EPA/600/JA-03/261
                                                                                                  2003
       COSTS OF BEST MANAGEMENT PRACTICES AND ASSOCIATED LAND FOR URBAN
                                    STORMWATER CONTROL
                David J. Sample1, M. ASCE; James P. Heaney2, M. ASCE; Leonard T. Wright1;
              Chi-Yuan Fan3, M. ASCE; Fu-Hsiung Lai3, F. ASCE ;and Richard Field3, M. ASCE


ABSTRACT

New methods are used to evaluate stormwater controls and Best Management Practices (BMPs) within a land

development context. Costs are developed using published literature and standard cost estimation guides.  A method

is developed in which costs  are determined for each parcel within a development for specific land uses. The effect

of including the opportunity cost of land in the analysis is evaluated.  Costs attributable to stormwater controls are

allocated  among purposes.  A method is developed in which stormwater control costs are assigned at the parcel

level.  Data gaps and research needs are then explored in the context of addressing this complex problem.



KEYWORDS

Costs, cost estimate, sewer, urban stormwater management
1  Doctoral student, Department of Civil, Environmental and Architectural Engineering, University of Colorado,
Boulder, CO 80309-0428. E-Mail: sample(@,colorado.edu. and wrightl(@,colorado.edu.
2  Professor, Department of Civil,  Environmental and Architectural Engineering, University of Colorado, Boulder,
CO 80309-0428. E-Mail: heanev@colorado.edu.
3  Urban Watershed Management Branch, Water Supply and Water Resources Division, National Risk Management
Research Laboratory, US Environ.  Protection Agency,  Edison,  NJ 08837-3679.   E-Mail:  fan.chi(g),epa.gov,
lai.dennis(@,epa.gov, and field.richard(g)epa.gov.
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INTRODUCTION




Urbanization has resulted in increased stormwater flow into receiving waters, increases in flood peaks, and degraded




water quality.   Initially,  stormwater management focused on easing flooding.  Conveyance pipes and detention




facilities were used for  this purpose.   With increased understanding of nonpoint source pollution,  which has




traditionally included stormwater sources, a holistic design of urban stormwater management systems needs to




incorporate the multiple purposes of controlling major and  minor floods, as well as stormwater pollution.  These




controls and Best Management Practices (BMPs) can be expensive.  For example, the present value of the cost of




retrofitting water quality controls for  the Atlanta Metropolitan Area alone has been estimated to be  about $1.5




billion (Law 2000).









It  has  been suggested that  implementing source controls  at  the onset of development is more cost-effective.




Unfortunately, data  on costs and performance  of these  land-intensive controls are  lacking.   Available cost




information indicates that a significant portion of the costs depend on site-specific factors.  Additionally, the multi-




purpose wet-weather flow control systems may have somewhat conflicting goals. For example, a combined sewer




system provides the dual purposes of transporting wastewater and stormwater.   Storm drainage systems provide




local flood control  but also are a source of water  quality  problems and degrade downstream receiving waters.




Stormwater detention systems serve as both quantity and quality controls. Streets transport stormwater in addition




to  their main function as transportation conduits. Heaney (1997) proposed apportioning the costs of a multi-purpose




facility by designing stormwater systems meeting each single-purpose goal, and dual and multiple purpose goals.




Then the cost of the cooperative facility that meets all required goals is apportioned among the  purposes using




cooperative w-person game theory.









The life-cycle costs of a stormwater control facility include  the initial capital costs and the present value of annual




operation and maintenance (O&M) costs that are incurred over time, less the present value of the salvage value at




the end of the service life.  Capital costs include construction, easements and land acquisition, exploration, and




engineering planning and design costs, and any additional costs for environmental mitigation. Because the value of




land is site specific, typically only construction costs are included in the analysis.  Moss  and Jankiewicz (1982)




promote the use of life-cycle costing to determine the best type of storm sewer pipe to buy.  They point out that the
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length of service life is difficult to estimate due to the variable material durability, in-place structural durability,




abrasive  characteristics of the drainage, and corrosive characteristics of both ground water and drainage.  In a case




study for Winchester, Virginia, service lives for reinforced concrete, aluminized-steel corrugated pipe, and asphalt-




coated galvanized steel pipes were estimated to be 75, 25, and 20 years, respectively (Moss and Jankiewicz, 1982).




While life-cycle costing is an essential part of a cost-effective evaluation of various stormwater control systems, data




on O&M costs are seldom available on a comprehensive basis, and were not part of this study.









This paper focuses on the life-cycle costs of on-site stormwater control facilities.  The opportunity costs of land are




also estimated and included in this analysis. Unless indicated otherwise, all costs are expressed in terms of January




1999  dollars based on  the Engineering News Record Construction Cost Index (ENR CCI) of 6,000 (Engineering




News Record, 1999). The methods are applied to a hypothetical urban area called Happy Hectares.









COST ESTIMATION METHODS




The traditional way to summarize cost estimating data is to approximate the total cost using a single variable power




function  as shown in Equation 1.  This power function is linear in the log transform.  The two parameters can be




estimated from a log-log graph or found using linear regression on the log-transformed data, or using nonlinear




regression on the untransformed data.





                                 C = «0xa'                                                            (1)





where:   C = total cost,  $,




        x = independent variable that is some measure of component size,




         a0 = coefficient, and





         al = exponent.





The exponent, al, represents the economies  of scale factor.  If al is less than 1.0,  then unit costs decrease as size





increases. A generic economies of scale factor that has been used for years  is al =  0.6 (Peters and Timmerhaus





1980). When al = 1,  the power function simplifies to a linear relationship and no  economies of scale are present.





If al >1, then diseconomies of scale exist.
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A key reason for the popularity of the power function approximation is that it offers a way to replace a cost database




with a single equation.  This feature was very important before the widespread use of computers. The negative side




of this simple approximation is that the fit may be inaccurate.  Also, total cost is seldom a function of only one




explanatory variable. For a multiple explanatory variable case, the cost estimating problem can be expressed in a




general form as:




                                 C = f(xl,x2,...xi,...xn)                                            (2)





where:  C = total cost, and




        xt = 1th independent variable.




If a database of total costs as a function of n explanatory variables is available, an approximating equation can be




developed using a variety of multiple regression approaches. The drawback to this approach is that the relationship




of total cost to several explanatory variables is seldom this simple.






Recently,  the U.S. EPA funded a research project in which the methods and data for estimating  capital costs for




stormwater facilities were evaluated and data were collected (Fan et al. 2000, Heaney et al. 1999a). A summary of




the capital cost functions obtained from this analysis can be found in Table 1. Data for estimating capital costs for




pipes, manholes,  and pavement were obtained from R.S. Means (1996a) and based on the methods described in




Dames and Moore (1978) and Grigg and O'Hearn (1976). Data on capital costs for storage facilities can be found in




U.S. EPA (1993). Data on capital costs for BMPs can be obtained from Young et al. (1995), Schueler et al. (1992),




and ASCE (2001).  Of these sources, the data on BMPs  is probably the least  reliable.   Some ongoing research




projects are underway to improve the database  of life-cycle costs and performance of BMPs. An internet database




which describes the various BMPs  can be found in ASCE (2000); a summary of the cost and performance data for




selected BMPs was recently published in ASCE (2001)   The State of California Department of Transportation,




Caltrans, is sponsoring ongoing research in which individual BMP life-cycle costs and performance are intensively




tracked over a period of several years (Caltrans 2000). The results of these research projects may  enable BMPs to




be more easily selected based upon site-specific factors, with a set of costs and performance criteria.
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CASE STUDY-LAND COSTS




As part of the literature review, several case studies on urban stormwater design were evaluated. The selected case




study is contained in a book on sewer design by Tchobanoglous (1981).  This textbook subdivision design problem




was adapted to allow for multiple land uses, and is shown in Figure 1.  Tchobanoglous develops the calculations for




designing sanitary  and storm sewers for the same study area.  The total area is approximately 43 hectares.  The




highest part of the  drainage area is on the south side.  All drainage ultimately goes to a local brook.  The layout of




the storm sewer system is also shown in Figure 1. The entire study area is divided into 54 sub-areas that range from




0.3 to 1.4 hectares in size.  A parcel-level Geographic Information System (GIS) was developed to assist in the




analysis (Sample et al. 2001).  The GIS allows the designer to query information on the parcel level that can be used




in the cost and optimization analysis.  The right of way characteristics are shown in Table 2.  The attributes of the




residential, commercial, apartments, and school land uses are described in Table 3.









A spreadsheet was designed to incorporate all of the necessary information to perform trial and error design, based




upon the methods  developed by Miles and Heaney (1988) and refined in Heaney et al.  (1999b).  The hydrologic




analysis used in this procedure is based upon the Natural Resources Conservation Service  (NRCS) methodology,




which is easily adaptable to the GIS, by assigning curve numbers (CN) to appropriate land uses and control options.




Urban storm drainage designs are usually sized to handle a 5- or 10-year storm.  Flood control  systems are typically




designed to provide protection for the  100-year storm.  For this example, a five-year recurrence interval is used for




the calculations.  A key component of the capital cost of control options is the value of land.  However,  much of the




current cost information  does not include this component (ASCE 2001).  Including land cost presents unique




challenges in allocating costs appropriately by function. The following sections describe a method for including




land costs in selection of BMPs.  For more detail, the reader is referred to Heaney et al. (1999a).




Parcel-level cost analysis




Real estate appraisers estimate market value, which can be defined as (Boyce 1981):




        The highest price in terms of money which a property will bring in a competitive and open market




        under all conditions requisite in  a fair sale, to the buyer and seller  each acting prudently,




        knowledgeably, and assuming the price is not affected by undue stimulus.
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The present value of a series of future annual income is:  D
Where
                PV = present value, $,


                A = annual income, $/year,


                n = number of years, and


                / =  interest rate per year.
                                                                                                       (3)
As n tends to infinity, equation 3 becomes:
                                 PVC = —
                                          '
                                                                                                       (4)
Where
        PVC = capitalized present value of an infinite stream of future benefits.
The present value of an infinite future stream of earnings is called the capitalized value of the future income stream.


For example, a detailed investigation of the rate of return for muck farms north of Lake Apopka in Florida revealed


an expected annual return of about $1,137 per hectare (Heaney  1994).  Using a discount rate of 10 percent, the


expected present value of this land would be $11,367 per hectare. Detailed studies of comparable muck farm land


indicated an average selling price of $1 1,1 19 per hectare, very close to the farm budget analysis.





Urban land use does not have a metric similar to crop productivity. However, a reliable estimate of urban land value


can be obtained by viewing the urban development as an investment opportunity. The first step  is to calculate the


investment in raw land and its improvements exclusive of the building.  The next step is to assume a reasonable


return on investment, say 6 percent.  Thus, the annual benefit of committing this parcel of land to this use is 6


percent of the investment.  The land is assumed to hold its value over time.  Therefore, the present value of the


future sales price equals the original purchase price. In summary, the urban cost of committing land to this use is the
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opportunity cost, which is estimated as the investment cost times the rate of return.









Transportation Cost




Much of the cost of urban stormwater infrastructure can be attributed to providing automobile access.  A relatively




large literature is directed at estimating the true costs  of various forms of transportation, particularly automobile-




related transportation. Litman (1998) summarizes this literature and recommends methods for properly estimating




the transportation costs.  Heaney et al. (1999c) quantify the impact of the automobile on urban land use in general,




and urban stormwater systems in particular.  Accommodating the automobile requires committing a major portion of




contemporary urban  systems for streets, driveways, parking lots, garages, etc.  Some costs of providing land for




transportation are paid by external subsidies from the  state and federal governments. Much of the costs of local




streets  and parking systems are paid by property and  sales taxes. Thus, virtually none of these costs are directly




assessed on the user. This assignment of transportation costs is in stark contrast to a water utility wherein the total




cost is assigned to the users. Much of the cost for water utilities is in the form of commodity, or demand charges, so




that consumers are aware of the full cost and have direct incentives to reduce their demand.  For the purposes of this




discussion, assume that a transportation utility exists in the urban area.  This utility is responsible for all aspects of




transportation and parking.  It must pay full costs for its network including land costs and levies this cost directly on




the transportation users.









Litman (1998) defines roadway land value as follows:




        Roadway  land  value  costs include the value of land  used for rights-of-way and other public




        facilities dedicated for automobile use.   This cost could also be defined as the rent that  users




        would pay for roadway land if it were managed as a utility, or  at a minimum, the taxes that would




        be paid if road rights-of-way were taxed.









Housing (Construction and Land) Cost




It is instructive to trace the development of raw land into housing or other uses and then estimate the investment in




raw and improved  land.  Dion (1993) provides a breakdown on the components of cost for a typical house built in




1991 as shown in Table  4. Finished land and labor/materials constitute  75 percent of the total cost. If the overhead
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and financing are prorated to the land and the house, then the land cost constitutes about 29% of total costs.  The




Urban Land Institute (1989) presents another breakdown of land development costs for 1984 and 1988 as shown in




Table 5.  A rule of thumb in the home construction industry is that the cost of the house should be about twice the




cost of the land. Thus, land costs are assumed to be 50% of construction costs.









A breakdown of housing costs by function for a typical medium density residential house is shown in Table 6.  The




total construction cost for the house is $87,900. The total land value is estimated to be 50 percent of the cost of the




house. Each component is then allocated its value based upon the proportion of area that it occupies. Unimproved




land is assumed to be 2/3 of the total land value. The costs of improvements for water, wastewater, and stormwater




are estimated for each  functional  unit.   For example, all of the  wastewater costs are assigned to the  house.




Landscaping costs depend upon several factors, including opportunity costs, soil preparation costs including topsoil,




sod, and soil conditioners, and an irrigation system.  In order to determine the opportunity cost, a land valuation




analysis must be performed for each land use.  A land valuation analysis for a medium density residential lot is




presented in Table 6. The area of each component of the medium density lot is listed in column 2 of Table 6.  The




percentage of each component is calculated in column 3. An estimate of the cost in $/m2 is found in column 4.  By




multiplying the values in column 2 by column 4, the construction cost is calculated and is shown in column 5. Next,




the percentage in column 3 is multiplied by the total of column 6 to estimate  the land cost breakdown in column 6.




Column 7, the  unimproved land cost, is obtained by multiplying  the values in column 6 by 2/3.   Using this




calculation, the value of the 334.5 m2 of land for the yard function is $26,370.









Landscaping Cost




Next, the procedure for calculating opportunity costs for landscaping must be developed, as illustrated in Table 7.




The value of $26,370 is  annualized, using an interest rate of 6%, and an infinite term (as in Equation 4), to obtain




$l,582/year.  Then, the  present worth of 25 years of annual costs of $l,582/year  is calculated using  an  annual




discount rate of 6%, to obtain $20,226.   Dividing this value by 334.5 m2 gives $60.50/m2.  This value per square




meter is used for all grass types because the underlying land value is assumed to be constant regardless of the grass




type.  Landscaping costs were  developed from RS Means (1996b),  updated to January 1999, and are included in




Table 7 (for a medium density residential lot).   The  initial capital investment consists of soil preparation costs
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including sod, topsoil, and soil conditioners and an irrigation system.  For the "good" lawn, the present value of the




initial landscaping investment is $23.90/m2. Costs for lesser quality lawns drop to $18.40/m2 and $10.20/m2 for fair




and poor quality lawns, respectively.  For the good lawn system, operation and maintenance costs add an additional




$15.70/m2, bringing the total to $100.20/m2.









Portion of Total Cost Attributable to Stormwater Quality Control




These unit cost estimates are preliminary in that the proper definition of costs depends on the alternatives providing




"equivalent" levels of service. For example, consider the following three options for a 557.4 m2 lawn:




        •       Conventional lawn with a sprinkling system




        •       278.7 m2 of conventional lawn and 278.7 m2 of forest




        •       185.8 m2 of conventional lawn, 185.8 m2 of forest, and 185.8 m2 of swales.




While it is possible to estimate the cost of each of these three options, the customer must view these options as




providing  the same level  of service in order for them to be equivalent.  If the customer strongly prefers the




conventional  lawn, then it is inaccurate to  select other options based on lower cost if they are not perceived to be




equivalent.  Further work is needed to provide more accurate assessments of equivalent landscapes.   For this




analysis, the customers are assumed to be indifferent regarding the available options and simply select the least cost




combination of BMP controls.  An estimated  10 percent of this total cost is allocated to Stormwater management.




This number  is admittedly arbitrary but it  represents our best guess at a reasonable value to assign to Stormwater




management.









Similar estimates were made for "fair" and "poor" lawns. The resulting total costs attributable to Stormwater vary




from $7.50/m2 (poor) to $8.70/m2 (fair).  Better lawns are preferable from the viewpoint of being able to store more




water.  However,  they also cost more.  A linear programming model was then used to find the least costly mix of




alternatives (Heaney et al. 1999b).









Similar land valuation estimates were made for low density residential lots, commercial, apartments, and schools.




An analogous procedure was followed for these uses, except that the  commercial, apartments,  and schools were




aggregated into single  lots, respectively.   These valuations can be found in Table 8 for low density residential,
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commercial, apartments, and schools.









Typically, land value is not included in the analysis of cost of WWF systems. However, it is essential to include this




cost. The amount to be charged should be based on the opportunity cost of the land. This land value is an essential




part of the analysis since most of the on-site or neighborhood BMPs are land intensive, e.g., detention systems,




functional landscapes.  The incidence of these costs is also a critical factor as a possible incentive to customers for




providing on-site controls and as an accurate assessment of their fair share of the total cost.









The customers of the urban WWF system can be viewed as the individual parcels served by the system.  However,




this taxonomy ignores perhaps the largest generator of urban WWFs, which is, runoff from transportation land use,




especially during micro storms. Right-of-way land use comprises about 25 percent of total land use.  However, it




constitutes  a disproportionately large amount of the directly connected impervious area that is the major source of




runoff from small storms.  Transportation systems also constitute a major portion of the WWF quality loads.  Thus,




transportation systems should be included as separate customers in order to evaluate their share of the cost  of the




WWF system.









Pavement and concrete costs must be included in this calculation.  These costs were estimated based upon unit costs




developed from R.S. Means (1996a) for various  right-of-way widths, and per m2  costs which are $37.30/m2 for




curbs, $12.90/m2 for pavement, and $3.20/m2 for sidewalks and patios.  Since the area of each paved surface  is




known, the total cost can be obtained by multiplying estimates of the imperviousness area.  Alternatively, the  length




(for right-of-way uses)  may be multiplied by the unit  cost factors ($/unit length) for each right-of-way.  The rights-




of-way identified in Figure 1 were assigned widths based upon the following criteria:




    •   most streets within the development have  a 15.2-meter (50-foot) right-of-way,




    •   the minor arterial has a 18.2-meter (60-foot) right-of-way,  and




    •   the major arterial has a 21.3 meter (70-foot) right-of-way.









The total right-of-way costs are not just a function of pavement costs.  There is an opportunity cost to devoting land




for rights-of-way instead of to development.  Several different methods could be used for determining the value of
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the right-of-way; the  one selected here is to use the lowest valued land use, which is the opportunity cost for




undeveloped  land for low density residential use, or $37.60/m2.   This  method is consistent with marginal cost




analysis. Several street profiles were analyzed. Street 1 is a standard street with curb and gutter. Street 2 is a street




with porous pavement and curb and gutter.  Street 3 is a standard pavement street with swales.  Street 4 is a street




with porous pavement and swales. Because the right-of-way must remain constant, the travel lane was reduced in




the case of streets using swales.   These costs are added to the opportunity cost and apportioned to stormwater as




shown for all rights of way in Table 9.  Streets with better infiltration characteristics are more expensive.  The same




LP model as presented in Heaney et al. (1999b) selects the least costly mix.









The costs of parking, sidewalks and patios, and driveways were determined using a similar procedure. Parking lots




were  evaluated in the following forms: standard pavement, and  three  types of porous pavement of gradually




increasing permeability. The cost increases with the increase in permeability of the parking area. A ratio of 5% was




used to apportion the costs to stormwater. Two types of sidewalks and patios were evaluated, standard and porous.




The results of this analysis are  summarized in Table 9. Again, as the infiltration performance increases, so does the




cost.  The two types of driveways evaluated were standard and porous, as  shown in Table 9. As with the sidewalks,




costs increase as the permeability increases.









Next, runoff volumes  were calculated in terms of the difference in volume between the pre-and post- development




scenarios. BMP control costs are estimated in $/m2.  These costs are assumed to be the incremental costs over and




above the costs of conventional systems.









Using the procedures developed previously, unit costs for various control options were estimated for eight different




land uses: low and medium density residential, commercial, schools, apartments, and 15.2, 18.2, and 21.3 meter (50,




60, and 70 foot) rights-of- way.  These unit costs, including opportunity costs, are listed in Table 9.  An alternative




analysis was performed excluding the effect of opportunity costs. These results are presented in Table 10.









Using $53.80/m2 in Tables 9 and 10 results in a spread of from $0.19-0.71 per liter of storage.  Costs for aspen and




woods are estimated based upon typical landscaping costs, and the computed $/liter unit costs were compared with
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Schueler (1992) and U.S. EPA (1993) for reasonableness. The incremental cost for roofs is based on the added cost




to direct this runoff to the appropriate pervious area, the value of which was checked for reasonableness.  The values




computed fell within acceptable ranges from these references,  adjusted upwards to bring them to the same time




scale.









The results of the optimization can be found in Heaney, et al.  (1999b) and are summarized in Figures 2, neglecting




opportunity costs, and  Figure  3,  including opportunity costs.   The optimal total  system cost,  including land




opportunity costs  for Happy Hectares,  is  $4.2  million  (this  result has been  adjusted  to  reflect costs in  the




Denver/Boulder, Colorado area).   The total system cost, neglecting opportunity  costs, is  $3.9  million.  This




represents approximately between 14% (including the effect of opportunity costs) and 16% (neglecting opportunity




costs) of the total  $26.6 million investment neglecting opportunity costs, and $30.8 million investment including




opportunity costs.  A key issue is that the allocation of a fixed percentage of costs to stormwater control needs to be




further evaluated.  More work needs to be done to estimate the appropriate allocation of costs to stormwater control




for a multi-use land feature element.









SUMMARY AND CONCLUSIONS




Virtually all  of the cost estimates in the literature are based on the conventional approach  of fitting regression




equations to cross-sectional  data  on as-builts.   These approaches were the only viable alternative until  the




widespread availability of microcomputers.  Until recently, research in the site-specific design factors of BMPs and




other control options for wet weather flows  has not been done. This paper presents a possible general methodology




to analyze and use this information on a development scale level, which the authors argue is an appropriate scale for




this analysis.









The following conclusions and recommendations are evident from this research:




    l.DA process-oriented  approach  to  cost-effectiveness  evaluations appears  to be  more  appropriate  for




        evaluating distributed stormwater controls than are methods based on simple power function cost curves.




        Curve fitting approaches to cost estimating are usually based on a very limited number of explanatory




        variables and do not reflect the wide variety of factors affecting total system costs for these systems.
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2. D The unit cost data provided by companies such as R.S. Means are a valuable source of the necessary cost




    data and should be an integral part of the overall cost-effectiveness evaluations.




3. D  This method needs to be expanded to include on-site controls such as infiltration.  Such an analysis is not




    simple since storage routing is required at the parcel level in addition to evaluating larger storage systems.




4. D A database of flow and quality monitoring for small (40 hectares or less) catchments is needed to evaluate




    actual  system response for small drainage areas.   These catchments  can be  used for overall cost-




    effectiveness evaluations.




5. D The benefits of urban stormwater systems need to be better quantified.  Flood damages are relatively easy




    to estimate.  However, stormwater quality control benefits are more elusive.




6. D The overall  system evaluation  should include structural and non-structural BMPs as well as conventional




    storm drainage systems.




7. D A defensible method  is  needed to allocate costs among the many uses of developed land, of which




    distributed stormwater control systems is one.  The land development costs attributable to  stormwater




    management is a research need.




8. D Downstream receiving water impacts should be included in the evaluations.




9. D A combined sewer design should be evaluated and its cost apportioned among wastewater and stormwater.




    The effect of providing additional storage in the combined sewer should be evaluated.




lO.DThe cost optimization should be refined to take into account both the broader land use optimization and




    cost allocation to the level of each land use, and subsequently to each parcel.   Combined with GIS,  this




    analysis should be  performed for  several different scenarios (micro  storms,  minor  storms, and  major




    storms).




ILDThe impact of streets and parking as integral parts of the urban stormwater system needs to be evaluated.




    Streets and  parking comprise  the  majority of the  directly  connected impervious areas for  stormwater




    systems. Hence, they are a major source of the problem. However, they also comprise an essential element




    of the stormwater management system, especially during periods of very high runoff when the sewers are




    overloaded.  A significant part of the cost of streets and parking is for drainage.  This cost needs to be




    included in the overall cost of stormwater management systems.  A preliminary attempt has been made here




    to quantify deleterious impacts from micro  storms.   More work is needed to identify  these impacts,  and
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assess an allocated, life-cycle cost of mitigating them.
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REFERENCES




American Society of Civil Engineers (2000) National Stormwater Best Management Practices Database, developed




        under contract from  the U.S. EPA, information available at  www.asce.org/peta/tech/nsbdO 1 .htm and




        www.bmpdatabase.org.




American Society of Civil Engineers (2001) A Guide for Best Management Practice (BMP) Selection in Urban




        Developed Areas, Reston, VA.




Boyce, B.N. (1981) Real Estate Appraisal Terminology. (ISBN 0884105970) Harper Business, New York.




Caltrans (2000) Caltrans BMP Evaluation, found at www.dot.ca.gov/hq/env/stormwater/publicat/project/100.htm.




Dames & Moore  (1978) Construction Costs for Municipal Wastewater Conveyance Systems: 1973-1977, US EPA




        Technical Report, Office of Water, EPA 430/9-77-014.




Dion, T.R. (1993,) Land Development for Civil Engineers. Wiley-Interscience, New York.




Engineering News Record (1999) Construction Cost Index, found at www.enr.org.




Fan, C-Y, Field,  R.,  Lai, F., Heaney, J.P.,  Sample, D., and L. Wright (2000) Costs of Urban Stormwater  Control,




        Proc.ASCE 's Joint Conference on  Water Resources Engineering, Minneapolis, MN.




Grigg,  N.S. and  O'Hearn, J. (1976) Development of Storm Drainage Cost  Functions, Journal of the Hydraulics




        Division, ASCE, 102 (8):




Heaney, J.P. 1994. Conceptually Sound and  Operational Methods for Environmental Valuation. Water Resources




        Update,  Issue No. 96.




Heaney, J.P. (1997) Cost allocation, Chapter  13 in ReVelle, C. and McGarity, A.E., (Ed.) Design and Operation of




        Civil and Environmental Engineering Systems, Wiley-Interscience, New York.




Heaney, J.P.,  Sample, D.J., and Wright, L.T.  (1999a) Costs of Urban Stormwater Systems, Final Report to the US




        EPA, National Risk Management Laboratory, Cincinnati, Ohio.




Heaney, J.P., Wright, L.T., and Sample,  D.J., Field,  R., and  Fan, C.-Y.  (1999b) Innovative Methods for the




        Optimization of Gravity Storm Sewer Design.  Proceedings of the 8th International Conference on Urban




        Storm Drainage, IAHR/IAWQ, Sydney, Australia.




Heaney, J.P.,  Wright, L.T., and Sample, D.J. (1999c) Innovative Methods for  Optimization of Urban  Stormwater




        Systems, Report to the US EPA, Edison, NJ.




Law (2000) Cost Analysis and Stormwater Financing Review, presented to the Clean Water Initiative Task Force, in
                                                  15 D

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        coordination with the Atlanta Regional Commission and the Georgia Environmental Protection Division.




Litman, T. (1998) Transportation Cost Analysis: Techniques, Estimates and Implications. Victoria Transport Policy




        Institute, Victoria, British Columbia.




Miles,  S.W. and Heaney,  J.P. (1988) Better than "Optimal" Method for Designing Drainage Systems, Journal of




        Water Resources Planning and Management, ASCE, 114, (5): 477-499.




Moss, T. and Jankiewicz, EJ. (1982) What type sewer pipe is best? Life Cycle Cost Analysis Yields Answer, Civil




        Engineering, October, p. 75-76.




Peters, M.S and K.D. Timmerhaus (1980) Plant Design and Economics for Chemical Engineers. McGraw-Hill, New




        York.




R.S. Means (1996a) Heavy Construction Cost Data, 10th Annual Edition, R.S. Means Company, Inc., Kingston, MA.




R.S. Means (1996b) Landscaping Unit Cost Data, R.S. Means Company, Inc., Kingston, MA.




Sample, D.J., Heaney, J.P., Wright, L., and Koustas, R. (2001) Geographic Information Systems, Decision Support




        Systems, and Urban Stormwater Management, Journal of Water Resources Planning and Management,




        ASCE, 127(3): 155-161.




Schueler, T. R., Kumble, P., and Heraty, M. (1992)^4 Current Assessment of Urban Best Management Practices:




        Techniques for Reducing Nonpoint Source Pollution  in the Coastal Zone, Metropolitan Washington




        Council of Governments, Washington, DC.




Tchobanoglous, G.  (1981) Wastewater Engineering: Collection and Pumping of Wastew ater., McGraw-Hill, New




        York, NY.




Urban Land Institute (1989J Project Infrastructure Development Handbook, Urban Land Institute, Washington, D.C.




US EPA (1993) Combined Sewer Control Manual, EPA 625/R-93-0007.




Young, G. K., Stein, S.,  Cole, P., Kammer, T.,  Graziano, F., Bank,  F (1995) Evaluation and Management of




        Highway Runoff Water Quality, Technical Report for the Federal Highway Administration, Washington,




        DC.
                                                  16 D

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Table 1:  Capital cost functions for selected wet-weather controls***
Item
CMP drainage
pipe
RCP pipe
Manholes
Surface storage
Deep tunnels
Detention basins
Retention basins
Infiltration
trenches
Infiltration basins
Sand filters*
Grassed swales**
Equation
C = 0.5262£>13024Z
C = 0.1368£>16259Z
C = 1458#09317
C = 1.515*106F0826
C = 2.162*106F0795
C = 2.195 *10V069
C = 2.247 *104F075
C = 1482.864F063
C = 178.967F069
C = K,A
C = K2L
Explanatory variable
D = Diameter in cm
L = Length in m
D = Diameter in cm
L = Length in m
H = manhole height in m
V = volume of storage in M
liters
V = volume of storage in M
liters
V = volume of storage in M
liters
V = volume of storage in M
liter
V= volume of voids in m3
V= volume of basin in m3
A = impervious surface in
hectares
L = length of swale in m
Source
R.S. Means (1996a)
R.S. Means (1996a)
R.S. Means (1996a)
U.S. EPA (1993)
U.S. EPA (1993)
Young etal. (1995)
Young etal. (1995)
Young etal. (1995)
Young etal. (1995)
ASCE(2001)
ASCE(2001)
*K, is a constant ranging from 27,700-55,300.  D
**K2 is a constant ranging from 16.4-45.9.  D
***Costs in 1/99 $. None include cost of land acquisition. D
Note: Significant figures are necessary due to metric conversion, and do not imply the equivalent accuracy in the D
result. D
Table 2:  Right-of-way characteristics of Happy Hectares
R/W
m
15.2
18.3
21.3
Length,
m
8,741.8
342.6
835.5
Curb
m
1.2
1.2
1.2
Parking
m
2.4
4.9
4.9
Landscaping
strip, m
3.0
3.0
5.5
Sidewalk
m
2.4
2.4
2.4
Traffic
Lanes, m
6.1
6.7
7.3
                                                    17

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Table 3: Lot characteristics in Happy Hectares
Land Use (residential)
Medium Density
Residential (14.8-19.8
Dwelling Units/Hectare)
Low Density Residential
(4.9-12.4 Dwelling
Units/Hectare)
Land Use (non-
residential)
Apartments
Commercial
School
#of
Parcels
255
51
#of
Parcels
2
6
3
Roof
Area
m2
1,600
2,000
Stories
2
1
1
Patio
m2
18.6
37.2
Parcel
Area
m2
15,113.8
44,694.0
13,880.7
Driveway
m
55.7
74.3
Roof
Area
m2
4,359.8
14,199.6
6,417.9
Land-
scaping
m
334.5
910.5
Parking
Area
m2
6,975.6
28,306.2
4,813.1
Total
Area
m2
557.4
1,207.8
Land-
scaping
m2
3,778.5
2,188.2
2,649.8
Table 4: Breakdown of the cost of a typical house, 1991$ (Dion 1993).
Item
Overhead/Profit
Financing
Finished land
Labor/materials
Total
% of Total
20
5
22
53
100
Amount, $
$24,000
$6,000
$26,400
$63,600
$120,000
Note: For the convenience of the reader, the ENR Construction Cost Index (CCI) of 1991 is 4835.




Table 5: Breakdown of the cost of housing in 1984 and 1988 (Urban Land Institute 1989).
Item
Raw land
Land improvements
Financing
Labor
Marketing
Materials
Overhead
Profit
Advertising
Other
Total*
% of development
1988$
19.3
12.6
4.4
17.4
4.3
24.1
6.5
8.1
1.2
0.4
98.3
% of development
1984$
17
7
6
18
4
29
7
9
2
2
101
                *Note:  The totals do not sum to 100 in the source.
                                                  18

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Table 6:  Land valuation for medium density lot, 1/99$.
Component
Roof-house
Roof-garage
Driveway
Yard
Patio
Total
Area
m2
111.5
37.2
55.7
334.5
18.6
557.4
%of
total
20.0%
6.7%
10.0%
60.0%
3.3%
100.0%
$/m2
5.20
3.20
0.40
0.10
0.40

Construction
Cost, $
$67,500
$13,600
$2,400
$3,600
$800
$87,900
Total Land $*
$8,790
$2,930
$4,395
$26,370
$1,465
$43,950
Unimproved
Land, $**
$5,860
$1,953
$2,930
$17,580
$977
$29,300
Total land value = 0.5*construction cost.
**Unimproved land value = (2/3)*total land value.
                                                    19

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Table 7:  Cost analysis of landscaping for medium density lot, 1/99$
Item
A. Initial Capital Investment
1. Soil preparation
Initial cost of sod
Initial cost of topsoil, 15 cm
Spreading topsoil, 15 cm
Soil conditioners
Sprinkler system
Sub-total
2. Opportunity Cost of Land
Land investment cost, $
Opportunity cost investment rate
Annual cost, $/yr.
Interest rate per year
Present worth over 25 years, $
Present worth, $/m2,
Total of initial capital investment
B. Operation & Maintenance Costs, $
Lawn watering
cm per year
% of pervious area that is irrigated
Cost of water, $/1000L
Present worth factor
Present worth
Lawn maintenance
Weeks per year
$/week
Maintenance area, m2
Present worth
Sprinkler system maintenance
Total operation and maintenance costs
C. Total Cost
Portion attributable to stormwater control
Assumed %
D. Cost for Stormwater
Input
Data









$26,370
6%
$1,582
0.06
$20,226




129

$0.40
12.78


26
$8.46
267.6





10%

Good
$/m2


$4.60
$5.40
$6.90
$0.30
$6.70
$23.90






$60.50
$84.40






$2.60




$10.50
$2.70
$15.70
$100.20


$10.00
Fair
$/m2


$3.70
$4.30
$5.50
$0.20
$4.70
$18.40






$60.50
$78.90






$1.60




$5.40
$1.60
$8.60
$87.50


$8.70
Poor
$/m2


$2.80
$3.20
$4.10
$0.10
$0.00
$10.20






$60.50
$70.70






$1.00




$3.80
$0.00
$4.70
$75.50


$7.50
                                                    20 D

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Table 8:  Summary of cost analysis for other land uses
Land Use

Low Density Residential
Commercial
Apartment
School
Good
$/m2
$7.40
$23.50
$13.90
$27.60
$7.40
Fair
$/m2
$6.50
$22.80
$13.10
$26.80
$6.50
Poor
$/m2
$5.30
$21.60
$11.90
$25.60
$5.30
Table 9:  Unit costs for controls, including opportunity costs for land, 1/99$
ID
Aspen F
Aspen G
Driveway 1
Driveway 2
Grass F
Grass G
Grass P
Parking 1
Parking 2
Parking 3
Parking 4
Patio 1
Patio 2
Roof 1
Roof 2
Sidewalk 1
Sidewalk 2
Storage
Street 1
Street 2
Street 3
Street 4
Swales 1
Swales 2
Woods F
Woods G
LDRes
$/m2
$21.50
$32.30
$2.50
$2.70
$6.50
$7.40
$5.30
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
MDRes
$/m2
$21.50
$32.30
$2.50
$2.70
$6.50
$7.40
$5.30
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.10
$32.30
$64.60
$8.60
$15.10
Commercial
$/m2
$21.50
$32.30
$2.50
$2.70
$22.80
$23.50
$21.60
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
School
$/m2
$21.50
$32.30
$2.50
$2.70
$26.80
$27.60
$25.60
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
Apartments
$/m2
$21.50
$32.30
$2.50
$2.70
$13.10
$13.90
$11.90
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
RW15.2
$/m2
$21.50
$32.30
$2.50
$2.70
$6.50
$7.40
$5.30
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
RW18.2
$/m2
$21.50
$32.30
$2.50
$2.70
$6.50
$7.40
$5.30
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$O 1 f\
3.10
$32.30
$64.60
$8.60
$15.10
RW21.3
$/m2
$21.50
$32.30
$2.50
$2.70
$6.50
$7.40
$5.30
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.60
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
                                                    21

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Table 10: Unit costs for controls, excluding opportunity costs for land, 1/99$
ID
Aspen F
Aspen G
Driveway 1
Driveway 2
Grass F
Grass G
Grass P
Parking 1
Parking 2
Parking 3
Parking 4
Patio 1
Patio 2
Roof 1
Roof 2
Sidewalk 1
Sidewalk 2
Storage
Street 1
Street 2
Street 3
Street 4
Swales 1
Swales 2
Woods F
Woods G
LDRes
$/m2
$21.50
$32.30
$0.60
$0.90
$2.70
$3.70
$1.50
$0.60
$0.90
$1.00
$1.20
$0.20
$0.20
$0.00
$16.10
$0.20
$0.20
$53.80
$0.80
$1.00
$1.00
$1.10
$32.30
$64.60
$8.60
$15.10
MDRes
$/m2
$21.50
$32.30
$2.50
$2.70
$2.70
$4.00
$1.50
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
Commercial
$/m2
$21.50
$32.30
$2.50
$2.70
$2.70
$3.40
$1.50
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
School
$/m2
$21.50
$32.30
$2.50
$2.70
$2.70
$3.40
$1.50
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
Apartments
$/m2
$21.50
$32.30
$2.50
$2.70
$2.70
$3.40
$1.50
$2.50
$2.70
$2.80
$3.00
$2.00
$2.00
$0.00
$16.10
$2.00
$2.00
$53.80
$2.70
$2.80
$2.90
$3.00
$32.30
$64.60
$8.60
$15.10
RW15.2
$/m2
$21.50
$32.30
$0.60
$0.90
$2.70
$3.70
$1.50
$0.60
$0.90
$1.00
$1.20
$0.20
$0.20
$0.00
$16.10
$0.20
$0.20
$53.80
$0.80
$1.00
$1.00
$1.10
$32.30
$64.60
$8.60
$15.10
RW19.2
$/m2
$21.50
$32.30
$0.60
$0.90
$2.70
$3.70
$1.50
$0.60
$0.90
$1.00
$1.20
$0.20
$0.20
$0.00
$16.10
$0.20
$0.20
$53.80
$0.80
$0.90
$1.10
$1.20
$32.30
$64.60
$8.60
$15.10
RW21.3
$/m2
$21.50
$32.30
$0.60
$0.90
$2.70
$3.70
$1.50
$0.60
$0.90
$1.00
$1.20
$0.20
$0.20
$0.00
$16.10
$0.20
$0.20
$53.80
$0.80
$0.90
$1.10
$1.20
$32.30
$64.60
$8.60
$15.10
                                                     22 D

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S            Manholes
            Storm sewers
            Parcel boundaries
        Land Uses:
            Apartments
            Commercial
            LD Residential
            MD Residential
            School
Figure 1:  Land use in Happy Hectares (adapted from Tchobanoglous  1981)
                                                             23

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                           Costs of BMP controls
                          without Opportunity Costs
                                  16%
                                                               Lot Parking
               Right-of-way Landscaping
                        4%
Right-of-way Paving
      9%
                                                Lot Landscaping
                                                    59%
Figure 2:  Summary of cost distribution for Happy Hectares, neglecting opportunity costs
                                                            24

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                          Costs of BMP controls with
                              Opportunity Costs
                                   14%
              Right-of-way Opportunity
                     Costs
                     19%
                 Right-of-way Landscaping
                         3%D
                                                                            Right-of-way Paving
                                                                                  8%
                                                                       Lot Landscaping
                                                                            46%
Figure 3:  Summary of cost distribution for Happy Hectares, including opportunity costs
                                                             25

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