United States Environmental Protection Agency Air Office of Air Quality Planning and Standards Research Triangle Park, NC 27711 EPA-452/R-93-003 January 1993 JV EPA ISSUES AND APPROACHES TO IMPROVING TRANSPORTATION MODELING FOR AIR QUALITY ANALYSIS ------- ISSUES AND APPROACHES TO IMPROVING TRANSPORTATION MODELING FOR AIR QUALITY ANALYSIS OFFICE OF AIR QUALTTTY PLANNING AND STANDARDS and OFFICE OF MOBILE SOURCES U.S. ENVIRONMENTAL AGENCY JANUARY 1993 U.S. Environmental Proton Agency Region 5, Library IrL-i^Jj 77 West Jackson Boulevard, 12th Chicago, IL 60604-3590 ------- Notice This material has been funded by the United States Environmental Protection Agency (EPA) under contract 68000102, Assignments 2-16 and 3-08 to Systems Applications International (SAI) and the Urban Analysis Group (UAG). Significant technical material was developed by SAI personnel including Julie Fieber, Lori Duvall, and Doug Eisinger. For UAG, Edward Granzow, and Jo Ann Coxey made significant contributions. Sharon Reinders of the Office of Air Quality Planning and Standards and Hark Wolcott of the Office of Mobile Sources served as co-Work Assignment Managers of the project. Ted Creekmore assisted with the final review and publication. This document has been approved for publication as an EPA document. Mention of trade names or commercial products does not constitute endorsement or recommendation for use. ------- Executive Summary Driven in large part by passage of the Clean Air Act Amendments (CAAA) of 1990, increased attention and resources have been directed towards improving the procedures of transportation modeling in order to arrive at information better suited for air quality analyses. Several studies sponsored by the EPA, national organizations, and state and local agencies have been initiated in the last two years to try to improve transportation modeling. This report documents the results of one of these efforts. The purpose of this work was to produce a list of current shortcomings both in transportation model structure and in the ways transportation models are used, written in large part from the perspective of air quality modelers. The intention has been to provide a document which would be of use to both transportation and air quality modelers. In addition, a list of improvements to either the models or transportation modeling procedures, augmented by sample model runs demonstrating implementation of some of these suggestions, is provided. ------- Contents Executive Summary i 1 INTRODUCTION 1 Background 1 Organization of the Report 2 2 TRANSPORTATION MODEL SHORTCOMINGS WITH RESPECT TO EMISSIONS 3 Development of Air Quality Modeling Inputs from Transportation Models 3 Mobile Source Emissions 4 Vehicle Classes 5 Roadway Types 5 Spatial Resolution of Mobile Source Emissions 9 Temporal Resolution of Mobile Source Emissions 9 Limitations of Transportation Models From An Air Quality Perspective 10 Model Algorithms 10 Model Inputs 13 Simplifications Used in Model Execution 16 Summary of Concerns and Their Relationship to Trip, VMT, and Speed Estimation 19 3 HOW TO DIAGNOSE MODELING DIFFICULTIES 22 Key Questions to Ask Your Transportation Modeling Agency 22 Trip Generation 23 Land Use and Model Calibration Data 24 Generation of Productions and Attractions to TAZs 24 Trip Types 25 Structure of Traffic Analysis Zones 25 Trip Distribution 26 Development of Friction Factors and K-Factors 26 Intrazonal Travel 27 Mode Choice 27 Treatment of Public Transit 28 Determination of Public Transit Travel 28 Urban Bus VMT 29 92004rl 01 ii ------- Trip Assignment 30 Choice of Travel Route 30 Choice of Initial Speeds 31 Assignment Methodology 31 Use of Feedback 31 Temporal Variation in Traffic 32 Summary of Key Questions 33 4 AIR AGENCY STAFF GUIDANCE: SUGGESTED PROCEDURES FOR IMPROVING THE LINK BETWEEN TRANSPORTATION AND AIR QUALITY MODELS 39 Overview 39 Suggested Procedures for Improving Transportation Modeling 39 General Improvement to Travel Demand Forecasting 41 General Procedural Improvements 43 Factoring and Cross-Classification Processes 43 Intractable Problems and Statistical Limitations 45 Modifications to Models to Address Air Quality 45 Demonstration of Selected Procedures . 46 Description of Base Case 46 Option A-3: Use Transit Speeds that Reflect Congested Roadway Conditions 51 Option A-5: Examine the Impact of Using the Loaded Highway Network 52 Option C-l: Postprocessing of Link-Based Travel to Estimate Emissions 54 Recommended Follow-Up 54 References 60 Appendix A: Characteristics of Prototypical Model Appendix B: Comparison of Option A-5 Results for Highway and Transit Networks 92004rl.01 iii ------- 1 INTRODUCTION BACKGROUND This document has been prepared to explain to transportation modelers the detailed input requirements of air quality analyses and to explain to air quality modelers ways in which the current practices in transportation modeling may not always be well-suited for providing these inputs, largely because of data limitations. Some suggestions, largely relating to improved communication between transportation and air quality personnel, are made. An example of one suggestion explored in this document is focusing more attention on the assumptions used in modeling intrazonal travel. Transportation models were not designed for explicitly treating this type of travel and yet from an air quality perspective it is important. Many of the other suggestions offered in this document are actually post-processing steps, intended to incorporate more detail into the vehicle emission inventories prepared from transportation model outputs. As an example, we have included an example of one procedure which illustrates the importance of properly matching fleet mix to road type when determining what average fleet emission rates should be used with the vehicle activity estimates produced by transportation models. Suggestions are included that are appropriate for areas with preexisting transportation models as well as for areas that are beginning development of a transportation model or that are in the process of updating a preexisting transportation model. Transportation demand analyses can be envisioned as comprising four steps: the estimation of trip generation, trip distribution, mode choice, and trip assignment. These four steps are often referred to as the "urban transportation planning, or modeling system" (e.g., see Meyer and Miller, 1984). Computer models or manual procedures, such as sketch planning methods, exist as tools for transportation demand analyses (SAI, 1989). There is great variety in the approaches available for transportation demand analyses. Both transportation and vehicle emission models have a variety of uncertainties and difficulties associated with their use. Generally, both provide better results on a macro rather than microscale basis. Thus, transportation models are likely to be more accurate at predicting total VMT on a county-wide basis than at the level of individual links, and vehicle emission factor models are better at developing regional emission estimates than estimates for a particular intersection. 92004r2.04 ------- Transportation models are generally designed for the evaluation of urban transportation needs and network designs. This type of use does not require the same type of detailed transportation activity data as is required when developing emission inventories for air quality analysis. For example, an air quality analysis might require seasonal, day-of- week, and/or hourly estimates of travel activity (including average speeds) in order to properly account for the effects of temperature on vehicle emission rates or to develop vehicle emission estimates that reflect travel behavior on a specific day or portion of day. Spatial allocation of vehicle miles traveled and even trip starts and trip ends is typically required when conducting an air quality analysis. Typical transportation models are not designed to provide such detailed information, yet information developed in the transportation modeling process can help supply the data needs of air quality modelers. For example, though it is generally unreasonable to attempt to survey traffic and run transportation models on an hourly basis, it is reasonable to use the models to provide predictions of peak and off peak travel activity, and even to differentiate between morning and afternoon peak periods. Interpolation can then be used to estimate hourly travel activity. Most transportation models are already capable of providing estimates of travel activity by roadway link and estimates of trip starts, trip ends, and intrazonal travel by zone, thus providing the detailed information on the spatial distribution of travel required for air quality analysis. ORGANIZATION OF THE REPORT The focus of Chapter 2 of this report is to describe the specific requirements placed on transportation models to provide necessary inputs for air quality analyses, and some of the qualities of the current generation of transportation models which limit their use in air quality analyses. Chapter 3 develops these ideas further through a list of questions which should be discussed between transportation and air quality modelers regarding each of the four steps of the transportation modeling process. The goal is to improve the air quality modeler's understanding of the relative strengths of vehicle activity estimates produced by transportation models. Finally, in Chapter 4 procedures are suggested for tailoring the results of transportation model exercises more specifically for air quality analysis, accompanied by results from sample model runs which demonstrate a few of these suggestions. It should be noted that some of the issues of concern with transportation modeling discussed in this report will generally be of most importance if model predications are used to prepare modeling inventories for urban-scale air quality models, such as the Urban Airshed Model (UAM). Such applications are often required for areas that have not attained ozone and carbon monoxide standards. Not every air quality analysis needs to have as detailed information on the temporal and spatial distribution of vehicle activity as is needed for photochemical grid models like the UAM; sometimes annual regionwide estimates are sufficient. The suggestions included in this report should, in general, result in the more accurate representation of vehicle activity for these applications as well as for the production of modeling inventories. 92004r2.04 ------- 2 TRANSPORTATION MODEL SHORTCOMINGS WITH RESPECT TO EMISSIONS This chapter sets out a description of what is required from transportation models in order for air quality personnel to develop vehicle emission inventories. This is followed by a discussion of areas where travel demand models do not perform as well as needed for emission inventory development, and what the implications of these model limitations are for emission estimates calculated with travel demand model output. DEVELOPMENT OF AIR QUALITY MODELING INPUTS FROM TRANSPORTATION MODELS In the past, air quality control strategies were based on relatively simple emission inputs; generally county-wide annual average seasonally adjusted emissions. However, the Clean Air Act Amendments (CAAA) of 1990 have required that some regions use photochemical grid modeling, which places more stringent demands on emission inputs. The primary requirements of the emission inventory to be used in grid modeling can be summarized in the following manner: Estimates of precursor pollutants must be provided for each individual grid cell of a modeling domain rather than at a county level; these may be as small as 2 km x 2 km. Hourly emission rates must be provided instead of annual average emissions. Note that estimates of peak and off-peak period travel activity provided by most transportation models can be used to estimate hourly travel activities without resorting to the collection of hourly data. Total organic gas (TOG) emissions must be disaggregated into individual chemical classes corresponding to the chemical mechanism of the photochemical model. The emission factors used to estimate emissions from on-road motor vehicles vary non- linearly with a variety of parameters, including vehicle type, vehicle speed and acceleration, fuel volatility, vehicle fleet characteristics, ambient temperature, diurnal temperature variations, and vehicle fleet inspection program characteristics. These emission factors (which are usually reported in terms of grams pollutant/vehicle mile or 92004r2.02 ------- event) are then used with an activity level (e.g., VMT or number or event?;) to generate on-road vehicle emissions estimates. Ideally, link-specific traffic parameters will be used to generate the emission estimates in order to retain information on the spatial distribution of emissions. Various inventory classification schemes may then be employed to aggregate these emissions into a manageable number of categories; two examples include vehicle class and road type. To properly understand the requirements placed on transportation models for developing relatively accurate inputs for air quality analyses, an understanding of motor vehicle emission rates is useful. The following discussion briefly describes the parameters which affect mobile source emission estimates. The elements discussed are emission components, vehicle classes, roadway classifications, spatial distribution, and temporal distribution. Areas where information either is currently or could be supplied by transportation models are indicated in the discussion. Mobile Source Emissions Mobile source emissions should be disaggregated into their components in order to properly distribute them spatially and temporally, and in order to properly speciate the hydrocarbon emissions. The individual components of the on-road vehicle emissions are defined below: Exhaust emissions: vehicle tailpipe TOG, oxides of nitrogen (NOX), carbon monoxide (CO), particulates, and oxides of sulfur (SOX) emissions which occur during the operation of the vehicle. These emissions occur along transportation links, and are highest during peak vehicle operating hours. Evaporative emissions: TOG emissions which include diurnal emissions, resting losses, and hot soak emissions. Diurnal emissions result from fuel vapor expansion occurring during periods of rising ambient temperatures. Resting losses occur due to fuel vapor permeating through fuel lines, loaded canisters, and liquid leaks. Hot soak emissions consist of the evaporation of fuel by engine heat immediately following the end of a trip. All are associated with stationary vehicles, and their amount is a function of fuel volatility, and ambient temperature. Running loss emissions: evaporative TOG emissions that occur during the operation of the vehicle. These emissions also occur along transportation links, and are highest during peak vehicle operating hours. Exhaust and evaporative emissions must be differentiated because of the different TOG species profiles (which affect ozone production and toxicity) for these two categories, and because the spatial distributions of these emission modes are different. Exhaust emissions 92004r2.02 ------- occur primarily along roadways; evaporative emissions, because they occur while a vehicle is parked, occur primarily in residential or business districts. As mentioned throughout this report, the vehicle emission rates for all of these emission modes are strongly dependent upon temperature and, for exhaust and running loss emissions, vehicle speed. For example, the temperature dependence of light-duty vehicle emission rates is demonstrated for total organic gas (TOG) emissions in Figure 2-1, and the speed dependence of CO emission rates in Figure 2-2. Vehicle Classes The registered vehicle fleet can be divided into sub-groups, or classes, such as autos, light-duty trucks, and heavy-duty trucks. The emission factors associated with each vehicle class vary widely because of differing emission certification standards and pollution control equipment. For example, the MOBILE model (EPA, 1991) distinguishes eight vehicle classes, listed in Table 2-1, based upon gross vehicle weight (GVW) and fuel type (gasoline or diesel). Inventories will typically use some combination of these eight vehicle classes to report emissions, such as LDGV, LDGT, HDGV, and HDDT. Currently, transportation models do not report VMT by vehicle type. In order to estimate emissions, assumptions must often be made to disaggregate VMT and trip ends by vehicle type, and a way found to distinguish between commercial traffic, transit buses, and fleet operations. For some purposes, VMT associated with alternative fuels must also be disaggregated. Roadway Types On-road mobile source emissions should also be distinguished by road type in the inventory. Some of the road types for which the Federal Highway Administration (FHWA) maintains statistics are listed in Table 2-2; these road types are commonly used in mobile emission inventories. Emission factors will vary by road type because of changes in speed and fleet distributions associated with different road types. For example, a rural or urban interstate might be preferentially used as a transportation route for trucking operations, or for the movement of farm products during harvest periods. Hence, under such conditions, one might expect a higher concentration of heavy-duty diesel vehicles on this roadway type, which would cause the fleet distribution to be markedly different from that which would be found on roadway types which are used more for commuter traffic, such as urban collector roadways. 92004r2.02 ------- 30 40 50 60 70 80 Ambient Temperature (°F) 90 99 -* Exhaust TOG + Evaporative TOG ^ Running Losses & Resting Losses Figure 2-1. 1992 light-duty gasoline vehicle TOG emission rates as a function of temperature. ------- 100 10 19.6 30 40 50 60 Speed (mph) 65 70 75 Figure 2-2. 1992 light-duty gasoline vehicle exhaust CO emission rates as a function of speed. ------- TABLE 2-1. Vehicle class definitions used by the MOBILE model. Vehicle Class (Abbreviation) Light-duty gasoline vehicles (LDGV) Light-duty gasoline trucks 1 (LDGT1) Light-duty gasoline trucks2 (LDGT2) Heavy-duty gasoline vehicles (HDGV) Light-duty diesel vehicles (LDDV) Light-duty diesel trucks (LDDT) Heavy-duty diesel vehicles (HDDV) Motorcycles (MC) GVW* Specification Not applicable Less than 6500 Ib 6500 to 8500 Ib More than 8500 Ib Not applicable Less than 8500 Ib More than 8500 Ib Not applicable Typical Percent of Total VMT 62.3 17.3 7.7 3.5 0.8 0.2 7.4 0.8 *Gross vehicle weight TABLE 2-2. Commonly used road type designations in emission inventories. Rural and Urban Interstate Rural and Urban Other Principal Arterials Other Freeways and Expressways Rural and Urban Minor Arterials Rural and Urban Major Collector Rural and Urban Minor Collector Rural and Urban Local 92004r2.03 ------- Most transportation models can report VMT by roadway type. However, often both VMT and speed are reported by roadway type averaged over an entire county or transportation modeling region. Improved emissions and air quality calculations can be made if these data are reported on a link-by-link or some other sub-county level, because this allows travel activity to be matched with emission factors which correspond to the speed and temperature conditions under which it occurred. Again, this level of detail is primarily of importance when using gridded photochemical models such as the UAM. The location of emissions and the time of their release strongly affect the ozone production and the development of CO "hot spots." Spatial Resolution of Mobile Source Emissions Exhaust and running loss vehicle emissions differ from most other area source categories in that it is generally easier to determine where these emission occur in a region. Spatial distribution of exhaust and running loss emissions can be accomplished using a link-based rather than area-wide surrogate-based gridding procedure such as is used for most area sources. Link-based spatial allocation results in distributing emissions only to those grid cells that contain transportation pathways. In contrast, most evaporative vehicle emissions occur at the location of trip ends, and depend on the number of hours a vehicle is left parked. As a rough approximation, evaporative emissions can be spatially distributed the same as exhaust and running loss emissions, using the gram per mile evaporative rates provided by the EPA's MOBILE model. However, it is more accurate to differentiate between the two emission types, and allocate exhaust and running loss emissions to roadway links and evaporative emissions to the zones where trip ends occur. Within each zone, evaporative emissions can either be assigned to the location of the zone centroid, if the zone is small, or be distributed over the entire zone area using a spatial surrogate such as population. Under most circumstances, the more detailed approach is not necessary unless photochemical modeling inventories are being prepared. Temporal Resolution of Mobile Source Emissions Temporal adjustment of the mobile source inventory into monthly, daily, and hourly totals is not a straight-forward process, since transportation models provide little information about the temporal variation of traffic patterns. As noted earlier, transportation models are generally calibrated for use in determining either average or "peak" (e.g., morning or afternoon commute) traffic conditions. Due to the lack of reported information, air quality modelers make assumptions about traffic patterns to estimate the diurnal variation pattern for on-road motor vehicle emissions appropriate for the modeling episode. As a special consideration for weekend emission inventories, note that diurnal variation in weekend driving activity usually differs markedly from weekday patterns. Also, air quality modelers usually assume that the mix of vehicle classes (i.e., 92004r2.02 ------- problem which arises due to this assumption concerns early morning delivery schedules, which would be expected to result in more activity from heavy duty vehicles in the early morning and a preponderance of light duty vehicles during the am and pm-peak commute hours. In most areas resources do not permit collection of data to explicitly address these issues. However, transportation modelers may have available information on hourly or daily variation in traffic activity that can be used to process the activity estimates from transportation models to arrive at estimates relevant to the time period (e.g., weekday, weekend, hour) of interest hi an air quality analysis. Alternatively, data that can be used hi allocating daily or peak/off-peak period travel to each hour of the day or for differentiating between weekday and weekend travel patterns may be available from regions that have similar travel patterns to the area under study. Again, this effort need not require development of a transportation model explicitly for weekends or for modeling hourly travel, but instead makes use of data that may be available to transportation modelers for interpreting the outputs from transportation models. Having described the products from transportation models required by air quality modelers, and the ways in which these products are employed in vehicle emission estimation, the next section will discuss some problems with the information produced by transportation modelers, from an air quality perspective, and implications of these problems for emission estimates. LIMITATIONS OF TRANSPORTATION MODELS FROM AN AIR QUALITY PERSPECTIVE Transportation models of varying levels of complexity have been available for use in transportation and air quality studies since the 1950s. Although considerable differences exist between models, they often share a similar framework of assumptions and limitations. The weaknesses of the models from an air quality perspective arise from the model algorithms, the quality of data fed into them, and the way in which a user chooses to exercise them. Model Algorithms Model algorithms affect transportation model results throughout the process. Models include different levels of feedback control, different levels of sophistication for the land use and trip generation process, different speed assignment methodologies, etc. A general limitation of travel demand models is that they have been designed for the analysis of regional, corridor, or major faculty traffic patterns rather than for analysis of project-level effects, e.g., development of suburban housing tracts or HOV lanes (jsmart, 1991). This limits the use of their outputs to generate accurate estimates of emissions either on a regional basis, where much of the traffic occurs on minor facilities, e.g., urban streets, or on a project level. 92004r2.02 10 ------- All four-step transportation models require the availability of a data set which can be used to characterize the trip generating power of each TAZ. For historical years, this data can be based upon actual knowledge of land uses; relevant information is often collected by local agencies. For future years, either land use models or individual judgement, or more generally a combination of the two, must be relied upon to determine land use patterns. One of the difficulties encountered in land use forecasting is to maintain consistency between land use and the transportation system. This consideration must be included in land use models. First developed in the 1970s and currently enjoying a resurgence of use, land use models have been used in several U.S. urban areas. Seattle, Los Angeles, San Diego and a number of other urban areas are using such models to forecast land use. These models do create an explicit linkage between accessibility, i.e., the transportation system, and land use. The main components consider accessibility and historical inertia in developing spatial allocations of development. Difficulties in the use of these models stem from the extensive calibration process required and their insensitivities to certain variables in the spatial allocation process. The model being used most extensively in this country is the Disaggregated Residential and Employment Allocation Model (DRAM/EMPAL), developed and supported by Dr. Steven Putman at the University of Pennsylvania, although other models, such as Hammerslag's Spatial Allocation Model, have been developed. Nevertheless, the interrelationship between socioeconomic and demographic patterns and transportation system changes has not been effectively treated by any model to date (Deakin, 1991). Land use modeling in general is still lacking much of the sophistication needed; no commonly used models treat multi-centered cities well, or capture economic or gender-based differences in drivers, or predict the influence of crime upon land use (Deakin, 1991). Because land use forecasts do not always accurately identify the attractiveness of high growth areas, transportation models often fail to properly assign future vehicle trips to these high growth areas. Inaccuracies in land use forecasts result in inadequate representation of the transportation infrastructure that will be built to service these growing areas, and inaccuracies in the amount of assigned trips. Emissions estimates suffer accordingly. These deficiencies limit a model's ability to correctly forecast the spatial distribution and volume of future travel. Another problem with some transportation models is that there are conceptual problems inherent in "one-pass" modeling that do not consider feedback effects. As an illustration, changes in travel behavior (e.g., as might result from implementation of roadway tolls) influence congestion and, consequently, travel times; such changes could lead to further behavioral changes that would not be observed unless a model were run until equilibrium conditions were reached. However, though more areas are beginning to use feedback in their models, the sensitivity of models to feedback is still being assessed. A number of different feedback cycles can be implemented in the modeling process. In general, the shorter the cycle, the more common it is to find it used in the modeling process. The 92004r2.02 11 ------- most, common feedback cycle is the use of vehicle delay to recalculate optimum path. It is the basic nature of the capacity restrained assignment process. Another reasonably common feedback cycle is using travel times from congested traffic assignments to re- estimate modal split. Models which re-estimate trip distribution and/or trip generation based on such criteria are much less common. Most commercially available software includes equilibrium assignment capabilities. The other feedback cycles discussed simply require the ability to reinput the results of later model stages in a form that can be used by the stage where feedback is desired. The major commercial and public software packages also include this capability. The major capability missing for implementing feedback cycles is a method of testing for equilibrium (program exit criteria). EMME/2 has such a capability for assignment-modal choice feedback, and TRANPLAN is currently implementing similar capabilities. Speed estimates generated by transportation models are subject to substantial uncertainty depending upon the assumptions built into the modeling exercise. In some cases, for example, speed estimates are derived by assuming that travel occurs on relatively uncongested roadway links. Because speed estimation is often coupled with capacity restraint procedures, assigned speeds may be too high for congested periods, which can significantly underestimate emissions (Cambridge Systematics, 1990). Typically, only one speed estimate is provided for an entire day, or at most peak and off-peak speed assignments are provided, which does not provide as complete a resolution of diurnal variation in vehicle traffic patterns as is required for accurate emission estimation. Capacity restraint procedures consist of a family of methods to calculate impacts of congestion on vehicle operating speeds. Typically, these methods are implemented as iterative procedures which first assign zone-to-zone traffic interchange volumes based on a set of assumed speeds. These assumed speeds are used to calculate the shortest path between each pair of TAZs in the network model. After all traffic volumes have been assigned to the network, a revised speed and travel time is calculated for each network link based on the relationship between link volume and link capacity. These revised values are used to calculate a new set of paths and subsequently a new traffic assignment. The process continues until program exit criteria are met. Two basic types of exit criteria are normally used. Iterative and incremental capacity restraint are heuristic procedures with the user defining program exit criteria based on what is considered to be the optimum number of iterations. Equilibrium assignment is an optimizing procedure that attempts to reach travel time equilibrium among alternative routes. This means the models will attempt to iterate until all paths (considering congestion) connecting a pair of zones have the same travel time, or in other words, until there is no advantage to a user switching paths. An additional problem with model speeds is that they are as much a model input as output, since they are frequently chosen to allocate trips to balance the network. In some 92004r2.02 12 ------- circumstances this results in predicted volume to capacity ratios in excess of 1.0 (Applied Management, 1990). A user may sometimes replace model speed assumptions with those derived from Highway Capacity Manual volume to capacity ratios, but such relationships are based upon national average data and do not represent regional speed variations. Finally, models are not designed to predict mileage for non-network coded facilities. Intrazonal travel is an example of this situation. Transportation modelers may typically choose a single region-wide speed to represent such travel. Model Inputs Some of the inputs used by travel demand models are derived from the outputs of other models, i.e., land use or trip generation models. These models have their own associated errors which are often not considered when utilizing them for transportation modeling. Likewise, while each model may have been validated individually against a set of observed data, often the linked series of models are not validated together (Applied Management, 1990). This allows for a compounding of model errors when output from a model that may have appeared correct for the wrong reasons is used as input to the next model. Some of the difficulties encountered when using transportation model outputs to estimate vehicle emissions arise not from problems with the models, but with the quality and resolution of the data used in the models. Figure 2-3 illustrates the typical four-step modeling process (SAI, 1989). Each step of this process requires inputs from the previous step as well as exogenous model inputs, all of which introduce uncertainty into the model outputs. Table 2-3 summarizes inputs and outputs from a typical four-step travel demand model process. Several of the inputs listed are obtained from regional origin and destination surveys, which can be out of date. In some areas much of this data was collected during the 1960s. Demographic conditions shift (an example is the proliferation of dual income households), VMT growth rates exceed population growth rates, and "suburbanization" of the work force increases. It is important to insure that forecasted trip activity is based upon realistic travel conditions. This is particularly true with respect to non-work trips. With older origin and destination surveys, extensive financial resources were sometimes combined with less sophisticated (in retrospect) survey procedures for a collection of large amounts of data. In recent years the financial resources of most areas have not allowed for such extensive surveys, so more sophisticated methods are used to characterize travel behavior in an area, with more reliance based upon taking statistical samples from subsets of a region's population. Uncertainty in this statistical sampling affects travel demand model results, but is generally not reported (Cambridge Systematics, Inc. 1990). 9200412.02 13 ------- SCHEMATIC DESCRIPTION DATA INPUTS TRIP GENERATION TRIP DISTRIBUTION MODAL SPLIT I TRIP ASSIGNMENT SYSTEM OUTPUTS Inventories and forecasts (population, travel demand, land use) Predicts number of trips produced by, and attracted to, each zonepredicts flows, but not origin or destination (estimates trip frequency) Predicts production-attractions (P-A) of traffic movementslinks trip ends produced by trip generation component (estimates trip length based on P-A) Predicts percent of traffic movement using each mode option (transit, car, walking, etc.) for each P-A pair (determines mode choice) Predicts placement of each P-A flow, by mode, on specific travel routes (estimates travel route use by time of day) Predicts route volumes and- travel speeds fen- each network link, by mode, by morning and afternoon peak and off-peak periods FIGURE 2-3. Urban four-step transportation forecasting modeling system and typical inputs/outputs. iii/92004 ------- TABLE 2-3. Summary inputs and outputs for each of the four principal transportation demand analysis steps. (Source: SAI, 1989). Trip Generation Inputs: Socioeconomic data, e.g., population, housing (from census tract data), income, employment. Outputs: Number of trips originating per time period analyzed (typically a day) in a traffic analysis zone (TAZ) (by land use type); trips are broken down by trip type (examples: home-based work, home-based shopping, home-based other, other-based work, other-based odier). Trip Distribution Inputs: Trip generation data for TAZs and travel times. Outputs: Distributes the trips generated in individual zones into "production and attraction" pairs, producing trip tables. Mode Choice Inputs: Costs, travel times, traveler characteristics, and trip tables from previous step. Outputs: Determines which travel mode a person chooses to make a trip; assigns motor vehicle trips and forecasts transit ridership; choices vary depending upon model and region (sample choices: driving alone, two-person carpool, three-person carpool, transit/walk, transit/auto). Product is trip tables representing regional travel between zones by trip type and travel mode. Highway and Transit Trip Assignment Inputs: Estimates of trips from one TAZ to another, allocated among the different travel modes (i.e., trip tables); data (computer code) of available networks. Other inputs: roadway characteristics (e.g., capacity, travel time from "node to node"), trips per day (for given roadways), road locations, tolls. Outputs: Trip types are aggregated into time periods (a.m. peak, p.m. peak, off-peak) based upon user-input trip profiles by trip type, which allocate travel activity to peak/off- peak periods. Models then assign each trip to a roadway link(s) and produce daily traffic volumes and speeds, broken down by peak and off-peak periods (i.e., emission "activity" factors); note that traffic engineers are primarily concerned with peak period travel-local model systems/data may not produce hourly or weekend traffic forecasts. 92004r2.03 15 ------- Simplifications Used in Model Execution User chosen options that affect the quality of transportation model estimates of travel activity include: Disablement of feedback loops to save time or money; Application of adjustments to force model predictions to match observed network flows; Level of aggregation at which comparisons between synthesized and observed base-year parameters are presented; Model validation procedures (i.e., matching ground counts of vehicles to model predictions); Level of abstraction used to represent streets and transit routes for computer modeling; Choice of forecast years. The effects of most of these actions are relatively simple to explain. Disablement of a feedback loop fundamentally alters the ability of a model to correct itself. Self correction is an abstract concept. While feedback loops do enable some form of equilibration, they are open to criticism due to the tenuousness of the criteria and objective functions used to equilibrate. In other words, "equilibrate" and "correct" cannot be used interchangeably. Such models may or may not be good models of observed behavior. Likewise, use of large calibration adjustments may destroy the conceptual basis of a model. The validity of calibration adjustments used to improve the match between model predictions and observed base year flows cannot be checked once a model is used for forecasting purposes (Atkins, 1986). Some of the major calibration adjustments available in travel demand models are discussed next. The form of trip generation model equations and coefficients is normally model specific and developed on the basis of local surveys. Trip distribution models and calibration technique depend upon the model form chosen. The most common form is the gravity model. This has two functions which can be calibrated. Friction or accessibility factors (or functions) are used to relate the measured travel time to a destination and the travel time perceived by a driver. The factors are specified as a trip type-specific curve based on travel impedance. Calibration is 92004r2.02 16 ------- performed by developing a function(s) that uses existing networks and associated travel times to replicate the distribution of trip lengths observed via survey data. Unfortunately, there may be other influences on trip lengths and spatial distribution of trips besides simple accessibility. These are represented by K-factors which supplement friction factors. K-factors are developed by comparing the survey trip matrices to those generated by a "calibrated" model. Typically, trial and error is used to obtain a better fit between spatial distributions using the analyst's knowledge of the area to determine where and why K-factors must be used. The major problem with K-factors is their longitudinal instability. Replication of existing trip patterns using K-factor adjustments may not properly represent future conditions due to the possible short term nature of the trip pattern influences and aberrations. Mode choice models are basically similar to trip generation models in terms of calibration. The form and the coefficients are developed based on statistical analysis of local surveys. The most common form is the logit model, which uses the exponential of a mode-specific utility function to predict the proportion of trips served by a particular mode. Models evaluate different statistical fits, whether some input variables can be predicted, and the relative importance of variables in order to provide a workable tool for policy analysis. Various factoring processes to determine both the percent of trips occurring in a given time period and the directional balance of trips often are applied after mode choice. These are typically based on parallel survey distributions. Also, sometimes correction factors are applied to achieve a better correspondence between total survey trips by purpose and model trips by purpose. This corrects for such problems as underprediction of non-home based trips due to deficiencies in land use data and/or trip generation. One of the most useful numbers for checking the reasonableness of the model available to the transportation analyst is total number of trips by purpose. This provides a check on magnitude of trip generation. If equilibrium assignment is used, the assignment methodology is self calibrating. The user can control the relative weights of distance and travel time in the composite impedance. However, both link speed and capacity are powerful tools for calibration purposes. Speeds can have a major impact on trip distribution and the typically limited sample of network speeds means that assumptions based on experience, area characteristics, and known facility characteristics must be made for many of the links. Inconsistencies in the size and characteristics of roads along the length of a single link means that, typically, professional judgement is used to estimate a representative capacity for the link. A separate issue is that the degree of aggregation at which model results are presented for comparison with observed base-year data may mask differences between synthesized and observed data which are important from an emissions perspective, if not necessarily from the perspective of transportation modeling. An example of this occurs when VMT 92004r2.02 17 ------- estimates are compared at selected monitoring points, or on a county level. 1 ^c .-curacy of model predictions of speed and volume for the majority of links in the net'* OIK must be assumed on the basis of this limited comparison. While this type of mode' validation is satisfactory when travel demand models are exercised to represent the flow of rjffic on major facilities, it will not necessarily indicate that the model is performing adequately for minor roadways, which is important from an air quality perspective since travel on minor roadways contributes significantly to regional emissions. Model validation procedures are generally not standardized. Air quality modelers should be aware that there are substantial uncertainties associated with emissions, air quality, and transportation models. Transportation modeling is referred to as an art rather than as an attempt to mathematically represent various aspects of behavioral science. Air quality officials need to understand the inherent limitations within the transportation data they are using; therefore it is important that the model validation procedure and results be accessible and understandable to the air quality community. Documentation of transportation modeling procedures must be written to be understood by those outside the transportation community. Another issue arises because a degree of user choice is allowed in selecting the network for transportation models. For example, it js left to the modeler to determine the size and definition of TAZs. Standard practice, in part due to limitations in the size of the calibration data base, is to have small TAZs in urban areas, which allows more detailed treatment of productions and attractions, and large TAZs in outlying areas, where the preponderance of travel of interest to transportation modelers is likely to be on major rather than local roadways. Use of large zones results in much of the traffic being lumped together as intrazonal travel, which the transportation models do not represent well. The degree to which zone definition and sizing can affect model results is significant, but may not be communicated to those interpreting transportation model results. Related to this is the amount of simplification used to represent a roadway system for a computer model. For example, though important in TCM analysis, high occupancy vehicle (HOV) lanes may not be treated as separate facilities within a model. Ideally, sensitivity exercises would be followed by a modeler in determining both the variation in model results attributable to network definition and to determine as robust, i.e., least likely to have large effects upon model output, network definition as possible. The question of whether network definition should change for forecast years is often not explored either; trending of baseline land use patterns are generally used for forecast years (Deakin, 1991). A final issue concerns the endpoints used in transportation models. It is not uncommon for air quality modelers to have to interpolate between sets of model predictions to develop estimates for the years of concern from an air quality j.- .rspective. For example, regional transportation agencies forecast roadway use for different time periods than the 92004r2.02 18 ------- planning horizons used by air quality planners. Often, air quality planners require data over shorter horizons, such as for three to five year intervals; transportation modelers may focus on ten to twenty year projections that do not overlap air quality planning milestones. Interpolation schemes for calculating intermediate transportation planning estimates may not accurately reflect those future transportation conditions. SUMMARY OF CONCERNS AND THEIR RELATIONSHIP TO TRIP, VMT, AND SPEED ESTIMATION As detailed above, there are discrepancies between the needs of air quality models and the ability of transportation models to predict travel activity. These are related to the algorithms used in a typical four-step travel demand modeling procedure, the quality of input data used in the models, and the user choices which affect how the models are applied. Table 2-4 summarizes the problems discussed, their effects upon both transportation and emission estimates, and a general estimate of the potential significance of each issue. Note that estimates of significance depend greatly upon both the characteristics of the region studied as well as the goals of an air quality analysis. The reader should keep in mind that uncertainties are found in the processes used for emissions and air quality modeling as well -as in transportation modeling. 92004r2.02 19 ------- TABLE 2-4. Potential issues of concern in using transportation models for air quality analysis. Issue Transportation Parameters Affected Emission Parms Affected Bias Direction Potential Significance* Accuracy of land use forecasts, or forecasts developed in response to policy decisions Spatial allocation; congestion levels; VMT, trips, speed Spatial and speed distribution, VMT, trips M Roadway capacity restraints and average daily traffic volumes used to estimate speed Overestimates of speed under congested conditions Speeds too high at peak travel periods, too low for off-peak Probably underestimate emissions H Lack of feedback among the four steps of the modeling process Inconsistent volumes and speed; travel behavior not allowed to change with congestion VMT, trips, and speed M Intrazonal travel modeled with less detail than link-based travel No detail on speed; volumes underestimated; limited spatial resolution YMT, trips, and speed Underestimates emissions M No hourly traffic estimates Only daily or peak-period traffic estimates provided Temporal disaggregation of emissions accomplished through post-processing Probably underestimates emissions Land use and travel forecasts are generally for long time increments Year-to-year traffic variation not treated Emissions may be needed for much shorter time increments M Model validation procedures and goals are not standardized No uncertainty estimate for transportation results No uncertainty estimate for emissions Continued 92004r2.03 ------- TABLE 2-4. Concluded Issue Transportation Parameters Affected Emission Farms Affected Bias Direction Potential Significance* Range of variability in model inputs (e.g., speeds, network definition) is not quantified No seasonal or weekday/weekend effects No uncertainty estimate for transportation results Transportation results only available as annual averages No uncertainty estimate for emissions Emissions are often required for specific episodes Outdated survey data used Introduces extrapolation errors; recent changes in travel behavior not treated More potential errors in VMT, trips, and speed H Use of calibration adjustments to allow models to match historical observed travel patterns Modeled region does not correspond to air quality analysis region May invalidate model forecasts Activity estimates are missing or have little detail in outlying areas Could introduce artificial- 'ity into resulting emissions Vehicle activity levels must be extrapolated or adjusted for outlying areas M Underestimates emissions on edges of modeling region M * H = high, M = medium, L = low 92004r2.03 ------- 3 HOW TO DIAGNOSE MODELING DIFFICULTIES In the previous chapter, potential weaknesses in transportation models from an emissions perspective were discussed. Where possible, the resulting effects of these weaknesses on estimates of trips, VMT, and speeds input to emission models were indicated. This information was summarized in Table 2-4. This chapter will assist the reader in developing a list of questions which should be discussed between air quality and transportation analysts. KEY QUESTIONS TO ASK YOUR TRANSPORTATION MODELING AGENCY The development of vehicle emission inventories suitable for air quality modeling purposes is a cooperative effort between air quality and transportation agencies. In order for the effort to succeed, this cooperation must extend throughout the transportation and air quality modeling process. In the following section we will provide a series of questions which should be discussed between air quality and transportation modelers. It is important that transportation modelers understand what air quality personnel require in transportation modeling outputs and that air quality staff understand the limitations of transportation models from an air quality analysis perspective. Although ideally these discussions would take place as a transportation model is developed for an area, the reality is that many areas already have transportation models in place. Hence, these questions serve as tools air quality modelers can use to develop a deeper understanding of an existing transportation model, or as issues to be discussed during the update of a preexisting transportation model. For example, an air quality modeler may intend to use the transportation modeling outputs to develop a seasonal emission inventory. In many regions, there are significant seasonal variations in traffic patterns. An agricultural region would experience increased commercial traffic (i.e., heavy-duty diesels) associated with the transport of crops during harvest times. Areas near recreational attractions, such as skiing, would have increased automobile traffic during the winter months. There might be particular events specific to the year an air quality modeler is interested in, such as freeway repair, which would have significant short-term impacts on traffic patterns. At the same time, a transportation modeler needs to communicate to air quality personnel the necessary assumptions 92004r2.05 22 ------- involved with transportation models, and features of the models which might be viewed as limitations from an air quality perspective. For example, transportation models are not designed for the detailed representation of intrazonai traffic, and specific assumptions are required of a modeler in order to provide VMT and speed estimates for this type of travel. The questions discussed below are loosely grouped by the typical four steps of transportation modeling which they concern. These are trip generation, trip distribution, mode choice, and highway assignment. The characteristics of these four steps have been discussed in general terms in Section 2. More detail will be given on each stage in the following pages in order to show the context of these questions. Some of the suggested questions affect more than one of the transportation modeling stages. In this case, we discuss the question at the earliest stage of the transportation modeling process. TRIP GENERATION Trip generation is where socio-economic land use data and projections are used to estimate the number of productions (trip origins) and attractions (trip destinations) associated with each TAZ. As discussed in Section 2, some of the limitations of transportation models, from an emissions perspective, arise from the land use data and projections used at this stage of the modeling process. A transportation modeler must use these data, which provide such information as the numbers of homes, shopping centers, businesses, or distribution centers in a TAZ, along with estimates of the numbers of trips produced and attracted by each of these land uses, to calculate total trip productions and attractions for each TAZ. There are several areas of discussion for transportation and air quality modelers at this stage of the process. These concern.the following issues: Land use and model calibration data; Generation of productions and attractions in TAZs; Trip types; Structure of traffic analysis zones. The significance of these issues varies depending upon the characteristics of the area under study as well as the goal of the study. All have the potential to be very significant, particularly in studies evaluating the comparative impacts of different emissions control strategies, or in studies using photochemical modeling tools. 92004r2.05 23 ------- Land Use and Model Calibration Data Air quality personnel should determine the age and source of the land use and model calibration data used. Although the distribution of land uses responsible for most of the home-based-work (HBW) trips that are the main interest of transportation modelers may be relatively unchanged from when the data were gathered, shifts from urban to suburban populations or in the income levels in zones can have significant effects on the number of trips produced and attracted by each zone and may not be represented in older land use data. As mentioned in Chapter 1, some regional models are based on outdated survey data. Resources are frequently not sufficient to permit updating of these surveys with their original level of detail. Air quality modelers need to be aware of the limitations of the surveys that will be used to develop a transportation model, and the methods chosen to update them. Such understanding can indicate where further refinement of the data is required. Land use forecasts to future years are a source of uncertainty in transportation modeling. In the past the same spatial distribution of productions and attractions was sometimes used for both a base and future year, and the number scaled based upon a set of assumptions. In other cases policy decisions may have unreasonably influenced land use projections. The development of land use forecasts should be an issue of concern for air quality modelers, because the spatial distribution of emissions can significantly affect production of ozone and carbon monoxide. Assumptions about future density limits and zoning are important, especially in evaluating denser, transit-rich development alternatives aimed at improving air quality. The methods used to predict the future land use or development distributions need to be discussed between air quality and transportation modelers to ensure that they are appropriate for emissions modeling. Alternative development scenarios should be considered for possible regional plans to reduce emissions. Generation of Productions and Attractions in TAZs Finally, the methodology used to estimate the number of productions and attractions in each TAZ should be discussed among air quality and transportation modelers. This step of the process results in a forecast, different between base and future years, of the number of productions and attractions in each TAZ. Different estimation methods may result in different strengths and weaknesses in the resulting modeling results. Some methods that have been used for this include optimal adaption to census data, home interviews, measurements of distances, traffic censuses, etc. (Hamerslag, 1980). The air quality modeler should be aware of what parameters drive the trip generation models (e.g., household or employment characteristics), and whether an attempt is made in the models to relate travel demand to the transportation system capacity. 92004r2.05 24 ------- Trip Types The socio-economic characteristics of a TAZ (e.g., number of households or employees) will determine both the number and the types of trips which it produces and attracts. Although a transportation modeler can choose to explicitly represent any set of trips with a common purpose within the model, commonly used trip types are: home-based work, home-based school, home-based shopping, home-based social/recreational, home-based other, non-home-based trips, through trips (i.e., which neither begin nor end within the modeling region), and trips which originate outside the modeling region but end within it and vice-versa. The types of trips a transportation modeler explicitly treats are of importance to the air quality modeler. For example, there is generally little survey data available on commercial travel, i.e., heavy duty diesels, yet this is the source of a significant amount of emissions. Transportation modelers may arrive at VMT, trip, and speed estimates for this component of regional travel through postprocessing steps, or by setting it up as an explicit trip type in the model. Either method will require a series of assumptions as to volume and distribution of commercial travel. These should be discussed, and the method chosen to treat commercial traffic and any other trip type not directly modeled understood by the air quality modeler. Transportation models are best at treating home based work trips, in part because a major source of information on these trips is available for all regions from data collected by the U.S. Census. Frequently trips for shopping or recreational purposes are treated as a general category, such as home-based other. The air quality modeler should determine exactly what trip types are contained in these general categories, and work with the transportation modeler to ensure that all trip types are included in the model. The level of detail at which specific trip types should be treated depends to a large extent on its anticipated contribution to regional emissions. To return to our example of commercial travel, heavy duty trucks are a significant source of NOX emissions, particularly in future years, yet no widely used models of goods movement processes are available. Given the available data their treatment in transportation modeling should be as detailed as possible and the limitations in the model predictions for this vehicle class understood by the air quality modeler. Structure of Traffic Analysis Zones The air quality and transportation modeler should discuss the methodology followed in defining TAZs. In particular, the region modeled with the transportation model should match the region of interest for air quality analysis. Outlying areas can serve as important sources of emissions which lead to exceedances of air quality standards. These outlying areas may either be modeled with less detail or not modeled at all bv 92004r2.05 25 ------- transportation models even though they are significant from an air quality perspective. Similarly, it is often not enough to include only a nonattainment area in the transportation model, since the regions that are modeled in air quality models are usually larger than the nonattainment area in order to include pollutant emissions that can be transported (by wind) into the nonattainment area during the period of time modeled (typically one or more days). Therefore, when first setting up or when updating a transportation model, efforts should be made to ensure that it will cover a reasonable amount of the area contributing to the degradation of air quality in a nonattainment area. In the case of preexisting models that fall short of this goal, transportation modelers may be able to suggest alternate sources of information on travel activity that can be used to develop emission estimates for the outlying areas. The level of detail used in modeling a region and the variation in this level of detail as the network is defined for the entire region of interest should also be discussed. Since the air quality perspective as to what constitutes important travel activity is not always the same as the transportation modeling perspective, this communication will help to ensure that travel activity that contributes disproportionately to air quality problems is adequately modeled. The next section will discuss questions which should be raised by an air quality modeler concerning aspects of the trip distribution portion of the transportation modeling process. TRIP DISTRIBUTION Trip distribution takes the number of productions and attractions associated with each TAZ, as determined in the trip generation stage of this process, and predicts how traffic will be distributed between TAZs. Key parameters at this stage of the process are friction factors, travel time, and K-factors, which indicate the rektive likelihood of travel involving different levels of time, distance, or cost occurring between TAZs. Two key areas of discussion for transportation and air quality modelers occur at this stage of the process. The first is the development and use of friction factors and K-factors for the region. The second concerns representation of intrazonal travel. Development of Friction Factors and K-Factors Friction factors (often functions) are generally developed from local survey data for each trip type in the model. People's willingness to invest time or money in a trip depends largely on the reason for the travel. For example, one would likely travel farther hi order to reach one's pkce of employment than one would travel to buy groceries. K- factors, on the other hand, perturb the trip distribution that would otherwise result. Take the case of Chicago, for example. There a central business district is surrounded on the v 92004r2.05 26 ------- west and south sides by low-income areas. Further west are affluent suburbs. K-factors that diminish the effect of the friction factors are needed to bring the suburban traffic into the central business district. At this point, the air quality modeler should discuss with the transportation modeler the methodology and assumptions used to determine friction and K-factors, paying particular attention to assumptions used to determine differences in travel behavior by trip types. The error range of the friction factors and limitations which may result from local surveys used to develop them, or from the representativeness of the sample size and sampling methods, should be understood by the air quality modeler. This can help to determine whether old surveys should be updated with spot sampling techniques, or whether further survey information is required. K-factors, which are developed to adjust travel behavior to more closely resemble current conditions, may not be appropriate when forecasting travel activity. Hence, the effect of such factors on travel activity estimates should be understood to determine if forecast travel activity is unduly affected by the application of K-factors. Intrazonal Travel It is during the trip distribution stage of transportation modeling that the amount of intrazonal travel is determined. At this stage, only the number of intrazonal trips in each TAZ is estimated. The transportation modeler must develop a set of assumptions to assign speed and VMT to these trips and to determine the fraction which is non-vehicle trips (e.g., walk/bike trips). Since this component of regional travel is important from an emissions rather than from a transportation modeling perspective, it is important that the air quality modeler discuss with the transportation modeler how intrazonal travel can be treated. Assumptions applied to this type of travel should be stated. Additional insight into intrazonal travel might be obtained by examining the procedures used to estimate travel on local facilities for the Federal Highway Administration's Highway Performance Monitoring System (HPMS). As stated in the EPA's Interim Guidance for the Preparation of Mobile Source Emission Inventories (Lorang, 1991), though local road VMT estimates are generally not based on the statistical procedures used for other facility types, HPMS reports do contain VMT estimates for local roads. MODE CHOICE Mode choice is an optional stage of the transportation modeling process; however, some form of transit estimation is done in all areas. Mode choice models are used to determine the proportion of trips to be modeled as public transit, which includes such travel modes as buses or light rail systems. A separate computer simulation of the roadway network is generally developed for public transit, and is in some ways simpler than that used for other travel modes. For example, transportation models usually assume uniform spacing between bus arrivals. (An exception is the VTS Interactive Planning System (VIPS), developed by VTS Systems Corporation of Sweden, which uses 92004r2.05 27 ------- a probabilistic estimation of bus arrivals.) Few models treat multi-path public transit. However, public transit models are generally based upon very explicit route information. Mode choice is of particular importance from an air quality perspective if transportation control measures or improved public transit systems are to be evaluated as tools for improving air quality. Areas of discussion at this stage of the transportation modeling are: Treatment of public transit, i.e., whether it should be modeled separately from other travel modes and what types of public transit scenarios should be evaluated; Determination of public transit travel, i.e., how the proportion of vehicle trips diverted to public transit is determined or how vehicle trips to central transit facilities, such as park-and-ride lots, are treated; Urban bus VMT. Treatment of Public Transit The decisions as to whether public transit should be modeled separately from other travel and what types of transit scenarios should be evaluated depend upon the overall purpose of the air quality modeling. If control measures that include public transit measures are being evaluated, public transit should generally be modeled separately from other travel. Specific scenarios relating to public transit issues that an air quality modeler intends to model should be communicated to the transportation modeler, since scenario definition will affect assumptions made at this stage of the modeling process. An example is an air quality improvement measure meant to increase the cost of using a personal automobile for commuting to work, in order to encourage drivers to switch to public transit. Since cost is an important factor in an individual's decision to use public transit systems, or to choose one public transit option over another, air quality modelers should ask how cost is included in the public transit portion of the transportation modeling process. They should also be aware of how income data was incorporated into the original land use data, since income level correlates with public transit use, and how accessibility to public transit is addressed. Determination of Public Transit Travel When mode choice models are used, air quality modelers need to be aware of what assumptions were used to assign riders to the public transit network. The breakdown of public transit travel into components such as buses or light-rail systems should be understood. Survey data are often used to establish the amount of public transit travel. 92004r2.0S 28 ------- Spot surveys are difficult to develop for public transit use, since public transit represents a small portion of overall travel. As a result, mode choice models are often the most difficult to calibrate. Air quality modelers need to know the limitations and error ranges associated with public transit surveys, in order to correctly interpret the results of modeling exercises. Air quality and transportation modelers should discuss how trips to public transit facilities such as park and ride lots or subway stations are treated. Although these trips may not be important from a transportation perspective, and are often intrazonal trips, they may still be a significant source of vehicle emissions. This is because emissions from vehicles that have not "warmed up" are higher than emissions from vehicles that have been in operation for a few minutes, i.e., although the VMT associated with trips to public transit centers may be small, the emission rates for this type of travel are often much higher than vehicle emission rates during standard commutes. Another related topic of discussion is whether any attempt is made to model increased vehicle usage from people driving passengers to public transit centers. Historically, within transportation models the transit network has not been integrated with the overall roadway network, which increases the difficulty of modeling all travel effects arising from use of public transit. One approach to improving transportation models is to maintain correspondence between the two networks. Urban Bus VMT Air quality modelers involved in TCM analysis should know the proportion of VMT due to urban bus travel. The emission rates of buses are significantly higher than those of passenger cars, and this characteristic should be modeled in producing emission inventories. This is important when evaluating the effects of TCMs which propose increased transit use. Urban buses are also likely to be targeted for alternative fuel use, since they are frequently fueled from a central fleet location. In such situations, an air quality modeler needs to know the amount and location of travel associated with these vehicles. Although transportation models may not readily lend themselves to tracking urban bus travel, discussion of these needs with the transportation modeler and understanding of the assumptions followed in modeling urban bus travel will certainly improve representation of these emissions. Note that integration of the highway and transit networks is one tool available in transportation modeling to improve estimates of transit use. This technique is demonstrated in Section 4. The next section discusses questions which should be posed by an air quality modeler which concern the trip assignment stage of the transportation modeling process. 92004r2.05 29 ------- TRIP ASSIGNMENT Trip assignment is where the actual routes taken for trips between zones are determined, generally based upon the path which has the shortest travel time (alternatively distance or cost can be used). There are various methods available for this step of the process. One of the most common, currently, is for the model to try different routings of trips between origin and destination pairs until a user-specified equilibrium is attained. This is an iterative approach which recalculates trip assignments based upon the systemwide congestion on links. Equilibrium in this case is defined as the point at which there is no alternative way to assign a trip without producing a net increase in system-wide travel time. Link distance and estimated speeds are inputs to this process. Output speeds are then calculated for each link, often based on volume to capacity relationships. Different levels of feedback allow a model to achieve some stability in the final speed estimates. An heuristic approach can also be followed in modeling network speeds, where the user defines program exit criteria based on what is considered to be the optimum number of iterations. Questions which should be asked of the transportation modeler at this stage concern: Choice of travel route; Choice of initial speeds; Assignment methodology; Use of feedback; Temporal variation in traffic. Choice of Travel Route Air quality modelers should ascertain the criteria for assigning the path taken between zones. They should understand the conversion of cost factors, such as bridge tolls, to distance or time increments on the affected link within the model. If certain types of travel are restricted on specific links in the region, or if some links are more likely to draw a specific type of travel even though they may not represent the shortest distance between points, the way in which this is represented in the model, or if it is represented, should be discussed. Examples of such situations are highways on which heavy-duty truck travel is prohibited, or specific highways that draw a disproportionate amount of the heavy-duty truck travel in a region. Diversion of certain types of travel, such as commercial, to specific routes may affect the vehicle emission factors that should be used to calculate emissions for these links. 92004r2.05 30 ------- Choice of Initial Speeds Initial estimates of speeds for each link in the highway and transit networks may be taken from actual surveys or be assigned on the basis of the road (i.e., facility) and area type of each link. The air quality modeler should ask how initial speeds were determined, since these can affect both how trips are distributed in a region and the final speed estimates produced by the model. Possible approaches include starting the model with congested speeds or speeds representative of the time of day modeled (e.g., off peak, morning peak), or starting the model with freeflow speeds so that the model is allowed to develop the congested speeds. Further research needs to be conducted to resolve this question. Lack of local survey information on speeds may force reliance upon standard reference manuals, such as the Highway Capacity Manual (Transportation Research Board, 1985) to assign initial speeds based on area and roadway type. Error in model outputs due to the choice of initial speed can be bracketed by the transportation modeler, as discussed in Section 4, which would help in determining the importance of the initial speed estimates. Assignment Methodology The air quality modeler should be aware of what methodology was used in the trip assignment model, and how a specific method may affect model output compared to a different method. The weaknesses and strengths of the methodology chosen, in terms of the spatial distribution of trips and VMT, and speed estimates, should be known. One typical assignment method used is free-flow, whereby all selected trips are located on the minimum paths (based on time, distance, cost, or user impedances) of the network. Another method is restraint loading, which is similar except that the network parameter time is adjusted link by link according to a capacity restraint formula. Still another method is incremental loading, where for each iteration a user-specified percentage of selected trips is loaded on the minimum paths determined during path building (the network parameter, time, is adjusted link by link according to a capacity restraint formula). The air quality modeler should discuss with the transportation modeler the reasons for the methodological choice. Important assumptions are made at this stage of the modeling process which will have significant effects upon the final VMT and speed inputs to the emissions models, as well as the final spatial distribution of the vehicle emissions. For. example, curves which are used to relate traffic delay and congestion can either represent relative or absolute delays, a distinction which can affect how well model treatment of traffic delay matches real world conditions. Use of Feedback Transportation models can use some type of feedback to refine their initial estimates of VMT, trips, and speed in an attempt to reflect real-world conditions. The speeds produced by the trip assignment model may significantly affect the travel times between 92004r2.05 31 ------- specific zones, making it more likely that travel will be routed to another zone than had been predicted in the first pass through the trip distribution stage. Rerunning portions of the model with these new predicted speeds can, in some cases, improve the model predictions when coupled with knowledge of how congestion impacts destination choice. Some models will even go back to the original trip generation stage, using model predictions to modify the land use data. More areas are considering using feedback in their transportation models, in part in response to a lawsuit filed by the Siena Club and Citizens for a Better Environment against the San Francisco Bay Area's Metropolitan Transportation Commission (MTC) and associated parties challenging some elements of the Bay Area's 1982 State Implementation Plan. The MTC's MTCFCAST models have feedback capabilities that, in the past, were rarely employed in practice by MTC staff. This practice was one source of criticism of MTC in that lawsuit. An air quality modeler should be aware of the amount of feedback, if any, employed in running the model, and what criteria were used to determine when the final set of model outputs had been reached. Temporal Variation in Traffic Air quality modelers often require hourly emission estimates. The usual practice is to process the daily or peak and offpeak period estimates of travel activity available from transportation models to arrive at hourly estimates. Transportation modelers typically break daily average traffic estimates into estimates for peak and offpeak periods between the mode choice and trip assignment steps in the typical four-step model. Working together, transportation and air quality modelers can decide the level of breakdown required given the anticipated use of the transportation model outputs as well as the data available. For example, modeling travel activity separately for offpeak, morning, midday, and afternoon peak periods is in most cases sufficient for developing defensible estimates of hourly vehicle emission inventories. Alternatively, daily travel activity estimates from a transportation model can be disaggregated into hourly activity estimates as a postprocessing step to the transportation modeling. Through analysis of regional survey data, transportation modelers are uniquely qualified to provide advice on developing hourly activity profiles specific to the area of study. Once the number of time periods to be modeled is decided, the temporal variation in zonal characteristics must be determined. An air quality modeler should determine if regional factors will be used to allocate traffic to specific time periods, or if subregional or even zonal factors will be used. TAZs within a region will not be active at a uniform level for each time period modeled. As an extreme example, zones with a high concentration of offices might be almost deserted during off-peak hours, whereas zones with recreational attractions could be at their most active during these times. The same issues must be considered when transportation outputs are to be used to model weekend episodes. One would expect less temporal variation in traffic patterns on 92004r2.05 32 ------- weekends. However, the number of productions and attractions associated with each TAZ could be different than that calculated for weekdays. Business districts might be relatively inactive, whereas recreational areas would be the primary source of attractions, and activity might be more uniform throughout the day. Although it is uncommon to model weekend travel with transportation models, since most areas lack sufficient data, adjustments for estimating weekend travel activity from transportation model outputs should be discussed when air quality episodes include weekends. SUMMARY OF KEY QUESTIONS The key issues of discussion between air quality and transportation modelers are summarized in Table 3-1, grouped by the four transportation modeling steps. Current practice as well as suggested improvements are discussed when possible. At this time it is difficult to estimate the potential significance of all of these issues, especially since the significance will vary depending upon the region studied and the purpose of the study. Many air quality analyses compare emissions reduction strategies which are very similar in terms of magnitude of emissions reduced, but which target emission sources with different photochemical reactivity or which occur at different times of day. The resulting impact of such strategies on air quality is nonlinear in nature. Studies have found that simply shifting the time of occurrence of emissions by an hour will have a significant effect upon the buildup of pollutants in an urban area (Ireson et al., 1987). Rigorous quantification of the significance and the cost effectiveness of addressing the issues listed here is outside the scope of this study, but may be addressed in subsequent studies carried out by the EPA. In general terms, temporal variation, the accuracy of land use data and projections, inclusion of intrazonal travel, methods used for predicting speeds, and the use of feedback within the model are most significant among the issues listed in Table 3-1. 92004r2.05 33 ------- TABLE 3-la. Summary of key questions: trip generation. Area of Discussion Question Potential Effects and S Temporal Variation Land Use Data Trip Types Determination of Productions and Attractions What are the time periods/days of week being modeled? What is the vintage of the land use data being used by the . transportation modeler? What types of trips are or are not normally treated by the transportation modeler? How are estimates of the non-treated trips' activity developed? What methodology is being used by the transportation modeler to generate productions and attractions in TAZs? Current practice is generally to no*...-l weekday travel for a peak and off-peak period. Results are reported as daily totals. Air quality (AQ) modelers need hourly emissions estimates for both weekday and weekend travel. Division of modeling periods into AM peak, PM peak, off-peak and between peak periods to better characterize different travel demand characteristics. Using transportation models for weekend episodes should also be discussed. Changes in urban and suburban populations can have significant effects on spatial distribution of emissions. Older surveys may not reflect population distribution changes for the periods of interest to air quality modelers. Transportation models are most widely used to characterize home-based work trips. Non-work trips are often placed in a "home- based other" category. Lack of survey data for commercial traffic has necessitated extensive assumption- making when determining VMT, trip, and speed estimates for this trip type. Different modelers may have different methods of handling this problem. The contribution of commercial travel (heavy duty trucks) to emissions is significant. Air quality modelers must be aware of the limitations of the transportation models in handling this trip type. Different trip generation methodologies may result in varying strengths and weaknesses in transportation modeling results. 920O4r2.06 34 ------- TABLE 3-1 b. Trip distribution. Area of Discussion Question Potential Effects and Solutions Development of Friction and K-factors What is the methodology used to determine friction and K-factors? Intrazonal Travel What assumptions does the transportation modeler make when determining speed and VMT for these" trips? AQ modelers need to discuss with transportation modelers the assumptions used to determine differences in travel behavior by trip types. The error range of these assumptions should be fully understood by AQ modelers. If AQ modeling is to be conducted for a particular season or episode, conditions which could affect the decision to travel should be considered in friction and K-factor development. Only the number of intrazonal trips is calculated by the transportation model. The transportation modeler must make assumptions to assign VMT and speeds, and to determine die fraction of non-vehicle trips. VMT and speeds are much more important from an emissions perspective; AQ modelers should discuss how intrazonal travel will be treated with die transportation modeler before the process begins. Comparisons of intrazonal travel estimates and assumptions with procedures used for the HPMS. 92004r2.06 35 ------- TABLE 3-lc. Mode choice. Area of Discussion Question Potential Effects and Solutions Treatment of Transit Determination of Transit Travel Urban Bus VMT Seasonal or Episodic Effects What scenarios does the transportation modeler intend to model? How does cost figure into these scenarios? What assumptions are used to assign riders to the transit network? How are trips to - transit facilities (e.g. park and ride lots) treated by the transportation model? What is the amount and location of travel associated with these vehicles? How can transportation models be used to model a specific season or episode? Which transit scenarios are to be modeled depends heavily upon the overall purpose of the AQ modeling. EXAMPLE: If control measures (e.g. transit) are to be modeled, transit should be treated separately but not in isolation from other modes. Income level correlates with transit use; AQ modelers should understand how this information is incorporated into the transportation model. AQ modelers need to understand how transit travel is broken down into components (e.g. ridesharing, buses). If survey data are being used, AQ personnel should understand the limitations and error ranges associated with these surveys. Trips to transit centers, though not of great importance from a transportation modeling perspective, are very important from an emissions perspective. AQ and transportation modelers need to discuss methods of handling this. Emissions rates of these vehicles tend to be much higher than those of light-duty vehicles. AQ modelers need to understand the assumptions made hi modeling this mode to better represent its contribution to emissions. Transportation models are typically developed for annual average applications; however, more specific time periods could be modeled. Discussions between AQ and transportation modelers concerning the characteristics of these seasons/episodes are necessary if they are to be modeled. 92004r2.06 36 ------- TABLE 3-Id. Trip assignment. Area of Discussion Question Potential Effects and Solutions Choice of Travel Route What criteria are used for determining the minimum path between zones? How are cost factors converted to distance or time? Choice of Initial Speeds How are initial speeds determined? Assignment Methodologies What methodology was used in the trip assignment model? How can different methodologies affect model output? Certain types of travel may be restricted from using some routes within a network. Also, specific links may be more likely to draw certain types of travel, even though use of a particular link may not represent the shortest distance. Diversion of certain types of travel (e.g. heavy-duty truck traffic) may affect the vehicle emission factors used to estimate emissions on these links. Speed estimates for links may be taken from actual survey data or be assigned on the basis of facility (e.g., arterial) and area type (e.g., urban) of the link. AQ modelers should ask how these estimates are made since they can affect trip distribution within the region and final speed estimates produced by the model. Lack of local data may result in the transportation modeler relying upon reference manuals for default values. AQ modelers need to understand how this may limit speed estimates and the error ranges of these estimates. Different methodologies used in trip assignment have varying strengths and weaknesses, in terms of trip distribution, speeds, and VMT. AQ modelers should discuss with transportation modelers the reasons for choosing one method over another. AQ modelers should also discuss any assumptions that may have been made by the transportation modeler at this phase of the process. continued 92004r2.06 37 ------- TABLE 3-Id. Concluded. Area of Discussion Question Potential Effects and Solutions Use of Feedback What are the types AQ modelers need to understand the types and amounts of of feedback being used in the transportation feedback being used model, and the effects of this feedback on by the transportation model outputs. modeler? AQ modelers should also understand the How are VMT and criteria used to determine when the "final" speeds calibrated set of model outputs have been reached with the actual case, (equilibrium is an example of a common i.e., how well does criteria). the model predict? 38 92004r2.06 ------- AIR AGENCY STAFF GUIDANCE: SUGGESTED PROCEDURES FOR IMPROVING THE LINK BETWEEN TRANSPORTATION AND AIR QUALITY MODELS OVERVIEW This chapter discusses a range of procedures which could be used to improve the linkage between transportation and air quality models. The ease with which these suggested improvements can be applied using current transportation modeling systems is discussed below. Sample model results for four of these options, developed using a prototypical model, are provided and discussed. Future EPA studies may be carried out to quantify the effectiveness of these suggestions in terms of cost and impact. The complexity of transportation and air quality modeling techniques make it difficult to estimate effectiveness without implementing these suggestions with actual transportation models for a variety of urban areas and evaluating their relative impacts for different scenarios. Some of these suggestions are simple and inexpensive to implement and result in travel activity estimates which are better matched to the needs of air quality modelers (this is the case for some of the postprocessing techniques that are described), and therefore should more readily be considered when using transportation models in air quality analyses. Obviously, some of the techniques, such as those involving detailed treatment of transit, are useful only in a few situations, such as in the evaluation of transportation control measures. SUGGESTED PROCEDURES FOR IMPROVING TRANSPORTATION MODELING The suggested procedures for improving the link between transportation and air quality models have been grouped into five general classes,(the procedures are summarized in Table 4-1): 1. General Improvement to Travel Demand Forecasting. This includes procedures that use available tools and information, such as reestimation of origin and destination information using observed traffic volumes, but which in general are more sophisticated and would require substantial effort to implement. 92004r2.07 39 ------- TAHI li 4-1 Summary of options for improving transportation modeling. General Improvements to Travel Demand Forecasting (A) General Procedural Improvements (B) Factoring and Cross- Classification Processes (C) Intractable Problems & Statistical Limitations (D) Modifications to Models to Specifically Address Air Quality (E) A-1 Intersection delay modeling A 2 Weekend and episodic modeling A-.) Integration of transit and highway networks A 4 Analytical land use forecasting processes (DRAM/I-MPAL) ^ A 5 Consideration of congestion 0 in choosing destinations A 6 Belter "peak spreading" characterization A 7 Improve HOV models A X Rccslimale O&D information using observed traffic volumes B-l Bracketing (all parameters) C-l Relating fleet mix to network characteristics D-l Need to bracket statistical E-l Estimation of emission B-2 Conduct speed surveys to C-2 Match fleet to trip type better validate models C-3 Time-specific fleet distribution C-4 Diurnal speed profiles C-5 "Correcting" speeds based on V/C ratio (TRFCONV)] C-6 Deal with off-network speeds/VMT, based on socioeconomic data C-7 Cross-classification of parking duration by zone/trip ends limitations D-2 Transportation control measures (TCMs) for transit using public transit models (also estimation of transit access mode); need to consider non-revenue transit trips E-2 Further disaggregalion of zones (rural/suburban areas) Speed inputs based on E-3 cross-classification of network characteristics A 9 Queuing models for toll stations A 10 Integration with GIS databases <»20(Mi I .OH ------- 2. Philosophical Perspective (General Procedural Improvements). These are procedures that would generally be simple to implement, although they might require additional survey data, as would be the case if models were calibrated against observed speeds as well as volumes. 3. Factoring and Cross-Classification Processes (Post-Processing Data into Look-Up Tables). These procedures are relatively simple to implement, and the implementation process is relatively uniform for each suggested improvement. These are generally post-processing steps which would allow air quality modelers to have more detailed information available for producing emission inventories. Many of these suggestions can only be demonstrated in the prototype testing mode, since they rely upon survey data which, while generally simple to gather, is available for few existing models. 4. Intractable Problems and Statistical Limitations. Rather than procedures, these are problems which, due to statistical limitations of data used in developing these models, cannot be addressed with the current generation of transportation models. 5. Reworking Transportation Models to Specifically Address Air Quality Issues. These procedures would require receding of existing transportation models so that they would directly provide more of the information which is required by air quality modelers in developing emission estimates. An example of such a procedure would be coding models to report link- specific transit vehicle travel. General Improvement to Travel Demand Forecasting Ten optional procedures have been suggested which fall within the category of providing general improvement to travel demand forecasting using available tools which, due to their complexity, are often not utilized in transforation models. For reference, these procedures have been labeled in Table 4-1 as A-l through A-10. Option A-l, Intersection Delay Modeling. This type of modeling would require incorporation of signalization models, such as FHWA's TRAF-NETSIM, into the overall transportation model, in order to capture the effects of intersection queuing on overall travel times and link impedances. Although a variety of signalization models are available, it would be a complex effort to actually merge the two types of models. Some research has currently been proposed in this direction by the California Air Resources Board, which is initiating an effort to study the feasibility of incorporating signalization models into transportation models. 92004r2.07 41 ------- Option A-2, Weekend and Episodic Modeling. This type of modeling requires no new modeling tools but would require expansion of origin and destination surveys and ground count and/or speed calibration data in order to gather data pertinent to weekends, seasons, and/or particular episodes. What is envisioned here is the gathering of data sufficient to demonstrate the statistical accuracy of such a model. The result of this effort would be model outputs more representative of the typical travel activity a region might experience during a particular season or day of week or time of day. This would be of most use in areas which attract seasonal recreational activity, such as skiing or tourism. Another practical result is gained if models specific to weekend and weekday travel activity can be developed, since air quality episodes are not limited to weekdays and photochemical (ozone) models require hourly inputs. Option A-3, Integration of Transit and Highway Networks. This can be achieved using existing models and is not resource intensive. It allows modeling the effects of congestion on transit travel times, and by extension on mode choice. This is one of the strategies demonstrated in this project using the TRANPLAN program INET (adapted from UTPS software), and is discussed in more detail later in this chapter. Option A-4, Analytical Land-Use Forecasting Processes. This is still a resource- intensive process. Models such as DRAM/EMPAL have been developed for this procedure, which refine the landuse forecasts used to develop regional transportation models. At present, these models are still relatively resource intensive to use and difficult to calibrate (past growth patterns are used for calibration). Option A-5, Consideration of Congestion in Choosing Destinations. This is a feedback step which allows modeling the impacts of longer travel times on destination choice. It is relatively simple to implement. Trips for selected trip purposes are redistributed after the highway assignment process based on congested travel times. This is one of the strategies demonstrated in this project, and is discussed in more detail later in this chapter. Option A-6, Better Characterization of "Peak Spreading". This technique is used to overcome the problem of predicted volume to capacity ratios exceeding one. Some simple procedures using adjustments based upon peak period volume to capacity ratios by link were developed to attempt to reduce this problem as part of research conducted by the Arizona Department of Transportation (Loudon et al., 1988), but research still continues to develop more accurate methods to represent the phenomenon. Option A-7, Improved HOV Models. Improving HOV models is an ongoing topic of research in the transportation modeling community. This becomes more important as regions are forced to evaluate TCM packages as part of their response to new legislative requirements, such as the CAAA. Improving models to include the effects of other CAAA-mandated TCMs is also a matter of continuing research. 92004r2.07 42 ------- Option A-8, Reestimation of Origin and Destination (O-D) Matrices Using Observed Traffic Volumes. A variety of different techniques using different combinations of traffic and transport data are currently in use for creating O-D matrices. Although caution must be exercised when using observed traffic volumes for this purpose, due to the stochastic nature of the observations, this method has been successfully applied (Hammerslag, 1980). Option A-9, Using Queuing Models for Toll Stations. Use of queuing models is similar in complexity to the use of intersection delay models. Option A-10, Integration with GIS Data bases. This can be particularly useful for incorporating information from various data bases, such as the U.S. Census TIGER files, into land-use characterizations. For many agencies, this option is still unworkable due to the resources required to effectively use GIS. General Procedural Improvements Two procedures have been suggested which fall within the category of being relatively simple procedures which may, however, require more extensive survey data than is usually available. For convenient reference, these procedures have been labeled in Table 4-1 as B-l and B-2. Option B-l, Bracketing of All Parameters, is a simple exercise which can be conducted by the transportation modeler. Inputs to the model, such as speed, can be set to the extreme values of the anticipated variation which would be seen for these inputs. The outputs produced by such an exercise express the range of variability which can be attributed to the specific model input. Option B-2, Conduct Speed Surveys to Better Validate Models. This is another technique which would require more extensive survey data than is frequently collected for a transportation model. Factoring and Cross-Classification Processes Seven procedures have been suggested in Table 4-1, labelled as C-l through C-8, which are predominantly post-processing steps for the model outputs rather than actual changes in modeling procedure. Many require more extensive socioeconomic and origin and destination survey data than is commonly collected. Option C-l, Relating Fleet Mix to Network Characteristics. This would rely upon survey information to better characterize the vehicle fleejt composition expected on specific facility types or subregions. This would allow a better match of emission rates 92004r2.07 43 ------- to vehicle activity for these links or zones. One near-term solution might be to use tube counters that differentiate between light vehicles and heavy vehicles, and use local registration distributions or national defaults to split those groups. In the future, one might be able to rely on automatic vehicle identification equipment placed on selected travel routes. Option C-2, Relate Fleet Characteristics to Specific Trip Types. This is similar to option C-l. It would develop trip tables for specific fleets, such as heavy-duty vehicles. Such tables would vary by time of day, day of week, and facility class. This allows a better match of emission rates to vehicle activity for this trip type. It does require the transportation model to report travel activity by trip type and zone/link. Option C-3, Time-Specific Fleet Characterization. This is similar to the previous options in this category. It would use origin and destination survey data to alter average fleet characteristics by time of day, in order to better match emission rates to travel activity. The emission changes which can be seen from changing fleet characteristics are illustrated with a sample model run discussed later in this chapter. Option C-4, Diurnal Speed Profiles. This would change the speeds input to the transportation model based upon time of day. For example, if model runs were performed for peak and off-peak periods, one would use congested and freeflow speeds for the two runs, respectively. Option C-5, Correcting Speeds Based on V/C Ratios. This is a post-processing step (although it could also be combined with feedback) which has been applied in air quality modeling conducted for Phoenix (SAI, 1987). It serves to eliminate the problem of V/C ratios exceeding one, but may be an overly simplistic remedy as it is presently applied since there is no feedback to the assignment or mode choice process. A thorough discussion of this technique has been provided in a recent paper by Cambridge Systematics (CSI, 1991). Option C-6, Use Socioeconomic Data for Developing Off-Network Speeds/VMT. This is intended to provide better characterization of intrazonal travel, but relies upon the availability of adequate survey data and interpretive skills in arriving at more accurate estimates of this travel activity. Option C-7, Cross-Classification of Parking Duration by Zone. This would allow better characterization of vehicle starts into hot and cold starts, and better characterization of the magnitude of resting losses and diurnal evaporative emissions from parked vehicles. This type of information is not currently being provided by transportation models, and still requires some developmental work. 92004r2.07 44 ------- Intractable Problems and Statistical Limitations This category is not a list of suggested procedures but instead groups two problems facing transportation modelers which currently cannot be handled effectively either because of the complexity of the issue or because of statistical limitations within the model. Referred to as options D-l and D-2, these are respectively, identifying the statistical limitations and absolute uncertainty of model outputs, and properly modeling the effects of transportation control measures (TCMs). TCMs are particularly important at this time due to legislative requirements, including the CAAA, which are forcing regions to develop TCM packages. Since many TCMs, such as telecommuting, affect a very small percent of total travel activity, statistical limitations inherent in the data used to develop transportation models do not allow the effects of such measures to be accurately predicted by the models. Modifications to Models to Address Air Quality Three options are provided in this category. All require receding of existing transportation models to implement, but the result would be that models would provide information which is better suited to the needs of air quality modelers. These options are referred to as E-l through E-3 in Table 4-1. Option E-l, Estimation of Transit Emissions Using Public Transit Models. This represents a refinement of the usual treatment of transit activity in transportation models in that a model specifically developed for representation of transit activity would be integrated into the transportation model. Ideally, such a model would provide link and zone based estimates of transit activity (including non-revenue producing activity). Option E-2, Further Disaggregation of Zones. This is intended to allow more specific tailoring of the region covered by a transportation model to the region of interest in air quality modeling. Ideally, the level of detail in outlying areas of the modeled region, which can serve as important sources of emissions due to transport, would be as detailed as could be practically managed, given the statistical accuracy of databases. Simplification of the network in these outlying areas would not occur in order to conserve resources, but only when data were not available to support a more detailed treatment. Option E-3, Speed Inputs Based on Cross-Classification of Network Characteristics. This is similar to option C-6, which applied to assumptions for intrazonal travel. This suggested procedure would refine the methods used in assigning initial speeds to each link in a network to take into account more information on the actual network. This information could include the occurrence of episode specific events, such as roadway construction, which would have significant effects on a subset of links in a network. 92004r2.07 45 ------- DEMONSTRATION OF SELECTED PROCEDURES As mentioned earlier, three of the options described above have been demonstrated using a prototypical transportation model developed for this project. Use of a prototypical model allowed demonstration of a wider range of potential improvements to the transportation model process within the resources allocated for this effort, and given the absence of survey data required to actually implement many of these suggested procedures. The model was developed by drawing from data bases established for existing models and uses the TRANPLAN version 7.0 and NIS version 3.0 model software (UAG, 1990). The exercises conducted with this prototypical model serve as demonstrations of how these procedures can be implemented and confirm that the effects can be significant. They do not quantify the actual magnitude of change to be expected from their implementation in an urban transportation model. The prototypical network used here is too small and conditions on it, particularly in terms of congestion, too unrepresentative to allow one to assume that these results are indicative of results that would be obtained with an actual urban transportation model. In future work, the EPA may use actual urban transportation models to obtain more realistic estimates of the effectiveness of some of these techniques. Description of Base Case The transportation network used in these modeling exercises represents a simplified prototype network. The highway network geometry consists of 27 zones, 190 links, and has a maximum node number of 317. The geometry of the transit portion of the network contains the same number of zones, but has 174 links and a maximum node number of 314. Figures 4-1 and 4-2 are graphical representations of these networks. Appendix A contains a summary of the land-use data used by the model. The initial step in our analysis was to generate a base transportation network using the TRANPLAN transportation modeling software. Figure 3-3 is a flow diagram of the basic modeling procedure. Note that any modules not enclosed in the thick border are add-on applications to the core modeling software. This modeling exercise provided baseline values to be used for comparison in the test exercises detailed below. Note that in the base case feedback is not used to reflect the effects of congestion on trip length and speeds in both the highway and transit networks. Options A-3, A-5, and C-l (see Table 4-1) were chosen for modeling. The overall results of these modeling exercises are given in Table 4-2. 92004r2.07 46 ------- FOX LANDING HWY NETWOF 27 centroWs FIGURE 4-1. Highway network employed in sample model runs. 92004 47 ------- SoSHI ~t310l FIGURE 4-2. Transit network employed in sample model runs. 92004 48 ------- HIGHWAY SELECTED SUMMATION 1 TRANSIT PARftM & LINK DATA TRANSIT LINKS /ROUTES (UPDATED SPEEDS) ZONAL LANDUSE DATA INTER: HIGHWAY IONAL r SKIMS TRIP GENERATION FRICTIOH FACTOR CURVE DATA ! ZONA. AND sUHHs ll BUILD INTRAZONAL IMPEDANCES ZONAL PRODUCTIONS AND ATTRACTIONS SUH-sH::::: :SKS=K::S= TOTAL P/A TRIP TABLE 101 ON! ::: |l i IS s BH :: ::=£:::::::::::: HIGI :::::: IHA1 TAE SH r si 1LE S:H CIM iSHHHU: TRANSIT SELECTED SUMMATION (continued next page) FIGURE 4-3. Structure of prototypical transportation model. The model components are described in the TRANPLAN user's manual (Urban Analysis Group, 1990). 92004 49 ------- MATRIX TRANSPOSE HIGHWAY A/P TRIP TABLE MATRIX UPDATE MATRIX UPDATE HIGHWAY ORIGIN TRIP TABLE HIGHWAY DESTINATION TRIP TABLE MATRIX UPDATE MATRIX MANIPULATE HIGHWAY ORIGIN/DESTINATION TRIP TABLE LOAD HIGHWAY NETWORK Jl LOADED HIGHWAY NETWORK NETCARD PROGRAM TRANSIT ORIGIN TRIP TABLE TRANSIT DESTINATION TRIP TABLE MATRIX MANIPULATE J TRANSIT ORIGIN/DESTINATION TRIP TABLE LOAD TRANSIT NETWORK r LOADED TRANSIT NETWORK LOADED HIGHWAY NETWORK (ASCII) VEHICLE MIX BY FACILITY TYPE n LOTOS PROGRAM LINK SMI S3 IONS FIGURE 4-3. Concluded. 92004 50 ------- TABLE 4-2. Summary of modeling exercise results. Modeling Exercise A-3 A-5 Highway Transit C-l Speed Conditions Highway Free Congested N/A Transit Congested Free N/A Trips -20% + 1% -5% N/A Observed Change in VMT -27% Higher Lower N/A Time -13% Higher Lower N/A Speed Lower Lower Lower N/A Emissions Lower Mixed Mixed Lower Option A-3: Use Transit Speeds that Reflect Congested Roadway Conditions In initial base case free-flow speeds are applied to both the highway and transit networks. In this exercise the loaded highway network file produced in the base case run was input into the INET* module to generate transit speeds that would reflect congested roadway conditions. The effects of this procedure on passenger trips, miles traveled, and travel time can be seen in Table 4-3. TABLE 4-3. Results of Option A-3 on transit trips, miles, and hours of travel. Passenger TRANPLAN Model Run Base Case Option A-3 % Difference Trips 4172 3330 - 20 % Miles 4401 3191 - 27 % Hours 956 827 - 13 % All three transit usage variables exhibit significant reductions when the loaded highway network is used as input to INET. This occurs because modeling transit choice with congested rather than free-flow speeds reduces its attractiveness. * INET is a transit network program released by the U.S. Department of Transportation for use with the Urban Transportation Planning System (UTPS) software. Its principal task is to calculate transit running times. INET computes transit speeds as a linear function of highway speed. 92004r2.07 51 ------- Option A-5: Examine the Impact of Using the Loaded Highway Network In this test case, the loaded highway network generated by the base run was input in to the Highway Selected Summation stage of the modeling process, replacing the Build Highway Network step used initially (see Figure 4-3). The predicted effect of this procedure is that the average trip times would increase, reflecting the congested highway speeds. This will affect the trip distribution, mode choice, and trip assignment processes. In the base case, free flow speeds were used. Table 4-4 summarizes the results of this exercise. As illustrated by Table 4-4, the apparent effect of this test case on trip times is negligible. This prompted further examination of modeling outputs, as it was expected that there would be noticeable changes using the loaded highway network. These results are described in greater detail below. The next model run is an extension of the two procedures described above. In this exercise, the loaded highway network from the base transportation model run was first input into both INET and the Highway Selected Summation phases of the model, and then the modeling process was run to its conclusion. The predicted effect of this method was that the congested highway speeds would affect both the highway and transit networks at the mode choice level. It was predicted that the increase in travel time on the transit network would result in a decrease in transit usage, and subsequently an increase in automobile trips. Table 4-5 illustrates the results of this mode choice comparison. As Table 4-5 illustrates, there is a shift in the trips from transit to the highway network when congested speeds are input into the transit network. These changes are fairly small, however we believe that a larger, more complex transportation network would exhibit more widespread and significant changes in mode choice. Another result of this experiment was a subtle change in the origins/destinations and volumes of trips at the zonal level. Appendix B contains the Report Matrix Comparison output which contrasts the origin/destination tables of the base case with those from this sample model run. In nearly every zone, changes in the number of trips is evident. The degree of change is very zone-dependant. Particularly dramatic changes (greater than 10%) in trip origins/destinations are evident in zones 12, 13, 15, 17, 20, and 25. Significant (greater than 10%) changes in volumes are also seen in the aforementioned zones, as well as zones 9, 16, 18, 21, 22, 26, and 27. These changes occur because congested speeds increase travel time disproportionately across the region, making some zones less attractive to travel to. This results in a shift in the distribution of origins and destinations. Trips are shifted onto shorter pathways, potentially resulting in increased intrazonal travel. 92004r2.07 52 ------- TABLE 4-4. Effects of congested highway speeds on trip distribution by trip type. Trip Type* Type 1 (Base) Type 1 (Option A-5) % Difference Type 2 (Base) Type 2 (Option A-5) % Difference Type 3 (Base) Type 3 (Option A-5) % Difference Trip-Hours 3255 3270 0.005 % 6522 6559 0.007 % 2702 2700 0 Average Trip Length (min) 16.222 16.293 0.004 % 15.039 15.124 0.007 % 12.007 11.997 0 * Trip type 1 = home-based work Trip type 2 = home-based other Trip type 3 = non-home based TABLE 4-5. Effects of congested speeds on mode share. TRANPLAN Test Case Highway Trips Summary Base Case Option A-5 % Difference Transit Trips Summary Base Case Option A-5 % Difference Origins/ Productions 24,354 24,695 1 % 8,128 7,722 -5 % Destinations/ Attractions 24,354 24,695 1 % 8,128 7,722 -5 % Total 48,708 49,390 1 % 16,256 15,444 -5 % 92004*2.08 53 ------- Option C-l: Postprocessing of Link-Based Travel to Estimate Emissions In this example, MOBILE 4.1 NOX emission rates and vehicle flest mix information are combined with data from the Loaded Highway Network file to estimate link-level NOX emissions. This exercise illustrates the importance of matching fleet mix characteristics to roadway class in estimating emissions for a region, and also illustrates the effects of speed on vehicle emission rates. Emission rates used correspond to a 1991 calendar year fleet in wintertime conditions (minimum temperature of 20 F, maximum of 40 F). Two fleet mixes were modeled in this exercise, one using a VMT by vehicle class distribution which is based upon national averages, referred to as "Default" in subsequent tables, and the other reflecting the arbitrary reduction in VMT attributed to heavy duty vehicles (both gasoline and diesel), with a concurrent increase in the VMT attributed to light duty gas vehicles. This second scenario is intended to roughly represent the fleet characteristics found on residential streets, although the numbers given are provided purely for the purposes of demonstration, and as such are not based upon actual survey data. This second fleet mix is referred to as the "Reduced HDV" in subsequent table. Table 4-6 summarizes the fleet mixes and emission rates used. Three scenarios are considered. In the first, the default fleet mix is used to calculate the fleet average emission rate, which is then applied to all travel on the network to calculate total NOX emissions. The second uses the reduced HDV fleet mix to calculate the fleet average emission rate, which is then applied to all travel on the network to calculate total NOX emissions. The final scenario uses the default fleet mix to calculate the fleet average emission rate applied to travel for facility types 0 and 1, and the reduced HDV fleet mix to calculate the fleet average emission rate applied to travel for facility type 2. Table 4-7 is an example of the spreadsheet developed for these link-based emission calculations, and Table 4-8 summarizes the fleet average emission rates, VMT accumulation, and emissions by speed range, facility type, and scenario. As would be expected, the greatest difference is seen between emissions calculated by assuming all travel in the model occurred with the default fleet mix as opposed to assuming it occurs with the reduced HDV fleet. The reduced HDV fleet produces approximately 40 percent less NOX over the network than does the default fleet. However, since this is only a prototypical model, this exercise can only serve to indicate that fleet mix can significantly affect emissions estimates, and that the emissions will change significantly depending upon the speeds output by the model. RECOMMENDED FOLLOW-UP The resources of this project allowed only a small number of procedural improvements to actually be demonstrated with sample model runs using the prototypical model developed 92004.r2.07 ------- Table 4-6. Summary of fleet mix and emission rates. Vehicle NOX Rate Class (g/mi), 20 mph LDGV LDGT1 LDGT2 HDGV LDDV LDDT HDDV MC 1.74 2.15 2.69 6.46 1.65 1.9 17.52 1.07 NOX Rate (g/mi), 50 mph 1.65 2.11 2.75 8.16 1.74 2.00 18.44 1.60 NOX Rate (g/mi), 65 mph 2.57 3.29 4.27 9.01 2.88 3.32 30.54 2.49 Default Scenario VMT Distribution .62 .175 .077 .035 .008 .002 .075 .008 Reduced HDV Scenario VMT Distribution .669 .224 .077 .004 .008 .002 .008 .008 92004rl.lO 55 ------- TABLE 4-7. Calculation of link-based emissions. A Node 203 115 114 113 114 117 201 117 201 201 a! 205 203 207 107 209 203 112 111 110 111 111 108 B Node 205 300 120 114 116 309 203 123 301 207 208 303 214 108 211 212 113 121 201 112 1222 2141 Link Facility 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 Information Distance 0.6 0.4 0.4 0.4 0.6 0.6 08 0.4 0.5 0.6 0.3 0.5 0.3 0.3 0.3 0.5 0.4 0.5 0.8 0.2 0.3 0.3 Speed(A-B) 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 50 69.23 69.23 Volume 662 803 0 681 534 431 935 558 849 512 940 864 795 0 0 676 573 157 798 573 736 121 No LDGV 443 537 0 456 357 288 626 373 568 343 629 578 532 0 0 452 383 10S 534 383 492 75 . of Vehicles LDGT 148 180 0 153 120 97 209 125 190 115 211 194 178 0 0 151 128 35 179 128 165 21 HDGV 3 3 0 3 2 2 4 2 3 2 4 - 3 3 0 0 3 2 1 3 2 3 4 LDGV 265.73 214.88 0.00 182.24 214.35 173.00 500.41 149.32 283.99 205.52 188.66 289.01 159.56 0.00 0.00 226.12 153.33 52.52 427.09 76.67 147.72 22.51 VMT LDGT 88.97 71.95 0.00 61.02 71.77 57.93 167.55 50.00 95.09 68.81 63.17 96.77 53.42 0.00 0.00 75.71 51.34 17.58 143.00 25.67 49.46 6.35 NOX Emissions HDGV 53.38 28.78 0.00 24.41 43.06 34.76 134.04 20.00 47.54 41.29 18.95 48.38 16.03 0.00 0.00 37.86 20.54 8.79 114.40 5.13 14.84 1.91 LDGV 438.45 354.56 0.00 300.69 353.67 285.46 825.68 246.38 468.58 339.10 311.29 476.86 263.27 0.00 0.00 373.10 253.00 86.65 704.70 126.50 379.63 57.84 LDGT 187.73 151.81 0.00 128.75 151.43 122.22 353.53 105.49 200.64 145.20 133.28 204.18 112.72 0.00 0.00 159.75 108.33 37.10 301.73 54.16 162.72 20.90 HDGV 146.81 79.14 0.00 67.12 118.42 95.58 368.61 55.00 130.75 113.54 52.11 133.06 44.07 0.00 0.00 104.10 56.47 24.18 314.60 14.12 133.69 17.17 Continued 92004ri.l2 ------- TABLE 4-7. Concluded. in -4 A Node IIS 116 208 108 110 117 209 208 110 BNode 1161 1171 2141 1101 1151 1191 2101 2091 1222 Link Facility 1 I 1 1 1 1 1 1 2 Information Distance 0.3 0.3 0.8 1 0.5 0.12 0.6 0.4 0.2 Speed(A-B) 69.23 69.23 69.57 69.77 69.77 69.9 70.59 70.59 70.59 Volume 1539 1552 1139 920 128 1453 1086 1086 928 No LDGV 954 962 706 570 79 901 673 673 621 . of Vehicles LOOT 269 272 199 161 22 254 190 190 208 HDGV 54 54 40 32 4 51 38 38 4 LDGV 286.25 288.67 564.94 570.40 39.68 108.10 403.99 269.33 124.17 VMT LDGT 80.80 81.48 159.46 161.00 11.20 30.51 1 14.03 76.02 41.57 NOX Emissions HDGV 24.24 24.44 127.57 161.00 5.60 3.66 68.42 30.41 8.31 LDGV 735.67 741.89 1451.91 1465.93 101.98 277.83 1038.26 692.17 319.11 LDGT 265.82 268.07 524.62 529.69 36.85 100.39 375.16 250.11 136.78 HDGV 218.40 220.24 1149.39 1450.61 50.46 32.99 616.45 273.98 74.92 TOTAL 13470.15 5329.187 6155.967 NOX EMISSIONS (GRAMS) NOX EMISSIONS(LBS) 24955.3 54.91 92004rl.l2 ------- Table 4-8. Projected VMT and emission levels for comparison of fleet mixes. Fleet-Average NOX Rate Default Fleet (g/mi) Reduced HDV Fleet Total VMT Facility Type 0 (Centroids) Facility Type 1 Facility Type 2 Total NOX With Default Fleet (grams) With Reduced HDV Fleet (grams)* With Default Fleet on Facilities 0 & 1, Reduced HDV Fleet on Facility 2 (grams)* For VMT Accumulated at 20 mph 3.234 2.045 1273 0 0 4116.9 2603.3 (-37%) 41 16.9, (0%) For VMT Accumulated at 50 mph 3.308 1.999 0 0 11156 36903.1 22300.2 (-40%) 22300.2 (-40%) For VMT Accumulated at 65 rr.nh 5.161 3.112 12872 4629 1772 99468.9 59978.1 (-40%) 95838.3 (-4%) Numbers in parenthesis reflect percent change from default fleet emission levels. 92004rl.ll 58 ------- for this effort. It would be useful to explore the potential benefits of s---ne cf the- -ther procedures listed in Table 4-1 further in future modeling work using the protoryp;cal model as well as actual travel demand networks. This would accomplish two goals: (a) demonstration of the practical utility of a procedure and (b) demonstration of the anticipated effects of a procedure. In short, further modeling efforts can answer fhe questions of whether an idea can actually be implemented, and whether it would result in enough improvement in the model predictions to make it worth whatever extra resources are required for the implementation. Future modeling work should not be limited to the ideas presented in this report. Given the number of concurrent research efforts ongoing in the field of transportation modeling, it would be worthwhile to select the best ideas from these other efforts also and assess their practical merit. For example, some of the suggestions anticipated from the ongoing work sponsored by the National Association of Regional Councils (Harvey and Deakin, 1991), as well as work in progress by Cambridge Systematics for Region DC of the EPA (CSI, 1991), would be interesting to investigate through actual model runs. The prototypical model that has been developed for this current work effort can be adapted for the demonstration of these ideas with the goal of determining their practicality and the anticipated benefits of their use. 92004r2.07 59 ------- References Applied Management. 1990. "Traffic Congestion and Capacity Increases." Applied Management and Planning Group, Los Angeles, California. Atkins, S. T., 1986. Transportation planning models-what the papers say. Traffic Engineering and Control. 27(9):460-467. Cambridge Systematics, Inc. 1991a. "The Preparation of Highway Vehicle Emissions Inventories." Prepared for the Transportation Research Board 70th Annual Meeting, January 13-17, 1991, Washington, DC. Cambridge Systematics, Inc. 1991b. "Development of Information on Transportation and Air Quality." Cambridge Systematics, Inc., Cambridge, Massachusetts. CARB. 1990. "Derivation of the EMFAC7E Emission and Correction Factors for On- Road Motor Vehicles. California Air Resources Board, Mobile Source Division, Sacramento, California. Deakin, E. 1991. "Seminar on Transportation Modeling for Emissions Analysis." Prepared for presentation June 20, 21, 1991, Sacramento, California, California Air Resources Board. EPA. 1991. User's Guide to MOBILE4.1 Mobile Source Emission Factor ModeD. U.S. Environmental Protection Agency (EPA-AA-TEB-91-01). Hamerslag. R. 1980. "Spatial Development, Developments in Traffic and Transportation, and Changes in the Transportation System." In J. B. Polak and J. B. van der Kamp. Changes in the Field of Transport Studies. Martinus Nijhoff, The Hague. Harvey, G., and E. Deakin. 1991. "Toward Improved Regional Transportation Modeling Practice." National Association of Regional Councils, Clean Air Project Transportation Modeling Conference, Washington, D.C. 92004.09 60 ------- Ireson, R. G., J. L. Haney, L. A. Mahoney, M. C. Dudik, J. L. Fieber, and D. R. Souten. 1987. "Carbon Monoxide Air Quality Modeling for the Phoenix Metropolitan AreaEmission Reduction Requirements and Control Measure Effectiveness." Systems Application, Inc., San Rafael, California (SYSAPP- 87/059). Ismart, D. 1991. "Travel Demand Forecasting Limitations for Evaluating TCM's." Air and Waste Management Association 84th Annual Meeting & Exhibition, Vancouver, BC. Lorang, P. 1991. "Interim Guidance for the Preparation of Mobile Source Emission Inventories." Memorandum from Phil Lorang, Chief, Technical Support Staff, U.S. Environmental Protection Agency (January 31, 1991). Meyer, M. D., T. F. Humphrey, C. M. Walton, K. Hooper, R. G. Stanley, C. K. Orski, and P. A. Peyser, Jr. 1989. "A Toolbox for Alleviating Traffic Congestion." Institute of Transportation Engineers, Washington, DC. Ruiter, E. R. 1991. "Highway Vehicle Speed Estimation Procedures for Use in Emission Inventories." Cambridge Systematics, Inc., Cambridge, Massachusetts. SAL 1989. "Transportation Control Measures: State Implementation Plan Guidance". Systems Applications, Inc. San Rafael, California (SYSAPP- 89/126). Transportation Research Board. 1985. Highway Capacity Manual. National Research Council, Washington, D.C. (Special Report 209). Urban Analysis Group. 1990. "TRANPLAN Version 7.0 and NIS Version 3.0 User Manuals." The Urban Analysis Group, Danville, California. 92004.09 61 ------- Appendix A CHARACTERISTICS OF PROTOTYPICAL MODEL 92004rl.01 ------- 1. FoxLandUse JL Zone Zone Inhabitants Type No. CBD 01 CBD 02 CBD-Sum Industr. 21 Industr. 23 Industr 2-8 Industr. 33" Ind-Sum Mixed -1-2 Mixed 4-3 Mixed 4-4 Mixed 25 Mix-Sum Res.Flats 10 Res.Flats 1 1 Res.Flats 24- Res.Flats 26 Res.Flats 29 Res.Flats 30 Res.Flats 32 Res.Flats 3rt Res.Flats 35 Res.Flats 36 Flats-Sum Res.OneF. 22 Res. One F. 27 Res.OneF 3ft Res.OneF 37 OneF-Sum TOTAL Fiats 1000 2000 3000 : r 0 ^ 0 n 0 ti o 0 5 3500 V 3000 " 1200 i 12000 9700 r 2500 ' 2400 ^ 1500 - 2000 '" 1000 ', 2600 /2 3200 // 3000 /J 2800 ><- 3000 24000 0 iff 0 /r o 0 0 36700 One-fan 0 0 0 0 0 0 0 0 500 0 300 0 800 0 0 0 300 0 400 800 0 0 200 1700 1800 1200 2000 3000 8000 10500 Incoming commuters from External zone 104- 2', 102- ll Outgoing commuters to External zone -1-Ot -'- 1J02 ;- Grand Total Econ. 480 960 1440 JOBS -JOSS Ind. Retail Office Misc. Tcial 1625 1230 605 820 4280 1025 985 615 935 410 1220 1615 1230 1150 1305 10490 685 455 760 1140 3040 19250 1000 550 20800 0 1000 2000 0 1000 1050 400 3400 600 2550 0 2000 3050 1000 6050 2000 1500 1500 1000 6000 600 850 400 1200 3050 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 140 100 0 100 340 0 20 0 220 0 50 30 20 0 200 540 30 20 20 50 0 0 0 0 0 600 700 200 500 2000 50 0 0 150 0 150 50 0 50 300 750 0 0 50 200 0 0 0 0 0 300 400 0 0 700 0 0 0 100 0 100 0 0 0 100 300 0 0 0 0 2000 1500 1500 1COO 6000 1640 2050 600 800 6090 50 20 0 470 0 300 80 20 50 600 1590 30 20 70 250 0 120 250 0 370 9050 3000 6050 2000 20100 300 400 20800 n. ------- 2. FoxLandllse 2 Re-edited in accordance with limitations in TRANPLAN. INHABITANTS INDUSTRY RETAIL OFFICE Zone no. MISC. (01) (02) (12) (13) (10) 01) (14) (38) (37) (36) (34) (32) (35) (33) (31) (30) (29) (28) (27) (20) (24) (25) (23) (22) (21) Ext 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Ext 27 Total CBD 1000 2000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3000 Flat 0 0 3500 3000 2500 2400 1200 0 0 3000 3000 3200 2800 0 0 2600 1000 0 0 2000 1500 2000 0 0 0 0 0 33700 House 0 0 500 0 0 0 300 0 3000 200 800 0 0 2000 400 0 0 1200 300 0 0 0 1800 0 0 0 10500 Large Small CBD 0 0 0 0 0 0 0 0 0 0 0 0 0 1000 0 0 0 1500 0 0 0 0 1500 0 2000 0 0 6000 0 0 600 850 0 0 400 0 0 0 0 0 0 0 0 0 0 D 0 0 0 1200 0 0 0 0 0 3050 1000 1000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2000 Other 0 0 140 100 0 20 0 0 50 200 20 30 0 0 20 50 0 0 20 220 0 100 0 30 0 0 0 1000 CBD 2000 1050 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3050 Other 0 0 600 700 50 0 200 0 200 300 0 50 50 0 50 150 0 0 0 150 0 500 0 0 0 0 0 3000 ii ^* ^^ 400 600 300 400 0 0 0 0 0 100 0 0 0 0 0 100 0 0 0 100 0 0 0 0 0 0 0 2000 Col 11 Col 12 Col 13 Col 14 (38) 8 1000 000 (101)26 0 1000 300 3830 (102) 27 0 550 400 3145 Total 0 1550 700 6975 Figures in the four last columns do not refer to any explicit land use category. For all other zones than the mentioned 8,26, and 27 the values are 0 in these columns. ------- The forecast example will be carried out as a traditional application of the four-step gravitational model. Data and parameters are ourely fictitious but reasonable. Some parts of the approach are a iitiie more sophisticated than is usually used; the intention is to get familiar with the possibilities of TRANPLAN and get ideas for the combined system VIPSPLAN. 3.1 Travel purposes The trip production and the zonal distribution are carried out in the form of three one-directional trip matrices: Home to Work Home to Visit Non-home to Visit 3.2 Notes to the land use table The Land use table is first given in a form that is rather common in this type of studies. It is then re-'edited according to the conventions in TRANPLAN. The rate of economically active population is for people living in CBD 48 % Flats 41 % One-family houses 38 % The external area consists of the two zones 101 and 102. In-coming commuters from zone 101: 1000 zone 102: 550 Out-going commuters to zone 101: 300 zone 102: 400 ,. ,- ! Total number of trips to / from zone 101: 10000 - " - - ~ ~ zone 102: 8000 - "- - J";£- 3.3 Definitions Trip is here defined as a movement from Origin to Destination by car or public transport. A commuter is a person with a given home zone and a given work zone (within or outside the city.) This zonal combination results in a trip a particular day only if the person really goes to work that day and does it by car or public transport. ------- 3.4 Assumed trip rates Trip production per day and person normally varies with various socio - economical factors etc. These factors are here represented by type and location of the home. Average trip rate per person living in CBD is 1.5 and for the rest 2.0. Residents in houses have a trip rate that is 25 % higher than those in flats. This gives the following rates and number of trips by the inhabitants of Fox Landings: Residents in CBD Residents in flats Residents in houses Total Trip rate 1.5 1.92 2.40 Number of trips 4 500 64 700 25 200 94 400 3.5 Trips across the border line The Home / Work relations can be written in the following matrix form: WORK HOME FOX LANDING EXTERNAL 2. TOTAL | FOX LANDING 18550 1550 20100 EXTERNAL ZONES 700 0 700 TOTAL 19250 1550 20800 In order to transform these figures into trips the following assumptions are made: 10 % are absent from work on an average day. 60 % of the internal and all the external commuting is made by car or transit. This corresponds to the following generation and attraction factors for the home-work trip matrix: Generation: 0.9 x 0.6 = 0.54 applied to the value of economically active population in each internal zone and 0.9 applied to the value of incoming commuters. Attraction: 0.54 applied to the number of jobs in each zone and 0.9 applied to outgoing commuters. ------- WORK HOME FOX LANDING EXTERNAL 2. TOTAL | FOX LANDING 20034 2790 22824 EXTERNAL ZONES 1260 0 1260 TOTAL 21294 279C 24084 The remaining trips (not Home-Work) we call "visiting trips" or "non-work trips". Such trips between Fox Landing and the external zones amount to 18000-1260-2790 = 13950. 50 % of these are supposed to be produced by the people in the city and 50 % by external people. Thus the city inhabitants make 94400 - 21294 = 73106 non- work trips. The double directed matrix can be written TO FROM FOX LANDING EXTERNAL 2. TOTAL | FOX LANDING 66125 6975 73100 EXTERNAL 2ONES 6975 0 6975 TOTAL 73100 6975 80075 3.6 Distribution on trip generators The total number of trips is assumed to be generated as follows: Dwellings Work Visit 65% = 47515 20%= 14620 15 %= 1Q965 SUM 100% = 73100 With the same relative trip rate for different types of dwellings as above, the trip generation per inhabitant will be CBD Flats Houses 0.755 0.966 1.208 ------- 14620/20100 = 0.727. Generation in chains of visits is put equal for all kinds of visits. Eacn £it;i. . a visit consequently is assumed to generate 10965 / 73100 = 0.15 visiting trip. Of the 73100 non-work trips 2000 are supposed to go to the recreation area in zone 38. This estimate has to be based on special considerations as land use in terms of dwellings or jobs does not exist or does not indicate the trip attraction. Thus 71100 trips have to be distributed on the attraction side according to the land use. The following assumptions are made: Dwellings 20 % (evenly distributed over all inhabitants) Industry 15 % (three times higher in mixed areas than in the heavy industrial zones) Retail 25 % (CBD -located shops generate twice as many visits per employee as the rest) Office 20 % (same relations as for retail) Misc. 20 % (the same for all zones) The resulting attraction factors become: Dwellings 0.301 per inhabitant Industry (heavy) 0.704 per employee (light) 2.112 --"-- Retail (CBD) 7.110 (other) 3.555 Office (CBD) 3.125 (other) 1.563 Misc. 4.740 All factors so far refer to round trips with the two trip legs identical. This does not present any difficulties for the construction of a trip matrix for one full day. However, if it is desired to build a matrix for a peak hour or some other dimensioning period of the day, it is better to create the matrices as one- directional flows. In the following calculations, therefore, half the generation and attraction factors given above will be used. The number of trips between the forecast area and the surrounding world cannot be calculated from any land use as no such is given. It has to be estimated separately and then inserted as constants into the trip generation ------- in TRANPLAN, four additional columns (11 - 14) were aadec .- : >'.- FoxLandUse table only containing values for one or more of na zones and 27. Summary of trip generation factors Variable (column) Home to Work Gen. Attr. Home to Visit Gen Attr. 1 2 3 4 5 6 7 3 9 10 11 12 13 14 0.2655 0.2268 0.2102 0 0 0 0 0 0 0 0 0.9 0 0 0 0 0 0.54 0.54 0.54 0.54 0 0.54 0.54 0 0 0.9 0 0.3775 0.4830 0.6040 0 0 0 0 0 0 0 0 0 0 0.3250 0.0978 0.0978 0.0978 0.2288 0.6864 2.3108 1.1554 1.0156 0.5080 1.5405 0.6500 0 0 0.3250 Variable (column) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 Work/Visit to Visit Gen. Attr. 0.0226 0.0226 0.0226 0.4163 0.5219 0.8968 0.6301 0.5979 0.4807 0.7190 0 0 0 0.1750 0.0527 0.0527 0.0527 0.1232 0.3696 1.2443 0.6221 0.5469 0.2735 0.8295 0.3500 0 0 0.1750 3.7 Zonal distribution The zonal distribution for the three matrices is calculated by means of a traditional gravity model with total travel time as impedance. The friction factors are calculated as weighted means of the impedance values in the skim tables from the highway and transit networks. As weights are used the approximate ------- the rest. The formula reads. f(d) = P x d(tr)a + (1.0 - P ) x d(car)a The values of "a" are: Home - work -1.5 Home - visit -2.0 Non-home - visit -2.5 Intrazonal trips and trips between the two external zones 26 an 27 are assumed to be « 0. 3.8 Modal split 3.9 Summing up to 24 hour trip matrices 3.10 Construction of max period matrices ------- Appendix B COMPARISON OF OPTION A-5 RESULTS FOR HIGHWAY AND TRANSIT NETWORKS J0310 92004 ------- Highway Network J0310 92004 ------- XX XX XX XXXXXXXXX XXXXXXXXX xxxxxx XX XX XXXXXXXXXX XXXXXXXXXX XXXXXXXX XXX XX XX XX XX XX XX XXXXXXXX XXXXXXXXXX XX XX XX XX XX XX XX XX XX XX XX XX XXXXXXXXXX XXXXXXXX XX XX XX XX XXXXXXXXXX XXXXXXXXX XX XX XX XX XX XX XX XX XX XX XX XX XXXXXXXXXX XXXXXXXXXX XX XX XX XX XXXXXXXXXX XXXXXXXXX XX XX XX XX XXXXXXXXXX XXXXXXXXXX XX XX XX XX XX XX XX XX XXXX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XXXX XX XXX XX XX XX XX XX XX XX XX XX XX XX XX XX XXXXXXXXX XXXXXXXXX XX XX XX XXXXXXXXXX XXXXXXXX XX XX XX XX XXXX XX XX XX XX XX XX XX XX XXXXXXXXX XXXXXXXXX XX XX XX XXXXXXXXXX XXXXXXXX XXXXXXXXXX XXXXXXXXX XXXXXXXXXX XXXXXXXXXX XX XX XX XX XX XX XX XX XX XX XXXXXXXXXX XXXXXXXXX XX XX XX XX XXXXXXXX XXXXXXXXXX XX XX XX XX XX XX XXXXXXXXXX XXXXXXXXXX XX XX XX XX XXX XX XXXX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XXXX XXXXXXXXX XXXXXXXXXX XX XX XX XX XXXXXXXXXX XXXXXXXXX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XXX XX XX XX XX XX XX XX XX XX XX XX XXXXXXXXXX XXXXXXXXXX XXXXXXXX XXXXXXXXXX XX XX XX XX XX XX XXXXXXXXXX XXXXXXXXXX XX XX XX XX XX XX XX XX XXX XX XXXX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XXXX XX XXX XX XX «******»*»****«***»**********************«********»***»« MATRIX COMPARSION REPORTS MATRIX COMPARE OF HIGHWAY 0/0 TABLES (BASE CASE VS TEST CASE 3) »******»*««»****»»«*********»*************************»**** FILE CHARACTERISTICS USER FILE IDENTIFICATION - HTRIPS.A3 FILE HEADER MATRIX COMPARE OF HIGHWAY 0/0 TABLES (BASE CASE VS TEST CASE 3) GENERATING FUNCTION MATRIX MANIPULATE TYPE OF FILE VOLUME GENERATION FILE NAME IMAN5 GENERATION DATE 02JAN92 GENERATION TIME 15:48:15 FILE SIZE MAXIMUM ZONE MAXIMUM TABLE NO. = CURRENT DATE CURRENT TIME 07JAN92 K:36:45 27 1 ------- UAG - URBAN/SYS TRANPLAN SVSTEN VERSION 7.0 MATRIX COMPARE Of HIGHWAY 0/0 TABLES (BASE CASE VS TEST CASE 3) VOLUME COHPARISON REPORT -- MAXIMUM CENTROID NUMBER = 27 - VOLUME DIFFERENCES AND RATIOS. NUMBER OF PURPOSES PAGE NO. 1 DATE 07JAN92 TIME 14:36:45 ZONE TAPE 1 TAPE 2 DIFF. RATIO TAPE 1 TAPE 2 DIFF. RATIO TAPE 1 TAPE 2 DIFF. RATIO 11 21 0 0 0 .00 55 35 20 .64 16 18 -2 1.13 377 379 -2 1.01 82 88 -6 1.07 37 39 -2 1.05 168 171 -3 1.02 49 56 -7 1.14 17 19 -2 1.12 99 104 -5 1.05 10 10 0 1.00 29 26 3 .90 136 135 1 .99 35 43 -8 1.23 56 57 -1 1.02 126 127 -1 1.01 45 46 -1 1.02 101 101 0 1.00 33 34 -1 1.03 13 17 -4 1.31 78 78 0 1.00 12 11 1 .92 14 16 -2 1.14 67 68 -1 1.01 23 22 1 .96 48 50 -2 1.04 36 39 -3 1.08 ------- IMG - IMBAN/SVS TRAHPLAN SYSTEM VERSION 7.0 MATRIX COMPARE OF HIGHWAY 0/0 TABLES (BASE CASE VS TEST CASE 3) SEPARATION COMPARISON REPORT FREQUENCY DISTRIBUTION (V1-V2). NUMBER OF PURPOSES ' 1 PAGE NO. 2 DATE 07JAN92 TIME 14:36:45 INTERCHANGES UIIH y SEPARATION GRP VI 0- 101- 201- 301- 401- TOTAL 100 200 300 400 SOO -SO TO -31 144 4 1 0 0 149 -30 -20 TO TO -21 -11 0 0 0 0 0 0 0 0 0 0 0 0 ZERO SEPARATION TAPE 1 = PURPOSE 1 5 TAPE 2 = 7 NEGATIVE -10 TO -8 0 0 0 0 0 0 -7 TO -6 0 0 0 0 0 0 -5 TO -4 0 0 0 0 0 0 -3 TO -3 0 0 0 0 0 0 -2 TO -2 0 0 0 0 0 0 -1 TO -1 0 0 0 0 0 0 -0 TO +0 221 a 0 2 0 231 +1 TO +1 0 0 0 0 0 0 +2 TO +2 0 0 0 0 0 0 +3 TO +3 0 0 0 0 0 0 +4 TO +5 0 0 0 0 0 0 +6 TO +7 0 0 0 0 0 0 POSITIVE +8 +11 +21 +31 TO TO TO TO +10 +20 +30 +50 0 0 0 314 0 0 0 22 0008 0003 0002 0 0 0 349 TOT 679 34 9 5 2 729 ------- IMG - URBAN/SYS TRANPLAM SYSTEM VERSION 7.0 MAXIMUM MATRIX COMPARE OF HIGHWAY 0/0 TABLES (BASE CASE VS TEST CASE 3) VOLUME COMPARISON REPORT STATISTICAL CALCULATIONS. CENTROID NUMBER = 27 NUMBER OF PURPOSES = 1 PURPOSE 1 VOLUME GRP VI 0- 100 101- 200 201- 300 301- 400 401- 500 TOTAL VOL. TAPE1 14755 4735 2120 1795 949 24354 AVG. VOL. 21.7 139.3 235.6 359.0 474.5 33.4 VOL. TAPE2 1S042 4706 2156 1B03 953 24660 AVG. VOL. 22.2 138.4 239.6 360.6 476.5 33.8 AVG. OlFF. -.42 .85 -4.00 -1.60 -2.00 -.42 STO. OEV. 2.46 12.03 6.20 1.50 3.00 3.63 PRCNT S.O. .11 .09 .03 .00 .01 .11 PRCNT TOTAL 60.59 19.44 8.70 7.37 3.90 100.00 UGHTD AVG. 6.86 1.68 .23 .03 .02 10.85 ROOT MN SO. 2.5 12.1 7.4 2.2 3.6 3.6 PRCNT RMS 11.48 8.66 3.13 .61 .76 10.93 PAGE NO. 3 DATE 07JAN92 TIME 14:36:45 SUM OF SO D1FF 4229. 4943. 490. 24. 26. 9712. ------- UAG - URBAN/SYS TRANPLAN SYSTEM VERSION 7.0 MATRIX COMPARE OF HIGHWAY 0/D TABLES (BASE CASE VS TEST CASE 3) TRIP END COMPARISON REPORT -- PURPOSE 1 ZONE/OIST ORIG/PROD DEST/ATTR TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 DIFF RATIO TAPE 1 TAPE 2 OIFF RATIO 10 1762 1789 -27 1.02 1711 172S -14 1.01 1736 1753 -17 1.01 1569 1583 -14 1.01 701 699 2 1.00 656 661 -5 1.01 617 617 0 1.00 144 142 2 .99 1133 1149 -16 1.01 1280 1284 -4 1.00 3191 3258 -67 1.02 2827 2869 -42 1.01 1772 1793 -21 1.01 1896 1929 -33 1.02 400 389 11 .97 356 370 -14 1.04 624 621 3 1.00 345 340 5 .99 700 719 -19 1.03 996 1001 -5 1.01 4953 5047 -94 1.02 4538 4594 -56 1.01 3508 3546 -38 1.01 3465 3512 -47 1.01 1101 1088 13 .99 1012 1031 -19 1.02 1241 1238 3 1.00 489 482 7 .99 1833 1868 -35 1.02 2276 2285 -9 1.00 0 0 0 .00 399 403 -4 1.01 492 497 -5 1.01 457 456 1 1.00 31 31 0 1.00 34 33 1 .97 81 80 1 .99 0 0 0 .00 101 101 0 1.00 244 241 3 .99 TOTAL INTRATRIPS ZONE/OIST ORIG/PROO DEST/ATTR 11 12 13 14 15 16 17 18 PAGE NO. 4 DATE 07JAH92 TIME 14:36:45 TOTAL INTRATRIPS 20 990 997 -7 1.01 1332 1368 -36 1.03 940 983 -43 1.05 236 238 -2 1.01 749 780 -31 1.04 1045 1063 -18 1.02 336 349 -13 1.04 354 355 -1 1.00 452 454 -2 1.00 942 973 -31 1.03 516 511 5 .99 707 718 -11 1.02 501 531 -30 1.06 474 477 -3 1.01 414 421 -7 1.02 715 725 -10 1.01 169 175 -6 1.04 714 718 -4 1.01 243 245 -2 1.01 778 783 -5 1.01 1506 1508 -2 1.00 2039 2086 -47 1.02 1441 1514 -73 1.05 710 715 -5 1.01 1163 1201 -38 1.03 1760 1788 -28 1.02 505 524 -19 1.04 1068 1073 -5 1.00 695 699 -4 1.01 1720 1756 -36 1.02 54 60 -6 1.11 120 120 0 1.00 75 76 -1 1.01 12 12 0 1.00 68 66 2 .97 161 164 -3 1.02 10 10 0 1.00 24 22 2 .92 22 21 1 .95 180 180 0 1.00 ------- IMG URBAN/SYS TRANPLAN SYSTEM VERSION 7.0 MATRIX COMPARE Of HIGHWAY O/D TABLES (BASE CASE VS TEST CASE 3) TAPE 1 TAPE 2 DIFF RATIO TAPE 1 TAPE 2 OlfF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 DIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 DIFF RATIO 27 TRIP END COMPARISON REPORT -- PURPOSE 1 ZONE/OIST ORIG/PROD DEST/ATTR 21 22 23 TOTAL INTRATRIPS ZONE/DIST OR1G/PROO DEST/ATTR 470 473 -3 1.01 1149 1159 -10 1.01 349 354 -5 1.01 674 679 -5 1.01 472 480 a 1.02 1469 1468 1 1.00 1086 1085 1 1.00 244 250 -6 1.02 1433 1448 -15 1.01 705 722 -17 1.02 357 351 6 .98 958 976 -18 1.02 1262 1264 -2 1.00 1057 1056 1 1.00 714 723 -9 1.01 2582 2607 -25 1.01 1054 1076 -22 1.02 1031 1030 1 1.00 1430 1456 -26 1.02 2731 2732 -1 1.00 2143 2141 2 1.00 18 19 -1 1.06 362 362 0 1.00 21 21 0 1.00 36 36 0 1.00 27 27 0 1.00 99 98 1 .99 68 67 1 .99 TOTAL PAGE NO. 5 DATE 07JAN92 TIME 14:36:45 1HTRATRIPS TAPE 1 TOTALS 24354 24354 4B708 3196 ------- TAPE 2 OIFF RATIO 24660 -306 1.01 24660 -306 1.01 A9320 -612 1.01 3203 -7 1.00 ------- JREPORT MATRIX COMPARISON SFIIES INPUT FILE = HATCOH 1, USER ID - SHTRIPS.A1S INPUT FILE » HATCOH 2. USER ID = SHTRIPS.A3* (HEADERS MATRIX COMPARE OF HIGHWAY 0/D TABLES (BASE CASE VS TEST CASE 3) SOPTIONS PRINT FREQUENCY DISTRIBUTION PRINT ZONAL DIFFERENCES PRINT TRIP END COMPARISON PRINT STATISTICAL SUMMARY (PARAMETERS (END TP FUNCTION ------- UAG - URBAN/SYS TRANPLAN SYSTEM VERSION 7.0 COMBINE HIGHWAY P/A AND A/P TABLES TO 0/0 FORMAT - ALT 1 PAGE NO. 1 DATE 07JAN92 TIME 14:36:45 INPUT FILE NAME MATCOM1 FILE CHARACTERISTICS USER FILE IDENTIFICATION - HTRIPS.A1 FILE HEADER COMBINE HIGHWAY P/A AND A/P TABLES TO 0/D FORMAT - ALT 1 I I GENERATING FUNCTION MATRIX MANIPULATE ITPE OF FILE VOLUME GENERATION FILE NAME TMAN3 GENERATION DATE 19DEC91 GENERATION TIME 15:09:52 FILE SIZE MAXIMUM ZONE = 27 MAXIMUM TABLE NO. = 1 INPUT FILE NAME MAT COM2 FILE CHARACTERISTICS USER FILE IDENTIFICATION - HTRIPS.A3 FILE HEADER COMBINE HIGHWAY P/A AND A/P TABLES TO 0/D FORMAT - ALT 3 GENERATING FUNCTION MATRIX MANIPULATE TYPE OF FILE VOLUME GENERATION FILE NAME THAN} GENERATION DATE 02JAN92 GENERATION TIME 15:48:15 FILE SIZE MAXIMUM ZONE = 27 MAXIMUM TABLE NO. = 1 CURRENT DATE CURRENT TIME 07JAN92 14:36:45 CURRENT DATE CURRENT TIME 07JAN92 14:36:45 ------- Transit Network J0310 92004 ------- XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX xxxxxxxxxx xxxxxxxx XXXXXXXXX xxxxxxxxxx XX XX XX XX xxxxxxxxxx XXXXXXXXX XX XX XX XX XX XX XX XX XXXXXXXXX xxxxxxxxxx XX XX XX XX xxxxxxxxxx xxxxxxxxxx XX XX XX XX xxxxxxxxxx XXXXXXXXX xxxxxx XXKXXXXX XX XX XX XX xxxxxxxxxx xxxxxxxxxx XX XX XX XX XX XX XX XX XX XXX xxxx XX XX XX XX XX XX XX XX XX XX XXXX XX XXX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX xxxxxxxx xxxxxxxxxx XX XX XX XXXXXXXXX XXXXXXXXX XX XX XX xxxxxxxxxx xxxxxxxx XX XX XX XX XX XX XX XX xxxx XX XX XX XX XX xxxxxxxx xxxxxxxxxx XX XX XX XXXXXXXXX XXXXXXXXX XX XX XX xxxxxxxxxx xxxxxxxx XXXXXXXXXX XXXXXXXXX XXXXXXXX XX XXXXXXXXXX XXXXXXXXXX XXXXXXXXXX XXX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XXXXXXXXX XX XX XX XX XX XX XX XX XX XXXX XXXXXXXXXX XX xxxxxxxxxx xxxxxxxxxx XX XX XX XX XX XX XX XXXXXXXXX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XXXX XX XXX XX XX XXXXXXXXX XX XX XX XX XX XX XXXXXXXXXX XX XX XX XX XX XX XX XX XX XXXXXXXXXX XX XX XX XX xxxxxxxxxx xxxxxxxxxx XXXXXXXX XX XXXXXXXXXX XXX XX XX XX XX XXXX xxxxxxxxxx xxxxxxxxxx XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XX XXXX XX XXX XX XX ************************************************************************************** * HAIRIX COMPARSION REPORTS * MATRIX COMPARE OF TRANSIT 0/0 TABLES (BASE CASE VS TEST CASE 3) ************************************************************************************** FILE CHARACTERISTICS USER FILE IDENTIFICATIOM - TTRIPS.A3 FILE HEADER MATRIX COMPARE OF TRANSIT 0/D TABLES (BASE CASE VS TEST CASE 3) GENERATING FUNCTION MATRIX MANIPULATE TYPE OF FILE VOLUME GENERATION FILE NAME TMAN3 GENERATION DATE 02JAN92 CURRENT DATE 07JAN92 GENERATION TIME 16:36:56 CURRENT TIME 14:37:58 FILE SIZE MAXIMUM ZONE = 27 MAXIMUM TABLE NO. = 1 ------- UAG - URBAN/SYS TRANPIAN SYSTEM VERSION 7.0 MATRIX CGHPARE OF TRANSIT 0/0 TABLES (BASE CASE VS TEST CASE 3) VOLUME COMPARISON REPORT -- MAXIMUM CENTROIO NUMBER * 27 - VOLUME DIFFERENCES AND RATIOS. NUMBER OF PURPOSES PAGE NO. 1 DATE 07JAN92 TIME 14:37:58 ZONE TAPE 1 TAPE 2 DlfF. RATIO TAPE 1 TAPE 2 OUF. RATIO TAPE 1 TAPE 2 OIFF. RATIO 21 0 0 0 .00 12 13 -1 t.oa 7 7 0 1.00 245 247 -2 1.01 22 16 6 .73 12 10 2 .83 49 46 3 .94 16 8 8 .50 4 3 1 .75 35 33 2 .94 1 2 -1 2.00 11 10 1 .91 107 107 0 1.00 13 6 7 .46 8 8 0 1.00 98 102 -4 1.04 16 13 3 .81 13 15 -2 1.15 9 9 0 1.00 5 2 3 .40 12 9 3 .75 1 1 0 1.00 2 3 -1 1.50 28 25 3 .89 3 3 0 1.00 13 14 -1 1.08 12 7 5 .58 ------- UAG - URBAN/SYS TRANPLAN SYSTEM VERSION 7.0 MATRIX COMPARE Of TRANSIT 0/D TABLES (BASE CASE VS TEST CASE 3) SEPARATION COMPARISON REPORT FREQUENCY DISTRIBUTION (V1-V2). PAGE NO. 2 DATE 07JAN92 TIME 14:37:58 INTERCHANGES UITH SEPARATION GRP VI 0- 101- 201- 301- TOTAL 100 200 300 400 -50 TO -31 133 1 1 0 135 -30 TO -21 0 0 0 0 0 20 TO -11 0 0 0 0 0 10 TO -8 0 0 0 0 0 ZERO SEPARATION TAPE 1 » PURPOSE 1 100 TAPE 2 = 99 NEGATIVE -7 TO -6 0 0 0 0 0 5 TO -4 0 0 0 0 0 -3 TO -3 0 0 0 0 0 -2 TO -2 0 0 0 0 0 -1 TO -1 0 0 0 0 0 -0 TO +0 254 3 0 0 257 +1 TO +1 0 0 0 0 0 +2 TO +2 0 0 0 0 0 +3 TO +3 0 0 0 0 0 +4 TO +5 0 0 0 0 0 +6 TO +7 0 0 0 0 0 POSITIVE +8 +11 +21 +31 TO TO TO TO +10 +20 +30 +50 0 0 0 327 0003 0006 0001 0 0 0 337 TOT 714 7 7 1 729 ------- DAG - URBAN/SYS MATRIX COMPARE OF TRANSIT 0/D TABLES PAGE NO. 3 TRANPLAN SYSTEM (BASE CASE VS TEST CASE 3) DATE 07JAN92 VERSION 7.0 TIME 14:37:58 VOLUME COMPARISON REPORT STATISTICAL CALCULATIONS. MAXIMUM CENTROIO NUMBER = 27 NUMBER Of PURPOSES - 1 PURPOSE 1 VOLUME GRP VOL. AVG. VOL. AVG. AVG. STD. PRCMT PRCNT UGHTD ROOT HN PRCNT SUM OF VI TAPE1 VOL. TAPE2 VOL. DlfF. OEV. S.O. TOTAL AVG. SO. RMS SO OIFF 0- 100 5199 7.3 4818 6.7 .53 2.13 .29 63.96 18.70 2.2 30.14 3439. 101- 200 876 12S.1 876 125.1 .00 1.20 .01 10.78 .10 1.2 .96 10. 201- 300 1740 248.6 1753 250.4 -1.86 1.64 .01 21.41 .14 2.5 1.00 43. 30t- 400 313 313.0 315 315.0 -2.00 .00 .00 3.85 .00 2.0 .64 4. TOTAL 8128 11.1 7762 10.6 .50 2.13 .19 100.00 19.12 2.2 19.64 3496. ------- UAG - URBAN/SYS TRANPUM SYSTEM VERSION 7.0 MATRIX COMPARE OF TRANSIT 0/0 TABLES (BASE CASE VS TEST CASE 3) TRIP END COMPARISON REPORT -- PURPOSE 1 TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 Olff RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 DIFF RATIO TAPE 1 TAPE 2 DIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 DIFF RATIO TAPE 1 TAPE 2 DlfF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO ZONE/D1ST ORIG/PROO OEST/ATTR 754 719 35 .95 869 846 23 .97 711 690 21 .97 627 616 11 .98 351 352 -1 1.00 352 347 5 .99 268 266 2 .99 19 19 0 1.00 334 316 18 .95 348 346 2 .99 1379 1294 85 .94 1253 1199 54 .96 673 642 31 .95 710 676 34 .95 175 181 -6 1.03 168 169 -1 1.01 216 204 12 .94 45 44 1 .98 199 187 12 .94 286 298 -12 1.04 2133 2013 120 .94 2122 2045 77 .96 1384 1332 52 .96 1337 1292 45 .97 526 533 -7 1.01 520 516 4 .99 484 470 14 .97 64 63 1 .98 533 503 30 .94 634 644 -10 1.02 0 0 0 .00 313 315 -2 1.01 290 291 -1 1.00 269 268 1 1.00 16 16 0 1.00 18 16 2 .89 49 46 3 .94 0 0 0 .00 56 56 0 1.00 140 138 2 .99 TOTAL INTRATRIPS ZONE/DIST ORIG/PROO DEST/ATTR 11 12 13 U 15 16 17 18 19 20 PAGE NO. 4 DATE 07JAN92 TIME 14:37:58 TOTAL INTRATRIPS 258 260 -2 1.01 385 343 42 .89 236 187 49 .79 58 56 2 .97 200 163 > 37 .81 382 360 22 .94 88 69 19 .78 79 79 0 1.00 117 113 4 .97 282 243 39 .86 144 152 -8 1.06 229 202 27 .88 129 113 16 .88 117 114 3 .97 114 90 24 .79 252 246 6 .98 46 36 10 .78 163 161 2 .99 65 62 3 .95 234 216 18 .92 402 412 -10 1.02 614 545 69 .89 365 300 65 .82 175 170 5 .97 314 253 61 .81 634 606 28 .96 134 105 29 .78 242 240 2 .99 182 175 7 .96 516 459 57 .89 26 28 -2 1.08 67 64 3 .96 40 39 1 .98 6 6 0 1.00 33 33 0 1.00 91 92 -1 1.01 6 5 1 .83 11 12 -1 1.09 10 10 0 1.00 104 103 1 .99 ------- UAG - URBAN/SYS TRANPUN SYSTEM VERSION 7.0 TAPE 1 TAPE 2 DIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 DIFF RATIO TAPE 1 TAPE 2 OIFF RATIO TAPE 1 TAPE 2 DIFF RATIO 24 25 26 27 MATRIX COMPARE OF TRANSIT 0/D TABLES (BASE CASE VS TEST CASE 3) TRIP END COMPARISON REPORT -- PURPOSE 1 ZONE/DIST ORIG/PROO DEST/ATTR 21 22 TOTAL INTRATRIPS ZONE/DIST ORIG/PROD DEST/ATTR 164 158 6 .96 450 438 12 .97 86 83 3 .97 171 167 4 .98 103 93 10 .90 243 243 0 1.00 193 190 3 .98 81 83 -2 1.02 555 541 14 .97 171 162 9 .95 98 95 3 .97 216 183 33 .85 210 218 -8 1.04 200 194 6 .97 245 241 4 .98 1005 979 26 .97 257 245 12 .95 269 262 7 .97 319 276 43 .87 453 461 -8 1.02 393 384 9 .98 11 11 0 1.00 209 214 -5 1.02 10 10 0 1.00 19 21 -2 1.11 14 14 0 1.00 55 56 -1 1.02 40 38 2 .95 TOTAL PAGE NO. 5 DATE 07JAN92 TIME 14:37:58 INTRATRIPS TAPE 1 TOIALS 8128 8128 16256 1903 ------- TAPE 2 7762 7762 15524 1902 D1FF 366 366 732 1 RATIO .95 .95 .95 1.00 ------- SREPORT MATRIX COMPARISON $flLES INPUT FILE = HATCOH 1. USER ID - $TTRIPS.A1$ INPUT FILE - HAICOM 2, USER ID = (TTRIPS.A3* (HEADERS MATRIX COMPARE Of TRANSIT 0/0 TABLES (BASE CASE VS TEST CASE 3) (OPTIONS PRINT FREQUENCY DISTRIBUTION PRINT ZONAL DIFFERENCES PRINT TRIP END COMPARISON PRINT STATISTICAL SUMMARY (PARAMETERS SEND TP FUNCTION ------- UAG - URBAN/SYS COMBINE TRANSIT P/A AND A/P TABLES TO 0/0 FORMAT - AIT t PAGE HO. 1 TRAMPUN SYSTEM DATE 07JAN92 VERSION 7.0 TIME U:37:58 INPUT HIE NAME MATCOMt FILE CHARACTERISTICS USER FILE IDENTIFICATION - TTRIPS.A1 FILE HEADER COMBINE TRANSIT P/A AND A/P TABLES TO 0/0 FORMAT - ALT 1 GENERATING FUNCTION MATRIX MANIPULATE TYPE OF FILE VOLUME GENERATION FILE NAME TMAN3 GENERATION DATE 19DEC91 CURRENT DATE 07JAN92 GENERATION TIME 15:10:55 CURRENT TIME 14:37:58 FILE SIZE MAXIMUM ZONE « 27 MAXIMUM TABLE NO. = 1 INPUT FILE NAME MATCOM2 FILE CHARACTERISTICS USER FILE IDENTIFICATION - TTR1PS.A1 FILE HEADER COMBINE TRANSIT P/A AND A/P TABLES TO 0/D FORMAT - ALT 3 GENERATING FUNCTION MATRIX MANIPULATE TYPE OF FILE VOLUME GENERATION FILE NAME TMAH3 GENERATION DATE 02JAM92 CURRENT DATE 07JAN92 GENERATION TIME 16:36:36 CURRENT TIME 14:37:58 FILE SIZE MAXIMUM ZONE = 27 MAXIMUM TABLE NO. = 1 ------- TECHNICAL REPORT DATA {Please react Instructions on the reverse before completing) 1. REPORT NO. EPA 452/R-93-003 2. 3. RECIPIENT'S ACCESSION NO 4, TITLE AND SUBTITLE Issues and Approaches to improving Transportation Modeling for Air Quality Analysis. 5. REPORT DATE January, 1993 6. PERFORMING ORGANIZATION CODE . AUTHOR(S) 8. PERFORMING ORGANIZATION REPORT NO. 9. PERFORMING ORGANIZATION NAME AND ADDRESS Office of Air Quality Planning & Standards Environmental Protection Agency Research Triangle Pk., NC 27711 10. PROGRAM ELEMENT NO. 11. CONTRACT/GRANT NO. 68000102 12. SPONSORING AGENCY NAME AND ADDRESS 13. TYPE OF REPORT AND PERIOD COVERED Director, Office of Air Quality Planning & Standards Office of Air & Radiation US EPA Research Trianqle PK., NC 277U 14. SPONSORING AGENCY CODE 68A 15. SUPPLEMENTARY NOTES 16. ABSTRACT Several studies sponsored by the EPA, national organizations, and state and local agencies have been initiated to try to improve transportaion modeling. This report documents the results of one of these efforts. The purpose of this work was to produce a list of current shortcomings both in transportation model structure and in the ways transportation models are used, written in large part from the perspective of air quality modelers. The intention has been to provide a document which would be of use to both transportation and air quality modelers. In addition, a list of improvements to either the models or transportation modeling procedures, augmented by sample model runs demonstrating implementation of some of these suggestions, is provided. 17. KEY WORDS AND DOCUMENT ANALYSIS DESCRIPTORS b.lOENTlFIERS/OPEN ENDED TERMS c. COSATI Ftetd/Gcoup Ai r Qua1i ty Analyst s Air Quality Modeling Improving Transportation Modeling Improving Transportation Modeling 18. DISTRIBUTION STATEMENT Unlimited 19. SECURITY CLASS (Tins Report/ Unclassified 21. NO. Or PAGcS 20. SECURITY CLASS /Tins page) Unclassified 22. PRICE EPA Form 2230-1 (R«v. 4-77) PREVIOUS KOITION is OBSOLETE ------- |