct a full range of health and environmental
testing before marketing their new products. This testing uses sophisticated
methodology and techniques, enabling the Agency to more accurately determine the
potential for groundwater contamination, residues on food or feed, worker and
applicator exposure, environmental risks, and chronic and acute health hazards.
The registration program also includes special registration and tolerance-
setting activities. The special registration program continues to perform an
auxiliary function by permitting certain uses of unregistered pesticides for
experimental purposes and emergency pest situations. It also provides oversight
and guidance to state registration and experimental use permit functions. The
tolerance program establishes safe and enforceable maximum permissible residue
levels (or, in some instances, exemptions from tolerance requirements) for both
active and inert pesticide ingredients in or on raw agricultural commodities and
processed foods.
The 1994 budget request emphasizes (1) supplemental pesticides
reregistration activities, and (2) continued implementation of the antimicrobial
strategy to ensure the efficacy of registered disinfectants.
Generic Chemical Review (including Rereoistration)
The registrations of the majority of existing pesticide chemicals are
supported by data bases which the Agency has found insufficient by today's
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scientific standards to support the required determination of "no unreasonable
adverse effects." The Generic Chemical Review program is designed to remedy this
problem by requiring the upgrading of the scientific data base supporting
registrations, reviewing available data about each chemical, and formulating
scientifically based regulatory positions to guide the modification,
cancellation, or reregistration of existing products and the registration of new
products. The 1988 FIFRA amendments contain provisions for a greatly accelerated
five-phase reregistration program, expedited processing of certain types of
registration applications, a new system for collecting and administering fees,
and significant revisions to the indemnification and disposal program for
pesticides suspended and cancelled after enactment of the 1988 amendments. The
fees mandated by these amendments are to be used to supplement appropriated funds
to carry out reregistration and expedited processing.
The Generic Chemical Review program contributes to the safety of the food
supply through the reregistration program and special reviews, in which
pesticides suspected of causing unreasonable adverse effects undergo intensive
risk/benefit analysis. This may result in changes to the terms and conditions
of their use. The Generic Chemical Review program also includes the disposal
program. Funds are requested to ensure the continued safe storage of national
2,4,5-T/Silvex stocks in 1994. No funds are requested at this time for disposal
of the remaining stocks, as for disposal is not likely to begin in 1994, given
that characterization of 2,4,5-T/Silvex stocks stored at the Texas Environmental
Services (TES) facility must be completed, exploration of a disposal method must
yield an acceptable disposal option, and a permitted facility must be found to
dispose of the material.
Characterization of the stocks stored at TES is necessary due to the
different composition of these stocks as compared to those previously stored at
Dyers Warehouse.
The resource request in 1994 increases funding for activities in the
reregistration program and also provides for improvements in the Dietary Risk
Evaluation System (ORES). DRES is an important database that is used to evaluate
pesticide risks based on dietary variation and will be particularly important in
assessing risks to children.
Pesticides Program Implementation
In 1994 the Agency will continue to emphasize the field implementation of
activities related to protection of groundwater, endangered species, and workers
exposed to pesticides. With the publication of the Worker Protection Rule in
1992, the upgrade of certification and training regulations, and the publication
of the Groundwater Strategy in 1991, Regional and state implementation of the
pesticides programs has risen dramatically. The scope of the risks from
pesticides in the field is substantial. About 150 pesticides are potential
leachers, and 46 have been found in groundwater. There are 10.5 million private
wells and 94,600 community wells in the United States and 130 million people are.
dependent on groundwater for their water supply. Approximately 2.3 million
workers, on the approximately 1 million agricultural establishments in this
country, are exposed to pesticides during application. Resources provided in
1992 and 1993 have enabled the Regions and states to begin addressing these
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problems. In so doing, the Agency is moving away from the traditional
Headquarters command and control approach to a much more geographically targeted
and sophisticated approach in which risk management decisions are made closer, to
the source.
Under this program, EPA is continuing to promote the correct uses of
pesticides. To achieve this goal, EPA has cooperative agreements with State Lead
Agencies to certify applicators to use Restricted Use Pesticides. EPA provides
grants to the states to support this activity. Certification grants help support
54 applicator certification programs in participating states and territories and
Federally administered programs in Colorado and Nebraska. The 1994 budget
request includes provision of funds to provide critical support to the states for
the certification and training program.
EPA also has an interagency agreement with the U.S. Department of
Agriculture to provide training to pesticide applicators by working through State
Cooperative Extension Services. Regional offices also provide technical
assistance to states on pesticide issues.
Pesticides Enforcement
The enforcement provisions of FIFRA are carried out primarily through the
cooperative efforts of the states and territories and Indian Nations, under a
program of cooperative enforcement agreements established with EPA.
Participating states and territories conduct use inspections, inspect
pesticide-producing establishments, maintain marketplace surveillance, and
inspect dealers and users of restricted-use pesticides. In most instances in
which violations are detected, the states and territories develop and prosecute
enforcement cases as appropriate. In a limited numbers of cases, states and
territories may refer cases to EPA for action. The Agency encourages the states
and territories to design and operate their enforcement programs so as to place
greatest emphasis upon compliance with the use provisions of FIFRA, thereby
producing the greatest environmental benefit. The Agency will continue to
support and manage these cooperative efforts in 1994.
The Agency conducts Federal pesticides compliance monitoring programs in
cases in which states or territories are unable or unwilling to support
comprehensive compliance monitoring programs of their own. Federal programs in
such instances include use investigations, import and export surveillance, and
the preparation and prosecution of enforcement cases. Other activities that are
exclusively the responsibility of the Agency include providing technical and
compliance assistance to the states, the regulated community and the public, and
operating an automated data system which maintains information on compliance
inspections, enforcement actions, and pesticide production. Headquarters also
directs the OPPTS laboratory data integrity program, under which private testing
laboratories are inspected to determine compliance with Good Laboratory Practices
(GLP) regulations, audits are conducted, in-process studies are reviewed and the
scientific accuracy of completed test studies is verified.
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Research and Development
The Office of Research and Development (QRD) will continue to support the
Office of Prevention, Pesticides and Toxic Substances (OPPTS) by performing
research in a number of environmental areas related to pesticides. Scientists
will focus on nonpoint sources of pollution to field test and validate models
developed for predicting the leaching and runoff of pesticides and nutrients,
mostly nitrates, applied over relatively large geographical areas. Ecological
risk assessment methods will enhance site-specific or geographic-specific
evaluations of pollutants to enhance human health status and to protect the
environment. Research will provide knowledge on the potential risks posed by the
release of biotechnology products into the environment. This complete the yearly
maintenance and update of the pesticide treatability database. Human exposure
investigation will develop methods to measure the exposures of human populations
to environmental chemicals from all sources and routes of exposure. Research in
health effects will emphasize the development of animal toxicologic and human
clinical data and models; efforts will focus on environmental epidemiology,
including the development and assessment of biomarkers. New and expanded
research begun in FY 1993 will continue in neurotoxicology on the identification
of susceptible populations, neurodegenerative diseases, and in-vitro
neurotoxicology. Scientists will develop methods to predict environmental and
human health impacts related to research on the environmental review of toxic
chemicals. Researchers will conduct studies on alternative reproductive and in-
vitro neurotoxicity test methods; ecology research will emphasize advanced
structure activity relationship (SAR) techniques, and physical and chemical
identification data for transportation and fate analysis.
Consulting Services
Consulting services are utilized by the Agency to support the Scientific
Advisory Panel which, in accordance with section 25(d) of FIFRA, provides
comments, evaluations and recommendations on actions and regulations proposed by
the Agency. By using these services, the Agency can ensure that its regulatory
program continues to be based on sound science.
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PESTICIDES
ACTUAL
PROGRAM ACTIVITIES 1992
Special Review
Decisions 10
New Chemical and
Biochemical Microbial
Agent Reviews 374
Old Chemical Reviews... 2,400
Amended Registration
Reviews 7,291
New Use Reviews 288
Emergency Exemption
Reviews 334
Experimental Use
Permit Reviews 321
24(c) State
Registration Reviews.. 514
Temporary Tolerance
Petition Reviews 57
Tolerance Petition
Reviews 411
Inert Ingredient
Reviews 10
Reregistration Eligibility
Document 15
CURRENT
ESTIMATE
1993
ESTIMATE
1994
INCREASE (+)
DECREASE (-)
1994 vs 1993
228
2,032
6,379
280
364
305
430
57
413
10
20
228
2,032
6,379
280
364
305
430
57
413
10
38
+18
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PESTICIDES
PROGRAM ACTIVITIES
ACTUAL
1992
CURRENT
ESTIMATE
1993
ESTIMATE
1994
INCREASE (+)
DECREASE(-)
1994 vs 1993
Incremental Outputs
Producer Establishment
Use/Reentry and Experimental
Marketplace
Import Inspections a/ .......
State Applicator License
and Record Inspections. ....
State Dealer
Record Inspections. ........
Federal Laboratory
Inspections. ...............
Test Studv Audits
25,800
13,700
511
19,500
7,800
67
315
25,800
13,700
500
19,500
7,800
64
306
25,800
13,700
500
19,500
7,800
64
306
* 1992 Actuals include state-funded inspections.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
PESTICIDES
RESEARCH AND DEVELOPMENT
Pesticides Research 6-13
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PROGRAM
PESTICIDES
Pesticides Research
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 RED
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
$6,130.2 $7,183.8 $7,014.1 $7,014.1 $6,209.7 -$804.4
Pesticides Research
Program & Research
Operations
Research & Development $7,539.9 $8,581.7 $8,011.6 $8,011.6 $7,971.1
TOTAL $13,670.1 $15,765.5 $15,025.7 $15,025.7 $14,180.8
-$974.1
-$40.5 -$610.6
-$844.9 -$1,584.7
TOTAL:
Program & Research $6,130.2 $7,183.8 $7,014.1 $7,014.1 $6,209.7
Operations
Research & Development $7.539.9 $8,581.7 $8.011.6 $8,011.6 $7,971.1
Pesticides Research TOTAL $13,670.1 $15,765.5 $15,025.7 $15,025.7 $14,180.8
-$804.4 -$974.1
-$40.5 -$610.6
-$844.9 -$1,584.7
PERMANENT WORKYEARS
Pesticides Research
TOTAL PERMANENT UORKYEARS
99.3
99.3
110.9
110.9
108.1
108.1
107.6
107.6
89.0
89.0
-18.6
-18.6
-21.9
-21.9
TOTAL UORKYEARS
Pesticides Research
TOTAL WORKYEARS
105.5
105.5
110.9
110.9
108.1
108.1
107.6
107.6
89.0
89.0
-18.6
-18.6
-21.9
-21.9
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PESTICIDES
Pesticides Research
Principal Outputs
1994;o Reproductive and Chronic Exposure Tests of the Effects of Microbial
Pest Control Agents (NPCAs) on Avian Species.
o Interim Protocol: Measuring the Effects of Transgenic Bt Toxin on
Beneficial Invertebrates.
o Manual Methods for Quantifying Dislodgeable Surface Pesticide
Residues.
o Preliminary Report on Microlevel Human Activity Patterns for Use in
Exposure and Risk Assessment.
o Report on Cholinesterase Inhibition as a Valid Indicator or Exposure.
o Develop a Quantitative Weight-of-Evidence Scheme for General Toxicity
Using Data on Effects Other Than Cancer.
o Study on the Influence of Age as a Risk Factor in Neurotoxicity Risk
Assessment.
1993;o Report on Ecological Risk Assessment of Watersheds and River Basins:
Management Needs and Research Opportunities Workshop Report.
o Field Evaluation of LERAM: The Littoral Ecosystem Risk Assessment
Model.
o Relationships Between Pesticide Effects on Birds in the Field and
Laboratory Toxicity.
o Report on the Fate and Survival of Bacterial Microbial Pest Control
Agents (MPCAs) in Aquatic Environments.
o Report on Geographic Methods to Assess Ground Water Vulnerability to
Pesticides.
o Report on a Comparison of Methods for Quantifying Dislodgeable Surface
Residues.
o Evaluation of DNA Adducts as Biomarkers of Exposure in Pesticide
Applicators.
o Report on Preliminary Dermal Exposure Measurement Studies:
Environmental Concentrations and Human Activity Patterns.
o Guidance for Neurotoxicity Risk Assessment of Cholinesterase
Inhibitors.
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1992;o Risk Assessment Methodologies that Integrate Effects and Exposure Data
to Determine the Fate and Effects in Marine Microcosms of Toxic
Substances, Including Pesticides.
o Report on Validation of Hazard Assessment Predictions of Environmental
Effects of Pesticides in Estuarine Systems.
o Effects, Persistence, and Distribution of Azinphos-methyl in Littoral
Enclosures.
o Effects of Beauveria bassiana on Embryos of the Island Silverside Fish
(Menidia beryllina).
o The Effect of Bacillus Thuringiensis var kurstaki on a beneficial
insect, the Cinnabar Moth (Lepidoptera: Arctiidae).
o Report on the Genetic Analysis of Human Cells Exposed to Genetically
Engineered Baculovirus.
o Report on the Interpretation of Immunotoxicity Testing in Terms of
Enhanced Risk of Disease.
o Report on the Genetic Analysis of Human Cells Exposed to Genetically
Engineered Baculovirus.
o Dermal Exposure Assessment: A Literature Review.
o Compendium of Body Burden Biomarkers for Pesticides.
o Strategy for Research to Support the Development of Exposure
Monitoring and Assessment Guidelines for Pesticides and Consumer
Products in Residential Environments.
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PESTICIDES
Pesticides Research
BUDGET REQUEST
1994 Budget Request
The Agency requests a total of $14,180,800 and 89.0 total workyears for
1994, a decrease of $844,900 and 18.6 total workyears from 1993. Of the request,
$6,209,700 will be for the Program and Research Operations appropriation, and
$7,971,100 will be for the Research and Development appropriation. This
represents a decrease of $804,400 in the Program and Research Operations
appropriation, and a decrease of $40,500 in the Research and Development
appropriation. The decrease in workyears reflects a shift in the Agency's
strategy towards greater cross media research through the multimedia program as
a more effective method of scientific inquiry into environmental problems than
the single media approach traditionally followed by the Agency. The shift in
work years is primarily for the high priority Ecosystems initiative in Multimedia
research.
1993 Budget
The Agency is allocating a total of $15,025,700 supported by 107.6 total
workyears for this program element, of which $7,014,100 is from the Program and
Research Operations appropriation and $8,011,600 is from the Research and
Development appropriation.
1992 Budget
The Agency obligated a total of $13,670,100 supported by 105.5 total
workyears for this program element, of which $6,130,200 was from the Program and
Research Operations appropriation, and $7,539,900 was from the Research and
Development appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
COASTAL AND MARINE
1994 Program Request
There will be no pesticide resources in this issue in 1994.
1993 Program
There are no pesticide resources in this issue in 1993.
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1992 Accomplishments
Research developed methodologies for risk assessments that integrated
effects and exposure data, with special emphasis on determining the fate and
effects in marine microcosms of toxic substances, including pesticides and
sediments contaminated with PCBs and metals.
NONPOINT SOURCES
1994 Program Request
ORD research efforts on NFS initially are focusing on agriculture because
it is the largest NFS, affecting about 50 to 70 percent of the impaired surface
waters. EPA and the US Geological Survey (USGS) also have documented the high
levels of pesticides found in drinking water wells and aquifers.
The Agency will conduct research to field test (validate) models developed
for predicting the leaching and runoff of pesticides and nutrients, mostly
nitrates, applied over relatively large geographical areas. The major effort is
in validating models that project the probability of groundwater contamination
from new pesticides evaluated under FIFRA. Probability sampling of groundwater
systems within the context of national sampling frames like EMAP will be compared
to levels predicted by the models to be validated. Studies will compare
groundwater contamination incidence and concentration levels based on the soil,
climate, agricultural practices, and chemical properties involved. The endpoint
indicators used and results obtained will be evaluated for possible incorporation
into the Environmental Monitoring and Assessment Program (EMAP). A major
component of this research will be a pilot validation study in concert with EMAP
and the United States Department of Agriculture (USDA) in selected agricultural
regions of North Carolina.
1993 Program
Researchers are employing refinement and use of predictive models and
techniques to address transport, degradation, fate and residual problems of
pesticides, and determining the factors that impair important environmental
processes. Investigation is focusing on how pesticide insults are expressed in
various habitats. Researchers are identifying the most effective approaches and
preventive measures to decrease pesticide use and prevent contamination problems.
Additional research is being conducted to study the movement of pesticides
through the environment in order to determine the eventual disposition of
pesticides in the environment.
1992 Accomplishments
There were no pesticide resources in this issue in 1992.
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ECOLOGICAL RISK ASSESSMENT METHODS
1994 Program Request
The Agency will conduct research on methods needed to assess the exposure,
hazard, and risk to ecological resources from the multiple threats present under
real-world conditions, including those related to pesticides. The framework for
analysis will be natural watersheds at a variety of geographic scales, from local
drainage basins through major watersheds, as defined by the US Geological Survey
(USGS) Hydrologic Accounting Units and the US Department of Agriculture (USDA)
Major Land Resource Areas. Research will combine monitoring programs, analysis
techniques for stressor-specific exposures and hazards related to pesticides, and
the ecorisk guidelines under development for Agency-wide use in ecological risk
assessment.
This research will use current achievements to develop an innovative,
holistic, integrated program designed to use a new generation of computer-based
analysis and decision tools tailored to the information needs and authorities of
federal, state, and local resource managers. These new tools will incorporate
the results of stressor-specific analysis in the context of specific local
geographic conditions and constraints. Researchers will examine the synergy
between eutrophication, toxicity, and habitat loss; they will design a new
generation of ecologically-capable watershed models grounded in geographic
information systems (CIS) technology and individual-based ecological approaches
that will evaluate stressors, such as pesticides, in a whole-system perspective.
Researchers will assemble the CIS databases and framework needed to support the
watershed-scale analysis program.
1993 Program
ORD is initiating a triad of interrelated innovative responses to the
Agency's customary "command and control" approach that has fostered a narrow
focus on individual "media" in both its operations and in its organizational
structures. Researchers are developing an ecological indicators and monitoring
program as part of the Environmental Monitoring and Assessment Program (EMAP),
Risk Assessment Forum standard protocols for conducting ecological risk
assessments, and an "Ecorisk" program of ecological risk assessment methods
research.
Research results from the Ecorisk program ultimately will redefine the way
the agency conducts its fundamental business of assessing and managing the
ecological risks of pesticides and other toxic substances. This research begins
from a biogeographical "watershed" focus, replacing the traditional narrow
"media" focuses, encouraging genuinely ecological approach to agency regulatory
responsibilities. The watershed approach promotes integration across media (both
stressor and habitat) to define aggregate ecological risks, and places the
"media" risks in the larger context. This biogeographical context promotes
efficient allocation of risk management resources to maximize environmental
protection, allowing local pollution control authorities to more effectively
identify and rank significant hazards to their resource base. National
regulatory programs are able to understand the true significance and risk
reduction opportunities of pesticides in geographically diverse settings.
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1992 Accomplishments
Understanding the hazards, pathways, exposure models and the fate of
pesticides is paramount to offering control and management solutions. EPA
conducted laboratory and field studies to verify field versus laboratory findings
and establish a basis for predicting pesticide impacts. Studies included
determining which bioindicators best assess the condition of habitat; determining
the effects of pesticides on persistence and distribution of biota in littoral
sites; and studying, identifying, classifying and determining the chemical impact
on long-term survival of terrestrial wildlife.
Research employed refinement and use of predictive models and techniques to
address transport, degradation, fate and residual problems of pesticides.
Scientists determined the factors that impair important environmental processes
and the way in which pesticide insults are expressed in various habitats.
ENVIRONMENTAL RELEASES OF BIOTECHNOLOGY PRODUCTS
1994 Program Request
Through this research, the Agency will be supporting the Federal
Coordinating Council for Science, Engineering, and Technology (FCCSET)
Biotechnology crosscut initiative. Information is lacking on the effects on
higher organisms of a wide variety of microorganisms that may be used as
biological control agents (BCAs). Research will focus on the genetic and
molecular basis of infectivity, pathogenicity, and allergenicity of biological
control agents, and will develop methods that determine their host range.
Researchers will use experimental results to develop protocols for testing the
effects of microorganisms on beneficial and non-target invertebrate species
(i.e., honeybees, predatory ants, spiders, estuarine crustaceans) and vertebrate
species (fish and surrogates for humans).
Scientists will investigate the potential effects of introduced
microorganisms on freshwater, marine, and terrestrial ecosystem inhabitants by
employing existing single-species, multi-species, and site-specific microcosm
tests. Experiments also may modify these surrogate environmental systems to
mimic ecosystems of concern. Researchers will incorporate improvements in the
procedures developed from these investigations into new testing methods, and fate
and effects predictive mathematical models.
Plants have been engineered in a variety of ways to be pesticidal, resistant
to diseases, tolerant to herbicides, to produce materials useful to man, such as
Pharmaceuticals, and to degrade or otherwise remove hazardous chemicals from the
environment. The introduction of foreign genes into plants for these purposes
requires the assessment of possible adverse effects in the environment. With the
increased funding in 1994, researchers will conduct experiments on the fate and
effects of genes introduced into host plants. Initial efforts will concentrate
on pesticidal plants into which have been inserted Bacillus thurinaiensis genes
that produce an insect toxin. The objective of this research is to assure the
safety of such products.
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1993 Program
EPA is supporting the FCCSET Biotechnology crosscut initiative with this
research. Researchers are examining the toxicological, behavioral, and
pathologic effects on individual species exposed to specific natural and
genetically engineered biological control agents/ such as microbial pest control
agents (MPCAs), insect growth regulatory hormones, and pesticidal plants.
Scientists are continuing tests on biological control agents (BCAs). Pesticides
are being examined for potential adverse human health effects in order to produce
protocols that can be used to evaluate the effects of these products. Single-
species and multi-species microcosms will be used as well as site-specific
microcosms, such as littoral enclosures for freshwater, marine, and estuarine
systems, to develop methods for predicting the fate and effects of an introduced
biological control agent on those environments. Test organisms include non-
target, beneficial arthropods; other invertebrates; birds; and fish.
Congressional Directive. A total of $250,000 is for the Congressionally
directed increase in biotechnology to expand research in the ecological effects
of large-scale releases of engineered organisms with respect to biogeochemical
processes, effects on community structure, trophic interactions, and ecosystem
health.
1992 Accomplishments
Research culminated in a number of products, including reports on biological
control agent research needs, findings on the fate and survival of bacterial
MPCAs in aquatic environments, a bioassay for testing the lethal effects of
fungal pathogens on the predatory beetle Hippodamia convercrens. a bioassay for
testing the lethal effects of bacterial pathogens on beneficial Diptera using
Voria ruralis. and the effects of environmental stress conditions on the
susceptibility of Voria ruralis (Diptera: Tachinidae) to bacterial infection.
This research was conducted in support of the FCCSET Biotechnology crosscut
initiative.
GROUNDWATER
1994 Program Request
There will be no pesticides resources in this issue in 1994.
1993 Program
There are no pesticides resources in this issue in 1993.
1992 Accomplishments
Research was initiated to compare existing on-farm wells with stainless
steel monitoring wells used for sampling ground water for nitrates and
pesticides. Scientists began developing sufficient data for testing a ground-
water nitrate/pesticide model on a watershed scale using samples from existing
wells.
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MUNICIPAL SOLID WASTE
1994 Program Request
There will be no pesticides resources in this issue in 1994.
1993 Program
There are no pesticides resources in this issue in 1993.
1992 Accomplishments
Research resulted in the revision of the pesticides treatability data base.
HAZARDOUS WASTE
1994 Program Request
This is a level-funded activity which continues to provide yearly
maintenance and update of the pesticide treatability database.
1993 Program
Research is focusing on the maintenance and update of the pesticide
treatability database.
1992 Accomplishments
Researchers updated the pesticide treatability database.
HUMAN EXPOSURE
1994 Program Reguest
ORD will develop a manual of methods for quantifying the dislodgeable
residues from indoor and outdoor surfaces available for dermal contact and
transfer. Scientists will produce a compendium of passive and personal
techniques for monitoring inhalation exposure. Investigators will issue a report
on approaches for estimating and predicting total human exposures via multiple
pathways. Studies will be initiated to determine the frequency and duration of
the use of pesticides in and around the home to assess the direct contact with
chemicals of users and the passive exposures of non-users. Researchers will
develop standard activity scenarios and exposure related factors for use in the
development of exposure assessment guidelines for pesticides.
1993 Program
ORD researchers are developing effective tools and techniques for
estimating, with known certainty, the distribution of the nation's population
exposed to environmental pollutants, including pesticides. Studies are being
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conducted to detect changes and trends in those distributions. Research is being
conducted on test methods, exposure monitoring, exposure modeling, and exposure
assessment. Scientists are developing and testing immunobased personal exposure
monitoring (PEM) devices to obtain data for exposure monitoring, including dermal
exposure.
1992 Accomplishments
Scientists initiated studies to evaluate and further develop measurement and
analytical methods for use in monitoring residential exposures to pesticides,
with an emphasis on the quantification of surface residues. The results of these
studies were published. Researchers implemented preliminary studies to develop
protocols for measuring dermal exposure to pesticides and herbicides used in
residential environments. Results indicated that the dermal route is likely to
be important and that micro-level activity patterns need to be quantified,
especially for children. Work continued on the development of immunochemical
personal exposure monitors (PEMs) for use in exposure monitoring.
HEALTH EFFECTS
1994 Program Request
The epidemiology research program will investigate the effects of pesticides
on agricultural workers, and their spouses and children. Neurotoxicity research
in the laboratory will complement field studies by investigating relationships
between pesticide exposure and susceptible populations, such as females,
offspring, and aging adults. Reproductive and developmental pesticide toxicity
research will explore the consequences of in utero exposure to offspring
development.
1993 Program
New research addresses three major topics identified by committees of the
Federal Coordinating Council on Science, Engineering, and Technology (FCCSET) to
support expanded neurotoxicology research: 1) identification of susceptible
populations, 2) neurodegenerative diseases, and 3) in-vitro neurotoxicology.
Researchers are evaluating techniques to extrapolate between animal and human
health effects, and between high and low dose exposures used in animal toxicology
of pesticides. Expected accomplishments include guidance to EPA's Office of
Prevention, Pesticides and Toxic Substances (OPPTS) for the interpretation of
data regarding cholinesterase inhibitors.
Congressional Directives. A total of $400,000 is for the Congressionally
directed increase in neurotoxicology will expand research into the relationships
of repeated, low-level exposure to pesticides, drinking water contaminants, and
metals to the development of neurological disorders.
1992 Accomplishments
Research was begun on evaluating techniques to extrapolate between animal
and human health effects, and between high and low dose exposures used in animal
toxicology of pesticides. There were no significant outputs.
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POLLUTION PREVENTION
1994 Program Request
Resources are being moved to Pollution Prevention in Multimedia to
consolidate the pollution prevention research.
1993 Program
Three Administrator's pollution prevention set-aside fund projects continue
in 1993. One project is looking at ways to improve bioregulation processes which
cause pesticides to biodegrade more rapidly in the field, thereby reducing
potential contamination. A second project is to develop databases and computer
models to reduce groundwater contamination from pesticides, providing decision-
makers with information on the appropriate application of agricultural chemicals.
A third project is developing a pesticide hazard index and a registry of
pesticides to improve the condition of the Chesapeake Bay by identifying and
promoting the use of pesticides which have the least adverse impact on the bay.
These projects will be completed in 1993.
1992 Accomplishments
There were no pesticide resources in this issue in 1992.
INNOVATIVE TECHNOLOGIES
1994 Program Request
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA will allocate 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds will be
used to support small businesses engaged in the development of equipment for
pollution abatement and control, and instrumentation for monitoring environmental
trends and conditions. Under this program, ORD will take advantage of unique
solutions to pesticide problems and other environmental issues that may be
offered by the private sector. Resources will be identified in the operating
plan and consolidated into the Multimedia Program Element once enactment occurs.
1993 Program
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA is allocating 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds are used
to support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD is able to take advantage of unique
solutions to pesticide related problems and other environmental issues that may
be offered by the private sector.
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1992 Accomplishments
Resources and accomplishments supporting this program were budgeted in the
Multimedia program element for 1992.
ENVIRONMENTAL REVIEW OF TOXIC CHEMICALS
1994 Program Request
Research will focus on the health effects of potentially neurotoxic
chemicals, with special emphasis on the adversity of cholinesterase inhibitors
and the development of effective testing methodologies. Scientists will develop
test methods and interpretive models, including the development and validation
of in vitro methods, guidance documents on how to conduct and interpret
neurotoxicity tests, and the health assessment of cholinesterase inhibitors.
1993 Program
Researchers are developing and validating cellular and molecular endpoints
for screening and characterizing neurotoxic agents, and studying structure
activity relationships (SARs) and mechanisms of action. Scientists are
developing tests which evaluate the relevant biological processes for a problem
area, such as male reproductive functions. The results of those tests are
compared to the test results of known pesticide toxic agents to determine the
sensitivity and biological validity of the bioassays under consideration.
Research is developing methods to evaluate the integrity of the immune system of
rats, using known or suspected immunotoxicants to identify the immunotoxic
potential of pesticides.
1992 Accomplishments
Researchers provided data interpretation guidance to EPA's Office of
Prevention, pesticides and Toxic Substances (OPPTS) on "Interpreting
Immunotoxicity Testing in Terms of Enhanced Risk of Disease". A second product
was a computer software package for OPP and the EPA regional offices, "Computer-
based Matching of Genetic Activity Profiles (GAPS) for the Local Area Network
(LAN)".
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD's success in conducting
the quality science needed to assure that the Agency's decisions are
scientifically sound. The most critical part of ORD's infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure based
upon the importance of this activity to planned and ongoing research activities.
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Program and Research Operations appropriation funding for the Pesticide Research
PE will be centralized within the infrastructure issue to provide improved
management for ORD's personnel compensation and benefits, and travel costs
associated with managing research programs.
1993 Program
ORD's current infrastructure program provides compensation and benefits, and
travel for ORD scientists and engineers. ORD's workforce carries out scientific
programs in support of the Agency's mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency's mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
6-25
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6-26
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
PESTICIDES
ABATEMENT AND CONTROL
Registration, Special Registration and Tolerances 6-27
Registration, Special Registration and Tolerances 6-28
Generic Chemical Review 6-31
Generic Chemical Review 6-32
Pesticides Program Implementation 6-35
Pesticides Program Implementation 6-36
Pesticides Program Implementation Grants 6-38
-------
PESTICIDES
Registration, Special Registration & Tolerances
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Registration, Special
Registration, and
Tolerances
Program & Research $14,471.0 $16,146.1 $15,298.7 $15,350.4 $16,152.4 $802.0 $6.3
Operations
Abatement Control and $6,429.8 $5,466.7 $4,460.2 $4,411.9 $5,411.9 $1,000.0 -$54.8
CofnpL iance
TOTAL $20,900.8 $21,612.8 $19,758.9 $19,762.3 $21,564.3 $1,802.0 -$48.5
TOTAL:
Program & Research $14,471.0 $16,146.1 $15,298.7 $15,350.4 $16,152.4 $802.0 $6.3
Operations
Abatement Control and $6,429.8 $5,466.7 $4,460.2 $4,411.9 $5,411.9 $1,000.0 -$54.8
Compliance
Registration, Special TOTAL $20,900.8 $21,612.8 $19,758.9 $19,762.3 $21,564.3 $1,802.0 -$48.5
Registration &
Tolerances
PERMANENT WORKYEARS
Registration, Special 242.1 258.9 250.9 252.6 252.6 -6.3
Registration, and
Tolerances
TOTAL PERMANENT WORKYEARS 242.1 258.9 250.9 252.6 252.6 -6.3
TOTAL WORKYEARS
Registration, Special 251.8 258.9 250.9 252.6 252.6 -6.3
Registration, and
Tolerances
TOTAL WORKYEARS 251.8 258.9 250.9 252.6 252.6 -6.3
6-27
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PESTICIDES
Registration, Special Registration, and Tolerances
Budget Request
The Agency requests a total of $21,564,300 supported by 252.6 total
workyears for 1994, which represents no increase in workyears from 1993. Of the
request, $16,152,400 will be for the Program and Research Operations
appropriation, and $5,411,900 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $802,000 for the Program and
Research Operations appropriation, and an increase of $1,000,000 in the
Abatement, Control and Compliance appropriation.
REGISTRATION. SPECIAL REGISTRATION. AND TOLERANCES
1994 Program Request
The Agency requests a total of $21,564,300 supported by 252.6 total
workyears for this program, of which $16,152,400 will be for the Program and
Research Operations appropriation, and $5,411,900 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $802,000
for the Program and Research Operations appropriation, an increase of $1,000,000
in the Abatement, Control and Compliance appropriation, and no increase of total
workyears. The increase in the Program and Research Operations appropriation
reflects full funding of the workforce. The increase for the Abatement, Control
and Compliance appropriation reflects emphasis on antimicrobials.
In 1994, the Agency expects to conduct 148 reviews of new chemicals, 80
reviews of biochemical/microbial agents, 2,032 reviews of old chemicals, 6,379
amended registration reviews, 280 new use reviews, and 413 tolerance petition
reviews. The emphasis on approval of new chemicals and new uses will be
continued in 1994 to permit more rapid market entry of new, safer products.
In 1994, the Agency is requesting an additional $1,000,000 in this program
for antimicrobials. These additional funds will support implementation of the
antimicrobial strategy and will address material weaknesses identified under the
Federal Managers Financial Integrity Act (FMFIA).
The Agency will continue to ensure that tolerances reflect the most current
regulatory status of each active ingredient, including revocation of tolerances
on canceled pesticides and tolerance reassessments in conjunction with
reregistration reviews. Tolerance fees will be increased in 1994 by the
percentage of the General Schedule (GS) pay raise.
1993 Program
In 1993, the Agency is allocating a total of $19,762,300 supported by 252.6
total workyears for this program, of which $15,350,400 is from the Program and
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Research Operations appropriation and $4,411,900 is from the Abatement, Control
and Compliance appropriation.
In 1993, emphasis is on biological pesticides, which comprise the single
fastest growing segment of new pesticide registration activity. The Agency
continues to emphasize the regulatory implications of biological pesticides, and
where appropriate, speed the experimental use and registration of these
pesticides. These products include natural and genetically engineered microbial
pesticides, biochemical pesticides and plants genetically engineered to produce
pesticides.
Resources are permitting further implementation of the 1987 antimicrobial
strategy. Among the objectives identified in the strategy is the revision or
update of efficacy test methodology and performance standards to assure
reproducibility of efficacy tests.
Increased emphasis is being given to groundwater contamination, including
registrant monitoring, more extensive use of environmental fate test data,
geographical restrictions, and restricted use classifications. This helps
prevent future environmental clean-up problems. Continued emphasis is being
placed on improvement of information on product labels.
Regional liaison continues to be improved by working closely with the
Regional pesticide experts and other Regional staff to improve Regional and state
understanding of national regulatory activities, and by obtaining their input on
policies and reviews affecting their mission. This liaison is improving
oversight of section 18 experimental use permit reviews and section 24(c) special
local need programs.
To prevent circumvention of section 3 registration requirements, stringent
criteria for granting section 18 exemptions, such as consideration of progress
towards permanent registration and clarification of "emergency" and "significant
economic loss" as criteria used in considering emergency exemptions, continues
to be applied. Headquarters continues to work closely with the Regions and
states to monitor emergency exemptions and special local needs.
The Agency is continuing to ensure that tolerances reflect the most current
regulatory status of each active ingredient, including revocation of tolerances
on canceled pesticides and tolerance reassessments in conjunction with
reregistration reviews. Tolerance fees are being increased in 1993 by the 3.7
percent General Schedule (GS) pay raise.
1992 Accomplishments
In 1992, the Agency obligated a total of $20,900,800 supported by 251.8
total workyears for this program, of which $14,471,000 was from the Salaries and
Expenses appropriation and $6,429,800 was from the Abatement, Control and
Compliance appropriation.
In 1992, ongoing pre-market registration reviews of human and environmental
risks associated with the introduction or expanded use of pesticides in the
market place and the encouragement of safer pesticide substitutes, including
6-29
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biological and biotechnology products, continued. Registration review continued
to emphasize protection of groundwater, workers, and endangered species, with an
increased emphasis in food safety.
Special registration of pesticides, including experimental use, emergency
use, and state registration of pesticides continued. Headquarters continued to
provide guidance and enhanced regional and state participation with these
functions.
Further implementation of the 1987 antimicrobial strategy continued. Among
the objectives identified in this strategy, was the revision or update of
efficacy test methodology and performance standards to assure reproducible
efficacy tests.
Tolerances reflected the most current regulatory status of each active
ingredient and through the testing of analytical methods, ensuring that
established tolerances can be adequately enforced. Inert ingredients of
toxicological concern were listed on pesticide product labels and underwent data
call-ins. Tolerance fees were increased by 4.2% to reflect the General Schedule
(GS) pay raise.
6-30
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PROGRAM
PESTICIDES
Generic Chemical Review
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REO
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Generic Chemical Review
Program & Research
Operat i ons
Abatement Control and
Compliance
FIFRA Revolving Fund $16,302.5 $13,748.0 -$13,748.0
TOTAL $63,018.9 $45,767.3 $40,093.9 $53,721.8 $42,314.5 -$11,407.3 -$3,452.8
$21,414.6 $23,495.3 $20,983.7 $20,863.6 $20,737.7
$25,301.8 $22,272.0 $19.110.2 $19,110.2 $21,576.8
-$125.9 -$2,757.6
$2,466.6 -$695.2
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
FIFRA Revolving Fund
Generic Chemical
Review
$21,414.6 $23,495.3 $20,983.7 $20,863.6 $20,737.7 -$125.9 -$2,757.6
$25,301.8 $22,272.0 $19,110.2 $19,110.2 $21,576.8 $2,466.6 -$695.2
$16,302.5 $13,748.0 -$13,748.0
TOTAL $63,018.9 $45,767.3 $40,093.9 $53,721.8 $42,314.5 -$11.407.3 -$3,452.8
PERMANENT UORKYEARS
Generic Chemical Review
TOTAL PERMANENT UORKYEARS
TOTAL UORKYEARS
Generic Chemical Review
TOTAL UORKYEARS
544.4
544.4
554.2
554.2
561.3
561.3
561.3
561.3
555.1
555.1
555.1
555.1
540.7
540.7
540.7
540.7
534.9
534.9
534.9
534.9
-5.8
-5.8
-5.8
-5.8
-26.4
-26.4
-26.4
-26.4
6-31
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PESTICIDES
Generic Chemical Review
Budget Request
The Agency requests a total of $42,314,500 and 534.9 total workyears
for 1994, a decrease of $11,407,300 and a decrease of 5.8 total workyears from
1993. Of the request, $20,737,700 will be for the Program and Research
Operations appropriation, and $21,576,800 will be for the Abatement, Control and
Compliance appropriation, a decrease of $125,900 and an increase of $2,466,600
respectively. The decrease in workyears reflects the President's commitment to
reducing the size of the federal workforce.
GENERIC CHEMICAL REVIEW
1994 Program Request
The Agency requests a total of $42,314,500 and 534.9 total workyears for
this program, of which $20,737,700 will be for the Program and Research
Operations appropriation, and $21,576,800 will be for the Abatement, Control and
Compliance appropriation. Total workyears will include 328.9 for the Program and
Research Operations appropriation and 206.0 supported by the Federal Insecticide,
Fungicide, and Rodenticide (FIFRA) Revolving Fund (formally known as the
Reregistration and Expedited Processing Fund). This represents a decrease of
$125,900 in the Program and Research Operations appropriation, an increase of
$2,466,600 in the Abatement, Control, and Compliance appropriation, and a
decrease of 5.8 total workyears. The increase in Abatement, Control, and
Compliance reflects increased funding of activities supporting pesticide
reregistration. The decrease in workyears reflects the President's commitment
to reducing the size of the Federal workforce.
The Agency's emphasis on pesticide reregistration is reflected in the 1994
budget request. Resources requested, and additional resources provided by the
FIFRA revolving fund, will support completion of final call-ins for additional
required data. Resources will also support 38 reregistration eligibility
decisions (REOs), which includes final data and a decision on the reregistration
of the pesticide. As data gathered through the reregistration process is
reviewed, the Agency expects some pesticides will continue to meet the triggers
for special reviews. The projected number of special review outputs for 1994 is
eight.
$1,500,000 of this request is for additional reregistration activities.
This amount, with increased revenues from maintenance fees, will keep the
reregistration of chemicals on the current schedule. The FIFRA Fund will support
206.0 workyears in 1994.
Other increases in 1994 will provide for improvement of the Dietary Risk
Exposure System (DRES). An additional $1,000,000 for DRES will improve our
ability to evaluate risks posed through diet by providing improved precision of
food consumption data for infants and children.
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The Agency will continue to provide safe storage for the remaining 2,4,5-
T/Silvex stocks, pending identification of an appropriate disposal method and a
permitted facility. Additionally, Phase III of the disposal regulations,
Standards for Storage, Mixing/loading, Transportation and Disposal of Pesticides,
will be issued in FY 1994.
1993 Program
The Agency is allocating a total of $53,721,800 and 540.7 total workyears
for this program, of which $20,863,600 is from the Program and Research
Operations appropriation, $19,110,200 is from the Abatement, Control and
Compliance appropriation, and $13,748,000 is from the FIFRA Revovling Fund.
Total workyears will include 329.1 from the Program and Research Operations
appropriation and 211.6 will be FIFRA Fund supported.
In 1993, the Agency is making reregistration decisions on List B documents.
The Agency expects that 20 Reregistration Eligibility Documents (REDs) will be
completed as work pertaining to the 1988 FIFRA Amendments continues. Eight
Special Reviews are projected for 1993. Special Reviews are a major risk
reduction vehicle and will be increasingly required as data is reviewed during
the reregistration process.
Worker Protection Standards for Agricultural Pesticides (40 CFR 170),
governing pesticide-treated field reentry intervals, protective clothing, and
label warnings, were published as a final regulation in October 1992.
As of December 31, 1992, 99% of the known dinoseb stocks had been disposed
of. Pesticide disposal funds are being used for the continued safe storage of
the remaining stocks of 2,4,5-T/Silvex. Storage needs for the remaining 2,4,5-
T/Silvex products continue until proper disposal can be arranged.
Section 19 of the 1988 amendments to FIFRA mandated that the Agency
promulgate regulations for the storage and disposal of pesticides. Proposed
regulations will be issued in three phases. The Agency expects to publish Phase
I, Procedural rules for suspended/ cancelled/recalled pesticides and Phase II,
Standards for pesticide containers and bulk containment in 1993.
Environmental indicators are being evaluated for their feasibility in
measuring the effectiveness of the program's efforts to achieve the objectives
of the OPPTS Four Year Strategy, particularly in the areas of reducing pesticide
risks to public health and the environment. Program activities in 1993 are
focused on accomplishing the goals and objectives outlined in the strategy.
The Agency is continuing efforts in international coordination to ensure
consistency of decisions and science data with CODEX, the General Agreement on
Tariff and Trade (GATT), and import/export policies. This initiative includes
coordination with the European Community on its reregistration efforts, and
expanded technical assistance through the Food and Agriculture Organization (FAO)
and the Peace Corps.
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1992 Accomplishments
In 1992, the Agency obligated a total of $63,018,900 supported by 554.2
total workyears for this program, of which $21,414,600 was from the Salaries and
Expenses appropriation, $25,301,800 was from the Abatement, Control and
Compliance appropriation, and $16,302,500 was from the FIFRA fund. Total
workyears included 333.3 from the Salaries and Expenses appropriation and 220.9
supported by the FIFRA Fund.
The Agency continued work pertaining to the 1988 FIFRA Amendments,
completing 15 REDs. Funds from both Salaries and Expenses appropriations and the
FIFRA Fund were utilized to accomplish these tasks. EPA completed its Phase IV
review for List B chemicals, and began the process of making reregistration
decisions on some of the List B documents. Ten Special Reviews were undertaken
in 1992. Special Reviews are a major risk reduction vehicle, and continue to be
generated primarily from data reviewed during the reregistration process.
The Agency continued its disposal responsibilities for the remaining two
pesticides suspended and canceled prior to 1988: dinoseb and 2,4,5-T/Silvex.
The disposal of dinoseb stocks, which began in 1990, was 98% complete as of
September of 1992. The disposal of 2,4,5-T/Silvex stocks previously stored at
Byers Warehouse was completed in February 1992. These stocks represented
approximately one half of the total 2,4,5-T/Silvex stocks.
1992 was the first implementation year for the program's Four Year Strategy.
Program activities focused on accomplishing the goals and objectives outlined in
the strategy, particularly reducing pesticide risks to public health and the
environment. This included the implementation of environmental indicators to
measure progress towards these goals.
The Regional-state capabilities initiative, begun in 1990 to address the
problems of groundwater protection, protecting endangered species from
pesticides, and promoting the safety of pesticide applicators and farm workers,
continued in 1992. This initiative strengthened EPA's field presence providing
state and local solutions to area-specific problems.
Phase II of the National Pesticide Survey (NFS) was released in January 1992
to the public simultaneously with transmittal to the FIFRA Scientific Advisory
Panel (SAP). Phase II of the NPS entails detailed investigation of possible
associations between pesticides and nitrate detections in drinking water wells
and factors such as groundwater sensitivity, chemical use and well conditions.
Phase I findings were distributed to the Regions, states, and other interested
parties in 1991.
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PESTICIDES
Pesticides Program Implementation
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REO 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Pesticides Program
Implementation
Program & Research $2,490.2 $3,413.2 (3,334.6 $3,334.3 $3,387.7 $53.4 -$25.5
Operations
Abatement Control and $3.1 $3.1 $3.1 $3.1
Compliance
TOTAL $2,490.2 $3,413.2 $3,337.7 $3,337.4 $3,390.8 $53.4 -$22.4
Pesticides Program
Implementation - Grants
Abatement Control and $14.193.8 $15,778.9 $15,202.0 $15,201.4 $16,201.4 $1,000.0 $422.5
Compliance
TOTAL $14,193.8 $15,778.9 $15,202.0 $15,201.4 $16,201.4 $1,000.0 $422.5
TOTAL:
Program & Research $2,490.2 $3,413.2 $3,334.6 $3,334.3 $3,387.7 $53.4 -$25.5
Operations
Abatement Control and $14,193.8 $15,778.9 $15,205.1 $15,204.5 $16,204.5 $1,000.0 $425.6
Compliance
Pesticides Program TOTAL $16,684.0 $19,192.1 $18,539.7 $18,538.8 $19.592.2 $1,053.4 $400.1
Implementation
PERMANENT WORKYEARS
Pesticides Program 45.8 59.2 59.1 58.5 57.7 -8 -1.5
Implementation
TOTAL PERMANENT WORKYEARS 45.8 59.2 59.1 58.5 57.7 -8 -1.5
TOTAL WORKYEARS
Pesticides Program
Implementation
TOTAL WORKYEARS
46.8
46.8
59.2
59.2
59.1
59.1
58.5
58.5
57.7
57.7
-8
-8
-1.5
-1.5
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PESTICIDES
Pesticides Program Implementation
Budget Request
The Agency requests a total of $19,592,200 supported by a 57.7 total of
workyears for 1994, an increase of $1,053,400 in funds and a decrease of 0.8 in
workyears from 1993. Of the request, $3,387,700 will be for the Program and
Research Operations appropriation, and $16,204,500 will be for the Abatement,
Control, and Compliance appropriation, representing an increase of $53,400 for
the Program and Research Operations appropriation and an increase of $1,000,000
in the Abatement, Control and Compliance appropriation from 1993. The decrease
in workyears reflects the President's commitment to reducing the size of the
Federal workforce.
PESTICIDES PROGRAM IMPLEMENTATION
1994 Program Request
The Agency requests a total of $3,390,800 supported by 57.7 total workyears
for this program, of which $3,387,700 will be for the Program and Research
Operations appropriation and $3,100 will be for the Abatement, Control, and
Compliance appropriation. This request represents an increase of $53,400 for the
Program and Research Operations appropriations and a decrease of 0.8 in total
workyears from 1993. The increase for the Program and Research Operations
account reflects an increase in workforce costs. The decrease in workyears
reflects the President's commitment to reducing the size of the Federal
workforce.
In 1994, the Agency will continue to address concerns about pesticide
threats to groundwater, endangered species, and workers occupationally exposed
to pesticides. The Agency will also continue to build Regional/state
capabilities in the areas of groundwater, worker protection, and endangered
species, as well as continue to provide national leadership and coordination of
this initiative. EPA will develop guidance packages and training and educational
materials, organize national meetings and workshops, and provide technical
assistance. In this area, EPA will also continue joint coordination with other
Federal agencies, especially the United States Department of Agriculture.
This initiative includes revisions to the Certification and Training (C&T)
Regulations (Part 171), which governs the sale of restricted use pesticides to
non-certified persons. Regional workyears are requested for groundwater,
endangered species, and worker protection. The Regional office staff will
implement the major initiatives underway in EPA, including Worker Protection
Standards, the Groundwater Strategy, the Groundwater Restricted Use Rule, the
Endangered Species Protection Program, and the Non-Point Source Management and
Wellhead Protection plans. These initiatives represent major regulatory and
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program changes. The 1994 C&T program will support 54 applicator programs in 49
states, the District of Columbia and several territories.
Headquarters and Regional office staff will continue to develop and manage
national training programs for the certification & training, groundwater,
endangered species and worker protection programs in cooperation with the U.S.
Department of Agriculture/State Cooperative Extension Services (USDA/SCES).
EPA and the USDA will be jointly developing pesticide education programs
to protect groundwater, workers and endangered species. Further, national and
joint workshops on certification and training will be organized by program staff
in cooperation with USDA/SCES.
1993 Program
In 1993, the Agency is allocating a total of $3,337,400 supported by 58.5
total workyears for this program, of which $3,334,300 is from the Program and
Research Operations appropriation and $3,100 is from the Abatement, Control, and
Compliance appropriation.
In 1993, the Agency is continuing to build on the initiative begun in 1990
to strengthen Regional/state capabilities to respond to increasing public
concerns about groundwater contamination by pesticides, protection of endangered
species from pesticides, and safety of workers occupationally exposed to
pesticides. The Regional office staff continues to implement the major
groundwater initiatives begun in EPA, including the Groundwater Strategy, the
Groundwater Restricted Use Rule, and the Non-Point Source Management and Wellhead
Protection Plans. For the worker protection program, states are conducting
activities to carry out the Worker Protection Standard which was signed in
calendar year 1992. The Agency is disseminating information on the new Standard
and continues to develop training materials required by the program. For the
Endangered Species Program, Regional staff continue to implement the
geographically targeted program in high priority areas, manage program grants,
continue education and outreach, assist states in developing and implementing
state-initiated plans, and coordinate map review within the states. Headquarters
and Regional staff are continuing to manage the certification and training
program in cooperation with the USDA/SCES, and provide technical assistance on
pesticide issues.
1992 Accomplishments
In 1992, the Agency obligated a total of $2,490,200 supported by 45.8 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation.
In 1992, the regional staff continued to provide technical expertise on
specific issues relating to the use and application of pesticides. They
continued to work with the various officials in each state to implement the
Regional/state capability initiative in the areas of protection of groundwater,
workers occupationally exposed to pesticides, and endangered species.
6-37
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The Agency continued to refine the interim voluntary programs and state-
initiated plans for endangered species, and expanded the scope of the voluntary
programs through the development of more maps and county bulletins, pending the
issuance of the Federal Rule outlining the final program.
Headquarters staff directed the development of training materials in the
areas of groundwater, endangered species, and worker safety.
PESTICIDES PROGRAM IMPLEMENTATION GRANTS
1994 Program Request
The Agency requests a total of $16,201,400 for this program, all of which
is for the Abatement, Control and Compliance appropriation and represents an
increase of $1,000,000 from 1993.
Resources will be used to continue implementation of the pesticide program
in the states and on Indian tribal lands. States and Indian tribes are
instrumental in working with the Regions and the public in addressing site-
specific pesticides issues. The Regions will continue assisting the states in
keeping the public and users informed on pesticide issues. The implementation
of the Worker Protection Standard will continue to be of primary emphasis. The
Regions will continue assistance to the states, particularly in the development
of training materials and communication efforts. In the endangered species
program, which enters its first full year as an enforceable program, the Regions
will provide assistance in the development of protection plans to meet state-
specific needs. In the groundwater program, the Regions will continue to work
with all fifty (50) states and some Indian Tribes in the development of and
review of Generic State Management Plans. Additional resources will also enable
the states to provide state grants for increased efforts to implement the
certification and training program, including pesticide risk reduction in
specific geographic areas.
States will continue to carry out the Certification and Training (C&T)
Program in cooperation with the Agriculture/State Cooperative Extension services
(USDA/SCES). Efforts will continue to strengthen implementation of the C&T Part
171 regulations and improve communications with the states and public on food
safety issues. The 1994 budget request includes $1,000,000 more for the C&T
program than was provided. Additionally, states will continue to strive to
ensure that applicators of Restricted Use Pesticides (RUPs) are knowledgeable in
all the program initiatives of groundwater, worker protection and endangered
species.
1993 Program Request
In 1993, the Agency is allocating a total of $15,201,400, all of which is
from the Abatement, Control and Compliance appropriation. These resources
support certification and training programs, as well as programs initiated in
1992 to strengthen state capabilities to address problems in the protection of
groundwater. In 1993, full scale implementation of the Worker Protection
6-38
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Standard began. States are continuing to complete their implementation strategy,
including a communications program, an education program, and cooperation with
other Federal and state agencies.
The Agency continues to carry out cooperative agreements with State Lead
Agencies (SLAs) to certify applicators to use RUPs. The Agency provides grants
to states to support this activity. Under the guidance of the Regions, states
are implementing certain program improvements, revising certification
examinations to strengthen state capabilities to address problems in groundwater,
endangered species, chronic health effects, workers occupationally exposed to
pesticides, and other topics. EPA established an interagency agreement with USDA
to provide training to pesticide applicators by working through State Cooperative
Extension Services. Resources will be used for the development and
implementation of training programs for non-agricultural (e.g. structural, urban)
applicators. In 1993, states are continuing to implement the Regional/state
capability initiative.
1992 Accomplishments
In 1992, the Agency obligated a total of $14,193,800 for this program, all
of which was from the Abatement, Control and Compliance appropriation.
Major emphasis continued in the area of building Regional/state capability.
Regional Offices continued to negotiate with states to modify cooperative
agreements to incorporate changes set forth in the regulations by developing
grant and cooperative agreement guidance packages; providing technical
assistance to the Regions and states; and developing national training programs
and materials for the certification, groundwater, endangered species and worker
protection programs. Regional Offices also acted as reviewers on grant packages
and outputs.
EPA continued its interagency agreement with USDA to provide training to
pesticide applicators through an interagency agreement with USDA/SCES. Funds
provided through a cooperative agreement with USDA/SCES helped support the
applicator training programs.
6-39
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*»
o
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
PESTICIDES
ENFORCEMENT
Pesticides Enforcement 6-41
Pesticides Enforcement 6-42
Pesticides Enforcement Grants 6-44
-------
PESTICIDES
Pesticides Enforcement
PROGRAM
Pesticides Enforcement
Grants
Abatement Control and
Compliance
TOTAL
Pesticides Enforcement
FIFRA Funds
Program & Research
Operat i ons
Abatement Control and
Compliance
FIFRA Revolving Fund
TOTAL
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
FIFRA Revolving Fund
Pesticides Enforcement TOTAL
PERMANENT WORKYEARS
Pesticides Enforcement
FIFRA Funds
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE
1993 1993 1994 REQ
VS
1993 CE
(DOLLARS IN THOUSANDS)
$15,771.9 $15,974.1 $15,842.6 $15,842.4 $15,842.4
$15,771.9 $15,974.1 $15,842.6 $15,842.4 $15,842.4
$6,231.0 $8,270.1 $8,123.8 $8,106.8 $8,474.7 $367.9
$2,265.9 $2,252.5 $1,941.4 $1,946.6 $2,446.6 $500.0
$1,942.0
$10,438.9 $10,522.6 $10,065.2 $10,053.4 $10,921.3 $867.9
$6,231.0 $8,270.1 $8,123.8 $8,106.8 $8,474.7 $367.9
$18,037.8 $18,226.6 $17,784.0 $17,789.0 $18,289.0 $500.0
$1,942.0
$26,210.8 $26,496.7 $25,907.8 $25,895.8 $26,763.7 $867.9
139.2 139.3 138.7 138.7 138.7
139.2 139.3 138.7 138.7 138.7
INCREASE
DECREASE
1994 REQ
VS
1993 PB
-$131.7
-$131.7
$204.6
$194.1
$398.7
$204.6
$62.4
$267.0
-6
-6
Pesticides Enforcement 145.3 139.3 138.7 138.7 138.7 -6
FIFRA Funds
TOTAL WORKYEARS 145.3 139.3 138.7 138.7 138.7 -6
6-41
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PESTICIDES
Pesticide Enforcement
Budget Request
The Agency requests a total of $26,763,700 supported by 138.7 total
workyears for 1994, an increase of $867,900. Of the request, $8,474,700 will be
for the Program and Research Operations appropriation and $18,289,000 will be for
the Abatement, Control, and Compliance appropriation, an increase of $367,900 in
the Program and Research Operations appropriation and an increase of $500,000 in
the Abatement, Control, and Compliance Appropriation.
PESTICIDES ENFORCEMENT
1994 Program Request
The Agency requests a total of $10,921,300 supported by 138.7 total
workyears for this program, of which $8,474,700 will be for the Program and
Research Operations appropriation and $2,446,600 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $367,900
for the Program and Research Operations appropriation and an increase of $500,000
in the Abatement, Control, and Compliance appropriation. The increase in Program
and Research Operations reflects increased workforce costs. The increase in
Abatement, Control, and Compliance augments the laboratory data integrity
program.
In 1994, Headquarters will provide overall program guidance and management,
will assist in developing new and revised regulations, and develop compliance
monitoring strategies and enforcement response policies. Headquarters staff will
also provide guidance and general oversight of the Federal/state cooperative
enforcement agreement program, and technical and analytical support for Regional
activities.
Headquarters will direct the OPPTS laboratory data integrity program, which
inspects private testing laboratories to determine compliance with Good
Laboratory Practices (GLP) regulations, audits in-process studies, and verifies
the scientific accuracy of completed test studies. This program was designated
a material weakness under the Federal Managers Financial Integrity Act (FMFIA).
Headquarters will continue to implement the corrective actions associated with
this program to effectively enforce data integrity and GLP requirements under the
pesticide reregistration program. The 1994 budget request includes $500,000 for
the development of automated inspection and study audit tracking and targeting
systems for the GLP program. In 1994, five existing Memoranda of Understanding
(MOUs) with foreign countries will continue to be implemented to assure continued
international GLP cooperation.
6-42
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Tracking and enforcement of pesticide reregistration requirements will
continue. Monitoring of suspension/cancellation of pesticides and associated
disposal activities will continue in response to the increased enforcement
requirements of the accelerated reregistration of pesticides. Headquarters will
conduct grant guidance and state liaison activities to assure that reregistration
decisions are enforced by states.
Regions will manage and oversee the state and Federal pesticide enforcement
cooperative agreement program. States and Indian Tribes not currently involved
with the cooperative agreement program will be encouraged to participate by the
Regions. Regions will continue to provide enforcement training and policy
guidance to the states for state worker protection regulations and pesticides in
groundwater compliance strategies. State inspector training will be coordinated
through the Regions to ensure that the statutes are properly enforced and cases
are legitimately developed. The Regions will conduct inspections in states
without cooperative enforcement agreements.
Technical and compliance assistance will be conducted at the Regional level
to disseminate the information to the regulated community, the public, and the
states. In the laboratory data integrity program, three Regions support
Headquarters by conducting inspections to monitor compliance with Good Laboratory
Practices (GLP) regulations at laboratories engaged in testing in response to
Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) data requirements.
1993 Program
In 1993, the Agency is allocating a total of $10,053,400 supported by 138.7
total workyears for this program, of which $8,106,800 is from the Program and
Research Operations appropriation and $1,946,600 is from the Abatement, Control
and Compliance appropriation.
In 1993, the Agency is continuing to emphasize state participation in
pesticide compliance monitoring and enforcement activities through cooperative
enforcement agreements. There are 55 cooperative enforcement agreements with
states and territories and 12 additional agreements with Indian Tribes and tribal
organizations. Federal compliance monitoring activities continue in states
without cooperative agreements.
Other Federal responsibilities include import and export surveillance,
technical and compliance assistance to the states and the regulated community,
and operation of computer systems maintaining pesticide producer establishment
and production records and other related enforcement data. Headquarters
continues to address the corrective actions associated with the laboratory data
integrity program and antimicrobial program which was identified as a material
weakness under FMFIA.
1992 Accomplishments
In 1992, the Agency obligated a total of $8,496,900 supported by 145.3
total workyears for this program, of which $6,231,000 was from the Salaries and
Expense appropriation and $2,265,900 was from the Abatement, Control and
6-43
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Compliance appropriation. Twenty-six of these workyears were supported by the
Reregistration and Expedited Processing Revolving Fund.
A total of 55 cooperative enforcement agreements were in place with states
and territories, plus another 12 agreements with Indian Tribes and tribal
organizations. As part of the cooperative agreement program, the Agency
supplemented training for state inspectors, chemists and case development staff.
In 1992, the Regions provided inspector training, grant oversight, incident
investigations, technical assistance and guidance to states, the regulated
community, and the public to obtain compliance with FIFRA. The Regions worked
with states to prepare for full compliance implementation of the pesticides in
groundwater strategies and worker protection regulations.
PESTICIDES ENFORCEMENT GRANTS
1994 Program Request
The Agency requests a total of $15,842,400 for this program, all of which
will be for the Abatement, Control and Compliance appropriation.
The Agency will continue cooperative enforcement agreements with 55
participating states and territories, and 12 agreements with Indian Tribes and
tribal organizations. The cooperative enforcement agreement program continues
to be the primary means for ensuring public and environmental safety from
hazardous pesticides by enforcing the requirements of the Federal Insecticide,
Fungicide, and Rodenticide Act (FIFRA).
State activities will include pesticide producer establishment and
marketplace inspections, applicator license and record inspections, dealer record
inspections, and agricultural and non-agricultural use inspections.
States will implement worker protection enforcement activities under state
implementation plans. States will also continue to implement state management
plans for the pesticides in groundwater strategies.
1993 Program
In 1993, the Agency is allocating a total of $15,842,400 for this program,
all of which is from the Abatement, Control and Compliance appropriation.
In 1993, the Agency is continuing 55 cooperative enforcement agreements
with states and territories, and 12 additional agreements with Indian Tribes and
tribal organizations. These agreements emphasize user compliance with label
directions for proper use and application, as well as manufacturer adherence to
product formulation requirements under FIFRA. Inspections also address
applicator licenses and records, producer establishments, marketplaces, and
pesticide dealers. The states are increasingly emphasizing agricultural and non-
agricultural use inspections in the expectation that use compliance produces the
greatest overall environmental benefit. States continue to implement state
6-44
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implementation plans for worker protection and develop state management plans for
pesticides in groundwater strategies.
1992 Accomplishments
In 1992, the Agency obligated a total of $15,771,900 for this program, all
of which was from the Abatement, Control and Compliance appropriation. These
funds supported pesticides enforcement activities in 55 states and 12 tribes.
States conducted inspections for compliance with pesticides labels. In
addition, states also worked to develop implementation strategies for worker
protection regulations and pesticides in groundwater. State programs also
focused on lawn care use violations and disinfectant efficacy testing.
6-45
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
RADIATION 7-1
RESEARCH AND DEVELOPMENT
Radiation Research 7-9
Radiation Research 7-10
ABATEMENT AND CONTROL
Radiation Criteria, Standards and Guidelines 7-15
Radiation Criteria, Standards and Guidelines 7-16
Radiation Program Implementation 7-21
Radiation Program Implementation 7-22
Radon Action Program Implementation 7-24
Radiation Environmental Impact Assessment 7-27
Radon Action Program 7-28
Radiation Environmental Impact Assessment 7-31
Radon State Grant Program 7-33
-------
APPROPRIATION
RADIATION
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
TOTAL, Radiation
$13,966.7 $16,722.6 $14,W2.7 $15,195.7 $14,097.3 -$1,098.4 -$2,625.3
$22.631.8 $20,770.7 $17,879.0 $19,471.5 $21,251.2 $1,779.7 $480.5
$1,651.5 $2,592.3 $98.7 $98.7 -$98.7 -$2,592.3
$38,250.0 $40,085.6 $32,970.4 $34,765.9 $35,348.5 $582.6 -$4,737.1
PERMANENT WORKYEARS
TOTAL WORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
278.7
286.1
325.2
325.2
319.9
319.9
316.9
316.9
288.7
288.7
$38,621.4 $32,645.8 $34,720.2 $34,758.1 $35,675.0
-28.2
-28.2
-36.5
-36.5
$916.9 $3,029.2
Authorization for the Indoor Radon Abatement Act expired on September 30, 1991. All other
authorization except for Research and Development is by virtue of the Appropriation Act.
The Environmental Research, Development and Demonstration Act expired September 30, 1981.
Reauthorization is pending.
7-1
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RADIATION
PRES.
BUDGET ENACTED
1993 1993
CURRENT
ESTIMATE
1993
DIFFERENCE
ENACTED VS
PRES. BUD
EST. VS
PRES. BUD
EST. VS
ENACTED
APPROPRIATION
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
TOTAL, Radiation
PERMANENT WORKYEARS
TOTAL WORKYEARS
$16,722.6 $14,992.7 $15,195.7 -$1,729.9 -$1,526.9 $203.0
$20,770.7 $17,879.0 $19,471.5 -$2,891.7 -$1,299.2 $1,592.5
$2,592.3 $98.7 $98.7 -$2,493.6 -$2,493.6
$40,085.6 $32,970.4 $34,765.9 -$7,115.2 -$5,319.7 $1,795.5
325.2
325.2
319.9
319.9
316.9
316.9
-5.3
-5.3
-8.3
-8.3
-3.0
-3.0
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
PROGRAM AND RESEARCH OPERATIONS
o Congressional restructuring of former Salaries and Expenses account
o Redirection to Administrator's Priorities
ABATEMENT. CONTROL AND COMPLIANCE
o Congressional restructuring of account
o General Agency Reduction
o Redirection to Administrator's Priorities
RESEARCH AND DEVELOPMENT
o Reductions made to the Research and Development appropriation to meet FY 1993 Congressional funding
levels, included the elimination of Radon mitigation research and Electromagnetic Fields (EMF)
research.
7-2
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MEDIA BRIDGE TABLES
MEDIA: RADIATION
PRO
FY 1993 CURRENT ESTIMATE $15,195.7
Changes by Category:
Workforce Costs (+/-) -$1,098.4
Legislative Initiatives (+/-)
Program Initiatives (+/-)
Discontinuation of Specific
Increases to FY 1992 Request (-)
Others <+/-)
FY 1994 PRESIDENT'S BUDGET
MEDIA
AC&C R&D Total
$19,471.5 $98.7 $34,765.9
-$1,098.4
$14,097.3
+$1,296.0
-$600.0
+$83.7
$21,251.2
-$98.7
+$1,296.0
-$600.0
-15.0
$35,348.5
7-3
-------
I
r-
-------
RADIATION
I. OVERVIEW AND STRATEGY
The Environmental Protection Agency (EPA) program to protect the public
health and environment from adverse effects of radiation exposure is derived from
several statutes including: the Indoor Radon Abatement Act; the new Clean Air
Act Amendments of 1990; the Atomic Energy Act; the Public Health Service Act; the
Uranium Mill Tailings Radiation Control Act; the Marine Protection, Research, and
Sanctuaries Act; and the Superfund Amendments and Reauthorization Act. These
Acts authorize a wide range of regulatory, assessment, assistance, and research
activities. The Agency also performs some oversight functions for programs with
enforcement authority vested in other agencies.
EPA's radiation program has four major objectives:
o Reduce adverse health effects and environmental impacts from
radiation exposure through a program of standards and guidelines.
o Assess and quantify existing and emerging radiation problems and
their potential impact.
o Respond to issues of serious public concern.
o Maintain the capability to respond to emergencies and to aid
development and testing of federal, state, and local plans for
emergency response.
To accomplish these objectives, EPA assesses and regulates sources of
airborne radionuclides; evaluates and regulates radioactive waste disposal;
provides site assessments and radiochemical analyses of environmental samples;
operates the Radon Action Program; operates the Environmental Radiation Ambient
Monitoring System (ERAMS); develops protective action guides to provide guidance
to officials on preventive and remedial actions; and responds to radiological
emergencies. In 1994, the Office of Radiation and Indoor Air (ORIA) will give
priority to the areas described below.
II. FY 1994 PROGRAM HIGHLIGHTS
Implement Existing Standards and New Requirements.
In 1994 EPA will continue to concentrate on addressing airborne
radionuclides, establishing standards for radioactive waste management,
developing federal guidance, and strengthening preparedness for radiological
emergencies. The Agency will continue to promote the transfer of implementation
responsibilities for the radionuclide National Emission Standards for Hazardous
Air Pollutants (NESHAPs) to the states, and will continue to develop guidance on
the clean-up of residual radioactivity. Our activities include issuing standards
and guidance to limit human radiation exposure and overseeing the activities of
the Department of Energy (DOE) at the Waste Isolation Pilot Plant (WIPP).
7-5
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Over 20,000 sites, including DOE facilities and over 100 nuclear power
reactors, exist where radioactive materials are used. Many of these will be
candidates for decommissioning over the next several decades. Billions of
dollars potentially could be wasted by the use of inappropriate clean-up
standards. In 1994 EPA will continue to develop cleanup criteria for sites
contaminated with radionuclides that will provide clear and consistent cleanup
standards.
The Agency will emphasize enhancements to its radiological emergency
preparedness program through training, field exercises, and replacement of
obsolete equipment in the radiation laboratories. EPA has the lead in responding
to foreign-source accidents that affect the U.S. and leads the post-emergency
response effort in the event of a domestic accident.
Address Radon Exposure in Structures.
Over time, the Radon Program strategy has evolved to include four key
elements:
o guiding scientific and policy principles that make up the heart of radon
"messages" communicated to the public;
o a decentralized system for influencing the public that consists of
multiple, highly respected organizations that can deliver radon messages
through established channels to targeted audiences;
o a continuum of strategic approaches for reducing radon risks ranging from
public information efforts that let people make their own decisions about
the need to test and fix their homes to regulatory approaches that require
testing and/or mitigation; and
o a strong focus on the most promising strategic approaches.
As part of the Radon Program's continual evaluation and adjustment, the
program conducted a program review in conjunction with the Office of Policy,
Planning and Evaluation (OPPE) in 1992. The review recommended that the Radon
Program place a strong emphasis on five key areas which hold the greatest promise
for achieving risk reduction:
o Focus on the greatest risk first,
o Promote radon resistant new construction,
o Support testing and mitigation in connection with real estate
transactions,
o Continue national media efforts and focus on high risk areas, and
o Develop a coordinated research plan.
In 1994 the Radon Action Program will continue to implement the activities
authorized by the Indoor Radon Abatement Act (IRAA) and any new legislative
mandates. IRAA activities include the State Indoor Radon Grant (SIRG) Program,
the National Radon Proficiency Programs, the Regional Radon Training Centers,
work in schools, promotion of model building standards, and technical assistance
to build capabilities at the state and local level.
7-6
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The Radon Program will also focus on achieving results by tracking and
setting goals for environmental indicators which include: numbers of homes and
schools tested and mitigated, homes built using radon resistant features, and
number of jurisdictions requiring radon-resistant new construction features. The
Radon Program is working with regions and states to develop and track similar
measures. The Radon Program will also increase its efforts in the area of
environmental equity by working with organizations which specialize in reaching
minority populations and developing messages and utilizing communication channels
which are most effective in reaching minorities.
Provide Technical Assistance for Federal Facility Clean-up and Storage
EPA will continue to provide coordination, oversight, technical, and
laboratory support among regional and headquarters offices to ensure that
radioactively contaminated federal facilities are cleaned up to acceptable risk
levels consistent with the requirements of the federal facility agreements.
The program is composed of two primary elements: development of overall
guidance and laboratory support that are applicable to all federal facility
sites; and development of operational controls for site characterization,
sampling, handling, analysis, treatment, and disposal of mixed wastes
(combinations of radioactive waste and hazardous chemicals). The latter is of
particular concern for DOE sites because many have substantial amounts of mixed
wastes.
As directed in the Waste Isolation Pilot Plant (WIPP) Land Withdrawal Act,
EPA will work to implement high level waste standards and criteria. Under the
WIPP legislation, over the next few years, the Agency is responsible for
approving (or disapproving) the Test Phase Plan and the Retrieval Plan, reviewing
whether DOE has complied with the No-Migration Determination clause, providing
comments on DOE'S Performance Assessment Report, and certifying whether the
facility complies with final disposal regulations.
Conduct Research to Support the Radiation Program.
ORD will continue to monitor off-site areas, under a reimbursable
arrangement with DOE at the Nevada Test Site and other test locations, to provide
the data needed by policy-makers to make decisions regarding the control of
public exposure to radioactive materials. This support consists of a radiation
safety monitoring program; operation of environmental sampling networks;
interaction with the general public to maintain public confidence and support;
laboratory analyses sufficient to immediately assess the impact of an inadvertent
release of radioactivity; determination of radionuclide body burdens in off-site
residents; veterinary investigation of claims of alleged radiation injury; and
the maintenance of all data in computerized data bases.
7-7
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RADIATION
PROGRAM ACTIVITIES
Cumulative Outputs
FR Notices
Proposals
Promulgations/Neg. Det
ACTUAL
1992
3
1
2
CURRENT
ESTIMATE ESTIMATE
1993 1994
7
4
3
3
1
2
INCREASE (+)
DECREASE (-)
1994 VS 1993
-4
-3
-1
Key for Cumulative Outputs:
1992:
1993:
1994:
1 proposed rule for NRC licensees
1 final rule for Elemental Phosphorous
1 final rule for Phosphogypsum
1 high level waste standard proposed
1 high level waste standard promulgated
2 final rules for NRC licensees
1 proposed rule for NRC licensees
1 proposed rule for UMTRCA requirements
1 final Uranium Mill Tailings Radiation Control Act standard
promulgated
1 proposed rule for WIPP test and retrieval plan
1 compliance criteria rule proposed
1 WIPP test and retrieval determination promulgated
1 NRC licensees final rule promulgated
7-8
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
RADIATION
RESEARCH AND DEVELOPMENT
Radiation Research 7-9
Radiation Research 7-10
-------
PROGRAM
RADIATION
Radiation Research
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 RED
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Radition Research
Program & Research
Operations
Research & Development $1,651.5
TOTAL $2,907.3
$1,255.8 $1,523.6 $1,477.8 $1,477.4
$2,592.3
$4,115.9
$98.7
$1,576.5
$98.7
$1,576.1
-$1,477.4 -$1,523.6
-$98.7 -$2,592.3
-$1,576.1 -$4,115.9
TOTAL:
Program & Research
Operations
Research & Development
Radiation Research
$1,255.8 $1,523.6
$1,651.5 $2,592.3
TOTAL $2,907.3 $4,115.9
$1,477.8 $1,477.4
$98.7 $98.7
$1,576.5 $1,576.1
-$1,477.4 -$1,523.6
-$98.7 -$2,592.3
-$1,576.1 -$4,115.9
PERMANENT UORKYEARS
Radition Research
TOTAL PERMANENT UORKYEARS
20.7
20.7
23.4
23.4
23.1
23.1
23.1
23.1
-23.1
-23.1
-23.4
-23.4
TOTAL UORKYEARS
Radition Research
TOTAL UORKYEARS
21.1
21.1
23.4
23.4
23.1
23.1
23.1
23.1
-23.1
-23.1
-23.4
-23.4
7-9
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RADIATION
Radiation Research
Principal Outputs
1994 o Annual report for calendar year 1994 on off-site surveillance around
the Nevada Test Site.
1993 o Report on ambient impacts of active soil depressurization ground-
level exhaust systems used in radon mitigation.
o Report on the evaluation of radon permeability through concrete
slabs.
o Annual report for calendar year 1993 on off-site surveillance around
the Nevada Test Site.
1992 o Report on radon reduction via natural ventilation.
o Fourth annual international symposium on radon and radon reduction
technology.
o Report on radon reduction measures demonstrated in attached
dwellings.
o Update of radon reduction technology, for existing houses, technical
guidance (First Volume).
o Annual report for calendar year 1992 on off-site surveillance around
the Nevada Test Site.
7-10
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RADIATION
Radiation Research
BUDGET REQUEST
1994 Budget Request
The Agency requests a total of 59.5 total workyears for 1994 under a
reimbursable arrangement with the Department of Energy (DOE). This represents
a decrease of $1,576,100 and 24 total workyears from 1993, of which $1,477,400
was from the Program and Research Operations appropriation and $98,700 was from
the Research and Development appropriation. The decrease to the Program and
Research Operations appropriation reflects the redirection of personnel
compensation and benefits (PC&B), and travel expenses associated with funding
ORD's staff of scientists, managers and support personnel. The decrease for the
Research and Development appropriation reflects the redirection of research
resources to higher priority research activities. The decrease reflects a shift
in the Agency's strategy toward greater cross-media research through the
multimedia program as a more effective method of scientific inquiry into
environmental problems than the single media approach traditionally followed by
the Agency as well as the result of a government-wide reduction in workyears that
is part of the President's program to reduce the size and cost of government.
1993 Budget
The Agency is allocating a total of $1,576,100 and 83.5 total workyears,
of which $1,477,400 is from the Program and Research Operations appropriation,
and $98,700 is from the Research and Development appropriation.
FY 1992 Budget
The Agency obligated a total of $2,907,300 and 80 total workyears, of which
$1,255,800 was from the Program and Research Operations appropriation, and
$1,651,500 was from the Research and Development appropriation.
RESEARCH ISSUES
INDOOR AIR & RADIATION
1994 Program Request
These resources will be redirected into Air Quality Research to conduct
related indoor air engineering research, and into Multimedia Research to better
manage cross program quality assurance efforts.
7-11
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FY 1993 Program
The Office of Research and Development (ORD) is scaling-back investments
devoted to radon mitigation in FY 1993. Research activities are being conducted
in-house in order to phase-out efforts for both existing and new houses, non-
residential buildings, and laboratory bench studies devoted to radon. Research
efforts to identify radon mitigation alternatives are also being phased-out.
ORD's electromagnetic field (EMF) research is using funds appropriated in
FY 1992 to determe possible relationships between exposure to EMF and adverse
human health effects. The emphasis of this research is on 1) identification of
biological mechanisms which can explain the progression from exposure to disease
outcome; and 2) human exposure assessment. Research in these two areas will help
to reduce uncertainties in the risk assessment of EMF.
EPA continues to provide technical expertise and guidance to Regional,
State, and contractor laboratories for radiochemical analyses of environmental
samples. EPA scientists conduct inter-laboratory comparison studies to provide
data on the precision of radioactivity measurements in milk, drinking water, and
air.
FY 1992 Accomplishments
Researchers studied the processes influencing radon entry to provide the
scientific basis for developing new or improved radon reduction methods and to
develop and demonstrate techniques to cost effectively reduce indoor air levels.
Specific research included bench and pilot scale testing to simulate the relative
importance of aggregate and surrounding soil on the radon entry process, and
demonstrations to define the ability of active soil depressurization (ASD)
systems to consistently achieve levels < 1 pCi/L in homes, schools, and other
structures. Researchers also focused on determining the durability and failure
rate of currently applied mitigation systems. Evaluations were conducted on
innovative mitigation system designs as well as demonstrations of ASD and
Heating,Ventilation, and Air Conditioning (HVAC) control systems as radon
mitigation options for schools.
Electric and magnetic field research (EMF) centered on major issues
identified in the Agency's research strategy and those recommended by SAB for
determining plausible biological mechanisms and conditions under which
electromagnetic radiation may promote or induce cancer.
EPA also provided technical expertise and guidance to Regional, State, and
contractor laboratories for radiochemical analyses of environmental samples. EPA
scientists conducted inter-laboratory comparison studies to provide data on the
precision and accuracy of radioactivity measurements in milk, drinking water, and
air.
7-12
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INNOVATIVE TECHNOLOGIES/SBIR
1994 Program Request
As there are no extramural resources in Radiation Research in FY 1994, no
resources will be identified to contribute to the SBIR program.
1993 Program
As mandated by the Small Business Development Act of 1982 (Public Law 97-219),
EPA is allocating 1.50% of its extramural Research and Development budget for the
Small Business Innovation Research (SBIR) Program. These funds are used to
support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD is able to take advantage of unique
solutions to pesticide related problems and other environmental issues that may
be offered by the private sector.
1992 Accomplishments
Resources and accomplishments supporting this program were budgeted in the
Multimedia program element for 1992.
INFRASTRUCTURE
1994 Program Request
These resources will be redirected into other program elements in FY 1994
to address higher health and environmental risks.
1993 Program
ORD1 8 current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD1 s workforce carries out
scientific programs in support of the Agency' s mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency1 s mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
CROSS PROGRAM
FY 1994
The Off-Site Monitoring program will provide the data needed by policy-
makers to make decisions regarding the control of public exposure to radioactive
materials resulting from nuclear testing activities, since the creation of the
Agency in 1970, the EPA has conducted off-site monitoring support under a
7-13
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reimbursable arrangement with DOE at the Nevada Test Site and other test
locations. This support consists of a radiation safety monitoring program;
operation of environmental sampling networks; interaction with the general public
to maintain public confidence and support; laboratory analyses sufficient to
immediately assess the impact of an inadvertent release of radioactivity;
determination of radionuclide body burdens in off-site residents; veterinary
investigation of claims of alleged radiation injury; and the maintenance of all
data in computerized data bases.
FY 1993 Program
EPA continues to monitor off-site areas for DOE at the Nevada Test Site and
other test locations and provides the data needed by policy-makers to make
decisions regarding the control of public exposure to radioactive materials.
This support consists of a radiation safety monitoring program, a long-term
hydrological monitoring program, a human surveillance investigation program, and
maintenance of the radiation data base.
FY 1992 Accomplishments
EPA conducted off-site monitoring efforts for the DOE at the Nevada Test
Site and other test locations. ORD support consisted of radiation safety
monitoring, long-term hydrological monitoring, human surveillance investigations,
and maintenance of the radiation data base.
7-14
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
RADIATION
ABATEMENT AND CONTROL
Radiation Criteria, Standards and Guidelines 7-15
Radiation Criteria, Standards and Guidelines 7-16
Radiation Program Implementation 7-21
Radiation Program Implementation 7-22
Radon Action Program Implementation . 7-24
Radiation Environmental Impact Assessment 7-27
Radon Action Program 7-28
Radiation Environmental Impact Assessment 7-31
Radon State Grant Program 7-33
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RADIATION
Radiation Criteria, Standards & Guidelines
PROGRAM
Radiation Criteria,
Standards & Guidelines
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
Radiation Criteria, TOTAL
Standards & Guidelines
PERMANENT UORKYEARS
Radiation Criteria,
Standards & Guidelines
TOTAL PERMANENT UORKYEARS
TOTAL UORICYEARS
Radiation Criteria,
Standards & Guidelines
TOTAL UORKYEARS
ACTUAL PRES. ENACTED CURRENT
1992 BUDGET 1993 ESTIMATE
1993 1993
(DOLLARS IN THOUSANDS)
$4,042.8 $4,416.3 $4,124.6 $4,359.3
$2,070.5 $2,194.4 $1,598.8 $3,197.8
$6,113.3 $6,610.7 $5,723.4 $7,557.1
$4,042.8 $4,416.3 $4,124.6 $4,359.3
$2,070.5 $2,194.4 $1,598.8 $3,197.8
$6,113.3 $6,610.7 $5,723.4 $7,557.1
57.4 61.6 59.6 59.0
57.4 61.6 59.6 59.0
60.2 61.6 59.6 59.0
60.2 61.6 59.6 59.0
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
$4,060.3 -S299.0
$2,599.6 -$598.2
$6,659.9 -$897.2
$4,060.3 -$299.0
$2,599.6 -$598.2
$6,659.9 -$897.2
58.0 -1.0
58.0 -1.0
58.0 -1.0
58.0 -1.0
INCREASE
DECREASE
1994 REQ
VS
1993 PB
-$356.0
$405.2
$49.2
-$356.0
$405.2
$49.2
-3.6
-3.6
-3.6
-3.6
7-15
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RADIATION
Radiation Criteria, Standards, and Guidelines
Budget Request
The Agency requests a total of $6,659,900 supported by 58.0 total workyears
for 1994. Of the request, $4,060,300 will be for the Program and Research
Operations appropriation and $2,599,600 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease of $299,000 in the Program
and Research Operations appropriation, a decrease of $598,200 in the Abatement,
Control, and Compliance appropriation, and a decrease of 1.0 total workyear.
RADIATION CRITERIA. STANDARDS. AND GUIDELINES
1994 Program Request
The Agency requests a total of $6,659,900 supported by 58.0 total workyears
for 1994. Of the request, $4,060,300 will be for the Program and Research
Operations appropriation and $2,599,600 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease of $299,000 in the Program
and Research Operations appropriation, a decrease of $598,200 in the Abatement,
Control, and Compliance appropriation, and a decrease of 1.0 total workyear. The
decrease in workyears is a result of the government-wide reduction in workyears
that is part of the President's program to reduce the size and cost of
government.
In 1994 EPA will continue to concentrate on three major program areas:
addressing airborne radionuclides, establishing standards for radioactive waste
management, and developing federal guidance. The Agency will continue to promote
the transfer of implementation responsibilities for the radionuclide National
Emission Standards for Hazardous Air Pollutants (NESHAPs) to the states.
The Agency will continue to develop guidance on the clean-up of residual
radioactivity. Over 20,000 sites, including Department of Energy (DOE)
facilities and over 100 nuclear power reactors, exist where radioactive materials
are used. Many of these will be candidates for decommissioning over the next
several decades. Billions of dollars potentially could be wasted by inadequate
clean-up efforts.
As directed in the Waste Isolation Pilot Plant (WIPP) Land Withdrawal Act,
EPA will work to implement high level waste standards and criteria. Under the
WIPP legislation, over the next few years, the Agency is responsible for
approving (or disapproving) the Test Phase Plan and the Retrieval Plan, reviewing
whether DOE has complied with the No-Migration Determination clause, providing
comments on DOE's Performance Assessment Report, and certifying whether the WIPP
facility complies with final disposal regulations.
As part of its nuclear accident response efforts, EPA will implement
interim protective action guides for ingestion (food and water) pathways and
develop a training program and conduct field exercises for implementing these
protective action guides.
7-16
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The Agency will continue to enhance its mathematical modelling techniques
and evaluate new scientific literature to improve the basis for radiation risk
assessments. This supports radiation risk assessment needs across several
program areas including groundwater, drinking water, soil, and air.
The Agency will also continue to support the congressionally mandated
National Academy of Sciences (NAS) study on the scientific basis for developing
standards for commercial waste disposal at the Yucca Mountain site. Increased
emphasis will also be placed on finalizing low level waste disposal standards.
In 1994 EPA will also perform exposure assessment, modeling, and
measurement studies to identify and characterize sources of electromagnetic
radiation. The Agency will distribute and continue to develop public
information/outreach materials to assist states and regions in responding to
public inquiries.
1993 Program
The Agency is allocating a total of $7,557,100 supported by 59.0 total
workyears for this program, of which $4,359,300 was for the Program and Research
Operations appropriation and $3,197,800 is for the Abatement, Control and
Compliance appropriation.
In 1993 EPA is continuing to concentrate on three major program areas:
addressing airborne radionuclides, establishing standards for radioactive waste
management, and developing federal guidance. The Agency continues to promote the
transfer of implementation responsibilities for the radionuclide NESHAPs to the
states.
EPA is promulgating final standards for the disposal of high-level
radioactive wastes. The Agency is also continuing to develop guidance on the
clean-up of residual radioactivity. Over 20,000 sites, including DOE facilities
and over 100 nuclear power reactors, exist where radioactive materials are used.
Many of these will be candidates for decommissioning over the next several
decades. Billions of dollars potentially could be wasted by inappropriate clean-
up standards.
As part of its nuclear accident response efforts, EPA is implementing
interim protective action guides for ingestion (food and water) pathways and
developing a training program for implementing these protective action guides.
The Agency is continuing to enhance its mathematical modeling techniques
and evaluate new scientific literature to improve the basis for radiation risk
assessments. This supports radiation risk assessment needs across several
program areas including groundwater, drinking water, soil, and air.
The Agency is also continuing to support the congressionally mandated NAS
study on the scientific basis for developing standards for commercial waste
disposal at the Yucca Mountain site.
7-17
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Congress enacted legislation in 1992 for evaluating the Waste Isolation
Pilot Plant (WIPP) radioactive waste disposal site in New Mexico. As a result,
EPA has gained oversight authority for the DOE waste disposal activities at WIPP.
In 1993. these efforts are funded by DOE on a reimbursable basis and will include
four major rulemakings: high level waste disposal standards, approval/disapproval
of DOE's test and retrieval plan, compliance criteria, and a final compliance
determination. In 1993 the Agency will make a determination on the test and
retrieval plan and propose compliance criteria.
In 1993 EPA is also performing exposure assessment, modeling, and
measurement studies to identify and characterize sources of electromagnetic
radiation. The Agency is also distributing and continues to develop public
information/outreach materials to assist states and Regions in responding to
public inquiries.
1992 Accomplishments
In 1992 the Agency obligated a total of $6,113,300 supported by 60.2 total
workyears for this program, of which $4,042,800 was from the Salaries and
Expenses appropriation and $2,070,500 was from the Abatement, Control and
Compliance appropriation.
In 1992, EPA continued the implementation of the Clean Air Act Amendments
of 1990. Activities included evaluating the adequacy of the Nuclear Regulatory
Commission (NRC) program to achieve the goals of the new Act. In addition,
implementation of existing radionuclide NESHAPs continued. These activities
included: providing technical assistance; establishing training programs for
implementation at the regional and state levels; and providing technical
assistance to inspection teams. Headquarters also continued to assist regions
with the technical review of modification, construction, waiver, and variance
applications. EPA investigated additional source categories, such as rare earth
processing and geothermal electrical production. In addition, the Agency
continued to promote the transfer of NESHAPs implementation responsibilities to
the states. This effort included distributing the grants for state programs for
the radionuclide NESHAPs.
EPA issued protective action guides for ingestion (food and water) and
recovery. The Agency initiated a training program for the recovery protective
action guide. In addition, the Agency initiated the development of a draft
interim protective action guide for accident contamination recovery, and
completed a training program for the early phase and relocation protective action
guides.
The Agency continued to enhance its mathematical modeling techniques and
evaluate new scientific literature to improve the basis for radiation risk
assessments. This supported radiation risk assessment needs across several
program areas including groundwater, drinking water, soil, and air.
7-18
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EPA also evaluated the scientific literature on the potential
carcinogenicity of electromagnetic radiation. EPA conducted field measurement
surveys and modeling studies to investigate particular source problems. The
Agency began to develop informational materials for the public such as handbooks
on sources of exposure, a question and answer document, and a brochure for the
general public.
7-19
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7-20
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RADIATION
Radiation Program Implementation
ACTUAL PRES. ENACTED CURRENT REQUEST
1992 BUDGET 1993 ESTIMATE 1994
1993 1993
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Radiation Program
Implementation
Program & Research
Operations
Abatement Control and
Compliance
Radon Action Program
implementation
Program & Research
Operations
Abatement Control and
Compliance
$751.3 $931.1 $940.3 $940.3
$9.0
$9.0
$951.9
$9.0
TOTAL $751.3 $931.1 $949.3 $949.3 $960.9
$1,642.4 $2,196.3 $2,122.3 $2,122.3 $2,291.8
$3.3 $3.3 $3.3
TOTAL $1,642.4 $2,196.3 $2,125.6 $2,125.6 $2,295.1
$11.6
$11.6
$169.5
$169.5
$20.8
$9.0
$29.8
$95.5
$3.3
$98.8
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
$2,393.7 $3,127.4 $3,062.6 $3,062.6 $3,243.7
$12.3 $12.3 $12.3
Radiation Program TOTAL $2,393.7 $3,127.4 $3,074.9 $3,074.9 $3,256.0
Implementation
$181.1
$181.1
$116.3
$12.3
$128.6
PERMANENT UORKYEARS
Radiation Program
Implementation
Radon Action Program
implementation
TOTAL PERMANENT UORKYEARS
12.9
30.7
43.6
17.0
40.1
57.1
16.6
40.0
56.6
16.4
39.6
56.0
16.2
39.0
55.2
-2
-6
-8
-8
-1.1
1.9
TOTAL UORKYEARS
Radiation Program
Implementation
Radon Action Program
implementation
TOTAL UORKYEARS
12.9
32.7
45.6
17.0
40.1
57.1
16.6
40.0
56.6
16.4
39.6
56.0
16.2
39.0
55.2
-2
-6
-8
-8
-1.1
-1.9
7-21
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RADIATION
Radiation Program Implementation
Budget Request
The Agency requests a total of $3,256,000 supported by 55.2 total workyears
for 1994. Of the request, $3,243,700 will be for the Program and Research
Operations appropriation and $12,300 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $181,100 in the Program
and Research Operations appropriation, no change in the Abatement, Control and
Compliance appropriation, and a decrease of 0.8 total workyears.
RADIATION PROGRAM IMPLEMENTATION
1994 Program Request
The Agency requests & total of $960,900 supported by 16.2 total workyears
for 1994. Of the request, $951,900 will be for the Program and Research
Operations appropriation and $9,000 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $2,600 in the Program
and Research Operations appropriation, no change in the Abatement, Control and
Compliance appropriation, and a decrease of 0.2 total workyears. The decrease
in workyears is a result of the government-wide reduction in workyears that is
part of the President's program to reduce the size and cost of government.
In 1994 regional offices will review and test state emergency response
plans. If accidental releases of radioactivity occur, the regions will assist
state agencies in interpreting Agency information and guidance and present
information regarding radiation levels to the public. Regional staffs will
participate and assist states in identifying and assessing sites that are
contaminated with radioactivity and serve as a liaison between headquarters and
field operations in remedial action programs for sites in their regions.
Regional offices will continue to work with their states to encourage
delegation of authority for the radionuclide National Emission Standards for
Hazardous Air Pollutants (NESHAPs) including the development and implementation
of training modules for each subpart of the act and assistance in development of
the model state program. Regions will also review and make decisions on
applications from regulated facilities for construction permits, modifications
to facilities, and waivers and exemptions. Regional staff provide technical
assistance for enforcement activities and necessary coordination between
headquarters and radiation facilities when the national program is directly
involved in implementing radionuclides NESHAPs. Finally, the regions, along with
headquarters, will assist the states in developing permitting programs under the
new Act.
The regions will provide information on issues related to electromagnetic
field exposures. Technical assistance will be provided to state and local
radiation programs in their investigation of special problems and sources of
electromagnetic fields.
7-22
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1993 Program
The Agency is allocating a total of $949,300 supported by 16.4 total
workyears for this program, of which $940,300 was for the Program and Research
Operations appropriation and $9,000 was for the Abatement, Control and Compliance
appropriat ion.
In 1993 regional offices are reviewing and testing state emergency response
plans. If accidental releases of radioactivity occur, the'regions will assist
state agencies in interpreting Agency information and guidance and present
information regarding radiation levels to the public. Regional staffs
participate and assist states in identifying and assessing sites that are
contaminated with radioactivity and serve as a liaison between headquarters and
field operations in remedial action programs for sites in their Regions.
Regional offices continue to work with their states to encourage delegation
of authority for the radionuclide NESHAPs including the development and
implementation of training modules for each subpart of the act and assistance in
development of the model state program. Regions also review and make decisions
on applications from regulated facilities for construction permits, modifications
to facilities, and waivers and exemptions. Regional staff provide technical
assistance for enforcement activities and necessary coordination between
headquarters and radiation facilities when the national program is directly
involved in implementing radionuclides NESHAPs. Finally, the regions, along with
headquarters, assist the states in developing permitting programs under the new
Act.
The regions provide information on issues related to electromagnetic field
exposures. Technical assistance is provided to state and local radiation
programs in their investigation of special problems and sources of
electromagnetic fields.
1992 Accomplishments
In 1992 the Agency obligated a total of $751,300 supported by 12.9 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation.
In 1992 the regions participated fully in all aspects of the radionuclide
NESHAPs implementation program. Many state radiation programs were not adequate
to assume delegated authority for implementing the radionuclide NESHAPs.
Consequently, the Agency took primary responsibility for implementing the
program. Much of the task fell on the regional offices. The regional offices
performed many of the initial permitting functions while at the same time worked
to strengthen state radiation programs to accept delegated authority for
implementing the radionuclide NESHAPs. The regions also reviewed applications
from regulated facilities for construction permits, modifications to facilities,
and waivers and exemptions. Regional staff also provided technical assistance
for radionuclide NESHAPs enforcement activities.
7-23
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The testing and evaluation of state emergency response planning continued
to be an important element of regional operations, along with the review of
updated plans. EPA continued to assist states in the development of radiological
emergency response plans and formally reviewed these plans along with other
federal agencies. Also, the regions were involved with state agencies and the
public in presenting and interpreting Agency information and guidance regarding
radiation problems in their area.
The Regions continued to be the primary reviewers of environmental impact
statements for radiation facilities, such as commercial nuclear power plants,
uranium mines and mills, and radioactive waste disposal facilities. They
responded to special problems involving actual or potential radiation releases
or exposures.
RADON ACTION PROGRAM IMPLEMENTATION
1994 Program Request
The Agency requests a total of $2,295,100 supported by 39.0 total workyears
for 1994. Of the request, $2,291,800 will be for the Program and Research
Operations appropriation and $3,300 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $169,500 in the Program
and Research Operations appropriation, no change in the Abatement, Control and
Compliance appropriation, and a decrease of 0.6 total workyears. The decrease
in workyears is a result of the government-wide reduction in workyears that is
part of the President's program to reduce the size and cost of government.
In 1994 regional staff will continue to work through partnerships developed
with states to implement the Agency's Radon Action Program. Regional staff will
work with states to design and implement effective programs for reducing radon
health risks to the public.
The regions will continue to be the focal point for implementation of the
State Indoor Radon Grant program. Regions review state grant applications
against established criteria and ensure that grant funds are used effectively.
The regions will work with the headquarters program, the states, and local
governments in the design and implementation of efforts to assess and remediate
radon problems in schools. The regions will continue to provide direct oversight
to the Regional Training Centers, which also conduct testing for the national
Radon Contractor Proficiency Program. The regions will also work with states and
local governments to promote addressing radon in connection with real estate
transfers and to promote the adoption of radon building standards. The regions
will continue to provide advice and assistance to states that want to establish
additional consumer protection functions, such as licensing measurement and
mitigation contractors.
The regions will continue to provide information to states and members of
the public and participate and conduct educational programs, symposia, and
workshops for state and local officials, contractors, and the public.
7-24
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1993 Program
The Agency is allocating a total of $2,125,600 supported by 39.6 total
workyears for this program, of which $2,122,300 is for the Program and Research
Operations appropriation and $3,300 is for the Abatement, Control and Compliance
appropriation.
In 1993 regional staff are continuing to work through partnerships
developed with states to implement the Agency's Radon Action Program. Regional
staff work with states to conduct EPA-assisted statewide surveys, and help states
that have completed their surveys to interpret the results and design effective
follow-up programs.
The regions continue to be the focal point for implementation of the radon
state assistance program. Regions review state grant applications against
established criteria and ensure that grant funds are used effectively.
The regions work with the headquarters program, the states, and local
governments in the design and implementation of surveys in schools to further
identify elevated radon levels. The regions provide direct oversight to the
Regional Training Centers, which also conduct testing for the national Radon
Contractor Proficiency Program. The regions also work with states and local
governments for the adoption of radon building standards and provide advice and
assistance to states that want to establish additional consumer protection
functions, such as licensing measurement and mitigation contractors.
The regions continue to provide information to states and members of the
public participating and conducting educational programs, symposia, and workshops
for state and local officials, contractors, and the public.
1992 Accomplishments
In 1992 the Agency obligated a total of $1,642,400 supported by 32.7 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation.
The regional activities of the Radon Action Program focused on the
dissemination of technical skills and information to the states to develop their
radon capabilities. These activities included helping the states design and
implement surveys, providing assistance to states in their development of radon
monitoring capabilities, overseeing the Regional Radon Training Centers which
provide measurement and mitigation training, administering the state assistance
program in cooperation with headquarters, and providing technical assistance as
requested. The regions continued to be the focal point for implementing the
State Grant program. Regions reviewed state applications against established
7-25
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criteria and ensured that grant funds were used effectively. Support was also
provided to the states to help them deal with the most critical radon problems
as they are discovered; this support is aimed at promoting state self-
sufficiency. The regions also distributed EPA's public information materials,
developed local public information campaigns, and participated in numerous radon
public awareness activities (speeches, talk shows, school presentations, media
interviews, etc.). Regional personnel addressed public interest groups, the real
estate and construction industries, and others interested in the public health
benefits that can be realized by reducing radon exposures.
7-26
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RADIATION
Radiation Environmental Impact Assessment
PROGRAM
Radon Action Program
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Radiation Environmental
Impact Assessment
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Radon Targeted State
Assistance
Abatement Control and
Compliance
TOTAL
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
Radiation TOTAL
Environmental Impact
Assessment
PERMANENT UORKYEARS
Radon Action Program
Radiation Environmental
Impact Assessment
TOTAL PERMANENT UORKYEARS
TOTAL UORKYEARS
Radon Action Program
Radiation Environmental
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE INCREASE
DECREASE DECREASE
1994 REO 1994 REO
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
$3,129.5
$12,814.8
$15,944.3
$3,144.9
$42.7
$3,187.6
$7,703.8
$7,703.8
$6,274.4
$20,561.3
$26,835.7
46.6
43.2
89.8
46.8
45.0
$3,683.3
$10,388.0
$14,071.3
$3,972.0
$30.3
$4,002.3
$8,158.0
$8,158.0
$7,655.3
$18,576.3
$26,231.6
51.1
51.0
102.1
J
51.1
51.0
$3,062.7
$7,598.5
$10,661.2
$3,265.0
$511.4
$3.776.4
$8,158.0
$8,158.0
$6,327.7
$16,267.9
$22,595.6
49.8
49.8
99.6
49.8
49.8
$3,044.9
$7.595.5
$10,640.4
$3,251.5
$507.9
$3,759.4
$8,158.0
$8,158.0
$6,296.4
$16,261.4
$22,557.8
49.3
49.3
98.6
49.3
49.3
$3,390.2
$8,925.1
$12,315.3
$3,403.1
$1,556.2
$4,959.3
$8,158.0
$8,158.0
$6,793.3
$18.639.3
$25,432.6
48.2
48.3
96.5
48.2
48.3
$345.3 -$293.1
$1,329.6 -$1,462.9
$1,674.9 -$1,756.0
$151.6 -$568.9
$1,048.3 $1,525.9
$1,199.9 $957.0
$496.9 -$862.0
$2,377.9 $63.0
$2,874.8 -$799.0
-1.1 -2.9
-1.0 -2.7
-2.1 -5.6
-1.1 -2.9
-1.0 -2.7
Impact Assessment
TOTAL UORKYEARS 91.8 102.1 99.6 98.6 96.5 -2.1 -5.6
7-27
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RADIATION
Radon Action Program
Budget Request
The Agency requests a total of $25,432,600 supported by 96.5 total
workyears for 1994. Of the request, $6,793,300 will be for the Program and
Research Operations appropriation and $18,639,300 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $496,900
in the Program and Research Operations appropriation, an increase of $2,377,900
in the Abatement, Control, and Compliance appropriation, and a decrease of 2.1
in total workyears.
RADON ACTION PROGRAM
1994 Program Request
The Agency requests a total of $12,315,300 supported by 48.2 total
workyears for 1994. Of the request, $3,390,200 will be for the Program and
Research Operations appropriation and $8,925,100 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $345,300
in the Program and Research Operations appropriation, an increase of $1,329,600
in the Abatement, Control, and Compliance appropriation, and a decrease of 1.1
in total workyears. The increase in the Abatement, Control, and Compliance
appropriation will restore 1993 reductions in the Radon Proficiency programs and
partially restore resources for public information efforts. The decrease in
workyears is a result of the government-wide reduction in workyears that is part
of the President's program to reduce the size and cost of government.
In 1994 the Radon Action Program will continue to refine the assessment of
the scope and magnitude of the nation's radon problems in homes and schools.
This includes efforts to further refine identification of high risk radon areas.
The Agency will also continue to offer radon testing, mitigation, and
prevention training through the Regional Radon Training Centers and various
workshops. The Agency will work with state and local governments, building code
organizations, and construction industry groups to promote the adoption of radon
resistant building codes.
The Agency will continue to operate the national RMP and RCP programs to
provide information to the states and the public on the proficiency of
measurement and mitigation firms. EPA will also provide assistance to states in
dealing with critical radon problems and support the development of the
capabilities of state programs through oversight of the state grant program.
The program will provide quality assurance/quality control on sample
analysis and provide direct sample analysis, where necessary. The Agency will
continue to operate the national radon information clearinghouse and maintain the
national radon database. The Agency will continue to collect user fees for its
proficiency (RCP and RMP) programs.
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The Agency will continue its work with national non-profit organizations
to promote public action at the community level, particularly in high-risk radon
areas. In support of its public information brochure on addressing radon during
real estate transactions, the Agency will conduct workshops for the building,
real estate, and banking communities to provide information on radon health
risks, potential liabilities, prevention and reduction methods and costs.
1993 Program
The Agency is allocating a total of $10,640,400 supported by 49.3 total
workyears for this program, of which $3,044,900 is for the Program and Research
Operations appropriation and $7,595,500 is for the Abatement, Control and
Compliance appropriation.
In 1993 the Radon Action Program has continued to assess the nation's radon
problems in homes and schools. This includes completing the national map of
radon zones and other efforts to identify high risk radon areas. The Agency also
completed the data analysis for the national survey of radon in schools and is
issuing a report.
The Agency is continuing to offer radon mitigation and prevention on
training through the Regional Radon Training Centers and various workshops. The
Agency has expanded work with state and local governments, building code
organizations, and construction industry groups to promote the adoption of model
building codes.
The program is providing quality assurance/quality control on sample
analysis and provide direct sample analysis, where necessary. The Agency
continues to operate the national radon information clearinghouse; maintain the
national radon database; evaluate the capability of measurement and mitigation
devices, technology, and firms and make the information available to the States
and public (through the RCP and RMP programs); and provide national oversight to
the State grant program. The Agency also plans to begin collecting user fees for
its proficiency (RCP and RMP) programs.
The Agency continues its work with National Non-Profit Organizations to
promote public action at the community level. In support of its public
information brochure on addressing radon during real estate transactions, the
Agency is developing training and workshops for the building, real estate, and
banking communities to provide information on radon health risks, potential
liabilities, prevention and reduction methods and costs.
1992 Accomplishments
In 1992 the Agency obligated a total of $15,944,300 supported by 46.8 total
workyears to this program, of which $3,129,500 was from the Salaries and Expenses
appropriation and $12,814,800 was from the Abatement, Control and Compliance
appropriation.
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In 1992 EPA continued the Radon Action Program through partnerships with
states to minimize the health risks of radon exposure. The Agency continued to
assess the nation's radon problems in homes, schools, and other public buildings.
EPA provided assistance to states in the design and execution of state-wide radon
surveys, as well as to two Indian nations and continued its mapping activities
to facilitate targeting of resources.
The national RCP program continued to evaluate the capability of mitigation
firms and made the information available to the states and public. EPA provided
radon mitigation and prevention training through regional training centers, which
provide hands-on radon measurement, mitigation, and prevention training to state
personnel, private contractors, and home builders. The Agency developed draft
national model building standards for preventing radon problems in new
construction. The Agency also worked with building code organizations and local
governments to promote the adoption of these model standards.
The Agency continued to operate the national RMP and RCP programs to
provide information to the states and the public on the proficiency of
measurement and mitigation firms. EPA also provided assistance to states in
dealing with critical radon problems and the development of the capabilities of
state programs through oversight of the state grant program. The Agency
developed a national radon database and a national radon information
clearinghouse. The Agency also worked to promulgate user fee regulations.
EPA completed revisions to the revised edition of the public information
brochure, "A Citizen's Guide to Radon." The updated brochure includes
information on health risks to special populations, costs and feasibility of
radon mitigation, and a series of recommended action levels. The Agency
continued the national media campaign in cooperation with the Ad Council and
cooperative agreements with the American Lung Association and the American
Medical Association to conduct public education and information programs.
Cooperative agreements were initiated with other organizations, including: the
American Public Health Association, the National Association of Counties, the
American College of Preventive Medicine, the Consumer Federation of America, and
the National Civic League. Other public information activities included the
development of information and audiovisual materials for target audiences, co-
sponsoring regional meetings with selected national organizations, and sponsoring
a national radon symposium.
State programs funded through the federal grants included activities such
as carrying out radon surveys; establishing radon assessment, mitigation, and
control programs; developing public information and educational materials;
developing data storage and management systems; operating radon hotlines; and
purchasing analytical equipment. Under this program element, headquarters, in
cooperation with the regions, administers the grant funds, develops the specific
criteria used to evaluate state grant applications, and reviews applications.
7-30
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RADIATION ENVIRONMENTAL IMPACT ASSESSMENT
1994 Program Request
The Agency requests a total of $4,959,300 supported by 48.3 total workyears
for 1994. Of the request, $3,403,100 will be for the Program and Research
Operations appropriation and $1,556,200 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $151,600 in the Program
and Research Operations appropriation, an increase of $1,048,300 in the
Abatement, Control and Compliance appropriation, and a decrease of 1.0 total
workyears. The increase in the Abatement, Control and Compliance appropriation
will support replacement and essential enhancements in laboratory equipment to
support radiological emergencies. The decrease in workyears is a result of the
government-wide reduction in workyears that is part of the President's program
to reduce the size and cost of government.
The EPA plays a significant role in preparing for, and responding to,
accidental releases of radioactive material into the environment. The Federal
Radiological Emergency Response Plan (FRERP) delineates EPA's role, along with
the roles of several other federal agencies, such as the NRC, DOE, HHS, and FEMA,
that could be involved in responding to a radiological incident. According to
the FRERP, EPA's role includes: 1) leading the federal response to an incident
involving releases from foreign-source accidents affecting the U.S., such as a
Chernobyl-type event; 2) assisting DOE in monitoring and analysis during the
emergency phase of an accident; 3) leading the post-emergency response effort if
needed; and 4) developing and assisting in the implementation of protective
action guides for radiation protection during an emergency.
EPA's Radiological Emergency Response Team consists of staff from
headquarters, ORIA laboratories, and the regional offices. ORIA's two
laboratories maintain mobile radiological laboratories and support vehicles as
well as an inventory of field instruments to support EPA's role.
Based on internal evaluations, the Radiological Emergency Preparedness
Program was identified as an Agency-level weakness under the Federal Managers'
Financial Integrity Act. Two areas of equipment were found to require updating
and/or replacement in order to rectify this assessment. The equipment areas
included the analytical and detection equipment and the mobile laboratories.
Replacement of the analytical and detection equipment is needed to provide field-
based monitoring teams an improved scientific basis to assess radiation levels
at accident sites. Replacement of aging mobile laboratories will enable field
monitoring teams to move quickly with the necessary equipment. The new mobile
laboratory will provide mechanical reliability and the ability to be airlifted
to remote sites.
EPA's National Air and Radiation Environmental Laboratory (NAREL) and the
Las Vegas Facility (LVF) provide radiological emergency response and measurement
programs. The facilities assume the lead responsibility for EPA's field
measurements in emergency situations involving releases of radioactivity to the
general environment. Work will continue to improve the Environmental Radiation
Ambient Monitoring System (ERAMS). The facilities also conduct field and
7-31
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laboratory measurement and analyses to support environmental radioactivity
standards and to provide a basis for evaluating environmental radiation sources.
Studies are conducted in radioactively contaminated areas that include mining
sites, construction sites, uranium and plutonium operations, and various other
areas.
1993 Program
The Agency is allocating a total of $3,759,400 supported by 49.3 total
workyears of which $3,251,500 is for the Program and Research Opera.tions
appropriation and $507,900 is for the Abatement, Control and Compliance
appropriation.
In 1993 the Agency is working to enhance its ability to respond to nuclear
accidents. This effort includes the training of additional radiation staff and
the evaluation of the mobile laboratories and field instruments for equipment
refitting or replacement.
As a major component of the overall nuclear accident response capability,
ERAMS operates 268 stations to sample air, precipitation, surface water, and
milk. Work will begin to include soil samples in the system. These stations not
only routinely provide information on ambient radiation levels but also have the
capability to provide near real-time information on radiation levels resulting
from nuclear accidents. In addition, Agency staff periodically participate in
tests that measure Federal emergency response capabilities to ensure that
personnel and equipment are maintained in a state of readiness.
EPA continues technical analyses and associated quality assurance programs
in support of regulatory development and implementation efforts. The Agency
continues support for radionuclide National Emissions Standards for Hazardous Air
Pollutants (NESHAPs) implementation through compliance field studies and
completes background information documents for high-level radioactive waste. EPA
provides laboratory support, including analysis of air samples, to states and
regions for implementation of radionuclide NESHAPs. The Agency provides
laboratory support to states and Indian nations requiring technical assistance
to address unique radiation problems.
1992 Accomplishments
In 1992 the Agency obligated a total of $3,187,600 supported by 45.0 total
workyears for this program, of which $3,144,900 was from the Salaries and
Expenses appropriation and $42,700 was from the Abatement, Control and Compliance
appropriation.
In 1992 EPA continued to support the development, implementation, and
enforcement of standards and guidance. This included support for implementing
NESHAPs for airborne radionuclides and collecting and analyzing air samples from
facilities to verify compliance with existing standards.
EPA continued to maintain emergency response capabilities at two field
locations and headquarters and participated in field exercises scheduled by the
FEMA. Other activities included coordinating EPA regional review and testing of
7-32
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state emergency response plans; assisting other EPA offices and state
radiological programs; and operating the ERAMS.
Analytical support for the development of protective action guides also
continued. Other activities included offering training and technical support to
states and Indian nations having other problems related to radiation
contamination. Support provided to radiation regulatory activities focused on
the implementation of NESHAPs and the development of final rules for the disposal
of high-level radioactive waste. Specific activities in support of NESHAPs
implementation included field studies around regulated facilities to determine
compliance; development of analytical procedures; and adaption of complex
computer models for easy use by states and industry.
RADON STATE GRANT PROGRAM
1994 Program Request
The Agency requests a total of $8,158,000 for this program, all of which
is for the Abatement, Control and Compliance appropriation. This represents no
change from 1993.
In 1994 EPA will continue to provide financial support to states to assist
them in the development and implementation of programs to assess and mitigate
radon. State programs funded through these federal grants will continue to
include activities such as carrying out radon surveys; establishing radon
assessment, mitigation, and control programs; developing public information and
education materials; developing data storage and management systems; operating
radon hotlines; and purchasing analytical equipment.
Headquarters, in cooperation with the regions, will continue to develop
criteria used to evaluate state use of grant funds. Administration of the
program will again emphasize risk targeting and include consideration of whether
states have made reasonable efforts to ensure adoption of radon model
construction standards and techniques. State implementation of previously
awarded radon grant funds will be reviewed and given consideration as new funds
are distributed.
1993 Program
The Agency is allocating a total of $8,158,000 for this program, all of
which is from the Abatement, Control and Compliance appropriation.
In 1993 EPA is continuing to provide financial support to states to assist
them in the development and implementation of programs to assess and mitigate
radon. State programs funded through these federal grants continue to include
activities such as carrying out radon surveys; establishing radon assessment,
mitigation, and control programs; developing public information and education
materials; developing data storage and management systems; operating radon
hotlines; and purchasing analytical equipment.
7-33
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Headquarters, in cooperation with the regions, is continuing to develop
criteria used to evaluate state use of grant funds. Administration of the
program emphasizes risk targeting and includes giving consideration to whether
states have made reasonable efforts to ensure adoption of radon model
construction standards and techniques. State implementation of previously
awarded radon grant funds are being reviewed and are being given consideration
as new funds are distributed.
1992 Accomplishments
In 1992 the Agency obligated a total of $7,703,800 for this program, all
of which was from the Abatement, Control and Compliance appropriation.
In 1992 state programs funded through these federal grants included
activities such as carrying out radon surveys; establishing radon assessment,
mitigation, and control programs; developing public information and educational
materials; developing data storage and management systems; operating radon
hotlines; and purchasing analytical equipment. Under this program element,
headquarters, in cooperation with the regions, developed the specific criteria
used to target resources based on risk, evaluate state grant applications,
reviewed applications, and administered the grant funds. The Agency also
evaluated the states use of previously awarded radon grant funds as new funds are
distributed.
7-34
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
MULTIMEDIA 8-1
RESEARCH AND DEVELOPMENT
Multimedia Research ....................... 8-9
Multimedia Research ...................... 8-10
Headquarters Expenses ..................... 8-32
Lab & Field Expenses ..................... 8-33
ABATEMENT AND CONTROL
Environmental Review and Coordination .............. 8-35
Office of Cooperative Environmental Management .......... 8-41
Academic Training Grants ..................... 8-45
Regional Multimedia Programs ................... 8-47
Analytical Environmental Services ................ 8-51
Border Environmental Activities ................. 8-55
Pollution Prevention Activities ................. 8-57
Pollution Prevention State Grants ............... 8-58
Office of Pollution Prevention ................ 8-59
Pollution Prevention Projects ................. 8-61
ENFORCEMENT
Enforcement Policy and Technical Support ............. 8-63
Enforcement Policy and Operations ............... 8-65
Criminal Enforcement Program ................. 8-69
Technical Support ...................... 8-73
Federal Facilities Enforcement ................ 8-75
-------
APPROPRIATION
MULTIMEDIA
ACTUAL
1992
'
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
.Research & Development
Oil Spills Trust Fund
TOTAL, Multimedia
$59,544.6 $69,597.9 $65,290.0 $65.424.2 $74,339.1 $8,914.9 $4,741.2
$24,612.0 $28,088.6 $37,529.8 $39,514.6 $51,427.2 $11,912.6 $23,338.6
$137,855.7 $155,764.4 $148,657.7 $148,657.7 $196,243.3 $47,585.6 $40,478.9
$71.4 $72.0 $72.0 -$72.0 -$71.4
$222,012.3 $253,522.3 $251,549.5 $253,668.5 $322,009.6 $68,341.1 $68,487.3
FIFRA Revolving Fund
Ocean Dumping Fund
PERMANENT UORKYEARS
TOTAL WORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
$239.8
$127.9
853.1
895.2
1,024.7 1,025.4
1,024.7 1,025.4
1,021.3 1,094.9
1,021.3 1,094.9
73.6
73.6
70.2
70.2
$184,030.2 $254.590.2 $250,288.2 $252,495.4 $315,994.4 $63,499.0 $61,354.2
All authorization except for Research and Development is by virtue of the Appropriation Act.
The Environmental Research, Development and Demonstration Act expired September 30, 1981.
Reauthorization is pending.
8-1
-------
MULTIMEDIA
DIFFERENCE
PRES. CURRENT
BUDGET ENACTED ESTIMATE
1993 1993 1993
ENACTED VS
PRES. BUD
EST. VS
PRES. BUD
EST. VS
ENACTED
APPROPRIATION
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
Oil Spills Trust Fund
TOTAL, Multimedia
$69,597.9 $65,290.0 $65,424.2 -$4,307.9 -$4,173.7 $134.2
$28,088.6 $37,529.8 $39,514.6 $9,441.2 $11,426.0 $1,984.8
$155,764.4 $148,657.7 $148.657.7 -$7,106.7 -$7,106.7
$71.4 $72.0 $72.0 $6 $6
$253,522.3 $251,549.5 $253,668.5 -$1,972.8
$146.2 $2,119.0
PERMANENT UORKYEARS
TOTAL UORKYEARS
1,024.7
1,024.7
1,025.4
1,025.4
1,021.3
1.021.3
7
7
-3.4
-3.4
-4.1
-4.1
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
PROGRAM AND RESEARCH OPERATION
o The 1993 Current Estimate reflects the restructuring of the Salaries and Expenses appropriation,
general congressional reductions and increased workforce costs.
ABATEMENT CONTROL AND COMPLIANCE
o The 1993 Current Estimate reflects Congressionally directed add-ons for pollution state grants, the
New Jersey Institute of Technology, and the New Jersey Small Business Pollution Prevention Strategy,
and reflects reductions taken as a result of Congressional direction to reduce the Abatement Control
and Compliance account.
RESEARCH AND DEVELOPMENT
o The 1993 Current Estimate reflects Congressionally directed add-ons for the Pollution Prevention
Research and Development Center, the Polymer Research Center, the Experimental Program to Stimulate
Competitive Research (EPSCOR), and the Southwest Environmental Research Center.
o The 1993 Current Estimate reflects Congressionally directed and general reductions to the Research
and Development appropriation, including Operating Expenses.
8-2
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MEDIA BRIDGE TABLE
MULTIMEDIA
PRO AC&C R&D Oil Total
FY 1993 CURRENT ESTIMATE
Changes by Category:
Workforce Costs (+/-)
Legislative Initiatives (+/-)
Program Initiatives (+/-)
Discontinuation of Specific
Increases to FY 1992 Request
Others (+/-)
$65,424.2
$8,914.9
$0.0
$0.0
<-) $0.0
$0.0
$39,514.6
$1.4
$1,500.0
$24,261.2
-$9,850.0
-$4,000.0
$148,657.7
$0.0
$0.0
$54.829.7
-$5,450.0
-$1,794.1
$72.0
$0.0
$0.0
$0.0
$0.0
-$72.0
$253,668.5
$8,916.3
$1,500.0
$79,090.9
$15,300.0
-$5,866.1
FY 1994 PRESIDENT'S BUDGET $74,339.1 $51,427.2 $196,243.3 $0.0 $322,009.6
8-3
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I
00
-------
MULTIMEDIA
OVERVIEW AND STRATEGY
The Environmental Protection Agency's (EPA) Multimedia Program consists of
activities that promote an integrated approach to environmental problems and that
provide cross-media support to Agency programs. The Multimedia Program covers
three Agency functional areas. These areas are: 1) the Research and Development
Function, 2) the Abatement and Control Function, and 3) the Enforcement Function.
Research and Development Function
The Multimedia Research Program consists of activities that cross program
and media research boundaries. These activities include: (1) the Environmental
Monitoring and Assessment Program (EMAP) designed to determine the condition of
our nations's ecological resources, provide information to evaluate the
effectiveness of environmental policies, and help identify emerging environmental
problems before they become widespread; (2) the development of methods for
measuring human exposure to environmental pollutants, studies that measure actual
human exposures, and models that predict human exposures; (3) the development,
application, and assessment of tools designed to prevent the generation of
pollution; (4) exploratory grants and centers that provide fundamental research
upon which applied environmental research is built; (5) the development of the
biological basis and methods for improved health risk assessment; (6) research
and assessment on Lead and other heavy metals; (7) technology transfer to
Regions, States, local governments and the international community; (8)
innovative technology programs designed to stimulate and facilitate the
development and commercialization of environmentally relevant technologies; (9)
programs and systems to assure the quality of the Agency's scientific
information; and (10) the development of models that incorporate advances in
computing and communications technologies into EPA's environmental assessment
applications. Many of these activities expand the fundamental scientific base
necessary to formulate solutions to existing and emerging problems.
The Multimedia Research Program also provides for operating expenses
necessary to fulfill the Agency's research mission. These expenses maintain the
Agency's research infrastructure such as laboratory supplies, equipment,
automated data processing, and human resources development.
Abatement and Control Function
The Environmental Review and Coordination Program accomplishes statutory
objectives under the authority of the National Environmental Policy Act (NEPA)
and Section 309 of the Clean Air Act, and includes three program activities as
well as support for Regional multi-media projects. The NEPA Compliance program
assures EPA's actions comply with the intent of the Act. This includes reviews
that are the functional equivalent for those Agency programs that are not
specifically covered by NEPA. The Environmental Review program ensures that
Federal agencies carry out their activities in an environmentally sound manner
pursuant to the National Environmental Policy Act and Section 309 of the Clean
Air Act.
8-5
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The Indians program develops and implements policies for dealing with
environmental problems on Indian lands. Regional interdisciplinary projects
enable rapid response to unique cross-media environmental problems. EPA's
technology transfer activities are intended to improve efficiency and performance
in environmental programs technology transfer and information exchange.
The Office of Toxic Substances and the Pollution Prevention Division merged
in 1992 to form the Office of Pollution Prevention and Toxics (OPPT). The
Pollution Prevention Division's program includes the development and integration
of multi-media pollution prevention approaches in national, Regional, and state
environmental programs through both regulatory and voluntary actions by
businesses, other Federal agencies, and citizens. The main focus in 1994 will
be to advance the understanding and application of the pollution prevention ethic
throughout society through: making prevention the principle of first choice in
the mainstream work of the Agency; identifying and pioneering new cross-media
environmental approaches and programs; developing partnerships in technological
innovations with the private sector and with other Federal agencies; using
information as a tool for promoting prevention and for measuring progress; and
supporting a network of preventive programs among states and local governments.
The Agency will coordinate Federal and international pollution prevention
activities by exchanging ideas and approaches to promote pollution prevention.
In 1994, OPPT's Pollution Prevention program's main emphasis will be to
continue to promote the implementation of established pollution prevention
policies. The Pollution Prevention Grants program makes matching grants to
states to promote source reduction techniques by businesses, and to support
pollution prevention initiatives that address the transfer of potentially harmful
pollutants across all environmental media air, land, and water. The grants
are awarded under the authorities of section 5 of the Pollution Prevention Act
Of 1990 (PPA).
In 1994, the Office of International Activities (OIA) will begin to develop
Phase II of the Integrated Border Environmental Plan. Phase II will build upon
the environmental activities completed in Phase I of the IBEP. Also the Agency
will support NAFTA parallel track activities. During President Clinton's recent
meeting with Mexico's President Salinas the need for an additional "side
agreement" for the environment was strongly emphasized. Funding will be used to
promote broader Mexico country-wide initiatives under the proposed U.S. - Mexico
Environmental Cooperation Agreement .
In 1994, the Office of the Administrator will continue to develop programs
that identify, document, and disseminate information on selective exemplary
practices in Cooperative Environmental Management. The Regional Multimedia
Programs will provide the needed resources for the Regional offices to handle
risk-based priorities that are geographically unique to the Regions, and are not
adequately addressed by the Agency's national programs. For Analytical
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Environmental Services, Regional media programs require technical expertise for
primary field investigations, compliance monitoring, sample collection and
transport, laboratory analyses, data analysis and evaluation, quality
assurance/quality control oversight, environmental emergencies and Geographical
Information Systems, the national Drinking Water Laboratory Certification
Program, and technical assistance to State drinking water laboratories.
Enforcement Function
Enforcement Policy and Operations provides consistent direction to EPA
enforcement for all non-Superfund media to assure the most effective possible
stewardship of EPA's enforcement responsibilities as they contribute to the
protection of environmental quality. To accomplish this goal, it establishes
compliance monitoring and enforcement priorities, policies, and procedural
guidelines so that enforcement actions are properly selected and prepared; and
establishes measures to ensure policies and procedures are correctly implemented
by the media enforcement programs and Regional offices. It conducts all legal
case development, litigation, and adjudicatory hearing activities for media
enforcement programs, including oversight of evidence gathering, preparation and
management of cases, and referral of cases to the Department of Justice for
litigation.
The Criminal Enforcement Program provides for the investigation,
preparation, and referral of cases involving criminal violations of environmental
statutes. It also acts to forcefully deter criminal violations of environmental
laws by serving notice that willful statutory violations will be met with harsh
sanctions in terms of both fines and jail terms. This program works in close
partnership with Federal and State law enforcement agencies to ensure full
compliance of environmental laws.
The National Enforcement Investigations Center (NEIC) provides specialized
technical expertise for all media in support of EPA civil and criminal
enforcement case preparation activities nationwide. NEIC serves as a point of
coordination and support for complex investigations having a national impact on
environmental enforcement.
The Federal Facilities Enforcement Program ensures that Federal facilities
and Government-Owned-Contractor-Operated (GOCO) facilities conduct their
activities in an environmentally sound manner and comply with all environmental
statutes and regulatory requirements. EPA's Federal Facilities multi-media
enforcement strategy is based on the ability to provide technical assistance and
to track inspection and compliance activities. The strategy also emphasizes
prioritized enforcement which focuses Regional enforcement and oversight
resources on federal facilities that are targeted for having historical non-
compliance and serious violations.
Consulting Services; No consulting service activities in this program.
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03
I
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ENVIRONMEMTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Pace
MULTIMEDIA
RESEARCH AND DEVELOPMENT
Multimedia Research ....................... 8-9
Multimedia Research ...................... 8-10
Headquarters Expenses ..................... 8-32
Lab & Field Expenses ..................... 8-33
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MULTIMEDIA
Multimedia Research
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Multimedia Research
Program & Research $14.260.3 $15,080.9 $14,984.9 $15,167.2 $21,368.7 $6,201.5 $6,287.8
Operations
Research & Development $96,096.5 $107,697.4 $103,110.1 $103,110.1 $141,676.3 $38.566.2 $33,978.9
TOTAL $110,356.8 $122,778.3 $118,095.0 $118,277.3 $163,045.0 $44,767.7 $40,266.7
Headquarters Expenses
Research & Development $4.667.3 $5,479.5 $5,456.8 $5,456.8 $5,402.0 -$54.8 -$77.5
TOTAL $4,667.3 $5,479.5 $5,456.8 $5,456.8 $5,402.0 -$54.8 -$77.5
Lab & Field Expenses
Research & Development $37,091.9 $42,587.5 $40,090.8 $40,090.8 $49,165.0 $9,074.2 $6,577.5
TOTAL $37,091.9 $42,587.5 $40,090.8 $40,090.8 $49,165.0 $9,074.2 $6,577.5
TOTAL:
Program & Research $14,260.3 $15,080.9 $14,984.9 $15,167.2 $21,368.7 $6,201.5 $6,287.8
Operations
Research & Development $137,855.7 $155,764.4 $148,657.7 $148,657.7 $196,243.3 $47.585.6 $40,478.9
Multimedia Research TOTAL $152,116.0 $170,845.3 $163,642.6 $163,824.9 $217,612.0 $53,787.1 $46,766.7
PERMANENT UORKYEARS
Multimedia Research 195.8 225.6 228.6 231.4 317.9 86.5 92.3
TOTAL PERMANENT WORKYEARS 195.8 225.6 228.6 231.4 317.9 86.5 92.3
TOTAL WORKYEARS
Multimedia Research 199.0 225.6 228.6 231.4 317.9 86.5 92.3
TOTAL UORKYEARS 199.0 225.6 228.6 231.4 317.9 86.5 92.3
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MULTIMEDIA
Multimedia Research
Principal Outputs
1994 o National Academy of Sciences "Comprehensive Review of EMAP" Report
o Final Program Plan for the Carolinian Province Demonstration Project
o Report on Dynamical Aspects of Biodiversity and Environmental Relations
o Initial Report on the National Human Exposure Assessment Survey (NHEXAS)
Pilot Test
o Report on the Agricultural Health Study: Pilot Pesticide Exposure Studies
in Iowa and North Carolina
o Final Report on the National Human Activity pattern Survey
o Report on the NHANES III Data Collection
o Conference: New and Innovative Monitoring Methods
o Final Report on Pollution Prevention Opportunities for Out-Year Source
Reduction Review Project MACT
o Final Feasibility Report on Phase II Field Evaluation of Gold Needle
Calibration Method for Portable XRF Paint-Lead Measurements
o Provision of Remaining Standard Reference Materials (SRM's) for Laboratory
Paint-Lead Analyses for Use in Supporting Accreditation Program for Paint-
Lead Measurements
o Performance Evaluation Materials (PEM's) to Support Field Methods Use of
Portable XRF and/or Test Kits for Paint-Lead Measurements
o Annual Report on Exploratory Research Grants Program
1993 o Annual Statistical Summary for Forest Health Monitoring
o Report on 1992 Agroecosystems Pilot in North Carolina
o Data Summary for 1992 Great Lakes Pilot
o Annual Statistical Summary for Virginian Province
o Annual Statistical Summary for Louisianian Province
o Draft Design for National Human Exposure Assessment Survey (NHEXAS)
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o Report on the Agricultural Health Study: Pilot Pesticide Exposure Studies
in Minnesota
o Report on the Relationship between Toxic Release Inventory (TRI) pollutant
releases and the Geographic Location of Minority and Disadvantages
Populations
o Draft Final Report on Pollution Prevention for Out-Year Source Reduction
Review Project MACT
o Design for Pollution Prevention Guidance Manual
o Workshops:- Pollution Prevention for Small Industrial Operations and
Municipalities
o Feasibility Report on Phase I Laboratory Evaluation of Gold Needle
Calibration Method for Portable XRF Measurement of Paint-Lead
o Standard Reference Materials (SRM's) of Powdered Paint (i.e., 1-3 different
SRM's) for Laboratory Analysis of Paint-Lead
o Preliminary Field Evaluation of New EPA Quantitative Test Kit-Based Method
for Rapid Measurement of Lead in Paint
o Annual Report on Exploratory Research Grants Program
o Annual cycle of Blood Chemistry Parameters in Striped Mullet (Mugil
cephalus) and Pin fish (Lagodon rhomboides) from the Gulf of Mexico
o Environmental Monitoring and Assessment Program Estuaries Component:
Louisianian Province: 1991 Demonstration Field Activities Report
o Northeast Lakes 1991 Pilot Report of the Environmental Monitoring and
Assessment Program
o Biologically-Based Dose-Response Models for Developmental Toxicity: Final
Report
o Biologically-Based Dose-Response Models for Neurotoxicity: Program overview
and project summaries
o The Impact of Research Results on Improving Risk Assessment: Examples
o Final Developmental Toxicity Risk Assessment Guidelines
o Final Exposure Assessment Guidelines
o Final Framework for Ecological Risk Assessment
o Facility Pollution Prevention Guide
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o American Institute of Architects, Environmental Resource Guide Quarterly
Subscription Service
o Life Cycle Assessment: Inventory Guidelines and Principles
o Seminars: Integrated Solid Waste Management for Rural, County and Local
Governments
o Workshops: Pollution Prevention for Small Industrial Operations and
Municipalities
o Awarded 56 SBIR contracts
o Manual: Wastewater Treatment/Disposal for Small Communities
o Annual Report on the Exploratory Research Grants Program
o Start-up Support to Four New Academic Research Centers
o Summary of Awards Under the Small Business Innovation Research Program
o Optimized Several Air Quality Models for Computation on Coarse Grain
Parallel Processors
o Converted Water Quality and Ground Water Models to High Performance
Computing Environments
o Initiated Efforts to Evaluate the Performance of a Variety of Atmospheric
Chemistry Algorithms on Massively Parallel Architectures.
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MULTIMEDIA
Multimedia Research
Budget Request
The Agency requests a total of $217,612,000 supported by 317.9 total
workyears in 1994. Of the request, $21,368,700 will be for the Program and
Research Operations appropriation and $196,243,300 will be for Research and
Development appropriation. This represents an increase of $6,201,500 and an
increase of 86.5 in total workyears from 1993 in the Program and Research
Operations appropriation and a increase of $47,585,6000 in the Research and
Development appropriation.
MULTIMEDIA RESEARCH
1994 Budget Request
The Agency requests a total of $163,045,000 and 317.9 total workyears for
1994, an increase of $44,767,700 and 86.5 total workyears from 1993. Of the
request, $21,368,700 will be for the Program and Research Operations
appropriation, and $141,676,300 will be for the Research and Development
appropriation. This represents an increase of $6,201,500 in the Program and
Research Operations appropriation, and an increase of $38,566,200 in the Research
and Development appropriation. The increase in the Program and Research
Operations appropriation reflects base redirections of full-time-equivalents to
support new investments for ecological risk assessment methods, the Environmental
Monitoring and Assessment Program (EMAP), and the Agency's Technology Innovation
initiative. The increase in the Research and Development appropriation reflects
new investments in ecological risk assessment methods, EMAP, human exposure,
innovative technologies, exploratory research grants, and quality assurance.
1993 Budget
The Agency is allocating a total of $118,277,300 supported by 231.4 total
workyears for this program element, of which $15,167,200 is from the Program and
Research Operations appropriation and $103,110,100 is from the Research and
Development appropriation.
1992 Budget
The Agency obligated a total of $110,356,800 supported by 199.0 total
workyears for this program element, of which $14,260,300 was from the Salaries
and Expenses appropriation and $96,096,500 was from the Research and Development
appropriation.
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RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
AQUATIC ECOLOGICAL CRITERIA
1994 Program Request
Under Annex 3 of the 1980 United States-Peoples Republic of China (US-PRC)
Environmental Protection Protocol the Agency will continue its collaborative
efforts with the PRC. This will include studying toxicity testing methods and
bio-monitoring techniques for industrial effluents and determining mercury
criteria in rivers and sediments.
1993 Program
The Environmental Protection Agency (EPA) is collaborating with PRC
scientists and engineers to study toxicity testing methods, ocean and coastal
aquatic environmental impacts from discharges, pollutant transport and
transformation processes and other programs.
1992 Accomplishments
EPA and PRC scientists collaborated to investigate water quality in the
Zhenjiang Harbor, predict environmental impacts and evaluate water management
options for Bosten Lake, study metal pollution in the laboratory and Poyang Lake,
and evaluate the effect of climate change on water resources in the Urumchi,
Manasi, and Kaidu-Peacock Rivers watershed. Two symposia were held and
proceedings prepared for publication.
NONPOINT SOURCES
1994 Program Request
The Agency will continue a joint research project with the United States
Department of Agriculture (USDA) to develop, evaluate, and demonstrate integrated
farm management systems. EPA will document the environmental and ecological
benefits of reducing chemical use. The research will be integrated into the
Midwest Agrichemical Surface/Subsurface Transport and Effects Research (MASTER)
and the USDA's Management Systems Evaluation Area (MSEA) field programs.
1993 Program
The EPA and the USOA are initiating a joint research effort to develop,
evaluate, and demonstrate integrated farm management systems. EPA and the USOA
are designing projects that can reduce excess chemical inputs to farm and
watershed systems while maintaining productivity and profitability. When
projects are selected, the data on their sustainability will be collected by the
USDA, and EPA will document their effectiveness in reducing and preventing
pollution within the agricultural sector.
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1992 Accomplishments
The were no Multimedia resources for this activity in 1992.
ECOLOGICAL RISK ASSESSMENT METHODS
1994 Program Request
The Agency will initiate efforts to re-orient and integrate the extensive
but fragmented on-going ecological research currently funded by the EPA, the
Department's of Interior, Energy, and Agriculture, and the National Oceanic and
Atmospheric Administration. The goal is to concentrate the combined talents
throughout government and the academic community on a research and monitoring
program that will generate the scientific base necessary to understand and
predict the interaction of man's activities on the condition of 2-3 major
ecosystems whose sustainability is seriously at risk. The results will help
define criteria for environmental quality and provide the scientific basis for
decision-making to protect the ecosystems.
1993 Program
The use of biochemical, histological and distributional changes in fish
populations as indicators of ecological condition are being investigated. This
is used in the Environmental Monitoring and Assessment Program's (EMAP) surface
waters program.
1992 Accomplishments
Agency researchers further developed biological markers and indicators of
environmental stress. Tools for the aquatic bioassessment of zooplankton, fish,
macroinvertabrates, periphyton, and benthic metabolism were improved. Biomarkers
of the health status of fish were developed to a stage in which application and
testing in field trials is now feasible. Researchers also studied tools to
validate "early warning" biochemical and cellular approaches to detect and
quantify damage to reproductive success of wildlife.
ENVIRONMENTAL MONITORING AND ASSESSMENT PROGRAM
1994 Program Request
The Environmental Monitoring and Assessment Program (EMAP) will continue
to strengthen its research base by increasing cooperative relationships with
university scientists and building a core of expertise at the program's new
scientific center. Research will refine biological indicators, support
investigations into ecological processes that will facilitate the development of
new indicators, continue to test EMAP in the field, and demonstrate how EMAP fits
into the Agency's ecological risk assessment process.
The program has added landscape ecology to its seven areas of ecological
research, and will begin to explore resource condition at landscape scales of
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resolution. EMAP will also strengthen is cross-program coordination activities
to facilitate national and multiple-resource assessments.
The Regional EMAP (R-EMAP) program, which is designed to demonstrate EMAP's
utility for resolving issues of Regional, state, and local importance, will add
three more projects to include all EPA Regions. The seven R-EMAP projects
initiated in 1993 will continue through the end of 1994. The three new projects
will be completed in 1995.
1993 Program
EMAP is intensifying its research program in response to issues raised in
the program's field demonstrations and pilot studies and in accordance to
numerous peer-reviewed recommendations, including those in the National Research
Council's Interim Report. All EMAP resource groups are increasing investments
in priority research projects. Focal studies include experimentation with
alternative sampling designs in EMAP-Estuaries, and the program-wide refinement
of indicators to ensure that those selected are sensitive to ecological changes
induced by stress as opposed to natural variation. EMAP is also lengthening from
two to three years the program's pilot and demonstration periods that test
sampling and analysis. The change will permit more complete exploration of
research questions before proceeding to full implementation.
EMAP is also investing significant resources in "its program-wide
integration components. The information management group is finalizing its five-
year strategy. The Assessment and Reporting team is developing a prototype
integrated assessment for an inland mega-region and is finalizing the program's
communication/client strategy.
EMAP is continuing to expand geographically. New field projects will focus
on indicator testing in Midwest agroecosystems, mid-Appalachian streams.
Southeast estuaries, and Lake Superior. The Regional EMAP (R-EMAP) program is
also being initiated and seven projects have been selected in various EPA Regions
to demonstrate EMAP technology, methods and concepts at Regional, state and local
scales. These projects, involving significant state participation, will explore
associations between observed ecological condition and a variety of potential
stressors.
1992 Accomplishments
EMAP expanded its resource monitoring to include Arid Ecosystems, the Great
Lakes, and Agroecosystems. Its coverage included all seven ecosystem groups and
35 states. EMAP-Landscape Characterization continued investigating the use of
remote sensing techniques to determine land use and land cover attributes and the
extent of ecological resources. EMAP conducted applied research in the areas of
environmental statistics, ecological indicators development, remote sensing,
landscape ecology, and ecological risk characterization. The research program
utilized in-house staff, scientists from other Federal agencies, and over 40
universities. EMAP continued to expand its cooperative efforts with other
Federal agencies and EPA Regional and Program Offices. Over a dozen Federal
agencies participated in EMAP.
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GLOBAL CLIMATE RESEARCH
1994 Program Request
Resources for this activity will be moved to the Air Quality Program
Element in 1994.
1993 Program
The Agency is investigating the application of fuzzy logic principles to
improve the efficiency of large alternate current (AC) induction motors and
thereby reduce energy consumption. Fuzzy logic is a mathematical approach which
uses approximate reasoning to resolve complex programming problems. For
instance, a fuzzy logic controller being developed uses a set of control
functions or rules to intelligently control adjustable speed drives (ASD) and
optimize energy efficiency.
1992 Accomplishments
The Agency completed initial development of computer software which
simulates the use of fuzzy logic principles to improve the efficiency of a large
AC induction motor. A motor laboratory was also established to support future
testing of the fuzzy logic controller on an actual AC adjustable speed motor.
STRATOSPHERIC OZONE DEPLETION
1994 Program Request
There will be no Multimedia resources in 1994 for this activity.
1993 Program
This activity is moved to the Air Quality Program Element in 1993.
1992 Accomplishments
The Agency evaluated the performance of proposed alternatives for Halon
1301, which is used as a total flooding fire extinguishing agent and explosion
suppression/prevention agent. Results revealed that all of the best candidate
replacement chemicals (perfluorocarbons, fluoroethers, and fluorobromoethers)
perform worse than Halon 1301, requiring up to three times the volume to provide
the same level of fire protection.
AIR TOXICS
1994 Program Request
Resources for this activity will be moved to the Air Quality Program
Element in 1994.
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1993 Program
The Agency continues its efforts to reduce air toxic emissions from
industrial solvent use through demonstration and evaluation of emerging pollution
prevention options. Information being collected on available lower-polluting
alternatives to toxic organic solvents, typically used as metal degreasers and
adhesives, will be made available through reports, manuals, and/or demonstrated
approaches for air toxic standards.
1992 Accomplishments
The Agency initiated an organic solvent reduction program and an
investigation of industrial pollution prevention opportunities in selected
industrial categories. Specific industrial projects included ways to improve
pollution prevention measurement techniques, process simulation evaluations, and
innovative technology demonstrations.
CRITERIA AIR POLLUTANTS
1994 Program Request
Under Annex I of the US-PRC Environmental Protection Protocol, EPA will
continue to collaborate with PRC scientists and engineers to quantify the effects
of ambient acid, particulates, and sulfur dioxides on children's lung functions
in Chinese cities.
1993 Program
The US and PRC scientists are collaborating to conduct a full scale
"Children's Lung Function Study" and are developing a quality assurance plan for
the monitoring program. The Chinese National Environmental Protection Agency
(NEPA) is sponsoring lectures in Chinese cities to introduce American Pollution
Monitoring equipment.
1992 Accomplishments
Pilot study results from the "Children's Lung Function Study" were
published and four cities (Chongqing, Guangzhou, Lanzhou, and Wuhan) were
prepared for full scale study to begin in 1993.
INDOOR AIR POLLUTION
1994 Program Request
Under Annex I of the US-PRC Environmental Protection Protocol, EPA will
continue to collaborate with the PRC to study the human health effects of indoor
coal burning. Resources for the application of pollution prevention techniques
in the manufacture on textiles and wood products are moved to the Air Quality
Program Element.
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1993 Program
In support of a larger goal to reduce the indoor air emissions associated
with home and office furnishing, research is underway to identify approaches to
reduce emissions from residual solvents, finishes and coatings associated with
textile manufacturing. Products which incorporate textiles are known to cause
indoor air pollution problems and have been the focus of recent attempts to
construct "clean buildings." Selected categories of textile products are being
evaluated and ranked according to their emission potential. A similar approach
is being used to identify and develop pollution prevention options for composite
wood products (i.e. particle board) which are known sources of indoor volatile
organic emissions including formaldehyde.
EPA is collaborating with PRC scientists and engineers to conduct
epidemiological, air monitoring, and biomarker studies to assess human exposure
and health effects of indoor coal combustion. This project provides an
opportunity to apply and validate biomarkers in a human population with high
exposure to environmental carcinogens and with high lung cancer rates.
1992 Accomplishments
A catalog of the emissions associated with major classes of indoor
materials and products was completed and a handbook summarizing the data
collected was prepared. The Agency, in collaboration with PRC scientists and
engineers: (1) finalized the design of, and made plans for, new a new
epidemiological study and two human biomarker studies in Xuan Wei; (2) conducted
a workshop for human sample collection and quality assurance in Xuan Wei; and (3)
published three peer-reviewed journal papers on chemical characterization of
genotoxic compounds associated with lung cancer in Xuan Wei and on DNA abducts
in placentas as a biomarker for exposure to environmental carcinogens.
GROUNDWATER
1994 Program Request
There will be no Multimedia resources in 1994 for this activity.
1993 Program
There are no resources in 1993 for this activity.
1992 Accomplishments
The Agency collaborated with PRC scientists to publish a journal article
on the bilateral research on wastewater land treatment. The program also
provided Technology Transfer Information Packets on bioremediation, bioventing,
soil gas sampling and land treatment.
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HUMAN EXPOSURE
1994 Program Request
Uncertainties about exposure to environmental pollutants is the weakest
link the risk assessment paradigm. EPA's human exposure research program
develops tools and techniques to estimate, with known certainty, total human
exposure to environmental pollution and detect changes and trends in those
exposures through and integrated program of exposure assessment, exposure
monitoring, methods development and exposure modeling. The National Human
Exposure Assessment Survey (NHEXAS), a long-term program to assess the status and
trends in exposures of both the general population and highly exposed subgroups,
will implement a Regional scale pilot study and produce a status report on human
exposure in that Region. In addition, the Agency will: develop a manual of
methods for quantifying the dislodgable residues from indoor and outdoor surfaces
available for dermal contact and transfer; summarize field tested biomarkers
techniques for estimating human exposures; produce a compendium of passive and
personal techniques for monitoring inhalation exposure; summarize methodologies
for estimating human exposure via ingestion; produce a report on innovative
methodologies for quantifying human activity patterns will be produced; prepare
a final report from the 1992-1993 National Human Activity Pattern Survey; and
issue a report on approaches for estimating and predicting total human exposures
via multiple pathways. The Agency will initiate Phase II of an exposure field
study in the Rio Grande Valley region near Brownsville, Texas. Researchers will
begin assessing exposures of the region's population to the pollutants
characterized in Phase I of the study.
1993 Program
EPA is testing the feasibility and design of the National Human Exposure
Assessment Survey (NHEXAS). This include studies of source characterization,
statistical design, activity patterns surveys, microenvironment measurements, and
total human exposure and biological measurements. The Agency is initiating Phase
I of an exposure study in the Rio Grande Valley near Brownsville, Texas. In
Phase I, concentrations of pollutants in air and water will be determined and
used in combination with an inventory of available information to develop a
comprehensive hazard identification.
In addition, data is being collected that will assist in developing multi-
pathway exposure models. Methods development expands from inhalation as the
route of exposure to cover both ingestion and dermal contact. Biological methods
(biomarkers) development continues to investigate the use of breath, tissue and
body fluids as vehicles for measuring exposures. Modeling efforts expand to
consider non-air pathways and initiate efforts to develop a multi-pathway
exposure model.
1992 Accomplishments
Preliminary design features of NHEXAS were completed and plans for field
studies to test these design concepts were developed. Work continued on the
development of chemical and biological measurement and analytical methods for
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quantifying pollutant concentrations through air, food, water, dermal absorption,
and house dust. EPA, in cooperation with the National Cancer Institute's
Agriculture Health Study, initiated field studies to characterize the exposures
of pesticide applicators and their families. A national survey of human activity
patterns was completed with a report of the results expected in 1993.
HEALTH EFFECTS
1994 Program Request
The third National Health and Nutrition Examination Survey (NHANES-III) is
estimating the prevalence of disease and functional impairment, providing data
on the distribution of health characteristics (growth and development),
monitoring changes in disease, and identifying new risk factors for disease. EPA
will continue cooperating with other Federal agencies to validate the data and
ensure early access to information collected from NHANES-III. Results from the
first three-years of data collection will be published. The University Study
program will continue to identify and select post-doctoral research fellows and
visiting scientists to work with university faculty members on research projects
that address critical environmental problems.
Resources shifted from the Air Quality Program Element will continue
efforts to determine if disparities exist in the exposure to environmental
pollutants experienced by racial minorities and the economically disadvantaged.
This supports the larger Agency-wide initiative on Environmental Equity. Initial
efforts will investigate the relationship between existing exposure data and
demographic data from the 1990 U.S. Census and/or the 1990 Donnelley Marketing
Information Services.
1993 Program
EPA is cooperating with the other sponsoring agencies to validate the data
and to ensure early access to collected information from NHANES-III. The
University Study program is supporting post-doctoral fellows and visiting
scientists who, for a limited period, work on environmental issues with
university faculty.
1992 Accomplishments
Interagency workgroups began cleaning up the data collected during the
first three years (October 1988-October 1991) of NHANES-III. Data collection
continued for the second half of the survey, which runs from October 1991-October
1994. The University Study program identified and selected research fellows and
scientists to work with Harvard faculty members on the analysis of critical
environmental problems.
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HEALTH RISK ASSESSMENT METHODS
1994 Program Request
The Research to Improve Health Risk Assessments (RIHRA) program will
continue to improve methods used in the risk assessment process. Research will
focus on improvements in exposure assessment, quantitative relationships between
exposure and dose, and the biological bases for dose-response relationships.
Emphasis will also be placed on chemical or issue-specific documentation and risk
information dissemination. EPA will expand the development of chemical-, site-,
or issue-specific assessments and guidance documents. Integrated Research
Information System (IRIS), which allows wide access to assessment information
developed within the Agency, promotes consistency, and helps to avoid duplication
of efforts in EPA Regions and states will also be expanded. Research will
continue to reassess the health and ecological effects of dioxin. The Risk
Assessment Forum will continue to undertake projects designed to resolve
difficult issues raised, and incompletely resolved, during the guidelines review
(conducted in 1992 and 1993). New risk assessment guidance on human health and
on ecological issues will be published along with supplemental guidance on
existing risk assessment guidelines.
1993 Program
The RIHRA program is completing the development of a survey on human
activity patterns to estimate human exposure. Research to estimate target tissue
doses (physiologically based pharmacokinetics (PBPK) modeling) and to estimate
toxicological responses to these target doses (biologically based dose-response
(BBDR) modeling) will be conducted in the areas of neurotoxicity, developmental
toxicity, reproductive toxicity, pulmonary toxicity, immunotoxicity, and cancer
and genetic toxicity. EPA expects to propose risk assessment guidelines for
quantifying cancer and non-cancer health effects and is proposing specific
guidelines for neurotoxicity. The IRIS continues to grow and diversify with the
inclusion of additional chemicals and agents and risk information in the areas
of less-than-lifetime exposure risk estimates, developmental toxicity risk, and
other endpoint-specific human health effects. This work emphasizes training and
outreach to the program offices, states, the public and to the international
community. The Risk Assessment Forum continues to develop risk assessment
guidelines for cancer, other health effects, and ecological effects. The Forum
will complete several projects underway in 1992 designed to resolve issues raised
during the guidelines review. The resulting reports will serve as supplements
to the guidelines.
1992 Accomplishments
The RIHRA program initiated a survey of human activity patterns to estimate
human exposure. The program issued a final report on BBDR Models for
Developmental Toxicity and a program overview and project summaries of BBDR
Models for Neurotoxicology. The Agency developed and distributed to the states
and Regions a PC version of IRIS (IRIS2). The Risk Assessment Forum published
new risk assessment guidance for developmental toxicity, for exposure assessment
and the first Agency-wide statement of principles for ecological risk assessment.
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Preliminary guidelines on neurotoxicity risk assessment were peer reviewed.
Special reports on quantifying health effects other than cancer and ecological
risk assessment case studies were completed for publication in 1993.
POLLUTION PREVENTION
1994 Program Request
Research supporting the Source Reduction Review Project (SRRP) will
increase as more media regulations are proposed that are multi-media or source
reduction in nature. The SRRP investigates pollution prevention options that
reduce environmental risk through source reduction, elimination of cross-media
transfer of pollutants, and the incorporation of these solutions into multi-media
regulations. Cleaner production technologies, processes, and products will be
developed and demonstrated. The Pollution Prevention Information Clearinghouse
(PPIC) will continue its information networking. Pollution prevention resources
previously carried in various other program elements are consolidated into
Multimedia Research to enhance cross-program pollution prevention research.
1993 Program
Research is supporting the SRRP through development of pollution prevention
options for selected effluent guidelines. Technical support is being provided
to the Design for the Environment project with the printing industry. Support
is being provided for the American Institute for Pollution Prevention. Research
is investigating minimizing solvent use in laboratory procedures.
Congressional Directives. A total of $1,450,000 is for the Congressionally
directed pollution prevention research and development center.
1992 Accomplishments
Research supported the American Institute of Architects' (AIA)
Environmental Research Guide. EPA produced fifty research briefs on pollution
prevention assessments and a compendium of case studies on pollution prevention.
The Agency also continued to investigate socioeconomic approaches to pollution
prevention and supported the SRRP.
INNOVATIVE TECHNOLOGIES
1994 Program Request
The Agency will initiate an integrated cross-program Innovative
Environmental Technology program to support the President's technology
initiative. The program's focus is: (1) to create innovative public/private
sector partnerships to jointly develop cleaner technologies and encourage the
adoption of pollution prevention technologies by small businesses; (2) promote
international environmental protection, create U.S. jobs, and stimulate the U.S.
economy through the development and evaluation of U.S. technologies; and (3)
targeted technology development that can advance environmental restoration
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efforts. The Agency will use interagency agreements and appropriate financial
mechanisms to transfer funds to other federal agencies with research and
development expertise.
The Agency will also initiate research supporting the FCCSET Advanced
Manufacturing crosscut. The goal of EPA's program is to advance the use of
environmentally "green designs" in the manufacturing process. EPA's research
will focus on: (1) identifying innovative approaches for advanced manufacturing
or products which have integrated waste minimization, increased efficiency, and
reduced costs; 2) develop fundamental process information to aid with
prioritization schemes; and 3) assist in commercializing selected advanced
manufacturing technologies in collaboration with academia and industry.
The Small Business Innovation Development Act of 1982, as amended by the
Small Business Research and Development Enhancement Act of 1992, requires that
the Agency establish a Small Business Innovation Research (SBIR) program. This
must be funded by law at 1.5 percent of the extramural research appropriation in
1994. Competitive contracts will be awarded for research on pollution control
technologies in areas such as drinking water treatment, air pollution control,
waste reduction and pollution prevention, and process instrumentation for
improved pollution control. Selected projects are divided into three phases,
with EPA providing funding for Phases I and II. Phase I projects receive up to
$50,000 to determine their technical feasibility. Completed Phase I projects
that still appear viable receive up to $150,000 for additional research. Phase
III primarily uses non-Federal funds to pursue commercial application of the most
promising concepts.
1993 Program
The Agency's SBIR program will award competitive contracts for Phase I and
Phase II projects on pollution control technologies in areas such as drinking
water treatment, air pollution control, waste reduction and pollution prevention,
and process instrumentation for improved pollution control.
Congressional Directives. A total of $1,200,000 is for the Congressionally
directed Center for Excellence in Polymer Research and Environmental Study.
1992 Accomplishments
The Agency's SBIR program awarded 56 competitive contracts to small high-
technology firms, including 41 Phase I feasibility studies and 15 Phase II
development, projects. The Agency completed its cooperative agreement with the
University of Pittsburgh Trust to create the National Environmental Technology
Applications Corporation (NETAC), designed to accelerate the development and
commercialization of priority environmental technologies.
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ENVIRONMENTAL EDUCATION
1994 Program Request
The Agency supports FCCSET'S Mathematics and Science Education crosscut
with several programs that provide the financial assistance, access opportunities
and facilities to stimulate students' interest in environmental sciences and
provide resources for them to apply their interests. The Minority Institutions
Student Fellowship Program (MISFP) will award fellowships to qualified
undergraduate students enrolled at minority institutions. The Minority
Institutions Summer Internship Program (MISIP) will allow fellowship recipients
to apply their newly acquired skills to real-world environmental problems through
a three-month summer internship at an EPA facility. The Minority Academic
Institutions Graduate Traineeship Program (MAIGTP) will provide financial
assistance to minority students seeking advanced degrees. The Progression
Education Program will award traineeships which provide minority and other
culturally diverse undergraduate and graduate students an opportunity to
participate in important laboratory research that may lead to employment in the
science and engineering fields.
1993 Program
The Agency continues to support FCCSET's Mathematics and Science Education
crosscut with programs to promote education and career opportunities in the
environmental sciences through the MISFP, MISIP, MAIGTP, and Progression
Education Program.
1992 Accomplishments
The MISFP awarded 18 fellowships and the MISIP awarded 28 internships. The
MAIGTP provided financial assistance to 18 students seeking advanced degrees. The
Progression Education Program awarded 10 cooperative training agreements which
benefitted 107 students.
NATIONAL AND INTERNATIONAL TECHNOLOGY TRANSFER
1994 Program Request
EPA produces and disseminates information on environmental technology and
technical data through the Center for Environmental Research Information (CERI).
In 1994 the Agency will: produce reports on technologies to comply with the new
Clean Air Act; sponsor conferences on municipal sludge management and storm-water
and combined sewer overflow; and produce handbooks on low-cost upgrading of
wastewater treatments plants, and Volatile Organic Compound (VOC) control from
publicly owned treatment works. Technical information for the non-technical
audience will receive increased emphasis. Planned documents will address: indoor
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air problems and current research efforts to understand and address them; how
well landfills are operating and how they can be improved; research on lead and
copper pipe corrosion and its potential effect on drinking water safety; the
advantages and disadvantages of existing solid waste treatment technologies for
small communities; and the Agency's reevaluation of dioxin toxicity.
1993 Program
The Agency is providing communities and state and local governments with
information on low-cost sewer systems, sludge landfills, and nonpoint source
monitoring. Industries are being provided information on the application of
life-cycle analyses to assess environmental compatibility of products and their
production. CERI continues to support the Agency by: processing publications and
other printed matter in accordance with Agency policy; coordinating Agency review
for products with policy implications; preparing documents for the National
Technology Information System (NTIS); and developing procedures and issuing
guidelines for planning, preparing processing, tracking and disseminating
scientific and technical information products. Documents on a variety of
environmental subjects are being provided to the non-technical audience.
1992 Accomplishments
The Agency sponsored seminars on Sewer System Infrastructure Analysis and
Rehabilitation and produced technology transfer documents on Guidelines for Water
Reuse and Wastewater Treatment/Disposal for Small Communities, the National Rural
Clean Water Program, and several Guides to Pollution Prevention. Over 2,700
documents and reports, and more than 100 Project Summaries were tracked,
processed, and distributed to ORD and users. The Agency responded to over 50,000
requests for information and managed the processing and distribution of over
32,000 items. Membership on the ORD electronic bulletin board system (BBS)
almost doubled to over 6,000 registered users.
LEAD AND OTHER HEAVY METALS
1994 Program Readiest
EPA, working with other Federal agencies, has developed a broad Multimedia
Lead Research Program to support EPA's lead strategy and related interagency
activities. In 1994, research will focus on: improving technologies for
abatement of lead in paint, house dust, and soil; supporting development of
accreditation programs for lead paint measurement and abatement; developing
standard reference materials for lead in dust and soil; evaluating and
intercomparing methods for measuring lead in dust and soil; developing
standardized methods, protocols, and quality assurance/quality control procedures
for laboratory accreditation programs for measuring lead in soil and house dust;
developing improved alternatives for the disposal of lead contaminated debris;
evaluating the impacts of corrosion control methods on disinfectants and other
drinking water treatment measures, and on wastewater treatment; and determining
factors that influence the movement of lead from bone to other tissues or to the
fetus during different development stages.
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1993 Program
The 1993 program includes research to: develop improved technologies for
abatement of lead in paint, house dust and urban soil; develop improved
alternatives for the disposal of lead contaminated debris; and evaluate/improve
soil-lead detection and measurement methods and protocols. Specific outputs will
include reports on various abatement technologies, guidelines and operating
procedures for the use of current or methods for analysis of lead in soils,
dusts, and other solids, and reports on the technical feasibility of various lead
abatement debris disposal options.
1992 Accomplishments
The 1992 program conducted research and assessment activities in the areas
of lead paint abatement, soil-lead abatement, lead in drinking water, waste
minimization and disposal, exposure assessment, bioavailability and biokinetics,
and health effects. In addition, the Agency sponsored various symposia and
initiated work to establish a national clearinghouse on relevant detection and
abatement information.
EXPLORATORY GRANTS AND CENTERS
1994 Program Request
The exploratory grants program will continue to support investigator-
initiated research in five general areas under the general solicitation. Where
research needs are well defined, RFA solicitation will be used. Support for
environmental biology will be increased, particularly research on terrestrial and
aquatic ecology. The growing awareness of the importance of pollution prevention
through recycling, resource conservation and altered manufacturing and marketing
practices will make socioeconomics research an important area in 1994.
Engineering research will also be emphasized.
The Environmental Research Centers Program addresses complex environmental
problems which require a long term program of coordinated interdisciplinary
research. EPA will continue to support the four Environmental Research Centers
established in 1992, and the Visiting Scientists Program will sponsor ten-week
summer placements of ten post-doctoral and mid-career professionals to EPA
facilities.
1993 Program
The exploratory grants program, through its general solicitation, is
funding investigator-initiated research grants in the areas of ecology and
environmental biology, environmental engineering, air chemistry and physics,
water chemistry and physics, and environmental socioeconomics. It is also
funding more narrowly defined topics of immediate concern to the Agency through
Requests for Applications (RFAs).
The Agency is continuing support for the four new environmental research
centers established in 1992 and is phasing out the last of the original eight
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centers. EPA will prepare an annual report detailing progress made by these new
centers, including each center's mission statement, program highlights, project
abstracts, list of key personnel, budget information, and outputs.
The Visiting Scientists Program is sponsoring the summer placement of ten
fellows to EPA facilities to assist the Agency in investigating the scientific
implications of several important environmental policy and management issues.
Congressional Directives. A total of $800,000 is for the Congressionally
directed Experimental Program to Stimulate Competitive Research (EPSCoR).
1992 Accomplishments
In 1992, the Research Grants Program awarded 69 new grants under the
general solicitation and provided continuing support for 98 ongoing projects.
In addition, 7 projects were awarded through Requests for Applications. The
Agency established four new Environmental Research Centers and continued support
for one of the original eight centers.
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD's success in conducting
the quality science needed to assure that the Agency's decisions are
scientifically sound. The most critical part of ORD's infrastructure La its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORO has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Program and Research Operations appropriation funding for the
Multimedia Research program element will be centralized within the infrastructure
issue to provide improved management for ORD's personnel compensation and
benefits, and travel costs associated with managing research programs.
1993 Program
ORD's current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD's workforce carries out
scientific programs in support of the Agency's mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency's mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
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CROSS PROGRAM
1994 Program Request
Cross program activities provide integral support for other research
issues, research laboratories, and EPA program and Regional offices. These
activities include integrated analytical methods, quality assurance, high
performance computing, science, planning, regulatory evaluation and Regional
liaison.
Integrated analytical methods research develops new and improved techniques
for monitoring and measuring environmental quality, with special emphasis on
multi-media monitoring methods. New and improved methods are required to support
the Regions, who must implement current environmental laws and improve laws that
are reauthorized in the future. The Agency will develop and improve the highest
priority analytical methods identified by the Regions.
The Quality Assurance program will be enhanced to assist more programs in
better defining the specific decisions to be made, the uncertainty that the
decision makers will accept in the decisions, and the environmental data needed
to support the decision. EPA will also expand efforts to assess the quality of
the environmental data and supporting documentation through the application of
the data quality assessment protocol to Agency data sets and issuance of the
protocol as Agency guidance.
Research supporting FCCSET's High Performance Computing and Communications
(HPCC) crosscut is directed toward incorporating advances in computing and
communications technology into EPA's environmental assessment applications and
disseminating these advanced tools to the relevant users. The HPCC program will
be enhanced to: 1) expand pilot testing and refinement of air quality assessment
tools to additional state environmental groups; 2) demonstrate high performance
air quality systems and linked air-water applications; 3) integrate sensitivity
and uncertainty analysis into environmental assessment tools; 4) initiate
ecological modeling and analysis into the high performance environment; and 5)
initiate development of a high performance distributed computing environment and
applications that use EPA's conventional supercomputer systems coupled with a
massively parallel machine to support use of advanced environmental assessment
tools. Additional HPCC resources identified for equipment are contained in the
Lab and Field Expenses program element.
The Science, Planning and Regulatory Evaluation Program will implement and
refine the issue-based planning process, review Agency regulations and policies,
support the Council of Science Advisors and coordinate ORD's efforts to improve
the quality of science. The Regional Operations program will, through the
Regional scientists, provide improved and more effective assistance to EPA
Regional offices in short- and long-term research and technical assistance.
1993 Program
EPA will continue to develop and improve the highest priority analytical
methods identified by the Regions, including methods for low level nutrients and
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marine wastewater, certified reference materials for low level nutrients,
standardized procedures to assess the health of marine organisms, and cold water
toxicity tests.
New and improved approaches to quality assurance are being developed to
ensure that data of known and acceptable quality are provided to decision makers.
EPA is expanding activities that: 1) support data quality objectives (DQO)
implementation in program offices, Regions and ORO; 2) develop quality assurance
(QA) curriculum materials for use by EPA managers; 3) develop streamlined QA
guidance; 4) provide guidance for assessing results generated by data programs;
5) develop process flow models as part of management reviews; and 6) apply total
quality management tools to EPA QA programs.
The HPCC program will initiate research in two main areas: (1) direct
linkage of air and water (multi-media) models for integrated pollutant
assessment; and (2) techniques for transfer of high performance environmental
assessment tools to key state, Federal, and industrial users with decision making
responsibility. The program will continue to advance scientific visualization
techniques to better understand and interpret the results of environmental
assessment tools.
The Science, Planning and Regulatory Evaluation Program is continuing to
review Agency regulations and policies, with specific attention given to cross-
media and cross-disciplinary issues and the implementation of the Clean Air Act.
ORD's science knowledge base has been integrated with rulemaking and policy
development in all of the major program offices. The Regional Scientists Program
and the Regional Applied Research Effort (RARE) are continuing to support the
scientific needs of the EPA Regional offices and foster coordination between ORD
and the Regions.
Congressional Directives. A total of $2,000,000 is for the Congressionally
directed Southwest Center for Environmental Research and Policy.
1992 Accomplishments
Increased emphasis was placed on Agency-wide issues identified by the
Regions. This included efforts to develop Agency-wide approaches to methods
validation, quantification limits, quality control specifications, and standard
reference materials, as well as initial studies to estimate the quality of
environmental decision (not analytical) data. Work on specific analytical
methods included: (1) application of super-critical fluids; (2) field methods for
collection of real-time data; and (3) methods for analysis of fish and other
tissues.
Supplementary guidance on data quality objectives (DQO) was distributed and
support was provided to those EPA organizations which are applying the DQO
process. Initial development work on protocols for data quality assessment was
completed and plans for the next phase were initiated. One QA management system
review focusing on a major EPA data collection program was initiated and is
expected to report in 1993. Six QA program plans, submitted by EPA offices, were
reviewed and two QA training courses were developed.
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The HPCC program optimized several air quality models for computation on
coarse grain parallel processors and converted water quality and ground water
models to high performance computing environments. The Agency also initiated a
cooperative research effort to link air and water quality models in a distributed
computing environment.
An issue-based planning process was designed and implemented. Research
activities were organized around environmental problems areas allowing the
Agency's research program to more effectively address cross-media issues. The
Agency-wide Council of Science Advisors was initiated and supported, and a new
Agency-wide peer review policy was one of its first accomplishments.
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HEADQUARTERS EXPENSES
1994 Budget Request
For Headquarters Expenses, the Agency requests a total of $5,402,000 for
the Research and Development appropriation in 1994, a decrease of $54,800 from
1993. This decrease reflects a streamlining of resources funding administrative
expenses in ORD headquarter's offices and ORD-wide expenses. Administrative
expenses include supplies and materials, equipment, automated data processing
services for headquarter's offices and for ORD-wide data systems, human resources
development training, administrative printing and reproduction, and miscellaneous
support services.
1993 Budget
The Agency is allocating a total of $5,456,800 from the Research and
Development appropriation.
1992 Budget
The Agency obligated a total of $4,667,300 from the Research and
Development appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
INFRASTRUCTURE
1994 Program Request
This program includes supplies, materials, equipment, automated data
processing services for headquarter's offices and for ORD-wide data systems,
human resources development training, administrative printing and reproduction,
and miscellaneous support services.
Headquarters operating expenses program funds administrative expenses in
ORD's headquarters offices, including supplies, materials, equipment and
automated data processing services.
ORD-wide expenses will fund ORD-wide data systems, human resources
development training, administrative printing and reproduction, and miscellaneous
support services.
1993 Program
Headquarters operating expenses program supports administrative expenses
in ORD's headquarters offices, including supplies, materials, equipment and
automated data processing services.
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ORD-wide expenses funds ORD-wide data systems, human resources development
training, administrative printing and reproduction, and miscellaneous support
services.
1992 Accomplishments
Headquarters operating expenses program supported administrative expenses
in ORD's headquarters offices, including supplies, materials, equipment and
automated data processing services.
ORD-wide expenses funded ORD-wide data systems, human resources development
training, administrative printing and reproduction, and miscellaneous support
services.
LAB AND FIELD EXPENSES
1994 Budget Request
The Agency requests a total of $49,165,000 in 1994. This represents an
increase of $9,074,200 from 1993. This increase reflects additional resources
for laboratory and office supplies and materials, scientific and technical
equipment, management and administrative ADP support and services, facilities
operating expenses, facilities repair and improvement projects costing under
$75,000, and other support services essential to fulfill EPA's research mission.
In addition, the High Speed Computing and Communication (HPCC) program will
acquire a scalable "massively paralle"! computer and establish high speed
interconnection between EPA computer centers in Michigan and North Carolina.
1993 Budget
The Agency is allocating a total of $40,090,800 for the Research and
Development appropriation.
1992 Budget
The Agency obligated a total of $37,091,900 for the Research and
Development appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
INFRASTRUCTURE
1994 Program Request
This program provides laboratory and field operating expenses, office and
specialized laboratory supplies and materials, scientific and technical
equipment, management and administrative Automated Data Processing (ADP) support
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and services, facilities operating expenses, facilities repair and improvement
projects under $75,000, training for scientists and engineers, and other support
services essential to fulfill ORD's research mission.
A large portion of ORD's scientific and technical equipment is old,
technologically antiquated, and needs to be replaced. A modern and .complete
inventory of equipment is required to conduct scientific research and maintains
qualified scientists and engineers. All requests for new equipment costing more
than $50,000 are reviewed and prioritized by ORD' a Capital Equipment Committee.
The emphasis will be on the replacement of mission-essential equipment over seven
years old that addresses the highest-priority programmatic needs. A portion of
the equipment budget will go to the laboratories for the purchase of equipment
costing less than $50,000.
ORD will support two key research initiatives in support of the HPCC
program in 1994. These acquisitions are an integral part of the Federal
Coordinating Council for Science, Engineering and Technology (FCCSET) for EPA' s
HPCC program.
The scalable massively parallel computer will support increased
computational requirements for multi-pollutant and multi-media (Air & Water)
assessment tools, and facilitate the study of complex environmental issues, such
as toxics and visibility. Computational research on a scalable parallel computer
will enable EPA to maintain leadership and credibility in the field of
environmental assessment, and will facilitate the most reliable and timely
response to complex environmental issues.
A high speed (45 million bits per second) interconnect will be established
to the Interagency Interim National Research and Education Network at the EPA
National Environmental Supercomputer Center in Michigan with dedicated high speed
connectivity to the EPA National Computing Center and HPCC research network in
North Carolina. This interconnect establishes a basic foundation for use of
advanced environmental assessment tools throughout the agency and technology
transfer to state environmental groups.
1993 Program
The laboratory and field expenses program provides operating expenses,
office and laboratory supplies and materials, scientific and technical equipment,
management and administrative ADP support and services, facilities operating
expenses, facilities repair and improvement projects, training for scientists and
engineers, and other support services needed to maintain the Agency' s research
effort.
1992 Accomplishments
Resources were provided for laboratory and field operating expenses, office
and specialized laboratory supplies and materials, scientific and technical
equipment, management and administrative ADP support and services, facilities
operating expenses, facilities repair and improvement projects, training for
scientists and engineers, and other support services necessary to conduct sound
scientific research activities within ORD.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
MULTIMEDIA
ABATEMENT AND CONTROL
Environmental Review and Coordination .............. 8-35
Office of Cooperative Environmental Management .......... 8-41
Academic Training Grants ..................... 8-45
Regional Multimedia Programs ................... 8-47
Analytical Environmental Services ................ 8-51
Border Environmental Activities ................. 8-55
Pollution Prevention Activities ................. 8-57
Pollution Prevention State Grants ............... 8-58
Office of Pollution Prevention ................ 8-59
Pollution Prevention Projects ................. 8-61
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MULTIMEDIA
Environmental Review and Coordination
ACTUAL PRES. ENACTED CURRENT
1992 BUDGET 1993 ESTIMATE
1993 1993
(DOLLARS
PROGRAM
IN
THOUSANDS)
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 RED
VS
1993 PB
Environmental Review
and Coordination
Program & Research $6,929.8 $7,551.0 $7,203.9 $7,206.1 $7,566.2 $360.1 $15.2
Operations
Abatement Control and $15,415.1 $9,207.3 $13,720.5 $13,720.2 $8,226.4 -$5,493.8 -$980.9
Compliance
TOTAL $22,344.9 $16,758.3 $20,924.4 $20,926.3 $15,792.6 -$5,133.7 -$965.7
TOTAL:
Program & Research $6,929.8 $7,551.0 $7,203.9 $7,206.1 $7,566.2 $360.1 $15.2
Operations
Abatement Control and $15,415.1 $9,207.3 $13,720.5 $13,720.2 $8,226.4 -$5,493.8 -$980.9
Compliance
Environmental Review TOTAL $22,344.9 $16,758.3 $20,924.4 $20,926.3 $15,792.6 -$5,133.7 -$965.7
and Coordination
PERMANENT UORKYEARS
-4.6
-4.6
-4.6
-4.6
Environmental Review
and Coordination
TOTAL PERMANENT UORKYEARS
TOTAL UORKYEARS
Environmental Review
and Coordination
TOTAL UORKYEARS
118.3 131.0 130.0 128.6 126.4
118.3 131.0 130.0 128.6 126.4
124.7 131.0 130.0 128.6 126.4
124.7 131.0 130.0 128.6 126.4
-2.2
-2.2
-2.2
-2.2
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MULTIMEDIA
Environmental Review and Coordination
Budget Request
The Agency requests a total of $15,792,600 and 126.4 total workyears for
1994. Of the request, $7,566,200 will be for the Program and Research Operations
appropriation and $8,226,400 will be for the Abatement, Control, and Compliance
appropriation. This request represents an increase of $360,000 in the Program
and Research Operations appropriation for increased workforce costs, and a
decrease of $5,493,800 in the Abatement, Control, and Compliance appropriation.
A decrease of 2.2 total workyears is a result of the government-wide reduction
in workyears that is a part of the President's program to reduce the size and
cost of government
ENVIRONMENTAL REVIEW AND COORDINATION
1994 Program Request
The Agency requests a total of $15,792,600 and 126.4 total workyears for
1994. Of the request, $7,566,200 will be for the Program and Research Operations
(PRO) appropriation and $8,226,400 will be for the Abatement, Control, and
Compliance appropriation. This represents an increase of $360,000 and a decrease
of 2.2 in total workyears in the PRO appropriation. The decrease in total
workyears is a result of the government-wide reduction in workyears that is a
part of the President's program to reduce the size and cost of government. A
decrease of $5,493,800 is reflected in the Abatement, Control and Compliance
appropriation. The decrease in the Abatement Control and Compliance
appropriation represents a transfer of $4,000,000 for the Regional contract and
grant resources to the Office of the Administrator and part of the one time 1993
Congressional Add-on for Multi-Media Indian grants that was not sustained. This
request is providing an increase of $3,000,000 for the Indian grants program.
In 1994, resources in the Environmental Review and Coordination (ERG)
program will be used to improve overall Agency Indian program management, and to
coordinate and further integrate media program and Regional efforts to build the
capacity of American Indian Tribal governments to develop and implement their own
environmental protection programs utilizing general assistance agreements and
categorical grants, as appropriate. Tribal capacity-building, infrastructure,
and program development under the General Assistance Program typically include
an environmental assessment (EA) of conditions on the reservation and program
needs.
The ERG program will also support a targeted effort with other Federal
agencies to strengthen their policies and specific project reviews as they relate
to the protection of ecological resources and mitigation of adverse impacts,
including climate, terrestrial habitat, wetlands, estuaries, and geographic areas
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such as the Great Lakes and Chesapeake Bay. This program will also target unique
geographic and ecological areas for increased multimedia EA support, particularly
those with international impacts, such as the U.S./Mexican and U.S./Canadian
Borders.
The ERC will continue to emphasize prevention of significant air and water
degradation from proposed major Federal projects. Particular attention will be
given to land management and highway projects impacting sensitive ecological
resources. This program will review the environmental impacts of proposed major
Federal actions as required by the KEPA and $309 of the Clean Air Act with the
goals of helping Federal agencies mitigate the environmental effects of their
proposed actions and reduce future risk to human health and the environment. The
ERC program will also assure that the Agency complies with NEPA and other
applicable laws such as the Endangered Species Act and the National Historic
Preservation Act. This effort will include EPA-issued new source national
pollutant discharge elimination system (NPDES) permits in undelegated States and
on Indian reservations and for off-shore oil and gas sources, EPA laboratories
and facilities, and remaining projects under the Title II construction grants
program and other relevant EPA programs.
The ERC program will oversee environmental policy Memorandum of
Understanding (MOU) with other Federal agencies to provide a mechanism for
cooperating and resolving conflicts, and will manage the official filing activity
for all Federal environmental impact statements (EISs) in accordance with a MOU
with the Council on Environmental Quality.
Under its domestic NEPA activities, the ERC program will provide EIA
expertise and technical assistance for international activities in coordination
with the State Department, Agency for International Development, multi-lateral
banks, and other relevant entities. Technical assistance, training, and EIA
expertise will be provided to nations developing EPA programs and to Federal
agencies for international projects with environmental impacts. The ERC program
will also conduct EAs and prepare environmental impact statements (EISs) for
Agency projects of international significance.
1993 Program
The Agency is allocating a total of $20,926,300 and 128.6 total workyears,
of which $7,206,100 is from the Program and Research Operations appropriation and
$13,720,200 is from the Abatement, Control, and Compliance appropriation.
The ERC program is continuing its management oversight and technical
assistance efforts in order to emphasize: 1) prevention of significant air and
water degradation from proposed major Federal projects, particularly land
management and transportation projects impacting sensitive ecological resources;
2) assurance that EPA's NEPA documents and equivalent assessments contain sound
environmental analyses which are useful in the decision process; 3) assurance
that States implement effective environmental review programs to support the
State Revolving Fund (SRF) for wastewater treatment construction; 4) coordination
of the Agency's Indian activities; 5) management of the General Assistance
Program for Tribes; 6) coordination with the State Department, Agency for
International Development, and other relevant entities on international issues
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concerning EA and the development of environmental program infrastructure in
developing countries; 7) liaison activities, such as managing EPA's umbrella MOUs
with other Federal agencies; and 8) compliance of EPA's programs with other
applicable statutes such as the Endangered Species Act, the National Historic
Preservation Act, and Executive orders on floodplain and wetland protection and
preservation of agricultural lands.
The ERC program will review about 500 EISs and numerous EAs of smaller
Federal projects with potential environmental impacts. This program is focusing
on four major areas: liaison with Federal agencies whose programs may affect the
environment; early involvement in the planning cycle for projects with potential
for significant adverse effects, especially to sensitive ecological resources;
review of Federal projects and long range Agency plans to ensure proper
consideration of the environmental impacts; and, follow-up on projects to ensure
resolution of significant environmental issues identified during environmental
reviews.
The Indian program continues to focus on building tribal capacity to
implement their own environmental programs, consistent with a policy of working
with Tribes on a government-to-government basis, and Congressional direction to
provide general assistance agreements to build capacity and to treat Tribes as
States for the purposes of implementing environmental laws.
The ERC program will ensure that EPA develops a solid program of compliance
with NEPA and other applicable statutes and executive orders for the Agency's
laboratories, facilities, construction and alterations, new source NPDES permit
issuance, and remaining construction grant activities. The ERC program will
continue to oversee State environmental review programs for the State Revolving
Fund (SRF) and will also work on agreements with other Federal agencies on SRF
program compliance with cross-cutting Federal environmental statutes, such as the
Endangered Species Act and the National Historic Preservation Act.
The ERC program will provide technical assistance to the Mexican
Environmental Ministry to assure the EZA training provided in 1992 is provided
to all government officials and other interested parties. Technical assistance
and training will be provided to nations developing environmental assessment
programs including Brazil and Taiwan, and the Technical Information Package (TIP)
on the EIA process will be distributed to U.S. embassies in all developing
countries.
Congressional Directives; A total of $4,500,000 is for the following
Congressionally directed projects: $1,000,000 for the Inter-tribal Council of
Arizona; $2,500,000 for the NW Indian Tribes for Cooperative Environmental
Protection; and $1,000,000 for other Indian multimedia grants.
1992 Accomplishments
The Agency obligated a total of $22,344,900 supported by 124.7 total
workyears, of which $6,929,800 was from the Program and Research Operations
appropriation and $15,415,100 was from the Abatement, Control, and Compliance
appropriation.
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The EPA Indian Program, designed to ensure environmental protection on
Indian lands, concentrated its efforts on the development of tribal capacity to
identify and respond to current and potential environmental problems. Emphasis
was also placed on the enforcement of tribal ordinances and Federal statutes (as
EPA delegates programs to tribal governments). The objective of tribal
environmental capacity building was accomplished through the following specific
activities: 1) developing and implementing a multi-media assistance agreement
program for tribes with 80 awards to 150 tribes, including 84 tribes in 8
consortia, and 52 Alaska Native Villages in 2 consortia; 2) directing technical
assistance to tribal governments environmental management plans; 3) increasing
direct programmatic activity on reservations; 4) strengthening outreach and
liaison activities with tribal governments; 5) strengthening external liaison
with Indian tribal organizations and other Federal agencies with Indian
interests; and 6) encouraging environmental inventories of reservation lands.
Specific NEPA compliance projects in 1992 included work on EISs or EAs for
power plants in Florida and New England, industrial facilities in Texas and
Louisiana, seafood production and mining in Alaska, and EPA facilities in
Michigan and North Carolina.
The NEPA Compliance program continued to oversee EPA compliance with the
goals and requirements of the NEPA and related laws and regulations. This
program concentrated on ensuring that EPA avoids unanticipated environmental
impacts from its decisions, promoted information exchange with the public about
the impacts of proposed EPA actions, and assisted in the development and
promotion of effective ecological risk assessment methods and procedures. These
goals were achieved through: 1) improving communications with other Federal
agencies regarding the implementation of environmental laws and orders; 2)
assisting EPA programs in their compliance with environmental laws and orders;
3) evaluating the effectiveness of NEPA compliance efforts on selected projects
and assisting EPA programs with site-specific evaluations; 4) providing technical
assistance to State environmental agencies; and 5) ensuring EPA compliance with
NEPA on new source NPDES permits, research and development activities, and
facilities activities.
During 1992, the ERC program continued to build on its domestic NEPA
activities by providing EIA expertise and technical assistance to developing
nations, other Federal agencies for their international projects, and for the
Agency's international projects. Working with EPA's Office of International
Activities, the State Department, Treasury Department, and Agency for
International Development, assistance was provided to develop the EA capabilities
of developing nations, multi-lateral development banks, and other Federal
agencies with international projects. The ERC program assisted with: 1) the
development of the NAFTA; 2) the Convention of the United Nations Economic
Commission for Europe; 3) the development of U.S. provisions on EIA for the
Antarctic Treaty; and 4) the development of the United Nations Task Force report
on EIA policies, plans, and programs.
The ERC program continued to work on the review of environmental impacts
of proposed projects, regulations, and other major Federal actions as required
by both NEPA and S309 of the Clean Air Act. The major objective of this program,
to minimize the adverse environmental impact of Federal proposals, was
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accomplished by: 1) effective liaison with other Federal agencies; 2) early
identification of significant environmental issues; and 3) timely review of major
actions. Agreements with the Departments of Energy and Interior and the Forest
Service are leading to closer and more effective relationships between these
agencies and EPA.
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PROGRAM
MULTIMEDIA
Office of Cooperative Environmental Management
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Office Of Cooperative
Environmental
Management
Program & Research
Operations
Abatement Control and
Compliance
$1,345.7
$1,723.1
TOTAL $3,068.8
$1,280.0 $1,378.3 $1,373.6 $1,426.9 $53.3 $146.9
$1,693.1 $1,222.3 $1,222.3 $1,143.5 -$78.8 -$549.6
$2,973.1 $2,600.6 $2,595.9 $2,570.4 -$25.5 -$402.7
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
$1,345.7 $1,280.0 $1,378.3 $1,373.6 $1,426.9
$1,723.1 $1,693.1 $1,222.3 $1,222.3 $1,143.5
Office of Cooperative TOTAL $3,068.8 $2,973.1 $2,600.6 $2,595.9 $2,570.4
Environmental
Management
$53.3
-$78.8
-$25.5
$146.9
-$549.6
-$402.7
PERMANENT UORKYEARS
Office Of Cooperative
Environmental
Management
TOTAL PERMANENT UORKYEARS
12.9
12.9
16.0
16.0
17.1
17.1
16.9
16.9
16.3
16.3
-6
-6
TOTAL UORKYEARS
Office Of Cooperative
Environmental
Management
TOTAL UORKYEARS
13.5
13.5
16.0
16.0
17.1
17.1
16.9
16.9
16.3
16.3
-6
-6
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MULTIMEDIA
Cooperative Environmental Management
Budget Request
The Agency requests a total of $2,570,300 supported by 16.3 total workyears
in 1994. Of the request, $1,426,900 will be for the Program and Research
Operations appropriation and $1,143,500 will be for Abatement, Control and
Compliance appropriation. This represents an increase of $53,300 and a decrease
of 0.6 in total workyears from 1993 in the Program and Research Operations
appropriation and a decrease of $78,800 in the Abatement, Control and Compliance
appropriation.
COOPERATIVE ENVIRONMENTAL MANAGEMENT
1994 Program Request
The Agency requests a total of $2,570,300 supported by 16.3 total workyears
for this program, of which $1,426,900 will be for the Program and Research
Operations appropriation and $1,143,500 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $53,300 and a decrease
of 0.6 in total workyears in the Program and Research Operations appropriation
and a decrease of $78,900 in the Abatement, Control and Compliance appropriation.
The increase in Program and Research Operations reflects increased personnel and
support costs.
This Office will continue to develop programs that identify, document, and
disseminate information on selective exemplary practices in environmental
management, including the development of environmental management case studies;
expand EPA's infrastructure through links with business, academic, government and
vocational institutions; and establish a network of experts in environmental
policy as it relates to technology, intergovernmental affairs, economic
development, workforce capacity and global environment and trade.
The Office is the executive secretariat to the Administrator's National
Advisory Council for Environmental Policy and Technology (NACEPT) and its
standing committees and facilitates and monitors the Agency's response to
recommendations accepted by the Administrator. The Office identifies and
promotes the development of new and innovative environmental technologies,
policies and approaches to environmental management through cooperative
partnerships with organizations and institutions outside of EPA and by
identifying ways to remedy administrative or other barriers that stifle effective
implementat ion.
1993 Program
In 1993, the Agency is allocating a total of $2,595,900 supported by 16.9
total workyears for this program of which $1,373,600 is from the Program and
Research Operations appropriation and $1,222,300 is from the Abatement, Control
and Compliance appropriation. The program is continuing to develop a national
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agenda to identify, document and disseminate selected environmental "best
practices" that constitute model approaches worthy of replication; establish a
national network of experts in environmental policies at all levels of government
and private sector; expand EPA's links with academic and vocational institutions;
manage and staff the Administrator's National Advisory Council for Environmental
Policy and Technology Transfer to address issue areas of national concern. In
cooperation with EPA Program and Regional Offices as well as State and local
agencies, this program will continue to identify and promote innovative
approaches to environmental management thorough continuing program activities and
demonstrations, with particular emphasis on efforts designed to improve both the
economic and environmental health of the U.S. through cooperative relationships
with public and private sectors. This program will also facilitate the
identification and use by EPA and others of new and existing environmental
technologies and management strategies through its network of experts in
academia; technological leaders in business and industry; and in other Federal,
State and local governments and by its participation in the EPA Innovative
Technology Council.
1992 Accomplishments
In 1992, the Agency obligated a total of $3,068,800 supported by 13.5 total
workyears, of which $1,345,700 was from the Salaries and Expenses appropriation
and $1,723,100 was from the Abatement, Control and Compliance appropriation.
During 1992, the program promoted, and supported a wide array of new program-
specific, Region-specific and Agency-wide initiatives to improve the
implementation of EPA programs through improved information sharing within and
outside the Agency. The program established significant improvements in the
linkage with academic, vocational institutions, special regional initiatives,
business and industry and other Federal government agencies including state and
local agencies. The program established and maintained networks of environmental
policy experts to assist the agency in addressing environmental matters related
to trade and the environment, diffusion of new and innovative technologies,
environmental permitting and compliance, public and private pollution prevention
initiatives, environmental data and measurements, and chemical accident
prevention. In addition, this program managed and provided staff support to the
Administrator's National Advisory Council for Environmental Policy and Technology
(NACEPT) that issued a variety of reports and recommendations to the Agency for
adoption and implementation.
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8-44
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PROGRAM
MULTIMEDIA
Academic Training Grants
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 RED
VS
1993 CE
INCREASE
DECREASE
1994 REO
VS
1993 PB
(DOLLARS IN THOUSANDS)
Academic Training
Abatement Control and
Compliance
$1,326.8
TOTAL $1,326.8
$1,850.0 $1,850.0
$1,850.0 $1,850.0
-$1,850.0
-$1,850.0
TOTAL:
Abatement Control and
Compliance
$1,326.8
Academic Training TOTAL $1,326.8
Grants
$1,850.0 $1,850.0
$1,850.0 $1,850.0
-$1,850.0
-$1,850.0
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MULTIMEDIA
Academic Training Grants
1994 Program Request
The Agency requests no resources for this activitiy.
1993 Program
In 1993, the Agency allocated $1,850,000 from the Abatement Control and
Compliance appropriation for this program to provide training grants for training
state and local environmental officials, and for establishing self-sufficient
environmental worker training programs in universities and community colleges.
Congressional Directives
A total of $1,850,000 is available for Congressionally directed Academic
Training.
1992 Accomplishments
In 1992, a total of $1,326,800 was obligated for Congressionally directed
Academic Training Grants.
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MULTIMEDIA
Regional Multimedia Programs
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Regional Multimedia Programs
Abatement Control and
Compliance
TOTAL
TOTAL:
Abatement Control and
Compliance
Regional Multimedia
Programs
TOTAL
$16,690.0 $16,690.0 $16.690.0
$16,690.0 $16,690.0 $16,690.0
$16,690.0 $16,690.0 $16,690.0
$16,690.0 $16,690.0 $16,690.0
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MULTIMEDIA
Regional Multimedia Programs
Budget Request
The Agency requests a total of $16,690,000 from the Abatement, Control and
Compliance appropriation. This represents an increase of $4,690,000 in the
Abatement, Control and Compliance appropriation.
REGIONAL MULTIMEDIA PROGRAMS
1994 Program Request
The Agency requests a total of $16,690,000 for Regional Multi Media
Programs, all of which will be from the Abatement, Control and Compliance (AC&C)
appropriation. This represents an increase of $4,690,000 from the 1993 AC&C
appropriation. These resources provide local funding for projects identified by
the Regions, through their strategic planning processes, as being most
significant and critical to regional, State, and local jurisdictions
environmental programs. Funding in all media areas as well as environmental
education and pollution prevention allows the Regions to support a broad range
of projects.
While the regions' comparative risk evaluations revealed many similarities
in environmental risks across the country, there are frequently distinct
differences that reflect the environmental diversity of our Nation. Even where
risks are similar, the causes of risks sometimes differ, necessitating unique
solutions within each region to achieve the greatest risk reduction for our
environmental protection dollar. This program will provide the needed resources
for the regional offices to handle risk-based priorities that are geographically
unique to the regions, and are not adequately addressed by the Agency's national
programs. With the exception of the funds in this program, Regional offices
receive a relatively small portion of the Agency's extramural resources. This
program attempts to further Agency management goals by making program funds
available to those levels of management that have the most direct responsibility
for carrying out the Agency's mission.
1993 Program
In 1993, the Agency is allocating a total of $12,000,000 for this program,
all of which is from the Abatement, Control, and Compliance appropriation. This
is a new program for 1993 that will address environmental problems in the
Agency's ten Regional offices considered for funding during the development of
Regional strategic plans. These initiatives, which address environmental problems
identified as being of high risk to human health, ecosystems, or both are
developed under the direction of the Regional Administrators with broad oversight
from the Office of Regional Operations and State/Local Relations within the
Headquarters Office of the Administrator. All projects funded are of the most
immediate concern to individual Regions and support the most innovative Agency
8-48
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attempts to define and resolve complicated, multi-media environmental problems
confronting Tribal, State and local, and Regional jurisdictions. By funding
these initiatives, such as lead contamination in the Northeast or mining waste
in the West, each Region can target critical environmental problems that present
the greatest risk to local environments and can accomplish the work even when the
risk presented to the entire country is significantly lower than the local risk.
1992 Accomplishments
This was a new Program in 1993. $4,000,000 was provided for environmental
problems and risk based priorities that are geographically unique to the each
Region. These funds were under a broad authority given to EPA under the National
Environmental Policy Act and Section 309 of the Clean Air Act.
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CD
I
in
O
-------
MULTIMEDIA
Analytical Environmental Services
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Analytical
Environmental Services
Abatement Control and
Compliance
TOTAL
$1,486.8 $1,986.8 $500.0 $1,986.8
$1,486.8 $1,986.8 $500.0 $1,986.8
TOTAL:
Abatement Control and
Compliance
Analytical TOTAL
Environmental Services
$1,486.8 $1,986.8 $500.0 $1,986.8
$1,486.8 $1,986.8 $500.0 $1,986.8
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MULTIMEDIA
Analytical Environmental Services
Budget Request
The Agency requests a total of $1,986,800 from the Abatement, Control and
Compliance appropriation. This represents an increase of $500,000 in the
Abatement, Control and Compliance appropriation.
ANALYTICAL ENVIRONMENTAL SERVICES
1994 Program Request
The Agency requests a total of $1,986,800 for Regional Analytical
Environmental Services, all of which will be from the Abatement, Control and
Compliance (AC&C) appropriation. This represents an increase of $500,000 from
the 1993 AC&C appropriation.
Regional media programs require technical expertise for primary field
investigations, compliance monitoring, sample collection and transport,
laboratory analyses, data analysis and evaluation, quality assurance/quality
control oversight, environmental emergencies and Geographical Information
Systems, the national Drinking Water Laboratory Certification Program and
technical assistance to State drinking water laboratories. In order to address
the Agency's good science, enforcement, and environmental monitoring assessment
goals, modern, well maintained laboratory and field equipment is essential. This
program will fund the laboratory and field equipment, and operations necessary
to effectively maintain Agency standards for good science monitoring, and
analytical services. Funding is also necessary to support continually increasing
demands for sophisticated data generation and analysis support.
1993 Program
In 1993, the Agency is allocating a total of $1,486,800 for this program,
all of which is from the Abatement, Control, and Compliance appropriation. This
is a new program for 1993 that will provide Regional Offices with a centralized
budget for laboratory and field analytical support. Funding provides Regional
offices the direct support necessary to advance the Agency's goal of improved
data and better science. In 1993, seven (7) joint EPA/State Regional
Environmental Monitoring Assessment Program (REMAP) projects were initiated,
including the assessments of fish tissue contamination in Maine, assessments of
sediment quality in New York/New Jersey Harbor, characterization of toxic
contaminants in Texas estuaries, and assessments of aquatic and riparian
ecosystems in California's Central Valley. Locally managed analytical support
is vital to the success of these projects.
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1992 Accomplishments
This is a new program for 1993. Before 1993 analytical services were
provided with funds made available through the Agency's media programs. All
support cost were borne by the regional offices. In 1992, the annual fixed cost
for equipment, equipment maintenance, supplies and other scientific/laboratory
expenses totaled $8.2 million. The Agency provided $4.2 million from over 20
different program elements to fund the Environmental Services purchases and $4
million from Regional resources for equipment maintenance, supplies and other
scientific/laboratory expenses. During 1992, field personnel conducted over 650
air program compliance inspections, 350 hazardous waste management facility
compliance and enforcement inspections, and 1,100 water program compliance
inspections throughout the United States.
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oo
i
01
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MULTIMEDIA
Border Environmental Activities
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM.
Border Environmental
Activities
Abatement Control and
Compliance
TOTAL
TOTAL:
Abatement Control and
Compliance
Border Environmental TOTAL
Activities
$2,000.0 $2,000.0 $2,000.0
$2,000.0 $2,000.0 $2,000.0
$2,000.0 $2,000.0 $2,000.0
$2,000.0 $2,000.0 $2,000.0
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MULTIMEDIA
Border Environmental Activities
Budget Request
The Agency requests a total of $2,000,000 for 1994. The entire request
will be for the Abatement, Control, and Compliance (AC&C) appropriation. This
represents an increase of $2,000,000 in the Abatement, Control, and Compliance
appropriation.
BORDER ENVIRONMENTAL ACTIVITIES
1994 Program Request
The Agency requests a total of $2,000,000 for 1994. The entire request will
be for the Abatement, Control, and Compliance (AC&C) appropriation. This
represents an increase of $2,000,000 in the Abatement, Control, and Compliance
appropr iat ion.
The resources will be used to improve the environment along the U.S -
Mexico Border. Critical environmental and public health problems exist along the
U.S.- Mexico Border due to a large degree, to the rapid growth of industry and
population in the area. The U.S. and Mexico have worked together to develop an
Integrated Border Environmental Plan to address environmental problems along the
border. The first stage of the Plan, presently being implemented, calls for
significant investment in sewage treatment plants, clean water systems for
Colonias in the U.S., air quality monitoring, control of trans-boundary shipments
of hazardous wastes and a cooperative environmental regulation and enforcement
strategy between EPA and SEOUE. The plan identifies both capital projects and
programs that need to be established and implemented. OIA will coordinate its
efforts with EPA's Regional Offices and Headquarters.
In 1994, work will begin to develop Phase II of the Integrated Border
Environmental Plan. Phase II will build upon the environmental activities
completed in Phase I of the IBEP. Also the Agency will support NAFTA parallel
track activities. During President Clinton's recent meeting with Mexico's
President Salinas the need for an additional "side agreement" for the environment
was strongly emphasized. Funding will be used to promote broader Mexico country-
wide initiatives.
1993 Program
This is a new program in 1994.
1992 Accomplishments
This is a new program in 1994.
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MULTIMEDIA
Pollution Prevention Activities
ACTUAL
1993
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Pollution Prevention
State Grants
Abatement Control and $5.119.1 $6,000.0 $6.800.0 $6.800.0 $6,000.0 -$800.0
Compli ance
TOTAL $5,119.1 $6,000.0 $6,800.0 $6,800.0 $6,000.0 -$800.0
Office of Pollution
Prevention
Program & Research $1,558.6 $1,671.8 $1,746.6 $1,751.0 $1,842.2 $91.2 $170.4
Operations
Abatement Control and $2,463.1 $1,225.3 $3.446.8 $3,470.5 $1,020.5 -$2,450.0 -$204.8
Compliance
TOTAL $4,021.7 $2,897.1 $5,193.4 $5,221.5 $2,862.7 -$2,358.8 -$34.4
Pollution Prevention
Projects
Abatement Control and $3,000.0 $2,298.0 $2,372.6 $2,122.6 -$250.0 -$877.4
Compliance
TOTAL $3,000.0 $2,298.0 $2,372.6 $2,122.6 -$250.0 -$877.4
TOTAL:
Program & Research $1,558.6 $1,671.8 $1,746.6 $1,751.0 $1,842.2 $91.2 $170.4
Operat i ons
Abatement Control and $7,762.2 $10,225.3 $12,544.8 $12,643.1 $9,143.1 -$3,500.0 -$1,082.2
Compliance
Pollution Prevention TOTAL $9,320.8 $11,897.1 $14,291.4 $14,394.1 $10,985.3 -$3,408.8 -$911.8
Activities
PERMANENT WORKYEARS
Office of Pollution 22.6 21.0 21.0 21.0 21.0
Prevention
TOTAL PERMANENT WORKYEARS 22.6 21.0 21.0 21.0 21.0
TOTAL UORKYEARS
Office of Pollution 22.6 21.0 21.0 21.0 21.0
Prevention
TOTAL WORKYEARS 22.6 21.0 21.0 21.0 21.0
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MULTIMEDIA
Pollution Prevention Activities
Budget Request
The Agency requests a total of $10,985,300 and 21.0 total workyears for
1994, a decrease of $3,408,800 from 1993. Of the request, $1,842,200 will be for
the Program and Research Operations appropriation, and $9,143,100 will be for the
Abatement, Control and Compliance appropriation. This represents an increase of
$91,200 in the Program and Research Operations appropriation, and a decrease of
$3,500,000 in the Abatement, Control and Compliance appropriation. This decrease
reflects elimination or completion of 1993 Congressional directives.
POLLUTION PREVENTION STATE GRANTS
1994 Program Request
The Agency requests a total $6,000,000 supported by no workyears for this
program, all of which will be for the Abatement, Control and Compliance
appropriation. This represents a decrease of $800,000 which reflects a
Congressional add-on which was not carried through to 1994.
In 1994, headquarters will provide support to states, particularly to those
states which have received little or no funding; to provide focus to the current
program by encouraging states to integrate pollution prevention approaches into
state regulatory programs, moving beyond the pure non-regulatory approach; to
establish state-wide pollution prevention infrastructures involving all levels
of state government; and to promote interagency pollution prevention initiatives.
1993 Program
The Agency is allocating a total of $6,800,000 supported by no workyears
for this program. The entire $6,800,000 is from the Abatement, Control and
Compliance appropriation.
In 1993 the resources are being used to expand the demonstration programs
and Agency support and assistance to state and local environmental programs
seeking to implement pollution prevention strategies developed by the Agency in
response to Congressional directives, for the agricultural,
energy/transportation, consumer, and Federal sectors. An evaluation of such
grants is also being conducted. EPA continues to work with states and state
institutions to provide pollution prevention training and communication vehicles
among states.
i
Congressional Directives. A total of $800,000 is for the Congressional-directed
state grants program.
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1992 Accomplishments
In 1992, the Agency allocated a total of $5,119,100, all of which is from
the Abatement, Control and Compliance appropriation. This activity was
transferred from OPPE to OPPTS in 1992.
In 1992, these resources funded approximately 14 new pollution prevention
applications for specific industries, geographic environments, or pollutants that
are transferrable to states, localities and the private sector. Awards were made
on the basis of a competitive process to assure that dollars were distributed to
the most promising and most effective pollution prevention efforts. This was
EPA's fourth national competition to fund grants for pollution prevention
activities. Evaluations of these grants were conducted. EPA worked with states
and state institutions to provide pollution prevention training and a
communications vehicle among states.
OFFICE OF POLLUTION PREVENTION
1994 Program Request
The Agency requests a total of $2,862,700 supported by 21.0 total workyears
for this program, of which $1,842,200 will be for the Program Research and
Operations appropriation and $1,020,500 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $91,200 for Program
Research and Operations; a decrease of $2,450,000 for Abatement, Control and
Compliance, and no change in total workyears. The increase in Program Research
and Operations reflects full funding of employee costs and total workyears. The
decrease in Abatement, Control and Compliance reflects elimination or completion
of 1993 Congressional directives.
The Pollution Prevention Division (PPD) will place special emphasis on
promoting the implementation of established pollution prevention policies. The
data and analysis activities will seek to improve the Agency's knowledge on a
wide range of opportunities in EPA's regulatory, planning, and budgeting
processes to support pollution prevention as the environmental strategy of
choice. Outreach activities will encourage use of information as a means of
promoting voluntary pollution prevention by industries for whom pollution
prevention may offer an economical alternative to present management practices
or compliance with environmental regulation. The PPD will use the multi-media
focus of the Office of Pollution Prevention and Toxics (OPPT) and its expertise
on toxic substances to identify additional opportunities for pollution prevention
in the industrial sector.
PPD will institute improvements in the current Pollution Prevention
Information Clearinghouse (PPIC), i.e., focus the mission of the PPIC; acquire
data to put into the PPIC; and improve marketing and outreach to better publicize
the availability of the databases. PPD will also be involved in the long-term
approach involving implementation of the strategies across major economic sectors
(agriculture, energy, consumer and Federal sectors).
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1993 Program
In 1993, the Agency is allocating a total of $5,221,500 supported by 21
total workyears, of which $1,751,000 is from the Program Research and Operations
appropriation, and $3,470,500 is from the Abatement, Control and Compliance
appropriation.
In 1993, under the Source Reduction Review Project, the PPD is working on
two guidelines: the Pesticide Formulating and Package Effluent Guidelines (with
the Office of Water); and the Metal Products and Machinery Effluent Guidelines.
A major 1993 function continues to be the coordination of Regional and state
program support to manage, evaluate and disseminate the results of grants. PPD
continues to work through the Pollution Prevention Policy Council and Executive
Committee to implement the requirement of PPA/90 to "...review regulations of the
Agency prior and subsequent to their proposal to determine their effect on source
reduction."
In 1993, PPD is continuing data analysis supporting policy, strategy, and
program development to expand and focus on the use of pollution prevention
through Agency programs. A major 1993 function continues to be the coordination
of Regional and state program support to manage, evaluate and disseminate the
results of grants. The PPD also continues to coordinate Federal and
international activities to promote pollution prevention in other agencies and
to exchange ideas and approaches with other nations. Another major focus is
coordinating development of pollution prevention strategies for the agriculture,
energy, consumer and Federal sectors.
Congressional Directives. A total of $2,450,000 in 1993 was for the
Congressional-directed pollution prevention projects, of which $2,000,000 was for
the New Jersey Institute of Technology integrated pollution prevention
initiative, $450,000 for the New Jersey Small Business Pollution Prevention
Strategy.
1992 Accomplishments
In 1992, the Agency allocated a total of $4,201,700 supported by 22.6 total
workyears, of which $1,558,600 was from the Salaries and Expenses appropriation,
and $2,643,100 was from the Abatement, Control and Compliance appropriation.
This activity was transferred from OPPE to OPPTS in 1992.
PPD implemented the national pollution prevention program, including
implementation of its responsibilities under PPA/90. Outreach activities
included the dissemination of information to other Federal agencies, the public,
state and local governments, and industry. A labor pilot project was developed
to target a few key unions, who identified candidate sites where training or
technical assistance could be provided. The Agency Consumer Strategy was
published in July 1992. OPPT has a strategy for investment in Clean Air Act
regulations, and has involved itself in regulation development. The extramural
funds were used for technological and economic assessment of prevention
approaches.
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POLLUTION PREVENTION PROJECTS
1994 Program Request
The Agency requests a total of $2,122,600, all of which will be for the
Abatement, Control and Compliance appropriation. This represents an increase of
$76,500 for Abatement, Control and Compliance.
The Pollution Prevention Act of 1990 requires EPA to develop and implement
a strategy that promotes source reduction. One feature of the Agency's program
is the Regional Pollution Prevention Projects program. Under this program, the
Agency dedicates resources to support Pollution Prevention projects that involve
virtually every program in the Agency in a broad array of prevention approaches.
This program is the Regional component for Pollution Prevention projects.
The Regional components will be focusing on high-priority environmental
problems identified through comparative risk evaluation and strategic planning
to address these problems with prevention solutions, including education,
training, demonstration projects, technical assistance and multi-media
enforcement. These resources might also be used to focus on implementing the
Pollution Prevention sectoral strategies for energy, agriculture, the Federal
sector and the consumer sector.
Other activities may include Regions working with the electronics industry
on a "green work station" project; development of training materials for
insurance agents in the area of pollution prevention; an evaluation of the extent
to which source reduction was the means chosen by companies to achieve 33/50
program commitments; support to the Regions in developing geographic initiatives,
and development and initiatives of the Mexico Border 33/50 Plan; encouragement
of manufacturers to seek reductions in exposures and releases of certain
products; and working with manufacturers of new products early in the
developmental phase to discourage risky technologies when safer, new alternatives
may be found.
Some of these specific projects will carry over into subsequent years,
while others will be completed in 1994. The availability of Regional Abatement,
Control and Compliance (AC&C) funds for Pollution Prevention provides an
unprecedented opportunity for the Agency to focus on high-priority environmental
problems.
1993 Program
In 1993, the Agency is allocating a total of $2,372,600. The entire
$2,372,600 is from the Abatement, Control and Compliance appropriation.
In 1993, the program focus is on involving industry in efforts to promote
the development of cleaner technologies and safer substitutes; promoting
voluntary pollution prevention in the manufacturing sector and evaluating the
effectiveness of such programs; and encouraging manufacturers to assess risks and
consider pollution prevention opportunities at the developmental stage for new
chemicals. Components of the program include outreach to universities and other
training institutions to develop curricula and do research; engaging industry and
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others in a public process to evaluate process alternatives and adopt cleaner
public technologies; training, especially among small businesses, on available
alternatives; and public access to results of alternatives.
Congressional Directives. A total of $250,000 in 1993 was for the Congressional-
directed microscale chemistry in pollution prevention research.
1992 Accomplishments
In 1992, the resources associated with this program were located within the
Office of Enforcement. In 1993, a new program element was created in OPPTS to
highlight this program.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
MULTIMEDIA
ENFORCEMENT
Enforcement Policy and Technical Support ............. 8-63
Enforcement Policy and Operations ............... 8-65
Criminal Enforcement Program ................. 8-69
Technical Support ...................... 8-73
Federal Facilities Enforcement ................ 8-75
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MULTIMEDIA
Enforcement Policy & Technical Support
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT REQUEST
ESTIMATE 1994
1993
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Enforcement Policy &
Operat i ons
Dumping Fund
Program & Research
Operations
Abatement Control and
Compliance
FIFRA Revolving Fund
Ocean Dumping Fund
Oil Spills Trust Fund
TOTAL
Criminal Enforcement
Program
Program & Research
Operations
Abatement Control and
Compliance
Oil Spills Trust Fund
TOTAL
Technical Support
Office of Enforcement
Program & Research
Operat i ons
Abatement Control and
Compliance
TOTAL
Federal Facilities
Enforcement
Program & Research
Operat i ons
Abatement Control and
Compliance
TOTAL
TOTAL:
Program & Research
Operat i ons
Abatement Control and
Compliance
FIFRA Revolving Fund
Ocean Dumping Fund
Oil Spills Trust Fund
Enforcement Policy & TOTAL
$24,601.5
$3,666.9
$239.8
$127.9
$28,636.1
$6,120.0
$401.2
$6,521.2
$4,769.3
$1,965.9
$6,735.2
$1,518.0
$113.0
$1,631.0
$37,008.8
$6,147.0
$239.8
$127.9
$43,523.5
$25,908.2
$3,816.5
$63.2
$29,787.9
$10,097.8
$472.1
$8.2
$10,578.1
$5,714.2
$1,981.4
$7,695.6
$2,294.0
$692.9
$2,986.9
$44,014.2
$6,962.9
$71.4
$51,048.5
$24,926.9
$4,035.6
$63.8
$29,026.3
$8,784.6
$1,097.6
$8.2
$9,890.4
$4,195.7
$2,526.8
$6,722.5
$2,069.1
$532.2
$2,601.3
$39,976.3
$8,192.2
$72.0
$48,240.5
$24,938.9 $26,862.8
$4,035.6 $6,233.4
$63.8
$29,038.3 $33,096.2
$8,741.2 $8,614.0
$1,097.6 $1,415.2
$8.2
$9,847.0 $10,029.2
$4,176.7 $4,559.4
$2,626.8 $2,857.7
$6,803.5 $7,417.1
$2,069.5 $2,098.9
$832.2 $1,731.1
$2,901.7 $3,830.0
$39,926.3 $42,135.1
$8,592.2 $12,237.4
$72.0
$48,590.5 $54,372.5
$1,923.9
$2,197.8
-$63.8
$4,057.9
-$127.2
$317.6
-$8.2
$182.2
$382.7
$230.9
$613.6
$29.4
$898.9
$928.3
$2,208.8
$3,645.2
-$72.0
$5,782.0
$954.6
$2,416.9
-$63.2
$3,308.3
-$1,483.8
$943.1
-$8.2
-$548.9
-$1,154.8
$876.3
-$278.5
-$195.1
$1,038.2
$843.1
-$1,879.1
$5,274.5
-$71.4
$3,324.0
Technical Support
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MULTIMEDIA
Enforcement Policy & Technical Support
PERMANENT WORKYEARS
Enforcement Policy &
Operations
Dumping fund
Criminal Enforcement
Program
Technical Support
Office of Enforcement
Federal Facilities
Enforcement
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Enforcement Policy &
Operations
Dumping Fund
Criminal Enforcement
Program
Technical Support
Office of Enforcement
Federal Facilities
Enforcement
TOTAL WORKYEARS
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
377.3 408.1 411.1 407.2 399.3 -7.9 -8.8
69.6 110.5 107.7 107.5 107.1 -4 -3.4
60.5 78.4 76.4 75.6 74.4 -1.2 -4.0
23.7 34.1 33.5 33.1 32.5 -6 -1.6
526.1 631.1 628.7 623.4 613.3 -10.1 -17.8
399.5 408.1 411.1 407.2 399.3 -7.9 -8.8
70.5 110.5 107.7 107.5 107.1 -4 -3.4
63.7 78.4 76.4 75.6 74.4 -1.2 -4.0
24.3 34.1 33.5 33.1 32.5 -6 -1.6
558.0 631.1 628.7 623.4 613.3 -10.1 -17.8
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MULTIMEDIA
Enforcement Policy & Technical Support
INCREASE*
CURRENT DECREASE -
ACTUAL ESTIMATE ESTIMATE 1994 VS.
Actions 1992 1993 1994 1993
Administrative Orders
EPA 3383 3497 3474 -23
States* ** ** ** **
New Judicial Referrals
EPA Civil 192 233 206 -27
EPA Criminal 107 182 225 +43
State Civil* 373 ** ** **
Civil Judicial Cases, Ongoing
Start of Year 702 722 778 +56
Cases Concluded 172 177 194 +17
Active Consent Decrees 815 ** ** **
Criminal Investigations
New 203 345 426 +81
Start of Year 257 ** ** **
Defendants 150 ** ** **
Charged
Contractor Listing
Delistings & 77 100 130 +30
Discretionary
Listings
Permit Support
RCRA 330 385 385 0
NDPDES 200 250 250 0
UIC 330 330 330 0
Penalties Assessed (Preliminary)
Administrative $27,474,133 ** ** **
Civil $73,658,626 ** ** **
Criminal $62,895,400 ** ** **
* Third Quarter Data Only (state data lagged one quarter).
** Future year projections are not made for this data element.
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vO
I
00
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MULTIMEDIA
Enforcement Policy and Technical Support
Budget Request
The Agency requests a total of $54,372,500 and 613.3 total workyears, of
which $42,135,100 is for the Program and Research Operations appropriation and
$12,237,400 is for the Abatement, Control, and Compliance appropriation. Refer
to the Oil Pollution Liability Trust Fund section for resources requested for the
enforcement of that statute.
ENFORCEMENT POLICY AND OPERATIONS
1994 Program Request
The Agency requests a total of $33,096,200 and 399.3 total workyears for
this program, of which $26,862,800 will be for the Program and Research
Operations (PRO) appropriation, and $6,233,400 will be for the Abatement,
Control, and Compliance (AC&C) appropriation. This represents an increase of
$1,923,900 for PRO, $2,197,800 for AC&C, and a decrease of 7.0 total PRO
workyears. In 1993, OE shifted $63,800 and 0.9 total workyears within its
existing base to support the Oil Pollution Act (OPA) activities. The additional
PRO dollars reflect increased workforce costs and the decrease in workyears is
a result of the government-wide reduction in workyears that is part of the
President's program to reduce the size and cost of government.
Increases in AC&C contracts have been earmarked for the following:
incorporation of our pollution prevention strategy (+$1,300,000) into litigation
support activities (i.e., retention of experts to help fashion pollution
prevention strategies in settlements) and enhanced enforcement targeting to
promote environmental results; support for the Integrated Data Enforcement
Analysis (IDEA) data base and the civil docket (+$500,000); and the establishment
of a National Enforcement Training Institute (NETI) Headquarters' office and
classroom training capability in Washington, D.C. (+$400,000).
The 1994 request will provide resources to continue: 1) developing and
implementing new regulations and enforcement strategies for the Clean Air Act
Amendments (CAAA), Clean Water Act (CWA), Safe Drinking Water Act (SDWA),
Resource Conservation and Recovery Act (RCRA), Toxics Substances Control Act
(TSCA), and Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA); 2)
targeting companies and industries that demonstrate high levels of non-compliance
and pose the greatest risk to human health and the environment by using
Integrated Data Enforcement Analysis (IDEA) and Toxics Release Inventory (TRI)
data management systems; 3) developing and participating in national and regional
multi-media enforcement initiatives to protect sensitive ecosystems; 4)
addressing the disproportionate impact of hazardous waste activity on minority
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and low-income populations; 5) integrating States in the selection process for
identifying national enforcement initiatives; 6) increasing an enforcement
presence along the Mexican and Canadian borders; and 7) developing working
relationships with foreign governments including organizing international
conferences on enforcement strategies.
The Enforcement Policy and Operations program will continue responding to
non-compliance of environmental statutes with consistent, timely, and effective
enforcement actions. Headquarters and Regional base resources will be used for
administrative enforcement actions, new and ongoing civil judicial litigation,
and continued utilization of multi-media data integration through the IDEA data
base. Resources will also continue to be used to train investigators and
inspectors, and develop national civil and judicial policies.
The Regions will place emphasis on a number of multi-media and/or cross-
media program initiatives (i.e., Great Lakes, Chesapeake Bay, Gulf of Mexico),
and expand implementation of the integrated multi-media enforcement program.
Regional legal staff will continue to focus on enforcement activities in support
of major statutory requirements and media programs. The Regions will also
provide legal support to enforcement actions related to CWA, RCRA, TSCA, CAAA,
SDWA, and re-registration requirements of FIFRA.
The 1994 enforcement program will reflect the implementation of
recommendations of both the Enforcement Four-Year Strategic Plan and the
Enforcement in the 1990 's study, as well as the implementation of the
requirements of the 1990 Pollution Prosecution Act. Implementation efforts at
Headquarters include: support for targeting enforcement actions through Agency-
wide data integration; expanded emphasis on training for attorneys, inspectors,
case development, and legal expertise training; and improved coordination with
other Federal agencies involved in environmental enforcement. The Integrated
Data Enforcement Analysis ^IDEA) project will focus on expanding analytical
capability and user interfaces to support increased demand for enforcement
targeting and geographic initiatives. Training and user support will be provided
to a wide user base of EPA and State environmental personnel.
The request also includes resources for the National Enforcement Training
Institute (NETI). NETI will continue to provide training courses for inspectors,
civil and criminal investigators, technical, civil lawyers and prosecutors, and
the Federal Facilities program. The NETI curriculum develops both generic and
program-specific enforcement skills. The NETI training centers at the National
Enforcement Investigations Center (NEIC) in Colorado and in Washington, D.C. will
provide training for over 3,800 trainees, of which 30% will be State and local
attendees, with the remainder being EPA and other Federal agency employees.
1993 Program
In 1993, the Agency is allocating a total of $29,038,300 and 407.2 total
workyears for this program, of which $24,938,900 is from the Program and Research
Operations appropriation and $4,035,600 is from the Abatement, Control and
Compliance appropriation. The Agency reprogrammed a total of $63,800 and 0.9
workyears within its existing base to enforce provisions of the Oil Pollution
Liability Trust Fund.
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Headquarters staff plan to target enforcement actions through data
integration and to screen cross-media enforcement actions for the most
appropriate enforcement response to violations. Increased efforts will be placed
on pollution prevention and innovative pollution control technology provisions
in settlements. Regions will provide input on developing national civil judicial
policies that ensure consistent and appropriate application of environmental
statutes. OE staff also play a major role in developing proposed reauthorization
provisions for CWA, SDWA, and RCRA.
Air enforcement work will concentrate on new provisions of the 1990 Clean
Air Act Amendments, including development of procedures for expanded
administrative enforcement authority through penalties and field citations. This
will also include stratospheric ozone protection and air toxics reduction
requirements. RCRA, Toxics, Pesticides, and Water enforcement work focus on the
following activities: 1) targeting enforcement actions on a industry-specific,
pollutant-specific, and geographic basis to protect sensitive ecosystems (e.g.,
streams closed to fishing and swimming) and address the greatest risks to human
health and the environment; 2) assuring compliance with data quality requirements
(e.g., data on the effectiveness of sterilants used in medical offices) and the
registration of pesticides; and 3) targeting enforcement actions against illegal
owners/operators of hazardous waste facilities (e.g., RCRA illegal operators).
New regulations that enforcement staff will focus on include: Acid Rain,
Hazardous Organic National Emission Standards for Hazardous Air Pollutants
(NESHAP), Coke Oven NESHAP, importation of CFCs, and permit programs.
The Multi-Media Enforcement Coordination Team serves in a leadership role
in developing the multi-media enforcement priorities of the Agency's Enforcement
Management Council. The team also serves as the Office of Enforcement's liaison
with a number of the Agency cluster groups such as pulp and paper, lead,
contaminated sediments, transportation, and petroleum refining. The team
coordinates and takes the lead in the development, prosecution, and settlement
of cases involving violations of more than one statute. In 1993, the team will
focus on four national initiatives: 1) environmental equity (an effort which
looks at areas where disadvantaged populations may be disproportionately affected
by pollution); 2) Federal facilities; 3) data integrity; and 4) pollution
prevention by targeting industry-specific sectors.
In 1993, Regional legal resources are supporting a number of multi-media
enforcement initiatives. Enforcement will focus on innovative Regional
techniques for targeting and case screening to achieve environmental results.
Emerging multi-media enforcement and geographic initiatives will cause a
significant shift of Regional legal resources to high risk areas. Regions will
have the responsibility for initiating new enforcement actions based upon major
statutory, regulatory, and programmatic directives.
International activities include: training for inspectors working on
issues involving the Mexican Border and the North American Free Trade Agreement;
providing support to criminal investigators stationed along the Mexican Border;
providing international training on the principles for environmental enforcement;
and organizing conferences on international enforcement strategies.
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OE will develop a NETI facility at Headquarters to complement the existing
Western facility in Lakewood, Colorado. NETI will expand emphasis on training for
attorneys and inspectors. OE is building upon NETI's prior year efforts to
sharpen enforcement staff skills in the area of expert witness testimony; media-
specific and multimedia legal applications; basic interdisciplinary training of
enforcement personnel at all levels of government; international enforcement
issues; capacity building; Federal Facility compliance; and administrative
hearings and trials. OE is continuing the attorney career-cycle training program
to improve litigation and settlement skills.
In 1993, the IDEA project is being used to analyze data related to the
environmental equity issue and in establishing enforcement targets. AC&C funds
are used to assist in building basic software and analytical infrastructure,
documentation, and. fallow-tup training with EPA enforcement personnel.
1992 Accomplishments
In 1992, the Agency obligated a total of $28,636,100 and 399.5 total
workyears for this program, of which $24,601,500 was from the Salaries and
Expenses appropriation, $3,666,900 was from the Abatement, Control and Compliance
appropriation, and $239,800 was from the FIFRA Revolving Fund, and $127,900 was
from the Ocean Dumping Fund. Total workyears included 393.8 from S&E, 3.8 from
FIFRA, and 1.9 from the Ocean Dumping Fund. This was the last year that OE
received resources in the FIFRA and Ocean Dumping appropriations. Specific
resources were not allocated to oil spills legal enforcement activities.
Preliminary statistics for 1992 indicate that the Agency set a new record
for civil penalty assessments by assessing $73,658,626 in civil judicial
penalties and administrative orders. Civil Judicial and administrative penalties
and Administrative Orders resulted in a total of $22,876,162 penalties under the
Clean Water Act. Clean Air Act settlements totaled $20,722,179 and RCRA
settlements totaled nearly $17,000,000.
A major achievement in 1992 was the implementation of a number of
the innovative recommendations in the Enforcement in the 1990'e study.
Implementation of the recommendations included: the issuance of guidance on
effective enforcement communication; inclusion of recommendation on State/Federal
relationships; preparation of a regulatory development training course; and
development of innovative enforcement networks.
In the International area, EPA co-sponsored the second International
Conference on Environmental Enforcement in Budapest, Hungary. Over 140
representatives from 38 countries and international organizations attended. EPA
also presented training courses in a number of countries.
NETI delivered 52 training courses ranging from Pollution Prevention to
Negotiations Skills. Included in this group of courses was the pilot version of
Basic Environmental Enforcement course, an innovative multimedia multi-
disciplinary course. Despite the fact that this was NETI's first full year of
operation, the Institute trained over 3,800 environmental enforcement personnel.
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NET I opened its Western training facility in Denver in September 1992. NETI also
initiated its international training effort by developing and presenting a series
of inspector training courses for the Mexican government.
OE provided the Agency with its first on-line and cross program interactive
data integration through development of the IDEA data base. OE revised the
Enforcement Four-Year (FY 1994-97) Strategic Plan, the Multi-Media Addendum to
the Policy Framework on State/EPA Enforcement Agreements, and the Criminal
Enforcement Addendum to the Policy Framework.
CRIMINAL ENFORCEMENT PROGRAM
1994 Program Request
The Agency requests a total of $10,029,200 supported by 107.1 total
workyears for this program, of which $8,614,000 will be for the Program and
Research Operations appropriation, and $1,415,200 will be for the Abatement,
Control and Compliance appropriation. This represents an net decrease of
$127,200 and 0.4 total workyears from the Program and Research Operations
appropriation and an increase of $317,600 for the Abatement Control and
Compliance appropriation. The workyear change represents an increase of 4.0
total workyears resulting from the transfer of the Contractor Listing Program to
the Office of Criminal Enforcement in order to increase its ability to obtain
timely criminal conviction data; and a decrease of 4.4 total workyears is a
result of the government-wide reduction in workyears that is a part of the
President's program to reduce the size and cost of government. The increase in
the Abatement, Control and Compliance appropriation supports the required
training of Federal, State, local and tribal criminal investigators in
environmental enforcement at the Federal Law Enforcement Training Center
(FLETC), which will increase the presence of law enforcement operatives and thus
alleviate the need for Federal intervention in violations best left to State
enforcement.
The Headquarters legal and support staff (i.e., administrative, clerical,
budgetary, and information systems) are consolidated under the Office of Criminal
Enforcement (OCE) to improve the program's national direction and focus. The
Regional legal resources are still located in the Office of Regional Counsel and
are contained in the Enforcement Policy and Operations program elements.
The criminal investigative staff perform the following major functions:
o screening of all investigative leads and development of significant leads
into cases;
o referral of appropriate leads to other law enforcement agencies and
pursuit of joint investigations when circumstances warrant;
o development of information in support of grand jury inquiries;
o support to grand jury decisions on indictment/information;
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o support to cases for resolution through trial or pleading;
o management of the criminal judicial docket and criminal information index;
o training of Federal, State, and local law enforcement personnel and
regulatory agencies in the investigation of environmental crimes.
The criminal legal staff perform the following major functions:
o development and implementation of national criminal enforcement policies,
including coordinating with other Federal agencies, to ensure a consistent
and appropriate application of environmental statutes;
o providing legal support for criminal investigations and case development,
including processing..of criminal case referrals to the Department of
Justice;
o draft/comment on proposed legislation and regulations to ensure
enforceability and consistency with criminal procedural safeguards;
o support Regional and Headquarters media programs to ensure appropriate use
of criminal investigative and enforcement tools;
o assist in the training of EPA Special Agents, Regional and Headquarters
personnel, and State and local law enforcement and regulatory agency
personnel in the prosecution of environmental statutes; and
o along with EPA criminal investigators, coordinate with other Federal
departments and agencies, as well as foreign federal and provincial
governments, to deter noncompliance with international obligations.
The Criminal Enforcement program will act to forcefully deter criminal
violations of environmental laws and regulations by demonstrating to the
regulated community that knowing statutory violations will be met with harsh
sanctions in terms of both fines and jail sentences. .This program has responded
to the Congressional emphasis on criminal enforcement as enabling legislation is
reauthorized. Congress has provided criminal sanctions within the environmental
statutes, in addition to those which exist for civil prosecution. To enhance
these sanctions, Congress has amended the statutes to strengthen their deterrent
effect. For example, misdemeanors have become felonies, potential fines have
been increased, and maximum jail sentences have been lengthened. Such deterrence
contributes to pollution prevention as facility operators realize they may go to
jail if they pollute illegally. This program is also concentrating resources on
investigations of larger facilities and major incidents which requires special
agents from more thanr one Region to provide an adequate investigative force. The
publicity generated by criminal cases such as the Exxon Corporation - Exxon
Shipping Corporation (i.e., Exxon-Valdez corporation fined $25.0 million),
Control Disposal (CEO of a city's pretreatment program sentenced to three years
in jail), and U.S. Sugar (corporation fined $8.8 million) creates a ripple effect
of voluntary compliance. Criminal investigations and enforcement constitute a
highly visible and effective force in the Agency's enforcement strategy. As
environmental statutes have been reauthorized with new or enhanced criminal
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authorities, the criminal enforcement program has become a more integral part of
EPA's enforcement efforts. Program priorities will be based upon Agency
guidance, the Agency's Enforcement Four-Year Strategic Plan, individual media
program compliance, and Regional office enforcement strategies.
The Criminal Enforcement program will continue to enforce the criminal
provisions of the reauthorized Clean Air Act Amendments; and target violators of
key Agency geographic and ecological initiatives to include the Chesapeake Bay,
Great Lakes, Wetlands, Gulf of Mexico, and Caribbean areas. Investigators will
pursue significant leads of potential criminal violation of environmental
statutes concentrating on those violations involving the greatest risk to human
health or the environment. These resources will maintain OCE's capability to
concentrate on transboundary (Canadian and Mexican) movements of hazardous and
toxic substances (e.g., maouiladora industries located on the Mexican side of the
U.S. border), illegal hazardous waste disposal cases, improper fill of wetlands,
and violations of the Clean Water Act. Overall, the resources will allow OCE to
continue to respond to the changing nature of the program as a result of
congressional emphasis on criminal enforcement as enabling legislation is
reauthorized.
An effective Criminal Investigations program requires unique programmatic
costs associated with criminal investigative operations, such as the purchase of
information or evidence, guns and ammunition, support vehicles, and specialized
equipment such as night scopes and monitoring devices. A significant cost of the
program is the 25 percent Administratively Uncontrollable Overtime (AUO) payment
which is based on the investigator's full salary. Resources will also provide
for investigative travel to enable investigators to screen investigative leads
and pursue the most egregious criminal offenders, thus providing an effective
deterrence to those who would knowingly violate environmental laws.
1993 Program
In 1993, the Agency is allocating a total of $9,847,000 supported by 107.5
total workyears, of which $8,741,200 is from the Program and Research Operations
appropriation and $1,097,600 is from the Abatement, Control and Compliance
appropriation.
The criminal enforcement program is continuing to give priority to health
and ecological risk, as it did in the Agency-wide Lead and Chesapeake Initiatives
launched in 1992. Highest priority will be given to investigations having the
greatest potential for preventing environmental harm and protecting public
health. In 1993, the criminal enforcement program is emphasizing rigorous
criminal investigations, particularly with respect to potential or documented
knowing violations of the Resource Conservation and Recovery Act (RCRA), Clean
Air Act Amendments (especially air toxic strategy), toxics in all media, and
municipal and pretreatment compliance. This program is working to improve case
management through more efficient use of investigative resources, greater
accessibility of criminal investigators to Regional staff and Assistant U.S.
Attorneys, and by opening additional criminal investigation offices.
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The criminal enforcement program is working in close partnership with State
environmental crimes units and other Federal law enforcement agencies by
assisting and training States in building their own criminal enforcement
capability. This helps to limit the need for Federal staff resources and
effectively multiplies the visibility and deterrent message of criminal
enforcement of environmental statutes. In 1993, the criminal program will
improve information access, technical investigations, and evidence audit support.
Also, this program will work with the U.S. Sentencing Commission task force which
has been directed to complete thorough investigations of environmental law issues
before releasing new sentencing guidelines.
The Office of Criminal Enforcement will continue to focus attention on
Federal facilities compliance. To date, there have been 20 cases involving
Federal Facilities, or contractors at Federal facilities, of which 10 are for
violations of non-Superfund environmental statutes. Eleven of these cases (six
involving Resource Conservation and Recovery Act violations) are currently open
and are actively being investigated or awaiting trial. A number of
precedent-setting criminal investigations such as Rocky Flats and Lockheed
Corporation have heightened interest by the Departments of Defense and Energy and
other Federal agencies in meeting environmental standards.
1992 Accomplishments
In 1992, the Agency obligated a total of $6,521,200 supported by 70.5 total
workyears of which $6,120,000 was from the Salaries and Expenses appropriation
and $401,200 was from the AC&C appropriation.
In 1992, emphasis was placed on rigorous criminal enforcement of knowing
violations of RCRA, air toxic strategy, toxics in all media, and the Clean Water
Act. Priority was given to investigations and cases with the greatest apparent
potential for protecting public health and preventing environmental harm. OCE
continued its commitment to concentrate on larger facilities and major incidents.
Emphasis was also placed on increasing the effectiveness of Federal
environmental enforcement and coordination. Examples include: signing the
Memorandum of Understanding with the Federal Bureau of Investigation which is
expected to greatly improve coordination with the Bureau and participation in the
drafting of the new Federal Sentencing Guidelines which required
compliance-related relief as a condition of probation. New emphasis was placed
on investigating Federal facility compliance.
State and local capabilities to detect, investigate, and prosecute
environmental crimes were significantly enhanced through training courses
provided at the Federal Law Enforcement Training Center (FLETC). In furthering
the Agency's priority for international environmental enforcement and pollution
prevention, OCE implemented a new initiative on criminal enforcement involving
international shipments of waste and hazardous substances.
In 1992, OCE established overall records for most categories of criminal
enforcement activity. There were 203 criminal cases initiated (35% increase),
107 criminal referrals (32% increase), bringing charges against 150 defendants
8-72
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(44% increase), and defendants were sentenced to 94.6 years in jail (35%
increase). These actions resulted in $62.9 million in assessed fines (346%
increase), primarily dealing with Clean Water Act ($39.7 million) and Resource
Conservation and Recovery Act ($23.0 million) violations. The amount of fines
returned to the U.S. Treasury represents a return to the government of $9.00 for
every $1.00 in OCE's budget. The criminal enforcement program is unique in that
it provides a positive return on the government's investment.
TECHNICAL SUPPORT
1994 Program Request
The Agency requests a total of $7,417,100 and 74.4 total workyears for this
program, of which $4,559,400 will be for the Program and Research Operations
appropriation, and $2,857,700 will be for the Abatement, Control and Compliance
appropriation. The total represents an increase of $382,700 and for PRO and
$230,900 for AC&C and a decrease of 1.2 PRO workyears. The additional PRO
dollars reflect increased workforce costs. The increases in AC&C contracts
support NEIC's forensic laboratory (+$250,000). The decrease in workyears is a
result of the government-wide reduction in workyears that is a part of the
President's program to reduce the size and cost of government.
The National Enforcement Investigation Center (NEIC) will continue to
provide high quality technical support to the Agency's enforcement program in
developing cases that have precedent-setting implications; have multi-Regional
impacts; require the innovative application of engineering and scientific
technology to resolve complex pollution issues; or exceed a Region's technical
capability or resources. NEIC will also provide technical assistance to the
Regions on complex multi-media investigations and facility audits. NEIC's
support includes field investigations; forensic laboratory services; information
and litigation support services; financial analysis; civil investigations; and
training.
NEIC will continue to provide emerging capabilities such as computer fraud
investigations, corporate financial investigations, integrations of risk and
geographic data into enforcement targeting systems, and "fingerprinting"
hazardous wastes to specific pollution sources with innovative applications of
technologies like electron microscopy.
The National Enforcement Training Institute-West will continue to develop
curricula and offer a limited schedule of technical courses to train Federal,
State and local investigators, and technical personnel. The civil investigators
at NEIC will continue to support the Regional program compliance personnel,
enforcement attorneys, and NEIC enforcement personnel.
1993 Program
In 1993, the Agency is allocating a total of $6,803,500 and 75.6 total
workyears for the non Superfund program, of which $4,176,700 is from the Program
and Research Operations appropriation and $2,626,800 is from the Abatement,
Control and Compliance appropriation.
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In 1993, NEIC will hire its full complement of five civil investigators at
the Center and is scoping out the national Civil Investigator program, which in
the future will involve placing personnel in the Regions. The National
Enforcement and Training Institute (NETI) continues to develop technical
enforcement courses. Courses include joint offerings with State environmental
enforcement organizations and EPA program offices, such as the RCRA Institute
courses which are conducted in partnership with the Office of Waste Programs
Enforcement. NEIC also supports the North American Free Trade Agreement and
Mexican Border Geographic Initiatives by developing a bi-lingual training film
for United States and Mexican customs officials on procedures for detecting and
monitoring compliance of trans-boundary hazardous waste shipments.
NEIC provides technical consultation and assistance to meet the Agency's
enforcement goals and objectives through information and data reviews and
financial analyses,, inspections; field .investigations, laboratory analyses,
evidence audit support, investigation and inspection report preparation,
training, supplemental technical information development, work products that meet
all chain-of-custody and document control requirements, fact and expert technical
testimony, and expertise in negotiating the technical aspects of consent decrees.
NEIC serves as the principal source of technical expertise within the
Office of Enforcement. As such, the Center provides leadership within the
enforcement community to enhance field and laboratory capabilities within and
external to the Agency. Upon development of specific enforcement tools, NEIC
is expected to transfer their knowledge and skills to the EPA Regional Offices,
States, and local agencies with the enforcement community.
1992 Accomplishments
In 1992, the Agency obligated a total of $6,735,200 and 63.7 total
workyears for this program, of which $4,769,300 was from the Salaries and
Expenses appropriation, $1,965,900 was from the Abatement, Control and Compliance
appropriation.
During 1992, NEIC leased and outfitted a permanent facility to house the
Western campus of the National Enforcement Training Institute (NETI). NETI was
mandated by the Pollution Prosecution Act and the Western campus, managed by
NEIC, provides enforcement training for Federal, State and local technical
experts, and civil investigators. Course offerings included a wide range of
environmental enforcement topics such as "Enforcement for Laboratory Personnel,"
"Environmental Science for the Enforcement Team," and "Multi-Media
Investigations". NEIC also hired its first two Investigators as it began
implementing the Pollution Prosecution Act. Their primary duty was gathering
evidence for non-Superfund administrative or judicial case development, and
subsequent enforcement proceedings.
NEIC committed significant resources to numerous civil and criminal cases.
Included were two criminal cases which resulted in very large fines, U.S. Sugar;
and Rockwell (Rocky Flats). NEIC also provided technical support and expert
testimony for the first laboratory fraud case tried in Federal courts. NEIC
supported the investigation of a case involving a laboratory performing analysis
on behalf of major pesticide manufacturers. That case resulted in an indictment
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charging Craven Laboratories (President) and certain key employees with twenty
felony counts alleging a wide range of fraudulent practices.
NEIC continued to use data integration tools and methodologies to promote
enforcement targeting and multi-media investigations. Multi-media compliance
investigations were conducted at numerous major Federal and non-Federal
facilities. NEIC provided specialized field, technical, laboratory, litigation
support, financial analysis, and information services for criminal and civil
enforcement investigations, case preparations, and settlement negotiations of all
Federal environmental statutes.
FEDERAL FACILITIES ENFORCEMENT
1994 Program Request
The Agency requests a total of $3,830,000 supported by 32.5 total workyears
for this program, of which $2,098,900 will be for Program and Research Operations
(PRO) appropriation, and $1,731,100 will be for the Abatement, Control and
Compliance (AC&C) appropriation. This represents an increase of $29,400 in the
PRO account and a $898,900 increase in the AC&C account. A decrease of 0.6 total
workyears is a result of the government-wide reduction in workyears that is a
part of the President's program to reduce the size and cost of government. The
additional PRO dollars reflects increased workforce costs, the increased AC&C
contract dollars (+$898,900) will support new responsibilities under the Federal
Facility Compliance Act.
In 1994, the Office of Enforcement (OE) Federal Facilities enforcement
program will continue to provide guidance and direction to the Regions on the
National technical assistance and multi-media compliance program to conduct
multi-media compliance and RCRA Corrective action cleanup with regard to Federal
facilities. EPA will help ensure at a national level that Federal agencies carry
out their projects in a cost-effective manner. Headquarters resources will be
directed towards assisting the Regions with guidance in their review of A-106
packages.
OE will continue to manage the implementation of the Federal Facilities
Tracking System (FFTS) for compliance tracking in all media. Information will
be provided from FFTS to Federal agencies to aid them in their compliance
efforts.
OE will provide direction to EPA National Program Managers in their
inspection programs supporting multi-media enforcement activities at Federal
facilities. In particular, OE will develop a Federal/State/Federal facilities
dialogue agreement on current State efforts towards Federal facility compliance,
and on EPA's role, with an emphasis on joint EPA/State multi-media actions. OE
will work closely with EPA/State program personnel and State organizations to
ensure that State/EPA roles are clearly defined. Similarly, a policy document
will be provided to the appropriate National Program Manager on RCRA Corrective
Action at Federal facilities addressing complicated RCRA/CERCLA integration and
national cleanup priority issues.
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In 1992, the Enforcement Management Council (EMC) selected Federal
facilities as a major two year multi-media enforcement initiative for 1993 and
1994. In 1994, efforts will focus on continued implementation and evaluation
of the Initiative.
OE will continue to coordinate EPA Federal facility inspections, provide
technical assistance and training to facilities with compliance problems, and
initiate follow up enforcement actions resulting in Federal Facility Compliance
Agreements (FFCAs) and administrative orders where appropriate. OE will design
these actions to improve the compliance rates at Federal facilities in each media
and encourage greater Federal agency awareness of their environmental
responsibilities.
OE will provide assistance to National Program Managers in targeting
inspections at Federal, facilities. .,OE will also utilize resources for
negotiating FFCAs and consent orders to address high priority violators for
greater environmental benefit and results.
1993 Program
The Agency requests a total of $2,901,700 supported by 33.1 total workyears
for this program, of which $2,069,500 will be for Program and Research Operations
(PRO) appropriation, and $832,200 will be for the Abatement, Control and
Compliance (AC&C) appropriation.
To address the myriad of applicable statutes and regulations at Federal
facility operations, the Office of Federal Facility Enforcement has developed a
multi-media strategy. OE's multi-media enforcement strategy contains five
components: 1) a national program to improve compliance through training,
technical assistance on regulatory matters, and development of a long term
technology-based strategy for compliance promotion, waste minimization, and
pollution prevention; 2) nationally coordinated Federal Facility Tracking System
(FFTS) to track inspection, enforcement, and compliance activities; 3) an
improved A-106 budgeting and planning process in conjunction with Federal
agencies and OMB; 4) coordinated planning with State and local enforcement and
regulatory agencies to ensure consistency with national priorities; and 5)
prioritized enforcement.
The prioritized enforcement component focuses Regional enforcement and
oversight resources on those Federal facilities targeted as priorities based on
historical non-compliance, the seriousness of violations with respect to risk to
human health and the environment, strategic deterrence for non-compliance, and
opportunities for preventing pollution. Compliance schedules and remedies will
be negotiated to reflect the relative risks posed by media-specific violations
thereby providing the Federal facilities with a priority-based approach to
achieving compliance. This strategy will result in the most effective use
Federal resources and will be designed to substantially improve Federal facility
compliance rates and help limit the Federal government's environmental and clean-
up liabilities. It will provide clear guidance to Federal agencies regarding
their environmental responsibilities, provide the technical assistance and
training necessary to comply with these responsibilities, and promote voluntary
compliance across all Federal agencies.
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The Federal Facilities Enforcement Program will establish effective liaison
and coordination between EPA and other Federal agencies to provide them with
information on complying with all Federal environmental statutes. To accomplish
this mission, OE performs the following activities:
1) Regional Program Support
2) Program and Information Management
3) Policy and Guidance Development
4) Technical Assistance and Compliance Promotion Activities.
1992 Accomplishments
The Agency allocated a total of $1,631,000 supported by 24.3 total
workyears for this program, of which $1,518,000 was from the Salaries and
Expenses appropriation and $113,000 was from the Abatement, Control, and
Compliance appropriation.
EPA increased its efforts in the compliance arena. Five additional Federal
facility compliance agreements (FFCAs) were signed under RCRA providing a total
of 86 FFCAs. EPA has had similar success in water enforcement. For example, OE
and Region II successfully concluded negotiations with the U.S. Army for issuance
of a Region II consent order under the CWA to address long standing CWA
violations at Ft. Dix, New Jersey. The compliance order requires construction
of a new waste water treatment facility to serve Ft. Dix. The order also
incorporates a unique sanction provision for violations of the agreements. When
there is a violation, the order will require the U.S. Army to propose and fund
environmentally beneficial projects subject to EPA approval.
OE continues to pursue Federal facility compliance with the Toxic
Substances Control Act (TSCA). TSCA compliance became an issue in the transfer
of a Navy aircraft carrier. OE was requested to coordinate all the necessary
parties and to address the compliance requirements under TSCA and the PCS
regulations when the City of Corpus Christ!, Texas acquired the legendary Navy
aircraft carrier, USS LEXINGTON. LEXINGTON is contaminated with PCBs in a
variety of unauthorized uses. Facilitating the transfer of the vessel required
the drafting and execution of two Compliance Agreements within a few months. The
Agreements were executed on June 10, about three months from the time OE was
initially contacted by the Navy and Region VI. The famous aircraft carrier is
now exhibited as a museum in Corpus Christ!.
EPA has also successfully enforced air requirements at Federal facilities.
On March 3, 1992, Region VIII issued a Clean Air Act Section 113 Compliance Order
to EG&G (Department of Energy contractor at the Rocky Flats Plant) for violations
of Subpart H of the radionuclide NESHAPS. The order requires EG&G to achieve
compliance with the effluent monitoring requirements of 40 C.F.R. section
61.93(b) and to complete four specified projects in order to evaluate the
existing radionuclide monitoring systems for modifications to bring them into
compliance.
EPA has taken significant enforcement actions at DOE facilities this fiscal
year. For example, as part of the Hanford Tri-party agreement, DOE was to
complete construction and initiate operations of a low level mixed waste
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laboratory on or before January 31, 1992. On October 31, 1991, DOE submitted a
request to change this deadline which EPA and the State of Washington denied.
DOE then initiated dispute resolution. After protracted negotiations, the
parties reached agreement on the dispute. As part of the settlement, DOE must
seek funding for new expedited response actions at Hanford, and construct and
operate an on-site laboratory that is smaller than the original laboratory. DOE
agreed to the assessment of a $100,000 penalty. Finally, the settlement allows
DOE one year to demonstrate that low level mixed waste laboratory needs can be
satisfied using the combination of existing commercial laboratory capacity and
the downsized on-site laboratory currently under construction.
The Federal Facility Compliance Agreement which addresses TSCA violations
at the DOE gaseous diffusions plants in Ohio, Kentucky, and Tennessee, became
effective in February 1992. The agreement establishes a plan to bring the
facilities into full compliance with TSCA and the PCB regulations. It also
commits DOE to a clean-up schedule and requires worker safety measures in the
meantime. A related case against a DOE contractor-operator at the facilities,
Martin Marietta Energy Systems, was settled with payment of a $50,000 penalty and
correction of the violations.
In DOE policy matters, OE initiated dialogue on a mixed waste compliance
strategy, a multi-year compliance and technology development effort to
characterize and develop the technology to treat mixed waste, DOE'a most
intractable problem. Preliminary strategies and recommendations have been
developed for seven mixed waste and materials management issues: scrap or excess
lead, scrap and residue, transportation of recyclable hazardous material,
management of wastes containing only source, special nuclear or byproduct
material, representative sampling of nonhomogeneous waste forms, DOE compliance
with RCRA Land Disposal Restrictions and DOE compliance with RCRA technical
standards. DOE and EPA have established a dialogue to address policy concerns
regarding RCRA technical standards and applicability of RCRA to radioactive
wastes exhibiting a hazardous characteristic.
Interagency agreements were signed at DOE facilities such as Idaho National
Engineering Laboratory and Lawrence Livermore National Laboratory (Site 3OO).
By the end of 1992, all nuclear weapons sites were covered under multi-year
enforcement agreements with States as signatories, representing 100 - 150 billion
dollars in cleanups.
EPA devised mechanisms for shaping the direction and focus of the Federal
sector policies and programs in pollution prevention. A national agreement with
DOE has been initiated to significantly reduce the amount of waste being
generated by Federal facilities. .The agreement involves voluntary participation
in TRI reporting and participation in EPA's 33/50 program.
EPA also commenced implementing the Tidewater Interagency Pollution
Prevention Program (TIPPP) as a model installation demonstration program with the
Army, Navy, Air Force, and NASA. Under the TIPPP, participating agencies are
charged with developing and implementing alternative practices to reduce the
wastes, emissions, and adverse environmental impacts of their facilities.
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The Federal Government Pollution Prevention Strategy was drafted. The
strategy sets pollution prevention goals and objectives for the Federal sector
by focusing on the three primary roles in which the government can make a
significant impact (i.e., manufacturer and generator, consumer and large
purchaser, and policy maker and regulator).
EPA signed the joint implementation plan for a Memorandum of Understanding
(MOU) with the Western Governors Association, DOE, DoD, and DOI. The
implementation plan requires an examination of technology needs for
environmental restoration and waste management activities in Western states.
Reports generated from the MOU identify barriers to technology development and
address a more cooperative approach in developing technical solutions to
environmental restoration and waste management problems. The key part of this
MOU will be to establish a number of Federal sites as innovative technology
demonstration sites in collaboration with the private sector.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
TOXIC SUBSTANCES 9-1
RESEARCH AND DEVELOPMENT
Toxics Substances Research 9-13
ABATEMENT AND CONTROL
Toxic Substances Financial Assistance 9-29
Asbestos-in-Schools Loans and Grants 9-30
Toxic Substances Strategies 9-33
Chemical Testing 9-35
Existing Chemical Review 9-36
New Chemical Review 9-39
Asbestos-in-Buildings 9-41
Regional Toxics Program 9-42
OPPTS Emergency Planning and Community Right to Know 9-45
OPPTS Emergency Planning and Community Right to Know 9-46
ENFORCEMENT
Toxic Substances Enforcement 9-49
Toxic Substances Enforcement 9-50
Toxic Substances Enforcement Grants 9-52
OPPTS Emergency Planning & Community Right to Know Enforcement . . 9-53
OPPTS Emergency Planning & Community Right to Know Enforcement 9-53
-------
APPROPRIATION
TOXIC SUBSTANCES
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 RED
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
Credit Reform -
Program Account
TOTAL, Toxic Substances
$51,997.5 $56,727.0 $56,739.9 $57,119.2 $56,790.2 -$329.0 $63.2
$76,852.1 $55,342.8 $53,477.2 $53,534.9 $67,087.7 $13,552.8 $11,744.9
$13,551.2 $14,834.4 $14,450.1 $14,450.1 $15,199.3 $749.2 $364.9
$18,007.7 $31,225.0 $31,225.0 -$31,225.0
$160,408.5 $126,904.2 $155,892.2 $156,329.2 $139,077.2 -$17,252.0 $12,173.0
PERMANENT UORKYEARS
TOTAL UORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
832.1
859.2
902.9
902.9
895.2
895.2
892.4
892.4
841.9
841.9
-50.5
-50.5
-61.0
-61.0
$136,862.6 $125,890.7 $138,015.9 $138,383.9 $158,505.4 $20,121.5 $32,614.7
Authorization for the Toxic Substances Control Act expired on September 30, 1983.
Reauthorization is pending.
9-1
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TOXIC SUBSTANCES
01 FFERENCE
PRES. CURRENT
BUDGET ENACTED ESTIMATE ENACTED VS EST. VS EST. VS
1993 1993 1993 PRES. BUD PRES. BUD ENACTED
(DOLLARS IN THOUSANDS)
APPROPRIATION
Program & Research
Operations
Abatement Control and
Compliance
Research & Development
Credit Reform -
Program Account
TOTAL, Toxic Substances
$56,727.0 $56,739.9 $57,119.2 $12.9 $392.2 $379.3
$55,342.8 $53,477.2 $53,534.9 -$1,865.6 -$1,807.9 $57.7
$14,834.4 $14,450.1 $14,450.1 -$384.3 -$384.3
$31,225.0 $31,225.0 $31,225.0 $31,225.0
$126,904.2 $155,892.2 $156,329.2 $28,988.0 $29,425.0 $437.0
PERMANENT WORKYEARS
TOTAL WORKYEARS
902.9
902.9
895.2
895.2
892.4
892.4
-7.7
-7.7
-10.5
-10.5
-2.8
-2.8
The following points list the major reasons that the dollars devoted to this media have changed from submission
of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
PROGRAM AND RESEARCH OPERATIONS
o The FY 1993 Current Estimate reflects increased workforce costs.
ABATEMENT. CONTROL AND COMPLIANCE
o The FY 1993 Current Estimate reflects Congressional Add-ons of $1,881,000 for Asbestos Worker
Training Grants; $1,875,000 for Lead Abatement; $300,000 for Lead Abatement Prevention
Strategies; $5,675,000 for Asbestos Grants; and $31,225,000 for Asbestos Loans subsidies and
administration.
o The FY 1993 Current Estimate also reflects Congressionally directed reductions to this account,
as well as Agency investments in the Lead and Design for Environment project areas.
RESEARCH AND DEVELOPMENT
Congressional ly directed add-ons
biotechnology/bioremediation research.
for neurotoxicology research and for
Congressionally directed general reductions to the Research and Development appropriation.
9-2
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MEDIA BRIDGE TABLES
MEDIA: TOXIC SUBSTANCES
NPM : OFFICE OF PREVENTION, PESTICIDES AND TOXIC SUBSTANCES
TOXIC SUBSTANCES
FY 1993 CURRENT ESTIMATE
Changes by Category:
Workforce Costs (+/-)
Legislative
Initiatives (+/-)
Program Initiatives (+/-)
Discontinuation of
Specific Increases
to 1993 Request (+/-)
Others (+/-)
FY 1994 PRESIDENT'S BUDGET
* Includes The Credit Reform Account
PRO
$57,119.2
-$329.0
$0.0
$0.0
$0.0
$0.0
AC&C*
$84,759.9
$0.0
$0.0
+$23,600.4
-$40,956.0
-$316.6
$56,790.2 $67,087.7
R&D
$14,450.1
+$749.2
$0.0
+$1,000.0
-$1,150.0
+$150.0
$15,199.3
Total
$156,329.2
+$420.2
$0.0
+$24,600.4
-$42,106.0
-$166.6
$139,077.2
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9-4
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TOXIC SUBSTANCES
OVERVIEW AND STRATEGY
The toxic substances media includes responsibility for environmental
programs implemented under six major statutes, with an emphasis on preventing
pollution associated with toxic chemicals. The Toxic Substances Control Act
(TSCA) is designed to protect human health and the environment from unreasonable
risks arising from the manufacture, processing, distribution, use or disposal of
new or existing chemical substances. The Pollution Prevention Act of 1990
(PPA/90) requires the promotion of a cross-media approach to pollution
prevention, and aims to institutionalize pollution prevention throughout the
Agency. The Asbestos Hazard Emergency Response Act (AHERA), requires inspection
for and abatement of asbestos in all public and private schools, and requires EPA
to examine similar asbestos exposure issues in public and commercial buildings.
The Asbestos School Hazard Abatement Act (ASHAA) authorizes EPA to provide
financial assistance in the form of loans or grants to local education agencies
(LEAs) to conduct asbestos abatement projects in school buildings. Section 313
of Title III of the Superfund Amendments and Reauthorization Act (SARA) requires
facilities that emit toxic materials to report those emissions to EPA, and
requires EPA to collect and provide those data to the public through electronic
and other means. Finally, the Residential Lead-based Paint Hazard Reduction Act
of 1992 requires EPA to provide a comprehensive national approach to dealing with
lead-based paint in the nation's housing stock.
The focus of the toxics program is to reduce the risks of toxic chemicals
from a multi-media perspective through pollution prevention. The toxic
substances program contributes widely to multi-media program initiatives with
other EPA offices, both at Headquarters and in the Regions, and supports Agency
pollution prevention and risk reduction efforts. Regional and state programs are
designed to broaden the impact of a number of toxic substances media programs and
to direct the emphasis of those programs on local concerns. Two important cross-
cutting goals are to ensure strong toxic substances enforcement and research and
development support.
1994 Program Priorities
The Existing Chemical program is central to the Office of Pollution
Prevention and Toxics' (OPPT) emphasis on risk reduction. This program is
responsible for characterizing the risks to human health and the environment
posed by existing chemicals and, where unreasonable levels of risk are
identified, to take appropriate action to eliminate or mitigate those risks. In
1994, in addition to managing the risk review of hundreds of chemicals, the
existing chemical review program incorporates two important initiatives expanding
its risk reduction and pollution prevention emphasis. The first deals with lead-
based paint in residential housing. While EPA will continue to support the
ongoing lead-in-paint program that EPA and the Department of Housing and Urban
Development (HUD) have implemented, additional resources will be directed to
several new areas. First, EPA will promulgate regulations that set standards for
lead-based paint hazards, lead-contaminated dust, and lead-contaminated soil.
OPPT will work with HUD to promulgate rules requiring disclosure of lead-based
9-5
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paint hazards in housing constructed before 1978 that is offered for sale or
lease. OPPT will promulgate guidelines for renovating and remodeling residential
and commercial buildings that contain lead-based paint. Finally, financial
assistance to the states will allow them to begin development of state plans for
abatement worker training and certification programs. Resources will be used to
(1) begin developing enabling legislation; (2) coordinate among different state
and local agencies; (3) conduct outreach to interested/affected parties; and (4)
begin developing state regulations to support program implementation and
enforceability.
The second initiative, Design for the Environment, focuses on pollution
prevention in the industrial sector and is part of the Agency's integrated,
cross-program Innovative Environmental Technology program, which supports the
President's technology initiative. OPPT will encourage industries to think
through their chemical and technological choices from an environmental
perspective and chart a course towards safer materials, products and processes.
The Toxic Substances - Regions program includes several activities that
complement or closely parallel initiatives found in the Existing Chemical
program. Administrative support will be given to new and expanding state
implementation as the states address multi-chemical priority areas identified by
the Toxic Release Inventory (TRI). Under Title X, Regional resources are being
used to disseminate information to the states and other entities within the
Regions, and to support Agency workgroups. Regional initiatives will also
support the Agency's lead strategy by targeting urban communities for outreach
and education activities. Resources are being provided to the Regions to conduct
mass mailings, set up workshops, and develop informational material to support
outreach and technical assistance activities of the Regions. The 33/50 program
will focus on achieving significant reductions in the emissions of certain high
priority toxic substances, within the state governments and local facilities, to
obtain Region-specific participation in the program.
Similarly, the OPPT-Emeroencv Preparedness and Community Riqht-to-Know Act
tEPCRA> program plays a major role in the implementation of both the Pollution
Prevention Act of 1990 (PPA/90) and amendments to the Clean Air Act. OPPT will
expand its activities in data integration and public access with respect to the
Toxic Release Inventory (TRI) database. OPPT has gained critical experience in
providing public access to chemical information, and OPPT believes there are
substantial pollution prevention benefits to be gained by linking this experience
with both the expanded TRI database and with the chemical knowledge and expertise
of OPPT.
OPPT will contribute to the Agency's emphasis on international cooperation
by exporting the TRI program concepts and data to support other countries'
pollution prevention and risk reduction programs, and working towards
international consensus on responses to specific chemicals or chemical classes.
Enforcement
The major objective of the Agency's Toxic Substances Enforcement program is
to develop an effective national compliance monitoring program with appropriate
coverage of all enforceable TSCA regulations. The enforcement program depends
9-6
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increasingly upon the assistance of state agencies which conduct compliance
monitoring inspections for PCBs and asbestos under the terms of cooperative
enforcement agreements. Thirty-five states currently participate in the TSCA
cooperative agreement program. State enforcement programs emphasize compliance
monitoring of existing chemical control rules, particularly those for asbestos
and PCBs. States may only conduct inspections. Enforcement actions must be
issued by the Regions because no state has "equivalent" state authority as
mandated by TSCA. A limited number of TSCA multi-media state grants are piloted,
encouraging states to assume additional comprehensive TSCA enforcement
responsibilities, allowing for greater enforcement coverage and locally tailored
programs.
The Toxic Substances Enforcement program also supports the enforcement
provisions of EPCRA's Toxics Release Inventory (TRI). EPA's inspection program
ensures that manufacturers, processors, and users of subject chemicals comply
with section 313 requirements to report emissions and discharges of toxic
chemicals. The EPCRA TRI enforcement program has expanded to target late
reporting and data quality violations. States are encouraged to develop their
own EPCRA compliance programs through a pilot state cooperative enforcement
agreement program.
Research and Development
The Office of Research and Development (ORD) will support the Office of
Prevention, Pesticides and Toxic Substances (OPPTS) by conducting research in
areas relating to toxic substances. Scientists will focus on aquatic ecocriteria
to determine the effects of toxic substances on aquatic life. Ecological risk
assessment methods will develop site-specific or geographic-specific evaluations
of pollutants and stressors to enhance human health status and to protect the
environment. Air toxics research will focus on improving air toxics emissions
estimation methods for industry to use in reporting for the Toxic Release
Inventory (TRI) mandated under Title III of the Superfund Amendments and
Reauthorization Act (SARA).
Researchers will continue to develop sampling methods for airborne asbestos
and other fibers related to indoor air pollution. ORD will begin developing
pollution prevention strategies and separation technologies for wastes in the
chemical formulating and packaging industries under wastewater and sludge
research. Research in indoor air pollution will continue to develop sampling
methods for asbestos and other fibers, including the determination of
concentrations in settled dust and real-time screening techniques for airborne
fiber contents.
Human exposure investigation will develop methods to measure the exposures
of human populations to environmental chemicals from all sources and routes of
exposure. Research in health effects will emphasize the development of animal
toxicologic and human clinical data and models; efforts will focus on
environmetal epidemiology, including the development and assessment of
biomarkers. New and expanded research begun in 1993 will continue in
neurotoxicology on the identification of susceptible populations,
neurodegenerative diseases, and in-vitro neurotoxicology. Scientists will
develop methods to predict environmental and human health impacts related to
9-7
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research on the environmental review of toxic chemicals. Researchers will
conduct studies on alternative reproductive and in-vitro neurotoxicity test
methods; ecology research will emphasize advanced structure activity relationship
(SAR) techniques, and physical and chemical identification data for
transportation and fate analysis.
Health risk assessment methods research will produce Quality Assurance (QA)
guidelines for data management procedures for bioassays and computerized
approaches for risk evaluation (CARE). Research in lead and other heavy metals
will accelerate the development of standard reference materials (SRMs) and
laboratory accreditation support for paint, house dust, street dust, and soil.
The toxic substances program will continue to collect PMN fees authorized
by TSCA. However, the Agency is proposing a PMN Rule to extend the fees to low-
volume PMNs, as well as low release and exposure PMNs.
9-8
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TOXIC SUBSTANCES
PROGRAM ACTIVITIES
ACTUAL
1992
CURRENT
ESTIMATE
1993
ESTIMATE
1994
INCREASE (+)
DECREASE (-)
1993 VS 1994
Incremental Outputs
Existing Chemical Review
Sec. 8(e) Initial Received.. 5602
Sec. 8(e) Initial Processing 2306
FYI Reviews 65
Triage Hazard Screens 1688
Hazard Screens From Clusters 62
RM1 Cases Completed 30
RM2 Investigations Begun.... 3
RM2 Cases Completed 3
Major Risk Mgmt Actions 2
SNURs and Other Rulemakings. 4
PCS Rulemakings 1
PCB Disposal Permits 29
Sec. 21 Responses 7
New Chemical Review
Rulemakings 0
New Chemical Submissions.... 1,891
New Chemical Control Actions*** 187
Biotechnology Notices 23
Biotechnology Control Actions 5
New Chemical SNURs 101
Receipt of Test Data 275
Bona Fide Submissions 509
Commencement Notices 870
3000*
3600
65
2400*
200**
12
8
11
6
6
4
31
1
2
2,500
200
23
6
150
200
500
1,000
2000*
3600
65
2400*
200
12
8
8
6
6
2
25
4
2
2,500
200
23
6
150
200
500
1,000
-1000
-3
-2
-6
+3
* Due to the 8{e) Compliance Audit Program (CAP) project, which is a one-time,
voluntary program designed to obtain outstanding section 8(e) data and to
encourage companies to audit their files for information reportable under section
8(e), EPA anticipates a large volume of voluntary 8(e) submissions in 1993 which
will be reviewed in both 1993 and 1994.
** Assumes three clusters: 1) wood stains and varnishes, 2) lithographic blanket
washes, and 3) screen printing reclamation chemicals.
*** 5(e) Regulatory Decisions consisting of 5(e) consent orders,
testing, and non-5(e) SNURs.
bans pending
9-9
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TOXIC SUBSTANCES
PROGRAM ACTIVITIES
ACTUAL
1992
CURRENT
ESTIMATE
1993
ESTIMATE
1994
INCREASE (+)
DECREASE (-)
1993 VS 1994
Incremental Outputs
Chemical Testing
ITC Testing Actions 69
Non-ITC Testing Actions 0
Test Guidelines 0
Test Standard Modifications.. 22
Interim Test Program Reviews. 13
Final Test Program Reviews... 1
SIDS 38
Master Testing List Additions 0
Title III
15
49
2
11
4
9
60
50
55
31
5
15
3
7
61
50
+40
-18
+3
+4
-1
-2
+1
TRI Forms Received. .........
TRI Forms Processed. ........
Notices of Noncompliance. . . .
Receipt of Corrected Forms..
Petitions Received. .........
On-Site Technical Audits....
Suspect Tech. Data Review. . .
Rulemakinas
89,000
70,000
1,000
20,000
5
0
0
3
95,000
85,000
1,000
25,000
10
0
0
11
100,000
95,000
1,000
25,000
10
0
500
2
+5,000
+10,000
+500
-9
Asbestos-inSchools Loans and Grants
Abatement Projects Funded... 251
Weekly Expos. Hrs. Reduced 3,100,000
Asbestos-in-Buildinqs
Abatement Projects Closed Out
State Waiver Programs
Developed (cumulative)
State Accreditation Programs
Developed (cumulative)
180
2,100,000
0
0
-180
2,100,000
351
2
37
242
3
40
217
5
42
-25
+2
+2
9-10
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PROGRAM ACTIVITIES
Incremental Outputs
Enforcement Actions
TOXIC SUBSTANCES
Current
Actual Estimate
1992 1993
Estimate
1994
Increase*
Decrease-
1994 vs.
1993
Laboratory Inspections 5
Test Study Audits
Inspections/ Sec. 5.........
Inspections, Sec. 6
PCB Inspections*
Asbestos Inspections*....
Inspections, Sec. 8.........
4
5
16
1,963
1,623
193
4
4
137
1,440
1,260
95
4
91
1,440
1,260
95
9i
*Includes Federal, state, and contractor inspections
9-11
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9-12
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
TOXIC SUBSTANCES
RESEARCH AND DEVELOPMENT
Toxics Substances Research 9-13
-------
TOXIC SUBSTANCES
Toxic Substances Research
ACTUAL PRES. ENACTED
1992 BUDGET 1993
1993
(DOLLARS
PROGRAM
CURRENT REQUEST
ESTIMATE 1994
1993
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
IN THOUSANDS)
Toxic Substance
Research
Program & Research $10,908.0 $11,982.1 $11,615.5 $11,577.3 $10,492.5 -$1,084.8 -$1,489.6
Operations
Research & Development $13,551.2 $14,834.4 $14,450.1 $14,450.1 $15,199.3 $749.2 $364.9
TOTAL $24,459.2 $26,816.5 $26,065.6 $26,027.4 $25,691.8 -$335.6 -$1,124.7
TOTAL:
Program & Research $10,908.0 $11,982.1 $11,615.5 $11,577.3 $10,492.5 -$1,084.8 -$1,489.6
Operations
Research & Development $13,551.2 $14,834.4 $14,450.1 $14,450.1 $15,199.3 $749.2 $364.9
Toxic Substances TOTAL $24,459.2 $26,816.5 $26,065.6 $26,027.4 $25,691.8 -$335.6 -$1,124.7
Research
PERMANENT WORKYEARS
Toxic Substance
Research
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Toxic Substance
Research
TOTAL WORKYEARS
171.6
171.6
179.7
179.7
185.5
185.5
185.5
185.5
181.7
181.7
181.7
181.7
180.2
180.2
180.2
180.2
148.7
148.7
148.7
148.7
-31.5
-31.5
-31.5
-31.5
-36.8
-36.8
-36.8
-36.8
9-13
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TOXIC SUBSTANCES
Toxic Substances Research
Principal Outputs
1994 o Ecological Risks in the Savannah River Watershed: Problem Formulation
Phase.
o Exposure and Hazard Assessment of Small Mammals to Chemical Contaminants.
o Case Study of East Greenwich Bay.
o Methods and Protocols for the Detection and Enumeration of Surviving
Microorganisms in Decontaminated Process Fluids.
o Draft Design and Development Plan for an Integrated Exposure Assessment System
(IEAS).
o Evaluation of Altered Embryonic Function as a Common Pathway for Alterations of
In-Utero Growth.
o Development of Generic Scenarios for Premanufacture Notification (PMN) Review
for the Electronics Industry.
o Distribution of Prototype Software Called Correlations of Reactivity and
Molecular Spectroscopy (CRAMS) to Facilitate Assessments for New and Existing
Chemicals.
o Development of Quantitative Structure Activity Relationships (QSARs) to Predict
the Toxicity of Selected Reactive Chemicals.
o Provision of Remaining Standard Reference Materials (SRMs) for Laboratory Paint-
Lead Analyses for Use in Supporting the Accreditation Program for Paint-Lead
Measurements.
o Performance Evaluation Materials (PEMs) to Support Field Methods Use of Portable
X-ray Fluorescence Instruments (XRFs) and/or Test Kits for Paint-Lead
Measurements.
1993 o Protocol for Evaluating Ecological Impact of Bioremediation Transformation
Products on Terrestrial Systems.
o Methods and Protocols for the Detection and Enumeration of Process-specific
Airborne Microorganisms in Industrial Settings.
o Test Version of Human Exposure Relational Database and Models: Manual and
Software.
o National Assessment of Benzene Exposures using the Benzene Exposure Assessment
Model (BEAM).
o Report on Source Test Methods for Stationary Source Emissions of 93 Hazardous
Air Pollutants.
9-14
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o Development of Standardized Methods for Evaluating Particle Air Cleaners.
o Development of On-line Access to the System for Predicting Environmental Fate
Constants (SPARC).
o Development of Generic Scenarios for Premanufacture Notification (PMN) Review
for the Oil Coatings Industry.
1992 o Report on the Use of Physiologically-based Toxicokenetic Models in a
Mechanistic Approach to Aquatic Toxicology.
o Ecotoxicological Predictive Physical Models.
o Predicting Chronic Toxicity of Chemicals to Fishes from Acute Toxicity Test
Data: The Concept and Linear Regression.
o Report on Cross-species Sensitivity to Mice, Rats, and Man to Selected
Genotoxicants as Measured by Cytogenetic Analysis.
o Bioassay for Testing the Lethal Effects of Fungal Pathogens on the Predatory
Beetle Hippodamia converqens.
o Bioassay for Testing the Lethal Effects of Bacterial Pathogens on Beneficial
Diptera using Voria ruralis .
o Annual Report on Biotechnology Monitoring Research.
o Report on the Analysis and Interpretation of Neurobehavioral Screening Data.
o Report on the Developmental Toxicity of Aliphatic Acids.
o Report on Selected Improvements in Toxic Release Inventory (TRI) Estimates for
Electroplating Operations.
o Report on Alternative Dustiness Indicators for Premanufacture Notification (PMN)
Estimates.
o Report on Methods Development Activities for Asbestos Monitoring.
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TOXIC SUBSTANCES
Toxic Substances Research
BUDGET REQUEST
1994 Budget Request
The Agency requests & total of $25,691,800 and 148.7 total workyears for
1994, a decrease of $335,600 and 31.5 total workyears from 1993. Of the request,
$10,492,500 will be for the Program and Research Operations appropriation, and
$15,199,300 will be for the Research and Development appropriation. This
represents a decrease of $1,084,800 in the Program and Research Operations
appropriation, and an increase of $749,200 in the Research and Development
appropriation. The decrease in workyears reflects a shift in the Agency's
strategy towards greater cross media research through the multimedia program as
a more effective method of scientific inquiry into environmental problems than
the single media approach traditionally followed by the Agency. This shift is
primarily for the high priority Ecosystem initiative in Multimedia research.
1993 Budget
The Agency is allocating a total of $26,027,400 supported by 180.2 total
workyears for this program element, of which $11,577,300 is from the Program and
Research Operations appropriation and $14,450,100 is from the Research and
Development appropr iat ion.
1992 Budget
The Agency obligated a total of $24,459,200 supported by 171.6 total
workyears for this program element, of which $10,908,000 was from the Program and
Research Operations appropriation, and $13,551,200 was from the Research and
Development appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
AQUATIC ECOCRITERIA
1994 Program Request
Aquatic ecocriteria research is designed to develop the science needed to
integrate water quality criteria for individual chemicals with the ecological
risk assessment guidelines being developed by the Agency. Chemical criteria for
individual chemicals will become more ecologically relevant by assessing the
9-16
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risks at population and community levels. By developing such criteria, EPA will
create the required next generation of methods and guidance for identifying risks
associated with human activity, shaping pollution prevention programs, and
selecting restoration approaches in areas of diminished ecological integrity.
Researchers will determine the effects of toxic substances on specific
organs of aquatic life. Scientists will use this knowledge to more accurately
predict the toxic effect and carcinogenesis potential of untreated chemicals.
These endpoints are an important component of ecological criteria which relate
to environmental stressors.
1993 Program
Scientists are determining the immunotoxicity of chemicals to aquatic life
and developing life cycle toxicity tests for selected marine crustaceans.
Researchers are testing exposure systems with selected chemicals and fish species
regarding histological, biochemical, histochemical, and physiological endpoints
in order to characterize responses.
1992 Accomplishments
Researchers continued to work on models and methods for investigating the
impact of chemical stressors on aquatic and marine organisms.
ECOLOGICAL RISK ASSESSMENT METHODS
1994 Program Request
The Agency will conduct research on methods needed to assess the exposure,
hazard, and risk to ecological resources from the multiple threats present under
real-world conditions, including those related to toxic substances. The
framework for analysis will be natural watersheds at a variety of geographic
scales, from local drainage basins through major watersheds, as defined by the
US Geological Survey (USGS) Hydrologic Accounting Units and the US Department of
Agriculture (USDA) Major Land Resource Areas. Research will combine monitoring
programs, analysis techniques for stressor-specific exposures and hazards related
to toxic substances, and the ecorisk guidelines under development for Agency-wide
use in ecological risk assessment.
This research will use current achievements to develop an innovative,
holistic, integrated program designed to use a new generation of computer-based
analysis and decision tools tailored to the information needs and authorities of
federal, state, and local resource managers. These new tools will incorporate
the results of stressor-specific analysis in the context of specific local
geographic conditions and constraints. Researchers will examine the synergy
between eutrophication, toxicity, and habitat loss; they will design a new
generation of ecologically-capable watershed models grounded in geographic
information systems (CIS) technology and individual-based ecological approaches
that will evaluate stressors, such as toxic substances, in a whole-system
perspective. Researchers will assemble the CIS databases and framework needed
to support the watershed-scale analysis program.
9-17
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1993 Program
ORD is initiating a triad of interrelated innovative responses to the
Agency's customary "command and control" approach that has fostered a narrow
focus on individual "media" in both its operations and in its organizational
structures. Researchers are developing an ecological indicators and monitoring
program as part of the Environmental Monitoring and Assessment Program (EMAP),
Risk Assessment Forum standard protocols for conducting ecological risk
assessments, and an "Ecorisk" program of ecological risk assessment methods
research.
Research results from the Ecorisk program ultimately will redefine the way
the agency conducts its fundamental business of assessing and managing the
ecological risks of toxic substances. This research begins from a
biogeographical "watershed" focus, replacing the traditional narrow "media"
focuses, encouraging genuinely ecological approach to agency regulatory
responsibilities. The watershed approach promotes integration across media (both
stressor and habitat) to define aggregate ecological risks, and places the
"media" risks in the larger context. This biogeographical context promotes
efficient allocation of risk management resources to maximize environmental
protection, allowing local pollution control authorities to more effectively
identify and rank significant hazards to their resource base. National
regulatory programs are able to understand the true significance and risk
reduction opportunities of toxic substances in geographically diverse settings.
1992 Accomplishments
Agency researchers improved environmental process models for chemical
transport and transformation based upon new information about pollution sources,
exposure pathways, exposed populations, and toxicant levels. Researchers also
studied toxicant biodegradation pathways with regard to cometabol ism and chemical
mixtures, sensitivity of crustaceans, recolonization rates, nutrient cycling,
comparison of sediment toxicity tests and establishing impact criteria for marine
habitats. Investigations of terrestrial species focused on the toxic effects on
immune systems and transfer mechanisms, toxic effects on reproduction and
behavioral change, and soil impacts and SAR applications of chemical induced
metabolites in plants, using field studies, as appropriate.
ENVIRONMENTAL RELEASES OF BIOTECHNOLOGY PRODUCTS
1994 Program Request
Through this research, the Agency will be supporting the Federal
Coordinating Council for Science, Engineering, and Technology (FCCSET)
Biotechnology crosscut initiative. Information regarding the fate of released
biological products often is limited by the ability to culture environmentally-
isolated microbes for identification and enumeration. Scientists will use
9-18
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serological, biochemical, physiological, and genetic methods for improving
detection and enumeration of microorganisms under laboratory, microcosm, and
field conditions. Research will focus on developing and refining methods for
their sensitivity, specificity, and reliability in a variety of habitats.
Certain plants, animals, and aquatic systems are of special interest.
The Agency will focus on developing better understanding the movement of
microorganisms through the environment, either by the natural elements, or
through associations with higher organisms. Studies will continue on the
mechanisms and dynamics of transport among and within various environmental
components (air, soil, groundwater, plants, insects, and animals). Scientists
will identify and describe biochemical, physiological, and environmental factors
influencing the survival, fitness, and competition potential to displace
indigenous communities.
Research will evaluate the factors that affect and control gene stability
and rates of transfer in the environment to predict risk from the distinct and
sometimes unique (engineered) genetic sequences of released biological products.
Investigators will continue to explore a variety of risk reduction strategies,
including the development of genetically altered strains for conditional lethal
control of survival and gene exchange. Microbial communities are involved in the
cycling of many important elements, including trace elements needed for
metabolism by other organisms and toxic contaminants, such as mercury. Methods
will be developed to investigate the relative importance/contribution of certain
microorganisms in the environmental cycling of these elements.
The health of an ecosystem is reflected by the abundance and composition
of the bacterial flora which in turn affect the response of organisms feeding on
those bacteria. Research will examine the potential for these interactions to
be disturbed to the extent that microbial utilization of environmental pools of
carbon, nitrogen, and phosphorus, and other nutrients are disrupted. Research
will utilize sensitive molecular biological methods to understand the function
and interrelationships of microbial communities to provide an assessment of the
significance of a perturbation.
Increased resources in 1994 will permit additional work on gene expression
to facilitate gene transfer and gene stability research. Scientists will develop
methods to monitor gene expression, which may be used to monitor any microbially
mediated process for which adequate gene probes are available. This research
will allow the determination of whether released organisms are carrying out the
processes for which they were designed, and the duration and effectiveness of the
organisms after release.
1993 Program
EPA is supporting the FCCSET Biotechnology crosscut initiative with this
research, which is directed toward developing sensitive molecular genetic methods
to provide information about ecosystem response to the release of a biotechnology
product. Experimentation provides information about genetic transfer among
indigenous microbial populations, transport away from the release site, and
potential for released microorganisms to survive and colonize an ecosystem.
9-19
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Research is informing scientists about the displacement on natural inhabitants
and ecological effects that the introduction may have on biogeochemistry,
nutrient cycling, and trophic structure. Predictive models are being constructed
to assess the risk of such a release. Research focuses on nutrient cycling and
ecosystem trophic structure, as well as microbial ecology. Researchers are
developing methods to examine the composition, and functional aspects of an
ecosystem. Investigation continues on containment and mitigation strategies.
Congressional Directives. A total of $750,000 is for the Congressionally
directed increase in biotechnology to expand research on the risks associated
with genetically engineered plants. Methods and procedures are being developed
to determine the stability of newly introduced genetic material in the plant
kingdom, the probability of transfer of the genetic material, and ecological
consequences. The research program on developing biotechnology products for
bioremediation is enhanced to investigate the potential direct
and indirect ecological risks associated with the application of biotechnological
products for bioremediation. This work focusses on risk assessment, risk control
techniques, microbial ecology, and biodegradation aspects of the bioremediation
and biotechnology risk assessment programs.
1992 Accomplishments
Research produced methods for assessing the health of an ecosystem, and
factors controlling the composition and structure of the microbial communities
underlying particular ecosystems, including the conduct of 16S ribosomal RNA
probes to track changes in microbial community structure and function.
Researchers also produced reports on the examination of microbial strategies for
the genetic adaptation to mercury contamination, the use of stable isotopes to
examine trophic dynamics and anthropogenic sources of pollution in aquatic
systems, and the development of microcosms which better simulate field
conditions. Other products were the examination of factors influencing gene
transfer and the mechanisms of gene transfer; biosafety standards, biological
characteristics, containment technologies, decontamination technologies, and
assessment of worker exposure in large-scale rDNA processing facilities;
mitigation strategies involving conditionally-lethal genetic cassettes; and
isolation methods for bulk nucleic acids from environmental samples. This
research was conducted in support of the FCCSET Biotechnology crosscut
initiative.
AIR TOXICS
1994 Program Request
Research will be conducted to improve air toxics emissions estimation
methods for industry to use in reporting for the Toxics Release Inventory (TRI)
mandated under the Superfund Amendments and Reauthorization Act (SARA) Title III.
This research will improve the accuracy and credibility of the TRI database and
provide a better tool to assess the progress of pollution prevention efforts.
9-20
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1993 Program
Environmental monitoring and human exposure monitoring procedures are being
evaluated for SARA Title III chemicals to assess their suitability for estimating
exposure associated with chemical releases. This activity is part of the
Agency's Statutory Mandate Theme and the Clean Air Act Initiative.
1992 Accomplishments
Researchers began evaluating environmental monitoring and human exposure
monitoring procedures for SARA Title III chemicals to assess their suitability
for estimating exposure associated with chemical releases.
INDOOR AIR POLLUTION
1994 Program Request
Research will continue to develop sampling methods for asbestos and other
fibers, including the determination of concentrations in settled dust and real-
time screening techniques for airborne fiber contents. Additional research will
evaluate strategies to mitigate asbestos exposures to workers.
1993 Program
Research efforts include developing, validating, and comparing improved
methods for sampling asbestos, refractory ceramic, and other fibers. In
addition, methods are being developed and demonstrated for maintaining and
removing asbestos floor tiles.
1992 Accomplishments
Research was initiated on the development, validation and comparison of
improved methods for sampling asbestos, refractory ceramic, and other fibers.
Other research began the development and demonstration of methods for maintaining
and removing asbestos floor tiles.
WASTEWATER AND SLUDGE
1994 Program Reguest
Wastewater and sludge research will continue to address industrial
wastewater management through treatability studies for the toxic substances
associated with the pesticides formulation, packaging and repackaging industries,
an update to the treatability data base, and evaluations of treatment
technologies and source reduction in the pulp, paper, and paperboard industry.
9-21
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1993 Program
Research is focusing on industrial wastewater pollution prevention and
treatment, and addressing advanced separation techniques for various industrial
waste streams in those industries generating 33/50 chemicals or chemicals which
are impacted by the National Resources Defense Council Settlement Agreement.
Research is beginning to develop pollution prevention strategies and separations
technologies for toxic wastes associated with the pesticide formulating and
packaging industries.
1992 Accomplishments
Wastewater and sludge research produced a workshop on advanced separations
technologies in pollution prevention and hazardous wastes treatment. Research
produced reports on the treatment of pharmaceutical wastewater by steam stripping
and air stripping, and on accelerated column testing of toxic wastes related to
pesticide manufacturing wastewaters. Version 4.0 of the treatability data base
also was completed.
SURFACE CLEANUP
1994 Program Request
Research will continue to develop multimedia exposure models related to
toxic sites, emphasizing volatile organic compounds (VOCs).
1993 Program
Ongoing research is developing multimedia exposure models related to toxic
sites, with an emphasis on VOCs.
1992 Accomplishments
There were no toxic substances resources in this issue in 1992.
HUMAN EXPOSURE
1994 Program Request
Researchers will develop a manual of methods for quantifying the
dislodgable residues from indoor and outdoor surfaces available for dermal
contact and transfer related to consumer use products. The Agency will prepare
a summary of field tested biomarker techniques for estimating human exposures and
a compendium of passive and personal techniques for monitoring inhalation
exposure. Investigators also will issue a report on approaches for estimating
and predicting total human exposures to toxic substances via multiple pathways.
9-22
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1993 Program
Researchers are developing effective tools and techniques for monitoring
total human exposure to toxic substances. The Agency is concentrating on
sampling and analytical methods development, exposure modeling, and exposure
assessment. Scientists are developing biological methods (biomarkers) to
investigate the use of tissue and body fluids as vehicles for measuring exposures
to toxic substances. They also are developing and testing immunobased personal
exposure monitoring (PEM) devices to obtain data for monitoring exposure to
consumer use products.
1992 Accomplishments
Research culminated in the completion of compendia of biological monitoring
methods (biomarkers) for toxic chemicals. Researchers investigated and
determined that the use of biomarkers for monitoring exposures to some toxic
volatile organic compounds (VOCs) were feasible. Work continued on the
development of PbPk models for use in interpreting data on the concentrations of
toxics in biological tissues and fluids. Work on the use of activity data and
microenvironmental concentrations in modeling human exposure to benzene was
completed and a test version of the model was prepared. The model was used to
develop a national assessment of benzene exposures, which is due to be reported
in 1993. Research was initiated on the development of an integrated exposure
assessment system for use in exposure assessments.
HEALTH EFFECTS
1994 Program Request
Research will develop epidemiology models related to toxic substances,
focusing on the exposure to agricultural pesticides and chemicals of farm
workers, their spouses, and children. ORD will collaborate with the National
Cancer Institute to address a potential linkage between exposure to agricultural
chemicals and the development of cancer, and investigate other health endpoints,
such as neurologic and reproductive disease and malfunctions. Other research
will focus on developing predictive models to extrapolate results across species,
route of exposure, and dose levels.
Neurotoxicity risk assessment research will focus on susceptible
subpopulations, such as the elderly, infants, and children; and on
environmentally-induced neurodegenerative disease, such as Parkinson's and
Alzheimer's diseases. Research will determine if long-term and low-level
exposure to toxic chemicals, such as metals and solvents, will lead to the
development of nervous system dysfunction and diseases. Reproductive research
will concentrate on the extrapolation of toxicological data between high and low
doses of chemicals and between animals and humans. Genetic research will address
the assessment of chemical damage to the inheritable aspect of cells, such as
chromosome and gene damage.
9-23
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1993 Program
Scientists are conducting research in laboratories and in the field to
identify suitable markers of exposure that will indicate episodes of exposures
to chemical pollutants. Researchers are developing and evaluating techniques to
extrapolate between animal and human health effects, and between high and low
dose exposures used in animal toxicology. New research addresses the
neurotoxicology areas of the identification of susceptible populations,
neurodegenerative diseases, and in-vitro neurotoxicology.
Congressional Directives. A total of $400,000 for the Congressionally directed
increase in neurotoxicology expands research in the evaluation of susceptible
populations that may have an unusual susceptibility to environmental factors.
It is widely believed that 1) children are more susceptible to some
neurotoxicants than adults, 2) early exposure may accelerate the aging process,
3) older populations may be at greater risk than younger populations, and 4)
different genetic factors may predispose certain groups to the effects of
neurotoxic agents. Researchers are comparing systematically the relative
sensitivities of developing, adult, and aging populations to neurotoxic agents.
1992 Accomplishments
Research culminated in the publication and distribution of three reports,
"A Comparison of the Sensitivity of Lymphocytes from Mice, Rats, and Humans to
Selected Genotoxicants as Measured by Cytogenetic Analysis", "A Comparison of Rat
and Human Visual Evoked Potentials (VEPs)", and "Developmental Toxicity and
Structure-Activity Relationships of Aliphatic Acids, Including Dose-Response
Assessments of Valporic Acid in Mice and Rats".
HEALTH RISK ASSESSMENT METHODS
1994 Program Request
ORD will produce Quality Assurance (QA) guidelines for data management
procedures for bioassays and computerized approaches for risk evaluation (CARE).
The CARE project will evaluate environmental and other data that have been
collected in the past and used to perform risk assessments.
1993 Program
ORD is producing Quality Assurance (QA) guidelines for data management
procedures for bioassays and computerized approaches for risk evaluation (CARE).
This data is being used to assess the need for environmental and exposure data
collected by the program office.
9-24
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1992 Accomplishments
Through Cooperative Research and Development Agreements (CRADAs) with
selected commercial suppliers, ORD assured the availability of "EPA Certified"
reference materials for chemical analytes needed by the Office of Prevention,
Pesticides and Toxic Substances (OPPTS). The CRADAs provided neat organic
reference materials, including pesticides for the preparation of calibration
standards, calibration solutions for single and multiple organic compounds, and
inorganic and organic solutions for use as quality control check samples.
Approximately 700 different Quality Assurance (QA) materials were tested and
approved by EMSL-Cincinnati before sale through the CRADAs.
Researchers conducted interlaboratory method validation studies to
establish interlaboratory measures of bias and precision as functions of
concentration. The studies also determined the effect of matrices on the method
bias and precision, determined minimum detection limits, identified
interferences, and were used to generate quality control acceptance limits and
other quality control parameters. Reports were completed on trace metals by
inductively coupled plasm/mass, spectrometry (ICP/MS), hexavalent chromium,
dxbromochloropropane (EDB/DBCP), chlorinated acids, nitrogen pesticides and ETU.
Interlaboratory studies have been completed and draft reports are in preparation
on ion chromatographic methods for anions, volatile organics by gas
chromatograph/mass spectrometry (GC/MS), benzidines, and aldehydes.
POLLUTION PREVENTION
1994 Program Request
There will be no toxic substances resources in this issue in 1994.
1993 Program
ORD is supporting the Administrator's Lead Pollution Prevention set-aside
fund project that is designed to discourage mining lead, encourage recycling of
lead-containing products, and encourage the use of substitutes for lead. This
research will be completed in 1993.
1992 Accomplishments
There were no toxic substances resources in this issue in 1992.
INNOVATIVE TECHNOLOGY
1994 Program Request
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA will allocate 1.50 percent of its extramural Research and Development
budget for the Small Business Innovation Research (SBIR) Program. These funds
will be used to support small businesses engaged in the development of equipment
9-25
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for pollution abatement and control, and instrumentation for monitoring
environmental trends and conditions. Under this program, ORD will take advantage
of unique solutions to toxic substances problems and other environmental issues
that may be offered by the private sector. Resources will be identified in the
operating plan and consolidated into the Multimedia Program Element once
enactment occurs.
1993 Program
As mandated by the Small Business Development Act of 1982 (Public Law 97-
219), EPA is allocating 1.50% of its extramural Research and Development budget
for the Small Business Innovation Research (SBIR) Program. These funds are used
to support small businesses engaged in the development of equipment for pollution
abatement and control, and instrumentation for monitoring environmental trends
and conditions. Under this program, ORD is able to take advantage of unique
solutions to toxic substances related problems and other environmental issues
that may be offered by the private sector.
1992 Accomplishments
Resources and accomplishments supporting this program were budgeted in the
Multimedia program element for 1992.
ENVIRONMENTAL REVIEW OF TOXIC CHEMICALS
1994 Program Request
ORD will conduct research in health effects test methods, ecological test
methods, estimation techniques, control technology, quantitative chemical
similarity and structure activity relationships (QSAR), and environmental
monitoring and chemical identification. Research will provide state-of-the-art,
cost effective, scientifically sound test methods to prevent the introduction of
toxic chemicals into the environment. Research on interpretive models and
estimation techniques will allow the program offices to effectively assess
classes of chemicals based on structure, physical parameters, biological
activity, chemical properties, and exposure parameters.
Major products will include the development of test methods for
immunochemistry, ±n-v±tro neurotoxicology, and alternative reproductive tests.
Research will produce guidance documents for the identification and regulation
of neurotoxic chemicals, and premanufacture notification (PMN) reviews from
various industries, such as oil and coal, electronics, and foundry/casting.
Other products will be advanced computer models for QSAR, electronic data bases,
and artificial intelligence systems.
1993 Program
Research is developing and validating neurobehavioral endpoints to be used
in hazard identification and dose-response assessments of potential
neurotoxicants. Validated tests are used to generate chemical-specific data or
information on prototypic agents for representative classes of neurotoxicants.
9-26
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Procedures include measures of sensory, motor, autonomic, and learning/memory
capabilities. Researchers are developing bioassays for the detection of adverse
alterations in the developmental and reproductive processes of animals. These
improved alternative reproductive toxicity tests and bioassays will allow
accurate evaluations of critical organ function in the newborn. Scientists are
evaluating the existing measurement techniques and developing new methods for the
analysis of toxic chemicals of concern to the Office of Toxic Substances. The
Agency is developing predictive techniques to indicate potential worker exposure
and toxic-release levels from specified unit operations. Work continues on the
prediction of chemical reactions relating to the formation of various hazardous
chemicals from industrial processes.
1992 Accomplishments
Researchers provided data interpretation guidance to EPA's Office of
Prevention, Pesticides, and Toxic Substances (OPPTS) on "Analysis and
Interpretation of Neurobehavioral Screening Data", "Evaluation of dustiness and
worker exposures for the Premanufacture Notification (PMN)", "Report on a
Prototype Expert System to Predict Toxic Mechanisms for Chemical Structures", and
"An Immunoassay for Detecting Gasoline Components".
Lead and Other Heavy Metals
1994 Program Request
In support of the Agency's requirement to comply with congressional
mandates related to the Housing and Community Development Act, Title X,
Residential Lead-based Paint Hazard Reduction Act, ORD will accelerate the lead
research program through the development of standard reference materials (SRMs)
and laboratory accreditation for the paint, house dust, street dust, and soil
abatement program. Researchers will improve laboratory methods for analyzing
lead in paint. The Agency will evaluate lead testing, detection, and inspection
methodologies for homes and industries. Scientists will develop standards for
health risks related to lead contaminated dust and soils. The focus of this
research is to assist the Office of Pollution, Pesticides, and Toxic Substances
(OPPTS) to meet Congressionally mandated deadlines under the new legislation.
Additional lead research is funded through the Multimedia program element.
1993 Program
There are no toxic substances resources in this issue in 1993.
1992 Accomplishments
There were no toxic substances resources in this issue in 1992.
9-27
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INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD's success in conducting
the quality science needed to assure that the Agency's decisions are
scientifically sound. The most critical part of ORD's infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Program and Research Operations appropriation funding for the Toxic
Substances Research PE will be centralized within the infrastructure issue to
provide improved management for ORD's personnel compensation and benefits, and
travel costs associated with managing research programs.
1993 Program
ORD's current infrastructure program provides compensation and benefits,
and travel for ORD scientists and engineers. ORD's workforce carries out
scientific programs in support of the Agency's mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency's mission,
providing the necessary personnel compensation and benefits, and travel for ORD
scientists and engineers.
9-28
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
TOXIC SUBSTANCES
Page
ABATEMENT AND CONTROL
Toxic Substances Financial Assistance 9-29
Asbestos-in-Schools Loans and Grants 9-30
Toxic Substances Strategies 9-33
Chemical Testing 9-35
Existing Chemical Review 9-36
New Chemical Review 9-39
Asbestos-in-Buildings 9-41
Regional Toxics Program 9-42
OPPTS Emergency Planning and Community Right to Know 9-45
OPPTS Emergency Planning and Community Right to Know 9-46
-------
TOXIC SUBSTANCES
Toxic Substances - Financial Assistance
ACTUAL PRES. ENACTED CURRENT REQUEST
1992 BUDGET 1993 ESTIMATE 1994
1993 1993
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Asbestos-In-School -
Abatement Loans and
Grants
Abatement Control and
Compliance
Credit Reform -
Program Account
$21,679.1
$15,714.5
TOTAL $37,393.6
$5,675.0 $5,675.0
$30,225.0 $30,225.0
$35,900.0 $35,900.0
-$5,675.0
-$30,225.0
-$35,900.0
TOTAL:
Abatement Control and $21,679.1
Compliance
Credit Reform - $15,714.5
Program Account
Toxic Substances - TOTAL $37,393.6
Financial Assistance
$5,675.0 $5,675.0
$30,225.0 $30,225.0
$35,900.0 $35,900.0
-$5,675.0
-$30,225.0
-$35,900.0
9-29
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TOXIC SUBSTANCES
Toxic Substances Financial Assistance
Budget Request
The Agency requests no funding in 1994 under this subactivity. There is
a decrease of $35,900,000 for this subactivity from 1993, of which $5,675,000 is
for the Abatement, Control and Compliance appropriation and $30,225,000 is for
the Abatement, Control and Compliance Loan appropriation.
ASBESTOS-IN-SCHOOLS LOANS AND GRANTS
1994 Program Request
The Agency requests no funding for this program in 1994. This represents
a decrease of $5,675,000 for the Abatement, Control and Compliance appropriation
and a decrease of $30,225,000 for the Abatement, Control and Compliance Loan
appropriation. The Agency has decided not to request funding for the Asbestos
Loan and Grant program. The Federal government has already provided over $350
million dollars to fund abatement projects. This investment has significantly
reduced the problem of asbestos in schools. State and local agencies now have
the capability to manage and financially support asbestos abatement projects.
Currently 48 states have some type of accreditation program for asbestos
abatement professionals. Twenty-nine of those states have accreditation programs
that EPA has fully approved across all disciplines; eight additional states have
programs that EPA has partially approved in one or more discipline.
1993 Program
In 1993, the Agency is allocating $35,900,000 for the ASHAA loan and grant
program, of which $5,675,000 is from the Abatement, Control and Compliance
appropriation and $30,225,000 is from the Abatement, Control and Compliance Loan
appropriation, to help Local Education Agencies (LEAs) with serious financial
need to abate asbestos hazards.
Congressional Directives. A total of $35,900,000 is for the Congressionally
directed ASHAA loan and grant program, of which $5,675,000 is from the Abatement,
Control and Compliance appropriation and $30,225,000 is from the Abatement,
Control and Compliance Loan appropriation, to help LEAs with serious financial
need to abate asbestos hazards.
1992 Accomplishments
In 1992, the Agency obligated a total of $37,393,600 from the Abatement,
Control and Compliance appropriation for this program, of which $21,679,100 was
for subsidization of direct loans and $15,714,500 for grants. The ASHAA loan and
grant program awarded financial assistance in the amount of $37,393,600 to 128
9-30
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LEAs to perform 261 asbestos abatement projects, primarily removals of asbestos-
containing materials. Since 1985, EPA has provided more than $346,000,000 for
2,933 individual school abatement projects. Since 1985, these projects have
eliminated approximately 24,800,000 hours per week of exposure to asbestos fibers
for students, teachers and staff.
9-31
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9-32
-------
TOXIC SUBSTANCES
Toxic Substances Strategies
PROGRAM
Chemical Testing
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Existing Chemical
Review
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
New Chemical Review
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Asbestos- In-Buildings -
Headquarters
Program & Research
Operations
Abatement Control and
Compliance
Credit Reform -
Program Account
TOTAL
Regional Toxics Program
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
$3,693.2
$2,346.0
$6,039.2
$9,037.9
$14,795.5
$23,833.4
$10,066.0
$6,467.7
$16,533.7
$1,449.5
$7,082.9
$2,293.2
$10,825.6
$730.4
$440.4
$1,170.8
$4,090
$2,562
$6,652
$10,035
$12,255
$22,291
$10,511
$6,412
$16,923
$1,592
$5,569
$7,161
$1,061
$1,750
$2,811
.2
.3
.5
.7
.7
.4
.0
.0
.0
.0
.6
.6
.9
.0
.9
$4,252
$1,801
$6,053
$10,840
$14,205
$25,045
$10,339
$4,871
$15,211
$1,610
$5,080
$1,000
$7,690
$968
$1,141
$2,109
.6
.3
.9
.4
.0
.4
.5
.8
.3
.6
.3
.0
.9
.3
.1
.4
$4,252.3
$1,801.3
$6,053.6
$11,291.3
$14,245.0
$25,536.3
$10,337.3
$4,871.8
$15,209.1
$1,610.2
$5,080.3
$1,000.0
$7,690.5
$968.3
$1,194.1
$2,162.4
$4,321.
$1,801.
$6,123.
$11,493.
$30,362.
$41,856.
$10,507.
$4,871.
$15,379.
$1,645.
$3,199.
$4,844.
$982.
$1,194.
$2,176.
9
3
2
3
7
0
5
8
3
0
3
3
0
5
5
$69.
$69.
$202.
$16,117.
$16,319.
$170.
$170.
$34.
-$1,881.
-$1,000.
-$2,846.
$13.
6
6
0
7
7
2
2
8
0
0
2
7
$4
$14.
1
$231.7
-$761.0
-$529.3
$1,457.6
$18,107.0
$19,564.6
-$3.5
-$1.540.2
-$1,543.7
$53.0
-$2,370.3
-$2,317.3
-$79.9
-$555.5
-$635.4
TOTAL:
Program & Research $24,977.0 $27,290.8 $28,011.4 $28,459.4 $28,949.7 $490.3 $1,658.9
Operat i ons
Abatement Control and $31,132.5 $28,549.6 $27,099.5 $27,192.5 $41,429.6 $14,237.1 $12,880.0
Compliance
Credit Reform - $2,293.2 $1,000.0 $1,000.0 -$1,000.0
Program Account
Toxic Substances TOTAL $58,402.7 $55,840.4 $56,110.9 $56,651.9 $70,379.3 $13,727.4 $14,538.9
Strategies
9-33
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TOXIC SUBSTANCES
Toxic Substances Strategies
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE
1993 1993 1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PERMANENT WORKYEARS
Chemical Testing
Existing Chemical
Revi ew
New Chemical Review
Asbestos- In-Buildings -
Headquarters
Regional Toxics Program
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Chemical Testing
Existing Chemical
Review
New Chemical Review
Asbestos- In-Buildings -
Headquarters
Regional Toxics Program
TOTAL UORKYEARS
56.5
138.1
148.7
21.8
15.3
380.4
57.6
140.6
150.4
23.8
15.3
387.7
63.8
153.3
159.4
25.0
20.1
421.6
63.8
153.3
159.4
25.0
20.1
421.6
62.8
154.3
161.4
25.0
19.8
423.3
62.8
154.3
161.4
25.0
19.8
423.3
62.8
161.7
155.4
25.0
19.6
424.5
62.8
161.7
155.4
25.0
19.6
424.5
60.8
156.7
150.4
24.3
19.3
411.5
60.8
156.7
150.4
24.3
19.3
411.5
-2.0
-5.0
-5.0
-7
-3
-13.0
-2.0
-5.0
-5.0
-7
-3
-13.0
-3.0
3.4
-9.0
-7
-8
-10.1
-3.0
3.4
-9.0
-7
-8
-10.1
9-34
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TOXIC SUBSTANCES
Toxic Substances Strategies
Budget Request
The Agency requests a total of $70,379,300 supported by 411.5 total
workyears for 1994, of which $28,949,700 will be for the Program and Research
Operations appropriation and $41,429,600 will be for the Abatement Control and
Compliance appropriation. This represents an increase of $490,300 in the Program
and Research Operations appropriation, an increase of $14,237,100 in the
Abatement, Control and Compliance appropriation, and a decrease of 13.0 total
workyears. The decrease in total workyears reflects the President's commitment
to reducing the size of the federal workforce and the Agency's efforts not to
reduce workyears in high priority programs such as lead, asbestos, TRI,
pesticides registration and enforcement, and contracts management.
CHEMICAL TESTING
1994 Program Request
The Agency requests a total of $6,123,200 supported by 60.8 total workyears
for this program, of which $4,321,900 will be for the Program and Research
Operations appropriation and $1,801,300 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $69,600 for Program and
Research Operations, no change for Abatement, Control and Compliance, and a
decrease of 2.0 total workyears. The increase in Program and Research Operations
reflects increased workforce costs.
In 1994, OPPT will continue the Chemical Testing program's implementation
of non-Interagency Testing Committee (ITC) multi-chemical rules, and continue
providing international leadership in the high production volume/screening
information data set testing program. Action will continue on ITC and other non-
ITC initiatives. Major non-ITC actions being considered in 1994 include a
proposed SARA section 110 rule covering data needs for some of the top 50
National Priority List (NPL) site chemicals, a proposed rule for health effects
testing covering the air toxic chemicals, screening/testing of the SARA section
313, as well as, other hazard multi-chemical endpoint (including persistent
bioaccumulator) rules. In 1994, the Chemical Testing program will continue
several core activities, including identifying additional testing candidates for
inclusion on the Master Testing List (MTL); improving international coordination
on chemical testing; providing evaluation of data received from previously issued
rules; developing and/or using multi-chemical test rules; and reinforcing quality
assurance of test data. The SIDS international testing program will continue to
review U.S. and other Organization of Economic Cooperation and Development (OECD)
member dossiers and support development of data to fill critical gaps. Data
development will continue on the 29th, 30th, 31st and 32nd ITC lists.
9-35
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The Agency will also review and update published test guidelines essential
to all test rules. Development of internationally harmonized test guidelines
will continue. Initiatives on several chemical clusters will be pursued to
identify candidates for multi-chemical test rules. A number of test standard
modifications, interim test reviews, and final test program reviews will be
completed in 1994, to follow through on test rules previously promulgated.
1993 Program
In 1993, the Agency is allocating a total of $6,053,600 supported by 62.8
total workyears for this program, of which $4,252,300 is from the Program and
Research Operations appropriation and $1,801,300 is from the Abatement, Control
and Compliance appropriation.
In 1993, the ITC testing program is initiating testing actions on chemicals
from the 29th ITC list, as well as the 30th ITC list. Work is underway on the
31st and 32nd lists.
Major non-ITC actions for 1993 include one proposed rule for SARA section
110 chemicals covering data needs for many of the NPL site chemicals; an Office
of Water multi-chemical rule; two endpoint rules; a proposed persistent
bioaccumulators rule; and a proposed procedural rule to improve the negotiated
testing procedures and referencing of appropriate test guidelines. EPA continues
to review remaining OECD/U.S. dossiers. Two additional multi-chemical rules are
being developed in 1993. Efforts are beginning to make collateral changes in the
testing process to facilitate rule and consent order development. The MTL is
being updated and a report is to be released. The Office of Pollution Prevention
and Toxics (OPPT) will review and update published test guidelines.
1992 Accomplishments
In 1992, the Agency obligated a total of $6,039,200 supported by 56.5 total
workyears for this program, of which $3,693,200 was from the Salaries and
Expenses appropriation and $2,346,000 was from the Abatement, Control and
Compliance appropriation.
During 1992, a total of four ITC testing actions were completed on 80
chemicals. This included final action on two chemicals and proposed action on
78 chemicals. In 1992, two test guidelines were published and the MTL was
updated and released.
EXISTING CHEMICAL REVIEW
1994 Program Request
The Agency requests a total of $41,856,000 supported by 156.7 total
workyears for this program, of which $11,493,300 will be for the Program and
Research Operations appropriation and $30,362,700 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $202,000
for Program and Research Operations, an increase of $16,117,700 in Abatement,
Control and Compliance, and a decrease of 5.0 total workyears. The increase in
9-36
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Program and Research Operations reflects increased workforce costs. The increase
in the Abatement, Control and Compliance appropriation reflects activities
mandated by the Residential Lead-based Paint Hazard Reduction Act of 1992 (Title
X) and other lead (Pb) activities, as well as activities related to OPPT's Design
for the Environment program. The reduction in total workyears reflects the
President's commitment to reducing the size of the Federal workforce and the
Agency's efforts not to reduce workyears in high priority programs such as lead,
asbestos, TRI, pesticides registration and enforcement, and contracts management.
The Existing Chemicals program's main emphases in 1994 will be its Design
for the Environment (DfE) program and the implementation of the Title X
provisions. The Agency will initiate an integrated cross-program Innovative
Environmental Technology program to support the President's technology
initiative. The program's focus is on the Design for the Environment initiative,
which will encourage industry to incorporate environmental considerations into
the design phase of products, processes, or technologies.
Title X activities will include promulgating regulations: for the
disclosure of lead-based paint (LBP) hazards in target housing offered for sale,
requiring remodelers to provide the lead hazard brochure to customers,
identifying hazard levels of lead in paint, soil, and dust, conducting a study
on the hazard potential of renovation and remodelling, establishing and
monitoring a laboratory accreditation program, and dealing with training and
certification of abatement workers; developing a lead hazard brochure;
promulgating model state LBP programs; promulgating guidelines dealing with
renovation and remodelling of residential and commercial buildings that contain
LBP; establishing risk assessment guidelines in coordination with the HUD and the
Center for Disease Control; and increase support to begin disseminating
information to the states and other entities with the Regions. Funds are
requested to provide states with financial assistance to develop state plans
governing abatement worker training and certification; and contractor
certification and performance standards.
Additional emphasis will be to continue reviewing and screening chemical
clusters by use patterns. Activities concerning the risk assessment/management
process include development of ecological risk characterizations in support of
risk management; promotion of risk reduction and responsible risk management
practices throughout the lifecycle of major chemicals of concern; promotion of
the public's understanding of the risks of chemicals and public involvement in
environmental decision making through dissemination of right-to-know information
on toxic chemicals; and continued encouragement of information sharing and
exploration of potential opportunities for joint effort/voluntary actions. EPA
has identified specific industries of concern and will continue to examine their
risks. In 1994, the implementation of the Agency's lead strategy includes
expanding the geographic "hot spot" identification effort beyond the Agency pilot
in Region V; developing cheaper alternatives to current lead identification,
management, and abatement techniques; and continuing emphasis on updating and
improvement of professional training and public outreach.
The 33/50 program will continue efforts to encourage voluntary private
sector participation in reduction of toxic emissions of certain chemicals;
development of program linkages with state toxic-use reduction programs;
9-37
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implementation of the 33/50 program segment of the Mexico-U.S. Border
Environmental Plan; and coordination and implementation of the various Regional
and Headquarters outreach activities, including development of an awards program
for participating companies.
In association with specific indoor air pollutants, EPA will develop indoor
air exposure models for aerosol products; evaluate multi-media impacts of
substitute chemicals/products; and develop building audit materials and field
test to confirm audit material usefulness. The Inventory Update Rule will be
expanded to include chemical uses. The Polychlorinated Biphenyls (PCBs) Disposal
rule will be promulgated.
1993 Program
In 1993, the Agency is allocating a total of $25,536,300 supported by 161.7
total workyears for this program, of which $11,291,300 is from the Program and
Research Operations appropriation and $14,245,000 is from the Abatement, Control
and Compliance appropriation.
EPA is identifying specific industry sectors and use processes, such as
paint stripping, for pollution prevention action. EPA is examining the risks
associated with the chemicals used in these sectors and processes and define
opportunities (e.g., chemical substitution, process changes) for pollution
prevention to effect safer uses of chemicals where possible.
In 1992, Title X was added to EPA's mandate. The Office of Pollution
Prevention and Toxics (OPPT) has identified the specific provisions which require
implementation in 1993 and beyond. OPPT is also determining how the provisions
of Title X will impact the Agency's lead strategy activities, and has begun the
activities described above. Also, EPA has established the National Lead
Information Center (clearinghouse and hotline). Lead strategy activities include
establishment of a system to identify and respond to geographic "hot spots"
involving lead exposure to children; and development of public outreach and
education programs with respect to reducing human exposure. These activities are
being accomplished through joint Headquarters/Regional efforts, and in
cooperation with other EPA offices, HUD, and the states. Current uses of lead
are being evaluated to determine whether they pose a hazard, while hazards
associated with contamination resulting from past use of lead must be abated.
The policy and procedural reforms initiated in 1991 in the Existing
Chemical Review program are largely in place. Consistent with the intent of
these reforms, as well as internal Agency strategic planning and policy
decisions, a major shift in focus has been made to the risk assessment and risk
management areas of the Existing Chemical Review program. This change focuses
on the Toxic Substances Control Act's (TSCA) potential as a major pollution
prevention tool, and includes addressing multiple chemicals in a staged or
graduated array of regulatory or non-regulatory risk management actions. A
Confidential Business Information (CBI) reform proposal designed to reduce the
number of TSCA CBI claims is being drafted. There will also be published a
proposed rulemaking regarding PCBs disposal.
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In 1993, the 33/50 initiative continues to encourage voluntary private
sector participation in reduction of toxic emissions of certain chemicals;
extension of the model beyond the 33/50 program, as Regions perform these
functions for other chemicals of concern that will emerge from the OPPT existing
chemical management process; and development of program linkages with state
toxic-use reduction programs that are growing throughout the country.
Congressional Directives. A total of $2,175,000 in 1993 was for the
Congressionally-directed project of lead abatement, of which $300,000 was
earmarked for lead hazard prevention strategies.
1992 Accomplishments
In 1992, the Agency obligated a total of $23,833,400 supported by 138.1
total workyears for this program, of which $9,037,900 was from the Salaries and
Expenses appropriation and $14,795,500 was from the Abatement, Control and
Compliance appropriation.
In 1992, EPA received a large volume of 8{e) submissions due to the 8(e)
Compliance Audit Program (CAP) project which encouraged companies to audit their
files for information reportable under section 8(e). The Agency continued
efforts which support its responsibilities under the EPA/HUD Memorandum of
Understanding (MOU) on lead-in-paint and our consent decree obligations for
dioxin. Various activities were continued concerning the PCS regulatory program,
as well as activities involving PCS and asbestos ban exemptions; PCB disposal
permitting; funding for the human monitoring adipose tissue survey; several
pollution prevention initiatives which began in 1991; and a state cooperative
agreement funding program which was also began in 1991.
In 1992, major emphasis was focused on the screening of TRI data,
identifying candidates for toxicity testing both for sections 313 and 110 of
SARA, and coordinating with other EPA offices, Federal and state agencies and
international organizations in information gathering, risk assessment, and
hazard/risk management efforts, risk screening and risk management on groups or
clusters of chemicals in similar industrial use categories. Strategies for risk
assessment or risk management, including both regulatory and non-regulatory
approaches, were developed for selected chemicals or groups of chemicals. The
33/50 initiative focused on achieving significant reductions in the emissions of
certain high priority toxic substances. A rulemaking was published regarding a
finding under section 4(a) of TSCA that refractory ceramic fibers may present a
significant risk from cancer.
NEW CHEMICAL REVIEW
1994 Program Request
The Agency requests a total of $15,379,300 supported by 150.4 total
workyears for the New Chemical Review program, of which $10,507,500 will be for
the Program and Research Operations appropriation and $4,871,800 will be for the
Abatement, Control and Compliance appropriation. This represents an increase of
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$170,200 for Program and Research Operations; no change for Abatement, Control
and Compliance; and a decrease of 5.0 total workyears. The increase in Program
and Research Operations reflects increased workforce costs. The decrease in
total workyears reflects the President's commitment to reducing the size of the
Federal workforce.
In 1994, we estimate receipt of approximately 2,500 new chemical notices.
About 200 of the submissions are expected to result in voluntary or formal
control actions. The majority of notices will be subject to the user fee rule
published in 1988, generating approximately $3,000,000 in revenues for deposit
into the General Fund. Over 50% of all PMNs currently submitted provide
additional information detailing pollution prevention practices and activities
being followed by industry. Continued implementation of the New Chemical Follow-
up Rule will enable the New Chemical Review program to include more new chemicals
under Significant New Use Rules (SNURs), thereby reducing the time margin during
which a SNUR can be preempted by the introduction of a chemical into commerce.
Rulemaking activities in the new chemicals area will focus on finalizing
amendments to the premanufacture notice (PMN) rules. Rulemaking activities in
the biotechnology area will focus on publishing a biotechnology notice of
proposed rulemaking, and supporting activities needed to finalize the Rule.
Submissions for microbial products are expected to remain constant at 23. It is
anticipated that most of these submissions will result in Toxic Substances
Control Act (TSCA) section 5(e) orders. As with any new program, numerous
questions of policy and review process modifications are anticipated. Scientific
staff will continue to develop assessment tools, data, and guidance documents for
the biotechnology program. These efforts will be coordinated with other EPA and
non-EPA groups.
1993 Program
In 1993, the Agency is allocating a total of $15,209,100 supported by
155.4 total workyears for this program, of which $10,337,300 is from the Program
and Research Operations appropriation and $4,871,800 is from the Abatement,
Control and Compliance appropriation.
In 1993, the Agency expects new chemical PMN submissions to total 2,500.
The majority of notices are subject to the user fee rule, generating
approximately $3,000,000 in revenues for deposit into the General Fund. We also
estimate that 23 notices will be received for microbial products. Review
procedures for microbial products are more resource intensive than regular
submissions and are expected to result in TSCA section 5(e) orders on most
submissions to require development of additional information.
Rulemaking activities in 1993 focus on proposing amendments to the PMN
rule. In late 1993, the Agency plans to issue a broad set of rules to inform the
public how EPA proposes to regulate biotechnology products.
1992 Accomplishments
In 1992, the Agency obligated a total of $16,533,700 supported by 148.7
total workyears for this program, of which $10,066,000 was from the Salaries and
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Expenses appropriation, and $6,467,700 was from the Abatement, Control and
Compliance appropriation.
In 1992, the New Chemical Review program received 1,891 PMNs for new
chemicals and conducted 23 biotechnology reviews. 187 of the submissions
resulted in voluntary or formal control actions. The majority of PMNs were
subject to the user fee rule, generating $2,382,100 in revenues for deposit into
the General Fund.
ASBESTOS IN BUILDINGS
1994 Program Request
The Agency requests a total of $4,844,300 supported by 24.3 total workyears
for this program, of which $1,645,000 will be for the Program and Research
Operations appropriation and $3,199,300 will be for the Abatement Control and
Compliance appropriation. This represents an increase of $34,800 for Program and
Research Operations, a decrease of $1,881,000 for Abatement, Control and
Compliance; and a decrease of 0.7 total workyears. The increase in Program and
Research Operations reflects increased workforce costs. The decrease in
Abatement, Control and Compliance reflects the fact that no funding is being
sought for the Asbestos School Hazard Abatement Act (ASHAA) Loan and Grant
Program. Most states have now established asbestos management and contractor
accreditation programs for schools and can be expected to continue to support
these programs.
In 1994, the Asbestos in Buildings program will support activities
necessary for Federal, state and local governments and the private sector to
develop and implement asbestos control and management programs. These activities
include continued interaction with the Occupational Safety and Health
Administration and the states; oversight of asbestos research; and case studies
on asbestos management in industrial and other settings. The Agency will
continue close-out site evaluations of ASHAA loan and grant projects previously
awarded and will monitor projects awarded in 1993. Under a grant with the Senior
Environmental Employment (SEE) program, EPA will continue to provide technical
assistance to schools and public and commercial building owners.
The Agency will provide other technical assistance, guidance documents and
training materials to assist schools in complying with Asbestos Hazard Emergency
Response Act (AHERA) rules. EPA will continue to help states improve their
accreditation programs, which they are required to establish under AHERA, and
other state management programs affecting schools.
Funding of cooperative agreements to establish and expand state asbestos
accreditation and management programs will continue. This funding provides
start-up monies to help the states establish enhanced, comprehensive asbestos
abatement programs in public and commercial buildings, expanding beyond the focus
on asbestos abatement in schools.
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1993 Program
In 1993, the Agency is allocating a total of $7,690,500 supported by 25.0
total workyears for this program, of which $1,610,200 is from the Program and
Research Operations appropriation and $5,080,300 is from the Abatement, Control
and Compliance appropriation, and $1,000,000 is from the Credit Reform Program
account.
In 1993, through a technical assistance grant with the SEE, EPA is
continuing to provide the Regions with qualified staff to assist public and
commercial building owners and enhance state and local program development.
Resources also support continued AHERA accreditation activities, including
technical assistance, updated model training courses, and appropriate AHERA
policy updates. The Agency will continue to monitor the progress of ASHAA loan
and grant abatement projects. About 2,933 individual abatement projects have
been funded through 1992.
Congressional Directives. A total of $1,881,000 is for the Congressionally-
directed asbestos worker training grants. A total of $1,000,000 is for the
Congressionally-directed administration of the Asbestos Loans and Grants program.
1992 Accomplishments
In 1992, the Agency obligated a total of $10,825,600 supported by 21.8
total workyears for this program, of which $1,449,500 was from the Salaries and
Expenses appropriation and $7,082,900 was from the Abatement, Control and
Compliance appropriation, and $2,293,200 was from the Credit Reform Program
account.
During 1992, EPA staff conducted close-out inspections of ASHAA abatement
projects funded in previous years, and advised school officials with respect to
AHERA requirements. Appropriate asbestos abatement activities for public and
commercial buildings were implemented under the terms of the Agency's 1988 Report
to Congress. This included an agreement with the Occupational Safety and Health
Administration to reopen its asbestos standard regarding protection of service
workers in public and commercial buildings. The Agency provided $500,000 in
funding to the Health Effects Institute (HEI) in 1992.
REGIONAL TOXICS PROGRAM
1994 Program Request
The Agency requests a total of $2,176,500 supported by 19.3 total workyears
for this program, of which $982,000 will be for the Program and Research
Operations appropriation, and $1,194,500 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $13,700 for the Program
and Research Operations appropriation, an increase of $400 for the Abatement,
Control and Compliance appropriation, and a decrease of 0.3 total workyears. The
increase in the Program and Research Operations appropriation reflects increased
workforce costs. The increase in the Abatement, Control and Compliance
appropriation represents the movement of administrative expense funds from the
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Salaries and Expenses appropriation to the Abatement, Control and Compliance
appropriation due to the restructuring of the Agency's accounts. The decrease
in total workyears reflects the President's commitment to reducing the size of
the Federal workforce.
Emphasis in 1994 will continue to focus on enhancing the capabilities of
Regions and states to address problems with PCBs, asbestos, and other toxic
pollutants. Administrative support will be given to new and expanding state
implementation as the states address multi-chemical priority areas identified by
TRI. Regional resources will be used to disseminate information to the states
and other entities within the Regions, and to support Agency workgroups.
Regional initiatives will also support the Agency's lead strategy by targeting
urban communities for outreach and education activities. Abatement, Control and
Compliance resources are being provided to the Regions to conduct mass mailings,
set up workshops, and develop informational material to support outreach and
technical assistance activities of the Regions. Resources for the 33/50 program
will focus on achieving significant reductions in the emissions of certain high
priority toxic substances.
1993 Program
In 1993, the Agency is allocating a total of $2,162,400 supported by 19.6
total workyears, of which $968,300 is from the Program and Research Operations
appropriation, and $1,194,100 is from the Abatement, Control and Compliance
appropriation.
Emphasis in 1993 continues on enhancing the capabilities of the Regions and
states to address problems with PCBs, asbestos, and other toxic pollutants. The
national goal for asbestos continues to be reducing exposure to the public from
asbestos in the Nation's schools and in public and commercial buildings. The
major role for the Regions is to assist states, localities, and the private
sector by expanding state enhancement activities through grant assistance for
state planning, program integration and expansion of the worker accreditation
program. Regional resources will be used to support Agency workgroups. The
33/50 initiative will continue to focus on achieving significant reductions in
the emissions of certain high priority toxic substances. Abatement, Control and
Compliance funds provide resources to the Regions to set up workshops and develop
informational material to support outreach and technical assistance activities.
1992 Accomplishments
In 1992, the Agency obligated a total of $1,170,800 supported by 15.3 total
workyears for this program, of which $730,400 was from the Salaries and Expenses
appropriation, and $440,400 was from the Abatement, Control and Compliance
appropriation.
The Regional program focused on enhancing the capabilities of the Regions
and states to address problems with PCBs, asbestos, and other toxic pollutants.
The Regions assisted states, localities, and the private sectors by expanding
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state enhancement activities through grant assistance for state planning, program
integration and expansion of the worker accreditation program. Abatement,
Control and Compliance funds provided resources to the Regions to set up
workshops and develop informational material to support outreach and technical
assistance activities in lead, asbestos and TRI.
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PROGRAM
TOXIC SUBSTANCES
OPPTS Emergency Planning and Community Right-to-Know
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REO
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
OPPTS - EPCRA
Program & Research
Operations
Abatement Control and
Compliance
$5,128.0 $5,674.4 $5,620.4 $5,609.5 $5,853.2 $243.7 $178.8
$13,943.2 $16,939.7 $12,431.8 $12,431.1 $17,431.1 $5,000.0 $491.4
TOTAL $19,071.2 $22,614.1 $18,052.2 $18,040.6 $23,284.3 $5,243.7 $670.2
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
OPPTS Emergency Planning
and Community Right-
$5,128.0 $5,674.4 $5,620.4 $5,609.5 $5,853.2 $243.7
$13,943.2 $16,939.7 $12,431.8 $12,431.1 $17,431.1 $5,000.0
to-Know
TOTAL $19,071.2 $22,614.1 $18,052.2 $18,040.6 $23,284.3 $5,243.7
$178.8
$491.4
$670.2
PERMANENT UORKYEARS
OPPTS - EPCRA
TOTAL PERMANENT UORKYEARS
86.0
86.0
94.2
94.2
91.8
91.8
91.7
91.7
91.4
91.4
-3
-3
-2.8
-2.8
TOTAL WORKYEARS
OPPTS - EPCRA
TOTAL WORKYEARS
89.8
89.8
94.2
94.2
91.8
91.8
91.7
91.7
91.4
91.4
-3
-3
-2.8
-2.8
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TOXIC SUBSTANCES
OPPTS Emergency Planning and Community Right-to-Know
Budget Request
The Agency requests a total of $23,284,300 supported by 91.4 total
workyears for 1994, of which $5,853,200 will be for the Program and Research
Operations appropriation and $17,431,100 will be for the Abatement, Control and
Compliance appropriation. This request represents an increase of $243,700 in the
Program and Research Operations appropriation, an increase of $5,000,000 for the
Abatement, Control and Compliance appropriation, and a decrease of 0.3 total
workyears.
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW
1994 Program Request
The Agency requests a total of $23,284,300 supported by 91.4 total
workyears for this program, of which $5,853,200 will be for the Program and
Research Operations appropriation and $17,431,100 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $243,700
in Program and Research Operations; an increase of $5,000,000 in Abatement,
Control and Compliance; and a decrease of 0.3 total workyears. The increase in
Program and Research Operations reflects increased workforce costs. The decrease
in total workyears reflects the President's commitment to reducing the size of
the Federal workforce. The increase in Abatement, Control and Compliance
reflects restoration of data on the National Library of Medicine database;
compliance notifications and compliance case support; training for, and
analytical support to, the public and other users; expansion of TRI and other
activities.
In 1994, the Toxics Release Inventory (TRI) program will continue to
emphasize data quality and expanding the use of the TRI data by state and local
governments, other EPA offices, and industry. Additional resources will support
in-depth, multi-media audits of several of the largest emitters reporting on TRI.
In addition, the data quality initiative will include a multi-media health and
environmental assessment of these releases, and take into account reported
releases from other facilities in the same geographic area. A fifth National
Report will be published and the program will continue to refine and revise the
TRI list of chemicals by rule, respond to petitions, process trade secret claims,
provide state and Regional assistance, and maintain the Title III hotline.
Public and industry outreach activities will continue.
PPA/90 will have a significant impact on TRI program activities in 1994.
PPA/90 added reporting requirements for each owner/operator of a facility
required to file under section 313 of SARA. The additional information that must
be filed includes an annual reporting of toxic chemical source reduction and
recycling efforts. The expanded report must be filed for each chemical required
to be reported under SARA section 313, and EPA is required to make this
information available to the public in the same manner as the TRI data.
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Implementation of PPA/90 requires an increase in the structure of the TRI
database and the issuance of new reporting rules, as well as an intensive
technical assistance effort to enable industry to comply with the requirements.
Systems and hardware development, rulemaking, and the development of
training/technical assistance programs began in 1991. During 1994, activities
will continue with the operation and maintenance of the restructured TRI
database, and modification of the National Library of Medicine's (NLM) public
access system and other public access means, such as magnetic media tapes. In
late 1993 EPA will begin receiving and processing PPA/90 reporting forms for
calendar year 1993.
In 1994, the Regional program will continue outreach activities to
encourage comprehensive, accurate, and timely reporting of emissions by industry;
provide TRI information to Regional media, offices, states and the public;
encourage the use of the data by Regional programs and state agencies; and work
with Headquarters to make the data available to the public. Regional staff will
provide training and assistance to industry concerning the new reporting
requirements of PPA/90 in addition to training with respect to access and use of
TRI data. Agency enforcement staff and personnel from other media will use TRI
data to target facility inspections. Regional staff will also work to decrease
emissions by focusing public attention on the data, working with state and local
agencies to identify facilities of concern, and providing pollution prevention
information and technology transfer to the regulated industries. EPA will
continue to work with state agencies and tribal components to facilitate cross-
program, inter- and intra-agency communications and coordination on use and
interpretation of, and programmatic response to, the data.
1993 Program
In 1993 the Agency is allocating a total of $18,040,600 supported by 91.7
total workyears for this program, of which $5,609,500 is from the Program and
Research Operations appropriation, and $12,431,100 is from the Abatement, Control
and Compliance appropriation.
In 1993 the TRI program is focusing on more efficient processing of forms,
assessment of data quality, and improved accessibility/usability of the NLM
database and TRI "other means" products. Efforts continue to refine and revise
the TRI list of chemicals by rule, respond to petitions, process trade secret
claims, provide state and Regional assistance, maintain the Title III hotline,
conduct public and industry outreach activities, and proceed with the fee waiver
program.
Initial implementation of the PPA/90 requirements continue in 1993 with the
restructuring of the TRI database to accommodate additional information that will
be reported. Other activities include redesign of the reporting forms,
rulemakings, and the development of training and technical assistance programs
to enable industry to comply with the new reporting requirements.
The Regional program continues outreach activities to encourage
comprehensive, accurate, and timely reporting of emissions by industry; provide
TRI information to Regional offices, states and the public; encourage the use of
the data by Regional programs and state agencies; provide training concerning
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access and use of TRI data; and work with Headquarters to make the data available
to the public. Public outreach efforts also include providing interpretation/
information to the public concerning chemical releases, informing them on ways
to access the data, and facilitating communications with other Regional offices.
Regional staff are working to decrease emissions through data analysis, working
with state and local agencies to identify facilities of concern, and providing
pollution prevention information/technology transfer to the regulated industries.
Regional staff are also conducting industry audits to identify opportunities for
waste minimization and pollution prevention activities and provide information
to state programs on waste minimization and pollution prevention.
1992 Accomplishments
In 1992, the Agency allocated a total of $19,071,200 supported by 86.0
total workyears for this program, of which $5,128,000 was from the Salaries and
Expenses appropriation and $13,943,200 was from the Abatement, Control and
Compliance appropriation.
In 1992, EPCRA focused on maintaining its operational components while
seeking to improve data quality. Data quality efforts included a multi-level
approach to identifying and correcting errors in the data submitted and providing
a number of states with start-up grants to initiate self-perpetuating state level
data quality assurance efforts relating to section 313 submissions. To ensure
that access to the TRI database was not limited by economic need and to encourage
initial data access, the fee waiver program was initiated to provide access to
the NLM database to qualified applicants. The program continued to process
petitions for addition and deletion of section 313 chemicals. A fourth National
Report was published, comparing third and fourth year data and assessing the
reasons for changes in release data.
In 1992, the Regional EPCRA program addressed 6 major areas: 1) promoting
full reporting by all covered facilities; 2) supporting the use of the TRI data
within the Regional office and in the states; 3) supporting the public's use of
the data; 4) continuing industry outreach activities; 5) promoting better quality
of data; and 6) managing grants to states.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
TOXIC SUBSTANCES
ENFORCEMENT
Toxic Substances Enforcement 9-49
Toxic Substances Enforcement 9-50
Toxic Substances Enforcement Grants 9-52
OPPTS Emergency Planning & Community Right to Know Enforcement . . 9-53
OPPTS Emergency Planning & Community Right to Know Enforcement 9-53
-------
TOXIC SUBSTANCES
Toxic Substances Enforcement
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Toxic Substances
Enforcement
Program & Research $10.162.2 $10,898.8 $10,689.9 $10,671.0 $10,636.6 -$34.4 -$262.2
Operations
Abatement Control and $2,243.6 $2,388.2 $1,635.0 $1,588.9 $1,579.6 -$9.3 -$808.6
Compliance
TOTAL $12,405.8 $13,287.0 $12,324.9 $12,259.9 $12,216.2 -$43.7 -$1,070.8
Toxic Substances
Enforcement Grants
Abatement Control and $5,161.2 $5,100.0 $5,100.0 $5,100.0 $5,100.0
Compliance
TOTAL $5,161.2 $5,100.0 $5,100.0 $5,100.0 $5,100.0
TOTAL:
Program & Research $10,162.2 $10,898.8 $10,689.9 $10,671.0 $10,636.6 -$34.4 -$262.2
Operations
Abatement Control and $7,404.8 $7,488.2 $6,735.0 $6,688.9 $6,679.6 -$9.3 -$808.6
Compliance
Toxic Substances TOTAL $17,567.0 $18,387.0 $17,424.9 $17,359.9 $17,316.2 -$43.7 -$1,070.8
Enforcement
PERMANENT WORKYEARS
Toxic Substances
Enforcement
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Toxic Substances
Enforcement
TOTAL WORKYEARS
177.6 187.2 184.1
177.6 187.2 184.1
184.4 187.2 184.1
184.4 187.2 184.1
181.7 176.0
181.7 176.0
181.7 176.0
181.7 176.0
-5.7 -11.2
-5.7 -11.2
-5.7 -11.2
-5.7 -11.2
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TOXIC SUBSTANCES
Toxic Substances Enforcement
Budget Request
The Agency requests a total of $17,316,200 and 176.0 total workyears for
1994. Of the request, $10,636,600 will be for the Program and Research
Operations appropriation, and $6,679,600 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease of 5.7 workyears, a
decrease of $34,500 in the Program and Research Operations appropriation, and a
decrease of $9,300 in the Abatement, Control and Compliance appropriation. The
decrease in workyears reflects the President's commitment to reducing the size
of the Federal workforce.
TOXIC SUBSTANCES ENFORCEMENT
1994 Program Request
The Agency requests a total of $12,216,200 and 176.0 total workyears for
this program, of which $10,636,600 will be for the Program and Research
Operations appropriation and $1,579,600 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease of 5.7 workyears, a
decrease of $34,400 for Program and Research Operations and a decrease of $9,300
for the Abatement, Control and Compliance appropriation. The reduction in the
Program and Research Operations appropriation reflects the reduction in total
workyears in support of the President's commitment to reducing the Federal
workforce and the Agency's effort not to reduce workyears in high priority
programs such as lead, asbestos, TRI, pesticides registration and enforcement,
and contracts management. This decrease reflects elimination or completion of
1993 Congressional directives.
Headquarters will continue to manage the national toxic substances
enforcement program through guidance to and periodic reviews of Regional
programs. Headquarters also manages a cooperative agreement with the National
Council of Senior Citizens (NCSC) to conduct compliance monitoring inspections
in support of the asbestos-in-schools rule. Headquarters also exercises overall
authority in conducting the Agency's laboratory data integrity program. EPA will
continue to conduct full-scale audits of completed test studies submitted to the
Agency, and inspections of testing laboratories to verify compliance with good
laboratory practices. Headquarters personnel will coordinate with the Office of
Pollution Prevention and Toxics to develop enforceable Lead regulations under
Title X.
Both the Regions and Headquarters will also prepare and issue notices of
noncompliance and civil administrative complaints and will provide technical
assistance and support as necessary to the Office of Enforcement (OE) in the
prosecution of civil judicial and criminal cases. Headquarters and Regional
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staff will continue to provide overall policy guidance and oversight management
in support of the state cooperative enforcement agreement program.
Regional personnel will conduct compliance inspections in support of the
Toxic Substances Control Act (TSCA) section 5 new chemical regulations, section
8 reporting rules, and section 6 inspections in support of regulations on PCBs,
develop and initiate enforcement actions, and manage contractor and state
inspection programs. Three Regions will assist in the laboratory data integrity
program by conducting good laboratory practices (GLP) inspections at laboratories
that perform toxic substances testing.
1993 Program
In 1993, the Agency is allocating a total of $12,259,900 and 181.7 total
workyears for this program, of which $10,671,000 is from the Program and Research
Operations appropriation and $1,588,900 is from the Abatement, Control and
Compliance appropriation.
The Regions are conducting inspection programs to determine compliance with
TSCA rules. The Regional offices are preparing and issuing notices of
noncompliance and civil administrative orders, and developing and prosecuting
cases when compliance is not achieved. The Regions are also providing assistance
to firms that are either seeking to comply voluntarily with TSCA requirements,
or that wish to take remedial actions to achieve compliance. During settlement
negotiations, Headquarters and Regions are advocating pollution prevention
activities to encourage broader participation by industry and the public through
enforcement outreach, and technical assistance activities designed to change
production use and recycling habits.
Thirty-five states currently participate in the cooperative enforcement
agreement program. Headquarters and Regions provide national guidance to states,
prepare and file cases, and manage the grant program.
In addition to providing overall program guidance and management,
Headquarters is managing the laboratory data integrity program and conducting
audits of test studies submitted to the Agency under TSCA testing rules.
Headquarters staff are managing the NCSC cooperative agreement that supports
compliance monitoring inspections under the Asbestos Hazard Emergency Response
Act (AHERA) program, and PCB regulations. Headquarters is also participating in
regulation development directed by the Office of Pollution Prevention and Toxics,
and preparing enforcement response policies and compliance monitoring strategies
for newly developed regulations.
1992 Accomplishments
In 1992, the Agency obligated a total of $12,405,800 supported by 177.6
total workyears for this program, of which $10,162,200 was from the Salaries and
Expense appropriation and $2,243,600 was from the Abatement, Control and
Compliance appropriation.
In 1992 the program conducted compliance inspections, data processing, and
scientific review of data audits. The Regional offices conducted compliance
9-51
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inspections in support of existing TSCA rules, placing particular emphasis on the
sections 5 and 8 program, PCBs, and asbestos-in-schools inspections under section
6. Upon detection of violations, including those originating from
state-conducted inspections, the Regional staff developed and prosecuted
enforcement cases.
TOXIC SUBSTANCES ENFORCEMENT GRANTS
1994 Program Request
The Agency requests a total of $5,100,000 for this program, all of which
will be for the Abatement, Control and Compliance appropriation. Thirty-five
states participate in this program, which emphasizes compliance monitoring of
chemical control rules, particularly for PCBs and asbestos. This reflects the
program's continuing commitment to building state capabilities in toxics
enforcement.
States will continue to receive guidance and direction to develop
comprehensive TSCA authorities for case development. The multi-media initiative
will continue to provide states with resources to develop TSCA legislative
authorities for enhancing enforcement within and across media. These resources
will also enable improved screening capabilities for data on cross-media
violators. Inspector training in cross-media issues will also be augmented.
1993 Program
In 1993, the Agency is allocating a total of 55,100,000 for this program,
all of which is from the Abatement, Control and Compliance appropriation. These
funds continue to support state-conducted toxic substances compliance monitoring
programs focusing on section 6 chemical control rules, particularly PCB and
asbestos compliance monitoring.
1992 Accomplishments
In 1992, the Agency obligated a total of $5,161,200 for this program, all
of which was from the Abatement, Control and Compliance appropriation. These
funds supported state cooperative enforcement agreement programs in thirty-five
states.
In 1992, states conducted PCB and/or asbestos compliance inspections under
the terms of their respective agreements. A program of state enhancement
continued, which assisted states in developing expanded and more comprehensive
legislative authorities and increased their roles to include toxic enforcement
case development. Additionally, cooperative agreements were awarded to two
states to undertake multi-media enforcement programs.
9-52
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TOXIC SUBSTANCES
OPPTS - EPCRA Enforcement
ACTUAL PRES. ENACTED CURRENT REQUEST
1992 BUDGET 1993 ESTIMATE 1994
1993 1993
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
OPPTS - EPCRA -
Enforcement
Program & Research
Operations
Abatement Control and
Compliance
$822.3 $880.9 $802.7 $802.0 $858.2 $56.2 -$22.7
$2,692.5 $2,365.3 $1,535.9 $1,547.4 $1,547.4 -$817.9
TOTAL $3,514.8 $3,246.2 $2,338.6 $2,349.4 $2,405.6 $56.2 -$840.6
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
OPPTS - EPCRA
Enforcement
$822.3 $880.9 $802.7 $802.0 $858.2
$2,692.5 $2,365.3 $1,535.9 $1,547.4 $1,547.4
TOTAL $3,514.8 $3,246.2 $2,338.6 $2,349.4 $2,405.6
$56.2
-$22.7
-$817.9
$56.2 -$840.6
PERMANENT WORKYEARS
OPPTS - EPCRA -
Enforcement
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
OPPTS - EPCRA -
Enforcement
TOTAL WORKYEARS
14.2
14.2
15.3
15.3
14.4
14.4
14.4
14.4
14.3
14.3
14.3
14.3
14.3
14.3
14.3
14.3
14.3
14.3
14.3
14.3
-1
-1
-1
-1
9-53
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TOXIC SUBSTANCES
OPPTS Emergency Planning and Community Right-to-Know Enforcement
Budget Request
The Agency requests a total of $2,405,600 supported by 14.3 total workyears
for 1994. Of this amount, $858,200 will be for the Program and Research
Operations appropriation and $1,547,400 will be for the Abatement, Control and
Compliance appropriation.
OPPTS EPCRA ENFORCEMENT
1994 Program Request
The Agency requests a total of $2,405,600 supported by 14.3 total workyears
for this program, of which $858,200 will be for the Program and Research
Operations appropriation, and $1,547,400 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $56,200 for the Program
and Research Operations appropriation. The increase in Program and Research
Operations reflects increased workforce costs.
In 1994, Headquarters will continue to review and update enforcement
response policies, compliance monitoring strategies, procedural manuals and
guidance relating to the Emergency Planning and Community Right-to-Know Act
(EPCRA). Headquarters will also manage a grant with the National Council of
Senior Citizens (NCSC) to conduct compliance inspections and provide paralegal
case development under EPCRA. Such grantee support enables the Agency to reach
a broader portion of the regulated community. Headquarters will continue
automated data processing (ADP) support for a computer system to target
compliance inspections. The computer system will cross-check production and
facility profile data to identify prime compliance inspection targets. ADP
support will also enable Regions to monitor inspections and cases to manage the
program most efficiently. Headquarters will also continue to assist states in
the development of their own EPCRA enforcement programs through a pilot state
grant program.
In 1994, Regions will conduct compliance inspections of chemical facilities
that use, manufacture or process potentially harmful chemicals to verify that
such facilities observe the reporting requirements of EPCRA. The data submitted
informs the public and EPA of the presence of toxic chemicals at the
manufacturing facility and documents the release of toxic chemicals into the
environment. Headquarters and Regions will continue to utilize this data to
develop the Toxic Release Inventory (TRI). The use of TRI data by Federal,
state, and local governments is an important pollution prevention and risk
reduction tool. With this information, local authorities will prepare more
effective emergency response plans, training programs, and notification
procedures to protect health and the environment in their respective areas.
Headquarters and Regions will utilize TRI data to determine appropriate pollution
prevention measures to incorporate in case settlements.
9-54
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Targets of enforcement actions will continue to emphasize data quality and
non-reporting. By emphasizing the quality and accuracy of data received, the
Agency will enhance the usefulness of the TRI system. Since many such facilities
are also subject to the reporting requirements of sections 5, 8 and 13 of the
Toxic Substances Control Act (TSCA), the Regions will integrate EPCRA inspections
with TSCA sections 5 and 8 recordkeeping and reporting inspections where
possible. The Regions will develop appropriate enforcement actions in response
to any violations of EPCRA detected during inspections.
1993 Program
In 1993, the Agency is allocating a total of $2,349,400 supported by 14.3
total workyears for this program, of which $802,000 is from the Program and
Research Operations appropriation and $1,547,400 of which is from the Abatement,
Control and Compliance appropriation.
Headquarters continues to provide case development support and guidance to
the Regional offices for EPCRA enforcement cases, and manage extramural project
funds. A computerized enforcement and penalty strategy for faulty reporting is
managed at Headquarters. The state EPCRA cooperative agreement enforcement
program will continue to encourage states to develop their own EPCRA compliance
programs.
Regions are targeting enforcement efforts toward certain facilities which
have violated other environmental statutes, are located in sensitive ecosystems
or near population centers. In response to Section 313 reporting requirements,
Regions are identifying and taking action against those industry facilities that
are required to report under Section 313, but fail to do so. Inspections to
identify non-reporters help to define the regulated universe enabling Regions to
become increasingly efficient in targeting inspections with each new section 313
reporting cycle. Enforcement efforts are expanding to target late reporting and
data quality violations.
1992 Accomplishments
In 1992, the Agency obligated a total of $3,514,800 supported by 14.2 total
workyears for this program. Total dollars included $822,300 from the Salaries
and Expense appropriation and $2,692,500 from the Abatement, Control, and
Compliance appropriation.
In 1992, Headquarters continued a pilot program to assist states in the
development of their own EPCRA enforcement programs. Four states participated
in the cooperative agreement program, which has as its goal greater EPCRA
enforcement capacity. Headquarters participated in regulation development to
assure the enforceability of new rules, and developed guidance documents and
inspection guidelines to implement specific program activities. Headquarters
also provided oversight and assistance in regional case development to ensure
program-wide consistency among cases, assuring program integrity.
9-55
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The Regions provided compliance assistance to the regulated community, the
states, and local authorities. Compliance assistance includes responding to
inquiries from individual facilities or the regulated industry as a whole on
enforcement requirements, providing training in compliance matters to industry,
state or local representatives, and reviewing and implementing enforcement
policies, strategies and inspection procedures. The Regions also conducted a
limited number of compliance inspections, some of which were integrated with
other inspections under TSCA sections 5, 8 and 13. The Regions also initiated
case development as violations were detected.
9-56
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
MANAGEMENT AND SUPPORT 10-1
PROGRAM MANAGEMENT
Program Management 10-7
Program Management - Research and Development 10-10
Program Management - Enforcement 10-11
Program Management - Solid Waste and Emergency Response .... 10-12
Program Management - General Counsel 10-13
Program Management - Air and Radiation 10-13
Program Management - Water 10-14
Program Management - Prevention, Pesticides & Toxic Substances 10-16
AGENCY MANAGEMENT
Office of the Administrator/Executive Offices 10-17
Environmental Education Foundation 10-21
Office of Small and Disadvantaged Business Utilization .... 10-22
Risk Assessment and Management Commission 10-23
Office of Congressional and Legislative Affairs 10-23
Office of Communications, Education, and Public Affairs .... 10-24
Office of Executive Support 10-26
Office of Regional Operations and State/Local Relations .... 10-27
Immediate Office of the Administrator 10-28
Administrator's Representation Fund 10-29
Office of Civil Rights 10-29
Science Advisory Board 10-31
Office of Administrative Law Judges 10-32
Office of the Inspector General 10-33
Office of the Inspector General 10-34
Office of General Counsel 10-37
Office of General Counsel 10-38
Office of International Activities 10-41
Office of International Activities 10-42
Office of Policy, Planning and Evaluation 10-45
Program Management - Policy, Planning and Evaluation 10-47
Office of Policy Analysis 10-48
Office of Regulatory Management and Evaluation 10-51
Office of Strategic Planning & Environmental Data 10-54
Office of Administration and Resources Management 10-57
Program Management-Administration and Resources Management . . 10-60
Financial Management - Headquarters 10-61
Office of the Comptroller 10-62
Office of Environmental Equity 10-63
Human Resources Management 10-64
Organization and Health Services 10-65
Contracts and Grants Management - Headquarters 10-67
Facilities Management and Services 10-68
Information Systems and Services 10-69
REGIONAL MANAGEMENT
Regional Management 10-73
Resource Management - Regions 10-76
Contracts and Grants Management - Regions 10-77
Regional Counsel ' " 10-77
Regional Management 10-78
Planning, Evaluation and Analysis - Regions 10-79
Financial Management - Regions 10-81
-------
Human Resources Management - Regions 10-82
Administrative Management - Regions 10-82
SUPPORT COST
Support Costs 10-85
Lab Support - Pesticides and Toxic Substances 10-87
Professional Training 10-88
Nationwide Support Services 10-89
Headquarters Support Services 10-90
Regional Support Services 10-91
Lab Support - Air and Radiation 10-92
Automated Data Processing Support Costs 10-93
-------
MANAGEMENT AND SUPPORT
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
APPROPRIATION
Program & Research $460,963.4 $513.073.2 $207,315.7 $207,528.7 $222,701.7 $15.173.0 $290,371.5
Operations
Abatement Control and $52,243.4 $46,635.4 $341,856.2 $331,510.4 $336,327.1 $4.816.7 $289,691.7
Compliance
Office of Inspector $24,926.9 $28,294.0 $26,419.0 $26.419.0 $28,246.3 $1,827.3 -$47.7
General
Oil Spills Trust Fund $1,042.6 $735.3 $736.3 -$736.3 -$1,042.6
TOTAL, Management and Suppor $538,133.7 $589,045.2 $576,326.2 $566,194.4 $587,275.1 $21,080.7 -$1,770.1
FIFRA Revolving Fund $3,296.7 $2,744.0 -$2,744.0
PERMANENT WORKYEARS 3,206.8 3,422.0 3,521.2 3,476.8 3,435.7 -41.1 13.7
TOTAL WORKYEARS 3,383.0 3,422.0 3,521.2 3,476.8 3,435.7 -41.1 13.7
OUTLAYS $526,101.0 $575,480.7 $562,726.3 $556,896.3 $593,899.0 $37,002.7 $18,418.3
AUTHORIZATION LEVELS Authorization is by virtue of the Appropriation Act.
10-1
-------
MANAGEMENT AND SUPPORT
DI FFERENCE
PRES. CURRENT
BUDGET ENACTED ESTIMATE ENACTED VS EST. VS EST. VS
1993 1993 1993 PRES. BUD PRES. BUD ENACTED
(DOLLARS IN THOUSANDS)
APPROPRIATION
Program & Research $513,073.2 $207,315.7 $207,528.7 -$305,757.5 -$305,544.5 $213.0
Operations
Abatement Control and $46,635.4 $341,856.2 $331,510.4 $295,220.8 $284,875.0 -$10,345.8
Compliance
Office of Inspector $28,294.0 $26,419.0 $26,419.0 -$1,875.0 -$1,875.0
General
Oil Spills Trust Fund $1,042.6 $735.3 $736.3 -$307.3 -$306.3 $1.0
TOTAL, Management and Support $589,045.2 $576,326.2 $566,194.4 -$12,719.0 -$22,850.8 -$10,131.8
FIFRA Revolving Fund $2,744.0 $2,744.0 $2,744.0
PERMANENT WORKYEARS 3,422.0 3,521.2 3,476.8 99.2 54.8 -44.4
TOTAL WORKYEARS 3,422.0 3,521.2 3,476.8 99.2 54.8 -44.4
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
PROGRAM AND RESEARCH OPERATIONS
o Appropriation changes were made to implement the mandated Congressional account restructuring.
ABATEMENT. CONTROL AND COMPLIANCE
o Appropriation changes were made to implement the Congressional account restructuring.
o Reductions were made to implement Congressional directives.
10-2
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MANAGEMENT AND SUPPORT
OVERVIEW AND STRATEGY
Management and Support provides executive direction and policy oversight for
all Agency programs, as well as those administrative and support services that
are not assigned to a specific program. We will continue our efforts to provide
quality legal services, promote technically and economically defensible
regulatory and policy alternatives, enhance the public's perception and
understanding of the Agency's goals, manage for environmental results, and pursue
a focused human resources management effort to build a skilled career
environmental workforce.' The major components of this medium are Program
Management, Agency Management, Regional Management, and Support Costs.
Program Management references policy development, program development and
oversight, and the associated management activities for the Agency's
environmental program offices. This includes the Offices of Air and Radiation,
Water, Enforcement, Pesticides and Toxic Substances, General Counsel, Research
and Development, and Solid Waste and Emergency Response.
Agency Management includes Agency-wide management functions, policy
direction, and external affairs activities. The Headquarter's offices that bear
primary responsibility for Agency management consist of the Administrator, the
Deputy Administrator, Regional Operations and State/Local Relations,
Congressional and Legislative Affairs, and Communications, Education and Public
Affairs. Contained within the Office of the Administrator (OA) are staff offices
which include the Immediate Office, Executive Support, Administrative Law Judges,
Civil Rights, Science Advisory Board, the Risk Assessment Commission, Cooperative
Environmental Management, and Small and Disadvantaged Business Utilization.
International Activities coordinates the international efforts of EPA
through the following components: the International Cooperation Division, the
International Issues Division, and the Program Operations Division.
Policy, Planning and Evaluation is organized around the following
components: Program Management, Policy Analysis, Regulatory Management and
Evaluation, and Strategic Planning and Environmental Data.
Legal services for litigation in which the Agency is a defendant are
provided to Agency programs by the General Counsel in Headquarters and by a
Regional Counsel in each Regional office. The Office of General Counsel (OGC)
provides legal services and advice to the Administrator and Agency managers.
OGC, in cooperation with the Department of Justice, represents the Agency in all
legal matters in which the Agency is a defendant. Additionally, OGC reviews
proposed actions, decisions, and regulations to assure that they are legally
defensible.
Inspector General activities include independent audits and investigations
of Agency activities to promote economy, efficiency and effectiveness, and to
prevent and detect fraud, waste, and abuse in EPA programs and operations. These
activities are authorized by the Inspector General Act of 1978, as amended.
10-3
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Administration and Resources Management provides management activities in
Headquarters, as well as administrative services to all program operations
located in Cincinnati, Ohio and Research Triangle Park, North Carolina. The
office has several components: Program Management, Financial Management,
Environmental Equity, Comptroller, Organization and Health Services, Acquisition
Management, Grants and Debarment, Facilities Management and Services, Information
Systems and Services, and Human Resources Management.
Regional Management references the centralized management and administrative
functions performed in each Regional office. The Regional elements in this
component include the Regional and Deputy Regional Administrators, their
immediate staffs, and Regional staff for public affairs, congressional and
intergovernmental relations, and civil rights. Other activities performed are
budget development and execution, preparation of Regional operating plans, legal
services, program evaluation, financial management, personnel services,
information management, administration of Freedom of Information Act (FIOA)
requests, and facilities and property management.
Support Costs include the costs of general support services for all Agency
programs. These costs represent:
o Office and building services, such as library services, commercial
telephone use, printing and copying, utilities, security, ADP technical support,
and custodial and maintenance services for programs located at Headquarters,
Research Triangle Park, and Cincinnati;
o Nationwide costs, such as facility rental costs, centralized data
processing, U. S. Postal Services charges, Federal Telecommunications System
(FTS) charges, unemployment and workmen's compensation, and health and safety
costs for all Agency programs in all locations;
o Office and building services for laboratories and field stations operated
by the Office of Air and Radiation, Research and Development, and Pesticides and
Toxic Substances; and
o Common services in Regional offices, such as supplies and equipment,
commercial telephones, printing, facilities operations and maintenance, library
services, and mini-computer operations.
Program Priorities
Priorities for the Office of the Administrator (OA) in 1994 will include
guiding the Agency's Pollution Prevention Program through policy development, and
establishing strong working relationships with educational institutions to
advance a math and science-oriented environmental career program. There will
also be a continued emphasis on enforcement and compliance efforts for both
environmental and civil rights regulations as well as stronger support from
Headquarters and Regions to small, minority, and women's environmental
businesses. To bring greater scientific credibility to regulatory decision-
making, there will be an emphasis on reviews by the Science Advisory Board, and
the Risk Assessment Management Commission. OA will also work towards more
effective communication between Headquarters and the Regions to ensure effective
10-4
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liaisons with state, tribal and local governments. Other priorities are to
clearly interpret and communicate EPA's programs and priorities, increase the
Agency's effectiveness by improving Congressional liaisons, and to strengthen
outreach programs with the private and public sectors to promote more citizen
participation.
The Office of General Council (OGC) will continue to provide legal advice
and counsel the Agency's top management and media program offices concerning
legal interpretation of EPA-administered statutes, other applicable laws, and on
such matters as personnel, grants, and contracts. Additionally, the OGC will
continue to represent the Agency in all major regulatory actions, and ensure that
legal errors are avoided and legal positions are presented in the most persuasive
manner.
The Office of International Activities (OIA) will continue to play a pivotal
role in advising the Administrator on international environmental issues and will
exercise lead responsibility within EPA for devising strategies to advance the
U. s. environmental position overseas. OIA will continue to evaluate, manage,
and direct bilateral activities with the nations of Eastern Europe, the
developing world, Mexico, Central and Latin America, and the industrial world.
OIA will actively participate with multilateral organizations in developing and
implementing cooperative solutions to a host of environmental issues affecting
the planet, including global climate change, biodiversity and forestry,
international development and lending policies, and technology transfer to
developing countries. OIA will continue as the focal point for implementation
of the U.S. - Mexico Integrated Border environmental Plan and will support the
environmental components of the North American Free Trade Agreement.
The Office of Policy, Planning and Evaluation will continue to review and
analyze EPA's activities from a cross-media, cross-program perspective, and
support the evolution of environmental policy through unique, integrated studies
and programs. OPPE will refocus its efforts to assist Agency streamlining in two
important ways: leading reform of the Agency's regulation development process,
and focusing attention on strategic planning and management to achieve integrated
goal-setting, planning and accountability. Under ecosystem protection, OPPE will
participate in Agency efforts to target systems for action based on ecological
risk and economic importance, develop methodologies to express the societal value
of ecosystems, expand use of economic incentives in geographic initiatives, and
develop indicators to evaluate the effectiveness of EPA's programs to improve
environmental quality. To advance pollution prevention, OPPE will build on
partnerships with other Federal agencies for example, working with the
Department of Energy to accelerate development of a "Green Companies" initiative,
using a 33/50 approach to energy conservation left unaddressed by other green
programs. OPPE will continue to have lead responsibility for important aspects
of the global climate change program, working closely with EPA offices and other
agencies, especially in supporting effective implementation of the Climate
Convention.
The Office of the Inspector General (OIG) will continue to provide audit and
investigative personnel for work in the area of procurement and contracts
management and in implementing the Chief Financial Officer Act of 1990 to ensure
that the accounting systems and financial reports are accurate and reliable. The
10-5
-------
DIG will continue to provide a balanced and sustained audit presence in
conducting performance audits in all major programs, in strengthening internal
controls, in improving operational efficiency and effectiveness, and in ensuring
the integrity of Agency procurements to achieve the maximum environmental benefit
with available resources. More audits and investigations of procurement and
contract/grant management will help ensure that EPA's extensive contract dollars
are used most effectively and efficiently.
The DIG will continue to audit EPA's construction grants and State Revolving
Funds. In addition, the OIG will conduct additional audits and investigations
focusing on improving the integrity of scientific data, research, and analysis
crucial to EPA. The OIG will emphasize high impact investigations of procurement
fraud and aggressively pursue new initiatives including fraud in Agency funded
research. The Office will also continue its efforts in fraud prevention by
publicizing its activities, helping EPA employees identify areas sensitive to
fraud, and developing new fraud detection tools and methods.
The Office of Administration and Resources Management (OARM) will continue
to assure a strong system of financial internal controls, including work toward
integration and enhancement of all agency financial management and accounting
systems. Efforts to further develop a program for better information management
planning, particularly between EPA and states, and to ensure that equity concerns
are addressed in environmental regulations and decisions will continue. Making
improvements in the contracts management and grants administration processes are
a priority as well as pursuing a focused human resources management effort to
build a skilled career environmental workforce. OARM will provide for Total
Quality Management training, continue to improve working conditions at the
Headquarters facilities, provide a strong health and safety program, and continue
to provide essential administrative and support services that enhance the
Agency's ability to fulfill its various mandates.
In the Regional management areas, OARM will continue its commitment to
strengthen Regional environmental programs and to maintaining strong Regional
planning and management efforts with special focus on geographic initiatives.
In Support, the program will continue to provide general support services
to Agency programs as well as cover cost escalations such as General Services
Administration (GSA) rent and direct leases, security, telephone, and utility
rate increases.
Consulting Services
Management consulting services provide advisory and consulting services in
such areas as: management assistance for the design of financial systems, and
management support of the Agency's public-private partnership initiative.
Consulting services also provide scientific data through the following types of
analyses: engineering analysis, economic and financial analysis, statistical and
technical analyses, technology assessments and environmental/energy implications
of global atmospheric changes.
10-6
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
MANAGEMENT AND SUPPORT 10-1
PROGRAM MANAGEMENT
Program Management 10-7
Program Management - Research and Development 10-10
Program Management - Enforcement 10-11
Program Management - Solid Waste and Emergency Response .... 10-12
Program Management - General Counsel 10-13
Program Management - Air and Radiation 10-13
Program Management - Water 10-14
Program Management - Prevention, Pesticides & Toxic Substances 10-16
-------
PROGRAM MANAGEMENT
Program Management
ACTUAL
1992
PRES. ENACTED
BUDGET 1993
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Program Management -
Research & Development
Program & Research $5,203.9
Operations
TOTAL $5,203.9
Program Management -
Enforcement
Program & Research $796.8
Operations
Abatement Control and
Compliance
TOTAL $796.8
Program Management -
Solid Waste and
Emergency Response
Program & Research $3,280.2
Operations
Abatement Control and
Compliance
TOTAL $3,280.2
Program Management -
General Counsel
Program & Research $417.5
Operations
Abatement Control and
Compliance
TOTAL $417.5
Program Management -
Air And Radiation
Program & Research $4,524.9
Operations
Abatement Control and
Compliance
TOTAL $4,524.9
Program Management -
Water
Program & Research $3,436.0
Operat i ons
Abatement Control and
Compliance
TOTAL $3,436.0
$5,359.2 $5,160.8
$5,359.2 $5,160.8
$821 .4 $746.3
$40.3
$821.4 $786.6
$2,114.0 $2,412.3
$179.2
$2,114.0 $2,591.5
$660.2 $654.3
$8.5
$660.2 $662.8
$3,443.4 $2,848.1
$298.8
$3,443.4 $3,146.9
$4,017.6 $3,709.3
$2,107.5
$4,017.6 $5,816.8
$5,143.1
$5,143.1
$745.1
$40.3
$785.4
$2,398.8
$179.2
$2,578.0
$656.5
$8.5
$665.0
$2,915.1
$297.4
$3,212.5
$3,712.4
$874.0
$4,586.4
$6,649.5
$6,649.5
$1,128.4
$42.5
$1,170.9
$2,420.4
$181.3
$2,601.7
$842.4
$10.0
$852.4
$3,761.5
$453.4
$4,214.9
$4,021.3
$877.4
$4,898.7
$1,506.4
$1,506.4
$383.3
$2.2
$385.5
$21.6
$2.1
$23.7
$185.9
$1.5
$187.4
$846.4
$156.0
$1,002.4
$308.9
$3.4
$312.3
$1,290.3
$1,290.3
$307.0
$42.5
$349.5
$306.4
$181.3
$487.7
$182.2
$10.0
$192.2
$318.1
$453.4
$771.5
$3.7
$877.4
$881.1
10-7
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PROGRAM MANAGEMENT
Program Management
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST INCREASE
1994 DECREASE
1994 RED
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program Management -
Pesticides and Toxic
Substances
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
TOTAL:
Program & Research
Operat i ons
Abatement Control and
Compl i ance
Program Management TOTAL
PERMANENT WORKYEARS
Program Management -
Research & Development
Program Management -
Enforcement
Program Management -
Solid Waste and
Emergency Response
Program Management -
General Counsel
Program Management -
Air And Radiation
Program Management -
Water
Program Management -
Pesticides and Toxic
Substances
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Program Management -
Research & Development
Program Management -
Enforcement
Program Management -
$3,058.4
$3,058.4
$20,717.7
$20,717.7
71.4
9.3
31.5
6.6
43.7
45.6
39.9
248.0
75.1
9.4
33.0
$3,406.1
$3,406.1
$19,821.9
$19,821.9
70.8
11.0
26.4
10.5
44.6
45.9
42.8
252.0
70.8
11.0
26.4
$3,538.2
$294.2
$3,832.4
$19,069.3
$2,928.5
$21,997.8
78.3
10.7
26.4
10.5
47.6
46.7
43.8
264.0
78.3
10.7
26.4
$3,519.8
$294.2
$3,814.0
$19,090.8
$1,693.6
$20,784.4
78.3
10.6
26.1
10.5
50.3
47.4
43.8
267.0
78.3
10.6
26.1
$4,022.2 $502.4
$317.1 $22.9
$4,339.3 $525.3
$22,845.7 $3,754.9
$1,881.7 $188.1
$24,727.4 $3,943.0
96.3 18.0
10.4 -2
25.7 -4
10.5
50.6 3
47.4
42.8 -1.0
283.7 16.7
96.3 18.0
10.4 -2
25.7 -4
$616.1
$317.1
$933.2
$3,023.8
$1,881.7
$4,905.5
25.5
-6
-7
6.0
1.5
31.7
25.5
-6
-7
Solid Waste and
Emergency Response
Program Management - 8.6 10.5 10.5 10.5 10.5
General Counsel
10-8
-------
ACTUAL PRES.
1992 BUDGET
1993
PROGRAM MANAGEMENT
Program Management
ENACTED CURRENT
1993 ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program Management -
Air And Radiation
47.0
44.6
47.6
50.3
50.6
6.0
Program Management -
Water
48.4
45.9
46.7
47.4
47.4
1.5
Program Management -
Pesticides and Toxic
Substances
41.6
42.8
43.8
43.8
42.8
-1.0
TOTAL WORKYEARS
263.1
252.0
264.0
267.0
283.7
16.7
31.7
10-9
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MANAGEMENT AND SUPPORT
Program Management
1994 Budget Request
The Agency requests a total of $24,727,400 supported by 283.7 total
workyears, of which $22,845,700 will be for the Program and Research Operations
appropriation and $1,881,700 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $3,754,900 in the Program and
Research Operations appropriation and $188,100 in the Abatement, Control and
Compliance appropriation and 16.7 total workyears over 1993.
PROGRAM MANAGEMENT - RESEARCH AND DEVELOPMENT
1994 Program Request
The Agency requests a total of $6,649,500 supported by 96.3 total workyears
for 1994, all of which will be for the Program and Research Operations
appropriation. This represents an increase of $1,506,400 and 18.0 total
workyears from 1993.
This research program will provide policy and resource guidance, direction,
and support to ORD's programs to ensure the effective coordination of diverse
research programs and administrative management services. These activities
include: the development of the Office of Research and Development's (ORD) budget
requests; monitoring of operating year budget execution; extramural management
policy oversight; ORD-wide automated data processing services; coordination of
research activities and administrative support services required at the co-
located laboratories in Cincinnati, Ohio and Research Triangle Park, North
Carolina; liaison to EPA Regions, OMB, Congress, and other Federal agencies;
operation and enhancement of ORD's information systems to support research
program planning and management accountability; and performance of other program
management activities (e.g., facilities planning and management, and management
and evaluation studies required for ORD).
1993 Program
In 1993, the Agency is allocating $5,143,100 supported by 78.3 total
workyears, all of which is from the Program and Research Operations
appropriation. Program management will continue to provide overall direction,
policy guidance, management analysis, liaison activities, budgeting, and general
administrative support.
1992 Accomplishments
In 1992, the Agency obligated $5,203,900 supported by 75.1 total workyears,
all of which was from the Salaries and Expenses appropriation. The resources
provided for overall direction, policy guidance, management analysis, liaison
activities, budgeting, and general administrative support.
10-10
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PROGRAM MANAGEMENT - ENFORCEMENT
1994 Program Request
The Agency requests a total of $1,170,900 supported by 10.4 workyears for
this program. Of the amount requested, $1,128,400 is for the Program Research
and Operations appropriation and $42,500 is for the Abatement Control and
Compliance appropriation. The request reflects an increase of $383,300 in the
Program Research and Operations appropriation for increase workforce costs, and
an increase of $2,200 in the Abatement Control and Compliance appropriation. A
decrease of 0.2 total workyears is a result of the government-wide reduction in
workyears that is a part of the President's program to reduce the size and cost
of government
The program will continue management support in the areas of program
directions and planning, administrative and personnel operations, communications,
budgeting, and financial management for the Office of Enforcement's (OE)
Headquarters, Regions, and Field components which includes the Offices of Civil
and Criminal Enforcement, Office of Federal Activities (OFA), Office of Federal
Facilities Enforcement (OFFE), and the National Enforcement Investigations Center
(NEIC)). This program will also continue to support the Offices of Regional
Counsel (ORC) and criminal investigators stationed in the Regions in a range of
administrative support services.
1993 Program
In 1993, the Agency is allocating a total of $785,400 supported by 10.6
total workyears, of which $745,100 is from the Program Research and Operations
appropriation and $40,300 is from the Abatement Control and Compliance
appropriation.
The resources provide overall management support to all components of OE.
Support includes program direction and planning, personnel management, budget
development and analysis, financial management, and communications. Budget
formulation and execution are performed for Headquarters Offices of Criminal and
Civil Enforcement, OFA, OFFE, the Regional enforcement components of OE, and the
NEIC in Denver, Colorado. Workload analyses and application of workload models
are being updated to provide for an improved distribution of resources for
Regional legal enforcement, Environmental Review and Coordination, and Federal
Facilities Enforcement.
1992 Accomplishments
The Agency obligated a total of $796,800 supported by 9.4 total workyears,
all of which was from the Salaries and Expense appropriation.
This program provided program direction, planning, and management including
basic managerial support in the areas of personnel, budget, financial management,
and communications to all components of OE. Emphasis was placed on the
improvement of administrative management functions, information management
systems, and increased use of cost-effective automation support. Budget
formulation support was provided for OE's Headquarters, Regional and Field
10-11
-------
offices which include the Offices of Civil and Criminal Enforcement including
criminal investigators located in the ten Regions, OFA, OFFE, and Regional legal
enforcement. Oversight of budgetary functions was maintained for the National
Enforcement Investigation Center (NEIC) in Denver, Colorado.
PROGRAM MANAGEMENT - SOLID WASTE AND EMERGENCY RESPONSE
1994 Program Request
The Agency requests a total of $2,601,700 supported by 25.7 total workyears,
of which $2,420,400 will be for the Program and Research Operations appropriation
and $181,300 will be for the Abatement, Control, and Compliance appropriation.
This represents a increase of $21,600 in Program and Research Operations, $21,000
in Abatement, Control and Compliance, and a decrease of 0.4 workyears. The
increase in Program and Research Operations reflects full funding of the 1994
FTE. The increase in Abatement, Control and Compliance reflects inflationary
increases in administrative expenses. The FTE decrease is a result of the
Agencywide 2.5% FTE ceiling reduction.
This request will allow the Agency to continue to maintain an effective
administrative and programmatic management team within the Office of Solid Waste
and Emergency Response (OSWER). These resources will provide for the full array
of policy analysis and regulatory development activities; public liaison
functions; resource management; information management; and other essential
support activities for OSWER programs.
1993 Program
In 1993, the Agency is allocating a total of $2,578,000 supported by 26.1
total workyears, of which $2,398,800 is from the Program and Research Operations
appropriation and $179,200 is from the Abatement, Control, and Compliance
appropriation. This level of resources provides for a wide range of support
from the OSWER management team to the Regions, the program offices, and the
Agency. OSWER program management activities include the review of policy
recommendations and proposed regulations; integration of both program and funds
control; information management; property management; and administrative support.
1992 Accomplishments
In 1992, the Agency obligated a total of $3,280,200 supported by 33.0 total
workyears, all of which was from the Salaries and Expenses appropriation. OSWER
program management integrated hazardous waste and Superfund activities; managed
the review of policy recommendations and proposed regulations; maintained
effective management controls; and provided personnel, financial, administrative,
and information management support to the program offices.
10-12
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PROGRAM MANAGEMENT - GENERAL COUNSEL
1994 Program Request
The Agency requests a total of $852,400 supported by 10.5 workyears for this
program, $842,400 of which will be for the Program and Research Operations
appropriation, and $10,000 of which will be for the Abatement, Control and
Compliance appropriation. This represents a total increase of $187,400, of which
$185,900 will be for the PRO appropriation, and $1,500 will be for the AC&C
appropriation. There is no change in total workyears. The increased funding
represents increased workforce costs.
The request will support planning, budgeting, financial management,
management analysis, and administrative services to the Office of General
Counsel.
1993 Program
In 1993, the Agency is allocating a total of $665,000 supported by 10.5
total workyears for this program, $656,500 of which is from the Program and
Research Operations appropriation and $8,500 of which is from the Abatement,
Control and Compliance appropriation.
The program provides for planning, budgeting, financial management,
management analysis, and administrative services to the Office of General
Counsel.
1992 Accomplishments
In 1992, the Agency obligated a total of $417,500 supported by 8.6 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation.
Activities focused on providing planning, analytical support, budgeting,
financial management, and administrative services to the Office of General
Counsel.
PROGRAM MANAGEMENT - AIR AND RADIATION
1994 Program Request
The Agency requests a total of $4,214,900 supported by 50.6 total workyears
for this program, of which $3,761,500 will be for the Program and Research
Operations appropriation and $453,400 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $846,400 for Program
and Research Operations funding for increased workforce costs, an increase of
$156,000 in Abatement, Control and Compliance funding and 0.3 FTE. This program
provides management support for implementation of the Clean Air Act Amendments
of 1990, the Indoor Radon Abatement Act, the Atomic Energy Act, the Uranium Mill
Tailings Radiation Control Act, and the Superfund Amendments and Reauthorization
Act and for development of major policies and decisions related to these Acts.
10-13
-------
Key activities include: executive management, strategic planning, program
planning and analysis, resource management, acquisition policy and budget
formulation.
1993 Program
In 1993 the Agency is allocating a total of $3,212,500 supported by 50.3
total workyears for this program, of which $2,915,100 is from the Program and
Research Operations appropriation and $297,400 is from the Abatement, Control and
Compliance appropriation. This program provides management support for
implementation of the Clean Air Act Amendments of 1990, the Indoor Radon
Abatement Act, the Atomic Energy Act, the Uranium Mill Tailings Radiation Control
Act, and the Superfund Amendments and Reauthorization Act. Key activities
include: executive management, strategic planning, program planning and
analysis, resource management, acquisition policy and budget formulation. The
program also provides administrative support to Office of Air and Radiation (OAR)
components.
1992 Accomplishments
In 1992 the Agency obligated $4,524,900 for this program supported by 47.0
total workyears, all of which was from the Salaries and Expenses appropriation.
The program provided executive management, program planning and analysis, and
budget and administrative support to OAR offices.
PROGRAM MANAGEMENT - OFFICE OF WATER
1994 Program Request
The Agency requests a total of $4,898,700 supported by 47.4 total workyears
for this program, of which $4,021,300 will be for the Program and Research
Operations appropriation and $877,400 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $308,900 in the Program
and Research Operations appropriation and an increase of $3,400 in the Abatement,
Control and Compliance appropriation to support increased workyear costs.
The 1994 request will continue to support development of national policy
and implementation of the national regulatory programs for the Office of Water's
(OW) authorizing statutes. Specifically, these resources are to review and
analyze legislative initiatives and program policies; provide management
direction to organizations performing OW functions; and manage national strategic
planning for water programs, with particular support to Agency geographic
initiatives for cross-media regulatory control, risk analysis, and improved
environmental results management. The staff will also provide liaison with other
Executive and outside agencies; manage the OW portion of the Agency operating
guidance and accountability system and regional evaluations; develop OW program
plans and budgets for implementation of Agency policies and programs; track
budget expenditures and support grant and contract management activities. In
addition, staff will provide quality control of regulations produced by the OW;
administrative management; monitoring and evaluation of program performance; and
manage human resources. The program will support the Office of the Administrator
10-14
-------
in developing a communications strategy and outreach activities related to the
Great Lakes and Gulf of Mexico programs, Mexican Border, Rio and the Safe
Drinking Water Act.
The program will also support development and implementation activities of
the Environmental Extension Network (EEN). These activities will build a network
of non-governmental environmental extension agents to provide regulatory outreach
and education, technology transfer, and other comprehensive pollution management
assistance to a targeted audience.
1993 Program
In 1993, the Agency is allocating a total of $4,586,400 supported by 47.4
total workyears for this program, of which $3,712,400 is from the Program and
Research Operations appropriation and $874,000 is from the Abatement, Control and
Compliance appropriation.
The 1993 request is supporting development of national policy and
implementation of the national regulatory programs for the Office of Water's (OW)
authorizing statutes. Specifically, these resources are being used to review and
analyze legislative initiatives and program policies; provide management
direction to organizations performing OW functions; and manage national strategic
planning for water programs, with particular support to Agency geographic
initiatives for cross-media regulatory control, risk analysis, and improved
environmental results management. The staff is also providing liaison with other
Executive and outside agencies; managing the OW portion of the Agency operating
guidance and accountability system and Regional evaluations; developing OW
program plans and budgets for implementation of Agency policies and programs; and
tracking budget expenditures. In addition, staff is providing quality control
of regulations produced by the OW; administrative management; monitoring and
evaluation of program performance; and managing human resources. This program
is supporting coordination of water program information management activities and
strategies for issues that cross water and other program lines (e.g., municipal
sludge management, toxics in surface and ground water).
1992 Accomplishments
In 1992, the Agency obligated a total of $3,436,000 supported by 48.4 total
workyears, all of which was from the Salaries and Expenses appropriation.
This program supported the development of national policy and
implementation of the national regulatory programs for the Water Quality and
Drinking Water media. Specific activities included: management of the OW
operating guidance and accountability system; development of program plans and
budget for implementation of Agency policies; development of legislative
initiatives and directions; review of regulations and program policies; tracking
of budget execution; and administrative management.
Major activities included continued implementation of the Clean Water Act
(CWA) and work on its reauthorization; work continued on activities authorized
under Safe Drinking Water Act (SDWA), Marine Protection, Research and Sanctuaries
Act (MPRSA); the Marine Plastic Pollution Research Control Act (MPPRCA); the
10-15
-------
Ocean Dumping Ban Act (ODBA); the Great Lakes Critical Programs Act; the Coastal
Zone Act and its Reauthorization Amendments; and the North American Free Trade
Agreement. This program also supported coordination of water program information
management activities and strategies for issues that cross water and other
program lines (e.g. municipal sludge management, toxics in surface and ground-
water) . As a result of the Office of Water reorganization, a greater emphasis
was placed on communications, information management and expansion of human
resources development activities.
OFFICE OF PREVENTION. PESTICIDES AND TOXIC SUBSTANCES
1994 Program Request
The Agency requests a total of $4,339,300 supported by 42.8 total workyears
for this program, of which $4,022,200 will be for the Program and Research
Operations appropriation and $317,100 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease of 1.0 total workyears, and
increase of $502,400 for the Program and Research Operations appropriation, and
an increase of $22,900 for the Abatement, Control and Compliance appropriation
from 1993. The increase in Program and Research and Operations is the result of
increased costs for personnel and benefits. The increase in Abatement, Control
and Compliance is the result of increased administrative expenses.
This program will support senior level management of the Prevention,
Pesticides and Toxic Substances program and the Immediate Office of the Assistant
Administrator for Prevention, Pesticides and Toxic Substances, as well as funding
the activities of the Biotechnology Science Advisory Committee. Key activities
include: efficient and effective general management, strategic planning, and
administrative and budget support.
1993 Program
In 1993, the Agency is allocating a total of $3,814,000 supported by 43.8
total workyears for this program, of which $3,519,800 is from the Program and
Research Operations appropriation and $294,200 is from the Abatement, Control and
Compliance appropriation. These resources provide senior level management of the
Prevention, Pesticides, and Toxic Substances programs and the Immediate Office
of the Assistant Administrator for Prevention, Pesticides and Toxic Substances
with support, as well as partially funding, along with the Office of Research and
Development, the activities of the Biotechnology Science Advisory Committee.
1992 Accomplishments
In 1992, the Agency obligated a total of $3,058,400 supported by 41.6 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. These resources provided support for the senior level management
of the Pesticides and Toxic Substances programs and the Immediate Office of the
Assistant Administrator for Pesticides and Toxic Substances and, along with the
Office of Research and Development, funded the activities of the Biotechnology
Science Advisory Committee.
10-16
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
MANAGEMENT AND SUPPORT
AGENCY MANAGEMENT
Office of the Administrator/Executive Offices 10-17
Environmental Education Foundation 10-21
Office of Small and Disadvantaged Business Utilization .... 10-22
Risk Assessment and Management Commission 10-23
Office of Congressional and Legislative Affairs 10-23
Office of Communications, Education, and Public Affairs .... 10-24
Office of Executive Support 10-26
Office of Regional Operations and State/Local Relations .... 10-27
Immediate Office of the Administrator 10-28
Administrator's Representation Fund 10-29
Office of Civil Rights 10-29
Science Advisory Board 10-31
Office of Administrative Law Judges 10-32
-------
AGENCY MANAGEMENT
Office of the Administrator/Executive
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Environmental Education
Foundation
Abatement Control and
Compliance
TOTAL
Office of Small &
Disadvantaged Business
Utilization
Program & Research $787.5
Operations
Abatement Control and $385.0
Compliance
TOTAL $1.172.5
Risk Assessment &
Management Commission
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Office Of Congressional
and Legislative Affairs
Program & Research $2,884.4
Operations
Abatement Control and
Compliance
TOTAL $2,884.4
Office of
Communications,
Education and
Program & Research $4,712.2
Operations
Abatement Control and $5,215.0
Compliance
TOTAL $9,927.2
Office Of Executive
Support
Program & Research $2,551.9
Operations
Abatement Control and
Compliance
TOTAL $2,551.9
$1,000.0
$1,000.0
$739.5
$739.5
$193.0
$750.0
$943.0
$3,057.0
$200.0
$3,257.0
$6,335.4
$7,500.0
$13,835.4
$2,177.2
$500.0
$2,677.2
$681.8
$681.8
$823.5
$1,003.8
$1,827.3
$190.7
$511.3
$702.0
$2,844.8
$344.7
$3,189.5
$4,575.7
$7,397.2
$11,972.9
$2,101.7
$857.2
$2,958.9
$681.8
$681.8
$825.2
$1,003.8
$1,829.0
$191.9
$511.3
$703.2
$2,846.7
$203.6
$3,050.3
$4,573.2
$7,397.3
$11,970.5
$2,110.9
$856.9
$2,967.8
$1,262.4
$1.262.4
$866.9
$552.5
$1,419.4
$200.9
$506.7
$707.6
$2,984.9
$197.5
$3,182.4
$4,791.2
$7,363.4
$12,154.6
$2,208.7
$727.5
$2,936.2
$580.6
$580.6
$41.7
-$451.3
-$409.6
$9.0
-$4.6
$4.4
$138.2
-$6.1
$132.1
$218.0
-$33.9
$184.1
$97.8
-$129.4
-$31.6
$262.4
$262.4
$127.4
$552.5
$679.9
$7.9
-$243.3
-$235.4
-$72.1
-$2.5
-$74.6
-$1,544.2
-$136.6
-$1,680.8
$31.5
$227.5
$259.0
10-17
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AGENCY MANAGEMENT
Office of the Administrator/Executive
ACTUAL PRES.
1992 BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Office of Regional
Operations and State
Local Relations
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Immediate Office Of The
Administrator
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Administrator's
Representation Fund
Program & Research
Operat i ons
Abatement Control and
Compliance
TOTAL
Office of Civil Rights
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Science Advisory Board
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
Office of
Administrative Law
Judges
Program & Research
Operations
Abatement Control and
Compliance
Oil Spills Trust Fund
TOTAL
$1,681.3 $1.570.0
$330.0 $600.0
$2,011.3 $2,170.0
$4,483.4 $3,536.7
$4,483.4 $3,536.7
$5.2 $6.0
$5.2 $6.0
$1,729.7 $1,895.6
$1,729.7 $1,895.6
$1,805.7 $1,938.6
$1,805.7 $1,938.6
$1,333.3 $1,339.4
$227.4
$1,333.3 $1,566.8
$2,066.7
$1,186.2
$3,252.9
$3,841.7
$363.7
$4,205.4
$5.4
$5.4
$1,766.4
$206.5
$1,972.9
$1,740.7
$257.7
$1,998.4
$1,435.4
$73.5
$218.3
$1,727.2
$2,056.0
$1,327.2
$3,383.2
$4,158.9
$535.4
$4,694.3
$5.4
$5.4
$1,762.9
$206.9
$1,969.8
$1,695.4
$258.0
$1,953.4
$1,435.4
$73.5
$218.3
$1,727.2
$2,135.0
$512.6
$2,647.6
$4,272.0
$778.2
$5,050.2
$5.0
$5.0
$1,831.7
$354.6
$2,186.3
$1,719.6
$199.9
$1,919.5
$1,491.8
$71.4
$1,563.2
$79.0
-$814.6
-$735.6
$113.1
$242.8
$355.9
-$4
-$4
$68.8
$147.7
$216.5
$24.2
-$58.1
-$33.9
$56.4
-$2.1
-$218.3
-$164.0
$565.0
-$87.4
$477.6
$735.3
$778.2
$1,513.5
-$6.0
$5.0
-$1.0
-$63.9
$354.6
$290.7
-$219.0
$199.9
-$19.1
$152.4
$71.4
-$227.4
-$3.6
10-18
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AGENCY MANAGEMENT
Office of the Administrator/Executive
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
TOTAL:
Program & Research $21.974.6 $22,788.4 $21,387.3 $21,656.5 $22,502.7 $846.2 -$285.7
Operations
Abatement Control and $5,930.0 $10,550.0 $12,889.0 $13,061.1 $12,531.7 -$529.4 $1,981.7
Compliance
Oil Spills Trust Fund $227.4 $218.3 $218.3 -$218.3 -$227.4
Agency Management TOTAL $27,904.6 $33,565.8 $34,494.6 $34,935.9 $35,034.4 $98.5 $1,468.6
PERMANENT WORKYEARS
Office of Small &
Disadvantaged Business
Utilization
Risk Assessment &
Management Commission
Office Of Congressional
and Legislative Affairs
Office of
Communications,
Education and
Office Of Executive
Support
Office of Regional
Operations and State
Local Relations
Immediate Office Of The
Administrator
Office of Civil Rights
Science Advisory Board
Office of
8.8
40.3
54.6
35.9
24.3
46.9
19.8
15.5
18.8
6.9
3.0
48.8
72.5
31.4
20.6
51.5
24.8
25.4
19.7
8.7
2.9
45.0
67.4
38.9
28.8
56.7
26.1
25.2
21.2
8.6
2.9
44.6
66.8
39.3
28.5
54.6
25.8
24.9
21.0
8.3
2.8
43.0
64.4
37.9
27.5
52.7
24.9
24.2
17.4
-3
-1
-1.6
-2.4
-1.4
-1.0
-1.9
-9
-7
-3.6
1.4
-2
-5.8
-8.1
6.5
6.9
1.2
1
-1.2
-2.3
Administrative Law
Judges
TOTAL PERMANENT WORKYEARS 264.9 304.6 320.9 317.0 303.1 -13.9 -1.5
TOTAL WORKYEARS
Office of Small & 8.8 6.9 8.7 8.6 8.3 -3 1.4
Disadvantaged Business
Utilization
Risk Assessment & 3.0 2.9 2.9 2.8 -1 -2
Management Commission
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Administrative Law
Judges
TOTAL UORKYEARS
AGENCY MANAGEMENT
Office of the Administrator/Executive
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
Office Of Congressional
and Legislative Affairs
Office of
Communications,
Education and
Office Of Executive
Support
Office of Regional
Operations and State
Local Relations
Immediate Office Of The
Administrator
Office of Civil Rights
Science Advisory Board
Office of
(DOLLARS
44.0 48.8
58.2 72.5
36.9 31.4
24.5 20.6
49.7 51.5
21.7 24.8
21.9 25.4
19.0 19.7
IN THOUSANDS)
45.0 44.6 43.0
67.4 66.8 64.4
38.9 39.3 37.9
28.8 28.5 27.5
56.7 54.6 52.7
26.1 25.8 24.9
25.2 24.9 24.2
21.2 21.0 17.4
-1.6 -5.8
-2.4 -8.1
-1.4 6.5
-1.0 6.9
-1.9 1.2
-9 1
-7 -1.2
-3.6 -2.3
284.7
304.6
320.9
317.0
303.1
-13.9
-1.5
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MANAGEMENT AND SUPPORT
Agency Management
Office of the Administrator/Executive Offices
Budget Request
The Agency requests a total of $35,034,400 supported by 303.1 total
workyears in 1994. Of the request, $22,502,700 will be for the Program and
Research Operations appropriation and $12,531,700 will be for the Abatement,
Control, and Compliance appropriation. This represents an increase of $846,100
and a decrease of 17.2 total workyears in the Program and Research Operations
appropriation, and a decrease of $529,400 in the Abatement, Control, and
Compliance appropriation. The decrease in workyears is a result of the
government-wide reduction in workyears. In support of the President's commitment
to streamline the size of the Federal workforce, the Office of the Administrator
voluntarily applied a 5 percent across-the-board workforce reduction to
Headquarter offices within the Office of the Administrator. Regional offices
implemented a 2.5 percent workforce reduction.
ENVIRONMENTAL EDUCATION FOUNDATION
1994 Program Request
The Agency requests a total of $1,262,400 for this program all of which
will be for the Abatement, Control and Compliance appropriation. This represents
an increase of $580,600 from 1993 in the Abatement, Control, and Compliance
appropriation. Resources will be used to match private sector grants for the
benefit of, and in connection with, the environmental education and training
activities and services of the Agency and to facilitate the cooperation,
coordination, and contribution of public and private resources to create an
environmentally advanced education system.
1993 Program
In 1993, the Agency is allocating a total of $681,800 for this program,
all of which is from the Abatement, Control, and Compliance appropriation. The
Foundation expects to have its board of directors fully in place in 1993 and to
conduct several meetings. The Foundation will also have its fund raising program
fully operational and will seek all funds set aside by the Agency for private
sector matches.
1992 Accomplishments
This was a new program in 1993. Funds in the Office of Communications,
Education, and Public Affairs, Office of Environmental Education provided
matching funds for the Foundation in 1992.
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OFFICE OF SMALL AND DISADVANTAGED BUSINESS UTILIZATION
1994 Program Request
The Agency requests a total of $1,419,400 supported by 8.3 total workyears
for this program, of which $866,900 will be from the Program and Research
Operations appropriation and $552,500 will be from the Abatement, Control, and
Compliance appropriation. This represents an increase of $41,700 and a decrease
of 0.3 in total workyears from 1993 in the Program and Research Operations
appropriation and a decrease of $451,300 in the Abatement, Control and Compliance
appropriation. The decrease in resources is the result of not fully sustaining
Congressionally directed programs. The increase in Program and Research
Operations reflects increased personnel and support costs.
The Office will continue to provide technical assistance to both
Headquarters and Regional program office personnel to ensure that small, minority
and women's businesses are receiving a "fair share" of procurement dollars under
EPA's Financial Assistance Program. In addition, the Ombudsman will respond to
approximately 14,000 inquiries from small firms on regulatory matters and will
provide advice on new regulations to promote a desired level of voluntary
compliance by several thousand small businesses.
1993 Program
In 1993, the Agency is allocating a total of $1,829,000 supported by 8.6
total workyears for this program, of which $825,200 is from the Program and
Research Operations appropriation and $1,003,800 is from the Abatement, Control,
and Compliance appropriation. Emphasis continues on handling additional
"Hotline" calls, implementing a Small Business Ombudsman Strategy, and creating
business regulatory demonstration projects. This program also promotes Minority
Business Enterprise and Women's Business Enterprise participation in the Agency's
financial assistance programs in compliance with Executive Order 12432. In
addition, the Office will continue to monitor and provide advice on new
regulations that seek to achieve a desired level of voluntary compliance by
several thousand small businesses.
Congressional Directives A total of $900,000 is for the Congressionally
directed projects involving asbestos, the Agency's Mentor Protege program, Small
Business Ombudsman studies, and minority/women contracting.
1992 Accomplishments
In 1992, the Agency obligated a total of $1,172,500 supported by 8.8 total
workyears for this program, of which $787,500 was from the Salary and Expenses
appropriation and $385,000 was from the Abatement, Control, and Compliance
appropriation for Congressionally directed asbestos mitigation training. The
Office coordinated activities with EPA's procurement and financial assistance
programs by providing training and technical assistance; provided assistance
toward increasing the level of Minority Business Enterprise/Women's Business
Enterprise (MBE/WBE) participation in EPA-assisted programs; provided technical
and managerial assistance to Headquarters and Regional staff assigned to socio-
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economic program activities; and counseled minority and women's businesses in
compliance with Executive Order 12432. In addition, the Office monitored and
provided advice on new regulations in an effort to bring about a desired level
of voluntary compliance by several thousand small businesses.
RISK ASSESSMENT MANAGEMENT COMMISSION
1994 Program Request
The Agency requests a total of $707,600 supported by 2.8 workyears for this
program, of which $200,900 will be for the Program and Research Operations
appropriation and $506,700 will be for the Abatement, Control, and Compliance
appropriation. This represents an increase of $9,000 and a decrease of 0.1 total
workyears from 1993 in the Program and Research Operations appropriation and a
decrease of $4,600 from 1993 in the Abatement, Control, and Compliance
appropriation. Resources will be available to the Commission to carry out its
mandate under the Clean Air Act Amendments of 1990. The Commission will
investigate the policy implications and appropriate uses of risk assessment and
risk management in regulatory programs under various Federal laws to prevent
cancer and other chronic human health effects which may result from exposure to
hazardous substances.
1993 Program
In 1993, the Agency is allocating a total of $703,200 supported by 2.9
workyears for this program, of which $191,900 is from the Program and Research
Operations appropriation and $511,300 is from the Abatement, Control, and
Compliance appropriation. The Commission expects to have its board of directors
fully in place in 1993 and to conduct several meetings to determine the scope of
the policy implications of risk assessment and risk management on regulatory
programs.
1992 Accomplishments
This was a new program in 1993.
OFFICE OF CONGRESSIONAL AND LEGISLATIVE AFFAIRS
1994 Program Request
The Agency requests a total of $3,182,400 supported by 43.0 total workyears
for 1994, of which $2,984,900 will be for the Program and Research Operations
appropriation and $197,500 will be for the Abatement, Control, and Compliance
appropriation. This represents an increase of $138,200 and a decrease of 1.6 in
total workyears from 1993 and a decrease of $6,100 in the Abatement, Control, and
Compliance appropriation. The increase in Program and Research Operations
reflects increased personnel and support costs, which will enable the Office to
provide effective day-to-day liaison with the Congress and ensure that member and
committee requests are handled in a timely manner. Increased legislative
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activity is expected due to reauthorization of several major environmental
statutes including Superfund, the Toxic Substances Control Act, the Safe Drinking
Water Act and the Resource Conservation and Recovery Act. The Office will
continue to manage the Legislative Reference Library.
1993 Program
In 1993, the Agency is allocating a total of $3,050,300 supported by 44.6
total workyears for this Office, of which $2,846,700 is from the Program and
Research Operations appropriation and $203,600 is from the Abatement, Control,
and Compliance appropriation. The Office will continue to provide effective day-
to-day liaison with Congress as it examines legislation relating to environmental
issues. It will prepare Agency reports and recommendations on pending and
enacted legislation including draft legislative proposals extending the
appropriations required for EPA's major statutory authorities. The Office also
manages the Legislative Reference Library which provides comprehensive
legislative research services, with computerized tracking systems, to the Agency,
Congress and external organizations. The Office will continue to ensure that
testimony, draft legislation, and analyses and reports on pending and proposed
legislation is developed and provided to OMB and the Congress in a timely
fashion, and consistent with Agency and Administration policies.
1992 Accomplishments
In 1992, the Agency obligated a total of $2,884,400 supported by 44.0 total
workyears for this Office, all of which was from the Salaries and Expenses
appropriation. The Office of Congressional Liaison was responsible for all day-
to-day legislative and Congressional contacts, including more than 375 briefings
of members and/or staff, involvement in approximately 400 hearings, coordination
of numerous meetings, courtesy calls, specific Committee investigative
information requests and casework generated by Congress. The Office also
developed testimony and related material for 165 legislative hearings, and
reviewed and responded to: 145 bills referred to the Agency from OMB and
Congressional committees, 400 draft legislative reports proposed by other
agencies, 130 hearing follow-up questions and answers, and 172 statements or
testimony of other agencies.
OFFICE OF COMMUNICATIONS. EDUCATION. AND PUBLIC AFFAIRS
1994 Program Request
The Agency requests a total of $12,154,600 supported by 64.4 total
workyears for 1994, of which $4,791,200 will be for the Program and Research
Operations appropriation and $7,363,400 will be for the Abatement, Control, and
Compliance appropriation. This represents an increase of $218,000 and a decrease
of 2.4 total workyears from 1993 in the Program and Research Operations
appropriation and a decrease of $33,900 in the Abatement, Control, and Compliance
appropriation. The increase in Program and Research Operations reflects
increased personnel and support costs.
10-24
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In 1994, the Office of Communications, Education, and Public Affairs will
continue to inform, educate, and involve the public with major issues before the
Agency, and promote an understanding of the Agency's mission and the
Administrator's goals and objectives. It will assure continued coordination of
the nation" s environmental education efforts, which includes the management of
EPA's National Network for Environmental Management Studies (NNEMS). The Office
has the primary responsibility to encourage and administer an effective dialogue
with public and private interest organizations so they may be actively involved
in the development and implementation of public policy.
1993 Program
In 1993, the Agency is allocating a total of $11,970,500 supported by 66.8
total workyears for this Office, of which $4,573,200 is from the Program and
Research Operations appropriation and $7,397,300 is from the Abatement, Control,
and Compliance appropriation. In addition to working with the news media and
providing informational materials for the general public, the Office continues
to emphasize: (1) improving coordination within the Agency on communications
activities related to major Agency actions, and (2) strengthening long-range
planning of education and outreach activities in coordination with major EPA
program offices and the Regional offices. The program is continuing to support
environmental education through new initiatives under the National Environmental
Education and Training Act (P.L. 101-619), as well as assuring continued growth
in the management of EPA's National Network for Environmental Management Studies
(NNEMS). The Office also provides essential audio-visual and editorial-services
support for the Agency, as well as informational materials for the general public
and private interest organizations. Funds for the environmental education act
support, in part, grant assistance to grass-roots projects which encourage
promising environmental education activities, a clearinghouse for environmental
education information, a newsletter for teachers of environmental education
sciences, educational internships and fellowships, and an environmental education
and training program.
Congressional Directives A total of $210,000 is allocated for a
Congressionally-directed project for a video program on the Hudson River
Highlands.
1992 Accomplishments
In 1992, the Agency obligated a total of $9,927,200 supported by 58.2 total
workyears for this Office, of which $4,712,200 was from the Salaries and Expenses
appropriation and $5,215,000 was from the Abatement, Control, and Compliance
appropriation. In addition to the general outreach activities to the media and
general public, the Office initiated an internal newsletter for employees to keep
them informed of Agency policy, improved both internal and external
communications coordination on major Agency actions, and strengthened audio-
visual and editorial support capabilities. The program supported environmental
education through its first-ever environmental education grants program which
issued $2.4 million in grants to over 200 organizations throughout all 50 states.
It also established the education and training program through a $1.6 million
grant to a consortium headed by the University of Michigan. Also initiated in
1992 was the Environmental Education internship program, development of the
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environmental education clearinghouse, and several successful programs with youth
organizations, including the Boy Scouts of America, the National 4-H, and several
minority organizations.
Congressional Directives A total of $390,000 was expended in 1992 for a
Congressionally directed project for satellite environmental education.
OFFICE OF EXECUTIVE SUPPORT
1994 Program Request
The Agency requests a total of $2,936,200 supported by 37.9 total workyears
for this program, of which $2,208,700 will be for the Program and Research
Operations appropriation and $727,500 will be for the Abatement, Control, and
Compliance appropriation. This represents an increase of $97,800 and a decrease
of 1.4 total workyears in the Program and Research Operations appropriation, and
a decrease of $129,400 in the Abatement, Control, and Compliance appropriation
from 1993. The increase in Program and Research Operations reflects increased
personnel and support costs.
Resources within the Office of Executive Support will be used for the
Executive Secretariat to control an ever increasing amount of correspondence, and
the routing, logging, and tracking of Freedom Of Information Act (FOIA) requests,
and to foster a more active role for the Agency-wide FOIA Coordinator. This will
include FOIA policy development, oversight, and monitoring compliance of the FOIA
and its regulations, developing and coordinating Agency FOIA policies, and
providing guidiance and training for the Agency FOIA staff. The Office will also
continue to develop resource determinations in support of various staff office
functions, ongoing personnel, financial, administrative management functions,
internal controls for waste, fraud, and abuse of government resources and staff
office automation support.
1993 Program
In 1993, the Agency is allocating a total of $2,967,800 and 39.3 total
workyears for this program, of which $2,110,900 is from the Program and Research
Operations appropriation and $856,900 is from the Abatement, Control, and
Compliance appropriation. Resources within this program office are used to
monitor resource expenditures; develop the outyear budget for the staff offices;
and provide centralized personnel management support services, automated
resources support, internal control reviews and assistance to staff offices on
recruitment, staffing, and property control issues. The Executive Secretariat
continues to prepare an annual report to Congress on the associated cost, to the
Agency and to the public, of administering the Freedom of Information Act. The
office also provides policy and program oversight on the Freedom of Information
Act, and manages and tracks executive and Congressional correspondence.
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1992 Accomplishments
In 1992, the Agency obligated a total of $2,551,900 and 36.9 total workyears
for this program, all of which was from the Salaries and Expenses appropriation.
The Office completed monthly financial and operating plan reports, developed the
outyear budget for the staff offices, and conducted workload analyses for
Regional Management. In addition, it provided general assistance in staffing
plan development, program management services, internal control reviews, and
resource and computer planning studies for the Administrator's staff offices. The
newly established Executive Secretariat Office logged, controlled and monitored
all Freedom of Information requests, Congressional correspondence, and
correspondence addressed to the Administrator and the Deputy Administrator.
OFFICE OF REGIONAL OPERATIONS AND STATE/LOCAL RELATIONS
1994 Program Request
The Agency requests a total of $2,647,600 supported by 27.5 total workyears
for this program, of which $2,135,000 will be for the Program and Research
Operations appropriation and $512,600 will be for the Abatement, Control, and
Compliance appropriation. This represents a increase of $79,000 and a decrease
of 1.0 in total workyears from 1993 in the Program and Research Operations
appropriation and a decrease of $814,600 in the Abatement, Control, and
Compliance appropriation. The decrease in AC&C resources is the result of not
funding Congressionally directed projects. The increase in Program and Research
Operations reflects increased personnel and support costs.
The Office will continue to ensure that the Administrator's policies are
effectively communicated to the Regional Administrators; that the Administrator
is alerted to potential Regional problems and concerns; that the Administrator
is assisted in managing significant Regional issues; and that the basic
management needs of the Environmental Services Divisions are addressed. The
Office will also continue its implementation of leadership and guidance
activities to support community relations efforts throughout the Agency. It will
maintain Agency liaison with state and local officials while increasing
activities to enhance technology transfer capabilities, and support Native
American tribal efforts. The Office will especially emphasize relations with
small communities through the use of the increased Abatement, Control and
Compliance resources requested in 1994.
1993 Program
In 1993, the Agency is allocating a total of $3,383,200 and 28.5 total
workyears, of which $2,056,000 is from the Program and Research Operations
appropriation and $1,327,200 is from the Abatement, Control, and Compliance
appropriation. The Office provides a key communications link between the
Administrator and the ten Regional offices, plays an active part in Regional
budget issues, implements Agency guidance in community relations activities to
provide maximum tribal, state and local involvement in EPA's decisions, and
provides guidance for, and oversight of, the ten Environmental Services
Divisions. The Office will increase leadership and guidance activities to
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support community relations efforts throughout the Agency especially for small
communities. It will also continue to maintain Agency liaison with state and
local officials while increasing activities to enhance technology transfer
capabilities, and support Native American tribal efforts.
Congressional Directives A total of $700,000 is for the Congressionally-
directed project for the Small Towns Environmental Program.
1992 Accomplishments
In 1992, the Agency obligated a total of $2,011,300 and 24.5 total
workyears for this program, of which $1,681,300 was from the Salary and Expenses
appropriation and $330,000 was from the Abatement, Control and Compliance
appropriation. The Office ensured that the Administrator's policies were
effectively communicated to the Regional Administrators, that the Regions were
included in the policy-making and decision-making processes, and that the
Administrator was kept informed of Regional concerns and issues. The Office also
initiated regular dialogue on environmental issues with local government and
tribal organizations. In addition, the Office carried out its responsibility as
the Headquarters focal point for the Agency's Environmental Services Divisions.
IMMEDIATE OFFICE OF THE ADMINISTRATOR
1994 Program Request
The Agency requests a total of $5,050,200 and 52.7 total workyears for this
program, of which $4,272,000 will be for the Program and Research Operations
appropriation and $778,200 will be for the Abatement, Control, and Compliance
appropriation. This represents an increase of $113,100 and a decrease of 1.9 in
total workyears from 1993, and an increase of $242,800 in the Abatement, Control,
and Compliance appropriation. The increase in Program and Research Operations
reflects support costs necessary to provide management oversight and direction
to the Agency's programs, and to more fully support the increasing caseload of
the Agency's judicial review conducted by the Environmental Appeals Board. The
Office is responsible for Agency policy and direction, and for setting
environmental and pollution prevention goals. The increase in Abatement, Control
and Compliance provides additional resources to support Pollution Prevention
Policy issues.
1993 Program
In 1993, the Agency is allocating a total of $4,694,300 supported by 54.6
total workyears for this program, of which $4,158,900 is from the Program and
Research Operations appropriation and $535,400 is from the Abatement, Control,
and Compliance appropriation. The major priorities in the Immediate Office are:
strengthening the Agency's commitment to a multi-media policy for pollution
prevention, increasing emphasis on enforcement and compliance efforts to ensure
better internal management, improving international leadership, continuing
delegations to State and local governments, on-going support of enhanced science
as a basis for decision-making, increasing environmental education support, and
using improved methodologies for managing risk. A six member Pollution
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Prevention Policy Staff is added to the Immediate Office, and the Chief Judicial
Officer function was strengthened and renamed the Environmental Appeals Board.
1992 Accomplishments
In 1992, the Agency obligated a total of $4,483,400 supported by 49.7 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. The major focus of activity was enforcement and compliance
efforts to ensure better internal management, to meet the increased number of
requests sent to the Judicial Officer function for final decision and improve
international leadership in new and emerging global air and water pollution
issues. Emphasis continued on delegations to State and local governments, on-
going support of enhanced science as a basis for decision-making, increased
environmental education support, and use of improved methodologies for managing
risk.
ADMINISTRATOR'S REPRESENTATION FUND
1994 Program Request
The Agency requests a total of $5,000 for this program, all of which will
be for the Abatement, Control, and Compliance appropriation. This represents a
decrease of $400 from 1993.
1993 Program
In 1993, the Agency is allocating a total of $5,400 to this program, all of
which is from the Abatement, Control, and Compliance appropriation. These funds
are to cover the expenses of official receptions and other functions.
1992 Accomplishments
In 1992 the Agency obligated a total of $5,200 for this function from the
Salaries and Expenses appropriation. This amount covered the expenses of
official receptions and other functions.
OFFICE OF CIVIL RIGHTS
1994 Program Request
The Agency requests a total of $2,186,300 supported by 24.9 total workyears
for this program, of which $1,831,700 will be for the Program and Research
Operations appropriation and $354,600 will be from the Abatement, Control, and
Compliance appropriation. This represents an increase of $68,800 and a decrease
of 0.9 in total workyears from 1993 in the Program and Research Operations
appropriation and an increase of $147,700 from the Abatement, Control, and
Compliance appropriation. The increase in Program and Research Operations
reflects increased personnel and support costs. The increase in the Abatement,
Control and Compliance appropriation will provide resources for the timely
completion of discrimination complaint investigations. The Office will continue
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to carry out national equal employment opportunity monitoring, compliance, and
enforcement programs, manage the Agency's affirmative employment and recruitment
programs, its special emphasis programs, the discrimination complaints program,
and the Historically Black Colleges and Universities and the Hispanic Association
of Colleges and Universities programs.
The Office of Civil Rights will also continue to provide technical guidance
and direction to the Agency's civil rights efforts and provide policy guidance.
Emphasis will continue on reducing the average processing time of discrimination
complaints to comply with regulatory limits; increasing policy monitoring and
support for Regional Civil Rights Offices, as well as for the Headquarters Office
of Civil Rights; providing continuous monitoring of affirmative action plan
implementation; expanding and improving the Equal Employment Opportunity (EEO)
counseling program to .resolve complaints through informal conciliation;
strengthening and improving the special emphasis programs by conducting seminars
and workshops for special emphasis employees and Agency managers; increasing
quantity and quality of EEO reviews and studies; and improving the implementation
of the Agency regulations regarding non-discrimination in Federally assisted
programs. Emphasis will continue to be placed on reducing severe under
representation of minority and women employees, especially at the executive and
supervisory levels.
1993 Program
In 1993, the Agency is allocating a total of $1,969,800 and 25.8 total
workyears for this Office, of which $1,762,900 is from the Program and Research
Operations appropriation and $206,900 is from the Abatement, Control, and
Compliance appropriation. These resources enable the Office of Civil Rights to
continue to provide technical guidance and direction for the Agency's Civil
Rights efforts. The Office is strengthening and improving the special emphasis
programs by conducting management and general workforce seminars and workshops
to deliver quality programs to a culturally diverse population. It is
responsible for initiating and supporting employee participation in programs
established to advance career opportunities for secretarial and clerical
employees and women in science and engineering, and continuing to conduct EEO
reviews and studies, and providing management support for building and managing
a culturally diverse workforce at all levels. The Office continues to implement
the Agency's regulations regarding non-discrimination in Federally-assisted
programs with emphasis placed on reducing the average processing time for
complaints of discrimination in compliance with the regulatory limit and to
provide increased management support and quality control through on-site
evaluations. Emphasis continues on reducing severe under representation of
minority and women employees, especially at the executive and supervisory levels.
1992 Accomplishments
In 1992, the Agency obligated a total of $1,729,700 supported by 21.7 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. The Office of Civil Rights carried out national equal employment
opportunity monitoring and enforcement programs; managed the Agency's affirmative
action program, special emphasis programs and the discrimination complaints
program; implemented regulations and programs requiring EPA grant recipients to
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adhere to the civil rights laws and requirements of applicable Federal statutes;
and served as the Agency's focal point for the Historically Black Colleges and
Universities program. The Office evaluated activities required to carry out the
Agency's responsibilities to assure equal opportunity and to prohibit
discrimination in employment at EPA; ensured implementation of the Agency's
Special Emphasis Programs (Federal Women's, Hispanic Employment and Black
Employment Programs); implemented and monitored the Agency's Affirmative Action
Plans to remedy under representation in the workforce; assured compliance by
Agency grantees with provisions of civil rights laws and requirements of
applicable Federal statutes; and processed internal employment discrimination
complaints. During 1992, the Office closed 75 complaints, issued 87 proposed
dispositions, completed 65 investigations, and requested 72 hearings.
Significantly, the number of proposed dispositions increased 790%, investigations
completed increased 135% and hearings requested increased 3600% over FY 1991
levels.
SCIENCE ADVISORY BOARD
1994 Program Recruest
The Agency requests a total of $1,919,500 supported by 24.2 total workyears
for this program, of which $1,719,600 will be for the Program and Research
Operations appropriation and $199,900 will be for the Abatement, Control, and
Compliance appropriation. This represents an increase of $24,200 and a decrease
of 0.7 in total workyears from 1993 in the Program and Research Operations
appropriation and a decrease of $58,100 in the Abatement, Control, and
Compliance appropriation. The increase in Program and Research Operations
reflects increased personnel and support costs due to full implementation of the
Environmental Economics Advisory Committee and the Clean Air Act Compliance
Analysis Committee. In 1994, approximately 74 regulatory issues will be
identified for the Science Advisory Board (SAB) to review, an increase of 14
reviews from 1993.
1993 Program
In 1993, the Agency is allocating a total of $1,953,400 supported by 24.9
total workyears for this program, of which $1,695,400 is from the Program and
Research Operations appropriation and $258,000 from the Abatement, Control, and
Compliance appropriation. The Science Advisory Board (SAB) is providing expert,
independent advice to the Administrator and the Agency on 60 scientific and
technical issues before the Agency. The SAB will also utilize two newly
established committees: the Environmental Economics Advisory Committee and the
Clean Air Act Compliance Analysis Committee.
1992 Accomplishments
In 1992, the Agency obligated a total of $1,805,700 supported by 21.9 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. The SAB was involved in 56 reviews during 1992. Included among
these reviews were issues relating to hazardous air pollutants, toxic substances,
drinking water, municipal waste combustion, radiological protection, radon,
10-31
-------
Superfund science, risk assessment and ecology. The SAB also established the new
Environmental Economics Advisory Committee and Clean Air Act Compliance Analysis
Committee.
OFFICE OF ADMINISTRATIVE LAW JUDGES
1994 Program Request
The Agency requests a total of $1,563,200 supported by 17.4 total workyears
for this program, of which $1,491,800 will be for the Program and Research
Operations appropriation, and $71,400 will be for the Abatement, Control, and
Compliance appropriation. This represents an increase of $56,400 and a decrease
of 0.6 total workyears for the Program Research and Operations appropriation, a
decrease of $2,100 for the Abatement, Control, and Compliance appropriation and
a loss of 3.0 total workyears and $218,300 for the Oils Spill Response
appropriation from 1993. Resources for Oil Spill response have been transferred
to a separate Oil Spill Trust Fund appropriation Program Element. The increase
in Program and Research Operations reflects increased personnel and support
costs. Resources in this program provide support for the adjudication of cases,
including conducting formal hearings, resulting from administrative complaints
filed by the enforcement program to insure compliance with environmental statutes
such as the Clean Air Act, the Clean Water Act, the Resource Conservation and
Recovery Act, the Toxic Substances Control Act, the Federal Insecticide,
Fungicide, and Rodenticide Act, CERCLA, and Environmental Planning and Community
Right to Know Act of 1986. (EPCRA).
1993 Program
In 1993, the Agency is allocating a total of $1,727,200 supported by 21.0
total workyears for this program, of which $1,435,400 and 18.2 total workyears
are from the Program and Research Operations appropriation, $218,300 and 3.0
total workyears are from the Oil Spill Response appropriation, and $73,500 is
from the Abatement, Control, and Compliance appropriation. The Office expects
to most of the cases they will be asked to rule on from EPA Regional Offices in
1993. Of the cases received from the regions, approximately 145 cases are
expected to be under the Resource Conservation and Recovery Act (RCRA), 256 cases
under the Toxic Substances Control Act (TSCA), and 147 cases under the Federal
Insecticide, Fungicide and Rodenticide Act (FIFRA), 100 under the Clean Air Act,
158 under EPCRA and 92 under the Clean Water Act. In addition to the cases
referred from the Regions, this Office will handle cases originating at
Headquarters, including suspensions and cancellations under Sec. 3(c)(l)(D) of
the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA).
1992 Accomplishments
In 1992 the Agency obligated a total of $1,333,300 and 19.0 total workyears
for this program, all of which was from the Salaries and Expenses appropriation.
This Office had a docket of 1,715 cases of which 723 were new filings. Of the
new cases, 164 were under RCRA, 246 were under TSCA, 172 cases were under FIFRA,
and 141 were under EPCRA. The FY 1992 docket was 13% larger than in FY 1991 and
37% larger than in FY 1990 .
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
MANAGEMENT AND SUPPORT
AGENCY MANAGEMENT
Office of the Inspector General 10-33
Office of the Inspector General 10-34
-------
AGENCY MANAGEMENT
Office of the Inspector General
ACTUAL PRES. ENACTED CURRENT
1992 BUDGET 1993 ESTIMATE
1993 1993
(DOLLARS
PROGRAM
IN
THOUSANDS)
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
Office of Inspector
General
Office of Inspector $22,532.9 $25,188.0 $23,343.0 $23,517.0 $25,452.2 $1.935.2 $264.2
General
TOTAL $22,532.9 $25,188.0 $23,343.0 $23,517.0 $25.452.2 $1,935.2 $264.2
TOTAL:
Office of Inspector $22,532.9 $25,188.0 $23,343.0 $23,517.0 $25,452.2 $1,935.2 $264.2
General
Agency Management TOTAL $22,532.9 $25,188.0 $23,343.0 $23,517.0 $25,452.2 $1,935.2 $264.2
PERMANENT WORKYEARS
Office of Inspector
General
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Office of Inspector
Genera I
TOTAL WORKYEARS
265.7 300.0 300.0 297.0 287.0 -10.0 -13.0
265.7 300.0 300.0 297.0 287.0 -10.0 -13.0
267.8 300.0 300.0 297.0 287.0 -10.0 -13.0
267.8 300.0 300.0 297.0 287.0 -10.0 -13.0
10-33
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MANAGEMENT AND SUPPORT
Agency Management
Office of the Inspector General
Budget Request
The Agency requests a total of $25,452,200 supported by 287.0 total
workyears for the 1994 Office of Inspector General (OIG) appropriation. This
represents an increase of $1,935,200 and a decrease of 10.0 total workyears from
1993. The decrease in workyears is a result of the President's program to reduce
the size and cost of government. The $1,935,200 increase will be used to fully
fund the OIG work force.
OIG APPROPRIATION
1994 Program Request
The Agency requests a total of $25,452,200 supported by 287.0 total
workyears, all of which will be for the OIG appropriation. This represents an
increase of $1,935,200 and a decrease of 10.0 total workyears from 1993. The OIG
will use the $1,935,200 increase in resources to expand its audits and
investigations relating to contract management.
The OIG will continue to provide its wide-ranging audit and investigative
coverage of Agency programs and operations to ensure that the Agency's risk of
financial loss is minimized and that Agency programs are delivered as efficiently
as possible. Contract/grant management has been identified as an area where
aggressive oversight is needed throughout the Agency. EPA declared contract
management as a material weakness in its 1992 Federal Managers' Financial
Integrity Act Report to the President. As of September 30, 1992, EPA managed
approximately 790 contracts, with obligations of about $3 billion. Under those
contracts, EPA had more than 25,000 active work assignments, including
modifications, describing the work to be performed by its contractors. In
addition to its active contracts, the Agency had about 1,900 contracts, with
obligations totaling $4.9 billion, whose performance periods had expired, but had
not been closed out. The Agency also had about 400 unfulfilled requests for
audits to determine contractors' final indirect cost claims. Because many of
EPA's contracts are cost-plus-award fee contracts, there is widespread potential
for fraud and abuse. The Agency's need for audits has never been fully met and
has been growing.
The OIG will continue to focus its audits and investigations on the Agency
procurement and contract/grant management activities to determine the extent of
the Agency's contract/grant management problems, identify systemic problems and
their causes, recommend ways to minimize their recurrence, and follow-up on the
Agency's progress to resolve them. This will include reviewing the Agency's
process for awarding grants and contracts and recipients' use of funds. The OIG
will also conduct audits and investigations to ensure the integrity (accuracy and
10-34
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reliability) of scientific data crucial to EPA's mission. Investigative
resources will also be focused on employee and program integrity and EPA
laboratories.
The OIG will also continue to conduct audits to ensure that the Agency's
accounting and information management systems and financial reports, which
support critical Agency actions and decision-making, are useful and reliable.
The OIG will support the Agency's needs for indirect cost proposal, pre-award,
interim, and final audits of contracts to determine the eligibility,
allocability, and reasonableness of the costs claimed by contractors.
Additionally, the OIG will also provide audits of waste water treatment
facilities' construction grants, State Revolving Funds, and other grants awarded
by the Agency. For the 3-year period 1990-1992, the OIG averaged questioning
about $40 of costs as ineligible for each dollar spent on external audits of
grants and contracts.
The OIG will also review the internal controls in Agency's programs,
functions, operations, and activities and support the Agency's Federal Managers'
Financial Integrity Act (FMFIA) requirements. Additionally, the OIG will review
the Agency's implementation of its responsibilities under the Chief Financial
Officers Act (CFO), including the audit of Agency financial statements. The OIG
will monitor the performance of audits of contracts by CPA contractors, States,
and other federal agencies under contracts and interagency agreements. ADP,
engineering, and scientific support will be provided to our auditors and
investigators and reviews conducted of the Agency's major computer systems.
1993 Program
In 1993, the Agency is allocating a total of $23,517,000, supported by
297.0 total workyears, all of which is from the OIG appropriation. Following up
on its 1992 audit results, the OIG is expanding audits of contract/grant
management, particularly audits of their cost claims, management of contractors
and grantees, and the procurement process. This is part of the OIG's long-term
comprehensive audit approach. OIG extramural funds are used primarily for
contract audit services to audit EPA's construction grant and State revolving
fund programs for waste water treatment plants. The OIG will also follow-up on
findings and recommendations from previous audits to determine whether corrective
actions agreed upon were taken and improvements made. Additionally, the OIG
continues to support implementation of the CFO Act, including the auditing of the
Agency's financial statements.
The OIG has created a new Procurement Fraud Division which is aggressively
pursuing new initiatives to identify fraud by contractors/grantees and in Agency
funded research projects. By focusing its efforts in procurement and conducting
more proactive investigative initiatives, the OIG expects to obtain more
indictments, convictions, and monetary recoveries. The OIG will continue its
efforts in fraud prevention by publicizing OIG activities, instructing EPA
employees to identify areas sensitive to fraud, and developing new fraud
detection tools and methods. Efforts are continuing to encourage the use of the
OIG hotline to uncover instances of suspected fraud, waste, and mismanagement.
Under the fraud prevention program, the OIG is also providing technical and audit
assistance to the Agency by assessing the adequacy of internal controls, as
10-35
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required by FMFIA, and by providing training and publications on fraud prevention
and detection.
1992 Accomplishments
In 1992, the Agency obligated a total of $22,532,900 supported by 267.8
total workyears, all of which was from the OIG appropriation. The OIG issued
1,752 audit reports with questioned costs and recommended efficiencies of
$306,800,000 (Federal share). During 1992, the Agency obtained $59,800,000 of
actual cash recoveries as a result of audit efforts.
OIG audits and investigations found an EPA organizational culture too
dependent on contractor support and a general "laissez-faire" attitude toward
contract management. In addition to correcting specific contract deficiencies
reported by the OIG, EPA established a high level standing committee which has
recommended corrective actions for many of the Agency's basic contract management
problems. Other key results from OIG audits included the Agency's initiation of
actions to: correct problems that have kept EPA from developing and operating
reliable, cost effective, and secure information management systems; reduce the
exposure of EPA's highly sensitive financial payment systems to unauthorized
access, modification, or destruction; and better ensure the integrity of data
supporting pesticides registrations. The OIG also found that corrective actions
recommended in previous audits of the Agency's assessment of penalties under the
Resource Conservation and Recovery Act and negotiation of equipment rates on
Emergency Response Cleanup Services contracts were not always adequate,
effective, or timely.
All investigative activities focusing on major civil and criminal
violations resulted in 29 indictments and 60 convictions of persons or firms, 29
administrative actions taken against EPA employees, and the recovery of
$4,900,000 in judgments, fines and restitution. As a result of direct OIG
involvement, 55 dishonest or unresponsive persons and firms were suspended,
debarred, or restricted from doing business with EPA. The OIG opened 255 new
investigations and closed 243 investigations. The OIG also continued a fraud
prevention and detection awareness program for EPA managers to encourage and
improve their recognition and reporting of possible fraud and abuse.
10-36
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
MANAGEMENT AND SUPPORT
AGENCY MANAGEMENT
Office of General Counsel 10-37
Office of General Counsel 10-38
-------
AGENCY MANAGEMENT
Office of General Counsel
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Office Of General
Counsel
Program & Research $12,127.9 $12,716.8 $12,482.1 $12,501.0 $12,590.5 $89.5 -$126.3
Operations
Abatement Control and $255.0 $817.6 $817.6 $1,217.2 $399.6 $962.2
Compliance
FIFRA Revolving Fund $32.6
TOTAL $12,160.5 $12,971.8 $13,299.7 $13,318.6 $13,807.7 $489.1 $835.9
TOTAL:
Program & Research $12,127.9 $12,716.8 $12,482.1 $12,501.0 $12,590.5 $89.5 -$126.3
Operations
Abatement Control and $255.0 $817.6 $817.6 $1,217.2 $399.6 $962.2
Compliance
FIFRA Revolving Fund $32.6
Agency Management TOTAL $12,160.5 $12,971.8 $13,299.7 $13,318.6 $13,807.7 $489.1 $835.9
PERMANENT WORKYEARS
Office Of General 147.1 163.4 166.9 165.7 162.5 -3.2 -9
Counsel
TOTAL PERMANENT WORKYEARS 147.1 163.4 166.9 165.7 162.5 -3.2 -9
TOTAL UORKYEARS
Office Of General 159.0 163.4 166.9 165.7 162.5 -3.2 -9
Counsel
TOTAL WORKYEARS 159.0 163.4 166.9 165.7 162.5 -3.2 -9
10-37
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MANAGEMENT AND SUPPORT
Agency Management
Office of General Counsel
Budget Request
The Agency requests a total of $13,807,700 and 162.5 total workyears for
1994, an increase of $489,100 and a decrease of 3.2 in total workyears from 1993.
Of the request, $12,590,500 will be for the Program and Research Operations (PRO)
appropriation, and $1,217,200 will be for the Abatement, Control and Compliance
(AC&C) appropriation. This represents an increase of $89,500 for the PRO
appropriation, an increase of $399,600 for the AC&C appropriation, and a decrease
of 3.2 total workyears for the PRO appropriation.
OFFICE OF GENERAL COUNSEL
1994 Program Request
The Agency requests a total of $13,807,700 and 162.5 total workyears for
this program, of which $12,590,500 will be for the PRO appropriation, and
$1,217,200 will be for the AC&C appropriation. This represents an increase of
$89,500 for the PRO appropriation, an increase of $399,600 for the AC&C
appropriation, and a decrease of 3.2 total workyears for the PRO appropriation.
The increase in the PRO appropriation results from increased workforce costs.
The increase in the AC&C appropriation is for administrative support to our
workforce. The decrease in workyears is a result of the government-wide
reduction in workyears that is part of the President's program to reduce the size
and cost of government.
The Office of General Counsel (OGC) will provide legal advice and counsel
to Agency management and media program offices concerning legal interpretation
of EPA administered statutes, other applicable laws, regulations, and
administrative areas such as personnel, grants, contracts, and access by the
public to EPA held information. The OGC will handle litigation in which EPA is
a defendant. Legal support and review will be provided for all major regulatory
actions, policy documents, and guidelines to insure that legal error is avoided.
A request of $382,900, representing no change from the 1993 level, is included
for that portion of the AC&C appropriation not subject to an administrative
ceiling, for legal research capability because this item constitutes direct
support of enforcement, rulemaking, legal defense, and assistance activities.
Legal research in direct support of Superfund activities will continue to be paid
out of the Superfund appropriation.
1993 Program
In 1993, the Agency is allocating a total of $13,318,600, of which
$12,501,00 is from the PRO appropriation and $817,600 is from the AC&C
10-38
-------
appropriation, supported by 165.7 total workyears for this program. All
workyears are from the PRO appropriation. The 1993 program provides continued
support to Agency program priorities through legal advice and assistance,
handling defensive litigation, review of Agency rulemaking actions, participating
in selected administrative proceedings, and assisting in international
negotiations.
1992 Accomplishments
In 1992, the Agency obligated a total of $12,160,500 supported by 159.0
total workyears, of which $12,127,900 were from the Salaries and Expenses
appropriation and $32,600 were from the FIFRA Revolving Fund. In 1992, the OGC
supported priorities by providing legal advice and support to Agency managers and
by defending the Agency in litigation filed against it. OGC also reviewed
regulatory actions to ensure legal defensibility and provided advice on other
actions, such as grants, contracts, personnel matters, and international matters.
10-39
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10-40
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
MANAGEMENT AND SUPPORT
AGENCY MANAGEMENT
Office of International Activities 10-41
Office of International Activities 10-42
-------
AGENCY MANAGEMENT
Office of International Activities
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Office of International
Activities
Program & Research $5,005.9 $6,171.9 $6,014.2 $5,997.7 $6,285.1 $287.4 $113.2
Operations
Abatement Control and $1,613.0 $4,092.8 $13,026.7 $5,246.3 $9,421.7 $4,175.4 $5,328.9
Compliance
TOTAL $6,618.9 $10,264.7 $19,040.9 $11,244.0 $15,706.8 $4,462.8 $5,442.1
TOTAL:
Program & Research $5,005.9 $6,171.9 $6,014.2 $5,997.7 $6,285.1 $287.4 $113.2
Operat i ons
Abatement Control and $1,613.0 $4,092.8 $13,026.7 $5,246.3 $9,421.7 $4.175.4 $5,328.9
Compliance
Agency Management TOTAL $6,618.9 $10,264.7 $19,040.9 $11,244.0 $15,706.8 $4.462.8 $5,442.1
PERMANENT UORKYEARS
Office of International 55.4 75.0 75.6 75.0 73.9
Activities
TOTAL PERMANENT WORKYEARS 55.4 75.0 75.6 75.0 73.9
TOTAL UORKYEARS
Office of International 56.9 75.0 75.6 75.0 73.9 -1.1 -1.1
Activities
TOTAL WORKYEARS 56.9 75.0 75.6 75.0 73.9 -1.1 -1.1
10-41
-------
MANAGEMENT AND SUPPORT
Agency Management
Office of International Activities
Budget Request
The Agency requests a total of $15,706,800 supported by 73.9 total
workyears for 1994, an increase of $4,462,800 and a decrease of 1.1 workyears
from 1993. Of the request, $6,285,100 will be for the Program and Research
Operations appropriation, and $9,421,700 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $287,400 in the Program
and Research Operations appropriation and an increase of $4,175,400 in the
Abatement, Control and Compliance appropriation.
OFFICE OF INTERNATIONAL ACTIVITIES
1994 Program Request
The Agency requests a total of $15,706,800 supported by 73.9 total
workyears for 1994, an increase of $4,462,800 and a decrease of 1.1 workyears
from 1993. Of the request, $6,285,100 will be for the Program and Research
Operations appropriation, and $9,421,700 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $287,400 in the Program
and Research Operations appropriation and an increase of $4,175,400 in the
Abatement, Control and Compliance appropriation. The request reflects the
Agency's commitment to (1) the continued implementation of the U.S. - Mexico
Integrated Border Environmental Plan, (2) expanding environmental cooperation
with Mexico to address potential environmental issues in support of the North
American Free Trade Agreement, (3) evaluate appropriate environmental
technologies for use in developing countries, (4) further development of
technical assistance programs to the former Republics of the Soviet Union and
other regions of the world, and (5) implementation of policies in the area of
sustainable development.
In 1994 the Office of International Activities will continue to serve as
the focal point for implementation of the U.S. - Mexico Integrated Border
Environmental Plan. Resources will be focused on the coordination of this
bilateral cross media effort. These resources will provide the ability to
coordinate efforts in the first stage of the Plan (1992 - 1994) where
enforcement, water, air, hazardous waste, and industrial source control
activities will be linked with work done by other Federal Agencies and SEDUE.
EPA will continue to play a key role in activities to provide for the long-term
protection of human health and natural ecosystems along the U.S. and Mexico
border. Resources will support completion of the first stage of the Integrated
Border Environmental Plan; support Region 6 and 9 management, coordination and
implementation responsibilities vis-a-vis border activities. EPA will play an
expanded role in providing technical cooperation and expertise to address
environmental problems in the interior of Mexico in support of the North American
10-42
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Free Trade Agreement. Activities will include capacity building, assistance to
implement environmental assessment procedures, and pollution prevention and
control programs, as well as support expanded scientific and technical
collaboration.
EPA promotes technical cooperation with other countries and international
organizations on a broad range of scientific, economic, and technological aspects
of environmental protection. Resources will support technical cooperation.
Activities will include capacity building, development of country environmental
plans, support to implement environmental assessment procedures, pollution
prevention and control programs and support for expanded scientific and technical
collaboration.
The Agency will initiate an integrated cross-program Innovative
Environmental Technology program to support the President's technology
initiative. OIA's focus is on the evaluation of environmentally desirable
technologies for transfer abroad, which supports such U.S. objectives as
international environmental protection and sustainable international economic
development. Resources will be used to expand EPA's evaluation of technology for
use in developing countries, including needs assessment, information
dissemination, and education and training.
EPA continues to respond to the serious nature of environmental problems
in Eastern Europe, the Baltics and the Commonwealth of Independent States (CIS).
Resources will help strengthen environmental management capabilities in these
countries improving prospects for long term, environmentally sensitive,
sustainable development.
OIA will continue to expand its efforts in the wider Caribbean region
seeking to address local and regional pollution problems affecting the Gulf and
Atlantic coasts of the U.S. Resources will support implementing public-private
cooperative environmental projects and for the development of environmental
education programs in collaboration with NOAA, AID and other USG Agencies.
1993 Program
In 1993, the Agency is allocating a total of $11,244,000 supported by 75
total workyears for this program, of which $5,997,700 is from the Program and
Research Operations appropriation and $5,246,300 is from the Abatement, Control
and Compliance appropriation.
In 1993 OIA is serving as the focal point for implementation of the U.S. -
Mexico Integrated Border Environmental Plan. Resources support cross media
activities that address a number of environmental issues along the border and
includes public private cooperation. Agency initiatives include providing
technical cooperation and expertise to address environmental problems in the
interior of Mexico. EPA will promote technical cooperation with other countries
and international organizations on a broad range of scientific, economic, and
technological aspects of environmental protection. Additional resources are
requested to support technical cooperation. Activities will include capacity
building and development of country environmental plans. EPA continues to
respond to the serious nature of environmental problems in Eastern Europe, the
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Baltics and the Commonwealth of Independent States (CIS). EPA's resources will
help strengthen environmental management capabilities in these countries
improving prospects for long term, environmentally sensitive, sustainable
development. OIA will continue to expand its efforts in the wider Caribbean
region seeking to address local and regional pollution problems affecting the
Gulf and Atlantic coasts of the U.S.
1992 Accomplishments
In 1992, the Agency allocated a total of $6,618,900 and 56.9 total
workyears for this program, of which $5,005,900 was from the Salaries and
Expenses appropriation and $1,613,000 was from the Abatement, Control and
Compliance appropriation. The Office completed, in cooperation with the
Government of Mexico, development of the first stage of the U.S. - Mexico
Integrated Border Environmental Plan; developed a technology transfer
clearinghouse; distributed worldwide environmental technical information packages
(TIPS) relating to technical resources available in the environmental area.
Established the U.S. Environmental Training Institute that provided a cooperative
public-private forum for international environmental education. The Office
continued bilateral activities with the nations of Europe and Asia. The Office
also continued its efforts to assist the nations of Eastern Europe in addressing
their environmental problems.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
MANAGEMENT AND SUPPORT
AGENCY MANAGEMENT
Office of Policy, Planning and Evaluation 10-45
Program Management - Policy, Planning and Evaluation 10-47
Office of Policy Analysis 10-48
Office of Regulatory Management and Evaluation 10-51
Office of Strategic Planning & Environmental Data 10-54
-------
PROGRAM
AGENCY MANAGEMENT
Office of Policy, Planning and Evaluation
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Program Management -
Policy, Planning And
Evaluation
Program & Research
Operations
Abatement Control and
Compliance
Office of Policy
Analysis
Program & Research
Operations
Abatement Control and
Compliance
Office of Regulatory
Management and
Evaluation
Program & Research
Operati ons
Abatement Control and
Compliance
$1.247.8
TOTAL $1.247.8
$7,935.0
$17,482.2
TOTAL $25,417.2
$6,826.2
$2,215.6
TOTAL $9,041.8
Office of Strategic
Planning &
Environmental Data
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
Agency Management
$3,840.7
$1,423.1
$5,263.8
$19,849.7
$21,120.9
$1,466.4 $1,383.5 $1,465.8 $1,420.3
$102.2 $102.2 $102.1
$1,466.4 $1,485.7 $1,568.0 $1,522.4
$10,994.2 $7,833.8 $7.829.5 $8,584.9
$19,110.9 $20,754.1 $18,654.0 $19,410.2
$30,105.1 $28,587.9 $26,483.5 $27,995.1
$4,874.1 $3,780.2 $3,775.5 $4,028.0
$613.7 $1,317.5 $1,317.5 $2,277.4
$5,487.8 $5,097.7 $5,093.0 $6,305.4
$6,407.8 $4,426.2 $4,388.7 $4,521.8
$1,837.7 $3,741.9 $3,741.9 $4,646.3
$8,245.5 $8,168.1 $8,130.6 $9,168.1
$23,742.5 $17,423.7 $17,459.5 $18,555.0
$21,562.3 $25,915.7 $23,815.6 $26,436.0
-$45.5 -$46.1
-$1 $102.1
-$45.6 $56.0
$755.4 -$2,409.3
$756.2 $299.3
$1,511.6 -$2,110.0
$252.5 -$846.1
$959.9 $1,663.7
$1,212.4 $817.6
$133.1 -$1,886.0
$904.4 $2,808.6
$1,037.5 $922.6
$1.095.5 -$5,187.5
$2,620.4 $4,873.7
TOTAL $40.970.6 $45,304.8 $43,339.4 $41,275.1 $44,991.0 $3,715.9
-$313.8
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AGENCY MANAGEMENT
Office of Policy, Planning and Evaluation
ACTUAL PRES. ENACTED CURRENT REQUEST
1992 BUDGET 1993 ESTIMATE 1994
1993 1993
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PERMANENT UORKYEARS
Program Management -
Policy, Planning And
Evaluation
Office of Policy
Analysis
Office of Regulatory
Management and
Evaluation
Office of Strategic
Planning &
Environmental Data
TOTAL PERMANENT WORKYEARS
TOTAL UORKYEARS
15.5
18.8
18.8 18.6
17.8
88.6 106.9 111.0 110.5 108.7
83.1
41.4
56.6
58.5 57.9
68.0 65.0 64.4
56.9
63.3
228.6 250.3 253.3 251.4 246.7
-8
-1.8
-1.0
-1.1
-4.7
-1.0
1.8
-4.7
-3.6
Program Management -
Policy, Planning And
Evaluation
Office of Policy
Analysis
Office of Regulatory
Management and
Evaluation
Office of Strategic
Planning &
Environmental Data
TOTAL WORKYEARS
16.3 18.8
18.8 18.6
17.8
95.0 106.9 111.0 110.5 108.7
85.0
45.8
56.6 58.5
57.9 56.9
68.0 65.0 64.4 63.3
242.1 250.3 253.3 251.4 246.7
-8
-1.8
1.0
-1.1
-4.7
1.0
1.8
-4.7
-3.6
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MANAGEMENT AND SUPPORT
Agency Management
Office of Policy, Planning and Evaluation
Budget Request
The Agency requests a total of $44,991,000 supported by 246.7 total workyears
for 1994, an increase of $3,715,900 and a decrease of 4.7 total workyears from
1993. Of the request, $18,555,000 will be for the Program and Research Operations
appropriation and $26,436,000 will be for the Abatement, Control and Compliance
appropriation. This represents an increase of $1,095,500 in the Program and
Research Operations appropriation and an increase of $2,620,400 in the Abatement,
Control and Compliance appropriation.
PROGRAM MANAGEMENT - POLICY. PLANNING AND EVALUATION
1994 Program Request
The Agency requests a total of $1,522,400 supported by 17.8 total workyears
for this program, of which $1,420,300 will be for the Program and Research
Operations appropriation and $102,100 will be for the Abatement, Control and
Compliance appropriation. This represents a decrease of $45,500, and a decrease
of $100, respectively, and a decrease of 0.8 total workyears from 1993. The
decrease partially reflects the transfer of the General Accounting Office liaison
function to the Office of Administration and Resources Management.
Funding will provide the Assistant Administrator (AA) with resources for
policy direction and for management of the regulatory review process as well as for
special analyses. Budgetary and administrative oversight needed for efficient
operation of the Office of Policy, Planning and Evaluation (OPPE) as well as
leadership in strengthening internal controls and extramural resources management
will continue. Improving OPPE's human and information resources management
programs reflect EPA's commitment to these areas. The AA also will respond to
external inquiries (e.g., from Congress and the Office of Management and Budget).
1993 Program
In 1993, the Agency is allocating a total of $1,568,000 supported by 18.6
total workyears for this program, of which $1,465,800 is from the Program and
Research Operations appropriation and $102,200 is from the Abatement, Control and
Compliance appropriation. This program provides overall policy direction and
leadership in the integration of environmental protection activities, and conducts
activities necessary to manage the component offices of OPPE.
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1992 Accomplishments
In 1992, the Agency obligated a total of $1,247,800 supported by 16.3 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. Funds provided policy direction and supported the basic budgetary,
administrative, analytic and planning activities necessary to manage OPPE.
OFFICE OF POLICY ANALYSIS (OPA)
1994 Program Request
The Agency requests a total of $27,995,100 supported by 108.7 total
workyears for this program, of which $8,584,900 will be for the Program and
Research Operations appropriation and $19,410,200 will be for the Abatement,
Control and Compliance appropriation. This represents an increase of $755,400
and an increase of $756,200 respectively, and a decrease of 1.8 total workyears
from 1993. The increase in Program and Research Operations results from
projected personnel salary and benefits costs. The increase in Abatement,
Control and Compliance reflects expanded support for eco-systems approaches and
pollution prevention strategies. The decrease in total workyears is a result of
the government-wide reduction that is part of the President's program to reduce
the size and cost of government.
Efforts will focus on EPA's priority actions and initiatives, particularly
for issues identified as posing high risks to health, environment, and public
welfare. An area of special emphasis will be eco-system protection. OPA will
support the Administrator's eco-systems initiatives by developing economic tools
and methodologies to characterize and communicate the benefits of an eco-system
approach and by actively working with Regions, states and localities to explore,
demonstrate and apply economic incentives to specific geographic areas. OPA will
support pollution prevention by launching a "Green Companies" initiative with
the Department of Energy (DOE).
OPA will analyze rules, guidance, and studies central to the new Clean Air
Act (CAA) and explore ways to integrate pollution prevention into CAA
implementation. OPA will identify cost-effective solutions to air pollution
issues, focusing on nonattainment, air toxics, mobile sources, and acid rain.
OPA will design options and mitigation strategies that reduce emissions
contributing to climate change. It will work with DOE to implement the Energy
Policy Act of 1992, and the Department of Transportation (DOT) to help implement
the Intermodal Surface Transportation Efficiency Act (ISTEA), as well as with
private firms, public utility commissions and state energy offices. The new
"Green Companies Program" will complement the Agency's current "Green Programs".
Support for effective implementation of the Climate Convention will focus
on analyzing the regional economic costs and benefits, negotiating guidelines for
national greenhouse gas inventories, assessing the adequacy of commitments in the
Convention, and setting priorities for scientific and technical research. OPA
will assess the sensitivity of the U.S. economy to climate change and evaluate
possible distributional impacts. OPA will help prepare a revised U.S. Climate
10-48
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Action Plan and expand its climate change mitigation programs with states,
localities and the private sector. Internationally, OPA will facilitate "joint
implementation" and "carbon offset" projects with developing countries, lead the
U.S. review and analysis of other countries' climate policies, and expand
promotion of policy reforms in developing countries.
OPA will conduct and promote the use of economic analysis in rulemaking.
Development of tools and methodologies to quantify the benefit of eco-systems
approaches will accelerate. OPA will explore, demonstrate and apply economic
incentives in cooperation with Regions, states and localities by providing
training and technical support for market-based programs, including analyses and
demonstration projects for municipal solid waste, agriculture, air, and water
pollutants. Work to characterize the aggregate economic benefits and costs of
environmental regulations will focus on water (CWA) and waste (RCRA) programs,
and on revising the Cost of Clean report. Research on U.S. markets in pollution
control equipment and services, and the influence of regulations on the
productivity, output and location of industrial activity will expand. OPA will
explore trade and competitiveness issues as they relate to the environment.
OPA will play a significant role in making RCRA more rational, promoting
better science and encouraging better characterization of risk and uncertainty.
Activities will include: developing a better and broader range of benefits from
control of waste management activities, refining the criteria for designating
hazardous waste, revising the definition of solid waste, streamlining permitting
provisions, facilitating remediation of contaminated media, measuring the impacts
of reform initiatives, and advancing market-based approaches to waste management.
Analysis of industrial sector environmental policies will go beyond
traditional command and control. OPA will play an analytical role in pollution
prevention issues relating to industrial toxics and other economic sectors and
continue to promote cost-effective risk reduction for toxics programs.
OPA will finish development of a review framework that focuses on all
pesticides used on a single crop, as compared to the traditional "pesticide by
pesticide" approach. This "crop by crop" approach will expedite review and
reregistration required under the Federal Insecticide Fungicide and Rodenticide
Act 88 (FIFRA). OPA will move from a completed reregistration strategy for the
pesticides used on corn to develop a strategy for pesticides used on soybeans.
OPA will evaluate water quality management options in a revised Clean Water
Act (CWA) and assess options under the Safe Drinking Water Act (SDWA). Analysis
will focus on: nonpoint sources (e.g., stormwater, Combined Sewer Overflow (CSO)
and livestock operations), the use of the State Revolving Funds, farmer
acceptance of wetland easements, and management alternatives to protect aquatic
and riparian habitats. OPA will also analyze reauthorization of the conservation
provisions of the 1995 Farm Bill. It will study the adequacy of small community
resources for meeting requirements of Federal environmental statutes. Livestock
pollution work will expand to include swine and poultry operations.
Extramural resources management activities will receive priority attention.
In the affirmative action area, OPA will support OPPE's memorandum of
understanding (MOU) with Jackson State University.
10-49
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1993 Program
The Agency is allocating a total of $26,483,500 supported by 110.5 total
workyears for this program, of which $7,829,500 is from the Program and Research
Operations appropriation and $18,654,000 is from the Abatement, Control and
Compliance appropriation.
OPA is undertaking a detailed evaluation of actions mandated by the CAA
focusing on the most important provisions: nonattainment, mobile sources, and
air toxics. The key activities are quantifying the benefits of NOx reductions
and developing a nationwide particulate control strategy.
OPA is analyzing CWA reauthorization options related to stormwater, CSOs,
nonpoint sources, wetlands, water quality/quantity and habitat restoration; and
integrating these with Farm Bill and SDWA reauthorization efforts. Other work
includes: agricultural, forestry, land, and wildlife management; reducing
contamination from agriculture drainage wells; reserving water rights for
ecological purposes; evaluating habitats; and the feasibility of wetlands
mitigation and banking, with a special focus on non-point sources.
Hazardous waste efforts involve analysis of the economic and environmental
impacts of RCRA regulatory actions, non-regulatory initiatives and preparations
for reauthorization. These include issues of valuing groundwater protection,
encouraging remediation of existing contamination, better targeting of Subtitle
C controls to high risk wastes, developing risk-based management standards and
controls, removing disincentives to hazardous waste recycling and recovery, and
determining costs and impacts of mandatory solid waste recycling programs.
Analysis of the toxics and pollution prevention programs is focusing on
achieving more cost-effective risk reduction and source reduction for individual
chemicals such as lead, broader program elements such as the Toxics Release
Inventory, and new initiatives such as "Design for the Environment." OPA is
analyzing the cost-effectiveness of Special Review and registration decisions
under FIFRA and studying ways to improve analytical techniques to increase the
use of cluster approaches and pollution prevention.
OPA is conducting economic analysis and developing transportation models
to evaluate policy options arising under ISTEA and CAA. OPA is coordinating
EPA's expanded global climate change agenda by emphasizing: (1) implementation
of the Climate Convention; (2) policy reforms in developing economies and
economies in transition which promote economic growth while reducing greenhouse
gas emissions; (3) economic impacts of the potential physical effects of
climate change; and (4) development of an expanded set of adaptation and
mitigation options and assessment of the economic implications of those options.
OPA is evaluating linkages between environmental policy, competitiveness,
and international trade policy by examining the North America Free Trade
Agreement (NAFTA) and General Agreement on Tariffs and Trade (GATT) policies,
trade in agricultural products, exports of U.S. environmental technologies, trade
and competitiveness effects, and strategies to promote economic growth through
pollution prevention. OPA is proceeding with special studies in the areas of
10-50
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environmental accounting, the size and structure of the environmental protection
industry, and the valuation of ecological systems and services.
Besides focusing on OPPE contracts management, OPA is looking at ways to
improve OPPE's management of assistance and interagency agreements. Affirmative
action efforts center on support for the Jackson State MOU.
Congressional Directives; A total of $550,000 is for the Congressionally
directed Dairy-Waste Pollution project, a cooperative effort with the Department
of Agriculture and various land grant schools to develop cost-effective practices
for managing dairy waste in watershed with little agronomics activity.
1992 Accomplishments
In 1992, the Agency obligated a total of $25,417,200 supported by 95.0
total workyears for this program, of which $7,935,000 was from the Salaries and
Expenses appropriation and $17,482,200 was from the Abatement, Control and
Compliance appropriation.
In 1992, OPA: (1) played a significant role in the Inspection/Maintenance
Rule preventing the increase of NOx emissions; (2) assisted in negotiation of the
Framework Convention on Climate Change, provided support to the Intergovernmental
Panel on Climate Change, entered into an agreement with Canada to analyze "Joint
Implementation" of emissions limits, helped initiate the U.S. Country Studies
Program, and played a major role in the development of the U.S. Forests for the
Future Initiative; (3) developed management measures and program implementation
guidance for the Coastal Zone Management Act; (4) integrated policies related
to agriculture, land, and wildlife management; (5) proposed changes to the
hazardous waste identification scheme, improved risk targeting for chemical
regulations, developed screening criteria for significant oil spills, and
determined the cost and risk impacts of deferring RCRA regulation for petroleum-
contaminated soils; (6) shifted its toxics focus to analysis of risk management
strategies for high-risk chemicals (e.g., lead) and expansion of the Toxics
Release Inventory; (7) conducted cost-effectiveness and risk/benefit analyses of
FIFRA registration and Special Review decisions; (8) developed a methodology and
organized an internal and external review process for the retrospective analysis
of criteria for air pollutants; (9) emphasized economic incentives, tradeable
permit schemes, price schemes, and other market-based mechanisms as reflected in
the President's regulatory moratorium, CAA regulations, and pricing for municipal
solid waste; (10) developed the Environmental Equity Report; (11) instituted more
effective contracts management procedures and provided specialized contracts
training to OPPE analysts; and (12) participated in the Agency's Academic
Relations Program by developing an MOU with Jackson State University.
OFFICE OF REGULATORY MANAGEMENT AND EVALUATION (ORME)
1994 Program Request
The Agency requests a total of $6,305,400 supported by 56.9 total workyears
for this program, of which $4,028,000 will be for the Program and Research
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Operations appropriation and $2,277,400 will be for the Abatement, Control and
Compliance appropriation. This represents an increase of $252,500 and an
increase of $959,900, respectively, and a decrease of 1.0 total workyears from
1993. The increase in Program and Research Operations results from projected
personnel salary and benefits costs. The increase in Abatement, Control and
Compliance will fund: development of methods to assess ecological functions and
risk; use of geographic pilots to demonstrate use of eco-risk assessment and
communication methods on site specific decisions; and improvement in the use of
scientific risk assessments uncertainty analyses in Agency risk management
decisions. The decrease in total workyears is a result of the government-wide
reduction in workyears that is part of the President's program to reduce the size
and cost of government.
ORME will manage EPA's regulation development and analysis process,
continuing to refine it in response to new statutory developments and in response
to the Agency's regulatory "clusters" efforts. ORME support in development and
operation of the Agency's clusters will expand to identify and initiate clusters
for targeted industries that could benefit most from the cluster's ability to
coordinate multiple regulations, simplify compliance requirements, and reduce
transaction costs. ORME will assist in early identification and resolution of
contentious regulatory issues. It will ensure Agency compliance with the
Paperwork Reduction Act of 1980 and Executive Orders 12291, 12498 and 12612.
ORME will implement the Regulatory Flexibility Act guidelines in order to promote
increased sensitivity to the impacts of EPA regulations on small business and
small communities. Further implementation of the electronic data initiative will
involve increasing the number of participating states in the hazardous waste
manifest and biennial reporting programs, and the water discharge monitoring
report. ORME will also develop an Agency policy for electronic signatures
through a workshop series. Program evaluation staff will analyze key
environmental programs, focusing on their effectiveness and efficiency, and
provide recommendations related to future policy and program implementation
decisions. Evaluations will target changing relationships with local
governments, states and Regional offices. Risk communication staff will support
empirical research on critical risk communication issues, promote the use of
state-of-the art risk communication practices, offer courses in basic risk
communication planning and evaluation and on risk and decisionmaking, develop a
new workshop on ecological risk, and conduct a pilot evaluation of eco-risk
communication methods. Science policy staff will focus on improving the use of
scientific risk assessments uncertainty analysis in Agency risk management
decisions, on developing methods for identifying and measuring and communicating
the benefits to health and eco-systems from environmental protection, and on
improving methods for characterizing environmental risks. This will include
pilot projects in specific geographic areas to demonstrate eco-risk assessment,
management, and communication efforts.
1993 Program
In 1993, the Agency is allocating a total of $5,093,000 supported by 57.9
total workyears for this program, of which $3,775,500 is from the Program and
Research Operations appropriation and $1,317,500 is from the Abatement, Control
and Compliance appropriation.
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ORME manages EPA's regulation development and analysis process, continuing
to refine it in response to new statutory developments and in response to the
Agency's regulatory "clusters" efforts. ORME is providing management and
technical support to the Deputy Administrator and other managers involved in the
Agency's effort to improve the quality of policy and regulatory decisions through
increasing the use of cross-media clusters. It is completing an evaluation of
this approach and implementing key recommendations. Through the Deputy
Administrator's Priority Rule Process and through the Regulatory Coordinator's
project, ORME assists in early identification and resolution of contentious
regulatory issues. It is implementing the electronic data initiative especially
in the area of hazardous waste manifest reporting, and improving and expanding
electronic reporting of biennial reporting data. Program evaluations are
underway to assess and recommend improvements to EPA's programs (e.g., studying
environmental program implementation issues related to local governments,
evaluating elements of EPA's National Pollutant Discharge Elimination System
program as they relate to "minor facilities," and looking at the application of
"total quality management" in EPA). The Risk Communication Project is conducting
a comprehensive study of the needs of risk communication practitioners to use
that knowledge to ensure that OPPE resources are targeted to the most important
risk communication problems. It is sponsoring ongoing evaluation of risk
communication activities such as the information campaign for reducing pesticide
exposure among farmworkers and other pesticide handlers and EPA's lead (Pb) risk
communication efforts. Agency-wide training in basic risk communication and risk
management skills continue throughout the year. Science policy work focuses on
ecological issues, identifying opportunities to incorporate habitat
considerations into the larger decision-making framework, identifying linkages
between economics and the environment, improving health risk assessments for
selected minority groups, including Native Americans, and evaluating EPA's non-
cancer risk assessment process.
1992 Accomplishments
In 1992, the Agency obligated a total of $9,041,800 supported by 85 total
workyears for this program, of which $6,826,200 was from the Salaries and
Expenses appropriation and $2,215,600 was from the Abatement, Control and
Compliance appropriation.
ORME managed EPA's regulation development and analysis process and provided
consultative services to workgroups through the Regulatory Coordinators Project,
reOporting to the Deputy Administrator. For the second year in a row, ORME
managed a record number of regulatory negotiations and policy dialogues involving
outside constituencies in rule- and policy-making. ORME created a small cluster
staff to provide direction and support to the rapidly growing number of Agency
clusters. The staff assisted in the design and development of new clusters,
provided technical and management assistance to existing clusters, and completed
papers, brochures, briefings, and public meetings to tell about the cluster
approach within and outside the Agency. ORME set up electronic reporting to
support banking and trading of SO2 allowances under the acid rain program and to
support the Title V permits program and established a uniform approach to
electronic reporting of hazardous waste manifest and biennial report data.
Program evaluations included a review of EPA's radon program, a study of the
Office of Water's non-point source state grant program, and an assessment of the
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barriers to state assumption of the Section 404 program under the CWA. ORME also
funded empirical research on risk communication issues of importance to EPA
program managers. To increase the use of appropriate evaluation techniques in
risk information campaigns, it pretested and helped revise the brochure for EPA's
campaign to prevent lead poisoning in children. It developed and offered
training in risk communication, risk assessment, and risk management. Science
policy work concentrated on ecological issues; programs that maximized the
effectiveness of, and minimized the conflicts from, habitat conservation; links
between economics and the environment; and health risk (non-cancer) assessments
for selected minority groups, including Native Americans, at disproportionate
risks.
OFFICE OF STRATEGIC PLANNING & ENVIRONMENTAL DATA (OSPED)
1994 Program Request
The Agency requests a total of $9,168,100 supported by 63.3 total workyears
for this program, of which $4,521,800 is for the Program and Research Operations
appropriation and $4,646,300 is for the Abatement, Control and Compliance
appropriation. This represents an increase of $133,100 and an increase of
$904,400 respectively, and a decrease of 1.1 total workyears from 1993. The
increase in Program and Research Operations results from projected personnel
salary and benefits costs. The increase in Abatement, Control and Compliance
reflects efforts to evaluate ecological change and to enhance management and
accountability systems to help meet performance measurement requirements of the
Chief Financial Officers Act. The decrease in total workyears is a result of the
government-wide reduction in workyears that is part of the President's program
to reduce the size and cost of government.
OSPED will strengthen EPA's data management systems for reporting progress
on the basis of environmental results. While continuing to support the
development of strategic plans for all major environmental problems, it will
place greater emphasis on how to achieve measurable environmental goals. OSPED
will advance efforts to ensure that Agency planning priorities are appropriately
reflected in EPA's budget and program implementation, and will expand risk-based
priority setting activities, and the development of risk management strategies
in EPA, states, and local governments. OSPED will develop and implement methods
for establishing environmental management strategies and priorities in urban
areas with emphasis on environmental equity. Voluntary methods will be developed
that help small communities establish environmental management strategies and
priorities, and that recognize present budget limitations, as well as long-range
opportunities to prevent/correct environmental problems. Other efforts will
focus on strengthening program evaluation capabilities to better assess the
relationship between specific environmental strategies and their impact on
environmental results. In collaboration with OPA and ORME, OSPED will also begin
work to design and implement eco-system approaches to regional development that
promote pollution prevention and sustainable development.
OSPED's statistical effort will support national, Regional and geographic
initiatives through the development of: baseline data sets; appropriate
environmental indicators for assessing change and evaluating performance;
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directories to additional sources of primary data; and statistical methods for
data integration and analysis. It will focus on improving Agency-wide
capabilities in utilizing existing and new information to support national and
Regional assessments of the state of the U.S. environment (State of the
Environment Reports), as well as the development of environmental indicators to
support the Agency's efforts to establish and track measurable environmental
goals at the national and Regional levels. Program offices will receive
consultation and statistical support from OSPED. Agency scientists and analysts
will receive "transportable" statistical tools, such as self-contained packages
(VCR/computer-expert systems) for use by EPA, states, local governments, and non-
government organizations. OSPED will develop user-friendly systems that allow
EPA staff and the public ready access to environmental information, as well as
state-of-the-art statistical methods for the analysis of environmental data.
Through cooperative efforts with universities, OSPED will develop new and
efficient statistical tools for environmental analysis. In the international
arena, OSPED will represent EPA on the Organization for Economic Cooperation and
Development (OECD) work groups on State of the Environment and Country Reviews;
and serve as EPA lead on trilateral working groups on environmental statistics
and information exchange with Canada, Mexico and the United States.
1993 Program
In 1993, the Agency is allocating a total of $8,130,600 supported by 64.4
total workyears for this program, of which $4,388,700 is from the Program and
Research Operations appropriation and $3,741,900 is from the Abatement, Control
and Compliance appropriation.
OSPED manages and develops EPA's strategic planning process with major
emphasis on the development of environmental goals and the appropriate use of
environmental indicators to track progress toward those goals. OSPED integrates
the national and Regional assessment of relative risks into the planning process
and establishes risk-based priorities for the Agency budget process. The Office
promotes state comparative risk projects, incorporating the results into Regional
planning and grant processes. At the same time, OSPED is helping local
governments in major urban centers assess and manage environmental problems.
OSPED's statistical efforts are directed to developing sound, quality-
assured techniques and methods to assess the quality of Agency data sets. OSPED
shows by practical example how the quality of data can be improved by the
application of specific statistical methods; provides technical advice to program
offices and Regions, conducts statistical courses and workshops, and sponsors the
annual Conference on Statistics. Staff works closely with other Federal agencies
and the international statistical community to harmonize the collection of data,
and to promote general standards for the integration of disparate data sets. By
improving the collection, organization, and analyses of environmental data and
statistics, OSPED provides the Agency with credible information for better
decisionmaking.
Congressional Directives; A total of $750,000 is for the Congressionally
directed Environmental Statistics project. OSPED is developing methods for
integrating large previously inaccessible data bases, including those acquired
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through remote sensing systems, that will be maintained at EPA's Center for
Ecology Research and Training in Bay City, Michigan.
1992 Accomplishments
In 1992, the Agency obligated $5,263,800 supported by 45.8 total workyears
for this program, of which, $3,840,700 was from the Salaries and Expenses
appropriation and $1,423,100 was from the Abatement, Control and Compliance
appropriation.
OSPED managed EPA's first Agency-wide strategic planning process, involving
ten teams drawn from headquarters and the Regions. OSPED worked with the media
offices to refine their strategic plans by better articulating environmental
goals, and recognizing cross-media opportunities for pollution prevention.
Efforts were advanced to research and develop measurable environmental goals, as
indicators of environmental change. Exploratory work was initiated on a
performance measurement system that will link activity measures, such as permits
issued, to measures of environmental results. OSPED continued to refine and
improve the Agency's Strategic Targeted Activities for Results Systems (STARS),
and spearheaded efforts to integrate planning and budget priorities.
Statistical efforts focused on demonstrating the application of statistical
methods to improve the quality of data, providing technical advice to program
offices and Regions, conducting statistical workshops, and sponsoring the Eighth
Annual Conference on Statistics. OSPED worked closely with other Federal
agencies and the international statistical community to harmonize collection of
data, and to promote general standards for the integration of disparate data
sets.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
MANAGEMENT AND SUPPORT
AGENCY MANAGEMENT
Office of Administration and Resources Management 10-57
Program Management-Administration and Resources Management . . 10-60
Financial Management - Headquarters 10-61
Office of the Comptroller 10-62
Office of Environmental Equity 10-63
Human Resources Management 10-64
Organization and Health Services 10-65
Contracts and Grants Management - Headquarters 10-67
Facilities Management and Services 10-68
Information Systems and Services 10-69
-------
AGENCY MANAGEMENT
Office of Administration and Resources Management
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 RED 1994 RED
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Program Management -
Administration and
Resources Management
Program & Research $2,602.9 $1,825.9 (2,385.9 $2,802.3 $3,020.8 $218.5 $1,194.9
Operat i ons
Abatement Control and $374.5 $82.2 $102.4 $122.4 $20.0 $122.4
Compliance
FIFRA Revolving Fund $9.6
TOTAL $2,987.0 $1,825.9 $2,468.1 $2,904.7 $3,143.2 $238.5 $1,317.3
Financial Management
Headquarters
Program & Research $9,289.1 $8,741.5 $8,509.6 $8,507.5 $8,826.2 S318.7 $84.7
Operations
Abatement Control and $1,067.0 $1,069.7 $1,089.7 $20.0 $1,089.7
Compliance
FIFRA Revolving Fund $51.4
TOTAL $9,340.5 $8,741.5 $9,576.6 $9,577.2 $9,915.9 $338.7 $1,174.4
Office of the
Comptroller
Program & Research $6,238.6 $7,638.0 $5,243.9 $5,746.0 $6,152.7 $406.7 -$1,485.3
Operations
Abatement Control and $1,218.1 $3,475.8 $2,690.7 $2,676.0 $2,676.0 -$799.8
Compliance
FIFRA Revolving Fund $45.6
TOTAL $7,502.3 $11,113.8 $7,934.6 $8,422.0 $8,828.7 $406.7 -$2,285.1
Office of Environmental
Equity
Program & Research $433.1 $433.1 $556.5 $123.4 $556.5
Operations
Abatement Control and $800.0 $800.0 $1,300.0 $500.0 $1,300.0
Compliance
TOTAL $1,233.1 $1,233.1 $1,856.5 $623.4 $1.856.5
Human Resources
Management -
Headquarters
Program & Research $10,262.5 $11,448.0 $11,246.9 $10,095.7 $10,761.0 $665.3 -$687.0
Operations
Abatement Control and $416.1 $414.1 $560.1 $146.0 $560.1
Compliance
FIFRA Revolving Fund S160.5
TOTAL $10,423.0 $11,448.0 $11,663.0 $10,509.8 $11,321.1 $811.3 -$126.9
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AGENCY MANAGEMENT
Office of Administration and Resources Management
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REO 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
Organization and Health
Services
Program & Research $3,429.9 $4,163.7 $3,420.1 $3,409.1 $3,503.1 $94.0 -$660.6
Operations
Abatement Control and $398.0 $358.8 $358.8 $358.8
Compliance
TOTAL $3,429.9 $4,163.7 $3,818.1 $3,767.9 $3,861.9 $94.0 -$301.8
Contracts and Grants
Management -
Headquarters
Program & Research $14,849.5 $14,644.2 $14,797.8 $14,786.7 $16,592.8 $1,806.1 $1,948.6
Operations
Abatement Control and $843.4 $842.0 $1,042.0 $200.0 $1,042.0
Compliance
FIFRA Revolving Fund $308.4
TOTAL $15,157.9 $14,644.2 $15,641.2 $15,628.7 $17,634.8 $2,006.1 $2,990.6
Facilities
Management and Services
Program & Research $10,175.5 $10,328.2 $10,818.5 $10,822.7 $11,011.9 $189.2 $683.7
Operations
Abatement Control and $456.7 $494.5 $644.5 $150.0 $644.5
Compliance
FIFRA Revolving Fund $156.2
TOTAL $10,331.7 $10,328.2 $11,275.2 $11,317.2 $11,656.4 $339.2 $1,328.2
Information Systems &
Services
Program & Research $13,304.5 $14,306.7 $12,938.7 $12,829.1 $13,199.5 $370.4 -$1,107.2
Operations
Abatement Control and $1,587.1 $6,699.5 $1,961.5 $1,882.0 $1,895.7 $13.7 -$4,803.8
Compliance
FIFRA Revolving Fund $29.5
TOTAL $14,921.1 $21,006.2 $14,900.2 $14,711.1 $15,095.2 $384.1 -$5,911.0
TOTAL:
Program & Research $70,152.5 $73,096.2 $69,794.5 $69,432.2 $73,624.5 $4,192.3 $528.3
Operations
Abatement Control and $3,179.7 $10,175.3 $8,715.6 $8,639.5 $9,689.2 $1,049.7 -$486.1
Compliance
FIFRA Revolving Fund $761.2
Agency Management TOTAL $74,093.4 $83,271.5 $78,510.1 $78,071.7 $83,313.7 $5,242.0 $42.2
PERMANENT WORKYEARS
Program Management - 29.8 21.6 21.6 21.3 20.9 -4 -7
Administration and
Resources Management
Financial Management 130.5 136.6 160.6 158.8 157.2 -1.6 20.6
Headquarters
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AGENCY MANAGEMENT
Office of Administration and Resources Management
Office of the
Comptroller
Office of Environmental
Equity
Human Resources
Management -
Headquarters
Organization and Health
Services
Contracts and Grants
Management -
Headquarters
Facilities
Management and Services
Information Systems &
Services
TOTAL PERMANENT UORKYEARS
TOTAL UORKYEARS
Program Management -
Administration and
Resources Management
Financial Management
Headquarters
Office of the
Comptroller
Office of Environmental
Equity
Human Resources
Management -
Headquarters
Organization and Health
Services
Contracts and Grants
Management -
Headquarters
Faci I i ties
Management and Services
Information Systems &
Services
TOTAL UORKYEARS
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
83.9 99.2 79.1 79.0 78.4 -6 -20.8
7.0 6.9 6.8 -1 6.8
169.7 184.4 195.7 173.9 172.0 -1.9 -12.4
45.5 53.0 51.8 50.7 49.0 -1.7 -4.0
231.2 244.4 274.1 274.1 274.1 29.7
183.6 181.7 191.4 189.8 188.0 -1.8 6.3
182.9 186.8 183.0 181.2 179.1 -2.1 -7.7
1,057.1 1,107.7 1,164.3 1,135.7 1,125.5 -10.2 17.8
33.2 21.6 21.6 21.3 20.9 -4 -7
138.0 136.6 160.6 158.8 157.2 -1.6 20.6
88.3 99.2 79.1 79.0 78.4 -6 -20.8
7.0 6.9 6.8 -1 6.8
175.7 184.4 195.7 173.9 172.0 -1.9 -12.4
46.5 53.0 51.8 50.7 49.0 -1.7 -4.0
240.9 244.4 274.1 274.1 274.1 29.7
187.5 181.7 191.4 189.8 188.0 -1.8 6.3
187.0 186.8 183.0 181.2 179.1 -2.1 -7.7
1,097.1 1,107.7 1,164.3 1,135.7 1,125.5 -10.2 17.8
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MANAGEMENT AND SUPPORT
Agency Management
Office of Administration and Resources Management
Budget Request
The Agency request a total of $83,313,700 and 1,125.5 total workyears for
1994, which represents an increase of $5,238,300 and a decrease of 10.2 workyears
from 1993. Of the request, $73,624,500 will be for the Program and Research
Operations appropriation, and $9,689,200 will be for the Abatement, Control, and
Compliance appropriation. This represents an increase of $4,192,300 in the
Program and Research Operations appropriation, and $1,046,000 in the Abatement,
Control, and Compliance appropriation.
PROGRAM MANAGEMENT - ADMINISTRATION AND RESOURCES MANAGEMENT
1994 Program Request
The Agency requests a total of $3,143,200 supported by 20.9 total workyears
for this program of which $3,020,800 and 20.9 total workyears will be for the
Program and Research Operations appropriation and $122,400 for the Abatement
Control and Compliance appropriation. This represents an increase of $218,500
and a decrease of .4 total workyears in the Program and Research Operations
appropriation and an increase of $20,000 in Abatement Control and Compliance
appropriation. The increase in Program and Research Operations reflects
increased salary needs. The workyear decrease complies with the Administration's
commitment to streamline government. The office will continue to provide
guidance and direction as well as program and administrative support for OARM,
direct and manage OARM's resources, oversee OARM's human resource management
activities, and conduct strategies to enhance the efficiency and effectiveness
of the Agency. This office will also coordinate and consolidate OARM's internal
control reporting, ensure compliance with the Freedom of Information Act and
Agency audit recommendations, and oversee OARM information management needs.
1993 Program
In 1993, the Agency is allocating a total of $2,904,700 supported by 21.3
total workyears for this program, of which $2,802,300 and 21.3 total workyears
are from the Program and Research Operations appropriation and $102,400 from the
Abatement Control and Compliance appropriation. These resources are used for
overall policy direction and guidance to the Agency's management programs, budget
development and execution, review of organization and consolidation issues,
internal control reporting, Freedom of Information Act coordination, ensure
compliance with Agency audit recommendations, and special analyses on management
issues.
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1992 Accomplishments
In 1992 the Agency obligated a total of $2,987,00 supported by 33.2 total
workyears for this program, of which $2,602,900 and 33.1 total workyears was from
the Salaries and Expenses appropriation, $374,500 was from the Abatement, Control
and Compliance appropriation, and $9,600 and 0.1 workyears was from the FIFRA
Revolving Fund. These resources were used to provide office-wide management and
policy direction, manage the development and execution of OARM'S budget, provide
Action Tracking and Strategic Planning and Management reports, coordinate
internal control reporting and responses to Freedom of Information Act requests,
and conduct special analyses and projects on Agency-wide management issues.
FINANCIAL MANAGEMENT - HEADQUARTERS
1994 Program Request
The Agency requests a total of $9,915,900 supported by 157.2 total
workyears for this program of which $8,826,200 and 157.2 total workyears will be
for the Program and Research Operations appropriation and $1,089,700 from the
Abatement Control and Compliance appropriation. This represents an increase of
$318,700 and a decrease of 1.6 total workyears from the Program and Research
Operations appropriation and an increase of $20,000 in the Abatement Control and
Compliance appropriation. The increase on the Program and Research Operations
appropriation will provide for increased salary needs. The workyear decrease
complies with the Administration's commitment to streamline government. The
office will analyze the Integrated Financial Management System to meet Agency
reporting requirements and integrate administrative systems in support of OMB
Circular A-127. This will require additional data analysis, module testing,
policies and procedures, contract management support, and training of
Headquarters and Regional staff. Other initiatives include: (1) Maintaining the
financial integrity of basic operations by supporting initiatives that improve
the delivery of financial services to clients and implement strong quality
assurance for all functions and locations; (2) Maintaining a long range strategic
planning program to identify future objectives and achieve them in a planned and
logical manner; (3) Conducting quality assurance reviews to improve financial
integrity. This request will also allow Headquarters, Cincinnati, Las Vegas, and
Research Triangle Park offices to provide critical financial accounting and
fiscal services; and (4) continuing to implement the financial management changes
required by the Chief Financial Officers' Act.
1993 Program
In 1993, the Agency is allocating a total of $9,577,200 supported by 158.8
total workyears for this program, of which $8,507,500 and 158.8 total workyears
are from the Program and Research Operations appropriation and $1,069,700 and
from the Abatement Control & Compliance appropriation. These resources provide
a full array of financial services to EPA managers, including: payroll,
accounting, debt collection, accounts payable and policy guidance. This program
also manages the Agency's Integrated Financial Management System. The 1993
program emphasis is on implementing financial management changes required by the
Chief Financial Officers' Act including financial statements, implementing the
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Office of Management and Budget's Circular A-127 requirements, performing reviews
required by Section 4 of the Federal Managers' Financial Integrity Act of 1982,
eliminating identified material weaknesses through enhanced systems and
accounting procedures, maintaining the timeliness of payments processed as
required by the Prompt Payment Act, and exploring further cash management
initiatives.
1992 Accomplishments
In 1992, the Agency obligated a total of $9,340,500 supported by 138.0
total workyears, of which $9,289,100 and 137.5 total workyears was from the
Salaries and Expenses appropriation and $51,400 and .5 total workyears from the
Reregistration and Expedited Processing Revolving Fund. With these resources,
the Agency improved the financial services provided by Headquarters Cincinnati,
Las Vegas, and Research Triangle Park financial operations, stabilized the
operations and improved performance of the Integrated Financial Management
System, and implemented changes required by the Chief Financial Officers' Act.
OFFICE OF THE COMPTROLLER
1994 Program Request
The Agency requests a total of $8,828,700 supported by 78.4 total workyears
for this program of which $6,152,700 and 78.4 total workyears will be for the
Program and Research Operations appropriation and $2,676,000 for the Abatement
Control and Compliance appropriation. This represents an increase of $406,700
and a decrease of .6 total workyears in the Program and Research Operations
appropriation. The workyear decrease complies with the Administration's
commitment to streamline government. The increase in Program and Research
Operations resources will provide for increased salary needs. Resources will
provide us with the capabilities to perform all mandatory activities associated
with OMB and Congressional budget submissions for 1994 and 1995, provide budget
analyses and reports to Agency program offices, and maintain an allocation,
control and review system for all workyear and financial resources. The
Comptroller will provide GAO Liaison and evaluation follow-up as required by the
General Accounting Office Act of 1980; conduct audit follow-up as required by the
Inspector General (IG) Act Amendments of 1988; continue to implement the Federal
Managers' Financial Integrity Act, and OMB Circulars A-76, and A-127, and
continue support for the Agency's Environmental Financing efforts.
1993 Program
In 1993, the Agency is allocating a total of $8,422,000 supported by 79.0
total workyears for this program, of which $5,746,000 and 79.0 total workyears
are from the Program and Research Operations appropriation, and $2,676,000 is
from the Abatement, Control, and Compliance appropriation. With these resources
the Office of the Comptroller prepares the 1994 budget request; develops current
and outyear budget guidance to program and Regional offices to include a major
congressional restructuring of the Agency's appropriations account structure;
analyzes budget issues; develops and implements Agency budget policy; administers
and provides policy guidance to EPA managers on a range of fiscal concerns;
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provide GAO Liaison and evaluation follow-up as required by the General
Accounting Office Act of 1980; conduct audit follow-up as required by the
Inspector General (IG) Act Amendments of 1988; continues efforts to build a
strong Environmental financing program, including the Environmental Financial
Advisory Board; and continues implementation of FMFIA requirements and OMB
Circulars A-50, A-76, A-123 and A-127.
1992 Accomplishments
In 1992, the Agency obligated a total of $7,502,300 supported by 88.3 total
workyears for this program, of which $6,238,600 and 87.3 total workyears was from
the Program Research and Operations appropriation, $1,218,100 from the Abatement,
Control, and Compliance appropriation and $45,600 and 1.0 total workyears from
the FIFRA Revolving Fund. With these resources, this program managed the
development of the 1993 Operating Plans; provided budget and policy guidance to
Program and Regional offices for the 1994 budget requests to incorporate reforms
to the formulation process; performed oversight of audit resolution and follow-
up; continued implementation of the Federal Managers' Financial Integrity Act;
and provided support for the Environmental Financial Advisory Board, and
environmental financing efforts.
OFFICE OF ENVIRONMENTAL EQUITY
1994 Program Request
The Agency requests a total of $1,856,500 supported by 6.8 total workyears
for this program of which $556,500 and 6.8 total workyears will be for the
Program and Research Operations appropriation and $1,300,000 for the Abatement
Control and Compliance appropriation. This represents an increase of $500,000
in the Abatement Control and Compliance appropriation over the start-up year of
FY 93 and a decrease of .1 total workyears. The increase in Abatement Control
and Compliance will provide for additional environmental equity grants. The
workyear decrease complies with the Administration's commitment to streamline
government. The Office will continue to provide guidance and direction as well
as program and administrative support concerning environmental equity issues for
the regional and headquarters program offices.
1993 Program
In 1993, the Office of Environmental Equity was established and allocated
a total of $1,233,100 supported by 6.9 total workyears, of which $433,100 and 6.9
total workyears are from the Program and Research Operations appropriation and
$800,000 from the Abatement Control and Compliance appropriation. These
resources are used for overall policy direction and guidance to the Agency's
regional and headquarters program offices on the issue of environmental equity,
and for environmental equity grants.
1992 Accomplishments
This is a new program established in November, 1992.
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HUMAN RESOURCES MANAGEMENT
1994 Program Request
The Agency requests a total $11,321,100 supported by 172.0 total workyears
for this program, of which $10,761,000 and 172.0 total workyears will be for the
Program and Research Operations appropriation and $560,100 for the Abatement
Control and Compliance appropriation. This represents an increase of $665,300
and a decrease of 1.9 total workyears in the Program and Research Operations
appropriation and an increase of $146,000 in the Abatement Control and Compliance
appropriation. The increase in Program and Research Operations reflects
increased salary needs, and the workyear decrease complies with the
Administration's commitment to streamline government. The increase in Abatement
Control and Compliance appropriation provides for the same level of effort in
expense and contract needs. The Agency will continue to provide basic human
resource services including selection of new employees, classification,
performance management, centralized examination and referral services, labor
management and employee relations, personnel processing and technical assistance
and advisory services. EPA will support implementation of Total Quality
Management (TQM) by making advanced TQM training available. The Agency will
continue to implement recommendations of the Cultural Diversity Task Force and
will monitor progress in implementation. The Agency will fully implement the
comprehensive management development program, including providing access to
assessment services, Individual Development Plan support and core supervisory and
management courses. The EPA Institute will further streamline its training
delivery systems and lead development of programs that support the core strategic
curriculum. The Institute will continue development of competency menus for
major careers at EPA. It will also institutionalize the non-supervisory
leadership program and maintain other developmental programs (e.g. Secretarial
Development).
1993 Program
In 1993, the Agency is allocating a total of $10,509,800 supported by 173.9
total workyears for the program, of which $10,095,700 and 173.9 total workyears
are from the Program and Research Operations appropriation and $414,100 were from
the Abatement Control and Compliance appropriation. These resources are being
used to provide comprehensive human resource services and implement key human
resource initiatives. The Agency is continuing to provide basic human resource
services including selection of new employees, classification, performance
management, centralized examination and referral services, labor management and
employee relations, personnel processing and technical assistance and advisory
services. EPA is supporting implementation of Total Quality Management by
providing direct support to senior leadership efforts; internal consulting
support; organizational assessment services; information dissemination; and basic
and advanced TQM training. The Agency will continue to support the Academic
Relations Program and target colleges/universities with a high concentration of
minorities and women in order to attract a culturally diverse workforce. The
Agency is beginning to implement recommendations of the Cultural Diversity Task
Force and is monitoring progress in implementation. The Agency will continue to
implement the comprehensive management development program, including providing
access to assessment services, Individual Development Plan support, core
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supervisory and management courses, and integration of effective management and
leadership attributes into administrative and personnel systems, e.g.,
performance appraisal, awards, selection, etc. The EPA Institute is streamlining
its training delivery systems and offering self-paced instruction in its
technology-based learning laboratories. The Institute is developing and
implementing new course offerings identified in the core curriculum that supports
EPA's strategic direction. The Institute is beginning to develop competency
menus for major careers at EPA. It will continue to support non-supervisory
leadership programs which include the Certified Secretary Program (CSP),
Goalsetters Reaching for Opportunities (GRO) and Greater Leadership Opportunities
(GLO). These non-supervisory leadership programs are designed to give special
emphasis to the needs of minorities and women.
1992 Accomplishments
In 1992, the Agency allocated a total of $10,423,000 supported by 175.7
total workyears for the program, of which $10,262,500 and 173.0 total workyears
are from the Salaries and Expenses appropriation and $160,500 and 2.7 total
workyears from the Reregistration and Expedited Processing Revolving Fund. These
resources were used to provide human resource services and implement and expand
key human resource initiatives. EPA endorsed the Academic Relations Program to
include additional college/university campuses with a high concentration of
minorities and women. The Agency continued recruiting activities to attract a
culturally diverse workforce and managed the EPA Management Intern and
Presidential Management Intern programs. EPA continued to expand implementation
of TQM by supporting senior executive leadership efforts; providing internal
consulting support; establishing a focal point for information collection and
dissemination; and provided basic TQM training to Agency and State environmental
employees. In the Cultural Diversity effort, the Agency completed a survey of
Headquarters employees and an analysis of workforce data. The Diversity Task
Force formulated recommendations to the Agency. The Agency continued to
implement the comprehensive management development program, including providing
access to assessment services, Individual Develop Plan support and core
supervisory and management courses. The Agency continued to modernize its core
managerial courses by incorporating elements on managing a culturally diverse
workforce and strategic planning. EPA continued to create and provide training
and development opportunities to EPA employees through the EPA Institute. The
Institute realigned its course offerings around the core curriculum developed in
1991 to support stronger framework for transitioning new employees into full
participation in the Agency's mission more quickly through an enhanced
orientation program.
ORGANIZATION AND HEALTH SERVICES
1994 Program Request
The Agency requests a total of $3,861,900 supported by 49.0 total workyears
for this program of which $3,503,100 and 49.0 total workyears will be for the
Program and Research Operations appropriation and $358,800 for the Abatement,
Control, and Compliance appropriation. This represents an increase of $94,000
and a decrease of 1.7 total workyears in the Program and Research Operations
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appropriation. The increase in Program and Research Operations reflects
increased salary needs. The workyear decrease complies with the Administration's
commitment to streamline government. The Agency will continue to coordinate the
management of the planning, design construction and move processes for a new
consolidated Agency headquarters, and focus on design and construction
monitoring. Efforts will be directed toward coordinating interior design plans
with the base building drawn by the developer's architect(s) and overseeing the
actual building of the exterior shell. Advanced interior space plans and
drawings will be developed. The Agency will continue to develop and implement
internal safety, health, and environmental management policies and programs,
provide technical assistance and high-technology-based training to EPA field
units, and conduct audits and program evaluations. These activities will affect
employees in laboratories, field settings and at other facilities and sites, and
ensure that EPA meets its statutory and regulatory mandates. We will expand our
efforts to ensure that Agency organizations, management systems and processes are
as efficient and effective as possible by: developing internal safety, health,
and environmental management program models; conducting management and
organization analytical studies; overseeing and automating the Agency's
directives system; managing the development and review of Agency-wide delegations
of authority and reorganizations; managing the Agency's public advisory
committees; coordinating the Agency's participation in the activities of the
President's Council on Management Improvement; administering management advisory
and support services contracts; developing and maintaining an administrative
history record of EPA programs; and providing technical assistance on management
and organization issues.
1993 Program
In 1993, the Agency is allocating a total of $3,767,900 supported by 50.7
total workyears for this program, of which $3,409,100 and 50.7 total workyears
are from the Program and Research Operations appropriation and $358,800 from the
Abatement, Control, and Compliance appropriation. These resources will provide
high quality management assistance to all Agency organizations. Assistance will
enable the Agency to respond to complex environmental issues such as global
environmental problems, pollution prevention, risk reduction, multi-media and
geographic programs, and integrated strategic planning. Delegations of authority
and organizational analyses will strengthen management processes and operations.
Planning for the new headquarters facility will focus on continuous pre-
construction project review with a particular emphasis on schematic materials and
design review, design intent drawing review, and construction document drawing
review. Throughout these reviews an overlay of previously developed agency
requirements will be conducted, in addition to an overall assessment of building
performance in mechanical, electrical, plumbing, structural and architectural
areas. Resources will also be devoted to initial interior space planning
including space/design standards development, space surveys and space programming
for office and special spaces. SHEMD will provide leadership to implement model
safety, health, and environmental management policies and programs which ensure
employees' health and safety while protecting and preserving natural resources.
New and revised programs for such matters as radiation safety at uncontrolled
field sites, risk-based medical surveillance, asbestos management, underwater
diving in contaminated waters, biohazard risk management, and pollution
prevention will be developed.
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1992 Accomplishments
In 1992, the Agency obligated a total of $3,429,900 supported by 46.5 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. Comprehensive management assessments of Agency programs in
Alaska, Michigan, Illinois, Mississippi, and Washington, DC led to improvements
in those programs. Management analysis and contract assistance resulted in a
series of organizational, administrative, and management improvements for Agency
responsibilities required by current and new environmental legislation. The
planning process for the new headquarters facility involved refinement of
previously established technical requirements incorporating a number of
environmental considerations, including pollution prevention, energy conservation
and indoor air quality. An assessment of schematic design was completed for the
Federal Triangle site. We began revising existing internal safety, health, and
environmental management policies and programs, and new policies and programs
were developed. Extensive technical assistance, and environmental management
activities were provided to all program offices, regional offices and
laboratories.
CONTRACTS AND GRANTS MANAGEMENT - HEADQUARTERS
1994 Program Request
The Agency requests a total of $17,634,800 supported by 274.1 total
workyears for this program of which $16,592,800 and 274.1 total workyears will
be for the Program and Research Operations appropriation and $1,042,000 for the
Abatement Control and Compliance appropriation. This represents an increase of
$1,806,100 in the Program and Research Operations appropriation and an increase
of $200,000 in the Abatement Control and Compliance appropriation. There is no
change in the workyear request. The increase in Program and Research Operations
provides for salary needs. The request will enable the Agency to process and
award new contracts and purchase orders, manage and close out existing contracts,
train project officers and contracting officers, evaluate contractor cost
proposals, conduct essential financial monitoring reviews, process contract
terminations and claims, complete development of ICMS, and provide technical
review, policy guidance, and administrative oversight and management to the three
procurement operations in Headquarters, Cincinnati, and Research Triangle Park
(RTP). In the grants area, resources will allow the Agency to develop and
interpret regulations, policy and procedural guidance for new and existing
Agency-wide assistance programs; award and administer Headquarters grants and
loans, cooperative agreements, and interagency agreements; provide outreach to
the Regions, States and Federal assistance recipients; continue to modify,
update, and simplify assistance regulations; continue in-house audit and cost
analyses; increase suspension and debarment actions to combat waste, fraud and
abuse in Federal assistance and procurement programs; implement the Clean Air Act
Amendments and enhance the role of the Agency's Grants Information System
Management Council.
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1993 Program
In 1993, the Agency is allocating a total of $15,628,700 supported by 274.1
total workyears for this program, of which $14,786,700 and 274.1 total workyears
are from the Program and Research Operations appropriation and $842,000 from the
Abatement Control and Compliance appropriation. In support of the 3-year funding
strategy, emphasis is being placed on addressing the ADP contracts management
deficiencies as noted in the Inspector General audits and closing out the
contract backlog as mandated by the FY 1992 Defense Appropriation Act. This
program will also expand the financial monitoring function into a nationwide
program that covers all major contracts, regardless of where they are placed or
managed, and implementing the Superfund Long-Term Contracting Strategy ove the
next several years. These resources are also being used to perform a full range
of assistance activities including awarding and managing contracts, purchase
orders, financial monitoring reviews, grants, loans, interagency agreements and
performing Regional oversight reviews. These resources will also be used for
developing suspension and debarment cases under the EPA assistance and
procurement program, developing ICMS, strengthening internal grant management
controls, building Region/state/recipient capacity, addressing regulation and
policy development (continuing to implement the new State Revolving Fund policy),
finalizing the implementation of a new National automated assistance document
system, and an automated Congressional Notification System as well as providing
project officer training.
1992 Accomplishments
In 1992, the Agency allocated a total of $15,157,900 supported by 240.9
total workyears for this program, of which $14,849,500 and 236.6 total workyears
was from the Salaries and Expenses appropriation and $308,400 and 4.3 total
workyears was from the Reregistration and Expedited Processing Revolving Fund.
The major accomplishments in this program area included increased emphasis on
contract planning, award, administration and automated processing of contracts
and small purchases; improved ability in discovering and resolving financial
issues in the contractor community; and improvements of the Headquarters auto-
mated grants document systems, issuance of additional awards for the Asbestos
School Hazard Abatement Program, development of a Grants Information System
Management Council and the implementation of another automated grant document
system in the Regions. We aggressively pursued noncompliance actions and
recovered substantial Federal funds from program participants who abused the
privileges of Federal assistance, and finalized consolidation of assistance
management functions in the Regions to improve internal controls.
FACILITIES MANAGEMENT AND SERVICES
1994 Program Request
The Agency requests a total of $11,656,400 supported by 188.0 total
workyears for this program of which $11,011,900 and 188.0 total workyears will
be for the Program and Research Operations appropriation and $644,500 for the
Abatement, Control, and Compliance appropriation. This represents an increase
of $189,200 and a decrease of 1.8 total workyears in the Program and Research
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Operations appropriation and an increase of $150,000 in Abatement, Control, and
Compliance appropriation. The increase in Program and Research Operations
reflects increased salary needs and the workyear decrease complies with the
Administration's commitment to streamline government. The increase in Abatement,
Control, and Compliance appropriation provides for the same level of effort in
expense and contract needs. The Agency will administer the Nationwide Support,
Headquarters Support, and Buildings and Facilities budgets; provide operational
support and housekeeping services; and continue to monitor and direct contractor
resources under support contracts, and efforts to improve working conditions at
the Waterside Mall Complex.
1993 Program
In 1993, the Agency, is allocating a total of $11,317,200 supported by 189.8
total workyears for this program, of which $10,822,700 and 189.8 total workyears
is from the Program and Research Operations appropriation and $494,500 from the
Abatement, Control, and Compliance appropriation. These funds are being used to
provide timely, high quality and cost effective facilities management and support
services for EPA facilities in Washington, Research Triangle Park (RTP), North
Carolina and Cincinnati, Ohio. These resources provide on-going services in the
areas of property and space management, operational services, office support
services, real estate and lease enforcement support, transportation management,
printing and publication operations, security services, and facilities design and
construction management.
1992 Accomplishments
In 1992, the Agency obligated a total of $10,331,700 supported by 187.5
total workyears for this program, of which $10,175,500 and 185.2 total workyears
were from the Salaries and Expenses appropriation and $156,200 and 2.3 total
workyears from the Reregistration and Expedited Processing Revolving Fund. With
these resources the Agency provided responsive facilities management services to
EPA facilities in Washington, RTP and Cincinnati, established better
administrative controls over property management, and effectively managed space
needs. We continued to plan for the new Headquarters facility, improve
ventilation throughout Waterside Mall and improve security services. This
program supervised the construction of a library, computer and conference center
addition to the Environmental Research Laboratory in Ada, Oklahoma; the design
of the Region 9 Central Regional Laboratory in California; and the completion of
the Cold Soak Test Facility at the National Vehicle Fuel Emissions Laboratory in
Ann Arbor, Michigan.
INFORMATION SYSTEMS AND SERVICES
1994 Program Request
The Agency requests a total of $15,095,200 supported by 179.1 total
workyears for this program, of which $13,199,500 and 179.1 total workyears will
be for the Program and Research Operations appropriation and $1,895,700 will be
for the Abatement, Control, and Compliance appropriation. This represents an
increase in the Program and Research Operations appropriation of $370,400 and a
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decrease of 2.1 total workyears, and an increase of $10,000 in the Abatement,
Control, and Compliance appropriation from 1993. The increase in Program and
Research Operations appropriation reflects increased salary needs. The workyear
decrease complies with the Administration's commitment to streamline government.
The requested resources will enable the Agency to maintain current centrally
administered information systems and services in support of EPA programs and the
public. This program provides the personnel to manage the Agency's central and
distributed computing and data transmission network, major administrative and
programmatic data systems, and library services. In addition, these resources
will permit the Agency to continue to strengthen information resources management
including long and short-range ADP planning, ADP security, records management,
software and data standards, internal controls on information resources, and
systems modernization. Technical support is provided for the Regional geographic
information systems effort and emphasis is placed on improving data sharing and
integration with state environmental agencies. The data integration efforts will
continue to assist the Agency in cross-media analysis for better risk-based
decisions and more comprehensive compliance and enforcement actions. Further
efforts will be taken to support international activities in environmental data
sharing and information exchange.
1993 Program
In 1993, the Agency is allocating a total of $14,717,800 supported by 181.2
total workyears for this program, of which $12,829,100 and 181.2 workyears are
from the Program and Research Operations appropriation and $1,885,700 is from the
Abatement, Control, and Compliance appropriation. The Abatement, Control, and
Compliance appropriation supports the implementation of Geographic Information
Systems, data integration/remote sensing, and integration of international data.
The workyears support the collection and dissemination of environmental data, the
continued maintenance of centrally administered information systems and services
in support of EPA programs and the public. This program provides the personnel
to manage the Agency's central and distributed computing and data transmission
network, major administrative and programmatic data systems, and library
services. In addition, this program continued to strengthen information
resources management including long and short-range ADP planning, ADP security,
records management, software and data standard, internal controls on information
systems, and systems modernization. The data integration efforts are assisting
the Agency in more extensive cross-media analysis for better risk-based decisions
and more comprehensive compliance and enforcement actions. Also this program is
focusing on policy, planning, and IRM oversight, which was reported as a material
weakness in a report to the President.
1992 Accomplishments
In 1992, the Agency obligated a total of $14,921,100 supported by 187.0
total workyears for this program, of which $13,304,500 and 186.5 total workyears
was from the Salaries and Expenses appropriation, $1,587,100 was from the
Abatement Control and Compliance appropriation and $29,500 and .5 total workyears
from the Reregistration and Expedited Processing Revolving Fund. During 1992,
EPA continued to expand its implementation of the Integrated Financial Management
System. Efforts were devoted and improvements made to information systems
planning by EPA programs, strengthening information security, and enhancing the
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Integrated Financial Management System. Through direct telecommunication link-up
to the Agency's national data bases, all states will be able to utilize these
data bases for information access and exchange. The Systems Development Center
began its modernization efforts on chosen national data systems that serve
critical areas of the Agency's mission. This modernization effort developed
applications for cross-media use, and supported extensive efforts in
international data sharing.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
MANAGEMENT AND SUPPORT
REGIONAL MANAGEMENT
Regional Management 10-73
Resource Management - Regions 10-76
Contracts and Grants Management - Regions 10-77
Regional Counsel 10-77
Regional Management 10-78
Planning, Evaluation and Analysis - Regions 10-79
Financial Management - Regions 10-81
Human Resources Management - Regions 10-82
Administrative Management - Regions 10-82
-------
REGIONAL MANAGEMENT
Regional Management
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Resources Management -
Regions
Program & Research $2,120.3 $2,306.5 $2,194.2 $2,194.2 $2,277.9 $83.7 -$28.6
Operations
Abatement Control and $2 $2 -$2
Compliance
TOTAL $2,120.3 $2,306.5 $2,194.4 $2,194.4 $2,277.9 $83.5 -$28.6
Contracts & Grants
Management - Regions
Program & Research $5,597.2 $6,283.2 $7,076.9 $7,077.3 $7,363.3 $286.0 $1,080.1
Operati ons
Abatement Control and $6 $6 -$6
Compliance
TOTAL $5,597.2 $6,283.2 $7,077.5 $7,077.9 $7,363.3 $285.4 $1,080.1
Regional Counsel
Program & Research $6.414.1 $6,834.5 $6,591.0 $6,590.3 $7,082.7 $492.4 $248.2
Operations
Abatement Control and $1.7 $1.7 $1.7 $1.7
Compliance
TOTAL $6,414.1 $6,834.5 $6,592.7 $6,592.0 $7,084.4 $492.4 $249.9
Regional Management
Program & Research $19,493.8 $18,190.6 $15,996.5 $16,194.9 $19,820.0 $3,625.1 $1,629.4
Operations
Abatement Control and $1,575.4 $744.4 $844.4 $855.7 $11.3 $855.7
Compliance
TOTAL $21.069.2 $18,190.6 $16,740.9 $17,039.3 $20,675.7 $3,636.4 $2,485.1
Planning, Evaluation &
Analysis - Regions
Program & Research $5,615.0 $5,866.3 $5,867.1 $5,866.9 $6,307.1 $440.2 $440.8
Operat i ons
Abatement Control and $6 $6 $6 $6
Compliance
TOTAL $5,615.0 $5,866.3 $5,867.7 $5,867.5 $6,307.7 $440.2 $441.4
Financial Management -
Regions
Program & Research $4,079.0 $4,484.0 $4,772.4 $4,771.9 $4,810.7 $38.8 $326.7
Operations
Abatement Control and $10.7 $10.7 -$10.7
Compliance
TOTAL $4,079.0 $4,484.0 $4,783.1 $4,782.6 $4,810.7 $28.1 $326.7
Human Resources
Management - Regions
Program & Research $4,999.7 $5,240.2 $5,686.7 $5,686.5 $5,737.9 $51.4 $497.7
Operat i ons
Abatement Control and $5 $5 -$5
Compliance
TOTAL $4,999.7 $5,240.2 $5,687.2 $5,687.0 $5,737.9 $50.9 $497.7
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REGIONAL MANAGEMENT
Regional Management
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
Administrative
Management - Regions
Program & Research
Operations
Abatement Control and
Compliance
TOTAL
TOTAL:
Program & Research
Operations
Abatement Control and
Compliance
Regional Management TOTAL
PERMANENT WORKYEARS
Resources Management -
Regions
Contracts & Grants
Management - Regions
Regional Counsel
Regional Management
Planning, Evaluation &
Analysis - Regions
Financial Management -
Regions
Human Resources
Management - Regions
Administrative
Management - Regions
TOTAL PERMANENT WORKYEARS
(DOLLARS IN THOUSANDS)
$9,212.8
$9,212.8
$57,531.9
$1,575.4
$59,107.3
38.4
108.8
95.2
223.3
89.6
88.6
94.9
171.3
910.1
$10,340.3
$10,340.3
$59,545.6
$59,545.6
40.8
129.7
104.2
197.0
101.4
95.4
102.8
196.7
968.0
$10,389.9
$32.0
$10,421.9
$58,574.7
$790.7
$59,365.4
40.7
139.2
103.6
196.5
101.3
95.3
102.7
195.9
975.2
$10,442.0
$32.0
$10,474.0
$58,824.0
$890.7
$59,714.7
40.3
139.2
102.6
195.0
100.3
94.0
101.3
194.3
967.0
$10,598.6
$10,598.6
$63,998.2
$858.0
$64,856.2
39.4
139.2
101.0
192.1
98.8
92.1
99.3
190.4
952.3
$156.6
-$32.0
$124.6
$5,174.2
-$32.7
$5,141.5
-9
-1.6
-2.9
-1.5
-1.9
-2.0
-3.9
-14.7
$258.3
$258.3
$4,452.6
$858.0
$5.310.6
-1.4
9.5
-3.2
-4.9
-2.6
-3.3
-3.5
-6.3
-15.7
TOTAL WORKYEARS
Resources Management - 40.5 40.8 40.7 40.3 39.4 -9 -1.4
Regions
Contracts & Grants 118.3 129.7 139.2 139.2 139.2 9.5
Management - Regions
Regional Counsel 102.7 104.2 103.6 102.6 101.0 -1.6 -3.2
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REGIONAL MANAGEMENT
Regional Management
Regional Management
Planning, Evaluation &
Analysis - Regions
Financial Management -
Regions
Hunan Resources
Management - Regions
Administrative
Management - Regions
TOTAL WORKYEARS
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
239.6 197.0 196.5 195.0 192.1 -2.9 -4.9
97.5 101.4 101.3 100.3 98.8 -1.5 -2.6
93.6 95.4 95.3 94.0 92.1 -1.9 -3.3
104.2 102.8 102.7 101.3 99.3 -2.0 -3.5
186.0 196.7 195.9 194.3 190.4 -3.9 -6.3
982.4 968.0 975.2 967.0 952.3 -14.7 -15.7
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MANAGEMENT AND SUPPORT
Regional Management
Budget Request
The Agency requests a total of $64,856,200 and 952.3 total workyears for
1994 which represents an increase of $5,141,500 and a decrease of 14.7 total
workyears from 1993. The decrease in workyears is a result of the government-
wide reduction in workyears that is part of the President's program to reduce the
size and cost of government. The total request is for the Program and Research
Operations Appropriation.
RESOURCE MANAGEMENT - REGIONS
1994 Program Request
The Agency requests a total of $2,277,900 supported by 39.4 total workyears,
of which all will be for the Program and Research Operations appropriation. This
represents an increase of $83,700 and a decrease of .9 in total workyears in the
Program and Research Operations appropriation and a decrease of $200 in the
Abatement Control and Compliance appropriation from 1993. The increase in
Program and Research Operations will provide for anticipated salary needs. The
workyear decrease complies with the Administration's commitment to streamline
government. This level of funding supports Regional resource management and
control activities, including budget and operating plan development and workload
analysis. In addition, these resources will allow the Regional offices to
continue implementing the Federal Managers' Financial Integrity Act and further
strengthen funds control, and audit follow-up as required by the Inspector
General Act Amendment of 1988.
1993 Program
In 1993, the Agency is allocating a total of $2,194,400 supported by 40.3
total workyears for this program, of which $2,194,200 is from the Program and
Research Operations appropriation and $200 from the Abatement Control and
Compliance appropriation. These resources are being used to conduct budgeting
and resource analysis functions and implement the Federal Managers' Financial
Integrity Act and audit follow-up in the ten Regional offices.
1992 Accomplishment
In 1992, the Agency obligated a total of $2,120,300 supported by 40.5 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. These resources allowed Regional Administrators to effectively
and efficiently manage their resources and operating plan processes.
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CONTRACTS AND GRANTS MANAGEMENT - REGIONS
1994 Program Request
The Agency requests a total of $7,363,300 supported by 139.2 total workyears
for this program, all of which will be for the Program and Research Operations
appropriation. This represents an increase of $286,000 in the Program and
Research Operations appropriation and a decrease of $600 in the Abatement control
and Compliance appropriation from the 1993 program. The increase in Program and
Research Operations reflects increased salary needs. The grants program awards,
administers and manages cooperative and interagency agreements and grants for
program activities. Special emphasis will be placed on accountability and
ensuring that every assistance award complies with regulatory and policy
requirements and that recipients have the financial, procurement and property
systems to account for and safeguard Federal funds. In addition, grant and small
purchase support will continue to be provided at our Regional Offices.
1993 Program
In 1993, the Agency is allocating a total of $7,077,900 and 139.2 total
workyears of which $7,077,300 and 139.2 total workyears is from the Program and
Research Operations appropriation and $600 from the Abatement Control and
Compliance appropriation. These resources provide the Regional program offices
with small purchase support and grants management to effectively award,
administer and manage cooperative and interagency agreements.
1992 Accomplishments
In 1992, the Agency allocated a total of $5,597,200 and 118.3 total
workyears from the Salaries and Expenses appropriation. These resources provided
the Regional contracting staff with on-going contracts support to the Regional
Program personnel. Regional contracting staff also provided support to
Headquarters in responding to Congressional, GAO, Inspector General, and public
inquiries; maintained contract tracking systems; and assisted Project Officers
and work assignments managers in negotiating work plans, receiving monthly
vouchers and progress reports, and interpreting and understanding contract
language. Grants Administration activities provide clear accountability for
business administration responsibilities, promote the efficient utilization of
resources by providing a core of business expertise and provide a "check and
balance" relationship to assure achievement of both programmatic and
administrative objectives necessary for program integrity.
REGIONAL COUNSEL
1994 Program Request
The Agency requests a total of $7,084,400 supported by 101.0 total workyears
for this program, $7,082,700 of which will be for the Program and Research
Operations appropriation, and $1,700 of which will be for the Abatement Control
and Compliance appropriation. This represents an increase of $492,400 in total
dollars, all of which is for the PRO appropriation; and a decrease of 1.6 total
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workyears from 1993. The increased PRO funding is the result of increased
workforce costs. The decrease in workyears is a result of the government-wide
reduction in workyears that is part of the President's program to reduce the size
and cost of government.
The Offices of Regional Counsel (ORC) will continue to handle defensive
litigation involving principally Regional issues. They will provide: advice and
counsel to Regional programs; review Regional rulemaking actions; assist states
by reviewing State program delegations and advising State agencies on obtaining
adequate legal authorities; and support Agency contract and assistance programs
through resolution of grant appeals, bid protests, and debarment and suspension
actions. The decrease of 1.6 total workyears will result in reduced regional
legal support to areas other than the following priority programs: ethics, Clean
Air Act implementation, defensive litigation, review of state programs, Indian
law.
1993 Program
In 1993, the Agency is allocating a total of $6,592,000, $6,590,300 of which
is from the Program and Research Operations appropriation, and $1,700 of which
is from the Abatement Control and Compliance appropriation, supported by 102.6
total workyears for this program. The ORCs handle defensive litigation involving
principally Regional issues. They provide: advice and counsel to Regional
programs; review Regional rulemaking actions; and assist States by reviewing
State program delegations and advising State agencies on obtaining adequate legal
authorities. Additionally, the ORCs continue to support Agency assistance and
procurement programs through resolution of grant appeals, bid protest, and
debarment and suspension actions.
1992 Accomplishments
In 1992, the Agency obligated a total of $6,414,100 supported by 102.7 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. In 1992, the ORCs supported Agency priorities by providing legal
advice and support to Regional managers and defending the Agency in litigation.
They also advised on actions such as grants, contracts, and personnel actions.
Additionally, the ORCs activities included advising State agencies on the legal
requirements for assuming environmental protection programs, assisting in
drafting appropriate regulatory language, and helping to negotiate and document
the terms of delegation agreements.
REGIONAL MANAGEMENT
1994 Program Recruest
The Agency requests a total of $20,675,700 supported by 192.1 total
workyears for this program, of which $19,820,000 and 192.1 total workyears will
be for the Program and Research Operations appropriation and $855,700 will be
from the Abatement, Control and Compliance appropriation. This represents an
increase of $3,625,100 and a decrease of 2.9 total workyears in the Program and
Research Operations appropriation and an increases of $11,300 in 'the Abatement,
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Control, and Compliance appropriation from 1993. The increase in Program and
Research Operations and Abatement, Control, and Compliance appropriations reflect
increased personnel and support costs. The decrease in workyears is a result of
the government-wide reduction in workyears that is part of the President's
program to reduce the size and cost of government. The budget request will
enable the Regional offices to continue to shape and articulate policy for state
and local governments; respond to inquiries from Congress, the news media and the
public; establish regular communications with public interest, environmental and
business groups; maintain an effective Equal Employment Opportunity program;
process Freedom of Information Act requests; issue critical news releases; and
assist in Regional analytical activities.
1993 Program
In 1993, the Agency is allocating a total of $17,039,300 and 195.0 total
workyears for this program, of which $16,194,900 and 195.0 total workyears are
from the Program and Research Operations appropriation and $844,400 is from the
Abatement, Control, and Compliance appropriation. In 1993 we continue to
emphasize coordination and dissemination of the increasing number of information
requests including Freedom of Information Act requests, which are increasing by
approximately 20 percent per year. The program will continue issuing critical
news releases, maintaining a Regional Equal Employment program, responding to
Congressional inquiries, and coordinating EPA involvement in major state
environmental issues.
1992 Accomplishments
In 1992, the Agency obligated $21,069,200 and 239.6 total workyears for this
program, of which $19,493,800 and 239.6 total workyears were from the Salaries
and Expenses appropriation and $1,575,400 was from the Abatement Control and
Compliance appropriation. This program provided support for the Regional
Administrators and their immediate staffs, as well as for the basic staff
functions of public affairs, Congressional and intergovernmental activities, the
equal employment opportunity function, and responses to Freedom of Information
Act requests.
PLANNING, EVALUATION. AND ANALYSIS REGIONS
1994 Program Request
The Agency requests a total of $6,307,700 supported by 98.8 total workyears
for this program, of which $6,307,100 will be for the Program and Research
Operations appropriation, and $600 will be for the Abatement, Control and
Compliance appropriation. This represents an increase from 1993 of $440,200 in
Program and Research Operations, to support projected salary and benefit costs,
and a decrease of 1.5 total workyears, to reflect the Administration's commitment
to reduce the Federal workforce.
The ten Regions will carry out essential Regional planning, evaluation and
analysis activities. These activities will include staff support for state
comparative risk projects and for the development of strategies for utilizing
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flexibility in the state grant process. The objective is to ensure that
resources are directed toward the highest risk environmental problems, and to
prevent pollution in the most cost-effective ways possible. Resources will also
provide for the development and update of Regional four-year strategic plans and
annual action plans. These plans will target resources to enhance risk reduction
based on Regional comparative risk analyses. In addition, resources will be used
to: prepare accountability reports; undertake program evaluations; conduct
management and regulatory analyses; provide training in the areas of risk
assessment, risk management, and risk communication for Regional and state
personnel; and to manage pollution prevention programs in the Regions, including
strategy implementation, training, education, grant oversight, and support for
multi-state Regional councils established specifically to deal with pollution
prevention initiatives.
1993 Program
In 1993, the Agency is allocating a total of $5,867,500 supported by 100.3
total workyears for this program, of which $5,866,900 is from the Program and
Research Operations appropriation and $600 is from the Abatement, Control and
Compliance appropriation.
The ten Regions are carrying out essential Regional planning, evaluation,
and analysis activities. For example, the Regions are developing four-year plans
and one-year Regional strategies using comparative risk analyses to target
resources and thereby optimize risk reduction. Other activities include:
preparing accountability reports; evaluating programs, conducting management and
regulatory analysis; preparing risk assessment and risk management analyses; and
conducting risk training/communication courses to build technical capability and
institutional liaisons with states and other stakeholders. In addition, Regions
are performing functions related to cross-media pollution prevention. This
includes implementation of EPA's Pollution Prevention Strategy and Regional
pollution prevention plans; adoption of pollution prevention approaches in site-
specific decision-making; training and education events for state and local
governments, industry and citizen groups,; oversight of state activities funded
by pollution prevention grants; integration of pollution prevention into Regional
risk management strategies; and support for multi-state Regional councils
established specifically to deal with pollution prevention initiatives.
1992 Accomplishments
In 1992, the Agency obligated a total of $5,615,000 supported by 97.5 total
workyears for this program, all of which was from the Salaries and Expenses
appropr iat ion.
The ten Regions carried out essential planning, evaluation and analysis
activities including strategic planning that relied on comparative risk analysis
for the development of strategic options. The Regions also prepared
accountability reports; program evaluations; management and regulatory analyses.
Risk assessment, management, and communication was undertaken to support the
development and implementation of Regional risk reduction strategies. In
addition, the Regions implemented pollution prevention plans; adopted pollution
prevention approaches in site-specific decision making; conducted training and
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education events for government, industry, and citizen groups; maintained
oversight of pollution prevention state grant activities; integrated pollution
prevention into Regional risk management strategies; and supported multi-state
Regional councils established specifically to deal with pollution prevention
activities.
FINANCIAL MANAGEMENT - REGIONS
1994 Program Request
The Agency requests a total of $4,810,700 supported by 92.1 total workyears
for this program, all of which will be for the Program and Research Operations
appropriation. This represents an increase of $38,800 and a decrease of 1.9
total workyears in the Program and Research Operations appropriation and a
decrease of $10,700 in the Abatement Control and Compliance appropriation from
1993. The increase in Program and Research Operations will provide for
anticipated salary needs. The workyear decrease complies with the
Administration's commitment to streamline government. This level of funding will
allow the financial management offices to provide basic financial services and
maintain on-going financial management functions. The financial management
offices will continue to provide accounting, payment processing, billings and
collections for grants, travel, payroll, contracts, purchase orders, and all
other financial transactions as well as payroll support and general ledger
activities. It also provides the capability to continue conducting internal
control reviews as required by the Federal Managers' Financial Integrity Act of
1982 as well as Cash Management Reviews mandated by the Deficit Reduction Act of
1984.
1993 Program
In 1993, the Agency is allocating a total of $4,782,600 supported by 94.0
total workyears for this program, of which $4,771,900 is from the Program and
Research Operations appropriation and $10,700 from the Abatement Control and
Compliance appropriation. These resources are being used to provide the Regions
with accounting, payment processing, payroll support, financial reporting
services, and comprehensive financial management, and financial audit follow-up
and accounting reconciliation activities.
1992 Accomplishments
In 1992, the Agency obligated a total of $4,079,000 supported by 93.6 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. With these resources, the Financial Management Offices provided
accounting, payment processing, payroll support, financial reporting services,
and comprehensive financial management.
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HUMAN RESOURCES MANAGEMENT - REGIONS
1994 Program Request
The Agency requests a total of $5,737,900 supported by 99.3 total workyears
for this program, all of which will be for the Program and Research Operations
appropriation. This represents an increase of $51,400 and a decrease of 2.0 FTE
in the Program and Research Operations appropriation and a $500 decrease in the
Abatement Control and Compliance appropriation from 1993. The increase in
Program and Research Operations will provide for anticipated salary needs. The
workyear decrease complies with the Administration's commitment to streamline
government. The resources will allow Regional personnel offices to meet basic
regulatory requirements. These services include processing recruitment and
classification actions, processing personnel and payroll transactions, providing
advisory services and reorganization reviews, administering the grievance system,
negotiating with unions, managing the Performance Management and Recognition
System, and providing employee development and training.
1993 Program
In 1993, the Agency is allocating a total of $5,687,000 supported by 101.3
total workyears for this program, of which $5,686,500 and 101.3 total workyears
is from the Program and Research Operations appropriation and $500 from the
Abatement Control and Compliance. These resources are being used to formalize
local human resource management programs, provide for recruitment, staffing, and
classification actions, conduct position management and pay administration,
process personnel and payroll transactions, administer grievance system and
disciplinary action procedures, provide employment development and training,
consult and negotiate with local unions, conduct special studies, and advise
Regional managers on the above functions.
1992 Accomplishments
In 1992, the Agency obligated a total of $4,999,700 supported by 104.2 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. With these resources, the Regional personnel offices provided on-
going personnel services to support the accomplishment of the Regions' program
operations and goals, provided better training programs for Regional employees,
and initiated human resources management programs.
ADMINISTRATIVE MANAGEMENT -REGIONS
1994 Program Request
The Agency requests a total of $10,598,600 supported by 190.4 total
workyears for this program, all of which will be for the Program and Research
Operations appropriation. This represents an increase of $156,600 and a decrease
of 3.9 total workyears in the Program and Research Operations appropriation and
a $32,000 decrease in the Abatement Control and Compliance appropriation. The
increase in Program and Research Operations will provide for anticipated salary
needs. The workyear decrease complies with the Administration's commitment to
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streamline government. Resources will allow the Regions to provide
administrative management services that include maintaining administrative
information systems and minicomputer operations, ensuring ADP operations support
for Regional programs, managing word processing equipment and ADP systems
acquisition, and coordinating Regional records management. Development of state
data management plans to ensure efficient and reliable methods of State/EPA data
sharing will receive priority attention. In addition, this program will ensure
the safety and security of Regional personnel, manage property and supplies,
provide general office services, and provide program management for all support
services.
1993 Program
In 1993, the Agency is allocating a total of $10,474,000 supported by 194.3
total workyears for this program, of which $10,442,000 and 194.3 total workyears
is from the Program and Research Operations appropriation and $32,000 from the
Abatement Control and Compliance appropriation. These resources are being used
to provide the Regions with administrative management activities in the areas of
information management, specifically CIS activities, health and safety and
environmental compliance, and facilities support. This program will continue to
improve methods for EPA and States to share environmental data.
1992 Accomplishments
In 1992, the Agency obligated a total of $9,212,800 supported by 186.0 total
workyears for this program, all of which was from the Salaries and Expenses
appropriation. With these resources, the Regions provided administrative
management services and implemented information management plans to increase use
of personal computers and integrate electronic telecommunications lines to
achieve cost saving and productivity gains.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
MANAGEMENT AND SUPPORT
SUPPORT COSTS
Support Costs 10-85
Lab Support - Pesticides and Toxic Substances 10-87
Professional Training 10-88
Nationwide Support Services 10-89
Headquarters Support Services 10-90
Regional Support Services 10-91
Lab Support - Air and Radiation 10-92
Automated Data Processing Support Costs 10-93
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ACTUAL
1992
PROGRAM
Lab Support -
Pesticides & Toxic
Substances
Program & Research $329.8
Operations
Abatement Control and
Compliance
TOTAL $329.8
Professional Training
Program & Research $1,256.0
Operations
Abatement Control and
Compliance
TOTAL $1,256.0
Nationwide Support
Services
Program & Research $109,764.3
Operations
Abatement Control and
Compliance
Office of Inspector $1,747.9
General
FIFRA Revolving Fund $2,046.5
Oil Spills Trust Fund
TOTAL $113,558.7
Headquarters Support
Services
Program & Research $53,889.7
Operations
Abatement Control and
Compliance
Office of Inspector $352.0
General
FIFRA Revolving Fund $443.1
Oil Spills Trust Fund
TOTAL $54,684.8
:egional Support
Services
Program & Research $38,945.7
Operations
Abatement Control and
Compliance
Office of Inspector $166.6
General
FIFRA Revolving Fund $13.3
Oil Spills Trust Fund
TOTAL $39,125.6
PRES.
BUDGET
1993
SUPPORT
Support
ENACTED
1993
COSTS
Costs
CURRENT REQUEST
ESTIMATE 1994
1993
INCREASE INCREASE
DECREASE DECREASE
1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
$474.0
$474.0
$1,126.3
$1,126.3
$127,416.1
$1,709.0
$540.0
$129,665.1
$64,038.5
$613.0
$55.0
$64,706.5
$50,251.8
$654.0
$220.2
$51,126.0
$360.1
$360.1
$49.7
$1,264.9
$1,314.6
$1,796.7
$117,837.4
$1.679.0
$443.1
$121,756.2
$58.2
$49,562.8
$613.0
$45.1
$50,279.1
$665.3
$47,891.4
$654.0
$28.8
$49,239.5
$360.1 $360.1
$360.1 $360.1
$38.2
$1,266.3 $1,256.3
$1,304.5 $1,256.3
$1,805.6 $2,300.0
$117,764.8 $128,614.8
$1,679.0 $1,426.1
$2,400.0
$443.1
$124,092.5 $132,340.9
$58.2
$49,645.0 $51,962.7
$613.0 $613.0
$344.0
$45.1
$50,705.3 $52,575.7
$665.0
$48,014.2 $49,854.3
$480.0 $625.0
$29.8
$49,189.0 $50,479.3
-$474.0
$360.1
-$113.9
-$38.2 $1,126.3
-S10.0 $1,256.3
-$48.2 $130.0
$494.4 $125,116.1
$10,850.0 $128,614.8
-$252.9 -$282.9
-$2,400.0
-$443.1 -$540.0
$8,248.4 $2.675.8
-$58.2 -$64,038.5
$2,317.7 $51,962.7
-$344.0
-$45.1 -$55.0
$1,870.4 -$12,130.8
-$665.0 -$50,251.8
$1,840.1 $49,854.3
$145.0 -$29.0
-$29.8 -$220.2
$1,290.3 -$646.7
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ACTUAL
1992
PRES.
BUDGET
1993
SUPPORT COSTS
Support Costs
ENACTED CURRENT
1993 ESTIMATE
1993
REQUEST INCREASE
1994 DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Lab Support - Air And
Radiation
Program & Research
Operations
Abatement Control and
Compliance
Automated Data
Processing Support
Services
Program & Research
Operations
Abatement Control and
Compliance
Office of Inspector
General
TOTAJ.:
Program I Research
Operations
Abatement Control and
Compliance
Office of Inspector
General
FIFRA Revolving Fund
Oil Spills Trust Fund
Support Costs
$2,423.1 $2,190.0
TOTAL $2,423.1 $2,190.0
$2,095.0 $2,083.6 $2,083.6
$2,095.0 $2,083.6 $2,083.6
$45,422.6 $49,693.2
-$2,190.0
$2,083.6
-$106.4
-$49,693.2
$11,062.2 $57,760.8 $58,208.3 $40,159.8 -$18,048.5 $40,159.8
$127.5 $130.0 $130.0 $130.0 $130.0
TOTAL $56,612.3 $49,823.2 $57,890.8 $58,338.3 $40,289.8 -$18,048.5 -$9,533.4
$252,031.2 $295,189.9 $2,569.9 $2,567.0 $2,300.0 -$267.0 $292,889.9
$11,062.2 $276,772.4 $277,342.3 $274,291.6 -$3,050.7 $274,291.6
$2,394.0 $3,106.0 $3,076.0 $2,902.0 $2,794.1 -$107.9 -$311.9
$2,502.9
$2,744.0
$518.0
-$2,744.0
-$518.0
$815.2 $517.0 $518.0 -$518.0 -$815.2
TOTAL $267,990.3 $299,111.1 $282,935.3 $286,073.3 $279,385.7 -$6,687.6 -$19,725.4
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MANAGEMENT AND SUPPORT
Support Costs
1994 Budget Request
The Agency requests a total of $279,385,700 for 1994, a decrease of
$6,687,600 from 1993. Of the request, $2,300,000 will be from the Program and
Research Operations appropriation, $274,291,600 will be from the Abatement
Control and Compliance appropriation, and $2,794,100 will be from the Office of
the Inspector General appropriations. This represents a decrease of $267,000 in
the Program and Research Operations appropriation, a decrease of $3,050,700 in
the Abatement Control and Compliance appropriation, a decrease of $107,900 in the
Office of Inspector General appropriations, a decrease of $2,744,000 in the FIFRA
Revolving Fund, and a decrease of $518,000 in the Oil Spills Trust Fund. The
resources for Oil Spills response have been transferred to a separate Oil Spills
Trust Fund appropriation program element. The reduction in FIFRA is because we
are not requesting funds from the FIFRA Revolving Fund.
LAB SUPPORT - PESTICIDES AND TOXIC SUBSTANCES
1994 Program Request
The Agency requests a total of $360,100 for this program, all of which will
be for the Abatement Control and Compliance appropriation. This funding level
remains unchanged from the 1993 level. Resources will be used for basic
facilities and operation and maintenance costs for the laboratories in
Beltsville, Maryland and Bay St. Louis, Mississippi. These costs include
utilities, security, communications, warehousing, custodial services, and
building maintenance. These resources will also provide for the purchase of new
laboratory equipment to replace equipment which is obsolete or no longer cost-
effective to repair, and cover increasing maintenance costs for existing
equipment. The resources will also provide for the purchase of equipment for
building analytical capacity for biotechnology and other unique products which
cannot be validated with traditional laboratory instruments.
1993 Program
In 1993, the Agency is allocating a total of $360,100 for this program, all
of which is from the Abatement Control and Compliance appropriation. The 1993
program supports the facilities, operations, and maintenance costs for the
laboratories in Beltsville, Maryland and Bay St. Louis, Mississippi. These costs
include utilities, security, communications, warehousing, custodial services,
building maintenance, purchase of new laboratory equipment to replace equipment
which is obsolete or no longer cost-effective to repair, equipment maintenance,
building biotechnology capacity, and analyzing unique products which cannot be
validated with traditional analytical laboratory instruments.
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1992 Accomplishments
In 1992, the Agency obligated a total of $329,800 for this program, all of
which was from the Salaries and Expenses appropriation. The funds were used to
provide general support and maintenance of the laboratories.
PROFESSIONAL TRAINING
1994 Program Request
The Agency requests a total of $1,256,300 for this program, all of which
will be for the Abatement Control and Compliance appropriation. This represents
a decrease of $38,200 in the Program and Research Operations appropriation and
a decrease of $10,000 in the Abatement Control and Compliance appropriation from
1993. The Agency will continue to offer training and development opportunities
to EPA employees and managers. For supervisory and managerial development, the
Agency will continue to emphasize assessment and career counseling activities and
will provide access to core supervisory and managerial training courses. It will
also support a career counseling initiative and assessment activities to identify
development needs for candidates for supervisory and managerial positions. The
EPA Institute will further streamline its training delivery systems and lead
development of programs that support the core strategic curriculum. The
Institute will continue to develop competency menus for major careers at EPA.
It will also institutionalize the non-supervisory leadership program. EPA will
continue supporting implementation of Total Quality Management(TQM) by making
advanced TQM training available. The Agency will continue to implement
recommendations of the Cultural Diversity Task Force. Current activities of the
Presidential Management Intern Program, the EPA Management Intern Program and the
Greater Leadership Opportunities Program for women and minorities will continue.
The Agency will also continue to support the Career Advisory Committees and the
Human Resources Council.
1993 Program
In 1993, the Agency is allocating a total of $1,304,500 for this program,
of which $38,200 is from the Program and Research Operations appropriation and
$1,266,300 is from the Abatement Control and Compliance appropriation. The
Agency is continuing to offer training and development opportunities to EPA
employees and managers. However, for some courses the tuition and expenses are
being shared by the Agency program offices. For supervisory and managerial
development, the Agency is continuing to emphasize assessment and career
counseling activities and is providing access to core supervisory and managerial
training courses. It is also adding basic skills training courses and sexual
harassment seminars and is supporting a career counseling initiative and
assessment activities to identify developmental needs for candidates for
supervisory and managerial positions. The EPA Institute is streamlining its
training delivery systems and offering self-paced instruction in its technology-
based learning laboratory. The Institute is beginning to develop competency
menus for major careers in EPA. It is also developing and implementing new
course offerings identified in the core curriculum that support EPA's strategic
direction. Non-supervisory leadership programs, including Greater Leadership
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Opportunities (GLO) and Goalsetters Reaching for Opportunities (GRO), will
continue on a limited basis and with program office support. EPA is continuing
to support implementation of TQM by maintaining quality TQM training to Agency
and State environmental employees. In addition, advanced TQM training is being
developed to provide quality management and team leadership/facilitation skills.
The Agency is beginning to implement recommendations generated from the
Cultural Diversity Task Force. Activities of the Presidential Management Intern
program and the EPA Internship program are being maintained, however, on a
smaller scale than in previous years. The Agency will continue to support the
principles of the Career Advisory Committees and the Human Resources Council
without active participation and attendance.
1992 Accomplishments
In 1992, the Agency obligated a total of $1,256,000 for this program, all
of which was from the Salaries and Expense appropriation. These funds were used
to create and provide training and development opportunities for EPA employees
and managers. As part of the implementation of the comprehensive management
development program, the Agency emphasized assessment and career counseling
activities. EPA made its core supervisory and managerial training courses
available and continued to modernize these courses by incorporating elements on
managing a culturally diverse workforce and strategic planning. The EPA
Institute realigned its course offerings around the core curriculum to support
the Agency's strategic direction. EPA supported expansion of the TQM effort by
making training available to employees and managers throughout the Agency and
State environmental organizations. The EPA Institute expanded its non-
supervisory leadership program at Headquarters by offering the GRO program at the
GS 4-10 levels. This program and GLO are targeted for leadership development of
minorities and women. The Agency completed the second phase of the Cultural
Diversity Study and the Diversity Task Force formulated recommendations to the
Agency. Activities of the Presidential Management Intern Program, the EPA
Management Internal Program, and the GLO Program for women and minorities were
maintained. The Agency also continued to support the career advisory committees
and the Human Resources Council.
NATIONWIDE SUPPORT SERVICES
1994 Program Request
The Agency requests a total of $132,340,900 for this program, of which
$2,300,000 will be for the Program and Research Operations appropriation,
$128,614,800 will be for the Abatement Control and Compliance appropriation, and
$1,426,100 will be for the Inspector General appropriations. This represents an
increase of $494,400 in the Program and Research Operations appropriation, an
increase of $10,850,000 in the Abatement Control and Compliance appropriation,
a decrease of $252,900 in the Inspector General appropriations, a decrease of
$2,400,000 in the FIFRA Revolving Fund, and a decrease of $443,100 in the Oil
Spills Trust Fund from 1993. The increase in Abatement Control and Compliance
provides for the escalation in GSA rent costs, and rate increases. It also
provides for Integrated Contract Management System (ICMS) development. ICMS will
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address and enhance many critical procurement issues such as accurate procurement
information, timely responses to Congressional inquiries and reliable financial
data. The increase in the Program Research and Operations appropriation provides
for increases to Worker's Compensation and Unemployment Compensation. The
decrease in the Inspector General appropriation reflect costs associated with
decreased Agency workyears. These funds will pay for quality Agency-wide support
costs including space rental, postage, FTS and telecommunications costs, national
security, Code of Federal regulations typesetting, unemployment compensation,
workmen's compensation, health and safety and environmental compliance, technical
assistance, and audits and personnel support for Public Health Service
commissioned officers, and the Integrated Financial Management System.
1993 Program
In 1993, the Agency is allocating a total of $124,092,500 for this program,
of which $1,805,600 is from the Program and Research Operations appropriation,
$117,764,800 is from the Abatement Control and Compliance appropriation,
$1,679,000 is from the Inspector General appropriations, $2,400,000 is from the
FIFRA Revolving Fund, and $443,100 is from the Oil Spills Trust Fund. These
resources are being used by the Agency to provide efficient nationwide services
to the Agency workforce. The Agency continues to work with GSA to procure
additional space in Washington to help alleviate overcrowded conditions at the
Waterside Mall. We will provide safety, health and environmental management
programs and issue new policy and program manuals for a risk-based medical
surveillance program and safe management of asbestos-containing building
materials at EPA facilities.
1992 Accomplishments
In 1992, the Agency obligated a total of $113,558,700 for this program, of
which $109,764,300 was from the Salaries and Expenses appropriation, $1,747,900
was from the Inspector General appropriation, and $2,046,500 was from the FIFRA
Revolving Fund. These resources allowed the Agency to pursue several nationwide
support efforts in the areas of space planning, telecommunications, information
security, personal property management, safety, health, and environmental
management, including the initiation of a new program in the area of marine
safety.
HEADQUARTERS SUPPORT SERVICES
1994 Program Request
The Agency requests a total of $52,575,700 for this program, of which
$51,962,700 will be for the Abatement Control and Compliance appropriation and
$613,000 will be for the Inspector General appropriations. This represents a
decrease of $58,200 in the Program and Research Operations appropriation, an
increase of $2,317,700 in the Abatement Control and Compliance appropriation, a
decrease of $344,000 in the FIFRA Revolving Fund, and a decrease of $45,100 in
the Oil Spills Trust Fund. This increase provides for cost escalations to
security contracts, will cover anticipated utility rate increases, and provides
for other contract rate increases. These resources will provide space planning
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and coordination services for the new Headquarters facility. These resources
will also provide quality Headquarters Support Services at Washington, DC,
Research Triangle Park, North Carolina, and Cincinnati including motor pool,
printing and copying, telephones, utilities, facilities operations and
maintenance (specifically the needs associated with the Waterside Mall Complex),
and ADP technical support. Data integration efforts will support the Agency
emphasis on compliance, enforcement, and pollution prevention strategies.
1993 Program
In 1993, the Agency is allocating a total of $50,705,300 for this program,
of which $58,200 is from the Program and Research Operations appropriation,
$49,645,000 is from the Abatement Control and Compliance appropriation, $613,000
is from the Inspector General appropriations, $344,000 is from the FIFRA
Revolving Fund, and $45,100 is from the Oil Spills Trust Fund. These resources
are being used to provide on-going office, building, and information management
services to EPA operations in Washington, RTF, and Cincinnati. With this funding
level the Agency will provide adequate on-going services necessary to operate and
manage EPA Headquarters facilities, office supply/support services, and
management information systems. Additionally, the Agency will continue to carry
out its operating plans for delegation of authority for lease
enforcement/building operations at Headquarters facilities, and will continue to
refine procedures for property management/inventory control. We will initiate
the first phase of interior space planning developing Agency specific space
standards and conceptual layouts. In addition, we are continuing our facility
improvement and health and safety efforts at the Waterside Mall Complex.
1992 Accomplishments
In 1992, the Agency obligated a total of $54,684,800 for this program, of
which $53,889,700 was from the Salaries and Expenses appropriation, $352,000 was
from the Inspector General appropriation, and $443,100 was from the FIFRA
Revolving Fund. These resources provided basic Headquarters Support services to
EPA operations in Washington, RTF, and Cincinnati and funded the operational
portion of our indoor air quality improvement initiative at Waterside Mall.
Resources enabled the Agency to overlay previously developed requirements on the
existing scheme proposed by the developer and recommend design changes to make
the new Headquarters facility more responsive to our needs.
REGIONAL SUPPORT SERVICES
1994 Program Request
The Agency requests a total of $50,479,300 for this program, of which
$49,854,300 will be for the Abatement Control and Compliance appropriation and
$625,000 will be for the Inspector General appropriations. This represents a
decrease of $665,000 in the Program and Research Operations appropriation, an
increase of $1,840,100 in the Abatement Control and Compliance appropriation, an
increase of $145,000 in the Inspector General appropriations, and a decrease of
$29,800 in the Oil Spills Trust Fund. The increase in the Inspector General
appropriations will provide for inflationary increases in support costs. The
increase in Abatement Control and Compliance will provide for Regional moves.
This level of resources will provide the ten Regional Offices with basic support
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services including printing and copying, minicomputer operations, utilities,
mail, telephone, library operations, general training, office and laboratory
facility maintenance, and technical support.
1993 Program
In 1993, the Agency is allocating a total of $49,189,000 for this program,
of which $665,000 is from the Program and Research Operations appropriation,
$48,014,200 is from the Abatement Control and Compliance appropriation, $480,000
is from the Inspector General appropriations, and $29,800 is from the Oil Spills
Trust Fund. These resources are being used to provide basic office, building,
and information management services to the Regions. In addition, funding is
provided to pay for Regional moves.
1992 Accomplishment
In 1992, the Agency obligated a total of $39,125,600 for this program, of
which $38,945,700 was from the Salaries and Expenses appropriation, $166,600 was
from the Inspector General appropriation, and $13,300 was from the FIFRA
Revolving Fund. These funds provided ongoing support services in the Regions
including improved property management and better safety for EPA employees.
Also, the Regional office in Chicago was relocated.
LAB SUPPORT - AIR AND RADIATION
1994 Program Request
The Agency requests a total of $2,083,600 for this program, all of which
will be for the Abatement Control and Compliance appropriation. This represents
no change from 1993. This program supports the National Vehicle and Fuel
Emissions Laboratory (NVFEL) in Ann Arbor, Michigan; the National Air and
Radiation Environmental Laboratory (NAREL) in Montgomery, Alabama; and the Las
Vegas radiation facility (LVF) in Nevada. The funds provide basic operation and
maintenance support at these locations. The support provided includes security,
janitorial, and maintenance services; utilities; General Services Administration
vehicles; supplies and materials; and communications.
1993 Program
In 1993 the Agency is allocating $2,083,600 to support the three
laboratories, all from the Abatement Control and Compliance appropriation. The
1993 program is providing the same types of activities described for 1994: basic
laboratory operations, maintenance, and supplies. These activities are required
on a continuing basis for effective and safe laboratory operation.
1992 Accomplishments
In 1992 the Agency obligated a total of $2,423,100 for this program, all of
which was from the Salaries and Expenses appropriation. These funds provided the
basic facilities operations and maintenance costs necessary to operate the three
laboratories.
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AUTOMATED DATA PROCESSING SUPPORT COSTS
1994 Program Request
The Agency requests a total of $40,289,800 for this program, of which
$40,159,800 will be for the Abatement Control and Compliance appropriation and
$130,000 will be for the Inspector General appropriations. This represents a
decrease of $18,048,500 in the Abatement Control and Compliance appropriation and
no change in the Inspector General appropriation. The decreases result from one-
time Congressional adds in 1993. These resources will provide the mainframe
computing capacity, telecommunications network, quality work station support and
operations to support the access and use of environmental and management data.
Resources will also provide for a high speed communications link between RTF,
North Carolina and the Agency's Supercomputer in Bay City, Michigan and support
the High Performance Computing and Communications (FCCSET) activities.
1993 Program
The Agency is allocating a total of $58,338,300, of which $58,208,300 is
from the Abatement Control and Compliance appropriation and $130,000 is from the
Inspector General appropriations. These funds will be used to provide adequate
computing and telecommunications resources to support the basic mission of the
Agency. Within this funding level, however, there will be no expansion of the
computing and telecommunications utility of the Agency. The National Data
Processing Division will be supporting only the basic operations in its three
data centers and the wide area data telecommunications network.
Congressional Directive; A total of $19,900,000 from the Abatement, Control
and Compliance appropriation is for the Congressionally directed Supercomputer,
including the Center for Ecology Research and Training, in Bay City, Michigan.
1992 Accomplishments
The Agency allocated a total of $56,612,300 for this program, of which
$45,422,600 was from the Salaries and Expenses appropriation, $11,062,200 was
from the Abatement Control and Compliance appropriation, and $127,500 was from
the Inspector General appropriation. These funds were used to provide for the
Agency's program offices use of computing time and other ADP services, exclusive
of Superfund. The Agency's mainframe computing resources were expended to meet
the increased use by the Agency and States in environmental data collection, use,
and sharing.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
»
Page
BUILDINGS AND FACILITIES 11-1
New Facilities 11-7
New Facilities 11-8
Repairs and Improvements 11-9
Repairs and Improvements 11-10
-------
BUILDINGS AND FACILITIES
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
APPROPRIATION
Buildings & Facilities $32,617.7 $42,100.0 $134,300.0 $134,300.0 $18,000.0 $116,300.0 -$24,100.0
TOTAL, Buildings and Facilit $32,617.7 $42,100.0 $134,300.0 $134,300.0 $18,000.0 $116,300.0 -$24,100.0
OUTLAYS $16,412.0 $31,525.0 $55,407.0 $55,407.0 $79,894.0 $24,487.0 $48,369.0
AUTHORIZATION LEVELS Authorization is by virtue of the Appropriations Act.
11-1
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BUILDINGS AND FACILITIES
DIFFERENCE
PRES. CURRENT
BUDGET ENACTED ESTIMATE ENACTED VS EST. VS EST. VS
1993 1993 1993 PRES. BUD PRES. BUD ENACTED
(DOLLARS IN THOUSANDS)
APPROPRIATION
Buildings & Facilities $42,100.0 $134,300.0 $134,300.0 $92,200.0 $92,200.0
TOTAL, BUILDINGS AND FACILITIE $42,100.0 $134,300.0 $134,300.0 $92,200.0 $92,200.0
The following point lists the major reason that the dollars devoted to this media have changed from submission
of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
BUILDING AND FACILITIES
o Appropriation changes were made to implement the mandated Congressional reductions and addons.
11-2
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MEDIA BRIDGE TABLES
BUILDING AND FACILITIES
OFFICE OF ADMINISTRATION AND RESOURCES MANAGEMENT
BUILDING AND FACILITIES
B&F Total
FY 1993 CURRENT ESTIMATE $134,300 $134,300
Changes by Category:
Workforce Costs (+/-) $0 $0
Legislative Initiatives (+/-) $0 *0
Program Initiatives (+/-) +$6,000 +$6,000
Discontinuation of Specific
Increases to FY 1992 Request (-) -$122,300 -$122,300
Others (+/-) $0 $0
FY 1994 PRESIDENT'S BUDGET $18,000 $18,000
11-3
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11-4
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BUILDING AND FACILITIES
OVERVIEW AND STRATEGY
The Buildings and Facilities appropriation funds the design, construction,
repair, and improvement of buildings occupied by EPA. The Agency currently has
ten Regional offices with associated Regional laboratories, two large research
and development laboratory complexes, a number of field stations with laboratory
facilities, and a large headquarters complex.
This program provides a safe and healthful work environment for EPA
employees by providing for renovation upgrades, and repair or replacement of our
facilities. We are implementing intermediate and long-range plans which assess
alternative housing options for EPA operations, as well as continuing a repair
program that protects the investment in EPA's real property holdings. We are
also upgrading and modifying current facilities to more adequately and
efficiently address the Agency's changing programs. We will continue to
emphasize environmental compliance and health and safety efforts in EPA
facilities such as removing asbestos and PCB's, upgrading fire and life safety
systems, and replacing HVAC systems to meet ventilation standards.
11-5
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BUILDINGS AND FACILITIES
New Faci titles
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
PROGRAM
(DOLLARS IN THOUSANDS)
New Facilities
Buildings & Facilities $21,122.3 $30,100.0 $122,300.0 $122,300.0
TOTAL $21,122.3 $30,100.0 $122,300.0 $122,300.0
$6,000.0 $116,300.0 -$24,100.0
$6,000.0 $116,300.0 -$24,100.0
TOTAL:
Buildings & Facilities
New Facilities
$21,122.3 $30,100.0 $122,300.0 $122,300.0 $6,000.0 $116,300.0 -$24,100.0
TOTAL $21,122.3 $30,100.0 $122,300.0 $122,300.0 $6,000.0 $116,300.0 -$24,100.0
11-7
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BUILDINGS AND FACILITIES
NEW FACILITIES
1994 Program Request
k
The Agency requests a total of $6,000,000 for this program, all of which
will be for the Building and Facilities appropriation. This represents a
decrease of $116,300,000 from 1993. The decrease reflects completion of funding
for several one-time Congressionally directed projects. FY 1994 funds will be
used for the build-out and design of new facilities.
1993 Program
In 1993, the Agency is allocating $122,300,000 for this program, all of
which is from the Buildings and Facilities appropriation. These funds are being
used for the Center for Ecology, Research and Training in Bay City, Michigan, for
the design phase of a consolidated facility at Research Triangle Park, North
Carolina, to design a new Environmental Science Center to replace the Region 3
Laboratory in Annapolis and the Pesticides Laboratory in Beltsville, Maryland,
grants to Columbia University, the University of Utah, and the University of
Maine, and the Christopher Columbus Center in Baltimore, Maryland.
Congressional Directives. All of the funds are for Congressionally directed
projects.
1992 Accomplishments
In 1992, the Agency obligated a total of $21,122,300 for this program.
These funds were used to complete construction of a new addition to the
Environmental Research Laboratory in Ada, Oklahoma, to construct the Cold Soak
Test Facility in the National Vehicle and Fuel Emissions Laboratory in Ann Arbor,
Michigan, to construct a day care center in Athens, Georgia, to begin the design
of a consolidated facility at Research Triangle Park, and to design the day
center at EPA's Ada, Oklahoma facility. Funds were also obligated for grants to
the Christopher Columbus Center in Baltimore, Maryland, and to the Neural Science
Center at New York University.
11-8
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BUILDINGS AND FACILITIES
Repairs & Improvements
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REO
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Repairs & Improvements
Buildings & Facilities $11,495.4 $12,000.0 $12,000.0 $12,000.0 $12,000.0
TOTAL $11,495.4 $12,000.0 $12,000.0 $12,000.0 $12,000.0
TOTAL:
Buildings & Facilities $11,495.4 $12,000.0 $12,000.0 $12,000.0 $12,000.0
Repairs & Improvements TOTAL $11,495.4 $12,000.0 $12,000.0 $12,000.0 $12,000.0
11-9
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BUILDINGS AND FACILITIES
REPAIRS AND IMPROVEMENTS
1994 Program Request »
The Agency requests a total of $12,000,000 for this program, all of which
will be for the Buildings and Facilities appropriation. This represents no
change from 1993. These funds will provide engineering design and construction
related to the repair and improvement of buildings occupied by EPA. More
specifically, these funds will be used to address critical repairs related to
employee health and safety (fire protection installation), enhance environmental
compliance efforts in EPA facilities (asbestos and underground storage tank
removal and hazardous materials storage), improve working conditions at the
Waterside Mall Complex, as well as necessary retrofitting to implement the Master
Space Plan, meet critical build-out costs for space associated with moving the
New York Regional Office, and provide for required alterations and repairs
(electrical distribution, air conditioning, emergency power for laboratory
facilities).
1993 Program
In 1993, the Agency is allocating a total of $12,000,000 for this program,
all of which is from the Buildings and Facilities appropriation. These resources
are being used to provide maintenance and repair to facilities in an effort to
prevent further deterioration of EPA facilities, to continue environmental
compliance activities, such as acid neutralization and underground storage tank
activities, and to continue health and safety improvements and modifications to
facilities, including fire safety abatement. A number of program support
projects will be funded including the repair of the water system at the
Narragansett marine laboratories and the addition of a mixed waste laboratory at
Montgomery, Alabama. Build-out costs associated with new space in Athens and
Atlanta, Georgia, Denver, Colorado and Washington, D.C. will be funded and the
Agency's nationwide facilities master planning will also continue.
1992 Accomplishments
In 1992, the Agency obligated a total of $11,495,400, all of which was from
the Buildings and Facilities appropriation. These resources were used to
complete health and safety improvements to protect EPA employees at 10 different
locations, finish environmental compliance improvements at 5 locations, provide
routine and emergency repairs at multiple sites throughout the nation and provide
build-out for new office space in Dallas, New York, Denver, and Headquarters.
11-10
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
CONSTRUCTION GRANTS (WATER INFRASTRUCTURE)
Water Infrastructure 12-7
Clean Water State Revolving Fund 12-8
Water Quality Management Cooperative Agreements 12-9
Mexican Border Projects 12-10
Special Needs Programs 12-11
Drinking Water State Revolving Fund 12-12
Drinking Water State Revolving Fund 12-12
-------
APPROPRIATION
Drinking Water - SRF
Water Infrastructure
Financing
CONSTRUCTION GRANTS
(Water Infrastructure)
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
$599,000.0 $599,000.0 $599,000.0
2310,757.6 2500,000.0 2500,000.0 2500,000.0 1448,000.0 -1052,000.0 -1052,000.0
TOTAL, Construction Grants 2310,757.6 2500,000.0 2500,000.0 2500,000.0 2047,000.0 $453,000.0 $453,000.0
(Water Infrastructure)
OUTLAYS 2420,825.0 2171,438.0 2371,797.0 2371,797.0 2588,971.0 $217,174.0 $417,533.0
AUTHORIZATION LEVELS Authorizing language is required.
12-1
-------
CONSTRUCTION GRANTS
(Water Infrastructure)
DIFFERENCE
PRES. CURRENT
BUDGET ENACTED ESTIMATE ENACTED VS EST. VS EST. VS
1993 1993 1993 PRES. BUD PRES. BUD ENACTED
(DOLLARS IN THOUSANDS)
APPROPRIATION
Construction Grants 2500,000.0 2500,000.0 2500,000.0
TOTAL, Construction Grants 2500,000.0 2500,000.0 2500,000.0
The following points list the major reasons that the dollars devoted to this media have changed from
submission of the President's FY 1993 Budget Request to the FY 1993 Current Estimates:
WATER INFRASTRUCTURE FINANCING
o +$26.0 M for Nonpoint Source Grants base transferred from the ACSC appropriation through
Congressional direction.
o +$24.0 M for a Congressional Add to fund Nonpoint Source Grants.
o -$32.5 M from Tijuana Wastewater Treatment Facility.
o -$86.0 M from State Revolving Fund.
o -$15.0 M from New River/Nogales.
o +$ 5.5 M for San Diego Construction Grant
o +$82.0 M for Rouge River Wet Weather Demonstration Project.
o +$19.0 M for Carver/Greenfield Wastewater Treatment.
o +$ 7.0 M for Altanta Sewer & Wastewater Treatment.
o +$10.0 M for Avondale, Arizona Wastewater Treatment.
o +$10.0 M for New Mexico Colonies Wastewater Treatment.
12-2
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MEDIA BRIDGE TABLES
MEDIA Construction Grants (Water Infrastructure)
NPM WATER
FY 1993 CURRENT ESTIMATE
Changes by Category:
Workforce Costs (+/-)
Legislative Initiatives (+/-)
Program Initiatives (+/-)
Discontinuation of Specific
Increases to FY 1993 Request (-)
Others (+/->
FY 1994 PRESIDENT'S BUDGET
CONSTRUCTION GRANTS
(Water Infrastructure)
W1F
$2,500,000.0
$0.0
$0.0
-$924,000.0
-$128,000.0
$0.0
$1,448,000.0
DW-SRF
$0.0
$0.0
$0.0
$599,000.0
$0.0
$0.0
$599,000.0
Total
$2,500,000.0
$0.0
$0.0
-$325,000.0
-$128,000.0
$0.0
$2,047,000.0
12-3
-------
12-4
-------
CONSTRUCTION GRANTS
(Water Infrastructure)
OVERVIEW AND STRATEGY
The Water Infrastructure Media provides for funding of Clean Water and
Drinking Water State Revolving Funds (SRF) programs, construction grants projects
along the U.S. Mexico Border to support the North American Free Trade Agreement,
and wastewater grants to cities that meet stringent criteria for high needs and
user charges.
In recognition of the high costs that municipalities face to comply with
the Clean Water and Safe Drinking Water Acts, the Administration is proposing to
authorize two State Revolving Funds. These SRFs will provide low interest loans
to help municipalities comply with Clean Water and Safe Drinking Water
requirements. The additional funding for environmental infrastructure represents
a commitment to long term investment as reflected in the "Rebuild America"
component of the President's "Vision of Change for America".
The original wastewater treatment SRF program was established under the
1987 CWA Amendments to replace the CG Program. Under that program, EPA provided
grants to the States to capitalize their SRF programs. The 1987 Amendments
authorized Federal grants for SRF through FY 1994. The President's 1993 stimulus
proposal would complete the $18 billion authorization one year early. As of
1993, Federal capitalization grants have totalled $6.7 billion. With State
contributions and bond proceeds, total funds available to SRF programs are
approximately $13.0 billion. There are large remaining needs for construction
of wastewater facilities which far exceed resources available through the SRF
program. The 1990 Needs Survey included documented needs of over $80 billion and
an additional $30 billion in undocumented needs. The draft 1992 Needs Survey is
expected to show increased needs for traditional wastewater needs reflecting more
targeted efforts relating to storm water and combined sewer overflow (CSO)
abatement projects as well as needs for certain Nonpoint Source (NPS) projects.
The President's 1994 budget proposes a new Clean Water SRF program (requiring new
authorization), that will have even broader eligibilities than the previous
program.
Since it was expanded in 1972, under Title II, the CG program has provided
over 13,000 Federal grants to States, municipal, intermunicipal or interstate
agencies, Indian tribes and Alaska Native Villages for construction, including
upgrade and expansion, of over 5,800 publicly-owned wastewater treatment works
(POTWs). Although fiscal year 1990 was the last year of authorized funding for
project grants under Title II, at the end of 1992 more than 3,800 grants
representing over $27 billion remain to be closed out. The Indian set-aside
grants also continue for 1993, as well as the administration of grant funds that
were awarded to coastal cities. To achieve the objective of expeditiously
completing this program and protecting the fiscal integrity of these funds, the
Agency, with the States and the Corps of Engineers, is fully implementing the
construction grants completion/closeout strategy.
12-5
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In addition to SRF funding, the Administration's request directs resources
toward the Mexican Border Environmental Initiative in support of the North
American Free Trade Agreement. Included in this effort are funds under Title V
to continue construction of the International treatment plant for Tijuana that
will mitigate pollution of the Tijuana River in California and thereby protect
the National Estuarine Reserve and San Diego beaches. Also included in this
request are funds to support the planning, design and construction of high
priority wastewater and drinking water treatment projects that will reduce the
incidence of hepatitis and other waterborne diseases which are currently reported
to be threatening the U.S. Colonias and Mexico Border areas. EPA will provide
technical assistance and training for treatment technologies to protect water
sources and ensure that water supplies are safe for human consumption.
Beginning in FY 1994 the new Drinking Water State Revolving Fund will
provide loans, through State SRF programs, to support improvements to existing
drinking water systems. The Drinking Water Program has issued a series of new
costly drinking water standards, as required by the Safe Drinking Water Act
(SDWA). The Drinking Water SRF will provide capitalization grants to States for
low interest loans to help municipalities comply with the SDWA. Details of this
program will be provided in authorization language that the Administration will
send to Congress.
12-6
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CONSTRUCTION GRANTS
(Water Infrastructure)
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
TOTAL:
Water Infrastructure 2310,757.6 2500,000.0 2500,000.0 2500,000.0 1448,000.0 1052,000.0 1052,000.0
Financing
Drinking Water - SRF $599,000.0 $599,000.0 $599,000.0
Construction Grants TOTAL 2310,757.6 2500,000.0 2500,000.0 2500,000.0 2047,000.0 $453,000.0 $453,000.0
(Water Infrastructure)
12-7
-------
CONSTRUCTION GRANTS
Water Infrastructure
Budget Request
The Agency requests $1,448,000,000 in the Water Infrastructure Financing
appropriation (formerly the Construction Grants/State Revolving Fund
Appropriation). This represents a decrease of $1,052,000,000 in the Water
Infrastructure Financing appropriation from 1993.
Clean Water State Revolving Fund
1994 Program Request
The Agency requests $1,198,000,000 for the Clean Water State Revolving Fund
(CW-SRF), all of which will be for the Water Infrastructure Financing
appropriation. This program element was formerly State Revolving Fund and
Special Projects. The request represents a decrease of $1,927,500,000 from the
wastewater State Revolving Fund which will have completed its funding
authorization with the $845.3 million in the stimulus funding proposed by the
Administration. It represents an increase of $1,198,000,000 for the new CW-SRF.
It also reflects the transfer of the Mexico Border projects previously funded
under this program (now shown under the new Mexico Border Projects program) and
completion of 1993 funding for Boston, New York, Los Angeles, San Diego, Seattle,
Baltimore, Rouge River, Carver-Greenfield and Atlanta.
These funds will be used for capitalizing the new CW-SRF. SRF programs
have proven to be very successful financing mechanisms to help meet the nation's
large water pollution control needs. The Agency will support the long-term
viability of CW-SRF programs and ensure that states can provide financial
assistance to communities for construction of the highest priority water quality
needs still facing the Nation. The new fund will expand eligibilities for low
interest financing for stormwater projects, combined sewer overflow, assistance
for the cleanup of our National estuaries and wetlands restoration. The
Administration will be submitting authorizing language for this new CW-SRF to the
Congress in the near future.
Investing in the nation's infrastructure is an integral part of the
Administration's program for jobs and economic stimulus. This request for
environmental infrastructure represents a commitment to long term investment as
reflected in the "Rebuild America" component of the President's "A Vision of
Change for America" and will create a significant number of new jobs in
construction and other related services.
1993 Program
In 1993 the Agency is allocating a total of $2,483,500,000 from the
Construction Grants appropriation, of which $1,927,500,000 is devoted to
capitalize the wastewater SRF program. A total of $345,500,000 was appropriated
for grants to the following six localities to fund projects with significant
12-8
-------
recreational, ecological, public health and economic benefits: Boston,
Massachusetts ($100,000,000); New York, New York ($70,000,000); Los Angeles,
California ($55,000,000); San Diego, California ($45,500,000); Seattle,
Washington ($35,000,000); and Baltimore, Maryland ($40,000,000).
In addition, the appropriation stipulated $50,000,000 for improving
wastewater treatment in colonias in Texas, including $2,000,000 for planning and
design; and $32,500,000 under Section 510 for construction of an international
facility in Tijuana, Mexico.
Fifty-one wastewater SRF programs are operating in 1993. A total of 15 new
construction grants project awards are being made from carryover and deobligated
construction grant funds, resulting in a total active workload of almost 3,100
construction grants projects by the end of 1993. EPA's coordination and
negotiation with the Indian Health Service continues for Indian Tribes and Alaska
Native Villages with an additional $9,637,500 in new grants awarded from funds
provided in 1993. The Section 603(d) set-aside for SRF administration and 604(b)
set-aside for planning and management activities under Title VI are continuing.
Congressional Directives. Congress added $82,000,000 for the Rouge River
National Wet Weather Demonstration Project in Wayne County, Michigan; $19,000,000
for necessary modifications and replacements to the Carver-Greenfield sewage
treatment plant in New Jersey; $7,000,000 for necessary work to remove and
reroute the existing sewer lines in Atlanta, Georgia; $10,000,000 for improving
wastewater treatment in colonias in New Mexico; and $10,000,000 for an
interceptor/collection system in Avondale, Arizona.
1992 Accomplishments
In 1992 the agency obligated a total of $2,294,257,600. Federal outlays
for the construction grants appropriation totaled $2,420,000,000 which included
$1,157,000,000 for construction grants and special projects and $1,263,000,000
for the SRF program.
The 1992 program included budget authority of $49,000,000 under Title V of
the Water Quality Act of 1987 for the international sewage treatment facility in
Tijuana, Mexico; and $340,000,000 for projects in six cities which represent
unique high priorities in the sensitive coastal or estuarine areas of Boston
($100,000,000), New York ($70,000,000), Los Angeles ($55,000,000), San Diego
($40,000,000), Seattle ($35,000,000) and Baltimore ($40,000,000). The Agency
worked with the affected jurisdictions to develop and implement plans for the use
of these funds consistent with their authorized purposes. $46,000,000 was
included in this program for a national wet weather demonstration project at the
Rouge River in Wayne County, Michigan.
WATER QUALITY MANAGEMENT COOPERATIVE AGREEMENTS
1994 Program Request
Funding levels for State program management of water quality programs will
be included in the authorizing language for the Clean Water State Revolving Fund.
12-9
-------
1993 Program
The Agency is allocating a total of $16,500,000 for water quality
management grants and cooperative agreements, all of which is from the CG
appropriation. During 1993, projects related to stormwater and CSOs remain a
high priority; however, additional activities related to other requirements of
the NPDES program such as acceleration of State sludge and pretreatment programs
are being supported. Types of activities funded through these demonstration
projects or special studies include the development of specialized model general
permits for stormwater associated with industrial activity; controlling
stormwater discharges in targeted watersheds; reviewing and assessing State
procedures in applying water quality standards to wet weather conditions;
development of State CSO control programs for targeted watersheds; development
of approvable programs to implement the sewage sludge regulations; and
development of pretreatment measures to minimize pollutants from CSOs. Resources
will also be available to support the development of "treatment as a State"
applications by Indian Tribes.
In 1993, the Agency is continuing to encourage States to develop and adopt
programs to implement municipal water pollution prevention activities.
Approximately 10 grants totaling $500,000 are being awarded.
1992 Accomplishments
During 1992, the Agency obligated a total of $16,500,000 in water quality
grants and cooperative agreements under Section 104(b)(3) of the Clean Water Act.
These funds were awarded to support requirements related to the NPDES program
implementation such as developing methods for assessing CSO impacts; developing
model individual and general permits for industrial activities; and developing
training and outreach programs to enhance the public's awareness of both
stormwater and CSO problems. In 1992, $500,000 were awarded under Section 104
(b)(3) to assist States to establish MWPP pilot programs. $1,000,000 were
awarded to 11 tribes to assist in the development of their capacity to administer
the NPDES program.
MEXICAN BORDER PROJECTS
1994 Program Request
The Agency requests a total of $150,000,000 for this program, all of which
is from the Water Infrastructure Financing appropriation. This funding level
will provide enhanced support to the Integrated Border Environmental Plan (IBEP)
for the U.S./Mexico Border Area which was jointly developed by EPA and the
Government of Mexico in February 1992. This plan addresses major environmental
problems consistent with environmental objectives of the North American Free
Trade Agreement. The IBEP supports the construction of international wastewater
facilities and water supply facilities located along the U.S./Mexico Border where
waters of the U.S. are affected by water quality degradation in Mexico. Serious
public health problems exist in this area due to inadequate or nonexistent sewage
treatment.
12-10
-------
Included in this effort is $60,000,000 to support the wastewater and
drinking water infrastructure to serve the U.S. Colonias; $20,000,000 to support
the planning, design and construction of international wastewater facilities to
serve the environmentally significant wastewater projects along the U.S. Mexico
Border at Nogales, Arizona, and Mexicali, Mexico and other high priority
international wastewater facilities in the area of the Mexican Border. In-1994,
an additional $70,000,000 is requested for construction of the Tijuana
International treatment plant to treat raw sewage from Tijuana which threatens
the National Estuarine Reserve near San Diego. $128,900,000 have been
appropriated for the Tijuana project.
1993 Program
In 1993, resources to support this program are provided in the State
Revolving Fund and Special Projects program element.
1992 Accomplishments
In 1992, resources to support this program are allocated under the State
Revolving Fund and Special Projects program element.
SPECIAL NEEDS PROGRAM
1994 Program Request
The Agency requests a total of $100 million for this program, all of which
will be for the Wastewater Infrastructure Financing Appropriation. This
represents an increase of $100,000,000 from 1993.
The Agency requests that this funding level be targeted to those
municipalities with documented secondary treatment needs in excess of
$2,000,000,000 as reported in EPA's 1992 Needs Survey database as of February 4,
1993 and has wastewater user charges for residential use of 7,000 gallons based
on the Ernst & Young National Water and Wastewater 1992 Rate Survey greater than
0.65 percent of 1990 median household income for the primary metropolitan
statistical area as measured by the Bureau of Census.
In the future, the Administration is reviewing options to establish the
fund to address infrastructure needs of cities that face exceptionally burdensome
costs to meet secondary treatment standards.
1993 Program
The Agency did not request resources for this program.
1992 Accomplishments
The Agency did not request resources for this program.
12-11
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CONSTRUCTION GRANTS
Drinking Water state Revolving Fund
DRINKING WATER STATE REVOLVING FUND
Budget Request
The Agency requests a total of $599,000,000 for 1994, all of which will be
for the Drinking Water State Revolving Fund appropriation. This is the first
year for this program.
1994 Request
The Agency requests a total of $599,000,000 for 1994, all of which will be
for the Drinking Water State Revolving Fund appropriation. This is the first
year for this program. The Administration will be submitting authorizing
language for this Drinking Water State Revolving Fund to the Congress in the near
future.
In 1994, EPA will work with states to develop, manage and oversee a
Drinking Water State Revolving Fund (DW-SRF). Since this is a new program in
1994, states must create SRF programs to make drinking water projects eligible
for funding. Specifically, the fund will provide loans, through state DW-SRF
programs, to assist municipalities comply with the Safe Drinking Water Act
requirements.
1993 Program
The Drinking Water SRF program was not established in 1993.
1992 Program
The Drinking Water SRF program was not established in 1992.
12-12
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
SUPERFUND 13-1
RESEARCH AND DEVELOPMENT
Hazardous Substance Research 13-11
HAZARDOUS SUBSTANCE RESPONSE
Hazardous Substance Response 13-23
Hazardous Spill and Site Response 13-24
Hazardous Substance Response - Support 13-35
Hazardous Substance Response - Office of Water 13-36
Hazardous Substance Response - Office of Air and Radiation . . 13-37
Hazardous Substance Response - Interagency 13-41
Department of Health and Human Services 13-43
Department of Justice 13-46
United States Coast Guard 13-46
National Oceanic and Atmospheric Administration 13-47
Department of the Interior 13-48
Federal Emergency Management Agency 13-49
Occupational Safety and Health Administration 13-50
ENFORCEMENT
Hazardous Substance Response - Enforcement 13-53
Hazardous Substance Technical Enforcement 13-55
Hazardous Substance Legal Enforcement 13-57
Hazardous Substance Criminal Enforcement Program 13-60
Hazardous Substance Technical Support 13-62
Hazardous Substance Federal Facilities Enforcement 13-63
MANAGEMENT AND SUPPORT
Hazardous Substance Management and Support 13-69
Hazardous Substance Financial Management - Headquarters .... 13-74
Hazardous Substance Financial Management - Regions 13-75
Hazardous Substance Administrative Management - Headquarters . 13-76
Hazardous Substance Administrative Management - Regions .... 13-77
Hazardous Substance Contracts and Grants
Management - Headquarters 13-78
Hazardous Substance Contracts and Grants
Management - Regions 13-79
Hazardous Substance Support Services - Nationwide/Headquarters 13-79
Hazardous Substance Support Services - Regions 13-80
Hazardous Substance Computer Services 13-81
Hazardous Substance Legal Services - Headquarters 13-81
Hazardous Substance Legal Services - Regions 13-82
Hazardous Substance - Office of the Inspector General 13-83
Hazardous Substance - Office of Policy, Planning and Evaluation 13-85
Hazardous Substance - Office of the Comptroller 13-87
Hazardous Substance - Office of the Administrator 13-88
Hazardous Substance - Office of Research and Development ... 13-90
Hazardous Substance - Analytical Environmental Services .... 13-91
-------
SUPERFUND
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
APPROPRIATION
Hazardous Substance 1782,868.5 1750,000.0 1585,228.0 1585,228.0 1496,400.0 -$88,828.0 $253,600.0
Response Trust Fund
Inspector General - $13,222.2 $16,428.0 $15,770.0 $15,770.0 $16,278.6 $508.6 -$149.4
Trust Fund
TOTAL, Superfund 1796,090.7 1766,428.0 1600,998.0 1600,998.0 1512,678.6 -$88,319.4 $253,749.4
PERMANENT WORKYEARS 3,484.7 3,760.4 3,760.4 3,722.8 3,668.9 -53.9 -91.5
TOTAL WORtCYEARS 3,633.3 3,760.4 3,760.4 3,722.8 3,668.9 -53.9 -91.5
OUTLAYS 1302,560.6 1542,824.0 1613,082.5 1613,082.5 1614,664.4 $1,581.9 $71,840.4
AUTHORIZATION LEVELS The Comprehensive Environmental Response, Compensation and Liability Act, as amended,
authorized a total of $5,100,000 for this program for 1992 through 1994.
13-1
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SUPERFUND
DIFFERENCE
CURRENT ....... . . .
BUDGET ENACTED ESTIMATE ENACTED VS EST. VS EST. VS
1993 1993 1993 PRES. BUD PRES. BUD ENACTED
(DOLLARS IN THOUSANDS)
APPROPRIATION
Hazardous Substance 1750,000.0 1585,228.0 1585,228.0 -$164,772.0 -$164,772.0
Response Trust Fund
Inspector General - $16,428.0 $15,770.0 $15,770.0 -$658.0 -$658.0
Trust Fund
TOTAL, Superfund 1766,428.0 1600,998.0 1600,998.0 -$165,430.0 -$165,430.0
PERMANENT UORKYEARS 3,760.4 3,760.4 3.722.8 -37.6 -37.6
TOTAL WORKYEARS 3,760.4 3,760.4 3,722.8 -37.6 -37.6
The following points list the major reasons that the dollars devoted to this media have changed from submission
of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
SUPERFUND
o $176.9 million is cut from the direct site cleanup account to reflect Congressional reductions (-$161.9
million from remedial actions, -$15.0 million from removal actions)
o $23.5 million (extramural) is cut from support activities to achieve mandated Congressional reductions.
Areas reduced included lab support, ADP activities, and guidance development.
o $11.6 million (extramural) is cut from OSWER enforcement account to reach Congressionally appropriated
levels.
o Congressional earmarks for ATSDR, NIEHS, and the Carver Terrace Superfund site are reflected in current
estimate.
o The Office of Research and Development has included reductions within Superfund Support category to meet
1993 Congressional Appropriation.
13-2
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MEDIA SUPERFUND
NPH OSWER
MEDIA BRIDGE TABLES
FY 1993 CURRENT ESTIMATE
Changes by Category:
Workforce Costs (+/-)
Legislative Initiatives <+/-)
Program Initiatives (+/-)
Discontinuation of Specific
Increases to FY 1993 Request
Others <+/-)
PIG
$15,770.0
$0.0
+$508.6
$0.0
$0.0
SUPERFUND
$1,585,228.0
+$13,661.0
-$51,235.3
-$49,969.7
-$1,284.0
TOTAL
$1,600,998.0
+$15,359.2
-$52,723.5
-$49,969.7
-$1.284.0
FY 1994 PRESIDENT'S BUDGET
$15,980.0
$1,496,400.0
$1,512,380.0
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M-
ro
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SUPERFUND
OVERVIEW AND STRATEGY
The Comprehensive Environmental Response, Compensation, and Liability Act
of 1980 (CERCLA), as amended by the Superfund Amendments and Reauthorization Act
(SARA) of 1986 and extended through 1994 by the Omnibus Budget Reconciliation
Act, charges the Agency with the responsibility of providing emergency response
for hazardous substances released into the environment and the remediation of
inactive hazardous waste sites. The Hazardous Substance Superfund finances the
required activities necessary to implement these authorities through taxes levied
on petroleum and certain chemical feed-stocks, a corporate environmental tax,
cost recoveries, fines, penalties and general revenues.
The Agency will respond to releases of hazardous substances by either
compelling potentially responsible parties (PRPs) to undertake the response
action, or by conducting Early or Long-term response actions. Early actions or
Removal actions, taken at both National Priorities List (NPL) sites and non-NPL
sites, are generally short-term responses taken to abate an emergency or
immediate threats posed by the uncontrolled release of hazardous substances.
Long-term response actions, which include Remedial actions, are taken at NPL
sites only; they implement remedies to achieve final cleanup goals instead of,
or in addition to, removal actions. The program will continue to select sites
for remedial action from the NPL and to undertake all response actions in
accordance with the National Contingency Plan.
While the Agency has the primary responsibility for implementing the
program, the Agency works closely with a variety of other Federal agencies and
the states to carry out the program. The Superfund program consists of five
major organizational areas: Enforcement; Hazardous Substance Response;
Interagency Support; Research and Development; and Management and Support. The
effective implementation of these activities involves close cooperation among
various Agency offices, the states, Indian tribes, and other Federal agencies.
Increased Emphasis on Maximum Risk Reduction
The Response program works to accomplish two major goals: to stabilize
actual or potential threats from releases of hazardous substances; and to ensure
that environmental threats posed by uncontrolled hazardous waste sites are
addressed quickly and effectively. These objectives are achieved through the
Agency's policy of addressing the worst sites first, completing construction
projects and accelerating the program through the Superfund Accelerated Cleanup
Model (SACM).
In 1994, the Superfund program will fully implement recommendations made
as a result of the "Superfund 30-Day Task Force Report" of FY 1991. The Task
Force looked at how the Superfund program can reduce risk more quickly at
contaminated sites and how the overall process of addressing sites can be
accelerated. The result of the study was the Superfund Accelerated Cleanup Model
which seeks to eliminate redundancy in the process and to shorten the duration
of cleanup activities at both PRP- and Fund-lead sites. In 1994, the emphasis
13-5
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will be to maintain a high level of PRP involvement in the response cleanup
process, thus assuring availability of funds for cleanups where viable PRPs have
not been identified. The focus will also be to move sites through the pipeline
at a quicker pace while ensuring the same levels of protection of human health
and the environment. The Agency will manage the level of new and ongoing cleanup
activity within appropriated resource levels to reach an equilibrium in the
Superfund pipeline, while continuing to emphasize meeting the Agency goal of
construction completion at 650 NPL sites by the year 2000.
Enforcement-First Program Continues
The Agency's "enforcement-first" strategy is designed to compel PRPs to
conduct cleanup actions at sites for which they are responsible. A crucial step
in implementing this policy is identifying PRPs in the initial stages of site
remediation. The Agency will continue to maximize PRP response through
negotiated settlements for removal actions, remedial investigation/feasibility
studies (RI/FS), remedial design/remedial action (RD/RA), through compliance with
Agency unilateral administrative orders (UAOs) or through litigation.
PRP responses resulting from settlements and judgments will be monitored
for compliance. Where negotiations are unsuccessful, UAOs may be issued. Where
a Fund-financed response is conducted following the issuance of a UAO, the Agency
is authorized to pursue the recovery of government costs plus treble damages. In
cases where PRPs do not respond in a timely manner or fail to comply with the
provisions of a Consent Decree, enforcement actions are taken. In some cases,
a CERCLA Section 106 judicial action may follow to compel a privately-financed
response. The Agency can seek recovery of all government costs incurred as a
result of a Fund-financed action. Furthermore, non-settling PRPs will be
vigorously pursued for cost recovery, with the focus on large cases and cases
subject to a statute of limitation deadline. Efforts to identify additional PRPs
will continue throughout the stage prior to remedy selection.
The Agency will continue to encourage state involvement in the Superfund
program. The Agency will provide technical assistance as the states compel PRP
response under state authorities and oversee privately funded response actions.
The enforcement program will also provide oversight of response and technical
assistance to other Federal agencies that are addressing uncontrolled hazardous
sites at facilities owned or operated by that agency.
The Federal Facilities Enforcement Program will provide support for
oversight of CERCLA Section 120 agreements with Federal agencies to conduct
cleanup of environmental contamination at Federally owned facilities and ensure
that Federal agencies meet and comply with all environmental standards required
by SARA. Major priorities include: assisting the Department of Defense (DOD) in
expediting environmental reviews and cleanup at military base closures;
establishing a national priorities system for Federal facilities cleanups in
consultation with other Federal agencies, states, and the public; implementing
a comprehensive Agency Federal Facility Strategy; providing technical assistance
to Federal agencies; maintaining the Federal facilities Hazardous waste Docket;
and continuing support for State capacity building efforts.
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The Criminal Enforcement Program will use the felony provisions of SARA to
prosecute parties who illegally dispose of waste, fail to report hazardous
substance releases, destroy records, or submit false information on claims.
The Agency will also provide specialized support for the Enforcement
program through laboratory analysis of high hazard samples, field investigations,
technical assistance in the negotiations of consent decrees, and evidence audits
to assure the accuracy of records and analyses.
Special Expertise of Other Federal Agencies
The Agency integrates the efforts of the Departments of Health and Human
Services, Justice, Transportation/U.S. Coast Guard, Commerce, Interior, Labor,
and the Federal Emergency Management Agency as part of the requirement for
CERCLA. In this capacity, EPA manages an interagency budget process under
Executive Order 12580, signed by the President in January 1987. The activities
of other Federal agencies are divided into two basic categories. The first
category includes specific site or spill response actions. The second category
involves the support of on-going activities which are generally not incident-
specific. These activities include: developing program policies and guidance;
conducting health research; training response personnel; litigating civil and
criminal cases; and providing scientific and technical advice to EPA on-scene
coordinators.
The Department of Health and Human Services provides the largest supporting
element to Superfund activities through the work of the Agency for Toxic
Substances and Disease Registry (ATSDR) and the National Institute for
Environmental Health Sciences (NIEHS). ATSDR will provide health assessments at
NPL and non-NPL sites, enhance and maintain toxicology data bases for chemicals
found at sites, and provide health consultations for emergency responses. NIEHS
will maintain a comprehensive Worker Safety Training Program and will continue
its basic Research Program
Other Federal agencies providing support to EPA as follows: the Department
of Justice which will conduct litigation and provide legal advice to achieve PRP
actions or cost recovery; the U.S. Coast Guard which will respond to spills of
hazardous substances in the coastal zone and Great Lakes waters and will maintain
the National Response Center. Other Agencies: FEMA, NOAA, OSHA, and DOI will
provide their specialized expertise to ensure safe, effective cleanup actions.
Developing Solutions to Cleanup Problems
The Superfund Research program provides the scientific and technical
information necessary to resolve technical problems which inhibit the effective
implementation of removal and remedial actions at Superfund sites. Research
emphasis will continue on the development of innovative treatment technologies
for use in cleanup actions under the Superfund Innovative Technology (SITE)
13-7
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program, and on the evaluation of naturally occurring or improved microorganisms
(bioremediation) for their ability to degrade hazardous substance in a cost
effective and environmentally sound manner. Research emphasis will also be
placed on the provision of site-specific technical support to Regions and states
for risk assessment, site characterization, and the selection of remedial
alternatives.
Ensuring Integrity of Trust Fund
Management of contracts, grants, and interagency agreements continues to
be an area of great concern to the Agency. The Agency is placing greater
emphasis on the Superfund contracting strategy to ensure that site-specific
contracting needs are effectively and efficiently addressed. In 1994, the Agency
will continue implementing the Superfund long-term contracting strategy and begin
implementation of the Delivery of Analytical Services recommendation, both
designed to provide greater efficiency and responsiveness in site response
contracting needs.
Actions to promptly and effectively correct any potential management
control weaknesses identified through the Federal Manager's Financial Integrity
Act (FMFIA) remain a top priority of the Superfund program. In FY 1991, two
studies focusing on Alternative Remedial Contracting Strategy (ARCS) Contract
Management and the Contract Lab Program were conducted by EPA and corrective
action plans were developed to address these two areas. In FY 1992, the Agency
declared both ARCS Contract Management and the Contract Lab Program as material
weaknesses based on these studies and began systematic implementation of
correct ive act ions.
In FY 1993 and FY 1994, Superfund will continue to carry out the numerous
corrective action measures currently in place to ensure that any mismanagement
of resources and fraud are avoided. Financial management services will continue
to ensure the financial integrity of Superfund site-specific cost accounting data
and provide timely and accurate reports to Regional and Headquarters managers.
The Agency's Office of Inspector General will also continue to increase its
efforts to combat fraud, waste and abuse in Superfund Federal Assistance and
procurement programs through an aggressive program of audits and investigations.
The Office of Inspector General will expand and focus its in-house capability on
ensuring the integrity of Superfund contracts and contracting administration,
including the ARCS contracts.
Consulting Services
The Agency requires private consultants to perform essential support in
cases where it is not economically effective to possess the specialized, expert
personnel services required. The Agency will utilize the services of consultants
chiefly for implementation of site evaluations and cleanups as well as to provide
technical support of other basic functions such as information management
systems.
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PROGRAM ACTIVITIES
Incremental Outputs
SUPERFUND
ACTUAL
1992
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
OR
DECREASE
1994 VS
1993
ENFORCEMENT ACTIONS
Response Enforcement
106 Civil Actions
Remedial Administrative Orders
Other Administrative Orders
Criminal Referrals
Criminal Investigations
Cost Recovery
107 Referrals
Administrative *
48
45
191
2
2
75
83
67
44
209
1
1
63
40
57
44
260
2
2
28
60
-10
+0
+51
+1
+1
-35
+20
RESPONSE ACTIONS (New Sites Only)
Earlv Actions (Removal Actions) *«
Fund Financed
PRP Response
Site Screening/Assessment Actions
Removal Investigations
Preliminary Assessments
Site Inspections
Remedial Investigations
Lono-Term Response Actions
Feasibility Studies
Fund Financed
PRP Response
Remedial Designs
Fund Financed
PRP Response
Remedial Actions
Fund Financed....
PRP Response
253
98
635
1,280
1,344
21
45
24
68
16
47
183
103
635
1,060
1,005
17
40
29
34
10
48
200
160
583
969
873
32
15
40
25
52
12
55
+17
+57
-52
-91
-132
0
-2
+0
-4
+ 18
+2
+7
* This activity includes administrative plus voluntary cost recoveries and
cost recoveries resulting from demand letters.
** Removal actions include new and subsequent starts.
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SUPERFUND INCREASE
OR
CURRENT DECREASE
ACTUAL ESTIMATE REQUEST 1994 VS.
PROGRAM ACTIVITIES 1992 1993 1994 1993
Cumulative Outputs
ENFORCEMENT ACTIONS
Response Enforcement
106 Civil Actions 371 438 495 +57
Remedial Administrative Orders 244 288 332 +44
Other Administrative Orders 1,254 1,463 1,723 +260
Criminal Referrals 346+2
Criminal Investigations 14 15 17 +2
Cost Recovery
107 Referrals 546 609 637 +28
Administrative * 433 473 533 +60
RESPONSE ACTIONS (New Sites Only)
Early Actions (Removal Actions) **
Fund Financed 1,945 2,128 2,328 +200
PRP Response 681 784 944 +160
Site Screening/Assessment Actions
Removal Investigations 635 1,270 1,853 +583
Preliminary Assessments 33,124 34,184 35,153 +969
Site Inspections 16,172 17,177 18,050 +873
Remedial Investigations 32 N.A.
Long-Term Response Actions
Feasibility Studies
Fund Financed 633 650 665 +15
PRP Response 394 434 474 +40
Remedial Designs
Fund Financed 271 300 325 +25
PRP Response 342 376 428 +52
Remedial Actions
Fund Financed 203 213 225 +12
PRP Response 225 273 328 +55
* This activity includes administrative plus voluntary cost recoveries and
cost recoveries resulting from demand letters.
** Removal actions include new and subsequent starts.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
SUPERFUND
RESEARCH AND DEVELOPMENT
Hazardous Substance Research 13-11
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SUPERFUND
Hazardous Substance Research
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Substances
Research
Hazardous Substance $65.129.8 $67,044.6 $68,244.7 $67,983.7 $59,130.4 -$8.853.3 -$7,914.2
Response Trust Fund
TOTAL $65,129.8 $67,044.6 $68,244.7 $67,983.7 $59,130.4 -$8,853.3 -$7,914.2
TOTAL:
Hazardous Substance $65,129.8 $67,044.6 $68,244.7 $67,983.7 $59,130.4 -$8,853.3 -$7,914.2
Response Trust Fund
Hazardous Substance TOTAL $65,129.8 $67,044.6 $68,244.7 $67,983.7 $59,130.4 -$8,853.3 -$7,914.2
Research
PERMANENT UORKYEARS
Hazardous Substances
Research
TOTAL PERMANENT UORKYEARS
TOTAL WORKYEARS
Hazardous Substances
Research
TOTAL UORKYEARS
146.1
146.1
150.7
150.7
135.1
135.1
135.1
135.1
135.1
135.1
135.1
135.1
133.7
133.7
133.7
133.7
131.7
131.7
131.7
131.7
-2.0
-2.0
-2.0
-2.0
-3.4
-3.4
-3.4
-3.4
13-11
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SUPERFUND
Hazardous Substances Research
Principal Outputs
1994 o Provide Congress the annual Superfund Innovative Technology
Evaluation (SITE) report.
o Complete the Technology Profiles of individual demonstrations from
the SITE program.
o Provide technical support to On-Site Coordinators, States, and local
communities on Surface Cleanup and Groundwater technologies,
evaluations, and monitoring techniques.
o Improve the basic scientific knowledge of bioremediation processes
to begin developing safe, non-intrusive techniques, and technologies
to significantly reduce the costs of cleaning up sites.
o Combine monitoring programs, analysis techniques for stressor-
specific exposures and hazards related to Superfund sites, and
develop ecorisk guidelines for Agency-wide use in ecological risk
assessment.
o Will complete handbook on treatment of landfill leachates and
groundwater.
1993 o Completion of the SITE project on the State-of-the-Art Air Pollution
Control Systems for Metal Removal, and the interim SITE report on
cost/performance optimization of combinations of trenches and wells
for collection/control of leachate.
o Completion of SITE reports on standard remedy treatment of trains
for battery and for preservative sites.
o Provide the Regions and On-Site Coordinators site-specific
monitoring for alternatives. Scientists are providing site-specific
monitoring for the Regions and the program offices in soil sampling,
photographic interpretation, topographic and planimetric maps for
site assessment, and groundwater methods.
1992 o Developed methodologies for evaluating In-Situ bioremediation of
chlorinated solvents.
o Completed exposure assessment guidelines establishing a new Agency
procedure for conducting exposure assessments.
o Completed a major guidance document on the principles and
applications of dermal exposure assessments.
o Delivered the integrated model evaluation system on a CD ROM disk
containing the IMES expert system plus sixty exposure models to
support exposure assessment across the agency.
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Reported on measurement of volatile organic compounds in soil using
modified purge and trap capillary column gas chromatography mass
spectrometry technology.
Completed manual on the preparation of soil sampling protocols:
Sampling techniques and strategies.
Reported on the development of a method using super critical fluid
extraction as a replacement for freon for the determination of
hydrocarbons in soils and sediments.
13-13
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SUPERFUND
Hazardous Substances Research
Budget Request
1994 Budget
The Agency requests a total of $59,130,400 supported by 131.7 total
workyears for 1994, all of which will be for the Hazardous Substance Superfund
appropriation. This represents a decrease of $8,853,300 and 2.0 workyears from
the 1993 level. The reduction is the result of a decrease to 1993 Congressional
earmarks, a reduction to surface cleanup research and the elimination of health
effects issue. The decrease in workyears is a result of the government-wide
reduction in workyears that is part of the President's program to reduce the size
and cost of government.
1993 Budget
The Agency is allocating a total of $67,983,700 supported by 133.7 total
workyears for this program element all of which will be for the Hazardous
Substance Superfund appropriation.
1992 Budget
The Agency obligated a total of $65,129,800 supported by 150.7 total
workyears for this program element all of which will be for the Hazardous
Substance Superfund appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
GROUNDWATER
1994 Program Request
Seventy five percent of all Superfund National Priority List sites identify
pollution of groundwater as one of the major problems they must overcome. Current
understandings of the underlying science issues and cost effective treatment
options are still in their infancy.
ORD Superfund groundwater research will focus on: remediation, monitoring
and characterization, and transport and transformation. Scientists will continue
to support the Surface Cleanup and Mobilization Processes (SCAMP) program,
provide technical support, focus on geophysical methods with the production of
guidance manuals, and develop and evaluate models and test methods.
Scientists will complete an evaluation on the use of surfactants for
enhancing the remediation of Dense Non-Aqueous Phase Liquids (DNAPL)
contamination in the subsurface. ORD will further evaluate in place remediation
technologies with the emphasis on DNAPL contamination and pump-and-treat
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strategies. Major emphases will be placed on providing technical support to On
Site Coordinators, States, local communities and the private sector.
1993 Program
Superfund remediation research is focused on developing, demonstrating, and
evaluating technologies for in place treatment, stabilization, and extraction of
subsurface contaminants with emphasis on innovative pump-and-treat, soil vacuum
extraction, and other technologies for removing Non-Aqueous Phase Liquids
(NAPL's). State-of-the-art technical support to Agency personnel working on
Superfund sites is being provided through an active technical assistance and
technology transfer program.
1992 Accomplishments
Efforts were focused on disseminating state-of-the-art information on the
problems of detection and remediation on sites contaminated with Non-Aqueous
Phase Liquids (NAPL's). Technical support to Agency personnel working on
Superfund sites was provided through and active technical assistance and
technology transfer program. Site specific assistance was provided at over 90
Superfund sites.
SURFACE CLEANUP
1994 Program Request
ORD will provide techniques and procedures to allow On-Site Coordinators
and Remedial Project Managers to quickly evaluate the degree of hazard posed by
waste sites. Researchers will develop, evaluate, and demonstrate analytical
protocols, sampling techniques, and data interpretation approaches useful for
characterizing Superfund sites. These methods will include air monitoring
techniques, sample preparation methods, automated data transfer techniques,
geophysical methods, and land remote sensing techniques.
Scientists will furnish site specific technical support to the Regions and
States for risk assessments, site characterization, and the selection of remedial
alternatives. ORD will evaluate new and promising treatment technologies under
the Superfund Innovative Technology Evaluation (SITE) program to encourage the
commercialization of innovative and alternative treatment and monitoring
technologies. The goal is to provide environmental decision-makers with new,
viable treatment options that have performance or cost advantages compared to
traditional treatment technologies.
Engineers and scientists will provide technology and training assistance
on issues relevant to the Superfund cleanup program office, EPA Regions, and
States. ORD will respond to the technology transfer needs of the Superfund
program in 1994 by focusing on three task areas: workshops on bioremediation of
hazardous waste sites; in-situ treatment technologies; and recovery of products.
This request will continue to furnish support to the University of Texas
El Paso and Clark Atlanta to enhance the participation of minority scientists,
engineers, and students in environmental Superfund research areas.
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1993 Program
Surface Cleanup activity is focusing on remedial technology; site
characterization, monitoring, and quality assurance; technical assistance,
corrective action; and technology transfer. Major emphases is focusing on the
SITE Program which demonstrates new cleanup technologies at existing Superfund
sites. Scientists are conducting studies on separation/extraction and materials
handling, incineration, In-place treatment, standard remedies, surface
characterization, analytical methods, sampling, corrective action and technical
support. Site specific research and support continues to be conducted through
treatability study programs, Superfund Technical Support Centers, and the START
program.
Congressional Directives. A combined total of $8,000,000 is provided for
Congressionally-Directed efforts associated the Clark Atlanta Hazardous Substance
Research Center, the Gulf Coast Research Center and Superfund Innovative
Technology Evaluation Program in Butte, Montana.
1992 Accomplishments
ORD completed the "Fourth Annual Superfund Innovative Technology Evaluation
(SITE)" report to Congress and the "Fourth Edition of the SITE Technology
Profiles." SITE research provided environmental decision-makers with four new,
viable treatment options having performance or cost advantages: Thermal
Desorption for PCB's, Steam Injection/Vacuum Extraction for VOC's chemical
leaching, Microfiltration for acid mine drainage, and Chemical Oxidation for
landfill leachates.
Scientists provided technology and training to the Program Office, Regions,
and States, and provided significant supporting data for the development of
regulations and policies.
BIOREMEDIATION
1994 Program Request
This research supports the Administrations' cross-cutting initiative on
Bioremediation and is included as part of the Federal Coordination Committee on
Science and Technology (FCCSET).
The central focus of ORD research will use biodegradation process studies
to drive the development of technology and to use existing contaminated areas,
particularly Superfund sites, as experimental field laboratories to address
problems of reactor design, process control, engineering operation, and
integration with other technologies. This research will be integrated with
models to predict suitability for and to transfer technology in ways that promote
effective and safe use of bioremediation. The chemicals of greatest concern are
creosote and other wood-preserving wastes, organic solvents, PCBs, polynuclear
aromatic hydrocarbons (PAH), and metals.
Researchers will continue to develop field test procedures. Pilot scale
research will further develop innovative engineering approaches leading to
full-scale field testing. Additional cooperative projects with the SITE program
will be initiated.
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1993 Program
ORD is working to develop effective technologies for the biodegradation of
chlorinated solvents such as trichloroethylene (TCE), with the use of aerobic and
anaerobic bacteria.
Scientists are evaluating the performance of field systems such as
gas-phase bioreactors and biological zone development, as well as applications
focused on microbial ecology, physiology, genetics and molecular biology.
Research is underway to study biological treatment processes for removal
of hazardous chemical contaminants such as pesticides, PCB's, and chlorinated
dioxins. Microorganisms with degradative potential are being isolated and should
lead to development of more complex, defined assemblages of organisms effecting
extensive degradation.
Biologists are studying systems for degradation of hazardous wastes
containing complex mixtures of chemicals with common structural features such as
PCBs and PAHs or possessing greater degrees of complexity such as creosote, coal
tar, and other fossil-fuels to identify the diversity of microorganisms necessary
to deal with the range of chemicals. Development of methods to enhance
bioavailability, solubility, nutrient levels, and other factors limiting process
effectiveness are underway.
Congressional Directives. A total of $1,750,000 is provided for
Congressionally directed efforts associated with bioremediation in groundwater.
1992 Accomplishments
ORD scientists characterized the microbial ecology involved in the
treatment of Trichloroethylene by acclimated biological filters; developed
systems for delivery and tracking of transmissible plasmids for in-situ
enhancement of degradative phenotypes; and identified biochemical and
microbiological components of composting processes along with the range of their
activities suitable for treating hazardous wastes. Other research
accomplishments were the assessment of feasibility of bioreactor and field
systems for promoting biodegradation of chemical contaminants and development of
techniques for monitoring status and effectiveness of field bioremediation
methods.
ECOLOGICAL RISK ASSESSMENT METHODS
1994 Program Request
Scientists will conduct research on methods needed to assess the exposure,
hazard, and risk to ecological resources from the multiple threats present under
real-world conditions, including those related to Superfund sites. The framework
for analysis will be natural watersheds at a variety of geographic scales, from
local drainage basins through major watersheds. ORD will combine monitoring
programs, analysis techniques for stressor-specific exposures and hazards related
to Superfund sites, and develop ecorisk guidelines for Agency-wide use in
ecological risk assessment.
This research will use current achievements to develop a new holistic,
integrated program designed to utilize a new generation of computer-based
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analysis and decision tools tailored to the information needs and authorities of
Federal, State, and local resource managers. Researchers will examine the
synergy between eutrophication, toxicity, and habitat loss; they will design a
new generation of ecologically-capable watershed models grounded in geographic
information systems (GIS) technology and individual-based ecological approaches
that will evaluate stressors in a whole-system perspective.
1993 Program
EPA is providing site-specific technical support to the Regions and States
for risk assessment, site characterization, and the selection of remedial
alternatives. Scientists are providing site-specific monitoring for the Regions
and the program offices in soil sampling, photographic interpretation,
topographic and planimetric maps for site assessment, and groundwater methods.
1992 Accomplishments
The Agency developed and tested a single-species indicator method for
evaluating ecological damage at a marine Superfund site. Researchers developed
two additional short-term toxicity tests to assess marine sediment contamination
to evaluate reproductive impacts of contaminants on bivalves and vascular sea
grasses. Agency scientists developed an analytical method to measure a variety
of organic compounds as markers of contaminant sources in the marine environment.
A survey and compilation of terrestrial indicators of site contamination was
completed.
HUMAN EXPOSURE
1994 Program Request
Researchers will produce a summary of field tested biomarkers techniques
for estimating human exposure in workers and other populations living near
Superfund sites.
1993 Program
Scientists are continuing to investigate use of breath, tissue, and body
fluids as vehicles for measuring exposures. This research enables the Agency to
improve exposure estimates on populations exposed to waste sites.
1992 Accomplishments
Researchers completed development of a compendia of biomarkers used in
monitoring the human body's exposure.
HEALTH EFFECTS
1994 Program Reguest
No resources have been requested for this research issue. EPA will use the
results of activities of the NIEHS and ATSDR to provide data in this area.
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1993 Program
This research focuses on providing the scientific data for Superfund risk
assessments, particularly for non-cancer health effects and complex mixtures.
These activities, which previously have linked the basic research programs at the
National Institute of Environmental Health Sciences (NIEHS) and the Agency for
Toxic Substances and Disease Registry (ATSDR), are coming to a close. EPA will
use the results of activities of the NIEHS and ATSDR to provide data in this
area.
1992 Accomplishments
Research culminated in two products to assist in health risk assessment,
"Toxicology Screening: A Multi-disciplinary Approach" and "Measurements of DNA
Dose: A Progress Report on DNA Adducts as Internal Dosimeters of PAH Exposure".
HEALTH RISK ASSESSMENT METHODS
1994 Program Request
During 1994, EPA will carry out a comprehensive program to enhance the
Agency's scientific capabilities to detect, assess, and evaluate risks to human
health from hazardous substances as well as to provide technical support to
Agency offices in the areas of site and situation assessments. Examples include
the development of pharmacokinetic models for use in risk assessment and computer
programs to help conduct exposure and risk assessments for use the Superfund
program. Another area of emphases is the major reassessment by the Agency of the
health and ecological effects of dioxin.
1993 Program
Risk assessment methods research for hazardous substances includes seven
major research areas: (1) integrated exposure assessment, (2) physiologically
based biologically based dose response models, (3) biologically-based dose
response models, (4) analysis of uncertainty in risk assessment, (5) chemical and
site-specific assessments, (6) guidance, and (7) information dissemination. This
research defines methodologies to detect, assess, and evaluate risk to human
health from hazardous materials. It also provides guidance on the assessment of
hazardous materials, on-line informational systems and software to assist those
evaluating chemical and site-specific risks. Assistance to the Regions and
States regarding specific Superfund sites is also provided.
1992 Accomplishments
In 1992, the Exposure Assessment Guidelines were completed, establishing
new Agency procedures for conducting exposure assessments. A major guidance
document on the principles and applications of dermal exposure assessment was
completed. The Integrated Model Evaluation System was made available on CD-ROM
disk containing the IMES expert system plus sixty exposure models to support
exposure assessment across the Agency.
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ENVIRONMENTAL RELEASES OF BIOTECHNOLOGY
1994 Program Request
No resources have been requested for this research issue in 1994.
1993 Program
In 1993, this research is being conducted in the Health Effects Issue.
1992 Accomplishments
Research in hazard identification resulted in an article on the
genotoxicity of industrial wastes and effluents. A collaborative effort related
to the International Program on Chemical Safety (IPCS) of the World Health
Organization and the United Nations Environmental Programme produced a study on
complex mixtures.
INNOVATIVE TECHNOLOGY/SBIR
1994 Program Request
As mandated by Public Law 102-564, the Small Business Innovation Research
Program (SBIR) will allocate 1.50% percent of the Agency's extramural research
appropriation to the support the Small Businesses engaged in the development of
equipment for pollution abatement and control and process instrumentation. Under
this program, the Agency can take advantage of unique solutions to Superfund
remediation issues that may be offered by the private sector.
1993 Program
As mandated by Public Law 102-564, the Small Business Innovation Research
Program (SBIR) is allocating 1.50% of the Agency's extramural research
appropriation to support small businesses engaged in the development of equipment
for pollution abatement and control and process instrumentation.
1992 Accomplishments
Three Phase I feasibility studies were funded addressing in-place treatment
through bioremediation, membrane technology and catalatic activity. Phase II
development grants were awarded to develop technologies in heavy metal removal
through ion exchange, chromium extraction through emulsion membranes, and VOC
removal through advanced scrubbing systems.
NATIONAL AND INTERNATIONAL TECHNOLOGY TRANSFER
1994 Program Request
The ORD Center for Environmental Research Information will develop and
disseminate technical information to the Regions, States, local communities,
private sector, and the international community. This information will relate
to both current and previously developed data useful in understanding what the
problems at Superfund sites are, to specific cleanup options which have or are
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currently being evaluated. Several specifics will be the preparation of
handbooks on bed reactors for treating hazardous wastes and on enhanced delivery
and recovery systems.
1993 Program
ORD is disseminating recent advances in bioremediation technology and its
application to cleaning up contaminated sites. The ORD Center for Environmental
Research Information is developing and disseminating technical information on
evaluating treatment technologies for landfill leachates and groundwater from
Superfund sites including application and limitations, field data requirements,
operational strategies, and residuals management.
1992 Accomplishments
Scientists conducted seminars on Use of Treatability guidelines in Site
Remediation and Radioactive Site Remediation and they produced transfer document
on Vitrification Technologies for Treatment of Hazardous and Radioactive Wastes.
EXPLORATORY GRANTS AND RESEARCH
1994 Program Request
The Hazardous Substance Research Centers (HSRC) program will continue
supporting the five Centers and their 23 member universities. The mission of the
HSRC Program is to conduct fundamental research on the problems of managing
hazardous substances. An additional mission is to conduct technology transfer
and training, based on the research findings.
1993 Program
The Hazardous Substances Research Centers program is supporting five multi-
university centers. The centers operate across the country investigating a
variety of hazardous substance problems and concerns. The lead institutions for
each center as well as its research theme are: New Jersey Institute of
Technology - incineration and in-situ remediation technology; University of
Michigan - bioremediation, including engineered systems; Louisiana State
University - sediment contamination; Kansas State University - contamination of
soils by metals and non-point sources of organic pollutants; and Stanford
University - groundwater cleanup and site remediation.
The Hazardous Substances Research Centers Program is currently funding
approximately 155 research and technology transfer projects, and supporting 265
undergraduate and graduate students.
1992 Accomplishments
The Hazardous Substances Research Centers Program funded approximately 145
research and technology transfer projects, and supported 259 undergraduate and
graduate students on the research projects of the Centers. The research results
of the HSRC program have evolved to the point where six projects are being
demonstrated at Superfund sites.
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INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD's success in conducting
the quality science needed to assure that the Agency's decisions are
scientifically sound. The roost critical part of ORD's infrastructure is its
staff. The assumption underlying all our research activities includes a
productive workforce and the tools to accomplish the mission. Resources will be
used to fund personnel compensation and benefits, travel and other Superfund
infrastructure requirements, such as small equipment and chemicals.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. Intramural funding for the Hazardous Substances Program Element will
be centralized within the infrastructure issue to provide improved management.
1993 Program
ORD's current infrastructure program provides such things as compensation
and benefits, supplies, materials, small equipment and travel for ORD scientists
and engineers. ORD's workforce carries out scientific programs in support of the
Agency's mission.
1992 Accomplishments
ORD funded its workyears in scientific support of the Agency's mission,
providing the necessary personnel compensation and benefits, and other support
requirements for ORD scientists and engineers.
CROSS PROGRAMS
1994 Program Request
ORD's Superfund Technical Liaison Program (STLP) is designed to establish
a more interactive relationship between ORD laboratory scientists and the
Regional Superfund staff. Technical Liaison staff will work with Remedial
Project Managers, On-Scene Coordinators, and their managers to help define
Regional scientific and engineering needs, identifying the appropriate
laboratories and individuals within ORD that are capable of responding to those
needs, and work with those laboratories and individuals to ensure that the needs
are addressed in a timely and effective manner.
1993 Program
The STLP is continuing to provide technical support to Regional Superfund
staff and managers.
1992 Accomplishments
The STLP provided technical support to Regional Superfund staff and
managers.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
SUPERFUND
HAZARDOUS SUBSTANCE RESPONSE
Hazardous Substance Response 13-23
Hazardous Spill and Site Response 13-24
Hazardous Substance Response - Support 13-35
Hazardous Substance Response - Office of Water 13-36
Hazardous Substance Response - Office of Air and Radiation . . 13-37
Hazardous Substance Response - Interagency 13-41
Department of Health and Human Services 13-43
Department of Justice 13-46
United States Coast Guard 13-46
National Oceanic and Atmospheric Administration 13-47
Department of the Interior 13-48
Federal Emergency Management Agency 13-49
Occupational Safety and Health Administration 13-50
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SUPERFUND
Hazardous Substance Response
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REG 1994 RED
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Spill & Site
Response
Haz Sub Resp-REIMB
Hazardous Substance 1253,246.8 1272,451.9 1072,932.2 1075,631.5 1022,130.1 -$53,501.4 $250,321.8
Response Trust Fund
TOTAL 1253,246.8 1272,451.9 1072,932.2 1075,631.5 1022,130.1 -$53,501.4 $250,321.8
TOTAL:
Hazardous Substance 1253,246.8 1272,451.9 1072,932.2 1075,631.5 1022,130.1 -$53,501.4 $250,321.8
Response Trust Fund
Hazardous Substance TOTAL 1253,246.8 1272,451.9 1072,932.2 1075,631.5 1022,130.1 -$53,501.4 $250,321.8
Response
PERMANENT WORKYEARS
Hazardous Spill & Site 1,244.6 1,280.6 1,280.3 1,267.5 1,247.8 -19.7 -32.8
Response
TOTAL PERMANENT WORKYEARS 1,244.6 1,280.6 1,280.3 1,267.5 1,247.8 -19.7 -32.8
TOTAL UORKYEARS
Hazardous Spill & Site 1,295.6 1,280.6 1,280.3 1,267.5 1,247.8 -19.7 -32.8
Response
TOTAL WORKYEARS 1,295.6 1,280.6 1,280.3 1,267.5 1,247.8 -19.7 -32.8
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SUPERFUND
Hazardous Substance Response - Environmental Protection Agency
HAZARDOUS SPILL AND SITE RESPONSE
1994 Budget Request
The Agency requests a total of $1,022,130,100 for Hazardous Substance
Response. Of these resources, $86,503,900 will be for administrative expenses
to support 1,247.8 total workyears and $935,626,200 will be for extramural
expenses. This resource level represents a decrease of $53,501,400 and 19.7
total workyears from 1993. Dollar decreases are due to the Agency's efforts to
streamline the Superfund process and aggressively use enforcement authorities to
increase the proportion of sites cleaned up by responsible parties. The decrease
in workyears is a result of the government-wide workyear reduction to reduce the
size and cost of government.
The Superfund Response Program can be classified into two main
categories: Cleanup and Support. Cleanup is any on-site response action taken
to assess, reduce, remove, or eliminate an immediate or long-term threat to human
health or the environment as quickly, safely, and permanently as possible within
the bounds of all applicable laws. Activities include site assessment,
laboratory analysis, remedial investigations (RI), feasibility studies (FS),
remedial design/remedial actions (RD/RA), removal actions, and other direct site
related activities. Also within cleanup are salaries to support the direct site
cleanup workforce (certain On-Scene Coordinators and Remedial Project Managers).
Support is comprised of all other activities, including policy and guidance
development, program evaluation and coordination, information management,
contract management, response management, remedial support, and removal support.
Site Screening/Assessment Program
1994 Program Request
The Agency requests a total of $85,497,200 for this program from the
Hazardous Substance Superfund appropriation. Uncontrolled releases at hazardous
waste sites will be identified by the program in a timely manner through prelimi-
nary assessments (PA), removal investigations, site inspections (SI) and remedial
investigations (RI). The program focus in 1994 will be on high risk/volume
sites. In 1994, every effort is being made to streamline and integrate the
discrete site assessment activities to most efficiently use resources as called
for in the Superfund Accelerated Cleanup Model (SACM). Based on information from
the SI/RI, the Agency scores a site by applying the revised Hazard Ranking System
(HRS) to determine whether the site is eligible for the National Priorities List
(NPL). The program plans to list 90 non-Federal and 10 Federal facility sites
on the NPL, resulting in a steady flow of projects into the remedial pipeline.
1993 Program
In 1993, the Agency is allocating a total of $97,894,900 for site
screening assessment from the Hazardous Substance Superfund appropriation. The
Agency is eliminating the SI backlog while stressing its commitment to
streamlining the site assessment process and completing response activities
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according to SACK and the "worst sites first" strategy. The program is
conducting 1,575 PAs and 1,867 Sis.
In 1993, the site assessment program continues its responsibilities for
sample analysis and data review for all phases of the site assessment, remedial,
and removal programs.
The program is placing a high priority on conducting PAs at all sites
within one year of listing in CERCLIS, performing Sis at all sites recommended
for further evaluation based on their relative potential environmental impact,
and implementing listing site inspections at the highest priority sites (those
most likely to score above the revised HRS cutoff).
1992 Accomplishments
In 1992, the Agency obligated a total of $119,694,800 from the Hazardous
Substance Superfund appropriation for this program. A total of 36,814 sites were
listed in CERCLIS at the end of 1992. EPA completed 1,930 PAs (including
EPI/PAs) during 1992; only 5.5 percent of CERCLIS sites still required PAs at the
end of 1992. Of the total PAs conducted, since inception, 42.5 percent require
no further action. The Agency completed 1,344 Sis during 1992. As of September
30, 1992, there were 52 proposed sites and 1,183 final NPL sites for a total of
1,235. By the end of 1992, the Agency was able to delete 40 sites from the NPL.
See Long Term Actions for RI accomplishments in 1992.
EARLY ACTION
1994 Program Request
The Agency requests $163,533,100 for the removal program from the
Hazardous Substance Superfund appropriation, an increase of $15,000,000 from 1993
levels. Additional funds will allow the Agency to increase the number of Early
Actions consistent with the SACM initiative. All of these resources support
direct cleanup activities conducted at hazardous sites. Resources will support
the Environmental Response Team's (ERT) expanded role in on-site technical advice
and intensified training to cleanup personnel. Resources will be used to perform
direct site cleanup at approximately 25 classic emergencies and time-critical
removals at NPL sites and 165 removals at non-NPL sites. Top priority is given
to: classic emergencies involving incidents where response is generally
necessary within a matter of hours (e.g., threats of fire or explosion), time-
critical removals at sites on the NPL (to make these sites safe from immediate
threats while they await remedial action), and time-critical removals at non-NPL
sites posing major health and environmental threats, which cannot be addressed
by other authorities.
1993 Program
The Agency is allocating $148,533,100 for the removal program from the
Hazardous Substance Superfund appropriation. This level of resources supports
183 removal actions and the work of the ERT at removal sites. The Agency
continues to use removal authorities to conduct emergency and time critical
actions at non-NPL sites. The removal program also addresses NPL sites where
significant threats exist.
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The Agency continues to implement management initiatives begun in 1989
to improve the recruitment and preparation of On-Scene Coordinators (OSC) in
order to enhance the effectiveness of the Superfund Program. This effort
involves many components, combined under the title "OSC/Regional Project Manager
(RPM) Support Program." The program includes full implementation of all
components: career tracks and grades; the OSC/RPM Basic Training Academy;
mentoring; continuing education; Superfund University Training Institutes; the
Structured Training and Evaluation Program; awards; professional organizations;
workforce planning; and rotations.
1992 Accomplishments
In 1992, the Agency obligated a total of $199,878,800 for removal actions
and ERT technical assistance from the Hazardous Substance Superfund
appropriation. These resources were used to initiate a total of 253 removal
actions of which 34 were initiated at NPL sites. Of these total Removal starts,
almost 24 percent were conducted in emergency situations; the rest were of a
time-critical nature.
Since the inception of the program, the Agency has taken 2,365 Fund-
financed Removal actions. Of these actions, almost 19 percent were conducted in
response to emergency situations. Of the remaining actions about 80 percent of
the actions were classified as time critical removals, leaving less than one
percent classified as non-time critical. Of the 1,275 sites on the NPL, 520 have
been addressed by a removal action. These efforts enabled the Agency to take
immediate action to protect public health and the environment.
LONG TERM ACTIONS
1994 Program Request
The Agency requests a total of $554,065,000 for direct site work in the
FS, RD and RA stages of the Remedial Program for the Hazardous Substance
Superfund appropriation, including an estimated $405,000,000 for fund-financed
remedial actions. All of these resources support direct site cleanup work. This
level of resources will support 15 new fund-financed FSs, 25 new and 18
subsequent Fund-financed RDs and 12 new and 20 subsequent Fund-financed RAs. Of
the total amount requested, $36,300,000 is included for oversight of PRPs at 52
new and 30 subsequent RDs and 55 new and 36 subsequent RAs.
The program will bring innovative technology and experience to bear on
the remedy selection process. In addition, the program will conduct an analysis
of Record of Decisions (ROD) issued in 1993 to assess improvements to the remedy
selection process and consistency of the final remedy determination.
In 1994, the Agency will continue pursuing its goal of increasing
Potentially Responsible Party (PRP) participation in conducting Superfund
cleanups. This will be achieved through effective use of negotiated settlements
and unilateral administrative orders; however, the Superfund Trust Fund will
promptly assume responsibility for all projects where PRP response is not
achieved and then seek cost recovery from the PRP.
Superfund's highest priority in 1994 is to ensure that the cleanup phase
of the remedial process is completed to progress toward the Agency's goal of 650
NPL construction completions by the year 2000.
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The Agency relies primarily on Alternative Remedial Contract Strategy
(ARCS) contracts to carry out remedial response activities at NPL sites. The
U.S. Army Corps of Engineers (USAGE) and the Bureau of Reclamation (BUREC) also
contribute to the direct cleanup process of Superfund sites. USAGE and BUREC
implement most high-cost Fund-financed remedial actions, provide on-site
technical expertise, and ensure that project management is consistent between
Fund and PRP financed projects.
1993 Program
In 1993, the Agency is allocating a total of $616,672,000 for FS and RD/RA
activities from the Hazardous Substance Superfund appropriation. The Agency
plans to initiate new Fund-financed FS at 17 NPL sites and start 6 subsequent FS.
Fund-financed RDs are scheduled to take place at 50 remedial projects (29 new and
21 subsequent). PRPs are financing the design at 59 of these projects (34 new
and 25 subsequent). The program plans to start 35 Fund-financed RAs (10 new and
25 subsequent) while PRPs are expected to conduct 97 of these actions (48 new and
49 subsequent). The FS program will support: increased interaction with the
private sector; enhanced supervision of direct site activities; and increased
oversight of Superfund contractors. The Agency also performs long-term activities
at these sites, after the RA is completed, to ensure that the hazardous
condition(s) has been effectively remedied.
1992 Accomplishments
In 1992, the Agency obligated a total of $721,949,400 for FS and RD/RA
activities from the Hazardous Substance Superfund appropriation. At the end of
1992, remedial cleanup activities were underway at 95 percent of the sites on the
NPL. The Agency initiated new Fund-financed FSs at 21 sites and started
subsequent FSs at 25 projects. During 1992, 53 RODs were signed at Fund-financed
NPL sites. Designs began for 50 Fund-financed remedial projects (24 new and 26
subsequent) and PRPs financed the design at 133 projects (68 new and 65
subsequent). The program started remedial actions at 113 projects; PRPs
conducted 81 of these actions (47 new and 34 subsequent) while 32 (16 new and 16
subsequent) were Fund-financed. As of September 30, 1992, construction
activities were completed at 149 sites and construction activities were underway
at a total of 374 sites. For 212 sites, designs were in progress and RI/FS
activities had been initiated at another 396. Of the remaining 144 sites on the
NPL, 88 have a remedy selected or have already had a removal action conducted.
Five percent of NPL sites were awaiting evaluation at the end of 1992.
SITE SCREENING/ASSESSMENT SUPPORT
1994 Program Request
The Agency requests a total of $26,901,500 for the site assessment support
program. With the implementation of SACM, every effort will be made to
streamline the site assessment process to quickly identify sites for response
actions. The 1994 increased resources support quality assurance, site assessment
and characterization activities and include management activities for the
Contract Lab Program, the Environmental Services Divisions (BSD), as well as
overall contractor oversight responsibilities and Alternative Remedial
Contracting Strategy (ARCS) contractor's work in assessing potential Superfund
sites.
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1993 Program
In 1993, the Agency is allocating a total of $23,888,900 from the Hazardous
Substance Superfund appropriation for the Site Assessment support program. The
quality assurance (QA) program provides support to the CLP, which is responsible
for most contract chemical analyses under the Superfund program.
The program has placed a high priority on providing training programs to
the site assessment staff, state and Tribal personnel, and appropriate contrac-
tors; evaluating the Multi-Site Cooperative Agreements (e.g., contracts with
states and/or Indian Tribes to develop the capacity to perform response
activities), and encouraging state and Indian Tribe participation in the
development of site assessment guidance.
1992 Accomplishments
In 1992, the Agency obligated a total of $25,912,100 from the Hazardous
Substance Superfund appropriation for the site assessment program. (Also see
Site Screening/Assessment Actions)
The Agency continued to focus special attention on improving federal
facility compliance with CERCLA requirements. Federal facility sites make up 4
percent of sites in CERCLIS.
RESPONSE MANAGEMENT
1994 Program Request
The Agency requests a total of $76,754,700 for the Response Management
Support Program from the Superfund appropriation. The majority of these
resources support chemical emergency and prevention preparedness activities,
technology innovation efforts, as well as budget analysis and formulation,
strategic planning, technical training, policy and program evaluation, management
information systems, financial accounting and tracking, and administrative
services. Program management costs under the ARCS and ERCS contracts are also
funded through this account. In 1993, the Response Management program will focus
on training and public outreach, preparation for international and domestic
emergencies, and improvements to Superfund program management.
The OSC/RPM Support Program will ensure that new Superfund personnel
receive appropriate training in a timely manner. The program will expand upon
this training requirement to ensure that information on remedy selection and
innovative technology is effectively communicated to new personnel.
The Chemical Emergency Preparedness and Prevention (CEPP) Office, whose
goal is to prevent and prepare for chemical accidents, will consult with
representatives from the National Response Team/Regional Response Teams and other
Federal Agencies, in the public and private sectors, and corresponding
international organization to define roles and build a national consensus on
prevention of chemical releases. This effort will include sharing strategies on
inspection methodologies, hazard assessment techniques, and communication tools.
The program will work to coordinate response to major chemical incidents on a
national level.
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The Agency will work to promote innovative treatment technology at CERCLA
sites. The Superfund Innovative Technology Evaluation Program (SITE) will
continue its efforts in 1994. The purpose of the program is to assess new
technologies for the treatment of hazardous waste in order to develop permanent
technologies. The SITE demonstration program sponsors pilot and full scale
treatability studies at Superfund sites. The participating developers mobilize
and operate their equipment during the test period. EPA develops the test plan,
provides for site preparation, funds site sampling and analysis, and prepares the
documentation.
The Response Program will carry out corrective activity for identified
weaknesses in its management of the Superfund program. Specifically, the Agency
will implement the long-term contracting strategy for the Superfund program.
This strategy identifies the long-term contracting needs of the program and
designs a portfolio of Superfund contracts to meet those needs over the next ten
years. During 1994, implementation of the strategy will involve the phase-in of
new contracts. In 1994, the Agency will continue efforts already begun to
strengthen controls of ARCS contract management and to reduce the potential for
fraud in the Contract Lab Program.
1993 Program
In 1993, the Agency is allocating $74,335,600 of the Hazardous Substance
Superfund Appropriation for the Response Management Support Program. These
resources support the management of information systems, emergency preparedness
activities, technology innovation efforts, budget formulation and execution,
training, and program management activities.
Through CERCLIS and the associated Local Area Network (WasteLAN), the
program provides quarterly information to managers and staff. A series of
standardized reports and direct query capability provide up-to-date and thorough
site planning information. A major component of this data base is information
from the Superfund Comprehensive Accomplishments Plan (SCAP) which provides
oversight of remedial and removal activities. The SCAP is the central mechanism
for planning, tracking and evaluating Superfund Program activities on a quarterly
basis. In 1993, environmental indicators data is being tracked in CERCLIS and
included in quarterly reports. Pilot studies for new indicators will continue
and studies will be conducted to determine populations affected within various
distances of Superfund sites.
The program continues to direct its efforts toward building public
confidence in the Superfund program. Many of these activities focus on how
targets are set and performance is measured. The integrated timeline is used for
establishing performance expectations and implementing the "Enforcement-first"
concept.
In addition, the program has initiated a "Superfund Revitalization" effort
to accelerate cleanups and communicate program progress. For example, the
program is piloting innovative management approaches in all regions for
streamlining and accelerating cleanup activities consistent with National
Contingency Plan (NCP) requirements. These include standardizing remedy-
selection procedures where appropriate, integrating site assessment activities,
and identifying early action opportunities.
The Response Management program continues to ensure that the training and
transfer of technology from the office of Research and Development (ORD), other
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Federal agencies, and the private sector is available to OSCs, RPMs, the state
employees, and Superfund contractors. Activities undertaken to ensure the
transfer of information and technologies include: using aerial imagery and
photography for site identification and assessment; providing chemical-specific
fate/transport data for a specific medium; providing active site-specific support
in the removal and remedial action process of technology selection; and providing
advice and guidance on the use and limitations of mathematical models, including
uncertainty analysis. In addition, the SITE program continues to accelerate the
development, demonstration, and use of innovative treatment technologies. The
emerging technologies component of the program is receiving the greatest emphasis
during 1993. This aspect focuses on bench scale evaluation, identification of
promising projects, and efforts to prepare selected technologies for evaluation
in the demonstration phase.
1992 Accomplishments
In 1992, the Agency obligated a total of $74,129,300 to the Response
Management Program from the Hazardous Substance Superfund appropriation. These
resources supported the management of information systems, emergency preparedness
activities, technology innovation effort, budget formulation and execution,
training, and program management activities.
The program implemented three major initiatives to better measure program
success and communicate its progress to the public. The Agency's accountability
system, "Strategic Targeted Activities for Results," (STARS) places emphasis on
tracking results-oriented accomplishments wherever possible. The NPL Book.
another public communication tool, summarizes the nature of environmental
problems at sites on the NPL and Superfund's actions in cleaning up these sites.
The NPL Book is designed to help citizens understand the components of hazardous
waste cleanup, environmental progress across the country, and the cleanup accom-
plishments in their own communities. During 1992, the program's management
systems integrated the Environmental Indicators project into CERCLIS to better
support the Agency's strategic planning process.
The Superfund Innovative Technology (SITE) Demonstration Program is an
example of the program's efforts to assess the quality of environmental
technologies. The program was fully operational in 1992. In addition to
promoting the use of innovative treatment technologies, the program conducted
full-scale evaluations of technologies at Superfund sites under joint EPA and
private developer funding. Information on the evaluation of SITE technologies
was available to OSCs, RPMs, and state employees through project reports,
brochures, seminars, and conferences, and through the SITE clearinghouse.
LONG TERM REMEDIAL SUPPORT
1994 Program Request
The Agency requests a total of $21,590,500 for the Remedial Support program
for the Hazardous Substance Superfund appropriation. The majority of these
resources support technical assistance for remedial projects, guidance
development and implementation, and grants to Indians, states, and local groups.
In 1994, the Agency will implement management initiatives related to the
Remedial Support program. These initiatives include implementing improvements
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to expedite the remedial design and construction process, expanding support to
Regional contracting programs, establishing contracting cost controls, ensuring
adequate administrative support for RPMs, and providing necessary training for
RPMs. The Agency will continue to implement management initiatives begun during
1989 to improve the recruitment, preparation, and retention of RPMs. In
addition, the program will intensify its efforts to identify and implement long-
term solutions that significantly reduce the level of risk at Superfund sites.
The Remedial Support program will improve the remedy selection process by:
developing and implementing policy and procedures for conducting five year
reviews at sites after the cleanup process has been completed pursuant to SARA;
supporting ORD in developing technology specific treatability study guides; and
assessing soils to ground water pathway models to support the selection of soil
remediation levels; and conducting evaluation of remediation projects using
treatment technologies to assess overall performance.
In 1994, the Remedial Support program will also work toward another
Superfund Management Review (SMR) goal which is to increase the participation of
others in the Superfund process. The program will manage Core Program
Cooperative Agreements, encourage the merging of Fund and enforcement efforts at
the state level, and assist states and Indian tribes to develop multi-year work
plans and strategies for addressing hazardous wastes at Superfund sites.
1993 Program
In 1993, the Agency is allocating a total of $24,929,900 for this program
from the Hazardous Substance Superfund Appropriation. The Agency is proceeding
with the implementation of several management initiatives related to the Remedial
program. Resources are being used to insure that states provide assurance,
through the Capacity Assurance Plan process, that sufficient hazardous waste
capacity would exist to manage wastes generated in the state during the next 20
years. The program also continues to encourage states to enter into Cooperative
Agreements, State Memorandum of Agreements, or other management assistance
agreements. The Agency also promotes the maximum involvement of Indian Tribes
in planning and implementing all response activities.
In addition, the Agency is increasing its efforts to improve public
confidence by initiating dialogue with national interest groups and local
community groups. This dialogue is focusing on "Superfund Revitalization"
initiatives to streamline cleanup activities, communicate the program's successes
and explore risk-management issues of concern to various stakeholders (including
the states) in the Superfund program.
In 1993, the Agency will also continue to provide grants to local
communities through the Technical Assistance Grants (TAG) Program, and will
administer Core Grants to the states, and monitor the projects for remedial
construction. The Remedial Support program continues to perform treatability
studies which are an important part of the RI/FS and RD ensuring that adequate
data exist to effectively evaluate each technology prior to design.
1992 Accomplishments
In 1992, the Agency obligated $22,833,200 for the Hazardous Substance
Superfund Appropriation for the remedial support program. The Agency instituted
several changes to the TAG program in an effort to generate greater public
participation. These changes included reducing the 35 percent citizen match of
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TAG project costs to 20 percent. The 15 percent cap on administrative costs was
eliminated, the Superfund TAG Handbook was updated, the procurement procedures
were streamlined, and the $50,000 waiver criteria were issued.
In 1992, the Remedial Support program continued to reassess and evaluate
program improvements and management initiatives. Some of these initiatives
included improvements in the process for conducting RI, FS and evaluating design
and construction performance, enhancement of contract cost controls, and the
provision of adequate training and administrative support for RPMs. The program
encouraged a balanced approach to site work, and advocated that both PRPs and
states assume responsibility for remedial activities.
EARLY ACTION SUPPORT
1994 Program Request
The Agency requests a total of $7,284,200 for the removal support program
from the Hazardous Substance Superfund Appropriation. The majority of these
resources are used to manage removal contracts which provide on-site technical
assistance (e.g., release notifications, site investigations, and on-scene
response monitoring) through the Technical Assistance Team (TAT) contract. The
Agency will continue to receive and screen hazardous substance release
notifications to determine what, if any, response is required.
These resources will provide policy direction and technical support for
removal activities, including the review of $2 million waiver requests and the
expanded Continuing Release Regulations for release investigations at removal
sites. These resources will be also used to improve the efficiency of the
Emergency Response Cleanup Services (ERCS) contracts by decentralizing their
management to the Regions. The Agency estimates that in 1994, an estimated total
of 14 ERCS contracts will be active.
1993 Program
In 1993, the Agency is allocating $6,855,000 for the Removal Support
Program from the Hazardous Substance Superfund appropriation. These resources
support the 1992 level of release notifications, release investigations, and on-
scene monitoring of hazardous substances responses. The Agency will award 6 new
ERCS contracts in 1993. In addition, the regulatory and guidance framework are
being completed for the removal program, including the use of revised removal
authorities and promulgation of final regulations on the notification, reportable
quantities (RQ), and designation of additional hazardous substances. The program
will establish RQ levels for extremely hazardous substances, publish technical
updates for some of the RQs that have been promulgated, and implement the rules
currently being developed.
In the vast majority of cases, the PRP or state or local government will
take the lead in addressing the problem. In situations where more than one state
is involved or where there is an unusually complex problem, the Federal
government coordinates and funds the response. EPA and the U.S. Coast Guard will
maintain an emergency response capability, including EPA's ERT, comprised of
Agency employees with special engineering and scientific expertise. This inter-
agency relationship will improve the Agency's ability to provide timely
engineering and scientific advice to Federal, state, and local officials during
hazardous substance response actions, resulting in reliable and cost-effective
solutions to existing and potential environmental threats.
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1992 Accomplishments
In 1992, the Agency obligated $12,039,800 for the Removal Support Program
from the Hazardous Substance Superfund appropriation. These resources were used
to manage an estimated 9,994 release notifications, 550 release investigations,
and on-scene monitoring of hazardous substances at 160 sites. The program
implemented the SMR recommendation to conduct removal assessments at all NPL
sites. This program provided administrative support personnel and training to
assist OSCs in managing removal actions. The Agency managed 19 ERGS contracts
during 1992.
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13-34
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SUPERFUND
Hazardous Substance Response - Support
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Substance
Response - OW
Hazardous Substance $3.914.4 $1,952.0 $5,214.0 $4,974.0 $1,942.6 -$3,031.4 -$9.4
Response Trust Fund
TOTAL $3,914.4 $1,952.0 $5,214.0 $4,974.0 $1,942.6 -$3,031.4 -$9.4
Hazardous Substance
Response - OAR
Hazardous Substance $3,331.7 $3,065.0 $3,162.7 $3,090.7 $3,197.9 $107.2 $132.9
Response Trust Fund
TOTAL $3,331.7 $3,065.0 $3,162.7 $3,090.7 $3,197.9 $107.2 $132.9
TOTAL:
Hazardous Substance $7,246.1 $5,017.0 $8,376.7 $8,064.7 $5,140.5 -$2,924.2 $123.5
Response Trust Fund
Hazardous Substance TOTAL $7,246.1 $5,017.0 $8,376.7 $8,064.7 $5,140.5 -$2,924.2 $123.5
Response - Support
PERMANENT UORKYEARS
Hazardous Substance 21.6 24.0 24.0 23.8 23.4 -4 -6
Response - OW
Hazardous Substance 20.8 20.5 20.5 20.3 20.0 -3 -5
Response - OAR
TOTAL PERMANENT UORKYEARS 42.4 44.5 44.5 44.1 43.4 -7 -1.1
TOTAL UORKYEARS
Hazardous Substance 22.4 24.0 24.0 23.8 23.4 -4 -6
Response - OW
Hazardous Substance 20.8 20.5 20.5 20.3 20.0 -3 -5
Response - OAR
TOTAL UORKYEARS 43.2 44.5 44.5 44.1 43.4 -7 -1.1
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SUPERFUND
Hazardous Substance Response - Support
HAZARDOUS SUBSTANCE RESPONSE - OFFICE OF WATER
1994 Program Request
In 1994, the Agency requests a total of $1,942,600 supported by 23.4 total
workyears for this program, all of which will be for the Hazardous Substance
Response appropriation. This represents a decrease of 0.4 total workyears and
$3,031,400 in the Hazardous Substance Response appropriation. The decrease
reflects the completion of coordination activities of a $3,000,000
Congressionally directed project.
The Regional drinking water staff will continue to support Superfund site
remediation efforts through participation in workplan development meetings and
reviewing Remedial Investigations/Feasibility Studies (RI/FS) and Records of
Decision (ROD). They will assist in the process of characterizing the relative
health risk and urgency for remedial alternatives and will analyze the necessity
for providing alternative water supplies. Regions will continue to characterize
untreated Superfund site wastewater, the performance of on-site pretreatment
systems and the fate of pollutants in Publicly-Owned Treatment Works (POTWs)
receiving these waste waters.
The Agency will continue to participate in the development of effluent
guidelines and standards for the waste treatment industry. Proposal of Phase I
of the waste treatment rule for facilities which treat waste from waste
generators and Superfund sites is planned for 1994. Regulations for the industry
are critical since regulating under the Clean Water Act or other statutes run the
risk of creating future Superfund sites. The Agency will continue to develop the
rule for the Phase II (landfills and incinerators) portion of the industry.
EPA will continue to develop and improve sediment assessment techniques, develop
sediment criteria and provide site-specific technical assistance to Superfund
sites with contaminated sediment problems.
1993 Program
In 1993, the Agency is allocating a total of $4,974,000 supported by 23.8
total workyears for this program, all of which is from the Hazardous Substance
Response appropriation.
To ensure safe drinking water, the Regions continue to provide case-by-case
support for Superfund Remedial Investigations/Feasibility Studies (RI/FS) and
Records of Decision (ROD) as requested by the Superfund program. This ensures
selection and documentation of the appropriate response actions for contaminated
water supplies, including providing alternate water supplies. Action plans are
reviewed to ensure that Maximum Contaminant Levels (MCL) and/or Maximum
Contaminant Level Goals (MCLG) are applied. When MCLGs/MCLs have not been
established for a particular contaminant, toxicological data is used in the
process of characterizing the relative health risk and the urgency for remedial
action. At the request of the Superfund program, the regions are continuing to
examine waste waters at Superfund sites.
The Agency continues to develop effluent guidelines and standards for the
waste treatment industry, which accepts wastes from waste generators and leachate
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from Superfund sites and other landfills. This rule is being developed in
accordance with the schedule identified in the January 1992 Consent Decree with
the Natural Resources Defense Council and as required in the plan published
pursuant to Section 304 (m) of the Clean Water Act. EPA continues to support
development of sediment criteria and EPA regional laboratories continue to
provide site-specific technical assistance to Superfund sites with contaminated
sediment problems, including data and sample analyses and sediment toxicity
testing.
Congressional Directives. A total of 3,000,000 is for the Congressionally
directed project, Human Health Study for the Impacts of Contaminated Fish.
1992 Accomplishments
In 1992, the Agency obligated a total of $3,914,400 supported by 22.4 total
workyears for this program, all of which was from the Hazardous Substance
Response appropriation.
Regions continued to provide case-by-case review of Superfund sites to
ensure that applicable, relevant and appropriate drinking water standards are
applied. If no standards were available for a particular contaminant, Regional
staff based their analysis on toxicological data. They provided recommendations
that considered both the technical and cost effectiveness of water supply
treatment and/or the need to provide an alternate water supply. Regions also
provided input relating to point source discharges at Superfund sites. EPA
continued work on the effluent guidelines and standards for the waste treatment
industry. Sampling and technology reports for use by POTW authorities and permit
writers were published in preparation for proposal of the waste treatment rule
in 1994.
HAZARDOUS SUBSTANCE RESPONSE - OFFICE OF AIR AND RADIATION
1994 Program Request
The Agency requests a total of $3,197,900 all of which is from the Superfund
appropriation supported by 20.0 total workyears. This represents an increase of
$107,200 in the Superfund appropriation and a decrease of 0.3 total workyears. The
decrease in workyears is a result of the government-wide reduction in workyears
that is part of the President's program to reduce the size and cost of government.
In 1994 the Agency is continuing to provide sample collection, analysis, and
data interpretation for remediation, removal, and enforcement activities at
Superfund sites on the National Priority List. The Agency is also developing
guidance and criteria and reviewing reports, survey plans, and site assessments for
radiation and mixed waste contamination sites.
The soil washing technology effort underwent a field scale test in 1992, and
modifications will continue for use of this technology at Superfund site(s). Work
will also continue on demonstration, testing and evaluation of various thermal
destruction technologies. Development and revision of Superfund documents will
continue, reflecting the Superfund Accelerated Clean-up Model (SACM) concepts.
Revised procedures stemming from SACM will be incorporated into the Site
Investigation Manual. The Radiation Safety and Health Program will enter Phase
III, full implementation in all regions. It is anticipated that 750 to 1000 EPA
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employees will be enrolled in the program. An evaluation of Phase II will be
completed, and the results will be incorporated into a quality improvement program.
In 1994 the program will continue to supporting the Regional Radiation
Program and Hazardous Waste Divisions by providing technical assistance for clean-
up activities, including site specific risk assessment support. Regional support
will include the operation of specialized field equipment such as the mobile
radiation laboratories, and the scanning van.
The laboratory, technical assistance, field support, and development of
regulatory criteria and guidance for the Superfund program will continue in 1994.
In 1994 the National Air and Radiation Environmental Laboratory will continue to
operate as a Superfund Technical Support Center.
1993 Program
The Agency is allocating a total of $3,090,700 all of which is from the
Superfund appropriation supported by 20.3 total workyears.
In 1993 the Agency is providing sample collection, analysis, and data
interpretation for remediation, removal, and enforcement activities at Superfund
sites on the National Priority List. The Agency is also developing guidance and
criteria and reviewing reports, survey plans, and assessments from radiation and
mixed waste contaminated sites.
The remediation technology effort is being expanded to include chemical
extraction, magnetic separation, and bacterial bio-remediation techniques. In
addition, increased training assistance is being provided to the EPA regions on
radioactivity hazards, transport, and safety procedures as they relate to clean-up
at Superfund sites containing radioactive materials.
Development of risk based clean-up goals for radioactively contaminated sites
has also begun, thereby addressing the fundamental issue: "How clean is clean?"
The program is identifying critical technology problems associated with mixed waste
clean-ups and test and evaluate specific technologies that focus on the radioactive
component. Development of an EPA national "reference laboratory" for Agency-wide
mixed waste analysis includes the establishment of mixed waste field sampling,
screening, handling, and shipping procedures. Radioanalytical procedures used by
the Agency, other federal agencies, states, and the private sector for analysis of
soil and water contamination is being evaluated, revised, and updated.
Standardized Agency-wide radioanalytical protocols are being established and site
audit procedures for radionuclides developed. An integrated radiation health
monitoring program for EPA employees including radiation health and safety training
is also continuing.
In 1993 the program is also supporting regional air program technical
assistance for clean-up activities, including the use of air quality models to
determine risks posed by air emissions from clean-up activities and the
establishment of temporary air monitoring networks around selected sites. The
Agency is evaluating potential disposal techniques and technology and review
remedial action plans prior to implementation.
The laboratory, technical assistance, field support, and development of
regulatory criteria and guidance for the Superfund program is continuing in 1993.
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In 1993 the National Air and Radiation Environmental Laboratory is operating as a.
Superfund Technical Support Center.
1992 Accomplishments
In 1992 the Agency has obligated $3,331.700 all of which is from the
Superfund appropriation supported by 20.8 workyears to provide sample collection,
analysis, and data interpretation for remediation, removal, and enforcement
activities at Superfund sites.
During 1992 the radiation program provided sample collection, analysis, and
data interpretation for remediation, removal, and enforcement at Superfund sites,
giving priority to those on the National Priority List. The laboratories in
Montgomery, Alabama and Las Vegas, Nevada analyzed radioactive samples (alpha,
beta, and gamma analysis) from contaminated sites. Headquarters reviewed remedial
investigation feasibility study reports, project operation plans, and endangerment
assessments. The Office of Radiation and Indoor Air also performed risk
assessments, engineering evaluations, and cost assessments. The program provided
technical assistance to regional offices including the development of an on-site
waste volume reduction treatability plant at Glen Ridge/Montclair, New Jersey to
clean up contaminated soils. This on-site project included development and
location of equipment, processing of soils, quality control, sample analysis, data
interpretation, and reports of the preliminary evaluation. EPA evaluated other
remediation technologies, including incineration, for radioactive and mixed waste.
In addition, the Agency continued treatability studies such as Volume
Reduction Chemical Extraction to examine physical and chemical methods for reducing
the volume and the activity of soils containing radioactive elements. The
laboratory, technical assistance, field support, and development of regulatory
criteria and guidance for the Superfund program continued in 1992. In 1992 the
National Air and Radiation Environmental Laboratory was designated a Superfund
Technical Support Center.
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13-40
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SUPERFUND
Hazardous Substance Response - Interagency
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST INCREASE
1994 DECREASE
1994 RED
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Interagency Super-fund
Department of Health &
Human Services (ATSDR)
Hazardous Substance
Response Trust Fund
TOTAL
Interagency Super-fund
Department of Health &
Human Services (NIEHS)
Hazardous Substance
Response Trust Fund
TOTAL
Interagency Super-fund
Department of Justice
Hazardous Substance
Response Trust Fund
TOTAL
Interagency Superfund
United States Coast
Guard
Hazardous Substance
Response Trust Fund
TOTAL
Interagency Superfund
National Oceanographic
& Atmospheric
Administration
Hazardous Substance
Response Trust Fund
TOTAL
Interagency Superfund
Department of Interior
Hazardous Substance
Response Trust Fund
TOTAL
Interagency Superfund
Federal Emergency
Management Agency
Hazardous Substance
Response Trust Fund
TOTAL
Interagency Superfund
Occupational Safety &
Health Administration
Hazardous Substance
Response Trust Fund
TOTAL
$54,500.0
$54,500.0
$51,115.0
$51.115.0
$35,489.0
$35,489.0
$4,801.0
$4,801.0
$2,202.2
$2,202.2
$1,200.2
$1,200.2
$1,824.0
$1,824.0
$605.3
$605.3
$42,036.0
$42,036.0
$11,915.0
$11,915.0
$32,324.0
$32,324.0
$4,801.0
$4,801.0
$2,212.0
$2,212.0
$1,217.0
$1,217.0
$1,824.0
$1,824.0
$700.0
$700.0
$57.036.0
$57,036.0
$51,915.0
$51,915.0
$32,324.0
$32,324.0
$4,801.0
$4,801.0
$2,212.0
$2,212.0
$1,217.0
$1,217.0
$1,824.0
$1,824.0
$700.0
$700.0
$57,036.0
$57,036.0
$51,915.0
$51,915.0
$32,324.0
$32,324.0
$4,801.0
$4,801.0
$1,106.0
$1,106.0
$608.0
$608.0
$912.0
$912.0
$350.0
$350.0
$42,036.0 -$15,000.0
$42,036.0 -$15,000.0
$27,915.0 -$24,000.0
$27,915.0 -$24,000.0
$32,324.0
$32,324.0
$4,801.0
$4,801.0
$1,106.0
$1,106.0
$608.0
$608.0
$912.0
$912.0
$350.0
$350.0
$16,000.0
$16,000.0
-$1.106.0
-$1,106.0
-$609.0
-$609.0
-$912.0
-$912.0
-$350.0
-$350.0
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SUPERFUND
Hazardous Substance Response - Interagency
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REO
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
TOTAL:
Hazardous Substance $151,736.7 $97,029.0 $152,029.0 $149,052.0 $110,052.0 -$39,000.0 $13,023.0
Response Trust Fund
Hazardous Substance TOTAL $151,736.7 $97,029.0 $152,029.0 $149,052.0 $110,052.0 -$39,000.0 $13,023.0
Response - Interagency
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SUPERFUND
Hazardous Substance Response - Interagency
Budget Request
The Agency requests a total of $110,052,000 for the Hazardous Substance
Superfund appropriation for Interagency activities in 1994, a decrease of
$39,000,000 from the 1993 levels. The decrease occurs in the Department of
Health and Human Services (HHS) in the National Institute of Environmental and
Health Sciences (NIEHS) and in the Agency for Toxic Substances and Disease
Registry (ATSDR). This represents the Agency's decision not to request the
entire 1993 Congressional increases for these programs. The requested funding
will finance the ongoing Superfund program activities of the United States Coast
Guard, the National Oceanic and Atmospheric Administration, the Department of the
Interior, the Federal Emergency Management Agency, the Department of Justice, and
the Occupational Safety and Health Administration at 1993 levels.
DEPARTMENT OF HEALTH AND HUMAN SERVICES (HHS)
1994 Program Request
The Agency requests a total of $69,951,000 ($39,000,000 for ATSDR and
$27,915,000 for NIEHS) for the Hazardous Substance Superfund appropriation. This
request represents a decrease of $42,000,000 ($15,000,000 for ATSDR and
$24,000,000 for NIEHS) from the 1993 Congressional Appropriation levels.
In 1994, ATSDR will continue to provide technical support and expertise as
required under the Comprehensive Environmental Response, Compensation, and
Liability Act of 1980 (CERCLA), as amended, to protect public health and to
determine the toxicological and human health impacts associated with hazardous
substances. Emphasis will continue to be placed on expanding state responsi-
bilities and involvement.
In 1994, ATSDR health assessments and consultations for National Priorities
List (NPL) sites will be reduced. In response to citizen petitions, ATSDR will
produce and oversee state production of health assessments for NPL sites.
Health consultations to states, local governments, and EPA will be performed
in 1994.
Health assessments and related follow-up work involve conducting health
studies at NPL sites; investigating complaints of illness or disease related to
exposure to hazardous substances; developing appropriate biological testing for
exposed individuals; and developing and maintaining registries of exposed
individuals. CERCLA requires ATSDR to perform a health assessment within one
year from the date of an NPL site proposal.
ATSDR will initiate draft versions of toxicological profiles. ATSDR will
also continue to: maintain and update the existing sub-registry of the National
Exposure Registry; continue four existing site-specific surveillance projects;
operate four state based surveillance projects; and continue one surveillance
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project on hazardous waste workers as well as nine surveillance projects on
emergency events. Technical assistance will continue to the health community by
maintenance of automated directories and information systems such as the
Toxological Network (TOXNET) and the Environmental Health Information Resources
Directory.
In 1994, NIEHS will: continue to provide basic research grants for the
development of methods and technologies to detect hazardous substances in humans
and environmental media; advance techniques to assess and evaluate risks effects
from hazardous substances; develop methods to assess the risks to human health
presented by hazardous substances; and conduct basic biological, chemical and
physical research to reduce the amount and toxicity of hazardous substances.
Biomedical research will be conducted by teams of engineering, physical, and
environmental scientists. Graduate students and post-doctoral researchers will
assist and be trained in research conducted at NIEHS-supported universities.
The NIEHS worker safety training grants program will continue its efforts
to ensure that grantees are providing a program of high quality instruction to
workers targeted by the program (i.e., laborers and emergency responders).
1993 Program
In 1993, the Agency is allocating a total of $108,951,000 ($57,036,000 for
ATSDR and $51,915,000 for NIEHS) from the Hazardous Substance Superfund
Appropriation.
In 1993, ATSDR will: conduct health assessments; provide health
consultations to states, local governments and the Agency; develop a research
program to help fill data gaps on toxicological profile chemicals; continue
epidemiological and exposure studies and various surveillance projects, maintain
and update three sub-registries; prepare and disseminate health education
information; and report to Congress on health-related activities.
In 1993, NIEHS is enhancing its basic research and worker safety training
grants programs. Research projects are being funded at U.S. universities and
institutions. Through scientific conferences and workshops, NIEHS communicates
research findings. NIEHS pilots new technologies, integrates research findings,
and identifies continuing research gaps. Emphasis on technology transfer is
continued in 1993.
In the worker safety training grants program, NIEHS is continuing
implementation of the recommendations from the evaluations of the training grant
programs. The evaluations were conducted to ensure that the grantees are
providing a program of high quality instruction to workers targeted by the
program and to ensure that the training received is being used by workers engaged
in activities related to hazardous substance removal and containment. NIEHS
expects the number of trainees to increase to 250,000.
Congressional Directives. A total of $58,000,000 is for Congressionally
directed projects: $18,000,000 for ATSDR; $20,000,000 for the NIEHS university-
based research and education program; and $20,000,000 for NIEHS worker training
grants.
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1992 Accomplishments
In 1992, $105,615,000 was obligated from the Hazardous Substance Superfund
appropriation by HHS ($54,500,000 for ATSDR and $51,115,000 for NIEHS).
During 1992, ATSDR significantly changed the approach to conducting health
assessments. The major areas of expansion included community involvement, public
health action plans and a public comment period. In 1992, ATSDR prepared the
following public health assessment documents: preliminary (14 initial release
documents, 8 public comment release documents, 81 final release documents); full
(188 initial release documents, 64 public comment release documents, 53 final
release documents); and petition (19 initial release documents, 8 public comment
release documents, and 6 final release documents).
In compliance with CERCLA Section 104 (i) (3); which requires ATSDR to
prepare toxicological profiles on the first 100 most hazardous substance found
at Superfund sites, ATSDR produced 15 draft profiles during 1992. ATSDR also
initiated the substance-specific data gaps research program in cooperation with
the Minority Health Professions Foundation.
In 1992, ATSDR initiated 13 new human health studies, continued 27, and
completed 11. This includes 3 new and 3 continued comprehensive health studies
to specifically evaluate the relationships between exposures to hazardous
substances and adverse health effects; 17 health outcome studies were continued,
8 new health outcome studies were continued, 2 new studies were initiated, and
4 were completed.
In addition to human health studies, ATSDR added the second site to the
benzene subregistry to the National Exposure Registry, added the fourteenth site
to the trichloroethylene (TCE) subregistry, and maintained the four sites on the
dioxin subregistry in 1992.
In addition to human health studies and the National Exposure Registry,
ATSDR conducts surveillance of human health effects of exposure to hazardous
substances. As a part of the ATSDR comprehensive surveillance plan, 4 site
specific projects were continued and 1 was initiated. Six state-based
surveillance projects were completed and four were continued. The Hazardous
Substances Emergency Events Surveillance System (HSEESS) was expanded from 9 to
11 states in 1992.
ATSDR's health education activities during 1992 included: the continuation
of training for state and local health officials on the use of TOXNET and other
on-line systems operated by the National Library of Medicine; the development of
environmental health case studies for use by the medical community; and education
activities through the environmental and occupational health clinic network.
In 1992, 18 institutions received funding from NIEHS to conduct 142
separate basic research projects in a grants program designed to fulfill the
requirements of the Superfund Basic Research and Professional Training Plan. The
Plan was developed by NIEHS and approved by the HHS Advisory Council on Hazardous
Substances Research and Training, as required by Section 311(a) of SARA.
NIEHS supported 16 grantees through its worker safety training grant
program in 1992. These grantees represent a consortium of over 60 organizations
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including universities, labor organizations, and local government units. The
number of trainees in these programs has increased to 200,000. NIEHS also
maintained a clearing house established by and for its grantees to assure the
communication and coordination of a Nationwide training effort in Superfund
worker training.
DEPARTMENT OF JUSTICE (DOJ)
1994 Program Request
The Agency requests a total of $32,324,000 for DOJ from the Hazardous
Substance Superfund appropriation. There is no change from 1993.
In 1994, DOJ will maintain its support to the Agency in reviewing consent
decrees, de minimis settlements, enforcement of information requests, and access
cases. In addition, DOJ will impose civil penalties in instances where PRPs:
violate notification requirements of CERCLA; deny access to sites; destroy
records; violate financial responsibility regulations; or violate administrative
and judicial settlement agreements. DOJ will pursue criminal cases and continue
to provide support to EPA's cost recovery efforts. DOJ will also defend the
Agency against citizen suits, pre-enforcement review cases, reimbursement claims,
and challenges to EPA administrative civil penalty decisions.
1993 Program
In 1993, the Agency is allocating a total of $32,324,000 from
the Hazardous Substance Superfund appropriation for DOJ. DOJ is providing civil
and criminal enforcement litigation which includes counseling on and enforcing
administrative orders, giving warrants for entry, instituting suits to compel
removal and remedial actions, and recovering response costs incurred by the Fund.
1992 Accomplishments
In 1992, $35,489,000 was obligated from the Hazardous Substance Superfund
appropriation by DOJ. These resources were used for litigation and other
enforcement related activities. Key accomplishments included the filing of 12
settlement/injunctive (CERCLA Section 106) cases and 42 cost recovery (CERCLA
Section 107) cases. In addition to the cases filed, DOJ supported 57 Section 106
and 186 Section 107 ongoing cases in 1992. DOJ also concluded 27 Section 106
cases and 26 Section 107 cases by consent decrees.
UNITED STATES COAST GUARD (USCG)
1994 Program Request
The Agency requests a total of $4,801,000 for the Hazardous Substance
Superfund appropriation for the USCG. There is no change from the 1993
appropriated level.
In 1994, the USCG will continue to reduce the occurrence and effects of
releases of hazardous substances by enforcing applicable sections of CERCLA, as
amended. Included in the activities, the USCG will: issue and check Certificates
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of Financial Responsibility; investigate hazardous substance spill reports; and
determine penalties and prepare liability assessments for potentially responsible
parties.
In an effort to minimize the effects of releases of hazardous substances
into the coastal environment, the USCG will provide an adequately equipped and
properly trained workforce to investigate releases and to monitor or supervise
removal actions. The USCG will also ensure the effective management of the
CERCLA program within its purview, while providing necessary assistance to On-
Scene Coordinators (OSCs) in successfully dealing with CERCLA incidents.
Responsibilities also include: providing a central point of contact for
receiving reports of releases of hazardous substances and notifying the pre-
designated Federal OSC; providing assistance in assessing the hazards of released
substances; and supporting the National Response Team (NRT) and Regional Response
Teams (RRTs). The USCG will also continue the medical monitoring system to
minimize the possibility of any physical impairment or harmful effects to USCG
enforcement or response personnel from exposure to hazardous substances,
pollutants, or contaminants.
1993 Program
In 1993, the Agency is allocating a total of $4,801,000 from the Hazardous
Substance Superfund appropriation for the USCG.
The USCG provides a central point of contact for receiving reports of
releases of hazardous substances and notifies the pre-designated OSC and other
appropriate governmental and/or private entities. In addition, the USCG provides
assistance in the assessment of the hazards of released pollutants. The USCG
also supports the NRT and RRT components of the National response mechanism.
In support of its mission, the USCG develops and maintains information
systems for program management analysis and the necessary chemical assessment
data systems for proper response to hazardous substance incidents.
1992 Accomplishments
In 1992, $4,801,000 was obligated from the Hazardous Substance Response
appropriation for the USCG. These resources were used to conduct response
training for USCG personnel, upgrade the capabilities of the National Response
Center (NRC), maintain safety equipment, and support field data systems that aid
response programs and minimize the possibility of harm to personnel from exposure
to hazardous substances. In addition, funds supported active participation by
the USCG on the NRT and RRTs.
NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION (NOAA)
1994 Program Request
The Agency requests a total of $1,106,000 for the Hazardous Substance
Superfund appropriation for NOAA. There is no change from the 1993 Congressional
Appropriation level.
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In 1994, these resources will allow NOAA to provide technical assistance
to OSCs in dealing with releases of hazardous substances in coastal and marine
areas. NOAA will continue to develop and improve information sources such as the
Computer-Aided Management of Emergency Operations (CAMEO) program, to minimize
risk and improve the effectiveness of response operations. In addition, NOAA
will continue to provide technical support to the Agency during hazardous waste
site investigations to identify and assess risks to coastal resources. NOAA will
also act as technical liaison with the Agency and other Federal, state, and local
agencies on coastal resource issues of common interest.
1993 Program
In 1993, the Agency is allocating $1,106,000 from the Hazardous Substance
Superfund appropriation for NOAA. NOAA is providing technical support for
activities associated with hazardous waste site removal and remedial actions
affecting coastal and marine resources. NOAA is also developing and conducting
field testing of advanced chemical sampling analytical equipment used for
response operations; and is providing policy support to the NRT/RRTs and to state
and local entities in the areas of contingency planning, community relations,
communications, preparedness evaluation, and training.
1992 Accomplishments
In 1992, $2,202,200 was obligated from the Hazardous Substance Superfund
appropriation by NOAA. These resources were used to support NOAA's ongoing
efforts to provide technical assistance to OSCs in addressing releases in coastal
and marine areas. Activities included the purchase, development, and field
testing of state-of-the-art sampling and analytical equipment necessary for
efficient and safe response to hazardous waste removal. Funds were also used to
support the computer-based communication and information systems to provide
identification of likely accident location, trajectory analysis of spilled
hazardous materials, potential human and environmental impacts of accidents, and
training of response personnel via spill simulation.
DEPARTMENT OF THE INTERIOR (DPI)
1994 Program Request
The Agency requests a total of $608,000 for the Hazardous Substance
Superfund appropriation for DOI. There is no change from the 1993 Congressional
Appropriation level.
DOI will continue to: participate in NRT/RRT preparedness and training
activities; provide coordination of its range of natural resource and other
scientific and technical expertise to Headquarters personnel in agencies
participating in the NRT; and provide guidance and training to states and local
governments on emergency preparedness and response planning. DOI will also
provide staff support functions to the administration of the National Response
System and provide direction and technical information to field units with
respect to releases of hazardous substances, whether they occur at Superfund
sites or as emergency incidents.
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In addition, DOI will conduct training sessions and workshops, develop
guidance, and provide consultation in its area of expertise. Technical
assistance to develop and enhance state and Federal trustee officials' capacity
to conduct natural resource damage assessments will be emphasized. These efforts
result in effective claims for compensation of natural resource losses or
injuries from releases of hazardous substances, from Superfund sites or during
emergency incidents.
1993 Program
In 1993, the Agency is allocating a total of $608,000 from the Hazardous
Substance Superfund appropriation for DOI. DOI participates in preparedness and
training activities, as well as administrative work group activities. To ensure
that proper consideration is given to natural resources and sensitive
environments, DOI is providing guidance, consultation, technical assistance, and
training to states and local governments. DOI is also conducting training
sessions and workshops, develops guidance, and provides consultation and
technical assistance to enhance state and Federal trustee officials' capacity to
conduct natural resource damage assessments.
1992 Accomplishments
In 1992, $1,200,200 was obligated from the Hazardous Substance Superfund
appropriation by DOI. These resources enabled DOI to participate in NRT/RRT
preparedness and training activities, continue its involvement in state and local
emergency preparedness, and provide technical expertise as it relates to Natural
Resource Damage Assessments.
FEDERAL EMERGENCY MANAGEMENT AGENCY (FEMA1
1994 Program Request
The Agency requests a total of $912,000 for the Hazardous Substance
Superfund appropriation for FEMA. There is no change from the 1993 Congressional
Appropriation level.
In 1994, FEMA will continue to support the Superfund program in the
management and coordination of training programs for local officials through the
Emergency Management Institute and the National Fire Academy. These courses
assist local officials in addressing emergency incidents in their communities.
Resources will also be used to maintain the National Response System by providing
local, state, and Federal emergency preparedness and administrative support to
Regional Response Teams (RRTs). Resources will also continue to fund the
distribution of educational materials at state and local levels, and to support
the training and team building necessary to enhance specialized response
capabilities. FEMA will continue to close out temporary and permanent relocation
projects which were started prior to 1991.
1993 Program
In 1993, the Agency is allocating a total of $912,000 of which $30,000 is
supporting temporary and permanent relocations from the Hazardous Substance
Superfund appropriation.
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In 1993, FEMA continues to provide technical assistance to state and local
governments through improved coordination with the RRT for all preparedness
activities. FEMA is providing support to the NRT initiatives for information
exchange. In 1993, the permanent and temporary relocation program is being
redelegated to the Agency.
1992 Accomplishments
In 1992, $1,824,000 was obligated from the Hazardous Substance Superfund
by FEMA. These resources were used to: support FEMA's development of relocations
guidelines and regulations; provide management oversight for temporary and
permanent locations; provide preparedness guidance and technical assistance to
state and local governments; enhance coordination of hazardous materials issues
with the public and private sector; and provide continued support for NRT/RRT
initiatives.
OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION (OSHA1
1994 Program Request
The Agency requests a total of $350,000 for the Hazardous Substance
Superfund appropriation for OSHA. There is no change from the 1993 Congressional
Appropriation level.
In 1994, OSHA will conduct compliance assistance visits to review site
safety and health plans and programs. OSHA will also provide technical
assistance to EPA and other Federal agencies, and develop guidelines and
procedures in the composition of manuals for assessing safety and health at
hazardous waste sites. In addition, OSHA will continue to participate in 5
response activations of the NRT and RRT by providing technical assistance to
other team members.
OSHA will continue its implementation of the Hazardous Waste Standards
(HWS) by developing a training certification program (29 CFR. 1910,121) for
hazardous waste and emergency response operations, and conduct 5 technical
evaluations during 1994.
Actions taken under Interagency Agreement should affect primary missions
identified in A Management Review of the Superfund Program (the 90-day Study):
to take responsible actions as rapidly as possible and make sites safe.
1993 Program
In 1993, the Agency is allocating a total of $350,000 from the Hazardous
Substance Superfund appropriation for OSHA.
OSHA continues to conduct safety and health inspections at Superfund sites
and provide assistance at the sites to the NRT/RRTs. The resources allow OSHA
to support: technical assistance at hazardous waste sites; worker safety
inspections and enforcement at sites where Superfund remedial actions are
underway; and assistance to the NRT/RRT in preparedness and training activities.
Funds are also applied to support: information sharing activities; the review and
development of contingency plans; participation in simulation exercises; and
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training activities. OSHA uses resources to develop required standards for the
certification of training for employees engaged in hazardous waste operations.
1992 Accomplishments
In 1992, $605,300 was obligated from the Hazardous Substance Superfund
appropriation by OSHA. The funds were used to: train OSHA inspectors; maintain
a special inspection program for Superfund sites; provide technical assistance
to EPA; provide support for the activities of the NRT/RRTs, and enforce a
required worker protection standard.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
SUPERFUND
ENFORCEMENT
Hazardous Substance Response - Enforcement 13-53
Hazardous Substance Technical Enforcement 13-55
Hazardous Substance Legal Enforcement 13-57
Hazardous Substance Criminal Enforcement Program 13-60
Hazardous Substance Technical Support 13-62
Hazardous Substance Federal Facilities Enforcement 13-63
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SUPERFUND
Hazardous Substance Response-Enforcement
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Substance-
Technical Enforcement
Hazardous Substance
Response Trust Fund
Hazardous Substance-
Legal Enforcement
Hazardous Substance
Response Trust Fund
Hazardous Substance-
Criminal Enforcement
Program
Hazardous Substance
Response Trust Fund
Hazardous Substance
Technical Support
Hazardous Substance
Response Trust Fund
Hazardous Substance
Federal Facilities
Enforcement
Hazardous Substance
Response Trust Fund
TOTAL:
Hazardous Substance
Response Trust Fund
Hazardous Substance
Response-Enforcement
$124,392.3 $120.251.5 $107,384.2 $107,384.2 $112,485.8
TOTAL $124,392.3 $120,251.5 $107,384.2 $107,384.2 $112,485.8
$28,018.2 $28,548.4 $27,756.3 $27,755.5 $30,221.8
TOTAL $28,018.2 $28,548.4 $27,756.3 $27,755.5 $30,221.8
$2.257.8 $2,193.9 $2,060.2 $2.060.2 $2,057.0
TOTAL $2,257.8 $2,193.9 $2,060.2 $2,060.2 $2.057.0
$10,921.0 $9.969.8 $8,752.3 $8,752.3 $8,996.9
TOTAL $10,921.0 $9,969.8 $8,752.3 $8,752.3 $8,996.9
$31,357.6 $29,572.4 $28,283.4 $28,284.2 $30,246.6
TOTAL $31,357.6 $29.572.4 $28,283.4 $28,284.2 $30,246.6
$196,946.9 $190,536.0 $174,236.4 $174,236.4 $184,008.1
TOTAL $196,946.9 $190,536.0 $174,236.4 $174,236.4 $184,008.1
$5,101.6 -$7,765.7
$5,101.6 -$7,765.7
$2,466.3 $1,673.4
$2,466.3 $1,673.4
-$3.2
-$3.2
$244.6
$244.6
-$136.9
-$136.9
-$972.9
-$972.9
$1,962.4 $674.2
$1,962.4 $674.2
$9,771.7 -$6,527.9
$9,771.7 -$6,527.9
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SUPERFUND
Hazardous Substance Response-Enforcement
PERMANENT UORKYEARS
Hazardous Substance-
Technical Enforcement
Hazardous Substance-
Legal Enforcement
Hazardous Substance-
Criminal Enforcement
Program
Hazardous Substance
Technical Support
Hazardous Substance
Federal Facilities
Enforcement
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
Hazardous Substance-
Technical Enforcement
Hazardous Substance-
Legal Enforcement
Hazardous Substance-
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
792.4 857.3 857.3 848.7 836.4 -12.3 -20.9
377.5 428.0 428.0 423.8 417.4 -6.4 -10.6
21.3 19.3 19.3 19.1 18.8 -3 -5
46.6 45.6 45.6 45.1 44.5 -6 -1.1
168.9 240.5 240.5 238.1 234.4 -3.7 -6.1
1,406.7 1.590.7 1,590.7 1,574.8 1,551.5 -23.3 -39.2
827.1 857.3 857.3 848.7 836.4 -12.3 -20.9
406.5 428.0 428.0 423.8 417.4 -6.4 -10.6
21.3 19.3 19.3 19.1 18.8 -3 -5
Criminal Enforcement
Program
Hazardous Substance
Technical Support
And Compliance
Monitoring
Hazardous Substance
Federal Facilities
Enforcement
TOTAL WORKYEARS
48.1
45.6
45.6
45.1
173.6 240.5 240.5 238.1
44.5
234.4
-6
-3.7
-1.1
-6.1
1,476.6 1,590.7 1,590.7 1,574.8 1,551.5 -23.3 -39.2
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SUPERFUND
Hazardous Substance Response - Enforcement
Budget Request
The Agency requests a total of $184,008,100 supported by 1,551.5 total
workyears for 1994 for the Hazardous Substance Superfund appropriation for
technical, administrative and legal enforcement activities. This represents an
increase of $9,771,700 and a decrease of 23.3 total workyears from the 1993
level. The decrease in workyears is a result of the government-wide reduction
in workyears that is part of the President's program to reduce the size and cost
of government.
HAZARDOUS SUBSTANCE TECHNICAL ENFORCEMENT
1994 Program Request
The Agency requests a total of $112,485,800 and 836.4 total workyears for
this program, all of which will be from the Hazardous Substance Superfund
appropriation.
In 1994, the Agency will provide funding for negotiations with PRPs to
obtain response actions consistent with the National Contingency Plan (NCP). As
the PRPs conduct work, the Agency will provide oversight to ensure that the PRPs
are in compliance with settlements and orders. Where negotiations fail, the
Agency will continue to either take unilateral enforcement actions or use Trust
Fund dollars to remediate sites. Cost recovery actions will then be taken against
PRPs to recover Trust Fund expenditures from the PRPs.
As the Agency implements the accelerated cleanup model which promotes early
risk reduction, the enforcement program will focus on identifying PRPs early to
assure a continued high level of PRP participation will be maintained. As a
result of the Agency's success in achieving RP response at Superfund sites,
additional attention will be placed on assuring compliance with settlements and
orders. Where a PRP is in non-compliance, the Agency will use administrative and
judicial actions and assess penalties as appropriate. Increased efforts will be
directed to administrative cost recovery cases.
In 1994, increased focus will be placed on conducting expeditious PRP
Searches to maximize the potential for early and equitable PRP response. Where
appropriate, enforcement orders will be issued to obtain early action by PRPs.
This will result in earlier reduction of risk at sites and a reduction in
transaction costs to the PRPs. Where long-term action is required, a more
comprehensive remedial investigation and feasibility study will be conducted, and
maximum efforts made to get PRPs to conduct the long-term response actions.
The program will continue to develop policies regarding administrative and
Section 122 settlements with small contributors of hazardous substances and will
conduct oversight to facilitate these settlements. Resources will support program
planning, guidance development, and contract oversight with particular attention
given to quality assurance and conflict of interest concerns. Increased efforts
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will be directed towards improving existing information systems and on building
integrated enforcement data systems with the Department of Justice to assist the
overall management of the Agency's case load on a priority basis.
1993 Program
The Agency is allocating a total of $107,384,200 and 848.7 total workyears
for this program, all of which will be from the Hazardous Substance Superfund
appropriation.
The Technical Enforcement program is strengthening its program infrastruc-
ture by increasing its cost documentation efforts in support of cost recovery
actions. This enables the Agency to be in a stronger position when negotiating
or litigating cost recovery cases. The program is also putting greater emphasis
on early de minimis settlements and is focusing its attention on PRP compliance
with settlement agreements. Emphasis on early and comprehensive PRP searches
supports the early de minimis effort and also serves to help the program maintain
its high PRP participation in light of Superfund's efforts to accelerate cleanups
and to reduce risk early in the process. The Agency continues to use available
administrative and judicial enforcement tools in obtaining PRP response actions,
and to focus on managing and bringing to successful closure PRP response and
enforcement actions already underway. PRPs not responding to requests for
information are subject to enforcement actions. The enforcement program will
oversee PRP conduct of response actions, and will issue orders and/or stipulated
penalties when PRPs are not in compliance with settlement agreements.
The Agency is issuing administrative orders, and may in some cases pursue
litigation for injunctive relief where settlements are not achieved. The program
is also pursuing non-settling PRPs, and following with aggressive cost recovery
actions when the Trust Fund is used for removal and remedial response actions.
The Agency is seeking the recovery of government costs plus treble damages when
PRPs do not comply with unilateral orders. Cost recovery activities will focus
on large cases and cases constrained by the statute of limitations as well as
administrative cases. This strategy results in the return of needed resources
to the Trust Fund and, in the long run, increased compliance with Superfund
enforcement actions as PRPs are more likely to settle to conduct the cleanup than
face costly cost recovery actions.
1992 Accomplishments
In 1992, the Agency allocated a total of $124,392,300 supported by 827.1
total workyears, all of which was from the Hazardous Substance Superfund
appropriation, to secure and oversee PRP response at National Priorities List
(NPL) sites and other priority sites and to pursue cost recovery actions.
The Agency continued to strengthen its enforcement program by placing
increased focus on finding PRPs early in the process and exhausting all available
enforcement tools to obtain their response actions before using the Trust Fund.
Where PRPs failed to adequately respond to information requests, prompt
enforcement followed. To encourage settlement, the Agency pursued de minimis and
mixed funding settlements. Where negotiations failed to achieve settlement, the
Agency took actions against non-settling PRPs by issuing unilateral orders to
achieve response and to establish treble damage claims for cost recovery.
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When the PRP undertook the response action, strong Agency oversight coupled
with prompt enforcement action was used to prevent needless delays at the remedy
selection and implementation phases. Stipulated or statutory penalties were
issued where the PRPs were not in compliance with the administrative order,
consent decree, or judgment.
The program pursued administrative or judicial cost recovery actions where
Fund-financed action had been undertaken. Aggressive cost recovery actions
against non-settling PRPs provided an incentive for PRPs to settle.
During 1992, PRP remedial response accounted for 72% of the remedial
actions initiated. The program also concluded remedial design/remedial action
negotiations, issued administrative orders, and referred cases to DOJ resulting
in 48 Consent Decrees and 45 Unilateral Administrative Orders for RD/RA. Of the
45 unilateral orders, compliance was achieved with 42 orders during 1992. Of the
remaining 3 administrative orders, compliance with all of those orders has been
achieved in 1993. Agreements and orders in compliance resulted in binding
commitments to perform remedial work valued at nearly $1.3 billion. For the
entire program, the value of PRP settlements was over $1.4 billion. The value
of cost recovery settlements in 1992 was over $250 million. Funds received as a
result of cost recovery actions exceeded $183 million. The total value of
settlements achieved represents a $9 return for every $1 invested by the
enforcement program.
HAZARDOUS SUBSTANCE LEGAL ENFORCEMENT
1994 Program Request
The Agency requests a total of $30,221,800 and 417.4 total workyears for
this program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents an increase of $2,466,300 and a decrease of 6.4
total workyears as a result of the government-wide reduction in workyears that
is a part of the President's program to reduce the size and cost of government.
The Superfund legal enforcement program will continue to implement the
Superfund Accelerated Cleanup Model (SACM) which accelerates the technical
aspects of cleanup activities. The model requires a significant investment at
the beginning of its implementation but will reduce its resource needs as the
program becomes fully operational.
In 1994, Superfund enforcement priorities include: 1) aggressive use of
enforcement tools to increase the proportion of PRP site cleanup actions; 2)
implementation of the SACM and increased use of certain enforcement tools (e.g.,
preliminary injunction to shorten the time frames for cleanup); 3) improvements
in processes related to recovering the government's site clean up costs, of which
the Agency pursued $200 million in 1993; 4) increased focus on "fairness" in
settlements, by seeking early settlements with responsible parties who are de
minimis waste contributors, municipalities or lenders; 5) enforced compliance
with consent orders or consent decrees; and 6) increased focus on bankruptcy
claims against potentially responsible parties (PRPs). Superfund enforcement
will participate in multimedia initiatives such as the data integrity initiative
to ensure that the data gathering process under CERCLA is timely and accurate,
and is integrated into the rest of the Agency's enforcement program.
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1993 Program
In 1993, the Agency is allocating a total of $27,755,500 supported by 423.8
total workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation.
1993 will witness the implementation of the Superfund Accelerated Cleanup
Model (SACM). The model addresses reductions in duplicative technical actions
rather than legal activities. SACM requires that resources for long-term
response activities be shifted to early action activities. Increased focus will
be placed on conducting expeditious PRP searches to maximize the potential for
early and equitable PRP response and takeovers. Where appropriate, enforcement
orders will be issued to obtain early action by PRPs. This will result in
earlier reduction of risk at sites and a reduction in transaction costs to the
PRPs. Where long-term action is required, a more comprehensive remedial
investigation and feasibility study will be conducted.
In 1993, implementation of the "enforcement-first policy" continues to
achieve very large absolute numbers of response action commitments, and an
increasing proportion of PRP site cleanup actions. To ensure full support for
technical enforcement efforts for meeting deadlines for Remedial Design
(RD)/Remedial Action (RA), Headquarters staff are being deployed as
troubleshooters with national expertise to provide targeted, hands-on
supplementary support for key cases, and de minimis and municipal negotiations.
The enforcement strategy (as identified in the 1991-1994 Strategic Plan for
the Office of Solid Waste and Emergency Response) is incorporating targeted
enforcement actions through increased use of risk and geographic indicators
focusing enforcement resources and setting program priorities. Headquarters
legal staff are developing a policy for the Regions on monitoring compliance,
penalty actions, and enforcement strategy for persons out of compliance with
administrative orders, consent decrees, and unilateral administrative orders.
Headquarters activity is also focusing on the following areas: de minimis.
and municipal settlements; implementation of the SACM model; implementation of
a non-settler strategy; coordination with the Regions on use of the model RD/RA
consent decree and analysis of the first year's results; implementation of a
strategy for using de minimis and non-binding preliminary allocation of
responsibility (NBAR) settlement authorities with increased numbers of parties
earlier in the process; alternative dispute resolution in appropriate Superfund
settlements; and implementation of the information request enforcement strategy.
Headquarters staff are promulgating interim final policies regarding
Section 106 treble damage claims and settlement of civil penalty claims for
violations of Section 106 orders, as well as developing an overall strategy and
approach to the pursuit of non-settlers and entities who are out of compliance
with consent decrees, administrative orders on consent, and unilateral
administrative orders.
Regional legal enforcement work continues on a number of major Section 106
and 107 cases, many of which are expected to reach successful resolution.
Intense legal involvement early in enforcement actions is improving the Agency's
negotiating position and is leading to achievement of stronger settlements.
Judicial actions are being pursued where administrative enforcement tools do not
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succeed in securing response actions, where remedial settlements need to be
documented, and where costs associated with Fund-financed site cleanups require
recovery. Efforts are being made to improve and expedite the Section 107
litigation process through use of a Headquarters developed computer model for
calculation of payable interest by defendants in cost recovery proceedings.
Regional legal enforcement work continues on significant Federal Facilities
negotiations which are expected to result in lAGs for cleanup of Federally-owned
Superfund NPL sites. Regional legal resources are supporting Federal Facilities
enforcement efforts in addressing modifications to existing lAGs, ongoing IAG
negotiations, particularly with DoD and DOE, and initial efforts to deal with
military base closures.
Headquarters capacity building activities are focusing on expanding the
National Enforcement Training Institute's (NETI) efforts. NETI serves as OE's
primary institution to develop and train enforcement personnel. The Superfund
Training Institute activities are included in the NETI effort. The NETI will
expand training to Federal, State, and local enforcement personnel involved in
CERCLA enforcement.
1992 Accomplishments
In 1992, the Agency obligated $28,018,200 and 406.5 total workyears for the
Hazardous Substance Superfund appropriation. The direction, scope, and
accomplishments of the 1992 legal enforcement program were strongly influenced
by the Superfund Management Review (SMR) which served as the major blueprint for
the "enforcement first policy" for obtaining site cleanup by PRPs.
1992 witnessed the preliminary stages of implementation of the Superfund
Accelerated Cleanup Model (SACM). Headquarters staff, in addition to providing
significant support to many ongoing major complex Superfund negotiations, trials
and appeals, completed issuance of the final "Lender Liability" rule, and
participated in a number of significant case negotiations and de minimis
settlements.
Program accomplishments in 1992 reflected the strong emphasis placed on
enforcement. The Agency referred 137 Superfund civil judicial cases to the
Department of Justice. The cases primarily sought injunctive relief for
hazardous waste site cleanup by PRPs, recovery of response costs, and securing
access to sites for obtaining information. Continued actions were also taken to
start long-term site cleanup using the Agency's enforcement tools. For example,
in 1992, the Agency issued 245 unilateral administrative orders for RD/RA and
secured 48 RD/RA cleanups through settlements or unilateral administrative
orders. The total estimated value of the 228 settlements undertaken by the PRPs
in 1992 is over $1,300,000,000.
In the Regions, legal work continued on a number of previously filed
Section 106 and 107 cases. In addition to actions against potentially
responsible parties, Regional legal enforcement staff were heavily involved in
significant Federal Facility negotiations at facilities such as Fernald, Rocky
Mountain Arsenal, Rocky Flats, and the Aberdeen Proving Ground, which were
intended to result in cleanup of Federally-owned sites.
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NETI devoted significant resources toward developing and presenting some
critically important Superfund courses. The first, Superfund Attorney
Orientation, was designed to meet the needs of new Superfund attorneys. The
second was a course which provided training on two computer models that assist
Superfund personnel in determining appropriate de minimis settlements (cashout),
and the ability of PRP's to afford clean-ups (Superfund ABEL).
HAZARDOUS SUBSTANCE CRIMINAL ENFORCEMENT PROGRAM
1994 Program Request
The Agency requests a total of $2,057,000 supported by 18.8 total
workyears for this program, all of which will be for the Hazardous Substance
appropriation. This represents a decrease of $3,200 and 0.3 total workyears
over 1993 in the Hazardous Substance appropriation. The decrease in workyears
is a result of the government-wide reduction in workyears that is a part of the
President's program to reduce the size and cost of government.
The Office of Criminal Enforcement (OCE) will continue to take enforcement
actions against those individuals and facilities that violate the criminal
provisions of the Comprehensive Environmental Response, Compensation and
Liability Act (CERCLA) as amended by the Superfund Amendments and
Reauthorization Act (SARA). The criminal investigative program will pursue
investigative leads of CERCLA/SARA violations, develop information to support
grand jury inquiries and decisions, refer leads and cases to other enforcement
agencies or pursue joint investigations as warranted. Training will be provided
on the investigation and prosecution of CERCLA/SARA criminal cases as well as
other environmental statutes.
Criminal referrals and indictments continue to grow due to changes in
statutory authority, growth in National Priority List sites, and increased
commitment to Federal facility enforcement. Criminal sanctions under the
Comprehensive Environmental Response, Compensation and Liability Act (CERCLA) as
amended by the Superfund Amendments and Reauthorization Act (SARA) have changed
from misdemeanors to felonies (punishable by a maximum of 3 years imprisonment,
5 years for second and subsequent convictions) for: failure to report or
submitting false information on releases of hazardous substances; destruction or
falsification of records; or submitting false information in a clean up.
The criminal legal staff will develop and implement national criminal
CERCLA/SARA enforcement policies to ensure appropriate application of Superfund
laws. Also, the criminal legal staff will draft and comment on proposed
legislation and regulations relative to Superfund to ensure enforceability and
consistency with criminal safeguards.
OCE will continue to give priority to health and ecological risk, as it
did in the Chesapeake Bay initiative. Also, OCE will continue to work in close
cooperation with State environmental crimes units, other Federal law enforcement
agencies, and the military investigative services, effectively multiplying the
visibility and deterrence of criminal enforcement in the environmental
protection arena.
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1993 Program
In 1993, the Agency has allocated a total of $2,060,200 supported by 19.1
total workyears for this program all of which will be from the Hazardous
Substance appropriation.
The Office of Criminal Enforcement will initiate and conduct criminal
investigations under CERCLA/SARA and will take the lead in prosecuting Superfund
criminal cases. This program will also promote investigative aspects of
CERCLA/SARA criminal case development by establishing and implementing training
programs for Agency and State personnel.
During the first quarter of 1993, 62 new criminal investigations were
initiated (27 with CERCLA aspects) and 375 criminal investigations remained open
(173 with CERCLA aspects). This increased level of criminal investigation
activity is expected to continue into 1994.
Referral and indictment activities have grown over the last several years.
The basic goal is the initiation and conduct of criminal investigations under
CERCLA. This program takes the lead in prosecuting criminal cases of national
significance with precedent-setting potential. This program also promotes
investigative aspects of CERCLA criminal case development by establishing and
implementing training programs for Agency personnel.
Many investigations begun as CERCLA investigations, with potential use of
Fund resources for cleanup at apparently abandoned sites, are subsequently
prosecuted under the Resource Conservation and Recovery Act (RCRA). This
results in the Agency's record-keeping systems understating the level of effort
for CERCLA-related cases. These types of RCRA cases with related CERCLA/SARA
offenses account for approximately 50 percent of field agents' caseloads and
manpower commitments.
Enforcement actions at Federal facilities are expected to increase in
1993. To date, of the 20 criminal investigations involving Federal facilities,
or contractors at Federal facilities, 10 involve CERCLA violations. Eleven of
these cases (5 with CERCLA aspects) are currently open and will be actively
investigated or tried.
1992 Accomplishments
In 1992, the Agency obligated a total of $2,257,800 supported by 21.3
total workyears for this program from the Hazardous Substances Superfund
appropriation.
In 1992, the criminal investigation program took the lead in prosecuting
criminal cases of national significance, or with precedent setting potential.
Special agents and prosecuting attorneys often combined CERCLA investigations
with RCRA investigations. During 1992, there were eight criminal cases alleging
CERCLA violations. The program also provided several training courses for
Agency and state personnel in CERCLA criminal case investigations.
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HAZARDOUS SUBSTANCE TECHNICAL SUPPORT
1994 Program Request
The Agency requests a total of $8,996,900 and 44.5 total workyears for this
program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents an increase of $244,600 to fund increased
workforce costs and a decrease of 0.6 total workyears is a result of the
government-wide reduction in workyears that is part of the President's program
to reduce the size and cost of government.
In 1994, the National Enforcement Investigations Center (NEIC) will
continue to provide support to the criminal enforcement program, and CERCLA
enforcement activities, including environmental assessments at Federal facilities
and Government-owned, Contractor-operated facilities. NEIC's national expertise
and specialized services include: analytical and field investigations support
for Section 103 criminal referrals; technical case development for Section 106
and 107 judicial actions; and evidence audits for the National Contract
Laboratory Program (CLP).
The NEIC will continue to provide technical support to both civil and
criminal Superfund cases that includes: extensive background information and
data analysis; Potentially Responsible Party (PRP) searches; field
investigations; information retrieval and evaluations; forensic laboratory
analyses; report preparation; supplemental technical information development;
fully defensible evidence and work products meeting all chain-of-custody and
document control requirements; fact and expert technical testimony; and support
of settlement negotiations concerning the technical aspects of consent decrees.
1993 Program
In 1993, the Agency is allocating a total of $8,752,300 supported by 45.1
total workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation.
To support high priority enforcement cases, NEIC uses its expertise in
areas such as information systems, engineering and analytical chemistry. NEIC
continues to conduct investigations of Federal facilities, including evaluation
of past on-site hazardous substance disposal practices. This information is used
to determine site clean-up priorities and develop model evaluation procedures and
remedial programs applicable at other facilities. NEIC provides advice and
assistance to Regional offices on case preparation and evidence support for
CERCLA, section 106 orders and subsequent potential judicial actions. NEIC also
provides evidence audit support and/or computerized files development for
numerous sites and provide placement and oversight of contractor evidence audit
support in each Region.
1992 Accomplishments
In 1992, the Agency obligated $10,921,000 and 48.1 total workyears for the
Hazardous Substance Superfund appropriation.
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NEIC provided extensive support including substantial lengthy expert
testimony, and participation in the negotiations for the Stringfellow Superfund
case which was settled for approximately $150,000,000, EPA's largest single
settlement. NEIC's testimony in the American Cyanamid Co. case set a precedent
for future cost recovery cases by establishing a claim for historical costs based
on contract performance. NEIC combined a multi-media compliance investigation
at a Department of Defense facility with base closure activities. The multi-
media compliance investigation yielded information helpful in identifying
potential contamination sites, a prerequisite activity to base closure.
Additional support included extensive technical assistance to EPA and
States on: laboratory analytical procedures; preparation and handling of highly
hazardous samples; disposal of hazardous laboratory waste; sample shipping
procedures; training of personnel regarding site inspections and safety
procedures; and in-depth studies of chemical hazards to laboratory and field
personnel engaged in hazardous waste investigations. Technical support to the
criminal program continued, including: field investigations during the site
discovery phase; analytical and technical support to determine violations;
evidence and document audit procedures that conform to confidentiality and chain-
of-custody requirements; case development; and factual and expert testimony.
NEIC also provided: financial assessments of Potentially Responsible Parties
(PRPs) ability to pay clean-up costs; characterization of hazardous waste; CERCLA
requirements in evaluating compliance at major Federal facilities; and oversight
and management of the contractor evidence audit litigation support programs used
extensively by the Regions.
HAZARDOUS SUBSTANCE FEDERAL FACILITIES ENFORCEMENT
1994 Program Request
The Agency requests a total of $30,246,600 supported by 234.4 total
workyears for this program, all of which will be for the Hazardous Substance
Superfund appropriation. This represents an increase of $1,962,400 and a
decrease of 3.7 total workyears from 1993. The additional Superfund dollars
reflects increased workforce costs and the decrease in workyears is a result of
the government-wide reduction in workyears that is a part of the President's
program to reduce the size and cost of government.
These resources will support ongoing EPA technical oversight at primarily
Department of Energy (DOE), Department of Defense (DOD), and Department of
Interior (DOI) Superfund National Priority List (NPL) site cleanups under CERCLA
Section 120 Interagency Agreements (lAGs). The Agency will have oversight
responsibilities at the 126 Superfund cleanup sites on the NPL. EPA will also
provide environmental technical assistance at military bases designated to close.
Many new Federal facilities sites may be included on the NPL as a result
of the Conservation Law Foundation law suit against EPA. Regions, with
Headquarters assistance, will be required to negotiate lAGs, as mandated under
Section 120, at these sites. In some cases Headquarters may have to assume the
lead on the negotiation. OE's Superfund Federal Facilities Program anticipates
that a number of lAGs will require re-negotiation of compliance schedules.
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Headquarters will continue to provide support to the Regions in developing their
operating plans for compliance monitoring of existing Section 120 Interagency
Agreements. EPA staff are often consulted by DOE, DoD, and other Federal
agencies on evolving issues as lAGs may be amended due to funding shortfalls of
State actions, or other disputes.
EPA will assist DoD in expediting environmental reviews and cleanup at
military base closures and realignment where a Federal facility is listed on the
NPL. Headquarters will continue to be actively involved in base closure issues
given the importance of the base closure program. A third round of base closures
is anticipated for the summer of 1993. Current estimates range from 40 to 100
closing installations. CERFA requires all the sites under Base Realignment and
Closure (BRAC) I, to have remedies selected by end of 1994. EPA will make every
effort to expedite review and approval of the remedies that DoD propose at the
BRAC I sites in order to meet the legislative mandate.
OE will continue to implement the Long Term Contract Strategy which is
currently under development. OE should also be in the position to work on
procuring its own services at this juncture rather than buying into existing
Agency contract vehicles for support.
In the information management area, work will continue on developing
CERCLIS/WasteLAN Management Reports. OE will continue to be a major participant
in implementation of OSWER's Long Term Information Management Needs Strategy.
A lesser priority will be placed on examining the potential of data integration
with other Federal agencies working at Superfund sites. The Federal Facility
Tracking System (FFTS) and Docket will continue operation. Contract funds will
provide for the Federal Facilities Hotline and the Federal Facilities Docket.
Contract resources will support CERCLIS/WasteLAN data management.
Contract resources will support development and delivery of Superfund
Federal facility training programs. The training of Federal, State, and Local
personnel involved in Federal facility cleanup will be conducted under OE's
National Enforcement Training Institute (NETI). Particular emphasis will be
placed on educating Federal inspection teams on Federal facility cleanup issues
and site safety. Contract dollars will also support updating the Superfund
Federal Facility Compliance Strategy, development of training videotapes, and
logistical support for EPA/DOD/DOE/State/Public Federal Facility workshops.
1993 Program
In 1993, the Agency is allocating a total of $28,284,200 and 238.1 total
workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation.
OE's Superfund Federal Facilities enforcement program provides national
leadership in obtaining cleanup of Federal facilities pursuant to the
requirements of CERCLA, the Superfund National Contingency Plan (NCP), and other
13-64
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applicable environmental statutes (e.g., RCRA). The major Federal facility
enforcement functions can be grouped under five general headings:
1) Policy and Guidance Development;
2) Interagency Agreement Support;
3) Base Closure Support;
4) Program and Information Management; and
5) Technical Assistance and Capacity Building.
Policy and Guidance Development
OE is charged with providing policy and guidance, in conjunction with other
EPA Offices, on Federal facility hazardous waste site clean-up (including
accelerating projects, use of removal actions and interim remedies) and waste
disposal actions.
IA6 Support
OE's Federal Facilities Enforcement Program oversees and provides
assistance, where required, in the negotiation of CERCLA Section 120 (e) Inter-
agency Agreements (lAGs) for Federal facility sites listed on the National
Priorities List.
Base Closure Support
OE is redirecting a major portion of its work force to issues surrounding
military base closure/re-alignment. Under BRAC I and II, 113 military
installations are scheduled for closure or realignment. (A third round of
closures is expected in 1993.) Of this total, 21 sites are on the NPL and there
are at least 32 non-NPL sites with some degree of contamination requiring clean
up. Local communities and States are very concerned about the effect of closing
installations on the local and regional economy. Faced with a potential loss of
jobs and revenue, local communities and the States have a strong interest in
expediting the transfer of property.
Program and Information Management
By the end of 1992, EPA expects to have in place Interagency Agreements
(lAGs) for 116 final NPL sites. As most of the agreements are in place, the
Program is turning its attention to providing the planning and budgeting guidance
and overall programmatic support required for efficient and effective program
operations. Such activities include: program evaluation; contracts management
support; the Agency-wide Operating Guidance/Strategic Targeted Activities for
Results System (STARS); participation in EPA's four year Strategic Planning
Process; the Superfund Comprehensive Accomplishments Planning (SCAP) process;
budget formulation and oversight; support for the CERCLA Information System
(CERCLIS/WasteLAN); FFTS; and the Federal facilities Hazardous Waste Compliance
docket required under CERCLA 120(c).
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TECHNICAL ASSISTANCE AND CAPACITY BUILDING
EPA recognizes the need to work with other Federal agencies (DoD), State
and local governments and private stakeholders to bring them together into a
positive decision making environment relating to the cleanup of Federal
facilities. Given the scope and complexity of issues involved with Federal
facility cleanup actions, a cooperative venture among the various stakeholder is
underway to facilitate issue resolution. This ongoing process, known as the
Keystone Conference, will serve as the cornerstone for enhanced Federal decision
making at Federal facility sites.
1992 Accomplishments
In 1992, the Agency allocated a total of $31,357,600 supported by 173.6
total workyears for this program, all of which was from the Hazardous Substance
Superfund appropriation.
During 1992, twelve additional Federal facility CERCLA interagency
agreements (lAGs) were executed. Of the 123 facilities listed on the NPL, 104
are now covered by enforceable agreements. With the majority of these agreements
completed, EPA now concentrates most of its efforts on the their implementation.
The number of accomplishments reported by the Regions reflects that work has
proceeded into the implementation phase. For example, the Regions have reported
45 RODs signed in 1992. They have reported 36 remedial design starts, 27
remedial design completions, 27 remedial action starts, and 10 remedial action
completions.
Building on the efforts of the Defense Environmental Response Task Force,
a multi-agency group directed by Congress to examine the environmental issues
raised by base closure, EPA has worked extensively with DoD to identify and
implement solutions to the questions raised. In February, EPA announced its
position on the appropriate balance between the need to protect human health and
the environment and the desire to make property at closing installations
available for reuse. The memorandum described the point in the remediation
process at which EPA believed that a transfer by deed could occur. In October,
Congress amended the statute to provide for transfers by deed at a comparable
point, allowing property to be deeded while long term remedial action continued.
Another major effort has been to establish procedures for the
identification of uncontaminated parcels at closing bases which could be
transferred by deed for re-use. The joint efforts produced a DoD guidance
document, released in June which sets forth the necessary process to identify and
document parcels of real property that are environmentally suitable for transfer.
Under this procedure, DoD was to prepare a Finding of Suitability to Transfer
(FOST) document in consultation with EPA and the State. The procedures are being
reexamined in light of the role which Congress gave EPA in October. EPA is
reviewing procedures DoD has proposed for transferring remediated parcels by deed
and procedures for leasing parcels.
On the Regional and State level, EPA and DoD co-sponsored conferences in
Sacramento, California and Boston, Massachusetts, which served as forums for
improving communication between DoD, EPA, States, and other interested parties
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to facilitate cleanup and redevelopment of closing bases and help resolve issues
affecting the base closure process.
Conference participants met to discuss acceleration initiatives, risk
management, real estate and redevelopment (Boston), remediation technologies, and
the development of standardized techniques relative to hazardous waste cleanups
at closing military bases.
Among the acceleration initiatives which offered the greatest potential for
improving the cleanup and reuse process were: installation-wide joint planning;
identification of cleanup standards based on land-use; concurrent review of
documents; intensive in-person review of comments and resolution of issues;
overlapping the phases of the CERCLA process; identification and implementation
of interim actions; and improving contracting procedures. Other precedents were
set in the base closure policy arena. EPA worked during 1992 to meet the dual
statutory mandates to close bases and satisfy environmental concerns through
balancing the competing interests of environmental and economic goals. OE
established a Base Closure Workgroup consisting of Regional representatives to
focus on crucial base closure issues. In conjunction with DoD and the States the
Workgroup established a landmark interpretation of CERCLA §120(h)(3) concerning
the appropriate point for the transfer by deed of property at closing bases on
the NPL, developed procedures for the transfer of uncontaminated property at
closing bases, and focused on the development of methods for accelerating the
cleanup process at closing military installations in order to facilitate the
reuse of those installations.
In 1992, two updates to the docket were published in the Federal Register.
The purpose of the docket is to identify Federal facilities that engage in
hazardous waste activity or have the potential to release hazardous substances
into the environment, to compile and maintain the information submitted to EPA
on those facilities, and to provide a mechanism to make the information available
to the public. At the end of last year, there were 1,709 Federal facilities
listed on the docket, an increase of 107 from 1991.
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13-68
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
SUPERFOND
MANAGEMENT AND SUPPORT
Hazardous Substance Management and Support 13-69
Hazardous Substance Financial Management - Headquarters .... 13-74
Hazardous Substance Financial Management - Regions 13-75
Hazardous Substance Administrative Management - Headquarters . 13-76
Hazardous Substance Administrative Management - Regions .... 13-77
Hazardous Substance Contracts and Grants
Management - Headquarters 13-78
Hazardous Substance Contracts and Grants
Management - Regions 13-79
Hazardous Substance Support Services - Nationwide/Headquarters 13-79
Hazardous Substance Support Services - Regions 13-80
Hazardous Substance Computer Services 13-81
Hazardous Substance Legal Services - Headquarters 13-81
Hazardous Substance Legal Services - Regions 13-82
Office of the Inspector General 13-83
Office of Policy, Planning and Evaluation 13-85
Office of the Comptroller 13-87
Office of the Administrator 13-88
Office of Research and Development . . . 13-90
Analytical Environmental Services .... 13-91
Hazardous Substance
Hazardous Substance
Hazardous Substance
Hazardous Substance
Hazardous Substance
Hazardous Substance
-------
SUPERFUND
Management and Support
ACTUAL PRES. ENACTED CURRENT REQUEST
1992 BUDGET 1993 ESTIMATE 1994
1993 1993
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Substance
Financial Management -
Headquarters
Hazardous Substance $8,563.9 $8.407.7 $7,483.1 $7,748.6 $7,643.2
Response Trust Fund
TOTAL $8,563.9 $8,407.7 $7,483.1 $7,748.6 $7,643.2
Hazardous Substance -
Financial Management -
Regions
Hazardous Substance $6,561.9 $7,993.0 $7,745.6 $7,745.0 $7,565.5
Response Trust Fund
TOTAL $6,561.9 $7,993.0 $7,745.6 $7,745.0 $7,565.5
Hazardous Substance
Administrative
Management -
Headquarters
Hazardous Substance $3,418.3 $3,907.3 $3,669.0 $3,669.0 $3,430.5
Response Trust Fund
TOTAL $3,418.3 $3,907.3 $3,669.0 $3,669.0 $3,430.5
Hazardous Substance
Administrative
Management - Regions
Hazardous Substance $5,293.5 $3,430.3 $3,824.3 $3,823.4 $3,702.5
Response Trust Fund
TOTAL $5,293.5 $3,430.3 $3,824.3 $3,823.4 $3,702.5
Hazardous Substance -
Contracts and Grants -
Headquarters
Hazardous Substance $8,295.6 $9,122.2 $7,828.1 $7,828.1 $7,828.1
Response Trust Fund
TOTAL $8.295.6 $9,122.2 $7.828.1 $7.828.1 $7.828.1
Hazardous Substance -
Contracts and Grants -
Regions
Hazardous Substance $4.553.0 $4,392.3 $5,162.8 $5,162.9 $5,162.9
Response Trust Fund
TOTAL $4,553.0 $4,392.3 $5,162.8 $5,162.9 $5,162.9
Hazardous Substance -
HeadquartersXNationwide
Support
Hazardous Substance $34,611.3 $42,952.2 $37,747.6 $37,475.9 $42,089.9
Response Trust Fund
Inspector General - $772.7 $1,424.0 $1,196.0 $1,196.0 $1,494.6
Trust Fund
TOTAL $35,384.0 $44,376.2 $38,943.6 $38,671.9 $43,584.5
INCREASE INCREASE
DECREASE DECREASE
1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
-$105.4 -$764.5
-$105.4 -$764.5
-$179.5 -$427.5
-$179.5 -$427.5
-$238.5 -$476.8
-$238.5 -$476.8
-$120.9 $272.2
-$120.9 $272.2
-$1,294.1
-$1,294.1
$770.6
$770.6
$4,614.0 -$862.3
$298.6 $70.6
$4,912.6 -$791.7
13-69
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SUPERFUND
Management and Support
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT REQUEST
ESTIMATE 1994
1993
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Substance
Regional Support
Regions
Hazardous Substance
Response Trust Fund
TOTAL
Hazardous Substance-
Computer Services
Hazardous Substance
Response Trust Fund
TOTAL
Hazardous Substance
Legal Services -
Headquarters
Hazardous Substance
Response Trust Fund
TOTAL
Hazardous Substance
Legal Services -
Regions
Hazardous Substance
Response Trust Fund
TOTAL
Hazardous Substance-
Office of the Inspector
General
Inspector General -
Trust Fund
TOTAL
Hazardous Substance-
Office of Policy,
Planning And Evaluation
Hazardous Substance
Response Trust Fund
TOTAL
Hazardous Substance-
Office of the
Comptroller
Hazardous Substance
Response Trust Fund
TOTAL
Hazardous Substance-
Office of the
Administrator
Hazardous Substance
Response Trust Fund
TOTAL
$21,247.2
$21,247.2
$7.394.7
$7,394.7
$875.1
$875.1
$1,151.7
$1,151.7
$12,449.5
$12,449.5
$3,030.3
$3,030.3
$885.0
$885.0
$1,242.9
$1,242.9
$18,431.3
$18,431.3
$9,729.8
$9,729.8
$746.9
$746.9
$1,393.1
$1,393.1
$15,004.0
$15,004.0
$3.409.5
$3,409.5
$1,081.0
$1,081.0
$1,063.5
$1.063.5
$19,934.6
$19,934.6
$5.996.5
$5,996.5
$1.123.0
$1.123.0
$1,471.8
$1,471.8
$14,574.0
$14,574.0
$3,038.8
$3,038.8
$1,048.4
$1,048.4
$1,483.0
$1,483.0
$19,135.3 $19.699.1
$19,135.3 $19.699.1
$5,996.5 $7,396.5
$5,996.5 $7,396.5
$1,123.2 $1,171.1
$1,123.2 $1,171.1
$1,471.6 $1,644.6
$1,471.6 $1,644.6
$14,574.0 $14,784.0
$14,574.0 $14,784.0
$3,038.8 $3,057.4
$3,038.8 $3,057.4
$1,048.4 $1,007.4
$1,048.4 $1,007.4
$1.433.0 $1,234.1
$1,433.0 $1,234.1
$563.8
$563.8
$1,400.0
$1,400.0
$47.9
$47.9
$173.0
$173.0
$210.0
$210.0
$18.6
$18.6
-$41.0
-$41.0
-$198.9
-$198.9
$1,267.8
$1,267.8
-$2,333.3
-$2.333.3
$424.2
$424.2
$251.5
$251.5
-$220.0
-$220.0
-$352.1
-$352.1
-$73.6
-$73.6
$170.6
$170.6
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SUPERFUND
Management and Support
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Hazardous Substance -
Management and Support
Office of Research
and Development
Hazardous Substance $1,437.8 $1,861.4 $1,852.4 $1,852.4 $1,552.4 -$300.0 -$309.0
Response Trust Fund
TOTAL $1,437.8 $1,861.4 $1,852.4 $1,852.4 $1,552.4 -$300.0 -$309.0
Hazardous Substance - $1,707.6 $1,753.7 $46.1 $1,753.7
Analytical
Environmental Services TOTAL $1,707.6 $1,753.7 $46.1 $1,753.7
Hazardous Substance
Response Trust Fund
TOTAL:
Hazardous Substance $108,562.2 $117,921.5 $109,409.0 $110,259.7 $115,938.9 $5,679.2 -$1,982.6
Response Trust Fund
Inspector General - $13,222.2 $16,428.0 $15,770.0 $15,770.0 $16,278.6 $508.6 -$149.4
Trust Fund
Management and Support TOTAL $121,784.4 $134.349.5 $125,179.0 $126,029.7 $132,217.5 $6.187.8 -$2,132.0
PERMANENT WORKYEARS
Hazardous Substance 54.3 57.9 58.9 58.0 56.7 -1.3 -1.2
Financial Management -
Headquarters
Hazardous Substance - 92.0 100.9 100.9 99.4 97.2 -2.2 -3.7
Financial Management -
Regions
Hazardous Substance 47.2 48.6 47.6 46.4 44.5 -1.9 -4.1
Administrative
Management -
Headquarters
Hazardous Substance 101.3 68.8 68.8 67.8 66.2 -1.6 -2.6
Administrative
Management - Regions
Hazardous Substance - 113.6 118.2 118.2 118.2 118.2
Contracts and Grants -
Headquarters
Hazardous Substance - 77.9 81.0 81.3 81.3 81.3 3
Contracts and Grants -
Regions
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SUPERFUND
Management and Support
PROGRAM
Hazardous Substance
Legal Services -
Headquarters
Hazardous Substance
Legal Services -
Regions
Hazardous Substance-
Office of the Inspector
General
Hazardous Substance-
Office of Policy.
Planning And Evaluation
Hazardous Substance-
Office of the
Comptroller
Hazardous Substance-
Office of the
Administrator
Hazardous Substance -
Management and Support
Office of Research
and Development
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
9.9 12.0 12.0 11.9 11.7 -2 -3
17.5 25.9 25.9 25.6 25.3 -3 -6
91.2 156.0 156.0 154.4 154.5 1 -1.5
9.7 12.6 12.6 12.5 12.3 -2 -3
13.1 13.9 13.9 13.6 13.2 -4 -7
8.9 11.9 11.9 11.8 11.6 -2 -3
3.1 1.8 1.8 1.8 1.8
639.7 709.5 709.8 702.7 694.5 -8.2 -15.0
Hazardous Substance
Financial Management
Headquarters
Hazardous Substance -
Financial Management
Regions
Hazardous Substance
Administrative
Management -
Headquarters
Hazardous Substance
Administrative
Management - Regions
Hazardous Substance
56.3 57.9 58.9 58.0 56.7
96.1 100.9 100.9 99.4 97.2
48.0 48.6 47.6 46.4 44.5
108.1
68.8 68.8 67.8 66.2
1.3
-2.2
1.9
1.2
-3.7
-4.1
-1.6 -2.6
9.9 12.0
12.0
11.9
11.7
-2
-3
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Hazardous Substance
Legal Services -
Regions
Hazardous Substance-
Office of the Inspector
Genera I
Hazardous Substance-
Office of Policy,
Planning And Evaluation
Hazardous Substance-
Office of the
Comptroller
Hazardous Substance-
Office of the
Administrator
Hazardous Substance -
Management and Support
Office of Research
and Development
TOTAL WORKYEARS
SUPERFUND
Management and Support
PROGRAM
Hazardous Substance -
Contracts and Grants -
Headquarters
Hazardous Substance -
Contracts and Grants -
Regions
Legal Services -
Headquarters
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
116.3 118.2 118.2 118.2 118.2
79.4 81.0 81.3 81.3 81.3 3
19.5 25.9 25.9 25.6 25.3
92.0 156.0 156.0 154.4 154.5
10.4
9.1
3.2
12.6 12.6 12.5
1.8
12.3
13.7 13.9 13.9 13.6 13.2
11.9 11.9
1.8
11.8
1.8
11.6
1.8
-3
-2
-4
-2
-6
-1.5
-3
-7
-3
662.0 709.5 709.8 702.7 694.5 -8.2 -15.0
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SUPERFUND
Management and Support
Budget Request
The Agency requests a total of $132,217,500 and 694.5 total workyears in
1994, an increase of $6,187,800 and a decrease of 8.2 total workyears from 1993.
Of the total request, $115,938,900 is from the Hazardous Substance Superfund
appropriation and $16,278,600 is from the Office of the Inspector General
Hazardous Substance Trust Fund appropriation. This represents an increase of
$5,679,200 for the Hazardous Substance Superfund Appropriation, and $508,600 for
the Inspector General Hazardous Substance Trust Fund appropriation.
HAZARDOUS SUBSTANCE FINANCIAL MANAGEMENT - HEADQUARTERS
1994 Program Request
The Agency requests a total of $7,643,200 supported by 56.7 total workyears
for this program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents a decrease of $105,400 and 1.3 total workyears
from 1993. The decrease in workyears is a result of the government-wide
reduction in workyears that is part of the President's program to reduce the size
and cost of government. The reduction in resources is directly associated with
the reduction in workforce. The major focus of this program will be to support
the operations of the Office of Solid Waste and Emergency Response and the Office
of Enforcement in Superfund cost recovery actions, most of which is CERCLA
Section 107 litigation. Activities are nationwide in their scope and include the
preparation of financial documentation necessary to prove the Agency's costs in
court, development of an image processing system enabling financial documents to
be electronically stored and retrieved, operation of a critical financial
reporting system resulting in accurate and timely cost summaries for attorneys
involved in the litigation, and implementing cost accounting for Superfund
including the allocation of Superfund indirect costs for cost recovery. All of
the above activities are time-critical since they are conducted in the context
of litigation. In addition, this program provides for the Superfund portion of
basic financial services including payroll support, invoice and voucher
processing, financial systems development, and quality assurance.
1993 Program
In 1993, the Agency is allocating a total of $7,748,600 supported by 58.0
total workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation. These resources provide for basic financial services
and the implementation of an automated document collection and retrieval system
that is necessary to maintain pace with the increased requests for cost
documentation. These resources also provide for the establishment of current
cost documentation files in Headquarters so that costs claimed in cost recovery
litigation can be supported immediately. This is particularly important in
bankruptcy cases where time is of the essence. In the past, an extensive manual
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file search has been necessary to gather documents that support costs being
claimed. In addition, these resources provide for an enhanced level of review
and reconciliation to ensure the integrity of Headquarters charges posted against
site-specific accounts in the Integrated Financial Management System.
1992 Accomplishments
In 1992, the Agency obligated a total of $8,563,900 supported by 56.3 total
workyears for this program, all of which was from the Hazardous Substance Super-
fund appropriation. These resources provided for site-specific accounting
support and preparation of cost recovery documentation,and for the development
and release of upgraded software for the document collection and retrieval system
for the cost recovery program. Cost recovery litigation settlements achieved in
FY 1992 totaled $280 million. Also provided were basic financial services for
the Superfund program such as payroll and invoice processing.
HAZARDOUS SUBSTANCE FINANCIAL MANAGEMENT - REGIONS
1994 Program Request
The Agency requests a total of $7,565,500 supported by 97.2 total workyears
for this program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents a decrease of $179,500 and 2.2 total workyears
from 1993. The workyear decrease complies with the government-wide reduction in
workforce that is part of the President's program to reduce the size and cost of
government. This will provide for the collection and verification of regional
cost documentation and the reconciliation of these documents with the Integrated
Financial Management System on a current basis. A cost documentation file will
be maintained in each Region as costs are incurred rather than gathering
documentation at a later date. This allows immediate response for documentation
associated in bankruptcy cases as well as assures that all documents needed for
protracted negotiation or litigation are available when requested. Also included
are resources necessary to provide basic financial services to the Regional
Superfund program for payroll and voucher processing, funds control and reporting
for management and program purposes.
1993 Program
In 1993, the Agency is allocating a total of $7,745,000 supported by 99.4
total workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation. These resources support the enhanced Regional Superfund
financial activities, specifically the cost documentation file.
1992 Accomplishments
In 1992, the Agency obligated a total of $6,561,900 supported by 96.1 total
workyears for this program, all of which was from the Hazardous Substance
Superfund appropriation. With these resources, the Regional financial management
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offices provided site-specific accounting support and gathered regional cost
documentation as requested by Regional counsel when cases entered the negotiation
or litigation phases. Also provided were basic financial services for the
Regional Superfund program, such as payroll and invoice processing and reporting.
HAZARDOUS SUBSTANCE ADMINISTRATIVE MANAGEMENT - HEADQUARTERS
1994 Program Request
The Agency requests a total of $3,430,500 supported by 44.5 total workyears
for this program, all of which will be for the Hazardous Substance Response
Superfund appropriation. This represents a decrease of $238,500 and 1.9 total
workyears from 1993. The decrease in workyears is a result of the government-
wide reduction in workyears that is part of the President's program to reduce the
size and cost of government. The decrease in resources is associated with the
workforce reduction. We will continue to effectively manage automated systems,
provide recruitment, staffing, classification, and training activities, provide
sufficient facilities management to support the overall Superfund program, and
provide management and organizational analyses to strengthen the Superfund
management processes. We will develop health and safety programs and training
courses, implement specialized medical monitoring programs, and verify through
technical support and environmental audits that Superfund waste handled by EPA
Laboratories is disposed in accordance with the off-site disposal requirements
of the statute.
1993 Program
In 1993, the Agency is allocating a total of $3,669,000 supported by 46.4
total workyears for this program, all of which is from the Hazardous Substance
Response Superfund appropriation. These resources enable the program to provide
centralized administrative, management, and support services to Superfund
activities. We will provide human resource services including recruitment,
staffing, classification and training support, management and organizational
analyses to strengthen Superfund management processes, and program support
services including property and space management, printing and security. These
resources will provide technical support, guidance, training, and oversight to
ensure that Superfund waste from EPA labs is properly managed and that employees
are protected from occupational risks. We also plan to create a database that
tracks the effectiveness of various types of protective clothing to enhance the
health and safety of our employees. Resources will be used to revise or develop
information systems including systems to track hazardous substance release at
Federal Facilities, and the administrative/financial systems used to manage the
Superfund Program.
1992 Accomplishments
In 1992, the Agency obligated a total of $3,418,300 supported by 48.0 total
workyears for this program, all of which was from the Hazardous Substance
Response Superfund appropriation. These resources enabled the Agency to maintain
all automated Superfund information systems. The Agency completed environmental
audits at EPA laboratories to document the procedures for the disposal of
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Superfund waste. We provided training to EPA labs on these requirements. We
also refined health and safety standards and procedures, and maintained and
supported the Agency human resources requirements of the Superfund program staff.
We also supported the establishment of a college relations program directed
toward minority institutions of higher education, supported the Agency's cultural
diversity analysis and the implementation of TQM at EPA. We managed a wide array
of contracted management assistance tasks that served to enhance the
effectiveness of the Superfund program's management processes.
HAZARDOUS SUBSTANCE ADMINISTRATIVE MANAGEMENT - REGIONS
1994 Program Request
The Agency requests a total of $3,702,500 supported by 66.2 total workyears
for this program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents a decrease of $120,900 and 1.6 total workyears
from 1993. The workyear decrease complies with the Administration's commitment
to streamline government. The workyear decrease is a result of the government-
wide reduction in workyears that is part of the President's program to reduce the
size and cost of government. Regional administrative management activities will
include: continuing recruitment of personnel to work in the area of hazardous
waste, assuring a reliable health and safety and environmental compliance
program, providing adequate ADP technical assistance to support the site-specific
record keeping requirements of the Superfund program and improved information
systems for EPA and state operations.
1993 Program
In 1993, the Agency is allocating a total of $3,823,400 supported by 67.8
total workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation. These resources provide Regional Superfund
administrative support services for personnel, health and safety, environmental
compliance of EPA facilities, and information management activities. The program
is placing special emphasis on efforts to recruit properly qualified personnel
and to provide for the intense and specialized training needs of Superfund
employees. Increased efforts are also underway in the area of information
resources management to efficiently respond to increasing program demands for
staff suppo rt.
1992 Accomplishments
In 1992, the Agency obligated a total of $5,293,500 supported by 108.1
total workyears for this program, all of which was from the Hazardous Substance
Superfund appropriation. These resources provided a full complement of
administrative management services to the Regional Superfund program, including
contracting and procurement, personnel, health and safety, and information
management activities.
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HAZARDOUS SUBSTANCE CONTRACTS AND GRANTS MANAGEMENT - HEADQUARTERS
1994 Program Request
The Agency requests a total of $7,828,100 supported by 118.2 total
workyears for this program, all of which will be for the Hazardous Substance
Superfund appropriation. This represents no change from 1993. These resources
will provide for award and management of a large number of complex contracts,
grants, cooperative and interagency agreements, as well as provide support for
Superfund enforcement efforts and continued implementation of the Superfund long-
term contracting strategy. Quality control over contracts with increasingly high
obligation amounts includes the development and implementation of strong conflict
of interest guidelines and procedures. Resources will allow continued
improvements in Superfund contract management initiatives and provide effective
assistance and contracts management through greater outreach to the Regions and
states; ensure a more aggressive Superfund cost-recovery documentation effort;
provide critical financial monitoring; support more oversight, training and
technical assistance to our Federal partners; and develop and refine policy
guidance and procedures for more complex procurement needs and cooperative and
interagency agreements and new grant programs. In Grants management, we will
continue to increase efforts to combat fraud, waste and abuse in Superfund
Federal assistance and procurement programs and implement the training curriculum
for Regional grant personnel.
1993 Program
The Agency is allocating a total of $7,828,100 supported by 118.2 total
workyears for this program, all of which will be for the Hazardous Substance
Superfund appropriation. We will continue to effectively award and manage
increasing numbers of contracts as well as assure quality control over contracts
with high obligation amounts and provide critical financial monitoring. In
grants management, we will continue to award and manage Superfund cooperative
agreements, grants and Superfund Interagency Agreements, develop suspension and
debarment cases, implement an automated Superfund Interagency Management System,
and provide training to Regional grant management and program staff and State
recipients on all administrative requirements applicable to the Superfund
Program.
1992 Accomplishments
The Agency allocated a total of $8,295,600 supported by 116.3 total
workyears for this program, all of which was from the Hazardous Substance
Superfund appropriation. The major accomplishments in this program area included
improvements in contract planning, award, management, and automated processing
of grants and interagency agreements, and small purchases and the formulation of
the long-term contracting strategy. Formulation of the Superfund long-term
contracting strategy will result in a complete restructuring of the Superfund
Contracting Program over the next several years. Resources were used to provide
more oversight training and technical assistance to our Federal partners. In
addition, we continued to increase our efforts to combat fraud, waste and abuse
in Superfund Federal Assistance.
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HAZARDOUS SUBSTANCE CONTRACTS AND GRANTS MANAGEMENT - REGIONS
1994 Program Request
The Agency requests a total of $5,162,900 supported by 81.3 total workyears
for this program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents no change from 1993. This program provides the
Regional Superfund program offices with procurement and contracts management
support for the remedial and removal programs. The Superfund Regional
Contracting Officer program will continue to provide the Regional Superfund
Program offices with essential contracting expertise needed to manage the
existing contracts and place new contracts for the emergency and remedial
response programs. Documentation and strong management and financial controls
will be critical for enforcement and cost recovery efforts. The grants program
awards, administers and manages complex Superfund cooperative and interagency
agreements and grants for emergency and remedial response activities. Special
emphasis will be placed on accountability and ensuring that every Superfund
assistance award complies with regulatory and policy requirements and that
recipients have the financial, procurement and property systems to account for
and safeguard Federal funds.
1993 Program
In 1993, the Agency is allocated a total of $5,162,900 and 81.3 total
workyears from the Hazardous Substance Superfund appropriation. These resources
provided the Regional Superfund program offices with procurement and contracts
management support for the remedial and removal programs and 'grants management
to effectively award, administer and manage Superfund cooperative and interagency
agreements. The Regional Grants Management offices will also finalize
implementation of improvements to the automated grant document and Interagency
Agreement Management Systems.
1992 Accomplishments
In 1992, the Agency allocated a total of $4,553,000 and 79.4 total
workyears from the Hazardous Substance Superfund appropriation. These resources
provided the Regional Superfund program offices with procurement and contracts
management support for the remedial and removal programs and grants management
to effectively award, administer and manage Superfund cooperative and interagency
agreements. The major accomplishment in this program was the award and
administration of removal and remedial contracts in response to Regional site
clean-up needs.
HAZARDOUS SUBSTANCE SUPPORT SERVICES - NATIONWIDE/HEADQUARTERS
1994 Program Request
The Agency requests a total of $43,584,500 for this program, of which
$42,089,900 will be for the Hazardous Substance Superfund Appropriation and
$1,494,600 for the Inspector General appropriation. This represents an increase
of $4,614,000 in the Hazardous Substance Superfund appropriation and $298,600 in
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the Superfund Inspector General appropriation from 1993. The increase provides
for the Superfund portion of the GSA rent increase and contract rate increases
in other support areas. This also provides for development of the Integrated
Contracts Management System. These resources will fund the Hazardous Substance
Response program's share of Headquarters and Agency-wide costs. These costs will
include facilities rental, Federal Telecommunications System, revisions and
development of information systems, utilities, local telephone services, printing
and copying, postage, other building and office services, and health and safety
training.
1993 Program
In 1993, the Agency is allocating a total of $38,671,900 for this program,
of which $37,475,900 is from the Hazardous Substance Superfund appropriation and
$1,196,000 from the Inspector General appropriation. These resources fund
Agency-wide support costs such as facilities rental, FTS, utilities, local
telephone, and other related services.
1992 Accomplishments
In 1992, the Agency obligated a total of $35,384,000 for this program, of
which $34,611,300 was from the Hazardous Substance Superfund appropriation and
$772,700 from the Inspector General appropriation. These resources were the
Superfund program's share of the Agency management and support costs needed to
support Agency-wide operations, which included facilities rental costs,
utilities, telephone charges, and other services.
HAZARDOUS SUBSTANCE SUPPORT SERVICES - REGIONS
1994 Program Request
The Agency requests a total of $19,699,100 for this program, all of which
will be for the Hazardous Substance Superfund Appropriation. This represents an
increase of $563,800 from 1993. The increase will provide for contract rate
increases and will support the operation of the Hazardous Substance Response
program and will cover utilities, local telephone service, printing and copying,
minicomputer operations, equipment maintenance, Regional moves, and all other
support services related to the Superfund program activities in the Regions.
1993 Program
In 1993, the Agency is allocating a total of $19,135,300 for this program,
all of which is from the Hazardous Substance Superfund appropriation. This
program provides for utilities, local telephone service, printing and copying,
minicomputer operations, equipment maintenance, and all other support services
related to the Superfund program activities in the Regions.
1992 Accomplishments
In 1992, the Agency obligated a total of $21,247,200 for this program, all
of which was from the Hazardous Substance Superfund appropriation. This program
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provided for utilities, local telephone service, printing and copying,
minicomputer operations, equipment maintenance, and all other support services
related to the Superfund program activities in the Regions.
HAZARDOUS SUBSTANCE COMPUTER SERVICES
1994 Program Request
The Agency requests a total of $7,396,500 for this program, all of which
will be for the Hazardous Substance Superfund appropriation. This represents an
increase of $1,400,000 in the Hazardous Substance Superfund. These resources
will provide for the Superfund portion of the Agency's timeshare services. These
fund a portion of the Center's costs for equipment, telecommunications, operating
software purchases, maintenance and facility operations.
1993 Program
In 1993, the Agency is allocating $5,996,500 for this program. This
represents a reduction in funding and will limit the program's ability to use the
Agency's computing and telecommunications resources.
1992 Accomplishments
In 1992, the Agency allocated $7,394,700 for this program. This provided
basic computing and data telecommunications resources for the program.
HAZARDOUS SUBSTANCE LEGAL SERVICES - HEADQUARTERS
1994 Program Request
In 1994, the Agency requests a total of $1,171,100 supported by 11.7 total
workyears for this program, all of which will be for the Hazardous Substance
Superfund appropriation. This represents an increase of $47,900 and a decrease
of 0.2 in total workyears from 1993. The increase in total dollars represents
increased workforce costs. The decrease in workyears is a result of the
government-wide reduction in workyears that is part of the President's program
to reduce the size and cost of government.
The OGC will provide legal advice and consultation on matters related to the
implementation of the Superfund program. The OGC will support the Agency's
promulgation of rules, establishment of policy, and preparation of guidance
documents for program implementation and enforcement of the Superfund program.
This includes legal support to the financial and administrative operation of
Superfund, including contract law, audits, cooperative agreements, and FOIA. The
OGC handles Superfund litigation in which the Agency is a defendant.
1993 Program
In 1993, the Agency is allocating a total of $1,123,200 supported by 11.9
total workyears for this program, all of which is from the Hazardous Substance
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Superfund appropriation. The OGC is providing advice and consultation on
guidance on program and enforcement matters such as interpretation of the
statute, development of regulations, and changes to the National Contingency
Plan; and defense of the Agency in any litigation brought against it concerning
CERCLA.
1992 Accomplishments
In 1992, the Agency obligated a total of $875,100 supported by 9.9 total
workyears for this program, all of which was from the Hazardous Substance
Superfund appropriation. The OGC provided legal guidance in program and
enforcement matters such as statutory interpretation, development of response
priorities, review of proposed regulatory actions, and defense of the Agency
where litigation had been brought against it concerning CERCLA.
HAZARDOUS SUBSTANCE LEGAL SERVICES - REGIONS
1994 Program Request
In 1994, the Agency requests a total of $1,644,600 supported by 25.3 total
workyears for this program, all of which will be for the Hazardous Substance
Superfund Appropriation. This represents an increase of $173,000 and a decrease
of 0.3 total workyears from 1993. The increase in total dollars represents
increased workforce costs. The decrease in workyears is a result of the
government-wide reduction in workyears that is part of the President's program
to reduce the size and cost of government.
The Offices of Regional Counsel will provide legal advice and consultation
on matters related to the implementation of the Superfund program to the Regional
Administrators, Regional Superfund managers and State agencies. Principal
activities will be the defense of the Agency in CERCLA litigation filed against
it, participation in formal administrative proceedings, review of State
cooperative agreements, activities relating to access by the public to EPA held
information, development of the administrative record for the selection of
cleanup remedies, legal support to program response activities, and the provision
of a wide variety of legal counsel and advice to Regional, State, and local
program officials.
1993 Program
In 1993, the Agency is allocating a total of $1,471,600 supported by 25.6
total workyears for this program, all of which is from the Hazardous Substance
Superfund Appropriation. The Offices of Regional Counsel will continue to
represent the Agency in regional defensive litigation concerning Superfund. In
addition, the Offices of Regional Counsel will provide: legal assistance by
reviewing State cooperative agreements for legal sufficiency; advising State
agencies regarding the legal requirements of the Superfund program; determining
eligible uses of the Fund; and advising on the treatment of requests for EPA held
information.
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1992 Accomplishments
In 1992, the Agency obligated a total of $1,151,700 supported by 19.5 total
workyears for this program, all of which was from the Hazardous Substance
Superfund appropriation. The Offices of Regional Counsel provided EPA and State
agencies with legal advice and consultation on matters related to the
implementation of CERCLA. Principal activities of the Offices of the Regional
Counsel included the conduct of defensive litigation, legal review of cooperative
agreements with States for site cleanup, and general legal support to the
Superfund program in the Regions.
HAZARDOUS SUBSTANCE - OFFICE OF INSPECTOR GENERAL
1994 Program Request
The Agency requests a total of $14,784,000, supported by 154.5 total
workyears for this program, all of which will be for the OIG Hazardous Substance
Trust Fund appropriation. This represents an increase of $210,000 and an
increase of 0.1 total workyears from 1993.
The OIG will continue its wide-ranging audit and investigative coverage to
ensure that the Agency's risk of financial loss is minimized and that Agency
Superfund programs are operated as efficiently as possible. In addition to
accomplishing the audits and reviews required by the Superfund Amendments and
Reauthorization Act (SARA) of 1986, the OIG will focus on contract management.
Contract/grant management has been identified as an area where aggressive
oversight is needed throughout the Agency. EPA declared contract management as
a material weakness in its 1992 PMFIA Report to the President.
As of September 30, 1992, EPA managed approximately 790 contracts, with
obligations of about $3 billion. Under those contracts, EPA had more than 25,000
active work assignments, including modifications, describing the work to be
performed by its contractors. In addition to its active contracts, the Agency
had about 1,900 contracts with obligations totaling $4.9 billion whose
performance periods had expired, but had not been closed out. The Agency also
had about 400 unfulfilled requests for audits to determine contractors' final
indirect cost claims. Because many of EPA's contracts are cost-plus-award fee
contracts, there is widespread potential for fraud and abuse. The Agency's need
for audits has never been fully met and has been growing.
The OIG will pursue the extent of the Agency's contract/grant management
problems and follow-up on its progress to resolve them. Also, the OIG will
conduct additional financial audits to determine the eligibility, allocability,
and reasonableness of the costs claimed by contractors and grantees and continue
its annual audit of the trust fund's financial statements. For the 3-year period
1990-1992, the OIG averaged questioning about $40 of costs as ineligible for each
dollar spent on external audits of grants and contracts. Performance audits will
be conducted to identify systemic problems with the Agency's management of its
extensive contracts and grants and recommend ways to minimize their recurrence.
The OIG will also conduct investigations of contractors, grantees, and the
Agency's contract/grant management activities and pursue initiatives developed
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by its newly established Procurement Fraud Division. The OIG will focus on
developing indicators of contract fraud with respect to the Agency's procurement
policies and practices.
1993 Program
In 1993, the Agency is allocating a total $14,574,000, supported by 154.4
total workyears for this program, all of which is from the OIG Hazardous
Substance Trust Fund appropriation. These resources enable the OIG to continue
meeting the statutory requirements placed on it by SARA. Superfund is a
procurement oriented program, making it especially vulnerable to fraud and abuse.
Our audit and investigative work continues to identify significant
vulnerabilities in Agency contract/grant management that put EPA resources and
the integrity of EPA's mission at risk. The OIG will continue to redirect
extramural resources to expand its in-house audit capacity to improve its ability
to efficiently and effectively respond to audit priorities. The OIG's in-house
expertise on Superfund contracts, such as the Alternative Remedial Contract
Strategy (ARCS) contracts and subcontracts (estimated value of $6.6 billion),
will assist in better managing the overall contracts audit program. The OIG
supports the Agency's program needs for pre-award, interim, and final audits of
contracts as well as audits of indirect cost proposals. The OIG monitors
performance of audits of contracts and grantees by CPA contractors, States, and
other federal agencies. As required by the CFO Act, the OIG has initiated
efforts to audit the trust fund's 1992 financial statements.
The OIG uses scientific and engineering specialists in hazardous waste
remediation to assist in independently reviewing technical aspects of the
program, including remedial investigation and feasibility studies, as well as key
technical decisions in the remedial, removal, and enforcement programs.
The OIG investigative activities continue to grow, particularly in the
procurement area, as a result of emphasis on developing proactive initiatives,
increased audit referrals, and establishment of a Procurement Fraud Division.
The OIG is conducting reactive procurement investigations on both a local and
national scope, conducting investigations in previously established areas, such
as the Contract Laboratory Program, addressing Superfund non-procurement areas,
such as potentially responsible parties, developing other initiatives, and
conducting more employee integrity investigations.
1992 Accomplishments
In 1992, the Agency obligated a total of $12,449,500, supported by 92 total
workyears for this program, all of which was from the Hazardous Substance Trust
Fund appropriation. During 1992, the OIG issued 204 audit reports on Superfund
activities, including a report on the results of its audit of the Superfund trust
fund for 1991. Major performance audits resulted in the Agency's initiation of
actions to expedite the cleanup of Superfund sites under the ARCS program,
improve searches for parties potentially responsible for cleaning up hazardous
waste sites, better administer the Superfund contractor-operated sample
management office, and improve the negotiation process with responsible parties
for recovery of costs incurred by EPA in cleaning up hazardous waste sites.
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Superfund audits questioned and recommended cost efficiencies totalling $132
million (Federal share) of the approximately $1,232 million audited.
Investigative initiatives in the Superfund contract Laboratory Program continued
to identify fraudulent analysis in the, testing of hazardous substances which
could present a danger to public health, result in unnecessary expenditure for
cleanup, or hinder collection efforts from responsible parties. In 1992,
investigations of the contract laboratories resulted in several indictments and
fines and settlements totaling $1.7 million.
HAZARDOUS SUBSTANCE - OFFICE OF POLICY. PLANNING AND EVALUATION
1994 Program Request
The Agency requests a total of $3,057,400 supported by 12.3 total workyears
for this program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents an increase of $18,600 and a decrease of 0.2
total workyears 1993. Personnel salary and benefits are expected to increase.
The decrease in workyears is a result of the government-wide reduction in
workyears that is part of the President's program to reduce the size and cost of
government.
The Office of Policy, Planning and Evaluation (OPPE) will play a major role
in shaping and informing the policy debates concerning Superfund reauthorization
including examination of critical issues such as cost, benefits, and other
impacts. The Office of Policy Analysis (OPA) will conduct policy development and
economic analysis on several aspects of Superfund reauthorization: (1) overall
analysis of the environmental and economic impacts, feasibility, and
effectiveness of legislative alternatives; (2) removing disincentives to economic
development associated with the National Priority List (NPL), prioritization and
remedial processes; (3) risk reduction efforts aimed at quickly and cost-
effectively addressing a large number of sites; (4) waste management and
remediation incentives/disincentives created by Superfund legislation and
regulations; and (5) roles of the states, localities, and private sector in
hazardous waste remediation and response. OPA will conduct economic and policy
analysis of Superfund transactions costs and direct and indirect effects of
Superfund at non-NPL sites.
The Office of Regulatory Management and Evaluation (ORME) will manage the
development process for Superfund regulations and policies, and conduct
evaluations of the Superfund program as needed. The risk communication program
will continue to fund empirical research on hazardous substance issues and will
provide risk communication training and technical assistance to staff involved
with Superfund issues. ORME will provide training and technical assistance on
complex risk communication issues related to the Superfund program. This may
include evaluation of the relative effectiveness of specific communications
initiatives.
The Office of Strategic Planning and Environmental Data (OSPED) will
continue to improve the Agency's Strategic Targeted Activities for Results System
(STARS). At the same time, the Office will maintain and improve the Agency's
strategic planning process to establish environmental goals and develop operating
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guidance. Analytic support for Superfund programs will be provided, and work
with Headquarters and the Regions to develop and improve applications of
computer-aided analysis of environmental data will continue. OSPED will focus
attention on reporting, Superfund decisionmaking, pollution prevention, the
improvement of Superfund indicators incorporated in STARS, and the link between
those activities and environmental results.
1993 Program
In 1993, the Agency is allocating a total of $3,038,800 supported by 12.5
total workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation.
OPA is developing policy and conducting economic analysis of hazardous waste
remediation. It is focusing on issues that will be critical in the upcoming
Superfund reauthorization debate including: (1) the costs and benefits of the
Superfund program; (2) the costs, benefits, and impacts of alternative cleanup
strategies; (3) private party, insurer, and Federal sector transaction costs; and
(4) future CERCLA funding needs, recommendations for consequent changes in the
CERCLA tax scheme, and the distributional effect of the taxes. Other OPA special
studies critical to reauthorization include: evaluation of the capability of
state funds to meet a rapidly accelerated national cleanup, and operation and
maintenance schedule; evaluation of policy choices associated with Superfund
emergency planning and prevention of chemical releases; and removal of regulatory
disincentives to cost-effective remediations.
ORME is managing the development process for Superfund regulations and
policies, and is conducting evaluations of the Superfund program as needed. The
risk communication program is funding empirical research on hazardous substance
issues and providing risk communication training and technical assistance to
staff involved with Superfund issues. One major research project exploring
public knowledge about hazardous waste issues will be completed. Training and
technical assistance on risk communication issues related to hazardous waste
continues.
OSPED operates and continuously improves STARS. In addition, OSPED
maintains the Agency's strategic planning process to establish environmental
goals and develop operating guidance. The Office provides analytic support for
Superfund programs to address specific problems in program delivery, and works
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with Headquarters and the Regions to develop applications of computer-aided
analysis of environmental data such a screening sites for Superfund. Attention
is also being given to applications in reporting, Superfund decisionmaking,
pollution prevention, and the incorporation of Superfund indicators in STARS.
1992 Accomplishments
In 1992, the Agency obligated a total of $3,030,300 supported by 10.4 total
workyears for this program, all of which was from the Hazardous Substance
Superfund appropriation.
OPA continued policy development and economic analysis in hazardous waste
remediation, especially in relation to Superfund reauthorization. Efforts
included (1) analysis of environmental and economic impacts, feasibility and
effectiveness of the Superfund policies, regulation or proposed legislation, (2)
waste management and remediation incentives/disincentives created by Superfund
regulation, and (3) the role of the states in hazardous waste remediation and
response. OPA initiated research on several critical policy issues, including:
(1) the costs and benefits of cleanups; (2) the marginal cost of risk reduction;
(3) private and public sector Superfund transaction costs; (4) cost incidence of
CERCLA liability and Superfund tax liability; and (5) state financial
capabilities and Superfund obligations.
ORME managed the development process for Superfund regulations and policies,
and conducted evaluations of the Superfund program as needed. The Risk
Communication Project helped develop risk communication training for personnel
in the Superfund program; helped develop and pretest an information brochure for
people living near Superfund sites; provided technical assistance on risk
communication issues related to Superfund; and continued to oversee research into
public knowledge about hazardous waste issues.
OSPED initiated and enabled the development and implementation of EPA's
strategic planning process through policy guidance, networking and technical
assistance to the Superfund program, Regions, and states. The Office assessed
Superfund plans, and tracked the relationship of those plans to budget
formulation. OSPED also operated Agencywide management systems and tracked and
assessed progress of Superfund program implementation in terms of activity and
environmental results. In addition, OSPED provided a centralized source of
Superfund status trend data collected from a variety of sources within, and
external to the Agency. Assistance was also provided to the Superfund program
on statistical design and analysis.
HAZARDOUS SUBSTANCE - OFFICE OF THE COMPTROLLER
1994 Program Request
The Agency requests a total of $1,007,400 supported by 13.2 total workyears
for this program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents a decrease of $41,000 and .4 total workyears in
the Hazardous Substance Superfund appropriation. The workyear decrease complies
with the government-wide reduction in workyears that is part of the President's
13-87
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program to reduce the size and cost of government. These resources will support
management integrity activities, the preparation of the Agency's budget
submissions to the Office of Management and Budget (OMB) and Congress, response
to Congressional inquiries, analysis and review of major issues concerning
workload and pricing models, analysis of on-going resource issues related to the
operation and management of the Trust Fund and internal controls of Superfund
finances.
1993 Program
In 1993, the Agency is allocating a total of $1,048,400 and 13.6 total
workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation. These resources support on-going budget and management
integrity activities, responses to Congressional inquiries and analysis of on-
going resource issues.
1992 Accomplishments
In 1992, the Agency obligated a total of $885,000 and 13.7 total workyears
for this program, all of which was from the Hazardous Substance Superfund
appropriation. The Office of the Comptroller coordinated and prepared the OMB
and Congressional budget submissions, responded to Congressional inquiries, and
provided fund oversight and management integrity activities including on-going
resource reviews for the Superfund program.
HAZARDOUS SUBSTANCE - OFFICE OF THE ADMINISTRATOR
1994 Program Request
The Agency requests a total of $1,234.1 supported by 11.6 total workyears
for this program, all of which will be for the Hazardous Substance Superfund
appropriation. This represents a decrease of $198,900 and 0.2 total workyears
from 1993. These resources will include support for the National Environmental
Services Officer (NESO) located within the Office of Regional Operations and
State/Local Relations. The NESO will conduct management reviews of Environmental
Services Divisions (ESDs); develop Headquarters guidance to ensure efficiency in
the utilization of resources and improve planning and procurement systems;
represent ESDs in the Superfund program planning and budget activities including
workload model development; ensure Superfund policies are effectively
communicated to ESDs; schedule and convene quarterly ESDs conferences; plan,
schedule and convene meetings of the Superfund Analytical Services Advisory
Committee; evaluate options for securing the most effective lab support to meet
Superfund goals; and review ESD lab capabilities and their cost effectiveness.
In addition, the Office of the Administrator will continue to use existing, and
develop new, communication vehicles to exchange information on acute hazardous,
National Priority List (NPL) site activity, emergency planning, chemical release
information, and enforcement activity. The Office will also continue to work
closely with the Regions and newly established emergency response commissions and
local emergency planning committees, and other citizen groups in site activities.
Also, grants training will be funded for small and minority contractors for
cleanup areas and the program will continue to carry out Circular A-3
13-88
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publications and A-114 Audiovisual review responsibilities for new Superfund
program publication and audiovisual products.
1993 Program
In 1993, the Agency is allocating a total of $1,433,000 supported by 11.8
total workyears for this program, all of which is from the Hazardous Substance
Superfund appropriation. The NESO will continue to provide the ESDs with
Headquarters policy guidance, oversight, and management support, in areas
affecting both ESDs and Superfund; maintain constant liaison with the program
offices and ESDs to facilitate their cooperation and participation in meeting the
objectives of the Superfund program in the identification of hazardous waste
sites and in the management of any potential risks from these sites. In
addition, the Office of the Administrator is supporting the regions and assisting
states and localities with plans to respond to chemical emergencies. The Office
is playing a critical role in exchanging information with local health
professionals, public safety officials, local government and State government
officials. A wide variety of communications support including speech
preparation, publications development and distribution, fact sheet preparation
and graphic slide presentations and other general response briefings and
communications vehicles are being provided. Also, training is being provided for
small and minority contractors for cleanup areas. Emphasis will be placed on
participation with the State Implementation Work Group, the National Resources
Damage Claim Work Group, the State Hazardous Waste Capacity Plan Work Group, and
the Communications Planning Work Group. The Agency's relationship with Congress
as it relates to the Superfund program, including coordinating briefings,
organizing EPA participation in oversight hearings, and responding to a wide
variety of information requests from individual members and staff will be
strengthened.
Congressional Directives. A total of $300,000 is for the Congressionally
directed project for training grants for small, minority contractors.
1992 Accomplishments
In 1992, the Agency obligated a total of $1,242,900 supported by 9.1 total
workyears, all of which was from the Hazardous Substance Superfund appropriation.
The Office coordinated the identification of inactive sites with other Federal
agencies; provided a wide variety of communication support, including the
development of fact sheets and publications; and worked on information exchange
with State and local governments. In addition, the program provided the ESDs
with policy guidance, oversight, and management support; identified hazardous
waste sites, provided sample and site tracking and developed a national equipment
planning and procurement process for ESDs to meet Superfund and other Agency
needs; and provided Congressionally-directed training for small, minority
contractors.
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HAZARDOUS SUBSTANCE - OFFICE OF RESEARCH AND DEVELOPMENT
1994 Budget
The Agency requests a total of $1,552,400 supported by 1.8 total workyears
for 1994, a decrease of $300,000 and no change in total workyears from the 1993
level. This decrease reduces the Superfund share provided for ORO-wide budget
and management systems.
1993 Budget
The Agency is allocating a total of $1,852,400 supported by 1.8 total
workyears for this program element. All of the request will be for the Hazardous
Substance Superfund appropriation.
1992 Budget
The Agency obligated a total of $1,437,800 supported by 3.2 total workyears
for this program element. All of the request will be for the Hazardous Substance
Superfund appropriation.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
MANAGEMENT AND SUPPORT
1994 Program Reguest
EPA will continue to provide ORD-wide management and support services,
remote laboratory support services such as facilities operations and maintenance,
janitorial services, telephone, utilities, and other essential operating costs
directly related to the Superfund research program. Management and Support
resources will also be used to support planning and budgeting activities and the
purchase of essential scientific equipment.
1993 Program
The resources are providing essential management and support services for
the Superfund research . program. Funding is also providing non-personnel
Superfund support services required by ORD's remote laboratories for such items
as equipment and supplies.
1992 Accomplishments
These resources provided management and support services for the Superfund
research as well as non-personnel support services at remote labs that performed
Superfund research.
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HAZARDOUS SUBSTANCE ANALYTICAL ENVIRONMENTAL SERVICES
1994 Program Request
The Agency requests a total of $1,753,700 for Regional Analytical
Environmental Services, all of which will be from the Superfund appropriation.
This represents an increase of $46,100 from 1993.
Regional Programs require technical support for primary field
investigations, monitoring, sample collection and transport, laboratory analyses,
data analysis and evaluation, quality assurance/quality control oversight,
environmental emergencies and Geographical Information Systems. In order to
address the Agency's good science, enforcement, and environmental monitoring
assessment goals, modern, well maintained laboratory and field equipment is
essential. This program will fund the laboratory and field equipment, and
operations necessary to effectively maintain Agency standards for good science
monitoring and analytical services. Funding is also necessary to support
continually increasing demands for sophisticated data generation and analysis
support.
1993 Program
In 1993, the Agency is allocating a total of $1,707,600 for this program,
all of which is from the Superfund appropriation. This is a new program for 1993
that will provide Regional Offices with a centralized budget for laboratory and
field analytical support. Funding provides Regional offices the direct support
necessary to advance the Agency's goal of improved data and better science. In
1993, seven (7) joint EPA/State Regional Environmental Monitoring Assessment
Program (REMAP) projects were initiated, including the assessments of fish tissue
contamination in Maine, assessments of sediment quality in New York/New Jersey
Harbor, characterization of toxic contaminants in Texas estuaries, and
assessments of aquatic and riparian ecosystems in California's Central Valley.
Locally managed analytical support is vital to the success of these projects.
1992 Accomplishments
This program is new for 1993. Before 1993, analytical services were
provided with funds made available through the Agency's media programs. All
support cost were borne by the regional offices. In 1992, the annual fixed cost
for equipment, equipment maintenance, supplies and other scientific/laboratory
expenses totaled $8.2 million. The Agency provided $4.2 million from over 20
different program elements to fund the Environmental Services purchases and $4
million from Regional resources for equipment maintenance, supplies and other
scientific/laboratory expenses. During 1992, field personnel conducted over 650
air program compliance inspections, 350 hazardous waste management facility
compliance and enforcement inspections, and 1,100 water program compliance
inspections throughout the United States. The ten regional laboratories analyzed
a total of 25,300 environmental samples in support of Superfund site
characterization, clean-up decisions and enforcement activities. Staff managed
and provided scientific oversight to the Superfund analytical services delivery
system which processed over 73,000 samples in 1992.
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
LEAKING UNDERGROUND STORAGE TANKS 14-1
RESEARCH AND DEVELOPMENT
LUST Research 14-7
LUST Research 14-8
ABATEMENT AND CONTROL
LUST Guidelines and Implementation 14-11
Guidelines and Implementation - LUST Trust Fund 14-12
ENFORCEMENT
LUST Enforcement 14-15
LUST Legal Enforcement 14-16
MANAGEMENT AND SUPPORT
LUST Management and Support 14-19
LUST Support Services - Headquarters/Nationwide 14-21
LUST Administrative Management - Headquarters 14-21
LUST Administrative Management - Regions 14-22
Legal Services - Office of General Counsel 14-22
Office of the Inspector General -LUST 14-23
-------
APPROPRIATION
LEAKING UNDERGROUND STORAGE TANK TRUST
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
Lust Trust Fund
Inspector General -
Trust Fund
$75,383.0 $75.000.0 $75,000.0 $75,000.0 $75,379.0
$302.7 $636.0 $610.0 $610.0 $669.1
TOTAL, Leaking Underground $75,685.7 $75,636.0 $75,610.0 $75,610.0 $76,048.1
Storage Tank Trust
$379.0
$59.1
$438.1
$379.0
$33.1
$412.1
PERMANENT UORKYEARS
TOTAL UORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
82.4
85.9
99.9
99.9
99.9
99.9
98.8
98.8
100.6
100.6
1.8
1.8
$67,510.4 $87,389.9 $74,865.5 $74,865.6 $75,909.6 $1,044.0 $11,480.3
The Superfund Amendments and Reauthorization Act (SARA) of 1986, as amended, established the
Leaking Underground Storage Tanks Trust Fund and authorizes a total of such sums as may be
necessary to be appropriated to this fund for all Fiscal Years through 1996.
14-1
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LEAKING UNDERGROUND STORAGE TANK TRUST
DIFFERENCE
PRES. CURRENT
BUDGET ENACTED ESTIMATE ENACTED VS EST. VS EST. VS
1993 1993 1993 PRES. BUD PRES. BUD ENACTED
(DOLLARS IN THOUSANDS)
APPROPRIATION
Lust Trust Fund $75,000.0 $75,000.0 $75,000.0
Inspector General - $636.0 $610.0 $610.0 -$26.0 -$26.0
Trust Fund
TOTAL, Leaking Underground $75,636.0 $75,610.0 $75,610.0 -$26.0 -$26.0
Storage Tank Trust
PERMANENT UORKYEARS 99.9 99.9 98.8 -1.1 -1.1
TOTAL UORKYEARS 99.9 99.9 98.8 -1.1 -1.1
The following points list the major reasons that the dollars devoted to this media have changed from submission
of the President's FY 1993 Budget Request to the FY 1993 Current Estimates.
ACCOUNT: LUST
o $81.3k reduction in enforcement to reflect congressionally mandated intramural reductions.
o $19.0 reduction to meet Congressional reduction to administrative ceiling.
o OSUER's intramural account has been reduced by $175,800 to reflect Congressional intramural
reduction.
o $458,900 have been added to the extramural account (state cooperative agreements) to reflect
Congressional action.
Inspector General
o $13.9k decrease due to Congressional reduction.
14-2
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MEDIA BRIDGE TABLES
LUST
LUST JG TOTAL
FY 1993 CURRENT ESTIMATE $75,000.0 $610.0 $75.610.0
Changes by Category:
Workforce Costs <+/-) +$379.0 +$59.1 $438.1
Legislative Initiatives (+/-)
Program Initiatives (+/-)
Discontinuation of Specific
Increases to FY 1993 Request (-)
Others (+/-)
FY 1994 PRESIDENT'S BUDGET $75,379.0 $669.1 $76.048.1
14-3
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14-4
-------
LEAKING UNDERGROUND STORAGE TANK TRUST FUND
OVERVIEW AND STRATEGY
The purpose of the Leaking Underground Storage Tanks (LUST) program is to
ensure rapid and effective responses to releases from underground storage tanks
containing petroleum and other hazardous substances. The program operates under
the authority of Subtitle I of the Hazardous and Solid Waste Amendments of 1984,
as amended by the Superfund Amendments and Reauthorization Act of 1986. The LUST
program's objective is to enhance state and local enforcement and response
through technical and financial assistance.
The Agency's goal is to continue to build state capacity to address the
growing number of underground storage tanks requiring response action. The Agency
will achieve this goal through encouraging the development of comprehensive LUST
programs in all states and territories through cooperative agreements. In 1994,
cooperative agreements comprise approximately 85% of total LUST resources. EPA
will continue to develop and disseminate improved implementation tools, methods,
and systems to the states. These projects will focus on the remedial side of the
program, including closures, site assessments, and corrective actions. With
respect to financial responsibility requirements, 43 states have developed
financial assurance funds to assist tank owners/operators in complying with the
requirements.
In FY 1990, the first year of a five-year Leak Detection Program began.
In the intervening years, leak detection requirements have been phased in based
on the age of the affected tanks. As the phased-in deadlines for meeting leak
detection requirements pass, an increasing number of tank releases are being
identified and reported. Confirmed releases are being reported at a rate of
1,000 per week, and state workers are overseeing up to 400 cases at a time. Of
the nearly 2 million regulated tanks, it is estimated that 20% may be leaking.
All state LUST programs have now developed response and enforcement
capabilities. The Agency anticipates that the majority of leaks will be
addressed by the states and responsible owners/operators. The state programs,
supported by the Federal LUST Trust Fund, will continue to emphasize finding
responsible parties and performing the necessary compliance and enforcement work
to get them to undertake corrective action at petroleum leak sites. The Agency
will also continue to provide national guidance, and scientific and management
support to the states.
Streamline the Corrective Action Process
The Agency seeks to identify areas where improvements can be made within
state programs and then works individually with states to provide the technical
assistance and training necessary to implement these improvements. The
corrective action process will continue to be examined in an effort to streamline
the process both from an administrative and technical standpoint.
14-5
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Emphasize Compliance Using Enforcement Tools
The LUST enforcement program continues to target responsible parties to
finance corrective actions. The Agency will continue to develop and evaluate
tools to improve the ability of states to achieve timely responses by
owners/operators to releases from leaking underground storage tanks. These
efforts will ensure that owner/operator responses are in compliance with their
prescribed corrective action requirements. The Regional program staff, in
conjunction with the Regional legal staff, will provide legal and technical
assistance in support of state enforcement activities to enhance voluntary
compliance with corrective action and financial responsibility requirements.
LUST Management and Support
EPA will continue to assist in managing and supporting the LUST program by
providing accurate and timely financial services, effective budgeting and funds
control, efficient contracts management, and centralized personnel services.
LUST Audit Support
The Office of the Inspector General will continue to provide oversight of
the Agency and states in implementing the LUST program. The Office of the
Inspector General will conduct performance and financial audits, and
investigations to ensure that the program is being properly managed and to
identify possible deficiencies.
14-6
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
LEAKING UNDERGROUND STORAGE TANKS
RESEARCH AND DEVELOPMENT
LUST Research .......................... 14-7
LUST Research ......................... 14-8
-------
LEAKING UNDERGROUND STORAGE TANK TRUST FUND
LUST Research
ACTUAL
199Z
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
LUST Research
Lust Trust Fund
TOTAL
$766.2
$766.2
$767.9
$767.9
$748.9
$748.9
$748.9
$748.9
$764.3
$764.3
$15.4
$15.4
-$3.6
-$3.6
TOTAL:
Lust Trust Fund $766.2 $767.9 $748.9 $748.9 $764.3 $15.4 -$3.6
LUST Technical Support TOTAL $766.2 $767.9 $748.9 $748.9 $764.3 $15.4 -$3.6
PERMANENT UORKYEARS
LUST Research
TOTAL PERMANENT UORKYEARS
1.5
1.5
1.9
1.9
1.9
1.9
1.9
1.9
1.9
1.9
TOTAL UORKYEARS
LUST Research
TOTAL UORKYEARS
1.5
1.5
1.9
1.9
1.9
1.9
1.9
1.9
1.9
1.9
14-7
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LEAKING UNDERGROUND STORAGE TANK TRUST FUND
LUST Research
Principal Outputs
1994 o Complete assessment on existing computer models for evaluating and
designing in-situ remediation systems for LUST sites.
o Demonstrate soil vapor extraction/air sparging technology at field
a site.
o Complete evaluation of free product mitigation and recovery system
design model.
1993 o Preliminary evaluation of chemical oxidation technology for treating
LUST sites.
o Applications handbook on in-situ treatment technologies for treating
LUST sites.
o Applications handbook on ex-situ treatment technologies for treating
LUST sites (biormediation and thermal desorption).
o FTTA commercialization of UST test facility.
1992 o Report on the Application of Low Temperature Thermal Desorption for
cleaning up LUST Sites.
o Expanded Computerized On-Line Information system for Underground
Storage Tank Technology Transfer.
o Report on the optimization of soil vapor extraction for remediation
of subsurface gasoline releases.
14-8
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LEAKING UNDERGROUND STORAGE TANK TRUST FUND
LUST Research
BUDGET REQUEST
1994 Budget Request
In 1994, the Agency request is a total of $764,300 supported by 1.9 total
workyears all of which will be for the Leaking Underground Storage Tank (LUST)
Trust Fund. This represents an increase of $15,400 with no change in workyears.
1993 Budget
The agency is allocating a total of $748,900 supported by 1.9 workyears for
this program element all of which will be for the Leaking Underground Storage
Tank (LUST) Trust Fund.
1992 Budget
The agency is allocating a total of $766,200 supported by 1.5 workyears for
this program element all of which will be for the Leaking Underground Storage
Tank (LUST) Trust Fund.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year:
GROUNDWATER
1994 Program Reguest
ORD LUST research activities will address the detection and remediation of
subsurface contamination caused by leaking underground storage tanks.
Remediation research will focus on field and laboratory evaluation of
technologies for removal of petroleum hydrocarbons from contaminated soils and
aquifers. Efforts will develop practical, effective, and inexpensive
technologies and methods for monitoring underground storage tanks.
In 1994, researchers will complete assessment and optimization of soil
vapor extraction technologies, assess leak detection in "large" underground
storage tanks and provide field evaluation of improved site assessment
technologies.
1993 Program
ORD LUST research is focusing on internal and external detection of leaks
and remediation of subsurface contamination. Scientists are developing,
evaluating, and demonstrating a wide variety of methods and technologies for
dealing with leaking petroleum and include different phases of site cleanup. The
14-9
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phases include rapid assessment of the release, technology, screening the best
option for cleanup and monitoring the subsurface for results.
1992 Accomplishments
A new methodology was developed for use by State and local cleanup managers
for use in selecting cleanup technologies at LUST sites. Technologies such as
passive remediation, soil vapor extraction, and soil washing for cleaning up LUST
sites were investigated. Development of an integrated systems approach for
cleaning up LUST sites which incorporate recent developments in improved
remediation technologies was initiated.
14-10
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
LEAKING UNDERGROUND STORAGE TANKS
ABATEMENT AND CONTROL
LUST Guidelines and Implementation 14-11
Guidelines and Implementation - LUST Trust Fund 14-12
-------
LEAKING UNDERGROUND STORAGE TANK TRUST FUND
LUST Guidelines & Implementation
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
PROGRAM
(DOLLARS IN THOUSANDS)
Guidelines &
Implementation - LUST
Trust Fund
Lust Trust Fund $72,347.8 $71,121.7 $71,602.8 $71,602.9 $71,831.8
TOTAL $72,347.8 $71,121.7 $71,602.8 $71,602.9 $71,831.8
TOTAL:
Lust Trust Fund
LUST Guidelines &
Implementation
$72,347.8 $71,121.7 $71,602.8 $71,602.9 $71,831.8
TOTAL $72,347.8 $71,121.7 $71,602.8 $71,602.9 $71,831.8
$228.9
$228.9
$228.9
$228.9
$710.1
$710.1
$710.1
$710.1
PERMANENT UORKYEARS
Guidelines &
Implementation - LUST
Trust Fund
TOTAL PERMANENT UORKYEARS
60.2
60.2
67.0
67.0
67.0
67.0
66.3
66.3
65.3
65.3
-1.0 -1.7
-1.0 -1.7
TOTAL WORKYEARS
Guidelines &
Implementation - LUST
Trust Fund
TOTAL WORKYEARS
62.1
62.1
67.0
67.0
67.0
67.0
66.3
66.3
65.3
65.3
-1.0 -1.7
-1.0 -1.7
14-11
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LEAKING UNDERGROUND STORAGE TANK TRUST FUND
ABATEMENT AND CONTROL
GUIDELINES AND IMPLEMENTATION - LUST TRUST FUND
1994 Budget Request
The Agency requests a total of $71,831,800 supported by 65.3 total
workyears for the LUST Trust Fund appropriation. This represents an increase of
$228,900 and a decrease of 1 total workyear. The dollar increase represents full
funding of the 1994 FTE. The workyear decrease reflects the government-wide in
the workyear ceiling. The 1994 President's Budget provides $65 million for
state cooperative agreements, maintaining the current level of resources.
All states now have corrective action authorities in place and are
attempting to deal with the increasing number of LUST sites. Over 1,000 releases
are reported each week nationally. The gap between confirmed releases and
cleanups completed threatens to grow unless states can develop innovative
approaches to oversight of corrective actions undertaken by owners and operators.
States will continue to provide technical oversight of LUST assessments and
cleanups, and will conduct outreach to owners and operators and their consultants
on the corrective action process. The funding level for 1994 supports state and
territory efforts to develop and implement comprehensive LUST programs by
providing Federal assistance through cooperative agreements. EPA will continue
to assist the states in streamlining administrative oversight processes and in
adopting innovative approaches to the assessment and remediation of LUST sites.
1993 Program
For 1993, the Agency is allocating a total of $71,602,900 supported by 66.3
total workyears for the LUST Trust Fund appropriation.
In 1993, the number of sites requiring response actions is increasing as
additional owners/operators are complying with leak detection requirements and
as insurance companies require testing for leaks prior to issuing insurance
policies. States are conducting site investigations and cleanups based on their
priority lists when owners/operators are either unknown, unwilling or unable,
requiring owners/operators to take corrective action at the majority of sites,
and are providing oversight of these responses.
Many states are implementing streamlined approaches to portions of their
corrective action processes. Regions are continuing to utilize Regional
Improvement Projects to develop tools, methods, and systems. Projects are
focusing on the development of guidance materials to owners and operators on the
corrective action process, the use of innovative remedial and field measurement
technologies, and training programs in corrective action technologies for
regulators, consultants, and contractors.
1992 Program
The Agency obligated a total of $72,347,800 supported by 62.1 workyears
from the LUST Trust Fund appropriation.
14-12
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The Agency developed, maintained, and improved the national LUST program
system composed of state programs. In addition, the Agency continued to work
with the states to improve their performance in site assessment and corrective
action. Specific projects focused on streamlining site measurement techniques
and improving review of corrective action plans.
The Agency maintained the Trust Fund cooperative agreements with the
states. LUST Trust Fund monies assisted states identifying and assessing leaking
tank sites, and encouraged owner/operator response.
The Regions continued to make use of Regional Improvement Projects to
develop improved tools, methods, and systems. Projects focused on streamlining
state procedures for site closures, site assessment, and the expansion of
corrective action plan reviews.
Training courses focused on the development of more effective, faster, and
cheaper corrective actions. Regions sponsored an increasing number of courses
on improved technologies, such as bioremediation, vapor extraction, and soil
vapor surveying.
14-13
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14-14
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
LEAKING UNDERGROUND STORAGE TANKS
ENFORCEMENT
LUST Enforcement 14-15
LUST Legal Enforcement 14-16
-------
LEAKING UNDERGROUND STORAGE TANK TRUST FUND
LUST Enforcement
PROGRAM
LUST - Legal
Enforcement
Lust Trust Fund
TOTAL
TOTAL:
Lust Trust Fund
LUST Enforcement TOTAL
PERMANENT WORKYEARS
LUST - Legal
Enforcement
TOTAL PERMANENT WORKYEARS
TOTAL WORKYEARS
LUST - Legal
Enforcement
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
(DOLLARS IN THOUSANDS)
$261.3 $438.6 $357.3 $357.3 $455.0 $97.7 $16.4
$261.3 $438.6 $357.3 $357.3 $455.0 $97.7 $16.4
$261.3 $438.6 $357.3 $357.3 $455.0 $97.7 $16.4
$261.3 $438.6 $357.3 $357.3 $455.0 $97.7 $16.4
3.7 5.8 5.8 5.8 5.7 -1 -1
3.7 5.8 5.8 5.8 5.7 -1 -1
4.0 5.8 5.8 5.8 5.7 -1 -1
TOTAL UORKYEARS
4.0
5.8
5.8
5.8
5.7
-1
-1
14-15
-------
LEAKING UNDERGROUND STORAGE TANK TRUST FUND
ENFORCEMENT
LUST - LEGAL ENFORCEMENT
Budget Request
The Agency requests a total of $455,000 supported by 5.7 total workyears
for 1994, all of which will be for the Leaking Underground Storage Tank Trust
Fund appropriation.
1994 Program Request
The Agency requests a total of $455,000 supported by 5.7 total workyears
for this program, all of which will be for the Leaking Underground Storage Tank
(LUST) Trust Fund appropriation. This represents an increase of $97,700 for
increased workforce costs. A decrease of 0.1 total workyears is a result of the
government-wide reduction in workyears that is a part of the President's program
to reduce the size and cost of government.
In 1994, Regional LUST enforcement staff will continue to provide
assistance to States to support enhancement of State enforcement programs.
Assistance will also be provided to States in addressing private party cleanups
and, where necessary, technical assistance will be provided to enhance voluntary
compliance with corrective action regulations and financial responsibility
requirements. Formal enforcement actions at the Federal level will be used,
where appropriate, to compel response actions by recalcitrant owners and
operators.
1993 Program
In 1993, the Agency is allocating a total of $357,300 supported by 5.8
total workyears for this program, all of which is from the Leaking Underground
Storage Tank Trust Fund appropriation.
Regional LUST enforcement resources are targeted on joint State-Federal
efforts for direct enforcement of cleanups, thereby allowing States and local
governments to manage the majority of enforcement actions. Technical assistance
for State enforcement is being provided with minimal Federal oversight and
involvement in State enforcement programs. However, in some instances, formal
enforcement actions at the Federal level are being used to compel response
actions by recalcitrant owners and operators, where no alternative is available.
1992 Accomplishments
In 1992, the Agency obligated a total of $261,300 supported by 4.0 total
workyears, all of which was from the Leaking Underground Storage Tank Trust Fund
appropriation.
14-16
-------
The workload of Regional LUST enforcement staff focused on providing
assistance and oversight to States by encouraging the use of informal or
expedited enforcement approaches, as well as traditional formal enforcement
approaches, in efforts to establish and enhance effective State programs.
14-17
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14-18
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
LEAKING UNDERGROUND STORAGE TANKS
MANAGEMENT AND SUPPORT
LUST Management and Support 14-19
LUST Support Services - Headquarters/Nationwide 14-21
LUST Administrative Management - Headquarters 14-21
LUST Administrative Management - Regions 14-22
Legal Services - Office of General Counsel 14-22
Office of the Inspector General -LUST 14-23
-------
LEAKING UNDERGROUND STORAGE TANK TRUST FUND
LUST Management & Support
PROGRAM
LUST Support Services -
Ho/Nationwide
TOTAL
LUST-Administrative
Management HQ
LUST Trust Fund
TOTAL
LUST -Administrative
Management - Regions
LUST Trust Fund
TOTAL
Legal Services - Office
of General Counsel
LUST Trust Fund
TOTAL
Office Of Inspector
General - LUST
Inspector General -
Trust Fund
TOTAL
TOTAL:
LUST Trust Fund
Inspector General -
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
(DOLLARS IN THOUSANDS)
$1,184.7
$1.184.7
$607.1
$607.1
$215.9
$215.9
$302.7
$302.7
$2,007.7
$302.7
$1,505.2
$1,505.2
$780.1
$780.1
$386.5
$386.5
$636.0
$636.0
$2,671.8
$636.0
$1,251.0
$1,251.0
$689.8
$689.8
$350.1
$350.1
$610.0
$610.0
$2,291.0
$610.0
$1,251.0
$1,251.0
$689.8
$689.8
$350.1
$350.1
$610.0
$610.0
$2,290.9
$610.0
REQUEST
1994
$73.0
$73.0
$1,247.6
$1,247.6
$701.0
$701.0
$379.3
$379.3
$596.1
$596.1
$2,327.9
$669.1
INCREASE
DECREASE
1994 REQ
VS
1993 CE
$73.0
$73.0
-$3.4
-$3.4
$11.2
$11.2
$29.2
$29.2
-$13.9
-$13.9
$37.0
$59.1
INCREASE
DECREASE
1994 REQ
VS
1993 PB
$73.0
$73.0
-$257.6
-$257.6
-$79.1
-$79.1
-$7.2
-$7.2
-$39.9
-$39.9
-$343.9
$33.1
Trust Fund
LUST Management &
Support
TOTAL $2,310.4 $3,307.8 $2,901.0 $2,900.9 $2,997.0
$96.1 -$310.8
14-19
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LEAKING UNDERGROUND STORAGE TANK TRUST FUND
LUST Management & Support
ACTUAL PRES. ENACTED CURRENT REQUEST INCREASE INCREASE
1992 BUDGET 1993 ESTIMATE 1994 DECREASE DECREASE
1993 1993 1994 REQ 1994 REQ
VS VS
1993 CE 1993 PB
PERMANENT UORKYEARS
LUST-Administrative
Management - HQ
LUST-Administrative
Management - Region
Legal Services - Office
of General Counsel
Office Of Inspector
General - LUST
TOTAL PERMANENT UORKYEARS
TOTAL WORKYEARS
LUST-Administrative
Management - HQ
LUST-Administrative
Management - Region
Legal Services - Office
of General Counsel
Office Of Inspector
General - LUST
TOTAL UORKYEARS
6.7
6.2
2.5
3.2
17.0
6.7
6.2
3.2
3.2
18.3
(DOLLARS
8.8
6.6
5.3
4.5
25.2
8.8
6.6
5.3
4.5
25.2
IN THOUSANDS)
8.7 8.7 8.6
6.5 6.5 6.4
5.3 5.2 5.2
4.5 4.5 7.5
25.2 24.9 27.7
8.7 8.7 8.6
6.5 6.5 6.4
5.3 5.2 5.2
4.5 4.5 7.5
25.2 24.9 27.7
-1 -2
-1 -2
-1
3.0 3.0
2.8 2.5
-1 -2
-1 -2
-1
3.0 3.0
2.8 2.5
14-20
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LEAKING UNDERGROUND STORAGE TANK TRUST FUND
MANAGEMENT AND SUPPORT
1994 Program Request
The Agency requests a total of $2,997,000 supported by 27.7 total
workyears, of which $2,327,900 is for the LUST Trust Fund Appropriation, and
$669,100 is for the Inspector General LUST Trust Fund appropriation. This
represents an increase of $37,000 in the LUST Trust Fund and $59,100 in the
Inspector General LUST Trust Fund appropriation.
LUST SUPPORT SERVICES - HEADQUARTERS/NATIONWIDE
1994 Program
The Agency requests a total of $73,000 for LUST support services for the
Office of the Inspector General, all of which will be for the Inspector General
appropr iat ion.
LUST ADMINISTRATIVE MANAGEMENT - HEADQUARTERS
19J4 Program Request
The Agency requests a total of $1,247,600 supported by 8.6 total workyears
for this program, all of which will be for the Leaking Underground Storage Tank
Trust Fund appropriation. This represents a decrease of $3,400 and .1 total
workyears in the Leaking Underground Storage Tank Trust Fund appropriation from
1993. The workyear decrease complies with the Administration's commitment to
streamline government. These resources will be used to provide support costs
such as rent, utilities, security and mail operations for the LUST program and
administrative services, such as contracts, grants, health and safety, and
environmental compliance, human resource service support, and basic financial
services such as processing payroll and vouchers, and producing accurate
financial reports.
1993 Program
In 1993, the Agency is allocating a total of $1,251,000 supported by 8.7
total workyears for this program, all of which is from the Leaking Underground
Storage Tank Trust Fund appropriation. These resources are used to provide
support services, financial services, administrative services, and human resource
services as described above.
1992 Accomplishments
In 1992, the Agency obligated a total of $1,184,700 supported by 6.7 total
workyears, all of which was from the Leaking Underground Storage Tank Trust Fund
appropriation. These resources provided support services, including financial
services, administrative services, and human resource services as described
above.
14-21
-------
LUST ADMINISTRATIVE MANAGEMENT - REGIONS
1994 Program Request
The Agency requests a total of $701,000 supported by 6.4 total workyears
for this program, all of which will be for the Leaking Underground Storage Tank
Trust Fund appropriation. This represents an increase of $11,200 and a decrease
of .1 total workyears from 1993. The increase will provide for inflation in
support services. The workyear decrease complies with the Administration's
commitment to streamline government. Resources will provide support costs such
as utilities, security, and mail operations for the LUST program. Basic grant
management services will be provided as well as financial services such as
processing payroll and vouchers and providing accurate financial reports.
1993 Program
In 1993, the Agency is allocating a total of $689,800 supported by 6.5
total workyears for this program, all of which is from the Leaking Underground
Storage Tank Trust appropriation. These resources are used to provide support
services and financial/grant services as described above.
1992 Accomplishments
In 1992, The Agency obligated a total of $607,100 supported by 5.2
workyears, all of which was from Leaking Underground Storage Tank Trust Fund
appropriation. These resources were used to provide support services and
financial/grant services as described above.
LEGAL SERVICES - OFFICE OF GENERAL COUNSEL
1994 Program Request
The Agency requests a total of $379,300 supported by 5.2 total workyears
for this program, all of which will be for the Leaking Underground Storage Tank
Trust Fund appropriation. This represents an increase of $29,200. The increased
funding represents increased workforce costs.
The resources will provide legal support for the development of guidelines
and policies for administration of the Fund, cooperative agreements between EPA
and States, providing advice and interpretations, and defense of the Agency in
legal actions taken against it regarding the Trust Fund.
1993 Program
In 1993, the Agency is allocating a total of $350,100 supported by 5.2
total workyears for this program, all of which is from the Leaking Underground
Storage Tank Trust Fund appropriation.
The request will provide: legal support for the development of guidelines
and policies for administration of the fund; support cooperative agreements
14-22
-------
between EPA and States; and provide advice, interpretations, and defense for the
Agency in legal actions taken against it regarding the Trust Fund.
1992 Accomplishments
In 1992, the Agency obligated a total of $215,900 supported by 3.2 total
workyears, all of which was from the Leaking Underground Storage Tank Trust Fund
appropriation. Legal support was provided to the development of guidelines and
policies through advice, counsel, and interpretations.
OFFICE OF INSPECTOR GENERAL - LUST
1994 Program Request
The Agency requests a total of $596,100 supported by 7.5 total workyears
for this program, all of which will be for the OIG LUST Trust Fund appropriation.
This represents a decrease of $13,900 and an increase of 3 total workyears from
1993.
The OIG plans to expand its audit and investigative presence in the LUST
program to assist the Agency in accomplishing its goals more efficiently and
effectively and determining the extent that desired results or benefits of the
LUST program are being achieved. Contract/grant management has been identified
as an area where aggressive oversight is needed throughout the Agency. EPA
declared contract management as a material weakness in its 1992 FMFIA Report to
the President. Resources will be focused on contract management. The OIG will
conduct performance audits of the Agency's process for awarding LUST cooperative
agreements, grants, and financial audits of recipients' use of these funds.
Performance audits will identify systemic problems with the Agency's management
of the LUST program and recommend ways to minimize their recurrence. Additional
financial audits will be conducted to determine the eligibility, allocability,
and reasonableness of the costs claimed by grantees and of the LUST Trust Fund
financial statements. By highlighting these important issues, the OIG can make
a significant contribution to the program's long term effectiveness.
The OIG will complete investigations currently in inventory, review grants
to identify questionable costs charged by various States, develop additional
program initiatives, and conduct reactive investigations as a result of audit
referrals and other sources of information. The OIG will monitor audits of
contracts and grants by the Defense Contract Audit Agency and CPA firms, provide
investigative support of audit activities, and initiate proactive investigative
work in vulnerable areas of the program.
1993 Program
In 1993, the Agency is allocating a total $610,000 supported by 4.5
total workyears for this program, all of which is from the OIG LUST Trust Fund
appropriation. The SARA of 1986 authorizes appropriations to the LUST Trust
fund. As of June 1992, there was $810.8 million in the trust fund. The Agency's
strategy is to encourage the development of comprehensive and permanent LUST
programs in all States and territories, states are required to develop Petroleum
14-23
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Response Programs capable of prioritizing cleanup sites, monitoring cleanups, and
managing costs recovery and enforcement programs. State program responsibilities
include conducting site investigations when the initial report of a leak is
received, taking emergency response actions when appropriate, ensuring adequate
owner and operator response at as many sites as possible, taking response action
when owner and operator response cannot be obtained, and recovering LUST Trust
Fund monies spent on response actions. The Agency provides national program
direction,' guidance, and technical support for these State activities through
cooperative agreements.
The OIG audits and investigations benefit the Agency's current operations
of the LUST program. Performance and financial audits are evaluating the
Agency's management of the program and use of the funds. As required by the CFO
Act, the OIG has initiated efforts to audit the trust fund's 1992 financial
statements. The OIG is also conducting investigations of program operations.
The OIG will redirect extramural resources to expand its in-house audit capacity
to improve its ability to efficiently and effectively respond to audit
priorities.
1992 Accomplishments
In 1992, the Agency obligated a total of $302,700 supported by 3.2 total
workyears for this program, all of which was from the LUST Trust Fund
appropriation. The OIG conducted performance and financial audits to evaluate
the management of the program and the use of its funds and to provide
investigative support of those audits. During 1992, the OIG issued six reports
on LUST activities. Performance audits completed during the year showed that the
national inventory of underground storage tanks was unreliable for allocating
resources and measuring EPA's progress in minimizing the impact of leaking tanks
on human health and the environment and that California used about $4.5 million
of LUST grant funds to oversee cleanups of lower priority sites, rather than
sites posing the greatest threat to human health and the environment, and had not
taken aggressive enforcement actions against recalcitrant tank owners or
operators. LUST audits questioned and recommended cost efficiencies totalling
$653,447 (Federal share).
14-24
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ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
OIL SPILLS RESPONSE 15-1
RESEARCH AND DEVELOPMENT
Oil Spill Response Research 15-7
OIL SPILL RESPONSE AND PREVENTION
Oil Spill Response and Prevention 15-11
Environmental Emergency Response and Prevention 15-12
ENFORCEMENT
OPA - Enforcement 15-15
OPA - Enforcement Policy and Operations 15-16
OPA - Crimical Enforcement Program 15-16
MANAGEMENT AND SUPPORT
OPA - Management and Support 15-19
Oil Spill Response - Nationwide Support Services 15-20
Oil Spill Response - Headquarters Support Services 15-20
Oil Spill Response - Regional Support Services 15-20
Office of Administrative Law Judges (Oil Pollution Act) .... 15-20
-------
OIL SPILLS TRUST FUND
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
APPROPRIATION
(DOLLARS IN THOUSANDS)
Oil Spills Trust Fund
TOTAL, Oil Spills Trust Fund
$21,239.0 $21,239.0 $21,239.0
$21,239.0 $21,239.0 $21,239.0
PERMANENT UORKYEARS
TOTAL UORKYEARS
OUTLAYS
AUTHORIZATION LEVELS
87.6
87.6
87.6
87.6
87.6
87.6
$19,155.0 $19,155.0 $19,155.0
Authorization by the Federal Water Pollution Control Act, as amended by the Oil Pollution
Act of 1990 for such sums as necessary.
15-1
-------
MEDIA BRIDGE TABLES
FY 1993 CURRENT ESTIMATE
Changes by Category:
Workforce Costs (+/-)
Legislative Initiatives (+/-)
Program Initiatives (+/-}
Discontinuation of Specific
Increases to FY 1993 Request (-)
Others <+/-)
FY 1994 PRESIDENT'S BUDGET
OIL SPILLS
OIL SPILLS TOTAL
$20,000.0 $20.000.0
+$299.2
+$988.7
$299.2
$988.7
-$48.9
$21,239.0
-$48.9
$21.239.0
15-2
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OIL SPILLS RESPONSE
Overview and Strategy
Under Section 311 of the Clean Water Act (CWA), as amended by the Oil
Pollution Act of 1990 (OPA), EPA is responsible for oil spill prevention,
preparedness, response, and enforcement activities associated with non-
transportation-related facilities. EPA has primary responsibility for
implementing many OPA provisions, including revising the National Oil and
Hazardous Substances Contingency Plan, developing facility response plan
regulations, reviewing and approving facility response plans, designating areas,
and establishing requirements for area contingency plans. The most resource-
intensive and time critical requirements are those related to facility response
plan reviews and approvals. Under the response plan requirements of OPA, the
Agency estimates that 2,000 facility response plans will require review and
approval by 1995. In 1994, the regions will review and approve 500 facility
response plans.
Additionally, OPA contains provisions that significantly increase EPA's
involvement in responding to and planning for oil spills. The Federal government
(EPA for the inland zone, and the U.S. Coast Guard for the coastal zone) must
ensure the effective and immediate removal of a discharge (or substantial threat
of a discharge) of oil: 1) into or on the navigable waters of the U.S.; 2) into
or on the waters of the exclusive economic zone; and/or 3) that may affect the
natural resources of the U.S. In carrying out these responsibilities, EPA may
remove or arrange the removal of a discharge or direct/monitor all Federal,
State, and private actions to remove a discharge. If an inland discharge is of
such size or character as to pose a substantial threat to the public health or
welfare, EPA is required to direct all public and private efforts to remove the
discharge. For all other inland discharges, EPA has the discretion to take
action, direct, or monitor response efforts.
Section 311 of OPA also authorizes the Agency to bring administrative and
civil actions for violations of the Act, including response plans violations and
in the case of oil and hazardous substance spills. In support of this effort,
the Agency is authorized to direct and issue administrative orders for removals.
If a party does not comply with the direction or the order, the Agency may
initiate an enforcement action and collect up to three times the cost of the
removal to the Oil Spill Liability Fund, or $25,000 per day of violation of the
order.
Activities within the Office of the Administrator concern the
administrative review of appeals made under the Oil Pollution Act. The primary
review function is with the Office of Administrative Law Judges. Their function
is to preside over cases presented to them by the Office of Enforcement.
15-3
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Enforcement and administrative actions that are raised to the Administrator
on appeal are reviewed by the Environmental Appeals Board (EAB) in the Immediate
Office of the Administrator. Recommendations of the EAB are presented to the
Administrator for final decisions. The goals of the Office of Administrative Law
Judges and the EAB are to provide accurate, timely decisions for all cases placed
before those bodies for review.
EPA conducts oil spills research to improve response actions to serious oil
spills such as the Exxon Valdez, which have been occurring with increasing
frequency. The Oil Pollution Act of 1990 assigned the primary responsibility for
shoreline and inland spills to the EPA while offshore responsibilities were
assigned to the U.S. Coast Guard.
The Office of Research and Development's primary focus is and has been on
remediation technologies such as dispersants and bioremediation. During 1994 ORD
expects to move from bench scale testing to field testing bioremediation by using
spills of opportunity or intentional spills.
Respond to Oil Spills and Review Facility Response Plans
In 1994, EPA expects to step-up its activities related to reviewing and
approving facility response plans; operating the Agency's Spill Prevention,
Control and Countermeasures (SPCC) program; and continue developing Area
Contingency Plans; and responding to oil discharges.
EPA's first priority is to respond to oil spills. OPA significantly
increased EPA's responsibilities with respect to oil spill responses, and the
Agency will carry out its mandate to protect public health, welfare, and the
environment from damage due to oil spills. In addition to responding to oil
discharges, EPA will review 2,000 response plans for facilities posing the most
significant risk. This will involve reviewing each response plan for completeness
and accuracy, visiting the facility to inspect response equipment and verify
information in the response plan, validating the facility's capability to respond
to a worst case discharge, and ensuring consistency with the NCP and the relevant
Area Contingency Plan. EPA will also focus on completing Area Contingency Plans.
Emphasize Compliance Through Enforcement
The enforcement program will ensure industry's compliance with OPA
mandates. In 1994, the program will use its enforcement authorities to compel
compliance with regulations and response actions. The program will also enforce
existing and revised SPCC regulations, particularly with respect to new mandatory
requirements. The Agency will plan and coordinate activities and will review
administrative and judicial cases to assure consistency on a national level.
The Office of Enforcement (OE) will assist OSWER in preventing and
responding to oil and certain hazardous substance spills through removal and
remedial orders, by taking criminal, civil and administrative penalty actions
and, potentially, through natural resource damages claims against violators.
OE's 1994 program will also include SPCC and facility response plan
responsibilities stemming from an enlarged, mandated inspection program. In
addition, OE will assist OSWER in implementing OPA program regulations and
15-4
-------
penalty enforcement administrative regulations. OE will also assist OSWER in
interpreting guidance for civil and criminal enforcement responses, inspection
issues, spill and spill prevention penalty policies, and enforcement and
compliance agreements with the U.S. Coast Guard.
15-5
-------
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
OIL SPILLS RESPONSE
RESEARCH AND DEVELOPMENT
Oil Spill Response Research ................... 15-7
-------
OIL SPILLS RESPONSE
Oil Spills Response Research
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Oil Spills Response Research
TOTAL
$2,070.7 $2,070.7 $2,070.7
$2,070.7 $2,070.7 $2,070.7
TOTAL:
Oil Spills Response Research
OiI SpiI Is Response
Research
TOTAL
$2,070.7 $2,070.7 $2,070.7
$2,070.7 $2,070.7 $2,070.7
PERMANENT UORKYEARS
Oil Spills Response Research
TOTAL PERMANENT UORKYEARS
1.0
1.0
1.0
1.0
1.0
1.0
TOTAL UORKYEARS
Oil Spills Response Research
TOTAL UORKYEARS
1.0
1.0
1.0
1.0
1.0
1.0
15-7
-------
OIL SPILLS RESPONSE
Oil Spill Response Research
Principal Outputs
1994 o Complete development of bioremediation protocols for open water
spills and beach contamination.
o Complete protocols which allow for standard testing of individual
bioremediation products beyond shake flask tests, but still in the
Laboratory.
o Complete research to allow optimization of bioremediation processes
1993 o Oil Spills Liability Trust Fund outputs are described within the
Hazardous Waste Media Principal Output section.
1992 o Oil Spills Liability Trust Fund outputs are described within the
Hazardous Waste Media Principal Output section.
15-8
-------
OIL SPILLS RESPONSE
RESEARCH AND DEVELOPMENT
OIL SPILL RESPONSE RESEARCH
BUDGET REQUEST
1994 Budget Request
In 1994, the Agency requests a total of $2,070,700 supported by 1.0
workyear from the Oil Spills Liability Trust Fund.
1993 Budget
Resources for Oil Spills Liability Trust Fund research were requested
within the Hazardous Waste Media for Fiscal Year 1993.
1992 Budget
Resources supporting oil spills research were provided within the S&E and
R&D appropriations during Fiscal Year 1992.
RESEARCH ISSUES
The sections below describe research program issues by each fiscal year.
BIOREMEDIATION
1994 Program Reguest
This research supports the Administrations cross cutting initiative on
Bioremediation and is included as part of the Federal Coordination Committee on
Science and Technology (FCCSET).
ORD oil spills research will complete initial bioremediation product
protocol development for open water spills and beach contamination and will
initiate development of bioremediation product protocols for marshes. Scientists
will evaluate these protocols through field tests from "spills of opportunity"
or in cooperation with other laboratories such as the United Kingdoms Warren
Springs Laboratory. This research program will continue its readiness to take
advantage of a "spills of opportunity" for research purposes.
Basic studies will continue on analytical chemical methodology for oil so
the extent of degradation in the environment can be accurately assessed. Efforts
will be increased to better understand the oil biodegradation process and the
ecological effects of oil spills. The nutritional and physiological aspects of
oil bioremediation will be studied. ORD will determine during both basic studies
and as a component of protocol development the toxicology of oil biodegradation
products.
15-9
-------
1993 Program
1993 Oil Spills Liability Trust Fund research is described under the
Bioremediation issue of the Hazardous Waste Media request for 1993.
1992 Accomplishments
1992 Oil Spills Liability Trust Fund research accomplishments are described
within the Bioremediation Issue of the Hazardous Waste Media request.
INFRASTRUCTURE
1994 Program Request
Adequately funded infrastructure is critical to ORD's success in conducting
the quality science needed to assure that the Agency's decisions are
scientifically sound. The most critical part of ORD's infrastructure is its
staff and associated administrative ceiling. The assumption underlying all our
research activities includes a productive workforce.
ORD has established a cohesive, cross-cutting issue for infrastructure
based upon the importance of this activity to planned and ongoing research
activities. The Oil Spills Liability Trust Fund administrative ceiling will be
centralized within the infrastructure issue to provide improved management for
ORD's research programs.
1993 Program
1993 funds and description are included in the Hazardous Waste Media
request.
1992 Accomplishments
1992 accomplishments are described in the Hazardous Waste Media request.
15-10
-------
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
of Contents
Page
OIL SPILLS RESPONSE
OIL SPILL RESPONSE AND PREVENTION
Oil Spill Response and Prevention ................ 15-11
Environmental Emergency Response and Prevention ........ 15-12
-------
OIL SPILLS TRUST FUND
Oil Spills Response and Prevention
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
(DOLLARS IN THOUSANDS)
PROGRAM
Environmental Emergency Response
and Prevention
TOTAL
$18,280.0 (18,280.0 $18,280.0
$18,280.0 $18,280.0 $18,280.0
TOTAL:
Environmental Emergency Response
and Prevention
Envi ronmentaI TOTAL
Emergency Response and
Prevention
$18,280.0 $18,280.0 $18,280.0
$18,280.0 $18,280.0 $18,280.0
PERMANENT UORKYEARS
TOTAL PERMANENT UORKYEARS
82.7
82.7
82.7
TOTAL WORKYEARS
TOTAL WORKYEARS
82.7
82.7
82.7
15-11
-------
OIL SPILLS RESPONSE
OIL SPILLS RESPONSE AND PREVENTION
ENVIRONMENTAL EMERGENCY RESPONSE AND PREVENTION
1994 Budget Request
The Agency requests a total of $18,280,000 ($13,097,600 extramural and
$5,182,400 intramural) supported by 82.7 total workyears from the Oil Spill
Response Trust Fund. This request reflects an increase of $1,203,900 to the oil
spill program from 1993 to review and approve facility response plans and a
1 workyear decrease to reflect a government-wide reduction in workyears.
The Agency will be in its fourth year of implementing the Oil Pollution Act
(OPA) of 1990. The oil program will provide national management and oversight
of oil spill response activities to ensure that EPA Regions adhere to program
policy and conduct technically adequate, cost-effective responses. The Agency
will support field operations through operational guidance, technical bulletins
and demonstrations of response technologies.
During 1994, work will continue with the Regions on establishing
bioremediation implementation plans and ensuring that contingency plans include
a bioremediation discussion. EPA will develop area contingency plans for
specific high risk areas as identified by each Regional Administrator (RA).
The Agency expects to finalize the Facility Response Plan regulation and
the OPA revisions to the Oil and Hazardous Substances National Contingency Plan
(NCP). In addition, the Agency will coordinate with the Regional offices on
criteria for review and approval of facility response plans (FRP). Under the
response plan requirements of OPA, the Agency estimates that 2,000 facility
response plans will require review and approval by 1995. In 1994, the regions
will review and approve approximately 500 response plans.
The enforcement component of the program will continue to bring
administrative actions against facilities for failure to comply with oil
pollution prevention regulations and the new response plan regulations proposed
in February 1993. Administrative and judicial actions will be brought as a
result of oil spills. Administrative penalties will be pursued for discharges
of oil and for violation of the Agency's regulations issued under Section 311(j).
Administrative orders will be issued to compel responsible parties to remove a
discharge or threat of a discharge. The Agency will continue to develop
enforcement policy and guidance and will review administrative and judicial cases
for national consistency. Inspection guidance and enforcement strategy will be
developed as well as guidance for enforcement of spill response. Compliance
outreach efforts to industry will continue in order to ensure understanding of
the law.
The Agency will remain on a 24-hour alert to receive notifications of
accidental releases of oil and other petroleum products. EPA will direct or
monitor removals at major inland oil incidents. Additionally, EPA will provide
technical assistance to the U.S. Coast Guard on coastal oil spills when the
15-12
-------
Emergency Response Team (ERT) is activated or when requested by the U.S. Coast
Guard. Funding for response actions will continue to be provided on a
reimbursable basis from permanent indefinite appropriations in the Department of
Transportation. Response actions will be defined in a Memorandum of
Understanding (MOU) between the Coast Guard and EPA.
1993 Program
In 1993, the Agency is allocating a total of $17,076,100 ($12,108,900
extramural and $4,967,200 intramural) supported by 84 total workyears for this
program from the Oil Spill Response Trust Fund. In 1992, resources in the Oil
Spill Liability Trust Fund were appropriated through the Abatement, Control and
Compliance and Salaries and Expenses media. However, 1993 is the first year that
funding from the Oil Spills Liability Trust Fund was provided under a separate
appropriation.
During 1993, the Agency expects to propose the completed OPA revisions to
the NCP. The revised NCP will include requirements for area contingency plans
and will address how the areas are designated. These plans, when implemented in
conjunction with the NCP, will be adequate to address a worst-case discharge, and
to prevent or mitigate a substantial threat of such a discharge.
Based on 1992 efforts, Area Committees are modifying 13 Regional
contingency plans to serve as initial area contingency plans. Modifications will
include adding equipment lists and a description of areas at risk. In January,
EPA Regional Administrators were granted the authority to identify additional
areas within their Regions and appoint appropriate committees.
In 1993, the Agency expects to finalize the Phase I amendments of the
Spill Prevention, Countermeasure and Control (SPCC) regulations. The Agency is
also proposing the Facility Response Plan (FRP) Regulation, which details how a
facility should comply with the OPA requirements to prepare and submit oil spill
response plans to the Agency. The Regions are beginning to review and approve
approximately 500 facility response plans submitted by regulated facilities. The
Agency is developing a fact sheet to assist the regulated community in preparing
facility response plans.
In addition, the Agency is continuing its work in the bioremediation
field. The Region 6 Bioremediation Implementation Plan is expected to be
completed and submitted to the Regional Response Team for inclusion into the
Regional Contingency Plan. The Agency expects to work with other Regions to
develop specific Implementation Plans. Furthermore, the Agency will work to
ensure contingency plans include a discussion of bioremediation.
Regional enforcement efforts under OPA are continuing. Regional resources
are supporting compliance outreach efforts to industry. Administrative actions
are being developed against facilities for discharges of oil and hazardous
substances in violation of the oil pollution prevention regulations and for
prohibited discharges. Removal orders and penalties are being negotiated and
issued. Some regions are developing civil judicial referrals to the Department
of Justice for more serious spill and regulatory violations. Headquarters
enforcement activities include coordinating enforcement issues with the ten
15-13
-------
Regions through monthly conference calls and daily contact; completing work on
a penalty policy for violations of Clean Water Act (CWA) sections 311(b)(3) and
311(j), developing enforcement training in coordination with the U.S. Coast
Guard, and developing inspection guidance and strategy.
In addition, the Agency is monitoring oil spill notifications and is
directing or monitoring on-scene removal activities of responsible parties or
state and local authorities at major spills. Moreover, the Agency is providing
advice and technical guidance to state and local officials and PRPs involved in
spill response; organizing and staffing Regional Response Team meetings;
assisting the Federal Emergency Management Agency (FEMA) at major disasters;
participating in response and safety training of state and local staff; and
maintaining response equipment and facilities. The Environmental Response Team
is providing support during field chemical safety audits and at major oil spills
where expertise is needed.
1992 Accomplishments
In 1992, the Agency obligated $12,809,600 supported by 58.7 total workyears
for this program, of which $9,579,000 was from the Abatement, Control and
Compliance appropriation and $3,230,600 was from the Salaries and Expenses
appropriat ion.
In 1992, the Agency continued implementing the Oil Pollution Act of 1990.
The Agency worked closely with the U.S. Coast Guard on drafting revisions to the
NCP. The SPCC/Response Plan workgroup completed work on the Facility Response
Plan Regulation. Initial area committees and areas were identified in a Federal
Register notice in April 1992 for Area Contingency Plans. Preparation of
contingency plans continued in 1992.
The response program received and screened a total of 9,615 notifications
of oil spill releases, conducted 1,426 SPCC inspections, performed on-scene
monitoring of 146 oil spills, conducted 23 oil spill responses, and investigated
179 oil releases.
The enforcement program filed 19 administrative complaints and collected
more than $110,000 in administrative penalties, and developed a civil penalties
interim final regulation amending the Agency's pre-OPA, CWA regulations to
reflect the OPA statutory amendments as to civil and administrative penalties and
procedures (published in November 1992). EPA issued a set of guidance regarding
initial enforcement coordination and administrative penalty procedures as well
as the first administrative orders under CWA authority whereby a responsible
party either consented or was ordered to cleanup an oil discharge.
On a monthly basis, Headquarters and Regional enforcement personnel began
discussing issues relating to the enforcement of CWA provisions. A policy
workgroup was formed which is completing development of a policy to determine the
appropriate penalties proposed for violations for the CWA section 311; five
Regions developed plans for and began to implement industry outreach projects to
educate industry and communities on the CWA section 311 requirements.
15-14
-------
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
OIL SPILLS RESPONSE
ENFORCEMENT
OPA - Enforcement 15-15
OPA - Enforcement Policy and Operations 15-16
OPA - Crimical Enforcement Program 15-16
-------
OIL SPILLS TRUST FUND
OPA-Enforcement
ACTUAL
1992
PRES.
BUDGET
1993
ENACTED
1993
CURRENT
ESTIMATE
1993
REQUEST
1994
INCREASE
DECREASE
1994 REQ
VS
1993 CE
INCREASE
DECREASE
1994 REQ
VS
1993 PB
PROGRAM
(DOLLARS IN THOUSANDS)
OPA -
Enforcement Policy &
Operat i ons
Oil Spills Trust Fund
TOTAL
OPA -
Criminal Enforcement
Program
Oil Spills Trust Fund
TOTAL
$67.4
$67.4
$6.9
$6.9
$67.4
$67.4
$6.9
$6.9
$67.4
$67.4
$6.9
$6.9
TOTAL:
Oil Spills Trust Fund
OPA-Enforcement TOTAL
$74.3
$74.3
$74.3
$74.3
$74.3
$74.3
PERMANENT WORKYEARS
OPA -
Enforcement Policy &
Operations
OPA -
Criminal Enforcement
Program
TOTAL PERMANENT UORKYEARS
1.0
1.0
1.0
TOTAL WORKYEARS
OPA -
Enforcement Policy &
Operations
OPA -
Criminal Enforcement
Program
TOTAL UORKYEARS
1.0
1.0
1.0
15-15
-------
OIL SPILLS RESPONSE
ENFORCEMENT
Budget Request
In 1994, the Agency requests a total of $74,300 and 1.0 total workyear all
of which will be for the Oil Spills Liability Trust Fund. In 1993, OE shifted
$72,000 and 1.0 total workyear within its existing base to support Oil Pollution
Act (OPA) activities. This request represents an increase of $2,300 for
increased workforce costs.
OPA - ENFORCEMENT POLICY AND OPERATIONS
1994 Program Request
In 1994, the Agency requests a total of $67,400 and 0.9 total workyears,
all of which will be for the Oil Spills Liability Trust Fund. In 1993, OE
shifted $63,800 and 0.9 total workyear within its existing base to support OPA
activities. In 1994, the Office of Enforcement will continue its participation
in the development of program regulations and guidance for enforcement responses
as well as continue and expand enforcement support for the judicial and
administrative cases. This budget request will permit OE to provide legal
counsel and increased enforcement through facility response plan reviews and
inspections, provide required writers and negotiators in Section 311 response
orders, and maintain its overall civil judicial enforcement efforts. These
resources will allow the Agency to coordinate enforcement and response activities
with other Federal and State governmental agencies.
1993 Program
See the Enforcement, Policy and Operations Section (AJAH3A).
1992 Program
See the Enforcement, Policy and Operations Section (AJAH3A).
OPA - CRIMINAL ENFORCEMENT PROGRAM
1994 Program Request
In 1994, the Agency requests a total of $6,900 and 0.1 total workyears, all
of which will be for the Oil Spills Liability Trust Fund. In 1993, OE shifted
$8,200 and 0.1 total workyear within its existing base to support OPA activities.
In 1994, the Office of Criminal Enforcement will continue its participation in
the development of program regulations and guidance for criminal provisions and
OPA criminal case support.
15-16
-------
1993 Program
In 1993, the Agency is allocating a total of $8,200 supported by 0.1
workyears to support OPA activities.
1992 Program
In 1992, Office of Criminal Enforcement resources devoted to OPA activities
were included in the Criminal Enforcement Program (ANYH3A).
15-17
-------
15-18
-------
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
OIL SPILLS RESPONSE
MANAGEMENT AND SUPPORT
OPA - Management and Support 15-19
Oil Spill Response - Nationwide Support Services 15-20
Oil Spill Response - Headquarters Support Services 15-20
Oil Spill Response - Regional Support Services 15-20
Office of Administrative Law Judges (Oil Pollution Act) .... 15-20
-------
OIL SPILLS TRUST FUND
OPA-Management and Support
ACTUAL PRES. ENACTED CURRENT
1992 BUDGET 1993 ESTIMATE
1993 1993
(DOLLARS IN THOUSANDS)
PROGRAM
Nationwide Support
Services
Oil Spills Trust Fund
TOTAL
Headquarters Support
Services
Oil Spills Trust Fund
TOTAL
Regional Support
Services
Oil Spills Trust Fund
TOTAL
Administrative Law
Judges
Oil Spills Trust Fund
TOTAL
TOTAL:
Oil Spills Trust Fund
OPA-Management and SuppTOTAL
REQUEST
1994
$488.1
$488.1
$45.2
$45.2
$29.7
$29.7
$251.0
$251.0
$814.0
$814.0
INCREASE
DECREASE
1994 REQ
VS
1993 CE
$488.1
$488.1
$45.2
$45.2
$29.7
$29.7
$251.0
$251.0
$814.0
$814.0
INCREASE
DECREASE
1994 REQ
VS
1993 PB
$488.1
$488.1
$45.2
$45.2
$29.7
$29.7
$251.0
$251.0
$814.0
$814.0
PERMANENT UORKYEARS
Administrative Law
Judges
TOTAL PERMANENT UORKYEARS
TOTAL UORKYEARS
Administrative Law
Judges
TOTAL UORKYEARS
2.9
2.9
2.9
2.9
2.9
2.9
2.9
2.9
2.9
2.9
2.9
2.9
15-19
-------
OIL SPILLS RESPONSE
MANAGEMENT AND SUPPORT
The Agency requests a total of $814,000 supported by 2.9 total workyears,
of which all is for the Oil Spill Trust Fund Appropriation.
OIL SPILL RESPONSE - NATIONWIDE SUPPORT SERVICES
1994 Program Request
The Agency requests a total of $488,100, all for the Oil Spill Response
appropriation. This represents an increase of $5,000 in the Oil Spill Response
appropriation from 1993. The increase reflects costs associated with inflation
increases in support.
OIL SPILL RESPONSE - HEADQUARTERS SUPPORT SERVICES
1994 Program Request
The Agency requests a total of $45,200, all for the Oil Spill Response
appropriation. This represents an increase of $100 in the Oil Spill Response
appropriation from 1993. These resources will provide quality Headquarters
Support Services at Washington, DC, RTP, and Cincinnati. These services include
operation of the motor pool, printing and copying, telephones, facilities
operations and maintenance, and ADP technical support.
OIL SPILL RESPONSE - REGIONAL SUPPORT SERVICES
1994 Program Request
The Agency requests a total of $29,700, all for the Oil Spill Response
appropriation. This represents a decrease of $100 in the Oil Spill Response
appropriation. These resources will provide the ten Regional Offices with basic
support services including printing and copying, minicomputer operations,
utilities, mail, telephone, library operations, general training, office and
laboratory facility maintenance, and technical support.
OFFICE OF ADMINISTRATIVE LAW JUDGES - (OIL POLLUTION ACT)
1994 Program Request
The Agency requests a total of $251,000 supported by 2.9 total workyears
for this program, all of which will be for the Oil Spills Trust Fund
appropriation. This represents an increase of $32,700 and a decrease of 0.1
total workyears from the resources provided under Agency Management for Oil
15-20
-------
Spills Trust Fund efforts. Resources in this program provide support for the
adjudication of cases, including conducting formal hearings, resulting from
administrative complaints filed by the enforcement program to insure compliance
with the Oil Spills Pollution Act.
1993 Program
In 1993, the Agency is allocating a total of $218,300 supported by 3.0
total workyears for this program. These funds were provided to the
Administrative Law Judges as an Oil Spill appropriation within their agency
management budget and not under this separate Oil Spills Trust Fund
appropriation.
In 1993 the Agency will begin presiding over formal hearings and supporting
cases resulting from administrative complaints filed to ensure proper compliance
with the Oil Spills Pollution Act.
15-21
-------
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
SPECIAL ANALYSES 16-1
EPA ORGANIZATIONAL CHART 16-1
EPA REGIONAL OFFICES - LOCATIONS 16-2
SUMMARY OF RESOURCES - BY APPROPRIATION 16-3
SUMMARY OF RESOURCES - BY MEDIA 16-6
OBJECT CLASSIFICATION - BY APPROPRIATION 16-10
PERMANENT POSITIONS BY GRADE - BY APPROPRIATION 16-15
AVERAGE GRADE AND SALARY 16-23
SUMMARY OF STATE GRANTS 16-24
-------
ORGANIZATION AND MANAGEMENT
Pollution Prevention Policy Staff
Environmental Appeals Board
Executive Support Office
Executive Secretariat
Office of Small & Disadvantage
Business Utilization
Science Advisory Board
Office of Administrative Law Judges
Office of Civil Rights
Office of Cooperative Environment
Management
ADMINISTRATOR
^r%bl. DEPUTY ADMINISTRATOR
'f V*' *<*
L
Assistant Administrator
for Administration And
Resources Management
1
Assistant Administrator
for Enforcement
Assistant Administrator
for International
Activities
Inspector General
1
,xi ^§ " <#<";% , f ' - %j
....>...V..i> .
Assistant Administrator
for Air and Radiation
Sr, J% %
[ *«.<^:y? t& - \ , - j^'
.Oi'^S. < ^«^%:
i ^ %; *
Assistant Administrator
for Prevention, Pesticides
and Toxic Substances
Region I
Boston
I
Region II
New York
Region III
Philadelphia
1
Region VII
Kansas City
J
Associate Administrator for
Communications, Education and
Public Affairs
Associate Administrator for
Regional Operations and State/
Local Relations
Associate Administrator for
Congressional and Legislative
Affairs
1
General Counsel
JL
Assistant Administrator
for Policy, Planning and
Evaluation
,-X*"' ^ *>
j ". ''i " ,*"'*!'" , "-S^
1
Assistant Administrator
for Research and
Development
,^'x"''' ' ^ *
'*. ^HPI "J"^''
;v~ , « i
1
...'> "-'v*^ %.^'O I
- ^,-\ , ,|
Assistant Administrator
for Water
Assistant Administrator
for Solid Waste and
Emergency Response
I
Region IV
Atlanta
Region V
Chicago
Region VI
Dallas
Region Vlll
Denver
Region IX
San Francisco
Region X
Seattle
16-1
-------
ENVIRONMENTAL PROTECTION AGENCY
REGIONS
Location and States
Region I Headquarters. Boston. Massachusetts
Connecticut, Maine, Massachusetts
New Hampshire, Rhode Island, Vermont
Region II Headquarters. New York. New York
New Jersey, New York, Puerto Rico
Virgin Islands
Region III Headquarters. Philadelphia. PA
Delaware, District of Columbia, Maryland
Pennsylvania, Virginia, West Virginia
Region IV Headquarters. Atlanta. Georgia
Alabama, Florida, Georgia, Kentucky
Mississippi, North Carolina,
South Carolina, Tennessee
Region V Headquarters. Chicago. Illinois
Illinois, Indiana, Michigan
Minnesota, Ohio, Wisconsin
Region VI Headquarters. Dallas. Texas
Arkansas, Louisiana, New Mexico,
Oklahoma, Texas
Region VII Headquarters. Kansas Citv. Kansas
Iowa, Kansas, Missouri, Nebraska
Region VIII Headquarters. Denver. Colorado
Colorado, Montana, North Dakota,
South Dakota, Utah, Wyoming
Region IX San Francisco. California
Arizona, California, Hawaii, Nevada
American Samoa, Guam,Trust Territories of
Pacific Islands, Northern Mariana Islands
Region X Headquarters. Seattle Washington
Alaska, Idaho, Oregon, Washington
16-2
-------
ENVIRONMENTAL PROTECTION AGENCY
Summary of Budget Authority,
Obligations, Outlays, and Workyears
By Appropriation
(dollars in thousands)
Salaries and Expenses/Program
Research Operations
Budget Authority.
Obligations.
Outlays.
Permanent Workyean.....
Total Workyean.
Office of Inspector General -
General Funds
Budget Authority.
Obligations.
Outlays.
Permanent Workyean.....
Total Workyean.
Office of Inspector General -
Trust Funds
Budget Authority
Obligations.
Outlays.
Permanent Workyean.....
Total Workyean.
Research and Development
Budget Authority.
Obligations.
Outlays.
Abatement, Control and
Compliance
Budget Authority.
Obligations.
Outlays.
BolMmts and Facilities
Budget Authority.
Obligations.
Outlays.
OH SplH Response
Budget Authority
Obligations.
Outlays.
Permanent Workyean.
Total Workyean.
Asbetos Loan Program
Budget Authority
Obligations.
Outlays
Permanent Workyean..,..
Total Workyean.
Actual
1592
and
S 1,033,549.0 S
1,030,674.4
1,065.788.0
12,026.3
12,593.9
S 25,623.0 S
24,926.9
26,669.0
264.9
267.8
S 15,577.0 S
13,524.9
12,112.0
95.2
95.2
S 318,400.0 S
312.406.8
251,815.0
S 1,116,842.0 $
1,105,145.2
942,295.0
S 39300.0 S
32,617.7
16,412.0
S 18,434.0 $
18,434.0
8,604.0
70.0
70.0
$ 19,400.0 S
18,007.7
2,147.0
0.9
0.9
PresBud
1993
1,157,064.0 S
1,157,064.0
1,125,618.0
13359.2
13359.2
29,715.0 S
29,715.0
28,715.0
300.0
300.0
15,643.0 S
15,643.0
15351.0
160.5
160.5
338,500.0 S
338,500.0
318,715.0
1,091,860.0 S
1,091,860.0
1,059,931.0
42,100.0 S
42.100.0
31,525.0
23340.0 S
23340.0
18,098.0
89.8
89.8
0.0 S
0.0
0.0
0.0
0.0
Enacted
1993
823,607.0 S
823,607.0
879,056.0
13,298.7
13,298.7
26,419.0 S
26,419.0
26,849.0
300.0
300.0
16380.0 S
16380.0
14354.0
160.5 '
160.5
323,000.0 $
323,000.0
314,069.0
1318,%J.O $
1318,965.0
1,247,428.0
134300.0 S
134300.0
55,407.0
20,000.0 S
20,000.0
16,545.0
89.8
89.8
3U25.0 S
31,225.0
13,682.0
0.0
0.0
Current
Estimate
1993
823,607.0 S
823,607.0
879,056.0
13,237.6
13,237.6
26,419.0 $
26,419.0
26,849.0
297.0
297.0
16380.0 S
16380.0
14354.0
158.9
158.9
323,000.0 S
323,000.0
314,069.0
1318,965.0 S
1318,965.0
1,247,428.0
134300.0 S
134300.0
55,407.0
20,000.0 S
20,000.0
16,545.0
89.0
89.0
3 1,225.0 $
3 1,225.0
13,682.0
0.0
0.0
Request
1994 1
859,170.4 $
859,170.4
880,982.0
13,038.7
13,038.7
28,246.3 S
28,2463
27,629.0
287.0
287.0
16,947.7 S
16,947.7
16,535.0
162.0
162.0
353,565.0 S
353,565.0
343,039.0
1367,535.1 $
1367,535.1
1365,541.0
18,000.0 S
18,000.0
79,894.0
21,239.0 $
21,239.0
19,155.0
87.6
87.6
0.0 S
0.0
18,524.0
0.0
0.0
Increase/
Decrease
1994 Req vs
993 Cur Eat
35,563.4
35,563.4
1,926.0
(198.9)
(198.9)
1,827.3
1,827.3
780.0
(10.0)
(10.0)
567.7
567.7
2,181.0
3.1
3.1
30,565.0
30,565.0
28,970.0
48,570.1
48,570.1
118,113.0
(116300.0)
(116,300.0)
24,487.0
1,239.0
1,239.0
2,610.0
(1.4)
(1.4)
(31,225.0)
(31,225.0)
4,842.0
0.0
0.0
16-3
-------
ENVIRONMENTAL PROTECTION AGENCY
Summary of Budget Authority,
ObUfationi, Outlays, end Workyean
By Appropriation
(dollars in thousands)
Hazardous Subtract
Superftmd
Budget Authority.
Obligations....
Outlays.
Permanent Workyears.....
Total Workyears.
LUST Trust Fund
Budget Authority
Obligations.
Outlays.
Permanent Workyears.
Total Workyears.
DrtildM Water- SRF
Budget Authority.
Obligation..
Outlays.
Construction Grants/Water
Infrastructure Ffaumdng
Budget Authority.
Obligations.
Outlays.
Ocean Dum pen Fund
Obligations.
Permanent Workyears.....
Total Workyears.
Tolerances
Revolving Fund
Obligations.
Outlays.
Misc. Contain. Fonda
Obligations.
Outlays.
Rerefbtntion * Expedited
(FIFRA)
Obligations.
Outlays.
Permanent Workyears.....
Total Workyears.
Asbestos hi schoob fund
Outlays.
Reimbursements - SAX.
Obligations.
Permanent Workyears.....
Total Workyears.
1
Actual
1992
$ 1,600,128.0 $
1,782,868.5
1,290,670.0
3387.8
3,535.6
$ 75,000.0 S
75383.0
67,289.0
79.2
82.7
S 0.0 S
0.0
0.0
$ 2,400,000.0 S
2310,757.6
2,420,825.0
S 747.8 S
11.5
11.5
S 1,104.0 S
(11.0)
S 0.0 $
0.0
$ 21,930.7 S
7,887.0
2563
264.3
$ 21484.0 S
$ 24,058.0 S
82.2
82.7
PrcsBud
1993
1,750,000.0
1,750,000.0
1,526,864.0
3,604.4
3,604.4
75,000.0
75,000.0
86,772.0
95.4
95.4
0.0
0.0
0.0
2,500,000.0
2,500,000.0
2,171,438.0
0.0
0.0
0.0
1,200.0
(200.0)
10.0
10.0
0.0
1,480.0
226.0
226.0
17,229.0
36,575.0
82.0
82.0
S
S
$
S
S
$
S
$
S
S
Enacted
1993
1,585.228.0
1,585,228.0
1,599^63.0
3,604.4
3,604.4
75,000.0
75,000.0
74331.0
95.4
95.4
0.0
0.0
0.0
2,550,000.0
2350,000.0
2397^97.0
0.0
0.0
0.0
1400.0
(200.0)
10.0
10.0
0.0
3,872.0
226.0
226.0
17429.0
25,000.0
142.5
142.5
S
$
S
$
$
$
S
S
S
$
Current
Estimate
1993
1,585428.0 $
1,585428.0
1,599463.0
3,568.4
3368.4
75,000.0 S
75,000.0
74331.0
94.3
94.3
0.0 S
0.0
0.0
2,550,000.0 S
2,550,000.0
2397497.0
0.0 $
0.0
0.0
1400.0 s
(200.0)
10.0 S
10.0
16,492.0 S
3,872.0
211.6
211.6
17429.0 S
25,000.0 S
81.2
81.2
Request
1994
1,496,400.0
1,496,400.0
1,598,724.0
3,514.4
3,514.4
75379.0
75379.0
75315.0
93.1
93.1
599,000.0
599,000.0
23,960.0
1,528,000.0
1,528,000.0
2,565,011.0
0.0
0.0
0.0
1,400.0
0.0
10.0
10.0
0.0
1357.0
206.0
206.0
4,000.0
25,000.0
80.0
80.0
S
s
s
s
s
s
s
s
s
s
Increase/
Decrease
1994Rei|vs
1993 Cur Est
(88,828.0)
(88,828.0)
(539.0)
(54.0)
(54.0)
379.0
379.0
984.0
(1.2)
(1.2)
599,000.0
599,000.0
23,960.0
(1,022,000.0)
(1,022,000.0)
167,714.0
0.0
0.0
0.0
200.0
200.0
0.0
0.0
(16.492.0)
(2,515.0)
(5.6)
(5.6)
(13,229.0)
0.0
(1.2)
(1.2)
16-4
-------
ENVIRONMENTAL PROTECTION AGENCY
Summary of Budget Authority,
Obttptfcms, Outlay*, and Workyears
By Appropriation
(dollars in thousands)
Reimbursements - Sopernmd
Obligations.
Permanent Workyears.....
Total Workyears.
Actual
1992
S 180,291.0 S
5.7
5.7
Pro Bud
1993
30,000.0 $
0.0
0.0
Enacted
1993
30,000.0 $
0.0
0.0
Current
Estimate
1993
30,000.0 $
0.0
0.0
Request
1994
30,000.0
0.0
0.0
Increase/
Decrease
1994 Req vs
1993 Cur Est
S 0.0
0.0
0.0
Reimbursements - RAD
Obligations. S
Reimbursements - AC&C
Obligations. $
Pesticide Registration Fees
(Receipts requiring Appropriation action')
Budget Authority.
Outlays.
TOTAL. EPA
Budget Authority.
Obligations.
Outlays.
Permanent Workyean.....
Total Workyears.
14,525.0 $
1.531.0 $
0.0
0.0
5,000.0 $ 25,000.0 $ 25,000.0 S 25,000.0 S
0.0 $ 50,000.0 S 50,000.0 S 50,000.0 S
$ 6,664,253.0 $
6,968,934.2
6,133,786.0
16^80.0
17,0103
(15,000.0)
(15,000.0)
7,008,222.0 $
7,096,007.0
6386,546.0
17,9173
17,9173
0.0
0.0
0.0
0.0
0.0
0.0
17,9173
17,9173
17,738.0
17,738.0
17,468.8
17.468.8
0.0
0.0
0.0
0.0
6,904,124.0 S 6,904,124.0 S 6363,482.5 S (540,641.5)
7,035334.0 7,051.826.0 6.494,892.5 (556,933.5)
6,659.192.0 6,659,192.0 7,019,676.0 360,484.0
(269.2)
(269.2)
16-5
-------
ENVIRONMENTAL PROTECTION AGENCY
Summary of Budget Authority,
Obligations, Outlays, and Workyean
By Media
(dollars in thousands)
AJr
Budget Authority
Obligations
Outlays
Permanent Workyean
Total Workyean
Water Quality
Budget Authority
Obligations
Outlays
Permanent Workyean
Total Workyean
Drinking Water
Budget Authority.
Obligations
Outlays
Permanent Workyean
Total Workyean
Hazardous Waste
Budget Authority.
Obligations
Outlays
Permanent Workyean
Total Workyean
Pesticides
Budget Authority
Obligations
Outlays
Permanent Workyean
Total Workyean
Radiation
Budget Authority
Obligations
Outlays
Permanent Workyean
Total Workyean
Actual
1992
S 518,801.3 S
503,410.4
453,5774
2,044.0
2,1364
S 461,571.6 S
459,5894
381345.6
2,132.9
24224
S 142,5753 S
140426.7
131,101.8
7193
756.4
S 335,629.6 $
325324.1
332479.7
1,527.9
1,601.4
S 117.195.4 $
122440.1
113,398.5
8314
856.7
S 38,752.7 S
38450.0
38,621.4
211.5
218.7
PresBud
1993
560.192.1 S
560,192.1
541,759.9
2,390.4
2,390.4
449,140.4 S
449,140.4
406,615.1
2,373.9
2,373.9
146.681.9 S
146,681.9
144,048.4
800.4
800.4
344,651.9 S
344.651.9
341,973.1
1,687.9
1,687.9
128,834.4 S
128,834.4
126,8464
903.6
903.6
40,085.6 S
40.085.6
32,645.8
2444
2444
Enacted
1993
521,128.1 S
521,128.1
517,762.4
2,341.5
2,341.5
479450.1 S
479450.1
447424.9
2,356.0
2,356.0
144,710.4 S
144,710.4
144,751.9
791.8
791.8
312,063.1 S
312,063.1
307,863.0
1,650.6
1,650.6
119,326.0 S
119,326.0
119,7764
885.9
885.9
32,970.4 S
32,970.4
34,7204
231.9
231.9
Current
Estimate
1993
518,267.3 S
5184673
512,900.4
2,3454
2,3454
484,900.8 S
484,900.8
451,503.6
2,326.1
2,326.1
145343.8 S
145,343.8
144,974.5
789.7
789.7
314,549.7 S
314,549.7
311427.5
1,649.9
1,649.9
119,196.4 S
119,196.4
119,9894
886.5
886.5
34,765.9 S
34,765.9
34,758.1
235.7
235.7
Increase/
Decrease
Request 1994 Req vs
1994 1993 Cur Est
551,674.8 $
551,674.8
552,118.2
2,301.5
2,301.5
464,4034 S
464,403.2
387.1774
2406.9
2406.9
143,849.8 S
143,849.8
144,7074
768.0
768.0
320,463.1 S
320,463.1
322,161.9
1,6014
1,6014
124.415.5 S
124.415.5
125,476.7
866.9
866.9
35,348.5 S
35,348.5
35,675.0
288.7
288.7
33,407.5
33,407.5
39417.8
(43.7)
(43.7)
(20,497.6)
(20,497.6)
(64,326.4)
(1194)
(1194)
(1,494.0)
(1,494.0)
(2673)
(21.7)
(21.7)
5,913.4
5,913.4
10,934.4
(48.7)
(48.7)
5419.1
5,219.1
5,487.5
(19.6)
(19.6)
582.6
582.6
916.9
53.0
53.0
16-6
-------
Sumnury of Budget Authority,
Obligations, Outlays, and Workycan
By Media
(dollars in thousands)
Multimedia
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
Toxic Substances
Budget Authority
Obligations
Outlays.
Permanent Workyears
Total Workyears
Management and Support
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
BufldiiuB and Facilities
Budget Authority
Obligations
Outlays
Hazardous Substance
Superfund
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
LUST Trust Fund
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
CM Souls Trust Fund
Budget Authority
Obligations
Outlays
Permanent Workyears
Total Workyears
$ 217,892.5 $
222,012 3
184,030.2
847.5
889.5
$ 176,107.3 $
160,408.5
136 862 6
829.8
856.9
$ 533,622.3 $
538 133 7
526 101 0
3418.8
3,394.6
S 39,300.0 S
32,617 7
164120
S 1,615,082.0 S
1 7960907
1 3025606
3,484.7
3,6333
S 75,623.0 S
75 685 7
675104
82.4
85.9
S 0.0 S
00
00
0.0
0.0
PresBud
1993
253,522.3 $
253 522 3
254590.2
1,024.7
1,024.7
126,904.2 S
126,9047
125 890 7
902.9
902.9
589,0457 $
589 045 2
575 480 7
3,421.0
3,421.0
42,100.0 S
42 1000
31 525 0
1,766,428.0 S
1 766 428 0
1 542 8240
3,760.4
3,760.4
75.636.0 $
75 6360
87 389 9
99.9
99.9
0.0 S
00
00
0.0
0.0
Enacted
1993
251,549.5 $
251 549 5
250,288 2
1,015.4
1,015.4
155,8927 $
155,8927
1380159
8957
8957
576,3267 $
576 3267
562 726 3
3.J207
3,5207
134300.0 S
1343000
554070
1,600,998.0 S
1 6009980
1 613 082 5
3,760.4
3,760.4
75,610.0 $
75 610 0
748655
99.9
99.9
0.0 S
00
00
0.0
0.0
Current
Estimate
1993
253,668.5 S
253 668 5
252 495 4
1,021.3
1,0213
156,3297 $
156,3297
138 383 9
892.4
892.4
566,194.4 $
566 1944
556 8963
3,476.8
3,476.8
134,300.0 S
1343000
554070
1,600,998.0 $
1 6009980
i 6i?082 5
3,722.8
3,722.8
75,610.0 S
75 6100
74 8656
98.8
98.8
0.0 S
00
00
0.0
0.0
Request 1
1994 1
322,009.6 S
3220096
3159944
1,094.9
1,094.9
139,0777 S
139 0777
158 5054
841.9
841.9
587,275.1 S
587 275 1
593 899 0
3,435.7
3,435.7
18,000.0 $
IB rvvin
70 8Qd n
1,512,678.6 S
1 5126786
1 £14 f&A A
3,668.9
3,668.9
76,048.1 S
7£ (\AO 1
75 aoafi
100.6
100.6
21,239.0 S
) i ")"\Q n
10 ic< n
87.6
87.6
Increase/
Decrease
994Reqvs
993 Cur Est
68,341.1
68 341 1
634990
73.6
73.6
(17,252.0)
(1725201
20 121 5
(50.5)
(50.5)
21,080.7
51 nan ^
370027
(41.1)
(41.1)
(116,300.0)
f\\f. -a/vt f\\
*)A AO"J A
(88,319.4)
(OO ttQA\
(oo,jly.l)
1
-------
Summary of Budget Authority,
Obligations, Outlays, and Workyean
By Media
(dollars in thousands)
ConstructMNI Grants/Water
Infrastructure Financing
Budget Authority
Obligations
Outlays
Ocean Dumping Fund
Obligations ,,,,.....,
Permanent Workyean
Total Workyean
Tolerances
Revolving Fund
Obligations
Outlays
Mbc. Contrlb Funds
Obligations , , ,,
Outlays
Reregbtranon & Expedited
Processing Revolving Fund
(FIFRA)
Obligations
Outlays
Permanent Workyean
Total Workyean
Asbestos hi schools fund
Outlays
Refanbnrsenients-SAE
Obligations
Permanent Workyean
Total Workyean
Reimbursements- Superftmd
Obligations .,
Permanent Workyean
Total Workyean
Reimbursements- RAD
Obligations
Reimbursements - AC&C
Obligations
Actual
1992
$ 2,400,000.0 S :
2310,757.6 :
2,420,825.0 :
S 747.8 S
11.5
11.5
S 1,104.0 $
(11.0)
S 0.0 $
0.0
S 21,930.7 S
7,887.0
256.3
2643
S 21,284.0 S
S 24,058.0 S
922
82.7
S 180,291.0 $
0.0
0.0
S 14,525.0 S
S 1,531.0 S
PresBud
1993
2,500,000.0 $ :
5,500,000.0 :
1,1 7 1,438.0 :
0.0 S
0.0
0.0
1,200.0 S
(200.0)
10.0 $
10.0
0.0 S
1,480.0
226.0
226.0
17.229.0 $
36,575.0 S
82.0
82.0
30,000.0 S
0.0
0.0
5,000.0 S
0.0 S
Enacted
1993
2,500,000.0 $ :
2,500,000.0 :
2,371,797.0 :
0.0 S
0.0
0.0
1,200.0
(200.0)
10.0 S
10.0
0.0 S
3,872.0
226.0
226.0
17,229.0 $
25,000.0 S
142.5
142.5
30,000.0 S
0.0
0.0
25,000.0 S
50,000.0 S
Current
Estimate
1993
2,500,000.0 S :
2,500,000.0 :
2,371,797.0 :
0.0 S
0.0
0.0
1,200.0 $
(200.0)
10.0 S
10.0
16,492.0 S
3,872.0
211.6
211.6
17.229.0 S
25,000.0 S
81.2
81.2
30,000.0 S
0.0
0.0
25,000.0 S
50,000.0 S
Request IS
1994 1!
2,047,000.0 $
2,047,000.0
2588971.0
0.0 S
0.0
0.0
1,400.0 S
0.0
10.0 S
10.0
0.0 S
1,357.0
206.0
206.0
4,000.0 S
25,000.0 $
0.0
0.0
30,000.0 S
0.0
0.0
25,000.0 $
50,000.0 S
Increase/
Decrease
>94Reqvs
KttCurEst
(453,000.0)
(453 000 0)
217 1740
00
0.0
0.0
2000
2000
00
00
(164920)
(251SO)
(5.6)
(5.6)
(13,2290)
00
(81.2)
(81.2)
00
0.0
0.0
0.0
0.0
16-8
-------
Summary of Budget Authority,
Obligations, Outlays, and Workyean
By Media
(dollars in thousands)
Actual
1992
PresBud
1993
Enacted
1993
Current
Estimate
1993
Request
1994
Increase/
Decrease
1994Reqvs
1993 Cur Est
Pesticide Registration Fees
(Receipts requiring Appropriation action)
Budget Authority !
Outlays
Budget Authority
Obligations
Outlays
Permanent Workyean..
Total Workyean
0.0 S
0.0
2,100.0
5,800.0
(15,000.0)$
(15,000.0)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0 S
0.0
0.0
0.0
0.0
0.0
0.0
0.0
6,664,253.0 $ 7,008,222.0 S 6,904,124.0 S 6,904,124.0 S 6,363,482.5 S (540,641.5)
6,968.934.2 7,096,007.0 7,035,334.0 7,051,826.0 6,494,892.5 (556,933.5)
6.133,786.0 6,386,546.0 6,659.192.0 6.659,192.0 7,019,676.0 360,484.0
16,280.0
17.0103
17,9173
17,9173
17,9173
17.9173
17.738.0
17,738.0
17,468.8
17,468.8
(269.2)
(269.2)
16-9
-------
ENVIRONMENTAL PROTECTION AGENCY
Object Classification
Direct Obligation!
(in thouaandi)
SALARIES AND EXPENSES/PROGRAM AND
RESEARCH OPERATIONS
Penoonel Service! $
Other objecti:
21.0 Travel and traiuportatioD of perioni
21.0 Site travel.
22.0 Tnniportation of thingi
23.1 Rental payment! to GSA
23.2 Rental payment! to otberi
23.3 Communicatiooi,utilitie(, and mite, charges....
24.0 Priming and reproduction.
25.1 Conwlting Service*.
25.2 Other lervicei
26.0 Suppliei and material*...-.
31.0 EquipmenL....
32.0 Land and structures
41.0Granti, subtidie*, and contribution*.-...
42.0 Insurance, claimi, and indemnities.-...
Subtotal, direct obligation
Subtotal. reiBbnnable* obligation*.
ACTUAL PR
1991
*
724,169.0 $
24,274.0
696.0
1,655.0
101,321.0
5,380.0
10,428.0
5,484.0
4,256.0
94,498.0
16,594.0
44,087.0
1,136.0
2,955.0
15.0
1,«36,948.*
24,05*.*
C
ES. BUD. E
1993
770,944.0 S
30,597.0
617.0
2,112.0
131,274.0
11,347.0
12,023.0
6,822.0
5,037.0
111,849.0
15,855.0
56,250.0
790.0
1,519.0
28.0
1,157.0*4.*
36,575.0
:URRENT
.STIUATE 1
1993
795,447.0 $
27,452.0
707.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
823.6«7.«
25,000.*
IEQUEST
1994
831,035.0 $
28,135.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
859.170.*
25,000.0
INCREASE/
DECREASE
1994 REQ.T
1993 CUR EST
35,588.0
683.0
-707.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
35,563.0
0.*
TOTAL OBLIGATIONS
OFFICE OF THE INSPECTOR GENERAL -
GENERAL FUNDS
1,061,006.0 $
1.193,639.* $ «U,6«7.* t 884,170.0 t
35,563.0
Perionnel Service!
16,406.0 S
16,321.0 $
18,314.0 S
19,133.0 S
819.0
Other objecti:
21.0 Travel and transportation of peraoni
22.0 Transportation of thing*
23.1 Rental payments to OSA....-
23.2 Rental payment! to Otberi
23.3 Communication!, utilities, & misc charges
24.0 Printing and reproduction.....
25.1 Consulting Services.....
25.0 Other services
26.0 Supplies and materials..
31.0 Equipment....
41.0 Grants, subsidies, and contributions.....
TOTAL OBLIGATIONS }
1,281.0
65.0
1,873.0
16.0
74.0
12.0
745.0
3,898.0
181.0
335.0
485.0
25.371.* $
16-10
1,503.0
0.0
1,123.0
0.0
0.0
3.0
1,308.0
6,850.0
94.0
468.0
624.0
28,294.* S
1,604.0
82.0
2,885.0
20.0
82.0
14.0
352.0
1,838.0
249.0
495.0
485.0
26,419.* S
1,413.0
53.0
2,465.0
1.0
174.0
10.0
439.0
3,592.0
146.0
521.0
300.0
28,246.* $
-191.0
-29.0
-420.0
-19.0
92.0
-4.0
87.0
1,754.0
-103.0
26.0
-185.0
1,827.*
-------
ENVIRONMENTAL PROTECTION AGENCY
Object Classification
Direct Obligation!
(in thousand!)
INCREASE/
CURRENT DECREASE
ACTUAL PRES. BUD. ESTIMATE REQUEST 1994 REQ.v
1992 1993 1993 1994 1993 CUR EST
OFFICE OF THE INSPECTOR GENERAL -
TRUST FUNDS
Personnel Servicei.... $
Other objecti:
21.0 Travel and transportation of persons-..-
21.0 Site Travel
22.0 Importation of things.. .-
23.1 Rental payment! to GSA
23.2 Rental payment! to Otberi
23.3 Communication!, utilities, ft mitt, charges
24.0 Printing and reproduction.....
25.1 Consulting Services.....
25.0 Otber services
26.0 Supplies and materials.....
31.0 Equipment....
41.0 Grant!, ubiidiei, and contribution!.-...
TOTAL OBLIGATIONS $
RESEARCH AND DEVELOPMENT
22.0 Transportation of things...- $
23.1 Rental payment! to GSA
23.2 Rental payment! to Others
23.3 Communtcatioos.utilities, and misc. charges...-
24.0 Printing and reproduction.
25.1 Consulting services
25.2 Other services
26.0 Supplies and materials...-.
31.0 Equipment.-..
32.0 Land and Structure*
41.0 Grants, subsidies, an4 contributions.
42.0 Iniuraoce, Qaimi ft Indemnities
Total direct obligation*
subtotal, reimbnriablei object!...
TOTAL OBLIGATIONS S
5,610.0 $
45S.O
16.0
10.0
774.0
3.0
1.0
1.0
1,017.0
5,317.0
48.0
119.0
152.0
13,526.0 $
450.0 S
515.0
455.0
2,042.0
770.0
3,829.0
157,174.0
6,084.0
18,205.0
61.0
125,194.0
1.0
314,779.0
14,525.*
329,3*4.0 $
9,843.0 $
907.0
0.0
0.0
677.0
0.0
0.0
2.0
790.0
4,131.0
56.0
282.0
376.0
17,0*4.* $
643.0 $
0.0
0.0
3,961.0
880.0
4,636.0
190,318.0
7,142.0
9,793.0
9,793.0
121,127.0
1.0
348,294.*
5,000.*
353,294.* S
8,712.0 S
670.0
92.0
34.0
1,211.0
8.0
34.0
6.0
802.0
4,196.0
105.0
208.0
304.0
16,3**.* S
563.0 $
644.0
569.0
2.551.0
962.0
4,024.0
165,165.0
7,603.0
22,749.0
76.0
118,094.0
1.0
323.000.*
25,000.0
341,0*0.0 S
10,490.0 $
750.0
104.0
59.0
957.0
1.0
30.0
6.0
502.0
3,063.0
283.0
703.0
0.0
16,948.* S
572.0$
0.0
0.0
3,493.0
949.0
3,640.0
178,864.0
7,497.0
26,685.0
75.0
131,789.0
1.0
353,565.*
25,000.0
378,565.* $
1,778.0
80.0
110
25.0
-254.0
-7.0
-4.0
0.0
-300.0
-1,133.0
178.0
495.0
-304.0
568.0
9.0
-644.0
-569.0
942.0
-13.0
-384.0
13,699.0
-106.0
3,936.0
-1.0
13,695.0
0.0
30,565.*
«.*
30.565.0
16-11
-------
ENVIRONMENTAL PROTECTION AGENCY
Object Classification
Direct Obligation!
(inthoiiModa)
BUILDINGS AND FACILITIES
21.0 Travel and transportation of periooi $
25.1 Conultiag Services.
25.0 Other Krvicet
32.0 Land and ttnicturet
41.0Oraoti, subsidies, aod contribution*,-...
TOTAL OBLIGATIONS 9
ABATEMENT, CONTROL
AND COMPLIANCE
21.0 Travel aod transportation of persons., t
22.0 Transportation of things
23.1 Rental paymenti to GSA
23.2 Rental paymenti to Otheri.
23.3 Coniinunicatioos.utilities, and OIK. charges..
24.0 Printing and reproduction...-.
25.1 Consulting service*....
25.2 Other tervicei
26.0 Suppliei and materials.....
31.0 Equipment
32.0 Lands and structures...-.
41.0 Grants, subsidies, and contributions.....
42.0 Insurance, claims and indemnities.....
Subtotal, direct obligation* t
Subtotal, reimbursable obligation*
Subtotal, Allocation Acc«a«U.
TOTAL OBLIGATIONS $
ACTUAL PR
im
233.0 S
1,097.0
16,818.0
1,772.0
12,700.0
32,619.* S
601.0$
6.0
18.0
0.0
23.0
195.0
43,548.0
373,307.0
226.0
1,000.0
0.0
698,777.0
0.0
1,117,7*1.**
1,531.0
0.0
1.1 19,232.* $
ES. BUD.
19*3
0.0$
12,100.0
12,100.0
30,000.0
0.0
54,200,* $
0.0$
2.0
2.0
0.0
42.0
475.0
4«,647.0
417,015.0
75.0
800.0
0.0
624,302.0
0.0
1.M1.34.*.* $
0.0
500.0
1,091,14*.* $
CURRENT
ESTIMATE
1993
0.0$
1,067.0
16,363.0
104,370.0
12,500.0
134,300.* $
0.0 $
1,731.0
101,465.0
5.353.0
10,376.0
8,459.0
42,494.0
419,912.0
20,000.0
59,283.0
1,130.0
655,711.0
0.0
1425,915.* S
50,000.0
0.0
1375,915.* S
REQUEST
1994
0.0$
919.0
14,081.0
3,000.0
0.0
11.000.0 S
0.0$
1,783.0
101,465.0
10,190.0
14,100.0
5,907.0
38,964.0
497,208.0
17,053.0
60,148.0
1,223.0
619,4*0.0
14.0
1,3*7,535.* *
50,000.0
0.0
1.417.535.* $
INCREASE/
DECREASE
1994 REQ.r
1993 CUR EST
0.0
-H8.0
-2,282.0
-101,370.0
-12,500.0
- 116,300.0
0.0
52.0
0.0
4,837.0
3,724.0
-2,552.0
-3,530.0
77,296.0
-2,947.0
865.0
93.0
-36,231.0
14.0
41,620.*
0.0
0.0
41,620.*
16-12
-------
ENVIRONMENTAL rROTECTION AGENCY
Object Classification
Direct Obligations
(in thouHDdt)
HAZARDOUS SUBSTANCE SUPERFUND
Pertonnel Serricet $
Other object*:
21.0 Travel and transportation of persons
22.0 Site Travel.
22.0 Transportation of thing!-..-
23.1 Rental pajrmenti to OSA.
23.2 Rental payment! to others.
23.3 Commnnications.utilities, and misc. charge!
24.0 Printing and reproduction...-.
25.1 Con Billing icrvicei
25.2 Other tervicei.
26.0 Suppliei and material*.
31.0 Equipment.
32.0 Land and structures
41.0 Granti, subsidies, and contribution!.
42.0 Iniurance, claimi, and indemnities.....
Subtotal direct obligationa $
SUPERFUND ALLOCATION ACCOUNTS
Pertonnel Services t
Other object!:
21.0 Travel and transportation of person!
22.0 Site Travel.....
23.1 Rental payment! to GSA
24.0 Printing and reproduction..
25.0 Other service*.
26.0 Supplies and materials
31.0 Equipment.....
41.0 Grants, subsidies, and contributions.....
Subtotal, allocation aeeta.....
Reimbursable obligations
Subtotal, direct and allocation accts
TOTAL OBLIGATIONS |
ACTUAL N
1992
199,480.0 $
10,093.0
0.0
55S.O
24,145.0
734.0
2,277.0
S94.0
74,057.0
1,089,735.0
4,004.0
11,596.0
57.0
141,663.0
16.0
1.559,309.0 S
19,564.0 $
1,823.0
100.0
426.0
389.0
20,318.0
346.0
2,329.0
17.107.0
62,4*2.*
180.291.*
1.621,711.*
i,8*2,**2.* $
IBS. BUD.
1993
207,207.0 $
12,370.0
0.0
771.0
26,119.0
883.0
3.616.0
1,491.0
89,046.0
1,310,302.0
4,838.0
13,736.0
667.0
30,964.0
1.0
1,702,011.0 t
14,767.0 $
921.0
84.0
403.0
395.0
18,458.0
328.0
2,251.0
7.405.0
45.M2.*
30.000.*
1,747,023.1)
1.777,023.* $
CURRENT
ESTIMATE
1993
207,056.0 $
8,188.0
3,384.0
422.0
24,150.0
697.0
2,280.0
860.0
79,980.0
1,074,103.0
4,000.0
8,350.0
168.0
140,000.0
1.0
1,553,639.* S
15,744.0 S
982.0
90.0
430.0
421.0
19,677.0
350.0
2,400.0
7.895.0
47,9*9.*)
30.00*.*
1.601.628.*
1.631.U8.* S
REQUEST
1994
220,351.0 $
11,998.0
3,810.0
433.0
26,818.0
4,367.0
5,480.0
694.0
69.569.0
968.922.0
3,609.0
15,281.0
44.0
120,000.0
12.0
1,451,388.0 $
14,767.0 S
921.0
84.0
403.0
395.0
18,458.0
328.0
2.251.0
7,405.0
45,012.*
30,000.0
1,49*3.400.*
1,524.400.* f
INCREASE
DECREASE
1994 REQ.v
1993 CUR EST
13,295.0
3,810.0
426.0
11.0
2,668.0
3,670.0
3,200.0
-166.0
-10,411.0
-105,181.0
-391.0
6,931.0
-124.0
-20,000.0
11.0
-102,151.0
-977.0
-61.0
-6.0
-27.0
-26.0
- 1.219 0
-22.0
-1490
-490.0
-2,977.*
0.0
- 105,228.*
- 105.218.*
16-13
-------
ENVIRONMENTAL PROTECTION AGENCY
Object Classification
Direct Obligations
(inthouMndi)
LUST TRUST FUND
Personnel Service! S
Other objecti:
21.0 Travel and transportation of persons
22.0 Transportation of thingi
23.1 Rental payments to GSA.
23.2 Rental payments to others.....
23.3Communications,utililiei, and misc. charges
24.0 Printing and reproduction.....
25.1 Conulting services
25.2 Other services
26.0 Supplies and materials...-.
31.0 Equipment....
41.0 Grants, ubt idies , and contributions.
TOTAL OBLIGATIONS f
OIL SPILL RESPONSE
Personnel Services $
Other objects:
21.0 Travel and transportation of personi
21.2 Site travel.....
22.0 Transportation of things.
23.1 Rental payments to GSA
23.2 Rental payments to others
23.3 Communications, utilities, and misc charges
24.0 Printing and reproduction
25.2 Other services -
26.0 Supplies «d materM*.._
31.0 Equipment
32.0 Lands and Structures.
41.0 Grants, ubsidies and contributions..-..
TOTAL OBLIGATIONS f
ACTUAL PR
1992
4,571.0 $
525.0
16.0
519.0
0.0
43.0
10.0
780.0
2,820.0
64.0
1SO.O
65,875.0
75,403.* S
4,525.0 $
159.0
3.0
6.0
384.0
33.0
35.0
20.0
12,385.0
46.0
165.0
3.0
670.0
11,434.0 S
C
ES. BUD. E
1993
5,570.0 $
867.0
8.0
678.0
0.0
68.0
48.0
547.0
1,977.0
38.0
380.0
64,819.0
75.000.0 t
4,876.0 $
194.0
28.0
9.0
532.0
46.0
49.0
28.0
17,286.0
64.0
228.0
2.0
0.0
23,342.0 S
:URRENT
.STIMATE 1
1993
5,546.0 $
741.0
5.0
575.0
0.0
48.0
10.0
519.0
1,875.0
70.0
196.0
65,415.0
75.000.0 S
4,908.0 $
172.0
3.0
7.0
417.0
36.0
38.0
22.0
13,437.0
50.0
179.0
3.0
727.0
20,000.0 S
IEQUEST
1994
5,855.0 S
845.0
17.0
450.0
34.0
103.0
11.0
419.0
1.975.0
67.0
188.0
65,415.0
75.379.0 S
5,146.0 $
191.0
0.0
7.0
444.0
43.0
39.0
23.0
15,105.0
53.0
186.0
3.0
0.0
21.240.0 S
INCREASE/
DECREASE
1994 REQ.v
1993 CUR EST
309.0
104.0
12.0
-125.0
34.0
55.0
1.0
-100.0
100.0
-3.0
-8.0
0.0
379.0
238.0
19.0
-3.0
0.0
27.0
7.0
1.0
1.0
1,668.0
3.0
7.0
0.0
-727.0
1440.0
16-14
-------
ENVIRONMENTAL PROTECTION AGENCY
Pemuaeat Position by Grade
SALARIES AND EXPENSES/ PROGRAM AND RESEARCH OPERATIONS
Executivi
Executive
Executive
FS-«
KS-4
«-«-»,,
FS.1
1S14
GS/GM1!
GS/GMH
GS/GM13
nsii.......
«s«1 --
«-«!, ,
r:s«
GS7
rx«
GS4
«.«
GS1
Grades
iMMlIf,..,, ,.
'v^m .....
I^vrilV
Subtotal
Subtotal
Subtotal
Positions Established by act of
July 1, 1974 (42 V&C. 207):
Director Grade 99, 570,776
to 597,878
Director Grade ?, 553466
to 577,627
Sealer Grade «6, S39,4«l
Seutor Grade 05, 531,576
to 555,649
F*J1 Grade 4,526,615
teS4
-------
PofttiOM estabUihed by ict
of November 16,1977 (42 U.S.C.
201) compeMatta for which U
ot to exceed tke u
payable for a GS-1*
Degraded
Subtotal
27 25
61 60
88 85
TOTAL PERMANENT POSITIONS 12,744 13,359
FY 1993 Request for the OO Spffl AppreprlattoM b tended la the S4E/PRO Table
28
63
91
13,238
28
62
90
13,039
1 !
16-16
-------
ENVIRONMENTAL PROTECTION AGENCY
PermattBt Porittomi by Grade
*OITICE OF INSPECTOR GENERAL
Grades
Eiwuttvf L*vri IV.. _
£8-4., ,, , , .
?fi-t
ES-1
Subtotal
r>W7M14
GSKrMl?
rf.^1? ----,,,, ,, -
r:«l«
tx*
r^u
txj
n«*
«B«- ...... ........
run
Actual
1992
i
i
I
1
7
4ft
, , 00
«<
1
?
10
1?
,
>
PreiBud.
1993
1
1
5
3
1
0
10
34
52
112
105
34
5
34
3
35
14
13
6
3
Curreat
Estimate
1993
1
1
4
1
1
1
9
32
52
128
107
33
1
37
3
24
15
6
4
3
Request
1994
1
1
4
1
1
1
9
32
51
126
105
33
1
37
3
24
IS
6
4
3
Subtotal
TOTAL
346
354
450
461
446
456
439
449
This table tacludet the Inspector General Trust ftud
16-17
-------
ENVIRONMENTAL PROTECTION AGENCY
Permaaeat Posltloai by Grade
SUPERFUND
Grades
FS 4
___ ,
jr-j
ES-1
Subtotal
n
4
o
3.079
7
7
6
4
3
27
1
1
3.127
PresBud.
1993
2
11
12
0
0
25
126
322
870
869
409
1
205
24
254
99
249
109
10
3
3.550
0
7
12
7
3
29
0
0
3,604
Curreat
Estimate
1993
2
14
3
0
3
23
159
467
1185
739
264
0
147
33
186
140
159
31
5
0
3,514
8
8
7
5
3
31
1
1
3.568
Request
1994
2
13
3
0
3
22
156
460
1,167
728
260
0
145
33
183
138
156
30
4
0
3,460
8
8
7
4
3
30
1
1
3,514
16-18
-------
ENVIRONMENTAL PROTECTION AGENCY
Pemuieit Poilttoi by Grade
LEAKING UNDERGROUND STORAGE TANKS
Grades Actual
1992
-
fxur^fl4 10
r:s/<7M11 l<
nsii 7fi
nsfi -i
«7S10 0
ns« t.
rjssi \
fXI }
rjs* ....,...,, ,,-,-, ,-. ft
CXA^ .... O
PresBud.
1993
3
12
25
30
13
0
5
0
3
1
3
0
Curreit
Estimate
1993
5
12
19
35
9
0
7
I
2
0
4
0
Request
1994
5
12
18
34
9
0
7
1
2
0
4
0
TOTAL PERMANENT POSITIONS
76
95
94
93
16-19
-------
ENVIRONMENTAL PROTECTION AGENCY
Pernuaent PoslttoM by Grade
Rereglstrattoi aid Expedltted Processing Revolving Fuad (FIFRA)
Grades Actual Pres Bod.
1992 1993
n.fyrrw\A tf. 70
GS/GM11 87 fi1
r:,«l? to «i
rr^ji IS «|
^g, 10 18
ns» _ 0 ?
/TCK 0 4
ns« ,_ ___.._. 0 10
Curreat
Estimate
1993
0
48
91
41
19
0
10
0
2
0
0
Request
1994
0
47
89
40
18
0
10
0
2
0
0
Subtotal 202 225 212 206
PMtttoM Established by act *f
July 1,1974 (42 VSJC. 207):
Sealer Grade 06,539,4*1
US684M
TOTAL PERMANENT POSITIONS 202 226 212 206
16-20
-------
ENVIRONMENTAL PROTECTION AGENCY
Permaaeat Poilttoai by Grade
REIMBURSABLES
(SALARIES AND EXPENSES/PRO)
Grade*
|l
vsu....... .
Sobtotal
ra/RMK
n«/r:M14
ras/RMI*
n«ii
nsii
ran a
n.«
r:s«
ran.....
n.«
Subtotal
P*dtioM EitaMUked by act *f
July 1, 1974 (42 US.C. 2«7):
Seater Grade «, $39,4*1
Seitor Grade *S,S3U7<
toS55^49
Subtotal
UVded
TOTAL PERMANENT POSITIONS
Actual
1992
o
0
2
g
13
g
_ 2
6
g
4
0
67
2
1
3
0
70
Pro Bud.
1993
1
1
3
g
g
13
14
1
9
5
g
1
6
74
3
3
6
2
82
Curreat
Eftfmate
1993
0
1C
Iri
0
7
7
<
0
78
2
1
3
0
81
Request
1994
0
i/r
o
77
2
1
3
0
80
16-21
-------
ENVIRONMENTAL PROTECTION AGENCY
Permaaeat PostttoBi by Grade
OIL SPILLS
Grade*
G&"GMl§i, ,
GSW3MI4
GS/GM1?
GS17 ,
r?si1
/J$1«
G#* - -
G5f
«si
«7fff ,--
G?"
CJS4
«?*4
Subtotal
Uatraded
TOTAL PERMANENT POSITIONS
Actual Prei
1992 19
, ,,. n
,,, *
18
11
, *
1
1
n
*
*
5
1
1
52 '
1 '
53
Curreat
Bud. Efdmate Re
93 1993 1
0
10
31
19
7
2
2
0
7
5
3
2
2
' 88
2
» 90
quest
994
0
10
30
18
7
2
2
0
7
5
3
2
2
86
2
88
FY1993 Request fcr the Ofl SpU Apprwpriatfras b tacluded la the SAE/FRO Table
16-22
-------
ENVIRONMENTAL PROTECTION AGENCY
Average Grade art Salary
Appropriate!
SalariM aid Eroeaie*/ PRO
Average ES Salary
Aver.gefLCX^M'rmtf ,,,,,,, ,
A v*ra|« GvS/CJM Salary
Average Sahry ef Ungraded P*ftti*ai
Office ef the Iiinector Geaeral
Average ES Salary < ,,
Average fXM^M frit* ,--
AverageRS/OM$*l«ry
HazantMM Subrtaace Sunertaad
Average ES S»Ury
Average GS/OM Gradf
Average G$*GM ^fllliry
I^fMat tladercroud Storace Taaks
Average rTWTIM <7rt4f
Average RSynM S.lf F7
FIFRA
Average <7!U^>M <^adf ,
A verage
-------
ENVIRONMENTAL PROTECTION AGENCY
SUMMARY OF STATE GRANTS
(in thousand dollars)
AIR
Section 105
WATER QUALITY
Section 106
Clean Lake*
NOD Point Source
104(b) Water Quality
Managemet
Wetlands Program
Implementation
DRINKING WATER
Public Water System*
Program Grants
Underground Injection
Control Program
Special Studies
HAZARDOUS WASTE
H.W. Financial
Assistance
Underground Storage
Tanks
PESTICIDES
Pesticides Enforcement
Grants
Pesticides Program
Implementation
RADIATION
Radon State Grants
MULTIMEDIA
Pollution Prevention
TOXIC STUBSTAMCBS
Toxic Substances^
Enforcement Grants
Lead Grants
1993 STIMULUS PACKAGE
Non- Point Source
SUBTOTAL
CONSTRUCTION GRANTS
TOTAL
c _ :
Actual
1992
$ 163,819 J
$ $1,855 S
6,860
51,778
0
8,500
t 50,018 S
10,547
6,050
$ 90,565 $
9,056
$ 15,772 S
14,194
S 7,704 $
-.
$ 0$
"'-
$ . 5.161 S
t 0$
S 0$
S 521,887 $
S 2,310.758 S
S 2,832,645 S
Current
Prcs Bad Enacted Estimate Request
1993 1993 1993 1994
174,550 S
81,700 f
0
26,000
16,500
10,000
--
58,900 S
10,500
500
93,275 S
9,000
15,974 S
15.779
8.158 $
6,000 S
5,100 S
0 t
0 S
531,936 S
2,500,000 $
3,031.936 $
176.172 $
81,659 S
4,000
0
0
10,000
.
58,865 $
10.480
4,500
92,950 $
8,995
15,843 S
15,202
8,158 t
6,800 S
5,100 S
0 S
0 S
498,723 S
2,550,000 S
3,048,723 S
174,589 S
81,659 S
4,000
50,000
0
10,000
58,863 S
10,302
4,500
92,950 $
8,995
15,842 $
15,201
8,158 t
6,800 S
5,100 $
0 S
0 S
546,959 $
2,550,000 $
3,096,959 $
172.889
81.700
0
80,000
0
10,000
58,900
10,500
500
92,950
8,995
15,842
16,201
8,158
6,000
5,100
10,000
46.961
624,696
1,528,000
2.152,696
16-24
-------
ENVIRONMENTAL PROTECTION AGENCY
1994 Budget Estimate
Table of Contents
Page
AGENCY USER FEES 17-1
Agency User Fees 17-1
-------
USER FEE PROGRAMS
FEES BEING COLLECTED
Pre-Manufacture Notice Fee
Office: Office of Prevention, Pesticides and Toxic Substances
Authority: Toxic Substances .Control Act (TSCA) of 1976
Facts: - Fee level is set by TSCA to defray costs of program
implementation.
- Caps in TSCA limit amount to be collected.
Deposited To: General Fund
Program Contact: Joe Powers (202) 260-1761
Rereqistration Fee
Office: Office of Prevention, Pesticides and Toxic Substances
Authority: Federal Insecticide, Fungicide and Rodenticide Act, as amended
Facts: - Fee level set in legislation.
- Fee expires in 1997. »,
Deposited To: Revolving Fund
Program Contact: Ken Wetzel (703) 305-5128
Maintenance Fee
Office: Office of Prevention, Pesticides and Toxic Substances
Authority: Federal Insecticide, Fungicide and Rodenticide Act, as amended
Facts: - Aggregate annual level set in legislation but may be
adjusted by OPPTS.
- Caps by registrant also set by legislation.
Deposited To: Revolving Fund
Program Contact: Ken Wetzel (103) 305-5128
Pesticide Tolerance Fee
Office: Office of Prevention, Pesticides and Toxic Substances
Authority: Federal Food, Drug, and Cosmetic Act
Facts: - Fee set to cover cost of processing tolerance petition.
- Fee is revised annually, according to Federal salary
increase.
Deposited To: Revolving Fund
Program Contact: Ken Wetzel (703) 305-5128
Motor Vehicle and Engine Compliance Program Fee
Office: Office of Air and Radiation
Authority: Clean Air Act of 1990
Independent Offices Appropriation Act
Facts: - Final rule published in the Federal Register in July 1992.
- Fee collections began in August 1992.
Deposited To: Environmental Services Fund
17-1
-------
Program Contact: Dan Harrison (313) 668-4281
FEES BEING DEVELOPED
Radon Proficiency and Testing Fee
Office: Office of Air and Radiation
Authority: Indoor Radon Abatement Act of 1988
Facts: - Fee directed to. address costs of implementing program.
- Final rule under development.
Deposited To: Environmental Services Fund
Program Contact: Jim Long (202) 233-9433
National Pollution Discharge and Elimination (NPDESi Fee
Office:
Authority:
Facts:
Deposited To:
Program Contact:
RCRA Fees
Office of Water
Clean Water, Act, as amended, of 1987
Independent Offices Appropriation Act
- Fees charged for EPA issued NPDES permits.
- Proposed rule under development.
Environmental Services Fund
Judy Hecht (202) 260-5682
Office: Office of Solid Waste and Emergency Response
Authority: Independent Offices Appropriation Act
Facts: - Fee currently in development stage.
- Fee set to cover program implementation.
Deposited To: General Fund
Program Contact': Andy Privee (202) 260-1455
Lead Substitute Gasoline Additives
Office:
Authority:
Facts:
Deposited To:
Program Contact:
Office-of Air and Radiation
Clean Air Act of 1990
- Final rule in Red Border stage of EPA review.
- Fee covers tests of gasoline additives for ability to reduce
valve seat wear of older engines.
Environmental Services Fund
Joe Sopata (202) 233-9034
U.S. Environmental Protection Agency
Region 5, Library rf-"^~^4 -loth Floor
77 West 'Jackson ' 0'"'.3>;ri u-
17-2
Chicago, IL
------- |