xvEPA
        United States
        Environmental Protection
        Agency
          Great Lakes National
          Program Office
          230 South Dearborn Street
          Chicago. Illinois 60604
EPA 905/9-89/005
GLNPO 04-89
U.S.  Progress in
Implementing The
Great Lakes Water
Quality Agreement
Annual Report to Congress
1988

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         U.S. PROGRESS IN
IMPLEMENTING THE GREAT LAKES
  WATER QUALITY AGREEMENT

  ANNUAL REPORT TO CONGRESS

              DRAFT
              July 1989
        U S. Environmental Protection Agency
        GLNPO Library Collection (PL-12J)
        77 West Jackson Boulevard,
        Chicago, IL  60604-3590

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                                 TABLE OF CONTENTS


EXECUTIVE SUMMARY                                                        i


1.   INTRODUCTION                                                           1-1

    1.1   HISTORICAL OVERVIEW OF GREAT LAKES WATER QUALITY PROBLEMS 1-2
    1.2   THE GREAT LAKES WATER QUALITY AGREEMENT                    1-4
    1.3   INSTITUTIONAL FRAMEWORK FOR IMPLEMENTING THE AGREEMENT   1-5

         1.3.1  Role of the International Joint Commission                            1-5
         1.3.2  Role of the Great Lakes National Program Office                      1-7
         1.3.3  Role of Other USEPA Offices                                      1-9
         1.3.4  Role of Other Federal Agencies                                     1-10
         1.3.5  Role of the States                                                 1-12


2.   ENVIRONMENTAL QUALITY OBJECTIVES UNDER THE AGREEMENT          2-1

    2.1   GENERAL OBJECTIVES                                                2-2
    2.2   SPECIFIC WATER QUALITY OBJECTIVES                                2-2
    2.3   ECOSYSTEM OBJECTIVES                                              2-4
    2.4   PROCESS FOR PERIODIC REVISION OF OBJECTIVES                      2-4


3.   STATE OF THE GREAT LAKES                                              3-1

    3.1   LAKE SUPERIOR                                                     3-2
    3.2   LAKE MICHIGAN                                                  -   3-2
    3.3   LAKE HURON                                                        3-6
    3.4  .LAKE ERIE                                                           3-7
    3.5   LAKE ONTARIO                                                      3-11
    3.6   THE CONNECTING CHANNELS                                         3-13


4.   MANAGEMENT PLANS                                                     4-1

    4.1   PRINCIPLES FOR REMEDIAL ACTION AND LAKEWIDE
          MANAGEMENT PLANS                                               4-2
    4.2   LAKEWIDE MANAGEMENT PLANS                                     4-3

         4.2.1  Nutrient Management Plans                                         4-3
         4.2.2  Lake Ontario Toxics Management Plan                                4-4
         4.2.3  Lake Michigan Toxic Pollutant Control/Reduction Strategy               4-6

    4.3   REMEDIAL ACTION PLANS                                            4-6
    4.4   POINT SOURCE IMPACT ZONES                                        4-8
    4.5   FEDERAL/STATE INTERACTIONS                                      4-8

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5.   REMEDIAL PROGRAMS                                                       5-1

    5.1   OVERVIEW OF REMEDIAL PROGRAMS                                   5-1
    5.2   REGULATORY PROGRAMS                                               5-6

         5.2.1  Point Sources                                                       5-6
         5.2.2  Nonpoint Sources                                                    5-12
         5.2.3  Contaminated Sediment                                               5-14
         5.2.4  Airborne Contaminants                                               5-14
         5.2.5  Contaminated Ground Water                                          5-15
         5.2.6  Discharges from Vessels                                              5-16

    5.3   NONREGULATORY PROGRAMS                                          5-17


6.  DEMONSTRATION PROGRAMS                                                  6-1

    6.1   CONTAMINATED SEDIMENTS                                            6-2
    6.2   POINT SOURCES                                                         6-2
    6.3   NONPOINT SOURCES                                                     6-3


7.   ENVIRONMENTAL SURVEILLANCE, MONITORING, AND RESEARCH            7-1

    7.1   BACKGROUND                                                          7-1
    7.2   OPEN LAKE SURVEILLANCE AND MONITORING                         7-7

         7.2.1  Limnology                                                          7-7
         7.2.2  Water Column Contaminants                                          7-7
         7.2.3  Sediment Contaminants                                               7-8
         7.2.4  Fish Contaminants                                    .               7-8

    7.3   NEARSHORE AND HARBOR  SURVEILLANCE                             7-8
    7.4   POLLUTANT LOADINGS                                                 7-9

         7.4.1   Atmospheric Deposition Monitoring                                    7-9
         7.4.2  Tributary Monitoring                                                7-11
         7.4.3   Contaminated Sediment                                               7-11

    7.5  SOURCES OF POLLUTANTS                                              7-11

         7.5.1   Point Sources                                                       7-12
         7.5.2   Nonpoint Sources                                                   7-13
         7.5.3   Contaminated Ground Water                                          7-13

     7.6  MASS BALANCE STUDIES                                                7-13
     7.7   RESEARCH                                                             7-15


 8.   INTERNATIONAL/INTERAGENCY PROGRESS                                  8-1

     8 1   INTERNATIONAL COORDINATION                                       8-1
     8.2   INTER- AND INTRA-AGENCY COORDINATION                           8-2

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9.   GREAT LAKES OUTLOOK                                                      9-1

    9.1   CURRENT CHALLENGES                                                  9-1

          9.1.1   Further Reductions of Pollutant Loadings                                9-1
          9.1.2   Eliminating Localized Contamination Problems                           9-2
          9.1.3   Developing an Ecosystem Approach to Management                       9-2

    9.2   GENERAL STRATEGY FOR MEETING CURRENT CHALLENGES            9-3

          9.2.1   Eutrophication                                                        9-3
          9.2.2   Toxic Pollutants                                                      9-4
          9.2.3   Surveillance and Monitoring                                            9-4
          9.2.4   Environmental Management Plans                                       9-4
          9.2.5   Remedial Activities                                                   9-4
          9.2.6   Research                                                             9-4
          9.2.7   Technology Development and Transfer                                  9-4
          9.2.8   International/Interagency/Intra-agency Coordination                       9-5
          9.2.9   Public Education and Involvement                                      9-5

    9.3   LONG-TERM PROSPECTS FOR GREAT LAKES RECOVERY                 9-5

          9.3.1   Toxic Substances                                                     9-5
          9.3.2   Increased Water  Withdrawals                                           9-6
          9.3.3   Global Warming                                                      9-6
          9.3.4   Ecosystem Manipulation and Biotechnology                              9-6
          9.3.5   Waste Management                                                    9-7


10.  FUNDING FOR GREAT LAKES PROGRAMS                                     10-1

    10.1   FEDERAL RESEARCH AND MANAGEMENT PROGRAMS                   10-1

          10.1.1  The 1988 Budget                                                     10-2
          10.1.2  The 1989 Budget                                                     10-2
          10.1.3  Funding  History and Trends                                            10-4

    10.2   FEDERAL POLLUTION ABATEMENT AND CONTROL PROGRAMS          10-4
    10.3   FEDERAL CONSTRUCTION GRANTS FOR WASTEWATER TREATMENT
           WORKS                                                                  10-8

11.  GLOSSARY OF TERMS                                                          11-1

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                                      LIST OF TABLES


2-1   Specific Water Quality Objectives under the Great Lakes Water Quality
        Agreement of 1987                                                            2-3

3-1   Water Quality Conditions in Lake Superior Compared to Great Lakes Water
        Quality Agreement Objectives                                                  3-3

3-2   Water Quality Conditions in Lake Michigan Compared to Great Lakes Water
        Quality Agreement Objectives                                                  3-5

3-3   Water Quality Conditions in Lake Huron Compared to Great Lakes Water
        Quality Agreement Objectives                                                  3-8

3-4   Water Quality Conditions in Lake Erie  Compared to Great Lakes Water
        Quality Agreement Objectives                                                  3-10

3-5   Water Quality Conditions in Lake Ontario Compared to Great Lakes Water
        Quality Agreement Objectives                                                  3-12

4-1   Summary of the 1990 Phosphorus Load Reduction Goals for Lake Erie, Lake
        Ontario, and Saginaw Bay                                                      4-5

4-2   Status of U.S. Remedial Action Plans                                              4-9

5-1   Major Federal Programs Contributing to Great Lakes Water Quality Improvement      5-2

7-1   U.S. Environmental Surveillance and Monitoring Programs in the Great Lakes Region  7-3

7-2   U.S. Great Lakes Research Programs                                               7-17

10-1  Federal Funding for Selected Great Lakes Research and Management Programs        10-3

10-2  Federal Funding for Pollution Abatement and Control Programs in Selected U.S.
        Environmental Protection Agency Regions                                       10-7

10-3  Federal Construction Grants for Wastewater Treatment Works in Selected U.S.
        Environmental Protection Agency Regions                                       10-9

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                                      LIST OF FIGURES

1-1   The Great Lakes Basin                                                            1-3

1-2   International Joint Commission and Its Advisory Groups for the
        Great Lakes Water Quality Agreement                                            1-6

1-3   Coordination Responsibilities of the Great Lakes National
        Program Office                                                                1-8

3-1   Areas of Concern within Lake Superior                                             3-3

3-2   Areas of Concern within Lake Michigan                                            3-5

3-3   Areas of Concern within Lake Huron                                              3-8

3-4   Areas of Concern within Lake Erie                                                3-10

3-5   Areas of Concern within Lake Ontario                                             3-12

5-1   Direct Linkages Between USEPA's Statutory Programs and Great Lakes Concerns      5-7

5-2   Indirect Linkages Between USEPA's  Statutory Programs and Great Lakes Concerns     5-8

5-3   Progress in Meeting NMP Goal                                                    5-11

5-4   Enforcement Action Trends - Region V Great Lakes Major Permittees                5-11

7-1   Federal Agency Participation in Great Lakes Research                               7-20

10-1  Trends in  Federal Funding for Selected Great Lakes Research and Management
        Programs                                                                      10-5

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                                    FOREWORD


      The Great Lakes system is a precious natural resource that provides a wide range of
benefits to millions of U.S. and Canadian citizens.  It is the largest reservoir of fresh surface
water on earth, containing about 20 percent of the world's total supply.  It supports a vital
and unique biological community, provides drinking water to some 42 million people, and
serves as the basic foundation for industrial and agricultural development in the American
midwest.

      Despite its immense size and immeasurable value, the Great Lakes ecosystem is fragile
and has been extensively damaged by pollution. The environmental problems of the Great
Lakes are intensified because of the  low exchange rate of  the system,  with  less  than 1
percent of its water flowing out via the St. Lawrence River to the Atlantic Ocean each year.
Therefore,  when pollutants reach the Great Lakes, they tend to remain there for a long
period.  Pollutants settle into sediments and enter the food chain, passing from one organism
to another, accumulating in top predators, such as lake trout, birds of prey, and people.

      When  the  Congress  amended the Clean Water Act (CWA) in 1987, it  called for a
strengthening of our national commitment to restore and maintain the environmental quality
of the Great Lakes.  The U.S. Environmental Protection Agency (USEPA) was designated
as the lead  agency among the several agencies  working to meet these goals,  which are
embodied in the Great Lakes Water Quality Agreement (GLWQA) between the United States
and Canada.

      Section 118(c)(6) of the CWA as amended directs the  Administrator of the USEPA
to submit to Congress a comprehensive  annual  report  on progress in  implementing the
GLWQA, program plans for the subsequent year, and long-term prospects for Great Lakes
recovery.

      This is the first Annual Report to Congress on Progress in Implementing the GLWQA.
It provides  an  overview  of  GLWQA  objectives, the state  of  the  Great  Lakes,  and
accomplishments  relating  to  resource   management   plans,  remedial programs,  and
demonstration projects for eliminating pollution in the Great Lakes Basin. It also addresses
environmental surveillance and research  programs and efforts  to increase interagency
cooperation.

      Overall, much progress has been  made in responding  to  the new Congressional
directives.  Institutional relationships have been strengthened,  environmental research and
information programs  have been  improved, and foundations have been developed for
remediating specific  pollution problems.   The restoration of the Great Lakes  is certain to
be a long-term process, however, with the most difficult challenges remaining.

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                             EXECUTIVE    SUMMARY


INTRODUCTION

      The Great  Lakes  System includes the five Great Lakes and four major connecting
channels.  The Lakes are shared by the United States and Canada, except for Lake Michigan
which is located wholly within the United States.   Eight States (Minnesota,^ Wisconsin,
Michigan, Illinois, Indiana, Ohio, Pennsylvania, and New York) and the Canadian Province
of Ontario border the Lakes.

      The land area of the Great Lakes Basin is heavily developed with  major urban centers
and extensive agricultural areas.  The Basin supports about 50 percent  of Canadian and 20
percent of U.S. industrial production.  Overall, the activities of more than 37 million people
residing in the Basin and millions more residing outside of it have profoundly affected the
Great Lakes  ecosystem.

      Concerns about water quality in the  Great Lakes have  progressed through a number
of stages.  In the 1880s, the contamination  of drinking water intakes by human sewage led
local governments to begin primary treatment  and disinfection of sewage.  Primary sewage
treatment and treatment of drinking water reduced the incidence of waterborne disease in
the region through the first half of the 20th century.  Still, oxygen depletion associated with
organic wastes and enrichment by excess nutrients caused biological changes in many areas
of the Lakes through the first half of this century.  Beaches were closed or avoided.  Algal
growth increased, causing oxygen depletion, fish kills, and loss of other organisms in some
nearshore areas, as regional development continued.

      The problem of eutrophication  became critical in the 1960s, especially in Lake Erie.
Cycles of algal blooms, decay, and oxygen depletion were becoming annual events.  As a
result, the public demanded action.  The Federal government responded by requiring  and
helping to support secondary  treatment of sewage  and tightening  controls on industrial
discharges.

      Once scientific consensus was reached that high levels of phosphorus were the primary
cause of lake eutrophication, further efforts were focused on progressively reducing loadings
of this nutrient.  By 1980, decreased algal  growth and increased dissolved oxygen  levels in
nearshore waters signified a major improvement in the water quality of most of the Great
Lakes.    In  addition,  government  programs  have  been  successful  in  reducing  the
concentration of many  pollutants in the System, including metals and  pesticides.

      Despite progress, the cool-water aquatic communities, which characterized the Great
Lakes at  the  time of European colonization,  have not been fully re-established, and the
dynamics of the ecosystem remain impaired by pollution.  Phosphorus levels are still too
high  in some areas.  Of increasing concern is  the presence of a number of persistent toxic
pollutants in the Great  Lakes system, including polychlorinated biphenyls (PCBs), mercury,
and some pesticides.  Such pollutants have been linked to adverse effects on human health,
leading to public fish consumption advisories  throughout the region.  They have also been
associated with  adverse  effects  on  wildlife,  including reproductive  impairments  and
congenital abnormalities in fish and birds.
                                           11

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THE GREAT LAKES WATER QUALITY AGREEMENT

      The United States and Canada established the Great Lakes Water Quality Agreement
(GLWQA) as the overarching framework for cooperative efforts to restore and maintain the
Great Lakes System. Initially signed in 1972, the Agreement was renegotiated in 1978 and
amended in  1983  and 1987  to reflect  our  increasing understanding of the Great Lakes
ecosystem and changing environmental quality objectives.

Water Quality Objectives

      The first objectives of the GLWQA were general, primarily addressing conventional
pollutants.  More specific and quantitative objectives  were added in  1978 for 41  chemical,
physical, microbiological, and radiological parameters:

      •  Chemical objectives  were  established to include limits on  19 organic compound
        categories, such as aldrin/dieldrin and PCBs,  and limits on 18 inorganic chemistry
        parameters, such as  arsenic and mercury.

      •  Physical objectives were set for asbestos (lowest possible level) and for temperature
        (no change that would adversely affect the general use of waters).

      •  Microbiological objectives were set for water and  fish, requiring the substantial
        absence of bacteria, fungi, or viruses that adversely affect human health.

      •  Objectives were set to limit the total human  dose of radiation from drinking lake
        water to 1 millirem.

      The 1978 GLWQA also added a focus on phosphorus load reduction. Phosphorus load
reduction targets were made more stringent in 1983.  Further reductions of 2,000 metric tons
per year were required in the  Lake  Erie Basin, and 430 metric  tons per year were required
in the Lake Ontario Basin.

      One of the  most important elements  of the 1987  GLWQA  Amendments  was  the
inclusion of ecosystem objectives.   These objectives (e.g., maintaining Lake Superior as a
balanced and stable oligotrophic ecosystem with lake trout as the top aquatic predator and
the Pontoporeia hovi as a key food chain organism) are intended to represent the cumulative
goals of limits on various individual physical, chemical, and biological parameters.

Implementing the Agreement

      In the United States, responsibility for water quality management, is shared by Federal,
State  and local government, with the States having the  primary or  lead role. Since the
Great Lakes  are an international resource,  the institutional framework for water quality
management  is particularly complex, requiring  close cooperation and coordination among
many Canadian and U.S. agencies at all levels of  government.

      International organizations, such  as the International Joint Commission (IJC) and its
Water Quality Board, monitor and advise the  United States and Canada  on progress in
achieving GLWQA goals and objectives.

      Under the Clean Water Act (CWA) and other Federal statutes, the U.S. Environmental
Protection Agency  (USEPA)  controls certain  types of activities  that an affect water quality.
The USEPA and other Federal agencies provide financial support and policy and technical
guidance for many State environmental programs and provide  leadership in research and
development  of new approaches to solving pollution problems.
                                         111

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      The States have primary responsibility for developing and implementing water quality
management  plans  and for regulating  sources of  pollutants.   Local  agencies  also  have
important roles in water quality improvement through  their activities related to land use
planning,  zoning, and local development requirements.


STATE OF THE GREAT LAKES

      Recent surveillance and monitoring data indicate that Lake waters generally meet most
of the water  quality objectives  set under the GLWQA.  At the close of FY  1988, levels of
phosphorus in the Great Lakes are meeting  or approaching the 10 microgra'm per  liter target
for open waters of the Lakes.  However, for Lakes  Erie and Ontario, and for Saginaw Bay
in Lake Huron, further reductions are needed to meet the objectives and target loadings.

      Although the levels of many toxic pollutants declined significantly through the late
1970s, the concentration  of some substances appears  to have  stabilized at levels  above
GLWQA  objectives.   Overall, the  Water Quality  Board  has  identified  a total of 362
chemicals of concern within the Great Lakes  ecosystem, some of which are particularly
persistent.  Pollutants of priority concern include total  PCBs,  DDT  and its metabolites,
dieldrin,  toxaphene,  forms of dioxin  and benzofuran,  mirex,  mercury, alkylated  lead,
benzo(a)pyrene, and hexachlorobenzene. All of these compounds are capable of producing
adverse and  sometimes irreversible effects in a wide range of mammalian and aquatic
species.  Because they can accumulate in organisms and increase in concentration through
the  food  chain, their  recognized threat  to human  health and  ecosystem integrity  is
significantly  enhanced.

      In total, about 30,000 chemical compounds are used within the Great Lakes Basin and
may be present within the system. In addition, about  1,000 new chemicals are developed
each  year within the United States, suggesting  that the potential list of toxic contaminants
in the Lakes may be increasing over  time.

      Public health fish consumption advisories continue to  be in effect for all five  lakes.
Restrictions apply mainly to certain game fish, such as trout and salmon, particularly larger
fish,  since they tend to carry higher  body burdens of toxic substances.  Nursing  mothers,
pregnant  women, and  children  are  advised  to  completely avoid eating fish  species of
concern.

      Currently, 42 specific areas of serious localized contamination have been identified
within the Great Lakes (30 of which are located partially or completely in the United States)
by the Water Quality Board.  Referred to as Areas of Concern (AOCs), all but one of these
areas  suffer  from  toxic  substances  contamination.    Most have problems   relating  to
contaminated bottom sediments.

Lake Superior

       Lake Superior is the largest and deepest of the Great Lakes and has remained the most
pristine.  Water quality is generally good  throughout the Lake  and excellent in open lake
waters.  Phosphorus concentrations in Lake Superior are the lowest of all the Great  Lakes
and have not changed significantly since 1965.  Concentrations of PCBs in  certain fish are
of concern,  however. Public health fish consumption  advisories  have been issued for lake
trout taken from Lake Superior waters, recommending restricted consumption of fish up to
30 inches and  no  consumption  of fish greater  than  30 inches.   High concentrations  of
mercury  in fish from the St. Louis Bay have also  resulted  in fish  consumption advisories.
Serious localized contamination affects three AOCs  within U.S. waters:  St. Louis River/Bay,
Torch Lake, and Deer Lake/Carp Creek/Carp River.
                                           IV

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Lake Michigan

     Lake Michigan is the second largest Lake in terms of volume and depth.  Nutrient
concentrations are generally higher than those in Lake Superior.  Phosphorus loadings to the
Lake are estimated  to have remained below the target  level of  5,670 metric tons per  year
since 1981. PCS and dieldrin concentrations in  fish are declining but still remain above the
Agreement objectives.  Public health fish consumption advisories have been issued for lake
trout, salmon, and brown trout taken from Lake Michigan waters, recommending restricted
consumption  of fish beyond specified sizes.  In addition, the public has been advised not
to eat any carp or catfish,  or  very large lake trout, chinook salmon, or brown trout.  Ten
AOCs have been  designated within Lake Michigan:  Manistique River,  Menominee River,
Fox River  and Southern Green  Bay, Sheboygan, Milwaukee Harbor, Waukeegan Harbor,
Grand  Calumet and Indiana Harbor Canal, Kalamazoo River, Muskegon Lake, and White
Lake.

Lake Huron

     Lake Huron is the second  largest Great Lake in terms of surface  area (59,700 km  ).
Like Lake Superior, Lake  Huron  has  a  drainage basin  that  supports  lower  population
densities and more forested lands than the other Great Lakes. Consequently, the quality of
the open waters of  Lake Huron  is generally high, with levels of nutrients and  major ions
within  GLWQA objectives. Water quality is generally good; on a  relative basis, water quality
is between  Lake Superior and Lake Michigan.  No significant change in phosphorus levels
has been measured in the Lake since 1980, but Saginaw Bay has improved. Since  1976, the
estimated annual phosphorus loadings have approached the target value of 4,360 metric tons.
Phosphorus levels are highest in  Saginaw  Bay in the U.S. and  lowest in Georgian Bay in
Canada.  Dieldrin  and  DDT  levels in  fish  are below the  objectives  established by  the
Agreement.   PCB levels remain  above  the  current  objective and no decreasing trend is
discernible.  Public  health fish" advisories have been issued suggesting that the consumption
of lake  trout, rainbow trout, and brown trout caught in Lake Huron waters  be  restricted.
Of four AOCs located  in  Lake  Huron, only one, Saginaw  River/Saginaw Bay is located
within  U.S. boundaries.

Lake Erie

     Lake Erie is the fourth largest Great Lake in terms of surface area (25,700 km )and
is .the most shallow  lake, with  a mean depth of only 19 meters.  It consists of  three distinct
basins, which differ in water quality characteristics.  Erie's shores are highly urbanized and
its major tributaries drain intensively farmed soils.  Water quality conditions vary among the
three basins,  although there has  been an overall decreasing trend in nutrient levels in the
Lake. Available data show that phosphorus lake  concentrations generally have declined since
1968.  DDT and dieldrin concentrations in fish tissue are below established objectives.  PCB
concentrations remain above the Agreement objective. Both carp and catfish are the subject
of  public  health  fish consumption  advisories,   with  restricted  consumption  being
recommended in  New  York  and no consumption  being  recommended in other States
bordering the Lake.  Seven areas of localized contamination have been designated  within
U.S. waters of Lake Erie: Clinton River, Rouge River,  River Raisin, Maumee River, Black
River,  Cuyahoga  River, and Ashtabula River.

Lake Ontario
                                                             p
     Lake Ontario  is the smallest of the Great  Lakes (19,520 km ),but  with a mean depth
of 86 meters, is deeper than Lake Erie.  Located at the  end of the Great Lakes chain, Lake
Ontario receives  nutrients  and toxic  contaminants  contained in  the outflow of  upstream
systems. Because  of this source and those within the basin, Lake Ontario has relatively high
open water pollutant concentrations. Monitoring data show that phosphorus concentrations

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have declined markedly since 1973, and loadings are estimated to approach the target value
of 7,000  metric  tons  per year.   PCB concentrations  in  lake  trout  greatly exceed  the
Agreement objective, but are declining. DDT concentrations approximate the objective level
and are not declining.  Dieldrin concentrations are below the established objective and are
declining.  The public  has been advised not to consume more  than one meal per month of
white perch, coho salmon (under 21 inches), or rainbow trout (under 18 inches) from Lake
Ontario.  The public was also advised not to consume any of the following fish from Lake
Ontario waters:   American eel, channel catfish, lake trout, chinook salmon, ceho salmon
(over 21  inches),  rainbow trout (over 18 inches), and brown trout (over 18 inches).  Four
AOCs are located within the U.S. boundaries of Lake Ontario:  Buffalo River, Eighteenmile
Creek, Rochester Embayment, and Oswego River.

The  Connecting Channels

      The Connecting Channels (i.e., St. Marys River, St. Clair River, Lake  St.  Clair, Detroit
River, and Niagara River) are the major  links  between each of the Great Lakes.  The St.
Lawrence River is the major outflow of the Great Lakes System to the Gulf of St. Lawrence
and  ultimately  the Atlantic Ocean. These channels, with the  exception of Lake  St.  Clair,
have been designated as areas for priority cleanup (i.e., AOC) because Agreement objectives
have been exceeded and/or beneficial uses have been impaired.


WATER QUALITY MANAGEMENT  PLANS

      The  1987 changes to the GLWQA and the CWA introduced several new requirements
relating to water quality management planning.  These new requirements focus on managing'
nutrient  loadings and  reducing levels of designated  toxic pollutants.  The new planning
requirements are  intended to  build on our current foundation of water quality management
planning activities to  achieve GLWQA objectives.

      Under Section 303 of the CWA, the States have primary responsibility for undertaking
a continuous planning process for restoring and maintaining water quality.   Reports are
also  required-under Section  305(b) describing the overall  water quality  of  all navigable
waters in the State.  The USEPA  Regional Water Divisions assist the States in their water
quality planning  efforts  by providing annual guidance  for overall Agency objectives,  and
by reviewing and evaluating  annual  plans for State programs.

      The 1987 Amendments to the  CWA added provisions under  Section 304(1) for State
Toxic  Substances Control Strategies  and  under Section 319 for  State  Nonpoint  Source
Program Plans.   The Great Lakes States began taking action to meet these requirements
during FY 1988,  with  assistance from USEPA Headquarters and Regional Water Divisions.
As required by Section 304(1), all of the Great Lakes States developed and submitted listings
of water bodies that fail to meet water quality objectives due  to point source discharges of
toxic substances, and proposed  strategies  for  reducing toxics to appropriate levels, as
required under Section 304(1) of  the  Act.  The USEPA is currently reviewing the listings
and  the management strategies.

      Under Section  319, each State is  required to submit a report that identifies those
navigable  waters, which without additional nonpoint source controls,  are not expected to
meet water quality standards.  The  implementation  of additional  programs for nonpoint
source control  will begin in FY 1989.

      Section   118  of  the  CWA  introduced  new  water  quality management  planning
responsibilities that apply specifically to the Great  Lakes  Basin.  Section 118 charges
GLNPO with two management planning responsibilities:  1)  in cooperation with appropriate
Federal, State,  tribal, and international agencies, to develop and implement specific action


                                          vi

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plans to carry out U.S. responsibilities under the GLWQA, and 2) to develop, in consultation
with the States, a 5-year plan and program for reducing the amount of nutrients introduced
into  the Great Lakes.

     The 1987 GLWQA Amendments call for nonattainment of objectives to be addressed
at three geographic scales:   Lakewide Management Plans (LMPs) will  address  Critical
Pollutants that are impairing beneficial uses in waters of the open  Lakes, Remedial Action
Plans (RAPs) will address use impairments within designated AOCs, and Point Source Impact
Zones adjacent to discharges  will be identified and minimized.

     During FY 1988,  RAPs were completed for seven U.S. Areas of Concern and were
submitted to the  IJC for review.  The IJCs  review of  these  initial RAP submissions  has
indicated that most require additional definition of the nature and sources of  environmental
problems in the respective AOCs.  The States plan to submit seven additional RAPs during
FY 1989.

     LMPs are intended to be  cooperative  strategies  for reducing loadings  of critical
pollutants to the  open  waters  of  each of the Lakes.  Developing  a useful framework  for
these plans  is  a major challenge,  since the  systematic reduction of toxic substances is a
particularly  complex task, both technically and institutionally.  Determining the  relative
importance of various sources of toxic pollution will require extensive study,  since toxic
pollutants to the  Great  Lakes are variously  borne by  air, ground  water, land  runoff,
tributaries,  industrial  and municipal  dischargers, and by  releases from  contaminated
sediment.  In some cases, the detection of toxic substances from these sources will require
developing or applying new technologies. In turn, a variety of new remedial measures will
be necessary to address past as  well as continuing loadings  of persistent toxic pollutants to
the Great Lakes.  Because many toxic substances are long lived,  eliminating  them is likely
to be a  much longer process than that of controlling eutrophication. In FY  1989,  USEPA
will  work with other government agencies and nongovernment organizations to develop a
useful framework for LMPs.  This framework will reflect experience gained  in recent large
lake  studies and management planning  efforts.

     In 1986, USEPA and the States of Illinois, Indiana,  and Michigan prepared a Lake
Michigan  Toxic Pollutant Control/Reduction  Strategy.  The objectives of  this strategy  are
to restore multiple human uses of Lake  Michigan and to protect_human "health and the Lake
Michigan  ecosystem by  achieving a significant  reduction in the  loading  rates of  toxic
pollutants;

     In February  1987,  USEPA, the New  York  State  Department of Environmental
Conservation, Environment Canada, and the Ontario Ministry of the Environment signed a
declaration of  intent to prepare a Toxics Management Plan for Lake Ontario.  The goal of
the Plan is a Lake that provides drinking water and fish that are safe for unlimited human
consumption and allows natural reproduction, within the ecosystem, of the  most sensitive
native species.

     Environmental plans for the Lakes require extensive  cooperation between various
jurisdictions and  levels  of government, with all  parties, responsible for the health of  the
Great Lakes system.  Within the United States, one important indication of commitment to
this cooperation was seen in June 1986  when the Governors of the  eight Great Lakes States
signed the Great Lakes Toxic Substances Control Agreement.  This Agreement pledges  the
States to  treat  the Lakes as one ecosystem without regard  to political boundaries.   It
acknowledges that toxic pollutants are the foremost problem in the Basin and lays out goals
for the  States  toward promoting coordinated toxic  pollution reduction programs.  Since
signing  the  Agreement,  the  States have made  considerable  progress toward  developing
coordinated control programs.  In FY 1988, the Governors further agreed  to  establish a
permanent fund for  Great Lakes  studies.


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REMEDIAL PROGRAMS

      Considerable pollution control progress in the Great Lakes has been made under CWA
mandated programs.   Point source discharges to the Great Lakes are now regulated under
3,675 National Pollutant Discharge Elimination System (NPDES) permits, 2,531 of which
apply to industrial facilities and  1,144  of which  apply to municipal sewage treatment
facilities.  Several States are now incorporating toxic limits into  NPDES permits to control
discharge of toxic pollutants in effluents. Also in 1987, approximately $8 billion in Federal
and State  construction grants had been invested in Great Lakes  Basin municipal sewage
treatment projects.

      Another provision of the CWA calls  for the establishment of approved Pretreatment
Programs  for commercial and  industrial  firms  using publicly owned treatment works
(POTWs).    In the Great Lakes  States,   a  total of  476  POTWs are  subject to  these
requirements.  A  total  of  466 facilities  (97.9  percent) received program approval  by
September 30,  1988.

       The  National  Municipal  Policy  (NMP), initiated  in   1984,  required  municipal
compliance with effluent limitations by July 1, 1988.  Implementation of the NMP resulted
in 87 percent of POTWs providing at least secondary treatment  of waste water.  Voluntary
compliance and Federal and State enforcement are responsible  for the successful record.
The  remaining  13  percent  of POTWs in noncompliance are  currently  on enforcement
timetables or in litigation.

      Present emphasis  for phosphorus   qontrol  is  on nonpoint  sources,  particularly
contributions made by agricultural runoff  since reducing agricultural sources is most cost
effective. Additional management of nonpoint sources is necessary if target phosphorus load
reductions are to be met.  In past years, the USEPA and the U.S.  Department of Agriculture
(USDA) Soil Conservation Service (SCS) have worked jointly  with the States to  conduct
demonstration projects and to promote the  use of conservation tillage  techniques and other
Best Management Practices in farming.  During FYs 1987 and 1988, USEPA and USDA, in
conjunction with the Great Lakes States, reviewed progress in implementing the Great Lakes
Phosphorus Load Reduction Plans and fulfilling" the  terms  of  Annex  3 of the GLWQA.
They also worked to  implement an  improved tracking system to measure the adoption of
conservation tillage techniques that will improve estimates of runoff. During FY 1989, both
agencies will continue to collaborate with  the States to update and implement phosphorus
reduction plans.  Under USDA's  1990 Water Quality Initiative, a significant increase in
technical  and financial  assistance related  to  water  quality  activities is expected.   These
activities  will be carried out in accordance with priorities identified  in State  management
plans.

      Considerable progress  has been made  under  other environmental programs as well.
Since Federal regulations for hazardous waste generation, transport, treatment, storage, and
disposal facilities  were promulgated in 1980, USEPA and  delegated State  programs have
identified 25,958 permittees  and permit applicants in the Great Lakes Basin.  In FY 1988,
USEPA began implementing statutory provisions for corrective action  at active hazardous
waste management facilities. These activities will ensure that existing contamination from
such  facilities that may be affecting water  quality in the  Lakes will be remedied in the near
future. In addition, they may be used to accomplish cleanup of contaminated sediments in
cases where  sediment contamination in the Lakes or their tributaries can be attributed to a
particular permit applicant.

      Uncontrolled  hazardous  materials  sites in  the Basin have  received  considerable
attention in  recent years as  well.  The USEPA's National  Priorities  List (NPL),  required


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under Superfund, includes over 130 sites located in the Great Lakes Basin. Moreover, States
such as Michigan, New York, Ohio, and Minnesota have created their own State Superfund
programs  to  address sites that do not warrant  listing on  the  NPL, but have high State
priority for cleanup.  Programs for active and abandoned hazardous waste sites will be an
important part of future efforts to address concerns related to the potential contributions
of toxic pollutants from contaminated ground water to the waters of the Great Lakes.

      State air programs in'the Great Lakes Basin have also made considerable  progress.
In particular, over the past few years, significant  reductions in sulfur dioxide  emissions have
been achieved in the Basin.   Attention has now turned to  control of air toxics.   All eight
States are  coordinating emissions inventory procedures for air toxics and jointly developing
permit guidelines to ensure that appropriate controls are placed on sources of air toxics.

      The  1987  Amendments  to  the CWA and  the  GLWQA call for  special attention to
nonpoint  sources of pollution such  as contaminated ground water, the atmosphere,  and
contaminated sediments.  Information on the extent of contributions made by such sources
is  presently incomplete; however, sufficient data exist  to conclude that they are important
causes of both localized and lakewide problems and should be considered in all management
plans for  water quality restoration.

      Advanced identification of  significant wetlands in the Basin is in progress to  protect
them for  the future.  Wetlands play an  important role in slowing soil  erosion and surface
runoff, as well as providing habitat and nursery areas for numerous species.  Under Section
404 of the CWA,  the U.S. Army Corps of Engineers (USCOE),  in cooperation  with the
USEPA, issues permits for the placement of dredged or fill  material in waters of the  United
States, including wetlands. The annual number of standard dredge permits issued  by the
USCOE in the Great Lakes  Basin (Northcentral Division) has declined over  19 percent
during FY 1988.

DEMONSTRATION PROGRAMS

      Demonstration programs have played an important role in Great Lakes programs under
the CWA  by demonstrating  the  feasibility  of alternative technologies and approaches.
Lower cost alternatives  have  been shown to be  effective for removal of phosphorus from
point sources, for control of  combined  sewer overflows,  and  for addressing agricultural
nonpoint  sources  of  pollution.   Cost  savings  through  demonstration  projects can  be
substantial.  The potential savings of $17  million from one combined sewer demonstration
in Saginaw Michigan  nearly equals the total  authorization  for Section  108(a). In the case
of agricultural sources,  the cost effectiveness of alternative tillage methods is substantial,
but by demonstrating new methods at a local level, acceptance was greatly accelerated.

      Section 108(a) authorized $20 million to support a number of demonstration projects
for nonpoint source pollution control techniques in the Great Lakes Basin.  Numerous
agencies participated in studies to demonstrate specific control technologies, including those
for agricultural pollution; to increase public awareness of water pollution issues; to document
water quality results  through monitoring; and  to evaluate combined sewer systems  and
sewage land application techniques.  Overall, the projects have been highly successful.

      In   future years,  USEPA  expects that  demonstration  projects  on  contaminated
sediments, ground water,  and air toxics  will receive high priority.  Section 118  (c)(3) of
the 1987  Amendments  to the CWA calls for the  Great  Lakes National Program  Office
(GLNPO) to conduct a study that  includes demonstration projects addressing  remedial
technologies for  removal of toxic  pollutants from the Great Lakes with special emphasis on
removal of toxic pollutants from contaminated bottom sediments.  GLNPO began this study
in FY 1988.   This study and the accompanying demonstration  projects will be vital to
determine the measures necessary to clean up AOCs, of which nearly all have contaminated


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sediment.   USEPA expects that the contaminated sediments study will prove of national
relevance.


ENVIRONMENTAL SURVEILLANCE, MONITORING, AND RESEARCH

      The Great Lakes Surveillance and Monitoring program is an interrelated network of
activities conducted by the States, USEPA, and other Federal agencies.  The core of  this
network  is coordinated  by GLNPO and implemented  by the  States,  GLNPO itself,  and
colleges and universities working under grants from GLNPO. The program consists of four
major components: open  lake  monitoring,  nearshore  and harbor  monitoring,  pollutant
loadings measuring, and pollutant source identification.

      Open lake surveys measure the conditions and trends in the waters of the open lakes.
The open lakes  reflect long-term changes since they are far more uniformly mixed than
the more shallow, nearshore waters that are directly influenced  by pollutant discharges  and
are far more variable in quality.  Open lake  surveys  include  the study  of  plankton  and
nutrients, as well as contaminants in the water column, sediment, and fish.

      Nearshore surveys are conducted using a  combination of large and small ships.  Water,
living organisms, and sediment are all  sampled, but emphasis is often placed on fish  and
sediment as the  best places to measure  toxic substances.

      The  Great Lakes  receive  wastes  from a substantial portion  of U.S. population,
industry, and agriculture.  To determine total loadings to the Lakes, information must be
obtained on inputs through all pathways.  Great Lakes surveys focus on  two principal routes:
through the atmosphere and  through tributary streams.  Contaminated sediments are  also
surveyed since significant quantities of  stored contaminants can be recycled  back into the
water and  biota.

      The  sources of pollutants are varied.  Numerous monitoring programs are in place or
are in the development phase to document compliance and improvements  in the system.
These programs include NPDES discharge monitoring for point source discharges, surveys
to  identify nonpoint sources of  phosphorus,  and  identification  of existing or potential
sources of contaminated ground water.

       In FY 1989, GLNPO, the National Oceanic and Atmospheric Administration (NOAA),
and the State of Wisconsin will continue field work for a comprehensive 4-year study of the
sources and fates- of toxic pollutants in Green Bay on Lake Michigan. The "Green Bay Mass
Balance Study"  involves  development and field-calibration of a model that describes the
principal sources and fates of toxic pollutants  in large lakes. It is addressing contributions
of  toxics  from  point sources and from nonpoint  sources, such as contaminated  sediment,
ground water, and air deposition.  Field work for the Green  Bay Mass Balance began in
 1988. If this mass balance pilot proves successful, USEPA will then apply the mass balance
approach to a whole lake system  as an important tool for LMPs.  In addition to serving as
an important step in the  development of a  new decision-making framework  for water
quality management, the Green  Bay  Mass  Balance Study  will also serve as a  forum for
research on the relative importance of point and  nonpoint  sources of  pollution.

       By the end of 1988, a  number of important  objectives were achieved in surveillance
and monitoring:

       •  Annual open lake phosphorus monitoring programs were  completed for  all five
         Lakes.

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     •  An extensive  fish monitoring program in nearshore and open Lake  areas was
        completed involving  over 20 different States and Federal agencies.

     •  During FY 1988, USEPA, the States, USCOE, NOAA's Great Lakes Environmental
        Research  Laboratory,  and  other  organizations began or continued  important
        programs for surveillance and research related to nonpoint sources of pollution.

     •  Programs were initiated for studying sources of contaminated ground water that can
        affect water quality in the Great Lakes, for monitoring air deposition of toxics to
        the Lakes, for studying contaminated sediments and the rates at which contaminants
        may transfer from the sediment to lake water, and for monitoring contributions of
        toxic pollutants to the  Lakes from the tributaries  that empty  into them.

     •  USEPA and Environment Canada, working in conjunction with several States and
        the Province of Ontario, completed  a study of the Upper Great Lakes Connecting
        Channels that addresses contaminated sediments and other toxic pollution problems
        in the St.  Marys River, St. Clair River,  Detroit River, Niagara River, and the St.
        Lawrence River.

     •  Monitoring  stations for air  toxics  were established in Green  Bay,  and sediment
        sampling and other surveillance were conducted.

     The  Great  Lakes  surveillance  and  monitoring  program is   one  of  the  most
comprehensive and extensive monitoring programs in the United States.  Advanced methods
and technologies for measuring toxic pollutants in water, air,  and sediment are being used
or developed. Lessons learned from this program can be applied to other regions of the
United States.

     Basic  research on the Great  Lakes  is  carried  out to  improve our  fundamental
understanding of the physical,  chemical,' and biological processes of the Lakes and  their
interrelationships.  Many organizations participate in Great Lakes research.  Within USEPA,
the Office of Research and Development (ORD)-Large Lakes Research Station at Grosse He,
Michigan,  and  the National Water  Quality Laboratory at Duluth, Minnesota,  conduct
research specific to Great Lakes priorities. GLNPO also provides grant  money for research
directly to  universities  and through interagency agreements  with NOAA, the United States
Fish and Wildlife  Service  (USFWS),  and USCOE.   NOAA participates directly through
operation of its Great Lakes Environmental Research Laboratory at Ann Arbor, Michigan,
and also provides  grants  to  universities for Great Lakes research under its  Sea Grant
program.  The USFWS National Fisheries Research Center for the  Great Lakes conducts
fisheries  research, and USFWS funds  Cooperative  Fishery  Research  Units at  selected
universities.

     Great  Lakes  research  addresses  three general  areas:  water quality  management,
ecosystem dynamics, and fishery resources.  Water quality management research projects in
FY 1988 focused  primarily on developing  information needed to  support  mass balance
modeling  efforts in Green Bay  and  elsewhere  and on  the Great Lakes  contaminated
sediments study.  Research highlights in FY 1988 include:

     •  A study by the NOAA Great Lakes Environmental Research  Laboratory
        on the rate of exchange of contaminants between Green Bay  and  Lake
        Michigan

     •  An investigation by  the University  of Minnesota of PCB uptake rates by
        phytoplankton
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     •  A study by GLNPO to improve tributary monitoring techniques for toxic
        substances and to investigate the toxic effects of contaminants unique to
        the Great Lakes Basin

     •  Studies  by several universities  for investigating the  extent of sediment
        contamination in Lake Ontario and for studying sediment resuspension,
        deposition, and fate in the Lakes (funded by GLNPO)

     •  Research by the USCOE on contaminated sediments  in the Great Lakes.

     The emphasis en research to support the Green  Bay Mass Balance Study  and the
contaminated sediments study is expected to continue during the next 2  years.  Another area
for research  is  the effects of toxic  chemicals on Great  Lakes species to  support the
establishment  or chemical specific objectives  and further  development of  ecosystem
objectives.


INTERNATIONAL  AND INTERAGENCY COOPERATION

     Because the Great Lakes transcend both State and national boundaries, many programs
entail cooperative  efforts involving U.S.  Federal and  Canadian agencies, the  States  and
Provinces, and local governments.  Official actions concerning the Agreement  are normally
led by the U.S. Department of State. At the working level, coordination, on projects related
to the Agreement is generally  led by USEPA with involvement of the  State Department as
required.

     The 1987 Amendments to the CWA recognize that careful coordination of Great Lakes
activities  is essential.  The CWA  requires that  USEPA, through GLNPO, coordinate its
activities  related to the Great Lakes and also work with other Federal and State  agencies
to meet U.S.  obligations under the GLWQA.   The  USEPA  has  assumed three principal
responsibilities related  to coordination with Canada and the IJC:

      •  Coordinating  U.S. environmental  programs  with   those of Canada, including
        conducting twice-yearly meetings of the Parties (the  United States and  Canada) to
        review  progress in implementing the Agreement

      •  Preparing reports  to the IJC as called for in the Agreement

      •  Providing support to the IJC and its Water  Quality Board in efforts to carry out
        its assigned responsibilities under the Agreement.

In FY 1988, USEPA participated in  joint U.S./Canadian task forces to address specific
requirements of the Agreement for coordinated  projects on air deposition  monitoring, toxic
substances, and  contaminated  sediment.  Joint U.S. and Canadian activities in  these areas
will continue  in FY 1989  and beyond.   In FY  1989, USEPA plans to make considerable
progress,  together with Canada, toward implementing a coordinated joint surveillance and
monitoring plan that will support further development of compatible  data systems.

      GLNPO works closely on Great  Lakes  initiatives with other USEPA  regional and
Headquarters  offices,  including ORD,  the  Office of  Water, and the  Office of Policy,
Planning, and -Evaluation. ORD laboratories are making important  contributions  to the
Green Bay Mass Balance Study, the contaminated sediments study, and other initiatives.

      External to USEPA, GLNPO  participated in many joint efforts with States during FY
 1988, including  projects related to developing RAPs, conducting fish monitoring programs,
developing air toxics inventories, studying contaminated sediments, and studying  the impacts


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of combined sewer overflows.  Also  in FY  1988,  the  USEPA  worked  to  improve its
coordination  with  other  Federal agencies regarding Great Lakes  projects.   Interagency
agreements were established with the USCOE, USFWS, and the United States Geological
Survey. Work under these agreements  is continuing in FY  1989.


GREAT LAKES OUTLOOK

      This first comprehensive Report to Congress on implementing the GLWQA illustrates
the substantial progress made in restoring water quality in the Great Lakes.  The long-term
prospects for fully restoring and enhancing the Great Lakes depend in part on our success
in resolving current water quality issues. The future of the Lakes,  however, will also be
determined by the nature of emerging or unforseen problems and our success in responding
to them.  Emerging and future  water quality issues need to be considered within the context
of the economic and cultural conditions that will evolve over the next 20 years.  Economic
growth and development  have  slowed in many  areas of the Great Lakes  Basin.  The nature
and degree of regional economic revitalization or decline will be influential on the types of
pollution problems that will have to be addressed, as well as on the resource base available
for responding  to those problems.

      Conditions outside  the Great Lakes Basin will also influence the long-term prospects
for restoring  beneficial uses of the  Lakes. Changes in national and worldwide demand and
prices of commodities  or natural  resources  will influence  the regional economy and
environmental conditions. Shifting markets and technological developments  could change
regional industrial profiles and demographic patterns.

      Some issues are likely to be particularly important in shaping the future of the Great
Lakes, including the problem of toxic chemicals,  increased water withdrawals,  global
warming, ecosystem manipulation  and biotechnology,  and waste  management.    Many
Federal, State, and local organizations must participate in these challenges, which will create
a complex institutional climate. The 1987 changes to the CWA and the  GLWQA recognize
this complexity and provide a  management framework for the Great Lakes jurisdictions to
work together to achieve environmental results. As our knowledge -regarding the extent of
and the means  for dealing with these issues grows, this framework will allow planning of
remedial actions as successful  as those  taken to remedy eutrophication in the  Lakes.


FUNDING FOR GREAT LAKES PROGRAMS

      The  Federal  government  expends more than $500  million annually  on programs
intended to improve Great Lakes water quality. More than 90 percent of this funding goes
to the construction of sewage  treatment facilities, under the Construction  Grants program
administered by  the U.S.  Environmental Protection Agency  (USEPA).  Major  Federal
research  and management  programs account  for  an additional  $33 million,  or about  7
percent of total expenditures.   Pollution abatement and control programs, including State
grants and support for  USEPA permitting and enforcement responsibilities, account  for an
additional $15 million, or 3 percent of the total for major programs.

      Recent trends include  a gradual reduction  in  Construction Grants funding.  The
program  is  scheduled  to be  phased  out  by  1990,  to be replaced by a new Federally
supported State revolving-fund system.   Funding for major Great Lakes  research  and
management  programs declined in the middle of this past decade, but has now been restored
to the 1980 level.  Furthermore, additional funding sources  have been identified  within
USDA's  1990 Water Quality  Initiative.   Funding  increases  have been provided   to the
USEPA's Great Lakes National Program Office to support its new responsibilities under the
CWA and GLWQA.  Funding for  some Federal  pollution abatement and control programs


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has been reduced, however grants for State pollution control programs have been increased.

      Many other  Federal  programs contribute directly or indirectly to environmental
improvements in the Great  Lakes.   For example,  USDA  also supports programs  that
contribute to the management and restoration of Great Lakes water quality (e.g., nonpoint
source management).  Funding  for these programs is not represented within the reported
totals for selected Federal programs.  The costs and benefits of these types of programs are
difficult to apportion.  Certainly, the Superfund program and air quality control programs
administered by  the  USEPA, and the  numerous  research  and  assessment  programs
undertaken  by  various  Federal natural resource  management agencies,  represent major
government commitments with important implications for regional environmental quality.
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                                1.  INTRODUCTION


      The Great  Lakes are a precious  natural resource,  providing  millions of U.S. and
Canadian citizens with valuable benefits -- among them,  important commercial and sport
fisheries, a major transportation  system, water supply, modifier of climate,  recreational
resource, and means of waste disposal. Over the years, however, the impacts of tremendous
population  growth with accompanying urbanization and industrialization along shorelines,
coupled with agricultural practices throughout the Great Lakes Basin, have seriously affected
the water quality and ecosystem health of the Lakes.  As a result,  the ability of the Great -
Lakes resource to continue to provide these benefits has been  severely threatened.

      Although the United States  and Canada have made substantial  progress over the last
15 years in alleviating some of the most  serious water quality problems affecting the Lakes,
much remains to be done.  We face the formidable challenges of decreasing further loadings
of conventional pollutants, eliminating persistent toxic substances, and, ultimately, restoring
the integrity of the Great Lakes ecosystem.

      The Great Lakes Water Quality Agreement (GLWQA) was established  by the United
States and Canada as the overarching framework for cooperative binational efforts to restore
and maintain the Great Lakes System.   The initial Agreement, signed in 1972, focused on
reducing nutrient  loadings to the Lakes in order to curb the process  of eutrophication.
Renegotiation of  the  Agreement in  1978,  and amendments in 1983 and  1987, have
substantially broadened and heightened the objectives of the GLWQA.  Over the years, the
Agreement has served well in the development of measures to restore and enhance the Great
Lakes System.

      In 1987, the United  States  confirmed its commitment to attaining the goals of the
GLWQA through enactment of the Water Quality Act Amendments to the Clean Water Act
(CWA).  In particular, Section 118 of the  Amendments instructs the U.S. Environmental
Protection Agency (USEPA) to take the  lead role in the effort to meet these goals, working
with other Federal, State, and local authorities.  This Section formally establishes the Great
Lakes National Program Office (GLNPO) within the  USEPA as the entity with operational
responsibilities for several  new  Great Lakes water quality  initiatives,  and  for overall
coordination  of U.S. efforts  under the GLWQA.   The  Act also  requires  the  USEPA
Administrator  to  submit  a  comprehensive  annual  report  to  Congress,  summarizing
achievements and progress  during the previous year  on the part of all agencies, prospects
for Great Lakes restoration, and efforts planned for the coming  year.

      This  document is the first Annual Report to Congress on Progress in  Implementing
the Great Lakes Water Quality Agreement. The report provides a broad view of progress
in restoring the Great Lakes and incorporates background information on the Agreement and
its provisions.   Recent additions  to  the Agreement's  provisions, as well as cooperative
efforts, surveillance  and  monitoring   activities, Federal  remedial  activities (including
technological  demonstrations), and prospects and plans for the future are highlighted.
                                         1-1 .

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1.1  HISTORICAL OVERVIEW OF GREAT LAKES WATER QUALITY PROBLEMS

      The Great Lakes System includes the five Great Lakes (Figure  1-1) and  their four
major connecting channels.  Generally, the system flows from Lake Superior, at 600 feet
above sea level, through the other four Lakes and the connecting channels  and then out
through the St. Lawrence River to  the Atlantic Ocean. The Lakes are shared by the United
States and Canada, except for Lake Michigan, which is located wholly within the United
States.   Eight U.S.  States  (Minnesota,  Wisconsin,  Michigan,  Illinois, Indiana,  Ohio,
Pennsylvania,  and New  York) and the Canadian Province of Ontario border  the Lakes.

      The activities of more than 37 million people residing in the Basin and  millions more
residing outside of it have had profound adverse effects on the Great Lakes ecosystem. The
numerous tributaries to the system receive drainage from a range  of land uses and types of
soil, resulting  in numerous pollution problems.  The southern half of the Great Lakes Basin
is particularly intensively developed,  with major urban centers and extensive agricultural
areas, all of which contribute to the degradation of water  quality and  ecosystem health in
the Lakes.

      Concerns about water quality in the Great Lakes have progressed through four general
stages  over  time,  focusing  on  disease  organisms, oxygen  depletion,  nutrients  and
eutrophication, and toxic contamination as important pollution problems. Appreciation for
the complexity of the causes  of water  quality degradation in the Great Lakes  has grown
with experience in monitoring responses to pollution control measures over the past 20 years.

      Before intensive settlement and development of the  region, the  waters of the Great
Lakes were clear and cool throughout the system. Algal growth was minimal and  there were
many species  of fish, some now extinct.   The average size of individual fish  was much
larger, and longer-lived species such as sturgeon and  lake trout were abundant.  Causes of
the drastic changes in the Great Lakes fisheries include water quality degradation, accidental
and deliberate introduction of exotic  fish species,  over-fishing, and habitat loss.

      When cities  first developed  in the  Basin,  localized  water   quality degradation
attributable to waste disposal was considered  inconsequential, given the huge  volume of
water in the Great Lakes.   Later, it  was  realized  that fundamental changes" in  such  large
systems may not become obvious until they are well advanced. By the 1880s, contamination
of  drinking  water intakes  by human sewage led  local  governments to begin  primary
treatment and disinfection of sewage.

      Primary  sewage treatment and improved treatment  of drinking water substantially
reduced the incidence of waterborne disease in the region through the first half of the 20th
century, except in the case of diseases  contracted by swimming.  Still, enrichment by
organic wastes was causing subtle biological changes in many areas of the Lakes through the
first half of this century.  Beaches were  frequently  closed to swimming because of high
fecal  coliform counts, or else were avoided because of algae, odors, floating oil, or dead
fish.

      Eventually, algal growth increased, causing oxygen depletion and destruction of biota
in nearshore and estuarine areas.  How such changes could affect an entire Great Lake was
not recognized until eutrophication became obvious in the shallow, more vulnerable Lake
Erie.  By 1960, changes in productivity and the annual cycle of  algal  bloom, decay, and
oxygen depletion in Lake Erie had been linked to over-enrichment.  With the public
demanding  further  pollution control,  the  Federal  Government  responded by requiring
secondary treatment of sewage and control of industrial waste discharges.
                                          1-2

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                                           Pennsylvania
Figure 1-1. The Great Lakes Basin

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      Once scientific consensus was reached that the limiting nutrient for the Great Lakes
is phosphorus, phosphorus reduction became the chief objective of the first GLWQA  with
Canada in 1972.   In the same  year, Congress passed the  1972 Federal Water Pollution
Control Act Amendments.   This legislation provides the  chief vehicle  for  fulfilling  U.S.
obligations under the binational  compact.

      By 1980, decreased algal growth and increased dissolved oxygen levels in nearshore
waters signified an improvement in water quality in  most of the Great Lakes.  Today,
eutrophication  of  the  open  Lakes  appears largely  under  control.    However,   toxic
contamination is now considered a major threat 10  ecosystem health and human uses of the
Lakes.

      Some toxic substances are proving to be remarkably  persistent in the Great Lakes
System. This is due in part to  the long retention time of the  two upper Lakes, Superior and
Michigan, which, on average,  require 100 years or more to fully renew their water. Thus,
concentrations of contaminants in the water column can remain fairly constant over a long
period.  Even though the lower Lakes have shorter retention times, their water is supplied
by the upper Lakes.  Thus, they  can inherit persistent water  quality problems.  In addition,
some  contaminants can remain  in  the  ecosystem longer by entering the  food chain  or
attaching to sediment particles.


1.2  THE GREAT LAKES  WATER QUALITY  AGREEMENT.

      The Boundary Waters Treaty of 1909 affirmed that Canada and the United States  have
equal rights to the use  of  waterways that  cross  the international border and  that neither
country has the right to pollute its neighbor's resources.  The  International Joint Commission
(IJC)  was established as an independent body to assist the two governments under the treaty.
For many years,  the treaty primarily provided  a  process for limited regulation of water
levels and flows for the purposes of navigation and  power production.

      The first GLWQA between the United States  and Canada (the Parties), signed  in  1972,
called for the control of pesticides as the principal  means  for controlling toxic pollution.
The 1978  Agreement  expanded upon  this policy by requiring the control  of all  toxic
substances that could endanger the health and well-being of  any living organism. The  1978
Agreement widened the geographic scope of the Parties' commitment, envisioning restoration
and enhancement throughout  the Great Lakes Basin, not just in the waters of the Great
Lakes.  The 1983 Supplement  to the Agreement confirmed the phosphorus target loads and
called for the preparation of phosphorus load reduction plans.

      The  1987 Amendments  to the GLWQA reaffirmed  our national goal  to "restore and
maintain the chemical, physical, and biological integrity of the waters of the.Great Lakes
Basin ecosystem." To strengthen efforts to achieve this purpose, the Parties agreed to:

      •  Develop programs, practices, and technology necessary for a better understanding
         of the Great Lakes Basin ecosystem, and to
      •  Eliminate or reduce to the maximum extent practicable the discharge of pollutants
         into the Great Lakes system.

      A major provision of the  original Agreement  that remains an important part of the
GLWQA is the setting of specific water quality objectives.  These objectives specify ambient
levels of pollutants that must be attained to protect beneficial uses of the Lakes.  Attainment
                                          1-4

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of these water quality objectives  is the major focus for directing remedial programs  in
response to the GLWQA.

      In addition to setting objectives, the GLWQA calls for the preparation of management
plans,  implementation of remedial actions to address pollution sources, and  monitoring  of
compliance and environmental conditions. Implementation in each country depends on the
integration  of remedial programs  into  national,  provincial,  and State laws and policies.
Responsibilities  under  the Agreement are  shared  equally  by the  Parties,  working  in
cooperation with the States and Provinces.

      The  1987  revisions  to  the GLWQA recognize the  need for strengthened  efforts  to
address the continuing contamination of the  Great Lakes Basin ecosystem, particularly by
persistent toxic substances. The revised Agreement acknowledges that many  of these toxic
substances  may result in part from sources  of air pollution within and beyond  the Great
Lakes  Basin. It also recognizes that these substances may lead to polluted ground  water and
sediments that become potential sources of contaminant loadings to the Lakes.

      The  current GLWQA  provides  an awareness  that further  research  and  program
development is imperative for effective remedial actions. Also, recognizing the need for
leadership and accountability  in the implementation of control measures, the roles of the two
governments and the IJC are given clearer definition.  For example, the Parties  are called
upon to provide six biennial progress  reports to the  IJC.   The  IJC is then to conduct
evaluations  followed by recommendations to the  two countries (the Department of State,
representing the United States) on  the adequacy of the reported activities  in  satisfying the
terms of the Agreement.


1.3  INSTITUTIONAL FRAMEWORK  FOR IMPLEMENTING THE AGREEMENT

      The institutional framework  for implementing the GLWQA is complex, owing to the
number and diversity  of organizations  that have important  roles in  the  assessment,
management, and protection of Great Lakes water and living resources. As described below,
the IJC (or the  Commission) evaluates  the  progress of the  United States and Canada  in
implementing the Agreement. The IJC  Water Quality Board is the Commission's principal
advisor on  water quality matters.

      Each country has its own governmental structure to implement the Agreement. Within
the United States, GLNPO leads efforts to ensure compliance with the GLWQA, working
to coordinate the efforts  of  many Federal,  State, and local institutions  with  operational
responsibilities in the Great Lakes region.  Within this framework, the eight Great Lakes
States  have the  primary  responsibility for  implementing   regulatory  and management
programs that control water quality.

1.3.1  Role of the International Joint Commission

     The IJC consists of six Commissioners, three appointed by  the Chief Executive of
each country (Figure 1-2).  The Commission addresses  boundary water concerns  along the
international border by calling attention to problems, recommending action to  the Parties,
or evaluating actions of  the governments under the  Agreement.
                                         1-5

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1
NTERNATIONAL JOINT COMMISSION |
U.S. SECTION
Washington, DC

CANADIAN SECTION
Ottawa, Ontario

 Water Quality Board
 Great Lakes'
Regional Office*
   Science
Advisory Board
 Key:   *  Administrative and technical support


Figure 1-2.  International Joint Commission and Its Advisor/ Groups for the
                   Great Lakes Water Quality Agreement
                                1-6

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      The IJC has created two boards to provide advice concerning water quality within the
Great Lakes Basin: the Water Quality Board and the Science Advisory Board.  The purpose
of the Water Quality Board is to advise the IJC about progress under the Agreement and to
propose needed actions. Members serve as resource experts rather than as  representatives
of their agencies.  U.S. members are generally drawn from State environmental management
agencies, EPA, and other  Federal  regulatory agency staff.  The USEPA's  Great  Lakes
National Program Manager is the U.S. co-chair, serving jointly with a Canadian counterpart.

      The Science Advisory Board advises both the IJC and the Water Quality Board about
needed scientific research and carries out special investigations on request.  Its membership
is generally drawn from government and academia.  Both boards are assisted by committees
and task forces.

      The IJC operates a binational  Great Lakes Regional Office in Windsor, Ontario, that
provides secretariat  services to the two boards of experts called for in the Agreement. The
agencies represented on the boards fund the participation of their staffs and the activities
required to  serve the boards.  No  reimbursement for services by Government  agency
personnel is provided by the IJC,  although some travel costs are reimbursed to non-federal
participants.

1.3.2  Role of the Great Lakes National Program  Office

      GLNPO has principal operational responsibility for coordinating USEPA actions aimed
at improving Great Lakes water quality, including  coordination with other Federal agencies,
Canada, and State, Local, and tribal authorities (Figure 1-3).  To this end,  GLNPO works
with USEPA Headquarters  to ensure that Federal  regulations and national policies consider
the special concerns .of the  Great Lakes and that, at a minimum, they provide sufficient
flexibility to allow facility- or site-specific permitting and other  decisions made within the
Great Lakes Basin to account for  important  priorities under the  GLWQA.

      GLNPO shares this interest  with other  geographically-based environmental programs,
such as  the Chesapeake Bay Program  and the Puget Sound  Program.  GLNPO works with
the Headquarter's  Office  of  Marine and  Estuarine Protection and  individual estuary
programs to support development  of policies  and programs that address the special needs of
the complex ecosystems with which USEPA's geographic-based programs are concerned.

      In addition to its major role of fostering cooperation among numerous and diverse
institutions, GLNPO was instructed by Congress in  the 1987 CWA Amendments to:

      •  Develop and implement specific action plans to carry out  U.S. responsibilities under
        the Agreement;

      •  Establish a Great Lakes system-wide surveillance network, with emphasis on toxic
        pollutants;

      •  Develop a 5-year plan for reducing the flow of nutrients into the Great Lakes; and

      •  Carry out a  5-year study and a series of  demonstration projects  relating to the
        control and removal of toxic pollutants in sediments.
                                        1-7

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                                                        Other F:ederal
                                                       Agencies (e.g.,
                                                       NOAA, USCOE,
                                                       USFWS, USDA,
                                                       USCG, USGS)
   USEPA
 Headquarters
   Offices
Regions II, III, V
                                 IJC
                         and Advisory Groups,
                         particularly the Water
                             Quality Board
                                USEPA
                           Great Lakes National
                             Program Office
                                                     Environment
                                                       Canada
                            Great Lakes States
                            (MN, Wl, IL, Ml, IN,
                              OH, PA, NY)
                                                   Local Authorities
                                                  and Interest Groups
Tribal Governments
Key:

NOAA—National Oceanic and Atmospheric Administration
USCOE—U.S. Army Corps of Engineers
USFWS—U.S. Fish and Wildlife Service
USDA—U.S. Department of Agriculture
USCG—U.S. Coast Guard
USGS—U.S. Geological Survey
            Figure 1-3.  Coordination Responsibilities of the
                  Great Lakes National Program Office
                                 1-8

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      Each year,  GLNPO develops a comprehensive  work plan that defines its  priority
objectives for Great Lakes programs and describes the ways in which the Office will work
at the international and national levels to ensure that environmental programs in the Great
Lakes Basin uphold the principles and objectives of the GLWQA.

      GLNPO's annual work plan is guided by a 5-year program plan and strategy that lays
out the primary goals and directions of the Office for a 5-year  period.  Recently,  in
response to changing priorities and directions from the CWA and the 1987 Agreement with
Canada, GLNPO  completed a revised strategy  for  the period  1989 through  1993. This
strategy is available on request from  GLNPO.

      GLNPO's accomplishments and progress in each of its major areas  of responsibility
are  highlighted in subsequent chapters of this report.

1.3.3  Role of Other USEPA  Offices

      At USEPA Headquarters, program offices  design and implement regulatory and other
programs under each of USEPA's principal statutes.   USEPA has primary or oversight
authority for water pollution  programs under the CWA of 1972 and the 1987 Amendments
to the CWA, and the Safe Drinking Water Act (SDWA) of 1974, as amended in 1986. Other
laws  protecting  inland,  marine,  and  groundwater  resources include  the  Resource
Conservation and Recovery Act; the Comprehensive Environmental Response, Compensation,
and Liability Act; and the Toxic Substances Control Act.

      Under  the mandate of the CWA, the USEPA developed regulations  and programs to
reduce pollutants entering all surface waters, including lakes, rivers, estuaries, oceans, and
wetlands.   The 1987  Amendments to the CWA ensure continued support for  municipal
sewage treatment plants,  initiate a new State.-Federal  program to control nonpoint source
pollution, and accelerate  the imposition of tighter controls on toxic pollutants.

      The SDWA requires  the establishment  of additional drinking water standards and
protects underground  sources of drinking water  from underground disposal of fluids.  The
new amendments established two new major groundwater protection programs: the wellhead
protection program  and the sole-source aquifer  demonstration program.

      Under  the  Clean  Air  Act  of  1970 (CAA),  USEPA is  responsible for  conducting
research and development programs, setting national standards  and  regulations, providing
technical and financial assistance to  the State,  and  where necessary, supplementing State
implementation programs.  USEPA is directed under the Act to set  National Ambient Air
Quality Standards for "criteria  pollutants,"  pollutants commonly found  throughout  the
country.

      The CAA also  requires USEPA  to set  National Emission Standards for Hazardous
Pollutants — those pollutants that can contribute to  an increase in mortality  or serious
illness.  These  programs focus mainly on direct human exposure,  however, and do  not
address food chain exposure to toxic substances that  are atmospherically deposited and then
accumulate in fish that are subsequently ingested by humans.

      At the  regional level within USEPA, line divisions implement each of USEPA's media
programs (i.e., surface water, ground water, drinking  water, air, hazardous waste, Superfund,
toxic substances, and pesticides).  Regional staff develop permit conditions  for surface water
discharges, air  emissions, and hazardous  waste  management;  review, evaluate,  and select
                                         1-9

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remedial alternatives for Superfund sites; plan and implement compliance inspections; and
develop and execute enforcement cases. GLNPO works with program staff in Regions II,
III, and  V to assist  with these activities to ensure that important site-specific decisions
uphold the provisions of the GLWQA to the maximum extent possible.

      Regional line divisions also assist State programs with planning  and implementing
Federal programs that have been delegated  to the States.  Each year, USEPA Headquarters
develops Agency  Operating  Guidance to  communicate  overall  program priorities and
objectives to Headquarters, regional, and State Staff. At the regional level, USEPA program
offices develop Operating Guidance for State programs in order to communicate USEPA's
priorities and  objectives for tlie coming year.  GLNPO works to ensure that Great Lakes
priorities are  accurately reflected  in Agency Operating Guidance and annual State Program
Plans.

      Finally, to conduct research and analysis for the Great Lakes, USEPA's  Office of
Research and Development maintains two laboratories in Duluth, Minnesota, and Grosse He,
Michigan.

1.3.4  Role of Other Federal  Agencies

      Numerous other  Federal  agencies  have  responsibilities  that relate,  directly or
indirectly,  to the achievement of GLWQA objectives.   Federal agencies with major roles
include the following.

      National Oceanic  and Atmospheric Administration (NOAA)

      NOAA conducts interdisciplinary environmental research, through grant-funded Sea
Grant  program in  the  Great Lakes  States and  through  its Great  Lakes Environmental
Research Laboratory  in Ann Arbor,  Michigan.  Areas  of study include lake hydraulics,
synthesis of  organic chemical and  particle dynamics,  physical  limnology/meteorology,
ecosystem  nutrient dynamics, and ecosystem  studies.  Other  key  contributions  include
research conducted under the National Marine  Fisheries Service,  and weather and climate
monitoring undertaken  by the National Weather Service.

      In addition, NOAA administers the Coastal Zone Management Program, through which
four Great Lakes States currently fund Federally-approved programs to comprehensively
manage their coastal resources, including regulations for wetlands  and coastal development,
protection of special areas, and other  coastal activities that affect Great Lakes resources.

      U.S.  Armv Corps of Engineers  (COE)

      The COE is  vested with the authority to  maintain navigable waterways and  to issue
permits for the transportation of dredged material for ocean dumping and for the discharge
of dredged or fill material into the waters of the  United States, including the Great Lakes.
As  the  Federal organization that administers the dredge and fill  permit programs in the
Lakes, the  COE programs are critical to the maintenance of water quality.

      The  Corps receives  over  10,000 permit applications annually.   Therefore, COE
estuarine-related  research primarily concerns the identification of  solutions for  dredged
material disposal. Some of these efforts include  determining the bio-magnification and bio-
accumulation of contaminants in  the estuarine environment, and developing guidelines for
disposal of highly  contaminated sediments.
                                         1-10

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      U.S.  Fish and Wildlife Service

      The FWS has general responsibility for maintaining the fish and wildlife resources in
the United States and for providing public access to these resources.  Its functions include
responsibility  for  fish  and wildlife  resources and habitats of  national interest  through
research, management,  and technical assistance  to other Federal and  non-governmental
agencies.

      Major FWS activities  and programs in the  Great Lakes Basin include permit review
and  resource  planning;  land  acquisition  and  habitat management (through  refuges  and
easements); management of  migratory birds, anadromous fish, and endangered species; and
a broad  research  program  addressing  causes  and effects  of  habitat change and coastal
contaminants.  These programs provide for the collection, synthesis, and interpretation of
diverse information on  species, populations, and habitats that  is assembled, analyzed, and
applied for management purposes.

      The  FWS  also  conducts periodic national inventories of  wetlands  and  waterfowl
populations, and operates the National  Fisheries  Center  - Great  Lakes.   The Center's goal
is to assess, protect, and rehabilitate  fish  resources and habitats in the Great Lakes.

      U.S.  Department  of Agriculture (USDA)

      Several  offices  within the  U.S. Department  of  Agriculture are actively involved in
activities that  relate to Great Lakes  water quality. The three agencies most directly involved
all provide direct assistance to farmers: the Cooperative Extension Service,  which provides
information and education;  the Agricultural Stabilization and Conservation Service (ASCS),
which provides financial assistance, and the Soil Conservation Service (SCS), which provides
technical assistance.

      The  SCS mission covers three major  areas: soil  and water conservation,  natural
resources  surveys,  and  community  resource protection  and development.   Through its
nationwide network of  conservation specialists,  the SCS  provides  technical assistance to
farmers,  ranchers, and  foresters on methods to control erosion and sedimentation through
best management practices, and to control nonpoint sources of water pollution.  The SCS
maintains  extensive  data  archives  on  wind  and water  erosion, land use and cover,
conservation  practices,  and treatment needs.   To assist land owners in protecting natural
resources, the USDA also administers cost sharing programs that offer special assistance for
installing certain conservation practices, protecting wetlands, and improving water quality.

      Because of  its close ties  to landowners  and  an established  delivery system for
agricultural programs, USDA's role in  planning  and implementing activities identified in
Section 319 State Water Management Plans continues to grow.  As part of this increased
activity,  SCS  water quality coordinators  have been detailed to  a number of State water
quality agencies to  assist  in  developing  319  plans, and  SCS employees  have  also  been
assigned  to EPA regional offices to further assist with coordination.

      U.S.  Coast Guard (USCG)

      An important role of  the U.S. Coast Guard in the Great Lakes is to respond to spills,
encourge spill prevention, control shipping, enforce the prohibition of discharging of ship's
waste into  the lakes, and enforce the  laws regarding the handling and transfer of hazardous
substances  and oil on the Lakes.
                                         1-11

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      U.S. Geological Survey (USGS)

      The USGS conducts a national  program of  water  resources investigations,  which
includes flow and water quality monitoring of Great  Lakes tributaries and a range of special
studies on surface water and ground water. The USGS also works with the States, through
its Federal-State  Cooperative Program, to perform special  studies of national  and State
interest.  The USGS serves an important role in  providing  technical leadership on major
issues, such as the  effects of contaminated ground water on Great Lakes surface water
quality.

1.3.5  Role of the States

      In the area of water quality, the States have the primary responsibility for managing
and protecting water resources, except on Native American lands, where tribal governments
have primary responsibility.  The eight Great  Lakes  States  implement most of  the water
quality management and protection programs under  the CWA and SDWA.  In general, State
programs  must meet or exceed minimum standards established at  the Federal level.  The
States  report regularly  to  the  USEPA  and  to  Congress on  the  development  and
implementation of water quality management plans  and on their progress  in restoring and
maintaining water quality.
                                         1-12

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    2.  ENVIRONMENTAL QUALITY OBJECTIVES UNDER THE AGREEMENT


      Through  the  Great Lakes Water  Quality  Agreement  (GLWQA),  the United States
and  Canada  have  jointly  established  objectives  that  will  guide  their  efforts  to
restore  and enhance water  quality in  the  Great  Lakes System.   Acknowledging  the
institutional   complexity   of  their   water   quality   management   systems,    both
countries   made   commitments  to  achieve  the  objectives  and  to  work  toward
achieving   consistency  between  national  objectives  and  those   set  by   the  States
and Provinces.

      The  objectives  of the  original   GLWQA  were  general,  mainly  addressing  the
issue  of  conventional  pollutants  in  the  Great  Lakes  system.    The  intent  was  to
reduce  sewage  and  industrial  discharges  that  were  largely  responsible  for   the
obvious degradation of some of the Lakes.   In  1978, the GLWQA  added more specific
and   more  quantitative   objectives    for   41   physical,   chemical,   and   biological
parameters.   It  was  recognized   that  objectives  needed  to  account  for  the  special
problem   of   persistent    toxic    substances,    especially    those   that   are   easily
transferable from  one  medium  to  another (e.g.,  contaminants  in  sediments,  which
can  re-enter   the   water   column  under   certain  chemical  or  physical  conditions).


      The  1978 GLWQA also added  a focus on  phosphorus load  reduction, reflecting
an   improved   understanding  of  the  process   of   lake  eutrophication.     Target
phosphorus loading  rates  for  each   basin,   key  bays,   and  channels  were   set.
Further  target  reductions  in  these   loading   rates  were  set  in   1983.     (The
phosphorus reduction initiative is discussed in Chapter 4.)

      The  1987 Amendments to the Agreement introduced a number of new ideas for
directing   future   water   quality  management  efforts.      An   awareness  of   the
increasing  number  of toxic"  substances found  in  the  Great  Lakes,  as  well  as  the
rapid development rate  of  new chemicals in both  the  United States  and Canada, led
to  a  more  cautionary  approach  to  establishing  new  objectives.     This approach
requires  the   identification   of   "potentially"   toxic  substances,   as  well  as   those
toxic  substances  that  have  the   "potential"  for  being   discharged   into  the  Great
Lakes  System.   It also  envisions  the  review and modification of GLWQA  objectives
as necessary, at least once every 2 years.

      Perhaps  the most  important  addition  to  the  GLWQA  objectives in 1987 was the
inclusion   of  Ecosystem  Objectives.     These   Objectives  are  intended  to represent
the   cumulative   goals   of   limiting   various   physical,   chemical,  and   biological
parameters.    Environmental   Objectives   allow   water  quality  managers   to  better
account  for  multimedia toxic pollutant problems, as  well as the  combined  effects
of  multiple  pollutants,   since  they   address   the  ultimate   effect   of  contaminants
on  the Great  Lakes System.  Once  the causes  of a problem can  be determined,  even
if   it  represents   the  cumulative   effects   of  multiple   pollutants   or  multiple
sources,  the   problem  can   be  addressed   using   the   full   range  of  available
regulatory  and  other environmental measures.
                                         2-1

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2.1   GENERAL OBJECTIVES

      The   general  water   quality  management   objectives  of  the  GLWQA  reflect
earlier  concerns  with  the  problem of  conventional  pollutants contained  in  sewage
and   industrial   discharges.     Despite   this   orientation,   the   general   objectives
contain  key   references   (e.g.,   beneficial  uses,  freedom  from  toxic  conditions)
that   form  a  foundation   for  subsequent  specific  and  ecosystem  objectives.    As
described in Article III of the GLWQA,  it was agreed that the  waters  of the Great
Lakes should be free from:

      •  Substances   that  directly   or  indirectly  enter  the  waters  as  a  result   of
         human  activity  and   that  will   settle  to   form   putrescent   or  otherwise
         objectionable   sludge   deposits,   or   that   will   adversely   affect   aquatic
         life or waterfowl;

      •  Floating   materials  such  as   debris,   oil,   scum,   and  other  immiscible
         substances  resulting  from  human activities  in amounts  that   are  unsightly
         or  deleterious;

      •  Materials  and  heat  directly  or  indirectly entering  the  water  as   a result
         of  human  activity  that   alone,  or  in  combination   with other  materials,
         will  produce  color,  odor, taste,  or  other conditions  in  such  a  degree  as
         to  interfere with beneficial  uses;

      •  Materials  and  heat  directly  or  indirectly entering  the  water  as   a result
         of  human  activity  that   alone,  or  in  combination   with other  materials,
         will  produce   conditions  that  are toxic  or  harmful  to  human,  animal,  or
         aquatic life; and

      •  Nutrients directly  or   indirectly  entering  the waters  as  a  result of human
         activity  in  amounts   that create  growths   of  aquatic   life   that   interfere
         with beneficial uses.


2.2  SPECIFIC WATER QUALITY OBJECTIVES

      The  United States  and  Canada  also have adopted  a set of  specific objectives
intended to represent the  minimum  levels of  water  quality desired in  the  boundary
waters  of  the  Great Lakes System.    Specific  Objectives  were  developed  as Annex
1  of the GLWQA  to establish minimum acceptable conditions,  and were expanded in
1978   to   include   a  total  of  41    chemical,    physical,   microbiological,    or
radiological parameters (Table 2-1).

      The   chemical  parameters  included  in  this  list  are  organized  according  to
three   categories:  persistent   toxic   substances,   non-persistent  toxic  substances,
and   other  substances.     Objectives   for   persistent  toxic  substances   include  those
for   selected   pesticides,   metals,   and   other   organic   and   inorganic   substances
known  to  be  present  in  the Lakes  and to  have adverse  toxic  effects on human
health,  wildlife,   or   aquatic   life.      Objectives   for   persistent   organic  toxic
substances  are  expressed  as   concentration  limits  for  ambient   water, fish  tissue,
or both.
                                          2-2

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                 Table 2-1. Specific Water Quality Objectives Under the Great Lakes Water Quality Agreement
Chemical
Persistent Toxic
Substances
Nonpersistent
Toxic Substances
Organic
Inorganic
Organic
Pesticides
Other Compounds
Metal*
Other Inorganic
Substances
Pesticides
Other Substances
Inorganic
Other Substances
Physical
Substance
Aldrin/Oieldrm
Chlordane
DOT and metabolites
Heptachlor/Heptachlor epoxide
Lindane
Methoxychlor
Mirex
Toxaphene
Dibutyl phthalate
Di (2-Ethylhexyl) phthalate
Other Phthalate esters
Polychlorinated biphenyls
Unspecified Organic Compounds
Mercury
Arsenic
Cadmium
Chromium
Copper
Iron
Lead
Nickel
Selenium
Zinc
Fluoride
Total Disolved Solids
Diazinon
Guthion
Parathion
Other Pesticides
Unspecified Compounds
Oil and Petrochemicals
Ammonia
Hydrogen Sullide
Dissolved Oxygen
pH
Nutrients
Tainting Substances
Asbestos
Temperature
Microbiological
Radiological
In Water
0.001 jig/I (sum)
0.06 |ig/l
0.003 no" (sum)
0.001 no/1 (sum)
0.01 HB/I
0.04 |ig/l
< detecti on
0.008 (ig/l
4.0 |ig/l
0.6 ng/i
0.2 |ig/l
 0.5 units from ambient
Low enough to prevent nuisance growth of algae, weeds, and slimes
Raw public water supply sources essentially free of objectionable tastes and odors
Levels of phenolic compounds <1 0 mg/l
Other substances shall not affect the acceptabilty of ed ble organisms as determined by organoleptic tests
Lowest possible level; adequate to prevent harmful effects on human health
No change that would adversely affect any local or general use of the waters
Substantially free from bacteria, fungi, or viruses that may produce enteric disorders,
skin infections, or other human diseases and infections
TED50 from drinking 2 2 I lake water per day for l.year shall not exceed 1 millirem to the whole body
I
U>

-------
      Chemical   limits   are   set   for   three   non-persistent   pesticides  (diazinon,
guthion,  and  parathion)  atid  two  inorganic  substances   (ammonia   and  hydrogen
sulfide).     All   other    nonpersistent   chemicals   and   complex   effluents   have
objectives  set   in  terms  of  their  toxicity  to  sensitive  local  species.    Objectives
for  oil  and  petroleum  hydrocarbons  also  specify  that  these  substances shall  not
cause  sheens  on  the water,  odors,  tainting  of  fish,  or deposits on  the shoreline.

      Other  substances   for  which   objectives  have   been  set  include  dissolved
oxygen,  pH,   nutrients,   and  tainting  substances.    The   levels  for   all  of  these
objectives are  shown  in Table 2-1.


2.3  ECOSYSTEM OBJECTIVES

      The  1987  revisions  of the  GLWQA  call  for the  development  of Ecosystem
Objectives for  boundary  waters  of  the  Great  Lakes  System,   or  portions  thereof,
and  for  Lake  Michigan.    The   agreement  on   Ecosystem  Objectives  includes  the
following commitments:

      •  Lake  Superior  should be  maintained as  a  balanced  and  stable  oligotrophic
         ecosystem  with  lake  trout  as  the  top  aquatic  predator  of  a  cold-water
         community and the Pontoporeia hovi as a key organism  in the food chain.

      •  Ecosystem Objectives  shall  be developed  for   each of  the  Great  Lakes  as
         the state of knowledge permits.

      Annex 11 of the GLWQA  introduces  the concept  of ecosystem  health indicators
for  use  in   measuring  "attainment  of  Ecosystem   Objectives.    For   example,  the
indicator for   lake  trout  in  Lake Superior  is  described   in  terms  of  productivity
greater  than   0.38   kilograms/hectare;   stable, self-producing  stocks;   and  freedom
from  contaminants  at   concentrations   that  adversely   affect  the  trout  themselves
or the quality  of the harvested products.

      Subsequent Ecosystem  Objectives  could  take a number  of forms,  as  there  are
many    possible   indicators   of  ecological   condition,   including   biological
diversity,  stability,  and  productivity.    Objectives  may be  developed  to  describe
a  general  condition,   the  status of  particular  populations,  or  the   relationships
among  the members of the  biological community.
      Ecosystem  Objectives   offer   the   advantage   of   collectively   representing
chemical,  physical,  and  biological  conditions.    Therefore,  they  are  better  able
to  account  for  the  cumulative  or  synergistic  effects  of  multiple  contaminants,
multiple   pollutant   sources,   and   multiple   pathways   of   exposure  to   toxic
substances.     Thus,   the  Ecosystem  Objectives  and   indicators  are   potentially  a
better measure of attainment  of the Agreement's broad goals.


2.4  PROCESS FOR PERIODIC REVISION OF OBJECTIVES

      A 1987  supplement  to Annex  1  outlines  a process for the  periodic review of
existing objectives  and  the  establishment  of new  objectives.    The  United  States
and  Canada,  working  with  the  States and  the  Provinces,   have  agreed to consult at
least  once  every  two  years to  modify   Specific  Objectives   and   establish   action
                                         2-4

-------
levels  for  persistent  toxic   substances.     The  Agreement  also  stipulates   that  the
public will be involved in the  development and adoption of objectives.

      Information  is  continually  being  developed  on  the  identity  and  toxicity  of
additional   substances   for   which   objectives   may  be   appropriate.      As   this
information  is  developed,   it  will  be   used  to  refine  existing   objectives,  or
establish new ones.

      To  assist in  the  review  process,  the United  States  and Canada  are required
to compile and maintain  lists  of  substances  for  which objectives  may  be needed.
These  lists  will   identify  all  substances  that  are  present  or  have  the  potential
to be present  within  the water,  sediment,  or aquatic biota of  the  Great  Lakes
System  and  are believed,  alone or  when  combined  with  another  substance, to  have
toxic effects on aquatic, animal,  or human life.

      The  development  of new objectives   requires  that the  effects  of  a   substance
on  aquatic life,  wildlife,  and  human  health  be   considered.    Once  these  effects
are  known, the   level   of  the objective   can  be  set  for  the   use   that  is  most
sensitive  or requires  the  greatest  protection.    Individual  levels can  be  set  for
contaminant   concentrations   in   various    media.      For   example,   the  Specific
Objective  for  DDT  in  the water column  has  been set  to  protect  aquatic  life, while
the  DDT  objective  for  fish  tissue  is  set  to  protect   fish-eating  birds  (the
animals  most  affected  by  the  DDT  concentrations  in  fish).   Other  levels are set
to protect human consumers of fish.
                                         2-5

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                         3.  STATE OF THE GREAT LAKES


      Marking  progress  in  attaining the objectives  of the Great  Lakes Water Quality
Agreement (GLWQA) is a primary role of the Water Quality Board of the International Joint
Commission (IJC).  In its  1987 Report to the IJC, the Board offered mixed reviews, citing
major strides in the reduction of phosphorus concentrations, but serious problems related
to lakewide levels of certain persistent toxic substances and localized problems of sediment
and water contamination.

      The water quality of the  Great Lakes has  improved in many  ways over  the past
two decades.  The premature aging  of the Lakes through the process of eutrophication has
been  slowed by  reducing  the   volume  of organic  material and nutrients,  especially
phosphorus, that enters  the system.   Progress has also been made  in  reducing the levels of
some  toxic  contaminants, including mercury  and  a  number  of  pesticide  compounds.
However, the levels of some of the pollutants of early concern, including  phosphorus,
polychlorinated biphenyls (PCBs), dieldrin,  and DDT, persist above acceptable levels in
some  areas.  Moreover,  a new cast  of more than 300 other  pollutants of concern  has now
been  identified  within  the  Great Lakes  System.   Concerted efforts  are  being made to
understand the  sources of these  pollutants and  their behavior  in  the environment, as well
as the range of possible threats they may  pose to human health.

      Substantial reductions (over 80 percent from point sources) of nutrient  loads to the
Great Lakes during the  1970s and early  1980s have resulted in  significant improvements of
the Lakes from their more  eutrophic status to  their more  natural meso-  or  oligotrophic
status. The natural composition of algae and zooplankton has started to return.

      Improvements have  also been attained for some persistent toxic substances. Between
1969  and 1972, Federal legislation  was enacted to restrict or ban the use  of dieldrin,
heptachlor, DDT,  PCB, mercury, and mirex within  the Great Lakes Basin.  In nearly all
Lakes, PCB concentrations in lake trout decreased during the late 1970s.  This trend did not
continue substantially, however;  current, concentrations in lake trout still remain above the
Agreement objective in all the Great Lakes. PCB concentrations in forage fish remain at
or below the objective level  in all  Lakes  except Lake Michigan, where concentrations in
bloater chub exceed the objective.

      In the late 1970s, DDT concentrations also declined substantially in all Lakes but Lake
Huron.  DDT levels apparently have stopped declining, however.  One possible explanation
for the continuing presence of banned  pesticides in the Great Lakes System is that these
substances are being atmospherically transported from countries where  they are still in  use.
This thesis is supported by the continuing presence of unweathered forms of such pesticides.

      Despite improvements, the  Water  Quality Board has identified 42 Areas of  Concern
(AOCs)  within  the Great Lakes  that exceed established GLWQA  objectives  and exhibit
impaired beneficial uses.  The Water Quality Board  has also  identified 362 chemicals of
concern within the Great Lakes ecosystem, some of which  are particularly persistent.  In
total,  about 30,000 chemical compounds are  used within the  Great Lakes Basin and may be
present in the system.  An additional 1,000  new chemicals are developed each year within
the United States, suggesting that the potential  list of toxic contaminants  in the  Lakes is
increasing over time.
                                         3-1

-------
3.1  LAKE SUPERIOR

      Lake Superior, the largest (82,100 km2)and deepest (maximum-depth of 407 m and
mean  depth of 149 m) of the Lakes, has remained the most pristine and oligotrophic system.
Concentrations  of nutrients and  major ions in  the open waters of Lake Superior  have
consistently met Agreement objectives (Table 3-1).  Species composition of phytoplankton
and zooplankton  communities are typical of waters that are naturally low  in  nutrients.
Results  of surveys conducted since 1968  indicate that phosphorus concentrations  have
remained around 3.5 micrograms/liter, the lowest level for any of the Great Lakes and well
within GLWQA objectives.

      However, concentrations of PCBs in lake trout in Lake Superior continue  to exceed
the  Agreement  objective (0.1  mg/kg in whole fish), while the DDT, dieldrin,  and mercury
objectives (1.0 mg/kg, 0.3 mg/kg,  and 0.5 mg/kg, respectively, in whole  fish) are being met.
Although lower concentrations of  DDT and dieldrin have been observed in lake trout  since
1982-1983, PCB concentrations appear to be fluctuating, with no  discernible  trend.

      Public health fish consumption advisories have been issued for lake trout taken  from
Lake Superior waters, recommending restricted consumption of fish up  to 30 inches and no
consumption of fish greater than  30 inches.

      In addition, the  Water  Quality Board  has identified seven AOCs in Lake  Superior,
where GLWQA objectives are not being met (Figure 3-1).  The following three  AOCs are
located  within the United States:

      •  St. Louis  River/Bay - Bay  sediments  are moderately to  heavily polluted with
        arsenic, chromium, and copper.   Some  localized  areas  of  sediment  are also
        contaminated by lead and mercury.  The  macrobenthic  community  is typical of
        polluted sediment environments.  Public  health advisories recommend  restricted
        consumption of large northern pike, carp, white sucker,  and walleye. •

      •  Torch  Lake -  Copper  levels  are  six to  nine  times  higher  than  the   GLWQA
        objective.  Sediments are also contaminated by copper.   The macroinvertebrate
        community is sparse.  Walleye and sauger  exhibit several types of tumors.  State
        health advisories recommend no consumption  of all  sizes of walleye and sauger.

      •  Deer Lake. Carp  Creek. Carp River - Sediments and fish are  contaminated by
        mercury.  No bald eagle  offspring have been produced from nesting areas. Health
        advisories restrict consumption of all species of fish.


3.2  LAKE MICHIGAN

      Lake Michigan, which lies completely within  the United States, is the second largest
Lake  in terms of volume and depth, but the third  in terms of surface area (57,800  km  ).
Nutrient concentrations in Lake Michigan are generally higher than those in Lake Superior,
placing  the  Lake in the oligotrophic to mesotrophic  classification.  This  condition  is
reflected by the phytoplankton community.  Open-water phytoplankton  species composition
and biomass are dominated by diatoms.  Species associated with eutrophic waters are not
common in the open Waters of the Lake, but are  present in  the  Green Bay  region.   The
zooplankton community structure  is indicative of oligotrophic conditions.
                                         3-2

-------
                     Figure 3-1.  Areas of Concern within Lake Superior
                                                                                      1. Penninsula Harbor
                                                                                      2. JacKfish Bay
                                                                                      3. Nipigon Bay
                                                                                        Thunder Bay
                                                                                        St. Louis River
                                                                                        Torch Lake
                                                                                        Deer Lake
Table 3-1 . Water Quality Conditions in Lake Superior Compared to Great Lakes
Water Quality Agreement Objectives
Parameter
Aldrin/Dieldrin
Arsenic
Cadmium
Chlordane
Chromium'
Copper
DDT/TDE
Diazinon
Dibutyl phthalate
DEHP
Endrin
Fluoride
Guthion
Heptachlor/Heptachlor Epoxide
Iron
Lead
Lindane ( - BHC)
Mercury
Methoxychlor
Mirex
Nickel
Other Phthalates
Parathion
PCBs
Phenols
Selenium
Toxaphene
Zinc
Phosphorus
Objective in Water
mlcrograms/L
0.001
50
0.2
0.06
50
5
0.003
0.08
"4
0.6
0.002
1200
0.005
0.001
300
25
0.01
02 (filtered)
0.04
Less than DL
25
0.2
0.008

1
10
0.008
30
5
Objective In Fish
mg/kg
0.3





1



0.3


0.3



0.5





0.1


5


Lake Superior* Water
mlcrograms/L

0.52
0.027

0.091
0.89
0.0002







2.5"
0.029

0.002

ND
0.58

NM
0.0006

0.12

0.39
4
Lake Superior* Fish
mg/kg
0.05


0.02


0.3



T


T


NO


ND


NM
0.5


5


 Values obtained from the draft Appendix B to the Water Quality Board Report to the International vioint Commission and staff at the
 USEPA Great Lakes National Program Office.
                                   Public Health Fish Consumption Advisory
                                                Lake Superior
                             (Applies to Michigan, Wisconsin, and Minnesota waters)
Restrict Consumption1
Lake trout up to 30", Walleye up to 26" (Wisconsin waters).
Do Not Eat*
Lake trout over 30", Walleye over 26" (Wisconsin waters).
 1  Also applies to tributaries into which migratory species enter
 *  Nursing mothers, pregnant women, women who anticipate bearing children, and children age 15 and under should not eat the
   fish listed in any of the categories listed above.
                                                    3-3

-------
      Phosphorus loading estimates for Lake Michigan were fairly stable between 1976 and
1980.  Since  1981, estimated total phosphorus loadings to Lake Michigan  have remained
under the GLWQA target loading value  of 5,600 metric tons/year.

      PCB and DDT  concentrations appear to be gradually declining in Lake Michigan lake
trout,  but still  remain  above the Agreement  objectives (0.1 mg/kg  and  1.0  mg/kg,
respectively,  in  whole fish) (Table  3-2).   PCB concentrations are about 40 times the
objective; DDT about 2 times.  Dieldrin concentrations have  fluctuated over recent years,
but remain near the  Agreement objective level (0.3 mg/kg in whole fish).

      Public health fish consumption advisories have been issued for lake trout,  salmon, and
brown trout taken from Lake Michigan waters, recommending restricted consumption of fish
beyond specified sizes.   In  addition,  the public  has been advised not  to eat any  carp or
catfish, or very large lake trout, chinook salmon, or brown trout.

      The Water Quality Board has identified the following  10 AOCs  in Lake Michigan,
indicating local non-compliance with GLWQA objectives (Figure  3-2):

      •  Manistioue  River - The lower  river and harbor have  elevated levels  of lead and
         PCBs.  Harbor sediments contain cadmium, lead, PCBs, and zinc.  Benthos in the
         area is dominated by pollution-tolerant species.  A  fish  consumption advisory is
         in place for all  carp.

      •  Menominee River - Water  in the lower river is contaminated with  arsenic.
         Sediments are moderately to heavily contaminated by arsenic, mercury, and PCBs.
         A low frequency of tumors has been found in local fish, and river water has been
         found to be  toxic to certain  aquatic  invertebrate larvae.  A fish  consumption
         advisory is in place for lake trout, chinook salmon, brown trout, carp, and catfish.

      •  Fox River  and  Southern Green  Bay - Over 100 toxic substances,  including 37
         priority pollutants and 11  different resins  and fatty acids, have  been identified
         in discharges  to the lower Fox River.  Sediments in the lower river were heavily
         polluted with lead,  mercury,  oil  and  grease, PCBs,  zinc, and DDT.   A  high
         frequency of tumors has been detected in some fish. Fish consumption is restricted
         for 10 species in the area. Reproductive impairments of cormorants and abnormal
         thyroids in herring gulls have  been found.  Bacteria densities periodically exceed
         Wisconsin  limits for "full body contact."  High phosphorus levels  are responsible
         for eutrophic conditions in  the lower bay.

      •  Shebovaan  - Very high PCB levels have been found in the water  column and the
         sediment.   Pollution-tolerant  species  dominate  the benthos and  periphyton.
         Consumption of salmon  and trout  is restricted.

      •  Milwaukee Harbor  -  Residual  open  water pollution and heavy sediment
         contamination by cadmium, chromium, copper, lead, oil and grease, PCBs, and zinc
         exists.   Chlordane and  DDT  are also  present.  Benthos  and phytoplankton are
         dominated  by  pollution-tolerant  organisms.   Bacterial  counts increase  at area
         beaches after heavy rainfalls.  High  phosphorus  loadings  have contributed  to
         eutrophic conditions.  Fish consumption advisories are in place for northern pike.
         Consumption of small mouth  bass, perch, redhorse  sucker, and rock bass is also
         restricted.
                                         3-4

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                    Figure 3-2.  Areas of Concern within Lake Michigan
                                                                8.  Manistique River
                                                                9.  Menominee River
                                                               10.  Fox River and Southern Green Bay
                                                               11.  Sheboygan
                                                               12.  Milwaukee Estuary
                                                               13.  Waukegan Harbor
                                                               14.  Grand Calumet River and Indiana Harbor Ship Canal
                                                               15.  Kalamazoo River
                                                               16.  Muskegon Lake
                                                               17.  White Lake, Montague
Table 3-2. Water Quality Conditions in Lake Michigan Compared to Great Lakes
Water Quality Agreement Objectives
Parameter
Aldrin/Dieldrin
Arsenic
Cadmium
Chlordane
Chromium
Copper
DOT/IDE
Diazinon
Dibutyl phthalate
DEHP
Endnn
Fluoride
Guthion
Heptachlor/Heptachlor Epoxide
Iron
Lead
Lindane ( - BHC)
Mercury
Methoxychlor
Mirex
Nickel
Other Phthalates
Parathion
PCBs
Phenols
Selenium
Toxaphene
Zinc
Phosphorus
Objective In Water
micrograms/L
0.001
50
0.2
0.06
50
5
0.003
0.08
4
0.6
0.002
1200
0.005
0.001
300
25
0.01
0.2 (filtered)
0.04
Less than DL
25
0.2
0.008

1
10
0.008
30
7
Objective In Fish
mg/kg
0.3





1



0.3


0.3



0.5





0.1


5


Lake Michigan* Water
micrograms/L

0.69
0.044

0.68
0.39
0.0002







75
0.25

0.045

NO
0.6

NM
0.002

2.7

0.59
5.5
Lake Michigan* Fish
mg/kg
0.3


0.1


3



T


T


ND


ND


NM
5


2


 Values obtained from the dratt Appendix B to the Water Quality Board Report to the International Joint Commission and staff at the
 USEPA Great Lakes National Program Office.
                                    Public Health Fish Consumption Advisory
                                                Lake Michigan
                           (Applies to Michigan, Illinois, Indiana, and Wisconsin waters)
Restrict Consumption'
Lake trout 20-23", Coho salmon over 26", Chinooksalmon21-32",
Brown trout up to 23".
Do Not Eaf
Lake trout over 23", Chinook over 32", Brown trout over 23"
Carp, and Catfish.
 1  Also applies to tributaries into which migratory species enter
 *  Nursing mothers, pregnant women, women who anticipate bearing children, and children age 15 and under should not eat the
   fish listed in any of the categories listed above.	
                                                   3-5

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      •   Waukeean  Harbor  -  Very high  PCB levels have  been detected  in water and
         sediment.  There are  indications of bioaccumulation of PCBs in local organisms.
         A fish advisory recommends  against consumption of all species in  the area.

      •   Grand Calumet River and Indiana Harbor Canal - GLWQA objectives have been
         exceeded for  copper,  lead,  selenium,  iron,  zinc,  ammonia, and phenolics.
         Sediments also are highly contaminated with chromium, lead, oil and grease, PCBs,
         and zinc. Some fish tumors and a high incidence of fin rot were found. A fish
         advisory recommends  against consumption of all species in  the area.   Fecal
         coliforms and phosphorus levels  exceed standards.

      •   Kalamazoo River - High PCB levels have  been found  in the water column and
         sediment.   Elevated  phosphorus  levels  are  found downstream of Kalamazoo.
         Consumption of all  fish species is restricted with no consumption of carp, suckers,
         catfish, and largemouth bass.

      •   Muskeaon  Lake -  Some  shoreline sediments are contaminated with cadmium,
         chromium, copper,  lead, mercury, zinc, and pyrene.  Excess nutrient enrichment
         has resulted in algal blooms.

      •   White Lake - Contaminants via ground water include chloroform, trichloroethylene,
         carbon  tetrachloride,  and perchloroethylene.  Sediments are contaminated with
         chromium, and some benthos are affected  in  the  vicinity of  the  contaminated
         groundwater plume. Carp consumption is restricted.


3.3  LAKE HURON

      Lake Huron is the second largest Great Lake .in terms of surface area (59,700  km2).
Like  Lake Superior,  Lake Huron has a drainage basin that  supports  lower population
densities and more forested lands than the other Great Lakes. Consequently, the quality of
the  open waters  of Lake Huron is generally high, with levels of nutrients and major ions
within GLWQA  objectives.

     _In general, the trophic status of the  open waters  of  the Lake has remained stable,
between the status of Lake Michigan and Lake Superior.  Phytoplankton and zooplankton
species  assemblages in the open  waters are consistent with those typically encountered in
oligotrophic waters.   Phytoplankton  species composition and  biomass are  dominated by
diatoms. Species typical  of eutrophic waters are not common, although they occur in some
lake areas subject to nutrient enrichment.

      Levels of total phosphorus, measured during the spring months, have been stable from
1971 through 1985 (Table 3-3).  Total  phosphorus concentrations  in the Georgian Bay have
been  consistently lower  than  those found in Lake  Huron proper.   Georgian Bay area
phosphorus  concentrations  decreased  by approximately  1.5 micrograms/liter from 1980
through  1985. The highest mean total phosphorus concentrations in Lake Huron occur in
Saginaw Bay (21  micrograms/liter).

      Although these concentrations are substantially lower than those observed in 1978, no
significant decreases in phosphorus concentrations occurred from 1980 to 1985. Estimated
total phosphorus  loadings for Lake Huron indicate that the annual inputs have been near the
loading objective target  value (4,360 tons/year) since  1976.  Inputs for Saginaw Bay remain
21 metric tons above its  target of 440 metric tons,  however.
                                        3-6

-------
      Concentrations  of dieldrin  and DDT in  Lake  Huron  lake  trout  are below  the
Agreement objective (0.3 mg/kg and 1.0 mg/kg, respectively, in whole fish), although there
appears to be no decreasing trend in concentrations since 1979.  As with most of the other
Great  Lakes,  Lake  Huron's PCB  concentrations in lake  trout continue  to  exceed  the
objective (0.1 mg/kg in whole fish).  There also does not appear to be a trend of decreasing
PCB concentrations since  1979.  Public health fish advisories  have been issued suggesting
that the consumption of lake trout, rainbow trout, and brown trout caught in Lake Huron
waters be restricted.

      Of the  four AOCs  on  Lake  Huron, only  one has been identified  within  U.S.
boundaries (Figure 3-3):

      •  Saginaw  River/Saeinaw Bay -  Contaminants in water include primarily metals,
         PCBs, and phenols. Bay sediments are  also contaminated with metals and PCBs.
         A health advisory recommends no consumption of carp and catfish. Consumption
         of lake trout, rainbow trout, and brown trout  is also restricted.  Fish-eating bird
         populations  are affected by  contaminants  as shown in reproductive failure  and
         increased incidence of cross-beak syndrome.


3.4 LAKE ERIE

      Lake Erie is the fourth largest Great Lake in terms of surface area (25,700 km2)and
is the most shallow lake, with a mean depth of only 19 meters.  It consists of three distinct
basins, which differ in water quality characteristics. Its shores are highly urbanized and its
major tributaries drain intensively farmed soils.  Lake Erie was the first  of  the  Lakes to
show systemwide signs of cultural eutrophication, but was also quicker to respond than the
other Lakes to cleanup efforts  because of its relatively short retention time.

      Even so, Lake  Erie is characterized as a mesotrophic lake with eutrophic conditions
dominating in  the western  and central basins.   Diatoms dominate the biomass, and green
algae  are  also an important component  of  the community.   Zooplankton  assemblages
throughout the Lake are  mixed, being  more  indicative  of  eutrophic  conditions than
oligotrophic conditions, although some oligotrophic species  are  present.

      Data from  1985 and 1986 indicate  that  Lake Erie central  basin mean  annual total
phosphorus concentrations fluctuate between  11  and 13 micrograms/liter (Table  3-4).  In
1985, it was estimated that over 2,000 tons of soluble phosphorus are released annually from
the  central  basin sediments  through  anoxic   regeneration.    In  spite  of  these  large
contributions from internal processes, significant reductions in  open lake total phosphorus
concentrations  have  been  documented.   During  the  period  from 1968  to 1985, total
phosphorus concentrations declined at an annual rate of about  0.56 microgram/liter/year.
A significant decrease in  total  phosphorus loadings  to Lake Erie occurred  during the same
period, from a high of 28,000 tons/year in 1968 to the current level near 11,180  tons/year.
However, the established target loading  rate of  11,000  tons/year has not been achieved.
                                          3-7

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                      Figure 3-3.  Areas of Concern within Lake Huron
                                                               18. Saginaw River System and Saginaw Bay
                                                               19. Collingwood Harbor
                                                               20. Pentang Bay to Sturgeon Bay
                                                               21. Spanish River
                                                               38. St. Mary's River
                                                               39. St. Clair River
Table 3-3. Water Quality Conditions in Lake Huron Compared to Great Lakes
Water Quality Agreement Objectives
Parameter
Aldrin/Dieldrin
Arsenic
Cadmium
Chlordane
Chromium
Copper
DDT/TDE
Diazinon
Dibutyl phthalate
DEHP
Endrin
Ruoride
Guthion
Heptachlor/Heptachlor Epoxide
Iron
Lead
Lindane ( - BHC)
Mercury
Methoxychlor
Mirex
Nickel
Other Phthalates
Paratfiion
PCBs
Phenols
Selenium
Toxaphene
Zinc
Phosphorus
Objective in Water
micrograms/L
0.001
50
0.2
0.06
50
5
0.003
0.08
4
0.6
0.002
1200
0.005
0.001
300
25
0.01
0.2 (filtered)
0.04
Less than DL
25
0.2
0.008

1
10
0.008
30
5
Objective in Fish
mg/kg
0.3





1



0.3


0.3



0.5





0.1


5


Lake Huron* Water
micrograms/L
0.00037
0.21
0.015
0.000032
0.13
0.4
ND(0.002)



0.00005


0.00021
4.8
0.022
0.000835
0.011
ND(0.002)
ND(0.002)
0.54

NM
0.000394

0.48

0.29
4.5
Lake Huron* Fish
mg/kg
0.1
0.4

0.05


0.1



T


T


T
0.18




NM
2

0.52



 Values obtained from the draft Appendix B to the Water Quality Board Report to the International Joint Commission and staff at the
 USEPA Great Lakes National Program Office
                                   Public Health Fish Consumption Advisory
                                                Lake Huron
Restrict Consumption1
Lake trout. Rainbow trout, and Brown trout
                                                        Do Not Eat*
 1  Also applies to tributaries into which migratory species enter
 *  Nursing mothers, pregnant women, women who anticipate bearing children, and children age 15 and under should not eat the
   fish listed in any of the categories listed above.
                                                   3-8

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      Concentrations of DDT and  dieldrin in Lake  Erie  remain below  the Agreement
objective for fish tissue concentration. PCB concentrations are elevated above the objective
level, with concentrations in walleye being about five times the objective level.  Both carp
and catfish  are the subject  of public health  fish consumption advisories, with  restricted
consumption being recommended in New York and no consumption recommended in other
States bordering the Lake.  The Water Quality Board has designated seven AOCs within the
U.S. boundaries of Lake Erie (Figure 3-4):

      •   Clinton River - Sediments downstream of Red Run are  contaminated with metals
         and oil  and grease affecting  benthic communities  in the lower  river.  Fecal
         coliform bacteria levels exceed the objective,  as does total phosphorus loading.

      •   Rouge River   -  Toxic substances in the lower river include  PCBs and metals.
         Sediments  are  heavily  polluted  with  metals.    Other  contaminants include
         dibenzofurans, HCB, PCBs,   and  PAHs.    Health  advisories  recommend  no
         consumption of carp.  Fish kills occur regularly  during  the  summer, and the
         benthos community reflects pollution-tolerant species. High fecal coliform levels
         are also  a problem as a result of combined sewer overflows.

      •   River Raisin - Contaminants present  in the water column include metals and PCBs.
         Sediments are contaminated with PCBs, chromium,  copper, and zinc. Invertebrate
         populations decrease  in the vicinity  of Monroe Harbor.  Elevated fecal coliform
         levels are  experienced  during  wet  weather  conditions.    Health  advisories
         recommend no consumption of carp.

      •   Maumee River - Violations of Ohio water quality standards occur  for ammonia,
         arsenic,  lead, copper, zinc, cadmium, iron,  and mercury.  Sediments are heavily
         polluted with metals  and  were found toxic to minnows and invertebrates.  PCBs
         have been detected in fish. Fecal coliform  exceed Ohio EPA standards.

      •   Black River - Ohio water  quality standards  are violated for ammonia, iron, lead,
         phenol, cyanide, cadmium, copper, and zinc.  Sediments are heavily polluted with
         oil and grease, metals, and PAHs. Benthos are severely degraded. Fecal coliform
         also violate Ohio standards.  Health  advisories recommend no  consumption of all
         fish species.

      •   Cuvahoea River  - Toxics  in the water include  cyanide, iron,  copper,  ammonia,
         phenol, lead cadmium, and zinc. Sediments are heavily polluted  with metals and
         oil and grease, and moderately polluted with  PCBs; DDT,  PAHs, and  phthalates.
         Benthos are degraded, and elevated  levels of fecal coliform bacteria are common.

      •   Ashtabula River  - Ohio water quality standards are  violated for zinc, cadmium,
         and mercury.  Sediments  are heavily polluted with arsenic, cadmium, chromium,
         copper,  lead, mercury, PCBs, and zinc.  River water  is acutely toxic to Daphnia.
         Health advisories  recommend no consumption of all fish species.
                                         3-9

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                        Figure 3-4. Areas of Concern within Lake Erie
                                                                                 22. Clinton River
                                                                                 23.  Rouge River
                                                                                 24.  Raisin River
                                                                                 25.  Maumee River
                                                                                 26.  Black River
                                                                                 27.  Cuyahoga River
                                                                                 28.  Ashtabula River
                                                                                 29.  Wheatley
                                                                                 30.  Buffalo River
                                                                                 40.  Detroit River
Table 3-4. Water Quality Conditions in Lake Erie Compared to Great Lakes
Water Quality Agreement Objectives
Parameter
Aldrin/Oieldrin
Arsenic
Cadmium
Chlordane
Chromium
Copper
DOT/IDE
Diazinon
Dibutyl phthalate
DEHP
Endrin
Fluoride
Guthion
Heptachlor/Heptachlor Epoxide
Iron
Lead
LJndane ( - BHC)
Mercury
Methoxychlor
Mirex
Nickel
Other Phthalates
Parathion
RGBs
Phenols
Selenium
Toxaphene
Zinc
Phosphorus
Objective in Water
micrograms/L
0.001
50
0.2
0.06
50
5
0.003
0.08
4
0.6
0.002
1200
0.005
0.001
300
25
0.01
0.2 (filtered)
0.04
Less than DL
25
0.2
0.008

1
10
0.008
30
10/15
Objective in Fish
mg/kg
0.3





1



0.3


0.3



0.5





0.1


5


Lake Erie* Water
micrograms/L
0.000934
0.43
0.72
0.000084
0.39
1.8







0.000259
100
0.34
0.002148
0.033


1.1

NM
0.00295

2.1

1.2
16.6
Lake Erie* Fish
mg/kg
0.06


0.05


0.2



T





T


ND


NM
1.5





 Values obtained from the draft Appendix B to the Water Quality Board Report to the International Joint Commission and staff at the
 USEPA Great Lakes National Program Office.
                                     Public Health Fish Consumption Advisory
                                                   Lake Erie
Restrict Consumption1
Carp and Catfish (New York waters—eat no more than one meal
per month).
Do Not Eat*
Carp and Catfish (applies to Michigan, Ohio, and Pennsylvania
waters).
 1  Also applies to tributaries into which migratory species enter
 *  Nursing mothers., pregnant women, women who anticipate bearing children, and children age 15 and under should not eat the
   fish listed in any of the categories listed above.
                                                   •3-10

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3.5  LAKE ONTARIO

      Lake Ontario is the smallest of the Great Lakes (19,520 km2),but with a mean depth
of 86  meters, is deeper than Lake Erie. Located at the end of the Great Lakes chain, Lake
Ontario receives nutrients  and toxic contaminants contained in the  outflow of upstream
systems.  Because of this source and those within the drainage basin, Lake Ontario generally
has  high open water pollutant concentrations.  Still, data on phytoplankton indicator species
from the first two years of a bioindex monitoring program on Lake Ontario suggest that the
rate of eutrophication has declined, changing its status from  meso-eutrophic  to  meso-
oligotrophic.  These changes coincide with a decrease in phosphorus loadings.  Zooplankton
community structure is indicative of mesotrophic to oligotrophic conditions.

      Since  surface  total  phosphorus concentrations  peaked in the  Spring  of  1973, all
measured  forms of phosphorus in  Lake Ontario have declined markedly.  Annual surveys
conducted from 1973 to 1986  show total phosphorus decreasing  significantly at an annual
rate of 2.35 micrograms/liter. Spring total phosphorus levels in the offshore waters averaged
10.7 micrograms/liter in 1985 and 1986  (Table 3-5).  This is consistent with a trend of
declining total phosphorus  loadings to Lake Ontario since 1976.  Total phosphorus loading
appears to be approaching  the GLWQA target of  7,000 tons/year.

      Lake trout in Lake  Ontario contain PCB concentrations that greatly exceed the
Agreement objective of 0.1 mg/kg.  Even though there appears to be a slight  downward
trend in concentration over the last nine years, PCB levels still are ten times the Agreement
objective. DDT concentrations in lake trout approach the GLWQA objective and apparently
have not declined  significantly in recent years.  However,  dieldrin concentrations in lake
trout  appear  to  be declining in Lake Ontario.and are already lower  than  the Agreement
objective of 0.3 mg/kg.

      Regardless of these declines, the public  has been advised not to consume more than
one meal per month of white perch, coho salmon (under 21 inches), or rainbow trout (under
18 inches) from Lake Ontario.  The public was  also advised  not  to  consume any of the
following fish from Lake Ontario waters:  American eel, channel catfish, lake trout, Chinook
salmon, coho salmon (over 21 inches), rainbow  trout (over 18 inches), and brown trout (over
18 inches).

      The  Water Quality   Advisory Board also  identified  four AOCs  within the  U.S.
boundaries of Lake Ontario (Figure 3-5).  These areas, which exceed GLWQA water quality
objectives for at least one  parameter, are as follows:

      •  Buffalo River - Water quality standards are exceeded for metals,  dieldrin,  BHC,
         and chlordane.    River and harbor  sediments  are  heavily  polluted  with  iron,
         mercury, and oil and grease.  Other contaminants include DDT, HCB, and PAHs.
         The macrobenthic community is  dominated by pollution-tolerant species.

      •  Eiehteenmile Creek  - Trichlorofluoromethane has  been found in  the  water.
         Cadmium, copper, lead,  nickel,  DDT,  and dieldrin exceed  GLWQA  objectives.
         Sediments at the mouth are moderately to heavily polluted with chromium, copper,
         lead, nickel, and  zinc.

      •  Rochester Embavment  - Ammonia levels exceed the New York objective.  Harbor
         sediments are moderately to heavily polluted with arsenic, copper, cyanide, nickel,
         and zinc.   The macrobenthos show  moderate effects of both toxic and organic
         pollution. Phosphorus levels remain  high due to combined sewer overflows.
                                        3-11

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                    Figure 3-5.  Areas of Concern within Lake Ontario
                                                                    31.  Eighteen Mile Creek
                                                                    32.  Rochester
                                                                    33.  Oswego River
                                                                    34.  BayQuinte
                                                                    35.  Port Hope
                                                                    36.  Toronto
                                                                    37.  Hamilton Harbor
                                                                    42.  St. Lawrence River
Table 3-5. Water Quality Conditions in Lake Ontario Compared to Great Lakes
Water Quality Agreement Objectives
Parameter
Aldrin/Dieldrin
Arsenic
Cadmium
Chlordane
Chromium
Copper
DDT/TDE
Diazinon
Dibutyl phthalate
DEHP
Endrin
Fluoride
Guthion
Heptachlor/Heptachlor Epoxide
Iron
Lead
Lindane ( - BHC)
Mercury
Methoxychlor
Mi rex
Nickel
Other Phthalates
Parathion
PCBs
Phenols
Selenium
Toxaphene
Zinc
Phosphorus
Objective in Water
micrograms/L
0.001
50
0.2
0.06
50
" 5
0.003
0.08
4
0.6 .
0.002
1200
0.005
0.001
300 .
25
0.01
0.2 (filtered)
0.04
Less than DL
25
0.2
0.008

1
10
0.008
30
10
Objective in Fish
mg/kg
0.3





1



0.3


0.3



0.5





0.1


5


Lake Ontario* Water
mlcrograrns/L
0.000631
0.98
0.2
0.000046
1.1
2.1







0.000375
19.9
0.5
0.00185
0.01
0.000084
NO
1.9

NM
0.0031

0.17

1
10
Lake Ontario* Fish
mg/kg
0.2
0.56

0.18


0.5



T


T


ND
0.14

0.14


NM
5

0.52

9.7

 Values obtained from the draft Appendix B to the Water Quality Board Report to the International Joint Commission and staff at the
 USEPA Great Lakes National Program Office.
                                   Public Health Fish Consumption Advisory
                                                Lake Ontario
                                              (New York waters)
Restrict Consumption'
White perch, Coho salmon up to 21".  Rainbow trout up to 18" (eat
no more than one meal per month).
Do Not Eat*
American eel, Channel catfish, Lake trout, Chinook salmon, Coho
salmon over 21", Rainbow trout over 25", Brown trout over 18".
 1  Also applies to tributaries into which migratory species enter
 *  Nursing mothers, pregnant women, women who anticipate beanng children, and children age 15 and under should not eat the
   fish listed in any of the categories listed above.
                                                    3-12

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     •   Osweao River - Water samples contain metals and chloroform.  Ammonia levels
         exceed the Agreement objectives. Sediments are classified as moderately to heavily
         polluted with arsenic, copper, and manganese.  Halophilic species dominate the
         diatoms populations due to high chloride levels.


3.6  THE CONNECTING CHANNELS

     The Connecting Channels (i.e., St. Marys River, St. Clair River, Lake St. Clair, Detroit
River,  and Niagara River) are the major links between each of the Great Lakes. The St.
Lawrence River is the major outflow of  the  Great Lakes System  to the Gulf  of St.
Lawrence, and  ultimately, the Atlantic Ocean.  With the exception of Lake St. Clair, each
of these  channels has been  designated an AOC because  Agreement objectives have been
exceeded  and/or beneficial  uses  have been impaired.   The specific reasons  for their
designation are listed  below:

     •   St. Marvs River - Elevated levels of phenols, iron, zinc, cyanide, and ammonia are
         found in the water.  Certain sediments are  contaminated with ether solubles, iron,
         oil and grease, PCBs, PAHs, and zinc.  Benthos are impaired near Sault Ste.  Marie,
         and bacterial counts exceed the provincial objective.  Consumption of some gizzard
         shad is restricted.  The  major problems are associated with industrial sources  in
         Sault Ste. Marie, Ontario.

     •   St. Clair River - Contaminants in the  water include a range of organic  chemicals
         (e.g.,  perchloroethylene,  carbon  tetrachloride, chloroform, methylene  chloride).
         Sediment contaminants  include chromium,  copper, mercury, and  zinc.  Other
         contaminants include lead, PCBs, TCDD, and trace organics. Benthic communities
         are  impaired and  bacterial  contamination is common due  to combined, sewer
         overflows.   The major problems  are  associated  with  industrial  and  municipal
         sources in Sarnia, Ontario.

     •   Detroit River - In 1981, contaminants identified included phenols,  iron, copper,
         and mercury.   Sediments contain  organics  and  metals such  as  benzo(a)pyrene,
         cadmium,  DDT, HCB, mercury, and PCBs. Benthos are seriously disrupted.  Fecal
         coliform bacteria violations occur and phosphorus levels are elevated.  Consumption
         of some rock bass, walleye, and freshwater drum is restricted. Health  advisories
         recommend no consumption of carp.   Most of  the  problems  are associated with
         discharges from the Detroit area, but  some are from the  Windsor, Ontario, area.

     •   Niagara River - Contaminants in the water include  a variety of  organics and
         metals.  Sediments  in  excess of Ontario  guidelines include  arsenic, chromium,
         copper, lead, mercury, PCBs, and  zinc. Benthos  are disrupted, and toxicity is a
         limiting factor along the shoreline.  Consumption of specific sizes of white sucker,
         american eel, rainbow trout, coho salmon, white perch, and lake trout is  restricted.
         The major problems are associated with the Buffalo/Niagara  Falls  complex.

     •  St. Lawrence River - Agreement objectives were exceeded  for phenols, heptachlor/
         heptachlor epoxide, cadmium, iron,  copper, zinc, aldrin/dieldrin, and PCBs.
         Sediments are contaminated with metals and PCBs.  Benthic  populations exhibit
         reduced diversity and  low  numbers of taxa. Elevated fecal coliform  levels are
         common in the summer. Consumption of 12 fish species are restricted.  Health
         advisories recommend no consumption of  large northern  pike and walleye.  The
         problems are associated with  Massena, New York, and Cornwall, Ontario.
                                        3-13

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                             4.  MANAGEMENT PLANS


      The basic management framework of the  Agreement consists of the Environmental
Quality Objectives and beneficial uses discussed in Chapter 2, the monitoring of the state
of the Lakes and pollutant inputs (see Chapter 7), and management plans to identify  the
remedial actions needed to attain the desired objectives and beneficial uses. The Agreement
calls for remedial actions to occur at three geographic scales:  Lakewide Management Plans
(LMPs) will address Critical  Pollutants that impair beneficial uses in open waters of  the
Lakes, Remedial Action Plans (RAPs) will address use impairments within designated Areas
of Concern  (AOCs), and Point Source Impact Zones  adjacent to discharge  points will be
identified and minimized.  Phosphorus Load Reduction Plans, mandated in Annex 3 in 1983,
now fall within the context of LMPs.  The requirements for  LMPs and  RAPs can be
satisfied by  implementating various provisions contained within  the U.S. Clean Water Act
(CWA), as amended in 1987.

      Under Section 303 of the CWA,  the States have primary responsibility for undertaking
a  continuous   planning  process  for  restoring  and  maintaining  water  quality.    The
Administrator of the U.S.  Environmental  Protection Agency (USEPA) must  periodically
review and  approve these efforts.  In addition to this overarching planning requirement,
numerous other programs  have been  established  to address  more specific water quality
management problems.  These include:  CWA Section 319-State  Nonpoint Source Program
Plans;  Section  305(b)-Water  Quality  Inventories; Section  304(l)-State  Toxic  Substances
Control Strategies; and State Groundwater Protection  Strategies developed pursuant to  the
Safe Drinking Water Act Amendments of 1986.

      Under Section 319, each State is required to submit a report, that identifies navigable
waters that are not expected to meet  water quality standards, without additional  nonpoint
source controls. Reports required under Section 305(b) describe the overall water quality
of all navigable waters in the State.  During FY 1988, the USEPA and States worked to
implement Section 304(1), which requires that the States identify waters that are not expected
to meet water quality  standards after  dischargers have  met  current technology-based
requirements.  Under this Section, States were required to submit listings of  nonattainment
waters to USEPA by April I,  1988.  USEPA's Water Management Divisions  in Regions II;
III, and  V are now reviewing lists submitted by  the  Great  Lakes States.  The  Act also
requires  States to develop and  submit  strategies for reducing discharges of toxic substances
to the  listed waters and bringing water quality into compliance  with applicable standards.


      Implementation of Section 304(1) continues to be a priority for USEPA Regional and
State water programs in FY 1989. The Great Lakes National Program Office (GLNPO) will
participate with the USEPA's regional  water programs in reviewing State lists and attainment
strategies during FY 1989 to ensure that activities  under  Section 304(1) are consistent with
the goals of the Great Lakes Water Quality Agreement (GLWQA).  This effort will also be
coordinated  by GLNPO with  other efforts  toward reducing  toxic pollution in  the Great
Lakes.

      Section  118  of  the  CWA  introduced  new water  quality  management  planning
responsibilities that apply  specifically to  the Great Lakes  Basin.  Section 118 charges
GLNPO with two management planning responsibilities:  1)  in cooperation with appropriate
Federal, State, tribal, and international  agencies, to develop and implement specific action
plans to carry out U.S. responsibilities under the GLWQA, and 2)  to develop, in consultation
                                         4-1

-------
with the States, a  five-year  plan  and program for reducing the amount of  nutrients
introduced  into the  Great Lakes.

     USEPA is combining these planning requirements where appropriate and incorporating
them within the existing water  quality management framework.  Requirements for the
development of specific action plans under the CWA have been combined  with  those for
RAPs and  LMPs under  the  GLWQA.  The provision  calling for a five-year  plan for
nutrients is being  met by the Phosphorus Reduction Plans.  USEPA will also work to
incorporate Phosphorus Load  Reduction Plans,  RAPs, and LMPs in State water quality
management planning.


4.1  PRINCIPLES FOR REMEDIAL ACTION AND LAKEWIDE MANAGEMENT PLANS

     Article IV(f) of the GLWQA  states:

        The Parties recognize that  there are areas in the boundary waters of  the
        Great Lakes System  where, due to human activity, one  or more of  the
        General or Specific   Objectives of the Agreement are  not being met.
        Pending virtual  elimination of persistent toxic substances  in  the  Great
        Lakes  System,  the Parties, in cooperation  with State  and  Provincial
        Governments  and the Commission, shall identify and work toward  the
        elimination of:  (i) Areas of Concern pursuant to Annex 2; (ii) Critical
        Pollutants  pursuant to  Annex  2;  and (iii)  Point  Source Impact Zones
        pursuant to Annex 2.

This sets the stage for  the action planning provisions of the Agreement that link together
achievement of environmental quality objectives and. remedial  programs.

     In Annex 2 of the GLWQA, four  basic principles are given to guide the development
of RAPs and LMPs. The principles state that the plans must:

     •  Clearly identify problems to be addressed, proposed remedial  steps,  and specific
        monitoring requirements for tracking progress in  restoring beneficial uses

     •  Embody a  comprehensive ecosystem approach

     •  Build on existing management plans

     •  Ensure that the  public is consulted.

     The GLWQA  emphasizes that these principles are intended to lead to the attainment
of long-term environmental quality goals, including the prohibition of all discharges of toxic
substances, particularly those that have been shown to be persistent. In the short-term, they
are  intended to achieve reductions in the concentrations of toxic  substances, especially in
designated  "Point Source Impact Zones" (areas contiguous  to a point source where  water
quality does not meet GLWQA objectives) and AOCs.
4.2  LAKEWIDE MANAGEMENT PLANS   .

     LMPs, described  in Annex  2 of the GLWQA as  an approach for reducing contaminant
loadings in open lake  waters,  involve the same  four basic principles as those for RAPs.
However, LMPs differ  from RAPs in the breadth of their focus, as they address entire lakes
rather than the more localized  AOCs. Given this scope, monitoring becomes more complex
                                        4-2

-------
and airborne deposition becomes a far more important factor.  In addition, the selection of
the appropriate mix of remedial actions and coordination among jurisdictions differ from
those of the RAP process.

     The Water Quality Board has developed a systematic method of identifying chemicals
that should be given  priority in the  LMP process.   This system is consistent with that
enunciated in  Annex 1 of the GLWQA and in Chapter 2 of this report.

     Simultaneously, GLNPO has begun working with the States and EPA Regional Offices
to define options regarding the prototype content and format of LMPs and to coordinate the
development of specific plans.  In particular, GLNPO is working with the States  to relate
this process to existing programs and  requirements under the  CWA.

     LMPs  will build upon  the earlier experience with Phosphorus Plans and the initial
lake management efforts  now under way in Lakes Ontario  and Michigan, described below.
LMPs also will draw upon a number of recent and ongoing mass balance modeling studies,
including  studies of the  upper  Great  Lakes connecting channels  and  Green Bay.  (These
studies are described in a subsequent  chapter on surveillance  and monitoring.)

     Development of toxic control strategies for Lakes Michigan and Ontario was underway
before  the LMP requirement was added to the GLWQA  in  1987.  Both of those efforts
contain major elements of the mandated LMPs.  It is expected that they will continue to be
developed in  a manner that will fulfill the LMP provisions of the GLWQA.

     The first plans to address lakewide loadings of a pollutant from all sources  were the
phosphorus load reduction plans called  for in the  1983 Supplement to Annex  3 of the
GLWQA.  The central purpose  of  the load reduction plans  is the same as envisioned in
LMPs:  "identification  of the additional remedial  measures that are needed to achieve the
reduction of loadings  and eliminate the contribution  to impairment of beneficial  uses."

4.2.1 Nutrient Management Plans

     The GLWQA of 1978 set forth  a general framework in  Annex 3 for Canada and the
United States  to reduce phosphorus  loadings to the Great Lakes.  In 1983, a Supplement to
Annex 3  was approved, delineating phosphorus loading levels of the lakes and embayments.
The Supplement confirmed a belief  that phosphorus loading objectives can  be attained
through existing programs in the Upper Lakes.  However,  additional actions were required
to obtain  target  loads for Lake Erie,  Saginaw Bay, and Lake  Ontario.  The 1987  GLWQA
modified  the  reductions  needed for Lake Ontario based on  new analysis.  However, the
allocation of  reduction requirements between  the United States and Canada  is not yet
finalized.

     The Great Lakes Phosphorus  Task Force (including representatives of  the  States of
Indiana,  Michigan, New  York,  Ohio, and Pennsylvania)  allocated  Lake Erie target load
reductions among  each  responsible State.  In addition,  Michigan and New York  were
assigned  a target load reduction for Saginaw  Bay  and Lake Ontario, respectively. Federal
agencies  participating  on  the  Task  Force were  the Soil Conservation Service  and the
Agricultural Stabilization and Conservation Service of the  U.S. Department of Agriculture
(USDA); the Cooperative Extension Service  in New  York, Michigan, and Ohio; and the
USEPA (Regions II, III,  V and GLNPO).

     The allocation of target load reductions among these States reflects the  potential for
reducing nonpoint source pollution  primarily from agriculture, while maintaining current
                                         4-3

-------
1 mg/1 effluent limitations for municipal wastewater treatment plants discharging  1 MOD
or greater.  The nonpoint source pollution abatement components were based upon obtaining
new funds to support an accelerated effort to  meet-the 1990 goal for phosphorus  load
reduction.

      Interagency task forces in  each of the Great Lakes States developed individual State
Plans to achieve full compliance with  point source  discharge  limits and  reduction  of
agricultural phosphorus loads through conservation tillage and better nutrient management.
Based on these Plans, the Great Lakes. Phosphorus Task  Force then prepared load reductions
plans for Saginaw Bay and Lakes Erie and Ontario in  1986.  Each Plan outlines the State
and Federal efforts  and activities that are necessary to ensure that the State meets its target
load reduction.  The  State Plans  assumed  a base level program  support  from the Soil
Conservation  Service and Associated USDA agencies to  implement the agricultural nonpoint
source components and funding for an accelerated effort.  The last State Plan was completed
in September 1986.

      Table 4-1  outlines the projected  1990 phosphorus load  reduction versus the actual
1988  reductions, by  waterbody.   The  data indicate  that the  actual  phosphorus  load
reductions  to  Lake Erie, Lake Ontario, and Saginaw Bay were less than those that had been
projected.  The targeted phosphorus load  reduction  associated  with implementation  of
agricultural management programs will require greater attention if the 1990 reduction goals
are to be met.  All  the States except Indiana identified the need  for increased funding to
accelerate agricultural  nonpoint source  controls to  achieve their 1990 goals.  However,  no
new funding  targeted to the implementation of the Phosphorus Load Reduction Plans, has
been forthcoming at the Federal or State level.

      Phosphorus load reductions to Saginaw Bay  and  Lakes Erie and Ontario as of  1988
were 207.8, 330.2, and 105.5 metric tons, respectively.  These are significant reductions,
given that  they have been achieved with existing programs and competing priorities.

4.2.2  Lake Ontario Toxics Management Plan

      In  February  1987, USEPA,  the  New  York  State Department of Environmental
Conservation, Environment Canada, and the Ontario Ministry of the Environment signed a
declaration of  intent  to  prepare  a Toxics  Management Plan  for Lake  Ontario.   The
development  of this draft plan is a significant step in taking  remedial measures for open
lake waters.  Lessons learned from developing and implementing this plan will be important
to the preparation of  a  prototype LMP.  The Lake Ontario  Plan is to be completed in
February  1989.  The  draft plan  cites bioaccumulation  of toxic chemicals  in fish to levels
that make  fish unsafe for human consumption as  the most serious known problem in the
Lake.
                                         4-4

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Table 4-1.    Summary of the U.S. 1990 Phosphorus Load Reduction Goals for Lake Erie,
             Lake Ontario, and Saginaw Bay, as compared to 1988 Reduction in Phosphorus
             Loads
                 Lake Erie:

                      1990 Goal                              1700
                      1988 Reductions                         330
                      Reduction Needed to Meet 1990 Goal    1370

                 Lake Ontario:

                      1990 Goal                               235
                      1988 Reductions                         106
                      Reduction Needed to Meet 1990 Goal     129

                 Saeinaw Bav:

                      1990 Goah-                             225
                      1988 Reductions                         208
                      Reduction Needed to Meet 1990 Goal      17
      The goal of the Lake Ontario Toxics Management Plan (LOTMP)  is a Lake  that
provides drinking water and fish that are safe for unlimited human consumption, and allows
natural reproduction within the ecosystem of the most sensitive  native species, such as bald
eagles, osprey, mink, and otters.  To  achieve this broad goal, the  LOTMP  envisions a
sequence of four stages of remedial measures:

      •  Reductions in toxic inputs driven by existing and developing programs

      •  Further reductions in toxic inputs driven by special efforts in geographic AOCs

      •  Further reductions in toxic inputs driven by lakewide analyses of pollutant fate

      •  Zero discharge.

      The draft plan calls for  three principal actions:

      •  Full implementation of current programs, such  as the State  Pollutant Discharge
        Elimination System program in New York State and the Municipal Industrial
        Strategy for Abatement program in  Ontario.

      •  The development and implementation of RAPs to address the problems in eight
        geographic AOCs, such as the  Niagara River and Hamilton  Harbor.

      •  The development and implementation of chemical-specific management plans  to
        reduce  the levels  of  problem toxics  (e.g., polychlorinated  biphenyls, mercury,
        mirex, chlordane, dioxin, DDT, dieldrin, and hexachlorobenzene) below protective
                                        4-5

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        ambient standards.    As  a  check  on  the  effectiveness  of chemical-specific
        management plans, ecosystem  objectives and  indicators  will be  developed and
        monitored.

      Concurrent with the preparation of a final  plan, the  four Agencies began a number
of significant activities in FY  1988, including:

      •  A system for categorizing  toxics as  a  first step in implementing a chemical-by-
        chemical approach to toxics in  Lake Ontario and for the  Niagara River;

      •  A joint Lake Ontario  Standards and Criteria Committee to ensure that a consistent
        set of adequately protective,  legally  enforceable standards are available;

      •  Development of mathematical models for relating toxic inputs to Lake Ontario and
        Niagara River responses, and  to  assist  in  the identification of  source-specific
        problems; and

      •  Development  of ecosystem  objectives  for  Lake  Ontario as  a  check on  the
        effectiveness of the chemical-by-chemical approach to toxic control and as a first
        step toward the establishment of an  ecosystem-based approach.

4.2.3  Lake Michigan Toxic Pollutant Control/Reduction Strategy

      In  1986, USEPA and the States of Illinois, Indiana, and Michigan prepared a Lake
Michigan  Toxic  Pollutant Control/Reduction  Strategy.  The objective of the strategy is to
restore multiple  human uses of Lake Michigan and to protect human health and the Lake
Michigan  ecosystem by  achieving  a  significant  reduction  in the  loading rates of toxic
pollutants.  The  strategy includes specific commitments for each State and EPA that have
been incorporated into the annual State program plans negotiated with the USEPA Region V
Water Division.   The  strategy anticipates  using  a whole-lake mass balance  approach to
modeling  toxic pollutants and evaluating potential regulatory controls. The Green Bay Mass
Balance Study is identified by  the strategy as  a key milestone in the development of a LMP
for Lake  Michigan.


4.3  REMEDIAL ACTION PLANS

      RAPs are  the  result of  a process that  began in 1981, when the Great  Lakes  Water
Quality Board identified a number  of geographic areas within the Great Lakes Basin that
had severe water quality problems and named them AOCs.  These  areas were seriously out
of compliance with Agreement objectives or jurisdictional standards, criteria, or guidelines
established to protect beneficial uses.  The present 42 AOCs include lake areas adjacent to
most of the major metropolitan and  industrial centers within the Basin.  Of the total number
of  AOCs, 41 suffer from toxic substances contamination.   Most  of these have problems
related to contaminated bottom sediments.

      RAPs are  to include eight major components defined in Annex  2.4(a):

      (i)     A  definition and detailed  description  of  the  environmental  problem  in the
             Area  of Concern,  including a definition of the  beneficial uses  that are
             impaired,  the degree  of  impairment,  and the geographic  extent  of such
             impairment
                                         4-6

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      (ii)     A definition of the causes of the use impairment, including a description of
             all known sources of pollutants involved and an evaluation of other possible
             sources

      (iii)    An evaluation of remedial measures in place

      (iv)    An evaluation of alternative additional measures to  restore beneficial uses

      (v)     A selection of additional remedial measures to restore beneficial uses and  a
             schedule for their implementation

      (vi)    An identification of the  persons  or agencies responsible  for implementation
             of remedial measures

      (vii)    A process for evaluating  remedial measure implementation and  effectiveness

      (viii)   A  -description  of  surveillance  and  monitoring  processes to  track  the
             effectiveness  of remedial measures  and  the  eventual confirmation of  the
             restoration of uses.

      Annex 2 also identifies three stages  in  the RAP  development process  at which  the
RAP  should be submitted to  the International Joint Commission (IJC):

      •  When a definition of the problem has been completed under subparagraphs (i) and
        (ii) (listed above);

      •  When remedial and regulatory  measures are selected under subparagraphs (iii), (iv),
        (v), and (vi); and

      •  When monitoring indicates that identified beneficial uses  have been restored under
        subparagraphs (vii) and (viii).

      The call for review of the RAPs at  the problem definition stage  is based on early
efforts to develop RAPs.  Obtaining concensus among the concerned units of government,
interest  groups, and the public on the  definition of the  AOC problems was more difficult
than expected and resulted in major reworking of some RAPs that were thought to be near
completion.  The two major  contributing factors  were the late entry of  some participants
in the RAP process and the  difficulty in focusing on  use  impairments, rather than on
pollution control.

      In the United States, the States have assumed the primary responsibility for preparing
RAPs.  USEPA has provided technical assistance  and guidance to the States to  facilitate
RAP  preparation. In addition, USEPA  has  requested that the States submit their completed
RAPs to USEPA as updates to their Statewide Water Quality Management Plans. The Water
Management Divisions of USEPA Regions  II and V have integrated the RAP preparation
and review process into the continuing  planning process  required under the CWA. GLNPO
is responsible  for reporting progress in RAP development to the  IJC.

      Each of the Great Lakes States,  except Illinois and Pennsylvania, have  undertaken  a
program to complete RAPs for their AOCs. The State of Illinois  has one AOC, Waukegan
Harbor, Illinois.  This site is  also a Superfund site and will be cleaned up based upon  a
USEPA and Outboard Marine Corporation consent decree.  There are currently no AOCs
in the State  of Pennsylvania.  Table 4-2 lists the status of each AOC by State.  At the end
                                         4-7

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of FY 1988, the Water Quality Board had received and reviewed seven U.S. RAPs.  Seven
more  U.S. RAPs are scheduled for completion in FY 1989 and four in FY 1990.

      Throughout  the RAP  development  process,  public  involvement  has  played an
important role. Both the Water Quality Board and the Science Advisory Board encouraged
the jurisdictions to  involve the public from the outset in the preparation of the RAPs. In
addition, the Water Quality Board sponsored a number of workshops on RAP preparation.
Citizen involvement is viewed as particularly important because strong local support will be
critical to control nonpoint sources and to raise the funds necessary to support  the needed
remedial actions.  A strong base of public support  is especially important for  remedial
actions involving contaminated sediment cleanup, since there are no established government
programs specifically dedicated to these types of activities.  However, some Federal support
may be available through GLNPO's demonstration project program, Superfund, or Federal
maintenance  dredging programs.


4.4  POINT SOURCE IMPACT  ZONES

      While not a formal part of LMPs or RAPs, the commitment to identify Point Source
Impact Zones and  reduce  their size  and effect is an important aspect  of attaining the
objectives of the GLWQA.  The first report on Point Source Impact Zones  is due September
30, 1989.  USEPA is currently working with the Great Lakes States to establish consistent
definitions and methods of reporting.


4.5  FEDERAL/STATE INTERACTIONS

      The successful completion and implementation of management plans in the Great
Lakes Basin will require a close working relationship  between the Federal Government and
the  States.    The  States  have  primary  responsibility  for  water quality management,
implementing most of the environmental measures called for by environmental plans.

      The States also have the lead in preparing  the U.S. RAPs.  USEPA has  provided
support in the form of contractor assistance and grants to the States for RAP development.
In addition, USEPA has requested that the RAPs npt only be submitted to the Water Quality
Board for review, but also to USEPA under provisions of the CWA.  This allows integration
of  the RAPs into the Federal  management structure.

       While  the GLWQA assigns  responsibility  for completing LMPs  to the Federal
Government, it is essential that the plans be developed in partnership with the States.  The
USEPA is already involving each of the States in defining the process and schedule of the
development  of these management plans.   As with the RAPs,  USEPA expects that the
completion  of the LMPs will  integrate the tools and requirements of existing Federal and
State laws and regulations. In the case of both the Lake Michigan Toxics Strategy and the
Lake Ontario Management Plans, the efforts are Federal/State combined programs.

       The Great Lakes States also have worked jointly  toward achieving the goals of the
GLWQA.  In June 1986, the Governors of the eight Great Lakes States signed "The Great
Lakes Toxic Substances Control  Agreement." This Agreement pledges the States to treat the
 Lakes as a single ecosystem despite political boundaries, acknowledges that toxic  pollutants
 are the foremost problem to  be addressed, and lays out goals for the States.
                                         4-8

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  Table 4-2.  Status of U.S. Remedial Action Plans
                        Projected Date to
Areas of Concern        Submit Completed RAPs
by State                 for IJC Review
Illinois
Waukegan Harbor        Deferred

Indiana
Grand Calumet/      •    1989
  Indiana Harbor

Michigan
Torch Lake              1987
Deer Lake/Carp River    1987
Manistique River         1987
Kalamazoo River         Pending Civil Litigation
Muskegon Lake          1987
White Lake              1987
Saginaw River/          1988
  Saginaw Bay
Clinton River            1988
Rouge River            1988
River Raisin            1987

Michigan/Ontario
St. Mary's River         1989
St. Clair  River           1989
Detroit River            1989

Minnesota/Wisconsin
St. Louis River          1990

New York
Buffalo River            1989
Eighteenmile Creek      1990
Rochester Embayment    1990
Oswego River            1989

New York/Ontario
St. Lawrence River      1990
Niagara River           1991
                       4-9

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                   Table 4-2.  Status of U.S. Remedial Action Plans
                                    (continued)
                                         Projected Date to
                Areas of Concern         Submit Completed RAPs
                by State                  for IJC Review
                 )hic
                Maumee River           1989
                Black River              1990
                Cuyahoga River          1991
                Ashtabula River          1989

                Wisconsin/Michigan
                Menominee  River         1989-

                Wisconsin
                Fox River/            -   1987
                  Southern Green Bay
                Sheboygan Harbor        1989
                Milwaukee Estuary       1990
     More recently, the Governors agreed to establish a permanent fund for Great
Lakes studies.  Many of the activities under both of these State agreements will lead
directly and indirectly to the completion of and implementation of management plans,
and ultimately to the attainment of the  Agreement objectives.  Considerable progress has
already been made toward this goal by  USEPA Headquarters and regional regulatory and
remedial programs  by the States.

     While the provisions of the CWA  and the GLWQA that pertain to the development
of management plans are not literally identical, they are conceptually consistent.  The
USEPA will meet the "Action Plans" requirement of Section 118 of the CWA
Amendments by working with the States, other Federal agencies,  tribal organizations, and
Canada to complete RAPs and LMPs.  In addition, the requirements of the CWA
Amendments to complete individual toxic control strategies and nonpoint source
management plans  are intended as direct support for the development of RAPs and
LMPs.
                                        4-10

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                           5.  REMEDIAL PROGRAMS


      Remedial programs to control pollution have been under way within the Great Lakes
Basin for many years.  These include regulatory programs such as discharge permits, and
non-regulatory programs such as construction grants or information/education  programs.
Although existing  programs have been "successful, many water quality problems  remain,
including critical pollutants that  result  in fish consumption  advisories  and reproductive
disorders in biota, and localized use impairments occuring in Areas of  Concern (AOCs).
Many of these problems are caused by persistent toxic substances, some of which continue
to enter the Great Lakes System.   A major  source of persistent toxics, however, is  the
recycling from historic  unregulated discharges  that are stored  in contaminated sediment
deposits.   To  resolve these  critical  outstanding  problems,  current  programs  must be
coordinated more effectively and new programs may have to  be initiated.

      Within the prescribed management planning framework, the Great Lakes Water Quality
Agreement (GLWQA) identifies a number of specific pollutant sources that require control,
abatement, and remedial  efforts  in the United States and Canada:

        Point source discharges  of pollutants to surface water
        Nonpoint discharges to surface  water
        Contaminated sediment
        Atmospheric deposition of  pollutants to surface water
        Groundwater discharges of contaminants to surface water
        Discharges from vessels and related shoreline facilities.

     . Progress in each of these areas, including remedial action  programs to address them,
are discussed in this  Chapter.


5.1  OVERVIEW OF REMEDIAL PROGRAMS

      A wide  variety of approaches exist  for • improving water  quality.   Government
regulatory  programs  are a  primary  mechanism for  controlling  pollution  discharges.
Nonregulatory  Government  programs,  which  encourage or  enable  communities  and
individuals  to reduce  pollutant loads,  are  also important.   The  private  sector can
independently contribute to water quality improvements by changing production processes
to improve the quality or reduce the volume of discharges entering  the Great Lakes.

      Government approaches for remedial action include  regulatory and incentive/grant
programs, such as those  provided under the Clean  Water  Act (CWA), the Clean  Air Act
(CAA), and the Resource Conservation  and Recovery Act (RCRA)  (Table 5-1).  Cleanup
of hazardous waste is accomplished under authority of the Comprehensive  Environmental
Response,  Compensation,  and  Liability  Act  (CERCLA)  or Superfund,  and  RCRA.
Immediate  concerns  for  human health hazards are addressed by U.S.  Environmental
Protection Agency (USEPA) programs (i.e., under the Toxic Substances Control Act and the
Federal Insecticide, Fungicide, and Rodenticide Act) and programs administered by the U.S.
Food and Drug Administration and State health departments.  Other  programs administered
by USEPA and other Federal agencies provide  grants for research and public information
and education related to Great Lakes issues.
                                         5-1

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    Table 5-1.  Major Federal Programs Contributing to Great Lakes Water Quality Improvement
Programs
     Statutory Authority/
     Implementing Measure
Explanation
REGULATORY PROGRAMS
Clean Water Act (CWA)
National Pollutant
Discharge  and Elimination
System (NPDES) Permit
Program
NPDES Pretreatment
Program
Dredge and Fill Permit
Program
Section 401 of the CWA
(33 USC  1341)
Section  10 of the Rivers
and Harbors Act of 1988
Federal Water Pollution Control
Act of 1972 as amended

Section 402 of the CWA
(33 USC 1342); NPDES Permit
Regulations (40 CFR  125;
40 CFR 122)
Section 402 of the CWA (33 USC
1342; General Pretreatment
Regulations (40 CFR 403)
Section 404 of the CWA
(51 FR 219, at 41220 et
seq) (November  13, 1986;
33 CFR 320 et seq)
Agreements made on a
State-by-State basis
Section 10 Permit Regulations
for Structures or Work
Affecting Navigable Waters
(51 FR 41220; 33 USC 322)
Water quality criteria and EPA
regulations for issuing permits
for the discharge of  "any
pollutant or combination of pollutants"
into waters of the U.S.;  discharges
regulated under Section  404 are
excepted.  All eight Great Lakes States
have received NPDES approval
authority.

Four of the Great Lakes States
have received pretreatment
program delegation and  three others
have been active  in the  pretreatment
program implementation, although they
have not assumed the program.

The Secretary of  the Army,
acting through the U.S.  Army
Corps of Engineers,  issues
discharge of dredged or fill permits for
the material into  the waters of the
United States.

Section 404 permit applicants
must obtain State certification that
proposed discharges would comply with
water quality standards.  Some States
generally waive exercise of this
authority.

The Corps issues Section 10
permits for dredge or fill
activities and building of
structures (e.g., piers or docks) to
ensure that these actions do not
adversely affect navigability.
                                                  5-2

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             Table 5-1.  Major Federal Programs Contributing to Great Lakes  Water Quality Improvement
                                             (continued)
Programs
Statutory Authority/
Implementing Measure
Explanation
Manufacture and Sale of
Substances  '
Pesticide Control
Resource Conservation and
Act (RCRA)
Environmental Impact
Statement Requirements
Fish and Wildlife
Coordination Act
(16 USC 661 et seq)
Toxic Substance Control
Act (TSCA)
Federal Insecticide, Fungicide,
and Rodenticide Act (FIFRA)

Standards for Owners and
Operators of Hazardous Waste
Disposal Facilities
(40 CFR 264 et seq)

National Environmental
Policy Act (NEPA)
Administrative  agreements
between agencies
Section 307 of the Coastal    Regulations on Federal
Zone  Management (CZM) Act   Consistency with Approved
(16 USC  1456)               Coastal Management Programs
                            (15 CFR 930.1 et seq)
Enpowers EPA to regulate Toxic
chemical substances and mixtures that
present an unreasonable risk to human
health or the environment.

FIFRA governs the licensing or
registration of pesticide products.

RCRA authorizes USEPA to Recovery
regulate the transportation, as amended
treatment, disposal, and storage
of solid and hazardous wastes.

NEPA directs all Federal
agencies to determine the potential
environmental impacts of their
proposed activities and to consider
those impacts  in the decision-making
process.

Federal  permit actions related
to water projects are subject to
requirements of the Coordination Act.
The U.S. Fish and Wildlife Service
(USFWS) and National Marine Fisheries
Service (NMFS) ensure that "equal
consideration" be given to fish and
wildlife.

Requires applicants for Federal
license or permits to conduct an
activity in the coastal zone of a
State with an approved CZM plan and
to obtain State certification of
consistency with the plan.
                                                  5-3

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             Table 5-1.  Major Federal Programs Contributing to Great Lakes Water Quality Improvement
                                             (continued)
Programs
Statutory Authority/
Implementing Measure
Explanation
NONREGULATORY PROGRAMS
Executive Order 11990 on
the Protection of Wetlands
(45 FR 26961  (1977))
Executive Order 11988 on
Floodplain Management
(45 FR 26951 (1977))
Endangered Species Act
(16 USC 1531 et seq)
Incorporated within organiza-
tional policies  and procedures
on an agency-by-agency basis
Incorporated within organiza-
tional policies and procedures
on an agency-by-agency basis
Endangered Species Committee
Regulations (50 CFR 402 et seq)
Construction Grants  Program Clean Water Act (Section 201)
Superfund Program
EPA Nonpoint Source
Program
As amended by the Superfund
Amendments and Reauthorization
Act Of 1987 (SARA)
CWA Section 319
Strong directive  to Federal
agencies, including Federal and
licensing agencies, to  minimize the
destruction, loss, or degradation of
wetlands and to  preserve and enhance
their beneficial wetlands.

Strong directive  to Federal
agencies, including Federal and
licensing agencies, to  reduce flood risks
and preserve the natural and beneficial
values of floodplains.

The USFWS and the NMFS
issues joint guidelines on  review
procedures for ensuring that Federal
actions (including permitting)  would
not jeopardize listed species.

Section 201 provides funding for the
development and implementation of
waste treatment  management plans and
practices,  including construction of
wastewater treatment  facilities.

CERCLA authorizes the Federal
Government  to develop a
system for identifying and
cleaning up chemical  and  hazardous
substance  releases harmful to public
health and the environment.

States are required to develop  an
assessment of nonpoint source impact
on surface waters.  To qualify for
funding, States must develop
management programs to  correct NFS
impacts identified in  their assessment
reports.
                                                   5-4

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             Table 5-1.  Major Federal Programs Contributing to Great Lakes Water Quality Improvement
                                             (continued)
Programs
Statutory Authority/
Implementing Measure
Explanation
Food Security Act
Food Security Act (FSA) of 1985
Small watersheds projects    Public Law 83-566 (PL-5-66)
Agricultural Conservation
Program (ACP)
Section  17 of the Domestic
Soil Conservation and
Allotment Act (PL 74-461)
Environment Impact
Statements (EISs)
National Environmental
Policy Act (NEPA) of  1969
FSA requirements include development
and implementation of erosion control
plans on highly credible agricultural
lands as a means for maintaining
eligibility for USDA programs.  Within
FSA, the Conservation Reserve
Program (CRP) provides  for temporary
retirement from production of some of
the most highly credible  of these lands.

SCS  provides technical and financial
assistance to landowners on a
watershed basis to correct resource
problems.

Through the ACP, USDA's
Agricultural Stabilization and
Conservation Service provides direct
financial assistance to landowners in
the application  of conservation
practices and other Best Management
Practices for water quality
improvement arid erosion control.  The
Soil Conservation Service provides
technical assistance.  •

NEPA's most far-reaching provision
requires every Federal  agency to
prepare an Environmental Impact
Statement (ElS).for each  proposed
major Federal action significantly
affecting the quality of the human
environment, including major Federal
dredging projects.  Title  II of NEPA
created  the Council on Environmental
Quality, which  oversees environmental
improvement programs.
                                                  5-5

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      As a result of the GLWQA's new focus  on ecosystem management, USEPA and the
States are working to  integrate the full range of regulatory and nonregulatory mechanisms
to improve environmental quality.


5.2 REGULATORY  PROGRAMS

      Particular  efforts have been made to coordinate the many programs administered by
the USEPA  that contribute,  directly and indirectly,  to achieving  GLWQA  objectives
(Figures  5-1  and 5-2).   For the purposes  of this discussion, the contributions of each
program  are determined by the terms of authorizing statutes (i.e., whether the s-taluce grants
authority for regulation  and establishes  compliance  enforcement  powers  or  provides for
another form of environmental management) and by the maturity  of the program (i.e., its
stage  of  development  or  implementation).

      Some Government  programs are well established in the Great Lakes Basin and have
long contributed to water quality improvement.  For example, National Pollutant Discharge
Elimination System (NPDES) permits  have been issued  to direct  dischargers in all eight
Great Lakes  States  for  more than a  decade,  resulting  in the reduction of discharges of
conventional  and toxic pollutants.

      In  contrast, other Government  programs are only in formative stages and have yet to
result  in tangible  environmental  improvements.   For example,  programs  addressing
contaminated sediment  problems are currently  focused  on  research  and  development  to
discover  the  extent and significance of the problem, and on technology development and
demonstration for purposes of identifying feasible technological alternatives and institutional
mechanisms  (i.e., criteria for  cleanup)  for  program  implementation.   Programs  for
groundwater  protection, such as the RCRA land disposal restrictions program, are in initial
implementation  phases,  but are also  active in  technology development and demonstration.
Therefore, achievements  regarding  point  source discharges  are measurable in terms of
environmental results, and achievements for other programs are better characterized in terms
of progress toward implementation.

5.2.1  Point Sources

      Preliminary mass  balance studies on selected Great Lakes systems suggest that point
sources  of pollutants contribute varying  proportions of the total, depending upon  the
pollutant and the lake. As control of point sources improves, they  account for a decreasing
proportion of total loadings.  Past point sources are the original cause of many current
problems of sediment contamination and atmospheric deposition of pollutants, even  though
current  sources  have been  controlled.   Point sources  are  regulated  by  a  variety  of
mechanisms identified in the following discussions.
                                         5-6

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                 USEPA'S
                 Statutory
                 Programs
 Point Source
 Discharges
              Clean Water Act
  Permits for
Direct & Indirect
  Discharges
               Clean Air Act
Ul
I
                   RCRA
                 CERCLA
                   TSCA
                   RFRA
                                                        GREAT LAKE CONCERNS
   Nonpolnt
  Discharges
  Programs to
Control Nonpoint
   Pollution
                    Controls and
                    Clean-Up for
                     Releases of
                  Hazardous Waste
                   Remediation for
                      Spills and
                  Abandoned Dump
                        Sites
                   Controls Use and
                    Manufacture of
                    Toxic Materials
                     Controls for
                      Nonpoint
                    Discharges of
                      Pesticides
  Contaminated
   Sediments
Atmospheric
 Deposition
Ground-Water
 Discharges
Criteria/Programs
for Management of
  Contaminated
   Sediments
                                                          Controls for Air
                                                            Emissions
                   Some Contamin-
                   ated Sediments
                    Are Regulated
                   When Disposed
                                          Controls and
                                          Clean-Up for
                                         Discharges to
                                         Ground Water
                    Remediation for
                     Contaminated
                      Sediments
                                        Remediation for
                                         Contaminated
                                         Ground Water
                       Figure 5-1.  Direct Linkages Between USEPA's Statutory Programs and Great Lakes Concerns

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                                                    GREAT LAKE CONCERNS
VJ1

CD
            USEPA'S
            Statutory
            Programs
Contaminated
 Sediments
Point Source
 Discharge*
Atmospheric
 Deposition
Ground-Water
 Discharges
                                                                                                            Persistent Toxic I
                                                                                                              Substances
                                                  S'rWWw' "^^^Ji ^^**^"*^

                     Figure 5-2. Indirect Linkages Between USEPA's Statutory Programs and Great Lakes Concerns

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      National Pollutant Discharge Elimination System

      Direct discharges of pollutants to the Great Lakes System are regulated  by permits
issued as part of the NPDES, established under the CWA.  (The NPDES program is under
the jurisdiction of the USEPA, although permitting activities are administered by the eight
Great Lakes States, in accordance with CWA provisions for State delegation by the USEPA.)
Within the United  States, discharges to the Great Lakes Basin are regulated by 3,675 NPDES
permits:  2,531  apply to industrial facilities and 1,144 to municipal facilities.  Of the total
number of major industrial and municipal facilities permitted in New York State, 70 percent
of the industrial facilities and 50 percent of the municipal facilities are  located in the Great
Lakes portion of the state.

      The total number of permits in the basin  has  remained fairly stable over the past
decade, with some changes in localized distribution.  However,  permit provisions  have
become more  restrictive  over this  period,  especially with regard to  concentrations  of
phosphorus, heavy me'tals, and  certain toxic constituents.  A new trend may be developing
toward  further restriction of discharges  of toxic substances, based upon the principle of
disallowing any further degradation of ambient water quality.

      Regulatory   requirements and  Government support have  collectively resulted  in a
significant reduction of point source discharges of phosphorus to the Great Lakes. In 1985,
79  percent of all  sewered municipal discharges  was  subject to additional treatment for
phosphorus removal. State bans on the use of detergent products containing phosphates have
also aided progress by reducing phosphorus  concentrations  in raw municipal waste water.
As  a  consequence, at least 163 of 187 major municipal sewage  treatment facilities in the
Basin now comply with the 1  milligram  per liter effluent limit  for phosphorus set by the
GLWQA.  Overall, phosphorus discharges from point sources in the Great Lakes Basin have
declined about  80  percent since 1972.

      Pretreatment

      Another provision of the CWA calls for the establishment of approved Pretreatment
Programs for publicly-owned treatment works (POTWs). In the Great  Lakes States, a total
of 476 POTWs  are subject .to these pretreatment  requirements.  (Of this total, 222 POTWs
have  effluent flows  greater than 5 million gallons per day.)  The program approval rate
within the Great  Lakes States has been better than  the national  average.  There are  33
approved pretreatment control authorities in New York State counties containing areas that
drain into the Great Lakes area.  A total of 466 facilities, or 97.9 percent of those POTWs
subject  to the new requirements, received  program approval by  September 30,  1988.

      Efforts are currently under way to delegate administration of the CWA Pretreatment
Program to the States.  As of September 30, 1988, four Great Lakes States have received
approval for State Administration; three  other States have been active in Pretreatment
Program implementation, although  program administration has not  yet  been  officially
delegated.  (Nationwide, 25 of the 39 NPDES States and territories had received delegation
of the Pretreatment Program.)

      National Municipal  Policy

      The CWA required that  by July 1, 1987, POTWs meet NPDES permit  effluent limits
based on secondary treatment or any more stringent limit necessary to meet water quality
standards.  Because of historic problems with municipal compliance, the  Agency developed
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the National Municipal  Policy (NMP)  in  January 1984, placing renewed emphasis on
improving municipal compliance rates in order to protect the Nation's water quality.  NMP
established enforcement priorities for facilities that did not meet the July 1, 1987 deadline.

      As of July 27,  1988,  87 percent  of Region V's  major POTWs had met  the
requirements of the  NMP.  Ninety  percent  of the Region's minor facilities  are also in
compliance, compared to 77 percent  before  NMP.  As a result, 95 percent of the total
sewage  processed in  the United States receives at least secondary  treatment.   Voluntary
compliance and Federal and State enforcement are responsible for achieving the compliance
record.   Of  the  13  percent of POTWs  that did not achieve compliance, most are on
enforceable  timetables leading to compliance or litigation.  USEPA Region V or the States
have court  actions pending against 62 large cities that have  failed to meet the  NMP,  and
have placed 29 city plants on court-ordered compliance  schedules.  Figure 5-3  provides a
summary of progress  in meeting the  NMP goals.

      In addition to the NMP, there has been  an increase in State and USEPA enforcement
actions  in 1988.  Figure 5-4 shows  State and Federal enforcement actions taken against
Great Lakes  Basin dischargers in Region V.  In FY  1988, Federal and State enforcement
actions were at an all-time high.  As of September 30, 1988, over 585 Administrative Orders
were issued in the Great Lakes Basin by the  USEPA and the States.  Over 232 State  and
Federal judicial  actions (civil referrals) were  initiated in  1988, more than  in any previous
year.  Many of these actions were taken against POTWs under the NMP, while many  others
were initiated for violators of NPDES permit limitations.  This enforcement  has a direct link
to improving effluent quality, as fines collected as part of enforcement actions provide a
strong  deterrent to noncompliance for other permittees.

      Under the wastewater compliance programs, State and USEPA inspected 92 percent
of the major dischargers in Region V in FY 1988.  Nearly 900 inspections of major NPDES
permitted facilities were conducted in the Great Lakes Basin between USEPA  Regions II,
III, and V.   Through these inspections,  the  State and USEPA evaluate compliance with
permit conditions and check to ensure that the self-reported data generated by the permittee
are accurate and complete.

      USEPA Region V will focus on four areas to maintain and improve on water quality
gains:

      • Implementation of compliance maintenance programs with  the States;

      • Correction of combined sewer overflow (CSO) problems;

      • Transition of construction grant programs from the Federal Government  to the
        States; and

      • Control of toxic chemicals from municipal discharges.
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                  Figure 5-3. Progress in Meeting NMP Goal
                                                                     Administrative Order

                                                                     Civil Referral

                                                                     Consent Decree
State FY86  EPAFY86  State FY87  EPA FY87  State FY88  EPA FY88

                Figure 5-4. Enforcement Action Trends—Region V
                           Great Lakes Major Permitees

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      Combined Sewer Overflows

      Future efforts to reduce discharges  will be expanded to include programs to control
combined sewer overflow and, where necessary, develop and  issue permits for nonpoint
source discharges.   USEPA is leading efforts "to develop a national permitting strategy for
the control of CSOs.  It is estimated that between 15,000 and 20,000 CSOs are in operation
nationwide.  USEPA Region V has developed a Strategy to complement control programs
for sanitary sewers and separate storm sewers by fashioning CSO permits on technology- and
water  quality-based standards.   The  Strategy will result in  more effective  community
management  of combined  sewer systems through planned  operation  and  maintenance
procedures, and construction, if needed to attain designated uses and meet water  quality
standards.

      Storm Water

      The USEPA regards storm water as a point source to the extent that it is  discharged
by way of industrial and municipal storm drains. Under the 1987 Amendments to the CWA,
industries discharging storm water  must apply for a permit and must equip storm  drains
with  the best available technology or the best conventional pollution control  technology
available.   Similarly, municipalities  serving more than  250,000 people  must decrease
discharges  from storm  drains  to  the maximum extent possible.  Regulation  on  issuing
stormwater permits as required by these provisions  is expected  in 1989.  Meanwhile, in FY
1988, a prototype permit for stormwater discharges  was developed for the Rouge River that
will serve as a model for similar efforts elsewhere  in the Great Lakes Basin.

      Point source  loadings of virtually all toxic substances have  also declined in  recent
years. For the most persistent pollutants of concern (i.e., the organochlorine pesticides and
polychlorinated biphenyls (PCBs)) in the  Great Lakes system,  the reduction in  their point
source loadings can  be attributed in  part  to  bans or restrictions  on their use and disposal
under national pesticide  and toxic substances control statutes.  For other toxic substances,
particularly the heavy metals, permits re-issued over the  last five  years increasingly contain
both  technology-based and water quality-based effluent limitations.

      Vigorous enforcement of point source effluent limitations, combined with the adoption
of ever more  stringent water quality standards in successive 3-year revision cycles,  should
result in further significant load reductions from point sources over the next decade.

5.2.2   Nonooint Sources

      Progress has been made toward controlling or reducing concentrations of conventional
pollutants that flow to the Great Lakes from nonpoint sources.  However, nonpoint  source
programs are  still in the beginning stages for both  nutrients and toxics.  Nonpoint  sources
of  toxic pollutants,  particularly pesticides,  have  long  been  a  concern.   The emerging
nonpoint source programs will provide some reduction in quantities that enter the lakes, but
extensive surveillance work is  required  to  characterize the nature arid extent of toxic
pollutants reaching the Lakes from nonpoint sources before it can be  determined whether
special programs are needed for toxics as they are for phosphorus.

       Recent  U.S. efforts to control  nonpoint sources of pollution have arisen  because of
statutory requirements specified in  Section  319  of Amendments to the Clean  Water Act.
Each State was required to  develop  a Nonpoint Source  Assessment and a Nonpoint  Source
Management Program by August 4,  1988. The assessments are designed to determine those
waters of each State that are adversely affected  by nonpoint source inputs, identify the
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categories of nonpoint sources that contribute to water quality degradation, and describe
existing programs designed to control each significant category of nonpoint source pollution.
The majority of the Great  Lakes States have prepared draft assessments and management
programs.  These documents are now  being reviewed  by USEPA.

      In  the  Great Lakes,  nonpoint source programs for  controlling  phosphorus are of
particular concern in Lake Erie,  Lake Ontario, and Saginaw Bay.  Nonpoint source control
of phosphorus has emphasized the management of crop residues to prevent nutrient loss by
soil erosion, proper management of livestock wastes, and proper management of fertilizers.
Past cooperative efforts between the USEPA, the U.S. Department of Agriculture (USDA),
and the States have involved demonstration programs, public  outreach efforts, and other
projects  intended  to promote the use of proper tillage and  animal waste and fertilizer
management techniques by farmers throughout the  Great  Lakes Basin.  USDA programs,
particularly those  under the Food Security Act, provide important assistance  in reducing
agricultural nonpoint sources.  Of particular benefit are programs that encourage improved
management of crop residues and the  Conservation Reserve Program (CRP), which takes
highly erodable land out of production.

      In  FY 1988, the  Great Lakes Phosphorus Task Force evaluated progress  in reducing
phosphorus loadings from nonpoint sources.  Substantial progress has been made by New
York  in reducing nonpoint  source phosphorus loads to Lake Ontario, with over half of the
targeted load reduction already met. Similarly, Michigan has attained 36 percent of its  load
reduction goal for Saginaw Bay.  In Lake  Erie, a 25-percent reduction has been achieved,
although  New  York,  Ohio, and  Pennsylvania have achieved considerably  lower  load
reductions than necessary to meet the  reduction schedule. Ohio must still achieve a greater
load reduction than all other States combined.

      Under an Interagency Agreement with the U.S. Soil Conservation Service, the USEPA
recently  funded  a project  to track  conservation tillage  practices using remote  sensing
techniques in 58 counties  in Indiana, Michigan, and Ohio.   The study will  continue  in
FY 1989 and will  provide an improved estimate of phosphorus load reductions achieved as
a result of continuing use  of conservation tillage.  Also in FY 1988,  USEPA initiated  a
special study to evaluate conservation tillage practices in  Ohio, an area where nonpoint
phosphorus discharges are particularly high.  Based on the results of these studies, the Great
Lakes National Program Office (GLNPO) and the  States  will determine  whether present
programs are capable of providing the level of reduction required to meet the  goals of the
GLWQA. If further reductions are necessary, recommendations for additional measures will
be developed.

      In FY 1988, GLNPO funded a workshop on developing watershed management plans
for State  agencies in the  Great Lakes Basin.  This  workshop was  the  first  step toward
fulfilling  the requirements of the GLWQA to place necessary controls on toxic pollution
from  nonpoint sources.  In FY  1989,  USEPA will  continue to characterize the extent of
nonpoint  sources  of toxic  pollution and  identify toxic pollutant demonstration projects
similar to those  conducted  to assist with programs for conventional pollutants.

      Because nonpoint sources of pollution are often reduced as they flow through wetland
areas, wetland protection is an important component of watershed management planning.
The U.S. Army Corps of Engineers (USCOE), in cooperation with the USEPA, administers
a permit program under Section 404 of the CWA to regulate the discharge of dredged or fill
material in waters of the United States, including wetlands. In FY 1988, over 680 standard
permits were issued in the Great Lakes States (USCOE Northcentral Division),  a decline of
19.5 percent from 1987.
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      Other efforts  to  protect wetlands include the advanced identification  (ADID)  of
significant wetlands.   The process of advanced identification  identifies  wetland areas
unsuitable for filling. In Region V, four ADID studies have been completed involving over
2,500 acres of wetlands.  The study areas include the Grand Calumet River/Indiana Harbor
Canal, Indiana; Lake County,  Illinois; Green Bay, Wisconsin; and Lake Calumet, Illinois.

5.2.3  Contaminated Sediment

      Contaminated  sediment is believed to be an important contributor of toxic pollutants
to the waters of the  Great Lakes.  As noted in Chapter 3, all of the U.S. AOCs are  known
to have contaminated sediment problems.  RAPs are in  various stages of preparation for
these areas (see Chapter 4 for details). No remedial actions (e.g., excavation or containment
of contaminated sediment)  have been undertaken yet.

      During  FY  1988, GLNPO  began implementing  its  contaminated  sediment  study,
entitled the Assessment  and Remediation of Contaminated Sediments, laying  the foundation
for demonstration projects for remedial actions.  Accomplishments are discussed in Chapter
6, on  Demonstration Programs.

      The Buffalo, Chicago, and Detroit District offices of the USCOE have responsibility
for maintaining adequate depths for navigation on the Great Lakes at selected harbors and
river channels, as determined by Congress.  In order to achieve this goal, dredging of many
of these navigation channels is required.  Because  much of the sediment that is dredged
from the harbors and lake bottom is considered  to be polluted, confined disposal facilities
have been built around the Lakes  to contain this material.  The result of  this process is
beneficial to Great Lakes water quality, because the contaminated sediment is removed from
the aquatic system rather than remaining in the channel or being transported into the Lake.
Over 2 million cubic yards  of contaminated bottom sediment was removed and confined in
1988 from 10  Great Lakes  harbors.

      Other activities undertaken by the Corps include conducting routine sediment  testing
at harbors scheduled for dredging,  construction of confined disposal facilities,  and  special
studies  to characterize  contaminated sediments.  The Corps also operates  the Waterways
Experiment Station  in  Vicksburg,  Mississippi, which  contributes to the state-of-the-art
knowledge regarding navigation and water quality impacts.

5.2.4  Airborne Contaminants

      Existing regulatory programs  for air pollution control have been effective  in reducing
conventional pollutant concentrations, especially of sulfur and nitrogen  compounds.   In
FY 1988, Regions V and II of the USEPA were allocated $980,000 to  support existing
control  programs under the CAA.  There are currently 609 regulated  facilities  in the
counties of the Great Lakes area that are in compliance with the requirements of the CAA.
Of the 26 facilities that are in violation, 7 are already on compliance schedules.

      However, atmospheric transport and deposition are believed to be an important source
of toxic contaminants to the Great Lakes.  For instance, atmospheric deposition is the  most
likely means of transport for some toxic pollutants found in the Upper Great Lakes, where
neither  direct  discharges nor land runoff can account for their presence.

      There is considerable uncertainty as to  specific sources and source categories that are
causing the concentrations  of toxics observed in the Great Lakes ecosystem.  The source
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categories of primary concern are:  1) municipal waste combustors (MWCs) for mercury,
dioxin, dibenzofurans and PCBs, 2) electrical transformers for PCBs and dibenzofurans, 3)
pesticide application for toxaphene, aldrin, and chlordane, and 4) mercury  ore processing
plants, chlor-alkali plants, and sewage sludge incinerators for mercury.

      On July 7, 1988, under Section  111  of  the CAA,  USEPA published a decision to
regulate  MWC emissions, including  constituents such as dioxins, dibenzofurans, heavy
metals, and other organics such as  PCBs.  The  regulations will be based on the use of best
demonstrated technology considering cost and other  impacts.  USEPA has  issued interim
operation guidance  under the new source review requirements  of  the CAA that would
effectively require emission limits  for new MWC permits to  be based on good combustion
controls  plus acid gas scrubbers followed  by  fabric  filters  or  electrostatic precipitators.
These -requirements  will substantially reduce the toxic components of MWC emissions.

      For controlling mercury emissions from other sources,  USEPA has listed mercury as
a hazardous air  pollutant under Section  112,  and has regulated mercury  ore processing
plants, chlor-alkali  plants (which  produce  chlorine  gas" and alkali metal hydroxide),  and
sewage sludge incinerators.

      As described in Chapter 7, Monitoring and Surveillance, GLNPO and the Great Lakes
States have implemented the  Great Lakes Atmospheric Deposition monitoring network to
measure deposition of nutrients and toxics throughout the Basin.  As a sufficient data base
is assembled and evaluated, the USEPA,  in conjunction with the States, will evaluate the
need for regulatory or other controls on air  toxics  emissions needed in the Great Lakes
Basin to meet the goals of the GLWQA.  If special controls are indicated, recommendations
will be developed.

5.2.5  Contaminated  Ground Water

      Contaminated ground water  in  the  Great Lakes Basin,  derived from both direct and
tributary sources, has  recently been  recognized by Congress, the  International Joint
Commission,  and the GLWQA to  be an important source of contamination for the Great
Lakes.   Both Section  118 of the CWA  and  the GLWQA  require  that the impacts of
contaminated  ground water  on water quality in the Great Lakes  be investigated  and
evaluated.

      The  USEPA   made  considerable  progress during  FY   1988   toward  addressing
groundwater  contamination  in  the Great  Lakes Basin.   The Agency's hazardous  waste
programs implemented under  RCRA of  1976 (as  amended)  and  under  CERCLA (as
amended) have continued  to address both active and inactive hazardous waste sites, one of
the principal sources of contaminated ground water in the Great Lakes Basin and throughout
the United States.  Additionally, the USEPA  is now  implementing a  Wellhead Protection
Program, as mandated by the 1986 Amendments to the Safe Drinking Water Act.

      Under RCRA, the USEPA and the States have continued to issue permits for active
hazardous waste treatment, storage, and disposal facilities in the  basin, and  have begun to
implement the corrective action program mandated by the 1984 Amendments to RCRA. In
addition, during FY 1988, USEPA  began promulgating regulations  that  restrict  certain
hazardous waste  from land disposal.  This program, together with minimum technology
standards for landfills and surface  impoundments that became effective this year, provides
considerable protection against future groundwater contamination caused by placement of
hazardous waste  on  the land.  In  Region  II,  there  are currently 55  facilities subject to
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RCRA.  Extensive corrective action programs are being carried out at  two facilities in
Niagara Falls, New York: CECOS and Occidental Chemical  Corporation.

      Under  CERCLA, USEPA regional programs  and State environmental agencies have
continued to  identify,  characterize, and address abandoned  hazardous materials dumpsites
in the Great  Lakes Basin.  Presently, the National Priorities List (NPL) includes over 131
sites located within the Basin.  In addition, States such as Michigan, New York, Ohio, and
Minnesota  have created their own State Superfunds  to  address sites that do not warrant
listing on the NPL but have high State priority for cleanup.  New York State has the third
largest number of Superfund  sites in the country,  with 76  sites on the NPL.   A total of
twenty-four sites are located in the Great Lakes Basin, including some of the most complex
hazardous waste sites in the country,  such as Love Canal, OCC Hyde Park, S-Area,  102nd
Street, Pollution Abatement Services, and GM Central Foundry.   Four Great  Lakes Areas
of  Concern  are included  on the  NPL  because  of  contaminated  sediment problems:
Sheboygan, Waukegan, Torch  Lake,  and Ashtabula.

      The  1986 Amendments  to the Safe Drinking  Water Act require the development of
Wellhead Protection Programs at the State level.  All States within  Region  V of the USEPA
are including  wellhead protection activities in their State grant applications.   Four States
(Indiana, Ohio, Illinois, and Minnesota) are committed to developing program plans  which
will be supported by $2.5 million of  CWA, Section 106 funds.

      Currently,  Illinois has the most sophisticated wellhead protection strategy of all the
Great  Lakes  States.   The  State Legislature  recently  passed  the Illinois  Ground  Water
Protection  Act, requiring the establishment of setback zones around public water supply
wells.  The Act also places restrictions on land use in relation to  wellhead areas.

      Minnesota, Wisconsin, Indiana, and Ohio have begun preliminary wellhead protection
projects as well.  Michigan has delegated authority for wellhead protection programs- to the
Michigan Department of Natural Resources and the State Department of Health.  The State
agencies  will  participate  in a USEPA Region V task  force during  FY  1989  to generate
consensus regarding'the State wellhead protection program.

5.2.6  Discharges from Vessels

      In  addition to permitted discharges, some  pollutants  have  entered the  Great Lakes
System as a result of accidental spills from vessels.  As reported  by the U.S.  Coast  Guard
(USCG), the  frequency of spills has been generally stable over the past decade, with a total
of  218 incidents occurring  in U.S. waters  of the Great Lakes during calendar year 1987.
Of this total, nine incidents involved the accidental release of hazardous chemicals and the
remainder  involved oil spills.  Interagency  response teams, led by the USCG, assessed each
incident  and  monitored cleanup activities.  Cleanup costs, excluding those for Government
oversight,  have been borne by private firms responsible for spills.

       In FY  1989, the  Loading and Sources Subcommittee of the Great Lakes Water Quality
Board is requesting annual discharge loading summaries of  all discharges, including spills
of  hazardous polluting substances from onshore and offshore sources (including vessels) into
the Great Lakes.

       In addition to conventional and toxic pollutants, exotic species of organisms can pose
a threat to  the  Great Lakes.   Nonindigenous fish  have  entered the  Great  Lakes and
disrupted the balance  of native species.  The  most recent example is the discovery in Lake
Superior of the River  Ruffe,  a European perch-like fish. The River Ruffe were probably
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transported  via ballast water.  The Great Lakes Fishery Commission recommends controls
on ocean going ships  discharging their water ballast in the Lakes.


5.3   NON-REGULATORY PROGRAMS

      Non-regulatory programs  are  also necessary to achieve GLWQA objectives, some
taking the form of direct government subsidy of activities that improve water quality. The
most important of these is the Construction Grants program of the CWA, under which over
$500 million was  obligated for Great Lakes States in FY 1988. Federal and State support,
exceeding $8 billion in sewage treatment facility construction  grants through FY  1988, has
been provided to assist municipalities throughout  the Great Lakes  Basin in meeting more
restrictive effluent  limitations.  As a result of the Construction Grants Program,  all  major
population  centers  in the  Great Lakes Basin  are now  served  by  municipal  wastewater
treatment facilities. By 1985, for example, more than 95 percent of the population within
Region V of the USEPA (i.e., Illinois, Indiana,  Michigan, Minnesota, Ohio, and Wisconsin)
was served by treatment facilities, and 99  percent of the sanitary wastes in sewered areas
received  at least secondary treatment.

      Non-regulatory programs also  can take the form of financial incentives,  such  as tax
deductions for pollution control modifications, or new technology development and transfer,
such as demonstration programs  for  new technologies or encouragement of no-till farming
practices by  the USDA's Soil Conservation Service field personnel.  More  information  on
these  demonstration programs is provided in Chapter 6.
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                        6.  DEMONSTRATION PROGRAMS


      Demonstration projects are an important step in the continuum of activities required
to bring an environmental pollution control program from conception to implementation and,
ultimately, to the point where measurable environmental results are achieved.  Demonstration
programs have played an integral role in the overall  progress achieved  in the Great Lakes
Basin toward  reduction of phosphorus  inputs to the  Lakes.  The U.S.  Environmental
Protection Agency (USEPA) has conducted or participated  in demonstration projects for
phosphorus reduction from point  and  nonpoint sources for many years, involving many
State, Federal, and local agencies working in cooperation.

      Demonstration projects can  also result in substantial  cost savings, by showing the
feasibility  of alternative  technologies  and   practices.   For  instance, a  Section  10B
demonstration project in Saginaw, Michigan,  presented alternative  means of controlling
combined sewer overflows  at a  savings of $17  million in capital costs, together with lower
annual maintenance.

      The 1987 Amendments to the CWA call for Great  Lakes National Program Office
(GLNPO) to conduct a study  that includes  demonstration projects addressing remedial
techno'logies for removal of toxic pollutants from the Great  Lakes, with an emphasis on their
removal  from contaminated bottom sediments.  The contaminated sediments study, in
particular, the accompanying demonstration projects, will  be important in developing and
estimating the costs of Remedial Action Plans,  as so many of the Areas  of Concern (AOCs)
have contaminated sediment problems.  Moreover, the lessons learned in the contaminated
sediments study should prove to be of national relevance.

      Demonstration  projects  may take  many forms.   Most commonly, they  involve
demonstration of a  hardware,  device or  engineering technique for pollution cleanup or
abatement. Demonstration projects may also involve development and testing of institutional
models  or regulatory alternatives  for addressing  environmental problems.   Such projects
typically involve  cooperative efforts by several government organizations  at the Federal,
State, and/or local levels.

      In the Great  Lakes, as  programs  evolve  to  respond to the need  for ecosystem
approaches to environmental management, demonstration projects are likely to address the
problems  of intra-jurisdictional and cross-program coordination, within the United States
as well  as between  the United  States and Canada.  In the  future,  GLNPO's demonstration
programs  are  expected to  combine both  the technical and  scientific aspects of pollution
problems  and increasingly  complex coordination issues.

      This Chapter describes recent demonstration projects  conducted  in the Great Lakes
Basin in the three areas of  particular concern to the Great Lakes Water Quality Agreement
(GLWQA):  contaminated sediments, point source discharges, and nonpoint discharges.
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6.1  CONTAMINATED SEDIMENTS

      As noted previously, the CWA requires that GLNPO conduct demonstration projects
concerning cleanup of toxic pollutants, with special emphasis on removal or containment of
contaminated sediments.   The Act  requires that GLNPO give priority consideration to
demonstration projects in five locations: Saginaw Bay on Lake Huron, Sheboygan Harbor
(Wisconsin) and the Grand Calumet River on Lake Michigan,  and the Ashtabula and Buffalo
Rivers on Lake Erie.

      Accomplishments during FY 1988 included work on assessment protocols for sedinient,
a sediment problems  severity  index for site ranking, predicting the fate and effects of
contaminated sediments, and  work with EPA's  Headquarters Office of Water on cleanup
criteria for pollutants in sediment.  Also  in FY 1988, GLNPO neared agreement on an
interagency agreement with the  U.S.  Army  Corps of Engineers (USCOE) to assist with
planning the  demonstration program.  Under the agreement, the Corps will assist GLNPO
with researching and evaluating remedial  technologies for  sediments, accompanied by a
literature review.  GLNPO will also  cosponsor a public interest workshop on contaminated
sediments.

      The contaminated  sediment study,  like  other Great Lakes programs, will entail
cooperation between Federal, State,  and local agencies and  cooperation between different
USEPA programs at the Federal and State levels. Efforts to coordinate with other USEPA
programs  and  to  ensure  that  contaminated  sediment  problems are given   adequate
consideration in  other USEPA regulatory and remedial programs will be very important.
In FY 1989,  GLNPO  will be  working  with USEPA (Headquarters and regional Superfund
programs), as well as with the USCOE, U.S. Fish  and Wildlife Service, and others to conduct
assessments in selected AOCs, and continue research  on the effects and costs of alternative
remedial actions.                                                  •  .


6.2 POINT SOURCES

      Demonstration projects for addressing point sources of pollution on the Great Lakes
have  concentrated on controlling conventional pollutants  and reducing eutrophication.
GLNPO has participated in evaluating  and demonstrating techniques for phosphorus uptake
from  sewage, anaerobic oxidation phosphorus removal techniques, and in-line storm flow
control devices.  Each of these has shown  potential for reducing discharges of phosphorus
and other pollutants to the  Lakes at a lower cost.

      In future years, Great  Lakes  programs for point sources will  focus on controlling
discharges of toxic pollutants.  During the  next two years, several important new programs
for controlling  point source  discharges  of  toxic  pollutants will  be  developed  and
implemented  under  the CWA,  including programs under Section  304(1),  discussed in
Chapter 4.

      In FY  1989, GLNPO will begin developing  a process for addressing  Point  Source
Impact Zones in the Great Lakes, as required by the GLWQA, and will continue to work
toward development of Lakewide Management Plans.  These programs will require new or
improved biological and chemical monitoring techniques and  new regulatory approaches that
will be the subjects of future Great Lakes demonstration projects.
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6.3  NONPOINT SOURCES

      Demonstration programs for nonpoint source pollution control techniques  have had
many successes in  the  Great Lakes.  In 1972, Section  108(a) of the  CWA authorized $20
million for USEPA to  demonstrate the  engineering and economic feasibility of pollution
control in the Great Lakes Basin.  This program was perhaps the largest nonpoint source
control demonstration program in the United States.

      GLNPO has  worked closely with USEPA's Office  of Research and  Development,
Headquarters and regional water programs, and State and local government organizations to
conduct demonstration  projects that covered a  range of objectives, including  demonstrating
specific control  technologies, controlling agricultural pollution through implementation  of
Best  Management  Practices, increasing  public  awareness of  water  pollution issues,
documenting water quality results through monitoring, evaluating  combined sewer systems,
and evaluating various  sewage land application techniques.

      Management  projects  conducted under   the  Section  108(a)  program   included
development of a watershed management computer model for identifying important pollution
sources, development of model ordinances for pollution control, and  development of  other
management  tools.   Other projects involved demonstrating sewage sludge land application
techniques and conservation  tillage practices.  A  key  aspect of the  tillage  demonstration
projects was the  institutional  aspect, which showed that by providing  funding and technical
assistance to local soil and water conservation districts, tremendous amounts of local support
could be developed.

      These projects have provided important  institutional and technical insights  beneficial
to State and local programs.  USEPA will continue -to sponsor  nonpoint source demonstration
projects to ensure that the reductions in phosphorus discharges already achieved in the  Basin
are maintained.  If ongoing evaluations show-that more controls are necessary, USEPA will
work toward further reductions through new demonstration  and public education projects.

      In  FY  1988,  GLNPO funded a workshop on developing watershed management plans
for State agencies in the Great Lakes  Basin.   This workshop was  the' first step toward
fulfilling the requirements of the GLWQA for placing necessary controls on  toxic pollution
from nonpoint sources.  In FY  1989, USEPA will continue to characterize the extent  of
nonpoint sources  of toxic pollution and  identify  toxic  pollutant demonstration projects
similar to those  conducted to assist with programs for conventional pollutants.

      For the Agricultural Demonstration Project, the programs  of  USDA  have provided
essential  support,  particularly  in the  form  of technical  assistance from the  SCS and
information and education support from the Cooperative  Extension Service.
                                         6-3

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     7.  ENVIRONMENTAL SURVEILLANCE, MONITORING, AND RESEARCH


      Meeting the objectives of the Great Lakes Water Quality Agreement (GLWQA) and
the Clean Water Act (CWA) requires extensive surveillance, monitoring, and research efforts.
Information is required to support the development of water quality objectives, prepare
reports  on conditions  and  trends  in  the  Lakes,  identify  the causes  of water quality
degradation, and design and enforce effective  remedial strategies.

      Information  needed to support the GLWQA  and the CWA is  currently provided by
a number of government-supported  programs within the Great Lakes region.  However,
these programs are undertaken by a variety of Federal, State and local agencies, each with
their individual missions and responsibilities.

      The 1987 Amendments to the CWA require the Great Lakes National Program Office
(GLNPO) of the U.S. Environmental Protection Agency (USEPA) to establish a Great Lakes
system-wide  surveillance  network, and to coordinate the  many environmental activities
relating to  the Great Lakes  undertaken by Federal, State, and  local  authorities.

      Substantial progress has  been made in the coordination  of surveillance, monitoring,
and research activities relating to Great Lakes  water quality. These  activities have evolved
from the past focus on  nutrients to obtaining  toxic substance  information as well.  Major
surveillance, monitoring, and research program-objectives are  to:

      •  Provide definitive information on  the achievement of water quality objectives;

      •  Evaluate water quality trends;

      •  Identify emerging environmental problems;

      •  Support  the development of Lakewide Management Plans  (LMPs) and Remedial
        Action  Plans (RAPs), including assisting in the development  of pollutant mass
        balance models for the Great  Lakes; and

      •  Assess the degree to which jurisdictional pollution control  requirements are being
        met.

      This  chapter summarizes progress in  developing a coordinated framework for Great
Lakes environmental surveillance,  monitoring, and research. It highlights the role of each
of these areas in  developing  a major management  framework innovation envisioned by
recent Amendments to the GLWQA:  the pollutant mass balance approach.


7.1  BACKGROUND

      Surveillance and  monitoring are necessary to  identify and assess pollutant sources,
determine  pollutant loadings,  measure water quality trends, identify emerging  problems,
assess the  efficacy of  remedial  actions, and  confirm compliance  with source  control or
cleanup standards.  Carrying out surveillance  and monitoring in a  system as large as  the
Great Lakes is difficult, however, and requires the use of large vessels.

      Also, as concern  has shifted from problems related to nutrient enrichment to those
related to toxic pollutants, the cost and complexity of surveillance have grown exponentially.
                                         7-1

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Thus, an important component of the Great Lakes surveillance and monitoring program is
setting surveillance priorities, in terms  of  pollutants  of  concern, media and  sources  to
monitor, and areas to survey.

      The first major surveillance program to address the objectives of the GLWQA was the
Great Lakes International Surveillance Plan (GLISP), developed jointly by the United States
and Canada in 1975.   The original GLISP called  for a cycle of intensive surveys of the
Great Lakes  conducted in a serial  fashion  (one lake at'a time,  with each lake surveyed
once or twice a decade).

      The first set of surveys was completed in 1983, and provided baseline data on water
chemistry and microbiology, including  information  crucial to assessing  problems of lake
eutrophication caused by  excessive  levels of phosphorus.   Since  completion of the initial
intensive cycle of studies,  USEPA has continued-a modified open lake sampling program
to provide annual updates to our understanding of water quality on all Lakes except Lake
Superior.  Because of its high quality and slow rate of change, Lake Superior is sampled less
frequently.

      Great Lakes  surveillance  programs have  evolved  substantially  in  recent years, in
response to changing priorities and increasing demand for information. As discussed earlier,
the GLWQA  reflects an increasing concern about toxic substances, especially those that are
persistent in  the environment.  Responding  to the problem of toxic  pollutants requires an
increased understanding of ecosystem structure and functions, interactions among  physical,
chemical, and biological components  of  the ecosystem, and the  responses of organisms to
various environmental conditions.  As shown in Table 7-1, Federal  and State surveillance
and monitoring programs are responding  to these increased information needs, with steadily
increasing emphasis on  toxic substances and biological systems.

      Many of the environmental surveillance programs in operation within the Great Lakes
region are  part of, or make  use of, larger national surveys or studies.  For  example, the
National Weather Service of the National Oceanic and Atmospheric Administration (NOAA)
monitors nationwide weather and climatic conditions,  documenting precipitation patterns,
which are essential to understanding Great Lakes  hydrology.  NOAA, the U.S. Army Corps
of Engineers (USCOE), and the U.S. Geological Survey  (USGS) survey  bathymetric  and
hydrologic conditions within the Lakes  and their tributaries, providing a foundation for
other studies. The U.S. Fish and Wildlife Service (USFWS) monitors populations of fish and
waterfowl and conducts the National Wetlands Inventory.  (NOAA also surveys wetlands in
coastal  areas of  the  United States.)  And finally,  the USEPA  carries out regional  and
national surveys of air quality and  drinking water conditions.

      These  and other  such programs contribute  information that  is vital  to a  full
understanding of Great Lakes water quality conditions.  Conversely, Great Lakes monitoring
programs contribute data to  national networks and data bases.  For  example, results  from
the Great Lakes  Atmospheric Deposition (GLAD) network are transferred to the  National
Atmospheric Deposition Program.  Also, results from open lake and  tributary monitoring,
together with fish contaminant data, are transferred to STORET,  the national water quality
data base.

      The  core U.S. program for surveillance of the Great Lakes is coordinated,  and to a
large extent, conducted by GLNPO, and is directly focused on the  requirements of  the
GLWQA.  This program consists of four major components: open lake, nearshore/harbor,
pollutant loadings,  and sources  of pollutants.
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          Table 7-1.  U.S.  Environmental Surveillance and Monitoring Programs in the Great Lakes Region
Programs/Activities
Explanation
Relevant Institutions
Open Lake Water Quality
Surveillance Program

Fish Contaminant
Monitoring:  Wholefish
Fish Contaminant
Monitoring:  Edible
Portions
Local Area Fish
Contaminant Surveys
Harbor and Connecting Channels
Sediment Surveys
Open  Lake Sediment Surveys
Systematic field surveys of
water chemistry and plankton.

Smelt, lake trout,  and walleye
(Lake Erie only) from the
open lakes are analyzed  for a
wide variety of known or
emerging problem pollutants to
evaluate trends and lake-wide
response to regulatory actions.
Periodic scans to detect  new
contaminants are also conducted.

Skin-on fillets of  salmon are
collected from Great Lakes
harbors and  tributary mouths
during spawning runs.  In Lake
Erie, Rainbow Trout are also
collected.  The fish are analyzed
for known problem contaminants to
evaluate trends and provide
information on human exposure.

Non-migratory fish are sampled
to identify local hot spots
and trends.

Periodic collection of samples
from all major tributary mouths
and harbors  and the connecting
channels for broad-scan analyses,
including heavy metals and
persistent organics.

Preliminary program  initiated
in Lake Ontario during  1987.
USEPA-Great Lakes National
Program Office

USEPA-Great Lakes National
Program Office, U.S. Fish
and Wildlife Service
(USFWS)
Great Lakes States, USEPA-
GLNPO, and U.S. Food and
Drug Administration (USFDA)
USEPA-Great Lakes National
Program Office and Great
Lakes States

USEPA-Great Lakes National
Program Office, U.S. Army Corps
of Engineers Section 10 and
404 Program outputs
USEPA-Great Lakes National
Program Office, Region II
Superfund Office, Office of
Research and Development,
and New York  State Department
of Environmental Conservation
                                                 7-3

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            Table 7-1.  U.S. Environmental Surveillance and Monitoring Programs in the Great Lakes Region
                                                (continued)
Programs/Activities
Explanation
Relevant Institutions
Tributary Sediment Surveys
Tributary Fish Collection
Surveys
Colonial Bird Contaminant
Surveys
Bathymetric and Hydrologic
Surveys of Open Lake Areas.
Bathymetric and Hydrologic
Surveys in Navigation
Channels and  Harbors
Fishery Surveys
National Contaminant
Biomonitoring Program
 Point Source Effluent
 Biomonitoring

 National Resources Inventory
Samples collected in zones of
degraded sediment quality, usually
downstream of significant point or
nonpoint sources.  Often performed
in conjunction with  use attainability
analyses or National Pollutant
Discharge Elimination System (NPDES)
permit reissuance.

Popular sport  fish are collected
and analyzed for pesticides and other
persistent toxicants.

Eggs of fish-eating colonial
birds are' collected and analyzed
for contaminants.

Map lake bottom topography,
determine water budgets,
monitor lake levels and
water withdrawals.

Map bottom contours in
navigational channels to
support channel maintenance
projects and  provide navigational aids.

Monitor  fish populations and
commercial activities including
surveys of fish abnormalities
such as tumors.

Nationwide sampling system,
including fish and wildlife
tissue analysis for persistent
pollutants.

Biomonitoring of discharges
to detect and prevent toxicity.

Broad, comprehensive survey of
the nation's soil, water and related
resources. Prepared every 5 years.
Great Lakes States
Great Lakes States
Great Lakes States and
USFWS
National Oceanic and Atmospheric
Administration (NOAA)
U.S. Army Corps of Engineers
NOAA-National Marine Fisheries
Service, USFWS,  USEPA and
States
 U.S. Fish and Wildlife Service
 USEPA and States
 USDA-Soil Conservation Service
                                                   7-4

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        Table 7-1.  U.S. Environmental Surveillance and Monitoring Programs in the Great Lakes Region
                                        (continued)
Programs/Activities
Explanation
Relevant Institutions
National Human Tissue
Contaminants Data Base
Climate and Weather
Monitoring
Waterfowl Surveys
National Wetlands Inventory
Coastal Wetlands Inventory
National Mapping Program
Point Source  Discharge
Monitoring
Pesticide Use Inventory
Tributary Mouth Water
Quality Monitoring
Samples of fatty tissues
analyzed,  with  results stored
in national data base.

Monitor temperature,
precipitation, and other
weather parameters.

Conduct national  surveys of
waterfowl populations and
determine trends.

Map all U.S. wetlands and
determine national trends.

Map wetlands in coastal areas
and determine  trends.

Systematic mapping and
characterization of land use
and land cover, including surface
topography, surface waters and
wetlands,  natural  forests,
agricultural lands, urban centers,
and major industrial complexes.

Self-monitoring of effluent
characteristics as  provisions
of NPDES permits.

Estimates  of pesticide use by
crop and acres planted per
crop yields calculated statewide
pesticide use figures.

Systematic sampling of
tributary water for pollutants.
Flow and  concentration data are
reported to  International Joint
Commission (IJC) for calculation
of phosphorus  loads  to the Lakes.
U.S. Environmental Protection
Agency


NOAA-National Weather Service
and State Agencies


U.S. Fish and Wildlife Service
U.S. Fish and Wildlife Service
National Oceanic and
Atmospheric Administration

U.S. Geological Survey
Permittees, States, U.S.
Environmental Protection Agency
USEPA-Office of Pesticide
Programs
Great Lakes States and
U.S. Geological Survey
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        Table 7-1.  U.S. Environmental Surveillance and Monitoring Programs in the Great Lakes Region
                                       (continued)
Programs/Activities              Explanation                            Relevant Institutions
Streamflow Monitoring           Routine monitoring of flow             U.S. Geological Survey
and National Stream             and core set of quality
Quality  Accounting Network      parameters for major tributaries.

Great Lakes Atmospheric         Monitoring network  to measure          Great Lakes National
Deposition  Network (GLAD)      deposition of nutrients and              Program Office and States
                                toxics, throughout the Basin.
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7.2  OPEN LAKE SURVEILLANCE AND MONITORING

      Open lake surveys measure the conditions and trends in the open waters of the lakes.
These waters reflect long term  changes, as they are  far  more uniformly mixed than the
shallower, nearshore waters that are directly influenced by pollutant discharges and are far
more variable in quality.  Open  lake waters are generally  defined as being greater than 30
feet  in depth.

      Most open lake surveillance is conducted using large vessels, although water sampling
is  done  by helicopter,  and some useful information is obtained from municipal drinking
water intakes that are located in open lake waters.  The GLNPO research vessel, the R.V.
Roger Simons, has been used for many years  to gather open lake water samples to measure
chemistry and plankton populations.  However, at 49 years of age, the vessel is nearing the
end of its useful life, and its ship-board laboratory is very limited.  At the close of 1988,
arrangements were nearing completion for the purchase of a replacement vessel that will be
outfitted during FY  1990. By 1991,  the new  vessel should be available to conduct surveys,
including the measurement of toxic contaminants.

7.2.1  Limnology

      The limnology program carried  out by GLNPO   characterizes the biological  and
chemical status of the  Lakes  by measuring water chemistry  (with  particular emphasis on
nutrients), plankton  populations, and biological productivity.   This program supports the
development,  testing,  and  refinement of eutrophication models  used  to  estimate the
phosphorus assimilative capacity of the Lakes, which in turn, provides a basis for developing
target load reductions.

      The models are also used for interpreting data,  defining the applicability of specific
data sets, and designing improved monitoring programs  for the collection of data.   The
transfer of models from the USEPA's mainframe computer to personal computers began in
1986  and new software continues to be  developed  to   assist the  surveillance-research-
management  process.

      The productivity measurements made as part of the limnology program will assist in
describing the  trophic  status and assessing the response  of the Lakes to nutrient control
programs.  The measurements will also assist in interpreting trends in algal and plankton
populations  and in  anticipating resultant impacts on  fish  communities  in  response to
phosphorus source control measures.

7.2.2  Water Column Contaminants

      Toxic contaminants in  Great Lakes waters can  exert adverse  effects on aquatic and
terrestrial  populations   ranging from  subtle   behavioral  changes  through   increased
susceptibility to diseases, birth defects, tumors, reproductive failure, and premature death.
Over the past ten years, GLNPO has sponsored surveys of toxic metals in  the Great Lakes.
Other programs, most  notably the Sea Grant Program of NOAA, have funded  studies of
various  contaminant distributions in  one or more of the Great  Lakes.

      Polychlorinated biphenyls  (PCBs) in  Lake Michigan have been of special  interest to
academic researchers trying  to  understand and  measure  the rates  of  the  processes  that
distribute and transform toxic pollutants in  the Great Lakes ecosystem.  No routine program
to  monitor toxic organics in water of the open  Lakes  currently exists in the United States,
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due to technological limitations in such trace  level analyses.  A  major anticipated product
from the Green Bay Mass Balance Study is the further development of needed technology
to perform such  analyses and the transfer of that technology  to  open Lake  monitoring
programs.

7.2.3  Sediment Contaminants

      Initial strides have been taken toward  developing an  open lake sediment sampling
program.   In  1987, with the  financial  assistance of  the  USEPA's Region  II  Superfund
program, the R.V. Roger Simons collected open lake sediment samples from approximately
60 locations in Lake Ontario to characterize the concentration and distribution of persistent
toxic pollutants along the bottom of the Lake,  with particular focus on 2,3,7,8-TCDD.  This
information is  fundamental to developing a mass balance model for the Lake.  In FY 1989,
GLNPO will begin to take open lake sediment samples in  Lake Michigan.

7.2.4  Fish Contaminants

      Most toxic  pollutants are found in very small concentrations in lake water, making
them very difficult to detect or measure. However, some toxic pollutants accumulate in the
tissues of organisms and increase in concentration through the food chain.  The primary
program  for detecting and  tracking  such pollutants in  the  Lakes has been the Great Lakes
Fish Contaminant Monitoring Program.  This program, initiated in 1977, has involved the
participation of 20 different State and Federal agencies.

      Fish tissue monitoring complements not only water chemistry studies, but also provides
a means  of estimating fish bioaccumulation  factors that are a critical component in the
development of  water quality standards  to protect human health, as well as fish-eating
land-based  predators.   Through   this  program, major  declines  in concentrations  of
contaminants such as  DDT, PCB, and dieldrin have been documented in top predator fish
collected in the open  waters of the  lakes over the past 15  years.

      However, during the same period, numerous other persistent pesticides  and industrial
chemicals have been identified in Great Lakes fish as part of the early warning component
of the program.   For some of these compounds, such as toxaphene, mirex, and  dioxin,
regulatory action has  since been taken.  For the majority of these compounds, however,
insufficient information is available to  judge  their effects  on human  health  and the
environment.  Until further information on such compounds  is obtained, needed regulatory
measures  cannot  be adequately defined.


7.3  NEARSHORE AND HARBOR SURVEILLANCE

      Nearshore  surveys are conducted using a combination  of large  and  small  vessels.
Water, living organisms,  and sediment are all  sampled, but emphasis is often  placed on fish
and sediment  as  the best places  to sample for toxic substances.

      Severely degraded  nearshore areas have been designated as Areas of Concern (AOCs)
and surveillance  plans are being developed for  them as  part of the RAPs that are  being
prepared to guide their  restoration. Surveillance within the AOCs is to be conducted by
State and local organizations.  An exception  to this is the surveillance to be conducted as
part of the GLNPO demonstration  projects for contaminated sediments.
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      In other nearshore areas, GLNPO conducts surveys from time to time to identify hot
spots  and  trends.   A major interagency nearshore study  of  the Upper Great  Lakes
Connecting Channels is nearing completion.

      To focus limited surveillance resources on "hot spots," GLNPO is expanding its routine
fish monitoring program to include non-migratory fish collection. Non-migratory nearshore
fish, such as the young-of-the-year spottail shiner, do  not range  far from their place of
birth, thus accumulating  toxicants from a fairly narrow area of  the Great  Lake  shoreline.
When analyzed for a broad spectrum of toxic substances,  these  fish can serve to focus in
on existing or new pollution sources.  After source  control or cleanup measures have been
instituted, such fish will aid in measuring  the response of the harbor and nearshore aquatic
ecosystems to those remedial activities.


7.4  POLLUTANT LOADINGS

      In addition to measuring ambient open  Lake and nearshore water  quality, USEPA is
concerned with estimating the extent of actual ongoing loadings of pollutants to the  Lakes.
This information is vital to understanding the  ecosystem  and the extent of pollution and the
control needed to attain the water quality objectives set by the GLWQA.   It also reveals the
relative significance of various types of pollutant sources.   This knowledge will be used to
guide environmental management decisions through mass balance  modeling of the ecosystem
(described in Section 7.6).

      To determine  total  loadings, information must be  obtained on inputs  through all
pathways.  The two principal routes are through  the atmosphere  and  through tributary
streams.   An  intermediate category is  that of  contaminated sediments that  can recycle
significant quantities of  stored contaminants back  into the water and  biota.  Sources of
pollutants that are conveyed  by  tributaries are discussed in Section 7.5  and include point
source discharges,  nonpoint sources, and contaminated ground water.

7.4.1 Atmospheric Deposition Monitoring

      In 1981, GLNPO established an atmospheric deposition monitoring network to provide
basic data on the nature and magnitude of the atmospheric deposition problem in the Great
Lakes. The network is based on the pre-existing GLAD network begun  in  1976.  By 1982,
this network consisted  of 36 wet-only precipitation samplers located  at rural, urban, and
background sites around  the Great  Lakes shoreline  and  on some islands.

      Since 1985, GLNPO has been involved in a major undertaking to plan and implement
an enhanced atmospheric  research and  monitoring program  capable  of  detecting and
quantifying toxic organic substances in wet and dry deposition  to the Great Lakes. This
planning process recongizes  the  need for a  fully  coordinated,  joint U.S. and  Canadian
program with compatible sampling  and analytical protocols.

      Two major workshops of experts have been held to assess the problem of atmospheric
deposition and to assist in the design of an atmospheric research and monitoring program.
The first was sponsored by GLNPO and the  University of Minnesota and the second was
sponsored by  the  IJC  at Scarborough, Ontario.  In addition, the IJC  Surveillance Work
Group established the Atmospheric Deposition Task Force, charged with the design of an
atmospheric research and monitoring network.
                                         7-9

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      As a  result  of the activities described above, there are two  major research and
monitoring plans to address the deposition of air toxics to the Great Lakes.  The first was
completed in 1987 for GLNPO and is entitled, "Proposed Modification of the Great Lakes
Atmospheric Deposition (GLAD) Network to Include Toxic Organics." This plan calls for
the establishment if five master stations across the Great Lakes to support necessary research
on deposition and  exchange processes along  with development of improved samplers.

      Concurrent  with  establishment of  the  master  stations,  the   plan  calls for  the
enhancement of twelve routine GLAD stations to include sampling for toxic organics using
currently available sampling equipment.  Under  a joint grant to the Illinois State  Water
Survey and DePaul University, GLNPO established the first master  station and two routine
stations on Green  Bay in 1988 to begin deployment of the planned network and to support
the ongoing Green Bay  Mass  Balance  Study.   In addition,  GLNPO  has  continued to
participate in planning  discussions with Canadian and  U.S. experts to further  refine the
enhancement of the  GLAD Network to achieve  compatibility with and  concurrence of
Canadian programs.

      In 1988,  the IJC Atmospheric Deposition Task Force  completed its plan entitled, "A
Plan for Assessing Atmospheric  Deposition to the Great Lakes." The IJC plan calls for the
establishment an operation of two master station  over a  two-year period, followed by the
phased establishment of routine stations as research results become available. This plan was
submitted to the Water Quality Board with a recommendation for its inclusion in the Great
Lakes International Surveillance Plan.

      In December' 1988, the Parties established a small committee to review the two existing
plans, to resolve the remaining  differences  in the plans, and to  recommend a joint U.S.-
Canadian research and monitoring plan on atmospheric deposition. It is anticipated that the
joint  plan  will be completed by  June  1989.   Concurrently,  three ad hoc  committees of
experts are completing  detailed planning of quality assurance/quality control procedures,
analytical methods, sampler design, and siting criteria to be used in the deployment  of the
joint  network.

      There are three projects recently completed or ongoing in the Great Lakes Basin that
will further contribute to  understanding of the  air sources of problem toxic pollutants
entering the Great Lakes.  The first is the Air  Toxic Emission Inventory for the Southeast
Chicago (Summerhays and Croke 1987), phase one of a two-phase study recently completed
by USEPA Region V's Air Management Division.  The first phase attempted to estimate the
emissions rates of a wide variety of inorganic and organic pollutants in  a well-defined,
highly industrialized geographic area of the  shores of Lake Michigan.  In the second  phase,
mathematical modeling  will relate emissions rates to concentrations at ground level and the
corresponding  health risks to exposed humans.

      The  second  pilot  project is. the Emissions Inventory and Deposition Modeling  of Air
Toxics  in the Lake Michigan Region, now underway, with a preliminary report by USEPA
Region V's Air Management Division to be completed in early 1989.   Once air source data
from the  major metropolitan areas are  collected, USEPA will  attempt to model deposition
of toxic pollutants to the Lake Michigan watershed and directly to the Lake to estimate total
atmospheric deposition loadings from near-field  sources in the Lake Michigan airshed.

      The third project, the Great Lakes  Air Toxics Transboundary Project,  focuses on
sources located in a 50-kilometer-wide corridor on  either side of the shores of  the Detroit
 River-St.  Clair  River  systems,  including the  Detroit/Windsor and Port Huron/Sarnia
 urban/industrial centers.  The project includes an emissions inventory, dispersion modeling,
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human risk assessment, and deposition analysis of pollutants of concern in the  watershed
basin.

      Taken together, these projects will add considerably to USEPA's understanding of the
significance of air deposition to the water quality of the Great Lakes and their connecting
channels.  These  projects  represent  an important step  in  implementing  the  total  load
management approach embodied in the LMPs required in Annex 2 of the GLWQA.

      Also in FY  1988, through Region V Air and Water Divisions, GLNPO negotiated new
State air and water program plans, encouraging the States to  inventory combustion sources
and sample and analyze them for Critical Pollutants. Data obtained will be used to further
guide development of LMPs.

7.4.2  Tributary Monitoring

      Tributary loadings  are estimated  by  combining  USGS river  flow  data with  water
quality sampling data gathered by the States.  Intensive studies of storm flows  have been
sponsored by  GLNPO in  recent  years  to determine  the  adequacy  of existing routine
monitoring for sediment  and phosphorus.   An intensive surveillance project is  being
conducted as part of the  interagency study of Green Bay  that will provide  important
information on the feasibility  of monitoring toxic organic compounds in tributary waters.

7.4.3  Contaminated  Sediment

      Information for estimating the release of pollutants from sediments can be obtained
from  various sources.  Chemical analyses and toxicity  testing  of tributary and  harbor
sediments can be  required  in the  course of USCOE dredging projects or as a provision of
private dredge and fill actions, which are permitted by the Corps under Section  404 of the
CWA.  The  States must certify the consistency of permitted dredge and fill actions with
their water quality regulations.

      Hazardous waste regulations can involve data collection and analysis that  is relevant
to Great Lakes water quality management. For example, an open lake sediment survey was
undertaken by Region II  of the USEPA to determine the maximum acceptable rate of loss
of 2,3,7,8-TCDD from the Hyde Park landfill to Lake Ontario.  With this information, the
Regional Superfund  office will negotiate final containment requirements for the landfill.

      To further  evaluate the extent of the contaminated sediment  problem, GLNPO will
begin an open  Lake sediment survey program in FY 1989.  This program  will initially
survey Lake Michigan.  In addition, it is anticipated that some States will sponsor surveys
of sediment  contamination in  AOCs as part of their development of RAPs.


7.5 SOURCES OF POLLUTANTS

      The identification and monitoring of pollutant sources is essential to support regulatory
programs.  The sources of pollutants are varied.  Numerous monitoring programs are  in
place or else  are  in the development phase to  determine compliance and improvements  in
the system.
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7.5.1  Point 'Sources

      Point source dischargers are  required by their permits to report the concentrations of
their discharges.  This information is useful in identifying sources  of pollutants and  to a
limited  degree,  in estimating  loadings  entering  the  tributaries.   Also,  toxicity testing
requirements are  included in some permits, providing  useful information.

      The  Agreement mandates  that  municipal  wastewater treatment facilities  meet a
technology-based  1 mg/1 phosphorus limitation to achieve  lakewide target nutrient  load
reductions.  In addition,  the Agreement calls for the virtual elimination of  the discharge of
persistent toxic substances to the Great Lakes, requires that toxic discharges  cease, and
directs the Parties to reduce the size of the  zones of degraded water quality in the  vicinity
of point source discharges  to the maximum practicable extent.

      GLNPO, with the.  assistance of USEPA Regions II, III, and V, analyzes point source
discharge data submitted by facilities  that are required to  monitor  their waste waters for
compliance with  effluent limitations in permits issued and enforced under  the  National
Pollutant Discharge Elimination System (NPDES).  Phosphorus loading estimates for point
sources  based on  these  data are submitted  to the Great  Lakes  Water Quality Board for
inclusion in its biennial report on Great Lakes water quality. Phosphorus loading estimates
are also used to judge progress of the United States under the Phosphorus  Load Reduction
Plan developed under  the GLWQA.

      Existing information on toxic  pollutants of  concern in wastewater discharges within
the Great Lakes  system is  still  too scant  for accurate  estimates of point source  load
contributions to each  of  the Great Lakes.  Some permits require  routine toxicity testing  of
effluents,  involving tests  such  as bioassays.  While  these tests are carried out by the
permittee, results are  shared with  State  and Federal agencies. Surveys to assess compliance
with permit limitations are also conducted by regulatory agencies.

      Permittee self-monitoring data are stored in a computer information system known
as the  Permit  Compliance  System.   The  results  of Federal or State agency compliance
inspection monitoring and select self-monitoring data  are also contained  in  STORET,
USEPA's general water,  sediment, and biota quality data base.  Permittee and agency whole
effluent toxicity  test  results are summarized in the CETIS data base.

      To analyze the  contributions of persistent toxic  pollutants  by point  sources,  GLNPO
has  supported a  national  data base of  monitoring data  from  Form 2c NPDES permit
applications.  In addition,  USEPA  Region  V and GLNPO have supported the Michigan
Department of Natural Resources  in updating and expanding its Critical Materials Register,
a list of  toxic substances  meriting  State surveillance.   Each year,  Michigan facilities are
required to report the production/use,  discharge,  and disposal in solid residuals of critical
materials.

      These data are compiled  in  a computer  data  base developed  under  the  Toxic
Substances Control  Act.   Total  loadings  of  Great Lakes  pollutants of concern can  be
compiled on an individual facility, river or lakewide basis.  GLNPO is using these loading
estimates as part of a larger effort to calculate total loadings of persistent toxicants to the
Great Lakes from all sources.
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7.5.2  Nonooint Sources

      Annex 3 of the GLWQA sets forth a general framework for Canada and the United
States to reduce phosphorus loading to  the Great Lakes.  Subsequent supplements to the
Annex recognized that nonpoint source controls on phosphorus, particularly from agricultural
activities, would be required to meet the Agreement goals.  The  Great  Lakes Phosphorus
Task  Force,  comprised of Federal, State, and local entities,  allocated phosphorus load
reductions for each State.

      Each State currently monitors phosphorus levels and reports on progress in meeting
targeted  reduction goals. Routine monitoring of pollutant loads from nonpoint sources  is
seldom conducted through direct measurement of runoff. More often, changes in loadings
are estimated by tracking changes in land management and farming practices and calculating
expected changes in pollutant runoff.  These calculations are based on  intensive research
surveys used to identify the results of various management  practices.

7.5.3  Contaminated Ground Water

      Pollution from contaminated ground water is the subject of Annex 16 of the GLWQA.
The  United  States and  Canada must  report on  progress  made to control sources  of
contamination of groundwater aquifers and prevent movement of polluted ground water to
the boundary  waters of the Great Lakes.  Each responsible  State and province  must first
identify existing and potential sources of contaminated ground water to  the Great Lakes.

      USEPA  Region V has adopted a Ground  Water Protection Strategy,  focusing on
multiprogram  groundwater issues and designed to unify the  many groundwater initiatives
at the Regional level.  The  Strategy's goals and objectives  will guide Region V's future
groundwater  protection activities, and  promote  a coordinated approach to  groundwater
decision  making.

      The goals of the Strategy encompass groundwater protection  and  restoration, and
promote an area-wide groundwater perspective. The Strategy objectives center on including
groundwater objectives in Regional decision making, and developing risk, based health and
environmental decision-making criteria.  The objectives also addresss the identification and
restoration of ground water impacting surface water, assisting in the implementation of State
groundwater strategies, and increasing the collection and accessibility of water quality data.

      Other  U.S. efforts in support of Annex 16 include the following:   GLNPO initiated
a  training  program  for staff  to  use  the  Geographic . Information  System  to  map the
hydrogeologic conditions of the Great Lakes.  The Green Bay Study will  include compiling
a comprehensive inventory  of known and  potential sources of groundwater contamination
in the Green Bay Basin.  The USGS recently completed a 4-year study in cooperation with
Canada  on the environmental conditions in the Upper Great Lakes Connecting Channels.
One objective of the study was to be determine groundwater loadings into the Connecting
Channels.


7.6 MASS BALANCE STUDIES

      As described in Chapter 4, the pollutant mass balance concept is crucial to developing
the systematic and comprehensive ecosystem approach to water quality management that  is
envisioned under the recently  revised GLWQA.  Mass balance models must draw  upon
                                        7-13

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established surveillance and monitoring programs for information, but also rely on research
programs for study design, development, and interpretation.

      USEPA regards the "mass balance" approach to be integral to satisfying  the GLWQA
principle of systematic and comprehensive  remedial planning. The mass balance approach
adopts the concept of conservation of mass in evaluating the sources, transport, and fate of
contaminants.   Its underlying principle  is that the quantities of  contaminants  entering the
system, less quantities stored, transformed,  or degraded in the system, must equal quantities
leaving the system.

      Using computer models  and data concerning  the sources  and quantities of  toxic
pollutants,  their physical properties, and the descriptive characteristics of the  Great Lakes,
the mass balance approach allows scientists to identify  the most  significant sources of
pollutants and to evaluate potential effects  of changes in pollutant loadings. This, in turn,
helps managers to set priorities  for funding of research, remedial actions, and regulatory
programs.

      A  number of surveillance  and monitoring programs provide  information  on the
magnitude  and  types of pollutant loadings to the Great Lakes. Data is required on pollutant
loadings from all potential pathways.  Some of these pathways are monitored directly, such
as atmospheric  deposition. Other pathways, such as point source loadings to surface water,
are monitored by States with assistance.or advice  as needed from the GLNPO. Still others,
such as pollutant transfers from sediments, are or will be estimated using predictive models
and  limited environmental monitoring data.  The  Upper Great Lakes Connecting Channel
Study  and  the  Green Bay Mass Balance Study are providing valuable data with which  to
assess  these pathways.

      The Upper Great Lakes Connecting Channel Study was a four-year binational effort,
involving the coordinated efforts  of  11  Federal, State, Provincial, and local  agencies,  to
investigate toxic chemicals  and other environmental concerns in the Upper  Great Lakes
Connecting-Channels.  The  objective of the study was to improve regulatory management
of point and nonpoint pollution  sources in  the Detroit, St. Clair,  and St. Mary's Rivers, and
in  Lake St.  Clair.   The study  was organized so  that the participating  agencies  could
coordinate ongoing studies in the  areas and identify priorities for  remedial actions.

      The  overall goal of the Green Bay Mass Balance Study is to test models for toxics to
improve our understanding  of the  sources, transport, and fate  of toxic  compounds,  to
evaluate the technological  capability to measure  multimedia loadings to a system, and
ultimately  to guide and support regulatory activity.  The study  will serve as  a pilot for
future modeling studies  of Great  Lakes ecosystems.

       During FY 1987, field reconnaissance was done in the Bay and tributaries, and the
first atmospheric deposition monitoring stations  were established  in preparation for the
main field season -- August 1988 through September 1989. Samples to be collected during
this time include bottom sediments, Bay-lake exchange, atmospheric deposition, water and
suspended sediments, tributary loads, point and nonpoint sources, ground water, and biota.

       The Mass Balance Study will apply models to PCBs, dieldrin, cadmium, and lead. The
physical/chemical models will be coupled with a food chain model to allow  estimation of
body burdens in target fish species:  carp,  brown trout, and walleye. The integrated model
will  then  be  used to  predict  concentrations in  the  water, sediment, and biota  under
alternative regulatory and remedial actions.
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 7.7  RESEARCH

      Research on the Great Lakes is carried out to improve our fundamental understanding
 of the physical, chemical and biological processes of the Lakes and their interrelationships.
 Research is conducted  primarily by universities that  are  funded by the National Science
 Foundation, USEPA's Office of Research and Development (ORD), and NOAA's Sea Grant
 Program.  The results of these  studies provide  a context for addressing problems of water
 quality restoration and  protection, habitat maintenance, and fisheries management.

      Applied research in  the  Great  Lakes is  conducted  on a wide range of topics by a
 number of Federal agencies.  Much of this work is undertaken  by the ORD Large Lakes
. Research Station at Grosse He, Michigan, and  at its National Water Quality  Laboratory at
 Duluth, Minnesota; NOAA's  Great Lakes Environmental Research Laboratory (GLERL) at
 Ann Arbor,  Michigan; and  the USFWS, which operates  the National  Fisheries Research
 Center-Great Lakes.

      NOAA  also provides grants to  Universities  for Great Lakes  research  under its Sea
 Grant Program,  and the  USFWS funds Cooperative  Fishery  Research Units at selected
 universities.  GLNPO provides grant money for  research directly to universities and through
 interagency agreements with  other  governmental organizations,  including  NOAA, the
 USFWS, and the USCOE.

      Great Lakes research  consists  of three  general  areas: water quality   management,
 ecosystem dynamics,  and  fishery resources (Table 7-2).  Many of the  major Great Lakes
 research organizations contribute to multiple research areas, although one  organization has
 assumed a leadership  role for each area (Figure  7-1). Projects within each  area are planned
 and conducted to ensure that overlap is minimized and that each project  makes a needed
 and unique contribution that furthers  the scientific understanding of physical, chemical, or-
 biological processes working  in the ecosystem. Similarly, the results of projects in each area
 are  used  to identify emerging research  needs and to design effective research plans.

      GLNPO has supported  research by the Argonne National Laboratory, the  Illinois Water
 Survey, and various universities on atmospheric deposition to Lake Michigan.  Argonne has
 also carried out research on Lake Michigan  biological systems. Research by the USCOE has
 focused on Great Lakes water levels  and flows and on dredging and disposal of dredged
 materials. In FY 1988, GLNPO provided funds for research on contaminated sediments to
 the  USCOE under an interagency agreement. GLNPO also funded research and development
 activities to address toxics in the Great Lakes during  1987 and 1988, including studies on
 improved tributary monitoring methods for toxics and an  investigation of  the toxic effects
 of contaminants  unique to the  Great  Lakes.

      Research support for the Green Bay Mass Balance Study was the top  GLNPO priority
 in FY  1988.   Matching funds were provided to  GLERL for  investigating the  rate of
 exchange of contaminants between Green Bay and Lake Michigan.  This work will support
 the  development of  a  mathematical  model by EPA's Large Lakes Research Station to
 simulate  pollutant exchanges as part  of the overall pollutant transport  component of the
 mass balance  study.

      Also  in  FY 1988,  GLNPO  funded  research  at the University of  Minnesota to
 investigate the rate of uptake of PCBs,  an important contaminant in Green Bay, by phyto-
 plankton.  This work will also support the development of a mathematical model to be used
 in the mass balance.  Both of these projects and other developmental work  for the Green
 Bay study are continuing  in  FY  1989.
                                        7-15

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      In addition, GLNPO funded research to support its contaminated sediments study in
FY 1988.  Through an interagency agreement with the ORD, GLNPO funded research at
several universities to  investigate the extent of sediment contamination in Lake Ontario and
to study sediment  resuspension,  deposition, and fate in the Lakes.  This latter work will
support the development of mathematical models to describe the rates at which contaminants
are transferred from  water to  sediment  and from  sediment to water.  In addition  to
supporting the contaminated  sediments  study, this project will  contribute  important
information to  the Green Bay Mass  Balance  Study.  Both projects are  continuing in FY
1989.

      The recent trend toward understanding Great Lakes pollution problems in the context
of their significance for  the whole ecosystem (the ecosystem  management approach called
for by the GLWQA), will shape research priorities for Great Lakes programs  in the future.
Because an ecosystem approach to research and management requires  the integration  of
many different disciplines and  perspectives for problem solving, many  Federal and State
organizations will  continue to be involved in Great Lakes research.  Thus, the need for
effective coordination will likely increase  in the future.

      One area in  which GLNPO will continue  to be an important contributor to research
programs  is the development and implementation of  demonstration programs for pollution
abatement and  remediation on the Great Lakes, which is addressed in Chapter 6.

      To  perfect  available  methodologies for quantifying   ultratrace  concentrations  of
persistent  and  highly bioaccumulative toxic  pollutants, GLNPO is testing  a number  of
high-volume sample  concentration  techniques.   The use  of such methodologies will  be
demonstrated in the Green Bay Mass Balance Study, where  water column levels .of PCBs
and dieldrin  must be  measured to  quantify  the  relationship  between  loadings and
concentrations, and between concentrations and the rate of various water cohimn removal
processes.

      In FY 1989,  GLNPO plans to start sampling sediments in the main  body of the Lakes
to measure the distribution, storage, and  fate of toxic pollutants in the ecosystem.  This
sampling will provide a chronology of toxic inputs to the Lakes  and support mass balance
models for Critical Pollutants.   Sampling will also support  the  development of LMPs as
required in the GLWQA and the contaminated sediments study mandated  by the CWA
Amendments of 1987.  GLNPO coordinates  this work with  the development of national
sediment  criteria and sediment  contaminant cycling studies  conducted  by USEPA's ORD
Laboratories at Duluth, Minnesota, and at Grosse He, Michigan.

      In  addition,  GLNPO has co-funded the development  of a technique for measuring
the tumor-producing potential of contaminated sediments in nearshore bottom feeders, such
as the brown  bullhead.  Such methods are critical for surveying the toxicity potential of
contaminated sediments.  This work may lead  to more refined studies and assays of chemical
carcinogenesis, to  determine the relative severity of  effects of different toxic chemicals.

      Finally, under a grant from GLNPO, the University of Texas is developing an assay
for estimating the carcinogenic potency of a mixture of contaminants extracted from Great
Lakes fish. This assay may aid in estimating the health risks associated with  the complex
mixture of contaminants in Great Lakes fish  eaten by humans and wildlife.  This approach
is being  extended by the U.S. Fish and Wildlife Service's Lansing District Office under a
grant to Michigan  State University to study the eggs of fish-eating birds  in the Great Lakes.
                                         7-16

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                             Table 7-2.  U.S. Great Lakes Research Programs
Programs/Activities
     Explanation
Relevant Institutions
Water Quality Management

Contaminated Sediment
Studies
Atmospheric  Deposition
Mathematical Models
Water Quality Criteria
to Protect Aquatic Life
Engineering research and
remediation technologies.
Sediment resuspension,
deposition and fate for
remediation activities and
mass balance models.

Research into methodologies  and
technologies for air particle and
vapor contract to USEPA-Great Lakes
collection, measuring wet and dry
deposition, linking receptor patterns
to sources.  Preliminary quantification
of wet and dry deposition loads to
Green  Bay in 1988.

Development of mathematical
.models representing the
processes of transport,  dissipation,
accumulation, transformation, and loss
of particles, nutrients, and pollutants
in large aquatic ecosystems.

Studies of acute, chronic and life
cycle toxicological effects of high
priority chemicals, including those
found in the Great Lakes.
U.S. Army Corps of Engineers,
USEPA, ORD, and LLRS
DePaul University under
                                                                       National Program Office
USEPA's Large Lakes Research
Station (LLRS)-Grosse He
USEPA's Environmental Research
Laboratory (ERL)-Duluth
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                         Table 7-2.  U.S. Great Lakes Research Programs (continued)
Programs/Activities
Explanation
Relevant Institutions
Sediment Quality Criteria Development of a land use and
                            management-driven model to aid
                            in the identification of agricultural
                            nonpoint source pollution. The model,
                            AGNPS (Agricultural Nonpoint Source),
                            includes components related  to pollutant
                            transport and loading, groundwater
                            contamination, and lake hydrology.

                            Studies of  the rates of release
                            and biological availability of
                            toxic pollutants  from
                            contaminated sediments to test
                            methodologies for deriving
                            water quality-equivalent
                            sediment quality criteria.
Risk Assessment
Research into the sources of
and methods for reducing uncertainties
in exposure and toxicity  estimates upon
which source control and cleanup activities
are based.
                                            USD A  Agricultural Research Servii
                                            North Central Soil Conservation
                                            Research Laboratory, Morris, MN
                                            USEPA's ERL-Duluth,
                                            USEPA's LLRS-Grosse He
                                            and USFWS-Columbia,
                                            MO/Ann Arbor
USEPA
Quantitative Structure
Activity Relationships
(QSARs)
Fisheries Resources

Impacts of Contaminants on
Fisheries
Research into methods for
estimating physical, chemical,
biological, and toxicological properties
affecting risk using QSARs and readily
measured or estimated property data.
Development of  a menu driven expert system
to guide regulatory  uses of these methods.
Impacts of tumors on fish
productivity and health,
effects of parentally
transferred contaminants
on lake trout,  effects of
nutrient loading on lake
trout habitat.
USEPA's ERL-Duluth
U.S. Fish and Wildlife
Service (USFWS)-National
Fisheries Center-Great Lakes
Ann Arbor
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                         Table 7-2.  U.S. Great Lakes Research Programs (continued)
Programs/Activities         Explanation                                 Relevant Institutions
Ecosvstem Dynamics
Green Bay Studies          Research in support of pilot                 NOAA-Great Lakes Environmental
                           mass balance modeling effort:                Research Laboratory
                           water volume and sediment
                           transport; sediment resuspension;
                           exchange across air/water and sediment
                           interfaces; development of a bottom-resting
                           flume to determine bottom erosion
                           thresholds; fish food web, nutrient,
                           and contaminant dynamics.

Human Health Water        Development and application                 USEPA-ORD-Cincinnati
Quality Criteria             of pharmacodynamic models for transfer
                           of dose-response relationships from
                           animal models  to humans.
                                                 7-19

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                         Water Quality Management


EPA


GLERL



NFRC



Sea
Grant

1
                       Ecosystem Dynamics Research
                        Fishery Resources Research


EPA



GLERL


NFRC


Sea
Grant


Key:

EPA:  U.S. Environmental Protection Agency
GLERL: Great Lakes Environmental Research Laboratory (NOAA)
NFRC: National Fisheries Research Center, Great Lakes (U.S. Fish and Wildlife Service)
         Figure 7-1.  Federal Agency Participation in Great Lakes Research
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                 8. INTERNATIONAL/INTERAGENCY PROGRESS


      The relationship  between Federal and State environmental programs and the Great
Lakes Water  Quality Agreement (GLWQA) is complex and  involves numerous  planning,
permitting, and enforcement efforts that serve both the purposes of various environmental
statutes  and the objectives of the  Agreement.  Environmental management decisions are
made within  the Great Lakes Basin at all levels  of government: Federal, State, and  local.
Many agencies and organizations, therefore, work collaboratively and independently toward
achieving both  the goals of their authorizing statutes  and the goals of the GLWQA.  This
complex interaction requires communication and coordination, one of the principal functions
of the Great  Lakes  National Program Office (GLNPO).

      Although coordination efforts have been discussed throughout the report, this chapter
provides  a consolidated summary of progress during  FY  1988  in  accomplishing specific
coordination objectives set out  in the recent  Amendments to the GLWQA and the Clean
Water Act (CWA).    Both  include  provisions  for  more  formal  interactions  between
organizations  involved in  environmental  programs  in  the  Great  Lakes  Basin.   These
provisions, in turn,  form the basis  for  a new  coordination strategy  for GLNPO that
includes regular meetings with State government  representatives, twice-yearly meetings of
the Parties (the  United States and Canada), and formal Memoranda of Agreement regarding
roles  and responsibilities  in Great  Lakes programs between  GLNPO and other U.S.
Environmental Protection Agency (USEPA) organizations and between USEPA and the Great
Lakes States.


8.1 INTERNATIONAL COORDINATION

      Three major types of international activities and coordination are required by Section
118 of the CWA and the GLWQA:

      •  Coordination of U.S. and Canadian implementation;

      •  Reporting of progress to the International Joint Commission (IJC); and

      •  Support to IJC Boards  and Committees in their evaluative  role.

      In coordinating implementation, U.S. and Canadian staff members work together as
representatives  of their respective governments to solve  mutual problems  and conduct
coordinated projects.

      The 1987 changes to  the Great Lakes Water Quality Agreement require that the United
States and Canada meet twice each year to "...coordinate their respective work plans with
regard to  the implementation of [the] Agreement and to evaluate progress made."  Article
X of the Agreement further requires that these meetings be conducted in conjunction with
the State and Provincial governments.  In response to this new requirement, GLNPO began
in August 1988 to  implement a schedule  of  regular  meetings  with State program repre-
sentatives in  preparation for the twice-yearly meetings between the Parties.
      Under  the Agreement,  the United States and Canada have responsibility for setting
water quality objectives, preparing management plans,  implementing remedial programs, and
monitoring water quality.
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      In  FY  1988, GLNPO personnel began serving on  joint groups to address  specific
requirements of the Agreement for coordinated projects on air deposition monitoring,
contaminated sediments, and development of specific objectives for toxic substances.  One
important activity in this area was work on the  Upper Great Lakes Connecting Channels
Study final report, discussed in Chapter 4.  Considerable progress was made in FY 1988 and
the report will  be released  in early FY  1989.  Joint U.S. and Canadian  activities  in these
areas  will continue in FY 1989  and beyond.

      In supporting the IJC, U.S. and Canadian staff members serve on various committees
and task  forces as nonpartisan experts to prepare reports and develop recommendations for
the Commissioners. They also assist the  Water Quality Board and  Science Advisory Board
by participating in special projects and on  task forces.

      GLNPO and Canada prepare and submit  to  the IJC  reports  on  progress  achieved
implementing the provisions of the GLWQA.  Reports reflect the various requirements of
the Agreement Annexes.     The  IJC evaluates the progress made  by  both governments
on  a regular schedule and determines  the  adequacy  of  programs   in  satisfying  the
requirements and objectives of  the Agreement.

      One special initiative begun  in FY 1988 involved a restructuring of the  IJC's  Water
Quality Board Programs Committee.  The  Committee structure, under the co-direction of
the Director of GLNPO  and  its  Canadian counterpart, has assumed  responsibility for
management  of all  Water Quality  Board activities.   During  FY  1988, the Programs
Committee began establishing new subcommittees and reorganizing procedures for the Water
Quality Board.  To  support the work of  the IJC  during  1989 and beyond,  USD A SCS
expects to detail an employee to the IJC Regional Office in Windsor, Ontario.


8.2  INTER- AND INTRA-AGENCY COORDINATION

      One  of GLNPO's major  responsibilities under Section 118 of the CWA is to "...in
cooperation with the appropriate Federal, State, tribal, and international agencies...develop
and implement specific action  plans to  carry out the responsibilities of the United States
under the Great Lakes Water Quality Agreement of 1978."  The Act further requires that
GLNPO  "...coordinate  the  actions  of the Agency (including actions by Headquarters and
regional  offices thereof) aimed at  improving Great  Lakes water quality" and that GLNPO
"...coordinate actions of the Agency with the actions  of other Federal agencies and State and
local  authorities, so as to ensure the input  of those  agencies and authorities in developing
water quality strategies and obtain the support of those agencies and authorities in achieving
the objectives of the Agreement."

      In  FY 1988, GLNPO worked  to improve its  coordination within USEPA and with
other Federal agencies and the Great Lakes States.   During the year, GLNPO established
interagency agreements with the:

      •  U.S.  Army Corps of  Engineers for assistance  with the contaminated sediments
         study;

      •  National Oceanic and Atmospheric Administration to participate in field monitoring
         for the Green Bay Mass Balance  Study;
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     •  U.S. Department of Agriculture Soil Conservation Service (SCS):  to conduct studies
        of conservation tillage usage in Indiana, Michigan, and Ohio; and in  cooperation
        with the USDA Extension Service,  develop an interagency agreement for the
        purpose of updating and expanding the SCS Field Office Technical Guide to better
        reflect current water quality management technology.

     •  U.S. Fish and Wildlife Service for assistance with sediment monitoring  efforts with
        dissolved oxygen survey of Lake Erie; and

     •  U.S. Geological Survey for assistance with groundwater contamination studies.

     Within USEPA, GLNPO has established agreements for participation by other USEPA
programs  and offices  in Great  Lakes  initiatives.   In  FY  1988, GLNPO entered  into
agreements with the Office  of Research and Development to fund Great  Lakes  work at the
Large Lakes  Research Station and the  National  Water  Quality  Laboratory.   These  two
laboratories are making important contributions to the Green Bay Mass Balance Study, the
contaminated sediments study, and other GLNPO initiatives.   Also  in FY 1988, GLNPO
entered  into an agreement with the Region V Air Program to conduct inventories of toxic
air  emissions in the  regions of Detroit  and Lake Michigan.   This  project will continue
through FY 1989.

     During FY 1988, GLNPO participated with USEPA Headquarters  in development of
the Agency Operating Guidance  for water programs  and with  regional  water  divisions in
developing State water program guidance.  These  two activities are the  principal methods
by which  USEPA program  priorities are communicated throughout the Agency and to the
States.  In FY 1989, GLNPO plans to expand its efforts in this area to include participation
in program guidance development  for other USEPA programs as well.

     GLNPO participated  in many joint efforts with States during  FY 1988. . Some
important accomplishments  included:

     •  Providing support  to the States of Michigan,  Minnesota, Wisconsin, Ohio,  and
        Pennsylvania and to various academic institutions including DePaul University, the
        Universities of Minnesota, Illinois, and New York State University for 19 Great
        Lakes Atmospheric Deposition (GLAD) Stations, 2 enhanced GLAD stations, and
        1 enhanced GLAD master station;

     •  Providing support  to the Ohio Department of Natural Resources for a remote
        sensing study to evaluate the effectiveness of the  transect survey technique;

     •  Establishing support to the Wisconsin Department of Natural Resources for fish and
        tributary montioring in Green Bay;

     •  Providing support  to the Minnesota Pollution Control Agency for  preparing
        Remedial Action Plans for Areas of Concern in Minnesota;

     •  Providing support to the New York Department of Environmental Conservation for
        developing  Remedial Action Plans and conducting special studies  on  the Niagara
        River;

     •  Providing support  to the State of Indiana for studying contaminated sediments in
        the Grand Calumet/Indiana Harbor Area of  Concern;
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Providing support to the  Ohio Environmental Protection Agency for developing
Remedial Action Plans; and

Providing support to the Council  of Great  Lakes Governors to assist with
implementation of the Great Lakes Toxic Substances Control Agreement, signed by
the Governors in 1986.
                                8-4

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                           9. GREAT LAKES OUTLOOK


      Although substantial progress has been made  toward restoring the beneficial uses of
the Great Lakes, major challenges remain.  Water quality management and protection are
becoming increasingly complex, both technically and institutionally.  Earlier water pollution
control efforts focused almost exclusively on point sources. These sources could be readily
identified and addressed,  mainly  by government regulatory and  grant programs.

      Conversely, the control of nonpoint sources of pollution has been more complicated,
in part, because nonpoint sources are varied and diffusely distributed  (e.g., runoff from
agricultural areas, urban areas, and waste sites).  It also has been difficult  to determine the
relative contribution  of  various  nonpoint  sources  to  specific pollution problems,  and
therefore, to  identify the  most important  targets for control.  Finally, the implementation
of nonpoint source controls tends to require the cooperative efforts of various Federal,  State,
and local agencies, including those concerned with agriculture, waste management, land use
planning,  zoning, and construction permits.

      The problem  of certain  persistent toxic contaminants and  the management of  many
chemicals being  introduced  into  the environment  have added new dimensions to  the
difficulty of water quality management and protection.  Toxic chemicals can enter  the
environment  through  a variety of media, including point sources,  nonpoint sources,  the
atmosphere, and ground water. Some contaminants  may originate great distances from the
Lakes.  Others  may cycle through  the environment, appearing at various times in  the
atmosphere, water column, sediment, and aquatic organisms.  Because of the complex nature
of the problem, identifying and implementing effective remedial strategies  for the problems
of persistent  toxic chemicals present major technical and institutional challenges.


9.1 CURRENT CHALLENGES

      In  the  near term, additional reductions in certain conventional pollutants,  notably
phosphorus, must be achieved in order to meet long-standing water quality objectives. The
transition  must be made from planning to remedial action for specific  areas with serious
localized  water  quality or sediment contamination problems.  Efforts  to develop and
implement an effective management framework for  systematically reducing lakewide  levels
of toxic substances  must be successful.

9.1.1  Further Reductions of  Pollutant Loadings

      Additional reductions in phosphorus loadings to the Great Lakes are anticipated. The
compliance records  of publicly-owned treatment works (POTWs) continue to improve.  As
discussed  earlier in this report, all POTWs in the Great Lakes Basin should be meeting a
1 mg/1 effluent  limit for  phosphorus by 1990.   The detergent phosphate ban adopted  by
Ohio  in 1988 will help reduce phosphorus loads, particularly from system overflows  and
treatment plant bypasses.  Phosphate detergent  bans are now  in effect for all of the  Great
Lakes Basin,  except a small portion in Pennsylvania.  Implementation of the Phosphorus
Management  Plan developed  by the U.S.  Environmental Protection Agency (USEPA), in
conjunction with key states (Indiana, Michigan,  Ohio, Pennsylvania,  and New York), should
fully achieve target load reductions, although it is not clear that the means  to carry out the
needed actions are available.
                                         9-1

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      Canada has recently introduced a technology-based point source permit program that
is designed to reduce loadings  of both  nutrients and toxic chemicals to the Lakes.  The
resulting reduction of nutrient loadings from Canadian industrial sources is expected to have
positive impacts on all of the Lakes.

      Progress has also been made in reducing levels of many toxic contaminants.  Actions
from  1969 to  1972 to ban uses of dieldrin, heptachlor, DDT, polychlorinated biphenyls
(PCB), and mirex within the Great Lakes  Basin  resulted  in  initial marked decreases  in
environmental concentrations of these pollutants.  The concentration  of some contaminants
have since stabilized at levels  above established objectives, however. In particular, PCB and
dieldrin concentrations, and in some areas DDT concentrations, found in the flesh of certain
fish species remain unacceptably high.  Until the concentration of these pollutants can  be
reduced further, public fish consumption advisories and concern regarding adverse effects
on human health and wildlife will continue.

      In  addition to contaminants that have been early  targets of  source controls, there is
an extensive list of hundreds of toxic chemicals that must be addressed in the coming years.

9.1.2  Eliminating Localized Contamination  Problems

      A major step toward further water quality improvement has been the designation  of
specific areas of localized contamination.for cleanup initiatives.   Remedial Action Plans
(RAPs) are at various stages  of development for all U.S. Areas of Concern (AOCs).

      To realize anticipated water quality improvements, however, the  RAP process must
progress  from the planning phase to actual  implementation  of remedial measures.  In some
cases, additional point source reductions will be required,  placing the burden  on specific
industrial or municipal  dischargers.    In  other  cases, special projects  for  remediating
contaminated  sediment  problems  will  be  necessary.    If  responsibility for  sediment
contamination cannot be assigned to a particular source, the general public will have to bear
the costs of remedial action.

9.1.3  Developing an Ecosystem Approach to Management

      The best  prospect for protecting and restoring the beneficial uses of the  Great lakes
lies in developing and implementing  management approaches that are more responsive to
actual ecosystem conditions.  Traditionally,  in the Great Lakes and elsewhere, water quality
has been determined mainly based upon chemical criteria.   Although such criteria will
continue to serve  as  important benchmarks against which  progress  can be  measured,
consideration also  must be  given to "Lake  Ecosystem Objectives"  envisioned by  the
GLWQA.

      Water quality managers must develop  and implement an effective  ecosystem-based
management  framework, as  well as  the  information base necessary  to  support that
framework. The Lakewide Management Plan (LMP) concept, described in Chapter 4, builds
upon some initial toxic substance control strategy development efforts underway in Lakes
Ontario and Michigan.   These  efforts,  which focus on the development of "mass balance
models," will be important in guiding management decisions  on pollutant load  reduction.

      Lakewide  Management  Planning is  particularly complex,  both  technically and
institutionally.  Substantial amounts of data must be gathered and analyzed to develop useful
models.  This typically entails close cooperation by numerous government agencies to ensure
                                         9-2

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that  individual  studies mesh and  standardized  sampling  and  analytical  protocols are
employed.

      The selection of strategies for remedial action are likely to be equally complex.  Some
remedial action options can be effected through the existing  patchwork of regulatory and
nonregulatory  programs.  For example, in the United States, remedial actions could  entail
additional restrictions for particular discharges permitted under  the  CWA  or hazardous
waste cleanup  under Superfund provisions. In some cases, however, special remedial initia-
tives may be necessary.  For example, USEPA, the U.S. Army Corps of Engineers, and the
States  would  have  to collaborate to accomplish  a  major  dredging  project  to  remove
contaminated sediments.  Assigning responsibility for  such  initiatives  and financing them
will present major challenges in  the coming  years.


9.2 GENERAL STRATEGY FOR MEETING CURRENT  CHALLENGES

      The Great Lakes National Program Office (GLNPO) of the USEPA recently released
its "Five Year  Program Strategy for Great Lakes National Program Office, FY 1989-1993."
The principal  goals of the five-year  program strategy  for GLNPO are to:

      •  Conduct a study  and demonstration program to assess  and address  contaminated
         bottom sediments;

      •  Support the  completion of  LMPs for  Lakes  Michigan, Ontario,  and  Erie  to
         determine the steps needed  to make fish safe to eat;

      •  Obtain sufficient information about sources, fates, and effects of pollutants  to
         support a mass balance  approach in remedial  programs;

      •  Support the completion and implementation of  RAPs to restore  beneficial uses  in
         all geographic AOCs-

      •  Evaluate  results  of point  source  and  nonpoint  source  remedial  programs  to
         determine whether additional controls are needed to restore oxygen levels in Lake
         Erie;

      •  Strengthen partnerships  with the Great Lakes States, other EPA programs, and other
         Federal agencies in carrying out all responsibilities; and

      •  Protect the Lakes from human abuse by improving public understanding of the
         Great Lakes  system and related issues.

      The activities described in the Strategy are responsive to requirements of both the
CWA and the  GLWQA. Highlights of the GLNPO program plan for FY  1989, are detailed
below.

9.2.1   Eutroohication

      GLNPO will work with the States and other Federal  water programs  to update the
U.S. Phosphorus Load Reduction Plan, incorporating nonpoint source management programs
developed under Section 319 of  the CWA.  The Office will  also work with the States and
non-government organizations to develop techniques for monitoring the adoption of nonpoint
source management practices.  It will convene a  technology workshop for State  and local
                                         9-3

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governments on low-cost nutrient control techniques and initiate an inventory of sources of
nitrogen in the Great Lakes.

9.2.2  Toxic Pollutants

      GLNPO program  plans for FY 1989 include coordinating an interagency  effort to
develop an approach  for designating Critical Pollutants, as required under  the GLWQA.
Work will continue on  the  mass balance  pilot study in Green Bay.   Analyses of toxic
pollutant control efforts  will  be carried out to meet reporting requirements of the GLWQA.

9.2.3  Surveillance and Monitoring

      GLNPO will acquire a research vessel, replacing the 50-year old  Roger Simons, to
continue  comprehensive water  quality monitoring,  fish  contaminant   monitoring,  and
limnological studies.   It  will  establish air toxic deposition monitoring sites for Lake Huron
and Lake Erie and continue to coordinate multi-agency efforts related to the U.S./Canadian
air deposition network.  In addition, GLNPO will work to establish approaches for assessing
the impacts of contaminated ground water and the intermedia transfer of toxic  contaminants.

9.2.4  Environmental  Management Plans

      In FY  1989, GLNPO will continue to support the States in the  development  and
implementation of RAPs and will continue to monitor progress in restoring beneficial  uses
within the AOCs. It will convene a workshop  with the States and Canada on substantive
and  process requirements for LMPs.  GLNPO  will also coordinate the development  and
implementation of a  strategy to  reduce Point Source Impact Zones in accordance with the
GLWQA.

9.2.5  Remedial Activities

      GLNPO  will  develop a  strategy and  ranking  scheme  for the  Assessment  and
Remediation  of Contaminated Sediment  program, which will be used initially to select  sites
for demonstration projects.   Cooperative efforts   will  continue with USEPA and State
regulatory offices to continue development of regional programs for the control of combined
sewer overflows, air quality protection,  Superfund actions, and wetlands and. groundwater
protection.  GLNPO  will also work with  the USEPA's Offices  of Information Resources
Management and Research and Development, Region II and HI, as well as State agencies and
the International Joint  Commission  (IJC) to develop supporting Geographic Information
System approaches for Great Lakes water quality management.

9.2.6 Research

      In  FY  1989,   GLNPO will  work  with  the National Oceanic  and  Atmospheric
Administration to develop a listing of overall research needs  for the Great Lakes and will
continue to  help coordinate  multi-agency  research efforts within the Basin.

9.2.7 Technology Development  and Transfer

      GLNPO will continue to  transfer phosphorus control technology  to State  and  local
agencies by co-sponsoring a workshop and participating  in technology transfer forums.  It
will  work  with  the  Office of Marine and Estuarine  Protection  to develop  a  general
technology transfer strategy.
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 9.2.8  International/Interagencv/Intra-agencv Coordination

      GLNPO will continue to provide senior staff support to U.S. and Canadian principals
 in the implementation of the GLWQA.  It will continue to work with other Federal agencies,
 developing other formal interagency agreements as appropriate. It will continue to conduct
 regular meetings with State representives and  will track regional  and State developments.

 9.2.9  Public Education and Involvement

      In FY 1989, GLNPO will complete a comprehensive strategy for public education and
 involvement.  It will compile and  disseminate existing teaching  material on Great  Lakes
 issues and will continue  to conduct regular  meetings  with public interest  groups.


 9.3  LONG-TERM PROSPECTS FOR GREAT LAKES  RECOVERY

      The long-term prospects for  fully restoring and enhancing  the Great Lakes depend
 in part on our success in  resolving current water quality issues.  However,  the future of the
 Lakes will also be determined by the nature of emerging or unforeseen problems and our
 success in responding to  them.

      Emerging and future water quality issues need to be considered within the context  of
 the economic and cultural conditions that will evolve over the next 20 years.   Economic
 growth and development have slowed in many areas of the Great  Lakes Basin. The nature
 and  degree of the economic revitalization or decline that occurs within the region will  be
 major factors determining the kinds of pollution problems that will be faced, as well as the
 resource base available for responding to those problems.

      Conditions outside  the Great  Lakes Basin will also influence the long-term prospects
 for restoring beneficial uses of the Lakes.  Changes in national and worldwide demand and
 prices of commodities  or natural  resources  will  influence  the regional  economy and
 environmental conditions.  For example, a substantial increase in  oil and  gas prices  could
 stimulate  the development of energy resources within the Great Lakes  Basin.  Shifting
 markets  and  technological developments  could  change   regional industrial  profiles and
 demographic patterns.

      Some issues are likely to be particularly important in shaping the future of the Great
 Lakes. As described below, issues include the problem of toxic chemicals, increased  water
 withdrawals,  global  warming,  ecosystem  manipulation  and biotechnology, and   waste
 management.

 9.3.1  Toxic Substances

      As discussed throughout this report, some toxic chemicals of current  concern, such  as
 PCBs and DDT, appear  to be particularly  difficult  to  eliminate from the  Great Lakes
System.  Even identifying the sources of some contaminants can be complicated, especially
 where atmospheric deposition  or  contaminated  ground water are  suspected.  Once  sources
 can be identified, eliminating or reducing contaminant loadings is usually a long-term  or
 gradual process, which allows industries and communities time to adjust to new requirements
or adopt new ways of doing business; Remediating  problems related  to past activities (e.g.,
contaminated sediment or leaking hazardous waste sites, both of which serve as  important
 reservoirs for toxic substances in the Great  Lakes) will take years to accomplish and will
require a  continuing  major commitment of public funds.
                                         9-5

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     In addition  to responding to continuing problems associated with toxic substances of
current concern,  numerous new toxic chemical challenges  are  likely to surface.   It  is
estimated that each year,  1,000 new chemicals  are developed within the United States.  It
is probable that some of these chemicals will prove toxic and be incorporated into the Great
Lakes System.

9.3.2  Increased Water Withdrawals

      Lake levels are controlled in accordance with an agreement between the United States
and  Canada.   In  the coming  years,  increased  demands  for  both  consumptive  and
nonconsumptive uses of Great Lakes water are likely.  Any growth within the Basin  may
require the withdrawal of more water to support new industrial or community development.
There may also be continued pressure, especially during drought years, for the diversion of
water to commerical navigation routes, such as the Mississippi River System.  Increasing
demands  for municipal  water supplies and irrigation  water are also likely to  result  in
growing pressure for the  transfer of water outside  the Great Lakes  Basin.

      Increased water withdrawals and changes in lake volumes could have a wide range of
effects  on beneficial uses of the Great Lakes System.  Additional withdrawals within the
Basin could signal increasing discharges of pollutants, depending  upon the purpose of the
withdrawals  and the  efficacy  of pollution  control  technologies  employed.   Increased
consumptive uses within the Basin and interbasin transfers of water would result in some
reduction of lake levels.   Navigation and recreational uses of the  Great Lakes could  be
affected by  even modest changes  in  lake  level.   Groundwater flow  patterns  and  the
hydrologic regime of wetland areas could also be altered.  Such hydrologic changes could
adversely affect water quality.

9.3.3  Global Warming

      The "greenhouse effect," caused by  rising levels of  carbon dioxide in the atmosphere
attributable to burning of fossil fuels, in conjunction with  the destruction of the atmospheric
ozone  layer by chlorofluorocarbons and  other  gaseous emissions, could result in gradual
global warming.

      Even very  small changes  in average temperature can result in major environmental
effects.   A change  of only a few degrees can change precipitation patterns, the natural
distribution of plants and animals, and agricultural productivity. Within aquatic ecosystems,
temperature affects  the rates of chemical  and biological processes, community composition,
and biological productivity.

9.3.4  Ecosystem Manipulation and Biotechnology

      The Great Lakes  Ecosystem  has been substantially modified by human activities.
These modifications have included major changes in water quality (e.g., nutrient enrichment)
and  shifts in  the  composition of  the  biological  community  through  harvesting  of
commercially valuable species and habitat modification.

       In recent years, efforts have been  made to restore  ecosystem integrity by improving
water quality  conditions and reintroducing or strengthening key  populations  (e.g.,  lake
 trout).  As our understanding of ecosystem dynamics continues to  improve, our ability to
                                          9-6

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manipulate  natural  systems  to  meet  particular societal objectives  (e.g.,  provide more
sportfishing opportunities) will also increase.

      Biotechnology, composed of genetic  engineering and biotransformation of enzymes,
is one particular area of scientific advancement that may play an important role in efforts
to manipulate or manage the Great Lakes Ecosystem.  Individual species may be modified
or enhanced  to increase biological production or alter  population or community dynamics.
As  noted by  the Water Quality  Board of the  IJC, biotechnology may also have future
relevance in addressing  particular pollution problems.  For example, genetically engineered
organisms may be used to increase the performance of  wastewater treatment facilities or
reduce farmers' reliance on chemical pesticides.

9.3.5  Waste  Management

      Waste management is emerging as an important issue affecting  the long-term prospects
for the recovery of the Great Lakes System.  As noted by the Water Quality Board in its
1987  Report  to the  IJC, the disposal of sewage sludge, dredged materials, and solid wastes
will continue to pose major problems.  Incineration, considered by  some to be a promising
solution,  raises concerns with regard to atmospheric deposition of residual products.  Waste
minimization  and  resource recovery are  held out as  other options  worthy of  greater
emphasis.
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                  10.  FUNDING FOR GREAT LAKES PROGRAMS

      The Federal government expends  more than $500  million annually on  programs
intended to improve Great Lakes water quality. More than 90 percent of this funding goes
to the construction of sewage treatment facilities, under the Construction  Grants program
administered  by the U.S. Environmental Protection Agency (USEPA).   Major Federal
research and management programs account for an additional $33 million, or about 7 percent
of total expenditures.  Pollution abatement and control programs, including State grants and
support  for USEPA permitting and enforcement responsibilities, account for an additional
$15 million, or 3 percent of the total for major programs.

      Many  other  Federal  programs  contribute  directly or indirectly to environmental
improvements in the Great Lakes.  For example,  USDA supports programs that contribute
to the management and  restoration of Great Lakes water quality (e.g.,  nonpoint source
management). Funding for these programs is not  represented within the reported totals for
selected Federal programs.  The costs and benefits of these types  of programs are difficult
to apportion.   Certainly, the Superfund program administered by the USEPA, and the
numerous research  and assessment programs undertaken by various Federal natural resource
management agencies, represent major government commitments with important implications
for regional environmental quality.


10.1  FEDERAL RESEARCH AND MANAGEMENT PROGRAMS

      As discussed earlier  in this report,  numerous  Federal  research and  management
programs contribute, directly and indirectly, to efforts to improve water quality in the Great
Lakes System.  A broad base of Federal support is provided under large national programs,
such as those  funded by the National Science Foundation (NSF) and particular offices within
major environmental protection and natural resource management and development agencies:
USEPA's  Office   of  Research  and  Development  (ORD);  the  National  Oceanic  and
Atmospheric  Administration's (NOAA) National Marine Fisheries Service, National Ocean
Service  and Office of Oceanic and Atmospheric  Research; the  U.S. Geological  Survey's
Water Resources  Division;  the  U.S.  Fish and  Wildlife Service's (FWS) Research  and
Development Division; the U.S. Army Corps of Engineers  Waterways Experiment Station;
and  the  U.S. Department of Agriculture's  Soil  Conservation  Service, and  Agricultural
Research Service.

      In addition to  the  broad base of national support, which benefits the  Great  Lakes
region along  with  the rest of the nation, a number of Federal programs are specifically
dedicated  to  Great Lakes research and management.  These central Federal  Great  Lakes
programs are:

      USEPA

      •  Great Lakes National Program Office (GLNPO)
      •  Large Lakes Research Station
                                        10-1

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      NOAA

      •  Great Lakes Environmental Research Laboratory
      •  Sea Grant
      •  Coastal Zone Management (CZM)

      USFWS

      •  Great Lakes National Fishery Research Laboratory

10.1.1  The  1988 Budget

      In 1988, the Congress allocated $31.6 million for major Federal Great Lakes research
and management programs. As shown in Table 10-1, NOAA programs collectively account
for $15.6 million or 49 percent of this total, USEPA programs account for $12.9 million or
about 41 percent, and the FWS Great Lakes Fishery Laboratory accounts for $3.1 million
or about 10 percent. (The Fishery Laboratory also receives some  funds from other agencies,
under various interagency agreements.)

      The 1988 budget for these programs represents a $6.2 million increase over the 1987
budget.  Most of this increase is attributable to a doubling of the budget for GLNPO (from
$5.3  million in 1987 to $11.0 million in 1988). It included an appropriation of $1.5 million
for the purchase and refitting of a new  research vessel.

      Most of these resources were dedicated to monitoring and research, with a substantial
emphasis on Federal-State cooperative efforts. For  example, GLNPO  allocated about $6.5
million to lake surveillance and assessment of pollutant loadings and about $2.5 million to
remedial activities.  Approximately one-half of this total  funding was; expended in joint
Federal-State projects or as direct awards to States.  GLNPO allocated about $1.5 million
to general administration and  the remainder of its budget to support  international efforts
under the GLWQA.

10.1.2  The  1989 Budget

      In 1989, the budget for major Great Lakes  research and management programs will
increase by  $1.9 million, reaching a total of $33.5  million.  (This actually represents the
addition of $3.4 million in new funding, accounting for the one-time appropriation of funds
in 1988).   Most of this increase is  to  be  allocated to  GLNPO  to support its increased
responsibilities  under the CWA  and  the GLWQA.  Specifically, the GLNPO  budget will
increase by  $3.6 million, $600,000 of which is to support  ten new staff positions and the
remaining $3 million  is to support the bilateral agreement with Canada and complete the
outfitting  of the research vessel.

      The budget allocations for  other major Federal Great Lakes research and management
programs  will remain fairly stable.  However, increases  for GLNPO activities are tending
to equalize  the  distribution of funds for USEPA and NOAA  research and management
programs.
                                         10-2

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   TABLE 10-1.  FEDERAL FUNDING FOR SELECTED GREAT LAKES RESEARCH AND MANAGEMENT PROGRAMS ($ millions)




t— »
o
1
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PROGRAM
EPA GLNPO
Large Lakes
Research Station
NOVA GLERL
Sea Grant (1)
Coastal Zone
Management (2)
Fish and Wildlife
Fishery Laboratory (3)
TOTAL
FY
1980
6.5
3.9
3.3
5.3
3.8

2.0
24.8
FY
1981
6.0
3.1
3.4
3.8
5.1

2.1
23.5
FY
1982
5.4
2.5
3.6
4.9
6.4

2.1
24.9
FY
1983
4.7
2.5
3.6
5.2
3.6

2.1
21.7
FY
1984
4.0
2.5
3.6
5.2
1.6

2.1
19
FY
1985
6.5
2.5
3.6
5.4
7.6

2.3
27.9
FY
1986
4.8
2.4
3.8
5.6
5.5

2.8
24.9
FY
1987
5.3
1.9
4.1
5.6
5.6

2.9
25.4
FY
1988
11.0
1.9
4.4
5.6
5.6

3.1
31.6
FY
1989
13.0
2.0
4.6
5.6
5.6

2.7
33.5
(1) Includes funds allocated to programs in Illinois. Indiana. Michigan. Minnesota, New York. Ohio, Pennsylvania, and Wisconsin.
  The FY 1989 funding level is estimated.

(2) Comprises funding allocated to Great Lakes States with CZM programs:  Michigan. New York, Pennsylvania, and Wisconsin.
  The FY 1989 funding level is estimated.

(3) Represents only those funds provided to the laboratory directly by Congressional appropriation.
  Does not include funds transferred from other agencies.

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10.1.3  Funding History and Trends

      Over the past 10 years, major Federal Great Lakes research and management programs
have been funded at a level of about $25 million annually.  Support declined in 1983 and
1984, with major reductions in funding for GLNPO and  the Coastal Zone Management
Program.  More  recently,  funding  levels have increased,  reaching  a  new  high of  $33.5
million in 1989.

      Expressed in real dollars, calculated using the Gross National Product (GNP) implicit
price deflator and 1982 as a  base  year, budget  reductions over  the past decade were
substantial.  At its low point in 1984, the funding level was  more than $11  million less than
it was in  1980 (Figure  10-1).  This represents a  39  percent reduction in support.  Data
collection  and analysis  programs were  principal  targets of funding decreases.   Funding
increases the following  year fully offset the 1984  budget reductions, with the  average  of
1984 and  1985  total funding levels approximating  those in  1983.

      In terms  of real dollars, funding increases in 1988 and 1989  have restored the total
budget for research and management programs to the 1980 level of about $29 million.
Comparing the  1989 budget  to  the  1980  budget, GLNPO is  the only  office  that has
registered a significant increase  ($3.5 million  in  real dollars),  while  the  budget  for the
USEPA's  Large Lakes Research  Station  has declined by $2.8 million  and the  budget for
NOAA's Sea Grant Program in the Great Lakes has declined by about $1.4 million.  The
other major programs are funded in 1989 at about the same level that they were in 1980.


10.2  FEDERAL POLLUTION ABATEMENT AND CONTROL PROGRAMS

      As described in earlier  chapters, the  core of Federal activities for  water pollution
abatement and control are a set of programs administered by the USEPA's Office of Water
(OW).  These programs  include activities related to:

      • enforcement of regulatory provisions;

      • overview of State administration of the National Pollutant Discharge Elimination
        System (NPDES) permit program;

      • issuance of grants for State  pollution  control programs under Section  106 of the
        CWA;

      • development of effluent standards  and guidelines;

      • water quality monitoring and analysis; and

      • development of water quality standards and  regulations.

      Most of these activities are administered by the Regional Offices of the USEPA. The
Great Lakes Basin is served by three such offices:  Region V, which is the principal office,
serving six Great Lakes States  (i.e.,  Illinois,  Indiana, Michigan,  Minnesota,  Ohio, and
Wisconsin);  Region II, which  includes one Great  Lakes State (i.e.,  New York), as  well as
New Jersey, Puerto Rico,  and the  Virgin Islands; and  Region III, which includes only a
small portion of  the basin (i.e., one county  in  northwestern  Pennsylvania),  as  well  as
Delaware, the District of Columbia, Maryland, West Virginia and Virginia.
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            1980   1981   1982   1983  1984  1985  1986   1987   1988  1989

                                   Fiscal Year

         B FWS Fishery Laboratory
         Q NOAA Coastal Zone Management
         n NOAA Sea Grant
         Q NOAA Great Lakes Environmental Research Laboratory
         B USEPA Large Lakes Laboratory
         | USEPA Great Lakes National Program Office
  * Expressed in real dollars, calculated using the GNP implicit price deflator and FY 1982 as a base year.
  The FY 1987 index of 117.5 was used to estimate real dollar funding levels for FY 1988 and FY 1989.
FIGURE 10-1. Trends in Federal Funding for Selected Great Lakes Research and
                                Management Programs
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      Consequently, it is difficult to accurately determine the exact portion of USEPA water
pollution abatement and control funding allocated to the Great Lakes Basin.  However, since
Region V incorporates most of the Great Lakes Basin, it is considered the best focus for a
general budget analysis.

      Within Region V, total obligations for USEPA water pollution abatement and control
programs  amounted to about $12.3  million in 1980 (Table 10-2).  Total funding declined
gradually  until 1984, when it  began  increasing steadily,  reaching  a high  of about $17.8
million in 1987.  Obligations have declined again in the past two years,  with a $2 million
reduction  being anticipated in  1989.

      Most of the funding for these USEPA pollution and control programs is allocated to
the States in the  form of CWA Section 106  grants.  These grants account  for  55 .to  80
percent of total Region V  program  resources over the past decade.

    In addition to  these  major Federal pollution abatement and control programs, some
portion of the  USEPA's  Region II  and Region III  water program resources  are expended
within the Great Lakes Basin.  Further, a wide range of other contaminant control  programs
contribute directly to water quality improvements.  These include the following:

      •  Suoerfund  - Under the Comprehensive Environmental Response, Compensation, and
        Liability Act (CERCLA), 228 sites in USEPA's Region V  have been included  on
        the  National Priorities List,  and  thus are eligible for up. to $2  million each in
        funding  for cleanup.  Some of these hazardous waste cleanup efforts are certain to
        benefit water quality in the  Great Lakes Basin.
                      °f  Contaminated Sediments  -  The U.S. Army  Corps of Engineers
         (COE) undertakes a range of environmental protection activities in association with
         its responsibility to maintain the nation's navigable waterways.  Within the Great
         Lakes Basin,  a portion of  COE funding is allocated  for  issuing  and enforcing
         dredge and fill permits under Section 404 of  the CWA. In addition, more than $12
         million was expended in the Basin in 1988  for activities related to the confinement
         of contaminated  sediments,   testing of  sediment,  water quality monitoring,
         construction of confined  disposal facilities, and special studies.

         Nonooint  Source  Controls for  Agricultural Areas -  The  U.S.  Department of
         Agriculture operates a number of national-scale programs to encourage appropriate
         consideration of soil erodibility  and nonpoint source contaminant  control.  Some
         portion of the funds expended on this national program, including allocations for
         local extension services, directly benefit Great Lakes water quality.

         Soill Clean-Uo - The U.S. Coast Guard works with the USEPA in responding to
         offshore spills of  hazardous materials and oil.   Generally, costs for cleanup are
         borne almost entirely by  responsible parties, however, some costs are incurred by
         the Federal government (e.g., less than $100,000 annually).
                                         10-6

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      TABLE 10-2  FEDERAL FUNDING FOR POLLUTION ABATEMENT AND CONTROL PROGRAMS IN SELECTED U.S. ENVIRONMENTAL PROTECTION AGENCY REGIONS
                                                                 ($ Millions Obligated)












1 — •
o
1
^4


PROGRAM
WATER QUALITY ENFORCEMENT
REGION II
REGION III
REGION V
ALL REGIONS
WATER QUALITY PERMITS
REGION II
REGION III
REGION V
ALL REGIONS
SECTION 100 GRANTS
REGION II
REGION III
REGION V
ALL REGIONS
EFFLUENT STANDARDS AND GUIDELINES
FY
1080



0.07
2.20

0.20


1.30

640
0.10
8.80
48.90

FY
1981



0.03
3.00

0.20

0.03
4.30

6.80
0.40
9.10
61.20

FY
1982

1.70
2.90
2.30
17.20

0.70
0.30
0.00
9.90

6.70
0.40
9.30
61.30

FY
1983

1.30
1.70
1.50
13.00

0.70
0.20
0.00
10.00

000
0.80
4.00
54.10

FY
1984

1.20
1.70
1.'40
13,20

0.90
0.40
0.70
14.00

. 0.00
0.70
9.60
63.90

FY
1985

1.40
2.30
1.80
10.00

1.10
0.50
1.00
15.90

050
7.50
10.70
01.30

FY
1980

1 50
1.50
1 90
17.30

1.10
0.60
1 20
14.30

0.70
7.00
1090
02.10

FY
1987

1.70
1.00
200
1800

0.90
0.30
1.20
1530

780
800
12.00
71.10

FY
1988

150
1.70
220
1980

1.00
050
1.00
1700

0.00
750
1050
00.90

FY
1989*

0.90
090
1.30
11.10

0.50
030
080
14.00

0.50
7.40
11.10
61.70

ALL REGIONS                          20.50
WATER QUALITY MONITORING AND ANALYSIS
                                                 23.70
                                                            13.00
                                                                       13.00
                                                                                 10.70
                                                                                             9.20
                                                                                                        7.70
                                                                                                                  7.50
REGION V TOTAL
(include* 10% of Effluent
Standard! «nd Guidelines)
* Authorized funds
12.30
          11.00
                     14.40
                                 8.40
                                           14.00
                                                     15.80
                                                                10.10
                                                                           17.80
                                                                                                                             040
                                                                                                                                       5.00
REGION II
REGION III
REGION V
ALL REGIONS
WATER QUALITY
REGION II
REGION III
REGION V
ALL REGIONS
1.20
0.20
0.80
10.70
STANDARDS AND REGULATIONS
0.01
0.01
0.03
1.20
0.20
0.05
0.09
3.30



0.01
1.00
0.70
0.30
0.70
8.20

0.07
0.08
0.20
3.00
0.80
0.50
0.70
8.30

0.09
0.10
0.20
2.90
1.00
0.00
100
13.10

0.20
0.30
0.30
4.00
0.90
000
1.10
12.80

0.20
0.30
0.30
0.50
1.00
0.90
0.90
11.10

0.20
0.20
0.40
0.70
0.80
1.00
0.90
1240

0 10
0.30
0.40
7.00
1.30
0.80
0.80
12.40

0.20
030
040
0.50
0.05
0.00
000
5.90

0.09
0.10
0.20
5.00
                                                                                     10.10
                                                                                                14.00

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10.3  FEDERAL CONSTRUCTION GRANTS FOR WASTEWATER TREATMENT WORKS

      The largest Federal  program directly. affecting  Great Lakes  water quality is the
USEPA's Construction Grants program, which is mainly intended to help local governments
build or  upgrade sewage treatment plants.   As noted earlier in  this  report, cumulatively,
more than $7.9 billion in Federal and State support has been expended on sewage  treatment
facility construction. In  1988, over $500 million was obligated to Great Lakes States under
the Construction Grants program.

      Almost all  funding under this  program is  expended  for  facility development and
implementation under Section 201 of the CWA (Table 10-3). State allotments under Sections
205(g) and 205(j) represent much smaller program components.

      Construction grants funding  within Region  V of the USEPA reached high points  in
1981, 1983, and 1988, when more than $500 million were  obligated annually.  A  reduction
in spending is  anticipated in 1989, with  obligated funding expected to be less than one-
half  the level in 1988.

      Still, funding  has  been sufficient  to support numerous important  projects.  This
includes one of the  largest municipal wastewater construction projects in the Region under
way  in Milwaukee, Wisconsin.  Overall, the USEPA has contributed $414 million toward this
$1.7  billion water pollution abatement effort. When completed in the mid-1990s, the facility
will  provide  a highly  reliable  secondary  wastewater treatment and  will eliminate the
discharge of combined sewer overflows to Lake Michigan.

      The CWA envisions the Construction  Grants program phasing out by  1990.  Still, the
USEPA will continue to  help finance municipal sewage treatment facilities through a new
State revolving-fund system.  Great Lakes States within Region V are authorized  to receive
over $1.8 billion through 1994 under  this State-managed.system.
                                         10-8

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o
 I
lO
TABLE 10-3 FEDERAL CONSTRUCTION GRANTS FOR WASTEWATER TREATMENT WORKS IN SELECTED U S ENVIRONMENTAL PROTECTION AGENCY REGIONS
(S Million! OblKial.dl
PROGRAM
201 CONSTRUCTION GRANTS
REGION II
REGION III
REGION V
ALL REGIONS
206
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                             11. GLOSSARY OF TERMS


Ammonia - a reduced form  of nitrogen,  is an important plant nutrient often measured as
an  indicator of biological productivity or enrichment, i.e.,  eutrophication.   Un-ionized
ammonia, is the principal toxic form of ammonia.   Ammonia  can be acutely toxic to
freshwater organisms, depending upon prevalent pH  and temperature.

Areas of Concern (AOCs) -  a geographic area that  fails to meet the General or Specific
Objectives of the Agreement  where such failure has caused or is likely to cause impairment
of beneficial use or of the area's ability to support aquatic life.

Best Management Practices  (BMPs)  - schedules of activities, prohibitions  of  practices,
maintenance procedures, and  other management practices to prevent or reduce the pollution
of  waters of  the  United States.   BMPs  also include treatment requirements,  operating
procedures,  and practices to control plant site  runoff, spillage  or leaks, sludge  or waste dis-
posal, or drainage from raw  material storage.

Bioaccumulation  -  the  rate  at which a compound  is accumulated  and distributed  in  an
organism.

Boundary Waters -  the Great Lakes Basin  waters forming the common  border between the
United States and Canada including their bays, arms, and inlets.

Cladophora  - a genus of branched filamentous septate green algae, usually firmly attached
to  solid  substrates, as on  Great  Lakes  shores, where nutrient levels  trigger growth;
occasionally washed loose by  storms to accumulate as  a "nuisance" on  beaches; or indication
of eutrophication.

Contaminated Ground  Water -  subsurface water contained in soils,  sediments, and/or
fractured rocks which contains toxic levels of environmental pollutants derived from shallow
waste-disposal sites (i.e., landfills, dumpsites,  and lagoons); deep and  shallow well injection
of  liquid waste; and leachate of persistent  pesticides  or  other  chemical residues  from
agriculture and of radionuclides from nuclear refineries.

Contaminated  Sediments  -   sediments  containing   pollutants   in  potentially  harmful
concentrations and which may be released by  physical or biological processes.  In the  Great
lakes context, concentrations  of contaminated sediments in harbor and river mouth areas are
the primary concern.

Conventional Pollutants  - chemicals  such as  various  forms of  nitrogen, phosphorus, and
carbon, which  cause oxygen  depletion or-excessive  enrichment and  eutrophication  of the
aquatic environment.

Critical Pollutants -  substances that persist at levels that, singly or in synergistic or additive
combination, are causing, or  are likely to cause, impairment of beneficial uses despite past
application of regulatory controls due to their  presence in open lake waters, ability to cause
or contribute to a failure  to meet Agreement  Objectives through their recognized threat to
human health  and aquatic life, or ability  to bioaccumulate.
                                         11-1

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Cvanide - Cyanide can be present in many forms in the environment. The transport, fate,
and toxicity of the chemical is quite dependent on the specific form.  Hydrogen cyanide and
its salts are highly toxic  following acute exposure by humans, experimental animals, and
both aquatic and terrestrial  wildlife.

DDT - DDT and its metabolites, DDD and DDE, are very persistent in the environment and
have been  shown to be carcinogenic to mice. DDT, DDD,  DDE and the other persistent
organochlorine pesticides are primarily responsible for the great decrease in the reproductive
capabilities and  consequently in the  population of fish-eating birds, such as the bald eagle,
brown pelican,  and osprey.  DDT  has also  been shown to decrease the populations of
numerous other  species of waterbirds, raptors, and passerines significantly.

Dieldrin  -  the  pesticide aldrin' degrades  to dieldrin,  which is very  persistent in the
environment. Both pesticides are carcinogens, are acutely toxic to aquatic organisms, and
are bioconcentrated by aquatic organisms.  Dieldrin is one of the most persistent of the
chlorinated hydrocarbons. Both pesticides, and especially dieldrin, have been associated with
large-scale bird  and mammal kills in treated  areas.

Dioxin (TCDD)  -  is a particularly hazardous  group of 75 chemicals of  the  chlorinated
dioxin family.  2,3,7,8 - TCCD or 2,3,7,8- tetrachlorodibenzo-para-dioxin is a  particularly
dangerous member of this group.

Ecosystem  Approach  -  a  comprehensive consideration of  the variables  (e.g.,  water,
chemicals, toxic substance, and biota) making up the  basic ecological  system.  When applied
to a large regional system,  the ecosystem approach requires considerations of three major
interacting  subsystems:    physical, chemical,  and  biological  phenomena;  responsible
institutions  and  their interactions and the socioeconomic system that utilizes the resources
and  receives the benefits or bears the  burden of the result of management  actions.  This
approach carries with  it an  expectation of management and criteria for taking management
actions  implicitly  beyond  the  scope  of  conventional scientific   inquiry  in that they
incorporate societal values,  relationships to increasingly scarce resources, and evolving life
styles in the basin.

Ecosystem Objectives  - environmental objectives that specify the nature of the Great Lakes
in their desired state  in terms of living organisms, their population characteristics and or
condition of individual organisms.  For example, the objectives for  Lake Superior call for
the lake  to  be a stable oligotrophic ecosystem with lake trout  as the top aquatic  predator
of a cold-water  community and with Pontoporeia hovi as a key organism in the food chain.

Effluent - the discharge  of treated  wastewater from municipal and  industrial facilities.

Estuary  -  in regards  to  the Great Lakes, the estuary  (or the estuary's environment) is
defined as that  portion of  the inflowing river  in which river water is  measurably diluted
with lake water.  A compositional gradient between the two water masses is often evident
associated with  freshwater  dilution.
                                          11-2

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Eutrophication - the overproduction  of microscopic  plant life stimulated by unnaturally
abundant  nutrient  inputs.   Problems associated  with cultural  input  include  turbidity,
aesthetic nuisances,  changes  in algal  species,  filter clogging,  taste and odor problems in
water supplies, and oxygen depletion  in lake water.

Fish Consumption Advisories - an advisory issued by the  jurisdiction to protect  human
health against exposure to toxic chemicals concentrated in fish tissue.

Furans (Polvchlorinated Dibenzofurous - PCDFs^ - were noted in lake trout, common carp,
and  large  mouth  bass, and  frequently  occur as trace  contaminant' of  polychlorinated
biphenyls.  Referred to as an "emerging problem"  by  the International Joint Commission.

Great Lakes  Basin Ecosystem - the interacting components  of air,  land, water,  and living
organisms, including humans, within the drainage basin of the St. Lawrence River at or
upstream from the point at which this  river becomes the international boundary between
Canada and the United States.

Great Lakes  Water Quality Agreement (GLWOA)  - an international agreement  revised in
November  1987 between the United States and Canada to restore and enhance the  quality
of the Great Lakes  system and strengthen  their commitment to solving  the most  critical
problems on  the lakes.  It emphasizes the concept  of  ecosystem management for the Great
Lakes  Basin  and  recognizes  that resource  management issues  in the Basin  should  be
addressed  within  the context of  the  entire  ecosystem,  taking  into consideration  the
relationships  between environmental media and  media-specific environmental programs.

Habitat - the physical, chemical, and biotic components of the environment, including water
quality.  Recognition of other components of habitat other than water quality determines
the composition and  well-being of the Great Lakes biological community.  Quality of habitat
is particularly significant for successful spawning, growth, and recruitment of fish and for
determining  the quality and quantity  of food available at all levels of the food  chain.

Heptachlor - Heptachlor and  its  active  metabolite, heptachlor epoxide, are very persistent
in the environment, resisting  chemical and biological breakdown into harmless substances.
These pollutants ase liver carcinogens when administered orally to rats.  Heptachlor  is toxic
at low concentrations  in  some aquatic  invertebrate and fish species,  and shows a strong
tendency to  bioaccumulate.  It can concentrate at levels thousands of times greater than
those in the surrounding water in a variety of aquatic organisms.

Hexachlorobenzene  (HCB)  -  a very  persistent environmental pollutant  that  can  be
bioaccumulated.  HCB is  readily sorped onto sediment particles, although desorption does
occur,  producing  continuous,  low-level  concentrations  of  HCB  in  the  surrounding
environment.  Hexachlorobenzene is carcinogenic in mice, rats, and hamsters, and produces
adverse effects in humans upon exposure.

In-Place Pollutant -  pollutants that have accumulated,  usually in the river or lake  sediments,
from which they may  be  released by physical or biological  processes.
                                         11-3

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International Joint Commission (IJCJ - established by the 1909 Boundary Waters Treaty. A
binational Commission with responsibility for decisions regarding obstruction or  diversion
of U.S./Canadian boundary waters and to which other questions or matters of difference can
be referred for examination  and report.   The  Commission also has  powers to  resolve
differences  arising over  the common  frontier.   In  1972 the  Commission was given
responsibility for assisting and monitoring the two governments' implementation of the Great
Lakes Water Quality Agreement.

Loadings (Phosphorous: Pollutant) -  total quantity entering  the Lakes, often recognized as
the volume-weighted concentration of one  or several  pollutants  discharged  from either a
point source or nonpoint source of pollution.

Mass Balance Approach and  Models - a framework for management  of persistent  toxic
substances requiring information  about the quantity  of a substance entering the ecosystem;
the quantity stored, transferred or degraded  within the ecosystem; and the quantity leaving.
The  difference between inputs and outputs  is the quantity  that remains to be" recycled or
lost to the sediment and the atmosphere.

Mercury - both organic and inorganic forms of mercury are reported to  be teratogenic and
embryotoxic in experimental animals.  In humans, prenatal exposure to  methylmercury has
been  associated  with brain damage. Atmospheric  transport is the major environmental
distribution  pathway for mercury. Adsorption onto suspended and submerged sediments is
the most important process determining the fate of mercury in  the aquatic environment.
Mercury is strongly bioaccumulated by numerous mechanisms.  Methylmercury is the most
readily accumulated and retained form of mercury  in aquatic biota, and once it enters a
biological system it is very difficult  to eliminate.

Mirex - Mirex, which has been used as a fire retardant and pest control  agent, at one time
was produced in the Lake Ontario Basin.  Its continued presence in the Lake Ontario system
has caused some concern.  Bioaccumulation is  well  known  for a variety of organisms but
the effect of this bioaccmulation on  the  aquatic ecosystem is unknown.  There is evidence
that  mirex  is very persistent in bird tissue.

National Pollutant  Discharge Elimination  System  (NPDES) - the national  program for
controlling direct discharges  from  point  sources  of pollutants  (e.g.,  municipal  sewage
treatment plants, industrial sites) into  waters of the  United States.

Nearshore Waters - the waters adjacent to the lakeshore directly affected by discharges from
onshore and that interact  with land by wave and wind actions.

Nitrate Plus Nitrite - an oxidized form of nitrogen, nitrate plus nitrite (often in conjunction
with ammonia), is measured in aquatic systems  as an indicator of  biological productivity or
enrichment (i.e., eutrophication) Excessive nitrate plus nitrite may also indicate the presence
of agricultural fertilizer originating from nonpoint source runoff from adjacent  land or
point source  discharges of sewage treatment plants.

Nonpoint Sources - polluted land runoff  derived from numerous diffuse sources rather than
one (or several)  discrete discharge point(s).

Oligotrophic  Ecosystem - those lakes poorly provided with the  basic nutrients required for
plant and animal production;  poorly nourished in contrast to a eutrophic ecosystem.
                                         11-4

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Open  Lake  -  those  waters in a  lake  unaffected by  physical  and chemical  processes
originating or resulting from the adjacent land mass.  Physical, chemical, and  biological
phenomena resemble oceanographic conditions in open lake waters.

Polvchlorinated  Biohenvls (PCBs)  -  highly persistent, highly bioaccumulative, and highly
toxic pollutants that, due to  presently high levels in some commercial and sport fish species
are believed  to  constitute a threat to public health.  PCBs are still in  use for electrical
purposes pending replacement.  There appears to be recycling of the pollutant in the Great
Lakes from contaminated sediments (both rivers and lakes) and the atmosphere.

Phosphorus - present  as  a  constituent of various organic and inorganic  complexes and
compounds;  the  initial limiting  nutrient in most freshwater systems; when  phosphate
phosphorus is abundant, other chemical substances may become limiting to growth of aquatic
plants.

Point Source -  any discernible,  confirmed, and  discrete conveyance,  including  but  not
limited to any pipe, ditch, channel,  tunnel, conduit, well, discrete fissure, container, rolling
stock,  concentrated animal  feeding operation, vessel, or other floating  craft from which
pollutants are or may be discharged.

Publiclv-Owned Treatment  Work (POTW) - any  device  or  system  used in the  treatment
(including  recycling and reclamation) of municipal sewage or industrial  wastes of a liquid
nature that is owned by a "State" or "municipality".  This definition includes sewers, pipes,
or other  conveyances which convey wastewater to the treatment works.

Remedial Action Plans (RAPs) - plans prepared by the jurisdictions, following  guidelines
developed  by the Great Lakes  Water Quality Board, aimed at  restoring  all beneficial uses
to Areas of  Concern.   These  goals  are  to  be accomplished  through  implementation  of
programs and measures to  control sources  and remediate environmental problems.  The
restoration effected under this initiative  would also remove the threat posed by Areas of
Concern  to the adjacent nearshore and open lake  water quality.

Specific Objectives - the concentration or quantity of a substance or level of effect  that the
Parties agree, after investigation, to recognize as a maximum or minimum desired limit for
a defined body of water or  portion thereof, taking into account the beneficial uses  or level
of environmental quality which the Parties desire  to .secure and protect

Toxaohene - a chlorinated  organic pesticide that  is persistent  in the natural environment.
Toxaphene has induced liver cancer in mice and thyroid tumors in rats.  Transport  through
the soil, water, and air can occur relatively easily.  It has a relatively high degree of  toxicity
in aquatic  organisms and has resulted in fish kills  and adverse  effects on fish development
and reproduction.  Bioaccumulation in  birds and mammals  may result  in exposure to
excessive concentrations.  Bird kills due to toxaphene  have been reported.  Presence in the
Great Lakes  is suspected to be primarily  due to atmospheric deposition.

Toxic Pollutants - substances that can cause death,  disease, behavioral abnormalities, cancer,
genetic mutations, physiological or reproductive malfunctions, or physical deformities in .any
organism or  its offspring or that  can become poisonous after concentrations  in the  food
chain or in combination with other substances.

Trophic  Status - the degree of nutrient enrichment and  resultant biotic productivity in a
lake resulting from geologic, climatologic, biologic, factors or influences, as well  as from
humans.
                                         11-5

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