United States
Environmental Protection
Agency
Environmental Sciences
Research Laboratory
Research Triangle Park NC 27711
Research and Development
EPA-600/S3-84-087 Sept. 1984
Project  Summary
Evaluation  of the  Pollution
Episodic Model  Using the
RAPS  Data

William R. Pendergrass and K. Shankar Rao
  The Pollution Episodic Model (PEM)
is an urban-scale model capable of pre-
dicting  short-term  average ground-
level  concentrations  and  deposition
fluxes of one or two gaseous or particu-
late  pollutants at multiple  receptors.
The  two pollutants may be nonreac-
tive, or chemically coupled through a
first-order chemical transformation. Up
to 300 isolated point  sources and  50
distributed area sources may be con-
sidered in the calculations. Concentra-
tion  and deposition flux  estimates are
made using  the hourly mean me-
teorological data. Up to a maximum of
24  hourly scenarios of  meteorology
may  be  included  in  an  averaging
period.
  This report describes an evaluation of
the PEM  that used data from the St.
Louis Regional  Air  Pollution  Study
(RAPS). This evaluation was designed
to test the performance  of the model
by comparing its concentration esti-
mates to the measured air quality data
by using  appropriate statistical meas-
ures. Twenty days, ten summer and ten
winter, were selected from  the RAPS
data base for the PEM evaluation. The
model's performance  was judged by
comparing the calculated 12-h average
concentrations with the corresponding
observed values for five  pollutant
species: SO2, fine and course sulfates,
and fine and coarse total mass. A first-
order chemical transformation of SO2
to fine sulfate was considered in the
calculations in addition  to the direct
emission  and dry deposition of all five
pollutants.
  For the twenty PEM evaluation days,
PEM predicted average concentrations
of SO2, and fine and coarse sulfates to
within a factor of two. The model over-
predicted the average concentrations
of fine and coarse total mass by a factor
of three to four  over the evaluation
period. This was attributed primarily to
overestimation of emission rates  and
incorrect  location of  area  sources,
which dominate the fine and coarse
total mass  emission. Other possible
sources of errors in the calculations are
listed and discussed.
  This  Project  Summary  was  de-
veloped by EPA's Environmental  Sci-
ences Research Laboratory, Research
Triangle  Park, NC, to announce  key
findings of the research project that is
fully documented in a separate report
of the same title (see Project Report or-
dering information at back).


Introduction
  The Pollution Episodic Model (PEM)
is an urban-scale model capable of pre-
dicting short-term ground-level concen-
trations and deposition fluxes of one or
two gaseous or particulate reactive pol-
lutants in an urban environment with
multiple point and area sources. It is in-
tended for studies of the atmospheric
transport, transformation, and deposi-
tion of acidic, toxic, and other pollutants
in urban areas to  assess the impact of
existing or new sources or source mod-
ifications on air quality, and for urban
planning. The effects of dry deposition,
sedimentation, and a first-order chemi-
cal  transformation are  explicitly  ac-
counted for in PEM.
  This report describes an evaluation of
the  PEM that uses the St.  Louis Reg-

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ional Air Pollution Study (RAPS) data.
This evaluation was designed to test the
model's performance by comparing its
concentration  estimates  to the mea-
sured air quality data by using several
standard statistical measures of perfor-
mance.
  Twenty days,  ten  summer  and  ten
winter, were selected from the  RAPS
data base for the PEM evaluation. The
model's  performance was judged  by
comparing the calculated average con-
centrations with  the corresponding ob-
served values for the following five pol-
lutant species: SO2, fine sulfate, coarse
sulfate, fine total mass, and coarse total
mass. In these species, the cut-off size
between fine and  coarse particle frac-
tions was 2.5 |j.m. A first-order chemical
transformation of  SO2 to  fine sulfate
was considered  in the calculations in
addition to the direct emission and dry
deposition of all five pollutants.


Data Base
  Twenty days,  ten  summer  and  ten
winter, were selected from the  RAPS
data base  by  the  U.S.  Environmental
Protection  Agency (EPA) for  the PEM
evaluation.  Detailed emission inven-
tories of the RAPS region and meteorol-
ogy and concentration measurements
corresponding to these evaluation days
were  supplied by the EPA from  the
RAPS data  base.
  Hourly area and point source emis-
sion inventories for a typical winter day
and a typical  summer day for the  St.
Louis metropolitan area were supplied
by the EPA on two magnetic tapes. The
emission inventories were supplied  on
a numerical grid with a fixed origin at
XUTM = 710 km and YUTM = 4250 km,
which extended to 60 km in both x and
y directions. The size of each emission
grid cell for area sources was 5x5 km,
thus giving 144 emission squares in the
grid. Data tapes  contained  information
on  SO2,  sulfate, total paniculate mass
emissions, and the particle  size derived
from  the  1976 RAPS Emission Inven-
tory.  An  average  conversion rate of
1.85% of S02 emissions was used to es-
timate the sulfate emission  rates for
both area and point sources from the
known information on  SO2 emission,
provided particulate emissions existed.
in the case of point sources with no par-
ticulate  emissions, but relatively large
S02 emissions,  the  sulfate emissions
were calculated on the assumption that
in a short period of time, the conversion
of SO2 to SO3  occurs and contributes to
                                   2
the total mass in the region of interest.
However,  in the case of area  sources,
the SO2 emissions were relatively small
(3% of total SO2 emissions); therefore,
sulfate emissions could be neglected if
there  were no associated particulate
emissions.
  The size distributions of sulfate parti-
cle  emissions  from  area  and  point
sources were more difficult to estimate.
Approximate base size distributions of
sulfate for typical winter and  summer
days were determined. Based on other
studies, about 50% of the sulfate was
assigned to the size range less than 0.25
|o,m for the summer  aerosol,  and ap-
proximately 25% of the sulfate was as-
signed to  this size  range for winter
aerosol. The base size distributions ap-
proximated were then used to estimate
the sulfate size distributions in the area
and point sources by relating the total
particulate emissions (with associated
size spectrum) from these sources to
sulfate emissions.
  Hourly   measurements   of  wind
speeds and directions, and  tempera-
tures from the 25 station Regional Air
Monitoring  System   (RAMS)  network
were supplied  by the EPA.  Input files
contained urban mixing heights, wind
speeds and directions, atmospheric sta-
bility class, and temperatures: the input
winds  were  RAMS  network resultant
winds. The stability classifications were
supplied in the format required by PEM
(i.e., stability classes 1-7).
  Data tapes containing the  observed
gas concentration  values  from  the
RAMS network, corresponding to the
twenty evaluation were provided. Sepa-
rate files of high-volume and dichoto-
mous sampler data were also provided.
The data files were scanned for hourly
average SO2 concentrations, and 12-h
average concentrations  of total mass
and total sulfur. The observed gaseous
total sulfur concentrations were used to
approximate SO2 concentrations at the
RAMS stations where the latter  were
not measured. The high-volume  and
dichotomous  sampler  data contained
total sulfur and total particulate mass
concentrations in |j,g/m3. The particu-
late data were further divided into fine
and coarse categories based on a cut-
off size of 2.5 jj,m. The total sulfur mea-
surements were multiplied by a factor
of  three  (the  ratio of the molecular
weight of SO4 to the molecular weight
of sulfur)  to obtain the equivalent total
sulfate concentrations.
  Concentration  measurements  were
not made at all of the 25 RAMS stations.
The observed S02 concentrations are 1-
h average values. The total sulfur and
total mass concentrations measured by
eight out of the ten reporting RAMS sta-
tions were 12-h average values; only
stations 103 and 105 recorded 6-h aver-
ages. To facilitate comparison with the
model  calculations, the observed con-
centrations of SO2, fine and coarse sul-
fates, and fine and  coarse total  mass
were converted into 12-h averages. This
procedure gave two (12-h average) ob-
served concentrations per day for each
of the five pollutants.

Model Evaluation Results
  PEM concentration predictions were
evaluated against the measured con-
centrations for five pollutants: SO2, fine
particulate  sulfate,  coarse  particulate
sulfate, fine particulate total mass, and
coarse particulate total  mass. These five
quantities  were  calculated  in  three
model  runs that used  different sets  of
input data.  It was  assumed that SO2
chemically transforms into fine sulfate
at a  constant rate, and there is no con-
tribution to coarse  sulfate concentra-
tions from this transformation.
  A  chemical transformation  rate  of
SO2  to fine particulate sulfate of 5% per
hour was used. This  value was held
constant throughout the model runs re-
gardless of meteorological and  other
conditions.
  Deposition  (Vd)   and  gravitational
settling (W) velocities  were varied de-
pending on the pollutant in each model
run.  For example, Vd was 2.0 cm/s and
W was assumed to be zero for SO2. No
attempt was made to vary them by the
atmospheric   stability  class  or  other
meteorological conditions.
  PEM uses a fixed calculation and re-
ceptor grid system. A grid  system was
designed such  that  PEM  receptors
either matched or formed a grid around
the actual RAMS network stations. For
point comparisons with the RAMS net-
work stations, the four receptors in the
grid  squares around the RAMS station
were summed and  their average was
assigned to the RAMS station location.
  The numbers of point sources in this
evaluation were 286 in winter and 275
in summer,  thus  nearly  utilizing the
maximum capacity of the model of 300
point sources. For point source calcula-
tions in this evaluation, a modification
was made to the PEM program such
that  concentrations  were calculated
only for the receptors surrounding each
RAMS station and not at the rest of the
receptors. This required calculation  o'

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only 84 out of a total of 2500 receptors.
The model performance was evaluated
by using  several statistical  measures.
Two general  measures of performance
were used here: a) measures of differ-
ence, which  included bias,  variance,
gross variability or root mean squared
error  (RMSE),  and  average absolute
gross error; b) measures of correlation
paired in space and time.
  The ratio of the calculated (P) and ob-
served  (0) means for SO2,  P/O, was
1.24, and the  ratio of the corresponding
standard deviations was 1.12. However,
the correlation coefficient was only 0.23
over the compared range (6.5 - 250 jj,/
m3) of concentrations. This suggests a
large degree of randomness in the indi-
vidual   case-by-case  comparisons  of
SO2 concentrations.  The  differences D,
between observed and calculated SO2
concentrations showed a clear bias for
PEM to overpredict  observed concen-
trations less than 75 |xg/m3 and  under-
predict    observed   concentrations
greater than about 125 (xg/m3. The bias
D  over  the entire evaluated range of
SO2  concentrations  was -12.8 |o,g/m3.
Thus, PEM was conservative,  with  a
tendency to slightly overpredict the av-
erage SO2 concentrations. The average
absolute gross error IDI  was 48.5 |xg/
m3, which was less than  the mean of
observed concentrations. Therefore, on
the average, PEM predictions are within
a factor of two of the observed SO2 con-
centrations.
  For fine sulfate concentrations, P/O
was 1.1 and the ratio of the correspond-
ing standard deviations  was  1.2. The
correlation coefficient was 0.41 over the
compared range (1 to 30 (xg/m3) of the
concentrations. The  model  tended to
overpredict O, <  18 ^g/m3 and  under-
predict  O, > 20 |j,g/m3. The bias  D over
the entire range of concentrations was
-1.0 jxg/m3, (i.e., the model is  slightly
conservative).  The  average absolute
gross error IDI was  4.8  jxg/m3, which
was  much less than the  mean  of ob-
served concentrations. Therefore, aver-
aged over the entire data base, PEM cal-
culations of fine sulfate concentrations
were within a factor of two of the cor-
responding observed values.
  Coarse sulfate (particle size ^ 3 ^m)
concentrations from the model  evalua-
tion  results  for  direct  emissions  of
sources only were low (generally less
than 3 |j,g/m3). The ratio of the  means
of calculated and  observed values of
concentrations, P/O, was 0.52, and the
ratio of the corresponding standard de-
viations was 0.9. The correlation coeffi-
cient was 0.38 over the compared range
of concentrations. The model  slightly
underpredicted   the  concentrations,
with a bias of D =  0.5 n-g/m3 and an
average absolute gross error of 0.66 |xg/
m3. The  latter was 59% of the mean  of
observed concentrations. Thus,  on av-
erage, the calculated coarse sulfate con-
centrations were within about a factor
of two of the corresponding observed
values.  The  model  performed  some-
what better in winter than in summer.
  The results clearly showed that  PEM
overpredicted fine total mass concen-
trations.  The  observed concentrations
were less than 80 |xg/m3, but the corres-
ponding  calculated values ranged up to
300  |xg/m3. The larger calculated  con-
centrations were generally associated
with weak diffusion  conditions charac-
terized by strong  stabilities,  low wind
speeds, and shallow mixing depths that
were typical   of several of the  winter
evaluation days. The ratio of the means,
P/O, was 3.1 and the ratio of the corres-
ponding  standard deviations  was 6.0.
The  model significantly overpredicted
the concentration, with a  bias of  D  =
-70.8 jjig/m3  and an average  absolute
gross error of 72.1  |o,g/m3, which was
2.1 times the  mean of observed concen-
trations.  The  model overpredicted  con-
centrations at stations within the city by
a factor of three or less, and accurately
modeled the two outlying stations.
  The  model  evaluation  results for
coarse total mass (particle size ^ 3 |^m)
concentrations were qualitatively simi-
lar to those obtained for fine total mass
evaluation.
Conclusions
  This report described an evaluation of
PEM that used twenty days of data from
the St. Louis RAPS. This evaluation was
designed to test the model performance
by  comparing its concentration  esti-
mates for five pollutants to the  mea-
sured air quality data by using appro-
priate  statistical measures  of perfor-
mance.
  For the twenty evaluation  days, PEM
predicted  average  concentrations of
S02 and fine and  coarse  sulfates to
within a factor of two. The model  over-
predicted the average concentrations of
fine and coarse total mass by a factor of
three to four over the evaluation period.
The significant differences between the
calculated  and observed total mass
concentrations may be  attributed to a
number of reasons:
1. Hourly point and area source emis-
   sion  inventories were available for
   only  one winter day and one  sum-
   mer  day. These inventories  were
   further  averaged  over  two   12-h
   periods per day for use as input to
   PEM. Analysis of the emission inven-
   tories  indicated a  core  of steady
   emission sources with various other
   area and point sources coming on or
   off line  throughout the modeling
   period. Running PEM on an  hour-by-
   hour  basis might  account for this
   variability of emissions but the mod-
   eling costs would be prohibitive. De-
   spite this variability, both  fine and
   coarse sulfates  were predicted to
   within  a  factor  of two for  the total
   means as well as across the 12-h av-
   eraging period.  However, the  vari-
   ability  in emissions  appears to be
   very  important  for fine  and coarse
   total  mass, because these emission
   rates  were significantly larger  and
   dominated by ground-level sources.
2. Point  sources dominated the emis-
   sions of SO2 and fine and coarse sul-
   fates.  Area sources dominated the
   emissions of  fine and coarse  total
   mass, and the sulfate components of
   fine and coarse total mass emissions
   from  area sources were negligible
   compared to the nonsulfate compo-
   nents.  The nonsulfate  total mass
   consisted of fugitive  dust, highway,
   residential,  commercial,  industrial,
   and other particulate emissions of
   different  sizes that were difficult to
   estimate  accurately. No information
   is available on the variability of these
   emissions.  Any  errors involved m
   the estimation and location of these
   sources would   significantly affect
   the calculated concentrations due to
   the relatively  large emissions  from
   area sources.
3. Because  of the 12-h averaging  for
   periods 00-12 and 13-24 h,  little can
   be said about the  diurnal variation
   of model performance in this evalua-
   tion. There were also significant dif-
   ferences  between the first and  sec-
   ond averaging periods in the mean
   residuals of fine and  coarse  total
   mass.  This  may  have  been   as-
   sociated with  the diurnal variability
   of area source  emissions of these
   species and with errors in  stability
   classification. The first 12-h averag-
   ing  period  was generally   charac-
   terized by  stable conditions,  with
   weak  diffusion  conditions.  Hence,
   the calculated concentrations and re-
   siduals were larger for this period.

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  4.  Constant deposition and settling ve-
     locities  and  transformation  rates
     were used  throughout the 12-h av-
     eraging  period. This ignores the de-
     pendence  of  these  variables  on
     meteorological  conditions such as
     wind, humidity, and thermal stratifi-
     cation. Also, using one constant set
     of values for deposition and settling
     velocities to describe the broad parti-
     cle size  spectrum ^  3 i^m may not
     accurately represent the behavior of
     particles of different sizes.
  5.  The wind speed and direction input
     to PEM  were the RAMS network re-
     sultant values  These are approxima-
     tions to real  conditions. Errors in
     wind direction may cause the model
     to  affect  particular  receptors that
     may  be  completely ignored in real-
     ity. An underestimation of the actual
     wind speed leads to overprediction
     of the calculated concentrations.
    Additional  effort should be directed
  toward  an  examination of the model's
  response to emission variability, stabil-
  ity classification, and area source emis-
  sions and  location.  Experience  has
  shown  that area sources  are the  pri-
  mary determinant  in modeling  urban
  ground-level concentrations  of nonsul-
  fate particulate matter.
         William R. PendergrassandK. ShankarRaoare with Atmospheric Turbulence and
           Diffusion Division, National Oceanic and Atmospheric Administration, Oak
           Ridge, JN 37830
         Jack H. Shreffler is the EPA Project Officer (see below)
         The complete report, entitled "Evaluation of the Pollution Episodic Model Using
           the RAPS Data." (Order No  PB 84-232 537; Cost. $10.00, subject to change)
           will be available only from.
                National Technical Information Service
                5285 Port Royal Road
                Springfield, VA22161
                 Telephone.  703-487-4650
         The EPA Project Officer can be contacted at.
                Environmental Sciences Research Laboratory
                U.S. Environmental Protection Agency
                Research Triangle Park, NC 27711
                                            - U S GOVERNMENT PRINTING OFFICE, 1984 -- 759-015 '7813
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