United States
Environmental
Agency
Information Hi
Management
(PM-218B)
OCLC21707880
Geographic
Information Systems
Handbook
Summer 1989

-------
      EPA               Table of Contents
Section                                                                   Page


I.   Introduction                                                          1-1

H.  EPA Policies                                                          TL-l

III.  Strategies for Success: Lessons Learned from GIS Programs in EPA         ffl-l

       Management/Communications                                       ffl-1
       Staffing                                                           m-5
       Data                                                              ffl-7
       Hardware/Software                                                HI-9

IV.  Roles and Responsibilities for GIS Implementation in EPA                IV-1

       Lead EPA Offices for GIS                                            IV-2
       -  Office of Information Resources Management                        IV-2
       -  National Data Processing Division                                  IV-5
       -  Environmental Monitoring Systems Laboratory — Las Vegas           W-6
       -  Region IV                                                      IV-10

       GIS at EPA Regions and Other Laboratories                            IV-12
       -  Region I                                                       IV-12
       -  Region IH                                                      IV-13
       -  Region V                                                       IV-14
       -  Region VH                                                      IV-14
       -  Region VIE                                                     IV-15
       -  Region X                                                       IV-16
       -  Chesapeake Bay Program                                         TV-17
       -  Environmental Research Laboratory — Corvallis                      IV-18
       -  Environmental Research Laboratory — Duluth
          and EPA Large Lakes Research Station — Grosse lie                   IV-19
       -  Environmental Research Laboratory — Athens                       W-19
       -  Atmospheric Research and Exposure Assessment Laboratory — RTF    IV-20
       -  Office of Air Quality Planning and Standards - RTF                  IV-21
       -  Risk Reduction Engineering Laboratory — Cincinnati                  W-21
                                          U-S  Environmental Protection Agency
                                          GLNPO Library Collection (PL-12)
                                          77 West Jackson Boulevard
                                          Chicago, IL  60604-3590 '

-------
      EPA               Table of Contents
V.  Other Technical Support and Sources of Information
    for GIS Implementation                                              V-l

       Other Agencies and Professional Organizations                         V-l
       -   U.S. Geological Survey                                          V-l
       -   National Center for Geographic Information and Analysis             V-3
       -   American Congress on Surveying and Mapping                     V-5
       -   American Society for Photogrammetry and Remote Sensing           V-6
       -   Association of American Geographers                             V-6
       -   Urban and Regional Information Systems Association                V-7
       -   International Geographical Union                                 V-8

       Information Sources                                               V-8
       -   EPA GIS Publications                                           V-8
       -   Professional Journals and Books                                  V-10

VI.  Programs and Activities                                              VI-1

       ESRI User Conference                                             VI-1
       GIS/LIS Conference                                               VI-3
       ASPRS/ACSM Convention                                         VI-4
       AAG Annual Meeting                                             VI-5
       IGIS Symposium                                                  VI-7
       NCGA Mapping and GIS Conference                                 VI-8
       URISA Annual Conference                                         VI-9
Appendix A: GIS Technical Memoranda Prepared by EMSL-LV
                                       11

-------
EPA               Section I
                     Introduction
                         Geographic Information Systems (GIS) are an advanced
                    computer  technology that combines  map,  model,  and
                    monitoring data into one comprehensive analytic framework,
                    which  assists  engineers,  scientists,  and  managers   in
                    identifying  and  assessing  environmental  problems  and
                    trends.  A GIS provides  sophisticated tools for  data base
                    creation, data base management,  analysis  of spatial  and
                    parametric information, and map production. Used properly,
                    GIS  has the potential to illustrate to EPA managers  and
                    decision-makers the impacts of environmental policies  and
                    programs.

                         The objectives of this report are to present strategies for
                    implementing a successful GIS program and to identify key
                    resources that can provide information and assistance for GIS
                    implementation.  This report is part of a larger effort being
                    undertaken by EPA to further the goals and objectives of its
                    GIS  program, which  were identified in a GIS management
                    study conducted by the Agency.

                         The strategies for successful GIS implementation that are
                    presented  in this report have been  synthesized  from  case
                    studies  of current GIS programs in EPA.  These programs
                    have been  documented in another report entitled "Case
                    Studies  of EPA's Implementations of Geographic Information
                    Systems."  The GIS case studies presented in that report are as
                    follows:

                      •   EPA Regions I, HI, IV, VH, and VHI
                      •   Chesapeake Bay Program
                      •   Environmental Monitoring Systems Laboratory at Las
                          Vegas
                                                                        1-1

-------
                     Section I
EPA
                     Introduction
                       •   Environmental Research Laboratory at Corvallis
                       •   National  Data  Processing  Division  at  Research
                           Triangle Park
                       •   Oregon Clean Water Strategy, which is a  cooperative
                           GIS  project  between  EPA  Headquarters  and  the
                           Oregon Department of Environmental Quality

                       This report is organized into the following sections:

                       (1)  Section I:  Introduction

                       (2)  Section II:  EPA Policies;   The current  versions of
                           EPA's  GIS Policy and its  Spatial Data  Policy  are
                           presented.

                       (3)  Section III:  Strategies for Success: Lessons Learned
                           from   GIS   Programs  in   EPA;     Strategies  for
                           implementing a successful GIS program are discussed
                           under the following headings:

                           •   Management/Communications
                           •   Staffing
                           •   Data
                           •   Hard ware/software

                       (4)  Section IV:   Roles and Responsibilities  for GIS
                           Implementation in EPA; Roles and responsibilities for
                           the lead offices for GIS implementation are presented
                           in the  first part of Section IV, followed by a  list of
                           contacts for  GIS  programs at  EPA  Regions and
                           Laboratories.

                       (5)  Section V: Other Technical  Support and Sources of
                           Information  for GIS  Implementation; This  section
                           provides information  on professional organizations,
                           publications, and other sources of GIS information.

                       (6)  Section VI:  Programs and  Activities; Future EPA
                           activities that will provide useful GIS  information or
                           services are noted.

                       (7)  Appendix A:  GIS Technical Memoranda  Prepared
                           by EMSL-LV
                                                                          1-2

-------
SB EPA
Section II
                      EPA  Policies
                     This section is reserved for future inclusion of EPA's "GIS
                     Policy" and "Spatial Data Policy".
                                                               II-l

-------
EPA
 Section
 Strategies for Success: Lessons
 Learned from  GIS  Programs in EPA
                 This  section  describes  strategies  for   successful
               implementation of GIS.  The strategies described in the
               following pages are grouped according to four topics:

                 •  Management/Communications
                 •  Staffing
                 •  Data
                 •  Hard ware/software

                 Within each of the four topics, lessons learned from EPA's
               GIS programs are presented.
                               Management/
                               Communications
 Management
    Support
     for GIS
  The success of GIS depends on management support at the
senior management levels as well as on support by program
managers.  Successful GIS implementation requires  that
upper management provide the resources needed to initiate
                                                       m-i

-------
Section III

Strategies for Success
an effective GIS program, especially a sufficient number of
personnel to  form a viable GIS staff.  Resources are also
needed for data acquisition for building GIS data bases.

   Program  management support is an equally important
factor for successful GIS implementation. For GIS to be used
ultimately as a tool to aid environmental programs and for
environmental decision-making, program managers must
have a clear long-term commitment to using GIS as a day-to-
day  analytical decision-support tool.   Financial and staff
support for projects is vital, since a key element of a successful
GIS  project  is the active involvement  of a program staff
member throughout the life of the project.  Such involvement
requires a commitment of staff resources to GIS projects.

   Key strategies that help to gain management  support for
GIS include the following:

   •  Management must have realistic expectations of what
GIS can and cannot do and of the resources required for GIS.
Managers should  be given  sufficient information  so that
realistic expectations can be formulated in the early stages of
implementing a GIS program.

   •  A  GIS capability must be built around the needs of
EPA programs. GIS is not an end in itself but is a tool that can
greatly assist managers in accomplishing the missions of their
programs. The needs and priorities of program management
should  be  identified,  and  those  priorities  should  be
incorporated  into  plans for implementing GIS.  Program
managers will have  a greater  commitment to GIS  if their
priorities are addressed by GIS applications.

   •  Environmental scientists  who have been  exposed to
GIS often have specific ideas on the ways in which GIS may
assist them  with  their work.  In addition to management
views on the use of GIS, discussions with program technical
staff will provide a clearer picture of how GIS may support a
program and therefore gain management support.
                                                    HI-2

-------
EPA
                   Section III

                   Strategies for Success
  Successful
    First GIS
     Projects
                         The first GIS projects undertaken by an office need to be
                      successful to  sustain initial management support for GIS.
                      Careful planning  of the GIS start-up period and of initial
                      projects  is important to future successes.   The  first GIS
                      projects of an office should be small, manageable applications
                      that produce tangible  and  useful  results in a reasonable
                      amount of time. The success of these initial projects is key in
                      obtaining the  full support of managers who  have been
                      tentative in their commitment to GIS.
     Long-term
     Sustaining
         Project
                      After initial, short-term projects have been completed and
                   have provided  the GIS staff  some  experience with  the
                   technology, the sustaining support of a long-term project is
                   needed.  A long-term project can support the costs of GIS
                   while the GIS staff is acquiring greater expertise.  Several
                   smaller projects may not guarantee the same continuity of
                   support over a long period of time.
      Project
Planning and
Management
                         Careful, up-front planning is essential to the success of GIS
                      projects.  In a well-managed project, goals and objectives are
                      identified and written down early in the project. A workplan
                      should be developed that clearly specifies project objectives,
                      users, analyses, and data required for those analyses.  All
                      parties involved with the project should review and agree
                      officially with  the written plans and objectives.  By stating
                      planned  analyses and outputs  early  in  the project, data
                      collection activities will be  more focused on obtaining data
                      needed  to satisfy  the  project's  objectives,  rather  than  on
                      acquiring all data that may be related to the project's subject
                      matter but peripheral to project goals.

                         Because data acquisition activities are often the most time-
                      consuming and expensive phase of a project, a clear statement
                      of data needed to  meet project objectives  is  necessary  to
                      determine the  resources required  for a  project   If the
                      resources needed for data  acquisition  exceed the budgeted
                      resources, knowledge of this situation early in the life-cycle of
                      a project will permit staff to  either redefine project objectives,
                                                                           HI-3

-------
                      Section III
 EPA
                      Strategies for Success
                     request additional resources, or make other adjustments in
                     the project workplan.

                        As end-users of a GIS project under development acquire
                     more knowledge about GIS, a second scoping phase in which
                     project objectives and analyses are refined may be necessary.
                     A greater understanding of GIS often leads users to identify
                     additional ways in which the technology may be applied to
                     their programs. The possibility of a second scoping phase and
                     refined project objectives should be taken into account when a
                     workplan is developed for a GIS project.
                        Effective communications as applied to GIS encompasses
        Effective     at jeast three levels of communications:
Communications
                        •  Communications among EPA's  GIS teams and with
                     the States; Good communications among GIS teams at EPA
                     Headquarters, the Regions, and the  Labs  and with their
                     counterparts in the States facilitates the sharing of expertise
                     and knowledge. Much useful information can be gained from
                     the experiences of others who have worked with  the same
                     data or who have implemented similar types of applications.

                        •  Communications among all participants in a project;
                     Because the very nature of GIS technology integrates data
                     from numerous  sources,   GIS  projects may involve the
                     cooperation of several offices.  A key to the success of such
                     cooperative projects is regular and consistent communications
                     between all project participants.

                        •  Use of the communicative power of GIS; The power of
                     GIS in communicating spatial relationships has been a major
                     means of "selling" others on the utility of GIS.  Although GIS
                     maps may not be the ultimate objective of a project, maps may
                     be important interim products from an application that  can be
                     used to sustain interest in  and  support for  a project.  GIS-
                     produced maps may be used effectively in communicating
                     environmental problems and  solutions to management and
                     the public.
                                                                         ni-4

-------
 EPA
Section III

Strategies for Success
                                          Staffing
Multi-disciplinary
      GIS Teams
   The success of a GIS program depends on a skilled GIS
staff. The ideal GIS staff consists of a multi-disciplinary team
in which the team members have expertise  in an array of
environmental   sciences  and   EPA   programs.     An
understanding  of  fundamental  concepts  of  maps   and
geographical  analysis is also essential, as well as general
problem-solving  skills.   Although  some  experience  with
computers is necessary, degrees in computer  science are not
required.   Knowledge of environmental  sciences and of
geographical analysis is a more important foundation  for a
good GIS team than is data processing expertise.

   In supporting GIS,  a GIS  team  must  fill  numerous
responsibilities, including, but not limited  to, the following
tasks:

   •  Management of GIS projects
   •  Working  with  users  in  defining  and  analyzing
      requirements for GIS applications
   •  Data base design, construction, and maintenance
   •  Data acquisition, digitizing, data entry, data conversion
      and formatting
   •  Programming for applications development
   •  Programming/processing  for ad hoc requests for
      information
   •  Assisting users in conducting geographical analyses
   •  Map design and production
   •  GIS systems administration
   •  Senior management brief ing/communications

   With this range of responsibilities, four to five persons are
the minimum number that can support  a  viable  GIS
                                                                         III-5

-------
                           Section ill
SB EPA
 — -                       Strategies for Success
                          operation.  For the type and magnitude of GIS projects being
                          implemented by  EPA, the work for  one major project  is
                          typically enough  to require  the  full-time support of a GIS
                          team member.

                             Because GIS is a complex technology, GIS staff members
                          must work with GIS daily to become experts in its use.  With
                          more than four  hundred  commands in the ARC/INFO
                          package, it is impossible to acquire the expertise needed  to
                          support  applications  by using  the package  only on  an
                          occasional basis.

                             GIS team members must be oriented towards and sensitive
                          to the requirements and perspective of end-users.  The GIS
                          staff  must  be able  to  bridge  the gaps  between  users'
                          articulation of their requirements, their understanding of GIS,
                          and the extent to which GIS can meet those requirements.
           ———        The involvement of a program staff member in all phases
        Program Staff      of a GIS project is critical to the success of that project.  The
          Involvement      program staffer represents the views and requirements of the
             with GIS      end-users for whom  the  project or application is  being
                           developed.   He/she  should  be an  active participant in
                           planning the project, deciding what data  and analyses are
                           needed, assessing the quality of data, and in evaluating the
                           results of the analyses.
                 _             Both GIS  staff  and program staff  working with  GIS
             Training      applications  must  understand fundamental principles of
                           mapping and geographical analysis.  Although program staff
                           do  not need to  understand the  technical  details  and
                           commands of ARC/INFO to the degree that the GIS staff
                           must, program staff also need to understand GIS concepts.
                           Detailed recommendations on training for GIS are contained
                           in  the  document  "EPA Training  Recommendations  for
                           Geographic Information Systems."
                                                                              HI-6

-------
SB EPA
Section III

Strategies for Success
            Personnel
             Rotation
   In addition to the formal courses outlined in the training
recommendations, another method that has been effective for
increasing  Agency GIS  expertise  is  personnel  rotation.
Personnel  rotations could  be  implemented  with  other
agencies, within  EPA,  and with the States in  which an
individual spends several months working at an active GIS
site.  Where such rotations have been implemented, such as in
Region  IV, both  sites  and the individual  involved in the
rotation have benefited by the exchange. The individual gains
greater expertise in GIS, which is carried back to his/her own
office.  The hosting office gains information on how GIS may
be applied to  the particular area of concern of the rotated
individual, as  well as gaining additional staff support for a
period of time.
        Balanced Data
           Acquisition
                Phase
                                                Data
   Because data acquisition is often the longest and most
expensive phase of a  GIS project, data  acquisition and
collection efforts should be based in careful project planning.
A project workplan should specify the data required to meet
the project's objectives.   A balance may have  to be found
between acquiring  all data needed for potential follow-on
work and data needed for the analyses of the immediate
project.   Long-term data  requirements  and short-term
demands for tangible results may necessitate incorporating
useful interim products into a GIS project that sustain support
for long-term  data collection  and  data  base  development
efforts.
                                                                                III-7

-------
EPA
Section III

Strategies for Success
  Use Available
  Digitized Data
   Whenever possible, available digital data should be used
rather than digitizing new data. The use of existing data can
save considerable time and money, since digitizing is a time-
consuming process. Cooperative arrangements may need to
be established with the States and other agencies to facilitate
sharing of data.  Some Regions have successfully established
informal  arrangements in which data  are  exchanged  or
"bartered" for other data or GIS services.
    Conceptual
 Framework for
 GIS Data Base
   As data are acquired for various projects and applications,
an office should have a conceptual framework and plan for
building an integrated data  base appropriate to the  office's
area of concern (e.g., a regional data base). As various data
are acquired for specific applications, these data can be fitted
into the framework for the larger data base.
      Data Base
 Documentation
   Data base  documentation standards should  be applied
from the beginning of the construction of a data base.  At a
minimum, the documentation should include a complete data
dictionary, map projection and units, source of the data, who
compiled the data, when the compilation was done, how the
data were created, and a statement about the quality of the
data.  Complete descriptions of the steps of project analyses
should also be maintained.
      Quality of
Locational Data
   Data quality, especially the quality of locational data, is an
important  factor  that  impacts  the  application  of  GIS
technology and the degree to  which the technology can be
used to fulfill EPA's mission.  The accuracy and quality of
locational data should never be  assumed, since inaccurate
locational data can completely  invalidate the results of a GIS
analysis. Plotting locational data  and verifying the resulting
map is one method of obtaining some indication of the quality
of spatially-based data.
                                                                          III-8

-------
3S EPA
Section III

Strategies for Success
            Adopt the
    Appropriate Level
       of Data QA/QC
   Several  levels of data  quality assurance and  control
(QA/QC) may be appropriate for different types of GIS work,
based on  the objectives of the  specific application.   For
example, regional demonstration projects may not need the
degree of data accuracy or scale of data required by analyses
at RCRA  or Superfund  sites  that  may  lead to  legal
enforcement activity.  Determining the right level  of data
quality and QA/QC measures for a project is an important
decision, since this may require balancing project costs and
data quality.  Although greater expenditures of resources are
often required for higher quality data, bad data segments may
invalidate an entire project.
                                             Hardware/
                                             Software
                             Within EPA, GIS is supported by Prime minicomputers at
                          the Regions and either VAX  minicomputers or PC-based
                          systems at EPA Labs. Table 1 summarizes the CPUs and key
                          peripherals currently in use for GIS at various EPA sites.

                             ARC/INFO,   a  proprietary   software   package   of
                          Environmental Systems Research Institute (ESRI) of Redlands,
                          California, is EPA's GIS software of choice. EPA Regions and
                          Labs run ARC/INFO on their Prime or VAX minicomputers.
                          PC ARC/INFO is currently used or is being acquired by some
                          Labs (reference Table 1).

                             Both primary and secondary site licenses for ARC/INFO
                          are available.  Those sites with secondary site licenses  are
                          limited in the amount of assistance that they can receive from
                          ESRI. Also, a secondary site cannot contact ESRI directly  but
                          must coordinate  its requests through  an associated primary
                          site.  Although secondary site licenses  are less expensive and
                                                                             III-9

-------
               Table 1
CIS Hardware in Use at EPA CIS Sites

EPA CIS Hardware
National Data Processing
Division - RTF
Washington
Information Center
Region I
Region III
Region IV
Region VII
i

CPU Terminals
-Tektronix 41 06s,
41 07s,4207s, 4208s,
VAX 8650 w/1 600 and 4209s,4224s, 4225
6250 BPI tape facilities . Tektronix 4325
(part of VAX Cluster) workstation
- Sun 386i workstation
- PCs w/TNet07
-Tektronix 41 05
Prime 2750 'l*^0™?^
- Tektronix 4325
workstation
- Tektronix 4207
D,,_. ,,,« - Tektronix 401 6
Prime 2755 _ . . , .... .
- Tektronix 4014
- PC w/TGraph
- Tektronix 4207
Prime 2755 • Tektronix 41 06
- Epson Equity III
- Tektronix 4207
.,.._. .___ -Tektronix 4106
(2) Prime 2755s .(2) Tektronix 41 25s
-(12) PCs w/TGraph
- (2) Tektronix 4207s
Prime 2755 - Tektronix 4325
workstation
- Epson PC

Digitizers
-CalComp9148(high
accuracy - 48" x 36")
- Tektronix 4958
- Tektronix 4957
CalComp9100
- Tektronix 4958
- CalComp (on order)
- Tektronix 4958
- Tektronix 4956
-CalComp 91 00
Tektronix

Printers/Plotters
- CalComp 5845
electrostatic plotter
-CalComp 591 2
thermal plotter
- Tektronix 4693
thermal color printer
- Tektronix 4692, 4696
ink jet printers
CalComp
electrostatic plotter
CalComp 5835
electrostatic plotter
- CalComp 1043 plotter
- electrostatic plotter
(on order)
- Tektronix 4692 printer
- CalComp 1044 plotter
- electrostatic plotter
(on order)
- Houston Instr. plotter
- (3) Tektronix printers
- CalComp 8-pen plotter
- CalComp electrostatic
plotter (on order)

-------
             CIS Hardware in  Use at EPA CIS Sites (cont'd)
  EPA GIS Hardware
                                 CPU
                        Terminals
                        Digitizers
                     Printers/Plotters
Region VIII
 Accessing RTP's
  VAX Cluster
- Tektronix 4207
• Tektronix 4224
• DECVT131
 CalComp 9000
 CalComp 1075 plotter
> Zeta 8 pen plotter
Chesapeake Bay
Program
   VAX 8600
• Tektronix 4111
• Tektronix 4106
•(12)DECVT241s
• (36) DEC VT220S
• (4) IBM PC compatibles
• (2) Macintosh Us
 (anticipated)
   (2) Altek
 Nicolet 836 zeta plotter
> CalComp 1012 plotter
 Tektronix 4695 printer
• Tektronix 4696 printer
Environmental
Monitoring Systems
Laboratory — Las Vegas
   VAX 11/785
• Tektronix 4125s
•Tektronix 4111s
• Decmate Ills
• IBM PC/AT
 (PC ARC/INFO)
• DEC VT220
•LA-100
• ERDAS System 2
• Aeronca VGS 300 plus
   CalComp
• Versatec color
 electrostatic plotter
• color plotter
• printers
Environmental Research
Laboratory — Corvallis
    VAX 8600
• (5) Tektronix 4207s
• (5) Tektronix 4107s
(2) CalComp 91 OOs
• CalComp 5845
 electrostatic plotter
• CalComp 1075
 4-pen plotter
Environmental Research
Laboratory - Athens *
   Compaq 386
running PC ARC/INFO
      N/A
   CalComp
• Tektronix 4696 printer
• Texas Instruments
 laser printer

-------
             CIS Hardware  in Use at  EPA  CIS Sites (cont'd)
  EPA CIS Hardware
                                 CPU
                       Terminals
                       Digitizers
                  Printers/Plotters
Environmental Research
Laboratory — Duluth
  Micro VAX II
• Tektronix 4225'
• Tektronix 4207'
                                            CalComp9100"
                   CalComp1044GT
                      plotter **
Risk Reduction
Engineering Laboratory
Cincinnati***
IBM XT compatible
 running PMAP
    N/A
(2) Kurt a
HP 7580 plotter
(driven by IBM-
AT compatible)
 * Only key input and output devices for CIS are included in this table. Supporting equipment, such as line printers and telecommunications
   equipment, are excluded.
 * Also accesses RTFs VAX systems.
** In addition to equipment at ERL — Duluth, a set of these peripherals is at Region V, Chicago. A second set is at the Grosse He, Michigan field station.
   Both remote sites have dial-up access to ERL — Duluth's Micro VAX II.
*** Plans to obtain PC ARC/INFO and an IBM AT compatible computer.

-------
Section III

Strategies for Success
may be appropriate for a site with PC ARC/INFO, the issue
of primary site licensing for Regions and other major GIS
programs needs  to  be addressed  vary carefully.   Major
programs may need the support that only a primary site
license provides.
                                                   111-10

-------
SB EPA              Section IV
            Roles and Responsibilities for
            GIS Implementation in EPA
                         This section summarizes special roles and contacts for GIS
                       implementation within EPA.  In the first part of Section IV,
                       EPA's lead GIS offices are listed, along with their special roles
                       and responsibilities for GIS within the Agency. The four lead
                       offices are as follows:

                         • Office of Information Resources Management
                         • National Data Processing Division at Research Triangle
                           Park
                         • Environmental  Monitoring Systems Laboratory at Las
                           Vegas
                         • Region IV at Atlanta

                         In the second part of Section  IV, information for EPA
                       Regions and other Labs that have implemented GIS is given,
                       including primary contacts for more information and a brief
                       listing of GIS applications.
                                                                  IV-1

-------
SB EPA
Section IV

Roles and Responsibilities
                                             Lead EPA Offices
                                             for GIS
                          OIRM
                          EPA Headquarters
                          Mail Code PM218B
                          401 M St. S.W.
                          Washington, D.C. 20460
 Roles and
 Responsibilities:
   The Office of Information Resources Management (OIRM)
is responsible for the development of GIS policy and for the
management and coordination of GIS information resources
in EPA. These responsibilities include the following activities:

   •  Develops and issues GIS policy for EPA.

   •  Provides GIS oversight to ensure that the development
      of GIS programs and applications is consistent  with
      established Agency policy and life cycle management
      guidance.

   •  Manages  GIS  information resources, functions, and
      activities  in association with other  lead offices and
      programs.

   •  Provides  guidance in the  use  of  GIS  information
      resources to other Agency offices.
                                                                             IV-2

-------
                        Section IV

'                        Roles and Responsibilities
                              Provides  support and guidance in the acquisition of
                              GIS hardware and software.

                              Supports  the development and implementation of both
                              short-term  and  long-term  GIS  training  programs
                              within the Agency.

                              Conducts and  supports activities  that assist in the
                              implementation of GIS in EPA.  Studies and activities
                              that have been conducted to date include:

                              -   GIS Management Study
                              -   Summary of Geographic Data Sources
                              -   Case Studies of EPA's Implementation of GIS
                              -   EPA Training Recommendations for GIS
                              -   Analysis of Requirements for an EPA GIS
                                 Workstation

                              These activities are described briefly in Section V under
                              "EPA GIS Publications."

                              Fosters and supports data integration efforts aimed at
                              cross-media  analysis  of EPA data  through the GIS
                              process.

                              Coordinates  with other agencies,  State offices, and
                              private organizations for sharing GIS applications and
                              data, including acquiring selected national data  bases
                              for use throughout EPA.

                              Provides    support   in   the   development   of
                              communications  media  among EPA GIS  sites and
                              users. Examples include:

                              -   Case Studies of EPA's Implementation of GIS
                              -   Emerging Technologies Bulletin
                              -   GIS management and technical workshops
                              -   GIS conference

                              As standards for GIS data bases and use are developed,
                              OIRM will formulate these standards into information
                              resources management guidance  and will assist in
                              promulgating these standards throughout EPA.
                                                                           IV-3

-------
                          Section IV

                          Roles and Responsibilities
                             •  Establishes EPA standards for electronic transfer of
                               spatial data between GIS systems and standard EPA
                               data base systems.
Organizational
Structure:
Primary GIS Contact:
   Edward Hanley
   Director, Office of Information Resources Management
   FTS: 382-5231  (202)382-5231  Mail Code: PM-211
   EMAIL: EPA3400

   Abby Pirnie
   Director, Program Support Division
   FTS: 382-5231  (202) 382-5231  Mail Code: PM-218B
   EMAIL: EPA3700

   Steve Young
   Chief, Information and Technology Integration Branch
   FTS: 382-5625  (202)382-5625  Mail Code: PM-218B
   EMAIL: EPA3516

   Joseph Sierra
   Chief, Geographic Integration Section
   FTS: 382-7868  (202)382-7868  EMAIL: EPA3783
GIS Team:
   Joseph Sierra, GIS National Coordinator
   FTS: 382-7868  EMAIL: EPA3783
   Ed Partington, Computer Analyst
   FTS: 475-9348  EMAIL: EPA3769
   Robert Pease, Systems Analyst
   FTS: 382-2431  EMAIL: EPA3776
   Jeff Booth, Technical Information Specialist
   FTS: 475-8410  EMAIL: EPA3767
   Mike Long, Program Analyst
   FTS: 382-5625  EMAIL: EPA3807
GIS Applications:
   OIRM  provides  support in the dissemination of GIS
applications.
                                                                             IV-4

-------
as EPA
Section IV

Roles and Responsibilities
 NDPD


 Address:
NDPD
EPA MD-34
RTF, NC 27711
 Roles and
 Responsibilities:
   The  National  Data  Processing  Division (NDPD)  at
Research Triangle Park (RTF) provides the following types of
support for GIS:

   •  Provides user support on NDPD's VAX cluster for GIS
      software and hardware.

   •  Resolves GIS software and hardware problems.

   •  Maintains telecommunications links between different
      GIS computers within EPA.

   •  Provides GIS technical expertise for problem definition,
      data base design, prototyping, and implementation for
      GIS applications.

   •  Assists with GIS data acquisition  for pilot projects and
      national data sets that will reside on the NDPD system.

   •  Conducts GIS hardware and software evaluations.

   •  Provides  support  for  architectural  planning  and
      procurements related to GIS.

   •  Provides facilities and other support for GIS training.

   The Washington Information Center (WIC), which is part
of NDPD, supports GIS development through its support of
the Prime computer and other equipment located at the WIC
in Washington, D.C.
                                                                             IV-5

-------
                         Section IV

                         Roles and Responsibilities
Organizational
Structure:
   Donald Fulford
   Director, National Data Processing Division
   FTS: 629-3970  (919) 541-3970  Mail Code: MD-34
   EMAIL: EPA3420

   Mickey Cline
   Special Assistant OARM-OIRM
   FTS: 629-2500  (919) 541-2500  Mail Code: MD-34
   EMAIL: EPA3660
CIS Team:
Primary GIS Contacts:
   CIS support for the NDPD is based at RTF and is provided
by the GIS Technical Support Group of Unisys Corporation.
   Tom Scheitlin  FTS: 629-0299
   EMAIL: EPA3888
   Gene Costello  FTS: 629-4016
   EMAIL: EPA3888
(919) 541-0299

(919) 541-4016
EMSL-LV


Address:
EMSL-LV
EPA/ORD/LV
PO Box 93478
Las Vegas, NV 89193-3478
Roles and
Responsibilities:
   The   Spatial  Analysis  Laboratory  (SAL)   of  the
Environmental Monitoring Systems Laboratory at Las Vegas
(EMSL-LV) has been designated a GIS Center of Excellence
for GIS research and development. The primary purpose of
SAL  is  to investigate,  develop,  and  integrate  spatial
information systems, including both GIS and remote sensing,
into  the  mission of EPA.   This  purpose  encompasses the
following tasks:
                                                                            IV-6

-------
Section IV

Roles and Responsibilities
   •  Advance GIS and remote sensing research to meet EPA
      needs.

   •  Provide advice to EPA Headquarters on GIS policy.

   •  Provide   GIS  technical  support   to  EPA's  GIS
      organizations.

   •  Provide GIS technical support to EPA programs such
      as CERCLA, RCRA, Water, EMAP, etc.

   SAL fulfills its mission through the following activities:

   •  Conducts demonstration projects, which  provide  a
      major vehicle for GIS research.    Through  these
      demonstration projects, EMSL-LV develops techniques
      for applying GIS and integrates other technologies with
      GIS.

   •  Provides  support in GIS  training  and  technology
      transfer  to Regions  and  other  offices  for  whom
      demonstration projects are being conducted.

   •  Provides  technical GIS  support to the  Regional GIS
      teams and others in EPA through:

      -   The GIS hotline: (702) 798-2279
                       FTS: 545-2279

         Initial developmental support to a Region or office
         after the basic ARC /INFO training course. This
         support is arranged cooperatively with the office.

   •  Performs  technical evaluations of GIS software, hard-
      ware, and mechanisms for integrating GIS with other
      technologies, such as AUTOCAD and remote sensing.

   •  Produces  GIS technical  memoranda that  make  the
      knowledge gained through EMSL-LV s demonstration
      projects and  other research available to the EPA GIS
      user community.  An example  of technical memoranda
      currently  available is included in this  document  as
      Appendix A.
                                                   IV-7

-------
    EPA
Section IV

Roles and Responsibilities
                               Conducts research on and develops GIS standards in
                               conjunction with other lead offices.

                               Represents EPA's ARC/INFO training requirements to
                               ESRI, the vendor of ARC/INFO, through participation
                               on ESRI's Educational Review Board.
Organizational
Structure:
Primary GIS Contact:
   Robert Snelling
   Laboratory Director
   FTS: 545-2525   (7Q2) 798-2525   EMAIL: EPA8230

   Eugene Meier
   Director, Advanced Monitoring Systems Division
   FTS: 545-2237   EMAIL: EPA8232

   Thomas Mace
   Chief, Remote and Air Monitoring Branch
   FTS: 545-2262   EMAIL: EPA8274

   Mason Hewitt
   GIS Manager
   FTS: 545-2377   EMAIL: EPA8277

   Heather Stone
   Assistant GIS Manager
   FTS: 545-2377   EMAIL: EPA9964

   Ross Lunetta
   Remote Sensing Manager
   FTS: 545-2175   EMAIL: EPA8284

   Bill Forte
   Manager, Spatial Analysis Laboratory Systems
   FTS: 545-2602   EMAIL: EPA8280
GIS Team:
   Mark Olsen, Supervisor
   FTS: 545-2280  EMAIL: EPA8203
   Susan Boyle, Scientist/Statistician
   Jerry Carter, Scientist/Geologist
   Dick Dulaney, Scientist/Geographer
   Lawrence Fisher, Engineer
                                                                            IV-8

-------
                          Section IV

                          Roles and Responsibilities
                            David James, Scientist/Geographer
                            Karen Lee, Scientist/Geologist
                            Roy Mogren, System Manager
                            Frank Mynar, GIS Analyst/Geographer
                            Jonathan Pickus, Scientist/Geographer
                            John Voichita, Computer Operator
                            Ridgeway Weerackoon, Applications Programmer

                            GIS Hotline:  FTS: 545-2279
                            (702) 798-2279   EMAIL: EPA8203 or LVGIS


GIS Applications:            EMSL-LV's  demonstration  projects have addressed the
                         following areas of concern:

                            •  Superfund site analysis
                               -  Characterize nature and extent of problems for
                                  remedial investigation
                               -  Macro and micro site analyses
                                  Support monitoring activity
                                  Human and environmental exposure assessment
                               -  Integrate ground water modeling with GIS
                                  Integrate remote sensing data with GIS
                               -  Contaminant pathway analysis

                            •  Air pollution exposure analysis

                            •  Wellhead protection

                            •  Intertidal habitat analysis

                            •  Point and non-point pollution monitoring
                                                                             IV-9

-------
SB EPA
Section IV

Roles and Responsibilities
 REGION IV


 Address:
EPA, Region IV
345 Courtland Street, NE
Atlanta, GA 30365
 Roles and
 Responsibilities:
   Region  IV  is  EPA's  GIS  Center  of  Excellence  for
supporting development of Regional GIS  applications as
applied to EPA/State data management.  In this role, Region
IV can assist other Regions in their implementation of GIS in
the following ways:

   •  Provide guidance to Regions in development of  GIS
      applications, especially  those applications that use a
      common regional data base.

   •  Work  with   Regional   management  to   develop
      management support systems that utilize GIS.   The
      objectives of management support systems developed
      with Region IV's assistance would be to identify  and
      prioritize environmental problems and risks, target
      activities and sites to which scarce Regional  resources
      should be directed, relate environmental quality to
      regulatory controls and  EPA  programs, and track
      environmental  trends  and  progress  in  improving
      environmental  quality.
 Organizational
 Structure:
 Primary GIS Contact:
   Joseph Franzmathes
   Assistant Regional Administrator for Policy and
   Management
   FTS: 257-4727   (404) 347-4727  EMAIL: EPA9420

   George Collins
   Chief, Office of Integrated Environmental Analysis
   FTS: 257-3402   EMAIL: EPA9486
                                                                              IV-10

-------
aB EPA
Section IV

Rotes and Responsibilities
 GIS Team:
   Henry Strickland, GIS Coordinator
   FTS: 257-5053  EMAIL: EPA9459
   Jim Bricker, Engineer
   FTS: 257-5053
   Phyllis Mann, Environmental Scientist
   FTS: 257-5053  EMAIL: EPA9460
   Jerry Sorensen, Environmental Scientist
   FTS: 257-5053  EMAIL: EPA9464
 GIS Applications:
   The focus of GIS work at Region IV  is using GIS  to
implement a Results/Risk Analysis and Management System
(RAMS), which has as its objectives those listed above for GIS
management  support  systems.    A  major  element   of
implementing RAMS is developing regional data bases that
can be used by multiple EPA programs. Specific applications
that have been developed or are planned by Region IV are the
following:

   •  Environmental priorities initiative, in which  RCRA
      sites  are identified and ranked for inclusion on the
      Superf und National Priorities List

   •  Superfund site evaluation

   •  Drinking water vulnerability

   •  Prioritization  of  RCRA  sites  for  inspection  and
      enforcement

   •  Construction grant evaluation (planned)

   •  Assess adequacy of air monitoring network, identify air
      pollution sources, and analyze ambient air quality
      trends (planned)
                                                                             IV-11

-------
      EPA
 Section IV

 Roles and Responsibilities
                                           GIS at EPA  Regions
                                           and Other Laboratories
REGION I

Address:



Organizational Structure:


Primary GIS Contact:



GIS Team:
GIS Applications:
EPA, Region I
JFK Federal Building
Boston, MA 02203

Planning and Management Division
FTS: 835-3355   (617)565-3355   EMAIL: EPA9111

Michael MacDougall
Chief, Information Management Branch
FTS:  835-3382  (617) 565-3382   EMAIL: EPA9125

Greg Charest, GIS Applications Manager
FTS: 835-3358   EMAIL: EPA9199
Pat Ausman, GIS Technical Manager
FTS: 835-3385   EMAIL: EPA9196
Deb Cohen, GIS Operations Team Leader
FTS: 835-3659
Marcy Berbrick, GIS Analyst
FTS: 835-2098
Kathy Livingston, GIS Analyst
FTS: 835-3385

Ground water protection
Radon risk assessment
Mapping project for Quincy Bay
Ozone monitoring
Superfund site support
                                                                         rv-12

-------
      EPA
Section IV

Roles and Responsibilities
REGION III

Address:
Organizational Structure:
Primary GIS Contact:
GISTeam:
GIS Applications:
EPA, Region III
Information Resources Management Branch
Mail Code 3PM53
841 Chestnut Building
Philadelphia, PA 19107

William T. Wisniewski
Assistant Regional Administrator for Policy and Management
FTS: 597-3654  (215) 597-3654   Mail Code: 3PMOO
EMAIL Box: EPA9330 (W.WISNIEWSKI)

A. Joseph Hamilton
Chief, Information Resources Management Branch
FTS: 597-8046  (215) 597-8046   Mail Code: 3PM50
EMAIL Box: EPA9396 (J.HAMILTON)

Ed Kratz
Chief, Information Management and Support Section
FTS:  597-9855  (215) 597-9855   Mail Code: 3PM53
EMAIL Box: EPA9395 (E.KRATZ)

Pat Flores, Computer Systems Analyst
FTS: 597-9965  EMAIL: REG3.GIS
Doug Freehafer, Computer Specialist (CSC)
FTS: 597-7864  EMAIL: REG3.GIS
David West, Computer Specialist (CSC)
FTS: 597-9965  EMAIL: REG3.GIS

Ground water protection
Radon evaluation
Wetlands protection (planned)
                                                                            IV-13

-------
      EPA
Section IV

Roles and Responsibilities
REGION V

Address:
Organizational Structure:
Primary GIS Contact:
GIS Team:
EPA, Region V
Mail Code 5SMQA
536 South Clark St.
Chicago, IL 60605

William H. Sanders III
Director, Environmental Services Division
FTS: 353-3808  (312)353-3808  EMAIL: EPA9581

Noel Kohl
Chief, Geographic Information Systems Management Office
FTS: 886-6224  EMAIL: EPA9584

John Anagnost, Environmental Engineer
FTS: 886-0143  EMAIL: EPA9564
Barry Bolka, Environmental Engineer
FTS: 886-6227  EMAIL: EPA9584
Barry Manne, Geologist
FTS: 353-3546  EMAIL: EPA9518
Bill Melville, Environmental Engineer
FTS: 886-1504  EMAIL: EPA9563
John Schneider, Environmental Scientist
FTS: 886-0880  EMAIL: EPA9584
REGION VII

Address:



Organizational Structure:
EPA, Region VII
726 Minnesota Avenue
Kansas City, KS 66101

Susan C. Gordon
Assistant Regional Administrator for Policy and Management
FTS: 757-2819  (913)236-2819  EMAIL: EPA9702

B. Katherine Biggs
Chief, Environmental Review Branch
FTS: 757-2823  (913) 236-2823  EMAIL: EPA9725
                                                                             IV-14

-------
                           Section IV

                           Rotes and Responsibilities
Primary GIS Contact:
GIS Team:
GIS Applications:
R. Lynn Kring
Chief, Integrated Environmental Analysis Section
FTS: 757-2823  (913) 236-2823  EMAIL: EPA9792
Walt Foster
Vickie Hale
Dominique Lueckenhoff
Paul Schwaab
FTS: 757-2823
FTS: 757-2823
FTS: 757-2823
EMAIL: EPA9756
EMAIL: EPA9755
EMAIL: EPA9724
EMAIL: EPA9719
Non-point source pollution analysis
Emergency response to hazardous spills
Ground water protection
Prioritization of RCRA sites
Wetlands protection (planned)
REGION VIII

Address:
Organizational Structure:
Primary GIS Contact:
EPA, Region VIII
ESD Mail Code (8ES-ES)
999 18th Street
Suite 500
Denver, CO 80202-2405

James B. Lehr
Director, Environmental Services Division
FTS: 776-5061  (303) 236-5061  EMAIL: EPA9880
Mail Code: 8ES

Marshall L. Payne
Chief, Environmental Surveillance Branch
FTS: 776-5064  (303)236-5064  EMAIL: EPA9881
Mail Code: 8ES-ES

Larry Svoboda
Chief, Environmental Monitoring and Assessment Section
FTS: 776-5102  (303)236-5102  EMAIL: EPA9852
Mail Code: 8ES-ES
                                                                             IV-15

-------
      EPA
Section IV

Roles and Responsibilities
GIS Team:
GIS Applications:
Larry Svoboda, GIS Manager
FTS: 776-5102  EMAIL: EPA9852
Detail (Vacant), Team Leader
FTS: 776-5097  EMAIL: EPA9881
Dick Sotiros, General Engineer
FTS: 776-7086  EMAIL: EPA9881
Bill Monson, Statistician-Trainee
FTS: 776-5108  EMAIL: EPA9881
Gabe Lucisano, GIS Analyst
FTS: 776-4606  EMAIL: EPA9881
LuAnn Ehlers, GIS Data Entry Clerk
FTS: 776-7414  EMAIL: EPA9881

Surface water quality assessment
Air pollution exposure assessment
Ground water protection
Superfund site evaluation
REGION X

Address:
Organizational Structure:
 Primary GIS Contact:
EPA, Region X
Environmental Services Division (ES-097)
1200 Sixth Avenue
Seattle, WA 98101

Robert Courson
Director, Environmental Services Division
FTS: 399-0404  (206) 442-0404   EMAIL: EPA9050
Mail Code: ES-096

Ben Eusebio
Chief, Ambient Monitoring and Analysis Branch
FTS: 399-1106  (206) 442-1106   EMAIL: EPA9050
Mail Code: ES-097

Ray Peterson
Chief, Geographic Information Section
FTS: 399-1682  (206) 442-1682   EMAIL: EPA9092
Mail Code: ES-097
                                                                              IV-16

-------
      EPA
Section IV

Roles and Responsibilities
GISTeam:
Bill Bogue, Environmental Scientist
FTS: 399-1676
Matt Gubitosa, Environmental Scientist
FTS: 399-4059
CHESAPEAKE BAY PROGRAM
Address:
Organizational Structure:
GIS Team:
Primary GIS Contact:
GIS Applications:
Chesapeake Bay Program
Annapolis City Marina
410 Severn Avenue
Annapolis, MD 21403

Dr. Alvin Morris
Director, Region III Water Division
FTS: 597-9410  (215) 597-9410  EMAIL: EPA9360

Charles S. Spooner
Director, Chesapeake Bay Program
FTS: 922-2285  (301)266-6873  EMAIL: EPA9363

Lacy Nasteff, Site Manager
FTS: 922-2285  EMAIL: EPA3663
Lowell Banner, Technical Director
FTS: 922-2285  EMAIL: EPA3938
Rick Price, Senior Computer Specialist
FTS: 922-2285
Lynda Liptrap, Senior Computer Specialist
FTS: 922-2285
Melanie Rippon, Programmer
FTS: 922-2285
Danny Elliott, Programmer
FTS: 922-2285

Non-point source pollution analysis
Living resources analysis
Water quality monitoring
                                                                             IV-17

-------
      EPA
Section IV

Roles and Responsibilities
ENVIRONMENTAL RESEARCH LABORATORY - CORVALLIS
Address:
Organizational Structure:
ERL-C
200 SW 35th Street
Corvallis, OR 97333

Thomas A. Murphy
Laboratory Director
FTS: 420-4601  (503) 757-4601   EMAIL: EPA8420

Robert T. Lackey
Chief, Terrestrial Branch
FTS: 420-4634  (503) 757-4634   EMAIL: EPA8429

Bill A. Williams
Chief (acting), Ecotoxicology Branch
FTS: 420-4679  (503)757-4679   EMAIL: EPA8421

Gary Smith
Director, Computer Center
FTS: 420-4677  (503) 757-4677   EMAIL: EPA3697

Bill Tiffany
ADP Coordinator
FTS: 420-4713  (503)757-4713   EMAIL: EPA8423
GIS Team: Primary GIS Contact
GIS Applications:
Denis White
Andrew Herstrom
William Campbell
Scott Leibowitz
Danny Marks
FTS: 420-4666
FTS: 420-4666
FTS: 420-4666
FTS: 420-4666
FTS: 460-4658
EMAIL: EPA8427
EMAIL: EPA8428
EMAIL: EPA8421
EMAIL: EPA8421
EMAIL: EPA8429
Regional geography and ecoregion analysis
Direct/Delayed Response Project — Acidic deposition
Surface water quality assessment
National Lakes and Streams Survey — Characterize the
chemical status of lakes and streams
Ground water protection
Infer historical water quality through paleoecology research
                                                                            IV-18

-------
                         Section IV
      EPA
                         Roles and Responsibilities
ENVIRONMENTAL RESEARCH LABORATORY - DULUTH (ERL-D)
and EPA LARGE LAKES RESEARCH STATION - GROSSE ILE (LLRS)

Address:                  ERL-D
                         6201 Congdon Boulevard
                         Duluth, MN 55804

                         LLRS
                         931 IGroh Road
                         Grosse He, MI 48138

GIS Team:                ERL-D
                         Bill Sanville, CIS Site Coordinator
                         FTS: 780-5723  (218) 720-5723  EMAIL: EPA8451
                         Brad Greenwood, VAX System Manager
                         FTS: 780-5522  (218) 720-5522  EMAIL: EPA3705

                        LLRS
                         Bradley Parks, GIS Coordinator
                         (313) 675-9413  EMAIL: EPA8453
                         Stephen Rood, GIS Specialist
                         (313) 675-9412  EMAIL: EPA8453

GIS Applications:           Development of a GIS specializing in Great Lakes issues
                         Long-term study of dioxins
                         Mass balance of nutrients and toxic chemicals
ENVIRONMENTAL RESEARCH LABORATORY - ATHENS

Address:                  ERL-A
                         College Station Road
                         Athens, GA 30613

Organizational Structure:     Rosemarie C. Russo
                         Laboratory Director
                         FTS: 250-3134 (404)546-3134  EMAIL: EPA8430
                                                                        IV-19

-------
                          Section IV
      EPA
                          Roles and Responsibilities
                          John E. Rogers
                          Chief, Biology Branch
                          FTS: 250-3103  (404)546-3103  EMAIL: EPA8431

GIS Team:                  Lawrence Burns, Research Ecologist
                          FTS: 250-3501   EMAIL: EPA8431
                          Chris Phillips, Computer Aide
                          FTS: 250-3511   EMAIL: EPA8431
                          Jean Porter, Scientific Systems Specialist
                          FTS: 250-3468   EMAIL: EPA8431
                          Doreen Dalesandro, Programmer Analyst
                          FTS: 250-3250   EMAIL: EPA8431

GIS Applications:            Ecological risk assessment, including identification of
                          species at risk from pesticides and other toxins
                          Linkage between water quality models and species at risk
ATMOSPHERIC RESEARCH AND EXPOSURE ASSESSMENT LABORATORY - RTP

Address:                   AREAL
                          EPA - AREAL
                          Mail Drop
                          RTP, NC 27711

                     ATMOSPHERIC SCIENCE MODELING DIVISION
GIS Contacts:              Joan Novak (EPA)
                          FTS: 629-4545   (919) 541-4545   Mail Drop: 80
                          Terri Birth (CSC)
                          FTS: 629-1303   (919) 541-1303   Mail Drop: 43

GIS Applications:           Atmospheric research and analysis


                     EXPOSURE ASSESSMENT RESEARCH DIVISION
GIS Contacts:              Ed Barrows (NSI)
                          FTS: 629-2293   (919) 541-2293   Mail Drop: 8
                          Karl Hermann (NSI)
                          FTS: 629-4119   (919) 541-4119   Mail Drop: 8
                                                                           IV-20

-------
                          Section IV

                          Roles and Responsibilities
GIS Applications:            Global climate
                          Environmental Monitoring and Assessment Program (EMAP)
OFFICE OF AIR QUALITY PLANNING AND STANDARDS - RTP

Address:                  OAQPS
                          EPA - OAQPS
                          Mail Drop
                          RTF, NC 27711

GIS Contacts:               Terence Fitz Simons
                          FTS: 629-0889   (919) 541-0889  Mail Drop: 14
                          Bill Cox
                          FTS: 629-5563   (919) 541-5563  Mail Drop: 14

GIS Applications:           Air quality analysis and planning
RISK REDUCTION ENGINEERING LABORATORY - CINCINNATI

Address:                   Center Hill Research Laboratory
                          Risk Reduction Engineering Laboratory
                          5995 Center Hill Road
                          Cincinnati, OH 45224

GIS Contact:                Phil Cluxton
                          FTS: 684-7885   (513) 569-7885

GIS Applications:            Site characterization of Superfund sites
                          Map contaminants and related variables for Superfund sites


                                    a
                                                                           IV-21

-------
   EPA
Section V
         Other Technical Support and
         Sources of Information for GIS
         Implementation
                                     Other Agencies
                                     and Professional
                                     Organizations
U.S. Geological Survey
                        This section provides the names and missions of agencies
                     and professional organizations where EPA officials can turn
                     to keep abreast of the latest in GIS technology and to find out
                     what developments are taking place in both the private and
                     public sectors. Additionally, this section informs the reader of
                     the various sources of GIS information presently available
                     from within EPA and from outside organizations.
   As the lead Federal agency in digital cartography and
other earth science topics, the U.S. Geological Survey (USGS)
is in the forefront of the development and application of
advanced techniques in all aspects of data processing that
relate  to GIS.   Through the  implementation  of several
strategies, the USGS has utilized GIS as a cost-effective tool
for its scientists to analyze and interpret data about land,
water and mineral resources. These strategies include:
                                                                V-l

-------
                     Section V
EPA
                     Sources of Information
                     o    The formation of a USGS CIS Research Laboratory in
                          Reston, Virginia;

                     o    An emphasis on multidivisional cooperation and sharing
                          of resources and knowledge; and

                     o    The  consolidation  of  selected  GIS  equipment and
                          software into shared, interdisciplinary USGS laboratories
                          both in Reston and at various field locations.

                         Presently, four USGS divisions are actively involved in
                     GIS activities:

                     •    The Information Systems Division (ISD) is working with
                     and assessing the following:  advanced computer hardware
                     capabilities such as optical disks and concurrent processors;
                     GIS applications using existing microcomputer technology; an
                     Earth  Science  Information  Network  to  link  a series  of
                     information data bases  with  a number of  public contact
                     points; an Earth Science Data  Directory to provide online
                     access to USGS's central repository of detailed information
                     about  earth science  data; and  the feasibility of combining
                     artificial intelligence with existing GIS technology.

                     •    The Geologic  Division (GD) is using GIS capabilities for
                     geologic/geographic information management, manipulation,
                     and display of thematic data. The GIS capabilities employed
                     include gridding,  contouring,  feature  extraction, overlay,
                     linking of locations to attribute data, and data display using
                     both raster and vector presentations.

                     •    The Water Resources Division (WRD) is the largest user
                     of GIS in the USGS.  WRD has installed GIS hardware and
                     software in 24 locations across the U.S. and has linked all their
                     facilities  with  an  Earth Science  Distributed  Information
                     System called GEONET. WRD applications include analysis
                     and production of the National Water Summary; boundary
                     mapping for irrigation water rights; support of ground water
                     modeling studies; and analysis of aquifer and water use
                     databases.

                     •    The National Mapping Division (NMD) conducts basic
                     and applied  research  to develop  advanced  techniques for
                                                                          V-2

-------
                      Section V
EPA
                      Sources of Information
                     spatial data analysis, manipulation, and display.  Research in
                     GIS technology is being conducted in spatial database design,
                     modeling of cartographic entities and objects, implementation
                     of prototype spatial operators, development of a standard
                     exchange format for geographic data, evaluation of existing
                     GIS technology and development of an advanced vector data
                     interface.

                         Questions about GIS at the U.S. Geological Survey may be
                     addressed to Joel Morrison, Assistant Division Chief, Office of
                     Research, USGS, 12201  Sunrise  Valley  Drive, Reston, VA
                     22092, telephone (703) 648-4639.
                         A new National Center for Geographic Information and
                     Analysis (NCGIA) has been established by a grant from the
                     National   Science   Foundation   (NSF)   to   accomplish
                     fundamental  research   on  geographic  information  and
                     analysis.   The NSF grant, awarded  to  a  three-member
                     consortium comprised of the University of California at Santa
                     Barbara, the University  of Maine at Orono, and the State
                     University of New York  at Buffalo, provides funding for the
                     Center's  first  five years,   with  further   funding  to be
                     determined by a third-year review. The Center is located at
                     UC - Santa Barbara.

                         To accomplish  its geographic information and analysis
                     research goals, the Center will address problems best  solved
                     by teams of scientists from different disciplines as opposed to
                     individual researchers   working  under separate  research
                     awards.  The Center therefore provides  a focal point for GIS
                     research that has to date been widely  scattered  among the
                     various  disciplines. For instance, the  Center will  enable
                     researchers from a variety of social and natural science fields
                     to  work together   with engineers  on specific  problems
                     associated with the development and use of  GIS.   The
                     research  and  development  facilities  of  the  Center  will
                     ultimately enable GIS data users to pursue more effective
                     solutions to "real world"  problems.
                                                                           V-3

-------
                           Section V
SB EPA
                           Sources of Information
                              NCGIA will initiate twelve research projects, all involving
                           participation of experts from at least two of the  consortium
                           universities.  The Center encourages active participation in
                           these projects by members  of public agencies,  the private
                           sector  and  other  universities.   Several of  the  research
                           initiatives include:

                           •    Development of better ways to evaluate the accuracy of
                                databases;

                           •    Assessing the ways errors are introduced into databases
                                by the process of gathering information on social and
                                physical phenomena, and to develop statistical and
                                visual guides to indicate uncertainty; and

                           •    Identifying fundamental spatial concepts that underlie
                                cognition and language and to find ways to  represent
                                those concepts in formal mathematical/logical models.

                              Additionally,   NCGIA   will   serve  as  a  database
                           clearinghouse for databases of interest to government  and
                           industry as well as to  researchers.  Addressing  educational
                           issues  such  as upgrading the quality of GIS  instruction at
                           educational  institutions  will be another  of  the Center's
                           functions as well.

                              Questions about NCGIA may be addressed to Barbara P.
                           Buttenfield or David M. Mark,  Department of  Geography,
                           SUNY at Buffalo, Amherst,  NY  14260, telephone (716) 636-
                           2283.
                                                                                V-4

-------
                     Section V
EPA
                     Sources of Information
                        Following is a list of GIS-oriented professional organiza-
                     tions and their regular publications:
                        American Congress  on  Surveying and Mapping is
                     composed  of  12,000  members  in  three  organizations:
                     American  Association  for  Geodetic  Surveying  (AAGS),
                     American  Cartographic Association  (ACA), and  National
                     Society  of Professional  Surveyors  (NSPS).   ACSM  is
                     committed to the advancement of the profession of surveying,
                     mapping and land information. ACSM, 210 Little Falls Street,
                     Falls Church, VA  22046, telephone (703) 241-2446.

                     ACSM has local chapters.

                     Dues:
                        $105.00 regular membership
                        $ 80.00 associate membership

                     Periodicals:
                        The American Cartographer
                        published quarterly
                        subscription included in membership dues  for ACA
                        members
                        $65.00  domestic non-members
                        $75.00  foreign non-members

                        Surveying and Mapping
                        published quarterly
                        subscription included in membership dues for AAGS &
                        NSPS members
                        $65.00  domestic non-members
                        $75.00  foreign non-members

                        ACSM Bulletin
                        published bimonthly
                        subscription included in membership dues
                        $55.00  domestic non-members
                        $65.00  foreign non-members
                                                                        V-5

-------
                       Sources of Information
ASPRS                   American  Society  for  Photogrammetry  and  Remote
                       Sensing, which serves over 7500 members, is devoted to the
                       exchange of ideas and information about applying the art,
                       science, and technology of photogrammetry, remote  sensing,
                       and geographic information systems. ASPRS, 210 Little  Falls
                       Street, Falls Church, VA 22046, telephone (703) 534-6617.

                       ASPRS has local chapters.

                       Dues:
                          $45.00 regular membership
                          $55.00 international membership

                       Periodicals:
                          Photogrammetric Engineering & Remote Sensing
                          published monthly
                          subscription included in membership dues
                          $100.00  domestic non-members
                          $165.00  foreign airmail
AAG                      Association of American Geographers is a scholarly
                       organization  with 5,800 members  founded  to  advance
                       professional  studies in  geography and to encourage  the
                       application of geographic research in education, government
                       and business. AAG, 1710 Sixteenth Street, NW, Washington,
                       DC 20009, telephone (202) 234-1450.

                       AAG has local chapters.

                       Dues:
                          $70.00 regular membership
                          $80.00 foreign membership

                       Periodicals:
                          Annals of the Association of American Geographers
                          published quarterly
                          subscription included in membership dues
                          $50.00 domestic non-members
                          $60.00 foreign non-members
                                                                           V-6

-------
                       Section V
  EPA
                       Sources of Information
                          The Professional Geographer
                          published quarterly
                          subscription included in membership dues
                          $40.00 domestic non-members
                          $50.00 foreign non-members

                          AAG Newsletter
                          published 10 times per year
                          subscription included in membership dues
                          not available to non-members

                          In addition, the AAG supports a GIS Specialty Group that
                       further disseminates GIS information among its members.
URISA                    Urban and Regional Information Systems Association is
                       a multidisciplinary educational/professional organization of
                       1800 individuals concerned with the effective use of informa-
                       tion systems technology at the local, regional, state/provin-
                       cial, and federal levels of government. URISA, 319 C Street
                       SE, Washington, DC 20003, telephone (202) 543-7141.
                       URISA has local chapters.

                       Dues:
                          $65.00 regular membership
                          $40.00 associate membership
                          $50.00 subscriber

                       Periodicals:
                          URISA Conference Proceedings
                          published annually
                          subscription with regular membership and subscribers

                          URISA Newsletter
                          subscription with regular and associate membership

                          Journal of the URISA
                          subscription with regular membership and subscribers
                                                                          V-7

-------
SIS EPA
Section V

Sources of Information
    IGU
International Geographical Union

Dr. Duane F. Marble, Chairman
IGU  Commission  on  Geographical  Data  Sensing  and
Processing
Department of Geography
The Ohio State University
Columbus, OH 43210
(614) 292-2250

   Dr. Marble is head of the USA commission dealing with
GIS.   The IGU is  a  union of various country's scientific
communities dealing with geographical data.

   The IGU Commission of Geographical Data Sensing and
Processing publishes  abstracts of papers presented at their
international conferences.   The conferences are held every
four  years  with the  next scheduled  for  August  1992  in
Washington, D.C.
                                             Information Sources
  EPA GIS
  Publications
A list of EPA GIS publications is presented below:
                              Emerging Technologies (ET) Bulletin - a management-
                          oriented bulletin that provides a forum for identifying and
                          discussing emerging technologies within EPA including GIS,
                          Expert Systems/Artificial Intelligence, Optical Storage, and
                                                                             V-8

-------
                     Section V
EPA
                     Sources of Information
                     Telecommunications.   The  bulletin  is  intended to share
                     information with EPA, states, and others concerned with the
                     application of information resources management  concepts
                     and  technologies  to  environmental  administration  and
                     problem solving.  OIRM plans to produce and distribute the
                     Emerging Technologies Bulletin on a quarterly basis in Fiscal
                     Year 1989.

                        Geographic Information Systems Guidelines Document —
                     discusses   current  and  potential  EPA  and   State  GIS
                     applications and summarizes the management and technical
                     issues related to the use of GIS.

                        GIS  Management  Study:    Evaluation  of  Currently
                     Installed GIS - a series of case studies of EPA and State GIS
                     applications.  Topics include  project descriptions and history,
                     applications, spatial environmental data used, GIS hardware
                     and software, and critical success factors and pitfalls to avoid.

                        Case Studies ofEPA's Implementation of GIS  — a follow-
                     up to Evaluation of Currently Installed GIS.  In  addition to
                     documenting four additional EPA GIS sites, five sites visited
                     for the previous study were revisited for this report.  The
                     report presents a new picture of GIS at these sites,  since many
                     changes have occurred since the initial  visit.   This study
                     identifies management, technical, staffing and other "lessons-
                     learned" from implementing GIS programs.

                        GIS Management Study: Summary of Geographic Data
                     Sources —  a  report that presents summary information on
                     specific data sources available to EPA which can  be used as
                     "baseline data sets" for GIS applications.

                        EPA    Training    Recommendations   for    GIS
                     recommendations for the Agency's  long term GIS training
                     needs. Based on these recommendations, EPA will consider
                     developing    new    GIS    training   courses.    These
                     recommendations also reflect and communicate to the vendor
                     of ARC/INFO consensus views on needed modifications to
                     ARC/INFO training at EPA.
                                                                          V-9

-------
SB EPA
Section V

Sources of Information
                              GIS  Support for an  Oregon  Statewide Clean  Water
                           Strategy — a national GIS pilot co-sponsored by OIRM and
                           the Office of Policy Planning Evaluation (OPPE) with active
                           participation by the Office of Water, EPA's Environmental
                           Research  Laboratory in Corvallis,  Oregon  and Oregon's
                           Departments of Environmental Quality and Energy.  This
                           pilot demonstrates the use of GIS in support of the Office of
                           Water's Statewide Clean Water Strategy initiative and the
                           EPA/State Data Management Program. It also demonstrates
                           the use of GIS  as a management  decision-support tool for
                           setting priorities on environmental policies, programs, and
                           resource allocations.
 Professional Journals
 and Books
   Following is a list of GIS references.  The references
encompass subject  matter ranging from introductory to
complex:
                           Burrough, P.A. 1986, Principles of Geographical Information
                           Systems for Land Resources Assessment, Claredon  Press,
                           Oxford.

                              This book describes and explains the principles of GIS that
                           are important  for most applications  in environmental and
                           natural resource inventory and analysis.  Major components
                           of GIS are described including:

                           o   Raster and vector data structures
                           o   Modules for data input, verification, storage, and output
                           o   Digital terrain models
                           o   Methods of spatial analysis and modeling
                           o   Methods of classification and interpolation
                                                                              V-10

-------
                           Section V
SB EPA
                           Sources of Information
                           Geographic Information Systems Workshop:  Proceedings of
                           GIS '86  -  Atlanta,  the  First  International  Conference,
                           Exhibition  and  Workshops  on  Geographic  Information
                           Systems,  Atlanta,  GA, April,  1986.   Sponsored  by  the
                           American Society for Photogrammetry and Remote Sensing
                           and the American Congress on Surveying and Mapping.

                           GIS '87 - San Francisco: Proceedings of the Second Annual
                           International  Conference,  Exhibition  and  Workshops on
                           Geographic Information Systems, San Francisco, CA, October,
                           1987.      Sponsored   by   the  American   Society   for
                           Photogrammetry and Remote Sensing and  the  American
                           Congress on Surveying and Mapping.

                           GIS/LIS '88 - San Antonio: Proceedings of the Third Annual
                           International  Conference,  Exhibition  and  Workshops on
                           Geographic   Information   Systems,   San   Antonio,   TX,
                           November/December,  1988.   Sponsored  by the  American
                           Society for Photogrammetry  and  Remote  Sensing,  the
                           American  Congress  on  Surveying  and   Mapping,  the
                           Association of American Geographers,  and the Urban and
                           Regional Information Systems Association.

                              Proceedings  of  the  three  International  Conferences
                           dedicated to GIS technology,  management, and application.
                           Topics discussed range in complexity from basic to elaborate.
                           Examples of topics included in the proceedings include:

                           GIS '86
                                 o   GIS data input
                                 o   System design and implementation
                                 o   Use of microcomputers in GIS

                           GIS '87
                                 o   The Administrative Hurdle — Making Clear the
                                     Value of GIS
                                 o   Data Sharing and File Transfer Issues
                                 o   Funding Strategies and Cost Scheduling
                                 o   Cartographies ~ Making Maps from Geographic
                                     Information
                                                                             V-ll

-------
                          Section V
SIS EPA
                          Sources of Information
                          GIS/LIS '88
                                o   Project Management
                                o   Database Development
                                o   Federal Coordination Perspective on GIS
                                o   Economic Assessment
                          Geographic Information Systems:  Volume 3 of the 1986
                          ACSM-ASPRS Annual Convention Proceedings, Washington,
                          D.C.

                          GIS/LIS:  Volume 5  of  the  1987 ASPRS-ACSM Annual
                          Convention Proceedings, Baltimore, MD.

                          GIS:  Volume 5 of the 1988 ASPRS-ACSM Annual Convention
                          Proceedings, St. Louis, MO.

                             GIS volumes from the proceedings of the latest ASPRS-
                          ACSM Annual Conventions.  Presented  together, the three
                          volumes give a good overview on how to use GIS for nearly
                          any project. Topics include:

                          o   Geographic Information System Technology as a Tool for
                              Groundwater Management
                          o   Rapid Geobased Registration of Digital Cartographic and
                              Landsat Data for Enhanced Information Extraction
                          o   Landsat Data Processing and  GIS for Regional Water
                              Resources Management in Northeast Florida
                          o   Development of a Microcomputer-Based Mapping
                              Program for the Statewide Michigan Resource
                              Information System
                                                                            V-12

-------
                     Section V
EPA
                     Sources of Information
                     International Journal of Geographical Information Systems,
                     edited by J.T. Coppock and E.K. Anderson, Taylor and Francis
                     Ltd., New York, London, Philadelphia.

                        A new journal dedicated to GIS technology and its wide-
                     ranging applications. The journal targets a reasonably sophis-
                     ticated readership, although the style and language is quite
                     accessible to the less informed. Examples of recent articles in-
                     clude:

                     o   Requirements and principles for the implementation and
                         construction of large-scale GIS
                     o   Performance  evaluation and work-load  estimation  for
                         GIS
                     Marble, D.F., H.W.  Calkins, and D.J.  Peuquet 1984,  Basic
                     Readings in Geographic Information Systems, SPAD Systems,
                     Ltd.,Williamsville,NY.

                        A fairly "academic" treatment of GIS introducing basic
                     GIS  concepts  and  continuing with  increasing  complex
                     technical aspects  of the  technology.   Subjects addressed
                     include:
                     o   The Nature of GIS
                     o   System Descriptions (Including ARC/INFO)
                     o   Data Capture Operations
                     o   Data Analysis and Management
                     o   Cartographic Output
                     The New World of Geographic Information Systems - Video,
                     American Congress on Surveying and Mapping, 45 minutes,
                     1/2" VHS format, 1988.
                                                                        V-13

-------
                     Section V
EPA
                     Sources of Information
                        Taped at the November GIS '87 meeting in San Francisco,
                     this video contains interviews with leaders in the CIS field.
                     Topics include:

                     o    Introduction to CIS Technology
                     o    Demonstrations of System Capabilities
                     o    Demonstrations of Software and Hardware
                     o    Case Study of the Implementation of a GIS
                     o    Applications  for Natural  Resource Management and
                         Municipal Planning
                     o    How to Develop a Data Base
                     o    Where and How to Obtain Already-Digitized Mapping
                         Data
                    Opitz, B.K.  1986,  Geographic  Information  Systems  in
                    Government, Volume 1, A. DEEPAK Publishing, Hampton,
                    VA.

                        Proceedings of a conference hosted by the U.S. Army
                    Engineer Topographic Laboratories in  December 1985.   As
                    indicated  by  the  title, the  proceedings  highlight  GIS
                    development and applications efforts in the U.S. Government.
                    Topics include:

                    o    Micro-based GIS
                    o    User Requirements
                    o    Military Applications
                    o    Land Use Planning and Resource Management
                    Photogrammetric Engineering and Remote Sensing:  Special
                    GIS   Issue,  Journal  of   the  American   Society  for
                    Photogrammetry and Remote Sensing, Falls Church, VA,
                    Volume LIH, Number 10, October 1987.
                                                                      V-14

-------
                     Section V
EPA
                     Sources of Information
                    Photogrammetric Engineering and Remote Sensing:  Special
                    GIS  Issue,  Journal  of     the  American  Society  for
                    Photogrammetry  and Remote Sensing, Falls Church,  VA,
                    Volume LIV, Number 11, November 1988.

                        Two  excellent   applications-oriented  journal   issues
                    focusing on GIS.  A wide variety of topics are included:

                    o    Design of Geographic Information Systems  Based on
                         Social and Cultural Goals
                    o    Natural   Resource  Modeling   in  the  Geographic
                         Information System Environment
                    o    Requirements for a Database Management System for a
                         GIS
                    o    Expert Systems  and Spatial Data Models for Efficient
                         Geographic Data Handling
                    o    Geographic Information Systems for Cumulative Impact
                         Assessment
                    Proceedings of the International Geographic Information
                    Systems  Symposium:  The  Research Agenda: Symposium
                    held November, 1987 in Arlington, VA.  Sponsored by the
                    Association of American Geographers. The three-volume set
                    summarizes the more than 120 papers presented and provides
                    edited transcripts of the plenary sessions that targeted five
                    GIS concerns:

                    o    GIS Research Needs: The Federal Agency View
                    o    GIS  Research Agenda:  The Scientific Community
                         Perspective
                    o    Trends in Hardware and Software for GIS
                    o    Spatial Analysis and Artificial Intelligence
                    o    GIS Management and Implementation
                                                                       V-15

-------
                     Section V
EPA
                     Sources of Information
                     Raper, J., ed. Three-Dimensional GIS, Taylor and Francis Ltd.,
                     New York, London, Philadelphia.  Publication July 1989.

                        As the  uses and applications of GIS technology grow,
                     attention is focusing on three-dimensional systems and the
                     task of modeling surfaces and structures in three dimensions.
                     This  collection of contributions represents the state-of-the-art
                     in GIS technology.
                     Rhind, D., and H. Mounsey, eds. Understanding GIS, Taylor
                     and   Francis  Ltd.,  New  York,   London,  Philadelphia.
                     Publication October 1989.

                        The  first  half of this  book  is  an  explanation  of
                     fundamental  GIS  principles.    The remainder  consists of
                     reviews presented by  experts in their specialist fields  on
                     subjects such as errors or legalities. It will be a useful book for
                     geographers and environmental scientists.
                     Ripple, W.J., ed., 1987.  Geographic Information Systems for
                     Resource Management: A Compendium. American Society for
                     Photogrammetry   and  Remote  Sensing  and   American
                     Congress on Surveying and Mapping, Falls Church, VA.

                         The book  introduces the reader to the techniques and
                     functional capabilities of geographic information systems and
                     brings together recent information on the use of  GIS for a
                     variety of resource management applications.  Included are
                     articles on land  suitability studies, urban studies, water
                     resources, soil resources,  vegetation resources and global
                     studies.   Additionally, there  are  articles  on  creating  a
                     computerized  spatial data base, the capabilities of computer-
                     based GIS, as well as a bibliography on applications of GIS.
                                                                         V-16

-------
    EPA
Section VI
               Programs and Activities
                                        GIS Conferences
ESRI USER
CONFERENCE
    The ESRI User Conference is important for anyone who
uses ARC/INFO, since it brings  together approximately 700
ARC/INFO users from 400 organizations to share ideas  and
experiences on using a GIS.  The conference is designed to
allow maximum interchange between users and ESRI staff as
well  as  among users.    In  addition,  ESRI provides
opportunities  to  attend   short   courses  and  view
demonstrations to learn the "latest"  in ARC/INFO and  GIS
developments.
Conference Goals
The goals of the ESRI User Conference are:

•  To share ideas, experiences, and techniques about
   ARC/INFO applications;

•  To provide a supportive learning environment for users
   committed to applying the latest ARC/INFO and GIS
   technology;
                                                                    VI-1

-------
                         Section VI
    EPA
                         Programs and Activities
                         •  To provide a forum for ESRI to share its system
                            development plans and to solicit needs and ideas from
                            users; and

                         •  To provide an opportunity for users to gain additional
                            technical knowledge, and thereby more effectively utilize
                            ESRI software systems.


Conference Activities        Experienced ARC/INFO users as well as newcomers  to
                         the field will benefit from the following activities:

                         •  Presentation of new software developments at ESRI —
                            Members of the ESRI Software Development Group
                            demonstrate their latest technical and software
                            developments.

                         •  Poster session — Exhibits  of technical  displays are
                            available for viewing and discussion.

                         •  Presentation of papers — Users and ESRI staff present
                            technical papers on current ARC/INFO and GIS topics.
                            Among the topics covered are: creating, managing,
                            manipulating,  and  integrating  data  bases; hardware,
                            software; institutional directions and developments; etc.

                         •  Technical seminars and forums - A variety of technical
                            seminars provide information, training and discussion
                            concerning the use of GIS technology, e.g., conceptual and
                            physical GIS data base design, data base principles and
                            automation, etc.

                         •  User Support - ESRI System Development and Support
                            staff discuss procedures, techniques or any software
                            problems users may have encountered.

                         •  Software demonstrations and terminal "playroom" —
                            ESRI  staff demonstrate new software systems and allow
                            users to "play" with these new tools. Demonstrations
                            include systems such as the latest version of ARC/INFO,
                            NETWORK, and TIN.
                                                                            VI-2

-------
    EPA
Section VI

Programs and Activities
                          •  Vendor exhibits and demonstrations — Systems vendors
                            such as Tektronix, Sun, ERDAS, CalComp, and others
                            provide exhibits, demonstrations and consultations. Users
                            can learn about and evaluate the latest hardware and
                            software developments and their costs and performance.
                            The ESRI User Conference convenes every spring in Palm
                         Springs,  California.   For more  information, contact User
                         Conference Coordinator, Environmental Systems Research
                         Institute, 380 New York Street, Redlands, CA 92373, telephone
                         (714) 793-2853.
GIS/LIS
CONFERENCE
   This annual conference, which  began with GIS '86 in
Atlanta, is dedicated entirely to GIS/LIS.   The conference
examines  the  multidisciplinary nature of  GIS/LIS,  and
exposes conference attendees  to the latest techniques,  uses
and future directions of this technology.  Conferences in the
past have explored such themes as:

•  GIS Management, Utilization, and Technology;

•  GIS Development and Implementation; and

•  GIS Applications and Payoffs.
Conference Activities
   Both novice and experienced GIS users and implementors
participate in a full week of discussions and presentations by
top GIS professionals  and researchers. Activities from past
conferences have included the following:

•  Technical sessions and forum discussions that have
   addressed such issues as:

   o  GIS/LIS Design, Implementation and Administration;
   o  Natural Resources Applications;
   o  Mapping and Modeling;
                                                                             VI-3

-------
                          Section VI

                          Programs and Activities
                            o  Specification and Integration;
                            o  Funding Strategies; and
                            o  Policy Development.

                            Workshops that have covered a diverse range of GIS
                            applications, including:

                            o  Building GIS Databases;
                            o  Spatial Analysis using GIS;
                            o  Introduction to GIS for Local Government; and
                            o  Demonstration and Evaluation of GIS Software on
                               Advanced Workstations.

                            Exhibits displayed by private industry and
                            government agencies that have covered the latest
                            developments in instrumentation, service and supplies
                            related to GIS. Exhibitors from past conferences have
                            included ESRI, Sun Microsystems, Tektronix, and the
                            Bureau of the Census, among many others.
                            The GIS/LIS Conference convenes annually in a different
                         U.S. city in the late  fall.  For  more information,  contact
                         GIS/LIS Conference Coordinator, ACSM, 210 Little Falls St.,
                         Falls Church, VA 22046, telephone (703) 241-2446.
ASPRS/ACSM               The joint  convention  of  the  American  Society for
CONVENTION            Photogrammetry  and  Remote  Sensing (ASPRS) and the
                         American Congress on Surveying and  Mapping  (ACSM)  is
                         held two times every year at different  locations throughout
                         the U.S.  The convention is devoted to the exchange of ideas
                         and  information  concerning   photogrammetry,   remote
                         sensing, cartography, surveying, and to an ever-increasing
                         degree, geographic information systems.  Since GIS  users
                         have the opportunity to interact with colleagues and experts
                         from these other related fields, the knowledge obtained by the
                         GIS user should lead to his better understanding of the future
                         direction of GIS.
                                                                             VI-4

-------
    EPA
Section VI

Programs and Activities
Convention Activities
   Participants have the opportunity to select from hundreds
of technical presentations offered at each convention. In past
conventions, technical sessions emphasizing GIS technology
included:

•  GIS Applications in Natural Resource Analysis &
   Management;

•  GIS Design & Development;

•  GIS Database: A Panel Session; and

•  Influence of LIS and Land Information Management on
   the Assessment Administration and Vice-Versa.

   One of the largest exhibitions of equipment and services
ever  assembled  for  the  fields  of  cartography,  GIS,
photogrammetry, remote sensing, and surveying takes place
at the ASPRS/ACSM conventions.  Exhibitors  from  both
private   industry   and   government   agencies   provide
demonstrations of their equipment.  Users can learn about
and evaluate the latest hardware and software developments,
and their costs and performance.
                             The ASPRS/ACSM Conventions are held twice yearly in
                          the spring and fall. For more information, contact ASPRS, 210
                          Little Falls St., Falls Church, VA 22046, telephone (703) 534-
                          6617.
AAG
ANNUAL MEETING
   The Association of  American  Geographers'  Annual
Meeting brings together geographers from a wide range of
backgrounds and specializations (i.e., Political Geographers,
Hydrographers, Economic Geographers, Cartographers, etc.)
to attend a group of technical sessions, held trips and events
related to their particular speciality. The GIS Specialty Group
is well-represented  at this meeting and offers the GIS user
valuable insights into the design, development, and other
                                                                             VI-5

-------
                          Section VI
                          D          ^    ..
                          Programs and Activities
                          issues related to GIS applications.


Meeting Activities         Activities from past meetings have included the following:

                          •  Technical sessions that have examined such issues as:

                             o Current Trends and Issues in GIS;
                             o GIS, Remote Sensing and Error;
                             o GIS and Computer Cartography;
                             o GIS and Remote Sensing for Urban and Population
                               Analysis; and
                             o Graphic Display and Analysis of Spatial-Temporal
                               Data.

                          •  Workshops that have covered different aspects of GIS
                             technology and closely related fields:

                             o GIS - The ARC/INFO Way;
                             o Digital Processing of Remotely Sensed Data; and
                             o Artificial Intelligence Applications in Geography.

                          •  Site visits that have provided GIS users the opportunity to
                             see first hand GIS installations at local facilities.

                          •  Vendor exhibits that have covered the latest developments
                              in hardware/software.
                                The AAG Annual Meeting convenes in the spring at
                          different  cities in the U.S.   For more  information, contact
                          Conference Coordinator, AAG, 1710  Sixteenth  St.,  NW,
                          Washington, DC 20009, telephone (202) 234-1450.
                                                                              VI-6

-------
    EPA
Section VI

Programs and Activities
IGIS SYMPOSIUM
   The International Geographic Information Systems (IGIS)
Symposium is a relatively new annual conference that is held
in conjunction with the AAG's Annual Meeting.  Like the
GIS/LIS  Conference,  the  IGIS  Symposium  is  dedicated
entirely to GIS.  Symposiums in the past had a wide variety
of topics related to major global  environmental  issues, and
were organized around the following themes:

1. The Research Agenda:
                               GIS Research Needs: Federal Agency View;
                               GIS Research Agenda:  The Scientific Community
                               Perspective;
                               Trends in Hardware and Software for GIS;
                               Spatial Analysis and Artificial Intelligence; and
                               GIS Management and Implementation.
                         2. Global Systems Science - An Effective Response to Human
                            Needs:

                            •  Will we have the data systems and technology needed
                               to deal with global problems?
                            •  What is the role of government, academe, and the
                               private sector in providing the tools to support global
                               systems science?
                            •  Can we create an international infrastructure to
                               exchange necessary information?
Symposium
Activities
   The plenary and technical sessions that addressed these
themes explored many issues, including:

   •  Major global policy issues;
   •  Necessary data systems and identification of gaps in
      the data;
   •  Technology trends;
   •  Data collection, storage, manipulation, retrieval,
      standards;
   •  Natural resource applications;
   •  Cartographic analysis; and
   •  Models.
                                                                             VI-7

-------
SB EPA
Section VI

Programs and Activities
                             The IGIS Symposium convenes in the  spring with the
                          AAG Annual Meeting.  For more information, contact, E.H.
                          Pechan & Associates, 5537 Hempstead Way, Springfield, VA
                          22151, telephone (703) 941-4451.
 NCGA MAPPING AND
 GIS CONFERENCE
   The National Computer Graphics  Association's Annual
Mapping and GIS  Conference  convenes separately  from
NCGA's popular  Annual Computer  Graphics Conference,
and is dedicated exclusively for users and producers of GIS,
defense  mapping,  energy mapping, and  utilities and facilities
management technologies.  The convention focuses  on topics
that   address  information   management   and  enables
participants to:

•  Learn from mapping experts in these four inter-related
   areas of geographic information technology; and

•  Help determine cost optimization for a first GIS, or
   focus on critical decisions involving multiuser databases.
 Conference Activities
   Participants have the opportunity to have their questions
about  GIS  answered  by  experts  from  oil  companies,
consulting firms, government agencies, universities and major
corporations.  Activities from past conferences have included
the following:

•  Technical sessions that have addressed such issues as:

   o  GIS - How to Get Started;
   o  GIS Applications in Resource Management;
   o  System Evaluation: What to Consider in Selecting A
      System for Your Organization; and
   o  A Forum on Computer Mapping and Location
      Problems.

•  Exhibits of the newest GIS/mapping hardware, software
   and services displayed by top GIS/mapping companies.
                                                                             VI-8

-------
    EPA
Section VI

Programs and Activities
                            Exhibitors from past conferences have included ESRI,
                            CalComp, ERDAS Inc. and Tektronix, among many others.
                            The NCGA  Mapping  and GIS Conference  convenes
                         annually  every  fall in a  different  U.S.  city.   For more
                         information, contact NCGA, 2722  Merrliee Drive, Suite  200,
                         Fairfax, VA 22031, telephone (703) 698-9600 or 1-800-225-
                         NCGA.
URISA
ANNUAL
CONFERENCE
   The  Annual  Conference of  the  Urban  and  Regional
Information  Systems Association (URISA) is an  excellent
opportunity for professionals in GIS to meet with and learn
from each other. The Conference consists of numerous events
that  focus  on  the effective  use  of  information  systems
technology, including GIS, at the local, state, and  regional
levels.
Conference Activities
                            Activities at the URISA conference include the following:

                          •  Presentation of papers on current and projected
                            applications of GIS and other technologies;

                          •  Pre-conference workshops on introductory and
                            advanced topics in geoprocessing, microcomputers, etc.;

                          •  Vendor exhibits and demonstrations of computer systems,
                            third-party databases, and support services; and

                          •  Site visits to local public and private facilities using GIS
                            or other information systems technology.
                            The URISA  conference meets  in the late  summer at
                         different cities  in the U.S.  For more information, contact
                         URISA, 319 C Street, SE, Washington, DC 20003, telephone
                         (202)543-7141.
                                                                             VI-9

-------
Appendix A

-------
          GIS TECHNICAL MEMORANDUM 1-88:

             GIS PROJECT PLANNING AND
                DATA SET SELECTION
      Mason J. Hewitt III and Eric N.  Koglin
   Environmental Monitoring Systems Laboratory
                  P.O. Box 93478
           Las Vegas, Nevada 89193-3478
                       and

                Richard A. Dulaney
Lockheed Engineering and Management  Services,  Inc.
         1050 E. Flamingo Rd.,  Suite 126
             Las Vegas, Nevada  89119
                 Project Officer

               Mason J.  Hewitt  III
   Environmental  Monitoring Systems  Laboratory
           Las Vegas,  Nevada 89193-3478
   ENVIRONMENTAL MONITORING  SYSTEMS  LABORATORY
        OFFICE  OF RESEARCH AND  DEVELOPMENT
       U.S.  ENVIRONMENTAL  PROTECTION AGENCY
                  P.O.BOX  93478
           LAS  VEGAS,  NEVADA 89193-3478

-------
                                     NOTICE





     This infornation in this document  has  been  funded wholly or in part  by



the U.S.  Environnental  Protection  Agency under contract 68-03-245 to



Lockheed  Engineering and Management  Services  Company,  Inc.   It has been



subjected to the Agency's peer and administrative  review,  and it has been



approved  for publication as an EPA document.
                                       11

-------
                                    CONTENTS
Figures
Tables
A Planning Strategy for GIS Projects ..................    1

     Introduction ............................    1
     Planning Phase ...........................    2

     Define the Objectives .......................    2
     Define Major Decisions and Data Quality Objectives .........    4
     Define the Information Needs ....................    7
     Determine Data Availability ....................    9
     Decision Point:   Are Adequate Data Available? ...........   10
     Costs ...............................   12

     Implementation Phase ........................   12
     Data Base Design ..........................   13
     Data Capture and Automation ....................   13
     Review and QA Coverages ......................   13
     Test ................................   14
     Production .............................   14

     Conclusions ............................   14
     References .............................   15

GIS Data Set Selection .........................   16
     Introduction ............................   16
     Digital Data Types .........................   18

          Digital Line Graph Data ....................   18
          Land Use and Land Cover ....................   23
          Topography ..........................   25
          Census Geography .......................   28
          Demographic Data .......................   29

     Summary ..............................   29
     Conclusions ............................   31
     References .............................   32

-------
                                    FIGURES


Number                                                                     Page

  1       Flowchart  outlining planning  and implementation  phase  	     3

  2       Data needs versus  data  sources	     8

  3       Transportation  layer	    21

  4       Hydrography layer  	    22

  5       Display  of artifact boundary  between  adjacent  digital  land  use
            and land cover 1:250,000 quadrangles	    26
                                     TABLE


          EMTS Digital  Data Sources/Costs	    19

-------
                      A PLANNING STRATEGY FOR GIS PROJECTS

INTRODUCTION

     Geographic information system (GIS) technology has emerged as a new and
powerful tool for the analysis of environmental  problems in a spatial context.
The need for GIS systems evolved as a means of assembling and analyzing diverse
data pertaining to specific geographical areas with spatial locations of the
data serving as the basis for the information system (Estes,  1986).

     In all GIS projects, there is a customer-provider relationship that exists
for the length of the contractual obligation between GIS product consumers  and
GIS support centers.  Because of the contractual  producer-consumer relationship,
there is a special responsibility borne by the GIS support facility to communi-
cate with product users on how the project will  proceed from the idea stage to
the deliverable stage.  What follows is a synthesis of steps  that outline the
process from conceptualization to final product.

     What we have outlined is a common-sense approach to project adminstration
which everybody understands, but is seldom stated clearly during project plan-
ning.  The intention of this publication is to provide an educational tool
which GIS support facilities may find useful when dealing with their customers.
The intended audience is the consumer and producer of GIS products.

-------
     Figure 1 outlines the planning and implementation steps  and  will  be  used
to illustrate the process.  This paper will  focus  on the planning phase as
this is the crucial  stage in which the customer must communicate  their needs.
As will be seen, the process must remain flexible  and not be  subjected to a
strict protocol.  Our attempts to more rigidly define the process are  purely to
illustrate the process.  We have highlighted the process with reference to a
hypothetical  project.

PLANNING PHASE

Define the Objectives

     As with  any project or experimental design, time spent defining program
objectives clearly and concisely will  reduce wasted time and  effort.  Objec-
tives must be concise and purposeful  statements of achievable goals.  Often
objectives will  address the questions  of who, what, and why.   It  is  not ade-
quate to state that  the GIS will  be used to  support the objectives of  the pro-
gram or project.  To ensure that the collection, archival, manipulation,  and
display of spatial  data are in concert with  the project schedule  requires a
concise delineation  of how the GIS will support project goals.

     It is important to identify the primary impetus for any  type of environ-
mental  investigation and analysis.  In most  cases, a local, state, or  federal
law exists which mandates actions.  Site-specific  secondary objectives will
also need to  be defined.  Project objectives should not necessarily  be re-
stricted to the  data collection and analysis portion, but should  address

-------
                    PLANNING
                     PHASE
DEFINE
DECISIONS
AND DOO'S
1
DEFINE
INFORMATIONAL
NEEDS
1
J








INFORMATION
NOBODY
MAS


                               DAT* CAPTUKt
                                  AND
                                AUTOMATION
                                 KEVIEW
                                  AND
                               QA COVERAGES
                                PRODUCTION
Figure 1.   Flowchart  outlining  planning and  implementation  phases.

                                      3

-------
every conceivable aspect of the project.   At  the  outset  of  a  project, we usually
have minimal information compared to what  is  required  to meet project qoals.
Therefore, the need exists to build  in enough flexibility so  that,  as additional
information is collected, the objectives  can  be  refined.   In  instances  where
little information exists to satisfactorily define  project  objectives,  a pre-
planning data gathering effort may be necessary  to  help  define the  objectives.

     In most cases, the reason for undertaking a  project  is to derive a result
which will be used in some decision-making process.   The results  may  also  be
used to answer a question which may  or may not be part of arriving  at a deci-
sion.  Regardless, the questions and decisions should  be stated up  front,  as
these are the focal points of the project  for which  data  are  collected.

     Problem:  A local water quality authority is seeking a method  to
     organize the data related to drinking water source  protection.  The
     authority has been monitoring well and surface water sources for
     years and has been archiving the data into  a computer  system.  The
     authority believes GIS technology may help  it  organize its data  for
     management and decision making.  Not  having the internal resources
     or expertise to develop a GIS capability, the  authority  approaches
     a Federal agency with GIS expertise.

Define Major Decisions and Data Quality Objectives

     Identifying .the decisions to be made and questions  to  be answered  are
critical elements  in the planning process and ultimately to the success of the

-------
 project.  This stage in the planning process requires the combined input of the
 program management  staff  as well as those providing the GIS service.  The
 program staff must  be able to communicate their needs (decisions to be made,
 questions answered, etc.) to the GIS experts who, in turn, must
 determine which needs can be supported by products from the GIS.

     Once decisions are defined, the program management staff should attempt
 to prioritize the major decision points and determine the quality of data and
 information required for each.  Environmental Protection Agency (EPA) uses data
 quality objectives  (DQOs) to address this need.  DQOs are statements of the
 quality of data a decision maker needs in order to provide a defensible, rational
 decision.   The DQO process requires that decision makers be involved from the
 outset.  DQOs are developed using a top-down approach; the initial  input and
 perspective of the decision maker is critical to the successful  development of
 DQOs.

     In most cases GIS  systems are  not involved in field data  collection,  but
 rather are used to organize field data in a spatial  context to serve as a  plat-
 form upon  which to make  a decision.  While GIS  systems do  not  generate  primary
data, they must be designed to capture and process the best quality primary
data available.   Therefore,  it is  necessary for project  managers to carefully
consider DQOs  for the  GIS data base design phase.

     Continuing with the  example:   The combined  efforts  of  the GIS
     experts  and  the water quality  authority staff are directed  toward

-------
     outlining the scope of the project.  The purpose will  be to define



     the  project objectives and to identify major decisions as follows:








          *  Are ground water or surface water suoplies at risk from



            contamination?








          *  Should steps be taken to protect sources?








     The  DQOs  are  more difficult to define.  Determining the quality of



     data necessary to reach the above decisions is based upon subjective



     and  technical elements.  For purposes of illustration, we will assume



     that no current water quality or supply problems are apparent and



     this project  has been established to evaluate the effect of urban



     growth  in the basin.  Therefore, the use of best available informa-



     tion in  lieu  of new data acquistion will be considered for the



     initial assessment.  Feedback between project technical staff and



     decision  makers will determine if the data are adequate.







     Another DQO that must be considered in  GIS-related projects is the



spatial  fidelity  of  the data  layers.  Each data layer  needs to  have a  state-



ment of  spatial accuracy assigned which states the degree  of  spatial accuracy



between  the  data  layer  and the  real world.   This should be considered  carefully



by project staff  and decision makers.   For instance,  is an  accuracy of +_ 30 m



sufficient to  meet the  program  objectives, or  is greater  accuracy  required?

-------
 Define the  Information  Needs

     Once an outline of objectives and decisions are defined, a detailed list
 of  data  and  information needs can be compiled.  It may be useful to develop a
 matrix of needs and sources as outlined in Figure 2.  At this point in project
 planning, relative costs should not be considered because such consideration
 may obstruct or complicate the project objectives.  Cost will be given complete
 consideration  in a later step.

     When developing the need/source matrix, it is useful to ask:

          *  What sort of GIS products are needed to support the objective and
             decision requirements?

          *  What data inputs are necessary to produce the GIS products:

          *  What is known about the inputs (accuracy, method of collection,
             etc.)?

     Data of questionable  integrity  should be  eliminated  from consideration.
However,  what if these are the only  data  available?   The  technical  staff  may
have to use  the data  until  such  time  that  the  data are replaced  or  corrected.

-------
in
o
UJ
z
h-
O
DATA SOURCES
COVR. ei(M-2. App A flip,
COVR. BI04-2. App A Rrport
lACFCD Pottnl MOM trie fl.pi
LACrCO Hv«roba>cRrp>rl
lAcrco nifi
CMZMHIU Compute riiti
CHirt Ml. I r-Upl
Vjl.r Mul.r/ SKIion Cnauwtrf
uses we i
USCS 7 5 Topo £r.»»li
USDS OCtl'i
7 1 cm AW n

7CCHIAV Ortcrtfcttuil tSBISCt l.MUit Ji^v R'f Rt< Mil of So Cr B<|M v' >/ s/ s/ j V S Un« SurfKf [Wvilwn V «/ Aouifrr Bottom Clfvttwn ^ | */ */ I •S \ w *lJ I I ^ o. »/ Drouna-Vttrr Oujhly v' ? > 5 1 •» X V s */ V«1tr Purvrifor Srrvicr Arr«s ^ Avtr«ot Annuj) Prrciplt«tion ,/ v' Soil Allocutions v' vX I v/ v' «• ft >/ ^ ^ R«f»rvnct hfo 1 i I 1 v £ f« j» puneg itdiaiunu •S ^ Public Lint Sur>fy LWri ,/ ./ f v' » ^ ft % i/> ,/ 1 1 » r X V Orxx*-V/ Subiurrjct Outnow V* Prtc^itltwn PtrcaUtion I •/ ArlifKUlRnhtrfr s/ •• / Crnius Trjctl / 4 i DIMC fil» / Crntul 0 "3 10 W) OJ O! OJ C (O O CM O) CD CO


-------
Determine Data Availability

     The GIS staff will serve as a resource for identifying standard data sets
such as the United States Geologic Survey (USGS) digital products.  On the
other hand, the consumer staff should be able to find and list the availability
of existing in-house data.  The data used to supply the project informational
needs will break down into three categories:  information you have; information
someone else has; and information no one has.  The distinctive difference
between the categories is the time and cost associated with the acquisition  of
each.  As shown in Figure 1, at this stage you will be considering only two  of
the data categories.

Information Someone Has--
     This refers to digital  information that is available somewhere.  There  is
a good deal of digital data available from public as well as orivate sources.
The USGS produces several digital  line graph (DIG) products as well as digital
terrain data which are derived from the survey's topographic map series.   The
GIS support staff can identify these data sets.

Information You Have—
     This is information which is  on hand, analog or digital, which requires
little cost to archive.  This type of data may be tabular or cartographic in
nature.   Cartographic data (maps)  have an intrinsic spatial  relation because of
their reference to an Earth  coordinate system.  Tabular data are often spatial
in that  all  environmentally-oriented data are collected at some measureable
place on the planet.  Therefore,  the collected data may be related spatially to

-------
other data points  as  well  as  to  other  data  layers  by  using  an Earth  coordinate
system for reference.

     Continuing with  the example:   The project  planning  staff has  identi-
     fied several  base thematic  layers.   These  layers will  be obtained
     from the USGS DIG series (information  someone has)  and will  consist
     of transportation, hydrography,  and political  boundaries.   In addi-
     tion, the water  monitoring  data  collected  by  the water quality
     authority (information you  have)  will  be archived as  point  data for
     each surface  and well monitoring  site.  Because  the water quality
     authority is  concerned with population growth, digital census data
     for the area  will be acquired.

Decision  Point:  Are Adequate Data Available?

     This is the decision point  at which the project  staff will  compare the
data on hand with the critical decisions defined during the scoping activity.
Project deadlines  and data quality objectives should  also  be reviewed at  this
time.  The personnel  which are responsible for the critical decisions should
be involved in this adequacy review.   A set of questions may be  framed by
the  project staff which will uncover any data gaps.  Based on the decisions
required, the deadlines for decisions, and the data quality objectives, are the
data adequate?  Can  rational, defensible decisions be made based on the data
at hand?  Is the data quality such that decisions will stand on  these data?
Is there  enough time  to collect additional data if needed?
                                       10

-------
     This step often requires the collection  and  display  of  some  of  the  avail-
able infornation in order to conduct  the  adequacy review.  If  the answers
indicate that the present data is not adequate, then  the  project  staff must
consider collecting primary data or exploring additional  data  sources.   This
step may also identify a discreoancy  in the amount, type, or frequency of data
collection.

     Continuing with the example:  A  review of the water  quality  authority-
     supplied monitoring data has revealed several problems  with  data
     integrity.  This is particularly true of data greater than 5 years
     old.  Questionable methods were  used for analysis  with  no replication.
     In addition, almost all  the data (recent and old)  have  missing  or
     erroneous monitoring station geocoordinates. It is  decided  by  the
     project planning staff that:

          *  Data older than 5 years  is not adequate  to meet DQO
             standards and will be discarded  and,

          *  The water quality authority  will  have to undertake an
             effort to verify spatial coordinates for all monitoring
             stations.

Information No One Has--
     The result of the adequacy review may indicate that  additional  information
is required.  This forces the project staff to acquire  data  no one has;
                                       11

-------
information uniquely required by the current project.   Usually  these  data  are
in analog form and nust be digitized for GIS archival.
Costs
     The project definition exercise quickly noves  into  the  cost/benefit  stage.
All aspects of the information needs assessment  involve  a cost  which  must be
borne by project funding.  Information that  must be acquired is  more  expensive
than information on hand.  These cost considerations along with  quality  assur-
ance costs and other costs such as travel,  contractor fees,  and  project  manage-
ment costs must be considered in view of the available funding.

     Continuing with the example:   In analyzing  costs compared to  desired
     products, the planning staff ascertains some unforseen  costs  involved
     with the verification of the monitoring site coordinates.   As illus-
     trated in Figure 1, the project objectives  are revisited and  the
     decision is made to postpone the acquisition of the census  data  in
     favor of building a base system with DIG data  and corrected monitor-
     ing locations.  In other words, it is  more  important to have  accurate
     locations of monitoring sites than to  have  census data.

IMPLEMENTATION PHASE

     Once the planning phase is complete, the GIS customer is not  finished with
overseeing the project.  What follows are the steps required to  carry the plan
                                       12

-------
to completion.  It is briefly covered here to inform the customer of the steps
that the GIS staff will follow and of the ooints the GIS customer will need to
review progress.

Data Base Design

     The results from the planning phase are translated into a data base design
by the GIS staff.  The GIS staff will define the data base structure and docu-
ment the file and attribute coding scheme.  The resulting data base document
should be reviewed by the customer for completeness and logicality.  In addi-
tion, the GIS staff will  identify specific data sets and models and will
assemble and archive the required data in accordance with the data base design.

Data Capture and Automation

     During this step the GIS staff will  acquire the required data.  The data
acquisition may involve ordering digital  products from public or private
sources or digitizing analog data.  This  step will  also require that data be
standardized in accordance with the data  base design and that tabular data be
archived.

Review and QA Coverages

     At this  point,  data  will  have been  organized within the GIS and thematic
coverages may be plotted  for review.   This is another checkpoint for the GIS
consumer:   do the maps  conform to the real world?  Unfortunately,  statistical
                                       13

-------
verification  of  thematic  naps  is  in  its  infancy and is not much help to the
GIS product consumer.   The  nost  reliable method for verifying coverages is to
verify the map  in  the  field and  to provide feedback to the GIS support staff.
Test
     Testing of the  GIS  system implies  exercising the data base and the carto-
graphic ability of the system to  address  queries from the  consumer.   Typically
these queries will  be  addressed to  the  GIS  staff by the  consumer  staff.  The
consumer staff should  compile a list  of typical questions  that they feel
should be addressed  by the GIS system.  The GIS staff can  then exercise the
system.

Production

     The final stage comes when the consumer staff is satisfied with  the GIS
comprehensiveness, reliability, and accuracy and the system  begins to produce
products to address  the questions posed during the initial scoping activity.

CONCLUSIONS

     We all know that, in spite of appearances, this process does not flow but
jerks and stumbles and it is not  box-like but rather  fuzzy.   However, the  point
we have tried to make is that following a sequence of  steps, the  GIS  staff can
address the needs-7of the consumer in a logical,  straight-forward  manner.
                                       14

-------
     The goal  of environmental  monitoring is  to learn the state of the bio-



sphere.  The function of environmental  nonitoring is to feed data into the



decision making process.  GIS is a tool  that, if properly integrated into the



assessment regime as a decision support  system, can link goal  to function.







REFERENCES








Estes, J. E.  A Perspective on  the Use of Geographic Information Systems for



Environmental  Protection.  In:   Geographic Informatio.n Systems for Environ-



mental Protection, The Environmental  Research Center, University of Nevada,



Las Vegas, Nevada, January 22-23, 1986.
                                       15

-------
                             GIS DATA SET SELECTION



INTRODUCTION



     The Toxic Substances Control  Act of 1976 requires the U.S.  Environmental

Protection Agency (EPA) to develop and improve methods for assessing human

exposure to toxic substances.  Field tests of new monitoring equipment or

exposure assessment methods and models are a vital  part of EPA's research

agenda.  Because physical background data must be collected prior to any field

effort, and because field tests carried out in different cities  nake comparisons

between methods difficult, the EPA's Office of Toxic Substances  (OTS) instituted

the Environmental Methods Testing Site (EMTS).  The objective of the EMTS is

to provide a single, well-characterized site in which to develop, test,  and

compare multimedia exposure monitoring methodology.
The mention of trade names or commercial  products  in this  paper is for identi-
fication purposes only and does not constitute endorsement or recommendation
for use by the U.S.  Environmental  Protection Agency or Lockheed Engineering and
Management Services  Company, Inc.   The views expressed here are solely those of
the author and do not necessarily  reflect the views of the U.S. Environmental
Protection Agency.

                                       16

-------
     After a lengthy site selection process, Chattanooga, Tennessee was chosen
as the EMTS.  The formal study area is defined as the Chattanooga Standard
Metropolitan Statistical Area (SMSA) which is composed of six counties (three
in Tennessee and three in Georgia) comprising some 21DO-square miles.  The
entire SMSA is covered by fifty-four 7.5-minute topographic quadrangles.

     Scientists at Lockheed Engineering and Management Services Conpany,  Inc.
(LEMSCo) in Las Vegas, Nevada, have developed the EMTS GIS data base on a
Digital Equipment Corporation VAX 11/785 super minicomputer using the ARC/INFO
GIS developed by the Environmental Systems Research Institute in Redlands,
California.

     Once the decision was made to utilize GIS technology, a search for perti-
nent data for site characterization was begun.  Basic base map data layers in
digital form were the first to be acquired and entered into the GIS.  These
basic data were identified as (1) transportation network, (2) hydrography,
(3) political  boundaries, (4) land use and land cover, (5) topography, and
(6) census geography.

     The EMTS project has afforded a unique opportunity to work with many
different types of digital  data and to vigorously exercise ARC/INFO.  This
paper describes some observations and recommendations of the LEMSCo scientists
who have been involved in the acquisition, processing, and final  incorporation
of the digital  data.
                                       17

-------
DIGITAL DATA TYPES

     As GIS technology emerges, the availability  of  existing  digital  data  for
timely incorporation into the GIS data base becomes  an important  issue.  Several
sources of quality digital  data have been  identified.   The  following  sections
describe the data utilized in the EMTS GIS data base.

Digital Line Graph Data

     The transportation and hydrography data layers  for the EMTS  GIS  data  base
were acquired from the U.S. Geological Survey (USGS) in the form  of Digital
Line Graph (DLG) data.  The initial  plan called for  the acquisition of  1:24,000
scale DLG data, but only 16 of the 54 quadrangles were available.  The  cost  of
these data, along with the cost of the other data types acquired  are  shown in
Table 1.

     Recently, the USGS began marketing 1:100,000 scale DLG data  which  do  pro-
vide complete coverage of the EMTS.   The transportation and hydrography layers
of the Chattanooga and Chickamauga 1:100,000 quadrangles were acquired.  Small
portions of the study area which were not  covered by these  two quadrangles were
digitized in-house and added to the data base.

     The USGS supplies each 1:100,000 scale DLG in multiple data  files  depend-
ing on the feature density.  The roads and trails and  hydrography layers of
the Chattanooga quad were divided into 32  separate files.  The railroad and
                                       18

-------
                   TABLE 1.  EMTS DIGITAL DATA SOURCES/COSTS
    Name
Source
Scale
 Area!
Coverage
Cost
Digital Line      USGS
Graph
Digital Line      USGS
Graph

Digital           USGS
Elevation
Models
           1:24,000      7.5'x7.5'      $20 (Boundaries)
                                       $50 (Transportation)
                                       $50 (Hydrography)
           1:100,000     30'x30'
                           $75 (Transportation)
                           $75 (Hydrography)
           1:24,000      7.5'x7.5'      $100
Land Use and
Land Cover
(Satellite)
Digital
Land Use and
Land Cover
Census
Block Group
Boundary
File
MapBase
Digital Street
Network
(Modified
GBF/DIME)
SPOT
Image

USGS


Geographic
Data
Technology,
Inc.
ETAK, Inc.




20-meter
resolution

N/A


N/A



N/A





60kmx60km

I°x2°


Census
Urban
Area

Census
Urban
Area



$1600/Scene

$100


$300



$5100




miscellaneous transportation layers were each divided into two separate files.  All

data layers for the Chickamauga quad were divided into eight separate files each.
     It is imperative the user understand that these separate files must be

edgematched and appended (mapjoined).  This is because the current version of

1:100,000 scale DLG's being produced by the USGS have not been tested for edge-

matching.   It is also important to note that the attributes associated with the

                                         19

-------
various DLG features are represented hy an often  complex series  of minorcodes
and majorcodes.  The user will  most likely wish  to combine codes in a  logical
manner in order to simplify the analysis and  display of DLG data.   LEMSCo
scientists have developed a system of processing  DLG data in a largely auto-
mated fashion.  This system will  be the subject  of a forthcoming Technical
Memorandum.

     A comparison of the two available scales of  DLG data yields useful  informa-
tion.  It was discovered that 1:100,000 scale DLG data provided  many transporta-
tion and hydrography features.   Figures 3 and 4  show the two scales of DLG  data
for one area  (Fairmont 7.5-minute quadrangle) situated at the northern edge of
Chattanooga.  It is evident from comparing the transportation network  (Figure 3)
that the primary routes and the common roads  are  nearly as well  represented in
the 1:100,000 scale data as in  the 1:24,000 scale data.  It is also evident
that many more trails are present in the 1:24,000 scale data as  are a  few more
transmission lines.  A comparison of the two  hydrography data sets (Figure  4)
reveals that the 1:100,000 scale data represents  the major drainage quite well
but has fewer small streams than the 1:24,000 scale data.  Also, only  one
water body is represented in the 1:100,000 scale  data while the  1:24,000 scale
data contain 104 water bodies,  all  but one of which are less than  one  hectare
in area.

     It is important to note that not only do the 1:24,000 scale DLG data por-
tray a greater number of features,  but these  data also provide more detailed
attribute information as well.   In  addition,  the  1:24,000 scale  DLG data contain
a boundary file which provides  political and  administrative boundaries.  These
data are not available in the smaller scale DLGs.
                                       20

-------
                                         1:24,000
                                          SCALE
                                           DIG

                                     TRANSPORTATION
                                          LAYER
                                          Pr i mar y or
                                          Secor>dcj-Y
                                          Route

                                          Light Duty
                                          Rood

                                          Troi I
                                          Line

                                          Pipel ine
                                         1:100,000
                                          SCALE
                                           DLG

                                     TRANSPORTATION
                                          LAYER
                                          Pr i mar y or
                                          Seconder y
                                          Rout*

                                          Light Duty
                                          Rood

                                          Trail

                                          Transm i •« i on
                                          Line

                                          Pipel ine
Figures 3a  and 3b.   Transportation  layer.

                       21

-------
                                   1:24,000
                                    SCALE
                                     DIG

                                 HYDROGRAPHY
                                    LAYER
                                    Sir eoms


                                    Reser voir,
                                    Lok« or
                                    Pond
                                   1:100,000
                                    SCALE
                                     DLG

                                HYDROGRAPHY
                                    LAYER
                                    Slreoms


                                    R«s«rvo i r,
                                    Loke or
                                    Pond
Figures 4a  and  4b.   Hydrography  layer.

                   22

-------
     Potential  users  of  DIG data  are  urged  to  obtain  USGS  circulars  895-C  and G,
both of which provide detailed discussions  of  these  important  sources  of digital
spatial data.

Land Use and Land Cover

     There were many  potential sources  of land use and  land  cover  information
available to the EMTS project.  Aerial  photographs could  be  interpreted and  the
results digitized.  Satellite imagery could be acquired and  the  classified data
incorporated into the data base as vector data.   Alternatively,  USGS digital
land use/land cover (LULC) data could be obtained and entered  directly as
vector data.

     Interpreting aerial  photos and digitizing the results is  an excellent way
of getting up-to-date land use information. However, this method  is extremely
expensive, especially for an area as  large  as  the EMTS.  Access  to a highly-
trained aerial  photographic interpretation  staff  is  also  required.  Although
aerial  photographs  were  obtained  for the EMTS  project,  they  have not yet been
interpreted or digitized.  A detailed analysis of the Chattanooga  urban core
area by LEMSCo photo  interpreters may be performed in the near future.

     There are many advantages and disadvantages  to  the use  of digital satel-
lite imagery for the  production of land use and land  cover data.  Classifying
satellite imagery can be a very expensive undertaking both in  man-hours and
computer time.   Furthermore, the  relatively poor  spatial  resolution  of such
data can complicate classification in areas having diverse land  uses such  as

                                       23

-------
in urbanized regions.  The classified satellite  data  will  initially be in a



raster format and must subsequently be converted into vector  data  for integra-



tion with other data layers.   Data  will  require  filtering  in  order to reduce



to a manageable number the classified land  use and  land  cover polygons incor-



porated into the GIS data base.   Also, an ARC/INFO-imposed  limitation of 10,000



arcs-per-polygon could easily be reached in the  raster to  vector conversion of



a large group of cells.








     Despite these potential  problems, four SPOT-Image satellite images were



acquired.  The 20-meter resolution  of the SPOT data was  considered acceptable



for detailed land use classification in  the urban portions  of the  EMTS study



area.  Additionally, the ability of the  duplicate sensors  aboard SPOT-1 to



obtain simultaneous coverage  of  neighboring scenes  perpendicular to the flight



path allowed same-date coverage  of  the entire SMSA.   Also,  SPOT-Inage was able



to shift a few of the scenes  to  the south,  thus  allowing complete  coverage of



the study area with fewer scenes.  LEMSCo digital remote sensing specialists



and GIS analysts will create  a land use  and land cover layer  from  the SPOT data



and integrate this information with the  existing GIS  data  base.







     To date, the only land use  and land cover data that have been fully incor-



porated into the EMTS GIS data base are  the USGS LULC digital  data in vector



format.  Several problems can be identified with the  LULC  data.  The LULC are



compiled from aerial photographs that are typically 10 or  more years old and



the minimum mapping units are 4  or  16 hectares depending on the mapping cate-



gory.  Also, the data are provided  in 1-degree by 2-degree blocks  (correspond-



ing to 1:250,000 topographic  quadrangles) and commonly,  different  quadrangles





                                       24

-------
are compiled from aerial  photographs acquired on different dates.  For exanple,



the EMTS project required two LULC data files corresponding to the Chattanooga



and Rome 1:250,000 quadrangles.  The Chattanooga data file was compiled from



1976 photography while the Rome data file had source photography dated 1973.



When these two data files were incorporated into the GIS and edge matched,  many



discontinuities appeared.  As shown in Figure 3, some portions of the more



recent source data were classified as residential  and agricultural  land use



while neighboring areas on the older data were classified as forest land cover.



The different interpretations left an artifact boundary between these classes.



Because the source dates of the imagery for the two quadrangles are only three



years apart, the discrepancies nay simply be a natter of interpreter discretion



as to whether the land was actually residential  or forest.  Despite these



problems, the USGS digital LULC data represent a very inexpensive,  easily



integrated source of land use and land cover information that should not be



overlooked for use in GIS data bases.







Topography







     The topographic layer of the EMTS GIS data  base is being derived from



USGS 7.5-minute Digital Elevation Models (DEM).   These OEMs provide digital



elevation information in the form of regularly spaced (30 meter) elevation-



point grid files.  Forty-nine of the fifty-four 7.5-minute quadrangles were



available and have been acquired.  To date, only raster processing  of the data



has been performed using the ELAS software package, with subsequent conversion



to ARC/INFO polygon format.  As with the satellite raster data mentioned above,



conversion from classified raster to vector data must be accomplished before





                                       25

-------
                   r.HICKflflRUGfl 1:250.000 OURORRNCI.E
              RESIDENTIAL
              COMMERCIAL
              TRANSPORTATION
              OTHER URBAN
              ^ AGRICULTURE
              E2 FOREST
              m TRANSITIONAL
                                          3 MILES
                                          E
1    0   1
M l-l 1-1   t-
                                        4 KM
                                       3
Figure  5.  Display  of artifact boundary between adjacent digital
          land use and land cover 1:250,000 quadrangles.
                             26

-------
the topographic information can be  integrated  with  other data  sets  in  the  EHTS



data base.  The physical  size of the 7.5-minute  OEMs  can also  pose  a severe



problem in data handling  and storage.   At  the  latitude of the  EMTS,  a  typical



DEM contains approximately 180,000  elevation  points.







     DEM data are also available from the  USGS in a 1:250,000  scale format.



These data were considered to have  too coarse  a  resolution (1201 rows  by 1201



columns per 1:250,000 quadrangle) for the  EMTS project.  However, the  smaller



size data sets  (approximately 90,000 ooints per 7.5- by 7.5-minute  area) may



provide more manageable digital topographic information.







     The new TIN  (Triangulated Irregular Network) software recently released



by the Environmental Systems Research Institute may alleviate  some  of the



problems that are foreseen in dealing with DEM data.   TIN is fully  integrated



with the rest of ARC/INFO and provides analysis and display of any  surface-



value  (Z-value) data.  TIN is also designed to support specific data sets



having regularly-spaced surface data such  as  the OEMs.  However, much time



must be spent experimenting with this software before OEMs can become part



of the operational EMTS GIS data base.







     USGS Circular 895-B describes  the DEM data in detail and is recommended



for those users considering the acquisition of digital topographic data.
                                       27

-------
Census Geography

     The ability to display basic demographic  data  was  considered  a  priority
because the study of human exposure to toxic substances is  the basis for the
EflTS.  Numerous sources for digital  Census  geography  boundaries  are  available
on the market.  One Census geography layer  currently  operational  in  the EMTS
GIS data base is a block group boundary data set  derived from an  updated
Census GBF/DIME file of the Chattanooga urbanized area.  These data  were pur-
chased from Geographic Data Technology Inc. (GOT) of. Lyme,  New Hampshire, and
contain boundary information for 231 block  group  polygons.

     Also on hand is a modified DIME file purchased from ETAK, Inc.  of
Menlo Park, California.  This file contains the entire  urbanized area street
network (including addresses and some non-street  features)  in which  most of the
network was redigitized from 7.5-minute quadrangles to  produce a more accurate
representation of true feature shape.  Because they are a modified GBF/DIME
file, the ETAK data permit automated address matching to feature location which
should prove useful for the EMTS project.  Census geography resolved to the
block level may be obtained from this network.  However, initial attempts to
derive the needed census boundary information from the  ETAK data were hampered
by coding errors in the data and ARC/INFO version 3.2 software problems.
Therefore, the more generalized GOT data were purchased as an inexpensive,
interim Census boundary data layer.
                                       28

-------
Demographic Data

     Census demographic data, like Census boundary data, are available from a
number of private vendors.  Many of these vendors pnhance the original Census
data by providing small-area, current-year population estimates, as well  as
future projections.  These estimates and projections have been deemed necessary
for the accurate assessment of current and future populations at risk.
Demographic data for the entire Chattanooga SMSA have been obtained from
Donnelley Marketing Information Services.  These data contain detailed age-sex-
race population data as well as some income and household information for the
Census years 1970 and 1980.  These data also provide 1986 estimates and 1991
projections and all data are resolved to the block group level of Census
geography.

     Also obtained from the Census Bureau is a special  EPA tabulation of  the
Urban Transportation Planning Package (UTPP).  The UTPP contains data on
workers by place of work and by place of residence along with data on length
of commute and mode of transportation.  These data will be used to characterize
the general movement of population during typical work  days and should prove
useful for exposure assessment studies taking place within the EMTS.

SUMMARY

     LEMSCo is attempting to build a high quality CIS data base in the shortest
time possible to allow EPA and other researchers timely access to needed  infor-
mation.  This has dictated a heavy reliance on existing digital  data.  Based on
                                       29

-------
LEMSCo's past experiences  with  these  data,  several  recommendations  and  observa-
tions can be summarized here regarding data for  large-area  analyses.

     Project planners  must be aware of the  possibly  long  time  lag between
receipt and operational implementation of digital  data.   DIG data are a good
example of this.   As mentioned  earlier,  considerable time was  spent  in  the
appending of the  1:100,000 scale data and the  associating of attributes.  One
must also be aware of  the  variation in detail  provided by the  different scale
DIG data.  The high cost associated with obtaining large  numbers of quadrangles
of 1:24,000 scale DIG  data may  outweigh  the added  detail  provided.   Given the
detail  available  from  the  1:100,000 DLG's,  project goals  may well be met with
these much less expensive, smaller scale data.

     The problems involved with obtaining,  classifying, and incorporating land
use and land cover data are also of concern.   Satellite data are expensive to
store,  analyze, and convert from raster  to  vector  format.  For example, the
four SPOT images  obtained  to cover the EMTS contain  a combined total of
approximately 38,000,000 pixels.

     Digital land use  and  land  cover  data produced by the USGS present  some
problems when trying to integrate more than one  1:250,000 quadrangle of data.
Although this data source  does  not provide  up-to-date land  uses, it  does repre-
sent an inexpensive alternative.

     Sources of digital topographic data such  as the 7.5-m'nute OEMs, like
satellite data, present problems with data  storage and handling.  However,

                                       30

-------
smaller scale data in the form of 1:250,000 OEMs nay provide a less cumber-
some data set.  As with the DIG data, the benefits of greater detail versus
substantially higher costs must be carefully weighed.

     When integrating Census boundaries and demographic data, one must be
aware of the resolution required.  If one only requires general  information
about an area's population, then boundary data to the Census tract level  may
be all that is needed.  Demographic data resolved to this level  will also be
quite less expensive than that to the block or block group.  Also, when order-
ing boundary and demographic data, make sure they are resolved to the same
geographic level.  Boundary data at the block level  are of no use when the
available demographic data are only resolved to the tract or block group.

  CONCLUSION

     The initial function of the EMTS 6IS data base was to characterize the
Chattanooga SMSA, thus allowing researchers to develop and test new exposure
monitoring techniques while minimizing the time and cost of background data
collection.  The development of a 6IS data base that will be useful to a
myriad of undetermined projects has been difficult but challenging.  Many
lessons have been learned about digital data availability, cost and
complexity.
                                       31

-------
REFERENCES
Allder, W. R., and A. A. Elassal.   Digital  Line  Graphs  From l:24,000-Scale
Maps, USGS Circular  895-C.   1983.

Allder, W. R., Sziede, A. J., McEwen,  R. B.,  and  F.  J.  Beck.   Digital  Line
Graph Attribute Coding Standards,  USGS Circular  895-G.   1983.

Elassal, A. A., and  V. M. Caruso.   Digital  Elevation Models,  USGS Circular
895-B.  1983.

Fegeas, R., Claire,  R., Guptill, S., Anderson,  K.  E., and C.  Hallams.   Land Use
and Land Cover Digital Data,  USGS  Circular  895-E.   1983.
                     U.S. Environmental Protection Agency
                     GLNPO Library Collection (PL-12J)
                     77 West Jackson Boulevard,
                     Chicago, IL  60604-3590
                                        32

-------