United States
Environmental  Protection
Agency
National Risk Management
Research Laboratory
Cincinnati, OH 45268
Research and Development
EPA/600/SR-01/056   November 2001
Project

Environmental  Impacts  of  the
         of  Orimulsion®:  Report  to
Congress on                1  of the
Orimulsion  Technology
                          Program

C. Andrew Miller, Kevin Dreher, Randall Wentsel, and Royal J. Nadeau
  Orimulsion1, a bitumen-in-water emul-
sion produced in Venezuela, was evalu-
ated to provide a better understanding
of the potential environmental impacts
associated  with its use as a  fuel. A
series of pilot-scale tests were  con-
ducted at the U.S.  Environmental Pro-
tection  Agency's  Environmental
Research Center in Research Triangle
Park, NC, to provide data on emissions
of air pollutants from the combustion of
Orimulsion 100 (the original formulation),
Orimulsion  400 (a new formulation in-
troduced in 1998), and a No. 6 (residual)
fuel oil. These results, and results of
full-scale tests reported  in the techni-
cal literature, were evaluated to deter-
mine  the  potential air pollutant
emissions and the ability of commer-
cially available pollution control tech-
nologies to adequately  reduce those
emissions.  Emissions of carbon mon-
oxide  (CO), oxides of nitrogen (NOX),
sulfur dioxide (SO2), sulfur trioxide (SO3),
particulate matter (PM), and organic and
metal  hazardous air pollutants  (HAPs)
were measured from each of these
three fuels to  provide  a comparison
between the "new" fuel (Orimulsion) and
a fuel that has been commonly  used in
the U.S. (No. 6 fuel oil). Results indicate
that CO, NOX, and PM emissions are
likely to be nearly  the same as those
from the No. 6 fuel oil, that SO2 emis-
1 Orimulsion is a registered trademark of Bitumenes
 Orinoco, S.A.
sions can increase if the  Orimulsion
sulfur content is higher than that of the
fuel it replaces, that the particles gen-
erated by Orimulsion 100 and 400 are
likely to be  smaller in diameter than
those generated by No. 6 fuel oil, and
that HAPs are also likely to be similar
to those from No. 6 fuel oil. Both the
full-scale results found in the literature
and the pilot-scale results measured at
EPA indicate that conventional air pol-
lution control technologies can effec-
tively reduce emissions to very low
levels, depending upon the type of tech-
nology used and the desired emission
levels.   Because the  bitumen  in
Orimulsion is heavier than water and
due to the presence of a surfactant in
the fuel, spills of Orimulsion are  likely
to be more difficult to contain and re-
cover than those of heavy fuel oil, es-
pecially in fresh water. Additional study
is needed before adequate containment
and response approaches can be de-
veloped. Little, if any, work has  been
conducted by the fuel producer or the
scientific community to address the re-
maining spill-related issues.
  This Project Summary was developed
by the National Risk Management Re-
search Laboratory's Air Pollution Pre-
vention and Control Division, Research
Triangle Park, NC, to announce key find-
ings of the research project that is fully
documented in a separate report of the
same title (see Project Report ordering
information at back).

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Purpose and Approach
  The purpose of the report is to address
the request by Congress that the  U.S.
Environmental Protection Agency  (EPA)
"provide better scientific data on the quali-
ties and characteristics  of this product
[Orimulsion] and the potential environmen-
tal impact  of its introduction" into com-
merce. To  address this  request, a team
led by EPA's National Risk Management
Research  Laboratory  (NRMRL) con-
ducted research to examine the potential
environmental impacts associated with the
use of Orimulsion as  a fuel and prepared
the report.  The  EPA research team in-
cluded Office of Research and Develop-
ment  (ORD) staff from NRMRL,  the
National  Health  and Environmental  Ef-
fects Research Laboratory (NHEERL), the
National  Center for  Environmental  As-
sessment (NCEA),  and from the Office of
Solid Waste  and Emergency Response
(OSWER) staff from  the  Office of  Emer-
gency and  Remedial  Response  (OERR).
  In  response to reviews of Orimulsion
research needs by an interagency panel
and a panel of external technical experts,
EPA prepared an Orimulsion Technology
Assessment Plan (OTAP) to guide its re-
search efforts.  The  reviewers identified
the generation and control of air pollutant
emissions and the  toxicity of those emis-
sions  as the key  areas of needed re-
search.  Orimulsion spill  response,
containment, and recovery,  and the  eco-
logical effects of such spills (particularly
in  fresh  water) were considered  to be
less critical, and could  be addressed as
needed  by the  appropriate  party or  par-
ties.  The  OTAP outlined a  phased ap-
proach,  with the  need  for  subsequent
phases to be determined by  any  signifi-
cant  questions  identified during preced-
ing phases.  The  report describes the
efforts, results, and conclusions of  Phase
1 of the  OTAP.
  The  key questions addressed  by the
report are:
  •[Are the emissions from the  combus-
    tion of Orimulsion significantly differ-
    ent from those from other fossil fuels,
    and if so, how?
  •[Can the emissions from the combus-
    tion of Orimulsion be adequately  con-
    trolled using  existing  air  pollution
    control technologies? If not, are there
    modifications to existing technologies
    that can be made to adequately  con-
    trol  emissions, or  are new  control
    technologies  required?
  •Qfe the behavior of Orimulsion  during
    a spill significantly different than that
    of other fossil fuels,  and if so,  how?
  •Oft/hat gaps exist in understanding the
    behavior of Orimulsion based  on the
    behavior of other fossil fuels and the
    known properties of Orimulsion? Are
    these gaps  serious with respect  to
    understanding the  potential environ-
    mental impacts, and if so,  what re-
    search  should  be  conducted  to
    address these gaps?
  To address these questions, ORD staff
conducted a thorough  literature review,
visited several full-scale power plants that
used Orimulsion as their primary fuel, con-
ducted pilot-scale combustion tests, tested
measures of pulmonary  toxicity of PM
generated by Orimulsion combustion, and
carried out an independent review  of an
assessment of environmental risks  asso-
ciated with  Orimulsion use. The  report
discusses the methods  and results  of
these efforts  and draws  conclusions
based on those results.

Background
  Orimulsion is a liquid fossil  fuel  con-
sisting  of  an emulsion of approximately
70% bitumen (a naturally occurring heavy
petroleum material) from the Orinoco re-
gion of  Venezuela, approximately 30%
water, and a small amount of surfactant.
The fuel consists of small (8-24 urn  diam-
eter) droplets  of bitumen emulsified  in
water and the surfactant. Orimulsion  is
produced  by Bitumenes Orinoco,  S.A.
(Bitor), a  subsidiary  of  the  Venezuelan
national  oil company Petroleos  de Ven-
ezuela,  S.A.  (PDVSA),  and derives  its
name from the combination  of "Orinoco"
and "emulsion."
  In recent  years, Orimulsion has  been
proposed as a fuel to replace either coal
or heavy fuel  oil in  utility power  plants
throughout the world.  Orimulsion is cur-
rently being used as the primary fuel  at
nine power plants in Canada, Denmark,
Italy, Japan, and  Lithuania,  representing
3,866 MW of  electric power generating
capacity  and approximately 7.5 million
tons of  fuel consumption per year.  To
date, no  plant in  the U.S. has used the
fuel for other than short-term testing.

Air Emissions
  Available technical literature (24  refer-
ences describing  air  pollutant emissions
at 9 full-scale sites and 3 pilot-scale fa-
cilities) was reviewed to determine the
problems and issues believed to be most
important  with  respect  to  air  pollutant
emissions and  control  and  to  evaluate
the levels of emissions experienced  by
full-scale systems using Orimulsion.  Table
1 summarizes data reported  in the  litera-
ture for Orimulsion and  heavy fuel  oil.
SO2 and PM data are for pollutant con-
centrations upstream of any control de-
vice.
  The  reports indicated  that CO emis-
sions could be  easily  controlled  by in-
creasing combustion air levels. In general,
the conventional techniques used to re-
duce NOX emissions from oil combustion
(staged combustion, reburning, selective
catalytic reduction) were  reported to be
applicable to Orimulsion.  CO  and  NOX
were dependent  upon  boiler oxygen  (O2)
and the combustion system design, simi-
lar to other fossil fuels. SO2 concentra-
tions from  Orimulsion [upstream of any
flue gas desulfurization  (FGD)] were  con-
sistent with SO2 concentrations from other
fuels with  similar sulfur contents. The lit-
erature  reported that conventional FGD
systems could remove up to 95% of SO2
generated  by   the   combustion  of
Orimulsion. This would result in controlled
emissions of approximately 125 ppm.  Full-
scale results demonstrated that  electro-
static precipitators can be used to control
PM emissions to a level similar to those
of other fossil fuels.
  Emissions of HAPs were similar for  both
Orimulsion  and fuel oil.  For both fuels,
volatile  and  semivolatile  organic com-
pounds were found in  very low quanti-
ties  and would not be  likely to be  near
the 10-ton/year level specified  in Title III
of the Clean Air Act Amendments of 1990.
Due  to the elevated  levels of metals in
Orimulsion, metal emissions were higher
than  organics, with nickel (Ni) and vana-
dium (V) being found in the highest  con-
centrations. Although  V is not listed as a
HAP under Title III, it is  of concern  be-
cause  of its potential  for causing acute
pulmonary damage when inhaled. Ni  con-
centrations in  Orimulsion flue  gas were
higher than those from heavy fuel oil, but
both  iron  and zinc concentrations were
higher in heavy fuel oil flue gases than in
those from Orimulsion. Processes have
been  designed to allow  recovery of Ni
and V  in Orimulsion.  At least two plants
are currently  sending Orimulsion ash to
facilities for recovery of one or both  met-
als, thereby reducing solid waste streams.

Data From EPA Pilot-scale
Tests
  Two formulations of Orimulsion (one
commercially  available  and one  discon-
tinued) and a No. 6 fuel oil were individu-
ally tested  in a  pilot-scale combustor at
EPA's Environmental Research Center to
allow direct  comparison of emissions.
Concentrations  of CO,  nitrogen oxide
(NO), SO2, SO3, and PM were measured,
as were concentrations  of volatile  and
semivolatile organic compounds and  met-
als. Measurements of emissions from the
different fuels  were compared to deter-
mine any differences  in  the  amount or
character  of emissions. The tests were

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Table 1. Summary of air pollutant concentrations
reported in the literature for Orimulsion and heavy fuel
oil. (SO2 and PM values are upstream of any control
device.)
Pollutant
CO
N0x
S02<3>
S03<5)
PM<3>
PM size
Literature Data
Orimulsion0'
30-1 00 ppm<2>
(4 tests)
80-400 ppm
(1 0 tests)
2500 ppm
2-15 ppm
(6 tests)
1 60-350 mg/Nm3
(8 tests)
98-100%<10um
80-97% <1 urn
Heavy Fuel Oil
30-100 ppm
(4 tests)
1 80-420 ppm
(6 tests)
1 200 ppm<4>
4-1 2 ppm
(2 tests)
100-41 5 mg/Nm3
(4 tests)
75-87% <10um
45-51 %<1 urn
1 Most data reported in the literature are for Orimulsion
100, although there are several data points for
Orimulsion 400.
2 Concentrations of all pollutants are as measured and
are not corrected to account for differences in O2
concentration.
3 Concentrations are measured upstream of any control
device.
4 No SO2 values for fuel oil were reported in the
Orimulsion literature. The 1 200 ppm value is calculated
based on 2% sulfur in the fuel. SO2 concentrations are
strongly dependent upon the amount of sulfur in the fuel.
5 Measured using mini acid condensation sampling
(MACS) method.
conducted following NRMRL  Quality As-
surance Level II procedures, which included
audits  of  measurement  equipment  and
reviews of data by outside organizations.
  EPA's pilot-scale results were similar
to those reported in the literature in terms
of comparison of Orimulsion to heavy fuel
oil,  with data showing little difference in
CO, NOX,  or PM furnace exit concentra-
tions, and smaller particles for Orimulsion
than for heavy fuel  oil.  The pilot-scale
data differed most from the full-scale data
for  NOX, but were not unreasonable given
the  difference in  combustor  system de-
sign. The  pilot-scale tests  provided fur-
ther valuable confirmation of the similarity
between Orimulsion  and heavy fuel oil,
and also generated  samples  for use in
pulmonary toxicity  testing.

Toxicity Testing
  NHEERL  conducted tests  measuring
the  pulmonary toxicity in laboratory  ani-
mals of PM generated by the  combustion
of Orimulsion  100,  Orimulsion  400,  and
No. 6 fuel oil.  Laboratory rats  were ex-
posed  by intratracheal instillation of dif-
ferent doses of PM from each of the fuels
burned in the  NRMRL combustion tests,
as well as Arizona road dust (ARD) and a
saline solution. Five  biomarkers  of  pul-
monary toxicity or injury [bronchial alveo-
lar  fluid   (BALF) neutrophil/mL,  BALF
protein,  albumin,  lactate dehydrogenase
(LDH), and eosinophil/mL] were measured
at 24 hours post-exposure. Each  sample
was ranked according to its lowest ob-
served effect level (LOEL) for each of the
five biomarkers. The  relative toxicity
rankings  for each biomarker were:
  BALF protein: No. 6 fuel oil > Orimulsion
    400 > Orimulsion 100 > ARD = Saline
  albumin: No. 6 fuel oil > Orimulsion 100 >
    Orimulsion 400 > ARD  = Saline
  LDH: Orimulsion 400 > Orimulsion 100 = No.
    6 fuel oil =ARD =  Saline
  neutrophil:  Orimulsion  100 = Orimulsion
    400 = No. 6 fuel oil = ARD > Saline
  eosinophil:  Orimulsion 100 = Orimulsion
    400 = No. 6 fuel oil  > ARD > Saline
  The conclusion  drawn by  the  toxicity
tests is that, under the  combustion condi-
tions  employed  in these  studies,  both
Orimulsion formulations  generated  PM
emissions that were capable of produc-
ing significant adverse acute pulmonary
toxicity.  In addition, PM derived from the
combustion  of  Orimulsion  100  and
Orimulsion 400 was found to be very simi-
lar to No.  6 fuel  oil fly ash  particles in its
ability to induce acute pulmonary toxicity.
Different results are possible for PM from
full-scale  units with different operating
conditions, for animals  exposed via direct
inhalation  rather  than  instillation, or for
health-compromised  animals.

Spills
  Orimulsion  is considered  to be a "non-
floating" oil and  is classified  as a "non-
petroleum oil" by  EPA's  Office of Solid
Waste and Emergency Response. Once
spilled, the bitumen fraction of Orimulsion
is  likely  to either sink or remain neutrally
buoyant, rather than forming  a coherent
surface  slick.  Special  equipment is re-
quired to effectively  contain and recover
Orimulsion spills  in saltwater environ-
ments, and such equipment  is currently
used at  shipping terminals  where
Orimulsion is off-loaded.
  Data gaps remain  in  understanding the
behavior and  fate of  Orimulsion spilled in
fresh  water.  However, as  noted in  the
OTAP, if Bitor does begin to develop U.S.
customers  at a  site accessible only  by
fresh water, at a site near bodies of fresh
water, or at a site  where fresh water  can
be  contaminated  by a spill,  even  indi-
rectly, Bitor should be responsible for the
research to address the  data  gaps  as
they have done for marine  environments.
Such  research  does not fall  under  the
Congressional directive for this report  and
should not be considered to be EPA's re-
sponsibility under  that directive.  However,
since EPA is responsible for  responding
to  spills in certain situations,  the  Agency
should continue  to investigate  Orimulsion
spill  behavior and  response as appropri-
ate.  EPA, in  collaboration  with the  U.S.
Coast Guard, has  requested the National
Academy of Sciences (NAS) to conduct a
study on Orimulsion to  evaluate what ad-
ditional  information is  required to effec-
tively  respond to freshwater spills.  EPA is
currently conducting smaller  studies on
Orimulsion characteristics  and on  spill
behavior modeling and will address  the
data gaps identified  by the NAS,  as ap-
propriate.  EPA  should remain  aware of
any research conducted by  others  regard-
ing freshwater spills.

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Risk Assessment
  The potential ecological risk associated
with the use of Orimulsion was evaluated
by a panel of independent reviewers cho-
sen by EPA, who examined the detailed
work carried out by Bitor to  estimate the
ecological risk  associated with  a poten-
tial  spill in  the Tampa  Bay, FL,  marine
environment. The Bitor study compared a
hypothetical  spill of Orimulsion  100 to a
hypothetical  spill of an  equal volume of
heavy fuel oil.  The  comparative assess-
ment examined transport and fate of both
fuels, including  potential  effects on shore-
lines and aquatic biota under a range of
different  spill  locations,  seasonal  varia-
tions,  and wind and current  conditions.
  The independent reviewers agreed with
the major conclusion  of the Bitor study
that a spill of Orimulsion 100 likely poses
a similar or lower risk to  Tampa Bay biota
than does an  equivalent spill volume of
No. 6  fuel  oil.  However,  the  reviewers
noted that parts of the assessment, such
as risk characterization,  population mod-
eling,  and impacts to benthic  communi-
ties, were identified as assessment topics
that  could be  improved. The  reviewers
felt that these  improvements would  en-
hance the Tampa Bay report, but did not
feel that the improvements would impact
the report's  conclusions.
  A study of cancer risk associated with air
emissions from the combustion  of heavy
fuel oil in electric utility steam generating
units was used  as the  basis for comparing
cancer risks  due to the use of Orimulsion
with those from the use  of heavy fuel oil.
The  original  study evaluated the risk to
human health associated with  exposure
to HAP  emissions from  electric utility
steam generating units and estimated that
0.4 additional incidences of cancer would
be caused by exposure to  Ni emissions from
all 137 oil-fired plants in the U.S. This value
was considered to be a conservative esti-
mate of the  potential cancer risk associ-
ated with the use of Orimulsion,  based on
the Ni emissions from both fuels.

Potential Use of Orimulsion
  Orimulsion can be used in applications
similar to coal or heavy fuel oil. Orimulsion
is readily used  in plants designed to  use
heavy fuel  oil,  due to the  fuels' similar
handling and  use characteristics,   al-
though substantial changes  to fuel stor-
age and handling equipment, air pollution
control systems, and boiler internal com-
ponents may be required. The difference
in fuel  prices  between fuel  oil  and coal
may also favor fuel oil  as  being more
likely to be replaced with Orimulsion. The
states with the highest fuel oil use are (in
order of amount used) Florida, New York,
Massachusetts, Connecticut, and Hawaii,
all of which are oil consumers and not oil
producers. They are also located on the
coast and may be more suitable markets
for Orimulsion than states with  high coal
consumption.

Conclusions of the Report
  •[Orimulsion is  physically and  chemi-
    cally an emulsified heavy fuel oil with
    elevated sulfur, V, and Ni content.
  •[Emissions of  air  pollutants from
    Orimulsion are not significantly  dif-
    ferent in character from those from
    other fossil fuels. Orimulsion will, in
    general,  emit more  pollutants  than
    natural gas, about the same as heavy
    fuel oil, and less than pulverized coal.
    These comparisons do not hold for
    all cases and are based on emission
    levels without air  pollution  control
    systems.
  •[Results  from both full- and pilot-scale
    tests indicate that emissions from the
    combustion of Orimulsion can be ad-
    equately controlled using  commer-
    cially available air pollution  control
    technologies.
  •[Conversion of a plant to use Orimulsion
    may require  significant changes to
    fuel supply and handling and air  pol-
    lution control  equipment and  modifi-
    cations to boiler internal components.
  •Qn  general, Orimulsion generated PM
    emissions that  were capable  of pro-
    ducing significant adverse  acute  pul-
    monary  toxicity, very  similar to  the
    No. 6 fuel oil tested. In  all cases, PM
    from  both Orimulsion formulations
    and  the No. 6  fuel oil  showed mea-
    sures of toxicity greater than or equal
    to  either ARD or saline solution.
  •CThe  behavior of Orimulsion in a spill
    is  significantly  different than that of
    most other fossil fuels.
  •CA  review  by  an EPA-chosen expert
    panel of a Bitor-funded ecological risk
    assessment of  a potential spill in the
    Tampa  Bay, FL, marine environment
    agreed  with the  assessment's  con-
    clusion that a spill of Orimulsion  100
    likely poses a similar or lower risk to
    Tampa Bay biota than does an equiva-
    lent spill volume of No. 6 fuel oil.
  •CThe  most likely use of Orimulsion in
    the U.S. in  the short  term is as  a
    replacement for heavy fuel oil, due to
    similarity in  handling  and  combus-
    tion  properties, the price differential
    between the two fuels, and the readi-
    ness of plants using heavy  fuel oil to
    accept    tanker   shipments   of
    Orimulsion. These factors would in-
    dicate that Orimulsion is most likely
    to  be used along the  Atlantic and
    Gulf coasts in the U.S.
  • The major  gaps in understanding
    Orimulsion behavior are in freshwa-
    ter  spill  response and  effects.  Further
    work in  this area should  primarily  be
    the  responsibility  of the fuel's  suppli-
    ers  and  users and should not be con-
    sidered  as part of the Congressional
    directive to  provide improved scien-
    tific information on the environmental
    impacts of Orimulsion use.  EPA
    should continue  to evaluate spill  ef-
    fects,  behavior,   and  response,  as
    appropriate, in support of their legis-
    lated responsibility for spill response.

Recommendations of the
Report
  The  following  recommendations  are
made with regard to Orimulsion behavior,
its potential  environmental impacts, and
EPA's role in further  studies:
  1. Based on the results of Phase 1 of
    the  OTAP, it is not necessary for EPA
    to proceed with Phases  2  and 3.
  2. From the  perspective of air pollutant
    formation and  control,  Orimulsion
    should be considered to be a heavy
    fuel oil,  albeit with  some  properties
    that require  special  attention.
  3. Studies  of  Orimulsion  behavior in
    freshwater spills  are needed in the
    event  that Orimulsion is transported
    along fresh waterways or used in situ-
    ations where spills  can  reach fresh
    water, even indirectly. This research
    should evaluate the behavior and  ef-
    fects of Orimulsion  under different
    conditions (water density, presence
    of silt or other solids, energy level of
    waves)  and should evaluate  means
    of containing and responding to spills.
    Bitor or  the end  user should be  re-
    sponsible  for the cost of any  such
    work that  directly supports efforts to
    market  Orimulsion in the  U.S.  EPA
    should continue  to  follow any  work
    conducted by others on the behavior
    and fate  of Orimulsion spills and
    should conduct the research  neces-
    sary to  support  their legislated  re-
    sponsibility for spill response, outside
    the  scope  of the Congressional  di-
    rective to  provide improved scientific
    information on the environmental im-
    pacts of Orimulsion  use.
  4. Research  recommended in a review
    by an EPA-chosen  panel of a Bitor-
    funded  ecological risk  assessment
    of  a potential spill in the  Tampa Bay,
    FL,  marine  environment  is consid-
    ered to  be the responsibility of Bitor.

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 The EPA authors are C. Andrew Miller (also the EPA Project Officer, see
   below), Kevin Dreher, National Health  and Environmental Effects Re-
   search Laboratory, Research Triangle Park, NC 27711; Randall Wentsel,
   National Center for Environmental Assessment, Washington,  DC 20460;
   and Royal J. Nadeau, Environmental Response Team,  Edison, NJ 08837.
 The  complete report,  entitled  "Environmental Impacts of the  Use of
   Orimulsion®; Report to Congress on Phase 1 of the Orimulsion  Technology
   Assessment Program; Volume 1: Executive Summary, Report, and Appen-
   dix  A," and  "Volume 2: Appendices B-H," will  be  available at http://
   www.epa.gov/ORD/NRMRL/Pubs or from:
         National Technical Information Service
         5285 Port Royal Road
         Springfield,  VA 22161
         Telephone: (703) 605-6000
                   (800) 553-6847 (U.S. only)
 as
   •  Volume 1: Order No. PB2002-109039;  Cost: $44.00,  subject to change,
     and
   •  Volume 2: Order No. PB2002-109040; Cost: $44.00, subject to change.
 The EPA Project Officer can be contacted at:
         Air Pollution Prevention and Control Division
         National Risk Management Research Laboratory
         U. S. Environmental Protection Agency
         Research Triangle Park, NC 27711
United StatesD
Environmental Protection Agency D
CenterforEnvironmental Research InformationD
Cincinnati, OH 45268D
PRESORTED STANDARDD
 POSTAGES FEES PAIDD
          EPAD
    PERMIT No. G-35D
Official Business
Penalty for Private Use
$300
EPA/600/SR-01/056

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