United States Environmental Protection Agency National Risk Management Research Laboratory Cincinnati, OH 45268 Research and Development EPA/600/SR-01/093 January 2002 Capstone Report on the Development of a Standard Test Method for VOC Emissions from Interior and Alkyd Paints JohnC. S.Chang The report gives details of a small- chamber test method, developed by EPA for characterizing volatile organic compound (VOC) emissions from inte- rior latex and alkyd paints. Current knowledge about VOC, including haz- ardous air pollutant, emissions from in- terior paints generated by tests based on this method are presented. Experi- mental data were analyzed to demon- strate the usefulness of the method and test results in terms of emission char- acterization, material selection, expo- sure assessment, and emission reduction by product reformulation. The conclusions drawn from the experimen- tal results were used to develop a stan- dard practice to be adopted by the American Society of Testing and Ma- terials (ASTM). The draft standard prac- tice is presented as an appendix to the full report. This Project Summary was developed by the National Risk Management Re- search Laboratory's Air Pollution Pre- vention and Control Division, Research Triangle Park, NC, to announce key find- ings of the research project that is fully documented in a separate report of the same title (see Project Report ordering information at back). Introduction Americans spend about 90% of their time indoors, where concentrations of pollutants are often much higher than they are outdoors. It is not surprising, there- fore, that risk assessment and risk man- agement studies have shown that indoor environmental pollution poses significant risks to human health. The U.S. Environmental Protection Agency (EPA) has evaluated a number of indoor materials and products as poten- tial sources of indoor air pollution under the Indoor Air Source Characterization Project (IASCP). Interior architectural coat- ings, especially alkyd and latex paints, were identified as potentially high-risk in- door sources by the Source Ranking Da- tabase developed under the IASCP. EPA conducted a literature survey and found that there was a lack of reliable and con- sistent paint emission data for develop- ing and evaluating risk management options. Further investigation showed that a standardized test method needed to be developed so that testing laboratories, re- searchers, and paint manufacturers could generate and report emission data that were complete, consistent, and compa- rable. Between 1995 and 1999, EPA's Na- tional Risk Management Research Labo- ratory (NRMRL) conducted a paint emission characterization research pro- gram. The program was devoted to de- veloping, verifying, and demonstrating a small-chamber test method for the mea- surement of volatile organic compound (VOC) and hazardous air pollutant (HAP) emissions from alkyd and latex paints. The test method has been documented and submitted to the American Society for Testing and Materials (ASTM) for adop- tion as a standard practice. The report summarizes the resulting test method, presents new findings, and de- scribes the key results generated by NRMRL as it assessed emissions from alkyd and latex paints. The report is di- vided into four parts. After introducing the ------- study and providing background informa- tion about existing literature on the sub- ject paint emissions testing, the report describes the developed standard test method for characterizing organic com- pounds emitted from paint. It also de- scribes the results of NRMRL's tests on alkyd and latex paints. Standardized Test Method The standardized test method ad- dresses the following key issues: •Storing and handling paint samples prior to analysis • Analyzing paint in bulk (as a liquid) •Selecting and preparing a paint sub- strate for testing •[Applying paint to a substrate to cre- ate a test specimen •[Establishing and controlling test con- ditions •Sampling the VOC emissions from the painted specimen •[Analyzing the samples with chemical instruments •[Calculating emission rates/factors us- ing experimental data • Conducting quality assurance/qual- ity control The core experimental apparatus em- ployed by the standardized test method is a device called a Small Environmental Test Chamber ("small chamber" for short). A test chamber is a hollow box that may range in size from a few liters to 5 m3. The chamber used at NRMRL is 53 L (0.053 m3) in volume. Chambers with vol- umes greater than 5 m3 are defined as "large"—they may reach the scale of an entire room. The small chamber, on the other hand, is an apparatus suited to the spatial and financial constraints of a typi- cal laboratory environment. It is also more convenient to operate than a large cham- ber. An environmental chamber test facil- ity, designed and operated to determine organic emission rates from paints, should contain: test chambers, a clean air gen- eration system, monitoring and control systems, sample collection and analysis equipment, and standards generation and calibration systems. The purpose of these components is to provide a controlled en- vironment for conducting emissions test- ing that can reflect common indoor air conditions. The standardized test method includes a series of procedures and guidelines for preparing a painted test specimen. Pro- cedures for handling and storing the paint to be tested were established to guard against the possibility of evaporative losses, stratification, and property changes. A modified version of EPA Method 311 was adopted for the bulk analysis of paints, to facilitate the experi- mental design of the emissions test and the selection of sampling and analytical techniques. Instead of traditional test sub- strates such as glass, stainless steel, and aluminum, common indoor materials such as gypsum board and wood are recom- mended in the method for creating realis- tic and representative testing samples. Either a roller or a brush should be used to apply the paint to the substrate. A pro- tocol was developed to quantify the amount of the paint applied so that the emission data can be consistent and com- parable. The "time zero" for the start of an emis- sion test is established when the cham- ber door is closed (immediately after placing the test specimen inside the chamber). The small chamber should be operated to match the actual environmen- tal conditions at which people paint the interiors of houses. The standardized method guides investigators in setting up their sampling protocols. The instructions help to ensure that investigators collect an adequate quantity of chamber air samples on the appropriate sampling media. The method describes several kinds of analytical instruments that can be used to determine the amounts and kinds of VOCs in the collected sample. Data reduction techniques and an ex- ample of an emission model are included in the method—it describes the math- ematical procedures used to convert the analytical results into emission rates and emission factors. In addition, the method provides guidelines for reporting and qual- ity assurance. These guidelines should help investigators compile their results in a consistent and complete fashion that allows for comparison or repeat emis- sions testing of similar or new architec- tural coatings. Alkyd Paints Alkyd paint continues to be used in- doors because it has desirable proper- ties such as durability, gloss, gloss retention, and fast drying. NRMRL has employed the developed standardized test method to conduct research that char- acterizes VOC emissions from alkyd paint. NRMRL used the results of its paint emis- sions tests to develop source emission models. These models, in turn, were used for the assessment of indoor exposure levels and risk management options. The first test series that NRMRL per- formed on alkyd paints was integrated into the process of developing and vali- dating its new standard practices for paint testing. The tests involved one primer and three alkyd paints. Bulk analysis indicated that the alkyd primer and two of the three paints tested contained more than 100 different VOCs, primarily straight-chain alkanes, with decane and undecane be- ing the predominant compounds. The third paint had more branched alkanes. All four coatings contained low levels of aromatic compounds. The total VOC content of the liquid paints ranged from 32 to 42%. Mea- surements of the total VOC levels in the liquid coatings by gas chromatography/ mass spectrometry (GC/MS) agreed well with manufacturers' data. Mass balance calculations were con- ducted to compare the bulk analysis re- sults and chamber emission data to evaluate the recovery. It was found that for total VOC, the majority (greater than 80%) of the mass in the applied paint could be accounted for in the subsequent air emissions. The data for the more abun- dant compounds (e.g., nonane, decane, and undecane) in the paint suggest that there was a margin of error of + 20% in measuring these recoveries. Due to the relatively high VOC content and fast emission pattern, peak concen- trations of total VOCs as high as 10,000 mg/m3 were measured during small-cham- ber emissions tests with a loading factor of 0.5 m2/m3 and an air exchange rate of 0.5 h-1. Over 90% of the VOCs were emit- ted from the primer and paints during the first 10 hours following application. A series of tests were performed to evaluate factors that may affect emissions following application of the coatings. It was found that the type of substrate (glass, wallboard, or pine board) did not have a substantial effect on the emissions with respect to peak concentrations, the emis- sions profile, or the mass of VOCs emit- ted from the paint. The emissions from paint applied to bare pine board, a primed board, and a board previously painted with the same paint were quite similar. There were differences among the emis- sions from the three different paints, but the general patterns of these emissions were similar. The effect of other variables, including film thickness, air velocity at the surface, and air exchange rate, were consistent with theoretical predictions for gas-phase, mass-transfer-controlled emis- sions. Results from the testing performed in this study are being used to develop com- putational methods for estimating the emission rate of total VOCs from solvent- based coating products used indoors. The database on total VOC emission from alkyd paint should also be useful for oth- ers involved in model development and validation. ------- In addition to studying the effects of substrates and other environmental vari- ables on total VOC emissions, small en- vironmental chamber tests were conducted to characterize the emissions of a toxic chemical compound—methyl ethyl ketoxime (MEKO)—from three dif- ferent alkyd paints. The data resulting from these tests facilitated the development of a set of risk management options for MEKO. MEKO, another name for 2-butanone oxime or ethyl methyl ketoxime [CH3C(NOH)C2H5, CAS Registry No. 96- 29-7], is often used by paint manufactur- ers as an additive to interior alkyd paints. MEKO has been found to be a moderate eye irritant. It was also the subject of a Section 4 test rule under the Toxic Sub- stances Control Act. A number of toxico- logical endpoints have been evaluated by testing conducted under the test rule. MEKO demonstrated carcinogenic activ- ity in long-term inhalation studies, caus- ing liver tumors in both rats and mice. MEKO acts as an anti-skinning agent (or anti-oxidant) that prevents oxidative drying or skinning of the alkyd paint to improve stability in the can. Usually, the MEKO content in a paint is less than 0.5%. Due to its relatively high volatility (its boil- ing point is only 152 °C), the majority of the MEKO in the paint is expected to be released into the surrounding indoor air after painting to allow the paint to dry properly on the painted surfaces. The ef- fects of MEKO emissions on indoor air quality (IAQ) and associated exposure risk depend on characteristics such as emis- sion rates and patterns. Bulk analysis showed that the MEKO content in alkyd paints can be as high as several milligrams per gram. Material bal- ance from the chamber tests indicated that the majority (greater than 68%) of the MEKO in the paint applied was emitted into the air. MEKO emissions occurred almost immediately after each alkyd paint was applied to a pine board. Due to the fast emission pattern, more than 90% of the MEKO emitted was released within 10 hours after painting. The peak concentra- tions of MEKO in chamber air correlated well with the MEKO content in the paint. The chamber data were simulated by a first-order decay emission model that as- sumed that the MEKO emissions were mostly gas-phase mass-transfer-con- trolled. The first-order decay model was used as an input to the continuous-appli- cation source term of an IAQ model to predict indoor MEKO concentrations dur- ing and after the application of an alkyd paint in a test house. The predicted test house MEKO concentrations during and after the painting exceeded a suggested indoor exposure limit of 0.1 mg/m3for all three paints. The predicted MEKO con- centrations also exceeded the lower limit of a suggested sensory irritation range of 4 to 18 mg/m3 with two of the three paints tested. The elevated MEKO concentra- tions can last for more than 10 h after the painting is finished. The model was also used to evaluate and demonstrate the effectiveness of risk reduction options. These options involved selecting lower MEKO paints and establishing higher ven- tilation levels during painting. The higher ventilation should be maintained about 2 h after the painting is finished to avoid exposure to residual MEKO emissions. In addition to total VOC and MEKO emissions, the unpleasant "after-odor" which can persist for weeks after applica- tion of alkyd paint has been a cause of IAQ concerns. Three different alkyd paints were tested in small environmental cham- bers to characterize the aldehyde emis- sions. Emission data indicated that significant amounts of odorous aldehydes (mainly hexanal) were emitted from alkyd paints during the air-drying period. Bulk analyses showed that the alkyd paint it- self contained no aldehydes. Mass bal- ance calculations indicated that any aldehydes emitted should have been pro- duced after the paint was applied to a substrate. The aldehydes emission pat- terns were consistent with the theory that the aldehydes were formed as byproducts from spontaneous autoxidation of unsat- urated fatty acids in the applied paint. Chamber data showed that the major vola- tile byproducts generated by the drying of the alkyd paints were hexanal, propanal, and pentanal. These results facilitated the development of an exposure assessment model for hexanal emissions from drying alkyd paint. The hexanal emission rate was simu- lated by a model that assumed that the autoxidation process was controlled by a consecutive first-order reaction mecha- nism with an initial time lag. The time lag reflects an induction period after painting during which little oxygen is taken up by the alkyd coating. As the final byproduct of a series of consecutive first-order reac- tions, the hexanal emission rate increases from zero to reach a peak and is followed by a slow decay. This model was con- firmed by chamber concentration data. The modeling results also showed that the hexanal emissions were controlled mostly by the chemical reactions that formed intermediates (i.e., the precursors to hexanal production). An IAQ simulation that used the emis- sion rate model indicated that the hexanal emissions can result in prolonged (sev- eral days long) exposure risk to occu- pants. IAQ simulation indicated that the hexanal concentration due to emissions from an alkyd paint in an indoor applica- tion could exceed the reported odor thresh- old for about 120 hours. The occupant exposure to aldehydes emitted from alkyd paint also could cause sensory irritation and other health concerns. Latex Paints The majority (over 85%) of the interior architectural coatings used in the United States are latex paints. Previous testing of latex paint emissions has focused on determining cumulative mass emissions of VOCs. The purpose of previous testing was to assess the effect of these paints on the ambient air and to determine how they contributed to photochemical smog. NRMRL's concern has been to estimate people's time-varying exposure to overall VOC levels and to specific VOCs from indoor latex paints. The first test series that NRMRL per- formed on latex paints was integrated into the process of developing and validating its new standard practice for paint testing. NRMRL's small-chamber tests indicated that the organic emission patterns of la- tex paints are very different from those of alkyd paints. Bulk analysis showed that the total VOC content of a commonly used latex paint is usually in the range of 2 to 5%, which is considerably lower than that of alkyd paints (32 to 42%). Instead of alkanes, alkenes, and aromatics, only several polar compounds such as gly- cols, alcohols, and aldehydes were found in the latex paints. The chamber test results showed sig- nificant differences between the emissions of the same latex paint applied to two different substrates (a stainless steel plate and a gypsum board). The amount of VOCs emitted from the painted stainless steel was 2 to 10 times greater than the amount emitted from the painted gypsum board during the 2-week test period. After the first 2 weeks, over 90% of the VOCs were emitted from the paint on the stain- less steel plate but less than 20% had left the gypsum board. The dominant species in the VOCs emitted also changed from ethylene glycol to 2,2,4-trimethyl-1,3- pentanediol monoisobutyrate when stain- less steel was replaced with gypsum board. Data analysis by a double-expo- nential model indicated that the majority of the VOC emissions from the painted stainless steel could be simulated by an evaporation-like phenomenon with fast ------- VOC emissions controlled by gas-phase mass transfer. On the other hand, only a small fraction of the VOCs emitted from the painted gypsum board appeared to be controlled by the evaporation-like dry- ing process. The majority of the VOCs were emitted after the painted gypsum board surface was relatively dry. They were probably dominated by a slow, solid- phase-diffusion-controlled mass transfer process. Long-term experimental data in- dicated that it may take as long as 3.5 years for all the VOCs to be released from the paint applied to the gypsum board. The small-chamber test results demon- strate that, when the objective of a test is to provide emissions data that are rel- evant to understanding a paint's emis- sions behavior in typical indoor environments, one should use "real" sub- strates such as wood and gypsum board instead of "ideal" substrates such as glass, aluminum, or stainless steel. Proper choice of substrate is therefore crucial for exposure and/or risk assessment studies involving indoor latex paints. NRMRL also used the small-chamber test method to evaluate a relatively new type of interior architectural coating, the so called "low-VOC" latex paint. Low-VOC paint has been used as a substitute for conven- tional latex paints to avoid indoor air pol- lution. Low-VOC latex paints are promoted for use in occupied hospitals, extended care facilities, nursing homes, medical facilities, schools, hotels, offices, and homes where extended evacuation of an entire building section for painting would be particularly difficult or undesirable. Four commercially available low-VOC latex paints were evaluated as substitutes for conventional latex paints. They were evaluated by assessing both their emis- sion characteristics and their performance as interior wall coatings. Bulk analysis indicated that the VOC contents of the four paints (which ranged from 0.01 to 0.3%) were considerably lower than those of conven- tional latex paints (3 to 5%). EPA Method 24 for determining VOC content (com- monly used by paint manufacturers) is not accurate enough to quantify the VOC contents of low-VOC latex paints for qual- ity control and product ranking purposes. Other methods such as EPA Method 311 are more suitable, especially when indi- vidual VOC content data are needed. The fact that "low-VOC" paint had rela- tively low VOC emissions was confirmed by small-chamber emission tests. How- ever, the experimental data also indicated that three of the four low-VOC latex paints tested either had some inferior coating properties or emitted hazardous air pol- lutants. Significant emissions of several aldehydes (especially formaldehyde, which is a HAP) were detected in emis- sions from two of the four paints. ASTM methods were used to evaluate the paints' coating performance including hiding power, scrub resistance, washability, dry- ing time, and yellowing. The results indi- cated that one of the four low-VOC paints tested showed performance equivalent or superior to that of a conventional latex paint used as control. It was concluded that low-VOC latex paint can be a viable option to replace conventional latex paints for prevention of indoor air pollution. How- ever, certain paints marketed as "low- VOC" may still emit significant quantities of air pollutants, including HAPs. In addi- tion, some of these paints may not have performance characteristics matching those of conventional latex paints. Due to the use pattern of low-VOC paints proposed by their manufacturers (i.e., partial occupancy during painting and immediate re-occupation after painting), the intimate exposure of sensitive occu- pants to the low-VOC latex paint emis- sions (especially to HAPs such as formaldehyde) is of special concern. Long-term environmental chamber tests were performed to characterize the form- aldehyde emission profiles of a low-VOC latex paint. The formaldehyde emissions resulted in a sharp increase of formalde- hyde concentrations within the chamber, rising to a peak followed by transition to a long-term slow decay. Environmental chamber data indicated that formaldehyde emissions from a low-VOC latex paint can cause very high (several ppm) peak con- centrations in the chamber air. When the paint was applied to gypsum board, the formaldehyde emissions decayed very slowly after the initial peak, and the emis- sion lasted for more than a month. The results of these tests allowed for the de- velopment of exposure assessment emis- sions models to facilitate pollution prevention efforts to reduce the amount of formaldehyde released by low-VOC paints. A semi-empirical first-order decay in- series model was developed to interpret the chamber data. The model character- ized the formaldehyde emissions from the paint in three stages: an initial "puff" of instant release, a fast decay, and a final stage of slow decay controlled by a solid- phase diffusion process that can last for more than a month. The semi-empirical model was used to estimate the amount of formaldehyde emitted or remaining in the paint. It also predicted the initial peak concentration of formaldehyde and the time necessary for the formaldehyde to become depleted from paint. Once the activity patterns of building occupants were defined, the model was used for exposure risk assessment. Additional small-chamber tests were performed to investigate the major sources of formaldehyde in the paint. Through comparing emission patterns and modeling outcomes of different paint for- mulations, a biocide used to preserve one of the paints was identified as a major source of the formaldehyde emissions. Chamber test results also demonstrated that paint reformulation by replacing the preservative with a different biocide for the particular paint tested resulted in an approximately 55% reduction of formal- dehyde emissions. However, since other sources (e.g., additives and binders) of formaldehyde are present in the paint, biocide replacement can reduce only the long-term emissions. Short-term genera- tion of high concentrations of formalde- hyde remains a problem. Additional research is needed to identify other po- tential sources of formaldehyde to com- pletely eliminate formaldehyde emissions from low-VOC paints. Overall Conclusions A standard test method was developed to characterize the VOC, including HAP, emissions from interior architectural coat- ings. The advantages of the developed method and the usefulness of the experi- mental data it can generate were demon- strated by extensive tests focused on two types of commercially available and com- monly used interior architectural coatings: latex and alkyd paints. The experimental data generated by this test method can be used to estimate emission rates, to compare emissions from different prod- ucts, to predict a paint's effects on IAQ and exposure levels, and to evaluate the effectiveness of risk management options. The test method can also be used as a pollution prevention tool to assist paint manufacturers in reducing or eliminating VOC emissions from their products. ------- The EPA author, John C. S. Chang, is also the EPA Project Officer (see below). The complete report, entitled "Capstone Report on the Development of a Stan- dard Test Method for VOC Emissions from Interior Latex and Alkyd Paints," will be available at http://www.epa.gov/ORD/NRMRL/Pubs or as Order No. PB2002-101312; Cost: $44.00subject to change from: National Technical Information ServiceO 5285 Port Royal RoadO Springfield, VA 22161-00010 Telephone: (703) 605-60000 (800) 553-6847 (U.S. only) The EPA Project Officer can be contacted at: Air Pollution Prevention and Control Division National Risk Management Research Laboratory U. S. Environmental Protection Agency Research Triangle Park, NC 27711-0001 United StatesD Environmental Protection Agency D CenterforEnvironmental Research InformationD Cincinnati, OH 45268D PRESORTED STANDARDD POSTAGES FEES PAIDD EPAD PERMIT No. G-35D Official Business Penalty for Private Use $300 EPA/600/SR-01/093 ------- |